The Rudolf Steiner Archive

The relation between man's waking and sleeping states has been broadly described, and it was said that he draws from the latter the forces he needs during waking life in order to sustain his life of soul. These things are much more complicated than is generally supposed and today, as the result of spiritual research, there will be something more detailed to say about the difference between man's waking life and the state of sleep. Let me mention in parenthesis that there is no need to speak of all the hypotheses, some more interesting than others, that are advanced by present-day physiology in order to explain the difference between the two states. It would be easy to speak of these theories but this would only divert us from genuinely spiritual-scientific study of the two states. All that need be said is that modern science concerns itself only with the part of man which, during sleep, remains behind in the physical world. The fact that the Ego and astral body emerge from the physical and etheric bodies when man goes to sleep can be reality only to spiritual investigation, to the eyes of a seer. The whole process is completely foreign to modern physical science—which need not, however, be severely criticised on that account; in a certain respect it is justified in asserting a one-sided point of view. Man's Ego and astral body are in a spiritual world while he is asleep and in the physical world when he wakes and comes down into the physical and etheric bodies.

Let us now consider the sleeping human being. Quite naturally, normal human consciousness regards sleep as an undifferentiated state that is not a subject for further investigation. The question is rarely asked whether, during the time man spends at night in a spiritual world, an influence on his body-free soul is exerted by several forces, or by a single force only which permeates the spiritual world. Are we able to distinguish various forces to which he is exposed in that world during sleep? Yes, several quite different influences can be distinguished. The influences do not, of course, primarily affect the members that remain lying in bed, but they affect man as a being of soul when his astral body and Ego have emerged from his physical and etheric bodies.

By considering certain familiar experiences and facts we will now explore the different influences which are exerted upon the sleeping human being. A man has only to be more attentive to what happens to him when he goes to sleep and he will notice how the inner activity through which, during the day, he moves his limbs and brings his body into movement with the help of his soul, begins to flag. Anyone who practises a little self-observation at the time when he is about to go to sleep will feel that he can now no longer exercise the same control over his body. A kind of lethargy begins to overpower him. First of all he will feel incapable of directing the movement of his limbs by the will; control of speech is then lost. Then he feels that the possibility of entering into any connection with the outer world is slipping away from him, and all the impressions of the day gradually disappear. What disappears first is the ability to use the limbs and especially the instruments of speech, then the faculties of taste and smell, and finally of hearing. In this gradual cessation of the inner activity of the soul, man experiences the emergence from his bodily sheaths.

In saying this we have already indicated the first influence that is exerted upon man as a preliminary to sleep; it is the influence that drives him out of his physical and etheric bodies. Anyone who practises self-observation will notice how a power seems to be overcoming him, for in normal life he does not order himself to go to sleep, to stop speaking, tasting, hearing, and so forth. A power is now asserting itself in him. This is the first of the influences to be exerted from the world into which man passes at night; it is the influence which drives him out of his physical and etheric bodies. But if this were the only influence to be exerted, the outcome would be absolutely calm, unbroken sleep. This is of course known in normal life; it is the state induced by the first influence connected with sleep. But there are other kinds of sleep.

We all know the state of dream, when chaotic or clear pictures obtrude themselves into sleep. Were only the first influence at work, the influence that draws man into a spiritual world, sleep unbroken by any dream would be the result; but another influence becomes evident when sleep is broken by dreams. Two influences can be distinguished: the one extinguishes consciousness inasmuch as it drives us out of our bodily sheaths, and the second conjures the world of dreams before the soul, thrusts this dream-world into our sleep.

But some people have yet a third kind of sleep. Although this third kind occurs only rarely, everyone knows that it does occur; it is when a man begins to talk or act in sleep without the consciousness that is his in waking life. Usually he knows nothing the next day of the impulses which have driven him to such actions during sleep. The condition can be enhanced to the point of what is usually called sleepwalking. While he is walking in his sleep a man may also have certain dreams; but it is not so in the majority of cases; in a certain sense he acts like an automaton, impelled by obscure urges of which he need not have even the consciousness of dream. Through this third influence he enters into contact with the outer world as he does by day, only now he is unconscious. Such actions in sleep are therefore subject to a third influence.

Three influences, then, to which the human being is exposed during sleep can be clearly distinguished; they are always present, and spiritual investigation confirms this. In the great majority of people, however, the first influence predominates; most of their sleep is unbroken by dreams. The second influence, giving rise to the state of dream, takes effects at intervals in nearly everybody. But in by far the greater number of people these two states are so predominant that speaking and acting during sleep rarely occur. The influence that takes effect in a sleep-walker is present in every human being but in a sleep-walker this third influence is so strong in comparison with the other two that it gets the upper hand. Nevertheless every human being is liable to be exposed to all three influences.

These three influences have always been recognised in Spiritual Science as distinct from each other. In man's soul-life there are three domains, the first being mainly subject to the first influence, the second more to the second influence and the third more to the third influence. The human soul has a threefold nature, and it can be subject to influences of three distinct kinds. The part of the soul that is subject to the first influence which drives the soul out of the bodily sheaths, is known in Spiritual Science as the Sentient Soul; the part affected by the second influence which drives the pictures of dream into man's life of soul during sleep is known as the Intellectual or Mind-Soul; the third part, which in the case of most people does not assert its unique character during sleep because the other two influences predominate, is called the Consciousness or Spiritual Soul. Thus three influences are to be distinguished during the state of sleep; the three members of the soul which are subject to these three influences, are: Sentient Soul, Intellectual or Mind-Soul, Consciousness-or Spiritual Soul. When man is transported by one force into dreamless sleep, an influence from the world into which he passes is being exerted on his Sentient Soul; when his sleep is pervaded by dream-pictures, an influence is being exerted on his Intellectual or Mind-Soul; when he begins to speak or to act in his sleep, an influence is being exerted upon his Consciousness-Soul.

So far, however, we have considered only one aspect of man's life of soul during sleep. We must now describe the aspect of soul-life that is the opposite of the sleeping state. Let us think of a man who is returning from sleep to waking life in the physical world. What is happening to him when he wakes? At night a certain force is able to drive him out of his physical and etheric bodies because he succumbs to it. In later stages of sleep he succumbs to the other two influences—those that are exerted on the Mind-Soul and on the Consciousness-Soul. But when these influences have been exerted, the man is different; he undergoes a change during sleep. The evidence of the change is that at night he was fatigued but in the morning has become able to cope with his life in the physical world. What has happened to him during sleep has made this possible.

The same influence which makes itself felt in certain abnormal conditions in the dream-world is present through the whole of sleep, even when there are no dreams. The third influence, which takes effect in a sleep-walker but in other cases does not operate, is the one that is exerted on the Consciousness-Soul. When the influences on the Mind-Soul and Consciousness-Soul have taken effect, man is strengthened and energised; he has drawn from the spiritual world the forces he needs for his life during the next day in order to recognise and enjoy the physical world. It is primarily the influences exerted on the Mind-Soul and on the Consciousness-Soul which strengthen man during sleep. But when he is thus strengthened, the same influence which drove him out of his physical and etheric bodies brings him back again into them when he wakes in the morning. The same influence is being exerted then in the opposite direction, and it is exerted on the Sentient Soul. Everything connected with the Sentient Soul has become exhausted by the previous evening. But in the morning, when we are fresh again, we take renewed interest in the impressions of the physical world—colours, lights, objects—which will become causes of interest, pain or pleasure, inspire sympathy or antipathy in us. We are given up to pleasure, to pain, in short to the external world. What is it that is kindled in us when we are thus given up to the external world? What is it that feels pleasure and pain? What is it that has interests? It is the Sentient Soul. In the evening we feel the need of sleep, we feel that our lively participation in the outer world is exhausted; but in the morning it is refreshed again. We feel that the same manifestations of the Sentient Soul which flag at night, revive and reassert themselves in the morning. From this we can recognise that the same force which bore us out of ourselves brings the waking soul back again into the body. What at night seemed to be dying away is as if reborn. The same force is operating, but now in the one, now in the opposite, direction.

If we wished to make a diagrammatic sketch of what happens, it might be done in the following way, but I emphasise that it is meant only as an indication.

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I have indicated by a dot the moment of going to sleep, when man is drawn into the subconscious; and by drawing loops I have indicated his surrender to the state of sleep and his awakening from that state. The lower loop indicates the course of life during the waking state and the upper loop the sleeping state. We can therefore say of the moment of going to sleep that a force, working on the Sentient Soul from the spiritual world, is drawing us into that world. This is indicated by the first section of the upper loop in the diagram. The second section of the same loop indicates the influence that is exerted upon the Intellectual or Mind-Soul, causing dreams. And the third section of the loop indicates the influence or force that is exerted on the Consciousness-Soul. In the morning, the same force that has drawn us into the sleeping state drives us out of it and into the life of day. This is the force that works upon the Sentient Soul. The same applies to the influences exerted on the Mind-Soul and on the Consciousness-Soul. During the night man moves around a kind of circle. On going to sleep he moves towards the region where the influence upon the Consciousness-Soul is strongest. From that point he moves again towards the force that works upon his Sentient Soul and brings him back into the waking state.

Thus there are three forces which work upon man during sleep. Since early times these three forces have been given definite names in spiritual science. These names are familiar to you, but I beg you now not to think of anything in connection with them except that they stand for the three forces which during sleep work upon these three parts of the human soul. It we were to go back to ancient times we should find that these designations were used originally for these three forces; and if the designations are now used in other ways, they have simply been borrowed. The force which works upon the Sentient Soul and at the times of going to sleep and waking drives man out of his bodily sheaths and eventually into them again, was designated in one of the ancient languages by a name that would correspond with the word “Mars”. The force which works upon the Mind-Soul after the man has gone to sleep and again before waking, that is to say, in two different periods, was designated by the word “Jupiter.” It is the force which drives the world of dreams into the Mind-Soul. The force which works upon the Consciousness-Soul during sleep and under special circumstances would make a man into a sleep-walker, was designated by the name “Saturn.”

We may therefore say, using the terminology of ancient spiritual science: “Mars” sends man to sleep and wakes him; “Jupiter” sends dreams into his sleep; and dark “Saturn” stirs into unconscious action during sleep a man who cannot withstand its influence. For the time being we will think of the original, spiritual significance of these names as denoting forces that work upon the human being during sleep, when he is outside his physical and etheric bodies in the spiritual world, not of their significance in astronomy.

Now what happens when man wakes in the morning? He actually enters a quite different world which he normally regards today as the only one belonging to him. Impressions from outside are made upon his senses, but he is unable to look behind these impressions. When he wakes from sleep, the whole tapestry of the sense-world lies outspread before him. But not only does he perceive this external world with his senses; together with every perception he feels something. However slight the pleasurable sensation may be on perceiving, for example, some colour, nevertheless a certain inner process is always present. All external sense-perceptions work in such a way that they give rise to certain inner states; everyone will realise that the effect of violet is different from that of green. It is the Sentient Body that enables the sense-impressions to be received; it causes men to see yellow, for example; but what we experience and feel inwardly as a result of the impressions made upon us by the red, violet or yellow colour—that is caused by the Sentient Soul. A fine distinction must be made between these functions of the Sentient Body and the Sentient Soul.

In the morning the Sentient Soul begins to be given up to the impressions of the outer world brought to it by the Sentient Body. The part of us (Sentient Soul) which during sleep was exposed to the Mars influence is given over on waking to the external world of the senses. Spiritual science again gives a special name to the whole of the external sense-world in so far as it arouses certain feelings of pleasure or pain, joy or sadness in our souls. But under that name we must think only of the influence working upon our Sentient Soul from the tapestry of the outer world of the senses; this force does not let us remain cold and impassive but fills us with certain feelings. So that just as the first influence exerted on the Sentient Soul after we go to sleep is given the name of Mars, the influence which takes effect on waking is called the force of “Venus”.

Similarly, an influence from the physical world is exerted during waking life upon the Intellectual or Mind-Soul when it is within the bodily sheaths. This is a different influence; it is the influence which enables us to withdraw from external impressions and to work upon them inwardly, to reflect upon them. Notice the difference there is between the experiences of the Sentient Soul and those of the Intellectual or Mind-Soul. The Sentient Soul has experiences only as long as a man is given up to the outer world; it receives the impressions of the outer world. But if for a time in waking life he pays no attention to the actual impressions of the outer world, if he ponders over them and lets the feelings of pleasure, pain, and so forth, merely echo on within him, then he is given over to his Mind-Soul. Compared with the Sentient Soul it has rather more independence. There are influences which enable a man during waking life not merely to stand gazing at the tapestry of the sense-world but to turn his attention away from all that, to form thoughts whereby he combines external impressions in his mind and enable him to make himself independent of the influences of the outer world. These are the influences of “Mercury.”

The influence of Mercury works during the day upon man's Intellectual or Mind-Soul just as the influence of Jupiter works upon it during sleep at night. You will notice that there is a certain correspondence between the influences of “Mercury” and of “Jupiter”. [* See, Human Questions and Cosmic Answers, lecture 2.] In the case of a normal person today the Jupiter influences penetrate into his life of soul as dream-pictures. The corresponding influences during waking life, the Mercury influences, work in a man's thoughts, in his inner, reflective experiences. When the Jupiter influences are working in a man's dreams, he does not know whence his experiences come; during waking consciousness, however, when the Mercury influences are working, he knows the source of them. In both cases, inner processes are being pictured in the soul.—Such is the correspondence between the influences of Jupiter and those of Mercury.

In the waking life of day there are also influences which work upon the Consciousness-Soul. What are the differences between Sentient Soul, Intellectual or Mind-Soul, and Consciousness-Soul? The Sentient Soul operates when we are merely gazing at the things of the external world. If we withdraw our attention for a time from the impressions of this outer world and work over them inwardly, then we are given over to the Mind-Soul. But if we now take what has been worked over in thought, turn again to the outer world and relate ourselves to it by passing over to deeds, then we are given over to the Consciousness-Soul. For example: As long as I am simply looking at these flowers in front of me and my feelings are moved by the pure whiteness of the rose, I am given up to my Sentient Soul. If, however, I avert my gaze and no longer see the flowers but only think about them, then I am given over to my Intellectual or Mind-Soul. I am working in thought upon the impressions I have received. If now I say to myself that because the flowers have given me pleasure I will gladden someone else by presenting them to him and then pick them up in order to hand them over, I am performing a deed; I am passing out of the realm of the Mind-Soul into that of the Consciousness-Soul and relating myself again to the outer world. Here is a third force which operates in man and enables him not only to work over in thought the impressions of the outer world, but to relate himself to that world again.

You will notice that there is again a correspondence between the activity of the Consciousness Soul in the waking state and in sleep. You have heard that when this influence is being exerted in sleep a man becomes a sleep-walker; he speaks and acts in his sleep. In the waking state, however, he acts consciously. At night, in sleep-walking he is impelled by the force of dark “Saturn.” The influence which during waking life works upon man's Consciousness-Soul in such a way that independence can be achieved in conditions of ordinary life, is called in Spiritual Science the force of the “Moon”. Here again, please forget whatever mental pictures you have hitherto connected with this word. You will presently understand the reason for these designations.

Thus we have found that man's soul in waking life and in sleep has three different members, that it is subject to three different influences. During the night when man is in the spiritual world he is subject to the forces designated in Spiritual Science as those of “Mars”, “Jupiter” and “Saturn”; his threefold life of soul by day is given over to the forces designated as those of “Venus”, “Mercury” and “Moon”.

This is the course traversed by man in the 24 hours of day and night. And now we will think of a series of phenomena which belong to a quite different domain but which for certain reasons can be studied in connection with what has been said. These reasons will be made clear as the lectures proceed. Please remember that many things said at the beginning of this Course will be explained only at a later stage.

You are all familiar with the ideas held by modern astronomical science of the course of the Earth around the Sun and also of the other planets belonging to the solar system. What is said in treatises of the usual kind represents, in the view of Spiritual Science, only the most elementary beginning. What takes place in the physical world is for Spiritual Science a symbol, an external picture, of inner, spiritual processes and what we are accustomed to learn about our planetary system from elementary astronomy can be compared, as regards what really underlies it, with what is learnt by a child about the movements of a clock. We explain to him what the twelve conventional figures stand for, and what the rotation of the two hands—one slow and the other quicker—means. The child will eventually be able to tell us from the position of the hands when, let us say, the time is half-past nine. But that would not mean very much. The child must learn a great deal more, for example, to relate the movement of the hands to what is happening in the world. When the hour-hand stands at six and the minute-hand at twelve, he must know what time of the day this signifies—namely that at a certain season of the year, if it is early morning, the Sun will be rising then. He must learn to relate what is presented on the face of the clock to conditions in the world and to regard what the clock expresses as a picture of them.

We are taught as children that the Sun is at the centre of the solar system and that the planets revolve around it-first the planet now called Mercury, then the planet now called Venus, [*In former times the names of these two planets came to be reversed. See later paragraphs of this lecture.] then the Earth plus Moon, then Mars, Jupiter and Saturn. Astronomical maps of the heavens show us where Saturn or Jupiter or Mars are to be found in certain months of the year. When we have learnt to know the relative positions of the planets at definite times of the year, we have learnt as much about the heavens as a child has learnt about the clock when from the position of the hands he is able to say that the time is half-past nine.

But then we can go on to learn something else. Just as a child learns to recognise what conditions are indicated by the position of the hands of a clock, we can learn to recognise macrocosmic forces penetrating invisibly into space behind a great cosmic timepiece. We realise then that our solar system, with the planets in their different positions and mutual relationships, gives expression to certain macrocosmic powers. From this timepiece of our planetary system we can pass on to contemplate the great spiritual relationships. The position of every planet will become the expression of something lying behind and we shall be able to say that there are reasons for the various relationships in which, for example, Venus stands to Jupiter, and so on. There are actual reasons for saying that these conditions are brought about by divine-spiritual Powers, just as there are reasons for saying that the cosmic timepiece is constructed according to a definite plan. The idea of the planetary movements in the solar system then becomes full of significance. Otherwise the cosmic timepiece would seem to have been constructed haphazardly. The planetary system becomes for us a kind of cosmic clock, a means of expression for what lies behind the heavenly bodies and their movements in the solar system.

Let us first of all consider this cosmic clock itself. The idea of the planetary system having formed itself is easily refuted. You will all have been taught in school about the formation of the planetary system. You will have been told, in effect, that a gigantic nebula in the universe once began to rotate and then the Sun, with the planets around it, were formed by a process of separation from the nebula itself. This will probably have been demonstrated by an experiment. It is easy to rotate a drop of oil on the surface of water in a bowl. Tiny drops separate off and rotate around a larger drop which remains at the centre. The teacher will point out that this represents, on a minute scale, the formation of a planetary system and nobody will question it. But a sharp-witted pupil might say to the teacher: “You have forgotten something that in other circumstances it might be convenient to forget, but not in this case. You have forgotten your own part in the experiment because it is you who have rotated the drop of oil!”—For the sake of logic the most important factor of all should not be forgotten. It should at least be assumed that a colossal power in cosmic space brought the whole solar system into existence through rotation. The experiment in itself points to the fact that there must be something behind what is rotating; it points to the existence of forces which cause the movement that is perceptible to the eye. In the same way there are forces and Powers behind the great cosmic edifice of our solar system.

And now we will think of the outer aspect of this solar system. (See diagram). The Earth revolves around the Sun

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at the centre. I will leave out details. At a certain time of the year the Earth stands at one point and at another time somewhere else. The Moon revolves around the Earth and the planets usually called Mercury and Venus are nearer to the Sun and revolve around it. I emphasise here that in the course of time a change has taken place in the names of these two planets. [* This change of names must be kept closely in mind when references are made to the two planets.] The planet that is called Mercury today was formerly called Venus, and the planet called Venus today was formerly called Mercury. Venus, (formerly Mercury) is nearer the Sun than the planet now called Mercury (formerly Venus). Then, farther away than the Earth, the diagram indicates Mars, Jupiter and Saturn revolving around the Sun. The relative positions are not strictly correct but that does not matter here. We will leave the other planets out of consideration today.

Now let us assume that as it revolves the Earth comes to a position between Mars and the Sun. This will very seldom be the case but we will assume for the moment that it is so. Then, in the space between Earth and Sun there will be the planets Mercury and Venus, and on the other side of the Sun, Mars, Jupiter and Saturn. Leaving aside the Earth, the sequence will be: Sun, Venus, Mercury, Moon, on one side; Sun, Mars, Jupiter, Saturn, on the other. A looped line (see diagram) drawn around the heavenly bodies is a lemniscate,

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with the Sun at the centre of the loops-it is the same line as the one indicating the cycle of man's waking and sleeping life.

Thus it is possible—though not generally the case—for the planets to be arranged in the solar system in an order similar to that followed by man in completing the cycle of waking and sleeping. Taking the moment of going to sleep and that of waking as the centre, the same spatial order can be indicated for the planetary system as for the daily life of man.

The perspective here revealed is one of mighty forces underlying the order of our planetary system, regulating the great cosmic timepiece as our own lives are regulated through the course of 24 hours. The thought will then not seem absurd that mighty forces are operating in the Macrocosm—forces analogous to those which guide our lives during the day and night. As the outcome of such thoughts the same names came into use in ancient science for the forces of the universe as for the forces which work upon our own lives. The force which in the Macrocosm drives Mars around the Sun is similar to the one that sends us to sleep. The force in the Macrocosm which drives Venus around the Sun is similar to the one which regulates the Sentient Soul by day. Far-off Saturn, with its slight influence, seeing to resemble those weak forces that work, in special cases only, upon the Consciousness-Soul in people who are sleep-walkers. And the rotation of the Moon around the Earth is due to a force similar to that which regulates our conscious deeds in waking life. The spatial distances signify something that comes to expression in a certain respect in our own time-regulated life.—We shall go into these things more deeply and it is only a matter today of calling attention to them.—If we consider, quite superficially, that Saturn is the most remote planet and has accordingly the weakest effect upon our Earth, this can be compared with the fact that the forces of dark Saturn have only a slight effect upon the sleeping human being. And similarly, the force which drives Jupiter around the Sun can be likened to that which penetrates comparatively seldom into our lives, namely, the dream-world.

Thus we find a remarkable correlation between human life, the Microcosm, and the forces working in the great cosmic clock, driving the several planets round the Sun in the Macrocosm.

In very truth the world is infinitely more complicated than is supposed. Our human nature is comprehensible only if we take account of its kinship with the Macrocosm. Knowing this, spiritual researchers in all epochs have chosen corresponding designations for the Great World and the Little World—the latter being the seemingly insignificant bodily man enclosed within the skin.

I have only been able today to give a faint indication of correspondences between the Microcosm (man) and the Macrocosm (the solar system). But it will now be evident to you that such correspondences do indeed exist. As though from afar I have alluded to Beings whose forces work through space and regulate the movements of our planetary system just as the movements of the hands of a clock in the physical world are regulated. We have only so much as glanced at the frontier of the region where we may hope that spiritual worlds will reveal themselves to us. In the coming lectures we shall learn to recognise not only the planets as the hands of the great cosmic clock but also the actual Beings who have brought the whole solar system into movement, who guide the planets round the Sun and prove to be akin to what goes on in the human being himself. And so we shall come to understand how man is born as a Little World, a Microcosm, out of the Great World, the Macrocosm.

The contents of today's lecture will be better understood if we begin by considering once again what it is that happens when man wakes from sleep, but we shall pay special attention now to what is working out of the spiritual world at the building up of his nature and constitution. When man wakes from sleep his whole being passes out of the Macrocosm into the Microcosm. It is quite understandable that in his normal consciousness he has very little knowledge of the interaction between Macrocosm and Microcosm. In the ordinary way he supposes that what he calls his Ego is within himself. But in view of the fact that while he is asleep he is outside his physical sheaths with his astral body and his Ego, it is obvious that during the hours of sleep the Ego must certainly not be sought within the boundaries of the skin but that it has poured into the worlds of which we have spoken: the Elementary World, the World of Spirit, the World of Reason, and also into the still higher world we are to consider today—the World of the spiritual Archetypes of all things. The Ego has poured into the cosmic expanse; hence the entry into the body on waking in the morning must not be imagined as though the Ego merely slipped back into the body. A kind of contraction of the Ego takes place on waking; it contracts more and more and then passes into the physical and etheric bodies in a certain consolidated form. But what is perceptible to clairvoyant consciousness is that the Ego is not by any means wholly within man during the hours of waking consciousness. To clairvoyant consciousness the Ego is always present in a certain way in man's environment and coincides only partially with what is perceived as the human physical body. Accordingly we may say that the Ego, in its substantiality, is also always present around us. What the clairvoyant sees as a kind of light-aura may be called the Ego-aura. Man is always surrounded by a spiritual cloud of this nature. The Ego is not to be looked for at any particular spot but it pervades man's whole Ego-aura. In the morning the Ego approaches from all sides, from all the Beings and Realities of the worlds we have called the World of Reason, the World of Spirit and the Elementary World.

Now let us consider more exactly how the Ego slips into the body, and ask ourselves: How is it that on waking we are suddenly surrounded with sense-perceptions, such as impressions of colour and light? For example, suppose the first sense-impression we have on waking is a blue surface, the colour blue. What is the explanation of this impression? Ordinary consciousness is completely at sea here. The reason is that when the Ego is passing out of the Macrocosm into the Microcosm, a kind of barrier is created against the in-streaming spiritual forces, against everything we call the Elementary World. Something is held back with the result that only a portion of the Elementary World flows in. If we see a blue surface in front of us, then, through this blue surface all these forces are flowing in, with the exception of a part of the Elementary World. The part of the Elementary World that is held back comes into our consciousness as a mirror-image, a reflection, and this reflection is the blue colour. The elements of fire, air, water and earth (spiritually conceived as belonging to the Elementary World) stream through the eye with the exception of what we actually see. Sense-perception arises through the fact that our eye holds back part of the light from the Elementary World, our ear holds back part of the sound, our other organs hold back part of the fire or warmth; what is not held back, streams into us.

We can now supplement what was said in the previous lectures, that the “eye is formed by the light for the light.”

That is to say, the eye is not formed by what is reflected, but by what comes to us with the light—and that is part of the Elementary World. Moreover something also streams in from the World of Spirit, indeed from all the worlds of which we have spoken. Accordingly we may say: At this particular point certain forces are held back by the eye, and also by the other senses; what does not stream into us, what is held back, is the sum-total of our sense-impressions. Thus it is what we do not let through that we see or hear; but what we do let through is what has formed the physical organism of the eye, for example. We hold back certain forces and allow certain others to pass through—these latter being forces of the Elementary World. If we look at the eyeball in a mirror, then too we see only what it does not let through. Thus in the Elementary World there are forces which have formed our sense of sight and also our other senses. As sense-beings we are formed out of the Elementary World; the world we see when we are able to look into the Elementary World is the world which builds up our senses.

At the inner “wall” of our organ of sight there is a kind of second mirror, for there, from a further world, other forces flow in—with the exception of those that are reflected. There the elemental forces themselves are held back and reflected; they cease to function and it is only the forces of the World of Spirit that stream through and are not reflected. These are the forces that form, for example, the optic nerve. Just as the eye has its optic nerve, so has the ear its aural nerves from the forces streaming in from the World of Spirit. From there stream the forces of Beings who are the builders of the whole nervous system. Our nerves are ordered according to the laws of the planetary world outside, for the planetary world is the outer expression of spiritual realities and spiritual worlds.

If it is the case that the World of Spirit works at the forming of our nervous system, it follows that underlying our nervous system there must be a certain law and order corresponding to that of the solar system. Our nervous system must be an inner solar system, for it is organised from the Heaven World.

We will now ask ourselves whether this nervous system really functions as if it were a mirror-image of the solar system out yonder in the Macrocosm. As you know, our measurement of time is governed by the relation of the planets to the Sun and again in the yearly cycle by the passage of the Sun through the twelve constellations of the Zodiac. That is an arrangement of time based upon the law contained in the number twelve as a number which expresses the movements taking place in the solar system. There are also twelve months in the year, and in the longest months there are thirty-one days. That again is based upon the mutual relations of the heavenly bodies and is connected with our time-system. There is a certain irregularity for which there is a good reason, but we cannot go into it now.

Let us try to picture this remarkable time-system in the universe and ask ourselves how these cosmic processes would be reflected in our nervous system. If the forces underlying the Macrocosm are also the forces which have formed our nervous system, we shall certainly find a reflection of them in ourselves; and in fact we have twelve cerebral nerves and thirty-one pairs of spinal nerves. The cosmic laws are actually reflected in these spinal and cerebral nerves. The existence of a certain irregularity is explained by the fact that man is destined to be a being who is independent of what is going on outside him. Just as the Sun's passage through the constellations of the Zodiac takes place in twelve months, and this is reflected in the twelve cerebral nerves, so the days of the month are regulated in accordance with the circuit of the Moon—twenty-eight days. How is the connection of the thirty-one days in the month with the human nervous system to be explained? We have three additional pairs of nerves, i.e. thirty-one in all, which makes us independent beings; otherwise here too we should be governed by the number twenty-eight. Here you can glimpse a deep mystery, a wonderful connection between our nervous system and what is expressed in the great symbols of space—symbols which in themselves are mirrorings of spiritual Beings and activities.

We come now to the third part of the reflection. Our nervous system is built up by the World of Spirit. At the point where the nerves pass either into the brain or into the spine, again a reflection takes place. At this point the stream from the World of Spirit is held back in the nervous system and what we have come to know in the World of Reason penetrates through. The forces of the Hierarchies work through at this point and the World of Reason builds up for us the brain and spinal cord that lie behind the nerves. In our brain itself and its elongation, the spinal cord, we have the product of all the activity originating ultimately in the World of Reason. Anyone who is able to survey the World of Spirit clairvoyantly can find exact images of the great cosmic prototypes even in the smallest reflections in the cerebral nervous system and the spinal nervous system. But the World of Archetypes, or Archetypal Images, streams right through us without our being able to hold it back.

