119. Macrocosm and Microcosm: Mirror-images of the Macrocosm in Man. Rosicrucian Symbols.
28 Mar 1910, Vienna Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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A pupil who aspires to be led to higher stages of knowledge would be told by his teacher to contemplate, as a beginning, how a plant grows out of the soil, how it forms stem, leaves, flower and fruit. Through the whole structure flows the green sap. Now compare this plant with a human being. Blood flows through the human being and is the outer expression of impulses, appetites and passions; because man is endowed with an Ego he appears to us as a being higher than the plant. |
119. Macrocosm and Microcosm: Mirror-images of the Macrocosm in Man. Rosicrucian Symbols.
28 Mar 1910, Vienna Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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The contents of today's lecture will be better understood if we begin by considering once again what it is that happens when man wakes from sleep, but we shall pay special attention now to what is working out of the spiritual world at the building up of his nature and constitution. When man wakes from sleep his whole being passes out of the Macrocosm into the Microcosm. It is quite understandable that in his normal consciousness he has very little knowledge of the interaction between Macrocosm and Microcosm. In the ordinary way he supposes that what he calls his Ego is within himself. But in view of the fact that while he is asleep he is outside his physical sheaths with his astral body and his Ego, it is obvious that during the hours of sleep the Ego must certainly not be sought within the boundaries of the skin but that it has poured into the worlds of which we have spoken: the Elementary World, the World of Spirit, the World of Reason, and also into the still higher world we are to consider today—the World of the spiritual Archetypes of all things. The Ego has poured into the cosmic expanse; hence the entry into the body on waking in the morning must not be imagined as though the Ego merely slipped back into the body. A kind of contraction of the Ego takes place on waking; it contracts more and more and then passes into the physical and etheric bodies in a certain consolidated form. But what is perceptible to clairvoyant consciousness is that the Ego is not by any means wholly within man during the hours of waking consciousness. To clairvoyant consciousness the Ego is always present in a certain way in man's environment and coincides only partially with what is perceived as the human physical body. Accordingly we may say that the Ego, in its substantiality, is also always present around us. What the clairvoyant sees as a kind of light-aura may be called the Ego-aura. Man is always surrounded by a spiritual cloud of this nature. The Ego is not to be looked for at any particular spot but it pervades man's whole Ego-aura. In the morning the Ego approaches from all sides, from all the Beings and Realities of the worlds we have called the World of Reason, the World of Spirit and the Elementary World. Now let us consider more exactly how the Ego slips into the body, and ask ourselves: How is it that on waking we are suddenly surrounded with sense-perceptions, such as impressions of colour and light? For example, suppose the first sense-impression we have on waking is a blue surface, the colour blue. What is the explanation of this impression? Ordinary consciousness is completely at sea here. The reason is that when the Ego is passing out of the Macrocosm into the Microcosm, a kind of barrier is created against the in-streaming spiritual forces, against everything we call the Elementary World. Something is held back with the result that only a portion of the Elementary World flows in. If we see a blue surface in front of us, then, through this blue surface all these forces are flowing in, with the exception of a part of the Elementary World. The part of the Elementary World that is held back comes into our consciousness as a mirror-image, a reflection, and this reflection is the blue colour. The elements of fire, air, water and earth (spiritually conceived as belonging to the Elementary World) stream through the eye with the exception of what we actually see. Sense-perception arises through the fact that our eye holds back part of the light from the Elementary World, our ear holds back part of the sound, our other organs hold back part of the fire or warmth; what is not held back, streams into us. We can now supplement what was said in the previous lectures, that the “eye is formed by the light for the light.” That is to say, the eye is not formed by what is reflected, but by what comes to us with the light—and that is part of the Elementary World. Moreover something also streams in from the World of Spirit, indeed from all the worlds of which we have spoken. Accordingly we may say: At this particular point certain forces are held back by the eye, and also by the other senses; what does not stream into us, what is held back, is the sum-total of our sense-impressions. Thus it is what we do not let through that we see or hear; but what we do let through is what has formed the physical organism of the eye, for example. We hold back certain forces and allow certain others to pass through—these latter being forces of the Elementary World. If we look at the eyeball in a mirror, then too we see only what it does not let through. Thus in the Elementary World there are forces which have formed our sense of sight and also our other senses. As sense-beings we are formed out of the Elementary World; the world we see when we are able to look into the Elementary World is the world which builds up our senses. At the inner “wall” of our organ of sight there is a kind of second mirror, for there, from a further world, other forces flow in—with the exception of those that are reflected. There the elemental forces themselves are held back and reflected; they cease to function and it is only the forces of the World of Spirit that stream through and are not reflected. These are the forces that form, for example, the optic nerve. Just as the eye has its optic nerve, so has the ear its aural nerves from the forces streaming in from the World of Spirit. From there stream the forces of Beings who are the builders of the whole nervous system. Our nerves are ordered according to the laws of the planetary world outside, for the planetary world is the outer expression of spiritual realities and spiritual worlds. If it is the case that the World of Spirit works at the forming of our nervous system, it follows that underlying our nervous system there must be a certain law and order corresponding to that of the solar system. Our nervous system must be an inner solar system, for it is organised from the Heaven World. We will now ask ourselves whether this nervous system really functions as if it were a mirror-image of the solar system out yonder in the Macrocosm. As you know, our measurement of time is governed by the relation of the planets to the Sun and again in the yearly cycle by the passage of the Sun through the twelve constellations of the Zodiac. That is an arrangement of time based upon the law contained in the number twelve as a number which expresses the movements taking place in the solar system. There are also twelve months in the year, and in the longest months there are thirty-one days. That again is based upon the mutual relations of the heavenly bodies and is connected with our time-system. There is a certain irregularity for which there is a good reason, but we cannot go into it now. Let us try to picture this remarkable time-system in the universe and ask ourselves how these cosmic processes would be reflected in our nervous system. If the forces underlying the Macrocosm are also the forces which have formed our nervous system, we shall certainly find a reflection of them in ourselves; and in fact we have twelve cerebral nerves and thirty-one pairs of spinal nerves. The cosmic laws are actually reflected in these spinal and cerebral nerves. The existence of a certain irregularity is explained by the fact that man is destined to be a being who is independent of what is going on outside him. Just as the Sun's passage through the constellations of the Zodiac takes place in twelve months, and this is reflected in the twelve cerebral nerves, so the days of the month are regulated in accordance with the circuit of the Moon—twenty-eight days. How is the connection of the thirty-one days in the month with the human nervous system to be explained? We have three additional pairs of nerves, i.e. thirty-one in all, which makes us independent beings; otherwise here too we should be governed by the number twenty-eight. Here you can glimpse a deep mystery, a wonderful connection between our nervous system and what is expressed in the great symbols of space—symbols which in themselves are mirrorings of spiritual Beings and activities. We come now to the third part of the reflection. Our nervous system is built up by the World of Spirit. At the point where the nerves pass either into the brain or into the spine, again a reflection takes place. At this point the stream from the World of Spirit is held back in the nervous system and what we have come to know in the World of Reason penetrates through. The forces of the Hierarchies work through at this point and the World of Reason builds up for us the brain and spinal cord that lie behind the nerves. In our brain itself and its elongation, the spinal cord, we have the product of all the activity originating ultimately in the World of Reason. Anyone who is able to survey the World of Spirit clairvoyantly can find exact images of the great cosmic prototypes even in the smallest reflections in the cerebral nervous system and the spinal nervous system. But the World of Archetypes, or Archetypal Images, streams right through us without our being able to hold it back. In what way are we able in ordinary life to be conscious of anything? By being able to hold it back. We become aware of a part of the Elementary World by holding it back. We are a product of the Elementary World in our sense-organs and in becoming aware of the activity and functioning of our senses we become aware of the Elementary World. We are a product of the World of Spirit and become aware of that world—but only in reflection—when we become aware of the world connected with our nerves. What does man know of the Elementary World? As much as is mirrored for him by the senses: light, sounds, and so forth. What does man know of the World of Spirit? Just what his nerves reflect for him. The Laws of Nature as they are usually called are nothing else than a shadowy image, a faint reflection, of the World of Spirit. And what man takes to be his inner spiritual life, his reason, is a weak reflection of the outer World of Reason; what is usually called intellect, intelligence, is a faint, shadowy reflection of the World of Reason. Of what should we have to be capable if we desired to see more than what has been described here? We should have to be able to hold back more. If we wanted to experience consciously the influence of the World of Archetypal Images we should have to be able to hold back this world in some way. It is only possible for us to have physical sense-organs—eyes, for example—by admitting the Elementary World into ourselves and then holding it back. We can only have a nervous system by admitting the World of Spirit into ourselves and then holding it back; we can only have a brain and reasoning faculty by admitting into ourselves the World of Reason and then holding it back; thereby the brain is formed. If higher organs are to be formed, it must be possible for us to hold back a still higher world. We must be able to send something towards it, as in our brain we send that which holds back the World of Reason. Thus man must do something if he wishes to develop in the true way. He must derive forces from a higher world if in the true sense he wishes to develop to a higher stage. He must do something to hold back the forces of the World of Archetypal Images which would otherwise simply pass through him. He must himself create a reflecting apparatus for that purpose. The method of Spiritual Science, starting from Imaginative Knowledge, creates such an apparatus in the way in which the man of today can and should do this. What man normally perceives and knows is the external physical world. If he desires to attain higher knowledge he must do something to create for himself higher organs. He must bring a world that is higher than the World of Reason to a halt within himself, and this he does by developing a new kind of activity which can confront the World of Archetypal Images and, to begin with, hold it back. He engenders the new activity by learning to undergo inner experiences which do not occur in everyday life. A typical experience of this kind is described in the book, Occult Science—an Outline (Chapter V). It comes about by picturing the Rose-Cross. How should we proceed in order to have as a true experience within us this mental picture of the Rose-Cross? A pupil who aspires to be led to higher stages of knowledge would be told by his teacher to contemplate, as a beginning, how a plant grows out of the soil, how it forms stem, leaves, flower and fruit. Through the whole structure flows the green sap. Now compare this plant with a human being. Blood flows through the human being and is the outer expression of impulses, appetites and passions; because man is endowed with an Ego he appears to us as a being higher than the plant. Only a fantastic mind-although there are many such—could believe that the plant has consciousness similar to that of man and could reflect impressions inwardly. Consciousness arises, not through the exercise of activity but because an impression is reflected inwardly, and this, man—but not the plant—is able to do. Thus in a certain respect man has reached a higher stage of development than the plant but at the cost of the possibility of erring. The plant is not liable to error, neither has it a higher and a lower nature. It has no impulses or appetites that degrade it. We may well be impressed by the chastity of the plant in contrast to the impulses, desires and passions of man. With his red blood man exists as a being who, in respect of his consciousness, has developed to a higher stage than the plant but at the cost of a certain deterioration. All this would be made clear to an aspirant for higher knowledge. The teacher would tell him that he must now attain what, at a lower stage, the plant reveals to him; he must gain the mastery over his appetites, impulses and so forth. He will achieve this mastery when his higher nature has won the victory over the lower, when his red blood has become as chaste as the sap of the plant when it reddens in the rose. And so the red rose can be for us a symbol of what man's blood will become when he masters his lower nature. We see the rose as an emblem, a symbol of the purified blood. And if we associate the wreath of roses with the dead, black, wooden cross, with what the plant leaves behind when it dies, then we have in the Rose-Cross a symbol of man's victory of the higher, purified nature over the lower. In man, unlike the plant, the lower nature must be overcome. The red rose can be for us a symbol of the purified red blood. But the rest of the plant cannot be an emblem in this sense for there we must picture that the sap and greenness of the plant have lignified. In the black wooden cross we have therefore the emblem of the vanquished lower nature, in the roses the emblem of the development of the higher nature. The Rose-Cross is an emblem of man's development as it proceeds in the world.—This is not an abstract concept but something that can be felt and experienced as actual development. The soul can glow with warmth at the picture of development presented in the symbol of the Rose-Cross. This shows that man can have mental pictures which do not correspond to any external reality. Those who are desirous of having normal consciousness only, where the mental pictures always represent some external reality, will speak derisively of the Rose-Cross symbol and insist that mental pictures are false if they represent no external fact. Such people will ask: wherever is there any such thing as the Rose-Cross? Do red roses ever grow on dead wood?—But the whole point is that we shall acquire a faculty of soul that is not present in normal consciousness; that we shall become capable of elaborating mental images and conceptions which have a certain relation to the outer world but yet are not replicas of it. The Rose-Cross is related in a certain respect to the outer world, but it is we ourselves who have created the nature of this relationship. We have contemplated the plant and the ascendancy attained by man and we picture this to ourselves in the image of the Rose-Cross. Then we inscribe this symbol into our world of mental pictures and ideas. The same could be done with other symbols. In order that we may understand one another fully, I will speak about another symbol. Let us think of the ordinary life of a man through the days of his existence. Day alternates with night, waking with sleeping. During the day we have a number of experiences; during the night, without our being conscious of it, forces are drawn from the spiritual world. Just as we have experiences in our conscious life, in the night we have experiences in the subconscious region of our being. If with the object of acquiring knowledge we take stock of our inner life from time to time, we certainly ask ourselves the question: What progress am I making? Has every experience during the day actually brought me a step forward?—There are grounds for a man to feel satisfied if he makes only a slight advance every day, having his daily experiences and deriving new strength at night. A great deal must, of course, be experienced every day if he is actually to become more mature. Ask yourselves what progress you have made in this respect in a single day. You will find that in spite of innumerable experiences the advance made by the Ego from one day to the next is a very slow process in many cases and a great many experiences are unnoticed. If, however, we look back to the most favourable period of our life, to childhood, we see how rapidly the child advances in comparison what is achieved in later life. There are good grounds for stating that a traveler who devotes his whole energies to journeys round the globe in order to make progress through the acquisition of knowledge does not advance as far as a child advances through what he has learned from his nurse. The advance made by the Ego can be indicated by a serpentine spiral. Two serpent forms, one light and one dark, wind around a vertical staff. The light curves represent the experiences of the day, the dark curves the forces working during the night. The vertical line indicates the advances made. Here, then, we have a different symbol representing the life of man. We can make both complicated and simple symbols. The following would be an example of a simple one.—If we concentrate on a plant growing until the seed is formed and then gradually withering until everything except the seed has vanished, we can visualise this as a quite simple symbol of growth and decay. In the Rose-Cross we have a symbol of man's development from his present stage to his purification; in the Staff of Mercury we have a symbol of man's development through the experiences of day and night and the advance made by the Ego.—Symbol after symbol can be created in this way. None of them mirrors any external reality; but by surrendering ourselves in inner contemplation to the meaning of these symbols, we accustom our soul to activities which it does not otherwise exercise. These activities finally engender an inner force which enables us to hold back the World of Archetypes or Archetypal Images in the same way as we have held back the other worlds. The symbols need not only be pictorial; they may also consist of words into which profound cosmic truths are compressed. When cosmic truths are compressed into symbolical sentences we have there a force by means of which we can mould the substance of our soul. By working thus upon himself man consciously builds up that which the external world has otherwise accomplished in him without his aid, forming his brain out of the World of Reason, his nervous system out of the World of Spirit, his sense-organs out of the Elementary World. He himself builds organs higher than the brain, organs which are not outwardly visible to normal consciousness because they lie in a realm beyond the physical. Just as the eyes have been formed out of the Elementary World, the nerves out of the World of Spirit, the brain out of the World of Reason, go out of the World of Archetypal Images higher spiritual organs are formed and moulded, organs which gradually enable us to penetrate into the higher world and to look into it. These organs simply represent a development and continuation of the activity carried out at a lower stage. These higher organs of perception appear in the shape of spiritual flower-forms budding forth from man and are therefore called ‘lotus-flowers’, or also spiritual ‘wheels’ or ‘chakrams’. In anyone who practises such exercises, new organs may actually become visible to clairvoyant consciousness. For example, one unfolds like a wheel or flower in the middle of the forehead. This is the two-petalled lotus-flower; it is a spiritual sense-organ. Just as a physical sense-organ exists in order to bring to our consciousness the world around us, so do the spiritual sense-organs exist in order to bring to our consciousness the world which cannot be seen with normal physical eyes. These so-called lotus-flowers are forces and systems of forces which bud from man's soul. A second organ of this kind may be formed in the region of the larynx, another near the heart, and so on. These spiritual sense-organs—the word inevitably implies a contradiction but there is no better expression in modern language which is coined for the physical world—these spiritual sense-organs can be cultivated by the patient and vigorous practice of immersing oneself in symbolic mental pictures which are not pictures of anything in the external world and which in this respect differ from the mental pictures of ordinary consciousness in that they do not mirror anything external but work in the soul and produce forces which can hold back the World of Archetypal Images just as eyes, nerves and brain hold back the other worlds that are around us. But to have arrived at this point is not enough. Anyone possessed of the faculty of clairvoyant vision can perceive these higher sense-organs in man. But these organs themselves must now be further developed. So far they have been formed out of a world higher than those worlds out of which our human constitution is otherwise built up. Now comes the second stage, the preparation for actual vision. The form taken by the process of preparation is that anyone who has attained Imaginative Knowledge through the development of the lotus-flowers and is conscious of having attained it, now passes on to something rather more difficult, to a higher stage of inner work and effort. The first stage consists in elaborating numbers of symbolic mental pictures—which are given in every school for genuine spiritual training and vary according to a man's individuality, so that the higher sense-organs may be developed with patience and endurance. At the next stage, as soon as the man has acquired a certain skill in picturing such symbols, he must reach the point of being able to exclude the pictures from his consciousness and to concentrate only upon the force within him that has created them. In forming the picture of the Rose-Cross we took account of the plant and of man, and only afterwards built up the symbol. Now we eliminate from our consciousness this symbol as well as that of the Staff of Mercury, concentrating upon the activity we ourselves have exercised in building up the pictures. This means that we direct our attention to our own activity, ignoring the product of it. This is even more difficult. We say to ourselves after having created a symbol: How did you do this?—Most people will need to make many, many attempts in order to pass from the symbol itself to the activity which created it. The process will take a very long time. Again and again it will be necessary to create the symbols until we reach the point where we can dismiss them, in order then to experience something quite new, without seeing anything external, namely, the activity which created them. If after practising this for a long time we feel a kind of seething and eddying within us, a certain progress has been made. We can then actually experience the moment when we do not merely possess higher organs or lotus-flowers but see flashing before us a new realm of which hitherto we had no inkling; we have reached the stage where we have a new field of vision and have our first insight into the World of Spirit. The experience is as follows.—We have already left the ordinary outer world, we have lived in a world of symbols, and now we eliminate the symbols and pictures; then we have black darkness around us. Consciousness does not cease but seethes and eddies, stirred by our own activity. At an earlier stage we held back the World of Archetypal Images, now we hold back the World of Reason too, but not in the same way as before; we hold it back from the opposite side. We hold back what otherwise flows into us. Previously we saw only the shadow-pictures of the World of Reason in our own intellectual activity; now we see the World of Reason from the other side; we see the Beings known as the Hierarchies. Little by little everything now becomes filled with life. This is the first step to be taken. But that is not all. A further step consists in acquiring the power also to suppress our own activity. First of all the pictures have been suppressed and now our own activity. If he really makes the attempt the pupil will again realise how difficult this is; it is a longer process for it will usually happen that he then falls asleep. Yet if any consciousness at all is left to him, he has advanced to the point where he holds back not only the World of Reason but the World of Spirit too. He now sees the World of Spirit from the other side and the spiritual Realities and Beings in that world. Whereas the previous stage of knowledge, when the activity creating the symbols is held back, is known as Inspiration (Knowledge through Inspiration), this further stage, when we also eliminate our own activity, is called Intuition. Through Intuition we glimpse the true configuration of the World of Spirit which otherwise we see only in its shadow-pictures, the laws of Nature. We now become conscious of the Beings and their activities which have their outward expression in the realities and laws of Nature. We have now described a path of knowledge differing somewhat from the one that is followed when a man simply becomes conscious of entering into or passing out of the World of Spirit when he goes to sleep or wakes. This method first creates the organs in that the World of Archetypal Images is held back and its forces used for the creation of these organs that are needed by man, and then he is led through Imaginative and Inspired Knowledge into the World of Spirit into which he is now able to gaze. But when he has reached the stage of Intuitive Knowledge, he can also grow into the Elementary World in such a way as not to enter it unprepared but fully prepared, seeing it before him as a final experience. Certainly this path is a hard one for many people because it demands much renunciation. A man must first practise for a long time with symbols and wait until the requisite organs are formed. But to begin with he cannot see with these organs. It is very often the case today that people do not want to go along a sure path but above all to see something quickly, to have rapid success. Success will surely come but it must be achieved by practising a certain renunciation. First we must work upon ourselves for a long time in order little by little to find entrance into the higher worlds; and truly, what we first see of the World of Reason and of the World of Spirit is a very colourless vista. Only when we come back from these realms into the Elementary World, when we are far advanced in Intuitive Knowledge—only then does everything acquire colour and vividness, because then it is all permeated by the Elementary World and its effects. It is only from the vantage-point of Intuitive Knowledge that these things can be described. Moreover only when we have joy in building up the symbols, when we work with patience and perseverance at the development of the organs, can we be aware of a certain progress; but although at the beginning we see only little of the higher worlds, it is a sure path and one that protects us from illusions. The reward comes only later, but it is a path that is a safeguard against idle phantasy. If we have worked our way to the stage of Imaginative Knowledge, we already stand in the world immediately above our own; and we feel that we have membered into ourselves something from a higher world. Then we gradually rise to higher and higher stages and finally achieve a real understanding of the higher worlds. You will find an outline of this process of development in the book, Knowledge of the Higher Worlds and Its Attainment and in the later part of the book, Occult Science—an Outline. The accounts given there are intended for a rather wider public and are therefore somewhat condensed. I wanted today to speak of certain more intimate matters which will add something to what is contained in those books on the subject of the path to higher knowledge. I have tried to make it clear that in the Microcosm, in the nervous system, in the brain, men are mirror-images of the activities and Beings of the Macrocosm. It has been shown that before we begin to work on ourselves in order to unfold higher qualities, other work has already been applied to our development as human beings. We have realised that we are actually only continuing the work that has already been applied to us. Just as our physical constitution has been built up out of the higher worlds, so do we ourselves build up our ‘spiritual man’. We transcend our ordinary selves by advancing in our development. Nobody who takes the concept of evolution seriously can doubt that such further development is possible. Those who believe that what is actually there has risen from earlier Stages of existence to the present one must also admit that development can go forward. But because man has become a conscious being, he must also take his development consciously in hand. And he can tread in full consciousness the path of development that has been described. If he needs a teacher, he no longer needs him—as was the case when the old methods were in use—as one who takes something away from him or allows something to stream to him; in such circumstances those who were guided by the teacher were not independent. Today we have been learning about a path entirely in keeping with the consciousness of modern humanity, for one who takes this path entrusts himself to another in no other sense than a pupil entrusts himself to a tutor in mathematics. If he did not assume that the tutor knows more than he knows himself, he certainly would not go to him. In the same sense we entrust ourselves to a leader or teacher who gives us nothing more than indications. At every step we remain our own master while scrupulously following the indications given. We follow the indications given by the teacher as we should do in the case of those given by a tutor in mathematics, only now our whole soul is engaged; it is not a matter of applying our intellect to the solution of a mathematical problem. It is the essence of the new method of Initiation that it takes account first and foremost of the independence of the human being; the Guru is no longer a Guru in the old sense but only in the sense that he gives advice as to how progress can be made. The successive epochs change and man is constantly passing through new stages of existence. The methods for promoting development must therefore also change. Different methods were necessary in earlier times. The method called the Rosicrucian after its most important symbol is the one most appropriate and fitting for the soul of modern man. So we see how, in addition to the older methods, there also exists the appropriate modern method which leads man in the way indicated into the higher worlds. A mere outline has been given today. To-morrow we shall describe how man, if he works upon himself, grows step by step into the higher worlds and how they are gradually revealed to him. We have described what man has to do in order to apply the new methods and tomorrow we shall speak of what he becomes and what is eventually revealed to him. |
121. The Mission of Folk-Souls: Lecture Two
08 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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In truth that which mysteriously confronts us in the part of the earth inhabited by a certain people, is the etheric aura of that particular part of the earth. That which confronts the physical eyes in the green vegetation, in the peculiar configuration of the earth and so on, is fundamentally only maya or external illusion; it is a condensation, as it were, of what is at work in the etheric aura. |
121. The Mission of Folk-Souls: Lecture Two
08 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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It was stated yesterday, that those beings who are to be considered as Folk-spirits, are at the stage at which they in their present existence work from within their ‘I’ upon their etheric or life-body, that therefore they are fashioning this body from out of the very inmost part of their soul. Now of course it might be said: It must certainly be admitted that the work upon this etheric or life-body cannot be directly seen with external organs of perception, with physical eyes, but that this is something belonging to clairvoyant consciousness. But, if the activity of these beings, of these Folk-spirits plays a part in human life, then on the other hand we must be able to point out something which is to a certain extent visible externally, a kind of impression, a kind of reflection of this work of the Folk-spirits or Archangelic beings. Besides that, these beings must in a certain sense also possess a physical body. Their corporeality must be expressed in some form or other. And this physical form in which the work, the activity of these beings is expressed, must also in some way or other be indicated in the world in which man lives, for after all, the human body must also be concerned in the work of these spiritual beings. Let us begin with the etheric or life-body of these beings, and with the work which they accomplish in it. Here we must in the first place turn to the researches made by clairvoyant consciousness. Now where does clairvoyant research find something which may be designated as the etheric body of these Archangelic beings, of these Archangels? and how are we to understand this work? You all know that the features of the surface of the earth vary in different parts, and that in the different parts of our earth there are very different conditions for the unfolding of the characteristics peculiar to the various peoples. The materialist will say that the climate, the vegetation, or perhaps the water of a country and other things determine the characteristics and peculiarities manifested by the people of that country. It is not to be wondered at that one whose consciousness is limited to the things of the physical world should speak thus, for he only knows what he can see with his eyes; but to clairvoyant consciousness it is quite another matter. Anyone who with clairvoyant consciousness travels through different countries in various parts of the earth knows that the peculiar form of vegetation, the characteristic configuration of the rocks, does not exhaust what he knows about this particular country. When we speak of a peculiar aroma, or, of an aura of a certain part of our earth, it is comprehensible that for a materialist we are only speaking of an abstraction. To clairvoyant consciousness there arises over every part of our earth a peculiar spiritual cloudlike formation which we must designate as the etheric aura of that special part of the earth. This etheric aura is quite different over the land of Switzerland from what it is over the land of Italy, and again different over the lands of Norway, Denmark or Germany. It is true that every man has his own etheric body, and it is also true that a kind of etheric aura towers up over every part of the surface of our earth. This etheric aura differs very considerably from other etheric auras, for example from that of man. If we observe a living human being, we find that his etheric aura is united to him as long as he lives, that is, from his birth to his death. It is united to his physical body, and only alters in so far as the man during his lifetime goes through a development, when he rises higher as regards intelligence, morals, etc. But then we always see that this etheric aura of man alters from within, it develops certain parts which shine out from within. The case is different with those etheric auras which can be perceived over the various countries. Certainly these preserve throughout long periods a fundamental tone, they have something which continues throughout long ages. But in these etheric auras there are also changes which take place quickly, and these distinguish them from human auras which alter slowly and gradually, and when they do alter, the alteration only takes place from within. The auras over the various countries alter in the course of the evolution of humanity on the earth when one people leaves its dwelling place and takes possession of another part of the earth. The essential is, that the etheric aura over a certain part of the earth does not only depend upon what rises out of the ground, so to speak, but upon the last inhabitants of that territory. So that those who wish to follow the destinies of our human race in their true form on earth, endeavor to follow the interpenetration of this particular part of the etheric auras of the different parts of our earth. The various etheric auras of Europe altered very much at the time which we designate as the period of the migrations of the peoples. You may already see, that in the etheric aura over any particular part of the earth there is something which can be altered, which may indeed change suddenly, and that this change may even be brought about from outside, in a certain sense. Every one of these etheric auras is in a certain respect a fusion of what comes from the ground and of what has been brought there by the migrations of the peoples. When we consider this aura we must clearly understand that, in a certain respect, the saying which is so lightly quoted in Theosophy, but which is never really understood, at least not in all its depths, holds good in the widest sense; everything seen outside in the world with physical consciousness is only maya or illusion. It is often mentioned among theosophists, but is seldom observed in such detail, as to play a part in one's life. It is rather quoted in an abstract form, but if concrete connections are sought for, it is forgotten and only material consciousness comes into play. In truth that which mysteriously confronts us in the part of the earth inhabited by a certain people, is the etheric aura of that particular part of the earth. That which confronts the physical eyes in the green vegetation, in the peculiar configuration of the earth and so on, is fundamentally only maya or external illusion; it is a condensation, as it were, of what is at work in the etheric aura. Albeit, only that part of the external is dependent upon this etheric aura upon which it—that is to say, a living organizing principle can have an influence. The Archangels, who have the spiritual laws within them, cannot intervene in the physical laws. Where, therefore, only the physical laws work and come into consideration, as in the relations of mountain and plain, in the contours of the ground and so on, in all cases where that which determined the great changes of the people depends upon the physical conditions, there the influence of the Archangels does not extend; they have not as yet gone far enough in their evolution to be able to intervene in physical conditions. Because they are unable to do this, but are in this matter dependent, they are compelled at certain times to wander over the earth; and they embody themselves, as in a physical body, in that which is represented by the configuration of the land, in that therefore, which is ruled by physical laws. The etheric body of the people cannot as yet enter in there, it cannot as yet extend into it and organize it. Therefore the ground is sought out, if it proves to be suitable, and from this union between the etheric body which is worked through by spiritual soul-forces, and the physical piece of ground, there arises that which we meet with as the peculiar charm appertaining to the characteristics of a people, that which a man who is not clairvoyant can merely feel in a country, but which a man who observes country and people with clairvoyant consciousness, is able to see. Now how does what may be called the work of the Archangels, the Folksouls, take place in this etheric body which rises above the ground? What is the work of the Archangel, how does he work into the human beings who move about upon this ground and live within this cloud of the Folk-spirit? He works into it in such a way that his power expresses itself in three ways in man. It is the etheric aura of the people that works into them, weaves through them, is active within them. Indeed this etheric aura works into the human being in such a way that three parts in him are affected by it. Through the mingling of these three parts arises the peculiar character which belongs to a man who lives in this etheric aura of the people. What part of man does this affect? It acts on a threefold nature in the temperaments. It acts on the temperaments which are themselves immersed in the emotional life of man, those that work in the etheric body of man, but not on the so-called melancholic temperament. The etheric aura of the folk acts upon the choleric, the phlegmatic and the sanguine temperaments; on the whole, therefore, the power of the etheric aura of the folk flows into these three temperaments. Now these three may be mingled in many different ways and may co-operate differently in different human individuals. You may think of an endless variety of ways in which the three forces co-operate, when one influences another, or conquers it, etc. Thus arise the many configurations which we meet with, e.g., in Russia, in Norway or Germany. That which works into the temperaments constitutes the national character of man. The difference existing in this respect between the several individuals, is only caused by the degree of the mingling. National temperaments are therefore mingled according to the interpenetration of the folk aura. Thus we find the Folk-spirits at work all over the earth. But they also have their own paths to follow; for this working into the temperaments is not to them the essential thing for their own affairs, they only do this because the forces in the world mutually affect one another. They do it first of all as their own intentional acts, as that which it is their mission to do. But besides this the affairs of their own ‘I’ also come into consideration. These consist in the fact, that they themselves advance in their evolution, that they themselves pass over the earth and embody themselves in one or another region of the earth. This is their own affair. The other, what they do in the temperaments of man, is something they do besides their calling. Naturally man himself also advances through their work; it reacts upon him. Hence human work reacts upon the Folk-spirit. Later on we shall see the significance of the individual human beings to the Folk-spirit. That is important. But the essential thing is that we should be able to follow one of these Folk-spirits; and see how he embodies himself in the world, lives again for a time in the spiritual world, and then embodies himself again somewhere else. When we observe these occurrences we are still only observing the affairs of the egos of these beings. Now in order to form quite a concrete idea, picture to yourselves the human etheric body embedded in the folk's etheric body; picture the interaction of the human etheric body and folk's etheric body and imagine further that the folk's etheric body is reflected in the folk temperament in the mingling of the temperaments of the single individuals. You then possess the secret of how the Folk-spirit shows himself to us in his way within a folk. Now after we have said this, we have in reality exhausted the most important work of the true Archangel or Folk-spirit. We should have not nearly exhausted the characteristics of a people if we were only to take into consideration the character possessed by an individual belonging to the people. The Archangelic Beings, who are the true Spirits of tribal tree, have that task. But now to a folk, as you may easily suppose, there belongs much besides this. Why? If the Archangel, the guiding Folk-spirit, did not meet with other Beings on the same piece of ground, and did not work in conjunction with them in the etheric body of man, many of the attributes of a people would not originate at all. Man is the scene of action for the meeting between the Archangels and yet other Beings who co-operate with the Archangels, and so to speak, work in conjunction with them. Now from this co-operative work arises something else in addition. Clairvoyant consciousness, when it studies the peoples, finds, strange to say, besides the Archangelic Beings already described, other mysterious Beings who are in certain respects related to the Archangels, but who in other respects are completely different from them, above all, in that they are able to employ much greater forces than can the Archangels themselves. The Folk-spirit acts in an exceptionally delicate and intimate way upon the several human souls in this interweaving into the temperaments; but there are yet other Beings who act upon them in a much stronger, more powerful manner. We must once for all be quite clear as to these Beings, from our general knowledge of the Hierarchies; we shall then, so to speak, find the names of these other Beings who are observed by clairvoyant consciousness. You must think of the Hierarchies of Spirits in the following way:
We should then come to yet others, which we do not, however, wish to take into consideration to-day. If you remember what we spoke of yesterday—and you will also find it described in detail in the Akashic Record and in my book Occult Science,—you will say that of these Beings it was the Archangels who went through their human stage in the old Sun period. At that time those Beings whom we call Spirits of Form or Powers, who are now two stages higher than the Archangels, were at the Archangel stage; they were Beings such as the Folk-spirits we have described to-day. That was then their normal stage of evolution. There is, however, a remarkable mystery in evolution; it is the law of the lagging behind of certain Beings, the law which brings it about that at every stage certain Beings remain behind, so that at the following stage they have not attained their normal height, but actually have the character they should have had at the earlier stages. Now throughout the evolution of our humanity there have always been beings who have remained behind. Among these laggards are also some of these Spirits of Form or Powers, and they have remained behind in a very singular way, namely so, that although in respect of certain attributes they are Spirits of Form or Powers, and by means of certain attributes can do what at the present day can only be done by the Spirits of Form who have bestowed the ‘I’ upon man at the earth stage, they cannot, however, as yet do this completely, because they do not possess all the necessary attributes. They have so lagged behind that they did not go through their Archangel stage upon the Sun but are going through it now during the earth period, so that they are Beings who are now at the stage of Folk-spirits, but possess quite different attributes. Whereas the Folk-spirits work into human life in an intimate way because they are only two stages higher up than man and consequently are still related to him, these Powers, these Spirits of Form, tower four stages above the human stage. They possess on that account very many and mighty powers that would not be suitable for working so intimately into man. They would act more robustly, but no other domain have they for their activities than that in which are the normal Folk-spirits, the Archangels. That is the difficulty, one must first learn to discriminate in the higher world. Those who imagine that in the higher worlds they can manage with a few ideas, are very much mistaken. The man who, with a few superficial ideas, ascends into the higher worlds, would certainly find the Archangels. But one must discriminate whether these are Beings who have now normally reached the Archangel stage, or those who ought to have attained that stage during the Sun-state of our earth. There are therefore in the same domain as the Spirits of the Peoples or Archangels, other Beings at work who belong by rank, so to speak, to the Archangels, but are gifted with very different, much robuster attributes, such as are possessed by the other Spirits of Form, and who can on that account penetrate deeply into human nature. For what have the Spirits of Form made of man during the earth existence? just think how man could not have said ‘I’ to himself if the Spirits of Form had not formed the brain into that which man possesses at the present day. Therefore Beings such as these are able to work even into the physical form, although they are only at the stage of the Archangels. They enter upon a sort of trial of strength with the Folk-spirits on the very ground upon which the latter are active. The first and chief thing brought about by this contact between these Spirits coming from these two directions, is speech, that which could not come about without the whole structure and form of the human body. In the structure of man you have the activity of these other Folk-spirits, who are connected with the powers of Nature as well as with man. We must not therefore ascribe our speech merely to those Beings who work so intimately into the folk temperament, and who as Beings two stages above man, imprint their configuration upon a people. The Beings who give language have great strength, they are really ‘Powers’, they are active upon the earth because they have remained on earth, whilst their other companions work in the ‘I’, from the sun into universal space. Before the appearance of Christ Jesus, Jahve or the Jehovah-Being was worshipped by man, and afterwards he worshipped the Christ-Being as the One Who works in universal space. As regards the Spirits of Language we must admit that man particularly likes just that part of speech which has remained with the earth. We must accustom ourselves to quite different ideas. Man is accustomed to apply his own ideas to the whole universe. He is naturally quite wrong to look upon the fact of these high Beings having remained behind in evolution like a school-girl left behind in her class. They do not remain behind because they have not studied, but for reasons pertaining to the great Wisdom which rules the world. If certain Beings had not renounced their normal evolution, and instead of going on further with the Sun, continued their evolution on the earth, then that which we call speech could not have arisen on the earth. In certain respects man ought to love his language, for the very reason that, so to speak, out of love high Beings remained behind with him and renounced certain attributes in order that man should be able to evolve in accordance with what wisdom decrees. Just as we must look upon the ‘hurrying forward’ as a kind of sacrifice, so must we also look upon the ‘remaining behind’ at earlier epochs of evolution as a sort of sacrifice, and we must clearly understand that man could in no wise have attained certain attributes if such sacrifices had not been made. Thus, we see how in the etheric body of man, and in that of the Folk-spirit under consideration, two different sorts of Beings exchange work with each other: the normally developed Archangels, and those Spirits of Form who have remained behind at the Archangel stage and have renounced their own evolution, in order to embody in man during his life on earth, his national language. They had to have the power so to transform the larynx, so to transform the entire instrument of speech that it should produce a physical manifestation, and that is speech itself. We must therefore look upon what confronts us as national feeling, national temperament, and its language, as being united in a co-operative work. That which man is able to express in words, that by which he shows himself to be a member of his people, that which he sounds forth into the air, that it is which those Spirits of Form who are united with the Folk-spirits can only bring about, because they with their great forces and powers remained behind at the stage of the Archangels. Therefore a co-operation of this sort takes place in the domains, in the realms where the Folk-spirits are active. A similar co-operation is however to be found in yet another domain. I pointed out yesterday, that there are yet other forces at work; these are the First Beginnings, the Archai, or Spirits of Personality, who during the earth existence represent what is called the Zeitgeist, or Spirit of the Age. These work so, that from their own ‘I’, from their soul organization, they work into the physical body, so that they set the forces of the physical body in motion. We must therefore presume, that if at a certain time something appears as a result of the activity of the Zeitgeist, something which manifests itself in the Spirit of an Age by which mankind progresses, that this corresponds to a working with physical forces within our earth existence. You can very easily perceive this, you need only think it over in order to understand that real physical preliminary conditions are necessary in order that this or that should arise in the spirit of the age; Kepler, Copernicus or Pericles could not have lived in any other age, or under other laws. Personalities grow forth from quite definite conditions of the times, from those conditions which at a definite epoch of time are formed and organized by the physical work of higher Beings. These are in reality the physical conditions, naturally they are physical conditions, which we must not conceive of as being material blocks, but as certain configurations in the physical part of our earth in general. Sometimes these configurations stand out in strong relief; at other times when the Spirit of the Age is using his influence in any particular way, a quite definite physical constellation has to come about. Only remember that on one occasion, when some children were playing in a glass-cutter's workshop with some pieces of glass that were cut in a certain way, these pieces were so combined that one could observe the optical effect as a telescope, so that the inventor of the telescope only needed to realize his observation of this law of the telescope. That is an historical fact. Just think however, what physical occurrences were necessary, in order that all this might take place. The lenses had first to be invented, cut, and put together in the corresponding manner. You may, here, very well use the word ‘chance’, but you may only do so if you also refrain from comprehending the law which operates in such occurrences. These physical conditions are brought together by the Archai, the Primal Forces. The reflection of their work is that which draws together into one spot on the earth that which otherwise, as Spirit of the Age, works in a variety of ways. Just imagine what would have become of many physical things in modern times, if this work of the Archai in their physical bodies had not taken place. It is really the work of the Archai which acts in this way and in this direction. Now if the Archai act thus and direct the Spirit of the Age, we may enquire again, ‘How do these Spirits of the Age really guide human progress by means of intuition?’ They do it in such a way that a human being is stimulated as if by chance, by something that takes place in the physical world. This is not merely legendary, it does sometimes occur. I need only remind you of the swinging lamp in the Cathedral at Pisa, where by observing the regularity of the swing of the lamp Galileo discovered the law of the pendulum, and how later Kepler and Newton were stimulated to make their discoveries. We could relate hundreds and thousands of cases in which physical events and human thought were brought together, by which it could be perceived how the Archai or Primal Forces give through intuition the ideas which go forth into the world as the ideas of the age, which then influence man in his development, regulate his progress and permeate it with law. But in this domain also, those Beings who have normally become Spirits of Personality during our earth existence, work in conjunction with others, who, because of their having remained behind upon the Moon are now not Spirits of Form or Powers as they ought to be on the earth, but are also only now working as Spirits of Personality. Thus those Beings who made their renunciation not upon the Sun stage but only that of the Moon, are now Spirits of Personality, but they do not possess the attributes they ought normally to have; that is to say, they do not give intuitions in the same way as do the normal Spirits of Personality, but as do the belated Spirits of Form. They do not stimulate from outside, leaving it to man himself to observe what is brought about in the physical, but they stimulate inwardly, they work within the brain and give a certain tendency to thought. Hence the thought of man at the different epochs is stimulated from within, so that each epoch has a distinct kind of thought. This is connected with the delicate formations of thought, with inner constellations. Here the belated Spirits of Form who have the character of Spirits of Personality, work within man and produce a certain kind of thought, a quite definite form of ideas. Hence it comes about that man is not only guided from epoch to epoch according to the will of the intuiting Spirits of Personality by whom he allows himself to be stirred to do this or that, but he is urged along as if by inner forces so that the thought manifests itself physically from within, just as in the spoken language there is manifested that which, on the other hand, remained behind as Spirit of Form. Thus in the method of thought there is a manifestation of those Spirits of Form who appear in our age as Spirits of Personality. These, therefore, are not those delicately working Spirits of Personality who allow a man to do as he will, but those who take possession of him and forcefully push him on. Hence in those men who are stimulated by the Spirit of the Age you can always observe these two types. In those persons who are stimulated by the true Spirits of the Age who are at their normal stage, you may see the true representatives of their time. We may look upon these as men who had to come, and at their activities as something which could take place in no other way. But there are other persons, in whom are active those Spirits of Personality who are in reality Spirits of Form. Those are the other Spirits whom we have just named as the Thought-Spirits, those who during the old Moon-cycle moved forward to their present standpoint. Now man is the scene of action upon which all this works together. This co-operation is shown through the fact that speech and thought enter into reciprocal relations, that not only the Spirits who are at the same stage enter into reciprocal relations, but the normal Archangels also, who govern the national feeling and temperament enter into reciprocal relations with those just described, not only therefore with the Spirits of Form who are at the Archangel stage, but also with those Spirits of Personality who are in reality belated Spirits of Form. These two kinds appear in human nature and in human being. This relation is one extremely interesting to study when with occult knowledge and occult power of vision one goes from one people to another. Then one can see how the normal Folk-Spirits act, and how they then receive their orders from the Spirits of the Age. But these Folk-spirits work within man together with the Spirits of Language and also with the Thought-spirits who work into the thoughts of man. Within man there are not only normal and abnormal Archangels, but also Archangels in contradistinction to the abnormal Spirits of Personality who from within govern the work of thought in a particular age. Now it is extremely interesting,—I have said that conditions will be touched upon which you must meet with your spiritual understanding, which must be clothed in ordinary words because no language has as yet been created which would make all this credible and clear; one has to express everything in words which can depict the facts somewhat figuratively, which however correspond to an important fact in the evolution of humanity,—it is extremely interesting and important to follow the evolution of humanity in more recent times; it is important to know that a reciprocal agreement was once arrived at between one of the guiding Spirits of the Peoples, who is a normal Archangel, and one of those Spirits who work inwardly as Spirits of the Thought-forces, an abnormal Spirit of Personality, and in a certain historical epoch the serious and important result of this agreement is to be seen. In order to make this agreement more especially complete, a harmonious relationship was established with the corresponding abnormal Archangel, who was the guiding Spirit of Language at that time; so that there was a point in the evolution of mankind, when so to speak, the normal and abnormal Archangels worked together and when, besides this, there worked in as an additional impulse the kind of thought which was brought about from within by an abnormal Spirit of Personality. The agreement made between these three parties was reflected in one particular people. That was the Indian people, who introduced the post-Atlantean civilization in the first post-Atlantean age. It was during this Indian civilization that the constellation arose in which these three Beings were able to work most harmoniously together. The consequence of that is all that we may call the historical rôle of this Indian people. Even in those ages of which the historical traditions still remain, the effects of what was formerly concluded in that agreement still continued to work. That is the reason why the ancient sacred language of the Indians acted with such power and produced those mighty historical effects in civilization, and why it could act so powerfully even in succeeding times. This power was brought in by the abnormal Archangels who worked in the language. The power of the Sanskrit language rests upon the agreement of which I have just spoken. And again the unique Indian philosophy, which as creative thought acting from within man has not yet been equaled by any other people in the world, also rests upon it; the inner completeness of thought belonging to the Indian culture rests also upon this agreement. In all other parts of the world we observe different conditions; but in all of them there could at that time be observed what has just been described. Hence it is so infinitely fascinating to follow up these trains of thought, which take the peculiar form they do, because they have not proceeded from the predominance of the normal Archangel over the abnormal one, but from their harmonizing so completely, because each thought was actually absorbed by the temperament of the people and was lovingly spun on into details at that time when the Indian people represented the first blossom of the culture of the post-Atlantean epoch. And the language worked on in this way because the conflict had not arisen there which would have taken place everywhere else, because such a cooperation took place between the Archangel of the normal evolution and the Archangel of the abnormal evolution. Thus one may say that this language, poured forth from the purest temperament, is itself a product of that temperament. That is the secret of the first civilization of the post-Atlantean epoch. That, however, is what must be observed in all other peoples, namely, that in them an unique co-operation takes place between these three forces, between the normal Folk-spirit or Archangel, the abnormal Archangel, and that which acts inwardly in the abnormal Spirit of the Age, who works, not as a Spirit of the Age, but from within, and finally that which the true Spirit of the Age has to convey inwardly to the nation. The true knowledge of a people comes from listening to these forces within, and weighing the share which each factor has in the constitution of the people. Hence it has become difficult for persons who do not take the occult forces of human evolution into consideration, really to define the word ‘folk’. Examine the several books in which in any, part of the world the conception of a ‘folk’ is defined, and you will see what curious definitions there are, and how greatly they differ from each other. They have indeed to differ, because one writer feels more what comes from one side, from the normal Archangels, another what proceeds from the abnormal Archangels, and again a third that which comes from the several personalities of the people. Each one feels something different and uses that in his definition. That is just what Spiritual Science has made clear to us, that these definitions need not always be wrong; but they are always bathed in maya, in illusion. From what a writer says it can be seen that he only observes maya, and that he leaves unnoticed the various forces at work. Hence one will naturally always obtain very different conceptions, if from the anthroposophical standpoint one observes a people like the Swiss, who live in one and the same country and speak three languages, and on the other hand peoples who speak one language only. As to why some folks act more under the influence of the Spirit of Personality, that is to say, why their life is especially made up of the cooperation of the several personalities, we shall have to speak later. Peoples whose existence is more under the influence of the abnormal Spirit of Personality are also to be found on the earth; those Spirits of Personality do not work for the further progress of evolution. You need only study the character of the North American people, there you have a people absolutely founded on this principle. Thus you will see, that we shall only understand the history of the world, in so far as it consists of the histories of peoples, if we follow up the normal and abnormal Archangels, the normal and abnormal Spirits of Personality in their reciprocal positions, and in their co-operative work, and at the same time follow up their work in peoples that succeed each other in the course of the world's history. |
190. The Spiritual Background of the Social Question: Lecture III
11 Apr 1919, Dornach Tr. Unknown Rudolf Steiner |
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A man like Fritz Mauthner has a quite correct feeling for this. If one walks over a meadow and sees the green surface there, differentiated in the most varied way, interspersed with white, blue, yellow and reddish varieties of flowers, one has what is the true reality in the sensible world. |
190. The Spiritual Background of the Social Question: Lecture III
11 Apr 1919, Dornach Tr. Unknown Rudolf Steiner |
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Translator Unknown From the various discussions on our present-day stage of development you will have seen that, from a certain higher point of view, mankind is at the present time passing through a very important phase in its existence. If I say "at the present time" we must naturally be aware that what is in question is a very long period, and when we speak of the "present time" today we mean the epoch of the consciousness soul, into which mankind entered roughly at the middle of the 15th century and which extends over 2,000 years. We will, in turn, be succeeded by another epoch, in which an essential part of human nature, quite different from what has developed in the epoch which has just elapsed, will force its way to the surface. We always divide up the whole evolution of mankind, you see, into sequences of seven phases, whether we are fixing our eyes on longer or shorter epochs. We are now standing in the fifth epoch, and we know that in the sixth epoch the spirit-self is to take possession of mankind. The development of the Ego belongs to our epoch, although it particularly brings the consciousness- soul to expression. In passing over from the fifth to the sixth post-Atlantean epoch man passes over a sort of Rubicon (see diagram), when the whole of mankind enters into a phase of development which leads up to higher spirituality. This is a very important, significant fact. Now when one is describing conditions of evolution on a great scale, for example those which concern the whole of mankind, it is always inadequate to do so by means of the conditions of development of individual men. If one does this, one is very liable to get mere comparisons. What I am about to quote is, of course, more than a mere comparison, but you must be on your guard against taking the matter pedantically. You must take it in a broad sense. You know that when a human being enters into the supersensible world he has to pass what we call the Guardian of the Threshold. One comes into the supersensible would by passing this Threshold. You will find this passing- over depicted in my little booklet The Threshold of the Spiritual World. If you take what is depicted there, together with certain chapters of the work How Does One Attain Knowledge of Higher Worlds?, you can get more precise representations of this. You know that when one passes over the Threshold the existing bonds in the human soul which connect thinking, feeling and willing become more loosened. Thinking, feeling and willing become in a certain sense more independent. On this side of the Threshold in a normal spiritual life, these three activities of Man are more interwoven. Regard must be had to these facts, that one has to pass over the Threshold on entering into the supersensible world, and that, in a certain sense, a kind of splitting apart of the three principal activities of human soul-life takes place, which makes thinking, feeling and willing independent. What the individual man can consciously experience while passing over into the supersensible world is being experienced by the whole of mankind in this fifth post-Atlantean epoch. In this fifth post-Atlantean epoch lies the Threshold through which the whole of mankind must pass. The fact that the whole of mankind is passing through the Threshold does not at all need to come directly to the consciousness of individual men. If, for example, men were to persevere in that disposition which the majority now has, in refusing all spiritual knowledge, the whole of mankind would pass over the Threshold just the same in the course of the fifth post-Atlantean epoch, but men, for the greater part, would not be aware of the fact. That powerful soul-spiritual event which can be described as the Crossing of the Threshold can only be experienced consciously by men if they partake in that knowledge which is obtained through Spiritual Science. But event if not a single man were aware that the whole of mankind is passing over the Threshold, that in reality mankind is already, at this time, engaged in this passing, the passing would, nevertheless, take place. It does not in the least depend on whether mankind is aware of it or not. It can be that men are not aware of it. They can hinder the spreading of knowledge of this fact by their stubbornness. But the bringing to expression of the fact in the development of mankind is not thereby prevented. If you first of all take this in its abstract aspect, you will be able to say to yourselves during this fifth post-Atlantean epoch of ours, during the development of the consciousness-soul, something significant and mighty is happening to mankind. To this belongs the fact that a certain separation is taking place of the life of thinking from those of feeling and willing. Please fix your attention clearly on this fact. A separation is taking place in mankind in the fifth post-Atlantean epoch, which makes independent the life of thinking, that of feeling and that of willing. The three spheres of the soul-life of the whole of mankind are becoming more independent. And this will distinguish that mankind of the future from the mankind of the past, that in the past the soul was more centralised in itself, while in the future it will feel itself to be three-membered. If a human being is alone by himself, he will certainly be able to undergo his development in this sense in which we find it intimated in the work How Does One Attain Higher Worlds?: this concerns single, individual men. When men are taken together as a people, a state, and economic organisation and so forth, when men have intercourse with one another to get to know and to satisfy their common interests, this splitting of the whole soul-life into three spheres is developing because, as has been said, behind the scenes of existence of the whole of mankind is passing through a phase of development which one can compare with the passing of the individual man through the Threshold into the supersensible world. Now there area actually men in our time who are aware of something of these events which are occurring behind the scenes of existence. But they are only aware of them, I should like to say, in the negative sense. I have often mentioned to you the name of Fritz Mauthner, who has written a Critique of Speech and a thick, two-volume Dictionary of Philosophy.1 After I have recently said something substantial to you, just about the significance of speech in human life,2 it will be interesting to you to hear how a man of the present day thinks about the soul-life of man, who, like Fritz Mauthner, directs his attention just to speech but in doing so has no inkling of the existence of Spiritual Science, who has no idea of what Spiritual Science can do for mankind. Just in the case of this kind of man of the present-day, who is entirely ignorant of spiritual-scientific matters but who has an acute brain, more intelligent than those of innumerable official learned men, one can find peculiar opinions uttered about human development when he turns his attention to the working of speech, to the human soul. On the whole, as you know well, the mankind of today is still infinitely proud of what it calls its Science. Fritz Mauthner is not at all proud of this Science. He sets no store at all by this Science. For he believes that, while they think they have a Science, they are in fact, merely muddling about with words, that they are merely relying on words, and that while they think in words, come to an understanding with words and think that they have an inner soul-life, they are, nevertheless, fundamentally only moving about in the external words. Fritz Mauthner has made this clear. Now call to mind that I recently said to you3: of the whole construction of our speech, the dead most clearly understand what we say to them in verbs, while they aware of almost nothing of what we want to say to them when wee speak to them in nouns. In this connection you can already have a feeling of what importance speech has in the real spiritual life of men. And if men cannot rid themselves of the speech-content of their so-called thinking then, when they think in nouns, they are in actual fact thinking something completely unspiritual, something which does not make its way into the Spiritual World at all. They cut themselves off from the Spiritual World as a result of thinking in terms of nouns. It is, indeed, very much the case at the present day that men are cutting themselves off from the Spiritual World by a kind of thinking in terms of nouns. Peoples which have already fallen into decadence and which experience their verbs in a very substantive way [...] are thereby setting themselves completely off from the Spiritual World. Now after Fritz Mauthner had found that, in everything which is carried on today as Science, there really exists nothing more than a sort of "making a fool of oneself" through speech, he comes to an opinion about the human soul which is remarkable in the highest degree for the present day. He says in the first place, men confront the world. While they are confronting the world and perceive it with their senses, they are really only becoming aware of those impressions which they denote by means of adjectives. People do not pay attention to this, but it is a good remark. If you see a bird flying, if you see a table standing, you are really only perceiving qualities through your senses—let us say, the colour of the bird. You are also only perceiving the qualities of the table. It is really only a self- deception, an illusion, that you still perceive a special table apart from these qualities, that you can perceive something else besides those impressions which you denote by adjectives, namely what you can denote by nouns. With his senses, man only perceives the qualities of things. When he puts these sensible qualities into words by means of adjectives, by means of the adjectives of speech, he is living sensually with the things, in an external way. And a man like Fritz Mauthner asks himself: but what can a man, who is living with the things in an external way, really receive into himself from the things? What can he reproduce about the things? He can only receive, thinks Fritz Mauthner, what is reproduced through Art, by which is understood the whole development of art from the most primitive stages of mankind to what can be indicated today as the highest stage of art. When man digests what he perceives with the senses, what he can uttered through adjectives, Art arises. For people like Fritz Mauthner, who have stripped off much that is superstitious in the present time, especially the superstitions of our schools, artistic creation, even the most primitive of all, is the only thing which man achieves creatively in union with things. But man is not satisfied with merely expressing the qualities of things by means of adjectives: he forms nouns. But with the nouns he indicates nothing at all of what approaches men in the external sense-world. Fritz Mauthner makes this especially clear, and for this reason he says in the second place: when Man arises to illusionary life by forming nouns, mysticism arises in his soul. Here he believes that he is penetrating into the essence of things, and is not aware that he really has nothing in the nouns. In this sphere—so Fritz Mauthner thinks—he can only dream. He therefore says: if you men really want to live, you must represent things artistically, for only then are you awake. If you have no mind for artistic representations, you really are not awake at all in your soul. You are dreaming if you think that you can penetrate into the essence of things further than can be done by the mere artistic forming of sensible quality- data. You fall into unreality with your mysticism, but you have a certain satisfaction in this mysticism. You dream of things by forming nouns in reference to them. It is true that, from the spiritual-scientific point of view, this is a foolish assertion, but one which is extraordinarily acute and important for the present time, because in fact a man does only experience dream illusions if he develops only those qualities which people love today in the whole world of nouns, in which he can live mystically. But the majority of men do not make this clear to themselves. However strangely it may sound, it is an extraordinarily important fact for the life of the present day that men work with the external, sensible qualities of things, with what they bring to expression in adjectives. They work on these external things by altering their qualities in some way. Then, disregarding the fact that they are working on these external things—let us say, in primitive art, people turn to the churches, to the schools, in order to learn something about the essence of things. But there they get only get an education expressed in nouns, really nothing but illusions. A man like Fritz Mauthner has a quite correct feeling for this. If one walks over a meadow and sees the green surface there, differentiated in the most varied way, interspersed with white, blue, yellow and reddish varieties of flowers, one has what is the true reality in the sensible world. But men believe that they can get hold of something beyond this. If they walk on the road, one beside the other, and the one stretches out his hand and picks something which looks yellow, he then asks the other: but what is the plant called? The other has, perhaps, learned at some time, from someone else or at school, what this plant is called, and he utters a noun. But this whole proceeding is an illusory one—it is a mere dream-activity. The true activity consists merely in seeing something yellow of a particular shape, but what is said about it in nouns is a dream-activity. Men love this dream-activity today, but in fact it has no content. Many people, who are left unsatisfied by mere occupation with the external, qualitative impressions, listen to sermons and take part in divine-services. But all that lives in their souls as a result of the sermons and church services is also, at bottom, no more that a dream, a tissue of illusions, nothing real. Men who occupy themselves more accurately with the character of speech, as Fritz Mauthner did, notice this and draw attention to the fact that in the moment when one goes beyond what is artistic or artistically handled one at once enters the sphere of mystic dreaming. Then Fritz Mauthner differentiates yet a third stage in the soul-life of men today, one which he calls Science. Today this is quite specially proud of the idea of development, of evolution. It prefers to express what it presents in verbs. But now take what I have said to you with reference to the experiencing of verbal activity, the activity of verbs. But how many people experience verbs eurhythmically today? How dry, insipid and abstract is what men experience in verbs! The German says Entwicklung. One says "evolution" if one is going to utter the same idea in speech in a different way. But one certainly has no idea at all of the reality of the words "evolution" or Entwicklung unless one is in the position concretely to carry one's feeling right through this word, inwardly to live through it. But how many people, if they say: "the physical man of today has evolved (entwickelt) from lower organisms" think of a ball of thread is wound together and which is being unwound, which is "e-volved"! If you have a ball, the thread of which is wound up, and unwind it, you can say: "you are evolving this". This is evolution (Entwicklung). For you have the concrete representation. Now consider Ernst Haeckel, who says that man has evolved from the apes. We do not wish to speak of the substance of the matter. Do you believe that he pictures to himself that there is a ball of thread and that something has been unwound from it by the changing of the ape into a man? Is it not the case that quite certainly nothing concrete like this lies in the word which is uttered when someone says that man has evolved from the ape—otherwise he would have had to think of the "unwinding of a thread from a ball!" What does it mean when one utters the word "evolves" but really calls up no picture of it before oneself? This is the remarkable thing that men today, while they are thinking scientifically, prefer to express themselves in verbs, take refuge in verbs, but that they think nothing at all while using verbs. For if they were to make clear to themselves what they really are thinking, they would not get on at all with the object of their thoughts. Scientific concepts are really nothing else than scientific absence-of-thought. Today you can take the thickest text book, especially in political economy, and go through the concepts there—there are just as many absences-of-thought contained in them as there are concepts. Now in this way somebody like Fritz Mauthner, who has no inkling of Spiritual Science, naturally cannot look into the reasons for the absences-of-thought into which we area now looking after we have just discussed how things are connected with speech. But Fritz Mauthner feels that, in the present day scientific way of thinking, this scientific talk is nothing more than an absence-of-thought, in consequence of the boundaries of thinking in terms of speech. It is, however, a hard fact if one has to confess: in the lower school grades, where, to be sure, plenty of sins are being committed against the children, the nature of the child demands that one gives it concrete thoughts, because it still wants to have something perceptible to the senses. But then, when people pass into the Gymnasium or become high school girls, one can already expect more from them in the way of absence-of-thought, for already the Conceptional is ceasing to have a content. And when one passes right on to the University, this is the summit of the absence-of-thought with is there traded-in as science, for the only reality today consists in handling things, what is artistic, what one brings out of the laboratory, the dissecting room and so on, the technical, the artistic. But what is "thought-out"—yes, I see, to be uttering a piece of nonsense—is nothing thought-out: it is an absence-of-thought. Fritz Mauthner feels this. He therefore sets out this list of three steps, firstly Art, secondly Mysticism (which, however, is a state of dreaming), and thirdly Science, of which he says that in reality it is a learned ignorance a docta ignorantia.
