28. The Story of My Life: Chapter I
Tr. Harry Collison Rudolf Steiner |
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It was as if the mountains rose up out of the all-surrounding green of the friendly landscape. On the distant boundaries of the circle one had the majesty of the peaks, and close around the tenderness of nature. |
28. The Story of My Life: Chapter I
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] In public discussions of the anthroposophy for which I stand there have been mingled for some time past statements and judgments about the course which my life has taken. From what has been said in this connection conclusions have been drawn with regard to the origin of the variations so called which some persons believe they have discovered in the course of my spiritual evolution. In view of these facts, friends have felt that it would be well if I myself should write something about my own life. [ 2 ] This does not accord, I must confess, with my own inclinations. For it has always been my endeavour so to order what I might have to say and what I might think well to do according as the thing itself might require, and not from personal considerations. To be sure, it has always been my conviction that in many provinces of life the personal element gives to human action a colouring of the utmost value; only it seems to me that this personal element should reveal itself through the manner in which one speaks and acts, and not through conscious attention to one's own personality. Whatever may come about as a result of such attention is something a man has to settle with himself. [ 3 ] And so it has been possible for me to resolve upon the following narration only because it is necessary to set in a true light by means of an objective written statement many a false judgment in reference to the consistency between my life and the thing that I have fostered, and because those who through friendly interest have urged this upon me seem to me justified in view of such false judgments. The home of my parents was in Lower Austria. My father was born at Geras, a very small place in the Lower Austrian forest region; my mother at Horn, a city of the same district. [ 4 ] My father passed his childhood and youth in the most intimate association with the seminary of the Premonstratensian Order at Geras. He always looked back with the greatest affection upon this time in his life. He liked to tell how he served in the college, and how the monks instructed him. Later on, he was a huntsman in the service of Count Hoyos. This family had a place at Horn. It was there that my father became acquainted with my mother. Then he gave up the work of huntsman and became a telegraphist on the Southern Austrian Railway. He was sent at first to a little station in southern Styria. Then he was transferred to Kraljevec on the border between Hungary and Croatia. It was during this period that he married my mother. Her maiden name was Blie. She was descended from an old family of Horn. I was born at Kraljevec on February 27, 1861. It thus happened that the place of my birth was far removed from that part of the world from which my family came. [ 5 ] My father, and my mother as well, were true children of the South Austrian forest country, north of the Danube. It is a region into which the railway was late in coming. Even to this day it has left Geras untouched. My parents loved the life they had lived in their native region. When they spoke of this, one realized instinctively how in their souls they had never parted from that birthplace in spite of the fate that forced them to pass the greater part of their lives far away from it. And so, when my father retired, after a life filled with work, they returned at once there-to Horn. [ 6 ] My father was a man of the utmost good will, but of a temper – especially while he was still young – which could be passionately aroused. The work of a railway employee was to him a matter of duty; he had no love for it. While I was still a boy, he would sometimes have to remain on duty for three days and three nights continuously. Then he would be relieved for twenty-four hours. Under such conditions life for him wore no bright colours; all was dull grey. Some pleasure he found in keeping up with political developments. In these he took the liveliest interest. My mother, since our worldly goods were none too plentiful, was forced to devote herself to household duties. Her days were filled with loving care of her children and of the little home. [ 7 ] When I was a year and a half old; my father was transferred to Mödling, near Vienna. There my parents remained a half-year. Then my father was put in charge of the little station on the Southern Railway at Pottschach in Lower Austria, near the Styrian border. There I lived from my second to my eighth year. A wonderful landscape formed the environment of my childhood. The view stretched as far as the mountains that separate Lower Austria from Styria: [ 8 ] “Snow Mountain,” Wechsel, the Rax Alps, the Semmering. Snow Mountain caught the sun's earliest rays on its bare summit, and the kindling reflection of these from the mountain down to the little village was the first greeting of dawn in the beautiful summer days. The grey back of the Wechsel put one by contrast in a sober mood. It was as if the mountains rose up out of the all-surrounding green of the friendly landscape. On the distant boundaries of the circle one had the majesty of the peaks, and close around the tenderness of nature. [ 8 ] But around the little station all interest was centered on the business of the railway. At that time the trains passed in that region only at long intervals; but, when they came, many of the men of the village who could spare the time were generally gathered at the station, seeking thus to bring some change into their lives, which they found otherwise very monotonous. The schoolmaster, the priest, the book-keeper of the manor, and often the burgomaster as well, would be there. [ 9 ] It seems to me that passing my childhood in such an environment had a certain significance for my life. For I felt a very deep interest in everything about me of a mechanical character; and I know how this interest tended constantly to overshadow in my childish soul the affections which went out to that tender and yet mighty nature into which the railway train, in spite of being in subjection to this mechanism, must always disappear in the far distance. [ 10 ] In the midst of all this there was present the influence of a certain personality of marked originality, the priest of St. Valentin, a place that one could reach on foot from Pottschach in about three-quarters of an hour. This priest liked to come to the home of my parents. Almost every day he took a walk to our home, and he nearly always stayed for a long time. He belonged to the liberal type of Catholic cleric, tolerant and genial; a robust, broad-shouldered man. He was quite witty, too; had many jokes to tell, and was pleased when he drew a laugh from the persons about him. And they would laugh even more loudly over what he had said long after he was gone. He was a man of a practical way of life, and liked to give good practical advice. Such a piece of practical counsel produced its effects in my family for a long time. There was a row of acacia trees (Robinien) on each side of the railway at Pottschach. Once we were walking along the little footpath under these trees, when he remarked: “Ah, what beautiful acacia blossoms these are!” He seized one of the branches at once and broke off a mass of the blossoms. Spreading out his huge red pocket-handkerchief – he was extremely fond of snuff – he carefully wrapped the twigs in this, and put the “Binkerl” under his arm. Then he said: “How lucky you are to have so many acacia blossoms! “My father was astonished, and answered: “Why, what can we do with them?” “Wh-a-a-t?” said the priest. “Don't you know that you can bake the acacia blossoms just like elder flowers, and that they taste much better then because they have a far more delicate aroma?” From that time on we often had in our family, as opportunity offered from time to time, “baked acacia blossoms.” [ 11 ] In Pottschach a daughter and another son were born to my parents. There was never any further addition to the family. [ 12 ] As a very young child I showed a marked individuality. From the time that I could feed myself, I had to be carefully watched. For I had formed the conviction that a soup-bowl or a coffee cup was meant to be used only once; and so, every time that I was not watched, as soon as I had finished eating something I would throw the bowl or the cup under the table and smash it to pieces. Then, when my mother appeared, I would call out to her : “Mother, I've finished!” [ 13 ] This could not have been a mere propensity for destroying things, since I handled my toys with the greatest care, and kept them in good condition for a long time. Among these toys those that had the strongest attraction for me were the kind which even now I consider especially good. These were picture-books with figures that could be made to move by pulling strings attached to them at the bottom. One associated little stories with these figures, to whom one gave a part of their life by pulling the strings. Many a time have I sat by the hour poring over the picture-books with my sister. Besides, I learned from them by myself the first steps in reading. [ 14 ] My father was concerned that I should learn early to read and write. When I reached the required age, I was sent to the village school. The schoolmaster was an old man to whom the work of “teaching school” was a burdensome business. Equally burdensome to me was the business of being taught by him. I had no faith whatever that I could ever learn anything from him. For he often came to our house with his wife and his little son, and this son, according to my notions at that time, was a scamp. So I had this idea firmly fixed in my head: “Whoever has such a scamp for a son, nobody can learn anything from him.” Besides, something else happened, “quite dreadful.” This scamp, who also was in the school, played the prank one day of dipping a chip into all the ink-wells of the school and making circles around them with dabs of ink. His father noticed these. Most of the pupils had already gone. The teacher's son, two other boys, and I were still there. The schoolmaster was beside himself; he talked in a frightful manner. I felt sure that he would actually roar but for the fact that his voice was always husky. In spite of his rage, he got an inkling from our behaviour as to who the culprit was. But things then took a different turn. The teacher's home was next-door to the school-room. The “lady head mistress” heard the commotion and came into the school-room with wild eyes, waving her arms in the air. To her it was perfectly clear that her little son could not have done this thing. She put the blame on me. I ran away. My father was furious when I reported this matter at home. Then, the next time the teacher's family came to our house, he told them with the utmost bluntness that the friendship between us was ended, and added baldly: “My boy shall never set foot in your school again,” Now my father himself took over the task of teaching me; and so I would sit beside him in his little office by the hour, and had to read and write between whiles whenever he was busy with his duties. [ 15 ] Neither with him could I feel any real interest in what had to come to me by way of direct