272. Faust, the Aspiring Human: A Spiritual-Scientific Explanation of Goethe's “Faust”: Goethe's “Faust” from the Point of View of Spiritual Science
23 Jan 1910, Strasburg Rudolf Steiner |
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There is a wonderful expression here: “It grunts so” to describe the passage through the plant world, the juicy green. There the soul gathers all the elements of the natural kingdoms in order to ascend. It is explicitly said: “And you have time until you reach the human being.” |
272. Faust, the Aspiring Human: A Spiritual-Scientific Explanation of Goethe's “Faust”: Goethe's “Faust” from the Point of View of Spiritual Science
23 Jan 1910, Strasburg Rudolf Steiner |
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Spiritual science that wants to live into the modern cultural current does not want to be something new and precisely in this way differs from the many world views and other schools of thought that come forward and believe that they can prove their right to exist by claiming to bring something new to this or that question of spiritual life. In contrast to this, the subject that is called spiritual science should emphasize that the sources of its knowledge and its life have been present in the same way at all times when people have thought and striven for the highest questions and riddles of existence. I have often been able to emphasize this, also in this city, when I had the honor of speaking in previous lectures. It must now be particularly appealing to consider not only the various religious beliefs and world views that have emerged in the development of humanity from this point of view, but also to look at personalities who are close to us from this perspective. For if something is to be true in spiritual science, then at least a kernel of this truth must be found in all those who have honestly and energetically striven for knowledge and for a dignified human existence. Now when spiritual science is discussed today, the most diverse judgments are asserted from one side or the other, and those who have not penetrated deeper into the corresponding field, who have gained a superficial knowledge from these or those lectures or pamphlets, will, depending on his point of view, regard this spiritual science as the fantasy or reverie of a few unworldly people who have strange ideas about life and its foundations. It must be fully admitted that, if one does not look more closely, such a judgment may seem understandable, because although today we are not talking about a specific topic, it should be pointed out that some of the main insights of this spiritual science are based on a special theme. And as soon as these are mentioned and characterized, our contemporaries may well feel, in all honesty, “What curious stuff is this?” On the whole, spiritual science, if taken seriously, is based on the premise that what surrounds us in the sensual world, what we can perceive with our senses, what we can grasp with the mind that is bound to our senses, is not the whole world, but that behind everything that is sensual lies a spiritual world. And this spiritual world is not in an indefinite hereafter, but is always around us, just as the phenomena of color and light are also around the blind. But in order for us to know about something that is around us, we need to have an organ to perceive it. And just as the blind man cannot see color and light, so too, as a rule, people in our age with normal abilities cannot perceive the spiritual facts and beings that are around us. But when we have the good fortune to operate on a blind person, then there comes for him the moment of the awakening of the eye, and what was not there for him, light and colors, now floods into his inner being. From the moment of his operation, this is a perceptible world for him. In the spiritual realm, there is a higher awakening, the awakening through which a person becomes initiated into the spiritual world. To speak with Goethe, there are spiritual eyes and ears, but as a rule, human souls are not ready to use them. But when we apply the means and methods by which these powers come into existence, then something happens in us on a higher plane, as when a blind person is operated on and is then flooded with the world of colors and light. When a person's eyes and ears are opened, he becomes awakened. A new world is around him, a world that was always there, but which he can only perceive from the moment of awakening. But then, when a person is ready, he learns to make various insights his own, insights that brighten life, insights that can give us strength and security for our work, that enable us to see into the essence of human destiny and the secrets of fate. And only one of these insights will be discussed here, one of those insights that, if not crazy, must often seem strange and dreamy to today's people. It is an insight that is nothing more than the revival of an ancient process of knowledge, its continuation in a higher realm, a truth that was only recently attained for a lower realm. In general, humanity has a short memory for great events in the spiritual world, and that is why so few people today remember that in the 17th century not only laymen but even scholars believed that lower animals, even worms and fish, would develop from river mud. It was the great naturalist Francesco Redi who first pointed out that no earthworm or fish grows out of dead river mud unless an earthworm or fish germ is present in it beforehand. He stated that life can only come from life, and from this it can be seen that it is only an inaccurate way of looking at things to believe that a fish or worm can grow out of lifeless river mud. A closer examination shows that we have to go back to the living germ, and that this living germ can only draw from its environment the forces that are there to bring to the greatest development what is alive in the germ. What Redi said, that living things develop only from living things, is taken for granted by science today. When Redi uttered these words, he only just escaped the fate of Giordano Bruno. Such is the way of the development of humanity. First, a truth must be so hard won that those who first express it are branded as heretics. Then it becomes a matter of course, the common property of humanity. What Redi did for natural science should be done for the spirit through spiritual science today, by transferring the sentence that Redi pronounced for natural science from the knowledge of the awakened spiritual eye and spiritual ear to the soul realm. And there this sentence means: The spiritual and soul can only arise from the spiritual and soul. This means that it is an inaccurate way of looking at it when we see a human being come into existence, to believe that everything that comes into life comes only from the father and mother and the ancestors. Just as we have to go back from the developing earthworm to the living earthworm germ, so we have to go back from the human being, who develops from the germ into a specific being, to an earlier spiritual existence, and we have to realize that this being, which comes into existence through birth, draws from its bodily ancestors only the strength for its development, just as the earthworm germ draws strength from its inanimate surroundings. And in a corresponding extension, this sentence: Living things can only come from living things, leads to the other sentence: The present life, which comes into existence through birth, not only leads back to physical ancestors, but through the centuries back to an earlier spiritual-soul. And if you delve deeper into it, you will see that it is scientifically shown that there is not just one, but repeated lives on earth, that what is in us now between birth and death is the repetition of a spiritual soul that was already there in earlier stages of existence, and that our present life is in turn the starting point for subsequent lives. Spiritual-soul-like comes from spiritual-soul-like, goes back to spiritual-soul-like, which was there before birth, which descends from the spiritual world and lives in physical embodiments. We now see something completely different when, for example, we as educators are confronted with a child who gradually develops his powers. At birth we see something indeterminate on his face, how something unfolds from within, ever more distinctly and distinctly, which does not come from heredity but from previous lives. We see how this center of the spiritual soul unfolds more and more from birth through talents. Today, spiritual science has something to say about repeated lives on earth. Today it may be a mere reverie, as what Francesco Redi said in the 17th century was considered a mere reverie. But what is considered a mere reverie today will become a matter of course in the not too distant future, and the sentence: spiritual-mental comes from spiritual-mental, will become common knowledge for humanity. Today, heretics are no longer treated as they were in the past. They are no longer burned at the stake, but they are considered fools and dreamers who speak out of random fantasy. They are ridiculed, and those in the know sit in the high chair of science and say that this is not compatible with real science, not knowing that it is true, genuine science that demands this truth. And now we can cite a hundred and a hundred such truths that would show us how spiritual science can illuminate life by showing that there is an immortal essence in man that passes through death into the spiritual world and, when it has fulfilled its destiny there, returns to physical existence to gain new experiences, which it then carries up through death into the spiritual worlds. We would see how the ties that are woven from person to person, from soul to soul in all areas of life, those traits of the heart that go from soul to soul and cannot otherwise be explained, can be explained by the fact that they were formed in previous life circumstances. And just as the spiritual bonds we weave today do not cease when death draws over existence, but just as what passes from soul to soul as bonds of life is immortal like the human soul itself, how it lives on through the spiritual world and will revive again in other, future earthly conditions and new embodiments. And it is only a matter of development that people will also remember their earlier experiences on earth, what they have gone through spiritually and soul-wise in earlier lives and states of existence. Such truths will become established in human life in the not too distant future as necessary things, and people will gain strength and hope and confidence from such conditions. Today we can only see that a few individuals in the world are drawn by their healthy sense of truth to what spiritual researchers have to proclaim from their experiences in the spiritual world. But spiritual-scientific knowledge will become the common property of mankind and will be assimilated by those who earnestly seek the truth. And those who have trodden the paths of earnest seekers after truth have always, in all that they have offered to mankind, developed the great wisdom and knowledge that spiritual science brings again today. An example should arise before our soul in a personality that is close to our modern life: the example of Goethe, and with him again that which occupied him as his most comprehensive and greatest work throughout his life: his “Faust”. If we approach Goethe and try to illuminate his striving with what spiritual science can give, we can actually start quite early on. One can say that from his entire disposition, one recognizes in Goethe how there was soul and spirit in him. Everything that pushes one to seek a spiritual element behind the phenomena of the sensual world was an early predisposition in him. There we see the seven-year-old Goethe, who could have absorbed ordinary ideas from his surroundings, as a boy can absorb them, for his first soul perception. That does not satisfy him; he recounts it himself in 'Poetry and Truth'. There we see how the seven-year-old boy begins something quite remarkable to express his yearning for the divine. He takes a music stand from his father's collection and makes an altar out of it, placing all kinds of minerals and plants and other products of nature on it, from which the spirit of nature speaks. The boy's soul builds an altar, puts a little incense on it, takes a burning glass, waits for the morning sun to rise, collects the first rays of the rising sun with the burning glass, lets them fall on the little incense, so that the smoke rises. And in his later years, Goethe remembers how, as a boy, he wanted to send his pious feelings up to the great god of nature, who speaks through minerals and plants, who sends us his fire in the rays of the sun. This grows with Goethe. We see how, at a more mature stage – but still out of a yearning soul, as it lives in Goethe – after he comes to Weimar and is appointed by the duke as his advisor, how this feeling for the spirit that speaks through all of nature is expressed in the beautiful prose hymn. There he says: “Nature, we are surrounded and embraced by it, unable to step out of it and unable to get deeper into it. Unwarned and uninvited, it takes us into the cycle of its dance and carries on with us until we are tired and fall into its arms. We have not done what we do, she has done everything; she is constantly thinking and pondering, looking at the world with a thousand eyes.” And again later, in the beautiful book about Winckelmann, ‘Antiquities’: ”When man's healthy nature works as a whole, when he feels in the world as in a great, beautiful, dignified and valuable whole, when the harmony of pleasure gives him pure, free delight: then the universe, if it could feel itself, would exult in reaching its goal and admire the summit of its own becoming and being. Thus Goethe felt, like everything that lives and moves outside in nature, a resurrection celebrating from the human soul, and like a higher nature, a spiritual nature is brought forth from the spirit and soul of man. But it took Goethe a long time to fully grasp the spiritual realization of nature. And there is no clearer or more obvious example of how Goethe was a lifelong seeker who never rested or paused, always striving to reshape his knowledge and reach higher levels, than his life's poem, “Faust.” From his earliest youth, he had begun to put everything that filled his yearning and intuitive soul into his poem; and as an old man in his later years, shortly before his death, he completed this poem, on which he had worked for over fifty years and into which he had put the best of his life. The second part was sealed at his death, like the great testament he had to give to humanity. It is a momentous document. We can only understand this document if we follow Goethe a little, as he himself sought to struggle towards knowledge. For example, there is the student Goethe at the University of Leipzig. He is supposed to become a lawyer, but that is of secondary concern to him. Even then, the young student was possessed by an invincible urge to fathom the secrets of the world, to seek the spiritual. He therefore immerses himself in everything Leipzig has to offer in the way of knowledge about nature. He seeks to eavesdrop on what nature has to say to us in its phenomena, to eavesdrop on the world's riddles of existence. But Goethe needed, in order to rework what natural science could offer him, to re-melt it in his soul to that all-powerful urge of his inner being, which does not seek abstract knowledge but warm hearted a great experience, an experience that really leads the human being to that knowledge which is the gate toward which we intuitively look, the gate that closes for today's normal human being, the invisible, the supersensible: the gate of death. At the end of his student days in Leipzig, he experienced death. A serious illness had prostrated him, brought him close to death. For hours and days he had to face the fact that at any moment he could pass through that mysterious portal. And the mysterious, impetuous urge to understand demanded the utmost seriousness in the pursuit of knowledge. With this newly formed attitude of knowledge, Goethe returned to his native city of Frankfurt. There he found a circle of people, headed by a woman of great and profound talent: Susanne von Klettenberg. Goethe created a wonderful monument to her in his “Confessions of a Beautiful Soul”. He showed how this personality, to whose spiritual world he had such close access at the time, contained something that can only be described as a soul. In Susanne von Klettenberg, there lived a soul that sought to grasp the divine within itself in order to find, through the divine within itself, the spiritual that lives through the world. Goethe was introduced at that time by the circle to which this lady belonged, to studies that, if you, as a truly modern person, let them have an effect on you today, seem crazy. Goethe immersed himself in medieval writings. Those who pick them up today cannot do anything with them. When you see the strange signs in them, you ask yourself: what is the point of this in the face of science's modern quest for truth? — There was a book called “Aurea catena Homeri”, “The Golden Chain of Homer”. When you open it, you find a strange symbolic illustration: a dragon at the top in a semicircle, a dragon full of life, bordering on another dragon, a withering dragon dying within itself. All kinds of signs are linked to it: symbolic keys, two interlocking triangles and the planetary signs. To our contemporaries this is fantasy, to today's science it is fantasy, because one does not know what to do with these signs. Goethe senses in his intuition that they express something, that one can do something with them when one looks at them. They do not immediately express something that can be found here or there in the world. But if you let these signs take effect on you, by memorizing them so that you become deaf and blind to your physical surroundings, only letting these signs take effect on you, then you experience something very peculiar, then you experience that the soul within itself senses something that was dormant before, like a spiritual eye that opens. And if you have enough stamina, you will grasp what you can call meditation, concentration, which will develop your soul to such an extent that you will actually undergo something like an operation of the spiritual eye, through which a new world will open up. At that time, a new world could not yet be opened up for Goethe; he was not yet that far. But what came to life in his soul was the inkling that there are keys to this spiritual world, that one can penetrate into this spiritual world. One must visualize this mood; the vivid sensation, the vivid feeling: something is being stirred in me, something is coming to life; there must be something that leads into the spiritual world. But at the same time he senses: he cannot yet enter it. If Goethe had ever been identical with Faust in his life, we would say: Goethe was in the same situation in which Faust appears at the beginning of the first part, when Faust, after having studied the most diverse fields of human science, opens books in which there are such signs and feels surrounded by a spiritual world, but cannot enter into the spiritual world. Goethe never felt identical with Faust. Faust was a part of him, but he outgrew what was only a part of himself. And so, what went beyond Faust in Goethe grew because he, fearing no discomfort, always strove further and further, saying to himself: “One does not get behind the secrets of existence in a flash , not by incantations and formulas, but by patiently and energetically penetrating, step by step, in a truly spiritual and soulful way, whatever comes our way in the physical world. — It is easy to say: “What is higher knowledge must be absorbed by the soul.” This higher knowledge must penetrate the soul, but it only takes on its true form when we strive with patience and perseverance to get to know the real phenomena of the physical world step by step and then to seek the spiritual behind these phenomena of the physical world. But with what Goethe took with him from his time in Frankfurt, he was able to summarize everything else, he was able to see everything in a different light. Goethe came from Frankfurt to this city, Strasbourg. We could cite many things that led him higher here. But what is particularly characteristic is how that which has such great significance in this city came before his soul: the cathedral, the minster. At that time, the idea of this wonderful building presented itself before Goethe's soul, and he understood why every single line is as it is. He saw with spiritual vision, with the vision gained through his immersion in Frankfurt, every triangle, every single angle of this significant building as belonging to the whole, and in his soul the great idea of the master builder celebrated a resurrection, and Goethe believed he recognized what had flowed into this building as a thought, as an idea. And so we could cite many instances of what had entered this soul as an inner vision and what it had taken up from external world processes entering into a marriage in Goethe's soul. Therefore it is not surprising that when he later came to Weimar, he took up natural science from a new angle, botany, zoology, bone theory and so on, in order to consider everything like letters that together make up the book of nature, leading into the secrets of existence. This is how his studies of plant development and the animal world came about, which he later continued as a student, only that he sought the spirit behind the sensual phenomena of existence everywhere. Thus we see how, during his Italian journey, he regarded art on the one hand and natural objects on the other, and how he observed the world of plants in order to recognize the spirit that reigns in them. The words he wrote to his friends, while he was engaged in this kind of spiritual natural science, are great and beautiful. He said: Oh, here everything presents itself to me in a new way; I would like to travel to India to look at what has already been discovered in my own way. — That is to say, as his development demanded, according to the indications we were able to give. And so we see how he also looks at the works of art that come to him. He writes in a letter: “This much is certain: the ancient artists had just as great a knowledge of nature and an equally sure concept of what can be imagined and how it must be imagined as Homer. Unfortunately, the number of works of art in the first class is all too small. But if one also sees these, one has nothing to wish for but to recognize them correctly and then to go there in peace. These lofty works of art are at the same time the highest works of nature, produced by man according to true and natural laws. All that is arbitrary and imaginary collapses; there is necessity, there is God.” Just as the great spirit of nature spoke to the seven-year-old boy from the altar he had erected, so the great spirit of the existence of the spiritual world spoke to him from these works of art, which he regarded as a unity. Thus Goethe gradually arrived at the contemplation of the individual in energetic, devoted work. Then he could calmly await the moment when a real insight into the spiritual world leaped out of his observations, a true spiritual science, which then confronts us, artistically transformed and reworked, in his “Faust”. Thus the first sections of Faust that were written have all the atmosphere of a man who senses the secrets of existence but is unable to penetrate these secrets. We see how Faust allows the signs to take effect that surround him with spiritual reality, but we also see how he is not yet mature enough to really feel this spiritual reality. These are the sentences where Faust, as the Nostradamus aura, allows the signs of the macrocosm and the earth spirit to take effect on him, where the spirit of the earth appears before him. Faust characterizes the earth spirit in wonderfully beautiful words. We see how he senses that what the planet Earth is, is not simply the physical sphere that natural science regards it as, but rather, just as the body contains a soul, so the Earth body contains a spirit.
That is what lives in the earth as the spirit of the earth, just as our spirit lives in us. But Goethe characterizes Faust as not yet mature, his spirit as still unfinished. He must turn away from the terrible sign like a timid worm curled up. The earth spirit answers him: “You resemble the spirit you comprehend, not me.” In Goethe's soul there lived the realization, even if at first only a presentiment, that we cannot declare ourselves satisfied at any stage, but must strive from each stage to higher and higher stages, that we cannot say at any stage that we have achieved something, but must always strive higher from each stage. Goethe was led into these secrets by his diligent studies from phenomenon to phenomenon. And now we see him grow. The same spirit that he first summoned, and of whom he could only say, “Terrible face!” is addressed by Goethe through Faust, after Goethe himself had reached a higher level after his trip to Italy, after his journey, which I have characterized as one in which he wanted to permeate all of nature and art with his vision. Now Faust is attuned to the same spirit that Goethe himself was attuned to. Now Faust stands before the same spirit, which he thus addresses:
There Goethe has arrived, and with him Faust, to the heights, no longer turning away from the spirit that he had wanted to reach by leaping. Now the spirit presents itself as such that he no longer needs to turn away from it. Now he recognizes it in all living things, in all realms of nature: in forest and water, in the silent bush, in the giant spruce, in storm and thunder. And not only there. After it has appeared to him in the great outdoors, he also recognizes it in his own heart: its secret, deep wonders open up. This is a step forward in Goethe's knowledge of the spirit, and Goethe did not rest on his laurels. We then see how, spurred on by Schiller, he sought to deepen his knowledge, particularly in the 1890s. This knowledge enabled him to go beyond the vague characterization of spiritual consciousness that a spirit lives in everything. He succeeded in grasping this spirit in a concrete way. But Goethe needed much preparation before he was able to depict the life of the human spirit in the sense that spiritual and psychological things can only come from spiritual and psychological things. However, the fact that Goethe never failed to attempt to get deeper is shown by some of the works he created before the second part of Faust was completed. The second part of Faust shows the heights to which he has risen. Some have already turned away from him when they got to know the introspective Goethe in Pandora. Even today we hear people say: the first part of Faust is full of life, it breathes direct naturalness, but the second part is a product of Goethe's old age, full of symbols and contrivances. Such people have no idea what is in it, what infinite wisdom is in this second part of “Faust”, which only the Goethe of his rich life could have produced in his old age, leaving it as a testament. Therefore, we also understand when Goethe writes the lines about some works that already breathe the spirit of “Faust”, and we know that he presents Faust as a struggling soul, a soul that has been overtaken by something new. We recognize it in the anger he poured out on those who called “Faust” an inferior work of old age. He says of them:
Goethe once put into words his feelings towards those who believe that only what Goethe achieved in his younger years has validity, who do not want to ascend to what he achieved in his more mature years. After Goethe has introduced Faust into the life that directly surrounds us, and has allowed him to experience that wonderful tragedy of Gretchen, he leads him out into the world that is outwardly the great world, first of all into the world that is outwardly the great world: the world of the imperial court. There Goethe now wants to show that Faust should now really penetrate spiritually into the secrets of this world. But then Faust should be introduced to the real spiritual world, to the supersensible world. Right at the beginning of the second part, we see how Goethe has Faust surrounded by all kinds of spiritual beings. This is to express that Faust is not only to be led into an external physical world, but that he is also to experience what can be experienced by someone whose spiritual eye is open, whose spiritual ear is learning to perceive. Therefore, in the second part, Goethe shows us step by step the nature of the human soul, human development. What is Faust to experience? He is to experience the knowledge of the supersensible world. He is to be initiated into the secrets of the supersensible world. Where is this supersensible world? When we consider the spiritual content of “Faust”, we can only begin to address the question of Mephistopheles, the spirit that surrounds Faust from the very beginning and plays a part in everything Faust undertakes. But it is only in the second part, where Faust is to be led into the spiritual world, that we see what role Mephistopheles plays. After Faust has gone through the events at the “imperial court”, he begins to see what is no longer there in the sensual world: the spirit of Helen, who lived centuries and centuries ago. She is to be found for Faust. She cannot be found in the physical world. Faust must descend into the spiritual world. Mephistopheles has the key to this world, but he cannot enter this spiritual world himself; he can describe it intellectually. He can say: You will descend. One could also say: You will ascend. He then actually describes the spiritual world into which Faust is to descend in order to get to know it supersensibly, to find in it the spirit, the immortal, the eternal that has been left behind from Helena. A word is spoken, a wonderful word: Faust is to descend to the Mothers. What are the “Mothers”? One could talk for hours if one wanted to characterize exactly what the Mothers are. Here we need only say that the Mothers were for spiritual science at all times what man gets to know when his spiritual eye is opened. When he looks into the physical world, he sees all things limited. When he enters the spiritual world, he comes into something from which all physical things come out as ice comes out of a water pond. As one who could not see the water would say: Nothing is there but ice, it piles up out of nothing — so says he who knows not the spirit: Only physical things are there. He sees not the spirit that is between and behind physical things, out of which all physical things are formed as ice is formed out of water. There, where the source of physical things is, which is no longer visible to the physical eye, are the Mothers. Mephistopheles is the being that is to represent that intellect which only knows what is outwardly formed in space, which knows that there is a spiritual world but cannot penetrate into it. Mephistopheles stands there beside Faust, as the materialistic thinker stands today beside the spiritual researcher, and says: “Ah, you spiritual scientist, you theosophist, you want to see into a spiritual world? There is nothing in there, it is all a dream. It is all nothing. To the materialist, who wants to build firmly on what the microscope and the telescope reveal, but who wants to deny everything that lies behind physical phenomena, the spiritual researcher cries out: “In your nothingness I hope to find the All.” Thus the materialistic thinker stands opposed to the spiritual man, who hopes to find the spirit precisely where the other sees nothing. These two powers will confront each other forever. And from the very beginning, Mephisto confronts Faust as the spirit that can lead to the door, but cannot cross that threshold. The theosophist or spiritual scientist does not say: material science is nothing, is unnecessary. — He says: we must take this science seriously, study it, but it only has the key, it leads us to where the true spiritual life is to be found. Faust then descends into the realm of the mothers, into the spiritual world; he succeeds in bringing up the spirit of Helen. But he is not yet mature enough to truly connect this spirit with his own soul. Hence the scene where passion stirs in Faust, where he wants to embrace the image of Helen with sensual passion. That is why he is repulsed. This is the fate of everyone who wants to approach the spiritual world from personal, selfish feelings. He is repulsed, as Faust is repulsed when he has brought up from the realm of the mothers the spirit of Helen. Faust must first mature, learn to recognize how the three members of human nature really come together: the immortal spirit that goes from life to life, from embodiment to embodiment; the body that lives between birth and death; and the soul that stands between the two. Faust is to learn how body, soul and spirit are connected and how they belong together. Faust has already sought the archetype of Helen, the immortal, the eternal that passes from embodiment to embodiment, from life to life, but in an immature state. Now he is to mature in order to become worthy of truly entering the spiritual world. To do this, Faust must learn how this immortality first approaches the human being when he can embody himself again in a new life between birth and death in his physical existence. Therefore, Goethe must show how the soul lives between spirit and body, how it places itself between the immortal spirit and the body that stands between birth and death. This is what Goethe shows us in the second part of “Faust”. In Goethe, the soul is hidden in that wondrous structure about which Goethe researchers do not know much to say, in which spiritual researchers who are well-versed recognize the archetype of the soul. This is nothing other than the wonderful structure of the homunculus, the little human being. This is an image of the human soul. What does this soul do? It is the mediator between body and spirit; it must draw the elements of the body from all realms of nature in order to connect with them. Only then can it be united with the immortal spirit. Thus we see how Faust is led by this homunculus into the realm of the natural philosophers Anaxagoras and Thales, who have been reflecting on the origin of nature and life. Therein is shown the true doctrine of evolution, which goes back to the fact that not only an animalistic element underlies human development, but also a soul that gathers the elements from nature to gradually build up the body. Hence the advice given to the homunculus: you must start from the lowest realm in order to ascend to higher and higher ones. The human soul is first referred to the mineral kingdom. Then it is told: “You have to go through the plant kingdom.” There is a wonderful expression here: “It grunts so” to describe the passage through the plant world, the juicy green. There the soul gathers all the elements of the natural kingdoms in order to ascend. It is explicitly said: “And you have time until you reach the human being.” Then we see how the spirit of love, Eros, approaches after the soul has formed the body out of all the realms of nature. There it unites with the spirit. Body, soul and spirit are united. Here that which is the soul of the homunculus, that which it organizes into the body, unites with the spirit of Helen. That is why Helen can appear to us in the third act of the second part in the flesh. We see the doctrine of re-embodiment poetically and artistically enshrined in the second part of Faust. One does not unite with Helena by drawing her to oneself in stormy passion, but by truly living through the secrets of existence, truly living through the re-embodiment. Goethe was not yet able to express the idea of repeated lives on earth in the way we can today, but he did include it in the second part of his “Faust”. That is why he was able to say to Eckermann: “I have written my ‘Faust’ in such a way that it is suitable for the theater; that the images it presents are outwardly sensually interesting for those who only want to see outwardly sensually. But for those who are initiated, it will be evident that the deepest things have been woven into the second part of “Faust”. - Goethe expressly pointed out that one can find his view of life, his spiritual view, in this poetry. And so we now also understand that Goethe was able to illustrate to us in this reconnection of Faust with Helena what true mysticism is. Faust unites with the spiritual world. Not an ordinary child is born, but Euphorion, who is as true as he is poetic. He represents for us what comes to life in our soul when it unites with the spiritual world. When the soul penetrates into the secrets of the spiritual world, there comes a moment of development in the soul that is of tremendously deep significance for that soul. Before the soul can go further, it must first, for brief moments, gain connection with the spiritual world, to know for a very short time what the spiritual world is. Then it is as if a spiritual child were born out of spiritual knowledge. But then come the moments of life again, when this spiritual child seems to have disappeared into the spiritual world. One must grasp this with the heart, full of life, then one feels, like Euphorion, the mystic's spiritual child, despite all the poetic truth of life, sinks down into the spiritual world, cannot yet fully enter Faust, but as he passes over, something else does. That is an experience of the spiritual researcher, the spiritual seeker, when our soul has the hour when it truly senses its relationship to the spiritual world, and when knowledge appears as a child of a marriage with the spiritual world. Then it experiences it deeply when it sinks into the everyday, and it is as if it takes with it the best that we have. It is as if our own soul were to escape and go with it into the spiritual world. When one has felt this, one feels the spiritual words of Euphorion, who has sunk down, and who cries out from the dark depths: “Let me not alone in the gloomy realm, mother, let me not alone.” The true mystic knows this voice, the voice that calls from the spiritual child to our soul as its mother. But this soul must go further. It must break away from that which is only personal passion. We must be able to devote ourselves to the spiritual world impersonally. As long as there is still self-interest, self-will, we cannot grasp the spiritual world. Only then can we grasp this spiritual world when all that is personal has been erased before the higher things of the spiritual world; only then can we truly enter the spiritual world permanently. But there are still many moments when we have already experienced that moment that pushes us back into the physical world, moments that take away all mysticism for a long time. These are the moments when we have to say to ourselves: Yes, even if we have overcome all selfishness and self-will, there still remains this or that, as it is left behind in Faust, even after he has said: “I stand here in the open, I only want to work, to gain everything from nature, to do something only for others.” But he has not yet come that far. As he looks at the hut of Philemon and Baucis, something disturbs his view, he shows: he has not yet overcome the selfishness that wants to be pleased by the sight. He wanted to create a possession, selflessly, but he cannot yet bear what disfigures him: the hut of Philemon and Baucis. Then the spirit of evil approaches him once more. The hut is burnt down. Then that appears to him which appears to everyone who undergoes development: the worry that approaches everyone who still has selfish aspirations within them and which does not allow them to ascend into the spiritual world. Here it is, worry, and we learn to recognize it in its true form; then it is something that can lead us to the last of real spiritual knowledge. It is not intended to show that man should become unworldly, hostile to the world, but how man in the world should get to know that which does not let him go from the world. In wise self-knowledge, we should let worry take a back seat so that we can become free from the selfishness of worry, not from worry itself, which is illustrated by the fact that worry says it creeps in through a keyhole. When we get to know this worry, not just feel it, but learn to bear it, then we attain that degree of human development that opens the spiritual eye to us. This is illustrated by the fact that Faust goes blind in old age, can no longer see with his physical senses, but can look into the spiritual world. “The night seems to penetrate deeper and deeper.” It is dark on the outside, but inner bright light, the light that can illuminate the world, shines, the light in which the soul is between death and birth: the realm of the mothers. Only now can Faust begin his journey into the spiritual world, where his ascension is so beautifully described. Then Goethe can summarize what has become of Faust, from the intuitive striving of that person who despairs of science and turns away, to what he has become from that stage to the highest spiritual knowledge. He can summarize it in the Chorus mysticus, which, as its name indicates, is intended to signify something deeper. In this Chorus mysticus, it is intended to summarize paradigmatically in a few words what holds the key to all the secrets of the world, how everything that is transitory is only a parable for the immortal. That which the physical eye can see is only a parable for the spiritual, the immortal, of which Goethe showed that he even attained the knowledge of re-embodiment when he entered into this spiritual. It shall finally be shown that when man enters into the spiritual kingdom, then all that is present in the physical world as presentiment, as hope, is there a truth. What is striven for in the physical world becomes a presentiment in the spiritual world. It may appear pedantic when I state here something that one must know to understand the final words. Goethe spoke somewhat unclearly in his old age because he was toothless. He dictated the second part of his “Faust” to a scribe. Since he still had some of the Frankfurt dialect, some words and sounds came out a bit unclear. So for some words, the scribe used g's where there should have been ch's. For example, “Erreichnis” was written as “Ereignis”. When dictating the final words of Faust, Goethe spoke “Erreichnis”. The inadequate becomes here something that can be achieved, an “Erreichnis”, that is, with two r's and two ch's. Everywhere, in all editions of Goethe's works, you will find “Ereignis” written. Goethe researchers know so little about penetrating into the sense. That which is inadequate in the physical world becomes “achievement” in the spiritual world. What cannot be described in the physical world is done in the spiritual world. There it becomes a living deed. And finally, we experience the great thing that Goethe is allowed to express in the closing words of the second part of “Faust”: “The eternal feminine”. Oh, it is a sin against Goethe to say that Goethe means the female sex by this. Goethe means that depth which the human soul represents in relation to the mystery of the world, that which longs as the eternal in man: the eternal feminine, that draws the soul up to the eternal immortal, the eternal wisdom, and that gives itself to the eternal masculine. The eternal feminine draws us up to that which is the eternal masculine. It does not refer to something feminine in the ordinary sense. Therefore, we may well seek this eternal feminine in man and woman: the eternal feminine that strives towards the eternal masculine in the cosmos in order to unite, to become one with the divine-spiritual that permeates and interweaves the world, towards which Faust strives. This secret of men of all times, towards which Faust has been striving from the very beginning, this secret to which spiritual science in a modern sense is to lead us, is expressed by Goethe in a paradigmatic and monumental way in those beautiful words at the end of the second part of Faust, which he presents as a mystical spirit-choir, that all physical things which surround us in the world of sense, Maja, illusion, deception, are a parable of the spiritual. But we see this spiritual when we penetrate to what covers it like a veil. In this spiritual we see what cannot be achieved here on earth. We see that which is indescribable for the mind bound to the senses, transformed into real action when the spirit of man unites with the spiritual world. “The indescribable, here it is done.” And we see that which is significant, where the soul unites, lives together with the eternal masculine of the great world, which lives through and weaves through this world. That is the great secret that Goethe expresses with the words:
Goethe was able to say to himself: Now I have done my life's work. It does not really matter now what I accomplish on earth during the rest of the time I have left to live. Goethe sealed up the second part of his “Faust”. And this second part was not given to mankind until after his death, and mankind will have to draw on all of its spiritual science to penetrate the secrets of this mighty work. Today, only sketches could be given. One could spend hours and weeks using all the means of wisdom to illuminate what Goethe gave to mankind as a testament. May humanity open up this testament more and more! Seal after seal will fall, the more people will have the will to penetrate the secrets of the second part. The voices of those who say, “You are seeking to find something in there that Goethe never intended to put in his work,” will fall silent. Those who speak thus do not know the depths of Goethe's soul. Only those who see the highest in this work and in what Goethe condenses into the mystical chorus, which can conclude so many reflections that are intended to lead to the spirit, recognize this. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: Clairvoyance and Fantasy
07 Nov 1908, Munich Rudolf Steiner |
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If we express the experiences of the clairvoyant in a different way, we have to say: our inner world, our soul world, is determined in ordinary life by what is going on outside. That I, for example, imagine a green stem with leaves on it, that I assert this image, comes from the fact that I am organized in a certain way. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: Clairvoyance and Fantasy
07 Nov 1908, Munich Rudolf Steiner |
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[Dear attendees:] During their beautiful friendship, so significant for the newer intellectual life, Goethe and Schiller exchanged the works they were working on during the time of their friendship, and when Schiller received some parts of the “Wilhelm Meister” from Goethe, he wrote him strange, one might say, at first, peculiar words. Overwhelmed by the impression of the chapter he received at the time, he wrote:
These words may seem strange, but they will no longer seem so strange once we have delved a little into Schiller's soul and examined how he actually meant this saying. We will gain insight by comparing these words with the content of that famous letter that Schiller wrote to Goethe shortly after the two had formed their friendship, the letter that I have mentioned many times before. There Schiller wrote:
And now he is spreading it across the way in which Goethe views the world. He says that Goethe directs his gaze freely and openly and objectively over the things of the world and that he tries to gain an insight not by speculative means, but by seeking what is necessary in the totality of the world's phenomena. A “heroic” undertaking, as Schiller calls it. And then he explains in his own way why he finds this undertaking so heroic, and then he says: All your powers, your powers of mind, work together harmoniously and ultimately align themselves with the unifier of all powers of mind in your soul, with imagination. So we see from this that Schiller sees something in Goethe's way of looking at the world, and indeed in the soul activity of Goethe, from which his artistic works have flowed, that it can lead people very deeply into the secrets of existence. Schiller therefore sees something special in the way Goethe developed his imagination, his fantasy, and if one examines what thoughts and opinions were actually exchanged between Goethe and Schiller, one finds that Schiller absorbed a meaningful concept of fantasy in the contemplation of the highest spiritual, and that is what one could call the “inner truth of fantasy”. Schiller strove, and this can be seen again from his letters, to recognize how man, through development, can become a complete human being. In every human nature, he saw a higher human being, a representative human being, whom the ordinary everyday human being must increasingly approach. In Goethe's way of letting the powers of the mind work together in the imagination, of letting the imagination radiate what assigns each other soul power its place — in this kind of soul activity Schiller found something that makes man a complete human being, that best brings him to unite with the very foundations of the world from which man and things have flowed. When we hear our great minds talk about imagination, it looks a little different than when, not only in everyday life, but also in many circles close to or even devoted to science today, imagination is talked about. Today, imagination is contrasted with the objective pursuit of truth as if it were directly opposed to the mental faculties that lead to the investigation of truth, as if it only served to combine things in an arbitrary way. If we can bring ourselves to understand Goethe and are convinced that Goethe was an expert in these matters, then perhaps a Goethean saying will be enlightening for us:
Yes, Goethe addresses the beautiful, that is, the creations of the imagination, the content of artistic creation, in such a way that he says: art, the beautiful, and thus the children of the imagination, are a manifestation of secret laws of nature that could never be fathomed without their activity. Now, however, we have to agree with common sense, which describes imagination as a capacity for association that works according to the desires of the soul, that is, out of pleasure and other impulses that have nothing to do with objective knowledge. We have to admit that imagination often leads people away from the truth. Where would it lead us if we were to admit that imagination plays a role in external scientific research? Admittedly, no one will deny that imagination may play a preliminary role in scientific research. Those who are able to work with combining imagination are able to recognize hidden connections that others do not see, who work in the laboratory or in the physics cabinet and structure experience upon experience. But of course it must be fully admitted that for certain areas of research, of life, it is absolutely necessary that when someone makes such combinations through their imagination, they prove what they have combined in strict external evidence through experience. Thus imagination can be a guide to this or that connection, but it must be verified by the means of external, objective research; we are willing to concede that. Nevertheless, a word such as Goethe's – or a position on the matter such as Schiller's – indicates that Goethe sees something in the works of imagination, in the creative activity of imagination, that also contains a truth, in contrast to the arbitrary, unfettered play that we might better call a fantastic play of ideas. But anyone who speaks of fantasy in such a way that it contains something of truth, you will readily admit, cannot speak of being forced by the external world to recognize this truth. When we string fact after fact and seek to fathom the laws, then the results of our observations force us to our judgment. When we let our imagination speak, then there is no such external compulsion. That which underlies imagination, that which imagination brings forth, would therefore be something that, as truth, permeates imagination. Accordingly, an inner lawfulness would have to prevail in such a way that certain thoughts, brought together by imagination, appear before a higher forum as real, that certain conclusions of imagination, through an inner necessity, present an expression of truth. Therefore, if creative imaginative activity is to have true justification, there must be something at work that acts as an inner guide to direct a person in their imaginative work, that does not allow him to fertilize his thoughts at random, according to his desires and pleasures, but rather what guides him to stringing thought to thought with a sure inner direction and thereby obtains something that is, in a certain sense, an expression of truth. When we hear a true and great poet speak of imagination as a means of unraveling inner truths, then it is certainly permissible to measure this creative soul activity, this imagination, against that soul activity, that soul capacity, which, in the sense of spiritual science or theosophy, is suitable for leading into the foundations of existence. Over the years, we have spoken at length about this spiritual world that underlies the material world. The methods that lead to the results we have so often discussed are – as terrible as the word may sound to some modern people – the so-called clairvoyant methods. Spiritual science offers information about facts and beings of the spiritual world, and these facts and beings are found through clairvoyance. It will not be my task here to discuss certain lower forms of clairvoyance – they can only be touched on – because these lower forms can never lead to any real results of spiritual science. On the other hand, it will be my task, in accordance with the time allotted to us, to discuss the method and scope of so-called higher clairvoyance, that is, clairvoyance achieved through genuine, truly appropriate training. Many people today only know clairvoyance in the form of so-called lower clairvoyance, where it occurs to us as an accidental gift or disease, in somnambulism and other forms. There are conditions in human nature through which a person does not relate to his environment in the usual way, but in which he has filled his soul life, we might say, with images from another world. For the outside world, the somnambulist is in a kind of sleep. This sleep may be present to such a slight degree that the layman will always reply: Yes, he is indeed completely awake, he just sees differently than the ordinary person in his waking state. And such a person who sees differently is called a clairvoyant. When he perceives images in this more or less sleep-like state, these images sometimes form strange content, sometimes quite meaningful content. He can communicate these images and amaze those around him with the things he sees. In this somnambulistic state, he himself knows certain things through prediction, which then come true despite all objections. Such a person, who has tuned down his external daytime consciousness, can make statements about certain conditions that lie ahead of him, which appear astonishing. Such a patient can indicate exactly what can help him and how he is to be treated. In such states, the human soul does indeed penetrate through the shell of the external sense world and has another world before it. This cannot be denied, and anyone who denies it has simply not done any research in this field. But all these forms are not what really interest us. That which is gained through such lower clairvoyance cannot be the subject of the spiritual science we are talking about here. The subject of this spiritual science is only that which is gained through the path of trained clairvoyance, the clairvoyance that man has acquired through the fully conscious application of the methods given to him by the corresponding schools. The aspiring clairvoyant performs each step with strict self-control, in complete awareness, just as other people behave in relation to the external world that they perceive with their senses. The only question now is this: how do we visualize the process of becoming such a clairvoyant? If we want to define its nature, we can say: In terms of scientific methodology, it can be compared to what we call external research in the modern sense of the word. The researcher makes use of all kinds of instruments and tools to explore what is within the sensory world. He invents scientific methods by which he can systematically see things in such a way that they reveal their secrets to him, so to speak. Thus the scientific researcher surrounds himself with instruments, he equips himself with methods that enable him to arrange things in such a way that they tell him something. The spiritual researcher also works with his instrument, with a very complicated one at that, and he cannot explore anything without this instrument. What is this instrument? It is himself. But he is not himself in the state in which the soul is in everyday life. Man only becomes this instrument when he has so transformed his entire capacity for knowledge, his soul constitution, through the methods that can be given to him, that he has acquired other, indeed now spiritual organs. He must have experienced the moment when he can say from his own experience: Now, every reasonable person says to himself, it cannot be that what surrounds us is exhausted by the tools of our five senses, because if someone does not have one of these senses, he lacks the possibility to see with seeing eyes, so the world of light is not there [for him]. It is there when the organ is there. With each new organ, a new content of the external world presents itself, so we must not limit reality. There must therefore be or be able to be hidden, invisible supersensible worlds around us, and insofar as one expresses this in this cautious way, 'they can be there', logically there is no objection to it. Someone who becomes clairvoyant in the sense just described reeducates themselves in such a way that this hidden world becomes as perceptible to them as the world of light and color is to ordinary eyes. And just as a new world, the world of light and color, opens up for the one born blind, so a new world streams in from the surroundings of the thus awakened clairvoyant, which then becomes their world of observation. But one must not believe that this is achieved by any means that could be described as superstitious or prejudiced. It is accomplished by a strict transformation of the human cognitive faculty into an instrument of higher perception. Of course, I can only hint in general terms at how this happens. But we also want to go to such, so to speak, higher chapters, also in public lectures, and at least sketch out how research is done. Man, when he perceives the surrounding world, will be most true to that surrounding world if he lets it tell him what it has to say to him, as far as possible without the interference of arbitrariness. Therefore, we see that the scientist is rightly endeavoring, and carefully endeavoring, to ensure that nothing of subjective arbitrariness of any kind is mixed into what he strives for as a result, that everything is dictated by the things themselves, that man, through his methods, only gives nature the opportunity to express itself. The less arbitrariness we apply in doing so, the better it is. But man cannot help reflecting on the things of the external world, and a little consideration will show you that you gain your perception, your sense impressions, from the external world, from observation; that you let the individual things of external life flow in; but you will also understand that what is called the concept does not flow into us from the external world. Even an external fact can provide you with the proof that, where man investigates the external world, he actually brings the concepts from his inner being; and modern thinking in particular will have to admit this. If this thinking looks back a few millennia and considers the concepts about the structure of our solar system, it must say to itself: When the eye looked up, external perception saw the same as Copernicus and Galileo saw; but the laws that govern it, the concepts and ideas about the structure of the world, have only been acquired over time. How did Copernicus, for example, come to his view of the starry sky? By combining the same observational material that his ancestors had in a different way, by applying the mind, the world of concepts that ruled in him, in a different way than his ancestors. Through what he added to the observation, he saw the essential for our century. We could show this for all fields. The most orthodox Darwinian must admit: people looked at the facts of the world before Haeckel, too. That they came to their theory does not depend on Haeckel experiencing the environment in a different way, but on his approaching things in a different way. So it is essential what the person brings to it. And there is another example that shows how concepts and ideas are not something that flows into the human being from the outside, but something that he himself must bring into the world. Try to think about it when you go out to sea to a point where you only have sea, sea, on which the vault of heaven seems to rest all around you. You will then say to yourself: the vault of heaven seems to rest on the surface of the sea in the form of a circle; but you will not understand the circle through such observations. You will only understand it when you disregard the external observation and are able to construct the circle in your own mind, independently of the observation, when you are able to draw the picture mentally, in which all points are the same distance from the center. To have this image in your mind, to understand the [circle], you do not need chalk, no external observation. You can construct it in your mind and realize all the laws in your mind. And when you step out into reality and see arrangements that are in a circle, then it must correspond to what you have thought up in your study as the laws of the circle. The great Kepler would never have been able to discover the laws governing the movement of the planets if the orbit of the planets had not first appeared to him in his mind and he had then realized that when he looked out, the stars moved in the lines that he had first constructed in his mind. Thus we carry the world of concepts and ideas within us in the higher sense of the word. We bring them to the external things, and these tell us: What you have thought, we carry out. The star says, as it were: You have conceived a line in your soul; but I move in the sense of this line. And so you come to realize that what lives in your soul, without you taking in an external sensory observation, that this underlies the spiritual basis and laws of this sensory world; but you have to get the confirmation from this sensory world. You can only make a statement about this sensory world when it offers you phenomena that correspond to what you have thought. Now imagine that a person — and in this case I am indeed quoting the simplest things from the so-called school of esoteric science — tries to hold on to a thought that is constructed in his own soul, such as a circle, without going out into the world of observation with the image in his soul. If a person can now manage to refrain from all external observation for a while and is able to hold the attention to such an inner image, if he makes himself blind and deaf to his surroundings and remains attached to such an image, if he concentrates his soul on this image, then he is practising the first elementary activity on the way to clairvoyance – that which is called concentration. Everything assumes that the human soul initially clings to something that lives within itself alone, for which it is initially unimportant whether or not there is something external to which it corresponds. What matters is the activity of the soul, to hold fast in strict inner direction such activity that is directed towards a soul image. That is what matters. Now, of course, a single such activity is not enough; it must be repeated often; and even if it is repeated over and over again, what is actually effective is not what the person can gain in terms of mental images, when he is actually still completely dependent on the stimulation of the external sense world. There are thousands of years of experience in relation to clairvoyance, experiences of people who know and give their advice to develop inner soul forces. Above all, I just want to point out that there are certain truths, core statements. One need not be convinced of the truth of such sentences, which in a certain sense are the possessions of researchers in this field. Suppose someone says: I cannot be convinced from the outset of the truth of such sentences, which perhaps relate to an eternal. That is not necessary; that is not the beginning. The greater the impartiality, the better. When the teacher gives the student something and says, “Fill your soul so that during the time it lives in your soul, you perceive nothing around you and give yourself entirely to this soul content,” then you do not need to believe in this soul content. The teacher can even say, “Don't believe in it, but let it work in you.” That is what matters. Focus on that and you will see that such a resting of the soul on that content has an effect. Not that you gain a conviction, but that this content works in your soul, that is what matters. — If someone says that the teacher gives his student something that is not true at all, it can be calmly retorted: It may be that it is not true, that the external truth is not applicable to such a sentence; but that is not the point, but rather that it becomes a working force in the soul, that out of the soul comes forth what was hidden and of which the soul was not previously aware. One will see that with constant repetition of such instruction one can have inner experiences. Certain symbols and symbolic representations are particularly effective for bringing hidden soul abilities to the fore. And a symbolum will be used to characterize how something like this actually works. I would like to speak of the symbolum that I have often referred to, the black cross surrounded by red roses. Let us first consider the abstract meaning, which is not of great importance for the training of clairvoyance. It will be best if we recall Goethe's words:
Die and become – what does that mean? It means nothing other than that in the development of our soul we must rise above the things of our sensory world, that these things must first disappear around us, so to speak, so that we find ourselves in a state in which we are unconscious of the sensory world, which can be compared to the process of battle and death. The sensory world must first die. But whoever remains without content, whose soul remains empty when the content dies, is a dull guest. This is more or less what Goethe means: when you succeed in diverting your attention from all external things, when you are certain that nothing from the external world is flowing in, when you can then draw something out of the hidden depths of your soul that fills the field of vision of your soul, that is different from the external, then you have risen anew in another world, then you have “become”. Die and become – the dying of the lower nature, of outer sense perception, is characterized by the black cross. The dawning of a new world out of this death of the sense world is characterized by the red roses on the cross. And if we then interpret this rose cross in a comprehensive cosmic sense, we must say: in the mineral kingdom, in the plant kingdom, in what is called unconscious nature, there is a spiritual element. This underlies everything. The human being directs his gaze to his environment, he perceives it. To those who have an inkling of the spiritual, this environment appears only as an external expression of the underlying spiritual. They say to themselves: The whole unconscious nature is based on a divine-spiritual; but it is as if it were in a grave, it is as if it were dead. The human soul is like steel on flint; when it strikes it in recognition, what lies hidden within it shines forth. In the human soul, divine spiritual content arises; it comes to life. Thus, the spirit must first pass through the death of the unconscious world in order to come to new life. And I could tell of all possible areas of spiritual life. I could cite what could serve as a first intellectual explanation of this symbol. But that is not the point at all. The only point is that we do not entertain the thought that it was invented arbitrarily. For the budding clairvoyant, it is not a matter of what it might mean. Someone might say: Well, you may talk about the Rose Cross all you like, but to the objective researcher it makes no difference, because he gains nothing about the secrets of nature by imagining a black cross; that tells him nothing. When we carry out experiments with the falling-body machine or other apparatus, we discover a law. This, expressed in words, means something to us; it corresponds to an objective truth; a rose cross means nothing to me. That is how the person concerned can say. He who has undergone clairvoyant training may reply: That does not matter, it is not the point. The images in question are not meant to depict anything in external reality, so they are most effective when they are symbols that are open to multiple interpretations. What matters is not that one wants to express in such a symbolum the things of the outer world as they are, but that one forms such a symbolum in purely inner soul activity, initially in dependence on the outer expressions, that one contemplates such a symbolum in the soul in a way that is as concentrated as possible and excludes outer things. What this symbolum brings about in the soul is what matters. When a person allows something like this symbol to live in his soul with ever-increasing inner concentration – and many other things as well – then these are the means to awaken the forces slumbering within him. Something very special happens to the person. He can experience – and these are real experiences – that the proofs, the real guarantees of this matter arise within him. In the end, the human being will experience the following feelings, which I ask you to observe carefully. He will say to himself: What I imagined was really only a kind of bridge; this rose cross is a bridge. Now I have received something that is not connected with it, to which the rose cross has only helped me, which rises in my soul and which is first of all an experience that cannot be obtained through external stimulation. At first, the student does not know whether what is arising within him is a bubble, a mirage, a fantastic construct, or whether it corresponds to some kind of reality. He does not know, but what matters is that he acquires the ability to experience and see such things within himself. For even that is still a detour for higher clairvoyance. What occurs at first are images. But now, when the student continues to do such exercises, a further feeling arises for him that can be proven by nothing more than by the experience, the feeling that tells him: It now also does not depend on the images, but on what is expressed in these images. And now he knows that it is with these images, which he experiences in his innermost being, something like this: If you press on your eye or let an electric current pass through it, then any light impulse can pass through the eye, a light can shine within you. In this case, you have a light impression that is caused by the constitution of the eye. It is the same when the images first appear, which are evoked by following the appropriate advice. Then, like spiritual flashes, things flash through the soul that are indeed new, but they really appear the same as the light that you generate in the eye through a blow or an electric current. But you know very well when you are confronted with an external object that although the nature of the eye enables you to perceive light, you can say to yourself through experience, through a certainty gained in the experience: that which has been evoked only by my eyes is nothing, the real thing is the object. I stand facing the object, it communicates itself to me through my eye as an object. This moment occurs for the clairvoyant person. These images ultimately become a means by which a new reality is expressed. Just as surely as the person who faces an external object with his eye knows that the object is expressing itself, so the clairvoyant knows that although it depends on his nature whether such images arise, he also knows quite precisely: in the way these images are now experienced by him, objective entities and facts of the spiritual world are expressed. This can only be attained through strict inner schooling in a completely natural way. Just as one can distinguish fantasy from reality in outer experiences, so it is necessary for the pupil to maintain a sound judgment and a sound mind in this area, for here it is much easier to mistake illusion for reality than in outer life. Therefore, in such schooling for real higher clairvoyance, something else must go along with it. If the student were to allow only what has been described to approach him, then he would be exposed to the danger of becoming a madman in a sense, and that is because in this realm of changing images of the higher spiritual life, he can conjure up appearances for reality through his subjective feelings, through his personality. This training must go hand in hand with the fact that the person, through certain instructions given to him, learns to renounce everything in this higher spiritual world that is connected with his desires, that is connected with his personality. Here we come to a chapter where it is very difficult to be understood. For what do all contemporary psychologists say? They are not familiar with what has just been described and what is experienced as reality by hundreds. They therefore say: When a person is confronted with the external world, the sensory world corrects him by giving him realities; but when a person abandons himself to his inner activity, then, of course, feeling and subjective inclination are involved, and then feeling is transformed into such images; this can never claim to be objective. In the area where these gentlemen think they are right, they are right, because they have no concept of what must take place in terms of the actual eradication and obliteration of subjectivity, subjective opinions and inclinations. These must be completely eliminated. One must learn to renounce any preference or sympathy. There are again very special exercises for this, so that what our popular psychologists rightly describe for ordinary human life does not occur, namely, that the arbitrary interferes. Man must have thrown out everything that could conjure up appearance for him as reality. But then he can keep the objective spiritual in its true form. Something else needs to be said. Where clairvoyance is prepared in this way of training, where expertise prevails in this field and not dilettantism — the latter of which is terribly rife in the world — great importance is attached to not starting the path without certain prerequisites. For there is a great difference between setting out on this difficult path as an ignorant person, equipped only with the ordinary concepts of the world, and setting out after having absorbed higher concepts about certain secrets of existence, which can be explored and tested. There is a great difference whether one advances in this or that way. One can also go through this path with a small amount of outer experience. But then the soul's content is poor, and everything that can be seen is compressed into a few images. And then the incorrectly trained clairvoyants come into being, whom you will find again and again, who present in their writings: Now I have come so far that I have united with God through concentration, through the expression of my soul; and then they express God as a diamond illuminated by light or something like that. This is a mistaken idea, an idea that is basically no different from the usual description of an external thing of the senses, except that the person concerned calls it God. When such “clairvoyants” repeatedly discuss their higher world and express all the glories of the higher world through nothing but such trivial descriptions, it is because they have not approached this training properly prepared. But when someone approaches these things with a proven teacher, then what he achieves, what flows into the images he has prepared, is a diverse world view, and everything that the surrounding external nature can offer people, with all its beauties and glories and secrets, is only a small part of the whole world that surrounds them. Much more magnificent and glorious is that which lies as the unknown world behind the known and which shines forth as the primal source of all that is visible. But it is also the case that the person who experiences this knows that he is not deceiving himself, that he is not, for example, projecting external impressions into this realm; he knows full well that what he experiences there, he can never experience in the external sense world. This is the path of calm development by which man comes to truly see into the spiritual worlds. This is trained clairvoyance. Now, what objectively happens to a person when he applies such methods? We remember that for spiritual science, the human being is not limited to what the senses can perceive, but that this external, this physical body, is merely one part of the whole human nature. For spiritual science, this physical body is permeated by supersensible parts, first of all by the etheric body, and the astral body is incorporated into the physical and etheric bodies. In the astral body we have the carrier of pleasure and suffering, joy and pain, of drives, instincts, desires, of all inner experiences. Integrated into this is the fourth link of the human being, the carrier of self-awareness. What sleep actually is in the sense of spiritual science has already been characterized here before you. What happens then when, in the evening, for the human being's subjective perception, all the impressions of the day sink down into the sea of forgetting, when, so to speak, forgetting or unconsciousness spreads around the person? What has happened to this person? The physical body and ether body remain in bed; but the astral body, together with the ego, has moved out and now acts on the physical and ether bodies from the outside. Our inner worlds sink into oblivion because the astral body does not make use of the external sense organs during the night. In the morning, the astral body with the ego then descends again into the physical and etheric bodies; it makes use of the senses again, and the world of the senses emerges for the human consciousness. How can a person perceive the external world of the senses? Because he has eyes and ears and the other sense organs. If these organs did not exist, the environment would be silent and lightless for the human being. When the astral body is externalized at night, it is also in a world, a spiritual world. But it has no organs to perceive it. In its fine substantiality, it has no organs like those that the human being has today in the coarse physical substance. Only through organs can a world around the human being be perceived. If the astral body had organs, then it would be able to perceive its environment just as well when it is outside the physical and etheric bodies as it can perceive what surrounds a person in the physical world with the help of the physical senses. Now the question is: if a person is to perceive the spiritual world, then his astral body must be given organs, spiritual ears and spiritual eyes. How does this happen? This happens through the methods that have been mentioned, through concentration, through living in certain ideas and images. When such a person's astral body goes out at night, this astral body is quite different. This is known by those who have attained clairvoyant consciousness. It is as if you were to imagine that in the physical body the organs begin to differentiate and perceive the environment. What was a disorderly mass is divided into organs. It takes a long time for the organs to form in the astral body, until what was once like an undifferentiated mist begins to emerge in beautifully formed organs. But then what was possible for man before, to have these images in his soul, which were characterized earlier, occurs. This world of images arises from the fact that the human being integrates such organs. Since ancient times, the process that occurs for the human being has been called purification, cleansing, catharsis, for the reason that the human being thereby learns not only to sense the spiritual world through the veil of external sensuality but because he then looks into this spiritual world in such a way that his vision is purified from the outer sensual world, that the outer sensual world is blurred and yet unconsciousness does not occur. Catharsis, purification, cleansing has always been correctly described as the first stage of trained clairvoyance. Then a later stage occurs for the clairvoyant. At first, when the person returns to the physical and etheric body in the morning, the external organs are working again and have more power. He cannot, so to speak, handle the internal, still fine and mobile organs; the external impression of the eye and ear drowns out what the internal astral organs can see. It is always present, because the spiritual world is within the sense world — but as long as the human being still has these organs weakly developed, as long as they are only in the astral body, they are drowned out by the sensory organs and the powers of the etheric body. By working diligently in this way, the human being develops organs so strong and capable of being controlled internally that when he enters his physical and etheric bodies in the morning, he can see through these organs not only sensory perceptions but also the spiritual. At that moment, the person has attained what has always been called enlightenment or photism within the schools that work in this field. These are all very real processes that can be experienced, and they do not arise from something happening to the person that is beyond his control. Step by step, the person applies the methods used in the corresponding schools to transform himself into the instrument through which he can perceive the spiritual world. What is it that enables a person to become clairvoyant? It is the organization of his inner invisible being, the transformation of the chaotic structure of this inner being, which otherwise only has an experience when the outer world is affected, into an organization that is just as regular as the outer physical body has become through outer nature. Exactly the same path of development that nature has taken with man, to transform him from a lower stage to today's being with perfect organs, the same path of development is taken up by man himself, is continued by him. Where nature leaves man, he himself continues to work. Whoever reflects on this will not find the slightest illogicality in the fact that the one who sets out on the path can have real experiences. When man gains insight into the spiritual worlds in this way, he owes it to the fact that he has made his inner man so strong that he is an independent being in relation to the external organs. Man has become his own master. This is a principle that is expressed in all such schools as an abstract characteristic of this matter. If man has come to this stage, he owes it first of all to the control over his etheric body. In the undeveloped human being, the life body is, so to speak, somewhat inelastic, following only the forces of nature. In the clairvoyant, it is something that the astral body adapts to its forms. It has become elastic because the stronger power is at work in it. If we now touch on the kind of clairvoyance that is evoked by lower states, which we generally characterize – and this is of course speaking in a laymanly way – as human states of weakness, then we have to say: this comes from something quite different and can never be controlled, but it is based on the same laws. Whenever a person becomes somnambulant of their own accord, or when a person is influenced by unlawful means, or when a person is going through this or that illness, it may happen that their etheric body is dissolved in the physical body, so that the compact connection between the physical body and the etheric body does not exist, as it does in the normal state. This can actually happen as a result of disease processes, and basically most of what is seen in the field of low-level clairvoyance can be traced back to pathological conditions. Then the person has an etheric body that is not so firmly bound. While in the trained clairvoyant the loosening occurs because the astral body strengthens and gains control of the etheric body, in the case of low-level clairvoyance it occurs because an organ becomes diseased. Through the illness, it is released from the etheric body to a certain extent; the etheric body becomes free for such people. As long as the physical brain is still in a normal, intimate connection with the etheric, the astral body cannot do anything with the etheric; the physical brain holds the etheric body. If an abnormality occurs, a larger or smaller piece of the etheric body will separate from the physical body; it can be handled more easily, and it is handled by the astral body so that a kind of natural enlightenment occurs, but which in its content cannot offer any higher world, cannot lead to higher results, because all control, all certainty, all conscious pursuit of things is excluded. People who have become clairvoyant in this way can, because their condition is based on the same principle as that of the trained clairvoyant, namely, on the control of the etheric body by the astral body, can have unordered insights into the higher worlds; what they relate may be fact, but a real result of spiritual science can never arise from it. What has been said here is not a denial of the reality of what such people see, but an alerting to the fact that the strict results of spiritual science can only be achieved through the path of trained clairvoyance. I would just like to touch on one possible objection. Someone might say: So lower clairvoyance is always based on pathological conditions; how can a disease process produce real insight? — That is a shortsighted view. Health and insight do not go hand in hand. A person can become ill, and precisely through this process of illness the supersensible world can be opened up for influences from the higher world; there is nothing contradictory about this. Nor does it imply that a person should be made ill in order to become clairvoyant. Thus we see what it is that brings the facts and beings of a higher world into the field of consciousness in the same way that the world around us is brought into this consciousness through sensory observation. It is exactly the same thing, only in a different field of vision. And just as we perceive plants and minerals in the world of the senses, so in the spiritual world we have around us that which makes this world of the senses explicable to us in the first place, because it has emerged from the spiritual world. And when the clairvoyant makes statements about what he has seen, he does so in order to tell. He does not want to prove anything, he wants to tell what he experiences by applying strict methods to his own soul development. And by telling, he imparts a world that can be logically understood, that can be grasped by the ordinary mind. If we express the experiences of the clairvoyant in a different way, we have to say: our inner world, our soul world, is determined in ordinary life by what is going on outside. That I, for example, imagine a green stem with leaves on it, that I assert this image, comes from the fact that I am organized in a certain way. The rose out there determines me, its forces stream into me, by conveying to me the idea of its outer being. It is the same in the spiritual realm. These spiritual entities reveal themselves to the developed person, they are reflected in his inner soul life, just as external sense perceptions are reflected in ordinary thinking. Thus the clairvoyant experiences the spiritual external world in his soul life and says to himself: When I look at the sense world, I know that this sense world is created, ordered and determined by the beings whose activity and rule is revealed to me when I direct my clairvoyant gaze to the sense world. He says to himself: The fact that the sensory world appears to me in an organized way is because it has been shaped by the beings I see. The flower before me, a crystal, a mountain range, it is all worked out of the spirit. I see the spiritual foundations. I would see nothing of them if I left it to my own discretion. I must, so to speak, sacrifice my soul life and let the world of the higher spiritual self flow into my soul; it must have an effect on me, it is the determining factor. And now imagine something: Imagine that this world is there, that it is at work, that it is always at work on people, even if not on their consciousness. Imagine that a person is standing in the world; around him is the world that the clairvoyant sees; it has an effect on every person. On the merely sensual observer it has an effect in that it presents an external face; on the clairvoyant it has an effect in such a way that he does not see this spiritual world at first, but that it works as a determining force, that he cannot look up to a world of spiritual forces, but that the forces of these entities flow to him in an unconscious way. He does not see them, but they send forces, order his life of ideas, determine what his soul experiences. A person sees another person; if he saw nothing more, he would only receive a picture of the external world. Now the spiritual world works by sending him its forces. Now he is not satisfied with the ideas of the external, sensual world. He is transforming himself, in order to gradually make himself into the sublime image that the Greeks, for example, represented in the statue of Zeus. The same power and essence that the clairvoyant sees works, as it were, on the person endowed with true imagination, so that it stands by his side, guiding and leading him, combining the images. And so imagination works like a soul force that is fertilized by the worlds into which the clairvoyant looks, a soul force into which the higher worlds send their laws, so that the person gifted with imagination transforms the external things so that the truths of the spiritual worlds live in them. There we have the real basis of imagination, and there we understand that Schiller could say of Goethe, how with him understanding and reason and feeling and all the soul powers work together harmoniously and are fertilized by imagination. We understand that he could say: What is created in this way characterizes the human being as the only true human being, because he does not work only through a single soul power, but takes everything together, and everything works towards the imagination — which does not have to agree with external truth —, towards the imagination. And so we can also understand that Goethe can be the view: There is a form of imagination that does not need to agree with external truth, but which has its own certainty. We have seen this. There is a form of imagination that does not yet lead to clairvoyance, but which is fertilized by the forces that the clairvoyant sees. It is understandable that Schiller finds all other human activities one-sided, but in the contemplation of Goethe it dawns on him: the artist who takes the individual soul forces together in order to allow the spiritual worlds to fertilize what he receives as an external new formation in the sense world; such an artist is the only true human being. Of course, Schiller knew nothing of spiritual science, but he sensed what it was about. Likewise, what Goethe says about imagination is absolutely right. It is true when Goethe says that genuine art, that is, art that creates out of imagination, is the revelation of secret laws of nature that could never be discovered without imagination. While external observation may provide us with purely external sensory facts and truths, inner truth is something that the imagination, fertilized from above, is much closer to than the powers of reason. And so we see how things are distributed in the world, so to speak. Man is predisposed to ascend into the higher worlds. The higher abilities lie dormant in every soul. Those who have the patience and endurance — perhaps through many lives — may hope to glimpse into the worlds that make the outer sense world understandable in the first place. But until then, until man achieves this, something is given him as a forerunner, a representative for insight into the higher worlds. He can allow himself to be inspired by these higher worlds and then, in the work of the artist, for example, transform the external world in such a way that it offers a reflection of the spiritual worlds. And so, in art, we do not merely see the world of the senses as nature creates the world of the senses, but in great works of art we see the Creator Himself, Who has passed through the medium of the human spirit and human imagination. We see in the surroundings of the work of art an external reflection of that which, although not an immediate sensory reality, is an expression of spiritual worlds, insofar as spiritual worlds can find expression through the sensual-material. And so we see that in the spiritual life of humanity, imagination lights the way to the great goal of clairvoyance, of looking into the spiritual worlds. Individual people have already achieved this goal by using the means mentioned. This spiritual world appears to us as the ruler of all lower existence and clairvoyance as that through which the human being gains a share in the spiritual world; it calls the human being up into the spheres of a higher world. And imagination is the representative of clairvoyance in the world of the senses, so that a person can already have a reflection of the spiritual world, for example through art. And the deeper we look into this context, the more we recognize: Clairvoyance is the ruler of the human mind in the broadest sense of world knowledge and understanding; and imagination is the deputy of clairvoyance within the sensual world. |
60. What Has Astronomy to Say about the Origin of the World?
16 Mar 1911, Berlin Rudolf Steiner |
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If we visualise, what it means to be able to think such a clear thought in the space, we visualise it comparing it to any other physical effect that we see in our surroundings, for example, with the turning green of the trees in the spring or with the blossoming of a plant. Some people who stand or stood vividly in science know how bitter it is if they are compelled at first on the ground of completely outer consideration repeatedly to reach for concepts that can be thought by no means to an end if it concerns, for example, imagining a growing, developing plant, apart from more complex phenomena like animal organisms. |
60. What Has Astronomy to Say about the Origin of the World?
16 Mar 1911, Berlin Rudolf Steiner |
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Who could doubt that one can look at astronomy hopefully if the talk is of the world origin? For astronomy is rightly a science for which we not only have high respect because it leads us with weighty knowledge in the vastnesses of the universe. It is also something that speaks in spite of any abstractness and roughness most intensely to our souls and minds. So one can say: one can understand that the human soul hopes to get explanation of the deepest secrets of existence looking up at the starry heaven, which speaks so deeply to our mind if we open ourselves to it at night. We want to ask ourselves from the viewpoint of spiritual science, what has astronomy to say about the origin of the universe? Perhaps, that what results from these considerations appears to somebody in such a way, as if a flower of hope is picked to pieces in a certain way. Someone who gets this impression, nevertheless, consoles himself with the fact that astronomy has just brought such miraculous results to us in the last decades that we have enough reason to be very glad about these results as such—also intellectually. However, we are led by this deeper knowledge of the newer time in this field to the fact that just this deepening of astronomy makes us less hopeful if we try to get explanation about the big questions of origin and development of the universe directly. There we can point to the fact that just to that what the physical research experienced as an immense deepening since Copernicus by observations or by courageous speculations in the course of the nineteenth century something was added that introduces us in a before unexpected way in the material character of the universe. Whereas one had once to confine oneself to state out of the boldness of the human thinking that if we look at the stars worlds face us at which we should look similarly as at our own world, the spectral analysis by Kirchhoff and Bunsen enabled us to investigate the material nature of the stars directly by the physical instrument. Hence, one can venture an assertion reasonably based on immediate observation that we detect the same materials with the same qualities in the different suns, in the nebulae and in the other things that face us in space as we find them on our earth. That is why one can say that since the middle of the nineteenth century our science was seized by the knowledge: we rest here as human beings within a material world with its laws, with its forces. From the effect which these material laws of the earth show in the so-called spectroscope, and because the same effects are sent from the most distant space to the spectroscope, one can conclude that in the whole space, as far as the material world is considered, the same materiality and the same laws of materiality have poured forth. While it was once in certain respect only a kind of geometrical calculation to investigate the movements of the stars, the brilliant connection of spectral analysis with the so-called Doppler effect enabled us to observe not only those movements which happen before us in such a way that we recognise them as on a surface drawn as the movements of the stars. But since that time we can also include the Doppler effect, a little shift of the spectral lines, in those movements of the stars because the stars come closer or go away from us; while it was only possible once to calculate really what happened in a plane which stands vertically to our line of sight. Such a principle, as it is the connection of the Doppler effect with spectral analysis, is the basis of tremendous achievements of astronomy. What now the human being could invent as a kind of worldview as it turns out if we consider the space filled with suns, planets, minor planets, with nebulae and other things and their intertwined movements and their lawful affecting each other—about this worldview we say: we can understand that such a picture appeared to the human mind that strove for knowledge as a model of clearness, of inner substantiality, if one pursues to encompass reality with the thinking. If we visualise what it means to calculate a thing that fulfils the space: the big and the small things move in such a way, the one has an effect on the other. If we visualise, what it means to be able to think such a clear thought in the space, we visualise it comparing it to any other physical effect that we see in our surroundings, for example, with the turning green of the trees in the spring or with the blossoming of a plant. Some people who stand or stood vividly in science know how bitter it is if they are compelled at first on the ground of completely outer consideration repeatedly to reach for concepts that can be thought by no means to an end if it concerns, for example, imagining a growing, developing plant, apart from more complex phenomena like animal organisms. Even already in the phenomena of chemistry and physics of our earth evolution some rest remains to us in the effects of heat et cetera even if we want to understand things, which our eyes see, and our ears hear, with clear concepts. If we look at space and can comprise it in such a picture that expresses itself in clear changes of location, in mutual relations of movement, then it is comprehensible that this has a beatific effect on our inside. Then we say to ourselves: such explanations that we can give of the movement of the stars in space and their mutual effect are very clear in themselves so that we can generally consider them as an example of explanations. Small wonder, hence, that this thought of the fascinating clarity of the astronomical worldview seized numerous human beings. It was very instructive for someone who pursued the theoretical science of the nineteenth century that the excellent spirits of the nineteenth century used approaches that were predetermined by the just characterised fascinating sensation. Excellent spirits of the nineteenth century thought possibly in that way, we see out in space, see the mutual relations and movements of the stars, if we transform them into thoughts, a picture of miraculous clearness originates. Now we try to see into that little world into which, however, only the speculating thought can see which one built up as hypotheses in the nineteenth century more and more: the world of atoms and molecules. One imagined that every material consists of smallest parts which no eye and no microscope can see which one has to assume, however, hypothetically. Thus, one assumed that—as one has many stars in space—here are as it were smallest stars, the atoms. Then from the mutual arrangement of the atoms, as they are grouped together, arises—indeed, only hypothetically—that what can wake the picture in us in microcosm: here you have a number of atoms, they relate to each other in a certain respect and move around each other. If the atoms relate to each other and move, this means that the material, which composes these atoms, for example, is hydrogen or oxygen. All materials can be referred to small atoms of which they consist. These small atoms are grouped again, and then certain groups form the molecules. However, if one could look into these atoms and molecules, one would have in microcosm an effigy of the clearness, which we have outdoors, where the space is filled with stars. It was attractive for some thinkers of the nineteenth century if they could say to themselves, all outer phenomena, light, sound, elasticity, electricity and so on lead back to such effects that are caused by the movements and forces of atoms that happen as the forces and movements on the large scale if we see out into space. A strange picture originated in some spirits: if we look into the human brain, it also consists of materials and forces, which we find in the world outdoors. If one were able to look into the smallest things of the human brain, in the circulating blood, one would recognise something like smallest atomic and molecular worlds that are effigies of the big universe in microcosm. One believed if one could pursue mathematically what arises from the atoms and their movements, then one would be able to recognise that a certain kind of atomic movements—working on our eye—cause the impression of light, another kind the impression of warmth. Briefly, one imagined to be able to reduce all phenomena of nature to a small, tiny astronomy, to the astronomy of the atoms and molecules. Almost the word had been stamped which played a big role in the sensational talks that during the seventies Emil Du Bois-Reymond (1815-1896, German naturalist) held about the “limits of the knowledge of nature,” the word of the “spirit of Laplace.” This had become a kind of catchword and meant nothing else than that it would have to be the ideal of a physical explanation to reduce everything that we see round us to astronomical knowledge of the movements of atoms and molecules. Laplace was that spirit who surveyed the celestial mechanics. That spirit who could bring in this overview of the stars in space in smallest molecular and atomic things would approach, so to speak, more and more the ideal to recognise our nature astronomically. Hence, we can say that there were people who believed: if I have the impression, I hear a tone, or I see red, a movement goes forward in truth in my brain. If I could describe these movements as the astronomers describe the movements of the stars, then I would understand what it concerned understanding the natural phenomena and the human organism. Then we would have the fact in our consciousness: I hear the tone C sharp, I see red. However, in truth it would be in such a way: if we perceive red, a little atomic and molecular universe takes place in us, and if we knew how the movements are, we would have understood, why we perceive red and not yellow, because with another movement yellow would happen. Thus, astronomical knowledge became an ideal in the course of the nineteenth century, penetrating any physical knowledge with the same clear concepts, which apply to astronomy. One can say, it is interesting largely to pursue how under the influence of such a thought the theoretical natural sciences developed. I would like to point to something that faced me many years ago. I knew a headmaster who was an excellent man, also as a headmaster. However, he occupied himself during his remaining school activity to invent such a physical system along which one can also get without the attractive or repulsive forces valid since Newton's time. Thus,, that headmaster—Heinrich Schramm—whose works are rather significant, tried in his book The General Movement of Matter as a Basic Cause of All Natural Phenomena to get rid of the gravitational force except that what already the astronomical knowledge had removed. It was very interesting what this man tried in a certain ingenious way at first. For if we believe that light, sound and heat are nothing else than movements of the smallest mass particles, if astronomical knowledge is able to shine everywhere, why should we still assume those weird, mystic forces reaching from the sun to the earth through the empty space? Why should one not also be able to assume instead of this mystic gravitational attraction in which one had believed up to now such a force between the atoms and molecules? Why should one not be able to shake this too? Indeed, this man succeeded—without considering a special attractive force—in understanding the attraction of the heavenly bodies and the atoms. He showed: if two bodies are confronted in space, nevertheless, one does not need to suppose that they attract each other, because someone does not assume such an attraction—so Schramm meant—who does not believe in such a thing like hands shaking in space. The only thing that one is allowed to assume is that small moved mass particles which push from all sides like small balls, so that from all sides small balls push the two big balls. If one exactly calculates now and does no mistake, one finds that simply because the hits between both balls and those that are caused from without result in a difference. The forces, which one assumed, otherwise, as attractive forces from without can be substituted by hits from without, so that one would have to replace the attractive forces by pushing forces, which attract the matter. With tremendous astuteness, you find this thought carried out in the cited writing. I could bring in later writings of the same character; however, Schramm treated the thing first. Thus, Schramm could show how completely according to the same law two molecules exercise attraction just like the biggest heavenly bodies. Thus, astronomical knowledge became something that gained ground in the biggest space and worked into the smallest, assumed particles of matter and ether. This stood as a great ideal before the thinkers of the nineteenth century. Who did his studies in this time knows that one applied this ideal to the most different phenomena that astronomical knowledge was just a radical ideal. One is allowed to say that everything was suitable—at first during the seventies—to promote this ideal, because to that all the results of the more precise investigation of the conditions of heat were added. In the sixties, one recognised more and more what Julius Robert Mayer had shown already during the forties of the nineteenth century ingeniously: the fact that heat can be transformed into other natural forces according to particular numerical ratios. The fact that this is the case, we realise if we touch a surface with the fingers intensely, for example, the pressure changes into heat. If we heat a steam engine, the heat changes into the locomotive forces of the machine. As heat changes into motion or compressive force into heat, the other natural forces, electricity et cetera change likewise into natural forces of which one thought that they are transformable. If one connected this thought with the laws of astronomical knowledge, one could say, what faces us there differs in relation to reality only because a certain form of movement within the world of the atoms and molecules changes into another. We have a certain form of movement in the molecules, a little, complex astronomical system, and the movements change into other movements, one system into another system. Heat is transformed into locomotive force et cetra that way. One believed to be able to figure everything out this way. So big and tremendous was the impression of astronomical knowledge that it provided such an aim. We have now to say that at first still a little was gained concerning a theory of world evolution with all these thoughts. Why? There we have to look around at the ideas of those people who were in the immediate cultural life and ideals of their time. For I do not want to start immediately from that which spiritual science has to say and what can be easily contested by its opponents. We can convince ourselves the easiest how these things happened if we look a little closer at that speech About the Limits of the Knowledge of Nature that Du Bois-Reymond held on the Conference of German Naturalists and Physicians in Leipzig on 14 August 1872. There Du Bois-Reymond spoke highly of this ideal of an astronomical knowledge and said that true natural sciences exist only where we can lead back the single natural phenomena to an astronomy of atoms and molecules, anything else is not valid as an explanation of nature. Thus, somebody would have explained the human soul life scientifically if he had succeeded in showing how after the model of astronomical movements the atoms and molecules must form a group in the human being to let appear a human brain. At the same time, however, Du Bois-Reymond drew attention to the fact that we have done still nothing for the explanation of the soul and its facts by such an astronomical explanation. For he said, assuming that the ideal is fulfilled that we can really say, the movements of the atoms happen within the brain after the model of astronomical movements: by the perception of the tone C sharp this movement complex arises, by the perception of the colour red another—then we have satisfied our need of causality scientifically. However, no one, Du Bois-Reymond emphasised, could realise, why a certain kind of movements just changes into the experience of our soul: I perceive red, I hear organ tone, and I smell rose smell or such. For Du Bois-Reymond drew attention to something that already Leibniz had stressed and that nothing can be objected. If we imagine—if it depends only on movement—a gigantic human brain, so that we could walk in it like in a factory where we can observe all movements of the wheels and belts and could show: there is a certain movement—we draw it nicely and calculate it as we can calculate the movements of the planets around the sun. However, nobody would know if he did not know it from other things that this movement, which I observe there, corresponds in the soul to the experience: I see red. He would not be able to figure this out, but he would be able to find out only laws of movement and can say to themselves, the movement runs this or that way, this and that happens in space. However, he would not be able to find the connection between these movements thought according to the model of astronomy and the peculiar experience: I see red, I hear organ tone, and I smell rose smell. If he did not know from anywhere else where from these experiences are, he would never be able to conclude them from the movements of the atoms. Du Bois-Reymond even said rather crassly: “Which conceivable connection exists between certain movements of certain atoms in my brain on the one hand, and, on the other hand, with the original, not further definable, undeniable facts: I feel pain, I feel desire, I taste sweet, smell rose smell, hear organ tone, see red, and the immediately flowing certainty from that: so I am? It is absolutely and forever incomprehensible that it should not be irrelevant to a number of carbon, hydrogen, nitrogen, oxygen etc. atoms in which way they lie and move in which way they lay and moved in which way they will lie and move.” What Du Bois-Reymond said there did not completely comply with natural logic; for just in this crass expression we can see that it is not irrelevant to a number of molecules—to material parts—in which way they lie and move. For you know that it is not irrelevant to sulfur, saltpetre and coal in which way they lie side by side. If they lie side by side under certain conditions, they yield gunpowder. It is also not irrelevant in which relation one has brought the carbon to the hydrogen; but it concerns whether the material is led with the movement to another material with which it is used and can maybe form an explosive force. This quotation was overshot if it also had a shade of correctness. However, already Leibniz had recognised the correct thing: the fact that there no kind of transition exists between the astronomical movement of the molecules and atoms and between the qualities of our experience and our inner soul life. It is not possible to bridge this abyss with the bare astronomical science as a “movement.” We have to get out this clearly from the various mistakes in the speech of Du Bois-Reymond. Nevertheless, this is the valuable of this speech: it was something like a reaction, like a feeling against the omnipotence and the infinite wisdom of the astronomical knowledge. If we take into consideration what we are able to make evident so clearly, we find the possibility to transfer it to the big astronomical knowledge. If we assume what is certainly justified that one cannot find the bridge to the experiences of soul and mind from the astronomical knowledge of the movement of the smallest mass particles anyhow, then, however, one cannot bridge from that what the big astronomy offers to any effects of soul and mind which fill the space! If it is true and we imagine the human brain so increased that we could walk in it and look at the movements in it like at the movements of the heavenly bodies, and if we could perceive nothing of mental counter-images in these movements of our brain, we do not need to be surprised if we stand in such an enlarged brain—namely in the universe—and cannot find the bridge between the movements of the stars in space and the possible mental-spiritual activities which cover the cosmic space. They would also relate to movements of the stars like our thoughts, sensations and soul experiences relate to movements of our own cerebral mass. When Du Bois-Reymond spoke this, everybody who could think could conclude what was never done up to now: if that is right which Du Bois-Reymond showed with some certainty, one must also say, if anything mental or spiritual fills the space, no astronomy, no astronomical knowledge can say anything against or for that spiritual or mental filling the space, because one cannot conclude anything spiritual from movements. With it, it was necessary to say, the astronomer must restrict himself at the description of that what goes forward in the universe. He cannot at all judge about the fact that on a large scale soul experiences of cosmic kind belong to the movements of the stars as our soul experiences belong to the movements of mass particles in the brain. With it, already in the seventies of the nineteenth century astronomy was limited. However, one would have had to ask quite different from Du Bois-Reymond asked, namely, is there any possibility to penetrate in another way to find the mental and spiritual beings filling the cosmic space?—Therefore, spiritual science points in contrast to astronomy to something that we discussed repeatedly in these talks: the fact that the human being is able to develop his cognitive forces to higher levels than he has them in the normal life. If these cognitive forces have been lifted to a higher level, it is possible to find other things in space and time than that at what one looked as the ideal fulfilment of space and time in the nineteenth century: the astronomic movements of forces and atoms in space. However, we must not think too poorly about what the external natural sciences have to say concerning the evolution of the world. For the scientific facts, which have led, indeed, to a certain radical ideal of an astronomical molecular and atomic knowledge, developed something that we have to regard almost as a model of a scientific, deeply in the secrets of existence shining fact. Even if it has a limited significance, nevertheless, it is a fact of very first rank. Today it can be indicated only because what it concerns is the answer of the question: “What has astronomy to say about the origin of the world?” In order to answer this question, one has to point to the fact that within the scientific thinking, research and experimentation it is clearly proved that it is right, indeed, in general that we can transform natural forces into each other that we can transform, for example, heat into work or if we have done any work this into heat. However, that is right with a quite weighty restriction. While on one side it is valid: heat can be transformed into mechanical work, into kinetic energy and kinetic energy again into heat—we must say on the other side that if one wants to transform heat back into work, in kinetic energy, this cannot happen unlimitedly. We realise this the clearest with the steam engine. We produce the movement by heat, but we cannot at all transform all heat into kinetic energy. Some heat gets always lost, so that we always have to calculate with all processes in nature where heat is transformed into movement with a loss of heat, as it is sure with a steam engine. For even with the best steam engines we can only transform about one quarter of the heat into movement, the other is emitted into the cooler, into the surroundings et cetera. We are able to do it only in such a way that we must realise that a part of the heat—as heat—is emitted in the cosmic space. The knowledge that, indeed, kinetic energy can be completely transformed into heat but heat cannot completely retransformed into kinetic energy has also become in exterior relation one of the most fruitful knowledge for the science of the nineteenth century. Since thermodynamics is based merely on this knowledge, so that a big part of our present physics is built on it what has been characterised just here as the knowledge that heat cannot be retransformed completely into kinetic energy, but that always a rest of heat remains which is emitted. This has been shown apodictically by such investigations as for example those of the famous physicist Clausius (Rudolf C., 1822-1888, German physicist) who generalised this sentence that with all processes in the universe this sentence must be applied. Hence, we deal with all conversion processes where heat plays a role, with a transmission of heat in that work which is just considered with the facts of our nature. However, because always by the transformation a rest of heat remains, one can easily understand that the final state of our material development will be the transformation of all kinetic energy, of all other work in nature into heat. This is the last that must result: every physical process must convert itself into heat because always a rest of heat is left. Thus, all world processes run in such a way that heat will become bigger and bigger which results as a rest and at last the result must be that all movement processes will have been transformed into heat. Then we would be concerned with a big world chaos that exists only of heat, which can no longer be retransformed. Every life process that the sun causes on earth leaves rests of heat; at last, everything that shines from the sun to us tends to pass over to a general heat death. This is the famous “Clausius's heat death” into which any material development of the universe must discharge. Here physics delivered a knowledge for that who generally understands something of knowledge that is quite apodictic against which one cannot argue. Our material universe heads the heat death in which all physical processes will once be buried. There we have something from physics that we can transfer immediately on the entire astronomy. If we were only able to see movement changing into heat, we could say, the universe could be infinite forwards and backward, does not need to end. However, physics shows in the second law of the mechanical theory of heat that the material processes of the universe head the heat death. One can be convinced: if it were not so difficult, if one must not have such a lot of mathematical prior knowledge and go into difficult physical processes, much more people would know something of Clausius's heat death than it is really the case. There we have brought something in our astronomical worldview that signifies development as it were. Imagine how fatal it must be for a materialistic knowledge to open itself to this apodictic result! Someone who only considers the spiritual and mental as concomitants of the material movements must suppose immediately that everything mental and spiritual is buried in the heat chaos, which our material world heads. Thus, all culture for which the human beings strives, all beauty and effectiveness of the earth would once meet their death with the general heat death at the same time.—One can now say that in particular this general heat death has become somewhat fatal for the astronomical knowledge. Not all astronomers take the easy way out like Ernst Haeckel in his Riddle of the Universe. He means, the second law of the mechanical heat theory contradicts, actually, the first one that all heat is convertible. Indeed, one cannot deny—Haeckel also knows this—that our solar system hastens to such a heat death, but he consoles himself saying: if the whole solar system is doomed to die the heat death, it will once collide with another world system, then heat originates from the collision again—and then a new world system originates!