| 340. World Economy: Lecture I
24 Jul 1922, Dornach Tr. Owen Barfield, T. Gordon-Jones Rudolf Steiner |
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| This band of colours is created with the help of the prism: red, orange, yellow, green, blue, indigo, violet. So far (from the red to the violet) the spectrum appears luminous. But, as you know, before the region which shows a luminous effect, what are called the infra-red rays are assumed to exist: and, beyond the violet, the ultra-violet rays. |
| 340. World Economy: Lecture I
24 Jul 1922, Dornach Tr. Owen Barfield, T. Gordon-Jones Rudolf Steiner |
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Ladies and Gentlemen, Today I intend a kind of introduction. In tomorrow's lecture we shall begin and try to give a more or less complete picture of the questions of social and political economy which man today must set before himself. The subject of Economics, as we speak of it today, is in reality a very recent creation. It did not arise until the time when the economic life of modern peoples had become extraordinarily complicated in comparison with earlier conditions. As this Course is intended primarily for students of Political Economy, it is necessary by way of introduction to point out this peculiarity of the economic thinking of today. After all, we need not go very far back in history to see how much economic life has changed, even during the nineteenth century. You need only consider this one fact: England, for example, already had, during the first half of the century, what was practically the modern form of economic life. There was comparatively little radical change in the economic structure of England in the course of the nineteenth century. The great social questions which arise out of economic questions in modern times were being asked in England as early as the first half of the nineteenth century: and those who wanted to think of social and economic questions in the modern sense could pursue their studies in England at a time when in Germany—for instance—such studies must have remained unfruitful. In England, above all, the conditions of trade and commerce on a large scale had already come into being by the first third of the nineteenth century. Through the great development of trade and commerce in the economic life in England, a foundation was already there in the shape of trade capital. In England there was no need to seek for any other starting-point for modern economic life. They simply had to apply the trade capital resulting from the consolidation of trade and commerce even as early as the first third of the nineteenth century. Starting from this time, everything took place in England with a certain logical consistency; only we must not forget that the whole of this English economic life was only possible on the basis originally given by England's relation to her colonies, especially to India. The whole of the English economic system is unthinkable without the relationship of England to India. In other words, English economic life, with all its facility for evolving large sums of capital, is founded on the fact that there lies in the background a country which is, as it were, virgin economic soil. We must not overlook this fact, especially when we pass from England to Germany. If you consider the economic life of Germany you will see that in the first third of the nineteenth century it still essentially corresponded to economic customs which had arisen out of the Middle Ages. The economic customs and relationships within Germany in the first third of the nineteenth century were essentially old: consequently the whole tempo of economic life was different in Germany from what it was in England during the first third, or even the first half, of the nineteenth century. In England, during the first half of the century, there was already what we may call a reckoning with quickly changing habits of life. The main character of economic life remained essentially the same: but it was already adaptable to quickly changing habits. In Germany, on the other hand, habits of life were still conservative: economic development could afford to advance at a snail's pace, for it had only to adapt itself to technical conditions, which remained more or less the same over long periods, and to human needs, which were not rapidly changing. But in this respect a great transformation took place in the second third of the nineteenth century. Then there rapidly took place an approximation to English conditions, a development of the industrial system. In the first half of the nineteenth century Germany had been in all essentials an agrarian country: now it was rapidly transformed into an industrial country, far more rapidly than any other region of the Earth. But there is an important fact in this connection. We might describe it thus: In England the transition to an industrial condition of life took place instinctively: nobody knew exactly how it happened. It came like an event of Nature. In Germany, it is true, the medieval character still existed in the first third of the nineteenth century. Germany was an agrarian country. But while the outer economic conditions were taking their accustomed course in a way that might almost be called medieval, human thinking was undergoing a fundamental change. It came into the consciousness of men that something altogether different must now arise, that the existing conditions were no longer true to the time. Thus the transformation of economic conditions which arose in Germany in the second third of the nineteenth century took place far more consciously than in England. In Germany people were far more aware of how they entered into modern capitalism: in England people were not aware of it at all. If you read today all the writings and discussions in Germany during that period concerning the transition to industrialism, you will get a remarkable impression, a strange impression, of how the people in Germany were thinking. Why, they actually looked upon it as a real liberation of mankind: they called it Liberalism, Democracy. Nay, more, they regarded it as the very salvation of mankind to get right out of the old connections, the old binding links, the old kind of corporation, and pass over to the fully free position (for so they called it) of the individual within the economic life. Hence in England you will never meet with a theory of Economics such as was developed by the people who received their education in Germany in the height of the period which I have now characterised. Schmoller, Roscher and others derived their views from the heyday of this “Liberalism ” in Political Economy. What they built up was altogether in this sense, and they built it with full consciousness. An Englishman would have thought such theories of Economics stale and boring; he would have said: “One does not trouble to think about such things.” Look at the radical difference between the way in which people in England talked about these things (to mention even a man like Beaconsfield, who was theoretical enough in all conscience) from the way in which Richter or Lasker or even Brentano were speaking in Germany. In Germany, therefore, this second period was entered into with full consciousness. Then came the third period, the period essentially of the State. It is true, is it not, that as the last third of the nineteenth century drew near, the German State was consolidated purely by means of external power. That which was consolidated was not what the idealists of '48 or even of the 1830's had desired: no, it was the “State” that was consolidated, and moreover by means of sheer force. And this State, by and by, requisitioned the economic life with full consciousness for its own purposes. Thus, in the last third of the nineteenth century, the structure of the economic life was permeated through and through by the very opposite principle to the previous one. In the second third of the century its evolution had been subject to the ideas of “Liberalism.” Now its evolution became altogether subject to the idea of the State. This was what gave the economic life in Germany, as a whole, its stamp. It is true that there were elements of consciousness in the whole process, and yet in another sense the whole thing was quite unconscious. But the most important thing is this: Through all these developments a radical contrast, an antagonism of principle, was created, not only in thought but in the whole conduct of economic life itself between the English and the Mid-European economy. And, ladies and gentlemen, on this contrast the manner of their economic intercourse depended. The whole economy of the nineteenth century, as it evolved into the twentieth, would be unthinkable without this contrast between the West and Middle Europe. The way in which men sold, the way in which they found a market for their goods, the way in which they manufactured them, all this would be unthinkable without this contrast. This was the course of development. First the economic and industrial life of England became possible on the basis of her possession of India: next it became possible for the whole economic activity to be extended on the basis of the contrast between the Western and the Mid-European economic life. In effect, the economic life is founded not on what one sees in one's immediate surroundings, but on the great reciprocal relationships in the world at large. Now it was with this contrast that the world as a whole entered into the state of world-economy and—could not enter! For the world continued to depend on that instinctive element which had evolved from the past, and the existence of which I have just indicated in describing the antithesis between England and Mid-Europe. In the twentieth century, though the world was unaware of the fact, we stood face to face with this situation. The antithesis became more and more immediate, it became deeper and deeper: and we stood before this great question: The economic conditions had evolved out of these antitheses or contrasts and, having done so, they were carrying the contrasts themselves ever more intensely into the future. And yet, if the contrast were to go on for ever increasing, economic intercourse would become impossible. This was the great question of the twentieth century: The contrast had created the economic life; the economic life had in turn enhanced the contrast. The contrast was calling for a solution. The question was: How are these contrasts or antagonisms to be resolved? The further course of history was destined to prove that men were incapable of finding the answer. It would have been practical to talk in words like these in 1914, in the days of peace. But, in place of a solution, there came the result of failure to find such a world-historic