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233a. The Easter Festival in the Evolution of the Mysteries: Lecture II
20 Apr 1924, Dornach Rudolf Steiner |
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The initiate thus learned to look in (red) instead of out (yellow), and in so doing became aware of what had entered him as pre-earthly existence through his eyes, ears, skin, and so forth (green—see diagram). Aware now that he had had such an existence, he was told that now he could begin to acquaint himself with what today we would call natural science. |
233a. The Easter Festival in the Evolution of the Mysteries: Lecture II
20 Apr 1924, Dornach Rudolf Steiner |
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We can say that the original purpose of festivals is to make human beings look up from their dependence upon earthly things to their dependence upon extra-earthly things. The Easter festival in particular can evoke such thoughts. During the last three to five centuries we in the civilized world have undergone a psycho-spiritual development that has made us focus less and less upon our connection with cosmic forces and powers. We have gradually been reduced to contemplating only our relation to earthly forces and powers. Of course, given the means for acquiring knowledge recognized as legitimate today this could scarcely be otherwise. However, if in pre-Christian times or even in the early centuries of Christianity someone who was connected with a Mystery center could have experienced what we moderns call knowledge, and if he were to approach the matter with the state of mind characteristic of those earlier times, he would not at all understand how human beings can live without an awareness of their connection to extra-earthly, cosmic things. I would now like to sketch various matters that you will find dealt with more thoroughly in this or that lecture cycle. As the present lectures are intended to acquaint us specifically with the Easter idea, I naturally cannot elaborate on every detail, but only touch upon the most important points. If we go back to certain ancient monotheistic religious systems—for example, to the Hebrew-Judaic system, with which we are most familiar—we naturally find the veneration and worship of one deity. That deity is the one of whom we speak in our Christian conception as the First Person of the Godhead, as God the Father. Now all the religions in which the concept of the Father-God played a part had a greater or lesser awareness of his connection to the cosmic moon forces, forces that stream down to the earth from the moon; the Mystery priests were particularly aware of this connection. In our time this consciousness of our relationship to the moon has all but disappeared. Perhaps the only place it lives on is in the inspiration of poetic imagination by the forces of the moon, or in medicine in the counting of human embryonic life in ten lunar months. But older world views were clearly aware that the human being, who exists in the spiritual world as a being of spirit and soul, is permeated and strengthened by forces emanating from the moon as he descends into earthly existence. If we want to know what shapes our living form, to know what lives in us as nutritive and respiratory processes, as overall forces of growth, we must look not to earth forces but rather to cosmic forces. For a consideration of earth forces readily reveals their relation to us. If we did not hold our bodies together with extra-earthly forces, if our bodies did not receive their form from cosmic forces, how could the earth forces alone hold them together? The moment the human body is forsaken by cosmic forces and exposed to merely terrestrial forces, it falls apart, disintegrates, becomes a corpse. Earth forces can only make us into corpses; they cannot shape us. It is to the influence of the moon that we owe the uplifting forces within us, the forces that give us a cohesive, organized form, a form that during life does not succumb to forces that seize and destroy us at our death. It is due to this that throughout our earthly lives we can resist destruction, as indeed it must be resisted. Although in this way we may say theoretically how the form of our body is dependent upon the forces of the moon, we must also see that these forces, which guide us, so to speak, through birth into a physical existence, were revered by ancient religions as the forces of the divine Father. The ancient Hebrew initiates knew that the moon radiates those forces that lead us into our earthly life and maintain us there. Our physical being is severed from these forces only when we pass through the gate of death. To look up lovingly to these divine Father forces, to express devotion to them in ritual and prayer, this was the substance of certain ancient monotheistic religions. And these religions were more consistent than you might think. For history completely misrepresents them, basing itself, as it must, merely upon external evidence, not upon what can be observed in spiritual vision. Religions that focused on the moon and the spiritual beings living in it were really of relatively late origin. The truly primordial religions had in addition to this a clear perception of the sun forces and even, it must be added, of the forces of Saturn. However, with this we are entering into a period of history of which no physical documents survive, one that antedates the foundation of Christianity by many thousands of years. In my Outline of Occult Science I called this period the ancient Indian—partly to have a name for it, but also because it took place in the area we now call India. The civilization following this was the ancient Persian. During these civilizations human beings still developed very differently than they did later, and this is reflected in their religious beliefs. During the last two thousand years or more, human beings have been developing in such a way that they no longer notice a certain discontinuity in their earthly development, and indeed, the break is really hardly noticeable. Something that takes place in human beings around the thirtieth year today remains largely in the subconscious or the unconscious. However, this was not the case among people who lived eight or nine thousand years before Christ. At that time a person's development was continuous up until about the thirtieth year, when a profound metamorphosis set in, which I shall be quite direct in describing. Although what I have to say might sound somewhat strange, it nevertheless fits the relevant facts. In those ancient times the following could happen. Let us say that before turning thirty, a man had made the acquaintance of someone much younger, say three or four years younger, who would therefore experience the thirtieth-year metamorphosis much later than the former. Suppose now that the two men had not seen each other for some time and were then reunited. It could happen, and in today's words this sounds indeed strange, that if the younger person were to address the older one, the latter might not recognize him. The metamorphosis would have completely transformed his memory. Because in these very ancient times people around the age of thirty tended to forget all they had experienced previously, it was the custom in the small communities of the time to record events in young peoples' lives in order to inform them of their earlier experiences after they had passed through the profound transformation. And then, when such people realized they had become different persons in their thirtieth year, that they had to go to the record office—to use a modern expression—in order to learn of their earlier experiences—yes, it really happened this way—then at the same time they were also taught that before their thirtieth year only moon forces had acted upon them, whereas now sun forces were entering into their development. The sun forces' influence on the human being is entirely different from that of the moon forces. Of course, people today know little of sun forces, for they know only their external, physical effects. They know, for example, that because of sun forces—pardon my bluntness—they sweat, feel hot; they are also no doubt aware of sunbathing and its therapeutic uses, but this is all superficial. The average person nowadays cannot even begin to conceive of the effect that the forces spiritually connected with the sun have upon him. Julian the Apostate, the last of the pagan Caesars, acquired some knowledge of the sun forces in the dwindling Mysteries, and was murdered on his expedition to Persia because he wanted to make it official again. [Julian the Apostate (Flavius Claudius Julianus), A.D. 331–363. Roman emperor 361–363. ] That is how strong the powers that wanted to exterminate such knowledge in the early Christian centuries were. It is therefore not surprising that no knowledge of such matters has survived. While the moon forces determine the human being, permeate us with an inner necessity so that we must act according to our instincts, our temperament, our emotions, in a word, our whole physical and etheric nature, the spiritual sun forces free us from this. They dissolve, so to speak, the forces of compulsion, and it is really through their agency that we become free. In ancient times the influence of the moon and that of the sun were sharply divided. Around the age of thirty people simply became sun people, that is, free, whereas up until then they had been moon people, or unfree. Nowadays these two overlap; even in childhood the sun forces act along with the moon forces, and the moon forces continue to work on us in later years. Thus in our time necessity and freedom intermingle. As has been said, however, this was not always the case. In the prehistoric times of which we have been speaking, the effects of the moon and the sun upon human life were sharply separated, it was considered pathological when someone failed to experience the metamorphosis, the new beginning in his thirtieth year. By the same token, people spoke of having been born not once, but twice. As humanity began to develop in such a way that the second or solar birth (the first was called the lunar birth) became less noticeable, certain facts, including exercises and cult rituals, began to be applied to initiates in the Mysteries. In this way the initiates experienced something that the rest of mankind no longer did. They were now the twice-born. The term twice-born that may be found in ancient oriental writings even today no longer carries its original meaning. It would be interesting to ask every orientalist and Sanskrit scholar—I believe our friend Professor Beckh is in our midst, you can ask him how things stand according to his professional studies—whether they think modern scholarship can explain the meaning of this expression clearly and in no uncertain terms. [Professor Hermann Beckh, 1875–1937, orientalist. From 1922 on priest in the Christian Community. ] In fact, any number of formal analyses are available, but the essential meaning remains a mystery. Only those who know it derives from such a reality as I have just described can grasp its true meaning. About such things spiritual observation does, after all, have something to say; and once it has spoken, I would challenge any unprejudiced researcher in a conventional academic discipline to prove that existing documents do not at every step bear it out. Ordinary science will confirm spiritual research, provided things are seen in the right light. But certain things transcending ordinary science must be brought to light since the study of documents cannot lead to a true understanding of human life. Thus we look back to an ancient time when people spoke of their lunar birth as of a creation by the Father. Regarding their solar birth people understood that in the sun's spiritual rays Christ's power, the power of the Son, is active, and that it sets human beings free. Consider what it does for us. Only through its action can we make something of ourselves in earthly life. Without the liberating forces and impulses of the sun, we would be strictly predestined, at the mercy of an inexorable determinism, and not even the determinism of fate, but merely that of nature. People in ancient times knew this. To them, the sun was a celestial eye from which the power of Christ streamed forth. They knew that this power released them from the bondage of iron necessity into which the moon forces had placed them at birth and which would otherwise govern their entire lives. The sun forces, the Christ forces looking down upon them through the cosmic eye of the sun, enabled them to make something of themselves in inner freedom, something they could not have become merely by virtue of the moon forces. Thus in the sun forces people saw the possibility of transforming or making something of themselves here on earth. For completeness' sake I should briefly mention that ancient people also looked to the forces of Saturn, in which they saw all that sustains us when we pass through the portal of death, that is, when we experience the third earthly metamorphosis. Physical birth—Moon After death the human being is maintained by the Saturn forces that reign at what was in ancient times considered to be the outer limit of our planetary system. These forces support us and carry us out into the spiritual world; they maintain our being's integrity when the third metamorphosis occurs. This was unquestionably the world view of ancient times. But humanity changes, and the time came when the sun forces' effects were known only in the Mysteries. This knowledge survived longest in the Mysteries' therapeutic sections, because the same forces that give us our freedom, our ability to make something of ourselves—namely, the sun forces, the Christ forces—are also found in certain plants and in other earthly beings and substances, which as a result possess healing properties. For the most part, however, human beings lost this knowledge of the sun. Although knowledge of our dependence on the moon or Father forces remained with people for a long time, consciousness of our dependence on the sun forces, or we must really say, of our emancipation through those forces, disappeared much earlier. And what we today call forces of nature, which seem to be the sole topic in modern philosophy, are really nothing but a completely abstract version of the moon forces. One person who still knew the sun forces and was able to let himself be guided by them was the Christ-bearer, Jesus of Nazareth. He had to know them. For, whereas in the old Mysteries the sun forces could be reached only by looking up spiritually to the sun, it was the mission of Jesus of Nazareth to receive these forces in his own body as they streamed down to earth. This I explained yesterday. The essential point, however, is that in his thirtieth year a transformation occurred in Jesus of Nazareth's body. It was the same transformation everyone experienced in primeval times, except that in those times only the rays, so to speak, of the spiritual sun entered into people, whereas here the primordial sun being himself, the Christ, descended into human evolution and dwelled in the body of Jesus of Nazareth. This event central to all earthly life is at the root of the Mystery of Golgotha. You will be able to understand these things in their full significance if you consider the way Easter was celebrated in the older Mysteries. Easter, one might say, was as yet a human affair, for it was initiation. Basic initiation consisted of three stages. The very first requirement for initiation was to develop, through exposure to what the Mysteries had to offer, a degree of inner humility we cannot fathom today. Although today people do indeed consider themselves enormously modest with respect to knowledge, anyone who can see through them knows they are truly possessed by arrogance. Above all, at the outset of initiation the candidate had to believe that he was not yet really human, that this was a goal yet to be achieved. Today it would be asking too much of people at any stage of life that they should not consider themselves human beings. But for initiation this was the very first requirement. The candidate had to know that it was only before descending into an earthly body that he had been a human being, that in pre-earthly existence he had been a human being of soul and spirit, which then entered a physical body provided by a natural mother, by the natural parents. It did not “clothe itself” with the body—for that is an inaccurate expression—rather it permeated itself with a physical body. Now just how, over a long period of time, the spirit and soul pervade the physical body—the nervous-sensory system, the rhythmic system, the metabolic-limb system—is something most people are not aware of. What everyone is aware of, what everyone perceives through the senses, is the physical world around us. When spirit and soul have completed their permeation of our physical bodies at adulthood, we can only look to the outside with our eyes, listen with our ears to what is outside us, perceive warmth and cold, roughness and smoothness outside us through our skin; in other words, we perceive only what is outside not what is inside us. We cannot look into ourselves with our eyes: the most we can do is to dissect a human corpse and imagine we are looking into ourselves. But in reality we are not. Suppose I have a house here before me. It has windows, but I do not look in through them. Instead, I take some tools and, if I am strong enough, I can demolish the house. The individual bricks then lie before me in a heap; they are all that is left of the house. This is the way things are done today; people dissect the human being, cut him up, in order to get to know him. But in this way they do not get to know him; what they get to know this way is not at all a human being. To really know ourselves we must be able, just as today we look out of our eyes, to look in through them, to listen in with our ears, and so on. All this taken together—eyes, ears, the whole skin as an organ of touch and temperature—was called in the Mysteries the door to the human being. Initiation started from the candidate's realization that he knew nothing about the human being, and that, having no consciousness of himself as human, he could not really claim to be one. He would first have to learn to look in through his senses, in the same way he otherwise looks out. That was the first stage of initiation in the old Mysteries. And the moment a person learned in this way to look inside himself, he experienced how he had been in pre-earthly existence, for then he knew himself to be a being of spirit and soul.
