180. On the Mysteries of Ancient and Modern Times: The 33 Year Rhythmical Cycle
26 Dec 1917, Dornach Tr. George Adams Rudolf Steiner |
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Whatever a man undertakes—not as concerns his own individual, personal Karma, but in the whole context of the social, ethical, historic working of mankind, is subject to a certain law of historic evolution, namely this: That which is done in a given year, when, as a thought, it springs forth from man, has—so to speak—a Christmas character. This, as I said, refers to the effects of our deeds in the whole nexus of the social life; not to our personal Karma. If I manufacture a pair of shoes, needless to say there is something in this act that rays back, so to speak, into my personal Karma. |
For spiritual-scientific Wisdom grows to be of service in the social life. The Word itself becomes of social service. And the content which it expresses—brought down from super-sensible worlds into the world of sense, so to be the underlying basis of our impulses of action—is the inspiring Spirit. |
180. On the Mysteries of Ancient and Modern Times: The 33 Year Rhythmical Cycle
26 Dec 1917, Dornach Tr. George Adams Rudolf Steiner |
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In the last lecture I tried to describe the course which was taken during the 19th century and on into our time; I showed how the knowledge and awareness of super-sensible impulses working in World-evolution was more and more exterminated, I tried to illustrate this by an example which is especially significant for us, namely, the complete misunderstanding of the Mysteries. We saw that there existed until the end of the 18th century a clear and distinct consciousness of the fact that there is a super-sensible essence behind the world of things sensible—behind those entities which man can reach with his ordinary, every-day intellect. Moreover, until the end of the 18th century there was a consciousness of the fact that it is necessary, somehow to bring the human soul into direct connection with this super-sensible world, I pointed out the great contrast between such ways of thought as those of Louis Claude de Saint Martin, and of Dupuis. In Saint Martin we still find a consciousness of ancient truths of the Mysteries. This was possible for him, inasmuch as he was himself, in a certain sense, a pupil and successor of Jacob Boehme. In Saint Martin, therefore, whose ways of thought still had great influence at that time, we found the declining aspect of the consciousness of the 18th century. In Dupuis, on the other hand, we found the other aspect—the rise of the way of thinking which was typical of the 19th century. This latter way of thinking is convinced that all Mystery-revelations are fundamentally based on error or deceit; and that no man is truly enlightened unless he does away with all that pertains to the truths of the Mysteries, and restricts himself to a science purely and simply founded on the world of the senses, and on the intellect which depends upon the senses. Then we pointed out that in contrast to the materialism which was subsequently developed in the 19th century, which was fundamentally Philistine, the materialism of Dupuis still had a certain greatness, freshness and freedom. In a certain sense, the whole of the evolution of the 19th century—and reaching on into our time—stood under the influence of this rejection of all things super-sensible. Efforts were made, it is true, from one side and another, to introduce some kind of connection between the human soul and the super-sensible. But these attempts either remained in the most restricted circles, or else they worked with antiquated or otherwise inadequate methods. It was in fact the task of the 19th century to develop a certain fund of purely materialistic truths; this century had to collect a fund of purely materialist ideals and feelings, and impulses of will. It is for the man of to-day to bring this fact home to his consciousness, so as to draw the necessary conclusions. He must perceive the connection of the purely materialistic ideas with the results to which they have led; and he must learn the lesson, namely, that the path must now be found once more from a purely materialistic—or, as we may also put it, rationalistic—to a spiritual way of seeing things. Comparing now the fundamental root-nerve of the life of the old Mysteries as we spoke of them yesterday, with Spiritual Science such as it must be in our time, we can say: The ancient Wisdom of the Mysteries had, above all, the task to protect mankind from using certain forces, of which we spoke yesterday, in the direction of harmful magic practices. And, as we said, in contrast to this, it is the task of spiritual Wisdom in modern time to draw the attention of mankind to the fact that the union of certain feelings with the material knowledge which has, once and for all, become a necessary thing in modern time, inevitably calls forth forces which are contrary to the true weal of man,—just as those other forces were, in another sense, of which we spoke yesterday. It is simply an inner law of the Universe: If the thoughts which must inevitably be the thoughts of modern time—the thoughts of Physics and Chemistry and economic dealings in the modern sense, of international finance and the like—if the thoughts that are applied to all these things, and that must be applied in like manner all the Earth over, are united in human souls with a mentality and outlook purely national, then, by this connection of national feeling—national pathos, one might say—with the international thoughts of Physics, Chemistry, Economics, international commerce and financial affairs and so forth, the Ahrimanic elemental beings are produced. Moreover, these elementals of an Ahrimanic kind will necessarily drive man more and more into things utterly contrary to the wholesome evolution of the last three civilisation-epochs which the human race has still before it on the Earth. We shall see the Mystery of Golgotha in the true light, if we recognise in it that which must compensate and balance the harmful forces which are arising from these quarters: All that the Mystery of Golgotha can bring about, is such as to counteract that which proceeds from these forces. The latter cannot be rightly paralysed in any other way than by intelligent devotion to the Mystery of Golgotha. The mere narration that the Mystery of Golgotha took place at the beginning of our era—the mere repeating of the Gospel story as interpreted in the ordinary Churches of to-day—is ineffective in this sense; for it implies the fundamental prejudice that Revelation was only possible at the beginning of our era. Revelation continues. Christ Jesus is always present. The spirit and the outlook, recognising Christ Jesus as ever-present, is precisely that Christian spirit which can be gained through anthroposophical Spiritual Science. But this requires us to make ourselves acquainted in all detail with the real impulses that are connected with the Mystery of Golgotha. We must learn increasingly to recognise that which lies hidden in the Mystery of Golgotha. One such truth I have recently pointed out. Whatever a man undertakes—not as concerns his own individual, personal Karma, but in the whole context of the social, ethical, historic working of mankind, is subject to a certain law of historic evolution, namely this: That which is done in a given year, when, as a thought, it springs forth from man, has—so to speak—a Christmas character. This, as I said, refers to the effects of our deeds in the whole nexus of the social life; not to our personal Karma. If I manufacture a pair of shoes, needless to say there is something in this act that rays back, so to speak, into my personal Karma. That is a stream by itself. But I manufacture the shoes for another human being; and inasmuch as I do so, I am already working socially. No doubt an elementary process; and it is a long way from this to the measures of political and social life on a large scale. Nevertheless, everything that lies along this line belongs to the realm of those things which become effective after 33 years. And after the 33 years—when a seed which has thus been planted has had time, as it were, to ripen,—then it goes on working. A seed of thought or of deed takes a whole human generation—33 years—to ripen. When it is ripened, it goes on working in historic evolution for 66 years more. Thus the intensity of an impulse planted by man in the stream of history can truly be recognised in its working through three generations, that is, through a whole century. Now the fixing of the two outstanding festivals of Christianity—Christmas and Easter—has been done in a very significant way. Christmas is a so-called immovable Feast, coinciding approximately with the Winter Solstice. Easter is a movable Feast. Christmas is fixed because, as you know, it expresses a certain cosmic fact—a fact we cannot bring before our souls too often. It is prejudice to suppose that our Earth is no more than what Geology and Physics, Mineralogy and Geophysics, are prepared to recognise. The Earth in reality is a mighty spiritual organism. We live not only on a mineral Earth, surrounded by an airy atmosphere; we live within the mighty spiritual organism, Earth. This spiritual organism has, in a certain sense, an ascending and a descending life. It sleeps in Summer-time; its deepest sleep is at the time when the Summer Solstice has occurred, that is, at the time when—for us—the days are longest and the nights are shortest. Man's sleep is only determined by time; the sleep of the Earth is also determined by space. The different places on the Earth sleep differently. But I will only touch on that. It is in Winter that the Earth has its true waking season; then it is that that which we may call the intellect of the Earth is most active. Herein lies the deep meaning of the Christmas Festival. It is to remind us that when the shortest days and the longest nights are with us—for the place where this is so—the Earth is most wide-awake. So, then, it is, for one who truly recognises the Christmas Festival: he should seek for the Earth-intellect, even as it can be found in the deep depths of the Earth,—just as the Christ-Child is found in a stable, or in a cave or grotto, according to the various conceptions. Christmas is therefore an immovable Feast. Easter, on the other hand, is movable; determined by the positions of the Sun and Moon. Thereby the Easter Festival becomes the symbol of cosmic events beyond the Earth; it is, as it were, a spiritual, if celestial Festival. Materialistically minded people, as I have often pointed out, have not refrained from attacking this mobility of Easter, for the simple reason that it brings disorder into the Philistine, bourgeois order of the 19th century. I myself have often been present at discussions, notably on the part of astronomers, where it was advocated that Easter should be fixed in a purely pedantic and schematic way, say, on the first Sunday in April. From the 19th century point of view, many reasons no doubt could be adduced in favour of a fixed Easter. After all, you need but think of this: The movable Easter is completely in accord with the cosmic Book of the New Testament; it is at least in accordance with the spirit of the New Testament. But in the 19th century, and in a preparatory way even before that, there was another book which became far more important than the Gospels. People may not always admit it, but it is so. The book which became more important than the Gospels is the one on the first page of which [in German- speaking countries] the words ‘Mit Gott’ are always printed, though needless to say, only the ungodliest matters are entered in it, namely the figures under the respective headings Debit and Credit. In other words, it is the business man's ledger, on the front page of which—so far, at least, as my experience goes—you always find the inscription ‘Mit Gott,’ although its contents are as I said. This book, naturally enough, is thrown into no little disorder by Easter falling on a different date each year. It would be far easier to keep it in order if Easter were fixed. The proposal has often been made in one form or another. It is in fact the attack of materialism on one of the last and outermost ramparts of a spiritual view of the world,—on the arrangement of Easter according to the heavenly constellations of the Sun and Moon. But there is a yet deeper meaning in it, that the time between Christmas and Easter is made to vary in successive years. We know that the Christmas Festival, properly speaking, belongs to the Easter Festival that follows 33 years later. This indeed is a fixed period of time, representing as it does the time, required for the working out of world-historic seeds. But there is another thing which is not so fixed, namely the following: Certain impulses—we may describe them here as Christmas-impulses—take place in a given year; others again in the next year, others the year after, and so on. Now the successive Christmas impulses in historic evolution are by no means all of equal intensity; some of them work more strongly, others more feebly. It may be, for instance, that the impulses laid down in a given year have less incisive power for the 33 years that follow, than the impulses of the next year have, for the 33 years which follow it in turn; and so on. Precisely this fact is indicated, in that the time between Christmas and Easter is longer or shorter as the case may he. Thus, even this mobility of Easter calls our attention to something which a man ought well to study, if he would truly understand the working of events in history. Now you may raise the question: How shall man gain any idea, how strongly his impulses will work into the next 33 years? Can he gain any conception at all, as to whether his impulses are working in a favourable or in an unfavourable sense? Undoubtedly the answer to such a question is immensely difficult for our Time, inasmuch as this Time suffers from abstraction as from a terrible and insidious disease. This age only desires, wherever possible, to understand the Universe with a few abstract concepts; it would fain be removed as far as can be from any comprehension of events with the full human being, or from a living human experience of Time and of the streams of Time. If you will only recognise, as a true Science of the Heavens, what modern astronomers can calculate with their quite abstract mathematics, it is no doubt impossible to stir your heart and mind into a full and living interest in these calculations of an abstract mathematics. Yet this is what humanity needs to evolve once more. It is necessary for mankind that we should no longer merely devote the intellect to the things we do. We should know that our very heart's blood is united with every action we perform, be it the most trivial and everyday. This is sincerely possible if we are prepared to enter earnestly into Spiritual Science,—into what Spiritual Science is and what it can be. It is quite true: a man who only wants to enter into things with abstract intellect (unless they fall within the narrow circle of his own selfish or family affairs),—he will not easily find the way to unite his heart's blood with the things he wills and does. Yet this is precisely the mission of Spiritual Science: to widen out the souls horizon, to extend the circle of interest over far wider domains than is possible under the influence of the materialist abstractions of the 19th century. What mankind needs is, above all, this widening of the sphere of interest, and there is only one way to attain it: to fill the human soul again and again with Knowledge, which—as we have seen once more during the last week's lectures—can be widened out in our time far beyond the limits of the senses and the sense-bound intellect, or of the life between birth and death. Knowledge to-day can be widened out beyond these frontiers,—out into the Universal All, which, as we know, we share in common with those human souls who are in the realms between death and a new birth. We cannot learn to know these human souls unless we also learn to know the other aspects—those other aspects through which human beings have to live between death and a new birth. No doubt the thoughts about life between death and a new birth were far remote from the Philistine science of the 19th or even of the 20th century. They could not have been more remote; for this epoch believed that the only salvation lay in piecing together by intellectual association all that the senses can afford. From this point of view Spiritual Science is indeed in sharpest opposition to the ideal of the 19th century. Spiritual Science must emphasise most vigorously the turning of the soul towards the Spirit, even as the 19th century emphasised the turning of the human soul away from the Spirit. And as I have already pointed out during our recent lectures, the two fundamental pillars of the Christian understanding of the world,—namely the Immaculate Conception of Christ Jesus, and the Resurrection of Christ Jesus—can be none other than nonsense to the natural-scientific age. Spiritual Science, on the other hand, must turn again quite definitely to these two basic pillars of the Christian world-conception. The Roman Catholic Church has acquired a certain habit of speech whereby it is able to get away from many important problems which are contained deep down within the womb of its evolution. The Roman Catholic Church will, speak, for instance, of the Immaculate Conception of the Virgin Mary; but it will not be prepared to look for those spiritual forces in the soul whereby the fact of the Immaculate Conception would be made intelligible. If you ask the enlightened theologians of the Roman Catholic Church about the dogma of the Immaculate Conception, you certainly will not expect them to enter into a discussion such as must be brought into flow once more through Spiritual Science. They will tell you something like this:—You must rise from the idea of the woman Mary to that which the woman Mary has really become in the course of evolution, namely, the Church; The Church in reality represents the Virgin Mary. This being granted, it goes without saying that the Virgin Mary, the Church, perpetually gives birth to the Christ. Through the Holy Spirit, the Church must perpetually conceive the Christ. That is to say, the Church is under perpetual inspiration from the Holy Spirit, and that which the Church reveals is none other than the Word, the Logos. This is the perfectly correct Catholic doctrine. In Holy Catholic Church the inspiring Holy Spirit kindles the eternal Word—the Word which was in the beginning, and which is born throughout all time by the Holy Church, the Virgin Mary. It is the correct and familiar Roman Catholic theological conception. You may tell me that one hears very little said of this. That is quite true, and for the 19th century it was just as well that there was little said of it. But the idea was all the more effective among those who were still able to be saved from the impulses of materialism. These three,—the inspiring Spirit, the Virgin Mother, and the Logos or the Word—must of course be maintained; they must he sought for through Spiritual Science also. And would say, in an Imaginative form did endeavour to point out these things during my recent lectures, when I described the transition from the old Mysteries to the new. I said that Antiquity only got so far with its Mysteries that it was able to revere, in Pallas Athene, the Virgin Wisdom, Pallas Athene is indeed a virgin figure; but within the ancient epoch this Virgin Wisdom did not give birth to the Logos. This is precisely the characteristic feature of ancient Greece, for example; it stops short at the Virgin Wisdom, whereas the new Age passes on to the Son of the Virgin Wisdom—to the Logos, which is there on the physical plane through that which represents it: the human word, human speech or language. For human speech may truly be regarded from the point of view of its connection with Wisdom. In earthly life of man, Wisdom lives itself out through human thought. The air that is breathed out through our larynx, configured through our larynx and its movements, is wedded to the Wisdom that dwells in our thoughts; and the content we have to express is the inspiring Spirit. Every time you speak—no matter how profane the impulse of your speaking is—you have expressed earthly representation of the Trinity. The thought in your head, and the configured air that passes through your larynx,—these two arc wedded and united under the influence of the Spirit (that is to say, when you are voicing things of the sense-world, united by the percept itself). It is indeed the earthly expression of the Trinity. And the Divine, the spiritual Trinity, must stand behind it,—the all-embracing Wisdom which becomes Teaching for mankind, and which expresses the Universal content. Anthroposophical Spiritual Science cannot admit or confess its faith in any earthly constitution; for an earthly constitution, whatever it might claim, would be unfolding mere claims of power. Anthroposophical Spiritual Science takes the Virgin cosmic Word in real earnest. If we think in the sense of anthroposophical Spiritual Science, then, in this content of all that is brought forward by this Science, we see not a mere sum of abstractions or abstract ideas but a living entity that fills us and enfills us; For it can even fill us in our soul with active impulse. Thus it becomes the Word, the Teaching, not in a mere scholastic sense. For spiritual-scientific Wisdom grows to be of service in the social life. The Word itself becomes of social service. And the content which it expresses—brought down from super-sensible worlds into the world of sense, so to be the underlying basis of our impulses of action—is the inspiring Spirit. Thus I would say: We look for Pallas Athene, the Virgin Wisdom, the Virgin Wisdom of the Cosmos; but we also look for the Son who is born of her, who finds expression in this: that in all the things we do and will in the social life, the Virgin Wisdom is working with us, giving us that which becomes the guiding impulse of our willing and our doing. Then we express the Spirit—the Holy Spirit, the Supersensible—in our sense-perceptible actions on the physical plane. All this implies that the Wisdom which we have to seek in the sense of Spiritual Science, must have a virginal character. Perhaps you will ask, is there any sense or meaning in this? Is it not mere talk, so many figures of speech. There is indeed a meaning in it—important, significant, immense. Namely the following: Man turns his senses to the outer world. That is his proper task; for to this end he is placed into the world. What the senses as such receive, can only be naive and innocent; for the animals too receive it, and to the animals we cannot apply the ideas of ‘should’ or ‘should not.’ But man must go farther than that. With his intellect he combines and associates the things he perceives. What is the significance of this associative intellect? The Physical Science of to-day already gives an answer to this question (I mean, however, the Physical Science itself, and not its learned representatives). The combinatorial, associative, intellect, and all that man thinks out concerning the impressions of his senses—his perceptions—is something that arises out of his own inner nature, and moreover, out of a comparatively lower part of his nature. Man is exceedingly proud of his brain, notably of the frontal portions. For a true Science, however, the frontal portions of the brain are of far less value than the portions that lie farther back, For the frontal portions of the brain are in their essence no more than the transmuted organ of smell. To be clever, in the sense of Physical Science, is to have developed the olfactory nerves, as man, to such an extent that you are equipped with good association-nerves. These nerves are then effective instruments for the associating or combining of sensory ideas. To be clever, in the materialistic sense, is to have a good metamorphosis of that part of the brain which, in the lower creatures—the animals—is connected with the nose. It is, so to speak, to be well “on the scent” in the associating of ideas. These things have indeed occasionally been pointed out by men who had a healthy faculty of insight and penetration. One need but think of this: if you have a sound feeling of such matters, you cannot but say that to be “sharp” or clever on the physical plane, is, in its essence, to have a peculiarly developed “scent” or sense of smell—transplanted into the human realm. It is, in a very real sense, to be able to “sniff things out,” Thus the Physical Science which has arisen by association of ideas is the mere outcome of human beings “sniffing things out” on the physical plane. This may be said in an absolutely literal sense. In so doing man can arrive at all manner of constructions of atomic processes, all manner of ideas of chemical and physical laws, and the like. But it is wide of the mark to pretend that there is anything very lofty or highly developed in these things; they are but the result of a metamorphosed sense of smell. I said: Even Physical Science bears witness to this fact. You may convince yourself of what I have told you, from the physiological and anatomical facts. Unhappily, the transmuted olfactory sense, or “nose,” of our scholars is not yet quite adequate to draw this conclusion, so they most continue “nosing about” till they are able to draw this conclusion, too! Among those who had healthy human feeling of this fact was Goethe. Goethe said something highly significant from this point of view. As I have shown for many years past and along many different lines, Goethe demanded quite another trend of Physical Science than that which actually arose in the 19th century and continued into our time. He wanted to have expunged from scientific research what is indeed quite justified in ordinary life; he wanted it radically expunged from our research into Nature. Goethe comes hack to this point again and again. The thing that he wished to have expunged was precisely the combining, the interpreting, the putting constructions on the facts perceived with the senses. He wanted to have the sense-perceived facts simply described according to their own nature, as pure phenomena; he wanted to refer the sense-perceived phenomena to their archetypal phenomena,—the “Ur-phenomena.” He did not want constructions put on them with the intellect, theorizing and inquiring as to what might lie behind them here or there. There is a wonderful saying of Goethe's, a saying that throws a vivid light on his entire World-conception. “The blue of the sky,” Goethe once said, “is in itself the Theory; you should not look for anything behind it,” It was the pure perception, the pure vision of things which Goethe wanted men to seek. As to the intellect, he would only have it used to put the phenomena together in such a way that they would voice their own secrets. He wanted a Natural Research free of hypotheses and intellectual constructions. This is the very method of his Theory of Colour. People have failed to understand the fundamental point. Goethe wanted the associative intellect to refrain from putting constructions on the sense-impressions; he wished it to take another path. It amounts to this in other words: He wanted to make the human intellect—the human faculty of intellectual association—virginal, even in Natural Science. He wanted to take away the unchaste quality it has, inasmuch as it has suffered the Fall, so to speak, whereby it is now a mere transmuted organ of smell. For it is so indeed: The one part of the Fall is the event which we can place in the primeval epoch of which I have so often told you. But there was also a sequel to this “Fall into sin.” Again and again in their subsequent evolution, the organs of man took on a lower level than they should have had. The associative intellect of man is indeed subject to the Fall, inasmuch as it is working in the outer physical world. For the outer physical world it is quite justified. This physical intellect cannot but be bound to the transmuted organs of smell. It must be so, just as for the outer physical world physical sexuality and reproduction must exist. In Science, however, we should seek the virginity of the intellect;—That is to say, we should loosen the intellect from the functions it performs when, as a mere transmuted sense of smell, it combines and associates the sensible objects. The blue of the sky should not be interpreted in the sense of Physical Science (Newtonian physics), as you will find it to-day in every textbook of Physics. The blue of the sky itself is Theory in Goethe's sense,—that is the true conception. In this sphere, too, rightly to understand Goethe is to see in him that personality who wanted to work entirely in the spirit which is also the spirit of Spiritual Science. Goethe thought consistently, right into the sphere of Natural Research. In Natural Research he demanded only those theories that go to the “Ur-phenomena,” the archetypal phenomenon. He did not want all manner of atomic theories,—theories of ions and electrons, theories of gravitation and the like—deduce by the combining intellect from the phenomena. Inasmuch as he thought thus, in Physics itself Goethe was pointing to that which I desired to point out when I referred to Pallas Athene as the representative of Wisdom. Thereby alone, we begin even in the realm of Natural Research to turn to the Son. We only begin to do so when we free the Mother from these intellectual constructions, and turn to the vision of the pure virgin “Ur-phenomena.” Herein you see what a deep earnestness and significance is really contained in that which we may call Goetheanism. I simply wanted to point out to you, how—quite apart from the prevailing culture, so-called—even in the 19th century the impulses that lead in the other direction were there. Let us be mindful of this fact. Then, too, we shall interpret truly the requirements of the present time, and out of these requirements we shall derive the true and the right impulses. We live in a time of catastrophe. It would, of course, be wrong to imagine that that which is catastrophe in the Christmas sense must necessarily be catastrophe also in the Easter sense. Indeed, from the catastrophes of to-day the very opposite, the greatest things of human evolution, can result,—if only humanity finds ways and means to learn from them, and with straightforward sense and vision to observe what has taken place. If I bring forward such ideas, which may be remote from the thoughts of many of our friends, it is only to point out again and again the important fact, that in our time we must not seek in a comfortable way to work with the old concepts and ideas, but strive in all earnestness towards new ideas and new perceptions. What is it really underlies such a tendency as Goethe's, not to apply the combinatorial intellect to the outer phenomena, but to recognise the latter in their virgin nature; It is none other than this: that when we do so, we are not letting the intellect suffer the Fall into sin, by all manner of intellectual combinations, of atoms and groups and complexes of atoms, and ions, and gravitation, and so forth. We save the intellect from mingling with the outer sensual nature, to give birth to materialistic theories. When we do so, the intellect turns in the other, in the spiritual direction, and gives birth to the Son—that is, to the spiritual-scientific teaching which leads at length to a real understanding of man, of the whole man. For, as I told you in these days, the ancient Wisdom only led up to a certain point. Man, as it were, was not included in the wisdom of the middle epoch,—the fourth Post-Atlantean epoch. To-day we have the task of understanding man, by a true grasp of spiritual facts. Humanity should really be pining for concepts, new ideas. We must bring this fully to our consciousness. And if we ask to-day. What thoughts will be the best Christmas thoughts, what thoughts will bear the best fruits after 33 years, the answer is: they will be those thoughts which take their start from seeking honestly and uprightly for a new grasp of the world, a new grasp of reality. To develop a longing for what the world has to reveal in the new sense will be the best of Christmas thoughts;—not to want to remain contented with the old. Alas! to this day it is an all-pervading impulse of mankind, to stop short at the old, because humanity can with such difficulty bestir itself to draw forth, from the inmost being of the soul, that which shall be made known by human lips. Man to-day can only rightly develop his task as man if he unfolds the will, down to the very centre of his being, to be genuine and true,—not only trying to ponder on the old things, but to make the new—the new that must be drawn out of the very depths of being into the content of his faith and action. In thoughtless and inane repetition of what others say, one need not go so far as yonder politician who, wishing to send out into the world a great political manifesto in the year 1917, took up an old political Pronunciamento of the year 1864, and copied it almost word for word. Truly, one does not need to think very deeply if, as a dominant politician of 1917, one merely takes an old Brazilian document and copies it sentence by sentence, and places it before the world as though it were a great revelation. Truly, one need not go so far as this Woodrow Wilson, who actually contrived to fabricate the “highly important manifesto” which he sent forth a short time ago, by copying almost word for word a manifesto of the Emperor of Brazil of the year 1864. But it is necessary to see things in their true form and aspect, even such wretched details as this. One would be almost overcome with pity for poor mankind, when men are taking seriously things which if seen in their true light can only represent the most appalling untruthfulness and perfidy, passing throughout the world to-day. I do not say this to make any attack,—nay, not even to criticise; but to awaken the sense of people, that they may open their eyes at length, and see with open eyes what is happening. Occasionally, nowadays, we see the world worshipping as greatness things that are merely absurd and laughable. These are precisely the things we must see through. If we develop the will really to see into things, then we shall also develop the Christmas thoughts which will become the true Easter thoughts. For we may even say, paradoxical as it may sound: the more full of pain and suffering this present is, the greater the fruits it can bear for the future. A time like ours stands most in need of the poet's word not finding fulfilment in it,—I mean the word of the poet who said that “a great Time finds but it small and petty generation.” Full of pain is our Time, yet great it can be; and in a certain sense, it must find the men who can think greatly. But they will not be the Wilsonians! |
198. Healing Factors for the Social Organism: Tenth Lecture
03 Jul 1920, Dornach Rudolf Steiner |
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But one is not enlightened if, for example, one establishes a world view in the sense of modern natural science, as the modern monistic world views are, as the world views are that modern social institutions would like to bring about. One is not enlightened because this modern science is nothing more than the continuation of those empty words. |
You are studying natural science today, and the moment you ascend to the laws of nature, you have only the distillates of medieval empty phrases, in which even in the Middle Ages there was much more of the old meaning than there is today in science. |
At the moment when anthroposophically oriented spiritual science wants to intervene in social life, when it wants to become practical, as it has been doing for more than a year, that is no longer acceptable. |
198. Healing Factors for the Social Organism: Tenth Lecture
03 Jul 1920, Dornach Rudolf Steiner |
