29. Collected Essays on Drama 1889–1900: Das Tschaperl
25 Sep 1897, Tr. Automated Rudolf Steiner |
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No, Hermann Bahr was never that bored of serving up the same confession to his friends for a whole year. He must consider it a sin to serve the same God today as he did yesterday. That does not seem polite to him in the face of the other gods, who also want their revelations to be proclaimed with fiery tongues. |
Sometimes it looks as if Bahr is poking fun at Viennese culture. Lampl's father was once a respectable janitor. Bahr describes him: "Characteristic old Viennese figure, like the old Bauernfeld in recent years". |
29. Collected Essays on Drama 1889–1900: Das Tschaperl
25 Sep 1897, Tr. Automated Rudolf Steiner |
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Drama in four acts by Hermann Bahr As he always does, in the most charming, amiable pose I can imagine, Hermann Bahr told the Vienna newspaper "Die Zeit" a few weeks ago: "These days I have been reading an old book of mine, "Die gute Schule", my first novel. I had to make the corrections for the second edition, which will be published in the fall, and I had a strange experience. Was that supposed to have been me once? Is that how I once felt, how I once spoke? It's not yet eight years since I wrote it, in the winter of '89 to '90, while traveling through Spain and Morocco. And I was supposed to have been like that then? So completely different from today, incomprehensible to myself after barely eight years? How is that possible? I ask myself this and I don't know whether I should be ashamed of how I was back then or quietly regret that I am no longer like that." What eyes he would have to make, the good Hermann Bahr, if he wanted to read even older books of his! He should read the little book in which he "destroyed" Mr Schäffle, the loquacious national economist, in the year 86, or his first drama, in which the "heroine" delivers a never-ending programmatic speech on the nature of social democracy. No, Hermann Bahr was never that bored of serving up the same confession to his friends for a whole year. He must consider it a sin to serve the same God today as he did yesterday. That does not seem polite to him in the face of the other gods, who also want their revelations to be proclaimed with fiery tongues. To be honest: I think Hermann Bahr has too much spirit, too agile a spirit, to be able to live long on one conviction, on one way of creating. Someone else would have allowed the ideas of the Schäffle booklet to grow inside him and would probably have become a second Lassalle. But that was not suitable for Bahr. He is too much of a bon vivant for that. To be a Lassalle! What for? One would have to thirst for action. But action takes time. You have to be patient until you can carry them out. What should such a lively spirit as Bahr's do during the long wait? It bores him to act. He just wants to enjoy. He doesn't want to do what Lassalle did. He just wants to see what it's like to live like Lassalle. Then he has had enough of this kind of spirit. That's what Bahr always did. He tried naturalism, then he tried symbolism, and now he's in the process of letting himself go while eating up the wisdom of old Goethe. In March of this year, he wrote: "We regard serving Goethe as the highest thing; we would like a ray of his light to fall on us." I explain this inclination towards the old Goethe in Bahr's case as follows. He did not used to see something that is present in things: the eternal, the necessary. He only saw the accidental, the everyday, the passing. That is why everything Goethe said about the eternal, the imperishable, remained an empty phrase to him. One day, Bahr's mind was opened to this eternity. Then he also found it in Goethe. Only now did he learn to appreciate the old man from Weimar. But now everything seemed different to him than before. Once he had looked at people and things from all sides; he had discovered a subtle characteristic trait here, a hidden quality there and could not get enough of reproducing such details. Now he only sees the broad lines, the significant, the eternal, as he himself calls it. Once he placed all value on the psychological, on the dissection of the soul. Now he believes he recognizes that certain kinds of conflicts, of relationships between people are necessary, regardless of the individual nature of these people. The same thing can happen to a stupid person as to a clever one. In the case of Oedipus, it does not matter what his character is like, but only that he takes his mother as his wife. "How is Romeo so much different from Mercutio or Benvolio? Is he hotter, is he nobler, is he cleverer? No, but he is the one to whom it must happen with Juliet. We will never know more about him, but we don't need to." This is how Bahr feels today. This is how he sees Goethe. And he creates from this point of view. His "Tschaperl" revealed that. There is a music critic, Alois Lampl, who talks and acts as stupidly as not even a critic is allowed to. There is his wife, who has suddenly become famous through the creation of an opera. When we see her like this and listen to her, she really is nothing more than a "Tschaperl". The expression can be applied to a person who always expects the opposite of what she should reasonably expect, who never achieves the slightest degree of independence because everything she wants to do slips past her. A certain anxiety is also part of being a "Tschaperl". But you can only have all these qualities in an amiable form. Of course, the tone poet Fanny Lampl should only be such a "Tschaperl" in the eyes of her husband. But if we listen to her, we can't get a better opinion of her state of mind than her husband. But according to Bahr's current aesthetic conviction, none of this does any harm at all. Whether Fanny is stupid or clever, whether she makes speeches that are overflowing with wit or whether she is a real "Tschaperl": it doesn't matter. The main thing is that this must happen to her with Alois. That's all "we'll ever know about her, but we don't need to". Old Goethe thought and felt a little differently. He was also interested in how Tasso thinks, talks and acts, not just what happens to him with Leonore. But Hermann Bahr did not want to become Goethe, even if he could. Just as he once did not want to become Lassalle, even if he could have. Goethe drew his attention to the eternal. And now he lives and shapes this eternity in his own way. And this way is interesting. Bahr depicts what can happen to people in Vienna in the most charming, witty way in "Tschaperl". Only in Vienna can what happens in "Tschaperl" happen. But in Vienna something like this is necessary. It is part of the "eternal" of Vienna. You just shouldn't think that people in Vienna are all as stupid as those on stage in the "Tschaperl". But what happens there affects the clever as well as the stupid in the city on the Danube. It wouldn't have been as easy to deal with clever people as with stupid ones. That's why Bahr did it with stupid people. That's a Viennese trait in him. Why make things more difficult than they need to be? Always take it easy! Sometimes it looks as if Bahr is poking fun at Viennese culture. Lampl's father was once a respectable janitor. Bahr describes him: "Characteristic old Viennese figure, like the old Bauernfeld in recent years". It doesn't matter whether what happens happens to the old farmer's field or to a janitor, but this description of the person is a little too Viennese. It sounds like a native Berliner describing a Viennese. It speaks volumes for the excellence of Bahr's comedy that the performance at the Lessing Theater was not a failure. Franz Schönfeld's Alois Lampl was not filled with the eternal or temporal aspects of Viennese life, and Jenny Groß's Fanny was neither a "Tschaperl" nor anything else significant. Adolf Klein as old Lampl was half farmer's field, half janitor. But both Bauernfeld and any Viennese janitor would be grateful for this portrait. It is clear that Bahr has allowed the Viennese spirit to flow into his play in abundance. After all, the Berlin conception has allowed as much of this spirit to evaporate as possible; but the Viennese spirit could not be killed off. When he realized how he had changed in eight years, Bahr comforted himself with the words: "No, we have no regrets that we have become different. But we shouldn't be ashamed of how we were back then either. It was good after all, because it was necessary. We first had to try to find our own language; only then could we discover the eternal meaning of that old (Goethean) one. Today, of course, we smile that we zapped ourselves too much back then." Now there is only one thing to wish: that Bahr does not make himself too comfortable either with the original Viennese or with the old Goethe. Both are seductively sedate. Bahr must not be fixed with permanent thoughts. He must live in fluctuating appearance. A Bahr who remains the same? No, that's not possible! |
123. The Gospel of St. Matthew (1946): Stages of downward penetration of divine nature into a human individuality
06 Sep 1910, Bern Tr. Unknown Rudolf Steiner |
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‘Noah,’ for instance, was not a name for one man, it signified what one man remembered of his own life—then of his pre-earthly life, then of the life of his father, grandfather, etc. So long as the threads of memory endured one name was used for a succession of persons. |
This new thread of memory then is not cut off at death, but is carried on, after the death of the first Enoch, from father to son down through the generations until a new memory arises and with it another name. As long as the thread of memory endured, the same name was used. |
I am quite aware that these words are usually translated ‘and Jesus increased in wisdom, age (stature in the English version), and in favour with God and man.’ Do we require a Gospel to tell us that a twelve-year-old boy increased in age? But in Weizeker's translation we have the words: ‘and Jesus increased in wisdom and stature, and in favour with God and man.’ |
123. The Gospel of St. Matthew (1946): Stages of downward penetration of divine nature into a human individuality
06 Sep 1910, Bern Tr. Unknown Rudolf Steiner |
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Stages of downward penetration of divine nature into a human individuality, and the going forth of this individuality into the cosmos. The spiritual nature of man and the earthly Adam. The superpersonal memory in the blood of the generations. The Essene and Nazarene colonies. The pupils of Jesus ben Pandira: Matthai and Netzer. The two Jesus children An examination of the descent of Jesus, as given in the Gospel of Luke, shows how the view of the writer of this Gospel is confirmed by the statements made in the last lecture. There it was shown that in the same sense in which an Entity of Divine Force was to permeate the physical and etheric bodies of the Solomon Jesus, so an Entity of Divine Force was also to permeate the astral body and ego of the personality known as the Nathan Jesus of the Luke Gospel. In this Gospel we are clearly told that this Entity of Divine Force is to fulfil itself through the line of heredity streaming in a direct line down through all the generations, from an early stage of human existence before man entered into a physical earthly incarnation. In the Gospel of Luke we find the descent of Jesus is traced back to Adam, and to God. This means that in order to find this divine principle within the astral body and ego of the Nathan Jesus we must go back to man as he was before his descent into physical incarnation; when he still dwelt in the bosom of the Spirit, and may be described as a spiritual being, and as still appertaining to Divinity. All anthroposophical investigation points to the Lemurian Age as that in which man was still in a spiritual sphere, when he had not yet incorporated in the elements of earthly existence. To this period, when man's divine nature was as yet unaffected by Luciferic influences, the Gospel of Luke traces back the lineage of the Jesus of whom it tells. Those Mysteries which sought to guide their pupils to the initiation already described as ‘the understanding of the mighty secrets of cosmic space,’ leading man to what was super-earthly or rather beyond what man has become through earthly influences, sought to teach man to perceive the world without using the instruments he has acquired since he came under the influence of Lucifer. When a man has freed himself from perception through his physical and etheric bodies, from all that can approach him by earthly means, how does he behold the universe with his clairvoyant perception? This was the great question for the pupils of the Mysteries. Man was naturally in this state before his entrance into earthly incarnation, before he became the ‘earthly Adam,’ using this term in the sense of the Bible and the Gospel of Luke. There are two ways by which man can reach that which makes him a divine spiritual being; one is the high initiation of the great Mysteries, the other is not realizable at any optional earth period, but was present at an elementary stage of human existence before the descent of divine man into what the Bible calls ‘earthly humanity’ in the Lemurian Age, for Adam means ‘earth man;’ he who is no longer divine, but has clothed himself in the earthly element. It may be a matter for surprise that in Luke only seventy-seven generations or stages of existence are mentioned; and still more so that in the Gospel of Matthew only forty-two generations from Abraham to Christ are mentioned. Now it can be calculated that with the number of years usually reckoned to a generation, the forty-two could not extend over the period from Christ to Abraham, but it must be remembered that in earlier times, and noticeably in the patriarchal period before Solomon and David, the number of years reckoned to a generation was longer than in subsequent periods. In attempting to fix historical dates for any three generations like those of Abraham, Isaac, and Jacob, the modern reckoning will not suffice; at least two hundred and fifteen years must be allowed for the three generations. This fact is corroborated by occult investigation. The generations were longest in the times from Adam to Abraham, subsequently they were also long, for great age is always ascribed to the patriarchs Abraham, Isaac, and Jacob, at the time when they begat their heirs. If we are right to-day in reckoning thirty-three years to a generation, the writer of the Gospel of Matthew was correct in reckoning seventy-five to eighty years and even longer to a generation in ancient times. But it is important to note that in the Gospel of Matthew each generation back to Abraham refers to an individual, whereas the names given by Luke to the generations previous to Abraham do not refer to individuals. Here we must recall something that however true, is not easily believed by the materialistic conceptions of to-day. What is now called memory, or connecting consciousness, does not extend for normal people beyond the early years of childhood. A person can trace his life back to the point where memory ceases; some can remember more of their early childhood than others. Memory to-day is confined to the single personal life—indeed not even the whole of this, for it does not reach back to birth. Considering the very different qualities of soul and of consciousness prevalent in those ancient times with which we are dealing, when a certain state of clairvoyance was normal, it need not seem surprising that memory also was very different from what it is to-day. Going back to the times before Abraham, and even farther, during Atlantean times, man remembered not only the events of his personal life, but also experiences before birth—he remembered the experiences of his father, grandfather, and previous ancestors. Memory was something that endured in the blood through a long sequence of generations; it was only later that it became restricted to certain periods or to a single life. In the distant past a name had a quite other significance than what it has to-day. Names in ancient times require a special study—what philologists say of them is incorrect. In former days names were not associated with things and people externally as they are now. A name at that time was something vital, something connected in a living way with the nature of the being or thing named; it was an expression in sound of the inner character of the being. It had to echo in sound the nature of that being. Modern learning is ignorant of this wisdom. The Kritic der Sprache, by Fritz Mauthner, reviews at great length all the modern learning in regard to speech, but omits what throughout the ages has been the essence of speech. Such a book could not have been written in olden times. A name did not then merely signify an individual with his personal life, but it included all that memory could link together, so that a name was used as long as memory endured. ‘Noah,’ for instance, was not a name for one man, it signified what one man remembered of his own life—then of his pre-earthly life, then of the life of his father, grandfather, etc. So long as the threads of memory endured one name was used for a succession of persons. ‘Adam,’ ‘Seth,’ or ‘Enoch’ are names which comprise as many persons as were united through the retention of retrospective recollection. When we are told in ancient times that a certain person was called ‘Enoch,’ it means that in a person, who was the son of someone otherwise designate, a new thread of memory had arisen, which does not go back to previous personalities. This new thread of memory then is not cut off at death, but is carried on, after the death of the first Enoch, from father to son down through the generations until a new memory arises and with it another name. As long as the thread of memory endured, the same name was used. In a family line several persons had but one name; as for example with the name ‘Adam.’ It is in this sense that names are used in the Gospel of Luke. For Luke wishes to explain that the being of power of divine spiritual existence, he who descended into the ego and astral body of the Nathan Jesus, must be traced back to the time of man's first descent into earthly incarnation. Thus in Luke we have at first the names of separate individuals, but when we go back beyond Abraham, we arrive at a time when memory lasted longer and one name signifies that which, like an ego, united several personalities. This will help to make it clear how the seventy-seven names could really be spread over very long periods—even so far back as to the time when the being whom we describe as the divinely spiritual essence of humanity first incarnated in a physical human body. The other point in this Gospel is that anyone, who, having passed through the seventy-seven stages of purification in the Mysteries has purged his soul of earthly taint, attains a condition only possible for man to-day when he can live in his astral body and ego free of his body. He can then expand into that from which the Earth itself has come forth—into our whole cosmic system. This does come to pass. Then he has reached the being of power who entered into the astral body and ego of the Nathan Jesus. In the Nathan Jesus it is sought to exemplify what man receives, not through his earthly but through his heavenly conditions. Thus the Gospel of Luke describes the divine spiritual being who had permeated and impregnated the astral body and ego of the Jesus of whom it speaks. In the Jesus of the Gospel of Matthew we have described to us that divine spiritual being of power, who, on one side, had called into existence the inner organ of Jehovah-consciousness in Abraham, and, on the other side, had worked on the physical and etheric bodies, holding together in them a line of inheritance through forty-two generations. To return to the mission of Jesus ben Pandira, it was he who made known—to a few at least—that forty-two generations after Abraham the Hebrews would have advanced sufficiently to make the incarnation of the individuality of Zarathustra possible in the Solomon branch of the House of David. Such teaching was naturally associated at that time with events in the Mysteries. It was not confined to the Schools of the Essenes, but only among them were pupils to be found who had actually passed through the forty-two stages of development, and who were able to perceive clairvoyantly the nature of the being who was to descend through forty-two stages. For knowledge of this being had to be given to the world. It was the mission of the Essenes to see that among a few at least there should be an understanding of what the Christ would be. Now let us briefly recall the events connected with the particular course of that human being known as Zarathustra or Zoroaster. Under this name he had given out in early days in the East the mighty teaching that had fitted him for the incarnation described in the Gospel of Matthew. It was he who had inaugurated the Hermetic Civilization in Egypt, and to this end had given up his astral body to Hermes; he also had founded the Mosaic Civilization through the sacrifice of his etheric body, which had been preserved for Moses. Zarathustra himself incarnated later in other astral and etheric bodies. The incarnation in the sixth century B.C. is of special interest, when, as Zarathos or Nazarathos, he had instructed the sages and Magi of Chaldea, and had come in touch with the wisest of the Hebrew pupils of the Mysteries, during the Babylonian Captivity. During the following six centuries, this teaching had permeated the traditions, ceremonies, and culture of the Chaldean Mystery Schools. The name of their great master, Zarathustra, in the form of Zarathos or Nazarathos, had been honoured in the highest degree by generations of pupils in the Mystery Schools of Babylon, Chaldea, and Assyria. They looked forward with longing to the next appearance of their great teacher and leader, for they knew the secret of his reincarnation, and expected it to occur at the end of six hundred years. As the time approached when the blood suitable for this incarnation should be ready, three messengers or wise men, went forth from the East. They knew that the honoured name of Zarathustra would guide them, as a star, to the place of his reincarnation. It was the Being of the great Teacher himself which as a least there should be an understanding of what the Christ would be. Now let us briefly recall the events connected with the particular course of that human being known as Zarathustra or Zoroaster. Under this name he had given out in early days in the East the mighty teaching that had fitted him for the incarnation described in the Gospel of Matthew. It was he who had inaugurated the Hermetic Civilization in Egypt, and to this end had given up his astral body to Hermes; he also had founded the Mosaic Civilization through the sacrifice of his etheric body, which had been preserved for Moses. Zarathustra himself incarnated later in other astral and etheric bodies. The incarnation in the sixth century B.c. is of special interest, when, as Zarathos or Nazarathos, he had instructed the sages and Magi of Chaldea, and had come in touch with the wisest of the Hebrew pupils of the Mysteries, during the Babylonian Captivity. During the following six centuries, this teaching had permeated the traditions, ceremonies, and culture of the Chaldean Mystery Schools. The name of their great master, Zarathustra, in the form of Zarathos or Nazarathos, had been honoured in the highest degree by generations of pupils in the Mystery Schools of Babylon, Chaldea, and Assyria. They looked forward with longing to the next appearance of their great teacher and leader, for they knew the secret of his reincarnation, and expected it to occur at the end of six hundred years. As the time approached when the blood suitable for this incarnation should be ready, three messengers or wise men, went forth from the East. They knew that the honoured name of Zarathustra would guide them, as a star, to the place of his reincarnation. It was the Being of the great Teacher himself which as a ‘star’ guided the three Magi to the birthplace of Jesus, as is told in the Gospel of Matthew. Even external philology confirms the fact that the word ‘star’ was used in olden times to describe the human individuality. It is not only through the revelations of spiritual science, which speaks more clearly than other sources of knowledge, that we learn that the Magi followed the ‘Golden Star,’ Zoroaster, to the place where he was to reincarnate, but by the customary use of the word ‘star’ for the higher human individuality it is clearly revealed that in the star which the wise men followed we have to understand Zarathustra himself. Six hundred years before our era the Magi of the East were closely associated with the individual who incarnated as the Jesus of the Gospel of Matthew. He himself led the Magi. They followed in his track. The secret of the coming incarnation of Zarathustra was known in the Chaldean Mysteries; but the secret concerning the blood of the Hebrew people which when the time was ripe was to be prepared for the new bodily-nature of Zarathustra, was taught by those who in the Essene initiation had passed through forty-two stages of development. There were therefore two sources from which this knowledge came. From the side of Zarathustra, teaching was given by the Chaldean Initiates; they knew of the individuality who was to incarnate in the Jewish race from the external side, that of the body and the preparation of the blood, teaching came from initiates among the Essenes. This teaching was given out for more than a hundred years in the School of the Essenes, the teaching of the coming of the Jesus of the Gospel of Matthew, who in his fulness would satisfy all the needs of which I have spoken, and still others which we will now try to explain. A pupil of the Essene Mystery Schools, who, after long training, had completed the forty-two stages of initiation, was able to perceive the mysteries of the physical and etheric body. The individual who was to be born, who was to incarnate in this special blood, came from on high, already possessing faculties which were only attained by the Essene after the long and difficult trials of his training. Concerning such a being, one must say, ‘From the beginning he had powers capable of bringing the seed that was in him to fruition.’ ‘They were born with him,’ the Essenes said. That which was fostered among them by means of exercises and purification of the soul was in fact the continuation of a kind of occult training that had existed among the Jews from the earliest days. There had always been those among them who were called Nazarenes. Even before the time of the Therapeutæ and Essenes certain individuals had used special methods for the development of their soul and body, methods still necessary to-day in certain connections when anyone wishes to hasten his soul development. The Nazarenes were especially careful to abstain entirely from meat and wine. This made a certain facility possible—for it is a fact that the consumption of meat can be a hindrance in the path when striving for spiritual development. Without implying any propaganda on behalf of vegetarianism, it is a fact that abstention from meat makes everything easier, for in that case the soul increases in strength and in power of endurance, and is stronger to overcome the oppositions and hindrances arising from the physical and etheric bodies. Capacities for endurance increase by abstaining from flesh though it is not such abstinence alone, but above all by strengthening his soul. It is merely the physical body that is changed by this abstinence; but when certain qualities are absent which should from the soul's side be present, there is no particular object in avoiding meat. All this was included in the teaching of the Nazarenes and was practised by the Essenes in a much stricter form; in particular they cultivated the strictest abstinence from meat. By this, and the strict training I have referred to, a man was able to enhance his memory comparatively quickly; he learnt to extend it over the period of forty-two generations, and he thus acquired the power to read the secrets of the Akashic-Record. He was then given a special name. He was called a ‘bud,’ a bud on the tree of the race, a bud that had endured throughout many generations. Such a man was not in any way isolated from the tree of humanity, but was conscious of his connection with the rest of mankind. He differed from those who severed themselves from the tree, and whose memory had shrunk within a single personality. The special name given to such a man, among the sect of the Essenes, signified ‘a living branch,’ not a severed branch. All such men felt themselves consciously in the line of descent, a part of the tree of the human race. The Essene who had accomplished this and who had completed the forty-two stages of initiation was described as a ‘Netzer.’ Among the class of Netzer there was a special and faithful pupil of Jesus ben Pandira. Among his pupils were five whom he had himself trained; each of these had taken up a special branch of the great general teaching of Jesus ben Pandira, which he then developed further. The names of these pupils were Mathai, Nakai, Netzer (because he belonged especially to the Netzer class), Boni, and Thona. Occult research reveals the fact that subsequent to the death of Jesus ben Pandira, the teaching concerning the preparation of the blood of the race for the advent of the Jesus of the Gospel of Matthew was particularly the work of Mathai. The teaching concerning the qualities of the inner nature of the soul which was associated with the ancient Nazarene teaching and also with the later Netzerism, was cultivated and spread by Netzer. This pupil was in particular chosen to be the founder of a little colony. Many such colonies existed in Palestine, in each of which some special branch of the Essene teaching was cultivated, and Netzer's teaching was fostered more especially in a little colony, which led a secret existence in a little place named in the Bible, Nazareth or Netzereth. In this little colony dwelt those who cultivated in fairly strict secrecy the ancient Nazarene teaching. And here, after the events shortly to be dealt with—the flight into Egypt and the return—nothing was more natural than that the Jesus of the Matthew Gospel should be nurtured in the atmosphere of Netzerism. This is referred to in the words of the Gospel when after the return from Egypt Jesus was taken to Nazareth ‘that it might be fulfilled which was spoken by the prophets He shall become a Nazarene.’ Translators, unaware of the real meaning of this phrase, have dealt with it in various ways. In reality it signifies the existence at Nazareth of a colony of Essenes among whom the early years of Jesus were to be passed. All the facts described in the first part of the Gospel of Matthew lead back to the mysteries taught by Jesus ben Pandira, which subsequently were spread abroad by his pupil Mathai, and indeed the first mysteries of this Gospel point to Mathai. In all that springs from this side which is so characteristic of the Gospel of Matthew we find teaching concerning the preparation for the physical and etheric bodies of the Jesus of the Gospel of Matthew, though naturally during the forty-two generations there were also influences affecting the astral body. When it is stated that the first fourteen generations are especially concerned with the physical body, the second fourteen with the etheric, and the third period of fourteen, that following the Babylonian Captivity with the astral body, it must be remembered that a physical and etheric body carefully prepared in this way, could only be used by that mighty individuality Zarathustra. Now recall the oft-repeated facts of the development of a single personality; how the physical body evolves in the first seven years; the etheric in the next seven, between the change of teeth and puberty; and the astral only begins its free development at the age of fourteen. The development of the physical body and etheric body as these passed down through the generations from Abraham, was destined to come to an end, and entered on a new existence when it became the dwelling-place of Zarathustra. But when he had completed the development of the etheric body, that which had been prepared for him no longer sufficed, and he had then to proceed to the development of the astral body. Mighty and amazing events brought this to pass, events which if we have no understanding of them make it impossible for us to grasp the full meaning of the great Mystery of Jesus Christ. The individuality of Zarathustra evolved during boyhood until his twelfth year, within the physical and etheric body of that Jesus of whom the Gospel of Matthew speaks—for as regards this being and on account of the climate, the period, which in our part of the world occurs about the fourteenth or fifteenth year, was reached earlier. By his twelfth year he had attained everything it was possible to attain in the physical and etheric body fittingly prepared within the line of Solomon. The individuality of Zarathustra did then actually forsake the physical and etheric body described in the Gospel of Matthew and passed over into the Jesus of the Gospel of Luke. In the cycle of lectures on the Gospel of Luke the story of the twelve-year-old Jesus in the temple is explained. There we learn what it meant when the child Jesus was suddenly confronted by his parents who could in no way understand how he had become so changed. This change meant that the entrance of the individuality of Zarathustra into his inner being had taken place; until then this Zarathustra-individuality had developed within the physical and etheric sheaths of the Solomon Jesus. Such things actually come to pass in life, incredible though they may seem to the untrained and materialistic modern mind. The passing over of an individuality from one body to another does occur. Such a transition occurred when the Zarathustra-individuality, forsaking its original body, passed over into that of the Jesus of the Gospel of Luke, whose astral body and ego-bearer had been specially prepared. From his twelfth year Zarathustra continued his development in the uniquely prepared astral body and ego of the Jesus of the line of Nathan. This is told in such an imposing way in the Gospel of Luke—the story of the twelve-year-old Jesus sitting in the temple among the Scribes, who were astounded at his words. How was this possible to the Jesus of the Nathan line? He was able to speak thus because the individuality of Zarathustra had entered him. Through that twelve-year-old boy who had been brought to Jerusalem by his parents, Zarathustra had not till then spoken. Hence the change in him was so great that his parents failed to recognize him as he sat among the scribes. Thus we have two sets of parents, each named Joseph and Mary.1 And there were two children, each named Jesus; the one we read of in the Gospel of Matthew is the Jesus of the Solomon line of the house of David; the other spoken of in the Gospel of Luke is the Jesus of the Nathan line, and is the son of quite other parents. The two boys grew up near to each other until their twelfth year. You can find this in the Gospels. What is related there is quite correct, but as long as it was undesirable for people to experience the truth, or as long as people did not desire the truth, it was withheld. The Gospels speak the truth we have but to learn to understand them aright. The Nathan Jesus developed with a strongly developed inward nature. While showing little aptitude for the acquisition of external wisdom, he possessed depth of soul and capacity for love in boundless measure, for dwelling in his etheric body was that force which had come down from a time before man's descent into earthly incarnation, when as yet he led a divine existence. Divinity dwelt in him in a boundless capacity for love. This Jesus of the Nathan line was little fitted for the acquisition of that which men gain in the course of incarnation in a physical body, but he was filled with an infinite warmth of love as regards his soul and inner being. The inward trend of the boy's nature was so marked that those who had understanding of such things tell of something that was brought about through this. What is otherwise only evoked in man by external means was present in a certain sense in the child Jesus of the Gospel of Luke from the beginning. Immediately after his birth he spoke certain words which were comprehensible to his surroundings. Thus this Jesus was mighty in all inward matters though unskilled as regards what is gained by passing through repeated earthly incarnations. What wonder that the parents were greatly amazed when they suddenly discovered in such a physical nature, a boy filled with great external wisdom that could only be gained by outward means. Such a sudden and amazing change was possible because at that moment the individuality of Zarathustra—the Jesus of the line of Solomon—passed over into the Jesus of the line of Nathan. It was Zarathustra who spoke from the boy at the moment when his parents sought him in the Temple. Zarathustra had acquired the highest faculties possible to acquire through a physical and etheric body. He had to use the physical instruments prepared in the Solomon line of inheritance, for in them were great and very highly developed forces. He took of this physical nature as much as he could make his own, and blended it with the nature that sprang from the inner force of the Luke Jesus, which had its origin before man's entrance into earthly incarnation. These two natures were now joined in one. Henceforward we have only one being before us. Though it may seem superfluous, we have our attention now directed to something else; the parents of the Jesus of the Gospel of Luke did not only note an exceptional change in him, but there was also an outward change, for why is it expressly stated that after the child Jesus had been found among the learned Scribes in the Temple ‘He went down with them to Nazareth. ... And Jesus increased in outward beauty of form, in noble habits, and in wisdom.’ Why are these three attributes mentioned? Because now that the Zarathustra individuality had entered into him these were the attributes he could make more particularly his own. I am quite aware that these words are usually translated ‘and Jesus increased in wisdom, age (stature in the English version), and in favour with God and man.’ Do we require a Gospel to tell us that a twelve-year-old boy increased in age? But in Weizeker's translation we have the words: ‘and Jesus increased in wisdom and stature, and in favour with God and man.’ This, however, is not the meaning; the real meaning is, that an individuality is now in the Nathan Jesus, who is not, as formerly, only a being of inward feeling unable to express itself outwardly, but, because it has now assumed a complete physical body, it has also passed on into external physical excellence. At the same time those qualities that especially concerned the etheric body—the habits acquired and cultivated by means of the etheric body—were not to be found previously in the Nathan Jesus. In him the seed of a mighty capacity for love was apparent which could now be developed further, but this attribute sprang up spontaneously in him and could not become fixed as habits are. But once the Zarathustra individuality, which possessed the powers of an evolved physical and etheric body, was present, it was possible for external habits to reveal themselves and to imprint themselves on the etheric body. This was the second attribute in which the child Jesus increased. Thirdly, Jesus increased in wisdom. This is more easily understood. The Jesus of the Gospel of Luke was not wise; he was to a high degree a being capable of love. The entrance into him of the Zarathustra individuality meant an increase in wisdom. As was explained in the lectures on the Gospel of Luke, it may easily happen that when an individuality has forsaken a person, and only three members, the physical body, and the etheric body and astral body are left, this person may continue to live for a time. That part of the Solomon Jesus, however, which was left behind soon dwindled away and died. This means that the Jesus child of the first chapter of the Gospel of Matthew died comparatively soon after his twelfth year. At first there were two boys; later the two became one. Ancient records often contain astounding things which we should try to understand; yet this is only possible through a comprehension of the real facts to which they refer. The intimate way in which these two boys were blended into one may be left for later consideration one reference, however, may be permitted here. In the so-called ‘Egyptian Gospel,’ which even in the first centuries was regarded as heretical, a noteworthy sentence occurs, for even in Christian circles no one wanted to hear the truth, nor wished that it should come to light. In this document which has endured as a kind of apocryphal Gospel, we find it said: ‘that salvation would come to the world when the two had become one and the outer become as the inner.’ This sentence expresses exactly the facts I have explained as the result of occult investigation. Salvation depends on the two becoming one. The two became one when in his twelfth year the individuality of Zarathustra passed over into the Nathan Jesus, and what was inward became external. The soul force of the Jesus of the Gospel of Luke was most powerfully inward, but this inward force became outward when the Zarathustra individuality—whose outward forces had been developed to a high degree in the physical body and etheric body of the Solomon Jesus—entered into this inward nature, permeating it with his highly evolved physical and etheric nature. Thus a power entered the physical and etheric body of the Nathan Jesus, and what was external became an expression of his inwardness—inwardness that was his before the individuality of the Solomon Jesus passed into him. Thus the two became one. We have now followed Zarathustra from his birth as the Jesus child of the Gospel of Matthew to his twelfth year when he left his original body and took on the bodily sheath of the Nathan Jesus. From this time onwards the physical nature of the Nathan Jesus was developed by Zarathustra to such a high degree of perfection that he was able at a certain climax of his existence to sacrifice his three bodies for acceptance by Him Whom we call the Christ.
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115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Currents in the Human and Animal Organizations
27 Oct 1909, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Fortunately, as we can say in view of the materialistic doctrine of the descent, the foresight of the gods kept this fact secret until such time as the opinions regarding it could be corrected by spiritual science. The development of man before he became outwardly perceptible on the physical plane could not have been observed. It was shrouded by the gods and withdrawn from observation, otherwise people would have evolved even wilder theories regarding it than they do now. |
To infer that he passed through these forms would be the same as to imagine that the father is descended from the son. The father is not descended from the son, nor the son from himself, but the son is descended from the father. |
115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Currents in the Human and Animal Organizations
27 Oct 1909, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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We have been dealing with the various force currents that shape the human organism and give it form in a manner enabling us to comprehend it. If we really learn to know these formative forces, we must perceive that they could not function otherwise, that our heart, our eyes, inevitably had to become exactly what they are. We have traced the sense image of ourselves back to those super-sensible currents that flow back and forth in different directions, from above downward, from right to left, from the back forward, and so forth. At this point someone may try to catch me out by objecting that while dealing with the currents I had failed to explain a certain significant phenomenon in the human organism, that in addition to the asymmetrical organs (heart, liver, stomach, etc.) there are those that are arranged symmetrically. You might say that my description could at a pinch be accepted if the whole organism were laid out asymmetrically, but not in connection with the symmetrical organs. This objection, however, can be cleared away, too, as follows. We have learned that the physical and etheric bodies stream from left to right and from right to left respectively, that is, in the plane in which the human being is formed symmetrically. Spiritual science teaches us that the physical body is an ancient entity, stemming from the old Saturn, while the germs of the etheric body, the astral body, and the ego were prepared on the old Sun, the old Moon, and the Earth respectively. In its first appearance on Saturn the physical body was asymmetrical, conditioned by a current corresponding to the one active today from left to right, and the first germ of the etheric body was also asymmetrical, with a current from right to left. Thence development proceeds; the physical body is further formed on the old Sun, the old Moon, and so on. Had this not occurred, the physical body would have remained lopsided, asymmetrical. As it actually happened, however, the further development of the physical body and of the other members continued on the old Moon and on the Earth, during which something occurred that altered the whole previous development and brought about a turnabout, so to speak, a reversal of the direction. If the physical body were to be formed, not into a lopsided but into a symmetrical structure, the Saturn current running from left to right had to be opposed by one running from right to left. How was this brought about? By the separation of the old Sun from the old Moon. The Sun forces, which hitherto had worked on the physical body from within, acted henceforth from without, that is, from the opposite direction. The physical body, as it was constituted up to the time of the old Moon, was then influenced by the Sun from without. The etheric body experienced a similar transformation. You might ask why it is that this other side of the physical body, the result of Sun forces acting from without, is not much smaller, in a sense stunted, in comparison with the first, the older portion? It is because those beings that left the Moon and passed over with the Sun could develop stronger influences from their new sphere of action, owing precisely to this separation that meant a higher development for them. They had a more difficult task than the Saturn beings, for they had to counteract what was already developed in one direction. This condition obstructed the whole process of formation, so they had to become more powerful if they were to fulfill their task. This, in turn, necessitated their acting from the Sun during the Moon period, whereby their influence was intensified. In this way these younger but more powerful currents—from right to left—balanced the weaker ones—from left to right—and the physical body became a symmetrical structure. We will now examine more closely some important details of the effects of those force currents, remembering that the sentient body sends its forces into the human organism from the front backward, but that the emanations of the sentient soul run forward from the back. Given the existence of the physical and etheric bodies and the general background, we ask in what manner these forces proceed to build the human organism? By being dammed up, stopped by the physical body, the backward-flowing currents of the sentient body could now bore into the human organism and build divers organs into what was already there. At the same time the sentient soul works in the organism from the back toward the front. The currents of the sentient body are dammed by the physical organism and bore their way in. In this way they are obstructed by the physical body, so they really had to bore holes, as it were. In front (cf. sketch) we have the currents of the sentient body boring their way in. They form the sense organs. In the rear the formative forces are active that build the brain over them; this gives us the diagram of the human head seen in profile. The openings represent the eyes, ears, organs of smell, etc., and the brain is superimposed behind and above them. If spiritual science tells the truth, it is clear that the human head could not possibly appear different from the way it actually does. If a human head were ever to come into being at all it would have to look as it does. It does look that way, and that is evidence proffered by the world of outer phenomena itself. In that connection there is another point to mention. The work of the sentient body proceeds inward, that of the sentient soul outward, or at least, it has that tendency. As a matter of fact, it is obstructed before emerging; it remains in the physical body of the brain and emerges only at those points where previously the sentient body had, so to speak, bored the holes for the sense organs in the front of the physical body. What we find, then, is that a part of our inner life flows outward as sentient soul. The intellectual soul would not be capable of this. It is completely dammed up within, and no currents come to meet it from the opposite side. That is why human thinking takes place wholly within. Objects don't think for us; they don't show us the thoughts from without, nor bring them to us. That is the great secret of the relation of human thought to the outer world. With our sense organs we can perceive outer objects, and if these organs are healthy they do not err. The mind, on the other hand, which cannot directly contact objects, is the first inner member of the human being that can err, because its activity is completely dammed up within the brain and does not emerge. From this it follows that our thoughts about the outer world cannot be correct without an inner tendency to permit right thoughts to arise within us. What the outer world can give us is correct sense perception but not right thoughts. Thought is subject to error, and the power of right thinking is something we must have within ourselves. For the thinker this fact alone points to an earlier, prehistoric existence of man. It is incumbent upon him to form right thoughts concerning the wisdom of the outside world, but his thoughts cannot emerge or come in contact with what he perceives. Nevertheless, that wisdom must be within him as well as without; it must permeate him just as it does what surrounds him. The two currents, therefore, belong together, though they are now separated. At some time, however, they must have been united. That was before the human ego had begun to dam up the currents within us, at a time when it still received the wisdom of the world directly. There was a time when the currents of the mental soul were not held up but flowed out, and that was the time when man directly envisioned the wisdom of the world. What is now relegated to the brain as thinking was once in contact with the outer world, like our sense perception, so that man could look at his thoughts. That was a form of clairvoyance, though not a conscious one irradiated by the ego. Man must have passed through earlier stages in which he possessed a dim clairvoyance, and again it is the human physical organization itself that shows us that in bygone times he was differently constituted. Something important for practical life follows from the foregoing. In all cases involving the sense world, sense perception (apart from illusions) can be taken as truth, for there the human being is in direct contact with the outer world. But concerning all that is within him, his knowledge is limited to what he acquires by thinking. Now, the separation that exists between our intellectual soul and the objects in space, and that makes it possible for our thinking about those objects to err, does not apply to the ego. When the ego streams into us it is within us, and it is natural that we should have a voice in its activity. The meeting of the intellectual soul and the ego is what produces the purest thinking, the thinking that is directed inward. This form of thinking, having itself as the object, cannot be exposed to error in the same way as can the other kind, which is occupied with outer objects and roves about in an endeavor to form judgments by observing them. The only thing they can yield is sense perception. What we must do is meet them with concepts, as though holding up their mirrored reflection to them. Thinking is herein free from error only in so far as it is attracted to the tendency to truth. Out of a right tendency to truth we must let concepts of things, thoughts about things, rise up in us. In the first instance we can form a judgment only of such things in the outer world as are encountered by the senses. The senses themselves cannot judge what is beyond their reach; no such judgment can be arrived at from the physical plane. If the intellectual soul nevertheless does just that, unless it be guided by the inner tendency to truth, it must inevitably fall into all sorts of errors. To clarify these conditions by an illustration, let us turn to the various doctrines of the descent of man. Here we distinguish between two kinds of ancestors. You are familiar with one of them from theosophical research, which tells us of the different forms we passed through in former periods, such as the Lemurian. That is disclosed by spiritual science. We have seen how wonderfully comprehensible everything perceived by the senses becomes when we have made this teaching our very own, and it will reveal more and more. In contrast, we will now consider material research, the materialistic doctrine of descent, the crux of which is the so-called biogenetic law. According to this, man in his germinal states passes through all forms recalling animal stages, thereby repeating, in a sense, the various forms of the whole animal kingdom. At the time when this doctrine was rampant the conclusion was drawn that man really passed through these forms that thus appear in the germ state. In itself that is not erroneous because in prehistoric times man actually did develop through such forms. Fortunately, as we can say in view of the materialistic doctrine of the descent, the foresight of the gods kept this fact secret until such time as the opinions regarding it could be corrected by spiritual science. The development of man before he became outwardly perceptible on the physical plane could not have been observed. It was shrouded by the gods and withdrawn from observation, otherwise people would have evolved even wilder theories regarding it than they do now. The facts are there, but they are frequently misinterpreted because the senses that speak the truth cannot perceive them. In reasoning, however, the power of the intellectual soul becomes active, and this cannot reach what is imperceptible to the senses. In reality, the facts referred to prove the exact opposite of what people try to infer from them. Here we have a striking example of the way the power of judgment can plunge into a sea of errors when its approach to external matters is purely by way of the mind. What is shown by the fact that on a certain plane man resembled a fish? Precisely that he never was a fish; indeed, that he had no use for the fish nature, that he had to expel it before entering upon his human existence, because it in no way pertained to him. This he did in turn with all the animal forms, because they were not of his nature. He could not have become a human being if he had ever appeared on earth in one of those animal forms. He had to discard these in order to become what he did. The fact that in the germ the human being resembles a fish is the very proof that never in his whole line of descent was he like a fish or any other animal form. He had to expel all these forms because they were inadequate and he therefore must never resemble them. He had to slough off these forms, eject them. They are images he never resembled. All these forms of germinal life show shapes he never bore. Thus we can find out precisely through embryology how prehistoric man never looked. He cannot be descended from something he had expelled. To infer that he passed through these forms would be the same as to imagine that the father is descended from the son. The father is not descended from the son, nor the son from himself, but the son is descended from the father. That is one of the cases in which the mind has proved wholly incapable of thinking the facts of reality through to the end. It has exactly reversed the order of development. Certainly these pictures of the remote past are extraordinarily important, because they show us how we never looked. But that is something that can be learned even more readily in another way, namely, through realms that lie open in the sense world, that are not hidden from us. There we have all those forms—fishes and so forth—and they can be properly studied with the ordinary means of human observation. As long as men restricted themselves to observing outer objects with the senses, and did not occupy their minds with matters concealed from sense perception, they avoided arriving at false conclusions; they were rightly guided by their natural sense of truth. They would look, for instance, at a monkey and doubtless experience the queer sensation that every normal human being would have, a certain sense of embarrassment. This judgment expressed through feeling means that the monkey is really a retarded being, having remained behind in the evolution of man. This feeling is nearer the truth than is the later judgment of the erring mind because it embodies the realization that the monkey is a being that dropped out of the human current, that had to be divided off from man if the latter was to achieve his goal. The moment our fallible mind approached this fact it inverted it; instead of realizing that the monkey was eliminated from the evolutionary human current it concluded that the monkey was the starting point of human descent. Here the error comes to light. In judging external things accessible to the senses we should never forget that they are built up from within, through the agency of spiritual currents. Suppose we are observing those parts of the human being that are accessible to perception proper, or we observe part of another person that the eye can see—his face, for example. In studying this face we must not imagine it as having been built up from without. On the contrary, we must realize the need to distinguish between two currents flowing into each other, the current of the sentient body running backward from the front, and that of the sentient soul running forward from the rear. In so far as we perceive the human countenance by means of the senses, the sense image is true. That is given us by sense perception and we will not go astray there. But now the human mind joins in, at first subconsciously, and is at once misled. It regards the human countenance as something merely fashioned from without, whereas in reality, this fashioning occurred from within, through the agency of the sentient soul. What you see is not really outer body; it is the outer image of the sentient soul. Disabuse your mind of the notion that the human face might be outer body, and you will see that in truth, it is the image of the soul. A fundamentally false interpretation results from reasoning in a way that ignores the true nature of the countenance as being the outer image of the sentient soul acting outward. Every explanation of the human countenance based solely on physical forces is wrong. It must be explained through the soul itself, the visible through the invisible. The deeper we penetrate into theosophy the more we will see in it a great school for learning to think. The chaotic thinking that today dominates all circles, particularly science, finds no shelter in theosophy, which is therefore able to interpret life correctly. This ability to interpret phenomena correctly will further stand us in good stead when, in the course of our investigations, we come to phenomena that lead us out of the region of individual anthroposophy into the realm of the anthroposophy that concerns the whole of mankind. Returning once more to the sense of sound and the sense of visualization, let us ask ourselves which of these came into being first in the course of human development? Did man learn first to understand words or to perceive and understand the conceptions that came to him? This question can be answered by observing the child, who first learns to talk and only later to perceive thoughts. Speech is the premise of thought perception because the sense of sound is the premise of the sense of visualization. The child learns to talk because he can hear, can listen to something that the sense of sound perceives. Speech itself is at first mere imitation, and the child imitates long before he has any idea of visualization whatever. First the sense of sound develops, and then, by means of this, the sense of visualization. The sense of sound is the instrumentality for perceiving not only tones but also what we call sounds. The next question is how it came about that at one time in the course of his development man achieved the ability to perceive sounds and, as a result, to acquire speech? How was he endowed with speech? If he was to learn to speak, not just to hear, it was necessary not only that an outer perception should penetrate, but that a certain current within him should flow in the same direction as that taken by the currents of the sentient soul when they press forward from the rear. It