solution. Such was the disease which then set in, seen from the economic aspect. You must recognise that the possibility of all evolution always depends on contrasts or antitheses in the last resort. I will only mention one example. Through the fact that the English economic life had been consolidated far earlier than the Mid-European, the English were unable to make certain goods at prices as cheap as were possible in Germany. Thus, there arose the great contrast or antagonism of competition, for “Made in Germany” was simply a question of competition. And when the war was over, this question could arise: Now that people have knocked each other's heads in, instead of seeking a solution of existing contrasts, how can we deal with the matter? At this time I could not but believe in the possibility of finding human beings who would understand the contrasts which must be brought forth in another domain. For life depends on contrasts, and can only exist if contrasts are there, interacting with one another. Thus in 1919 one could come to the point of saying: Let us now draw attention to the real contrasts or contra-positions towards which world-historic evolution is tending—those of the economic life, the political life of rights and the spiritual-cultural life—the contra-positions of the threefold social order. What, after all, was the actual situation when we believed that we must bring the threefold idea into as many human heads as possible? I will only describe it externally today. The important thing would have been to bring the threefold idea into as many heads as possible before the economic consequences ensued which afterwards took place. You must remember when the “Threefold Commonwealth ” was first mentioned, we did not yet stand face to face with the monetary difficulties of today. On the contrary, if the Threefold Commonwealth had been understood at that time, these difficulties could never have occurred. Yet once again we were faced by the inability of human beings to understand such a thing as this in a really practical sense. When we tried to bring the Threefold Commonwealth home to them, people would come and say: “Yes, all that is excellent: we see it perfectly. But, after all, the first thing needful is to counteract the depreciation of the currency.” Ladies and gentlemen, all that one could answer was: “That is contained in the Threefold Order. Set to work with the Threefold Order. That is the only means of counteracting the depreciation of the currency.” People were asking how to do the very thing which the Threefold Commonwealth was meant to do. They did not understand it, however often they declared that they did. And now the position is such that if we are to speak once more today to people such as you, we can no longer speak in the same forms as we did then. Today another language is necessary: and that is what I want to give you in these present lectures. I want to show you how one must think once more today about these questions, especially if, being young in years, one will still have an opportunity to play one's part in shaping the immediate future. Thus, on the one hand, we can characterise a certain period—the nineteenth century—in terms of world-historic economic contrasts. But we might also go still farther back and include the time when men first began to think about Political Economy at all. If you take the history of Political Economy you will see that everything before that time took place instinctively. It was only in modern times that there arose that complexity of economic life, in the midst of which men felt it necessary to think about these things. Now I am speaking, in effect, for students. I am trying to show how students of Economics should find their way into this subject. Let me, therefore, now relate the most essential thing on which it all depends. You see, the time when men had to begin to think about Political Economy was just the time when they no longer had the thoughts to comprehend such a subject. They simply no longer had the requisite ideas. I will give you an example from Natural Science to indicate that this is so. We as human beings have our physical bodies, which are heavy just like any other physical bodies. Your physical body will be heavier after a midday meal than before: we could even weigh the difference. That is to say, we partake in the general laws of gravity. But with this gravity, which is the property of all ponderable substances, we could do very little in our human body, we could at most go about the world as automata, certainly not as conscious beings. I have often explained what is essential to any valid concept of these matters. I have often said what man needs for his thinking. The human brain, if we weigh it alone, weighs about 1,400 grammes. If you let the weight of these 1,400 grammes press on the veins and arteries, which are situated at the base of the skull, it would destroy and kill them. You could not live for a single moment if the human brain were pressing downward with its full 1,400 grammes. It is indeed a fortunate thing for man that the principle of Archimedes holds good. I mean that every body loses so much of its weight in water as is the weight of that fluid which it displaces. If this is a heavy body, it loses as much of its weight in water as a body of water of equal size would weigh. The brain swims in the cerebro-spinal fluid, and thereby loses 1,380 grammes: for such is the weight of a body of cerebro-spinal fluid of the size of the human brain. The brain only presses downward on to the base of the skull with a weight of 20 grammes, and this weight it can bear. But if we now ask ourselves: What is the purpose of all this? then we must answer: With a brain which was a mere ponderable mass, we could not think. We do not think with the heavy substance: we think with the buoyancy. The substance must first lose its weight. Only then can we think. We think with that which flies away from the earth. But we are also conscious in our whole body. How do we become thus conscious? In our whole body there are 25 billions of red blood corpuscles. These 25 billions of red corpuscles are very minute. Nevertheless they are heavy: they are heavy for they contain iron. Every one of these 25 billions of red corpuscles swims in the serum of the blood, and loses weight exactly in accordance with the fluid it displaces. Once again, therefore, in every single blood corpuscle an effect of buoyancy is created—25 billion times. Throughout our body we are conscious by virtue of this upward driving force. Thus we may say: Whatever foodstuffs we consume, they must first, to a very large extent, be divested of their weight: they must be transformed in order that they can serve us. Such is the demand of the living body. Ladies and gentlemen, to think thus and to regard this way of thinking as essential, is the very thing men ceased to do just at the time when it became necessary to think in terms of Political Economy. Thenceforward they only reckoned with ponderable substances: they no longer thought of the transformation which a substance undergoes in a living organism—as to its weight, for example, through the effect of buoyancy. And now another thing. If you call to mind your studies of Physics, you will remember the physicist speaks of the “spectrum.” This band of colours is created with the help of the prism: red, orange, yellow, green, blue, indigo, violet. So far (from the red to the violet) the spectrum appears luminous. But, as you know, before the region which shows a luminous effect, what are called the infra-red rays are assumed to exist: and, beyond the violet, the ultra-violet rays. If, therefore, one speaks merely of light, one does not include the totality of the phenomenon: for we must go on to describe how the light is transformed in two opposite directions; we must explain how, beyond the red, light sinks into the element of warmth and, beyond the violet, into chemical effects. In both directions the light, as such, disappears. If, therefore, we give a theory of light alone, we are giving a mere extract. (The current theory of light is in any case not a true one. It is significant that in the very time when mankind had to begin to think consciously of Political Economy, human thinking upon Physics was in such a condition as to result, among other things, in an untrue theory of light). I have, however, mentioned the matter here with some reason: for there is a valid analogy. Consider for a moment not the economy of peoples, but, let us say, the economy of sparrows or the economy of swallows. They too, after all, have a kind of economy. But this—the economy of the animal kingdom—does not reach far up into the human kingdom, Possibly in the case of the magpie we may indeed speak of a kind of animal capitalism. But what is the essence of animal economics? It is this: Nature provides the products, and the animal as a single creature takes them for him-self. Man does indeed reach down into this animal economy: but he has to emerge from it. The true human economy may be compared to the part of the spectrum which is visible as light. That which reaches down into Nature would then be comparable with the part of the spectrum which extends into the infra-red. Here, for example, we come into the domain of agriculture, of economic geography and so forth. The science of Economics cannot be sharply defined in this direction: it reaches down into a region which must be grasped by very different methods. That on the one hand. But on the other hand—just under the influence of the very complicated relations of today—it has gradually come to pass that our economic thinking fails us once more in another direction. Just as light ceases to appear as light, as we go on into the ultraviolet, so does human economic activity cease to be purely economic. I have often characterised how this came about. The phenomenon began only in the nineteenth century. Till then, the economic life was still more or less dependent on the capability and efficiency of the individual human being. A Bank prospered if some individual in it was a thoroughly capable man. Individuals were still of real importance. I have often related, as an amusing example, the story of the ambassador of the King of France who once came to Rothschild. He was trying to raise a loan. Rothschild happened to be in conversation with a leather merchant. When the ambassador of the King of France was announced, he said: “Ask him to wait a little.” The ambassador was terribly upset. Was he to wait, while a leather merchant was in there with Rothschild? When the attendant came out and told him, he simply would not believe his ears. “Go in again and tell Herr Rothschild that I am here as the ambassador of the King of France.” But the attendant