In what way are we able in ordinary life to be conscious of anything? By being able to hold it back. We become aware of a part of the Elementary World by holding it back. We are a product of the Elementary World in our sense-organs and in becoming aware of the activity and functioning of our senses we become aware of the Elementary World. We are a product of the World of Spirit and become aware of that world—but only in reflection—when we become aware of the world connected with our nerves. What does man know of the Elementary World? As much as is mirrored for him by the senses: light, sounds, and so forth. What does man know of the World of Spirit? Just what his nerves reflect for him. The Laws of Nature as they are usually called are nothing else than a shadowy image, a faint reflection, of the World of Spirit. And what man takes to be his inner spiritual life, his reason, is a weak reflection of the outer World of Reason; what is usually called intellect, intelligence, is a faint, shadowy reflection of the World of Reason.

Of what should we have to be capable if we desired to see more than what has been described here? We should have to be able to hold back more. If we wanted to experience consciously the influence of the World of Archetypal Images we should have to be able to hold back this world in some way.

It is only possible for us to have physical sense-organs—eyes, for example—by admitting the Elementary World into ourselves and then holding it back. We can only have a nervous system by admitting the World of Spirit into ourselves and then holding it back; we can only have a brain and reasoning faculty by admitting into ourselves the World of Reason and then holding it back; thereby the brain is formed. If higher organs are to be formed, it must be possible for us to hold back a still higher world. We must be able to send something towards it, as in our brain we send that which holds back the World of Reason. Thus man must do something if he wishes to develop in the true way. He must derive forces from a higher world if in the true sense he wishes to develop to a higher stage. He must do something to hold back the forces of the World of Archetypal Images which would otherwise simply pass through him. He must himself create a reflecting apparatus for that purpose. The method of Spiritual Science, starting from Imaginative Knowledge, creates such an apparatus in the way in which the man of today can and should do this. What man normally perceives and knows is the external physical world. If he desires to attain higher knowledge he must do something to create for himself higher organs. He must bring a world that is higher than the World of Reason to a halt within himself, and this he does by developing a new kind of activity which can confront the World of Archetypal Images and, to begin with, hold it back. He engenders the new activity by learning to undergo inner experiences which do not occur in everyday life. A typical experience of this kind is described in the book, Occult Science—an Outline (Chapter V). It comes about by picturing the Rose-Cross. How should we proceed in order to have as a true experience within us this mental picture of the Rose-Cross?

A pupil who aspires to be led to higher stages of knowledge would be told by his teacher to contemplate, as a beginning, how a plant grows out of the soil, how it forms stem, leaves, flower and fruit. Through the whole structure flows the green sap. Now compare this plant with a human being. Blood flows through the human being and is the outer expression of impulses, appetites and passions; because man is endowed with an Ego he appears to us as a being higher than the plant. Only a fantastic mind-although there are many such—could believe that the plant has consciousness similar to that of man and could reflect impressions inwardly. Consciousness arises, not through the exercise of activity but because an impression is reflected inwardly, and this, man—but not the plant—is able to do. Thus in a certain respect man has reached a higher stage of development than the plant but at the cost of the possibility of erring. The plant is not liable to error, neither has it a higher and a lower nature. It has no impulses or appetites that degrade it. We may well be impressed by the chastity of the plant in contrast to the impulses, desires and passions of man. With his red blood man exists as a being who, in respect of his consciousness, has developed to a higher stage than the plant but at the cost of a certain deterioration.

All this would be made clear to an aspirant for higher knowledge. The teacher would tell him that he must now attain what, at a lower stage, the plant reveals to him; he must gain the mastery over his appetites, impulses and so forth. He will achieve this mastery when his higher nature has won the victory over the lower, when his red blood has become as chaste as the sap of the plant when it reddens in the rose. And so the red rose can be for us a symbol of what man's blood will become when he masters his lower nature. We see the rose as an emblem, a symbol of the purified blood.

And if we associate the wreath of roses with the dead, black, wooden cross, with what the plant leaves behind when it dies, then we have in the Rose-Cross a symbol of man's victory of the higher, purified nature over the lower. In man, unlike the plant, the lower nature must be overcome. The red rose can be for us a symbol of the purified red blood. But the rest of the plant cannot be an emblem in this sense for there we must picture that the sap and greenness of the plant have lignified. In the black wooden cross we have therefore the emblem of the vanquished lower nature, in the roses the emblem of the development of the higher nature. The Rose-Cross is an emblem of man's development as it proceeds in the world.—This is not an abstract concept but something that can be felt and experienced as actual development. The soul can glow with warmth at the picture of development presented in the symbol of the Rose-Cross.

This shows that man can have mental pictures which do not correspond to any external reality. Those who are desirous of having normal consciousness only, where the mental pictures always represent some external reality, will speak derisively of the Rose-Cross symbol and insist that mental pictures are false if they represent no external fact. Such people will ask: wherever is there any such thing as the Rose-Cross? Do red roses ever grow on dead wood?—But the whole point is that we shall acquire a faculty of soul that is not present in normal consciousness; that we shall become capable of elaborating mental images and conceptions which have a certain relation to the outer world but yet are not replicas of it. The Rose-Cross is related in a certain respect to the outer world, but it is we ourselves who have created the nature of this relationship. We have contemplated the plant and the ascendancy attained by man and we picture this to ourselves in the image of the Rose-Cross. Then we inscribe this symbol into our world of mental pictures and ideas. The same could be done with other symbols.

In order that we may understand one another fully, I will speak about another symbol. Let us think of the ordinary life of a man through the days of his existence. Day alternates with night, waking with sleeping. During the day we have a number of experiences; during the night, without our being conscious of it, forces are drawn from the spiritual world. Just as we have experiences in our conscious life, in the night we have experiences in the subconscious region of our being. If with the object of acquiring knowledge we take stock of our inner life from time to time, we certainly ask ourselves the question: What progress am I making? Has every experience during the day actually brought me a step forward?—There are grounds for a man to feel satisfied if he makes only a slight advance every day, having his daily experiences and deriving new strength at night. A great deal must, of course, be experienced every day if he is actually to become more mature. Ask yourselves what progress you have made in this respect in a single day. You will find that in spite of innumerable experiences the advance made by the Ego from one day to the next is a very slow process in many cases and a great many experiences are unnoticed. If, however, we look back to the most favourable period of our life, to childhood, we see how rapidly the child advances in comparison what is achieved in later life. There are good grounds for stating that a traveler who devotes his whole energies to journeys round the globe in order to make progress through the acquisition of knowledge does not advance as far as a child advances through what he has learned from his nurse.

The advance made by the Ego can be indicated by a serpentine spiral. Two serpent forms, one light and one dark, wind around a vertical staff. The light curves represent the experiences of the day, the dark curves the forces working during the night. The vertical line indicates the advances made. Here, then, we have a different symbol representing the life of man.

We can make both complicated and simple symbols. The following would be an example of a simple one.—If we concentrate on a plant growing until the seed is formed and then gradually withering until everything except the seed has vanished, we can visualise this as a quite simple symbol of growth and decay.

In the Rose-Cross we have a symbol of man's development from his present stage to his purification; in the Staff of Mercury we have a symbol of man's development through the experiences of day and night and the advance made by the Ego.—Symbol after symbol can be created in this way.

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None of them mirrors any external reality; but by surrendering ourselves in inner contemplation to the meaning of these symbols, we accustom our soul to activities which it does not otherwise exercise. These activities finally engender an inner force which enables us to hold back the World of Archetypes or Archetypal Images in the same way as we have held back the other worlds.

The symbols need not only be pictorial; they may also consist of words into which profound cosmic truths are compressed. When cosmic truths are compressed into symbolical sentences we have there a force by means of which we can mould the substance of our soul. By working thus upon himself man consciously builds up that which the external world has otherwise accomplished in him without his aid, forming his brain out of the World of Reason, his nervous system out of the World of Spirit, his sense-organs out of the Elementary World. He himself builds organs higher than the brain, organs which are not outwardly visible to normal consciousness because they lie in a realm beyond the physical. Just as the eyes have been formed out of the Elementary World, the nerves out of the World of Spirit, the brain out of the World of Reason, go out of the World of Archetypal Images higher spiritual organs are formed and moulded, organs which gradually enable us to penetrate into the higher world and to look into it. These organs simply represent a development and continuation of the activity carried out at a lower stage. These higher organs of perception appear in the shape of spiritual flower-forms budding forth from man and are therefore called ‘lotus-flowers’, or also spiritual ‘wheels’ or ‘chakrams’.

In anyone who practises such exercises, new organs may actually become visible to clairvoyant consciousness. For example, one unfolds like a wheel or flower in the middle of the forehead. This is the two-petalled lotus-flower; it is a spiritual sense-organ. Just as a physical sense-organ exists in order to bring to our consciousness the world around us, so do the spiritual sense-organs exist in order to bring to our consciousness the world which cannot be seen with normal physical eyes. These so-called lotus-flowers are forces and systems of forces which bud from man's soul.

A second organ of this kind may be formed in the region of the larynx, another near the heart, and so on. These spiritual sense-organs—the word inevitably implies a contradiction but there is no better expression in modern language which is coined for the physical world—these spiritual sense-organs can be cultivated by the patient and vigorous practice of immersing oneself in symbolic mental pictures which are not pictures of anything in the external world and which in this respect differ from the mental pictures of ordinary consciousness in that they do not mirror anything external but work in the soul and produce forces which can hold back the World of Archetypal Images just as eyes, nerves and brain hold back the other worlds that are around us.

But to have arrived at this point is not enough. Anyone possessed of the faculty of clairvoyant vision can perceive these higher sense-organs in man. But these organs themselves must now be further developed. So far they have been formed out of a world higher than those worlds out of which our human constitution is otherwise built up. Now comes the second stage, the preparation for actual vision. The form taken by the process of preparation is that anyone who has attained Imaginative Knowledge through the development of the lotus-flowers and is conscious of having attained it, now passes on to something rather more difficult, to a higher stage of inner work and effort.

The first stage consists in elaborating numbers of symbolic mental pictures—which are given in every school for genuine spiritual training and vary according to a man's individuality, so that the higher sense-organs may be developed with patience and endurance. At the next stage, as soon as the man has acquired a certain skill in picturing such symbols, he must reach the point of being able to exclude the pictures from his consciousness and to concentrate only upon the force within him that has created them. In forming the picture of the Rose-Cross we took account of the plant and of man, and only afterwards built up the symbol. Now we eliminate from our consciousness this symbol as well as that of the Staff of Mercury, concentrating upon the activity we ourselves have exercised in building up the pictures. This means that we direct our attention to our own activity, ignoring the product of it. This is even more difficult. We say to ourselves after having created a symbol: How did you do this?—Most people will need to make many, many attempts in order to pass from the symbol itself to the activity which created it. The process will take a very long time. Again and again it will be necessary to create the symbols until we reach the point where we can dismiss them, in order then to experience something quite new, without seeing anything external, namely, the activity which created them.

If after practising this for a long time we feel a kind of seething and eddying within us, a certain progress has been made. We can then actually experience the moment when we do not merely possess higher organs or lotus-flowers but see flashing before us a new realm of which hitherto we had no inkling; we have reached the stage where we have a new field of vision and have our first insight into the World of Spirit.

The experience is as follows.—We have already left the ordinary outer world, we have lived in a world of symbols, and now we eliminate the symbols and pictures; then we have black darkness around us. Consciousness does not cease but seethes and eddies, stirred by our own activity. At an earlier stage we held back the World of Archetypal Images, now we hold back the World of Reason too, but not in the same way as before; we hold it back from the opposite side. We hold back what otherwise flows into us. Previously we saw only the shadow-pictures of the World of Reason in our own intellectual activity; now we see the World of Reason from the other side; we see the Beings known as the Hierarchies. Little by little everything now becomes filled with life.

This is the first step to be taken. But that is not all. A further step consists in acquiring the power also to suppress our own activity. First of all the pictures have been suppressed and now our own activity. If he really makes the attempt the pupil will again realise how difficult this is; it is a longer process for it will usually happen that he then falls asleep. Yet if any consciousness at all is left to him, he has advanced to the point where he holds back not only the World of Reason but the World of Spirit too. He now sees the World of Spirit from the other side and the spiritual Realities and Beings in that world. Whereas the previous stage of knowledge, when the activity creating the symbols is held back, is known as Inspiration (Knowledge through Inspiration), this further stage, when we also eliminate our own activity, is called Intuition. Through Intuition we glimpse the true configuration of the World of Spirit which otherwise we see only in its shadow-pictures, the laws of Nature. We now become conscious of the Beings and their activities which have their outward expression in the realities and laws of Nature.

We have now described a path of knowledge differing somewhat from the one that is followed when a man simply becomes conscious of entering into or passing out of the World of Spirit when he goes to sleep or wakes. This method first creates the organs in that the World of Archetypal Images is held back and its forces used for the creation of these organs that are needed by man, and then he is led through Imaginative and Inspired Knowledge into the World of Spirit into which he is now able to gaze. But when he has reached the stage of Intuitive Knowledge, he can also grow into the Elementary World in such a way as not to enter it unprepared but fully prepared, seeing it before him as a final experience. Certainly this path is a hard one for many people because it demands much renunciation. A man must first practise for a long time with symbols and wait until the requisite organs are formed. But to begin with he cannot see with these organs. It is very often the case today that people do not want to go along a sure path but above all to see something quickly, to have rapid success. Success will surely come but it must be achieved by practising a certain renunciation. First we must work upon ourselves for a long time in order little by little to find entrance into the higher worlds; and truly, what we first see of the World of Reason and of the World of Spirit is a very colourless vista. Only when we come back from these realms into the Elementary World, when we are far advanced in Intuitive Knowledge—only then does everything acquire colour and vividness, because then it is all permeated by the Elementary World and its effects. It is only from the vantage-point of Intuitive Knowledge that these things can be described.

Moreover only when we have joy in building up the symbols, when we work with patience and perseverance at the development of the organs, can we be aware of a certain progress; but although at the beginning we see only little of the higher worlds, it is a sure path and one that protects us from illusions. The reward comes only later, but it is a path that is a safeguard against idle phantasy. If we have worked our way to the stage of Imaginative Knowledge, we already stand in the world immediately above our own; and we feel that we have membered into ourselves something from a higher world. Then we gradually rise to higher and higher stages and finally achieve a real understanding of the higher worlds.

You will find an outline of this process of development in the book, Knowledge of the Higher Worlds and Its Attainment and in the later part of the book, Occult Science—an Outline. The accounts given there are intended for a rather wider public and are therefore somewhat condensed. I wanted today to speak of certain more intimate matters which will add something to what is contained in those books on the subject of the path to higher knowledge.

I have tried to make it clear that in the Microcosm, in the nervous system, in the brain, men are mirror-images of the activities and Beings of the Macrocosm. It has been shown that before we begin to work on ourselves in order to unfold higher qualities, other work has already been applied to our development as human beings. We have realised that we are actually only continuing the work that has already been applied to us. Just as our physical constitution has been built up out of the higher worlds, so do we ourselves build up our ‘spiritual man’. We transcend our ordinary selves by advancing in our development. Nobody who takes the concept of evolution seriously can doubt that such further development is possible. Those who believe that what is actually there has risen from earlier Stages of existence to the present one must also admit that development can go forward. But because man has become a conscious being, he must also take his development consciously in hand. And he can tread in full consciousness the path of development that has been described. If he needs a teacher, he no longer needs him—as was the case when the old methods were in use—as one who takes something away from him or allows something to stream to him; in such circumstances those who were guided by the teacher were not independent. Today we have been learning about a path entirely in keeping with the consciousness of modern humanity, for one who takes this path entrusts himself to another in no other sense than a pupil entrusts himself to a tutor in mathematics. If he did not assume that the tutor knows more than he knows himself, he certainly would not go to him. In the same sense we entrust ourselves to a leader or teacher who gives us nothing more than indications. At every step we remain our own master while scrupulously following the indications given. We follow the indications given by the teacher as we should do in the case of those given by a tutor in mathematics, only now our whole soul is engaged; it is not a matter of applying our intellect to the solution of a mathematical problem. It is the essence of the new method of Initiation that it takes account first and foremost of the independence of the human being; the Guru is no longer a Guru in the old sense but only in the sense that he gives advice as to how progress can be made.

The successive epochs change and man is constantly passing through new stages of existence. The methods for promoting development must therefore also change. Different methods were necessary in earlier times. The method called the Rosicrucian after its most important symbol is the one most appropriate and fitting for the soul of modern man.

So we see how, in addition to the older methods, there also exists the appropriate modern method which leads man in the way indicated into the higher worlds. A mere outline has been given today. To-morrow we shall describe how man, if he works upon himself, grows step by step into the higher worlds and how they are gradually revealed to him. We have described what man has to do in order to apply the new methods and tomorrow we shall speak of what he becomes and what is eventually revealed to him.

It was stated yesterday, that those beings who are to be considered as Folk-spirits, are at the stage at which they in their present existence work from within their ‘I’ upon their etheric or life-body, that therefore they are fashioning this body from out of the very inmost part of their soul.

Now of course it might be said: It must certainly be admitted that the work upon this etheric or life-body cannot be directly seen with external organs of perception, with physical eyes, but that this is something belonging to clairvoyant consciousness. But, if the activity of these beings, of these Folk-spirits plays a part in human life, then on the other hand we must be able to point out something which is to a certain extent visible externally, a kind of impression, a kind of reflection of this work of the Folk-spirits or Archangelic beings. Besides that, these beings must in a certain sense also possess a physical body. Their corporeality must be expressed in some form or other. And this physical form in which the work, the activity of these beings is expressed, must also in some way or other be indicated in the world in which man lives, for after all, the human body must also be concerned in the work of these spiritual beings.

Let us begin with the etheric or life-body of these beings, and with the work which they accomplish in it. Here we must in the first place turn to the researches made by clairvoyant consciousness. Now where does clairvoyant research find something which may be designated as the etheric body of these Archangelic beings, of these Archangels? and how are we to understand this work? You all know that the features of the surface of the earth vary in different parts, and that in the different parts of our earth there are very different conditions for the unfolding of the characteristics peculiar to the various peoples. The materialist will say that the climate, the vegetation, or perhaps the water of a country and other things determine the characteristics and peculiarities manifested by the people of that country. It is not to be wondered at that one whose consciousness is limited to the things of the physical world should speak thus, for he only knows what he can see with his eyes; but to clairvoyant consciousness it is quite another matter.

Anyone who with clairvoyant consciousness travels through different countries in various parts of the earth knows that the peculiar form of vegetation, the characteristic configuration of the rocks, does not exhaust what he knows about this particular country. When we speak of a peculiar aroma, or, of an aura of a certain part of our earth, it is comprehensible that for a materialist we are only speaking of an abstraction. To clairvoyant consciousness there arises over every part of our earth a peculiar spiritual cloudlike formation which we must designate as the etheric aura of that special part of the earth. This etheric aura is quite different over the land of Switzerland from what it is over the land of Italy, and again different over the lands of Norway, Denmark or Germany. It is true that every man has his own etheric body, and it is also true that a kind of etheric aura towers up over every part of the surface of our earth. This etheric aura differs very considerably from other etheric auras, for example from that of man. If we observe a living human being, we find that his etheric aura is united to him as long as he lives, that is, from his birth to his death. It is united to his physical body, and only alters in so far as the man during his lifetime goes through a development, when he rises higher as regards intelligence, morals, etc. But then we always see that this etheric aura of man alters from within, it develops certain parts which shine out from within. The case is different with those etheric auras which can be perceived over the various countries. Certainly these preserve throughout long periods a fundamental tone, they have something which continues throughout long ages. But in these etheric auras there are also changes which take place quickly, and these distinguish them from human auras which alter slowly and gradually, and when they do alter, the alteration only takes place from within. The auras over the various countries alter in the course of the evolution of humanity on the earth when one people leaves its dwelling place and takes possession of another part of the earth. The essential is, that the etheric aura over a certain part of the earth does not only depend upon what rises out of the ground, so to speak, but upon the last inhabitants of that territory. So that those who wish to follow the destinies of our human race in their true form on earth, endeavor to follow the interpenetration of this particular part of the etheric auras of the different parts of our earth. The various etheric auras of Europe altered very much at the time which we designate as the period of the migrations of the peoples. You may already see, that in the etheric aura over any particular part of the earth there is something which can be altered, which may indeed change suddenly, and that this change may even be brought about from outside, in a certain sense. Every one of these etheric auras is in a certain respect a fusion of what comes from the ground and of what has been brought there by the migrations of the peoples. When we consider this aura we must clearly understand that, in a certain respect, the saying which is so lightly quoted in Theosophy, but which is never really understood, at least not in all its depths, holds good in the widest sense; everything seen outside in the world with physical consciousness is only maya or illusion. It is often mentioned among theosophists, but is seldom observed in such detail, as to play a part in one's life. It is rather quoted in an abstract form, but if concrete connections are sought for, it is forgotten and only material consciousness comes into play. In truth that which mysteriously confronts us in the part of the earth inhabited by a certain people, is the etheric aura of that particular part of the earth. That which confronts the physical eyes in the green vegetation, in the peculiar configuration of the earth and so on, is fundamentally only maya or external illusion; it is a condensation, as it were, of what is at work in the etheric aura. Albeit, only that part of the external is dependent upon this etheric aura upon which it—that is to say, a living organizing principle can have an influence. The Archangels, who have the spiritual laws within them, cannot intervene in the physical laws. Where, therefore, only the physical laws work and come into consideration, as in the relations of mountain and plain, in the contours of the ground and so on, in all cases where that which determined the great changes of the people depends upon the physical conditions, there the influence of the Archangels does not extend; they have not as yet gone far enough in their evolution to be able to intervene in physical conditions. Because they are unable to do this, but are in this matter dependent, they are compelled at certain times to wander over the earth; and they embody themselves, as in a physical body, in that which is represented by the configuration of the land, in that therefore, which is ruled by physical laws. The etheric body of the people cannot as yet enter in there, it cannot as yet extend into it and organize it. Therefore the ground is sought out, if it proves to be suitable, and from this union between the etheric body which is worked through by spiritual soul-forces, and the physical piece of ground, there arises that which we meet with as the peculiar charm appertaining to the characteristics of a people, that which a man who is not clairvoyant can merely feel in a country, but which a man who observes country and people with clairvoyant consciousness, is able to see.

Now how does what may be called the work of the Archangels, the Folksouls, take place in this etheric body which rises above the ground? What is the work of the Archangel, how does he work into the human beings who move about upon this ground and live within this cloud of the Folk-spirit? He works into it in such a way that his power expresses itself in three ways in man. It is the etheric aura of the people that works into them, weaves through them, is active within them. Indeed this etheric aura works into the human being in such a way that three parts in him are affected by it. Through the mingling of these three parts arises the peculiar character which belongs to a man who lives in this etheric aura of the people. What part of man does this affect? It acts on a threefold nature in the temperaments. It acts on the temperaments which are themselves immersed in the emotional life of man, those that work in the etheric body of man, but not on the so-called melancholic temperament. The etheric aura of the folk acts upon the choleric, the phlegmatic and the sanguine temperaments; on the whole, therefore, the power of the etheric aura of the folk flows into these three temperaments. Now these three may be mingled in many different ways and may co-operate differently in different human individuals. You may think of an endless variety of ways in which the three forces co-operate, when one influences another, or conquers it, etc. Thus arise the many configurations which we meet with, e.g., in Russia, in Norway or Germany. That which works into the temperaments constitutes the national character of man. The difference existing in this respect between the several individuals, is only caused by the degree of the mingling. National temperaments are therefore mingled according to the interpenetration of the folk aura.

Thus we find the Folk-spirits at work all over the earth. But they also have their own paths to follow; for this working into the temperaments is not to them the essential thing for their own affairs, they only do this because the forces in the world mutually affect one another. They do it first of all as their own intentional acts, as that which it is their mission to do. But besides this the affairs of their own ‘I’ also come into consideration. These consist in the fact, that they themselves advance in their evolution, that they themselves pass over the earth and embody themselves in one or another region of the earth. This is their own affair. The other, what they do in the temperaments of man, is something they do besides their calling. Naturally man himself also advances through their work; it reacts upon him. Hence human work reacts upon the Folk-spirit. Later on we shall see the significance of the individual human beings to the Folk-spirit. That is important. But the essential thing is that we should be able to follow one of these Folk-spirits; and see how he embodies himself in the world, lives again for a time in the spiritual world, and then embodies himself again somewhere else. When we observe these occurrences we are still only observing the affairs of the egos of these beings. Now in order to form quite a concrete idea, picture to yourselves the human etheric body embedded in the folk's etheric body; picture the interaction of the human etheric body and folk's etheric body and imagine further that the folk's etheric body is reflected in the folk temperament in the mingling of the temperaments of the single individuals. You then possess the secret of how the Folk-spirit shows himself to us in his way within a folk. Now after we have said this, we have in reality exhausted the most important work of the true Archangel or Folk-spirit. We should have not nearly exhausted the characteristics of a people if we were only to take into consideration the character possessed by an individual belonging to the people. The Archangelic Beings, who are the true Spirits of tribal tree, have that task.

But now to a folk, as you may easily suppose, there belongs much besides this. Why? If the Archangel, the guiding Folk-spirit, did not meet with other Beings on the same piece of ground, and did not work in conjunction with them in the etheric body of man, many of the attributes of a people would not originate at all. Man is the scene of action for the meeting between the Archangels and yet other Beings who co-operate with the Archangels, and so to speak, work in conjunction with them. Now from this co-operative work arises something else in addition. Clairvoyant consciousness, when it studies the peoples, finds, strange to say, besides the Archangelic Beings already described, other mysterious Beings who are in certain respects related to the Archangels, but who in other respects are completely different from them, above all, in that they are able to employ much greater forces than can the Archangels themselves.

The Folk-spirit acts in an exceptionally delicate and intimate way upon the several human souls in this interweaving into the temperaments; but there are yet other Beings who act upon them in a much stronger, more powerful manner. We must once for all be quite clear as to these Beings, from our general knowledge of the Hierarchies; we shall then, so to speak, find the names of these other Beings who are observed by clairvoyant consciousness.

You must think of the Hierarchies of Spirits in the following way:

1. Man,
2. Angels,
3. Archangels,
4. First Beginnings, or Spirits of Personality, Archai,
5. Powers, or Spirits of Form.

We should then come to yet others, which we do not, however, wish to take into consideration to-day. If you remember what we spoke of yesterday—and you will also find it described in detail in the Akashic Record and in my book Occult Science,—you will say that of these Beings it was the Archangels who went through their human stage in the old Sun period. At that time those Beings whom we call Spirits of Form or Powers, who are now two stages higher than the Archangels, were at the Archangel stage; they were Beings such as the Folk-spirits we have described to-day. That was then their normal stage of evolution. There is, however, a remarkable mystery in evolution; it is the law of the lagging behind of certain Beings, the law which brings it about that at every stage certain Beings remain behind, so that at the following stage they have not attained their normal height, but actually have the character they should have had at the earlier stages. Now throughout the evolution of our humanity there have always been beings who have remained behind. Among these laggards are also some of these Spirits of Form or Powers, and they have remained behind in a very singular way, namely so, that although in respect of certain attributes they are Spirits of Form or Powers, and by means of certain attributes can do what at the present day can only be done by the Spirits of Form who have bestowed the ‘I’ upon man at the earth stage, they cannot, however, as yet do this completely, because they do not possess all the necessary attributes. They have so lagged behind that they did not go through their Archangel stage upon the Sun but are going through it now during the earth period, so that they are Beings who are now at the stage of Folk-spirits, but possess quite different attributes. Whereas the Folk-spirits work into human life in an intimate way because they are only two stages higher up than man and consequently are still related to him, these Powers, these Spirits of Form, tower four stages above the human stage. They possess on that account very many and mighty powers that would not be suitable for working so intimately into man. They would act more robustly, but no other domain have they for their activities than that in which are the normal Folk-spirits, the Archangels. That is the difficulty, one must first learn to discriminate in the higher world. Those who imagine that in the higher worlds they can manage with a few ideas, are very much mistaken. The man who, with a few superficial ideas, ascends into the higher worlds, would certainly find the Archangels. But one must discriminate whether these are Beings who have now normally reached the Archangel stage, or those who ought to have attained that stage during the Sun-state of our earth. There are therefore in the same domain as the Spirits of the Peoples or Archangels, other Beings at work who belong by rank, so to speak, to the Archangels, but are gifted with very different, much robuster attributes, such as are possessed by the other Spirits of Form, and who can on that account penetrate deeply into human nature. For what have the Spirits of Form made of man during the earth existence? just think how man could not have said ‘I’ to himself if the Spirits of Form had not formed the brain into that which man possesses at the present day. Therefore Beings such as these are able to work even into the physical form, although they are only at the stage of the Archangels. They enter upon a sort of trial of strength with the Folk-spirits on the very ground upon which the latter are active.

The first and chief thing brought about by this contact between these Spirits coming from these two directions, is speech, that which could not come about without the whole structure and form of the human body. In the structure of man you have the activity of these other Folk-spirits, who are connected with the powers of Nature as well as with man. We must not therefore ascribe our speech merely to those Beings who work so intimately into the folk temperament, and who as Beings two stages above man, imprint their configuration upon a people. The Beings who give language have great strength, they are really ‘Powers’, they are active upon the earth because they have remained on earth, whilst their other companions work in the ‘I’, from the sun into universal space. Before the appearance of Christ Jesus, Jahve or the Jehovah-Being was worshipped by man, and afterwards he worshipped the Christ-Being as the One Who works in universal space. As regards the Spirits of Language we must admit that man particularly likes just that part of speech which has remained with the earth.