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Yesterday I tried to explain the seriousness of the times in which we actually live, in a reflection or through a reflection that was linked to Oswald Spengler's book “The Decline of the West”. I remarked that anyone who knows how to take such things seriously today must be overcome by a great cultural concern, the same cultural concern that can be characterized in a very specific way, namely, the concern that arises from the fact that our civilization cannot continue to develop without a crash landing that, from the point of view of the science of initiation, will become the world. It is therefore necessary that all human activity and all human will be fertilized by that which can be spiritually perceived today. Then, when the threshold that exists between the physical and the superphysical world is crossed, out of that knowledge, which cannot derive anything from the physical world, but which has a thoroughly enlightening effect on this physical world, the impulses for social life in the present and in the near future must also come from this knowledge. And today, man is actually led to consider everything that emerges from the traditional cultural stream as antiquated; he is led to place all questions that can arise today in the perspective that is given by this science of initiation. The cultural concern arises when one sees how, on all sides, there is a storming against that which wants to assert itself as such initiation wisdom, and how all external forces of civilization in the present day are actually directed towards not allowing such initiation science to become a real factor in our civilization. Necessity and rejection stand in the most extreme contrast to each other in almost all areas of our lives today, and one would like to appeal again and again to those who can at least take it seriously in their hearts with the demand for a new construction of our cultural and civilizational life. Instead of this, we see that, owing to the lethargy of the most advanced sections of present-day humanity, those personalities and groups who carry over from the past into the present like shadows very definite spiritual impulses and who, in spite of everything, know exactly what they want, always gain the upper hand. So while those who call themselves progressive today are splitting up over individual issues, splitting up over this or that program, barely seeing further than the end of their noses, we see the old spiritual currents, which have already sufficiently demonstrated how they were bound to lead modern civilization into a catastrophe, at work everywhere, and we see them, I would say, “happy” at work. This is something that cannot be sufficiently considered from all sides, and to which we should always return again and again. I have often made a comment to you on various occasions. I have said: If one becomes acquainted today with what can arise out of today's initiation, what one can know today, out of the developmental conditions of humanity, about the spiritual world and its connection with the physical world, then one actually only begins to be truly amazed at what has been handed down as the original wisdom of humanity. This original wisdom of humanity in its actual form has been lost, and only its later traces have been preserved in the most diverse documents, monuments and so on. The most important thing was forcefully destroyed by the church when it spread in the West, from Africa and the Near East, out of calculation. But what has been preserved is collected by scholars today and can be read in all kinds of writings, although it is difficult to read because the present-day philological scholarship makes the things it has to communicate to the world unreadable, if possible, by commenting on them, by the way they are handed over to the world. But the things are communicated. One can, however, say that they cannot be read, because the most important things can only be read if one rediscovers the lost reading key. And one cannot discover it through historical research in the way of our erudition. Basically, one can only bring up the words. Today, the actual deeper meaning can no longer be found other than by independently rediscovering the truths and facts from the spiritual world itself, and then, from today's fully conscious science of initiation, gaining insight into what was contained in the ancient atavistic original wisdom handed down from the gods. One can only approach the ancient wisdom and read the external records with that which is being investigated today through the powers of spiritual research, and only with that can one really read the external records. Thus, for example, it is also handed down from learning that in the ancient mysteries there was a kind of sun cult, and that in these ancient mysteries that which today's science calls the word “sun”, or for which it has, better said, only the word “sun”, was worshipped as a kind of supreme deity. But one does not get a concept of what was actually meant in the ancient mysteries by the sun, by which, after all, one basically means what one imagines to be the central heavenly body of our planetary system, what one originally wanted to express with the word “sun”. In those ancient mysteries, the sun, the physical sun that the physical eye sees, was regarded only as a kind of reflection of what the spiritual sun is. This spiritual sun was not bound to a place. It was something beyond space. It was that which the initiate absorbed within himself, which the initiate absorbed as the central spirituality of the world and made it his own. And only when one really gains an understanding of what was worshipped and experienced as the sun being in today's knowledge of initiation, when the mysteries of this sun being are taught in rituals, only then does one also get a correct idea of what these ancient people said to themselves: If you, as an inhabitant of the Earth, want to rise to the level of what the origin of your own being truly is, then you must not remain on this Earth. You see minerals, plants, animals on this earth, and you also see your physical fellow human beings. All of this is earthly. But something lives in you that is not earthly, and even if you know everything that can be known about minerals, plants, animals and physical people, you are still a long way from knowing what leads you to an understanding of the essence of human being, because this essence of the human being can never be known through knowledge that relates to earthly things, because this essence of the human being is not related at all to the earthly, but is related to the supermundane, which first takes place in the light of the sun. Thus the mystery servants of ancient times were called upon to recognize their own nature, to fulfill the “know thyself” within themselves, to turn their spiritual gaze up to the sun, to the sun in the spiritual sense, because nothing could be found on earth that constituted the human being, that made up the human essence. Only when one has penetrated to the full significance of these central conceptions of the ancient mysteries, which in a certain period were to be found in Western Asia as well as on the island of Ireland; only when one has grasped this mysterious connection between the human soul and the being of the sun, and can say: The people of ancient times had to go beyond the earth to find their own nature – only then do you get a correct idea of the full significance of the mystery of Golgotha for life on earth, because only then can you see that a great cosmic event took place that had a fundamental, central significance for the earth. Only through this could one understand that the being to whom the sun-worshipers looked up, those who turned their faces, their spiritual faces, towards the sun in order to experience the nature of man, that when they experienced the current of the times in the right sense, they said to themselves: That being who was sought in the old mysteries outside of the earth, has now descended and has connected himself with the earthly evolution. How, then, can we hope to gain any conception of the nature of the Christ, of the whole process of the Mystery of Golgotha, except by seeing how the Being that was not on earth before, that could only be sought in extra-terrestrial regions, how this Being of the Mystery of Golgotha can be found in the world of men, if it is sought in the right way in the world of men. Thus, only when we measure what we have to say about the Mystery of Golgotha from the anthroposophical point of view against what was thought by the ancient mystery servants, when we know what sun worship and sun wisdom was in these ancient mysteries, only then do we get the right shade of what we are saying. Only then will we know how to appreciate what it means to speak of Christ, the Spirit of the Sun, in the present day. In my lectures, which are reproduced in the book 'Christianity as Mystical Fact', I have tried to show how all pre-Christian life was an ascent to the Mystery of Golgotha, and how the Mystery of Golgotha calls out on the world-historical plane as a mystery for all humanity, which in the individual mysteries, in the rituals of the old mysteries, took place only symbolically and allegorically, if we may speak in such terms, but in a condensed form, now became reality as the Mystery of Golgotha for all humanity. Thus, right from the very beginning — for these lectures were among the very first that I gave in the course of our anthroposophical movement — the tone has been sounded within our anthroposophically oriented spiritual science from the very beginning, which above all looks to the Mystery of Golgotha being placed in the right way in the evolution of the earth. In a corresponding way, attempts have always been made to characterize that peculiar progress which, from the pre-Christian to the Christian, must be understood in its true sense only in our time. Now it is important to understand correctly how those currents that bring a certain spirituality from ancient times into the present actually relate to these things. Today I would like to point out the following, and tomorrow I will expand on it. If you familiarize yourself with what has been preserved in the Christian creeds as rituals – in the Protestant faith this has been greatly reduced, but you can still find a lot in Catholic rituals, although some of it has also been incorporated into Protestant prayers – you take all this, you will find little that you can actually associate with a very serious view, unless you start from spiritual science and permeate what has been handed down as empty words with these spiritual-scientific insights. If you take, for example, the ritual of the Mass or some other ritual of the Catholic Church, you will find words, many words. But if you look at these things honestly, you will find that you can take these words, or rather that the faithful can take these words, but only if you approach the matter with complete sincerity and attach real meaning to these words. It is no different in Protestantism. Where does this come from? You see, if you really investigate something like the Catholic mass ritual, and it is similar for other rituals, with the tools of spiritual science, then you come to the conclusion that these things are far older than the founding of Christianity. If you take the mass ritual, then you will have to go back to the very old forms of the ancient mysteries to understand its content. In a certain similar way, the rituals of the ancient mysteries proceeded as the Mass ritual proceeds. And the thing is this: when the Mystery of Golgotha occurred in the evolution of the Earth, the wise men, the truly wise men of all mystery schools, who are represented in the Bible by the “Three Wise Men from the Orient,” so to speak, offered their ritual, their view and their knowledge as a sacrifice to honor and comprehend the Mystery of Golgotha. In a sense, what was offered to the old gods was transferred to the new God, who passed through the mystery of Golgotha. So that if one now wants to imbue the formulas of today's church with spiritual juice, one can only come to such spiritual juice by looking back at the meaning that was connected with these things in the mysteries. Otherwise they remain empty, without content. If they remain empty, without content, then one can indeed lull and lull congregations to sleep with them, but one cannot awaken them, one cannot bring them to a real connection with the spiritual world, one can only ensure that the congregation sleeps gently in its members. We live today in a time when the spirits must actually be awakened. You can see that from a reflection like the one we had yesterday. But for many centuries the spirits have been lulled to sleep by bringing up as tradition that which actually comes from the ancient mysteries and for which the meaning has been lost. In such matters, which are borrowed from the wording of the ancient mysteries, in which one had not only the wording but the inner meaning, in such matters the religious denominations have a powerful, one might say magical, means of putting wide sections of the community to sleep, for the empty words retain a certain effect. And the denominations would like to preserve this effect, would not like to lose this possibility of effect. Therefore, if a spiritual movement arises today that, based on original knowledge, points to the content of these things, then, of course, no one is more opposed to it than those who would only like to preserve the empty verbiage. It is easy to say: the churches preserve these empty verbiage. But the modern mind, that modern mind which is asserting itself today in all kinds of movements, of the most modern kind, does not care about these creeds. Above all, one can boast and declare from the point of view of modern science that one has gone beyond these empty words, that one is enlightened. But one is not enlightened if, for example, one establishes a world view in the sense of modern natural science, as the modern monistic world views are, as the world views are that modern social institutions would like to bring about. One is not enlightened because this modern science is nothing more than the continuation of those empty words. Without knowing it, it is. You are studying natural science today, and the moment you ascend to the laws of nature, you have only the distillates of medieval empty phrases, in which even in the Middle Ages there was much more of the old meaning than there is today in science. No wonder we live in a time of decline! But on the other hand, you can see from this how much the bearers of such knowledge must want to prevent their origin from being revealed. A large part of the latest efforts of the various denominations that have ridden the West into disaster is to fight with all possible means everything that points to the origin of what is contained in the word formulas of the individual Christian confessions. The official representatives of the Christian denominations are most concerned not to let arise anything that points to the origin of their formulas, because they would thereby be unable to keep the souls of their congregations asleep. For the moment that real spirit is poured into these word formulas, the moment that people find themselves ready to receive such spirit, in that moment one sees how the sleeping of souls no longer continues. The souls can certainly close themselves, continue to sleep, but then they do not find the necessary rest in this sleep; at least they begin to dream of all kinds of things. In any case, only those who say to themselves: these confessions contain the words for great secrets of the world, but the bearers of these words today strive to deny this origin and persecute those who point to this origin. Take a specific example. Whether it be on the part of the Protestant professors or pastors, whether on the part of the Catholics, whether on the part of the university “pastors” of natural history, physiology, mathematics or the like, astronomy, in short, on the part of the clergy of any direction, atheistic or theistic, you will find today that people make fun of it, and you don't know how much you are following the saying: They mock themselves and know not how! For where do all these denominations get the teachings they give to the sleeping souls of their faithful from their various religious books? From the Akasha Chronicle! Only the trail is to be covered up. It is to be covered up that in ancient atavistic clairvoyance, what is in all religious documents, including the Bible, has been drawn from the Akasha Chronicle. Therefore, if someone comes along today and points to this Akasha Chronicle and says, “This is nonsense!” — then, of course, he is saying that what he himself teaches is nonsense, because it has the same source. This same source is thereby denied; it is lied about this source, only it is official that it is lied about this source. This is the corrupting factor of our time, for it lulls the souls. It leads people to the most confused judgments in their daily lives. The result is that even today you can be a follower of anthroposophically oriented spiritual science and still not have come so far that you see the things that are happening with open eyes, that you do not want to look at certain connections at all. And if you look, you usually interpret them the opposite way. I would like to draw your attention to a modern phenomenon, which I can already see will take on many different colors because those who benefit from it will continue to struggle for a long time. But today this phenomenon already points to deeper connections. Perhaps you have noticed that the world is saying everywhere today: The Entente is giving in, it is moving away from the terrible provisions of the Treaty of Versailles. One points out such things with a certain satisfaction from Central Europe; one discusses such things in neutral countries. But one does not connect it with the phenomenon with which it is connected. Even if the powers will continue to struggle and the connection will be obscured again, today it is in the context. Fehrenbach is German Chancellor; he belongs to the Center. The Roman clericalism is making tremendous conquests in the world, and now that the chances of Rome are better than they were weeks ago, people think differently about the revision of the Treaty of Versailles than they did. It does not matter that those in former Germany who are always the clever politicians have said: The Entente will not be particularly pleased with Fehrenbach, the reactionary! If you want to see through these things, then you have to consider quite different things in order to judge a little what actually lies in the currents of the development of civilization. You may know that almost every twelfth sermon, to put it mildly, rages against Freemasonry somewhere in the Catholic Church. It is, of course, a well-known phenomenon to you. Now, this opposition to Freemasonry, it may interest people today in the face of certain currents that know what they are doing and that, for example, emanate from the Western Center. For we are dealing, on the one hand, with the Roman Church current; I am not saying with Christianity, but with the Roman Church current, because there are few Christians and many followers of the Roman Church. On the other hand, we are dealing with a whole series of secret societies that are in the English-speaking countries, and I have indeed pointed out the tendencies and goals of such secret societies during the war. There are such secret societies of the most diverse colors. Those who are in the so-called lower grades of such secret societies usually know very little of what the top leaders actually intend; but even within the top leadership there are the most diverse currents. I would like to talk about one such current today, which in turn is part of a whole that we do not want to consider today – we want to limit ourselves to one such current. You see, there are such currents that are based on Freemasonry. Freemasonry initially had three degrees for its members, which today have basically become empty words, ritual shells, ritual formulas, from which the meaning can only be found if one shines a light into these things with modern spiritual knowledge, modern spiritual insight. But at least in all such societies, the three lowest degrees are formed in such a way that, if one has enough spirit to follow the ritual correctly, one can see how this ritual is based on ancient ceremonies, mystery ceremonies. And in a certain sense – admittedly not if one merely lets this ritual take effect on oneself, but if one illuminates it with spiritual-scientific knowledge – one can get a sense of what the connection is between what took place in the mysteries before the mystery of Golgotha and between what the task of humanity is after the mystery of Golgotha. But now, in many such masonic currents, a whole series of higher degrees has been superimposed on these three. I am now speaking, and I wish to remark this once more, not in general of the high degrees, but of certain high degrees of certain Masonic orders and other occult societies, the Odd Fellows order and so on, again not of all, because in this area the genuine is always extremely difficult to distinguish from the inauthentic; but I am speaking of certain very widespread currents in this area. There is a structure based on the three lowest degrees, in which people are initiated into humanity, into the “know thyself,” into the mystery of death and its connection with the course of the cosmos. Many of these orders have ninety-five degrees. You can imagine how proud one can be when one has been initiated into ninety-five degrees. You just can't imagine how meager these initiations are, because one usually imagines something extraordinarily profound and significant behind those empty words, but they are there. I would like to say, however, that certain tendrils of all these things, of the empty words, have their content. There is something in these empty words, and it is always reckoned by those who give such empty words that there are some people who then reflect, who remember that there should also be something inside, Now something very peculiar happens. When people actually come who reflect on what is contained in these high degrees, which have been conferred on them or into which they have been initiated – there are people who then begin to think – then a very specific result occurs. If these people have also thought about the three lower degrees and have at least somehow sensed something in them, then what they sensed in the three lower degrees is completely destroyed by what is implanted in them in the high degrees. A terrible fog is poured out over what can be sensed in the three lower degrees. And without their usually having any awareness of it, people become befogged in these high degrees. Where does this come from? It comes from the fact that in certain periods, from the end of the 18th and the beginning of the 19th century, but continuing into our times, certain people have crept into those Masonic orders, were inside and introduced these high degrees , developed these high degrees within Freemasonry, so that in a number of these high-degree Masonic orders these foreign bodies are inside; high degrees, developed by foreign personalities who have crept in. People are gullible, even when they are initiated into things. And those who have crept in are the members of the “Society of Jesus,” the Jesuits. At a certain point in time, from the end of the 18th century onwards, the Masonic orders were teeming with Jesuits, and they were doing the high degrees for certain orders. So you don't just find Jesuitism where Freemasonry is criticized or preached against, but you find a great deal of pure Jesuitism in the high degrees. It does not matter at all, in the opinion of Jesuitism, that one attacks what one has set up oneself, because in this field that is part of politics, of the correct guidance of people. If one wants to lead people to a certain goal, a clear goal that is clear to the people, not just a goal that is clear to the leaders, then it is good to approach them from just one side and show them a way to this goal. But if you want to keep them as dull and sleepy as possible, show them two paths or maybe even more, but two will suffice for the time being. One goes like this, and one goes like this (see drawing). You are a Jesuit by officially belonging to the Society of Jesus and take this path, or you are a Jesuit by belonging to some high-grade Masonic order and take this path. Then people look. It will be very difficult for him to find his way around. It is very easy to confuse him. Our public life is permeated in the most diverse ways by such confusing currents. People today would have every reason to wake up and take a look at things, because there is no need to fall for them. But most people today fall for these things. One need only look at a somewhat longer life to know how people with whom one was young and who are still alive, instead of turning to some spiritual-scientific direction, have completely returned to the fold of the Catholic Church. I know of many such examples. They only point to some of the things that are happening in our time, and it is not right not to draw attention to these things, not to point them out. At the present time, in particular, it is of the utmost urgency that our anthroposophical friends are made aware of such things, even if it may only be the case for a very small part that it can somehow lead to the really necessary seriousness. Because it is precisely this seriousness that is lacking at the present time, this seriousness that one would so much like to see. You must realize that we are dealing with an important turning-point in the field of anthroposophically oriented spiritual science. Of course, this spiritual movement had to begin first. I will explain these things in more detail tomorrow. Today I will only sketch out a few threads and tomorrow I will go into some things in more detail, especially in this area. Now we are faced with the necessity, the absolute necessity, to put these spiritual truths into practice. This turn of events should be given our earnest and serious consideration. As long as the Anthroposophical Movement was merely a spiritual-scientific movement, a movement of teaching, of the dissemination of ideas, it was something that carried away, as it were, a spiritual current like in a river bed. There might be cliques, a lot of trifling, playing around, nebulous mysticism among the followers, but the spirit always makes its way and it goes beyond cliques, beyond prejudices, beyond selfishness. At the moment when anthroposophically oriented spiritual science wants to intervene in social life, when it wants to become practical, as it has been doing for more than a year, that is no longer acceptable. We are really faced with new soul tasks, and these new soul tasks must be taken seriously. It must be understood that the cliquishness, the trifling, the trifling, the playing, the false mysticism, which have crept into our ranks, cannot continue, because they would have a destructive effect. We must face the fact that things are becoming more serious in view of the events of the present time. And in the face of this I have often said: One would like to be able to put something quite different into one's words than one can usually put, in order to evoke a response in souls to what one actually has to say about the affairs of the present. What is said finds so little echo; forgive me for saying it so bluntly, but it finds little echo. Again and again it is pointed out that things cannot be seen through immediately, that one first wants to make progress for a while, and so on. But if we were not deceived by prejudices, if we did not even love prejudices, we would be much more likely to be seized by the actual impulse that lies in this spiritual-scientific life. The opponents are well aware of this and I would like to say: the opponents show that you really don't need to be a genius to find effective means. Before I left, I gave a public lecture here: “The Truth about Anthroposophy and How to Defend It Against Falsehood.” In that lecture, I said, of course only as a figure of speech, that I could not attribute the attacks that appeared in the so-called “Spectator” to an educated person, because an educated person could not possibly say anything as reported there; nor could I assume that it had been said by anyone who had had any kind of education, a grammar school or academic education, because the style and attitude pointed to a thoroughly uneducated person. — As I said, it was just a figure of speech, and so I was taken by surprise by the title page of the essays, which have now been published as a brochure. The brochure is called “The Mystery of the Temple of Dornach. Part One”, so there will be a second part: “History of Theosophy and its Offshoots”, by Max Kully, pastor of Arlesheim. So it seems that if Arlesheim does not have a pastor who has not studied at a gymnasium or theology, it seems that he is an educated person who has written these things. Well, the rest will follow – I promise you the second part of this brochure, which I have already started: it will report in great detail on these matters. It will provide an explanation of the Steiner method, occult schools and doctrinal structures. Steiner in the judgment of former “theologians.” Steiner as a financier and in his very latest role as a sociologist. – So you see, there are many more things to come! And after all, there are some interesting things in this little brochure that was given to me today with a pack of attacks that have come recently. You see, it's a nice package! I just skimmed through it, but still, the way this “educated man” writes is interesting. I don't need to remind you of what I said here about this man's knowledge of the Akasha Chronicle. He wrote about it as if it were a book that you have in the library and copy from. Now he says in a postscript to his article: “Steiner came in his lecture” - it is the lecture on “The Truth about Anthroposophy...” - “to also talk about the Akasha Chronicle. He denied and ridiculed what the ‘Katholisches Sonntagsblatt’ published about this matter. So this “educated man” has taken something about the Akasha Chronicle from the lectures in Stuttgart and Düsseldorf that were handed down to him and from the explanation of the Lord's Prayer, and, because it was necessary to say that the “drip” is not capable of understanding something like this, but because he believes that the infallibility of the Church naturally also works in him, he cannot be fallible, so he finds it necessary to say that I denied my own writings, he says this, although only what the pastor of Arlesheim says had to be denied! You see, things go a little too far with regard to what has been sufficiently characterized here in that lecture before I left. But now, what comes next is somewhat striking; not to me, because I will not shrink back from saying what I consider necessary in the spirit of today's world, even if such things should not be lies. But I do ask you to listen to the following sentences with some attention: 'Since then we have been initiated on this point by an authoritative side. By Akasha Chronicle the theosophist understands something that supposedly exists in the spiritual world' and so on. It would be quite useful if you would listen to it and, above all, pay a little attention with your eyes, so that it can be said from this side: “Since then” - that is, since June 5, 1920 - “we have been initiated in this matter by an authoritative source.” That is, if it is not a lie, then someone who listens to the lectures here has told this pastor what he has to understand by the cycles according to the Akasha Chronicle. I would like to draw your attention to this fact, as I said, if it is not a lie; because it could be that there are people among us who simply carelessly read over such a sentence. After all, all kinds of things happen. In the package, for example, I also find a nice article written by a Protestant clergyman. The whole thing from the Catholic camp is now continuing in the Protestant camp, and we are already dealing with a continuation of an article in the “Evangelisches Schulblatt,” which, by the way, has very strange peculiarities. That “Schweizerisches Evangelisches Schulblatt”, the organ of the Protestant School Association of Switzerland, a weekly journal for Christian education in home and school, has announced “pamphlets” in its “book table”, including “The Struggle for the New Art” by the Jesuit priest Kreitmaier! Just by the way. But you see, people do come together in strange ways! But I would like to read you a little of the critique contained in this “Evangelical School Journal”. It talks about all sorts of things, but we want to read especially the critique that concerns the threefold order, the “key points”, and I ask you to pay a little attention now: “The much-vaunted culture of the cities is to be transplanted into the countryside according to Steiner's threefold socialism! The farmer's wife must finally take music lessons and courses in how to decorate her room. The farmer's son will belong to a eurythmic dance circle, where he will “learn to move if he ever joins a more refined family. His sister will dance preludes from the Well-Tempered Clavier, or, if she is not so talented, she will at least have the hit “the girls like that so much.” Why are the rural population excluded from these wonderful achievements? Well, “because the political state does not consider it necessary... How happy this poor, neglected people will be when this city perfume competes with the terrible dung heaps and chicken dung in front of the houses! How will this poetry of clean laundry with stand-up collars and patent leather shoes finally displace the rural prose of the stable atmosphere! And only Russian cleanliness, which will finally bring us bathing establishments that are not even found in Germany, as the poor, disappointed Russian prisoner of war touchingly recounted... What a paradise we are heading for!! Instead of the farmer sitting in front of his house after work, smoking his pipe in comfort, or even sacrilegiously tapping his jass with a glass of beer, he will satisfy his hunger for education with Steiner's phraseology in the “thorough and democratic” lecture cycles. But how does that rhyme with the statement that these honest country folk, now that “true education has made them capable,” will never “particularly long for urban culture, which could offer the people only the disadvantage of unhygienic living? Yes, it even says that the social flashpoints would be depopulated by bringing urban culture to the countryside. She, who was just praised to the skies, is supposed to deter the villagers from wanting to become city dwellers. That is a contradiction, and the whole assumption is so weak that a baby can blow it over."We are left wondering what Steiner actually wants. Above all, we need to learn to read Steiner. Perhaps then we will get on the right track. In these factories with educational cooperatives, specialist libraries, baths, home decoration courses and so on, the fund - to be paid for by the factory owner, of course - has not been forgotten. Not only does it pay for all this, but - watch out! at the same time, through sufficient means, the possibility of attracting the best representatives of intellectual life to lecture courses. There is indeed a fly in the ointment (there is something to be gained), and it is not necessary to add “thus helping both sides”. Mr. Steiner correctly suspects that these factory worker education cooperatives are liquidating funds that he would like to “earn”. He calls this classically “allowing the necessary means for further development to flow to science.” These intentions are so transparent and everything is so clumsy when we just poke our nose a little between the lines. "Should we really offer our hand to the everywhere insolently emerging leveling tendencies (this includes, above all, the exclusion of any religious education from schools) by smearing the educational porridge itself on the countryside and in the factories? The whole of life should teach us that it is utter nonsense to want to bring all people to the same level of education. Generation after generation fails because of this unnatural problem, but nowhere do we want to learn from it, not even from the most obvious: nature! We only need to take a look at the animal or even the plant world to see the most enormous differences in its creatures everywhere. The human race will never make an exception. The whole of the past teaches us the fact that a small minority is opposed to a large majority, that only individual capable people stand out. Would it not be possible to find a little sense of quality for these differences (especially in questions of race and nationality) in a school program? We would soon see where the people are sick! Certainly not in the countryside. "But enough! I have already exceeded the intended length of my response. It could easily be doubled or tripled if I wanted to examine the whole complex of unworldliness and lack of sense of reality that comes through in the article. (If desired, I can provide comprehensive information on this in further articles and will not miss the opportunity to put the whole Steinerei in its proper light!) But there is one more thing I would like to ask: where does Pastor Ernst get the bold assertion that “we are striving in the germ for what Steiner wants on a large scale?” Well, I read that and I wondered; where does this tendency to “bring urban culture to the countryside, to manure and chicken dung to the land”, and so on, actually come from? I wondered: where is it in the “key points” or in our literature on threefolding when this is being attacked? At last I realized that I had not only been given two numbers of this “beautiful” paper, but a third one as well. These “beautiful” attacks with the title “A False Prophet” – which I read out – are in numbers 26 and 27, and in number 23 there is an article: “The Relationship of school and state according to Dr. Steiner”, and this article contains all the things that are mentioned and attacked in numbers 26 and 27 as outgrowths, as necessary in the sense of threefolding. This article was written by Pastor Ernst in Salez and is written extremely benevolently, but it is written in such a way that threefolding is supposed to ‘bring urban culture to the countryside’ and so on. So you see, you are not only harmed when you are attacked by priests, but even more so when you are defended by them! There is no need to be overjoyed when you have supporters on this side, because basically the supporters make it even worse than the opponents. Well, some of our friends could also learn something from that; because with such things I have to remind myself again and again how often I heard: There and there I was in a church again, and someone preached quite anthroposophically or theosophically. I have often pointed out how one should not fall for such things and how things actually stand. But today I was at least able to surprise you with the interesting fact that one now already has such followers, who then provoke refutations that one is no longer familiar with at all! Tomorrow we want to continue the conversation in a somewhat more serious way about the notes that have been struck today. |
18. The Riddles of Philosophy: Modern Man and His World Conception
Tr. Fritz C. A. Koelln Rudolf Steiner |
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In Marxism the self-conscious ego is entirely deprived of its own nature; it finds itself drifting in the ocean of facts. These facts develop according to the laws of natural science and of social conditions. In this world conception the impotence of modern philosophy with regard to the human soul approaches a maximum. |
The human soul does not spring from mere biological laws, but directly from the fundamental creative element and it assimilates the biological processes and laws to its own entity. |
It shows us, furthermore, besides this relative dissimilarity of the laws, a mutual influence of these laws on each other. The physical laws affect the living being, but the biological laws are at work at the same time. |
18. The Riddles of Philosophy: Modern Man and His World Conception
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] The Austrian thinker, Bartholomaeus Carneri (1871–1909) attempted to open wide perspectives of world conception and ethics on the ground of Darwinism. Eleven years after the appearance of Darwin's Origin of Species, he published his work, Morality and Darwinism (1871), in which he used the new world of ideas as the basis of an ethical world conception in a comprehensive way. (Compare his books, Foundation of Ethics, 1881, Man as His Own Purpose, 1878, and Modern Man, Essays on Life Conduct, 1891.) Carneri tries to find in the picture of nature the elements through which self-conscious ego is conceivable within this picture. He would like to think this world picture so wide and so comprehensive as to contain the human soul within its scope. He aims at the reunion of the ego with the mother ground of nature, from which it has become separated. He represents in his world conception the opposite tendency to the philosophy for which the world becomes an illusion of the imagination and which, for that reason, renounces all connection with the reality of the world so far as knowledge is concerned. Carneri rejects all moral philosophy that intends to proclaim for man other moral commandments than those that result from his own nature. We must remember that man is not to be understood as a special being beside all other things of nature but that he is a being that has gradually developed from lower entities according to purely natural laws. Carneri is convinced that all life is like a chemical process. “The digestion in man is such a process as well as the nutrition of the plant.” At the same time, he emphasizes that the chemical process must be raised to a higher form of evolution if it is to become plant or animal.
It is apparent that Carneri observes that lower processes are transformed into higher ones, that matter takes on higher forms of existence through the perfection of its functions.
Also, morality does not exist as a special form of reality; it is a process of nature on a higher level. Therefore, the question cannot be raised: What is man to do to comply with some special moral commandment that is valid for him? We can only ask: What appears as morality when the lower processes develop into the higher spiritual ones?
As the chemical process individualizes itself into a living being on a higher level, so on a still higher level life is transformed into self-consciousness. The entity that has become self-conscious no longer merely looks out into nature; it looks back into itself.
Up to a certain point nature leads life. At this point, self-consciousness arises, man comes into existence. “His further development is his own work and what keeps him on the course of progress is the power and the gradual clarification of his wishes.” Nature takes care of a11 other beings, but it endows man with desires and expects him to take care of their fulfillment. Man has within himself the impulse to arrange his existence in agreement with his wishes. This impulse is his desire for happiness:
The striving for happiness is the basis of all action:
As nature gives man only the need for happiness, this image of happiness must have its origin within man himself. Man creates for himself the pictures of his happiness. They spring from his ethical fantasy. Carneri finds in this fantasy the new concept that prescribes the ideals of our action to our thinking. The “good” is, for Carneri, “identical with progressive evolution, and since evolution is pleasure . . . happiness not merely constituted the aim but also the moving element that drives toward that aim.” [ 2 ] Carneri attempted to find the way that leads from the natural order to the sources of morality. He believed he had found the ideal power that propels the ethical world order as spontaneously from one moral event to the next as the material forces on the physical level develop formation after formation and fact after fact. [ 3 ] Carneri's mode of conception is entirely in agreement with the idea of evolution that does not permit the notion that a later phase of development is already pre-formed in an earlier one, but considers it as a really new formation. The chemical process does not contain implicitly animal life, and happiness develops as an entirely new element on the ground of the animal's instinct for self-preservation. The difficulty that lies in this thought caused a penetrating thinker, W. H. Rolph, to develop the line of reasoning that he set down in his book, Biological Problems, an Attempt at the Development of a Rational Ethics (1884). Rolph asks himself, “What is the reason that a form of life does not remain at a given stage but develops progressively and becomes more perfect?” This problem presents no difficulty for a thinker who maintains that the later form is already implicitly contained in the earlier one. For him, it is quite clear that what is at first implicit will become explicit at a certain time. But Rolph was not willing to accept this answer. On the other hand, however, he was also not satisfied with the “struggle for existence” as a solution of the problem. If a living being fights only for the satisfaction of its necessary needs, it will, to be sure, overpower its weaker competitors, but it will itself remain what it is. If one does not want to attribute a mysterious, mystical tendency toward perfection to this being, one must seek the cause of this perfection in external, natural circumstances. Rolph tries to give an explanation by stating that, whenever possible, every being satisfies its needs to a greater extent than is necessary.
What takes place in this realm of living beings is, in Rolph's opinion, not a struggle for acquisition of the necessary means of life but a “struggle for surplus acquisition.” “While the Darwinist knows of no life struggle as long as the existence of the creature is not threatened, I consider this struggle as ever present. It is simply primarily a struggle for life, a struggle for the increase of life, not a struggle for existence.” Rolph draws from these natural scientific presuppositions the conclusions for his ethics:
[ 4 ] Rolph's thoughts stimulated Friedrich Nietzsche (1844–1900) to produce his own ideas of evolution after having gone through other phases of his soul life. At the beginning of his career as an author, the idea of evolution and natural science in general had been far from his thoughts. He was at first deeply impressed by the philosophy of Arthur Schopenhauer, and from him he adopted the conception of pain as lying at the bottom of all existence. Unlike Schopenhauer and Eduard van Hartmann, Nietzsche did not seek the redemption from this pain in the fulfillment of moral tasks. It was his belief rather that the transformation of life into a work of art that leads beyond the pain of existence. Thus, the Greeks created a world of beauty and appearance in order to make this painful existence bearable. In Richard Wagner's musical drama he believed he found a world in which beauty lifts man beyond pain. It was in a certain sense a world of illusion that was quite consciously sought by Nietzsche in order to overcome the misery of the world. He was of the opinion that, at the root of the oldest Greek culture, there had been the will of man to forget the real world through a state of intoxication.