had to be something acting in the same direction. That was the way in which speech had to originate, and this faculty had to appear before the sense of visualization, before man was able to sense the conception contained in the words themselves. Men had first to learn to utter sounds and to live in the consciousness of them before they could combine conceptions with them. What at first permeated the sounds they uttered was sentience. This development had to take place at a time when the transposition of the circulatory system had already occurred, for animals cannot speak. The ego had to be acting downward from above with the blood system in a vertical position. As yet, however, man had no sense of visualization, consequently no visualizations. It follows that he could not have acquired speech through the agency of his own ego, but rather, he received it from another ego that we can compare with the group ego of animals. In this sense speech is a gift of the gods. It was infused into the ego before the latter itself was capable of developing it. The human ego did not yet possess the organs needed to give the impulse for bringing about speech, but the group ego worked from above into the physical, etheric and astral bodies, and as it encountered an opposing current, a sort of whorl came into being at the point of contact. A straight line drawn through the center of the larynx would indicate the direction of the current employed by the speech-giving spirits, and the larynx itself represents the physical substance, the dam, that resulted from the encounter of the two currents. That accounts for the peculiar shape of the human larynx. It was under the influence, then, of a group soul that man had to develop speech. In what manner do group souls operate on earth? In animals the current of the group soul passes through the spinal cord horizontally, and these force currents are in continual motion. The force currents running downward from above move constantly around the earth, as they did around the old Moon. They don't remain in one spot but move around the earth retaining their vertical direction of influence. If men were to learn to speak under the influence of a group soul, they could not remain in one place, they had to migrate. They had to move toward the group soul. Never could they have learned to speak if they had remained in one spot. What direction, then, would men have to take if they were to learn to speak? We know that the etheric currents flow from right to left and the physical ones from left to right, and this is the case not only in man but on the earth as well. Now, where are the group souls that endow man with speech? Let us look at the earth in its peculiar development. Man learned to speak at a time when his outer structure was already complete. Strong currents were therefore needed because the larynx had first to be transformed from a soft substance that in no way resembled a larynx. This called for special conditions on earth. Suppose we stand facing east. There flow in us from left to right the currents connected with the formation of the physical body. This current exists outside us as well; it was present during the formation of the earth. Running from north to south are those strong currents that produce solid physical matter. From the other direction, from the south, flow the etheric currents that lack the tendency to solidify the earth. This explains the lopsidedness, the lack of symmetry on the earth. In the northern hemisphere we find the great continents, in the southern, the vast oceans; the tendency of the earth was asymmetrical. From the south the current acts that is of the same nature as the one that runs from right to left in man, but while the current from back to front streams outward, the one from front to back originates in the sentient body and enters the sentient soul. With all this in mind we understand why the attainment of speech called for a current passing outward from within; this current had to encounter a group soul current in order that the two could be dammed up in man's own organism. Man had to move toward a current that could act upon his astral element. He could therefore go neither toward the north nor toward the south, but had to take a direction at right angles to these. It was latitudinally that man had to proceed when he was acquiring speech, that is, from east to west. At that time he inhabited ancient Lemuria, where today we have the ocean lying between Asia and Africa. Thence, in order to learn to speak, he migrated westward into old Atlantis, to meet the group soul that was to engender speech in him. There he had to develop the organism suitable for speech, and thus it was in old Atlantis that he learned to speak. The next step was to develop the sense of visualization by means of the speech man had acquired, but in order to do this he could not continue in the same direction. He had to proceed in a way that would cause the same current to act from the opposite direction. Recall here what was said in the last lecture concerning the origin of sound and of visualization. Sound comes into being when we subconsciously convert a melody into a harmony, ignore the fundamentals themselves, and mentally hear only the harmony produced by the harmonics (overtones); visualization arises when we push back and disregard this harmony of the harmonics as well. So, if we are to develop the sense of visualization, we must destroy on the one hand what we had built up on the other. We must face about and proceed in the opposite direction. One element of speech has to be suppressed, the harmonics must be pushed back, if we are to develop visualization. The old Atlanteans had to face about and migrate eastward; by doing this they were able effectively to develop the sense of visualization. This could not have been accomplished if they had continued westward. It was the tragic fate of the American aborigines to migrate in the wrong direction. They could not hold their ground, but had to yield to those who had migrated properly and returned to them only later. In this way a great deal becomes clear. When we know the secret of those currents that fashion man and the earth we can understand the organization of the earth, the distribution of oceans and continents, the migrations of men. Anthroposophy leads us into that life through which the outer world becomes transparent and comprehensible. Evolution proceeds. Humanity was not destined to stop at visualizations but to achieve concepts as well, and in order to accomplish this it had to ascend from mere visualizations to the soul life proper. After the sense of visualization, the sense of concepts had to be developed, and again a new direction had to be taken. In order to gain the life of visualizations, humanity—or as much of it as comes into consideration—moved eastward, but pure concepts could be acquired only by returning in a westward direction. We could similarly present the migrations of peoples in the four post-Atlantean periods from an anthroposophical viewpoint, and you would see a wondrous interplay of spiritual forces at work upon the whole shaping of man, and of what comes to expression in forming the earth. But this is not the end. We have dealt with the currents running downward from above, forward from the rear, etc., but in a sense we now appear to have reached a dead end. Spiritual science, however, discloses higher forces holding sway above the capacity for visualization and forming concepts, that is, the imaginative, the inspirative, and the intuitive senses. We have learned that as a rule these stream inward, but in clairvoyants, outward. All these currents must operate too, and for that purpose must develop the necessary organs. So we ask how they do this? How do they live and operate in the physical human being? In order to answer this question we will first consider a force possessed only by the human being, not by animals: the inner soul force of memory. Animal memory is a pure figment of the scientists' imagination. Animals have no memory; they merely manifest symptoms to be explained by the same principle as those of human memory. In order to produce human memory, the main position of animals would have to be raised to the vertical, so that the ego could stream in. Since their principal position is horizontal, they can have no ego. But in certain animals the forward part of the body is in the same position as that of the human being, hence it can act intelligently, although this intelligence is not permeated by an ego. This is the beginning of a vast region of misconceptions. When an animal manifests a capacity similar to that of memory and acts intelligently, nothing more is proved by these facts than that a being can be guided by an intelligence without being intelligent itself. Phenomena resembling memory can appear in the animal world, but not memory itself. In memory we see something special, something quite different from what we find in mere intelligent thinking, for example, or in visualization. The essence of memory lies in the retention of a visualization we have had; it is still present after the act of perception has passed. The repetition of an action previously performed is not memory. A clock would in that case be endowed with memory, for it does today exactly what it did yesterday. If memory is to come about, the ego must seize a conception and retain it. If the ego is to seize a conception in this way, an organ must be formed for the purpose, and this is accomplished as follows. Out of its own essence the ego must engender special currents and must pour and bore these into the various horizontal currents already active minus the ego. The ego must overcome currents. When a current appears running inward from without, the ego must be able to produce within itself a counter-current. That the ego was originally not capable of this we learned when studying the origin of speech; then the group ego had to co-operate. But when the soul life proper commences, beyond visualization, when a higher faculty such as memory is to be developed, the ego must activate new currents independently, currents that bore into others already there. Of this process the ego is clearly aware. In developing the senses up to and including visualization, this activity of the ego is not required, but when a higher activity is to be brought about, the ego must oppose the currents already functioning. This becomes manifest through the addition of a fourth phenomenon to the three currents at right angles to each other in space. This boring in of the ego becomes perceptible in the consciousness of time, and that is why memory is linked with temporal conceptions. We do not follow time in any spatial direction, but into the past. The direction of the past is bored into the directions of space. That is what occurs in all that the ego develops out of itself. Through spiritual science we can even indicate the current that comes into play when the ego evolves memory. It runs from left to right, and when habits are developed by the ego, the currents run from left to right as well. The ego bores its way into the opposing currents, those that were formed without the ego. Here the law is exemplified that tells us that the higher activities of the soul always have currents running in the opposite direction from that of the next lower activity. To gain inner contact with the ego, the intellectual soul had to develop up to the ego plane. Now we ascend to the consciousness soul. When this functions consciously its active current runs in the opposite direction from that of the intellectual soul, which is still able to function subconsciously. Under certain earthly conditions the following law in human evolution can be proved. Learning to read is an intelligent activity, but one that does not necessarily proceed from the consciousness soul. The idea of learning to read and write occurred to men before the consciousness soul was developed. Reading by means of the intellectual soul had its inception in the Greco-Latin epoch. Then followed the ascendancy of the consciousness soul, and the direction of the current had to be reversed. Arithmetic could only develop with the consciousness soul. The European peoples read and write from left to right, but they figure from right to left, as in adding. It will be seen from this how the currents of the intellectual soul and of the consciousness soul overlap, and we can actually understand the nature of the European peoples by pondering the matter. But there have been other peoples with other missions. They were advance guards, so to speak, and their task was to develop, or at least prepare, the feature of the intellectual soul that the European peoples, who had postponed their cultural development, did not evolve until after the consciousness soul had become active. Those were the Semitic peoples, who write from right to left. They were the peoples who were to prepare in advance the later period of the consciousness soul. In such considerations we find the means for comprehending all cultural phenomena on earth. We shall learn to know everything of that sort, down to the letter formations of the various languages. The reason why peoples write from top to bottom, from right to left or from left to right follows from an understanding of the underlying spiritual facts. It is the mission of spiritual science to see that light dawns in the minds of men, and that the obscure becomes clear. |
112. The Gospel of St. John: The Baptism with Water and the Baptism with Fire and Spirit
30 Jun 1909, Kassel Tr. Harry Collison Rudolf Steiner |
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He did not need the immersion by John the Baptist, but through this act he learned to know the connection between his own individuality—what he was as a personality—and the great Father-Spirit of the world. Only few, to be sure, could achieve this result; indeed, most of them only needed to take the baptism as a symbol, as something that served, so to speak, under the powerful influence of John's teaching, to consolidate their faith in the existence of Jahve-God. |
When Christ Jesus was told that Lazarus lay sick, He replied: This sickness is not unto death, but that the God may be manifest in him. His sickness is for the purpose of manifesting the God in him. It was only due to a lack of understanding that the word dóxa, given in the Greek text, was translated with “for the glory of God”. Not for the glory of God was this ordained, but that the God in him might emerge and become manifest. |
112. The Gospel of St. John: The Baptism with Water and the Baptism with Fire and Spirit
30 Jun 1909, Kassel Tr. Harry Collison Rudolf Steiner |
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Yesterday's discussion brought us to a comprehension of the real nature of the baptism by John, the Forerunner of Christ Jesus, so that it will now be comparatively easy to understand the difference between this baptism and what we may call the baptism by Christ; and precisely by striving to fathom this difference will the very essence of the Christ-Impulse and its influence in the world become clear and distinct in our minds. We must first of all remind ourselves that the condition to which people were reduced by the baptism in the Jordan was, after all, an abnormal one as compared with the ordinary, every-day state of consciousness. We learned that the old initiation, for instance, was based upon the withdrawal, in a certain respect, of the etheric body, which normally is firmly joined to the physical body, and that this enabled the astral body to imprint its experiences into the etheric body. Such was the procedure in the old initiation, and an abnormal condition had to supervene in the baptism by John as well. The disciple was submerged in water, resulting in a certain separation of the etheric from the physical body; and thus he could attain to a survey of his life and become aware of the connection of this individual life with the regions of the divine-spiritual world. To make it a little clearer, we can say that when the submersion was successful it produced in the disciple the conviction: I have spirit within me; I am not just a being in this physical-material body; and this spirit within me is one with the spirit underlying all things.—And he knew in addition that the Spirit Whom he thus confronted was the same that Moses had perceived in the fire of the burning bush and in the lightning on Sinai as Jahve, as I am the I AM, as ehjeh asher ehjeh. All this was revealed to him through the baptism by John. Now, in what way did this sort of consciousness differ from that of an initiate of olden times? The latter perceived, when in the abnormal state I described yesterday, those divine-spiritual beings that had already been connected with the earth before Zarathustra's Ahura Mazdao—the Jahve of Moses—had united with the earth. So what men perceived by means of the ancient wisdom was the old spiritual world out of which man was engendered, in which he still dwelt in the old Atlantean age, and for which the people of ancient India longed: the old Gods. Unknown, however, to the old initiate was the God Who had long remained remote from the earth in order ultimately to appear with deeper effect—He Who throughout long ages influenced the earth only from without and Who then approached it gradually, so that Moses was able to perceive the approach. Not until men were initiated in the Old Testament way did they discern aught of the unity of all that is divine. Let us consider the frame of mind of an initiate who had not only experienced what the Persian or the later Egyptian Mysteries offered, but who in addition had passed through all that could result from Hebrew occult research. Let us suppose, for example, that such an initiate had also received initiation on Mount Sinai of old, possibly in an incarnation occurring during the ancient Hebrew evolution, or even earlier. There he had been guided to cognition of the old divine world out of which mankind had evolved. Equipped with this primordial wisdom and its capacity for observing the primordial divine world, he came to the Hebrew Mysteries. There he learned what could be put somewhat as follows: The Gods I learned to know in former times were connected with the earth before the Divinity Jahve-Christ came to unite with it; now I know that the first and foremost Spirit among them, the Leading Spirit, is He Who approached the earth only gradually. Thus an initiate of this sort learned of the identity of his own spiritual world and the world in which the approaching Christ reigns. He did not need the immersion by John the Baptist, but through this act he learned to know the connection between his own individuality—what he was as a personality—and the great Father-Spirit of the world. Only few, to be sure, could achieve this result; indeed, most of them only needed to take the baptism as a symbol, as something that served, so to speak, under the powerful influence of John's teaching, to consolidate their faith in the existence of Jahve-God. But among them were some who in earlier incarnations had developed so far that they were now able to learn to a certain extent from personal observation.—For all that, however, it was an abnormal state to which the human being was reduced by John's baptism. John baptized with water, with the result that the etheric body was disconnected for a short time from the physical body. But John the Baptist claimed to be the Forerunner of Him Who baptized with fire and with the Holy Spirit. The baptism with fire and with the Holy Spirit came to our earth through Christ. Now, what is the difference between John's baptism with water and Christ's baptism with fire and with the Holy Spirit? That can be understood only by one who has learned the nature of such understanding from its very roots, for even today we are still dependent upon first causes for a comprehension of the Christ. This comprehension will continue to increase, but as yet men can assimilate only just the beginnings.—I ask your patience in following me along this path, begining with the A B C. First, we must recall that spiritual processes underlie really all physical processes—even those that pertain to the human being. For people of our day this is hard to believe, but in time the world will learn to recognize the fact; and only then will a full understanding of the Christ be reached. Today even those who like to talk about spirit do not seriously believe that everything taking place in man in a physical way is ultimately controlled by spirit. They disbelieve it unconsciously, if I may put it that way, even when they consider themselves idealists. There is a certain American, for example, who systematically assembles facts intended to prove that in abnormal states man attains the ability to ascend to a spiritual world, and thereby he endeavors to establish a certain basis for a variety of phenomena. This American, William James by name, goes to work most exhaustively; but even the best of men are powerless to oppose the influential spirit of the time. They claim not to be materialists, but they are. The philosophy of William James has influenced a number of European scholars; and for this reason we shall point out several grotesque statements of his that will confirm what has just been said. He maintains, among other things, that a man does not weep because he is sad, but is sad because he weeps. Well, hitherto people have always believed that one must first be sad; that is, that a psycho-spiritual process must occur which only then can penetrate the physical principle of the human body. When the tears flow there must be present a psychic process underlying the secretion of the tear fluid. Even today, when everything of a spiritual nature lies as though buried under a covering of matter and awaits rediscovery by a spiritual conception of the world, there remain processes within us which are a heritage of primeval times when the spiritual workings were more powerful, and which can reveal most significantly the manner in which spirit acts. There are two phenomena to which I like to draw attention in this connection: the sensation of shame, and that of fear, or fright. Let it be said in advance that it would be easy to enumerate all the hypothetical attempts to explain these two kinds of experience; but they do not concern us here, and in connection with any objection of that sort it would be a grave mistake to imagine the spiritual scientist to be unacquainted with these hypotheses. Of the sensation of shame it can be said that when a person is ashamed it is as though he were trying to prevent his environment from seeing something that is taking place in him. Inherent in the sensation of shame is a feeling akin to a wish to conceal something. And what is the physical effect of this psychic experience? It causes him to blush: the blood rushes to his face. This means that under the influence of some psycho-spiritual event, such as a sensation of shame, a transformation, a change, results in the blood circulation. The blood is driven from within outward, toward the periphery. Its course is altered as the result of a psycho-spiritual event—this is a physical fact. And when a person is frightened his impulse is to protect himself from something he considers threatening: he pales, the blood withdraws from the outer surface. Here again is an external process called forth by a psycho-spiritual one, by fear, fright. Recall here that the blood is the expression of the ego, then ask yourself, What would a man want to do when he sees some peril approaching? He would assemble his forces and consolidate them in the center of his being. The ego, with the intention of making a stand, draws the blood back into the center of its being. There you have physical processes resulting from psycho-spiritual processes; and similarly, the flow of tears is a physical process brought about by soul and spirit. It is not a case of some mysterious physical influences joining forces and squeezing out the tears, and of the person then becoming sad when he feels the tears flow. That is an example of the way a materialistic view turns the simplest things upside-down. Were we to go into the matter of various ills—even physical ones—which can affect human beings and which are connected with psycho-spiritual processes, we could multiply such instances indefinitely. But what concerns us at the moment is to understand that physical processes are effects of psycho-spiritual processes; and that whenever this does not appear to be the case we must realize that we have simply not yet recognized the underlying psycho-spiritual principle. Present-day man is not at all inclined to recognize this principle offhand. The modern scientist can observe the development of the human being, beginning with the moment of conception, from the very first embryonic stages in the mother's womb, then outside the maternal body; he sees the outer physical form grow and expand. And on the basis of present-day research he concludes that the genesis of a human being starts with the development of the physical form as he sees it at conception: he is averse to considering the fact that spiritual processes underlie the physical ones. He does not believe that back of the physical human embryo there is something spiritual, that this unites with the physical and then develops what derives from a former incarnation. One who lays store by theory but ignores practical life might here object: Well, it may be possible that some higher form of cognition can discern spirit underlying matter, but we human beings simply cannot recognize it.—That is one attitude. Others say: But we don't want to make the effort which we are told is necessary for attaining to a knowledge of the divine-spiritual! What difference does it make in the world whether we know that or not?—But it is a grave error, a dire superstition, to imagine that in practical life such knowledge is of no consequence. On the contrary, we shall proceed to show as clearly as possible how very much depends upon it. Suppose we have a man who refuses to consider the idea that a psycho-spiritual principle underlies all that is physical in the human being, who fails to understand, for instance, that the enlargement of a physical liver is the expression of something spiritual. Another man—stimulated by spiritual science, if you like—readily accepts the possibility that by penetrating into the realm of spirit one may arrive first at an inkling, then at faith, and finally at cognition and vision of spirit. Thus we have two men, one of whom rejects spirit, being satisfied with sense observation, while the other follows what we may call the will to achieve cognition of spirit. The one who refuses spiritual enlightenment will grow ever weaker, for he will be letting his spirit starve, wilt, and perish for lack of adequate nourishment which such enlightenment alone can provide. His spirit will lose strength—it cannot gain it; and everything that functions apart from this spirit will gain the upper hand and overpower him. He will become feeble in meeting all that takes place without his agency in his physical and etheric bodies. But the other, he who has the will to cognition, furnishes nourishment for his spirit which consequently gains strength and mastery over all that occurs independently in his etheric and physical bodies.—That is the most important point, and one which we shall presently be able to apply to a prominent case of our own day. We know that upon entering the world the human being springs from two sources. His physical body is inherited from his ancestors, from his father and mother and their forbears. He inherits certain traits, good or bad, that are simply inherent in the blood, in the line of descent. But in every case of this sort the forces a child brings along from his previous incarnation unite with these inherited qualities. Now, you know that today a great deal is talked about “hereditary tendencies” whenever some disease or other makes its appearance. How this term is abused nowadays—though it is quite justified within a narrow scope! Whenever anything crops up that can be proved to have been an attribute of some ancestor, hereditary tendencies are invoked; and because people know nothing of active spiritual forces derived from the previous incarnation they endow these inherited tendencies with overwhelming power. If they knew that a spiritual factor accompanied us from our previous incarnation they would say, Well and good: we believe absolutely in hereditary tendencies, but we know as well what stems from the previous incarnation in the way of inner, central soul forces, and that if sufficiently strengthened and invigorated these will gain the upper hand over matter—that is, over hereditary tendencies.—And such a man, capable of rising to the cognition of spirit, would continue: No matter how powerfully the inherited tendencies affect me, I shall provide nourishment for the spirit in me; for in this way I shall master them.—But anyone who does not work upon his spiritual nature, upon that which is not inherited, will positively fall a prey to inherited tendencies as a result of such lack of faith; and in this way materialistic superstition will actually bring about a steady increase in their power over us. We shall be engulfed in the quagmire of hereditary tendencies unless we fortify our spirit and, by means of a strong spirit, vanquish each time anew whatever is inherited. In our time, when the consequences of materialism are so formidable, you must naturally still guard against overestimating the power of spirit. It would be a mistake to object, If that were the case, all anthroposophists would be bursting with health, for they believe in the spirit. Man's position on the earth is not only that of an individual being: he is a part of the whole world; and spirit, like all else, must grow in strength. But once spirit has become debilitated, as at present, it will not at once affect even the most anthroposophical of men—no matter how much nourishment he furnishes the spirit—to such an extent that he can overcome what springs from material sources; yet all the more surely will this tell in his next incarnation, as expressed in his health and strength. Men will grow weaker and weaker unless they believe in the spirit, for otherwise they deliver themselves over to their inherited tendencies. They themselves have effected this weakening of their spirit, because everything here concerned depends upon their attitude toward spirit. Nor should one imagine it an easy matter to correlate all the conditions here involved. I will give you a grotesque instance of the extent to which a man who judges only by externals may be in error. He might say: There was a man who had been an ardent adherent of the anthroposophical Weltanschauung. Now it is precisely the anthroposophists who maintain that anthroposophy invariably improves the health and even prolongs life. A fine doctrine, that: the man dies at the age of forty-three!