The initiate thus learned to look in (red) instead of out (yellow), and in so doing became aware of what had entered him as pre-earthly existence through his eyes, ears, skin, and so forth (green—see diagram). Aware now that he had had such an existence, he was told that now he could begin to acquaint himself with what today we would call natural science. When we learn about natural science today, we are taught to observe the phenomena of nature, to describe them, and so on. But this is analogous to being told upon meeting someone we have known for a long time to forget everything we have ever had in common with that person. Fancy, if you will, a married couple being told upon seeing one another after a long separation to forget everything they had ever been through together. Well, yes, I can imagine that once in a while such a thing might actually be preferable, but life could not be carried on in that way. Such, however, are exactly the circumstances imposed upon us by our modern system of civilization. We all become acquainted with the kingdoms of nature from their spiritual aspect before we descend to earth. And while today people are encouraged to forget all they learned then about minerals, plants, and animals, the old initiate, in the so-called first Mystery stage, attempted to remember it. He was shown, for example, a quartz crystal, and then everything possible was done to remind him of what he had known about quartz—or about lilies, or roses—before he descended to earth. The knowledge of nature taught in the Mysteries was essentially recognition. After a candidate had mastered the method of recollecting things viewed in pre-earthly existence, he was admitted to the second stage, which consisted of learning the music, architecture, geometry, surveying, etc., of the time. This was because the second stage comprised everything a person could learn not only by looking inside with his eyes and listening to what is inside him with his ears, but by actually entering into himself. Here the candidate for initiation was told he was entering the Temple Grotto of Man, which was the part of himself physically permeated by the soul-spiritual forces of which he had consisted before descending to life on earth. Into this he penetrated. The Temple Grotto, he was told, consisted of three chambers. The first was the chamber of thought. There he became acquainted with everything—well, yes, when looked at externally, it is the human head, which is small, but when entered into and viewed from within, it is as big as the world. The candidate came to know himself there as spirit. That was the first chamber. In the second he acquainted himself with feeling; and in the third with willing. In this way initiates learned how the human being is organized with respect to the organs of thinking, feeling, and willing; they acquainted themselves, that is, with what matters on earth. Knowledge of nature, on the other hand, transcends such merely earthly matters. One acquires it before one even descends to earth. After that, it is simply a question of recalling it. By contrast, no houses are built in the spiritual world with earthly architecture. Similarly, the music that exists in the spiritual world is entirely spiritual; earthly music is merely its projection into the terrestrial air. Surveying is concerned with the dimensions of the earth; both it and geometry are earthly sciences. It was important for the novice of the second stage to realize that all talk of gaining knowledge by purely earthly means, except as it applies to geometry, architecture, and surveying, is nonsense. He realized that a genuine science of nature must consist of recalling pre-earthly knowledge; however, geometry, architecture, music, and surveying are sciences that can be learned here on earth. The candidate thus entered into himself and came to know the cosmic human being. This consisted of three chambers, unlike the single earthly organization we encounter by approaching the human being only from the outside. In the third stage the candidate not only delved down into himself, coming to know himself spiritually, but as spirit he came to know the body as well. Initiates in all the old Mysteries called this level of knowledge “the Portal of Death.” Here one learned what it is like to lay aside the earthly body. There was, however, a difference between actual death and the death experienced in initiation. I will explain in the following lectures why this had to be so; at the moment I only want to point out the facts. When we die, we discard our physical bodies and are no longer bound to them. We cease to respond to, and are henceforth free from, earth forces. But while we are still connected to our physical bodies, as was the case in the initiations of old, we must achieve by inner exertion something that in death happens of itself, namely, freedom from the body; we must hold ourselves outside the body for a time. Initiation required that one attain strong inner forces of soul, by virtue of which one could remain free from the physical body. These same forces also provided higher knowledge of matters that could neither be perceived with the senses nor thought with the intellect. They brought human beings into relation with the spiritual world, just as our physical bodies bring us into relation with the physical world. At this point a candidate was far enough advanced to recognize himself as a human being of spirit and soul, as an initiate, while still living on earth. From that time on he experienced the earth as outside himself and could live with the sun rather than with the earth, particularly in the older Mysteries. He knew what he had from the sun, how the sun forces were active in him. After this third stage followed then the fourth. The fourth stage had an effect that may be explained as follows: When a human being on earth eats, he recognizes, for example, that he is eating cabbage or venison. He can drink various things, and know that first these things are outside, then inside him. He breathes the air; first it is outside, then inside, then outside again. In short, he carries within him earthly forces and substances that also exist outside him. What the Mysteries made clear to the student was that before initiation he had been an earth-bearer, a bearer of cabbage, venison, pork, and so on, but that upon completing the third stage of initiation and experiencing what it is possible to experience when one frees oneself from the body he would no longer be a bearer of cabbage, pork, and veal, but rather of what the sun forces gave him. In all the Mysteries this spiritual gift of the sun forces was called Christos. Hence the candidate who had gone through the three stages and now felt himself to be a bearer of the sun forces, just as he had been a cabbage-bearer on earth, was called a christophor, a Christ-bearer. This was the term applied to a neophyte of the fourth stage in most of the ancient Mysteries. In the third stage the candidate had to understand certain things thoroughly, most importantly that his craving for the physical body had to cease during moments of knowledge. He had to understand that the human being, as far as the physical body is concerned, belongs to the earth, but that the earth actually only destroys the physical body and does not build it up. It was at this point that the initiate came to know the upbuilding forces that originate in the cosmos. He also learned something else. Precisely when he became a christophor, the initiate realized that spiritual forces are at work even in the substances of the earth, albeit in a way imperceptible to earthly senses. Had our modern way of speaking, which is the only one I can use, been comprehensible to people of ancient times, the sense of what the neophyte was told might be expressed as follows: “If you wish to know and understand substance, to see how the different elements combine and separate, you must look to the spiritual forces that permeate matter from the cosmos. You can only do this, however, once you have been initiated into the fourth stage. For only when you are able to perceive by means of forces of the sun-existence will you be able to study chemistry.” Now in our time it would be thought quite absurd, wouldn't it, to require of candidates for the doctor's degree in pharmacology or chemistry that they experience sun forces in the same way that they do earthly cabbage. In the old days, however, such demands were made. Furthermore, initiates realized that all the forces of ordinary cognition alive in the body can be used only to study geometry, surveying, music, and architecture. They are useless for the study of chemistry. Chemistry as we know it today deals only with superficial realities, and has done so ever since the old initiation wisdom was lost. In fact, anyone who seeks genuine knowledge must despair at having to learn the official chemistry of today, for it is based wholly upon descriptions, not upon an inner penetration of the subject. If people were open-minded, they would realize that something more is necessary, that a different method of cognition is required, for a true study of chemistry. That this is not realized is simply the result of the cowardice so prevalent today. When a candidate had passed the fourth stage, he was ready to become an adept in astronomy, which was an even higher stage of initiation. The merely external study of the stars, based on calculations and the like, ancient people considered thoroughly trivial. For the stars are inhabited by spiritual beings, and these beings can be known only after physical observation and even geometry have been left behind, when one can literally live in the universe and know the spiritual nature of the stars. At this stage the candidate became one of the resurrected and could observe the forces of the moon and sun at work, particularly in their effects upon earthly humanity. Today I have described for you from two sides how Easter was inwardly experienced in the old Mysteries, not in a particular season but at a certain stage of human development. Easter, we have seen, was the inner human being's resurrection out of the physical body into the spiritual universe. Those still cognizant of ancient Mystery wisdom at the time of the Mystery of Golgotha saw that Mystery in this light. They asked themselves: What would have happened to humanity if the Mystery of Golgotha had not taken place? In ancient times it had been possible to be initiated into the secrets of the cosmos, for even earlier than that it had been a matter of course for people to experience a second birth around their thirtieth year. Memories of this had been preserved, as had the knowledge of the Mystery schools, and thus what had been experienced directly in earlier epochs was kept alive as tradition. At the time of the Mystery of Golgotha, however, this had all been lost or forgotten. Humanity would have fallen into complete decadence had not the power to whom the initiates had raised themselves in becoming christophors descended into Jesus of Nazareth and remained on earth since then, enabling people to unite themselves with it through Christ Jesus. Easter as we know it today is thus a link in the evolution of the Mysteries, and we can become aware of its true content only by reviving that evolution. In the lectures to come you will be able to get at least an idea of what the ancients experienced in initiation. A new initiate could say to himself: “Initiation has revealed to me how sun and moon, as celestial opposites, work within me. I know now that my physical form—the particular shape of my eyes, nose, indeed of my entire body, inside and out—as well as the fact that this form could grow, and continues to grow through nourishment, is a result of the moon forces. Upon them all necessity depends. But that I can come to life within my physical body as a free human being, that I can alter my character and master myself, this is due to the sun forces, to the Christ forces. These I must awaken within me if I am to achieve through my own efforts a conscious freedom over and above that given me by the sun forces through another kind of necessity.” From all this one can understand why even today human beings calculate the date of Easter from a particular constellation of sun and moon. All that remains of the old consciousness is an interest in finding the first Sunday following the first full moon after the spring equinox. That Easter is set on that Sunday indicates, as I shall elaborate tomorrow, that people see in Easter's nature and form something that must be determined from above, that is, from the cosmos. More than this, however, is necessary. The very content of Easter must be grasped anew, and this can happen only if we examine the old Mysteries. These showed first of all what people could experience if they looked inside themselves, the portal of Man, then when they descended into themselves and came to know the remotest inner recesses of their being, the three-chambered, cosmic human being; when they liberated themselves from the body—the portal of Death; and when they moved freely in the spiritual world, they became christophors. The Mysteries themselves, of course, began to disappear at the time human freedom started to assert itself, but the time to rediscover them has arrived. The Mysteries must be found anew, and we should be fully conscious that preparations to that end must now be made. It was with this in mind that the Christmas Conference was held. An earthly sanctuary for the re-founding of the Mysteries is urgently needed. The Anthroposophical Society, as it continues in its development, must lead the way to that re-founding. It will be partly your task, my dear friends, to help this along in the right spirit. But for that you will need to examine the three stages of human life: introspection, self-penetration, and a consciousness one has in outer reality only in death. As a reminder of what has been said in this hour, I would like us now to carry away and meditate upon the following words: Stand at the gate of living man; Steh' vor des Menschen Lebenspforte; |
236. Karmic Relationships II: Perception of Karma
09 May 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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It was in the year 1889—I tell about this in the Story of my Life—that the inner spiritual construction of Goethe's “The Fairy Tale of the Green Snake and the Beautiful Lily” first came before my mind's eye. And it was then, for the first time, that the perception as it were of a greater, wider connection than appears in the Fairy Tale itself presented itself to me. |
236. Karmic Relationships II: Perception of Karma
09 May 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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To-day we shall begin to consider the inner activities of the soul which can gradually lead man to acquire conceptions, to acquire thoughts, about karma. These thoughts and conceptions are such that they can ultimately enable a man to perceive, in the light of karma, experiences which have a karmic cause. Looking around our human environment, we really see in the physical world only what is caused by physical force in a physical way. And if we do see in the physical world something that is not caused by physical forces, we still become aware of it through external physical substances, through external physical objects of perception. Of course, when a man does something out of his own will, this is not caused by physical forces, by physical causes, for in many respects it comes out of the free will. But all that we perceive outwardly is exhausted in the physical phenomena of the world we thus observe. In the entire sphere of what we can thus observe, the karmic connection of an experience we ourselves pass through cannot reveal itself to us. For the whole picture of this karmic connection lies in the spiritual world, is really inscribed in what is the etheric world, in what underlies the etheric world as the astral world, or as the world of spiritual beings who inhabit this astral outer world. Nothing of all this is seen, as long as we merely direct our senses to the physical world. All that we perceive in the physical world is perceived through our senses. These senses work without our having much to do with it. Our eyes receive impressions of light, of colour, of their own accord. We can at most—and even that is half involuntary—adjust our gaze to a certain direction; we can gaze at something or we can look away from it. Even in this there is still much of the unconscious, but at all events a fragment of consciousness. And, above all, that which the eye must do inwardly in order to see colour, the wonderfully wise, inner activity which is exercised whenever we see anything—this we could never achieve as human beings if we were supposed to achieve it consciously. That would be out of the question. All this must, to begin with, happen unconsciously, because it is much too wise for man to be able in any way to help in it. To attain a correct point of view as regards the knowledge possessed by the human being, we must really fill our thoughts with all the wisdom-filled arrangements which exist in the world, and which are quite beyond the capacity of man. If a man thinks only of what he can achieve himself, then he really blocks all paths to knowledge. The path to knowledge really begins at the point where we realise, in all humility, all that we are incapable of doing, but which must nevertheless come to pass in cosmic existence. The eye, the ear—yes, and the other sense-organs—are, in reality, such profoundly wise instruments that men will have to study for a long time before they will be able even to have an inkling of understanding of them during earthly existence. This must be fully realised. Observation of the spiritual, however, cannot be unconscious in this sense. In earlier times of human evolution this was possible even for observation of the spiritual. There was an instinctive clairvoyance which has faded away in the course of the evolution of humanity. From now onwards, man must consciously attain an attitude to the cosmos through which he will be able to see through into the spiritual. And we must see through into the spiritual if we are to recognise the karmic connections of any experience we may have. Now it is necessary for the observation of karma that we at least begin by paying attention to what can happen within us to develop the faculty of observing karmic connections. We, on our part, must help a little in order to make these observations conscious. We must do more, for example, than we do for our eye in order to become conscious of colour. My dear friends, what we must learn first of all is summed up in one word: to wait. We must be able to wait for the inner experiences. About this “being able to wait”, I have already spoken. It was in the year 1889—I tell about this in the Story of my Life—that the inner spiritual construction of Goethe's “The Fairy Tale of the Green Snake and the Beautiful Lily” first came before my mind's eye. And it was then, for the first time, that the perception as it were of a greater, wider connection than appears in the Fairy Tale itself presented itself to me. But I also knew at that time: I cannot yet make of this connection what I shall some day be able to make of it. And so what the Fairy Tale revealed to me at that time simply remained lying in the soul. Then, seven years later, in the year 1896, it welled up again, but still not in such a way that it could be properly shaped; and again, about 1903, seven years later. Even then, although it came with great definition and many connections it could not yet receive its right form. Seven years later again, when I conceived my first Mystery Play, The Portal of Initiation—then only did the Fairy Tale reappear, transformed in such a way that it could be shaped and moulded plastically. Such things, therefore, demand a real waiting, a time for ripening. We must bring our own experiences into relation with that which exists out there in the world. At a moment when only the seed of a plant is present, we obviously cannot have the plant. The seed must be brought into the right conditions for growth, and we must wait until the blossom, and finally the fruit, come out of the seed. And so it must be with the experiences through which we pass. We cannot take the line of being thrilled by an experience, simply because it happens to be there, and then forgetting it. The person who only wants his experiences when they are actually present will be doing little towards ultimate observation of the spiritual world. We must be able to wait. We must be able to let the experiences ripen within the soul. Now the possibility exists for a comparatively quick ripening of insight into karmic connections if, for a considerable time, we endeavour patiently, and with inner activity, to picture in our consciousness, more and more clearly, an experience which would otherwise simply take its course externally, without being properly grasped, so that it fades away in the course of life. After all, this fading away is what really happens with the events of life. For what does a man do with events and experiences, as they approach him in the course of the day? He experiences them, but in reality only half observes them. You can realise how experiences are only half observed if you sit down one day in the afternoon or in the evening—and I advise you to do it—and ask yourself: ‘What did I actually experience this morning at half-past nine?’ And now try to call up such an experience in all details before your soul, recall it as if it were actually there, say at half-past seven in the evening—as if you were creating it spiritually before you. You will see how much you will find lacking, how much you failed to observe, and how difficult it is. If you take a pen or pencil to write it all down, you will soon begin to bite at the pen or the pencil, because you cannot hit upon the details—and, in time, you want to bite them out of the pencil! Yes, but that is just the point, to take upon oneself the task of placing before the mind, in all precision, an experience one has had,—not at the moment when it is actually there, but afterwards. It must be placed before the soul as if one were going to paint it spiritually. If the experience were one in which somebody spoke, this must be made quite objectively real: the ring of the voice, the way in which the words were used, clumsily or cleverly—the picture must be made with strength and vigour. In short, we try to make a picture of what we have experienced. If we make a picture of such an experience of the day, then in the following night, the astral body, when it is outside the physical body and the etheric body, occupies itself with this picture. The astral body itself is, in reality, the bearer of the picture, and gives shape to it outside the body. The astral body takes the picture with it when it goes out on the first night. It shapes it there, outside the physical and etheric bodies. That is the first stage (we will take these stages quite exactly): the sleeping astral body, when outside the physical and etheric bodies, shapes the picture of the experience. Where does it do this? In the external ether. It is now in the external etheric world; it does this in the external ether. Now picture to yourself the human being: his physical and etheric bodies lie in bed, and the astral body is outside. We will leave aside the ego. There outside is the astral body, reshaping this picture that has been made. But the astral body does this in the external ether. In consequence of this the following happens—think of it: the astral body is there outside, shaping this picture. All this happens in the external ether which encrusts, as it were, with its own substance that which is formed as a picture within the astral body. So the external ether makes the etheric form (dotted (dark) outline) into a picture which is clearly and precisely visualised by the eye of spirit. In the morning you return into the physical and etheric bodies and bear into them what has been made substantial by the external ether. That is to say: the sleeping astral body shapes the picture of the experience outside the physical and etheric bodies. The external ether then impregnates the picture with its own substance. You can imagine that the picture becomes stronger thereby, and that now, when the astral body returns in the morning with this stronger substantiality, it can make an impression upon the etheric body in the human being. With forces that are derived from the external ether, the astral body now stamps an impression into the etheric body. The second stage is therefore: The picture is impressed into the etheric body by the astral body. There we have the events of the first day and the first night. Now we come to the second day. On the second day, while you are busying yourself with all the little things of life in full waking consciousness, there, underneath the consciousness, in the unconscious, the picture is descending into the etheric body. And in the next night, when the etheric body is undisturbed, when the astral body has gone out again, the etheric body elaborates this picture. Thus in the second night the picture is elaborated by the man's own etheric body. There we have the second stage:—The picture is impressed into the etheric body by the astral body; and in the next night the etheric body elaborates the picture. Thus we have: the second day and the second night. Now if you do this, if you actually do not give up occupying yourself with the picture you formed on the preceding day—and you can continue to occupy yourself with it, for a reason which I shall immediately mention—if you do not disdain to do this, then you will find that you are living on further with the picture. What does this mean—to continue occupying yourself with it? If you really take pains to shape such a picture, vigorously, elaborating it plastically in characteristic, strong lines on the first day after you had the experience, then you have really exerted yourself spiritually. Such things cost spiritual exertion. I don't mean what I am going to say as a hint—present company is, of course, always excepted in these matters!—but after all, it must be said that the majority of men simply do not know what spiritual exertion is. Spiritual exertion, true spiritual exertion, comes about only by means of activity of soul. When you allow the world to work upon you, and let thoughts run their course without taking them in hand, then there is no spiritual exertion. We should not imagine, when something tires us, that we have exerted ourselves spiritually. Getting tired does not imply that there has been spiritual exertion. We can get tired, for instance, from reading. But if we have not ourselves been productive in some way during the reading, if we merely let the thoughts contained in the book act on us, then we are not exerting ourselves. On the contrary, a person who has really exerted himself spiritually, who has exerted himself out of the inner activity of his soul, may then take up a book, a very interesting one, and just “sleep off” his spiritual exertion in the best possible way, in the reading of it. Naturally, we can fall asleep over a book if we are tired. This getting tired is no sign at all of spiritual exertion. A sign of spiritual exertion, however, is this: that one feels—the brain is used up. It is just as we may feel that a demand has been made on the muscle of the arm when lifting things. Ordinary thought makes no such strong claims upon the brain. The process continues, and you will even notice that when you try it for the first time, the second, the third, the tenth, you get a slight headache. It is not that you get tired or fall asleep; on the contrary, you cannot fall asleep; you get a slight headache from it. Only you must not regard this headache as something baleful; on the contrary, you must take it as actual proof of the fact that you have exerted your head. Well, the process goes on ... it stays with you until you go to sleep. If you have really done this on the preceding day, then you will awake in the morning with the feeling: “There actually is something in me! I don't quite know what it is, but there is something in me, and it wants something from me. Yes, after all it is not a matter of indifference that I made this picture for myself yesterday. It really means something. This picture has changed. To-day it is giving me quite different feelings from those I had previously. The picture is making me have quite definite feelings.” All this stays with you through the next day as the remaining inner experience of the picture which you made for yourself. And what you feel, and cannot get rid of through the whole of the day—this is a witness to the fact that the picture is now descending into the etheric body, as I have described to you, and that the etheric body is receiving it. Now you will probably experience on waking after the next night—when you slip into your body after these two days—that you find this picture slightly changed, slightly transformed. You find it again ... precisely on waking the third day you find it again within you. It appears to you like a very real dream. But it has undergone a transformation. It will clothe itself in manifold pictures until it is other than it was. It will assume an appearance as if spiritual beings were now bringing you this experience. And you actually receive the impression: Yes, this experience which I had and which I subsequently formed into a picture, has actually been brought to me. If the experience happened to be with another human being, then we have the feeling after this has all happened, that actually we did not only experience it through that human being, but that it was really brought to us. Other forces, spiritual forces, have been at play. It was they who brought it to us. The next day comes. This next day the picture is carried down from the etheric body into the physical body. The etheric body impresses this picture into the physical body, into the nerve-processes, into the blood-processes. On the third day the picture is impressed into the physical body. So the third stage is: The picture is stamped into the physical body by the etheric body. And now comes the next night. You have been attending throughout the day to the ordinary little trifles of life, and underneath it all this important process is going on: the picture is being carried down into the physical body. All this goes on in the subconscious. When the following night comes, the picture is elaborated in the physical body. It is spiritualised in the physical body. First of all, throughout the day, the picture is brought down into the processes of the blood and nerves, but in the night it is spiritualised. Those who have vision see how this picture is now elaborated by the physical body, but it appears spiritually as an altogether changed picture. We can say: the physical body elaborates the picture during the next night. 1st Day and 1st Night: When outside the physical and etheric bodies, the astral body shapes the picture of the experience. The outer ether impregnates the picture with its own substance. 2nd Day and 2nd Night: The picture is stamped by the astral body into the etheric body. And the etheric body elaborates the picture during the next day. 3rd Day and 3rd Night: The picture is stamped by the etheric body into the physical body. And the physical body elaborates the picture during the next night. Now this is something of which you must make an absolutely correct mental picture. The physical body actually works up this picture spiritually. It spiritualises the picture. So that when all this has really been gone through, it does happen—when the human being is asleep—that his physical body works up the whole picture, but not in such a way that it remains within the physical body. Out of the physical body there arises a transformation, a greatly magnified transformation of the picture. And when you get up in the morning, this picture stands there, and in truth you hover in it; it is like a kind of cloud in which you yourself are. With this picture you get up in the morning. So this is the third day and the third night. With this picture, which is entirely transformed, you get out of bed on the fourth day. You rise from sleep, enveloped by this cloud. And if you have actually shaped the picture with the necessary strength on the first day, and if you have paid attention to what your feeling conveyed to you on the second day, you will notice now that your will is contained in the picture as it now is. The will is contained in it! But this will is unable to express itself; it is as though fettered. Put into somewhat radical terms, it is actually as if one had planned after the manner of an incredibly daring sprinter, who might resolve to make a display of a bravado race: I will run, now I am running to Ober-Dornach, I make a picture of it already, I've got it within me. It is my will ... But in the very moment when I want to start, when the will is strongest, somebody fetters me, so that I stand there quite rigidly. The whole will has unfolded, but I cannot carry out the will. Such, approximately, is the process. When this experience of feeling yourself in a pillory develops—for it is a feeling of being in a pillory after the third night—when you again awake in it, feeling in a pillory as it were, with the will fettered through and through, then, if you can pay attention to it, you will find that the will begins to transform itself. This will becomes sight. In itself it can do nothing, but it leads to our seeing something. It becomes an eye of the soul. And the picture, with which one rose from sleep, becomes objective. What it shows is the event of the previous earth-life, or of some previous earth-life, which had been the cause of the experience that we shaped into a picture on the first day. By means of this transformation through feeling and through will, one gets the picture of the causal event of a preceding incarnation. When we describe these things, they appear somewhat overpowering. This is not to be wondered at, for they are utterly unfamiliar to the human being of the present time. They were not so unknown to the men of earlier culture-epochs. Only, according to the opinion of modern men who are clever, those other men—in their whole way of living—were stupid! Nevertheless, those ‘stupid’ men of the earlier culture-epochs really had these experiences, only modern man darkens everything by his intellect, which makes him clever, but not exactly wise. As I said, the thing seems somewhat tumultuous, when one relates it. But after all, one is obliged to use such words; for since the things are utterly unknown to-day, they would not appear so striking if they were worded more mildly. They must appear striking. But the whole experience, from beginning to end, throughout the three days, as I have described it to you, must take its course in inner intimacy, in rest and peace of mind. For so-called occult experiences—and these are such—do not take their course in such a way that they can be bragged about. When one begins to brag about them, they immediately stop. They must take their course in inner repose and quietude. And it is best when, for the time being, nobody at all notices anything of the consecutive experiences except the person who is having them. Now you must not think that the thing succeeds immediately, from the outset. One always finds, of course, that people are pleased when such things are related. This is quite comprehensible ... and it is good. How much there is that one can learn to know! And then, with a tremendous diligence people start on it. They begin ... and it doesn't succeed. Then they become disheartened. Then, perhaps, they try it again, several times. Again it does not succeed. But, in effect, if one has tried it about 49 times, or, let us say, somebody else has tried it about 69 times, then the 50th or the 70th time it does succeed. For what really matters in all these things is the acquisition of a kind of habit of soul concerning them. To begin with, one must find one's way into these things, one must acquire habits of the soul. This is something that certainly ought to be carefully observed by the Anthroposophical Society which, since the Christmas Foundation, is intended to be a complete expression of the Anthroposophical Movement. Really a very great deal has been given within the Anthroposophical Society. It is enough to make one giddy to see standing in a row all the Lecture-Courses that have been printed. But in spite of it, people come again and again, asking one thing or the other. In the majority of cases this is not at all necessary, for if everything that is contained in the Lecture-Courses is really worked upon, then most of the questions find their own answer in a much surer way. One must have patience, really have patience. Truly, there is a great deal in anthroposophical literature that can work in the soul. We must take to heart all that has to be accomplished, and the time will be well filled with all that has to be done. But, on the other hand, in regard to many of the things which people want to know, it must be pointed out that the Lecture-Courses exist, that they have been left lying there, and after they have been given many people trouble about them only inasmuch as they want a “new” Course; they just lay the old ones aside. These things are closely connected with what I have to say to-day. One does not reach inner continuity in following up all that germinates and ripens in the soul, if there is a desire to hurry in this way, from the new to the new; the essential point is that things must mature within the soul. We must accustom ourselves to inner, active work of the soul, work in the spirit. This is what helps us to achieve such things as I have explained to you to-day; this alone will help us to have, after the third day, the inner attitude of soul in connection with some experience we may wish to see through in the light of karma. This must always be the mode of procedure if we are to learn to know the spiritual. To begin with, we must say to ourselves: the first moment when we approach the spiritual in thought in some way, was the first beginning; it is quite impossible to have any kind of result immediately; we must be able to wait. Suppose I have an experience to-day that is karmically caused in a preceding incarnation. I will make a diagrammatic sketch. Here I am, here is my experience, the experience of to-day (right). This is caused by the quite differently-constituted personality in the same ego in a previous earth-life (left). There it is. It has long ceased to belong to my personality, but it is stamped into the etheric world, or into the astral world, which lies behind the etheric world. Now I have to go back, to retrace the way backwards. I told you that at first the thing appears as if some being were really bearing the experience towards me. This is so, on the second day. But after the third day it appears as if those who have brought it to me, those spiritual beings, withdraw, and I become aware of it as something of my own, which I myself, in a previous incarnation, laid down as cause. Because this is no longer within the present, because this is something I must behold in the past earth-life, I seem to be fettered. This state of being fettered ceases only when I have perceived the thing, when I have a picture of what was in the previous incarnation, and when I then look back to the event which I have not lost sight of through the three days. Then I become free, as I return, for now I can move about freely with the effect. As long as I am only within the cause, I cannot move about with the cause. Thus I go back into a previous incarnation, there become fettered as it were by the cause, and only when I now enter right into this present earth-life, is the thing resolved. Now let us take an example: suppose somebody experiences at a certain time on a certain day that a friend says something to him that is not altogether pleasant—perhaps he had not expected it. This friend says to him something not altogether pleasant. He now ponders what he experiences in listening to what his friend says. He makes a vivid picture of what he has experienced, how he got a slight shock, and how he got vexed, perhaps he was also hurt, or the like. This is an inner working, and as such it must be brought into the picture. Now he lets the three days elapse. The second day he goes about and says to himself: ‘This picture which I made yesterday has had a strange effect upon me. The whole day long I have had within me something like an acid, as it were, something that comes from the picture and makes me feel inwardly out of sorts ...’ At the end of the whole process, after the third day, he says to himself: ‘I get up in the morning and now I have the definite feeling that the picture is fettering me.’ Then this event of the previous incarnation is made known to me. I see it before me. Then I pass over to the experience which is still quite fresh, which is still quite present. The fettering ceases, and I say to myself: ‘So this is how it was in the previous earth-life! This is what caused it; now there is the effect. With this effect I can live again ... now the thing is present again.’ This must be practised over and over again, for generally the thread is broken on the very first day, when we make the first effort. And then nothing comes. It is particularly favourable to let things run parallel, so that we do not stop at one event, but bring a number of. events of the day into picture-form in this way. You will say: ‘Then I must live through the next day with the greatest variety of feelings.’ But this is quite possible. It is not at all harmful. Only try it; the things go quite well together. ‘And must I then be fettered so and so often after the third day?’ This does not matter either. Nothing of this matters. The things will adjust themselves in time. What belongs, from an earlier incarnation, to a later one, will find its way to it. But it will not succeed at once; it will not succeed at the first attempt; the thread breaks. We must have patience to try the thing over and over again. Then we feel something growing stronger within the soul. Then we feel that something awakens in the soul, and we say to ourselves: ‘Until now you were filled with blood. You have felt within you the pulsation of the blood and the breath. Now there is something within you besides the blood. You are filled with something.’ You can even have the feeling that you are filled with something of which you can say quite definitely that it is like a metal that has become aeriform. You actually feel something like metal, you feel it in you. It cannot be described differently; it really is so. You feel yourself permeated with metal, in your whole body. Just as one can say of certain waters, that they ‘taste metallic’, the whole body seems to ‘taste’ as if it were inwardly permeated by some delicate substance, which, in reality, is something spiritual. You feel this when you come upon something which was, of course, always in you, but to which you only now begin to pay attention. Then, when you begin to feel this, you again take courage. For if the thread is always breaking and everything is as it was before—if you want to get hold of a karmic connection, but the thread is always breaking—you may easily lose courage. But when you detect within yourself this sense of being inwardly filled, then you get courage again. And you say to yourself: it will come right in time. But, my dear friends, these things must be experienced in all quietude and calmness. Those who cannot experience them quietly but get excited and emotional, spread an inner mist over what really ought to happen, and nothing comes of it. There are people to-day in the outside world who know of Anthroposophy only by hearsay. Perhaps they have read nothing at all of it, or only what opponents have written. It is really very funny now.—Many of the antagonistic writings spring out of the earth like mushrooms—they quote literature, but among the literature they quote there are none of my books at all, only the books of opponents! The authors admit that they have not really approached the original sources, that they know only the antagonistic literature. Such things exist to-day. And so there are people outside who say: “The Anthroposophists are mad.” As a matter of fact, what one can least of all afford to be in order to reach anything at all in the spiritual world is to be mad. One must not be mad in the very slightest degree if one hopes to come to anything in the spiritual world. Even the tiniest fragment of madness is a hindrance to reaching anything. This simply must be avoided. Even a slight fancifulness, slight capriciousness, must be avoided. For all this giving way to the moods of the day, the caprices of the day, forms obstacles and handicaps on the way to progress in the spiritual world. If one desires to progress in the field of Anthroposophy, there is nothing for it but to have an absolutely sane head and an absolutely sane heart. With doting sentimentality (Schwärmerei) which is already the beginning of madness, one can achieve nothing. Things such as I have told you to-day, strange as they sound, must be experienced in the light of absolute clarity of mind, of absolute soundness of head and heart. Truly, there is nothing that can more surely save one from very slight daily madness, than Anthroposophy. All madness would [disappear] by means of Anthroposophy if people would only devote themselves to it with real intensity. If somebody were to set himself to go mad through Anthroposophy, this would certainly be an experiment with inadequate means! I do not say this in order to make a joke, but because it must be an integral part of the mood and tenor of anthroposophical endeavour. This is the attitude that must be adopted towards the matter, as I have just explained to you, half in joke, if we want to approach it in the right way, with the right orientation. We must set out to be as sane as possible; then we approach it in the right spirit. This is the least we can strive for, and above all, strive for in respect to the little madnesses of life. Once I was friends with a very clever professor of philosophy, now long since dead, who used to say on every occasion: “We all have some point or other on which we are a little mad!” He meant, all people are a little mad ... but he was a very clever man. I always believed there was something behind his words, that his assertion was not altogether without foundation! He did not become an Anthroposophist. |