With these words Nietzsche describes and explains the cult of the ancient worshippers of Dionysos, in which he saw the root of all art. Nietzsche maintained of Socrates that he had overpowered this Dionysian impulse by placing reason as judge over them. The statement, “Virtue is teachable,” meant, according to Nietzsche, the end of a comprehensive, impulsive culture and the beginning of a much feebler phase dominated by thinking. Such an idea arose in Nietzsche under the influence of Schopenhauer, who placed the untamed, restless will higher than the systematizing thought life, and under the influence of Richard Wagner who, both as a man and as an artist, followed Schopenhauer. But Nietzsche was, by his own inclination, also a contemplative nature. After having surrendered for awhile to the idea of the redemption of the world through beauty as mere appearance, he felt this conception as a foreign element to his own nature, something that had been implanted in him through the influence of Richard Wagner, with whom he had been connected by friendship. Nietzsche tried to free himself from this trend of ideas and to come to terms with a conception of reality that was more in agreement with his own nature. The fundamental trait of his character compelled him to experience the ideas and impulses of the development of a modern world conception as a direct personal fate. Other thinkers formed pictures of a world conception and the process of this formative description constituted their philosophic activity. Nietzsche is confronted with the world conceptions of the second half of the nineteenth century, and it becomes his destiny to experience personally all the delight but also all the sorrows that these world conceptions can cause if they affect the very substance of the human soul. Not only theoretically but with his entire individuality at stake, Nietzsche's philosophical life developed in such a way that representative world conceptions of modern times would completely take hold of him, forcing him to work himself through to his own solutions in the most personal experiences of life. How can one live if one must think that the world is as Schopenhauer and Richard Wagner imagine it to be? This became the disturbing riddle for him. It was not, however, a riddle for which he sought a solution by means of thinking and knowledge. He had to experience the solution of this problem with every fibre of his nature. Others think philosophy; Nietzsche had to live philosophy. The modern life of world conception becomes completely personal in Nietzsche. When an observer meets the philosophies of other thinkers, he feels inclined to judge; this is one-sided, that is incorrect, etc. With Nietzsche such an observer finds himself confronted with a ,world conception within the life of a human being, and he sees that one idea makes this human being healthy while another makes him ill. For this reason, Nietzsche becomes more and more a poet as he presents his picture of world and life. It is also for this reason that a reader who cannot agree with Nietzsche's presentation insofar as his philosophy is concerned, can still admire it because of its poetic power. What an entirely different tone comes into the modern history of philosophy through Nietzsche as compared to Hamerling, Wundt and even Schopenhauer! These thinkers search contemplatively for the ground of existence and they arrive at the will, which they find in the depths of the human soul. In Nietzsche this will is alive. He absorbs the philosophical ideas, sets them aglow with his ardent will-nature and then makes something entirely new out of them: A life through which will-inspired ideas and idea-illumined will pulsate. This happens in Nietzsche's first creative period, which began with his Birth of Tragedy (1870), and had its full expression in his four Untimely Meditations: David Strauss Confessor and Author; On the Use and Disadvantage of History for Life; Schopenhauer as Educator; Richard Wagner in Bayreuth. In the second phase of his life, it was Nietzsche's destiny to experience deeply what a life and world conception based exclusively on the thought habits of natural science can be to the human soul. This period is expressed in his works, Human, All Too Human (1878), The Dawn of Day (1881), and Gay Science (1882). Now the ideals that inspired Nietzsche in his first period have cooled; they appear to him as bubbles of thought. His soul now wants to gain strength, to be invigorated in its feeling by the “reality” of the content that can be derived from the mode of conception of natural science. But Nietzsche's soul is full of life; the vigor of this inner life strives beyond anything that it could owe to the contemplative observation of nature. The contemplation of nature shows that the animal becomes man. As the soul feels its inner power of life, the conception arises: The animal bore man in itself; must not man bear within himself a higher being, the superman? Nietzsche's soul experiences in itself the superman wresting himself free from man. His soul revels in lifting the modern idea of evolution that was based on the world of the senses to the realm that the senses do not perceive, a realm that is felt when the soul experiences the meaning of evolution within itself. “The mere acquisition of life's necessities and sustenance is not sufficient; what must also be gained is comfort, if not wealth, power and influence. The search and striving for a continuous improvement of the condition of life is the characteristic impulse of animal and man.” This conviction, which in Rolph was the result of contemplative observation, becomes in Nietzsche an inner experience, expressed in a grandiose hymn of philosophic vision. The knowledge that represents the external world is insufficient to him; it must become inwardly increasingly fruitful. Self-observation is poverty. A creation of a new inner life that outshines everything so far in existence, everything man is already, arises in Nietzsche's soul. In man, the superman is born for the first time as the meaning of existence. Knowledge itself grows beyond what it formerly had been; it becomes a creative power. As man creates, he takes his stand in the midst of the meaning of life. With lyrical ardor Nietzsche expresses in his Zarathustra (1884) the bliss that his soul experiences in creating “superman” out of man. A knowledge that feels itself as creative perceives more in the ego of man than can be lived through in a single course of life; it contains more than can be exhausted in such a single life. It will again and again return to a new life. In this way the idea of “eternal recurrence” of the human soul thrusts itself on Nietzsche to join his idea of “superman.” [ 5 ] Rolph's idea of the “enhancement of life” grows in Nietzsche into the conception of the “Will to Power,” which he attributes to all being and life in the world of animal and of man. This “Will to Power” sees in life “an appropriation, violation, overpowering of the alien and weaker being, its annexation or at least, in the mildest case, its exploitation.” In his book, Thus Spake Zarathustra, Nietzsche sang his hymn of praise to his faith in the reality and the development of man into “superman.” In his unfinished work, Will to Power, Attempt at a Revaluation of all Values, he wanted to reshape all conceptions from the viewpoint that no other will in man held higher sway than the will for power. [ 6 ] The striving for knowledge becomes in Nietzsche a real force that comes to life in the soul of man. As Nietzsche feels this animation within himself, life assumes in him such an importance that he places it above all knowledge and truth that has not been stirred into life. This again led him to renounce all truth and to seek in the will for power a substitute for the will for truth. He no longer asks, “Is what we know true?” but rather, “Is it sustaining and furthering life?” “What matters in all philosophizing is never ‘the truth’ but something entirely different, let us call it health, the future, power, life . . .” What man really strives for is always power; he only indulged himself in the illusion that he wanted “truth.” He confused the means with the end. Truth is merely a means for the purpose. “The fact that a judgment is wrong is no objection to it.” What is important is not whether a judgment is true or not, but “the question to what degree it advances and preserves life, preserves a race, perhaps even breeds a race.” “Most thinking of a philosopher is done secretly by his instincts and thus forced into certain channels.” Nietzsche's world conception is the expression of a personal feeling as an individual experience and destiny. In Goethe the deep impulse of modern philosophical life became apparent; he felt the idea come to life within the self-conscious ego so that with this enlivened idea this ego can know itself in the core of the world. In Nietzsche the desire exists to let man develop his life beyond himself; he feels that then the meaning of life must be revealed in what is inwardly self-created being, but he does not penetrate essentially to what man creates beyond himself as the meaning of life. He sings a grandiose hymn of praise to the superman, but he does not form his picture; he feels his growing reality but he does not see him. Nietzsche speaks of an “eternal recurrence,” but he does not describe what it is that recurs. He speaks of raising the form of life through the will to power, but where is the description of the heightened form of life? Nietzsche speaks of something that must be there in the realm of the unknown, but he does not succeed in going further than pointing at the unknown. The forces that are unfolded in the self-conscious ego are also not sufficiently strong in Nietzsche to outline distinctly a reality that he knows as weaving and breathing in human nature. [ 7 ] We have a contrast to Nietzsche's world conception in the materialistic conception of history and life that was given its most pregnant expression by Karl Marx (1818–83). Marx denied that the idea had any share in historical evolution. For him, the real factors of life constituted the actual basis of this evolution, and from them are derived opinions concerning the world that men have been able to form according to the various situations of life in which they find themselves. The man who is working physically and under the power of somebody else has a world conception that differs from that of the intellectual worker. An age that replaces an older economic form with a new one brings also different conceptions of life to the surface of history. If one wants to understand a historical age, one must, for its explanation, go back to its social conditions and its economic processes. All political and cultural currents are only surface-reflectings of these deeper processes. They are essentially ideal effects of real facts, but they have no share in those facts. A world conception, therefore, that is caused by ideal factors can have no share in the progressive evolution of our present conduct of life. It is rather our task to take up the real conflicts of life at the point at which they have arrived, and to continue their development in the same direction. This conception evolved from a materialistic reversal of Hegelianism. In Hegel, the ideas are in a continuous progress of evolution and the results of this evolution are the actual events of life. What Auguste Comte derived from natural scientific conceptions as a conception of society based on the actual events of life, Karl Marx wants to attain from the direct observation of the economic evolution. Marxism is the boldest form of an intellectual current that starts from the historical phenomena as they appear to external observation, in order to understand the spiritual life and the entire cultural development of man. This is modern “sociology.” It in no way accepts man as an individual but rather as a member of social evolution. Man's conceptions, knowledge, action and feeling are all considered to be the result of social powers under the influence of which the individual stands. Hippolyte Taine (1828–93) calls the sum total of the forces determining every cultural event the “milieu.” Every work of art, every institution, every action is to be explained from preceding and simultaneous circumstances. If we know the race, the milieu and the moment through and in which a human achievement comes into being, we have explained this work. Ferdinand Lassalle (1825–65), in his System of Acquired Rights (1861), showed how conditions of rights and laws, such as property, contract, family, inheritance, etc., arise and develop. The mode of conception of the Romans created a kind of law that differed from that of the Germans. In none of these thoughts is the question raised as to what arises in the human individual, what does he produce through his own inner nature? The question that is always asked is: What are the causes in the general social conditions for the life of the individual? One can observe in this thought tendency an opposite inclination to the one prevailing at the beginning of the nineteenth century with regard to the question of man's relation to the world. It was then customary to ask: What rights can man claim through his own nature (natural rights), or in what way does man obtain knowledge in accordance with his own power of reason as an individual? The sociological trend of thought, however, asks: What are the legal and intellectual concepts that the various social groupings cause to arise in the individual? The fact that I form certain conceptions concerning things does not depend on my power of reasoning but is the result of the historical development that produced me. In Marxism the self-conscious ego is entirely deprived of its own nature; it finds itself drifting in the ocean of facts. These facts develop according to the laws of natural science and of social conditions. In this world conception the impotence of modern philosophy with regard to the human soul approaches a maximum. The “ego,” the self-conscious human soul, wants to find in itself the entity through which it can assert its own significance within the existence of the world, but it is unwilling to dive into its own depths. It is afraid it will not find in its own depths the support of its own existence and essence. It wants to derive its own being from an entity that lies outside its own domain. To do this, the ego follows the thought habits developed in modern times under the influence of natural science, and turns either to the world of material events or to that of social evolution. It believes it understands its own nature in the totality of life if it can say to itself, “I am, in a certain way, conditioned by these events, by this evolution.” Such philosophical tendencies show that there are forces at work in the souls of which they are dimly aware, but which cannot at first be satisfied by the modern habits of thought and research. Concealed from consciousness, spiritual life works in human souls. It drives these souls to go so deep into the self-conscious ego that this ego can find in its depths what leads to the source of world existence. In this source the human soul feels its kinship with a world entity that is not manifested in the mere phenomena and entities of nature. With respect to these phenomena and entities modern times have arrived at an ideal of research with which the scientist feels secure in his endeavor. One would now also like to feel this security in the investigation of the nature of the human soul. It has been shown above that, in leading thinkers, the striving for such security resulted in world pictures that no longer contain any elements from which satisfactory conceptions of the human soul could be derived. The attempt is made to treat philosophy according to the method of natural science, but in the process of this treatment the meaning of the philosophical question itself is lost. The task with which the human soul is charged from the very depth of its nature goes far beyond anything that the thinkers are willing to recognize as safe methods of investigation according to the modern habits of thought. In appraising the situation of the development of modern world conception thus characterized, one finds as the most outstanding feature the pressure that the mode of thought of natural science has exerted on the minds of people ever since it attained its full stature. One recognizes as the reason for this pressure the fruitfulness, the efficiency of this mode of thinking. An affirmation of this is to be found in the work of a natural scientist like T. H. Huxley (1825–95). He does not believe that one could find anything in the knowledge of natural science that would answer the last questions concerning the human soul. But he is convinced that our search for knowledge must confine itself to the limits of the mode of conception of natural science and we must admit that man simply has no means by which to acquire a knowledge of what lies behind nature. The result of this opinion is that natural science contains no insight concerning man's highest hopes for knowledge, but it allows him to feel that in this mode of conception the investigation is placed on secure ground. One should, therefore, abandon all concern for everything that does not lie within the realm of natural science, or one should consider it as a matter of belief. [ 8 ] The effect of this pressure caused by the method of natural science is clearly expressed in a thought current called pragmatism that appeared at the turn of the century and intended to place all striving for truth on a secure basis. The name “pragmatism” goes back to an essay that Charles Pierce published in the American journal, Popular Science, in 1878. The most influential representatives of this mode of conception are William James (1842–1910) in America and F. C. Schiller (1864–1937) in England, who uses the word “humanism.” Pragmatism can be called disbelief in the power of thought. It denies that thinking that would remain within its own domain is capable of producing anything that can be proved as truth and knowledge justifiable by itself. Man is confronted with processes of the world and must act. To accomplish this, thinking serves him in an auxiliary function. It sums up the facts of the external world into ideas and combines them. The best ideas are those that help him to achieve the right kind of action so that he can attain his purpose in accordance with the facts of the world. These ideas man recognizes as his truth. Will is the ruler of man's relation to the world, not thinking. James deals with this matter in his book, The Will to Believe. The will determines life; this is its undeniable right. Therefore, will is also justified in influencing thought. It is, to be sure, not to exert its influence in determining what the facts are in a particular case; here the intellect is to follow the facts themselves. But it will influence the understanding and interpretation of reality as a whole. “If our scientific knowledge extended as far as to the end of things, we might be able to live by science alone. But since it only dimly lights up the edges of the dark continent that we call the universe, and since we must form, at our own risk, some sort of thought of this universe to which we belong with our lives, we shall be justified if we form such thoughts as agree with our nature—thoughts that enable us to act, hope and live.” According to this conception, our thought has no life that could possibly concentrate and deepen in itself and, in Hegel's sense, for example, penetrate to the source of existence. It merely emerges in the human soul to serve the ego when it takes an active part in the world with its will and life. Pragmatism deprives thought of the power it possessed from the rise of the Greek world conception. Knowledge is thus made into a product of the human will. In the last analysis, it can no longer be the element into which man plunges in order to find himself in his true nature. The self-conscious ego no longer penetrates into its own entity with the power of thinking. It loses itself in the dark recesses of the will in which thought sheds no light on anything except the aims of life. But these, as such, do not spring from thought. The power exerted by external facts on man has become excessively strong. The conscious ability to find a light in the inner life of thought that could illumine the last questions of existence has reached the zero point. In pragmatism, the development of modern philosophy falls shortest of what the spirit of this development really demands: that man may find himself as a thinking and self-conscious ego in the depths of the world in which this ego feels itself as deeply connected with the wellspring of existence, as the Greek truth-seeker did through his perceived thought. That the spirit of modern times demands this becomes especially clear through pragmatism. It places man in the focal point of his world picture. In man, it was to be seen how reality rules in existence. Thus, the chief question was directed toward the element in which the self-conscious ego rests. But the power of thought was not sufficient to carry light into this element. Thought remained behind in the upper layers of the soul when the ego wanted to take the path into its own depth. [ 9 ] In Germany Hans Vaihinger (1852–1933) developed his Philosophy of As-If (1911) along the same lines as pragmatism. This philosopher regards the leading ideas that man forms about the phenomena of the world not as thought images through which, in the cognitive process, the soul places itself into a spiritual reality, but as fictions that lead him to find his way in the world. The “atom,” for instance, is imperceptible. Man forms the thought of the “atom.” He cannot form it in order to know something of a reality, but merely “as if' the external phenomena of nature had come to pass through compound actions of atoms. If one imagines that there are atoms, there will be order in the chaos of perceived natural phenomena. It is the same with all leading ideas. They are assumed, not in order to depict facts that are given solely by perception. They are invented, and reality is then interpreted “as if” the content of these imagined concepts really were the basis of reality. The impotence of thought is thus consciously made the center of this philosophy. The power of the external facts impresses the mind of the thinker so overwhelmingly that he does not dare to penetrate with his “mere thought” into those regions from which the external reality springs. But as we can only hope to gain an insight into the nature of man if we have spiritual means to penetrate into the characterized regions, there can be no possibility of approaching the highest riddles of the universe through the “As-If Philosophy.” [ 10 ] We must now realize that both “pragmatism” and the “As-If Philosophy” have grown out of the thought practice of the age that is dominated by the method of natural science. Natural science can only be concerned with the investigation of the connection of external facts, of facts that can be observed in the field of sense perception. In natural science it cannot be a question of making the connections themselves, at which its investigation aims, sensually perceptible, but merely of establishing these connections in the indicated field. By following this basic principle, modern natural science became the model for all scientific cognition and, in approaching the present time, it has gradually been drawn into a thought practice that operates in the sense of “pragmatism” and the “As-If Philosophy.” Darwinism, for instance, was at first driven to proclaim a line of evolution of living beings from the most imperfect to the most perfect and thus to conceive man as a higher form in the evolution of the anthropoid apes. But the anatomist, Carl Gegenbaur, pointed out as early as 1870 that it is the method of investigation applied to such an idea of evolution that constitutes the fruitful part of it. The use of this method of investigation has continued to more recent times, and one is quite justified in saying that, while it remained faithful to its original principle, it has led beyond the views with which it was originally connected. The investigation proceeded “as if” man had to be sought within the line of descent of the anthropoid apes. At the present time, one is not far from recognizing that this cannot be so, but that there must have been a being in earlier times whose true descendants are to be found in man, while the anthropoid apes developed away from this being into a less perfect species. In this way the original modern idea of evolution has proved to be only an auxiliary step in the process of investigation. [ 11 ] While such a thought practice holds sway in natural science, it seems quite justified for natural science to deny that, in order to solve world riddles, there is any scientific cognitive value in an investigation of pure thought carried out by means of a thought contemplation in the self-conscious ego. The natural scientist feels that he stands on secure ground when he considers thinking only as a means to secure his orientation in the world of external facts. The great accomplishments to which natural science can point at the turn of the twentieth century agree well with such a thought practice. In the method of investigation of natural science, “pragmatism” and the “As-If Philosophy” are actually at work. If these modes of conception now appear to be special philosophical thought tendencies also, we see in this fact that modern philosophy has basically taken on the form of natural science. [ 12 ] For this reason, thinkers who instinctively feel how the demand of the spirit of modern world conception is secretly at work will quite understandably be confronted with the question: How can we uphold a conception of the self-conscious ego in the face of the perfection of the natural scientific method? It may be said that natural science is about to produce a world picture in which the self-conscious ego does not find a place, for what natural science can give as a picture of the external man contains the self-conscious soul only in the manner in which the magnet contains its energy. There are now two possibilities. We either delude ourselves into believing that we produce a serious statement when we say, “Our brain thinks,” and then accept the verdict that “the spiritual man” is merely the surface expression of material reality, or we recognize in this “spiritual man” a self-dependent essential reality and are thus driven out of the field of natural science with our knowledge of man. The French philosophers, Emile Boutroux (1845–1921) and Henri Bergson (1859–1941), are thinkers who accept the latter possibility. [ 13 ] Boutroux proceeds from a criticism of the modern mode of conception that intends to reduce all world processes to the laws of natural science. We understand the course of his thought if we consider that a plant, for example, contains processes that, to be sure, are regulated by laws effective also in the mineral world, but that it is quite impossible to imagine that these mineral laws themselves cause this plant life through their own content. If we want to recognize that plant life develops on the basis of mineral activity, we must presuppose that it is a matter of perfect indifference to the mineral forces if plant life develops from this basis. There must be a spontaneously creative element added to the mineral agencies if plant life is to be produced. There is, therefore, a creative element everywhere in nature. The mineral realm is there but a creative element stands behind it. The latter produces the plant life based on the ground of the mineral world. So it is in all the spheres of natural order up to the conscious human soul, indeed, including all sociological processes. The human soul does not spring from mere biological laws, but directly from the fundamental creative element and it assimilates the biological processes and laws to its own entity. The fundamental creative element is also at work in the sociological realm. This brings human souls into the appropriate connections and interdependence. Thus, in Boutroux's book, On the Concept of Natural Laws in the Science and Philosophy of Today (1895), we find:
Boutroux turns his attention from the natural laws represented in the thinking of natural science to the creative process behind these laws. Emerging directly from this process are the entities that fill the world. The behavior of these entities to one another, their mutual effect on each other, can be expressed in laws that are conceivable in thought. What is thus conceived becomes, as it were, a basis of the natural laws for this mode of conception. The entities are real and manifest their natures according to laws. The sum total of these laws, which in the final analysis constitute the unreal and are attached to an intellectually conceived existence, constitutes matter. Thus, Boutroux can say:
But if natural laws are only the sum total of the interrelation of the entities, then the human soul also does not stand in the world as a whole in such a way that it could be explained from natural laws; from its own nature it adds its manifestations to the other laws. With this step, freedom, the spontaneous self-revelation, is secured for the soul. One can see in this philosophical mode of thinking the attempt to gain clarity concerning the true essence of nature in order to acquire an insight into the relation of the human soul to it. Boutroux arrives at a conception of the human soul that can only spring from its self-manifestation. In former times, according to Boutroux, one saw in the mutual influences of the entities, the manifestation of the “capriciousness and arbitrariness” of spiritual beings. Modern thinking has been freed from this belief by the knowledge of natural laws. As these laws exist only in the cooperative processes of the entities, they cannot contain anything that might determine the entities.
These words point to the demand of the spirit of modern world conception that has repeatedly been mentioned in this book. The ancients were limited to contemplation. To them, the soul was in the element of its true nature when it was in thought contemplation. The modern development demands a “science of action.” This science, however, could only come into being if the soul could, in thinking, lay hold of its own nature in the self-conscious ego, and if it could arrive, through a spiritual experience, at inner activities of the self with which it could see itself as being grounded in its own entity. [ 14 ] Henri Bergson tries to penetrate to the nature of the self-conscious ego in a different way so that the mode of conception of natural science does not become an obstacle in this process. The nature of thinking itself has become a world riddle through the development of the world conceptions from the time of the Greeks to the present age. Thought has lifted the human soul out of the world as a whole. Thus, the soul lives with the thought element and must direct the question to thought: How will you lead me again to an element in which I can feel myself really sheltered in the world as whole? Bergson considers the scientific mode of thinking. He does not find in it the power through which it could swing itself into a true reality. The thinking soul is confronted with reality and gains thought images from it. It combines these images, but what the soul acquires in this manner is not rooted within reality; it stands outside reality. Bergson speaks of thinking as follows:
Proceeding from thoughts of this kind, Bergson finds that all attempts to penetrate reality by means of thinking had to fail because they undertook something of which thinking, as it occurs in life and science, is quite incapable to enter into true reality. If, in this way, Bergson believes he recognizes the impotence of thinking, he does not mean to say that there is no way by means of which the right kind of experience in the self-conscious ego may reach true reality. For the ego, there is a way outside of thinking—the way of immediate experience, of intuition.
[ 15 ] Bergson believes that a transformation of our usual mode of thinking is possible so that the soul, through this transformation, will experience itself in an activity, in an intuitive perception, in which it unites with a reality that is deeper than the one that is perceived in ordinary knowledge. In such an intuitive perception the soul experiences itself as an entity that is not conditioned by the physical processes, which produce sensation and movement. When man perceives through his senses, and when he moves his limbs, a corporeal entity is at work in him, but as soon as he remembers something a purely psychic-spiritual process takes place that is not conditioned by corresponding physical processes. Thus, the whole inner life of the soul is a specific life of a psychic-spiritual nature that takes place in the body and in connection with it, but not through the body. Bergson investigated in detail those results of natural science that seemed to oppose his view. The thought indeed seems justified that our physical functions are rooted in bodily processes when one remembers how, for instance, the disease of a part of the brain causes an impediment of speech. A great many facts of this kind can be enumerated. Bergson discusses them in his book, Matter and Memory, and he decides that all these facts do not constitute any proof against the view of an independent spiritual-psychical life. In this way, modern philosophy seems through Bergson to take up its task that is demanded by the time, the task of a concentration of the experience of the self-conscious ego, but it accomplishes this step by declaring thought as impotent. Where the ego is to experience itself in its own nature, it cannot make use of the power of thinking. The same holds for Bergson insofar as the investigation of life is concerned. What must be considered as the driving element in the evolution of the living being, what places these beings in the world in a series from the imperfect to the perfect, we cannot know through a thoughtful contemplation of the various forms of the living beings. But if man experiences himself in himself as psychical life, he stands in the element of life that lives in those beings and knows itself in him. This element of life first had to pour itself out in innumerable forms to prepare itself for what it later becomes in man. The effusion of life (elan vital), which arouses itself into a thinking being in man, is there already manifested in the simple living entity. In the creation of all living beings it has so spent itself that it retains only a part of its entire nature, the part, to be sure, that reveals itself as the fruit of all previous creations of life. In this way, the entity of man exists before all other living beings, but it can live its life as man only after having ejected all other forms of life, which man then can observe from without as one form among all others. Through his intuitive knowledge Bergson wants to vitalize the results of natural science so that he can say:
[ 16 ] From lightly woven and easily attainable thoughts like this, Bergson produces an idea of evolution that had been expressed previously in a profound mode of thought by W. H. Preuss in his book, Spirit and Matter (1882). Preuss also held that man has not developed from the other natural beings but is, from the beginning the fundamental entity, which had first to eject his preliminary stages into the other living beings before he could give himself the form appropriate for him on earth. We read in the above-mentioned book:
[ 17 ] Such a view attempts to recognize man as placed on his ground by the development of modern world conception, that is to say, outside nature, in order to find something in such a knowledge of man that throws light on the world surrounding him. In the little known thinker from Elsfleth, W. H. Preuss, the ardent wish arises to gain a knowledge of the world at once through an insight into man. His forceful and significant ideas are immediately directed to the human being. He sees how this being struggles its way into existence. What it must leave behind on its way, what it must slough off, remains as nature with its entities on a lower stage of evolution surrounding man as his environment. The way toward the riddles of the world in modern philosophy must go through an investigation of the human entity manifested in the self-conscious ego. This becomes apparent through the development of this philosophy. The more one tries to enter into its striving and its search, the more one becomes aware of the fact that this search aims at such experiences in the human soul that do not only produce an insight into the human soul itself, but also kindles a light by means of which a certain knowledge concerning the world outside man can be secured. In looking at the views of Hegel and related thinkers, more recent philosophers came to doubt that there could be the power in the life of thought to spread its light beyond the realm of the soul itself. The element of thought seemed not strong enough to engender an activity that could explain the being and the meaning of the world. By contrast, the natural scientific mode of conception demanded a penetration into the core of the soul that rested on a firmer ground than thought can supply. [ 18 ] Within this search and striving the attempts of Wilhelm Dilthey (1833–1911) take a significant position. In writings like his Introduction to the Cultural Sciences, and his Berlin Academy treatise, Contributions to the Solution of the Problem of Our Belief in the Reality of the External World and Its Right (1890), he offered expositions that are filled with all the philosophical riddles that weigh on the modern development of world conception. To be sure, the form of his presentation, which is given in the modern terminology used by scholars, prevents a more general impression being created by what he has to say. It is Dilthey's view that through the thoughts and imaginations that appear in his soul man cannot even arrive at the certainty that the perceptions of the senses correspond to a reality independent of man. Everything that is of the nature of thought, ideation and sense perception is picture. The world that surrounds man could be a dream without a reality independent of him if he were exclusively dependent on such pictures in his awareness of the real world. But not only these pictures present themselves in the soul. In the process of life the soul is filled with will, activity and feeling, all of which stream forth from it and are recognized as an immediate experience rather than intellectually. In willing and feeling the soul experiences itself as reality, but if it experienced itself only in this manner, it would have to believe that its own reality were the only one in the world. This assumption could be justified only if the will could radiate in all directions without finding any resistance. But that is not the case. The intentions of the will cannot unfold their life in that way. There is something obtruding itself in their path that they have not produced but that must nevertheless be accepted by them. To “common sense” such a thought development of a philosopher can appear as hairsplitting. The historical account must not be deflected by such judgment. It is important to gain an insight into the difficulty that modern philosophy had to create for itself in regard to a question that seems so simple and in fact superfluous to “common sense,” that is, if the world man sees, hears, etc., may rightly be called real. The “ego” that had, as shown above in our historical account of the development of philosophical world riddles, separated itself from the world, strives to find its way back into the world from what appears in its own consciousness as a state of loneliness. It is Dilthey's opinion that this way cannot be found back into the world by saying that the soul experiences pictures (thoughts, ideas, sensations), and since these pictures appear in our consciousness they must have their causes in a real external world. A conclusion of this kind would not, according to Dilthey, give us the right to speak of a real external world, for such a conclusion is drawn within the soul according to the needs of this soul, and there is no guarantee that there really is in the external world what the soul believes in following its own needs. Therefore, the soul cannot infer an external world; it would expose itself to the danger that its conclusion might have a life only within the soul but without any significance for an external world. Certainty concerning an outer world can be gained by the soul only if this external world penetrates into the inner life of the “ego,” so that within this “ego” not only the “ego” but also the external world itself unfolds its life. This happens, according to Dilthey, when the soul experiences in its will and its feeling something that does not spring from within. Dilthey attempts to decide from the most self-evident facts a question that is for him a fundamental problem of all world conception. A passage like the following may illustrate this:
Why is such a reflection, which seems unimportant for many people, developed in connection with the highest problems of philosophy? It seems hopeless to gain an insight into man's position in the world as a whole from such points of departure. What is essential, however, is the fact that philosophy arrived at reflections of this kind on its way, to use Brentano's words once more, to “gain certainty for the hopes of Plato and Aristotle concerning the continued life of our better part after the dissolution of our body.” To attain sure knowledge of this kind seems to become more difficult the more the intellectual development advances. The “self-conscious ego” feels itself more and more ejected from the world; it seems to find in itself less and less the elements that connect it with the world in a way different from that of our “body,” which is subject to “dissolution.” While this “self-conscious ego” searched for a certain knowledge concerning its connection with an eternal world of the spirit, it lost the certainty of an insight in its connection with the world as revealed through the perception of the senses. In our discussion of Goethe's world conception, it was shown how Goethe searched for such experiences of the soul that carry it into a reality lying behind sense perception as a spiritual world. In this world conception the attempt is made to experience something within the soul through which it no longer lives exclusively within its own confines in spite of the fact that it feels the experienced content as its own. The soul searches for world experiences in itself through which it participates with its experience in an element that it cannot reach through the mediation of the mere physical organs. Although Dilthey's mode of reflection may appear to be quite unnecessary, his efforts must be considered as belonging to the same current of the philosophical development. He is intent on finding an element within the soul that does not spring from the soul but belongs to an independent realm. He would like to prove that the world enters the experience of the soul. Dilthey does not believe that such an entrance can be accomplished by the thought element. For him, the soul can assimilate in its entire life content, in will, striving and feeling, something that is not only soul but part of the real external world. We recognize a human being in our soul as real not by forming a representative thought picture of the person we see before us, but by allowing his will and his feeling to enter into our own will and sentiment. Thus, a human soul, in Dilthey's opinion, acknowledges a real external world not because this outer world conveys its reality through the thought element, but because the soul as a self-conscious ego, experiences inwardly in itself the external world. In this manner he is led to acknowledge the spiritual life as something of a higher significance than the mere natural existence. He produces a counterbalance to the natural scientific mode of conception with his view, and he even thinks that nature as a real external world can be acknowledged only because it can be experienced by the spiritual part of our soul. The experience of the natural is a subdivision of our general soul experience, which is of a spiritual nature, and spiritually our soul is part of a general spiritual development on earth. A great spiritual organism develops and unfolds in cultural systems in the spiritual experience and creative achievement of the various peoples and ages. What develops its forces in this spiritual organism permeates the individual human souls. They are embedded in the spiritual organism. What they experience, accomplish and produce receives its impulses not from the stimulation's of nature, but from the comprehensive spiritual life. Dilthey's mode of conception is full of understanding for that of natural science. He often speaks in his discussions of the results of the natural scientists, but, as a counterbalance to his recognition of natural development, he insists on the independent existence of a spiritual world. Dilthey finds the content of a science of the spiritual in the contemplation of the cultures of different peoples and ages. [ 19 ] Rudolf Eucken (1864–1926) arrives at a similar recognition of an independent spiritual world. He finds that the natural scientific mode of thought becomes self-contradictory if it intends to be more than a one-sided approach to reality, if it wants to proclaim what it finds within the possible grasp of its own knowledge as the only reality. If one only observed nature as it offers itself to the senses, one could never obtain a comprehensive conception of it. In order to explain nature, one must draw on what the spirit can experience only through itself, what it can never derive from external observation. Eucken proceeds from the vivid feeling that the soul has of its own spontaneous work and creation when it is occupied in the contemplation of external nature. He does not fail to recognize in which way the soul is dependent on what it perceives through its sense organs and how it is determined through everything that has its natural basis in the body. But he directs his attention to the autonomous regulating and life-inspiring activity of the soul that is independent of the body. The soul gives direction and conclusive connection to the world of sensations and perceptions. It is not only determined by stimuli that are derived from the physical world but it experiences purely spiritual impulses in itself. Through these impulses the soul is aware that it has its being in a real spiritual world. Into its experiences and creations flow the forces from a spiritual world to which it belongs. This spiritual world is directly experienced as real in the soul that knows itself as one with that world. In this way, the soul sees itself, according to Eucken, supported by a living and creative spiritual world. It is his opinion that the thought element, the intellectual forces, are not powerful enough to fathom the depths of this spiritual world. What streams from the spiritual world into man pours itself into his entire comprehensive soul life, not only into his intellect. This world of the spirit is endowed with the character of personality of a substantial nature. It also impregnates the thought element but it is not confined to it. The entire soul may feel itself in a substantial spiritual connection. Eucken, in his numerous writings, knows how to describe in a lofty and emphatic way this spiritual world as it weaves and has its being: The Struggle for a Spiritual Content of Life (1896), Truth Content of Religion (1901), Basic Outlines of a New Life Conception, Spiritual Currents of the Present Time, Life Conceptions of the Great Thinkers, and Knowledge and Life. In these books he tries to show from different points of view how the human soul, as it experiences itself and as it understands itself in this experience, is aware of being permeated and animated by a creative, living spiritual substance of which it is a part and a member. Like Dilthey, Eucken describes, as the content of the independent spiritual life, what unfolds in the civilizations of humanity in the moral, technical, social and artistic creations of the various peoples and ages. [ 19 ] In a historical presentation as is herein attempted, there is no place for criticism of the described world conceptions. But it is not criticism to point out how a world conception develops new questions through its own character, for it is thus that it becomes a part of the historical development. Dilthey and Eucken speak of an independent spiritual world in which the individual human soul is embedded. Their theory of this spiritual world, however, leaves the following questions open: What is this spiritual world and in what way does the human soul belong to it? Does the individual soul vanish with the dissolution of the body after it participated within that body in the development of the spiritual life manifested in the cultural creations of the different peoples and ages? One can, to be sure, answer these questions from Dilthey's and Eucken's point of view by saying that what the human soul can know in its own life does not lead to results with respect to these questions. But this is precisely what can be said to characterize such world conceptions that they lead, through their mode of conception, to no means of cognition that could guide the soul or the self-conscious ego beyond what can be experienced in connection with the body. In spite of the intensity with which Eucken stresses the independence and reality of the spiritual world, what the soul experiences according to his world conception of this spiritual world, and in connection with it, is experienced through the body. The hopes of Plato and Aristotle, so often referred to in this book, with regard to the nature of the soul and its independent relation to the spiritual world are not touched by such a world conception. No more is shown than that the soul, as long as it appears within the body, participates in a spiritual world that is quite rightly called real. What it is in the spiritual world as an independent spiritual entity cannot be discussed within this philosophy. It is characteristic of these modes of conception that they do, to be sure, arrive at a recognition of a spiritual world and also of the spiritual nature of the human soul. But no knowledge results from this recognition concerning the position of the soul, the self-conscious ego, in the reality of the world, apart from the fact that it acquires a consciousness of the spiritual world through the life of the body. The historical position of these modes of conception in the development of philosophy appears in its right light if one recognizes that they produce questions that they cannot answer with their own means. They maintain emphatically that the soul becomes in itself conscious of a spiritual world that is independent of itself. But how is this consciousness acquired? Only through the means of cognition that the soul has in and through its existence in the body. Within this form of existence a certainty of a real spiritual world arises. But the soul finds no way to experience its own self-contained entity in the spirit outside the body. What the spirit manifests, stimulates and creates within the soul is perceived by it as far as the physical existence enables it to do so. What it is as a spirit in the spiritual world and, in fact, whether or not it is a separate entity within that world, is a question that cannot be answered by the mere recognition of the fact that the soul within the body can be conscious of its connection with a living and creative spiritual world. To obtain an answer of this kind it would be necessary for the self-conscious human soul, while it advances to a knowledge of the spiritual world, to become aware of its own mode of life in the world of the spirit, independent of the conditions of its bodily existence. The spiritual world would not only have to enable the soul entity to recognize its reality but it would have to convey something of its own nature to the soul. It would have to reveal to the soul in what way it is different from the world of the senses and in what manner it allows the soul entity to participate in this different mode of existence. [ 20 ] A feeling for this question lives in those philosophers who want to contemplate the spiritual world by directing their attention toward something that cannot, according to their opinion, be found within the mere observation of nature. If it could be shown that there is something with regard to which the natural scientific mode of conception would prove to be powerless, then this could be considered to guarantee the justification of assuming a spiritual world. A mode of thought of this kind had already been indicated by Lotze (compare in Part II Chapter VI of this volume). It found forceful representatives later in Wilhelm Windelband (1848–1915), Heinrich Rickert (1863–1936) and others. These thinkers are of the opinion that there is an element entering into the world conception that is inaccessible to the natural scientific mode of thought. They consider this element to be the “values” that are of decisive importance in human life. The world is no dream but a reality if it can be shown that certain experiences of the soul contain something that is independent of this soul. The actions, endeavors and will impulses of the soul are no longer sparks that light up and vanish in the ocean of existence, if one must recognize that there is something that endows them with values independent of the soul. Such values, however, the soul must acknowledge for its will impulses and its actions just as much as it must recognize that its perceptions are not merely produced by its own effort. Action and will impulses of man do not simply occur like facts of nature; they must be considered from the point of view of a legal, moral, social, esthetic or scientific value. It is quite right to insist that during the evolution of civilizations in different ages and of different peoples, man's views concerning the values of right, morality, beauty and truth have undergone changes. If Nietzsche could speak of a “revaluation of all values,” it must be acknowledged that the value of actions, thoughts and will intentions is determined from without in a similar way to the way perceptual ideation receives the character of reality from without. In the sense of the “philosophy of values” one can say: As the pressure or resistance of the natural external world make the difference between an idea that is a mere picture of fantasy or one that represents reality, so the light and approbation that fall on the soul life from an external spiritual world decide whether or not an impulse of the will, an action and a thought endeavor have a value in the world as a whole or are only arbitrary products of the soul. As a stream of values, the spiritual world flows through the lives of men in the course of history. While the human soul feels itself as living in a world determined by values, it experiences itself in a spiritual element. If this mode of conception were seriously carried out, all statements that man could make concerning the spiritual would have to take on the form of value judgments. The only thing one could then say about anything not revealed in nature and therefore not to be known through the natural scientific mode of conception, would be in which way and in what respect it possessed an independent value in the whole of the world. The question would then arise: [ 21 ] If one disregards everything in the human soul that natural science has to say about it, is it then valuable as a member of the spiritual world, and does it have a significant independent value? Can the riddles of philosophy concerning the soul be solved if one cannot speak of its existence but only of its value? Will not the philosophy of values always be forced to adopt a language similar to that of Lotze when he speaks of the continuation of the soul?