—That much people know: the man died at forty-three—they witnessed it. But what is it that they do not know? They do not know when he would have died without anthroposophy. Maybe he would have only lived to be forty: if a man's life span were forty years lacking anthroposophy, it might well reach forty-three with its aid. When anthroposophy will have come to permeate life in general its effects will not fail to become manifest. True, if a man wants to see all its fruits in one life between birth and death he is simply an egotist: he wants everything for his own selfish purposes. But if he attains to anthroposophy for the benefit of mankind he will have it through all his future incarnations. Thus we see that by influencing his spiritual being, by yielding himself to what really derives from spirit, man can at least provide new strength for his spirit, can make it strong and vigorous. That is what we must understand: it is possible to let ourselves be influenced by spirit and thereby become ever more completely master within ourselves. Now let us seek the means most efficacious for receiving the influence of spirit in our present stage of evolution. We have already pointed out that spiritual science, by means of spiritual research, nourishes our spirit. We might say, what man can thus receive in the way of spiritual nourishment is as yet but little; but we also understand now that it can keep growing and growing in our subsequent incarnations. This, however, presupposes one condition; and in order to become acquainted with it we will turn to the anthroposophical Weltanschauung itself. The anthroposophical Weltanschauung teaches us the principles that constitute man in respect of his being; it tells us of what remains invisible in a visible man we confront; and it then shows us how, as regards the core of his being, he passes on from one life to another, how all that he brings along from his last life in the way of soul and spirit is organically introduced into the physical, material elements inherited from his ancestors. Anthroposophy further discloses the way in which mankind has developed on the earth and describes its life in the Atlantean time, the preceding periods, and the post-Atlantean cultural epochs. It tells us of the transformations undergone by the Earth itself: of its earlier embodiment which we called the old Moon phase, of the still earlier Sun phase, the Saturn phase, and so forth. In this way the spiritual-scientific Weltanschauung releases us from our clinging to the merely obvious—what our eyes see, our hands touch, and what our present science investigates—and leads us out into the vast, comprehensive phenomena of the world, but particularly into the super-sensible realm. By doing this it provides man with spiritual nourishment. Those of you who have accompanied us at all extensively into this anthroposophical Weltanschauung know that during the past seven years we have elaborated the evolution of man more in detail, described more fully the various transformations of the Earth and the life of man in the different cultural stages. It really is possible in our time to give descriptions as subtle and detailed as those presented there; and if the opportunity arises we shall enter more fully into such matters. There we have a tableau of super-sensible facts that must be painted for the eye of the soul. But there is a certain peculiarity connected with this tableau. Among other things, we learned that our sun split off at a given time, together with the beings destined there to pursue their immediate further development. Now, the Leader of these sun beings is the Christ; and as their Leader He withdrew with the sun when it separated from the earth. For a time He then sent His force down to earth from the sun; but He kept gradually approaching the earth. In Zarathustra's time He could still be seen only as Ahura Mazdao, but Moses perceived Him in the outer elements; and when this Christ force finally appeared on earth, it appeared in a human body, in Jesus of Nazareth. That is why the anthroposophical Weltanschauung sees the Christ Being as a sort of central point in the whole panorama of reincarnation, of the being of man, of our contemplation of the cosmos, and so forth and so on. And whoever studies this anthroposophical Weltanschauung in its true sense will say to himself: I can contemplate all that, but I can comprehend it only when the whole immense picture focuses at the great central point, at the Christ. I have pictured in different ways the doctrine of reincarnation, of the various human races, of planetary evolution, and so forth; but the Being of Christ is here painted from a single point of view, and this sheds light on all else. It is a picture with a central figure to which everything else is related, and I can fathom the significance and expression of the other figures only if I understand the main figure. That is the way the anthroposophical Weltanschauung goes about it. We project a great picture of the various phenomena of the spiritual world; but then we concentrate upon the principle figure, upon the Christ, and only then do the details of the picture become intelligible. All those who have taken part in our spiritual-scientific development will sense the possibility of understanding it all in this way. Spiritual science itself will become more perfect in the future, and our present comprehension of Christ will be superseded by a far loftier one. The power of anthroposophy will thereby continue to grow, but with it will also proceed the development of those who are open to this power; and the mastery of their spirit over their material nature will gain ever greater strength. Burdened as he is with an inherited body such as this is today, a man can call forth only such processes as blushing, paling, and phenomena like laughing and crying, but in time he will gain ever greater power over them: out of his soul he will spiritualize his bodily functions and thus take his place in the outer world as a mighty ruler of soul and spirit. That will be the Christ power, the Christ-Impulse acting through the agency of mankind. And it is the impulse which even today, if sufficiently intensified, can lead to the same results as did the ancient initiation. The procedure of the old initiation was as follows: The candidate first learned comprehensively all that today we are taught by anthroposophy. That was the preparation for the old initiation. Then the sum of his attainments was directed toward a definite end which was achieved by having him lie in a grave for three and a half days, as though dead. When his etheric body was withdrawn and, in his etheric body, he moved about in the spiritual world, he became a witness to this spiritual world. In order that in the sphere of his etheric forces he might behold the spiritual world, thus achieving initiation, it was necessary at that time to withdraw the etheric body. Formerly these forces were not available in the normal state of waking consciousness: the neophyte had to be reduced to an abnormal condition. But among the forces Christ brought to earth is also this force needed for initiation; and today it is possible to become clairvoyant without the withdrawal of the etheric body. When a person is sufficiently developed to receive so strong an impulse from the Christ, even for a short time, as to affect the circulation of his blood—this Christ influence expressing itself in a special form of circulation, an influence penetrating even the physical principle—then he is in a position to be initiated within the physical body: the Christ-Impulse has the power to bring this about. Anyone who can become so profoundly absorbed in what occurred as a result of the Event of Palestine and the Mystery of Golgotha as to live completely in it and to see it objectively, see it so spiritually alive that it acts as a force communicating itself even to his circulation, such a man achieves through this experience the same result that was formerly brought about by the withdrawal of the etheric body. You see, then, that through the Christ impulse something has come to earth which enables the human being to influence the force that causes his blood to pulsate through his body. What is here active is no abnormal event, no submersion in water, but solely the mighty influence of the Christ-Individuality. No physical substance is involved in this baptism—nothing but a spiritual influence: and the ordinary, every-day consciousness undergoes no change. Through the spirit that streams forth as the Christ impulse something flows into the body, something that can otherwise be induced only by way of psycho-physiological development through fire: an inner fire expressing itself in the circulation of the blood. John still baptized by submersion, with the result that the etheric body withdrew and the spiritual world was revealed. But if a man opens his soul to the Christ impulse, this impulse acts in such a way that the experiences of the astral body flow over into the etheric body, and clairvoyance results. There you have the explanation of the phrase, “to baptize with the spirit and with fire”, and those are the facts concerning the difference between the John baptism and the Christ baptism. The Christ impulse made it possible for a new class of initiates to come into being. Formerly there existed among mankind a mere handful who were disciples of the great teachers and were inducted into the Mysteries. Their etheric body was withdrawn to enable them to become witnesses to the spirit, and then to step forth and proclaim, There is a spiritual world! We have seen it for ourselves. Just as you see the plants and the stones, so we have seen the spiritual world.—Those were the “eye witnesses”; and the neophytes who thus emerged as initiates from the obscurity of the Mysteries proclaimed the gospel of the spirit, though only out of a primeval wisdom. But while the old initiates guided people back to a wisdom out of which man had originally come forth, Christ opened the way for initiates capable of arriving at a vision of the spiritual world within the confines of the physical body and within the every-day state of consciousness. These new initiates learned through the Christ impulse the same fact that had revealed itself to the old ones, namely, that there is a spiritual world; and then they, in their turn, could proclaim its gospel. What was therefore needed to become an initiate and to proclaim the gospel of the spiritual world in a new sense, in the Christ sense, was that the force which was in the Christ should stream over as an impulse into the disciple, who had then to disseminate it. When did a Christ initiate of this kind first arise? In all evolution the old must be merged with the new, and thus even Christ had to transform the old initiation into the new one gradually. He had to create a transition, so to speak; He had to take into account certain procedures of the old initiation, but in such a way that everything deriving from the old gods should be suffused by the Christ Being. Christ undertook the initiation of that disciple who was to communicate to the world the Gospel of the Christ in the most profound way. An initiation of this sort lies concealed behind one of the narratives in the Gospel of St. John, behind the story of Lazarus. Much has been written about this story of Lazarus—an incredible amount; but only those have comprehended it who have known, either through esoteric schooling or from their own contemplation, what it conceals. For the moment I shall only quote you one characteristic utterance from this story. When Christ Jesus was told that Lazarus lay sick, He replied: This sickness is not unto death, but that the God may be manifest in him. His sickness is for the purpose of manifesting the God in him. It was only due to a lack of understanding that the word dóxa, given in the Greek text, was translated with “for the glory of God”. Not for the glory of God was this ordained, but that the God in him might emerge and become manifest. That is the true meaning of this utterance: the divine that is in Christ is to flow over into the individuality of Lazarus; the divine, the Christ Divinity, is to be revealed in and through him. Only by understanding the resurrection of Lazarus in this sense does it become wholly clear. Do not imagine for a moment, however, that in communicating spiritual-scientific truths it is possible to speak so openly that everything can be made obvious to all and sundry. What is concealed behind a spiritual-scientific fact of that sort is communicated under many a veil of reservation. That is inevitable; for anyone who would attain to an understanding of such a mystery should first work his way through all difficulties appearing in the way, in order to strengthen and invigorate his spirit. And precisely because it is laborious to find his way through the maze of words will he arrive at the underlying spirit. Recall the passage dealing with the "life" which was supposed to have left Lazarus and which his sisters Martha and Mary longed to have back. Christ Jesus said unto them:
Life is to reappear in Lazarus. You have but to take everything literally, especially in the Gospels, and you will see what all comes to light. Do not speculate or interpret, but take in its literal meaning the sentence, “I am the resurrection. and the life”. When Christ appears and raises Lazarus, what does He bring to bear? What is it that passes over into Lazarus? It is the Christ impulse, the force flowing forth from the Christ. What Christ gave Lazarus was the life. Indeed, Christ had said, “This sickness is not unto death, but that the God may be manifest in him.” Just as all the old initiates lay as dead for three and a half days, and then the God became manifest in them, so Lazarus lay in a deathlike state for the same period; but Christ Jesus was well aware that with this act the old initiations would come to an end. He knew that this ostensible death led to something higher, to a higher life: that during this period Lazarus had beheld the spiritual world; and because the Leader of this spiritual world is the Christ, Lazarus received into himself the Christ force, the vision of the Christ. Christ pours his force into Lazarus, and Lazarus arises another man.1 There is one particularly noteworthy word in the St. John Gospel: in the story of the Lazarus mystery it is said that the Lord “loved” Lazarus; and the word is again applied to the disciple “whom the Lord loved”. What does that mean? Only the akashic record can tell us. Who is Lazarus after his resurrection? He is himself the writer of the John Gospel, Lazarus, who had been initiated by Christ. Christ had poured the message of His own being into the being of Lazarus in order that the message of the Fourth Gospel, the Gospel of St. John, might resound through the world as the delineation of the being of Christ. That is why no disciple John is mentioned in this Gospel before the story of Lazarus. But you must read carefully and not be misled by those curious theologians who have discovered that at a certain spot in the Gospel of St. John—namely, in the thirty-fifth verse of the first chapter—the name John is supposed to appear as an indication of the presence of the disciple John. It says there:
There is nothing in this passage, nothing whatever, to suggest that the disciple who later is called the one “whom the Lord loved” is meant here. That disciple does not appear in the John Gospel before the resurrection of Lazarus. Why? Because he who remained hidden behind “the disciple whom the Lord loved” was one whom the Lord had already loved previously. He loved him so greatly because He had already recognized him—invisibly, in his soul—as the disciple who was to be awakened and carry the message of the Christ out into the world. That is why the disciple, the apostle, “whom the Lord loved” appears on the scene only beginning with the description of the resurrection of Lazarus. Only then had he become what he was thenceforth. Now the individuality of Lazarus had been so completely transformed that it became the individuality of John in the Christian sense. Thus we see that in its loftiest meaning a baptism through the Christ impulse itself had been performed upon Lazarus: Lazarus became an initiate in the new sense of the word, while at the same time the old form, the old lethargy, had been retained in a certain way and a transition thus created from the old to the new initiation. This will show you the profundity with which the Gospels reflect spiritual truths that can be brought to light through research, independently of any documents. The spiritual scientist knows that he can find beforehand anything the Gospels contain, without reference to documents. But when he finds again in the John Gospel what he had previously discovered by spiritual means, this Gospel becomes for him a document revealed by Christ Jesus' own initiate. That is why the Gospel of St. John is so profound a work. Nowadays it is specially emphasized that the other Gospels differ in certain respects from that of St. John. There must be a reason for this; but we shall find it only when we penetrate to the core of the other Gospels as we have now done in the case of St. John. And what we discover by so doing is that the difference could arise only from the fact that the author of the John Gospel was initiated by Christ Jesus Himself. Only because of this was it possible to delineate the Christ impulse as John did. And we must examine in like manner the relation of the other Gospel writers to Christ and discover to what extent they received the baptism by fire and by the spirit. Then only will we find the inner connections between the Gospel of St. John and the other Gospels, and so penetrate ever deeper into the spirit of the New Testament.
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8. Christianity As Mystical Fact (1961): The Gospels
Tr. E. A. Frommer, Gabrielle Hess, Peter Kändler Rudolf Steiner |
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What had come to the initiates was the “Kingdom of God.” This unique Being has brought the Kingdom to all who will cleave to him. What was formerly the personal concern of each individual has become the common concern of all those willing to acknowledge Jesus as their Lord. |
The Jewish people regarded itself as one organism. Its Jao was the God of the whole people. If the Son of this God were to be born he must be the Redeemer of the whole people. |
Even those who cannot yet participate in initiation may enjoy some of the fruits of the Mysteries. Henceforth the Kingdom of God is not dependent on “external observances”: “Neither shall they say Lo here! or, lo there! for, behold, the kingdom of God is within you.” |
8. Christianity As Mystical Fact (1961): The Gospels
Tr. E. A. Frommer, Gabrielle Hess, Peter Kändler Rudolf Steiner |
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[ 1 ] The accounts of the “Life of Jesus” which can be submitted to historical examination are contained in the Gospels. All that does not come from this source might, in the opinion of one of those who are considered the greatest historical authorities on the subject, Harnack,62a be “easily written on a quarto page.” But what kind of documents are these Gospels? The fourth, that of John, differs so much from the others that those who believe themselves obliged to follow the path of historical research in order to study the subject come to the conclusion: “If John possesses the genuine tradition about the life of Jesus, that of the first three Evangelists (the Synoptists) is untenable; if the Synoptists are right, the fourth Gospel must be rejected as a historical source.” (Otto Schmidel, Die Hauptprobleme der Leben Jesu-Forschung, Principal Problems of Research into the Life of Jesus, p. 15.) This is a statement made from the standpoint of the historical investigator. In the present work, where we are dealing with the mystical content of the Gospels, such a point of view is neither to be accepted nor rejected. But attention must certainly be drawn to such an opinion as the following: “Measured by the standard of consistency, inspiration, and completeness, these writings leave very much to be desired; even when measured by the ordinary human standard they suffer from many imperfections.” This is the opinion of a Christian theologian (Harnack in Wesen des Christentums, The Nature of Christianity). If one agrees that the Gospels have a mystical origin one finds that apparent contradictions can be explained without difficulty, and one also discovers harmony between the fourth Gospel and the other three. None of these writings are meant to be mere historical tradition in the ordinary sense of the word. They do not profess to give a historical biography. What they intended to give was already foreshadowed in the traditions of the Mysteries, as the typical life of the Son of God. It was these traditions which were drawn upon, not history. Now it was only natural that these traditions should not be in literal agreement in every Mystery center. Nevertheless the agreement was so close that the Buddhists narrated the life of their divine man in almost the same way as the Evangelists narrated the life of Christ. But naturally there were differences. We need only assume that the four Evangelists drew from four different Mystery traditions. It is evidence of the towering personality of Jesus that in four writers belonging to different traditions, he awakened the belief that he so perfectly corresponded with their type of an initiate that they were able to describe him as one who lived the typical life marked out in their Mysteries. Each of them described his life according to his own Mystery traditions. And if the narratives of the first three Evangelists (the Synoptists) resemble each other, it proves nothing more than that they drew upon similar Mystery traditions. The fourth Evangelist saturated his Gospel with ideas in many respects reminiscent of the religious philosopher Philo. This simply proves that he was rooted in the same mystical tradition as was Philo. In the Gospels one finds various elements. First, facts are related which appear to lay claim to being historical. Second, parables exist in which the narrative form is used only to portray a deeper truth. And third, teachings meant to be taken as the content of the Christian conception of life, are included. In John's Gospel no actual parable is present. The source from which he drew was a mystical school which believed parables to be unnecessary.—The role of professedly historical facts and parables in the first three Gospels is clearly shown in the account of the cursing of the fig tree. In Mark 11:11–14 we read: “And Jesus entered into Jerusalem, and into the temple: and when he had looked round about upon all things, and now the eventide was come, he went out unto Bethany with the twelve. And on the morrow when they were come from Bethany, he was hungry: and seeing a fig tree afar off having leaves he came, if haply he might find any thing thereon: and when he came to it he found nothing but leaves; for the time of the figs was not yet. And Jesus answered and said unto it, No man eat fruit of thee hereafter for ever.” In the corresponding passage in Luke's Gospel he relates a parable (Luke 13:6, 7): “He spake also this parable; A certain man had a fig tree planted in his vineyard and he came and sought fruit thereon and found none. Then said he unto the dresser of his vineyard, Behold these three years I come seeking fruit on this fig-tree, and find none; cut it down; why cumbereth it the ground?” This parable symbolizes the worthlessness of the old teaching, represented by the barren fig tree. What is meant metaphorically, Mark relates as an apparently historical fact. Therefore we may assume that, in general, facts related in the Gospels are not to be taken as only historical, or as if they were to hold good only in the world of the senses, but as mystical facts, as experiences recognizable only by spiritual vision, and which stem from various mystical traditions. If we admit this, the difference between the Gospel of John and the Synoptists ceases to exist. For mystical interpretation, historical research should not be taken into account. Even if one or the other Gospel were written a few decades earlier or later, to the mystic all of them are of equal historical worth, John's Gospel as well as the others. [ 2 ] The “miracles” also do not present the least difficulty when interpreted mystically. They are supposed to break through the laws of nature. They do this only when they are considered as occurrences which are supposed to have taken place in the physical, transitory sphere in such a way that ordinary sense-perception could have seen through them without difficulty. But if they are experiences which can be seen through only at a higher level, the spiritual level of existence, then it is a matter of course that they cannot be grasped by the laws of physical nature. [ 3 ] Thus it is first of all necessary to read the Gospels in the right way: then we shall know in what manner they speak of the Founder of Christianity. Their intention is to report in the style in which communications were made through the Mysteries. They narrate in the way a mystic would speak of an initiate. However, they give the initiation as the unique characteristic of one unique Being. And they make the salvation of humanity depend on the fact that men cleave to this uniquely initiated Being. What had come to the initiates was the “Kingdom of God.” This unique Being has brought the Kingdom to all who will cleave to him. What was formerly the personal concern of each individual has become the common concern of all those willing to acknowledge Jesus as their Lord. [ 4 ] We can understand how this came about if we admit that the wisdom of the Mysteries was embedded in the religion of the Israelite people. Christianity arose out of Judaism. We need not be surprised therefore to find engrafted on Judaism together with Christianity, those Mystery-conceptions which we have seen to be the common property of Greek and Egyptian spiritual life. If we examine folk religions we find various ideas about the spiritual. If we trace back to the deeper wisdom of the priests, which in each case proves to be the spiritual nucleus of the differing folk religions, we find agreement everywhere. Plato is aware that he agrees with the priest-sages of Egypt as he sets forth the main content of Greek wisdom in his philosophical conception of the world. It is said that Pythagoras traveled to Egypt and India and was instructed by the sages in those countries. Thinkers who lived in the earlier days of Christianity found so much agreement between the philosophical teachings of Plato and the deeper meaning of Moses' writings that they called Plato the Moses of the Greek tongue.63 [ 5 ] Thus Mystery wisdom existed everywhere. In Judaism it acquired the form it had to assume if it was to become a world religion. Judaism awaited the Messiah. It is not surprising that when the personality of a unique initiate appeared, the Jews could only conceive of him as being the Messiah. Indeed, this circumstance sheds light on the fact that what had been an individual concern in the Mysteries became the concern of a whole people. From the beginning the Jewish religion had been a religion of the people. The Jewish people regarded itself as one organism. Its Jao was the God of the whole people. If the Son of this God were to be born he must be the Redeemer of the whole people. The individual mystic was not permitted to be saved by himself; the whole people must share in the redemption. Thus it is rooted in the fundamental ideas of the Jewish religion that One is to die for all.64—And it is also certain that there were Mysteries in Judaism which could be brought into the religion of the people, out of the dimness of a secret cult. A fully developed mysticism existed side by side with the priestly wisdom connected with the outer formulas of the Pharisees. This secret Mystery wisdom is described in the same way among the Jews as it is elsewhere. One day when an initiate was speaking of it, his hearers sensed the secret meaning of his words and said, Old man, what hast thou done? O that thou hadst kept silence! Thou thinkest to navigate the boundless ocean without sail or mast. This what thou art attempting. Wilt thou fly upwards? Thou canst not. Wilt thou descend into the depths? An infinite abyss is yawning before thee. The Kabbalists, from whom the above is taken, also speak of four rabbis. These four rabbis sought the secret path to the divine. The first died, the second lost his reason, the third caused tremendous desolation, and on!y the fourth, Rabbi Akiba, entered and returned in peace.65 [ 6 ] Thus we see that also in Judaism there was a soil in which an initiate of a unique kind could develop. He needed only say to himself: I will not let salvation be limited to a few chosen people. I will let all people participate in this salvation. He had to carry out into the world at large what the elect had experienced in the temples of the Mysteries. He had to be willing to take it upon himself, through his personality, in spirit, to be to his community what the cult of the Mysteries hitherto had been to those who took part in it. Indeed he could not at once give the experiences of the Mysteries to the whole community. Neither would he have wished to do so. But he wished to give to all the certainty of what in the Mysteries was perceived to be truth. He wished to cause the life which flowed in the Mysteries to flow through the further historical evolution of humanity. Thus he would raise mankind to a higher stage of existence. “Blessed are they that have not seen, and yet believe.” He wished to plant unshakably in human hearts, in the form of faith, the certainty that the divine really exists. A man who stands outside initiation and has this faith certainly will go further than one who is without it. It must have weighed on the heart of Jesus like a nightmare that among those standing outside there may have been many unable to find the way. He wished to lessen the gulf between those to be initiated and the “people.” Christianity was to be a means by which everyone could find the way. If anyone is not yet ready, at least he is not cut off from the possibility of sharing, to a certain degree unconsciously, in the stream flowing through the Mysteries. “The Son of Man is come to seek and to save that which was lost.” Even those who cannot yet participate in initiation may enjoy some of the fruits of the Mysteries. Henceforth the Kingdom of God is not dependent on “external observances”: “Neither shall they say Lo here! or, lo there! for, behold, the kingdom of God is within you.” With Jesus the point in question was not so much how far this or that person advanced in the kingdom of the spirit, as that all should be convinced that such a spiritual kingdom exists. “In this rejoice not, that the spirits are subject unto you; but rather rejoice, because your names are written in heaven.” That is, have faith in the divine; the time will come when you will find it.
