221. The Invisible Man Within Us
11 Feb 1923, Dornach Tr. Unknown Rudolf Steiner |
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Poisonous substances have the peculiarity that they do not make use of the etheric as do the normal green substances in the plant; instead they turn directly to the astral, so that the astral enters into this substance. |
221. The Invisible Man Within Us
11 Feb 1923, Dornach Tr. Unknown Rudolf Steiner |
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When we consider the human being, two beings can be clearly distinguished. You will recall that in various recent studies I have explained how the physical organization of the human being is spiritually prepared during the pre-earthly life. In a certain sense it is then sent down as spiritual organization before the human being enters with his ego into earthly existence. This spiritual organization continues to be active essentially during the entire physical life on earth, but it does not express itself during physical earthly life as something outwardly visible. The outwardly visible aspect of this spiritual organization is essentially cast off at birth, consisting of the embryonic membranes that envelop the human embryo during its development—the chorion, the allantois, the amnion, the yolk sac—everything, in other words, that is cast away as physical organization when the human being attains a free physical existence on leaving the womb. Yet this pre-earthly organization continues to be active in the human being throughout his entire life. It is somewhat different in character, however, from the body soul-spirit efficacy of the human being during his physical earthly life. And this is what I would like to speak about today. In a certain sense, then, we have an invisible man within us. It is contained in our growth-forces as well as in those hidden forces through which nourishment occurs. It is contained in everything in which the human being is not consciously active. Its work extends into this unconscious activity, right into the growth activity, into the daily restoration of forces through nutrition. And this work is the aftereffect of the pre-earthly existence, which in earthly existence becomes a body of forces that is active in us but does not come to conscious manifestation. Today I would like to describe to you the character of this invisible man, which we all carry within us, contained in our forces: growth and nutrition, as well as in our reproductive forces. Proceeding schematically, we can say that this invisible man also contains the ego, the astral organization, the etheric organization (and therefore the body of formative forces), and the physical organization. Of course in the human being after birth the physical organization of the invisible man is inserted into the other human physical organization, but in the course of today's considerations you will begin to understand how the invisible man can lay hold of the physical organization. Drawn schematically it would look like this (see drawing, [right]). In this invisible man we have first the ego organization (yellow); then we have the astral organization (red), then the etheric organization (blue), and finally we have the physical organization (white). This physical organization of the invisible man penetrates only into the nutrition and growth processes, into everything where the lower man, as we have often called it—the metabolic-limb man—manifests itself in the human organization. All currents, all effects of forces in this invisible man proceed from the ego organization into the astral, then into the etheric, and on into the physical organization (see arrow). They then spread out in the physical organization. In the human embryo, what we call here the physical organization of the invisible man is present in the embryonic envelopes, in the embryonic sheaths, the chorion, the allantois, the amnion, and the yolk sac. In the human being after birth, however, the physical organization of the invisible man is contained in the nourishing and restorative processes in the human being. Thus viewed from outside, this physical organization is not separated from the other physical organization of the human being but is united with it. In a certain sense, then, in addition to this invisible man we have the visible human being that we encounter after birth. I will sketch this visible human being right next to the invisible one (see drawing). This is how the mutual interpenetration of the physical and superphysical human being would appear during earthly life. During earthly life there is a continuous stream from ego to astral body, to etheric body, to physical body (see arrows). In the human being after birth, this stream flows into the metabolic-limb organization, in the forces of our outer movement, and also in the inner forces of movement that carry ingested food into the entire organization up to the brain. In addition to this, however, there is a direct intervention of forces that enter the entire human being directly from the ego. An activity thus penetrates us, a stream that flows directly from the ego into the nerve-sense organization without first passing through the astral body and etheric body; instead this stream lays hold of man's physical body directly. Naturally this penetration is strongest in the head, where most of the sense organs are concentrated, but I should actually draw this stream in such a way that it spreads out over the skin-senses, over the entire human being, just as I would have to draw a stream for the course of food taken in by the mouth. Schematically, however, my drawing is quite correct. In the human head, then, we have one organization that flows up from below, proceeding from the ego but passing through the astral, etheric, and physical and then to the ego. We have another stream that enters the physical directly and flows down. If we examine the human organism, we arrive at the insight that this unmediated stream, which enters the physical directly from the ego and then branches out over the whole body, proceeds along the nerve pathways. Thus when the human nerves spread out in the organism, the outwardly visible nerve strand is the visible sign of these outspreading streams that enter the entire organism directly from the ego, proceeding from the ego into the physical organization without mediation. The ego organization at first runs along the pathways of the nerves. This has an essentially destructive effect on the organism. There the spirit enters directly into physical matter, and wherever the spirit enters physical matter directly a destructive process occurs, so that along the nerve pathways, proceeding from the senses, a delicate death process spreads out through the human organism. The other stream, which in the invisible man goes through the astral, etheric, and physical bodies, can be traced in the human being by following the blood pathways up to the senses. Thus when we examine the human being as we encounter him here on earth, we can say that the ego flows in the blood. But the ego flows in such a way that it first ensouls its forces through the astral organization and through the etheric and physical organizations. After first taking along the astral and etheric organizations, the ego streams through the physical organization in the blood from below upward. Thus the entire invisible man flows in the blood as a constructive process, as a growth process, as the process that constantly renews the human being by working through his food. This stream flows in the human being from below upward (speaking schematically), pours itself into the senses, and therefore also into the skin, and encounters the other stream which, from the ego, takes hold of the physical organization directly. Actually, however, this whole matter is even more complicated, because we must also consider the breathing process. In the breathing process, the ego flows into the astral body, but then it goes directly into the lungs along with the air. Thus something from the super-sensible man also underlies the breathing process, but not in the same way as occurs in the nerve-sense process, where the ego takes hold of the physical organization directly. In the breathing process, the ego permeates itself with the astral forces, taking hold of oxygen and only then, no longer as pure ego organization but as ego-astral organization, does it take hold of the organism with the help of the breathing process. It could also be said that the breathing process is a weakened process of destruction, a weakened death process. The actual death process is the nerve-sense process, and a weakened process of destruction, a weakened death process, is the breathing process. This is then confronted by the process in which the ego further strengthens itself by streaming up to the etheric body and only then being taken up. This process, taking place mainly in the super-sensible so that it cannot be traced by the usual physiology, is active in the pulse; there it is still outwardly perceptible. It is a restorative process, not as strong as the direct metabolic-restorative process, but rather a weakened restorative process. As we have seen, the breathing process is to a certain extent a destructive process. Our life would be much shorter if we absorbed more oxygen. The more the carbonic acid formation process of the blood counters the absorption of oxygen in the breathing process, the longer our life will be. Thus everything interacts within the organism, and in order really to understand what is going on, one needs to understand the super-sensible human being, because its outwardly visible aspects were cast off with the embryonic membranes and are active in the human being after birth only through invisible forces. These forces can be clearly designated, however, if we proceed from the anthroposophical knowledge of the human being. If, for example, we look into the eye with this anthroposophical knowledge, we see that the blood process courses through the eye in fine ramifications. This is taken hold of by the nerve process going in the opposite direction. The blood process always moves toward the periphery in the human being, moving centrifugally; the nerve process, which is in fact a breakdown process, is always directed centripetally, toward man's inside. All processes that occur in the human being are metamorphoses of these two processes. If the interaction of pulse and breathing is properly coordinated, then the lower man is properly connected to the upper man. If this is the case and no external injuries intervene, an individual should be basically healthy. Only when breakdown predominates will destructive processes encroach on the activities in the organism. The human being becomes ill because something foreign accumulates in his organism that has not been worked through in the right way, something containing excessive breakdown forces, containing too much of what is related to the physical nature that surrounds the human being in his earthly environment. The spiritual element's direct penetration of the organism by way of the ego brings about those processes that produce pathological occurrences, foreign formations. These foreign formations may not manifest immediately in physical symptoms, but they may manifest in the fluid and even in the airy aspect of the human being. They can develop, and if they are not countered by a healing process that flows from below along the pathways of the blood, they cannot dissolve. These formations have the tendency to form tumor-like accumulations in the body and then to fragment within. If the blood-formation process confronts them in the right way, they can dissolve and again become part of the general life of the body. But when a damming up is brought about by an excessive breakdown process from above downward, it takes hold of one of the organs. Foreign bodies are then formed, which are first exudative, tumor-like, but then have the tendency to run their course like the external processes of earthly nature and fall to pieces. In this case we need to understand that not enough of the super-sensible human being is taken up along the path I have drawn here next to the physical human being. You see, one cannot speak about healing directly through human activity, because the moment that too much activity is developed from the nerve-sense organization, in a centripetal direction—when too many of the environmental processes are “stuffed” into man so that these tumor-like formations develop somewhere, which then decompose—in that moment the other system, which runs along the blood vessels, becomes rebellious. It wants to bring about healing, wants to penetrate the organism with the proper astral and etheric forces that can come from below. It wants to prevent the ego, or the ego working with the astral body, from acting alone. The healer has to take into account this revolutionary principle in the human organism, and healing consists of supporting, by external means, what is already present in the organism as an original healing force. When a tumor-like formation arises, it is a symptom of the ego activity from the stream of the invisible man not penetrating in the right way from out of the etheric body. The ego activity does assert itself, but may at times be unable to approach the tumor. We might then support the etheric body in this direction so that it can become active. It can become active in the right way if it is first permeated by the ego and astral body and then becomes active. That which comes from above and has not taken up etheric activity, but at most ego and astral activity, poisons the organism. When the etheric body approaches this, when we counter the ego and astral activity with etheric activity, we support the healing process already present and striving to be active in the human organization. We only have to know, in such a case, by what means the etheric organization, permeated in the right way by astral and ego organization, can penetrate the body. In other words, in such a case we simply need to help the etheric organization with a remedy. Therefore we must know which remedy will make the etheric organization stronger in such a case, so that its constructive force opposes the excessively destructive force. Thus we can see that we will never comprehend the pathology that underlies therapy unless we take into account the invisible man. It may also be, however, that when a person is born he does not penetrate strongly enough with his ego and astral organization—his soul-spiritual organization—into the physical organization. The soul-spiritual organization does not push its way into the physical organization suffciently. Then in this individual there will continually be a preponderance of the growth forces active from below upward, which are not given sufficient heaviness through integration with the physical organization. An individual can be born in such a way that the invisible man takes insufficient hold of his physical body, refusing to penetrate into the blood process in the right way. Then man's spirit cannot approach the blood process. In such individuals we can already see the consequences of this from childhood on. They remain pale and thin, or, because of the predominating growth forces, grow radiply tall. The the soul-spiritual cannot properly enter the organism. And because the body refuses to take up the soul-spiritual, our goal must be to weaken the excessively strong etheric body where the activity has become too strong. In such pale, lanky individuals we must strive to contain the hypertrophic, excessively active forces in the etheric body, restraining them to their proper degree. By this means we can bring heaviness into the body; the blood, for example, by receiving the necessary iron content, receives the appropriate heaviness. Then the etheric body is not as active in an upward direction, and its effect on the upper man is weakened. In such individuals another condition might be noticed: what I would like to call the night processes predominate over the day processes. You could say that at night the physical-etheric organization of every normal person refuses to absorb the soul-spiritual. This night organization of a person lying in bed—not of the invisible man, who is outside—is too strong in those people who have a sort of inborn consumption, as I have just described. In such cases, the day organization must be supported. This means that it has to be given a certain heaviness by encouraging the breakdown processes. If one enhances the breakdown processes and inwardly there appears that which hardens and finally falls to pieces (in healing, of course, this must happen only to a small extent) then the overflowing force of the etheric body is restrained and consumption is held back. In this way, out of knowledge of the entire human being, we can comprehend the curious interaction between health and disease, This interaction is always present and is essentially balanced out by what occurs between pulse and breath. If we then come to know by what outer means one or the other can be enhanced, it will be possible to support the natural healing proceses that are always present, but I would say, not always able to arise. What outer means we use is not such a simple matter, for a totally foreign process cannot be introduced into the human organism. When some kind of foreign process is introduced, it is at once transformed into its opposite within the organism. If you eat something, the food contains certain chemical forces. In absorbing them, the organism transforms them at once into their opposite. This is necessary. If, for example, the food maintained its external character too long after being absorbed, then it would begin to break down as it does in outer nature and would thus bring destructive and death-bringing breakdown processes into the human being. You can pursue the details of the processes that I have developed for you here from the entire human being. Let us assume, for example, that you stick yourself with a foreign object like a splinter. Your body can react in two ways. Suppose you cannot extract the foreign object so that it remains inside you. Then two things can happen. The constructive force active in the flowing blood surrounds the foreign object. It gathers around the object, but in doing so it moves away from its own customary position. This immediately leads to a preponderance of the nerve activity there. Then an exudate-like formation begins to encapsulate the foreign object. When this happens, the following takes place in that part of the body: whereas usually, when there is not a foreign object in that spot, the etheric body penetrates the physical body in a certain way, in this situation the etheric body is unable to penetrate the foreign object; instead, within this area a bubble will form that is filled out only with the etheric. We have within us a small portion of the body that contains a foreign object and where a small portion of the etheric body is not organized by the physical. In this case it is important to strengthen the astral body in that spot to such an extent that it can be effective in the small portion of the etheric body without the help of the physical body. Through this encapsulation our body has actually made use of the destructive forces, separating out these destructive forces in a small section of the body and then incorporating into it the healing etheric body. This will then have to be supported by the astral and the ego through an appropriate treatment. In such a case we have to say that, in a certain sense, what lies above the physical in the human being has to become strong enough to be active without the physical in this small part of the human organization. This always happens in what is called a healing of some foreign intrusion in the human being, for example when a person gets stuck with a splinter and it becomes encapsulated. In this part of his body man's whole organization is moved a little bit upward. It can also happen that something foreign is formed purely out of the organism. This must be regarded in the same way. A completely different process could take place, however, if we have been stuck by a splinter. It could be that the nerve activity surrounding the splinter gets stronger and predominates over the blood activity. Then the nerve activity, in which the ego is active (or possibly the ego strengthened by the astral body), stimulates the blood activity. The nerve-sense activity, which goes through the whole body, stimulates the blood activity and does not permit an exudate to form. Instead it stimulates a secretory process, leading to the formation of pus (white). And because the nerves are pushing out (arrows), the pus is also driven to the periphery by the push that goes through the nerve tracts in their destructive activity. The splinter comes out and the area heals over. You can see, then, that if the splinter is too deep in the organism, so that the pushing force of the breakdown system, the nerve-sense system, is insufficient to bring it to the outside, then the constructive activity in the blood vessels will be stronger and lead to encapsulation. If the splinter is closer to the surface, then the nerve-pushing force, the destructive force, will be stronger. It will excite or stimulate what wants to become an exudate so that it will make use of the breakdown channels that are always present anyway, leading to the outside, and the whole area will suppurate. Therefore we can actually say that we carry in us, in incipient form, in the moment of coming into being, the tendency for our organism to harden toward the inside in a centripetal direction and to dissolve again toward the outside in a centrifugal direction. In the normal processes of the human body, however, the tumor-forming force that is directed inward and the suppurative-inflammatory force that is directed toward the periphery are in equilibrium. Generally our inflammatory process is strong enough to overcome the tumefying force tending toward breakdown. Only when one process is stronger than the other will a real tumefaction or a real inflammation develop. You must not be under the impression, of course, that everything is as easy to comprehend in reality as it seems when matters have to be simplified in a schematic presentation. In reality the processes interpenetrate one another. In fact, you can observe that when the inflammatory forces are strong in the human being there will be febrile phenomena. These are essentially the result of excessively strong constructive processes located in the blood. With the force of selfhood (Eigenkraft) that frequently develops in a person with a fever, it could be possible to provide quite a bit of strength to a second person, if the means were available for diverting the forces from one to the other in the right way. On the other hand, where the breakdown forces are working strongly, cooling phenomena occur. The presence of these phenomena is not as easy to substantiate as the febrile phenomena, but these two types of phenomena alternate so that in reality we are always dealing with interpenetrating activities that simply have to be distinguished if we wish to comprehend what is going on. A question often arises concerning poisons that occur in nature, for example the poison in belladonna, the deadly nightshade: how are actual poisons different from ordinary substances that we find in our environment and use for food? When we eat food, something is introduced into the organism that is formed in outer nature similarly to the way in which our invisible man is formed. We take into us something that proceeds from a spiritual activity, enters an astral activity, then an etheric activity, and finally a physical activity. In nature such an activity is directed from above downward; it acts upon the earth from the periphery, as it were. This activity is related to our inner ego activity, which is a purely spiritual activity. If what I have depicted schematically flows down, but transforms itself via the astral, then further via the etheric, then going down into the physical, then the plant as a rule takes up such an activity. The plant grows toward this activity from below upward and takes up this etheric activity, which, however, already rightly contains from above the astral and ego activity, i.e., the soul and spiritual activity. It is also possible for something else to take place, as it does with a poison. Poisonous substances have the peculiarity that they do not make use of the etheric as do the normal green substances in the plant; instead they turn directly to the astral, so that the astral enters into this substance. With belladonna, the fruit becomes especially greedy and is not satisfied by taking up just the etheric; instead the fruit takes up the astral directly, before this astral has taken up the life-forces through the etheric in streaming downward. You could say that in such cases the astral is continually dripping from the world-periphery directly down to the earth instead of entering the etheric. And such drops of the astral being, which have not gone through the ether atmosphere of the earth in the right way, can, for example, be found in the poison of the deadly nightshade. We also have this cosmic astral element dripping down into the plant in the poison of the Jimsonweed fruit, in hyoscyamus (henbane), etc. What therefore lives in this plant substance, for example in the deadly nightshade, is related to the activity that enters the human nerves and circulation of oxygen directly from the ego or the astral body. Thus by taking in the poison of the deadly nightshade, we get a significant strengthening of the breakdown processes in us, those processes that usually enter the physical body directly from the ego. The human ego is not generally strong enough to tolerate such a strengthening of breakdown processes. If the opposite activity is too great, however—the activity that proceeds from below upward in the blood vessels—one can counter it with such breakdown processes from nature. Atropine, the poison of the deadly nightshade, can thus be used in small doses to counteract excessive growth processes in the human being. The moment there is too much of this poison, however, we cannot talk about an equilibrium anymore. Then the growth processes are pushed back and the human being is benumbed by a spiritual activity that he is not yet able to tolerate with his ego. He will be able to tolerate such a spiritual activity perhaps only in future conditions, in the Venus and Vulcan stages of evolution. This is why the peculiar symptoms of poisoning occur. First the point of origin of the activity effective in the blood is undermined; then the gastric manifestations arise that appear after the ingestion of deadly nightshade poison; then the forces working from below upward are strongly prevented from doing so in the right way; finally complete unconsciousness occurs with the destruction of the human being from the side of the breakdown processes. Thus we can trace the effect of such a substance in the human organism if we know the spiritual content of a substance we have absorbed. This can best be studied in plants. Knowledge of the human organism must be joined with a proper knowledge of outer nature. We must come to know what lives in individual plants. Then we will also know how the different plants affect the human being, in dietary prescriptions for example. Then we will really be able to achieve something if the proper social conditions are brought about at the same time so that these things can really be applied. Today, even if we know something, we are usually unable to do anything, because our social conditions are in no way adapted to the knowledge of nature. The knowledge of nature is abstracted, is driven into the abstract so that we cannot grasp the human being's real position in the whole universe. It would not yet be possible on a large scale, for example, for us to ensure that individuals who might need it could receive a certain plant substance in some sort of rhythm. In order to make this possible in a comprehensive way, our scientific medicine must take on a different character. The outer arrangements in all social life need to be related to what can be known about the human being's relationship to surrounding nature. Certainly a great deal can be done in isolated instances. We can prepare roots by boiling them for someone in whom the breakdown processes proceeding from the head are too strong. We can decoct certain roots that are known to contain substances that have drawn the spiritual, the astral, and the etheric in the right way into the physical in the process of root formation. Through introducing substances from the process of root formation into the human organism and bringing them to activity in the organism, a person receives something that goes up to the finest ramifications of the blood vessels at the outermost periphery, going into the head. By doing this we can call forth something to counteract the excessively strong breakdown processes of the nervous system. But one needs to have an exact conception of the changes that plant substances from the root undergo when taken in through the mouth and worked through in order to go to the outermost periphery of the head organization or skin organization. In other cases we would have to know how substances taken from the flower act in the human organism. These substances are already a little shaky in their relationship to the etheric, they have already taken up the astral to a significant extent. In a certain sense they already approach the poisonous, though only slightly. We would have to know that when these substances are added to baths, and thereby brought into the organism in a completely different way, we can stimulate the excessively weak upbuilding organization that lies in the blood vessels. We would then counteract from outside the influence from the breakdown activity. It is similar if we wish to pursue the inner effectiveness of injected substances. There we are essentially trying to strengthen the upbuilding processes so that a proper equilibrium with the breakdown processes is established. This is why, particularly when giving injections, we must always observe how the breakdown processes react. We will not get the right effect if we cannot see how the breakdown processes first resist and then only gradually enter into the upbuilding process in the right way. When injecting something, therefore, we may notice that slight visual disturbances and buzzing in the ears arise, because at first the breakdown processes refuse to enter into the right equilibrium with the strengthened upbuilding processes. But when such symptoms appear they provide a guarantee that we are indeed intervening in the processes. You see, anthroposophy is really not concerned with furnishing sectarian aunt-and-uncle gatherings with schemes they can argue about, schemes describing how the human being consists of physical body, etheric body, astral body, and ego. Rather it is very seriously concerned with comprehending the human being and his relationship to the world, with bringing the spiritual into everything material. And if anthroposophy really wants to secure its place in the world, it must be understood that it is able to pursue the spiritual into the material. As long as we merely occupy ourselves with aunt-and-uncle gatherings in sectarian circles, with squabbling over the division of the human being, we will be engaged in conflict about all sorts of other sectarian things. The moment we can really show how anthroposophy touches on all other knowledge, casts light on all other earthly knowledge—just as astrology illuminated earthly processes in earlier times—then anthroposophy will be something that can take hold of modern civilization. Then truly constructive progress may begin in human civilization, even in the face of the destructive processes originating in older times. Such seriousness must be combined with what could be called one's commitment to anthroposophy. Certainly not everyone can always participate so actively that he himself discovers, for example, how belladonna on one side and chlorine on the other work in the human organism. For each individual to discover this is not the point; instead what is important is for an understanding to arise in wider circles, a common feeling for how what is therapeutic for the human being can be gained from an anthroposophical knowledge of the earth and the human being. In Waldorf education, we would not expect that every person could be a teacher, or at least teachers of children from elementary school on. We do expect, however, that there be general understanding of how educational principles are established out of knowledge of the human being and the world. Anthroposophy needs to be met with understanding. It would be wrong to believe that everyone should know everything, but the activity of an anthroposophical community should consist of building a general understanding, based on healthy common sense, for what anthroposophy is striving to realize for the health and future of humanity. Entry in Rudolf Steiner's Notebook, February 11, 1923The ether becomes similar to that of the nerve-sense system: A. The ether becomes similar to that of the metabolic system: B. Pus = the organic (etheric) permeated by outer, centrifugal astrality—on the path to the outside Congealed exudate = the (etheric) organic permeated by inner, centripetal astrality—on the path of disappearing out of the physical world— In healing, the organism only continues a process that is already active in the daily defense against outer processes penetrating into the human being, which are poisoning— The lower system (which accomplishes this) separates the outer, after it has permeated the same with centrifugal forces, as they are active in the growth of plants—as they are present in sleep. What poisons is the centripetally active [force]—of the nerve-sense system—which leads the outer world inward—it leads the outer world inward after cooling it (making it into mere form), so that through it the spiritual penetrates inward directly. The inhibited inhalation, nourishing, the excessively strong day processes; the excessive exhalation, digestion, the excessively strong night processes. The body has not taken up the spirit, excessively strong night processes = one is feverish: a formation of inner softening—pus. The body takes up the spirit too strongly, excessively strong day processes = one freezes: a formation of inner hardening—inward exudate-like—fragmenting. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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When anthroposophy is discussed in certain circles today, one of the many misstatements made about it is that it is intellectualistic, that it appeals too predominantly to the scientific mind, and that it does not sufficiently consider the needs of the human Gemüt. For this reason I have chosen Anthroposophy and the Human Gemüt as the subject of this short cycle of lectures which, to my great satisfaction, I am able to deliver to you here in Vienna, my dear friends. The human Gemüt has indeed been wholly excluded from the domain of cognition by the intellectualistic development of civilization in the last three or four centuries. It is true that today one never tires of insisting that man cannot stop short at what the dry, matter-of-fact intellect can comprehend. Nevertheless, when it is a case of acquiring knowledge people depend exclusively upon this intellect. On the other hand, it is constantly being emphasized that the human Gemüt ought to come into its own again—yet it is not given the chance to do so. It is denied the opportunity of making any contact whatever with cosmic enigmas, and its sphere of action is limited to the most intimate concerns of men, to matters that are decided only in the most personal way. Today we shall discuss first in what I might call a sort of historical retrospect how, in earlier periods of human evolution, this Gemüt was granted a voice in the search for knowledge, when it was permitted to conjure up grandiose and mighty images before the human soul, intended to illuminate man's efforts of realizing his incorporation into the body of world events, into the cosmos, and his participation in the changing times. In those days when the human Gemüt was still allowed to contribute its share in the matter of world views, these images really constituted the most important element of them. They represented the vast, comprehensive cosmic connections and assigned man his position in them. In order to create a basis for further study of the human Gemüt from the viewpoint of anthroposophy, I should like to present to you today one of those grandiose, majestic images that formerly were intended to function as I have indicated. It is at the same time one of those images especially fitted, at present, to be brought before men's souls in a new manner, with which we shall also deal. I should like to talk to you about that image with which you are all familiar, but whose significance for human consciousness has gradually partly faded, partly suffered through misconception: I refer to the image of the conflict, the battle, of Michael with the Dragon. Many people are still deeply affected by it, but its more profound content is either dim or misunderstood. At best it makes no such close contact with the human Gemüt as was once the case, even as late as the 18th Century. People of today have no conception of the changes that have taken place in this respect, of how great a proportion of what so-called clever people call fantastic visions constituted the most serious elements of the ancient world views. This has been preeminently the case with the image of Michael's combat with the Dragon. Nowadays, when a man reflects upon his development on the earth, a materialist world view inclines him to trace his relatively more perfect human form back to less perfect ones, farther and farther back to physical-animal forbears. In this way one really moves away from present-day man who is able to experience his own being in an inner, psycho-spiritual way, and arrives at far more material creatures from whom man is supposed to have descended—creatures that stood much closer to material existence. People assume that matter has gradually developed upward to the point where it experiences spirit. That was not the view in comparatively recent times: it was really the exact opposite. Even as late as the 18th Century, when those who had not been infected by the materialistic viewpoint and frame of mind—there were not yet many who were so infected—cast their inner gaze back to prehistoric mankind, they looked upon their ancestors not as beings less human than themselves but as beings more spiritual. They beheld beings in whom spirituality was so inherent that they did not assume physical bodies in the sense that people on earth do today. Incidentally, the earth did not even exist then. They beheld beings living in a higher, more spiritual way and having—to express it crudely—a body of much finer, more spiritual substance. To that sphere one did not assign beings like present-day men but more exalted ones—beings having at most an etheric body, not a physical one. Such, approximately, were our ancestors as people then conceived them. People used to look back at a time when there were not so-called higher animals either, when at most there were animals whose descendants of the jelly-fish kind live in the oceans of today. On what was the ancestor of our earth, they represented, so to speak, the animal kingdom, the plane below that of man; and above the latter was the kingdom embracing only beings with at most an etheric body. What I enumerated in my Occult Science, an Outline, as beings of the higher hierarchies would still be today, though in a different form, what was then considered in a certain sense the ancestry of man. These beings—Angeloi, Archangeloi, and Archai—in the stage of their evolution of that time, were not destined to be free beings in the sense in which today we speak of freedom in connection with man. The will of these beings was not experienced by them in such a way as to give them that singular feeling we express by the phrase: to desire something arbitrarily. These beings desired nothing arbitrarily; they willed what flowed into their being as divine will; they had completely identified their will with the divine will. The divine beings ranking above them and signifying, in their interrelationships, the divine guidance of the world—these beings willed, in a sense, through the lower spirits—archangels and angels; so that the latter willed absolutely according to the purpose and in the sense of superior, divine-spiritual will. The world of ideas of this older mankind was as follows: In that ancient epoch the time had not yet arrived in which beings could develop who would be conscious of the feeling of freedom. The divine-spiritual world-order had postponed that moment to a later epoch, when a number of those spirits, identified with the divine will, were, in a sense, to receive a free will of their own. That was to occur when the right time had come in world evolution.