brought the same answer again: “Will you kindly wait a little?” Thereupon he himself burst into the inner room: “I am the ambassador of the King of France!” Rothschild answered: “Please sit down: will you take a chair?” “Yes, but I am the ambassador of the King of France!” “Will you take two chairs!” You see, what took place in the economic life in that time was placed consciously within the sphere of the human personality. But things have changed since then: and now, in the great affairs of economic life, very little indeed depends on the single personality. Human economic working has to a very large extent been drawn into what I am here comparing with the ultra-violet. I refer to the workings of Capital as such. Accumulations of Capital are active as such. Over and above the economic, there lies an ultra-economic life, which is essentially determined by the peculiar power inherent in the actual masses of Capital. If, therefore, we wish to understand the economic life of today, we must regard it thus: It lies in the midst between two regions, of which the one leads downward into Nature and the other upward into Capital. Between them lies the domain which we must comprehend as the economic life properly speaking. Now from this you will see that men did not even possess the necessary concept to enable them to define the science of Economics and set it in its proper place within the whole domain of knowledge. For, as we shall presently see, it is a curious thing: but this region alone (which we have compared with the infra-red)—this region which does not yet reach up into the sphere of economics properly speaking—this alone is intelligible by the human intellect. We can consider, with ordinary thinking, how to grow oats or barley and so forth: or how best to obtain the raw products in mining. That is all that we can really think about with the intellect which we have grown accustomed to apply in the science of modern time. This is a fact of immense significance. Think back for a moment to what I have just indicated as the concept which we need in science. We consume heavy substances as food. That they can be of use to us, depends upon the fact that they continually lose weight within us. That is to say, within the body they are totally transformed. But that is not all. They are changed in a different way in each organ: it is a different change in the liver from that in the brain or in the lung. The organism is differentiated and the conditions are different for each substance in each single organ. We have a perpetual change of quality along with the change from organ to organ. Now, it is approximately the same when, within a given economic domain, we speak of the value of a commodity. It is nonsense to define some substance as carbon, for example, and then to ask: How does it behave inside the human body? The carbon, even as regards its weight, becomes something altogether different from what it is here or there in the outer world. Likewise, we cannot simply ask: What is the value of a commodity? The value is different according as the commodity is lying in a shop, or is transported to this place or that. Thus, our ideas in Economics must be altogether mobile. We must rid ourselves of the habit of constructing concepts capable of definition once and for all. We must realise that we are dealing with a living process, and must transform our concepts with the process. But what the economists have tried to do is to grasp such things as Value, Price, Production, Consumption and so forth with ideas such as they had in ordinary science. And these were of no use. Fundamentally speaking, therefore, we have not yet attained a true science of Economics. With the concepts to which we have grown accustomed hitherto, we cannot answer the question, for instance: What is Value? Or, what is Price? Whatever has Value must be considered as being in perpetual circulation: like-wise we must consider the Price, corresponding to a Value, as something in perpetual circulation. If you simply ask: What are the physical properties of carbon? you will still know absolutely nothing of what goes on in the lung, for example, although carbon is also present in the lung. For its whole configuration becomes quite different in the lung. In the same way, iron, when you find it in the mine, is something altogether different from what it is in the economic process. Economics is concerned with something quite different from the mere fact that it “is” iron. It is with these unstable, constantly changing factors that we must reckon. Forty-five years ago, I came into a certain family. They showed me a picture. I think it had been lying up in a loft for about fifty years. So long as it lay there, and no one was there who knew any more about it than that it was the kind of thing one throws away in a corner of the loft, it had no value in the economic process. Once its value had been recognised, it was worth 30.000 gulden—quite a large sum of money in those days. What did the value depend on in this case? Purely and simply on the opinion men formed of the picture. The picture had not been removed from its place, only men had arrived at different thoughts about it. And so in no case does it depend on what a thing immediately “is.” The conceptions of Economics are the very ones which you can never evolve by reference to the mere external reality. No, you must always evolve them by reference to the economic process as a whole: and within this process each thing is perpetually changing. Therefore we must speak of the economic process of circulation before we can arrive at such things as Value, Price and so forth. In the economic theories of today, you will observe that they generally begin with definitions of Value and Price. That is quite wrong. The first thing needful is to describe the economic process. Only then do those things emerge with which the theorists of today begin. Now, in the year 1919, when everything had been destroyed, one might have thought that people would realise the need to begin with something fresh. Alas, it was not the case. The small number of people who did believe that there must be a new beginning, very soon fell into the comfortable reflection: “After all, there is nothing to be done.” Meanwhile, the great calamity was taking place: the devaluation of money in the Eastern and Middle countries of Europe, and with it a complete revolution in the social strata; for it goes without saying that with each progressive devaluation of money, those who live by what I have here compared to the ultra-violet must be impoverished. And this is happening to-day, far more perhaps than people are yet aware. And it will happen, more and more completely. Here, above all, we are directed to the idea of the living, social organism. For it is evident that this devaluation of money is determined by the old State frontiers and limitations. The old State frontiers and limitations are interfering with the economic process. The latter must indeed be understood, but we must first gain an understanding of the social organism. Yet all the systems of Political Economy—from Adam Smith to the most modern—reckon, after all, with small isolated regions as if they were complete social organisms. They do not realise that, even if one is only using an analogy, the analogy must be correct. Have you ever seen an elaborate or full-grown organism, such as the human being, for instance, in this drawing—and immediately beside it a second one, and here a third, and so forth? (see Diagram 1) They would look quite pretty—these human organisms, sticking to one another in this way: and yet with elaborate and full-grown organisms there is no such thing. But with the separate States and Countries, this is the case. Living organisms require an empty space around them—empty space between them and other living organisms. You could at most compare the single States with the cells of the organism. It is only the whole Earth which, as a body economic, can truly be compared with a living organism. This ought surely to be taken into account. It is quite palpable, ever since we have had a world-economy, that the single States or Countries are at most to be compared with cells. The whole Earth, considered as an economic organism, is the social organism.  Yet this is nowhere being taken into account. It is precisely owing to this error that the whole science of Political Economy has grown so remote from reality. People will seek to establish principles that are only to apply to certain individual cells. Hence, if you study French political economy, you will find it differently constituted from English or German or other political economies. But as economists, what we really need is an understanding of the social organism in its totality. So much for today by way of introduction. |
| 354. The Evolution of the Earth and Man and The Influence of the Stars: Creation of the world and of man. Saturn-, Sun-, and Moon-condition in the earth's evolution
30 Jun 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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| So we can say that the second condition to come about was gaseous, definitely airy. [See drawing-green.] In what has been formed, in a certain sense, as a second cosmic body everything is air. |
| 354. The Evolution of the Earth and Man and The Influence of the Stars: Creation of the world and of man. Saturn-, Sun-, and Moon-condition in the earth's evolution