instruction. What interested me was the things that my father himself was writing. I would imitate what he did. In this way I learned a great deal. As to the things I was taught by him, I could see no reason why I should do these just for my own improvement. On the other hand, I became rooted, in a child's way, in everything that formed a part of the practical work of life. The routine of a railway office, everything connected with it, – this caught my attention. It was, however, more especially the laws of nature that had already taken me as their little errand boy. When I wrote, it was because I had to write, and I wrote as fast as I could so that I should soon have a page filled. For then I could strew the sort of dust my father used over this writing. Then I would be absorbed in watching how quickly the dust dried up the ink, and what sort of mixture they made together. I would try the letters over and over with my fingers to discover which were already dry, which not. My curiosity about this was very great, and it was in this way chiefly that I quickly learned the alphabet. Thus my writing lessons took on a character that did not please my father, but he was good-natured and reproved me only by frequently calling me an incorrigible little “rascal.” This, however, was not the only thing that evolved in me by means of the writing lessons. What interested me more than the shapes of the letters was the body of the writing quill itself. I could take my father's ruler and force the point of this into the slit in the point of the quill, and in this manner carry on researches in physics, concerning the elasticity of a feather. Afterwards, of course, I bent the feather back into shape; but the beauty of my handwriting distinctly suffered in this process. [ 16 ] This was also the time when, with my inclination toward the understanding of natural phenomena, I occupied a position midway between seeing through a combination of things, on the one hand, and “the limits of understanding” on the other. About three minutes from the home of my parents there was a mill. The owners of the mill were the god-parents of my brother and sister. We were always welcome at this mill. I often disappeared within it. Then I studied with all my heart the work of a miller. I forced a way for myself into the “interior of nature.” Still nearer us, however, there was a yarn factory. The raw material for this came to the railway station; the finished product went away from the station. I participated thus in everything which disappeared within the factory and everything which reappeared. We were strictly forbidden to take one peep at the “inside” of this factory. This we never succeeded in doing. There were the “limits of understanding” And how I wished to step across the boundaries! For almost every day the manager of the factory came to see my father on some matter of business. For me as a boy this manager was a problem, casting a miraculous veil, as it were, over the “inside” of those works. He was spotted here and there with white tufts; his eyes had taken on a certain set look from working at machinery. He spoke hoarsely, as if with a mechanical speech. “What is the connection between this man and everything that is surrounded by those walls?” – this was an insoluble problem facing my mind. But I never questioned anyone regarding the mystery. For it was my childish conviction that it does no good to ask questions about a problem which is concealed from one's eyes. Thus I lived between the friendly mill and the unfriendly factory. [ 17 ] Once something happened at the station that was very “dreadful.” A freight train rumbled up. My father stood looking at it. One of the rear cars was on fire. The crew had not noticed this at all. All that followed as a result of this made a deep impression on me. Fire had started in a car by reason of some highly inflammable material. For a long time I was absorbed in the question how such a thing could happen. What my surroundings said to me in this case was, as in many other matters, not to my satisfaction. I was filled with questions, and I had to carry these about with me unanswered. It was thus that I reached my eighth year. [ 18 ] During my eighth year the family moved to Neudörfl, a little Hungarian village. This village is just at the border over against Lower Austria. The boundary here was formed by the Laytha River. The station that my father had in charge was at one end of the village. Half an hour's walk further on was the boundary stream. Still another half-hour brought one to Wiener-Neustadt. [ 19 ] The range of the Alps that I had seen close by at Pottschach was now visible only at a distance. Yet the mountains still stood there in the background to awaken our memories when we looked at lower mountains that could be reached in a short time from our family's new home. Massive heights covered with beautiful forests bounded the view in one direction; in the other, the eye could range over a level region, decked out in fields and woodland, all the way to Hungary. Of all the mountains, I gave my unbounded love to one that could be climbed in three-quarters of an hour. On its crest there stood a chapel containing a painting of Saint Rosalie. This chapel came to be the objective of a walk which I often took at first with my parents and my sister and brother, and later loved to take alone. Such walks were filled with a special happiness because of the fact that at that time of year we could bring back with us rich gifts of nature. For in these woods there were blackberries, raspberries, and strawberries. One could often find an inner satisfaction in an hour and a half of berrying for the purpose of adding a delicious contribution to the family supper, which otherwise consisted merely of a piece of buttered bread or bread and cheese for each of us. [ 20 ] Still another pleasant thing came from rambling about in these forests, which were the common property of all. There the villagers got their supplies of wood. The poor gathered it for themselves; the well-to-do had servants to do this. One could become acquainted with all of these most-friendly persons. They always had time for a chat when Steiner Rudolf met them. “So thou goest again for a bit of a walk, Steiner Rudolf” – thus they would begin, and then they would talk about everything imaginable. The people did not think of the fact that they had a mere child before them. For at the bottom of their souls they also were only children, even when they could number sixty years. And so I really learned from the stories they told me almost everything that happened in the houses of the village. [ 21 ] Half an hour's walk from Neudörfl is Sauerbrunn, where there is a spring containing iron and carbonic acid. The road to this lies along the railway, and part of the way through beautiful woods. During vacation time I went there every day early in the morning, carrying with me a “Blutzer.” This is a water vessel made of clay. The smallest of these hold three or four litres. One could fill this without charge at the spring. Then at midday the family could enjoy the delicious sparkling water. [ 22 ] Toward Wiener-Neustadt and farther on toward Styria, the mountains fall away to a level country. Through this level country the Laytha River winds its way. On the slope of the mountains there was a cloister of the Order of the Most Holy Redeemer. I often met the monks on my walks. I still remember how glad I should have been if they had spoken to me. They never did. And so I carried away from these meetings an undefined but solemn feeling which remained constantly with me for a long time. It was in my ninth year that the idea became fixed in me that there must be weighty matters in connection with the duties of these monks which I ought to learn to understand. There again I was filled with questions which I had to carry around unanswered. Indeed, these questions about all possible sorts of things made me as a boy very lonely. [ 23 ] On the foothills of the Alps two castles were visible: Pitten and Frohsdorf. In the second there lived at that time Count Chambord, who, at the beginning of the year 1870, claimed the throne of France as Henry V. Very deep were the impressions that I received from that fragment of life bound up with the castle Frohsdorf. The Count with his retinue frequently took the train for a journey from the station at Neudörfl. Everything drew my attention to these men. Especially deep was the impression made by one man in the Count's retinue. He had but one ear. The other had been slashed off clean. The hair lying over this he had braided. At the sight of this I perceived for the first time what a duel is. For it was in this manner that the man had lost one ear. [ 24 ] Then, too, a fragment of social life unveiled itself to me in connection with Frohsdorf. The assistant teacher at Neudörfl, whom I was often permitted to see at work in his little chamber, prepared innumerable petitions to Count Chambord for the poor of the village and the country around. In response to every such appeal there always came back a donation of one gulden, and from this the teacher was always allowed to keep six kreuzer for his services. This income he had need of, for the annual salary yielded him by his profession was fifty-eight gulden. In addition, he had his morning coffee and his lunch with the “schoolmaster.” Then, too, he gave special lessons to about ten children, of whom I was one. For such lessons the charge was one gulden a month. [ 25 ] To this assistant teacher I owe a great deal. Not that I was greatly benefited by his lessons at the school. In that respect I had about the same experience as at Pottschach. As soon as we moved to Neudörfl, I was sent to school there This school consisted of one room in which five classes of both boys and girls all had their lessons. While the boy who sat on my bench were at their task of copying out the story of King Arpad, the very little fellows stood at a black board on which i and u had been written with chalk for them. It was simply impossible to do anything save to let the mind fall into a dull reverie while the hands almost mechanically took care of the copying. Almost all the teaching had to be done by the assistant teacher alone. The “schoolmaster” appeared in the school only very rarely. He was also the village notary, and it was said that in this occupation he had so much to take up his time that he could never keep school. [ 26 ] In spite of all this I learned earlier than usual to read well. Because of this fact the assistant teacher was able to take hold of something within me which has influenced the whole course of my life. Soon after my entrance into the Neudörfl school, I found a book on geometry in his room. I was on such good terms with the teacher that I was permitted at once to borrow the book for my own use. I plunged into it with enthusiasm. For weeks at a time my mind it was filled with coincidences, similarities between triangles, squares, polygons; I racked my brains over the question: Where do parallel lines actually meet? The theorem of Pythagoras fascinated me. [ 27 ] That one can live within the mind in the shaping of forms perceived only within oneself, entirely without impression upon the external senses – this gave me the deepest satisfaction. I found in this a solace for the unhappiness which my unanswered questions had caused me. To be able to lay hold upon something in the spirit alone brought to me an inner joy. I am sure that I learned first in geometry to experience this