We must accustom ourselves to quite different ideas. Man is accustomed to apply his own ideas to the whole universe. He is naturally quite wrong to look upon the fact of these high Beings having remained behind in evolution like a school-girl left behind in her class. They do not remain behind because they have not studied, but for reasons pertaining to the great Wisdom which rules the world. If certain Beings had not renounced their normal evolution, and instead of going on further with the Sun, continued their evolution on the earth, then that which we call speech could not have arisen on the earth. In certain respects man ought to love his language, for the very reason that, so to speak, out of love high Beings remained behind with him and renounced certain attributes in order that man should be able to evolve in accordance with what wisdom decrees. Just as we must look upon the ‘hurrying forward’ as a kind of sacrifice, so must we also look upon the ‘remaining behind’ at earlier epochs of evolution as a sort of sacrifice, and we must clearly understand that man could in no wise have attained certain attributes if such sacrifices had not been made.

Thus, we see how in the etheric body of man, and in that of the Folk-spirit under consideration, two different sorts of Beings exchange work with each other: the normally developed Archangels, and those Spirits of Form who have remained behind at the Archangel stage and have renounced their own evolution, in order to embody in man during his life on earth, his national language. They had to have the power so to transform the larynx, so to transform the entire instrument of speech that it should produce a physical manifestation, and that is speech itself. We must therefore look upon what confronts us as national feeling, national temperament, and its language, as being united in a co-operative work. That which man is able to express in words, that by which he shows himself to be a member of his people, that which he sounds forth into the air, that it is which those Spirits of Form who are united with the Folk-spirits can only bring about, because they with their great forces and powers remained behind at the stage of the Archangels. Therefore a co-operation of this sort takes place in the domains, in the realms where the Folk-spirits are active.

A similar co-operation is however to be found in yet another domain. I pointed out yesterday, that there are yet other forces at work; these are the First Beginnings, the Archai, or Spirits of Personality, who during the earth existence represent what is called the Zeitgeist, or Spirit of the Age. These work so, that from their own ‘I’, from their soul organization, they work into the physical body, so that they set the forces of the physical body in motion. We must therefore presume, that if at a certain time something appears as a result of the activity of the Zeitgeist, something which manifests itself in the Spirit of an Age by which mankind progresses, that this corresponds to a working with physical forces within our earth existence. You can very easily perceive this, you need only think it over in order to understand that real physical preliminary conditions are necessary in order that this or that should arise in the spirit of the age; Kepler, Copernicus or Pericles could not have lived in any other age, or under other laws. Personalities grow forth from quite definite conditions of the times, from those conditions which at a definite epoch of time are formed and organized by the physical work of higher Beings. These are in reality the physical conditions, naturally they are physical conditions, which we must not conceive of as being material blocks, but as certain configurations in the physical part of our earth in general. Sometimes these configurations stand out in strong relief; at other times when the Spirit of the Age is using his influence in any particular way, a quite definite physical constellation has to come about. Only remember that on one occasion, when some children were playing in a glass-cutter's workshop with some pieces of glass that were cut in a certain way, these pieces were so combined that one could observe the optical effect as a telescope, so that the inventor of the telescope only needed to realize his observation of this law of the telescope.

That is an historical fact. Just think however, what physical occurrences were necessary, in order that all this might take place. The lenses had first to be invented, cut, and put together in the corresponding manner. You may, here, very well use the word ‘chance’, but you may only do so if you also refrain from comprehending the law which operates in such occurrences. These physical conditions are brought together by the Archai, the Primal Forces. The reflection of their work is that which draws together into one spot on the earth that which otherwise, as Spirit of the Age, works in a variety of ways. Just imagine what would have become of many physical things in modern times, if this work of the Archai in their physical bodies had not taken place. It is really the work of the Archai which acts in this way and in this direction. Now if the Archai act thus and direct the Spirit of the Age, we may enquire again, ‘How do these Spirits of the Age really guide human progress by means of intuition?’ They do it in such a way that a human being is stimulated as if by chance, by something that takes place in the physical world. This is not merely legendary, it does sometimes occur. I need only remind you of the swinging lamp in the Cathedral at Pisa, where by observing the regularity of the swing of the lamp Galileo discovered the law of the pendulum, and how later Kepler and Newton were stimulated to make their discoveries. We could relate hundreds and thousands of cases in which physical events and human thought were brought together, by which it could be perceived how the Archai or Primal Forces give through intuition the ideas which go forth into the world as the ideas of the age, which then influence man in his development, regulate his progress and permeate it with law.

But in this domain also, those Beings who have normally become Spirits of Personality during our earth existence, work in conjunction with others, who, because of their having remained behind upon the Moon are now not Spirits of Form or Powers as they ought to be on the earth, but are also only now working as Spirits of Personality. Thus those Beings who made their renunciation not upon the Sun stage but only that of the Moon, are now Spirits of Personality, but they do not possess the attributes they ought normally to have; that is to say, they do not give intuitions in the same way as do the normal Spirits of Personality, but as do the belated Spirits of Form. They do not stimulate from outside, leaving it to man himself to observe what is brought about in the physical, but they stimulate inwardly, they work within the brain and give a certain tendency to thought. Hence the thought of man at the different epochs is stimulated from within, so that each epoch has a distinct kind of thought. This is connected with the delicate formations of thought, with inner constellations. Here the belated Spirits of Form who have the character of Spirits of Personality, work within man and produce a certain kind of thought, a quite definite form of ideas. Hence it comes about that man is not only guided from epoch to epoch according to the will of the intuiting Spirits of Personality by whom he allows himself to be stirred to do this or that, but he is urged along as if by inner forces so that the thought manifests itself physically from within, just as in the spoken language there is manifested that which, on the other hand, remained behind as Spirit of Form. Thus in the method of thought there is a manifestation of those Spirits of Form who appear in our age as Spirits of Personality. These, therefore, are not those delicately working Spirits of Personality who allow a man to do as he will, but those who take possession of him and forcefully push him on. Hence in those men who are stimulated by the Spirit of the Age you can always observe these two types. In those persons who are stimulated by the true Spirits of the Age who are at their normal stage, you may see the true representatives of their time. We may look upon these as men who had to come, and at their activities as something which could take place in no other way. But there are other persons, in whom are active those Spirits of Personality who are in reality Spirits of Form. Those are the other Spirits whom we have just named as the Thought-Spirits, those who during the old Moon-cycle moved forward to their present standpoint.

Now man is the scene of action upon which all this works together. This co-operation is shown through the fact that speech and thought enter into reciprocal relations, that not only the Spirits who are at the same stage enter into reciprocal relations, but the normal Archangels also, who govern the national feeling and temperament enter into reciprocal relations with those just described, not only therefore with the Spirits of Form who are at the Archangel stage, but also with those Spirits of Personality who are in reality belated Spirits of Form.

These two kinds appear in human nature and in human being. This relation is one extremely interesting to study when with occult knowledge and occult power of vision one goes from one people to another. Then one can see how the normal Folk-Spirits act, and how they then receive their orders from the Spirits of the Age. But these Folk-spirits work within man together with the Spirits of Language and also with the Thought-spirits who work into the thoughts of man. Within man there are not only normal and abnormal Archangels, but also Archangels in contradistinction to the abnormal Spirits of Personality who from within govern the work of thought in a particular age.

Now it is extremely interesting,—I have said that conditions will be touched upon which you must meet with your spiritual understanding, which must be clothed in ordinary words because no language has as yet been created which would make all this credible and clear; one has to express everything in words which can depict the facts somewhat figuratively, which however correspond to an important fact in the evolution of humanity,—it is extremely interesting and important to follow the evolution of humanity in more recent times; it is important to know that a reciprocal agreement was once arrived at between one of the guiding Spirits of the Peoples, who is a normal Archangel, and one of those Spirits who work inwardly as Spirits of the Thought-forces, an abnormal Spirit of Personality, and in a certain historical epoch the serious and important result of this agreement is to be seen. In order to make this agreement more especially complete, a harmonious relationship was established with the corresponding abnormal Archangel, who was the guiding Spirit of Language at that time; so that there was a point in the evolution of mankind, when so to speak, the normal and abnormal Archangels worked together and when, besides this, there worked in as an additional impulse the kind of thought which was brought about from within by an abnormal Spirit of Personality. The agreement made between these three parties was reflected in one particular people. That was the Indian people, who introduced the post-Atlantean civilization in the first post-Atlantean age. It was during this Indian civilization that the constellation arose in which these three Beings were able to work most harmoniously together. The consequence of that is all that we may call the historical rôle of this Indian people. Even in those ages of which the historical traditions still remain, the effects of what was formerly concluded in that agreement still continued to work. That is the reason why the ancient sacred language of the Indians acted with such power and produced those mighty historical effects in civilization, and why it could act so powerfully even in succeeding times. This power was brought in by the abnormal Archangels who worked in the language. The power of the Sanskrit language rests upon the agreement of which I have just spoken. And again the unique Indian philosophy, which as creative thought acting from within man has not yet been equaled by any other people in the world, also rests upon it; the inner completeness of thought belonging to the Indian culture rests also upon this agreement. In all other parts of the world we observe different conditions; but in all of them there could at that time be observed what has just been described. Hence it is so infinitely fascinating to follow up these trains of thought, which take the peculiar form they do, because they have not proceeded from the predominance of the normal Archangel over the abnormal one, but from their harmonizing so completely, because each thought was actually absorbed by the temperament of the people and was lovingly spun on into details at that time when the Indian people represented the first blossom of the culture of the post-Atlantean epoch. And the language worked on in this way because the conflict had not arisen there which would have taken place everywhere else, because such a cooperation took place between the Archangel of the normal evolution and the Archangel of the abnormal evolution. Thus one may say that this language, poured forth from the purest temperament, is itself a product of that temperament. That is the secret of the first civilization of the post-Atlantean epoch. That, however, is what must be observed in all other peoples, namely, that in them an unique co-operation takes place between these three forces, between the normal Folk-spirit or Archangel, the abnormal Archangel, and that which acts inwardly in the abnormal Spirit of the Age, who works, not as a Spirit of the Age, but from within, and finally that which the true Spirit of the Age has to convey inwardly to the nation.

The true knowledge of a people comes from listening to these forces within, and weighing the share which each factor has in the constitution of the people. Hence it has become difficult for persons who do not take the occult forces of human evolution into consideration, really to define the word ‘folk’. Examine the several books in which in any, part of the world the conception of a ‘folk’ is defined, and you will see what curious definitions there are, and how greatly they differ from each other. They have indeed to differ, because one writer feels more what comes from one side, from the normal Archangels, another what proceeds from the abnormal Archangels, and again a third that which comes from the several personalities of the people. Each one feels something different and uses that in his definition. That is just what Spiritual Science has made clear to us, that these definitions need not always be wrong; but they are always bathed in maya, in illusion. From what a writer says it can be seen that he only observes maya, and that he leaves unnoticed the various forces at work.

Hence one will naturally always obtain very different conceptions, if from the anthroposophical standpoint one observes a people like the Swiss, who live in one and the same country and speak three languages, and on the other hand peoples who speak one language only.

As to why some folks act more under the influence of the Spirit of Personality, that is to say, why their life is especially made up of the cooperation of the several personalities, we shall have to speak later. Peoples whose existence is more under the influence of the abnormal Spirit of Personality are also to be found on the earth; those Spirits of Personality do not work for the further progress of evolution. You need only study the character of the North American people, there you have a people absolutely founded on this principle.

Thus you will see, that we shall only understand the history of the world, in so far as it consists of the histories of peoples, if we follow up the normal and abnormal Archangels, the normal and abnormal Spirits of Personality in their reciprocal positions, and in their co-operative work, and at the same time follow up their work in peoples that succeed each other in the course of the world's history.

The purpose of these lectures is to bring still loftier concepts to those more advanced students of theosophy who have been familiar for some time with its world-conception and—which is much more important—have become at home in its way of thinking and feeling. This will make it more difficult for the later-comers to follow; perhaps they are well able to follow with their understanding, but it will become increasingly difficult for them to regard as sound and reasonable what is brought forward from the higher sections of theosophy. Much goodwill, therefore, will be required of new-comers to follow these group-lectures with the understanding of feeling and perception. Yet we should make no progress if we had no opportunity of throwing light upon the higher realms of spiritual existence as well. That then is the purpose of these lectures.

Now in the last lecture I gave you a picture of the evolution of our whole planetary system. Before that we had considered the planetary system itself in so far as the various planets are peopled by beings who have an influence on our human body. What is to be brought forward today will link on to these two previous studies. We will extend still further our picture of the planetary system and learn some of the mysteries of our cosmic existence from a spiritual aspect.

In the numerous popular accounts of the origin of our planetary system one is first led back to a kind of original mist, to a vast fog-like structure, a nebula, out of which our sun and its planets have somehow agglomerated, although for the driving force in this process only physical forces, as a rule, are taken into account. This is called the “Kant-Laplace theory,” though it is somewhat modified today, and those who have arrived at an intellectual grasp of the gradual agglomeration of the different planets out of the original nebula up to the condition in which they and our earth now exist, are very proud of their intelligence. They continually emphasize that it is but little in keeping with the present important advance in science to speak of spiritual forces and spiritual beings in this separation of the heavenly bodies out of the nebula. Various popular books, too, describe such statements as completely backward and superstitious.

Now the intelligence of a student of theosophy would suffice for an understanding of what is brought forward in this way. But he goes somewhat further. It is clear to him that the physical forces of attraction and repulsion were not enough. It is clear that all sorts of other things played a part. Theosophy has still to put up with being proclaimed thoroughly dense and stupid and a dreadful superstition by popular official science—which one could perhaps call “antisophy.” But we are living in an age which in a remarkable way is full of hope for the theosophist. It could he said that the theories, opinions and knowledge that modern popular science forms from its own facts look like tiny, gasping, dwarf-like creatures which run puffing and blowing at a considerable distance behind the facts. The facts of modern science are actually far, far ahead of the “belief” of modern science—only that is not recognized. I should only like to remind you of how we have often spoken here of the activity of the astral body during the night, of how the astral body at night works at upbuilding the physical and etheric bodies and ridding them of the fatigue substances they have acquired during the day. To express the sentence in this form would simply strike modern science as something not fit for polite society. But facts speak a plain language. When, for example, we can read in an American paper today that a researcher has established the theory that the sleep activity in man is an involving, constructive one, whereas on the other hand the waking activity is a destructive one, you have again a proof of how modern science runs after the facts like little dwarfs who cannot keep up. In the world-conception of theosophy you have the great illuminating views that are drawn out of a spiritual conception of the world.

When we consider the origin of our present solar system theosophically we need in no wise—nor in other fields—directly contradict what is put forward by physical science. For theosophy has no objections to make in respect of what physical science strives to know—that is, what eyes could have seen in the successive phases of evolution. If at the time of the original nebula someone had placed a chair out in universal space, had sat on it for a sufficiently long life-time and had watched how the different globes had gathered themselves into balls and separated off, with physical eyes he would have seen nothing but what physical science has affirmed. But that would be just the same as if two observers reported that a man gave another a box on the ear and one of them should say: The man was furiously angry with the other and that made him shoot out his hand and give the other a box on the ear. The second observer might say: I saw nothing of anger or passion, I only saw the hand move and inflict the blow.—That is the external, materialistic description, the method employed by modern science; it does not contradict the spiritual examination of the facts. However, the man who believes that this materialistic description is the only one naturally feels that his scientific eminence is vastly superior to everything put forward by spiritual research. The modified Kant-Laplace theory may definitely hold good as an external event, but within the whole forming of globes, within this whole crystallizing of the separate cosmic globes, spiritual forces and spiritual beings were at work.

The experimenter shows us today in a beautiful way how this Kant-Laplace theory can proceed. One need only take a fairly small ball of oil that swims in water. Then one can very easily put a little cardboard disk in the plane of the equator through this ball and put a needle through the centre. Now one rotates the needle very rapidly, little oil-balls split off, and it is easy to picture a cosmic system in miniature and to show how a cosmic system has separated itself off into globes in space. The experimenter has only forgotten one thing. He forgets that he himself was there, that he made the necessary preparation, that he then rotated the needle and that what cannot go of itself on a miniature scale cannot go of itself in the universe. Out there it is supposed to go of itself. Things are not in the least so very difficult to comprehend, but the right physical principles are so worn out that those who do not want to see them really need not see them. So, spiritual forces and spiritual beings were active in this whole process of planet formation and we will now learn something about it.

I must remind you of the often-repeated fact that before our Earth became “Earth” it had gone through earlier embodiments, other planetary conditions—the Saturn, Sun, and Moon conditions, and only then advanced to its present Earth condition. Now picture vividly ancient Saturn, floating in space in the far-distant past, the first embodiment of our Earth. Within the whole being of Saturn there was as yet nothing at all of what we see round us today as our plants, minerals, animals. Saturn consisted in the beginning of nothing but the very first rudiments of humanity. We speak of ancient Saturn as of nothing but a sort of conglomeration of human beings. Man existed at that time only in the first rudiments of his physical body. Ancient Saturn was simply composed of individual physical human bodies—somewhat as a mulberry or blackberry is composed of nothing but single tiny berries. It was surrounded by an atmosphere, as today our Earth is surrounded by air, but in relation to what we know as atmosphere today it was spiritual. It was entirely of a spiritual nature and within the Saturn evolution man began his first development. Then came a time when Saturn went through a state similar to man's condition between death and rebirth in Devachan. One calls this state of a cosmic body, Pralaya. Thus Saturn went through a sort of devachanic state and when it entered again upon a kind of externally perceptible existence, it emerged as our Earth's second planetary stage, as Sun. This Sun-condition brought the human being again further. Certain beings which had remained behind now emerged at the side of the human kingdom, so that there were then two kingdoms on the Sun. Then came a Pralaya, a devachanic condition, after which the whole planet was transformed into the Moon-condition; and so it continued, again a Pralaya, until the Moon passed over into our Earth.

When our Earth came forth from the purely spiritual devachanic state and received for the first time a kind of externally perceptible existence, it was not like it is today. In fact, seen externally, it could really be pictured as a kind of great primordial nebula, as our physical science describes. Only we must think of this primordial mist as immense, far greater than the present earth, extending far beyond the outermost planets now belonging to our solar system—far beyond Uranus. To spiritual science what is seen coming forth from a spiritual condition is not merely a kind of physical mist. To describe it as a kind of mist and nothing more is about as sensible as if a man who has seen another should reply to a question as to what he saw: I saw muscles which are attached to bones and blood—simply describing the physical aspect. For in the primordial mist there were a multitude of spiritual forces and spiritual beings. They belonged to it, and what happened in this primordial mist was a consequence of the deeds of spiritual beings. All that the physicist sees when he sets out a chair in cosmic space and watches the proceedings, he describes just as the observer who denied the passion and anger and described only the moving hand. In reality, what took place there—the separating off of cosmic bodies and globes—was the act of spiritual beings; in the primordial mist, therefore, we must see the garment, the outer manifestation, of a multitude of spiritual beings.

They are spiritual beings at very varied stages of evolution. They do not arise out of a nothingness, they have a past behind them. They have the Saturn, Sun, Moon-past behind them. They have gone through all this and now they stand before the task of turning into deeds all that they have gone through. They have to “do” what they have learnt on Saturn, Sun, Moon, and they stand at most diverse heights of development. Among them are beings who were as advanced on ancient Saturn as man is on Earth today. These have already passed through their human stage on Saturn and thus stand far above man at the outset of the Earth's evolution. Other beings are there who went through their human stage on the Sun, others who did so on the Moon. The human being waited to go through his human stage on the Earth. Even if we consider only this fourfold hierarchy we have a series of different beings at different stages of evolution.

We call the beings who went through their human stage on the Sun, the “Fire-Spirits,” but you must not imagine that they were externally like the men of today. They went through their human stage in a different external form. The ancient Sun planet had an extraordinarily fine light substance, far lighter than our present substance. At that time there was no kind of solid or fluid, nothing but the gaseous element existed, and the bodies of the Fire-Spirits in spite of their being of human rank were gaseous bodies. One can go through the human stage in cosmic evolution in the most varied forms. Only the Earth-man goes through it in the flesh on Earth. The beings who had human rank on the Moon and who were already at a higher stage than man went through it in a kind of watery condition.

Thus these spirits and a whole host of others were united with the primordial mist that lay at the starting-point of our Solar system. Thus, for instance, you can readily understand that what began for man upon Saturn began in some way for other beings upon the Sun. As on Saturn the first rudiments of the physical body began, so on the Sun other beings followed, just as in schools different primary pupils are always following on. These beings have only advanced to the point of being physically incorporated in our contemporary animals. On the Moon followed beings who are present in our contemporary plants, and our present minerals have only been added on the Earth. These are our youngest companions in evolution whose pains and joys I described to you in a previous lecture. Thus in the original mist there were not only advanced beings but those too who had not yet reached the human stage.

We must now add to those which I have enumerated, beings I have spoken of as lagging behind at certain stages of cosmic evolution. Let us take the Fire-Spirits. They had already attained their human stage on the Sun, and now, on the Earth, they are highly exalted beings, two stages above man. They are so advanced that not until man has ascended through the Jupiter and Venus existence to the Vulcan existence will he be mature for such an existence as that of the lofty Sun-Spirits at the beginning of the Earth's development. But now there were beings who had remained behind, who should have progressed on the Sun as far as the Fire-Spirits, but who for certain reasons stayed behind. They could not develop to the full height which the Fire-Spirits had reached when the Earth stood at the outset of its evolution.

You will all remember that at the very beginning of its evolution the Earth was still one body with sun and moon—and this you can easily combine with the theory of the original mist or nebula. If you were, therefore, to stir together the three heavenly bodies, earth, sun, moon, in a gigantic cosmic cauldron you would get a body which at one time existed. Then came the time when the sun drew out and left earth and moon, to be followed by a time when the moon too drew out and left our earth as it is today with the sun on one side and the moon on the other. We now ask our-selves how it came about that three bodies arose out of the one. You will easily see why that happened when you re-member that highly-evolved beings, standing two stages above man, were present in the primordial mist—unified with its external existence. They would have had nothing directly to do on such a cosmic body as our present day earth, they needed a dwelling place with quite different characteristics. On the other hand the human being would have been consumed in an existence united with the sun. He needed a weakened, milder existence. It was essential then that through the action of the Fire-Spirits the sun should be withdrawn from the earth and made into their scene of action. It was not a merely physical event: we must under-stand it as the deed of the Fire-Spirits themselves. They drew out their dwelling place and all they needed as sub-stances from the earth and made their theatre the sun. By virtue of their nature they can endure that immense velocity of development. If the human being were exposed to such a velocity, then scarcely were he young when he would at once become old. All evolution went on at a furious tempo. Only such beings as stood two stages higher than man could bear the sun-existence. They drew away together with the sun and left behind the earth with the moon.

Now we can answer the question too why the moon had to separate from the earth. If the moon had remained united with the earth then man could again not have sustained his existence. The moon had to be thrust out, for it would have mummified man's whole development. Men would not have undergone such a rapid development as they would had the sun remained, but they would have been carbonized, dried to mummies; their evolution would have been such a slow one that they would have become mummified. In order to produce just the degree of development useful to man, the moon with its forces and its subordinate beings had to be thrust out. And so likewise united with the moon are those beings which I have described as remaining at a time of life comparable to that reached today on earth by a seven-year-old child. As they only go through an existence such as a human existence up to the age of seven, when only the physical body is developed, they need a dwelling-place such as the moon. When you add the fact that not only these various beings were united with the original nebula, but a whole series more, standing at very varied stages of evolution, then you will understand that not only these cosmic bodies, earth, sun, moon, separated from the nebula, but other cosmic bodies too. Indeed they all agglomerated as separate globes because scenes of action had to be found for the varying stages of evolution of the different beings.

Thus there were beings at the very beginning of our Earth who were scarcely fitted to take part in further development, who were still so young in their whole evolution that any further step would have destroyed them. They had to receive a sphere of action, so to speak, on which they could preserve their complete youthfulness. All other fields of action existed to give dwelling-places to those who were al-ready more advanced. For the beings who arose last of all during the Moon existence, and who therefore had stayed behind at a very early evolutionary stage, a field of action had to be separated out. This scene of action was the cosmic body which we call “Uranus,” and which therefore has but slight connection with our earthly existence. Uranus has become the theatre for beings which had to remain at a very backward stage.

Then evolution proceeded. Apart from Uranus, all that forms our universe was contained in an original pap-like mass. Greek mythology calls this condition “Chaos.” Then Uranus separated out, the rest remaining still in the Chaos. Within it were beings who in their development stood precisely at the stage at which we human beings stood when our Earth passed through the Saturn condition. And for these beings a special theatre, “Saturn,” was created, since standing at that stage, only just beginning their existence, they could not share in all that came later. Thus a second cosmic body split off, Saturn, which you still see in the heavens today. It arose through the fact that there were beings who stood at the same stage as man at the Saturn-time of the Earth. Whereas Saturn arose as a separate cosmic body, everything else that belongs to our present planetary system, the earth with all its beings, was still in this original pap-like mass. Only Uranus and Saturn were outside.

The next thing that took place was the separating of another planet which had to become the scene for a certain stage of development. That was the planet Jupiter, the third to split off from the misty mass which for us is actually the earth. At the time of Jupiter's separation, sun, moon, as well as all the other planets of our system, were still united with the earth. When Jupiter had split off there gradually arose the forerunners of contemporary humanity. That is to say, our present human beings emerged again just as a new plant comes out of the seed. The human seeds had gradually formed during the conditions of ancient Saturn, Sun and Moon, and now while the sun was still linked with the earth these human seeds came out again.

But now the human beings would not have been able to evolve further, they could not support the tempo as long as the sun remained with the earth. Then something came about which we can well understand when we are clear that the beings we have called the Fire-Spirits took their scene of action away from the earth. The sun pressed out and we have now sun, with earth and moon together. During this time Mars—in a way which would take too much time to relate now in detail—had again formed a theatre for particular beings, and in its further advance Mars actually passed through the earth and moon and left behind what to-day we know as iron. Hence Mars was the cause of the iron particles deposited in living beings, that is, in the blood. Now someone could say: That is not so very remarkable, iron is everywhere. For just as other bodies were in the primordial mist, so too was Mars with the iron which it left behind. Iron is in all the other planets as well!—Science today, however, wonderfully confirms what is given here from the teaching of spiritual science. You will remember that I once showed you how one passes symbolically from the green sap of the plant, chlorophyll, to the blood of man. Plants arose at the period before this passage of Mars had taken place and have preserved their characteristic. Then the iron was deposited in the beings more highly organized than the plants, permeating the red blood. Thus what has recently been found in a Zurich laboratory is in complete accordance with these spiritual-scientific facts, namely, that blood can-not be compared with chlorophyll, simply because it was deposited later. We must not imagine that blood depends in any way on the substantiality of the chemical element “iron.” I say that especially, because someone might say that one can speak of no connection at all of chlorophyll with the blood. Today science makes the discovery that the blood is to be traced back to the element “iron”—whereas chlorophyll contains no iron. It is nevertheless in the fullest harmony with what Spiritual Science has to say, it is only a matter of looking at things in the right light.

Then for reasons which we have already stated, the moon separated and we have the earth by itself and the present moon as its satellite. To the sun withdrew all the beings of an essentially higher order than man, whom we have called the Fire-Spirits. But there were certain beings which had not ascended high enough to be able really to endure the sun existence. You must be clear that they were beings exalted far above man, but still not so far advanced as to be able, like the Fire-Spirits, to live on the sun. Dwelling-places had to be created for them. None of the other theatres could have served them, for those were for beings of another nature, who had by no means attained the great age of the beings who, though belonging to the Fire-Spirits, had not quite kept up with them in cosmic evolution. In the main there were two species of beings who had remained behind, and two special arenas were therefore formed for them through the severing of Mercury and Venus from the sun. Mercury and Venus are two planets which have split off as the centres for those Fire-Spirits who are exalted far above human existence, yet who could not have supported the sun-existence. So you have Mercury in the neighbourhood of the sun as arena for those beings who had not been able to live with the Fire-Spirits on the sun, and Venus as arena for beings who in a certain respect had remained behind the Mercury beings but who yet stood far above man.

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Thus you have seen these various cosmic bodies originate out of the primoridal mist from inner causes, from spiritually-inspired activities. If one keeps to the physical alone, matters take their course in the way depicted by modern science, but the point is to learn to know the spiritual causes by which things have become what they are. Inside the primordial mist, the beings have themselves created the dwelling-places in which they could live. Now these various beings who were, so to say, harmoniously side by side before they had separated, did not remain without connection. On the contrary, they work through one another throughout. The influence of the Mercury and Venus beings on the earth is of a quite special interest. Put yourselves back into the time when the sun and then the moon released itself from the earth and man began his existence in his present form. He has acquired this existence in the present form through the fact that one of the Sun-Spirits forbore—if I may so express it—from continuing his existence on the sun, but united himself with the moon. In this way a lofty regent of the moon arose. Beings of a lower order existed on the moon, but one of the Sun-Spirits united himself with the moon-existence. This Sun-Spirit who is therefore really a displaced Sun-Spirit in the universe is, as divine, spiritual being, Yahve, Jehovah, the regent of the moon. We shall see why that came about if we consider the following.

We have seen that if the sun had remained united to the earth man would have been consumed by the swift course of development, and if the moon and its forces alone had worked upon man he would have been mummified. Precisely through the harmony of sun and moon forces arose the equilibrium that keeps man in the present tempo of evolution. When the Earth had come over from the old Moon, man had his physical body from Saturn, his etheric body from the Sun and his astral body from the Moon. But be-cause he had the three bodies and the seed with the three bodies now began to develop, he had a very different form. You would open your eyes in amazement if I should de-scribe it to you, for the present human form has arisen quite slowly and gradually from the time of the moon-separation. But the base, inferior moon-forces could not have given man his present form. They could certainly have given him a form, but an inferior one. If the moon-forces had remained with the earth they would have held him fast in one form. Forces that give the form must proceed from the moon, while forces that continually alter the form proceed from the sun. But in order that the present human form should arise, a molder, a modeler of form, must work from the moon; it was not possible otherwise. At that time therefore began the development of the ego-man. The fourth member of the human entity arose and Yahve gave the human being the nucleus to a form which would enable him to become an ego-bearer.