221. The Invisible Man Within Us
11 Feb 1923, Dornach Tr. Unknown Rudolf Steiner |
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Poisonous substances have the peculiarity that they do not make use of the etheric as do the normal green substances in the plant; instead they turn directly to the astral, so that the astral enters into this substance. |
221. The Invisible Man Within Us
11 Feb 1923, Dornach Tr. Unknown Rudolf Steiner |
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When we consider the human being, two beings can be clearly distinguished. You will recall that in various recent studies I have explained how the physical organization of the human being is spiritually prepared during the pre-earthly life. In a certain sense it is then sent down as spiritual organization before the human being enters with his ego into earthly existence. This spiritual organization continues to be active essentially during the entire physical life on earth, but it does not express itself during physical earthly life as something outwardly visible. The outwardly visible aspect of this spiritual organization is essentially cast off at birth, consisting of the embryonic membranes that envelop the human embryo during its development—the chorion, the allantois, the amnion, the yolk sac—everything, in other words, that is cast away as physical organization when the human being attains a free physical existence on leaving the womb. Yet this pre-earthly organization continues to be active in the human being throughout his entire life. It is somewhat different in character, however, from the body soul-spirit efficacy of the human being during his physical earthly life. And this is what I would like to speak about today. In a certain sense, then, we have an invisible man within us. It is contained in our growth-forces as well as in those hidden forces through which nourishment occurs. It is contained in everything in which the human being is not consciously active. Its work extends into this unconscious activity, right into the growth activity, into the daily restoration of forces through nutrition. And this work is the aftereffect of the pre-earthly existence, which in earthly existence becomes a body of forces that is active in us but does not come to conscious manifestation. Today I would like to describe to you the character of this invisible man, which we all carry within us, contained in our forces: growth and nutrition, as well as in our reproductive forces. Proceeding schematically, we can say that this invisible man also contains the ego, the astral organization, the etheric organization (and therefore the body of formative forces), and the physical organization. Of course in the human being after birth the physical organization of the invisible man is inserted into the other human physical organization, but in the course of today's considerations you will begin to understand how the invisible man can lay hold of the physical organization. Drawn schematically it would look like this (see drawing, [right]). In this invisible man we have first the ego organization (yellow); then we have the astral organization (red), then the etheric organization (blue), and finally we have the physical organization (white). This physical organization of the invisible man penetrates only into the nutrition and growth processes, into everything where the lower man, as we have often called it—the metabolic-limb man—manifests itself in the human organization. All currents, all effects of forces in this invisible man proceed from the ego organization into the astral, then into the etheric, and on into the physical organization (see arrow). They then spread out in the physical organization. In the human embryo, what we call here the physical organization of the invisible man is present in the embryonic envelopes, in the embryonic sheaths, the chorion, the allantois, the amnion, and the yolk sac. In the human being after birth, however, the physical organization of the invisible man is contained in the nourishing and restorative processes in the human being. Thus viewed from outside, this physical organization is not separated from the other physical organization of the human being but is united with it. In a certain sense, then, in addition to this invisible man we have the visible human being that we encounter after birth. I will sketch this visible human being right next to the invisible one (see drawing). This is how the mutual interpenetration of the physical and superphysical human being would appear during earthly life. During earthly life there is a continuous stream from ego to astral body, to etheric body, to physical body (see arrows). In the human being after birth, this stream flows into the metabolic-limb organization, in the forces of our outer movement, and also in the inner forces of movement that carry ingested food into the entire organization up to the brain. In addition to this, however, there is a direct intervention of forces that enter the entire human being directly from the ego. An activity thus penetrates us, a stream that flows directly from the ego into the nerve-sense organization without first passing through the astral body and etheric body; instead this stream lays hold of man's physical body directly. Naturally this penetration is strongest in the head, where most of the sense organs are concentrated, but I should actually draw this stream in such a way that it spreads out over the skin-senses, over the entire human being, just as I would have to draw a stream for the course of food taken in by the mouth. Schematically, however, my drawing is quite correct. In the human head, then, we have one organization that flows up from below, proceeding from the ego but passing through the astral, etheric, and physical and then to the ego. We have another stream that enters the physical directly and flows down. If we examine the human organism, we arrive at the insight that this unmediated stream, which enters the physical directly from the ego and then branches out over the whole body, proceeds along the nerve pathways. Thus when the human nerves spread out in the organism, the outwardly visible nerve strand is the visible sign of these outspreading streams that enter the entire organism directly from the ego, proceeding from the ego into the physical organization without mediation. The ego organization at first runs along the pathways of the nerves. This has an essentially destructive effect on the organism. There the spirit enters directly into physical matter, and wherever the spirit enters physical matter directly a destructive process occurs, so that along the nerve pathways, proceeding from the senses, a delicate death process spreads out through the human organism. The other stream, which in the invisible man goes through the astral, etheric, and physical bodies, can be traced in the human being by following the blood pathways up to the senses. Thus when we examine the human being as we encounter him here on earth, we can say that the ego flows in the blood. But the ego flows in such a way that it first ensouls its forces through the astral organization and through the etheric and physical organizations. After first taking along the astral and etheric organizations, the ego streams through the physical organization in the blood from below upward. Thus the entire invisible man flows in the blood as a constructive process, as a growth process, as the process that constantly renews the human being by working through his food. This stream flows in the human being from below upward (speaking schematically), pours itself into the senses, and therefore also into the skin, and encounters the other stream which, from the ego, takes hold of the physical organization directly. Actually, however, this whole matter is even more complicated, because we must also consider the breathing process. In the breathing process, the ego flows into the astral body, but then it goes directly into the lungs along with the air. Thus something from the super-sensible man also underlies the breathing process, but not in the same way as occurs in the nerve-sense process, where the ego takes hold of the physical organization directly. In the breathing process, the ego permeates itself with the astral forces, taking hold of oxygen and only then, no longer as pure ego organization but as ego-astral organization, does it take hold of the organism with the help of the breathing process. It could also be said that the breathing process is a weakened process of destruction, a weakened death process. The actual death process is the nerve-sense process, and a weakened process of destruction, a weakened death process, is the breathing process. This is then confronted by the process in which the ego further strengthens itself by streaming up to the etheric body and only then being taken up. This process, taking place mainly in the super-sensible so that it cannot be traced by the usual physiology, is active in the pulse; there it is still outwardly perceptible. It is a restorative process, not as strong as the direct metabolic-restorative process, but rather a weakened restorative process. As we have seen, the breathing process is to a certain extent a destructive process. Our life would be much shorter if we absorbed more oxygen. The more the carbonic acid formation process of the blood counters the absorption of oxygen in the breathing process, the longer our life will be. Thus everything interacts within the organism, and in order really to understand what is going on, one needs to understand the super-sensible human being, because its outwardly visible aspects were cast off with the embryonic membranes and are active in the human being after birth only through invisible forces. These forces can be clearly designated, however, if we proceed from the anthroposophical knowledge of the human being. If, for example, we look into the eye with this anthroposophical knowledge, we see that the blood process courses through the eye in fine ramifications. This is taken hold of by the nerve process going in the opposite direction. The blood process always moves toward the periphery in the human being, moving centrifugally; the nerve process, which is in fact a breakdown process, is always directed centripetally, toward man's inside. All processes that occur in the human being are metamorphoses of these two processes. If the interaction of pulse and breathing is properly coordinated, then the lower man is properly connected to the upper man. If this is the case and no external injuries intervene, an individual should be basically healthy. Only when breakdown predominates will destructive processes encroach on the activities in the organism. The human being becomes ill because something foreign accumulates in his organism that has not been worked through in the right way, something containing excessive breakdown forces, containing too much of what is related to the physical nature that surrounds the human being in his earthly environment. The spiritual element's direct penetration of the organism by way of the ego brings about those processes that produce pathological occurrences, foreign formations. These foreign formations may not manifest immediately in physical symptoms, but they may manifest in the fluid and even in the airy aspect of the human being. They can develop, and if they are not countered by a healing process that flows from below along the pathways of the blood, they cannot dissolve. These formations have the tendency to form tumor-like accumulations in the body and then to fragment within. If the blood-formation process confronts them in the right way, they can dissolve and again become part of the general life of the body. But when a damming up is brought about by an excessive breakdown process from above downward, it takes hold of one of the organs. Foreign bodies are then formed, which are first exudative, tumor-like, but then have the tendency to run their course like the external processes of earthly nature and fall to pieces. In this case we need to understand that not enough of the super-sensible human being is taken up along the path I have drawn here next to the physical human being. You see, one cannot speak about healing directly through human activity, because the moment that too much activity is developed from the nerve-sense organization, in a centripetal direction—when too many of the environmental processes are “stuffed” into man so that these tumor-like formations develop somewhere, which then decompose—in that moment the other system, which runs along the blood vessels, becomes rebellious. It wants to bring about healing, wants to penetrate the organism with the proper astral and etheric forces that can come from below. It wants to prevent the ego, or the ego working with the astral body, from acting alone. The healer has to take into account this revolutionary principle in the human organism, and healing consists of supporting, by external means, what is already present in the organism as an original healing force. When a tumor-like formation arises, it is a symptom of the ego activity from the stream of the invisible man not penetrating in the right way from out of the etheric body. The ego activity does assert itself, but may at times be unable to approach the tumor. We might then support the etheric body in this direction so that it can become active. It can become active in the right way if it is first permeated by the ego and astral body and then becomes active. That which comes from above and has not taken up etheric activity, but at most ego and astral activity, poisons the organism. When the etheric body approaches this, when we counter the ego and astral activity with etheric activity, we support the healing process already present and striving to be active in the human organization. We only have to know, in such a case, by what means the etheric organization, permeated in the right way by astral and ego organization, can penetrate the body. In other words, in such a case we simply need to help the etheric organization with a remedy. Therefore we must know which remedy will make the etheric organization stronger in such a case, so that its constructive force opposes the excessively destructive force. Thus we can see that we will never comprehend the pathology that underlies therapy unless we take into account the invisible man. It may also be, however, that when a person is born he does not penetrate strongly enough with his ego and astral organization—his soul-spiritual organization—into the physical organization. The soul-spiritual organization does not push its way into the physical organization suffciently. Then in this individual there will continually be a preponderance of the growth forces active from below upward, which are not given sufficient heaviness through integration with the physical organization. An individual can be born in such a way that the invisible man takes insufficient hold of his physical body, refusing to penetrate into the blood process in the right way. Then man's spirit cannot approach the blood process. In such individuals we can already see the consequences of this from childhood on. They remain pale and thin, or, because of the predominating growth forces, grow radiply tall. The the soul-spiritual cannot properly enter the organism. And because the body refuses to take up the soul-spiritual, our goal must be to weaken the excessively strong etheric body where the activity has become too strong. In such pale, lanky individuals we must strive to contain the hypertrophic, excessively active forces in the etheric body, restraining them to their proper degree. By this means we can bring heaviness into the body; the blood, for example, by receiving the necessary iron content, receives the appropriate heaviness. Then the etheric body is not as active in an upward direction, and its effect on the upper man is weakened. In such individuals another condition might be noticed: what I would like to call the night processes predominate over the day processes. You could say that at night the physical-etheric organization of every normal person refuses to absorb the soul-spiritual. This night organization of a person lying in bed—not of the invisible man, who is outside—is too strong in those people who have a sort of inborn consumption, as I have just described. In such cases, the day organization must be supported. This means that it has to be given a certain heaviness by encouraging the breakdown processes. If one enhances the breakdown processes and inwardly there appears that which hardens and finally falls to pieces (in healing, of course, this must happen only to a small extent) then the overflowing force of the etheric body is restrained and consumption is held back. In this way, out of knowledge of the entire human being, we can comprehend the curious interaction between health and disease, This interaction is always present and is essentially balanced out by what occurs between pulse and breath. If we then come to know by what outer means one or the other can be enhanced, it will be possible to support the natural healing proceses that are always present, but I would say, not always able to arise. What outer means we use is not such a simple matter, for a totally foreign process cannot be introduced into the human organism. When some kind of foreign process is introduced, it is at once transformed into its opposite within the organism. If you eat something, the food contains certain chemical forces. In absorbing them, the organism transforms them at once into their opposite. This is necessary. If, for example, the food maintained its external character too long after being absorbed, then it would begin to break down as it does in outer nature and would thus bring destructive and death-bringing breakdown processes into the human being. You can pursue the details of the processes that I have developed for you here from the entire human being. Let us assume, for example, that you stick yourself with a foreign object like a splinter. Your body can react in two ways. Suppose you cannot extract the foreign object so that it remains inside you. Then two things can happen. The constructive force active in the flowing blood surrounds the foreign object. It gathers around the object, but in doing so it moves away from its own customary position. This immediately leads to a preponderance of the nerve activity there. Then an exudate-like formation begins to encapsulate the foreign object. When this happens, the following takes place in that part of the body: whereas usually, when there is not a foreign object in that spot, the etheric body penetrates the physical body in a certain way, in this situation the etheric body is unable to penetrate the foreign object; instead, within this area a bubble will form that is filled out only with the etheric. We have within us a small portion of the body that contains a foreign object and where a small portion of the etheric body is not organized by the physical. In this case it is important to strengthen the astral body in that spot to such an extent that it can be effective in the small portion of the etheric body without the help of the physical body. Through this encapsulation our body has actually made use of the destructive forces, separating out these destructive forces in a small section of the body and then incorporating into it the healing etheric body. This will then have to be supported by the astral and the ego through an appropriate treatment. In such a case we have to say that, in a certain sense, what lies above the physical in the human being has to become strong enough to be active without the physical in this small part of the human organization. This always happens in what is called a healing of some foreign intrusion in the human being, for example when a person gets stuck with a splinter and it becomes encapsulated. In this part of his body man's whole organization is moved a little bit upward. It can also happen that something foreign is formed purely out of the organism. This must be regarded in the same way. A completely different process could take place, however, if we have been stuck by a splinter. It could be that the nerve activity surrounding the splinter gets stronger and predominates over the blood activity. Then the nerve activity, in which the ego is active (or possibly the ego strengthened by the astral body), stimulates the blood activity. The nerve-sense activity, which goes through the whole body, stimulates the blood activity and does not permit an exudate to form. Instead it stimulates a secretory process, leading to the formation of pus (white). And because the nerves are pushing out (arrows), the pus is also driven to the periphery by the push that goes through the nerve tracts in their destructive activity. The splinter comes out and the area heals over. You can see, then, that if the splinter is too deep in the organism, so that the pushing force of the breakdown system, the nerve-sense system, is insufficient to bring it to the outside, then the constructive activity in the blood vessels will be stronger and lead to encapsulation. If the splinter is closer to the surface, then the nerve-pushing force, the destructive force, will be stronger. It will excite or stimulate what wants to become an exudate so that it will make use of the breakdown channels that are always present anyway, leading to the outside, and the whole area will suppurate. Therefore we can actually say that we carry in us, in incipient form, in the moment of coming into being, the tendency for our organism to harden toward the inside in a centripetal direction and to dissolve again toward the outside in a centrifugal direction. In the normal processes of the human body, however, the tumor-forming force that is directed inward and the suppurative-inflammatory force that is directed toward the periphery are in equilibrium. Generally our inflammatory process is strong enough to overcome the tumefying force tending toward breakdown. Only when one process is stronger than the other will a real tumefaction or a real inflammation develop. You must not be under the impression, of course, that everything is as easy to comprehend in reality as it seems when matters have to be simplified in a schematic presentation. In reality the processes interpenetrate one another. In fact, you can observe that when the inflammatory forces are strong in the human being there will be febrile phenomena. These are essentially the result of excessively strong constructive processes located in the blood. With the force of selfhood (Eigenkraft) that frequently develops in a person with a fever, it could be possible to provide quite a bit of strength to a second person, if the means were available for diverting the forces from one to the other in the right way. On the other hand, where the breakdown forces are working strongly, cooling phenomena occur. The presence of these phenomena is not as easy to substantiate as the febrile phenomena, but these two types of phenomena alternate so that in reality we are always dealing with interpenetrating activities that simply have to be distinguished if we wish to comprehend what is going on. A question often arises concerning poisons that occur in nature, for example the poison in belladonna, the deadly nightshade: how are actual poisons different from ordinary substances that we find in our environment and use for food? When we eat food, something is introduced into the organism that is formed in outer nature similarly to the way in which our invisible man is formed. We take into us something that proceeds from a spiritual activity, enters an astral activity, then an etheric activity, and finally a physical activity. In nature such an activity is directed from above downward; it acts upon the earth from the periphery, as it were. This activity is related to our inner ego activity, which is a purely spiritual activity. If what I have depicted schematically flows down, but transforms itself via the astral, then further via the etheric, then going down into the physical, then the plant as a rule takes up such an activity. The plant grows toward this activity from below upward and takes up this etheric activity, which, however, already rightly contains from above the astral and ego activity, i.e., the soul and spiritual activity. It is also possible for something else to take place, as it does with a poison. Poisonous substances have the peculiarity that they do not make use of the etheric as do the normal green substances in the plant; instead they turn directly to the astral, so that the astral enters into this substance. With belladonna, the fruit becomes especially greedy and is not satisfied by taking up just the etheric; instead the fruit takes up the astral directly, before this astral has taken up the life-forces through the etheric in streaming downward. You could say that in such cases the astral is continually dripping from the world-periphery directly down to the earth instead of entering the etheric. And such drops of the astral being, which have not gone through the ether atmosphere of the earth in the right way, can, for example, be found in the poison of the deadly nightshade. We also have this cosmic astral element dripping down into the plant in the poison of the Jimsonweed fruit, in hyoscyamus (henbane), etc. What therefore lives in this plant substance, for example in the deadly nightshade, is related to the activity that enters the human nerves and circulation of oxygen directly from the ego or the astral body. Thus by taking in the poison of the deadly nightshade, we get a significant strengthening of the breakdown processes in us, those processes that usually enter the physical body directly from the ego. The human ego is not generally strong enough to tolerate such a strengthening of breakdown processes. If the opposite activity is too great, however—the activity that proceeds from below upward in the blood vessels—one can counter it with such breakdown processes from nature. Atropine, the poison of the deadly nightshade, can thus be used in small doses to counteract excessive growth processes in the human being. The moment there is too much of this poison, however, we cannot talk about an equilibrium anymore. Then the growth processes are pushed back and the human being is benumbed by a spiritual activity that he is not yet able to tolerate with his ego. He will be able to tolerate such a spiritual activity perhaps only in future conditions, in the Venus and Vulcan stages of evolution. This is why the peculiar symptoms of poisoning occur. First the point of origin of the activity effective in the blood is undermined; then the gastric manifestations arise that appear after the ingestion of deadly nightshade poison; then the forces working from below upward are strongly prevented from doing so in the right way; finally complete unconsciousness occurs with the destruction of the human being from the side of the breakdown processes. Thus we can trace the effect of such a substance in the human organism if we know the spiritual content of a substance we have absorbed. This can best be studied in plants. Knowledge of the human organism must be joined with a proper knowledge of outer nature. We must come to know what lives in individual plants. Then we will also know how the different plants affect the human being, in dietary prescriptions for example. Then we will really be able to achieve something if the proper social conditions are brought about at the same time so that these things can really be applied. Today, even if we know something, we are usually unable to do anything, because our social conditions are in no way adapted to the knowledge of nature. The knowledge of nature is abstracted, is driven into the abstract so that we cannot grasp the human being's real position in the whole universe. It would not yet be possible on a large scale, for example, for us to ensure that individuals who might need it could receive a certain plant substance in some sort of rhythm. In order to make this possible in a comprehensive way, our scientific medicine must take on a different character. The outer arrangements in all social life need to be related to what can be known about the human being's relationship to surrounding nature. Certainly a great deal can be done in isolated instances. We can prepare roots by boiling them for someone in whom the breakdown processes proceeding from the head are too strong. We can decoct certain roots that are known to contain substances that have drawn the spiritual, the astral, and the etheric in the right way into the physical in the process of root formation. Through introducing substances from the process of root formation into the human organism and bringing them to activity in the organism, a person receives something that goes up to the finest ramifications of the blood vessels at the outermost periphery, going into the head. By doing this we can call forth something to counteract the excessively strong breakdown processes of the nervous system. But one needs to have an exact conception of the changes that plant substances from the root undergo when taken in through the mouth and worked through in order to go to the outermost periphery of the head organization or skin organization. In other cases we would have to know how substances taken from the flower act in the human organism. These substances are already a little shaky in their relationship to the etheric, they have already taken up the astral to a significant extent. In a certain sense they already approach the poisonous, though only slightly. We would have to know that when these substances are added to baths, and thereby brought into the organism in a completely different way, we can stimulate the excessively weak upbuilding organization that lies in the blood vessels. We would then counteract from outside the influence from the breakdown activity. It is similar if we wish to pursue the inner effectiveness of injected substances. There we are essentially trying to strengthen the upbuilding processes so that a proper equilibrium with the breakdown processes is established. This is why, particularly when giving injections, we must always observe how the breakdown processes react. We will not get the right effect if we cannot see how the breakdown processes first resist and then only gradually enter into the upbuilding process in the right way. When injecting something, therefore, we may notice that slight visual disturbances and buzzing in the ears arise, because at first the breakdown processes refuse to enter into the right equilibrium with the strengthened upbuilding processes. But when such symptoms appear they provide a guarantee that we are indeed intervening in the processes. You see, anthroposophy is really not concerned with furnishing sectarian aunt-and-uncle gatherings with schemes they can argue about, schemes describing how the human being consists of physical body, etheric body, astral body, and ego. Rather it is very seriously concerned with comprehending the human being and his relationship to the world, with bringing the spiritual into everything material. And if anthroposophy really wants to secure its place in the world, it must be understood that it is able to pursue the spiritual into the material. As long as we merely occupy ourselves with aunt-and-uncle gatherings in sectarian circles, with squabbling over the division of the human being, we will be engaged in conflict about all sorts of other sectarian things. The moment we can really show how anthroposophy touches on all other knowledge, casts light on all other earthly knowledge—just as astrology illuminated earthly processes in earlier times—then anthroposophy will be something that can take hold of modern civilization. Then truly constructive progress may begin in human civilization, even in the face of the destructive processes originating in older times. Such seriousness must be combined with what could be called one's commitment to anthroposophy. Certainly not everyone can always participate so actively that he himself discovers, for example, how belladonna on one side and chlorine on the other work in the human organism. For each individual to discover this is not the point; instead what is important is for an understanding to arise in wider circles, a common feeling for how what is therapeutic for the human being can be gained from an anthroposophical knowledge of the earth and the human being. In Waldorf education, we would not expect that every person could be a teacher, or at least teachers of children from elementary school on. We do expect, however, that there be general understanding of how educational principles are established out of knowledge of the human being and the world. Anthroposophy needs to be met with understanding. It would be wrong to believe that everyone should know everything, but the activity of an anthroposophical community should consist of building a general understanding, based on healthy common sense, for what anthroposophy is striving to realize for the health and future of humanity. Entry in Rudolf Steiner's Notebook, February 11, 1923The ether becomes similar to that of the nerve-sense system: A. The ether becomes similar to that of the metabolic system: B. Pus = the organic (etheric) permeated by outer, centrifugal astrality—on the path to the outside Congealed exudate = the (etheric) organic permeated by inner, centripetal astrality—on the path of disappearing out of the physical world— In healing, the organism only continues a process that is already active in the daily defense against outer processes penetrating into the human being, which are poisoning— The lower system (which accomplishes this) separates the outer, after it has permeated the same with centrifugal forces, as they are active in the growth of plants—as they are present in sleep. What poisons is the centripetally active [force]—of the nerve-sense system—which leads the outer world inward—it leads the outer world inward after cooling it (making it into mere form), so that through it the spiritual penetrates inward directly. The inhibited inhalation, nourishing, the excessively strong day processes; the excessive exhalation, digestion, the excessively strong night processes. The body has not taken up the spirit, excessively strong night processes = one is feverish: a formation of inner softening—pus. The body takes up the spirit too strongly, excessively strong day processes = one freezes: a formation of inner hardening—inward exudate-like—fragmenting. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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When anthroposophy is discussed in certain circles today, one of the many misstatements made about it is that it is intellectualistic, that it appeals too predominantly to the scientific mind, and that it does not sufficiently consider the needs of the human Gemüt. For this reason I have chosen Anthroposophy and the Human Gemüt as the subject of this short cycle of lectures which, to my great satisfaction, I am able to deliver to you here in Vienna, my dear friends. The human Gemüt has indeed been wholly excluded from the domain of cognition by the intellectualistic development of civilization in the last three or four centuries. It is true that today one never tires of insisting that man cannot stop short at what the dry, matter-of-fact intellect can comprehend. Nevertheless, when it is a case of acquiring knowledge people depend exclusively upon this intellect. On the other hand, it is constantly being emphasized that the human Gemüt ought to come into its own again—yet it is not given the chance to do so. It is denied the opportunity of making any contact whatever with cosmic enigmas, and its sphere of action is limited to the most intimate concerns of men, to matters that are decided only in the most personal way. Today we shall discuss first in what I might call a sort of historical retrospect how, in earlier periods of human evolution, this Gemüt was granted a voice in the search for knowledge, when it was permitted to conjure up grandiose and mighty images before the human soul, intended to illuminate man's efforts of realizing his incorporation into the body of world events, into the cosmos, and his participation in the changing times. In those days when the human Gemüt was still allowed to contribute its share in the matter of world views, these images really constituted the most important element of them. They represented the vast, comprehensive cosmic connections and assigned man his position in them. In order to create a basis for further study of the human Gemüt from the viewpoint of anthroposophy, I should like to present to you today one of those grandiose, majestic images that formerly were intended to function as I have indicated. It is at the same time one of those images especially fitted, at present, to be brought before men's souls in a new manner, with which we shall also deal. I should like to talk to you about that image with which you are all familiar, but whose significance for human consciousness has gradually partly faded, partly suffered through misconception: I refer to the image of the conflict, the battle, of Michael with the Dragon. Many people are still deeply affected by it, but its more profound content is either dim or misunderstood. At best it makes no such close contact with the human Gemüt as was once the case, even as late as the 18th Century. People of today have no conception of the changes that have taken place in this respect, of how great a proportion of what so-called clever people call fantastic visions constituted the most serious elements of the ancient world views. This has been preeminently the case with the image of Michael's combat with the Dragon. Nowadays, when a man reflects upon his development on the earth, a materialist world view inclines him to trace his relatively more perfect human form back to less perfect ones, farther and farther back to physical-animal forbears. In this way one really moves away from present-day man who is able to experience his own being in an inner, psycho-spiritual way, and arrives at far more material creatures from whom man is supposed to have descended—creatures that stood much closer to material existence. People assume that matter has gradually developed upward to the point where it experiences spirit. That was not the view in comparatively recent times: it was really the exact opposite. Even as late as the 18th Century, when those who had not been infected by the materialistic viewpoint and frame of mind—there were not yet many who were so infected—cast their inner gaze back to prehistoric mankind, they looked upon their ancestors not as beings less human than themselves but as beings more spiritual. They beheld beings in whom spirituality was so inherent that they did not assume physical bodies in the sense that people on earth do today. Incidentally, the earth did not even exist then. They beheld beings living in a higher, more spiritual way and having—to express it crudely—a body of much finer, more spiritual substance. To that sphere one did not assign beings like present-day men but more exalted ones—beings having at most an etheric body, not a physical one. Such, approximately, were our ancestors as people then conceived them. People used to look back at a time when there were not so-called higher animals either, when at most there were animals whose descendants of the jelly-fish kind live in the oceans of today. On what was the ancestor of our earth, they represented, so to speak, the animal kingdom, the plane below that of man; and above the latter was the kingdom embracing only beings with at most an etheric body. What I enumerated in my Occult Science, an Outline, as beings of the higher hierarchies would still be today, though in a different form, what was then considered in a certain sense the ancestry of man. These beings—Angeloi, Archangeloi, and Archai—in the stage of their evolution of that time, were not destined to be free beings in the sense in which today we speak of freedom in connection with man. The will of these beings was not experienced by them in such a way as to give them that singular feeling we express by the phrase: to desire something arbitrarily. These beings desired nothing arbitrarily; they willed what flowed into their being as divine will; they had completely identified their will with the divine will. The divine beings ranking above them and signifying, in their interrelationships, the divine guidance of the world—these beings willed, in a sense, through the lower spirits—archangels and angels; so that the latter willed absolutely according to the purpose and in the sense of superior, divine-spiritual will. The world of ideas of this older mankind was as follows: In that ancient epoch the time had not yet arrived in which beings could develop who would be conscious of the feeling of freedom. The divine-spiritual world-order had postponed that moment to a later epoch, when a number of those spirits, identified with the divine will, were, in a sense, to receive a free will of their own. That was to occur when the right time had come in world evolution.—It is not my purpose to corroborate today from the anthroposophical viewpoint what I have been characterizing; that will be done in the next lectures. Today I am merely describing the conceptions occupying the most enlightened spirits even as late as the 18th Century. I shall present them historically, for only by this method shall we arrive at a new view of the problem of reviving these conceptions in a different form. But then—as these people saw it—among these spirits, whose real cosmic destiny was to remain identified with the will of the divine spirits, there arose a number of beings that wanted to disassociate their will, as it were, to emancipate it, from the divine will. In superhuman pride, certain beings revolted because they desired freedom of will before the time had come for their freedom to mature; and the most important one of these beings, their leader, was conceived of as the being taking shape in the Dragon that Michael combats—Michael, who remained above in the realm of those spirits that wanted to continue molding their will to the divine-spiritual will above them. By thus remaining steadfast within the divine-spiritual will, Michael received the impulse to deal adequately with the spirit that grasped at freedom prematurely, if I may put it that way; for the forms possessed by the beings of the hierarchy of the Angeloi, Archangeloi, and Archai were simply not adapted to a being destined to have a free will, emancipated from divine will, as described. Not until later in world evolution were such forms to come into being, namely, the human form.—But all this is conceived as happening in a period in which cosmic development of the human form was not yet possible; nor were the higher animal forms possible—only the low ones I mentioned. Thus a form had to come into being that might be called cosmically contradictory, and the refractory spirit had to be poured into this mold, so to speak. It could not be an animal form like those destined to appear only later, nor could it be the form of an animal of that time, of the then prevalent softer matter, so to say. It could only be an animal form differing from any that would be possible in the physical world, yet resembling an animal by reason of representing a cosmic contradiction. And the only form that could be evolved out of what was possible at that time is the form of the Dragon. Naturally it was interpreted in various ways when painted or otherwise represented—more or less suitably, according to the inner imaginative cognition of the artist concerning what was possible at that time in a being that had developed a refractory will. But in any case this form is not to be found among those that became possible in the animal scale up to man in the physical world: it had to remain a super-sensible being. But as such it could not exist in the realm inhabited by the beings of the higher hierarchies—angels, archangels, and so forth: it had to be transferred, as it were, placed among the beings that could evolve in the course of physical development. And that is the story of “The Fall of the Dragon from Heaven to Earth.” It was Michael's deed, this bestowing of a form that is supra-animalistic: super-sensible, but intolerable in the super-sensible realm: for although it is super-sensible it is incompatible with the realm of the super-sensible where it existed before it rebelled. Thus this form was transferred to the physical world, but as a superphysical, super-sensible form. It lived thereafter in the realm where the minerals, plants, and animals live: in what became the earth. But it did not live there in such a way that a human eye could perceive it as it does an ordinary animal. When the soul's eye is raised to those worlds for which provision was made, so to speak, in the plan of higher worlds, it beholds in its imaginations the beings of the higher hierarchies; when the human physical eye observes the physical world it sees simply what has come into being in the various kingdoms of nature, up to the form of the physical-sensible human being. But when the soul's eye is directed to what physical nature embraces, it beholds this inherently contradictory form of the Adversary, of him who is like an animal and yet not like an animal, who dwells in the visible world, yet is himself invisible: it beholds the form of the Dragon. And in the whole genesis of the Dragon men of old saw the act of Michael, who remained in the realm of spirit in the form suitable to that realm. Now the earth came into being, and with it, man; and it was intended that man should become, in a sense, a twofold being. With one part of his being, with his psycho-spiritual part, he was to reach up into what is called the heavenly, the super-sensible world; and with the other, with the physical-etheric part, he was to belong to that nature which came into being as earth-nature, as a new cosmic body—the cosmic body to which the apostate spirit, the Adversary, was relegated. This is where man had to come into being. He was the being who, according to the primordial decree that underlies all, belongs in this world. Man belonged on the earth. The Dragon did not belong on the earth, but he had been transferred thither. And now consider what man encountered on the earth, as he came into existence with the earth. He encountered what had developed as external nature out of previous nature kingdoms, tending toward and culminating in our present mineral, plant, and animal kingdoms, up to his own physical form. That is what he encountered—in other words, what we are accustomed to call extra-human nature. What was this? It was, and still is today, the perpetuation of what was intended by the highest creative powers in the continuous plan for the world's evolution. That is why the human being, in experiencing it in his Gemüt, can look out upon external nature, upon the minerals and all that is connected with the mineral world, upon the wondrous crystal formations—also upon the mountains, the clouds, and all the other forms—and he beholds this outer nature in its condition of death, as it were; of not being alive. But he sees all this that is not alive as something that an earlier divine world discarded—just as the human corpse, though in a different significance, is discarded by the living man at death. Although the aspect of the human corpse as it appears to us is not primarily anything that can impress us positively, yet that which, in a certain sense, is also a divine corpse, though on a higher plane, and which originated in the mineral kingdom, may be regarded as the factor whose form and shape reflects the originally formless-living divinity. And what then comes into being as the higher kingdoms of nature can be regarded as a further reflection of what originally existed as the formless divine. So man can gaze upon the whole of nature and may feel that this extra-human nature is a mirror of the divine in the world. And after all, that is what nature is intended to give to the human Gemüt. Naïvely, and not through speculation, man must be able to feel joy and accord at the sight of this or that manifestation of nature, feel inner jubilation and enthusiasm when he experiences creative nature in its sprouting and blossoming. And his very unawareness of the cause of this elation, this enthusiasm, this overflowing joy in nature—that is what should evoke deep down in his heart the feeling that his Gemüt is so intimately related to this nature that he can say to himself—though in dim consciousness: all this the Gods have taken out of themselves and established in the world as their mirror—the same gods from whom my Gemüt derived, from whom I myself sprang by a different way.—And all our inner elation and joy in nature, all that rises in us as a feeling of release when we participate vividly in the freshness of nature, all this should be attuned to the feeling of relationship between our human Gemüt and what lives out there in nature as a mirror of Divinity. As you know, man's position in his evolution is such that he takes nature into himself—takes it in through nourishment, through breathing, and—though in a spiritual way—through perceiving it with his senses. In these three ways external nature enters into man, and it is this that makes him a twofold being. Through his psycho-spiritual being he is related to the beings of the higher hierarchies, but a part of his being he must form out of what he finds in nature. That he takes into himself; and by being received in him as nourishment, as the stimulus of breathing, and even in the more delicate etheric process of perception, it extends in him the processes of outer nature. This appears in him as instinct, passion, animal lust—as everything animalistic that rises out of the depths of his nature. Let us note that carefully. Out there we see wondrously formed crystals, mineral masses that tower into gigantic mountains, fresh mineral forms that flow as water over the earth in the most manifold ways. On a higher plane of formative force we have before us the burgeoning substance and nature of plants, the endless variety of animal forms, and finally the human physical form itself. All that, living in outer nature, is a mirror of the Godhead. It stands there in its marvelous naïve innocence before the human Gemüt, just because it mirrors the Godhead and is at bottom nothing but a pure reflection. Only, one must understand this reflection. Primarily it is not to be comprehended by the intellect, but only, as we shall hear in the next lectures, precisely by the Gemüt. But if man does understand it with his Gemüt—and in the olden times of which I spoke, men did—he sees it as a mirror of the Godhead.—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him. That was the feeling still cherished by many of the most enlightened men even in the 18th Century. They still felt vividly the difference between outer nature and what nature becomes after man has devoured, breathed, and perceived it. They felt intensely the difference between the naïve outer nature, perceptible to the senses, on the one hand, and human, inwardly surging sensuality, on the other. This difference was still livingly clear to many men who in the 18th Century, experienced nature and man and described them to their pupils, described how nature and man are involved in the conflict between Michael and the Dragon. In considering that this radical contrast still occupied the souls of men in the 18th Century—outer nature in its essential innocence, nature within man in its corruption—we must now recall the Dragon that Michael relegated to this world of nature because he found him unworthy to remain in the world of spirituality. Out there in the world of minerals, plants, even of animals, that Dragon, whose form is incompatible with nature, assumed none of the forms of nature beings. He assumed that dragon form which today must seem fantastic to many of us—a form that must inevitably remain super-sensible. It cannot enter a mineral, a plant, or an animal, nor can it enter a physical human body. But it can enter that which outer, innocent nature becomes, in the form of guilt in the welling-up of life of instincts in the physical human body. Thus many people as late as the 18th Century said: And the Dragon, the Old Serpent, was cast out of heaven down to the earth, where he had no home; but then he erected his bulwark in the being of man, and now he is entrenched in human nature. In this way that mighty image of Michael and the Dragon still constituted for those times an integral part of human cognition. An anthroposophy appropriate to that period would have to explain that by taking outer nature into himself through nourishment, breathing, and perception, man creates within himself a sphere of action for the Dragon. The Dragon lives in human nature; and this conception dwelt so definitely in the Gemüt of 18th Century men that one could easily imagine them as having stationed some clairvoyant being on another planet to draw a picture of the earth; and he would have shown everything existing in the minerals, plants and animals—in short, in the extra-human—as bearing no trace of the Dragon, but he would have drawn the Dragon as coiling through the animality in man, thereby representing an earth-being. Thus the situation had changed for people of the 18th Century from that out of which it all had grown in pre-human times. For pre-humanity the conflict between Michael and the Dragon had to be located in outer objectivity, so to speak; but now the Dragon was outwardly nowhere to be found. Where was he? Where would one have to look for him? Anywhere wherever there were men on earth. That's where he was. If Michael wanted to carry on his mission, which in pre-human times lay in objective nature, when his task was to conquer the Dragon, the world-monster, externally, he must henceforth continue the struggle within human nature.—This occurred in the remote past and persisted into the 18th Century. But those who held this view knew that they had transferred to the inner man an event that had formerly been a cosmic one; and they said, in effect: Look back to olden times when you must imagine Michael to have cast the Dragon out of heaven down to earth—an event taking place in extra-human worlds. And behold the later time: man comes to earth, he takes into himself outer nature, transforms it, thus enabling the Dragon to take possession of it, and the conflict between Michael and the Dragon must henceforth be carried on on the earth. Such thought trends were not as abstract as people of the present would like thoughts to be. Today people like to get along with thoughts as obvious as possible. They put it this way: Well, formerly an event like the conflict between Michael and the Dragon was simply thought of as external; but during the course of evolution mankind has turned inward, hence such an event is now perceived only inwardly.—Truly, those who are content to stop at such abstractions are not to be envied, and in any case they fail to envision the course of the world history of human thought. For it happened as I have just presented it; the outer cosmic conflict of Michael and the Dragon was transferred to the inner human being, because only in human nature could the Dragon now find his sphere of action. But precisely this infused into the Michael problem the germinating of human freedom; for if the conflict had continued within man in the same way it had formerly occurred without, the human being would positively have become an automaton. By reason of being transferred to the inner being, the struggle became in a sense—expressed by an outer abstraction—a battle of the higher nature in man against the lower. But the only form it could assume for human consciousness was that of Michael in the super-sensible worlds, to which men were led to lift their gaze. And as a matter of fact, in the 18th Century there still existed numerous guides, instructions, all providing ways by which men could reach the sphere of Michael, so that with the help of his strength they might fight the Dragon dwelling in their own animal nature. Such a man, able to see into the deeper spiritual life of the 18th Century would have to be represented pictorially somewhat as follows: outwardly the human form; in the lower, animalistic portion the Dragon writhing—even coiling about the heart; but then—behind the man, as it were, for we see the higher things with the back of our head—the outer cosmic figure of Michael, towering, radiant, retaining his cosmic nature but reflecting it in the higher human nature, so that the man's own etheric body reflects etherically the cosmic figure of Michael. Then there would be visible in this human head—but working down into the heart—the power of Michael, crushing the Dragon and causing his blood to flow down from the man's heart to the limbs. That was the picture of the inner-human struggle of Michael with the dragon still harbored by many people of the 18th Century. It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life. The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. On one of the planets gradually arise the kingdoms of nature; man comes into being. And looking into the future, all this is seen to pass over again into the great graveyard of natural existence—The intellect cannot help imagining the matter in this way; and because more and more the intellect has become the only recognized autocrat of human cognition, the world view has gradually become what it is for mankind in general. But in all those earlier people of whom I have spoken today the eye of the Gemüt, as I might call it, was active. In his intellect a man can isolate himself from the world, for everyone has his own head and in that head his own thoughts. In his Gemüt he cannot do that, for the Gemüt is not dependent upon the head but upon the rhythmic organism of man. The air I have within me at the present moment, I did not have within me a moment ago: it was the general air, and in another moment it will again be the general air when I exhale it. It is only the head that isolates man, makes of him a hermit on the earth. Even in respect of the physical organization of his Gemüt, man is not isolated in this way: in that respect he belongs to the cosmos, is merely a figure in the cosmos. But gradually the Gemüt lost its power of vision, and the head alone became seeing. The head alone, however, develops only intellectuality—it isolates man. When men still saw with their Gemüt they did not project abstract thoughts into the cosmos with the object of interpreting it, of explaining it: they still read grandiose images into it, {Translator's Note: “Saw” them into it, is Rudolf Steiner's expression} like that of Michael's Fight with the Dragon. Such a man saw what lived in his own nature and being, something that had evolved out of the world, out of the cosmos, as I described it today. He saw the inner Michael struggle come to life in the human being, in the anthropos, and take the place of the external Michael battle in the cosmos. He saw anthroposophy develop out of cosmosophy. And whenever we look back to an older world view from the abstract thoughts that affect us as cold and matter-of-fact, whose intellectuality makes us shiver, we are guided to images, one of the most grandiose of which is this of Michael at war with the Dragon; Michael, who first cast the Dragon to earth where, I might say, the Dragon could occupy his human fortress; Michael, who then became the fighter of the Dragon in man, as described. In this picture that I have evoked for you, Michael stands cosmically behind man, while within man there is an etheric image of Michael that wages the real battle through which man can gradually become free; for it is not Michael himself who wages the battle, but human devotion and the resulting image of Michael. In the cosmic Michael there still lives that being to whom men can look up and who engaged in the original cosmic struggle with the Dragon. Truly, not upon earth alone do events take place—in fact, earth events remain incomprehensible for us unless we are able to see them as images of events in the super-sensible world and to find their causes there. In this sense a Michael deed was performed in the super-sensible realm shortly before our time, a deed I should like to characterize in the following way. In doing so I must speak in a manner that is nowadays discredited as anthropomorphic; but how could I relate it otherwise than by using human words to describe what occurs in the super-sensible world? The epoch during which Michael cast the Dragon down to earth was thought of as lying far back in the pre-human times; but then, man appeared upon the earth and there occurred what I have described: the war between Michael and the Dragon became ever more an inner struggle. It was at the end of the 19th century that Michael could say: The image in man is now sufficiently condensed for him to be aware of it within himself: he can now feel in his Gemüt the Conqueror of the Dragon—at least, the image means something to him.—In the evolution of mankind the last third of the 19th Century stands for something extraordinarily important. In older times there was in man primarily only a tenuous image of Michael; but it condensed more and more, and in the last third of the 19th Century there appeared what follows: In earlier times the invisible, super-sensible Dragon was predominant, active in the passions and instincts, in the desires and in the animal lusts. For ordinary consciousness that Dragon remains subsensible; he dwells in man's animal nature. But there he lives in all that tends to drag man down, goading him into becoming gradually sub-human. The condition was such that Michael always intervened in human nature, in order that humanity should not fall too low. But in the last third of the 19th Century the Michael image became so strong in man that the matter of directing his feelings upward and rising to the Michael image came to depend upon his good-will, so to speak; so that on the one hand, in unenlightened experience of the feelings, he may glimpse the image of the Dragon, and on the other hand, the radiant figure of Michael may stand before the soul's eye—radiant in spiritual vision, yet within the reach of ordinary consciousness. So the content of the human Gemüt can be this: The power of the Dragon is working within me, trying to drag me down. I do not see it—I feel it as something that would drag me down below myself. But in the spirit I see the luminous Angel whose cosmic task has always been the vanquishing of the Dragon. I concentrate my Gemüt upon this glowing figure, I let its light stream into my Gemüt, and thus my illumined and warmed Gemüt will bear within it the strength of Michael. And out of a free resolution I shall be able, through my alliance with Michael, to conquer the Dragon's might in my own lower nature. If the requisite good-will were forthcoming in extensive circles to raise such a conception to a religious force and to inscribe it in every Gemüt we would not have all the vague and impotent ideas such as prevail in every quarter today—plans for reforms, and the like. Rather, we would have something that once again could seize hold on the whole inner man, because that is what can be inscribed in the living Gemüt—that living Gemüt which enters into a living relationship with the whole cosmos the moment it really comes to life. Then those glowing Michael thoughts would be the first harbingers of our ability to penetrate once more into the super-sensible world. The striving for enlightenment would become inwardly and deeply religious. And thereby men would be prepared for the festivals of the year, the understanding of which only glimmers faintly across the ages—but at least it glimmers—and they would celebrate in full consciousness the festival the calendar sets at the end of September, at the beginning of autumn: the Michael Festival. This will regain its significance only when we are able to experience in our soul such a living vision. And when we are able to feel it in a living way and to make it into an instinctive social impulse of the present, then this Michael Festival—because the impulses spring directly from the spiritual world—could be regarded as the crowning impulse—even the initial impulse we need to find our way out of the present disaster: to add something real to all the talk about ideals, something not originating in human heads or hearts but in the cosmos. And then, when the trees shed their leaves and blossoms ripen into fruit, when nature sends us her first frost and prepares to sink into her winter death, we would be able to feel the burgeoning of spirit, with which we should unite ourselves—just as we feel the Easter Festival with the sprouting, budding spring. Then, as citizens of the cosmos, we would be able to carry impulses into our lives which, not being abstract, would not remain ineffectual but would manifest their power immediately. Life will not have a soul content again until we can develop cosmic impulses in our Gemüt. |
270. Esoteric Instructions: Seventh Lesson
11 Apr 1924, Dornach Tr. John Riedel Rudolf Steiner |
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He beholds himself as threefold. [It was marked in green.]2 Mind—Spirit He beholds himself in his threefold nature, expressed in soul in thinking, in feeling, and in willing. |
270. Esoteric Instructions: Seventh Lesson
11 Apr 1924, Dornach Tr. John Riedel Rudolf Steiner |
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My dear friends! A whole group of new members of this school have arrived here today, and so I am obliged to say at least a few words once again to convey something of the principles of this school. The first thing to be said about this school is that it forms the esoteric aspect of the existing Anthroposophical Movement, which with the Christmas Conference here at the Goetheanum has been newly reestablished. Earlier there were a few esoteric circles at the Goetheanum. All these esoteric circles must by and by come into this school, for it certainly has occurred that with the Christmas Conference a new spirit has come into the Anthroposophical Movement, insofar as it streams through the Anthroposophical Society. I have also just spoken the words abroad, in recapitulation, which should point out the difference between the Anthroposophical Movement before Christmas, and what we now have since Christmas. Previously the Anthroposophical Society was a sort of administrative body for anthroposophical teachings, for the substance of Anthroposophy. Since Christmas it is different. Now it does more than merely foster Anthroposophy in the Anthroposophical Society. Now it is constituted so that Anthroposophy is actually done, which means that all things that flow through the Anthroposophical Society bearing on operations and ideas are constituted so as to be anthroposophical through and through. What has happened with this renewal, my dear friends, must be taken in with sufficient depth, and fundamentally must be taken in with deepest sincerity. The renewal will then allow a differentiation between the Anthroposophical Society in general, and this esoteric school within the Anthroposophical Society. In keeping with the principle of openness that was established at the Christmas Conference, the Anthroposophical Society will of course require no more of its members than that they stand honestly by whatever Anthroposophy is, that they are, we might say, listeners to Anthroposophy, and that they make of this Anthroposophy whatever they can with their hearts and souls. It is quite different within the school. Whoever enters this school, declares thereby that as a member he will be a true representative of the Anthroposophical Movement. And in this esoteric school, that eventually will be expanded into three classes, in this esoteric school the freedom implicit for every member of the anthroposophical community most certainly must be made to rule. Also, for the directorate, the Executive Council at the Goetheanum,1 whose members answer for the school, full freedom must rule. Being a true member of this school entails that in whatever matters a member is engaged with in daily life, that an anthroposophical approach is displayed to the world. And the Goetheanum Executive Council, as it appears to them, must be able to decide whether a member, not being able to be a representative of the Anthroposophical Movement, should therefore be stricken from the membership of the school. It must be a two-way relationship. In the future, in the holding and handling of this school, a certain spirit must be engaged, a spirit that is ever more and more serious and in a certain sense stronger. Otherwise, we just cannot progress further with the Anthroposophical Movement. We ourselves must really feel it within the school, especially if we have a chance to enhance and strengthen Anthroposophy. There will be hard times ahead for Anthroposophy, and so the members of the school must know the difficulties that they have taken upon themselves. They are not simply devoted to Anthroposophy, but are members of an esoteric school. And it must be seen as a commitment, a most inward commitment, that the operation of the Executive Council, as it is presently constituted, is seen in its esoteric substance. This must ever more and more come into the awareness of the members, which has not yet happened. It must happen. It must come to be generally known. And it says a lot, that at this time an Executive Council has come into being out of the esoteric. What is certainly being pointed out, is that all of those who rightfully regard themselves as members of the school, should see the school as having been founded not by men and women, but rather by the will of the present-day ruling spiritual powers of the world. The school should be seen as having been put in place by the spiritual world, and should be seen as the meaningful work of the spiritual world, the spiritual world that not only feels somewhat responsible for it, but the spiritual world that feels responsible for it in the strongest sense. Therefore, whoever does not take this School seriously, and does not carry it within when involved in daily activities, without fail, for such a member, who does not take the matter seriously, his membership must be stricken. Actually, lassitude to a very great degree has infiltrated the Anthroposophical Society in the last few years. To remove this forever is to be one of the many functions of this school. We should feel ourselves to be responsible for the words that we speak, we should before all things feel responsible for them, so that every word we speak, in the most serious sense, has been so fully verified by us, that we can represent it as truth. For untruthful statements, even when coming forth with good will, will work destructively within an occult movement. There must be no deceit about this, but rather the fullest clarity must reign. It comes down to this, the intention is not to allow it to wash lightly over a person, but the intention is to arrive at the absolute truth. And among the first responsibilities of a student of the esoteric, is that he not only feel a commitment to relate what he believes to be the truth, but that a commitment is felt to verify that the things that are said are actual objective truths. For only when (in the sense of objective truth) we have won godly spiritual might, the strength of which runs through this school, will we thereby be able to steer our way through all the difficulties that will beset Anthroposophy. One should also not fail to attend to what is happening in the external world. Now please, my friends, whatever is spoken in the environs of the school should remain within the environs of the school. Yet I tell you that even within the environs of the school, one may not forget the sorts of things that are being discussed by authoritative personalities, such as the following: “Those who represent the principles of the Roman Church will be doing their utmost in the near future to make the individual states of the former German Empire independent,” and I am merely reporting, “so that out of these independent states, with the exclusion of Prussia, the Holy Roman Empire of the German Nation can once more be established, which in turn, having been established out of such a prominent quarter, will of course spread its influence over neighboring regions.” These persons say that they will have to do this in order to destroy, in root and branch, those movements that are most dangerous and frightful. They add that if they fail to reestablish the Holy Roman Empire of the German Nation, then they will find other means by which to destroy in root and branch those most contrary, those most dangerous movements. The movements they are referring to are the Anthroposophical Movement and the Movement for Religious Renewal. I am quoting them almost word for word. And you should see, from what I say time and again, that the difficulties will not become smaller, but rather every week greater, and that what I say is built through and through on a firm foundation. I would like you to take this to heart at once, by bringing an earnest heart-felt quality to what you become acquainted with as members of this school. Only when we are members of this school openly, fully, in earnest, and actively, will we be able to reach the bedrock that is absolutely necessary, if we are to make it through the difficulties of the future. You may conclude from this that opponents will take Anthroposophy, and its branch Religious Renewal, much more seriously than many already ensconced as members. For when one becomes aware of the intention of reconstituting the broken-up Holy Roman Empire of 1806, and the implication that it is in order to dispose of our Movement, then one must take the matter very seriously. In a movement grounded in the spirit, it really and truly does not matter, my dear friends, just how many members are in the movement. What does matter is the sort of strength living within, strength that has come out of the spiritual world. The opponents know that this sort of strong force dwells within our Movement, so don't enter into it lightly, but with sufficient strength and firmness. Now, my dear friends, the content of these class-lessons has essentially been drawn from those things which can be imparted about meeting with the Guardian of the Threshold, and what this meeting with the Guardian of the Threshold on first encounter, on first experience signifies for the attainment of truer, more genuine supersensible insight, of actually knowing. Today I would like to add a few remarks to what we have already been looking into. It is not easy to present to someone that the meeting with the Guardian of the Threshold can really happen, if the person has not had the experience of knowing what it means for their human nature to be in the "I am” and their astral body to be outside of the physical body. For if a person's essential being is closed up within the physical body, he can only take whatever is in his vicinity as the truth, when it has been verified through the apparatus of the physical body. And through the apparatus of the physical body, the sensory world can only come to be taken as a reflection of the spiritual world, which initially is not disclosed through the senses, but is merely reflected. Now in general, it is not so difficult to leave one’s body. It is done every time one goes to sleep. A person is then outside of his body. But when outside of his body in the state of sleep, then his awareness is also quenched to the point of unconsciousness. Only illusory dreams, or perhaps also dreams that are not illusory, surge up out of this loss of consciousness. It is part of the subject matter of the attainment of higher awareness, however, to leave the physical body with fully aware-self-possession, so that external to his physical body one may perceive around about himself, just as within his physical body with the help of the physical senses he perceives the physical world. And he partakes then, outside of his physical body, of the spiritual world in truth. Initially, however, a person just sleeps without awareness. Under ordinary conditions it is not given to us to know what could be seen when outside of one’s body. And this specifically is due to a person being protected from coming upon the spiritual world unprepared. If and when a person is sufficiently prepared, what happens with him then? Then, when the person steps up to the abyss between the sensory world and the spiritual world [It was marked in red.], when the person has been found to be prepared, as has been pointed out in the last lesson, then the Guardian of the Threshold takes the true individuality of the person out and beyond, allowing over-flight of the abyss [It was marked in yellow.], under the agency of what has been delineated in the foregoing mantric verses. And for the first time, from the other side of the Threshold, a person can then observe his own sensory being, his physical being. Such is the first grand impression of true experience, my dear friends, when the Guardian of the Threshold can say to a person, "Look over there, there you are, so you appear to the outside while within the physical world, but with me, you appear in your innermost being." And then resounding again and again from the Guardian of the Threshold is a significant word. For now, it resounds from the Guardian of the Threshold out over the abyss, this significant word, in calling out to the person, for him to retain his presence of mind when he looks upon himself quite differently from the other side of the abyss. And he does look upon himself quite differently. He beholds himself as threefold. [It was marked in green.]2 He beholds himself in his threefold nature, expressed in soul in thinking, in feeling, and in willing. There are actually three people, the thinking person, the feeling person, and the willing person, all of which have been stuck into each person, and for the time being are really only drawn together in the physical world through the physical body. And all this, that the person looks upon, is intoned by the lips of the Guardian of the Threshold in the following manner.