joy. [ 28 ] In my relation to geometry I must now perceive the first budding forth of a conception which has since gradually evolved in me. This lived within me more or less unconsciously during my childhood, and about my twentieth year took a definite and fully conscious form. [ 29 ] I said to myself: “The objects and occurrences which the senses perceive are in space. But, just as this space is outside of man, so there exists also within man a sort of soul-space which is the arena of spiritual realities and occurrences.” In my thoughts I could not see anything in the nature of mental images such as man forms within him from actual things, but I saw a spiritual world in this soul-arena. Geometry seemed to me to be a knowledge which man appeared to have produced but which had, nevertheless, a significance quite independent of man. Naturally I did not, as a child, say all this to myself distinctly, but I felt that one must carry the knowledge of the spiritual world within oneself after the fashion of geometry. [ 30 ] For the reality of the spiritual world was to me as certain as that of the physical. I felt the need, however, for a sort of justification for this assumption. I wished to be able to say to myself that the experience of the spiritual world is just as little an illusion as is that of the physical world. With regard to geometry I said to myself: “Here one is permitted to know something which the mind alone, through its own power, experiences.” In this feeling I found the justification for the spiritual world that I experienced, even as, so to speak, for the physical. And in this way I talked about this. I had two conceptions which were naturally undefined, but which played a great role in my mental life even before my eighth year. I distinguished things as those “which are seen” and those “which are not seen.” [ 31 ] I am relating these matters quite frankly, in spite of the fact that those persons who are seeking for evidence to prove that anthroposophy is fantastic will, perhaps, draw the conclusion from this that even as a child I was marked by a gift for the fantastic: no wonder, then, that a fantastic philosophy should also have evolved within me. [ 32 ] But it is just because I know how little I have followed my own inclinations in forming conceptions of a spiritual world – having on the contrary followed only the inner necessity of things – that I myself can look back quite objectively upon the childlike unaided manner in which I confirmed for myself by means of geometry the feeling that I must speak of a world “which is not seen.” [ 33 ] Only I must also say that I loved to live in that world For I should have been forced to feel the physical world as a sort of spiritual darkness around me had it not received light from that side. [ 34 ] The assistant teacher of Neudörfl had provided me, in the geometry text-book, with that which I then needed – justification for the spiritual world. [ 35 ] In other ways also I owe much to him. He brought to me the element of art. He played the piano and the violin and he drew a great deal. These things attracted me powerfully to him. Just as much as I possibly could be, was I with him. Of drawing he was especially fond, and even in my ninth year he interested me in drawing with crayons. I had in this way to copy pictures under his direction. Long did I sit, for instance, copying a portrait of Count Szedgenyi. [ 36 ] Very seldom at Neudörfl, but frequently in the neighbouring town of Sauerbrunn, could I listen to the impressive music of the Hungarian gipsies. [ 37 ] All this played its part in a childhood which was passed in the immediate neighbourhood of the church and the churchyard. The station at Neudörfl was but a few steps from the church, and between these lay the churchyard. [ 38 ] If one went along by the churchyard and then a short stretch further, one came into the village itself. This consisted of two rows of houses. One row began with the school and the other with the home of the priest. Between those two rows of houses flowed a little brook, along the banks of which grew stately nut trees. In connection with these nut trees an order of precedence grew up among the children of the school. When the nuts began to get ripe, the boys and girls assailed the trees with stones, and in this way laid in a winter's supply of nuts. In autumn almost the only thing anyone talked about was the size of his harvest of nuts. Whoever had gathered most of all was the most looked up to, and then step by step was the descent all the way down – to me, the last, who as an “outsider in the village” had no right to share in this order of precedence. [ 39 ] Near the railway station, the row of most important houses, in which the “big farmers” lived, was met at right angles by a row of some twenty houses owned by the “middle class” villagers. Then, beginning from the gardens which belonged to the station, came a group of thatched houses belonging to the “small cottagers.” These constituted the immediate neighbourhood of my family. The roads leading out from the village went past fields and vineyards that were owned by the villagers. Every year I took part with the “small cottagers” in the vintage, and once also in a village wedding. [ 40 ] Next to the assistant teacher, the person whom I loved most among those who had to do with the direction of the school was the priest. He came regularly twice a week to give instruction in religion and often besides for inspection of the school. The image of the man was deeply impressed upon my mind, and he has come back into my memory again and again throughout my life. Among the persons whom I came to know up to my tenth or eleventh year, he was by far the most significant. He was a vigorous Hungarian patriot. He took active part in the process of Magyarizing the Hungarian territory which was then going forward. From this point of view he wrote articles in the Hungarian language, which I thus learned through the fact that the assistant teacher had to make clear copies of these and he always discussed their contents with me in spite of my youthfulness. But the priest was also an energetic worker for the Church. This once impressed itself deeply upon my mind through one of his sermons. [ 41 ] At Neudörfl there was a lodge of Freemasons. To the villagers this was shrouded in mystery, and they wove about it the most amazing legends. The leading role in this lodge belonged to the manager of a match-factory which stood at the end of the village. Next to him in prominence among the persons immediately interested in the matter were the manager of another factory and a clothing merchant. Otherwise the only significance attaching to the lodge arose from the fact that from time to time strangers from “remote parts” were visitors there, and these seemed to the villagers in the highest degree unwelcome. The clothing merchant was a noteworthy person. He always walked with his head bowed over as if in deep thought. People called him “the make-believe,” and his isolation rendered it neither possible nor necessary that anyone should approach him. The building in which the lodge met belonged to his home. [ 42 ] I could establish no sort of relationship to this lodge. For the entire behaviour of the persons about me in regard to this matter was such that here again I had to refrain from asking questions; besides, the utterly absurd way in which the manager of the match-factory talked about the church made a shocking impression on me. [ 43 ] Then one Sunday the priest delivered a sermon in his energetic fashion in which he set forth in due order the true principles of morality for human life and spoke of the enemy of the truth in figures of speech framed to fit the lodge. As a climax, he delivered his advice: “Beloved Christians, beware of him who is an enemy of the truth: for example, a Mason or a Jew.” In the eyes of the people, the factory owner and the clothing merchant were thus authoritatively exposed. The vigour with which this had been uttered made a specially deep impression upon me. [ 44 ] I owe to the priest also, because of a certain profound impression made upon me, a very great deal in the later orientation of my spiritual life. One day he came into the school, gathered round him in the teacher's little room the “riper” children, among whom he included me, unfolded a drawing he had made, and with the help of this explained to us the Copernican system of astronomy. He spoke about this very vividly – the revolution of the earth around the sun, its rotation on its axis, the inclination of the axis in summer and winter, and also the zones of the earth. In all of it I was absorbed; I made drawings of a similar kind for days together, and then received from the priest further special instruction concerning eclipses of the sun and the moon; and thence-forward I directed all my search for knowledge toward this subject. I was then about ten years old, and I could not yet write without mistakes in spelling and grammar. [ 45 ] Of the deepest significance for my life as a boy was the nearness of the church and the churchyard beside it. Everything that happened in the village school was affected in its course by its relationship to these. This was not by reason of certain dominant social and political relationships existing in every community; it was due to the fact that the priest was an impressive personality. The assistant teacher was at the same time organist of the church and custodian of the vestments used at Mass and of the other church furnishings. He performed all the services of an assistant to the priest in his religious ministrations. We schoolboys had to carry out the duties of ministrants and choristers during Mass, rites for the dead, and funerals. The solemnity of the Latin language and of the liturgy was a thing in which my boyish soul found a Vital happiness. Because of the fact that up to my tenth year I took such an earnest part in the services of the church, I was often in the company of the priest whom I so revered. [ 46 ] In the home of my parents I received no encouragement in this matter of my relationship to the church. My father took no part in this. He was then a “freethinker.” He never entered the church to which I had become so deeply attached; and yet he also, as a boy and as a young man, had been equally devoted and active. In his case this all changed once more only when he went back, as an old man on a pension, to Horn, his native region. There he became again “a pious man.” But by that time I had long ceased to have any association with my parents' home. [ 47 ] From the time of my boyhood at Neudörfl, I have always had the strongest impression of the manner in which the contemplation of the church services in close connection with the solemnity of liturgical music causes the riddle of existence to rise in powerful suggestive fashion before the mind. The instruction in the Bible and the catechism imparted by the priest had far less effect upon my mental world than what he accomplished by means of liturgy in mediating between the sensible and the supersensible. From the first this was to me no mere form, but a profound experience. It was all the more so because of the fact that in this I was a stranger in the home of my parents. Even in the atmosphere I had to breathe in my home, my spirit did not lose that vital experience which it had acquired from the liturgy. I passed my life amid this home environment without sharing in it, perceived it; but my real thoughts, feelings, and experience were continually in