—It is not my purpose to corroborate today from the anthroposophical viewpoint what I have been characterizing; that will be done in the next lectures. Today I am merely describing the conceptions occupying the most enlightened spirits even as late as the 18th Century. I shall present them historically, for only by this method shall we arrive at a new view of the problem of reviving these conceptions in a different form. But then—as these people saw it—among these spirits, whose real cosmic destiny was to remain identified with the will of the divine spirits, there arose a number of beings that wanted to disassociate their will, as it were, to emancipate it, from the divine will. In superhuman pride, certain beings revolted because they desired freedom of will before the time had come for their freedom to mature; and the most important one of these beings, their leader, was conceived of as the being taking shape in the Dragon that Michael combats—Michael, who remained above in the realm of those spirits that wanted to continue molding their will to the divine-spiritual will above them. By thus remaining steadfast within the divine-spiritual will, Michael received the impulse to deal adequately with the spirit that grasped at freedom prematurely, if I may put it that way; for the forms possessed by the beings of the hierarchy of the Angeloi, Archangeloi, and Archai were simply not adapted to a being destined to have a free will, emancipated from divine will, as described. Not until later in world evolution were such forms to come into being, namely, the human form.—But all this is conceived as happening in a period in which cosmic development of the human form was not yet possible; nor were the higher animal forms possible—only the low ones I mentioned. Thus a form had to come into being that might be called cosmically contradictory, and the refractory spirit had to be poured into this mold, so to speak. It could not be an animal form like those destined to appear only later, nor could it be the form of an animal of that time, of the then prevalent softer matter, so to say. It could only be an animal form differing from any that would be possible in the physical world, yet resembling an animal by reason of representing a cosmic contradiction. And the only form that could be evolved out of what was possible at that time is the form of the Dragon. Naturally it was interpreted in various ways when painted or otherwise represented—more or less suitably, according to the inner imaginative cognition of the artist concerning what was possible at that time in a being that had developed a refractory will. But in any case this form is not to be found among those that became possible in the animal scale up to man in the physical world: it had to remain a super-sensible being. But as such it could not exist in the realm inhabited by the beings of the higher hierarchies—angels, archangels, and so forth: it had to be transferred, as it were, placed among the beings that could evolve in the course of physical development. And that is the story of “The Fall of the Dragon from Heaven to Earth.” It was Michael's deed, this bestowing of a form that is supra-animalistic: super-sensible, but intolerable in the super-sensible realm: for although it is super-sensible it is incompatible with the realm of the super-sensible where it existed before it rebelled. Thus this form was transferred to the physical world, but as a superphysical, super-sensible form. It lived thereafter in the realm where the minerals, plants, and animals live: in what became the earth. But it did not live there in such a way that a human eye could perceive it as it does an ordinary animal. When the soul's eye is raised to those worlds for which provision was made, so to speak, in the plan of higher worlds, it beholds in its imaginations the beings of the higher hierarchies; when the human physical eye observes the physical world it sees simply what has come into being in the various kingdoms of nature, up to the form of the physical-sensible human being. But when the soul's eye is directed to what physical nature embraces, it beholds this inherently contradictory form of the Adversary, of him who is like an animal and yet not like an animal, who dwells in the visible world, yet is himself invisible: it beholds the form of the Dragon. And in the whole genesis of the Dragon men of old saw the act of Michael, who remained in the realm of spirit in the form suitable to that realm. Now the earth came into being, and with it, man; and it was intended that man should become, in a sense, a twofold being. With one part of his being, with his psycho-spiritual part, he was to reach up into what is called the heavenly, the super-sensible world; and with the other, with the physical-etheric part, he was to belong to that nature which came into being as earth-nature, as a new cosmic body—the cosmic body to which the apostate spirit, the Adversary, was relegated. This is where man had to come into being. He was the being who, according to the primordial decree that underlies all, belongs in this world. Man belonged on the earth. The Dragon did not belong on the earth, but he had been transferred thither. And now consider what man encountered on the earth, as he came into existence with the earth. He encountered what had developed as external nature out of previous nature kingdoms, tending toward and culminating in our present mineral, plant, and animal kingdoms, up to his own physical form. That is what he encountered—in other words, what we are accustomed to call extra-human nature. What was this? It was, and still is today, the perpetuation of what was intended by the highest creative powers in the continuous plan for the world's evolution. That is why the human being, in experiencing it in his Gemüt, can look out upon external nature, upon the minerals and all that is connected with the mineral world, upon the wondrous crystal formations—also upon the mountains, the clouds, and all the other forms—and he beholds this outer nature in its condition of death, as it were; of not being alive. But he sees all this that is not alive as something that an earlier divine world discarded—just as the human corpse, though in a different significance, is discarded by the living man at death. Although the aspect of the human corpse as it appears to us is not primarily anything that can impress us positively, yet that which, in a certain sense, is also a divine corpse, though on a higher plane, and which originated in the mineral kingdom, may be regarded as the factor whose form and shape reflects the originally formless-living divinity. And what then comes into being as the higher kingdoms of nature can be regarded as a further reflection of what originally existed as the formless divine. So man can gaze upon the whole of nature and may feel that this extra-human nature is a mirror of the divine in the world. And after all, that is what nature is intended to give to the human Gemüt. Naïvely, and not through speculation, man must be able to feel joy and accord at the sight of this or that manifestation of nature, feel inner jubilation and enthusiasm when he experiences creative nature in its sprouting and blossoming. And his very unawareness of the cause of this elation, this enthusiasm, this overflowing joy in nature—that is what should evoke deep down in his heart the feeling that his Gemüt is so intimately related to this nature that he can say to himself—though in dim consciousness: all this the Gods have taken out of themselves and established in the world as their mirror—the same gods from whom my Gemüt derived, from whom I myself sprang by a different way.—And all our inner elation and joy in nature, all that rises in us as a feeling of release when we participate vividly in the freshness of nature, all this should be attuned to the feeling of relationship between our human Gemüt and what lives out there in nature as a mirror of Divinity. As you know, man's position in his evolution is such that he takes nature into himself—takes it in through nourishment, through breathing, and—though in a spiritual way—through perceiving it with his senses. In these three ways external nature enters into man, and it is this that makes him a twofold being. Through his psycho-spiritual being he is related to the beings of the higher hierarchies, but a part of his being he must form out of what he finds in nature. That he takes into himself; and by being received in him as nourishment, as the stimulus of breathing, and even in the more delicate etheric process of perception, it extends in him the processes of outer nature. This appears in him as instinct, passion, animal lust—as everything animalistic that rises out of the depths of his nature. Let us note that carefully. Out there we see wondrously formed crystals, mineral masses that tower into gigantic mountains, fresh mineral forms that flow as water over the earth in the most manifold ways. On a higher plane of formative force we have before us the burgeoning substance and nature of plants, the endless variety of animal forms, and finally the human physical form itself. All that, living in outer nature, is a mirror of the Godhead. It stands there in its marvelous naïve innocence before the human Gemüt, just because it mirrors the Godhead and is at bottom nothing but a pure reflection. Only, one must understand this reflection. Primarily it is not to be comprehended by the intellect, but only, as we shall hear in the next lectures, precisely by the Gemüt. But if man does understand it with his Gemüt—and in the olden times of which I spoke, men did—he sees it as a mirror of the Godhead.—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him. That was the feeling still cherished by many of the most enlightened men even in the 18th Century. They still felt vividly the difference between outer nature and what nature becomes after man has devoured, breathed, and perceived it. They felt intensely the difference between the naïve outer nature, perceptible to the senses, on the one hand, and human, inwardly surging sensuality, on the other. This difference was still livingly clear to many men who in the 18th Century, experienced nature and man and described them to their pupils, described how nature and man are involved in the conflict between Michael and the Dragon. In considering that this radical contrast still occupied the souls of men in the 18th Century—outer nature in its essential innocence, nature within man in its corruption—we must now recall the Dragon that Michael relegated to this world of nature because he found him unworthy to remain in the world of spirituality. Out there in the world of minerals, plants, even of animals, that Dragon, whose form is incompatible with nature, assumed none of the forms of nature beings. He assumed that dragon form which today must seem fantastic to many of us—a form that must inevitably remain super-sensible. It cannot enter a mineral, a plant, or an animal, nor can it enter a physical human body. But it can enter that which outer, innocent nature becomes, in the form of guilt in the welling-up of life of instincts in the physical human body. Thus many people as late as the 18th Century said: And the Dragon, the Old Serpent, was cast out of heaven down to the earth, where he had no home; but then he erected his bulwark in the being of man, and now he is entrenched in human nature. In this way that mighty image of Michael and the Dragon still constituted for those times an integral part of human cognition. An anthroposophy appropriate to that period would have to explain that by taking outer nature into himself through nourishment, breathing, and perception, man creates within himself a sphere of action for the Dragon. The Dragon lives in human nature; and this conception dwelt so definitely in the Gemüt of 18th Century men that one could easily imagine them as having stationed some clairvoyant being on another planet to draw a picture of the earth; and he would have shown everything existing in the minerals, plants and animals—in short, in the extra-human—as bearing no trace of the Dragon, but he would have drawn the Dragon as coiling through the animality in man, thereby representing an earth-being. Thus the situation had changed for people of the 18th Century from that out of which it all had grown in pre-human times. For pre-humanity the conflict between Michael and the Dragon had to be located in outer objectivity, so to speak; but now the Dragon was outwardly nowhere to be found. Where was he? Where would one have to look for him? Anywhere wherever there were men on earth. That's where he was. If Michael wanted to carry on his mission, which in pre-human times lay in objective nature, when his task was to conquer the Dragon, the world-monster, externally, he must henceforth continue the struggle within human nature.—This occurred in the remote past and persisted into the 18th Century. But those who held this view knew that they had transferred to the inner man an event that had formerly been a cosmic one; and they said, in effect: Look back to olden times when you must imagine Michael to have cast the Dragon out of heaven down to earth—an event taking place in extra-human worlds. And behold the later time: man comes to earth, he takes into himself outer nature, transforms it, thus enabling the Dragon to take possession of it, and the conflict between Michael and the Dragon must henceforth be carried on on the earth. Such thought trends were not as abstract as people of the present would like thoughts to be. Today people like to get along with thoughts as obvious as possible. They put it this way: Well, formerly an event like the conflict between Michael and the Dragon was simply thought of as external; but during the course of evolution mankind has turned inward, hence such an event is now perceived only inwardly.—Truly, those who are content to stop at such abstractions are not to be envied, and in any case they fail to envision the course of the world history of human thought. For it happened as I have just presented it; the outer cosmic conflict of Michael and the Dragon was transferred to the inner human being, because only in human nature could the Dragon now find his sphere of action. But precisely this infused into the Michael problem the germinating of human freedom; for if the conflict had continued within man in the same way it had formerly occurred without, the human being would positively have become an automaton. By reason of being transferred to the inner being, the struggle became in a sense—expressed by an outer abstraction—a battle of the higher nature in man against the lower. But the only form it could assume for human consciousness was that of Michael in the super-sensible worlds, to which men were led to lift their gaze. And as a matter of fact, in the 18th Century there still existed numerous guides, instructions, all providing ways by which men could reach the sphere of Michael, so that with the help of his strength they might fight the Dragon dwelling in their own animal nature. Such a man, able to see into the deeper spiritual life of the 18th Century would have to be represented pictorially somewhat as follows: outwardly the human form; in the lower, animalistic portion the Dragon writhing—even coiling about the heart; but then—behind the man, as it were, for we see the higher things with the back of our head—the outer cosmic figure of Michael, towering, radiant, retaining his cosmic nature but reflecting it in the higher human nature, so that the man's own etheric body reflects etherically the cosmic figure of Michael. Then there would be visible in this human head—but working down into the heart—the power of Michael, crushing the Dragon and causing his blood to flow down from the man's heart to the limbs. That was the picture of the inner-human struggle of Michael with the dragon still harbored by many people of the 18th Century. It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life. The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. On one of the planets gradually arise the kingdoms of nature; man comes into being. And looking into the future, all this is seen to pass over again into the great graveyard of natural existence—The intellect cannot help imagining the matter in this way; and because more and more the intellect has become the only recognized autocrat of human cognition, the world view has gradually become what it is for mankind in general. But in all those earlier people of whom I have spoken today the eye of the Gemüt, as I might call it, was active. In his intellect a man can isolate himself from the world, for everyone has his own head and in that head his own thoughts. In his Gemüt he cannot do that, for the Gemüt is not dependent upon the head but upon the rhythmic organism of man. The air I have within me at the present moment, I did not have within me a moment ago: it was the general air, and in another moment it will again be the general air when I exhale it. It is only the head that isolates man, makes of him a hermit on the earth. Even in respect of the physical organization of his Gemüt, man is not isolated in this way: in that respect he belongs to the cosmos, is merely a figure in the cosmos. But gradually the Gemüt lost its power of vision, and the head alone became seeing. The head alone, however, develops only intellectuality—it isolates man. When men still saw with their Gemüt they did not project abstract thoughts into the cosmos with the object of interpreting it, of explaining it: they still read grandiose images into it, {Translator's Note: “Saw” them into it, is Rudolf Steiner's expression} like that of Michael's Fight with the Dragon. Such a man saw what lived in his own nature and being, something that had evolved out of the world, out of the cosmos, as I described it today. He saw the inner Michael struggle come to life in the human being, in the anthropos, and take the place of the external Michael battle in the cosmos. He saw anthroposophy develop out of cosmosophy. And whenever we look back to an older world view from the abstract thoughts that affect us as cold and matter-of-fact, whose intellectuality makes us shiver, we are guided to images, one of the most grandiose of which is this of Michael at war with the Dragon; Michael, who first cast the Dragon to earth where, I might say, the Dragon could occupy his human fortress; Michael, who then became the fighter of the Dragon in man, as described. In this picture that I have evoked for you, Michael stands cosmically behind man, while within man there is an etheric image of Michael that wages the real battle through which man can gradually become free; for it is not Michael himself who wages the battle, but human devotion and the resulting image of Michael. In the cosmic Michael there still lives that being to whom men can look up and who engaged in the original cosmic struggle with the Dragon. Truly, not upon earth alone do events take place—in fact, earth events remain incomprehensible for us unless we are able to see them as images of events in the super-sensible world and to find their causes there. In this sense a Michael deed was performed in the super-sensible realm shortly before our time, a deed I should like to characterize in the following way. In doing so I must speak in a manner that is nowadays discredited as anthropomorphic; but how could I relate it otherwise than by using human words to describe what occurs in the super-sensible world? The epoch during which Michael cast the Dragon down to earth was thought of as lying far back in the pre-human times; but then, man appeared upon the earth and there occurred what I have described: the war between Michael and the Dragon became ever more an inner struggle. It was at the end of the 19th century that Michael could say: The image in man is now sufficiently condensed for him to be aware of it within himself: he can now feel in his Gemüt the Conqueror of the Dragon—at least, the image means something to him.—In the evolution of mankind the last third of the 19th Century stands for something extraordinarily important. In older times there was in man primarily only a tenuous image of Michael; but it condensed more and more, and in the last third of the 19th Century there appeared what follows: In earlier times the invisible, super-sensible Dragon was predominant, active in the passions and instincts, in the desires and in the animal lusts. For ordinary consciousness that Dragon remains subsensible; he dwells in man's animal nature. But there he lives in all that tends to drag man down, goading him into becoming gradually sub-human. The condition was such that Michael always intervened in human nature, in order that humanity should not fall too low. But in the last third of the 19th Century the Michael image became so strong in man that the matter of directing his feelings upward and rising to the Michael image came to depend upon his good-will, so to speak; so that on the one hand, in unenlightened experience of the feelings, he may glimpse the image of the Dragon, and on the other hand, the radiant figure of Michael may stand before the soul's eye—radiant in spiritual vision, yet within the reach of ordinary consciousness. So the content of the human Gemüt can be this: The power of the Dragon is working within me, trying to drag me down. I do not see it—I feel it as something that would drag me down below myself. But in the spirit I see the luminous Angel whose cosmic task has always been the vanquishing of the Dragon. I concentrate my Gemüt upon this glowing figure, I let its light stream into my Gemüt, and thus my illumined and warmed Gemüt will bear within it the strength of Michael. And out of a free resolution I shall be able, through my alliance with Michael, to conquer the Dragon's might in my own lower nature. If the requisite good-will were forthcoming in extensive circles to raise such a conception to a religious force and to inscribe it in every Gemüt we would not have all the vague and impotent ideas such as prevail in every quarter today—plans for reforms, and the like. Rather, we would have something that once again could seize hold on the whole inner man, because that is what can be inscribed in the living Gemüt—that living Gemüt which enters into a living relationship with the whole cosmos the moment it really comes to life. Then those glowing Michael thoughts would be the first harbingers of our ability to penetrate once more into the super-sensible world. The striving for enlightenment would become inwardly and deeply religious. And thereby men would be prepared for the festivals of the year, the understanding of which only glimmers faintly across the ages—but at least it glimmers—and they would celebrate in full consciousness the festival the calendar sets at the end of September, at the beginning of autumn: the Michael Festival. This will regain its significance only when we are able to experience in our soul such a living vision. And when we are able to feel it in a living way and to make it into an instinctive social impulse of the present, then this Michael Festival—because the impulses spring directly from the spiritual world—could be regarded as the crowning impulse—even the initial impulse we need to find our way out of the present disaster: to add something real to all the talk about ideals, something not originating in human heads or hearts but in the cosmos. And then, when the trees shed their leaves and blossoms ripen into fruit, when nature sends us her first frost and prepares to sink into her winter death, we would be able to feel the burgeoning of spirit, with which we should unite ourselves—just as we feel the Easter Festival with the sprouting, budding spring. Then, as citizens of the cosmos, we would be able to carry impulses into our lives which, not being abstract, would not remain ineffectual but would manifest their power immediately. Life will not have a soul content again until we can develop cosmic impulses in our Gemüt. |
270. Esoteric Instructions: Seventh Lesson
11 Apr 1924, Dornach Tr. John Riedel Rudolf Steiner |
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He beholds himself as threefold. [It was marked in green.]2 Mind—Spirit He beholds himself in his threefold nature, expressed in soul in thinking, in feeling, and in willing. |
270. Esoteric Instructions: Seventh Lesson
11 Apr 1924, Dornach Tr. John Riedel Rudolf Steiner |
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My dear friends! A whole group of new members of this school have arrived here today, and so I am obliged to say at least a few words once again to convey something of the principles of this school. The first thing to be said about this school is that it forms the esoteric aspect of the existing Anthroposophical Movement, which with the Christmas Conference here at the Goetheanum has been newly reestablished. Earlier there were a few esoteric circles at the Goetheanum. All these esoteric circles must by and by come into this school, for it certainly has occurred that with the Christmas Conference a new spirit has come into the Anthroposophical Movement, insofar as it streams through the Anthroposophical Society. I have also just spoken the words abroad, in recapitulation, which should point out the difference between the Anthroposophical Movement before Christmas, and what we now have since Christmas. Previously the Anthroposophical Society was a sort of administrative body for anthroposophical teachings, for the substance of Anthroposophy. Since Christmas it is different. Now it does more than merely foster Anthroposophy in the Anthroposophical Society. Now it is constituted so that Anthroposophy is actually done, which means that all things that flow through the Anthroposophical Society bearing on operations and ideas are constituted so as to be anthroposophical through and through. What has happened with this renewal, my dear friends, must be taken in with sufficient depth, and fundamentally must be taken in with deepest sincerity. The renewal will then allow a differentiation between the Anthroposophical Society in general, and this esoteric school within the Anthroposophical Society. In keeping with the principle of openness that was established at the Christmas Conference, the Anthroposophical Society will of course require no more of its members than that they stand honestly by whatever Anthroposophy is, that they are, we might say, listeners to Anthroposophy, and that they make of this Anthroposophy whatever they can with their hearts and souls. It is quite different within the school. Whoever enters this school, declares thereby that as a member he will be a true representative of the Anthroposophical Movement. And in this esoteric school, that eventually will be expanded into three classes, in this esoteric school the freedom implicit for every member of the anthroposophical community most certainly must be made to rule. Also, for the directorate, the Executive Council at the Goetheanum,1 whose members answer for the school, full freedom must rule. Being a true member of this school entails that in whatever matters a member is engaged with in daily life, that an anthroposophical approach is displayed to the world. And the Goetheanum Executive Council, as it appears to them, must be able to decide whether a member, not being able to be a representative of the Anthroposophical Movement, should therefore be stricken from the membership of the school. It must be a two-way relationship. In the future, in the holding and handling of this school, a certain spirit must be engaged, a spirit that is ever more and more serious and in a certain sense stronger. Otherwise, we just cannot progress further with the Anthroposophical Movement. We ourselves must really feel it within the school, especially if we have a chance to enhance and strengthen Anthroposophy. There will be hard times ahead for Anthroposophy, and so the members of the school must know the difficulties that they have taken upon themselves. They are not simply devoted to Anthroposophy, but are members of an esoteric school. And it must be seen as a commitment, a most inward commitment, that the operation of the Executive Council, as it is presently constituted, is seen in its esoteric substance. This must ever more and more come into the awareness of the members, which has not yet happened. It must happen. It must come to be generally known. And it says a lot, that at this time an Executive Council has come into being out of the esoteric. What is certainly being pointed out, is that all of those who rightfully regard themselves as members of the school, should see the school as having been founded not by men and women, but rather by the will of the present-day ruling spiritual powers of the world. The school should be seen as having been put in place by the spiritual world, and should be seen as the meaningful work of the spiritual world, the spiritual world that not only feels somewhat responsible for it, but the spiritual world that feels responsible for it in the strongest sense. Therefore, whoever does not take this School seriously, and does not carry it within when involved in daily activities, without fail, for such a member, who does not take the matter seriously, his membership must be stricken. Actually, lassitude to a very great degree has infiltrated the Anthroposophical Society in the last few years. To remove this forever is to be one of the many functions of this school. We should feel ourselves to be responsible for the words that we speak, we should before all things feel responsible for them, so that every word we speak, in the most serious sense, has been so fully verified by us, that we can represent it as truth. For untruthful statements, even when coming forth with good will, will work destructively within an occult movement. There must be no deceit about this, but rather the fullest clarity must reign. It comes down to this, the intention is not to allow it to wash lightly over a person, but the intention is to arrive at the absolute truth. And among the first responsibilities of a student of the esoteric, is that he not only feel a commitment to relate what he believes to be the truth, but that a commitment is felt to verify that the things that are said are actual objective truths. For only when (in the sense of objective truth) we have won godly spiritual might, the strength of which runs through this school, will we thereby be able to steer our way through all the difficulties that will beset Anthroposophy. One should also not fail to attend to what is happening in the external world. Now please, my friends, whatever is spoken in the environs of the school should remain within the environs of the school. Yet I tell you that even within the environs of the school, one may not forget the sorts of things that are being discussed by authoritative personalities, such as the following: “Those who represent the principles of the Roman Church will be doing their utmost in the near future to make the individual states of the former German Empire independent,” and I am merely reporting, “so that out of these independent states, with the exclusion of Prussia, the Holy Roman Empire of the German Nation can once more be established, which in turn, having been established out of such a prominent quarter, will of course spread its influence over neighboring regions.” These persons say that they will have to do this in order to destroy, in root and branch, those movements that are most dangerous and frightful. They add that if they fail to reestablish the Holy Roman Empire of the German Nation, then they will find other means by which to destroy in root and branch those most contrary, those most dangerous movements. The movements they are referring to are the Anthroposophical Movement and the Movement for Religious Renewal. I am quoting them almost word for word. And you should see, from what I say time and again, that the difficulties will not become smaller, but rather every week greater, and that what I say is built through and through on a firm foundation. I would like you to take this to heart at once, by bringing an earnest heart-felt quality to what you become acquainted with as members of this school. Only when we are members of this school openly, fully, in earnest, and actively, will we be able to reach the bedrock that is absolutely necessary, if we are to make it through the difficulties of the future. You may conclude from this that opponents will take Anthroposophy, and its branch Religious Renewal, much more seriously than many already ensconced as members. For when one becomes aware of the intention of reconstituting the broken-up Holy Roman Empire of 1806, and the implication that it is in order to dispose of our Movement, then one must take the matter very seriously. In a movement grounded in the spirit, it really and truly does not matter, my dear friends, just how many members are in the movement. What does matter is the sort of strength living within, strength that has come out of the spiritual world. The opponents know that this sort of strong force dwells within our Movement, so don't enter into it lightly, but with sufficient strength and firmness. Now, my dear friends, the content of these class-lessons has essentially been drawn from those things which can be imparted about meeting with the Guardian of the Threshold, and what this meeting with the Guardian of the Threshold on first encounter, on first experience signifies for the attainment of truer, more genuine supersensible insight, of actually knowing. Today I would like to add a few remarks to what we have already been looking into. It is not easy to present to someone that the meeting with the Guardian of the Threshold can really happen, if the person has not had the experience of knowing what it means for their human nature to be in the "I am” and their astral body to be outside of the physical body. For if a person's essential being is closed up within the physical body, he can only take whatever is in his vicinity as the truth, when it has been verified through the apparatus of the physical body. And through the apparatus of the physical body, the sensory world can only come to be taken as a reflection of the spiritual world, which initially is not disclosed through the senses, but is merely reflected. Now in general, it is not so difficult to leave one’s body. It is done every time one goes to sleep. A person is then outside of his body. But when outside of his body in the state of sleep, then his awareness is also quenched to the point of unconsciousness. Only illusory dreams, or perhaps also dreams that are not illusory, surge up out of this loss of consciousness. It is part of the subject matter of the attainment of higher awareness, however, to leave the physical body with fully aware-self-possession, so that external to his physical body one may perceive around about himself, just as within his physical body with the help of the physical senses he perceives the physical world. And he partakes then, outside of his physical body, of the spiritual world in truth. Initially, however, a person just sleeps without awareness. Under ordinary conditions it is not given to us to know what could be seen when outside of one’s body. And this specifically is due to a person being protected from coming upon the spiritual world unprepared. If and when a person is sufficiently prepared, what happens with him then? Then, when the person steps up to the abyss between the sensory world and the spiritual world [It was marked in red.], when the person has been found to be prepared, as has been pointed out in the last lesson, then the Guardian of the Threshold takes the true individuality of the person out and beyond, allowing over-flight of the abyss [It was marked in yellow.], under the agency of what has been delineated in the foregoing mantric verses. And for the first time, from the other side of the Threshold, a person can then observe his own sensory being, his physical being. Such is the first grand impression of true experience, my dear friends, when the Guardian of the Threshold can say to a person, "Look over there, there you are, so you appear to the outside while within the physical world, but with me, you appear in your innermost being." And then resounding again and again from the Guardian of the Threshold is a significant word. For now, it resounds from the Guardian of the Threshold out over the abyss, this significant word, in calling out to the person, for him to retain his presence of mind when he looks upon himself quite differently from the other side of the abyss. And he does look upon himself quite differently. He beholds himself as threefold. [It was marked in green.]2 He beholds himself in his threefold nature, expressed in soul in thinking, in feeling, and in willing. There are actually three people, the thinking person, the feeling person, and the willing person, all of which have been stuck into each person, and for the time being are really only drawn together in the physical world through the physical body. And all this, that the person looks upon, is intoned by the lips of the Guardian of the Threshold in the following manner.
Or it could be the human stamp, for one must of course translate the words from the occult speech.
[The mantra was now written on the board.]
The Guardian of the Threshold points out here how the three, which separate from one another as soon as the person leaves his physical body, how the three appear in relationship to this physical body. The gaze is directed out upon the physical body, upon the head, the heart, the various members of the body, and as said by the Guardian of the Threshold, "When you in actual truth behold the human head, this human head will be an image of the heavenly universe. You must gaze out upon the far-flung depths that seem to border on and to define the world, and realize it is not so, your physical one-sided envisioning of it, you must gaze out and on, and in your gazing out and on, you must remember that your head, in its roundness, is really a truthful image of the surrounding heavenly world.” And one may connect to this here and now by bringing into awareness the mantric verse.