—However, he does not consider that a clash of the slags and rests is already considered in the general heat death, so that one cannot hope for consolation from that. There are also serious people who feel urged to get the possibility from the physical-astronomical knowledge to understand the world development almost try to come beyond the general heat death. There the attempt of the Swedish researcher Arrhenius (Svante A., 1859-1927) may be mentioned who refers in his book The Becoming of the Worlds (1908) in manifold way just to such questions from the viewpoint of physical chemistry, physics, astronomy, and geology. One can say, here the attempt is already done in somewhat wittier way than Haeckel did to overcome the theory of the general heat death. However, if one regards everything that Arrhenius tries to adduce, one must say, it is persuasive in no way. Only briefly, I would like to characterise what is taught from this side about the overcoming of the general heat death. Of course, one cannot deny that our solar system heads the general heat death. However, besides it Arrhenius represents another idea that is based on certain assumptions of Maxwell (James Clerk M., 1831-1879, Scottish physicist) and his so-called pressure of radiation. This is something that is opposite to the former attraction of the world masses that perpetually radiates from the single heavenly bodies into space to the other heavenly bodies generating pressure caused by various natural forces. This pressure which as it were the heavenly bodies send into space is able—because it is a force radiating in the cosmic space—to carry the smallest particles of matter which are pushed off by a heavenly body. Arrhenius now tries to show by all kinds of considerations that it is natural that, as long as special conditions do not take place, these phenomena caused by the radiation pressure prevent the general heat death by no means. But Arrhenius believes that such special conditions are caused by the fact that as it were this cosmic dust becomes nebulae which are in particular material states—for example, by the fact that in such nebula any star drives from anywhere, would have compressed the matter that it has taken away, and increased the temperature that way. If it were possible that such a star that meets the matter drives in such a nebula, attracts the matter and compresses it, increases the temperature, we would have something that causes an increase of temperature in the cosmic space again, and we would have something that could be transformed again into work. Arrhenius shows wittily that the cosmic dust that approaches to such a nebula is in another position—as it were, it is carried away in such a position in which it escapes from the general trend of the heat death. I could indicate only briefly, what is also indicated too briefly in Arrhenius's writing. However, someone who goes into that which has led to the assumption of the general heat death cannot help admitting that the possibility is only virtual, that in a nebula, even if the temperature rises, the heat death could be detained. Since, nevertheless, these are only fallacies, and the law of the general heat death is such a general one that we must admit if we properly proceed: according to the physical laws the stars, which collide with a nebula, have only to bring the rest of their former existence with them. Thus, these processes, which happen in the nebula, must also be included in the trend of the universe to the general heat death. Now it is typical that Arrhenius still goes on and includes the possibility in his idea of the radiation pressure that a heavenly body could push seeds of living beings to the other by the radiation pressure. Indeed, one can prove—with a big appearance of correctness—that the cold through which certain plant seeds and animal gametes would be carried would work preserving on them, so that one could suppose by calculation only that life was carried from one heavenly body to the other heavenly body by the radiation pressure. One could work out this, for example, for the distance from the earth to Mars. Then one spares the earth—instead of saddling the earth with it—the possibility, as one wants it, otherwise, in physics, geology et cetera, to have produced life because then one can say: the earth does not need to have produced life, because it can have flown to it from other heavenly bodies.—Besides, it does not issue a lot. For, will one attain anything special with it that one moves the question of the origin of life to other heavenly bodies? There we have the same difficulties, only that on the earth the conditions hinder us to accept the origin of life on other heavenly bodies. Generally, these matters can show how apparently materialistic prejudices influence well-intentioned enterprises of the present, which start from the eternity of life. Since the whole line of thought is materialistic, so that one does not take into account that life could have its origin here as well as in that what could be thought as radiation from one heavenly body to the other. This shows that in the present even well-intentioned thoughts suffer from placing themselves on the ground of materialism. Thus, the same faces us everywhere: the study of physical laws, material laws, material forces is used, so that as it were everything that physics finds is transferred to the big world edifice, and one tries to imagine the origin of the universe with these forces. We have realised that such thoughts exceed the limits of the astronomical knowledge everywhere. Since the astronomer cannot at all conclude anything that deals with the forces, which cause the becoming of the world from that what he has before himself. We can realise again that our thinking and feeling are mental processes which cause material processes quite certainly, for example, in our brain, even in our blood. Someone who feels sense of shame to whom the blush rises in his face can convince himself of the fact that mental processes entail material processes. However, someone who admits that the mental-spiritual causes material processes in us has to say to himself, if I stood in the human brain and studied the outside movements, I would only see movements in the movements; there I would not at all anticipate that I include the movements that are caused by the spiritual-mental processes. I ignore the spiritual-mental causes.—May it not seem comprehensible that the astronomer studying the heavenly bodies is urged to develop the causes one or the other way that any star moves one or the other way? Are we allowed to conclude from the bare movements or from the dynamic laws: the sun must be positioned in a certain way to the earth, the moon must be positioned in a certain way to the earth, must orbit the earth in a certain way, and thereby these movements can result? Astronomy can generally decide nothing in what way they are caused in the mental-spiritual. Therefore, we can come just from the field of astronomy to the necessity to point by quite different means to the true causes also of the universe. There I can point—today just only with a few words—to the connection of earth, sun and moon. Their mutual life and their relations of motion have developed, as these three heavenly bodies relate to each other. If we want to recognise why the sun, earth and moon relate to each other just as they relate today, we must not only move up from those forces on earth which we recognise as the physical-mechanical to the space, but we must still move up from other processes which happen on earth. Most certainly we have if we look at the human being something before us that belongs to the whole earth and its connection with the sun and moon as the blossoming of flowers or any other process—or as an electric process in the air. Certainly, the human being belongs with all that he is to the earth, and it is an abstraction if one only thinks the earth as the geologists do, as an only inorganic, inanimate thing, but one has to include the human beings in the whole processes of the earth. At first, we have the difficulty that we must distinguish two things if we want to understand the difference between human being and animal in the right way. With the animal, the type predominates, so that an individual ego is not effective in its whole development between birth and death in so determining way, as this is the case with the human being with his individual ego, which expresses itself in education and the cultural life. This distinguishes the human being from the animal with which the type predominates. Now it is in such a way that such things go over by transitions into each other. With the animal, the type predominates, but the type goes into the human nature. The further we to go back in time, the more we find that the human being is also a generic being, and we see the individual more and more originating from the type. On the ground of the type, the individual emerges. We have the ideal of a human future before ourselves, which says to us, the individual, the ego-nature of every human being will be victorious over the type in the course of the earth development. Nevertheless, going back we just realise the type on the ground of human development. Going back, we have also approached another condition of consciousness more and more in which the human being was connected dream-like, vividly with a spiritual world. That is why we must regard these two things as related: the type and the pictorial, dreamlike consciousness of the ancient times on the one hand and, on the other hand, the development of the individuality and our individual consciousness by that what the human being has to obtain in the course of the times. Such an emergence of the individuality from the type, the intellectual from the clairvoyant-dreamlike must be searched in its origins within the whole world development. Since, so to speak, as the stone which falls to the earth is controlled by the general world laws, this emergence of the human individuality and intellectuality from the human type and clairvoyance is also connected with the big cosmic laws which work everywhere in space. We have already done a step in this direction when we characterised the significance of geology for spiritual science. We could show there that we can trace back the earth to a condition in which such processes are earthly, telluric, which only happen today if our thoughts and sensations work like decomposing in our organism, so that we find—if we go back to the earth origin—such epochs in which the earth was in a process of decomposition. That knowledge shows—what is shown more exactly in the Occult Science—which has been characterised in these talks that as it were the whole earth has sheltered from too extensive a decomposition process by the fact that it has separated the moon. The moon had to be separated from our earth so that that condition could be overcome which can be described as a decomposition process within the earth evolution. We do not only have a mechanical-physical process, but we have to regard the extrusion of the moon as such a process that became necessary because the earth sheltered, while she expelled the moon, from too extensive a process of decomposition. The earth could thereby get a new relation to the sun directly. Since while it had the moon in itself, this decomposition process was so that the effect of the sun could not penetrate the terrestrial atmosphere—if we imagine the terrestrial atmosphere at that time. Therefore, only a new condition had to be caused, so that earth and sun could catch sight of each other. With it, with the cleaning of the terrestrial atmosphere—what became only possible with the extrusion of the moon—the condition of forces came into being which gradually transformed the old generic consciousness into the self-consciousness, into the intellectual consciousness. Thus, the extrusion of the moon, the cleaning of the terrestrial atmosphere and the direct relation of earth and sun are connected with the entire human development. We could now go back even further and would find such a condition of our earth development in which the earth was still connected with the sun. We would also find that the separation of sun and earth happened in order to make the existence of conscious beings generally possible on earth. Only by the repulsion of the earth from the sun that force system came about which made it possible that beings could become conscious. Thus, the ancient clairvoyant consciousness became possible by the repulsion of the earth from the sun—and the advance to a higher consciousness, an intellectual consciousness by the extrusion of the moon from the earth. If we ascend clairvoyantly to that what external astronomy cannot give, we have to regard the cosmic forces as the reasons of the separation of the sun and the remaining planets from the earth—that is we come to spiritual causes. I could only indicate the principle. Of course, everybody could ask, did the human being already exist, when earth and sun separated? Indeed, he existed, only under other conditions. It is a matter of course that the human being, as he lives under the current conditions, would not be possible if the sun were together with the earth. However, this would be no objection. We receive spiritual causes for the movements of the heavenly bodies. Now we do no longer stop at that to which astronomy pointed more than one century ago at the mere utilisation of physical laws saying: the earth was once connected with the sun in a big gas ball, that started rotating, and thereby the planets and also the earth were separated and later also the moon from the earth. - Now, we do no longer get around to asserting that such a thing happens only due to mechanical-physical laws, but inner, spiritual reasons must be there why the earth separated from the sun. The earth was separated from the sun, so that the human being was raised to the conscious experience, and the moon was separated from the earth, so that he can advance to his higher consciousness. Briefly, we start bringing that in the astronomical worldview what we must bring in—namely into the astronomical worldview of the small brain that what we must bring in if we want to go over from the mere movement of the cerebral atoms to the conclusion: I see red, hear organ tone, I smell rose smell et cetera.—Thus, we must go forward if we want to find the transition from that what the popular astronomy can give us, to that what the causes of the events are in space. Hence, those who want to stop at the ground of external physics should confine themselves to investigate this only what movements or what forces are what is to be recognised astronomically. They should confess that another progress of knowledge is necessary if astronomy wants to come to an explanation of the becoming of the universe, should confess that they would have to stop as representatives of a rationalistic and empiric astronomy at the explanation of the becoming of the universe. Considering this, it turns out that the great and significant results of modern astronomy fit in our spiritual-scientific world edifice quite wonderfully. Take the Occult Science. There is shown how our earth has gradually developed, how it goes—just like the single human being in the successive earth-lives—through developmental stages how, so to speak, a planet goes through developmental stages. There our earth is led back to a former planetary stage, this stage to an earlier one, so far, as one can trace back it, up to a stage, which is called “Old Saturn” with which, however, not our today's Saturn is meant, but a planetary predecessor of our earth. The same cognition that is quite independent of any outer physics and any speculation, shows that a planetary predecessor of our earth, just this Old Saturn, was mere heat and that spiritual forces intervened in this condition of heat, so that spiritual forces took possession of the heat chaos. All development is thereby caused up to our earth. In addition, spiritual science shows that really the material under our feet is dying off. In the talk What Has Geology to Say About the World Origin?, we have shown that geology has advanced so far to agree with us that the earth crust is dying off. We understand everything that we know of the earth crust only well if we understand it as dying off. However, in this fact is contained that the spiritual becomes free from the material. If among us the planetary material dies off, the spirit gets free from it. We have another possibility now! We can point to the nebula—there we have no speculations after the model of the physicists, nevertheless, do not stop at the heat death—and can say, indeed, there we have the things in which all remaining processes are transformed into heat. However, as with the beginning of the earth spiritual powers seized the heat state, spiritual powers lead the nebulae into which by the heat death the solar systems discharge from the heat death to new solar systems. There is, actually, nothing more astonishing than the accordance of one of the most admirable laws of the nineteenth century in its application to astronomy—like the application of the second law of the mechanical heat theory—with the positive, actual results of astronomical observations. If you do not take the speculative inventions of all kinds of radiation, but if you start from that what one can obtain from the spectroscope or from the photography of the astronomical phenomena, you realise that everything complies down to the last detail with that what one can obtain as evolution of the worlds from spiritual science. For it shows how that what one sees as an astronomical spatial picture is the result - the spiritual result—of spiritual beings. We can say different from the modern astronomical physicists: the human being has no reason to fight against the heat death or to be afraid of it, because he knows that from it new life will blossom as from the old heat chaos life blossomed which we have now before ourselves. Because a real repetition and increase of life is possible this way—not only from that what Arrhenius assumes that life is winded up like in a clockwork anew and takes place in the nebula anew, but development is only possible if a spiritual element works from one heat state to the other. If our world substance is buried in the grave of heat, the spirit has advanced a step and conjures up higher things, higher life from the heat chaos. Hence, the final state of the earth embodiment—the Vulcan stage—is in the Occult Science that which points to this what looks out as a new life from the grave of the heat death. Therefore, the name “Vulcan” is used. If we challenge astronomy, we can just realise that the external science complies deeply with that what spiritual science has to give. Indeed, people will say repeatedly, you spiritual scientists are daydreamers, because the right result of exact science absolutely contradicts what you believe to get from spiritual science.—Anybody could then say, you have seriously spoken even of Moses, but we know that all that is overtaken. Since the glorious natural sciences have taught us long since, we are way beyond the world development of Moses—natural sciences have shown this.—Those speak that way who only are present from without. However, let us ask the others who were present not from without, but more from within. There I know a very significant physicist who has considerable share of the development of optics, Biot (Jean-Baptiste B., 1774-1862), who said, either Moses was as deeply experienced in sciences as our century, or he was inspired. A leading physicist of the nineteenth century said this. Now those who write popular books about worldviews maybe mean, indeed, a physicist thinks that way who deals only with the outside of the phenomena. Nevertheless, those who go deeper into the being of the organic show that one was chased away from the spirit in the course of the nineteenth century where one searched the natural causes. -- How did Liebig (Justus von L., 1803-1873, chemist) think, who deeply penetrated into the being of the organic, about the relations of the world, to which he had dedicated his research efforts, to the spiritual world? He says that these are the opinions of dilettantes who derive the authorisation of their walks on the border of the fields of physical research to explain to the unknowing and gullible audience how world and life originated, actually, and how far, nevertheless, the human being has come concerning the investigation of the highest things.—People may say: have you never heard that Lyell (Charles L., 1797-1875) founded a geology? Have you never heard about the big progress, which came with him, that he overcame those worldviews, which still count on spiritual forces?—I could bring writings by Lyell forward to you that make deep impression today. However, just Lyell said once, in which direction we pursue our investigations, everywhere we discover the clearest proofs of a creative intelligence, of its providence, power and wisdom. The founder of the newer geology says this. Now the people could come and say, nevertheless, Darwin (Charles D., 1809-1882, English naturalist) has overcome the influence of any spiritual forces. Darwin showed how by purely natural processes the evolution of the organisms happens.—However, Darwin himself wrote: “I opine that all living beings that ever have been on earth are descended from a prototype into which the creator breathed life.”—So people can also not quote Darwin who says there, we are daydreamers if we speak of spiritual beings and spiritual forces. Then still people maybe come and say, do you not know the basic nerve of any scientific development of the nineteenth century, which has deeply influenced any development? Do you know nothing about the basic law of the transformation of the natural forces?—We have just spoken of it today, have realised that the transformation of the natural forces does not contradict what spiritual science has to say. However, the people could want to refer to Julius Robert Mayer (1814-1878, German physician and physicist), to the founder of the law of the mechanical heat equivalent as well as of the transformation of the natural forces. However, Julius Robert Mayer did the strange dictum: I exclaim wholeheartedly, a right philosophy can be nothing else than propaedeutics for the Christian religion!—The things are different everywhere if one goes back to the origins and to those who created these origins who are the great pathfinders on the way of human knowledge, and not to their followers, nor to those who want to find lightweight ideas—like the newer astrophysicists—and want to encompass the whole world with it. If one goes not to the latter but to the former, one can say, spiritual science completely agrees with the great pathfinders. Hence, spiritual science knows that it can position itself in the development of the human mind, and that it advances harmoniously with the development of humanity with everything that has promoted the human development. If a merely external, physical astronomy wants to devise the evolution of the universe, one may remind those who act in such a way of a general quotation in the Xenien by Goethe and Schiller: To infinite heights the firmament extends, We must shelter from the fact that the little mind finds its way to the firmament. For we can show that just as little as the consideration of the brain leads us to a spiritual-mental life, but that this is separated from the mere movements and this can go beyond them, just as little the consideration of the external movements and laws is able to penetrate in the spirit of the universe. Hence, there it remains true in a certain way what Schiller means speaking to the astronomers: Do not chat to me so much about nebulae and suns! Schiller means that. It is right if one regards the movable appearance in space only. It is not right if one goes into what—as a spiritual—emits the laws of space.—Thus, the words remain true: ascending with the mind to the stars always causes the notion of the spiritual-divine in every mind. If we want to ascend, however, with our cognition, our cognition has to go the way: per aspera ad astra—through severity to the stars, through the thorns to the roses However, this is the way of spiritual knowledge. Just the spiritual-scientific way to the stars shows that it brings along the human being to say to himself: as my materials and those which are in my surroundings are spread out in the whole universe—as the spectroscope shows--, the spiritual that lives in me is spread out in the whole universe and belongs to it. My corporeality is born out of the universe—my soul and mind are born out of the universe. It remains true what should be characterised here once again with some words which I already stated on another occasion: it remains true that the human being can only come to the entire world consciousness if he gets clear about the question which astronomy cannot answer: the question of his share of the world and his destination in the world. It is true that the answer to this question can give him security of life, optimism, hope of life if he knows from the spiritual-scientific knowledge what the words mean:
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57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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2. Dictionary: grows green. – Ed.3. 15th October, 1908, Berlin.4. |
57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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One idea Goethe had for his ‘Faust’ was that at the end of Part II, Act 3, Mephistopheles, who in this Act had worn the mask of Phorkyas, should step in front of the curtain, take off the mask, descend from the Kothurni and deliver a kind of Epilogue. The idea, as the now meaningless stage instruction tells us, was that this Epilogue was to indicate the manner in which the final figure of Faust was to be taken. The words Mephistopheles was to speak as Commentator are not in ‘Faust,’ but they have been preserved on a single sheet among Goethe's literary remains. Through the mouth of Mephistopheles Goethe seeks to tell the public in a not unhumorous way what attitude to adopt towards his Faust. These words are worthy of notice, and in a certain respect to-day's study is to be conducted in their spirit. They refer to Euphorion who was born in some spirit fashion, and jumps and hops about immediately after his birth and utters ‘a tender word.’ In this way these words refer to him:
Thus all such explanations as rest on a basis of old traditions are to be straightway excluded. On the contrary, an explanation is demanded drawn from the depths of spirit-life. Therefore also Mephistopheles says: ‘We say it also, and the true disciple of the newer symbolism will agree.’ If you read carefully Part II of ‘Faust,’ you will know that Goethe is rich in word-construction in this poem, and that we must not therefore cavil at what appears to be ungrammatical. Here in this sentence is clearly expressed that the man who understands Faust rightly in Goethe's sense, also sees that deeper things lie behind. But everything that rests on study or might lead to a merely symbolic explanation is discouraged. The demand is that the explanation of Faust is to depend on the faithful discipleship which is aware of the spiritual experience which we may call ‘experience in the sense of the new Spiritual Science.’ ‘The true disciple of the newer symbolism’ is the commentator of Faust in Goethe's sense. Thus it is to be done by drawing direct from spirit-life; and Goethe no doubt here betrays that he has put something into it which made it possible for him to get away from old symbols and to coin new and independent symbols out of direct spirit-life. If we want to compare the presentation of the spiritual world in the two parts of ‘Faust,’ we might say that Part I presents to a large extent the fruits of knowledge—the outer influences on one who has dim ideas of the spiritual world, and who tries to enter it through reading all kinds of things and conducting all kinds of experiments. Part I contains this studied view of the supernatural world. Part II contains experience, living experience, and if you understand rightly, you know that it can derive only from a personality which has learnt to know the reality of the spiritual, supernatural worlds behind the physical world. Truly, Goethe was consistent in his presentation, although some things in Part II are so dissimilar from Part I. What he had learnt in Part I, he experienced in Part II, he has seen it. He was in the spiritual, supernatural world: he indicates this, too, clearly enough, where in Part I he makes Faust say:
Goethe can point—from personal knowledge—to what he sees who ‘bathes his breast in morning-red,’ in order to await the rising of the spiritual sun. We find in the whole of Part I—no doubt you realize it from yesterday's discourse—an energetic upward-striving of Faust the student, to this dawn, but we also find clearly indicated that the path is nowhere traversed in a satisfactory way. Now how does Part II begin? Is the advice of the wise man, ‘to bathe the breast in morning-red,’ carried out in one respect? We find Faust ‘bedded on flowery turf, fatigued, restless, endeavouring to sleep,’ surrounded by spiritual beings. We find him withdrawn from all physical vision, veiled in sleep. Beings from the spiritual world are busy with his spirit, which is withdrawn from the physical world. Marvellously and forcefully we are told what direction Faust's soul takes in order to grow into the spiritual world. Then we are shown how his soul really does grow into that world which is described as the spiritual world in the ‘Prologue in Heaven,’ in Part I. Goethe says from deep experience what was always told the pupil in the School of Pythagoras, that he who enters the spiritual world is met by the secret music of the universe:
This must be the music from the worlds of the spiritual life, if they are to be depicted as they are. What is said here of the ‘music of the spheres’ is not a poetic image, nor a metaphor, but a truth, and Goethe remains consistent to it, in that Faust, withdrawn from the physical world, now proceeds to grow, like an initiate, into that world from which this music comes. Therefore, in the scene where at the beginning of Part II Faust is withdrawn into the spiritual world, it is written again:
Would that those people who think that they can understand a poem only if they can say ‘Such things must be taken as the poet's images, created by right of poetic licence’—would that they would cease to call these things realistic. The physical sun makes no sound! It is the spiritual sun behind the physical which sounds in the ears of him who is entering the spiritual life. They are spiritual, not physical sounds. In this passage, again, we hear the sounds of thousands of years harmonizing. Unconsciously he who can follow the course of the human spirit through thousands of years will be reminded in this passage of some great words spoken thousands of years ago; words spoken by one who through his initiation knew that what appears to us as the physical sun is the expression of the sun-spirit and the sun-soul, as the physical human body is the expression of the human spirit and the human soul. He looked up to the spiritual sun and called it ‘Ahura Mazdao,’ ‘The great sun-aura.’ We are reminded of Zarathustra, who, looking thus at the sun, and feeling the world full of spirit, spoke the great and powerful words: ‘I want to speak! Listen to me, all ye who from far or near, desire to listen: Mark well, for He will be revealed. No more shall the False Teacher destroy the world—he who has professed evil faiths with his tongue. I shall speak of what is the highest in the world, what He, the Great, Ahura Mazdao, has taught me. Whosoever will not hear His Words, as I speak them, will suffer misery when the Earth-Cycle is fulfilled!’ Before the spiritual sun rises in the soul, the learner must bathe in the dawn which precedes it. Hence the words of the Wise Man: ‘Disciple, up! untiring hasten to bathe thy breast in morning-red!’ Does Faust, the disciple, do this? After the spiritual beings which surrounded him had been busy with him while his soul was for a time withdrawn from his body, he awakes as a changed man. The soul has entered the body, so that he has a dim idea, or he bathes in the morning-red, of the rising sun of the spirit:
Faust now feels also that he has awakened in that world, into which he has been translated during his unconsciousness, and he bathes his earthly breast in the morning-red. But it is only the beginning of the journey. He feels that he is at the gate of initiation, and thereupon he cannot yet bear the direct vision of the spiritual sun:
Wherefore he sees at first the world of the spiritual—but still, as we shall see in a moment, as a symbol.
This is Faust bathing his earthly breast in the morning-red, in order to prepare himself to look straight at the spiritual sun, which rises at initiation. Now Faust is to go into the great world with the gifts he has received as one approaching illumination. It might be thought remarkable that Faust is now transplanted to the Imperial Court, when he is in the midst of all kinds of masques and revels. All the same, these masques and pranks contain deep truths and are everywhere significant. It is not possible to enter upon this significance to-day. It will be in any case the task of this study to bring out only a few moments from the whole content of Part II of ‘Faust’ Many lectures would have to be given, if we wanted to throw light on everything. We shall say only this about the general idea of these Masque scenes: For a man who surveys human life with an enlightened eye, certain words will have a different meaning from what they have in ordinary external life. Such a man, steeping himself in the whole great course of human evolution, knows that such words as ‘Folk spirit’ (Volksgeist), ‘Time-spirit’ (Zeitgeist), are not mere abstractions. He sees in the spiritual world the true and real beings corresponding to what one ordinarily calls abstractly ‘Folk spirit and Time-spirit.’1 Thus, since he has the vision, it is made clear to Faust as he enters the great world where decisions affecting the world are made from a Court, that in all these happenings there are supernatural powers at work. Outside in the physical world one can observe only individual people and the laws they have. In the spiritual world there are beings behind all that. Whereas people are under the impression that what they do is prompted by their own souls, and that they make their own resolutions, human acts and human thoughts are really pervaded and permeated by beings from the supernatural world—national spirits, time-spirits, and so on. People think they are free to make resolves, to think and to form ideas, but they are guided by spiritual beings behind the physical world. What men call their understanding, by which they believe they can control the course of time, is the expression of spiritual beings behind. Thus, the whole Masque, which is to have some meaning, becomes for Faust the expression of the fact that one can realize how in the course of world-events a part is played by powers originating in those beings which Faust met already in Part I, originating, in short, in Mephistopheles. Man is surrounded by such spiritual beings, towering above him. Thus Mephistopheles appears at the turn of the modern age as that being which prompts the human intellect to the discovery of paper money. And Goethe presents the whole affair with a certain humour: how the same spirit, the same intellect which in man is bound to the physical instrument of the brain, when inspired by the related spirit which lets nothing count but the physical, gives rise to such phenomena as can control the world—phenomena however which have an importance only for the physical world. In this way the deeper sense of development is indicated precisely in this Masque and mummery. But we are soon led out of the world which lies before us, where we are shown the part played by supernatural powers, and into the really spiritual world. After it has been made rich, the Court wishes to be amused by the presentation of figures from ancient history. Paris and Helena are to be conjured up from the past. Mephistopheles, who belongs to those powers of the spiritual world which inspired the discovery of paper money, cannot penetrate to the worlds which give rise to the whole deeper development of men. Faust carries in him the soul and spirit which can penetrate these spiritual worlds. For he is the disciple who has bathed the earthly breast in the morning-red, and we are shown how Faust has already experienced something which can be looked upon as the first stage of clairvoyance—the stage completed by the clairvoyant when he has put his soul through the appropriate exercises. There are certain exercises which the student has to perform, in meditation, concentration, and so on, which are set him in occult-scientific symbols, in which he steeps himself, whereby the soul, withdrawing from the physical and etheric body, is transfigured in the night, as it at first becomes clairvoyant in the spiritual world. What is it that the student experiences here, when he has received the effect of those exercises? The first stage of clairvoyance is something which can bring people to a condition of great confusion. We shall see best why this is if we look at what are sometimes called the ‘dangers of initiation.’ Living in the physical world of the senses, one sees the objects round one in sharp contours, outlined in space, and the human soul makes halt at or attaches itself to these firm outlines, which one finds everywhere, filling the soul when it gives itself to sense-phenomena. Now just imagine for a moment all these objects round you becoming misty, losing their contours, merging into each other, becoming like cloud-pictures. It is something like this in the world into which the clairvoyant enters after the first exercises have taken effect. For he arrives at what is behind the whole sense-world, what lies behind all matter, what gives rise to the sense-world. He arrives at the stage where the spiritual world first approaches him. If you think how, in the mountains, crystals form themselves out of their mother-substances into their shapes and lines, so is it, roughly, when the clairvoyant human being comes into the spiritual world. At first it all appears confusing if the student is not sufficiently prepared. But the figures of the physical world grow out of this chaotic world, like the crystal shapes out of their mother-substance. At first the spiritual world is experienced like the mother-substances of the physical world. Into this realm man enters by the gates of death. The images, indeed, will take on other, fixed shapes, when the clairvoyant is further developed, shapes which are interwoven with those outlines which exist in the spiritual world, and which resound with what we have called in the spiritual sense, the music of the spheres. The clairvoyant experiences this after a time, but at first it is all confusing. Still, into this realm enters man. Now if the images of Helena and Paris are to be brought up, it must be from this world. Faust alone, who has bathed the earthly breast in the morning-red, and found the entrance to the spiritual world, can step into this world, Mephistopheles cannot. He can achieve only what the world of reason can achieve. He can go as far as the key that opens the spiritual realm. But Faust has the confidence and certainty that he will find there what he seeks: the everlasting, the permanent residue when the physical form of man is dissolved at death into its elements. Now it is wonderful how we are told the way in which Faust is to descend into the spiritual realm. The introduction already shows us that the man who depicts it is well acquainted with the facts—as well as with the perceptions and feeling which come over anyone who really knows these things and does not merely play at them. It all stood in grand manner before Goethe's soul—all that exists of this world of feeling when the seed for initiation, described yesterday, was opened by a particular event. He read a passage in Plutarch, where is described how the city of Engyium seeks an alliance with Carthage. Nicias, the friend of the Romans, is to be arrested. But he poses as a man possessed. The pro-Carthaginians want to seize him, but they hear these words from his mouth: ‘The Mothers, the Mothers press hard on me!’ That was a cry which in old times one heard only from a man who was in a condition of clairvoyance and withdrawn from the physical world. Nicias could be regarded either as a fool, as one possessed, or as a clairvoyant. But how could this be known? Because he said what those who had some knowledge of the spiritual world recognized. At the utterance of: ‘It is the Mothers who press hard on me!’ the citizens realize that he is not possessed, but inspired; that he can say something as a real witness which can be learnt in the spiritual world—and so he remains unmolested. On reading this scene, there is released in Goethe's soul something which had been sown as the kernel of initiation already during his Frankfort period. He knew what it meant to penetrate into the spiritual world. Hence also the words put into the mouth of Faust, when Mephistopheles speaks of the ‘Mothers,’ Faust shudders. He knows what it means—that lie touches on a holy but forbidden kingdom, forbidden, that is, for him who is not sufficiently prepared. Mephistopheles, indeed knows also of this realm, that he may not enter it unprepared. Hence the words: ‘Unwilling I reveal a loftier mystery.’ Still, Faust must descend into this kingdom in order to bring to pass what has to be brought to pass—into this kingdom where one sees what is otherwise firm and solid in transfigurations of eternal being. Here the spiritual sense catches sight behind the physical forms of the sense-world of what penetrates into this sense-world to maintain in it its sharp outlines. And then Mephistopheles says, describing this realm as it appears to all who step into it:
One cannot depict more vividly a real experience of a man truly initiated. The things ‘long ere this dissipated’ will be found in this world, when it is presented thus. ‘To shapeless forms of liberated spheres,’ i.e., into that realm where the forms of the sense-world are no more, where they do not exist, which is ‘liberated’ from them—there where ‘what long ere this was dissipated’ does exist—into this realm Faust is to betake himself. And when one reads ‘There whirls the press, like clouds on clouds unfolding,’ one recognizes again something which is characteristic in the highest degree. Let us think of the entry into the supernatural world as a gate. Before one enters, the soul has to be prepared by means of worthy symbols. One of these is taken from the appearance of the rising sun, and completes the image of bathing the earthly breast in the morning-red: the sun making a particular triangle round itself. The soul goes through this symbol and experiences its after-effects when it has passed through the gate, when it is within, in the spiritual world. Hence these effects: ‘There whirls the press, like clouds on clouds unfolding.’ Every word would be a living proof of what this scene is meant to be: Faust's penetration to the first stages of the supernatural world, which you find called the ‘imaginative world.’ When Goethe presented this, he was not obliged to compound a picture of the spiritual world from old Indian or Egyptian descriptions; he was able to put down quite realistically what he himself had experienced; and this he did. Now Faust brings up the ‘glowing tripod,’ round which the Mothers sit, the sources of existence in the spiritual world. With its help Faust is able to conjure up Paris and Helena before men, and to present pictures from the spiritual world. It would lead too far to explain in detail the important symbol of the glowing tripod. We are concerned to show how a kind of initiation is really depicted in Part II of ‘Faust.’ But we see how carefully and correctly Goethe proceeds by the fact that he shows us the way into the spiritual world which he only who is worthy can tread slowly and with resignation. He shows us that Faust is not even yet worthy enough. Only he is worthy to enter the spiritual world who has put off everything that is connected with narrow personality so that no wishes or desires, arising from it, any longer exist. This is apparently to say little, but in truth it is saying a great deal. For usually between what is sought and what is to be achieved by the cancellation of all personal wishes and desires, there lies not only one human life, but many. Goethe shows with the certainty of knowledge that Faust is not yet worthy. Desire awakes in him; he wants to embrace Helena from a personal desire. Whereupon the whole thing collapses—it vanishes. He has committed a sin against the spiritual world. He cannot hold her. He must penetrate further into the spiritual world. And so we see him in the course of Part II going further on his way. We see him after being ‘paralysed by Helena’ again in another state of consciousness, withdrawn from the physical body and fallen into sleep; and how something happens around him which as it were clambers from the sense-world into the supersense-world. What this is shows us nothing other than that Faust, once again withdrawn from the physical world, experiences something which can only with full consciousness be experienced in the supersense-world. What he has now to go through is the complete growth of man. He must go through those mighty events which take place behind the scenes of the stage of the physical world, so that he really can behold what he wants to behold. Helena must be brought back again into the physical world, she must be reincarnated into a new body. When he brings back the merely imaginative image from the spiritual world the whole thing breaks down. He must go deeper. We see him now overcoming a second stage. In this state in which he is put we now see how the consciousness gradually lives upward from the sense-world into the supersense-world. This is done in a poetically masterly way. It is not a case of marvelling at the reality of it, for that is explained simply by the fact that Goethe depicts Part II of ‘Faust’ from his own experience. But the way is masterly in which Goethe represents the secret of Helena's becoming mortal, it is also poetic. Whoever is acquainted with the elementary truths of Spiritual Science, knows that man, in assuming life on our earth, brings with him an eternal, spiritual part from quite other realms, that this spiritual part is combined below with the physical hereditary line, taken from the physical-sense-world and bequeathed finally by father and mother. On the whole—taking the various parts of man altogether without entering more precisely upon human nature—we may say that in man are combined something eternal and something earthly. The eternal part, going on from life to life, which descends from the spiritual world to be embodied in a physical form—this we call ‘spirit.’ And in order that this spirit can combine with physical matter, there must be an intermediate part, and this in terms of Spiritual Science is the soul. Thus spirit, soul and body are combined in the formation of a human being. Now Faust with his increased consciousness is to experience how these parts of human nature combine. The spirit descends from spiritual spheres, gradually surrounds itself with the soul which is derived from the psychic world, and then draws the physical covering round itself in accordance with the laws of the physical world. If one knows the principle which attaches itself as ‘soul’ around the spirit, and often called by us the ‘astral body,’ if one knows what is between spirit and body, one has that intermediate member, which as it were binds together spirit and body. The spirit Faust finds in the realm of the Mothers. He knows already where to look for it, whence it comes, when it betakes itself into a new embodiment. But he has yet to learn how the tie is formed, when the spirit comes into the physical world. And now we are shown in that remarkable scene, how, starting from the sense-world and touching the boundary of the supersense-world, the ‘Homunculus’ is produced in Wagner's laboratory. Mephistopheles himself has a hand in it, and we are told in spirited words that only the conditions of his creation are provided by Wagner. Thus this remarkable figure, the Homunculus comes into being, assisted as it were by the spiritual world. Much thought has been spent on this Homunculus. But thinking and speculating on such things lead nowhere. The problem who he is can be solved only by real creation out of Spiritual Science. To those who spoke of him in the Middle Ages he was no other than a definite form of the astral body. This scene is not to be pictured in the sphere of sense—but in such a way that it must be thought of as quite removed into the spiritual world. You must follow all the events in Faust's condition of consciousness. The way in which the Homunculus is described in the subsequent scenes shows him to be really the representative of the astral body.
That is the characteristic of the astral body, and he says of himself:
an astral figure, which cannot stay still, compelled to live in continuous activity. He must be taken away to those spheres, where he can actually combine spirit and body. And now we see the creation of man, which Faust experiences, represented to us in the ‘Classical Walpurgis-Night.’ There we are shown the sum of all the powers and beings which are active behind the physical-sense-world, and spirits from the physical world are continually being interspersed, which have trained their souls so far that they have grown together with the spiritual world, and that they are at the same time conscious in the spiritual world. The two great philosophers Anaxagoras and Thales are figures of this kind. The Homunculus wishes to find out from them how one can come to be, how one can proceed to a physical form, when one is spiritual. All the figures which we see in this ‘Classical Walpurgis-Night’ are there to assist—figures of the realization of the astral body which is ready to enter the material, physical world. If one could follow it all exactly, every detail would be a proof of its meaning. The Homunculus seeks information from Proteus and Nereus as to how he can enter the physical world. He is shown how he can wrap himself in the elements of matter, and how the spiritual qualities are in him—viz., how the soul gradually betakes itself into the physical-sense elements—through that which has played its part in the realms of nature kingdoms. We are shown how the soul has to traverse again the states of the mineral, the plant and the animal realms, in order to rise to human shape:
that is, in the mineral realm; then you must go through the plant realm. Goethe, indeed, invents an expression for it, which does not otherwise exist. He makes the Homunculus say: ‘Es grunelt so:’2
It is pointed out to him what road he has to take till a physical body is formed by degrees round him. Finally comes the moment of love. Eros will complete the whole. Thales gives the advice:
Then, when the Homunculus has entered upon the physical world, he loses his qualities, the ego becomes his master!
So says Proteus—i.e., at an end with the astral body which has not yet penetrated into the human realm. Goethe's whole theory of nature, with its relationship between all life, and its metamorphosic development from the incomplete to the complete appears here in the picture. The spirit can at first be only like a seed in the world. It must pour itself into matter, into the elements, and dive below in them, in order to assume from them a higher form. The Homunculus is shattered on Galatea's shell-chariot. He dissolves into the elements. It is a marvellous presentation of the moment when the astral body has enwrapped itself in a body of physical matter—and can now live as man. These are experiences Faust goes through while he is in another state of consciousness, a condition outside the body. He is becoming gradually ready to behold the secrets lying behind physical-material existence. And now he is able to behold the spirit of Helena, from the realm of things ‘long ere this dissipated’ appearing in bodily shape before him. We have in Act 3 of Part II the re-embodiment of Helena. Goethe represents the idea of re-incarnation cryptically—as he had to in his day; how spirit, soul and body unite from the three realms, to form a human being—and before us stands the re-incarnated Helena. We must of course remember that, since he is a poet, Goethe presents in pictorial form the experience of the clairvoyant consciousness. Wherefore we must not rush in with heavy-fisted criticism and ask: ‘Is Helena now really re-incarnated?’ We must keep in mind that a poet is speaking of what he has himself experienced in spiritual worlds. In this way Faust, after having conquered a new stage of life, is able to experience harmony with what is ‘long ere this dissipated,’ the union with Helena. We see now how a being springs from the union of the human soul with the spiritual when the soul has raised itself up into higher worlds; a child of the spirit, subject not to the laws of the sense-world, but to the laws of the spiritual world: Euphorion. We shall understand what springs from the union of the raised spirit with the sense-world if we remember the previously-quoted passage from the proposed Epilogue of Mephistopheles-Phorkyas at the end of Act III, and if we realize that Goethe has in ‘Euphorion’ put in traits which belong to Byron, whom he much honoured. In doing so he may, after all, apply the laws of the spiritual world to it, since he is concerned with events in the spiritual world. And so Euphorion, though scarce conceived, may be already born and at once jump about and stir himself and say spirited things. Once more we see how strictly and conscientiously Goethe takes the entry into the spiritual world. In his aspiration for supernatural worlds, Faust is far beyond his present experiences. But even so he is not free from those powers from which he must liberate himself, if his soul is to unite completely with the spiritual world. He is not free from what Mephistopheles mixes into these spiritual experiences. Faust is what one calls a mystic, who—in the Helena-Euphorion scene—lives and moves completely in the spiritual world. But because he has not yet scaled the necessary step which makes him capable of being absorbed entirely by the spiritual world, so, once more, what he can experience in it escapes him: viz., Helena and Euphorion. What he had brought by his experience from the spiritual world eludes him yet again. He has become capable of living in the spiritual world, of experiencing Euphorion, the child of the spirit, who springs from the marriage between the human soul and the world-spirit—but it escapes him again and vanishes. Now there sounds from the depths a remarkable call. He is now like a mystic, stumbling for a time, one who has had a glimpse into the spiritual world and knows what it is like, but could not remain, and sees himself suddenly cast out again into the material world: he feels his soul to be the mother of what was born from the spiritual world, but what he has born sinks again into the spiritual world, and it is as if it were to call out to the soul itself:
as if the human soul had to follow into the realm which has once more disappeared. Faust retains nothing more than Helena's robe and veil. The man who goes deeper into the meaning of such things, knows what Goethe meant with the ‘robe and veil;’ it is so exactly what remains when one has once peeped into the spiritual world and has then had to withdraw. There remains with one what is nothing else but the abstraction, the ideas, which stretch from epoch to epoch—nothing else but robe and veil of spiritual powers which endure from age to age. So the mystic is again thrust out for a time and confined to his thoughts, like the intelligent historian, with everywhere robe and veil which carry him from age to age. These ideas are not unfruitful; for him who is limited to the sense-world, they are very much of a necessity. For him, who has already a feeling and an experience of the spiritual world, they contain another importance. They stand out dry and abstract for the man who in any case is an abstractionist, but the man who has once been touched by the spiritual world—even if he grasps only these abstract ideas—is carried by them through the world into quite another age, in which he can again experience something of the effect of the powers throughout the great world. Faust is transplanted again into the world he once before experienced at the Court. He sees again how the beings, in whose deeds man is only embedded, play the chief part. He sees again how supernatural threads are spun, and how the same power which he knows as Mephistopheles helps to spin them. So his life passes once more from the sense-world into the super-sense—he learns how powers worm themselves into our sense-world which we see out there in the world of nature, how Mephistopheles leads, as it were, the spirits behind the forces of nature on to the battlefield: ‘Hill-folk,’ he calls them. The powers behind the material world are represented as if the hills themselves bring their people into the war. But here is a life that stands on a subordinate plane. This participation of a world that lies below the realm of man, though directed by spiritual forces, is here plainly depicted. There follows, grandly shown, the description of the part played by the historical forces, which are real forces for the spiritual spectator. Out of the old armouries and storerooms where lie the old helmets, come those beings of whom the abstractionist would say they are ‘historical ideas’—of whom, however, he who can look into it knows that they live in the spiritual world. And we see how Faust in his higher state of consciousness is led to the great powers in history, we see these powers of history arise and being led into the field. Faust's consciousness is to be raised still higher. The whole world must appear to him spiritualized—all the events we see around us, which the ordinary abstractionist describes only with his understanding, for being limited to a physical brain, he imagines he has done everything when he describes the externals. But all this is connected, and is guided and directed by supernatural beings and forces. When man's life is carried in this way to spiritual heights, he discovers the whole might of that which is to drag him down again into the material world. He gets to know in a remarkable manner him whom he has not quite got to know before. So it is now with Faust. He stands now at an important point in his inner development: he has to complete the journey: Mephistopheles is involved in everything he has seen up to now. He can be free from Mephistopheles—from those spiritual forces which bind man to the sense-world, and try to prevent his liberation—only when he accosts Mephistopheles as the Tempter. There where the world with its realms, nature and history with its spirituality confront Faust, he experiences something in which the man who understands these things can without difficulty recognize from what depths Goethe spoke. The ‘Tempter,’ who would drag man down when he has risen a certain way into the spiritual world, comes to man and tries to give him false feelings and sensations concerning what he sees in the supernatural world. The approach of the Tempter to man is presented in the grand manner. He is the same who came to the Christ and promised him all the kingdoms of the world and their glories. Something like this happens to the man who has entered into the spiritual world. He is promised by the Tempter the world with all its glories. What does this mean? Nothing else than that he may not believe that anything of this world could still belong to his narrow egoism. That all personality with its egoistic wishes and desires must be thrust away, that the ‘Tempter’ must be overcome, Goethe points out through Mephistopheles in such a way that it may be a touchstone for us of what his meaning is:
One might say that Goethe points out with these words, more than clearly enough for those who refuse to understand, what he really intends, in order to represent also this important stage in the spiritual growth of man. Then Faust succeeds in so far overcoming the egoism of persona! wish and desire, that he dedicates all his activity to that piece of land with which he has been enfeoffed. He does not desire possession of this land—he does not desire fame—nothing of all that—he wants only to devote himself to work for other people:
We must take these words to mean that personal egoism gradually departs from the human soul. For no one who has not overcome this personal egoism, can really reach the last stage, which Goethe still wants to depict. So he shows Faust at the point where the garments of human personal egoism fall away like scales, where Faust gives himself absolutely to the spiritual, where in fact all the frippery of fame and external honours in the world are nothing more to him. But one thing Faust has not even yet overcome. And again we see from a spiritual point of view deep, deep into Goethe's heart, as he now describes what happens next. Faust has become a selfless man up to a point. He has learnt what it means to say: ‘The act is all, the glory is nothing.’ He has learnt to say: ‘I desire to be active. My activity must flow out into the world—I will have nothing as reward for this activity!’ But in one small incident it is revealed that his egoism has not completely disappeared. On his wide territories there stands an old cottage on rising ground, in which lives an old couple, Philemon and Baucis. In all things Faust's egoism has disappeared, except with regard to this cottage. Here there is a last remnant of egoism which speaks in his soul. What he could do with this rising ground! He could stand up there and survey at a glance the fruits of his labour—and rejoice at what he had accomplished! That is a last bit of egoism, the enjoyment in a physical survey. Gratification in a commanding material view, that remains to him still. He must get beyond. Nothing of desire and comfort, i.e., of direct surrender to the outer world, with which egoism is connected, may remain in his soul. And once more we see Faust in touch with spiritual forces. In the ‘Midnight’ scene, enter four Grey Women. They come up near to him. Three of them, Want, Guilt and Necessity cannot do anything to him, but now something emerges which belongs to the experiences of the Way of Initiation. Along the Way of Initiation there is a secret connection between all that a man's egoism can make him do and that attitude of soul which is expressed by the word ‘Care.’ In that man who is far enough to look selflessly into the spiritual world, there is no care. Care is the companion of egoisms. And as little as some can perhaps believe that when Care is present, egoism has not disappeared, so true is it that on the long, self-denying path into the spiritual world, egoism must completely vanish. If man steps into the spiritual world and brings with him into it any trace of egoism, Care comes and reveals itself as a disturbing power. Here we have something of the dangers of initiation. In the material world, the kindly powers of the spiritual world take care to see that the power of Care cannot thus come near human beings. But the moment they grow together with the spiritual world, and learn to know powers which are at play there, such things as Care become disturbing forces. Some things may have been overcome by means of the keys which lead into the spiritual world, but Care slips through all key-holes. To be sure, if man is far enough, and faces Care bravely, Care becomes a power that can remove from him this last remnant of egoism. Faust goes blind. Why? He goes blind because the power of the last bit of egoism remaining in him is cancelled by the power of Care. The last possibility of personal enjoyment is removed. It gets darker and darker all round. Now his soul feels the last remnant of egoism when he has ordered the cottage to be pulled down, from whose site the selfish pleasure of satisfaction in his work could have been derived.