that other world. I can assert emphatically however, in this connection that I was no dreamer, but quite self-sufficient in all practical affairs. [ 48 ] A complete counterpart to this world of mine was my father's political affairs. He and another employee took turns on duty. This man lived at another railway station, for which he was partly responsible. He came to Neudörfl only every two or three days. During the free hours of the evening he and my father would talk politics. This would take place at a table which stood near the station under two huge and wonderful lime trees. There our whole family and the other employee would assemble. My mother knitted or crocheted; my brother and sister busied themselves about us; I would often sit at the table and listen to the unheard of political arguments of the two men. My participation, however, never had anything to do with the sense of what they were saying, but only with the form which the conversation took. They were always on opposite sides; if one said “Yes,” the other always contradicted him with “No.” All this, however, was marked, not only by a certain intensity – indeed, violence – but also by the good humour which was a basic element in my father's nature. [ 49 ] In the little circle often gathered there, to which were frequently added some of the “notabilities” of the village, there appeared at times a doctor from Wiener-Neustadt. He had many patients in this place, where at that time there was no physician. He came from Wiener-Neustadt to Neudörfl on foot, and would come to the station after visiting his patients to wait for the train on which he went back. This man passed with my parents, and with most persons who knew him, as an odd character. He did not like to talk about his profession as a doctor, but all the more gladly did he talk about German literature. It was from him that I first heard of Lessing, Goethe, Schiller. At my home there was never any such conversation. Nothing was known of such things. Nor in the village school was there any mention of such matters. There the emphasis was all on Hungarian history. Priest and assistant teacher had no interest in the masters of German literature. And so it happened that with the Wiener-Neustadt doctor a whole new world came within my range of vision. He took an interest in me; often drew me aside after he had rested for a while under the lime trees, walked up and down with me by the station, and talked – not like a lecturer, but enthusiastically – about German literature. In these talks he set forth all sorts of ideas as to what is beautiful and what is ugly. [ 50 ] This also has remained as a picture with me, giving me many happy hours in memory throughout my life: the tall, slender doctor, with his quick, long stride, always with his umbrella in his right hand held invariably in such a way that it dangled by his side, and I, a boy of ten years, on the other side, quite absorbed in what the man was saying. [ 51 ] Along with all these things I was tremendously concerned with everything pertaining to the railroad. I first learned the principles of electricity in connection with the station telegraph. I learned also as a boy to telegraph. [ 52 ] As to language, I grew up in the dialect of German that is spoken in Eastern Lower Austria. This was really the same as that then used in those parts of Hungary bordering on Lower Austria. My relationship to reading and that to writing were entirely different. In my boyhood I passed rapidly over the words in reading; my mind went immediately to the perceptions, the concepts, the ideas, so that I got no feeling from reading either for spelling or for writing grammatically. On the other hand, in writing I had a tendency to fix the word-forms in my mind by their sounds as I generally heard them spoken in the dialect. For this reason it was only after the most arduous effort that I gained facility in writing the literary language; whereas reading was easy for me from the first. [ 53 ] Under such influences I grew up to the age at which my father had to decide whether to send me to the Gymnasium or to the Realschule 1 at Wiener-Neustadt. From that time on I heard much talk with other persons – in between the political discussions – as to my own future. My father was given this and that advice; I already knew: “He likes to listen to what others say, but he acts according to his own fixed and definite determination.”
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214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Tr. Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Tr. Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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When some time ago the first volume of Spengler's Decline of the West appeared, there could be discerned in this literary production something like the will to tackle more intensively the elemental phenomena of decay and decline in our time. Here is a man who felt in much that is now active in the whole western world an impulse toward decline that must necessarily lead to a condition of utter chaos in western civilization, including America; and it could be seen that the man who had developed such a feeling—a very well-informed person, indeed, with mastery of many scientific ideas—was making the effort to present a sort of analysis of these phenomena. It is clear, of course, that Spengler recognized this decline; and it is evident also that he had a feeling for everything of a declining nature exactly because all his thinking was itself involved in this decline; and because he felt this decadence in his very soul, I might say, he anticipated nothing but decadence as the outcome of all mass civilization. That is comprehensible. He believed that the West will become the prey of a kind of Caesarism, a sort of development of individual power, which will replace the differentiated, highly-organized cultures and civilizations with simple brute-force. It is evident that Spengler, for one, had not the slightest perception of the fact that salvation for this western culture and civilization can come out of the will of mankind, if this will, in opposition to all that is moving headlong toward destruction, is directed toward the realization of something that can yet be brought forth out of the soul of man as a new force, if the human being of today wills it so. Of such a new force—naturally a spiritual force, based on spiritual activity—Oswald Spengler had not the slightest understanding. Thus we can see that a very well-informed, brilliant man, with a certain penetrating insight, and able to coin such telling phrases, can actually arrive at nothing beyond a certain hope for the unfolding of a brute-power, which is remote from everything spiritual, from all inner human striving, and which depends entirely upon the development of external brutish force. However, when the first volume appeared, it was possible to have at least a certain respect for the penetrating spirituality (I must use the expression again)—an abstract, intellectualistic spirituality—as opposed to the obtuseness of thinking which by no means is equal to the driving forces of history, but which so often gives the keynote to the literature of today. Oswald Spengler's second volume has now appeared, and this indeed points out much more forcefully all that lives in a man of the present which can become his world-conception and philosophy, while he himself rejects, with a sort of brutality, everything genuinely spiritual. This second volume is likewise brilliant; yet in spite of his clever observations, Spengler shows nothing more than the dreadful sterility of an excessively abstract and intellectualistic mode of thought. The matter is extraordinarily noteworthy because it shows what a peculiar configuration of spirit can be attained by an undeniably notable personality of today. In this second volume of Spengler's Decline of the West, it is primarily the beginning and the end that are of exceptional interest. But it is a melancholy interest which this beginning and end arouse; they really characterize the whole state of this man's soul. You need to read only a sentence or two at the beginning in order to estimate at once the soul-situation of Oswald Spengler, and likewise of many other people of the present time. What is to be said of it has not merely a German-literary significance, but an altogether international one. Spengler begins with the following sentence: [The Decline of the West, by Oswald Spengler; Volume II: Perspectives of World History. Translated by Atkinson (Knopf). The above citation, however, and all others used herein are translated from the original of Spengler, Der Untergang des Abendlandes, by the translator of this lecture. Ed.] “Observe the flowers in the evening, when in the setting sun they close one after the other; something sinister oppresses you then, a feeling of puzzling anxiety in the presence of this blind, dreamlike existence bound to the earth. The mute forest, the silent meadows, yonder bush, and these tendrils, do not stir. It is the wind that plays with them. Only the little gnat is free. It still dances in the evening light; it moves whither it will,” and so on. Notice the starting-point from the flowers, from the plants. Now when I have wished to point to what gives its significance to the thinking of the present, I have again and again found it necessary to begin with the kind of comprehension applied today to lifeless, inorganic, mineral nature. Perhaps some of you will remember that in order to characterize the striving of present-day thinking for clarity of view, I have often used the example of the impact of two resilient balls, where from the given condition of one ball you can deduce the condition of the other by pure calculation. Of course, anyone of the Spenglerian soul-caliber can say that ordinary thinking does not discover how resilience works in these balls, nor what the relations are in a deeper sense. Anyone who thinks thus does not understand upon what clarity of thought depends at the present time. For such an objection would have neither greater validity nor less than would an assertion by someone that it is impossible for me to understand a sentence written down on paper without first having investigated the composition of the ink with which it is written. The important thing is always to discover the point at issue. In surveying inorganic nature, the matter of concern is not what may eventually be discovered behind it as force-impulse, just as the composition of the ink is not the important thing for the understanding of a sentence written with it; but the matter of importance is whether clear thinking is employed. This definite kind of thinking is what humanity has achieved since the time of Galileo and Copernicus. It shows first that man can grasp by means of it only lifeless, inorganic nature; but that, on the other hand, only by yielding himself to it, as to the simplest and most primitive kind of pure thinking, can he develop freedom of the human soul, or any kind of freedom for man. Only one who understands the character of clear, objective thinking, as it holds sway in lifeless nature, can later rise to the other processes of thinking and of seeing—to that which permeates thought with vision, with inspiration, with imagination, with intuition. Therefore, the first task confronting one who wishes to speak today with any authority on the ultimate configuration of our cultural life is to observe what it is that the power of present-day thinking rests