One connects outwardly through the symbol of a triangle pointing up. [It was drawn before the line.] Through this symbol, as one pauses at this line of the mantric verse, you send your attention to the wide-open space above, and take note that everything around and about the earth is certainly part of this wide-open space above. You send your attention out and make it all an immediate presence.
Through this cosmic-heavenly presence flows the rhythm of the world, resounding as music of the world. When we feel the human heart beating, it seems as though this human heart is merely beating out upon all that passes before the human organism. In reality, what beats in the heart is a harmonious counterpoint to what has been circling as world-rhythm for not merely a thousand years, but a million years. Hence one again pauses, as the Guardian of the Threshold speaks accordingly the words "Feel the heart’s world-beat" and one senses, finds with empathy, feels what takes effect both in the heart and all around and overhead. [Now the symbol ⧖ of a down-pointing and an up-pointing triangle connected at the tips was drawn before the second line.] The triangles in this diagram join all that is below with all that is overhead.
This world-strength is the one in which gravity and the other earthly forces are concentrated and rise from beneath. In our thinking, that is, insofar as it is earth-thinking, adapted merely to grasping the earthly, we must gaze down and under, then we grasp the things that stream out of the earth working effectively in men and women. Again, one pauses by the "Think the limb’s world-strength” in a triangle facing downward. [▽ was drawn before the third line of the stanza.] And one will feel the character of the word of the Guardian, how it should work today on the human heart, on the human soul, if one allows this mantric verse in commensurate manner to come alive within and to work effectively.
One says the following verse while rendering the up-pointing triangle symbol △ before the head: One says the next verse while rendering the connected up and down symbol ⧖ before the chest.
One says the last verse while rendering the down-pointed triangle symbol ▽.
And one tries, after having allowed this mantric verse to work on his soul, to blunt the senses, to close the eyes, to hear nothing with the ears, to perceive nothing, and to remain in the dark for a while, that one might live fully and completely in the atmosphere of what sounds through the words. And in this manner, a person will place himself in the sphere in which initiation into all reality can then be experienced. In undertaking this, a person may take the first step beyond the Threshold. But one must allow the profound word of the Guardian to work upon him fully and in earnest. This profound word of the Guardian speaks of everything, the moment we cross over the Threshold, of everything being different than it is in the sensory world. In the sensory world we think that thoughts, that ideas are predominant in people. This is the way it is in the sensory world. By itself this predominance of envisioning, of thinking, which is perceptible to customary awareness as well, is always intermixed with a bit of willing. Always in stepping from one thought to another, we must be using our will, as we do when we bring an arm into motion, or a leg into motion, or in doing just about anything we wish to do. But it is easy and refined, this willing that carries one thought on to the next. And so it is, when we are in the sensory world, the two are bound together, the predominance mostly of thinking with a little bit of willing, an easy willing. Yet as soon as a person comes across over the Threshold and comes before the Guardian, it will be quite the opposite, for there the bundled predominance is mostly of far-flung will and minimally of thinking. And in this willing that is otherwise sleeping in people, one catches in it a scent of the spirit, for the human head is constituted out of the cosmos, out of the heavenly world, a spherical copy in all particulars. Hence the Guardian of the Threshold, when we have crossed over to the other side of the Threshold, calls out the following words. [A new part of the mantra was written on the board forthwith.]
And now one sees that willing is something quite different than it was previously. Previously the senses facilitated sensory perceptions, mediated sensations, and one had no awareness of will coursing through the eyes, of will coursing through the ears, of will coursing through the sense of warmth, of will coursing through every sense. Now, one sees that of all that the eyes sense as manifold colors, that the ears hear as manifold tones, that a person discerns as warmth and cold, as the difference between coarse and smooth, as odors, tastes, et cetera, that all this, all in the spiritual world is a sort of willing. [The mantra was continued on the board.]
If a person has come to know this by looking back at his head from the other side of the Threshold as willing becomes predominant, [The verb "willing" in the second line of the mantra was underlined.] how the mind sets willing in place there, [The word "willing" in the third line of the mantra was underlined.] then he would furthermore know, how the heart harbors the soul, and how he can feel the soul in his heart, just as he can will the head's spirit correspondingly in the head. And then he knows for the first time, when he regards thinking not as a capacity of the brain, but rather as an capacity of the heart, of the soul of the heart, how thinking belongs not to an individual person, but rather to the world. Then he experiences world living, circling around as world music. [The second stanza was begun on the board.]
You live in glory, not in soulless semblance of glory, but rather in the glory of the glow of the being of the world. [The summary lines of the first and second stanzas were now written, as the first stanza was once again spoken.]
Summarized in the final line:
Summarized, bearing on the heart's soul, on feeling, in the sentence:
[The words "wisdom" and "glory" were underlined.] Just as a person gets to know the mind as a willing, so he gets to know feeling as a thinking in regard to personal presence and awareness in the world, if from the other side he observes the three, which only in the sensory world are one. [In the second stanza “feel” and "feeling" were underlined.] And the Guardian continues in the third section. [The third stanza was begun on the board.]
Now we have the full reversal. On the other side a person maintains a concentration in the head of something else than thinking, for willing is here [The first stanza was indicated.], as I have just explained, concentrated in the head. Feeling remains in the heart, where it is also felt in the sensory world, for the inner force of the heart continues on in the spiritual world,
["Think" was underlined.] On the other side, thinking is brought together directly with the limbs, which is quite the reverse in the sensory world. [The writing was continued.]
And the will does this for thinking. ["Thinking" was underlined. The writing was continued and the word "virtue" was at the same time underlined.]
And so, we have the full reversal in the spiritual world, by means of what the Guardian of the Threshold has said to us. While not being able to differentiate willing, feeling, and thinking while a person looks up from down under, it is differentiated as a trinity when the person looks on it from the other side, willing up at the head, feeling in the middle, and thinking down among the limbs. In this way one becomes aware that what is willed, concentrated in the head, is wisdom woven into the world, in which all the beings of the spirit stream forth, and that thinking, seen in the extremities, is human striving, that can live as human virtue. And the three appear before the spiritual gaze:
[At the same time the words on the board "head's", "heart's", and limb's" were underlined in white, and the words "spirit", "soul", and "strength" were underlined in red.] In this way the mantric verse is built. And a person must be aware of the inner congruence, more than aware, for as it floods into him, he must allow the mantric verse to work on him:
[Forthwith were these three word-groups underlined on the board in yellow.] These are the words of the Guardian of the Threshold, in which the three, emerging from the one as we cross over into the world on the other side of the Threshold, the three are guided into our mind's eye.
These are the impressions through which the soul must sift, if real insight, real inward knowing is to be attained, resounding in the admonitions of the Guardian of the Threshold, as he also says to us:
[It was written on the board.]
And these are the words, that for countless thousands of years, that yawn at all portals to the spiritual world, and at the same time, that resound spiritedly:
Imagine, my brothers and sisters,5 saying to yourselves at once, "I will take these words of the Guardian of the Threshold seriously; I will know that I was not yet human; I will know that I become so through insight into the spiritual world." Imagine, my brothers and sisters, saying to yourselves a second time, "Why, the first time I did not take these words seriously enough; I will tell myself that I need twice as many steps, from my present state of being, not being a true human being, in order to become a true human being." Imagine declaring to yourselves a third time, "I will know that I need three steps, from the spot on which I stand, not being a true human being, in order to become a true human being." Serious is the first admonition that you give to yourselves. More serious is the second admonition. But the stamp of highest seriousness must be borne by the third admonition. And when you know how to bring this trinity in three-fold seriousness into the depths of your souls, then you will have an inkling of what it means for a person, through insight, through actual inwardly knowing, to become a person. And then you will have come full circle, as we have in this class today, coming full circle to the first admonition, all of which should live in our souls as one self-transmuting verse.
Just so, my brothers and sisters, it has sounded just so in the heart, since there has been human existence on the earth, struggling for awareness. There has been a pause in this struggle since the emergence of the fifth post-Atlantean cultural epoch. This pause is at an end, by will of the heavenly, spiritual entities leading mankind. May it once again commence in a worthy manner. In your human hearts may it sound again. So the wise leaders of mankind, ever since there has been human existence upon the earth, have guided human hearts into glimpsing what works as spirit in the world, what works as spirit through the world in human beings, as the crown of the world.
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323. Astronomy as Compared to Other Sciences: Lecture IX
09 Jan 1921, Stuttgart Tr. Unknown Rudolf Steiner |
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The result is a kind of inverted spectrum, and as you know Goethe arranged this experiment also. In the ordinary spectrum, the green passes over on the one side towards the violet and on the other towards the red; whereas in the spectrum obtained by Goethe in applying a strip of darkness to the prism there is peach-blossom in the middle and then again red on the one side and violet on the other (Fig. 11). |
323. Astronomy as Compared to Other Sciences: Lecture IX
09 Jan 1921, Stuttgart Tr. Unknown Rudolf Steiner |
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We have now reached a point in our studies from which we must proceed with extreme caution, in order to see where there is a danger of allowing our thought to depart from reality and to see also when we are avoiding this danger, by keeping within the bounds of what is real. Last time, we suggested the comparison of two facts: The appearance within the planetary system of the cometary phenomena, and, alas within the planetary system, though perhaps not bearing quite the same relationship to it, all that we observe in the phenomena of fertilization. In order, however, to come to ideas about this which are at all justified, we must first see whether it is indeed possible to find connections between two so widely separated things, with which we are confronted in the external world of facts. In scientific method, we shall not make real progress, unless we can refer from one realm of facts to another, manifesting something of a similar nature and thus leading us on. We have seen how on the one hand we have to use the element of figure and form, the mathematical, and then how we are again and again impelled to come to terms in one way or another with the qualitative aspect, in some way to find a qualitative approach. And so today we will bring in something which arises in regard to man if one really studies this man, who is, after all, in some way an image of the heavenly phenomena,—as the many statements in these lectures may enable us to deduce. Yet we still have to establish in what way he is this image. If this is what he is, we must first of all gain a clear understanding of man himself. We must understand the picture from which we intend to take our start,—understand its inner perspective. Just as in looking at a painting one must know what a foreshortening means, and so on, in order to pass from the picture to the real spatial relationships and to relate the picture to what it represents in reality, so, if we would approach reality in the universe, interpreting it through man, we must first be clear about man. Now it is, extraordinarily difficult, as a human being, to come near to the human being with palpable ideas. Therefore, I should like today to bring before your souls what I might call “palpably impalpable” thought-pictures arising from quite simple foundations, ideas with which most of you are probably already well acquainted, but which we must nevertheless bring before our minds in a certain connection. These ideas, which seem in part to be quite easy to grasp and yet again, beyond certain limits, to elude our comprehension, will afford us a means of orientation in the striving to take hold of the outer world through ideas. It may appear somewhat forced to keep emphasizing the necessity of referring back to man's life of pictorial imagination in order to understand the phenomena of the heavens. But after all it is obvious that however carefully we may describe the heavenly phenomena, we have, to begin with, nothing more than a form of optical picture, permeated with mathematical thoughts. What Astronomy gives us has fundamentally the character of a picture. To be on the right path, we must therefore concern ourselves with the arising of the picture in man, otherwise we shall gain no true relationship to what Astronomy can say to us. And so I should like today to proceed from some quite simple mathematics and to show you how, in a different domain from that to which we were led through the ratios of the periods of revolution of the planets, there appears within Mathematics itself this element of the incomprehensible, the impalpable. We meet with it when in a certain connection we study quite familiar curves. (As I said, many of you already know what I am about to describe, I only want to elucidate the subject today from a particular aspect.) Consider the Ellipse, with its two foci \(A\) and \(B\), and you know that it is a definition of the ellipse that for any point \(M\) of the curve, the sum of its distances \((a + b)\) from the two foci remains constant. It is characteristic of the ellipse, that the sum of the distances of any one of its points from two fixed points, the two foci, remains constant (Fig. 1). Then we have a second curve, the Hyperbola (Fig. 2). You know that it has two branches. It is defined in that the difference of the distances of any point of the curve from the two foci, \((b - a)\) is a constant magnitude. In the ellipse, then, we have the curve of the constant sum, in the hyperbola, the curve of constant difference, and we must now ask: What is the curve of constant product? I have often drawn attention to this: The curve of constant product is the so-called Curve of Cassini (Fig. 3). We find it when, having two points, \(A\) and \(B\), we consider a point M in regard to its distances from \(A\) and \(B\), and establish the condition that the two distances \(AM\) and \(BM\) multiplied together should equal a constant magnitude. For the sake of simplicity in the calculation, I will call the constant magnitude \(b^2\) and the distance \(AB\), \(2a\). If we take the mid-point between \(a\) and \(b\) as the center of the axes of a co-ordinate system and calculate the ordinates for each point that fulfills these conditions,—take \(C\) as the center of the co-ordinate system and let the point whose ordinate we will call y move round so that for each point of the curve \(AM•BM = b^2\), we get the following equation. (I will only give you the result, for the simply reason that everyone can easily work out the calculation for himself; it is to be found in any mathematical text-book relating to the subject.) We find for \(y\) the value: $$y=±\sqrt{-(a^2+x^2)±\sqrt{b^4+4a^2x^2}}$$Taking here into account that we cannot use the negative sign because we should then have an imaginary y, and considering therefore taking only the positive sign, we have: If we then draw the corresponding curve, we have a curve, rather like but not identical with an ellipse, called the curve of Cassini (Fig. 4). It is symmetrical to the left and right of the ordinate axis and about and below the abscissa axis. But now, this curve has various forms, and for us at any rate this is the important thing about it. The curve has different forms, according to whether b, as I have taken it here, is greater than a, equal to a, or less than a. The curve I have just drawn arises when b ˃ a, and furthermore when another condition is fulfilled, namely, that b is also greater than or equal to a √2. Moreover, when b ˃ a√2, there is a distinct curvature above and below, If b = a√2, then at this point above and below, the line of the curve becomes straightened,m it flattens so much that it almost becomes a straight line (Fig. 4). If, however, b ˂ a√2, then the whole course of the curve is changed and it takes on this form (Fig. 5). And if b = a, the curve passes over into a quite special form, it changes into this form (Fig. 6). It runs back into itself, cuts through itself and comes out on the other side, and we obtain the special form of the Lemniscate. The lemniscate, then, is a special form of Curve of Cassini—these curves are so named after their discoverer. The particular form assumed by the curve is determined by the ratio between the constant magnitudes which appear in the equation characterizing the curve. In the equation, we have only these two constant magnitudes, b and a, and the form of the curve depends on the ratio between them. Then the third case is possible, that b ˂ a. If b ˂ a, we can still find values for the curve. We can always solve the equation and obtain values for the curve, ordinates and abscissae, even when b is smaller than a, only the curve then undergoes yet another metamorphosis. For when b ˂ a, we find two branches of the curve, which look something like this (Fig. 7). We have a discontinuous curve. And here we come to the point where the mathematics itself confronts us with what I called the “palpably impalpable”, something that is difficult to grasp in space. For in the sense of the mathematical equation, this is not two curves, but one; it is a single curve in exactly the same way as all these are single curves (Figs. 3 through 5). In this one (the lemniscate) there is already a transition. The point which describes the curve takes this path, goes round underneath, cuts its previous path here and continues on here (Fig. 7). Here, we must picture the following: If we let the point M move along this line, it does not simply cross over from one side to the other,—it does not do this. It runs along the path just as in the other curves, describes a curve here, but then manages to turn up again here (Fig. 7) You see, that which carries the point along the line disappears here in the middle. If you want to understand the curve you can only imagine that it disappears in the middle. If you try to form a continuous mental picture of this curve, what must you do? It is quite easy, is it not, to imagine curves such as thes. (I only say this in parenthesis for the ordinary philistine!) You can go on imagining points along the curve and you do not find that the picture breaks off. Here (in the lemniscate) admittedly, you have to modify the comfortable way of simply going round and round, but still it goes on continuously. You can keep hold of the mental picture. But now, when you come to this curve (Fig. 7), which is not so commonplace, and you want to image it, then, in order to keep the continuity of the idea you will have to say: Space no longer gives me a point of support. In crossing over to the other branch in my imagination, unless I break the continuity and regard the one branch as independent of the other, I must go out of space; I cannot remain in space. So you see, Mathematics itself provides us with facts which oblige us to go out of space, if we would preserve the continuity of the idea. The reality itself demands of us that in our ideas we go out of space. Even in Mathematics therefore we are confronted with something which shows us that in some way we must leave space behind, if the pure idea is to follow its right path. Having ourselves and going the idea is beginning to think the process through, we must go on thinking in such a way that space is no longer of any help to us. If this were not so, we should not be able to calculate all possibilities in the equation. In pursuing similar line of thought, we meet with other instances of this kind. I will only draw your attention to the next step, which ensures if one things as follows. The ellipse is the locus of the constant sum,—it is defined by the fact that is is the curve of constant sum. The hyperbola is the curve of constant difference. The curve of Cassini in its various forms is the curve of constant product. There must then be a curve of constant quotient also, if we have here A, here B, here a point M, and then a constant quotient to be formed through the division of BM by AM. We must be able to find different points, M 1, M 2, etc., for which $$\frac{BM_1}{AM_1}=\frac{BM_2}{AM_2}$$etc. are equal to one another and always equal to a constant number. This curve is, in fact, the Circle. If we look for the points M1, M2 etc. we find a circle which has this particular relationship to thee points A and B (Fig. 8). So that we can say: Besides the usual, simple definition of a circle,—namely, that it is the locus of a point whose distance from a fixed point remains constant,—there is another definition. The circle is that curve, very point of which fulfills the condition that its distances from two fixed points maintain a constant quotient. Now, in considering the circle in this way there is something else to be observed. For you see, if we express this $$\frac{BM}{AM}=\frac{m}{n}$$(it could of course be expressed in some other way), we always obtain corresponding values in the equation, and we can find the circle. In doing this we find different forms of the circle (that is, different proportions between the radius of the circle and the length of the straight line AB), according to the proportion of m to n. These different forms of the circle behave in such a way that their curvature becomes less and less. When \(n\) is much greater than m, we find a circle with a very strong curvature; when n is not so much greater, the curvature is less. The circle becomes larger and larger the smaller the difference between n and m. And if we follow this proportion of m to n still further, the circle gradually passes over into a straight line. You can follow this in the equation. It passes over into the ordinate axis itself. The circle becomes the ordinate axis when \(m=n\), that is, when the quotient \(m/n=1\). In this way the circle gradually changes into the ordinate axis, into a straight line. You need not be particularly astonished at this. It is quite possible to imagine. But something very different happens it we wish to follow the process still further. The circle has flattened more and more, and through becoming flatter from within, as it were, it changes into a straight line. It does this because the constant ratio in the equation undergoes a change. Through this the circle becomes a straight line. But this constant ratio can of course grow beyond \(1\), so that the arcs of the circles appear here (on the left of the \(y\)-axis). What must we do, however, if we try to follow it in our imagination? We have to do something quite peculiar. We have, in fact, to think of a circle which is not curved towards the inside, but is curved towards the outside. Of course, I cannot draw this circle, but it is possible to think of a circle which is curved towards the outside.1 In an ordinary circle the curvature is towards the inside, it is not? If we follow the line round it returns into itself. But defining the circle in this other way, if we use the necessary constant, we obtain a straight line. The curvature is still on this side (right of the \(y\)-axis). But it now makes things not nearly so comfortable for us as before! Previously, the curvature always turned towards the center of the circle, while now (in the case of the straight line), we are shown that the center is somewhere in the infinite distance, as one says. Following on from this, there arises for us the idea of a circle which is curved towards the outside. Its curvature is then no longer as it is here (Fig. 9a)—that would be the ordinary, commonplace, philistine circle,—but its curvature is here (Fig. 9b). Therefore, the inside of this circle is not here; this is the outside; the inside of this circle (Fig. 9c) is to the right. Now compare what I have just put before you. I have described the curve of Cassini, with its various forms, the lemniscate and the form in which there are two branches. And now we have pictured the circle in such a way that at one time it is curved in the familiar way, with the inside here and the outside here; while in a second form of circle (in drawing it we are only indicating what is meant) we find that the curvature is this way round, with an inside here and an outside here. Comparing it with the Cassini curve, the first form of the circle would correspond to the closed forms, as far as the lemniscate. After this we have another kind of circle, which must be thought of in the other direction, being curved this way, with the inside here and the outside here. You see, when we are concerned with the constant product we find forms of the curve of Cassini where, it is true, we are thrown out of space, yet we can still draw the other branch on the other side. The other branch is once more in space, although in order to pass from the one to the other we are thrown out of space. Here, in the case of the circle, however, the matter becomes still more difficult. In the transition from circle to straight line we are, indeed, thrown out of space, and moreover, we can no longer draw a self-contained form at all. This we are unable to do. In passing over from the curve of constant product to the curve of constant quotient, we are only just able to indicate the thought spatially. It is extraordinarily important that we concern ourselves with the creating of ideas which, as it were, will still slip into such curve-forms. I am convinced that most people who concern themselves with mathematics take note of such discontinuities, but then make the thought more comfortable by simply holding to the formula and not passing on to what should accompany the mathematical formula in true continuity of thought. I have also never seen that in the treatment of Mathematics as subject matter for education any great value is laid upon the forming of such thoughts in imagination.—I do not know,—I ask the mathematicians present, Herr Blümel, Herr Baravalle, if this is so; whether in modern University education any importance is attached to this? (Dr. Unger here mentioned the use of the cinema.) Yes, but that is a pretense. It is only possible to represent such things within empirical space by means of the cinema or in similar ways, it some sort of deception is introduced. It cannot be pictured fully in real space without the effect being achieved through some form of deception. The point is, whether there is anywhere in the sphere of reality something which obliges us to think realistically in terms of such curves. This is the question I am now asking. Before passing on, however, to describe what might perhaps correspond to these things in the realm of reality, I should like to add something which may perhaps make it easier for you to pass transition from these abstract ideas to the reality. It is the following. You can set another problem in the sphere of theoretical Astronomy, theoretical Physics. You can say: Let us suppose that here as \(A\), is a source of light, and this source of light in a illumines a point \(M\) (Fig. 10). The strength of the light shining from \(M\) is observed from \(B\). That is, with the necessary optical instruments, observation is made from \(B\) of the strength of the light shining from the point \(M\), which is illumined from \(A\). And of course, the strength of the light would vary, according to the distance between \(B\) and \(M\). But there is a path which could be described by the point \(M\), such that, being illumined from A, it always shines back to \(B\) with the same intensity. There is such a path; and we can therefore ask: What must be the locus of a point, illumined from a fixed point \(A\), such that, seen from another fixed point \(B\), its light is always of the same intensity? This curve—the curve in which such a point would have to move—is the curve of Cassini! From this you see that something which takes on a qualitative nature is set into spatial connection, fitting into a complicated curve. The quality that we must see in the beam of light—for the intensity of light is a quality—depends in this case on the element of form in the spatial relationships. I only wished to bring this forward for you to see that there is at least some way of leading over from what can be grasped in geometrical form to what is qualitative. This way is a long one, and what we will now discuss is something to which I want to draw your attention, although it would take months to present in all detail. You must be fully aware that I only intend to give you guiding lines; it is left to you to develop them further and to go into all the details which would testify to the truth of what is said. For you see, the connection which must be formed between spiritual science and empirical sciences of today demands very far-reaching and extensive work. But when lines of direction are once given, this work can to some extent be undertaken and carried forward. It is at all events possible. One must only be able in a quite definite way to penetrate into the empirical phenomena. If we now tackle the problem from quite another angle,—we have sought to some degree to understand it from the mathematical aspect, then, to anyone who is studying the human organism, there is something which cannot escape unnoticed, something which has often been brought forward in our circle, especially in the talks which accompanied the course of lectures on Medicine in Dornach in the spring of 1920. It is not to be overlooked that certain relationships exist between the organisation of the head and the rest of the human organisation, for example the metabolism. There is indeed a connection, indefinable to begin with, between what takes place in the third system of the human being—in all the organs of metabolism—and what takes place in the head. The relationship is there, but it is hard to formulate. Clearly as it emerges in various phenomena,—for example, it is obvious that certain illnesses are connected with skull or head deformities and the like, and these things can easily be traced by one who tries to follow them with biological reasoning,—it nevertheless difficult to grasp this relationship in imagination. People do not usually get beyond the point of saying that there must be some sort of connection between what takes place in the head, for instance, and in the rest of the human organism. It is a picture which is difficult to form, just because it is so very hard for people to make the transition from the quantitative aspect to the qualitative. If we are not educated through spiritual-scientific methods to find this transition, quite independently of what outer experience offers,—to extend to what is qualitative the kind of thought we use for what is quantitative, if we do not methodically train ourselves to do this, then, my dear friends, there will always be an apparent limit to our understanding of the external phenomena. Let me indicate but one way in which you can train yourselves methodologically to think the qualitative in a similar way as you think the quantitative. You are all acquainted with the phenomenon of the solar spectrum, the usual continuous spectrum. You know that we have there the transition of colour from red to violet. You know, too, that Goethe wrestled with the problem of how this spectrum is in a sense the reverse of what must arise if darkness be allowed to pass through the prism in the same way as is usually done with light. The result is a kind of inverted spectrum, and as you know Goethe arranged this experiment also. In the ordinary spectrum, the green passes over on the one side towards the violet and on the other towards the red; whereas in the spectrum obtained by Goethe in applying a strip of darkness to the prism there is peach-blossom in the middle and then again red on the one side and violet on the other (Fig. 11). The two colour bands are obtained, the centres of which are opposite to one another, qualitatively opposite, and both bands seem to stretch away as it were into infinity. But now, one can imagine that this axis, the longitudinal axis of the ordinary spectrum, is not simply a straight line, but a circle, as indeed every straight line is a circle. If this straight line is a circle, it returns into itself, and we can consider the point where the peach-blossom appears to be the same point as the one in which the violet, stretching to the right, meets the red, which stretches to the left. They meet in the infinite distance to the right and left. If we were to succeed—maybe you know that one of the first experiments to be made in our newly established physical laboratory is to be in this direction—if we were to succeed in bending the spectrum in a certain way into itself, then even those who are not willing to grasp the matter to begin with in pure thought will be able to see that we are here concerned with something real and of a qualitative nature. We come to certain limiting ideas in Mathematics, where—as in Synthetic Geometry—we are obliged to regard the straight line as a circle in a quite real though inner sense; where we are obliged to admit of the infinitely distant point of a straight line as being only one point; or to understand as bounding a plane, not some line above and then again below, but a single straight line; or to think of the boundary of infinite space, not in the nature of something spherical, but as a plane. Such ideas, however, also become, in a way, limiting ideas for sense-perceptible empirical reality, and we are made to realise it if we insist on restricting ourselves to sense-perceptible reality. This brings us to something which would otherwise always remain perpetually in the dark. I have already mentioned it. It invites us really to think-through the thought-pictures to which we come when we allow the lemniscate-form of the Cassini curve to pass over into the double-branched form,—the form with the two branches for which we must go out of space,—and them compare this with what confronts us in the empirical reality. You are indeed already doing this, my dear friends, when you apply Mathematics in one way or another to the empirical reality. You call a triangle a triangle, because you have first constructed it mathematically. You apply to the outer form what has been evolved in an inner constructive way within you. The process I have just described is only more complicated, but it is the same process when you think of the two branches of that particular form of the Cassini curve as one. Apply this thought to the correspondence between the human head and the rest of the human organism and you will have to realise that in the head there is a connection with the remaining organism of precisely such a character as is expressed by the equation which requires, not a continuous curve, but a discontinuous one. This cannot be followed anatomically; you must go out beyond what the body comprises physically, if you would find the connection of what comes to expression in the head with what comes to expression in the metabolic system. It is essential to approach the human organism with thoughts which are quite unattainable if for every element of the thought you insist on an entire correspondence within the sense-perceptible empirical realm. We must reach out to something else, beyond the sense-perceptible empirical realm, if we are to find what this relationship really is within the human being. Such a study, if one really gives oneself up to it and carried it out methodically, is extraordinarily rich in its results. The human organisation is of such a nature that it cannot be embraced by the anatomical approach alone. Just as we are driven out of space in the Cassini curve, so in the study of man we are driven out of the body, by the method of study itself. You see, it is quite possible to understand in the first place in thought, that in a study of the whole man we are driven out of the realm of what can be grasped in a physical-empirical sense. To put forward such things is no offence against scientific principles. Such ideas are far removed from the purely hypothetical fantasies which are often entertained in connection with natural phenomena, for they refer to the whole way in which man is membered into the universe. You are not looking for something which is otherwise non-existent, but rather for something which is exactly the same as what is expressed in the relationship between a man thinking mathematically and the empirical reality. It is not a question of looking for hypotheses which in the end are unjustifiable; it is a question, since the reality is obviously complicated, of looking for other cognitive relations to the inner reality, in addition to the simple relation of mathematical man to empirical reality. When once you have accepted such thoughts, you will also be led to ask whether what takes place outside the human being in other domains besides the astronomical,—for example, in those phenomena which we call the chemical and physical,—whether those same phenomena, which we regard as chemical phenomena outside of man, take the same course within man, when he is alive, as they do outside him, or whether here, too, a transition is necessary which leads in some way out of space. Now consider the important question arising out of this. Suppose we have here some kind of chemical phenomena and here the boundary leading over to the inside of the human being (Fig. 13). Supposing that this chemical phenomenon were able to call forth another, so that the human being reacted here (inside); then, if we remain in the field of the empirical, space would of course be the mediator. If, however, the continuance of this phenomenon within the human being comes about by virtue of the fact, say, that the human being is nourished by food, and the processes already taking place outside him continue inside him, then the question arises: Does the force which is at work in the chemical process remain in the same space when it taking place within man as when it is taking its course outside him? Or must we perhaps go out of space? And there you have what is analogous to the circle which changes over into a straight line. If you look for its other form, where what is usually turned outward is now turned inward, you are entirely outside of space. The question is, whether we do not need such ideas as these, thought-pictures which, while remaining continuous, go right out of space,—when we follow the course of what happens outwardly, outside of man, into the interior of the human being. The only thing to be said against such things, my dear friends, is that they certainly impose greater demands on the human capacity of understanding than the ideas with which he phenomena are approached today. They might therefore be rather awkward in University education. They are, no doubt, thoroughly awkward, for they imply that before approaching the phenomena we must awaken in ourselves what will enable us to understand them. Nothing like this exists in our educational system today; but it must come, it must certainly come, otherwise simply in speaking of a phenomenon we get into the greatest disparities, without in any way seeing the reality. Just think what happens when someone observes the circle as it curves to this side (Fig. 9a), and then sees how it curves to this side (Fig. 9b), but then remains a philistine and simple does not conceive that the circle now curves towards the other side. He says: This is impossible, the circle cannot curve this way; I must put the curvature this way round, I must simply place myself on the other side. What he is speaking about seems to be one and the same thing; but he has changed his point of view. In this way today we make matters simple, in describing what is within the human being in comparison with what takes place in Nature outside him. We say: What is within man does not exist at all; I must simply place myself within man and say that the curvature is facing this way (Fig. 9c). I will then consider what is inside, without taking into account that I have reversed the curvature. I will make the interior of the human being into an outer Nature. I simply imagine outer Nature to continue through the skin into the interior. I turn myself round, because I am not willing to admit the other form of curvature, and then I theorise. That is the trick which is performed today, only in order to adhere to more comfortable motions. There is no desire to accent what is real; in order not to have to do so, we simply turn ourselves round, and—this is now a comparison—instead of looking at the human from in front, we look at Nature from behind and thus arrive in this way at all the various theories concerning man. We will continue, then, tomorrow.