30 Jun 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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Rudolf Steiner: Good morning, gentlemen! Has anyone thought of a question? Herr Dollinger: I would like to ask if Dr. Steiner would speak again about the creation of the world and man. There are many newcomers here who have not yet heard it. Dr. Steiner: It is asked if I could speak again about the creation of the world and of humanity, since many new workers are here. I will do this by first describing the original conditions on the earth, which have led on the one hand to all that we see around us and on the other hand to man. Now man is really a very, very complicated being. If people think they will be able to understand him by dissecting a human corpse, they are mistaken, for naturally they will not arrive at a real understanding. Just as little can they understand the world around us if all they do is collect stones and plants and look at the individual items. We must be able to realize that what we examine does not show at first sight what it actually is. You see, if we look at a corpse, perhaps soon after the man has died—he still has the same form, if perhaps a little paler—we can see that death has seized him, but he still has the same form that he had when alive. But now think: how does this corpse look eventually if we do not cremate it but let it decay? It is destroyed; there is no longer anything at work in it that could build it up again; it is definitely destroyed. The beginning of the Bible is very much smiled at, and indeed justifiably, when it is understood to say that once upon a time some god formed a man out of a clod of earth. People regard that as impossible and naturally they are right. No god can come along and make a human being out of a lump of earth; it would be no more a man than a statue is, however similar the form might be—no more than the mannequin children make can actually walk. So people smile rightly when some divinity is supposed to have made man out of a lump of earth. That corpse that we were looking at is, in fact, after a certain time just such a clod of earth as it becomes in the grave somewhat decomposed, dissolved. So to believe that a human being can be made out of what we then have before us is really just as great a folly. You see, on the one hand it is asserted today that it is incorrect to suppose that man could be formed from a lump of earth; on the other hand one is allowed to suppose that he consists of earth alone. If one wants to be logical, then the one is no better than the other. One must be clear that while the man lived there was something in him that gave him his shape and form, and when it is no longer in him he can no longer keep his form. Nature forces do not give him this form; nature forces merely break it apart, they do not make it grow. So we must go back to the soul and spirit of the man, which were really in control as long as he was living. Now when we look at the lifeless stone outside, if we imagine that it has always been the same as it is today, that is just as if we would say of the corpse that it had always been like that even while the man was living. The stones that we see today in the world outside, the rocks, the mountains, are just the same as a corpse; in fact, they are a corpse! They were not always as they are today. Just as a human corpse was not always what it is now that the soul and spirit have gone, so what we see outside has not always been in its present condition. The fact that plants grow on the lifeless corpse, that is, on the rocks, need not surprise us; for when a human corpse decays, all sorts of tiny plants and tiny animals grow out of it. Of course, what is outside in nature seems beautiful, and what we see on a corpse when all sorts of parasitic plants are growing out of it does not seem beautiful. But that is only because the one is gigantic in size and the other is small. If we were not human beings but were tiny beetles crawling about on a decaying corpse and could think like human beings, we would regard the bones of the corpse as rocks. We would consider what was decayed as rubble and stones; we would-since we were tiny beetles-see great forests in what was growing on the corpse; we would have a whole world to admire and not think it revolting as we do now. Just as we must go back to what the man was before he died, so, in the case of the earth and our surroundings, we must go back to what once lived in all that today is lifeless, before indeed the earth as a whole died. Unless the earth as a whole had died there could be no human being. Human beings are parasites, as it were, on the present earth. The whole earth was once alive; it could think as you and I now think. But only when it became a corpse could it produce the human race. This is something really everyone can realize if he will just think. But people today do not want to think. Yet one must think if one would come to the truth. We have, therefore, to imagine that what is today solid rock with plants growing, and so on, was originally entirely different. Originally there was a living, thinking, cosmic body-a living, thinking, cosmic body! I have often said here: What do people today imagine? They imagine that originally there was a gigantic mist, that this primeval mist came into rotation, that the planets then split off, that the sun became the center. This is taught to children quite early, and a little experiment is made to show that everything really did start in that way. A few drops of oil are put in a glass of water; one lets the oil swim on the water. A piece of cardboard has a pin stuck through it; then with the pin one makes the cardboard revolve; little oil-drops split off, go on revolving, and a tiny planetary system actually forms with the sun in the center.1 Well now, it is usually quite a virtue if one can forget oneself, but in this case the teacher should not! When he makes the experiment, he ought then to say to the children: Out there in the universe is a giant schoolteacher who did the rotating! What it amounts to is thoughtlessness—not because the facts oblige one to be thoughtless, but because one wants to be. But in that way one doesn't arrive at the truth. We must therefore imagine not that a gigantic schoolteacher was there who rotated the world mist, but that there was something in the world mist itself that was able to move and so on. But there we come back to the living. If we want to rotate, we don't need a pin stuck through us with which a teacher rotates us. That's not for us; we can rotate ourselves. This schoolroom variety of primeval mist would have to be rotated by a schoolteacher. But if it is living and can feel and think, then it needs no cosmic schoolteacher; it can cause the rotation itself. So we must picture that what today is lifeless around us was once alive, was sensitive, was a cosmic being. If we look further, there was even a great number of cosmic beings animating the whole. The original conditions of the world are therefore due to the fact that there was Spirit within the substance. Now what is it that underlies everything material? Imagine that I have a lump of lead in my hand, that is, solid matter, thoroughly solid matter. Now if I put this lead on red-hot iron or on anything red-hot, on fire, it turns to fluid. If I work on it still further with fire, the whole lead vanishes; it evaporates, and I see nothing more of it. It is the same with all substances. On what does it depend then that a substance is solid? It depends upon what warmth is in it. The appearance of a substance depends only upon how much warmth is in it. You know, today one can make the air liquid, then one has liquid air. The air we have in our surroundings is only airy, gaseous, as long as it contains a definite amount of warmth. And water—water is fluid, but it can also become ice and therefore solid. If there were a certain cold temperature on our earth there would be no water, but only ice. Now let us go into our mountains: there we find the solid granite or other solid rock. But if it were immensely hot there, there would be no solid granite; it would be fluid and flow away like the water in our brooks. What then is actually the original element that makes things solid or fluid or gaseous? It is heat! And unless heat is there in the first place, nothing at all can be solid or fluid. So we can say that heat or fire is what is underlying everything in the beginning. That is also shown by the research of spiritual science or anthroposophy. Spiritual science shows that originally there was not a primeval mist, a lifeless mist, but that living warmth was there at the beginning, simple living warmth. Thus I will assume an original cosmic body that was living warmth. [See drawing – red.] In my Occult Science I have called this original warmth condition the “Saturn condition”; it has been called this from ancient times, and though one must have a name, it is not the name that matters. It has, in fact, something to do with the cosmic body Saturn, but we will not go into that now.  In this original condition there were as yet no solid bodies and no air, only warmth; but the warmth was living. When you freeze today, it's your ego that freezes; when you sweat today, it's your ego that sweats, that becomes thoroughly hot. You are always in warmth, sometimes heat, sometimes cold, but always in some kind of warmth. In fact, we can still see today that man lives in warmth. The human being lives absolutely in warmth. When modern science says that originally there was great heat, in a certain sense it is right; but when it thinks that this great heat was dead, then it is wrong. There was a living cosmic being, a thoroughly living cosmic being. Now the first thing to come about in connection with this warmth-being was a cooling down. Things cool down continually. And what happens when what has been nothing but warmth now cools down? Air arises, air, the gaseous state. For when we go on heating a solid object, gas is formed in the warmth; but when something not yet substance cools down from above downwards, air is formed at first. So we can say that the second condition to come about was gaseous, definitely airy. [See drawing-green.] In what has been formed, in a certain sense, as a second cosmic body everything is air. There is as yet no water, nothing solid within it; it consists entirely of air. So now we have the second condition that formed itself in the course of time. You see, in this second condition something else developed along with what was already there. I have called this second condition “Sun” in my Occult Science; it was not the present sun, but a kind of Sun condition, a warm air-mist. The present sun, as I have told you, is not that, nor is it what was originally this second cosmic body. Thus we get a second cosmic body formed out of the first; the first was pure warmth, the second was of an air-nature. Now man can live in warmth as soul. Warmth gives the soul sensitive feeling and does not destroy it. It destroys the body, however; if I were thrown into the fire my body would be destroyed but not my soul. (We will speak of this more exactly later, for naturally the question needs to be considered in detail.) For this reason the human being could already live as soul during the first, the Saturn, condition. But although man could live then, the animal could not, for in the case of the animal when the body is destroyed the soul element is injured too. Fire has an influence on the soul element of the animal. In the first condition, therefore, we have man already present but not the animal. When the transformation had taken place to the Sun condition [see drawing], both human being and animal were there. That is the important fact. It is not true that the animals were there originally and that man developed out of them. Man was there originally and afterwards the animals evolved out of what could not become man. Naturally the human being was not going about on two feet when there was only warmth—obviously not. He lived in the warmth and was a floating being; he had only a