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53. Reincarnation and Karma
20 Oct 1904, Berlin Rudolf Steiner |
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He has murdered his mother because she killed his father. Now it is shown to us how Orestes is persecuted by the Furies, and it is shown how he turns to the court and the court acquits him. Nothing else appears than the concept of the gods taking revenge externally. There the process expresses itself in the fear of external powers. Nothing of that exists which the concept of conscience includes. |
“Yet not my will but yours.” What is the will of the Father in the old Christian sense? It is that will which shows the primal law of all world evolution. I want that my results and wishes are so perfect that they correspond to the sense of the Father's will, to the spiritual world law that they do not differ from the big spiritual world law. |
53. Reincarnation and Karma
20 Oct 1904, Berlin Rudolf Steiner |
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Eight days ago, I spoke about the composition of the human being and about the different parts of his entity. If you refrain from the finer gradation which we have discussed at that time, we can say that the human being disintegrates into three members: body, soul and mind. A consideration of these three human members leads to the big principles of human life, to the same laws of the soul and of the mind as the consideration of the outside world leads us to the principles of the physical life. Our usual science only knows the principles of the physical life. It knows nothing to say about the principles of the soul-life and the spiritual life on the higher fields. But there are the same laws in these higher fields, and these laws of the soul-life and the spiritual life are undoubtedly more important for the human being than what happens externally in the physical space. But the lofty determination of the human being, the comprehension of our destiny, the understanding why we are in this body which sense this life has the answers to these questions can be found solely in the higher fields of the spiritual life. A consideration of the soul-life shows its big basic law to us, its developmental law, and the law of reincarnation. And a consideration of the spiritual life shows us the law of cause and effect, the law which we exactly know in the physical world that any effect has its cause. Any action of the spiritual life has its cause and must have its cause, and this spiritual law is called the law of karma. The law of reincarnation or re-embodiment consists in the fact that the human being lives not only once, but that the life of the human being proceeds in a whole number of repetitions which had started once and will once find an end. Starting from other conditions the human being as we will still see in later talks enters in this law of reincarnation and he will overcome this law later again to move on to other phases of his development. The law of karma says that our destiny, what we experience in life is not without cause, but that our actions, our experiences, our sufferings and joys in a life depend on the preceding lives that we have made our destiny to us in the past lives. As well as we live now, we create the causes of the destiny which meets us when we are re-embodied; this is the cause which forms the destiny of our future life. Now we want to get involved a little more exactly in these ideas of the soul development and the spiritual causing. The law of reincarnation or re-embodiment deals with the fact that the human soul appears and lives on earth not once but many times. Of course, only somebody can completely realise the immediate factuality of this law who advances so far using mystic, theosophical methods that he can study in the psychic fields of existence as the everyday human being in the external fields of the sensuous life and facts. Not before the higher facts take place before his soul-eyes as for the sensuous human being the facts of the physical world take place before his physical senses, reincarnation is a fact to him. There is also still a lot that the human being does not yet realise today according to its real being, but he can see it in its effects and, therefore, he believes in it. Reincarnation is something that most people cannot regard as a fact and are not accustomed to consider it as an external effect, and, therefore, they do not believe in it. Also the phenomena of electricity are such that every physicist says that the real being of electricity is unknown to us; but people do not doubt that something like an entity of electricity exists. They see the effects of electricity, light and movement. If people were able to see the external effects of memory with their physical eyes, then they would not doubt that there is reincarnation. One can still recognise memory. Nevertheless, one has to make oneself familiar with the external expression of reincarnation to get used to the idea gradually to be able to correctly see that which theosophy calls reincarnation. Hence, I would like to consider those facts purely externally which are accessible to everybody which everybody can observe to which he is not used only to take the right points of view. However, if he did so, he would say to himself: I do not yet know reincarnation as a fact, but I can assume like with electricity that there is such a thing. Who wants to see the external physical facts in the right light, must carefully pursue the law of development which we perceive everywhere in the outside world thanks to the scientific research of the 19th century. He has to ask himself: what happens before our eyes in the realm of life? I note from the start that I want to touch this fact only in general because I speak on Darwinism and theosophy in the next talks. All those questions which are connected with this part of this lecture are connected with doubt and ideas whether theosophy would be disproved by modern Darwinism. I answer these questions in the talk which I hold a week from today. We have to understand this development correctly. In the 18th century the great naturalist Linnaeus (Carl L., 1707–1778, the father of modern taxonomy, Systema naturae, 1735) still said that as many botanical genera and animal genera exist side by side as have been made originally. This opinion is no longer shared by any naturalist. The more perfect living beings one assumes have developed from more imperfect organisms. Thus natural sciences have transformed that which one once could observe only side by side into a temporal succession. If now we ask ourselves: by which means is it possible that development occurs by which means is it possible that in the sequence of the different species and genera in the animal and plant realms an interrelation does exists? Then we get to a law which is darkish for our natural sciences, but is connected with the law of physical development. This is the fact which expresses itself in the so-called heredity. As everybody knows, the descendant of an organism is not different from its ancestor. So the similarity of ancestor and descendant confronts us. The variety originates from the fact that a difference is added to this similarity in the course of time. It is, so to speak, a result of two factors: of that in what the descendants are like their ancestors, and of that in what they are different. The variety of the animal guise and plant guise comes into being from the most imperfect up to the most perfect one. Never would anybody understand why the difference exists unless the law of heredity were there. One could also not understand why the descendant is different, so that this difference is added to the similarity. This connection of similarity and difference gives the concept of physical development. You find it in the plant life, in the animal life and in the human life. If, however, you ask: what develops in the physical realm, what in the plant life, what in the animal life and what in the human life? Then we receive a drastic difference between the human life and the animal life. One must have realised, one must have completely thought through this difference, then one does not stand still where the physical researcher stands still. One feels constrained to advance; one has to extend the idea of development substantially. Only the old habitual ways of thinking cause that the human beings cannot come to higher levels of development. I would like to make this difference of humanity and the animal realm clear to you now. It expresses itself in a fact which is unquestionable, but is not enough taken into consideration. If, however, one has conceived it, it brings light and absolutely clarifying. One can express this fact with the catchword: the human being has a biography, the animal has no biography. Of course, the owners of dogs, horses or monkeys will argue that an animal has peculiar, individual inclinations and an individual existence in certain respect, and that one can write, hence, also a biography of a dog, a horse or a monkey. This should not be doubted. But in the same sense one can also write the biography of a quill. However, nobody denies that it is not the same if we speak of a human biography. Everywhere are only transitions, gradual differences, and that is why that which preferably applies to the human being also applies to subordinate beings in the transferred sense, it can even be applied to external matters. Why should we not be able to describe the qualities of an ink-pot? But you will find that a radical difference exists between the biography of a person and the biography of an animal. If we want to speak of that which of the animal interests us to the same extent as the biography of the individual human, then we have to deliver the description of the species. If we describe a dog, a lion, then our description applies to all dogs or lions. In doing so, we do not need to think of biographies of excellent human beings. We can write the biography of a Mr. Lehman or a Mr. Schultz. However, it differs substantially from any animal biography, and it is for the human being of the same interest as the description of the species for the animal life. With that is said for everybody who thinks that way completely exactly: the biography signifies for the human being what the description of the species signifies for the animal. Hence, in the animal realm one speaks of an evolution of the species and the genera; with the human being one has to set in with the individual. The human being is a species for himself, not in the physical sense, as far as the human being is on the highest level of animality, for it is the same with the human being as with the animals concerning the generic : if we describe the human being as a species, we describe him in such a way, as we describe the lion species, the tiger species or the cat species. The description of the individual of the human being is substantially different. The individual of the human being is a species for himself. This sentence, completely understood, leads us to a higher concept of describing the evolution within the human realm. If you want to inform yourselves about the generic of the human being, about his exterior guise for this is the generic of the human being , then you will resort to the concept of heredity like in the animal evolution. Then you know, why Schiller had a particular form of the nose, a particular physiognomy; then you derive his guise more or less successfully from his forefathers. The biography of the human being goes beyond that. It only concerns the radical difference of a human being from all other human beings. Of these two fields the generic is not important for the idea of reincarnation or re-embodiment. The other field matters which we distinguish from the generic as the real soul, as the inner life of the human being, in what one differs human beings from anyone. You all know that everybody has a particular soul-life and that it expresses itself in sympathies and antipathies, in our characters, in that which we recognise as the peculiar way how we are able to live out emotionally. As well as performances of the lion have the specific imprint of the lions, of the lion species, the specific performance of Mr. Miller or Mr. Lehman has the specific imprint of these individual souls. We can only consider the temperament and the character of a person as the individual of a human being. However, we already find the same everywhere in the animal realm what we have considered as characteristic of the human soul. There we also find sympathies and antipathies, inclinations, desires, even particular characters. Ignoring finer differences again, we call the sum of the animal habits the manifestation of the animal instincts. The natural sciences of the 19th century tried to explain this instinct, this soul element in the animal like the external guise, namely by means of heredity. One said that the animals accomplish certain activities, and because they have done many activities often and often these activities imprint themselves on their beings, so that they become habitual; then they appear transmitted to the descendants as particular instincts, for instance, if one coerces certain dogs to run fast, because one uses them for hunting. Because of this exercise the descendants of these dogs are already born with the instinct of fast running as such disposed hunting dogs. Lamarck tries this way to explain the instincts of the animals; they should be inherited exercises. However, a real consideration shows very soon that just the intricate instincts cannot be transmitted and connected with any inherited exercise. Just the most intricate instincts show in their very nature to the observers that they are impossibly due to heredity. Take a fly which flies away if you come close to it. This is an instinctive reaction. By which means should the fly have acquired this instinct? The ancestors did not have this instinct. They would have to get the aware or unaware experience that not getting up is injurious to them under certain circumstances, and thereby they would have got the habit of flying away to avoid the damage. Who has a real overview of the interrelationship is hardly able to say that so and so many insects got to be used to fly away to not be killed because they have experienced that they are killed. They would have to stay alive in order to pass these experiences to their offspring. So, you see, it is impossible to speak of heredity that way without getting involved in the gravest contradictions. We could speak of hundred and thousand cases where animals do something just only once. Take the pupation, for instance: this is done only once in life, and from it follows strikingly that it is not possible to speak of heredity in the soul-life like in the physical life. Hence, the naturalist puts the sentence completely aside that the instincts are inherited exercises. Here we do not deal with a transmission of direct experience in the physical life, but with an effect of the animal soul-world. We speak a little more exactly about this animal soul-world in the next talks. Today we can be content with the statement of the impossibility to speak of the transmission of soul qualities of ancestors to descendants in the same sense as one speaks of heredity in the physical realm. However, the human being has to bring an interrelationship into the world if he generally wants to see sense and reason in the world; he must be able to refer any effect to its cause. He must be able to refer to causes what appears in the individual soul-life what appears within the human individual as sympathies and antipathies, as manifestations of temperament and character. The human beings have different qualities. Hence, we have to explain the difference of the human individuals. We cannot explain them in another way than that we introduce the same idea of development in psychic fields as we did it in the physical. How senseless would it be if one wanted to believe that a perfect lion has grown as a species suddenly out of the earth or that an imperfect animal has suddenly developed? How impossible is it that the individual of the human being has developed from the uncertain? We have also to derive the individual as we derive the perfect genus from an undeveloped genus. Nobody will honestly explain the qualities of the human soul like the bodily qualities if he really does think. What is connected with the body, what is caused by the fact that I have weaker hands than my fellow man is physical heredity. Because I have a weak body, my hands will be weaker than those of another who has a stronger body. Everything that is connected with the physical body and its development is inherited, but not that which belongs to the internal soul-life. Who would attribute Schiller's (Friedrich S., 1759–1805, German classic poet) characteristic, his talent, his temperament et etcetera, or Newton's talent to their ancestors (Isaac N., 1642–1727, English physicist, mathematician and philosopher)? Someone who closes his mind is able to do this. But somebody who does not close his mind cannot come to such a consideration. If the human being is his own species as a soul-being, the intricate soul qualities which face us with this or that being must not be attributed to his physical ancestors, but to other causes in the past which were somewhere else than with the ancestors. Because the causes are only assigned to the individual human being, they have only to do with the individual human being. As we cannot find the lion in the bear genus, the individuality cannot be derived from another human being, but only from the human being himself because the human being is the individual of the own species. That is why he can be derived only from himself. Because the human being brings certain qualities with him which determine him also like the species determines the lion, they have to be also derived from the individual itself. We get that way to the chain of different incarnations which the individual person must have already experienced just as the lion species. This is the external approach. If we look around in the physical life, it appears to us only understandable if we are able to go beyond mere heredity and to think a law of reincarnation which is the principle on the soul level. For someone who is able to observe spiritually no hypothesis but a conclusion exists here. What I have said is only a conclusion. The fact of reincarnation exists for somebody who can rise to direct observing with the methods of mysticism and theosophy. In the last talk, we wanted to learn to microscope theosophically, so to speak. Today we want to state that theosophists are so far advanced that sympathies and antipathies, passions and wishes, briefly, the character exists as fact there before the soul-eyes like the external physical body stands before the eyes of the physical observer. If this is the case, the soul observer is in the same situation as the external researcher, then the soul observer has the same facts, then he observes the intricate structure, that light guise, which is embedded in the external guise, also as external reality, like the external guise is reality for the physical observer. This auric structure expresses the fact for him that he deals with a lofty, perfect living soul-being, with a differentiated, organised aura equipped with many organs like we deal with the lion as a being, which has many organs. If we observe the soul, the aura of imperfect savages, it seems to be relatively simple; it appears in simple colours, appears in such a way that one can compare the contrast of this simple aura, this undifferentiated aura poor in colours of a savage and the intricate aura of an European civilised human being with that of an imperfect snail or amoeba and the perfect lion. Then we exactly pursue the development in the realm of the soul even as the aura. Then we see that a perfect aura can only originate on the way of development, while we see that the aura if we go backward was a more imperfect one. Somebody who is able to observe in this realm can get an immediate observation of the soul-life itself. If we ascend to the spiritual life, the physical law of cause and effect faces us in the higher life, the law of karma. This law of karma means exactly the same for the spirit as the law of cause and effect, the law of causality, for the external, physical phenomena. If you see any fact in the outer physical world if you see a stone falling down, then you ask: why does the stone fall? And you do not rest, until you have found the cause. If you have spiritual phenomena, you have to ask also for the spiritual causes. The spiritual facts are close to us! The one is a person whom we call a happy one, another is condemned to misfortune for his whole life. What we call human destiny is included in the question: why is this and that? Before this “why” the whole external science stands completely helplessly because it does not know how to apply its law of cause and effect to the spiritual phenomena. If you have a metal ball and you throw it into water, a particular fact happens. But the fact becomes another if you have made the metal ball glowing first. You will try to get the different phenomena clear in your mind concerning cause and effect. You also have to ask in the spiritual life: why is one person not successful compared to another person? Why do I succeed in this but not in that? This results in recognising the cause that a certain fact shows a particular characteristic in reality. Because I have heated the metal ball first, the water starts boiling. It does not depend on the water, it depends on the change which the metal ball has experienced before and that causes the destiny of the metal ball. Thus the destiny of the metal ball depends on the conditions it has gone through before. It depends on which phenomena approach the ball with a following experience in order to keep to the example. We have to say: any action which I do contributes also to my spiritual human being, changes my spiritual human being as the heating-up has changed the physical metal ball. An even finer thinking is necessary here than in the realm of the soul. One has to realise here with patience and rest that an action changes the spiritual human being. If today anybody steals anything, this is an action which stamps the spiritual human being with a lower quality as if I do a good action to a human being. It is not the same whether I do a moral action or a physical one. What the heated up metal ball is for the water, this is the moral stamp for the human being. Just as little as something physical remains without effect for the future, just as little the moral stamp remains without effect for the future. Also in the spiritual realm there are no causes without corresponding effects. From that results the big law that any action must necessarily produce an effect for the spiritual being in question. The moral stamp must express itself in the spiritual being, in the destiny of the spiritual being. This law that the moral stamp of an action must come into effect at any rate is the law of karma. With it we have got to know the concepts of reincarnation and karma. People argue various things against these concepts; however, nothing can be argued against their general character by the real thinker. The human life shows us in all its phenomena, and the external facts prove that development exists also in the spiritual life that cause and effect also exist in the spiritual life. Also those who do not stand on the theosophical point of view have attempted to find cause and effect also in the spiritual fields, for example, a philosopher of recent time, Paul Rée (1849–1901, German philosopher, The Origin of Moral Sensations, 1877), the friend of Friedrich Nietzsche. He attempted to explain a spiritual phenomenon externally by means of development. He asks: has conscience always been there in the evolution? Then he shows that there are human beings who do not have what we call conscience in our evolution. He says that there were times in which such a thing like conscience was not developed in the human soul. In those days, the human beings different from us made particular experiences. They found that if they carry out certain actions these actions result in punishment that the society takes revenge on those who are injurious to the society. Within the human soul a feeling developed of that which should be and of that which should not be. This was transformed in the course of time to a kind of heredity, and today the human beings are already born with the feeling which just expresses itself in their conscience something should be or something should not be. Conscience developed that way, Rée thinks, within the whole humanity. Rée showed here nicely that we can also apply the concept of development to the soul qualities, to conscience. If he had advanced a step more, he would have come in the field of theosophy. I would like to tell a phenomenon in addition, this is the phenomenon that we can exactly indicate the point in the European history of civilisation where one speaks of conscience first. If you follow the whole ancient Greek world and trace the descriptions and accounts, you do not find a word, not even in the ancient Greek language, for conscience. One had no word for it. It may be especially remarkable to hear what Plato tells about Socrates. In all Socratic dialogues the word is not yet included which appeared in Greece later only in the last century before Christ. Some think that the daimonion is conscience. However, this can easily disproved, and, hence, it cannot be considered seriously. We find conscience only in the Christian world. There is a drama trilogy, the Oresteia by Aeschylus. If you pursue these three dramas, you see that Orestes stands under the immediate impression of the matricide. He has murdered his mother because she killed his father. Now it is shown to us how Orestes is persecuted by the Furies, and it is shown how he turns to the court and the court acquits him. Nothing else appears than the concept of the gods taking revenge externally. There the process expresses itself in the fear of external powers. Nothing of that exists which the concept of conscience includes. Then Sophocles and then Euripides follow. With them Orestes faces us quite differently. Why he feels guilty this faces us here in another way. With these poets Orestes feels guilty because he now owns knowledge to have done something wrong. And from it the word conscience forms in Greek and also in Latin. Having a knowledge of one's own action, being able to observe oneself, being with one's own action this must have developed first. If now Paul Rée were right that conscience is a result of general human development that it develops out of that which the human being observes, because he is punished for that which harms to the fellow man, and, hence, harms to himself if he does anything that is not for the purposes of a reasonable world order. If this were the cause, this conscience would had undoubtedly to appear also in general. Because the external inducement takes place in the same sense, it would have to appear with bigger human masses; it would have to appear in a tribe at the same time, would develop as a general quality of the human species. Here one would have to study the Greek history as a soul history. At that time when in Greece with individual persons the concept developed which we do not yet find in older Greece, there was a period in which really the public unscrupulousness was the order of the day. Read the accounts of the time of the wars between Athens and Sparta! We cannot consider conscience as a general quality of the human species like the qualities of the animals. Another objection is made: if the human being lived repeatedly, he would remember his former lives. However, one cannot understand this from the start why this is mostly not the case. One has to realise what memory is and how it comes into being. I already explained last time that the human being lives in the present developmental stage, indeed, in the astral and spiritual worlds but that he is not aware of these two worlds that he is only aware of the physical world and attains in the future and on higher levels what some human beings have already attained today. The average human being becomes aware of soul and spirit only later. The average human being is aware in the physical world and lives in the worlds of soul and spirit. This is due to the fact that his real force of thinking, the brain, needs the physical world to be able to work. Being physically active means becoming aware in the physical life. In sleep the human being is not aware. Who develops with mystic methods, develops his consciousness also in sleep and in the higher states. It makes the remembrance possible of that which the human being experiences in the course of life. Because his brain exists in the physical world, he remembers what meets him physically. The remembrance of the human being extends farther who works not only with the physical brain but can make use of the soul material to be aware also within the soul like the everyday human being is aware within his physical body. Even as the imperfect animal does not yet have the ability of the developed lion, but will have this quality once, also the human being who does not yet have the ability to remember the former lives will gain it later. In the even higher fields it is difficult to get spiritually to the insight into the interrelation of cause and effect. This is possible only in the spiritual world if the human being is able to think not only in the physical and astral bodies, but in the purely spiritual life. Then he is also able to say of every occurrence why it has happened. This field is so lofty that a lot of patience is necessary to acquire those qualities so that one can understand cause and effect in the spiritual life. Who is aware in the physical and lives only in the astral and the spiritual worlds has only the recollection of his experiences between birth and death. Somebody who is conscious in the astral world remembers his birth up to a certain degree. However, who is conscious in the spiritual world sees the law of cause and effect in its real interrelation. Another objection is included in the question: do we not come there to fatalism? If everything is caused, the human being is subjected to fate saying to himself time and again: this is my karma, and we cannot change our fate. One can say this just as little as one can say: I cannot help my fellow man, and it makes me so hopeless that I cannot help him; I must despair to make him better, because it is his karma. Somebody who compares the law of life with the laws of nature and knows what a law is will never come to such a wrong view of the law of karma. The way how sulphur, hydrogen and oxygen combine to sulphuric acid is subjected to an unalterable law of nature. If I act against the law which lies in the qualities of these substances, I never achieve sulphuric acid. My personal performance belongs to it. I am free to combine the substances. Although the law is absolute, it becomes effective with my free action. This also applies to the law of karma. An action which I have done in the past lives entails its effect in this life. But I am free to work against the effect, to do another action which possibly cancels injurious results of the former action lawfully. As according to the unalterable law a glowing ball, put on the table, burns the table, I can cool the ball and put it then on the table. It does no longer burn the table. In the one and in the other case I have acted according to the law. An action in the past induces me to an action; the effect of my action in the past life cannot be removed, but I can carry out another action and change the injurious effect to a useful effect, only that everything takes place according to the laws of spiritual causes and effects. The law of karma can be compared with an account management. On the left and on the right we have certain amounts. If we add on the left and on the right and subtract them from each other, we receive the account balance. This is an unalterable law. Depending on my preceding transactions the account balance is positive or negative. Even if this law works definitely, I can still add new items and the whole balance changes as lawfully as it has changed once. I am caused by karma particularly, but at every moment the account balance of my life can be changed by new registrations. If I want to add a new item, I must only have added both sides to see whether I have a cash flow or debts. It is also the same with the experiences in the account balance of life. They adapt themselves to life. Who can see how his life is caused can also say to himself: my balancing is active or passive, and I have to add this or that action to cancel the bad in life to be gradually relieved of that which I have accumulated as my karma. We regard this as the big goal of human life: the relief of karma which was caused once. It depends on every single human being to find goals to balance the account of life. Thereby we have the two big laws, the law of the soul-life and the law of the spiritual life. Today the question already arises: what does originate between two lives, how does the spirit work between death and the next birth? We have to look at the human destiny in the time during two lives and want to go through the stations between death and a new life. Then we see what of faith, knowledge and religiousness can penetrate the western knowledge. The big laws address not only to the senses but also to the spirit and to the soul, so that the human being understands to speak of cause and effect not only in the physical but also in the spiritual life. For that which the great spirits said will come true; time will tell that we understand the world only partly if we only take what we hear, see and feel. We have to ascend to completely understand the world and investigate the laws. That is the very striving of the human being. We have to learn where from the human being comes and to which future he goes. These laws must be searched for in the spiritual world, and then we understand Goethe's saying, who was a representative of theosophy, and recognise what he wanted to say with the following:
Not until the human being advances beyond the merely personal if he is aware of the overweight of the individuality, of the higher personal if he understands how to become impersonal how to live impersonally how to let prevail the impersonal in himself, he lives from the civilisation involved in the external form to a future culture full of life. Even if it is not that which theosophy regards as its highest ideal, it is also not the last ethical consequence which we draw from theosophy. It is a step to the ideal which the human being learns to live only then if he does not look at the personal, but at the eternal and imperishable. This eternal and imperishable, the buddhi, the core of wisdom which rests in the soul has to replace the very rational civilisation. There are many proofs that theosophy is right with this view of the future human development. However, the most important matter is that forces make themselves noticeable in life which should be really understood to fulfil us with their ideal. This is the great thing with Tolstoy (Leo T.,1828–1910, Russian writer) that he wants to lift out the human being from the close circle of his thoughts and deepen him spiritually that he does not want to show him the ideals of our material world, not of our anyhow arranged social life but the ideals which are able to appear in the soul only. If we are right theosophists, we recognise the forces which work in the world evolution, we do not remain blind and deaf towards that which shines to us as theosophy in our present, but we recognise these forces of which is normally spoken in theosophy prophetically. This must be just the typical of a theosophist that he overcomes darkness and errors that he learns to correctly evaluate and recognise life and world. A theosophist who withdraws and faces life cool would be a bad theosophist, even if he preached about a lot of theosophical dogmas. Such theosophists who guide us from the sensuous world to the higher worlds who themselves behold in the super-sensible worlds, should also teach us, on the other side, to observe the super-sensible on our physical plane and to not get lost in the sensuous. We investigate the causes which come from the spiritual to completely understand the sensuous which is the effect of the spiritual. We do not understand the sensuous if we stand still within the sensuous, because the causes of the sensuous life come from the spiritual. Theosophy wants to make us clairvoyant in the sensuous. That is why it talks of the “ancient wisdom.” It wants to make us receptive to the spiritual. It wants to transform the human being so that he can see the higher super-sensible secrets of existence clairvoyantly. But this should not be obtained by lack of understanding of that which exists directly round us. Someone would be a bad clairvoyant who is blind and deaf to the events of the sensuous world, to that which his contemporaries are able to accomplish in the direct surroundings. Moreover, he would be a bad clairvoyant if he were not able to recognise that of a person by which in our time the human beings are guided to the super-sensible. What is the use in us becoming clairvoyant without being able to recognise what lies as our next task directly before us? Answers to QuestionsQuestion: In which relation are the single animals and their type to the human being?