Or it could be the human stamp, for one must of course translate the words from the occult speech.
[The mantra was now written on the board.]
The Guardian of the Threshold points out here how the three, which separate from one another as soon as the person leaves his physical body, how the three appear in relationship to this physical body. The gaze is directed out upon the physical body, upon the head, the heart, the various members of the body, and as said by the Guardian of the Threshold, "When you in actual truth behold the human head, this human head will be an image of the heavenly universe. You must gaze out upon the far-flung depths that seem to border on and to define the world, and realize it is not so, your physical one-sided envisioning of it, you must gaze out and on, and in your gazing out and on, you must remember that your head, in its roundness, is really a truthful image of the surrounding heavenly world.” And one may connect to this here and now by bringing into awareness the mantric verse.
One connects outwardly through the symbol of a triangle pointing up. [It was drawn before the line.] Through this symbol, as one pauses at this line of the mantric verse, you send your attention to the wide-open space above, and take note that everything around and about the earth is certainly part of this wide-open space above. You send your attention out and make it all an immediate presence.
Through this cosmic-heavenly presence flows the rhythm of the world, resounding as music of the world. When we feel the human heart beating, it seems as though this human heart is merely beating out upon all that passes before the human organism. In reality, what beats in the heart is a harmonious counterpoint to what has been circling as world-rhythm for not merely a thousand years, but a million years. Hence one again pauses, as the Guardian of the Threshold speaks accordingly the words "Feel the heart’s world-beat" and one senses, finds with empathy, feels what takes effect both in the heart and all around and overhead. [Now the symbol ⧖ of a down-pointing and an up-pointing triangle connected at the tips was drawn before the second line.] The triangles in this diagram join all that is below with all that is overhead.
This world-strength is the one in which gravity and the other earthly forces are concentrated and rise from beneath. In our thinking, that is, insofar as it is earth-thinking, adapted merely to grasping the earthly, we must gaze down and under, then we grasp the things that stream out of the earth working effectively in men and women. Again, one pauses by the "Think the limb’s world-strength” in a triangle facing downward. [▽ was drawn before the third line of the stanza.] And one will feel the character of the word of the Guardian, how it should work today on the human heart, on the human soul, if one allows this mantric verse in commensurate manner to come alive within and to work effectively.
One says the following verse while rendering the up-pointing triangle symbol △ before the head: One says the next verse while rendering the connected up and down symbol ⧖ before the chest.
One says the last verse while rendering the down-pointed triangle symbol ▽.
And one tries, after having allowed this mantric verse to work on his soul, to blunt the senses, to close the eyes, to hear nothing with the ears, to perceive nothing, and to remain in the dark for a while, that one might live fully and completely in the atmosphere of what sounds through the words. And in this manner, a person will place himself in the sphere in which initiation into all reality can then be experienced. In undertaking this, a person may take the first step beyond the Threshold. But one must allow the profound word of the Guardian to work upon him fully and in earnest. This profound word of the Guardian speaks of everything, the moment we cross over the Threshold, of everything being different than it is in the sensory world. In the sensory world we think that thoughts, that ideas are predominant in people. This is the way it is in the sensory world. By itself this predominance of envisioning, of thinking, which is perceptible to customary awareness as well, is always intermixed with a bit of willing. Always in stepping from one thought to another, we must be using our will, as we do when we bring an arm into motion, or a leg into motion, or in doing just about anything we wish to do. But it is easy and refined, this willing that carries one thought on to the next. And so it is, when we are in the sensory world, the two are bound together, the predominance mostly of thinking with a little bit of willing, an easy willing. Yet as soon as a person comes across over the Threshold and comes before the Guardian, it will be quite the opposite, for there the bundled predominance is mostly of far-flung will and minimally of thinking. And in this willing that is otherwise sleeping in people, one catches in it a scent of the spirit, for the human head is constituted out of the cosmos, out of the heavenly world, a spherical copy in all particulars. Hence the Guardian of the Threshold, when we have crossed over to the other side of the Threshold, calls out the following words. [A new part of the mantra was written on the board forthwith.]
And now one sees that willing is something quite different than it was previously. Previously the senses facilitated sensory perceptions, mediated sensations, and one had no awareness of will coursing through the eyes, of will coursing through the ears, of will coursing through the sense of warmth, of will coursing through every sense. Now, one sees that of all that the eyes sense as manifold colors, that the ears hear as manifold tones, that a person discerns as warmth and cold, as the difference between coarse and smooth, as odors, tastes, et cetera, that all this, all in the spiritual world is a sort of willing. [The mantra was continued on the board.]
If a person has come to know this by looking back at his head from the other side of the Threshold as willing becomes predominant, [The verb "willing" in the second line of the mantra was underlined.] how the mind sets willing in place there, [The word "willing" in the third line of the mantra was underlined.] then he would furthermore know, how the heart harbors the soul, and how he can feel the soul in his heart, just as he can will the head's spirit correspondingly in the head. And then he knows for the first time, when he regards thinking not as a capacity of the brain, but rather as an capacity of the heart, of the soul of the heart, how thinking belongs not to an individual person, but rather to the world. Then he experiences world living, circling around as world music. [The second stanza was begun on the board.]
You live in glory, not in soulless semblance of glory, but rather in the glory of the glow of the being of the world. [The summary lines of the first and second stanzas were now written, as the first stanza was once again spoken.]
Summarized in the final line:
Summarized, bearing on the heart's soul, on feeling, in the sentence:
[The words "wisdom" and "glory" were underlined.] Just as a person gets to know the mind as a willing, so he gets to know feeling as a thinking in regard to personal presence and awareness in the world, if from the other side he observes the three, which only in the sensory world are one. [In the second stanza “feel” and "feeling" were underlined.] And the Guardian continues in the third section. [The third stanza was begun on the board.]
Now we have the full reversal. On the other side a person maintains a concentration in the head of something else than thinking, for willing is here [The first stanza was indicated.], as I have just explained, concentrated in the head. Feeling remains in the heart, where it is also felt in the sensory world, for the inner force of the heart continues on in the spiritual world,
["Think" was underlined.] On the other side, thinking is brought together directly with the limbs, which is quite the reverse in the sensory world. [The writing was continued.]
And the will does this for thinking. ["Thinking" was underlined. The writing was continued and the word "virtue" was at the same time underlined.]
And so, we have the full reversal in the spiritual world, by means of what the Guardian of the Threshold has said to us. While not being able to differentiate willing, feeling, and thinking while a person looks up from down under, it is differentiated as a trinity when the person looks on it from the other side, willing up at the head, feeling in the middle, and thinking down among the limbs. In this way one becomes aware that what is willed, concentrated in the head, is wisdom woven into the world, in which all the beings of the spirit stream forth, and that thinking, seen in the extremities, is human striving, that can live as human virtue. And the three appear before the spiritual gaze:
[At the same time the words on the board "head's", "heart's", and limb's" were underlined in white, and the words "spirit", "soul", and "strength" were underlined in red.] In this way the mantric verse is built. And a person must be aware of the inner congruence, more than aware, for as it floods into him, he must allow the mantric verse to work on him:
[Forthwith were these three word-groups underlined on the board in yellow.] These are the words of the Guardian of the Threshold, in which the three, emerging from the one as we cross over into the world on the other side of the Threshold, the three are guided into our mind's eye.
These are the impressions through which the soul must sift, if real insight, real inward knowing is to be attained, resounding in the admonitions of the Guardian of the Threshold, as he also says to us:
[It was written on the board.]
And these are the words, that for countless thousands of years, that yawn at all portals to the spiritual world, and at the same time, that resound spiritedly:
Imagine, my brothers and sisters,5 saying to yourselves at once, "I will take these words of the Guardian of the Threshold seriously; I will know that I was not yet human; I will know that I become so through insight into the spiritual world." Imagine, my brothers and sisters, saying to yourselves a second time, "Why, the first time I did not take these words seriously enough; I will tell myself that I need twice as many steps, from my present state of being, not being a true human being, in order to become a true human being." Imagine declaring to yourselves a third time, "I will know that I need three steps, from the spot on which I stand, not being a true human being, in order to become a true human being." Serious is the first admonition that you give to yourselves. More serious is the second admonition. But the stamp of highest seriousness must be borne by the third admonition. And when you know how to bring this trinity in three-fold seriousness into the depths of your souls, then you will have an inkling of what it means for a person, through insight, through actual inwardly knowing, to become a person. And then you will have come full circle, as we have in this class today, coming full circle to the first admonition, all of which should live in our souls as one self-transmuting verse.
Just so, my brothers and sisters, it has sounded just so in the heart, since there has been human existence on the earth, struggling for awareness. There has been a pause in this struggle since the emergence of the fifth post-Atlantean cultural epoch. This pause is at an end, by will of the heavenly, spiritual entities leading mankind. May it once again commence in a worthy manner. In your human hearts may it sound again. So the wise leaders of mankind, ever since there has been human existence upon the earth, have guided human hearts into glimpsing what works as spirit in the world, what works as spirit through the world in human beings, as the crown of the world.
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21. The Case for Anthroposophy: Anthropology and Anthroposophy
Tr. Owen Barfield Rudolf Steiner |
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There is a beautiful chapter in Goethe’s Farbenlehre on the “sensuous-moral effect of colours”, in which he has described with great penetration the emotional by-effects for red, yellow, green and so forth. Now when the mind perceives something from a particular province of the spirit, it may happen that this spiritual perception has the same emotional by-effect as the sensory perception of yellow. |
21. The Case for Anthroposophy: Anthropology and Anthroposophy
Tr. Owen Barfield Rudolf Steiner |
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[ 1 ] In Max Dessoir’s book, From Beyond the Soul1 there is a brief section in which the systematic noetic investigation, or spiritual science, called “anthroposophical” and associated with my name, is stigmatised as scientifically untenable. Now it might well be argued that any dialogue between someone with the scientific outlook of Dessoir and an upholder of this anthroposophical method must be a waste of time. For the latter necessarily posits a field of purely noetic experience which the former categorically denies and relegates to the realm of fantasy. Apparently then one can speak of spiritual science and its findings only to someone who is antecedently convinced of the factuality of that field. This would be true enough if the spokesman for anthroposophy had nothing to bring forward but his own inner personal experiences, and if he then simply set these up alongside the findings of a science based on sensory observation and the scientific elaboration thereof. You could then say: the professor of science, so defined, must refuse to regard the experiences of the spiritual researcher as realities; the latter can only expect to impress those who have already adopted his own standpoint. [ 2 ] And yet this conclusion depends on a misconception of what I mean by anthroposophy.2 It is quite true that anthroposophy relies on psychic apprehensions that are dependent neither on sense-impressions nor on scientific propositions based on these and these alone. It must be conceded therefore that prima facie the two types of apprehension are divided from one another by an unbridgable gulf. Nevertheless this turns out not to be the case. There is a common ground on which the two methodologies may properly encounter one another and on which debate is possible concerning the findings of both. It may be characterised as follows. [ 3 ] The spokesman for anthroposophy maintains, on the basis of apprehensions that are not merely his private and personal experiences, that the process of human cognition can be further developed after a certain fixed point, a point beyond which scientific research, relying solely on sensory observation and inference therefrom, refuses to go. To avoid a lot of tedious paraphrases I propose, in what follows, to designate the methodology based on sensory observation and its subsequent inferential elaboration by the term “anthropology”; requesting the reader’s indulgence for this abnormal usage. It will be employed throughout strictly with that reference. Anthroposophical research, then, reckons to begin from where anthropology leaves off. [ 4 ] The spokesman for anthropology limits himself to the method of relating his experience of concepts of the understanding with his experience through the senses. The spokesman for anthroposophy realises the fact that these concepts are capable (irrespective of the circumstance that they are to be related to sense impressions) of opening a life of their own within the psyche. Further, that by the unfolding of this energy they effect a development in the psyche itself. And he has learnt how the psyche, if it pays the requisite attention to this process, makes the discovery that organs of spirit are disclosing their presence there. (In employing the expression ‘organs of spirit” I adopt, and extend, the linguistic usage of Goethe, who referred to “spiritual eyes” and “spiritual ears” in expounding his philosophical position).3 These organs amount to formations in the psyche analogous to what the sense-organs are in the body. It goes without saying that they are to be understood as exclusively psychic. Any attempt to connect them with some kind of somatic formation must be ruled out as far as anthroposophy is concerned. Spiritual organs are to be conceived as never in any manner departing from the psychic and entering the texture of the somatic. Any such encroachment is, for anthroposophy, a pathological formation with which it will have nothing whatever to do. And the whole manner in which the development of these organs is conceived should be enough to satisfy a bona fide enquirer that, on the subject of illusions, visions, hallucinations and so forth, the ideas of anthroposophy are the same as those that are normally accepted in anthropology.4 When the findings of anthroposophy are equated with abnormal experiences, miscalled “psychic”, or “psychical”, the argument is invariably based on misunderstanding or on an insufficient acquaintance with what anthroposophy actually maintains. Moreover no-one who had followed with a modicum of penetration the manner in which anthroposophy treats of the development of spiritual organs could possibly slip into the notion of its being a path that could lead to pathological syndromes. On the contrary, given such penetration, it will be realised that all the stages of psychic apprehension which a human being, according to anthroposophy, experiences in his progress towards intuition of spirit, lie in a domain exclusively psychic; so that sensory experience and normal intellectual activity continue alongside of them unaltered from what they were before this territory was opened up. The plethora of misunderstandings that are current upon this aspect of anthroposophical cognition arise from the fact that many people have difficulty in focusing their attention on what is purely and distinctively psychic. The power to form ideas fails them, unless it is supported by some surreptitious reference to sensory phenomena. Failing that, their mental capacity wilts, and ideation sinks to an energy-level below that of dreaming—to the level of dreamless sleep, where it is no longer conscious. It may be said that the consciousness of such minds is congested with the after-effects, or the actual effects, of sense-impressions; and this congestion entails a corresponding slumber of all that would be recognised as psychic, if it could be seized at all. It is even true to say that many minds approach the properly psychic with hopeless misunderstanding precisely because they are unable, when it confronts them, to stay awake, as they do when they are confronted by the sensory content of consciousness. Such is the predicament of all in whom the faculty of vigilant attention is only strong enough for the purposes of everyday life. This sounds surprising, but I would recommend anyone who finds it incredible to ponder carefully a certain objection raised by Brentano against the philosopher William James. “It is necessary,” writes Brentano, “to distinguish between the act of sensing and that upon which the act is directed and the two are as certainly different from one another as my present recollection of a past event is from the event itself; or, to take an even more drastic example, as my hatred of an enemy is from the object of that hate.” He adds that the error he is nailing does “turn up here and there”, and he continues:
All the same, this “overlooking of glaring distinctions” is far from rare. The reason is that our faculty of ideation only operates vigilantly with the somatic component of representation, the sense-impressions; the concurrent psychic factor is present to consciousness only to the feeble extent of experiences had during sleep. The stream of experience comes to us in two currents: one of them is apprehended wakefully; the other, the psychic, is seized concurrently, but only with a degree of awareness similar to the mentality of sleep, that is, with virtually no awareness at all. It is impermissible to ignore the fact that, during ordinary waking life, the psychology of sleep does not simply leave off; it continues alongside our waking experience; so that the specifically psychic only enters the field of perception if the subject is awake not only to the sense world (as is the case with ordinary consciousness), but also to the existentially psychic—which is the case with intuitive consciousness. It makes very little difference whether this latter (the slumber that persists within the waking state) is simply denied on crudely materialistic grounds or whether, with James, it is lumped in with the physical organism. The results in either case are much the same. Both ways lead to ill-starred myopias. Yet we ought not to be surprised that the psychic so often remains unperceived, when even a philosopher like William James is incapable of distinguishing it properly from the physical.5 [ 5 ] With those who are no better able than James to keep the positively psychic separate from the content of the psyche’s experience through the senses, it is difficult to speak of that part of the soul wherein the development of spiritual organs is observable. Because this development occurs at the very point on which they are incapable of directing attention. And it is just this point that leads from intellectual to intuitive knowledge.6 [ 6 ] It should be noted however that such a capacity to observe the authentically psychic is very elementary; it is the indispensable precondition, but it assures to the mind’s eye no more than the bare possibility of looking whither anthroposophy looks to find the psychic organs. This first glimpse bears the same relation to a soul fully equipped with the spiritual organs of which anthroposophy speaks as an undifferentiated living cell does to a full-blown creature furnished with sense organs. The soul is only conscious of possessing a particular organ of spirit to the extent that it is able to make use of it. For these organs are not something static; they are in continual movement. And when they are not being employed, it is not possible to be conscious of their presence. Thus, their apprehension and their use coincide. The manner in which their development and, with that, the possibility of observing them, is brought about will be found described in my anthroposophical writings. There is one point however I must briefly touch on here. [ 7 ] Anyone given to serious reflection on the experiences occasioned through sense phenomena keeps coming up against questions which that reflection itself is at first inadequate to answer. This leads to the establishment by those who represent anthropology of boundaries of cognition. Recall, for instance, Du Bois-Reymond’s oration on the frontiers of natural knowledge, in which he maintained that man cannot know what is the actual nature of matter or of any elementary phenomenon of consciousness. All he can do is to come to a halt at these points in his reflection and acknowledge to himself: “there are boundaries of knowledge which the human mind cannot cross”. After that there are two possible attitudes he may adopt. He may rest content with the fact that knowledge is only attainable inside this limited zone and that anything outside the fence is the province of feelings, hopes, wishes, inklings. Or he can make a new start and form hypotheses concerning an extra-sensory realm. In that case he is making use of the understanding, in the faith that its judgments can be carried into a realm of which the senses perceive nothing. But, in doing so, he puts himself in peril of the agnostic’s objection: that the understanding is not entitled to form judgments concerning a reality for which it lacks the foundation of sense-perception. For it is these alone which could give content to judgments, and without such content concepts are empty. [ 8 ] The attitude of an anthroposophically oriented science of the spirit to boundaries of cognition resembles neither the one nor the other of these. Not the second, because it is in substantial agreement with the view that the mind must lose the whole ground for reflection, if it rests satisfied with such ideas as are acquired through the senses and yet seeks to apply these ideas beyond the province of the senses. Not the first, because it realises that contact with those “boundaries” of knowledge evokes a certain psychic experience that has nothing to do with the content of ideation won from the senses. Certainly, if it is only this content that the mind presents to itself, then it is obliged, on further introspection, to admit: “this content can disclose nothing for cognition except a reproduction of sensory experience”. But it is otherwise if the mind goes a step further and asks itself: What is the nature of its own experience, when it fills itself with the kind of thoughts that are evoked by its contact with the normal boundaries of cognition? The same exercise of introspection may then lead it to say: “I cannot know in the ordinary sense with such thoughts: but if I succeed in inwardly contemplating this very impotence to know, I am made aware of how these thoughts become active in me”. Considered as normally cognitive ideas they remain silent, but as their silence communicates itself more and more to a man’s consciousness, they acquire an inner life of their own, which becomes one with the life of the soul. And then the soul notices that this experience has brought it to a pass that may be compared with that of a blind creature, which has not yet done much to cultivate its sense of touch. Initially, such a creature would simply keep on knocking up against things. It would sense the resistance of external realities. But out of this generalised sensation it could develop an inner life informed with a primitive consciousness—no longer a general sensation of collisions, but a consciousness that begins to diversify that sensation, remarking distinctions between hardness and softness, smoothness and roughness and so forth. [ 9 ] In the same way, the soul is able to undergo, and to diversify, the experience it has with ideas it forms at the boundaries of cognition and to learn from them that those boundaries are simply events that occur when the psyche is stimulated by a touch of the spiritual world. The moment of awareness of such boundaries turns into an experience comparable with tactile experience in the sense world.7 In what it previously termed boundaries of cognition, it now sees a pneumato-psychic stimulus through a spiritual world. And out of the pondered experience it can have with the different boundaries of cognition, the general sense of a world of spirit separates out into a manifold perception thereof. This is the manner in which the, so to say, humblest mode of perceptibility of the spiritual world becomes experiential. All that has been dealt with so far is the initial opening up of the psyche to the world of spirit, but it does show that anthroposophy, as I use the term, and the noetic experiences it ensues, do not connote all manner of nebulous personal affects, but a methodical development of authentic inner experience. This is not the place to demonstrate further how such inchoate spiritual perception is then improved by further psychic exercises and achievements, so that it becomes legitimate to use the vocabulary of touch in this context, or of other and “higher” modes of perception. For a cognitive psychology of this kind I must refer the reader to my anthroposophical books and articles. My present object is to state the principle basic to “spiritual perception” as it is understood in anthroposophy. [ 10 ] I shall offer one other analogy to illustrate how the whole psychology of anthroposophical spiritual investigation differs from that of anthropology. Look at a few grains of wheat. They can be applied for the purposes of nutrition. Alternatively they can be planted in the soil, so that other wheat plants develop from them. The representations and ideas acquired through sensory experience can be retained in the mind with the effect that what is experienced in them is a reproduction of sensory reality. And they can also be experienced in another way: the energy they evince in the psyche by virtue of what they are, quite apart from the fact that they reproduce phenomena, can be allowed to act itself out. The first way may be compared with what happens to wheat grains when they are assimilated by a living creature as its means of nourishment. The second with the engendering of a new wheat plant through each grain. Of course we must bear in mind that, in the analogy, what is brought forth is a plant similar to the parent plant; whereas from an idea active in the mind the outcome is a force available for the formation of organs of the spirit. It must also be borne in mind that initial awareness of such inner forces can only be kindled by particularly potent ideas, like those “frontiers of knowledge” of which we have been speaking; but when once the mind has been alerted to the presence of such forces, other ideas and representations may also serve, though not quite so well, for further progress in the direction it has now taken. [ 11 ] The analogy illustrates something else that anthroposophical research discovers concerning the actual psychology of mental representation. It is this. Whenever a seed of corn is processed for the purposes of nutrition, it is lifted out of the developmental pattern which is proper to it, and which ends in the formation of a new plant, but so also is a representation, whenever it is applied by the mind in producing a mental copy of sense-perception, diverted from its proper teleological pattern. The corresponding further development proper to a representation is to function as a force in the development of the psyche. Just as little as we find the laws of development built in to a plant, if we examine it for its nutritive value, do we find the essential nature of an idea or a representation, when we investigate its adequacy in reproducing for cognition the reality it mediates. That is not to say that no such investigation should be undertaken. It can all be investigated just as much as can the nutritive value of a seed. But then, just as the latter enquiry throws light on something quite different from the developmental laws of plant growth, so does an epistemology, which tests representations by the criterion of their value as images for cognition, reach conclusions about something other than the essential nature of ideation. The seed, as such, gave little indication of turning into nourishment: nor does it lie with representations, as such, to deliver copies for cognition. In fact, just as its application as nutriment is something quite external to the seed itself, so is cognitive reproduction irrelevant for representation. The truth is that what the psyche does lay hold of in its representations is its own waxing existence. Only through its own activity does it come about that the representations turn into media for the cognition of some reality.8 [ 12 ] There remains the question: how do representations turn into media for cognition? Anthroposophical observation, availing itself as it does of spiritual organs, inevitably answers this question differently from epistemological theories that renounce them. Its answer is as follows. [ 13 ] Representations strictly as such—considered as what they themselves originally are—do indeed form part of the life of the soul; but they cannot become conscious there as long as the soul does not consciously use its spiritual organs. So long as they retain their original vitality they remain unconscious. The soul lives by means of them, but it can know nothing of them. They have to suppress (herabdämpfen) their own life in order to become conscious experiences of normal consciousness. This suppression is effected by every sense perception. Consequently, when the mind receives a sense impression, there is a benumbing (Herablähmung) of the life of the representation, and it is this benumbed representation which the psyche experiences as the medium of a cognition of outer reality.9All the representations and ideas that are related by the mind to an outer sense reality are inner spiritual experiences, whose life has been suppressed. In all our thoughts about an outer world of the senses, we have to do with deadened representations. And yet the life of the representation is not just annihilated; rather it is disjoined from the area of consciousness but continues to subsist in the nonconscious provinces of the psyche. That is where it is found again by the organs of the spirit. Just as the deadened ideas of the soul can be related to the sense world, so can the living ideas apprehended by spiritual organs be related to the spiritual world. But “boundary” concepts of the kind spoken of above, by their very nature, refuse to be deadened. Consequently they resist being related to any sense reality. And for that reason they become points of departure for spiritual perception. [ 14 ] In my anthroposophical writings I have applied the term “imaginal” to representations that are apprehended by the psyche as living. It is a misunderstanding to confound the reference of this word with the form of expression (imagery) which has to be employed in order to analogously suggest such representations. What the word does mean may be elucidated in the following manner. If someone has a sense-perception while the outer object is impressing him, then the perception has a certain inner potency for him. If he turns away from the object, then he can re-present it to himself in a purely internal representation. But the intrinsic strength of the representation has now been reduced. Compared with the representation effected in the presence of the object, it is more or less shadowy. If he wants to enliven these shadowy representations of ordinary consciousness, he impregnates them with echoes of actual contemplation. He converts the representation into a visual image. Now such images are no other than the joint effects of representation and sensory life combined. But the “imaginal” representations of anthroposophy are not effected in this way at all. In order to bring them to pass, the soul must be familiar with the inner process that combines psychic representation with sense-impression, so familiar that it can hold at arms length the influx of the sense-impressions themselves (or of their echoes in after-experience) into the act of representing. This keeping at bay of post-sense-experiences can only be achieved, if the man has detected the way in which the activity of representing is pre-empted by these after experiences. Not until then is he in a position to combine his spiritual organs with the act itself and thereby to receive impressions of spiritual reality. Thus the act of representing is impregnated from quite another side than in the case of sense-perception. And thus the mental experiences are positively different from those evoked by sense-perception. And yet they are not beyond all possibility of expression. They may be expressed by the following means. When a man perceives the colour yellow, he has an experience that is not simply optical but is also affective and empathetic, an experience of the nature of feeling. It may be more or less pronounced in different human beings, but it is never wholly absent. There is a beautiful chapter in Goethe’s Farbenlehre on the “sensuous-moral effect of colours”, in which he has described with great penetration the emotional by-effects for red, yellow, green and so forth. Now when the mind perceives something from a particular province of the spirit, it may happen that this spiritual perception has the same emotional by-effect as the sensory perception of yellow. The man knows that he is having this or that spiritual experience; and what he has before him in the representation is of course not the same as in a representation of the colour yellow. But he does have, as emotional by-effect, the same inner experience as when the colour yellow is before his eyes. He may then aver that he perceives the spirit experience as “yellow”. Of course he could choose to be more precise, always being careful to say: “the mind apprehends somewhat that affects the soul rather as the colour yellow affects it”. But such elaborate verbal precautions ought to be unnecessary for anyone who is already acquainted through anthroposophical literature with the process leading to spiritual perception. This literature gives a clear enough warning that the reality open to spiritual perception does not confront the organ of spirit after the fashion of an attenuated sense-object or event, nor in such a way that it could be rendered in ideas that are intuitions of sense (sinnlich-anschauliche) as commonly understood.10 [ 15 ] Just as the mind becomes acquainted through its spiritual organs with the spiritual world outside of a man, so does it come to know the spirit-being of the man himself. Anthroposophy observes this spirit-being as a member of the spiritual world. It proceeds from observation of a part of the spiritual world to ideas of human being which represent to it the spiritual man as he reveals himself in the human body. Anthropology, too, coming from the opposite direction, proceeds to ideas of human being. Once anthroposophy has reached the stage of developing the methods of observation already described, it attains to intuitions concerning the spiritual core of the human being as that reveals itself, within the sense-world, in the body. The acme of this self-revelation is the consciousness that permits sense-impressions to persist in the form of representations. Proceeding, as it does, from experiences of the extra-human spiritual world to the human being, anthroposophy finds the latter subsisting in a sensuous body and, within that body, developing the consciousness of sensible reality. The last thing it reaches is the soul’s activity in representation which is expressible in coherent imagery. Thereafter, and at the end, so to speak, of its journey of spiritual investigation, it can extend its gaze further; it can observe how positive activity in representation becomes half-paralysed through the percipient senses. It is this deadened representation process that anthroposophy sees (illumined from the spirit-side) as characterising the life of man in the sense-world, in so far as he is a representing being. Its philosophy of man is the final outcome of prior researches conducted purely in the realm of the spirit. Through what has transpired in the course of those researches, it comes at its notion of the human being living in the sense-world. [ 16 ] Anthropology investigates the kingdoms of the sense-world. It also arrives, in due course, at the human being. It sees him combining the facts of the sense-world in his physical organism in such a way that consciousness arises, and that through consciousness outer reality is given in representations. The anthropologist sees these representations as arising out of the human organism. And at that point, observing in that way, he is more or less brought to a halt. He cannot, via anthropology alone, apprehend any inner structural laws in the act of ideation or representation. Anthroposophy, at the end of the journey that has taken its course in spiritual experiencing, continues contemplating the spiritual core of man so far as that manifests itself through the perceptions of the senses. Similarly anthropology, at the end of the journey that has taken its course in the province of the senses, can only continue endeavouring to contemplate the way in which sensuous man acts on his sense-perceptions. In doing so, it discovers that this operation is sustained, not by the laws of somatic life, but by the mental laws of logic. But logic is not a region that can be explored in the same fashion as the other regions of anthropological enquiry. Logically ordered thought is answerable to laws that can no longer be termed those of the physical organism. Inasmuch as a man is operating with them, what becomes apparent is the same being whom anthroposophy has encountered at the end of its journey. Only, the anthropologist sees this being after the fashion in which it is illumined from the sense side. He sees the deadened representations, the ideas; he also concedes, in acknowledging the validity of logic, that the laws governing those ideas belong to a world, which interlocks with the sense-world, but is not identical with it. In the process of ideation carried on by a logical being, anthropology discovers sensuous man projecting into the spiritual world. By this route it arrives at a philosophy of man as a final outcome of its investigations. Everything that has led up to it is to be found purely in the realm of the senses.11 [ 17 ] Rightly pursued, therefore, the two approaches, anthroposophical and anthropological, converge and meet in one point. Anthroposophy contributes the image of the living human spirit, showing how, through sense existence, this develops the consciousness that obtains between birth and death, while at the same time its supersensible consciousness is deadened. Anthropology contributes the image of sensuous man, apprehending in the moment of consciousness his selfhood but towering into a subsistence in the spirit that extends beyond birth and death. In this coincidence a genuinely fruitful understanding between anthroposophy and anthropology is possible. It cannot fail, if both disciplines, terminate in philosophy and humanity. Certainly the philosophy of humanity which stems from anthroposophy will furnish an image of man delineated by methods quite other than those of the image furnished by the humanist philosophy stemming from anthropology. Yet close observers of the one image and of the other will find that their ideas accord, as the negative plate of a competent photographer accords with his positive print. [ 18 ] These observations began by posing the question whether fruitful dialogue is possible between anthropology and anthroposophy. They have perhaps succeeded in showing that the answer, at least from the anthroposophical point of view, is in the affirmative.