Now man was not yet capable of carrying out the work of which I have told you. I have explained that man's ego works upon his astral, etheric, and physical bodies. But he can only begin this work gradually. As a child needs teachers, so when man was already prepared to become an ego-bearer, he needed a stimulus on earth to enable him to advance, and there were two “stimulators.” You can think whence, from the whole cosmic evolution, they came.

The beings who stood nearest to man were the Venus and Mercury beings. Until, at the end of the Atlantean Age, man could make the first feeble efforts to work independently with his ego upon the three bodies—for that was just possible at the end of the Atlantean Age—he had to have teachers. These teachers were beings of Venus and Mercury, and they went on working far beyond the Age of Atlantis. But they are not to be looked on as we look on our present teachers; the Venus beings must rather be thought of as those who endowed man with his intellectuality. Men knew nothing at all of this; just as the different human fluids work upon man, so did the forces of these beings influence him until he could work upon his bodies independently. What we find in man today as intelligence was mediated to him through the spirits who remained behind on Venus as Fire-Spirits of a lesser order. In addition to these were other teachers and they were in fact perceived consciously as teachers by men who attained clairvoyance—the teachers of the great Mysteries of ancient times. In the far past there was not only that all-embracing influence of the Venus-Spirits who worked more or less on mankind as a whole, there were also Mystery centres where the most advanced human beings received instruction spiritually from the Fire-Spirits. The exalted Fire-Spirits of Mercury instructed in the Mysteries; there they appeared—if we may say so—in a spiritual embodiment and were the teachers of the first initiates. Just as the first initiates became the teachers of the great masses of mankind, so did the beings of Mercury work as the teachers of the first initiates. From this you may realize that the beings of other stars have an influence upon man, but the very complicated nature of this influence can be seen from the following.

You remember that in my Theosophy¹ we roughly divide the human being by saying that he consists of physical body, etheric body, astral body, ego, spirit-self, life-spirit, spirit-man. The more correct division, as you know, is physical, etheric, astral bodies, then the three soul-forces in which the ego emerges—sentient soul, intellectual or mind soul, consciousness soul—and that only then we have spirit-self or Manas, life-spirit or Budhi, spirit-man or Atma. Thus the soul-element is inserted as sentient soul, intellectual soul, consciousness soul. If we follow man's evolution on the Earth we can say that to the three constituents brought over from the Moon, the first development to be added was the sentient soul, then arose the intellectual soul, and not till towards the end of Atlantean times, when man learnt for the first time to say “I” to himself, did the consciousness-soul arise. Since then man can begin to work consciously from within upon the members of his being. If we divide man thus into body, soul, spirit, then we have to divide the soul again into sentient soul, intellectual soul, consciousness soul. These evolved gradually, and the consciousness soul could as yet have no influence, for it arose only as the last. These members had therefore to be kindled from without, and beings from outside were active. Mars in fact worked on the sentient soul, the already-separated Mercury with its beings worked on the origin of the intellectual soul, and Jupiter, which had been in existence the longest, worked on the origin of the consciousness soul.

Thus in the soul-nature of man we have the working of the three cosmic bodies, of Mars in the sentient soul, Mercury in the intellectual soul, Jupiter in the consciousness soul, and inasmuch as spirit-self presses into the consciousness soul, Venus with its beings is active. Mercury was also active with regard to the first initiates, so that the Mercury beings exercised a twofold activity, the one quite unconscious to man inasmuch as they developed his intellectual soul, and then as well they were the first teachers of the initiates when they worked in a fully-conscious way. The Mercury beings had thus a continuous double activity, rather as many country schoolmasters instruct the children and cultivate the land allotted to them. The Mercury beings had to develop the intellectual soul and besides that had to be the great schoolmasters of the great initiates. All these things can also be grasped by pure logic.

Now you can perhaps ask why should just Jupiter work on the consciousness soul, since it is such a distant planet. But these things are not investigated on logical grounds, but by investigating the facts of the spiritual worlds. There you would perceive it as a fact that the consciousness soul is kindled by Jupiter beings, to whose help come, on the other hand, laggard Venus beings. Things cannot be fitted into an external scheme in the activity of the cosmos; one must realize that when a planet has already fulfilled a task, its beings can later fulfill another task as well. In the course of the second race of humanity Jupiter beings co-operated on the perfecting of the etheric body; then they themselves advanced a stage, and when the human being was far enough on for his consciousness soul to develop, they had to intervene again and help in its development. What is working in space enters into joint activity in most varied ways; one cannot pass from one activity to another in any sort of schematic way.

So you see how the physicist when he looks out into the universe sees only the external bodies of spiritual organisms, and how spiritual science leads us to the spiritual foundations which bring about what the physicist sees. We have not been giving ourselves up to the illusion of the man who takes the little ball of oil and forgets that he himself turns it. We have sought for the beings who themselves drew out the globes of the planets which we perceive. We have not fallen into the illusion of thinking that if we are not there, the whole thing does not go on revolving. We have sought the “revolver,” the one who stands behind as the actual spiritually active being—so that one can always find full accord between what is said by Spiritual Science and discovered by official science. Only you can never derive what Spiritual Science says from the facts of science. You would then at most come to an analogy. If on the other hand the spiritual facts have been found by occult means, then, if you disregard what official science has yet to find, they will every time be in accord with what the physicist too has to say. So the theosophist can support the physicist. He knows very well that an occurrence in the physical realm may be just what the physicist describes, but in addition there is always the spiritual process. This does not prevent many scientists from feeling very superior and considering the theosophist a poor simpleton, or something worse. But the theosophist can look on quite calmly. It will be quite different in fifty years' time, for the continuation of merely materialistic science would do great harm to the health and well-being of man-kind if things were to remain as they are today, and if spiritual science were not to combat them.

• 1. Rudolf Steiner, Theosophy Anthroposophic Press, Inc., New York.

I.

Very early on, I was drawn to Kant. Between the ages of fifteen and sixteen, I studied Kant very intensively, and before I went to university in Vienna, I studied Kant's orthodox successors very intensively, from the beginning of the 19th century, who have been completely forgotten by the official history of science in Germany and are hardly ever mentioned anymore. Then I began to study Fichte and Schelling in depth. During this time—and this already is related to external occult influences—the idea of time became completely clear to me. This realization had no connection with my studies and was derived entirely from occult life. It was the realization that there is a backward-going evolution that interferes with the forward-going one—the occult-astral. This realization is the condition for spiritual vision.¹

Then came the acquaintance with the agent of the Masters.

Then an intensive study of Hegel.

Then the study of more recent philosophy as it developed in Germany from the 1850s, particularly of so-called epistemology in all its ramifications.

My childhood passed without anyone outwardly intending to do so, so that I never encountered a person with a superstition; and when someone around me spoke of things of superstition, it was never without a strongly emphasized rejection. I did get to know the church cultus, as I was drafted into the cultic acts as a so-called altar boy, but nowhere, not even with the priests did I get to know any true piety and religiosity. Instead, certain dark sides of the Catholic clergy kept coming to my attention.

I did not meet the Master immediately.², but first one of his emissaries,³ who was completely initiated into the secrets of the effectiveness of all plants and their connection with the cosmos and with human nature. For him, dealing with the spirits of nature was something natural, which he presented without enthusiasm, but which aroused all the more enthusiasm.

My official studies were directed towards mathematics, chemistry, physics, zoology, botany, mineralogy and geology. These studies offered a much more secure foundation for a spiritual world view than, for example, history or literature, which, in the absence of a specific method and also without significant prospects in the German scientific community at the time, were left without a secure footing.

During my first years at university in Vienna, I met Karl Julius Schröer. At first, I attended his lectures on the history of German literature since Goethe's first appearance, on Goethe and Schiller, on the history of German literature in the 19th century, on Goethe's “Faust”. I also took part in his “exercises in oral presentation and written presentation”. This was a unique college course based on the model of Uhland's institution at the University of Tübingen.⁴ Schröer came from German language research, had conducted significant studies on German dialects in Austria, he was a researcher in the style of the Brothers Grimm and in literary research, an admirer of Gervinus. He was previously director of the Viennese Protestant schools. He is the son of the poet and extraordinarily meritorious pedagogue Christian Oeser. At the time I got to know him, he was turning entirely to Goethe. He has written a widely read commentary o n Goethe's Faust and on Goethe's other dramas as well. He completed his studies at the German universities of Leipzig, Halle and Berlin before the decline of German idealism. He was a living embodiment of the noble German education. The person was attracted to him. I soon became friends with him and was then often in his house. With him it was like an idealistic oasis in the dry materialistic German educational desert. In the external life, this time was filled with the nationality struggles in Austria. Schröer himself was far removed from the natural sciences.

But I myself had been working on Goethe's scientific studies since the beginning of 1880.

Then Joseph Kürschner founded the comprehensive work Deutsche Nationalliteratur (German National Literature), for which Schröer edited the Goethean dramas with introductions and commentaries. Kürschner entrusted me with the edition of Goethe's scientific writings on Schröer's recommendation.

Schröer wrote a preface for it, through which he introduced me to the literary public.

Within this collection, I wrote introductions to Goethe's botany, zoology, geology and color theory.

Anyone reading these introductions will already be able to find the theosophical ideas in the guise of a philosophical idealism.

It also includes an examination of Haeckel.

My 1886 work is a philosophical supplement to this: Epistemologie.

Then I was introduced to the circles of Viennese theological professors through my acquaintance with the Austrian poetess M. E. delle Grazie, who had a paternal friend in Professor Laurenz Müllner. Marie Eugenie delle Grazie has written a great epic “Robespierre” and a drama “Shadow”.

At the end of the 1880s, I became an editor at the Deutsche Wochenschrift in Vienna for a short time. This gave me the opportunity to study the national psyche of the various Austrian nationalities in depth. The guiding thread for an intellectual cultural policy had to be found.

In all of this, there was no question of publicly promoting occult ideas. And the occult powers behind me gave me only one piece of advice: “All in the guise of idealistic philosophy”.

At the same time, I had more than fifteen years of experience as an educator and private teacher.

My first contact with Viennese theosophical circles at the end of the 1880s had no lasting external effect.

During my last months in Vienna, I wrote my little pamphlet Goethe as the Father of a New Aesthetic.

Then I was called to the then newly established Goethe and Schiller Archives in Weimar to edit Goethe's scientific writings. I did not have an official position at this archive; I was merely a contributor to the great “Sophie Edition” of Goethe's works.

My next goal was to provide the foundation of my world view, purely philosophically. This took place in the two works:

Truth and Science and Philosophy of Spiritual Activity.

The Goethe and Schiller Archives were visited by a large number of scholars and literary figures, as well as other personalities from Germany and abroad. I got to know some of these personalities better because I soon became friends with the director of the Goethe and Schiller Archives, Prof. Bernhard Suphan, and visited his house a lot. Suphan invited me to many private visits that he received from visitors to the archive. It was on one of these occasions that I met Treitschke.

I formed a deeper friendship with the German mythologist Ludwig Laistner, author of Riddle of the Sphinx, who died soon after.

I had repeated conversations with Herman Grimm, who told me a lot about his uncompleted work, a History of German Imagination.

Then came the Nietzsche period. Shortly before, I had even written about Nietzsche in a hostile sense.

My occult powers indicated to me that I should subtly allow the current of thought to flow in the direction of the truly spiritual. One does not arrive at knowledge by wanting to impose one's own point of view absolutely, but rather by immersing oneself in foreign currents of thought.

Thus I wrote my book on Nietzsche by placing myself entirely in Nietzsche's point of view. It is perhaps for this very reason the most objective book on Nietzsche in Germany. Nietzsche as an anti-Wagnerian and an anti-Christian is also fully represented.

For some time I was now considered the most unconditional “Nietzschean”.

At that time the “Society for Ethical Culture” was founded in Germany. This society wanted a morality with complete indifference to all world views—A complete construct and an educational hazard. I wrote a pointed article against this foundation in the weekly Die Zukunft.

The result was sharp replies. And my previous study of Nietzsche led to the publication of a pamphlet against me:

Nietzsche-Narren (Nietzsche Fool).

The occult point of view demands: “No unnecessary polemics” and “Avoid defending yourself where you can”.

I calmly wrote my book, Goethes Weltanschauung (Goethe's World View), which marked the end of my Weimar period.

Immediately after my article in Zukunft, Haeckel contacted me. Two weeks later, he wrote an article in Zukunft in which he publicly acknowledged my point of view that ethics can only arise on the basis of a worldview.

Not long after that was Haeckel's 60th birthday, which was celebrated as a great festivity in Jena. Haeckel's friends invited me. That was the first time I saw Haeckel. His personality is enchanting. In person, he is the complete opposite of the tone of his writings. If Haeckel had ever studied philosophy, in which he was not just a dilettante but a child, he would certainly have drawn the highest spiritualistic conclusions from his epoch-making phylogenetic studies.

Now, despite all of German philosophy and despite all of the other German education, Haeckel's phylogenetic thought is the most significant achievement of German intellectual life in the second half of the nineteenth century. And there is no better scientific foundation of occultism than Haeckel's teaching. Haeckel's teaching is great, but Haeckel is the worst commentator on his teaching. It is not by showing Haeckel's contemporaries his weaknesses that one benefits culture, but by presenting to them the greatness of Haeckel's phylogenetic ideas. I did this in the two volumes of my:

Welt- und Lebensanschauungen im 19. Jahrhundert (World and Life Views in the 19th Century), which are also dedicated to Haeckel, and in my small work: Haeckel and his opponents.

In Haeckel's phylogeny, only the time of the German intellectual life actually lives; philosophy is in a state of the most desolate infertility, theology is a hypocritical fabric that is not remotely aware of its untruthfulness, and the sciences, despite the great empirical upsurge, have fallen into the most barren philosophical ignorance.

From 1890 to 1897 I was in Weimar.

In 1897 I went to Berlin as editor of the Magazine for Literature. The writings Welt- und Lebensanschauungen im 19. Jahrhundert (World and Life Views in the 19th Century) and Haeckel und seine Gegner (Haeckel and his Opponents) already belong to the Berlin period.

My next task was to bring an intellectual current to bear in literature. I placed the Magazin für Literatur at the service of this task. It was a long-established organ that had existed since 1832 and had gone through the most diverse phases.

I led it gently and slowly into esoteric directions. Carefully but clearly: by writing an essay for the 150th anniversary of Goethe's birth:

Goethe's Secret Revelation.

which only reflected what I had already hinted at in a public lecture in Vienna about Goethe's fairy tale of the “green snake and the beautiful lily”.

It was only natural that a circle of readers should gradually gather around the trend I had inaugurated in the Magazin. They did gather, but not quickly enough for the publisher to see any financial prospects in the venture. I wanted to give a literary trend in young literature an intellectual foundation, and I was actually in the most lively contact with the most promising representatives of this trend. But on the one hand I was abandoned; on the other hand, this direction soon either sank into insignificance or into naturalism.

Meanwhile, contact with the working class had already been established. I had become a teacher at the Berlin Workers' Education School. I taught history and natural science. My thoroughly idealistic method of teaching history and my way of teaching soon became both appealing and understandable to the workers. My audience grew. I was called to give a lecture almost every evening.

Then the time came when I was able to say, in agreement with the occult forces behind me:

you have philosophically laid the foundation of the world view,
you have shown an understanding of the currents of time by treating them as only a complete adept could treat them;
no one will be able to say: this occultist speaks of the spiritual world because he does not know the philosophical and scientific achievements of the time.

I had now also reached my fortieth year, before the onset of which, in the sense of the masters, no one is allowed to publicly appear as a teacher of occultism.⁵ (Whenever someone teaches earlier, this is an error).

Now I was able to devote myself publicly to Theosophy. The next consequence was that, at the urging of certain leaders of German socialism, a general assembly of the Workers' Educational School was convened to decide between Marxism and me. But the ostracism did not decide against me. At the general assembly, it was decided with all of them against only four votes to keep me as a teacher.

But intimidation from the leaders caused me to resign after three months. In order not to compromise themselves, they wrapped the matter up in the pretext that I was too busy with the Theosophical movement to have enough time for the labor school in.

From the very beginning of my theosophical work, Miss v. Sivers was at my side. She also personally witnessed the last phases of my relationship with the Berlin working class.

II.

Christian Rosenkreutz went to the Orient in the first half of the fifteenth century to find the balance between the initiation of the East and that of the West.⁶ One consequence of this was the definitive establishment of the Rosicrucians in the West after his return. In this form, Rosicrucianism was to be the top secret school for the preparation of what esotericism would have to take on publicly as its task at the turn of the 19th and 20th centuries, when external natural science would have come to a preliminary solution to certain problems.

Christian Rosenkreutz described these problems as follows:

1) The discovery of spectral analysis, whereby the material constitution of the Cosmos was brought to light.
2) The introduction of material evolution into the science of the organic.
3) The realization of the fact of a state of consciousness other than the ordinary one through the recognition of hypnotism and suggestion.

Only when these material discoveries have been fully assimilated by science, should certain Rosicrucian principles be passed on from the realm of esoteric science to the public.

For the time being, the Christian-mystical initiation was given to the West in the form in which it was given by the initiator, the “Unknown from the Oberland”. ⁷ erfloss in St. Victor, Meister Eckhart, Tauler, etc.

The initiation of Manes is seen as a “higher degree” within this entire stream.⁸ In 1459, Christian Rosenkreutz also received his initiation: it consists in the true knowledge of the function of evil. This initiation, with its underlying reasons, must remain hidden from the masses for a long time to come. For wherever even the smallest ray of light from it has found its way into literature, it has wrought disaster, as through the noble Guyau, whose disciple was Friedrich Nietzsche.

III.

FYI: It cannot be said directly in this form yet.⁹

The Theosophical Society was founded in New York in 1875 by H. P. Blavatsky and H. S. Olcott. This first foundation had a distinctly Western character. And also the writing “Isis Unveiled”, in which Blavatsky published a great many occult truths, has a distinctly Western character. However, it must be said that the great truths communicated in this writing are often distorted and caricatured. It is as if a harmonious countenance were to appear completely distorted in a convex mirror. The things said in Isis are true, but the way in which they are said is an irregular reflection of the truth. This is due to the fact that the truths themselves are inspired by the great initiates of the West, who are also the initiators of Rosicrucian wisdom. The distortion stems from the inappropriate way in which these truths were absorbed by the soul of H. P. Blavatsky. For the educated world, this very fact should have been proof of the higher source of inspiration for these truths. For no one could have had these truths through themselves, and yet presented them in such a distorted way. Because the initiators of the West saw how little chance they had of the flow of spiritual wisdom into humanity in this way, they decided to drop the matter in this form for the time being. But once the gate was open, Blavatsky's soul was prepared to receive spiritual wisdom. The eastern initiators were able to take hold of it. These eastern initiators initially had the very best of intentions. They saw how humanity was heading towards the terrible danger of a complete materialization of the way of thinking through Anglo-Americanism. They, the Eastern Initiators, wanted to instill their form of anciently preserved spiritual knowledge into the Western world. Under the influence of this current, the Theosophical Society took on an Eastern character, and under the same influence, Sinnett's “Esoteric Buddhism” and Blavatsky's “Secret Doctrine” were inspired. But both became distortions of the truth again. Sinnett's work distorts the high revelations of the initiators through an inadequate philosophical intellectualism carried into it, and Blavatsky's “Secret Doctrine” through their own chaotic soul.

The result of this was that the initiators, including the Eastern ones, increasingly withdrew their influence from the official Theosophical Society, and that this became a playground for all kinds of occult powers that distorted the high cause. There was a brief episode in which Annie Besant, through her pure, lofty way of thinking and living, came into the initiators' current. But this little episode came to an end when Annie Besant surrendered to the influence of certain Indians who, under the influence of German philosophers in particular, developed a grotesque intellectualism, which they interpreted wrongly. That was the situation when I myself was faced with the necessity of joining the Theosophical Society. It had been founded by true initiates and therefore, although subsequent events have given it a certain imperfection, it is for the time being an instrument for the spiritual life of the present. Its beneficial further development in Western countries depends entirely on the extent to which it proves capable of incorporating the principle of Western initiation under its influence. For the Eastern initiations must necessarily leave untouched the Christ principle as the central cosmic factor of evolution. Without this principle, however, the theosophical movement would have to remain without a decisive influence on Western cultures, which have the Christ life at their starting point. The revelations of Oriental initiation would have to present themselves in the West as a sect alongside living culture. They could only hope to succeed in evolution if they eradicated the Christ principle from Western culture. But this would be identical with extinguishing the very purpose of the earth, which lies in the knowledge and realization of the intentions of the living Christ. To reveal this in its full wisdom, beauty and truth is the deepest goal of Rosicrucianism. Regarding the value of Eastern wisdom as a subject of study, only the opinion can exist that this study is of the highest value because the Western peoples have lost the sense of esotericism, but the Eastern peoples have retained it. But regarding the introduction of the right esotericism in the West, there should also only be the opinion that this can only be the Rosicrucian-Christian one, because it also gave birth to Western life, and because by losing it, humanity would deny the meaning and purpose of the Earth. Only in this esotericism can the harmony of science and religion flourish, while any fusion of Western knowledge with Eastern esotericism can only produce such barren bastards as Sinnett's “Esoteric Buddhism” is. One can schematically represent the correct path:

Original revelation -> Evolution through Indian Esotericism -> Christ -> split between Modern scientific materialism AND Esoteric Rosicrucianism -> Synthesis: productive modern Theosophy

the incorrect, of which Sinnett's “Esoteric Buddhism” and Blavatsky's Secret Doctrine are examples:

Original revelation -> Synthesis of Evolution through Indian Esotericism AND Modern scientific materialism of which the Eastern world has not participated = Blavatsky and Sinnett.

Appendix to Part I

From the introduction by Edouard Schuré to his French translation of Rudolf Steiner's work Christianity as Mystical Fact (1908) ¹⁰

At the age of fifteen [eighteen], Rudolf Steiner made the acquaintance of a knowledgeable plant expert who was temporarily staying in his area. What was special about this person was that he not only knew the species, the families and the life of the plants down to the smallest details, but also their secret properties. It was as if he had spent his whole life in conversation with the unconscious and fleeting soul of plants and flowers. He had the gift of seeing the living principle of plants, the etheric body, and what is called in occultism the elemental beings of the plant kingdom. He spoke of it as if it were the most ordinary and natural thing. The calm and sober scientific tone of his conversation only increased the young man's curiosity and admiration. He later learned that this strange man was an emissary of the Master, whom he did not yet know, but who was to become his real initiator and who was already watching over him from afar.

What the whimsical botanist with the second sight had told him, young Steiner found to be entirely consistent with the logic of things. It only confirmed an inner feeling that he had had for a long time and that imposed itself more and more on his mind as the basic law and basis of the great universe: namely, the law of dual currents, which constitutes the movement of the world itself and which could be called the ebb and flow of the life of the universe.

We are all familiar with and aware of the outward current of evolution, which draws all beings of heaven and earth with it, stars, plants, animals, humans, and allows them to move forward into an infinite future, without our being aware of the original force that restlessly propels them forward. However, there is now a countercurrent in the universe that moves in the opposite direction and constantly intervenes in the first current. This is the current of involution, through which the principles, forces, entities and souls that come from the invisible world and the region of the eternal constantly penetrate into the visible reality. No evolution of the material would be comprehensible without this constant involution of the spirit, without this occult astral current, which, with its hierarchy of powerful entities, is the great inspirer of all life. Thus the spirit, which contains the future in its germ, involves itself in matter; matter, which receives the spirit, evolves towards the future. Thus, while we blindly walk towards an unknown future, this future consciously comes towards us, sinking into the course of the world and of man. Such is the dual movement of time, the exhalation and inhalation of the world soul, which comes from eternity and returns to eternity.

From the age of eighteen, the young Steiner had an intuitive sense of this dual current, which is the condition for all spiritual knowledge. The principle of the two currents had revealed itself to him through an involuntary and direct vision of things. From that moment on, he had an undeniable perception of secret powers at work behind and through him to guide him. He listened to what these powers said and followed their beckoning, for he felt himself in deep harmony with them.

However, these kinds of perceptions formed a world of their own in his spiritual life. They were truths for him, appearing as something so deep, mysterious and sacred that he could not imagine ever expressing them in words. He nourished his soul with them as from a divine source, but to let a drop of it flow out would have seemed like a desecration to him.

Alongside this inward, contemplative life, his intellectual and philosophical mind developed most vividly. From the age of 15 to 16, Rudolf Steiner had studied Kant, Fichte and Schelling in depth. When he came to Vienna a few years later, he was enthusiastic about Hegel, whose transcendental idealism leads to the limits of occultism. However, speculative philosophy could not satisfy him. His positive spirit demanded the solid basis that the observational sciences could provide. He therefore studied mathematics, chemistry, mineralogy, botany and zoology in depth. “These studies,” he says, “provide a much more secure basis for a spiritual world view than history and literature. The latter, lacking precise methods, were at that time unable to throw any significant light on the great field of German science.” Full of interest in everything he encountered, enthusiastic about art and poetry, Steiner nevertheless did not neglect the study of literary history. In this field, the literary historian Julius Schröer became an excellent guide for him. He was an outstanding scholar in the tradition of the Brothers Grimm who, above all, strove to cultivate in his students the art of free speech and written expression. The young student owed his extensive literary education to this important man. “In the wilderness of contemporary materialism,” Steiner says, “his house was an oasis of idealism for me.”

Nevertheless, this was not yet the master he was seeking. Amidst the most diverse studies and intensive meditations, he was only able to recognize fragments of the actual structure of the universe; but his innate intuition prevented him from doubting the divine source of things and a spiritual beyond. It is a characteristic sign of this extraordinary man that he never had to go through the crises of doubt and despair that mystics and thinkers on the threshold of a final conviction usually experience. However, he felt that the real light that illuminates and permeates everything had not yet come to him. The youth besieged him with their urgent problems. How should he arrange his life? The sphinx of fate lay before him. How would he solve the question she put to him?

At nineteen, the young neophyte met his guide - the master - an encounter he had long anticipated.

It is a fact confirmed by occult tradition and experience that those who are inspired by a disinterested yearning for the higher truth find a master who initiates them at the appropriate moment, that is, when they are ripe for it. “Knock and it will be opened to you,” says Jesus. This is true for all things, but especially for the truth. But the desire must be as ardent as a flame, as pure as crystal in a soul.

Rudolf Steiner's master was one of those powerful people who live unknown to the world under the mask of some bourgeois profession to fulfill a mission that only their peers in the Brotherhood of “Masters of Renunciation” know. They have no visible effect on human events. The incognito is the condition of their effectiveness, which thereby gains all the more strength. For they awaken, prepare and guide those who act in the open. For the Master, Rudolf Steiner did not have to do much to complete the first, spontaneous initiation of his disciple. He only had to show him how to make use of his own nature to provide him with everything he needed. In a luminous way, he showed him the connection between the external and the secret sciences, the religions and the spiritual forces that are currently contesting the leadership of humanity, as well as the age of the occult tradition that holds the threads of history in its hand, ties them, breaks them and ties them again over the centuries. He quickly led him through the various stages of the inner discipline in order to achieve conscious and rational clairvoyance. In just a few months, the student had been introduced to the incomparable depth and beauty of the esoteric synthesis through oral instruction. Rudolf Steiner had already outlined his spiritual mission: “To combine science with religion, to bring God into science and nature into religion, and thereby to fertilize art and life anew.” But how to approach this tremendous and audacious task? How could he conquer or rather tame and convert the great enemy, modern materialistic science, comparable to a huge armored dragon with a great treasure hoarded? How can we succeed in taming the dragon of modern science to harness it to the chariot of spiritual truth? Above all, how can we conquer the bull of public opinion?

Rudolf Steiner's master was hardly like this. He had none of this deep, almost feminine sensitivity, which, while not excluding energy, turns every touch into an emotional experience and immediately transforms the suffering of another into personal pain. He was a masculine spirit, a natural-born ruler who only looked at the species and for whom individuals hardly mattered. He spared neither himself nor others. His will was like a cannonball that, once it has left the barrel, shoots directly towards its target, sweeping away everything in its path. To his student's concerned questions, he replied something along the lines of:

"If you want to fight the enemy, you must first understand him. You can only conquer the dragon by putting on its skin. You have to take the bull by the horns. You will find your weapons and your comrades-in-arms in the greatest adversity. I have shown you who you are; now go – and be yourself!” ²

Rudolf Steiner knew the language of the masters well enough to sense the difficult path that this command imposed on him; however, he also understood that it was the only means to reach the goal. He obeyed and set out on his journey.