Now Faust's soul belongs to that world over which Care and all the disturbing elements which vex the body have no power, and he experiences what those about to be initiated into the spiritual world experience. He takes part as an outside observer, in events which he does not experience in the physical world, his own death and burial. He looks down from the spiritual world upon the physical world and upon all that happens to him as if it were another. The events concern now only those powers which are in the physical world. It would take us far to explain how Goethe now makes the ‘Lemures’ appear, which consist only of sinews and bones, so that they have no soul; they represent man at the stage before he has received a soul. But Faust himself is carried into the spiritual world. We see Mephistopheles fighting a last battle for Faust's soul—a significant and remarkable battle. If one were to divide this battle up into its details one would see what a deep knowledge of the spiritual world Goethe had. There lies the dying Faust. Mephistopheles fights for the soul. He knows that this soul can leave the body at several places. Here there is much to be learnt by those who read in one or other handbook how the soul leaves the body. Goethe is further. He knows that it is not always the same place, but that the soul's departure from the body in death depends entirely on the state of development of the person. He knows that the soul, while in the body, receives a shape corresponding to the body only because of the elastic power of love. Mephistopheles believes Faust's soul to be ready for the Kingdom of darkness. In that case it could have only the shape he describes as a ‘hideous worm.’ When a soul has given itself to its own powers, it can have only a shape expressing its virtues or vices. If Faust's soul were ripe for the Kingdom of darkness, its shape would have been as Mephistopheles thought. But now it is developed and is carried away, because its virtues are such as correspond to the spiritual world and spiritual worlds take possession of it. Next we meet those people who are, so to speak, the connecting units between the physical and the spiritual world, who stand as initiates in the physical world and range with their spirit into the spiritual world: supernatural men of experience and observers—so they are introduced to us. Goethe tells in his poem that he has inscribed as ‘Symbolum’ how two voices resound out of the spiritual world:
Here also Goethe is consistent with his knowledge. He represents the spirits which are not incarnate in the material world. But first he represents those to whom the name ‘Masters’ is often applied, who are incarnate in the material world. He represents them in the garb which was the handiest in his day, as ‘Pater Ecstaticus,’ ‘Pater Seraphicus,’ and ‘Pater Profundus.’ Concerning this he said to Eckermann: ‘In any case you will allow that the ending, where the rescued soul rises to heaven, was very difficult to do, and that I might have easily lost myself in vagueness with such supernatural, scarcely guessable things, unless I gave my poetic intentions a delimiting form and firmness by means of the sharply-outlined, ecclesiastical figures and ideas.’ Whoever heard here the lectures on ‘Christian Initiation’ will recognize again to what extent Goethe was initiated into those things. Thus Faust's soul rises through the regions, through which those souls have passed which have grown accustomed to the spiritual world and are active in it, and assist in bringing other souls into it. And then we see how Goethe lays down, so to speak, his ‘credo’—that ‘credo’ which marks him as a member of that spiritual-scientific stream, which has also so often been spoken of here, especially in the lecture ‘Where and how does one find the Spirit’3 in which an example was given of how man ‘lives’ himself into the spiritual world. There was mentioned the ‘black Cross with the red roses.’ Powers are awakened in the soul when man yields himself to this ‘Cross of roses,’ which represents in the black cross the sinking down of the sense world and in the red roses the blossoming up of the spiritual world. It represents what the abstract words say:
What man attains through spiritual understanding, through the power of the red roses, Goethe was well aware, and he confesses it: the red roses fall down from the spiritual world, as the immortal part of Faust is taken up. And so we see how Goethe really shows us the path of the human soul into the spiritual world. Some things could be presented only sketchily. For there is something peculiar about this ‘Faust’ of Goethe: it becomes deeper and even deeper, the more one grows into it, and only then one learns what Goethe can become for humanity. One learns to recognize what he will one day become, if Spiritual Science or Anthroposophy will illuminate Goethe's esoteric poetry, where he speaks of the spiritual world from his own experiences. Goethe depicts realistically what he knows to be facts of the spiritual world. This second Part of Faust is a realistic Poem—closed of course to those who do not know that the spiritual worlds are realities.4 What we have are not ‘symbols,’ but only a poetic clothing up of quite realistic, albeit supernatural events, such as the soul experiences when it becomes one with the world that is its original home; when it feels itself possessed, not of knowledge which is only an abstraction, a growing together with sense observation or abstract understanding, but of knowledge which is a real fact of the spiritual world. Certainly one will for a long time yet be far from an understanding of Goethe's ‘Faust;’ for one will first have to learn the language of ‘Faust’ if one wants to get inside it. One can take up commentary after commentary: not only once are the words explained by otherwise quite clever people. As Wagner sees the ‘Homunculus’ sprouting in the retort, he says—(you can read in commentaries what his words are supposed to mean):
I say it as wrongly as all those since Goethe have said, who make it mean that Wagner has the conviction that the Homunculus will come into being: ‘The conviction in Wagner is working clearer!’ And the explainers of ‘Faust’ imagine they can ladle out the whole of its depth with such trivialities! Certainly our age, which has also another word coined by Goethe in its mouth, viz. ‘superman,’ without grasping its deeper meaning, could not explain these words otherwise. Their true meaning, however, is this: that which is conceived in the physical world is a ‘conception’ (‘Zeugung ‘); that which is conceived here in the astral world is a ‘super-conception,’ (Uberzeugung—conviction). One has first to learn how to read Goethe, when like all great minds, he makes his own words. Then one will be able to measure the whole earnestness, out of which the Faust arose. Then one will, above all, not commit the triviality of understanding the final words of Faust to mean by ‘eternal-feminine,’ something which has to do with the feminine in the sense-world. The ‘eternal-feminine’ is that power in the soul which lets itself be fertilized by the spiritual world, and thereby grows together in its clairvoyant and magical deeds with the spiritual world. What can be fertilized there is this ‘eternal-feminine’ in every human being, which draws him up to the spheres of the eternal; and Goethe has depicted in Faust this course of growth of the eternal feminine into spiritual worlds. Look round in the physical world: we really see everything properly for the first time, when we see in it, not the true reality, but a symbol of eternity. This eternity is experienced by the soul when it passes the gates into the spiritual world. There it experiences what can be explained in matter-of-fact sense terms, if they are used in a quite special way. On this point Goethe has also expressed himself—and as a great warning for all who of set opinion insist in abstractions concerning something or other. In two successive poems Goethe has expressed, like a great exhortation to mankind, that when someone speaks of a thing in the spiritual world, he can express it in diametrically opposite views. In the first poem he says:
While he here gives utterance to the thought of his ‘eternal flux’ philosophy, he says immediately afterwards in the next poem:
While the opposite thoughts of the sense-world are used as the contrasted reflexions of the super-sense world, the latter cannot be described in terms of the former. Material words are always insufficient when used in a special sense. So we see how Goethe, while representing the ‘indescribable’ from the most diverse sides, causes it to be done before the eyes of the spirit. What is ‘unattainable’ for the material world is within the reach of spiritual vision, if the soul schools itself in that part which can be developed by means of the powers which Spiritual Science can give it. It is not for nothing that Goethe makes that work in which he has exposed the most exquisite and richest of his experiences, ring forth in a ‘Chorus Mysticus,’ which of course must contain nothing trivial. For in this Chorus Mysticus he points out to us how that which is indescribable in material words is done, when the language of imagery is used: how the soul, by means of the eternal womanhood in it is drawn into the spiritual world.
In such words could Goethe speak of the way to the spiritual world. In such words could he speak of the powers of the soul, which when developed, lead mankind step by step into the spiritual world.
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174a. The Weaving and Living Activity of the Human Etheric Bodies
20 Mar 1916, Munich Tr. Unknown Rudolf Steiner |
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Leaving aside the present assumption, it is impossible to believe that the archetypal mother Eve could have been so stupid as to be tempted by a real serpent. Imagine, a real serpent creeping through the green grass should have caught mother Eve! Even the present serpent can only be looked upon as a symbol of something else. |
174a. The Weaving and Living Activity of the Human Etheric Bodies
20 Mar 1916, Munich Tr. Unknown Rudolf Steiner |
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For a gradual acquisition of that science which we designate as spiritual science, it is necessary that we should have the good will of filling out the thoughts and thought-connections which are indicated almost in the form of a plan with real ideas relating to those things which can at first only be given in a more general outline. We say that the human being consists of physical body, etheric body, astral body, Ego, etc. This is quite correct, to begin with, for it is necessary that we should orient ourselves with the aid of encompassing schematic ideas. But if we wish to continue in the acquisition of spiritual science, we must penetrate more accurately into everything which has thus been given in a schematic form. We already possess quite a considerable number of lecture-cycles, which are read particularly within the more restricted circle connected with our Society; but these cycles of lectures still contain relatively little of what should be known to humanity in a near future, at least to a certain number of people! This would be most desirable. To begin with, we say: We designate as man’s physical body his external appearance, which can be perceived through the physical senses and which can be observed with the aid of that science that is linked up with the intellect, with experiments and observations. We know that the etheric body lies at the foundation of the physical body. Let us, first of all, cast our spiritual eye upon these two members of human nature. Spiritual science as such, needs to say least of all (of course, this is at first only apparently the case) about the physical body, for the physical body is the only thing which the ordinary science, dealing with the physical world, is willing to contemplate with the aid of its methods. But although the physical body may at first seem to be what natural science considers, it to be, its true significance and its position within the universe can only be recognised if the higher members of the human organisation are also borne in mind. You will undoubtedly recollect that man’s physical body, in the form in which it envelops him here upon the. earth, could only arise during the Earth-epoch, but it received its first foundation during the ancient Saturn-epoch. During the Sun, Moon and Earth epochs, it then underwent a constant transformation. It was gradually transformed under the influence of the processes which were taking place: it was transformed through the fact that the etheric body was incorporated with it. When the physical body passed on from the Saturn epoch to a new epoch, it had to change, for it became permeated with the etheric body. And it also had to change when it became permeated with the astral body upon the Moon. Not only has the astral body been added to the physical body, but the physical body has been transformed through the fact that the etheric body penetrated into it, as it were, during the Sun-epoch and the astral body during the. Moon-epoch, whereas the Ego is gradually developing in every direction here, upon the Earth; of course, it develops first of all within the astral body, then within the etheric body, but then also within the physical body. If we now pass on from the human being to the cosmos, we only need to remember what is contained in our lecture-cycles. We must remember, in this case, that just as the first foundation of the physical body has been made possible through the outpouring, as we may call it, of the Spirits of the Will or the Thrones, so the transformation during the Sun-epoch became possible through the Spirits of Wisdom, and the transformation during, the Moon-epoch through the Spirits of Movement. The transformation during the Earth-epoch, that is to say, the change entailed through the fact that an Ego now dwells within the physical body, has been made possible through the Spirits of Form, This is a most significant fact, which we must bear in mind. When we encounter man’s physical body upon the Earth, we must think of it as being endowed with an Ego, and since it is endowed with an Ego, we must bear in mind that it has received a certain form, the form which is most appropriate to it. During the Moon epoch, it has merely received the inner movement which was most adapted to it. The form which was most suited to it, is a gift of the Spirits of Form, and is in keeping with the fact that an Ego had to be Implanted in it. We may thus say: Our earthly body, which has a physical form, has been formed in such a way as to become a bearer of the Ego. Together with the Ego, the Spirits of Form gave the human physical body the form which it now has and which is in keeping with the fact that it is the bearer of an Ego. The beings that belong to the other kingdoms of Nature, have received their forms later. If you read the more intimate descriptions of the Moon-epoch,1 you will find that they describe all the other beings in such a manner that it is not possible to say that also these beings had their forms at that time. They are described with a certain mobility. Bear in mind, for instance, the description contained in my Occult Science. Also the other kingdoms of Nature have received their stable forms through the Spirits of Form, during the Earth-epoch. Let us now contemplate the animal kingdom. Also the animal kingdom has its definite forms. It has acquired these forms only during the Earth. epoch. But think of the great difference between the forms of the animal kingdom and of the kingdom of man! If we cast our gaze over the surface of the earth, we may indeed find certain differences among men, but these differences belong to another field of study. We also come across certain differences in the external human form. All the interesting peoples which the West Europeans now lead into the field against Central Europe of course present a different aspect from the European populations! Differences can of course be perceived when we cast our gaze over the surface of the earth and study the form of various individual human beings. The colour of the skin must, for instance, be considered in connection with the bodily form. But if you compare the differentiations which exist in regard to the human being with the great differentiations which exist in regard to the various animal species, you will have to admit: The various species of animals differ far more from one another than the human beings. In comparison to the various animal species we can speak of an individual human species; in the human kingdom, however, we cannot find such a great difference as may be found, for instance, between a lion and a nightingale. If there would be such a great difference in the kingdom of man as that between a lion and a nightingale, we would not hear even such peculiar observations that it is not possible to notice the differences which exist among human beings. The fact to be borne in mind is that the animals show infinitely greater differences than the human being, within his own general human species. Although the things which I have just now explained to you are undoubtedly right, they are only right within certain limits, if we consider them from the aspect of spiritual science. The following fact should be looked upon as a truth: In your thoughts and, in your observation, add the etheric body to man’s physical body and imagine that a certain experiment is to be made; in reality, of course, this experiment cannot be made. Imagine the following experiment and that you see it being enacted; imagine that the whole physical body of man can be separated from him, detached from him scientifically, piece by piece and that before we begin to detach the physical body from the human being we are in the position to invoke the Spirits of the higher hierarchies—to send an invocation to the Spirits of the Angeloi, Archangeloi, Archai. We would have to utter this invocation in such a way that its request would be granted, namely, that the Spirits of the Angeloi, Archangeloi, and Archai might withdraw from the human being and cease; to influence his etheric body. We would, therefore—we cannot say, excoriate—but we would have to take away from the human being everything pertaining to his physical body and then we would have to ask the Angeloi, Archangeloi and Archai to withdraw their influences, so that man’s etheric body may be left entirely to its own resources, and may no longer be influenced by anything else. For the etheric body is subjected to certain influences; it is inserted in the physical body and the physical body has its own solid form, to which the etheric body must adapt itself. If you take a very soft piece of rubber and put it into a glass, it will adapt itself to the form of the glass and will no longer maintain its own form. But if you take it out of the glass, it will bound back into its own form. In a similar way, the etheric body must adapt itself to the physical body, without a form of its own. Consequently, if we draw away the physical body, we eliminate the forces to which the etheric body had to adapt itself; however, it would not immediately take on its own form, owing to the fact that the Angeloi, Archangeloi and Archai still work upon it, but we have asked them to withdraw, so that the etheric body can now obey its own forces to the fullest extent. In that case, the etheric body would take on its own elasticity. And this would be visible; we would see the etheric body jumping out. And what would occur?—You would have before you the whole animal kingdom! The etheric body would split up into portions, and these would show in their fundamental types the forms of the whole animal kingdom. In other words: etherically, the human being carries about within him the whole animal kingdom, which is simply held together by the form of his physical body and by the activity of the Beings of the above-named hierarchies. It is unquestionably true that the human being bears within him, as a disposition, the whole animal kingdom. From this standpoint, the animal kingdom differs from man only through the fact that every animal-species has assumed a form of its own, which it has developed independently into a physical shape. Consequently, the animal kingdom is the expanded etheric body of man, A strange fact should be borne in mind. At the turn of the 18th and of the 19th century, something special arose within the world-conception of Europe, and we may observe this, for instance, more in detail in the case of Oken. From the standpoint of his time, the scientist Oken could not as yet speak of etheric bodies; indeed, he was far from doing so. But in his books we may find the following peculiar statement: “The animal kingdom is the human being, expanded.” This means that in his fantasy he had caught, a glimpse of the truth. It rose up on his spiritual horizon at a time when the great ideas of the Central European world-conception had developed. Indeed, this truth even rose up on Schelling’s horizon, and this same statement can also be found in Schelling’s books. Those who were unable to penetrate into such a lofty idea, which could not, of course, be developed fully, those who were unable to penetrate into such a great idea, went through a terrible time. We should think of Oken in such a way, that the things which he could not as yet grasp clearly, nevertheless lived within his soul as a marvellous conception, so that he could feel the single parts of the human being really consist of animal forms. He even had the courage to express this, but this courage very much annoyed the learned Philistines. Just think that Oken conceived the following idea: What is the tongue?—Well, he said that the tongue is a cuttlefish. Of course, the things which I have just explained to you lay at the foundation of this statement ... but just imagine what the learned Philistines thought about it! If we wish to grasp the development of man’s spiritual life we must become broad-minded and we must realise that things which may apparently sound like nonsense may bear within them a great truth. Oken subdivided the human being as follows: The tongue is a cuttlefish, other organs are something else. After all, it was merely the exact repetition of a truth which existed in a very ancient conception of man and which brought into evidence the fundamental types, subdividing the human being in accordance with the four fundamental animal types: Lion, eagle, angel and calf. Thus we may say: Things are not as easy as they appear to be, for in reality, the human being bears within his etheric body the whole animal kingdom. As a philosopher might express himself, he bears it within him as a disposition. Now you should bear in mind the following fact: If the things which I have just now described to you would not take place, if in addition to the fact that the physical body holds together the whole animal kingdom, the Angeloi, Archangeloi and Archai would not exercise their influence, then the process explained above would necessarily take place, when the human being lays aside the physical body and passes through the portal of death; namely, the etheric body would, in that case, jump out elastically into the world when the astral body and the Ego have abandoned it, and a whole etheric animal kingdom would rise out of the etheric body. But in reality, this does not take place; this animal kingdom does not rise out of the human being, for the etheric body detaches itself in an entirely different form; it detaches itself and becomes incorporated with the universal ether and interweaves with it.2 What lies before us in that case? The fact that the Beings of the hierarchies of the Angeloi, Archangeloi and Archai work upon our etheric body and do not allow it to reach the point of splitting up into the animal kingdom. What does really take place?—You see, I would like to describe these things by drawing in a comparison. Here upon the earth we human beings work. We build machines, for instance, machines made of wood or of iron. Wood and iron are our fundamental materials. We use them to construct machines. The way in which these materials are put together is our own work, but wood and even iron are raw materials which we take from the earth. We take them from a kingdom which lies below our human kingdom. If you now imagine that the Angeloi, Archangeloi and Archai live above us, you will also realise that these Beings do not exist in the universe simply in order to have a perpetual holiday. They have their work, tasks which they must fulfil. What do they really do? They, too, must use a material for their work, just as we use wood and iron which we take from the earth, and they, too, will work upon this material. Our etheric bodies are the material used by the Angeloi, Archangeloi and Archai. For the Angeloi, Archangeloi and Archai, our etheric bodies have the same value that the wood and iron which we take from the earth have for us, when we use them to build machines. The Angeloi, Archangeloi and Archai work upon our etheric bodies, and when we walk about upon the earth and harbour, as it were, the thought (if we have such thought at all!) that we carry about within us our etheric body, believing that we carry it about as something that belongs to us in the same way in which the lungs that we carry about within us belong to us—then the whole essence of the Angeloi, Archangeloi and Archai is active around us and works out forms for the spiritual world, forms that are needed there, just as machines are needed here upon the earth. They work out what is needed in the spiritual world. What aids these spiritual beings in their work? You see, throughout our life we think; we think, from the moment that we attain the capacity of thinking up to the moment of death. Our thinking consists therein that it weaves and lives in our etheric body. Yet, while we live within our physical body, we believe that only the things we mould in the shape of thoughts belong to us. But what we thus possess in the shape of thoughts, what we thus form and mould within our thoughts is, as it were, only the inner aspect of our whole thought-life. From outside, the Angeloi, Archangeloi and Archai work upon our thoughts, particularly in regard to our etheric body. As human beings, it is not at all unnecessary that we should think. Our thoughts are necessary not only for the physical earth, but also for the cosmos. For what we transform within our etheric body through our thinking, is employed during our earthly life as a material which is used in accordance with higher standpoints. While we pass through the world as thinking human beings, the Angeloi, Archangeloi and Archai work upon our thoughts, so that after our death something may arise that can be incorporated with the whole ether of the universe. When our astral body and our Ego lay aside our etheric body, they sew into the cosmos the wool of our etheric body, that has arisen essentially through our manner of thinking. As human beings, we do not only live for ourselves; we also live for the whole universe. We know that Jupiter, Venus and Vulcan will follow our Earth. But all this must be prepared; it must be interwoven with the universe as forces. This entails work. It forms part of this work, for instance, that the Angeloi, Archangeloi and Archai carry it on in accordance with our thoughts. (Stupid thoughts are not the same kind of material as clever thoughts). Coarsely speaking, the Angeloi, Archangeloi and Archai work upon these etheric machines in accordance with the material that we supply to them, and these “machines” then exist, in order that the evolution of the universe may continue. When our etheric body is handed over to the cosmos after our death, this kind of work is therefore handed over at the same time to the Beings of the three, above-mentioned hierarchies. Let us now contemplate from a similar standpoint man’s astral body. We always contemplate things from different standpoints, so that we always obtain other connections with the surrounding kingdoms, and those who cannot read (an encompassing view of things is needed in order to be able to read) may discover many contradictions in our descriptions, but this is only due to the fact that they ignore the standpoints from which these things are viewed. You see, our astral body is connected with the earthly surroundings in a similar way as our etheric body. From the standpoint just indicated, our etheric body is the whole ANIMAL KINGDOM. Our astral body is, instead, the whole VEGETABLE KINGDOM. In exactly the same way in which I spoke to you of the etheric body in connection with the animal kingdom, I would now have to speak to you of the astral body in connection with the vegetable kingdom. All the vegetable forms of our earth are contained in the astral body. And again, we find that if nothing else were to occur, if the Beings of the higher Hierarchies would not work upon our astral body, if during the time between death and a new birth, when we live backwards through our life, nothing would occur except the fact that the astral body is discarded, then the astral body would appear as the whole vegetable kingdom outside in the world. Indeed, this would even take on the form of a sphere, it would follow its own elasticity. The astral body would really take on the form of a sphere; but it cannot do this because during our life between birth and death the Spirits of Form have been working upon our astral body, also the Spirits of Movement, the Spirits of Wisdom, and even the Spirits of the Will. When after years or decades we have lived backwards through our earthly life and have thus gradually freed the astral body from its connection with earthly existence, then the astral body will contain the results of a work, results that the Spirits of Form, the Spirits of Movement, the Spirits of Wisdom and the Spirits of the Will require in order to incorporate something with the cosmos, namely, to incorporate with it, what they MUST incorporate with it. Of course, what thus becomes incorporated with the cosmos is to our own profit; for this must be contained in the cosmos. However, this becomes inwoven with the cosmos in a manner that differs from the process described above. When we discard our etheric body, this becomes inwoven, I might say, with the universal ether of the cosmos. But what appears now, as a woof woven out of our astral body as a result of the work of the Spirits of Form, the Spirits of Movement, the Spirits of Wisdom and of the Thrones, cooperates with our Ego that is passing through its time between death and a new birth and contains forces which must be active, in order that we may once more enter a new incarnation. Many things are needed in order that we may enter a new incarnation! Many things, indeed! To-day, the ordinary science of the physical world really knows quite a lot about the structure of the skull and of the human brain; such a lot, that many people find it is too much to learn all these things! It is undoubtedly a lot. But suppose that all the knowledge which is acquired through external science were to be considered from a particular standpoint ... from the standpoint that the _skull containing that wonderful structure of the brain has actually arisen, that it could really be formed in its minutest details, whereas if all this had to be formed with the aid of our ordinary external science, very little indeed could be achieved! Here we face a significant mystery, a mystery that obtuse men (the sort of men whom we can really designate as obtuse) think to cope with so easily by saying: “Well, the human being simply arises! In the course of the generations, it so happened that human bodies develop spontaneously within the bodies of mothers. This is quite spontaneous.” Indeed, the arguments adopted by such people can be grasped ... but let me show you, with the aid of a comparison, how clever they really are! For instance, you may take for granted that here in Munich there are certain Beings able to perceive many things, but unable to perceive man, and thus unable to see his activities. It is quite possible, to imagine this! But those Beings who cannot see man, nor his activities, may, for instance, be able to see—a clock. They would, therefore, know that there are clocks and also how they are made. They would not, however, see the man who makes the clock; they would only see how a clock arises from its single parts. They would perhaps see the different kinds of pincers taking hold of the clock’s parts, but they would see them gripping, as it were, out of the air. What a conception would these Beings have of a clock? They would not say: “In Munich there are clock-makers”, but they would say: “Clock-makers do not exist; the clocks arise spontaneously, of their own accord, for we can see how they form themselves.” This is the manner of thinking adopted by people who take for granted that things that gradually develop in a physical way must arise quite spontaneously! However, everything that arises is the result of actions fulfilled by spiritual Beings belonging to the higher Hierarchies. Indeed, the human being does not arise spontaneously, merely through the interchanging influence of father and mother and through what develops within the mother’s body, but the whole cosmos participates in his development. Particularly the external world, as far as its highest regions, cooperates in the formation of the human head. It participates less in what is attached to the head, and participates in a particular way in the development of the human head. In a not too distant future, even ordinary science will learn to think differently in embryology concerning all the organs and also concerning the human head. It will discover that the other organs depend very strongly upon hereditary qualities, whereas the formation of the head depends upon them only very slightly. The form of the head is simply pushed together after the formation of the other organs. The whole cosmos participates in the forming of the head and the influences of the cosmos penetrate into the mother’s body. Those who do not see these forces ... well, also a farmer does not see the forces that are active in a magnet, but this does not prove the non-existence of these forces. What exists in the human head, has been worked out, as it were, in connection with all that the human being has received from the Spirits of Form, the Spirits of Movement and the Thrones, with what he bears along within his Ego, carrying it over into the time between death and a new birth, as a mighty spherical form. What is thus elaborated is gigantic; it is a sphere and within this sphere everything is worked out.3. Imagine a gigantic sphere, upon whose surface is engraved, as upon a globe, everything that must be worked into it in accordance with what the human being handed over, to begin with, to the universal cosmos through his etheric body, through the extract of his etheric body; this forms, as it were, something that is copied on to the surface of the sphere. We then work into it what should be engraved upon it in accordance with what we have brought along with us through the work done upon our astral body. And then comes the time—it begins with that moment designated by me as the world’s midnight hour—when the sphere gradually grows smaller and finally this sphere, upon which, the higher Spirits work, becomes quite small, it grows smaller and smaller, until it unites with the human germ conceived within the mother’s body. This, above all, gives rise to the form of the head. The gradual development of the form of the head is the result of centuries of work on the part of the higher Hierarchies. Just imagine how man’s feelings in regard to his relationship with the world could be deepened if he would be aware of his position within the whole cosmic connections! The human being who carries his head upon his shoulders should learn to think in all humility, without any pride and arrogance, that human wisdom and all that may be found in it, contains very little indeed of what is required for the forming of the head bestowed upon the human being! Man bears within him everything that is contained in the cosmos. If we consider things from this standpoint, spiritual science acquires an immense value through, the fact that it becomes the point of departure for certain feelings, that may, indeed, endanger souls filled with pride and arrogance. In my second Mystery Play I have alluded to this fact, in the scene where Capesius, conversing with Benedictus, feels the approach of truths telling him that the deeds of gods are needed in order to give rise to man. Truths of this kind may increase the vanity of many, who may at first be disposed to vanity. They may attribute enormous importance to themselves. Yet it would be far more reasonable to foster the feeling showing us how little of all that wisdom which gave rise to the human being really exists within our own consciousness! Of course, we may snare the opinion of those who say: “Of what use is it to know all these things? We can quite well do without this knowledge. Indeed, we can live quite comfortably without knowing, all these, things” ... Yet a great error is contained in the belief that we can quite well do without this knowledge! For, in reality, we cannot live without it. Indeed, at the present time we easily yield to the erroneous belief that we can lead quite a decent life without having a knowledge of the spiritual world; that is to say, that we can breakfast, etc., and do many things in between ... Undoubtedly, it is very easy to believe this at the present time; nevertheless, such a belief is not based upon truth. We should gradually be brought to the point of feeling that such beliefs are not based upon truth. For this reason, I mention a subject such as that of Planck. I mention Planck, that strange man, who lived for many years an extremely lonely life at Ulm and was not even offered a chair at the university of Tübingen, because nobody really understood his true value and significance; the significance of a man concerning whom obtuse persons would certainly say: “Towards the end of his life, he grew so nervous that he said all manner of things that sounded like megalomania.” Well, obtuse men may argue like that. But even someone who had not to endure the sufferings that Planck had to endure, would have grown nervous through the way in which his fellow men treated him, and he would also have uttered the words which may be found in Planck’s introduction to his “Philosophy of Nature and of Mankind”, the words of an ancient Roman: “Ungrateful country of mine! You shall not even have my bones!” I am quoting these words purposely; they were uttered in 1889, the year of Planck’s death, and they really convey exactly what we tried to explain just now. The reality could be perceived by a man with idealistic conceptions, because the forces that develop within us when we are able to think in this manner, are, at the same time, the most practical thing in the world. The most practical thing is not at all as imagined by those who believe that they really are in touch with the most practical things in life; this can only be explained through the brutality with which they face life’s practical aspects. When I advance such examples, I only advance them in order to show you that all those human forces which are also needed in practical life, can give rise to clear thoughts filled with insight, only if the soul is fertilized by spiritual scientific truths. Is it possible to-day that people actually believe that human life on earth is possible, without the slightest idea of spiritual scientific truths? Why do people believe such things?—Because they are so terribly short-sighted! If they were not so short-sighted, it would be possible to prove, even in an entirely external way, how mistaken are those who say: “Well, people simply believe that they need not concern themselves with a spiritual world. They are born without doing anything towards this, and they grow ...” Of course, some kind of education must be offered to man. Modern pedagogy is so extremely clever, that it sets up clever principles, reaching the gigantic heights of Forster’s pedagogy! And then we gradually become mature men, who concern themselves with the problem of what we should do, in order to give others something to eat and to drink. Yet it was not always so within the human race. It is not so long ago that the present conditions arose, inducing men to believe that they can live upon the earth without possessing any spiritual knowledge. External proofs may be advanced, in support of this. Let me advance one of these proofs. Probably, if we had time to spare (but here in Munich, people do not have much time), we might even come across a similar proof here in Munich. At the Museum of Art, in Hamburg we recently discovered a proof that may be advanced externally. It results from the following fact: Let us bear in mind that great symbol at the beginning of the Old Testament: Adam and Eve’s Temptation, what is known to us as the Luciferic temptation. Let us think of this. When a modern painter paints this (his standpoint is quite an indifferent matter; it is all the same whether he is a realistic or an idealistic painter, an expressionist, impressionist, or futurist), he thinks that the reality can be conveyed best of all if he paints Adam and Eve in a more or less ugly way; between them, he will paint the Tree of Paradise and upon it the Serpent, with a real serpent’s head, as large as the Tree. Can this be termed realistic, in the true meaning of the word? I do not think so. Leaving aside the present assumption, it is impossible to believe that the archetypal mother Eve could have been so stupid as to be tempted by a real serpent. Imagine, a real serpent creeping through the green grass should have caught mother Eve! Even the present serpent can only be looked upon as a symbol of something else. Let us recall the thoughts that should really be connected with the Luciferic temptation. The serpent is Lucifer. It can only symbolize Lucifer. The fact that this being remained behind upon the Moon-stage of development, is connected with the Luciferic principle. It is therefore impossible to see Lucifer through physical eyes, for these have only developed upon the earth. Lucifer can only be perceived through the inner eye, and so he cannot resemble an earthly serpent that can be seen through our ordinary earthly eyes. Lucifer should be imagined as spiritual science is able to represent him. Imagine now that man carries upon him his head, as the most perfectly formed member of his body. Attached to it (it suffices if you study a skeleton) is the remaining organism; the spine is attached to the head. Everything that has, later on, developed physically, was formed in advance. If we go back into evolution, if we were to perceive Lucifer through our inner power of vision, we would see him in the form which he had upon the Moon, when he was preparing the earthly human head, a human head that was not so dense and solid as the present one, for it was inwardly mobile, manifold in its forms, and attached to it was a human spine, a spinal cord, that may be imagined in the form of a serpent’s body. Lucifer would, therefore, have to be painted with a countenance as expressive as possible, and attached to it, a serpent’s body, but one that resembles the archetypal human spine. This would be a kind of picture of Lucifer. At the Museum in Hamburg there is a picture by Master Bertram representing a Story, of the Creation, and there the Paradise-symbol is represented in such a way that Lucifer is portrayed as described, exactly in accordance with spiritual science. In the 13th and 14th century, Master Bertram therefore painted Lucifer correctly, in a spiritual-scientific sense. This can be seen; it is a historical fact. We have frequently spoken of the ancient atavistic clairvoyance. What Master Bertram painted, shows that up to the 13th and 14th century it was possible to paint Lucifer correctly, in accordance with an ancient spiritual science. It can therefore be proved, it can be proved externally, that the human beings have become, so abandoned by the spirit as they are now, only a few centuries ago. This can be proved, and you will be able to discover such proofs. In other words: What the obtuse people of to-day consider as the everlasting human nature ... the fact that they look out into the world through their eyes and then combine the things they see through their intellect, has become a human soul-quality only a few centuries ago. Before that time, man was aware of his connection with the spiritual world. This has faded. But we can learn to know that even in the 13th and 14th century people were still able to paint in such a way that this was in keeping with the ancient spiritual science. It is important to bear in mind such a fact. It shows us that the ancient spiritual science had to vanish for the sake of the development of human freedom, for in the 5th post-atlantean epoch arose something that has often been described: namely, the, consciousness-soul had to develop and consequently the old spiritual science had to recede. But it must be brought back again. In regard to what constitutes the spirit of invention, the creative spirit, humanity still lives to-day upon the old inheritance in every sphere, upon the old inheritance that entered human evolution with the ancient spiritual science. When someone has a new idea to-day and invents something quite new, he does this because the ancient spiritual science still continues to be active. But in less than a hundred, in less than fifty years time, every kind of invention, every creative kind of thought shall have disappeared; it shall have disappeared even in the mechanical sphere, unless spiritual science influences humanity in a fruitful way. Spiritual science must begin to penetrate livingly into the development of the human race, for otherwise, the human race must grow barren. In the sphere of art, this, fact is more or less evident to-day. In art it is strongly evident that the human beings are, as it were, abandoned by the spirit, seeing that they can only weave into their works of art what they find as a model, outside, in Nature; thus the inner fertilization on the part of the spirit is completely lacking. These facts stand on one side. They show us how necessary it is for the human being to become aware of the fact that he is connected, as a whole human being, with Beings belonging to the higher kingdoms. We may think of people—some still exist to-day—who do not know that air exists. For them, space is empty. At least this fact does not reach their consciousness. After all, the physical body cannot be thought of without the environing air—for what would we be with our physical body without any air! We imagine that the physical body is closed up, because it is enveloped in its skin,—but here is the air outside the body: we breathe it in, and now it is inside us; we breathe it out, and then it is outside. Does not the air belong to the physical body in the same way as the muscles? Do you not have within you what is outside, and outside what is within? In the same way in which we are connected with the air in regard to our physical body, so we are connected, in regard to our soul-element, with the Beings that weave through the world as Spirits of Form, Spirits of Movement and Thrones; through our astral body we are united with the Beings who weave through the world as spiritual Hierarchies; they are incessantly active in us, just as the air is active within our physical body. If we know this, we have the right kind of consciousness of man’s being. This is one aspect of the matter. But then there is still another aspect. Now I wish to awaken in you a conception of these things, by contemplating them from several aspects, as it is necessary to-day. Read, for instance, (I might also indicate another example) Dostojevski’s “Karamasov Brothers”. Four characters appear, among others, in this book: the four sons of the old Karamasov, Ivan, Dmitri, Aljosha, Smerdiakov. It is very strange to see what an influence this novel of Dostojevski had, particularly in Europe. I would have to say many things if I wished to explain the whole way in which such things rise out of human life and pass through a soul such as that of Dostojevski where they develop into a work such as his “Brothers Karamasov”. Let me only say this: In spite of the greatest admiration which we may have for the penetrating psychological art (this is the name given to it by many modern people, because they know so little what psychology really is!), in spite of the penetrating insight of Dostojevski’s psychological art, also in spite of his fine and penetrating observation of life, those who have really reached the point of taking up spiritual-scientific conceptions not only in such a way as to say, man consists of physical body, etheric body, astral body and Ego, but so that they are filled with what may be experienced in connection with these members of human nature—those who strive to build up feelings in the way in which we endeavour to do it, will have an uncomfortable feeling when they read the frequently chaotic descriptions of the Karamasov brothers. For this book contains many things that may indeed be designated as fine observations of life, if we simply bear in mind an external, superficial observation of life ... for instance the fact that the eldest brother is the son of another mother and has an entirely different character than that of his two younger brothers; the fourth son is again the offspring of another mother (the old Karamasov is namely a thorough scoundrel!), whereas the third son has a most peculiar mother. One does not know if he is really the son of the old Karamasov ... But I do not intend to tell you the story of the book. Indeed, if we also bear in mind the aspect, who were the mothers, we may feel throughout: there is something behind all that! In fact, this is so, for a Central-European writer would not describe things in that way; he would describe things far more consciously and thus he would not bring into his description so many sub-conscious factors; as is the case with Dostojevski, he constructs more, and since he only brings into his book what he more or less knows, his book will not contain such a wealth of things as that of Dostojevski, who takes the things he writes from LIFE. Life contains more than that which rises up in the consciousness of the human soul. Towards all these things we feel that in the case of Dostojevski we have before us an extremely chaotic mind, rendered chaotic through his epilepsy; but, in spite of this, many things passed through his entirely diseased soul, things which could pass through it, because human nature is, in our time, inclined, as it were, to reveal certain Things. We may then come to the following result: If we have acquired the right kind of feeling, the right kind of idea in regard to what is meant by physical body, etheric body, astral body and Ego, we shall find in the four Karamasov brothers four human beings who can only be understood in the right way if we say to ourselves: In one of them, we have before us a human being in whom the physical body is specially active; in the other one, a human being in whom the etheric body is particularly active; in the third one, a human being in whom the astral body is more active; and in the fourth one, a human being in whom the Ego is more active. It is indeed so: If you take the Karamasov brothers and study them from an inner aspect, you will be able to say that, in accordance with. the present cycle of human evolution, and in a case where everything is active in such a way that the poet is influenced and stimulated to describe things more from out his sub-consciousness, the various members of human nature are active so that in one brother one particular member has the upper hand, and in another one, another member; the four brothers therefore appear like the drawn-out image of humanity. In Dmitri we find that the Ego is preponderant; in Aljosha, the astral body; in Ivan, the etheric body; and in Smerdiakov, the physical body. Though at first this may seem strange, it is nevertheless so, from the standpoint of reality. You see, here we have the strange case of a poet who produces chiefly from out his sub-conscious depths and even has a chaotic soul life owing to his epilepsy, but who is nevertheless pushed towards the reality and whose astral body, that is to say, his sub-consciousness, becomes connected with what weaves and lives in the world. We may well believe that the experience of standing beneath the gallows and. being unexpectedly pardoned at the last minute (Dostojevski’s comrades have already been hung, while Dostojevski himself is facing the moment of being hung), is not an indifferent experience; indeed, such an experience awakens in a human soul altogether different feelings than those of a soul that has never passed through a similar experience. This is a fact that should be borne in mind. But all this shows us that at the present time, in particular, a soul of Dostojevski’s kind could be influenced by the real facts in such a manner that his soul felt induced to describe throughout his book, in a chaotic way, these four brothers, who possess the qualities just described, whom we can only understand if we know this and if we are able to feel it. In that case, we shall understand why the brother in whom the etheric body predominates and the one in whom the astral body predominates, must be the sons of a mother afflicted with hysterical fits. If we know this, the details in particular become wonderfully transparent. This reveals the tendency of our time within the sphere of a nation inclined to offer (I have already explained this to you), as it were, those blood qualities which must become united with the Central European qualities. We can grasp what is taking place, also in the case of men in whom these events are still inwoven unconsciously; but we can grasp this only if we understand spiritual science. Even though it may seem stupid, let me nevertheless say that the world is deep, and that it is not such a simple matter to gain some knowledge in regard to it, nor to judge it; it is not so simple a matter as imagined by those who lead the usual kind of life. The human beings pass through life in a dream or in a state of intoxication. Yet great things are preparing and it is not so easy to attract people’s, attention to these things. Through your Karma you belong to those who are gradually penetrating into these things; you have been listening to them for many years and have thus gradually become familiar with them, acquiring an idea of all that lies concealed beneath the surface of life. But in regard to outsiders:—we may sometimes allude to such things in their presence and the very people may be sitting there, who belong to the clever set and believe, above all, that the person who speaks in a spiritual-Scientific manner and mentions this or that thing to them, does not really know anything beyond what he is saying. They have not the slightest idea that this knowledge must be drawn out of an all-encompassing knowledge, one that can really be proved in every detail and that becomes interesting just when it can be substantiated through details. That many things in human evolution must change, can be seen therein that I have put before you two facts: I have shown you, on the one hand, what is connected with the human being, but on the other hand, I have also shown you the way in which we should contemplate the events that are now taking place. If someone who knows nothing of microscopy looks through a microscope, he will see nothing whatever. In a similar way, nothing whatever can be discerned when we contemplate human experience. Nothing whatever can be discerned in the experiences of the East during the 19th century; nothing can be seen in a Dostojevski, who wrote the book, “The Brothers Karamasov”, a book that indicates a sub-earthly element. In the East, in the Russian East, people have become aware of this, for a certain attitude towards life has been designated, as “Karamasovshchina”. It is difficult to explain this word; it is a far more qualitative concept than, for instance, the word “Strizitum” (a word in Austrian dialect, indicating a loose, half rascally, half good-fellow attitude towards life). “Karamasovshchina” is a far more concrete thing. We may come across this in life itself and even in art, and in order to perceive what is taking place, it is easy to realise that when we contemplate things, it is necessary to have in our soul’s background a knowledge that can only come from spiritual science. Even the external processes rising up before us at the present time in particular, reveal this necessity; if we only look upon life thoughtfully, they reveal the necessity to which I allude and which I illuminated from two aspects. For instance, a very distressing phenomenon of the present is the following one:—General opinions existed long before the war. Certain people were considered to be prominent in this or in that sphere. There was no reason to object to this because they really achieved extraordinary things in the meaning of modern civilisation. Then war broke out. These prominent people expressed their views, they wrote letters. It is almost incredible what nonsense these prominent men wrote! For instance, Krapotkin, who enjoyed a great reputation in England. But read the letters written by him at the beginning of the war! He was looked upon as a broad-minded free-thinker, yet how stupid were the letters he wrote! These are weighty facts. Indeed, I might say: Particularly now that humanity is facing such a sudden and powerful situation, we can see how little their thoughts are capable of grasping something that does not, for once, break in upon mankind in accordance with an ordinary, easy programme. From their own standpoint, the ordinary Philistines are better off than others, for they judge things in accordance with their views. But how do these views generally arise? At the present time, people despise authority and have their own views! Yet their opinions are merely based upon the fact that they have forgotten where they have read them! These are the “individual opinions”, that are simply characterised through the fact that they have been read or heard somewhere. All these things show that particularly the so deeply incisive events of the present contain something that must become a distinctive mark of humanity: namely, the fact that many, many things in spiritual life must change completely; human beings must make up their mind not to pass through life in the same way as the materialists, who merely dream of the world ... Of course, they think that the others are dreaming, nevertheless it is THEY who really dream, for they have never really woken up properly. Spiritual life must indeed change, and this fact must penetrate into the consciousness of those who wish to become united in their heart with the true life-essence of the spiritual-scientific world-conception. Earnest words had to be said at this meeting, simply because to-day things present such an aspect that every opportunity must be used which may, perhaps, not always be available. It is difficult to travel about, at present. It is therefore necessary to discuss these earnest things. They are also connected with questions discussed on previous occasions, questions that may be considered in connection with those of to-day. I explained that our etheric body is not something that may be designated as the bearer of our thoughts; it does not simply evaporate: no, the etheric body does not evaporate ... it becomes inwoven with the world-ether. When, however, as is the case at present, hundreds and thousands of deaths prevent human beings from carrying their etheric bodies through several decades, as would be the case normally, when these etheric bodies are handed over to the spiritual world, then something arises which I have frequently described: They remain here, with that part of the etheric body which may still have been used, and this will be found ABOVE. But its INFLUENCE in the future will depend upon the constitution of the souls BELOW. Strength for a spiritual progress will in future be found by those souls below who say to themselves: Many men have passed through the sacrifice of death and if we grow conscious of the forces contained in what they leave behind, then a spiritual growth will be possible. Souls must be there who are open to the comprehension of the spiritual world. In that case, the forces existing through the death-sacrifices can become fruitful for the earth. Otherwise, they must fall a prey to Ahriman. It need not NECESSARILY arise that these forces become fruitful for the earth ... for this will depend either upon the greatest possible number of souls that are inclined to unite in their feelings with what has arisen spiritually through the death-sacrifices; it will depend upon the possibility of utilising this later on, or else it will depend upon whether this will fall a prey to Ahriman. Meditate this thought, for then it will acquire significance and you will be able to feel the words with which I once more wish to conclude my lecture:
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166. Necessity and Freedom: Lecture V
08 Feb 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Nowadays when a person looks at nature, he believes it to be green and the vault of heaven to be blue. He sees nature in such a way that he believes the colors to be the outcome of a natural process. |
166. Necessity and Freedom: Lecture V
08 Feb 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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I have a few things to add to the four lectures on freedom and necessity which more or less form a connected whole. Let us take another look at one of our basic truths of spiritual science, the structure of the human being that we have become so well acquainted with. We consider man as a synthesis of four members: the physical body, the etheric body, the astral body and the I. If we confine ourselves to what is in the physical world, to the part of the human being that is given, we can state that in our ordinary waking condition we have in the first place the physical body. We know our physical body for the very reason that we can obviously observe it externally with our senses, and everyone else in the physical world can observe it in the same way and has to agree with us that the physical body exists. Therefore, in the physical world this physical body can be perceived from outside. A simple reflection can convince you that you cannot observe what we usually call the etheric body. It escapes ordinary physical observation. The astral body also escapes ordinary physical observation, and the I even more so, for the essence of the I, as we have often said, can be so little observed externally that human beings cannot even name it from outside. If someone were to call out the word “I” to you, you would never come to the conclusion that he could mean your I. He can only mean his own I. The I as such is never named from outside. Yet it is obvious that we know something about it. We name it from within. Thus we can say after all that while the etheric and the astral body are inaccessible on the physical plane, as things stand now, the I is not inaccessible. We refer to it by saying “I.” Nevertheless, it remains a fact that the I cannot be seen in the same way as the physical body or any other physical object. It cannot be perceived at all by the senses. What does the fact that we know something about the I and that we come to the point of naming it actually tell us about the I? Philosophers often say, “Human beings have direct certainty of the I. They know firsthand that the I exists.” In fact, there are philosophers who imagine they know merely from philosophy that the I is a primary being, that it cannot be dispersed or die. Yet anyone with sound thinking will immediately respond to this philosophical opinion by saying, “However much you prove to us that the I cannot be dissolved and therefore cannot fade away, it is quite enough that after death, probably for eternity, the I is to be in the same condition it is in between falling asleep and waking up.” Then of course we would no longer be able to speak of an I. Philosophers are mistaken if they imagine there is any reality in the I they speak of. If we speak of something that really exists, we are speaking of something entirely different. Between falling asleep and awakening the I is not there, and a person cannot say “I” to himself. If he dreams about his I, it sometimes even strikes him as though he is encountering a picture of himself, that is to say, he looks at himself. He does not call himself “I” as he does in ordinary daily life. When we wake up, it is in regard to our true I as though we were to strike against the resistance of our physical body. We know, don't we, that the process of waking up consists of our I coming into our physical body. (Our astral body also does so, but for the moment we are interested in the I.) The experience of coming in feels like hitting our hand against a solid object, and the counterthrust, so to speak, that this experience engenders is what brings about our consciousness of our I. And throughout our waking day we are not really in possession of our I, for what we have is a mental image of our I reflected back from our physical body. Thus what we normally know of the I from philosophy is a reflection, a mirror image of the I. Do we have nothing more than this ego reflection? Well, this reflection obviously ceases when we go to sleep. The I is no longer reflected. Thus on falling asleep our I would really disappear. Yet in the morning when we wake up, it enters our physical body again. So it must have continued to exist. What can this I be, then? How much of it do we possess so long as we are active solely on the physical plane? If we investigate further, we have, to begin with, nothing of this I within the physical world except will, acts of will. All we can do is will. The fact that we are able to will makes us aware of being an I. Sleep happens to be a dimming of our will; for reasons we have often discussed we cannot exert our will during sleep. The will is then dimmed. We do not will during sleep. Thus what is expressed in the word I is a true act of will, and the mental picture we have of the I is a reflection that arises when our will impinges on our body. This impact is just like looking into the mirror and seeing our physical body. Thus we see our own I as an expression of will through its effect on the body. This gives us our mental image of the I. Therefore, on the physical plane the I lives as an act of will. So we already have a duality on the physical plane: our physical body and our I. We know of our physical body because we can picture it with our observation outside in space; and we know of our I through the fact that we can will. Everything else underlying the physical body cannot at first be discovered through physical observation. We can see how the physical body has developed and what it is composed of. Yet the description we have to give of this composition in the course of our passage through the Saturn, sun, moon, and earth evolutions remains a mystery if we consider the physical body only. Everything underlying the physical body is a mystery to physical observation in the physical world. How the will enters our physical body, or enters into what we are, is a further mystery. For you can become conscious of your will, can't you. Therefore, Schopenhauer1 regarded the will as the only reality, because he had an inkling that in the will we actually become conscious of ourselves. But of how this will enters into us we know nothing at all on the physical plane. On the basis of the physical world, we know only that in our I we can take hold of our will. I pick up this watch, but how this act of will passes through the etheric body into the physical body and actually turns into a picking up of the watch remains a mystery even for the physical body. The will descends straight from the I into the physical body. Nothing else remains in the I but the inner feeling, the inner experience of the will. The way I have described this here has actually been applicable to the greater part of humanity only for the past few centuries, and this fact is usually overlooked. As for us, we have studied the matter so much that it ought to have become second nature with us. If we look back to the middle of medieval times, it is pure fancy to imagine that people lived then in exactly the same way as they do today. Humanity evolves, and the way human beings relate to the world changes in the different epochs. If we go back beyond the fifteenth and fourteenth centuries, we find many more people than we do now who not only knew of the physical body but who really knew that something lived in the physical body that we nowadays call the etheric body, people who actually perceived something of the aura of the physical body. By the Middle Ages of course these were only the last remnants of an ancient perception. Even in the tenth century, though, people did not look into a person's eyes like we do today when we simply see the physical eyes. When they looked at other people's eyes, they still saw something of the aura, the etheric. They had a way of seeing uprightness or falsehood in the eyes, not through any kind of external judgment but through direct perception of the aura around the eyes. It was also like this with other things. In addition to perceiving the aura of human beings, people then saw it to a far greater extent than now in animals and also in plants. You all know the description in my book Knowledge of the Higher Worlds that if we observe one seed, we see it shining differently from other grains of seed.2 Nowadays this perception can only be achieved through training, but in earlier centuries it was still quite an ordinary, everyday phenomenon. People did not first have to investigate, possibly with a microscope, what plant a seed came from—even that can in many cases no longer be done today—for they were able to determine such things from the light aura surrounding the seed. And in the case of minerals too, you will find descriptions in old writings classifying them in a certain way according to their value in the world. When the ancients looked at gold, what they described was not invention, for to them gold really appeared in a different way from silver, for instance. When they connected gold with sunlight and silver with moonlight, this was really founded on observation. When they said, “Gold is pure sunlight that has been condensed, silver is moonlight,” and so on, they expressed what they saw in the same way as they still saw elemental life in the outside world, the elemental aura that modern people have lost sight of because modern mankind has to evolve to freedom, which can only be acquired by a complete restriction of observation to what is physically objective. Just as human beings have lost the ability to see these auras, they have also lost another ability. Today, we must acquire a feeling for how very different it was when the ancients spoke of the will. They had much more of a feeling of how the will, which nowadays lives only in the I, entered the organic realm, the astral body as we would say today. They still felt the I continuing on into the astral body. This can be explained in a quite specific field. The fact that painters believe they can no longer manage without a model is due to their having totally lost the faculty of experiencing in any way at all how the I continues on into the organism, into the astral body. Why is it often precisely the old portraits that people admire today? Because they were not painted as they now are, where the artist merely has a sitter to copy, and is duty bound to copy everything that is there. In the past people knew that if a person forms the muscles round his eyes in a particular way, then what lives in his I enters in a very definite way into his astral body and produces this form of the muscles. If we were to go back as far as ancient Greece, we would be quite wrong to imagine that the ancient Greeks used a model for the wonderful forms they created. They had no models. If a particular curve of the arm was required, the sculptor, knowing how the will brought the I into the astral body, created the curve out of this experience. As this feeling for what was going on in the astral body faded away the necessity arose to adhere as strictly to a model as is customary today. The essential difference is that in fairly recent times human beings have come to the point where they see the outer world devoid of all its aura and see themselves inwardly with no awareness of the fact that the will ripples into the astral body and throughout the whole organism. Things have only been like this for a short while. After a much longer time has elapsed, a new age will arrive for humanity. Then even more will have been taken away from both the outer aspect of the physical plane and from man's inner awareness. We know that at present we are only a few centuries into the fifth post-Atlantean epoch that began in the fourteenth century, for we count the fourth post-Atlantean epoch from approximately the founding of Rome till the fifteenth century, and the fifth post-Atlantean epoch from the fifteenth century till as long again; so we are now only in the first third of it. But mankind is steering toward an entirely different kind of perception. We are moving toward a time when the outer world will be far more bleak and empty. Nowadays when a person looks at nature, he believes it to be green and the vault of heaven to be blue. He sees nature in such a way that he believes the colors to be the outcome of a natural process. In the sixth post-Atlantean epoch he will no longer be able to believe in the colors of nature. At present the physicists only talk about there being nothing outside us but vibrations, and that it is these that, for example, bring about red in us. What the physicists dream of today will come true. At present they only dream of it, but it will then be true. People will no longer be able to distinguish properly between a red face and a pale one. They will know that all those things are caused by their own organism. They will consider it a superstition that there are colors outside that tint objects. The outer world will be grey in grey and human beings will be conscious of the fact that they themselves put the colors into the world. Just as people today say, “Oh, you crazy anthroposophers, you talk about there being an etheric body, but it is not true, you only dream it into people!” People who then see only the outer reality will say to the others who still see colors in their full freshness, “Oh, you dreamers! Do you really believe there are colors outside in nature? You do not know that you are only dreaming inside yourself that nature has these colors.” Outer nature will become more and more a matter of mathematics and geometry. Just as today we can do no more than speak of the etheric body, and people in the world outside do not believe that it exists, people in the future will not believe that the capacity to see colors in the outer world has any objective significance; they will ascribe it purely to subjectivity. Humanity will have a similar experience in regard to the relationship of the will in their J to the outer world. They will reach the point where they will have only the very slightest awareness of the impulses that come to expression in their will. They will have scarcely any awareness of the unique personal experience of willing anything out of the I. What is willed out of the I will only have a very faint effect on a person. If all that mankind receives by nature continues along the lines described, then in order to do anything at all people will need either long practice or outer compulsion. People will not get up of their own accord, but will have to learn it until it becomes a habit. The mere resolve to get up will not make the slightest impression. This would be an abnormal condition at present, but natural evolution as such is tending in this direction. People will have less belief in moral ideals. Outer dictates will be necessary to activate the will. This would be the natural course of events, and those who know that what comes later is prepared beforehand know that the sixth epoch is being prepared in the fifth. After all, you can see with half an eye that a large part of humanity is tending in this direction. People are aiming more and more at having everything drummed into them, at being spoon-fed, and consider it the right procedure to be told what to do. As I said, we are now roughly in the first third of the fifth post-Atlantean epoch, i.e., in an age in which—although the physicists already have the ideal of the sixth age—there is still the belief that colors really do exist outside, and that it is a human attribute to have a red or a pale face. Nowadays we still believe this. We can of course allow ourselves to be persuaded by the physicists or physiologists that we imagine colors, but we do not really believe it. We believe that the nature we live in on the physical plane has its own colors. We are in the first third of the fifth post-Atlantean epoch, which will obviously have three thirds. During these three thirds post-Atlantean humanity has to pass through various experiences, the first one being that people have to become fully conscious of what I have just described. People must realize fully that in their considerations of the physical body they have completely lost sight of what is behind the physical, totally lost sight of it in all respects. In the second third of the fifth post-Atlantean epoch—if spiritual science has been successful—there will be more and more people who will know with certainty that something more, something of an etheric-spiritual nature, is bound up with what we see around us. People will begin to be conscious of the fact that what existed in earlier times for clairvoyance, and is now no longer a part of our relation to the world, must be rediscovered in a different way. We will not be able to rediscover the aura that used to be seen, but if people accept and practice exercises, such as those given in Knowledge of the Higher Worlds, they will realize that they can rediscover along a different path that an auric element surrounds and interpenetrates the human being and everything else in the world. People will acquire a consciousness of this once again. People will also become aware that they are able to grasp moral impulses once again. However, they will have to take hold of them with a stronger resolve than they do today, for there is a natural tendency in the will to gradually lose its impelling power. The will must be taken hold of more firmly. This kind of will can be developed if people are determined to exercise the strong thinking necessary for the understanding of the truths of spiritual science. People who do understand these truths will be pouring more strength into their will, and they will therefore acquire, instead of a will that is deteriorating to the point of paralysis, a powerful will, able to act freely out of the I. As humanity progresses, merely natural development will be counteracted by the efforts people make: on the one hand, efforts to do the exercises of spiritual science in order to become aware once more of the aura, and on the other hand, efforts to strengthen themselves by means of the impulses coming from spiritual science for the invigorating and activating of the will. It is actually as follows. What has to be developed by spiritual science in the second third of the fifth post-Atlantean epoch does not yet exist at all. What is the position of human beings today when they observe the external world? And how do scientists stand in this regard? It is very instructive to look at the position of present-day science, especially present-day scientists—of course only in so far as this science presents the natural relation of human beings to their environment. When they look at outer, physical nature, whether it is the mineral, plant, animal, or human kingdom, neither modern scientists nor ordinary human beings have the power really to enter into what they observe. Physicists carry out experiments and then describe them. But they do not venture to fathom the mysteries of what they are describing. They do not feel able to search more deeply into the processes the experiments reveal. They remain on the surface. In relation to the outer world they are in exactly the same situation as you are when you are on a different plane when dreaming. You dream because your etheric body radiates the experiences of the astral body back to you. Anyone observing nature or making an experiment nowadays also observes what it radiates back to him, what it presents to him. He only dreams of nature. The moment he were to approach nature as spiritual science does, he would wake up. But he does not want to. In this first third of the fifth post-Atlantean epoch people only dream of nature. Human beings must wake up! Occasionally someone does wake up out of his dream, and says, “What is out there is no mere dream; there is something living within it.” Schopenhauer's philosophy was an awakening of this kind, but he did not know what to do with it. It gave offense to those who philosophized cleverly in the modern way such as the eminent philosopher Bolzano of Bohemia did in the first half of the nineteenth century.3 If you see his copy of Schopenhauer, you will find that he wrote in the margin, “Sheer madness!” Of course, it struck him as sheer madness, because the following statement was really made out of a kind of delirium, “There is something resembling will in outer nature.” And when modern science remains true to itself and, as it were, draws its own conclusions, what will it arrive at? Dreaming about the physical body! It has no inkling that there is something besides the physical body, otherwise it would have to speak of an etheric body, an astral body, and an I. It does not want to grasp reality, however, but only what presents itself. The modern physicist or physiologist feels like a somnambulist. He is dreaming and if someone shouts at him, which happens if someone talks to him about spiritual science, he falls down just like a somnambulist who is shouted at. And the impression he has is, “I am now in a void!” He cannot change immediately and has to go on dreaming. Just when he thinks he is most awake in relation to external nature he is dreaming most of all. What will be the outcome? The modern physicist or physiologist will gradually lose all possibility of finding anything in the outer world except for his mental images of it. He will even gradually lose the capacity to form any idea of anything beyond his own mental images of the outer world. What is left for him if he relinquishes the human body to the scientist? The human body is there in front of him and he observes it in great detail, but he leaves it to the scientist or the medical profession to tell him what changes take place if one or another part does not function normally. He dissects this physical body very carefully. But he stops at that and has no notion that there is anything beyond it. In this physical body there is no trace of an I or of will. What would this scientist actually have to do? He would have to deny the 1 and the will altogether and say, “There is no will, no trace of it exists in the human being, for we cannot find it.” Down in the organism is where the will is hidden, imperceptibly. As we have said, it is only taken hold of, felt, and experienced in the I. Thus, the will would have to be shown in order to prove the existence of the I. That is to say, if a scientist who is only dreaming now were to be absolutely honest, we would hear him say to his audience, “When we speak of the human being, we ought really to speak of will. To us scientists that is an impossibility. The will is nothing. It is an absolutely unfounded hypothesis. It does not exist.” That is what he ought to say if he were to be quite consistent. He would dream of external processes and deny the will. I have not merely invented what I have just told you. It is an inevitable conclusion of the modern scientific view. If a scientist were to follow his way of thinking to its logical conclusion, he would arrive at what I have just told you. It is not mere invention on my part. I have brought along as an example the Introduction to Physiological Psychology in Fifteen Lectures written by the celebrated Professor Dr. Ziehen of Jena.4 He endeavors here to describe what is manifest in the human being as a creature of body and soul. In the course of these lectures, he speaks about all the aspects of the sensations of smell, taste, hearing, sight, and so on. I will not bother you with all that, but will just discuss a few passages in the fifteenth lecture about the will. There you will find statements such as the following:
Ziehen goes on to show that there is no sense in speaking of such a will, that physiologists do not find anything in any way corresponding to this word “will.” He also shows in the particular way he interprets the effects of forces that one might call depravity of will, that there too, it is not a matter of will but of something quite different, so that we cannot speak of will at all. You see how consistent this is. If people get no further than dreaming of the external physical world, they cannot arrive at the will. They cannot find it at all. All they can do if they create a world view, is to deny the will as such and say, “So there cannot be a will.” The so-called monists of our time do this often enough. They deny the will. They say the will as such does not exist at all. It is only a mythological creation. Ziehen expresses himself a little more cautiously of course, but he still arrives at some strange results though he will no doubt take care not to take them to the ultimate conclusion. I would like to read you a few more statements from his last lecture, from which you will see that although he drew the conclusions, he nevertheless still plays around with the nonexistence of the will. For he says, “What about the concept of responsibility?” He cannot find the will, but in answer to the question about the concept of responsibility he says,
This is perfectly natural. If external nature is only dreamt about, then we see some people doing one good deed after another and others who keep on attacking people for no reason at all. Just as one flower is beautiful and another ugly according to natural law, one person may be what is called a good person. But on no account should the goodness or hatefulness be explained as meaning more than a flower's beauty or ugliness. So the logical conclusion is,
Ziehen continues to express himself cautiously, and does not yet create a world view. For if one does form a view of life from this, there is no longer any possibility of holding a person responsible for his actions if one takes the stand of the author of this book, this lecture. This is what comes of people dreaming about the outer world. They would wake up the moment they accept what spiritual science says about the outer world. But just think, these people have a science that makes them actually admit that they know nothing at all about what points the way from the external body to the human I. Yet what is bound to be living in the I? First of all the laws of aesthetics, second the laws of logic. All these must live in the I. Everything that leads to the will must live in the I. There is nothing in this science that can in any way live as a real impulse in the will. There is nothing of that sort in this science. Therefore something else is necessary. If this science were the only one the world had today, you can imagine people saying, “There are ugly flowers and there are beautiful flowers and nature necessarily makes them so. There are people who murder others, and there are people who do good to others, and they also are like that by nature.” Obviously, everything appealing to the will would have to be discarded. So why is it not discarded? You see, if we no longer take the I into account, and if we do not accept it as part of what we can know through observation of our world, we must find it in some other way. If we do not want to continue to uphold “social or religious laws,” as Ziehen does, we must somehow get people to accept them in another way. That is to say, if we dream with regard to the outer world and with regard to what we see, then what we will has to be stimulated in some other way. And this way can only be the opposite of dreaming, namely, ecstasy. What lives in the will must enter into it in such a way that the person under no circumstances stops to think about it or realize fully that it is an impulse of will. That is to say, what has to be aimed for in an age like this is that a person does not attempt to have a clear view of the will impulses he accepts, but they should work in him—and this is a fitting image—like wine does when a person is drunk. An impulse that is not brought to full consciousness works in the same way as intoxicating drink does when it robs a person of the full possession of his wits. That is to say, we live in an age when one has to renounce a really close examination of will impulses. Religious denominations would like to provide impulses, but these must not be examined at any price. On no account ought the motivating ideas be submitted to objective scrutiny. It should all enter into the human being by means of ecstasy. We can actually prove this all over again in the present time. Just try with an open mind to really listen to the way religious impulses are spoken of nowadays. People feel most comfortable if they are told nothing about why they should accept one or the other impulse, but are spoken to in such a way that they become enthusiastic, fired up, they are given ideas they cannot fully grasp and that surround them with mystery. And the most highly acclaimed speakers are the ones who fill people's souls with fire, fire, and yet more fire, and who pay least attention to whether everybody has conscious hold of himself. The dreamers come along and say, “We examine the Gospels. Even if we go so far as to admit to the existence of Jesus of Nazareth, we find no evidence at all that there was in fact a supersensible being dwelling in him.” We need only remember how many dreamers there are who simply deny the existence of Christ because it cannot be proved on the external physical plane. On the other hand, there are theologians who cannot prove it either, and who therefore speak about the Christ in as vague a way as possible, appealing as much as possible to the feelings, drives, and instincts. An example of this kind of thing took place in a strange way in public very recently. On the one hand, there were the dreamers—it began with Eduard von Hartmann in the realm of philosophy, and Drews made a lot of propaganda out of it—and these dreamers went so far as to deny the whole message of the testaments by showing that the Mystery of Golgotha is not a historical occurrence.5 Certainly, it cannot be proved on the plane of external history but has to be approached on the spiritual plane. Now these dreamers had opponents. Read all the literature on this issue and you will see no sign of any thought, no sign of anything scientific; the whole thing consisted of words one can only describe as drunken and intoxicating words. No sign of thorough study! The opponents are appealing the whole time to what will excite unmotivated instincts. This is how things stand in our life of soul. On the one hand, there is dreaming, which is supposed to provide a world view grounded in natural science, and on the other hand, there is intoxication, which people are supposed to acquire from the religious confessions. Dreaming and intoxication are the principal factors controlling mankind today. And just as the only way to stop people from dreaming is to wake them up, the only way to overcome intoxication is to look at our inner impulses in total clarity. This means giving people spiritual science that, far from making the soul drunk, awakens the soul to spiritual impulses. But people are not yet ready to go along with this. I have said before that if we offer the challenge of spiritual science to a hardened monist of the Haeckelian school, one who desires only to prove his monism on the basis of natural science, he falls on his face with a thud, metaphorically speaking, he falls down with a loud thud as a matter of course. That is the obvious thing to happen, for he immediately feels he is in a void and his consciousness is completely bowled over. If you take an ordinary person, someone who wants to base his whole world view on natural science, they mean nothing to him; he cannot understand a thing. If he is honest, he will say, “Here we go again, it makes my head spin.” Which means he plops down with a thud. Concerning intoxication, if someone allows himself to sober up properly, it is a straightforward matter of embarking on a truly ennobled inner religious life. The fact that he can familiarize himself with the impulses coming from spiritual science will enable his belief to deepen into concrete concepts. But if you approach someone who does not want to awaken his soul to the ideals of spiritual science, yet you bring them to him and want him to accept them, that is to say, if you bring spiritual science to someone who is completely under the sway of modern theology, he will sober up, in a strange way, like people who have been drunk and have not quite recovered from the organic aftereffects. He gets a hangover. You can really notice it. If you observe theologians nowadays—and we can do this especially well in the Dornach area where the theologians take more notice of it—if you observe them in cases where spiritual science is familiar to them but still undigested, and if you listen to them, you will find that all they say is basically a kind of hangover, caused by the fact that they ought to acquire ideas and knowledge about spiritual matters, yet still prefer to be drunk with ecstasy over them and to introduce them into people's mental organization in an entirely unmotivated way. They shrink from becoming sober because they cannot bear the thought that it will not bring them enlightenment but a throbbing headache. These things must absolutely be seen in their historical necessity. If it can come about that spiritual science brings people at least the rudiments of an understanding of how to regain in a new way the sight of what has been lost, how to motivate the will once again, then humanity will acquire in freedom what nature can no longer give us. You see then that a certain necessity underlies our program. The kind of lecture I gave last Friday and have often given, drawing your attention to the development of thinking on the one hand and the development of will on the other, showed how thinking proceeds until we discover the will in it and come out of ourselves through thinking. It also showed how we find the other spectator on the other side, and demonstrates that through the very fact that we bring thinking to the point where we can emerge out of ourselves, we will have a chance not to fall flat on our faces when we are shouted at and awakened. We fall down only because we cannot understand * outer processes and have nothing to hold on to when we are awakened from our dreams. What one has to hold on to, so as not to get into the kind of inwardly inorganic, disordered state we call a hangover, is what one can acquire through developing one's thinking. This comes about when the inner spectator I spoke of can emerge unhindered from our inner being. Thus what should be imparted to humanity above all is intimately connected with the real inner laws of human progress. Yet if you think about what has been said here today and often before, and bear in mind its implications, you will avoid certain obvious mistakes. Some mistakes, of course, will be extremely difficult to avoid, and I will point out just one of these today. Again and again individuals among us say, “There are, for instance, the followers of this or that confession,” assuming in this case that we live among a more or less Catholic population “who have their Catholic priest.” Our friends very often believe that if they explain to this priest that we do represent Christianity, speak about the Mystery of Golgotha in the right way, and do not deny the existence of Christ, we will be able to gain the priest's friendship. This way of thinking is completely wrong. You will never win these people over by showing them that we do not deny what they are duty bound to preach. We simply cannot do that. Actually you would get on better with these people if you were in a position to say that you are people who do not believe in Christ. Then they would say, “You see, there are people who do not believe in Christ. They do not belong to us. We shall stick to our community who are content to learn from us about Christ through ecstasy.” They do not say that, but that is how they act. Yet when other people besides them affirm the existence of Christ and even maintain they have positive knowledge of Christ, and we become the sort of people who follow our own way, and who want to present Christ in a different way from them: they then become far worse enemies than they would be if our friends were to deny the existence of Christ. For they consider it their privilege to present Christianity, and our mistake is precisely to present it in another way. Therefore you only make certain theologians furious with spiritual science if you tell them, “We speak of the Christ.” You would make them far less angry if you were able to say—which of course you are not—“We deny the existence of Christ.” What infuriates them is that we refer to Christ in a different context. Out of the best intentions in the world our friends will very easily say, “What do you want? We are on a completely Christian footing.” That is the worst thing you can possibly say to them, for that is just what goes so much against the grain with them. This touches again on an area where we encounter freedom and necessity in a very special way. The main thing I keep trying to bring home to people is that we should not take these ideas lightly. Freedom and necessity are among the most important human concepts, and you have to realize time and again that we have to gather a great number of ideas to arrive at a more or less correct understanding of the concepts of freedom and necessity. Where would it lead if present-day humanity were to follow nothing but natural necessity? People would obviously dream more and more, until they had nothing left but a dreary grey in grey, and they would become less and less able to use their will, until they: reached actual paralysis of the will. That is necessity. Out of the freedom of spiritual science people must obviously work to counteract this; for the time is now dawning when we will have to acquire our essential freedom out of an inner necessity which we ourselves acknowledge. Of course we might all say, “We are not going to concern ourselves with what is supposed to happen.” In that case things would come about as described. Yet that things can be different is a necessity, a necessity, however, that can only be taken hold of through understanding. We might call it a free necessity, a genuine and absolute necessity. Here again the concepts freedom and necessity come very close together. It might sometimes have seemed as though I was only playing with the words “dreaming and intoxication.” That was most certainly not the case. You can find individual examples, and I could tell you many, many more, of the way people speak, as though in a kind of dream, about outer reality. For instance, a particular objection is often raised against what I say in anthroposophical lectures. A pet remark is, “But how can you prove that?” meaning that people require to have what is presented to them proved by comparing it with outer reality. They assume that an idea is valid only if one can point to its physical counterpart, and that this external counterpart is the proof. This is such an extremely obvious idea, that people think they are great logicians if they say, “You see, it all depends on being able to prove that a concept links up with its counterpart in outer reality.” You can easily point out that this is no great logic but proper dream logic. When people say things like this, I usually give the answer that even where the external sense world is concerned you cannot prove reality, for if someone had never in his life seen a whale, you could never prove the existence of whales through logic alone, could you? Pointing to the reality is something quite different from proving a thing. So much for dream-logic. I can put it even more plainly. Suppose I paint a portrait of a living person, and someone gives as his objective opinion “This portrait is very like the person,” and goes on to explain that this is so because when he compares the portrait with the person, they both look the same. The likeness is due to the fact that the portrait agrees with reality. Does the correspondence to external reality cause the likeness? Why does he say the picture is like the model? Because it corresponds to external reality. The external reality is what is true. Now imagine that the model dies, and we look at his portrait thirty years later. Is it no longer like him, thirty years later, because it does not agree with external reality any more? The person is no longer there. We can assume that he was cremated a long time ago. Does the likeness depend on the external reality being there? Clear thinking knows it does not. In the case of dream-thinking one can say that in order to prove anything one has to be able to point to external reality. But this is only true for dream-thinking, dream-logic. For surely, just because a person passes from existence to nonexistence, a portrait of him does not change from being like him to being unlike him! You see, many things can be made into a necessity if people want to adapt their logic accordingly, especially when we find in every article about logic nowadays “The truth of a concept consists in, or can be proved by, the fact that one can point to the external reality in the physical world.” But this definition of truth is nonsense, and this becomes evident in cases like the comparison with the portrait. If you consult so-called scientific books today—not the kind that deal with pure science—all they do is give descriptions, and if we stick to descriptions, what does it matter if we remain in mere dreams? If some people want to describe nothing more than the dream of outer life and do not pretend to build a world view, let them. However, a world view based on this is a dream view. And we can see that. Wherever this step is taken, you usually find dream-philosophy. It is quite ridiculous how unable people are to think, that is to say, to think in such a way that their thinking is based on the element on which it ought to be based. I have copied out a statement Professor Ziehen makes on page 208 of these lectures, in which he wants particularly to point out that we cannot find the will that underlies an action. He puts it like this, “Thinking consists of a series of mental images, and the psychic part”—that is, the soul content—“of an action is also a series of mental images with the particular characteristic that the last link in the chain is a mental image of movement.” There is the clock. The will is eliminated, isn't it? I see the clock. That is now a mental image. The will does not exist and I see the clock. This clock has an effect on me in some way by setting my cerebral cortex into some sort of motion, and then passes from the cerebral cortex into a kind of motor zone, as physiology tells us. One thing passes on to the next. This is the thought image of movement. I have first of all an image of the clock, and the image of the movement succeeds the activity of the imagining the movement, not by way of will but by way of the image of movement. “I have only a series of mental images,” says Ziehen. Thinking consists of a series of mental images, and the psychic part of an action is also a series of mental images. The will is unquestionably eliminated. It is not there. First of all I observe the clock and then the movement of my hand. That is all. You can track down the logic this contains by translating this statement into another one. You can just as well say, “Thinking consists of a series of mental images. So far so good. And when we look at a machine, the psychic process is just another mental image, with the particular characteristic that the last link in the chain is a mental image of a moving machine.” One is exactly the same as the other. You have merely eliminated the machine's driving power. You have merely added the mental image of the moving machine to what you were thinking before. This is what this dream-logic consists of. Where the outer world is concerned, a person who applies dream-logic does of course admit the existence of impulses of some sort, but not in the case of the inner world, because he wants to eliminate the will. Ziehen's whole book is full of dream-logic of this kind, eliminating the will. At the same time of course the I is also being eliminated, which is interesting. According to him, the I is also nothing more than a series of mental images. He actually explicitly says so. The following interesting thing can happen. Forgive me if I let you into some of the intimate secrets involved in the preparation of a lecture like today's. I had to give today's lecture, didn't I? I wanted to bring you not just an overall picture of what I had to say but also some details. So I had to get this book out and look at it again, which I did. I could of course not read you the whole book but had to limit myself to a selection of passages. I certainly wanted to show you that today's world view based on dream-science cannot include the will, the will is really not there. I have shown you what the author has to say about it in this book of his. I wanted to draw your special attention to what the author says about the will, that is to say, what he says against it. So I look up “will” at the back of the book; aha, page 205 and following, and turn there to see what he says about it. I did tell you today too, though, that in the first instance the will is only perceptible in the physical world in the I. So when we speak of the true I, we actually have to speak of the I that wills. Therefore I also had to show you how the person who has nothing but a dream view based on science speaks of the I. To show you that he simply denies the will, I read you the passage from “Mental image of movement” to “the will is eliminated.” I also wanted to read you something briefly on what he says about the I. So I turned to the index again—but I does not occur at all! That is entirely consistent, of course. So we have as a matter of course a book on physiological psychology or psychiatry that does not mention the I! There is no reference to it in the index and, if you go through it, you will see that only the mental image of the I occurs, just a mental image of course. The author lets mental images pass, for they are only another word for mechanical processes of the brain. But the I as such does not figure at all; it is eliminated. You see it has already become an ideal, this eliminating of the I. But if humanity follows nature, then by the sixth post-Atlantean epoch the I will be eliminated altogether in earnest, for if the impulses of will proceeding from the center of one's being are lacking, people will hardly speak of an I. During the fifth epoch human beings have had the task to advance to talking up an I. But they could lose this I again if they do not really search for it through inner effort. Those who know anything at all about this aspect of the world could tell you things about the number of people one already meets who say they sense a weakness of their I. How many people are there today who do not know what to do with themselves, because they do not know how to fill their souls with spiritual content? Here we are facing a chapter of unspeakable misery of soul that is more widespread in our time than one usually imagines. For the number of people unable to cope with life because they cannot find impulses within themselves to support their I in the world of appearances is constantly growing. This in turn is connected with something I have often spoken about here, namely, that up to now it was essential that people should work towards acquiring a conception of their I. And we live in the time when this is finally being properly acquired. You know that in Latin, which was the language of the fourth epoch, the word ego was only used as an exception. People then did not speak of the I, it was still contained in the verb. The more world evolution, and language too, approached the fifth post-Atlantean epoch, the more the I became separated. The Christ impulse is to help us find this I in the right way. The fact that in Central Europe in particular this I is uniting itself in its purest form with the Christ impulse is expressed in the language itself, in that through the inner necessity of evolution the word for I (German: Ich) is built up out of the initials of Christ: I-C-H, Jesus Christ. This may well seem a dream to those who want to stay nowadays in the realm of dream-science. Those who wake themselves from this dream view of life will appreciate the great and significant truth of this fact. The I expresses the connection the human being has to Christ. But people have to cherish it by filling it with the content of spiritual science. However, they will be able to do this only if with the help of science they make freedom a necessity. Really, how could people have said in earlier times that it used to be the normal thing for people to remember previous incarnations? Yet for our coming earth lives it will be normal. Just as in the fifth post-Atlantean epoch human beings have to take hold of their I and bring it to life, so it will be the normal thing in the future for people to have a stronger and stronger memory of their previous lives. We could just as well say, “Spiritual science is the right preparation for remembering earlier lives in the right way.” But those who run away from spiritual science will not be able to bring this memory of past lives up into consciousness. Their inner being will feel something lacking. That is to say, people will fall into two categories. One group will know that when they examine their innermost soul, it will lead them back into earlier lives. The others will feel an inner urge that comes to expression as a longing. Something does not want to emerge. Throughout their whole incarnation something will not want to come up, but will remain unknown like a thought one searches and cannot find. This will be due to insufficient preparation for remembering previous earth lives. When we speak of these things, we are speaking of something real, absolutely real. You have to have properly taken hold of the I through spiritual science if you are to remember it in later earth lives. Is there anything you can remember without making a mental picture of it? Need we wonder that people cannot yet remember the 1 when they did not have a mental picture of it in earlier epochs? Everything is understandable with true logic. But the dream-logic of the so-called monism of our time is obviously always going to oppose what has to come into being through the true logic of spiritual science.