Here the “value” of the soul is spoken of as its decisive character. Some attention, however, is also paid to the question of how this value may be connected with the preservation of existence. One can understand the position of the philosophy of value in the course of the development of philosophy if one considers that the natural scientific mode of conception is inclined to claim all knowledge of existence for itself. If that is granted, philosophy can do nothing but resign itself to the investigation of something else, and such a “something else” is seen in these “values.” The following question, as an unsolved problem, can be found in Lotze's statement: Is it at all possible to go no further than to define and characterize values and to renounce all knowledge concerning the form of existence of the values? [ 22 ] Many of the most recent schools of thought prove to be attempts to search within the self-conscious ego, which in the course of the philosophical development feels itself more and more separated from the world, for an element that leads back to a reunion with the world. The conceptions of Dilthey, Eucken, Windelband, Rickert and others are such attempts. They want to do justice both to the demands of natural science and to the contemplation of the experience of the soul so that a science of the spirit appears as a possibility beside the science of nature. The same aims are followed by the thought tendencies of Herman Cohen (1842–1918) (compare in Part II Chapter IV of this volume), Paul Natorp (1854–1924), August Stadler (1850–1910), Ernst Cassirer (1874–1945), Walter Kinkel (born 1871) and others who share their philosophical convictions. In directing their attention to the processes of thinking itself, they believe that in this highest activity of the self-conscious ego the soul gains hold on an inner possession that allows it to penetrate into reality. They turn their attention to what appears to them as the highest fruit of thinking. A simple example of this would be the thinking of a circle in which specific representative thought pictures of any circle are disregarded entirely. As much can be embraced in this way by pure thinking as can be encompassed by the power of our soul through which we can penetrate into reality. For what we can think in this way manifests its own nature through thinking in the consciousness of man. The sciences strive to arrive, by means of their observations, experiments and methods, at such results concerning the world as can be seized in pure thinking. They will have to leave the fulfillment of this aim to a far distant future, but one can nevertheless say that insofar as they endeavor to have pure thought, they also strive to convey the true essence of things to the possession of the self-conscious ego. When man makes an observation in the sensual external world, or in the course of historical life, he has, according to this conception, no true reality before him. What the observation of the senses offers is merely the challenge to search for a reality, not a reality in itself. Only when, through the activity of the soul, a thought appears, so to speak, to reveal itself at the very place where the observation has been made, is the living reality of the observed object integrated into real knowledge. The progressively developing knowledge replaces with thought what has been observed in the world. What the observation showed in the beginning was there only because man with his senses, with his everyday imagination, realizes at first for himself the nature of things in his own limited way. What he has at his disposal in this way has significance only for himself. What he substitutes as thought for the observation is no longer troubled by his own limitation. It is as it is thought, for thought determines its own nature and reveals itself according to its own character in the self-conscious ego. Thought does not allow the ego to determine its character in any way. [ 23 ] There lives in this world conception a subtle feeling for the development of thought life since its first philosophical flowering within Greek intellectual life. It was the thought experience that gave to the self-conscious ego the power to be vigorously conscious of its own self-dependent entity. In the present age this power of thought can be experienced in the soul as the impulse that, seized within the self-conscious ego, endows this ego with the awareness that it is not a mere external observer of things but that it lives essentially in an intimate connection with their reality. It is in thought itself that the soul can feel it contains a true and self-dependent reality. As the soul thus feels itself interwoven with thought as a content of life that breathes reality, it can again experience the supporting power of the thought element as this was experienced in Greek philosophy. It can be experienced again as strongly as it was felt in the philosophy that took thought as a perception. It is true that in the world conception of Cohen and kindred spirits, thought cannot be considered as a perception in the sense of Greek philosophy. But in this conception the inner permeation of the ego with the thought world, which the ego acquired through its own work, is such that this experience includes, at the same time, the awareness of its reality. The connection with Greek philosophy is emphasized by these thinkers. Cohen expresses himself on this point as follows. “The relation that Parmenides forged as the identity of thinking and being must persist.” Another thinker who also accepts this conception, Walter Kinkel, is convinced that “only thinking can know being, for both thinking and being are, fundamentally understood, one and the same.” It is through this doctrine that Parmenides became the real creator of scientific idealism (Idealism and Realism). It is also apparent from the presentations of these thinkers how the formulation of their thoughts presupposes the century-long effect of the thought evolution since the Greek civilization. In spite of the fact that these thinkers start from Kant, which could have fostered in them the opinion that thought lives only within the soul, outside true reality, the supporting power of thought exerts itself in them. This thought has gone beyond the Kantian limitation and it forces these thinkers who contemplate its nature to become convinced that thought itself is reality, and that it also leads the soul into reality if it acquires this element rightly in inner work and, equipped with it, seeks the way into the external world. In this philosophical mode of thinking thought proves intimately connected with the world contemplation of the self-conscious ego. The fundamental impulse of this thought tendency appears like a discovery of the possible service that the thought element can accomplish for the ego. We find in the followers of this philosophy views like these: “Only thinking itself can produce what may be accepted as being.” “Being is the being of thinking” (Cohen). Now the question arises: Can these philosophers expect of their thought experience, which is produced through the conscious work in the self-conscious ego, what the Greek philosopher expected of it when he accepted thought as a perception? If one believes to perceive thought, one can be of the opinion that it is the real world that reveals it. As the soul feels itself connected with thought as a perception, it can consider itself as belonging to the element of the world that is thought, indestructible thought, while the sense perception reveals only destructible entities. The part of the human being that is perceptible to the senses can then be supposed to be perishable, but what emerges in the human soul as thought makes it appear as a member of the spiritual, the true reality. Through such a view the soul can conceive that it belongs to a truly real world. This could be achieved by a modern world conception only if it could show that the thought experience not only leads knowledge into a true reality, but also develops the power to free the soul from the world of the senses and to place it into true reality. The doubts that arise in regard to this question cannot be counteracted by the insight into the reality of the thought element if the latter is considered as acquired by perception actively produced through the work of the soul. For, from what could the certainty be derived that what the soul produces actively in the world of the senses, can also give it a real significance in a world that is not perceived by senses? It could be that the soul, to be sure, could procure a knowledge of reality through its actively produced thoughts, but that nevertheless the soul itself was not rooted in this reality. Also, this world conception merely points to a spiritual life, but it cannot prevent the unbiased observer from finding philosophical riddles at its end that demand answers and call for soul experiences for which this philosophy does not supply the foundations. It can arrive at the conviction that thought is real, but it cannot find through thought a guarantee for the reality of the soul. [ 24 ] The philosophical thinking at which A. v. Leclaire (born 1848), Wilhelm Schuppe (1836–1913), Johannes Rehmke (1848 – 1930), von Schubert-Soldern (born 1852), and others arrived, shows how philosophical inquiry can remain confined to the narrow circle of the self-conscious ego without finding a possibility to make the transition from this region into the world where this ego could link its own existence to a world reality. There are certain differences among these philosophies, but what is characteristic of all of them is that they all stress that everything man can count as belonging to his world must manifest itself within the realm of his consciousness. On the ground of their philosophy the thought cannot be conceived that would even presuppose anything about a territory of the world if the soul wanted to transcend with its conceptions beyond the realm of consciousness. Because the “ego” must comprise everything to which its knowledge extends within the folds of its consciousness, because it holds it within the consciousness, it therefore appears necessary to this view that the entire world is within the limits of this awareness. That the soul should ask itself: How do I stand with the possession of my consciousness in a world that is independent of this consciousness, is an impossibility for this philosophy. From its point of view, one would have to decide to give up all questions of this kind. One would have to become blind to the fact that there are inducements within the realm of the conscious soul life to look beyond that realm, just as in reading one does not look for the meaning in the forms that are visible on the paper, but to the significance that is expressed by them. As in reading, it is a question not of studying the forms of the letters as it is of no importance for the conveyed meaning to consider the nature of these forms themselves, so it could be irrelevant for an insight into true reality that within the sphere of the “ego” everything capable of being known has the character of consciousness. [ 25 ] The philosophy of Carl du Prel (1839–99) stands as an opposite pole to this philosophical opinion. He is one of the spirits who have deeply felt the insufficiency of the opinion that considers the natural scientific mode of conception to which so many people have grown accustomed to be the only possible form of world explanation. He points out that this mode of conception unconsciously sins against its own statements, for natural science must admit on the basis of its own results
Such objections are necessarily caused by the materialistically colored mode of thought of natural science. Its weakness is noticed by many people who share the point of view of du Prel. The latter can be considered as a representative of a pronounced trend of modern philosophy. What is characteristic of this trend is the way in which it tries to penetrate into the realm of the real world. This way still shows the aftereffect of the natural scientific mode of conception, although the latter is at the same time most violently criticized. Natural science starts from the facts that are accessible to the sensory consciousness. It finds itself forced to refer to a supersensible element, for only the light is sensually perceptible, not the vibrations of the ether. The vibrations then belong to a realm that is, at least, extrasensory in its nature. But has natural science the right to speak of an extrasensory element? It means to limit its investigations to the realm of sense perceptions. Is anyone justified to speak of supersensible elements who restricts his scientific endeavors to the results of the consciousness that is bound to the senses and therefore to the body? Du Prel wants to grant this right of investigating the supersensible only to a thinker who seeks the nature of the human soul outside the realm of the senses. What he considers as the chief demand in this direction is the necessity to demonstrate manifestations of the soul that prove the soul is also active when it is not bound to the body. Through the body the soul develops its sensual consciousness. In the phenomena of hypnotism, hypnotic suggestion and somnambulism, it becomes apparent that the soul is active when the sensual consciousness is eliminated. The soul life, therefore, extends further than the realm of consciousness. It is here that du Prel arrives at the diametrically opposite position to those of the characterized philosophers of the all-embracing consciousness who believe that the limits of consciousness define at the same time the entire realm of philosophy. For du Prel, the nature of the soul is to be sought outside the circle of this consciousness. If, according to him, we observe the soul when it is active without the usual means of the senses, we have the proof that it is of a supersensible nature. Among the means through which this can be done, du Prel and many others count, besides the observation of the above-mentioned “abnormal” psychic phenomena, also the phenomena of spiritualism. It is not necessary to dwell here on du Prel's opinion concerning this field, for what constitutes the mainspring of his view becomes apparent also if one considers only his attitude toward hypnotism, hypnotic suggestion and somnambulism. Whoever wants to prove the spiritual nature of the human soul cannot limit himself to showing that the soul has to refer to a supersensible world in its cognitive process. For natural science could answer that it does not follow that the soul is itself rooted in the supersensible realm because it has a knowledge of a supersensible world. It could very well be that knowledge of the supersensible could also be dependent on the activity of the body and thus be of significance only for a soul that is bound to a body. It is for this reason that du Prel feels it necessary to show that the soul not only knows the supersensible while it is itself bound to the body, but that it experiences the supersensible while it is outside the body. With this view, he also arms himself against objections that can be raised from the viewpoint of the natural scientific mode of thinking against the conceptions of Eucken, Dilthey, Cohen, Kinkel and other defenders of a knowledge of a spiritual world. He is, however, not protected against the doubts that must be raised against his own procedure. Although it is true that the soul can find an access to the supersensible only if it can show how it is itself active outside the sensual realm, the emancipation of the soul from the sensual world is not assured by the phenomena of hypnotism, somnambulism and hypnotic suggestion, nor by all other processes to which du Prel refers for this purpose. In regard to all these phenomena it can be said that the philosopher who wants to explain them still proceeds only with the means of his ordinary consciousness. If this consciousness is to be useless for a real explanation of the world, how can its explanations, which are applied to the phenomena according to the conditions of this consciousness, be of any decisive significance for these phenomena? What is peculiar in du Prel is the fact that he directs his attention to certain facts that point to a supersensible element, but that he, nevertheless, wants to remain entirely on the ground of the natural scientific mode of thought when he explains those facts. But should it not be necessary for the soul to enter the supersensible in its mode of thinking when the supersensible becomes the object of its interest? Du Prel looks at the supersensible, but as an observer he remains within the realm of the sensual world. If he did not want to do this, he would have to demand that only a hypnotized person can say the right things concerning his experiences under hypnosis, that only in the state of somnambulism could knowledge concerning the supersensible be acquired and that what the not-hypnotized, the non-somnambulist must think concerning these phenomena is of no validity. If we follow this thought consistently, we arrive at an impossibility. If one speaks of a transposition of the soul outside the realm of the senses into another form of existence, one must intend to acquire the knowledge of this existence within that other region. Du Prel points at a path that must be taken in order to gain access to the supersensible. But he leaves the question open regarding the means that are to be used on this path. [ 26 ] A new thought current has been stimulated through the transformation of fundamental physical concepts that has been attempted by Albert Einstein (1879–1955). The attempt is of significance also for the development of philosophy. Physics previously followed its given phenomena by thinking of them as being spread out in empty three dimensional space and in one dimensional time. Space and time were supposed to exist outside things and events. They were, so to speak, self-dependent, rigid quantities. For things, distances were measured in space. For events, duration was determined in time. Distance and duration belong, according to this conception, to space and time, not to things and events. This conception is opposed by the theory of relativity introduced by Einstein. For this theory, the distance between two things is something that belongs to those things themselves. As a thing has other properties it has also the property of being at a certain distance from a second thing. Besides these relations that are given by the nature of things there is no such thing as space. The assumption of space makes a geometry that is thought for this space, but this same geometry can be applied to the world of things. It arises in a mere thought world. Things have to obey the laws of this geometry. One can say that the events and situations of the world must follow the laws that are established before the observation of things. This geometry now is dethroned by the theory of relativity. What exists are only things and they stand in relations to one another that present themselves geometrically. Geometry thus becomes a part of physics, but then one can no longer maintain that their laws can be established before the observation of the things. No thing has any place in space but only distances relative to other things. [ 27 ] The same is assumed for time. No process takes place at a definite time; it happens in a time-distance relative to another event. In this way, temporal distances in the relation of things and spatial intervals become homogenous and flow together. Time becomes a fourth dimension that is of the same nature as the three dimensions of space. A process in a thing can be determined only as something that takes place in a temporal and spatial distance relative to other events. The motion of a thing becomes something that can be thought only in relation to other things. [ 28 ] It is now expected that only this conception will produce unobjectionable explanations of certain physical processes while such processes lead to contradictory thoughts if one assumes the existence of an independent space and independent time. [ 29 ] If one considers that for many thinkers a science of nature was previously considered to be something that can be mathematically demonstrated, one finds in the theory of relativity nothing less than an attempt to declare any real science of nature null and void. For just this was regarded as the scientific nature of mathematics that it could determine the laws of space and time without reference to the observation of nature. Contrary to this view, it is now maintained that the things and processes of nature themselves determine the relations of space and time. They are to supply the mathematical element. The only certain element is surrendered to the uncertainty of space and time observations. [ 30 ] According to this view, every thought of an essential reality that manifests its nature in existence is precluded. Everything is only in relation to something else. [ 31 ] Insofar as man considers himself within the world of natural things and events, he will find it impossible to escape the conclusions of this theory of relativity. But if he does not want to lose himself in mere relativities, in what may be called an impotence of his inner life, if he wants to experience his own entity, he must not seek what is “substantial in itself' in the realm of nature but in transcending nature, in the realm of the spirit. [ 32 ] It will not be possible to evade the theory of relativity for the physical world, but precisely this fact will drive us to a knowledge of the spirit. What is significant about the theory of relativity is the fact that it proves the necessity of a science of the spirit that is to be sought in spiritual ways, independent of the observation of nature. That the theory of relativity forces us to think in this way constitutes its value within the development of world conception. [ 33 ] It was the intention of this book to describe the development of what may be called philosophical activity in the proper sense of the word. The endeavor of such spirits as Richard Wagner, Leo Tolstoi and others had for this reason to be left unconsidered, significant as discussion of their contribution must appear when it is a question of following the currents that lead from philosophy into our general spiritual culture. |
194. The Mission of the Archangel Michael: The Michael Deed and the Michael Influence as Counter-pole of the Ahrimanic Influence
29 Nov 1919, Dornach Tr. Lisa D. Monges Rudolf Steiner |
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That which surges in the depths of human souls expresses itself in such formulas; mankind feels that it is necessary to acquire a conscious relationship of the individual to the whole of humanity, that is, to acquire a social impulse. Now, we cannot do so without focusing our attention upon the law of evolution. |
Some people take it very easy in regard to human freedom, in regard to the sense of human responsibility. I knew a professor of criminal law who began his lectures on criminal law every time with the following remarks: Gentlemen, I have to lecture to you on criminal law. |
For, if there were no human freedom and responsibility, there could be no criminal law. However, criminal law exists, for I have to lecture on it to you; therefore, responsibility and freedom exist also. |
194. The Mission of the Archangel Michael: The Michael Deed and the Michael Influence as Counter-pole of the Ahrimanic Influence
29 Nov 1919, Dornach Tr. Lisa D. Monges Rudolf Steiner |
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ONLY THROUGH a knowledge of the most important and essential laws of human evolution can man attain a real consciousness that supports his soul. He must learn to know the events of human evolution and make them part of his question of taking fully into account—I made this remark already a few days ago—that the evolution of mankind is itself an evolution of a living entity. Just as there is ordered growth in the single human individual, so is there ordered growth in the evolution of the whole human race. And since the present is the moment when we have to become conscious of certain things, and since the human being has participated, during his repeated earth lives, in the various configurations of humanity's evolutionary history, it is also necessary to develop an understanding for the different human soul moods in the various epochs of mankind's evolution. I have often stated that what we call history today is really a fable convenue, a fable agreed upon, for the reason that the abstract recounting of events and the searching for cause and effect in historical processes in an external sense does not take into account the transformations, the metamorphoses of human soul life itself. When, from this point of view, we make tests, we can easily show that it is a prejudice to believe that the soul mood of modern man prevailed also in the times to which the first historical documents reach back. This is not the case. Human beings, even the simplest, most primitive, of the ninth and tenth post-Christian centuries had a soul mood completely different from that of human beings after the middle of the fifteenth century. We can trace this right into the lower strata of the human race, but also into the upper levels. Try, for instance, to familiarize yourselves with Dante's curious work about “Monarchy.” If you read such a thing, not as an oddity, but with a certain cultural-historical sagacity, then you will notice that such a book of a representative of his time contains things which could not possibly have been spoken out of the soul of a modern human being. In this book, which was intended as a serious treatise about the legal and political foundations of monarchy, Dante tries to show that the Romans were the most excellent people of the world, as far as it was known at that time, was the primeval right of the Romans. He tries to show that the conquest of the whole earth by the Romans constituted a right greater than for instance the right of independence of single, smaller peoples; for it was the will of God that the Romans should rule over the various smaller peoples, for the latter's own good. Dante offers many proofs, out of the spirit of his time, why the Romans were justified in ruling the earth. One of these proofs is the following: He says: The Romans descend from Aeneas. Aeneas married three times. First, Creusa; through this marriage he acquired the right, as progenitor of the race, to rule Asia. Secondly, he married Dido; through this marriage he acquired the right, as ancestor of the Romans, to rule Africa. Then he married Lavinia; through this he acquired the right for the Romans to rule Europe. Herman Grimm, who once discussed this matter, made the telling remark: How fortunate that at the time America and Australia were not yet discovered! But this sort of conclusion was something quite self-evident for an enlightened spirit of the time of Dante, indeed, for the most outstanding spirit of that time. This was a juridical presentation at that time. Now I ask you to imagine that any lawyer of the present age would draw such conclusions. You cannot imagine it. And you can just as little imagine that the mode of thought which Dante employs in regard to other subjects could arise in the soul constitution of a man of the present age. Thus a quite obvious fact shows that we have to take into consideration the transformation of the soul constitutions of human beings. To fail to understand these things was tolerable in a certain way up to our time. But it will no longer do in our time, and quite especially will it not do for mankind in the future, for the simple reason that mankind, right up to our time, or at least up to the end of the eighteenth century, had certain instincts; (since the French Revolution matters have gradually changed, but still, old remnants remained of the soul constitutions in question.) Out of these instincts mankind was able to develop a consciousness which supported the soul. But in the present state of the constantly changing organism of mankind these instincts no longer exist and man must consciously acquire the connection with the whole of humanity. This is, after all, the deeper significance of the social question in our present time. What people state in their party platforms are only superficial formulations. That which surges in the depths of human souls expresses itself in such formulas; mankind feels that it is necessary to acquire a conscious relationship of the individual to the whole of humanity, that is, to acquire a social impulse. Now, we cannot do so without focusing our attention upon the law of evolution. Let us do this once more after having done so repeatedly in regard to other questions. Let us take the time from the fourth post-Christian century up to the sixteenth post-Christian century. We see how Christianity bears the character of which I spoke yesterday and on previous occasions. We find that great care is taken during this period to understand the secrets of Golgotha through human concepts and ideas as they had been transmitted by Greek culture. Then a changed form of evolution sets in. We know that it really set in at an earlier time, around the middle of the fifteenth century; but it became clearly discernible only in the sixteenth century. At that time the natural-scientifically orientated thinking began to take hold of the upper level of mankind and to spread further and further. Let us focus our attention upon this natural-scientific thinking in regard to a certain quality. There are many qualities of natural-scientifically orientated thinking which might be mentioned, but today we want to emphasize one quality in particular. It is the following: If we are a really efficient, modern thinker in the present sense, we are unable to cope with the problem of the necessity of nature and human freedom. The natural-scientific thinking of the modern age pressed onward more and more toward conceiving of the human being as a member of the rest of nature, the latter being considered a stream of causes and effects determining one another. Certainly, there exist today many human beings who see clearly that freedom, the experience of freedom, is a fact of human consciousness. But this does not prevent them from being unable to cope with this problem as they steep themselves in the special configuration of natural-scientific thinking. If we think about the being of man in the way modern natural science demands we are unable to reconcile this thinking with the thinking about human freedom. Some people take it very easy in regard to human freedom, in regard to the sense of human responsibility. I knew a professor of criminal law who began his lectures on criminal law every time with the following remarks: Gentlemen, I have to lecture to you on criminal law. Let us begin by assuming the axiom that there is human freedom and responsibility. For, if there were no human freedom and responsibility, there could be no criminal law. However, criminal law exists, for I have to lecture on it to you; therefore, responsibility and freedom exist also.—this argumentation is somewhat simple, but it points to the difficulty that arises for human beings when they have to ask the question: How can the necessity of nature be reconciled with freedom? It shows, in other words, how the human being has been forced more and more through the evolution of the last few centuries to acknowledge a certain omnipotence of the necessity of nature. One does not express it in these words; nevertheless, a certain omnipotence of natural necessity is conceived of. What is this omnipotence of natural necessity? We shall understand one another best if I remind you of something which I have mentioned frequently. Modern thinkers believe that they act—or, rather, think—without prejudice, merely as scientific researchers, when they assert that man consists of body and soul. People, all the way up to the great philosopher Wilhelm Wundt—who is great, however, merely through the graces of his publisher—people maintain: if we think without prejudice, we have to consider man as consisting of body and soul, if we ascribe any validity to the soul at all. And only timidly does the truth make its appearance, namely, that man consists of body, soul, and spirit. The philosophers who consider themselves unbiased in their belief that man consists of body and soul do not know that their concept is merely the result of a historical process which had its starting point in the eighth Œcumencial council of Constantinople when the Roman-Catholic church abolished the spirit by establishing the dogma that henceforth the orthodox Christian was to think of man as consisting of body and soul, the soul having some spiritual qualities. This was a church law; philosophers still teach it today and do not know that they are merely following a church law. They believe they carry on unprejudiced science. This is the situation today in regard to many things called “unprejudiced science.” The matter is similar in regard to the necessity of nature. During the whole evolution between the fourth and the sixteenth centuries the concept of god took on a quite particular form. If one takes into account the more intimate aspects of the spiritual evolution of these centuries, one will become aware of the fact that a quite definite concept of God was more and more elaborated in human thinking, a concept of God which culminated in the dictum: God, the Omnipotent, the All-Mighty. Few people know that it would have had no meaning for human beings prior to the fourth post-Christian century to speak of God, the All-Mighty. My dear friends, we do not engage in catechism truths; there you will, naturally, find: God is all-mighty, all-wise, all-benevolent. All these are things which have nothing to do with realities. Prior to the fourth century, nobody would have thought of considering omnipotence as a fundamental quality of the Divine Being if he had an understanding of these matters and really lived with them. For at that time the after-effect of the Greek concepts still held sway. In thinking about the Divine Being, people would not have spoken of God, the All-Mighty, but of God, the Omniscient, the All-Wise. God, the All-Mighty (Previously: God the All-Wise) fourth century sixteenth century Wisdom was considered the fundamental attribute of the Divine Being. The concept of Omnipotence only gradually penetrated the idea of the Divine Being, from the fourth century onward. It continued to develop. The concept of personality was abandoned and the predicate was transmitted to the mere order of nature, which is conceived of more and more mechanically. And the modern concept of the necessity of nature, the omnipotence of nature, is nothing but the result of the evolution of the concept of God from the fourth to the sixteenth century. Only, the qualities of personality were abandoned and that which constituted the concept of God was taken over into the structure of thinking about nature. Now, my dear friends, the genuine natural scientists of today would oppose such statements vigorously. Just as many philosophers believe they are thinking without prejudice about man by considering him as consisting of body and soul, whereas in truth they merely follow the eighth Œcumenical Council of Constantinople in 869,—just as these philosophers are dependent upon a historical stream, so all the Haeckeleans, Darwinists, physicists with their natural order are dependent upon the theological stream that developed in the period from St. Augustine to Calvin. These things have to be comprehended. It is the peculiar character of every evolutionary stream that it comprises evolution as well as involution or devolution. And while the concept “God the All-Mighty” developed, there existed a sub-current in the subconscious spheres of human soul life, which then became the leading upper current: the nature necessity. (See diagram, red) And since the sixteenth century there exists a new sub-current which prepares precisely in our time to become an upper current. (blue.) It is characteristic of the Michael age that that which has been prepared in the form of a sub-current of nature-necessity must henceforth become an upper current. But if we wish to acquire a possible concept of what it is that has thus prepared itself, we must understand the inner spirit of Earth evolution. I recently drew your attention to the fact that what takes place in the evolution of the earth and of mankind in particular moves in a descending line. Earth humanity and the evolution of the earth itself is on the path of decadence. I drew your attention to the fact that this is today a recognized geological truth, that geologists who are to be taken seriously admit that the earth crust is in a process of decay. Mankind itself, in particular, is in a process of decay through the sensuous-earthly forces. And mankind, in its evolutionary process, must receive spiritual impulses which counteract decadence. Therefore a conscious spiritual life must enter mankind. We must be clear about the fact that we have already passed beyond the pinnacle of Earth evolution. In order that it may proceed, the spiritual must be taken up more and more clearly and distinctly. At the outset, this seems an abstract fact. But for the spiritual researcher this is not an abstract fact. You know that we can trace the evolution of the Earth through the Saturn, Sun, and Moon states right into the Earth state. This evolution may also be characterized in the following way: if we speak of present mankind, we may consider the evolution of mankind through the Saturn, Sun and Moon periods as a preparation, as a pre-state. Only upon the Earth itself did man, as he received his ego, gain his true humanhood, and he will receive further elements into his true being during the subsequent evolutionary stages of the Earth. Now you know that the so-called Archai, the present Spirits of Personality or Time Spirits, were in the Saturn state at the stage of evolution at which the human being is today, although in quite different forms, with a completely different outer aspect. I have expressed this in my books by saying: what we designate today as Archai, as Spirits of Personality, was man during the Saturn period. The Archangeloi were man during the Sun period, the Angeloi during the Moon period. During the Earth period we are man. Our own evolution, of course, went on alongside all this, by way of preparation. If we go back to the Moon state we must say: Here the Angeloi were human beings, human beings, to be sure, with an appearance quite different from ours, for there were quite different conditions upon the ancient Moon. But alongside these Moon men, the Angeloi, we developed in a pre-state of the Earth evolution, in a very advanced state, so that we had to be taken into consideration by the Angeloi. Especially during the descending phase of the Moon evolution did we, at times, constitute a troublesome concern for the Angeloi. The same, however, is the case with us in descending Earth evolution: since the Earth evolution has entered its descending phases, other beings make themselves felt. My dear friends, it is a significant, an important result of spiritual-scientific research which is to be taken very, very seriously, that we have already entered the period of Earth evolution when certain beings make themselves felt who upon Jupiter—the next state of Earth evolution—will have advanced to the form of man, a different form of man, to be sure, but which, nevertheless, may be compared with the being of man. For we will be different beings on Jupiter. These so-to-speak Jupiter men exist already now just as we existed upon the Moon. They exist, of course not externally visible; but I explained to you recently what it means to be externally visible, and that man is also a super-sensible being. Supersensibily these beings are very decidedly present. I emphasize once more: it is an extremely serious truth that certain beings make themselves felt which exist in the environment of mankind. They make themselves felt more and more since the middle of the fifteenth century. These beings possess chiefly the impulse of a force which is very similar to the human force of will, that force of will of which I told you yesterday that it exists in the deeper strata of the human consciousness. These invisible beings are related to that element of which ordinary