• 1. Cf. Schuré's remarks on p.28; Rudolf Steiner's autobiographical lecture Berlin, February 4, 1913 in “Beiträge zur Rudolf Steiner Gesamtausgabe” No. 83/84; Lecture Dornach June 14, 1923 in “The History and the Conditions of the Anthroposophical Movement in Relation to the Anthroposophical Society” in GA 258; also Hella Wiesberger “The Biographical Moment of the Discovery of the Concept of Time” and “The Concept of Time as the ‘Basic Nerve’ of the Beginning of Anthroposophical Research” in “Beiträge zur Rudolf Steiner Gesamtausgabe” Nr. 49/50, S. 15-28. Then came the study of more recent philosophy as it had developed in Germany since the 1950s, especially so-called epistemology in all its ramifications.
• 2. Further details not known.
• 3. Felix Koguzki (Vienna 1833-1909 Trumau). Cf. the autobiographical lecture Berlin, February 4, 1913 in “Beiträge zur Rudolf Steiner Gesamtausgabe” No. 83, as well as “Mein Lebensgang”, GA 28. Furthermore, Emil Bock “Rudolf Steiner. Studies on his life and work, Stuttgart 1961.
• 4. Cf. Rudolf Steiner's biography of Ludwig Uhland (1787-1862, Tübingen). (section “Politics and Research. University Professor”) in GA 33.
• 5. Näheres in «Zur Geschichte und aus den Inhalten der ersten Abteilung der Esoterischen Schule 1904-1914», GA 264.
• 6. Cf. Rudolf Steiner, “The Chemical Wedding of Christian Rosencreutz” in GA 35 “Philosophy and Anthroposophy 1904-1918”; also in “The Chemical Wedding of Christian Rosenkreutz anno 1459”, translated into modern German by Walter Weber, Stuttgart 1957 and Basel 1978. Cf. also “Esoteric Christianity and the Spiritual Guidance of Humanity”, GA 130.
• 7. Cf. Rudolf Steiner, “Mysticism at the Dawn of Modern Spiritual Life and Its Relationship to the Modern Worldview” (1901), GA 7; Basel, November 23, 1907 in “Aus den Inhalten der esoterischen Stunden” GA 266/1; “Zur Geschichte und aus den Inhalten der ersten Abteilung der Esoterischen Schule 1904-1914”, GA 264, p. 230.
• 8. Cf. Lecture Berlin, November 11, 1904 in “The Legend of the Temple and the Golden Legend” GA 93.
• 9. Regarding the whole of Section III cf. “The Occult Movement in the Nineteenth Century and its Relation to World Culture”, CW 254; lecture Helsingfors 11 April 1912 in “The Connection of the Human Being with the Elementary World. Kalewala - Olaf Åsteson - Russian folklore. 9
• 10. The complete introduction by Schuré can be found in “Beiträge zur Rudolf Steiner Gesamtausgabe”, issue no. 42.
• 2. This statement is confirmed by Marie Steiner in the preface to the two lectures she published in 1947 under the title “The Christ Impulse in Historical Development” (Der Christusimpuls im historischen Werdegang): “Lugano, September 17, 1911 and Locarno, September 19, 1911,” now in CW 130. Her preface can be found in Marie Steiner, Collected Writings, Volume I, 'The Anthroposophy of Rudolf Steiner', Dornach 1967. In it he states that Rudolf Steiner deliberately set himself the task of 'making himself all the objections that the critical materialist brings to the revelations of the spirit, and to spare nothing that would in the slightest deviate from this line. He called this 'crawling into the dragon's skin'

When we consider the human being, two beings can be clearly distinguished. You will recall that in various recent studies I have explained how the physical organization of the human being is spiritually prepared during the pre-earthly life. In a certain sense it is then sent down as spiritual organization before the human being enters with his ego into earthly existence. This spiritual organization continues to be active essentially during the entire physical life on earth, but it does not express itself during physical earthly life as something outwardly visible. The outwardly visible aspect of this spiritual organization is essentially cast off at birth, consisting of the embryonic membranes that envelop the human embryo during its development—the chorion, the allantois, the amnion, the yolk sac—everything, in other words, that is cast away as physical organization when the human being attains a free physical existence on leaving the womb.

Yet this pre-earthly organization continues to be active in the human being throughout his entire life. It is somewhat different in character, however, from the body soul-spirit efficacy of the human being during his physical earthly life. And this is what I would like to speak about today.

In a certain sense, then, we have an invisible man within us. It is contained in our growth-forces as well as in those hidden forces through which nourishment occurs. It is contained in everything in which the human being is not consciously active. Its work extends into this unconscious activity, right into the growth activity, into the daily restoration of forces through nutrition. And this work is the aftereffect of the pre-earthly existence, which in earthly existence becomes a body of forces that is active in us but does not come to conscious manifestation. Today I would like to describe to you the character of this invisible man, which we all carry within us, contained in our forces: growth and nutrition, as well as in our reproductive forces.

Proceeding schematically, we can say that this invisible man also contains the ego, the astral organization, the etheric organization (and therefore the body of formative forces), and the physical organization. Of course in the human being after birth the physical organization of the invisible man is inserted into the other human physical organization, but in the course of today's considerations you will begin to understand how the invisible man can lay hold of the physical organization.

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Drawn schematically it would look like this (see drawing, [right]). In this invisible man we have first the ego organization (yellow); then we have the astral organization (red), then the etheric organization (blue), and finally we have the physical organization (white). This physical organization of the invisible man penetrates only into the nutrition and growth processes, into everything where the lower man, as we have often called it—the metabolic-limb man—manifests itself in the human organization. All currents, all effects of forces in this invisible man proceed from the ego organization into the astral, then into the etheric, and on into the physical organization (see arrow). They then spread out in the physical organization. In the human embryo, what we call here the physical organization of the invisible man is present in the embryonic envelopes, in the embryonic sheaths, the chorion, the allantois, the amnion, and the yolk sac. In the human being after birth, however, the physical organization of the invisible man is contained in the nourishing and restorative processes in the human being. Thus viewed from outside, this physical organization is not separated from the other physical organization of the human being but is united with it.

In a certain sense, then, in addition to this invisible man we have the visible human being that we encounter after birth. I will sketch this visible human being right next to the invisible one (see drawing). This is how the mutual interpenetration of the physical and superphysical human being would appear during earthly life. During earthly life there is a continuous stream from ego to astral body, to etheric body, to physical body (see arrows). In the human being after birth, this stream flows into the metabolic-limb organization, in the forces of our outer movement, and also in the inner forces of movement that carry ingested food into the entire organization up to the brain.

In addition to this, however, there is a direct intervention of forces that enter the entire human being directly from the ego. An activity thus penetrates us, a stream that flows directly from the ego into the nerve-sense organization without first passing through the astral body and etheric body; instead this stream lays hold of man's physical body directly. Naturally this penetration is strongest in the head, where most of the sense organs are concentrated, but I should actually draw this stream in such a way that it spreads out over the skin-senses, over the entire human being, just as I would have to draw a stream for the course of food taken in by the mouth. Schematically, however, my drawing is quite correct.

In the human head, then, we have one organization that flows up from below, proceeding from the ego but passing through the astral, etheric, and physical and then to the ego. We have another stream that enters the physical directly and flows down. If we examine the human organism, we arrive at the insight that this unmediated stream, which enters the physical directly from the ego and then branches out over the whole body, proceeds along the nerve pathways. Thus when the human nerves spread out in the organism, the outwardly visible nerve strand is the visible sign of these outspreading streams that enter the entire organism directly from the ego, proceeding from the ego into the physical organization without mediation. The ego organization at first runs along the pathways of the nerves. This has an essentially destructive effect on the organism. There the spirit enters directly into physical matter, and wherever the spirit enters physical matter directly a destructive process occurs, so that along the nerve pathways, proceeding from the senses, a delicate death process spreads out through the human organism.

The other stream, which in the invisible man goes through the astral, etheric, and physical bodies, can be traced in the human being by following the blood pathways up to the senses. Thus when we examine the human being as we encounter him here on earth, we can say that the ego flows in the blood. But the ego flows in such a way that it first ensouls its forces through the astral organization and through the etheric and physical organizations. After first taking along the astral and etheric organizations, the ego streams through the physical organization in the blood from below upward. Thus the entire invisible man flows in the blood as a constructive process, as a growth process, as the process that constantly renews the human being by working through his food. This stream flows in the human being from below upward (speaking schematically), pours itself into the senses, and therefore also into the skin, and encounters the other stream which, from the ego, takes hold of the physical organization directly.

Actually, however, this whole matter is even more complicated, because we must also consider the breathing process. In the breathing process, the ego flows into the astral body, but then it goes directly into the lungs along with the air. Thus something from the super-sensible man also underlies the breathing process, but not in the same way as occurs in the nerve-sense process, where the ego takes hold of the physical organization directly. In the breathing process, the ego permeates itself with the astral forces, taking hold of oxygen and only then, no longer as pure ego organization but as ego-astral organization, does it take hold of the organism with the help of the breathing process. It could also be said that the breathing process is a weakened process of destruction, a weakened death process. The actual death process is the nerve-sense process, and a weakened process of destruction, a weakened death process, is the breathing process.

This is then confronted by the process in which the ego further strengthens itself by streaming up to the etheric body and only then being taken up. This process, taking place mainly in the super-sensible so that it cannot be traced by the usual physiology, is active in the pulse; there it is still outwardly perceptible. It is a restorative process, not as strong as the direct metabolic-restorative process, but rather a weakened restorative process. As we have seen, the breathing process is to a certain extent a destructive process. Our life would be much shorter if we absorbed more oxygen. The more the carbonic acid formation process of the blood counters the absorption of oxygen in the breathing process, the longer our life will be.

Thus everything interacts within the organism, and in order really to understand what is going on, one needs to understand the super-sensible human being, because its outwardly visible aspects were cast off with the embryonic membranes and are active in the human being after birth only through invisible forces. These forces can be clearly designated, however, if we proceed from the anthroposophical knowledge of the human being.

If, for example, we look into the eye with this anthroposophical knowledge, we see that the blood process courses through the eye in fine ramifications. This is taken hold of by the nerve process going in the opposite direction. The blood process always moves toward the periphery in the human being, moving centrifugally; the nerve process, which is in fact a breakdown process, is always directed centripetally, toward man's inside. All processes that occur in the human being are metamorphoses of these two processes.

If the interaction of pulse and breathing is properly coordinated, then the lower man is properly connected to the upper man. If this is the case and no external injuries intervene, an individual should be basically healthy. Only when breakdown predominates will destructive processes encroach on the activities in the organism. The human being becomes ill because something foreign accumulates in his organism that has not been worked through in the right way, something containing excessive breakdown forces, containing too much of what is related to the physical nature that surrounds the human being in his earthly environment.

The spiritual element's direct penetration of the organism by way of the ego brings about those processes that produce pathological occurrences, foreign formations. These foreign formations may not manifest immediately in physical symptoms, but they may manifest in the fluid and even in the airy aspect of the human being. They can develop, and if they are not countered by a healing process that flows from below along the pathways of the blood, they cannot dissolve. These formations have the tendency to form tumor-like accumulations in the body and then to fragment within. If the blood-formation process confronts them in the right way, they can dissolve and again become part of the general life of the body. But when a damming up is brought about by an excessive breakdown process from above downward, it takes hold of one of the organs. Foreign bodies are then formed, which are first exudative, tumor-like, but then have the tendency to run their course like the external processes of earthly nature and fall to pieces. In this case we need to understand that not enough of the super-sensible human being is taken up along the path I have drawn here next to the physical human being.

You see, one cannot speak about healing directly through human activity, because the moment that too much activity is developed from the nerve-sense organization, in a centripetal direction—when too many of the environmental processes are “stuffed” into man so that these tumor-like formations develop somewhere, which then decompose—in that moment the other system, which runs along the blood vessels, becomes rebellious. It wants to bring about healing, wants to penetrate the organism with the proper astral and etheric forces that can come from below. It wants to prevent the ego, or the ego working with the astral body, from acting alone. The healer has to take into account this revolutionary principle in the human organism, and healing consists of supporting, by external means, what is already present in the organism as an original healing force.

When a tumor-like formation arises, it is a symptom of the ego activity from the stream of the invisible man not penetrating in the right way from out of the etheric body. The ego activity does assert itself, but may at times be unable to approach the tumor. We might then support the etheric body in this direction so that it can become active. It can become active in the right way if it is first permeated by the ego and astral body and then becomes active. That which comes from above and has not taken up etheric activity, but at most ego and astral activity, poisons the organism. When the etheric body approaches this, when we counter the ego and astral activity with etheric activity, we support the healing process already present and striving to be active in the human organization. We only have to know, in such a case, by what means the etheric organization, permeated in the right way by astral and ego organization, can penetrate the body. In other words, in such a case we simply need to help the etheric organization with a remedy. Therefore we must know which remedy will make the etheric organization stronger in such a case, so that its constructive force opposes the excessively destructive force. Thus we can see that we will never comprehend the pathology that underlies therapy unless we take into account the invisible man.

It may also be, however, that when a person is born he does not penetrate strongly enough with his ego and astral organization—his soul-spiritual organization—into the physical organization. The soul-spiritual organization does not push its way into the physical organization suffciently. Then in this individual there will continually be a preponderance of the growth forces active from below upward, which are not given sufficient heaviness through integration with the physical organization. An individual can be born in such a way that the invisible man takes insufficient hold of his physical body, refusing to penetrate into the blood process in the right way. Then man's spirit cannot approach the blood process. In such individuals we can already see the consequences of this from childhood on. They remain pale and thin, or, because of the predominating growth forces, grow radiply tall. The the soul-spiritual cannot properly enter the organism. And because the body refuses to take up the soul-spiritual, our goal must be to weaken the excessively strong etheric body where the activity has become too strong. In such pale, lanky individuals we must strive to contain the hypertrophic, excessively active forces in the etheric body, restraining them to their proper degree. By this means we can bring heaviness into the body; the blood, for example, by receiving the necessary iron content, receives the appropriate heaviness. Then the etheric body is not as active in an upward direction, and its effect on the upper man is weakened.

In such individuals another condition might be noticed: what I would like to call the night processes predominate over the day processes. You could say that at night the physical-etheric organization of every normal person refuses to absorb the soul-spiritual. This night organization of a person lying in bed—not of the invisible man, who is outside—is too strong in those people who have a sort of inborn consumption, as I have just described. In such cases, the day organization must be supported. This means that it has to be given a certain heaviness by encouraging the breakdown processes. If one enhances the breakdown processes and inwardly there appears that which hardens and finally falls to pieces (in healing, of course, this must happen only to a small extent) then the overflowing force of the etheric body is restrained and consumption is held back.

In this way, out of knowledge of the entire human being, we can comprehend the curious interaction between health and disease, This interaction is always present and is essentially balanced out by what occurs between pulse and breath. If we then come to know by what outer means one or the other can be enhanced, it will be possible to support the natural healing processes that are always present, but I would say, not always able to arise.

What outer means we use is not such a simple matter, for a totally foreign process cannot be introduced into the human organism. When some kind of foreign process is introduced, it is at once transformed into its opposite within the organism. If you eat something, the food contains certain chemical forces. In absorbing them, the organism transforms them at once into their opposite. This is necessary. If, for example, the food maintained its external character too long after being absorbed, then it would begin to break down as it does in outer nature and would thus bring destructive and death-bringing breakdown processes into the human being.

You can pursue the details of the processes that I have developed for you here from the entire human being. Let us assume, for example, that you stick yourself with a foreign object like a splinter. Your body can react in two ways. Suppose you cannot extract the foreign object so that it remains inside you. Then two things can happen. The constructive force active in the flowing blood surrounds the foreign object. It gathers around the object, but in doing so it moves away from its own customary position. This immediately leads to a preponderance of the nerve activity there. Then an exudate-like formation begins to encapsulate the foreign object. When this happens, the following takes place in that part of the body: whereas usually, when there is not a foreign object in that spot, the etheric body penetrates the physical body in a certain way, in this situation the etheric body is unable to penetrate the foreign object; instead, within this area a bubble will form that is filled out only with the etheric. We have within us a small portion of the body that contains a foreign object and where a small portion of the etheric body is not organized by the physical. In this case it is important to strengthen the astral body in that spot to such an extent that it can be effective in the small portion of the etheric body without the help of the physical body. Through this encapsulation our body has actually made use of the destructive forces, separating out these destructive forces in a small section of the body and then incorporating into it the healing etheric body. This will then have to be supported by the astral and the ego through an appropriate treatment.

In such a case we have to say that, in a certain sense, what lies above the physical in the human being has to become strong enough to be active without the physical in this small part of the human organization. This always happens in what is called a healing of some foreign intrusion in the human being, for example when a person gets stuck with a splinter and it becomes encapsulated. In this part of his body man's whole organization is moved a little bit upward. It can also happen that something foreign is formed purely out of the organism. This must be regarded in the same way.

A completely different process could take place, however, if we have been stuck by a splinter. It could be that the nerve activity surrounding the splinter gets stronger and predominates over the blood activity. Then the nerve activity, in which the ego is active (or possibly the ego strengthened by the astral body), stimulates the blood activity. The nerve-sense activity, which goes through the whole body, stimulates the blood activity and does not permit an exudate to form. Instead it stimulates a secretory process, leading to the formation of pus (white). And because the nerves are pushing out (arrows), the pus is also driven to the periphery by the push that goes through the nerve tracts in their destructive activity. The splinter comes out and the area heals over.

You can see, then, that if the splinter is too deep in the organism, so that the pushing force of the breakdown system, the nerve-sense system, is insufficient to bring it to the outside, then the constructive activity in the blood vessels will be stronger and lead to encapsulation. If the splinter is closer to the surface, then the nerve-pushing force, the destructive force, will be stronger. It will excite or stimulate what wants to become an exudate so that it will make use of the breakdown channels that are always present anyway, leading to the outside, and the whole area will suppurate. Therefore we can actually say that we carry in us, in incipient form, in the moment of coming into being, the tendency for our organism to harden toward the inside in a centripetal direction and to dissolve again toward the outside in a centrifugal direction. In the normal processes of the human body, however, the tumor-forming force that is directed inward and the suppurative-inflammatory force that is directed toward the periphery are in equilibrium. Generally our inflammatory process is strong enough to overcome the tumefying force tending toward breakdown. Only when one process is stronger than the other will a real tumefaction or a real inflammation develop.

You must not be under the impression, of course, that everything is as easy to comprehend in reality as it seems when matters have to be simplified in a schematic presentation. In reality the processes interpenetrate one another. In fact, you can observe that when the inflammatory forces are strong in the human being there will be febrile phenomena. These are essentially the result of excessively strong constructive processes located in the blood. With the force of selfhood (Eigenkraft) that frequently develops in a person with a fever, it could be possible to provide quite a bit of strength to a second person, if the means were available for diverting the forces from one to the other in the right way.

On the other hand, where the breakdown forces are working strongly, cooling phenomena occur. The presence of these phenomena is not as easy to substantiate as the febrile phenomena, but these two types of phenomena alternate so that in reality we are always dealing with interpenetrating activities that simply have to be distinguished if we wish to comprehend what is going on.

A question often arises concerning poisons that occur in nature, for example the poison in belladonna, the deadly nightshade: how are actual poisons different from ordinary substances that we find in our environment and use for food? When we eat food, something is introduced into the organism that is formed in outer nature similarly to the way in which our invisible man is formed. We take into us something that proceeds from a spiritual activity, enters an astral activity, then an etheric activity, and finally a physical activity. In nature such an activity is directed from above downward; it acts upon the earth from the periphery, as it were. This activity is related to our inner ego activity, which is a purely spiritual activity. If what I have depicted schematically flows down, but transforms itself via the astral, then further via the etheric, then going down into the physical, then the plant as a rule takes up such an activity. The plant grows toward this activity from below upward and takes up this etheric activity, which, however, already rightly contains from above the astral and ego activity, i.e., the soul and spiritual activity.

It is also possible for something else to take place, as it does with a poison. Poisonous substances have the peculiarity that they do not make use of the etheric as do the normal green substances in the plant; instead they turn directly to the astral, so that the astral enters into this substance. With belladonna, the fruit becomes especially greedy and is not satisfied by taking up just the etheric; instead the fruit takes up the astral directly, before this astral has taken up the life-forces through the etheric in streaming downward. You could say that in such cases the astral is continually dripping from the world-periphery directly down to the earth instead of entering the etheric. And such drops of the astral being, which have not gone through the ether atmosphere of the earth in the right way, can, for example, be found in the poison of the deadly nightshade. We also have this cosmic astral element dripping down into the plant in the poison of the Jimsonweed fruit, in hyoscyamus (henbane), etc.

What therefore lives in this plant substance, for example in the deadly nightshade, is related to the activity that enters the human nerves and circulation of oxygen directly from the ego or the astral body. Thus by taking in the poison of the deadly nightshade, we get a significant strengthening of the breakdown processes in us, those processes that usually enter the physical body directly from the ego. The human ego is not generally strong enough to tolerate such a strengthening of breakdown processes. If the opposite activity is too great, however—the activity that proceeds from below upward in the blood vessels—one can counter it with such breakdown processes from nature. Atropine, the poison of the deadly nightshade, can thus be used in small doses to counteract excessive growth processes in the human being. The moment there is too much of this poison, however, we cannot talk about an equilibrium anymore. Then the growth processes are pushed back and the human being is benumbed by a spiritual activity that he is not yet able to tolerate with his ego. He will be able to tolerate such a spiritual activity perhaps only in future conditions, in the Venus and Vulcan stages of evolution. This is why the peculiar symptoms of poisoning occur. First the point of origin of the activity effective in the blood is undermined; then the gastric manifestations arise that appear after the ingestion of deadly nightshade poison; then the forces working from below upward are strongly prevented from doing so in the right way; finally complete unconsciousness occurs with the destruction of the human being from the side of the breakdown processes.

Thus we can trace the effect of such a substance in the human organism if we know the spiritual content of a substance we have absorbed. This can best be studied in plants. Knowledge of the human organism must be joined with a proper knowledge of outer nature. We must come to know what lives in individual plants. Then we will also know how the different plants affect the human being, in dietary prescriptions for example.

Then we will really be able to achieve something if the proper social conditions are brought about at the same time so that these things can really be applied. Today, even if we know something, we are usually unable to do anything, because our social conditions are in no way adapted to the knowledge of nature. The knowledge of nature is abstracted, is driven into the abstract so that we cannot grasp the human being's real position in the whole universe. It would not yet be possible on a large scale, for example, for us to ensure that individuals who might need it could receive a certain plant substance in some sort of rhythm. In order to make this possible in a comprehensive way, our scientific medicine must take on a different character. The outer arrangements in all social life need to be related to what can be known about the human being's relationship to surrounding nature.

Certainly a great deal can be done in isolated instances. We can prepare roots by boiling them for someone in whom the breakdown processes proceeding from the head are too strong. We can decoct certain roots that are known to contain substances that have drawn the spiritual, the astral, and the etheric in the right way into the physical in the process of root formation. Through introducing substances from the process of root formation into the human organism and bringing them to activity in the organism, a person receives something that goes up to the finest ramifications of the blood vessels at the outermost periphery, going into the head. By doing this we can call forth something to counteract the excessively strong breakdown processes of the nervous system. But one needs to have an exact conception of the changes that plant substances from the root undergo when taken in through the mouth and worked through in order to go to the outermost periphery of the head organization or skin organization.

In other cases we would have to know how substances taken from the flower act in the human organism. These substances are already a little shaky in their relationship to the etheric, they have already taken up the astral to a significant extent. In a certain sense they already approach the poisonous, though only slightly. We would have to know that when these substances are added to baths, and thereby brought into the organism in a completely different way, we can stimulate the excessively weak upbuilding organization that lies in the blood vessels. We would then counteract from outside the influence from the breakdown activity.

It is similar if we wish to pursue the inner effectiveness of injected substances. There we are essentially trying to strengthen the upbuilding processes so that a proper equilibrium with the breakdown processes is established.

This is why, particularly when giving injections, we must always observe how the breakdown processes react. We will not get the right effect if we cannot see how the breakdown processes first resist and then only gradually enter into the upbuilding process in the right way. When injecting something, therefore, we may notice that slight visual disturbances and buzzing in the ears arise, because at first the breakdown processes refuse to enter into the right equilibrium with the strengthened upbuilding processes. But when such symptoms appear they provide a guarantee that we are indeed intervening in the processes.

You see, anthroposophy is really not concerned with furnishing sectarian aunt-and-uncle gatherings with schemes they can argue about, schemes describing how the human being consists of physical body, etheric body, astral body, and ego. Rather it is very seriously concerned with comprehending the human being and his relationship to the world, with bringing the spiritual into everything material. And if anthroposophy really wants to secure its place in the world, it must be understood that it is able to pursue the spiritual into the material. As long as we merely occupy ourselves with aunt-and-uncle gatherings in sectarian circles, with squabbling over the division of the human being, we will be engaged in conflict about all sorts of other sectarian things. The moment we can really show how anthroposophy touches on all other knowledge, casts light on all other earthly knowledge—just as astrology illuminated earthly processes in earlier times—then anthroposophy will be something that can take hold of modern civilization. Then truly constructive progress may begin in human civilization, even in the face of the destructive processes originating in older times.

Such seriousness must be combined with what could be called one's commitment to anthroposophy. Certainly not everyone can always participate so actively that he himself discovers, for example, how belladonna on one side and chlorine on the other work in the human organism. For each individual to discover this is not the point; instead what is important is for an understanding to arise in wider circles, a common feeling for how what is therapeutic for the human being can be gained from an anthroposophical knowledge of the earth and the human being. In Waldorf education, we would not expect that every person could be a teacher, or at least teachers of children from elementary school on. We do expect, however, that there be general understanding of how educational principles are established out of knowledge of the human being and the world. Anthroposophy needs to be met with understanding. It would be wrong to believe that everyone should know everything, but the activity of an anthroposophical community should consist of building a general understanding, based on healthy common sense, for what anthroposophy is striving to realize for the health and future of humanity.

Entry in Rudolf Steiner's Notebook, February 11, 1923

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The ether becomes similar to that of the nerve-sense system: A. The ether becomes similar to that of the metabolic system: B.

Pus = the organic (etheric) permeated by outer, centrifugal astrality—on the path to the outside

Congealed exudate = the (etheric) organic permeated by inner, centripetal astrality—on the path of disappearing out of the physical world—

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In healing, the organism only continues a process that is already active in the daily defense against outer processes penetrating into the human being, which are poisoning—

The lower system (which accomplishes this) separates the outer, after it has permeated the same with centrifugal forces, as they are active in the growth of plants—as they are present in sleep. What poisons is the centripetally active [force]—of the nerve-sense system—which leads the outer world inward—it leads the outer world inward after cooling it (making it into mere form), so that through it the spiritual penetrates inward directly.

The inhibited inhalation, nourishing, the excessively strong day processes; the excessive exhalation, digestion, the excessively strong night processes.

The body has not taken up the spirit, excessively strong night processes = one is feverish: a formation of inner softening—pus.

The body takes up the spirit too strongly, excessively strong day processes = one freezes: a formation of inner hardening—inward exudate-like—fragmenting.

When anthroposophy is discussed in certain circles today, one of the many misstatements made about it is that it is intellectualistic, that it appeals too predominantly to the scientific mind, and that it does not sufficiently consider the needs of the human Gemüt. For this reason I have chosen Anthroposophy and the Human Gemüt as the subject of this short cycle of lectures which, to my great satisfaction, I am able to deliver to you here in Vienna, my dear friends.

The human Gemüt has indeed been wholly excluded from the domain of cognition by the intellectualistic development of civilization in the last three or four centuries. It is true that today one never tires of insisting that man cannot stop short at what the dry, matter-of-fact intellect can comprehend. Nevertheless, when it is a case of acquiring knowledge people depend exclusively upon this intellect. On the other hand, it is constantly being emphasized that the human Gemüt ought to come into its own again—yet it is not given the chance to do so. It is denied the opportunity of making any contact whatever with cosmic enigmas, and its sphere of action is limited to the most intimate concerns of men, to matters that are decided only in the most personal way.

Today we shall discuss first in what I might call a sort of historical retrospect how, in earlier periods of human evolution, this Gemüt was granted a voice in the search for knowledge, when it was permitted to conjure up grandiose and mighty images before the human soul, intended to illuminate man's efforts of realizing his incorporation into the body of world events, into the cosmos, and his participation in the changing times. In those days when the human Gemüt was still allowed to contribute its share in the matter of world views, these images really constituted the most important element of them. They represented the vast, comprehensive cosmic connections and assigned man his position in them.

In order to create a basis for further study of the human Gemüt from the viewpoint of anthroposophy, I should like to present to you today one of those grandiose, majestic images that formerly were intended to function as I have indicated. It is at the same time one of those images especially fitted, at present, to be brought before men's souls in a new manner, with which we shall also deal. I should like to talk to you about that image with which you are all familiar, but whose significance for human consciousness has gradually partly faded, partly suffered through misconception: I refer to the image of the conflict, the battle, of Michael with the Dragon. Many people are still deeply affected by it, but its more profound content is either dim or misunderstood. At best it makes no such close contact with the human Gemüt as was once the case, even as late as the 18th Century. People of today have no conception of the changes that have taken place in this respect, of how great a proportion of what so-called clever people call fantastic visions constituted the most serious elements of the ancient world views. This has been preeminently the case with the image of Michael's combat with the Dragon.

Nowadays, when a man reflects upon his development on the earth, a materialist world view inclines him to trace his relatively more perfect human form back to less perfect ones, farther and farther back to physical-animal forbears. In this way one really moves away from present-day man who is able to experience his own being in an inner, psycho-spiritual way, and arrives at far more material creatures from whom man is supposed to have descended—creatures that stood much closer to material existence. People assume that matter has gradually developed upward to the point where it experiences spirit. That was not the view in comparatively recent times: it was really the exact opposite.

Even as late as the 18th Century, when those who had not been infected by the materialistic viewpoint and frame of mind—there were not yet many who were so infected—cast their inner gaze back to prehistoric mankind, they looked upon their ancestors not as beings less human than themselves but as beings more spiritual. They beheld beings in whom spirituality was so inherent that they did not assume physical bodies in the sense that people on earth do today. Incidentally, the earth did not even exist then. They beheld beings living in a higher, more spiritual way and having—to express it crudely—a body of much finer, more spiritual substance. To that sphere one did not assign beings like present-day men but more exalted ones—beings having at most an etheric body, not a physical one. Such, approximately, were our ancestors as people then conceived them.

People used to look back at a time when there were not so-called higher animals either, when at most there were animals whose descendants of the jelly-fish kind live in the oceans of today. On what was the ancestor of our earth, they represented, so to speak, the animal kingdom, the plane below that of man; and above the latter was the kingdom embracing only beings with at most an etheric body. What I enumerated in my Occult Science, an Outline, as beings of the higher hierarchies would still be today, though in a different form, what was then considered in a certain sense the ancestry of man.

