102. The Influence of Spiritual Beings on Man: Lecture IX
01 Jun 1908, Berlin Tr. Unknown Rudolf Steiner |
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There is one experience which plays a role in man's life today—whether as individual or member of social group—that has undergone a great change since that time, namely, the alternation of waking and sleeping. |
One who does not know that the giving of names in former times was quite different from what it is today will not be able to understand the nature of these things at all. A fundamental consciousness mediating quite differently existed in ancient times. Imagine that the ancestor had had two children, each of these two again, the next generation again two, and so forth. |
What will enter then? The great truth, the great law, will be realized that the most individual truths, those that are found in the most inward way, are at the same time those that hold good for all. |
102. The Influence of Spiritual Beings on Man: Lecture IX
01 Jun 1908, Berlin Tr. Unknown Rudolf Steiner |
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We ventured on rather unusual ground in our last lecture when we turned our attention to certain beings who definitely exist amongst us. They are spiritual beings who in a certain way fall out of the regular course of evolution, and it is just this fact that gives them their significance. We were considering the elemental beings whose existence is naturally viewed by the enlightened mind of today as the utmost superstition, but who will play a significant rôle in a not very far distant time of our spiritual evolution, precisely through the position they occupy in the cosmos. We have seen how such elemental beings come into existence as a sort of irregularly severed parts of group souls. We need only remember what was said at the end of the lecture and we shall have placed the nature of such elemental creatures before our spiritual eyes. We were considering one of the last formed species of these elementary beings. We pointed to the fact that each animal form—or to put it differently—a totality of similarly formed animals is represented by a group soul. We have said that these group souls play the same rôle in the astral world as our human soul—in so far as it is I-endowed—in the physical world. The human ego is really a group ego which has descended from the astral plane to the physical plane, and thus becomes an individual ego. The animal egos are still normally on the astral plane, and what is here on the physical plane as the separate animal possesses only physical body, etheric body, and astral body. The ego is in the astral world, similarly formed animals being members of their group ego. We can realize from this fact how birth and death in human life have not the same significance in the life of the animal. For when an individual animal dies, the group soul or group ego remains alive. It is just the same as if—assuming that it were possible—a man lost a hand and was capable of replacing it. His ego would not say: ‘I have died through the loss of my hand’; it would feel that it had renewed a limb. So the group ego of the lions renews a limb when a lion dies and is replaced by another. Thus we can understand that birth and death have not at all the significance for the animal group souls as they have for the human being of the present cycle of evolution. The group soul of the animals knows changes, metamorphoses; knows, so to speak, the severing of the members which then extend into the physical world, the loss of these members and their renewal. We have said, however, that there are certain animal forms which go too far in the process of severing, which are no longer in a position to send back to the astral plane what they bring down to the physical plane. When an animal dies what falls away must be entirely exhausted in the surrounding world, while the soul and spirit nature of the animal must stream back into the group soul, to be ex-tended afresh and grow to a new individual entity. There are in fact certain animal forms which cannot send everything back into the group soul; and these parts which re-main over, which are cut loose, torn loose from the group soul, then lead an isolated life as elemental beings. Our evolution has gone through the most varied stages and at each stage such elemental beings have been separated off, so you can well imagine that we have a fairly large number of such elementals around us in what we call the super-sensible world. When, for instance, the enlightened person says that people talk of elemental beings and call them Sylphs, Lemures, but that such things do not exist—then you must reply that he does not see these things because he has not troubled to develop the organs of cognition which would enable him to recognize them. But just ask the bees, or rather, the soul of the beehive. They could not close themselves to the existence of Sylphs or Lemures! For the elemental beings which are denoted by these names are to be found at quite definite places, namely, where there is a certain contact of the animal kingdom with the plant kingdom. This has not a general application, however; they are to be found only at spots where the contact takes place under certain circumstances. When the ox eats grass there is a contact between the animal kingdom and the plant kingdom, but that is a common-place, normal proceeding; it lies in the regular course of evolution. The contact that occurs between the bee and the blossom stands on quite a different page of cosmic evolution. Bees and blossoms are much farther apart in organization and they come together again in a special way—moreover a quite remarkable force is unfolded in their contact. The peculiar auric sheath which always arises when a bee or similar insect sucks at a flower belongs to the “interesting” observations of the spiritual-super-sensible worlds—if one may use the expression, but we have so few appropriate expressions for these subtle things. The peculiar, unique experience which the little bee has when it sucks at the flower is present not only in the masticators or in the bee's body, but the exchange of taste between bee and blossom spreads out a sort of tiny etheric aura. Every time that the bee sucks there is this aura, and always when something like this arises in the super-sensible world the beings which need it arrive at the spot. They are attracted by it, for there they find their food—to express it crudely again. I said on another occasion that we should not be concerned with the question: Whence come all the beings of which we have spoken? Wherever the opportunity is given for definite beings, then they are always there. If a person sends out wrong, evil feelings, these live around him and attract beings which are there waiting, just as some physical being waits for food. I once compared this with the fact that there are no flies in a clean room; if there are all sorts of food-remains in the room, then there are flies. So it is with the super-sensible beings: one need only provide them with the means of nourishment. The bee which sucks at the blossom spreads a little etheric aura and then such beings approach, especially when a whole swarm of bees settles on a tree and then moves away with the sensation of taste in the body. Then the whole swarm is ensheathed in this etheric aura and also entirely interpenetrated by the spiritual beings which one calls Sylphs or Lemures. In border-regions where different kingdoms come in touch with one another these beings are present and they really play a role. In fact they are not only to be found where this fine etheric aura arises, they not only approach to satisfy themselves, but they are hungry and they bring the hunger to expression by guiding the particular creatures to the particular places. In a certain way they are little guides. So we see that beings who, we may say, have severed their connection with other worlds to which they were formerly united, have taken in exchange a strange role. They are beings which can well be used in other worlds. At any rate, when they are so used a kind of organization is established, they come under higher beings. It was said at the beginning of today's lecture that at a by no means very distant time it will be fully necessary for humanity to know of these things. In a not very distant future, science will take an extraordinary course. Science will become increasingly materialistic, will confine itself simply to a description of external facts of the physical senses. Science will confine itself to the crudely material, although a strange transitional state still prevails today. A time of sheer undiluted materialism in science lies not very far behind us. This crude materialism is at the most still seen as a possibility by people of a purely amateur outlook, though few thinkers trouble to set something else in its place. We see a whole number of abstract theories appear in which a timid reference is made to the super-sensible, the superbodily. The course of events, however, and the power of external physical facts will utterly overthrow these strange, fantastic theories which are set up by those who are dissatisfied today with physical science. And one day the learned will find themselves in a peculiar situation as regards these theories. All that they have spun out about All-Being and All-Ensouledness of this or that world, all their speculations will be overthrown and men will have nothing more in the hand than sheer sense-perceptible facts in the fields of geology, biology, astronomy, and so forth. The theories set up today will be very short-lived, and to the one who is able to look into the special course of science, an absolute desolation of the purely physical horizon is presented. Then, however, the time will also have come when a fairly great number of representatives of humanity will be ripe to acknowledge the super-sensible worlds of which the spiritual-science world-conception speaks today. Such a phenomenon as that of the bee-life in connection with what can be known of the super-sensible worlds offers a wonderful answer to the great riddle of existence. These things are of great importance from yet another side. It will become increasingly indispensable to grasp the nature of the group souls, and such knowledge will play a great role even in the purely external evolution of humanity. If we go back thousands and thousands of years we find man himself as a being still belonging to a group soul. Human evolution on our Earth is from the group soul nature to the individual soul. Man advances through the gradual descent of his ego-endowed soul into physical conditions, there having the opportunity of becoming individual. We can observe different stages in the evolution of mankind and see how the group soul gradually becomes individual. Let us go back to the time of the first third of the Atlantean culture epoch. There the life of man was quite different; in the bodies in which we were incorporated at that time our souls had quite different experiences. There is one experience which plays a role in man's life today—whether as individual or member of social group—that has undergone a great change since that time, namely, the alternation of waking and sleeping. In ancient Atlantean times you would not have experienced the same alternation of waking and sleeping as exists today. What is then the characteristic difference in comparison with present humanity? When the physical and etheric bodies lie in bed, the astral body with the ego lifts itself out and what one calls the modern consciousness sinks into an indefinite darkness. In the morning when the astral body and the ego draw again into the other members they make use of the physical organs and consciousness lights up. This condition of daily waking in consciousness, nightly sleeping in unconsciousness, did not exist formerly. When it was daytime and man dipped down into his physical body, as far as was the case then, he by no means saw physical beings and objects in definite boundaries as he does today. He saw everything with vague outlines just as you do when you go along the streets on a foggy evening and see the lamps surrounded with a misty aura. That was the way the human being of that time saw everything. If that was the day condition, what was the night condition? When the human being passed out of the physical and etheric bodies during the night, no absolute unconsciousness came over him, it was only a different kind of consciousness. At that time man was still aware of the spiritual processes and spiritual beings around him, not clearly and exactly as in true clairvoyance, but with a last relic of ancient clairvoyant sight. Man lived by day in a world of hazy, nebulous outlines, in the night he lived among spiritual beings who were around him as we have the various objects around us today. There was thus no sharp division between day and night, and what is contained in saga and myths is not some folk-fantasy but memories of the experiences which early man had in the super-sensible world in his then state of consciousness. Wotan or Zeus or other super-sensible spiritual divinities who were known to various peoples are not fabrications of fantasy as is asserted at the council-board of erudition. Such assertions can only be made by someone who knows nothing of the nature of folk-fantasy. It does not in the least occur to early peoples to personify in that way. Those were experiences in ancient times. Wotan and Thor were beings with whom man went about as today he goes about with his fellow-men, and myths and sagas are memories of the ages of ancient clairvoyance. We must be clear, however, that something else was united with this living into the spiritual super-sensible worlds. In these worlds man felt himself not as an individual being but as a sort of limb of spiritual beings. He belonged to higher spiritual beings as our hands belong to us. The faint feeling of individuality which man possessed at that time he acquired when he dipped down into his physical body and emancipated himself from the “dance” of the divine spiritual beings. That was the beginning of his feeling of individuality. At that time man was absolutely clear about his group soul, he felt himself immersed in the group soul when he left his physical body and entered the super-sensible consciousness. That was an ancient time when the human being had a vivid consciousness of belonging to a group soul, a group ego. Let us look at a second stage of human evolution—we will omit intermediate stages—, the stage referred to in the history of the Patriarchs of the Old Testament. What really underlies this we have already related. We have given the reason why the Patriarchs Adam, Noah, and so on, had such a long life time. It was because the memory of early mankind was quite different from that of contemporary man. The memory of modern man has in fact become individual, too. He remembers what he has experienced since birth—many actually from a much later point of time. This was not the case in ancient times. At that time what the father had experienced between birth and death, what had been experienced by the grandfather, the great-grandfather, were as much an object of memory as a man's own experiences. Strange as it seems to the modern man there was a time when memory went beyond the individual and back through the whole blood relationship. The external sign for the existence of such a memory is precisely such names as Noah, Adam, and so on. These names do not denote single individuals between birth and death. Today a name is given to the one individual whose memory is enclosed between birth and death. Formerly the giving of a name went as far as the memory reached back into the generations, as far as the blood flowed through the generations. “Adam” is merely a name that lasted as long as the memory lasted. One who does not know that the giving of names in former times was quite different from what it is today will not be able to understand the nature of these things at all. A fundamental consciousness mediating quite differently existed in ancient times. Imagine that the ancestor had had two children, each of these two again, the next generation again two, and so forth. In all of them the memory reached up to the ancestor and they felt themselves one in the memory which meets up above, so to speak, in a common point. The people of the Old Testament expressed this by saying—and this applies to each single adherent of the Old Testament—“I and Father Abraham are one.” Each individual felt himself hidden in the consciousness of the group-soul, in the “Father Abraham.” The consciousness with which the Christ has endowed mankind surpasses that. The ego through its consciousness is connected directly with the spiritual world, and this comes to expression in: “Before Abraham was, was the I—or the I am.” Here the impulse to stimulate the “I am” comes fully into the separate individual. So we see a second stage of the evolution of mankind: the group-soul age which finds its external expression in the blood relationship of the generations. A people which has particularly developed this lays very special value on continually emphasizing: As folk we have a folk-groupsoul in common.—That was particularly the case for the people of the Old Testament, and the conservatives among them strongly opposed therefore the emphasis of the “I am” of the individual ego. Whoever reads St. John's Gospel can grasp with spiritual hands, so to speak, that that is true. One need only read the story of the conversation of Jesus with the woman of Samaria at the well. Here it is expressly pointed out that Christ Jesus goes to those also who are not related by blood. Read how remarkably it is indicated: “For the Jews had no dealings with the Samaritans.” One who can experience this gradually, meditatively, will see how humanity has advanced from the group soul to the individual soul. History has become an entirely external matter, very much a “fable convenue,” for it is written from documents. Suppose that something had to be written today from documents and the most important documents are lost! Then whatever documents are accidentally available are thrown together and reports are made. For matters of spiritual reality one needs no documents; they are inscribed in the Akashic Record which is a faithful record and effaces nothing. It is difficult, however, to read in the Akashic Record because the external documents are even a hindrance to the reader of spiritual “scripts.” But we can see how the advance from group soul to individual soul has taken place in times lying very near to our own. One who observes history from a spiritual aspect will have to recognize a most important period of time in the early Middle Ages. Previously man was still enclosed in various groups if only externally. To a much greater extent than is dreamt of by modern man, people at the beginning of the Middle Ages still received their significance and value even as regards their work, from relationship and other connections. It was a natural consequence for the son to do what the father did. Then came the time of the great inventions and discoveries. The world began to demand more from the purely personal proficiency, and man was increasingly torn out of the old connections. We can see the expression of this throughout the Middle Ages when cities of the same type were founded over the whole of Europe. We can still distinguish today the cities built on this type from those built on other foundations. In the middle of the Middle Ages there was again an advance from the group soul to the individual soul. If we look into the future we must say: More and more man emancipates himself from the old group soul element and individualizes himself. If you could look back to earlier phases of man's evolution you would see how those cultures were cast in the same mold—as, for instance, Egypt and Rome. This is only in a very slight degree true of today. Humanity has now descended to the point where not only manners and customs are individual but even opinions and faiths as well. There are people among us already who look on it as a lofty ideal for everyone to have his own religion. The idea floats before quite a number that a time must come when there are as many religions and truths as persons. This will not be the course of human evolution. It would take this course if men were to continue to follow the impulse coming today from materialism. That would lead to disharmony, to the splitting of humanity into separate individuals. Mankind, however, will only not take this course if such a spiritual movement as Spiritual Science is accepted. What will enter then? The great truth, the great law, will be realized that the most individual truths, those that are found in the most inward way, are at the same time those that hold good for all. I have already commented on the fact that today there is really general agreement upon the truths of mathematics alone, for these are the most trivial of all. No one can say that he finds mathematical truths through external experience; we find them through inwardly realizing them. If one wants to show that the three angles of a triangle make 180°, then one draws a line through the apex which is parallel to the base and lays the three angles together fan-wise; then angle a = d, b = e, c = itself, and so the three angles are equal to a straight line, that is, 180°. Anyone who has once grasped this knows that it must be so, once and for all, just as one knows that 3 x 3 = 9 after it has once been grasped. I do not think one would expect to discover that by induction. These most trivial of all truths, the arithmetical, geometrical, are found inwardly, and yet people do not dispute about them. They are in absolute agreement about them because man is far enough advanced to grasp them. Agreement of opinion prevails only as long as pure truth is not clouded by passions, sympathy and antipathy. A time will come, though it is still far distant, when mankind will be laid hold of increasingly by the knowledge of the inner world of truth. Then in spite of all individualism, in spite of truth being found by everyone for himself inwardly, harmony will prevail. If mathematical truths were not so simple and obvious then the passions aroused in acknowledging them would lead to many difficulties. For if covetousness entered in then perhaps many housewives would determine that 2 x 2 = 5 and not 4. These things are only so obvious and simple that they can no longer be clouded by sympathy and antipathy. Continually wider regions will be grasped by this form of truth and more peace can come to mankind if truth is grasped in this manner. The human being has grown out of the group soul condition and emancipates himself from it increasingly. If we look at groups instead of the souls, we have family connections, connections of tribe and nation, and finally connected races. The race corresponds to a group soul. All these group connections of early humanity are what man outgrows and the more we advance the more the race conception loses its meaning. We stand today at a transitional point; race will gradually disappear entirely and something else will take its place. Those who will again grasp spiritual truth as it has been described will be led together of their own free will. Those will be the connections of a later age. The human beings of earlier times were born into connections, born into the tribe, the race. Later we shall live in the connections and associations which men create for themselves, uniting in groups with those of similar ideas while retaining their complete freedom and individuality. To realize this is necessary for a right understanding of something like the Anthroposophical Society. The Anthroposophical Society is intended to be a first example of such a voluntary association, although we may be well aware that it has not yet reached very far. The attempt had to be made to create a group in which men find themselves together without the differentiation of the ancient group soul's nature and there will be many such associations in the future. Then we shall no longer have to speak of racial connections but of intellectual-ethical-moral aspects with regard to the associations that are formed. The individuals voluntarily allow their feelings to stream together and this again causes the forming of something which goes beyond the merely emancipated man. An emancipated human being possesses his individual soul which is never lost when it has once been attained. But when men find themselves together in voluntary associations they group themselves round centres. The feelings streaming in this way to a centre once more give beings the opportunity of working as a kind of group soul, though in quite a different sense from the early group souls. All the earlier group souls were beings who made man unfree. These new beings, however, are compatible with man's complete freedom and individuality. Indeed, in a certain respect we may say that they support their existence on human harmony; it will lie in the souls of men themselves whether or not they give as many as possible of such higher souls the opportunity of descending to man. The more that men are divided, the fewer lofty souls will descend into the human sphere. The more that associations are formed where feelings of fellowship are developed with complete freedom, the more lofty beings will descend and the more rapidly the earthly planet will be spiritualized. So we see that if man is to acquire any idea of future evolution, he must have a thorough understanding of the character of the group soul element. For otherwise, if his individual soul keeps itself aloof too long on the earth, and does not find the link of companionship, it could come about that it lets the chance of union go by. It would then itself become a sort of elemental being, and the elemental beings originating from man would be of quite an evil nature. Whereas those which have arisen from the earlier kingdoms are very useful for our orderly course of nature, the human elemental beings will by no means possess this quality. We have seen that such severed beings arise in certain border regions, and they arise also on the boundary made by the transition from the group soul nature to the independent group associations where the connections are of an aesthetic, moral, intellectual character. Wherever such connections arise, group beings are there. If you could observe certain spots, as, for instance, springs where underneath there is stone overgrown with moss, thus forming a kind of partition between plant and stone, and then water trickles over it—that too is essential—then you would see that what are called Nymphs and Undines are very real, an actuality. Again, where metals come in contact with the rest of the earthy realm there lie whole bundles of the beings we call Gnomes. A fourth species are the Salamanders which form, so to say, the youngest generation in the ranks of elemental beings. They nevertheless exist in large numbers. To a great extent they owe their existence to a process of separating off from animal group souls. These beings too seek opportunities for finding nourishment, and they find it in particular where not quite normal relations sometimes exist between the human and the animal kingdoms. Those who know something about these things are aware that elemental beings—and definitely good beings—develop through the intimate relationship of the rider and his steed. Through the warm connection of certain men with animal groups, feelings, thoughts and impulses arise which provide good nourishment for these elemental beings of a Salamander nature. That can be particularly observed in the united life of the shepherd and his flock, in the case of herdsmen in general who live in close connection with their animals. Certain Salamander-like elemental beings can find their nourishment in the feelings which develop through this intimacy between man and beast, and they remain where this food is to be found. They are quite shrewd too, full of a natural wisdom. Faculties develop in the shepherd through which these elemental beings can whisper to him what they know, and many of the recipes or prescriptions coming from such sources have originated in this way. A man among such conditions may well be surrounded as if by fine spiritual beings who furnish him with a knowledge of which our modern intellectuals have not the slightest idea. All these things are founded on good grounds and can definitely be observed through the methods which occult wisdom can perfect. I should like to conclude by pointing to yet another phenomenon which can show you how certain things which are explained quite abstractly today have often sprung from a deep wisdom. I have already spoken of Atlantean times and how when men left their bodies in the night, they lived among the spiritual beings whom they called the Gods. These men were descending deeper into a physical corporeality; but the beings whom they revered as the Gods, that is, Zeus, Wotan, are on another path of evolution. They do not descend as far as the physical body, they do not touch the physical world. But even there we find certain transitional states. Man has come into existence through his whole soul and spirit being having hardened to his physical body. In the case of man the group souls in their entirety have come down to the physical plane, and man's physical body became an imprint of the group soul. Let us suppose a being like Zeus—who is a positive reality—has just slightly contacted the physical plane, just projected into it a very little. That is rather as if you dip a ball into water and it is wet underneath. In the same way certain beings in Atlantean times have only been grazed by the physical world. Physical eyes do not see what remains in the spiritual world as astral-etheric. Only the part which projects into the physical world is visible. From such projections arose symbolism in mythology. If Zeus has the eagle as symbol that is because his eagle-nature is the little projection where a being of the higher worlds touched the physical world. A great part of the bird world is severed portions of such evolving beings of the super-sensible world. As with the ravens of Wotan and the eagle of Zeus so is it everywhere where symbolism goes back to occult facts. Much will become clearer to you if you take into account like this the nature and activity and evolution of the group souls in the most varied fields. |
193. The Problems of Our Time: Lecture III
14 Sep 1919, Berlin Tr. Unknown Rudolf Steiner |
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The external understanding of what is included in our idea of the Threefold Commonwealth can and must be given to the outer, exoteric world, but the real, fundamental understanding which will lead to conscious co-operation in social evolution must begin with the seriousness based on the view of life gained through anthroposophical spiritual science. |
We build up our own spiritual life with forces derived before birth or conception; the economic life we develop so that we can convey the forces belonging to it into the spiritual world; but the State, what constitutes the sphere of "rights" is the opposite of the impulses existing between death and a new birth; what is developed here on earth and belongs to the earth only is the life of polities, law, the State. That has no relation to the spiritual world. We simplify matters by interpreting things of this kind as we find convenient. |
193. The Problems of Our Time: Lecture III
14 Sep 1919, Berlin Tr. Unknown Rudolf Steiner |
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I have told you how at the present epoch in the history of human evolution men are confronted with great tests, though for the most part what these tests bring goes on in subconscious experience. Men, as I said, can know, and must know what it means "to pass over the Threshold of the invisible world," when they go: through some kind of initiation and enter it consciously; but something like it—naturally not to-day or tomorrow but in course of a longer period of time—happens with humanity itself, in that it has to experience separation of the hitherto-interwoven forces of thinking, feeling and willing, when they fall apart, just as they become independent in the individual who passes the Threshold of the supersensible world. All this is bound up with significant changes in the depths of human nature, and it is one of the tasks of our age to make these changes part of our consciousness. The great obstacle to be overcome is the desire for comfort in man to-day, the unwillingness to know what is going on in humanity, the continued living in illusions and, in fact, dreaming about life. We shall get the best understanding of my subject to-day by calling to mind some of the facts of supersensible life which have long been known to us. Let us recollect how the human ego and astral body leave the physical and etheric bodies as we fall asleep and return to them as we awake. That is a general description, a sort of sketch of the process. We can say in a general way that on waking man returns to his physical and etheric bodies, but then this return takes place in varying degrees. For instance, it can never be said of a little child that the ego and the astral body plunge fully into the physical and etheric bodies and become completely one with them as to activity. There is always something in his astral and ego which does not so unite. Yes, and if we look back into earlier times of human development, to the important dividing line which occurs in the middle of the fifteenth century, we must admit that, until that definite point, in human life as a whole there existed no complete immersion of the ego and astral body during the conscious waking hours. The really important feature of our postAtlantean age is that soul and spirit—the ego and astral body—have only recently been able to plunge entirely into the physical and etheric, and even so, not until after the 27th or 28th year. Conditions will change again with time. This is a significant mystery, in the evolution of mankind. What is the meaning of this complete immersion in the physical body? It signifies that by means of it we are able to develop thoughts and unfold ideas of the scientific, materialistic type prevalent since the days of Galileo and Copernicus. For these ideas and this scientific view of the world the physical body is the right instrument. The identification had not been achieved in earlier centuries, therefore there was no scientific thinking which is wholly bound up with the physical body. With this fact is connected everything else I have mentioned about the activity men must unfold in their spiritual-scientific attitude in order to regain the interest of the Beings of the three higher Hierarchies standing nearest to mankind. We owe it to them that we have the power to plunge completely into the physical body and therewith learn of the dead mineral external world through natural science. It is man's duty to-day to become aware of these things. At our present stage of culture, without such a consciousness men live in a kind of sleep. That is why events happening around them do not penetrate into their drowsy minds. We simply must let these concrete facts work upon our souls in order to acquire a consciousness of what forces are dominant and active in our particular phase of evolution. In the extended span of time which we may call "the present," much must be made new—above all, the aims of education. I have already spoken of this from our own point of view. We must educate people from childhood onwards so that they can rightly enter. into an age marked by this complete plunging into the physical body, educate them to be able to take the complete plunge. Wherein will consist the success of our efforts towards a renewal of educational methods? In giving man, who is entering a new stage of development, preparation for the experience it brings. Anyone observing life to-day will know that at the present time there are a remarkable number of "broken” natures to be met with, natures unfitted to cope with life. Why are they not equal to it? Because, they cannot look back, as I have described, to the experiences of their education. Certain forces can only be developed in childhood. Once developed they remain throughout life; we have them, and can cope with it. If we have them not, we lack that power. It is in this sense that we must understand the feeling of responsibility we ought to foster with regard to education. Further, we must fully realize that the Christ-Impulse entered into humanity in the fourth post-Atlantean epoch, which began in, the eighth century B.C. and lasted until the fifteenth century A.D. When about a third of this period had elapsed, there entered into human evolution what gives meaning to the whole Earth-development—the Christ-Impulse, the Mystery of Golgotha. Man was then in process of developing the Rational or Mind soul, Gemüt-Seele, in which human thought and experience were more instinctive than they are to-day: this development was superseded in the fifteenth century by that of the Consciousness or Spiritual Soul, the period in which we live. The way in which the Event of Golgotha appeared as an impulse in world-history and human- evolution was suited, in the first instance, to the instinctive conditions of the fourth post-Atlantean epoch, and was thus understood by the men of that time. It was natural for this instinctive understanding to believe that in the personality of Jesus of Nazareth the Christ Being lived, He Who had descended from cosmic heights in order to unite Himself with that body for earthly activity. Through feeling, everyone could realize that a great, important and supersensible occurrence had, in the Event of Golgotha, entered human life. With the passage of time the capacities of the Rational Soul became less and less. The understanding of the Event of Golgotha which existed in the first Christian centuries could not last: it was bound to vanish with the altered soul constitution of civilized man. In consequence, with the uprising of the Consciousness Soul, the Event of Golgotha itself came to be regarded more materially. We see that the evolution of civilized mankind in the course of the last four or five hundred years so proceeded that the understanding of what really happened on Golgotha—the indwelling of the Christ in Jesus of Nazareth—became fainter and fainter. This great Mystery, perceived instinctively through the first centuries, was less and less understood, more and more materialistically regarded, until in our times it has become possible to take as a sign of progress that men no longer desire to know anything of the supersensible, cosmic Christ, but talk of Jesus of Nazareth simply as a man, an extraordinary man perhaps, but constituted exactly like other men. Here, too, we stand at a turning-point. A new understanding of Christ must arise. It can only come if sought by the means provided by Spiritual Science, so sought that supersensible means may discover what can only be accomplished within the supersensible and reveal itself in the sensible. The new understanding of Christ must arise from such depths in human nature that, confronted with these depths, differences of creeds, hitherto dominant amongst civilized mankind, will be as wreaths of vapour. These differences lie in a part of the soul more on the surface than that which to-day, out of the depths of Spiritual Science, must lead to a new understanding of Christ Jesus. Nor will understanding be complete, really satisfying the needs of man's soul to-day, unless it can bridge the differences among men imposed on humanity by the various creeds. Something there is as a hope from this new Christ-Impulse, something we must all long for if we are serious and worthy in our wishes for humanity, something which is actually being sought in other spheres though very unintelligently. Nowadays men talk of the so-called “League of Nations " and hope for something from it. It is remarkable how they long to understand reality by means of abstractions. Whence is to come the impulse, working through the peoples, which can evoke a unity such as this "League of Nations" is supposed to represent? Look at everything which has been produced in the way of spiritual impulses towards its establishment—nothing but a few abstractions. Yet men sleep through such things—how soundly, we may see from a fact like the following: Woodrow Wilson, discoverer or at least rediscoverer of the League, announced at a time when America was not taking part in world-events as she does now, that the League could only be properly established if as a result of the catastrophe of the war there were no "victors" and no "vanquished." That was an essential condition. Taken as earnest, that makes it impossible to take seriously what is said about the League now; the two cannot be reconciled, but that is not noticed. Here is a thing which militates against' a healthy development of mankind; men are willing to accept the most impossible contradictions if only an interval of time separates them. It is as though present-day man in no way partakes with his soul in what is really happening. The League is a nonentity, for what has to be established in humanity must well up from the depths of man's being to the surface. New comprehension of the Christ-Impulse alone can develop what is needed to-day in the whole civilized world, from human impulses suited to the times, on a basis which will not rest on the differences between peoples. The civilized nations, torn asunder by hatred and misunderstanding, can only be united by the Christ-Impulse, as presented by Spiritual Science. This f act must sink deeply, deeply as a conviction into the soul. All else, which does not lead in this direction, is only hindering the evolution of mankind. The needs of human evolution must be dealt with from its depths, not by any trivial speech. The Earth acquired its own meaning in relation to that evolution through the Event of Golgotha, and now the time has come when this meaning must be grasped in a different way. Until men realize the duty of this understanding there will be no remedy for the wounds of our times. What is designed can no longer be brought to fruition by nations side by side, but by nations as one. It is impossible: to establish a League of Nations by outside political arrangement. These things must come from within, arising from the deepest impulse, the Christ-Impulse in man. Anthroposophical Spiritual Science has the duty of pointing out what each man, merely as a personal individual being, can awaken in himself—but which simply must be awakened. Directly we touch on these things, the seriousness of our times strikes us with full force. It is tragic to see how little it is felt, how men avoid approaching the great knowledge or recognition that must be definitely incorporated in human consciousness. The epoch through which we have passed has led us away from that inner urge which could bring us to the knowledge necessary to-day. Suppose you asked a natural scientist of the day, what the evolution of the Earth would be if man had taken no part in it. Thinking logically on the basis of his hypotheses and opinions, he could but reply that even if man were absent, the Earth would develop without him, bring forth its minerals, plants and animals: things would go on more or less as they do now, except that man would not be there, and no cities or houses would be built. Therefore, from the standpoint of natural science, we should have to say that the Earth would have developed without man, just as it has done with him. Yet this is a complete error. If you put together the various things to be found in our twenty years of lecturing, you will feel what I am saying as a self-evident fact, but attention must be drawn to it. The physical body of man is permeated during his existence between birth and death by the soul; and in this present epoch it is so interwoven in a particular way: the ego and astral body plunge completely into the physical. Again, when either by cremation or burial, we give over the corpse of the physical body to the earth, it means to present-day science no more than that the body has consisted of various substances which at death are added to the earth and go their way according to the various principles established by organic and, more especially, by inorganic, chemistry. But that is all pure nonsense. It is emphatically not without significance, that from birth to death this human body is inhabited by a human soul-spirit being. We give the corpse over to the earth in a form and condition which it has only acquired from this fact—the indwelling from birth to death of a being, man's soul and spirit, which before birth (or conception) lived in the spiritual world. The Earth in its evolution would long ago have fallen into decay and desolation if it had not received as a ferment—whether through burial or fire-the human bodies which have been the dwellings of souls, though now deserted by them. In olden days when bread was baked (nowadays the thing is more artificial) a little of the dough was kept back, to be added as yeast at the next baking that was a necessary part of the process. In the same way the Earth would not be able to develop unless it received human bodies (not the animal body !) as a sort of ferment. By their means the Earth, which would otherwise long ago have turned to dust, is enabled to bring to completion what lies within its evolution. Man does have a share, and especially just now, in the whole evolution of the Earth, and even what we relinquish to the Earth at our death is important for it. The other thing which happens to man, especially at this epoch of his evolution, is that when he passes a certain age of maturity, 27 to 28, he is in his waking life, as regards his physical body, in a relationship which works in a particular way on the spiritual, super-earthly world. This is a remarkable polarity in man's evolution. If he passes through the gate of death and leaves his body behind him, he releases something from the body which serves the Earth as a ferment in its development, whereas if he lives through the period from 28 to 35 on Earth, he gives the spiritual world something which it needs. (Things are somewhat modified in the case of people who die before 28—to consider this to-day would take us too far.) What we give to the spiritual world is the most important thing that we come upon-again when in the spiritual world we live our life backwards. We really do give something to the super-earthly world, just as we relinquish our body to the earthly world at death. This is one of the secrets bound up with evolution, and nowadays it is essential that men should absorb them into their consciousness. These are certainly not sensational bits of knowledge—much more than that. To take them seriously and experience them in, the soul with full import brings an unusual earnestness of outlook on life, a deepened seriousness which is necessary to-day. The external understanding of what is included in our idea of the Threefold Commonwealth can and must be given to the outer, exoteric world, but the real, fundamental understanding which will lead to conscious co-operation in social evolution must begin with the seriousness based on the view of life gained through anthroposophical spiritual science. Otherwise we do not understand things deeply enough. All that is connected , with the Threefold Commonwealth must be proclaimed in the external world. In our movement we should awaken the needful enthusiasm and fire, so that the necessary understanding may be given to others through the personal conviction of those who can attain the right; comprehension from the standpoint of spiritual science. The ordinary superficial knowledge possessed by people in the external world, of the kind which leads, for instance, to the belief that the Earth could evolve even if man were not concerned in it, cannot produce the necessary understanding for our time. So it is that as we pass through our cities our heart bleeds when we realize the complete lack of contact with what is really going on in the evolution of humanity. The immediate culmination, led up to by all these facts, was what we called the World War, that whirlpool into which were poured all the results of the superficial views which had begun to gather force. To-day it is man's duty to reach the triple deepening of which I spoke in the last lecture, concerning the beings of the three Hierarchies next above us. We must learn to see that we live and move among such a complex of facts. Humanity, and we as part of it, must go through the epoch in which, the ego and astral body plunge their deepest into the physical and etheric bodies and are exposed to the strongest temptations, which have their origin in the fact that as human beings we are so closely united with the physical. There are two forms in which this temptation can arise; one I would call the "Western," the other the "Eastern." We carry the Western form with peculiar strength in our own nature, but we see it more and more definitely the further West we turn our gaze. It lies in the fact that, as we plunge more and more deeply into the physical body, we come into inner connection with the earth forces with which it is associated. Our physical body is connected with these forces, and is only released from them when we consciously overcome the force of gravity and all the kindred forces which bind it to the Earth. People do not really know how, through their organization, they overcome the forces which are active in them. I once mentioned an illustration of this in the human brain, which is so heavy that if it exerted its full weight it would crush the blood-vessels immediately below it: there is, however, a remarkable arrangement in the human organization whereby the brain floats in the cerebral fluid. Now according to ' the principle of Archimedes, a body floating in water loses as much weight as that of the water it displaces; therefore the pressure on the blood-vessels is reduced, because the brain floats in the brain water and the weight of the brain is overcome. Thus we overcome much. The same thing may be noticed in other parts of the body. Forces which are but little noticed show, even in the physical frame, what a cosmic wonder exists in the organization of man. We are necessarily connected with the forces of the earth, but we must not come into immediate contact with them. The temptation to make too close a connection with these forces is to be found in the Western world, in all the Western attitude towards life. This temptation is an Ahrimanic one. We can only combat it by gradually so deepening our knowledge as to become able to survey humanity's historical development and understand the Event of Golgotha as a real fact in the centre of it—just as we comprehend the position of Caesar Augustus or Socrates in history. For the Western world the only safeguard against this temptation and its consequences is to take the Christ into its scientific, exact view of things, that He should penetrate the entire Western view of the world. The Eastern view is exactly the opposite. The Oriental remains, in a sense, at the level of childhood, not allowing his astral body and ego to plunge down into the physical and etheric bodies although at the present epoch it is fore-ordained that humanity should do so. The Oriental shuns this immersion. It is interesting to see the most important features of the day from this point of view. A number of Rabindranath Tagore's beautiful speeches have been translated. Read them and you will find in them an atmosphere quite different from anything spoken by a Westerner. An entirely different spirit speaks. Just as the perspective in an Eastern drawing or painting differs from a Western one, so the entire soul-mood of Rabindranath Tagore differs from that of a European or an American. This is due to the fact that even the educated Easterner of to-day, if rooted in Eastern culture, shuns the connection with the physical body. In this case the temptation is Luciferic—not to make proper use of the physical body, but to leave it unused. While the American strives to use the body to excess, the Oriental strives to make as little use of it as possible. In this sense we must come to understand race-psychology. In the same sense, too, we ought for decades to have perceived the relation between the Eastern and Western peoples of Europe if the World War was to be avoided. It was not for nothing, but of purpose, that in 1910 I lectured in Christiania on the Folk-spirits. If you