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305. Spiritual Ground of Education: How Knowledge Can Be Nurture
21 Aug 1922, Oxford Tr. Daphne Harwood Rudolf Steiner |
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Before this time there was no such thing as a plant, only a green thing with red flowers in which there is a little spirit just as there is a little spirit in ourselves. |
305. Spiritual Ground of Education: How Knowledge Can Be Nurture
21 Aug 1922, Oxford Tr. Daphne Harwood Rudolf Steiner |
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If the process of the change of teeth in a child is gradual even more gradual is that great transformation in the bodily, psychic and spiritual organism of which I have already spoken. Hence, in education it is important to remember that the child is gradually changing from an imitative being into one who looks to the authority of an educator, of a teacher. Thus we should make no abrupt transition in the treatment of a child in its seventh year or so—at the age, that is, at which we receive it for education in the primary school. Anything further that is said here on primary school education must be understood in the light of this proviso. In the art of education with which we are here concerned the main thing is to foster the development of the child's inherent capacities. Hence all instruction must be at the service of education. The task is, properly speaking, to educate; and instruction is made use of as a means of educating. This educational principle demands that the child shall develop the appropriate relation to life at the appropriate age. But this can only be done satisfactorily when the child is not required at the very outset to do something which is foreign to its nature. Now it is a thoroughly unnatural thing to require a child in its sixth or seventh year to copy without more ado the signs which we now, in this advanced stage of civilisation, use for reading and writing. If you consider the letters we now use for reading and writing, you will realise that there is no connection between what a seven-year old child is naturally disposed to do—and these letters. Remember, that when men first began to write they used painted or drawn signs which copied things or happenings in the surrounding world; or else men wrote from out of will impulses, so that the forms of writing gave expression to processes of the will, as for example in cuneiform. The entirely abstract forms of letters which the eye must gaze at nowadays, or the hand form, arose from out of picture writing. If we confront a young child with these letters we are bringing to him an alien thing, a thing which in no wise conforms to his nature. Let us be clear what this ‘pushing’ of a foreign body into a child's organism really means. It is just as if we habituated the child from his earliest years to wearing very small clothes, which do not fit and which therefore damage his organism. Nowadays when observation tends to be superficial, people do not even perceive what damage is done to the organism by the mere fact of introducing reading and writing to the child in a wrong way. An art of education founded in a knowledge of man does truly proceed by drawing out all that is in the child. It does not merely say: the individuality must be developed, it really does it. And this is achieved firstly by not taking reading as the starting point. For with a child the first things are movements, gestures, expressions of will, not perception or observation. These come later. Hence it is necessary to begin, not with reading, but with writing—but a writing which shall come naturally from man's whole being. Hence, we begin with writing lessons, not reading lessons, and we endeavour to lead over what the child does of its own accord out of imitation, through its will, through its hands, into writing. Let me make it clear to you by an example: We ask the child to say the word “fish,” for instance, and while doing so, show him the form of the fish in a simple sketch; then ask him to copy it;—thus we get the child to experience the word “fish.” From “fish” we pass to f (F), and from the form of the fish we can gradually evolve the letter f. Thus we derive the form of the letter by an artistic activity which carries over what is observed into what is willed: By this means we avoid introducing an utterly alien F, a thing which would affect the child like a demon, something foreign thrust into his body; and instead we call forth from him the thing he has seen himself in the market place. And this we transform little by little into ‘ f .’ In this way we come near to the way writing originated, for it arose in a manner similar to this. But there is no need for the teacher to make a study of antiquity and exactly reproduce the way picture writing arose so as to give it in the same manner to the child. What is necessary is to give the rein to living fantasy and to produce afresh whatever can lead over from the object, from immediate life, to the letter forms. You will then find the most manifold ways of deriving the letter form for the child from life itself. While you say M let him feel how the M vibrates on the lips, then get him to see the shape of the lips as form, then you will be able to pass over gradually from the M that vibrates on the lips to M. In this way, if you proceed spiritually, imaginatively, and not intellectually, you will gradually be able to derive from the child's own activity, all that leads to his learning to write. He will learn to write later and more slowly than children commonly do to-day. But when parents come and say: My child is eight, or nine years old, and cannot yet write properly, we must always answer: What is learned more slowly at any given age is more surely and healthily absorbed by the organism, than what is crammed into it. Along these lines, moreover, there is scope for the individuality of the teacher, and this is an important con-sideration. As we now have many children in the Waldorf School we have had to start parallel classes—thus we have two first classes, two second classes and so on. If you go into one of the first classes you will find writing being taught by way of painting and drawing. You observe how the teacher is doing it. For instance, it might be just as we have been describing here. Then you go into the other Class I., Class I. B; and you find another teacher teaching the same subject. But you see something quite different. You find the teacher letting the children run round in a kind of eurhythmy, and getting them to experience the form from out of their own bodily movements. Then what the child runs is retained as the form of the letter. And it is possible to do it in yet a third and a fourth manner. You will find the same subject taught in the most varied ways in the different parallel classes. Why? Well, because it is not a matter of indifference whether the teacher who has to take a lesson has one temperament or another. The lesson can only be harmonious when there is the right contact between the teacher and the whole class. Hence every teacher must give his lesson in his own way. And just as life appears in manifold variety so can a teaching founded in life take the most varied forms. Usually, when pedagogic principles are laid down it is expected that they shall be carried out. They are written down in a book. The good teacher is he who carries them out punctiliously, 1, 2, 3, etc. Now I am convinced that if a dozen men, or even fewer, sit down together they can produce the most wonderful programme for what should take place in education; firstly, secondly, thirdly, etc. People are so wonderfully intelligent nowadays;—I am not being sarcastic, I really mean it—one can think out the most splendid things in the abstract. But whether it is possible to put into practice what one has thought out is quite another matter. That is a concern of Life. And when we have to deal with life,—I ask you now, life is in all of you, natural life, you are all human beings, yet you all look different. No one man's hair is like another's. Life displays its variety in the manifold varieties of form. Each man has a different face. If you lay down abstract principles, you expect to find the same thing done in every class room. If your principles are taken from life, you know that life is various, and that the same thing can be done in the most varied ways. You see, for instance, that Negroes must be regarded as human beings, and in them the human form appears quite differently. In the same way when the art of education is held as a living art, all pedantry and also every kind of formalism must be avoided. And education will be true when it is really made into an art, and when the teacher is made into an artist. It is thus possible for us in the Waldorf School to teach writing by means of art. Then reading can be learned afterwards almost as a matter of course, without effort. It comes rather later than is customary, but it comes almost of itself. While we are concerned on the one hand in bringing the pictorial element to the child—(and during the next few days I shall be showing you something of the paintings of the Waldorf School children)—while we are engaged with the pictorial element, we must also see to it that the musical element is appreciated as early as possible. For the musical element will give a good foundation for a strong energetic will, especially when attention is paid—at this stage—not so much to musical content as to the rhythm and beat of the music, the experience of rhythm and beat; and especially when it is treated in the right manner at the beginning of the elementary school period. I have already said in the introduction to the eurhythmy demonstration that we also introduce eurhythmy into children's education. I shall be speaking further of eurhythmy, and in particular of eurhythmy in education, in a later lecture. For the moment I wished to show more by one or two examples how early instruction serves the purpose of education in so far as it is called out of the nature of the human being. But we must bear in mind that in the first part of the stage between the change of teeth and puberty a child can by no means distinguish between what is inwardly human and what is external nature. For him up to his eighth or ninth year these two things are still merged into one. Inwardly the child feels a certain impression, outwardly he may see a certain phenomenon, for instance a sunrise. The forces he feels in himself when he suffers unhappiness or pain; he supposes to be in sun or moon, in tree or plant. We should not reason the child out of this. We must transpose ourselves into the child's stage of life and conduct everything within education as if no boundary existed as yet between inner man and outer nature. This we can only do when we form the instruction as imaginatively as possible, when we let the plants act in a human manner—converse with other plants, and so on,—when we introduce humanity everywhere. People have a horror nowadays of Anthropomorphism, as it is called. But the child who has not experienced anthropomorphism in its relation to the world will be lacking in humanity in later years. And the teacher must be willing to enter into his environment with his full spirit and soul so that the child can go along with him on the strength of this living experience. Now all this implies that a great deal shall have happened to the teacher before he enters the classroom. The carrying through of the educational principles of which we have been speaking makes great demands on the preparation the teachers have to do. One must do as much as one possibly can before-hand when one is a teacher, in order to make the best use of the time in the class room. This is a thing which the teacher learns to do only gradually, and in course of time. And only through this slow and gradual learning can one come really to have a true regard for the child's individuality. May I mention a personal experience in this connection, Years before my connection with the Waldorf School I had to concern myself with many different forms of education. Thus it happened that when I was still young myself I had corded to me the education of a boy of eleven years old who was exceedingly backward in his development. Up to that time he had lied nothing at all. In proof of his attainment I was shown an exercise book containing the results of the latest examination he had been pushed into. All that was to be seen in it was an enormous hole that he had scrubbed with the india-rubber; nothing else. Added to this the boy's domestic habits were of a pathological nature. The whole family was unhappy on his account, for they could not bring themselves to abandon him to a manual occupation—a social prejudice, if you like, but these prejudices have to be reckoned with. So the whole family was unhappy. The family doctor was quite explicit that nothing could be made of the boy. I was now given four children of this family to educate. The others were normal, and I was to educate this one along with them. I said: I will try—in a case like this one can make no promises that this or the other result will be achieved,—but I would do everything that lay within my power, only I must be left complete freedom in the matter of the education. So now I undertook this education. The mother was the only member of the family who understood my stipulation for freedom, so that the education had to be fought for him in the teeth of the others. But finally the instruction of the boy was confided to me. It was necessary that the time spent in immediate instruction of the boy should be as brief as possible. Thus if I had, say, to be engaged in teaching the boy for about half-an-hour, I had to do three hours' work in preparation so as to make the most economical use of the time. Moreover, I had to make careful note of the time of the music lesson, for example. For if the boy were overtaxed he turned pale and his health deteriorated. But because one understood the boy's whole pathological condition, because one knew what was to be set down to hydrocephalus, it was possible to make such progress with the boy—and not psychical progress only,—that a year and a half after he had shown up merely a hole rubbed in his exercise book, he was able to enter the Gymnasium. (Name given to the Scientific and Technical School as distinct from the Classical.) And I was further able to help him throughout the classes of the Gymnasium and follow up the work with him until near the end of his time there, Under the influence of this education, and also because everything was spiritually directed, the boy's head became smaller. I know a doctor might say perhaps his head would have become smaller in any case. Certainly, but the right nurture of spirit and soul had to go with this process of getting smaller. The person referred to subsequently became an excellent doctor. He died during the war in the exercise of his profession, but only when he was nearly forty years old. It was particularly important here to achieve the greatest economy in the time of instruction by means of suitable preparation beforehand. Now this must become a general principle. And in the art of education of which I am here speaking this is striven for. Now, when it is a question of describing what we have to tell the children in such a way as to arouse life and liveliness in their whole being, we mast master the subject thoroughly beforehand and be so at home with the matter that we can turn all our attention and individual power to the form in which we shall present it to the child. And then we shall discover as a matter of course that all the stuff of teaching must become pictorial if a child is to grasp it not only with his intellect but with his whole being. Hence we mostly begin with tales such as fairy tales, but also with other invented stories which relate to Nature. We do not at first teach either language or any other “subject,” but we simply unfold the world itself in vivid and pictorial form before the child. And such instruction is the best preparation for the writing and reading which is to be derived imaginatively. Thus between his ninth and tenth year the child comes to be able to express himself in writing, and also to read as far as is healthy for him at this age, and now we have reached that important point in a child's life, between his ninth and tenth year, to which I have already referred. Now you must realise that this important point in the child's life has also an outward manifestation. At this time quite a remarkable change takes place, a remarkable differentiation, between girls and boys. Of the particular significance of this in a co-educational school such as the Waldorf School, I shall be speaking later. In the meantime we must be aware that such a differentiation between boys and girls does take place. Thus, round about the tenth year girls begin to grow at a quicker rate than the boys. Growth in boys is held back. Girls overtake the boys in growth. When the boys and girls reach puberty the boys once more catch up with the girls in their growth. Thus just at that stage the boys grow more rapidly. Between the tenth and fifteenth year the outward differentiation between girls and boys is in itself a sign that a significant period of life has been reached. What appears inwardly is the clear distinction between oneself and the world. Before this time there was no such thing as a plant, only a green thing with red flowers in which there is a little spirit just as there is a little spirit in ourselves. As for a “plant,” such a thing only makes sense for a child about its tenth year. And here we must be able to follow his feeling. Thus, only when a child reaches this age is it right to teach him of an external world of our surroundings. One can make a beginning for instance with botany—that great stand-by of schools. But it is just in the case of botany that I can demonstrate how a formal education—in the best sense of the word—should be conducted. If we start by showing a child a single plant we do a thoroughly unnatural thing, for that is not a whole. A plant especially when it is rooted up, is not a whole thing. In our realistic and materialistic age people have little sense for what is material and natural otherwise they would feel what I have just said. Is a plant a whole thing? No, when we have pulled it up and fetched it here it very soon withers. It is not natural to it to be pulled up. Its nature is to be in the earth, to belong with the soil. A stone is a totality by itself. It can lie about anywhere and it makes no difference. But I cannot carry a plant about all over the place; it will not remain the same. Its nature is only complete in conjunction with the soil, with the forces that spring from the earth, and with all the forces of the sun which fall upon this particular portion of the earth. Together with these the plant makes a totality. To look upon a plant in isolation is as absurd as if we were to pull out a hair of our head and regard the hair as a thing in itself. The hair only arises in connection with an organism and cannot be understood apart from the organism. Therefore: In the teaching of botany we must take our start, not from the plant, or the plant family but from the landscape, the geographical region: from an understanding of what the earth is in a particular place. And the nature of plants must be treated in relation to the whole earth. When we speak of the earth we speak as physicists, or at most as geologists. We assume that the earth is a totality of physical forces, mineral forces, self-enclosed, and that it could exist equally well if there were no plants at all upon it, no animals at all, no men at all. But this is an abstraction. The earth as viewed by the physicist, by the geologist, is an abstraction. There is in reality no such thing. In reality there is only the earth which is covered with plants. We must be aware when we are describing from a geological aspect that, purely for the convenience of our intelligence, we are describing a non-existent abstraction. But we must not start by giving a child an idea of this non-existent abstraction, we must give the child a realisation of the earth as a living organism, beginning naturally with the district which the child knows. And then, just as we should show him an animal with hair growing upon it, and not produce a hair for it to see before it knew anything of the animal—so must we first give him a vivid realisation of the earth as a living organism and after that show him how plants live and grow upon the earth. Thus the study of plants arises naturally from introducing the earth to the child as a living thing, as an organism—beginning with a particular region. To consider one part of the earth at a time, however, is an abstraction, for no region of the earth can exist apart from the other regions; and we should be conscious that we take our start from something incomplete. Nevertheless, if, once more we teach pictorially and appeal to the wholeness of the imagination the child will be alive to what we tell him about the plants. And in this way we gradually introduce him to the external world. The child acquires a sense of the concept “objectivity.” He begins to live into reality. And this we achieve by introducing the child in this natural manner to the plant kingdom. The introduction to the animal kingdom is entirely different—it comes somewhat later. Once more, to describe the single animals is quite inorganic. For actually one could almost say: It is sheer chance that a lion is a lion and a camel a camel. A lion presented to a child's contemplation will seem an arbitrary object however well it may be described, or even if it is seen in a menagerie. So will a camel. Observation alone makes no sense in the domain of life. How are we to regard the animals? Now, anyone who can contemplate the animals with imaginative vision, instead of with the abstract intellect, will find each animal to be a portion of the human being. In one animal the development of the legs will predominate—whereas in man they are at the service of the whole organism. In another animal the sense organs, or one particular sense organ, is developed in an extreme manner. One animal will be specially adapted for snouting and routing (snuffling), another creature is specially gifted for seeing, when aloft in the air. And when we take the whole animal kingdom together we find that what outwardly constitutes the abstract divisions of the animal kingdom is comprised in its totality in man. All the animals taken together, synthetically, give one the human being. Each capacity or group of faculties in the human being is expressed in a one-sided form in some animal species. When we study the lion—there is no need to explain this to the child, we can show it to him in simple pictures—when we study the lion we find in the lion a particular over-development of what in the human being are the chest organs, the heart organ. The cow shows a one-sided development of what in man is the digestive system. And when I examine the white corpuscles in the human blood I see the indication of the earliest, most primitive creatures. The whole animal kingdom together makes up man, synthetically, not symptomatically, but synthetically woven and interwoven. All this I can expound to the child in quite a simple, primitive way. Indeed I can make the thing very vivid when speaking, for instance, of the lion's nature and showing how it needs to be calmed and subdued by the individuality of man. Or one can take the moral and psychic characteristics of the camel and show how what the camel presents in a lower form is to be found in human nature. So that man is a synthesis of lion, eagle, ape, of camel, cow and all the rest. We view the whole animal kingdom as human nature separated out and spread abroad. This, then, is the other side which the child gets when he is in his eleventh or twelfth year. After he has learned to separate himself from the plant world, to experience its objectivity and its connection with an objective earth, he then learns the close connection between the animals and man, the subjective side. Thus the universe is once more brought into connection with man, by way of the feelings. And this is educating the child by contact with life in the world. Then we shall find that the requirements we always make are met spontaneously. In theory we can keep on saying: You must not overload the memory. It is not a good thing to burden the child's memory. Anyone can see that in the abstract. It is less easy for people to see clearly what effect the overburdening of memory has on a man's life. It means this, that later in life we shall find him suffering from rheumatism and gout—it is a pity that medical observation does not cover the whole span of a man's life, but indeed we shall find many people afflicted with rheumatism and gout, to which they had no predisposition; or else what was a very slight predisposition has been in-creased because the memory was overtaxed, because one had learned too much from memory. But, on the other hand, the memory must not be neglected. For if the memory is not exercised enough inflammatory conditions of the physical organs will be prone to arise, more particularly between the 16th and 24th years. And how are we to hold the balance between burdening the memory too much or too little? When we teach pictorially and imaginatively, as I have described, the child takes as much of the instruction as it can bear. A relationship arises like that between eating and being satisfied. This means that we shall have some children further advanced than others, and this we must deal with, without relegating less advanced children to a class below. One may have a comparatively large class and yet a child will not eat more than it can bear—spiritually speaking—because its organism spontaneously rejects what it cannot bear. Thus we take account of life here, just as we draw our teaching from life. A child is able to take in the elements of Arithmetic at quite an early age. But in arithmetic we observe how very easily an intellectual element can be given the child too soon. Mathematics as such is alien to no man at any age. It arises in human nature; the operations of mathematics are not foreign to human faculty in the way letters are foreign in a succeeding civilisation. But it is exceedingly important that the child should be introduced to arithmetic and mathematics in the right way. And what this is can really only be decided by one who is enabled to overlook the whole of human life from a certain spiritual standpoint. There are two things which in logic seem very far removed from one another: arithmetic and moral principles. It is not usual to hitch arithmetic on to moral principles because there seems no obvious logical connection between them. But it is apparent to one who looks at the matter, not logically, but livingly, that the child who has a right introduction to arithmetic will have quite a different feeling of moral responsibility from the child who has not. And—this may seem extremely paradoxical to you, but since I am speaking of realities and not of the illusions current in our age, I will not be afraid of seeming paradoxical, for in this age truth often seems paradoxical.—If, then, men had known how to permeate the soul with mathematics in the right way during these past years we should not now have bolshevism in Eastern Europe. This it is that one perceives: what forces connect the faculty used in arithmetic with the springs of morality in man. Now, you will understand this better probably if I give you a very small illustration of the principles of arithmetic teaching. It is common nowadays to start arithmetic by the adding of one thing to another. But just consider how foreign a thing it is to the human mind to add one pea to another and at each addition to name a new name. The transition from one to two, and then to three,—this counting is quite an arbitrary activity for the human being. But it is possible to count in another way. And this we find when we go back a little in human history. For originally people did not count by putting one pea to another and hence deriving a new thing which, for the soul at all events, had little connection with what went before. No, men counted more or less in the following way: They would say: What we get in life is always a whole, something to be grasped as a whole; and the most diverse things can constitute a unity. If I have a number of people in front of me, that can be a unity at first sight. Or if I have a single man in front of me, he then is a unity. A unity, in reality, is a purely relative thing. And I keep this in mind if I count in the following way: One | = | two | = | = | three | = | = | = | four | = | = | =| = | and so on, that is, when I have an organic whole (a whole consisting of members): because then I am starting with unity, and in the unity, viewed as a multiplicity, I seek the parts. This indeed was the original view of number. Unity was always a totality, and in the totality one sought for the parts. One did not think of numbers as arising by the addition of one and one and one, one conceived of the numbers as belonging to the whole, and proceeding organically from the whole. When we apply this to the teaching of arithmetic we get the following: Instead of placing one bean after another beside the child, we throw him a whole heap of beans. The bean heap constitutes the whole. And from this we make our start. And now we can explain to the child: I have a heap of beans—or if you like, so that it may the better appeal to the child's imagination: a heap of apples,—and three children of different ages who need different amounts to eat, and we want to do something which applies to actual life. What shall we do? Now we can for instance, divide the heap of apples in such a way as to give a certain heap on the one hand and portions, together equal to the first heap, on the other. The heap represents the sum. Here we have the heap of apples, and we say: Here are three parts, and we get the child to see that the sum is the same as the three parts. The sum = the three parts. That is to say, in addition we do not go from the parts to arrive at the sum, but we start with the sum and proceed to the parts. Thus to get a living understanding of addition we start with the whole and proceed to the addenda, to the parts. For addition is concerned essentially with the sum and its parts, the members which are contained, in one way or another, within the sum. In this way we get the child to enter into life with the ability to grasp a whole, not always to proceed from the less to the greater. And this has an extraordinarily strong influence upon the child's whole soul and mind. When a child has acquired the habit of adding things together we get a disposition which tends to be desirous and craving. In proceeding from the whole to the parts, and in treating multiplication similarly, the child has less tendency to acquisitiveness, rather it tends to develop what, in the Platonic sense, the noblest sense of the word, can be called considerateness, moderation. And one's moral likes and dislikes are intimately bound up with the manner in which one has learned to deal with number. At first sight there seems to be no logical connection between the treatment of numbers and moral ideas, so little indeed that one who will only regard things from the intellectual point of view, may well laugh at the idea of any connection. It may seem to him absurd. We can also well understand that people may laugh at the idea of proceeding in addition from the sum instead of from the parts. But when one sees the true connections in life one knows that things which are logic-ally most remote are often in reality exceedingly near. Thus what comes to pass in the child's soul by working with numbers will very greatly affect the way he will meet us when we want to give him moral examples, deeds and actions for his liking or disliking, sympathy with the good, antipathy with the evil. We shall have before us a child susceptible to goodness when we have dealt with him in the teaching of numbers in the way described. |
307. Education: Reading, Writing and Nature-Study
13 Aug 1923, Ilkley Tr. Harry Collison Rudolf Steiner |
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We now explain how a plant like a fungus, having found no proper soil in the earth, is able to take root in something partly earth, partly plant, that is, in the trunk of a tree. Thus it becomes a tree-lichen, that greyish-green lichen which one finds on the bark of a tree, a parasite. From a study of the living, weaving forces of the earth itself, we can lead on to a characterization of all the different plants. |
307. Education: Reading, Writing and Nature-Study
13 Aug 1923, Ilkley Tr. Harry Collison Rudolf Steiner |