Question: Is the prayer anyhow justified according to the theosophical view?
Question: What does the theosophist think of the Christian baptism?
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131. Jesuit and Rosicrucian Training
05 Oct 1911, Karlsruhe Tr. Unknown Rudolf Steiner |
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With all other concepts or ideas excluded, this picture must live uninterruptedly within the soul of the future Jesuit, the picture of the God-forsaken man, the man exposed to the most fearful punishments, together with the feeling: ‘That am I, since I have come into the world and have forsaken God, and have exposed myself to the possibility of the most fearful punishments.’ This must call forth the fear of being forsaken by God, and detestation of man as he is according to his own nature. Then, in a further Imagination, over against the picture of the outcast, God-forsaken man, must be set the picture of the God full of pity who then became Christ, and through His acts on earth atones for what man has brought about by forsaking the divine path. In contrast to the Imagination of the God-forsaken man, there must arise that of the all-merciful, loving Being, Christ Jesus, to whom alone it is due that man is not exposed to all possible punishments working upon his soul. |
131. Jesuit and Rosicrucian Training
05 Oct 1911, Karlsruhe Tr. Unknown Rudolf Steiner |
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The object of these lectures is to place before you an idea of the Christ Event in so far as it is connected with the historical appearance of the Christ in the person of Jesus of Nazareth. So many questions of the spiritual life are bound up with this subject that the choice of it will enable us to make a wide survey of the realm of Spiritual Science and its mission, and to discuss the significance of the Anthroposophical Movement for the spiritual life of the present time. We shall also have the opportunity of learning what the content of religion is. And since this content must spring from the common heritage of mankind, we shall seek to know it in its relation to the deeper sources of religious life, and to what the sources of occult science have to tell us concerning the foundation of all religious and philosophic endeavors. Much that we shall have to discuss will seem to lie very far from the theme itself, but it will all lead us back to our main purpose. We shall best come to a more precise understanding of our subject—modern religious life on the one hand and the spiritual-scientific deepening of spiritual life on the other—if we glance at the origins both of religious life on the one hand and of occult spiritual life in recent centuries, for as regards spiritual development in Europe during this period, we can discern two directions of thought which have been cultivated with the utmost intensity: on the one hand an exaggeration of the Jesus-Principle, and on the other a most careful, conscientious preservation of the Christ-Principle. When we place before our minds these two recent streams, we must see in the exaggeration of the Jesus-Principle a great and dangerous error in the spiritual life of those times, and on the other side a movement of deep significance, a movement which seeks above all the true paths and is careful to avoid the paths of error. From the outset, therefore, in our judgment of two entirely different spiritual movements, we have to ascribe serious error to one of them and most earnest efforts after truth to the other. The movement which interests us in connection with out spiritual-scientific point of view, and which we may call an extraordinarily dangerous error in a certain sense, is the movement known in the external world as Jesuitism. In Jesuitism we encounter a dangerous exaggeration of the Jesus-Principle. In the other movement, which for centuries has existed in Europe as Rosicrucianism, we have an inward Christ-movement which above all seeks carefully for the ways of truth. Ever since a Jesuitical current arose in Europe, much has been said and written in exoteric life about Jesuitism. Those who wish to study spiritual life from its deeper sources will thus be concerned to see how far Jesuitism signifies a dangerous exaggeration of the Jesus-Principle. If we wish to arrive at a true characterisation of Jesuitism, we must get to know how the three chief principles of world-evolution, which are indicated in the most varied ways in the different world-outlooks, find practical statement in human life, including exoteric life. Today we will first of all turn quite away from the deeper significance and characterisation of these 3 fundamental streams, which run through all life and all evolution, and will review them from an external point of view. First of all we have the cognitional element in our soul-life. Now, whatever may be said against the abstractions of a one-sided intellectual search for truth, or against the alienation from life of many scientific, philosophical and theosophical endeavors, anyone who is clear in his own mind as to what he wills and what he can will, knows that Cognition belongs to the most deeply rooted activities of the soul. For whether we seek knowledge chiefly through thinking, or more through sensation or feeling, Cognition always signifies a taking account of the world around us, and also of ourselves. Hence we must say that whether we are satisfied for the moment with the simplest experiences of the soul, or whether we wish to devote ourselves to the most complicated analysis of the mysteries of existence, Cognition is the primary and most significant question. For it is basically through Cognition that we form a picture of the content of the world—a picture we live by and from which our entire soul-life is nourished. The very first sense-impression, in fact all sense-life, must be included in the realm of Cognition, along with the highest formulations of the intellect. Under Cognition we must include also the impulse to distinguish between the beautiful and the ugly, for although it is true in a certain sense that there is no disputing about taste, yet cognition is involved when someone has adopted a certain judgment in a question of taste and can distinguish between the beautiful and the ugly. Again, our moral impulses—those which prompt us to do good and abstain from evil—must be seen as moral ideas, as cognition, or as impulses to do the one and avoid the other. Even what we call our conscience, however vague the impulses from it may be, comes under the heading of Cognition. In short, the world we are consciously aware of, whether it be reality or maya; the world we live in consciously, everything we are conscious of—all this can be embraced under the heading: cognitive spiritual life. Everyone, however, must acknowledge that under the surface of this cognitive life something else can be discerned; that in our everyday existence our soul-life gives evidence of many things which are not part of our conscious life. When we wake up in the morning, our soul-life if always strengthened and refreshed and newly born from sleep. During the unconsciousness of sleep we have gained something which is outside the realm of conscious cognition, but comes from a region where our soul is active below the level of consciousness. In waking life, too, we must admit that we are impelled by impulses, instincts and forces which throw up their waves into our conscious life, while they work and have their being below it. We become aware that they work below the conscious when they rise above the surface which separates the conscious from the subconscious soul-life of this kind, for we can see how in the moral realm this or that ideal comes to birth. It takes only a little self-knowledge to realise that these ideals do rise up into our soul-life, but that we are far from always knowing how our great moral ideals are connected with the deepest questions of existence, or how they belong to the will of God, in which they must ultimately be grounded. We might indeed compare our soul-life in its totality with a deep ocean. The depths of this oceanic soul-life throw up waves to the surface, and those that break out into the realm of air, which we can compare with normal consciousness, are brought within the range of conscious cognition. All conscious life is rooted in a subconscious soul-life. Fundamentally, the whole evolution of mankind can be understood only if a subconscious soul-life of this kind is acknowledged. For what does the progress of spiritual life signify save that many things which have long dwelt down below take form for the first time when they are brought to surface level? So it is, for example, when an inventive idea arises in the form of an impulse towards discovery. Subconscious soul-life, as real as our conscious life, must therefore be recognized as a second element in our life of soul. If we place this subconscious soul-life in a realm that is at first unknown—but not unknowable—we must contrast it with a third element. This element is immediately apparent to external, exoteric observation, for if we turn our attention to the outer world through our senses, or approach it through our intellect or any form of mental activity, we come to know all sorts of things. But a more exact consideration of every age of cognition compels us to realise that behind everything we can know about the world at large something else lies hidden: something that is certainly not unknowable but in every epoch has to be described as not yet known. And this not-yet-known, which lies below the surface of the known in the mineral, plant and animal kingdoms, belongs as much to ourselves as it does to external nature. It belongs to us in so far as we absorb and work up in our physical organism the materials and forces of the outer world; and inasmuch as we have within us a portion of nature, we have also within us a portion of the unknown in nature. So in the world wherein we live we must distinguish a triad: our conscious spiritual life; our subconscious soul-life below the threshold of consciousness; and that which, as the unknown in nature and at the same time in man, lives in us as part of the great unknown Nature. This triad emerges directly from a rational observation of the world. And if looking away from all dogmatic statements, from all philosophical or theosophical traditions, in so far as these are clothed in conceptual definitions or formulations, we may ask: How has the human mind always expressed the fact that this triad is present not only in the immediate environment, but in the whole world to which man himself belongs? We must then reply: Man gives the name of Spirit to all that can be known within the horizon of the conscious. He designates as the Son or the Logos that which works in the subconscious and throws up only its waves from down below. And to that which belongs equally to the unknown in Nature, and to the part of our own being which is of one kind with Nature, the name of the Father-Principle has always been given, because it was felt to express the relation of the third principle to the other two. Besides what has now been said concerning the Spirit, the Son and the Father-Principle, it can be taken for granted that other differentiations we have formerly made, and also the differentiations made in this or that philosophy, have their justifications. But we can say that the most widely accepted idea of this differentiation corresponds with the account of it given here. Now let us ask: How can we characterise the transition from that which belongs to the Spirit, and so plays directly into the conscious life of the soul, to the subconscious element which belongs to the Son-Principle? We shall best grasp this transition if we realise that into ordinary human consciousness there plays quite distinctly the element we designate as Will, in contrast to the elements of ideations and feeling. If we rightly interpret the Bible saying, ‘The Spirit is willing, but the flesh is weak’, it indicates that everything grasped by consciousness lies in the realm of the Spirit, whereas by ‘the flesh’ is meant everything that lies more in the subconscious. As to the nature of the Will, we need only think of that which plays up from the subconscious and enters into our consciousness only when we form concepts of it. Only when we transform into concepts and ideas the dark impelling forces which are rooted in the elemental part of the soul—only then do they enter the realm of the Spirit; otherwise they remain in the realm of the Son-Principle. And since the Will plays through our feelings into the life of ideas, we see quite clearly the breaking out into the conscious of the waves from the subconscious ocean. In our threefold soul-life we have two elements, ideation and feeling, which belong to conscious life, but feeling descends directly into the realm of the Will, and the nearer we come to the impulses of Will, the further we descend into the subconscious, the dark realms into which we sink completely when consciousness is engulfed in deep, dreamless sleep. Thus we see that the Will-element, because it descends into the realm of the subconscious, stands towards the individual being of man in a relationship quite different from that of cognition, the realm of the Spirit. And so, when we differentiate between Spirit and Son, we may be impelled to surmise that man's relationship to the Spirit is different from his relationship to the Son. How is this to be understood? Even in exoteric life it is quite easy to understand. Certainly the realm of cognition has given rise to all kinds of debate, but if people would only come to understand one another concerning the concepts and ideas they formulate for themselves, controversy over questions of cognition would gradually cease. I have often emphasised that we no longer dispute over mathematics, because we have raised mathematics entirely into consciousness. The things we dispute about are those not yet raised into consciousness: we still allow our subconscious impulses, instincts and passions to play into them. So we see that in the realm of cognition we have to do with something more universally human than anything to be found in the subconscious realm. When we meet another human being and enter into the most varied relationships with him, it is in the realm of conscious spiritual life that understanding should be possible. And a mark of a healthy soul-life is that it will always wish and hope to reach an understanding with the other person concerning things that belong to conscious spiritual life. It will be unhealthy for the soul if that hope is lost. On the other hand, we must recognise the Will-element, and everything in another person's subconscious, as something which should on no account be intruded upon; it must be regarded as his innermost sanctuary. We need consider only how unpleasant to a healthy soul-life is the feeling that the Will of another man is being put under compulsion. It is not only aesthetically but morally unpleasant to see the conscious soul-life of anyone eliminated by hypnotism or any other powerful means; or to see the Will-power of one person working directly on the Will of another. The only healthy way to gain influence over another person's Will is through Cognition. Cognition should be the means whereby one soul comes to an understanding with another. A person must first translate his wishes into a conceptual form: then they may influence another person's cognition, and they should touch his Will only by this indirect route. Nothing else can be satisfactory in the highest, most ideal sense to a healthy life of soul. Every kind of forcible working of Will upon Will must evoke an unpleasant impression. In other words, human nature strives, in so far as it is healthy, to develop in the realm of the Spirit the life it has in common with others, and to cherish and respect the realm of the subconscious, in so far as it comes to statement in the human organism, as an inviolable sanctuary that should rest in the personality, the individuality, of each man and should not be approached save through the door of conscious cognition. So at least a modern consciousness, attuned to our epoch, must feel if it is to know itself to be healthy. In later lectures we shall see whether this was so in all periods of human evolution. What has been said today will help us to think clearly about what is outside us and what is within us, at least for our own period. This leads to the conclusion that fundamentally the realm of the Son—embracing everything that we designate as the Son or Logos—must be awakened in each individual as a quite personal concern; and that the realm of common life, where men may be influenced by one another, is the realm of the Spirit. We see this expressed in the grandest, most significant way in the New Testament accounts of the attitude of Christ Jesus towards His first disciples and followers. ====================== From all that is told concerning the Christ-Event we can gather that the followers who had hastened to Jesus during his life-time were bewildered when His life ended with the crucifixion; with that form of death which, in the land where the Christ Event took its course, was regarded as the only possible expiration for the greatest crimes. And although this death on the cross did not affect everyone as it did Saul, who later became Paul, and as Saul had concluded that someone who suffered such a death could not be the Messiah, or the Christ—for the crucifixion had made a milder impression on the disciples, one might say—yet it is obvious that the writers of the Gospels wished to give the impression that Christ Jesus, through his subjection to the shameful death on the cross, had forfeited some of the effect He had had on the hearts of those around Him. But with this account something else is connected. The influence that Christ Jesus had acquired—an influence we must characterise more exactly during these lectures—was restored to Him after the Resurrection. Whatever may be our present thoughts about the Resurrection, we shall have to discuss it here in the light of occult science; and then, if we simply go by the Gospel narratives, one thing will be clear: for those to whom Christ appeared after the Resurrection He had become someone who was present in a quite special way, different entirely from His previous presence. In speaking on the Gospel of St. John I have already pointed out how impossible it would have been for anyone who knew Jesus not to regognise Him after 3 days, or to confuse Him with someone else, if He had not appeared in an altered form. The Evangelists wish particularly to evoke the impression that the Christ appeared in this altered form. But they also wish to indicate something else. For the Christ to exert influence on human souls, a certain receptivity in those souls was necessary. And this receptivity had to be acted on not merely by an influence from the realm of the Spirit but by the actual sight of the Christ-Being. If we ask what this signifies, we must realise that when a person stands before us, his effect upon us goes beyond anything we are conscious of. Whenever a human being or other being works upon us, unconscious elements affect our soul-life; they are produced by the other being indirectly through consciousness, but he can produce them only if he stands before us in actuality. What the Christ brought about from person to person after the so-called Resurrection was something that worked up from the unconscious soul-powers of the disciples into their soul-life: an acquaintance with the Son. Hence the differences in the portrayal of the risen Christ; hence, too, the variations in the accounts, showing how the Christ appeared to one or other person, according to the disposition of the person concerned. Here we see the Christ-Being acting on the subconscious part of the souls of the disciples; hence the appearances are quite individual, and we should not complain because they are not uniform. If, however, the significance of the Christ for the world was to be His bringing to all men something common to all of them, then not only this individual working of the Son had to proceed from the Christ, but the element of Spirit, which can encompass something that belongs to all men, had to be renewed by Him. This is indicated by the statement, that after the Christ had worked upon the Logos-nature of man, He sent forth the Spirit in the form of the renewed or ‘holy, Spirit’. Thus was created that element common to all men which is characterised when we are told that the disciples, after they had received the Spirit, began to speak in the most diverse tongues. Here we are shown how the common element resides in the outpouring of the Holy Spirit. And something else is indicated; how different is this out-pouring of the Spirit from the simple imparting of the power of the Son, for in the Acts of the Apostles we are told that certain persons to whom the apostles came had already received the Jesus-baptism, and yet they had now to receive for the first time the Spirit, symbolically indicated by the laying on of hands. In the characterisation of the Christ-working, which acts upon the subconscious impulses of the soul and so must have a personal, inward character, and the Spirit-element, which represents something common to all mankind. It is this Spirit-element that those who have named themselves ‘Rosicrucians’ have sought to preserve most carefully, as far as human weakness permits. The Rosicrucians have always wished to adhere strictly to the rule that even in the highest regions of Initiation nothing must be worked upon except the Spirit-element which, as common between man and man, is available in the evolution of humanity. It was never an Initiation of the Will, for the Will of man was to be respected as a sanctuary in the innermost part of the soul. Hence the individual was led to those Initiations which were to take him beyond the stage of Imagination, Inspiration, and Intuition, but always so that he could recognise within himself the response which the development of the Spirit-element was to call forth. No influence was to be exerted on the Will.