read those lectures you will find many indications of what has happened in the catastrophe of the last five years. The great thing in all these things is to prepare, earnestly and fully, not to shun reality, but to comprehend it in such a way that men can take their place in the development of the world, not selfishly subsisting alone, or bounded by their own immediate interests. We cannot fulfill our task to-day unless we develop the good will to take part in the whole development of humanity—at least in our consciousness. None of this is intended as a criticism of the past, for I have often said that such criticism is useless from the point of view of spiritual science. What matters is that we should act and think differently in the future from the past and be prepared to transfer into the future what we have gained from spiritual knowledge. I have shown you during these few days how man should regard his entire life between birth and death. At birth we take over the forces of the supersensible world from our supersensible existence into the physical sense-world. These forces continue their effect—a fact which is very hard for men of to-day to understand. How do they work? They work in all that man develops as spiritual life in this, world. There would be no possibility of poets being born among us, of philosophy or science, or of impulses towards the education of men—in fact, no possibility of developing any spiritual life at all, if we did not carry with us through birth those impulses which come from our pre-natal life. All that belongs to our spiritual life is of pre-natal origin. On the other hand, what we ourselves develop within the economic life, through our will-impulses, brotherliness love for humanity, thought and work for others, rather than for ourselves, what in a sense we do "on our own" because we are part of the economic life, all that provides the most important impulses, for what we carry over into the spiritual world. Just as we carry with us out of that world the forces which above all build our spiritual life here, so we take the forces developed in the economic life by human love and brotherliness back into the spiritual world at death.. There they accompany us and are our most important impulses. Looking at what emerges in a child's life from year to year, we see the inheritance of what is given from the spiritual world to enable man to unfold all that is spiritual on earth; and looking, in the economic life, at the results of our will to work for others, there presents itself the fruit we carry through the gate of death into the spiritual world. To the view of one who can see the spiritual world, these are the two opposite poles of development. In my book Theosophy, in the account of the soul-land and spirit-land, you will find this expressed in ideas which spring entirely from a living view of these conditions. We build up our own spiritual life with forces derived before birth or conception; the economic life we develop so that we can convey the forces belonging to it into the spiritual world; but the State, what constitutes the sphere of "rights" is the opposite of the impulses existing between death and a new birth; what is developed here on earth and belongs to the earth only is the life of polities, law, the State. That has no relation to the spiritual world. We simplify matters by interpreting things of this kind as we find convenient. There are plenty of people who apply to the present day (perhaps with the idea of showing a little monarchical tendency in these republican times) the Biblical saying, "Render unto Caesar the things that are Caesar's and unto God the things that are God's "—but it is a misapplication. The saying cannot be understood apart from the circumstances belonging to it. In those days the Roman Caesar was held to be "God" and demanded divine honours. Caligula enacted such worship for the statues of the Greek Gods which he transported to Rome, beheaded, and adorned with his own head in exchange, as he deemed fit and proper. (The Zeus statue alone escaped this fate.) Even at the time when Jesus of Nazareth spoke them, these words meant "render unto Caesar the things that are Caesar's, and reserve something for the God Whom you must seek in another being than Caesar." In many passages of the Gospels it is necessary in our time that they are correctly interpreted, and not as they usually are; so that we may be able thereby to struggle nearer to the conception of reality needed by our times. During these few days it has been my task to show you, from various points of view, that the problem confronting mankind to-day is how to conduct this struggle, how to reach this view of reality, which can only be attained by grasping spiritual reality as something concrete, as concrete as sense-reality. Nothing does so much harm in the present day as shutting our eyes to reality. Men have gone on long enough with the policy of ignoring the truth, shutting their eyes to it. Anthroposophical spiritual science aims in seriousness at opening eyes to reality. To-day they are all but closed. Man's defective sense of reality is witnessed by the amazing things that are given out. I am obliged to draw attention to such things because they throw light on our times. A number of people, closely associated with the events which have brought such misery over Mid-Europe (misery not at its end, but only just beginning) have only disclosed their real countenances when the awful events of the summer, and particularly the autumn, of 1918, occurred. It was then that many men showed themselves in their true colours. They had arrived at remarkable positions, remarkable because so very different from their earlier ones. I have known people who look with a sort of pity at personalities bearing such responsibility and yet never ask whether millions in the world are not worse off, in body and soul, than these responsible men who now hold a position so different from their former one. In these things it is important to have our eyes open and to have a sense of reality in our knowledge of the present. It is perverse fantasy to cling to our own pet ideas because they please us, without listening to the voice of truth. It is not pleasant to speak the truth about these things, but when we see with bitterness of soul how, these things have developed, how perverted fantasy appears where one hoped for practical help for life; how this fantasy asserted itself with shattering force while those who faced reality were called Utopian idealists, we are compelled to speak. No pity should prevent us, now that things are clear and we have their own confessions, from speaking our mind about such fanatics, in this tormented Central Europe, who have never deigned to see reality as it is but wish to mould it according to their own comfortable ideas. In this sphere, also, reality must be seen in the true light, for it is no small reckoning we have to make. All the miserable endeavours to justify themselves before the world are the strongest accusations against them. There will be no healing, no peace, until the necessity for earnestness is realized and for a serious recognition of reality. I did not come here to say these things from any desire to be clever: rather, as being associated with a serious spiritual movement, I feel it a duty—a necessity—to speak. We have seen (but could not talk of what we saw, for our lips were sealed) that men of absolute incompetence were called to positions of authority—standing like shadows beside the great truths destined to stream through mankind. I know many people still feel offended when told the truth, but this shutting of the eyes to facts must have an end; it is only by looking honestly at these things that the force can arise which is needed for human progress. We need such a force. We must grasp something essentially different from the mental outfit of the men to whom we owe our present position. We must have the courage to lay hold of something new. It is with a view to preparing this new outlook, even in outer reality, that I have spoken here and in other gatherings of the Anthroposophical Movement, not to give a kind of superior Sunday-evening sermon, but to emphasize the gravity of the times. He alone is an Anthroposophist, in the real sense of the word, who is gripped by the central purpose of his time and wills the truth, rejecting the lies which have entangled us so terribly in the conditions of to-day. I could wish that the few words in which I have given an outline of what is necessary might penetrate your hearts—it is not your minds only that I would reach, for it is from hearts that must arise the deep understanding so necessary for the times. We have to discover the impulse which will set humanity upright again, and to do that we must first of all learn how thoroughly we are ensnared by mere phrases and by untruth in all directions. From the spirit the truth will come. Wisdom lies in truth and truth alone—that should be graven deeply into our souls. I have said a little about what is characteristic of our epoch of evolution from a spiritual standpoint. I have laid these matters before you because I believe that through them the most essential need of the present can be brought near to the human heart—the mood of soul from which that earnestness comes which is necessary in order to live in the service of humanity to-day. My aim this time has been to arouse such earnestness. |
55. The Occult Significance of Blood
25 Oct 1906, Berlin Tr. Unknown Rudolf Steiner |
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These have often been set forth, and you will see that these elementary ideas of Anthroposophy are the “above,” and that this “above” is expressed in the important laws governing the blood—as well as the rest of life—as though in a physiognomy. Those present who are already well acquainted with the primary laws of Anthroposophy will, I trust, here permit a short repetition of them for the benefit of others who are here for the first time. |
Man, having progressed thus far, is no longer called upon to act merely as a mirror for reflecting the primordial laws of cosmic evolution, but a relation is set up between the reflection itself and the external world. |
Ancestry, or descent, places us where we stand in accordance with the law of blood relationship. A person is born of a connection, a race, a tribe, a line of ancestors, and what these ancestors have bequeathed to him is in his blood. |
55. The Occult Significance of Blood
25 Oct 1906, Berlin Tr. Unknown Rudolf Steiner |
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Each one of you will doubtless be aware that the title of this lecture is taken from Goethe's Faust. You all know that in this poem we are shown how Faust, the representative of the highest human effort, enters into a pact with the evil powers, who on their side are represented in the poem by Mephistopheles, the emissary of hell. You will know, too, that Faust is to strike a bargain with Mephistopheles, the deed of which must be signed with his own blood. Faust, in the first instance, looks upon it as a jest. Mephistopheles, however, at this juncture utters the sentence which Goethe without doubt intended should be taken seriously: “Blood is a very special fluid.” Now, with reference to this line in Goethe's Faust, we come to a curious trait in the so-called Goethe commentators. You are of course aware how vast is the literature dealing with Goethe's version of the Faust Legend. It is a literature of such stupendous dimensions that whole libraries might be stocked with it, and naturally I cannot make it my business to expatiate on the various comments made by these interpreters of Goethe concerning this particular passage. None of the interpretations throw much more light on the sentence than that given by one of the latest commentators, Professor Minor. He, like others, treats it in the light of an ironical remark made by Mephistopheles, and in this connection he makes the following really very curious observation, and one to which I would ask you to give your best attention; for there is little doubt that you will be surprised to hear what strange conclusions commentators on Goethe are capable of drawing. Professor Minor remarks that “the devil is a foe to the blood”; and he points out that as the blood is that which sustains and preserves life, the devil, who is the enemy of the human race, must therefore also be the enemy of the blood. He then—and quite rightly—draws attention to the fact that even in the oldest versions of the Faust Legend—and indeed, in legends generally—blood always plays the same part. In an old book on Faust it is circumstantially described to us how Faust makes a slight incision in his left hand with a small penknife, and how then, as he takes the pen to sign his name to the agreement, the blood flowing from the cut forms the words: “Oh man, escape!” All this is authentic enough; but now comes the remark that the devil is a foe to the blood, and that this is the reason for his demanding that the signature be written in blood. I should like to ask you whether you could imagine any person being desirous of possessing the very thing for which he has an antipathy? The only reasonable explanation that can be given—not only as to Goethe's meaning in this passage, but also as to that attaching to the main legend as well as to all the older Faust poems—is that to the devil blood was something special, and that it was not at all a matter of indifference to him whether the deed was signed in ordinary neutral ink, or in blood. We can here suppose nothing else than that the representative of the powers of evil believes nay, is convinced that he will have Faust more especially in his power if he can only gain possession of at least one drop of his blood. This is self-evident, and no one can really understand the line otherwise. Faust is to inscribe his name in his own blood, not because the devil is inimical to it, but rather because he desires to gain power over it. Now, there is a remarkable perception underlying this passage, namely, that he who gains power over a man's blood gains power over the man, and that blood is “a very special fluid” because it is that about which, so to speak, the real fight must be waged, when it comes to a struggle concerning the man between good and evil. All those things which have come down to us in the legends and myths of various nations, and which touch upon human life, will in our day undergo a peculiar transformation with regard to the whole conception and interpretation of human nature. The age is past in which legends, fairy-tales, and myths were looked upon merely as expressions of the childlike fancy of a people. Indeed, the time has even gone by when, in a half-learned, half-childlike way, it was the fashion to allude to legends as the poetical expression of a nation's soul. Now, this so-called “poetic soul” of a nation is nothing but the product of learned red tape; for this kind of red-tape exists just as much as the official variety. Anyone who has ever looked into the soul of a people is quite well aware that he is not dealing with imaginative fiction or anything of the kind, but with something very much more profound, and that as a matter of fact the legends and fairy-tales of the various peoples are expressive of wonderful powers and wonderful events. If from the new standpoint of spiritual investigation we meditate upon the old legends and myths, allowing those grand and powerful pictures which have come down from primeval times to work upon our minds, we shall find, if we have been equipped for our task by the methods of occult science, that these legends and myths are the expressions of a most profound and ancient wisdom. It is true we may at first be inclined to ask how it comes about that, in a primitive state of development and with primitive ideas, unsophisticated man was able to present the riddles of the universe to himself pictorially in these legends and fairy-tales; and how it is that, when we meditate on them now, we behold in them in pictorial form what the occult investigation of today is revealing to us with greater clearness. This is a matter which at first is bound to excite surprise. And yet he who probes deeper and deeper into the ways and means by which these fairy-tales and myths have come into being, will find every trace of surprise vanish, every doubt pass away; indeed, he will find in these legends not only what is termed a naive and unsophisticated view of things, but the wondrously deep and wise expression of a primordial and true conception of the world. Very much more may be learned by thoroughly examining the foundations of these myths and legends, than by absorbing the intellectual and experimental science of the present day. But for work of this kind the student must of course be familiar with those methods of investigation which belong to spiritual science. Now, all that is contained in these legends and ancient world-conceptions about the blood is wont to be of importance, since in those remote times there was a wisdom by means of which man understood the true and wide significance of blood, this “very special fluid” which is itself the flowing life of human beings. We cannot today enter into the question as to whence came this wisdom of ancient times, although some indication of this will be given at the close of the lecture; the actual study of this subject must, however, stand over to be dealt with in future lectures. The blood itself, its import for man and the part it plays in the progress of human civilization, will today occupy our attention. We shall consider it neither from the physiological nor from the purely scientific point of view, but shall rather take it from the standpoint of a spiritual conception of the universe. We shall best approach our subject if, to begin with, we understand the meaning of an ancient maxim, one which is intimately connected with the civilization of ancient Egypt, where the priestly wisdom of Hermes flourished. It is an axiom which forms the fundamental principle of all spiritual science, and which has become known as the Hermetic Axiom; it runs, “As above, so below.” You will find that there are many dilettante interpretations of this sentence; the explanation, however, which is to occupy us today is the following:—It is plain to spiritual science that the world to which man has primary access by means of his five senses does not represent the entire world, that it is in fact only the expression of a deeper world hidden behind it, namely the spiritual world. Now, this spiritual world is called—according to the Hermetic Axiom—the higher world, the world “above”; and the world of the senses which is displayed around us, the existence of which we know through the medium of our senses, and which we are able to study by means of our intellect, is the lower one, the world “below,” the expression of that higher and spiritual world. Thus the occultist, looking upon this world of the senses, sees in it nothing final, but rather a kind of physiognomy which he recognizes as the expression of a world of soul and spirit; just as, when you gaze upon a human countenance, you must not stop at the form of the face and the gestures, paying attention only to them, but must pass, as a matter of course, from the physiognomy and the gestures to the spiritual element which is expressed in them. What every person does instinctively when confronted by any being possessed of a soul, is what the occultist, or spiritual scientist, does in respect of the entire world; and “as above, so below” would, when referring to man, be thus explained: “Every impulse animating his soul is expressed in his face.” A hard and coarse countenance expresses coarseness of soul, a smile tells of inward joy, a tear betrays a suffering soul. I will here apply the Hermetic Axiom to the question: What actually constitutes wisdom? Spiritual science has always maintained that human wisdom has something to do with experience, and that painful experience. He who is actually in the throes of suffering manifests in this suffering something that is an inward lack of harmony. He, however, who has overcome the pain and suffering and bears their fruits within him, will always tell you that through suffering he has gained some measure of wisdom. He says:—“the joys and pleasures of life, all that life can offer me in the way of satisfaction, all these things do I receive gratefully; yet were I far more loath to part with my pain and suffering than with those pleasant gifts of life, for ‘it is to my pain and suffering that I owe my wisdom.’ ” And so it is that in wisdom occult science has ever recognized what may be called crystallized pain—pain that has been conquered and thus changed into its opposite. It is interesting to note that the more materialistic modern research has of late arrived at exactly the same conclusion. Quite recently a book has been published on “The Mimicry of Thought,” a book well worth reading. It is not the work of a theosophist, but of a student of nature and of the human soul. The author endeavors to show how the inner life of man, his way of thinking, as it were, impresses itself upon his physiognomy. This student of human nature draws attention to the fact that there is always something in the expression on the face of a thinker which is suggestive of what one may describe as “absorbed pain.” Thus you see that this principle comes to light again in the more materialistic view of our own day, a brilliant confirmation of that immemorial axiom of spiritual science. You will become more and more deeply sensible of this, and you will find that gradually, point for point, the ancient wisdom will reappear in the science of modern times. Occult investigation shows decisively that all the things which surround us in this world—the mineral foundation, the vegetable covering, and the animal world—should be regarded as the physiognomical expression, or the “below,” of an “above” or spirit life lying behind them. From the point of view taken by occultism, the things presented to us in the sense world can only be rightly understood if our knowledge includes cognition of the “above,” the spiritual archetype, the original Spiritual Beings, whence all things manifest have proceeded. And for this reason we will today apply our minds to a study of that which lies concealed behind the phenomenon of the blood, that which shaped for itself in the blood its physiognomical expression in the world of sense. When once you understand this “spiritual background” of blood, you will be able to realize how the knowledge of such matters is bound to react upon our whole mental outlook on life. Questions of great importance are pressing upon us these days; questions dealing with the education, not alone of the young, but of entire nations. And, furthermore, we are confronted by the momentous educational question which humanity will have to face in the future, and which cannot fail to be recognized by all who note the great social upheavals of our time, and the claims which are everywhere being advanced, be they the Labor Question, or the Question of Peace. All these things are pre-occupying our anxious minds. But all such questions are illuminated as soon as we recognize the nature of the spiritual essence which lies at the back of our blood. Who can deny that this question is closely linked to that of race, which at the present time is once more coming markedly to the front? Yet this question of race is one that we can never understand until we understand the mysteries of the blood and of the results accruing from the mingling of the blood of different races. And finally, there is yet one other question, the importance of which is becoming more and more acute as we endeavor to extricate ourselves from the hitherto aimless methods of dealing with it, and seek to approach it in its more comprehensive bearings. This problem is that of colonization, which crops up wherever civilized races come into contact with the uncivilized: namely—To what extent are uncivilized peoples capable of becoming civilized? How can an utterly barbaric savage become civilized? And in what way ought we to deal with them? And here we have to consider not only the feelings due to a vague morality, but we are also confronted by great, serious, and vital problems of the very fact of existence itself. Those who are not aware of the conditions governing a people—whether it be on the up- or down-grade of its evolution, and whether the one or the other is a matter conditioned by its blood—such people as these will, indeed, be unlikely to hit on the right mode of introducing civilization to an alien race. These are all matters which arise as soon as the Blood Question is touched upon. What blood in itself is, you presumably all know from the current teachings of natural science, and you will be aware that, with regard to man and the higher animals, this blood is practically fluid life. You are aware that it is by way of the blood that the “inner man” comes into contact with that which is exterior, and that in the course of this process man's blood absorbs oxygen, which constitutes the very breath of life. Through the absorption of this oxygen the blood undergoes renewal. The blood which is presented to the in-streaming oxygen is a kind of poison to the organism—a kind of destroyer and demolisher—but through the absorption of the oxygen the blue-red blood becomes transmuted by a process of combustion into red, life-giving fluid. This blood that finds its way to all parts of the body, depositing everywhere its particles of nourishment, has the task of directly assimilating the materials of the outer world, and of applying them, by the shortest method possible, to the nourishment of the body. It is necessary for man and the higher animals first to absorb the oxygen from the air into it, and to build up and maintain the body by means of it. One gifted with a knowledge of souls has not without truth remarked: “The blood with its circulation is like a second being, and in relation to the man of bone, muscle, and nerve, acts like a kind of exterior world.” For, as a matter of fact, the entire human being is continually drawing his sustenance from the blood, and at the same time he discharges into it that for which he has no use. A man's blood is therefore a true double ever bearing him company, from which he draws new strength, and to which he gives all that he can no longer use. “Man's liquid life” is therefore a good name to have given the blood; for this constantly changing “special fluid” is assuredly as important to man as is cellulose to the lower organisms. The distinguished scientist, Ernst Haeckel, who has probed deeply into the workings of nature, in several of his popular works has rightly drawn attention to the fact that blood is in reality the latest factor to originate in an organism. If we follow the development of the human embryo we find that the rudiments of bone and muscle are evolved long before the first tendency toward blood formation becomes apparent. The groundwork for the formation of blood, with all its attendant system of blood-vessels, appears very late in the development of the embryo, and from this natural science has rightly concluded that the formation of blood occurred late in the evolution of the universe; that other powers which were there had to be raised to the height of blood, so to speak, in order to bring about at that height what was to be accomplished inwardly in the human being. Not until the human embryo has repeated in itself all the earlier stages of human growth, thus attaining to the condition in which the world was before the formation of blood, is it ready to perform this crowning act of evolution—the transmuting and uplifting of all that had gone before into the “very special fluid” which we call Blood. If we would study those mysterious laws of the spiritual universe which exist behind the blood, we must occupy ourselves a little with some of the most elementary concepts of Anthroposophy. These have often been set forth, and you will see that these elementary ideas of Anthroposophy are the “above,” and that this “above” is expressed in the important laws governing the blood—as well as the rest of life—as though in a physiognomy. Those present who are already well acquainted with the primary laws of Anthroposophy will, I trust, here permit a short repetition of them for the benefit of others who are here for the first time. Indeed, such repetition may serve to render these laws more and more clear to the former, by hearing them thus applied to new and special cases. To those, of course, who know nothing about Anthroposophy, who have not yet familiarized themselves with these conceptions of life and of the universe, that which I am about to say may seem little else than so many words strung together, of which they can make nothing. But the fault does not always consist in the lack of an idea behind the words, when the latter convey nothing to a person. Indeed we may here adopt, with a slight alteration, a remark of the witty Lichtenberg, who said: “If a head and a book come into collision and the resulting sound is a hollow one, the fault need not necessarily be that of the book!” And so it is with our contemporaries when they pass judgment on theosophical truths. If these truths should in the ears of many sound like mere words, words to which they cannot attach any meaning, the fault need not necessarily rest with Anthroposophy; those, however, who have found their way into these matters will know that behind all allusions to higher Beings, such Beings do actually exist, although they are not to be found in the world of the senses. Our theosophical conception of the universe shows us that man, as far as he is revealed to our senses in the external world as far as his shape and form are concerned, is but a part of the complete Human being, and that, in fact, there are many other parts behind the physical body. Man possesses this physical body in common with all the so-called “lifeless” mineral objects that surround him. Over and above this, however, man possesses the etheric or vital body. (The term “etheric” is not here used in the same sense as when applied by physical science.) This etheric or vital body, as it is sometimes called, far from being any figment of the imagination, is as distinctly visible to the developed spiritual senses of the occultist as are externally perceptible colors to the physical eye. This etheric body can actually be seen by the clairvoyant. It is the principle which calls the inorganic materials into life, which, summoning them from their lifeless condition, weaves them into the thread of life's garment. Do not imagine that this body is to the occultist merely something which he adds in thought to what is lifeless. That is what the natural scientists try to do! They try to complete what they see with the microscope by inventing something which they call the life-principle. Now, such a standpoint is not taken by theosophical research. This has a fixed principle. It does not say: “Here I stand as a seeker, just as I am. All that there is in the world must conform to my present point of view. What I am unable to perceive has no existence!” This sort of argument is about as sensible as if a blind man were to say that colors are simply matters of fancy. The man who knows nothing about a matter is not in the position to judge of it, but rather he into whose range of experience such matters have entered. Now man is in a state of evolution, and for this reason Anthroposophy says: “If you remain as you are you will not see the etheric body, and may therefore indeed speak of the ‘boundaries of knowledge’ and ‘Ignorabimus’; but if you develop and acquire, the necessary faculties for the cognition of spiritual things, you will no longer speak of the ‘boundaries of knowledge,’ for these only exist as long as man has not developed his inner senses.” It is for this reason that agnosticism constitutes so heavy a drag upon our civilization; for it says: “Man is thus and thus, and being thus and thus he can know only this and that.” To such a doctrine we reply: “Though he be thus and thus today, he has to become different, and when different he will then know something else.” So the second part of man is the etheric body, which he possesses in common with the vegetable kingdom. The third part is the so-called astral body—a significant and beautiful name, the reason for which shall be explained later. Theosophists who are desirous of changing this name can have no idea of what is implied therein. To the astral body is assigned the task, both in man and in the animal, of lifting up the life-substance to the plane of feeling, so that in the life-substance may move not only fluids, but also that in it may be expressed all that is known as pain and pleasure, joy and grief. And here you have at once the essential difference between the plant and the animal; although there are certain states of transition between these two. A recent school of naturalists is of opinion that feeling, in its literal sense, should also be ascribed to plants; this, however, is but playing with words; for, though it is obvious that certain plants are of so sensitive an organization that they “respond” to particular things that may be brought near to them, yet such a condition cannot be described as “feeling.” In order that “feeling” may exist, an image must be formed within the being as the reflex of that which produces the sensation. If, therefore, certain plants respond to external stimulus, this is no proof that the plant answers to the stimulus by a feeling, that is, that it experiences it inwardly. That which has inward experience has its seat in the astral body. And so we come to see that that which has attained to animal conditions consists of the physical body, the etheric or vital body, and the astral body. Man, however, towers above the animal through the possession of something quite distinct, and thoughtful people have at all times been aware wherein this superiority consists. It is indicated in what Jean Paul says of himself in his autobiography. He relates that he could remember the day when he stood as a child in the courtyard of his parents' house, and the thought suddenly flashed across his mind that he was an ego, a being, capable of inwardly saying “I” to itself; and he tells us that this made a profound impression upon him. All the so-called external science of the soul overlooks the most important point which is here involved. I will ask you; therefore, to follow me for a few moments in making a survey of what is a very subtle argument, yet one which will show you how the matter stands. In the whole of human speech there is one small word which differs in toto from all the rest. Each one of you can name the things around you; each one can call a table a table, and a chair a chair. But there is one word, one name, which you cannot apply anything save to that which owns it and this is the little word “I.” None can address another as “I.” This “I” has to sound forth from the innermost soul itself; it is the name which only the soul itself can apply to itself. Every other person is a “you” to me, and I am a “you” to him. All religions have recognized this “I” as the expression of that principle in the soul through which its innermost being, its divine nature, is enabled to speak. Here, then, begins that which can never penetrate through the exterior senses, which can never, in its real significance, be named from without, but which must sound forth from the innermost being. Here begins that monologue, that soliloquy of the soul, whereby the divine self makes known its presence when the path lies clear for the coming of the Spirit into the human soul. In the religions of earlier civilizations, among the ancient Hebrews, for instance, this name was known as “the unutterable name of God,” and whatever interpretation modern philology may choose to place upon it, the ancient Jewish name of God has no other meaning than that which is expressed in our word “I.” A thrill passed through those assembled when the “Name of the Unknown God” was pronounced by the Initiates, when they dimly perceived what was meant by those words reverberating through the temple: “I am that I am.” In this word is expressed the fourth principle of human nature, the one that man alone possesses while on earth; and this “I” in its turn encloses and develops within itself the germs of higher stages of humanity. We can only take a passing glance at what in the future will be evolved through this fourth principle. We must point out that man consists of a physical body, an etheric body, an astral body, and the ego, or actual inner self; and that within this inner self are the rudiments of three further stages of development which will originate in the blood. These three are Manas, Buddhi, and Atma: Manas, the Spirit-Self, as distinguished from the bodily self; We have seven colors in the rainbow, seven tones in the (musical) scale, seven series of atomic weights [in the Periodic Table of the chemical elements], and seven grades in the scale of the human being; and these are again divided into four lower and three higher grades. We will now attempt to get a clear insight into the way in which this upper spiritual triad secures a physiognomical expression in the lower quaternary, and how it appears to us in the world of the senses. Take, in the first place, that which has crystallized into form as man's physical body; this he possesses in common with the whole of what is called “lifeless” nature. When we talk theosophically of the physical body, we do not even mean that which the eye beholds, but rather that combination of forces which has constructed the physical body, that living Force which exists behind the visible form. Let us now observe a plant. This is a being possessed of an etheric body, which raises physical substance to life; that is, it converts that substance into living sap. What is it that transforms the so-called lifeless forces into the living sap? We call it the etheric body, and the etheric body does precisely the same work in animals and men; it causes that which has a merely material existence to become a living configuration, a living form. This etheric body is, in its turn, permeated by an astral body. And what does the astral body do? It causes the substance which has been set in motion to experience inwardly the circulation of those outwardly moving fluids, so that the external movement is reflected in inward experience. We have now arrived at the point where we are able to comprehend man so far as concerns his place in the animal kingdom. All the substances of which man is composed, such as oxygen, nitrogen, hydrogen, sulfur, phosphorus, etc., are to be found outside in inanimate nature also. If that which the etheric body has transformed into living substance is to have inner experiences, if it is to create inner reflections of that which takes place externally, then the etheric body must be permeated by what we have come to know as the astral body, for it is the astral body that gives rise to sensation. But at this stage the astral body calls forth sensation only in one particular way. The etheric body changes the inorganic substances into vital fluids, and the astral body in its turn transforms this vital substance into sentient substance; but—and this I ask you to specially notice—what is it that a being with no more than these three bodies is capable of feeling? It feels only itself, its own life-processes; it leads a life that is confined within itself. Now, this is a most interesting fact, and one of extraordinary importance for us to bear in mind. If you look at one of the lower animals, what do you find it has accomplished? It has transformed inanimate substance into living substance, and living substance into sensitive substance: and sensitive substance can only be found where there exist, at all events, the rudiments of what at a later stage appears as a developed nervous system. Thus we have inanimate substance, living substance, and substance permeated by nerves capable of sensation. If you look at a crystal you have to recognize it primarily as the expression of certain natural laws which prevail in the external world in the so-called lifeless kingdom. No crystal could be formed without the assistance of all surrounding nature. No single link can be severed from the chain of the cosmos and set apart by itself. And just as little can you separate from his environment man, who, if he were lifted to an altitude of even a few miles above the earth, must inevitably die. Just as man is only conceivable here in the place where he is, where the necessary forces are combined in him, so it is too with regard to the crystal; and therefore, whoever views a crystal rightly will see in it a picture of the whole of nature, indeed of the whole cosmos. What Cuvier said is actually the case, viz., that a competent anatomist will be able to tell to what sort of animal any given bone has belonged, every animal having its own particular kind of bone-formation. Thus the whole cosmos lives in the form of a crystal. In the same way the whole cosmos is expressed in the living substance of a single being. The fluids coursing through a being are, at the same time, a little world, and a counterpart of the great world. And when substance has become capable of sensation, what then dwells in the sensations of the most elementary creatures? Such sensations mirror the cosmic laws, so that each separate living creature perceives within itself microcosmically the entire macrocosm. The sentient life of an elementary creature is thus an image of the life of the universe, just as the crystal is an image of its form. The consciousness of such living creatures is, of course, but dim. Yet this very vagueness of consciousness is counterbalanced by its far greater range, for the whole cosmos is felt in the dim consciousness of an elementary being. Now, in man there is only a more complicated structure of the same three bodies found in the simplest sensitive living creature. Take man—without considering his blood—take him as being made up of the substance of the surrounding physical world, and containing, like the plant, certain juices which transform it into living substance, and in which a nervous system gradually becomes organized. This first nervous system is the so-called sympathetic system, and in the case of man it extends along the entire length of the spine, to which it is attached by small threads on either side. It has also at each side a series of nodes, from which threads branch off to different parts, such as the lungs, the digestive organs, and so on. This sympathetic nervous system gives rise, in the first place, to the life of sensation just described. But man's consciousness does not extend deep enough to enable him to follow the cosmic processes mirrored by these nerves. They are a medium of expression, and just as human life is formed from the surrounding cosmic world, so is this cosmic world reflected again in the sympathetic nervous system. These nerves live a dim inward life, and if man were but able to dip down into his “sympathetic” system, and to lull his higher nervous system to sleep, he would behold, as in a state of luminous life, the silent workings of the mighty cosmic laws. In past times people were possessed of a clairvoyant faculty which is now superseded, but which may be experienced when, by special processes, the activity of the higher system of nerves is suspended, thus setting free the lower or subliminal consciousness. At such times man lives in that system of nerves which, in its own particular way, is a reflection of the surrounding world. Certain lower animals indeed still retain this state of consciousness, and, dim and indistinct though it is, yet it is essentially more far-reaching than the consciousness of the man of the present day. A widely extending world is reflected as a dim inward life, not merely a small section such as is perceived by contemporary man. But in the case of man something else has taken place in addition. When evolution has proceeded so far that the sympathetic nervous system has been developed, so that the cosmos has been reflected in it, the evolving being again at this point opens itself outwards; to the sympathetic system is added the spinal cord. The system of brain and spinal cord then leads to those organs through which connection is set up with the outer world. Man, having progressed thus far, is no longer called upon to act merely as a mirror for reflecting the primordial laws of cosmic evolution, but a relation is set up between the reflection itself and the external world. The junction of the sympathetic system and the higher nervous system is expressive of the change which has taken place beforehand in the astral body. The latter no longer merely lives the cosmic life in a state of dull consciousness, but it adds thereto its own special inward existence. The sympathetic system enables a being to sense what is taking place outside it; the higher system of nerves enables it to perceive that which happens within, and the highest form of the nervous system, such as is possessed by mankind in general at the present stage of evolution, takes from the more highly developed astral body material for the creation of pictures, or representations, of the outer world. Man has lost the power of perceiving the former dim primitive pictures of the external world, but, on the other hand, he is now conscious of his inner life, and out of this inner life he forms, at a higher stage, a new world of images in which, it is true, only a small portion of the outer world is reflected, but in a clearer and more perfect manner than before. Hand in hand with this transformation another change takes place in higher stages of development. The transformation thus begun extends from the astral body to the etheric body. As the etheric body in the process of its transformation evolves the astral body, as to the sympathetic nervous system is added the system of the brain and spine, so, too, does that which—after receiving the lower circulation of fluids—has grown out of and become free from the etheric body now transmutes these lower fluids into what we know as blood. Blood is, therefore, an expression of the individualized etheric body, just as the brain and spinal cord are the expression of the individualized astral body. And it is this individualizing which brings about that which lives as the ego or “I.” Having followed man thus far in his evolution, we find that we have to do with a chain consisting of five links, affecting:—
These links are:
Just as these two latter principles have been individualized, so will the first principle through which lifeless matter enters the human body, serving to build it up, also become individualized; but in our present-day humanity we find only the first rudiments of this transformation. We have seen how the external formless substances enter the human body, and how the etheric body turns these materials into living forms; how, further, the astral body fashions pictures of the external world, how this reflection of the external world resolves itself into inner experiences, and how this inner life then reproduces from within itself pictures of the outer world. Now, when this metamorphosis extends to the etheric body, blood is formed. The blood vessels, together with the heart, are the expression of the transformed etheric body, in the same way in which the spinal cord and the brain express the transformed astral body. Just as by means of the brain the external world is experienced inwardly, so also by means of the blood this inner world is transformed into an outer expression in the body of man. I shall have to speak in similes in order to describe to you the complicated processes which have now to be taken into account. The blood absorbs those pictures of the outside world which the brain has formed within, transforms them into living constructive forces, and with them builds up the present human body. Blood is therefore the material that builds up the human body. We have before us a process in which the blood extracts from its cosmic environment the highest substance it can possibly obtain, viz., oxygen, which renews the blood and supplies it with fresh life. In this manner our blood is caused to open itself to the outer world. We have thus followed the path from the exterior world to the interior one, and also back again from that inner world to the outer one. Two things are now possible. (1) We see that blood originates when man confronts the external world as an independent being, when out of the perceptions to which the external world has given rise, (2) he in his turn produces different shapes and pictures on his own account, thus himself becoming creative, and making it possible for the Ego, the individual Will, to come into life. A being in whom this process had not yet taken place would not be able to say “I.” In the blood lies the principle for the development of the ego. The “I” can only be expressed when a being is able to form within itself the pictures which it has obtained from the outer world. An “I-being” must be capable of taking the external world into itself, and of inwardly reproducing it. Were man merely endowed with a brain, he would only be able to reproduce pictures of the outer world within himself, and to experience them within himself; he would then only be able to say: “The outer world is reflected in me as in a mirror.” If, however, he is able to build up a new form for this reflection of the external world, this form is no longer merely the external world reflected, it is “I” A creature possessed of a spinal cord and a brain perceives the reflection as its inner life. But when a creature possesses blood, it experiences its inner life as its own form. By means of the blood, assisted by the oxygen of the external world, the individual body is formed according to the pictures of the inner life. This formation is expressed as the perception of the “I.” The ego turns in two directions, and the blood expresses this fact externally. The vision of the ego is directed inwards; its will is turned outwards. The forces of the blood are directed inwards; they build up the inner man, and again they are turned outwards to the oxygen of the external world. This is why, on going to sleep, man sinks into unconsciousness; he sinks into that which his consciousness can experience in the blood. When, however, he again opens his eyes to the outer world, his blood adds to its constructive forces the pictures produced by the brain and the senses. Thus the blood stands midway, as it were, between the inner world of pictures and the exterior living world of form. This role becomes clear to us when we study two phenomena, viz., ancestry—the relationship between conscious beings—and experience in the world of external events. Ancestry, or descent, places us where we stand in accordance with the law of blood relationship. A person is born of a connection, a race, a tribe, a line of ancestors, and what these ancestors have bequeathed to him is in his blood. In the blood is gathered together, as it were, all that the material past has constructed in man; and in the blood is also being formed all that is being prepared for the future. When, therefore, man temporarily suppresses his higher consciousness, when he is in a hypnotic state, or one of somnambulism, or when he is atavistically clairvoyant, he descends to a far deeper consciousness, one wherein he becomes dreamily cognizant of the great cosmic laws, but nevertheless perceives them much more clearly than the most vivid dreams of ordinary sleep. At such times the activity of his brain is in abeyance and during states of the deepest somnambulism this applies also to the spinal cord. The man experiences the activities of his sympathetic nervous system; that is to say, in a dim and hazy fashion he senses the life of the entire cosmos. At such times the blood no longer expresses pictures of the inner life which are produced by means of the brain, but it presents those which the outer world has formed in it. Now, however, we must bear in mind that the forces of his ancestors have helped to make him what he is. Just as he inherits the shape of his nose from an ancestor, so does he inherit the form of his whole body. At such times of suppressed consciousness he senses the pictures of the outer world; that is to say, his forebears are active in his blood, and at such a time he dimly takes part in their remote life. Everything in the world is in a state of evolution, human consciousness included. Man has not always had the consciousness he now possesses; when we go back to the times of our earliest ancestors, we find a consciousness of a very different kind. At the present time man in his waking-life perceives external things through the agency of his senses and forms ideas about them. These ideas about the external world work in his blood. Everything, therefore, of which he has been the recipient as the result of sense-experience, lives and is active in his blood; his memory is stored with these experiences of his senses. Yet, on the other hand, the man of today is no longer conscious of what he possesses in his inward bodily life by inheritance from his ancestors. He knows naught concerning the forms of his inner organs; but in earlier times this was otherwise. There then lived within the blood not only what the senses had received from the external world, but also that which is contained within the bodily form; and as that bodily form was inherited from his ancestors, man sensed their life within himself. If we think of a heightened form of this consciousness, we shall have some idea of how this was also expressed in a corresponding form of memory. A person experiencing no more than what he perceives by his senses, remembers no more than the events connected with those outward sense-experiences. He can only be aware of such things as he may have experienced in this way since his childhood. But with prehistoric man the case was different. Such a man sensed what was within him, and as this inner experience was the result of heredity, he passed through the experiences of his ancestors by means of his inner faculty. He remembered not only his own childhood, but also the experiences of his ancestors. This life of his ancestors was, in fact, ever present in the pictures which his blood received, for, incredible as it may seem to the materialistic ideas of the present day, there was at one time a form of consciousness by means of which men considered not only their own sense-perceptions as their own experiences, but also the experiences of their forefathers. In those times, when they said, “I have experienced such and such a thing,” they alluded not only to what had happened to themselves personally, but also to the experiences of their ancestors, for they could remember these. This earlier consciousness was, it is true, of a very dim kind, very hazy as compared to man's waking consciousness at the present day. It partook more of the nature of a vivid dream, but, on the other hand, it embraced far more than does our present consciousness. The son felt himself connected with his father and his grandfather as one “I,” because he felt their experiences as if they were his own. And because man was possessed of this consciousness, because he lived not only in his own personal world, but because within him there dwelt also the consciousness of preceding generations, in naming himself he included in that name all belonging to his ancestral line. Father, son, grandson, etc., designated by one name that which was common to them all, that which passed through them all; in short, a person felt himself to be merely a member of an entire line of descendants. This sensation was a true and actual one. We must now inquire how it was that his form of consciousness was changed. It came about through a cause well known to occult history. If you go back into the past, you will find that there is one particular moment which stands out in the history of each nation. It is the moment at which a people enters on a new phase of civilization, the moment when it ceases to have old traditions, when it ceases to possess its ancient wisdom, the wisdom which was handed down through generations by means of the blood. The nation possesses, nevertheless, a consciousness of it, and this is expressed in its legends. In earlier times tribes held aloof from each other, and the individual members of families intermarried. You will find this to have been the case with all races and with all peoples; and it was an important moment for humanity when this principle was broken through, when foreign blood was introduced, and when marriage between relations was replaced by marriage with strangers, when endogamy gave place to exogamy. Endogamy preserves the blood of the generation; it permits of the same blood flowing in the separate members as flows for generations through the entire tribe or the entire nation. Exogamy inoculates man with new blood, and this breaking-down of the tribal principle, this mixing of blood, which sooner or later takes place among all peoples, signifies the birth of the external understanding, the birth of the intellect. The important thing to bear in mind here is that in olden times there was a hazy clairvoyance, from which the myths and legends originated. This clairvoyance could exist in the nearly related blood, just as our present-day consciousness comes about owing to the mingling of blood. The birth of logical thought, the birth of the intellect, was simultaneous with the advent of exogamy. Surprising, as this may seem, it is nevertheless true. It is a fact which will be substantiated more and more by external investigation; indeed, the initial steps along this line have already been taken. But this mingling of blood which comes about through exogamy is also that which at the same time obliterates the clairvoyance of earlier days, in order that humanity may evolve to a higher stage of development; and just as the person who has passed through the stages of occult development regains this clairvoyance, and transmutes it into a new form, so has our waking consciousness of the present day been evolved out of that dim and hazy clairvoyance which [was] obtained in times of old. At the present time everything in a man's environment is impressed upon his blood; hence the environment fashions the inner man in accordance with the outer world. In the case of primitive man it was that which was contained within the body that was more fully expressed in the blood. In those early times the recollection of ancestral experiences was inherited, and, along with this, good or evil tendencies. In the blood of the descendants were to be traced the effects of the ancestors' tendencies. Now, when the blood was mixed through exogamy, this close connection with ancestors was severed, and the man began to live his own personal life. Thus, in an unmixed blood is expressed the power of the ancestral life, and in a mixed blood the power of personal experience. The myths and legends tell of these things. They say: “That which has power over thy blood, has power over thee.” This traditional power ceased when it could no longer work upon the blood, because the latter's capacity for responding to such power was extinguished by the admixture of foreign blood. This statement holds good to the widest extent. Whatever power it is that wishes to obtain the mastery over a man, that power must work upon him in such a way that the working is expressed in his blood. If, therefore, an evil power would influence a man, it must be able to influence his blood. This is the deep and spiritual meaning of the quotation from Faust. This is why the representative of the evil principle says: “Sign thy name to the pact with thy blood. If once I have thy name written in thy blood, then I can hold thee by that which above all sways a man; then shall I have drawn thee over to myself.” For whoever has mastery over the blood is master of the man himself, or of the man's ego. When two groups of people come into contact, as is in the case of colonization, then those who are acquainted with the conditions of evolution are able to foretell whether or not an alien form of civilization can be assimilated by the others. Take, for example, a people that is the product of its environment, into whose blood this environment has built itself, and try to graft upon such a people a new form of civilization. The thing is impossible. This is why certain aboriginal peoples had to go under, as soon as colonists came to their particular parts of the world. It is from this point of view that the question will have to be considered, and the idea that changes are capable of being forced upon all and sundry will in time cease to be upheld, for it is useless to demand from blood more than it can endure. Modern science has discovered that if the blood of one animal is mixed with that of another not akin to it, the blood of the one is fatal to that of the other. This has been known to occultism for ages. If you mingle the blood of human beings with that of the lower apes, the result is destructive to the species, since the one is too far removed from the other. If, again, you mingle the blood of man with that of the higher apes, death does not ensue. Just as this mingling of the blood of different species of animals brings about actual death when the types are too remote, so, too, the ancient clairvoyance of undeveloped man was killed when his blood was mixed with the blood of others who did not belong to the same stock. The entire intellectual life of today is the outcome of the mingling of blood, and the time is not far distant when people will study the influence this had upon human life, and they will be able to trace it back in the history of humanity when investigations are once more conducted from this standpoint. We have seen that blood united to blood in the case of but remotely connected species of animals, kills; blood united to blood in the case of more closely allied species of animals does not kill. The physical organism of man survives when strange blood comes in contact with strange blood, but clairvoyant power perishes under the influence of this mixing of blood, or exogamy. Man is so constituted that when blood mingles with blood not too far removed in evolution, the intellect is born. By this means the original clairvoyance which belonged to the lower animal-man was destroyed, and a new form of consciousness took its place. Thus in the higher stage of human development we find something similar to what happens at a lower stage in the animal kingdom. In the latter, strange blood kills strange blood. In the human kingdom strange blood kills that which is intimately bound up with kindred blood, viz., the dim, dreary clairvoyance. Our everyday objective consciousness is therefore the outcome of a destructive process. In the course of evolution the kind of mental life due to endogamy has been destroyed, but in its stead exogamy has given birth to the intellect, to the wide-awake consciousness of the present day. That which is able to live in man's blood is that which lives in his ego. Just as the physical body is the expression of the physical principle, as the etheric body is the expression of the vital fluids and their systems, and the astral body of the nervous system, so is the blood the expression of the “I,” or ego. Physical principle, etheric body, and astral body are the “Above”; physical body, vital system, and nervous system are the “below.” Similarly, the ego is the “above,” and the blood is the “below.” Whoever, therefore, would master a man, must first master that man's blood. This must be borne in mind if any advance is to be made in practical life. For example, the individuality of a people may be destroyed if, when colonizing, you demand from its blood more than it can bear, for in the blood the ego is expressed. Beauty and truth possess a man only when they possess his blood. Mephistopheles obtains possession of Faust's blood because he desires to rule his ego. Hence we may say that the sentence which has formed the theme of the present lecture was drawn from the profound depths of knowledge; for truly—
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178. Behind the Scenes of External Happenings: Lecture I
06 Nov 1917, Zürich Tr. Dorothy S. Osmond, Owen Barfield Rudolf Steiner |
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These things unfold according to certain spiritual laws, under a kind of spiritual necessity. It is part of the destiny of the human race that certain faculties of comprehension and also certain forces of will, shall unfold in a particular epoch. |
But one who analyses the matter and tries to bring it into line with the laws of social life will realise at once that, although such deeds appear to be senseless, their meaning suddenly becomes clear in the light of the knowledge that souls sent into the spiritual world in this violent way, acquire knowledge which they really ought not yet to possess and of which souls who died a normal death have a positive dread. |
And the obligation to stress the necessity that such knowledge should reach the consciousness of a certain number of souls—this is bound up with the fundamental character of our age. The second half of the nineteenth century was an extremely important period. |
178. Behind the Scenes of External Happenings: Lecture I
06 Nov 1917, Zürich Tr. Dorothy S. Osmond, Owen Barfield Rudolf Steiner |
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Translated by Dorothy S. Osmond and Owen Barfield Many years ago, when I was working in Berlin, the news filtered into a theatre during the performance that the Empress of Austria had been assassinated at Geneva by one of the “Propagandists by Action”—so they were being called at that time. [1] During one of the intervals I happened to be standing near a man who was then a literary critic in Berlin and has since written philosophical books which have gained a certain reputation. This man voiced his astonishment at the news in a way that still lingers in my memory. He said: “One can understand many things that happen in the world without in the least justifying or approving of them ... one can understand many things that happen ... but that a revolutionary movement should instigate the murder of a sick woman whose continued existence could have made no real difference, whose death anyhow can have no clear connection with any political idea, this”—said the man—“is incomprehensible; it just doesn't make sense.” I am sure this man was expressing what must be the opinion of every right-minded, educated person in the modern world. We are reminded that in the life of men and the course of history, things do happen which seem senseless and purposeless not only when judged by the normal standards but even when they are attributed to some form of aberration. But events of this very nature—and many, many others might be cited—show that what appears outwardly incomprehensible must inevitably do so because behind the scenes of world affairs—if I may use this expression—spiritual forces and spiritual deeds are playing to and fro [a phrase meaning back and forth – e.Ed], both in the good and in the bad sense. These spiritual deeds and happenings are only to be understood when the light of Spiritual Science can be shed into those regions that lie behind the scenes of life in the ordinary world of the senses. Things happen which become intelligible only when they can be illumined by ideas derived from the spiritual world and which, if viewed merely in their connection with the world of the senses, inevitably seem devoid of meaning and purpose—either good or bad. And if by what may be called chance but may also possibly have been a matter of karma in symbolic garb, one has an experience of this kind in a theatre, then it prompts the reaction that what is going on “behind the scenes” looks very different from what is happening on the stage. I have made these preliminary remarks because I propose today to speak about matters which will be further elaborated when we are next together—matters which it is important for men at the present time to know about and which are connected with events behind the scenes of the physical plane. These things cannot be understood if we give way to the easy-going modern habit of merely generalising about the facts of the spiritual world and their connection with human affairs on the Earth; they become intelligible only when we penetrate as deeply as possible into the concrete realities of the spiritual world. You know from many passages in the Lecture-Courses that the evolution of mankind is to be divided into certain periods: the vast periods of the Saturn-, Sun-, Moon-evolutions; the shorter periods of the Lemurian, Atlantean and our own Post-Atlantean epochs; and again within these shorter periods which, however, extend over long stretches of time, we speak of certain epochs of culture within the Post-Atlantean period: the ancient Indian, the ancient Persian, the Egypto-Chaldean, the Greco-Latin and our own Fifth Post-Atlantean epoch. The reason for speaking of these periods is that the faculties of humanity as a whole—in this case more particularly the faculties of soul—change fundamentally from one period to another; they change because a very real evolution takes place in every such period—I am speaking now of the shortest. Every such period contains something which mankind is obliged to undergo, something which may cause either happiness or unhappiness, which has to be realised and understood, which is the source of impulses of will leading to deeds, and so forth. The tasks devolving upon the Egypto-Chaldean epoch of civilisation differed from those of the Greco-Latin epoch—and our own age, too, faces its own specific tasks. A really true idea of the distinct tasks of the several epochs in regard to the development of certain qualities—especially those of which we shall speak today—cannot be formed without taking into account the experiences contributed by human life as a whole to the external development of which history speaks and to which the materialistic thought of today prefers to confine itself. No really adequate characterisation of the successive epochs can, however, be drawn from these experiences on the physical plane, for they, after all, constitute only one part of that cycle of human life which stretches from birth to death and from death onwards to a new birth. For in what actually happens, there is a constant interplay and interaction between the forces that come down from the world in which man lives between death and a new birth and those which are unfolded in his life here, on the physical plane. There is an unceasing interplay between the forces unfolded by human beings after death and those operating on the physical plane. Conditions throughout the Fourth Post-Atlantean epoch were such that certain things might safely be withheld from the consciousness of man. Many things in respect of which men of the Greco-Latin epoch might without harm be kept unconscious must, however, enter more and more into the consciousness of those living in the Fifth Post-Atlantean epoch. During this Fifth epoch, human beings must become conscious of much that in earlier times could remain in the unconscious. These things unfold according to certain spiritual laws, under a kind of spiritual necessity. It is part of the destiny of the human race that certain faculties of comprehension and also certain forces of will, shall unfold in a particular epoch. In this Fifth Post-Atlantean epoch humanity becomes ripe for the knowledge of certain things, just as in earlier epochs men became ripe in other respects. One thing in respect of which humanity has become sufficiently mature in the Fifth Post-Atlantean epoch seems highly paradoxical to the modern mind, because public opinion moves for the most part in exactly the opposite direction, would prefer, as it were, to lead men in the opposite direction. But this will be of no avail. The spiritual forces with which men are, if I may put it so, inoculated, in the course of the Fifth Post-Atlantean epoch, will be stronger than the wishes of certain people, stronger than the dictates of public opinion. One of these things—and it will assert itself most powerfully—is the guiding or directing of men more deeply in line with occult principles than has ever before been possible. It lies in the general character of evolution that during this Fifth Post-Atlantean epoch, certain conditions connected with the exercise of power, of influence, must pass into the hands of small groups who will wield great power over other, large masses of people. A certain section of public opinion vehemently resists this trend; nevertheless it will assert itself and for the following reason. During the Fifth Post-Atlantean epoch, simply because of inner maturity and evolutionary necessity, a large portion of humanity will unfold certain spiritual faculties, a certain natural capacity to see into the spiritual world. This portion of humanity, which will indeed provide the best foundation for the future Sixth Post-Atlantean epoch—this portion of humanity, while in process of preparation during the Fifth epoch, will show little inclination to be actively concerned with the affairs of the physical plane. Such men will have little interest in physical affairs and will be engrossed in ennobling the life of soul, in regulating certain matters connected with the spiritual life. And because of this, others less spiritually inclined will be able to seize for themselves certain factors connected with the exercise of power—to get them into their own hands. This is something that arises with a kind of necessity. Among men who were cognisant of these things it was the subject of much discussion throughout the last third of the nineteenth century, and they always stressed the vital necessity that this potential should be directed - not into evil but into good channels. During the last third of the nineteenth century, especially just before its turn, one could hear occultists on every hand insisting that precautions must be taken to ensure that such means of power come into the hands of worthy men. Naturally, with the exception of a very few groups, opinions differed as to who were really worthy; each group championed the claims of those with whom the world had brought it into contact. But the whole matter was the subject of almost day-to-day conversation among occultists and, in a certain sense, has remained so to this day. Simply because man attains the requisite degree of maturity, other things, too, will emerge in the course of the Fifth Post-Atlantean epoch, will become known to men and also pass into the sphere of the will. These are things which lead still further, so far indeed that they cannot but cause grave anxiety to everybody who is cognisant of them. This Fifth Post-Atlantean epoch confronts the fact that the physical apparatus of human thinking becomes capable of understanding certain factors relating to illness and processes of healing, connections of Nature-processes with illnesses. This causes anxiety to those possessing real knowledge of these matters because their aim now must be to ensure that those who will be chosen to bring the relevant teachings and impulses to men will do so in the right and worthy way. For two possibilities exist: information about these things will either be conveyed to men in a form which does harm, or it may be imparted in a way which is for the good of the world. These things are connected with the most intimate depths of certain conditions relating to human propagation, with circumstances connected with illnesses and with the onset of death, and when knowledge concerning them spreads among mankind they give rise to thoughts and impulses of deep import and significance. And the purpose of the Fifth Post-Atlantean epoch is that men shall become free enough to be enlightened about certain truths hitherto kept in the more unconscious region of the human soul, and to master them. Those who knew, concerned themselves deeply with all the implications of these things and with the steps that could be taken in one direction or the other. For everything that can arise in this way bestows a certain power, enables a hand to be taken to a very far-reaching extent in the shaping of human affairs. All these considerations, as I said, occupied an important place in spiritual-scientific movements during the nineteenth century, and still do so, to this day, in connection with the evolution of the Fifth Post-Atlantean epoch. Another fact must here be considered, a fact that to anyone cognisant of it, is very significant, and must therefore be brought into relation with many others. I have mentioned it here and there in the Lecture-Courses. When, having crossed the threshold of the spiritual world, a man begins to make observations there, peculiar facts, essentially individual facts come before his soul's eye. And then a deeper scrutiny of things which at first sight seem to have nothing to do with each other, reveals that they are indeed connected, that they mutually illumine and explain each other and in doing so greatly facilitate penetration into the nature of the spiritual world. The other fact, of which I am now going to speak, will, at first, certainly not give you the impression of being connected with what I have just said, yet the very contrary proves to be the case. This other fact is the following: When one turns to the souls of human beings who have died in our present age and learns the circumstances of their existence, one perceives souls among them who feel grave apprehension at the prospect of coming into contact with those human souls who, here on Earth, met their death as did the Empress of Austria at that time in Geneva. One discovers that human beings sent through the Gate of Death by, let us say, the “Propagandists by Action,” are a cause of grave anxiety to certain human beings who passed through death in a normal way and then have further experiences in the spiritual world. One notices, as it were, that those who died in the normal way and who may have occasion to contact these other souls, are fearful of such contact after death, and shrink from it. I beg you, in such a case, to ignore the emotional paradox. Such innumerable possibilities of association and contact are open to souls that it would be out of place to allow oneself here to be swayed by feelings of compassion, however natural and justifiable they may be. A case like this must be viewed quite objectively. It is a fact that souls who have passed through the Gate of Death normally, feel a certain dread of those whose death was brought about by violent means resembling those adopted by anarchist propaganda. Now there is a certain very strange connection between this last fact and the other of which I spoke previously. Closer scrutiny reveals that these souls who met their death by violent means come into possession of certain knowledge in the spiritual world after death, which the other souls do not wish to receive from them prematurely, before it is right and healthy to do so. For the very reason that here, on the physical plane, they were deprived of life in this way and sent with such violence through the Gate of Death, these souls retain a certain possibility of turning to account the powers and forces they possessed on Earth, for example, the power of intellect. From the other side, from the spiritual world, such souls can make use of the powers which were bound up with the physical body here on Earth and achieve with them something quite other than it is possible to achieve during life in the physical body. Thereby these souls are able to acquire knowledge of certain things earlier than is really conducive to the progress of human evolution. It is very remarkable that both meaning and purpose are revealed in this way in a number of deeds hitherto seeming to lack all rhyme or reason. These deeds assume a strange aspect to one who sees things as they really are. In the physical world, all kinds of nonsense is talked; it may sound plausible but is, well just nonsense to closer observation. Here, in the physical world, it is said: people like these “Propagandists by Action” who murder others, are simply out to draw attention to misery in the world; it is a means of active agitation, etc., etc.. But one who analyses the matter and tries to bring it into line with the laws of social life will realise at once that, although such deeds appear to be senseless, their meaning suddenly becomes clear in the light of the knowledge that souls sent into the spiritual world in this violent way, acquire knowledge which they really ought not yet to possess and of which souls who died a normal death have a positive dread. To investigate the causes underlying assassinations committed at various times, like that of the Empress Elizabeth of Austria, to discover the position of these souls who come into the spiritual world with certain secrets in their keeping—with consequences of which we shall speak—to investigate these things occultly was of course the important thing. A merely external view of the series of such assassinations may ascribe them all to chance; but if one analyses the matter, if one considers who the individuals thus sent to their death really are, it becomes clear that they have been selected, as it were—not, of course from the standpoint of the physical world but from that of the spiritual world. Investigation of this aspect of many of the well-known assassinations reveals something very remarkable. In the cases of Carnot, [2] the Empress Elizabeth of Austria and certain others, the remarkable fact is revealed that although the possibility of achieving something by their assassinations certainly existed, it was, as a matter of fact, not achieved at all. It would have been achieved if souls had been found to be their “customers,” if I may put it so. If that had happened, both sides would have incurred transcendental, super-sensible guilt: those who had passed through death in the normal way would have had experiences which would have driven them into blameworthy paths, and those whose deaths had been caused by violence, by assassination, would have been guilty of divulging knowledge before the proper time. Higher Spiritual Beings, Higher Hierarchies, prevented this from happening because of certain consequences which would have ensued and which it was necessary to frustrate for the sake of the well-being of a certain part of mankind. By the intervention of higher Spiritual Beings, the harm that might have resulted was prevented. And so there was evidence here of an attempt made with ineffective means, or rather, with means that had been deprived of their effectiveness. It was an attempt made in the spiritual world, behind the scenes of the physical world. Probing into the deeper foundations of such matters, we discover the source of the impulses underlying them. And in the case of many of the assassinations which were news in Europe and will be known to you, the impulses—they were spiritual impulses, remember—were not really primary and original but were derivatives; they were “defence measures,” if this rather trivial expression is permissible. The purpose of these deeds was to put a stop to something else, to frustrate other deeds, or, better said, to prevent the consequences of other deeds tending in the same direction. This is a very mysterious matter and can only be understood by scrutinising what, exactly, it was proposed to prevent, against what, exactly, these defence measures were taken. Spiritual Science penetrates here into things deeply connected with the impulses of human life in the present and in the future and of which it is extremely difficult to speak because they everywhere run counter to certain naive and even justifiable interests of men. The matter becomes comprehensible only when we take into consideration the fact that all these attempts by means of assassinations of which I have spoken up to now, were amateurishly directed, were not under “expert” guidance. They were attempts made without thorough knowledge of the occult connections; they were defence measures born of fear, and they were not under united leadership. They become intelligible only when we study the plan which they were actually intended to avert, and which was itself being pursued and staged with much greater insight. In the nineteenth century, a remarkable Order was still in existence over in the East: the Order of the “Thugs.” This Order, which flourished in a certain region of Asia, did not arise out of mere desire—the desire, I mean, of its members—to gain their ends. The members of this Order were charged with the task of murdering certain persons named by very secret and unknown superiors. It was an Order of murderers, so to speak, with the task of putting certain individuals to death. Evidence of its activity filtered through from time to time in news announcing the murder of such and such a person. The murder was committed on the orders of unknown superiors who had charged some member of this Order of the Thugs to carry it out. In the places where this was undertaken, the aim was well understood. By arranging circumstances of the physical plane in such a way that the establishment of this Order of the Thugs was possible, and then by directing its activities as required, the plan was to bring about the violent death of such persons as would be equipped after their death with the faculty for learning certain secrets. The individuals who managed all this also organised corresponding conditions here, on the physical plane, to act as “mirrors”—“mirror events” as they are called in occultism. Such was the intention: to organise the appropriate “mirror events.” Certain events of this kind—if only a few—have actually been organised on the physical plane. It is done in this way: certain suitable personalities are trained to be mediums, put into a mediumistic condition and by certain machinations the currents from the spiritual world are directed to the medium. The medium then divulges certain secrets which can only be disclosed by this means, namely, that in yonder world a person killed by a deed of violence, turns to account here, on the Earth, those forces which owing to his violent death can still be made use of; as souls, they fathom certain secrets and then instill them into the medium. And it is possible for those interested in such research here, on the Earth, to investigate what these souls are instilling by such means. What is investigated in this way is a sort of “premature spiritual birth”—if I may use this expression. The souls who passed through the Gate of Death in the normal way and are concerned with such things, know that they must be preparing themselves now—and they make it plain that they are engaged in this preparation—in order, later on, when humanity has sufficiently matured, to bring down many things to the Earth and inject them into the Earth by rightful means. This, indeed, is an important task devolving upon a number of human beings now passing through the Gate of Death. Having attained the requisite maturity for certain secrets at the right time—not prematurely, as is the case when forces generated by violent deaths are put into operation—the task of these souls is to use and apply the normal forces. It is actually the task of these human beings to acquire control of these forces and then to inspire them into men living on the Earth who are not mediums at all but who should experience them in the normal, legitimate way—through genuine Inspiration. In normal life this would be a matter of waiting. But because, as the result of occult crime, these things which ought to come much later are sent as premature spiritual births along the path indicated—because of this, individuals intending evil to humanity and who in this sense are “black” or “grey” magicians, capture such secrets for their own ends. Behind the scenes of outer happenings, such things have been proceeding during our own decades. The intention was this: to place in the hands of a certain group of men, firstly, the secret of the control of masses—I spoke of this to begin with. It is the secret of how to gain extensive control over those masses who concern themselves little with external affairs, yet possess spiritual capacities and are especially qualified to assist in the preparation of the Sixth Post-Atlantean epoch—it is the secret, too, of how the art of controlling these masses can be placed in the hands of a few individuals. That was the one aim. The other is something that will play an important role in the future: it is a matter of acquiring the secret means whereby factors connected with processes of disease, with the process of propagation, may be given a particular turn. Among a few friends, I have already spoken of these things. The age of materialism is striving, through the work of certain circles, to paralyse, to eliminate all spiritual development in mankind, to bring human beings to a point where simply by temperament and character they reject everything that is spiritual and regard it as folly. This trend—and it is already perceptible in some individuals today—will intensify. People will actually long for the time when the Spiritual is universally deemed to be insanity, craziness! Attempts will be made to achieve this end by inoculations; just as viruses 1 have been discovered as means of protection against illnesses, so certain inoculations will be used to influence the human body in such a way that it provides no place for the spiritual proclivities of the soul. Human beings will be immunised against any predisposition for spiritual ideas ... such, at least, will be the endeavour. They will try by inoculation to bring it about that even in childhood, human beings lose the urge towards the spiritual life. This is only one of the aspects of that more intimate knowledge, relating to the connection of Nature-processes and Nature-specifics with the human organism, which must arise during the Fifth Post-Atlantean epoch. These things will certainly find their way into the life of mankind when the time comes. The only question is whether success will have attended those previous attempts—by means of such premature spiritual births as I have mentioned—to put knowledge into the hands of individuals who will use it for their own ends ... or whether the knowledge of these things will come in the right way, at the right time, and thus promote the well-being of humanity. There was nothing amateurish about the methods of the organisation designed for promoting these premature spiritual births; with the help of the Order of murderers known as the Thugs, it worked very systematically, albeit in a way which horrifies anyone who has the good of humanity at heart. It worked systematically, not amateurishly, with full knowledge of the means required. Because the effort was being made through instruments acquired prematurely from the spiritual world to place part of mankind in the egotistical possession of knowledge which, as humanity matures will be acquired in any case during the Fifth Post-Atlantean epoch ... because this was being striven for, there arose in other groups of men the uneasiness and anxiety which staged this “Propaganda by Action” as a counter-blast, so to speak; it was intended to be a help but, being the child of fear, it was an amateurish attempt, a provisional attempt made with ineffective means. These things that proceed behind the scenes of external happenings, are of deep import. Nor would they be mentioned here if it were not a necessity and a duty to bring them to the attention of people trained to some extent in Spiritual Science. It is a necessity for such things to pass into the consciousness of humanity in the Fifth Post-Atlantean epoch. Only so can the goal of earthly evolution be attained. Human beings must embark upon the unpleasant task of abandoning the mode of thinking which the universities produce in the so-called educated classes today; a time must come when a number of human beings declare themselves ready to accept this uncomfortable world-conception which takes its direction, its concepts, its ideas, from the spiritual world. For men must not, dare not, linger in the condition of sleep that is so congenial to those abstract concepts for which the age of materialism strives and then calls “noble.” Thinking over what I have thus indicated, you will realise that a whole number of possibilities exist for making use of currents emanating from the spiritual world in order to bring evil things to pass on the Earth during this Fifth Post-Atlantean epoch. There are many, many such possibilities—today I have told you of one. And the obligation to stress the necessity that such knowledge should reach the consciousness of a certain number of souls—this is bound up with the fundamental character of our age. The second half of the nineteenth century was an extremely important period. I have often indicated to circles of friends here and there that the year 1841 was a critical time, a year of decision and crisis. This, of course, is not discovered by looking merely at the events that happened in the physical world, but only by studying these events in connection with what was going on in the spiritual world. The year 1841 was, in truth, the critical year in respect of the onset of the age of materialism, for at that time a very definite battle began in the spiritual worlds—a battle waged by certain Spirits, Spirits of Darkness as we may call them, belonging to the hierarchical rank of the Angeloi. In the spiritual worlds they fought out this battle until the autumn of 1879. They were striving for many and definite aims, only one of which shall be mentioned today. Between the years 1841 and 1879, decision was to be taken as to whether a certain store of spiritual wisdom could be made sufficiently mature to trickle gradually down to the Earth from the last third of the nineteenth century onwards, that is to say, to enter into the souls of men as a stimulus to spiritual knowledge, to the knowledge described today as that of Spiritual Science, which has only been possible since that time. The aim of these Angeloi-Spirits between the years 1841 and 1879 was to prevent what was thus to flow down to the Earth, from coming to maturity in the spiritual world. But these Spirits of Darkness were defeated in the war they waged against the Spirits of Light during this period. In the year 1879, on a smaller scale, an event came to pass of the kind that has several times come to pass in the course of evolution, and has always been pictured symbolically as the victory of Michael, or St. George, over the Dragon. In the year 1879, too, the Dragon was overcome in a certain realm. This time the “Dragon” was the Angeloi-Spirits who were striving for but could not achieve the aim I have indicated. In 1879, therefore, they were cast out of the spiritual world into the world of men—and here, in this world, they wander among humanity. They are present here, sending their forces into men's thoughts, feelings and impulses of will, egging them on to this undertaking or another. They have not been able to prevent the onset of the age when the spiritual knowledge flows down—their defeat in the battle lies precisely in this—for the spiritual knowledge is here and will unfold increasingly; human beings will be able to acquire the faculty of seeing into the spiritual world. But having been cast down to the Earth, these Angeloi-Spirits are intent upon doing harm with the down-flowing knowledge; they want to guide it into wrongful channels, to rob it of its power for good and lead it into paths of evil. In short, having been cast down since the year 1879, their aim is to achieve here, with the help of men, what they were unable to achieve with the help of the Spirits in yonder world. Their aim is to bring ruin to that part of the good plan for world-evolution which consists in causing the knowledge of the control of masses, the knowledge concerning birth, illness and death, among other things, to spread among men when the time is ripe. These Spirits of Darkness want to spread such knowledge too soon, by means of the premature spiritual births. Among their other objects and activities, these Spirits operate in the manner I have just indicated. The only way to combat the influence of these Ahrimanic Beings is to realise that against certain aims of Ahriman nothing avails except to see through him, to know that he is there. I have indicated this repeatedly in the Mystery Plays; think only of the end of the last Play. The Fifth Post-Atlantean epoch must evolve to the stage where many human beings address the Ahrimanic Powers and Beings as Faust addresses Mephistopheles: “In thy Nothingness I hope to find the All.” Men must be resolved to look into that realm where materialism sees the “Nothingness” and there see ... the spiritual world! Ahriman-Mephistopheles is then obliged to speak to such men as he speaks to Faust when sending him to the “Mothers”:
The other day, I said, jokingly, in Dornach: “Mephistopheles would not have made such a remark to Woodrow Wilson! To Woodrow Wilson he would have said: ‘The little fellows never notice the Devil, even when he has them by the collar!’” Truly, it is of the greatest importance that men shall learn to see into the realities of the spiritual world. And, believe me, it is simply the fact, that when, on the one side, there is some special necessity, the opposing forces are also especially strong—and so, today, men put up strong resistance to these things, struggle against them. I beg you here in Zurich, in your laudable and welcome efforts to bring Spiritual Science to certain still very hostile circles, to be under no illusions! Many disappointments—and at first, nothing but disappointments—await all efforts to direct things that must come to pass, into the right paths. This, of course, should never deter us. We must be so imbued with the impulse needed for the present age, that we do what has to be done without regard to results—whether they fall out one way or the other. This attitude alone makes achievement possible—and then it is often reached by an entirely unexpected route. I beg you to remember, too, that a great deal must often be done that yields no gratifying results. For the propaganda of Spiritual Science is a different matter from other current forms of propaganda. In these other domains, people are for the most part told things with which they are as familiar as devout ladies sitting in church are familiar with what the clergyman says from the pulpit. The programmes of most leagues and societies contain subject matter that can be imbibed very light-heartedly and superficially—it usually is, and remains, pure abstraction. Fine programmes are made—but these programmes are unrelated to and incapable of penetrating into reality. If it is our desire to cultivate spiritual strivings in this Fifth Post-Atlantean epoch, we must regard them as we regard the Living. What is the nature of the Living? The Living, the Life, in the realm of Spirit has its image in the realm of the Living in Nature. I ask you: is a fish in the sea afraid of laying a number of eggs that come to nothing? Ask yourselves how many of the eggs that are actually laid, turn into fish? How many come to nothing? As it is in life, so, too, it is in the spiritual life. You may speak for long years, on countless occasions, to vast numbers of people ... and you must be satisfied if interest, at most, is awakened in a few among them—for that inheres in the nature of the Living. Achievement in any degree is only possible when one proceeds as Nature proceeds—Nature being the image of the Spirit. What would happen if Nature hesitated to allow living beings to lay the eggs that come to nothing, because a number obviously perish in the course of a year? The Nature-process continues and, moreover, achieves evolution. Considerations as to whether any particular thing can be achieved, whether it is in line with this or with that—are of no moment. What is of moment is that in the thing itself we see the impulse and that we simply cannot do otherwise than carry this impulse into the world. And looking at the reasons—a few of which have been indicated today—why this impulse must be carried out into the world during the Fifth Post-Atlantean epoch ... truly they are serious enough! Where necessity is greatest, remember, there the opposition is strongest. Men will have to learn to view all these things that come to pass here, on the physical plane, and in our time present a truly terrible aspect, in their connection with happenings behind the scenes. Only then do they become intelligible. But the historians, the sociologists, the economists, the politicians of today, who derive their rules and laws exclusively from the physical plane well, as far as the actual necessities are concerned, they act like persons who begin some important task by stretching themselves on a chaise lounge and going to sleep, believing they can achieve it in the world of dream. The majority of those who belong to the world of culture, to the several branches of science today, really do set to work like this; in their state of dream they let reality pass them by. How do men write treatises on history, on sociology? They write without a single inkling of the real forces at play behind the subject of their dreamings. The realities underlying such deeply decisive events as we are witnessing nowadays, lie around modern men of science like the walls of a room into which they have been carried during sleep, have never seen and in which they go on sleeping. This is how materialistic science acquaints itself with the world. In my book Vom Menschenratsel (The Riddle of Man) I have described a mode of consciousness that is at the same time a “seeing” (Schauendes Bewusstsein). This must, to a certain degree, become a faculty in humanity of the Fifth Post-Atlantean epoch for the following reason. Certain secrets must come into the open because otherwise they would be spread among humanity by unlawful means such as those of which I have told you today. As I said, it is not easy to speak of these things, but in duty bound it is necessary to do so. Men must acquire for many things a gift of observation very different from the clumsy faculty of observation in vogue today. In connection with what has been said, I want to add the following. Firstly, men can acquire something, even today, by trying to take things normally ascribed to chance seriously and regard them as hints for deepening the life of soul. Suppose you read that at one place or another, on this or that date, a certain man died. A great deal may light up if one asks oneself: “How would it have been if that man had died three months earlier or three months later?” reckoning, of course, merely with possibilities. But you may be sure that if such a question is put, forces are released whereby you will discern other things. Or again, while traveling in a train you may have a conversation that means a great deal to you. A materialist, naturally, would regard such a thing as a lucky stroke of chance. But those who are trying to penetrate behind the scenes of outer existence will be alert to such incidents; without forcing ideas too far but feeling that there is something in these “accidents”, they pay attention, because these things point to forces playing into and between the events—forces whose origin is neither mechanical nor mathematical. That is one of the things I wanted to say. The other is this, and I want to reiterate it with emphasis. In spite of the materialism of our time, much that is spiritual is revealing itself to men. But it goes against the grain to speak about these spiritual experiences. When someone becomes communicative, because he trusts you, he will often speak of what he, or some other person, has done ... If he tells you honestly and genuinely why, for example, he founded some newspaper, why he did this or that, he relates a dream, or what seemed to be a dream; he tells you of an impulse from the spiritual world. Such things happen at every turn nowadays—far more often than people think. Far more deeds are prompted by spiritual impulses than is usually imagined. But people hesitate to admit such things because they are as a rule not taken seriously. It is well to deepen contemplation in both these directions, to be alert, in these days, to any sign or experience which strikes one's attention; and also to observe—for the opportunities are there—how in the good and in the bad sense, things are revealed from the spiritual world, which impel men to act. Nowadays, above all, this is more often the case than people think. That is what I wanted to put before you today. Next Tuesday we will continue the subject. [1] Note by Translator: The date of the assassination was 10th September, 1898. “Propagandisten der Tat” seems to have been a phrase in current use at that time. In modern books of reference, this assassination and that of Carnot, of which mention is made later, are attributed to revolutionary anarchists. [2] Carnot was the fourth President of the Third French Republic. He was assassinated at Lyons on 24th June, 1894.