consciousness thus remains unconscious today; but they already make themselves very strongly felt in the development of present-day humanity. For the person who takes spiritual research truly seriously this is a problem of great magnitude. I was confronted with this problem especially strongly—at the time I spoke to a number of our friends about it in one or another form—I was confronted with this problem in a demanding fashion, as it were, when, in the year 1914, this war catastrophe broke in upon us. One had to ask oneself: How did an event overtake European mankind which it is impossible to gauge as to its causes in the way that is customary in regard to previous historical events? The one who knows that not more than thirty or forty people participated in Europe in the decisive events of the year 1914, and who also knows the soul condition in which most of these people were, will be confronted by this significant problem. For most of these people, as strange as it may sound today, my dear friends, most of these people had a dulled, obscured state of consciousness. During the last few years much has occurred that was caused by a dulled human consciousness. In the decisive places of the year 1914 we see everywhere that the most important decisions of the end of July and the beginning of August were reached with an obscured consciousness; and this has continued on right into our present day. This is a problem, terrifying in its nature. If we investigate it spiritual-scientifically, then we find that these obscured consciousnesses were the gateways through which precisely these will-beings were able to take possession of the consciousness of these men; they took possession of the obscured, veiled consciousness of these human beings and acted with their consciousness. And these beings who thus took possession, who are still sub-human beings, what kind of beings are they? We have to pose this question very seriously: What kind of beings are they? Well, my dear friends, we have asked about the origin of human intelligence, about the origin of human intelligent behavior which, stating it simply, has its instrument in our head organism. And we have seen that this intelligent constitution of our soul stems from that deed of the Archangel Michael which is commonly presented in the symbol of the fall, the casting down of the Dragon. This is actually a very trivial symbol. For, if we really conceive of Michael and the Dragon, we have to visualize, first, the Michael Being, and, secondly, the Dragon who, in reality, consists of all that which enters into our so-called reason, into our intelligence. Not into a hell does Michael cast his opposing hosts, but into the human heads; there this Luciferic impulse continues to live. I have characterized human intelligence as an actual Luciferic impulse. Thus we may say: if we look back into the evolution of the Earth, we find the Michael-deed, and to this Michael-deed is joined the illumination of man by his reason. The sub-human beings whose main character consists of an impulse which strongly coincides with human willing, with the human power of will, now appear from below, as it were, whereas the hosts of forces cast down by Michael came from above; and while these latter took possession of the human power of will; they unite themselves with it and are beings produced by the realm of Ahriman. Ahrimanic influences acted through those obscured consciousnesses. Indeed, my dear friends, as long as one does not take into consideration these forces as forces objectively existing in the world just as one takes into consideration what today is called magnetism, electricity, and so forth, one will not gain an insight into that nature which, according to Goethe's prose Hymn to Nature, comprises man. For nature, as it is conceived of in today's natural science does not contain man, but merely the human physical self. At the beginning of Earth becoming we have to do with a downfall of Luciferic beings; today we have a rise of Ahrimanic beings. The former beings influence the Luciferic power of thought, the latter the human power of will; we have to recognize the arrival of these latter beings within the evolution of mankind. We have to realize that these beings arrive and that we have to reckon with a conception of nature which, to be sure, for the time being only includes man; for the animal kingdom will only be included later on in the Earth period. Upon the animal these beings have no influences as yet. We shall not comprehend the human race without taking these beings into consideration. And these beings, who are, as it were, pushed from behind, for behind them there stands the Ahrimanic power which endows them with their strong will power, which pours into them their directive forces,—these beings who as such are sub-human beings are controlled in their totality by higher Ahrimanic spirits and thus contain something which far surpasses their own nature and being. Therefore they show something in their appearance which, if it takes the human being captive, acts much more strongly, very much more strongly than that which the weak human being can control today, if he does not strengthen it through the spirit. What is the aim of this host? Well, my dear friends, just as the hosts which Michael has pushed down have aimed at human illumination, at human permeation with reason, so these hosts aim at a certain permeation of human willing. And what do they want? They burrow, as it were, in the deepest stratum of consciousness in which the human being is still asleep today in his waking state. Man does not notice how these beings enter his soul and also his body. Here they suck in, with their power of attraction, everything that has remained Luciferic, that has not become Christ-permeated. This they can reach: this they can take possession of. My dear friends, our time raises these problems for us. We must no longer pass by these things. They are not convenient. For it has become convenient for human beings to think differently, that is, not to think at all about man, not to take him into consideration at all. And it is not without danger to speak about these things in complete truth at a time when many people do not at all love the sense for truth, quite apart from the fact that false sentimentality might find these things a psychic cruelty. The result of the comprehension of these things, however, will be a thorough grasp of the necessity of the Christ impulse. One must recognize where the Christ impulse is lacking. Yesterday we showed that in the middle stratum of consciousness the Christ impulse takes hold of the middle stratum of consciousness, if man really permeates himself with the Christ, then these Ahrimanic powers cannot penetrate through this middle stratum, upward, and they cannot, with their spiritual forces, pull down the intellectual forces. Everything depends on that. It is very necessary today that we recognize the nature of the influences which come to us from extra-human, sub-human beings which in turn are influenced by other beings. They are just as important as many influences which are only rooted in the world of man. A week ago I talked to you about the Michael influence. I have characterized this Michael influence for you. It is a very necessary one. For just as it is true that the Michael influence has brought about the Luciferic influencing of human intelligence, so true is it that now the counter-pole arises, namely, the appearance of certain Ahrimanic beings. And only through the constant activity of Michael is the human being armed against that which arises there. Even physiologically it is dangerous today to cling to mere nature necessity, to that kind of fatalism which is expressed in nature necessity. For education, through school and through life, in the concepts which are merely based upon nature necessity, upon the omnipotence of nature necessity, weakens the human head, and human beings become thereby so strongly passive in regard to their consciousness, that other forces are able to enter this consciousness, and human beings will fail to acquire the strength that is necessary for the reception into the human soul of the Christ impulse in its present form. It is my duty, as it were, my dear friends, to speak at this time of the subject of which I have begun to speak today (I shall continue it tomorrow): of the appearance of certain Ahrimanic beings, which we have to take into account. Of this appearance numerous people upon earth are cognizant today. But they give it the wrong interpretation. They interpret it wrongly for the reason that they know nothing of the real triad Christ-Lucifer-Ahriman, or do not wish to know anything about it, but jumble up Ahriman and Lucifer. Then discrimination is impossible; then it is impossible properly to recognize the true fundamental character of these Ahrimanic beings who now arise. Only if we clearly elaborate the Ahrimanic element and know the nature of the super-sensible influences which now arise as the counterpart, as it were, of Michael's casting down of the Dragon. It is like a lifting up, out of Ahrimanic depths, of certain beings. And these beings find special points of attack in the human being if the latter yields to unbridled instinctive impulses and does not strive for clarity in relation to them. Now, there exists today a method I might call it an anti-method, of concealing the instinctive element, by putting down a concept and pushing another over it, so that it is impossible to form a proper judgment concerning it. Just think of the battle cry of the proletariat of the modern age. Behind this battle cry there stand very justified demands of mankind—I have often dealt with this. But these demands are not, to begin with, appealed to. In our idea of the three-fold social order they are appealed to for the first time. Something essentially different is appealed to: Proletarians of all countries, unite! What does this mean? It means: Foster your antipathy against the other classes, foster, as individuals, what resembles hate, and unite; that means, love one another, unite your feelings of hate, look for the love of one class, search among you for the love of the members of one class out of hate. Love one another out of hate, on the basis of hate.—There you have put down two concepts of opposing poles. This pushing back of instincts makes man's conceptions so nebulous, rendering him unable to know what he is dealing with in his own self. There actually exists a kind of anti-method, if I may use the paradoxical expression, in order to obscure, through present-day human thinking, the holding sway of an instinctive life which offers especially strong points of attack for the described Ahrimanic beings. |
93. The Temple Legend: Concerning the Lost Temple and How it is to be Restored I
15 May 1905, Berlin Tr. John M. Wood Rudolf Steiner |
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But everything done in this way is just the same as if someone were to try to cut a tunnel with hammer and chisel. That is all a result of not knowing that great laws exist which rule the world and spring forth out of the life of the spirit. The real problem of our day consists in this ignorance [of the fact] that there are great laws for the building of the state and of the social organism, just as there are for building a tunnel, and that one must know these laws in order to carry out the most necessary and everyday tasks in the social organism. |
First of all a plan of the house must be drawn up. It is just the same if one asserts that, in social life, things will take shape of their own accord. One cannot reform society without knowing the laws of theosophy. |
The second king, Numa Pompilius, the second principle. embodies social order; he brought laws for ordinary living. The third king, Tullus Hostilius, represents the passions. |
93. The Temple Legend: Concerning the Lost Temple and How it is to be Restored I
15 May 1905, Berlin Tr. John M. Wood Rudolf Steiner |
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Today we will explain a great allegory, and deal with an object which is known to occult science as the image or teaching of the lost temple which has to be rebuilt. I have explained in earlier lectures1 why in occult science one starts from such images; today we shall see what an enormous number of ideas are contained in essence in this image. Thereby I will also have to touch upon a theme which is much misunderstood by those who know little or nothing about theosophy. There are some people who do not understand that theosophy and practical [everyday things] go hand in hand, that they must work together throughout the whole of life. Therefore I shall have to speak about the connection between theosophy and the practical things of life. For, basically, when we take up the theme of the lost temple which has to be rebuilt, we are speaking about everyday work. I shall, indeed, thereby be in the position of a teacher who prepares his pupils for building a tunnel. The building of a tunnel is something eminently practical. Someone might well say: building a tunnel is simple; one only has to start digging into a hill from one side and to excavate away until one emerges at the other side. Everyone can see that it would be foolish to think in this way. But in other realms of life that is not always perceived. Whoever wishes to build a tunnel must, of course, first of all have a command of higher mathematics. Then he will have to learn how it is to be made, technically. Without practical engineering knowledge, without the art of ascertaining the right level, one would not be able to keep on course in excavating the mountain. Then one must know the basic concepts of geology, of the various rock strata, the direction of the water courses and the metallic lodes in the mountain, and so on.. It would be foolish to think that someone would be able to build a tunnel without all this prior knowledge, or that an ordinary stone mason could construct a whole tunnel. It would be just as foolish if one were to believe that one could begin building human society from the point of view of ordinary life. However, this folly is perpetrated not merely by many people, but also in countless books. Even one today supposes himself called upon to know and decide how best to reform social life and the state. People who have hardly learnt anything write detailed books about how society should best be shaped, and feel themselves called to found reform movements. Thus there are movements for reform in all spheres of life. But everything done in this way is just the same as if someone were to try to cut a tunnel with hammer and chisel. That is all a result of not knowing that great laws exist which rule the world and spring forth out of the life of the spirit. The real problem of our day consists in this ignorance [of the fact] that there are great laws for the building of the state and of the social organism, just as there are for building a tunnel, and that one must know these laws in order to carry out the most necessary and everyday tasks in the social organism. Just as in building a tunnel, one has to know about the interaction of all the forces of nature, so must anyone wishing to start reforming society know the laws [which interweave between one person and the next] . One must study the effect of one soul on another, and draw near to the spirit. That is why theosophy must lie at the basis of every practical activity in life. Theosophy is the real practical principle of life; and only he who starts from theosophical principles and carries them over into practical life can feel himself called as able to be active in social life. That is why theosophy should penetrate all spheres of life. Statesmen, social reformers and the like are nothing without a theosophical basis, without theosophical principles. That is why, for those who study these things, all work in this field, everything done today to build up the social structure, is external patchwork and complete chaos. For one who understands the matter, what the social reformer is doing today is like somebody cutting stones and piling them one on top of another in the belief that a house will thereby come into being of its own accord. First of all a plan of the house must be drawn up. It is just the same if one asserts that, in social life, things will take shape of their own accord. One cannot reform society without knowing the laws of theosophy. This way of thinking, which works according to a plan, is called Freemasonry. The medieval Freemasons, who dealt with and made contracts with the clergy, about how they should build, wanted nothing else than to shape outer life in such a way that—along with the Gothic cathedral—it could become an image of the great spiritual structure of the universe. Take the Gothic cathedral. Though composed of thousands of individual parts, it is built according to a single idea, much more comprehensive than the cathedral itself. To become complete in itself, divine life must flow into it, just as light shines into the church through the multi-coloured windows. And when the medieval priest spoke from the pulpit, so that the divine light shone in his listener's hearts just like the light shining through the coloured panes, then the vibrations set up through the preacher's word were in harmony with the great life of God. And the life of just such a sermon, born out of the life of the spirit, set itself forth in the cathedral itself. In like manner, the whole of outer life should be transformed into the Temple of the Earth, into an image of the whole spiritual structure of the universe. If we go still further back in time, we find that it is just this way of thinking which was mankind's from the very earliest times. Let me explain what I mean by way of an example. Our epoch is the time of the chaotic interaction of one human being with another. Each individual pursues his own aims. This epoch was preceded by another one, the age of the ancient priestly states. I have often spoken about the cultural epochs of our fifth Great Epoch. The first of these was the ancient Indian epoch, the second, that of the Medes and the Persians, the third, that of the Babylonians, the Assyrians, the Chaldeans, the Egyptians and the Semites, and the fourth was the Graeco-Roman period. We are now in the fifth epoch. The fourth and fifth cultural epochs were the first ones to be based on the intelligence of men, of individual men. We have a great monument to the conquest of the old priestly culture by the intelligence of men in art, in the Laocoon.2 The Laocoon priest entwined with serpents—the symbol of subtlety—symbolises the conquest, by the civilisation of intelligence, of the old priestly culture, which held other views about truth and wisdom, and about what should happen. It is the overcoming of the third cultural epoch by the fourth. That is represented in still another symbol, in the saga of the Trojan Horse. The intelligence of Odysseus created the Trojan Horse, by means of which the Trojan priestly culture was overthrown. The development of the old Roman State out of the ancient Trojan priestly culture is described in the saga of Aeneas. The latter was one of the outstanding defenders of Troy, who afterwards came over to Italy. There it was that his descendants laid the foundation of ancient Rome. His son Ascanius founded Alba Longa and history now enumerates fourteen kings up to the time of Numitor and Amulius. Numitor was robbed of his throne by his brother Amulius, his son was killed and his daughter, Rhea Silvia, was made to become a vestal virgin, so that the lineage of Numitor should die out. And when Rhea gave birth to the twins, Romulus and Remus, Amulius ordered them to be thrown in the Tiber. The children were rescued, suckled by a she-wolf, and brought up by the royal shepherd Faustulus. Now history speaks about seven Roman kings: Romulus, Numa Pompilius, Tuflus Hostilius, Ancus Martius, Tarquinius Pliscus, Servius Tullius and Tarquinius Superbus. Following Livy's account3 it used to be believed that the first seven kings of Rome were real personalities. Today, historians know that these first seven kings never existed. We are therefore dealing with a saga, but the historians have no inkling of what lies behind it. The basis of the saga is what follows: The priestly state of Troy founded a colony, the priestly colony of Alba Longa (Alba, an alb, or priest's vestment).4 It was a colony of a priestly state and Amulius belonged to the last priestly dynasty. A junior priestly culture sprang from this, which was then cut off by a civilisation based on cleverness. History tells us no more about this priestly culture. The veil which was spread over the priestly culture of the earliest Roman history, is lifted by theosophy. The seven Roman kings represent nothing else than the seven principles as we know them from theosophy. Just as the human organism consists of seven parts—Sthula-Sharira [physical body], Linga-Sharira [etheric], Kama-Rupa [astral], Kama-Manas [ego], higher Manas [spirit-self], Buddhi [life-spirit] and Atma [spirit-man]—so the social organism was conceived, as it formed itself at the time, as a sequence in seven stages. And only if it was developed according to the law of the number seven, which lies at the base of all nature, was it able to prosper. Thus the rainbow has seven colours; red, orange, yellow, green, blue, indigo, violet. Likewise there are seven [intervals in the scale]: first, second, third, fourth, fifth, and so on; likewise the atomic weights in chemistry follow the rule of the number seven. And that permeates the whole of creation. Hence it was self-evident to the Guardians of the Ancient Wisdom that the structure of human society must also be regulated by such a law. According to a precisely worked out plan, these seven kings are seven stages, seven [integral] parts. This was the usual way of inaugurating a new epoch in history at that time. A plan was devised, since this was considered a means of preventing any stupidities, and a law was written for it. This plan was actually there at the beginning. Everyone knew that world history was guided according to a fixed plan. Everyone knew: When I am in the third phase of the fourth epoch, I must be guided by this and that. And so, at first, in ancient Rome, one still had a priestly state with a plan at the basis of its culture, which was written down in books, called the Sibylline Books. These are nothing else than the original plan underlying the law of the sevenfold epoch, and they were still consulted when needed in the earliest days of the Roman Empire. The physical body was taken as a model for the foundations. That is not so unreasonable. Today people are inclined to treat the physical body as something subordinate. People look down on the physical with a kind of disdain. However, that is not justified, because our physical body is our most exalted part. Take a single bone. Take a good look at the upper part of a thigh bone and you will see how wonderfully it is constructed. The best engineer, the greatest technician, could not produce anything so perfect, if he were set the task of attaining the greatest possible strength using the least amount of material. And so the whole human body is constructed in the most perfect way. This physical body is really the most perfect thing imaginable. An anatomist will always speak with the utmost admiration of the human heart, which functions in a wonderful way, even though human beings do little else throughout life than imbibe what is poison for it. Alcohol, tea, coffee and so on attack the heart in the most incredible fashion. But so wonderfully has this organ been built that it can withstand all this into ripe old age. The physical body, the lowest of the bodies, therefore possesses the greatest perfection. Less perfect, on the other hand, are the higher bodies, which have not yet gained such perfection in their development: the etheric body and the astral body continually offend against our physical body through the attacks of our lust, desires and wishes. Then follows, as the fourth [principle], the real baby [of them all], the human ego, which like a wandering will-o’-the-wisp, must still wait for the future to offer it those rules which will act as a guide for its conduct, just as the physical body has long since had. When we develop a social structure, we must have that which will make the foundations firm. Thus the saga allows Romulus, the first Roman king, who represents the first principle, to be raised to heaven as the god Quirinus. The second king, Numa Pompilius, the second principle. embodies social order; he brought laws for ordinary living. The third king, Tullus Hostilius, represents the passions. Under him, the attacks against divine nature begin, causing discord, struggle and war, through which Rome became great. Under the fourth king, Ancus Martius, the arts develop, those things which spring out of Kama-Manas, [the human ego]. Now the four lower principles of man are not able to give birth to the three higher principles, the fifth, sixth andc seventh. This is also symbolised in Roman history. The fifth-Roman king, Tarquinius Priscus, was not engendered out of the Roman organism, but was introduced into Roman culture from the Etruscan culture as something higher. The sixth king, Servius Tullus, represents the sixth member of the human cyclic law, Buddhi. He is able to rule over Kama [the astral body], the physical-sensual counterpart of Buddhi. He represents the canon of the law. The seventh king, Tarquinius Superbus, the most exalted principle, is he who must be overthrown, since it is not possible to maintain the high level, the impulse, of the social system. We see it demonstrated in Roman history that there must be a plan underlying the building of the state, just as for any other building in the world. That the world is a temple, that social life must be structured and organised, and must have pillars like a temple, and that the great sages must be these pillars—it is this intention which is permeated with the ancient wisdom. That is not a kind of wisdom which is merely learned, but one which has to be built into human society. The seven principles were correctly applied. The only person able to work towards the building up of society is he who has absorbed all this knowledge, all this wisdom, into himself. We would not achieve much as theosophists if we were to restrict ourselves to contemplating how the human being is built up from its different members. No, we are only able to fulfil our task if we carry the principles of theosophy into everyday life. We must learn to put them to use in such a way that every turn of the hand, every movement of a finger, every step we take, bears the impress, is an expression of the spirit. In that case we shall be engaged in building the lost temple. Along with that, however, goes the fact which I mentioned recently—that we should take into ourselves something of the greatness and all embracing comprehensiveness of the universal laws. Our habits of thought must be permeated by that kind of wisdom which leads from great conceptions into the details—just in the same way as house construction starts from the finished and complete plan and not by laying one stone upon another. This demand must be made if our world is not to turn into chaos. As theosophists we should recognise the fact that law is bound to rule in the world as soon as we realise that every step we make, every action of ours, is like an impression stamped in wax by the spiritual world. Then we shall be engaged in the building of the temple. That is the meaning of the temple building: whatever we set ourselves to do must be in conformity to law. The knowledge that man has to include himself in the construction of the great world temple has become increasingly forgotten. A person can be born and die today without having any inkling of the fact that laws are working themselves out in us, and that everything we do is governed by the laws of the universe The whole of present-day life is wasted, because people do not know that they have to live according to laws. Therefore the priestly sages of ancient times devised means of rescuing, for the new culture, something of the great laws of the spiritual world. It was, so to speak, a stratagem of the great sages, to have hidden this order and harmony in many branches of life—yes, even so far as in the games which men use for their recreation at the end of the day. In playing cards, in the figures of chess, in the sense of rule by which one plays, we find a hint, if only a faint one, of the order and harmony which I have described. When you sit down with someone to a game of cards, it will not do if you do not know the rules, the manner of playing. And this really conveys a hint of the great laws of the universe. What is known as the sephirot of the Cabbala, what we know as the seven principles in their various forms, that is recognised again in the way in which the cards are laid down, one after the other, in the course of the game. Even in the allurements of playing, the adepts have known how to introduce the great cosmic laws, so that, even in play, people have at least a smack of wisdom. At least for those who can play cards, their present incarnation is not quite wasted. These are secrets, how the great Adepts intervene in the wheel of existence. If one told people to be guided by the great cosmic laws, they would not do so. However, if the laws are introduced unnoticed into things, it is often possible to inject a drop of this attitude into them. If you have this attitude, then you will have a notion of what it is which is symbolised in the mighty allegory of the lost temple. In the secret societies, among which Freemasonry belongs, something connected with the lost temple and its future reconstruction has been described in the Temple Legend. The Temple Legend is very profound, but even the present-day Freemasons usually have no notion of it. A Freemason isnot even very easy to distinguish from the majority of people, and he does not carry much of importance with him in new life. But if he lets the Temple Legend work upon him, it is a great help. For whoever absorbs the Temple Legend receives something which, in a specific way, shapes his thinking in an orderly fashion. And it [all] depends on ordered thinking. This Temple Legend is as follows: Once one of the Elohim united with Eve, and out of that Cain was born. Another of the Elohim, Adonai or Jehovah-Yahveh, thereupon created Adam. The latter, for his part, united with Eve, and out of this marriage Abel was born. Adonai caused trouble between those belonging to Cain's family and those belonging to Abel's family, and the result of this was that Cain slew Abel. But out of the renewed union of Adam with Eve the race of Seth was founded. Thus we have two different races of mankind. The one consists of the original descendants of the Elohim, the sons of Cain, who are called the Sons of Fire. They are those who till the earth and create from inanimate nature and transform it through the arts of man. Enoch, one of the descendants of Cain, taught mankind the art of hewing stone, of building houses, of organising society of founding civilised communities. Another of Cain's descendants was Tubal-Cain, who worked in metal. The architect Hiram-Abiff was descended from the same race. Abel was a shepherd. He held firmly to what he found, he took the world as it was. There is always this antithesis between people. One sticks to things as they are, the other wants to create new life from the inanimate, through art. Other nations have portrayed the ancestor of these Sons of Fire in the Prometheus saga5 It is the Sons of Fire who have to work into the world the wisdom, beauty and goodness from the all-embracing universal thought, in order to transform the world into a temple. King Solomon was a descendant of the lineage of Abel. He could not build the temple himself; he lacked the art. Hence he appointed the architect Hiram-Abiff, the descendant of the lineage of Cain. Solomon was divinely handsome. When the Queen of Sheba met him, she thought she saw an image of gold and ivory. She came to unite herself with him. Jehovah is also called the God of created form,6 the God who turns what is living into a living force, in contrast with that other Elohim who creates by charming life out of what is lifeless. To which of these does the future belong? That is the great question of the Temple Legend. If mankind were to develop under the religion of Jehovah all life would expire in form. In occult science, that is called the Transition to the Eighth Sphere.7 But the point in time has now arrived when man himself must awaken the dead to life. That will happen through the Sons of Cain, through those who do not rely on the things around them, but are themselves the creators of new forms. The Sons of Cain themselves frame the building of the world. When the Queen of Sheba saw the temple and asked who the architect was, she was told it was Hiram. And as soon as she saw him, he seemed to her to be the one who was predestined for her. King Solomon now became jealous; and indeed, he entered into league with three apprentices who had failed to achieve their master's degree, in order to undermine Hiram's great masterpiece, the Molten Sea. This great masterpiece was to be made by casting it. Human spirit was to have been united with the metal. Of the three apprentices, one was a Syrian mason, the second was a Phoenician carpenter, and the third was a Hebrew miner. The plot succeeded: the casting was destroyed by pouring water over it. It all blew apart. In despair the architect was about to throw himself into the heat of the flames. Then he heard a voice from the centre of the earth. This came from Cain himself, who called out to him: ‘Take here the hammer of the world's divine wisdom, with which you must put it all right again.’ And Cain gave him the hammer. Now it is the spirit of man which man builds into his astral body, if he is not to let it remain in the condition in which he received it. This is the work which Hiram now had to do. But there was a plot against his life. We shall proceed from there next time. I wanted to recount the legend up to this point, to show how, in the original occult brotherhoods, the thought lived, that man has a task to fulfil; the task of restructuring the inanimate world, of not being satisfied with what is already there. Wisdom thus becomes deed through its penetration of the inanimate world, so that the world should become a reflection of the original and eternal spirituality. Wisdom, Beauty, Strength are the three fundamental words of all Freemasonry. So to change the outer world, that it becomes a garment for the spiritual—that is its task. Today, the Freemasons themselves no longer understand this, and believe that man should work on his own ego.8 They regard themselves as particularly clever when they say that the working masons of the Middle Ages were not Freemasons. But the working masons were precisely those who have always been Freemasons, because outward structure was to become the replica of the spiritual, of the temple of the world, which is to be constructed out of intuitive wisdom. This is the thought which formerly under lay the great works of architecture, and was carried through into every detail. I will illustrate by an example the superiority of wisdom over mere intellect. Let us take an old Gothic cathedral, and consider the wonderful acoustics, which cannot be matched today, because this profound knowledge has been lost. The famous Lake Moeris in Egypt is just such a wonder-work of the human spirit. It was not a natural lake, but was constructed through the intuition of the wise men, so that water could be stored in time of flood, for distribution over the whole country in time of drought. That was a great feat of irrigation. When man learns to create with the same wisdom with which the divine powers have created Nature and made physical things, then will the temple be built [on earth]. It does not depend upon how many separate things we have the power to create out of our own wisdom; we must however just have the attitude of mind that knows that only by means of wisdom can the temple of humanity be created. When, today, we go about the cities, here there is a shoe shop, there a chemist, further on a cheese-monger and a shop selling walking sticks. If just now we do not want anything, why should that concern us? How little does the outward life of such a city reflect what we feel, think and perceive! How very different it was in the Middle Ages. If a person walked through the streets then, he saw the house fronts built in the resident's style, manner and character. Every door knob expressed what the man had lovingly shaped to suit his spirit. Go, for instance, through a town such as Nuremberg: there you will still find the basis of how it used to be. And then, by contrast, take the fashionable abstraction that no longer has anything to do with people. That is the age of materialism and its chaotic productions, to which one has step by step come from an earlier spiritual epoch. Man was born from a nature which was once so formed by the gods that everything within it fitted the great scheme of the world, the great temple. There was once a time when there was nothing on this earth upon which you could gaze without having to say to oneself: Divine beings have built this temple to the stage in which the human physical body was perfected. Then the higher principles (the psychic forces) [of man's nature] took possession of it, and through this disarray and chaos came into the world. Wishes, desires and emotions brought disarray into the temple of the world. Only when, out of man's own will, law and order once again shall speak in a loftier and more beautiful way than the gods once did in creating Nature, only when man allows the god within him to arise, so that like a god he can build towards the temple—only then will the lost temple be regained. It would not be right if we were to think that only those who are able to build should do so. No, it depends upon the attitude of mind, even if one knows a great deal. If one has the right direction to one's thinking, and then one engages in social, technical and juristic reform, then one is building the lost temple which is to be rebuilt. But should one start reforms—however well-intended they may be—lacking this attitude of mind, then one is only bringing about more chaos. For the individual stone is useless, if it does not fit into the overall plan [of the building]. Reform the law, religion, or anything else—as long as you only take account of the particular item, without having an understanding of the whole, it only results in a demolition. Theosophy is thus not just theory, but practice, the most practical thing in the world. It is a fallacy to suppose that theosophists are recluses, not engaged in shaping the world. If we could bring people to engage in social reform from a theosophical basis,9 they would achieve much of what they want swiftly and surely. For, without needing to say anything against particular movements, they only lead to fanaticism if pursued in isolation. All separate reform movements—emancipators, abstainers, vegetarians, animal protectors and so forth—are only useful if they all work together. Their ideal can only be properly realised in a great universal movement that leads in unity to the universal world temple. That is the idea that lies behind the allegory of the lost temple which has to be rebuilt. Notes from replies to questions Question: What is the difference between the sons of Cain and the sons of Abel? Answer: The sons, of Cain are the unripe ones; the sons of Abel are the over-ripe ones. The sons of Abel turn to the higher spheres when they have finished with these incarnations. The sons of Abel are the Solar Pitris [those who underwent their human stage on the Old Sun]; the sons of Cain are the most mature of the Lunar Pitris [those who passed their human stage on the Old Moon]. Question: Why have so many mystical and masonic associations developed? Answer: All higher work is only to be undertaken in an association. The Knights of the Round Table generally numbered twelve. Question: Are you acquainted with the work of Albert Schaffle?10 Answer: Albert Schaffle wrote a work about sociology, and the account he gives is much more masonic than what emanates from the lodges of Freemasonry.