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159. The Mystery of Death: The Intimate Element of the Central European Culture and the Central European Striving
07 Mar 1915, Leipzig Tr. Unknown Rudolf Steiner |
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Just as little as the light can be understood without recognising the colour nuances in their origin from the light, and without knowing that it is made up of the different colour nuances which we see in the rainbow, on one side the red yellow rays, on the other side the blue, green, violet ones, and if one cannot study the light as a physicist. Just as little somebody can study the human soul what is infinitely more important. |
159. The Mystery of Death: The Intimate Element of the Central European Culture and the Central European Striving
07 Mar 1915, Leipzig Tr. Unknown Rudolf Steiner |
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We live in grievous, destiny-burdened days. Only few souls wait with full confidence what these destiny-burdened days will bring to us earth people. Above all, the significance of that what expresses itself by the events of these days, does not speak with full strength in the souls. Some human souls attempt to experience the impulses more and more that spiritual science demands to be implanted into the cultural development. They should know being connected with their deepest feeling with that which, on one side, takes place around us so tremendously and, on the other side, so painfully. Something takes place that is matchless not only according to the way but also according to the degree within the conscious history of human development, that is deeply intervening and drastic in the whole life of the earth's development. One needs to imagine only what it means—and this is the case today with every human being of the European and also of many parts of the other earth population—to be in the centre of the course of such significant events. We have to feel that this is just a time which is not only suitable but also demands that the soul frees itself from merely living within the own self, and should attempt to experience the common fate of humankind. The human being can learn a lot in our present if he knows how to combine in the right way with the stream of the events. He frees himself from a lot of pettiness and egoism if he is able to do this. Such great events take place that almost anybody caring for himself ignores the destinies of the other human beings. In particular the population of Central Europe—which immense questions has it to put to itself about matters that it can learn basically only now! The human being of Central Europe can perceive how he is misunderstood, actually, how he is hated. And these misunderstandings, this hatred did not only erupt since the outbreak of the war, they have become perceptible since the outbreak of the war. Hence, the outbreak of the war and the course of the war can be even as it were that what draws attention of the Central European souls to that how they must feel isolated in a certain way more or less compared with the feeling of those people who stand on all sides around this Central European population really not with understanding emotions. If anybody could arouse deeper interests in the big events of life in the souls dedicating themselves to spiritual science—this would be so desirable, especially now—events that lead the soul from the ken of its ego to the large horizon of humankind! Then one were able to deepen the look, the whole attitude of the souls who recognise the encompassing forces, because they have taken up spiritual science in themselves, and release them from the interest in the narrow forces that deal only with the individual human being! If one hears the world talking today, in particular the world which is around us Central Europeans, if one reads which peculiar things there are written about the impulses which should have led to this war, then one has the feeling that humankind has lost the obligation to judge from larger viewpoints in our materialistic time, has lost so much that you may have the impression, as if people had generally learnt nothing, but for them history only began on the 25th July, 1914.1 It is as if people know nothing about that what has taken place in the interplay of forces of the earth population and what has led from this interplay of forces to the grievous involvements which caught fire from the flame of war, finally, and flared up. One talks hardly of the fact that one calls the encirclement by the previous English king who united the European powers round Central Europe, so that from this union of human forces around us, finally, nothing else could originate than that what has happened. One does not want to go further back as some years, at most decades and make conceptions how this has come what is now so destiny-burdened and painful around us. But the matters lie still much deeper. If one speaks of encirclement, one must say: what has taken place in the encirclement of the Central European powers in the last time, that is the last stage, the last step of an encirclement of Central Europe, which began long, long ago, in the year 860 A. D. At that time, when those human beings drove from the north of Europe who stood as Normans before Paris, a part of the strength, which should work in Europe, drove in the west of Europe into the Romance current which had flooded the west of Europe from the south. We have a current of human forces which pours forth from Rome via Italy and Sicily over Spain and through present-day France. The Norman population, which drives down from the north and stands before Paris in 860, was flooded and wrapped up by that which had come as a Romance current of olden times. That what is powerful in this current is due to the fact that the Norman population was wrapped up in it. What has originated, however, as something strange to the Central European culture in the West, is due to the Romance current. This Romance current did not stop in present-day France, but it proved to be powerful enough because of its dogmatically rationalistic kind, its tendency to the materialistic way of thinking to flood not only France but also the Anglo-Saxon countries. This happened when the Normans conquered Britain and brought with them that what they had taken up from the Romance current. Also the Romance element is in the British element which thereby faces the Central European being, actually, without understanding. The Norman element penetrated by the Romance element continued its train via the Greek coasts down to Constantinople. So that we see a current of Norman-Romance culture driving down from the European north to the west, encircling Central Europe like in a snake-form, stretching its tentacles as it were to Constantinople. We see the other train going down from the north to the east and penetrating the Slavic element. The first Norman trains were called “Ros” by the Finnish population which was widely propagated at that time in present-day Russia. “Ros” is the origin of this name. We see these northern people getting in the Slavic element, getting to Kiev and Constantinople at the same time. The circle is closed! On one side, the Norman forces drive down from the north to the west, becoming Romance, on the other side, to the east, becoming Slavic, and they meet from the east and from the west in Constantinople. In Central Europe that is enclosed like in a cultural basin what remained of the original Teutonic element, fertilised by the old Celtic element, which is working then in the most different nuances in the population, as German, as Dutch, as Scandinavian populations. Thus we recognise how old this encirclement is. Now in this Central Europe an intimate culture prepares itself, a culture which was never able to run like the culture had to run in the West or the culture in the East, but which had to run quite differently. If we compare the cultural development in Central Europe with that of the West, so we must say, in the West a culture developed—and this can be seen from the smallest and from the biggest feature of this culture—whose basic character is to be pursued from the British islands over France, Spain, to Sicily, to Italy and to Constantinople. There certain dogmatism developed as a characteristic of the culture, rationalism, a longing for dressing everything one gets in knowledge in plain rationalistic formulae. There developed a desire to see things as reason and sensuousness must see them. There developed the desire to simplify everything. Let us take a case which is obvious to us as supporters of spiritual science namely the arrangement of our human soul in three members: sentient soul, intellectual soul or mind-soul, and consciousness-soul. The human soul can be understood in reality only if one knows that it consists of these three members. Just as little as the light can be understood without recognising the colour nuances in their origin from the light, and without knowing that it is made up of the different colour nuances which we see in the rainbow, on one side the red yellow rays, on the other side the blue, green, violet ones, and if one cannot study the light as a physicist. Just as little somebody can study the human soul what is infinitely more important. For everybody should be a human being and everybody should know the soul. He, who does not feel in his soul that this soul lives in three members: sentient soul, intellectual soul or mind-soul, consciousness-soul, throws everything in the soul in a mess. We see the modern university psychologists getting everything of the soul in a mess, as well as somebody gets the colour nuances of the light simply in a mess. And they imagine themselves particularly learnt in their immense arrogance, in their scientific arrogance throwing everything together in the soul-life, while one can only really recognise the soul if one is able to know this threefolding of the soul actually. The sentient soul also is at first that what realises, as it were, the desires, the more feeling impulses, more that in the current earth existence what we can call the more sensuous aspect of the human being. Nevertheless, this sentient soul contains the eternal driving forces of the human nature in its deeper parts at the same time. These forces go through birth and death. The intellectual soul or mind-soul contains half the temporal and half the eternal. The consciousness-soul, as it is now, directs the human being preferably to the temporal. Hence, it is clear that the nation, who develops its folk-soul by means of the consciousness-soul, the British people, after a very nice remark of Goethe, has nothing of that what is meditative reflection, but it is directed to the practical, to the external competition. Perhaps, it is not bad at all to remember such matters, because those who have taken part in the German cultural life were not blind for them, but they expressed themselves always very clearly about that. Thus Goethe said to Eckermann2—it is long ago, but you can see that great Germans have seen the matters always in the true light—when once the conversation turned to the philosophers Hegel, Fichte, Kant and some others: yes, yes, while the Germans struggle to solve the deepest philosophical problems, the English are directed mainly to the practical aspects and only to them. They lack any sense of reflection. And even if they—so said Goethe—make declamations about morality mainly consisting of the liberation of slaves, one has to ask: which is “the real object?”—At another occasion, Goethe wrote3 that a remark of Walter Scott expresses more than many books. For even Walter Scott admitted once that it was more important than the liberation of nations, even if the English had taken part in the battles against Napoleon, “to see a British object before themselves.” A German philologist succeeded—and what does the diligence of German philologists not manage—in finding the passage in nine thick volumes of Napoleon's biography by Walter Scott to which Goethe has alluded at that time. Indeed, there you find, admitted by Walter Scott, that the Britons took part in the battles against Napoleon, however, they desired to attain a British advantage. He himself expresses it “to secure the British object.”—It is a remark of the Englishman himself, one only had to search for it. These matters are interesting to extend your ken somewhat today. You have to know, I said, that the human soul consists of these three members, properly speaking that the human self works by these three soul nuances like the light by the different colour nuances, mainly in the mineral, plant, and animal kingdoms. Then one will find out that the human being, while he has these three soul nuances, can and must assign each of these soul nuances to a great ideal in the course of human progress. Each of these ideals corresponds to a soul nuance not to the whole soul. Only if people can be induced by spiritual science to assign the corresponding ideals to the single soul members, will the real ideal of human welfare and of the harmonious living together of human beings on earth come into being. Because the human being has to aim at another ideal for his sentient soul, for that which he realises as it were in the physical plane, at another soul ideal for that what he realises in the intellectual soul or mind-soul, and again another ideal in his consciousness-soul. He improves a soul member through one of these ideals; the other soul members are improved through the others. If one develops the soul member in particular through brotherliness of the human beings on earth, one has to develop the other one through freedom, the third through equality. Each of these three ideals refers to a soul member. In the west of Europe everything got muddled, and it was simplified by the rationalists, by that rationalism, which wants to have everything in plain formulae, in plain dogmas, which wants to have everything clearly to mind. The whole human soul was taken by this dogmatism simply as one, and one spoke of liberty, fraternity, equality. We see that there is a fundamental attitude of rationalising civilisation in the West. We could verify that in details. For example, just highly educated French can mock that I used five-footed iambi in my mystery dramas4 but no rhymes. The French mind cannot understand that the internal driving force of the language does not need the rhyme at this level. The French mind strives for systematisation, for that what forms an external framework, and it says: one cannot make verses without rhyme. However, this also applies to the exterior life, to everything. In the West, one wants to arrange, to systematise, and to nicely tin everything. Think only what a dreadful matter it was, when in the beginning of our spiritual-scientific striving many of our friends were still influenced by the English theosophical direction. In every branch you could find all possible systems written down on maps, boards et cetera, on top, nicely arranged: atma, buddhi, manas, then all possible matters in detail which one systematises and tins that way. Imagine how one has bent under the yoke of this dogmatism and how difficult it was to set the methods of internal development to their place, which we must have in Central Europe, that one thing ensues from the other, that concepts advance in the internal experience. One does not need systematising, these mnemonic aids which wrap up everything in certain formulae. Which hard work was it to show that one matter merges into another, that you have to arrange matters sequentially and lively. I could expand this account to all branches of life; however, we would have to stay together for days. We find that in the West as one part of the current which encircled Central Europe. If we go to the East, then we must say: there we deal with a longing which just presents the opposite, with the longing to let disappear everything still in a fog of lacks of clarity in a primitive, elementary mysticism, in something that does not stand to express itself directly in clear ideas and clear words. We really have two snakes—the symbol is absolutely appropriate,—one of them extends from the north to southeast, the other from the north to southwest, and both meet in Constantinople. In the centre that is enclosed what we can call the intimate Central European spiritual current, where the head can never be separated from the heart, thinking from feeling, if it appears in its original quality. One does not completely notice that in our spiritual science even today, because one has to strive, even if not for a conceptual system, but for concepts of development. One does not yet notice that everything that is aimed at is not only a beholding with the head. However, the heart and the whole soul is combined with everything, always the heart is flowed through, while the head, for example, describes the transitions from Saturn to the Sun, from the Sun to the Moon, from the Moon to the earth et cetera. Everywhere the heart takes part in the portrayal; and one can be touched there in the deepest that one ascends with all heart-feeling to the top heights and dives in the deepest depths and can ascend again. One does not notice this even today that that what is described only apparently in concepts one has to put one's heart and soul in it at the same time if it should correspond to the Central European cultural life. This intimate element of the Central European culture is capable of the spiritual not without ideal, not to think the ideal any more without the spiritual. Recognising the spirit and combining it intimately with the soul characterises the Central European being most intensely. Hence, this Central European being can use that what descends to the deepest depths of the sensory view and the sensory sensation to become the symbol for the loftiest. It is deeply typical that Goethe, after he had let go through his mind the life of the typical human being, the life of Faust, closed his poem with the words:
and the last words are:
A cosmic mystery is expressed through a sensory picture, and just in this sensory picture the intimate character of the Central European culture expresses itself. We find this wonderfully intimate character, for example, so nicely expressed and at the same time rising spiritually to the loftiest just with Novalis. If you look for translations of this last sentence: “Das Ewig-Weibliche zieht uns hinan,” in particular the French translations, then you will see what has become of this sentence. Some French did explain it not so nicely, but they do not count if it concerns the understanding of Faust. The Central European being aims at the intimacy of spiritual life most eminently, and this is that what is enclosed by the Midgard Snake in the East and the West. So far we have to go to combine completely in our feeling with that what happens, actually. Then we gain objectivity just from this Central European being to stand in front of the present great events with the really supranational human impulses, and not to judge out of the same impulses which are applied by the East and the West. Then we understand why the Central European population is misunderstood that way, is hated by those who surround them. Of course, we have to look at the mission of Central Europe for the whole humankind with all humility. We are not allowed to be arrogant, but we must also protect the free look for what is to be done in Central Europe. The Central European population has always gone through the rejuvenating force of its folk-soul. It arrived at the summit in the ideals of Lessing, Schelling, Hegel, and Grimm. However, everything that already lived there lived more in a striving for idealism. Now this must gain more life, more concrete life. The profound ideas of German idealism have to get contents from spirituality, by which they are raised only from mere ideas to living beings of the spiritual world. Then we can familiarise ourselves in this spiritual world. The significance of the Central European task has now to inspire German hearts, and also the consciousness of what is to be defended in all directions, to the sides where the Midgard Snake firmly closes the circle. It is our task in particular because we are on the ground of spiritual science to look at the present events in such a higher sense. We cannot take the most internal impulse of our spiritual science seriously enough if we do not familiarise ourselves with such an impersonal view of the spiritual-scientific striving if we do not feel how this spiritual-scientific striving is connected in every individual human being with the whole Central European striving as it must be united with the whole substantiality of this Central European striving. We have to realise that something of what we have in mind exists only in the germ, however, that the Central European culture has the vocation to let unfold the germs to blossoms and fruits. I give you an example. When the human being tries to further himself by means of meditation and concentration, by the intimate work on the development of his soul, then all soul forces take on another form than they have in the everyday life. Then the soul forces become as it were something different. If the human being works really busily on his development, by concentration of thought and other exercises as I described them in the book How Does One Attain Knowledge of the Higher Worlds?, the human being begins to understand vividly, I would like to say to grasp vividly that he does no longer think at the moment, when he approaches the real spiritual world, as he has to think in the everyday life. In the everyday life, you think that the thoughts start living in you. If you face the sensory world, you know: that is me, and I have the thoughts. You connect one thought with the other and you thereby make a judgment, you combine the thoughts and let them separate. In my writing which is entitled The Threshold of the Spiritual World, I have compared somebody developing thoughts to one putting his head into a world of living beings. The thoughts start internally prickling and creeping, they become, if I may say so, living beings, and we are no longer those who connect one thought to the other. One thought goes to the other, and frees itself from the other, the life of thoughts starts coming to life. Only when the thoughts start as it were becoming shells and containers which contract in a small room and extend then again largely, bag-like, then the beings of the higher hierarchies are able to slip into our thoughts, then only! So our own way of life, the whole thinking changes when we settle in the spiritual world. Then you start perceiving that on the other planets other beings live not human beings like on the earth. These other beings of the other planets, they penetrate as it were our living thinking, and we do no longer think about the beings of the other worlds and world spheres, but they live in us, they live combined with our selves. Thinking has become a different soul-force; it has developed from the point on which it stood to another soul-force, to that force which surpasses us and becomes identical with that world, the spiritual world. Here we have an example of that what humankind has to conceive if it should develop the condition in which it now lives to a higher one for the earth future. This must really become common knowledge that such thinking is possible, and that only by such a thinking the human being can get to know the spiritual world. Not every human being has to become a spiritual researcher, just as little as everybody needs to become a chemist who wants to understand the achievements of chemistry. However, even if there can be few spiritual researchers, everybody can see the truth of that using unbiased thinking and understand what the spiritual researcher says. But it must become clear that there are unnoticed soul forces in the human being during life which when the human being goes through the gate of death become the same forces as an initiate has. When the human being goes through the gate of death, thinking becomes another soul-force: it intervenes in the being. It is as if antennas were perpetually put out, and the human being experiences the higher worlds which are in these antennas. There was a witty man setting the tone in the 19th century, who contributed to the foundation of the materialistic world view: Ludwig Feuerbach.5 He wrote a book Thoughts on Death and Immortality, and it is interesting to read the following in a passage of this book. Feuerbach says there for instance: the summit human being is able to reach is his thoughts. He cannot develop higher soul forces than thinking. If he could develop higher soul forces than thinking, some effects and actions of the inhabitants of the star worlds would be able to penetrate his head instead of thoughts.—This seems so absurd to Ludwig Feuerbach that he regards everybody as mentally ill who speaks of such a thing at all. Imagine how interesting this is that a person—who just becomes a materialist because he rejects higher soul forces—gets on that the soul-force is that which represents the higher development of thinking. He even describes it, but he has such a dreadful fear of this development that just because it would have to be that way, as he suspects, he declares this soul-force a matter of impossibility, a fantasy. The spiritual development in the 19th century comes so near to that what must be aimed at, but it is so far away at the same time because it is pushed, as it were, from the inside to that what should be aimed at, but cannot penetrate the depths, because it must regard it as absurd, because it is afraid of it really, fears it quite terrifically. As soon as it only touches what should come there, it is afraid. The Central European cultural life has to come back to itself, then we will attain that this Central European cultural life just develops and overcomes this fear. That has become too strong what wants to suppress this Central European spiritual light. Some examples may also be mentioned. Hegel, the German philosopher, raised his voice in vain against the overestimation of Newton. If you today hear any physicist speaking—you can read up that what I say in many popular works,—then you will hear: Newton set the tone in the doctrine of gravitation, a doctrine through which the universe has only become explicable.—Hegel said: what has Newton done then, actually?—He dressed that in mathematical formulae what Kepler, the German astronomer, had expressed. Because nothing is included in Newton's works what Kepler did not already say. Kepler worked out of that view with which the whole soul works not only the head. However, Newton brought the whole in a system and thereby all kinds of mistakes came into being, for example, the doctrine of a remote effect of the sun which is not useful for the judgment of planetary motion. With Newton it is real that way, as if the sun had physical arms, and stretches these arms and attracts the planets.—However, the German philosopher warned in vain that the Central European culture would be flooded by the British culture in this field. Another example: Goethe founded a theory of colours which originated completely from the Central European thinking and which you only understand if you recognise the connections of the physical with the spiritual a little bit. The world did not accept the Goethean theory of colours, but the Newtonian theory of colours.—Goethe founded a teaching of evolution. The world did not understand it, but it only accepted what Darwinism gave as a theory of evolution, as a theory of development in a popular-materialistic way. You may say: the Central European human being who is encircled by the Midgard Snake has to call in mind his forces. It concerns not to bend under that what rationalism and empiricism brought in. You see the gigantic task; you see the significance of the ideal. One does not notice that at all because it still passes, I would like to say, in the current of phenomena if one asserts the Central European being. I do not know how many people noticed the following. When for reasons which were also mentioned yesterday in the public lecture6 our spiritual-scientific movement had to free itself from the specifically British direction of the Theosophical Society and when long ago as it were that happened beforehand in the spiritual realm what takes place now during the war—and preceded for good reasons,—I have discussed and explained the whole matter in those days on symptoms. There are brainless people who want to judge about what our spiritual-scientific movement is and have often said: well, also this Central European spiritual-scientific movement has gone out from that which it has got from the British theosophical movement. I say the following not because of personal reasons, but because it characterises the situation, the whole nerve of the matter in a symptom, I would like to remind you of the fact that I held talks in Berlin which were printed then in my writing Mysticism at the Dawn of the Modern Spiritual Life, before I had any external interrelation with the British theosophical movement. In this writing nobody will find anything of western influence, but there everything is developed purely out of the Central European cultural life, from the spiritual, mystic movement of Master Eckhart up to Angelus Silesius. When I came to London the first time, I met one of the pundits of the theosophical society in those days, Mr. Mead.7 He had read the book which was immediately translated in many chapters into the English, and said that the whole theosophy would be contained in this book.—So far as people admitted that they could go along with us, so far we could unite with the whole object, of course; but nothing else was done. What matters is that we reflect on our tasks of the Central European spiritual culture and that we never deviate from them. The one or the other sent the medals, certificates and the like back to the English. That is, nevertheless, less important. The important thing will be first to send back Newtonianism, the English coloured Darwinism, that means to release the Central European cultural life from it. Something is to be learnt from the way how—free of other influence—the Central European cultural life has made itself noticeable just as spiritual science. But you have to call to mind the essential part once and to stand firmly on this ground. It is very peculiar how mysteriously matters work. Imagine the following case: Ernst Haeckel has taken care basically through his whole life to direct the German world view to the British thinking. The British thinking, the British empiricism flows into Ernst Haeckel's writings completely. He now rails against England the most. These are processes which take place in the subconscious of the soul of the Central European; these are also matters which are tightly connected in such a soul with karma. Consider please what it means that Haeckel places himself before the world and says, he himself has accomplished the first great action of the great researcher Huxley, while he stamped the sentence of the similarity of the human bone and the animal bone; that he, Haeckel, then has pointed to the big change in the view of the origin of the human being, and that he accepted nothing in the evolution theory but what came from the West.—Then one sees that he is urged now to rail against that what has constituted his whole intellectual life. It is the most tragic event of the present for such a soul which can be only thought. It is spiritual dynamite, because it bursts, actually, all supporting pillars on which such a soul stands. Thus you can, actually, look into the depths of the present dreadful events. Only if you really consider the matters that way, are you able to consider them beyond a narrow horizon under which they are often considered today. You will be able to learn a lot—and this will be the nicest, at the same time the most humiliating and the loftiest teaching. For this teaching the prevailing active world spirit determined the Central European human being who is now embraced by the Midgard Snake, enclosed like in a fortress, surrounded by enemies everywhere. If the events become a symbol of the deepest world weaving and world being, then only we release ourselves from a selfish view of the present grievous, destiny-burdened events. Then we feel only that we must make ourselves worthy of that what, for instance, Fichte also spoke about in a time in which Germany experienced destiny-burdened days in his Addresses to the German Nation. There he wanted to speak, as he expresses it himself, “for Germans par excellence, of Germans par excellence,” and he spoke like one had to speak of the German par excellence to the German par excellence in those days. But like in those days Fichte spoke of the German mission, of the German range of tasks, we have today to experience the seriousness as the sunrise of the Central European consciousness within the containment by hating enemies. Indeed, a word which is found at the end of Fichte's addresses may be transformed: the spiritual world view must flow into the souls for the sake of humankind's welfare. The world spirit is looking at those who live in Central Europe that they become a mouthpiece for that what he has to say and bring to humankind in continuous revelation. Without arrogance, without national egoism one can look at that which the sons of Germany and Central Europe have to defend with body, blood and soul generally. However, one has also to realise that. Then only from the immense sacrifices, which must be brought from the sufferings, must that result what serves the welfare of humankind. We stand at a significant threshold. One may characterise this threshold in the human development that one says: in future the abyss must be bridged between the physical and the spiritual worlds, between the physically living and the spiritually living human beings, between the earthly and that what lies beyond the earthly death. A time must come to us as it were when not only the souls are alive to us which walk about in physical bodies, but when we feel being integrated to that bigger world to which also the souls belong living between death and new birth disembodied in our world. The view of the human being has to turn beyond that which sensory-physical eyes are only able to see. Indeed, we are standing at the threshold of this new experience, of this new consciousness. What I said to you of the widening of the consciousness, of the ascending development of the consciousness, this must become a familiar view. The Central European culture prepares itself to make this a familiar view; it really prepares itself for that. I have shown you how the best heads of the 19th century are afraid even today to get into their consciousness what the soul has in its depths; only its earthly soul forces cannot yet turn the attention to it. That thinking exists, into which the supersensible forces and supersensible beings extend, and this thinking also opens straight away after the human being has gone through the gate of death. The materialists are afraid of admitting that the human consciousness can be extended that really the barrier between the physical and the spiritual experience can fall, between that what lies on this side of death and beyond death. Because they are afraid, they reject it as something fantastic, dream-like, nay as mentally ill. However, one will recognise that the human being when he has gone through the gate of death develops only the forces which he also has now already between birth and death. Only they work in such depths that he does not behold them. They cause processes in him which are done, indeed, in him, but escape his attention in the everyday life. With the forces of thinking, feeling and willing, about which the human being knows, he cannot master the physical-earthly life. If the human being could only think, feel and will, as well as now he is able to do it, he would be never able to develop his body, for example, plastically that the brain matched its dispositions. Formative forces had to intervene there. However, they already belong to that what the soul does no longer perceive in the physical experience what belongs to a more encompassing consciousness than to the segment of consciousness which we have in the everyday life. When the human being goes through the gate of death, he has not a lack of consciousness, but then he lives at first in a consciousness which is much richer and fuller of contents than the consciousness here in the physical life. Because from a more encompassing consciousness the body cuts out a piece and shows everything that can be shown only in a mirror. However, what is in the body and the human being bears through the gate of death that has an encompassing consciousness in itself. When the human being has gone through the gate of death, he is in this encompassing consciousness. He then does not have not enough, but on the contrary too much, too rich a consciousness. About that I have spoken in my Vienna cycle8 at Easter 1914. The human being has a richer consciousness after death. When the often described retrospect, caused by the etheric body, is over, he enters into a kind of sleeping state for a while. However, this is not a real sleeping state, but a state which is caused by the fact that the human being is in a richer consciousness than here on earth. As our eyes are blinded by overabundant light, the human being is blinded by the superabundance of consciousness, and he only must learn to orientate himself. The apparent sleep only consists in the fact that the human being orientates himself in this superabundance of consciousness that he then is able to lessen the superabundance of consciousness to that level he can already endure according to the results of his life. This is the essential part. We do not have not enough, but too much a consciousness, and we are awake when we have lessened our sense of direction to the level we can endure. It is reducing the superabundance of consciousness to the endurable level what takes place after death. You must get such matters clear in your mind by the details of the Vienna cycle.9 I want to illustrate that today only with the help of two obvious examples. I could state many such examples, because many of our friends have gone through the gate of death recently and also before. But as a result of characteristic circumstances, just by the fact that it concerns the last deaths, these considerations are more obvious. I would like to take the starting point from such examples to speak to you of that which makes our hearts bleed because it has happened in our own middle out of the circle of our spiritual-scientific movement. Recently we have lost a dear friend (Sibyl Colazza) from the physical plane, and it was my task to speak words for the deceased at the cremation. There it turned out to me automatically by the impulses of the spiritual world, in such a case speaking clearly enough, as a necessity to characterise the qualities of this friendly soul. We stood—it was in Zurich—before the cremation of a dear member of our spiritual-scientific movement. Because her death occurred on a Wednesday evening and the cremation took place in the early Monday morning, it is comprehensible that the retrospect of the etheric body had already stopped. Actually, without having wanted it, I was induced by the spiritual world to begin and close the obituary with words which should characterise the internal being of this soul. This internal being of the friend deceased in the middle of life was real that I had to delve in this being and to create it spiritually by identification with this being. That means to let the thinking dive in the soul of the dead and that what wove in the soul of the dead let flow into the own thoughts. Then I got the possibility to say as it were in view of this soul how the soul was in life and how it is still now after death. It has turned out by itself to dress that in the following words. I had to say the subsequent words at the beginning and at the end of the cremation:
The being of this soul appeared to me that way during the days before the cremation, when I identified myself with it, after the retrospect of the etheric body was over. The soul was not yet able to orientate itself in the superabundance of consciousness. It was sleeping as it were when the body was about to be cremated. The above-mentioned words were spoken in the beginning and at the end of the cremation. Then it happened that the flame—that what looks like the flame, but it is not—grasped the body, and while the body was grasped from that what looks like the flame what is, however, only the ascending warmth and heat, the soul became awake for a moment. Now I could notice that the soul looked back at the whole scene which had taken place among the human beings who were at the cremation. And the soul looked particularly back at that what had been spoken, then again it sank back into the superabundance of consciousness, you may say: in the unconsciousness. A moment later, one could perceive when such a looking back was there again. Then such moments last longer and longer, until finally the soul can orientate itself entirely in the superabundance of consciousness. But one can recognise something significant from that. I could notice that the words spoken at the cremation lighted up the retrospect, because the words have come from the soul itself which had something awakening in them. From that you can learn that it is most important after death to overlook your own experience. You have to begin as it were with self-knowledge after death. Here in the life on earth you can miss self-knowledge, you can miss it so thoroughly that is true what a not average person, also a not average man of letters, but a famous professor of philosophy, Dr. Ernst Mach10—not Ferdinand Maack, I would not mention him—admits in his Contributions to the Analysis of Sensations, a very famous work: as a young man I crossed a street and saw a person suddenly in a mirror who met me. I thought: what an unpleasant, disgusting face. I was surprised when I discovered that I had seen my own face in the profile.—He had seen his own face which he knew so little that he could make this judgment. The same professor tells how it has happened to him later when he was already a famous professor of philosophy that he got in a bus after a long trip, surely exhausted, there a man also got in from the other side—there was a big mirror opposite,—and he confesses his thoughts quite sincerely, while he says that he thought: what a disagreeable and down-and-out schoolmaster gets in there?—Again he recognised himself, and he adds: so I recognised the type better than the individual.—This is a nice example of how little the human being already knows himself by his external figure in life if he is not a flirtatious lady who often looks in the mirror.—But much less the human being knows the qualities of his soul. He passes those even more. He can become a famous philosopher of the present without self-knowledge. But the human being needs this self-knowledge when he has passed through the gate of death. The human being must look back just at the point of his development from which he has gone through death, and he must recognise himself there. As little the human being, who stands in the physical life and looks back with the usual forces of life is able to see his own birth, as little this stands before the usual soul-forces—there is no one which can look back with the usual soul-forces at the physical birth,—in the same way it is necessary that the moment of death is permanently there at which one looks back. Death stands always before the soul's eyes as the last significant event. This death, seen from the other side, seen from beyond, is something different than that from the physical side. It is the most beautiful experience which can be seen from the other side, from the side of the life between death and new birth. Death appears as the glorious picture of the everlasting victory of the spiritual over the physical. Because death appears as such a picture, it wakes up the highest forces of the human nature permanently when this human nature lives in the spirituality between death and new birth. That is why the soul looking back or striving for looking back must look at itself at first. Just in these cases which we have gone through recently it was clear in which way the impulse originated to characterise this soul. The so-called living human being works together with the so-called dead that way. More and more such a relation will come from the so-called living to the so-called dead. We experienced another case in the last time, that of our dear friend Fritz Mitscher. Even if Fritz Mitscher is less known to the local friends, nevertheless, he worked by his talks among many other anthroposophists, by that what he performed wonderfully from friend to friend by the way he familiarised himself with the anthroposophical life. His character has just to be regarded as exemplary, because he whose soul forces were directed to go through a learnt education was keen to take up and collect everything in himself according to his disposition of scholarship, to embrace it intimately in his soul-life, to insert it then in his spiritual-scientific world view. We need this kind of work, in particular, while we want to carry the spiritual-scientific ideals into future in a beneficial way. We need human beings, who try to penetrate the education of our time with understanding to immerse it in the stream of spiritual education; who offer that as it were as a sacrifice. Also there—and I speak only of matters that resulted from karma with necessity—karma caused that I had to speak at the cremation. Out of internal necessity it turned out that I had to characterise the being of our dear friend again in the beginning and at the end of the funeral speech. I had to characterise this being:
In the following night the soul which was not yet able to orientate itself returned of own accord something like an answer what is connected with the verses, which were directed to its being at the cremation. Such words like those are spoken that the own soul writes them down really without being able to add a lot. The words are written down while the soul oriented itself to the other soul, out of the other soul. It was unclear to me at all that two stanzas are built in a quite particular way, until I heard the words from the friend's soul who had gone through the gate of death:
I could only know now, why these stanzas are built that way; I spoke them exactly the same:
However, any “you” came back as “I,” any “your” came back as “my;” thus they returned transformed, expressed by the soul about its own being. This is an example in which way the correspondence takes place, in which way the mutual relation already exists between the world here and the world there in the time after death. It is connected with the meaning of our spiritual-scientific movement that this consciousness penetrates the human souls. Spiritual science will give humankind the consciousness that the world of those who live between death and a new birth also becomes a world in which we know ourselves connected with them. Thus the world extends from the narrow area of reality in which the human being lives provisionally. However, this is connected intimately with that what should be in Central Europe. Somebody who has well listened finds just in the words directed to Fritz Mitscher's soul what is deeply connected with this meaning of our spiritual-scientific movement, because the words are spoken from a deep internal necessity:
Sometimes one may doubt, even if not in reality but concerning the interim period, whether the souls, which are embodied in the flesh here on earth, do really enough for the welfare of humans and earth what must necessarily be made concerning the spiritual comprehension of the world. However, somebody who is engaged completely in the spiritual-scientific movement may also not despair. For he knows that the forces of those who ascended into the spiritual worlds are effective in the current, in which we stand in this incarnation. In their previous lives those souls felt stronger here because they had taken up spiritual science in themselves. It is as if one communicates with a friend's soul who has gone through the gate of death if one says to him what one owes to the friend's force for the spiritual movement, if one is able to communicate as it were with the soul to remain united with its forces. We have it always among us, so that it always works on among us. We take up not only ideas, concepts and mental pictures in our spiritual science, that does not only concern, but we create a spiritual movement here on earth to which we really bring in the spiritual forces. It suggests itself to us just at this moment, out of the sensations which perhaps inspire our local friends to turn the thoughts to the soul of somebody who has always dedicated his forces to this branch. We want to feel united also with him and his forces, after he has gone through the gate of death; therefore, we get up from our seats. The Leipzig friends know of which friendly soul I am speaking, and they have certainly turned their thoughts to this soul with moved hearts. It was my responsibility to bring these ideas home to you today, while we were allowed to be together. These words were inspired through the consciousness that the grievous and destiny-burdened days in which we live must be replaced again with such which will pass in peace on earth in which the forces of peace will work. But a lot will be transformed, nay, must absolutely be transformed by that what happens now in the earthly life of humankind. We who bear witness to spiritual science must particularly keep in mind how much it depends on the fact that must take place on the ground—for which so much blood flows for which so often now souls go through the gate of death on which so many fathers and mothers, brothers and sisters, sons and daughters are mourning—what can be done by those whose souls can be illumined through the forward-looking thoughts of spiritual science. Those thoughts which come from the consciousness of the living relationship of the human soul with the spiritual world have to ascend from the earth into the spiritual heights. Souls now enter these spiritual worlds, and there will be spiritual forces which are produced just by our destiny-burdened days. Imagine how many people go through the gate of death in the prime of their lives in this time. Imagine that the etheric bodies of these human beings who go between their twentieth and thirtieth years, between their thirtieth and fortieth years through the gate of death are etheric bodies which could have supplied the bodies still for decades here in the physical life. These etheric bodies are separated from the physical bodies; however, they keep the forces still in themselves to work here for the physical world. These forces keep on existing in the spiritual worlds, separated from the unused etheric bodies of the souls which went through the gate of death. The bright spirituality of the unspent etheric bodies of the heroic fighters turns to the spiritual welfare and progress of humankind. However, that what flows down there has to meet the thoughts coming from the souls which—aware of spirit—they can have by spiritual science. Hence, we are allowed to summarise the thoughts of which we made ourselves aware today in some words showing the interrelation of the consciousness based on spiritual-scientific ideas with the present events. They express how for the next peacetime the room has to be filled with thoughts which have ascended from souls to the spiritual worlds, from souls which experienced spiritual science. Then that can flourish and yield fruit in the right sense what is gained with so big sacrifices, with blood and death in our time, if souls are found, aware of spirit, which turn their senses to the realm of spirits. That is why we are allowed to say taking into account the grievous and destiny-burdened days today:
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297. The Spirit of the Waldorf School: A Lecture for Public School Teachers
27 Nov 1919, Basel Tr. Robert F. Lathe, Nancy Parsons Whittaker Rudolf Steiner |
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However, in the sense of Goethe’s law of metamorphosis, we must say that, despite the fact that the green leaf is the same as the colorful flower petal, nature does make a leap from the leaf to the colorful petal, and yet another leap from the petal to the stamen, and another quite special leap to the fruit. |
297. The Spirit of the Waldorf School: A Lecture for Public School Teachers
27 Nov 1919, Basel Tr. Robert F. Lathe, Nancy Parsons Whittaker Rudolf Steiner |
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I consider it a particular honor to be able to speak to you about the relationship of my work in spiritual science to your pedagogical work. You will allow me to make two introductory remarks. The first is that I will, of course, need to clothe my thoughts in apparently theoretical words and ideas, since to discuss points of view, we need words. However, I expressly note that I do not speak theoretically. I would not even speak about today’s topic if I did not direct a portion of my activity toward the practical, particularly concerning educational methods and their effectiveness. Thus, what I wish to bring to you today comes directly from practice. The second thing I would like to say is that at present spiritual science is extremely controversial. I therefore can quite understand (especially because I represent spiritual science) that there may be many objections today because its methods are, in many cases, foreign to modern points of view. Perhaps we can help make spiritual science more understandable through the way we introduce it and attempt to make it a true living force in such an important practical area as education. Can we name any areas of life that are unaffected by pedagogical activities and interests? At an age when children can develop themselves into everything possible, we entrust them to those who act as teachers. Teachers can provide what humanity needs only through the warmest participation in the totality of human life. When I speak about the special topic of spiritual science and pedagogy, I do this because, particularly now, the science of the spirit should become an active part of life. Spiritual science should be present to reunite the separate human cultural interests that have been driven apart in the last centuries, particularly in the nineteenth century. Through spiritual science, through a concrete point of view, we can unite the specialties without becoming paralyzed by the requirements of specialization. Today, there is also a very important reason to think about the relationship of spiritual science to pedagogy: education has influenced all human thinking and activity, including modern science and its great achievements. More than people know, the scientific way of thinking that has led to such glorious results in science has won influence over everything we do, particularly over what we do in education. Although I am unable to develop the foundations of spiritual science here, I wish to take note of one thing, namely, the relationship of the scientific method to life. Think, for example, about the human eye, this marvel through which we experience the outside world in a particular realm of the senses. The eye, this marvelous organ, is constructed so as to see the world and at the same time (I speak comparatively) always to forget itself in this seeing. In a sense, when we really want to investigate this instrument of external vision, we must completely reverse the standpoint of observation that modern science can only approximate. While seeing, we cannot at the same time look back at the essence of our eyes. We can use this picture to relate the scientific method to life. In modern times we have carefully and conscientiously developed the scientific method so that it gives the different sciences an objective picture of the external world. In doing this, we have formed a basic mood of soul such that we forget the human self in the scientific observation of the world, such that we forget everything directly connected with human life. Thus, it has come about that the more we develop in a modern scientific sense, the less we can use this science to see what is human. The desire of spiritual science to bring about that reversal of observation that again turns to human beings arises from an understanding of science that goes beyond the understanding conventional science has of itself. This reversal can only occur when people go through those stages of soul life that I have described in How 7o Know Higher Worlds, and in an abbreviated form have indicated in the second part of An Outline of Occult Science.These are the processes that really carry this life of the human soul beyond normal life, and beyond the normal scientific world. To come to such a manner of looking at things, you must have what I would like to call intellectual modesty. In a recent public lecture here, I gave a picture of what is necessary. Suppose, for example, we observe a five-year-old child. Suppose we put a book of Goethe’s lyrical poetry in the hands of a fiveyear-old child. This book of Goethe’s poems contains a whole world. The child will take the book in hand and play around with it, but will not perceive anything that actually speaks to people from this volume. However, we can develop the child, that is, we can develop the soul powers sleeping in the child, so that in ten or twelve years the child can really take from the volume what it contains. We need this attitude if we are to find our way to the science of the spirit. We must be able to say to ourselves that even the most careful education of our intellect, of our methods of observation and experimentation, brings us only so far. From there on, we can take over our own development. From that stage on, we can develop the previously sleeping forces ourselves. Then we will become aware that previously we stood in the same relationship to the external nature of our spirit-soul being, particularly the essence of our humanity, as the five-year-old child to the volume of Goethe's lyrical poetry. In essence and in principle, everything depends upon a decision for intellectual modesty, so that we can find our way to the science of the spirit. We achieve the capacity to really observe ourselves, to observe the human being, when we practice specific thinking, feeling and willing exercises developed to make thinking independent, to train the will, when we become increasingly independent from physical willing and thinking. If we can observe the human being, then we can also observe what is so extremely important, the developing human. Today, there is certainly much talk about the spirit, talk about independent thinking. The science of the spirit cannot agree with this talk for a simple reason. Spiritual science develops inner spiritual techniques to grasp and understand concrete spirituality, not the spirit about which people speak nebulously as forming the basis of things and people. Spiritual science must go into detail concerning the essence of the human being. Today, we want to speak about the essence of the developing human. I would say that people speak quite abstractly about human individuality and its development. However, they are quite correctly conscious that the teacher especially needs to take the development of this human individuality into account. I only wish to point out that insightful teachers are very clear about how little our modern science of education is able to identify the orderly stages of human development. I would like to give two examples. The oft-mentioned Viennese educator Theodor Vogt represented the reformed Herbartian school of thought. He said that we are not advanced enough in our understanding of human history to derive a view of child development from human historical development in the same way biologists derive the individual human embryonic development from the development of the species. The pedagogue Rein repeated this point of view. It culminates in accepting that today we do not have research methods of any sort that could identify the basis of human development. The development of such capacities as those I have just cursorily mentioned (you can read more in my books) enables us to approach the riddle that meets us so wonderfully when we observe how, from birth onward, an inner human force increasingly appears in every gesture. In particular, we can see how it manifests through speech, through the relationships of people with their surroundings, and so forth. Usually people observe the different manifestations of human life much too superficially, both physiologically and biologically. People do not form a picture of the whole human being in which the body, soul and spirit intertwiningly affect one another. If you wish to teach and educate children as they need, you must form such a picture. Now those who, strengthened by spiritual scientific methods, observe the developing child will find an important developmental juncture at approximately the time of the change of teeth, around six or seven years of age. There is an oft-quoted saying that nature makes no leaps. To a certain degree, this is quite correct. However, all such views are basically one-sided. You can see their correctness only if you recognize their one-sidedness, for nature continuously makes leaps. Think about a growing plant, to name only one example. Fine. You can use this saying, nature makes no leaps. However, in the sense of Goethe’s law of metamorphosis, we must say that, despite the fact that the green leaf is the same as the colorful flower petal, nature does make a leap from the leaf to the colorful petal, and yet another leap from the petal to the stamen, and another quite special leap to the fruit. We do not get along well in life if we abstractly adopt the point of view that nature, or life in general, does not make leaps. And this is particularly true with people. Human life flows along without leaps, but in this other sense, there are such leaps everywhere. Around the age of six or seven there is a particularly important turning point that has far-reaching consequences for human structure and function. Modern physiology does not yet have a correct picture of this. Something also occurs in people in the spirit-soul realm. Until this time, human beings are fundamentally imitative beings. The constitution of their body and soul is such that they totally devote themselves to their surroundings. They feel their way into the surroundings. They develop themselves from the center of their will so that they mold the force lines and force rays of their will exactly to what occurs in their surroundings. More important than everything that we can bring to the child through reprimanding words, through preaching in this stage, is the way in which we ourselves behave in the presence of the child. Since the intangibles of life act much more strongly than what we can clearly observe on the surface, we must say that what the child imitates does not depend only upon the observable behavior of people. In every tone of speech, in every gesture that we as teachers use in the presence of the child during this stage, lies something to which the child adapts itself. As human beings we are much more than we know by the external reflection of our thoughts. In life we pay little attention to how we move a hand, but the way we move a hand is the faithful reflection of the whole state of our souls, the whole reflection of our inner mood. As adults with developed soul lives we pay little attention to the connection between the way we step forward with our legs, the way we gesture with our hands, the expressions on our faces, and the will and feeling impulses that lie in our souls. The child, however, lives into these intangibles. We do not exaggerate when we say that those in the young child’s surroundings who inwardly strive to be good, to be moral, who in their thinking and feeling consciously intend to do the child no wrong, even in what is not spoken—such people affect the child in the strongest possible manner through the intangibles of life. In this connection we must pay attention to what, if I may express myself so, actually lies between the lines of life. In that we slowly find ourselves caught in the web of a more materialistic life, particularly in relation to the intimacies of existence, we become accustomed to paying relatively little attention to such things. Only when we value such things again will a certain impulse enter pedagogy, an impulse particularly necessary in a time that refers to itself as social, as a socially minded period. You see, people cannot correctly value certain experiences if they do not take into account observations of the spirit-soul nature that is the foundation of human beings. I am speaking to you about everyday events. A despairing father comes, for example, and says, “What shall I do? My child has stolen something!” We can, of course, understand how a father can despair about such things. But, now we attempt to understand the situation better. We can say, “Yes, but what were the complete circumstances?” The child simply took some money from the drawer. What did the child do with the money? The child bought something for a friend, candy, for instance. So, the child did not steal for selfish reasons. Thus, we might possibly say the child did not steal at all. There can be no talk about the child having stolen. Every day the child has seen that Mother goes to the drawer and takes money out. The child has seen that as something normal and has only imitated. This is something that has resulted from the forces that are the most important at this stage, imitation and mimicking. If you direct the child properly in this sense, if you know how to properly direct the child’s attention, then this attention will be brought to all sorts of things that will have an important influence at this stage. We must be quite conscious that reprimands and preaching at this stage do not help. Only what affects the will can help. This human characteristic exists until the moment when the remarkable physiological conclusion of childhood occurs, when “hardening” makes its final push and the permanent teeth crystallize out of the human organism. It is extremely interesting to use spiritual scientific methods to look at what lies at the basis of the developing organism, what forms the conclusion, the change of teeth. However, it is more important to follow what I have just described, the parallel spirit-soul development that arises completely from imitation. Around the age of seven, a clear change in the spirit-soul constitution of the child begins. We could say that at this age the capacity to react to something quite differently than before emerges. Previously, the child’s eye was intent upon imitating, the child’s ear was intent upon imitating. Now the child begins to concentrate upon what adults radiate as opinion, as points of view. The child transforms its desire to imitate into devotion to authority. 