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In the previous lectures I have shown that when the child reaches the usual school age (after the change of teeth) all teaching should be given in an artistic, pictorial form. To-day, I propose to carry further the ideas already put before you and to show how this method appeals directly to the child's sentient life, the foundation from which all teaching must now proceed. Let us take a few characteristic examples to show how writing can be derived from the artistic element of painting and drawing. I have already said that if a system of education is to harmonize with the natural development of the human organism, the child must be taught to write before he learns to read. The reason for this is that in writing the whole being is more active than is the case in reading. You will say: Yes, but writing entails the movement of only one particular member. That is quite true, but fundamentally speaking, the forces of the whole being must lend themselves to this movement. In reading only the head and the intellect are engaged, and in a truly organic system of education we must draw that which is to develop from the whole being of the child. We will assume that we have been able to give the child some idea of flowing water; he has learnt to form a mental picture of waves and flowing water. We now call the child's attention to the initial sound, the initial letter of the word ‘wave.’ We indicate that the surface of water rising into waves follows this line: Then we lead the child from the drawing of this line over to the sign W derived from it. The child is thus introduced to the form of the letter ‘W’ in writing. The W has arisen from the picture of a wave. In the first place the child is given a mental picture which can lead over to the letter which he then learns to write. Or we may let the child draw the form of the mouth:— and then we introduce to him the first letter of the word “Mouth.” In one of our evening talks [Between the lectures there were meetings for discussion and questions at which Rudolf Steiner was often present.] I gave you another example. The child draws the form of a fish; when the fundamental form is firmly in his mind, we pass on to the initial letter of the word “fish.” A great many letters can be treated in this way; others will have to be derived somewhat differently. Suppose, for instance, we give the child an imaginative idea of the sound of the wind. Obviously the possibilities are many, but this particular way is the best for very young children. We picture to the child the raging of the wind and then we allow the child to imitate and to arrive at this form:— By drawing the child's attention to definite contours, to movements, or even to actual activities, all of which can be expressed in drawing or painting, we can develop nearly all the consonants. In the case of the vowels we must turn rather to gesture, for the vowels are an expression of man's inner being. ‘A’ (ah), for example, inevitably contains an element of wonder, of astonishment. Eurhythmy will prove to be of great assistance here for there we have gestures that truly correspond to feeling. The ‘I’ the ‘A’ and all the other vowels can be drawn from the corresponding gesture in Eurhythmy, for the vowels must be derived from movements that are an expression of the inner life of the human soul. In this way we can approach the abstract nature of writing by way of the more concrete elements contained in painting and drawing. We succeed in making the child start from the feeling called up by a picture; he then becomes able to relate to the actual letters the quality of soul contained in the feeling. The principle underlying writing thus arises from the sentient life of the soul. When we come to reading, our efforts must simply be in the direction of making the child aware, and this time in his head, of what has already been elaborated by the bodily forces as a whole. Reading is then grasped mentally, because it is recognized in the child's mind as an activity in which he has already been employed. This is of the very greatest significance. The whole process of development is hindered if the child is led straight away to what is abstract, if he is taught, that is, from the beginning to carry out any special activity by means of a purely mental concept. On the other hand, a healthy growth will always ensue if the activity is first of all undertaken, and then the mental idea afterwards unfolded as a result of the activity. Reading is essentially a mental act. Therefore if reading is taught before, and not after writing the child is prematurely involved in a process of development exclusively concerned with the head instead of with the forces of his whole being. By such methods as these all instruction can be guided into a sphere that embraces the whole man, into the realm of art. This must indeed be the aim of all our teaching up to the age of about nine-and-a-half; picture, rhythm, measure, these qualities must pervade all our teaching. Everything else is premature. It is for this reason utterly impossible before this age to convey anything to the child in which definite distinction is made between himself and the outer world. The child only begins to realize himself as a being apart from the outer world between the ninth and tenth years. Hence when he first comes to school, we must make all outer things appear living. We should speak of the plants as holding converse with us and with each other in such a way that the child's outlook on Nature and man is filled with imagination. The plants, the trees, the clouds all speak to him, and at this age he must feel no separation between himself and this living outer world. We must give him the feeling that just as he himself can speak, so everything that surrounds him also speaks. The more we enable the child thus to flow out into his whole environment, the more vividly we describe plant, animal and stone, so that weaving, articulate spirituality seems to be wafted towards him, the more adequately do we respond to the demands of his innermost being in these early years. They are years when the sentient life of the soul must flow into the processes of breathing and of the circulation of the blood and into the whole vascular system, indeed into the whole human organism. If we educate in this sense, the child's life of feeling will unfold itself organically and naturally in a form suited to the requirements of our times. It is of incalculable benefit to the child if we develop this element of feeling in writing and then allow a faint echo of the intellect to enter as he re-discovers in reading what he has already experienced in writing. This is the very best way of leading the child on towards his ninth year. Between the ages of seven and nine-and-a-half, it is therefore essential that all the teaching shall make a direct appeal to the element of feeling. The child must learn to feel the forms of the various letters. This is very important. We harden the child's nature unduly, we over-strengthen the forces of bones and cartilage and sinew in relation to the rest of the organism, if we teach him to write mechanically, making him trace arbitrary curves and lines for the letters, making use only of his bodily mechanism without calling upon the eye as well. If we also call upon the eye—and the eye is of course connected with the movements of the hand—by developing the letters in an artistic way, so that the letter does not spring from merely mechanical movements of the hand, it will then have an individual character in which the eye itself will take pleasure. Qualities of the soul are thus brought into play and the life of feeling develops at an age when it can best flow into the physical organism with health-giving power. I wonder what you would say if you were to see someone with a plate of fish in front of him, carefully cutting away the flesh and consuming the bones! You would certainly be afraid the bones might choke him and that in any case he would not be able to digest them. On another level, the level of the soul, exactly the same thing happens when we give the child dry, abstract ideas instead of living pictures, instead of something that engages the activities of his whole being. These dry, abstract concepts must only be there as a kind of support for the pictures that are to arise in the soul. When we make use of this imaginative, pictorial method in education in the way I have described, we so orientate the child's nature that his concepts will always be living and vital. We shall find that when he has passed the age of nine or nine-and-a-half, we can lead him on to a really vital understanding of an outer world in which he must of necessity learn to distinguish himself from his environment. When we have given sufficient time to speaking of the plant world in living pictures, we can then introduce something he can learn in the best possible way between the ninth and tenth years, gradually carrying it further during the eleventh and twelfth. The child is now ready to form ideas about the plant world. But naturally, in any system of education aiming at the living development of the human being, the way in which the plants are described must be very different from such methods as are used for no other reason than that they were usual in our own school days. To give the child a plant or flower and then make him learn its name, the number of its stamens, the petals and so forth, has absolutely no meaning for human life, or at most only a conventional one. Whatever is taught the child in this way remains quite foreign to him. He is merely aware of being forced to learn it, and those who teach botany to a child of eleven or twelve in this way have no true knowledge of the real connections of Nature. To study some particular plant by itself, to have it in the specimen box at home for study is just as though we were to pull out a single hair and observe it as it lay there before us. The hair by itself is nothing; it cannot grow of itself and has no meaning apart from the human head. Its meaning lies simply and solely in the fact that it grows on the head of a man, or on the skin of an animal. Only in its connections has it any living import. Similarly, the plant only has meaning in its relation to the earth, to the forces of the sun and, as I shall presently show, to other forces also. In teaching children about a plant therefore, we must always begin by showing how it is related to the earth and to the sun. I can only make a rough sketch here of something that can be illustrated in pictures in a number of lessons. Here (drawing on the blackboard) is the earth; the roots of the plant are intimately bound up with the earth and belong to it. The chief thought to awaken in the child is that the earth and the root belong to one another and that the blossom is drawn forth from the plant by the rays of the sun. The child is thus led out into the Cosmos in a living way. If the teacher has sufficient inner vitality it is easy to give the child at this particular age a living conception of the plant in its cosmic existence. To begin with, we can awaken a feeling of how the earth-substances permeate the root; the root then tears itself away from the earth and sends a shoot upwards; this shoot is born of the earth and unfolds into leaf and flower by the light and warmth of the sun. The sun draws out the blossoms and the earth retains the root. Then we call the child's attention to the fact that a moist earth, earth inwardly watery in nature, works quite differently upon the root from what a dry earth does; that the roots become shrivelled up in a dry soil and are filled with living sap in a moist, watery earth. Again, we explain how the rays of the sun, falling perpendicularly to the earth, call forth flowers of plants like yellow dandelions, buttercups and roses. When the rays of the sun fall obliquely, we have plants like the mauve autumn crocus, and so on. Everywhere we can point to living connections between root and earth, between blossom and sun. Having given the child a mental picture of the plant in its cosmic setting, we pass on to describe how the whole of its growth is finally concentrated in the seed vessels from which the new plant is to grow. Then—and here I must to some extent anticipate the future—in a form suited to the age of the child we must begin to disclose a truth of which it is difficult as yet to speak openly, because modern science regards it as pure superstition or so much fantastic mysticism. Nevertheless it is indeed a fact that just as the sun draws the coloured blossom out of the plant, so is it the forces of the moon which develop the seed-vessels. Seed is brought forth by the forces of the moon. In this way we place the plant in a living setting of the forces of the sun, moon and earth. True, one cannot enter deeply into this working of the moon forces, for if the children were to say at home that they had been taught about the connection between seeds and the moon, their parents might easily be prevailed upon by scientific friends to remove them from such a school—even if the parents themselves were willing to accept such things! We shall have to be somewhat reticent on this subject and on many others too, in these materialistic days. By this radical example I wished, however, to show you how necessary it is to develop living ideas, ideas that are drawn from actual reality and not from something that has no existence in itself. For in itself, without the sun and the earth, the plant has no existence. We must now show the child something further. Here (drawing on the blackboard) is the earth; the earth sprouts forth, as it were, produces a hillock (swelling); this hillock is penetrated by the forces of air and sun. It remains earth substance no longer; it changes into something that lies between the sappy leaf and the root in the dry soil—into the trunk of a tree. On this plant that has grown out of the earth, other plants grow—the branches. The child thus realizes that the trunk of the tree is really earth-substance carried upwards. This also gives an idea of the inner kinship between the earth and all that finally becomes earthy. In order to bring this fully home to the child, we show him how the wood decays, becoming more and more earthy till it finally falls into dust. In this condition the wood becomes earth once more. Then we can explain how sand and stone have their origin in what was once really destined for the plants, how the earth is like one huge plant, a giant tree out of which the various plants grow like branches. Here we develop an idea intelligible to the child; the whole earth as a living being of which the plants are an integral part. It is all important that the child should not get into his head the false ideas suggested by modern geology—that the earth consists merely of mineral substances and mineral forces. For the plants belong to the earth as much as do the minerals. And now another point of great significance. To begin with, we avoid speaking of the mineral as such. The child is curious about many things but we shall find that he is no longer anxious to know what the stones are if we have conveyed to him a living idea of the plants as an integral part of the earth, drawn forth from the earth by the sun. The child has no real interest in the mineral as such. And it is very much to the good if up to the eleventh or twelfth years he is not introduced to the dead mineral substances but can think of the earth as a living being, as a tree that has already crumbled to dust, from which the plants grow like branches. From this point of view it is easy to pass on to the different plants. For instance, I say to the child: The root of such and such a plant is trying to find soil; its blossoms, remember, are drawn forth by the sun. Suppose that some roots cannot find any soil but only decaying earth, then the result will be that the sun cannot draw out the blossoms. Then we have a plant with no real root in the soil and no flower—a fungus, or mushroom-like growth. We now explain how a plant like a fungus, having found no proper soil in the earth, is able to take root in something partly earth, partly plant, that is, in the trunk of a tree. Thus it becomes a tree-lichen, that greyish-green lichen which one finds on the bark of a tree, a parasite. From a study of the living, weaving forces of the earth itself, we can lead on to a characterization of all the different plants. And when the child has been given living ideas of the growth of the plants, we can pass on from this study of the living plant to a conception of the whole surface of the earth. In some regions yellow flowers abound; in others the plants are stunted in their growth, and in each case the face of the earth is different. Thus we reach geography, which can play a great part in the child's development if we lead up to it from the plants. We should try to give an idea of the face of the earth by connecting the forces at work on its surface with the varied plant-life we find in the different regions. Then we unfold a living instead of a dead intellectual faculty in the child. The very best age for this is the time between the ninth or tenth and the eleventh or twelfth years. If we can give the child this conception of the weaving activity of the earth whose inner life brings forth the different forms of the plants, we give him living and not dead ideas, ideas which have the same characteristics as a limb of the human body. A limb has to develop in earliest youth. If we enclosed a hand for instance in an iron glove, it could not grow. Yet it is constantly being said that the ideas we give to children should be as definite as possible, they should be definitions and the children ought always to be learning them. But nothing is more hurtful to the child than definitions and rigid ideas, for these have no quality of growth. Now the human being must grow as his organism grows. The child must be given mobile concepts, concepts whose form is constantly changing as he becomes more mature. If we have a certain idea when we are forty years of age, it should not be a mere repetition of something we learnt at ten years of age. It ought to have changed its form, just as our limbs and the whole of our organism have changed. Living ideas cannot be roused if we only give the child what is nowadays called “science,” the dead knowledge which we so often find teaches us nothing! Rather must we give the child an idea of what is living in Nature. Then he will develop in a body which grows as Nature herself grows. We shall not then be guilty, as educational systems so often are, of implanting in a body engaged in a process of natural development, elements of soul-life that are dead and incapable of growth. We shall foster a living growing soul in harmony with a living, growing physical organism and this alone can lead to a true development. This true development can best be induced by studying the life of plants in intimate connection with the configuration of the earth. The child should feel the life of the earth and the life of the plants as a unity: knowledge of the earth should be at the same time a knowledge of the world of the plants. The child should first of all be shown how the lifeless mineral is a residue of life, for the tree decays and falls into dust. At the particular age of which I am now speaking, nothing in the way of mineralogy should be taught the child. He must first be given ideas and concepts of what is living. That is an essential thing. Just as the world of the plants should be related to the earth and the child should learn to think of it as the offspring of a living earth-organism, so should the animal-world as a whole be related to man. The child is thus enabled in a living way to find his own place in Nature and in the world. He begins to understand that the plant-tapestry belongs to the living earth. On the other hand, however, we teach him to realize that the various animals spread over the world represent, in a certain sense, stages of a path to the human state. That the plants have kinship to the earth, the animals to man—this should be the basis from which we start. I can only justify it here as a principle; the actual details of what is taught to a child of ten, eleven or twelve years concerning the animal world must be worked out with true artistic feeling. In a very simple, very elementary way, we begin by calling the child's attention to the nature of man. This is quite possible if the preliminary artistic foundations have already been laid. The child will learn to understand, in however simple a sense, that man has a threefold organization. First, there is the head. A hard shell encloses the system of nerves and the softer parts that lie within it. The head may thus be compared with the round earth within the Cosmos. We shall do our utmost to give the child a concrete, artistic understanding of the head-system and then lead on to the second member, the rhythmic system which includes the organs of breathing and circulation of the blood. Having spoken of the artistic modelling of the cup-like formation of the skull which encloses the soft parts of the brain, we pass on to consider the series of bones in the spinal column and the branching ribs. We shall study the characteristics of the chest, with its breathing and circulatory systems, that is, the human rhythmic system in its essential nature. Then we reach the third member, the system of metabolism and limbs. As organs of movement, the limbs really maintain and support the metabolism of the body, for the processes of combustion are regulated by their activities. The limbs are connected with metabolism. Limbs and metabolism must be taken together; they constitute the third member of man's being. To begin with, then, we make this threefold division of man. If our teaching is pervaded with the necessary artistic feeling and is given in the form of pictures, it is quite possible to convey to the child this conception of man as a threefold being. We now draw the child's attention to the different animal species spread over the earth. We begin with the lowest forms of animal life, with creatures whose inner parts are soft and are surrounded by shell-like formations. Certain members of the lower animal species consist, strictly speaking, merely of a sheath surrounding the protoplasm. We show the child how these lower creatures image in a primitive way the form of the human head. Our head is the lower animal raised to the very highest degree of development. The head, and more particularly the nervous system, must not be correlated with the mammals or the apes, but with the lowest forms of animal life. We must go far, far back in the earth's history, to the most ancient forms of animal life, and there we find creatures which are wholly a kind of elementary head. Thus we try to make the lower animal world intelligible to the child as a primitive head-organization. We then take the animals somewhat higher in the scale, the fishes and their allied species. Here the spinal column is especially developed and we explain that these “half-way” animals are beings in whom the human rhythmic system has developed, the other members being stunted. In the lowest animals, then, we find at an elementary stage, the organization corresponding to the human head. In the animal species grouped round the fishes, we find a one-sided development of the human chest-organization, and the system comprising the limbs and metabolism brings us finally to the higher animals. The organs of movement are developed in great diversity of form in the higher animals. The mechanism of a horse's foot, a lion's pad, or the feet of the wading animals, all these give us a golden opportunity for artistic description. Or again, we can compare the limbs of man with the one-sided development we find in the limbs of the ape. In short, we begin to understand the higher animals by studying the plastic structure of the organs of movement, or the digestive organs. Beasts of prey differ from the ruminants in that the latter have a very long intestinal track, whereas in the former, while the intestinal coil is short, all that connects the heart and blood circulation with the digestive processes is strongly and powerfully developed. A study of the organization of the higher animals shows at once how one-sided is its development in comparison with the system of limbs and metabolism in man. We can give a concrete picture of how the front part of the spine in the animal is really nothing but head. The whole digestive system is continued right on into the head. The animal's head belongs essentially to the digestive organs, to the stomach and intestines. In man, on the other hand, that which has remained, as it were, in the virginal state—the soft parts of the brain with their enclosing, protecting shell of bone—is placed above the limb and metabolic system. The head organization in man is thus raised a stage higher than in the animal, in which, as we have seen, it is merely a continuation of the metabolism. Yet man, in so far as his head organization is concerned, preserves the simplest, most fundamental principles of form, namely, soft substance within surrounded by a cup-like bony formation. One can show too how in certain animals the structure of the jaw can best be understood if the upper and under jaw are regarded as the foremost limbs. This best explains the animal head. In this way, the human being emerges as a synthesis of three systems—head system, chest system, system of limbs and metabolism. In the animal world there is a one-sided development of the one or other system. Thus we have first, the lower animals, the crustaceans, for example, but also others; then the mammals, birds and so on, where the chest system is predominantly developed; and finally the species of fishes, reptiles and so on. We see, as it were, the animal kingdom as a human being spread out in diversity over the earth. We relate the world of the plants to the earth, and the diverse animal species to man who is, in fact, the synthesis of the entire animal world. Taking our start from man's physical organization, we give the child, in a simple way, an idea of the threefold nature of his being. Passing to the animals, we explain how in the different species there is always a one-sided development of certain organs, whereas in man these organs are united into one harmonious whole. This one-sided specialized development is manifested by the chest organs in certain animals; in others by the lower intestines, and in others again, by the upper organs of digestion. In many forms of animal life, birds for instance, we find metamorphoses of certain organs; the organs of digestion become the crop, and so forth. We can characterize each animal species as representing a one-sided development of an organic system in man, so that the whole animal world appears as the being of man spread over the earth in diversity of forms, man himself being the synthesis of the animal kingdom. When it has been made clear to the child that the animal world is the one-sided expression of the bodily organs of man, that one system of organs comes to expression as one species, another as a different species, then we can pass on to study man himself. This should be when the child is approaching his twelfth year, for he can then understand that because man bears the spirit within him, he is an artistic synthesis of the separate parts of his being, which are mirrored in the various species of animals. Only because man bears the spirit within him can he thus unite the lower forms of animal life in a harmonious unity. The human head and chest organizations arise as complex metamorphosis of animal forms, all of which have evolved in such a way that they fit in with the other parts of his body. Thus he bears within himself that which is manifested in the fishes and that which is manifested in the higher animals but harmonized into a limb. The separate fragments of man's being scattered over the world in the realm of the animals are in man gathered together by the spirit into unity; man is their synthesis. Thus we relate man with the animal world, but he is at the same time raised above the animals because he is the bearer of the spirit. Botany, taught in the way I have indicated, brings life into the child's world of ideas so that he stands rightly in the world through wisdom. A living intelligence will then enable him to become efficient in life and to find his place in the world. His will is strengthened if he has acquired an equally living conception of his own relation to the animal world. You will naturally realize that what I have had to discuss here in some twenty minutes or so must be developed stage by stage for a long period of time; the child must gradually unite these ideas with his inmost nature. Then they will play no small part in the position a man may take in the world by virtue of his strength of will. The will grows inwardly strong if a man realizes that by the grace of the living spirit he himself is the perfecting and the synthesis of the animal kingdom. And so the aim of educational work must be net merely to teach facts about the plants and animals, but also to develop character, to develop the whole nature of the child. A true understanding of the life of plants brings wisdom, and a living conception of his relation to the animals strengthens the will of the child. If we have succeeded in this, the child has entered between the ninth and tenth years, into a relationship with the other living creatures of the earth such that he will be able to find his own way and place in the world through wisdom on the one hand and on the other through a purposeful strength of will. The one great object of education is to enable the human being to find his way through life by his intelligence and will. These two will develop from the life of feeling that has unfolded in the child between the ages of seven and nine-and-a-half. Thinking, feeling and willing are then brought into a right relationship instead of developing in a chaotic way. Everything is rooted in feeling. We must therefore begin with the child's sentient life and from feeling engender the faculty of thought through a comprehension of the kingdom of the plants. For the life of the plants will never admit of dead conceptions. The will is developed if we lead the child to a knowledge of his connection with the animals and of the human spirit that lifts man above them. Thus we strive to impart sound wisdom and strength of will; to the human being. This indeed is our task in education, for this alone will make him fully man and the evolution of the full manhood is the goal of all education. |
310. Human Values in Education: Anthroposophical Education Based on a Knowledge of Man
17 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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His knowledge rests on practical experience, he has “green fingers.” In the same way it is possible for a teacher who practises an art of education based on reality to stand as educator before children who have genius, even though he himself is certainly no genius. |
310. Human Values in Education: Anthroposophical Education Based on a Knowledge of Man
17 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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For quite a number of years now Education has been one of those branches of civilised, cultural activity which we foster within the Anthroposophical Movement, and, as will appear from these lectures, we may perhaps just in this sphere look back with a certain satisfaction on what we have been able to do. Our schools have existed only a few years, so I cannot speak of an achievement, but only of the beginning of something which, even outside the Anthroposophical Movement, has already made a certain impression on circles interested in the spiritual life of the cultural world of today. Looking back on our educational activity it gives me real joy, particularly here in Holland, where many years ago I had the opportunity of lecturing on subjects connected with anthroposophical spiritual science, to speak once more on this closely related theme. Anthroposophical education and teaching is based on that knowledge of man which is only to be gained on the basis of spiritual science; it works out of a knowledge of the whole human being, body, soul and spirit. At first such a statement may be regarded as obvious. It will be said that of course the whole man must be taken into consideration when it is a question of educational practice, of education as an art; that neither should the spiritual be neglected in favour of the physical, nor the physical in favour of the spiritual. But it will very soon be seen how the matter stands when we become aware of the practical results which ensue when any branch of human activity is based on anthroposophical spiritual science. Here in Holland, in the Hague, a small school has been founded on the basis of an anthroposophical knowledge of man, a daughter school, if I may call it so, of our Waldorf School in Stuttgart. And I believe that whoever gets to know such a school, whether from merely hearing about the way it is run, or through a more intimate knowledge, will find in the actual way it deals with teaching and education, something arising from its anthroposophical foundation which differs essentially from the usual run of schools in our present civilisation. The reason for this is that wherever we look today we find a gulf between what people think, or devise theoretically, and what they actually carry out in practice. For in our present civilisation theory and practice have become two widely separated spheres. However paradoxical it may sound, the separation may be observed, perhaps most of all in the most practical of all occupations in life, in the business world, in the economic sphere. Here all sorts of things are learnt theoretically. For instance, people think out details of administration in economic affairs. They form intentions. But these intentions cannot be carried out in actual practice. However carefully they are thought out, they do not meet the actual conditions of life. I should like to express myself still more clearly, so that we may understand one another. For example, a man who wishes to set up a business concern thinks out some sort of business project. He thinks over all that is connected with this business and organises it according to his intentions. His theories and abstract thoughts are then put into effect, but, when actually carried out, they everywhere come up against reality. Certainly things are done, thought-out ideas are even put into practice, but these thoughts do not fit into real life. In actual fact something is carried over into real life which does not correspond with what is real. Now a business that is conducted in this way can continue for some time and its inaugurator will consider himself to be a tremendously practical fellow. For whoever goes into business and from the outset has learnt absolutely nothing outside customary practice will consider himself a “practical” man. Today we can hear how really practical people speak about such a theorist. He enters into business life and with a heavy hand introduces his thought-out ideas. If sufficient capital is available, he may even be able to carry on for a time, after a while, however, the concern collapses, or it may be absorbed into some more established business. Usually when this happens very little heed is paid to how much genuine, vital effort has been wasted, how many lives ruined, how many people injured or impaired in their way of life. It has come about solely because something has been thought out—thought out by a so-called “practical” man. In such a case however the person in question is not practical through his insight but by the use of his elbows. He has introduced something into reality without considering the conditions of reality. Few people notice it, but this kind of thing has become rampant in the cultural life of today. At the present time the only sphere where such things are understood, where it is recognised that such a procedure does not work, is in the application of mechanical natural science to life. When the decision is made to build a bridge it is essential to make use of a knowledge of mechanics to ensure that the bridge will stand up to what is required of it; otherwise the first train that passes over it will be plunged into the water. Such things have already happened, and even at the present time we have seen the results of faulty mechanical construction. Speaking generally, however, this sphere is the only one in practical life in which it can be stated unequivocally that the conditions of reality have or have not been foreseen. If we take the sphere of medicine we shall see at once that it is not so evident whether or not the conditions of reality have been taken into account. Here too the procedure is the same; something is thought out theoretically and then applied as a means of healing. Whether in this case there has been a cure, whether it was somebody's destiny to die, or whether perhaps he has been “cured to death,” this indeed is difficult to perceive. The bridge collapses when there are faults in its construction; but whether the sick person gets worse, whether he has been cured by the treatment, or has died of it, is not so easy to discover. In the same way, in the sphere of education it is not always possible to see whether the growing child is being educated in accordance with his needs, or whether fanciful methods are being used which can certainly be worked out by experimental psychology. In this latter case the child is examined by external means and the following questions arise: what sort of memory has he, what are his intellectual capacities, his ability to form judgments and so on? Educational aims are frequently found in this way. But how are they carried into life? They sit firmly in the head, that is where they are. In his head the teacher knows that a child must be taught arithmetic like this, geography like that, and so it goes on. Now the intentions are to be put into practice. The teacher considers all he has learnt, and remembers that according to the precepts of scientific educational method he must set about things in such and such a way. He is now faced with putting his knowledge into practice, he remembers these theoretical principles and applies them quite externally. Whoever has the gift for observing such things can experience how sometimes teachers who have thoroughly mastered educational theories, who can recount admirably everything they had to know for their examination, or had to learn in practice class-teaching, nevertheless remain utterly removed from life when they come face to face with the children they have to teach. What has happened to such a teacher is what, daily and hourly, we are forced to observe with sorrowing heart, the fact that people pass one another by in life, that they have no sense for getting to know one another. This is a common state of affairs. It is the fundamental evil which underlies all social disturbances which are so widespread in the cultural life of today: the lack of paying heed to others, the lack of interest which every man should have for others. In everyday civilised life we must perforce accept such a state of affairs; it is the destiny of modern humanity at the present time. But the peak of such aloofness is reached when the teacher of the child or the educator of the youth stands at a distance from his pupil, quite separated from him, and employs in a completely external way methods obtained by external science. We can see that the laws of mechanics have been wrongly applied when a bridge collapses, but wrong educational methods are not so obvious. A clear proof of the fact that human beings today are only at home when it comes to a mechanical way of thinking, which can always determine whether things have been rightly or wrongly thought out, and which has produced the most brilliant triumphs in the life of modern civilisation—a proof of this is that humanity today has confidence only in mechanical thought. And if this mechanical thinking is carried into education, if, for instance, the child is asked to write down disconnected words and then repeat them quickly, so that a record can be made of his power of assimilation, if this is the procedure in education it is a sign that there is no longer any natural gift for approaching the child himself. We experiment with the child because we can no longer approach his heart and soul. In saying all this it might seem as though one had the inclination or desire only to criticise and reprove in a superior sort of way. It is of course always easier to criticise than to build something up constructively. But as a matter of fact what I have said does not arise out of any such inclination or desire; it arises out of a direct observation of life. This direct observation of life must proceed from something which is usually completely excluded from knowledge today. What sort of person must one be today if one wishes to pursue some calling based on knowledge—for instance on the knowledge of man? One must be objective! This is to be heard all over the place today, in every hole and corner. Of course one must be objective, but the question is whether or not this objectivity is based on a lack of paying due heed to what is essential in any particular situation. Now for the most part people have the idea that love is far more subjective than anything else in life, and that it would be utterly impossible for anyone who loves to be objective. For this reason when knowledge is spoken about today love is never mentioned seriously. True, it is deemed fitting, when a young man is applying himself to acquire knowledge, to exhort him to do so with love, but this mostly happens when the whole way in which knowledge is presented is not at all likely to develop love in anybody But the essence of love, the giving of oneself to the world and its phenomena, is in any case not regarded as knowledge. Nevertheless for real life love is the greatest power of knowledge. And without this love it is utterly impossible to attain to a knowledge of man which could form the basis of a true art of education. Let us try to picture this love, and see how it can work in the special sphere of an education founded on a knowledge of man drawn from spiritual science, from anthroposophy. The child is entrusted to us to be educated, to be taught. If our thinking in regard to education is founded on anthroposophy we do not represent the child to ourselves as something we must help to develop so that he approaches nearer and nearer to some social human ideal, or whatever it may be. For this human ideal can be completely abstract. And today such a human ideal has already become something which can assume as many forms as there are political, social and other parties. Human ideals change according to whether one swears by liberalism, conservatism, or by some other programme, and so the child is led slowly in some particular direction in order to become what is held to be right for mankind. This is carried to extreme lengths in present-day Russia. Generally speaking, however, it is more or less how people think today, though perhaps somewhat less radically. This is no starting point for the teacher who wants to educate and teach on the basis of anthroposophy. He does not make an “idol” of his opinions. For an abstract picture of man, towards which the child shall be led, is an idol, it is in no sense a reality. The only reality which could exist in this field would be at most if the teacher were to consider himself as an ideal and were to say that every child must become like him. Then one would at least have touched on some sort of reality, but the absurdity of saying such a thing would at once be obvious. What we really have before us in this young child is a being who has not yet begun his physical existence, but has brought down his spirit and soul from pre-earthly worlds, and has plunged into a physical body bestowed on him by parents and ancestors. We look upon this child as he lies there before us in the first days of his life with indeterminate features and with unorganised, undirected movements. We follow day by day, week by week how the features grow more and more defined, and become the expression of what is working to the surface from the inner life of soul. We observe further how the whole life and movements of the child become more consequent and directed, how something of the nature of spirit and soul is working its way to the surface from the inmost depths of his being. Then, filled with holy awe and reverence, we ask: “What is it that is here working its way to the surface?” And so with heart and mind we are led back to the human being himself, when as soul and spirit he dwelt in the soul-spiritual pre-earthly world from which he has descended into the physical world, and we say: “Little child, now that you have entered through birth into earthly existence you are among human beings, but previously you were among spiritual, divine beings.” What once lived among spiritual-divine beings has descended in order to live among men. We see the divine made manifest in the child. We feel as though standing before an altar. There is however one difference. In religious communities it is customary for human beings to bring their sacrificial offerings to the altars, so that these offerings may ascend into the spiritual world; now we feel ourselves standing as it were before an altar turned the other way; now the gods allow their grace to stream down in the form of divine-spiritual beings, so that these beings, acting as messengers of the gods, may unfold what is essentially human on the altar of physical life. We behold in every child the unfolding of cosmic laws of a divine-spiritual nature; we see how God creates in the world. In its highest, most significant form this is revealed in the child. Hence every single child becomes for us a sacred riddle, for every single child embodies this great question—not, how is he to be educated so that he approaches some “idol” which has been thought out.