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181. A Sound Outlook for Today and a Genuine Hope for the Future: The Building at Dornach
03 Jul 1918, Berlin Tr. Unknown Rudolf Steiner |
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This means that to the same degree as machines are made, man on earth is saturated in his morality, his ethics, his social impulses, with Lucifer's mode of thought. One cannot arise without the other. That is the pattern of the world. |
Everything else is related to this. The laws of symmetrical proportion, usually followed in buildings, have to be disregarded under the influence of this main conception. |
I hope that such things, which express in their own way a perversion of man's metaphysical aspirations, will be distinguished from those created out of she fundamental strivings of his being, adapted precisely for our time. |
181. A Sound Outlook for Today and a Genuine Hope for the Future: The Building at Dornach
03 Jul 1918, Berlin Tr. Unknown Rudolf Steiner |
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Before proceeding to draw conclusions from our recent considerations, I am going to bring forward something which links them up—there is really a close connection, though it may not seen so—with the character of our building at Dornach. Through its special character this building has a part to play in what we have come to recognise as the Spiritual evolution of humanity, leading on from the present into the future. This period in human development has a characteristic feature, until now existing only in germ, which we have tried to illuminate from many different points of view. To-day let us consider how particular aims of Spiritual Science can come to expression through the building devoted to it. The developments of the present day can be surveyed, to some extent from outside, as is done by those who base all their knowledge, all their view of the world, on purely outward considerations; yet there are cogent reasons to-day for regarding current events from an inner, Spiritual point of view. We can get a correct picture of these events which have been maturing through long ages, and in another form will have a sequel in the future, if we observe them Spiritually. I will start from something apparently quite material, and try to make it a living example of how such impulses as are always with us, working in the present, can also be viewed spiritually. Among those who in the last few decades have occasionally—not very often—taken a comprehensive view of events, some technicians can be found. One such was Reuleaux who from his own materialistic point of view threw out in 1884 some thoughts regarding certain characteristic features of contemporary culture. He divided present-day mankind into two groups. In one group he placed those who are entirely restricted to a “natural” way of life; in the other, those who pursued, as he said, a “manganistic” way. Manganistic he derived from “magic”,—that which endeavours to bring the forces of the universe into connection with human living. I will briefly go into the basis of this grouping of mankind, is a present-day standpoint. In earlier times all mankind was “natural”; in a certain sense, and the greater part still is so. The rest, in Europe—especially in the Middle and West—and in America, are “manganistic” mankind. Keep in mind that this “naturalistic” civilisation is still predominant in the world. It is significant that the so-called “manganistic” civilisation has fully developed only during the last century. The most paradoxical result of this new civilisation one might say, is that it has hurried on to the earth many more “hands” than there are men on the globe. This is due to the prodigious expansion during the last few decades of mechanism, machines among the minority of mankind. It is obvious that a large portion of the work of to-day is-done by machinery; but it is rather astonishing to calculate, as can be done, how great this machine-work, replacing human toil, really is. One can reckon how many million tons of coal are turned annually into machine power. Then, translating this coal- output into terms of man-power, one can calculate how many men would be necessary to carry out the work. We find that to accomplish what the machines do would take no less than 540 million men working twelve hours a day. It is therefore not quite correct to say that there are only 1500 million inhabitants on the earth, for machines have added 540 millions to the population. Thus there are present many more “hands” than those of flesh and blood, because for a minority of mankind all this “manganistic” ,work is done by machines. Indeed, during the last century, the human race has not merely increased to the extent shown by statistics, for the working-power of 540 million more men must be taken into account. Truly we European and American peoples—leaving out Eastern Europe are surrounded by a form of labour which continually extends its influence over our daily life more than we think, and takes the place of human strength. The people of the West are extremely proud of this accomplishment, especially the following aspect of it. By simply comparing the output of machinery with that of the numerous peoples who live more on a natural level and make little use of machines, we find that Europe and America produce significantly more than all the rest of mankind. Here we can say that to do the work accomplished by the machines, 540 million men would have to work twelve hours a day. That means a great deal. There we have the proud achievement of the new world-civilisation, and it has a variety of consequences. To get an insight into the underlying meaning of this, we need only look at a case where “natural” civilisation projects deeply into the “magical”—for instance, with matches. The oldest among us may still remember the time when matches were scarce, and flint and steel were used to produce a spark and so to ignite tinder, when fire was wanted. That leads us back to a much older way of producing: fire—where a great deal of human energy was used in twisting a burning stick in another piece of wood, to produce the equivalent of the fire now engendered by a box of matches. If we compare this “natural” method with that of to-day, another aspect of it comes into view, and we can say: The entire “magical” civilisation has another special peculiarity: it puts out of sight, banishes to a distance, the laws with which man was formerly in touch. To take the example of the primitive way of producing fire—see how this labour was inwardly connected with the man himself and his personal achievement. The fire which resulted directly from his work was intimately bound up with the personal deed. All this is pushed into the background. Because to-day a physical, mechanical or chemical process takes its place, nature's own process, in which the Spiritual plays its part, has become remote from the direct human action. We constantly hear the statement: “Through this new application of science, man has compelled the forces of Nature to serve him”—a statement which is quite justified from one point of view, but is extremely one-sided and incomplete. For in everything done by machine-power (taking this in a wider sense, to include its use in the form of chemical energy) not only is natural energy pressed into the service of man, but the natural event in its deep connections with the essential impulses of the world is thrust out. In machinery it is gradually withdrawn from man's ken—and this means a robbery from man himself. Through technology, something deathly spreads over nature's living face; the living thrill which formerly passed directly from nature into man's labour is banished. When we consider how man extracts death out of nature, to incorporate is into his “magical” civilisation, it will not seem very surprising if I now bring Spiritual Science into connection with what the purely natural scientist says. Reuleaux from his point of view rightly asserts that man's latest advance consists in harnessing nature's forces to his service; but we must, above all, keep in view the fact that machines literally replace human strength. It is not simply a question of a process provoking visible results; that is very important from a spiritual point of view in the creation of 540,000,000 imaginary people. Human energy is crystallised in all this; human intellect has been poured into it and works in it, but only the intellect. We are surrounded by intellect detached from man. Directly we set free what should be bound up with man, the forces known to us in Spiritual Science as Ahrimanic take possession of it. The 540,000,000 imaginary people on the earth are just so many receptacles for Ahrimanic forces; and this must not be overlooked. Linked up with the purely external advance of our civilisation are the Ahrimanic forces—the sane which are found in the Mephistopheles-nature, for this is closely allied to the Ahrimanic. Moreover, nothing exists in the universe without its opposite; never one pole without the other. The Ahrimanic in the mechanical forms of industry, etc., on the earth, is exactly balanced in the spiritual realm by a Luciferic element. The purely Ahrimanic is never found alone; but to the same degree as it takes visible form on earth, as just described, appears the Luciferic element, woven through this entire civilisation, already saturated with the Ahrimanic. To the same extent as the imaginary “hands” are brought into existence, and the Ahrimanic civilisation hardens on earth, spiritual correlations work into the human will, human intentions, impulses, passions and dispositions. Here on earth the Ahrimanic machines—in the spiritual stream enfolding us, for each machine a Luciferic spiritual being! As we produce our machines, we descend into the realm of death, which in this Ahrimanic civilisation has for the first tine become outwardly visible. Invisible to this Ahriman-civilisation arises a Luciferic one, like a reflection. This means that to the same degree as machines are made, man on earth is saturated in his morality, his ethics, his social impulses, with Lucifer's mode of thought. One cannot arise without the other. That is the pattern of the world. We can see from this that the point is not to “flee from Ahriman” or to “avoid Lucifer”. A condition of which they are the opposite poles is necessarily bound up with the development of modern civilisation. Regarded spiritually, that is what is active in our culture, and this is the point of view from which things will need to be looked at increasingly from now onwards. Now it is very remarkable that Reuleaux, the engineer, waxing enthusiastic over the “magical advance” of mankind, (from his standpoint a fully justified enthusiasm—for as always emphasise afresh; Spiritual Science has no reason for being reactionary—when he has brought it into bold relief, at the same time he refers to various other things. Especially he remarks on the fact that the man of to-day, especially in the European and American civilisations, placed as he is in a new world, urgently needs stronger forces for the cultivation of spiritual life than did the man of old, who with his “natural” culture, stood so much nearer in his personal workmanship to the intimacies of nature. (Of course Reuleaux does not say “Luciferic” and “Ahrimanic”; he describes only what I mentioned at the beginning-of this lecture. It is quite easy to discriminate between what I have added and what the scientist of the present-day materialistic world has to say.) For instance, Reuleaux points out how Art, for further Growth, needs stronger aesthetic impulses than were required in times of more instinctive development. A remarkable belief lies at the back of his mind—the naive belief, as he puts it, that in face of the assault of machinery, which destroys art (he readily admits that), the soul will need to attain to a more intensive experience of aesthetic laws. The naivety consists in his having no inkling that before this can happen, stronger artistic forces than those of the past will have to inspire the human soul. The misconception lies in supposing that although mechanical science battles against everything hitherto wrested by man out of the spiritual, this can be compensated for purely through an ‘intensive’ experience of the spiritual forces of the past. That is impossible, quite impossible. What is really necessary is that with the emergence of human civilisation on to the physical plane, other, stronger, and more spiritual forces should play into spiritual life; failing that, men will inevitably fall victim to materialism in practice, even though in theory they may strive against it. Thus you can see that if one starts from the impulses of contemporary culture and reflects on the inner nature of present developments, one can reach this conclusion: Art must receive a new impetus; a new impulse must flow into it. If we are firmly convinced that our anthroposophical Spiritual Science, rightly directed, will bring a new impulse into the old spiritual culture of humanity, we are bound to conclude that art, too, will share in this stimulus. This was the aim of the project, obviously very imperfect, for our Building at Dornach. As a matter of course its imperfections must be admitted; it is just a first effort. But perhaps we are justified in believing that it is a first step along a path which must continue. Others who follow us in the work, when we ourselves are no longer in the physical body, will perhaps do it better; but the impulse for the Dornach Bau had to be given at the present time. The Bau will be rightly understood only by someone who, instead of applying an absolute standard to it, familiarises himself a little with its history, and this I will relate to-day, because we are always being confronted with antiquated misconceptions. You are aware that in Munich, since 1909, our work has included the presentation of certain Mystery Plays, the aim of which is to reveal through dramatic art the forces operative in our view of the world. Courses and Lectures, always strongly attended, were grouped about these artistic presentations in Munich, and so among our friends the idea arose of providing an appropriate home for our spiritual endeavours. This suggestion came from them—not from me, please remember. The Bau really started from the shortage of space observed by a number of our friends, and obviously, once such a building had been thought of, it was bound to be fashioned according to our view of the world. In Munich they had in view, properly speaking, only an interior structure, for it was to be surrounded by a number of houses, inhabited by friends able to, settle there. These houses would have so shut in the building that it would have been as plain as possible, for it would have been hidden from sight among the houses. The whole building was conceived of as a piece of inner architecture. “Inner architecture”, in such a case, has only a meaning when it provides an enclosure, a frame, for what goes on inside. But it was to be artistic, genuinely so—not a copying, but an artistic expression of the activities within. I have always compared, perhaps trivially but not inappropriately, the architectural idea of our building with that of a cake-mould. This is made for the sake of the cake inside, and the outer shape is correct only if it encloses and moulds the cake rightly. The “cake-mould” is in this case the free for the whole activity of our Spiritual Science, for the art which belongs to it, and for all that is spoken, heard, experienced within it. All that is the cake—everything else is the mould; and this must be expressed in the interior architecture. That was the first idea.—After much trouble to arrange the building on the site already acquired in Munich we discovered that we were opposed, not by the police or local authorities, but by the Munich Society of Arts, and indeed in such a way that we felt these worthies objected to our establishing ourselves in Munich, but would not tell us what they wanted. We were thus continually obliged to make changes in our plan, and this really night have gone on for a decade. At last the day came when we were driven to give up the idea of realising our hopes in Munich and to make use of a building-site in Solothurn, available through the kind offices of one of our friends. So it came to pass that in the Canton of Solothurn, on a hill in Dornach, near Basle, we set about building. The idea of the encircling houses was given up; the building had to be visible from all sides. The impulse arose; and the zeal was there to carry the matter through quickly. And without fundamentally re-casting the scheme already sketched out for the interior, all I could do was to try to combine the exterior with the already existing plans for the inside. From this arose many defects, of which no one is so conscious as I, but that is not the chief point. The great thing is that, as I have said, a beginning was made with such an enterprise. I would like now to draw attention to a few thoughts which will make clear what constitutes the peculiar characteristic of this Building, so that you may see the connection between it and our entire movement—scientific as well as spiritual. The first thing that will strike an unprejudiced observer is that the partition walls are quite evidently, conceived differently from those of ordinary public buildings. Walls enclosing a building, generally speaking, have hitherto always been considered, from an artistic point of view, as a “shutting off” of space. Walls, boundary walls, are always so considered and all architectural and ornamental work on walls has been in connection with this idea, that the function of the outer wall is to enclose. This canon is transgressed in the case of the Dornach building!—not physically, of course, but artistically. The conception of the outer wall, as it appears there, is not that it shuts off space, but that it opens the space to the universe, the macrocosm. Whoever stands within this space, should have the feeling, through the very walls themselves, that the building expands into the universe, the macrocosm. Everything should represent connections with the universe. What is the conception in the fashioning of the wall itself; the same with the pillars, accessory in their several ways to the walls—so also with the entire carved work, the bases of the pillars, the architraves, capitols. The conception is of a wall which is transparent for the soul—the very opposite of a space-enclosing wall. Anyone standing inside should feel that he has the freedom of the infinite universe. Naturally, if anything has to be done within this space, physically the enclosing is there; but the forms of the physical enclosure can be so taken that, abrogating themselves, they are annulled through their artistic fashioning. Everything else is related to this. The laws of symmetrical proportion, usually followed in buildings, have to be disregarded under the influence of this main conception. The Dornach Building has, properly speaking, only one axis of symmetry, which goes straight from West to East; and everything is ordered upon this single axis. The pillars, at a certain distance from the walls, are not all furnished with the same capitols; only by twos, right and left, the capitols and mouldings are alike. Starting at the principal entrance, the first two pillars are the same, in capitol, base, and architrave. In the second pair, pillar, capitol, architrave design, are different, and so through the whole length of the building. Thus in the subjects of the capitols and bases it becomes possible to depict Evolution. The capitol of each pillar always evolves from the one before it, just as the organically complete form develops from the incomplete. The ordinary symmetrical equality is dissolved into a progressive development. The whole Building consists of two principal parts; they have an essentially circular ground-plan, and are closed above with domes; but the domes are so cut as to link into one another, so that the bases form incomplete circles. One circle is short of a small segment in the front, and the other, the larger circle, is joined on just there. The whole is so erected as to form two circular spaces, a larger and a smaller. The larger space is the auditorium, the lesser is for the presentation of the Mystery Plays, and kindred things. Where the two circles unite, are the rostrum and curtain. It was a very interesting piece of work, technically, to make the two domes intersect and cut into one another. The Building, wholly of wood, rests on a concrete sub-structure which contains only the cloakrooms, with concrete steps leading up to the Building itself. Along each wall of the greater space, under the large dome, there are seven pillars; in the smaller, six; so that in the latter, which forms a kind of platform, there are twelve, as against fourteen in the former. The sculptured designs of the pillars develop progressively, in a fashion which amazed me myself, as I worked at them. While I was making the model, shaping the pillars and their capitols, I was astonished at one thing in particular. There is no question here of something “symbolical”. People who have spoken and written about the Building, saying that all sorts of symbols are introduced, and that Anthroposophists work by means of symbols, are wrong. No symbol, such as they have in mind, is to be found in the whole Building; each part of the whole springs out of the conception in its entirety. Neither does the smallest part signify (I an using “signify” in its worst sense) anything unconnected with the artistic conception. This unbroken development of the designs on the capitols and architraves has been the outcome of artistic perception, one form out of its predecessor; and while, I developed one from the other, there arose, as of itself, a reflection of evolution, of the true evolution of nature, not as understood by Darwinism. That was not intended, but it arose spontaneously, in such a way that I could recognise, with amazement, how, for instance, certain human organs are simpler than those of certain species of lower animals. I have often pointed out that evolution does not consist in complication; the human eye is more perfect because it is simpler than the eye of an animal, reverting to simplicity.—I noticed that after the fourth of these designs a simplification was necessary. The more perfect one emerged precisely as the simpler. This was not the only thing which struck me. Comparing the first pillar with the seventh, the second with the sixth, the third with the fifth, I was surprised to see that a remarkable correspondence came to light. In the carvings there are, of course, some raised surfaces and others hollowed out; these were elaborated purely from intuitive feeling and visual sense. Yet, taking the capitol and base of the seventh, and thinking of the whole and its separate parts, one could superimpose the high surfaces of the seventh on the hollow surfaces of the first, and vice versa. The raised surfaces of the first exactly fitted the hollow surfaces of the seventh. I mean this as a matter of convex and concave, of course. Symmetry, not merely external, but from within, was the result. Really, in this interchange and the working of it out in sculpture, something arose that was like bringing architecture into movement and sculpture into repose. It was all at the same time wood-carving and architecture. The whole Building has a concrete foundation, with inner motives which will surprise visitors when they first come there. Of course they come with preconceived notions, compare it with what they have seen elsewhere, and are astonished. Many, not knowing what to make of it, have called it a “futurist Building”. The lines of the concrete part are designed in accordance with the capacities of concrete, the new material, to express artistic form; but within the concrete frame an attempt is made to construct pillar-like supports. These came of themselves to look like elementary beings, gnome-like, growing up out of the fissured earth, while at the same time they support the weight above—so that it can be seen that they are for support but bear the heavier part, push it, throw it back, and do this in a different way f or the lighter parts. Such is the substructure of the wooden part. In Munich it would have been a case of inner architecture only; windows were necessary for the Dornach Building. To understand these, I would ask you first to make the effort to grasp the whole idea of the wooden building. As it stands, it has really no claim to be artistic; it is not a work of art. As regards pillars, walls, and windows, it is so. The entire Building, which is to have no decorative character, to be constructed with no decorative purpose, is meant to arouse, through every line and every surface-shape, certain experiences and thoughts in those who behold it. The eye, the sensitive eye, must trace the direction of the lines and the surface-shape. What is experienced in the soul, when one's gaze takes in works of art, this is first aroused by a “work of art” in the wood-carving. It arises first in human feeling. The concrete foundation and the wooden part are the preparation for it. Man himself must bring into being a work of art through his appreciation of the forms. What has been worked into the wood is so to speak, the more “Spiritual” part of the Building. A work of art really comes into existence only when the soul of the listener or speaker is inwardly receptive. Then it was necessary to provide windows for the space between each pair of pillars. If the windows were to carry out the idea of the Building, a distinctive workmanship in glass was needed. Sheets of glass in plain colour were taken and the appropriate designs etched into them, so that here we have etchings in glass. With an enlarged form of dentist's drill, enough was ground out of the thick sheet of glass to give varying thicknesses to it—and this produced the design. Each sheet of glass is of one colour only; the colours are so placed as to yield a harmony in their sequence. Viewed from the entrance, the Building shows a window of the same colour on each side of the axis of symmetry, so that there is colour harmony in evolution. Still the window, as a “work of art”, is not complete. It becomes complete only when the sun shines through it so that in the scheme of the windows something is created which forms a work of art with the co-operation of living nature from outside. Etched on these sheets of glass you will find much of the content of our Spiritual Sciences imaginatively perceived—the dreaming man, the waking man in his real being, various mysteries of creation, and so on. All this in terms of perception, not in symbols; all artistically intended, but complete only with the sunlight. Hence, through yet another means, we have tried here also to surmount the feeling of an enclosed space. In the wood-carving, architecture and sculptures the pure forms are used to give the soul an impression of overcoming the enclosed space and going out beyond it. This effect is first conveyed directly to the senses through the windows. The union with the sunlight which shines through, streaming from the universe through the visible world, is something belonging to these windows. Between these two parts of the whole there is a certain correspondence. Through the conjunction of light and glass-etching there arises for the soul an external work of art; while the wood-carving provides a spiritual element which is experienced as a work of art within the human soul itself. The third part consists of the paintings in the domes. The subjects of these too, are taken from our Spiritual Science. The paintings express the content of our conception of the world, with regard at least to a great macrocosmic stretch of time. Here we have, so to say, the physical “part” of the thing, because in painting, for certain inner reasons, (to go into them would take us too far) whatever one wants to present must be presented directly. Colour must itself express what it has to express, and so with the lines. Only through the content can the endeavour be made to go out beyond the borders of the dome into the macrocosm; that is how one arrives at it. All that is painted there really belongs to the macrocosm, its meaning presented directly to the eye—We tried, by using colours derived from pure vegetable substances which have their own light-force, to produce the light-force necessary for the painting, of these designs. Of course, we might have succeeded better, but for the war. However, it is only a beginning. Naturally the whole style of painting had to conform to our conception. To paint the spiritual content of the world means that we have to do, not with forms thought of as illuminated from an outside source, but with forms that are self-luminous. Quite a different approach to painting is necessary. For instance, the human aura cannot be painted in the same way as a physical shape, which is drawn with light and shade, according to the source of light. In the aura we have to do with a self-illumined object, and the character of the painting must therefore be quite different. So now I have given you, with a few rough strokes, as far as it can be done without a model, some idea of what the Bau is meant to be. As a whole it is oriented from West to East, the axis of symmetry lying in that direction, between the and it cuts into the small circular space, containing the stage, at its eastern end. At this eastern end, between the sixth pillar on either hand, stands a group of figures carved in wood. Its intention is to present in ,artistic form something—I might say—which lies at the heart of the world-conception which we hold through Spiritual Science; something which must, by necessity enter into man's spiritual outlook now and in the future. Man must learn to grasp the fact that everything of importance for the shaping of world-destiny and for human life runs its course in these three streams: the normal spiritual stream in which his life is set, the Luciferic, and the Ahrimanic. In everything, as much in the foundation of the physical world as in the manifestations of spiritual events, divine evolution is interwoven with the Luciferic and the Ahrimanic evolution. This is expressed in our carved group, again not symbolically, but artistically. A group carved in wood! The idea of it came to me, for I believe I have grasped as thought what is not yet clear to me so far as its occult basis is concerned: it may well be that future occult investigation will reveal this. Still, it seems to me certainly right that the ancient themes are better portrayed in stone or metal, and all Christian ones—ours being in the most eminent sense Christian—better in wood. I cannot help confessing that I have always been obliged to think of the group in St. Peter's at Rome, the “Pieta” of Michael Angelo, as being made of wood: only so, I believe can it represent what it ought to express, and the same applies to other Christian sculpture I have seen. There is doubtless something behind this feeling; but I have not yet arrived at the reason of it. Therefore our group has been conceived and carried out in wood. The leading figure is a kind of representative of humanity, a Being expressing Man in his divine manifestation. I am glad when anyone, looking at this figure, has the feeling that it is a representation of Christ Jesus. It seemed to me inartistic to take as the underlying impulse: “I will carve a figure of Christ Jesus”. I wanted to produce just what I did. The result may be a feeling in the beholder that it is Christ Jesus. I should be most glad if that were so; but the artistic idea was not to produce a representation of Him. The idea rests purely in the artistic form, in its manner of expression; to set out to carve a figure of Christ Jesus—that would have been merely a descriptive, programmatic idea. The artistic thought must rest in the form, at any rate in sculpture. The whole group is about eight and a half metres high, and the chief figure is raised, with rocks behind and below it. From the rocks below, which are a little hollowed, grows an Ahriman-figure. It half lies within a hole of the rock, its head above it. On the slightly hollowed rock stands the chief figure. Above the Ahriman-figure and to the left of the beholder, a second Ahriman-figure rears itself from the rocks, so that the Ahriman-figure is repeated. Above the one to the left is a Lucifer-figure. A sort of artistic connection exists between the Lucifer above and the Ahriman below. A short distance away, over the chief figure, and on the right of the onlooker, is another Lucifer-figure, so that Lucifer is also twice represented. This other Lucifer is marred, and falls headlong owing to his injury. The right hand of the central figure points downwards, the left upwards, and this upward pointing left hand indicates exactly the point of the fracture suffered by Lucifer, through which he is shattered and falls headlong. The right hand and arm point to the Ahriman below and bring him to despair. The whole group is so designed—I hope it will convey this experience—,that this central figure is in no way aggressive, but intended by its gesture t0 express only love. However, neither Lucifer nor Ahriman can endure this love. The Christ does not “fight against” Ahriman, but radiates love. Lucifer and Ahriman cannot endure this love near them. It comes near them; Ahriman feels despair, the destruction of his very being, and Lucifer falls headlong. Their inner nature is revealed in their gestures. The figures were naturally not easy to create, for the reason that, in the case of the chief figure partly, and in that of Lucifer and Ahriman wholly, the Spiritual had to be depicted, and of all things it is most difficult to express the Spirit in carving. The endeavour was made, however, to achieve what is especially necessary for our purpose—to bring out the significance of the form (although it must remain an artistically conceived form), in gesture and in mien. Human beings are really able to make use of gesture and mien only in a very restricted sense. Lucifer and Ahriman are entirely gesture and mien. Spiritual figures have not got a limited form; there is no such thing as a complete spiritual figure. To try to model the Spirit is just like trying to model lightning. The form of a spiritual being chances from moment to moment. That must be taken into account. Try to hold a Spiritual shape fast even for a moment, as might be done in representing a form at rest, and you will not succeed; the result will be only a frozen figure. Hence, in such a case, gesture alone must be reproduced. This is so with Lucifer and Ahriman entirely, and it had to be partially attempted also in the central figure, which is of course a physical form—Christ-Jesus. Now I want to show you a few pictures, to give you an idea of the principal group. [Here some lantern slides were shown. The description follows.] The first is of Ahriman's head, exactly as the figure first came to me; as a man (remember the threefold division of man into head, breast, and limb-being) who is all head, and therefore an instrument for the most consummate cleverness, intellectuality and craft. The Ahriman figure is meant to express this: his head, as you see it here, is true “spirit”, to use a paradox; but you know how often a paradox results from a spiritual description. He is actually like the model, faithful in spirit, artistically true to nature: he had to sit for his portrait! The next is Lucifer, as seen on the left. To understand him, we must picture what appears as his form in a very peculiar way. The most Ahrimanic characteristic in man must be eliminated: the head vanishes; but the ears and ear-muscles, the outer ear, substantially enlarged and of course spiritualised are depicted as wings and formed into an organ entwined round the body with wings at the some time spreading from the larynx, so that the head, wings and ears form one organ. These wings, this head-organ, present themselves as the figure of Lucifer. Lucifer is an extended larynx—the larynx becomes a whole figure out of which develops, through a sort of wine, a connection with the ear; so that we must imagine Lucifer as a being who receives the music of the spheres, takes it in through this organ of ear combined with wine. Without any help from the individuality, the cosmos, the music of the spheres itself, speaks through this same organ, of which the extension in front is the larynx; another metamorphosis of the human form, an organ composed of larynx-ear-wing. Therefore the head is only indicated. As to Ahriman, you will find, when you see the figure at Dornach, that it is developed out of what one imagines as form; but what appears as Lucifer's head (although you can hardly picture your own as being like his) is something in the highest decree “beautiful”. The Ahrimanic nature is intellectual, clever—but appears as ugly in the world; the Luciferic appears as beautiful in the world. Between them they comprise everything in the world. Youth and childhood are more Luciferic, old age is more Ahrimanic; the impulses of the past lean to the Luciferic, those of the future to the Ahrimanic; women are more inclined to Lucifer, men to Ahriman; the two streams embrace everything. Above Lucifer an elemental being arises as it were out of the rock. The group was complete, but when it was released from its framework, the curious fact was noticed that the centre of gravity (naturally as viewed) seemed too far to the right, and something had to be added to redress the balance—evidently so brought about by karma. It was not a case of merely introducing a mass of rocks, but of following out the idea of the carving; therefore this elemental being sprang into existence, in a sense crowing out of the rocks. There is a noticeable thing about this being, although expressed only in slight indications; in it one can see how an asymmetry comes into play, directly spiritual forms are in question. It finds only limited expression in the physical, the left eye is not very different from the right; the same with the ear and the nostril; but directly we enter the spiritual realm, the etheric body is seen to work absolutely differently on the two sides. The left side of the etheric body is quite different from the right: a fact which immediately becomes evident in trying to portray spiritual forms. If you walk round this being, you will get a different view from every point. But in the asymmetry you will see a kind of necessity; it expresses the demeanour with which the being peeps over the rocks and looks down with a certain humour at the group below. This looking down over the rocks with a humorous air has a good reason. The right attitude for raising oneself into the higher world is never a sentimental one. Mere sentimentality is of no use for the man who wants to toil up the spiritual heights, in the right way, for it always smacks of egoism. You know how often, when the highest spiritual subjects are being discussed, I mix with our considerations something not designed to take you out of the mood, but simply to banish any egoistic sentimentality from it. A genuine ascent to the spiritual must be undertaken in purity of soul (which is never destitute of humour), not from a motive of egoistic sentimentality. Then, as to the head of the central figure in profile, as of necessity it revealed itself. The head also had to be asymmetrical, because in this figure the intention was to show how not only the right hand, the left hand, the right arm and so on reflect the inner being of the soul, but how in a being living entirely in the soul, as Christ-Jesus did, this reflection is seen also in the very shape of the brow and in the whole figure, far more than can be the case in the mien of the ordinary man. We made a trial by reversing the lantern-slide, (although this was contrary to reality) to see whether the view thus obtained was quite different. It proved to be so. The impression made Was different. The artistic intention of the asymmetry will be apparent only when the head of the central figure is complete. It may well be said that in working out such a subject all artistic questions have to be considered; the smallest has its connection with the far-reaching., whole. For instance, the handling of surface. Life has to be engendered specially through this. The surface curved once and the curve curved again—this particular handling of it, the doubling of the curve, thus drawing life out of the surface itself, is perceived only in fashioning these things. What we were aiming at, therefore, consisted not only in what was represented but in a certain artistic treatment of the subject. To achieve a representation of the Ahrimanic, the Luciferic, or of human nature by means of a copy, in a kind of narrative style, was not the intention; rather must it be seized through the fingertips, in the chiselling of the surface, in the entire artistic moulding. The expansion which man feels when he extends his view into the Spiritual, widens out again on the other side into the artistic. This group is placed at the eastern end of the building, in the space provided for the stage. Above it is spread the vault of the smaller dome, decorated as I have described, in such a way as to continue in painting; the theme of the croup. The Christ, Lucifer and Ahriman are all there, and we have tried to make the colours artistically expressive in themselves. The variety of treatment shows how all these things can be brought out purely by artistic means. All this could be achieved only because a number of our friends worked on the Building with the greatest devotion. Most curious things have been said about the Building, but some day, perhaps, due credit will be given to tag way in which the friends in our Movement, especially the artists, gave themselves with selfless devotion to it, and found their way wonderfully into this clothing of a cosmic conception in artistic form. The Building is of course not complete; it might very probably have been so—except for the group—if these catastrophic world-events had not hindered it. I wanted to bring before you, in these brief, disjointed sentences, an idea of what is intended, and I hope that you have at least acquired some small notion of the Building which, we may expect, will one day stand complete in Dornach. The aim of it all is this: to insert an artistic rendering of our cosmic conception into the spiritual life of the present and the future. People will see that this conception is no mere theory, but is made up of real, living forces. If we had produced something symbolical, people could have said: “That is a theory.” But as the conception is capable of giving birth to art, it is something different, something vital. It will give birth to yet other things; it must fructify other domains of life. There is widespread longing for a spiritual life suitable to the present day, but in this realm we encounter a good deal of visionary, irrational and barren stuff. My hope is that people will learn to distinguish between what is born out of the demands of the present spiritual age, and what arises from confusion and the like. We see spiritual movements, so-called, sprinting up everywhere like mushrooms. But one must learn to distinguish between what springs truly from the real forces of human spiritual development, and mistaken talk about spiritual things. There are many forms of this to-day. Naturally we notice it, for it shows that men are striving towards the spirit. If we keep our eyes open, we shall everywhere see this desire for Spiritual things. A metaphysical novel by a certain Herr Korf has just appeared—dreadful stuff; it is really more a mischievous piece of propagands for the “Star in the East”. I hope that such things, which express in their own way a perversion of man's metaphysical aspirations, will be distinguished from those created out of she fundamental strivings of his being, adapted precisely for our time. |
304. Waldorf Education and Anthroposophy I: Educational Methods Based on Anthroposophy I
23 Nov 1921, Oslo Tr. René M. Querido Rudolf Steiner |
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But it does not want to become involved in hostilities of this kind, nor does it wish to engage in controversy. Rather, it aims to guide the fundamental achievements of modern civilization toward a fruitful goal. This is the case, above all, in the field of education. |
One of the many topics discussed during that time was the realization that perhaps the most important of all social questions was about education. And, prompted by purely practical considerations, Emil Molt founded the Free Waldorf school, originally for the children of the employees of his Waldorf Astoria Factory. |
Indeed, watching these lessons, many people would feel them to be rather a strange approach to this fundamental subject! Each teacher is given complete freedom. We do not insist on a fixed pedagogical dogma but, instead, we introduce our teachers to the whole spirit of anthroposophical pedagogical principles and methods. |
304. Waldorf Education and Anthroposophy I: Educational Methods Based on Anthroposophy I
23 Nov 1921, Oslo Tr. René M. Querido Rudolf Steiner |
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First, I would like to thank the Vice Chancellor of this University, and you yourselves, ladies and gentlemen, for your friendly welcome. I hope that I can make myself understood, despite my inability to speak your language. Indeed, I apologize for my lack in that respect. The theme that I shall present tonight and tomorrow night is the educational principles and methods based on anthroposophy. And so, here, right at the beginning, I must ask you not to look on the aims of anthroposophy as wishing to be in any way subversive or revolutionary—with respect either to scientific matters or any of the other many aspects of life where anthroposophy seeks to be productive. On the contrary, anthroposophy seeks only to deepen and develop what has already been prepared by the recent spiritual culture of humanity. However, because of anthroposophy’s deepened insight into human life and knowledge of the universe, it necessarily looks for a corresponding deepening and insight in contemporary scientific thinking. Likewise, it also looks for different ways of working practically in life—different from more accustomed and conventional ways. Because of this, anthroposophy has found itself opposed by representatives of the spirit of the day. But it does not want to become involved in hostilities of this kind, nor does it wish to engage in controversy. Rather, it aims to guide the fundamental achievements of modern civilization toward a fruitful goal. This is the case, above all, in the field of education. Apart from my small publication, The Education of the Child from the Viewpoint of Spiritual Science, published several years ago, I had no particular reason to publish a more detailed account of our educational views until, with the help of Emil Molt, the Waldorf school in Stuttgart was founded. With the founding of the Waldorf school, anthroposophy’s contribution to the field of education entered the public domain. The Free Waldorf school itself is the outcome of longings that made themselves felt in many different parts of Central Europe after the end of the last, catastrophic war. One of the many topics discussed during that time was the realization that perhaps the most important of all social questions was about education. And, prompted by purely practical considerations, Emil Molt founded the Free Waldorf school, originally for the children of the employees of his Waldorf Astoria Factory. At first, therefore, we only had children whose parents were directly connected with Molt’s factory. During the last two years, however, children from different backgrounds have also entered the school. Hence, the Waldorf school in Stuttgart today educates children from a wide range of backgrounds and classes. All of these children can benefit from an education based on anthroposophy. In education, above all, anthroposophy does not wish to introduce revolutionary ideas, but seeks only to extend and supplement already existing achievements. To appreciate those, one need only draw attention to the contribution of the great educators of the nineteenth and early twentieth centuries. Anyone with education at heart can feel only enthusiasm for their comprehensive ideas and powerful principles. Yet, despite all of this, there remain urgent problems in our present education. As a result, not a year passes in which a longing for the renewal of education does not make itself felt in society. Why should it be that, on one hand, we can be enthusiastic about the convincing educational ideas expressed by the great educators of our times, while, on the other, we experience a certain disenchantment and dissatisfaction in how education is carried out? Let me give just one example. Pestalozzi has become world famous. He certainly belongs among the great educators of our time. Nevertheless, thinkers of Herbert Spencer’s caliber have pointed out in the strongest terms that, although one might be in full agreement with Pestalozzi’s educational principles, one cannot help realizing that the great expectations raised by them have not been fulfilled with their practical application. Decades ago, Spencer already concluded that despite Pestalozzi’s sound and even excellent pedagogical ideas, we are unable at present to apply his general principles in practical classroom situations. I wish to repeat, ladies and gentlemen, that it is not new ideas that anthroposophy wants to introduce. Anthroposophy is mainly concerned with actual teaching practice. Just as the Waldorf school in Stuttgart grew out of the immediate needs of a given life situation, what exists today as anthroposophical pedagogy and the anthroposophical method of education is not a product of theories or abstract principles but grows out of the need to deal practically with human affairs. Anthroposophy feels confident of being able to offer specific contributions for solution of human problems, particularly in the realm of education. What, then, are the fundamentals of this anthroposophy? Anthroposophy has frequently drawn hostility and opposition, not because of an understanding of what it seeks to accomplish for the world, but rather because of misconceptions regarding it. Those within anthroposophy fully understand such hostility. For, on the basis of natural science and the cultural achievements of our times, modern humanity generally believes itself to have found a unified conception of the world. Anthroposophy then steps in with a call to our contemporaries to think about themselves and the world in an apparently quite different way. The contradiction, however, is only apparent. But people think initially that the insights provided by anthroposophy cannot be reconciled with the claims made by natural science. Today, the human physical and bodily constitution is being thoroughly studied, on solid grounds, following the admirable and exact methods of modern natural science. And, as far as the human soul is concerned, its existence is no longer generally denied. On the contrary, the number of those who deny the existence of the soul and speak of “human psychology without a soul,” as many did for a time, has already dwindled. Yet the soul itself is only observed by means of research into its physical aspects and by guesswork done on the basis of physical manifestations. Under such conditions, it is impossible to derive an educational practice, even with the best of theories and premises. Thus, Herbert Spencer profoundly regrets the lack of a proper psychology for modern educational principles. But a true child psychology cannot possibly grow from the modern natural-scientific view of life. Anthroposophy, on the other had, believes that it is able to offer the basis for a true psychology, for real care of the human soul. However, it is a psychology, a care of the soul, that admittedly requires an approach very different from that of other contemporary psychological investigations. It is all too easy to poke fun at anthroposophists who speak of other supersensible bodies, or sheaths, in addition to the physical body. It is often said that anthroposophy, when it speaks of the etheric body, which I also call the “body of formative forces,” has invented or built up some strange fantasy, vision, or illusion. What anthroposophy says, however, is simply that a human being possesses not only a sense-perceptible, physical body (that can be examined according to established medical practice and whose underlying natural laws can be grasped by our intellectual capacity to systematize manifold phenomena) but also an etheric body, or a body of formative forces, that is of a more refined nature than the physical body and—apart from the etheric body—a still higher and more refined member of the human being, called the astral body. In anthroposophy, furthermore, we also speak of a very special aspect of the human being, which is summarized only by each individual’s own self-awareness and is expressed by the word “I.” At first, there seems to be little justification for speaking of these higher aspects of the human being. By way of introduction, however, I would like to show how in actual and practical life situations—which are the basis of our educational views—anthroposophy speaks about, for example, the human etheric body. This etheric body is not a nebulous cloud that is somehow membered into the physical body and perhaps extends a little beyond it here and there. Initially, of course, it is possible to imagine it like this but in reality it appears quite differently to anyone using anthroposophical methods of observation. The etheric body, in fact, is primarily a kind of regulatory agency and points to something that belongs, not so much to the human spatial organization, but to something of the nature of a “time organism.” When we study the human physical body, according to present day natural-scientific methods, we know that we can do so by studying its various organic parts—such as the liver, the stomach, or the heart—as separate entities. But we can also study those same organs from the viewpoint of their various functions and interrelationships within the whole human organism. We cannot understand certain areas of the human brain, for example, without knowing how they affect other organs, such as the liver, the stomach, and so on, effects that are instrumental in regulating the nourishment of those organs. We thus look upon the spatial, physical organism as having its own specific interrelationships. We see the physical organism as something in which single members affect each other in definite and determined ways. Anthroposophy sees what it calls the human etheric body in the same way. It assigns to it an existence in time, but not in space as in the case of the physical body. What we call the human etheric body manifests itself at birth or, rather, conception and continues to develop through life until the point of death. Disregarding the fact that a person can die before his or her natural life span has been reached, let us for the moment consider the normal course of a human life—in which case we may say that the etheric body continues its development through old age until the moment of death. In what develops in this way, anthroposophical investigation sees an organic wholeness. Indeed, as the human spatial body is composed of various members—such as the head as the carrier of the brain, the chest organs as carriers of speech and breathing, and so on—so what manifests as the human etheric organization is likewise composed of various life periods, one following the other in the flow of time. We thus distinguish between the various component parts of the etheric body—which, as already stated, must be observed as existing in time and as consisting of spatially separated parts—by first considering the period from approximately a child’s birth to its change of teeth. We can see an important part of the etheric body in this life period, just as we can see the head or the lungs in the physical body. Thereafter, we see its second member lasting from the second dentition until puberty and, though less clearly