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93. Morality and Karma
12 Nov 1910, Nuremberg Tr. Unknown Rudolf Steiner |
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Without taking into consideration the theosophical aspect it may be said, first of all, that envy and falsehood are visibly an offence against a fundamental element of social life: they are an offence against the feeling of compassion. Compassion does not only imply sharing another's grief and pain, but it also implies experiencing his value. |
The strange thing is that unless we are good towards others we cannot progress; this is a condition for our own progress. This is a fundamental law passing over from one incarnation to the other, and appearing in a wonderful way. If in one incarnation we are instinctively led to goodness, if a kind of life instinct draws us towards a good life, this will appear in the next life as Theosophy, which will already have exercised its influence. |
This will enable us to recognize the truth of its laws. Theosophy is not only a theoretical truth, but a search for proofs which establish this truth in life itself. |
93. Morality and Karma
12 Nov 1910, Nuremberg Tr. Unknown Rudolf Steiner |
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Today I must tell you a few things on morality and karma and tomorrow I shall speak on the appearance of Christ and reveal a few facts which have not yet been revealed. Theosophy becomes really fruitful if we can observe its influence on our own life and if it becomes living substance within us. Theosophical principles can be looked upon as interesting doctrines, but theoretically it is difficult to gain a real conviction of the truth implied by the spiritual-scientific doctrines, in the real meaning of the word. Of course, all theosophical facts discovered along the path of genuine spiritual-scientific investigation can be tested by the human intellect and recognized through logic; but if we take in spiritual-scientific truths we are still a long way from being able to test them. Among our audience many people prefer to tread an easier path, which is to accept spiritual truths on the authority of a teacher. This is far more comfortable. On the other hand, however, there is hardly any other alternative for the great majority of people, for the independent testing of spiritual-scientific truths is a very difficult path; the other path, of observing life in itself, is far easier. But if the laws of Karma hold good, life itself must take on a form which shows us how Karma works in the experiences of life and in the development of character. Those who strive after spiritual truths will more easily gain a conviction of these truths by observing facts supported by life itself. I shall take two widely-spread qualities as a starting point in this lecture. Taken as moral qualities, there has always been a strong, instinctive repugnance against them. ENVY and FALSEHOOD have always been considered as a special moral failing. This special aversion may be seen in the fact that in the case of no other human error is the repugnance so strong and instinctive as in the case of envy and falsehood. This feeling may be found in great men and in insignificant people. Benvenuto Cellini, who was a great man, once said that he felt himself capable of every kind of sin, but that he could not remember any real lie which he had told. Also Goethe found a certain relief in being able to say that he had never harboured any feeling of envy. Consequently the souls of the simplest people and the souls of highly developed men have an instinctive repugnance against envy and falsehood and defend themselves against them. Without taking into consideration the theosophical aspect it may be said, first of all, that envy and falsehood are visibly an offence against a fundamental element of social life: they are an offence against the feeling of compassion. Compassion does not only imply sharing another's grief and pain, but it also implies experiencing his value. Compassion is a quality which is not greatly developed among men. It still contains a great amount of egoism. Of Herder it is said, for instance (he intended to study medicine) that he fainted when he first entered an operating theatre where a corpse was to be dissected; he fainted not through compassion, but through weakness and egoism, because he could not bear that sight. Compassion must become less selfish; we should be able to rejoice at another person's success and rise; we should be able to look upon his good qualities without any feeling of bitterness. Compassion is a fundamental element in the soul life which we share with others because all human soul experiences are connected with each other. Envy and falsehood in particular offend against the capacity of appraising another person's value. We damage our fellow man through envy and falsehood. Envy and falsehood bring us in opposition to the course of the universe; by envy and falsehood we harm the laws which govern the world's course of events. They can easily be recognized as errors and people do not tolerate them. As a rule both envy and falsehood have occult backgrounds. Certain mysterious laws hold sway, which easily escape our observation, and they work in such a way that both envy and falsehood can arise in the same person in later years. Envy does not always take on the form of conscious green envy. Of course, if anyone is conscious of this feeling, he tries to get rid of it. Envy as such is a quality rooted in the astral body of man. We know that feelings, passions, etc. should be looked for in the astral body. There is a certain law according to which qualities arising in the astral body and which are so detestable that we wish to get rid of them, gradually insinuate themselves into the etheric body. There they take on delusive aspects and appear in the guise of certain definite judgments which we pass on other people. No envy is contained in these judgments, yet we criticize people and find everything in them bad. This is a secret form of envy which creeps into our etheric body. There it takes on the form of an opinion, of a critical judgment. We say: This person has done this or that, and our statement may seem perfectly correct; nevertheless it contains envy in a masked form. What has taken place? A very significant process has taken place. We know that the human soul passes through many incarnations and that there was a moment in the development of mankind when the tempters, Lucifer and Ahriman, crept into the human soul. In what form do Lucifer and Ahriman live within us today? This is not easy to discover without the aid of clairvoyant investigation, and Goethe expressed a deep truth when he said: “Folks do not notice the Devil, even when he takes them by the scruff of the neck!” IN fact, it is possible to ignore the devil; it is possible not to see him. From the standpoint of modern natural science it is easy to say that Mephistopheles does not exist; nevertheless, Lucifer and Ahriman live in human nature. Ahriman lives in the etheric body and Lucifer in the astral body of man. Lucifer is a power that tempts the human soul by drawing it down morally and by leading it away from its origin. He casts us into the depths of earthly nature and we should beware of this. Lucifer is the power that draws us down into the depths of passion. Ahriman, on the other hand, is the spirit of falsehood and error and he falsifies our judgments. Both Lucifer and Ahriman are powers which are hostile to human progress. Yet they get on very well with each other. Envy is a quality in which the Luciferic power comes to expression. It is a detestable quality and that is why people dislike it. They seek to get rid of it, to overcome it and drive it away. When a person first discovers that his soul is filled with envy, he begins to fight against Lucifer, the source of envy. What does Lucifer do in that case? He simply hands over the matter to Ahriman, and Ahriman darkens the human judgment. When we fight against Lucifer in the astral body, Ahriman can easily insinuate himself into the etheric body, darkening our judgments on other people. This is falsehood and falsehood is an Ahrimanic quality. People also feel a strong dislike for falsehood and they try to fight against it. When we try to overcome falsehood, we can see that Ahriman hands over the scepter to Lucifer, so that a quality creeps into the astral body which appears in the form of an extremely pronounced EGOISM. Egoism is restrained falsehood. These two qualities, falsehood and envy, are a crass expression of the way in which Lucifer and Ahriman work within the human soul. It is possible to observe the influence of envy and falsehood even in the course of a single incarnation. Let us now speak of facts which prove the truth of theosophical teachings. Let us observe a certain period in a person's life and let us suppose that this person was strongly addicted to telling lies. The law of Karma would in that case exercise its influence and we should wait until this becomes manifest. It is, however, possible to observe in the present incarnation the connection which exists between an earlier and a later period of life. A study of human life may show us that a person perhaps lost the habit of telling lies—for life itself is a great school—but he will reveal instead a new, plainly marked characteristic: a certain timidity. There are people who cannot look us in the face and it is possible to observe a certain relationship between a feeling of shyness in later life and hypocrisy at some earlier period of life. Another example: A person may be filled with the feeling of envy. When this has disappeared, when it has been overcome, we can observe that at some later period of life such a person is dependent on others; he will lack independence in the way in which he faces life—be a weak and swaying person. These connections between falsehood and shyness, envy and lack of independence, which can already be observed in one and the same incarnation, are Karmic connections. In reality, Karma works in such a way that a faint fulfillment of its laws already comes to expression in one and the same incarnation, though the decisive influence upon man's character only appears in the next incarnation. Helplessness and lack of independence will arise in old age, when envy appeared during youth. This is a faint nuance of the influence of Karma; it remains after death, works throughout kamaloka, etc., and it will be contained in the forces which build up the next life; it will become interwoven with the fundamental character which expresses itself in the three bodies: the physical, etheric and astral bodies. Goethe expressed this in a very fine way by saying: The desires of our youth are fully realized in our old age. This applies, of course, both to good and bad desires. In the next life the character qualities build up the three bodies, our character is then the architect of these three bodies. If envy has been a fundamental quality during one incarnation, it will exercise an influence upon the three bodies during the next incarnation and produce, as a result, a weak physical constitution. It works upon the human organism during the next incarnation. When we see someone facing life in a helpless and dependent way, we must say: “Envy must have been at work during his past incarnation,” and we should behave towards him accordingly. If the laws of Karma hold good, it will soon appear whether our attitude is justified. When we see someone entering life with bad health and a weak constitution, we may take for granted that envy played a certain part in his life during his past incarnation. When there is such a person in our environment, we must say that Karma led us together with him for a definite purpose: perhaps we were the object of his former envy. What can we now do for him? If Karma is a fact which can be reasonably accepted, if it is a valid truth, it should become manifest that by adopting the right attitude towards such a physically weak person in our environment, a good result can be achieved. What he needs is forgiveness; he needs to encounter this forgiving attitude in the widest measure. Under the condition that we have something to forgive him, we should envelop him in an atmosphere of forgiveness. “You have to forgive him something—therefore do it”; this is what we say to ourselves, but not to HIM—we shall act accordingly and await the result, and we shall see him gaining health and strength. Simply try to do what is right and the result will not fail to appear. This is how we may live in accordance with the laws of Karma and the whole of Theosophy will then become living substance. Now someone might come along and say: It is quite right that things should have gone wrong with that person, for this is the retribution for what he did during his past incarnation. It is very reasonable that things should have taken this course, because his Karma demands it. People who say this do not understand Karma, for to understand Karma we must know that another person's Karma does not concern us at all! The fulfillment of Karma will come of its own accord; our only task is to help him! We must, however, draw in everything which might bring about a favourable change in his Karma. To know and to feel this forms part of a deep understanding of Karma and its laws. It is another matter when someone is passing through an esoteric development; in that case advice may be given as to the best way in which he can live out his Karma. Moral qualities in fact produce results; they bring about Karmic effects. They may change during one incarnation. But in the next incarnation they must descend right down into the physical organism. We said that falsehood may change into timidity during one and the same incarnation, so that a person withdraws into himself. All the more will falsehood in one incarnation produce timidity in the next incarnation. Such a person is born as a timid soul, full of fears. He will not only be shy towards the people of his environment, but he will also fall a prey to certain pathological conditions of fear. The timidity which appeared in one incarnation as a slight karmic effect of falsehood, will therefore appear in the next incarnation as a fundamental organic quality also of the physical body. What is the right attitude towards a person in whose case we must assume that he told many lies during his past incarnation? We say to ourselves—we do not say this to him—and this should determine our actions: He will have told us many lies during a past incarnation; he misled us. We must try to bring him fruitful and valuable truths. Those who are led together with him by Karma must try to penetrate into his soul with love and devotion. Falsehood must be recompensed by truth; these are two extremes which bring about a kind of compensation. The secret of the whole matter is that a favourable influence cannot be exercised upon him by anyone, but just by those who are karmically connected with him. Those who adopt this attitude will see what good results can be achieved if he brings him positive truths and has real understanding for him. Karma is a real law; its result will appear in a very peculiar way. If we lovingly penetrate into the weaknesses of such people, our influence upon them will be an immense relief to them and bring them freedom and health. If we can immerse ourselves completely in them, we shall have a rejuvenating influence upon such people. Our attitude towards people may be an understanding one or a critical one. What is the effect? We may help them or be unable to help them. We may come towards a person with understanding; i.e., immerse ourselves lovingly in his soul, with a real understanding for his weaknesses, if Karma demands this from us, as a task. But we may also criticize him and remain by this. Let us observe life in both cases. What is the effect of criticism and rebuke upon the object of such rebuke? One effect can be that the reproaches helped him, but it may also be otherwise. People who habitually criticize and rebuke others will also bring about a certain result: a certain feeling of isolation will take hold of them; they will feel themselves cut off from the others. Let us compare this with the effects produced in one incarnation, when we immerse ourselves with love and understanding in the other person's soul, in spite of his failings. In this case, too, the result may be a good one or a bad one, but the effect upon the soul will undoubtedly be a favourable one. This shows us that entirely different laws hold sway when we remain standing, as it were, by criticism and rebuke, or when we progress as far as real understanding. Rebuke recoils upon ourselves and forms new Karma, but understanding gives rise to a store of wealth in the other soul; it dissolves Karma, smoothens it and eliminates it. This is a very significant fact in life. Let us now recapitulate the result of our observations in a sentence which constitutes a deep truth; namely, that we are in the position to be of very little help to ourselves, and that we can, on the other hand, harm ourselves greatly. We can, however, be of great help to others, whereas we cannot cause them much harm by our own errors. Our good qualities can therefore be of great help to others; our bad qualities cause us great harm, but cannot cause much harm to others, at least not permanently. This is a very peculiar law. It shows the effect of Karma in one and the same incarnation: for one who helps another person by his good qualities and by immersing himself lovingly in his soul, may be sure of a favourable effect in his own life at some later period. Do not say that this is egoism, that it is selfish to be good and noble. No, goodness must be something quite natural, and its good effect at some later time arises as a natural consequence. If we do not go beyond our own interests, if we have no understanding for other people and only criticize them, no good effects will arise. The strange thing is that unless we are good towards others we cannot progress; this is a condition for our own progress. This is a fundamental law passing over from one incarnation to the other, and appearing in a wonderful way. If in one incarnation we are instinctively led to goodness, if a kind of life instinct draws us towards a good life, this will appear in the next life as Theosophy, which will already have exercised its influence. Let us for instance imagine a person who was good to us at a time when we were not yet able to guide ourselves. Here we see a great difference between the different qualities of good—there are the good things in life which we do not deserve (we speak of undeserved good) and we can see that in one case its effect may be a favourable one, whereas in another case it is useless. The clairvoyant may now perceive something quite special: Another person's good actions towards us, at a time in which we did not deserve them, appear as goodness which we earned back from him. If this is the case, their effect upon us will be a good one; if this is not the case, they cannot have any good effect upon us. When we observe the workings of Karma we should bear in mind that every action has its effect, even though it may not immediately appear to the physical eye. The paths of Karma are very intricate paths, but if we study life we may understand them, for life contains the proofs for the way in which Karma works in the world. If we study Karma and act accordingly, the success in life itself will show us that we went out from a real law, which holds good. There are three ways in which we can face Karma: We may not believe in it at all; we may believe in it, and then we may apply the test by observing life itself. This will enable us to recognize the truth of its laws. Theosophy is not only a theoretical truth, but a search for proofs which establish this truth in life itself. |
97. The Sin Against the Holy Ghost and the Ideal of Christian Grace
17 Mar 1907, Munich Tr. Unknown Rudolf Steiner |
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We really ought to acquaint ourselves, somewhat, with the fundamental problem and fundamental currents of Christianity, if we wish to throw light upon the two ideals of the Christian world-conception in all their profundity. |
The principle of enforced authority came to expression also in social life. The Priests were rulers. Every law of government, the whole structure of the state, was in the power of the Initiates. |
At the beginning of human evolution was the Law: at the end of evolution, there will be peaceful, harmonious cooperation from within. Esoteric Christianity calls this, in contrast to the Law—Grace. |
97. The Sin Against the Holy Ghost and the Ideal of Christian Grace
17 Mar 1907, Munich Tr. Unknown Rudolf Steiner |
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We really ought to acquaint ourselves, somewhat, with the fundamental problem and fundamental currents of Christianity, if we wish to throw light upon the two ideals of the Christian world-conception in all their profundity. You already know, through previous lectures, that the teachings of Christianity, as generally proclaimed, are based upon a so-called esoteric Christianity. You know, moreover, that even in the Gospels we find intimations concerning this esoteric Christianity, clearly expressed in the words: When the Lord stood before the people He spoke in parables, but when he was alone with His disciples He explained these parables unto them. Thus, it is clear that He gave one form of his Teaching to those who had less understanding—to whom it was necessary to speak in parables, for it was not yet possible to go into things any deeper with them; and He proclaimed another Teaching which was destined for the initiated. In the same way, also, Paul—the great expander of Christianity—taught, before the people, an external form of that Teaching, which we know through his Epistles. On the other hand, in addition to this Teaching of Paul—which was an external Teaching, meant for the people—he expounded an esoteric Teaching, as well. External history knows nothing about the fact that Paul founded the esoteric School at Athens, which was under the leadership of Dionysius. In this School of esoteric Christianity, the same Mystery-Teaching, or Occultism, was taught, which you also—at the present time—are learning to know anew, through Spiritual Science. Scientific learning does not know very much concerning those Teachings which were proclaimed at that time, at Athens, by the esoteric companions of St. Paul, to their more intimate disciples. One even speaks about a false Dionysius, because—it is said—it is not possible to prove that any of these Teachings were ever recorded in writing. Pseudo-Dionysius is the name given to the man who taught this form of esotericism during the 6th century. Yet only those persons can call him by that name who do not know what was customary, in earlier times, in connection with Initiate-teachings of this sort. Only in our days has it become customary for people to record everything, as quickly as possible, in writing. Whatever was contained in the holiest Truth was preserved from publicity, in those days. One to whom such a Truth was to be entrusted was first scrutinised carefully. Only within the esoteric Schools was this Truth passed on from mouth to mouth—and only to such persons as could really value it aright. Thus it was that these particular teachings of esoteric Christianity were likewise handed down from man to man—till, finally, some of them were written down during the sixth century. Since it was customary for the leaders of such a School to always bear the name of Dionysius, the leader of this School at Athens, during the sixth century, therefore also bore this name—the same name which had been borne by his great predecessor at Athens, the friend of Paul. Let us now consider in the spirit of this esoteric School, and actually in the way in which it was taught there, the concept of Sin, or, we might say, of slander against the Holy Ghost—and the Christian concept of Grace. If we wish to grasp the fundamental meaning of Christianity, we must return, in thought, to a very remote past in the history of human evolution; and we must realise that, through the appearance of Christ-Jesus, something entirely new has actually been impressed upon the history of the spiritual evolution of humanity. What it is that has thus been impressed finds its fervent expression in the initiation of Paul himself. The fact that a man like Saul, through so sudden an illumination, could attain to complete conviction of the Truth of Christianity, would not have been possible before the appearance of Christ-Jesus. We have already often spoken about the form of initiation which preceded the appearance of Christ-Jesus upon earth. Let us now do this, once again, in order to understand what the Spirit of Truth really signifies, in the Christian sense. If we wish to grasp what is was that took place, in the ancient sites of initiation, we must briefly recall to our minds the nature and being of man. We know that man consists of a seven-fold being. His physical body is built up out of the same substances as those contained in the lifeless materials of the physical world. His etheric body calls these forces into life, and works—at every moment of life—against the decay of the physical body; only at death does the etheric or life-body go out of the physical body. The crystal is able to hold its substances together, through its own forces; the living body, on the other hand, decays as soon as it is abandoned and left to itself. It is indeed a fact that, at every moment, there is a fighter battling within this body against death; if this fighter ceases to battle, death ensues. Man's third member is the astral body, or the consciousness-body. His fourth member is the Ego; by means of this member he is the crown of creation. All Mystery-Teachings have thought of man as being built up of these four members. In the Pythagorean School, each disciple had to be introduced, first of all, to this Teaching of the fourfold man. Only when this Teaching had become his innermost conviction, could he be advanced to higher knowledge. Hence he had to take this vow: "I vow allegiance, by virtue of what is deeply engraved in our hearts: to the holy fourfold Being, to the sublime spiritual symbol—the primal fount of all natural and spiritual Creation." Even the most undeveloped human being has these four members. Man evolves, throughout the course of his various incarnations, to an ever greater degree o perfection, through the fact that the Ego works upon these three members of his being. It begins, first of all, within the astral body, to work upon everything that constitutes the progress of civilisation and logical scientific learning—upon everything, that is to say, which serves to bring about a freedom from the animal stage. This is the work of the Ego upon the astral body. In the case of every moderately-developed human being, whose Ego has already worked upon the astral body, we find that the astral body divides into two parts: into the originally existing part, and that part produced by the Ego. This latter part which expands more and more—the more the human being progresses—is designated by the name of Manas or Spirit-Self. Christian esotericism designates this part as the Holy Ghost—the Holy Spirit, in contrast to the unpurified, unholy part of the astral body. Thus, we have learned to know the fifth member. But the Ego can also work upon the more dense, etheric body. In a certain sense, this already takes place in the ordinary human being—that is to say, unconsciously. It has often been stated that we should learn to distinguish between the work upon the astral and the etheric bodies. The ratio of speed, in the progress of the first of these, in relation to the latter, may be compared with the movement of the minute-hand of the clock, in relation to the hour-hand. If a human being surrenders himself to the impression made upon him by some lofty work of art, this has a transforming effect upon his life-body and his consciousness-body. Every great artistic impulse has this effect. Strongest of all is the effect of those religious impulses which were brought into the world by the founders of religions, and which direct the Ego toward the Eternal. The clairvoyant eye can see how the etheric body becomes more and more beautiful and pure. That part of the human etheric body which is spiritualised by the Ego, is called Budhi or Life-Spirit; it is the transformed life-body. Christian esotericism designates this part, which is transformed by the Ego, the Christos. The fifth member of the human being is the Holy Ghost—the sixth member is the Christ, the inner Christos. Our attention has already been called to the fact that so-called Mystery-schoolings, or preparations, have always existed for man—enabling him to become an Initiate, and to look into the spiritual world. Such a training is based upon the transformation, on a higher plane, of the etheric or life-body. For this reason, we must be quite clear in our realisation that every higher form of schooling is more than a mere acquisition of concepts and material for study. The occult training consists, rather, in the transformation of the qualities of our etheric body. Anyone who has transformed a temperament has thereby achieved far more than if he had acquired an infinite amount of scientific learning. Now, there is a still higher form of metamorphosis, which takes place only through secret or occult schooling. Through this, the human being purifies his physical body. How much, indeed, does man know concerning his physical body! Through the fact that he examines it by dissection in an "anatomical museum" he does not by any means acquire any real knowledge concerning the laws which rule it, nor any inner control of these laws. Yet there is a possibility for him to look into himself, so that the movements of the nerve-currents, of the pulse-beat, and of the breath-streams, will become clear to him, and he can then be consciously active within these. When the human being, accordingly—through so-called occult training—is able to transform his physical body also, this now transformed body is designated as Atman, because the work upon it begins with the regulation of the breathing processes. (In German "Atmen" means: to breathe.) The seventh member of the human being is Atman—in Christian esotericism: the Father. Thus we first attain to the Holy Ghost, to the transformed astral body; through the Holy Ghost we come to the Christ—to the consciousness of the etheric body; and through the Christ, to the Father, or the consciousness of the physical body. If you have understood how these seven members of human nature are inter-related, you will also understand how Initiation took place in ancient times, before Christ, and how this Initia-tion took place, after Christ-Jesus had appeared on the earth. When the human being is asleep, only his physical and etheric bodies lie in bed—his astral body is outside. When he dies, he leaves his physical body behind: only that part of the physical body which he has already transformed goes with him: forces, that is to say, not substances. What the human being thus takes with him, is very little indeed. Nevertheless, it is just this part which, in a new incarnation, serves to build up a new physical body. Materialism designates this part as the "permanent atom". And this part of the physical body, which the human being himself has transformed, is the first to leave the physical body; then the etheric body leaves it; then the consciousness-body, and then the Ego. After a short time, that part of the etheric body which the human being has not yet worked upon separates itself. Thus it is that the human being enters Kamaloca, the Place of Purification. After another period of time, that part of the astral body which the Ego has not yet worked upon, severs itself likewise… And then there comes the time when the human being has left to him, from his three bodies, only those parts which the Ego has worked upon and transformed, through its own forces; and this is what passes through Devachan—this is the eternal kernel of man's being. It increases more and more, the more the Ego has worked upon it. The Holy Ghost is the eternal Spirit in man. The Christ is the eternal part of the life-body; the Father, the eternal part of the physical body. These Three accompany the human being throughout all time, as that part of him which is eternal. Before the Christian era, Initiation took place in such a way that the disciple was first prepared for everything which Mystery Teaching was able to give, until he reached the point where he was familiar with all the concepts and ideas, all the habits and feelings which are needed for living and perceiving in the higher worlds. This was followed by what was designated as the Awakening, which lasted for three and a half days and three nights. This consisted of a process whereby, through the skill of the Temple-Priest, the human being was artificially placed in a condition resembling death, for three and a half days. Whereas, normally the physical and etheric bodies remain connected during sleep, the initiating priest now drew out, during this space of time, the etheric body of the disciple about to be initiated, so that only a very loose connection existed between the etheric and physical body, on the one hand, and the remaining two bodies, on the other hand. It was a deep, trance-like sleep. The Ego of the man lived in the higher worlds, during this period of time. As the disciple had been given a knowledge of the higher worlds, he now felt at home there. The Priest was his guide. First of all, the Priest had to free the etheric body from the lethargic physical body, in order to lead it out of the physical body; in a fully-conscious state, the human being would never have been able to rise to these higher worlds ; it was necessary for him to be lifted out of such a state. Although the experiences which a human being passed through in such a process, were sublime and overpowering, he was nevertheless entirely in the hands of the Priest; he was under the power of another, and only under these conditions was he able to enter the higher worlds. What the human being was like, after having passed through this experience, may be imagined if we bear in mind that it gave him the opportunity of experiencing his own eternal being: he was then emancipated from the part which was not eternal—his physical body—which he could not use, if he wished to move about in the higher worlds. Such a human being returned as one endowed with knowledge—as one who could bear witness, through his own vision, to the victory of life over death. Those who could bear witness, in this way, were Initiates. Their etheric body had to be lifted out of the physical body, in order that they might experience the Christos in man. These Initiates were able to say to themselves: "I have learned through my own experience that there is a part in man, which is eternal, which outlasts all incarnations. I know it, for I myself have experienced this eternal kernel of man's being". In order to attain to this, they were obliged to dwell for three days in a state of profound, dream-like sleep. But there was something else that was connected with this—this kind of Initiation was dependent upon still another factor. And, the further we go back in time, the more we realise the truth of this. I have already characterised this to you, when I once explained that, in ancient times, there existed what we might call "close marriage", in contrast to distant marriage. In all nations, we find small communities which were inter-related; people married within these communities, and it was considered immoral to abandon them by marrying outside. The same blood always streamed through these marriages. Only very gradually was this close marriage substituted by the principle of distant marriage. Indeed, in the case of initiation, very special measures had to be observed, it was necessary to choose most carefully, from preceding incarnations, in order to produce the best possible mixture o blood. Such a genealogy then produced the one who was capable of passing through the higher grades of Initiation. In the case of persons related by blood, it is especially easy to draw the etheric body out of the physical body. In the case of distant marriages, this is by no means so easy. Throughout long generations of priests, it was their duty to see that the blood was maintained in a specially determined way. Human life is complicated; it does not always follow a straight road; and it is necessary to penetrate more and more deeply into the riddles of existence. In ever increasing measure, this principle of close marriage was broken; the tribe extended more and more to the folk or nation. In the case of the Israelites, we see how the tribal principle rose completely to the idea of the national community. Christ extends this perspective into the far distant future: "He that forsaketh not his father, mother, brother or sister for my sake, cannot be my disciple."