condition of warmth. Then as that was metamorphosed into an air-warmth-body, the animals were formed and appeared beside man. Thus the animals are indeed related to man, but they developed only later in the course of world evolution. Now what more happened? The warmth decreased, and as it gradually decreased, not only was air formed but also water. Thus we have a third cosmic body. [See drawing—yellow.] I have called it “Moon” because it was slightly similar to our present moon, although it was not our present moon. It was a watery, a thoroughly watery body. Air and warmth naturally remained, but now water appeared which had not been present in the second condition. After the appearance of water there could be man, who was already there, animals, and, pushing up out of the water, plants. Plants originally grew in water, not in earth. So we have man, animal, plant. You see, plants seem to grow out of the earth, but if the earth contained no water, no plants would grow; they need water for their growth. There are also as you know, aquatic plants, and you can think of the original plants as being similar to these; the original plants swam in the water. The animals too you must picture as swimming animals and in the former, second condition, even as flying animals. Something still actually remains of all that was there originally. During the Sun condition, when only man and animal were in existence, everything had to fly, and since the air has remained and still exists, those flying creatures have their descendants. Our present birds are the descendants of the original animals that developed during the Sun condition. However, at that time they were not as they are today. Those animal creatures consisted purely of air; they were airy clouds. Here, later [Moon condition], they had water in them. Today—let us look at a bird. Usually a bird is observed very thoughtlessly. If we are to picture the animals as they existed during the Sun condition, we must say that they consisted only of air; they were hovering air-clouds. When we look at a bird today, we should realize that it has hollow bones filled with air. It is very interesting to see that in the present bird. There is air everywhere in this bird, in the bones, everywhere! Think away whatever is not air and you get an air-being—the bird. If it did not have this air, it could not fly at all. It has hollow bones; within, it is an air-bird, reminding us of former conditions. The rest of the body was built around it in later times. The birds are really the descendants of the Sun condition. Look at modern man: He can live in the air, but he can't fly; he is too heavy to fly. He has not formed hollow bones for himself like the bird, or else he too could fly. Then he would not just have shoulder blades, but his shoulder blades would stretch out into wings. The human being still has the rudiments of wings up there in his shoulder blades; if these were to grow out, he would be able to fly. Thus man lives in the air surrounding him. But this air must contain vapor. Man cannot live in purely dry air; he needs fluids. There is a condition, however, in which the human being cannot live in the air: that is the very earliest human state, the embryo. One must look at these things rightly. During the embryonic time the human germ or embryo obtains air and all that it needs from the body of the mother. It must be in something living. You see, it is like this: If the human embryo is removed by operation from the body of the mother, it cannot yet live in the air. During the embryonic condition the human being needs to have live surroundings. At the time when man, animal, and plant existed, but as yet no stones or minerals as we have them today, everything was alive and man lived surrounded by what was alive just as now he lives as embryo in the mother's body. Naturally he grew bigger. Think of this: If we did not have to be born and live in the air and breathe on our own, then our span of life would end with our birth. As embryo we could all live only ten moon-months. As a matter of fact, there are such creatures that live only ten months; these do not come to the outer air but get air from within a living environment. So it was with man a long time ago. He certainly grew older, but he never came out of the living element. He lived in that state all the time. He did not advance to birth; he lived as embryo. At that time there were as yet no minerals, no rocks. If the body of a human being is dissected today, the same carbonate of lime will be found in his bones as you find here in the Jura Mountains. There is now a mineral substance inside the body that was not present in the earlier condition. In the embryo too, particularly in the first months, there is no deposit of mineral; everything is still fluid, only slightly thickened. And so it was during this earlier condition; man was not yet bony, having, at most, cartilage. Of such a human being we are reminded today only by the human embryo. Why cannot the human embryo come immediately out of the mother's body? Because the world today is a different world. As long as the Old Moon lasted—I will now call it the Old Moon, as it is not the present moon but the former state of the earth—as long as the Old Moon period lasted, the whole earth was a womb, inwardly alive, a real womb. There was nothing yet of stone or mineral. It was all a gigantic womb, and we can say that our present earth came forth from this gigantic womb. Earlier this immense womb did not exist at all. What was it then? Well, in fact, earlier there was something else in existence. Let us just consider what came before. You see, if a human being is to develop in the mother's body, if he is to be an embryo, he must first be conceived. The conception takes place. But does nothing precede conception? What precedes conception is the monthly period in the woman; that is what precedes. A very special process takes place in the female organism that is connected with the expulsion of blood. But that is not the only thing; that is only the physical aspect. Every time the blood is expelled something of a spiritual-soul nature is born at the same time, and this remains. It does not become physical, because no conception has taken place. The spiritual-soul element remains without becoming a physical human body. What for a human being must be there before conception was also there during the cosmic Sun condition! The whole Sun was a cosmic being that from time to time expelled something spiritual. So man and animal lived in the air-like condition, thrust out, expelled by this whole body. Between one condition (Sun) and the other (Moon), it came about that the human being became a physical being in water. Formerly he was a physical being only in air. During this Moon condition we have something similar to conception, but not yet anything similar to birth. What was the nature of this conception during the ancient Moon condition? The Moon was there, an entirely female being, and confronting it was not a male being, but all that was still outside its cosmic body at that time. Outside it were many other cosmic bodies that exerted an influence. Now comes the drawing which I have already made here. So this cosmic body was there and around it the other cosmic bodies, exerting their influence in the most varied ways. Seeds came in from outside and fructified the whole Moon-Earth. And if you could have lived at that time and set foot on this primeval cosmic body, you would not have said when you saw all sorts of drops coming in “It is raining,” as one says today. At that time you would have said, “Earth is being fructified.” There were seasons when the fructifying seeds came in from all directions, and other seasons when they matured and no more came in. Thus at that time there was a cosmic fructification. But the human being was not born, only fructified; he was only called forth by conception. The human being came out of the entire Earth-body, or Moon-body, as it was then. In the same way fructification came from the whole cosmic surroundings for animal and plant. Now later through further cooling there came about a hardening of all that lived then as man, animal, and plant. There, in the Moon condition we still have to do with water, at most, a hardening through the cooling. Here on the earth the solid, the mineral appears. So now we have a fourth condition [see drawing]: this is our earth as we have it today, and it contains man, animal, plant, mineral. Let us just look at what the bird, for instance, has become on the earth. During this time (Sun condition) the bird was still a sort of air-sack, it consisted of nothing but air, a mass of air floating along. Then during this time (Moon condition) it became watery, a thickened watery thing, and it hovered as a kind of cloud—only not like our clouds but already containing a form. What for us are only formless water structures were at that time forms. There was a skeleton form, but it was fluid. But now came the mineral element, and this was incorporated into what was only water structure. Carbonate of lime, phosphatic lime and so on went the length of the skeleton, forming solid bones. So at first we have the air-bird, then the water-bird, and at last the solid earth-bird. This could not be the same in the case of man. Man could not simply incorporate into himself what only arose as mineral during his embryonic period. The bird could do this—and why? You see, the bird acquired its air form here (Sun condition); it then lived through the water condition. It is essential for it not to let the mineral come too close to it during its germinal state. If the mineral came to it too soon, then it would just become a mineral and harden. The bird while it is developing is still somewhat watery and fluid; the mineral, however, wants to approach. What does the bird do? Well, it pushes it off, it makes something around itself, it makes the eggshell around itself! That is the mineral element. The eggshell remains as long as the bird must protect itself inwardly from the mineral; that is, as long as it must stay fluid. The reason for this is that the bird originated only during the second condition of the earth. If it had been there during the first condition, it would now be much more sensitive to warmth than it actually is. Since it was not there at that time, it can now form the hard eggshell around itself. Man was already present during the first condition of the earth, the warmth condition, and therefore he cannot now hold off the mineral while he is in the embryonic stage. He can't build an eggshell; he must be organized differently. He must take up the mineral element from the womb, and so we have mineral formation already in the embryo at the end of its development. Man must absorb some mineral