—But, how shall we foster what the gods have sent down to us into the earthly world. We learn to know ourselves as helpers of the divine-spiritual world, and above all we learn to ask: What may be the result if we approach education with this attitude of mind? Education in the true sense proceeds out of just such an attitude. What matters is that we should develop our education and teaching on the basis of such thoughts as these. Knowledge of man can only be won if love for mankind—in this case love for the child—becomes the mainspring of our work. If this is so, then the teacher's calling becomes a priestly calling, for then the educator becomes the steward of what it is the will of the gods to carry out with man. Here again it might appear as though something obvious is being said in rather different words. But it is not so. As a matter of fact in today's unsocial world-order, which only wears an outer semblance of being social, the very opposite occurs. Educationists pursue an “idol” for mankind, not seeing themselves as nurturers of something they must first learn to know when actually face to face with the child. An attitude of mind such as I have described cannot work in an abstract way, it must work spiritually, while always keeping the practical in view. Such an attitude however can never be acquired by accepting theories quite unrelated and alien to life, it can only be gained if one has a feeling, a sense for every expression of life, and can enter with love into all its manifestations. Today there is a great deal of talk about educational reform. Since the war there has been talk of a revolution in education. We have experienced this. Every possible approach to a new education is thought out, and pretty well everybody is concerned in some way or other with how this reform is to be brought about. Either one approaches some institution about to be founded with one's proposals or at the very least one suggests this or that as one's idea of how education should take shape. And so it goes on. There is a great deal of talk about methods of education; but do you see what kind of impression all this makes when one surveys, quite without prejudice, what the various societies for the reform of education, down to the most radical, put forward today in their educational programmes? I do not know whether many people take into account what kind of impression is made when one is faced with so many programmes issuing from associations and societies for educational reform. One gets the impression: Good heavens, how clever people are today! For indeed everything which comes about like this is frightfully clever. I do not mean this ironically, but quite seriously. There has never been a time when there was so much cleverness as there is in our era. There we have it, all set out. Paragraph 1. How shall we educate so that the forces of the child may be developed naturally? Paragraph 2 ... Paragraph 3 ... and so on. People today of any profession or occupation, and of any social class can sit down together and work out such programmes; everything we get in this way in paragraphs 1 to 30 will be delightfully clever, for today one knows just how to formulate everything theoretically. People have never been so skilful in formulating things as they are today. Then such a programme, a number of programmes can be submitted to a committee or to Parliament. This again is very clever. Now something may perhaps be deleted or added according to party opinion, and something extremely clever emerges, even if at times strongly coloured by “party.” Nothing can be done with it, however, for all this is quite beside the point. Waldorf School education never started off with such a programme. I have no wish to boast, but naturally, had this been our purpose, we could also have produced some kind of programme no less clever than those of many an association for educational reform. The fact that we should have to reckon with reality might perhaps prove a hindrance and then the result would be more stupid. With us however there was never any question of a programme. From the outset we were never interested in principles of educational method which might later on be somehow incorporated in a legalised educational system. What did interest us was reality, absolute true reality. What was this reality? To begin with here were children, a number of child-individualities with varying characteristics. One had to learn what these were, one had to get to know what was inherent in these children, what they had brought down with them, what was expressed through their physical bodies. First and foremost then there were the children. And then there were teachers. You can stand up as strongly as you like for the principle that the child must be educated in accordance with his individuality—that stands in all the programmes of reform—but nothing whatever will come of it. For on the other hand, besides the children, there are a number of teachers, and the point is to know what these teachers can accomplish in relation to these children. The school must be run in such a way that one does not set up an abstract ideal, but allows the school to develop out of the teachers and out of the pupils. And these teachers and pupils are not present in an abstract kind of way, but are quite concrete, individual human beings. That is the gist of the matter. Then we are led by virtue of necessity to build up a true education based on a real knowledge of man. We cease to be theoretical and become practical in every detail. Waldorf School education, the first manifestation of an education based on anthroposophy, is actually the practice of education as an art, and is therefore able to give only indications of what can be done in this or that case. We have no great interest in general theories, but so much the greater is our interest in impulses coming from anthroposophy which can give us a true knowledge of man, beginning, as here of course it must do, with the child. But today our crude observation completely ignores what is most characteristic in the progressive stages of life. I would say that some measure of inspiration must be drawn from spiritual science if today we are to develop a right sense for what should be brought to the child. At the present time people know extraordinarily little about man and mankind. They imagine that our present state of existence is the same as it was in the 14th, 15th and 16th centuries, and indeed as it has always been. They picture the ancient Greeks and the ancient Egyptians as being very similar to the man of today. And if we go back still further, according to the views of present-day natural science, history becomes enveloped in mist until those beings emerge which are half ape, half man. No interest is taken, however, in penetrating into the great differences which exist between the historical and pre-historical epochs of mankind. Let us study the human being as he appears to us today, beginning with the child up to the change of teeth. We see quite clearly that his physical development runs parallel with his development of soul and spirit. Everything that manifests as soul and spirit has its exact counterpart in the physical—both appear together, both develop out of the child together. Then, when the child has come through the change of teeth, we see how the soul is already freeing itself from the body. On the one side we shall be able to follow a development of soul and spirit in the child, and on the other side his physical development. The two sides however are not as yet clearly separated. If we continue to follow the development further into the time between puberty and about the 21st year the separation becomes much more defined and then when we come to the 27th or 28th year—speaking now of present-day humanity—nothing more can be seen of the way in which the soul-spiritual is connected with the physical body. What a man does at this age can be perceived on the one hand in the soul-spiritual life and on the other hand in the physical life, but the two cannot be brought into any sort of connection. At the end of the twenties, man in his soul and spirit has separated himself completely from what is physical, and so it goes on up to the end of his life. Yet it was not always so. One only believes it to have been so. Spiritual science, studied anthroposophically, shows us clearly and distinctly that what we see in the child today, at the present stage of human evolution—namely, that in his being of soul and spirit the child is completely dependent on his physical bodily nature and his physical bodily nature is completely dependent on his being of soul and spirit—this condition persisted right on into extreme old age—a fact that has simply not been noticed. If we go very far back into those times which gave rise to the conception of the patriarchs and ask ourselves what kind of a man such a patriarch really was, the answer must be somewhat as follows: Such a man, in growing old, changed in respect of his bodily nature, but right into extreme old age he continued to feel as only quite young people can feel today. Even in old age he felt his being of soul and spirit to be dependent on his physical body. Today we no longer feel our physical body to be dependent upon what we think and feel. A dependence of this kind was however felt in the more ancient epochs of civilisation. But people also felt after a certain age of life that their bones became harder and their muscles contained certain foreign substances which brought about a sclerotic condition. They felt the waning of their life forces, but they also felt with this physical decline an increase of spiritual forces, actually brought about by the breaking up of the physical. “The soul is becoming free from the physical body.” So they said when this process of physical decline began. At the age of the patriarchs, when the body was already breaking up, the soul was most able to wrest itself free from the body, so that it was no longer within it. This is why people looked up to the patriarchs with such devotion and reverence, saying: “O, how will it be with me one day, when I am so old? For in old age one can know things, understand things, penetrate into the heart of things in a way that I cannot do now, because I am still building up my physical body.” At that time man could still look into a world order that was both physical and spiritual. This however was in a very remote past. Then came a time when man felt this interdependence of the physical and the soul-spiritual only until about the 50th year. The Greek age followed. What gives the Greek epoch its special value rests on the fact that the Greeks were still able to feel the harmony between the soul-spiritual and the physical-bodily. The Greek still felt this harmony until the 30th or 40th year. He still experienced in the circulation of the blood what brought the soul into a unity with the physical. The wonderful culture and art of the Greeks was founded on this unity, which transformed everything theoretical into art, and at the same time enfilled art with wisdom. In those times the sculptor worked in such a way that he needed no model, for in his own organisation he was aware of the forces permeating the arm or the leg, giving them their form. This was learned, for instance, in the festival games; but today when such games are imitated they have no meaning whatever. If however we have such a sense for the development of mankind then we know what has actually taken place in human evolution. We know too that today we only have a parallelism between the physical-bodily and the soul-spiritual until about the 27th or 28th year, to give a quite exact description. (Most people observe this parallelism only up to the age of puberty.) And so we know how the divine-spiritual springs up and grows out of the developing human being. Then we feel the necessary reverence for our task of developing what comes to meet us in the child, that is to say, of developing what is given to us and not developing those abstract ideas that have been thought out. Thus our thoughts are directed to a knowledge of man based on what is individual in the soul. And if we have absorbed such universal, great historical aspects, we shall also be able to approach every educational task in an appropriate manner. Then quite another life will be brought into the class when the teacher enters it, for he will carry the world into it, the physical world and the world of soul and spirit. Then he will be surrounded by an atmosphere of reality, of a real and actual conception of the world, not one which is merely thought out and intellectual. Then he will be surrounded by a world imbued with feeling. Now if we consider what has just been put forward we shall realise a remarkable fact. We shall see that we are founding an education which, by degrees, will come to represent in many respects the very opposite of the characteristic impulse in education at the present time. All manner of humorists with some aptitude for caricature often choose the so-called “schoolmaster” as an object which can serve their purpose well and on whom they can let loose their derision. Well, if a schoolmaster is endowed with the necessary humour he can turn the tables on those who have caricatured him before the world. But the real point is something altogether different; for if the teacher, versed in present-day educational methods, carries these into school with him, and has therefore no means of learning to know the child, while nevertheless having to deal with the child, how can he be anything other than a stranger to the world? With the school system as it is today, he cannot become anything else; he is torn right out of the world. So we are faced with a truly remarkable situation. Teachers who are strangers to the world are expected to train human beings so that they may get on and prosper in the world. Let us imagine however that the things about which we have been speaking today become an accepted point of view. Then the relation of the teacher to the children is such that in each individual child a whole world is revealed to him, and not only a human world, but a divine-spiritual world manifested on earth. In other words the teacher perceives as many aspects of the world as he has children in his charge. Through every child he looks into the wide world. His education becomes art. It is imbued with the consciousness that what is done has a direct effect on the evolution of the world. Teaching in the sense meant here leads the teacher, in his task of educating, of developing human beings, to a lofty conception of the world. Such a teacher is one who becomes able to play a leading part in the great questions that face civilisation. The pupil will never outgrow such a teacher, as is so often the case today. The following situation may arise in a school. Let us suppose that the teacher has to educate according to some idea, some picture of man which he can set before himself. Let us think that he might have 30 children in his class, and among these, led by destiny, were two, who in their inborn capacity, were far more gifted than the teacher himself. What would he want to do in such a case? He would want to form them in accordance with his educational ideal; nothing else would be possible. But how does this work out? Reality does not permit it, and the pupils then outgrow their teacher. If on the other hand we educate in accordance with reality, if we foster all that manifests in the child as qualities of soul and spirit, we are in the same situation as the gardener is in relation to his plants. Do you think that the gardener knows all these secrets of the plants which he tends? O, these plants contain many, many more secrets than the gardener understands; but he can tend them, and perhaps succeed best in caring for those which he does not yet know. His knowledge rests on practical experience, he has “green fingers.” In the same way it is possible for a teacher who practises an art of education based on reality to stand as educator before children who have genius, even though he himself is certainly no genius. For he knows that he has not to lead his pupils towards some abstract ideal, but that in the child the Divine is working in man, is working right through his physical-bodily nature. If the teacher has this attitude of mind he can actually achieve what has just been said. He achieves it by an outpouring love which permeates his work as educator. It is his attitude of mind which is so essential. With these words, offered as a kind of greeting, I wanted to give you today some idea of what is to be the content of this course of lectures. They will deal with the educational value of a knowledge of man and the cultural value of education. |
300b. Faculty Meetings with Rudolf Steiner II: Forty-Second Meeting
09 Dec 1922, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Take, for example—well, why shouldn’t we speak about Goethe’s Green Snake and the Beautiful Lily? You have probably already done this, that would be just like you. |
300b. Faculty Meetings with Rudolf Steiner II: Forty-Second Meeting
09 Dec 1922, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Dr. Steiner: I think that first I need to hear what has happened with the class schedule during the short period it has been implemented. I would like to know whether you see it as a possible solution. A teacher: A father wrote a letter indicating things have gotten worse. Dr. Steiner: We should include those opinions in a practical evaluation. We need to ask ourselves how it is that a boy in the fourth grade has class until ten minutes to 7:00 in the evening. A teacher: We had to put one of the language classes into the afternoon, and then handwork follows it. Another teacher: In general, the situation is not worse. Dr. Steiner: That is the way it should be. We have not increased the number of hours, but actually reduced them, and the instruction is more concentrated. A teacher says something about the free periods. Dr. Steiner: If we had more teachers, such free periods would not occur. What do the students do during that time? A teacher: They are put together in one room, and we keep an eye on them. The older children work alone. Dr. Steiner: We should answer such a letter by pointing out the advantages. There must certainly be some advantages. A teacher: In the eighth grade, there do not seem to be any advantages. Dr. Steiner: We have to recognize that as unavoidable. Is it really so obvious? Certainly, the number of classroom hours has not increased. A teacher: It is only a temporary disadvantage and will exist only as long as we have shop in the afternoon. Dr. Steiner: This situation can last only for the darkest months of winter. Instruction begins relatively late, at 8:30 a.m. I always assumed that was for reasons of economy. We could also say that if the parents paid for the additional lighting, we would begin at 8:00. We could ask the parents whether they want it or not, and then decide according to the majority. We could begin a half hour earlier and use electric light. We could survey the parents after we explain the basic issues of the class schedule. The main complaint of the person who wrote that letter is that he does not see his children. He is quite sorry his son does not arrive home until 7:30 in the evening. We need to take a survey. We could ask him whether he would be willing to pay more in order to have school begin a half hour earlier. The gymnastics teacher: The children have asked whether we could have gymnastics from 7:30 until 8:30 in the morning. Dr. Steiner: The children would then come to main lesson tired. They would be just as tired as if they had a regular period before main lesson. We need to speak with the students about their dissatisfaction, and we should send a questionnaire to the parents. For the students, our task is that they have the same perspective as you, the teachers. Where would we be if the students’ viewpoint was different from that of the teachers? It is absolutely necessary that the students support the teachers’ perspective. We should try to achieve better harmony between the students and teachers, so that the students would go through fire for the teachers. Each time that does not happen, it is painful for me. A teacher: Things would improve if we could have shop in the morning. Dr. Steiner: If that is possible, go ahead. It is curious that the students criticize the class schedule. Why is that? A teacher: The children criticize a great deal. Dr. Steiner: That should not be. In general, you should not lose contact with the children. I think every class schedule would have advantages and disadvantages. If you had good contact with the students, the class schedule would not be a problem. I would like to hear from the teachers what you think the practical results have been. We could send out a questionnaire to the parents, but student criticism is unacceptable. What I said at the beginning referred to the perspective of the teachers. A number of teachers report. A handwork teacher: Can we allow the boys in the upper grades to have handwork as an elective? The girls have asked if we could leave out the boys. The boys who have grown with the classes like to participate, but the new ones do not. Dr. Steiner: How could we do that? We have included those things in our curriculum that are appropriate in handwork; that leaves no room for variation. We cannot allow handwork to become an elective. How would you do that? Your guiding rule would then be that the children go only to what they want. You can vary things within the class. There are a number of good possible variations. You can give the children many kinds of activities. Things to not need to be the same everywhere. As far as I am concerned, you can give the boys and girls different activities beginning in the eighth or ninth grade, but if it becomes an elective, we will destroy our plan. A teacher: I would like stenography to be an elective. The children do no homework. Dr. Steiner: That is too bad. When does that class begin? Oh, in the tenth grade. I do not understand why they do not want to learn it. We are so close to some things that we often forget that we have a different method and a different curriculum than in other schools. You see, now that I’ve been in the classes more often, I can say we are achieving results with what we might call the Waldorf School method; the results are apparent. A comparison with other schools, in fact, shows that, to the extent we are using the Waldorf School pedagogy, we are achieving results. The question we need to ask ourselves is whether we are unconsciously not using the Waldorf method where we have not achieved results. I do not want to be too hard. Things do not always need to end in a storm about how the Waldorf School method is not being used everywhere. Sometimes you fall back into the usual school humdrum. You get results when you use the methods. Even though the results in foreign languages are uneven, there are, nevertheless, quite good results. We are also achieving good results in the lower grades with what is normally called penmanship. In arithmetic I have the feeling that the Waldorf School method is not often used. I think we need to continually ask ourselves how we need to work in these different conditions. Of course, it is easier to flunk a third of the class at the end of the school year than to continue bringing them along. That would result in different conditions. If we continue to use the same guidelines and think in the same way, we will not move forward. We would then have to allow the students to fail. You cannot have one without the other. On the other hand, we also need to consider that the work done at home needs to be done happily. The children must feel a need to do it. If you teach at one of the public schools with compulsory attendance, where you have no interest and can operate like a slave owner, you are in a different situation. If the children do not bring their homework, you simply punish them. The children would simply run away. If we were like other schools, they would simply run from us. We need to get the children to want to do their homework. But, their work is well done, isn’t it? I work so hard to unburden the teachers because I must admit to feeling that you do not always have the necessary enthusiasm to really put something into your teaching. We need more fire, more enthusiasm in our teaching. So much depends upon that. If, for example, a boy does not want to participate in handwork, you need to give some thought to giving him something he finds interesting. I know stenography can be learned in nothing flat, without much homework. I have, unfortunately, not been able to see what you do there. How do you explain stenography to the children? A teacher: I gave an introductory lecture on the history of stenography, then taught them the vowels. Dr. Steiner: You can generate much more excitement if you also teach abbreviations when you teach them the vowels,. All that relates to what we must overcome. What is that supposed to mean, “The children don’t want to”? A teacher: One girl told me she does not need stenography. She is interested only in art. Dr. Steiner: One thing must support the other. The students do not need to consider the question, “Why do I need to learn this?” We must direct our education toward being able to say to the student, “Look here, if you want to be an artist, there are a number of things that you need. You should not imagine you can simply become an artist. There are all kinds of things you need to learn that are not directly connected with art. As an artist, you may well need stenography. There was once a poet, Hamerling, who once said he could not have become what he was without stenography.” We must learn to teach so that as soon as the teacher says something, the children become interested. That should simply happen. We begin teaching stenography in the tenth grade. By now, the children should be so far that they understand they should not question their need to learn what we teach. A teacher: The children asked before we even began. Some of them had already learned the Stolze-Schrey method. Dr. Steiner: That is a real problem. If there were enough children, it might lead to needing a special course for those who want to learn the Stolze-Schrey method. A teacher asks about the visit of someone from England. Dr. Steiner: Concerning this visitor, it is important that we develop a kind of “visitor attitude” so that we appear to be accustomed to having visitors. Don’t you agree that we do not really do that when we have German visitors? Englishmen will be terribly disappointed if you receive them the way you normally receive visitors in the Waldorf School. I do not want to suggest that you take up “Emily Post” in your free time, but there is something you might call a kind of “natural manners.” It is different when you have a visitor than when you speak in the faculty meeting. The main thing is that you are gracious to visitors. I mean that not only in connection with your external demeanor, but also inwardly. You need to want to allow the visitors to see what is special about our instruction. Otherwise, they will go away with no impression at all. The impression our visitors receive depends upon how we act with them. That is the first thing. The other thing is that we need to make the visit as efficient as possible. It will not do to have thirty visitors in a class on the same day, but only as many as we can handle. We should not allow them simply to watch us. When the Theosophical Society had a conference in London some time ago, they had a “Smiling Committee.” When we had our meeting in 1907 in Munich, there was a great deal to see. There were the celebrities of the Theosophical Society. I thought it was really horrible that these famous people left with the opinion that people are right, Germans are impolite. I once suggested to someone that he should say a few words to a well-known person. He replied, “With them?” He thought it was a terrible imposition that I thought he should be polite. He thought he should simply ignore someone he did not like. These things happen. They should not happen here. Otherwise, we would have to not allow the visit, and that is something we cannot easily do. A teacher: We thought we would serve tea in one of the classes. We’ve also prepared a display table. Dr. Steiner: That is certainly good, but I am referring more to your attitude. You could certainly say we should not allow these people to come, but that is not easily avoided. You need to show them what is special about our teaching methods, and you need an opportunity for doing that. Sometimes when you say something, it feels like you are taking the morning dew from the flower. It is all so easy to say in a lecture, but with concrete questions, you seem so dry and barren. Then, it is like taking away the dew. Everything depends upon how you do it, whether it seems you want to help someone or not. What I want to say is—I can say this today because it will not seem as though I wanted to praise Dr. B.—when I come into his class he seems to think it is important and correct to point out certain things to me. The same is also true of Dr. S., but I also do not want to praise you. I do not think it would disturb your teaching if you were to point out what you are doing. Perhaps it is not so necessary with me, but I am convinced it is more important that you make sure visitors see what you are doing instead of simply having them stand there noticing nothing at all. Englishmen with their lack of concepts will understand nothing if you do not point out the basis of it. If you only give the class and let them watch, they won’t have the faintest idea of what happened. You need to forcefully point out what is special about the instruction. An earlier visitor left without the faintest idea of what the Waldorf School is. He left and went home with only a proof that the methods he used in his English school are good. The only impression he had was that we are doing the same things he does. You shouldn’t believe people notice things by themselves. Many of you have not yet noticed it, so many things continue on in their normal trot, even with our own teachers. That is what I meant. Not much more can be done. We should give a very impressive 5:00 o’clock tea at the branch office on Landhausstraße. Otherwise, the Englishmen will leave Stuttgart saying they have seen nothing of the Society, all we wanted was to lecture. In England, everybody introduces themselves, and they consider lectures as something to do on the side. They just put their hands in their pockets. Most of their lectures are simply long sentences. Germans say something in a lecture, something special about life, and they should notice that here. If you can show them that, they will slowly gain some respect. No Englishman can understand the German nature. They do not understand it, they have no concept why we see something in a lecture that we associate with conviction. For them, it is only a longer speech within a conversation, but they do have a good sense of ceremony for formal occasions. You can certainly see that in everything they do. We do not need to imitate English culture, we do not need to imitate English nature, but we do need to give these people the impression that we simply do not stand around, but are truly active. That is what we need to do. We do not need to do much more, and there is not much more we can do during a twoweek visit than to try to get people to respect our Waldorf School methods. Nevertheless, we do need to gain their respect. You need to remember that there is no way of expressing the word “philistine” in the English language. An Englishman cannot properly express the peculiarities of a philistine. People’s most prominent characteristics cannot be expressed in their own language. Nowadays, Germans have taken on so many characteristics of the English that they are almost incapable of saying the word “philistine” with the proper feeling. We should eliminate everything that is philistine from the Waldorf School. A teacher: Should we tell the children about this now? Dr. Steiner: I would not do that. What I have said should remain within our four walls. Outside our circle we will have to arrange things so that the children consider the visit as a matter of course. Don’t tell them. Don’t do things as though they were something outside our normal life. The visitors should not notice anything. They should not believe we made any special preparations. They should think their visit does not bother us at all. There can be no talk of taking their visit into account. Do that as little as possible. A teacher: Won’t the children bring some resistance from home? Dr. Steiner: I visited the school of a man who will be coming. I went through all of Mr. Gladstone’s classes. The children, of course, knew I was a German just as the children here will know that the visitors are from England, but it was natural that I was treated as a guest. A teacher: I would always ask an English visitor to tell something. Dr. Steiner: I would prefer to tell it myself. You should understand that all other classes will be of interest, but the English class will interest them only a little. I would try to make them understand, in a polite way, of course, that it is unimportant to me if they find the class not well done. If they say something, you could reply that you would probably say the same thing in their German class. You are probably right. That is what is important. Don’t give the impression they are important for you, but treat them as guests. It is important that people feel they have been treated as guests. It is important that they believe the things that happen while they are here are what occurs normally, not that they believe we prepared something for them. They should not believe that. When we give a 5 o’clock tea at the branch house, they should think that that is the custom here. We are moving a little too strongly in the direction of becoming bureaucrats rather than people of the world, but we need to become people of the world, not bureaucrats. It is bad for the school if bureaucracy arises here. All German schools are bureaucracies, but that is something that should not happen at the Waldorf School. Basically, we do not need to show the people anything other than what happens here. Everything else lies in the way we do that. I will be here on the eighth and ninth of January, perhaps also on the tenth, and then at the end of the visit. I was thinking it might be possible in that connection to give a short pedagogical course that would deal primarily with the aesthetics and pedagogy of music. A teacher asks about Parzival in the eleventh grade. Dr. Steiner: In teaching religion and history, what is important is how you present things. What is important is how things are treated in one case and then in another. In teaching religion, three stages need to be emphasized. In Parzival, for instance, you should first emphasize a certain kind of human guiltlessness when people live in a type of dullness. Then we have the second stage, that of doubt in the heart, “if the heart is doubting, then the soul must follow.” That is the second stage. The third stage is the inner certainty he finally achieves. That is what we need to especially emphasize in teaching religion. The whole story needs to be directed toward that. You need to show that during the period in which Wolfram wrote Parzival, a certain segment of the population held a completely permeating, pious perspective, and that people at that time had these three stages in their own souls. You need to show that this was seen as the proper form, and that this was how people should think about the development of the human soul. You could speak about the parallels between the almost identical times of Wolfram’s and Dante’s existence, although Dante was something different. When you go into these things, you need to give each of the three stages a religious coloring. In teaching literature and history, you need to draw the children’s attention to how one stage arises from an earlier one and then continues on to a later stage. You could show how it was proper that common people in the ninth and tenth centuries followed the priests in complete dullness. You can also show them how the Parzival problem arises because the common people then wanted to participate in what the priests gave them. In other words, show them that people existed in a state like Parzival’s and grew out of that state just as Parzival grew out of it. Show them how common people actually experienced the priests, just as Wolfram von Eschenbach did. He could not write, but he had an intense participation in the inner life of the soul. Historically, Wolfram is an