upon. And those who have become aware of this power in the thinking of our time know that this thinking is active in the machine, that it has brought us modern technical sciences, in which by means of this thinking we construct external, lifeless, inorganic sequences, all of whose pseudo-intelligence is intended to contribute to the outer activities of man. Only one who understands this begins to realize that the moment we start to deal with plant-life, this kind of thinking, grasped at first in its abstractness, leads to utter nonsense. Anyone who uses this kind of crystal-clear thinking—appropriate in its abstractness to the mineral world alone—not as a mere starting point for the development of human freedom, but instead employs it in thinking about the plant-world, will have before him in the plant-world something nebulous, obscure, mystical, which he cannot comprehend. For as soon as we look up to the plant-world we must understand that here—at least to the degree intended by Goethe with his primordial-plant (Urpflanze), and with the principle by means of which he traced the metamorphosis of this primordial-plant through all plant-forms—here at least in this Goethean sense, everyone who approaches the plant-world with a recognition of the real force of the thought holding sway in the inorganic world must perceive that the plant-world remains obscure and mystical in the worst sense of our time, unless it is approached with imagination—at least in the sense in which Goethe established his botanical views. When anyone like Oswald Spengler rejects imaginative cognition and yet starts describing the plant-world in this way, he reaches nothing that will give clarity and force, but only a kind of confused thinking, a mysticism in the very worst sense of the word, namely materialistic mysticism. And if this has to be said about the beginning of the book, the end of it is in turn characterized by the beginning. The end of this book deals with the machine, with that which has given the very signature to modern civilization—the machine, which on the one hand is foreign to man's nature, yet is on the other precisely the means by which he has developed his clear thinking. Some time ago—directly after the appearance of Oswald Spengler's book, and under the impression of the effect it was having—I gave a lecture at the College of Technical Sciences in Stuttgart on Anthroposophy and, the Technical Sciences, in order to show that precisely by submersion in technical science the human being develops that configuration of his soul-life which makes him free. I showed that, because in the mechanical world he experiences the obliteration of all spirituality, he receives in this same mechanical world the impulse to bring forth spirituality out of his own being through inner effort. Anyone, therefore, who comprehends the significance of the machine for our whole present civilization can only say to himself: This machine, with its impertinent pseudo-intelligence, with its dreadful, brutal, demonic spiritlessness, compels the human being, when he rightly understands himself, to bring forth from within those germs of spirituality that are in him. By means of the contrast the machine compels the human being to develop spiritual life. But as a matter of fact, what I wished to bring out in that lecture was understood by no one, as I was able to learn from the after-effects. Oswald Spengler places at the conclusion of his work some observations about the machine. Well, what you read there about the machine finally leads to a sort of glorification of the fear of it. We feel that what is said is positively the apex of modern superstition regarding the machine, which people feel as something demonic, as certain superstitious people sense the presence of demons. Spengler describes the inventor of the machine, tells how it has gradually gained ground, and little by little has laid hold of civilization. He describes the people in whose age the machine appeared. “But for all of them there also existed the really Faustian danger that the devil might have a hand in the game, in order to lead them in spirit to that mountain where he promised them all earthly power. That is what is meant by the dream of those strange Dominicans, like Peter Peregrinus, about the perpetual motion device, through which God would have been robbed of His omnipotence. They succumbed to this ambition again and again; they extorted his secret from the Divinity in order to be God themselves.” So Oswald Spengler understands the matter thus: that because man can now control machines, he can through this very act of controlling, imagine himself to be a God, can learn to be a God, because, according to his opinion, the God of the cosmic machine controls the machine. How could a man help feeling exalted to godhood when he controls a microcosm! “They hearkened to the laws of the cosmic time-beat in order to do them violence, and then they created the idea of the machine as a little cosmos which yields obedience only to the will of man. But in doing so they overstepped that subtle boundary where, according to the adoring piety of others, sin began; and that was their undoing, from Bacon to Giordano Bruno. True faith has always held that the machine is of the devil.” Now he evidently intends at this point to be merely ironic; but that he intends to be not only ironic becomes apparent when in his brilliant way he uses words which sound somewhat antiquated. The following passage shows this: “Then follows, however, contemporaneously with Rationalism, the invention of the steam-engine, which overturns everything and transforms the economic picture from the ground up. Till then nature had given service; now it is harnessed in the yoke as a slave, and its work measured, as in derision, in terms of horse-power. We passed over from the muscular strength of the negro, employed in organized enterprise, to the organic forces of the earth's crust, where the life-force of thousands of years lies stored as coal, and we now direct our attention to inorganic nature, whose waterpower has already been harnessed in support of the coal. Along with the millions and billions of horse-power the population increases as no other civilization would have considered possible. This growth is a product of the machine, which demands service and control, in return for which it increases the power of each individual a hundredfold. Human life becomes precious for the sake of the machine. Work becomes the great word in ethical thinking. During the eighteenth century it lost its derogatory significance in all languages. The machine works and compels man to work with it. All civilization has come into a degree of activity under which the earth quivers. “What has been developed in the course of scarcely a century is a spectacle of such magnitude that to human beings of a future culture, with different souls and different emotions, it must seem that at that time nature reeled. In previous ages, politics has passed over cities and peoples; human economy has interfered greatly with the destinies of the animal and plant world—but that merely touches life and is effaced again. This technical science, however, will leave behind it the mark of its age when everything else shall have been submerged and forgotten. This Faustian passion has altered the picture of the earth's surface. “And these machines are ever more dehumanized in their formation; they become ever more ascetic, more mystical and esoteric. They wrap the earth about with an endless web of delicate forces, currents, and tensions. Their bodies become ever more immaterial, even more silent. These wheels, cylinders and levers no longer speak. All the crucial parts have withdrawn to the inside. Man senses the machine as something devilish, and rightly so. For a believer it indicates the deposition of God. It hands over sacred causality to man, and becomes silent, irresistible, with a sort of prophetic omniscience set in motion by him. “Never has the microcosm felt more superior toward the macrocosm. Here are little living beings who, through their spiritual force, have made the unliving dependent upon them. There seems to be nothing to equal this triumph, achieved by only one culture, and, perhaps, for only a few centuries. But precisely because of it the Faustian man has become the slave of his own creation.” We see here the thinker's complete helplessness with regard to the machine. It never dawns on him that there is nothing in the machine that could possibly be mystical for anyone who conceives the very nature of the unliving as lacking any mystical element. And thus we see Oswald Spengler beginning with a hazy recital about plants, because he really has no conception at all of the nature and character of present-day cognition—which is closely related to the evolution of the mechanical life—because to him thinking remains only an abstraction, and on this account he is also unable to perceive the function of thinking in anything mechanical. In reality, thinking here becomes an entirely unsubstantial image, so that the human being in the mechanical age may become all the more real, may call forth his soul, his spirit, out of himself by resisting the mechanical. That is the significance of the machine-age for the human being, as well as for world-evolution. When anyone intending to begin with metaphysical clarity starts out instead with a hazy recital about plants, he does so because in this mood he is in opposition to the machine. That is to say, Oswald Spengler has grasped the function of modern thinking only in its abstractness, and he sets to work on something that remains dark to him, namely, the plant-world. Now taking the mineral, the plant, the animal, and the human kingdoms, the last-named may be characterized for the present time by saying that since the middle of the fifteenth century we have advanced to the thinking that makes the mineral kingdom transparent to us. So that when we look at the human being of our time, as he is inwardly, as observer of the outer world, we must say that as human being he has at this precise time developed the conception of the mineral kingdom. But then we must characterize the significance of this mineral-thinking in the way I have just now characterized it. But when someone who knows nothing of the real nature of the mineral kingdom takes his start from the plant kingdom, he gets no farther than the animal kingdom. For the animal bears in itself the plant-nature in the same form we today bear the mineral nature. It is characteristic of Oswald Spengler, first, that he begins with the plant, and in his concepts in no way gets beyond the animal (he deals with man only in so far as man is an animal) ; and second, that thinking really seems to him to be extraordinarily comprehensible, whereas, in reality, as I have just explained, it has been understood in its true significance only since the fourteenth century. He thus lets his thinking slide down just as far as possible into the animal world. We see him discovering, for example, that he has sense-perception, just as has the animal, and that this sense-perception, even in the animal, becomes a sort of judgment. In this way he tries to represent thinking merely as something like an intensification of the perceptive life of the animal. Actually no one has proved in such a radical way as this same Oswald Spengler that the man of today with his abstract thinking reaches only the extra-human world, and no longer comprehends the human. And the essential characteristic