differentiated, we can also distinguish further life periods during the subsequent course of life. Thus, for instance, at the twentieth year, a completely new quality in a person’s psychic and physical life begins to manifest. But, just as, for example, the cause of certain headaches can be traced to malfunctioning of the stomach or the liver, so can certain processes undergone in one’s twenties or even during later life be traced back to definite happenings during the time between birth and the change of teeth. Just as it is possible to see processes of digestion affecting processes occurring in the brain, so is it possible to see the effects of what happened during a child’s first seven years of life up, to the second dentition, expressed in the latest period of adult life. When studying psychology, we generally find that only the present situation of a person’s soul life is observed. Characteristics of a child’s capacity of comprehension, memory, and so on are observed. Without wishing to neglect those aspects, students of anthroposophy must also ask themselves the following kind of question. If a child becomes subject to certain influences, say in the ninth year, how does that affect the deeper regions of his or her etheric psychic life and in what form will it re-emerge later on? I would like to illustrate this in more detail by giving you a practical example. By means of our pedagogical approach, we can convey to a child still at a tender age a feeling of reverence and respect for what is sublime in the world. We can enhance that feeling into a religious mood through which a child can learn how to pray. I am purposely choosing a somewhat radical example of a moral nature. Thus, let us suppose that we guide a child so that it can let such a mood of soul flow into a sincere prayer. This mood will take possession of the child, entering the deeper regions of its consciousness. And, if we observe not only the present state of a person’s soul life but his or her whole psychic constitution as it develops up to the moment of death, we will find that what came into existence through the reverence felt by the praying child goes “underground” to be transmuted in the depths of the soul. At a certain point, perhaps not before the person’s thirties or forties, what was present in the devotional attitude of a praying child resurfaces as a power of blessing, emanating from the words spoken by such a person—especially when he or she addresses children. In this way, we can study the whole human being in relation to his or her soul development. As we relate the physical to the spatial—for example, the stomach to the head—so can we relate and study through the course of a life what the power of prayer might have planted in a child, perhaps in the eighth or ninth year. We may see it re-emerge in older age as the power to bless, as a force of blessing, particularly when meeting the young. One could put this into the following words—unless one has learned to pray in childhood in a true and honest manner, one cannot spread an air of blessing in one’s forties or fifties. I have purposely chosen this somewhat radical example and those among you who are not of a religious disposition will have to take it more in its formal meaning. Namely, what I wanted to point out was that, according to anthroposophical pedagogy, it is not just the present situation of a child’s soul life that must be considered; rather, the entire course of a human life must be included in one’s considerations. How such an attitude affects one’s pedagogical work will become plainly visible. Whatever a teacher or educator might be planning or preparing regarding any educational activity, there will always be the question in mind, what will be the consequences in later life of what I am doing now with the child? Such an attitude will stimulate an organic, that is, a living pedagogy. It is so easy to feel tempted to teach children clearly defined and sharply contoured concepts representing strict and fixed definitions. If one does so, it is as if one were putting a young child’s arms or legs, which are destined to continue their growth freely until a certain age, into rigid fetters. Apart from looking after a child’s other physical needs, we must also ensure that its limbs grow naturally, unconstricted, especially while it is still at the growing stage. Similarly, we must plant into a child’s soul only concepts, ideas, feelings, and will impulses that, because they are not fixed into sharp and final contours, are capable of further development. Rigid concepts would have the effect of fettering a child’s soul life instead of allowing it to evolve freely and flexibly. Only by avoiding rigidity can we hope that what we plant into a child’s heart will emerge during later life in the right way. What, then, are the essentials of an anthroposophically based education? They have to do with real insight into human nature. This is something that has become almost impossible on the basis of contemporary natural science and the scientific conception of the world. In saying this, I do not wish to imply any disregard for the achievements of psychology and pedagogy. These sciences are the necessary outcome of the spirit of our times. Within certain limits, they have their blessings. Anthroposophy has no wish to become embroiled in controversy here either. It seeks only to further the benefits that these sciences have created. On the other hand, we must also ask what the longing for scientific experimentation with children means. What does one seek to discover through experiments in children’s powers of comprehension, receptivity to sense impressions, memory, and even will? All of this shows only that, in our present civilization, the direct and elementary relationship of one soul to another has been weakened. For we resort today increasingly to external physical experimentation rather than to a natural and immediate rapport with the child, as was the case in earlier times. To counterbalance such experimental studies, we must create new awareness and knowledge of the child’s soul. This must be the basis of a healthy pedagogy. But, to do so, we must become thoroughly familiar with what I have already said about the course of an individual’s life. This means that we must have a clear perception of the first life period, which begins at birth or conception, and reaches a certain conclusion when the child exchanges its milk teeth. To anyone with an unbiased sense of observation, a child appears completely changed at the time of the change of teeth—the child appears different, another being. Only if we can observe such a phenomenon, however, can we reach a real knowledge of human beings. Our understanding of the higher principles of the world has not kept pace with what natural science demands of our understanding of the lower principles. I need only remind you of what science says about “latent heat.” This is heat contained by a physical substance without being outwardly detectable. But, when such a substance is subjected to certain outer conditions, the heat radiates outward, emitting what is then called “liberated heat.” Science today speaks of forces and interrelationships of substances in the inorganic realm, but scientists do not yet dare to use such exact methods to deal with phenomena in the human realm. Consequently, what is said of body, soul, and spirit remains abstract and leaves those three aspects of the human being standing beside one another, as it were, with no real interconnection. We can observe the child growing up until the change of teeth and, if we do so without preconceptions, we can detect how, just after this event, the child’s memory assumes a different character; how certain faculties and abilities of thinking begin to manifest; how memory works through more sharply delineated concepts, and so on. We can observe that the inner soul condition of the child undergoes a definite change after the second dentition. But what exactly happened in the child? Today, I can only point in certain directions. Further details can be found with the help of natural science. When observing a child growing up from the earliest stage until the second teeth appear, one can discern the gradual manifestation of an inner quality, emerging from the depths and surfacing in the outer organization. One can see above all how, during those years, the head system develops. If we observe this development without preconceptions, we can detect a current flowing through the child, from below upward. At first, a young baby, in a state of helplessness, is unable to walk. It has to lie all the time and be carried everywhere. Then, as months pass, we observe a strong force of will, expressed in uncoordinated, jerky movements of the limbs, that gradually leads to the faculty of walking. That powerful force, working upward from the limb system, also works back upon the entire organization of the child. And, if we make a proper investigation of the metamorphosis of the head, from the stage when the child has to lie all the time and be carried everywhere to the time when it is able to stand on its own legs and walk—which contemporary science also clearly shows us and is obvious physiologically, if we learn to look in the right direction—then we find how what manifests in the child’s limb system as the impulse for walking is related to the area of the brain that represents the will organization. We can put this into words as follows. As young children are learning to walk, they are developing in their brains—from below upward, from the lower limbs and in a certain way from the periphery toward the center—their will organization. In other words: when learning to walk, a child develops the will organization of the brain through the will activity of its lower limbs. If we now continue our observation of the growing child, we see the next important phase occur in the strengthening of the breathing organization. The breathing assumes what I should like to call a more individual constitution, just as the limb system did through the activity of walking. And this transformation and strengthening of the breathing—which one can observe physiologically—is expressed in the whole activity of speaking. In this instance, there is again a streaming in the human organization from below upward. We can follow quite clearly what a young person integrates into the nervous system by means of language. We can see how, in learning to speak, ever greater inwardness of feeling begins to radiate outward. As a human being, learning to walk becomes integrated into the will sphere of the nervous system, so, in learning to speak, the child’s feeling life likewise becomes integrated. A last stage can be seen in an occurrence that is least observable outwardly and that happens during the second dentition. Certain forces that had been active in the child’s organism, indwelling it, come to completion, for the child will not have another change of teeth. The coming of the second teeth reveals that forces that have been at work in the entire organism have come to the end of their task. And so, just as we see that a child’s will life is inwardly established through the ability to walk, and that a child’s feeling life is inwardly established by its learning to speak so, at the time of the change of teeth, around the seventh year, we see the faculty of mental picturing or thinking develop in a more or less individualized form that is no longer bound to the entire bodily organization, as previously. These are interesting interrelationships that need to be studied more closely. They show how what I earlier called the etheric body works back into the physical body. What happens is that, with the change of teeth, a child integrates the rest of its organization into the head and the nerves. We can talk about these things theoretically, but nothing is gained by that. Lately, we have become too accustomed to a kind of intellectualism, to certain forces of abstraction, when talking about scientific matters. What I described just now helps you to look at the growing human being not just intellectually: I have been trying to guide you to a more artistic way of observing growing human beings. This involves experiencing how every movement of a child’s limbs is integrated into its will organization and how feeling is integrated as the child learns to speak. It is wonderful to see, for example, what happens when someone—perhaps the mother or another—is with the child when it learns to speak the vowels. A quality corresponding to the soul being of the adult who is in the child’s presence flows into the child’s feeling through these vowels. On the other hand, everything that stimulates the child to perform its own movements in relation to the external world—such as finding the right relationship to warmth or coldness—leads to the speaking of consonants. It is wonderful to see how one part of the human organism, say moving of limbs or language, works back into another part. As teachers, we meet a child of school age when his or her second teeth are gradually appearing. Just at this time we can see how a force (not unlike latent heat) is liberated from the general growth process of the organism: what previously was at work within the organism is now active in the child’s soul life. When we experience all of this, we cannot but feel inspired by what is happening before our eyes. But these things must not be grasped with the intellect; they must be absorbed with one’s whole being. If we do this, then a concrete, artistic sense will pervade our observations of the growing child. Anthroposophy offers practical guidance in recognizing the spirit as it manifests in outer, material processes. Anthroposophy does not want to lead people into any kind of mystical “cloud cuckoo land.” It wants to follow the spirit working in matter. In order to be able to do this—to follow the spirit in its creativity, its effectiveness—anthroposophy must stand on firm ground and requires the involvement of whole human beings. In bringing anthroposophy into the field of education, we do not wish to be dogmatic. The Waldorf school is not meant to be an ideological school. It is meant to be a school where what we can gain through anthroposophy with living inwardness can flow into practical teaching methods and actual teaching skills. What anthroposophy gives as a conception of the world and an understanding of life assigns a special role to the teachers and educators in our school. Here and there, a certain faith in life beyond death has remained alive in our present culture and civilization. On the other hand, knowledge of human life beyond death up to a new birth on earth has become completely lost. Anthroposophical research makes it clear that we must speak of human pre-existence, of a soul-spiritual existence before birth. It shows how this can rightly illumine embryology. Today, one considers embryology as if what a human being brought with him into earthly life were merely a matter of heredity, of the physical effects of forces stemming from the child’s ancestors. This is quite understandable and we do not wish to remonstrate against such an attitude. In accordance with accepted modern methods, research is done into how the human germ develops in the maternal body. Researchers try to trace in the bodies of the mother and the father, in the parents’ bodies, the forces that manifest in the child and so on. But things are just not like that. What is actually happening in the parents’ bodies is not a process of construction but, to begin with, one of destruction. Initially, there is a return of the material processes to a state of chaos. And what plays into the body of an expectant mother is the entire cosmos itself. If one has the necessary basis of observation, one can perceive how the embryo, especially during the first months of pregnancy, is formed not only by the forces of heredity, but by the entire cosmos. The maternal body is in truth the matrix for what is formed through cosmic forces, out of a state of chaos, into the human embryo. It is quite possible to study these things on the basis of the existing knowledge in physiology, but we will in time regard them from an entirely different viewpoint. We would consider it sheer folly if a physicist claimed, “Here is a magnetic needle, one end of which points north while the opposite end points south: we must look for the force activating the needle within the space of the compass needle itself.” That would be considered nonsense in physics. To explain the phenomenon, we must consider the whole earth. We say that the whole earth acts as a kind of magnet, attracting one end of the needle from its north pole and the other from its south pole. In the direction seeking of the compass needle, we observe only one part of a whole complex phenomenon; to understand the whole phenomenon, we must go far beyond the physical boundary of the needle itself. The exact sciences have not yet shown a similar attitude in their investigations of human beings. When studying a most important process, such as the formation of the embryo, the attitude is as limited as if one were to seek the motivating force of a compass needle within the needle itself. That would be considered folly in physics. When we try to discover the forces forming the embryo within the physical boundaries of human beings, we behave just as if we were trying to find the forces moving a compass needle within the physical needle itself. To find the forces forming the human embryo, we must look into the entire cosmos. What works in this way into the embryo is directly linked to the soul-spiritual being of the one to be born as it descends from the soul-spiritual worlds into physical existence. Here, anthroposophy shows us—however paradoxical it might sound—that, at first, the soul-spiritual part of the human being has least connection with the organization of the head. As a baby begins its earthly existence, its prenatal spirit and soul are linked to the rest of the organism excluding the head. The head is a kind of picture of the cosmos but, at the same time, it is the most material part of the body. One could say that at the beginning of human life, the head is least the carrier of the prenatal soul-spiritual life that has come down to begin life on earth. Those who observe what takes place in a growing child from an anthroposophical point of view see that soul-spiritual qualities, at first concealed in the child, come to the surface in every facial expression, in the entire physiognomy, and in the expression of the child’s eyes. They also see how those soul-spiritual elements manifest initially in the development of the limb movements—from crawling to the child’s free walking—and next in the impulse to speak, which is closely connected with the respiratory system. They then see how these elements work in the child’s organism to bring forth the second teeth. They see, too, how the forces of spirit and soul work upward from below, importing from the outer world what must be taken in unconsciously at first, in order to integrate it then into the most material part of the human being—the organization of the head in thinking, feeling, and willing. To observe the growing human being in this way, with a scientific artistic eye, indicates the kind of relationship to children that is required if we, their teachers, are to fulfill our tasks adequately as full human beings. A very special inner feeling is engendered when teachers believe that their task is to assist in charming from the child what divine and spiritual beings have sent down from the spiritual world. This task is indeed something that can be brought to new life through anthroposophy. In our languages, we have a word, an important word, closely allied to the hopes and longings of many people. The word is “immortality.” But we will see human life in the right way only after we have a word as fitting for life’s beginning as we have for its ending—a word that can become as generally accepted and as commonly used as the word “immortality” (undyingness)—perhaps something like “unbornness.” Only if we have such a word will we be able to grasp the full, eternal nature of the human being. Only then will we experience a holy awe and reverence for what lives in the child through the ever creating and working spirit, streaming from below upward. During the first seven years, from birth to the second dentition, the child’s soul, together with the spiritual counterpart received from the life before birth, shapes and develops the physical body. At this time, too, the child is most directly linked to its environment. There is only one word that adequately conveys the mutual relationship of the child to its surroundings at this delicate time of life when thinking, feeling and willing become integrated into the organs—and that word is: imitation. During the first period of life, a human being is an imitator par excellence. With regard to a child’s upbringing, this calls forth one all-important principle: when you are around a child, only behave in ways that that child can safely imitate. The impulse to imitate depends on the child’s close relationship to its surroundings in which imponderables of soul and spirit play their part. One cannot communicate with children during these first seven years with admonitions or reprimands. A child of that age cannot learn simply on the authority of a grownup. It learns through imitation. Only if we understand that can we understand a child properly. Strange things happen—of which I shall give an example that I have given before—when one does not understand this. One day, a father comes saying, “I am so unhappy. My boy, who was always such a good boy, has committed a theft.” How should such a case be considered? One asks the worried parent, “How old is your boy and what has he stolen?” The answer comes, “Oh, he is five years old. Until now, he has been such a good child, but yesterday he stole money from his mother. He took it out of the cupboard and bought sweets with it. He did not even eat them himself, but shared them with other boys and girls in the street.” In a case like this, one’s response should probably go as follows. “Your boy has not stolen. Most likely, what happened was that he saw his mother every morning taking money from her cupboard to do the shopping for the household. The child’s nature is to imitate others, and so the boy did what he had seen his mother do. The concept of stealing is not appropriate in this case. What is appropriate is that—whenever we are in the presence of our children—we do only what they can safely imitate (whether in deeds, gestures, language, or even thought).” If one knows how to observe such things, one knows that a child imitates in the most subtle, intimate ways. Anyone who acts pedagogically in the manner I have indicated discovers that whatever a child of that age does is based on imitation—even facial expressions. Such imitation continues until a child sheds its milk teeth. Until then, a child’s relationship to the surrounding world is extremely direct and real. Children of this age are not yet capable of perceiving with their senses and then judging their perceptions. All of this still remains an undifferentiated process. The child perceives with its senses and, simultaneously, this perception becomes a judgment; and the judgment simultaneously passes into a feeling and a will impulse. They are all one and the same process. In other words, the child is entirely immersed in the currents of life and has not yet extracted itself from them. The shedding of the milk teeth marks the first occurrence of this. The forces that had been active in the lower regions of the organism and—following the appearance of the second teeth—are no longer needed there, then manifest as forces in the child’s soul-spiritual sphere. At this point, the child enters the second period of life, which begins with the second dentition and ends in puberty. During this second period, the soul and spiritual life of the child becomes liberated, as—under given outer conditions previously cited—latent warmth is liberated. Before this period, we must look in the inner organism, in the organic forming of the physical organism, for the child’s soul and spirit. This is the right way to explore the relationship between body and soul. Principles and relationships of all kinds are being expounded today in theory. According to one, the soul affects the body; according to another, everything that happens in the soul is only an effect of the body. The most frequently held opinion is so-called “psychophysical parallelism,” meaning that both types of process—soul-spiritual as well as physical-bodily ones—may be observed side by side. We can speculate at length about the relationship of spirit to body and body to spirit but, if we only speculate and do not engage in careful observation, we will not get beyond mere abstractions. We must not limit our observations to present conditions alone. We must say to ourselves, the forces that we witness as the child’s soul spiritual element during the period from the seventh to about the fourteenth year are the same ones that worked before in the lower organism in a hidden or latent way. We must seek in the child’s soul and spirit what is at work in the child from birth to the change of teeth and between the change of teeth and puberty. If we do this, we will gain a realistic idea of the relationship between soul and spirit on one side and the physical-bodily processes on the other. Observe physical processes up to the second dentition and you will find the effects of soul and spirit. But, if you wish to observe the soul and spirit in its own right, then observe a child from the change of teeth until the coming of puberty. Do not proceed by saying, “Here is the body and the soul is somewhere within it; now I wish to find its effects.” No, we must now leave the spatial element altogether and enter the dimension of time. If we do so, we shall find a true, realistic relationship between body and soul, a relationship that leads to fruitful ideas for life. We shall learn, from a deeper point of view, how to care for a child’s physical health before the change of teeth, so that the child’s psychic and spiritual health can manifest appropriately afterward, during the second life period, from the change of teeth to puberty. Similarly, the health of the stomach reveals itself—in the time organism; that is, the etheric or body of formative forces—in the healthy condition of the head. That is the point. And, if we want to study how to deal with the forces that are released from the physical organism between the change of teeth and puberty—and we are here dealing with one of the most important periods of a child’s life, let us call it the time of school duties—I must say, first of all, that they are formative forces, liberated formative forces, that have been building up the human organism, plastically and musically. We must treat them accordingly. Hence, initially, we must not treat them intellectually. To treat the formerly formative forces, which are now soul-spiritual forces, artistically, not intellectually, is the basic demand of anthroposophical pedagogy. The essence of Waldorf education is to make education into an art—the art of the right treatment of children, if I may use the expression. A teacher must be an artist, for it is the teacher’s task to deal in the right way with the forces that previously shaped the child’s organism. Such forces need to be treated artistically—no matter which subject the teacher is to introduce to children entering the Waldorf school. Practically, this means that we begin not with reading but with writing—but learning to write must in no way be an intellectual pursuit. We begin by letting our young pupils draw and paint patterns and forms that are attuned to their will lives. Indeed, watching these lessons, many people would feel them to be rather a strange approach to this fundamental subject! Each teacher is given complete freedom. We do not insist on a fixed pedagogical dogma but, instead, we introduce our teachers to the whole spirit of anthroposophical pedagogical principles and methods. For instance, if you were to enter a first grade class, you might see how one teacher has his or her pupils move their arms in the air to given rhythms. Eventually each pupil will then draw these on paper in the simplest form. Hence, out of the configuration of the physical organism—that is, out of the sphere of the children’s will—we elicit something that quite naturally assumes an artistic form and we gradually transform such patterns into the forms of letters. In this way, learning to write avoids all abstraction. Rather, writing arises in the same way as it originally entered human evolution. First, there was picture-writing, which was a direct result of outer reality. Then, gradually, this changed into our written symbols, which have become completely abstract. Thus, beginning with a pictorial element, we lead into the modern alphabet, which speaks to the intellect. Only after having first taught writing out of such artistic activities do we introduce reading. If teachers approach writing and reading in this way, working from an artistic realm and meeting the child with artistic intentions, they are able to appeal above all to a child’s forces of will. It is out of the will forces that, fundamentally speaking, all psychological and intellectual development must unfold. But, moving from writing to reading, a teacher is aware of moving from what is primarily a willing activity to one that has more of a feeling quality. The children’s thinking, for its part, can be trained by dealing with numbers in arithmetic. If teachers are able to follow a child’s whole soul-spiritual configuration in detail as each child first draws single figures, which leads to formation of letters and then to writing words that are also read—and if they are able to pursue this whole process with anthroposophical insight and observation of growing human beings—then a true practice of teaching will emerge. Only now can we see the importance of applying an artistic approach during the first years of school. Everything that is brought to a child through music in a sensible and appropriate way will show itself later as initiative. If we restrict a child’s assimilation of the musical element appropriate to the seventh to eighth year, we are laming the development of that child’s initiative, especially in later life. A true teacher of our time must never lose sight of the whole complex of such interconnections. There are many other things—we shall have to say more about them later—that must be observed not only year by year but week by week during the life period from the change of teeth to puberty. There is one moment of special importance, approximately halfway through the second life period; that is, roughly between the ninth and tenth years. This is a point in a child’s development that teachers need to observe particularly carefully. If one has attained real insight into human development and is able to observe the time organism or etheric body, as I have described it, throughout the course of human life, one knows how, in old age, when a person is inclined to look back over his or her life down to early childhood days, among the many memory pictures that emerge, there emerge particularly vividly the pictures of teachers and other influential figures of the ninth and tenth years. These more intimate details of life tend to be overlooked by natural-scientific methods of research that concentrate on more external phenomena. Unfortunately, not much attention is paid to what happens to a child—earlier in one child, later in another—approximately between the ninth and tenth years. What enters a child’s unconscious then emerges again vividly in old age, creating either happiness or pain, and generating either an enlivening or a deadening effect. This is an exact observation. It is neither fantasy nor mere theory. It is a realization that is of immense importance for the teacher. At this age, a child has specific needs that, if heeded, help bring about a definite relationship between the pupil and the teacher. A teacher simply has to observe the child at this age to sense how a more or less innate and unspoken question lives in the child’s soul at this time, a question that can never be put into actual words. And so, if the child cannot ask the question directly, it is up to the teacher to bring about suitable conditions for a constructive resolution of this situation. What is actually happening here? One would hardly expect a person who, in the 1890’s [1894], wrote a book entitled The Philosophy of Freedom to advocate the principle of authority on any conservative or reactionary grounds. Yet, from the standpoint of child development alone, it must be said that, just as up to the change of teeth a child is a being who imitates, so, after this event, a child needs naturally to look up to the authority of the teacher and educator. This requires of the teacher the ability to command natural respect, so that a pupil accepts truths coming from the teacher simply because of the child’s loving respect, not on the strength of the child’s own judgments. A great deal depends on that. Again, this is a case in which we need to have had personal experience. We must know from experience what it means for a child’s whole life—and for the constitution of a person’s soul—when children hear people talk of a highly respected member of their family, whom they have not yet met, but about whom all members of the household speak in hushed reverential tones as a wise, good, or for any other reason highly esteemed family member. The moment then arrives when the child is to be introduced to such a person for the first time. The child feels overcome by deep awe. He or she hardly dares open the door to enter into the presence of such a personality. Such a child feels too shy to touch the person’s hand. If we have lived through such an experience, if our souls have been deepened in childhood in this way, then we know that this event created a lasting impression and entered the very depths of our consciousness, to resurface at a later age. This kind of experience must become the keynote of the relationship between the teacher and the child. Between the change of teeth and puberty, a child should willingly accept whatever the teacher says on the strength of such a natural sense of authority. An understanding of this direct elemental relationship can help a teacher become a real artist in the sense that I have already indicated. During this same period, however, another feeling also lives in the child, often only dimly and vaguely felt. This is the feeling that those who are the objects of such authority must themselves also look up to something higher. A natural outcome of this direct, tangible relationship between the teacher and the child is the child’s awareness of the teacher’s own religious feelings and of the way in which the teacher relates to the metaphysical world-all. Such imponderables must not be overlooked in teaching and education. People of materialistic outlook usually believe that whatever affects children reaches them only through words or outer actions. Little do they know that quite other forces are at work in children! Let us consider something which occasionally happens. Let us assume that a teacher thinks “I—as teacher—am an intelligent person, but my pupils are very ignorant. If I want to communicate a feeling for the immortality of the human soul to my students, I can think, for instance, of what happens when a butterfly emerges from a chrysalis. I can compare this event, this picture, with what happens when a person dies. Thus I can say to my children, ‘Just as the butterfly flies out of the chrysalis, so, after death, the immortal soul leaves the physical body.’ Such a comparison, I am certain, offers a useful simile for the child’s benefit.” But if the picture—the simile—is chosen with an attitude of mental superiority on the part of the teacher, we find that it does not touch the pupils at all and, soon after hearing it, they forget all about it, because the teacher did not believe in the truth of his simile. Anthroposophy teaches us to believe in such a picture and I can assure you that, for me, the butterfly emerging from the chrysalis is not a simile that I have invented. For me, the butterfly emerging out of the chrysalis is a revelation on a lower plane of what on a higher level represents the immortality of the human soul. As far as I am concerned, it is not I who created this picture out of my own reasoning; rather, it is the world itself that reveals the processes of nature in the emergence of a butterfly. That is what this picture means to me. I believe with every fibre of my soul that it represents a truth placed by the gods themselves before our eyes. I do not imagine that, compared with the child, I am wiser and the chid more foolish. I believe in the truth of this picture with the same earnestness that I wish to awaken in the child. If a teacher teaches with such an attitude, the child will remember it for the rest of his or her life. Unseen supersensible—or shall we say imponderable—forces are at work here. It is not the words that we speak to children that matter, but what we ourselves are—and above all what we are when we are dealing with our children. This is especially important during the period between the ninth and tenth years, for it is during this time that the child feels the underlying background out of which a teacher’s words are spoken. Goethe said: “Consider well the what, but consider more the how.” A child can see whether an adult’s words express a genuine relationship with the supersensible world or whether they are spoken with a materialistic attitude—the words have a different “ring.” The child experiences a difference of quality between the two approaches. During this period between the ninth and tenth years, children need to feel, if only subconsciously, that as they look up to the authority of their teachers, their teacher likewise looks up to what no longer is outwardly visible. Then, through the relationship of teacher to child, a feeling for other people becomes transformed into a religious experience. This, in turn, is linked to other matters—for example, the child’s ability to differentiate itself from its surroundings. This too is an inner change, requiring a change of approach toward the subjects taught. We shall speak of that tomorrow. In the meantime, one can see how important it is that certain moods of soul—certain soul conditions—form an intimate part of the theory and the practice of education. When the plans for founding the Waldorf school in Stuttgart were nearing realization, the question of how to form the hearts and the souls of teachers so that they entered their classrooms and greeted their children in the right spirit was considered most important. I value my task of having to guide this school enormously. I also value the fact that, when I have been able to be there in person, the attitude about which I have been speaking has been much in evidence among the teaching staff, however varied the individual form of expression. Having heard what I have had to tell you, you now will realize the significance of a question that I always ask, not in the same words but in different ways each time, either during festive school occasions or when visiting different classes. The question is, “Children, do you love your teachers?” And the children respond “Yes!” in chorus with a sincere enthusiasm that reveals the truth of their answer. Breathing through all of those children’s souls, one can feel the existence of a bond of deep inner affection between teachers and pupils and that the children’s feeling for the authority of the teacher has become a matter of course. Such natural authority is meant to form the essence of our educational practice during these years of childhood. Waldorf pedagogy is thus built not only upon principles and educational axioms—of which, thanks to the work of the great pedagogues, there are plenty in existence already—but, above all, upon the pedagogical skills in practical classroom situations, that is, the way each individual teacher handles his or her class. Such skill is made possible by what anthroposophy unfolds in the human soul and in the human heart. What we strive for is a pedagogy that is truly an art, an art arising from educational methods and principles founded on anthroposophy. Of course, with such aims today, one must be prepared to make certain compromises. Hence, when the Waldorf school was opened, I had to come to the following arrangement with the school authorities. In a memorandum, worked out when the school was founded, I stipulated that our pupils should attain standards of learning comparable to those reached in other schools by the age of nine, so that, if they wanted, they would be able to transfer into the same class in another school. But, during the intervening years—that is, from when they entered school around six to the age of nine—I asserted our complete freedom to use teaching time according to our own methods and pedagogical point of view. The same arrangement was offered to pupils who stayed in the school through the age of twelve. Because they had reached the standards of learning generally expected at that age, they were again given the possibility of entering the appropriate classes in other schools. The same thing happens again when our pupils reach puberty; that is, when they reach school-leaving age. But what happens in between is left entirely to our discretion. Hence we are able to ensure that it unfolds out of our anthroposophical understanding of human beings, just as our curriculum and educational aims do, which are likewise created entirely out of the child’s nature. And we try of course to realize these aims while leaving scope for individual differences. Even in comparatively large classes, the individuality of each single pupil is still allowed to play its proper part. Tomorrow, we shall see what an incisive point of time the twelfth year is. There is obviously a certain kind of perfection in education that will be attained only when we are no longer restricted by such compromises—when we are given complete freedom to deal with pupils all of the way from the change of teeth to puberty. Tomorrow, I shall indicate how this could be done. All the same, since life itself offered us the opportunity to do so, an attempt had to be made. Anthroposophy never seeks to demonstrate a theory—this always tends toward intellectuality—but seeks to engage directly in the fullness of practical life. It seeks to reveal something that will expand the scope of human beings and call into play the full potential of each individual. Certainly, in general terms, such demands have been made before. The what is known; with the help of anthroposophy, we must find the how. Today, I was able to give you a few indications regarding children up to the ninth year or so. When we meet again tomorrow, I shall speak in greater detail about the education of our children during the succeeding years. |
21. The Riddles of the Soul: Franz Brentano: In Memoriam
Tr. William Lindemann Rudolf Steiner |
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The purely scientific interest recedes, and people look for thoughts by which to regulate their social and personal lives, and to find their way among them. There, philosophy no longer wishes to serve a pure striving for knowledge, but rather the interests of life. |
Exner found “natural-scientific education” to be unfruitful in developing ideas that must work in the way people live together in human society. For solving the questions of social life facing us in the future, therefore, he demands a way of thinking that does not rest on a natural-scientific basis. |
From such ideas no impulse is gained for thoughts that are fruitful in social life. For, in social life souls confront each other as souls. Such an impulse can arise only when the soul element, in its spiritual nature, is experienced through a knowing vision (erkennendes Schaueri), when the natural-scientific, anthropological view finds its complement in anthroposophy. |
21. The Riddles of the Soul: Franz Brentano: In Memoriam
Tr. William Lindemann Rudolf Steiner |
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For the reasons expressed in the previous chapter, it is impossible to speak adequately about the relation between anthropology (natural science) and anthroposophy (spiritual science) in connection with Max Dessoir's book Beyond the Soul. But I believe that this relation can become visible if I place here what I wrote with a different intention, in memory, namely, of the philosopher Franz Brentano, who died in Zurich in March 1917. The departure of this man, whom I held in the highest esteem, had the effect of bringing before my soul anew his significant life's work; it moved me to express the following. [ 2 ] At this moment when the death of this revered person has interrupted his work, it seems to me that I might make an attempt, from an anthroposophical viewpoint to arrive at a view of Franz Brentano's philosophical life's work. I believe that the anthroposophical viewpoint will not let me fall into a one-sided evaluation of Brentano's world view. I assume this for two reasons. Firstly, no one can accuse Brentano's way of picturing things of having even the slightest tendency in an anthroposophical direction. If he himself had had any cause to judge it, he would certainly have rejected it decisively. Secondly, from my anthroposophical viewpoint, I am in a position to approach the philosophy of Franz Brentano with unconditional reverence. [ 3 ] With respect to my first reason, I believe I am correct in saying that if he had arrived at an assessment of what I mean by anthroposophy, Brentano would have shaped it the way he did his judgment on Plotinus' philosophy. As with it he would certainly also have said of anthroposophy: “mystical darkness and an uncontrolled fantasy roving into unknown regions.” As with neo-platonism he would have urged caution with respect to anthroposophy “so as not, enticed by empty appearances, to lose oneself in the labyrinthine passages of a pseudophilosophy.” Yes, he may also have found anthroposophy's way of thinking to be too dilettantish even to be worthy of being reckoned to the philosophies which he judged the way he did those of Fichte, Schelling, and Hegel. In his inaugural Vienna address he said of them: “Perhaps the recent past has also been an ... epoch of decay, in which all concepts ran together in a muddy way, and no trace was to be found of a method in keeping with facts.” I believe that Brentano would have judged in this way, even though I also of course not only consider this judgment to be totally unfounded, but also regard as unjustified any pairing of anthroposophy with the philosophies with which Brentano would probably have paired it. [ 4 ] Now with respect to my other reason for coming to terms with Brentano's philosophy, I must confess that for me his philosophy belongs to the most inviting accomplishments in soul research in modern times. It is true that I was only able to hear a few of Brentano's lectures in Vienna some thirty-six years ago; but from then on I have followed his literary activity with warmest interest. Unfortunately, when measured against my wish to hear from him, his publications came at too great an interval from each other. And these writings are mostly of such a kind that one peered through them as though through little openings into a room filled with treasures; one looked, so to speak, through occasional publications upon a broad realm of the unpublished thoughts that this exceptional man bore within himself—bore within himself in such a way that it strove in continuous evolution toward lofty goals of knowledge. When, therefore, in 1911, after a long interval there appeared his book on Aristotle, his brilliant book Aristotle's Teaching on the Origin of the Human Spirit, and his republishing of the most important sections of his Psychology, with its penetrating addenda, the reading of these books was a series of festive joys for me. [ 5 ] With respect to Franz Brentano I feel myself imbued with a kind of soul disposition of which I believe I may say that one acquires it when the anthroposophical viewpoint— out of scientifically acquired conviction—in fact takes hold of one's soul disposition. I strive to gain insight into the value of his views, even though I am under no illusion about the fact that he could—yes, would even have had to—think about anthroposophy in the way indicated above. I am truly not saying this here in order to fall foolishly into a vain self-critique of my soul disposition when confronted by hostile or differing views, but rather because I know how many misunderstandings of my assessments of other spiritual streams have occurred through the fact that in my books I have so often expressed myself in a way stemming from this soul disposition. [ 6 ] It seems to me that the whole methodology of Brentano's soul research is permeated with the basic thoughts that moved him in 1868 to set up his guiding principle. As he was entering his philosophical professorship at that time in Wurzburg, he placed his way of picturing things into the light of the thesis: True philosophical research cannot be of any other kind than that which is considered valid in natural-scientific cognition. “Vera philosophiae methodus nulla alia nisi scientiae naturalis est.” 1 When he then published the first volume of his Psychology from an Empirical Standpoint in 1874—at the time of entering his Vienna professorship—he sought to present soul phenomena scientifically, in accordance with the above guiding principle. What Brentano wanted to accomplish with this book and its further manifestations in publications during his lifetime pose a significant scientific problem for me. As is clear from his book, Brentano counted on a series of books to contain his psychology. He promised to publish a second book shortly after the first. But no sequel was ever published to his first book, which contained only the preliminary ideas of his psychology. When he published the lecture he had given in 1889 to the Vienna Bar Association, entitled The Origins of Moral Knowledge, he wrote in the preface:
But this “descriptive psychology” also never appeared. By reading his Research into the Psychology of the Senses (1907), which is restricted to one small area, devotees of Brentano's philosophy can reckon what they would have gained from such a descriptive psychology. [ 7 ] The question must be asked: What made Brentano hold back ever and again from continuing his publications, and then not to publish at all something he believed would be ready shortly? I confess that I was shaken to the core when I read the following words in the memorial to Brentano written by Alois Höfler in May 1917: “Brentano was working ahead so confidently on his main problem, proof of God's existence, that a few years ago an excellent Viennese doctor and close friend of Brentano's told me that Brentano had assured him a short while ago that he would now have his proof of God's existence ready in a few weeks ...” I felt the same way when I read in another memorial (by Utitz): “The work that he loved the most fervently, that he applied himself to his whole life long, remains unpublished.” [ 8 ] It seems to me that Brentano's destiny with respect to his projected publications represents a weighty, spiritual-scientific problem. It is true that we can approach this problem only if we are willing to study, in its own special character, what Brentano was able to communicate to the world. [ 9 ] I consider it important to note that Brentano wants, with real acumen, to establish as a basis for his psychological research a pure mental picture of the genuine soul element. He asks himself: What is characteristic of all the occurrences that one must address as soulful? And he found what he expressed in the following way in the addenda of his Psychology (1911): “What is characteristic of every soul activity consists, as I believe I have shown, in its relation to something as object.” Mental picturing is a soul activity. Characteristic of it is that I not only picture but that I picture something, that my mental picture relates to something. Borrowing from medieval philosophy, Brentano calls this characteristic of soul phenomena an “intentional relation.” In another place he said:
This intentional inner awareness, therefore, is something which in fact guides us as a kind of leitmotiv in such a way that through it one recognizes everything to which we can apply it as being of a soul nature. [ 10 ] Brentano contrasts soul phenomena with physical phenomena: colors, sound, space, and many others. He finds that these last are different from the soul phenomena through the fact that an intentional relation is not characteristic of them. And he limits himself to attributing this relation to soul phenomena and to denying it to physical phenomena. But now, precisely when one learns to know Brentano's view on the intentional relation, our inner vision is led to the question: Does not a viewpoint like this require us to look at physical phenomena also from the same viewpoint? Now someone who, in the sense of Brentano, tests physical phenomena for a common element as he did with soul phenomena will find that every phenomenon in the physical realm exists through (by virtue of) something else. When a body dissolves in a fluid, this phenomenon of the dissolved body occurs through the relation to it of the dissolving fluid. When phosphorus changes color under the influence of the sun, this phenomenon points in the same direction. All the qualities of the physical world exist through the interrelations of things to each other. What Moleschott says is correct for physical existence: “All existence is an existence through qualities. But there is no quality that does not exist through a relation.” Just as everything of a soul nature contains something in itself by which it points to something outside itself, so conversely, a physical thing is so constituted that it is what it is through the relation to it of something outer. Someone like Brentano who emphasizes with so much acumen the intentional relation of everything of a soul nature, must he not also direct his attention upon a characteristic element of physical phenomena that results from the same train of thought? At the very least, it seems certain that a study like this of the soul element can discover the relation of this soul element to the physical world only if it takes this characteristic element into consideration.2 [ 11 ] Now Brentano discovers three kinds of intentional relations in our soul life. The first is the mental picturing of something; the second is the acceptance or rejection that expresses itself in judging; the third is the loving or hating that is experienced in our feeling. If I say, “God is just,” I am picturing something to myself; but I do not yet accept or reject what I am picturing; but if I say, “There is a God,” I accept what I am picturing through a judgment. If I say, “I like to feel pleasure,” I am not only judging, I am experiencing a feeling. From such presuppositions Brentano distinguishes three basic categories of soul experiences: mental picturing, judging, and feeling (or the phenomena of loving and hating). He replaces the usual division of soul phenomena (into mental picturing, feeling, and willing) with these three basic categories. So whereas many people put mental picturing and judging into the same category, Brentano separates them. He does not agree with combining them, because, unlike other thinkers, he does not regard judgments as merely the connecting of mental pictures, but rather, in fact, as the acceptance or rejection of what has been pictured, which are not activities of mere mental picturing. On the other hand, with respect to their soul content, feeling and will, which other people separate, merge for Brentano into one. What is experienced in the soul when one feels oneself drawn to do something, or repelled from doing it, is the same as what one experiences when one is drawn to pleasure or repelled by pain. [ 12 ] It is evident from Brentano's writing that he sets great store in having replaced the traditional division of soul experience into thinking, feeling, and willing by the other one into mental picturing, judging, and loving/hating. By this division he seeks to clear the way for an understanding of what truth is, on the one hand, and moral goodness on the other. For him truth is based on right judgment; moral goodness on right love. He finds that “We call something true when its acceptance is right. We call something good when the love we bring to it is right.” [ 13 ] One can see from Brentano's presentations that when he observes the right acceptance in judgment with respect to truth and the right experience of love with respect to moral goodness, he is taking a sharp look at soul phenomena and circumscribing them. But, within his thought sphere, one can find nothing that would suffice to make the transition from our soul experience of mental picturing to that of judging. No matter where we look in Brentano's thought sphere we seek in vain the answer to the question: What is happening when the soul is conscious of not merely picturing something to itself, but also of finding itself moved to accept this something though judgment? Just as little can one escape a question with respect to our right love of the morally good. Within the region that Brentano circumscribes as the "soul element," the only phenomenon pertaining to moral action is right loving. But does not a relation to the outer world also belong to a moral action? With respect to a characterization of a deed for the world, is it enough to say: It is a deed that is rightly loved? 3 [ 14 ] In following Brentano's trains of thought, we mainly have a feeling that they are always fruitful because they take up a problem and move it in one direction with acumen and scientific thoroughness; but one also feels that Brentano's trains of thought do not reach the goal that his starting points promise us. Such a feeling can come over us when we compare his threefold division of our soul life into mental picturing, judging, and loving/hating to the other division into mental picturing, feeling, and willing. One follows his views with a certain amount of agreement, but ultimately remains unconvinced that he has done sufficient justice to the reasons for membering the soul the other way. Let us just take the example of the conclusions he draws from his soul division about the true, the beautiful, and the good. Whoever members our soul life into cognitional mental picturing, feeling, and willing can hardly do otherwise than closely connect our striving for truth with mental picturing, our experience of beauty with feeling, and our accomplishment of the good with willing. The matter looks different in the light of Brentano's thought. There the mental pictures as such have no relation to each other by which the truth as such could already reveal itself. When the soul is striving to perfect itself relative to its mental pictures, its ideal cannot therefore be the truth; beauty is its ideal. Truth does not lie on the path of mere mental picturing; it lies on the path of judging. And the morally good does not find itself as essentially united with our willing; it is a content of our feeling; for, to love rightly is a feeling experience. For our ordinary consciousness, however, the truth can be sought, after all, in our mentally picturing cognition. For, even though the judgment that leads to the truth does not lie only in the connecting of mental pictures but rather is based on an acceptance or rejection of the mental pictures, still the acceptance or rejection of these pictures can only be experienced by our consciousness in mental pictures. And even though the mental pictures in which something beautiful presents itself to the soul do manifest in certain relationships within our life of mental pictures, still, the beauty is experienced, after all, by our feeling. And although something morally good should call forth the right love in our soul, still the essential factor in the morally good after all, is the accomplishment through the will of what is rightly loved. [ 15 ] One only recognizes what we actually have in Brentano's thoughts about the threefold division of our soul life when one realizes that he is speaking of something completely different from what those thinkers mean who divide it into mental picturing, feeling, and willing. The latter simply want to describe the experiences of ordinary consciousness. And this consciousness experiences itself in the different kinds of activity of mental picturing, feeling, and willing. What does one actually experience there? I tried to answer this question in my book The Riddle of Man 4 and summarized the findings presented there in the following words: Human soul experience, as it manifests in thinking, feeling, and willing, is at first bound to the bodily instruments. And this experience takes shape in ways determined by these instruments. If someone asserts, however, that when he observes the manifestations of the soul through the body he is seeing the real life of the soul, he is then caught up in the same error as someone who believes that his actual form is brought forth by the mirror in front of him just because the mirror possesses the necessary prerequisites through which his image appears. Within certain limits this image, as image, is indeed dependent upon the form of the mirror, etc.; but what this image represents has nothing to do with the mirror. In order to completely fulfill its essential being within the sense world, human soul life must have an image of its being. It must have its image in consciousness; otherwise it would indeed have an existence, but no picture, no knowledge of it. This image, now, that lives in the ordinary consciousness of the soul is fully determined by the bodily instruments. Without these, the image would not be there, just as the mirror image would not be there without the mirror. But what appears through this image, the soul element itself, is—in its essential being—no more dependent upon the bodily instrument than the person standing before the mirror is dependent upon the mirror. The soul is not dependent upon the bodily instruments; only the ordinary consciousness of the soul is so.5 If one is describing the realm of consciousness that is dependent upon our bodily organization, one is correct in membering it into mental picturing, feeling, and willing.6 But Brentano is describing something different. Bear in mind to begin with that by “judging,” he means an acceptance or rejection of a content of mental pictures. Our judgment is active within our life of mental pictures; but it does not simply accept the mental pictures that arise in the soul; through acceptance or rejection it relates them to a reality. If one observes more closely, this relating of our mental pictures to a reality can only be found in a soul activity that occurs within the soul itself. But this can never totally correspond to what the soul produces when, through judging, it relates a mental picture to a sense perception. For there the compulsion of the outer impression holds sway, which is not experienced in a purely inner way, but only as an echoed experience, and as a mentally pictured, echoed experience leads to its acceptance or rejection. On the other hand, what Brentano describes corresponds totally in this respect with the kind of cognition that we called "Imaginative cognition" in the first essay of this book. In Imaginative cognition the mental picturing of our ordinary consciousness is not simply accepted; it is developed further in inner soul experience so that out of it the power emerges to relate the soul's experiences to a spiritual reality in such a way that this reality is accepted or rejected. Brentano's concept of judgment, therefore, is not perfectly realized in our ordinary consciousness, but only in the soul that is active in Imaginative cognition. Furthermore, it is clear that, through Brentano's complete separation of the concept of mental picturing from the concept of judgment, he takes mental picturing to be mere image. But this is how ordinary mental picturing lives in Imaginative cognition. So even this second quality that anthroposophy attributes to Imaginative cognition is to be found in Brentano's characterization of soul phenomena. What is more, Brentano addresses the experiences of feeling as manifestations of love and hate. Whoever ascends to Imaginative cognition must, in fact, for supersensible vision, transform the kind of soul experience that manifests in ordinary consciousness as loving and hating—in Brentano's sense of the words—in such a way that we can confront certain characteristics of spiritual reality that are described in my book Theosophy, for example, in the following way:
Whereas loving and hating remain something subjective for the life of the soul in the sense world, Imaginative cognition lives along with objective occurrences in the soul world through inner experiences that are equivalent to loving and hating. There also, where he is speaking about soul phenomena, Brentano describes a characteristic of Imaginative cognition through which this cognition already extends into the realm of a still higher kind of knowledge 7 and from the fact that he presents moral goodness as right loving one can see that he has a mental picture of an objective kind of loving and hating in contrast to ordinary consciousness' subjective kind of feeling. Finally, one must pay particular attention to the fact that for Brentano willing is absent from the realm of soul phenomena. Now, the willing that flows out of ordinary consciousness belongs entirely to the physical world. Although in itself it is a purely spiritual being manifesting in the physical world, our willing, in the form in which it can be thought by ordinary consciousness, realizes itself totally in the physical world. If one is describing the ordinary consciousness present in the physical world, willing must not be absent from this picture. If one is describing the seeing consciousness, nothing from our mental pictures about ordinary willing must pass over into these descriptions. For, in the soul world to which Imaginative consciousness is related, what happens as the result of a soul impulse is different from what occurs through the acts of will characteristic of the physical world. So when Brentano focuses on the soul phenomena in that realm in which Imaginative cognition is active, the concept of willing must evaporate for him. It really seems obvious that, in describing the essential being of soul phenomena, Brentano was actually compelled to depict the essential being of seeing cognition. This is clear even from certain details of his descriptions. Let us look at one example from the many that could be introduced. He says: “The characteristic common to everything of a soul nature is what is often called ‘consciousness’—to use a term that unfortunately can be quite misleading...” But, when one is only describing those soul phenomena which by belonging to ordinary consciousness are determined by the bodily organization, this term is not at all misleading. Brentano has a sense for the fact, however, that the real soul does not live in this ordinary consciousness, and he feels impelled to speak about the essential being of this real soul in pictures that, to be sure, must be misleading if one wants to apply the usual concept of consciousness to them. [ 17 ] Brentano proceeds in his investigations in such a way that he pursues the phenomena of the anthropological realm up to that point where they compel an unbiased person to form pictures of the soul that coincide with what anthroposophy, following its own paths, discovers about the soul. And the findings on both paths prove to be in fullest harmony with each other, precisely through Brentano's psychology. Brentano himself, however, did not wish to abandon the anthropological path. He was hindered from doing this by his interpretations of the guiding principle he had set up for himself: “True philosophical research cannot be of any other kind than that considered valid by the natural-scientific kind of cognition.” A different interpretation of this guiding principle could have led him to recognize that the natural-scientific approach is seen in the right light precisely at the point when one becomes aware that tills approach, in accordance with its own essential nature, must transform itself in dealing with this spiritual realm. Brentano never wished to make the true soul phenomena—which he called soul phenomena “as such”—into objects of an avowed consciousness. If he had done this, he would have progressed from anthropology to anthroposophy. He feared this path, because he was only able to regard it as an erring into “mystical darkness and an uncontrolled roving of fantasy into unknown regions.” He would not permit himself to investigate at all what his own psychological view demanded. Every time he was faced with the necessity of extending his own path into the anthroposophical realm he stopped short. He wished to answer by anthropology the questions that can only be answered by anthroposophy. This effort was doomed to failure. Because it had to fail, he could not proceed in a satisfying way to develop further what he had begun. To judge by the findings in the first volume of his Psychology from an Empirical Standpoint, if he had continued on with it, it would have to have become anthroposophy. If he really had produced his Descriptive Psychology, anthroposophy would have to have shone through it everywhere. If he had carried further the ethics in his book The Origins of Moral Knowledge—in a way corresponding to its starting point—he would have to have hit upon anthroposophy. [ 18 ] Before Brentano's soul there stood the possibility of a psychology that could not be given a purely anthropological form. Anthropology cannot even think at all about the most significant questions that must be raised about human soul life. Modern psychology only wants to be anthropological because it considers anything going beyond it to be unscientific. Brentano says, however:
Anthroposophy shows that metaphysical speculation cannot take one into the region indicated by Brentano; the only way to enter it is through activation of soul powers which cannot descend into ordinary consciousness. Through the fact that in his philosophy Brentano portrays the essential being of the soul in such a way that the essen79 tial being of seeing cognition comes to clear expression in this portrayal, this philosophy is a perfect vindication of anthroposophy. And one can regard Brentano as a philosophical investigator whose path takes him to the very doors of anthroposophy, but does not wish to open these doors, because the picture he has made for himself of natural- scientific thinking created the belief in him that by opening these doors he would land himself in the abyss of nonscience. The difficulties often confronting Brentano when he wishes to extend his picture of the soul stem from the fact that he relates his picture of the essential being of the soul element to what is present in ordinary consciousness. He is motivated to do this by his wish to remain in the thought mode that seems to him to be scientifically valid. But this approach, with its means of cognition, can only in fact attain to that part of the soul element that is present as the content of ordinary consciousness. This content, however, is not the real soul element but only its mirror image. Brentano grasps this image only from the side of intelligent understanding, and not from the other side, the side of observation. In his concepts he paints a picture of the soul phenomena that occur in the reality of the soul; when he observes, he believes himself to have a reality in his mirror image of the soul element.8 Another philosophical stream that Brentano met with the strongest antipathy—that of Eduard von Hartmann— also took its start from a natural-scientific way of picturing the world. Eduard von Hartmann has recognized the image character of ordinary consciousness. But he also utterly rejects any possibility of bringing its corresponding reality into human consciousness in any way. He consigns this reality to the region of the unconscious. He grants the power to speak about this region only to the hypothetical application of the concepts which one has formed through ordinary consciousness and extended beyond it.9 Anthroposophy maintains that spiritual observation can go beyond the realm of ordinary consciousness. And that concepts are also accessible to this spiritual observation that no more need to be merely hypothetical than those acquired in the sense-perceptible world. For Eduard von Hartmann the supersensible world is not known directly; it is inferred from what we know directly. Hartmann belongs to those present-day philosophers who do not wish to form concepts without having, as a starting point for forming these concepts, the testimony of sense observation and of their experiences in ordinary consciousness. Brentano forms such concepts, however. But he is mistaken about the reality in which they can be formed through observation. His spirit proves to be curiously divided. He would like to be a pure natural scientist, thinking in the natural-scientific mode that has developed in recent times. And yet he must form concepts that this mode would only consider justified if one did not consider this mode to be the only valid one. This division in Brentano's investigative spirit can be explained if one really studies his first books: The Manifold Significance of “Being,” According to Aristotle (1862), The Psychology of Aristotle (1867), and The Creationism of Aristotle (1882). In these books Brentano follows Aristotle's trains of thought with exemplary scholarship. And in this pursuit he acquires a kind of thinking that cannot be limited to the concepts that hold sway in anthropology. In these books he has in view a concept of soul that derives the soul element out of the spiritual element. This soul element, stemming from the spiritual element, uses the organism—formed by physical processes—to form mental pictures for itself within sense-perceptible existence. What forms mental pictures for itself in the soul is spiritual in nature; it is Aristotle's “nous.” But this “nous” is a twofold being; as “nous pathetikos,” it only suffers things to happen to it; it allows itself to be stimulated to its mental pictures by the impressions given it by the organism. In order for these mental pictures to appear as they are in the active soul, however, this activity must work as “nous poetikos.” What the “nous pathetikos” provides would be mere phenomena within a dark soul existence; they are illuminated by the “nous poetikos.” Brentano says in this connection: “The ‘nous poetikos’ is the light that illumines the phantasms and makes visible to our spiritual eye the spiritual within the senseperceptible.” If one wants to understand Brentano, the point is not only how far he went in taking up Aristotle's mental pictures into his own convictions, but above all that he moved about in these pictures with his own thinking in a devoted way. In doing so, however, his thinking was active in a realm in which the starting point of sensory observation—and along with it the anthropological basis for forming concepts—is not present. And this basic characteristic of his thinking remained in Brentano's research. True, he wants to grant validity only to what can be recognized as conforming with the present-day, natural-scientific mode; but he has to form thoughts that do not belong in that realm. Now, according to the purely natural-scientific method, one can only say something about soul phenomena insofar as they are mirror images—determined by the bodily organization—of the real being of the soul; i.e., insofar as, in their nature as mirror images, they arise and pass away with the bodily organization. What Brentano must think the reality of the soul to be, however, is something spiritual, something independent of the bodily organization, in fact, that through the “nous poetikos” makes visible to our spiritual eye the spiritual within the sense-perceptible. The fact that Brentano can move about with his thinking in such realms prohibits him from conceiving of the soul's essential being as something arising through the bodily organization and passing away with it. Because he rejects supersensible observation, however, he can observe within the soul's essential being no content that extends beyond physical existence. The moment he tries to ascribe a content to the soul that the soul could unfold without the help of the bodily organization, Brentano feels himself to be in a world for which he finds no mental pictures. In this frame of mind he turns to Aristotle and finds there also a picture of the soul that gives him no content other than that acquired in bodily existence. Characteristic in its one-sidedness is something Brentano wrote in this connection in his Psychology of Aristotle:
Brentano got into an extraordinarily interesting dispute with the philosopher Eduard Zeller over Aristotle's conception of the essential being of the soul. Zeller maintained that it is in line with Aristotle's views to accept a pre-existence of the soul before its union with the bodily organization, whereas Brentano denied any such view to Aristotle, and only allowed Aristotle to think that the soul is first created into the bodily organization; so the soul has no pre-existence, but does indeed have an after-existence when the body disintegrates. [ 19 ] Brentano maintained that only Plato accepted pre-existence, but Aristotle did not. It is undeniable that the reasons Brentano brings for his opinion and against Zeller's are weighty ones. Irrespective of Brentano's intelligent interpretation of Aristotle's relevant assertions, we are indeed faced with a difficulty in ascribing to Aristotle a belief in the pre-existence of the soul when we consider that any such belief seems to contradict a basic principle of Aristotelian metaphysics. Aristotle states, namely, that a “form” could never exist before the "substance" that bears the form. A spherical shape never exists without the substance that fills it. Since Aristotle considers the soul element to be the “form” of the bodily organization, however, it seems that we cannot ascribe to him the belief that the soul could exist before the bodily organization arose. [ 20 ] Now Brentano, with his concept of the soul, became so caught up in the Aristotelian picture of the impossibility of pre-existence that he could not see how this picture breaks down at a crucial point. Can one really think of “form” and “matter” in such a way that one accepts the view that form could not exist prior to the matter that fills it? The spherical shape could not after all be present prior to the substance filling it? The sphere, as it appears in a substance, is certainly not present prior to the balling up of the substance. Before the substance comes together like this, however, those forces are present which act upon this substance and whose effect upon the substance reveals itself in its spherical shape. And within these forces, prior to the appearing of this spherical shape, this shape is certainly living already in another way.10 Had Brentano not felt bound, through his interpretation of the natural-scientific approach, to find the content for his concept of the soul from observation of the bodily organization, he would perhaps have noticed that the Aristotelian concept of the soul is itself burdened with an inner contradiction. Thus, through his study of Aristotle's world view, he could only think up pictures of the soul that lift it out of the realm of the bodily organization, but without indicating a soul content that allows me, with unbiased thinking, to be able to really picture the soul as independent of the bodily organization. Besides Aristotle, Leibnitz is another philosopher whom Brentano particularly appreciates. It is especially Leibnitz's way of viewing the soul that seems to have attracted him. Now one can say that Leibnitz has a way of picturing things in this realm that seems to be a significant extension of Aristotle's view. Whereas, Aristotle makes the essential content of human thinking dependent upon sense observation, Leibnitz frees this content from its sensory foundation. Following Aristotle one will accept the statement: There is nothing in thinking that was not previously in the senses (nihil est in intellectu, quod non fuerit in sensu); Leibnitz, however, is of the view that there is nothing in thinking that was not previously in the senses, except thinking itself (nihil est in intellectu, quod non fuerit in sensu, nisi ipse intellectus). It would be incorrect to ascribe to Aristotle the view that the essential being active in thinking is the result of forces working in the body. However, by making the “nous pathetikos” the passive receiver of sense impressions and the “nous poetikos” the illuminator of these impressions, nothing remained in his philosophy that could become the content of a soul life independent of sensory existence. In this respect, Leibnitz's statement proves to be more fruitful. Through it our attention is especially directed toward the essential being of the soul that is independent of the bodily organization. This attention, to be sure, is limited to the merely intellectual part of this essential being. And in this regard, Leibnitz's statement is one-sided. Nevertheless, this statement is a guideline that in our present-day “natural-scientific” age can lead to something that Leibnitz could not yet attain. In his time our picture of the purely natural origin of the characteristics of the bodily organization was still too imperfect. This is different now. To a certain extent today one can know scientifically how the organic bodily forces are inherited from one's ancestors, and how the soul operates within these inherited organic forces. To be sure, many who believe that they are taking the correct "natural-scientific standpoint" will not acknowledge the following view, even though, for a correct grasp of natural-scientific knowledge, it proves necessary: that everything by which the soul operates in the physical body is determined by the bodily forces that proceed from ancestor to descendant in a line of physical inheritance, with the exception of the soul content itself. This is how we can extend Leibnitz's statement today. And then it represents the anthropological validation of the anthroposophical way of looking at things. Then it directs the soul to seek its own essential content within a spiritual world, and to do this in fact through a different kind of cognition than that customary in anthropology. For, anthropology has access only to what is experienced by the bodily organization in ordinary consciousness.11 [ 21 ] The view is quite tenable that Brentano had all the prerequisites, with Leibnitz as his starting point, for opening our vision to the essential being of the soul as an entity anchored in the spirit, and for strengthening the results of this vision through today's natural-scientific knowledge. Anyone who pursues Brentano's presentations can see the path laid out before him. The path that leads to a purely spiritual, recognizable soul being, could have become visible to him, if he had developed further what already lay in the sphere of his awareness when he wrote such statements as these:
Although the validation of a spiritual vision of the soul's repeated earth lives through palingenesis does not lie in Aristotle's train of thought, it could have resulted for Brentano through his connecting his soul concept, which he had refined through his work with Aristotle, with the knowledge of modern natural science. Brentano's receptivity to the epistemology of medieval philosophy would have made it all the easier for him to have taken this path. Anyone who really grasps this epistemology acquires a number of ideas able to relate the results of modern natural science to the spiritual world in a way that is not visible to the ideas arising in the purely natural-scientific research of anthropology. In many circles today one fails to recognize how much a way of picturing things like that of Thomas Aquinas can deepen natural science in a spiritual direction. In such circles one believes that modern natural-scientific knowledge requires a turning away from that way of picturing things. The truth is that one wishes at first to encompass what natural science recognizes as the being of the world with thoughts that, upon closer inspection, turn out to be incomplete in themselves. Their completion would consist in our considering them to be the kind of essential entities in the soul that they are thought to be in Thomas Aquinas' way of picturing things. And Brentano did find himself on his way to gaining the right relation to this way of picturing things. He writes, after all:
Brentano barred the path that such studies could have revealed to him, because of his inclination toward Bacon's and Locke's way of picturing things and toward everything philosophically connected with that approach. He regarded that approach above all as according with the natural-scientific method. Precisely this approach, however, leads one to think that the content of our soul life is utterly dependent upon the sense world. And since this way of thinking wants to proceed only anthropologically, only that enters into its domain as psychological results which, in truth, is not a soul reality, but only a mirror image of this reality, i.e., the content of ordinary consciousness. If Brentano had recognized the image nature of ordinary consciousness, he would not have been able, in his pursuit of anthropological research, to stop short at the gates leading into anthroposophy. One could of course counter my view with the opinion that Brentano simply lacked the gift of spiritual vision and so did not seek the transition from anthropology to anthroposophy, even though he was moved by his own particular spiritual disposition to characterize soul phenomena in an interesting form and so intelligently that this form can be validated through anthroposophy. I myself am not of this opinion, however. I am not of the view that spiritual vision is attainable only as a special gift of exceptional personalities. I must regard this vision as a faculty of the human soul that anyone can acquire for himself if he awakens in himself the soul experiences that lead to it. And Brentano's nature seems to me to be quite especially capable of such an awakening. I believe, however, that one can hinder such an awakening with theories that oppose it; that one keeps this vision from arising if one is entangled in ideas that from the beginning call into question the validity of such vision. And Brentano kept this vision from arising in his soul through the fact that for him the ideas that so beautifully validate this vision always succumbed to the ideas that reject it and that make one fear that through such vision one could “lose oneself in the labyrinthine passages of a pseudo-philosophy.” 14 [ 22 ] In 1895 Brentano published a reprint of a lecture he had given in the Literary Society in Vienna with reference to a book by H. Lorm, Baseless Optimism. This lecture contains his view about the “four phases of philosophy and their present status.” There Brentano expresses his belief that the course of development of philosophical research can be compared, in a certain respect, with the history of the arts.
Brentano distinguishes three such periods in the course of philosophy's development where healthy fruitfulness has passed over into decadence. Each of these periods begins with the fact that out of a purely philosophical astonishment over the riddles of the world, a truly scientific interest stirs and that this interest then seeks knowledge out of a genuine, pure drive to know. This healthy epoch is then followed by another in which the first stage of decadence appears. The purely scientific interest recedes, and people look for thoughts by which to regulate their social and personal lives, and to find their way among them. There, philosophy no longer wishes to serve a pure striving for knowledge, but rather the interests of life. A further decline occurs in the third period. Through the uncertainty of thoughts that did not arise out of purely scientific interests, one loses confidence in the possibility of true knowledge and falls into skepticism. The fourth epoch is one of complete decay. In the third epoch, doubt had undermined the whole scientific foundation of philosophy. Out of unscientific dark depths one seeks to arrive at the truth through mystical experience in fantastical, blurred concepts. Brentano pictured the first cycle of development as beginning with Greek natural philosophy; according to him, this healthy phase ended with Aristotle. Within this phase he holds Anaxagoras in particularly high esteem. He is of the view that even though the Greeks stood at the very beginning then with respect to many scientific questions, still their kind of research would be considered valid by a strictly natural-scientific way of thinking. The Stoics and Epicureans follow then in the second phase. They already represent a decline. They want ideas that stand in the service of life. In the New Academy, especially through the influence of Aenesidemus, Agrippa, and Sextus Empirikus one sees skepticism root out all belief in established scientific truths. And in Neo-Platonism, among philosophers like Ammonius Sakkas, Plotinus, Porphyrius, Jamblichus, and Proklus scientific research is replaced by a mystical experience straying into the labyrinthine passages of pseudo-philosophy. In the Middle Ages, though perhaps not so distinctly, one sees these four phases repeat themselves. With Thomas Aquinas a philosophically healthy way of picturing things begins, reviving Aristotelianism in a new form. In the next period, represented by Duns Scotus, an art of disputation holds sway—analogous to the first period of decline in Greek philosophy—that is taken to grotesque extremes. Then follows Nominalism, bearing a skeptical character. William of Occam rejects the view that universal ideas relate to anything real, and in doing so assigns to the content of human truth only the value of a conceptual summary standing outside of reality; whereas reality supposedly lies only in the particular individual things. This analogue of skepticism is replaced by the mysticism—no longer striving along scientific lines—of Eckhardt, Tauler, Heinrich Suso, the author of German Theology, and others. Those are the four phases of philosophical development in the Middle Ages. In modern times, beginning with Bacon of Verulam, a healthy development begins again, based on natural-scientific thinking, in which then Descartes, Locke, and Leibnitz work further in a fruitful way. There follows the French and English philosophy of Enlightenment, in which principles, as one found them compatible with life, determined the style of the flow of philosophical thought. Then, with David Hume, skepticism appears; and following it, the phase of complete decay sets in, in England with Thomas Reid, in Germany with Kant. Brentano sees an aspect of Kant's philosophy that allows him to compare it with the Plotinian period of decadence in Greek philosophy. He criticizes Kant for not seeking truth in the agreement of our mental pictures with real objects as a scientific researcher does, but rather in believing that objects should conform to our human capacity for mental picturing. Brentano believes, therefore, that he must ascribe to Kant's philosophy a kind of basic mystical character that then manifests a totally unscientific nature in the decadent philosophy of Fichte, Schelling, and Hegel. Brentano hopes for a new philosophical upsurge arising from a scientific work in the philosophical sphere modeled upon the natural-scientific way of thinking that has become dominant in modern times. As an introduction to such a philosophy, he set forth the thesis: True philosophical research cannot be of any other kind than that considered valid by the natural-scientific kind of cognition. He wanted to devote his life's work to this thesis. [ 23 ] In the preface to the reprint of the lecture in which he presented his view of the "four phases of philosophy," Brentano states that:
[ 24 ] It is altogether my opinion that one can receive a significant impression from Brentano's presentations. Insofar as from a particular point of view, they represent a classification of phenomena arising in the course of philosophical development, they are based on well-founded insights into the course taken by this development. The four phases of philosophy present differences that are founded within reality. As soon as one enters into a study of the driving forces within the individual phases, however, one does not find that Brentano has accurately characterized these forces. This is evident at once in his insight about the first phase of the philosophy of antiquity. The basic features of Greek philosophy from its Ionic beginnings up to Aristotle do, indeed, reveal many features that justify Brentano in seeing in them what he considers to be a natural-scientific way of thinking. But does this way of thinking really arise from what Brentano calls the natural-scientific method? Are not the thoughts of this Greek philosophy far more a result of what they experienced in their own souls as the essential being of man and his relation to the world-all? Anyone who answers this question in accordance with the facts will find that the inner impulses for the thought content of this philosophy came to direct expression—precisely in Stoicism and Epicurianism—in the whole practical philosophy of life of later Greek times. One can see how, in the soul forces that Brentano finds to be at work in the second phase, there lies the starting point for the first phase of the philosophy of antiquity. These forces were directed toward the sense-perceptible and social form of manifestations of the world-all, and therefore could only appear in an imperfect way in the phase of skepticism—which was driven to doubt the direct reality of this form of manifestation—and in the following phase of a seeing cognition, which must go beyond this form. For this reason these phases of ancient philosophy appear decadent. And which soul forces are at work in the course of philosophical development in the Middle Ages? No one who really knows the relevant facts can doubt that Thomism represents the peak of this course of development with respect to those relationships that Brentano is investigating. But one cannot fail to recognize that, through the Christian standpoint of Thomas Aquinas, the soul forces at work in the Greek philosophy of life no longer operate merely out of philosophical impulses, but have taken on a more-than-philosophical character. What impulses are working in Thomas Aquinas insofar as he is a philosopher? One need have no sympathy for the weaknesses of the Nominalist philosophy of the Middle Ages; but one will indeed be able to discover that the soul impulses working in Nominalism also form the subjective basis for the Realism of Thomas. When Thomas recognizes the universal concepts synthesizing the phenomena of sense perception to be something that relates to a spiritually real element, he thus gains the strength for his Realistic way of picturing things out of his feeling for what these concepts signify within the existence of the soul itself, apart from the fact that they relate to sense phenomena. Precisely because Thomas did not relate the universal concepts directly to the events of sense-perceptible existence, he experienced how in these concepts another reality shines through to us, and how actually they are only signs for the phenomena of sense-perceptible life. Then, as this undertone of Thomism arose in Nominalism as an independent philosophy, this undertone naturally had to reveal its one-sidedness. The feeling that the concepts experienced in the soul establish a Realism in relation to the spirit had to disappear and the other feeling had to become dominant that the universal concepts are mere synthesizing names. When one sees the being of Nominalism in this way, one also understands the preceding second phase of medieval philosophy—that of Duns Scotus—as a transition to Nominalism. However, one cannot but understand the whole force of medieval thought work, insofar as it is philosophy, out of the basic view that revealed itself in a one-sided way in Nominalism. But then one will arrive at the view that the real driving forces of this philosophy lie in the soul impulses that, in keeping with Brentano's classification, one must designate as belonging to the third phase. And in that epoch which Brentano calls the mystical phase of the Middle Ages it becomes quite clear how the mystics belonging to it, persuaded of the Nominalistic nature of conceptual cognition, do not turn to this cognition but rather to other soul forces in order to penetrate to the core of the world's phenomena. If, in line with Brentano's classification, we now pursue the activity of the driving soul forces in the philosophy of our time, we find that the inner character traits of this epoch are completely different from those indicated by Brentano. Because of certain of its own character traits, the phase of the natural-scientific way of thinking that Brentano finds realized in Bacon of Verulam, Descartes, Locke, and Leibnitz absolutely resists being thought of purely as natural-scientific in Brentano's sense. How can one deal in a purely natural-scientific way with Descartes' basic thought: “I think therefore I am;” how is one to bring Leibnitz's Monadology or his “predetermined harmony” into Brentano's way of picturing things? Even Brentano's view of the second phase, to which he assigns the French and English Enlightenment philosophy, creates difficulties when one wants to remain with his mental pictures. One would certainly not wish to deny to this epoch its character as a time of decadence in philosophy; but one can understand this epoch in light of the fact that, in its main representatives, those non-philosophical soul impulses which were energetically at work in the Christian view of life were lamed, with re result that a relation to the supersensible world powers could not be found in a philosophical way. At the same time the Nominalistic skepticism of the Middle Ages worked on, preventing a search for a relation between the content of knowledge experienced in the soul and a spiritually real element. And if we move on to modern skepticism and to that way of picturing things that Brentano assigns to the mystical stage, we then lose the possibility of still agreeing with his classification. To be sure, we must have the skeptical phase begin with David Hume. But the description of Kant, the “critical” thinker, as a mystic proves after all to be a too strongly one-sided characterization. Also, the philosophies of Fichte, Schelling, Hegel, and the other thinkers of the period after Kant cannot be regarded as mystical, especially if one bases oneself on Brentano's concept of mysticism. On the contrary, precisely in the sense of Brentano's classification, one will find a common basic impulse running from David Hume, through Kant, to Hegel. This impulse consists in the refusal, based on mental pictures gained in the sensory world, to depict any philosophical world picture of a true reality. As paradoxical as it may seem to call Hegel a skeptic, he is one after all in the sense that he ascribes no direct value as reality to the mental pictures taken from nature. One does not deviate from Brentano's concept of skepticism by regarding the development of philosophy from Hume to Hegel as the phase of modern skepticism. One can consider the fourth modern phase as beginning only after Hegel. Brentano, however, will certainly not wish to bring what arises there as the natural-scientific picture anywhere near mysticism. Still, look at the way Brentano himself wishes to situate himself with his philosophizing into this epoch. With an energy that could hardly be surpassed he demands a natural-scientific method in philosophy. In his psychological research he strives to keep to this method. And what he brings to light is a validation of anthroposophy. What would have to have arisen as the continuation of his anthropological striving, if he had gone further in the spirit of what he pictured, would be anthroposophy. An anthroposophy, to be sure, that stands in complete harmony with the natural-scientific way of thinking. Is not Brentano's life work itself the most valid proof that the fourth phase of modern philosophy must draw its impulses from those soul forces that both Neo-Platonism and medieval mysticism wished to activate but could not, because they could not arrive with their inner soul activity at the kind of experience of spiritual reality that occurs with fully conscious clarity of thinking (or of concepts)? Just as Greek philosophy drew its strength from the soul impulses which Brentano sees as realizing themselves in the second philosophical phase out of a practical philosophy of living, and just as medieval philosophy owes its strength to the impulses of the third phase—that of skepticism—so must modern philosophy draw its impulses from the fundamental powers of the fourth phase—from that of a knowing seeing. If, in accordance with his way of picturing things, Brentano can regard Neo-Platonism and medieval mysticism as decadent philosophies, so one could recognize the anthroposophy that complements anthropology as the fruitful phase of modern philosophy, if one leads this philosopher's own ideas about the development of philosophy to their correct conclusions, which Brentano himself did not draw but which follow quite naturally from his ideas. [ 25 ] The picture we gave of Brentano's relation to the cognitional demands of our day explains why his reader receives impressions that are not limited to what is directly contained in the concepts he presents. Undertones sound forth all the time as one is reading. These emerge from a soul life that lies far deeper behind the ideas he expresses. What Brentano stimulates in the spirit of the reader often works more strongly in the latter than what the author expresses in sharply-edged pictures. One also feels moved to go back often and reread a book by Brentano. One may have thought through much of what is said today about the relation of philosophy to other cognitional views; Brentano's book The Future of Philosophy, will almost always rise up in one's memory when one is reflecting in this way. This is a reprint of a lecture to the Philosophical Society in Vienna in 1892 which he gave in order to oppose—with his view of the future of philosophy—what the jurist Adolf Exner had to say on this subject in his inaugural address on Political Education (1891). This publication of the lecture contains notes that offer far-ranging historical perspectives on the course of mankind's spiritual development. In this book all the tones are sounded of what can speak to an observer of today's natural-scientific outlook about the necessity of progressing from this outlook to an anthroposophical one. [ 26 ] The representatives of this natural-scientific way of picturing things live for the most part in the belief that this outlook is forced upon them by the real being of things. They are of the opinion that they organize their knowledge in accordance with the way reality manifests itself. In this belief they are deluding themselves, however. The truth is that in recent times the human soul—out of its own active development over thousands of years—has unfolded a need for the kind of mental pictures which comprise the natural-scientific picture of the world. It is not because reality presented this picture to them as the absolute truth that Helmholtz, Weisman, Huxley, and others arrived at their picture, but because they had to form this picture within themselves in order through it to shed a certain light upon the reality confronting them. It is not because of compulsion from a reality outside the soul that one forms a mathematical or mechanical picture of the world, but rather because one has given shape in one's soul to mathematical and mechanical pictures and thus opened an inner source of illumination for what manifests in the outer world in a mathematical and mechanical way. Although generally what has just been described holds good for every developmental stage of the human soul, it does appear in the modern natural-scientific picture in a quite particular way. When these mental pictures are thought through consistently from a certain angle, they destroy any concepts of a soul element. This can be seen in the absolutely not trivial but most dubious concept of a “soul science without soul” that has not been thought up only by philosophical dilettantes but also by very serious thinkers.15 The mental pictures formed by natural science are leading to ever more insight into the dependency of the phenomena of ordinary consciousness upon our bodily organization. If the fact is not recognized at the same time that what arises in this way as the soul element is not this soul element itself, but only its manifestation in a mirror image, then the true idea of the soul element slips away from our observation, and the illusory idea arises that sees in the soul element only a product of the bodily organization. On the other hand, however, this latter view cannot stand up before an unbiased thinking. To this unbiased thinking, the ideas that natural science forms about nature show a soul connection— to a reality lying behind nature—that does not reveal itself in these ideas themselves. No anthropological approach, out of itself, can arrive at thorough-going mental pictures of this soul connection. For, it does not enter ordinary consciousness. This fact shows up much more strongly in today's natural- scientific outlook than was the case in earlier historical stages of knowledge. At these earlier stages, when observing the outer world, one still formed concepts that took up into their content something of the spiritual foundations of this outer world. And one's soul felt itself, in its own spirituality, as unified with the spirit of the outer world. In accordance with its own essential being, recent natural scientists must think nature in a purely natural way. Through this, to be sure, it gains the possibility of validating the content of its ideas by observation of nature, but not the existence of these ideas themselves, as something with inner soul being. [ 27 ] For this reason, precisely the genuine natural-scientific outlook has no foundation if it cannot validate its own existence by anthroposophical observation. With anthroposophy one can fully endorse the natural-scientific outlook; without anthroposophy, one will again and again want to make the vain attempt to discover even the spirit out of the results of natural-scientific observation. The natural-scientific ideas of recent times are in fact the results of the soul's living together with a spiritual world; but only in living spiritual vision can the soul know about its living together with that world.16 The question could easily arise: Then why does the soul seek to form natural-scientific pictures, if precisely through them it is creating for itself a content that cuts it off from its spiritual foundation? From the standpoint of the beliefs that see the natural-scientific outlook to have been formed in accordance with the way the world does in fact manifest to us, there is no way to find an answer to this question. But an answer is definitely forthcoming if one looks toward the needs of the soul itself. With mental pictures, such as only could have been formed by a pre-natural-scientific age, our soul experience could never have arrived at a full consciousness of itself. In its ideas of nature, which also continued a spiritual element, it would indeed have felt an indefinite connection with the spirit, but it would not have been able to experience the spirit in its own full, independent, and particular nature. Therefore, in the course of mankind's development, our soul element strives to set forth the kind of ideas that do not contain this soul element itself, in order, through them, to know itself as independent of natural existence. The connection with the spirit, however, must then be sought in knowledge not through these ideas of nature but through spiritual vision. The development of modern natural science is a necessary stage in the course of mankind's soul evolution. One understands the basis of this development when one sees how the soul needs it in order to find itself. On the other hand, one recognizes the epistemological implications of this development when one sees how precisely it makes spiritual vision a necessity.17 [ 28 ] Adolf Exner, whose views are opposed by Brentano's book The Future of Philosophy, confronted a natural science that wishes, it is true, to develop its ideas of nature in purity, but that is not prepared to advance to anthroposophy when it is a matter of grasping the reality of the soul. Exner found “natural-scientific education” to be unfruitful in developing ideas that must work in the way people live together in human society. For solving the questions of social life facing us in the future, therefore, he demands a way of thinking that does not rest on a natural-scientific basis. He finds that the great juridical questions confronting the Romans were solved by them in such a fruitful way because they had little gift for the natural-scientific way of picturing things. And he attempts to show that the eighteenth century, in spite of its attraction to the natural-scientific way of thinking, proved quite inadequate in mastering social questions. Exner directs his gaze upon a natural-scientific outlook that is not striving scientifically to understand its own foundation. It is understandable that he arrived at the views he did when confronted by such an outlook. For, this outlook must develop its ideas in such a way that they bring before the soul what is of nature in all its purity. From such ideas no impulse is gained for thoughts that are fruitful in social life. For, in social life souls confront each other as souls. Such an impulse can arise only when the soul element, in its spiritual nature, is experienced through a knowing vision (erkennendes Schaueri), when the natural-scientific, anthropological view finds its complement in anthroposophy. Brentano bore ideas in his soul that definitely lead into the anthroposophical realm in spite of the fact that he wished to remain only in the anthropological realm. This is why the arguments he mounts against Exner are so penetrating, even though Brentano does not wish to make the transition to anthroposophy himself. They show how Exner does not speak at all about the real abilities of a natural-scientific outlook that understands itself; they show how he tilted with windmills in his battle against a way of thinking that misunderstands itself. One can read Brentano's book and everywhere feel in it how justified everything is that points through his ideas in one direction or another, without finding that he expresses fully what it is that he is pointing toward. [ 29 ] With Franz Brentano a personality has left us whose work, when experienced, can mean an immeasurable gain. This gain is completely independent of the degree of intellectual agreement that one brings to this work. For, this gain springs from the manifestations of a human soul that have their source much deeper in the world's reality than that sphere in which in ordinary life, intellectual agreement is to be found. And Brentano is a personality destined to work on in the course of humanity's spiritual development through impulses that are not limited to the extension of the ideas he developed. I can very well imagine someone's total disagreement with what I have presented here as Brentano's relation to anthroposophy; regardless of one's scientific standpoint, however, it seems to me impossible—if one lets work upon oneself the philosophical spirit that breathes through the writings of this man—that one could arrive at anything less than the feelings of high esteem for the value of Brentano's personality that underly the intentions of this essay.