—In a stern, yet in a most deeply true way, do these words indicate the direction followed by Christianity. Within the national community, one would say: This is my brother, for he was born in the same nation. in the human brotherhood, which must encompass the whole human race, one should say: Because you are a human being, you are my brother. This is the most profound of all Christian principles. All narrow-mindedness contained in the other form of relationship must be torn asunder, and a common tie must unite human beings. At the same time, this implies also that the old principle of Initiation has been torn asunder; for it was based upon relationship of the blood. The new principle of Initiation—which is not connected, since the coming of Christ, with any physical quality—is clearly indicated to us, in the case of Paul: He is initiated in the Light, not in the darkness of the Temple. This could not have taken place, earlier. When we bear this in mind, we shall be able to realise the tremendous turning-point brought about by Christ Jesus. The way to this was prepared by Moses, Zarathustra Buddha, Pythagoras;—but it was brought to fulfilment by Christ-Jesus. Thus we see also that in the Christian Schools of Initiation this new principle is carried through, for the first time—the principle of not drawing the human being out of the physical body, in order to lead him into the higher worlds, but of leading him into the higher worlds while completely conscious in his physical body. This is what took place, accordingly, in the Christian esoteric Schools. In contrast to this, there is the old way—and this still includes a great part of humanity, even at the present time—in which there is the initiating Temple-priest, to whose stern authority the neophyte surrenders himself. Only by subjecting oneself entirely to the power of such an Initiating priest, was it possible to ascend to higher worlds. The principle of enforced authority came to expression also in social life. The Priests were rulers. Every law of government, the whole structure of the state, was in the power of the Initiates. From the blood-community of the tribe, up to the community of the nation, this was possible. But, through the fact that the old principle of initiation was eliminated, the way was opened for an entirely new form of authority: a free authority, based solely upon trust and confidence. "Believe only in the one whom you trust"—this is the most sublime Christian idea to which we can rise, by virtue of which we all face one another as brothers, and the one who, stands higher will be recognised as the one who deserves our trust. "Watch and pray": this is a fundamental Christian principle. The new Initiation takes place in a state of full consciousness. "You will know the Truth, and the Truth will make you free”: these are profoundly Christian words, for they signify a perspective into the farthest future of Christianity. Christianity is at the beginning of its evolution. Let us consider the intensely close tie that existed between the initiating Teacher and the disciple, during the ancient Temple-Sleep, which lasted three and a half days—when the neophyte was being initiated into the highest Mysteries. This relation was of a kind which we cannot even imagine, to-day. The relation between the hypnotiser and the one who is hypnotised may give a faint idea of the way in which the initiating Temple-priest first called to life the Holy Ghost, and then the Christos. The disciple reflected the Holy Ghost and the Christos of the Teacher: the personalities of the Teacher and the disciple streamed into each other, and the clairvoyant could observe the process. During the three days, the Teacher and disciple were one. The Ego of the Guru thus lived on, in all of his disciples, and was deeply merged with them, during the three and a half days. Let us observe the pyramidal structure of social life: the folk below; above the folk, the Initiates; and, above these, the Teachers of the Initiates. One and the same Spirit streamed down through all these stages. Many things, consequently, passed over into, and lived on, in those who were initiated in this way—even things that were alien to them. As a result of the Christian principle, the individuality appeared in its full value. This explains the fundamental principle of Christian initiation. Never should the disciple become merged with the Teacher in the old way. They must not become one person, during Initiation. The Holy Ghost must arise, and awaken within the Ego of each single human being: this has become the principle of Christian Initiation. And this is also expressed symbolically, in the miracle of Pentecost. The possibility of Initiation, in that case, was given through the fact that all who were present began to speak in different tongues. The Teacher respects the individuality of the other person; he enters into the heart of his disciple—he does not draw this out of the physical body. We should bear in mind that, for the modern human being, everything depends upon the free and independent development, within each one, of the Holy Ghost and the Christos. We shall then realise that it is through this principle of Christianity that—for the first time, indeed—this human personality can be looked upon as free and independent. Only through Christianity has the human individuality become really free; and, for this reason, through Christianity, an entirely new relation to Truth and Wisdom has become necessary. In olden times, the spirit of Wisdom ruled over all things, because it was centralised. Through the cleavage that followed, it became de-centralised; but Egoism arose. The more the principle of distant marriage begins to hold sway, the greater must become the power of that element which brings together human beings, now become free. And what is this element? If we consider what we may learn to-day, in the elementary parts of spiritual science, and then go back to ancient times, we shall find that this knowledge was in the possession of small communities only—and, indeed, even then, only in the possession of the highest authority. For this reason, the ruling principle was based upon compulsion. We are now approaching the time when Wisdom will become m.re and more popular. This will be the means whereby the great Brotherhood of humanity will be established. Two occultists will never be of a different opinion. Where-ever this is the case, one of the two opinions is wrong. Wisdom is something unified—a oneness—which cannot contain differences. The more individualised human beings become, the more they will need this wisdom; for, through it, they will be drawn together. To-day, we are living in an age of transition. The principle of different viewpoints ceases entirely, through the progressive development of Wisdom. The more individualised men become, the wiser they must grow; for knowledge will lead them together. This is the Spirit of Wisdom which Christ-Jesus his promised to His followers. The Sun of Wisdom draws into itself all differing standpoints—just as the sun attracts the plants. The Spirit which will make men free, is the Holy Ghost. Against this Spirit, no Christian may ever sin. For he who sins against it, sins against Christianity itself—against that promised Spirit which is able to draw together all separate human individualities. There is a passage which tells us that Christ-Jesus cast out demons. Demons exist only as long as the human being is not free—as long as he has not yet received into himself the Spirit of Wisdom. The human being is absolutely filled with all kinds of beings, which stream in and out of his lower members. (Perhaps we may use the trivial comparison of a piece of cheese, with maggots creeping in and out of it). We call these beings shadows, spectres, ghosts, or demons. In making Himself known as the Spirit who casts out demons, Christ-Jesus has shown that He is the Spirit of Freedom. For demons can be cast out only by calling forth the one Spirit against the others—the Spirit of Freedom against all the other spirits. Let us now consider once more the ancient communities—extending from the tribal community to the nation. How may these human beings, who are not yet individually free, be drawn together? Imagine to yourselves that everyone who is sitting here has become truly free—that the Spirit of Truth lives in each one! Would we, in that case, ever quarrel, ever fall into dissension? No—for where the Spirit unites us, there can be no divergence of opinions. In ancient times, external law had to hold sway, in order to hold human beings together. Where two human beings know the Spirit of Truth, they will, because of this, feel themselves drawn to each other. At the beginning of human evolution was the Law: at the end of evolution, there will be peaceful, harmonious cooperation from within. Esoteric Christianity calls this, in contrast to the Law—Grace. To be able to share, in complete harmony, the feelings of one's fellow-man: this is the profoundest concept of Christianity. The astral body that has been filled with the Holy Ghost, is the same in all men—the Spirit of Truth, in each one, is the same. Imagine to yourselves this Spirit within a human individuality in which also the Christos has been awakened—that is to say, that principle which is active as Life-Spirit within the Life-Body. If each one of us were to permeate his etheric body with this feeling, we should then have, in every heart, the feeling for the One, unified Spirit. Human individualities are brought together by the Wisdom which is common to all; and what each one feels within himself, is Caritas—Grace. The One who brought Grace to earth was He Who, at the beginning of our Era, contained within His own individuality the whole Christos—the One Who fulfilled, for the first time, the principle of humanity, as a whole. Christ-Jesus developed in Himself what should live in every single human being. Whatever exists through freedom and peaceful cooperation, has come into the world through Him. "Become alive again in Christ and kill the Spirit of discord", says Paul. A human being may sin against everything which is not contained in this Spirit. But, if he were to sin against this Spirit of a common humanity, if he were to deny this Spirit—he would no longer be a Christian. The human being must reach the stage of being conscious of the Spirit. If he develops himself, ever more and more, his consciousness-body becomes transformed into the Holy Ghost. It is for this reason that the Sin against the Holy Ghost cannot be forgiven. In the case of an uninitiated person, the transformation of the etheric body takes place unconsciously. As long as the human being is not initiated, the unforgivable sin can be committed only within his astral body. The Initiate may not sin, even against the physical or etheric body: to the one who is not initiated, these sins may be forgiven. All of this takes place with the help of those who are the Leaders of humanity. |
51. Schiller and Our Times: Schiller's Life and Character
21 Jan 1905, Berlin Tr. Harry Collison Rudolf Steiner |
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Then, Zola: What is to be the relation at the present between our art and a life which is threatening to explode in social struggles—that is the question he thrusts upon us. That life appears to us rigid and impenetrable, decided by quite other forces than our fantasy and soul. Lastly, Tolstoi, who started from art, and only later became a preacher and social reformer. today such a purely aesthetic culture as Schröer depicted to us for the Goethe-Schiller period seems quite impossible. |
This striving after liberty (freedom) must be regarded as the fundamental current of the time. Schiller was young when these ideas of freedom were ripening. Rousseau's ideas had, as we have just said, a colossal influence on the most important men in Germany, like Kant, Herder and Wieland. |
51. Schiller and Our Times: Schiller's Life and Character
21 Jan 1905, Berlin Tr. Harry Collison Rudolf Steiner |
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It will be a hundred years on 9th May, 1905, since Schiller died, and the educated world in Germany will certainly celebrate the memory of this event. Three generations lie between Schiller and us; and so our first task would appear to be to survey the meaning of Schiller to us today. The last great Schiller festival took place in 1859, but with quite a different significance from what ours can have today. Times have changed enormously. The pictures, problems and thoughts which occupy our contemporaries are quite different. The celebration held in 1859 was something which penetrated deep into the heart of the German people. In 1859 there were still men who themselves lived wholly in the ideas which had been brought out by Schiller's poetic power. It may be that this year we shall see more exuberant festivities; but no such participation from the depths of the soul is any longer possible. The question therefore forces itself on us, what has happened since then? and how can Schiller still mean anything to us? The grand pictures (and ideas) of the Goethe-Schiller period have vanished. In 1859 these ideas were still incorporated in individuals with whom the older among us became acquainted when we were young. These leading spirits, who were rooted completely in the traditions of the time, are now with the dead. The youngest among us have no longer any knowledge of them. In the person of my teacher Schröer, who put the Goethe period before us in enthusiastic fashion, I had been privileged to know a man who was rooted wholly in that period. In Herman Grimm the last example died of those whose souls were completely at one with that period. today, all that is past history. Other problems concern us. Political and social questions have become so pressing that we no longer understand that intimate artistic attitude. Men of that period would have a strange effect on us; we have lost their deep, “soulful” attitude to art. That is no reproach; our times have become hard. Let us take three leading thinkers of the present and see how differently they talk of the movements of their time. First, Ibsen: we see how he deals comprehensively with the problems of our modern culture, how he has found the most penetrating melody to suit the modern heart and a civilisation which is passing into chaos. Then, Zola: What is to be the relation at the present between our art and a life which is threatening to explode in social struggles—that is the question he thrusts upon us. That life appears to us rigid and impenetrable, decided by quite other forces than our fantasy and soul. Lastly, Tolstoi, who started from art, and only later became a preacher and social reformer. today such a purely aesthetic culture as Schröer depicted to us for the Goethe-Schiller period seems quite impossible. At that period the decisive problem of life was what we might call the aesthetic conscience. Beauty, taste and artistic sensitivity were regarded as problems quite as serious and pressing as politics and freedom are today. Art was regarded as something which must have its part in the machinery of culture. But today, Tolstoi, who has created masterpieces in the sphere of art, deserts his art and looks for other means of speaking to the sensibility of his contemporaries. Schiller therefore is not to be judged in our times as he was in the Eighteenth Century. But what has remained, is the impressive depths of his “Weltanschauung” (worldview). Quantities of questions receive a wholly new light as a result of Schiller's view of the world. Our business in these lectures is to try to look at them from this standpoint. In dealing with the various problems of our times and our culture, in science as in artistic effort, there is nowadays great confusion and obscurity. Every youthful author thinks it his business to establish a new philosophy; literature is choked with books on questions which have been long ago solved. Questions are unfolded which, in the form we see, reach no conclusion because those who are trying to solve them have not really occupied themselves with the problems. Often indeed, the questions are not even asked properly, so that the problem really lies in the way in which the questions are put. There are two currents out of which we can see the personality of Schiller growing up:—on the one side the growth of materialism, on the other the longing for the assertion of the personality. What we call “Illumination” Aufklärung has its roots in these two currents. Age-old traditions were tottering during the Eighteenth Century. In the Sixteenth and Seventeenth Centuries the deepest questions of the human spirit were solved on the basis of tradition; and no shocks were dealt to man's fundamental relationship with the world and its deepest foundations. Now came a difference; it was impossible to solve the basic problems dealing with the human life of the spirit in the same sense as had been done for centuries. In France, stimulated by English “Sensationalism,” a rationalistic, materialistic philosophy was growing up. The soul was beginning to be deduced from material conditions; everything was to be explained out of the physical. The Encyclopaedists made spirit originate in matter. The ups and downs in the world around us were a whirl of atomic movement. “Man is a machine”—that was more or less the form in which La Mettrie formulated his materialistic creed. Goethe already complained, when he grew acquainted with the writings of these French materialists (Holbach's Système de la Nature), and was indignant at men's presumption in trying to explain the whole world by a few barren ideas. By the side of this was a second stream which derived from Rousseau. Rousseau's writings made an enormous impression on the most important men of the time. There is a story about Kant, who was a great pedant, and took his daily walk so punctually that the inhabitants of Königsberg could set their clocks by him. But there was one occasion when to the astonishment of the inhabitants the philosopher did not appear for some days: he had been reading Rousseau, whose writings had gripped him so hard that he had forgotten his daily walk. The foundations of a whole civilisation had been shaken by Rousseau. He put the question whether mankind had risen as a consequence of civilisation; and his answer was a negative. In his view men were happier at a stage of nature than at their present stage when they allowed their personality to decay in itself. In times when men, basing themselves on tradition, still believed they knew something of the relationships of the world, they were not so intent on the personality. Now, when the personality had cut asunder the bonds between itself and the world, men began to ask how that personality was to establish itself firmly in the world. They believed that it was impossible to know anything about the deepest foundations of the world and the soul. But if, as a result, there was nothing any longer secure in the world, the longing towards better material conditions was bound to increase in everyone. The revolutionary efforts of the Eighteenth Century had their origin here; connected with the materialistic current. A good Christian of the Seventeenth Century could not have spoken thus of Liberty, Equality and Fraternity. This striving after liberty (freedom) must be regarded as the fundamental current of the time. Schiller was young when these ideas of freedom were ripening. Rousseau's ideas had, as we have just said, a colossal influence on the most important men in Germany, like Kant, Herder and Wieland. The young Schiller was also fascinated; and we find him, even at the Karlsschule, engaged in reading Rousseau, Voltaire, etc. The age had reached a dead end. The upper classes had lost all moral soundness. An external tyranny dominated in school as well. In Schiller there was a peculiar depth of temperament which appeared, even in boyhood, as a tendency towards religion. For that reason he had, moreover, originally intended to study theology; his whole disposition urged him to the deepest problems of existence. The peculiar form taken in Germany by this striving for freedom was in the union of piety with an infinite longing for emancipation. The urge towards the freedom of personality, and not merely religion, is also the atmosphere of Klopstock's Messiah: it is in his religious feeling that the German wants to be free. The Messiah made a great impression on Schiller. Schiller chose the faculty of medicine; and the way in which he tackled the subject, is related to the questions which were particularly occupying him. He tried to reach some conclusion on these questions by a serious study of nature. The teaching in the Karlsschule was to have a deeply comprehensive and all-round effect on him. The weaknesses to be seen in modern secondary education did not exist in that school. The natural sciences were studied thoroughly; and the centre of study was philosophy. Deepest questions of metaphysics and logic were discussed. Thus Schiller entered on his medical studies with a philosophic spirit. The way in which he took them is important and significant for his life. We cannot understand Schiller wholly if we do not read the two dissertations which he wrote after finishing his studies. They deal with the questions: What is the relation between spirit and matter? What are the relations of the animal and spiritual natures in man? Of the first only little survives. In the second Schiller puts to himself the question how we have to understand the working of the material in the human body. For Schiller, even the material body has something spiritual. There are men who see in the body only something low and animal. There is no depth of content in a view which thus lowers and abominates the body; nor was it the view of the young Schiller. For Schiller the body is the temple of the spirit, built by wisdom, and not to no purpose possessing influence on the spirit. What is the significance of the body for the soul? that is the question which Schiller, who felt the physical also to be holy, sought to solve. He describes, for example, how the quality of soul expresses itself in gesture and in feeling. He seeks to explain to himself, in fine and illuminating fashion, what remains permanently of the movement of soul thus expressed. He says at the close of his dissertation:— Matter breaks up again, at death, into its ultimate elements, which henceforward wander through the kingdoms of nature in other forms and relationships, to serve other purposes. The soul departs, to exercise its power of thought in other spheres and to observe the universe from other sides. We may say, of course, that it has by no means exhausted the possibilities of this sphere, that it might have left this sphere more perfect; but do we know that this sphere is lost to it? We lay aside many a book which we do not understand, but which we may perhaps understand better some years hence. This is how Schiller tries to make clear to himself the eternal of the spirit in its relation to physical nature—without however under-estimating the physical. That remained the central problem for all Schiller's life: How is man born from out the physical and how does his soul and the freedom of his personality stand towards the world? How is the soul to find its centre now that the old traditions have gone? After having in the dramas of his youth thundered forth all his passion for emancipation, and won over the heart of his people, he busied himself with history and philosophy, and we touch the deepest problems of the history of civilisation or cultural history when we study the dramas of Schiller. Everyone had a piece of Marquis Posa in himself, and so Schiller's problem took on a new feature. The deepest questions in relation to the human soul and the meaning of life were discussed. He saw how little had been achievable on the external plane. In Germany the effort was being made to solve the problem of freedom in an artistic way; and that resulted in what we may call the “aesthetic conscience.” Schiller, too, had put the question to himself in this way; and he was sure that the artist could give man of the highest. He dealt with this problem in later years. In his “Letters on the aesthetic Education of Man” he says: Man acts unfreely in the external world from necessity; in the world of reason he is subject to necessity, to logic. Man is thus hedged in by the real world and by his ideal of reason. But there is another, middle condition between reason and the sense world, the aesthetic. Anyone who has artistic sensibility, appreciates the spirit in the sensible; he sees spirit enwoven in nature. Nature is to him a beauty-filled picture of the spiritual. The sense world is therefore only the expression of the spirit; in a work of art the sensible is ennobled by the spirit. The spirit is removed from the kingdom of necessity. In beauty man Eves as in freedom. Art is thus the intermediary between the senses and reason in the realm of freedom. Goethe felt the same in presence of the works of art in Italy. In the beautiful the impulse of mankind towards freedom finds its satisfaction; here he is raised above iron necessity. Not by force or state-laws. In aesthetic enjoyment Schiller saw an education into harmony. As man, he feels himself free through art; and so he would like to transform the whole world into a work of art. Here we see the difference between that time and our own. today, art is kept in a corner; then, Schiller wanted to give life an immediate impression through art. today Tolstoi has to condemn art, while Ibsen, in his art, becomes the critic of social life. At that time Schiller wanted to interfere direct on life by means of art. When he wrote his pamphlet on “The Stage as a moral Institution,” during the period when he was acting as reporter at the Mannheim theatre, he did it because he wanted to give a direct impulse to civilisation by means of art. |
188. A Turning-Point in Modern History
24 Jan 1919, Dornach Tr. Unknown Rudolf Steiner |
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This must become a new, fundamental doctrine: that the social structure has three members. You cannot live as human beings without eating; you have to receive your food from outside. |
We must appeal to all the powers of the social organism if we are to create a healthy social structure. Side by side with Equality, which is the one aim today, and is absolutely right for everything which has the character of law, Fraternity and Freedom must be able to work. |
The police, security, everything which belongs to social rights—not private rights and not penal law, which belong to the spiritual life—all these belong to the system of legal regulations. |
188. A Turning-Point in Modern History
24 Jan 1919, Dornach Tr. Unknown Rudolf Steiner |
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It seems that it would be useful to consider matters concerned with the social life of the present in the light of our recent studies of Goethe. The nineteenth century represents a very significant turning-point in the history of mankind, particularly in relation to the social life of our own time. The middle of the century brought a much greater change in ways of thinking than is generally appreciated. When considering this change one could certainly start from personalities who were not German, for example Shaftesbury and Hemsterhuis. But these examples from England or Holland would not lead us so deeply into our theme as the study of Goethe can do. At the present time, when so much—far more than people realise—is tending towards the destruction of all that springs from middle Europe, it may be of use to link up with these things, which should live on in humanity in a way quite different from the way imagined by most Germans today. If one looks at the present situation honestly and without prejudice, one cannot help feeling oppressed if one remembers a saying by Herman Grimm—the saying of an outstanding man who lived not very long ago. For this one need not be a German, but one needs to have some feeling for the culture of middle Europe. Herman Grimm once said that there are four personalities to whom a German can look if he wishes to find, in a certain sense, the direction for his life. These four are Luther, Frederick the Great, Goethe and Bismarck. Grimm says that if a German cannot look in the direction given by these four personalities, he feels unsupported and alone among the nations of the world. In the nineties many people had no doubt at all that this remark was correct (though I was not one of them), but today it can give us a feeling of oppression. For one must admit: Luther does not live on effectively in the German tradition; Goethe has never been a living influence, as we have often had to emphasise, and Frederick the Great and Bismarck belong to conditions which no longer exist. Thus—according to Herman Grimm's remark—the time would have come already in which a German would have to feel unsupported and alone among the nations of the world. People do not feel deeply enough to realise fully in their soul what this signifies: less than three decades ago something could be taken as a matter of course by an enlightened spirit—and today it is quite impossible. If present-day men were not so superficial, many things would be felt much more deeply. It can sometimes be heartbreaking how little the events of the world are felt. Looking back before the nineteenth century to the end of the eighteenth century, we can observe a significant impulse. It was the impulse working in Schiller when he wrote his Letters on the Aesthetic Education of Man; this was the time, too, when Goethe was stirred by his dealings with Schiller. They led Goethe to express the impulse which lay behind Schiller's “Aesthetic Letters” in his own tale, The Green Snake and the Beautiful Lily.” You can read about the connection between Schiller's “Aesthetic Letters” and Goethe's fairy-tale in my recent small book on Goethe. When Schiller wrote these “Letters”, his intention was not merely to write a literary essay, but to perform a political deed. At the beginning of the “Letters” he refers to the French Revolution and tries in his own way to say what may be thought about the will behind it, and behind the whole revolution at the end of the eighteenth century. He had no particular expectation as to what would be achieved through a great political change, of which the French revolutionaries hoped so much. He hoped much more for a thorough self-education of man, which he regarded as a necessity of his time. Let us consider once more the basic conception of these “Letters.” Schiller seeks to answer, in his own way, the question: how does man achieve real freedom in his social life? Schiller would never have expected that men would be led to freedom simply by giving the right form to the social institutions in which they lived. He asks rather that by work upon himself, by self-education, man should reach this condition of freedom within the social order. Schiller believed that man has first to become inwardly free before he can achieve freedom in the external world. And he says: Man has his existence between two powerful influences. On one side he faces the influence coming from physical nature; this Schiller calls the influence of natural necessity. It includes everything produced by the sense-nature of man in the way he desires and so on. And he says: If a man obeys this influence, he cannot be free. Opposed to the influence of the senses there is another—the influence of rational necessity. Man can commit himself to follow rational necessity, as the other pole of his existence. But then he cannot be a truly free man, either. If he follows in a logical way this rational necessity, it is still something that compels him. And if this rational necessity is consolidated into the laws of an external State, or something of that kind, in obeying such laws he is still compelled. So man is placed between reason and sensuality. His sensuality is a necessity for him, not a freedom. His reason is also a necessity, though a spiritual one; under it, he is not free. For Schiller, man can be free only if he does not follow in a one-sided way either the influence of the senses or that of reason, but succeeds in bringing the influence of reason into closer accord with his humanity; when, that is, he does not simply submit like a slave to logical or legal necessity, but makes the content of the law, the content of rational necessity, truly his own. Here Schiller, in comparison with Kant, whom unfortunately he otherwise followed in many ways, is a much freer spirit. For Kant regarded absolute obedience to what he calls duty—that is, rational necessity—as the highest human virtue. “Duty, thou great and sublime name ”, Kant says, on the only occasion when he becomes poetical, “having nothing that flatters or attracts us...” Schiller says: “I serve my friends willingly, and unfortunately I like to do it. And so it often worries me to find that I am not virtuous.” That is his satirical comment on Kant, who would regard serving one's friends as a duty. Schiller means that while an unfree man may serve his friends as a duty, in obedience to the “categorical imperative,” a free man carries his humanity so far that he does it because he likes to do it, out of love, as an inner matter of course. Thus Schiller seeks to draw down rational necessity into his human realm, so that a man does not have to submit to it, but is able to practise it as a law of his own nature. The necessity of the senses he seeks to raise up and spiritualise, so that the human being is not simply driven by his sensuality, but can ennoble it, so that he may give it expression, having raised it to its highest level. Schiller believes that when sensuality and reason meet at the centre of his being, man becomes free. It seems as if present-day man is not properly able to share what Schiller felt when he described this middle condition as the real ideal for human beings. If a mutual permeation of rational necessity and the necessity of the senses were constantly achieved, Schiller held, this ideal condition would be expressed in the creation and appreciation of art. It is very characteristic of the time of Schiller and Goethe to seek in art a guide for the rest of human activity. The spirit of Goethe rejects everything Philistine and seeks for an ideal condition which is to be achieved in the likeness of genuine art. For the artist creates in a visible medium. Even if he creates in words, he is working in a sense-perceptible medium. And he would produce something terribly abstract if he gave himself up to rational necessity. He must learn what he is to create from the material itself, and from the activity of shaping it. He must spiritualise the sense-perceptible by giving matter form. Through the formal pattern (Gestalt) that he gives it, matter is enabled to have an effect, not just as matter, hut in the same way that the spiritual has an effect. Thus the artist fuses spiritual and perceptible into one creation. When all that men do in the external world becomes such that obedience to duty and to the law comes about through an inclination akin to that of the artist, and when all that comes from the senses is permeated by spirit, then for individual human beings, and also for the State and the social structure, freedom is achieved, as Schiller understands it. So Schiller asks: how must the various powers of the soul—rationality, sensuality, aesthetic activity—work together in man, if he is to stand as a free being in the social structure? A particular way for the forces of the soul to work together is what Schiller thought should be aimed at. And he believed that when human beings in whom rational necessity permeates sensual necessity, and sensual necessity is spiritualised by rational necessity—when these human beings form a social order, it will turn out to be a good one, by necessity. Goethe often talked with Schiller, and corresponded with him, while Schiller was writing his “Aesthetic Letters.” Goethe was a quite different man from Schiller. Schiller had tremendous inner passion as a poet, but he was also a keen thinker. Goethe was not in the same way a keen abstract thinker and he had less poetic passion, but he was equipped with something that Schiller lacked: with fully human, harmonious instincts. Schiller was a man of reflection and reason; Goethe was a man of instinct, but spiritualised instinct. The difference between them became a problem for Schiller. If you read his beautiful essay on “Naive and Sentimental Poetry,” you will always feel that Schiller might just as well have written, if he had wanted to become more personal: On Goethe and Myself. For Goethe is the naive poet, Schiller the sentimental poet. He is simply describing Goethe and himself. For Goethe, the man of instinct, all this was not so simple. Any kind of abstract philosophical talk, including talk about rational necessity, sensual necessity and the aesthetic approach—for these are abstractions if one contrasts them with one another—was repugnant to Goethe in his innermost being. He was willing to engage in it, because he was open to everything human and because he said to himself: A lot of people go in for philosophising, and that is something one must accept. He never rejected anything entirely. This is most evident when he has to talk about Kant. Here he found himself in a peculiar position. Kant was regarded by Schiller and many others as the greatest man of his century. Goethe could not understand this. But he was not intolerant, or wrapped up in his own opinion. Goethe said to himself: If so many people find so much in Kant, one must let them; indeed, one must make an effort to examine something which to oneself seems not very significant—and perhaps one will find a hidden significance in it after all. I have had in my hands Goethe's copy of Kant's Critique of Judgement; he underlined important passages. But the underlinings became fewer well before the middle, and later disappear altogether. You can see that he never reached the end. In conversation about Kant, Goethe would not let himself become really involved in the subject. He found it disagreeable to talk about the world and its mysteries in terms of philosophical abstractions. And it was clear to him that to understand the human being in his development from necessity to freedom was not as simple as Schiller had believed. There is something very great in these “Aesthetic Letters,” and Goethe recognised that. But it seemed to him too simple to ascribe all the complications of the soul of man to these three categories: rational necessity, aesthetic impulse, sensual necessity. For him there was so much more in the human soul. And things could not simply be placed side by side in this way. Hence Goethe was stirred to write his Tale of the Green Snake and the Beautiful Lily, in which not only three but about twenty powers of the soul are described, not in concepts, but in pictorial forms, open to various interpretations. They are headed by the Golden King, who represents (not symbolises) wisdom, the Silver King who represents beautiful appearance, the Bronze King, who represents power, and Love who crowns them all. Everything else, too, indicates soul-forces; you can read this in my article. Thus Goethe was impelled to conceive this path for the human being from necessity to freedom in his own way. He was the spiritualised man of instinct. Schiller was the man of understanding, but not in quite the usual sense: in him understanding was led over into perception. Now if we consider honestly the course of history, we can say: this way of looking at things, developed by Schiller in an abstract philosophical way, by Goethe in an imaginative and artistic way, is not only in its form, but also in its content, very remote from present-day men. An intimate older friend of mine, Karl Julius Schröer, who was once responsible for examining candidate teachers for technical schools, wanted to examine these people on Schiller's “Aesthetic Letters:” they were going to have to teach children between the ages of ten and eighteen. They staged a regular agitation! They would have found it quite natural to be questioned about Plato and to have to interpret Platonic Dialogues. But they had no inclination to know anything about Schiller's “Letters on Aesthetic Education,” which represent a certain culmination of modern spiritual life. The middle of the nineteenth century was a much more incisive point in man's spiritual history than people can realise today. The period before it is represented in Schiller and Goethe; it is followed by something quite different, which can understand the preceding period very little. What we now call the social question, in the widest sense—a sense that humanity has not yet grasped, but should grasp and must grasp later on—was born only in the second half of the nineteenth century. And we can understand this fact only if we ask: why, in such significant and representative considerations as those attempted by Schiller in his “Aesthetic Letters” and represented pictorially by Goethe in his Tale of the Green Snake and the Beautiful Lily, do we find no trace of the peculiar way of thinking we are impelled to develop today about the structure of society—although Goethe in his “Tale” is evidently hinting at political forms? If we approach the “Aesthetic Letters” and the “Tale” with inner understanding, we can feel the presence in them of a powerful spirituality which humanity has since lost. Anyone reading the “Aesthetic Letters” should feel: in the very way of writing an element of soul and spirit is at work which is not present in even the most outstanding figures today; and it would be stupid to think that anyone could now write something like Goethe's fairy tale. Since the middle of the nineteenth century this spirituality has not been here. It does not speak directly to present-day men and can really speak only through the medium of Spiritual Science, which extends our range of vision and can also enter into earlier conditions in man's history. It would really be best if people would acknowledge that without spiritual knowledge they cannot understand Schiller and Goethe. Every scene in “Faust” can prove this to you. If we try to discover what main influence was then at work, we find that in those days the very last remnant, the last echo of the old spirituality, was present in men, before it finally faded away in the middle of the nineteenth century and humanity was thrown back on its own resources. It lived on in such a way that a man like Schiller, who thought in abstractions, possessed spirituality in his abstract thinking, and a man who had spiritualised instincts, such as Goethe had, had it living in these instincts. In some way it still lived. Now it has to be found on the paths of spiritual knowledge; now man has to find his way through to spirituality in freedom. That is the essential thing. And without an understanding of this turning-point in the middle of the nineteenth century, one cannot really grasp what is so important today. Take, for example, Schiller's way of approaching the structure of society. Looking at the French Revolution, he writes his “Aesthetic Letters,” but when he asks, “How should the social order develop?”, he looks at man himself. He is not dealing with the social question in a present-day sense. Today, when the social question is under review, it is usual to leave out the individual human being, with his inner conflicts, his endeavours to achieve self-education. Only the social structure in general is considered. What Schiller expected to come about through self-education is expected to come through alterations in outer conditions. Schiller says: If men become what they can become at the midpoint of their being, they will create a right social structure as a matter of course. Today it is said: If we bring about a right social structure, human beings will develop as they should. In a short time the whole way of feeling about this has turned round. Schiller or Goethe could not have believed that through self-education men could bring about a right social structure if they had not been able to feel in man himself the universally human qualities that social life requires. In every human being they saw an image of human society. But this was no longer effective. In those days beautiful, spiritual descriptions of the best self-education could be written—it was all an echo or in a sense a picture of the old atavistic life, but the power to achieve real results was not in it. And today's way of thinking about the best social conditions is equally powerless. It places man in an invented, thought-out social structure, but he is not effectively present there. We must look at human society in general, we must look out at the world and find ourselves there, find the human being. This is something that only real Spiritual Science can do, in the most far-reaching sense. Take what is objected to most of all in my Occult Science: the course of evolution through Saturn, Sun, Moon, and Earth; everywhere man is there. Nowhere do you have the mere abstract universe; everywhere man is in some way included; he is not separated from the universe. This is the beginning of what our time instinctively intends, out of impulses that remain quite dark. The time before the middle of the nineteenth century looked at man, and believed it could find the world in man. The time after the middle of the nineteenth century looks only at the world. But that is sterile; it leads to theories which are entirely empty of man. And so Spiritual Science is really serving those dark but justified instincts. What men wish for, without knowing what they want, is fulfilled through Spiritual Science: to look at the external world and to