interesting person. He was part of the whole human transition in that he could not write and in that the whole structure of education was not yet accepted by common people. But it was accepted that all the experiences of the soul did exist. There is also some historical significance to the fact that it is a cleric who is the scribe, that is, who actually does the writing. The attitude in Faust, “I am more clever than all the fancy people, doctors, the judges, writers, and priests,” persists into the sixteenth century. Those who could write were from the clergy, who also controlled external education. That changed only through the ability to print books. In the culture of Parzival, we find the predecessor of the culture of printed books. You could also attempt to go into the language. You should recall that it is quite apparent from Parzival that such expressions as “dullness,” “to live in the half-light of dullness,” were still quite visual at the time when people still perceived things that way. With Goethe, that was no longer the case. When Goethe speaks of a dog wagging its tail, he refers to it as a kind of doubting, whereas in Faust, it means nothing more than that the dog wags its tail. You see, this doubting is connected with dividing the dog into two parts: the dog’s tail goes to the left and the right and in that way divides the dog. This is something that is no longer felt later. The soul became completely abstract, whereas Goethe still felt it in a concrete way. This is also connected with the fact that Goethe once again takes up the Parzival problem in his unfinished Mysteries. That is exactly the same problem, and you can, in fact, use it to show how such things change. They return in an inner way. Take, for example—well, why shouldn’t we speak about Goethe’s Green Snake and the Beautiful Lily? You have probably already done this, that would be just like you. Why should we not take into account that the story of the kings is pictorially the same in Andreae’s Chymical Wedding, where you also have pictures of the kings? If you go back to that, you will see the natural connection to the Arthurian tales and the Grail story. You would have the whole esoteric Grail story. You would inwardly comprehend the Arthurian tales and the particular cultural work as the Knights of the Round Table, who set themselves the task of destroying the lack of consciousness, the dull superstition of the common people, while the Grail Castle’s task is to comprehend external life in a more spiritual way. Here you have the possibility for an inner deepening of Parzival, but at the same time you can place him in his own time. I have mentioned this in some of my lecture cycles, as well as Poor Heinrich, which can also be treated historically as a theme of the willingness to sacrifice. A moral understanding of the world coincided with the physical understanding of the world, something that was lost in the next cultural period. Something like Poor Heinrich could not have been written in the fifteenth century. I have also made a comparison between Parzival and von Grimmelshausen’s Simplicius. In Christoffel von Grimmelshausen’s time, people were already so advanced that they could treat the Parzival problem only in a humorous manner. You can still find an echo of it in Simplizism. This is something you can do in literary history. When you continue on to the present, things become very hidden, but you nevertheless should uncover them. It is also good to uncover much of what has been hidden. Take, for example, the training of Parzival by Gurnemanz. The question could arise whether a Gurnemanz existed in the nineteenth century. The answer is, yes, but you must understand the situation. It was Trast in Sudermann’s Honor. There you will find Trast and the inexperienced Robert. There you have a real Gurnemanz figure. You will find all the characteristics translated into silliness. But, you will again have an opportunity of showing that Robert is a kind of Faust, but made silly, and Trast a kind of Mephistopheles. Sudermann is a silly fellow and translated everything into silliness. Here you have an opportunity to show the tremendous superficiality that lies in the transition from the Middle Ages into the most modern times. A teacher asks why there is talk of twelve religions in The Mysteries. Dr. Steiner: For the same reason that I spoke about twelve world views in a lecture in Berlin. Goethe was not interested in discovering these twelve religions. He knew that the twelve religions were connected with the twelve pictures of the zodiac, and for that reason he spoke about twelve religions. It was not that he imagined a priori that there were twelve possible religions. I prefer to keep to Goethe’s attitude. As soon as you construct something of that sort, it becomes dry. The number is enough, and then you can give examples. Such things need not be particularly clear empirically. There are also only twelve consonants, the others are variations. That is something that occurs in no other language except Finnish, where there are only twelve consonants. That is how you can treat such questions, and you need only fill in the holes. A teacher: How should we handle the Klingsor problem? That is such a difficult theme for the children. Dr. Steiner: Avoid it. But, there is one important thing you can mention. You could discuss Wagner’s Parsifal with the children, but avoid bringing up questionable things. The result of your teaching will be that these things will be taken in with a much greater amount of inner purity later than they are today. A teacher: I wanted to ask you to say something about methodology. Dr. Steiner: I don’t understand your question. Isn’t that something that comes from the material itself? You have told the children a number of things, and the methodology lies in the things themselves. You have behaved in a way so that the children slowly came to behave in the same way. And the result is that the faculty could have sat on the school benches, and the children could have become the teachers. Everything is connected with that, with theory. You need to teach things much more naturally. There is no value in, for instance, saying that we need to ask the children if we want to know what it is that we should do. You should not repeat such things. A teacher: When teaching the Song of the Niebelungs in the tenth grade, I had the feeling I was right on the edge because I do not understand the language. Dr. Steiner: You see how difficult it is to speak in terms of general principles. The details are what is important. I think that if properly handled, the language is always interesting to the students. Things that can be learned from the inner structure of the language itself would always interest the students. I also think that the teachers working together would bring a great deal of good. For example, Mr. Boy presented a number of very interesting things, things that really interested the students in spite of the fact that a number of philologists would not consider them. Although they are rules, such things are interesting. Everything connected with language is interesting. Nevertheless, it is difficult to generalize. What I have had to say in that regard, I said in my language course, but I connected it with specific things. It is not possible to generalize. We could achieve a great deal if those who know certain things would tell the others who do not know them. This is a possibility for real collaboration. It is a shame that there is so much knowledge here and the others do not learn it. In the faculty, there could be a really great cooperation. A teacher: I do not understand Middle High German. Dr. Steiner: I’m not sure that is so important. I once knew a professor who lectured about Greek philosophy, but who could never read Aristotle without a translation. What is important is that you come into the feeling of the language. Who is there who really understands Middle High German well? There is much that the other teachers could tell you. A teacher: I cannot pronounce it well. You read it then. Dr. Steiner: Not everyone reads it the same. It is colored by various dialects. We all speak High German differently. In some cases, it is important that you don’t speak High German like an Austrian. A teacher: Then you mean we should give only some examples from the original text. Dr. Steiner: The original version of Parzival is really boring for students, and now one of them is translating it. One of you might write to Paris to order a book that you could get much more quickly if you simply ask Mr. B. to loan it to you. A teacher: We could also make a connection with etymology. Dr. Steiner: Regarding languages, my main desire is that the aesthetic or moral, the spiritual, and the content is emphasized more than the grammar. That is true for all languages and is what we should emphasize here. A word like “saelde” is really very interesting, “zwifel,” too. There is much that could be said about that, as well as about “saelde” that relates to the entire soul. A teacher: Could you say something about the spiritual scientific perspective? Dr. Steiner: All you have to do is look it up in How to Know Higher Worlds. Recently, there have been a number of lectures in Dornach about literary problems that Steffen found very interesting. A teacher asks about periodicity in teaching art at various levels: I will be going to the ninth grade on Monday. I have already spoken about the themes in Albrecht Dürer’s black-and-white art. Dr. Steiner: You can certainly do that. Do you really believe that the many things in Melancholia are attributes of Dürer? I think the difference between Dürer and Rembrandt is that Rembrandt treats the question of light and dark simply as a question of light and dark per se, whereas Dürer attempts to show light and dark through as many objects as possible. The many things contained in the Melancholia should not be seen as attributes, but more as his desire to place all possible objects into it. For me, the problem with Dürer is more how light behaves when reflected from all kinds of objects. With Rembrandt, the problem is more the interactions between light and dark. That is what I think. Rembrandt would not have seen the problem of Melancholia in the same way. He would have done it much more abstractly, where Dürer is more concrete. I think that is how you can draw a very fine line. A teacher: I wanted to include the problem of north-south, and then that of east-west. Dr. Steiner: You could contrast Rembrandt’s light and dark with the southern painting style. In that way, you can bring such things together. Of course, when you describe that, you can also mention that Rembrandt treats the question of light and dark only qualitatively. Space is only an opportunity to solve the problem through painting. If you show how a sculpture is entirely a question of space, you can then go on into sculpture. Of course, it is probably best if you make a connection with French sculpture of the late classical period. In the rococo—of course, you need to leave out the good side of the rococo—you find in sculpture an extreme contrast to Rembrandt. You can show how the question of light and dark is treated in the rococo quite differently than by Rembrandt. You always need to mention the thought that the rococo, even though it is often not valued artistically as highly as the baroque, is actually a higher development in art. A teacher: Should I then develop a kind of art-historical stages? Dr. Steiner: I would show how these stages in their various forms are expressed in various regions. It is interesting how, during the time when Dürer was active, there existed in Holland something different from what Rembrandt was doing. Different times for different places. I would arrange things so that I begin in the ninth grade only by concentrating upon the class and then develop the stages more strongly as I progress. Thus, by the eleventh grade, a review would awaken a strong picture of the various stages. A teacher: Our proposal in teaching languages was to begin with the verb with the lowest beginners. From the fourth grade onward, we would develop grammar, and beginning with the ninth grade, we would do more of a review and literature. Dr. Steiner: It is certainly quite right to begin with the verb. Prepositions are very lively. It would be incorrect to begin with nouns. I would like to explain that further, but this is a question I want to discuss when everyone who gives a language class is here, and N. is not here today. He did something today that is directly connected with how the verb and noun should be treated in class. We also need to answer the question of what is removed from the verb when it becomes a noun. When a noun is formed from a verb, a vowel is removed, and it thus becomes more consonant, it becomes more external. In English, every sound can become a verb. I know a woman who makes a verb out of everything that she hears. For instance, if someone says “Ah” she then says that he “ahed.” We want to turn our attention to this as soon as possible. |
10. The Way of Initiation (1960 reprint): Enlightenment
Tr. Max Gysi Rudolf Steiner |
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In reality they are colours of a spiritual kind which are discerned. The colour proceeding from the plant is “green.” Plants are just those natural phenomena whose qualities in the higher worlds are similar to their qualities in the physical world. |
10. The Way of Initiation (1960 reprint): Enlightenment
Tr. Max Gysi Rudolf Steiner |
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[ 1 ] Enlightenment is the result of very simple processes. Here, too, it is a matter of developing certain feelings and thoughts which are dormant within all men, but must be awakened. Only he who carries out these simple processes with complete patience, continuously and strenuously, can be led by them to the reception of inner illumination. The primary step is taken by observing different natural objects in a particular way; and these are as follows: a transparent stone of beautiful form (a crystal), a plant, and an animal. One should endeavour at first to direct one's whole attention to a comparison of the stone with the animal, in the following way: The thoughts which, accompanied by strong emotions, are thus induced, must pass through the soul, and no other emotions or thoughts must be mixed with them, or disturb the intense contemplation. One then says to oneself= “The stone has a form and the animal changes his. It is impulse (desire) which causes the animal to change its place, and it is these impulses which are served by the form of the animal. Its organs and instruments are the expression of these impulses. The form of the stone, on the contrary, is fashioned, not in accordance with impulses, but in accordance with an impulseless force.” [The fact here mentioned, in its bearing on the contemplation of crystals, is in many ways distorted by those who have only heard of it in an outward (exoteric) manner, and in this way such practices as crystal-gazing have their origin. Misrepresentations of such a kind are the outcome of misunderstanding. They have been described in many books, but they never form the subject of genuine (esoteric) teaching.] If one sinks deeply into such thoughts, and while doing so observes the stone and the animal with fixed attention, then there arise in the soul two separate kinds of emotion. From the stone into the soul there flows one hind of emotion, and from the animal another. Probably in the beginning the experiment will not succeed, but little by little, with genuine and patient practice, these emotions become manifest. Again and again one should practise. At first the emotions only last as long as the contemplation. Later on, they work afterwards, and then they grow to some thing which remains alive in the soul. One then needs only to reflect, and both emotions invariably arise, apart from all contemplation of an external object. Out of these, emotions, and the thoughts which are bound up with them, clairvoyant organs are formed. For should the plant be added to the contemplation, one will notice that the feeling out-flowing from it, both in its quality and in its degree, lies between that which emanates from the stone and that from the animal. The organs which are so formed are spiritual eyes. We learn by degrees and through their means to see both astral and mental colours. As long as one has only attained, the condition described as Probation, the spiritual world with its lines and figures remains dark, but through Enlightenment it will become clear. It must be noted here that the words “dark” and “light,” as well as the other common expressions, do but approximately describe what is really meant. But if ordinary language is not used, there is none possible and yet this language was only constructed to suit physical conditions. Occult science describes what emanates from the stone and is seen by clairvoyant eyes, as “blue” or “bluish-red:” that which is observed as coming from the animal is described as “red” or “reddish-yellow.” In reality they are colours of a spiritual kind which are discerned. The colour proceeding from the plant is “green.” Plants are just those natural phenomena whose qualities in the higher worlds are similar to their qualities in the physical world. But it is not so with stones and animals. It must now be clearly understood that the above-mentioned colours do but suggest the prevailing shades of the stone, the plant, or the animal. In reality, all possible overtones exist. Every animal, every stone, every plant has its own peculiar shade of colour. In addition to these there are also the creatures of the higher worlds, who never incorporate themselves with their on colours, often marvellous, often horrible. In fact, the variety of colours in the higher worlds is immeasurably greater than in the physical world. [ 2 ] If a man has once acquired the faculty of seeing with spiritual eyes, he then, sooner or later, meets with the beings here mentioned, some of them higher, some lower than man himself, beings who never entered into physical existence. If he has come so far, the way to a great deal lies open before him; but it is inadvisable to proceed any further without an experienced guide. Indeed, for all that has been here described, such experienced guidance is desirable. For the rest, if anyone has the power and endurance to travel so far that he fulfils the elementary conditions of enlightenment here described, he will assuredly seek and discover his guide. [ 3 ] But under all circumstances it is important to give one warning, and he who will not apply it had better leave untrodden all the steps of occult science. It is necessary that he who would become an occult student should lose none of his attributes as a good and noble man, and one susceptible to all physical truths. Indeed, throughout his apprenticeship he must continually increase his moral strength, his inner purity, and his powers of observation. let us give an example: During the preliminary practices of Enlightenment, the student must be careful to be always enlarging his sympathy with the animal and human worlds, and his sense of Nature's beauty. If he is not careful to do this, he persistently blunts that sense and that feeling by the use of these practices. The heart would grow cold and the senses become blunted, and that could only lead to perilous results. [ 4 ] How enlightenment proceeds, if one rises, in the sense of the foregoing practices, from the stone, the plant, and the animal, up to man, and how, after enlightenment, under all circumstances, the gentle hand of the Pilot comes on a certain day, and leads to Initiation—of these things the next chapter will deal in so far as it can and may do so. [ 5 ] In our time, the path to occult science is sought after by many. It is sought in various ways, and many dangerous and even objectionable practices are tried. Therefore it is that those who know something of the truth concerning these things have allowed part of the occult training to be communicated. Only so much is here imparted as this permission allows, and it is necessary that something of the truth should be known in order that it may counteract the great danger of these errors. If nothing be forced, there is no danger for him who follows the way already described; only one thing should be noted: nobody ought to spend more time or power upon such practices than what is at his disposal with due regard to his circumstances and his duties. No one, for the sake of the occult path, ought suddenly to change anything in the external conditions of his life. If one desires genuine results, one must have patience; one should be able to cease the practice after a few minutes, and then peacefully to continue one's daily work, and no thought of these practices ought to be mingled with the work of the day. He who has not learned to wait, in the best and highest sense of the word, is of no use as an occult student, nor will he ever attain results of much real value. [ 6 ] He who is in search of the paths to occult knowledge, by the means which have been indicated in the foregoing pages, must fortify himself throughout the whole course of his efforts by a certain thought. He must ever bear in mind that after persevering for some time he may have made very real progress without becoming conscious of it in the precise way which he had expected. He who does not remember this is likely to lose heart, and in a little while to abandon his efforts altogether. The mental powers and faculties about to be developed are at first of the most subtle kind, and their nature differs entirely from the conceptions of them which are formed in the student's mind. He was accustomed to occupy himself with the physical world alone. The mental and astral worlds eluded his gaze, and baffled his conceptions. It is, therefore, not remarkable if, at first, he fails to realise the new forces, mental and astral, which are developing in his own being. This is why it is dangerous to enter the path leading to occult knowledge without experienced guidance. The teacher sees the progress made by the pupil, long before the latter becomes conscious of it himself. He sees the delicate organs of spiritual vision beginning to form themselves, before the pupil is aware of their existence, and a great part of the duties of the teacher consists in perpetual watchfulness, lest the disciple lose confidence, patience, and perseverance, before he becomes conscious of his own progress. The teacher, as we know, can confer upon the student no powers which are not already latent within him, and his sole function is to assist in the awakening of slumbering faculties. But he may be a pillar of strength to him who strives to penetrate through darkness into the light. [ 7 ] There are many who leave the occult path soon after setting foot upon it, because they are not immediately conscious of their own progress. And even when higher experiences first begin to dawn upon the seeker, he is apt to regard them as illusions, because he had anticipated them quite differently. He loses courage, either because he regards these first experiences as of no value, or because they appear so insignificant that he has no hope of their leading to any appreciable results within a measurable time. Courage and self-confidence are the two lamps which must never be allowed to burn themselves out on the pathway to the occult. He who cannot patiently repeat an exercise which has failed for an apparently unlimited number of times, will never travel far. [ 8 ] Long before any distinct perception of progress, comes an inarticulate mental impression that the right road has been found. This is a feeling to be welcomed, and to be encouraged, since it may develop into a trustworthy guide. Above all, it is imperative to extirpate the idea that any fantastic, mysterious practices are required for the attainment of higher experiences. It must be clearly realised that ordinary every-day human feelings and thoughts must form the basis from which the start is to be made, and that it is only needful to give these thoughts and feelings a new direction. Everyone must say to himself: “In my own sphere of thoughts and sensations lie enfolded the deepest mysteries, but hitherto, I have not been able to perceive them.” In the end it all resolves itself into the fact that man, ordinarily, carries body, soul, and spirit about with him, yet is conscious only of the body, not of the soul and spirit, and that the student attains to a similar consciousness of soul and spirit also. [ 9 ] Hence it is highly important to give the proper direction to thoughts and feelings, in order that one may develop the perception of that which is invisible in ordinary life. One of the ways by which this development may be carried out will now be indicated. Again, like almost everything else we have explained so far, it is quite a simple matter. Yet the results are of the greatest consequence, if the experiment is carried out with perseverance, and in the right frame of mind. [ 10 ] Place before you the small seed of a plant. It is then necessary, while contemplating this insignificant object, to create with intensity the right kind of thoughts, and through these thoughts to develop certain feelings. In the first place, let the student clearly grasp what is really presented to his vision. Let him describe to himself the shape, colour, and all other qualities of the grain of seed. Then let his mind dwell upon the following train of thought: “This grain of seed, if planted in the soil, Will grow into a plant of complex structure.” Let him clearly picture this plant to himself. Let him build it up in his imagination. And then let him reflect that the object now existing only in his imagination will presently be brought into actual physical existence by the forces of the earth and of light. If the thing contemplated by him were an artificially-made object, though such a close imitation of nature that no external difference could be detected by human eyesight, no forces inherent in the earth or light could avail to produce from it a plant. He who thoroughly grasps this thought and inwardly assimilates it will also be able to form the following idea with the right feeling. He will say to himself: “That which is ultimately to grow out of this seed is already as a force now secretly enfolded within it. The artificial duplicate of the seed contains no such force. And yet both appear to be alike to my eyes. The real seed, therefore, contains something invisible which is not present in the imitation.” It is this invisible something on which thought and feeling are now to be concentrated. [Anyone who might object that a microscopic examination would reveal the difference between the two would only show that he has failed to grasp the intention of the experiment. The intention is not to investigate the physical structure of the object, but to use it as a means for the development of psychic force.] Let the student fully realise that this invisible something will later on translate itself into a visible plant, perceptible by him in shape and colour. Let him dwell upon the thought: “The invisible will become visible. If I could not think, then I could not realise, already, that which will only become visible later on.” [ 11 ] Particular stress must be laid on the importance of feeling with intensity that which one thinks. In calmness of mind a single thought must be vitally experienced within oneself to the exclusion of all disturbing influences. Sufficient time must be taken to allow the thought, and the state of feeling connected therewith, to become, as it were, imbedded in the soul. If that is accomplished in the right way—possibly not until after numerous attempts—an inward force will make itself felt. And this force will create new powers of perception. The grain of seed will appear as if enclosed in a small luminous cloud. The spiritualised vision of the student perceives it as a kind of flame. This flame is of a lilac colour in the centre, blue at the edges. Then appears that which one could not see before, and which was created by the power of thought and feeling brought into life within oneself. That which was physically invisible (the plant which will not become visible until later on) has there revealed itself to the spiritual eye. [ 12 ] It is pardonable if, to many men, all this appears to be mere illusion. Many will say: “What is the value of such visions or such hallucinations?” And many will thus fall away, and no longer continue to tread the path. But this is precisely the important point—not to confuse, at this difficult stage of human evolution, spiritual reality with the mere creations of phantasy, and to have the courage to press manfully onward, instead of growing timorous and faint-hearted. On the other hand, however, it is necessary to insist on the necessity of maintaining unimpaired, and of perpetually cultivating, the healthy attitude of mind which is required for the distinguishing of truth from illusion. Never during all these exercises must the student surrender the fully conscious control of himself. He must continue to think as soundly and sanely in these conditions as he does with regard to the things and occurrences of ordinary life. It would be a bad thing if he lapsed into reveries. He must at every moment be clear-headed and sober-minded, and it would be the greatest mistake if the student, through such practices, lost his mental equilibrium, or if he were prevented from judging as sanely and clearly as before the matters of work-a-day life. The disciple should, therefore, examine himself again and again to find out whether he has remained unaltered in relation to the circumstances among which he lives, or whether perchance he has lost his mental balance. He must ever maintain a calm repose within his own individuality, and an open mind for everything, being careful at the same time not to drift into vague reveries or to experiment with all sorts of exercises. The lines for development here indicated belong to those which have been followed, and whose efficacy has been demonstrated in the schools of occultism from the earliest ages, and none but such will here be given. Anyone attempting to employ methods of meditation devised by himself, or which he may have come across in the course of promiscuous reading, will inevitably be led astray, and will lose himself in a boundless morass of incoherent fantasies. [ 13 ] A further exercise which may succeed the one described above, is the following: Let the disciple place himself in front of a plant which has attained the stage of full development. Now let his mind be absorbed by the reflection that a time is at hand when this plant will wither and die. “Nothing,” he should say to himself, “nothing of what I now see before me will endure. But this plant will have evolved seeds which in their turn will grow into new plants. I become again aware that in what I see something lies concealed which I cannot see. I will fill my mind wholly with the thought that this plant-form with its colours will cease to be. But the reflection that the plant has produced seeds teaches me that it will not disappear into nothing. That which will prevent this disappearance, I can at present no more see with my eyes than I could originally discern the plant in the grain of seed. The plant, therefore, contains something which my eyes are unable to see. If this thought fully lives in me, and combines with the corresponding state of feeling, then, in due time, there will again develop a force in my soul which will ripen into a new kind of perception.” Out of the plant there grows once more a flame-like appearance, which is, of course, correspondingly larger than that which was previously described. This flame is greenish at the centre, and is tinged: with yellow at the outer edge. [ 14 missing from text ][ 15 ] He who has won this vision has gained greatly, inasmuch as he sees things not only in their present state of being, but also in their development and decay. He begins to see in all things the spirit, of which the bodily organs of sight have no perception. And he has thus taken the initial steps on that road, which will gradually enable him to solve, by direct vision, the secret of birth and death. To the outer senses, a being begins to exist at its birth, and ceases to exist at its death. This, however, only appears to be so, because these senses are unable to apprehend the concealed spirit. Birth and death are only for this spirit, transformations, just as the unfolding of the flower from the bud is a transformation enacted before our physical eyes. But if one desires to attain to direct perception of these facts, one must first awaken the spiritual vision by the means here indicated. [ 16 ] In order to meet an objection which may be raised by certain people already possessed of some psychical experience, let it be at once admitted that there are shorter and simpler ways than this, and that there are persons who have direct perception of the actualities of birth and death, without having had to pass through all the stages of discipline here set forth. There are human beings endowed with high psychical faculties, to whom only a slight impulse is necessary for the developing of these powers. But they are exceptional, and the methods described above are safer, and are capable of general application. Similarly, it is possible to gain some knowledge of chemistry by special methods; but in order to make safer the science of chemistry, the recognised, reliable course must be followed. [ 17 ] An error fraught with serious consequences would result from the assumption that the goal could be reached more simply by allowing the mind to dwell merely on an imaginary plant or a grain of seed. It may be possible by such means to evoke a force which would enable the soul to attain the inner vision. But this vision will be, in most cases, a mere figment of the imagination, for the main object is not to create arbitrarily a mental vision, but to allow the veritable nature of things to form an image within one's mind. The truth must well up from the depth of one's own soul, but the necromancer who shall call up the truth must not be one's ordinary self, but rather must the objects of one's perception themselves exercise their magical power, if one is to perceive their inner reality. [ 18 ] After the disciple has evolved, by such means, the rudiments of spiritual vision, he may proceed to the contemplation of human nature itself. Simple appearances of ordinary life must be chosen first. But before making any attempts in this direction, it is imperative for the student to strive after an absolute sincerity of moral character. He must banish all thoughts of ever using the insight to be attained in these ways for his own personal benefit. He must be absolutely determined that under no circumstances will he avail himself, in an evil sense, of any power which he may gain over his fellow-creatures. This is the reason why everyone who desires to gain direct insight into the secrets of human nature must follow the golden rule of true Occultism. And the golden rule is this: For every one step that you take in the pursuit of the hidden knowledge, take three steps in the perfecting of your own character. He who obeys this rule can perform such exercises as that which is now explained. [ 19 ] Begin by observing a person filled with a desire for some object. Direct your attention to this desire. It is best to choose a. time when this desire is at its height, and when it is not yet certain whether the object of the desire will be attained or not. Then surrender yourself entirely to the contemplation of that which you observe, but maintain the utmost inner tranquillity of soul. Make every endeavour to be deaf and blind to everything that may be going on around you at the same time, and bear in mind particularly that this contemplation is to evoke a state of feeling, in your soul. Allow this state of feeling to arise in your soul, like a cloud rising on an otherwise cloudless horizon. It is to be expected, of course, that your observation will be interrupted, because the person on whom it is directed will not remain in this particular state of mind for a sufficient length of time. Presumably you will fail in your experiment hundreds and hundreds of times. It is simply a question of not losing patience. After many attempts you will ultimately realise the state of feeling spoken of above as fast as the corresponding mental phenomena pass through the soul of the person under observation. After a time you will begin to notice that this feeling in your own soul is evoking the power of spiritual vision into the psychical condition of the other. A luminous image will appear in your field of vision. And this luminous image is the so-called astral manifestation evoked by the desire-state when under observation. Again we may describe this image as flame-like in appearance. It is yellowish red in the centre and reddish blue or lilac at the edges. Much depends upon treating such experiences of the inner vision with great delicacy. It will be best for you at first to talk of them to nobody except your teacher, if you have one. The attempt to describe such appearances in appropriate words usually only leads to gross self-deception. One employs ordinary terms not applicable to such purposes and therefore much too gross and clumsy. The consequence is that one's own attempt to clothe this vision in words unconsciously leads one to blend the actual experience with an alloy of imaginary details. It is, therefore, another important law for the occult inquirer that he should know how to observe silence concerning his inner visions. Observe silence even towards yourself. Do not endeavour to express in words that which you see, or to fathom it with reasoning faculties that are inadequate. Freely surrender yourself to these spiritual impressions without any mental reservations, and without disturbing them by thinking about them too much. For you must remember that your reasoning faculties were, at first, by no means equal to your faculties of observation. You have acquired these reasoning faculties through experiences hitherto confined exclusively to the world as apprehended by your physical senses, and the faculties you are now acquiring transcend these experiences. Do not, therefore, try to measure your new and higher perceptions by the old standard. Only he who has already gained some certainty in his observation of inner experiences ought to speak about them with the idea of thereby