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354. The Evolution of the Earth and Man and The Influence of the Stars: Creation of the world and of man. Saturn-, Sun-, and Moon-condition in the earth's evolution
30 Jun 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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So we can say that the second condition to come about was gaseous, definitely airy. [See drawing-green.] In what has been formed, in a certain sense, as a second cosmic body everything is air. |
354. The Evolution of the Earth and Man and The Influence of the Stars: Creation of the world and of man. Saturn-, Sun-, and Moon-condition in the earth's evolution
30 Jun 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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Rudolf Steiner: Good morning, gentlemen! Has anyone thought of a question? Herr Dollinger: I would like to ask if Dr. Steiner would speak again about the creation of the world and man. There are many newcomers here who have not yet heard it. Dr. Steiner: It is asked if I could speak again about the creation of the world and of humanity, since many new workers are here. I will do this by first describing the original conditions on the earth, which have led on the one hand to all that we see around us and on the other hand to man. Now man is really a very, very complicated being. If people think they will be able to understand him by dissecting a human corpse, they are mistaken, for naturally they will not arrive at a real understanding. Just as little can they understand the world around us if all they do is collect stones and plants and look at the individual items. We must be able to realize that what we examine does not show at first sight what it actually is. You see, if we look at a corpse, perhaps soon after the man has died—he still has the same form, if perhaps a little paler—we can see that death has seized him, but he still has the same form that he had when alive. But now think: how does this corpse look eventually if we do not cremate it but let it decay? It is destroyed; there is no longer anything at work in it that could build it up again; it is definitely destroyed. The beginning of the Bible is very much smiled at, and indeed justifiably, when it is understood to say that once upon a time some god formed a man out of a clod of earth. People regard that as impossible and naturally they are right. No god can come along and make a human being out of a lump of earth; it would be no more a man than a statue is, however similar the form might be—no more than the mannequin children make can actually walk. So people smile rightly when some divinity is supposed to have made man out of a lump of earth. That corpse that we were looking at is, in fact, after a certain time just such a clod of earth as it becomes in the grave somewhat decomposed, dissolved. So to believe that a human being can be made out of what we then have before us is really just as great a folly. You see, on the one hand it is asserted today that it is incorrect to suppose that man could be formed from a lump of earth; on the other hand one is allowed to suppose that he consists of earth alone. If one wants to be logical, then the one is no better than the other. One must be clear that while the man lived there was something in him that gave him his shape and form, and when it is no longer in him he can no longer keep his form. Nature forces do not give him this form; nature forces merely break it apart, they do not make it grow. So we must go back to the soul and spirit of the man, which were really in control as long as he was living. Now when we look at the lifeless stone outside, if we imagine that it has always been the same as it is today, that is just as if we would say of the corpse that it had always been like that even while the man was living. The stones that we see today in the world outside, the rocks, the mountains, are just the same as a corpse; in fact, they are a corpse! They were not always as they are today. Just as a human corpse was not always what it is now that the soul and spirit have gone, so what we see outside has not always been in its present condition. The fact that plants grow on the lifeless corpse, that is, on the rocks, need not surprise us; for when a human corpse decays, all sorts of tiny plants and tiny animals grow out of it. Of course, what is outside in nature seems beautiful, and what we see on a corpse when all sorts of parasitic plants are growing out of it does not seem beautiful. But that is only because the one is gigantic in size and the other is small. If we were not human beings but were tiny beetles crawling about on a decaying corpse and could think like human beings, we would regard the bones of the corpse as rocks. We would consider what was decayed as rubble and stones; we would-since we were tiny beetles-see great forests in what was growing on the corpse; we would have a whole world to admire and not think it revolting as we do now. Just as we must go back to what the man was before he died, so, in the case of the earth and our surroundings, we must go back to what once lived in all that today is lifeless, before indeed the earth as a whole died. Unless the earth as a whole had died there could be no human being. Human beings are parasites, as it were, on the present earth. The whole earth was once alive; it could think as you and I now think. But only when it became a corpse could it produce the human race. This is something really everyone can realize if he will just think. But people today do not want to think. Yet one must think if one would come to the truth. We have, therefore, to imagine that what is today solid rock with plants growing, and so on, was originally entirely different. Originally there was a living, thinking, cosmic body-a living, thinking, cosmic body! I have often said here: What do people today imagine? They imagine that originally there was a gigantic mist, that this primeval mist came into rotation, that the planets then split off, that the sun became the center. This is taught to children quite early, and a little experiment is made to show that everything really did start in that way. A few drops of oil are put in a glass of water; one lets the oil swim on the water. A piece of cardboard has a pin stuck through it; then with the pin one makes the cardboard revolve; little oil-drops split off, go on revolving, and a tiny planetary system actually forms with the sun in the center.1 Well now, it is usually quite a virtue if one can forget oneself, but in this case the teacher should not! When he makes the experiment, he ought then to say to the children: Out there in the universe is a giant schoolteacher who did the rotating! What it amounts to is thoughtlessness—not because the facts oblige one to be thoughtless, but because one wants to be. But in that way one doesn't arrive at the truth. We must therefore imagine not that a gigantic schoolteacher was there who rotated the world mist, but that there was something in the world mist itself that was able to move and so on. But there we come back to the living. If we want to rotate, we don't need a pin stuck through us with which a teacher rotates us. That's not for us; we can rotate ourselves. This schoolroom variety of primeval mist would have to be rotated by a schoolteacher. But if it is living and can feel and think, then it needs no cosmic schoolteacher; it can cause the rotation itself. So we must picture that what today is lifeless around us was once alive, was sensitive, was a cosmic being. If we look further, there was even a great number of cosmic beings animating the whole. The original conditions of the world are therefore due to the fact that there was Spirit within the substance. Now what is it that underlies everything material? Imagine that I have a lump of lead in my hand, that is, solid matter, thoroughly solid matter. Now if I put this lead on red-hot iron or on anything red-hot, on fire, it turns to fluid. If I work on it still further with fire, the whole lead vanishes; it evaporates, and I see nothing more of it. It is the same with all substances. On what does it depend then that a substance is solid? It depends upon what warmth is in it. The appearance of a substance depends only upon how much warmth is in it. You know, today one can make the air liquid, then one has liquid air. The air we have in our surroundings is only airy, gaseous, as long as it contains a definite amount of warmth. And water—water is fluid, but it can also become ice and therefore solid. If there were a certain cold temperature on our earth there would be no water, but only ice. Now let us go into our mountains: there we find the solid granite or other solid rock. But if it were immensely hot there, there would be no solid granite; it would be fluid and flow away like the water in our brooks. What then is actually the original element that makes things solid or fluid or gaseous? It is heat! And unless heat is there in the first place, nothing at all can be solid or fluid. So we can say that heat or fire is what is underlying everything in the beginning. That is also shown by the research of spiritual science or anthroposophy. Spiritual science shows that originally there was not a primeval mist, a lifeless mist, but that living warmth was there at the beginning, simple living warmth. Thus I will assume an original cosmic body that was living warmth. [See drawing – red.] In my Occult Science I have called this original warmth condition the “Saturn condition”; it has been called this from ancient times, and though one must have a name, it is not the name that matters. It has, in fact, something to do with the cosmic body Saturn, but we will not go into that now. In this original condition there were as yet no solid bodies and no air, only warmth; but the warmth was living. When you freeze today, it's your ego that freezes; when you sweat today, it's your ego that sweats, that becomes thoroughly hot. You are always in warmth, sometimes heat, sometimes cold, but always in some kind of warmth. In fact, we can still see today that man lives in warmth. The human being lives absolutely in warmth. When modern science says that originally there was great heat, in a certain sense it is right; but when it thinks that this great heat was dead, then it is wrong. There was a living cosmic being, a thoroughly living cosmic being. Now the first thing to come about in connection with this warmth-being was a cooling down. Things cool down continually. And what happens when what has been nothing but warmth now cools down? Air arises, air, the gaseous state. For when we go on heating a solid object, gas is formed in the warmth; but when something not yet substance cools down from above downwards, air is formed at first. So we can say that the second condition to come about was gaseous, definitely airy. [See drawing-green.] In what has been formed, in a certain sense, as a second cosmic body everything is air. There is as yet no water, nothing solid within it; it consists entirely of air. So now we have the second condition that formed itself in the course of time. You see, in this second condition something else developed along with what was already there. I have called this second condition “Sun” in my Occult Science; it was not the present sun, but a kind of Sun condition, a warm air-mist. The present sun, as I have told you, is not that, nor is it what was originally this second cosmic body. Thus we get a second cosmic body formed out of the first; the first was pure warmth, the second was of an air-nature. Now man can live in warmth as soul. Warmth gives the soul sensitive feeling and does not destroy it. It destroys the body, however; if I were thrown into the fire my body would be destroyed but not my soul. (We will speak of this more exactly later, for naturally the question needs to be considered in detail.) For this reason the human being could already live as soul during the first, the Saturn, condition. But although man could live then, the animal could not, for in the case of the animal when the body is destroyed the soul element is injured too. Fire has an influence on the soul element of the animal. In the first condition, therefore, we have man already present but not the animal. When the transformation had taken place to the Sun condition [see drawing], both human being and animal were there. That is the important fact. It is not true that the animals were there originally and that man developed out of them. Man was there originally and afterwards the animals evolved out of what could not become man. Naturally the human being was not going about on two feet when there was only warmth—obviously not. He lived in the warmth and was a floating being; he had only a condition of warmth. Then as that was metamorphosed into an air-warmth-body, the animals were formed and appeared beside man. Thus the animals are indeed related to man, but they developed only later in the course of world evolution. Now what more happened? The warmth decreased, and as it gradually decreased, not only was air formed but also water. Thus we have a third cosmic body. [See drawing—yellow.] I have called it “Moon” because it was slightly similar to our present moon, although it was not our present moon. It was a watery, a thoroughly watery body. Air and warmth naturally remained, but now water appeared which had not been present in the second condition. After the appearance of water there could be man, who was already there, animals, and, pushing up out of the water, plants. Plants originally grew in water, not in earth. So we have man, animal, plant. You see, plants seem to grow out of the earth, but if the earth contained no water, no plants would grow; they need water for their growth. There are also as you know, aquatic plants, and you can think of the original plants as being similar to these; the original plants swam in the water. The animals too you must picture as swimming animals and in the former, second condition, even as flying animals. Something still actually remains of all that was there originally. During the Sun condition, when only man and animal were in existence, everything had to fly, and since the air has remained and still exists, those flying creatures have their descendants. Our present birds are the descendants of the original animals that developed during the Sun condition. However, at that time they were not as they are today. Those animal creatures consisted purely of air; they were airy clouds. Here, later [Moon condition], they had water in them. Today—let us look at a bird. Usually a bird is observed very thoughtlessly. If we are to picture the animals as they existed during the Sun condition, we must say that they consisted only of air; they were hovering air-clouds. When we look at a bird today, we should realize that it has hollow bones filled with air. It is very interesting to see that in the present bird. There is air everywhere in this bird, in the bones, everywhere! Think away whatever is not air and you get an air-being—the bird. If it did not have this air, it could not fly at all. It has hollow bones; within, it is an air-bird, reminding us of former conditions. The rest of the body was built around it in later times. The birds are really the descendants of the Sun condition. Look at modern man: He can live in the air, but he can't fly; he is too heavy to fly. He has not formed hollow bones for himself like the bird, or else he too could fly. Then he would not just have shoulder blades, but his shoulder blades would stretch out into wings. The human being still has the rudiments of wings up there in his shoulder blades; if these were to grow out, he would be able to fly. Thus man lives in the air surrounding him. But this air must contain vapor. Man cannot live in purely dry air; he needs fluids. There is a condition, however, in which the human being cannot live in the air: that is the very earliest human state, the embryo. One must look at these things rightly. During the embryonic time the human germ or embryo obtains air and all that it needs from the body of the mother. It must be in something living. You see, it is like this: If the human embryo is removed by operation from the body of the mother, it cannot yet live in the air. During the embryonic condition the human being needs to have live surroundings. At the time when man, animal, and plant existed, but as yet no stones or minerals as we have them today, everything was alive and man lived surrounded by what was alive just as now he lives as embryo in the mother's body. Naturally he grew bigger. Think of this: If we did not have to be born and live in the air and breathe on our own, then our span of life would end with our birth. As embryo we could all live only ten moon-months. As a matter of fact, there are such creatures that live only ten months; these do not come to the outer air but get air from within a living environment. So it was with man a long time ago. He certainly grew older, but he never came out of the living element. He lived in that state all the time. He did not advance to birth; he lived as embryo. At that time there were as yet no minerals, no rocks. If the body of a human being is dissected today, the same carbonate of lime will be found in his bones as you find here in the Jura Mountains. There is now a mineral substance inside the body that was not present in the earlier condition. In the embryo too, particularly in the first months, there is no deposit of mineral; everything is still fluid, only slightly thickened. And so it was during this earlier condition; man was not yet bony, having, at most, cartilage. Of such a human being we are reminded today only by the human embryo. Why cannot the human embryo come immediately out of the mother's body? Because the world today is a different world. As long as the Old Moon lasted—I will now call it the Old Moon, as it is not the present moon but the former state of the earth—as long as the Old Moon period lasted, the whole earth was a womb, inwardly alive, a real womb. There was nothing yet of stone or mineral. It was all a gigantic womb, and we can say that our present earth came forth from this gigantic womb. Earlier this immense womb did not exist at all. What was it then? Well, in fact, earlier there was something else in existence. Let us just consider what came before. You see, if a human being is to develop in the mother's body, if he is to be an embryo, he must first be conceived. The conception takes place. But does nothing precede conception? What precedes conception is the monthly period in the woman; that is what precedes. A very special process takes place in the female organism that is connected with the expulsion of blood. But that is not the only thing; that is only the physical aspect. Every time the blood is expelled something of a spiritual-soul nature is born at the same time, and this remains. It does not become physical, because no conception has taken place. The spiritual-soul element remains without becoming a physical human body. What for a human being must be there before conception was also there during the cosmic Sun condition! The whole Sun was a cosmic being that from time to time expelled something spiritual. So man and animal lived in the air-like condition, thrust out, expelled by this whole body. Between one condition (Sun) and the other (Moon), it came about that the human being became a physical being in water. Formerly he was a physical being only in air. During this Moon condition we have something similar to conception, but not yet anything similar to birth. What was the nature of this conception during the ancient Moon condition? The Moon was there, an entirely female being, and confronting it was not a male being, but all that was still outside its cosmic body at that time. Outside it were many other cosmic bodies that exerted an influence. Now comes the drawing which I have already made here. So this cosmic body was there and around it the other cosmic bodies, exerting their influence in the most varied ways. Seeds came in from outside and fructified the whole Moon-Earth. And if you could have lived at that time and set foot on this primeval cosmic body, you would not have said when you saw all sorts of drops coming in “It is raining,” as one says today. At that time you would have said, “Earth is being fructified.” There were seasons when the fructifying seeds came in from all directions, and other seasons when they matured and no more came in. Thus at that time there was a cosmic fructification. But the human being was not born, only fructified; he was only called forth by conception. The human being came out of the entire Earth-body, or Moon-body, as it was then. In the same way fructification came from the whole cosmic surroundings for animal and plant. Now later through further cooling there came about a hardening of all that lived then as man, animal, and plant. There, in the Moon condition we still have to do with water, at most, a hardening through the cooling. Here on the earth the solid, the mineral appears. So now we have a fourth condition [see drawing]: this is our earth as we have it today, and it contains man, animal, plant, mineral. Let us just look at what the bird, for instance, has become on the earth. During this time (Sun condition) the bird was still a sort of air-sack, it consisted of nothing but air, a mass of air floating along. Then during this time (Moon condition) it became watery, a thickened watery thing, and it hovered as a kind of cloud—only not like our clouds but already containing a form. What for us are only formless water structures were at that time forms. There was a skeleton form, but it was fluid. But now came the mineral element, and this was incorporated into what was only water structure. Carbonate of lime, phosphatic lime and so on went the length of the skeleton, forming solid bones. So at first we have the air-bird, then the water-bird, and at last the solid earth-bird. This could not be the same in the case of man. Man could not simply incorporate into himself what only arose as mineral during his embryonic period. The bird could do this—and why? You see, the bird acquired its air form here (Sun condition); it then lived through the water condition. It is essential for it not to let the mineral come too close to it during its germinal state. If the mineral came to it too soon, then it would just become a mineral and harden. The bird while it is developing is still somewhat watery and fluid; the mineral, however, wants to approach. What does the bird do? Well, it pushes it off, it makes something around itself, it makes the eggshell around itself! That is the mineral element. The eggshell remains as long as the bird must protect itself inwardly from the mineral; that is, as long as it must stay fluid. The reason for this is that the bird originated only during the second condition of the earth. If it had been there during the first condition, it would now be much more sensitive to warmth than it actually is. Since it was not there at that time, it can now form the hard eggshell around itself. Man was already present during the first condition of the earth, the warmth condition, and therefore he cannot now hold off the mineral while he is in the embryonic stage. He can't build an eggshell; he must be organized differently. He must take up the mineral element from the womb, and so we have mineral formation already in the embryo at the end of its development. Man must absorb some mineral from the womb; therefore, the womb must first possess the mineral that is to be absorbed. So in the case of man the mineral element is incorporated quite differently. The bird has air-filled bones; we human beings have marrow-filled bones, very different from the bones of the bird. Through the fact of our having this marrow a human mother is able to provide mineral substance to the embryo within her. But once the mineral element is provided, the human being is no longer able to live in the womb environment and must gradually be born. He must first have acquired mineral constituents. With the bird it is not a matter of being born, but of creeping out of the eggshell; man is born without an eggshell. Why? Because man originated earlier and therefore everything can be done through warmth and not through air. From this you can understand the differences that still exist and that can be observed today. The difference between an “egg-animal” and such a being as man, and also the higher mammals, lies in the fact that man is far older than, for instance, the bird species, far older than the minerals. Therefore, when he is quite young, during the embryonic stage in the womb, he must be protected from the mineral nature and may only be given the prepared mineral that comes from the mother. In fact, the mineral element prepared in the mother's body must even for a certain time after birth still be given to him in the mother's milk! While the bird can be fed at once with external substances, man and the higher animals can only be nourished by what the mother's body provides. What the human being has today in our present Earth condition from the mother's body he had during the previous cosmic condition from the air, from the environment. What he had around him during his whole life was of a milk nature. Our air today contains oxygen and nitrogen but relatively little carbon and hydrogen and particularly very, very little sulphur. They have gone. During the Moon condition it was different; in the surrounding air there were not only oxygen and nitrogen but also hydrogen, carbon, sulphur. That made a sort of milky pap around the Moon, a quite thin milk-pap in which life existed. Today man still lives in a thin milk-pap before he is born! For it is only after his birth that the milk goes into the breast; before birth it is in those parts of the female body where the human embryo is lying. That is an amazing thing, that processes in the mother's organism that belong to the uterus before birth afterwards go to the breast. And so the Moon condition is still preserved in man before he is born, and the actual Earth condition only comes at the moment of birth with the Moon-nature still present in the breast milk. This is how things connected with the origin of the earth and mankind must be explained. If people do not press forward to a spiritual science, they simply cannot solve the mystery of why a bird slips out of an egg and can at once be nourished with external substances, while a human being cannot slip out of an egg and must come out of the womb to be nourished by mother's milk. Why is it? It is because the bird originated later and is thus an external being. Man originated earlier, and when he was undergoing the Moon-condition, he was not yet as hardened as the bird. Hence today too he is not yet so hardened; he must still be more protected, for he has within him much more of the original conditions. Since people today on the whole can no longer think properly, they misunderstand what exists on earth as plant, animal, and man. Thus materialistic Darwinism arose, which believed that the animals were there first and that man simply developed out of the animals. It is true that in his external form man is related to the animals, but he existed earlier, and the animals really developed later after the world had gone through a transformation. And so we can say that the animals we see now present a later stage of an earlier condition when they were indeed more closely related to man. But we must never allow ourselves to imagine that out of the present animals a human being could arise. That is a thoroughly false idea. Now let us look not at the bird species but at the fishes. The bird species developed for the air, the fish species for the water. Not until what we call the Moon condition were certain earlier air-like bird-beings transformed in such a way as to become fishlike—because of the water. To the bird-like beings were added the fish. One could say that the fish are birds that have become watery, birds received by the water. You can gather from this that the fish appeared later than the birds; they appeared when the watery element was there, that is, during the Old Moon period. And now you will no longer be astonished that everything swimming about in a watery state during the Old Moon time looked fish-like. The birds looked fish-like in spite of flying in the air and being lighter. Everything was fish-like. Now this is interesting: if we look today at a human embryo on about the 21st or 22nd day after conception, what is its appearance? There it swims in a fluid element in the mother's body, and it looks really like a tiny fish! The human being actually had this form during the ancient Moon period and he has it still in the third week of pregnancy; he has preserved it. You can say, then, that man worked himself out of this Old Moon form, and we can still see by the fish form he has in the embryo how he has worked himself out. When we observe the present world, everywhere we can see how formerly it all had life, just as we know of a corpse that it had life earlier. So today I have described to you the earlier condition of what we now have on earth as mineral. We look at a corpse and say that he can no longer move his legs, his hands, no longer open his mouth or his eyes—everything has become immobile; yet that leads us back to a human state when everything could be moved—legs, arms, hands—when the eyes could be opened. In just the same way we look around us at the corpse of the earth, the remains of a living body, in which man and animal still wander about, and we look back to the time when the entire earth was once alive. But there is something more. I said that with conception the potentiality of the physical human being is there, and gradually the embryo develops. I also described what happens earlier, the processes in the female organism, what is pushed out in the monthly periods, and how a spiritual element is pushed out too. Now in this process there is always something of the nature of fever, even in a perfectly normal, healthy woman. This is because there is a warmth condition; it is the warmth condition that has been preserved from the ancient first condition that I have in the drawing called Saturn. This fever condition still endures. One can say that the whole of our evolution proceeded from a kind of fever condition of our earth, which the cooling down finally brought to an end. Most people today are no longer feverish but thoroughly dry and matter-of-fact. Yet even now, when there is something not caused by outside warmth but appearing inwardly as warmth, giving us something of an inward life, now too we have a condition of fever. So it is, gentlemen: One sees everywhere in the conditions of present mankind how they can be traced back to conditions of the past. Today I have told you how man, animal, plant, and mineral gradually evolved as the entire cosmic body with which all are connected grew more and more solid. We will speak further of all this—today is Monday—on Wednesday at nine o'clock.2
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