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124. Background to the Gospel of St. Mark: Rosicrucian Wisdom in Folk-Mythology
10 Jun 1911, Berlin Tr. E. H. Goddard, Dorothy S. Osmond Rudolf Steiner |
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Signs such as these make it clear that there is a need and also a longing for what we call Spiritual Science. It is fundamental to the spirit informing our Movement that we should refrain from any agitation or propaganda and far rather pay heed to the great, all-embracing wisdom needed by the hearts and souls of modern men if they are to feel any security in life to-day. |
You will certainly have understood enough of the great law of Karma to know that it is by no chance or accident that an individual feels urged to come down into the physical world at this particular time. |
Ird, Time and Space are the names of the three old men who, however, can be of no use to Ritter Wahn because they are themselves subject to death. Ird denotes everything that is subject to the laws of the physical body, and so to death; Time, the etheric body, is by its very nature transitory; and the third, the lower astral body, which gives us the perception of Space, is also subject to death. |
124. Background to the Gospel of St. Mark: Rosicrucian Wisdom in Folk-Mythology
10 Jun 1911, Berlin Tr. E. H. Goddard, Dorothy S. Osmond Rudolf Steiner |
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There is no doubt that the Spiritual Science we have been studying for many years is beginning to make more and more headway in the world and to find increasing understanding in the hearts and minds of our contemporaries. It might be useful occasionally to speak of how the ideas of Spiritual Science are being made known and many of you would be glad to know what effect the spiritual nourishment you have yourselves received has had upon others at the present time. It is only now and then that I can speak of this spread of spiritual-scientific thought in the outer world, but it will be some satisfaction to you to know that we can see how the spirit inspiring us all is finding entry in various countries. I could see, for instance, that our ideas were beginning to find a footing when I was lecturing in the south of Austria, in Trieste, recently. Then, when I gave a course of lectures in Copenhagen1 only a few days ago, there too it was evident that the spirit we are trying to cultivate under the symbol of the Rose Cross is gaining more and more ground. Signs such as these make it clear that there is a need and also a longing for what we call Spiritual Science. It is fundamental to the spirit informing our Movement that we should refrain from any agitation or propaganda and far rather pay heed to the great, all-embracing wisdom needed by the hearts and souls of modern men if they are to feel any security in life to-day. It is our duty to make these spiritual thoughts into real nourishment for our souls. You will certainly have understood enough of the great law of Karma to know that it is by no chance or accident that an individual feels urged to come down into the physical world at this particular time. The souls of all of you here have felt the longing to incarnate in a physical body at the turn of the nineteenth to the twentieth century because of a desire to experience what can be achieved in the present physical environment. Let us look at our own epoch and see how its spiritual aspect appears to souls which, like yours, have been born into it. At the turn of the century conditions were very different from what they had been fifty or sixty years earlier. Human beings who—like all of you here—are growing up at the present time, attempt now and then to hear about the spiritual guidance and leadership of the world, about the spiritual forces and influences pervading the external world in the different kingdoms of nature and penetrating into the souls of men. But for the last fifty years a soul longing and searching for spiritual nourishment has found very little. This longing has been present in the depths of men's souls, although it may have been a very faint voice, easily silenced. Nevertheless the longing is there and everyone is seeking for spiritual nourishment, whatever his position in life and whatever use he may make of his faculties. No matter in what department of science you may be working to-day, you learn only external, material facts; they can be utilised very cleverly and ingeniously to advance modern culture but they are no help at all towards understanding what the spirit may reveal. No matter whether you are an artist or are engaged in some practical work, you will find little that can pass into head or hand to give you not only energy and impetus for your work but also security and comfort in life. By the beginning of the nineteenth century people had forebodings that in the near future very little spiritual nourishment would be left. During the first half of the century, when vestiges of an old spiritual life were still present, although in a different form, many people felt that there was something in the air presaging the complete disappearance of the ancient treasures of the spirit handed down by tradition from olden times. Yet it is precisely the legitimate progress of culture during the nineteenth century that will completely wipe out the spiritual traditions handed down from the past. During the first half of the nineteenth century, many voices are to be heard speaking in this strain and I will quote one example of a man who lived during that period and had a wide knowledge of the old form of theosophy, but who also knew that owing to the course of events in that century it was bound to disappear; at the same time he was convinced that a future must come when there would be a revival of this old theosophy but in a new form. I am going to read you a passage written towards the end of the first half of the nineteenth century, in 1847. Its author was a thinker of a type no longer in existence to-day—men who were still sensitive to the last echoes of those old traditions which have now been lost for a considerable time.— ‘It is often difficult to learn among the older theosophists what the real purpose of theosophy is ... but it is clear that along the paths it has taken hitherto, theosophy can acquire no real existence as a science nor achieve any result in a wider sphere. Yet it would be very ill-advised to conclude that it is a phenomenon scientifically unjustifiable and also ephemeral. History itself decisively disproves this: it shows how this enigmatic phenomenon could never make itself really effective in the world but for all that was continually breaking through and was held together in its manifold forms by the chain of a never-dying tradition. ... At all times there have been very few in whom this insistent speculative need has been combined with a living religious need. But theosophy is for these few alone. ... The important thing is that if theosophy ever becomes scientific in the real sense and produces obvious and definite results, these will gradually become the general conviction, be acknowledged as valid truths and be universally accepted by those who cannot find their way along the only possible path by which they could be discovered. But all this lies in the womb of the future which we do not wish to anticipate. For the moment let us be thankful for the beautiful presentation given by Oetinger, which will certainly be appreciated in wide circles.’ This shows what a man such as Rothe of Heidelberg felt about the theosophical spirit in 1847. The passage is from his Preface to a treatise on Oetinger, a theosophist living in the second half of the eighteenth century. What, then, can be said about the spirit of theosophy? It is a spirit without which the genuine cultural achievements of the world would never have been possible. Thinking of its greatest manifestations, we shall say: Without it there would never have been a Homer, a Pindar, a Raphael, a Michelangelo; there would have been no depth of religious feeling in men, no truly spiritual life and no external culture. Everything that man creates he must create from out of the spirit. If he thinks that he can create without it he is ignorant of the fact that although in certain periods spiritual striving falls into decline, the less firmly rooted a thing is in the spirit the more likely it is to die. Whatever has eternal value stems from the spirit and no created thing survives that is not rooted in it. But since everything a man does is under the guidance of the spiritual life, the very smallest creation, even when used for the purposes of everyday life, has an eternal value and connects him with the spirit. We know that our own theosophical life has its source in what we have called the Rosicrucian stream; and it has often been emphasised that since the eleventh, twelfth and thirteenth centuries the Masters of Rosicrucian wisdom have been preparing conditions that began at the end of the nineteenth century and will continue in the twentieth. The future longed for and expected by Rothe of Heidelberg is already the present and should be recognised as such. But those who caused this stream to flow into souls, at first in a way imperceptible to men, have been preparing conditions for a long, long time. In a definite sense what we have called the Rosicrucian path since the twelfth, thirteenth and fourteenth centuries is present in our Theosophical Movement in a more conscious form; its influence has flowed into the hearts and minds of the peoples of Europe and sets its stamp upon them. From what has happened in European culture, can we form an idea of how this spirit has actually taken effect? I said just now that it has worked as the true Rosicrucian spirit since the eleventh, twelfth, thirteenth and fourteenth centuries; it was always present although only at that time did it assume Rosicrucian form. This Rosicrucian spirit goes back to a very distant past—it had its Mysteries even in Atlantean times. The influence has been taking effect for long ages, becoming more and more conscious as it streamed into the hearts and souls of men. Let us try to form some idea of how this spirit made its way into humanity. We meet together here and our studies help us to perceive ways in which the human soul develops and gradually rises to regions where it can understand the spiritual life, and perhaps actually behold it. Many of you have for years been trying to let concepts and ideas which mirror the spiritual life stream into your souls as spiritual nourishment. You know how we have tried to acquire some understanding of the riddles of the world. I have often described the different stages of the soul's development and how it can rise to the higher worlds; how a higher part of the Self must be distinguished from a lower part; how man has come from other planetary conditions, having passed through a Saturn-, a Sun- and a Moon-evolution, during which his physical, etheric and astral bodies were formed; and how finally he entered into the period of Earth-evolution. I have told you that there is something within us that must receive its training here on the Earth in order to rise to a higher stage. We have also said that the development of certain beings—the Luciferic beings—was retarded during the Old Moon-period and they later approached man's astral body as tempters, and also in order to impart to him certain qualities. I have often told you too how man must overcome certain tendencies in his lower self and through this conquest rise into the spheres to which his higher Self belongs, into the higher regions of the spiritual life. Words of Goethe must be remembered:
The degree of development that is possible to-day and can give strength, assurance and a genuine content to life is within our reach if we acquire knowledge of the manifold nature of man and realise that his constitution is not a haphazard medley but consists of physical body, etheric body, astral body and Ego. We have formulated definite ideas, for example of the temperaments, by studying the process of education and the development of the physical body up to the seventh year, of the etheric body up to the fourteenth and of the astral body up to the twenty-first year. By studying the mission of Truth, of Prayer, of Anger, our ideas of the three bodies, of the sentient soul, intellectual or mind-soul and consciousness—or spiritual soul, do not remain mere abstractions but impart meaning, clarity and content to our existence. In this way we have achieved some understanding of the riddles of the world. And although there are large numbers of people outside our circle who still, consciously or unconsciously, persist in materialism, there are nevertheless many souls who feel it necessary to their very existence to listen to expositions of the kind we have been able to give. Many of you would not have been present among us for years, sharing our experiences and activities if it were not a necessity of your very lives. Why are there souls to-day who understand these things and for whom the ideas and concepts developed here become a guide on their life's way? The reason is this.—Just as you have been born into the modern world with these longings, so our forbears in Europe—and this means very many of those present here to-day—were born during past centuries into a world and environment very different from those of the nineteenth century. Let us cast our minds back to the sixth, seventh or even the twelfth and thirteenth centuries of our era when many of those present here were incarnated, and think of the sort of things that souls then living might have experienced. In those times there was no Theosophical Society where subjects such as those with which we are concerned were studied; the influence of the environment upon the souls of men took a very different form. People did not travel about giving lectures on spiritual-scientific subjects, but minstrels went from village to village, from city to city, proclaiming the spirit. These minstrels did not speak about theosophy, about the lower and higher Ego, about man's physical, etheric and astral bodies and so on. As they moved around the land their mission was to speak of the spirit in the way it was wont to be proclaimed at that time. The following story was told all over Middle and Eastern Europe.— Once upon a time there was a King's son. During a ride one day he heard moans coming from a ditch, and following the course of the ditch in order to discover the source of the moans, he found an old woman. He dismounted, climbed down into the ditch and helped the old woman who had fallen into it, to get out. Then he saw that she had injured her leg and could not walk. He asked her how the accident happened and she told him: ‘I am old and I have to get up soon after midnight to go to the city and sell my eggs; on the way I fell into this ditch.’ The King's son said to her: ‘You cannot get home by yourself so I will put you on my horse and take you.’ This he did, and the woman said to him: ‘Although you are of noble birth, you are a kind and good man; and because you have helped me I will give you a reward.’ He guessed now that she was not an ordinary woman, for she said: ‘You shall have the reward which your kind soul has earned. Do you want to marry the Flower-Queen's daughter?’ ‘Yes!’ he replied. She went on: ‘For that you will need something that I can easily give you,’ and she gave him a little bell, saying: ‘If you ring this bell once the Eagle-King will come with his hosts to help you in the predicament in which you find yourself; if you ring twice the Fox-King will come with his hosts to help you in the predicament in which you find yourself; and if you ring three times the Fish-King will come with his hosts to help you in the predicament in which you find yourself.’—The King's son took the little bell and returned home, announced that he was going to search for the Flower-Queen's daughter, and rode off. He rode a long, long way but nobody could tell him where the Flower-Queen lived with her daughter. By this time his horse was completely exhausted and could carry him no longer so that he was obliged to continue his journey on foot. He came across an aged man and asked him where the Flower-Queen lived. ‘I cannot tell you,’ the aged man replied, ‘but go on and on and you will find my father who may perhaps be able to tell you.’ So the King's son went on, year after year, and then found another, still more aged man. He asked him: ‘Can you tell me where the Flower-Queen lives?’ But the aged man replied: ‘I cannot tell you, but you must go on and on for many more long years and you will find my father who will certainly be able to tell you where the Flower-Queen lives.’—So the King's son went on and at last found an old, old man and asked him if he could tell him where the Flower-Queen lived with her daughter. The old man replied: ‘The Flower-Queen lives far away, in a mountain which you can see from here in the distance. But she is guarded by a fearsome Dragon. You cannot get near at present for this is a time when the Dragon never sleeps; he sleeps at certain times only and this is one of his waking periods. But you must go a little further, to another mountain, and there you will find the Dragon's mother; through her you will attain your goal.’ So he went on and found the Dragon-mother, the very archetype of ugliness. But he knew that whether he could find the Flower-Queen's daughter would depend on her. Then he saw seven other dragons around her, all eager to guard the Flower-Queen and her daughter who had been long imprisoned and were destined to be set free by the King's son. So he said to the Dragon-mother: ‘I know that I must become your servant if I am to find the Flower-Queen.’ ‘Yes’, she said, ‘you must become my servant and perform a task that is not easy. Here is a horse which you must lead to pasture the first day, the second day and the third. If you can bring it home in good condition you may possibly achieve your object after three days. But if you fail, the dragons will devour you—we shall all devour you.’ The King's son agreed to this and the next morning he was given the horse. He tried to lead it to pasture but it soon disappeared. He searched for it in vain and was in despair. Then he remembered the little bell given him by the old woman, took it out and rang it once. A host of eagles gathered, led by the Eagle-King, looked for the horse and found it, so that the King's son was able to take it back to the Dragon-mother. She said to him: ‘Because you have brought the horse back I will give you a cloak of copper so that you can attend the Ball tonight at the court of the Flower-Queen and her daughter.’ Then, on the second day, he was again given the horse to take to pasture, but again it disappeared and he could not find it. So he took out the bell and rang it twice. Immediately the Fox-King appeared with a host of his followers; they looked for and found the horse and the King's son was again able to take it back to the Dragon-mother. She then said to him: ‘To-day you shall have a cloak of silver so that you can attend the Ball to-night at the court of the Flower-Queen and her daughter.’ At the Ball the Flower-Queen said to him: ‘On the third day ask for a foal of that horse and with it you will be able to rescue me and we shall be united.’ Then, on the third day, the horse was again handed to him to lead to pasture, and again it soon disappeared, for it was very wild. So he took out the bell and rang it three times, whereupon the Fish-King appeared with his followers, found the horse, and for the third time the King's son brought it home. He had now successfully performed his task. The Dragon-mother then presented him with a mantle of gold as his third garment in order that on the third day he might attend the Flower-Queen's Ball. He was also given as a fitting reward the foal of the horse he had cared for. With it he was able to lead the Flower-Queen and her daughter to their own castle. And around the castle, since there were others who wanted to steal her daughter, the Flower-Queen caused a thick hedge to grow to prevent the castle from being invaded. Then the Flower-Queen said to the King's son: ‘You have won my daughter and henceforth she shall be yours, but only on one condition. You may keep her for half the year but for the other half she must return beneath the surface of the earth and be restored to me. Only on this condition can you be united with her.’ So the King's son won the Flower-Queen's daughter and lived with her for half the year, while for the other half she was with her mother.— This story, as well as others like it, was listened to by many people in those days. They listened and drank in what they heard but did not, like many modern theosophists, proceed to invent allegories, for symbolic or allegorical interpretations of such matters are valueless. People listened to the stories because they were a source of delight to them and a warm glow pervaded their souls as they listened. They wanted nothing more than this as they listened to the story of the Flower-Queen and the King's son with his bell and his wooing of the Flower-Queen's daughter. There are many souls alive to-day who in those days heard such tales with inner delight, and the effects lived on in them. Their feelings and perceptions were converted into thoughts and experiences and their souls were transformed by new forces. These forces have changed into the longing for a higher interpretation of the same secrets, a longing for Spiritual Science. In those days the wandering minstrels did not go about saying that man strives towards his higher self and to that end must overcome his lower self which holds him back. They gave their message in the form of a story about a King's son who rode out into the world, heard moans coming from a ditch and thereupon performed a good deed. To-day we speak simply of a good deed, a deed of love and sacrifice. In earlier times the deed was described in pictures. To-day we say that man must develop a feeling for the spirit which will awaken in him an inkling of the spiritual world and create powers through which he can establish relationship with it. In earlier times this was expressed in the picture of the old woman who gave the King's son a bell which he rang. To-day it is said: Man has taken into himself all the kingdoms of nature and unites in harmony everything that lies outspread before him. But he must learn to understand how what is outspread in the external world lives within him and how he can overcome his lower nature, for only if he can bring what is at work in the kingdoms of nature into the right relationship with his own being can it come to his aid. We have spoken often enough of man's evolution through the periods of Saturn, Sun and Moon and of how he left behind him the other kingdoms of nature, retaining within himself the best of each in order that he might rise to a higher stage. To what stage has he evolved? To indicate what lives in the human soul Plato had already used the picture of the horse on which man rides from one incarnation to another. In the times of which we have been speaking the picture used was that of the bell which was rung to summon the representatives of the kingdoms of nature—the Eagle-King, the Fox-King and the Fish-King—in order that the being destined to become the ruler of these kingdoms might establish the right relationship with them. Man's soul is unruly and can be brought into the right relationship with the kingdoms of nature only when it is tempered by love and wisdom. In earlier times this truth was presented in pictorial form and the soul was helped to understand what we to-day express differently. Men were told that the King's son rang the bell once and the Eagle-King appeared; twice and the Fox-King appeared; three times and the Fish-King appeared. It was they who brought back the horse. In other words: the tumults which rage in the human soul must be recognised; when they are recognised the soul can be freed from lower influences and brought into order. In the modern age we say that man must learn how his passions, his anger and so on, are connected with his development from one seven-year period to another. In other words, we must learn to understand the threefold sheaths of the human being. In earlier times a wonderful picture was placed before men: the King's son was given a mantle, a sheath, every time he rang the little bell—that is to say, when he had subjugated one of the kingdoms of nature. To-day we speak of studying the nature of the physical body; in earlier days a picture was used—of the Dragon-mother giving the King's son a cloak or mantle of copper. We study the nature of the etheric body; in earlier times it was said that the Dragon-mother gave the King's son a silver cloak on the second day. We speak of the astral body with its surging passions; in earlier times it was said that on the third day the Dragon-mother gave the King's son a cloak of gold. What we learn to-day about the threefold nature of man in the form of concepts was conveyed through the picture of the copper, silver and golden cloaks. Instead of the pictures of the copper, silver and golden cloaks we speak to-day in terms which convey an understanding of how the solid physical body is related to the other sheaths of the human being as copper ore is related to silver and gold. We speak to-day of seven classes of Luciferic beings whose development was retarded during the Moon-evolution and who set about bringing their influence to bear upon man's astral body. The minstrels said: When the King's son came to the mountain where he was to be united with the Flower-Queen's daughter, he encountered seven dragons who would have devoured him if he had not accomplished his task. We know that if our evolution does not proceed in the right way it will be corrupted by the forces of the sevenfold Luciferic beings. We say nowadays that by achieving spiritual development we find our higher Self. The minstrels said: The King's son was united with the Flower-Queen. And we say: A certain rhythm must be established in the human soul. You will remember that a few weeks ago I said that when an idea has arisen in the soul we must allow time for the idea to mature, and it will then be possible to detect a certain rhythm in the process. After seven days the idea has penetrated into the depths of the soul; after fourteen days the maturing idea can lay hold of the outer astral substance and allow itself to be baptised by the World-Spirit. After twenty-one days the idea has become still more mature. And only after four times seven days is it ready to be offered to the world as a gift of our own personality. This is the manifestation of an inner rhythm of the soul. A man's creative faculty can work effectively only if he does not try immediately to force upon the world something that occurs to him but is aware that the ordered rhythm of the external world repeats itself in his soul, that he must live in such a way that the Macrocosm is reflected in the Microcosm of his own being. The minstrels said: Man must bring the forces of his soul into harmony, must seek the Flower-Queen's daughter and enter into a union with her during which he spends half of the year with his bride and for the other half leaves her to be with her mother who lives in the depths. This means that he establishes a rhythm within himself and the rhythm of his life takes its course in harmony with the rhythm of the Macrocosm. These pictures—and hundreds like them could be mentioned—stimulated the soul through the thought-forms they created; and the result is that souls living to-day have become sufficiently mature to listen to the different kind of presentation given by Spiritual Science. But before this could happen man had perforce to experience a sense of deprivation and intense longing. The spiritual longings of the soul had first to be engulfed in the physical world. This did in fact happen in the first half of the nineteenth century; and then, in the second half of the century, came the materialistic culture with its devastating effect upon spiritual life. But the longing grew all the stronger and the ideal of the spiritual-scientific Movement became all the more significant. In the first half of the century there were only few who in a kind of silent martyrdom felt that ideas once conveyed in the form of pictures in narratives still survived but only in a state of decline. In the soul of a man born in the year 1803, echoes of the old wisdom of past times were still reverberating. Something closely akin to theosophical ideas was a living reality in him. His soul was completely engrossed in what we to-day call the spiritual-scientific solution of the riddle of world-existence. His name was Julius Mosen. His soul was able to survive only because for most of his life he was bedridden. Soul and body could not adjust themselves to each other because owing to the way in which Mosen had grasped these ideas without being able to penetrate them spiritually, his etheric body had been drawn out of his physical body which was paralysed as a result. His soul had nevertheless risen to spiritual heights. In 1831 he wrote a remarkable book, Ritter Wahn. He had learnt of a wonderful legend still surviving in Italy, an old Italian folk-legend. As he studied it he became convinced that it enshrined something of the spirit of the universe, that those who created its imagery were filled with the living spirituality of the World Order. The result was that in 1831 he wrote a truly wonderful work—which, needless to say, has been forgotten, in common with so much that is the product of spiritual greatness. Ritter Wahn sets out to conquer death and on his way he comes across three old men—Ird, Time and Space. Julius Mosen hit on the German word Ird to translate the Italian il mondo, because he knew that there was something particularly significant in it. Ird, Time and Space are the names of the three old men who, however, can be of no use to Ritter Wahn because they are themselves subject to death. Ird denotes everything that is subject to the laws of the physical body, and so to death; Time, the etheric body, is by its very nature transitory; and the third, the lower astral body, which gives us the perception of Space, is also subject to death. Our individuality passes from incarnation to incarnation; but according to the Italian folk-legend, Ird, Time and Space represent our threefold sheath. Who is ‘Ritter Wahn?’ Each of us, passing from incarnation to incarnation, looks out upon the world and faces maya, the great Illusion; each of us, in that we live a life in the spirit, goes forth to conquer death. On this quest we meet the three old men who are our three sheaths. They are indeed very old! The physical body has existed since the evolutionary period of Old Saturn, the etheric body since the period of Old Sun, and the astral body since the period of Old Moon. The Ego, the ‘I’, has been embodied in men in the course of the Earth period itself. Julius Mosen depicts Ritter Wahn seeking to overcome death. He uses the Platonic image of a rider on horseback—an image that was known all over Middle Europe and still farther afield. Ritter Wahn rides out in an attempt to conquer the heavens with materialistic thinking—like those who cling to the sense-world and are imprisoned in illusion and maya. But when through death they enter the spiritual world, what happens is faithfully described by Julius Mosen. Such human beings have not lived out their lives to the full and long to come down again to the Earth in order that their souls may continue to evolve. So Ritter Wahn returns to the Earth. He sees the beautiful Morgana, the soul, which is destined to be stimulated by whatever is earthly and—like the Flower-Queen's daughter—represents the union with what man can acquire only through schooling on Earth. He falls a victim to death through being again united with the Earth and the beautiful Morgana. This means that he passes through death in order that he may raise his own soul, represented by Morgana, to higher and higher stages during each succeeding incarnation. It is from pictures like these which carry the stamp of their thousands of years’ life that ideas stream into artists of the calibre of Julius Mosen. In his case they were given expression by a soul too great to live healthily in a physical body during the approaching age of materialism and Julius Mosen had consequently to endure the silent martyrdom imposed on him by his passionate soul.—Such was the impulse at work in a man living in the first half of the nineteenth century. It will become active again but in such a way as to kindle human powers and forces; and it will enable us to have some understanding of what is meant by the spirit of Rosicrucianism—the spirit that must make its way into the souls of men. We can now surmise that what we ourselves are cultivating has always existed. Were we to imagine that anything in the world can prosper without this spirit working in men we should be succumbing to the delusions suffered by Ritter Wahn. Whence came the minstrels of the seventh, eighth or even thirteenth centuries, wandering as they did through the world to create thought-forms that would enable souls in our own day to have a different kind of understanding? Where had these minstrels learnt how to bring such pictures to men? They had learnt from the centres we think of to-day as the Rosicrucian schools. They were pupils of Rosicrucians. Their teachers said to them: You cannot now go forth into the world and clothe your message in concepts and ideas, as will have to be done later on; you must speak of the King's son, of the Flower-Queen and of the three cloaks, in order that from these pictures thought-forms may come into being and live in the souls of men. And when these souls return to Earth they will understand what is needed for their further progress.—Messengers are continually sent out from the centres of spiritual life in order that in every age what lies in the depths of the spirit may be made accessible to men. It is a superficial view to believe that such tales can be invented by human fancy. The old tales which give expression to the spiritual secrets of the world came into being because those who composed them gave ear to others who were able to impart the spiritual secrets. Consequently we can say with truth that the spirit of all humanity, of the Microcosm and the Macrocosm, lives in them. The minstrels were sent out to tell their stories from the same centres whence we to-day draw the knowledge on which the culture needed by humanity is based. Thus it is that the spirit in which mankind is rooted moves on from epoch to epoch. The Beings who in pre-Christian times imparted instruction to individuals in the temples, teaching them what they had themselves brought over from former planetary evolutions—these Beings placed themselves under the leadership of Christ, the unique Individuality who became the great Teacher and Guide of mankind. Stories which have come down through the centuries and have inspired in the whole of Western culture thought-forms expressing in pictures the same teaching about Christ as we give to-day, make it quite clear that in the period after the Mystery of Golgotha the spiritual leadership of mankind, working through its centres of learning, was vested in Christ. All spiritual leadership is connected with Him. If we can make ourselves conscious of this fact we shall be turning our gaze to the light we need in order to understand the longings of human souls incarnated in the nineteenth century. If we think deeply about souls who reveal the longings of earlier times, we shall recognise with a sense of profound responsibility that they waited for us to bring their longings to fulfilment. Julius Mosen, the author of Ritter Wahn and Ahasver, and others like him, were the last prophets of the West because the teachings once given by messengers from the holy temples in the form of pictures to prepare souls for later ages, were living realities to them. And their yearning is indicated in words written by Rothe of Heidelberg in 1847: ‘... if theosophy ever becomes scientific in the real sense and produces obvious and definite results, these will gradually become the general conviction, be acknowledged as valid truths and be universally accepted by those who cannot find their way along the only possible path by which they could be discovered ...’ At that time a man who had these yearnings—thinking not only of himself but also of his contemporaries—could only say with resignation that all this lay in the womb of the future which he had no wish to anticipate. In 1847, men who were cognisant of the secrets of the Rosicrucian temples had not yet spoken in a way that could be generally understood. But what lies in the womb of the future can become living power if there are enough souls who realise that knowledge is a duty—a duty because we must not give back undeveloped souls to the World-Spirit. Were we to do that we should have deprived the World-Spirit of forces implanted in us. If there are souls who recognise their duty to the World-Spirit and endeavour to understand the riddles of the world, the hopes cherished by the best men of earlier times will be fulfilled. They looked to us, who were to be born after them, and longed that theosophy should become scientifically acceptable and lay hold of the hearts of men. But these hearts must exist! And that depends upon people who have identified themselves with our spiritual-scientific Movement being convinced of the need for spiritual illumination of the riddles of existence. It depends upon every single soul among us whether the longings of which I have spoken prove to have been empty dreams on the part of those who had hoped for the best in us or to have been dreams now brought to fulfilment. When we see the barrenness of science, art and every domain of social life we must tell ourselves that we need not succumb to it but that there is a way out. For again an age has dawned when voices from the holy temples are speaking—not in pictures and stories but proclaiming truths which many people still regard as theories but which can and must become sources of life and nourishment to the soul. Each individual can resolve with the highest powers of his soul to receive this source of life. This is what we must impress upon our souls as the epitome of the meaning and spirit of the guidance of mankind. If we allow this thought to be active in our souls it will be an impulse in us for many months. We shall find that it can grow into an impressive structure—quite independently of the words used to express it. My words may well be imperfect but it is the reality in the thought that matters, not the form in which it is expressed. This reality can live in every single soul. The totality of truth is present in every soul as a seed and can be brought to blossom if the soul devotes itself to the development of that seed.
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184. The Polarity of Duration and Development: Fifth Lecture
14 Sep 1918, Dornach Rudolf Steiner |
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I can even imagine people saying: Yes, if the human being is so circumscribed in his or her entire inner conformity to law, where does that leave the free will of the human being? Where does freedom go? Where is the consciousness of humanity? |
But the very archetype of all philosophical philistinism, Wilhelm Traugott Krug, who taught in Leipzig from 1809 to 1834 and wrote a great many books on everything from fundamental philosophy to the highest stages of philosophy, demanded that Hegel's philosophers should not only deduce concepts but also the development of the pen – something that infuriated Hegel. |
With nature, it is enough for us to merely interpret it, because nature is, one might say, thank God, there without us, and we can content ourselves with interpreting it. Social and political life is not there without us, and we cannot be content with merely grasping it with such concepts, which are only suitable for interpreting life and not for shaping it. |
184. The Polarity of Duration and Development: Fifth Lecture
14 Sep 1918, Dornach Rudolf Steiner |
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Recently I have become aware of mystics who have attempted to elucidate the nature of the human being in the following way. I will quote the result to which they believe they have arrived. They say something like this: If we look at the human being as he walks on earth, his whole existence is a kind of riddle. His soul-being towers mightily above what he is able to represent in his entire humanity, to reveal himself, as it were, in the living out of the interrelationship with other people. Therefore, one must assume - so such mystics think - that man is actually something quite different in his essence from what he appears to be here in his earthly walk. He must be a comprehensive cosmic being, who, according to his inner nature, is much, much more powerful than what he presents himself as being here on earth; he must have forfeited his place in the great cosmos for some reason and must have been banished into this earthly existence – as for example, a mystic follower of this direction - to learn modesty here, to learn to be modest here, to feel small here for once, while in truth he is a great, powerful cosmic being, but who in some way has made himself unworthy to live out this cosmic being. I know that there are many people who just laugh at such an idea. But the one who understands life from a deeper point of view knows that even such a mystical idea ultimately arises from the great difficulty of solving the riddle of life, which difficulty imposes itself ever more sharply and sharply on the human soul, precisely the more this human soul seeks to delve into true reality. I do not, of course, want to cite anything in particular in support of this idea of a modern mystical trend, which I have just characterized. I just wanted to cite it as something that has also found a place in human souls as a concept. One could just as easily cite a dozen other, more or less philosophical or mystical solutions to the human riddle in abstracto. If one then tries to understand the reason why the most diverse people try to understand in such different ways, sometimes in quite unusual ways, what it actually means to be human here on earth, one comes to different conclusions. Above all, it is found that precisely with regard to the great, real questions of existence, people do not want to fulfill one thing for themselves, which they certainly admit on a small scale on every possible daily occasion: on every possible daily occasion, man will admit that one should not obscure the truth with one's desires, that what one desires to be true cannot be decisive for the objectivity of the truth. In ordinary life, in small matters, man will readily admit this; but in the great matters we see, as it were, the impossibility for people to arrive at a realistic world view, precisely because people cannot help asserting their desires when it comes to grasping the truth. And most of the time, it is precisely those desires that play a major role that could be called unconscious desires, which a person does not even admit are desires in his soul. Yet these desires are present in the soul; they remain subconscious or unconscious. And that would be the task of spiritual training: to make one aware of such desires that remain unconscious, in order to rise above the illusory life and penetrate into the sphere of truth. These unconscious desires play a particularly important role when the highest truths of life are to be asserted within the human being, the truths about the essence of human life itself, let us say now of this ordinary human life as it unfolds in the physical world between birth and death. A real, appropriate, realistic consideration must always look at the whole course of life if life is to be understood. And just imagine that such a realistic consideration of life should yield a result that man, even if only in his subconscious desires, does not desire at all. Then man would do anything to get away from such an inconvenient result by means of apparent logic. Surely, if we consider only life on earth, there is nothing to suggest that the truth must correspond to human desires, even if these desires are unconscious. It could, after all, be that the truth about human life is also completely unpleasant. Spiritual science shows that this is truly the case. Of course, a higher point of view can be found from which the matter may appear differently. But for the life that a person would like to lead on this earth, a truthful examination shows that the truth about man is such that most people who are too comfortable in life feel a slight shudder - albeit a subconscious shudder, but you will understand what I mean - a slight unconscious, sometimes very strong subconscious shudder. But then the whole of human life must be considered. We know that this whole of human life, when considered objectively and in detail, breaks down into distinct periods. You can read about these periods in my little booklet The Education of the Child from the Point of View of Spiritual Science. We know that we can only understand the human being by observing life, first from birth to the change of teeth, from the change of teeth to sexual maturity, from sexual maturity to the beginning of the twenties, let us say on average to the age of twenty-one; then again to the age of twenty-eight. We can understand the human being's life in the same way that we seek to understand anything scientifically, by looking at the seven-year cycles of human life. Significant events occur in human life during each of these periods. From what we mentioned again yesterday, you know that the human being stands in life, integrating himself into the cosmos – I reminded you of the image of the magnetic needle yesterday – so that, for example, the formation of his head points far, far into the distant past, and the formation of his extremities points into the distant future, just as the magnetic needle points with one pole to the north and with the other pole to the south. But this alignment with the cosmos is different in each of the main human periods. In each of the main human periods, different forces intervene in the organization of humanity. In the first seven years of our lives, something quite different prevails in us than in the second seven years. Everything that comes to expression in the seventh year, in that, one might say, all the growth is dammed up, as at a bank, by the eruption of the permanent teeth, everything that is dammed up in the eruption of the permanent teeth plays out of the forces of the cosmos in the first seven years of life. And again, there is something that the human being takes back in his education. What the human being takes back in his education, by becoming sexually mature, that with which he, I would like to say, tinges himself, it forms in that certain developmental forces, which are thoroughly grounded in the cosmos, develop in the second epoch of life and so on. Now the thing is that one must say: in the whole human being, the various members do interact. The child, up to the change of teeth, also develops a certain psychic activity; and this psychic activity is extraordinarily important, especially in these first years of life. I am reminded of the truly wise saying of Jean Paul, who said that at the beginning of his life, one undoubtedly learns more for life from one's nurse than from all one's professors in the academic years. There is something very wise and very true in this saying. One must only assess things in the right way. One learns a lot in these first seven years of life, but what is learned remains, so to speak, intellectually and otherwise in the dullness of the soul life, which is still almost a physical life, down below. But if you read my booklet 'The Spiritual Guidance of the Human Being and of Humanity', you will see that this life, which the child develops in the first seven years, can also be evaluated differently from the usual way. In these first seven years, there is truly not much wisdom in the human organism. When the child - as the bourgeois expression goes - has seen “the light of day”, his brain is still quite undifferentiated. It only differentiates over time, and what emerges in terms of brain structures truly corresponds, when studied, to influences of a deeper wisdom than anything we can muster in later life when we construct machines or do anything scientifically. Of course, we cannot do this later in a conscious way, which we do unconsciously when we have just seen the light of the world, as I said. Cosmic reason rules in us, that cosmic reason of which we also had to speak when we mentioned the development of language. Truly, a high cosmic reason rules in the human being in the first seven years of life. In the second seven years of life, this cosmic reason then focuses on tingeing the human being with what leads to sexual maturity; there it prevails, this cosmic intellectuality, to a small extent already. One might say: that which remains, which is not used inwardly, well, that just rises up into the head. And it affects the head – and usually it is afterwards! But what affects the head is actually something that is spared in the inner being, in the unconscious of the soul life. And then it continues in seven-year periods. Nowadays, the usual approach is to study the whole of human life, the so-called normal human life; because to study this normal human life, a certain devotion is necessary, first to the real human being, but then also to the great cosmic laws. And however strange it may sound, what takes place in the first seven years of childhood cannot be understood, not as a child, not as a young man or woman, not even when one imagines that one has already grasped the whole of life in one's twenties. One cannot understand it. One can come to some understanding of what takes place in childhood if one seeks this understanding inwardly in the human being, in inner experience, say between the ages of fifty-six and sixty-three. Old age, old age itself, only gives us the opportunity to gain a slight insight into what rules in us during the first seven years of childhood. This is an uncomfortable thing, because today, when a person has barely outgrown the young badger years, he wants to be a full human being. And today it is uncomfortable to admit to oneself that there is something in the world, even in oneself, that can only be understood at the turn of fifty. And again, if it is a matter of understanding, of inner-human understanding, as we can first achieve it as human beings, then we can learn to understand something of what takes place in human nature during the years in which sexual maturity develops, that is, from the seventh to the fourteenth year of life. This takes place between the ages of forty-nine and fifty-six, at the beginning of the fifties. It would be good if such truths were to be recognized, because through such truths one would learn to understand life, while the other truths that are usually established about human beings are such as one wishes. One just does not realize that unconscious desires are there. And again, what takes place in us from puberty to the age of twenty-one, one gets some inner, experienced insight into that, so that one can have a certain judgment about it between the forty-second and forty-nine, and again, what happens in the twenties up to the twenty-eighth year, about that one can get some information between the thirty-fifth and forty-second year. What I say about these things is based on real observation of life, which one must do by training oneself in spiritual-scientific observation, and not by engaging in the kind of nonsense of self-knowledge that is often called self-knowledge today, but by engaging in real self-knowledge, that is, by engaging in knowledge of human nature. And it is only in the period from about twenty-eight to thirty-five that one can experience something and at the same time understand it by experiencing it; there is a certain balance between understanding and thinking. In the first half of life one can think various things, one can imagine various things; in order to experience with understanding what one can imagine in the first half of life, one must await the second half of life. It is an uncomfortable truth, but that is how life is. I can even imagine people saying: Yes, if the human being is so circumscribed in his or her entire inner conformity to law, where does that leave the free will of the human being? Where does freedom go? Where is the consciousness of humanity? - Certainly, I can also imagine that someone feels unfree because he cannot be in Europe and America at the same time, that someone feels unfree because he cannot reach down to the moon. But facts do not conform to human desires. Even when it comes to man gaining insight into himself, it is necessary to face the facts. These facts are as follows: We do not live a life that is constantly changing and metamorphosing for no reason. We live this life in such a way that each period of life has its meaning and significance in relation to others. And for that we live, as we say, the normal life, if we are granted such, until the age of sixty — we will also talk about early death from this point of view tomorrow — in a way that only in the second half of life does it become clear to us what prevails in the first half of life. People would be able to orient themselves in the world much more securely and correctly if this knowledge of life were to gain some ground. For then they would build on a true foundation of life, whereas today, because they do not base themselves on objectivity but on desires, they often simply cling to the idea that one must learn something until one's twenties, but after that one is a finished person, then one is ready for anything in life. In this way one completely overlooks the inner coherence of life. To get to know life is really an inner task. And one must not forget, especially when it comes to this intimate task, that desires must remain silent and that objectivity must be taken into account. Now a certain balance is emerging in the course of human evolution. In earlier times the matter was quite different, as I have already presented: You remember how I spoke of the human development from the Atlantic time until today, of the ever-younger becoming of humanity. A certain equalization has occurred in that in the course of evolution it has been found that one element was related to the other. If that had not occurred, then one would simply have to keep the matter in life so: A person in their twenties would have to believe a forty-year-old when it comes to certain things that relate to truths in a person that can only be grasped as vividly as I have characterized them in the forties. It is not quite like that, but in the course of human development, the concepts themselves, the ideas, have become such that one can have a certain intuitive conviction at one age and at the other. If you are sufficiently devoted to let the forty- and fifty-year-olds tell you about their life experiences, provided, of course, that they have had any, today people usually don't, if you let yourself be told about these life experiences when you are still younger, you are not dependent on mere authority authority, that has already become the case through development; but by thinking – as a young person one can only think – there is more to the way and character that the thoughts have taken than what merely appeals to faith. There is already a certain possibility in it to also understand. Otherwise one would have to say: in youth man thinks, in old age he comprehends. But there is already something in it that can teach one more than a religious belief, a mere authoritative conviction. This gives a certain balance. But take what I have said as a truth of life. If you take it as a truth of life, it will shed light on the practice of life. Just think, when what I have said is present in life, when it is thought and felt and sensed by people, how it expresses itself in the relationship between people! How it creates, as it were, binding links from soul to soul! A person who is still young looks at