from the womb; therefore, the womb must first possess the mineral that is to be absorbed. So in the case of man the mineral element is incorporated quite differently. The bird has air-filled bones; we human beings have marrow-filled bones, very different from the bones of the bird. Through the fact of our having this marrow a human mother is able to provide mineral substance to the embryo within her. But once the mineral element is provided, the human being is no longer able to live in the womb environment and must gradually be born. He must first have acquired mineral constituents. With the bird it is not a matter of being born, but of creeping out of the eggshell; man is born without an eggshell. Why? Because man originated earlier and therefore everything can be done through warmth and not through air. From this you can understand the differences that still exist and that can be observed today. The difference between an “egg-animal” and such a being as man, and also the higher mammals, lies in the fact that man is far older than, for instance, the bird species, far older than the minerals. Therefore, when he is quite young, during the embryonic stage in the womb, he must be protected from the mineral nature and may only be given the prepared mineral that comes from the mother. In fact, the mineral element prepared in the mother's body must even for a certain time after birth still be given to him in the mother's milk! While the bird can be fed at once with external substances, man and the higher animals can only be nourished by what the mother's body provides. What the human being has today in our present Earth condition from the mother's body he had during the previous cosmic condition from the air, from the environment. What he had around him during his whole life was of a milk nature. Our air today contains oxygen and nitrogen but relatively little carbon and hydrogen and particularly very, very little sulphur. They have gone. During the Moon condition it was different; in the surrounding air there were not only oxygen and nitrogen but also hydrogen, carbon, sulphur. That made a sort of milky pap around the Moon, a quite thin milk-pap in which life existed. Today man still lives in a thin milk-pap before he is born! For it is only after his birth that the milk goes into the breast; before birth it is in those parts of the female body where the human embryo is lying. That is an amazing thing, that processes in the mother's organism that belong to the uterus before birth afterwards go to the breast. And so the Moon condition is still preserved in man before he is born, and the actual Earth condition only comes at the moment of birth with the Moon-nature still present in the breast milk. This is how things connected with the origin of the earth and mankind must be explained. If people do not press forward to a spiritual science, they simply cannot solve the mystery of why a bird slips out of an egg and can at once be nourished with external substances, while a human being cannot slip out of an egg and must come out of the womb to be nourished by mother's milk. Why is it? It is because the bird originated later and is thus an external being. Man originated earlier, and when he was undergoing the Moon-condition, he was not yet as hardened as the bird. Hence today too he is not yet so hardened; he must still be more protected, for he has within him much more of the original conditions. Since people today on the whole can no longer think properly, they misunderstand what exists on earth as plant, animal, and man. Thus materialistic Darwinism arose, which believed that the animals were there first and that man simply developed out of the animals. It is true that in his external form man is related to the animals, but he existed earlier, and the animals really developed later after the world had gone through a transformation. And so we can say that the animals we see now present a later stage of an earlier condition when they were indeed more closely related to man. But we must never allow ourselves to imagine that out of the present animals a human being could arise. That is a thoroughly false idea. Now let us look not at the bird species but at the fishes. The bird species developed for the air, the fish species for the water. Not until what we call the Moon condition were certain earlier air-like bird-beings transformed in such a way as to become fishlike—because of the water. To the bird-like beings were added the fish. One could say that the fish are birds that have become watery, birds received by the water. You can gather from this that the fish appeared later than the birds; they appeared when the watery element was there, that is, during the Old Moon period. And now you will no longer be astonished that everything swimming about in a watery state during the Old Moon time looked fish-like. The birds looked fish-like in spite of flying in the air and being lighter. Everything was fish-like. Now this is interesting: if we look today at a human embryo on about the 21st or 22nd day after conception, what is its appearance? There it swims in a fluid element in the mother's body, and it looks really like a tiny fish! The human being actually had this form during the ancient Moon period and he has it still in the third week of pregnancy; he has preserved it. You can say, then, that man worked himself out of this Old Moon form, and we can still see by the fish form he has in the embryo how he has worked himself out. When we observe the present world, everywhere we can see how formerly it all had life, just as we know of a corpse that it had life earlier. So today I have described to you the earlier condition of what we now have on earth as mineral. We look at a corpse and say that he can no longer move his legs, his hands, no longer open his mouth or his eyes—everything has become immobile; yet that leads us back to a human state when everything could be moved—legs, arms, hands—when the eyes could be opened. In just the same way we look around us at the corpse of the earth, the remains of a living body, in which man and animal still wander about, and we look back to the time when the entire earth was once alive. But there is something more. I said that with conception the potentiality of the physical human being is there, and gradually the embryo develops. I also described what happens earlier, the processes in the female organism, what is pushed out in the monthly periods, and how a spiritual element is pushed out too. Now in this process there is always something of the nature of fever, even in a perfectly normal, healthy woman. This is because there is a warmth condition; it is the warmth condition that has been preserved from the ancient first condition that I have in the drawing called Saturn. This fever condition still endures. One can say that the whole of our evolution proceeded from a kind of fever condition of our earth, which the cooling down finally brought to an end. Most people today are no longer feverish but thoroughly dry and matter-of-fact. Yet even now, when there is something not caused by outside warmth but appearing inwardly as warmth, giving us something of an inward life, now too we have a condition of fever. So it is, gentlemen: One sees everywhere in the conditions of present mankind how they can be traced back to conditions of the past. Today I have told you how man, animal, plant, and mineral gradually evolved as the entire cosmic body with which all are connected grew more and more solid. We will speak further of all this—today is Monday—on Wednesday at nine o'clock.2
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| 96. Original Impulses fo the Science of the Spirit: Signs and Symbols of the Christmas Festival
17 Dec 1906, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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| They tell us that the tree of holy night has not yet become the wood of the cross but the power to be this wood is beginning to arise within it. The roses growing among the green are a symbol of the eternal conquering the temporal. The square of Pythagoras (Fig. 12) is a symbol for the fourfold nature of man—physical body, ether body, astral body and I. |
| 96. Original Impulses fo the Science of the Spirit: Signs and Symbols of the Christmas Festival
17 Dec 1906, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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The Christmas festival which we are about to celebrate is given deep significance again and a new life in the spirit with the anthroposophical view of the world. Spiritually, the Christmas festival is a sun festival, and it is as a sun festival that we shall meet it today. To begin with, let us hear the most wonderful apostrophe81 addressed to the sun, words Goethe wrote for his Faust:
These are the tremendous words Goethe lets his representative of humanity utter as the sun rises in the morning. It is not this sun, however, awakening anew every morning, which we are considering in connection with the festival of which we want to speak today. We want to let the true nature of the sun influence us in a much deeper sense. And the reality of that sun shall be our lodestar today. We shall now hear the words that reflect the most profound meaning of the Christmas mystery. These words sounded as the pupils listened in deep devotion in the mysteries of all ages, hearing them before they were permitted to enter into the mysteries themselves. Many people who today know only the Christmas tree with its candles believe it to be an institution that has a long tradition. This is not the case, however. The Christmas tree is in fact a fairly recent European institution. Even the earliest Christmas tree was only just over a hundred years ago. But young as the tree may be, the Christmas festival is old indeed. The Christmas festival was known and celebrated in all the mysteries of earliest times everywhere. It is not a mere sun feast but one that takes humanity to true perception or at least an idea of the wellsprings of existence. It was celebrated annually by the highest initiates in the mysteries at the time when the sun sent the least energy to the earth, gave the least warmth. It was also celebrated by those who could not yet take part in the whole of it, but knew only an outer reflection of the most sublime mysteries, a reflection in the form of images. And these secrets from the mysteries have survived through the ages and assumed a different garb among different peoples, depending on their beliefs. Christmas is the name given to the solemn night, this holy night celebrated in the great mysteries. These were occasions when the initiator would let the higher human being be resurrected in those who had been adequately prepared, or, to put it