stimulating his fellow-beings. [ 20 ] As a supplementary exercise the following may be set forth. Direct your observation in the same way upon a fellow-being to whom the fulfilment of some wish, the gratification of some desire has just been granted. If the same rules and precautions are adopted as in the previous instance, you will once more attain to spiritual perception. You will distinguish a flame-like appearance which is yellow in the centre and greenish at the edges. [ 21 ] By such observations of one's fellow-creatures one may easily be led into a moral fault—one may become uncharitable. All conceivable means must be taken to fight against this tendency. Anyone exercising such powers of observation should have risen to the level, on which one is absolutely convinced that thoughts are actual things. He may then no longer allow himself to admit thoughts incompatible with the highest reverence for the dignity of human life and of human liberty. Not for one moment must he entertain the idea of regarding a human being as a mere object for observation. It must be the aim of self-education to see that the faculties for a psychic observation of human nature go hand in hand with a full recognition of the rights of each individual. That which dwells in each human being must be regarded as something holy, and to be held inviolate by us even in our thoughts and feelings. We must be possessed by a feeling of reverential awe for all that is human. [ 22 ] For the present, only these two examples can be given as to the methods by which an insight into human nature may be achieved, but they will at least serve to point out the way which must be followed. He who has gained the inner tranquillity and repose which are indispensable for such observations, will already, by so doing, have undergone a great transformation. This will soon reach the point at which the increase of his spiritual worth will manifest itself in the confidence and composure of his outward demeanour. Again, this alteration in his demeanour will react favourably on his inner condition, and thus he will be able to help himself further along the road. He will find ways and means of penetrating more and more into the secrets of human nature, hidden from our external senses, and he will then also become ripe for a deeper insight into the mysterious correlations between the nature of man, and of all else that exists in the universe. By following this path, the disciple will approach closer and closer to the day on which he will be deemed worthy of taking the first steps of initiation; but before these can be taken one thing more is necessary. At first it may not be at all apparent to the student why it should be necessary, but he cannot fail to be convinced of it in the end. [ 23 ] The quality which is indispensable to him who would be initiated is a certain measure of courage and fearlessness. He must absolutely go out of his way to find opportunities for developing these virtues. In the occult schools they are cultivated quite systematically; but life in this respect is itself an excellent school of occultism, nay, possibly the best. To face danger calmly, to try to overcome difficulties unswervingly, this is what the student must learn to do; for instance, in the presence of some peril, he must rise at once to the conception that fears are altogether useless, and ought not to be entertained for one moment, but that the mind ought simply to be concentrated on what is to be done. He must reach a point where it has become impossible for him ever again to feel afraid or to lose his courage. By self-discipline in this direction he will develop within himself quite distinct qualities which he needs if he is to be initiated into the higher mysteries. Just as man in his physical being requires nervous force in order to use his physical senses, so also, in his psychic nature, he requires the force which is only produced in the courageous and the fearless. For in penetrating to the higher mysteries he will see things which are concealed from ordinary humanity by the illusions of the senses. The latter, by hiding the higher verities from our gaze, are in reality our benefactors, since they prevent us from perceiving that which, if realised without due preparation, would throw us into unutterable consternation, things which we could not bear to behold. The disciple must be able to endure this sight. He loses certain supports in the outer world which were owing to the very illusions that encompassed him. It is truly and literally as if his attention were suddenly drawn to a certain danger by which for some time he had already been threatened unconsciously. He was not afraid hitherto, but now that he sees his peril, he is overcome by terror, although the danger has not been rendered any greater by his knowledge thereof. [ 24 ] The forces at work in the world are both destructive and creative. The destiny of manifested beings is birth and death. The Initiate is to behold this march of destiny. The veil, which in the ordinary course of life clouds the spiritual eyes, is then to be uplifted. The man is himself, however, interwoven with these forces, with this destiny. His own nature contains destructive and creative powers. As undisguisedly as the other objects of his vision are revealed to the eye of the seer, his own soul is bared to his gaze. In the face of this self-knowledge, the disciple must not suffer himself to droop, and in this he will only succeed if he has brought with him an excess of the necessary strength. In order that this may be the case he must learn to maintain inner calm and confidence in the most difficult circumstances; he must nourish within himself a firm faith in the beneficent forces of existence. He must be prepared to find that many motives which have actuated him hitherto will actuate him no longer. He must needs perceive that he has hitherto often thought or acted in a certain manner, because he was still in the toils of ignorance. Reasons like those which influenced him before will now disappear. He has done many things out of personal vanity; he will now perceive how utterly futile all such vanity is in the eyes of the Initiate. He has done much from motives of avarice; he will now be aware of the destructive effect of all avariciousness. He will have to develop entirely new springs for his thought and action, and it is for this that courage and fearlessness are required. [ 25 ] It is a matter especially of cultivating this courage and this fearlessness in the inmost depths of the mental life. The disciple must learn never to despair. He must always be equal to the thought: “I will forget that I have again failed in this matter. I will try once more, as though nothing at all had happened.” Thus he will fight his way on to the firm conviction that the universe contains inexhaustible fountains of strength from which he may drink. He must aspire again and again to the Divine which will uplift and support him, however feeble and impotent the mortal part of his being may prove. He must be capable of pressing on towards the future, undismayed by any experiences of the past. Every teacher of Occultism will carefully ascertain how far the disciple, aspiring to initiation into the higher mysteries, has advanced on the road of spiritual preparation. If he fulfils these conditions to a certain point, he is then worthy to hear uttered those Names of things which form the key that unlocks the higher knowledge. For Initiation consists in this very act of learning. to know the things of the universe by those Names which they bear in the spirit of their Divine Author. And the mystery of things lies in these Names. Therefore is it that the Initiate speaks another language than that of the uninitiated, for the former knows the Names by which things were called into existence. |
327. The Agriculture Course (1958): Lecture VII
15 Jun 1924, Koberwitz Tr. George Adams Rudolf Steiner |
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If we look at it with understanding, we must include in the plant-nature of the tree any more than grows out of it in the thin stalks—in the green leaf-bearing stalks—and in the flowers and fruit. All this grows out of the tree, as the herbaceous plant grows out of the earth. |
327. The Agriculture Course (1958): Lecture VII
15 Jun 1924, Koberwitz Tr. George Adams Rudolf Steiner |
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My dear friends, In the remainder of the time at our disposal, I wish to say something about farm animals, orchards and vegetable gardening. We have not much time left; but in these branches of farming, too, we can have no fruitful starting-point unless we first bring about an insight into the underlying facts and conditions. We shall do this to-day, and pass on tomorrow to the more practical hints and applications. To-day I must ask you to follow me in matters which lie yet a little farther afield from present-day points of view. Time was, indeed, when they were thoroughly familiar to the more instinctive insight of the farmer; to-day they are to all intents and purposes terra incognita. The entities occurring in Nature (minerals, plants, animals—we will leave man out for the moment) are frequently studied as though they stood there all alone. Nowadays, one generally considers a single plant by itself. Then, from the single plant, one proceeds to consider a plant-species by itself; and other plant-species beside it. So it is all prettily pigeonholed into species and genera, and all the rest that we are then supposed to know. Yet in Nature it is not so at all. In Nature—and, indeed, throughout the Universal being—all things are in mutual interaction; the one is always working on the other. In our materialistic age, scientists only follow up the coarser effects of one upon the other—as for instance when one creature is eaten or digested by another, or when the dung of the animals comes on to the fields. Only these coarse interactions are traced. But in addition to these coarse interactions, finer ones, too, are constantly taking place—effects transmitted by finer forces and finer substances too—by warmth, by the chemical-ether principle that is for ever working in the atmosphere, and by the life-ether. We must take these finer interactions into account. Otherwise we shall make no progress in certain domains of our farm-work. Notably we must observe these more intimate relationships of Nature when we are dealing with the life, together on the farm, of plant and animal. Here again, we must not only consider those animals which are undoubtedly very near to us—like cattle, horses, sheep and so on. We must also observe with intelligence, let us say, the many coloured world of insects, hovering around the plant-world during a certain reason of the year. Moreover, we must learn to look with understanding at the birds. Modern humanity has no idea how greatly farming and forestry are affected by the, owing to the modern conditions of life, of certain kinds of birds from certain districts. Light must be thrown upon these things once more by that macrocosmic method which Spiritual Science is pursuing—for we may truly call it macrocosmic. Here we can apply some of the ideal we have already let work upon us; we shall thus gain further insight. Look at a fruit-tree—a pear-tree, apple-tree or plum-tree. Outwardly Seen, to begin with, it is quite different from a herbaceous plant or cereal. Indeed, this would apply to any tree—it is quite different. But we must learn to perceive in what way the tree is different; otherwise we shall never understand the function of fruit in Nature's household (I am speaking now of such fruit as grows on trees). Let us consider the tree. What is it in the household of Nature? If we look at it with understanding, we must include in the plant-nature of the tree any more than grows out of it in the thin stalks—in the green leaf-bearing stalks—and in the flowers and fruit. All this grows out of the tree, as the herbaceous plant grows out of the earth. The tree is really “earth” for that which grows upon its boughs and branches. It is the earth, grown up like a hillock; shaped—it is rate—in a rather more living way than the earth out of which our herbaceous plants and cereals spring forth. To understand the free, we must say: There is the thick tree trunk (and in a sense the boughs and branches still belong to this). Out of all this the real plant grows forth. Leaves, flowers and fruit grow out of this; they are the real plant—rooted in the trunk and branches of the tree, as the herbaceous plants and cereals are rooted in the Earth. Here the question will at once arise: Is this “plant” which grows on the tree—and which is therefore describable as a parasitic growth, more or less—is it actually rooted? An actual root is not to be found in the tree. To understand the matter rightly, we must say: This plant which grows on the tree—unfolding up there its flowers and leaves and Stems—has lost its roots. But a plant is not whole if it has no roots. It must have a root. Therefore we must ask ourselves: Where is the root of this plant? The point is simply that the root is invisible to crude external observation. In this case we must not merely want to see a root we must understand what a root is. A true comparison will help us forward here. Suppose I were to plant in the soil a whole number of herbaceous plants, very near together, so that their roots intertwined, and merged with one another—the one root winding round the other, until it all become a regular mush of roots, merging one into another. As you can well imagine, such a complex of roots would not allow itself to remain a mere tangle; it would grow organised into a single entity. Down there in the soil the saps and fluids would flow into one another. There would be an organised root-complex—roots flowing into one another. We could not distinguish where the several roots began or ended. A common root-being would arise for these plants (Diagram 15). So it would be. No such thing need exist in reality, but this illustration will enable us to understand. Here is the soil of the earth: here I insert all my plants. Down there, all the roots coalesce, until they form a regular surface—a continuous root-stratum. Once more, you would not know where the one root begins and the other ends. Now the very thing I have here sketched as an hypothesis is actually present in the tree. The plant which grows on the free has lost its root. Relatively speaking, it is even separated from its root—only it is united with it, as it were, in a more ethereal way. What I have hypothetically sketched on the board is actually there in the tree, as the cambium layer—the cambium. That is how we must regard the roots of these plants that grow out of the tree: they are replaced by the cambium. Although the cambium does not look like roots, it is the living, growing layer, constantly forming new cells, so that the plant-life of the free grows out of it, just as the life of a herbaceous plant grows up above out of the root below. Here, then, is the free with its cambium layer, the growing formative layer, which is able to create plant-cells. (The other layers in the free would not be able to create fresh cells). Now you can thoroughly see the point. In the tree with its cambium or formative layer, the earth-realm itself is actually bulged out; it has grown outward into the airy regions. And having thus grown outward into the air, it needs more inwardness, more intensity of life, than the earth otherwise has, i.e. than it has where the ordinary root is in it. Now we begin to understand the free. In the First place, we understand it as a strange entity whose function is to separate the plants that grow upon it—stem, blossom and fruit—from their roots, uniting them only through the Spirit, that is, through the ethereal. We must learn to look with macrocosmic intelligence into the mysteries of growth. But it goes still further. For I now beg you observe: What happens through the fact that a free comes into being? It is as follows: That which encompasses the free has a different plant-nature in the air and outer warmth than that which grows in air and warmth immediately on the soil, unfolding the herbaceous plant that springs out of the earth directly (Diagram 16). Once more, it is a different plant-world. For it is far more intimately related to the surrounding astrality. Down here, the astrality in air and warmth is expelled, so that the air and warmth may become mineral for the Bake of man and animal. Look at a plant growing directly out of the soil. True, it is hovered-around, enshrouded in an astral cloud. Up there, however, round about the free, the astrality is far denser. Once more, it is far denser. Our trees are gatherings of astral substance; quite clearly, they are gatherers of astral substance. In this realm it is easiest of all for one to attain to a certain higher development. If you make the necessary effort, you can easily become esoteric in these spheres. I do not say clairvoyant, but you can easily become clair-sentient with respect to the sense of smell, especially if you acquire a certain sensitiveness to the diverse aromas that proceed from plants growing on the soil, and on the other hand from fruit-tree plantations—even if only in the blossoming stage—and from the woods and forests! Then you will feel the difference between a plant-atmosphere poor in astrality, such as you can smell among the herbaceous plants growing on the earth, and a plant-world rich in astrality such as you have in your nostrils when you sniff what is so beautifully wafted from the treetops. Accustom yourself to specialise your sense of smell—to distinguish, to differentiate, to individualise, as between the scent of earthly plants and the scent of trees. Then, in the former case you will become clair-sentient to a thinner astrality, and in the latter case to a denser astrality. You see, the farmer can easily become clair-sentient. Only in recent times he has male less use of this than in the time of the old clairvoyance. The countryman, as I said, can become clair-sentient with regard to the sense of smell. Let us observe where this will lead us. We must now ask: What of the polar opposite, the counterpart of that richer astrality which the plant—parasitically growing on the tree—brings about in the neighbourhood of the tree? In other words, what happens by means of the cambium? What does the cambium itself do? Far, far around, the free makes the spiritual atmosphere inherently richer in astrality. What happens, then, when the herbaceous life grows out of the free up yonder? The tree has a certain inner vitality or ethericity; it has a certain intensity of life. Now the cambium damps down this life a little more, so that it becomes slightly more mineral. While, up above, a rich astrality arises all around the tree, the cambium works in such a way that, there within, the ethericity is poorer. Within the tree arises poverty of ether as compared to the plant. Once more, here within, it will be somewhat poorer in ether. And as, through the cambium, a relative poverty of ether is engendered in the tree, the root in its turn will be influenced. The roots of the tree become mineral—far more so than the roots of herbaceous plants. And the root, being more mineral, deprives the earthly soil—observe, we still remain within the realms of life—of some of its ethericity. This makes the earthly soil rather more dead in the environment of the free than it would be in the environment of a herbaceous plant. All this you must clearly envisage. Now whatever arises in this way will always involve something of deep significance in the household of Nature as a whole. Let us then enquire: what is the inner significance, for Nature, of the astral richness in the tree's environment above, and the etheric poverty in the realm of the free-roots? We only need Look about us, and we can find how these things work themselves out in Nature's household. The fully developed insect, in effect, lives and moves by virtue of this rich astrality which is wafted through the tree-tops. Take, on the other hand, what becomes poorer in ether, down below in the soil. (This poverty of ether extends, of course, throughout the tree, for the Spiritual always works through the whole, as I explained yesterday when speaking of human Karma). That which is poorer in ether, down below, works through the larvae. Thus, if the earth had no trees, there would be no insects on the earth. The trees make it possible for the insects to be. The insects fluttering around the parts of the tree which are above the earth—fluttering around the woods and forests as a whole—they have their very life through the existence of the woods. Their larvae, too, live by the very existence of the woods. Here you have a further indication of the inner relationship between the root-nature and the sub-terrestrial animal world. From the tree we can best learn what I have now explained; here it becomes most evident. But the fast is: What becomes very evident in the tree is present in a more delicate way throughout the whole plant-world. In every plant there is a certain tendency to become tree-like. In every plant, the root with its environment strives to let go the ether; while that which grows upward tends to draw in the astral more densely. The free-becoming tendency is there is every plant. Hence, too, in every plant the same relationship to the insect world emerges, which I described for the special case of the tree. But that is not all. This relation to the insect-world expands into a relation to the whole animal kingdom. Take, for example, the insect larvae: truly, they only live upon the earth by virtue of the tree-roots being there. However, in times gone by, such larvae have also evolved into other kinds of animals, similar to them, but undergoing the whole of their animal life in a more or less larval condition. These creatures then emancipate themselves, so to speak, from the tree-root-nature, and live more near to the rest of the root-world—that is, they become associated with the root-nature of herbaceous plants. A wonderful fast emerges here: Certain of these sub-terrestrial creatures (which, it is true, are already somewhat removed from the larval nature) develop the faculty to regulate the ethereal vitality within the soil whenever it becomes too great. If the soil is tending to become too strongly living—if ever its livingness grows rampant—these subterranean animals see to it that the over-intense vitality is released. Thus they become wonderful regulators, safety-valves for the vitality inside the Earth. These golden creatures—for they are of the greatest value to the earth—are none other than the earth-worms. Study the earth-worm—how it lives together with the soil. These worms are wonderful creatures: they leave to the earth precisely as much ethericity as it needs for plant-growth. There under the earth you have the earth-worms and similar creatures distantly reminiscent of the larva. Indeed, in certain soils—which you can easily tell—we ought to take special care to allow for the due breeding of earth-worms. We should soon see how beneficially such a control of the animal world beneath the earth would react on the vegetation, and thus in turn upon the animal world in general, of which we shall speak in a moment. Now there is again a distant similarity between certain animals and the fully evolved, i.e. the winged, insect-world. These animals are the birds. In course of evolution a wonderful thing has taken place as between the insects and the birds. I will describe it in a picture. The insects said, one day: We do not feel quite strong enough to work the astrality which sparkles and Sprays around the trees. We therefore, for our part, will use the treeing tendency of other plants; there we will flutter about, and to you birds we will leave the astrality that surrounds the trees. So there came about a regular division of labour between the bird-world and the butterfly-world, and now the two together work most wonderfully. These winged creatures, each and all, provide for a proper distribution of astrality, wherever it is needed on the surface of the Earth or in the air. Remove these winged creatures, and the astrality would fail of its true service; and you would soon detect it in a kind of stunting of the vegetation. For the two things belong together: the winged animals, and that which grows out of the Earth into the air. Fundamentally, the one is unthinkable without the other. Hence the farmer should also be careful to let the insects and birds flutter around in the right way. The farmer himself should have some understanding of the rare of birds and insects. For in great Nature—again and again I must say it—everything, everything is connected. These things are most important for a true insight: therefore let us place them before our souls most clearly. Through the flying world of insects, we may say, the right astralisation is brought about in the air. Now this astralisation of the air is always in mutual relation to the woods or forests, which guide the astrality in the right way just as the blood in our body is guided by certain forces. What the wood does—not only for its immediate vicinity but far and away around it (for these things work over wide areas)—what the wood does in this direction has to be done by quite other things in unwooded districts. This we should learn to understand. The growth of the soil is subject to quite other laws in districts where forest, Field and meadow alternate, than in wide, unwooded stretches of country. There are districts of the Earth where we can tell at a glance that they became rich in forests long before man did anything—for in certain matters Nature is wiser than man, even to this day. And we may well assume, if there is forest by Nature in a given district, it has its good use for the surrounding farmlands—for the herbaceous and graminaceous vegetation. We should have sufficient insight, on no account to exterminate the forest in such districts, but to preserve it well. Moreover, the Earth by and by changes, through manifold cosmic and climatic influences. Therefore we should have the heart—when we see that the vegetation is becoming stunted, not merely to make experiments for the fields or on the fields alone, but to increase the wooded areas a little. Or if we notice that the plants are growing rampant and have not enough seeding-force, then we should set to work and make some clearings in the forest—take certain surfaces of wooded land away: In districts which are predestined to be wooded, the regulation of woods and forests is an essential part of agriculture, and should indeed be thought of from the spiritual side. It is of a far-reaching significance. Moreover, we may say: the world of worms, and larvae too, is related to the limestone—that is, to the mineral nature of the earth; while the world of insects and birds—all that flutters and flies stands in relation to the astral. That which is there under the surface of the earth—the world of worms and larvae—is related to the mineral, especially the chalky, limestone nature, whereby the ethereal is duly conducted away, as I told you a few days ago from another standpoint. This is the task of the limestone—and it fulfils its task in mutual interaction with the larva- and insect-world. Thus you will see, as we begin to specialise what I have given, ever new things will dawn on us—things which were undoubtedly recognised with true feeling in the old time of instinctive clairvoyance. (I should not trust myself to expound them with equal certainty.) The old instincts have been lost. Intellect has lost all the old instincts—nay, has exterminated them. That is the trouble with materialism—men have become so intellectual, so clever. When they were less intellectual, though they were not so clever, they were far wiser; out of their feeling they knew how to treat things, even as we must learn to do once more, for in a conscious way we must learn once more to approach the Wisdom that prevails in all things. We shall learn it by something which is not clever at all, namely, by Spiritual Science. Spiritual Science is not clever: it strives rather for Wisdom. Nor can we rest content with the abstract repetition of words: “Man consists of physical body, etheric body,” etc., etc., which one can learn off by heart like any cookery-book. The point is for us to introduce the knowledge of these things in all domains—to see it inherent everywhere. Then we are presently guided to distinguish how things are in Nature, especially if we become clairvoyant in the way I explained. Then we discover that the bird world becomes harmful if it has not the “needle-wood” or coniferous forests beside it, to transform what it brings about into good use and benefit. Thereupon our vision is still further sharpened, and a fresh relationship emerges. When we have recognised this peculiar relation of the birds to the coniferous forests, then we perceive another kinship. It emerges clearly. To begin with, it is a fine and intimate kinship—fine as are those which I have mentioned now. But it can readily be changed into a stronger, more robust relationship. I mean the inner kinship of the mammals to all that does not become tree and yet does not remain as a small plant—in other words, to the shrubs and bushes—the haze-lnut, for instance. To improve our stock of mammals in a farm or in a farming district, we shall often do well to plant in the landscape bushes or shrub-like growths. By their mere presence they have a beneficial effect. All things in Nature are in mutual interaction, once again. But we can go farther. The animals are not so foolish as men are; they very quickly “tumble to it” that there is this kinship. See how they love the shrubs and bushes. This love is absolutely inborn in them, and so they like to get at the shrubs to eat them. They soon begin to take what they need, which has a wonderfully regulating effect on their remaining fodder. Moreover, when we trace these intimate relationships in Nature, we gain a new insight into the essence of what is harmful. For just as the coniferous forests are intimately related to the birds and the bushes to the mammals, so again all that is mushroom—or fungus-like—has an intimate relation to the lower animal world—to the bacteria and such-like creatures, and notably the harmful parasites. The harmful parasites go together with the mushroom or fungus-nature; indeed they develop wherever the fungus-nature appears scattered and dispersed. Thus there arise the well-known plant-diseases and harmful growths on a coarser and larger scale. If now we have not only woods but meadows in the neighbourhood of the farm, these meadows will be very useful, inasmuch as they provide good soil for mushrooms and toadstools; and we should see to it that the soil of the meadow is well-planted with such growths. If there is near the farm a meadow rich in mushrooms—it need not even be very large—the mushrooms, being akin to the bacteria and other parasitic creatures, will keep them away from the rest. For the mushrooms and toadstools, more than the other plants, tend to hold together with these creatures. In addition to the methods I have indicated for the destruction of these pests, it is possible on a larger scale to keep the harmful microscopic creatures away from the farm by a proper distribution of meadows. So we must look for a due distribution of wood and forest, orchard and shrubbery, and meadow-lands with their natural growth of mushrooms. This is the very essence of good farming, and we shall attain far more by such means, even if we reduce to some extent the surface available for tillage. It is no true economy to exploit the surface of the earth to such an extent as to rid ourselves of all the things I have here mentioned in the hope of increasing our crops. Your large plantations will become worse in quality, and this will more than outweigh the extra amount you gain by increasing your tilled acreage at the cost of these other things. You cannot truly engage in a pursuit so intimately connected with Nature as farming is, unless you have insight into these mutual relationships of Nature's husbandry. The time has come for us to bring home to ourselves those wider aspects which will reveal, quite generally speaking, the relation of plant to animal-nature, and vice versa, of animal to plant-nature. What is an animal? What is the world of plants? (for the world of plants we must speak rather of a totality—the plant-world as a whole.) Once more, what is an animal, and what is the world of plants? We must discover what the essential relation is; only so shall we understand how to feed our animals. We shall not feed them properly unless we see the true relationship of plant and animal. What are the animals? Well may you look at their outer forms! You can dissect them, if you will, till you get down to the skeleton, in the forms of which you may well take delight; you may even study them in the way I have described. Theo you may study the musculature, the nerves and so forth. All this, however, will not lead you to perceive what the animals really are in the whole household of Nature. You will only perceive it if you observe what it is in the environment to which the animal is directly and intimately related. What the animal receives from its environment and assimilates directly in its nerves-and-senses system and in a portion of its breathing system, is in effect all that which passes first through air and warmth. Essentially, in its own proper being, the animal is a direct assimilator of air and warmth—through the nerves-and-senses system. Diagrammatically, we can draw the animal in this way: In all that is there in its periphery, in its environment—in the nerves-and-senses system and in a portion of the breathing system—the animal is itself. In its own essence, it is a creature that lives directly in the air and warmth. It has an absolutely direct relation to the air and warmth (Diagram 17). Notably out of the warmth its bony system is formed—where the Moon- and Sun-influences are especially transmitted through the warmth. Out of the air, its muscular system is formed. Here again, the forces of Sun and Moon are working through the air. But the animal cannot relate itself thus directly to the earthy and watery elements. It cannot assimilate water and earth thus directly. It must indeed receive the earth and water into its inward parts; it must therefore have the digestive tract, passing inward from outside. With all that it has become through the warmth and air, it then assimilates the water and the earth inside it—by means of its metabolic and a portion of its breathing system.The breathing system passes over into the metabolic system. With a portion of the breathing and a portion of the metabolic system, the animal assimilates “earth” and “water” In effect, before it can assimilate earth and water, the animal itself must be there by virtue of the air and warmth. That is how the animal lives in the domain of earth and water. (The assimilation-process is of course, as I have often indicated, an assimilation more of forces than of substances). Now let us ask, in face of the above, what is a plant? The answer is: the plant has an immediate relation to earth and water, just as the animal has to air and warmth. The plant—also through a kind of breathing and through something remotely akin to the sense system—absorbs into itself directly all that is earth and water; just as the animal absorbs the air and warmth. The plant lives directly with the earth and water. Now you may say: Having recognised that the plant lives directly with earth and water, just as the animal does with air and warmth, may we not also conclude that the plant assimilates the air and the warmth internally, even as the animal assimilates the earth and water? Ne, it is not so. To find the spiritual truths, we cannot merely conclude by analogy from what we know. The fact is this: Whereas the animal consumes the earthy and watery material and assimilates them internally, the plant does not consume but, on the contrary, secretes—gives off—the air and warmth, which it experiences in conjunction with the earthy soil. Air and warmth, therefore, do not go in—at least, they do not go in at all far. On the contrary they go out; instead of being consumed by the plant, they are given off, excreted, and this excretion-process is the important point. Organically speaking, the plant is in all respects an inverse of the animal—a true inverse. The excretion of air and warmth has for the plant the same importance as the consumption of food for the animal. In the same sense in which the animal lives by absorption of food, the plant lives by excretion of air and warmth. This, I would say, is the virginal quality of the plant. By nature, it does not want to consume things greedily for itself, but, on the contrary, it gives away what the animal takes from the world, and lives thereby. Thus the plant gives, and lives by giving. Observe this give and take, and you perceive once more what played so great a part in the old instinctive knowledge of these things. The saying I have here derived from anthroposophical study: “The plant in the household of Nature gives, and the animal takes,” was universal in an old instinctive and clairvoyant insight into Nature. In human beings who were sensitive to these things, some of this insight survived into later times. In Goethe you will often find this saying: Everything in Nature lives by give and take. Look through Goethe's works and you will soon find it. He did not fully understand it any longer, but he revived it from old usage and tradition; he felt that this proverb describes something very true in Nature. Those who came after him no longer understood it. To this day they do not understand what Goethe meant when he spoke of “give and take.” Even in relation to the breathing process—its interplay with the metabolism—Goethe speaks of “give and take.” Clearly-unclearly, he uses this word. Thus we have seen that forest and orchard, shrubbery and bush are in a certain way regulators to give the right form and development to the growth of plants over the earth's surface. Meanwhile beneath the earth the lower animals—larvae and worm-like creatures and the like, in their unison with limestone—act as a regulator likewise. So must we regard the relation of tilled fields, orchards and cattle-breeding in our farming work. In the remaining hour that is still at our disposal, we shall indicate the practical applications, enough for the good Experimental Circle to work out and develop. |