These beings—Angeloi, Archangeloi, and Archai—in the stage of their evolution of that time, were not destined to be free beings in the sense in which today we speak of freedom in connection with man. The will of these beings was not experienced by them in such a way as to give them that singular feeling we express by the phrase: to desire something arbitrarily. These beings desired nothing arbitrarily; they willed what flowed into their being as divine will; they had completely identified their will with the divine will. The divine beings ranking above them and signifying, in their interrelationships, the divine guidance of the world—these beings willed, in a sense, through the lower spirits—archangels and angels; so that the latter willed absolutely according to the purpose and in the sense of superior, divine-spiritual will.

The world of ideas of this older mankind was as follows: In that ancient epoch the time had not yet arrived in which beings could develop who would be conscious of the feeling of freedom. The divine-spiritual world-order had postponed that moment to a later epoch, when a number of those spirits, identified with the divine will, were, in a sense, to receive a free will of their own. That was to occur when the right time had come in world evolution.—It is not my purpose to corroborate today from the anthroposophical viewpoint what I have been characterizing; that will be done in the next lectures. Today I am merely describing the conceptions occupying the most enlightened spirits even as late as the 18th Century. I shall present them historically, for only by this method shall we arrive at a new view of the problem of reviving these conceptions in a different form.

But then—as these people saw it—among these spirits, whose real cosmic destiny was to remain identified with the will of the divine spirits, there arose a number of beings that wanted to disassociate their will, as it were, to emancipate it, from the divine will. In superhuman pride, certain beings revolted because they desired freedom of will before the time had come for their freedom to mature; and the most important one of these beings, their leader, was conceived of as the being taking shape in the Dragon that Michael combats—Michael, who remained above in the realm of those spirits that wanted to continue molding their will to the divine-spiritual will above them.

By thus remaining steadfast within the divine-spiritual will, Michael received the impulse to deal adequately with the spirit that grasped at freedom prematurely, if I may put it that way; for the forms possessed by the beings of the hierarchy of the Angeloi, Archangeloi, and Archai were simply not adapted to a being destined to have a free will, emancipated from divine will, as described. Not until later in world evolution were such forms to come into being, namely, the human form.—But all this is conceived as happening in a period in which cosmic development of the human form was not yet possible; nor were the higher animal forms possible—only the low ones I mentioned.

Thus a form had to come into being that might be called cosmically contradictory, and the refractory spirit had to be poured into this mold, so to speak. It could not be an animal form like those destined to appear only later, nor could it be the form of an animal of that time, of the then prevalent softer matter, so to say. It could only be an animal form differing from any that would be possible in the physical world, yet resembling an animal by reason of representing a cosmic contradiction. And the only form that could be evolved out of what was possible at that time is the form of the Dragon. Naturally it was interpreted in various ways when painted or otherwise represented—more or less suitably, according to the inner imaginative cognition of the artist concerning what was possible at that time in a being that had developed a refractory will. But in any case this form is not to be found among those that became possible in the animal scale up to man in the physical world: it had to remain a super-sensible being. But as such it could not exist in the realm inhabited by the beings of the higher hierarchies—angels, archangels, and so forth: it had to be transferred, as it were, placed among the beings that could evolve in the course of physical development. And that is the story of “The Fall of the Dragon from Heaven to Earth.” It was Michael's deed, this bestowing of a form that is supra-animalistic: super-sensible, but intolerable in the super-sensible realm: for although it is super-sensible it is incompatible with the realm of the super-sensible where it existed before it rebelled.

Thus this form was transferred to the physical world, but as a superphysical, super-sensible form. It lived thereafter in the realm where the minerals, plants, and animals live: in what became the earth. But it did not live there in such a way that a human eye could perceive it as it does an ordinary animal. When the soul's eye is raised to those worlds for which provision was made, so to speak, in the plan of higher worlds, it beholds in its imaginations the beings of the higher hierarchies; when the human physical eye observes the physical world it sees simply what has come into being in the various kingdoms of nature, up to the form of the physical-sensible human being. But when the soul's eye is directed to what physical nature embraces, it beholds this inherently contradictory form of the Adversary, of him who is like an animal and yet not like an animal, who dwells in the visible world, yet is himself invisible: it beholds the form of the Dragon. And in the whole genesis of the Dragon men of old saw the act of Michael, who remained in the realm of spirit in the form suitable to that realm.

Now the earth came into being, and with it, man; and it was intended that man should become, in a sense, a twofold being. With one part of his being, with his psycho-spiritual part, he was to reach up into what is called the heavenly, the super-sensible world; and with the other, with the physical-etheric part, he was to belong to that nature which came into being as earth-nature, as a new cosmic body—the cosmic body to which the apostate spirit, the Adversary, was relegated. This is where man had to come into being. He was the being who, according to the primordial decree that underlies all, belongs in this world. Man belonged on the earth. The Dragon did not belong on the earth, but he had been transferred thither.

And now consider what man encountered on the earth, as he came into existence with the earth. He encountered what had developed as external nature out of previous nature kingdoms, tending toward and culminating in our present mineral, plant, and animal kingdoms, up to his own physical form. That is what he encountered—in other words, what we are accustomed to call extra-human nature. What was this? It was, and still is today, the perpetuation of what was intended by the highest creative powers in the continuous plan for the world's evolution. That is why the human being, in experiencing it in his Gemüt, can look out upon external nature, upon the minerals and all that is connected with the mineral world, upon the wondrous crystal formations—also upon the mountains, the clouds, and all the other forms—and he beholds this outer nature in its condition of death, as it were; of not being alive. But he sees all this that is not alive as something that an earlier divine world discarded—just as the human corpse, though in a different significance, is discarded by the living man at death.

Although the aspect of the human corpse as it appears to us is not primarily anything that can impress us positively, yet that which, in a certain sense, is also a divine corpse, though on a higher plane, and which originated in the mineral kingdom, may be regarded as the factor whose form and shape reflects the originally formless-living divinity. And what then comes into being as the higher kingdoms of nature can be regarded as a further reflection of what originally existed as the formless divine. So man can gaze upon the whole of nature and may feel that this extra-human nature is a mirror of the divine in the world. And after all, that is what nature is intended to give to the human Gemüt. Naïvely, and not through speculation, man must be able to feel joy and accord at the sight of this or that manifestation of nature, feel inner jubilation and enthusiasm when he experiences creative nature in its sprouting and blossoming. And his very unawareness of the cause of this elation, this enthusiasm, this overflowing joy in nature—that is what should evoke deep down in his heart the feeling that his Gemüt is so intimately related to this nature that he can say to himself—though in dim consciousness: all this the Gods have taken out of themselves and established in the world as their mirror—the same gods from whom my Gemüt derived, from whom I myself sprang by a different way.—And all our inner elation and joy in nature, all that rises in us as a feeling of release when we participate vividly in the freshness of nature, all this should be attuned to the feeling of relationship between our human Gemüt and what lives out there in nature as a mirror of Divinity.

As you know, man's position in his evolution is such that he takes nature into himself—takes it in through nourishment, through breathing, and—though in a spiritual way—through perceiving it with his senses. In these three ways external nature enters into man, and it is this that makes him a twofold being. Through his psycho-spiritual being he is related to the beings of the higher hierarchies, but a part of his being he must form out of what he finds in nature. That he takes into himself; and by being received in him as nourishment, as the stimulus of breathing, and even in the more delicate etheric process of perception, it extends in him the processes of outer nature. This appears in him as instinct, passion, animal lust—as everything animalistic that rises out of the depths of his nature. Let us note that carefully. Out there we see wondrously formed crystals, mineral masses that tower into gigantic mountains, fresh mineral forms that flow as water over the earth in the most manifold ways. On a higher plane of formative force we have before us the burgeoning substance and nature of plants, the endless variety of animal forms, and finally the human physical form itself.

All that, living in outer nature, is a mirror of the Godhead. It stands there in its marvelous naïve innocence before the human Gemüt, just because it mirrors the Godhead and is at bottom nothing but a pure reflection. Only, one must understand this reflection. Primarily it is not to be comprehended by the intellect, but only, as we shall hear in the next lectures, precisely by the Gemüt. But if man does understand it with his Gemüt—and in the olden times of which I spoke, men did—he sees it as a mirror of the Godhead.—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him.

That was the feeling still cherished by many of the most enlightened men even in the 18th Century. They still felt vividly the difference between outer nature and what nature becomes after man has devoured, breathed, and perceived it. They felt intensely the difference between the naïve outer nature, perceptible to the senses, on the one hand, and human, inwardly surging sensuality, on the other. This difference was still livingly clear to many men who in the 18th Century, experienced nature and man and described them to their pupils, described how nature and man are involved in the conflict between Michael and the Dragon.

In considering that this radical contrast still occupied the souls of men in the 18th Century—outer nature in its essential innocence, nature within man in its corruption—we must now recall the Dragon that Michael relegated to this world of nature because he found him unworthy to remain in the world of spirituality. Out there in the world of minerals, plants, even of animals, that Dragon, whose form is incompatible with nature, assumed none of the forms of nature beings. He assumed that dragon form which today must seem fantastic to many of us—a form that must inevitably remain super-sensible. It cannot enter a mineral, a plant, or an animal, nor can it enter a physical human body. But it can enter that which outer, innocent nature becomes, in the form of guilt in the welling-up of life of instincts in the physical human body. Thus many people as late as the 18th Century said: And the Dragon, the Old Serpent, was cast out of heaven down to the earth, where he had no home; but then he erected his bulwark in the being of man, and now he is entrenched in human nature.

In this way that mighty image of Michael and the Dragon still constituted for those times an integral part of human cognition. An anthroposophy appropriate to that period would have to explain that by taking outer nature into himself through nourishment, breathing, and perception, man creates within himself a sphere of action for the Dragon. The Dragon lives in human nature; and this conception dwelt so definitely in the Gemüt of 18th Century men that one could easily imagine them as having stationed some clairvoyant being on another planet to draw a picture of the earth; and he would have shown everything existing in the minerals, plants and animals—in short, in the extra-human—as bearing no trace of the Dragon, but he would have drawn the Dragon as coiling through the animality in man, thereby representing an earth-being.

Thus the situation had changed for people of the 18th Century from that out of which it all had grown in pre-human times. For pre-humanity the conflict between Michael and the Dragon had to be located in outer objectivity, so to speak; but now the Dragon was outwardly nowhere to be found. Where was he? Where would one have to look for him? Anywhere wherever there were men on earth. That's where he was. If Michael wanted to carry on his mission, which in pre-human times lay in objective nature, when his task was to conquer the Dragon, the world-monster, externally, he must henceforth continue the struggle within human nature.—This occurred in the remote past and persisted into the 18th Century. But those who held this view knew that they had transferred to the inner man an event that had formerly been a cosmic one; and they said, in effect: Look back to olden times when you must imagine Michael to have cast the Dragon out of heaven down to earth—an event taking place in extra-human worlds. And behold the later time: man comes to earth, he takes into himself outer nature, transforms it, thus enabling the Dragon to take possession of it, and the conflict between Michael and the Dragon must henceforth be carried on on the earth.

Such thought trends were not as abstract as people of the present would like thoughts to be. Today people like to get along with thoughts as obvious as possible. They put it this way: Well, formerly an event like the conflict between Michael and the Dragon was simply thought of as external; but during the course of evolution mankind has turned inward, hence such an event is now perceived only inwardly.—Truly, those who are content to stop at such abstractions are not to be envied, and in any case they fail to envision the course of the world history of human thought. For it happened as I have just presented it; the outer cosmic conflict of Michael and the Dragon was transferred to the inner human being, because only in human nature could the Dragon now find his sphere of action.

But precisely this infused into the Michael problem the germinating of human freedom; for if the conflict had continued within man in the same way it had formerly occurred without, the human being would positively have become an automaton. By reason of being transferred to the inner being, the struggle became in a sense—expressed by an outer abstraction—a battle of the higher nature in man against the lower. But the only form it could assume for human consciousness was that of Michael in the super-sensible worlds, to which men were led to lift their gaze. And as a matter of fact, in the 18th Century there still existed numerous guides, instructions, all providing ways by which men could reach the sphere of Michael, so that with the help of his strength they might fight the Dragon dwelling in their own animal nature.

Such a man, able to see into the deeper spiritual life of the 18th Century would have to be represented pictorially somewhat as follows: outwardly the human form; in the lower, animalistic portion the Dragon writhing—even coiling about the heart; but then—behind the man, as it were, for we see the higher things with the back of our head—the outer cosmic figure of Michael, towering, radiant, retaining his cosmic nature but reflecting it in the higher human nature, so that the man's own etheric body reflects etherically the cosmic figure of Michael. Then there would be visible in this human head—but working down into the heart—the power of Michael, crushing the Dragon and causing his blood to flow down from the man's heart to the limbs.

That was the picture of the inner-human struggle of Michael with the dragon still harbored by many people of the 18th Century. It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life.

The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. On one of the planets gradually arise the kingdoms of nature; man comes into being. And looking into the future, all this is seen to pass over again into the great graveyard of natural existence—The intellect cannot help imagining the matter in this way; and because more and more the intellect has become the only recognized autocrat of human cognition, the world view has gradually become what it is for mankind in general. But in all those earlier people of whom I have spoken today the eye of the Gemüt, as I might call it, was active. In his intellect a man can isolate himself from the world, for everyone has his own head and in that head his own thoughts. In his Gemüt he cannot do that, for the Gemüt is not dependent upon the head but upon the rhythmic organism of man. The air I have within me at the present moment, I did not have within me a moment ago: it was the general air, and in another moment it will again be the general air when I exhale it. It is only the head that isolates man, makes of him a hermit on the earth. Even in respect of the physical organization of his Gemüt, man is not isolated in this way: in that respect he belongs to the cosmos, is merely a figure in the cosmos.

But gradually the Gemüt lost its power of vision, and the head alone became seeing. The head alone, however, develops only intellectuality—it isolates man. When men still saw with their Gemüt they did not project abstract thoughts into the cosmos with the object of interpreting it, of explaining it: they still read grandiose images into it, {Translator's Note: “Saw” them into it, is Rudolf Steiner's expression} like that of Michael's Fight with the Dragon. Such a man saw what lived in his own nature and being, something that had evolved out of the world, out of the cosmos, as I described it today. He saw the inner Michael struggle come to life in the human being, in the anthropos, and take the place of the external Michael battle in the cosmos. He saw anthroposophy develop out of cosmosophy. And whenever we look back to an older world view from the abstract thoughts that affect us as cold and matter-of-fact, whose intellectuality makes us shiver, we are guided to images, one of the most grandiose of which is this of Michael at war with the Dragon; Michael, who first cast the Dragon to earth where, I might say, the Dragon could occupy his human fortress; Michael, who then became the fighter of the Dragon in man, as described.

In this picture that I have evoked for you, Michael stands cosmically behind man, while within man there is an etheric image of Michael that wages the real battle through which man can gradually become free; for it is not Michael himself who wages the battle, but human devotion and the resulting image of Michael. In the cosmic Michael there still lives that being to whom men can look up and who engaged in the original cosmic struggle with the Dragon. Truly, not upon earth alone do events take place—in fact, earth events remain incomprehensible for us unless we are able to see them as images of events in the super-sensible world and to find their causes there. In this sense a Michael deed was performed in the super-sensible realm shortly before our time, a deed I should like to characterize in the following way. In doing so I must speak in a manner that is nowadays discredited as anthropomorphic; but how could I relate it otherwise than by using human words to describe what occurs in the super-sensible world?

The epoch during which Michael cast the Dragon down to earth was thought of as lying far back in the pre-human times; but then, man appeared upon the earth and there occurred what I have described: the war between Michael and the Dragon became ever more an inner struggle. It was at the end of the 19th century that Michael could say: The image in man is now sufficiently condensed for him to be aware of it within himself: he can now feel in his Gemüt the Conqueror of the Dragon—at least, the image means something to him.—In the evolution of mankind the last third of the 19th Century stands for something extraordinarily important. In older times there was in man primarily only a tenuous image of Michael; but it condensed more and more, and in the last third of the 19th Century there appeared what follows: In earlier times the invisible, super-sensible Dragon was predominant, active in the passions and instincts, in the desires and in the animal lusts. For ordinary consciousness that Dragon remains subsensible; he dwells in man's animal nature. But there he lives in all that tends to drag man down, goading him into becoming gradually sub-human. The condition was such that Michael always intervened in human nature, in order that humanity should not fall too low.

But in the last third of the 19th Century the Michael image became so strong in man that the matter of directing his feelings upward and rising to the Michael image came to depend upon his good-will, so to speak; so that on the one hand, in unenlightened experience of the feelings, he may glimpse the image of the Dragon, and on the other hand, the radiant figure of Michael may stand before the soul's eye—radiant in spiritual vision, yet within the reach of ordinary consciousness. So the content of the human Gemüt can be this: The power of the Dragon is working within me, trying to drag me down. I do not see it—I feel it as something that would drag me down below myself. But in the spirit I see the luminous Angel whose cosmic task has always been the vanquishing of the Dragon. I concentrate my Gemüt upon this glowing figure, I let its light stream into my Gemüt, and thus my illumined and warmed Gemüt will bear within it the strength of Michael. And out of a free resolution I shall be able, through my alliance with Michael, to conquer the Dragon's might in my own lower nature.

If the requisite good-will were forthcoming in extensive circles to raise such a conception to a religious force and to inscribe it in every Gemüt we would not have all the vague and impotent ideas such as prevail in every quarter today—plans for reforms, and the like. Rather, we would have something that once again could seize hold on the whole inner man, because that is what can be inscribed in the living Gemüt—that living Gemüt which enters into a living relationship with the whole cosmos the moment it really comes to life.

Then those glowing Michael thoughts would be the first harbingers of our ability to penetrate once more into the super-sensible world. The striving for enlightenment would become inwardly and deeply religious. And thereby men would be prepared for the festivals of the year, the understanding of which only glimmers faintly across the ages—but at least it glimmers—and they would celebrate in full consciousness the festival the calendar sets at the end of September, at the beginning of autumn: the Michael Festival. This will regain its significance only when we are able to experience in our soul such a living vision. And when we are able to feel it in a living way and to make it into an instinctive social impulse of the present, then this Michael Festival—because the impulses spring directly from the spiritual world—could be regarded as the crowning impulse—even the initial impulse we need to find our way out of the present disaster: to add something real to all the talk about ideals, something not originating in human heads or hearts but in the cosmos.

And then, when the trees shed their leaves and blossoms ripen into fruit, when nature sends us her first frost and prepares to sink into her winter death, we would be able to feel the burgeoning of spirit, with which we should unite ourselves—just as we feel the Easter Festival with the sprouting, budding spring. Then, as citizens of the cosmos, we would be able to carry impulses into our lives which, not being abstract, would not remain ineffectual but would manifest their power immediately. Life will not have a soul content again until we can develop cosmic impulses in our Gemüt.

My dear friends! A whole group of new members of this school have arrived here today, and so I am obliged to say at least a few words once again to convey something of the principles of this school.

The first thing to be said about this school is that it forms the esoteric aspect of the existing Anthroposophical Movement, which with the Christmas Conference here at the Goetheanum has been newly reestablished. Earlier there were a few esoteric circles at the Goetheanum. All these esoteric circles must by and by come into this school, for it certainly has occurred that with the Christmas Conference a new spirit has come into the Anthroposophical Movement, insofar as it streams through the Anthroposophical Society.

I have also just spoken the words abroad, in recapitulation, which should point out the difference between the Anthroposophical Movement before Christmas, and what we now have since Christmas. Previously the Anthroposophical Society was a sort of administrative body for anthroposophical teachings, for the substance of Anthroposophy. Since Christmas it is different. Now it does more than merely foster Anthroposophy in the Anthroposophical Society. Now it is constituted so that Anthroposophy is actually done, which means that all things that flow through the Anthroposophical Society bearing on operations and ideas are constituted so as to be anthroposophical through and through.

What has happened with this renewal, my dear friends, must be taken in with sufficient depth, and fundamentally must be taken in with deepest sincerity. The renewal will then allow a differentiation between the Anthroposophical Society in general, and this esoteric school within the Anthroposophical Society. In keeping with the principle of openness that was established at the Christmas Conference, the Anthroposophical Society will of course require no more of its members than that they stand honestly by whatever Anthroposophy is, that they are, we might say, listeners to Anthroposophy, and that they make of this Anthroposophy whatever they can with their hearts and souls.

It is quite different within the school. Whoever enters this school, declares thereby that as a member he will be a true representative of the Anthroposophical Movement. And in this esoteric school, that eventually will be expanded into three classes, in this esoteric school the freedom implicit for every member of the anthroposophical community most certainly must be made to rule. Also, for the directorate, the Executive Council at the Goetheanum,¹ whose members answer for the school, full freedom must rule.

Being a true member of this school entails that in whatever matters a member is engaged with in daily life, that an anthroposophical approach is displayed to the world. And the Goetheanum Executive Council, as it appears to them, must be able to decide whether a member, not being able to be a representative of the Anthroposophical Movement, should therefore be stricken from the membership of the school. It must be a two-way relationship.

In the future, in the holding and handling of this school, a certain spirit must be engaged, a spirit that is ever more and more serious and in a certain sense stronger. Otherwise, we just cannot progress further with the Anthroposophical Movement. We ourselves must really feel it within the school, especially if we have a chance to enhance and strengthen Anthroposophy. There will be hard times ahead for Anthroposophy, and so the members of the school must know the difficulties that they have taken upon themselves. They are not simply devoted to Anthroposophy, but are members of an esoteric school.

And it must be seen as a commitment, a most inward commitment, that the operation of the Executive Council, as it is presently constituted, is seen in its esoteric substance. This must ever more and more come into the awareness of the members, which has not yet happened. It must happen. It must come to be generally known. And it says a lot, that at this time an Executive Council has come into being out of the esoteric.

What is certainly being pointed out, is that all of those who rightfully regard themselves as members of the school, should see the school as having been founded not by men and women, but rather by the will of the present-day ruling spiritual powers of the world. The school should be seen as having been put in place by the spiritual world, and should be seen as the meaningful work of the spiritual world, the spiritual world that not only feels somewhat responsible for it, but the spiritual world that feels responsible for it in the strongest sense. Therefore, whoever does not take this School seriously, and does not carry it within when involved in daily activities, without fail, for such a member, who does not take the matter seriously, his membership must be stricken.

Actually, lassitude to a very great degree has infiltrated the Anthroposophical Society in the last few years. To remove this forever is to be one of the many functions of this school. We should feel ourselves to be responsible for the words that we speak, we should before all things feel responsible for them, so that every word we speak, in the most serious sense, has been so fully verified by us, that we can represent it as truth. For untruthful statements, even when coming forth with good will, will work destructively within an occult movement. There must be no deceit about this, but rather the fullest clarity must reign. It comes down to this, the intention is not to allow it to wash lightly over a person, but the intention is to arrive at the absolute truth. And among the first responsibilities of a student of the esoteric, is that he not only feel a commitment to relate what he believes to be the truth, but that a commitment is felt to verify that the things that are said are actual objective truths. For only when (in the sense of objective truth) we have won godly spiritual might, the strength of which runs through this school, will we thereby be able to steer our way through all the difficulties that will beset Anthroposophy.

One should also not fail to attend to what is happening in the external world. Now please, my friends, whatever is spoken in the environs of the school should remain within the environs of the school. Yet I tell you that even within the environs of the school, one may not forget the sorts of things that are being discussed by authoritative personalities, such as the following: “Those who represent the principles of the Roman Church will be doing their utmost in the near future to make the individual states of the former German Empire independent,” and I am merely reporting, “so that out of these independent states, with the exclusion of Prussia, the Holy Roman Empire of the German Nation can once more be established, which in turn, having been established out of such a prominent quarter, will of course spread its influence over neighboring regions.” These persons say that they will have to do this in order to destroy, in root and branch, those movements that are most dangerous and frightful. They add that if they fail to reestablish the Holy Roman Empire of the German Nation, then they will find other means by which to destroy in root and branch those most contrary, those most dangerous movements. The movements they are referring to are the Anthroposophical Movement and the Movement for Religious Renewal.

I am quoting them almost word for word. And you should see, from what I say time and again, that the difficulties will not become smaller, but rather every week greater, and that what I say is built through and through on a firm foundation. I would like you to take this to heart at once, by bringing an earnest heart-felt quality to what you become acquainted with as members of this school. Only when we are members of this school openly, fully, in earnest, and actively, will we be able to reach the bedrock that is absolutely necessary, if we are to make it through the difficulties of the future.

You may conclude from this that opponents will take Anthroposophy, and its branch Religious Renewal, much more seriously than many already ensconced as members. For when one becomes aware of the intention of reconstituting the broken-up Holy Roman Empire of 1806, and the implication that it is in order to dispose of our Movement, then one must take the matter very seriously. In a movement grounded in the spirit, it really and truly does not matter, my dear friends, just how many members are in the movement. What does matter is the sort of strength living within, strength that has come out of the spiritual world. The opponents know that this sort of strong force dwells within our Movement, so don't enter into it lightly, but with sufficient strength and firmness.

It is not easy to present to someone that the meeting with the Guardian of the Threshold can really happen, if the person has not had the experience of knowing what it means for their human nature to be in the "I am” and their astral body to be outside of the physical body. For if a person's essential being is closed up within the physical body, he can only take whatever is in his vicinity as the truth, when it has been verified through the apparatus of the physical body. And through the apparatus of the physical body, the sensory world can only come to be taken as a reflection of the spiritual world, which initially is not disclosed through the senses, but is merely reflected.

Now in general, it is not so difficult to leave one’s body. It is done every time one goes to sleep. A person is then outside of his body. But when outside of his body in the state of sleep, then his awareness is also quenched to the point of unconsciousness. Only illusory dreams, or perhaps also dreams that are not illusory, surge up out of this loss of consciousness. It is part of the subject matter of the attainment of higher awareness, however, to leave the physical body with fully aware-self-possession, so that external to his physical body one may perceive around about himself, just as within his physical body with the help of the physical senses he perceives the physical world. And he partakes then, outside of his physical body, of the spiritual world in truth.

Initially, however, a person just sleeps without awareness. Under ordinary conditions it is not given to us to know what could be seen when outside of one’s body. And this specifically is due to a person being protected from coming upon the spiritual world unprepared.

If and when a person is sufficiently prepared, what happens with him then? Then, when the person steps up to the abyss between the sensory world and the spiritual world [It was marked in red.], when the person has been found to be prepared, as has been pointed out in the last lesson, then the Guardian of the Threshold takes the true individuality of the person out and beyond, allowing over-flight of the abyss [It was marked in yellow.], under the agency of what has been delineated in the foregoing mantric verses. And for the first time, from the other side of the Threshold, a person can then observe his own sensory being, his physical being.

Such is the first grand impression of true experience, my dear friends, when the Guardian of the Threshold can say to a person, "Look over there, there you are, so you appear to the outside while within the physical world, but with me, you appear in your innermost being."

And then resounding again and again from the Guardian of the Threshold is a significant word. For now, it resounds from the Guardian of the Threshold out over the abyss, this significant word, in calling out to the person, for him to retain his presence of mind when he looks upon himself quite differently from the other side of the abyss. And he does look upon himself quite differently. He beholds himself as threefold. [It was marked in green.]²

He beholds himself in his threefold nature, expressed in soul in thinking, in feeling, and in willing. There are actually three people, the thinking person, the feeling person, and the willing person, all of which have been stuck into each person, and for the time being are really only drawn together in the physical world through the physical body. And all this, that the person looks upon, is intoned by the lips of the Guardian of the Threshold in the following manner.

O show the three
They are the one,
When you bear the stamp of man
In existence-awareness on the earth.

Or it could be the human stamp, for one must of course translate the words from the occult speech.

O show the three
They are the one,
When you bear the stamp of man
In existence-awareness upon the earth.

Experience the head’s world-gestalt
Feel the heart’s world-beat
Think the limb’s world-strength

They are the three,
The three, that live as one
In existence-awareness upon the earth.

[The mantra was now written on the board.]

O show the three
They are the one,
When you bear the human stamp
In existence-awareness upon the earth.

Experience the head’s world-gestalt
Feel the heart’s world-beat
Think the limb’s world-strength

They are the three,
The three, that live as one
In existence-awareness upon the earth.

The Guardian of the Threshold points out here how the three, which separate from one another as soon as the person leaves his physical body, how the three appear in relationship to this physical body. The gaze is directed out upon the physical body, upon the head, the heart, the various members of the body, and as said by the Guardian of the Threshold, "When you in actual truth behold the human head, this human head will be an image of the heavenly universe. You must gaze out upon the far-flung depths that seem to border on and to define the world, and realize it is not so, your physical one-sided envisioning of it, you must gaze out and on, and in your gazing out and on, you must remember that your head, in its roundness, is really a truthful image of the surrounding heavenly world.” And one may connect to this here and now by bringing into awareness the mantric verse.

Experience the head’s world-gestalt

One connects outwardly through the symbol of a triangle pointing up. [It was drawn before the line.]

Through this symbol, as one pauses at this line of the mantric verse, you send your attention to the wide-open space above, and take note that everything around and about the earth is certainly part of this wide-open space above. You send your attention out and make it all an immediate presence.

Feel the heart’s world-beat

Through this cosmic-heavenly presence flows the rhythm of the world, resounding as music of the world. When we feel the human heart beating, it seems as though this human heart is merely beating out upon all that passes before the human organism. In reality, what beats in the heart is a harmonious counterpoint to what has been circling as world-rhythm for not merely a thousand years, but a million years. Hence one again pauses, as the Guardian of the Threshold speaks accordingly the words "Feel the heart’s world-beat" and one senses, finds with empathy, feels what takes effect both in the heart and all around and overhead. [Now the symbol ⧖ of a down-pointing and an up-pointing triangle connected at the tips was drawn before the second line.] The triangles in this diagram join all that is below with all that is overhead.