in present-day terms, when the living Christ was born in the inner human being. People who do not know that spiritual principles are at work as well as chemical and physical principles, and that like chemical and physical principles these have their particular seasons in the cosmos, people like this are the only ones able to believe that it does not matter when the higher self is awakened. The essence of the great mysteries was that human beings lived through an event in which they were allowed to see the creative powers in the glory of colour, in bright light; were permitted to see the world around them filled with spiritual qualities, with many spirits; were permitted to see the world of spirits around them, and had the greatest experience a human being can have. One day this moment will come for all and everyone. All will know it, though perhaps only after many incarnations—but the time will come for all and everyone when the Christ will rise within them and new seeing, new hearing will awaken in them. Mystery pupils who were being prepared for the awakening would first be taught what this awakening meant in the great universe. After this the final acts would come to bring awakening, and these acts were performed at the time when the darkness was greatest, when the sun was at its lowest in the outside world—at Christmas, for those who knew the true facts in the spirit knew that powers moved through cosmic space at this time that were helpful for such an awakening. During the preparation the pupils would be told that those who truly wished to know must know not only what had been happening on this globe through millennia but must also learn to have an overview of the whole of human evolution. They also had to know that the great festivals had been made part of the year and its seasons by leading spirits and that they must devote themselves to looking up to the great eternal truths. The eye was guided to roam over millions of years. Look to the time, the pupils would be told, when our earth was not yet the way it is now, when there was no sun as yet, no moon, but the two were still one with the earth; when the earth was still one body with the sun and the moon. Human beings were there at that time, but they did not yet have a body. They were spiritual entities, and no light of the sun fell on those human souls and spirits from outside. The light of the sun was in the earth itself. It was not like the sunlight of today, which falls on creatures and objects from the outside. It was a light that had power of spirit in it, and shone forth at the same time in the inner life of every human being. Then came the time when the sun moved away from the earth. It separated from the earth and its light then fell on the earth from outside. The sun had withdrawn from the earth. Darkness had come to the inner human being. This was where the human race began to evolve towards the future point in time when they would find the inner light shining again within them. Humanity had to gain knowledge of the things of this earth, using the outer senses. Human evolution tended towards the time when the higher human being, the spirit human being, would once again be aglow and alight within. From the light through the darkness to the light—that is the course of human evolution. When the pupils had been prepared they would be guided towards awakening at the moment in time when as a chosen group they were to have an inner experience of something which the rest of humanity is only to experience in the distant future. Then they would see the light of the spirit with eyes that had been opened in the spirit. This solemn moment was to come when outer light was weakest, on the day when the sun shone least in the outside world. Then, on that day, the pupils of the mysteries would be brought together, and the inner light would open up for them. Others who were not yet able to take part in this celebration were to have at least an outer image that would tell them: ‘You, too, shall one day know this great moment. Today you see an image. Later you shall experience the event you now see in the image.’ Those were the lesser mysteries. They would show a reflection of what the initiate would experience at a later time. Today we’ll share in the experience of what happened in the lesser mysteries around the midnight hour. It was the same everywhere—in the Egyptian mysteries, the Eleusinian mysteries, the mysteries of Asia Minor, in the Babylonian and Chaldean mysteries and also in those of Persian Mithra worship and the Indian Brahma mysteries. Everywhere the pupils of those mystery centres would have the same experience around the midnight hour of that solemn night. They would gather in good time on the eve of the event. In quiet thought they had to gain insight into the significance of this, the most important event. They would sit in absolute silence, having gathered in the dark. When midnight approached they would have been sitting in the dark room for hours. Thoughts of eternity went through their inmost minds. Then, towards midnight, mysterious sounds would arise, flooding the room, growing louder and then softer again. Hearing these sounds the pupils would know it to be the music of the spheres. Profound, solemn devotion filled their hearts. Then a faint light would come from a dimly lit disk. Those who saw it would know that this disk represented the earth. The luminous disk would then grow darker and darker until finally it would be quite black. At the same time the room around them would grow progressively lighter. Those who saw it knew that the black disk was the earth. The sun, which otherwise shone through the earth had been obscured. The earth could no longer see the sun. Then halo upon halo would develop around the earth’s disk, in rainbow colours, going outwards. Those who saw this would know that it was the iris.84 And around midnight, a luminous reddish violet halo would arise in place of the black earth disk; a word was written on this. The word would be a different one, depending on the nations whose members were allowed to experience the mystery. In our present-day language it would be Christos.85 Those who saw it would know it to be the sun. It appeared to them in that midnight hour when the world all around was lying in profound darkness. The pupils would be told that they had now experienced something in images which in the mysteries was called ‘to see the sun around midnight’. A true initiate truly learned to see the sun around the midnight hour, for the material principle in him had been extinguished. The sun of the spirit alone lived in him, its light shining out over all the darkness of matter. This was the most blessed moment in human evolution when the human being found himself released from darkness and living in the light of eternity. It was shown as an image in the mysteries, year after year, around the midnight hour of that solemn night. The image showed that there is a sun of the spirit as well as the physical sun, and like the physical sun this must be born from deep darkness. To make it even clearer to them, the pupils were taken to a cave after their experience of the rising sun, the Christos. The cave appeared to contain nothing but rock—dead, lifeless matter. They would then see ears of corn arise from the stones, a sign of life, a symbolic picture of life arising from apparent death, life being born in dead mineral. They would then be told that just as the power of the sun will wax again from this day onward, the day when it appeared to have died, so new life was forever rising from life that was dying. The same event is referred to in the words ‘He must wax but I must wane’ in the New Testament.86 John, herald of the coming Christ, of the light of the spirit when it is at its greatest height in the course of the year at midsummer, this John must wane, and as he wanes the power of the light that is coming waxes, growing more and more powerful as John wanes. Thus the new, the coming life is preparing in the seed which must perish and die so that the new plant may arise. The inner feeling pupils were meant to develop was that life lies dormant in death, that new, magnificent flowers and fruit arose from death and putrefaction, that the earth was filled with the power to give birth. They had to come to believe that something happens in the inner earth at this time—the overcoming of death through life. When they were shown the conquering light they were shown the life that was present in death. They experienced this inwardly, they lived through this when they saw light arise and shine out in the darkness. They now saw sprouting life in the rock cave, life arising in glorious abundance from something that was seemingly dead. That is how the pupils were trained to develop this belief in life, and belief in what may be called the greatest human ideal was made to grow in their hearts and minds. They learned to look up to this, the greatest human ideal, to the time when earth will have completed its evolution, when light will be radiant in the whole of humanity. The earth itself will then fall to dust, but its spiritual essence will remain, with all the human beings who have grown inwardly luminous through the light of the spirit. And earth and humanity shall awaken to a higher form of existence, a new stage of existence. When Christianity arose in the course of evolution, this was its ideal in the highest possible sense. It was inwardly felt that the Christos, being the immortal spirit of the earth, was to appear as the foundation not only of all material, sprouting life, but also of spiritual rebirth, the great ideal of all humanity; that he was born around Christmas time, the time of greatest darkness, as a sign that a higher human being can be born out of the darkness of matter in the human soul. Before people came to speak of a Christos, they would speak of a sun hero in the earlier mysteries; he was seen to be connected with the same ideal as the Christos of Christianity. The individual connected with the ideal was called the sun hero. Just as the sun completes its cycle in the course of the year, as its light increases and decreases, just as its heat seems to be withdrawn from the earth and then radiates again, just as its death holds life, letting it stream forth once again, so the sun hero has become lord over death and night and darkness because of the power of his life in the spirit. Seven degrees of initiation were known in the Persian Mithras mysteries. The first was the ‘raven’, someone able only to go as far as the portal of the temple of initiation. The ravens became mediators between the material life of the outside world and the spiritual life of the inner world; no longer belonging to the material world they were not yet part of the spiritual