We must not mistake this attitude for one of indifference towards the Will. The point is that by excluding all direct working upon the Will, the purest spiritual influence was imparted indirectly through the Spirit. When we come to an understanding with another man with regard to entering on the path of knowledge of the Spirit, light and warmth are radiated from the spiritual path, and they then enkindle the Will, but always by the indirect path through the Spirit—never otherwise. In Rosicrucianism, therefore, we can observe in the highest sense that impulse of Christianity which finds twofold statement: on the one hand in the Son-element, in the Christ-working which goes down deeply into the subconscious; on the other, in the Spirit-working which embraces all that falls within the horizon of our consciousness. We must indeed bear the Christ in our Will; but the way in which man should come to an understanding with each other in life concerning the Christ can be found only—in the Rosicrucian sense—through a conscious soul-life which penetrates ever more deeply into the occult. In reaction against many other spiritual streams in Europe, the opposite way was taken by those who are usually called Jesuits. The radical, fundamental difference between what we justifiably call the Christian way of the Spirit and the Jesuit way of the Spirit, which gives a one-sided exaggeration to the Jesus-Principle, is that the intention of the Jesuit way is to work directly, at all times upon the Will. The difference is clearly shown in the method by which the pupil of Jesuitism is educated. Jesuitism is not to be taken lightly, or merely exoterically, but also esoterically, for it is rooted in esotericism. It is not, however, rooted in the spiritual life that is poured out through the symbol of Pentacost, but it seeks to root itself directly in the Jesus-element of the Son, which means in the Will; and thereby it exaggerates the Jesus-element of the Will. This will be seen when we now enquire into the esoteric part of Jesuitism, its various spiritual exercises. How were these exercises arranged? The essential point is that every single pupil of Jesuitism goes through exercises which lead into the occult life, but into the Will, and within the field of occultism they hold the Will in severe discipline; they ‘break it in’, one might say. And the significant fact is that this discipline of the Will does not arise merely from the surface of life, but from something deeper, because the pupil has been led into the occult, in the way just indicated. If now, leaving aside the exercises of prayer preparatory to all Jesuit exercises, we consider these occult exercises, at least in their chief points, we find that the pupil has first to call up a vivid Imagination of Christ Jesus as the King of the Worlds—mark this carefully: an Imagination. And no one would be received into the degrees of Jesuitism who had not gone through such exercises, and had not experienced in his soul the transformation which such psychic exercises mean for the whole man. But this Imaginative presentation of Christ Jesus as King of the Worlds has to be preceded by something else. The pupil has to call up for himself, in absolute solitude and seclusion, a picture of man as he was created in the world, and how by falling into sin he incurred the possibility of most terrible punishments. And it is strictly prescribed how one must picture such a man; how if he were left to himself he would incur the utmost of torturing penalties. The rules are extraordinarily severe. With all other concepts or ideas excluded, this picture must live uninterruptedly within the soul of the future Jesuit, the picture of the God-forsaken man, the man exposed to the most fearful punishments, together with the feeling: ‘That am I, since I have come into the world and have forsaken God, and have exposed myself to the possibility of the most fearful punishments.’ This must call forth the fear of being forsaken by God, and detestation of man as he is according to his own nature. Then, in a further Imagination, over against the picture of the outcast, God-forsaken man, must be set the picture of the God full of pity who then became Christ, and through His acts on earth atones for what man has brought about by forsaking the divine path. In contrast to the Imagination of the God-forsaken man, there must arise that of the all-merciful, loving Being, Christ Jesus, to whom alone it is due that man is not exposed to all possible punishments working upon his soul. And, just as vividly as a feeling of contempt for the forsaking of the divine path had first to become fixed in the soul of the Jesuit pupil, so must a feeling of humility and contrition now take hold of him in the presence of Christ. When these 2 feelings have been called forth in the pupil, then for several weeks he has to practise severe exercises, picturing to himself in Imagination all details of the life of Jesus from his birth to the Crucifixion and Resurrection. And all that can arise in the soul emerges when the pupil lives in rigorous seclusion and, except for necessary meals, lets nothing else work upon his soul than the pictures which the Gospels give of the compassionate life of Jesus. But these pictures do not merely appear before him in thoughts and ideas; they must work upon his soul in vivid, living Imaginations. Only someone who really knows how the human soul is transformed through Imaginations which work with full living power—only he knows that under such conditions the soul is in fact completely changed. Such Imaginations, because they are concentrated in the most intense, one-sided way, first on sinful man, secondly on the compassionate God, and then only on the pictures from the New Testament, evoke precisely, through the law of polarity, a strengthened Will. These pictures produce their effect directly, at first hand, for any reflection upon them must be dutifully excluded. It is solely a matter of holding before one's mind these Imaginations, as they have been described. What then follows is this. In the further exercises Christ Jesus—and now we may no longer say Christ, but exclusively Jesus—is represented as the universal King of the Worlds, and thereby the Jesus element is exaggerated. Because Christ had to be incarnated in a human body, the purely spiritual took part in the physical world; but over against this participation stand the monumental and most significant words: “My kingdom is not of this world.” We can exaggerate the Jesus element by making Jesus into a king of this world, by making Him that which He would have become if He had not resisted the tempter who wished to give Him ‘all the kingdoms of the world and the glory thereof’. Then Jesus of Nazareth would have been a king who, unlike other kinds who possess only a portion of the earth, would have had the whole earth under his sway. If we think of this kind portrayed in this guise, his kingly power so increased that the whole earth is his domain, then we should have the very picture that followed the other exercises through which the personal will of each Jesuit pupil had been sufficiently strengthened. To prepare for this picture of “King Jesus”, this Ruler over all the kingdoms of the earth, the pupil had to form an Imagination of Babylon and the plain around Babylon as a living picture, and, enthroned over Babylon, Lucifer with his banner. This picture had to be visualized with great exactitude, for it is a powerful imagination: King Lucifer, with his banner and his hosts of Luciferic angels, seated amidst fire and dense smoke, as he sends out his angels to conquer the kingdoms of the earth. And the whole danger that issues from the ‘banner of Lucifer’ must first of all be imagined by itself, without casting a glance upon Christ Jesus. The soul must be entirely engrossed in the Imagination of the danger which issues from the banner of Lucifer. The soul must learn to feel that the greatest danger to the world's existence that could be conjured forth would be a victory for the banner of Lucifer. And when this picture has had its effect, the other Imagination, ‘The banner of Jesus’, must take its place. The pupil must now visualise Jerusalem and the plain around Jerusalem; King Jesus with His hosts, how he conquers and drives off the hosts of Lucifer and makes Himself King of the whole earth—the victory of the banner of Jesus over the banner of Lucifer. These are the strength-giving Imaginations for the Will which are brought before the soul of the Jesuit pupil. This is what completely changes his Will; makes him such that in his Will, because it is trained occultly, he turns away from everything else and surrenders absolutely to the idea: ‘King Jesus must become the Ruler upon earth, and we who belong to His army have to employ every means to make Him Ruler of the earth. To this we pledge ourselves, we who belong to His host assembled on the plain of Jerusalem, against the host of Lucifer assembled on the plain of Babylon. And the greatest disgrace for a soldier of King Jesus is to forsake His banner.’ These ideas, gathered up into a single resolution of the Will, can certainly give the Will immense strength. But we must ask: what is it in the soul-life that has been directly attacked? The element that ought not to be touched—the Will-element. In so far as this Jesuit training lays hold of the Will-element, while the Jesus-idea seizes the Will-element completely, in so far is the concept of the dominion of Jesus exaggerated in the most dangerous way—dangerous because through it the Will becomes so strong that it can work directly upon the Will of another. For where the Will becomes so strong through Imaginations, which means by occult means, it acquires the capacity for working directly upon the Will of another, and hence also along all the other occult paths to which such a Will can have recourse. Thus we see how in recent centuries we encounter these two movements, among many others: one has exaggerated the Jesus-element and sees in ‘King Jesus’ the sole ideal of Christianity, which the other looks solely at the Christ-element and carefully sets aside anything that could go beyond it. This second outlook has been much calumniated because it maintains that Christ has sent the Spirit, so that, indirectly through the Spirit, Christ can enter into the hearts and minds of men. In the development of civilisation during the last few centuries there is hardly a greater contrast than that between Jesuitism and Rosicrucianism, for Jesuitism contains nothing of what Rosicrucianism regards as the highest ideal concerning human worth and human dignity, while Rosicrucianism has always sought to guard itself from any influence which could in the remotest sense be called Jesuitical. In this lecture I wished to show how even so lofty an element as the Jesus-Principle can be exaggerated and then becomes dangerous, and how necessary it is to sink oneself into the depths of the Christ-Being if we wish to understand how the strength of Christianity must reside in esteeming, to the very highest degree, human dignity and human worth, and in strictly refraining from groping our clumsy way into man's inmost sanctuary. Rosicrucianism, even more than Christian mysticism, is attacked by the Jesuit element, because the Jesuits feel that true Christianity is being sought elsewhere than in the setting which offers merely ‘King Jesus’ in the leading role. But the Imaginations here indicated, together with the prescribed exercises, have made the Will so strong that even protests brought against it in the name of the Spirit can be defeated. |
131. From Jesus to Christ: Jesuit and Rosicrucian Training
05 Oct 1911, Karlsruhe Tr. Harry Collison Rudolf Steiner |
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With all other concepts or ideas excluded, this picture must live uninterruptedly within the soul of the future Jesuit, the picture of the God-forsaken man, the man exposed to the most fearful punishments, together with the feeling: ‘That am I, since I have come into the world and have forsaken God, and have exposed myself to the possibility of the most fearful punishments.’ This must call forth the fear of being forsaken by God, and detestation of man as he is according to his own nature. Then, in a further Imagination, over against the picture of the outcast, God-forsaken man, must be set the picture of the God full of pity who then became Christ, and through His acts on earth atones for what man has brought about by forsaking the divine path. In contrast to the Imagination of the God-forsaken man, there must arise that of the all-merciful, loving Being, Christ Jesus, to whom alone it is due that man is not exposed to all possible punishments working upon his soul. |
131. From Jesus to Christ: Jesuit and Rosicrucian Training
05 Oct 1911, Karlsruhe Tr. Harry Collison Rudolf Steiner |
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The object of these lectures is to place before you an idea of the Christ-Event in so far as it is connected with the historical appearance of the Christ in the person of Jesus of Nazareth. So many questions of the spiritual life are bound up with this subject that the choice of it will enable us to make a wide survey of the realm of Spiritual Science and its mission, and to discuss the significance of the Anthroposophical Movement for the spiritual life of the present time. We shall also have the opportunity of learning what the content of religion is. And since this content must spring from the common heritage of mankind, we shall seek to know it in its relation to the deeper sources of religious life, and to what the sources of occult science have to tell us concerning the foundation of all religious and philosophic endeavours. Much that we shall have to discuss will seem to lie very far from the theme itself, but it will all lead us back to our main purpose. We shall best come to a more precise understanding of our subject—modern religious life on the one hand and the spiritual-scientific deepening of spiritual life on the other—if we glance at the origins both of religious life and of occult spiritual life in recent centuries. For as regards spiritual development in Europe during this period, we can discern two directions of thought which have been cultivated with the utmost intensity: on the one hand an exaggeration of the Jesus-Principle, and on the other a most careful, conscientious preservation of the Christ-Principle. When we place before our minds these two recent streams, we must see in the exaggeration of the Jesus-Principle a great and dangerous error in the spiritual life of those times, and on the other side a movement of deep significance, a movement which seeks above all the true paths and is careful to avoid the paths of error. From the outset, therefore, in our judgment of two entirely different spiritual movements, we have to ascribe serious errors to one of them and most earnest efforts after truth to the other. The movement which interests us in connection with our spiritual-scientific point of view, and which we may call an extraordinarily dangerous error in a certain sense, is the movement known in the external world as Jesuitism. In Jesuitism we encounter a dangerous exaggeration of the Jesus-Principle. In the other movement, which for centuries has existed in Europe as Rosicrucianism, we have an inward Christ-movement which above all seeks carefully for the ways of truth. Ever since a Jesuitical current arose in Europe, much has been said and written in exoteric life about Jesuitism. Those who wish to study spiritual life from its deeper sources will thus be concerned to see how far Jesuitism signifies a dangerous exaggeration of the Jesus-Principle. If we wish to arrive at a true characterisation of Jesuitism, we must get to know how the three chief principles of world-evolution, which are indicated in the most varied ways in the different world-outlooks, find practical expression in human life, including exoteric life. Today we will first of all turn quite away from the deeper significance and characterisation of these three fundamental streams, which run through all life and all evolution, and will review them from an external point of view. First of all we have the cognitional element in our soul-life. Now, whatever may be said against the abstractions of a one-sided intellectual search for truth, or against the alienation from life of many scientific, philosophical, and theosophical endeavours, anyone who is clear in his own mind as to what he wills and what he can will, knows that Cognition belongs to the most deeply rooted activities of the soul. For whether we seek knowledge chiefly through thinking, or more through sensation or feeling, Cognition always signifies a taking account of the world around us, and also of ourselves. Hence we must say that whether we are satisfied for the moment with the simplest experiences of the soul, or whether we wish to devote ourselves to the most complicated analysis of the mysteries of existence, Cognition is the primary and most significant question. For it is basically through Cognition that we form a picture of the content of the world—a picture we live by and from which our entire soul-life is nourished. The very first sense-impression, in fact all sense-life, must be included in the realm of Cognition, along with the highest formulations of the intellect. Under Cognition we must include also the impulse to distinguish between the beautiful and the ugly, for although it is true in a certain sense that there is no disputing about taste, yet cognition is involved when someone has adopted a certain judgment in a question of taste and can distinguish between the beautiful and the ugly. Again, our moral impulses—those which prompt us to do good and abstain from evil—must be seen as moral ideas, as cognition, or as impulses to do the one and avoid the other. Even what we call our conscience, however vague the impulses from it may be, comes under the heading of cognition. In short, the world we are consciously aware of, whether it be reality or maya; the world we live in consciously, everything we are conscious of—all this can be embraced under the heading: cognitive spiritual life. Everyone, however, must acknowledge that under the surface of this cognitive life something else can be discerned; that in our everyday existence our soul-life gives evidence of many things which are not part of our conscious life. When we wake up in the morning, our soul-life is always strengthened and refreshed and newly born from sleep. During the unconsciousness of sleep we have gained something which is outside the realm of conscious cognition, but comes from a region where our soul is active below the level of consciousness. In waking life, too, we must admit that we are impelled by impulses, instincts and forces which throw up their waves into our conscious life, while they work and have their being below it. We become aware that they work below the conscious when they rise above the surface which separates the conscious from the subconscious. And indeed our moral life also makes us aware of a subconscious soul-life of this kind, for we can see how in the moral realm this or that ideal comes to birth. It takes only a little self-knowledge to realise that these ideals do rise up into our soul-life, but that we are far from always knowing how our great moral ideals are connected with the deepest questions of existence, or how they belong to the will of God, in which they must ultimately be grounded. We might indeed compare our soul-life in its totality with a deep ocean. The depths of this oceanic soul-life throw up waves to the surface, and those that break out into the realm of air, which we can compare with normal consciousness, are brought within the range of conscious cognition. All conscious life is rooted in a subconscious soul-life. Fundamentally, the whole evolution of mankind can be understood only if a subconscious soul-life of this kind is acknowledged. For what does the progress of spiritual life signify save that many things which have long dwelt down below take form for the first time when they are brought to surface level? So it is, for example, when an inventive idea arises in the form of an impulse towards discovery. Subconscious soul-life, as real as our conscious life, must therefore be recognised as a second element in our life of soul. If we place this subconscious soul-life in a realm that is at first unknown—but not unknowable—we must contrast it with a third element. This element is immediately apparent to external, exoteric observation, for if we turn our attention to the outer world through our senses, or approach it through our intellect or any form of mental activity, we come to know all sorts of things. But a more exact consideration of every age of cognition compels us to realise that behind everything we can know about the world at large something else lies hidden: something that is certainly not unknowable but in every epoch has to be described as not yet known. And this not-yet-known, which lies below the surface of the known in the mineral, plant, and animal kingdoms, belongs as much to ourselves as it does to external nature. It belongs to us in so far as we absorb and work up in our physical organism the materials and forces of the outer world; and inasmuch as we have within us a portion of nature, we have also within us a portion of the unknown in nature. So in the world wherein we live we must distinguish a triad: our conscious spiritual life; our subconscious soul-life below the threshold of consciousness; and that which, as the unknown in nature and at the same time in man, lives in us as part of the great unknown Nature. This triad emerges directly from a rational observation of the world. And if looking away from all dogmatic statements, from all philosophical or theosophical traditions, in so far as these are clothed in conceptual definitions or formulations, we may ask: How has the human mind always expressed the fact that this triad is present not only in the immediate environment, but in the whole world to which man himself belongs? We must then reply: Man gives the name of Spirit to all that can be known within the horizon of the conscious. He designates as the Son or the Logos that which works in the subconscious and throws up only its waves from down below. And to that which belongs equally to the unknown in Nature, and to the part of our own being which is of one kind with Nature, the name of the Father-Principle has always been given, because it was felt to express the relation of the third principle to the other two. Besides what has now been said concerning the Spirit, the Son, and the Father-Principle, it can be taken for granted that other differentiations we have formerly made, and also the differentiations made in this or that philosophy, have their justifications. But we can say that the most widely accepted idea of this differentiation corresponds with the account of it given here. Now let us ask: How can we characterise the transition from that which belongs to the Spirit, and so plays directly into the conscious life of the soul, to the subconscious element which belongs to the Son-Principle? We shall best grasp this transition if we realise that into ordinary human consciousness there plays quite distinctly the element we designate as Will, in contrast to the elements of ideation and feeling. If we rightly interpret the Bible saying, ‘The Spirit is willing, but the flesh is weak’, it indicates that everything grasped by consciousness lies in the realm of the Spirit, whereas by ‘the flesh’ is meant everything that lies more in the subconscious. As to the nature of the Will, we need only think of that which plays up from the subconscious and enters into our consciousness only when we form concepts of it. Only when we transform into concepts and ideas the dark impelling forces which are rooted in the elemental part of the soul—only then do they enter the realm of the Spirit; otherwise they remain in the realm of the Son-Principle. And since the Will plays through our feelings into the life of ideas, we see quite clearly the breaking out into the conscious of the waves from the subconscious ocean. In our threefold soul-life we have two elements, ideation and feeling, which belong to conscious life, but feeling descends directly into the realm of the Will, and the nearer we come to the impulses of Will, the further we descend into the subconscious, the dark realms into which we sink completely when consciousness is engulfed in deep, dreamless sleep. Thus we see that the Will-element, because it descends into the realm of the subconscious, stands towards the individual being of man in a relationship quite different from that of cognition, the realm of the Spirit. And so, when we differentiate between Spirit and Son, we may be impelled to surmise that man's relationship to the Spirit is different from his relationship to the Son. How is this to be understood? Even in exoteric life it is quite easy to understand. Certainly the realm of cognition has given rise to all kinds of debate, but if people would only come to understand one another concerning the concepts and ideas they formulate for themselves, controversy over questions of cognition would gradually cease. I have often emphasised that we no longer dispute over mathematics, because we have raised mathematics entirely into consciousness. The things we dispute about are those not yet raised into consciousness: we still allow our subconscious impulses, instincts, and passions to play into them. So we see that in the realm of cognition we have to do with something more universally human than anything to be found in the subconscious realm. When we meet another human being and enter into the most varied relationships with him, it is in the realm of conscious spiritual life that understanding should be possible. And a mark of a healthy soul-life is that it will always wish and hope to reach an understanding with the other person concerning things that belong to conscious spiritual life. It will be unhealthy for the soul if that hope is lost. On the other hand, we must recognise the Will-element, and everything in another person's subconscious, as something which should on no account be intruded upon; it must be regarded as his innermost sanctuary. We need consider only how unpleasant to a healthy soul-life is the feeling that the Will of another man is being put under compulsion. It is not only aesthetically but morally unpleasant to see the conscious soul-life of anyone eliminated by hypnotism or any other powerful means; or to see the will-power of one person working directly on the Will of another. The only healthy way to gain influence over another person's Will is through cognition. Cognition should be the means whereby one soul comes to an understanding with another. A person must first translate his wishes into a conceptual form; then they may influence another person's cognition, and they should touch his Will only by this indirect route. Nothing else can be satisfactory in the highest, most ideal sense to a healthy life of soul. Every kind of forcible working of Will upon Will must evoke an unpleasant impression. In other words, human nature strives, in so far as it is healthy, to develop in the realm of the Spirit the life it has in common with others, and to cherish and respect the realm of the subconscious, in so far as it comes to expression in the human organism, as an inviolable sanctuary that should rest in the personality, the individuality, of each man and should not be approached save through the door of conscious cognition. So at least a modern consciousness, attuned to our epoch, must feel if it is to know itself to be healthy. In later lectures we shall see whether this was so in all periods of human evolution. What has been said today will help us to think clearly about what is outside us and what is within us, at least for our own period. This leads to the conclusion that fundamentally the realm of the Son—embracing everything that we designate as the Son or Logos—must be awakened in each individual as a quite personal concern; and that the realm of common life, where men may be influenced by one another, is the realm of the Spirit. We see this expressed in the grandest, most significant way in the New Testament accounts of the attitude of Christ Jesus towards His first disciples and followers. From all that is told concerning the Christ-Event we can gather that the followers who had hastened to Jesus during his life-time were bewildered when His life ended with the crucifixion; with that form of death which, in the land where the Christ-Event took its course, was regarded as the only possible expiation for the greatest crimes. And although this death on the cross did not affect everyone as it did Saul, who later became Paul, and as Saul had concluded that someone who suffered such a death could not be the Messiah, or the Christ—for the crucifixion had made a milder impression on the disciples, one might say—yet it is obvious that the writers of the Gospels wished to give the impression that Christ Jesus, through his subjection to the shameful death on the cross, had forfeited some of the effect he had had on the hearts of those around him. But with this account something else is connected. The influence that Christ Jesus had acquired—an influence we must characterise more exactly during these lectures—was restored to Him after the Resurrection. Whatever may be our present thoughts about the Resurrection, we shall have to discuss it here in the light of occult science; and then, if we simply go by the Gospel narratives, one thing will be clear: for those to whom Christ appeared after the Resurrection He had become someone who was present in a quite special way, different entirely from His previous presence. In speaking on the Gospel of St. John I have already pointed out how impossible it would have been for anyone who knew Jesus not to recognise Him after three days, or to confuse Him with someone else, if He had not appeared in an altered form. The Evangelists wish particularly to evoke the impression that the Christ appeared in this altered form. But they also wish to indicate something else. For the Christ to exert influence on human souls, a certain receptivity in those souls was necessary. And this receptivity had to be acted on not merely by an influence from the realm of the Spirit but by the actual sight of the Christ-Being. If we ask what this signifies, we must realise that when a person stands before us, his effect upon us goes beyond anything we are conscious of. Whenever a human being or other being works upon us, unconscious elements affect our soul-life; they are produced by the other being indirectly through consciousness, but he can produce them only if he stands before us in actuality. What the Christ brought about from person to person after the so-called Resurrection was something that worked up from the unconscious soul-powers of the disciples into their soul-life: an acquaintance with the Son. Hence the differences in the portrayal of the risen Christ; hence, too, the variations in the accounts, showing how the Christ appeared to one or other person, according to the disposition of the person concerned. Here we see the Christ-Being acting on the subconscious part of the souls of the disciples; hence the appearances are quite individual, and we should not complain because they are not uniform. If, however, the significance of the Christ for the world was to be His bringing to all men something common to all of them, then not only this individual working of the Son had to proceed from the Christ, but the element of Spirit, which can encompass something that belongs to all men, had to be renewed by Him. This is indicated by the statement that after the Christ had worked upon the Logos-nature of man. He sent forth the Spirit in the form of the renewed or ‘holy Spirit’. Thus was created that element common to all men which is characterised when we are told that the disciples, after they had received the Spirit, began to speak in the most diverse tongues. Here we are shown how the common element resides in the outpouring of the Holy Spirit. And something else is indicated: how different is this outpouring of the Spirit from the simple imparting of the power of the Son, for in the Acts of the Apostles we are told that certain persons to whom the apostles came had already received the Jesus-baptism, and yet they had now to receive for the first time the Spirit, symbolically indicated by the laying on of hands. In the characterisation of the Christ-Event we are made very precisely aware of the difference between the working we have to designate as the Christ-working, which acts upon the subconscious impulses of the soul and so must have a personal, inward character, and the Spirit-element, which represents something common to all mankind. It is this Spirit-element that those who have named themselves ‘Rosicrucians’ have sought to preserve most carefully, as far as human weakness permits. The Rosicrucians have always wished to adhere strictly to the rule that even in the highest regions of Initiation nothing must be worked upon except the Spirit-element which, as common between man and man, is available in the evolution of humanity. The Initiation of the Rosicrucians was an Initiation of the Spirit. It was never an Initiation of the Will, for the Will of man was to be respected as a sanctuary in the innermost part of the soul. Hence the individual was led to those Initiations which were to take him beyond the stage of Imagination, Inspiration, and Intuition, but always so that he could recognise within himself the response which the development of the Spirit-element was to call forth. No influence was to be exerted on the Will. We must not mistake this attitude for one of indifference towards the Will. The point is that by excluding all direct working upon the Will, the purest spiritual influence was imparted indirectly through the Spirit. When we come to an understanding with another man with regard to entering on the path of knowledge of the Spirit, light and warmth are radiated from the spiritual path, and they then enkindle the Will, but always by the indirect path through the Spirit—never otherwise. In Rosicrucianism, therefore, we can observe in the highest sense that impulse of Christianity which finds twofold expression: on the one hand in the Son-element, in the Christ-working which goes down deeply into the subconscious; on the other, in the Spirit-working which embraces all that falls within the horizon of our consciousness. We must indeed bear the Christ in our Will; but the way in which men should come to an understanding with each other in life concerning the Christ can be found only—in the Rosicrucian sense—through a conscious soul-life which penetrates ever more deeply into the occult. In reaction against many other spiritual streams in Europe, the opposite way was taken by those who are usually called Jesuits. The radical, fundamental difference between what we justifiably call the Christian way of the Spirit and the Jesuit way of the Spirit, which gives a one-sided exaggeration to the Jesus-Principle, is that the intention of the Jesuit way is to work directly, at all times, upon the Will. The difference is clearly shown in the method by which the pupil of Jesuitism is educated. Jesuitism is not to be taken lightly, or merely exoterically, but also esoterically, for it is rooted in esotericism. It is not, however, rooted in the spiritual life that is poured out through the symbol of Pentecost, but it seeks to root itself directly in the Jesus-element of the Son, which means in the Will; and thereby it exaggerates the Jesus-element of the Will. This will be seen when we now enquire into the esoteric part of Jesuitism, its various spiritual exercises. How were these exercises arranged? The essential point is that every single pupil of Jesuitism goes through exercises which lead into the occult life, but into the Will, and within the field of occultism they hold the Will in severe discipline; they ‘break it in’, one might say. And the significant fact is that this discipline of the Will does not arise merely from the surface of life, but from something deeper, because the pupil has been led into the occult, in the way just indicated. If now, leaving aside the exercises of prayer preparatory to all Jesuit exercises, we consider these occult exercises, at least in their chief points, we find that the pupil has first to call up a vivid Imagination of Christ Jesus as the King of the Worlds—mark this carefully: an Imagination. And no one would be received into the degrees of Jesuitism who had not gone through such exercises, and had not experienced in his soul the transformation which such psychic exercises mean for the whole man. But this Imaginative presentation of Christ Jesus as King of the Worlds has to be preceded by something else. The pupil has to call up for himself, in absolute solitude and seclusion, a picture of man as he was created in the world, and how by falling into sin he incurred the possibility of most terrible punishments. And it is strictly prescribed how one must picture such a man; how if he were left to himself he would incur the utmost of torturing penalties. The rules are extraordinarily severe. With all other concepts or ideas excluded, this picture must live uninterruptedly within the soul of the future Jesuit, the picture of the God-forsaken man, the man exposed to the most fearful punishments, together with the feeling: ‘That am I, since I have come into the world and have forsaken God, and have exposed myself to the possibility of the most fearful punishments.’ This must call forth the fear of being forsaken by God, and detestation of man as he is according to his own nature. Then, in a further Imagination, over against the picture of the outcast, God-forsaken man, must be set the picture of the God full of pity who then became Christ, and through His acts on earth atones for what man has brought about by forsaking the divine path. In contrast to the Imagination of the God-forsaken man, there must arise that of the all-merciful, loving Being, Christ Jesus, to whom alone it is due that man is not exposed to all possible punishments working upon his soul. And, just as vividly as a feeling of contempt for the forsaking of the divine path had first to become fixed in the soul of the Jesuit pupil, so must a feeling of humility and contrition now take hold of him in the presence of Christ. When these two feelings have been called forth in the pupil, then for several weeks he has to practise severe exercises, picturing to himself in Imagination all details of the life of Jesus from his birth to the Crucifixion and Resurrection. And all that can arise in the soul emerges when the pupil lives in rigorous seclusion and, except for necessary meals, lets nothing else work upon his soul than the pictures which the Gospels give of the compassionate life of Jesus. But these pictures do not merely appear before him in thoughts and ideas; they must work upon his soul in vivid, living Imaginations. Only someone who really knows how the human soul is transformed through Imaginations which work with full living power—only he knows that under such conditions the soul is in fact completely changed. Such Imaginations, because they are concentrated in the most intense, one-sided way, first on sinful man, secondly on the compassionate God, and then only on the pictures from the New Testament, evoke precisely, through the law of polarity, a strengthened Will. These pictures produce their effect directly, at first hand, for any reflection upon them must be dutifully excluded. It is solely a matter of holding before one's mind these Imaginations, as they have just been described. What then follows is this. In the further exercises Christ Jesus—and now we may no longer say Christ but exclusively Jesus—is represented as the universal King of the Worlds, and thereby the Jesus element is exaggerated. Because Christ had to be incarnated in a human body, the purely spiritual took part in the physical world; but over against this participation stand the monumental and most significant words: ‘My kingdom is not of this world.’ We can exaggerate the Jesus element by making Jesus into a king of this world, by making Him that which He would have become if He had not resisted the tempter who wished to give Him ‘all the kingdoms of the world and the glory thereof’. Then Jesus of Nazareth would have been a king who, unlike other kings who possess only a portion of the earth, would have had the whole earth under his sway. If we think of this king portrayed in this guise, his kingly power so increased that the whole earth is his domain, then we should have the very picture that followed the other exercises through which the personal will of each Jesuit pupil had been sufficiently strengthened. To prepare for this picture of ‘King Jesus’, this Ruler over all the kingdoms of the earth, the pupil had to form an Imagination of Babylon and the plain around Babylon as a living picture, and, enthroned over Babylon, Lucifer with his banner. This picture had to be visualised with great exactitude, for it is a powerful Imagination: King Lucifer, with his banner and his hosts of Luciferic angels, seated amidst fire and dense smoke, as he sends out his angels to conquer the kingdoms of the earth. And the whole danger that issues from the ‘banner of Lucifer’ must first of all be imagined by itself, without casting a glance upon Christ Jesus. The soul must be entirely engrossed in the Imagination of the danger which issues from the banner of Lucifer. The soul must learn to feel that the greatest danger to the world's existence that could be conjured forth would be a victory for the banner of Lucifer. And when this picture has had its effect, the other Imagination, ‘The banner of Jesus’, must take its place. The pupil must now visualise Jerusalem and the plain around Jerusalem; King Jesus with His hosts, how He sends out His hosts, how He conquers and drives off the hosts of Lucifer and makes Himself King of the whole earth—the victory of the banner of Jesus over the banner of Lucifer. These are the strength-giving Imaginations for the Will which are brought before the soul of the Jesuit pupil. This is what completely changes his Will; makes him such that in his Will, because it is trained occultly, he turns away from everything else and surrenders absolutely to the idea: ‘King Jesus must become the Ruler upon earth, and we who belong to His army have to employ every means to make Him Ruler of the earth. To this we pledge ourselves, we who belong to His host assembled on the plain of Jerusalem, against the host of Lucifer assembled on the plain of Babylon. And the greatest disgrace for a soldier of King Jesus is to forsake His banner.’ These ideas, gathered up into a single resolution of the Will, can certainly give the Will immense strength. But we must ask: what is it in the soul-life that has been directly attacked? The element that ought to be regarded as intrinsically holy, the element that ought not to be touched—the Will-element. In so far as this Jesuit training lays hold of the Will-element, while the Jesus-idea seizes the Will-element completely, in so far is the concept of the dominion of Jesus exaggerated in the most dangerous way—dangerous because through it the Will becomes so strong that it can work directly upon the Will of another. For where the Will becomes so strong through Imaginations, which means by occult methods, it acquires the capacity for working directly upon the Will of another, and hence also along all the other occult paths to which such a Will can have recourse. Thus we see how in recent centuries we encounter these two movements, among many others: one has exaggerated the Jesus-element and sees in ‘King Jesus’ the sole ideal of Christianity, while the other looks solely at the Christ-element and carefully sets aside anything that could go beyond it. This second outlook has been much calumniated because it maintains that Christ has sent the Spirit, so that, indirectly through the Spirit, Christ can enter into the hearts and minds of men. In the development of civilisation during the last few centuries there is hardly a greater contrast than that between Jesuitism and Rosicrucianism, for Jesuitism contains nothing of what Rosicrucianism regards as the highest ideal concerning human worth and human dignity, while Rosicrucianism has always sought to guard itself from any influence which could in the remotest sense be called Jesuitical. In this lecture I wished to show how even so lofty an element as the Jesus-principle can be exaggerated and then becomes dangerous, and how necessary it is to sink oneself into the depths of the Christ-Being if we wish to understand how the strength of Christianity must reside in esteeming, to the very highest degree, human dignity and human worth, and in strictly refraining from groping our clumsy way into man's inmost sanctuary. Rosicrucianism, even more than Christian mysticism, is attacked by the Jesuit element, because the Jesuits feel that true Christianity is being sought elsewhere than in the setting which offers merely ‘King Jesus’ in the leading role. But the Imaginations here indicated, together with the prescribed exercises, have made the Will so strong that even protests brought against it in the name of the Spirit can be defeated. |
93a. Foundations of Esotericism: Lecture VI
01 Oct 1905, Berlin Tr. Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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There are beings who can manifest. These have a more god-like or deva-character. Beings whose nature is more adapted to receiving have a more element[al] character. God-like beings are of a manifesting nature. Elemental beings are of a receptive nature. Here, in this domain, we have the creative wisdom which manifests outwardly, and the wisdom which is received by the human soul. |
The next and even higher stage, the last that it is possible to mention, is that of the Gods themselves. Thus we have seven ranks of beings: Firstly the Gods, secondly Pitris, thirdly Nirmana-kayas, fourthly Bodhisattvas, fifthly pure human beings, sixthly human beings, seventhly elemental beings. |
93a. Foundations of Esotericism: Lecture VI
01 Oct 1905, Berlin Tr. Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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Today we will take as our subject the different ranks of beings to which man belongs. Man, as he is at present is a developing being who was not always as he is now. There are not only stages of development lying before and behind him, but also beings co-existent with him, just as the child today has the old man beside him who is at another stage of development. Today we will deal with seven ranks of beings, and in this connection we must clearly differentiate between receptive and creative beings. Let us take as an example a colour which we perceive with our eyes, for instance red or green. In this respect we are receptive beings. The colour must however first be produced in order that we may perceive it; we must therefore be confronted with another being who produces the colour, for instance red. Through this we recognise the different stages of beings. If we put together everything which approaches our senses, there must also be a soul to receive it; but conversely something must also be present in order that the sense impressions may be brought to us. There are beings who can manifest. These have a more god-like or deva-character. Beings whose nature is more adapted to receiving have a more element[al] character. God-like beings are of a manifesting nature. Elemental beings are of a receptive nature. Here, in this domain, we have the creative wisdom which manifests outwardly, and the wisdom which is received by the human soul. Wisdom is in the light and discloses itself in all sense impressions. Behind what is revealed we must assume the revealers, beings of will nature; wisdom is that which is revealed. Man is both receptive and creative. On the one hand, for instance with regard to all sense impressions, he is receptive, with regard to thinking however he is creative. Nothing gives rise to thoughts unless he first produces perceptions. Thus he is on the one hand a receptive being and on the other hand a creative being. This is an important difference. Let us imagine that man were to be in a position to create everything he perceives, sounds, colours and so on, just as today he creates thoughts. Today he is only creative in one sphere, in thinking, and in order to have perceptions he needs creative beings around him. In bringing forth his own being he was at first creative. In the beginning he himself created his own organism. For this he now needs other beings. Now man must incarnate in a bodily form determined from outside. Here he is closer to the elemental beings than to the sphere of perception and thinking. Let us imagine for once that man were able to bring forth sounds, colours and other sense perceptions and also his own being. Then we should have the human being as he was before the Lemurian race, who is called the “pure” man. Man becomes impure through the fact that he does not produce his own being, but incorporates something other into his nature. This pure man was called Adam Cadmon. When at the beginning of Genesis the Bible speaks of man, it speaks of this pure human being. This human being had as yet nothing kamic (astral) within him. Desire first appeared after he had incorporated other elements into himself. Thus there arose the second stage of humanity, the kama-rupic man (man with an astral body). The higher animal is to be seen as at a lower stage of this development. Without warm blood no beings can possess an independent Kama-rupa (astral body). All warm-blooded animals are derived from man. Thus to begin with we have the pure man who up to the Lemurian Age actually led a super-sensible existence and brought forth out of himself everything that lived and was part of him. Present day cold-blooded animals and the plants have developed in a different way from the warm-blooded animals. Those which exist today are remnants of strange, gigantic beings. Some of these can be verified by science. They are decadent animals which are descended from those which the pure man made use of in order to incarnate in them, so that he might have a body for what is kamic (astral). At first the pure man had found no means of incarnating on the earth. He still hovered above what was manifested. From among these huge, powerful beings (animals) man made use of the most developed in order to incarnate in them. He attached himself to these beings and thereby he was in a position to bring into them his own Kama (astral body). Some of these beings developed further and then became the animals of Atlantis and present day humanity. However it was not possible for all of them to adapt themselves. Those who failed became the lower vertebrate animals; kangaroos for instance are such attempts as proved unsuccessful on the way to becoming man—like pottery vessels which are rejected and left behind. Now man tried to introduce Kama into the animal forms. Kama is first to be found in the human form, in actual fact in the heart, in the warm blood and in the circulation of the blood. Attempts were made again and again and in this way there was an ascent from stage to stage. We see unsuccessful attempts for instance in the sloths, the kangaroos, the beasts of prey, the monkeys and apes. All these remained behind on the way. The warm-blooded animals are unsuccessful attempts to become human forms endowed with Kama. Everything in them which is of the nature of Kama, man also could have within himself; but he unloaded it into them, for he was unable to use this kind of Kama. There is an important occult axiom: Every quality has two opposite poles. So we find, just as positive and negative electricity complement one another, so we have warmth and cold, day and night, light and darkness and so on. In the same way every Kamic quality also has two opposite aspects. For instance man has cast rage out of himself into the lion, and this, on the other hand, when ennobled by him, can lead him upward to his higher self. Passion should not be annihilated, but purified. The negative pole must be led upwards to a higher stage. This purifying of passion, this leading upwards of its negative aspect was called by the Pythagoreans catharsis. At first man had within him the rage of the lion and the cunning of the fox. Thus the kingdom of the warm-blooded animals is a comprehensive picture of Kama qualities. Today the opinion is commonly held that the ‘Tat twam asi’ (‘That art thou’), is to be understood as something general and undefined, but one must conceive something quite definite underlying it. Thus in the case of the lion man must say to himself: That art thou. We have therefore in the kingdom of the warm-blooded animals spread out before us the kama-rupic human being. Previously there only existed the pure man: Adam Cadmon. The philosopher of natural science, Oken, who in the first half of the 19th century was a professor in Jena, was acquainted with all these ideas and expressed them in a grotesque way in order to nudge people to attention. Here we find an example which points to a still earlier stage of human development, before man separated off from himself the kingdom of the cold-blooded animals. Oken connected the cuttlefish with the human tongue. In this analogy of the tongue with the cuttlefish one can find an occult significance. Now we also have beings who for the first time are, as it were, being conjured up as by-products. Man has ejected from himself the cunning of the fox and retained its opposite pole. In the fox's cunning however the germ of something else is beginning to develop, for example something similar to the way in which the black shadow of an object has a secondary shadow when light enters it from outside. We incorporated cunning into the fox out of our inner being. Now spirit is directed towards him from the periphery. The beings which in this way work from the periphery into what is kamic are elemental beings. What the fox has received from us, is in him animal; what coming from outside attaches itself to him from the spirit, is elemental being. On the one hand he originated through the spirit of humanity and on the other hand through an Elemental being. Thus we differentiate: firstly, elemental beings, secondly, the kama-rupic man, thirdly, the pure man, fourthly, the man who in a certain respect has overcome the pure man, who has taken into himself what is outside and around him and is creatively active. He has contacted and taken into himself everything which is around him in earthly existence. This gives him the plans, the directions, the laws which create life. Once man was perfect and he will become so again. But there is a great difference between what he was and what he will become. What is around him in the outer world will later become his spiritual possession. What he has won for himself on the Earth will later become the faculty of being creatively active. This will then have become his innermost being. One who has absorbed all earthly experiences, so that he knows how to make use of every single thing and has thus become a creator, is called a Bodhisattva, which means a man who has taken into himself to a sufficient degree the Bodhi, the Buddhi of the earth. Then he is advanced enough to work creatively out of his innermost impulses. The wise men of the earth are not yet Bodhisattvas.24 Even for such a one there always remain things to which he is still unable to orient himself. Only when one has absorbed into oneself the entire knowledge of the Earth, in order to be able to create, only then is one a Bodhisattva; Buddha, Zarathustra, for example, were Bodhisattvas. When man ascends still further in evolution, so that he is not only a creator on the Earth, but possesses forces which reach out above the Earth, only then is he free to choose either to use these higher forces or to work further with them on the Earth. In this case he can bring into the Earth something coming from higher worlds. Such an epoch occurred before man began to incarnate, in the last third of the Lemurian Age. The human being had developed his physical, etheric and astral bodies. He had brought these members of his being with him from an earlier Earth evolution. The two next impulses, Kama and Manas, he could not have found on the Earth; they do not lie in its evolutionary sequence. The first new impulse (Kama) was only to be found as a force on Mars. It was added shortly before man incarnated. The second impulse (Manas) came from Mercury in the fifth sub-race of the Atlanteans, with the original Semites. The stimulus of these new principles had to be brought to the Earth from other planets through still higher beings, through the Nirmana-kayas. From Mars they added Kama, from Mercury Manas. The Nirmana-kayas are yet another stage higher than the Bodhisattvas. The latter are able to order evolution which has continuity; but they cannot bring into it what comes from other regions, this can only be done by the Nirmana-kayas. [In] yet another stage higher than the Nirmana-kayas, stand those beings who are called Pitris. Pitris = Fathers. For the Nirmana-kayas can indeed bring something coming from other regions into evolution, but they cannot sacrifice themselves, sacrifice themselves as substance, so that on the following planet they can bring forth a new cycle. This can be done by the Pitris, beings who had evolved on the Moon and had now come over; they became the activating impulse towards Earth evolution. When man has gone through every possible experience, then he is in a position to become a Pitri. The next and even higher stage, the last that it is possible to mention, is that of the Gods themselves. Thus we have seven ranks of beings: Firstly the Gods, secondly Pitris, thirdly Nirmana-kayas, fourthly Bodhisattvas, fifthly pure human beings, sixthly human beings, seventhly elemental beings. This is the sequence of which Helena Petrovna Blavatsky speaks. Now we can add the question: What kind of organ is it which has made man kama-rupic? It is the heart with the veins and the blood that pulsates through the body. The heart has a physical part and an etheric part. Aristotle25 speaks about this, for in earlier times it was only the etheric man which was held to be important. The heart has also an astral part. The etheric heart is connected with the twelve-petalled lotus flower. Not all the physical organs have an astral part; for example the gall bladder is only physical and etheric, the astral is lacking.
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68c. Goethe and the Present: Goethe's “Faust” Exoteric
13 Feb 1910, Frankfurt Rudolf Steiner |
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Even as a boy, he sought to approach what he then understood as the great God of nature, as the spirit that rules over all natural phenomena. As a seven-year-old boy, he took a music stand, laid minerals, rocks, plants from his father's herbarium on it to hold the realms of nature together. — This expressed a feeling in the mood, the representatives of what nature is. For the seven-year-old Goethe, this was the altar at which he wanted to make his sacrifices to the great god of nature. He placed a small incense stick and a burning glass on top and waited for the rising morning sun to collect its rays and ignite the small incense stick to a sacrificial fire before the great god of nature. |
When he saw the works of art, he wrote, who had previously been a follower of Spinoza's theory: There is necessity, there is God! because he felt that there is a spiritual force behind art, that each individual work of art is a letter and that letter by letter, work of art by work of art, they fit together to teach us to read what, as a spirit, stands behind creative humanity in relation to art. |
68c. Goethe and the Present: Goethe's “Faust” Exoteric
13 Feb 1910, Frankfurt Rudolf Steiner |
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In August 1831, Goethe sealed away the second part of his “Faust” as his spiritual testament to humanity. The importance he himself attached to this work is evident from the words he addressed to Eckermann: “Now I have actually fulfilled my life's work, whether I do this or that in the years that may now remain to me, it no longer matters.” The yearning thoughts and interests that he put into this life's work go back to the poet's earliest youth. It is said that not everything I will say about it today is in it, but it has worked and lived in his soul in his creative power. In 1827, he said that he had made sure in his second Faust that the soul-related aspects of the external images, the theatrical aspects, were such that they could appeal to the external, sensual view, but that for those with a deeper insight, the esoteric meaning would become quite clear. It is the predispositions, the moods, it is the whole constitution of his soul from which emerged what became image, figure in Faust. From his birth, Goethe was attuned to what may be called man's penetration into the spiritual world. Not to remain with what the outer senses and the mind bound to them give as knowledge and worldly wisdom, but to penetrate through the veil of the sensual world of observation, of the world of the mind, to the invisible, supersensible foundations of existence! We cannot find in young Goethe the mature wisdom that has found its way into the second part of “Faust”; he could only give the most mature, profound and profound things at the end of his life. To those who later find his works incomprehensible, such as “Pandora” or “The Natural Daughter”, the youthful Goethe appears as a naive poet who has expressed great and powerful things in his works, including the first part of “Faust”. That is something that powerfully moves people; in the second part, he has woven quirks and incomprehensible stuff into it.
We want to follow how “Faust” grew out of Goethe's life, how he always tried to penetrate to the spiritual sources of external nature. Even as a boy, he sought to approach what he then understood as the great God of nature, as the spirit that rules over all natural phenomena. As a seven-year-old boy, he took a music stand, laid minerals, rocks, plants from his father's herbarium on it to hold the realms of nature together. — This expressed a feeling in the mood, the representatives of what nature is. For the seven-year-old Goethe, this was the altar at which he wanted to make his sacrifices to the great god of nature. He placed a small incense stick and a burning glass on top and waited for the rising morning sun to collect its rays and ignite the small incense stick to a sacrificial fire before the great god of nature. We then see how his soul gradually matured to the mood – after the move from Frankfurt to Weimar – that he enthusiastically expressed in the prose hymn “Nature”. Here he expresses his reverence for the spiritual realm, in the words:
He knew himself so at one with everything excellent and everything seemingly deformed in nature that he said:
And the other:
What lies between these two times? Frankfurt and Weimar. How did he ascend to what we find in the powerful lyrical outburst in that prose hymn? From step to step, sometimes in unconscious urge, he has ascended in life. In his innermost being, at first unconsciously, he felt an irrepressible, invincible urge to know, which could not be hindered by anything, and which was connected with the whole of his life at every moment, pouring out, as it were, into the whole of his life, so that there can be no theory, no world of ideas for him at all, without his whole world of feeling and emotion being impregnated with his heart's blood. During his student years in Leipzig, he studied natural science, although he was destined for jurisprudence. In nature, he saw a kind of writing, in the natural world and natural facts, parables that express, speak like a writing, something that reigns as a secret in the outer sensual nature. Not through flashes of inspiration and fantasies did he want to penetrate the secrets of existence – he was born to the quiet walk through the world, which goes from step to step, from appearance to appearance. He did not want to grasp the phenomena of the world with a fanciful philosophy, even if the outer life, the passions, often rule more stormily and make invisible, so to speak, the actual, inner, calm, sure striving — this was always present in Goethe's life as a deep foundation. Now, towards the end of his time in Leipzig, a life event of the most serious kind occurred that immensely deepened his quest for knowledge: He fell dangerously ill. Where must knowledge lead us if it is to be true knowledge? It must lead us to where we penetrate into the secrets of life, as if led through closed gates, to those gates that life itself locks. Knowledge that would recoil from the problem of death could not satisfy the earnest striving of the human soul. The passing of death, which puts an end to everything that lives within the human mind and can be perceived with the external senses, imbued him with the seriousness in his quest for knowledge that his soul demanded. In Frankfurt, where he now returned, it was other important experiences that strongly influenced him and about which he gives us hints in his autobiography “Dichtung und Wahrheit”. He came into contact with circles that were characterized by the earnest striving to connect what lives as spirit in ourselves with the great spirit of the world. At the center of those circles, which aspired from the depths of their souls to the depths of the world, was Susanne von Klettenberg. He turned to the study of very strange works, for example, “Aurea Catena Homeris”. Some of today's intellectuals would find only the most extravagant nonsense in it. Goethe did not. He did not find the kind of information one would find in a book on natural science, but rather things that affected him in such a way that he felt forces well up in his soul that he had to assume were otherwise dormant in man. He felt like a blind person born blind, in relation to the physical world, when he is operated on and his eyes open so that he can now perceive what was previously also present but not perceptible. He found symbolic thoughts in those books. The dragons, triangles, signs of the planets awakened in him a hunch that our soul can become like an organ for spiritual worlds. He was still in this mood when he moved to Strasbourg. The first mood pictures of “Faust” emerged from this mood. So it is part of his soul, of his heart's blood, when we see Faust at the very beginning, how he has studied all the sciences - like Goethe in Leipzig - and then, unsatisfied by this, tries to penetrate into the supersensible world through a special method of spiritual research. Nostradamus, Sign of the World Macrocosm. He now lets Faust experience that his soul is still too small to develop within itself a sense for the great world. He seeks to evoke within himself the mood with which he can penetrate into what lives as a spiritual being, beyond earthly existence. He conjures up the earth spirit. From the answer that this gives him,
It is clear that the earth spirit is a creative, productive force, that life is expressed in the elements of earthly existence, but one thing is missing: there are no passions or desires in it – only birth and death. He, the earth spirit, appears as an entity that expresses the higher, desire-free, purified forces of human nature in his character. It is an important law of the spiritual world that knowledge is not independent of moral endeavor. Knowledge in the higher sense can only be attained when our soul sheds that which is connected with desires, affects, inclinations, passions. The passions slumber in the depths of the soul, pervading the world of thought and knowledge. Goethe knew that the purity of the earth spirit is an ideal, but he also knew how difficult it is to fulfill. When the earth spirit then calls out to Faust:
sounds like the echo of his own inner being, which is aware of how far removed it is from the actual spirit of knowledge. The body also hinders its materiality from revealing the pure forces that can approach the spirit. Faust feels: I am held down by what I do not see in my outer corporeality, not by the material forces, but by what is supersensible in corporeality. The embodiment of this supersensible in the physical is Mephistopheles; that is the spirit that he grasps for the time being. All the scenes in which he portrays how this companion and fellow attempts to lead Faust through the whole life of sensuality arise from him, always trying to pull him down from the regions of spiritual life into that which man as spirit and soul can only experience within the body. Step by step, Faust seeks to overcome Mephistopheles. Through the development of his own soul, he wants at all costs to penetrate into the spiritual world. But not through artificial, tumultuous means - spiritists - but seriously, piece by piece, [Goethe] lets the world affect him until he sees in all the details of nature something like characters that express the mysterious life of nature. After all that he had seen in the way of minerals and plants, he wanted to make a journey to India to look at what he had discovered in his own way, to read it again with the powers of the spirit that had now become his own. Appearance after appearance, fact after fact, he wanted to let it work on the soul, so that through the spiritual eyes and ears developed for the soul, the spiritual natural reasons for existence would leap out of the facts. In Italy he examines everything to see if it can be a sign in the great cosmos. When he saw the works of art, he wrote, who had previously been a follower of Spinoza's theory:
because he felt that there is a spiritual force behind art, that each individual work of art is a letter and that letter by letter, work of art by work of art, they fit together to teach us to read what, as a spirit, stands behind creative humanity in relation to art. Nature, plants, animals, everything, even in the mineral world, does not belong to dead material, but to the written character for the spirit behind it. When Faust addresses the earth spirit:
etc., it is as if he wanted to say: I now have a different relationship to the exalted spirit, which at the time touched me like a presentiment that made me unhappy because I could not realize it. I am beginning to understand you! The difference between the Promethean urge of the young Goethe and the overarching wisdom of the old Goethe is expressed in the fact that he does not want Faust to translate the first chapter of the Gospel of John: “In the beginning was the Word.” In contrast, in Pandora-1807, he writes:
Man is more than what he locks up in himself, he is something that great cosmic forces fight for, forces of good and evil – prologue in heaven. The human soul is the theater of their struggle. The soul world is a world of spiritual colors and sounds: the new day is already born for spiritual ears, it trumpets, it sounds, the unheard does not hear itself. |