find there the human being. This is still rejected, even regarded with horror; but it will have to be cultivated, if any real recovery in this connection is to come about in the future. At the same time there must be a development also in the study of man. A real understanding of the social organism will be achieved only when one can see man within it. Man is a threefold being. In every age—except for our own—he has been active in a threefold way. Today he concentrates everything upon a single power in himself, because he has to stand entirely on the single point of his own self in this age of consciousness, and people feel that everything proceeds from this single point. Each man thinks to himself: If I am asked a question, or if life puts a task before me, I myself form a judgment, out of myself. But it is not the entire human being who judges in this way. The human organism has a “man in the middle,” with something above it and something below it; and it is the “man in the middle” who has the capacity to form a judgment and to act on it at any moment. Above is Revelation: what is received through religion or some other form of spiritual revelation and viewed as something higher, something super-sensible. Below, underneath the faculty of judgment, is Experience, the totality of what one has passed through. Present-day man takes little account of either pole. Revelation—an old superstition that must be overcome! To experience, also, he pays little attention, or he would be more aware of the difference between youthful not-knowing and the knowing that comes through experience. He often gathers little from experience because he does not believe in it. Most people today, when they have grey hair and wrinkles, are not much wiser than they were at twenty. In life a man may get cleverer and cleverer, and yet be just as stupid as before. But experience does accumulate and it is the other pole from revelation. In between stands immediate judgment. Today, as I have often said, one reads critical judgments written by very young people who have not yet looked round in the world. Old people may write lengthy books and the youngest journalists may review them. That is no way of making progress. Progress can be made when what is achieved in later life is taken as a guide, when age is held to be more capable of judgment through the experience that has been acquired. Thus man is a threefold being in practical life. If you read my book, Riddles of the Soul, you will find that revelation corresponds to the head of man, the man of nerves and senses; immediate judgment corresponds to the breast man; experience corresponds to the man of the extremities. I could also say: the man of the life of nerves and senses, the man of the rhythmical life, and the man of metabolism. No consideration is given today to this threefold nature of man, and so there is no recognition of what corresponds to it in cosmic terms. This cannot be discerned because of the general unwillingness to rise from the sense-perceptible to the super-sensible. Today, when a man eats—that is, unites external nourishment with his organism—he thinks: There inside is the organism, which cooks the stuff and takes from it what it needs, and lets the rest pass away unused, and so it goes on. On the other hand, I look out into the world through my senses. I take up the perceptible and transform it by my understanding; I take it into my soul, as I take nourishment into my body, What is out there, what eyes see and ears hear, I then carry within me as a mental picture; what is out there as wheat, fish, meat or whatever, I carry inside me, after having digested it. Yes, but this leaves out the fact that the substances used in nourishment have their inner aspect. The experience of food through our external senses is not related to our deeper being. With what your tongue tastes and your stomach digests, in the way that can be confirmed by ordinary scientific research, you can maintain your daily metabolism; but you cannot take care of the other metabolism, which leads for example to the change of teeth about the age of seven. The essential thing in this other metabolism lies in the deeper forces at work in it, which are not observed today by any chemical study. What we take as food has a deep spiritual aspect, and this is very active in man, but only while he sleeps. In your foods live the spirits of the highest Hierarchies, the Seraphim, Cherubim and Thrones. Hence in your food you have something cosmically formative, and therein lie the forces which provide imperceptibly for the change of teeth, for adolescence, and for the later transformations of the human being. Only the daily metabolism is brought about by the things known to external science. The metabolism which goes through life as a whole is cared for by the highest Hierarchies. And behind the sense-perceptible world are the beings of the Third Hierarchy: Angels, Archangels, and Archai. Hence we can say: sense-perception, Third Hierarchy: foodstuffs, First Hierarchy: and in between is the Second Hierarchy, which lives in the breathing, in all the rhythmic activities of the human organism. The Bible describes this quite truly. The spirits called the Elohim, together with Jahve, are led into men through the breath. The ancient wisdom was quite correctly aware of these things, in an atavistic way. Thus you are led through a real study of man into a true cosmology. Spiritual Science re-inaugurates this way of looking at things. It looks for man again in the external world, and brings the entire universe into man. This can be done only if one knows that man is really a trinity, a threefold being. Today both revelation and experience are suppressed; man does not do them justice. He does not do justice to his sense-perceptions, or to the foods he eats, for he regards them merely as material objects. But that is an Ahrimanic distortion, which ignores the deeper life that underlies all created things, of which foodstuffs are an example. Spiritual Science does not lead to a contempt for matter, but to a spiritualisation of it. If anyone were to look at food with contempt, he would have to learn that Spiritual Science says, in a way that would seem grotesque to him: the highest Hierarchies, Seraphim, Cherubim and Thrones, they are alive in nutriments. In our time threefold man is put together in an unclear, chaotic way, and made into a single entity. In social terms, a precisely corresponding picture arises when everything is brought under the single entity of State legalism. In fact, society should be seen as a trinity, composed of three members. First, economic activity, the natural foundation of life. Second, legal regulation, which corresponds to the middle element in man, his rhythmic nature. Third, spiritual life. Now we can see a trend towards making these three realms into one. Economic life, it is said, must be brought gradually under the control of the State. The State should become the only capitalist. Spiritual life came long ago under the dominion of the State. On the one hand we have man, who does not understand himself, and on the other the State, which is not understood, because man no longer finds himself within the social structure. These three elements—economic life, legal regulation, spiritual life—are as radically different as head, breast and limbs. To burden the State with economic life is as if you wanted to eat with your lungs and heart, instead of with the stomach. Man is healthy only through the separation and co-operation of his three systems. The social organism, too, can be healthy only when the three elements work independently side by side, and are not thrown together in a single entity. All legal regulation, which corresponds to the breathing, rhythmic system in man, represents a quite impersonal element, expressed in the saying: All men are equal before the law. Nothing personal comes into this; hence it is necessary that all human beings should be concerned with this middle realm and that everyone should be represented there. People are inclined to stop at this point, leaving a certain sterility on either side. We have to breathe; but we are not human beings unless nourishment is added to the breathing process from one side and sense impressions from the other. We must have a State, which rules through law, impersonal law. But economic life, which is half-personal, wherever men participate in it, and spiritual life, which is entirely personal, must work into the State from either side, or the social organism will be just as impossible as if man wanted to consist only of breathing. This must become a new, fundamental doctrine: that the social structure has three members. You cannot live as human beings without eating; you have to receive your food from outside. You cannot maintain the State without bringing it the necessary nourishment from what human beings produce spiritually. This spiritual productivity is for the State what physical food is for individual men. Nor can you have a State unless you give it a certain natural basis on the other side in economic life. Economic life is for the State exactly like the element brought to the breathing process in human beings through sense-perceptions. You can see that real knowledge of man and real knowledge of the social structure depend upon one another; you cannot reach one without the other. This must become the elementary basis for social insight in the future. The sin committed in relation to man by leaving out Revelation and Experience is committed by Socialist thinkers today when they leave out of account the half-personal element in which fraternity must rule and on the other side ignore spiritual life, where freedom must rule; while the impersonal element of the law must be ruled by equality. The great mistake of current Socialism is its belief that a healthy social structure can be brought about by State regulation, and particularly by socialising the means of production. We must appeal to all the powers of the social organism if we are to create a healthy social structure. Side by side with Equality, which is the one aim today, and is absolutely right for everything which has the character of law, Fraternity and Freedom must be able to work. But they cannot work without a threefold social order. It would be just as senseless to ask the heart and lungs to think and eat, as it is to ask an omnipotent State to direct economic life and to maintain spiritual life. The spiritual life must be independent, and co-operate only in the same way as the stomach co-operates with the head and with the heart. Things in life do work together, but they work together in the right way only if they can develop individually, not when they are thrown together abstractly. The facts of the present time really prove that this insight must be achieved. It is very much worth observing how people at the present time do not see the connection between materialism on the one hand and abstract thinking on the other, particularly in relation to the social question. One great reason for the rise of materialism is that the State has gradually taken possession of all the academic institutions which were originally free corporations. If you go back to the times when such things were founded, from an atavistic feeling originating in clairvoyance, you will see how the necessity of co-operation between these three elements was still felt. Only since the sixteenth century has everything flowed into one, with the rise of materialism. In earlier times, if a man wanted to be an outstanding jurist, he went to a university distinguished for the law, perhaps to Padua; if he wanted to be an outstanding physician, he went to Montpellier or to Naples; if he wanted to be an outstanding theologian, he went to Paris. These institutions did not belong to a particular State, but to humanity, and represented an independent member of the social organism. Again, every school that is immediately under the power of the State is an impossible institution, and in the end unhealthy. Every undertaking concerned with production is unhealthy when managed by the State. You cannot pour anything into the lungs, not even water when you are thirsty. If this happens, you see how unhealthy it is. Today people pour all kinds of economic and even spiritual undertakings into the realm which should be responsible only for the legal regulation of existing affairs. The radical parties go as far as wishing to separate the Church from the State, because they hope that people will be really interested only in what the State does. Then, in this clever, roundabout way, the Church could be expected to fade away entirely. But if you suggest to these people that schools need to be independent in order to restore productivity to spiritual life, they will contradict this very vehemently. Every arrangement which makes for an intervention from the legal side into the spiritual life must lead to sterility. And in the same way it is false if the legal organisation intervenes in the initiatives necessary for economic life. The police, security, everything which belongs to social rights—not private rights and not penal law, which belong to the spiritual life—all these belong to the system of legal regulations. Everything economic forms an independent system and must be organised cooperatively, in a way that is half-personal. All spiritual life must be a matter for human individuality; in no other way can it flourish. Schiller describes the middle condition that lies for man between the demands of rational necessity and the demands of this sense-life, and he relates this ideal to the creation and appreciation of art. In his “Aesthetic Letters” he says boldly that man is fully man only when he is playing, and he plays only when he is man in the fullest sense of the word. Schiller regards playing as the ideal condition, but of course you have to think of playing as Schiller does: that the necessity of reason is transformed into inclination, and inclination is raised to a spiritual level like that of reason. He calls the earnestness of life a game, in his sense of the word, for then one acts like a child who is playing, not obeying any duty but following one's impulses, and yet following them freely, because the necessities of life do not yet intervene in childhood. A summit of human achievement is indicated in Schiller's “Aesthetic Letters”: man is fully man only when he is playing, and he plays only when he is man in the fullest sense of the word. On the other hand, when we have to begin with the concrete reality of the entire cosmos in order to find man in it, it is necessary that we should say to ourselves: man will achieve real progress for humanity only when he can take the smallest things in everyday life, even the most everyday game, and understands how to raise them into the great seriousness of cosmic existence. Therefore it has to be said: a turning-point in the history of mankind has come in this present time, where earnestness is knocking most solemnly at our doors. |
340. World Economy: Lecture III
26 Jul 1922, Dornach Tr. Owen Barfield, T. Gordon-Jones Rudolf Steiner |
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Only now did Labour—the incorporation of Labour in the social life—become a question. Now this incorporation of Labour in the social life is historically impossible without the rise of all that is comprised in the term “law” or “right.” |
Subsequently, the “Commandment ” is restricted more to the life of the soul, while Law makes itself felt with respect to the outer life. This again takes place within a certain historic epoch, during which time definite social relationships evolve. |
You see, so long as religious impulses dominate the entire social life of man-kind, human Egoism does no harm. This is a most important point, notably for an understanding of the social and economic life. |
340. World Economy: Lecture III
26 Jul 1922, Dornach Tr. Owen Barfield, T. Gordon-Jones Rudolf Steiner |
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Ladies and Gentlemen, In Economic Science, as I explained yesterday, it is essential to take hold of something that is for ever fluctuating—namely: the circulation of values and the mutual interplay of fluctuating values in the forming of Price. Bearing this in mind, you say to yourselves: Our first need is to discover what is really the proper form of the science of Economics. For a thing that fluctuates cannot be taken hold of directly. There is no real sense in trying to take hold by direct observation of something that is for ever fluctuating. The only sensible procedure is to consider it in connection with what really lies beneath it. Let us take an example. For certain purposes in life we use a thermometer. We use it to read the degrees of temperature, which we have grown accustomed in a certain sense to compare with one another. For instance, we estimate 20° of warmth in relation to 5° and so on. We may also construct temperature curves. We plot the temperatures for instance during the winter, followed by the rising temperatures in summer. Our curve will then represent the fluctuating level of the thermometer. But we do not come to the underlying reality till we consider the various conditions which determine the lower temperature in the winter, the higher temperature in the summer months, the temperature in one district, the different temperature in another, and so forth. We only have something real in hand, so to speak, when we refer the varying levels of the mercury to that which underlies them. To record the readings of the thermometer is in itself a mere statistical procedure. And in Economics it is not much more than this when we merely study prices and values and so forth. It only begins to have a real meaning when we regard prices and values much as we regard the positions of the mercury—as indications, pointing to something else. Only then do we arrive at the realities of economic life. Now this consideration will lead us to the true and proper form of Economic Science. By ancient usage, as you are probably aware, the sciences are classified as theoretical and practical. Ethics, for instance, is called a practical science, Natural Science a theoretical one. Natural Science deals with that which is; Ethics with that which ought to be. This distinction has been made since ancient time: the Sciences of that which is, the Sciences of that which should be. We mention this here only to help define the concept of Economic Science. For we may well ask ourselves this question: Is Economics a science of what is, as Lujo Brentano, for instance, would assert? Or is it a practical science—a science of what ought to be? That is the question. Now, if we wish to arrive at any knowledge in Economics it is undoubtedly necessary to make observations. We have to make observations, just as we must observe the readings of the barometer and thermometer to ascertain the state of air and warmth. So far, Economics is a theoretical science. But at this point, nothing has yet been done. We only achieve something when we are really able to act under the influence of this theoretical knowledge. Take a special case. Let us assume that by certain observations (which, like all observations, until they lead to action, will be of a theoretical nature) we ascertain that in a given place, in a given sphere, the price of a certain commodity falls considerably, so much so as to give rise to acute distress. In the first place, then, we observe—“theoretically,” as I have said—this actual fall in price. Here, so to speak, we are still only at the stage of reading the thermometer. But now the question will arise: What are we to do if the price of a commodity or product falls to an undesirable extent? We shall have to go into these matters more closely later on: for the moment I will but indicate what should be done and by whom, if the price of some commodity shows a considerable decrease. There may be many such measures, but one of them will be to do something to accelerate the circulation, the commerce or trade in the commodity in question. This will be one possible measure, though naturally it will not be enough by itself. For the moment, however, we shall not discuss whether it is a sufficient, or even the right measure to take. The point is: If prices fall in such a way, we must do something of a kind that can increase the turnover [Umsatz]. It is in fact similar to what happens when we observe the thermometer. If we feel cold in a room, we do not go to the thermometer and try by some mysterious device to lengthen out the column of mercury. We leave the thermometer alone and stoke the fire. We get at the thing from quite a different angle; and so it must be in Economics too. When it comes to action, we must start from quite a different angle. Then only does it become practical. We must answer, therefore: The science of Economics is both theoretical and practical. The point will be how to bring the practical and the theoretical together. Here we have one aspect of the form of Economic Science. The other aspect is one to which I drew attention many years ago, though it was not understood. It was in an essay I wrote at the beginning of the century, which at that time was entitled: “Theosophy and the Social Question.”1 It would only have had real significance if it had been taken up by men of affairs and if they had acted accordingly. But it was left altogether unnoticed; consequently I did not complete it or publish any more of it. We can only hope that these things will be more and more understood, and I trust these lectures will contribute to a deeper understanding. To understand the present point, we must now insert a brief historical reflection. Go back a little way in the history of mankind. As I pointed out in the first lecture, in former epochs—nay, even as late as the 15th or 16th century—economic questions such as we have today did not exist at all. In oriental antiquity economic life took its course instinctively, to a very large extent. Certain social conditions obtained among men—caste-forming and class-forming conditions—and the relations between man and man which arose out of these conditions had the power to shape instincts for the way in which the individual must play his particular part in economic life. These things were very largely founded on the impulses of the religious life, which in those ancient times were still of such a kind as to aim simultaneously at the ordering of economic affairs. Study oriental history: you will see there is nowhere a hard and fast dividing line between what is ordained for the religious life and what is ordained for the economic. The religious commandments very largely extend into the economic life. In those early times, the question of labour, or of the social circulation of labour-values did not arise. Labour was performed in a certain sense instinctively. Whether one man was to do more or less never became a pressing question, not at any rate a pressing public question, in pre-Roman times. Such exceptions as there may be are of no importance, compared to the general course of human evolution. Even in Plato we find a conception of the social life wherein the performance of labour is accepted as a complete matter of course. Only those aspects are considered which Plato beholds as Wisdom-filled ethical and social impulses, excluding the performance of labour, which is taken for granted. But in the course of time this became more and more different. As the immediately religious and ethical impulses became less effective in creating economic instincts, as they became more restricted to the moral life, mere precepts as to how men should feel for one another or relate themselves to extra-human powers, there arose more and more the feeling in mankind which, pictorially stated, might be thus expressed: “Ex cathedra, or from the pulpit, nothing whatever can be said about the way a man should work!” Only now did Labour—the incorporation of Labour in the social life—become a question. Now this incorporation of Labour in the social life is historically impossible without the rise of all that is comprised in the term “law” or “right.” We see emerge at the same historical moment the assignment of value to Labour in relation to the individual human being and what we now call law. Go back into very ancient times of human history and you cannot properly speak of law or rights as we conceive them today. You can only do so from the moment when the Law becomes distinct from the “Commandment.” In very ancient times there is only one kind of command or commandment, which includes at the same time all that concerns the life of Rights. Subsequently, the “Commandment ” is restricted more to the life of the soul, while Law makes itself felt with respect to the outer life. This again takes place within a certain historic epoch, during which time definite social relationships evolve. It would take us too far afield to describe all this in detail, but it is an interesting study—especially for the first centuries of the Middle Ages—to see how the relationships of Law and Rights on the one hand, and on the other those of Labour, became distinct from the religious organisations in which they had hitherto been more or less closely merged. I mean, of course, religious organisations in the wider sense of the term. Now this change involves an important consequence. You see, so long as religious impulses dominate the entire social life of man-kind, human Egoism does no harm. This is a most important point, notably for an understanding of the social and economic life. Man may be never so selfish; if there is a religious organisation (and these, be it noted, were very strict in certain districts in oriental antiquity) such that in spite of his egoism the individual is fruitfully placed in the social whole, it will do no harm. But Egoism begins to play a part in the life of nations the moment human Rights and Labour emancipate themselves from other social impulses or social currents. Hence, during the historical period when Labour and the life of legally determined Rights are becoming emancipated, the spirit of humanity strives as it were unconsciously to come to grips with Egoism, which now begins to make itself felt and must in some way be allowed for in the social life. And in the last resort, this striving culminates in nothing else than modern Democracy—the sense for the equality of man—the feeling that each must have his influence in determining legal Rights and in determining the Labour which he contributes. Moreover, simultaneously with this culmination of the emancipated life of Rights and human labour, another element arises which—though it undoubtedly existed in former epochs of human evolution—had quite a different significance in those times owing to the operation of religious impulses. In European civilisation, during the Middle Ages, it existed only to a very limited degree, but it reached its zenith at the very time when the life of Rights and Labour was emancipated most of all. I refer to the Division of Labour. You see, in former epochs the division of labour had no peculiar significance. It too was embraced in the religious impulses. Everyone, so to speak, had his proper place assigned to him. But it was very different when the democratic tendency united with the tendency to division of labour—a process which only began in the last few centuries and reached its climax in the nineteenth century. Then the division of labour gained very great significance. For the division of labour entails a certain economic consequence. We shall yet, of course, have to consider its causes and the course of its development. To begin with, however, if we think it abstractly to its conclusion, we must say that in the last resort it leads to this: No one uses for himself what he produces. Economically speaking, what will this signify? Let us consider an example. Suppose there is a tailor, making clothes. Given the division of labour, he must, of course, be making them for other people. But he may say to himself: I will make clothes for others and I will also make my own clothes for myself. He will then devote a certain portion of his labour to making his own clothes, and the remainder—by far the greater portion—to making clothes for other people. Well, superficially considered, one may say: It is the most natural thing in the world, even under the system of division of labour, for a tailor to make his own clothes and then go on working as a tailor for his fellows. But, economically, how does the matter stand? Through the very fact that there is division of labour, and every man does not make all his own things for himself—through the very fact that there is division of labour and one man always works for another, the various products will have certain values and consequently prices. Now the division of labour extends, of course, into the actual circulation of the products. Assuming, therefore, that by virtue of the division of labour, extending as it does into the circulation of the products, the tailor's products have a certain value; will those he makes for himself have the same economic value? Or will they possibly be cheaper or more expensive? That is the most important question. If he makes his own clothes for himself one thing will certainly be eliminated. They will not enter into the general circulation of products. Thus what he makes for himself will not share in the cheapening, due to the division of labour. It will, therefore, be dearer. Though he pays nothing for it, it will be more expensive. For on those products of his labour which he uses for himself, it is impossible for him to expend as little labour—compared to their value—as he expends on those that pass into general circulation. Well, I admit, this may require a little closer consideration, nevertheless it is so. What one produces for oneself does not enter into the general circulation which is founded on the division of labour. Consequently it is more expensive. Thinking the division of labour to its logical conclusion, we must say: A tailor, who is obliged to work for other people only, will tend to obtain for his products the prices which ought to be obtained. For himself, he will have to buy his clothes from another tailor, or rather, he will get them through the ordinary channels: he will buy them at the places where clothes are sold. These things considered, you will realise that the division of labour tends towards this conclusion: No one any longer works for himself at all. All that he produces by his labour is passed on to other men, and what he himself requires must come to him in turn from the community. Of course, you may object: If the tailor buys his suit from another tailor, it will cost him just as much as if he made it for himself: the other tailor will not produce it any more cheaply nor more expensively. But if this objection were true, we should not have division of labour—or at least the division of labour would not be complete. For it would mean that the maximum concentration of work, due to the division of labour, could not be applied to this particular product of tailoring. In effect, once we have the division of labour, it must inevitably extend into the process of circulation. It is in fact impossible for the tailor to buy from another tailor; in reality he must buy from a tradesman and this will result in quite a different value. If he makes his own coat for himself, he will “buy” it from himself. If he actually buys it, he buys it from a tradesman. That is the difference. If division of labour in conjunction with the process of circulation has a cheapening effect, his coat will, for that reason, cost him less at the tradesman's. He cannot make it as cheaply for himself. To begin with, let us regard this as a line of thought that will lead us to the true form of Economic Science. The facts themselves will, of course, all of them, have to be considered again later. Meanwhile it is absolutely true—and indeed self-evident—that the more the division of labour advances, the more it will come about that one man always works for the rest—for the community in general—and never for himself. In other words, with the rise of the modern division of labour, the economic life as such depends on Egoism being extirpated, root and branch. I beg you to take this remark not in an ethical but in a purely economic sense. Economically speaking, egoism is impossible. I can no longer do anything for myself; the more the division of labour advances, the more must I do everything for others. The summons to altruism has, in fact, come far more quickly through purely outward circumstances in the economic sphere than it has been answered on the ethical and religious side. This is illustrated by an easily accessible historical fact. The word “Egoism,” you will find, is a pretty old one, though not perhaps in the severe meaning we attach to it today. But its opposite—the word “Altruism,” “to think for another ”—is scarcely a hundred years old. As a word, it was coined very late. We need not dwell overmuch on this external feature, though a closer historical study would confirm the indication. But we may truly say: Human thought on Ethics was far from having arrived at a full appreciation of altruism at a time when the division of labour had already brought about its appreciation in the economic life. Taking it, therefore, in its purely economic aspect, we see at once the further consequences of this demand for altruism. We must find our way into the true process of modern economic life, wherein no man has to provide for himself, but only for his fellow-men. We must realise how by this means each individual will, in fact, be provided for in the best possible way. Ladies and gentlemen, this might easily be taken for a piece of idealism, but I beg you to observe once more: In this lecture I am speaking neither idealistically nor ethically, but from an economic point of view. What I have just said is intended in a purely economic sense. It is neither a God, nor a moral law, nor an instinct that calls for altruism in modern economic life—altruism in work, altruism in the production of goods. It is the modern division of labour—a purely economic category—that requires it. This is approximately what I desired to set forth in the essay I published long ago.2 In recent times our economic life has begun to require more of us than we are ethically, religiously, capable of achieving. This is the underlying fact of many a conflict. Study the sociology of the present day and you will find: The social conflicts are largely due to the fact that, as economic systems expanded into a World-Economy, it became more and more needful to be altruistic, to organise the various social institutions altruistically; while, in their way of thinking, men had not yet been able to get beyond Egoism and therefore kept on interfering with the course of things in a clumsy, selfish way. But we shall only arrive at the full significance of this if we observe not merely the plain and obvious fact, but the same fact in its more masked and hidden forms. Owing to this discrepancy in the mentality of present-day mankind—owing to the discrepancy between the demands of the economic life and the inadequate ethical and religious response—the following state of affairs is largely predominant in practice. To a large extent, in present-day economic life, men are providing for themselves. That is to say, our economic life is actually in contradiction to what—by virtue of the division of labour—is its own fundamental demand. The few who provide for themselves on the model of our tailor do not so much matter. A tailor who manufactures his own clothes is obviously one who mixes up with the division of labour something that does not properly belong to it. But this is open and unmasked. The same thing is present in a hidden form in modern economic life where—though he by no means makes his products for himself—a man has little or nothing to do with the value or price of the products of his labour. Quite apart from the whole economic process in which these products are contained, he simply has to contribute, as a value to the economic life, the labour of his hands. It amounts to this: To this day, every wage-earner in the ordinary sense is a man who provides for himself. He gives only so much as he wants to earn. In fact, he simply cannot be giving as much to the social organism as he might give, for he will only give so much as he wants to earn. In effect, to provide for oneself is to work for one's earnings, to work “for a living.” To work for others is to work out of a sense of social needs. To the extent that the demand which the division of labour involves has been fulfilled in our time, altruism is actually present—namely: work for others. But to the extent that the demand is unfulfilled, the old egoism persists. It has its roots in this—that men are still obliged to provide for themselves. That is economic Egoism. In the case of the ordinary wage-earner we generally fail to notice the fact. For we do not ask ourselves: What is it that values are really being exchanged for in this case? The thing which the ordinary wage-earner manufactures has after all no-thing to do with the payment for his work—absolutely nothing to do with it. The payment—the value that is assigned to his work—proceeds from altogether different factors. He, therefore, works for his earnings, works “for a living.” He works to provide for himself. It is hidden, it is masked, but it is so. Thus one of the first and most essential economic questions comes before us. How are we to eliminate from the economic process this principle of work for a living? Those who to this day are still mere wage-earners—earners of a living for themselves—how are they to be placed in the whole economic process, no longer as such earners but as men who work because of social needs? Must this really be done? Assuredly it must. For if this is not done, we shall never obtain true prices but always false ones. We must seek to obtain prices and values that depend not on the human beings but on the economic process itself—prices that arise in the process of fluctuation of values. The cardinal question is the question of Price. We must observe prices as we observe the degrees of the thermometer, and then look for the underlying conditions. Now to observe a thermometer we need some kind of zero point, from which we go upward and downward. And for prices a kind of zero-level does in fact arise in a perfectly natural way. It arises in this way. Here we have Nature on the one side. (Diagram 2) It is transformed by human Labour. Thus we get the transformed products of Nature, and this is one point at which values are created. On the other side we have Labour itself. It, in its turn, is modified by the Spirit, and there arises the other kind of value. Value 1, Value 2. And, as I said on a previous occasion, price originates by the interaction of Value 1 and Value 2. Now these Values on either hand—Value 1 and Value 2—are in fact related to one another as pole to pole. And we may put it as follows: If a man is working in this sphere, for example (Diagram 2 right-hand side), or mainly so—in an absolute sense it is of course impossible, but I mean mainly in this sphere—if in the main his work is of the type that is organised by the Spirit, then it will be to his interest that the products of Nature should decrease in value. If on the other hand a man is working directly upon Nature, it will be to his interest that the other kind of products should decrease in value. Now when this “interest” becomes an effective process (and so, in fact, it is, for if it were not so, the farmers would have very different prices, and vice versa; the actual prices on both sides are, of course, very “occult”) we may be able to observe a kind of Mean Price midway between the two poles where we have two persons (there must always be two, for any economic dealings) with little interest either in Nature or Spirituality or Capital. When is it so in practice? We have the case in practice if we observe a pure trader, a pure middleman, buying from and selling to a pure middleman. Here, prices will tend towards a mean. If under normal conditions (we shall yet have to explain this word “normal ”) a middleman trading in boots and shoes buys from a middleman trading in clothes and vice versa, the prices that emerge will tend to assume the mean position. To find, the mean price-level, we must not go to the interests of those producers who are on the side of Nature, nor of those who are on the Spiritual side. We must go to where middleman trades with middleman, buying and selling. Here it is that the mean price will tend to arise. Whether there be one middleman more or less is immaterial. This does not contradict what we have said before. After all, look at the typical modern capitalist. Are they not all of them traders? The industrialist is after all a trader. Incidentally he is a producer of his particular goods; but economically he is a trader. Commerce has developed very largely on the side of production. In all essentials, the industrial capitalist is a trader. This is important. In actual fact, modern conditions amount to this: All that arises here in the middle (Diagram 2) rays out to the one side and to the other. On the one side you will soon recognise it if you study the typical business undertaking; and we shall see how it appears on the other side in the course of the next few days.
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