of the human being, namely, that he can think, Oswald Spengler regards only as a sort of adjunct, which is inexplicable and really superfluous. For, according to Spengler, this thinking is really something highly superfluous in man. “Understanding emancipated from feeling is called thinking. Thinking has forever brought disunion into the human waking state. It has always regarded the intellect and the perceptive faculty as the high and the low soul-forces. It has created the fatal contrast between the light-world of the eye, which is designated as a world of semblance and sense-delusion, and a literally-imagined world, in which concepts with slight but ever-present accent of light pursue their existence.” Now in setting forth these things Spengler develops an extraordinarily curious idea; namely, that in reality the whole spiritual civilization of man depends upon the eye, that it is really only distilled from the light-world, and concepts are only somewhat refined, somewhat distilled, visions in the light, which are transmitted through the eye. Oswald Spengler simply has no idea that thinking, when it is pure thought, not only receives the light-world of the eye, but unites this light-world with the whole man. It is an entirely different matter whether we think of an entity which is connected with the perception of the eye, or speak of conceptions or mental pictures. Spengler has something to say also about conceptions, or mental pictures (Vorstellen); but at this very point he tries to prove that thinking is only a sort of brain-dream and rarified light-world in man. Now I should like to know whether with any kind of thinking that is not abstract, but is sound common sense, the word “stellen” (to put or place), when it is experienced correctly, can ever be associated with anything belonging to the light-world. A man “places” himself with his legs; the whole man is included. When we say “vorstellen” (to place before, to represent), we dynamically unite the light-entity with what we experience within as something dynamic, as a force-effect, as something that plunges down into reality. With realistic thinking, we absolutely dive down into reality. Consider the most important thoughts. Aside from mathematical ones, thoughts always lead to the realization that in them we have not merely a light-air-organism, but also something which man has as soul-experience when he causes a thought to be illuminated at the same time that he places both feet on the earth. Therefore, all that Oswald Spengler has developed here about this light-world transformed into thinking is really nothing but exceedingly clever talk. It is absolutely necessary that this should be stated: the introduction to this second volume is brilliant twaddle, which then rises to such assertions as the following: “This impoverishment of the sense-faculties involves at the same time an immeasurable deepening. The human waking existence is no longer mere tension between the body and the surrounding world. It is now life in a closed, surrounding light-world. The body moves in observable space. The experience of depth is a mighty penetration into visible distances from a light-center. This is the point which we call ‘I’, ‘I’ is a light-concept.” Anyone who asserts that “I” is a light-concept has no idea, for example, how intimately connected is the experience of the I with the experience of gravity in the human organism; he has no notion at all of the experience of the mechanical that can arise in the human organism. But when it does arise consciously, then the leap is made from abstract thinking to the realistic, concrete thinking that leads to reality. It might be said that Oswald Spengler is a perfect example of the fact that abstract thinking has become airy, and also light, and has carried the whole human being away from reality, so that he reels about somewhere in the light and has no suspicion that there is also gravity; for example—that there is also something that can be experienced, not merely looked at. The onlooker standpoint of John Stuart Mill, for instance, is here carried to the extreme. Therefore, the book is exceedingly characteristic of our time. One sentence on page 13 [Der Untergang des Abendlandes, Vol. II.] appears terribly clever, but it is really only light and airy: “One fashions conception upon conception and finally achieves a thought-architecture in great style, whose edifices stand there in an inner light, as it were, in complete distinctness.” So Oswald Spengler starts out with mere phraseology. He finds the plant-world “sleeping”; that represents first of all the world around us, which is thoroughly asleep. He finds that the world “wakes up” in the animal kingdom, and that the animal develops in itself a kind of microcosm. He gets no farther than the animal, but develops only the relation between the plant-world and the animal-world, and finds the former in the sleeping state and the latter in the waking state.
But everything that happens in the world really comes about under the influence of what is sleeping. The animal—therefore, for Oswald Spengler, man also—has sleep in himself. That is true. But all that has significance for the world proceeds from sleep, for sleep contains movement. The waking state contains only tensions—tensions which beget all sorts of discrepancies within, but still only tensions which are, as it were, just one more external item in the universe. Actually, an independent reality is one which arises from sleep. And in this broth float all sorts of more or less superfluous, or savory and unsavory blobs of grease—which is the animal element; but there could be broth without these blobs of grease, except that these bring something into reality. In sleep the Where and the How are not to be found, but only the When and the Why. So that we find the following in the human being, who contains the plantlike as well—of the role played by the mineral element in the human being Oswald Spengler has no notion—so that in man we find the following: in as far as he is plantlike, he lives in time; he takes his stand in the “When” and the “Why,” the earlier being the Why of the later. That is the causal factor. And by living on thus through history man really expresses the plantlike in history. The animal-element—and therefore the human as well—which inquires as to the “Where” and the “How,” these (the animal and human elements) are just the blobs of grease that are added to it. (This is quite interesting as far as the inner tensions are concerned, but these really have nothing to do with what takes place in the world.) So we can say: Through cosmic relationships the “When” and the “Why” are implanted in the world for succeeding ages. And in this on-flowing broth the grease-blobs float with their “Where” and “How.” And when a man—just one such drop of grease—floats in this broth, the “Where” and the “How” really concern only him and his inner tensions, his waking existence. What he does as a historical being proceeds from sleep. Long ago it was said as a sort of religious imagination: The Lord giveth to his beloved in sleep. To the Spenglerian man it is nature that gives in sleep. Such is the thinking of one of the most prominent personalities of the present time, who, however—in order to avoid coming to terms with himself—plunges into the plant kingdom, thence to emerge no farther than the animal kingdom, into which the human also is stirred. Now one would suppose that this concoction with its cleverness would avoid the worst blunders that thinking has made in the past; that is, that it would somehow be consistent. If the plant-existence is to be poured out over the history of humanity, then let the concoction be confined to the plant kingdom. It would be difficult, however, to enter upon a historical discussion concerning the man of the plant kingdom. Yet Oswald Spengler does discuss historically, even very cleverly, the plantlike activity of humanity during sleep. But in order that he may have something to say about this sleep of humanity, he makes use of the worst possible kind of thinking, namely, that of anthropomorphism, artificially distorting everything, imagining human qualities into everything. Hence, he speaks—as early as on page 9—of the plant, which has no waking-existence, because he wants to learn from it how he is to write history, and also give a description of the activity of man that arises from sleep. But let us read the first sentences on page 9: “A plant leads an existence with no waking state”—Good. He means: “In sleep all beings become plants,” that is, man as well as animal—All right.—“the tension with the surrounding world is released, the measure of life moves on.” And now comes a great sentence: “A plant knows only the relation to When and Why.” Now the plant begins not only to dream, but to “know” in its blessed sleep. Thus one faces the conjecture that this sleep, destined to spread perpetually as history in human evolution, might now begin to wake up. For then Oswald Spengler could just as well write a history as to attribute to the plants a knowledge of When and Why. Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” Of course history can very easily be described as plantlike, if the writer first prepares himself to that end through anthropomorphisms. And because all this is so, Oswald Spengler says further: “The Where can have no meaning for the plantlike existence. That is the question with which the awakening human being daily recalls his world. For only the pulse-beat of existence persists through all the generations. The waking existence begins anew with each microcosm. That is the distinction between procreation and birth. The one is guarantee for permanence, the other is a beginning. And therefore, a plant is procreated but not born. It exists, but no awakening, no first day, spreads a sense-world around it ...” If anyone wishes to follow Spenglerian thoughts, he must really, like a tumbler, first stand on his head and then turn over, in order mentally to reverse what is thought of in the human sense as right side up. But you see by concocting such metaphysics, such a philosophy, Spengler arrives at the following: This sleeping state in man, that which is plantlike in him, this makes history. What is this in man? The blood—the blood which flows through the generations. Well, in this way Spengler prepares a method for himself, so that he can say: The most important events developed in human history occur through the blood. To do this he must of course cut some more thought-capers: “The waking existence is synonymous with ‘ascertaining’ (Feststellen), no matter whether the point in question is the sense of touch in one of the infusoria or human thinking of the highest order.” Certainly when anyone thinks in such an abstract way, he simply fails to discover the difference between the sense of touch in one of the infusoria and human thinking of the highest order. He comes then to all sorts of extraordinarily strange assertions, such as: that this thinking is really a mere adjunct to the whole human life, that deeds originate in the blood, and that out of the blood history is made. And if there are still a few people who ponder about this, they do so with purely abstract thinking that has nothing whatever to do with actuality. “That we not only live, but know about life, is the result of that observation of our corporeal being in the light. But the animal knows only life, not death.” And so he explains that the thing of importance must come forth out of obscurity, darkness, out of the plantlike, out of the blood; and he claims that those people who have achieved anything in history have done so not at all as the result of an idea, of thinking—but that thoughts, even those of thinkers, are merely a by-product. About what thinking accomplishes, Oswald Spengler has no words disparaging enough. And then he contrasts with thinkers all those who really act, because they let thinking be thinking; that is, let it be the business of others. “Some people are born as men of destiny and others as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man” (Spengler puts ‘spiritual’ in quotation marks), “from the saint, the priest, the scholar, idealist, ideologist, regardless of whether he is destined thereto by the power of his thinking or through lack of blood. Existence and being awake, measure and tension, instincts and concepts, the organs of circulation and those of touch—there will seldom be a man of eminence in whom the one side does not unquestionably surpass the other in significance. “... the active person is a complete human being. In the contemplative person a single organ would like to act without the body or against it. For only the active man, the man of destiny” (that is, one whom thoughts do not concern)—“for only the active man, the man of destiny, lives, in the last analysis, in the real world, the world of political, military, and economic crises, in which concepts and theories count for nothing. Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art.” That is a plain statement; in fact, plain enough for anyone to recognize who said it: that it is definitely written by none other than a “scribbler and book-worm,” who merely puts on airs at the expense of others. Only a “scribbler and bookworm” could write: “Some people are born as men of destiny and some as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man, from the saint, the priest, the scholar, idealist, ideologist” ... As if there had never been confessionals and father confessors! Indeed, there are still other beings from whom all those classes of men glean their thoughts. In the society of all such people as have been mentioned—statesmen, generals, men of the world, merchants, fencers, gamblers, and so on—there have even been found soothsayers and fortune-tellers. So that actually the “world” that is supposed to separate the statesman, politician, etc., from the “spiritual” man is in reality not such an enormous distance. Anyone who can observe life will find that this sort of thing is written with utter disregard of all life-observation. And Oswald Spengler, who is a brilliant man and an eminent personality, makes a thorough job of it. After saying that in the realm of real events a blow is worth more than a logical conclusion, he continues thus: “Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art. Let us speak unequivocally: Understanding liberated from feeling is only one side of life, and not the decisive side. In the history of western thought, the name of Napoleon may be omitted, but in actual history Archimedes, with all his scientific discoveries, has perhaps been less influential than that soldier who slew him at the storming of Syracuse.” Now if a brick had fallen on the head of Archimedes, then, according to this theory, this brick would be more important, in the sense of real logical history, than all that originated with Archimedes. And mind you, this was not written by an ordinary journalist, but by one of the most clever people of the present time. That is exactly the significant point, that one of the cleverest men of the present writes in this way. And now exactly what is effective? Thinking? That just floats on top. What is effective is the blood. Anyone who speaks about the blood from the spiritual viewpoint, that is, speaks scientifically, will ask first of all how the blood originates, how the blood is related to man's nourishment. In the bowels blood does not yet exist; it is first created inside the human being himself. The flow of the blood down through the generations—well, if any kind of poor mystical idea can be formed, this is it. Nothing that nebulous mystics have ever said more or less distinctly about the inner soul-life was such poor mysticism as this Spenglerian mysticism of the blood. It refers to something that precludes all possibility, not only of thinking about it—of course that would make no difference to Oswald Spengler, because no one really needs to think, it is just one of the luxuries of life—but one should cease to speak about anything so difficult to approach as the blood, if one pretends to be an intelligent person, or even an intelligent higher animal. From this point of view, it is perfectly possible, then, to inaugurate a consideration of history with the following sentence: “All great historical events are sustained by such beings of a cosmic nature, as dwell in peoples, parties, armies, classes; while the history of the spirit runs its course in loose associations and circles, schools, educational classes, tendencies—in ‘isms.’ And here it is again a matter of destiny whether such a group finds a leader at the decisive moment of its greatest efficiency, or is blindly driven forward, whether the chance leaders are men of high caliber or totally insignificant personalities raised to the summit by the surge of events, like Pompey or Robespierre. It is the mark of the statesman that he comprehends with complete clarity the strength and permanence, direction and purpose of all these soul-masses which form and dissolve in the stream of time; nevertheless, here also it is a question of chance as to whether he will be able to rule them, or is dragged along by them.” In this way a consideration of history is inaugurated which lets the blood be the conqueror of everything that enters historical evolution through the spirit! Now: “One power may be overthrown only by another power, not by a principle, and against money, there is no other” (but blood, he means). “Money is vanquished and deposed only by blood. Life is the first and last, the illimitable cosmic flux in microcosmic form. It is the fact in the world as history. Before the irresistible rhythm of successive generations, everything that the waking life has built up in its worlds of spirit finally disappears. The fact of importance in history is life, always only life, the race, the triumph of the will to power, and not the victory of truths, discoveries, or money. World-history is world-judgment. It has always decided in favor of life that was more vigorous, fuller, more sure of itself, in favor, that is, of the right to live, whether it was just or not in the waking life; and it has always sacrificed truth and righteousness to power, to race, and has condemned to death men and whole peoples to whom truth was more precious than deeds, and justice more essential than power. Thus another drama of lofty culture, this whole wonderful world of divinities, arts, thoughts, battles, cities, closes with the primeval facts of the eternal blood, which is one and the same with the eternally circling, cosmic, undulating flood. The clear, form-filled waking existence plunges again into the silent service of life, as demonstrated by the Chinese epoch and by the Roman Empire. Time conquers space, and time it is whose inexorable passage imbeds on this planet the fleeting incident—culture, in the incident—man, a form in which the incident—life, flows along for a time, while behind it in the light-world of our eyes appear the flowing horizons of earth-history and star-history. “For us, however, whom destiny has placed in this culture at this moment of its evolution when money celebrates its last victories, and its successor, Caesarism, stealthily and irresistibly approaches, the direction is given within narrow limits which willing and compulsion must follow, if life is to be worth living.” Thus does Oswald Spengler point to the coming Caesarism, to that which is to come before the complete collapse of the cultures of the West, and into which the present culture will be transformed. I have put this before you today because truly the man who is awake—he matters little to Oswald Spengler—the man who is awake, even though he be an Anthroposophist, should take some account of what is happening. And so I wished from this point of view to draw your attention to a particular problem of the time. But it would be a poor conclusion if I were to say only this to you concerning this problem of our time. Therefore, before we must have a longer interval for my trip to Oxford, I will give another lecture next week Wednesday. |
80b. The Inner Nature and the Essence of the Human Soul: Anthroposophy as a Way of Life
09 Mar 1922, Berlin Rudolf Steiner |
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I would like to say: Whereas before, when you looked at a plant, for example, you saw with your eyes its green leaves, its colorful petals and, to a certain extent, what the flower reflects of the sun, afterwards you penetrate, as it were, into the secrets of the plant itself. |
80b. The Inner Nature and the Essence of the Human Soul: Anthroposophy as a Way of Life
09 Mar 1922, Berlin Rudolf Steiner |
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Dear attendees! When speaking about the relationship between anthroposophy and human life, it must be pointed out again and again how, on the one hand, this school of thought arrives at its results and how, on the other hand, these results can be absorbed by the human being. Anthroposophy only arrives at its results, however, when the anthroposophical researcher has first undergone intimate inner soul exercises, soul exercises that enable him to move with his soul forces independently of the conditions of the physical body, so that he can truly enter into that state which must be described as 'experiencing the soul outside the human body'. But when, after such preparations by the anthroposophical researcher, the content of the higher worlds has been glimpsed to this or that degree and results are available, then every human being, even the simplest human mind, can grasp these results with common sense and also appropriate them. And today I would like to speak about what Anthroposophy can become for the individual through this appropriation of the meaning of life, which the individual can acquire for himself through the appropriation of anthroposophical insights with the help of common sense. What the anthroposophical researcher himself has, by penetrating into the supersensible worlds, needs no mention from me. For those who have even just begun to tread the path that leads to these worlds need no further convincing of what they gain from beholding them. But we must go somewhat further than this meditation on the path to the supersensible worlds if we are to understand what a person who appropriates the results with common sense actually gains. There are essentially three stages of inner soul-searching by which the anthroposophical researcher reaches his goals, and today I will only briefly mention what has already been discussed in the previous lectures I have given here in the last few days. The first stage of these soul exercises consists in strengthening the power of thinking through a certain practice, making it more intense than it is in ordinary life and in ordinary science. Through this strengthening of the power of thinking, the human being then arrives at what I call imaginative thinking, imaginative imagining. One goes beyond the pallor, the abstractness of ordinary