the old in a special way when he knows: He can experience something that, in relation to him, who can only think, is an understanding of what is thought. One is interested in a completely different way in the messages that a person in a different age can give, if one understands life in such a way. And one retains one's interest, even when one has reached a higher age, for what abounds as younger people, even as children. They remember how often I have said: The wisest can learn from the little child! Of course, the wisest of all will gladly and lovingly learn from a small child. Even if he does not want to be taught by a small child about morals or other views of life, he would be able to gain an infinite amount of wisdom from the child, especially with regard to cosmic secrets, which are expressed quite differently in a small child than in a later human being. The interest that prevails from soul to soul increases quite substantially when such things are not mere abstract theories, but when such things are wisdoms of life. Real spiritual science has the peculiarity of strengthening, enhancing, and reinforcing the bonds of love that people have for one another, which must essentially be based on the bonds of mutual interest. Ordinary wisdom can leave people dry, as dry as some scholars are. Spiritual science, truly grasped in its substance, cannot leave people dry, but will, under all circumstances, make people love, wants to strengthen and increase mutual human interest. I had planned to tell you a small number of such things today, things that are unpleasant for life, but are truths, are facts, because one does not progress spiritually if one does not get used to boldly facing facts, even if they are uncomfortable. Another fact is this – it is already clear from yesterday's observations – that the intellect, as we can achieve it in the present cycle of humanity, is only suitable for awakening understanding over a certain period of time. I do not envy those people who today set about translating Aeschylus, or even Homer, the Psalms and so on, truly, I do not envy them! That faith can exist in our time, such philistine fibbing as Mr. Wilamowitz' translations of the Greek dramas, which really betray Aeschylus or whatever, that is just a sad sign of the times. You can't observe as soon as something big happens; often you don't even have the patience to observe small things. It would be good to try to observe small things as an exercise. I will give you an example of a very childlike, small thing. Recently I read an article in one of these international magazines published here in Switzerland, in which the socialist writer Kautsky complained about a Russian socialist who quoted Kautsky in the most terrible way, so that the opposite of what is in Kautsky's books is given as Kautsky's opinion. That there was any intentional distortion of Kautsky's text was, given the nature of the matter and the personalities involved, quite out of the question. I then read the article by the person in question myself, but I also found it curious that what was quoted was presented as Kautsky's opinion. And while I was still reading, I formed an opinion about it, because I was interested in how something like this could be possible at all; but I very soon realized, by reading the essay, what must have happened, and this was also confirmed to me afterwards because the person concerned apologized; but I only saw that later. The person in question had not read Kautsky's book in German, but had read it in Russian translation, and, having written his essay in German, had retranslated it. So that was what had happened: translation from German into Russian and retranslation. In the process, the opposite of what was in the German book came out and was quoted! All that is needed to turn things upside down is to translate a text from one language into another, honestly and accurately! It is not even necessary to talk about incorrect facts, but basically only about the principles that are commonly applied in translation today. The observation I have made is a small, childish one. But anyone who has the patience to observe such things in life should no longer find it incomprehensible when he is told that it is impossible to understand Homer with what is available to us today; it is only an imagined understanding. Now, that is the external side of the matter. But there is also an essential internal side to the matter. The state of mind in Homer's time was so essentially different from the state of mind of today's man that today's man is also far removed from the possibility of understanding Homer. For today's state of mind is such that it is essentially tinged with intellectuality. That was not the Homeric state of mind. Man today cannot discard this tinge if he remains in the ordinary everyday state of mind. This state of mind forces man more strongly than he believes, and more strongly than he is aware of, to live in abstract terms, in which Homer did not live at all. But it is difficult for people to reconcile this with their subconscious or unconscious desires, so they say to themselves: Yes, with the understanding that is the normal understanding of the present, one must refrain from understanding something that comes from the time of Homer or even from the time of Aeschylus. This renunciation of man is something that does not correspond at all to the subconscious desires. This is where spiritual science must intervene, which does not remain with the ordinary state of mind, but evokes a comprehensive state of mind so that one can place oneself in states of mind that are different from the normal states of mind of the present. With the means of spiritual science, one can in turn penetrate into that which cannot be reached with the present-day mind, with the present-day state of mind. It would be of immense importance for the modern man to say to himself: Only over a certain stretch of the development of humanity does the understanding that we can have extend. Even with a view to the future, it is not entirely unimportant to keep such things in mind. No matter how clearly you express yourself today, no matter how clearly you write or speak, record what is spoken, it will not be too long before, in the near future, times will move faster, if I may use the paradoxical expression, than they did in the past, it will be completely impossible to understand what we speak or write today in the same way as we understand it. It is only possible for our understanding to comprehend what we speak and write over a certain period into the future. The historian goes back to documents and wants to rely only on external documents. But it does not depend on whether one understands something or not, whether documents are there or not, but whether the possibility of understanding extends that far. Well, for more distant times, this possibility of understanding does not extend that far. And if one does not have resignation, then Kant-Laplacean theories or the like come out. I have spoken about this often enough. What, after all, is a Kant-Laplacean theory other than the impotent attempt to use the intellect of the present to think about the origin of the world, despite the fact that our understanding, our normal state of mind, has distanced itself so far from this origin of the world that what we think about time with our present understanding of the world, which should coincide with the Kant-Laplacean theory, can no longer resemble it at all. This knowledge, that it is necessary to resort to other types of knowledge when going beyond a certain period of time and distance, is what spiritual science must also produce. Man cannot recognize anything beyond a certain age if he does not resort to spiritual scientific research, if he does not try to understand existence with senses other than those to which the intellect is bound. Now, if we consider what I have just said, we can see how narrow the horizon of the modern man must be if he does not want to resort to other levels of research, to other levels of knowledge, for those things that ordinary intellectuality, which is actually the prevailing one today, does not suffice to recognize. We know that one can ascend to imaginative, inspired and intuitive knowledge. These types of knowledge then lead to other paths; only they can supplement what can only be seen as an island of existence if one relies on the present state of the soul. That which comprises the present state of mind is actually bound to the human ego; you can read about this in my “Theosophy”, “Secret Science in Outline” and so on. But the human being also carries other aspects of their being within them: we know of the astral body, the etheric body and the physical body. But the soul's usual state today does not extend down into the astral body, not into the etheric body, not into the physical body. For what the anatomist recognizes from the outside is, after all, the outside. The inner recognition does not extend beyond the ego, let alone beyond the physical body. One must come to observe the human being from the inside with understanding, and the knowledge of life of which I spoke at the beginning of today's reflections is a beginning of this inner knowledge, and what one can comprehend in the second half of life is a beginning, albeit a weak beginning. When one takes hold of the human being inwardly, one descends from the mere intellect to the sphere of the will. Yesterday I mentioned that the subject of the will, the actual volition in us, preserves the cosmic memory. So one must descend into the human being. What the human being could develop if he had the will to do so, by developing normal wisdom in the second half of life, would be a beginning of this descent. It would not shed much light, but it would shed light on what the human being needs to live. But if he then descends with the developed higher knowledge, then by descending into his own being the memory of the cosmos opens up to him. Then, however, something different emerges than the Kant-Laplacean theory, for example, what we carry within us in our physical being. You know that, according to its nature, it is our oldest, going back to the fourth past incarnation on earth. If you go down there, you learn to recognize what this fourth past incarnation on earth was like in the Saturn era. But one can learn from the ordinary wisdom that opens up in the second half of life what one has to do to penetrate deeper and deeper into the nature of the human being, who is an image of the world, and by learning to recognize this image, to recognize the world. It is usually subconscious or unconscious desires that dominate a person when he thinks up something with a light heart or in complete comfort, something that he should actually say is not accessible to his thinking, such as the Kant-Laplace theory or something similar. And so we touch again – we must, I would like to say, approach our tasks in circles – that which prevents people of the present from building the bridge between ideality and reality, which is of course of great concern to us now. People of all ages have tried to find a way beyond these things. But it is difficult to fully understand these things, precisely because it is uncomfortable to approach the real facts. In our time it has become customary, I might say, everywhere to recognize half of the matter, the other half not. Here is a classic example: Karl Marx once said that philosophers had so far only endeavored to interpret the world with their concepts; but what was important was to change the world, one really had to find thoughts that would change the world. The first part is absolutely correct. Philosophers have endeavored, insofar as they are philosophers, to interpret the world, and if they were a little clever, they did not believe that they could do anything other than interpret the world. But the very archetype of all philosophical philistinism, Wilhelm Traugott Krug, who taught in Leipzig from 1809 to 1834 and wrote a great many books on everything from fundamental philosophy to the highest stages of philosophy, demanded that Hegel's philosophers should not only deduce concepts but also the development of the pen – something that infuriated Hegel. But even in this field, resignation is necessary, resignation that says: Of course, we human beings are called upon to change the world as whole human beings, insofar as the world consists of human life. But thinking, the thinking of the present, is simply not capable of bringing about this change. One must have the resignation to say to oneself: This thinking, which the human being of the present has, which is so gloriously sufficient, which is really quite suitable for understanding nature, this thinking is completely unsuitable for achieving something when it comes to the will to act. But that is an uncomfortable truth. Because once you see through this, you no longer say: Philosophers have so far endeavored to interpret the world, but what matters is changing the world – and secretly believe that they can contribute to this through some dialectic; instead, you say to yourself: Philosophers have only been sufficient for interpreting things because philosophers can cite them. With nature, it is enough for us to merely interpret it, because nature is, one might say, thank God, there without us, and we can content ourselves with interpreting it. Social and political life is not there without us, and we cannot be content with merely grasping it with such concepts, which are only suitable for interpreting life and not for shaping it. It is necessary to rise from mere theorizing, which mostly consists of hallucinations, as I explained yesterday, and which is so truly the hobbyhorse of the present, to the life of reality. And the life of reality in the facts demands that one does not take it so straightforwardly, this life, as one is accustomed to taking it. Certainly, ideas that one person conveys to another lead to something; but they do not always lead to the same thing. There are no absolute truths, just as there are no absolute facts, and there are no absolute facts just as there are no absolute truths. Everything is relative. And the effect of something I say is determined not only by whether or not I believe it to be true, but also by the nature of the people in a particular age, and how they react to it, if I may use the expression. I will cite a significant case that is very important to consider. If you go back to around the 14th century of the Christian era, you could present mysticism to people before that century. In those days, mystical concepts still had the power to educate and inspire people. The Oriental population of Asia, the Indian, Japanese, Chinese, has retained these qualities in many ways, because older qualities are preserved by certain members of humanity in later times. One can still study many things in the present that were also the case with European populations in earlier times; but the whole state of mind of humanity has changed. And anyone who passes on mysticism today, for example, must be aware that we are approaching the age when, by teaching mysticism, real mysticism – Meister Eckhart's, Tauler's, and the like, you teach them by the way they react to it, what Lucifer only coaxes out of man, what brings them to bickering and quarreling. And it may well be that there is no better way to prepare a sect for quarreling and fighting, for disunity, for mutual grumbling, than to give them mystically pious speeches. Now, when understood in a straightforward way, this seems almost impossible; but it is a factual truth. It is a factual truth because it depends not only on the content of what one says, but on the way in which the person reacts to things. And one must know the world. And above all, one must not base one's views on one's desires. I can always remember the conversation I once had in a southern German town with two Catholic priests who were in my lecture, which I gave at the time on the Bible and wisdom. The two Catholic priests could not really object to anything. The lecture contained precisely the things about which they could not reasonably object. But priests, even if they cannot object, cannot of course accept something like that; so they have to object to something. So they said: Yes, in terms of content, we could indeed say roughly what you said. But what we say, we say in such a way that every person can understand it; you, after all, are only saying it for a certain number of people who have a certain education, and what is said for people must be understandable for everyone. - Then I said to them: Yes, you see, what you believe is understandable to all people, and what I believe about it, that is not the point. What matters is not our theoretical views about what people understand, but the study of reality. And there you can easily do a reality test yourself. I ask you: If you now apply these methods and present this in your church today in the way you believe that all people will understand it – will all people go to your church, or aren't some already staying away today? That some stay away is much more important than you believing that you speak for all people. Because the reality is that some do stay away. That you believe you speak for all people is your belief. And for those who no longer go to church with you, I speak for them, because I believe that one has to submit to reality and that one can also speak to those who no longer go to church but who are still entitled to seek the path to the spiritual worlds. Here, in a trivial example, the difference is illuminated between how one thinks realistically, letting one's views be dictated by reality, and how most people believe they know what they just imagine, think up and wish for, and then swear by it. The reality researcher is even prepared at any time to discard anything he considers right, and when the facts teach him, to come to a different line of thought, because reality is not as straightforward as people wish it to be. And so it may well be, and will increasingly be the case – this is the trend of the development of human nature – that while you want to teach the most pious mysticism, the most heartfelt mysticism of a sect, the people of that sect become more and more quarrelsome and quarrelsome. But it is just as unwise to teach people one-sided scientific views. To gain scientific knowledge, one needs a great deal of acumen, and you know that I am not at all inclined to be in any way inferior to anyone in fully recognizing scientific truths. But the fact also exists that if one were to teach the world only scientific truths or scientifically-oriented truths, the acumen that is applied to finding scientific truths would contribute significantly to condemning people to a lack of freedom. Just as one-sided mysticism would increasingly lead to quarrels and disputes, one-sided natural science in the sense of today's time would lead people to inner bondage, to inner bondage. So you see, it is fully considered when spiritual science strives neither to be one-sidedly mystical nor one-sidedly scientific, but to do justice to each individual without underestimating or overestimating it, but progressing from duality to trinity. Not the either-or, but the both-and, illumination of the one by the other, that is what spiritual science leads to by itself. For example, a person with a purely scientific mind who rants about mysticism is always going to be in the wrong, because what he says will generally be nonsense. But it is just as wrong, as a rule, for a purely mystical person who knows nothing of scientific knowledge to rant about science. Only a mystic should grumble about mysticism, if I may vary it, and only someone who knows about natural science should grumble about natural science now and then. Then his things will be as he says, because they will be weighed correctly. But it will always be bad if someone who does not understand natural science and perhaps believes himself to be a great mystic passes judgment on it, or if a scientist does not understand mysticism and passes judgment on mysticism. It has often been said in spiritual scientific circles that certain truths must appear paradoxical to people because they so strongly contradict the complacency of ordinary life. Today I have presented you with a whole series of things that have, so to speak, struck your soul without being resolved. I have presented you with some facts of life that have to be admitted even if one would like things to be different. Many a person who today considers himself a great person, who is capable of much, has no idea of these truths of life. But this is precisely the basis of the catastrophes of our time, that our time so urgently needs to get to know this life and does not want to get to know this life. Tomorrow we will talk about some of the things that should lead to the resolution of some contradictions that have rightly been brought to your souls today. |
243. True and False Paths in Spiritual Investigation: What is the Position in Respect of Spiritual Investigation and the Understanding of Spiritual Investigation?
22 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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Now one factor today militates against the acceptance of such knowledge, namely, that as a rule people grow up in a social environment and under an educational system that conditions their habitual responses to such an extent that they can believe only in the world of fact, in the sensory world, and the rational information derived from the world of the senses. |
And amongst the methods adopted for investigating the phenomenal world, for ascertaining the laws of the phenomenal world through the instrument of reason, not a single one gives the slightest information about the spiritual world. |
On one hand we admire its greatness, but on the other hand we find a hesitant approach to the true elements of music, and a failure to achieve a full realization of these elements which can only be experienced in the way I have described, i.e. when we have made strides in the realm of pure music and discover therein the essence, the fundamental spirit which can conjure forth a world through tones. Without doubt the musical development I have described will one day be achieved through anthroposophical inspiration if mankind does not sink into decadence; and ultimately—and this will depend entirely upon mankind—the true nature of the Christ Impulse will be revealed externally. |
243. True and False Paths in Spiritual Investigation: What is the Position in Respect of Spiritual Investigation and the Understanding of Spiritual Investigation?
22 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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A great deal of course could still be added to all that I have touched upon in these lectures, but we shall endeavour today to conclude them with a summary of the whole subject. The approach we have taken throughout these lectures raises an important issue: What is the attitude to Anthroposophy, to spiritual investigation as presented by Anthroposophy? What is the position in regard to the understanding of anthroposophical teachings seeing that few today can have immediate access to spiritual exercises and practices which enable them to perceive and test thoroughly for themselves the anthroposophical descriptions of other worlds? This is a question that lies close to the hearts of those who feel an urge and even a longing to take up Anthroposophy. But this question is always seen in a false light, and is the more likely to be misinterpreted precisely because they are unable to grasp the right procedures such as I have advocated in these lectures. People may ask: what is the use of all these descriptions of the spiritual world if I cannot look into that world myself? I should like, therefore, to touch upon this question in my cursory analysis today. It is not true to say that one cannot acquire an insight into anthroposophical teachings and an understanding of them unless one can investigate the spiritual world oneself. I t is essential to distinguish, especially at the present time, between the actual discovery of facts relating to the different worlds and the comprehension of those facts. This distinction will be clear to you when you recall that man, as we know him today, belongs in fact to different worlds and that his experiences are derived from different worlds. Man as he is constituted today acquires his stock of knowledge and his consciousness of everyday existence in the course of his day to day experiences. During his waking life this consciousness which was the starting-point of our enquiry gives him a certain perspective over a limited field, over that aspect of the world that is accessible to sense-observation, and which can be grasped and interpreted by means of the intellect which he has developed in the course of evolution. With his understanding man penetrates in his dreams into this world concealed behind the phenomenal world, in a vague, indefinite way as I have already pointed out. In his psychic life man contacts the world through which he passes between death and rebirth only in dreamless sleep, where he is surrounded by spiritual darkness and where he lives out a life which normally he cannot recall. Man knows three states of consciousness—waking, dreaming and deep sleep. But he does not live only in the worlds to which this threefold consciousness gives access, for he is a being whose kingdom has many mansions. His physical body lives in a different world from his etheric body, his etheric body again in a different world from his astral body and both live in different worlds from the Ego. And this threefold consciousness—clear waking consciousness, dream consciousness and sleep consciousness (one would like to say absence of consciousness but one can only describe it as diminished consciousness)—belong to the Ego as it is today. And this Ego when it looks inwards has also three states of consciousness. When it looks outwards, it knows waking (day) consciousness, dream consciousness and sleep consciousness. When it looks inwards, it knows clear intellectual consciousness; a sentient consciousness, a sentient life, though this is far more opaque and dreamlike than one usually imagines; it knows als1˃ a sentient life and finally the dim, twilight will-consciousness that resembles the state of deep sleep. Normal consciousness can no more explain the origin of willing than it can explain the origin of sleep. When a man performs an act of will it is accompanied by a thought which is clear and lucid. He then shrouds this thought in feeling which is more indefinite. The thought that is imbued with feeling passes down into the limbs; the process cannot be experienced by normal consciousness. To the kind of investigation of which I spoke yesterday and the day before, willing presents the following picture: whilst a thought wills something in the head and is then transmitted to the whole body through feeling, so that a man wills in the whole of his body, something akin to a delicate, subtle and intimate process of combustion sets in meanwhile. When man develops Initiate-consciousness he is able to experience this life of will which is subject to the influence of warmth, but it remains wholly subliminal to ordinary consciousness. This is merely one instance which shows how what lies in the subliminal consciousness can be raised to the level of Initiate-consciousness. When the information in the book I mentioned yesterday is made progressively more accessible to the public, people will realize that when we contemplate with Initiate-consciousness an act of will performed by man, we have the impression that we are watching the lighting of a candle or even the kindling of a warmth-giving light. Just as we have in this instance a clear picture of the external phenomenon, so we shall be able to see the thought as it is precipitated into the will. We then say: the thought develops feeling and from feeling—it follows a downward direction in man—proceeds a sensation of warmth, a flame in man. And this flame wills; it is kindled by degrees. We can represent schematical1y this normal consciousness in the following way:
Now although, in order to investigate the spiritual world, we must of necessity direct our consciousness to that world which we seek to apprehend cognitively, none the less, if the fruits of our investigations are to be communicated honestly, the ideas communicated verbally must be expressed in the language of other forms of consciousness. You can now understand, perhaps, that this is a twofold process. In the first place, for example, we investigate the world of the human organs as I explained yesterday. We investigate the phenomena in question by utilizing the emergent forces in man as he draws near to the spiritual world during the course of his life. We then discover the relevant facts as they are revealed to the understanding. And there are men in the world who are aware of these facts and who communicate them to the world. When they are imparted to the world by such men they can be comprehended by normal consciousness if we look at them with the necessary objectivity. In the course of human evolution there has always been a minority who devoted themselves to investigation of the facts relating to the spiritual world and who then communicated to others the fruits of their investigations. Now one factor today militates against the acceptance of such knowledge, namely, that as a rule people grow up in a social environment and under an educational system that conditions their habitual responses to such an extent that they can believe only in the world of fact, in the sensory world, and the rational information derived from the world of the senses. This habit is so strongly ingrained that people are inclined to say: At the university there are graduate members of the teaching faculty who, in addition to teaching, investigate certain factual aspects of the phenomenal world or confirm the findings of other research workers in this field. Everyone accepts their findings. Even though one does not investigate the facts oneself, one still believes in them. This boundless credulity is reserved especially for modern science. People believe things which, to those who have insight, are not only problematical, but definitely untrue. This situation stems from centuries of education. I would like to point out that this form of education was unknown to men of earlier centuries. They were far more inclined to believe those who made researches into spiritual facts since they still preserved something of the old insight into, and participation in the spiritual world that was consistent with their will and feeling. Today people are strangers to such knowledge. They are accustomed to an outlook which on the Continent is more theoretical and in England and America more practical, and which has now become firmly established. On the Continent there exist detailed theories about these matters whilst in England and America there is an instinctive feeling for them which is by no means easy to overcome. During the course of centuries mankind has become inured to a scientific outlook that is related to the phenomenal world and has come to accept the findings of astronomy, botany, zoology and medicine, for example, in the form in which they are presented in recognized schools or centres of learning. A chemist, for example, undertakes a piece of research in his laboratory. People have not the slightest understanding of the technique involved. The work is acclaimed and they unhesitatingly declare: “Here is truth, here is knowledge that makes no appeal to faith.” But what they call knowledge is, in effect, an act of faith. And amongst the methods adopted for investigating the phenomenal world, for ascertaining the laws of the phenomenal world through the instrument of reason, not a single one gives the slightest information about the spiritual world. But there are few who can afford to dispense wholly with the spiritual world. Those who do so, are not honest with themselves, they persuade themselves into it. Mankind feels an imperious need to know something about the spiritual world. As yet men ignore those who can tell them something about the spiritual world as it is known today, but they are prepared to listen to historical traditions, to the teachings of the Bible and sacred scriptures of the East. They are interested in these traditional writings, because otherwise they cannot satisfy their need for some sort of relationship to a spiritual world. And in spite of the fact that both the Bible and the Eastern scriptures have been investigated only by individual Initiates, people claim that they reflect a different kind of outlook, which bears no relationship to the knowledge of the phenomenal world, scientific knowledge, and depends upon faith and appeals to faith. And so a rigid line of demarcation is set up between science and belief. Men refer science to the phenomenal world and belief to the spiritual world. Amongst the theologians of the Evangelical Church on the Continent—not amongst the theologians of the Roman Catholic Church who have retained the old traditions, and who do not accept the dichotomy of the Evangelicals or the natural scientists—there exist innumerable theories showing that there are definite boundaries to knowledge and thereafter faith steps in. They are convinced there can be no other possibility. England is less hag-ridden because theorizing is unpopular. Here the traditional attitude is, on the one hand, to listen to what science has to say, and, on the other hand, to live reverently—I will not go so far as to say sanctimoniously—in faith and to keep the two spheres rigidly apart. For some time past, laymen and scholars have adopted this point of view. Newton laid the foundations of a theory of gravitation, i.e. of a conception of space which, by its very nature, excludes any possibility of a spiritual outlook. If the world were as Newton depicted it, it would be devoid of spirit. But no-one has the courage to admit it. One cannot imagine a divine-spiritual Presence that lives and moves and has its being in the Newtonian world. But not only the devotees of these ideas ultimately accept a conception of space and time that excludes the spiritual, but also those who undertake independent research work. Newton offers an excellent example of the latter, for he not only laid the foundation of a world-outlook which excluded the spiritual, but at the same time in his interpretation of the Apocalypse he fully accepted the spiritual. The links between knowledge of the phenomenal world and knowledge of the spiritual world have been severed. Today the theorists set out to give solid proof of this dichotomy and every effort is made to inoculate the thoughts and feelings of those who distrust theory with this idea, so that ultimately they become conditioned. On the other hand, man's intelligence, power of comprehension and ideation, his capacity for ideas, have today reached a point where, if he keeps them under conscious control, he can grasp by reason, though he cannot investigate by reason, the teachings of Initiation Science. It is essential that the following point of view should find wider acceptance: that investigations into the spiritual world must be undertaken by those who, in their present life on Earth are able to call upon forces from earlier incarnations, for it is these forces which release the necessary powers for spiritual investigation; and further, that the results of these investigations shall be accepted by increasing numbers of men and incorporated into ideas which are comprehensible; and that, when the results of spiritual research are accepted by healthy understanding, a way is prepared for these other men, by virtue of this understanding, to have real experience of the spiritual world. For I have often said that the healthiest way to enter the spiritual world is first of all to read about it or to assimilate what we are told about it. If we accept these ideas, they become inwardly quickened and we attain not only to understanding, but also to clairvoyant vision in accordance with our karmic development. In this respect we must give serious thought to the idea of karma. Today man is not concerned with karma; he believes that just as we analyse sulphur in the laboratory, so we can analyse by laboratory techniques the origin of so-called trans-normal phenomena; and that, as with sulphur, we must subject the individual who manifests abnormal forms of knowledge to experimental tests. But mineral sulphur has no karma. Only the sulphur associated with the human body has karma, for only human beings are subject to karma. We cannot assume that it is part of man's karma to be experimented upon in a laboratory which would be a necessary prerequisite if the investigations were to have any value. For this reason we have need of Spiritual Science. It would first of all be necessary to enquire into the karmic conditions which enable us to gain knowledge of the spiritual world through the agency of another. I have explained this clearly at the end of the later editions of my book Theosophy. But mankind today is not yet ready to accept this idea, not from incapacity, but from conservatism; but it is of immense significance. It is essential to realize that we must not immediately undertake investigations into the spiritual world; but on the other hand if we do not adopt undesirable practices, such as experimenting with karma when there is no karmic necessity, or with mediums whose procedure we do not understand; and if we rely upon the everyday consciousness, which is the right condition of consciousness for this world, then we will attain to a perfect understanding of the communications of Initiation Science. We are greatly mistaken if we imagine that we cannot have such an understanding without first being able to experience the spiritual world for ourselves. To say, “what avails the spiritual world, if I cannot experience it for myself?” is to encourage yet another of the errors commonly committed today. This is to commit one of the greatest, most dangerous and most obvious of errors and must be clearly recognized by those who are associated with a Movement such as the Anthroposophical Society. Man's existence here on the physical plane is bound up with existence in other worlds. To the unprejudiced mind this can be explained by the fact that man's experiences, as seen in the light of total human experience, are such that, in relation to the most vital questions in life they meet with incomprehension on the part of the ordinary daily consciousness because they appear unrelated, whereas in certain instances they are in effect closely associated. In this brief account, therefore, I should like first to speak of man's entrance into the physical world and his exit, of birth and death. Birth and death, the two most momentous events of our life on Earth, appear to ordinary consciousness to be isolated phenomena. We associate all that precedes birth, all that is related to human incarnation, with the beginning of our life on Earth, and death with its end. They appear to be dissociated. But the spiritual investigator sees them drawing ever more closely together. For if we take the path leading to the Moon mysteries and woo the night into the day in the manner described yesterday, then we perceive how, during the processes of birth, the physical body and etheric body progressively grow and flourish: how they develop out of the germ, gradually assume human form, and how during earthly life their vitality progressively increases up to the age of thirty-five, when it gradually decreases and a decline sets in. This process, of course, can be observed externally. But he who follows the lunar path, which I described yesterday, perceives that whilst the cellular life of the physical and etheric bodies grows, develops and assumes embryonic form, another form of life, which in Anthroposophy we call the astral body and Ego, is subject to the forces of decay and death. When we uncover the hidden recesses of life—I gave a concrete description of this yesterday—we become aware of the birth of the physical and etheric and the death of the astral and Ego. We perceive death interwoven with life, the winter of life allied to its springtime. And again, when we observe man with Initiate-consciousness, we are aware that, as his body declines, there is a burgeoning of the Ego and the astral from the thirty-fifth year onwards. This burgeoning life is retarded by the presence of dying forces in the physical and etheric being. Nevertheless a definite renewal does take place. And so by means of spiritual investigation we come to recognize the presence of death in life and life in death. Thus we prepare ourselves to trace back that which is seen to be dying at the time of birth to its pre-earthly life where it is revealed in its full significance and greatness. And because we perceive the gradual burgeoning of the astral and Ego within the declining etheric and physical (for they are imprisoned within the etheric and physical), we prepare ourselves to follow them into the spiritual world after their release from the physical and etheric bodies at the moment of death. Thus we see that birth and death are interrelated, whilst to ordinary consciousness they appear to be isolated events. All this information which is revealed by spiritual investigation can be grasped by ordinary consciousness as I indicated in the first part of today's lecture. At the same time one must be prepared to abandon the demands of ordinary consciousness for factual or scientific proof. I once knew a man who maintained that, just as a stone falls to the ground, so if I pick up a chair and let go, it also falls to the ground since everything is subject to gravitation. Wherefore if the Earth is not supported, as it is claimed, it must of necessity fall. But he failed to realize that objects must fall to the ground because they are subject to the gravitational pull of the Earth, that the Earth itself however moves freely in space like the stars which mutually support and attract one another. Those who, like the modern scientist, demand that proof must be supported by the evidence of the senses resemble this man who believed that the Earth must fall unless it is firmly underpinned. Anthroposophical truths are like the stars which mutually support each other. People must be prepared to see the whole picture. And if they can do this by means of their normal understanding they will begin really to grasp anthroposophical ideas such as the interrelationship of birth and death. Let us go a little further and take the case of the man who is well grounded in the principles of modern science, but whilst alert and receptive to anthroposophical ideas has not yet learned to take the whole man into consideration, but only the separate organs in the manner described yesterday. Through this knowledge of the organs acquired in the course of Initiation we are not only aware of birth and death, but of something quite different. In the light of this knowledge of the organs, birth and death have lost their usual significance, for it is only the whole human being who dies, not his separate organs. The lungs, for example, cannot die. Science today dimly realizes that when the whole human being has died, his single organs can be animated to a certain extent. Irrespective of whether a man is buried or cremated, his separate organs do not die. The individual organs take their path into that sphere of the Cosmos to which each is related. Even if man is buried beneath the earth, every organ finds its way into the Cosmos through water, air or warmth, as the case may be. In reality they are dissolved, but they do not perish; only the whole human being perishes. Death, then, can only have meaning in relation to the whole human being. In the animal the organs die, whereas in man they are dissolved into the Cosmos. They dissolve rapidly. Burial is the slower process, cremation the faster. We can follow the individual organs as they take their path towards the infinite, each towards its own sphere. They are not lost in infinity, but return in the form of the mighty cosmic being whom I described to you yesterday. Thus, as we observe the organs with Initiate-consciousness, we see what really befalls the organs at death, namely, this streaming out of the organs into those regions of the Cosmos to which they are severally related. The heart takes a different path from the lungs; the liver from lungs and heart. They are dispersed throughout the Cosmos. Then the Cosmic Man appears; we see him as he really is, integrated in the Cosmos. And in the vision of this Cosmic Man we become aware of what is the source of successive incarnations, for example. We need this vision which has its origin, not in the whole man, but in the perception of the several organs, in order to be able to recognize once more, clearly and distinctly, the karmic return of former Earth lives in the present life. It is for this reason that those who approached the spiritual world through the Moon path, mystics, theosophists, and so on, perceived the strangest phenomena—human souls as they had lived on Earth, gods and spirits—but could neither recognize nor decide what they were, nor give any definite assurance whether they were in the presence of Alanus ab Insulis, Dante or Brunetto Latini. Sometimes the entities were given the most grotesque appellations. And they were unable to determine whether the incarnations they contacted were their own or other people's, or what they were. Thus the spiritual world is associated with the realm of Moon consciousness that has been wooed into the day; then, under the influx of the Venus impulses, this vision is lost and we now behold the spiritual world in its totality, but without that clear definition which it should possess. It is in this realm that we first begin to realize man's situation in the world as a whole and his position as a cosmic being. In this connection, however, we cannot escape a tragic realization. For if man were simply the complete physical man he appears to be here on Earth, what a virtuous, docile and noble being he would be! Just as little as we can investigate death with normal consciousness—we can always understand death in the sense already suggested—just as little can we discover by means of the ordinary consciousness why human beings, with their candid faces—and there is no denying they have candid faces—have a capacity for evil. It is not the whole man who can become evil. His outer tegument, the skin, as such is noble and good; but man becomes evil through his individual organs; in his organs lies the potentiality for evil. And thus we come to recognize the relationship of the organs to their respective cosmic spheres and also from what spheres obsession with evil originates; for fundamentally, obsession is inherent in the slightest manifestation of evil. Thus our knowledge of the total man reveals first, birth and death; secondly, a knowledge of his organization reveals his relationship to the Cosmos in health and disease, namely, evil. And so we can only perceive spiritually that Figure who experienced the Mystery of Golgotha when we are able to behold Cosmic Man through human organology. For it was as Cosmic Man that Christ came from the Sun. Until that moment He was not earthly man. He approached the Earth in cosmic form. How can we expect to recognize Cosmic Man if we have not first prepared ourselves to understand Cosmic Man as he really is! It is precisely out of this understanding of the Cosmic Man that Christology can grow. Thus you see how true paths lead into the spiritual world, to a knowledge of birth and death and of the relationship of the human organism to the Cosmos, to the recognition of evil and to knowledge of Christ, the Cosmic Man. All this can be understood, when it is presented in such a way that the various aspects are shown to support each other. And the best means of finding one's own way into the spiritual world is through understanding and by meditating upon what is understood. Other rules for meditation then serve as additional supports. This is the right path into the spiritual worlds for human beings today. On the other hand, all experimenting with other paths which fail to use and maintain the normal channels of consciousness, all experimenting with trance conditions such as mediumism, somnambulism, hypnotism and so on, all investigation into world-events that cannot be apprehended by a consciousness that is a travesty of modern natural science—all these are false paths, for they do not lead into the true spiritual world. When man is sensitively aware of the findings of spiritual investigation, namely, that through knowledge of the organs the Cosmic Man returns, that this “return” can to some extent lead to an understanding of Christ when all that is disclosed to occult investigation and insight is admitted into the Initiate-consciousness and becomes an integral part of his sentient life, then, through feeling, the Divine manifests in the terrestrial. And this is the province of art. Through feeling, art embodies half consciously that which man receives from the spiritual world along those paths of return of which I have spoken. In all ages, therefore, it was those who were predestined to do so by their karma, who clothed the spiritual in material form. Our naturalistic art has abandoned the spiritual approach. Every high point in the history of art depicts the spiritual in sensuous form, or rather raises the material into the realm of the spiritual. Raphael is valued so highly because, to a greater degree than any other painter, he was able to clothe the spiritual in sensuous representation. Now in the course of the history of art there existed a general movement which tended more to the plastic or graphic arts. Today we must once again inject new life into the plastic arts, for the immediacy of the original impulse was lost years ago. For centuries the impulse towards music has been growing and expanding. Therefore the plastic arts have assumed a musical character to a greater or lesser extent. Music, which includes also the musical element in the arts of speech, is destined to be the art of the future. The first Goetheanum at Dornach was conceived musically and for this reason its architecture, sculpture and painting met with so little understanding. And for the same reason, the second Goetheanum will also meet with little understanding because the element of music must be introduced into painting, sculpture and architecture, in accordance with man's future evolution. The coming of the figure of Christ, the spiritually-living figure, which I referred to as the culminating point in human evolution, has been magnificently portrayed in Renaissance and pre-Renaissance painting, but in future will have to be expressed through music. The urge to give a musical expression of the Christ Impulse already existed. It was anticipated in Richard Wagner and was ultimately responsible for the creation of Parsifal. But in Parsifal the introduction of the Christ Impulse into the phenomenal world where it seeks to give expression to the purest Christian spirit, has been given a mere symbolic indication, such as the appearance of the Dove and so on. The Communion has also been portrayed symbolically. The music of Parsifal fails to portray the real significance of the Christ Impulse in the Cosmos and the Earth. Music is able to portray this Christ Impulse musically, in tones that are inwardly permeated with spirit. If music allows itself to be inspired by Spiritual Science, it will find ways of expressing the Christ Impulse, for it will reveal purely artistically and intuitively how the Christ Impulse in the Cosmos and the Earth can be awakened symphonically in tones. To this end we only need to be able to deepen our experience of the sphere of the major third by an inner enrichment of musical experience that penetrates into the hidden depths of feeling. If we experience the sphere of the major third as something wholly enclosed within the inner being of man and if we then feel the sphere of the major fifth to have the characteristic of “enveloping,” so that, as we grow into the configuration of the fifth, we reach the boundary of the human and the cosmic, where the cosmic resounds into the sphere of the human and the human, consumed with longing, yearns to rush forth into the Cosmos, then, in the mystery enacted between the spheres of the major third and major fifth, we can experience musically something of the inner being of man that reaches out into the Cosmos. And if we then succeed in setting free the dissonances of the seventh to echo cosmic life, where the dissonances express man's sentient experiences in the Cosmos as he journeys towards the various spiritual realms; and if we succeed in allowing the dissonances of the seventh to die away, so that through their dying fall they acquire a certain definition, then in their dying strains they are ultimately resolved in something which, to the musical ear, resembles a musical firmament. If, then, having already given a subtle indication of the experience of the ‘minor’ with the ‘major,’ if, in the dying strains of the dissonances of the seventh, in this spontaneous re-creation of the dissonances into a totality, we find here a means of passing in an intensely minor mood from the dissonances of the seventh, from the near consonance of these diminishing dissonances to the sphere of the fifth in a minor mood, and from that point blend the sphere of the fifth with that of the minor third, then we shall have evoked in this way the musical experience of the Incarnation, and what is more, of the Incarnation of the Christ. In feeling our way outwards into the sphere of the seventh, which to cosmic feeling is only apparently dissonant and that we fashion into a ‘firmament,’ in that it is seemingly supported by the octave, if we have grasped this with our feelings and retrace our steps in the manner already indicated and find how, in the embryonic form of the consonances of the minor third, there is a possibility of giving a musical representation of the Incarnation, then, when we retrace our steps to the major third in this sphere, the “Hallelujah” of the Christ can ring out from this musical configuration as pure music. Then, within the configuration of the tones man will be able to conjure forth an immediate realization of the super-sensible and express it musically. The Christ Impulse can be found in music. And the dissolution of the symphonic into near dissonance, as in Beethoven, can be redeemed by a return to the dominion of the cosmic in music. Bruckner attempted this within the narrow limits of a traditional framework. But his posthumous Symphony shows that he could not escape these limitations. On one hand we admire its greatness, but on the other hand we find a hesitant approach to the true elements of music, and a failure to achieve a full realization of these elements which can only be experienced in the way I have described, i.e. when we have made strides in the realm of pure music and discover therein the essence, the fundamental spirit which can conjure forth a world through tones. Without doubt the musical development I have described will one day be achieved through anthroposophical inspiration if mankind does not sink into decadence; and ultimately—and this will depend entirely upon mankind—the true nature of the Christ Impulse will be revealed externally. I wish to draw your attention to this because you will then realize that Anthroposophy seeks to permeate all aspects of life. This can be accomplished if man, for his part, finds the true path to anthroposophical experience and investigation. It will even come to ~ass that one day the realm of music shall echo the teachings of Anthroposophy and the Christian enigma shall be solved through music. With these words I hope to have concluded what I could only indicate in these lectures, to indicate the purposes I had in view. I should like to add, however, that I hope to have succeeded in awakening in your souls some recognition of anthroposophical truths; and that these truths will grow and multiply and fertilize ever wider fields of human life. May this cycle of lectures be a small contribution to the far-reaching aim which Anthroposophy sets out to achieve. |