Think the limb’s world-strength

This world-strength is the one in which gravity and the other earthly forces are concentrated and rise from beneath. In our thinking, that is, insofar as it is earth-thinking, adapted merely to grasping the earthly, we must gaze down and under, then we grasp the things that stream out of the earth working effectively in men and women. Again, one pauses by the "Think the limb’s world-strength” in a triangle facing downward. [▽ was drawn before the third line of the stanza.]

And one will feel the character of the word of the Guardian, how it should work today on the human heart, on the human soul, if one allows this mantric verse in commensurate manner to come alive within and to work effectively.

O show the three
They are the one,
When you bear the stamp of man
In existence-awareness upon the earth.

One says the following verse while rendering the up-pointing triangle symbol △ before the head:

△ Experience the head’s world-gestalt

⧖ Feel the heart’s world-beat

One says the last verse while rendering the down-pointed triangle symbol ▽.

▽ Think the limb’s world-strength

These are the three,
The three, that live as one
In existence-awareness upon the earth.

And one tries, after having allowed this mantric verse to work on his soul, to blunt the senses, to close the eyes, to hear nothing with the ears, to perceive nothing, and to remain in the dark for a while, that one might live fully and completely in the atmosphere of what sounds through the words. And in this manner, a person will place himself in the sphere in which initiation into all reality can then be experienced. In undertaking this, a person may take the first step beyond the Threshold.

But one must allow the profound word of the Guardian to work upon him fully and in earnest. This profound word of the Guardian speaks of everything, the moment we cross over the Threshold, of everything being different than it is in the sensory world. In the sensory world we think that thoughts, that ideas are predominant in people. This is the way it is in the sensory world. By itself this predominance of envisioning, of thinking, which is perceptible to customary awareness as well, is always intermixed with a bit of willing. Always in stepping from one thought to another, we must be using our will, as we do when we bring an arm into motion, or a leg into motion, or in doing just about anything we wish to do. But it is easy and refined, this willing that carries one thought on to the next. And so it is, when we are in the sensory world, the two are bound together, the predominance mostly of thinking with a little bit of willing, an easy willing. Yet as soon as a person comes across over the Threshold and comes before the Guardian, it will be quite the opposite, for there the bundled predominance is mostly of far-flung will and minimally of thinking. And in this willing that is otherwise sleeping in people, one catches in it a scent of the spirit, for the human head is constituted out of the cosmos, out of the heavenly world, a spherical copy in all particulars.

Hence the Guardian of the Threshold, when we have crossed over to the other side of the Threshold, calls out the following words. [A new part of the mantra was written on the board forthwith.]

The head's spirit,
You can will it;

And now one sees that willing is something quite different than it was previously. Previously the senses facilitated sensory perceptions, mediated sensations, and one had no awareness of will coursing through the eyes, of will coursing through the ears, of will coursing through the sense of warmth, of will coursing through every sense. Now, one sees that of all that the eyes sense as manifold colors, that the ears hear as manifold tones, that a person discerns as warmth and cold, as the difference between coarse and smooth, as odors, tastes, et cetera, that all this, all in the spiritual world is a sort of willing. [The mantra was continued on the board.]

And willing becomes for you
Sensing’s many-formed heavenly weaving;

If a person has come to know this by looking back at his head from the other side of the Threshold as willing becomes predominant, [The verb "willing" in the second line of the mantra was underlined.] how the mind sets willing in place there, [The word "willing" in the third line of the mantra was underlined.] then he would furthermore know, how the heart harbors the soul, and how he can feel the soul in his heart, just as he can will the head's spirit correspondingly in the head. And then he knows for the first time, when he regards thinking not as a capacity of the brain, but rather as an capacity of the heart, of the soul of the heart, how thinking belongs not to an individual person, but rather to the world. Then he experiences world living, circling around as world music. [The second stanza was begun on the board.]

The heart's soul,
You can feel it;
And feeling becomes for you
Thinking’s seed-awakening world living;

You live in glory, not in soulless semblance of glory, but rather in the glory of the glow of the being of the world. [The summary lines of the first and second stanzas were now written, as the first stanza was once again spoken.]

The head's spirit,
You can will it;
And willing becomes for you
Sensing’s many-formed heavenly weaving;

Summarized in the final line:

You weave in wisdom.

Summarized, bearing on the heart's soul, on feeling, in the sentence:

You live in glory.

[The words "wisdom" and "glory" were underlined.]

Just as a person gets to know the mind as a willing, so he gets to know feeling as a thinking in regard to personal presence and awareness in the world, if from the other side he observes the three, which only in the sensory world are one. [In the second stanza “feel” and "feeling" were underlined.]

And the Guardian continues in the third section. [The third stanza was begun on the board.]

The limb's strength,
You can think it;

Now we have the full reversal. On the other side a person maintains a concentration in the head of something else than thinking, for willing is here [The first stanza was indicated.], as I have just explained, concentrated in the head. Feeling remains in the heart, where it is also felt in the sensory world, for the inner force of the heart continues on in the spiritual world,

The limb's strength,
You can think it;

["Think" was underlined.]

On the other side, thinking is brought together directly with the limbs, which is quite the reverse in the sensory world. [The writing was continued.]

And thinking becomes for you
Willing’s goal-directed human striving;

And the will does this for thinking. ["Thinking" was underlined. The writing was continued and the word "virtue" was at the same time underlined.]

You strive in virtue.

And so, we have the full reversal in the spiritual world, by means of what the Guardian of the Threshold has said to us. While not being able to differentiate willing, feeling, and thinking while a person looks up from down under, it is differentiated as a trinity when the person looks on it from the other side, willing up at the head, feeling in the middle, and thinking down among the limbs.

In this way one becomes aware that what is willed, concentrated in the head, is wisdom woven into the world, in which all the beings of the spirit stream forth, and that thinking, seen in the extremities, is human striving, that can live as human virtue. And the three appear before the spiritual gaze:

The head's spirit,
The heart's soul,
The limb's strength.

[At the same time the words on the board "head's", "heart's", and limb's" were underlined in white, and the words "spirit", "soul", and "strength" were underlined in red.]

In this way the mantric verse is built. And a person must be aware of the inner congruence, more than aware, for as it floods into him, he must allow the mantric verse to work on him:

heavenly weaving
world living
human striving

[Forthwith were these three word-groups underlined on the board in yellow.]

These are the words of the Guardian of the Threshold, in which the three, emerging from the one as we cross over into the world on the other side of the Threshold, the three are guided into our mind's eye.

The head's spirit,
You can will it;
And willing becomes for you
Sensing’s many-formed heavenly weaving;
You weave in wisdom.

The heart's soul,
You can feel it;
And feeling becomes for you
Thinking’s seed-awakening world living;
You live in glory.

The limb's strength,
You can think it;
And thinking becomes for you
Willing’s goal-directed human striving;
You strive in virtue.

These are the impressions through which the soul must sift, if real insight, real inward knowing is to be attained, resounding in the admonitions of the Guardian of the Threshold, as he also says to us:

Enter
The door is opened³
You will⁴ become
A true human being.

[It was written on the board.]

Enter
The door is opened
You will become
A true human being.

And these are the words, that for countless thousands of years, that yawn at all portals to the spiritual world, and at the same time, that resound spiritedly:

Enter
The door is opened
You will become
A true human being.

Imagine, my brothers and sisters,⁵ saying to yourselves at once, "I will take these words of the Guardian of the Threshold seriously; I will know that I was not yet human; I will know that I become so through insight into the spiritual world." Imagine, my brothers and sisters, saying to yourselves a second time, "Why, the first time I did not take these words seriously enough; I will tell myself that I need twice as many steps, from my present state of being, not being a true human being, in order to become a true human being." Imagine declaring to yourselves a third time, "I will know that I need three steps, from the spot on which I stand, not being a true human being, in order to become a true human being."

Serious is the first admonition that you give to yourselves. More serious is the second admonition. But the stamp of highest seriousness must be borne by the third admonition. And when you know how to bring this trinity in three-fold seriousness into the depths of your souls, then you will have an inkling of what it means for a person, through insight, through actual inwardly knowing, to become a person. And then you will have come full circle, as we have in this class today, coming full circle to the first admonition, all of which should live in our souls as one self-transmuting verse.

O show the three
They are the one,
When you bear the stamp of man
In existence-awareness upon the earth.

△ Experience the head’s world-gestalt
⧖ Feel the heart’s world-beat
▽ Think the limb’s world-strength

These are the three,
The three, that live as one
In existence-awareness upon the earth.

Just so, my brothers and sisters, it has sounded just so in the heart, since there has been human existence on the earth, struggling for awareness. There has been a pause in this struggle since the emergence of the fifth post-Atlantean cultural epoch. This pause is at an end, by will of the heavenly, spiritual entities leading mankind. May it once again commence in a worthy manner. In your human hearts may it sound again. So the wise leaders of mankind, ever since there has been human existence upon the earth, have guided human hearts into glimpsing what works as spirit in the world, what works as spirit through the world in human beings, as the crown of the world.

• 1. Der Vorstand
• 2. Sinn is “mind-awareness,” whereas Geist is “body-free spirit-awareness.” Body-free thinking becomes many-formed sensing. Body-free feeling becomes seed-awakening heart-thinking. Body-free willing becomes goal-directed willing.
• 3. Das Tor ist geöffnet is neither present-perfect in German nor in English, so should not be “The door has opened,” which would imply that someone has opened it. Instead, it is phrasal-reflexive auto-causative intransitive, so must be “The door is opened.” This leaves one with the proper sense of wonder at how one’s meditative activity in conjunction with the spirit has caused the door to be opened.
• 4. Regarding the translation of wirst in the next to last line, according to the Oxford Dictionary, normally “shall” is used only with first person pronouns, and “will” is used with second and third person pronouns, but if strong determination is expressed, the order is reversed. The word “shall” is now seldom used in any normal context in American English. The question is does the Guardian say to put our will into entering and “You will become,” or does he admonish us with determination to enter and says, “You shall become.” Both are correct translations.
• 5. In this lesson for the first of many times Steiner says the phrase Schwestern und Brüder. This sounds just fine in German, but in English, one always says it the other way around, for otherwise it just does not sound right, so it should be translated always as “brothers and sisters.”

Let us look back at an earlier scene from the second part of Goethe's Faust, the scene in which I have often mentioned how it was made possible for Faust to unite with Helena. How is this possibility of Faust's union with Helena presented within the whole of the Faustian legend?

We know that in order to be united with Helena, Faust must first go to the region where even Mephistopheles cannot enter, to the realm called “the realm of the Mothers”. We have emphasized several times that Mephistopheles-Ahriman is only able to give Faust the key to the realm of the “unentered, unenterable”. We have also mentioned how in this realm of the Mothers we can find the eternal aspect of Helen of Troy, and we have mentioned how Goethe tried to solve the mystery of Helen's re-entry into the world. We have found that Goethe expressed this secret by allowing the homunculus to come into being, by allowing the homunculus to pass through the evolution of the earth's development, to catch up with this evolution of the earth's development, as it were, and that the homunculus, by dissolving itself dissolves in the elements, passes over into the elementary spiritual world, so that, by uniting with the archetype of Helen, which Faust brings from the mothers, he, as it were, “gives the re-embodiment with which Faust can now unite. Faust has, as it were, been elevated to the great arena of history; he seeks Helena. What does he need to seek Helena? Helena, the type of Greek beauty; Helena, the woman who brought so much ruin to the Greek world, but whom Goethe nevertheless presents to us in such a way that she also appears to us — and here I am referring to Gretchen — as being innocently guilty in the Greek sense. For thus Helen appears at the beginning of the third act: innocently guilty. Much guilt has been caused by her act. But Goethe seeks the eternal in every human nature and cannot reckon with guilt where he wants to present the evolution of humanity in the higher sense, but he can only reckon with the necessity of

If we now ask ourselves how Faust is put in a position to ascend to those spiritual realms where he can find Helena, we are confronted with the answer:

It is the mothers!
Mothers!

And Mephistopheles hands him the key to the Mothers. In a very characteristic way, we are shown that Faust is to descend to the Mothers; one could just as easily say ascend, because in this realm it is not important to distinguish between going up and going down in the physical sense.

The Mothers! Mothers! - it sounds so strange!

We hear the word from “Faust”. And when we recall how this realm of the Mothers is described, how they sit around the golden tripod, when we envision the entire scene of the realm of the Mothers, how could this journey of Faust into the realm of the Mothers be expressed? What are they, the Mothers, who reign eternally, but who are depicted as feminine and represent the forces from which Faust has brought forth the eternal, the immortal of Helen? If one wanted to express the whole fact at the point where Faust is sent to Helena, one would have to say: Faust will have to express his urge to Helena and to the Mothers by saying: The eternal feminine pulls us up or down – it does not matter now. We might just as well apply this last motive, which confronts us at the end of Faust, to the point where Faust descends to the Mothers. But with Faust on his journey to the Mothers and to Helen, we are standing on the soil of the old pagan world, the pre-Christian world, the world that preceded the Mystery of Golgotha. And at the end of Faust? We are confronted with a similar journey by Faust, the journey of the loving Faust, who wants to approach Gretchen's soul, but we are now with him on the ground of evolution after the mystery of Golgotha. And what does he strive for now? Still for the mothers? Not for the threesome of mothers. To the one mother, to the Mater gloriosa, who is to pave the way for him into the untrodden, the un-treadable, where Gretchen's soul dwells. The mothers, the eternal feminine too, are in the plural. The mother, the Mater gloriosa, is in the singular. And the striving towards the Mothers, in that it transports us into the time of evolution before the Mystery of Golgotha, and the striving towards the Mother, towards the gloriously magnificent Matter, in that it transports us into the evolution after the Mystery of Golgotha — does it not show us in a wonderful way, poetically magnificent, overwhelmingly magnificent, that which the Mystery of Golgotha has brought to humanity? From the threefold nature of still astral thinking, feeling and willing, humanity in Faust strives upwards towards the threefold nature of the eternal feminine. We have often described how the unity of the human soul in the I has come to humanity through the Mystery of Golgotha. The three Mothers become the one Mother, the Mater gloriosa, through the fact that the human being has progressed in the way we know to an inner interpenetration with the I.

The entire secret of humanity's transition before the Mystery of Golgotha is embodied in the Faust legend. And this transition from the eternal feminine of the trinity to the eternal feminine of unity is one of the greatest, most wonderful, most beautiful intensifications in the artistic realization that is found in this second part of “Faust”. But however deeply we penetrate the secrets of Faust, we find everywhere what I have said pedantically, but not meant pedantically, in that I have said: Everything sounds so appropriate and professional.

I have already pointed out that if we want to fully understand the human context, we must point out that the human being is first of all connected to the macrocosm as a whole human being, just as the macrocosm is reflected in the human being as the microcosm. We must only remember that man's development on earth remains incomprehensible if we do not know that man bears within him that which is initially transitory for this earthly development, but which is permanent for man's development, and which has developed into human nature through the old Saturn, Sun and Moon developments. We know that the human physical body was already formed in the first stage during the old Saturn evolution. We know that it then continued to develop through the sun and moon evolution up to the earth evolution. As I have already pointed out, what united with man in the three preliminary stages of evolution, the pre-earthly evolution, has now entered into the outer earthly formation of man in various ways.

I could only briefly hint at what was said about the matter earlier, and it must remain a brief hint. I have said: We touch here on a momentous mystery. — And it is only natural that these things can only be hinted at. He who wishes to follow them up must undertake a meditation on what has been suggested. He will then find what he still desires, even if it takes a little time.

We must realize, however, that man, by completing the lunar evolution, has begun the terrestrial evolution, and has, as it were, passed through a kind of dissolution, spiritualization, a world night, in this transition from the lunar evolution to the terrestrial evolution, and only now has he emerged again into the material. Certainly, the tendencies he formed through the evolution of Saturn, Sun and Moon remained with him, including the tendencies towards the physical body. But he also absorbed them into the spiritual and then developed them out of the spiritual again, so that we have to think of a time during the evolution of the earth when man was not yet physical.

If we disregard everything else that contributed to the development of the fact that man forms himself physically and sexually in his earthly existence, we can say in general: Just as man entered in the first place as an ethereal human being, so too did he enter as an etheric human being. To be sure, in this ethereal human being the tendencies towards the physical human being, which developed during the Saturn, Sun and Moon periods, were already present, but nevertheless they were formed in the etheric. I have already indicated this more precisely in Occult Science. And the physical must first develop out of the etheric. But Lucifer and Ahriman have their part in this whole process of development. For Lucifer and Ahriman intervene even before this, although their influence is repeated during the development of the earth, during the development of the moon and already during the development towards the moon in the whole development of mankind.

Now I have something to say here that is difficult to understand – not so much for the human intellect as for the entire human soul, I believe – but which really must be understood one day. Let us imagine: Man was once in the course of the earth before he gradually formed physically since the Lemurian and Atlantean times, ethereally, and - I will suggest this schematically - out of this ethereal, his physical gradually formed. Thus man was ethereal. Now we know that the etheric is a fourfold entity. We know the ether as a four-fold entity, so to speak. As we ascend from below, we know the ether as: heat ether; light ether; the ether with a material nature or also chemical ether, which, however, has its material nature in that the substance still fills the tone inwardly, the world harmony, the harmony of the spheres, for substances are substances because they are an expression of the world harmony. First of all, we have to imagine the world harmoniously. One tone, as it resonates through the world, causes, let us say, gold; the other tone causes silver; the third tone causes copper, and so on. Every substance is the expression of a certain tone, so that we can, of course, also speak of tone-ether. However, we must not represent the ether as it is perceptible on earth, but as a tone that fades away in the ether-spiritual sphere. And the last ether is the ether of life. So that man, if we still imagine him as ethereal, is formed ethereally by these four types of ether interlocking. We can therefore say: Man appears where the evolution of the earth is preparing to gradually allow the etheric human being to emerge from the etheric human being, as an etheric organism before becoming physical, where there is a mixed organization of warmth ether, light ether, material or tone ether, and life ether.

Now Lucifer and Ahriman are part of this whole process of the human becoming physical. They are always there. They take part in this whole evolution. They exert their influence. Of course there are special points where they exert this influence quite strongly, but they are always there, these special points, as you will find emphasized in “Occult Science”. Just as, I might say, the whole vegetative power is always in the plant, but asserts itself now as green foliage, now as a flower, so too have Lucifer and Ahriman always been present while man has developed through the various epochs of the earth's evolution, they are, so to speak, present in everything.

If you now disregard everything else (you can't always list everything), you can imagine this physical aspect of the human being, which arises from the etheric organization, in such a way (including everything else that I have described in 'Occult Science' and elsewhere, of course) that female and male forms arise. We are now disregarding everything else that contributes to this, but female and male forms arise. If Lucifer and Ahriman had not been involved, then the female and male forms would not have come into being, but rather what I once described in Munich: a middle form. So that we can truly say: it is due to Lucifer and Ahriman that the human form on earth was differentiated into a male and female form. And this is when we now imagine the state of approaching the earth, which is gradually solidifying through the mineral kingdom, when we also imagine that the earth is forming, physically solidifying, that in the earth's orbit there is also , we can imagine that the human being develops out of the ether of the whole earth and thus his character also approaches the physical of the earth, that in him, as it were, the etheric-mineral-physical meets with the mineral-physical of the earth. But Lucifer and Ahriman are at work, are truly at work. They have many means of exerting their influence on the evolution of mankind. And they use these various means for these or those processes, which they evoke.

Above all, Lucifer tends to develop the spirit of the ethereal; he actually does not want to let man become truly earthly, does not want to let him descend completely to earth. Lucifer is, after all, left behind in the development of the moon, and he wants to win man for himself, not letting him enter into the development of the earth. He seeks to achieve this by first of all seizing control of the forces of the heat and light ethers. He uses these forces in his own way in the processes that are now taking place as man becomes physical. Lucifer has power mainly over the heat and light ethers, and these he rules preferentially. He has already prepared himself well for this during the development of the moon, which he organizes in his own way. In this way he can influence the human becoming in a different way. By allowing man to become physical out of the ether, he can bring about the human form in a different way than would otherwise have happened, by taking hold of the warmth and light ether and exerting his power in a different way than would otherwise have happened. Just as he now rules and weaves in the warmth-light ether, it is not the human being that would otherwise come into being through this rule and weaving, but the female form of the human being. The female form of the human being would never have come about without Lucifer. It is already the expression of the emergence from the ether, in that Lucifer has just taken possession of the warmth-light ether.

Ahriman, in particular, has power over the ether of sound and life. Ahriman is at the same time the spirit of gravity. Ahriman endeavors to counteract Lucifer. In a certain way, this essentially brings about balance, in that the wise, progressive gods of luciferic power, who want to lift man above the earthly, oppose the ahrimanic power. Ahriman now actually wants to pull man down into the physical. He wants to make him more physical than he would otherwise be as a human being. Ahriman is prepared for this by the fact that he has particular power over the ether of sound and of life. And Ahriman works and weaves in the ether of sound and of life. And so the human physical form, as it emerges out of the ether into the physical, becomes physical in a different way from the way it would have become through the mere progressing gods, becoming the male form. Without the influence of Ahriman, the male form would be inconceivable, impossible. Thus we may say that the female form is woven out of the warmth and light of the ether by Lucifer, who instills in this form a certain upward striving. The male form is shaped by Ahriman in such a way that a certain striving towards the earth is implanted in it.

We can observe this, which is now so willed out of the macrocosmic world evolution, in a truly spiritual scientific way in the human being. If we take the female form, schematically drawn, we must say: Lucifer's warmth and light are woven into it in his own way. — Thus the physical female form is so woven that not only have the steadily progressing gods developed their forces in the light and warmth ether, but that Luciferic forces are also woven into this female etheric body. Let us now assume that in this female etheric body, that which the earth has given particularly, the consciousness of self, the consciousness that holds together, is tuned downwards; let a kind of tuned-down consciousness enter, which some people already call “clairvoyance”, a kind of dream-like, tr Then, in such a case, that which Lucifer has woven into light and heat ether emerges in a kind of aura, so that when female visionaries are in their visionary states, they are surrounded by an aura that has luciferic powers within it, namely that of heat and light ether. Now the point is that this aura, which now surrounds the female body when visionary states occur in a mediumistic way, is not seen as such. Because of course, when the female body is now in the midst of this aura (it is drawn), then the female organism sees into this aura and projects around it what it sees in this aura. It sees what is in its own aura. The objective observer sees something that he can name: the human being radiates imaginations, he has an aura that is formed from imaginations. This is an objective process that does not harm the observer. That is to say, when this imaginative aura is observed from the outside, by another person, it is simply an aura seen objectively, as something else is seen; but when this aura is seen from within, by the visionary herself, she sees only what Lucifer spreads within herself. There is a great difference between seeing something oneself and having it seen by others. An enormous difference!

This is why there is a great danger for a woman when visionary clairvoyance sets in if this visionary clairvoyance takes the form of imaginations. In this case, the woman needs to be especially careful. And it must always be assumed that the development must be taken firmly in hand, that it is a healthy one. Not to stop at all that one sees, not true, because that can simply be the actually luciferic aura, viewed from the inside, which was necessary to form the female body. And much of what female visionaries describe is interesting for a completely different reason than the reason why the female visionaries consider it interesting. If they describe or view it as if it were an interesting objective world, then they are quite wrong, then they are quite in error. But if this corresponding aura is seen from the outside, then it is what the ether has made possible for the female form in the development of the earth. So that we can say: A woman must take particular care when her visionary, imaginative clairvoyance begins to develop or manifests itself, because danger can very easily lurk there, the danger of falling into error.

The male organism is different. When we consider the male organism, Ahriman has woven his power into its aura, but now into the tone and life ether. And just as it is primarily the warmth ether in the case of woman, so it is primarily the life ether in the case of man. In woman it is primarily the warmth ether in which Lucifer works, and in man the life ether in which Ahriman works. When the man comes out of his consciousness, when the cohesion that expresses itself in him as ego consciousness is dampened, when a kind of passive state occurs in the man, then it is the case that one can see again how the aura asserts itself around him, the aura in which Ahriman has its power.

But now it is an aura that primarily contains the life ether and the tone ether. There is vibrating tone in it, so that one does not actually see this aura of the man so directly imaginatively. It is not an imaginative aura, but something of vibrating spiritual tone that surrounds the man. All this has to do with the form, not with the soul, of course; it has to do with the man in so far as he is physical. So that the one who looks at this form from the outside can see: the human being radiates — one can now say intuitions. These are the same intuitions from which his form was actually formed, through which he is there as the man in the world. There is a living, vibrant sound around you. Therefore, there is another danger for man when consciousness is dulled to passivity, the danger of only hearing this own aura, hearing inwardly. Man must be especially careful not to let himself go when he hears this own aura spiritually, for then he hears the Ahriman within him. For he must be there.

You see now how there would be no masculine and feminine in humanity on earth if Lucifer and Ahriman had not been at work. I would like to know how woman could escape Lucifer, how man could escape Ahriman! The sermon: one should flee from them, these powers – I have often emphasized this – is quite foolish, because they belong to that which lives in evolution, since evolution is already as it is.

But we can now say: Yes, by standing on earth as a man, in a male incarnation, he goes through his life, and what he is as a man, what he can experience as a man, what is the male experience, he has of it that this sounding life ether is in him, that he always has, so to speak, in himself, albeit mixed with Ahriman, chords of life that actually build up his male form. He has chords of life around him, in him, which only become visible and audible around him when he becomes medial.

Now let us assume that we are dealing with people who died at birth and want to express that they did not become “men” here during their incarnation. What would they say? They would say that this did not work at their birth, that they had the potential to become men in this incarnation, but that which makes a man a man did not work. They have been removed from what would have made them men in physical incarnation. In short, they will say:

We were removed early
From Lebechören.

That's what the blessed boys say.

We were removed early
From living choirs;
But this one has learned,

that is to say: he has gone through the experience, Faust. He has gone through the long life, through the long life on earth. He can convey something to us about this life on earth.

He will teach us.

So, in a sense, we have to look into the deepest depths of occult knowledge if we want to understand why a particular word is used in this particular poem. The commentator then comes along and says: Well, the poet chooses such a word: Lebechöre and so on. - Anything is fine with him, as long as he does not have to subject himself to the inconvenience of learning something. Through such things I would like to point out to you how appropriate and professional this Goethean poetry is in terms of the spiritual world view, what actually rests in this Goethean poetry.

Now, I may have made it difficult for you to understand something that is difficult for the human mind to grasp, in one direction or another, by pointing out characteristic points where Ahriman and Lucifer work in the world in such a way that we cannot escape them. For, however we may arrange it, when we prepare for an incarnation — for we must prepare for a male or female incarnation — if it is not Lucifer, then it is Ahriman. So it really is not possible to carry things so far as to say: one must escape both. — Not true, I have, so to speak, also made your heart heavy by showing you that there is a certain danger in observing one's own aura, as it were, looking into one's own aura. But therein lies the infinite wisdom of the world, that life is not like that, that it is a resting pendulum, but that it swings. And just as the pendulum swings to the right and to the left, so the life not only of humanity, but of the whole world swings to the Ahrimanic and Luciferic side. And only because life swings back and forth between Ahrimanic and Luciferic influences, maintaining its balance in between, is life possible. Therefore, something is set against what I have now described as dangerous. If it is a Luciferic influence, it is opposed by the Ahrimanic. If it is Ahrimanic, it is opposed by the Luciferic.

So let us take the female organism again. It radiates, as it were, a Luciferic aura. But by radiating it, it pushes back the life or tone ether, thus forming a kind of Ahrimanic aura around the female organism, so that the female organism then has the Luciferic aura in the middle, and further out the Ahrimanic aura. But this female organism can now, if it is not so inactive that it remains with its own aura, develop further. And that is precisely what is important: not to remain in an unhealthy way with the first imaginations that arise, but to apply all one's will power to penetrate through these imaginations. For one must ultimately bring it so far that one's own aura does not appear, but that it appears as if reflected back from a mirror plate, which is now an Ahrimanic aura. One must not look into one's own aura, but one must have what is in one's own aura reflected back from the outer aura. Thus you see, it is the case for the female organism that it receives the Luciferic mirrored back from the Ahrimanic and is thereby neutralized, thereby brought precisely into balance. Thus it is now neither Ahrimanic nor Luciferic, but it is defeminized, it becomes universally human. Truly, it becomes universally human.

I only ask you to feel this as it really is, how man, by ascending into the spiritual, by escaping the luciferic or ahrimanic power of his own aura, does not look into the luciferic or ahrimanic, but lets the one be reflected and thereby receives it back, asexually, without it being male or female. The feminine is neutralized into the masculine in the Ahrimanic, the masculine is neutralized into the feminine in the Luciferic. For just as the feminine-Luciferic aura surrounds itself with the Ahrimanic aura, so the masculine-Ahrimanic aura surrounds itself with the Luciferic aura, and there, just as in the case of the feminine, what one has within oneself is reflected back. You see it as a mirror image.

Now let us assume that someone wanted to describe this process. When would they be able to describe it? Well, what happens during clairvoyance also happens after death. The person is in the same situation. During clairvoyance, the feminine must neutralize itself into the masculine, the masculine into the feminine. This is also the case after death. What kind of images must arise then? Well, let us assume that a soul that was in a female organism has died, it would have to go through a lot after death, which is supposed to be a form of compensation for earthly guilt. Such a soul will then slowly strive towards neutralization from what it was bound to on earth. It will, as it were, strive towards the masculine after neutralization through the feminine. This neutralization should be such that striving towards the highest masculine is a release for it. If we find penitents after death, then it must be characteristic of them that in the spiritual world their yearning is to strive towards the masculine, the balancing element. The three penitents – the Magna peccatrix, the Mulier Samaritana, the Maria Aegyptiaca – are indeed in the wake of the Mater gloriosa, but they should strive for neutralization, for compensation. Therefore, the Mater gloriosa does work in the aura; it is very clearly expressed to us that the Mater gloriosa can work in her aura, has her own aura. Just listen:

Around them swirl
light clouds,
They are penitents,
a delicate folk,
around your knees
sipping the ether,
needing mercy.