world. We find these ravens come up again and again, always playing the same role as messengers going to and fro between the two worlds and conveying knowledge between them. We also have them in our Norse and German myths and legends—Odin’s ravens and the ravens flying around the Kyffhäuser mountain. The second degree, that of the ‘occult person’, took the disciple from the portal into the inner initiation temple. There he matured until he reached the third degree, the ‘protagonist’ who would go out and make known to the world the occult truths he had experienced in the temple. The fourth degree, that of the ‘lion’, was gained when his consciousness was no longer limited to the individual but to a whole tribe. Hence the Christ was known as the ‘lion of Judah’. Someone whose consciousness extended even further, embracing a whole nation, would have reached the fifth degree. He would no longer have a name of his own but would bear the name of the nation. Thus people spoke of a ‘Persian’, or an ‘Israelite’. We can see why Nathanael87 was called a ‘true Israelite’; it was because he had reached the fifth degree of initiation. The sixth degree was the ‘sun hero’, and we need to understand what this means. We shall then come to see that pupils in the mysteries would feel a shudder of veneration if they knew something about a sun hero and were able to share in the festival to celebrate the birth of a sun hero at Christmas. Everything in the cosmos takes its rhythmic course. All the stars follow a great rhythm, as does the sun. If the sun were to abandon this rhythm for even a movement, if it were to leave its orbit for just a moment, this would cause a revolution of unheard-of importance in the whole of the universe. Rhythm governs the whole of nature, from lifeless nature all the way to the human being. We see it in the plant world—a violet, a lily flowering at the same season. Animals are on heat at given times in the year. This changes only in humans. Rhythm, active in powers of growth, reproduction and so on all the way up to the animal world, comes to a halt in human beings. Humanity is meant to be embedded in freedom, and the more civilized people are the more is this rhythm on the decrease. Just as the light vanishes at Christmas time, so has rhythm apparently completely disappeared from human lives, and chaos prevails. But human beings are meant to bring this rhythm to birth from within and do so on their own initiative. They are meant to shape their lives of their own free will so that they run within rhythmic boundaries. Life’s events are meant to follow one another as firmly and securely as the sun’s orbit. And just as it is unthinkable that the sun’s orbit should ever change, so it should be unthinkable that the rhythm of such a life could be broken. The sun hero was the embodiment of such a life rhythm. With the strength of the higher human being who had been born in him he gained the strength to govern the rhythm of his own biography. This sun hero was also the Christ Jesus for the first two centuries, and this is why the celebration of his birth was moved to the time when the birthday feast of the sun hero had been celebrated from time immemorial. Hence also everything connected with the life story of Christ Jesus, hence also the midnight mass, celebrated in caves by the early Christians in memory of the sun festival. At this mass, a sea of light shone out in the darkness of midnight in memory of the spirit sun that rose in the mysteries. Hence the story goes that Jesus was born in a stable, in memory of the rock cave out of which life was born in those ears of com that were the symbol for life. Just as life on earth was born out of dead rock, so was the highest—Christ Jesus—born out of the lowest. The legend of three priestly sages, the three kings from the east, was connected with his birth. They brought gold, the symbol of external power full of wisdom, myrrh, the symbol of life vanquishing death, and incense, symbol of the cosmic ether in which the spirit lives. In the deeper meaning of the Christmas festival we can therefore sense echoes from man’s earliest times. And this has come down to us in the particular quality which Christianity has. Its symbols reflect the earliest symbols known to humanity. The tree with its candles is such a symbol. It is an image of the tree of paradise for us.88 That tree represents the life-giving principle and the gaining of knowledge in paradise. Paradise itself is the whole, complete sphere of material nature. Spiritual nature is represented by the tree in the midst of it, the tree that encompasses knowledge and the tree of life. Knowledge can only be gained at the cost of life. A story tells us the significance of the tree of knowledge and the tree of life. Seth stood before the gates of paradise and asked to come in. The cherub guarding the entrance let him enter. This is to indicate that Seth became an initiate. When Seth was in paradise he found that the tree of life and the tree of knowledge were firmly intertwined. The archangel Michael, he who stands before god, allowed him to take three seeds from the intertwined tree. This tree prophesies the future of humanity. When the whole of humanity has gained insight and has been initiated, it will bear within it not only the tree of knowledge but also the other tree, that of life. Death will then be no more. For the time being, however, the initiate was only allowed to take three seeds, the three seeds that signify the higher principles of the human being. When Adam died, Seth placed the three seeds in his mouth and a flaming tree grew on Adam’s grave. This had the property that new shoots and leaves would grow from any wood cut from it. In the bush’s circle of flame were written the words ehjeh asher ehjeh, meaning ‘I am the one who was, who is and who shall be’. This signifies the principle that goes through all incarnations, the power of man to renew himself, come into existence again and again, descending from the light into the darkness and ascending from the darkness into the light. The rod Moses used to perform his miracles was cut from the wood of this bush. The gate of Solomon’s temple was made of it. Wood was taken from the bush and put into the pond at Bethesda and gave it the power of which the story tells. And the cross of Christ Jesus was made of this wood, the cross which shows life dying away, life perishing in death which nevertheless has the power in it to bring forth new life. Here we have before us the great symbol for the world—life that overcomes death. The wood of the cross had grown from the three seeds that came from paradise. The same symbol—of the lower principle dying and the resurrection of the higher principle sprouting forth from it—is also shown in the Rose Cross, and the red roses. Goethe put it in these words: For as long as you do not have This is a wonderful connection between the tree of paradise and the wood of the cross! The cross may be a symbol for Easter, but it also deepens the Christmas mood for us. We can feel the new life welling forth in the Christ idea as we contemplate it in the night when Christ Jesus was born. We see the idea reflected in the living roses decorating our tree here. They tell us that the tree of holy night has not yet become the wood of the cross but the power to be this wood is beginning to arise within it. The roses growing among the green are a symbol of the eternal conquering the temporal. The square of Pythagoras (Fig. 12) is a symbol for the fourfold nature of man—physical body, ether body, astral body and I.      Above it is the tao (Fig. 16), the sign reminding us of the image our earliest ancestors had of God. Before Europe, Asia and Africa were cultivated land, those ancestors lived on Atlantis, which has gone down beneath the waves. Norse mythology still holds memories of Atlantis in the legends of Niflheim, home of mists. For Atlantis did not have clear air. Vast, mighty masses of mist rolled and boiled above the soil, similar to the experience we may have today walking in the clouds and mists at high altitudes. Sun and moon were not clearly visible in the sky. On Atlantis they appeared surrounded by rainbow haloes the sacred iris. People were then still much more able to understand the language of nature. The lapping waves, the sound of the wind in the trees, the whispering leaves, the rumble of thunder still speak to us today, but we no longer understand them. The ancient Atlanteans did. They felt that a divine element was speaking to them in all these things. In the midst of all those speaking clouds and water and leaves and winds a sound reached the ears of the Atlanteans: tao—it is I. The essence of the whole natural world lived in that sound. Atlantis heard it. The tao later became the letter T. The circle at the top is the sign for the all-encompassing nature of God the Father.<.p> Finally the principle which is present in the whole of the universe and exists as the human being is shown in the symbol of the pentagram (Fig. 17) which we see at the top of the tree. It is not permissible to speak of the deepest sense of the pentagram here and now. It does show us the star of evolving humanity. It is the star, the symbol of the human being which is followed by all who have wisdom, as the priestly wise men did in the distant past. It is the meaning of the earth, the great sun hero who is born in holy night because the most sublime light shines out in the deepest darkness.  Humanity will live on into a future when the light will be born in them; when words pregnant with meaning will give way to others and it will no longer be said that the darkness cannot comprehend the light. Truth will sound out in cosmic space, and the darkness will comprehend the light that shines out for us in the star of humanity. Darkness shall yield and comprehend the light, that is, will be taken hold of by it. And this is meant to sound out for us from our inmost being in the Christmas festival. Only then will we be celebrating Christmas in the right way, for it will then tell us that one day the light of the spirit will shine out from the inmost human being into the whole world. And we’ll then be able to celebrate Christmas as the feast of the most sublime ideal for humanity. It will then have real meaning again, be alive again in our souls, and the Christmas tree, too, will once more have its true meaning as a symbol of the paradise tree, truer than the meanings it is given today, however thoughtful. In our hearts, celebration of holy night will lead to joyful hope and to understanding that yes, I too shall experience within me what we must call the birth of the higher human being; in me, too, the birth of the saviour, of the Christos, will come.
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