1 know how unpleasant it is for many modern people when we make authority an important factor in education. However, if we wish to represent the facts openly and seriously, programs and slogans cannot direct us. Only empirical facts, only experience can be our guides. We need to see what it means when children have been guided by a teacher they can look up to because this teacher is a natural authority for them. That the developing human can take something into its thoughts, can live into something, because the respected adult has these thoughts and feelings, because there is a “growing together” between the developing being and the adult being, is of great importance in the development of the child. You can know what it means for the whole later life of the child only when you (I want to say this explicitly) have had the luck of having been able to devote yourself to a natural authority in the time between the transformation at around six or seven years of age and the last great transformation around the time of puberty, at about fourteen or fifteen years of age. The main thing is not to become mired in such abstractions, but instead to enter into this very important stage of life that begins around the age of six or seven years and concludes with puberty. At this age the child, having been properly raised or spoiled through imitation, is turned over to the school by the parents. The most important things for the child’s life occur in this period. This is quite true if we keep in mind that not only each year, but each month, the teacher must carefully discover the real essence of developing children. This discovery must be not only general, but as far as possible in large classes, the teacher should also carefully consider each individual child. After the child enters school, we see the residual effects of the desire to imitate alongside the beginning devotion to authority until around the age of nine (these things are all only approximate, of course). If we can properly observe the interaction of these two basic forces in the growing child, then the living result of this observation forms the proper basis not only for the teaching method, but also for the curriculum. Excuse me if I interject a personal remark, but I encountered this very question when the Waldorf School was formed this year. Through the understanding accommodation of our friend Emil Molt and the Waldorf-Astoria firm in Stuttgart, we were able to bring a complete unified elementary school to life. We were able to bring to life a school that, in its teaching methods and in the ordering of its curriculum, is to result entirely from what the science of the spirit can say about education. In September of this year it was my pleasure to hold a seminar for the faculty I assembled for this school. All of these questions came to me in a form very fitting to our times. What I want to talk to you about now is essentially an extract of everything given to the faculty during that seminar. These teachers are to guide this truly unified elementary school according to the needs of spiritual science and contemporary society.1 We concerned ourselves not only with teaching methods, but particularly with creating the curriculum and teaching goals from a living observation of growing children. If we look at the growing child, we will find that after the age of six or seven much still comes from that particular kind of will that alone makes the child’s desire to imitate possible to the degree I described previously. It is the will that forms the basis of this desire to imitate, not the intellect. In principle, the intellect develops from the will much later. That intimate bond between one human being, the adult teacher, and another human being, the growing child, is expressed in a relationship between will and will. Thus, we can best reach the child in these first elementary school years when we are able to properly affect the will. How can we best affect the will? We cannot affect the will if during these years we emphasize outer appearances too strongly, if we turn the child’s attention too strongly to material life. It turns out that we come particularly close to the will if in these first years we allow education to be permeated by a certain aesthetic artistry. We can really begin from this aesthetic artistry. We cannot, for example, begin with that teaching of reading and writing that does not arise from the proper connection between what we teach and the powers that come from the core of the child’s soul. The letters and characters used in reading and writing consist of something quite removed from life. You need only look back at earlier characters (not those of primitive peoples, but, for example, those of the highly developed Egyptian culture) to see that writing was still quite artistically formed. In the course of time, this has been lost. Our characters have become conventions. On the other hand, we can go back to the direct primary relationship that people once had to what has become writing. In other words, instead of giving abstract instruction in writing, we can begin to teach writing through drawing. We should not, however, teach through just any drawings, but through the real artistic feeling in people that we can later transform into artistically formed abstract characters for the growing child. Thus, you would begin with a kind of “written drawing” or “drawn writing,” and extend that by bringing the child true elements of the visual arts of painting and sculpture. Psychologists who are genuinely concerned with the life of the soul know that what we bring to the child in this way does not reach simply the head, it reaches the whole person. What is of an intellectual color, what we permeate only with intellect, and particularly with convention, like the normal letters of reading and writing, reaches only the head. If we surround the instruction of these things with an artistic element, then we reach the whole person. Thus, a future pedagogy will attempt first to derive the intellectual element and the illustrative material from the artistic. We can best take into account the interaction of the principles of authority and imitation if we approach the child artistically. Something of the imitative lies in the artistic. There is also something in the artistic that goes directly from subjective person to subjective person. What should act artistically must go through the subjectivity of people. As people with our own inner essence, we face the child quite differently when what we are to bring acquires an artistic form. In that way, we first pour our substance into what must naturally appear as authority. This enables us not to appear as a simple copy of conventional culture and the like, but humanly brings us closer to the child. Under the influence of this artistic education, the child will live into a recognition of the authority of the teacher as a matter of course. At the same time, this indicates that spirit must prevail since we can teach in this way only when we allow what we have to convey to be permeated by spirit. This indicates that spirit must prevail in the entire manner of instruction, that we must live in what we have to convey. Here again I come to something that belongs to the intangibles of teaching life. People so easily believe that when they face the child they appear as the knowing, superior person before the simple, naive child. This can have very important consequences for teaching. I will show this with a specific example I have used in another connection in my lectures. Suppose I want to convey the concept of the immortality of the soul to a child. Conforming myself to the child’s mood of soul, I give the example by presenting a picture. I describe a cocoon and a butterfly creeping from it in a very pictorial way. Now, I make clear to the child, “In the same way that the butterfly rests in this cocoon, invisible to the eye, your immortal soul rests in your body. Just as the butterfly leaves the cocoon, in the same way, when you go through the gates of death, your immortal soul leaves your body and rises to a world that is just as different as the butterfly’s.” Well, we can do that, of course. We think out such a picture with our intellect. However, when we bring this to the child, as “reasonable” people we do not easily believe it ourselves. This affects everything in teaching. One of the intangibles of education is that, through unknown forces working between the soul of the child and the soul of the teacher, the child accepts only what I, myself, believe. Spiritual science guides us so that the picture I just described is not simply a clever intellectual creation.We can recognize that the divine powers of creation put this picture into nature. It is there not to symbolize arbitrarily the immortality of the soul in people, but because at a lower level the same thing occurs that occurs when the immortal soul leaves the body. We can bring ourselves to believe in the direct content of this picture as much as we want, or better, as much as we should want the child to believe it. When the powers of belief prevail in the soul of the teacher, then the teacher affects the child properly. Then the effectiveness of authority does not have a disadvantage, but instead becomes a major, an important, advantage. When we mention such things, we must always note that human life is a whole. What we plant into the human life of a child often first appears after many, many years as a fitness for life, or as a conviction in life. We take so little note of this because it emerges transformed. Let us assume we succeed in arousing a quite necessary feeling capacity in a child, namely the ability to honor. Let us assume we succeed in developing in the child a feeling for what we can honor as divine in the world, a feeling of awe. Those who have learned to see life’s connections know that this feeling of awe later reappears transformed, metamorphosed. We need only recognize it again in its transformed appearance as an inner soul force that can affect other people in a healthy, in a blessed, manner. Adults who have not learned to pray as children will not have the powers of soul that can convey to children or younger people a blessing in their reprimands or facial expressions. What we received as the effect of grace during childhood transforms itself through various, largely unnoticed, phases. In the more mature stages of life it becomes something that can give forth blessing. All kinds of forces transform themselves in this way. If we do not pay attention to these connections, if, in the art of teaching, we do not bring out the whole, wide, spiritually enlightened view of life, then education will not achieve what it should achieve. Namely, it will not be able to work with human developmental forces, but will work against them. When people have reached approximately nine years of age, they enter a new stage that is not quite so clearly marked as the one around the age of seven years. It is, however, still quite clear. The aftereffects of the desire to imitate slowly subside, and something occurs in the growing child that, if we want to see it, can be quite closely observed. Children enter into a specific relationship to their own I. Of course, what we could call the soul relationship to the I occurs much earlier. It occurs in each persons life at the earliest moment he or she can remember. This is approximately the time when the child goes from saying, “Johnny wants this,” “Mary wants this,” to saying “I want this.” Later, people remember back to this moment. Earlier events normally completely disappear from memory. This is when the ensouled I enters the human being. However, it has not completely entered spiritually. We see what enters the human soul constitution spiritually as the experiencing of the I that occurs in the child approximately between nine and ten years of age. People who are observers of the soul have at times mentioned this important moment in human life. Jean Paul once so beautifully said that he could remember it quite exactly. As a young boy, he was standing before a barn in the courtyard of his parents’ home, so clearly could he recall it. There, the consciousness of his I awoke in him. He would never forget, so he told, how he looked through the veil at the holy of holies of the human soul. Such a change occurs around the age of nine, in one case clearly, in another case less clearly. This moment is extremely important for the teacher. If you have previously been able to arouse in the growing child feelings tending in those directions of the will called religious or moral that you can bring forth through all your teaching, then you need only be a good observer of children to allow your authority to be effective when this stage appears. When you can observe that what you have previously prepared in the way of religious sensitivities is solidly in place and comes alive, you can meet the child with your authority. This is the time that determines whether people can honestly and truly look from their innermost depths to something that divinely courses through the spirit and soul of the world and human life. At this point, those who can place themselves into human life through a spiritual point of view will, as teachers, be intuitively led to find the right words and the right behavior. In truth, education is something artistic. We must approach children not with a standardized pedagogy, but with an artistic pedagogy. In the same way that artists must be in control of their materials, must understand them exactly and intimately, those who work from the spiritual point of view must know the symptoms that arise around the age of nine. This is the time when people deepen their inner consciousness so that their Iconsciousness becomes spiritual, whereas previously it was soulful. Then the teacher will be able to change to an objective observation of things, whereas previously the child required a connection to human subjectivity. You will know, when you can correctly judge this moment, that prior to this you should, for example, speak to children about scientific things, about things that occur in nature, by clothing them in tales, in fables, in parables. You will know that all natural objects are to be treated as having, in a sense, human characteristics. In short, you will know that you do not separate people from their natural surroundings. At that moment around the age of nine when the I awakens, human beings separate themselves from the natural environment and become mature enough to objectively compare the relationships of natural occurrences. Thus, we should not begin to objectively describe nature before this moment in the child’s life. It is more important that we develop a sense, a spiritual instinct, for this important change. Another such change occurs around eleven or twelve years of age. While the child is still completely under the influence of authority, something begins to shine into life that is fully formed only after sexual maturity. The child’s developing capacity to judge begins to shine in at this time. Thus, as teachers we work so that we appeal to the child’s capacity for judgment, and we allow the principle of authority to recede into the background. After about twelve years of age, the child’s developing capacity for judgment already plays a role. If we correctly see the changing condition of the child’s soul constitution, then we can also see that the child develops new interests. The child previously had the greatest interest, for example, in what we (of course, in a manner understandable to a child) brought in describing natural sciences. Only after this change, around eleven or twelve years of age, does this interest (I understand exactly the importance of what I say) develop into a true possibility of understanding physical phenomena, of understanding even the simplest physical concepts. There can be no real pedagogical art without the observation of these basic underlying rhythms of human life. This art of education requires that we fit it exactly to what develops in a human being. We should derive what we call the curriculum and educational goals from that. What we teach and how we teach should flow from an understanding of human beings. However, we cannot gain this understanding of human beings if we are not able to turn our view of the world to seeing the spiritual that forms the basis of sensible facts. Then it will become clear to us that the intangibles that I have already mentioned really play a role, particularly in the pedagogical art. Today, where our pedagogical art has developed more from the underlying scientific point of view, we place much value upon so-called visual aids (this is the case, although we are seldom conscious of it).2 I would ask you not to understand the things I say as though I want to be polemic, as though I want to preach or derogatorily criticize. This is not at all the case. I only wish to characterize the role that the science of the spirit can have in the formation of a pedagogical art. That we emphasize visual aids beyond their bounds is only a result of the common way of thinking that has developed from a scientific point of view, from scientific methods. However (I will say this expressly), regardless of how justified it is to present illustrative materials at the proper time and with the proper subjects, it is just as important to ask if everything we should convey to the child can be conveyed by demonstration. We must ask if there are no other ways in which we can bring things from the soul of the teacher to the soul of the child. We must certainly mention that there are other ways. I have, in fact, mentioned the all-encompassing principle of authority that is active from the change of teeth until puberty. The child accepts the teacher’s opinion and feeling because they live in the teacher. There must be something in the way the teacher meets the child that acts as an intangible. There must be something that really flows from an all-encompassing understanding of life and from the interest in an all-encompassing understanding of life. I have characterized it by saying that what we impart to children often reveals itself in a metamorphosed form only in the adult, or even in old age. For example, there is one thing people often do not observe because it goes beyond the boundaries of visual aids. You can reduce what you visually present the child down to the level the child can comprehend. You can reduce it to only what the child can comprehend, or at least what you believe the child can comprehend. Those who carry this to an extreme do not notice an important rule of life, namely, that it is a source of power and strength in life if you can reach a point, for example at the age of thirty-five, when you say to yourself that as a child you learned something once from your teacher, from the person who educated you. You took it into your memory and you remembered it. Why did you remember it? Because you loved the teacher as an authority, because the essence of the teacher so stood before you that it was clear to you when that teacher truly believed something, you must learn it. This is something you did instinctively. Now you have realized something, now that you are mature. You understand it in the way I have described it—"I learned something that I learned because of a love for an authority. Now the strength of maturity arises through which I can recall it again, and I can recognize it in a new sense. Only now do I understand it.” Those who laugh at such a source of strength have no interest in real human life, they do not know that human life is a unity, that everything is connected. Thus, they cannot value what it means to go beyond normal visual aids, which are completely justifiable within their boundaries. Such people cannot value the need for their teaching to sink deeply into the child’s soul so that at each new level of maturity it will always return. Why do we meet so many inwardly broken people these days? Why do our hearts bleed when we look at the broad areas in need of such tremendous undertakings, while people nonetheless wander around aimlessly? Because no one has attended to developing in growing children those capacities that later in life become a pillar of strength to enable them really to enter into life. These are the things that we must thoroughly consider when we change from simple conventional pedagogical science to a true art of education. In order for pedagogy to be general for humanity, teachers must practice it as an individual and personal art. We must have insight into certain inner connections if we want to understand clearly what people often say instinctively but without clear understanding. Today, with some justification, people demand that we should not only educate the intellect. They say it is not so important that growing children receive knowledge or understanding. What is important is that they become industrious people, that the element of will be formed, that real dexterity be developed, and so forth. Certainly, such demands are quite justifiable. What we need to realize though, is that we cannot meet such demands with general pedagogical phrases or standards; we can only meet them when we really enter into the concrete details of human developmental stages. We must know that it is the artistic aesthetic factor that fires the will, and we must be able to bring this artistic aesthetic factor to the will. We must not simply seek an external gateway to the will. That is what we would seek if we sought out people only through physiology and biology. That is what we would seek if we were not to seek them through the spiritual element that expresses itself in their being and expresses itself distinctly, particularly in childhood. There is much to be ensouled, to be spiritualized. In our Waldorf School in Stuttgart, we have attempted for the first time to create something from what is usually based only upon the physiological, at least in its inner strength and its methods. Namely, we have attempted to transform gymnastics into the art of eurythmy. Almost every Saturday and Sunday in Dornach you can see a eurythmy performance. Eurythmy is an art form in which we use the human organism, with its possibilities for inner movement, as an instrument. What you see as an art form also has the possibility of ensouling and spiritualizing human movements that otherwise occur only in gymnastics. Thus, people not only do what may affect this or that muscle, they also do what naturally flows from this or that feeling of the soul into the movement of the muscles, into the movement of the limbs. Because it is based upon a spiritual scientific vitalization of life, we are convinced eurythmy will be significant for both pedagogy and healing. We are seeking the necessary healthy relationship between inner experiencing, feeling and expression of soul, and what we can develop in people as movement. We seek to develop these natural connections. We seek through the recognition of the ensouled and spiritualized human being what people usually seek only through physiology or other external facts. We can also affect the will not only when we apply the most common of arts to the principles of teaching in the early elementary school years. We can equally affect the will in a very special way when we allow soul-spirituality to permeate something also thought to cultivate the will, namely, gymnastics. However, we must recognize soul-spirituality in its concrete possibility of effectiveness, in its concrete form. Thus, we must recognize the connections between two capacities of the human soul. Modern psychology cannot see this because it is not permeated by spiritual science. If we can look objectively at that important moment that I have described as occurring around nine years of age, we will see, on the one hand, that something important happens that is connected with the feeling capacity, the feeling life of the child. People look inwardly. Quite different feeling nuances occur. In a certain sense, the inner life of the soul becomes more independent from external nature in its feeling nuances. On the other hand, something else occurs that we can see only through a truly intimate observation of the soul. Namely, we learn because we still have what we might call an organically developed memory. Jean Paul noticed this and expressed it brilliantly when he said that we certainly learn more in the first three years of our life than in three years at the university. This is so because memory still works organically. We certainly learn more for living. However, around the age of nine a particular relationship forms between the life of feeling and the life of memory that plays more into conscious life. We need only to see such things. If we cannot see them, then we think they are not there. If you can really see this intimate relationship between the life of feeling and memory, then you will find, if you pay attention, the proper standpoint from which to appeal to memory in your teaching. You should not appeal to memory any differently than you appeal to feeling. You will find the proper nuances, particularly for teaching history, for everything you have to say about history, if you know that you must permeate your presentation of what you want the children to remember with something that plays into their independent feelings. You will also be able to properly order the teaching of history in the curriculum if you know these connections. In this way, you can also gain a proper point of view about what the children should generally remember. You will be able to affect the feeling to the same extent you intend to affect the memory, in the same way you previously affected the will through artistic activity. Slowly, you will gain the possibility, following this stage of life, of allowing will and feeling to affect the intellect. If, in education, we do not develop the intellect in the proper way out of will and feeling, then we work in a manner opposing human developmental forces, rather than supporting them. You can see that this whole lecture revolves around the relationship of spiritual science to pedagogical art, and how important it is to use spiritual science to provide a true understanding of human beings. In this way we obtain something from spiritual science that enters our will in the same way that artistic talents enter the human will. In this way we can remove ourselves from a pedagogy that is simply a science of convention, that always tells us to teach in this or that manner, according to some rules. We can transplant into the essence of our humanity what we must have in our will, the spiritual permeation of the will, so that from our will we can affect the developmental capacities of the growing child. In this manner, a truly effective understanding of human beings should support education in the spiritual scientific sense. The developing human thus becomes a divine riddle for us, a divine riddle that we wish to solve at every hour. If, with our art of teaching, we so place ourselves in the service of humanity, then we serve this life from our great interest in life. Here at the conclusion, I wish to mention again the standpoint from which I began. Teachers work with people at that stage of life when we are to implant all the possibilities of life into human nature and, at the same time, to bring them forth from human nature. Then they can play a role in the whole remainder of human life and existence. For this reason we can say there is no area of life that should not, in some way or another, affect the teacher. However, only those who learn to understand life from a spiritual standpoint really understand life. To use Goethe’s expression, only those who can form life spiritually will be able to form life at all. It seems to me that the most necessary thing to achieve now is the shaping of life through a pedagogy practiced more and more in conformity with the spirit. Allow me to emphasize again that what I have said today was not said to be critical, to preach. I said it because, in my modest opinion, the science of the spirit and the understanding that can be gained through it, particularly about the essence of humanity, and thus about the essence of the growing child, can serve the art of education, can provide new sources of strength for the pedagogical art. This is the goal of spiritual science. It does not desire to be something foreign and distant from this world. It desires to be a leaven that can permeate all the capacities and tasks of life. It is with this attitude that I attempt to speak from spiritual science about the various areas of life and attempt to affect them. Also, do not attribute to arrogance what I have said today about the relationship of spiritual science to pedagogy. Rather, attribute it to an attitude rooted in the conviction that, particularly now, we must learn much about the spirit if we are to be spiritually effective in life. Attribute it to an attitude that desires to work in an honest and upright manner in the differing areas of life, that wishes to work in the most magnificent, the most noble, the most important area of life—in the teaching and shaping of human beings. Discussion Following the LectureW: The speaker says that he listened to Dr: Steiner’s explanation concerning pedagogy with great interest and that the same could be extended to art. He mentions Ferdinand Hodler’s words that what unites people is stronger than what divides them. He then continues— What unites us all is just that spirituality of which Dr. Steiner has spoken. Modern art also seeks this spirituality again and will find it in spite of all opposition. I would like to mention something else. We can follow the development of children through their pictures. We often see pictures that children have painted. These pictures tell us something, if we can understand them. I will relate an experience that L, as an art teacher, have had in teaching. I had a class draw pictures of witches. Each child expressed in the picture of the witch the bad characteristic that he or she also had. Afterward, I discussed this with the class teacher, and he told me that what I saw in the pictures was completely correct. My judgment, based upon the pictures, was completely correct. Now a short remark concerning the way we can view modern art, the way we must view it. I can show you by means of an example. In front of us we have a blackboard. I can view this blackboard with my intellect, which tells me that this blackboard has four corners with two pairs of parallel sides and a surface that is dark and somber. My feelings tell me something else. My feelings tell me that this black, hard angular form gives me the impression of something heavy, dark, harsh, disturbing. What I first think of in seeing this blackboard, what first comes to mind, is perhaps a coffin. It is in this way that we must understand modern pictures, no longer through reasoning, but through feeling. What do I feel in this picture, and what thoughts come to mind? We must teach children not so much to see what is externally there, but more to feel. X: I find myself speaking now due to an inner need. In particular, I wish to express my heartfelt thanks to the lecturer for his beautiful words and for the pictures, ideas and thoughts that he unrolled before our eyes. His words have affected me extremely positively because they come from ideas with which I have concerned myself time and again for many years. I did not know what “spiritual science” meant. Now I see quite clearly that a close connection exists between spiritual science and pedagogy. This is now my complete conviction. His words have also quite positively affected me since he demonstrated a certain development throughout the complete presentation, the development we see in the Herbart-Ziller school to which the lecturer also made reference. The lecturer also referred to certain stages of development in children, and this causes me to make a short remark. He has described stages in such a way that I am convinced such stages really exist. We find that Herbart also defined such stages. Already in 1804 Herbart showed, in a very interesting work concerning aesthetic form in education, what should be, what must be really important in education. From this he created the theory of stages, which Ziller carried further. These stages were to a certain degree plausibly described by Vogt in Vienna. However, reading about all these stages had still not convinced me of their reality, of their existence, as the lecturer, Dr. Steiner, did in speaking today. For that I wish to express particular thanks. Now one thing more. You have certainly felt that everything depends upon one thing, upon something that surely must lie heavily upon our souls, including my own. Everything depends upon the personality of the teacher. This comes out quite clearly throughout the whole lecture, with warmth, depth and responsibility. Time and again it made me particularly happy that Dr. Steiner emphasized this with complete insight and certainty. Thus, he has also shown us what a great task and responsibility we have if we wish to continue in our profession as teachers. I am generally in complete agreement with all the pictures of life he has presented. You have spoken from what I myself have experienced, thought and felt for decades. I wish to again express my most heartfelt thanks to the lecturer for his remarks. Y: The first speaker has already expressed to a large extent what I wanted to say about how we should live into the child through art. Now, I would like to say something somewhat critical. Dr. Steiner said that we should replace gymnastics as we now have it in the school with eurythmy. I have seen some of the eurythmy performances and understand their intent. However, I do not believe that we may use eurythmy alone in the school. What does eurythmy develop? I think that all these dancing movements ignore the human upper body, the formation of muscles. However, it is precisely this that is important to working people, and most of our elementary school students will become working people. Through eurythmy we will produce undeveloped, weak muscles, weak chest muscles, weak back muscles. The leg muscles will be strongly developed, but not those of the upper arms. They will be undeveloped and weak. We see just this weakness already today in so-called girls gymnastics, where the tendency is already to lay too much value upon dancing. Where the strength of the upper arms is demanded, these muscles fail. These girls cannot even do the simplest exercises requiring support of the arms. However, this is much less important to girls than it is to boys in their later work. If we take eurythmy and leave aside physiological gymnastics—the parallel bars, the high bar, rope climbing—then I fear that the strength people need in their work may suffer. What I wish to say is that we can teach eurythmy, and the children will receive an aesthetic training, but it should not be eurythmy alone. What pleased me at the performances in Dornach was the beautiful play of lines, the harmony of the movements, the artistic, the aesthetic. However, I would doubt that these eurythmy exercises can really play a part in making the body suitable for working. I would like to hear a further explanation if Dr. Steiner desires to have only eurythmy exercise, if he desires to deny school gymnastics, based in physiological facts, its rightful place. If we were to deny those physical exercises based upon an understanding of the human body their rightful place, then I would be unable to agree completely with the introduction of eurythmy into the schools. Dr. Steiner: I would first like to say a few words concerning the last point so that misunderstandings do not arise. Perhaps I did not make this clear enough in the lecture, since I could only briefly discuss the subject. When we present eurythmy in Dornach, we do this, of course, as an artistic activity, in that we emphasize just what you referred to as being pleasant. In that we emphasize what can be pleasant, in Dornach we must, of course, present those things meant more for viewing, for an artistic presentation. In the lecture I wanted to indicate more that in viewing eurythmy people would recognize that what they normally think of as simply physiological (this is somewhat radically said, since gymnastics is not thought of as only physiological), what is primarily thought of as only physiological, can be spiritualized and ensouled. If you include eurythmy in the curriculum (when I introduce a eurythmy performance, I normally mention that eurythmy is only in its beginning stages), and if today it seems one-sided in that it particularly develops certain limbs, this will disappear when we develop eurythmy further. I need to mention this so as not to leave the impression that I believe we should drop gymnastics. You see, in the Waldorf School in Stuttgart, we have a period of normal gymnastics and a period of eurythmy, consisting of more than you see in an artistic presentation. Thus, we take into account the requirements that you justifiably presented. What is important to me is that along with the physical, the physiological that forms the basis of gymnastics, we add the spirit and soul, so that both things are present. Just as people themselves consist of a totality in the interaction of body, soul and spirit, what is truly the soul, recognizable for itself, also works in the movements that people carry out in gymnastics and such. We are not at all concerned with eliminating gymnastics. Quite the opposite. It is my desire that gymnastics be enriched with eurythmy. We should not eliminate one single exercise on the parallel bars or high bar. We should leave out nothing in gymnastics. However, what eurythmy attempts is that instead of asking how we can handle this or that muscle from the physiological point of view, the question becomes how does a soul impulse work? In other words, alongside what already exists, we add something else. I do not at all wish to criticize what already exists, but rather to describe briefly what spiritual science fosters in the way of permeating things with spirit and soul. I agree with your objection, but it is my desire to show that bringing the soul element into gymnastics can originate from the science of the spirit. Z: Mr. Z describes how the principle that Dr. Steiner has developed would be extremely educational and fruitful for the school. If people were to consider how schools now handle things, they would have to say that this does not correspond to the stages described by Dr. Steiner. Goethe once said that children must go through the cultures of humanity to develop their feeling life. If we want to connect with these valuable words from Goethe and make them fruitful, we should have methods that are completely contrary to the ideas we have used for years. The second thing I would like to mention is that in drawing, we always begin with lines and figures. If we look at the drawings of the cave dwellers, we must realize that they did not have any instruction in drawing at all. I think that we can learn a great deal for teaching drawing to our children from the first drawings and paintings of those primitive people. Regarding singing, we now begin with the scale, as if that was the natural basis for singing in school. However, if we study the history of music, we will immediately see that the scale is an abstraction to which humanity has come only over many centuries. The primary thing in music is the triad, the chord in general. Thus, our singing instruction should much more properly begin with chords and only later come to scales. For other subjects, such as geography and history, I think we should pay much more attention to how primitive people first obtained this (I dare not say science), this knowledge. We could then continue in the same way. For example, we could present geography beginning with interesting drawings of the trips of discovery to the New World, and so forth. Then the children would show much, much more interest because we would have enlivened the subject instead of presenting them with the finished results as is done today in the dry textbooks and through the dry instructions—“obstructions.”3 Dr. Steiner: It is now much too late for me to attempt to give any real concluding remarks. I am touched with a deep sense of satisfaction that what has come forth from the various speakers in the discussion was extremely interesting, and fell very naturally into what I intended in the lecture. It’s true, isn't it, that you can comprehend in what, for example, you can see in Dornach, in what we present in the various artistic activities in Dornach, that something is given that reflects the fundamental conviction of spiritual science. Now the gentleman who just spoke so beautifully about how we can educate for artistic feeling rather than mere viewing, would see that spiritual science artistically attempts to do justice to such things. He would see that in Dornach we attempt to paint purely from color, so that people also feel the inner content of the color, of the colored surface, and that what occurs as a line results from the colored area. In this regard, what is substantial in spiritual science can work to enliven much of what it touches today. The remarks about the Herbartian pedagogy were extremely interesting to me, since in both a positive and negative sense we can learn much from Herbart. This is particularly true when we see that in the Herbartian psychology, in spite of a methodical striving toward the formation of the will, intellectualism has played a major role. You must struggle past much in Herbartian pedagogy in order to come to the principles that result from my explanation today. Regarding the last speaker, I agree with almost everything. He could convince himself that the kind of education he demands, in all its details, belongs to the principle direction of our Waldorf School, particularly concerning the methods of teaching drawing, music and geography. We have put forth much effort, particularly in these three areas, to bring into a practical form just what the speaker imagines. For instance, in the faculty seminar we did a practice presentation about the Mississippi Valley. I think the way we prepared this presentation of a living, vivid geography lesson that does not come from some theory or intellectuality, but from human experience, would have been very satisfactory to the speaker. In place of a closing word, I therefore only wish to say that I am extremely satisfied that so many people gave such encouraging and important additions to the lecture.
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297. Spiritual Science and the Art of Education
27 Nov 1919, Basel Tr. Unknown Rudolf Steiner |
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Yet in the sense of Goethe's idea of metamorphosis we should have to say: “Although the green leaf of the plant is the same thing as the coloured petal, yet Nature makes a jump from the leaf to- the sepal of the calyx, from the sepal to the coloured petal, and again from the petal to the stamen.” |
297. Spiritual Science and the Art of Education
27 Nov 1919, Basel Tr. Unknown Rudolf Steiner |
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I count it a special honour to be able to speak among you on the connection between that spiritually scientific outlook on the world to which I have devoted my life's work, and the educational activity, to which your lives are devoted. Let me begin with two introductory remarks. The first is, that what I now intend to say to you will, of course, have to be clothed in apparently theoretic words and phrases, for the simple reason that words are necessary in order to set forth our thoughts. But I say expressly at the outset, that it is not meant theoretically. For I should speak on this present subject least of all, were it not for the fact that I have always devoted a part of my activity to practical educational work, and indeed to the whole educational culture of mankind. What I want to put forward is definitely intended in this sense: it is derived from actual practice. The second thing I would like to observe by way of introduction is this: The Spiritual Science, which I am here representing, is itself very widely and vehemently controverted and attacked as yet. And for the very reason that I represent this Spiritual Science, I can understand it well, if many an objection is brought forward at this present stage to one or other of the things I have to say. For in effect, the method which is adopted by Spiritual Science is new and unaccustomed from the points of view that still hold sway in modern thought. But it may be that the very way in which we are endeavouring to make it a real force in life, endeavouring to introduce it in so eminently practical a sphere as mar -of education, will contribute something towards an understanding, a way of approach to Spiritual Science itself. There is no sphere in life that lies remote from the activity and interests of education. To one who has to work as a teacher or educator, the human being is entrusted at an age when he may still develop into anything in the wide world. And only when the teacher, the educator, is imbued with the very warmest interest in the whole life and civilisation of humanity, only then can he pour forth all that is needed for the teaching, the education of the child. In bringing forward the particular subject of Spiritual Science and Education, I have this special reason: At this very point of time. Spiritual Science is intended as an element of thought and spiritual culture, to unite and gather up again the diverse spiritual and intellectual interests of mankind which have drifted so far apart in recent centuries, particularly in the 19th century. Through Spiritual Science, it is possible to draw together again into a concrete conception of the universe, all those things that have become specialised, without however failing to meet the demands of expert and special knowledge. And to-day there is a very real reason to consider the relation of the Spiritual Science here intended, to Education. For Education, too, has had its share of the overwhelming influence that modern Natural Science, with its attendant triumphs, has exercised on all human thought and activity. Applied as a method in the sphere of Natural Science itself, the natural-scientific way of thought has led to glorious results. But at the same time—far more so than the individual realises or is conscious of—this way of thought has gained influence on all our activities. And it has gained especial influence on that activity which I call the Art of Education. Now while in the nature of the case I cannot go into the foundations of Spiritual Science as such—which I have often done in lectures in this town—there is one thing I would like to point out by way of comparison. It concerns the peculiar relation of the natural-scientific method to human life. Consider, for example, how' the human eye comes to be this miraculous instrument, whereby in a certain sphere of sense-perception we see the outer world. This wonderful' function is fulfilled by the human eye, inasmuch as its whole construction fits it to see the surrounding world, and—I speak by way of comparison—ever and always to forget itself in the act of seeing. I might put it in this way: We must entirely invert the observing point of view (which we can only do- approximately with external scientific methods), if we would investigate and really penetrate our instrument of external, sensely sight. In the very act of seeing, we can never at the same time look back into the nature of our eye. We may apply this image to the natural-scientific method in its relation to life. The man of modern times has carefully and conscientiously developed the natural-scientific method, until, in its Natural Law's and scientific conceptions, it reflects a faithful and objective picture of the outer world. And in the process, man has so formed and moulded his underlying mood and attitude of soul, that in his scientific observation of the world he forgets his own human self; he forgets all those things that have direct and immediate connection with human life. So it has come about, that the more we have! developed in the sense of Natural Science, the less able have we become, with this our scientific method, to see the essence of Man himself, and all that has to do with Man. Now Spiritual Science—working entirely in the Spirit of Natural Science, but in this very spirit transcending natural- scientific knowledge—Spiritual Science would add to Natural; Science, if I may put it so, that inversion of observation which leads back again to Man. This can only be accomplished by really entering on those processes of inner life which are described in my books on the attainment of higher knowledge, or more briefly indicated in the second part of my book on “Occult Science.” Those processes do actually carry man's soul-life beyond the sphere wherein it moves in ordinary life and thought, including even Natural Science. [See “The Way of Initiation” and its sequel “Initiation and its Results” (particulars on back cover of this booklet). Dr. Steiner's book, “An Outline of Occult Science” is, unfortunately, out of print at present.] In order to find our way into the thought of Spiritual Science, we must needs have what I would call: Intellectual Modesty. Some time ago, in a public lecture in this town, I used a certain image to indicate what is needful in this respect. Consider a child of five. Suppose you place a volume of Goethe's poems in the child's hand. A whole world is contained within its pages. The child will take it in its hand, turn it this way and that, and perceive nothing of all that would speak to the human being from out this volume. But the child is capable of development; powers of soul are slumbering within the child; and in ten or twelve years it will really be able to draw from the book what lies within it. This is the attitude we need, if we are to find our way into the Spiritual Science of which I am speaking here. We must be able to say to ourselves: By developing his intellect, his method of observation and experiment ever so carefully, the human being is brought up to a certain stage and not beyond. From that stage onwards he must take his own development in hand; and then he will develop powers which were latent and slumbering before. Then he will become aware, how before this development he confronted external Nature (so far as its spiritual essence is concerned), and, most particularly, he confronted Man, as the five-year-old child confronts the book of Goethe's poetry. In essence and in principle, everything depends on our making up our minds to this attitude of intellectual modesty. It is the first thing that counts, if we would find our way into what I have here called “Spiritual Science.” Through adopting special methods of thinking, feeling and willing—methods which aim at making our thought independent and at training our will—through making our life of thought and will ever more and more independent of the bodily instruments, we become able, as it were, to observe ourselves. We attain the faculty of observing the human being himself. And once we are able to observe the human being, then we can also observe the growing human being, the human being in process of becoming—and this is of extraordinary importance. It is true that the spirit is much spoken of to-day; and independence of thought is spoken of as well. But Spiritual Science as we understand it cannot join this chorus. For, by a real development of inner life, it seeks the spiritual methods to grasp the spiritual reality in actual and concrete detail. It is not concerned with that spirit of which people 'talk in a vague and misty sense, which they think of as vaguely underlying all things. The Spiritual Science here intended enters into the spiritual being of man in detail. To-day we are to speak of the being of man in process of growth, development, becoming. People will speak, it is true—in abstract and general terms, if I may put it so—of the human individuality and of its development. And they are rightly conscious that the educator, above all people, must reckon with the development of the human being as an individual. But I may draw your attention to the fact that educationalists of insight have clearly recognised, how little the natural-scientific development of modern times has enabled man to understand any real laws or stages in the evolution of the growing human being. I will give you two examples. The Vienna educationalist, Theodor Vogt, who was well-known m the last third of the 19th century, speaking from out of the reformed Herbartian conception that he represented, made the following remark. He said: In the science of history, in our conception of the historic life of mankind, we have by no means got so far, up to the present, as to recognise how mankind evolves. ... From the evolution of species, the Natural Scientist arrives at the embryological development of the individual human being. But we have no historic conception of humanity's evolution, from which, in this sense, we might deduce conceptions about the evolving child.