You, the untouchables,
Do not find it strange
That the easily seduced
Come to you in confidence.

But they become aware of this only as a consciousness. It does not confront them as something that resounds like the heights of life. What resounds for them is what they are to experience in connection with the Mater gloriosa through the Christ. Therefore, we see the speeches of the three penitent women directed towards the masculine, Christ:

By the love that was at the feet
of Thy Son glorified by God...

And with the Samaritan woman, Mary:

By the well to which already of old
Abram led his flock...

And here it is spiritualized:

At the pure, abundant spring
That now flows forth from there....

The Christ calls Himself to the Samaritan woman: the true water.

And with Mary of Egypt we are already dealing with the Entombment:

At the most hallowed place,
Where they laid the Lord to rest....

We see how, in these three, that which lives in the aura wants to go out to that which neutralizes itself.

And if we ask what the man finds as that which neutralizes him, which lifts him out of masculinity, then it is the longing for the feminine that pervades the world.

Here the view is unobstructed,
the spirit uplifted.
There women pass by,
floating upwards;
the glorious center
in a halo of stars,
the Queen of Heaven,
I see it in the radiance.

He is not attracted directly by the Christ-male, as the penitents are, but he is first attracted by that which, as the female, belongs to the Christ. And that leads him in turn to the karmically connected Gretchen soul, again to the woman. There you see delicately interwoven into the poetry this deep mystery of man's relationship to the spiritual world. For how could it not, I would like to say, be felt with dismay when the occult facts are revealed to us: the disembodied soul, which still has the elements within it - nature, which must first be separated - which must neutralize itself through the feminine. And we see how, in the striving towards neutralization, because we are dealing with the masculine, Faust, the feminine must assert itself as “pulling towards”. Something quite wonderful is presented in this poem. And it is clearly and distinctly suggested to us that it should be so. Thus, through the mouth of Doctor Marianus, Faust will strive towards the feminine, that is, the spiritual eternal feminine, but the secret, the mystery. When he spiritually beholds the gloriosa mater, he says:

Supreme Ruler of the world!
Let me in the blue,
stretched out heavenly canopy
see your secret.

Now let us imagine: Faust striving for the spiritual world, longing to see the secret of the feminine in the Mater gloriosa. How can this be? Well, it will be possible for the light to be neutralized by its counter-radiation, that is, the female aura of light and warmth will appear, but radiated in the opposite direction, not as it flows directly. This must be neutralized, must be connected with the fact that this light has a counter-radiation. In the stretched-out canopy of heaven, the secret is seen: the woman with the aura, with the sun. When the light is reflected back from the moon: the woman standing on the moon. You know this image, at least you should be familiar with it. Thus we see Faust bearing desire, in the stretched-out canopy of heaven, to finally see the mystery: Maria, the woman clothed with the sun, the moon at her feet, reflecting back. And together with this secret, with this mystery in the expansive heavenly canopy, what he otherwise knows of the Mater gloriosa then forms the emotional and sensory content of the Chorus mysticus. For even that which is still human form in the Mater gloriosa is a parable, for that is the transitory thing about her human form, and all that is a parable. That which is inadequate, that is to say, that which is inadequate in human longing, only becomes adequate here. Here one receives the vision of the aura radiation in a sun-like way, the light of which reflects back from the moon, shines back: the ineffable, here it is done. That which cannot be grasped in physical life – that is sought, that which radiates out of the self in selfless return: here it is done. – Then, according to feeling, the whole thing said out of the mouth of man or said for the ears of man:

The eternal feminine draws us up.

One must say: to let 'Faust' take effect on oneself really means, with regard to many parties of 'Faust', directly entering into an occult atmosphere. - And if I wanted to tell you everything that could be said about 'Faust' in occult terms, we would have to stay up late for a long time. You would have to attend many lectures on it. But that is not necessary at all for the time being, because it is not so much a matter of absorbing as many concepts and ideas as possible, but rather, for us, it is really very important that our feelings deepen. And if we deepen our feelings and perceptions of this world literature to such an extent that we have a deep reverence for the working of genius on earth, in whose actions and creations the occult is truly present, then we will do the world and ourselves a great service. If we can feel the greatness of the spirit in the right reverent way, then this is a meaningful path to the gate of spiritual science.

Once again, it is less about raving and more about deepening our feelings. —- And I would give little to be able to tell you, for example, that the blessed boys' saying about being carried away from Lebechören leads to such occult depths; I would give little for the sake of these mere ideas if I could only know that your heart, your soul, your inner being is so touched when you express such a truth that you feel something of the sacred, profound forces that live in the world and pour into human creativity when that creativity is truly connected to the secrets of the world. If one can tremble at the fact that such depths can lie in a work of art, then this shuddering, which our soul, our mind, our heart has once experienced, is worth much more than the mere knowledge that the blessed boys say they are not united with living creatures. It is not the joy at the spiritual depth of the idea that should move us, but the joy that the world is so interwoven from the spiritual, that the reign of the spirit in the human heart has such an effect that such creativity can live in the spiritual development of humanity.

[ 1 ] In Max Dessoir’s book, From Beyond the Soul ¹ there is a brief section in which the systematic noetic investigation, or spiritual science, called “anthroposophical” and associated with my name, is stigmatised as scientifically untenable. Now it might well be argued that any dialogue between someone with the scientific outlook of Dessoir and an upholder of this anthroposophical method must be a waste of time. For the latter necessarily posits a field of purely noetic experience which the former categorically denies and relegates to the realm of fantasy. Apparently then one can speak of spiritual science and its findings only to someone who is antecedently convinced of the factuality of that field.

This would be true enough if the spokesman for anthroposophy had nothing to bring forward but his own inner personal experiences, and if he then simply set these up alongside the findings of a science based on sensory observation and the scientific elaboration thereof. You could then say: the professor of science, so defined, must refuse to regard the experiences of the spiritual researcher as realities; the latter can only expect to impress those who have already adopted his own standpoint.

[ 2 ] And yet this conclusion depends on a misconception of what I mean by anthroposophy.² It is quite true that anthroposophy relies on psychic apprehensions that are dependent neither on sense-impressions nor on scientific propositions based on these and these alone. It must be conceded therefore that prima facie the two types of apprehension are divided from one another by an unbridgable gulf. Nevertheless this turns out not to be the case. There is a common ground on which the two methodologies may properly encounter one another and on which debate is possible concerning the findings of both. It may be characterised as follows.

[ 3 ] The spokesman for anthroposophy maintains, on the basis of apprehensions that are not merely his private and personal experiences, that the process of human cognition can be further developed after a certain fixed point, a point beyond which scientific research, relying solely on sensory observation and inference therefrom, refuses to go. To avoid a lot of tedious paraphrases I propose, in what follows, to designate the methodology based on sensory observation and its subsequent inferential elaboration by the term “anthropology”; requesting the reader’s indulgence for this abnormal usage. It will be employed throughout strictly with that reference. Anthroposophical research, then, reckons to begin from where anthropology leaves off.

[ 4 ] The spokesman for anthropology limits himself to the method of relating his experience of concepts of the understanding with his experience through the senses. The spokesman for anthroposophy realises the fact that these concepts are capable (irrespective of the circumstance that they are to be related to sense impressions) of opening a life of their own within the psyche. Further, that by the unfolding of this energy they effect a development in the psyche itself. And he has learnt how the psyche, if it pays the requisite attention to this process, makes the discovery that organs of spirit are disclosing their presence there. (In employing the expression ‘organs of spirit” I adopt, and extend, the linguistic usage of Goethe, who referred to “spiritual eyes” and “spiritual ears” in expounding his philosophical position).³ These organs amount to formations in the psyche analogous to what the sense-organs are in the body. It goes without saying that they are to be understood as exclusively psychic. Any attempt to connect them with some kind of somatic formation must be ruled out as far as anthroposophy is concerned. Spiritual organs are to be conceived as never in any manner departing from the psychic and entering the texture of the somatic. Any such encroachment is, for anthroposophy, a pathological formation with which it will have nothing whatever to do. And the whole manner in which the development of these organs is conceived should be enough to satisfy a bona fide enquirer that, on the subject of illusions, visions, hallucinations and so forth, the ideas of anthroposophy are the same as those that are normally accepted in anthropology.⁴When the findings of anthroposophy are equated with abnormal experiences, miscalled “psychic”, or “psychical”, the argument is invariably based on misunderstanding or on an insufficient acquaintance with what anthroposophy actually maintains. Moreover no-one who had followed with a modicum of penetration the manner in which anthroposophy treats of the development of spiritual organs could possibly slip into the notion of its being a path that could lead to pathological syndromes. On the contrary, given such penetration, it will be realised that all the stages of psychic apprehension which a human being, according to anthroposophy, experiences in his progress towards intuition of spirit, lie in a domain exclusively psychic; so that sensory experience and normal intellectual activity continue alongside of them unaltered from what they were before this territory was opened up. The plethora of misunderstandings that are current upon this aspect of anthroposophical cognition arise from the fact that many people have difficulty in focusing their attention on what is purely and distinctively psychic. The power to form ideas fails them, unless it is supported by some surreptitious reference to sensory phenomena. Failing that, their mental capacity wilts, and ideation sinks to an energy-level below that of dreaming—to the level of dreamless sleep, where it is no longer conscious. It may be said that the consciousness of such minds is congested with the after-effects, or the actual effects, of sense-impressions; and this congestion entails a corresponding slumber of all that would be recognised as psychic, if it could be seized at all. It is even true to say that many minds approach the properly psychic with hopeless misunderstanding precisely because they are unable, when it confronts them, to stay awake, as they do when they are confronted by the sensory content of consciousness. Such is the predicament of all in whom the faculty of vigilant attention is only strong enough for the purposes of everyday life. This sounds surprising, but I would recommend anyone who finds it incredible to ponder carefully a certain objection raised by Brentano against the philosopher William James. “It is necessary,” writes Brentano, “to distinguish between the act of sensing and that upon which the act is directed and the two are as certainly different from one another as my present recollection of a past event is from the event itself; or, to take an even more drastic example, as my hatred of an enemy is from the object of that hate.” He adds that the error he is nailing does “turn up here and there”, and he continues:

Among others it has been embraced by William James, who endeavoured to establish it in a longish address to the International Congress on Psychology in 1905. Because, when I look into a room, there is evidently not only the room but also my looking; because fancied images of sensible objects only distinguish themselves gradually from objectively stimulated ones; because, finally, we call some bodies beautiful, and yet the difference between beautiful and ugly relates to different emotions—therefore we must stop regarding physical and psychic phenomena as two different classes of appearance! I find it hard to understand how the speaker himself could be unaware of the weakness of these arguments. To appear simultaneously is not to appear as one and the same. For simultaneity is less than identity. That was why Descartes could recommend his readers, without fear of contradiction, to deny, at least to begin with, that the room which I see is, and to hold fast to the-fact-that-I-see-it as the one thing free from doubt. But if the first argument falls to the ground, then obviously the second one does also. For why should it matter that fancy differs from seeing only by the degree of intensity, since, even if the degrees of intensity were the same total similarity between fancying and seeing could prove no more than the similarity of fancying to a psychic phenomenon? Finally there is the argument from beauty. Surely it is a very odd sort of logic which draws, from that fact that pleasure in the beautiful is something psychic, the conclusion that that, with the appearance whereof the pleasure is connected, must also be something psychic! If that were so, every displeasure would be identical with what we are displeased about; and a man would have to be very careful not to regret a past mistakes, because the regret (being identical with the mistake) would repeat the mistake itself.

For all these reasons there ought not to be much fear that the authority of James, which he unfortunately shares with that of Mach among German psychologists, will seduce many people into overlooking such a glaring distinction.

All the same, this “overlooking of glaring distinctions” is far from rare. The reason is that our faculty of ideation only operates vigilantly with the somatic component of representation, the sense-impressions; the concurrent psychic factor is present to consciousness only to the feeble extent of experiences had during sleep. The stream of experience comes to us in two currents: one of them is apprehended wakefully; the other, the psychic, is seized concurrently, but only with a degree of awareness similar to the mentality of sleep, that is, with virtually no awareness at all. It is impermissible to ignore the fact that, during ordinary waking life, the psychology of sleep does not simply leave off; it continues alongside our waking experience; so that the specifically psychic only enters the field of perception if the subject is awake not only to the sense world (as is the case with ordinary consciousness), but also to the existentially psychic—which is the case with intuitive consciousness. It makes very little difference whether this latter (the slumber that persists within the waking state) is simply denied on crudely materialistic grounds or whether, with James, it is lumped in with the physical organism. The results in either case are much the same. Both ways lead to ill-starred myopias. Yet we ought not to be surprised that the psychic so often remains unperceived, when even a philosopher like William James is incapable of distinguishing it properly from the physical.⁵

[ 5 ] With those who are no better able than James to keep the positively psychic separate from the content of the psyche’s experience through the senses, it is difficult to speak of that part of the soul wherein the development of spiritual organs is observable. Because this development occurs at the very point on which they are incapable of directing attention. And it is just this point that leads from intellectual to intuitive knowledge.⁶

[ 6 ] It should be noted however that such a capacity to observe the authentically psychic is very elementary; it is the indispensable precondition, but it assures to the mind’s eye no more than the bare possibility of looking whither anthroposophy looks to find the psychic organs. This first glimpse bears the same relation to a soul fully equipped with the spiritual organs of which anthroposophy speaks as an undifferentiated living cell does to a full-blown creature furnished with sense organs. The soul is only conscious of possessing a particular organ of spirit to the extent that it is able to make use of it. For these organs are not something static; they are in continual movement. And when they are not being employed, it is not possible to be conscious of their presence. Thus, their apprehension and their use coincide. The manner in which their development and, with that, the possibility of observing them, is brought about will be found described in my anthroposophical writings. There is one point however I must briefly touch on here.

[ 7 ] Anyone given to serious reflection on the experiences occasioned through sense phenomena keeps coming up against questions which that reflection itself is at first inadequate to answer. This leads to the establishment by those who represent anthropology of boundaries of cognition. Recall, for instance, Du Bois-Reymond’s oration on the frontiers of natural knowledge, in which he maintained that man cannot know what is the actual nature of matter or of any elementary phenomenon of consciousness. All he can do is to come to a halt at these points in his reflection and acknowledge to himself: “there are boundaries of knowledge which the human mind cannot cross”. After that there are two possible attitudes he may adopt. He may rest content with the fact that knowledge is only attainable inside this limited zone and that anything outside the fence is the province of feelings, hopes, wishes, inklings. Or he can make a new start and form hypotheses concerning an extra-sensory realm. In that case he is making use of the understanding, in the faith that its judgments can be carried into a realm of which the senses perceive nothing. But, in doing so, he puts himself in peril of the agnostic’s objection: that the understanding is not entitled to form judgments concerning a reality for which it lacks the foundation of sense-perception. For it is these alone which could give content to judgments, and without such content concepts are empty.

[ 8 ] The attitude of an anthroposophically oriented science of the spirit to boundaries of cognition resembles neither the one nor the other of these. Not the second, because it is in substantial agreement with the view that the mind must lose the whole ground for reflection, if it rests satisfied with such ideas as are acquired through the senses and yet seeks to apply these ideas beyond the province of the senses. Not the first, because it realises that contact with those “boundaries” of knowledge evokes a certain psychic experience that has nothing to do with the content of ideation won from the senses. Certainly, if it is only this content that the mind presents to itself, then it is obliged, on further introspection, to admit: “this content can disclose nothing for cognition except a reproduction of sensory experience”. But it is otherwise if the mind goes a step further and asks itself: What is the nature of its own experience, when it fills itself with the kind of thoughts that are evoked by its contact with the normal boundaries of cognition? The same exercise of introspection may then lead it to say: “I cannot know in the ordinary sense with such thoughts: but if I succeed in inwardly contemplating this very impotence to know, I am made aware of how these thoughts become active in me”. Considered as normally cognitive ideas they remain silent, but as their silence communicates itself more and more to a man’s consciousness, they acquire an inner life of their own, which becomes one with the life of the soul. And then the soul notices that this experience has brought it to a pass that may be compared with that of a blind creature, which has not yet done much to cultivate its sense of touch. Initially, such a creature would simply keep on knocking up against things. It would sense the resistance of external realities. But out of this generalised sensation it could develop an inner life informed with a primitive consciousness—no longer a general sensation of collisions, but a consciousness that begins to diversify that sensation, remarking distinctions between hardness and softness, smoothness and roughness and so forth.

[ 9 ] In the same way, the soul is able to undergo, and to diversify, the experience it has with ideas it forms at the boundaries of cognition and to learn from them that those boundaries are simply events that occur when the psyche is stimulated by a touch of the spiritual world. The moment of awareness of such boundaries turns into an experience comparable with tactile experience in the sense world.⁷ In what it previously termed boundaries of cognition, it now sees a pneumato-psychic stimulus through a spiritual world. And out of the pondered experience it can have with the different boundaries of cognition, the general sense of a world of spirit separates out into a manifold perception thereof.

This is the manner in which the, so to say, humblest mode of perceptibility of the spiritual world becomes experiential. All that has been dealt with so far is the initial opening up of the psyche to the world of spirit, but it does show that anthroposophy, as I use the term, and the noetic experiences it ensues, do not connote all manner of nebulous personal affects, but a methodical development of authentic inner experience. This is not the place to demonstrate further how such inchoate spiritual perception is then improved by further psychic exercises and achievements, so that it becomes legitimate to use the vocabulary of touch in this context, or of other and “higher” modes of perception. For a cognitive psychology of this kind I must refer the reader to my anthroposophical books and articles. My present object is to state the principle basic to “spiritual perception” as it is understood in anthroposophy.

[ 10 ] I shall offer one other analogy to illustrate how the whole psychology of anthroposophical spiritual investigation differs from that of anthropology. Look at a few grains of wheat. They can be applied for the purposes of nutrition. Alternatively they can be planted in the soil, so that other wheat plants develop from them. The representations and ideas acquired through sensory experience can be retained in the mind with the effect that what is experienced in them is a reproduction of sensory reality. And they can also be experienced in another way: the energy they evince in the psyche by virtue of what they are, quite apart from the fact that they reproduce phenomena, can be allowed to act itself out. The first way may be compared with what happens to wheat grains when they are assimilated by a living creature as its means of nourishment. The second with the engendering of a new wheat plant through each grain. Of course we must bear in mind that, in the analogy, what is brought forth is a plant similar to the parent plant; whereas from an idea active in the mind the outcome is a force available for the formation of organs of the spirit. It must also be borne in mind that initial awareness of such inner forces can only be kindled by particularly potent ideas, like those “frontiers of knowledge” of which we have been speaking; but when once the mind has been alerted to the presence of such forces, other ideas and representations may also serve, though not quite so well, for further progress in the direction it has now taken.

[ 11 ] The analogy illustrates something else that anthroposophical research discovers concerning the actual psychology of mental representation. It is this. Whenever a seed of corn is processed for the purposes of nutrition, it is lifted out of the developmental pattern which is proper to it, and which ends in the formation of a new plant, but so also is a representation, whenever it is applied by the mind in producing a mental copy of sense-perception, diverted from its proper teleological pattern. The corresponding further development proper to a representation is to function as a force in the development of the psyche. Just as little as we find the laws of development built in to a plant, if we examine it for its nutritive value, do we find the essential nature of an idea or a representation, when we investigate its adequacy in reproducing for cognition the reality it mediates. That is not to say that no such investigation should be undertaken. It can all be investigated just as much as can the nutritive value of a seed. But then, just as the latter enquiry throws light on something quite different from the developmental laws of plant growth, so does an epistemology, which tests representations by the criterion of their value as images for cognition, reach conclusions about something other than the essential nature of ideation. The seed, as such, gave little indication of turning into nourishment: nor does it lie with representations, as such, to deliver copies for cognition. In fact, just as its application as nutriment is something quite external to the seed itself, so is cognitive reproduction irrelevant for representation. The truth is that what the psyche does lay hold of in its representations is its own waxing existence. Only through its own activity does it come about that the representations turn into media for the cognition of some reality.⁸

[ 12 ] There remains the question: how do representations turn into media for cognition? Anthroposophical observation, availing itself as it does of spiritual organs, inevitably answers this question differently from epistemological theories that renounce them. Its answer is as follows.

[ 13 ] Representations strictly as such—considered as what they themselves originally are—do indeed form part of the life of the soul; but they cannot become conscious there as long as the soul does not consciously use its spiritual organs. So long as they retain their original vitality they remain unconscious. The soul lives by means of them, but it can know nothing of them. They have to suppress (herabdämpfen) their own life in order to become conscious experiences of normal consciousness. This suppression is effected by every sense perception. Consequently, when the mind receives a sense impression, there is a benumbing (Herablähmung) of the life of the representation, and it is this benumbed representation which the psyche experiences as the medium of a cognition of outer reality.⁹All the representations and ideas that are related by the mind to an outer sense reality are inner spiritual experiences, whose life has been suppressed. In all our thoughts about an outer world of the senses, we have to do with deadened representations. And yet the life of the representation is not just annihilated; rather it is disjoined from the area of consciousness but continues to subsist in the nonconscious provinces of the psyche. That is where it is found again by the organs of the spirit. Just as the deadened ideas of the soul can be related to the sense world, so can the living ideas apprehended by spiritual organs be related to the spiritual world. But “boundary” concepts of the kind spoken of above, by their very nature, refuse to be deadened. Consequently they resist being related to any sense reality. And for that reason they become points of departure for spiritual perception.

[ 14 ] In my anthroposophical writings I have applied the term “imaginal” to representations that are apprehended by the psyche as living. It is a misunderstanding to confound the reference of this word with the form of expression (imagery) which has to be employed in order to analogously suggest such representations. What the word does mean may be elucidated in the following manner. If someone has a sense-perception while the outer object is impressing him, then the perception has a certain inner potency for him. If he turns away from the object, then he can re-present it to himself in a purely internal representation. But the intrinsic strength of the representation has now been reduced. Compared with the representation effected in the presence of the object, it is more or less shadowy. If he wants to enliven these shadowy representations of ordinary consciousness, he impregnates them with echoes of actual contemplation. He converts the representation into a visual image. Now such images are no other than the joint effects of representation and sensory life combined. But the “imaginal” representations of anthroposophy are not effected in this way at all. In order to bring them to pass, the soul must be familiar with the inner process that combines psychic representation with sense-impression, so familiar that it can hold at arms length the influx of the sense-impressions themselves (or of their echoes in after-experience) into the act of representing. This keeping at bay of post-sense-experiences can only be achieved, if the man has detected the way in which the activity of representing is pre-empted by these after experiences. Not until then is he in a position to combine his spiritual organs with the act itself and thereby to receive impressions of spiritual reality.

Thus the act of representing is impregnated from quite another side than in the case of sense-perception. And thus the mental experiences are positively different from those evoked by sense-perception. And yet they are not beyond all possibility of expression. They may be expressed by the following means. When a man perceives the colour yellow, he has an experience that is not simply optical but is also affective and empathetic, an experience of the nature of feeling. It may be more or less pronounced in different human beings, but it is never wholly absent. There is a beautiful chapter in Goethe’s Farbenlehre on the “sensuous-moral effect of colours”, in which he has described with great penetration the emotional by-effects for red, yellow, green and so forth. Now when the mind perceives something from a particular province of the spirit, it may happen that this spiritual perception has the same emotional by-effect as the sensory perception of yellow. The man knows that he is having this or that spiritual experience; and what he has before him in the representation is of course not the same as in a representation of the colour yellow. But he does have, as emotional by-effect, the same inner experience as when the colour yellow is before his eyes. He may then aver that he perceives the spirit experience as “yellow”. Of course he could choose to be more precise, always being careful to say: “the mind apprehends somewhat that affects the soul rather as the colour yellow affects it”. But such elaborate verbal precautions ought to be unnecessary for anyone who is already acquainted through anthroposophical literature with the process leading to spiritual perception. This literature gives a clear enough warning that the reality open to spiritual perception does not confront the organ of spirit after the fashion of an attenuated sense-object or event, nor in such a way that it could be rendered in ideas that are intuitions of sense (sinnlich-anschauliche) as commonly understood.¹⁰

[ 15 ] Just as the mind becomes acquainted through its spiritual organs with the spiritual world outside of a man, so does it come to know the spirit-being of the man himself. Anthroposophy observes this spirit-being as a member of the spiritual world. It proceeds from observation of a part of the spiritual world to ideas of human being which represent to it the spiritual man as he reveals himself in the human body. Anthropology, too, coming from the opposite direction, proceeds to ideas of human being. Once anthroposophy has reached the stage of developing the methods of observation already described, it attains to intuitions concerning the spiritual core of the human being as that reveals itself, within the sense-world, in the body. The acme of this self-revelation is the consciousness that permits sense-impressions to persist in the form of representations. Proceeding, as it does, from experiences of the extra-human spiritual world to the human being, anthroposophy finds the latter subsisting in a sensuous body and, within that body, developing the consciousness of sensible reality. The last thing it reaches is the soul’s activity in representation which is expressible in coherent imagery. Thereafter, and at the end, so to speak, of its journey of spiritual investigation, it can extend its gaze further; it can observe how positive activity in representation becomes half-paralysed through the percipient senses. It is this deadened representation process that anthroposophy sees (illumined from the spirit-side) as characterising the life of man in the sense-world, in so far as he is a representing being. Its philosophy of man is the final outcome of prior researches conducted purely in the realm of the spirit. Through what has transpired in the course of those researches, it comes at its notion of the human being living in the sense-world.

[ 16 ] Anthropology investigates the kingdoms of the sense-world. It also arrives, in due course, at the human being. It sees him combining the facts of the sense-world in his physical organism in such a way that consciousness arises, and that through consciousness outer reality is given in representations. The anthropologist sees these representations as arising out of the human organism. And at that point, observing in that way, he is more or less brought to a halt. He cannot, via anthropology alone, apprehend any inner structural laws in the act of ideation or representation. Anthroposophy, at the end of the journey that has taken its course in spiritual experiencing, continues contemplating the spiritual core of man so far as that manifests itself through the perceptions of the senses. Similarly anthropology, at the end of the journey that has taken its course in the province of the senses, can only continue endeavouring to contemplate the way in which sensuous man acts on his sense-perceptions. In doing so, it discovers that this operation is sustained, not by the laws of somatic life, but by the mental laws of logic. But logic is not a region that can be explored in the same fashion as the other regions of anthropological enquiry. Logically ordered thought is answerable to laws that can no longer be termed those of the physical organism. Inasmuch as a man is operating with them, what becomes apparent is the same being whom anthroposophy has encountered at the end of its journey. Only, the anthropologist sees this being after the fashion in which it is illumined from the sense side. He sees the deadened representations, the ideas; he also concedes, in acknowledging the validity of logic, that the laws governing those ideas belong to a world, which interlocks with the sense-world, but is not identical with it. In the process of ideation carried on by a logical being, anthropology discovers sensuous man projecting into the spiritual world. By this route it arrives at a philosophy of man as a final outcome of its investigations. Everything that has led up to it is to be found purely in the realm of the senses.¹¹

[ 17 ] Rightly pursued, therefore, the two approaches, anthroposophical and anthropological, converge and meet in one point. Anthroposophy contributes the image of the living human spirit, showing how, through sense existence, this develops the consciousness that obtains between birth and death, while at the same time its supersensible consciousness is deadened. Anthropology contributes the image of sensuous man, apprehending in the moment of consciousness his selfhood but towering into a subsistence in the spirit that extends beyond birth and death. In this coincidence a genuinely fruitful understanding between anthroposophy and anthropology is possible. It cannot fail, if both disciplines, terminate in philosophy and humanity.

Certainly the philosophy of humanity which stems from anthroposophy will furnish an image of man delineated by methods quite other than those of the image furnished by the humanist philosophy stemming from anthropology. Yet close observers of the one image and of the other will find that their ideas accord, as the negative plate of a competent photographer accords with his positive print.

[ 18 ] These observations began by posing the question whether fruitful dialogue is possible between anthropology and anthroposophy. They have perhaps succeeded in showing that the answer, at least from the anthroposophical point of view, is in the affirmative.

• 1. See Introduction, p. 16.
• 2. An exposition in greater detail together with a justification of this conception of “organs of spirit” will be found in my book Vom Menschenrätsel (4th Edition) as well as in my writings on Goethe’s philosophical outlook.
  
  Editor’s Note. And the English reader should compare Coleridge (Biographia Literaria, Chapter XII): “...all the organs of sense are framed for a corresponding world of sense—and we have it. All the organs of spirit are framed for a correspondent world of spirit: though the latter organs are not developed in all alike.”
• 3. An exposition in greater detail together with a justification of this conception of “organs of spirit” will be found in my book Vom Menschenrätsel (4th Edition) as well as in my writings on Goethe’s philosophical outlook.
• 4. The inner experiences, which the psyche has to undergo in order to be able to make use of its spiritual organs, are dealt with in a number of my writings and particularly in the book Knowledge of the Higher Worlds and the second part of >Occult Science: an Outline.
• 5. This quickening of psychic faculties which in ordinary life remain unawakened is dealt with in greater detail in my Vom Menschenrätsel.
• 6. See also Section II. The Philosophical Bearing of Anthroposophy.
• 7. The boundaries of cognition referred to are not only those, comparatively few in number, of which there is general awareness. A great many are encountered along the avenues of self-reflection—4 which have to be explored on the way to immediate relation with reality. See also Section III. Concerning the Limits of Knowledge.
• 8. All this is dealt with at greater length in the final section of Vol. 2 of my Die Rätsel der Philosophie, under the heading: “Sketch Plan for an Anthroposophy”.
• 9. See also Section IV. Concerning Abstraction.
• 10. See also Section V. Concerning the Nature of Spiritual Perception.
• 11. Compare Section II.