—This view was repeated by the Jena educationalist, Rein. It culminates in the admission, that we do not yet possess any real methods of spiritual science, such as might enable us to indicate what really lies beneath the human being's development. In effect, we must first awaken such faculties as those to which I have just alluded, and of the cultivation of which you may read in further detail in my books. Then only are we able to approach that riddle, which meets us with such wonder when we observe how from birth onwards something works itself out from within the human being, flowing into every gesture, working itself out most particularly through language, and through all the relations which the human being enters into with his environment. Nowadays the different types of human life are, as a rule, considered too externally, from points of view of external Physiology or Biology. They make themselves no picture of the whole human being, in whom that which is bodily, that which is of the soul, and that which is spiritual, are working inwardly together. Yet if we would sensibly educate and instruct a child, it is just such a picture of the child which we must make. * * * Now one who, strengthened by the methods of Spiritual Science, observes the growing child, will discover, about that period of time when the change of teeth occurs—about the sixth ok; seventh year—a most significant break in the child's development. There is a constantly repeated proverb: “Nature makes no jumps.” Natura non facit saltus. That is true to a certain extent; but all these general ideas are after all one-sided. You can only penetrate their real truth, if you recognise them in their one-sidedness. For in effect Nature is continually making jumps. Take, for example, a growing plant. We can apply the proverb, “Nature makes no jumps.” Yet in the sense of Goethe's idea of metamorphosis we should have to say: “Although the green leaf of the plant is the same thing as the coloured petal, yet Nature makes a jump from the leaf to- the sepal of the calyx, from the sepal to the coloured petal, and again from the petal to the stamen.” We do not meet the reality of life if we abstractly apply the idea that Nature and Life make no jumps at all. And so it is especially in man. Man's life flows by without discontinuity, and yet, in the sense here indicated, there are discontinuities everywhere. There is a significant break in the life of the child about the sixth or seventh year. Something enters the human organism, that penetrates it through and through. Of this, modern physiology has as yet no real conception. Outwardly, the change of teeth takes place; but something is also taking place in the spiritual and. soul-being of the child. Until this point of time, man is essentially an imitative being. His Constitution of soul and body is such that he gives himself up entirely to his surroundings. He feels his way into his surroundings; from the very centre of his will his development is such, that the lines of force, and rays of force, of his will are exactly modelled on that which is taking place in his environment. Far more important than all that we bring to the child, in this age of life, by way of admonition and correction, is the way in which we ourselves behave in the child's presence. In real life, the intangible, imponderable elements are far more effective than what we observe externally and clearly. So it is with regard to the child's impulse to imitate. It is not only tin- gross external behaviour of the human being that matters. In every tone of voice, in every gesture, in everything the educator does in the child's presence during this period of life, lies something to which the child adapts itself. Far more than we know, we human beings are the external impress of our thoughts. We pay little heed, in ordinary life, to the way we move our hand. Yet the way we move our hand is a faithful expression of the peculiar constitution of our soul, of the whole mood and attunement of our inner life. In the developed- soul-life of the grown-up human being, little attention is paid to the connection between the stride of the legs, the gesture of the hands, the expression of the face, and that which lies, within the soul as a deep impulse of wi)I and feeling. But the child lives its way right into these imponderable things of life. It. is no exaggeration to say: If a man most inwardly endeavours to be a good man in the presence of a child before the age of seven; if he endeavours to be sound in every way, if he conscientiously resolves to make no allowances for himself even in his inner life, in thoughts and feelings that he does not outwardly express—then, through the intangible, imponderable things of life, he works most powerfully upon the child. In this connection there are many things still to be observed, things which, if I may so express myself, “lie between the lines.” We have become enmeshed in a more materialistic way of life, especially as regards life's more intimate and finer aspects. And so we have grown accustomed to pay little attention to these things. Yet it is only when they are rightly observed and estimated once again, that a certain impulse will enter into our educational thought and practice—an impulse that is very badly needed, especially in an age which claims to be a social age, an age of social thought. There are certain experiences in life, which we cannot rightly estimate unless we take into account these real observations of the soul- and spiritual-life within the human being. I am referring to actual facts of experience. For instance, a father comes to you in some consternation and says: “What am I to do? My child has been stealing.” It is of course very natural for the father to be concerned about it. But now you look into the matter more closely. You ask, How did it happen? The child simply went to the drawer and took out some money. What did the child do with the money? Well, it bought some sweets for its playmates. Then it did not even steal for selfish reasons? And so at length you are able to say: “Now look, the child did not steal at all. There is no question of its having stolen. Day after day the child saw its mother go to the drawer and take, out money. It thought that was the right thing to do and imitated it. The child's action was simply the outcome of the impulse which is predominant in this early age—the impulse to imitation.” Bearing in mind that this imitative impulse is the most powerful force in this first stage of childhood, we may guide the child rightly in this sense. We may direct its attention to actions, whose influence will be powerful at this stage and permanent in its effect. And rye must be fully aware that at this period of the child's life exhortations and admonitions are as yet of no assistance. It is only what works on the will, that really helps. Now this peculiar constitution of the human being lasts until the point of time when that remarkable period, is reached physiologically—when, if I may put it so, the hardening principle makes its final onset and crystallises the permanent teeth from out of the human organism. To look into that process by the methods of Spiritual Science and see what lies beneath it. in the growing organism when this final period is reached, when the change of teeth takes place, is extraordinarily interesting. But it is still more important to follow what I just now described, namely, the spiritual psychical development that goes parallel with this Organic change, and that still takes its start from imitation. About the seventh year a very distinct change begins to make itself felt in the spiritual and soul-nature of the child. With this change a new faculty bursts in upon the young child, a faculty of reacting to different things. Previously the eye was intent to imitate, the ear was intent to imitate. But now the child begins to listen to what goes out from grown up people as expressions of opinions, judgments, and points of view. The impulse to imitate becomes transformed into devotion to authority. Now I know that many people to-day will particularly disapprove if we emphasise the principle of authority as an important factor in education. Nevertheless, if one is out to represent the facts with open mind and serious purpose, one cannot go by programmes nor by catchwords; one must be guided simply and solely by empirical knowledge, by experience. And it must be observed how much it means for a child, to be guided by a teacher or educator, man or woman, to whom the child looks up with reverence, who becomes for the child a natural and accepted authority. It is of the very greatest significance for the growth of the human being, that at this age he will accept this or that thought as his own, because it is the thought of the grown-up man or woman whom he reveres; that he will live into a certain way of feeling, because it is their way of feeling, because in effect there is a real growing together between the young developing human being and the mature one. We should only know how much it means for the whole after life of man, if in this period of life—between the change of teeth about the sixth or seventh year, and that last great change that comes at the time of puberty in the fourteenth or fifteenth year—he had the good fortune (I use this word deliberately) to be really able to give himself up to a natural and accepted authority. But we must not stop at the abstract generalisation; we must enter more deeply into this most important period of life—the period which begins about the sixth or seventh year and ends with puberty. The child is now taken from its home—educated or spoilt through the principle of imitation—and handed over to the school. The most important things for after life are to be done with the child during this time. Here indeed it is right to say, that not only every year but every month in the child's development should be penetrated and investigated with diligent care by the teacher or the educator. Not only in general terms—but as well as may be, even in teaching large numbers at a time, each succeeding month and year should thus be studied and observed in every individual child's development. As the child enters school, and until about the ninth year, we see the imitative impulse still working on alongside the impulse of devotion to authority, which is already making itself felt. And if we can rightly observe the working together of these two fundamental forces in the evolving human being, I hen the full and living result of such observation will provide the true basis for the method of teaching and for the curriculum. This question came upon me very strongly during the present year, when the new “Waldorf School” had to be instituted in Stuttgart. By the sympathetic co-operation of our friend Emil Molt, we were in a position to found this school in connection with the Stuttgart firm, “The Waldorf-Astoria Cod' The Waldorf School is in the fullest sense of the word a unitary school, i.e., a school without distinction of class, a school for the whole people. [For further particulars of the Waldorf School, see Numbers 1, 2 and 5 in Volume I of the “Threefold Commonwealth” fortnightly (price 3d. each), and also Volume I, Number 2 of the bi-monthly magazine “Anthroposophy” (price 1/-). To be obtained from the Publishers of this booklet. The Waldorf School is a “unitary” school in that it makes no distinction of Class. About 500 boys and girls, between the ages of 6 and 14, or 6 and 19, are educated there; and among them the children of manual workers and of the “educated classes” are represented in fairly even proportion. They all receive the same education, up to the time when they leave school, which varies according to their future vocation and the wishes of their parents.] In its whole plan and method, and in the arrangement of the subjects, it proceeds from the impulse that Spiritual Science can give towards an Art of Education. During last September I had the privilege of giving a course of training for the group of teachers whom I had selected for this school. At that time, all these questions came upon me in a very vivid way. What I am now endeavouring to say to you is in its essential features an extract of what was given to those teachers in the training course. For they were to direct and carry on a school, founded on principles of Spiritual Science and on the social needs of this time—a real people's school, on a basis of unity. Now in effect not only the method of instruction, but the curriculum, the arrangement of subjects, the definite aim of the teacher, can be drawn from a living observation of the evolving human being. So, for example, we shall find much in the young child's life, even after the sixth or seventh year, that still proceeds from the peculiar will-nature which alone could make it possible for the child to have so powerful an impulse to imitation. As a matter of fact, the intellect develops very much later, and it develops from out of the will. The intimate relationship which exists between the one human being—the grown-up teacher, for example—and the other human being—the growing child—this intimate relationship finds expression as a relationship from will to will. Hence in this first year of elementary school we can best approach the child if we are in a position to work upon the will in the right way. But that is just the question—How can we best work upon the will? We can not work on the will by laying too' much stress, at this early stage, on external perception and observation—by directing the child's attention too much to the external material world. But we can very effectively approach the will if we permeate our educational work in these first years with a certain artistic, aesthetic element. And it is really possible to start front the artistic and aesthetic in our educational methods. It is not necessary to begin with reading and writing lessons, where there is no real connection between the instruction given and the forces which are coming- outwards from the soul-centre of the child. Our modern written and printed signs are in reality very far removed from the original. Look back to the early forms of writing, not among “primitive” peoples, but in so highly evolved a civilisation as that of ancient Egypt, for example. You will see how at that time, writing was thoroughly artistic in its form and nature. But in the course time this artistic element gradually became worn, down and polished away. Our written signs have become mere conventional symbols. And it is possible to go back to the immediate, elementary understanding, which man still has for that which later on became our modern writing. In other words, instead of teaching writing in an abstract way, we can begin with a kind of drawing-writing lesson. I do not mean anything that is arbitrarily thought-out. But from the real artistic sense of the human being it is possible to form, artistically, what afterwards becomes transformed, as the child grows and develops, into the abstract signs of writing. You begin with a kind of drawing-writing or writing- drawing, and you enlarge its sphere so as to include real elements of plastic art, painting and modelling. A true psychologist will know, that what is brought to the child in this way" does not merely grasp the head—it grasps the whole human being. In effect, things of an intellectual colouring, things which are permeated by the intellect only, and by convention most particularly, like the' ordinary printed or written letters, do only grasp the head, part of man. But if we steep our early teaching of these subjects in an. artistic element, then, we grasp the whole human being. Therefore, a future pedagogy will endeavour to derive the intellectual element, and objective teaching of external things, object- lesson teaching also, from something that is artistic in character at the outset. It is just when we approach the child artistically, that we are best able to consider the interplay of the principle of authority and the imitative principle. For in the artistic there lives something of imitation; and there also lives in it something which passes directly from the subjective man to the subjective man. Anything that is to work in an artistic way must pass through the subjective nature of man. As a human being, with your own deep inner nature, you confront the child quite differently if what you, are teaching is first steeped in an artistic quality. For there you are pouring something real and substantial into yourself as well, something that must appear to you yourself as a natural and unquestioned authority. Then you will not appear with the stamp of a merely external conventional culture; but that which is poured into you brings you near to the child in a human way, as one human being to another. Under the influence of this artistic education it will come about quite of its own accord: the child will live and grow into a natural and unquestioning acceptance of the authority of the person who is teaching him and. educating him. This again may bring it home to us, that spirit must hold sway in education. For instruction of this kind can only be given by one who allows spirit to permeate and fill his teaching; Spirit must hold sway in our whole treatment of our teaching work, and we ourselves must fully live in all that we have to convey to the child. Here 1 am touching on another of the intangible things in the teacher's life. It is very easy, it seems to come quite as a matter of course, for the teacher as he confronts the child to appear to himself as the superior and intelligent person, compared with the simple ingenuous nature of the child. But the effects of this on our teaching work are of very great significance. I will give you a concrete example, one which I have already mentioned in other connections, in my lectures here. Suppose I want to give the child, a conception of the immortality of the human soul. I take an example, a picture of it, adapting myself to the child-like spirit. I draw the child's attention, in a real nature-lesson, to the chrysalis and the butterfly emerging from it. And now I explain to the child: Look, just as the butterfly rests in the chrysalis, invisible to- the external eye, so your immortal soul rests in your body. Just as the butterfly comes out from the chrysalis, so when you go through the gate of death, your immortal soul rises out of your body into another world. And as the butterfly enters an entirely new world when it emerges from the chrysalis, so the world into which you enter, when you rise out of the body, is a very different world from this one. Now it is perfectly possible to think out an image like this with one's intellect. And as an “intelligent person,” while one teaches it to the child, one does not quite like to believe in it oneself. But that has its effect in education and in teaching. For by one of the intangible facts of life, through mysterious forces that work from hidden soul to hidden soul, the child, only really accepts from me what I, as teacher, believe in myself. In effect, Spiritual Science does lead us to this point. If we have Spiritual Science, we do not merely take this picture of the butterfly and the chrysalis as a cleverly thought- out comparison, but we perceive: This picture has been placed in Nature by the divine creative powers, not merely to symbolise the immortality of the soul for the edification of man, but because, at a lower stage, the same thing is actually happening when the butterfly leaves the chrysalis, as happens when the immortal soul leaves the human body. We can raise ourselves to the point of believing in this picture as fully and directly as we should desire the child to believe in it. And if a living and powerful belief flows through the soul of the educator in this way, then will he work well upon the child. Then, his working through authority will be no disadvantage, but a great and significant advantage to the child. In pointing out such things as this, we must continually be drawing attention to the fact that human life is a single whole, a connected thing. What we implant in the human being when he is yet a child will often re-appear only in very much later years as strength and conviction and efficiency of life. And it generally escapes our notice, because, when it does appear, it appears transformed. Suppose, for example, that we succeed in awakening in the child a faculty of feeling that is very necessary: I mean, the power of reverence. We succeed in awakening in the child the mood of prayer and reverence for what is divine in all the world. He who has learned to observe life's connections, knows that this mood of prayer rc-appears in later life transformed. It has undergone a metamorphosis, and we must only be able to recognise it in its re-appearance. For it has become transformed into that inner power of soul whereby the human being is able to influence other human beings beneficially, with an influence of blessing. No one who has not learned to pray in childhood, will in old age have that power of soul which passes over as an influence of blessing, in advice and exhortation, nay, often in the very gesture and expression of the human being, to children or to younger people. By transitions which generally remain unnoticed, by hidden metamorphoses, what we receive as an influence of grace and blessing in childhood transforms itself in a riper age of life into the power to give blessing. In this way every conceivable force in life becomes transformed. Unless we observe these connections, unless we draw our art of education from a full, broad, whole view of life, a view that is filled with spiritual light, education will not be able to perform its task—to work with the evolving forces of the human being instead of working against them. When the human being has reached about the ninth year of life, a new stage is entered once again—-it is not so distinct a change this time as that about the seventh year, yet it is clearly noticeable. The after-workings of the imitative impulse gradually disappear, and something enters in the growing child which can be observed most intimately if one has the will to see it. It is a peculiar relation of the child to its own ego, to its own “I.” Now of course a certain inner soul- relationship to the ego begins at a very much earlier stage. It begins in every human being at the earliest point to which ill alter life he can remember back. About this point of time, the child ceases to say “Charlie wants that” or “Mary wants that,” and begins to say “I want that.” In later life we remember hack up to this point; and for the normal human being what lies before it vanishes completely, as a rule. It is at this point that the ego enters the inner soul-life of the human being. But it does not yet fully enter the spiritual or mental life. It is an essentially spiritual or mental experience of “I,” that first becomes manifest in the inner life of the human being about the ninth year, or between the ninth and tenth years (all these indications are approximate), Men who were keen observers of the soul have sometimes pointed out this great and significant moment in human life. Jean Paul tells us how he can remember, quite distinctly: As a very young boy he was standing in the courtyard of his parents' house, just in front of the barn (so clearly does he describe the scene), when suddenly there awoke in him the consciousness of “I.” He tells us, he will never forget that moment, when for the first time he looked into the hidden Holy of Holies of the human soul. Such a transformation takes place about the ninth year of life, distinctly in some, less distinctly in others. And this point of time is extraordinarily important from the point of view of education and of teaching. If by this time we have succeeded in awakening in the young child those feelings, if we have succeeded in cultivating those directions of the will, which we call religious and moral, and which we can draw out in all our teaching work, then we need only be good observers of children, and we can let our authority work in this period of life—as we see it approach—in such a way that the religious feelings we prepared and kindled in the preceding period are now made firm and steadfast in the young child's soul. Tor the power of the human being to look up, with true and honest reverence from his inmost soul, to the Divine and Spiritual that permeates and ensouls the world, this period of childhood is most decisive. And in this period especially, lie who by spiritual perception can go out into the young child's life, will be guided, intuitively as it were, to find the right words and the right rules of conduct. In its true nature, education is an artistic thing. We must approach the child, not with a normal educational science, but with an Art of Education. Even as the artist masters his substances and his materials and knows them well and intimately, so he who permeates himself with spiritual vision knows the symptoms which arise about the ninth year of life, when the human being inwardly deepens, when the ego- consciousness becomes a thing of the spirit—whereas previously it was of the soul. Whereas his previous method of teaching and education was to start from the subjective nature of the child, so now the teacher and educator will transform this into a more objective way of treating things. If we can perceive this moment rightly, we shall know what is necessary in this respect. Thus, in the case of external Nature-lessons, observation of Nature, things of Natural Science, we shall know, that before this moment these things should be brought to the child only by way of stories and fairy-tales and parables. All things of Nature should be dealt with by comparison with human qualities. In short, one should not separate the human being at this stage from his environment in Nature. About the ninth year, at the moment when the' ego awakens, the human being performs this separation of his own accord. Then he becomes ready to compare the phenomena of Nature and their relation to one another in an objective way. But before this moment in the child's life, we should not begin with external, objective descriptions of what goes on in Nature, in man's environment. Rather should we ourselves develop an accurate sense, a keen spiritual instinct, to perceive this important transformation when it comes. * * * Another such transformation takes place about the eleventh or twelfth year. While the principle of authority still holds sway over the child's life, something that will not appear in full development till after puberty already begins to radiate into it. It is, what afterwards becomes the independent power of judgment. After puberty, we have to work in all our teaching and education by appealing to the child's own power of judgment. But that which takes shape after puberty as the power of independent judgment, is already active in. the child at an earlier stage, working its way into the age of authority from the eleventh year onwards. Here again, if we rightly perceive what is happening in the soul-nature of the child., we can observe how at this moment the child begins to develop new interests. Its interest would be great, even before Ibis time, in Nature lessons, and descriptions, properly adapted, from Natural Science and Natural History. But a real power of comprehending physical phenomena, of understanding even the simplest conceptions of Physics, does not develop until about the eleventh or twelfth year. And when I say, a real power of understanding physical phenomena and physical conceptions, 1 know the exact scope and bearing of my statement. There can be no real art of education without this perception of the inner laws and stages of development underlying human life. The Art of Education requires to be adapted to what is growing and developing outwards and upwards in the human being. From the real inner development of the child, we should read and learn and so derive the right curriculum, the planed teaching, the whole objective of our teaching work. What we teach, and how we teach it, all this should flow from a knowledge of the human being. But we shall gain no knowledge of the human being until we are in a position to guide cur attention and our whole world-outlook towards the spiritual—the spiritual realities that underlie the external facts of this world of the senses. Then too, it will be very clear that the intangible imponderable things of life play a real part, above all in the Art of Education. Our modern education has evolved, without our always being fully conscious of it, from underlying scientific points of view. Thus, we have come to lay great value on lessons that centre round external objects, external objective vision. Now I do not want you to take what I am saying as though it were intended polemically or critically or by way of condemnation ex cathedra. That is by no means the case. What I want to do, is to describe the part which Spiritual Science can play in developing an educational art for the present and for the immediate future. If we have emphasised external objective methods of instruction overmuch, the reason lies, at bottom, in those habits of thought which arise from the methods and points of view of Natural Science. Now I say expressly, at the proper age of childhood and for the right subjects it is justified and good to teach the child in this external and objective way. But it is no less important to ask, whether everything that has to be communicated to the growing child can really flow from objective perception, whether it must not rather pass by another way, namely, from the soul of the teacher or educator into the soul of the child. And this is the very thing that needs to be pointed out: there are. such other ways, apart from the way of external, objective perception. Thus, I indicated as an all-pervading principle between (be change of teeth and the age of puberty, the principle nl authority. That something is living in the teacher as an opinion or a way of feeling, this should be the reason why the child accepts this opinion or way of feeling as its own. And in. the whole way the teacher confronts the child, there must be something which works intangibly. There must in effect be something, which flows out from a knowledge and perception of life as a single whole, something which flows from the living interest that such a knowledge of life will kindle. I indicated the significance of this, when I said that what we develop in the age of childhood will often reappear, metamorphosed' and transformed, only in the grownup human being, nay, even in old age. There is one thing we fail to observe if we carry the principle of external objective instruction to an extreme. We can, of course, bring ourselves down to the child's level of understanding. We can restrict ourselves and endeavour to place before the child only what it can see and observe and really grasp—or, at least, what we imagine it can grasp. But in carrying this principle to an extreme, we fail to observe an important law of life, which may be thus described: It is a very source of strength and power in life, if, let us say, in his 35th year a man becomes able to say to himself: “As a child you once heard this thing or that from your teacher or from the person who was educating you. You took it up into your memory and kept it there. Why did you store it in memory? Because you loved the teacher as an authority; because the teacher's personality stood before you in such a way that it was clear to you:—If he holds that belief, then you too must take it into yourself. Such was your instinctive attitude. And now you suddenly see a light; now you have become ready to understand it. You accepted it out of love for him who was your authority; and now by a full power of maturity, you recall it once again, and you recognise it in a new way. Now only do you understand it.” Anyone who smiles at the idea of such a source of strength in after life, lacks living interest in what is real in human life. He does not know that man's life is a single whole, where all things are inter-connected. That is why he cannot rightly value how much it means, not to stop at ordinary objective lessons (which within limits are perfectly justified), but rather to sink into1 the child's soul many things that may afterwards return into its life, from stage to stage of maturity. Why is it that we meet so many, many people to-day, inwardly broken in their lives? Why is it that our heart must bleed, when we look out over vast territories where there are great tasks to perform, where men and women walk through life, seemingly crippled and paralysed before these tasks? It is because, in educating the children as they grew up into life, attention was not paid to the development of those inner forces that are a. powerful support to man in after years, enabling him to take his stand firmly in the world. Such things have to be taken into account, if we would pass from a mere Natural Science of pedagogy to a real Art of Education. Education is a thing for mankind as a whole. For that very reason it must become an Art, which the teacher and educator applies and exercises individually. There are certain inner connections which we must perceive if we would truly penetrate what is so often said instinctively, without being clearly understood. For example, the demand is quite rightly being voiced that education should not be merely intellectual. People say that it does not so much matter for the growing man to receive knowledge and information; what matters, they say, is that the element of will in him should be developed, that he should become skilful and strong, and so forth. Certainly, this is a right demand; but the point is that such a demand cannot be met by setting up general principles and norms and standards. It can only be met when we are able to enter into the real stages and periods of the human being's evolution, in concrete detail. We must know that it is the artistic and aesthetic that inspires the human will. We must find the way, to bring the artistic and aesthetic to bear on the child's life of will. And we must not seek any merely external way of approach to the will; we must not think of it merely in the sense of external Physiology or Biology. But we must seek to pass through the element of soul and spiritual life which is most particularly expressed in childhood. Many things will yet have to be permeated with soul and spirit. In our Waldorf School in Stuttgart, we have for the first time attempted to transform gymnastics and physical exercises, which in their method and organic force have generally been based on physiological considerations, into a kind of Eurhythmic Art. What you can now see almost any Saturday or Sunday in the performances of Eurhythme at Dornach, is of course intended, in the first place, as a special form of art. It is a form of art using as its instrument the human organism itself, with all its inner possibilities of movement. But while it is intended as a form of art, it also affords the possibility of permeating with soul and spirit those movements of the human being which are ordinarily developed into the more purely physiological physical exercises. When this is done, the movements that the human being executes will not merely be determined by the idea of working, in such and such a way, on such and such muscles or groups of muscles. But they will flow naturally, from each inner motive- of the soul into the muscular movement, the movement of the limbs. And we, who represent the spiritualisation of life from the point of view of Spiritual Science, are convinced that Eurhythme will become a thing of great importance, for Education on the one hand, and on the other hand for Health. For in it we are seeking the sound and natural and healthy relationship which must obtain, between the inner life and feeling and experience of the soul, and that which can evolve as movement in the human being as a whole. Thus, what is generally sought for through an external Physiology or through other external considerations, is now to be sought for through the perception of man as being permeated by soul and spirit. [For further information about Eurhythme (not to be confused with other forms of art known in England as “Eurhythme” see “The Threefold Commonwealth” fortnightly, Volume I, Numbers 2, 5 and 6. Demonstrations are given and classes arranged in London and other parts of Britain. For particulars, apply to the Secretary of the Anthroposophical Society in London.] Thus, in the first years of elementary school, the whole principle of teaching must be saturated with the different arts, in order to work upon the will. And most particularly; that part of education which is generally thought of as an education of the will—gymnastics and physical exercises—must now be permeated with soul and spirit. But that which is soul and spirit in man must first be recognised, in its real scope, in its potentialities, in its concrete manifestation. So again, we must recognise the connection between two faculties of the human soul—a connection which has not yet been properly discovered by modern Psychology, for in effect modern Psychology is out of touch with Spiritual Science. If we can look objectively into that important period of change which I described as occurring about the ninth year, we shall see how at that moment a very peculiar thing is happening, on the one hand, in the child's faculties of feeling, in its life of feeling. The child grows more deeply inward. New shades of feeling make their appearance. It is as though the inner soul-life were becoming more independent, in its whole feeling of the outer world of Nature. On the other hand, something else is taking place, which will only be noticed if one can observe the soul really intimately. It is certainly true, as Jean Paul observed and stated in a very penetrating epigram, that we learn more in the first three years of our life than in the three years we spend at the University. In the first three years, our memory is still working organically, and for actual life we learn far more. But about the ninth year a peculiar relationship a relationship which plays more into the conscious H/c comes about between the life of peeling and the tile of memory. These things must be seen; for those who cannot see them, they are simply non-existent. Now, it we can really perceive these intimate relationships between the life of feeling and the memory, and if we rightly cultivate and nurture them, we find in them the right aspect for all that part of our leaching work in which a special appeal has to be made to the child's memory. As a matter of fact, appealing to the memory we ought always at the same time to appeal to the life of feeling. Particularly in our History lessons, in all stories from History, we shall find just the right shades of colouring in the way to tell the story, if we know that everything that is meant to be memorised should be permeated, as we give it out, by something that plays over into the life of feeling—the life of feeling, which at this age has grown more independent. And if we recognise these connections in life, we shall rightly place our History lesson in relation to the whole plan and curriculum. In this way also, we shall gain a correct view of historic culture in general. Through all that primarily works upon the memory, we shall at the same time influence the life of feeling; just as we began, through artistic elements, to work upon the life of will. Then, after this period in life, we shall gradually find it possible to let the intellectual element work it way out through the elements of will and feeling. If we do not proceed in this way—if in our teaching and educating work we do not rightly develop the intellectual element from out of the elements of will and feeling—then we are working against, not with, the evolving forces of the human being. You will have seen from the whole tenor of this lecture that in outlining the relation between Spiritual Science and the Art of Education the real point is that we so apply our Spiritual Science that it becomes a knowledge and perception of man. And in the process, we ourselves gain something from Spiritual Science which .passes into our will, just as everything which has in it the germ of art passes over into the will of man. Thus, we get away from a pedagogic science as a mere science of norms and general principles which always has its definite answers ready to hand: “Such and such should be the methods of education.” But we transplant, into our own human being, something that must live within our will—a permeation of will with spiritual life- in order that we may work, from our will, into the evolving forces of the child. In the sense of Spiritual Science, the Art of Education must rest on a true and effective knowledge of man. The evolving man—man in process of becoming—is then for us a sacred riddle, which we desire to solve afresh every day and every hour. If we enter the service of mankind in this spirit with our Art of Education, then we shall be serving human life from out of the interests of human life itself.—In conclusion, I should like to draw your attention once again to the points of view from which we started. The teacher or educator has to do with the human being in that age, when there must be implanted in human nature and drawn forth from human nature, all those potentialities which will work themselves out through the remainder of the human being's life. There is, therefore, no sphere of life, which ought not somehow to concern and touch the person 1 whose task it is to teach, to educate. But it is only those who learn to understand life from the spirit, who can understand it. To form and mould human life, is only possible for those who—to use Goethe's expression—are able spiritually to form il. And it is this which seems to me important above all things in the present day: that that formative influence on life, which is exercised through education, may itself be moulded according to the spirit, and ever more according to the spirit. Let me repeat, it is not for purposes of criticism or laying clown the law that these words have been spoken here to-day. It is, because in ail modesty we opine that Spiritual Science, with those very points of knowledge that it gains on the nature of man, and hence on the nature of evolving man, can be of service to the Art of Education. We are convinced of its power to bring fountains of fresh strength to the Educational Art. And this is just what Spiritual Science would do and be. It would take its part in life, not as a strange doctrine or from a lofty distance, but as a real ferment of life, to saturate every single faculty and task of man. It is in this sense that I endeavour to speak on the most varied spheres of life, to influence and work into the most varied spheres of life, from the point of view of Spiritual Science. If to-day I have spoken on the relation of Spiritual Science to Education, you must not put it down to any immodest presumption on my part. You must ascribe it to the firm conviction, that if we in our time would work in life in accordance with the spirit, very serious investigation and penetration into spiritual realities will yet be necessary—necessary above all in this our time. You must ascribe it to the honest and upright desire, for Spiritual Science to take its share in every sphere of life, arid particularly in that sphere, so wonderful, so great, so full of meaning—the formative instruction and education of man himself. Printed for the Publishers by Charles Raper (t.u.). |
281. Poetry and the Art of Speech: Lecture V
30 Jul 1921, Darmstadt Tr. Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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Some frayed off with fountain-fling of arms To play and plunge, staccatoing the water And some more slowly followed, picking the deep flowers Out of the fume and underdrone of bees: green-kneed They rose and fell in waves delightedly: new sights Consumed them; new mites and motes of smell Held and incensed them: crumbs of booty glowed In every foot-dent, eiderdowntrodden. |
281. Poetry and the Art of Speech: Lecture V
30 Jul 1921, Darmstadt Tr. Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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Today, seeing that from a living grasp of the anthroposophical world-conception there results something for the whole human being, for man in his totality, we would like to put forward something taken from the art of recitation. As I have mentioned already, there is a certain fear in artistic circles, especially among poets, reciters and so on, that everything approaching the conceptual, everything which takes a “scientific” form, is really foreign to art – and actually inimical to the original and vital in it, choking instinctive and intuitive art. And as regards that intellectuality which has arisen in the course of recent centuries of human development this is absolutely the case. Yet this very intellectuality is also connected with an inclination toward what is present in external, physical reality: our very languages have gradually adopted a certain form – what might be called a tendency towards materialism. In our words and their meaning lies something which points directly to the external sense-world. Hence this intellectuality, which possesses only picture-being and is all the more authentic the less it contains of life and reality from man’s inner nature – this intellectuality will indeed have little in common with the primordial vitality that must lie at the root of all art. But the reinvigoration of spiritual life to which Anthroposophy aspires means precisely the reimmersing of intellect in the primordial forces of man’s soul life. The artistic will not then appear in the so-much-dreaded gloom of intellectual pallor; imagination will not be drawn down through Anthroposophy into logic and materialism, but will on the contrary be made to bear fruit. From living together with the spiritual it will be nourished and bear fruit. An enhancement of art is to be hoped for just through its being pervaded by Anthroposophy and the anthroposophical way of thinking – the whole bearing and demeanour of Anthroposophy. What applies to the arts as a whole we will show today with reference to recitation and declamation. Over the last decades recitation and declamation have been steered more and more into a predilection for endowing with form the meaning-content of the words. A stress on the word-for-word content has become increasingly conspicuous. Our times have little understanding for such a treatment of the spoken word as was characteristic of Goethe, who used to rehearse the actors in his plays with special regard for the formation of speech, standing in front of them like a musical conductor with his baton. The speech-formation, the element of form that underlies the word-for-word content – it is really this which inspires the true poet as an artist. The point must be emphasized: Schiller, when he felt drawn by inner necessity to compose a poem, to begin with had something in the way of an indeterminate melody, something of a melodic nature as the content of his soul; something musical floated through his soul and only afterwards came the word-for-word content, which had really only to receive what was for the poet, as an artist, the essential thing – the musical element of his soul. So we have on the one hand something musical, which as such would remain pure music; and on the other, the pictorial, painterly element to which in declamatory-recitative art we must return. To say something merely as an expression of the prose-content – it is not for this that true poetry exists. But to mould the prose-content, to re-cast it into measure and rhythm into unfolding melody – into what really lies behind the prose-content – for all this the art of poetry exists. We would surely not be favoured with such a mixed bag of poetry if we did not live in unartistic times when in neither painting nor sculpture, nor poetry nor its recitative-declamatory rendering, is true artistry to be found. If we look at the means by which poetry is brought to expression, which in our case is recitation and declamation, then we must naturally refer to speech. Now speech bears within it a thought- and a will-element. The thought tends toward the prosaic. It comes to express a conviction; it comes to express what is demanded within the framework of conventions of a social community. And with the progress of civilization language comes to be permeated more and more with expressions of conviction, with conventional social expression and to that extent becomes less and less poetic and artistic. The poet will therefore first have to struggle with the language to give it an artistic form, to make it into sornething which is really speech-formation. In my anthroposophical writings I have drawn attention to the character of the vowels in language. This character man experiences in the main through his inner being: what we live through inwardly from our experience in the outer world finds expression in the vowel-sounds. Occurrences that we portray objectively, the essential forms of the external world, come to expression in the consonants of a language. Naturally, the vocalic and consonantal nature of language varies from language to language. Indeed from the way in which a language deploys its consonants and vowels can be seen the extent to which it has developed into a more or less artistic language. Some modern languages, in the course of their development, have gradually acquired an inartistic character and are falling into decadence. When a poet sets out to give form to such a language, he is called upon to repeat at a higher level the original speech-creative process. [Note 17] In the construction his verses, in the treatment of rhyme and alliteration (we shall hear and discuss examples of these later) he touches upon something related to the speech-creative process. Where it is a matter of bringing inner being to expression, the poet will be drawn, by virtue of his intuitive and instinctive ability, to the vowels. The result will be an accumulation of vowels. And when the poet needs to give form to outward things or events, he will be drawn to the consonants. One or the other will be accumulated, depending an whether something inward or something external is being expressed. The reciter or declaimer must take this up, for he will then be able to re-establish the rhythm between inner being and the outer world. On this kind of speech-formation, on the bringing out of what lies within the artistic handling of speech, the formation of a new recitative and declamatory art-form will largely depend. We will now introduce a few shorter poems to show how recitation and declamation must be guided by speech-formation.
[We encounter a similar movement and transition in style in the course of this English sonnet:
[A series of three-line stanzas with recurring rhymes is a comparatively simple representative of a poetic form that is capable of being extended almost indefinitely. Our first poem is a relatively uncomplicated example; a second shows something of what can be achieved by a poet working within very strict limitations.
The highly-developed, courtly poetry of the late Middle Ages provides many examples of this type of elaborate and difficult structure. This Balade is a moderately ambitious and very beautiful instance:
A scene will next be presented from my first Mystery Play, The Portal of Initiation. What we have here is a representation of experiences connected with the spiritual world. One might be tempted to look upon something like this as contrived by the intellect, as though we were going after some sort of “symbolic” art – but that would not really be art at all. What will be spoken here, despite the psychic-spiritual nature of the events, was actually seen, in concrete form. Everything was there, down to the very sound of the words. Nothing had to be manufactured, or put together, or elaborated allegorically: it was simply there. We have attempted to give form to man’s manifold experiences in relation to the spiritual worlds; we have tried simply to give form to soul-forces, to what man can experience inwardly as differentiated soul-forces. Something results from this quite spontaneously, that is not shaped by any intellectual activity. As it is here a matter of purely spiritual contents, it is especially important to realize that it is not a matter of giving information or the prosaic word-for-word content, but of giving form to the actual spiritual contents. On the one hand a musical element will be perceptible – at the very point where one might suspect an intellectualising tendency – and on the other we will have a pictorial element, which must be particularly brought out whenever we are giving form to some kind of event. [Note 18]
When we come to the sonnet it is, of course, to be taken for granted that a sonnet does not arise from the intention to compose a sonnet, but by necessity from the working out of inner experiences. It is evident that the sonnet tends toward something visual or pictorial that lives in the language – we have an experience which is in some way twofold. Such an experience presents itself, and we wish to give it a form, such as appears in the first two strophes. But we are then thrown into a contradiction of inner experience. The second strophe confronts the first wave, so to speak, like a counter-wave. And in the last two strophes we feel the contradictions that govern the universe. The human heart and the human mind strive for a unison, a harmonious association, so that they may resolve in harmony what found expression in discord and overcome the material dissonance through the spirituality of harmony. This is manifested even in the rhyme-scheme of the first two strophes and in the linked rhymes of the concluding strophes. In as far as there is not such a necessity of inner experience, a sonnet cannot arise; for it must manifest itself even down to the rhyme-scheme as a picture-form. And now, the musical element infiltrates this pictorial form: a musicality that depends principally on vowel sounds, and on what enters the vowel from the consonant – for every consonant has its vowel-element. This gives what one might call musical substance to the primarily pictorial form taken by the sonnet. What is present within the sonnet, shaping it, is metrical and, in the art of speaking, metre is brought to expression specifically through recitation: something the Greeks managed to bring to a certain eminence. The Greeks lived in the metre; that is to say, in the plastic element of the language. If, on the other hand, we look at what comes to us from the Nordic or Central European, Germanic tradition, we see how into the plasticity of speech there enters something musical from within. Here we have something which streams out more from the will, more from the personality whereas with the Greeks everything flows from metrical clarity of vision. With the Greeks it was primarily the art of recitation that attained a certain peak, whereas among the Germanic peoples it was declamatory art, drawing on the musical principle and flowing into themes and rhythms and cadences, which stirred into activity. And whereas in recitation we have to do with something in speech that in one sound broadens, in another makes ‘pointed’, forming it pictorially – in musicality we have what endows language with a melodic quality. It is in fact something like this that we can see in the sonnet and its treatment in the several regions of Europe. We can see how the declamatory united with the recitative, how the Germanic later united with the Greek feeling for measure. [Note 19] It is of some importance for us to realise the musical as well as the plastic quality inherent in speech-formation, for us to learn to introduce into declamation and recitation something which essentially leads us from what has significance for the senses to what is moved by the spirit. For this, it is once again necessary to have a feeling for poetic form as such – the form of a ritornello or a rondeau, for instance. This does not in truth make for a poetry wanting in thought; it simply expresses thought, not through abstractions, but through its productive creativity. If it is to adapt itself to forms created in this way, the art of speaking must be restored to a life in the actual waves of speech – the recitative with its pure formation; and the high or low intonations, the melodic forms of declamation. And if a dramatic touch has to be added, as in the scene you have just heard, which dealt with purely spiritual experiences, the intellectual significance or literal meaning must be completely overcome, completely transformed from a literal communication of prose fact into actual speech-formation. We thus have in immediate presentation the same experience as when in a prose piece we pass from prosaic understanding to a vision of what is represented in the prosaic. The pleasure of the prosaic is indirect: we must first understand, and through understanding we are then led to visualisation. This entails from the first something inartistic, for the aesthetic quality lies in immediacy. The art of speech-formation must have direct expression. What is actually presented (and not an intellectual imitation of it) must show itself and be given form. In our times we often see so-called poets working up intellectual imitations, rather than those immediate responses which make themselvesfelt in speech-formation. Goethe, who expresses so beautifully a living apprehension of tranquillity – a tranquillity preceding that of sleep – gives it utterance in these lines:
Compare Shelley, “Evening. Ponte a Mare, Pisa.”
There is complete accord between the feeling for the summits and the tree-tops and what goes on in our own heart. A harmony lies in the sounds, in the very word-formation, so that what is mediated to us through the outer world sounds again – especially if we really listen to the poem – in the word- and speech-formation. All our experience of the outer world has passed over into the speech-formation itself. That would be the ideal of true poetry: to be able to present an experience received from outside in the very treatment of the language. The mere repetition of external experience, simply trying to express external experience in words – this is not poetry. The art of poetry only arises when something experienced in the outer world is reconstituted out of the life of the human soul in terms of pure speech-formation. [Note 20] We can observe this in a truly artistic poet like Goethe, when he feels the need to recreate an identical prose-content out of a different mood and feeling. From living with the Gothic and the mood it transmitted to him, from the feeling let us say for the pointed arches striving upwards, which he felt most deeply in his appreciation of Strasbourg Cathedral, Goethe had gained at the beginning of his time in Weimar a sensibility which, when given poetic form, became something like inner declamation. Thought and feeling took such a form in him that we can experience directly in speech-formation something also to be found in contemplating a Gothic cathedral. We can see something striving upwards, something unfinished, in a Gothic cathedral; and this was Goethe’s mood in Weimar when he conceived his Iphigeneia. Driven by a deep longing for the fulfilment of his poetic disposition, Goethe set out, but in the course of his journey south he was gradually overcome by another mood – by a longing for measure. Faced with the Italian art that confronted him there, he felt a kind of echo of Greek art. He writes to his Weimar friends: “I suspect that the Greeks created their works of art in accordance with the very laws by which nature proceeds.” Looking at the Saint Cecilia, at Raphael’s works, the essence of metre became clear to him; and this became an inner recitation. He no longer felt the form of his first Iphigeneia to be a personal truth: he forged his play anew, so that we now have a Nordic and a southern Iphigeneia. Any consideration of the Nordic Iphigeneia must treat of it in terms of declamatory art, where it is preeminently the vowels that hold sway and that give form in the sounding of speech. In the Roman Iphigeneia recitation must predominate: what is relevant here is the plastically formed presentation of experience in a speech-formation comparable to the presentation in Raphael’s work. In two short passages we shall now compare the two versions of Iphigeneia and have before us what goes on in a poet when he really lives in aesthetic form and has to recreate his artistic forms out of inner necessity. Recitation and declamation must strive to follow poetry such as this. In the first instance, therefore, we will present the Gothic-German Iphigeneia as Goethe originally conceived it – the Weimar Iphigeneia. [Note 21] [Blake’s earlier poetry was strongly influenced by Romantic interest in northern “Bardic” verse, and something of its powerful declamatory nature can still be felt in this “Introduction” to Songs of Experience:
And now Goethe wished to introduce into these verses something fundamentally alien to the north. These verses express what I have just claimed as emerging straight from the whole mood living in Goethe. It can be said, of course, that anyone who does not enter into the genuinely aesthetic will lack the deep sense of necessity that Goethe felt in Italyof forging his favourite subject, Iphigeneia, anew. Not only was he subject in Italyto impressions of what he regarded as Greek art, but the sun there has a different effect. A differently coloured heaven arches over us, and the plants struggle up from the earth in a different way. All this made its mark on Goethe, and we can trace how in every line he is again compelled to rewrite and adapt the substance of his Iphigeneia to a quite different mood. It was Hermann Grimm who first showed a really sensitive understanding for these matters. In his lectures on Goethe he stressed the radical difference between the German and the Roman Iphigeneia, demonstrating how Goethe transformed what at first lived in the dimension of depth, so to speak – where there is a tendency to make the tone too full, too bright, or too dull, in order to achieve a spiritual expression of the literal prose content; he showed how Goethe transformed this into something that lives in the plane of speech, as it were, in the metre, and how he tried to introduce into his Iphigeneia the symmetry he believed himself to have found in Greek art. In order to characterise what Goethe experienced in artistic speech, therefore, it becomes necessary to work from the declamatory into the recitative when producing his Roman Iphigeneia – the recitative which, as we have said, the Greeks brought to perfection. [Note 22] [To a much greater extent than Goethe, Blake consistently reworked his poetry into ever different forms as he matured and changed as a poet. By the time he came to write “Night the Ninth” of The Four Zoas he had extended his range to include a classically derived pastoral verse with a much more recitative quality. The visionary scene from the earlier “Introduction” appears again there – though after a more thorough metamorphosis than was the case with Goethe’s play. This is The Four Zoas ix, 386-409:
It may be that in the case of an artist like Goethe, we shall find what it is that flows over into form only if we can understand with full intensity how, when he himself spoke his Iphigeneia, tears would roll down his cheeks. Goethe found his way from the Dionysian – to use the Nietzschean expression – into the Apollonian, into metrical form. Because the Greeks in their soul-life stirred the will to this metrical formation, they achieved something in this Apollonian realm, and of this Nietzsche felt that here art is exalted above outer sense-reality. He felt that art could elevate us above the pessimism of a humanity confronting the tragic in the immediate reality of physical perception. What holds sway here as the inner, the essentially human – though conforming to measure and the Apollonian principle – this was what particularly attracted Goethe once he had entered this element, and induced him to attempt the creation of something in Greek metre, in an inwardly recitative-declamatory style rather than his former purely declamatory one. We will now give an example, from Goethe’s “Achilleis”, of the aesthetic form that Goethe conceived after he had sunk himself in the metrical, inwardly recitative style of the Greeks. [Note 23] [In their attempts to recapture the feeling of the original Greek some translators have been driven to adopt a hexameter verse, as in this rendering of Odyssey VI, 85ff:
With such poetry Goethe tried to find his way back to Hellenism. He believed himself, as he felt at a certain period of his life, nearer to the original source of poetry than he could ever have been had he not gone back to the Greeks. We have to look at Goethe’s instinctive artistic life, when he sought Greek metre and what the Greeks had formed plastically in inner recitation. As with the other art-forms, true poetry was to be sought where the fountain-head of art sprang more abundantly – in primitive humanity, in unaccommodated man and his inner experience, not yet shrouded by the thick veil of materialistic civilisation. In Greek, we can observe the measured flow of the hexameter; we observe how the dactyls are formed. What do we really have in this verse-measure? Now we must remember, speaking more theoretically, how something lives in man which strives inwardly toward a certain rhythm or harmony of rhythms. Let us take, on the one hand, the breathing-rhythm: in a normal person of average age, about 18 breaths per minute; while in the same space of time we have 72 pulse-beats, four beats coinciding with each breath. This is an inner harmonising of rhythms in human nature. Let us picture the four pulse-beats taking place in each breath and consider their ratio, their harmony with the breath. Let us bring the first two pulse-beats together into one long syllable, and the remaining two pulsebeats into two short syllables. We then have the verse-measure underlying the hexameter. We can also produce the hexameter for ourselves by examining the harmony of the four and the one: the first three feet and, as the fourth, the caesura – all being related to the one breath. What is formed in this way we derive from man’s own being: we create out of man’s being, embodying in speech an expression of human rhythms. Now the fourfold rhythm of the blood can, of course, struggle with the unitary breathing-rhythm, separating and reuniting as they strive toward harmony. They separate in this or that direction, and then flow together again. In this way are revealed the several forms of verse and prosody. But each time it is an overflowing of what lives in man himself into speech. In the formation of Greek metres man unfolds his own being; something of man’s most intimate morphology comes to his lips and forms itself into speech. Here then lies the mystery: the Greeks strove for vocal expression of the most intimate, even organic life of man’s rhythmic system. Goethe felt this. The Greeks by their very nature (and let us not misunderstand this) were striving after thought. Not for mere abstract thought, but something that led them away, through thought, into concrete speech-formation – the pictorial that is active in man. For what occurs in man through the confluence of the blood- and breathing-rhythms is transmitted to the brain and transformed into thought-content. The process is even vaguely recognisable in prose. This is really thought that has been stripped of everything that lay hidden in Greek recitative metre. The Greeks spoke of the music of Apollo’s lyre, meaning man himself as a work of art: a rhythmic being in the harmony of his breathing- and blood-rhythms. Here are uttered unfathomable cosmic mysteries which tell us more than any prose language can. Into all this sounds the will. As we turn to the north we meet once more with the declamatory. The general inclination of Nordic language, Nordic speech-formation, is to make the will predominant. It is mainly breathing which lives in Greek rhythm (being closer to thought than the blood-circulation), but the experience of blood-circulation was rightly regarded by ancient spiritual researchers as the immediate expression of human personality, the human ego. And this is what lives in the Nordic treatment of speech. Here we see how the blood-rhythm strikes in and the breathing rhythm recedes. We see in addition how the blood-rhythm is connected with the mobility of the entire man. Looking back, we see how in the Nibelungenlied Nordic man could sense the wave-beat of his blood, instigated by a will-impulse and then subsiding into thought: in this way alliteration comes into being. We begin with a will-impulse, which then strikes up against the form, like a wave building up and then subsiding again into the repose of rhythm. This was felt as something constituting the whole man. Whereas the Greeks wanted to penetrate inwards into the breathing-system, Nordic man was inclined towards depth of personality and the life of the blood-rhythm. Nordic-Germanic poetry is spiritualised human blood. Here the will lives and gives itself form. We must imagine the will-working of Wotan, moving on waves of air or welling up in man as blood and forming the human personality. [Note 24] The primal element of will, the human being as a whole, finds expression in Nordic-Germanic poetry. We can see this welling-up and surging in the epic Nibelungenlied. And even in more recent times, Wilhelm Jordan has tried to imitate the alliterative style, such as lived in Nordic declamation, and has tried in the speech-formation of his own epic to restore to life the things I have described. What lives in Jordan’s Nibelunge, therefore, we must not simply declaim by extracting and stressing the prose content. Rather, there must sound forth that wave-motion drawn from the inner nature of man. In Wilhelm Jordan’s alliteration, these Wotan-waves must sound forth as they did when he himself recited them. This he actually did; those who were still able to hear him will know how he tried, through a declamatory verse-technique, to draw out what is latent in alliteration. We shall conclude by giving an example from the beginning of the Nibelungenlied, where the Nordic element (as opposed to Greek metre) is in evidence. This will strike a contrast to what Goethe, particularly in his later years, received from Greek culture. From there he derived the finest quality that lived in him, while yet wishing to unite it, together with the Nordic, into a single whole. And finally, a short passage of alliterative verse from Wilhelm Jordan’s Nibelunge – his attempt at a re-creation of ancient German poetry.
[Langland’s Piers Plowman is among the masterpieces of the English “Alliterative Revival” of the fourteenth century. This extract is from the C-text version, Passus IX, 152-191:
[In the absence of any modern English attempt to restore alliteration in its full-blooded form, there may be a certain interest here in the following piece. The chiming effect of the alliterations serves in this instance rather to embellish and lend spice to the recitative flow of the verse, not aspiring to become the ordering principle of the poem:
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