thoughts; one arrives at thoughts that are transformed into images, but in which one is just as vividly immersed [with the soul] as one is otherwise immersed in the experience of an external sensory perception. Through such exercises one attains a certain inner mobility of thought and through all this one's thinking is liberated from the physical corporeality of the human being, to which otherwise ordinary thinking is thoroughly bound. When the spiritual researcher has completed these exercises to the degree necessary for his particular disposition, he comes to survey his past life since birth as in a comprehensive tableau. But this overview is an entirely active inner activity; it is not mere remembering either. This overview is a remembering of that which has been working and strengthening in our organism since our birth. The thoughts have become more intense and more pictorial; in this way they have at the same time become something different from the ordinary abstract thoughts that we carry in our soul. We have connected with thoughts that are indeed forces, and the same forces that our brain, when we are still a very young child, shapes and permeates and empowers until we are a fully grown human being. Thus, we first experience the forces of life in this empowered thinking. Through this, we see ourselves in our inner becoming here as an earthly human being since our birth. Once you have managed to have the inner image of your earthly life before you in this comprehensive imagination, you can move on to the second stage of the exercises for anthroposophical research, which brings you to what I call inspired knowledge. One must absolutely disregard what these expressions traditionally carry with them; one must not think of anything superstitious or the like when doing so, but only of what I myself characterize here. This second stage of supersensible knowledge is not attained by strengthening the thinking, but by treating the already strengthened thinking in such a way that one removes from consciousness those ideas that are present in consciousness through the strengthened thinking, and thereby acquires what can be called empty consciousness. If you are able to find yourself in this empty consciousness in your state of mind, which now allows nothing to enter from the external sense world or from the memories that are usually in you, then it is precisely by having first strengthened your thinking and then , to the perception of a real spiritual world, both in our present surroundings and, in particular, to the perception of the spiritual world to which the human soul belonged in its eternal essence before it descended from the spiritual world through birth or conception to take on a physical body here. Within the empty consciousness, one arrives at a real vision of that which is not present in the ordinary consciousness and which may therefore be called the object of an inspired realization, because it flows into our soul from initially unknown worlds, which is thus truly inspired by that which is so accessible to us from the supersensible worlds. Once we have come to know the immortality of the human soul in this way, we can also come to know the other side of this human immortality by continuing the exercises from the thinking exercises to the will exercises. Again, one would say: on the one hand, the eternity of the human soul expresses itself as unbornness, and on the other hand, in the beyond of death, as immortality. But the further continuation to the third stage of supersensible knowledge then arises from exercises of will. One trains the will in such a way that it strengthens itself. I have already mentioned that this is achieved by detaching the will itself from the thread of external events, for example, by looking back at the end of the day at the course of one's daily life, by feeling a melody backwards, by imagining a drama backwards [going back from the last scene of the last act to the first scene of the first act] and so on, thus in the opposite direction to the external course. If one tries to control and develop the will in this way, as one sets out to do individually in the way I have described in my books “Occult Science: An Outline of Esoteric Science” or “How to Know Higher Worlds”, and if one succeeds in this way in tearing the will away from its usual course and physical conditions, then one, as a spiritual researcher, enters into a real spiritual world. One gets the picture of death, of the soul leaving the physical body when a person passes through the gate of death; one gets the cognitive picture of the eternal part of the human soul after death. [My dear audience], these are three stages through which man works his way up into the supersensible world. What he has to say about these supersensible worlds after going through these stages of knowledge can be followed with the ordinary human mind, provided one is unbiased enough. However, it is the case that this human mind must now, of course, take a certain different attitude, I would say, in that it must become somewhat flexible if it is to follow what anthroposophy has to say. So, for example, this common sense must behave in different ways depending on whether it is following what the spiritual researcher has to say from imaginative knowledge or what he has to say from inspired knowledge or from the third level of knowledge that I mentioned and that I call intuitive knowledge. It is really the case that someone who follows the results of spiritual science only through their common sense feels compelled to look differently at what is gained through imagination, differently at what is gained through inspiration, differently at what is gained through intuition. If we get to know the supersensible world of human existence through imagination, we get to know through inspiration what the human being has gone through before birth or conception. By extending inspiration to intuition, we get to know what the human soul goes through after death. But once you have come to know these two worlds, what man comes to know in the physical world as supersensible and what he comes to know as the supersensible world before birth and after death, then you also have an overview of the relationship between these two worlds and you now come to know something even higher. What presents itself to intuitive knowledge is something still higher, in relation to both the sense and supersensible worlds. One comes to the realization of repeated earthly lives, which certainly once had a beginning and will have an end; but for the intermediate situation of the human soul, it is the case that the person once goes through a life between birth and death and then an existence in a supersensible world between death and a new birth, and that this is repeated by the individual human beings at the most diverse levels. By pursuing what is brought out of the supersensible world in this threefold way with the ordinary human mind, that which can be gained from anthroposophy as the purpose of life develops precisely in this pursuit. Dear attendees, anthroposophy does not give trivial rules for life, it does not give trivial comfort for this or that situation in life or the like, but it points to what the human being accomplishes by struggling to understand it. And in what one goes through in coming to this understanding through one's own inner work lies what one can work out for oneself as the purpose in life that comes from anthroposophy. Anthroposophy does not impose a specific content on the human being, but rather points to an inner work and may promise only this inner work, that it is able to give the human being a purpose in life, an inner support and inner security through this work. Let us take the first step: a person tries to use their common sense to work their way through everything that the spiritual researcher has to say from imaginative knowledge, for example about the forces that organize the human being as an organism and work within the human being. Anyone who tries to reflect on what the spiritual researcher has discovered will find that in the process of reworking the material, their thinking itself becomes more inwardly powerful and inwardly active than it is in ordinary life and in ordinary science. Ordinary life and ordinary science do not need this inner activity either, and that is precisely what holds back a great many people from anthroposophy, especially in our time. Today, people are accustomed to passively accepting everything that the outside world presents to them; they actually want to receive everything that comes to them, even in the form of knowledge, only passively, to enjoy it, so to speak. But anthroposophy, by its very nature, must make a different demand on the human being. Man cannot just passively surrender himself in thinking and imagining in order to understand; he must, by virtue of his inner nature, make his thoughts more powerful by setting about to gather the thinking power that reigns within him, to set it in motion and, in a moving thought, to follow what the spiritual researcher sees. But as a result, some people feel repelled by anthroposophy in the presence of it. They do not want to develop this inner strength in their soul; they want everything to be given to them, while they can remain passive. But it is precisely by demanding this kind of understanding that anthroposophy develops in the human soul that which leads to a certain independence of personality. This, [my dear audience], is probably one of the first life experiences that a person has when he wants to get to know the world through anthroposophy. His personality becomes inwardly more independent, it is, as it were, inwardly condensed in such thinking - which he must practice - and thus he is given the opportunity to behave differently in life to many things than is often the case today. [Dear attendees], one need only look a little impartially at life to see how passively people today are devoted to life, and especially to spiritual life. If you go to a party meeting today, for example, you can experience all kinds of interesting psychological phenomena. You can see how the audience does not counter the speaker with any inner independence of their own, but rather absorbs what is presented to them as if by suggestion. Catchwords would not have such power, phrases would not play such a role, if people could confront what is offered to them in this way with greater inner independence. And here it is precisely what one can get from anthroposophy: that one's own judgment is strengthened, made denser, that one's full personality is confronted with what comes from the outside world. That is an achievement for life in the first instance. But what we get from this thinking, with which we pursue imaginative knowledge, goes much deeper into the destinies of human life. If we follow with common sense what the spiritual researcher says about the human being's inner organizing power, when he speaks of what a person thinks and what is more than thinking, what is a sum of inner living forces — we must then adapt this thinking to the inner work that the spiritual researcher himself develops. If he wants to bring his own ideas and thoughts, which are his means of expression, to people from the depths of his soul, he must speak in different thoughts from those borrowed from the external world of the senses. This stimulates the human being to unfold his active life forces; [by contemplating the spiritual researcher, the human being] appeals to his life forces, to his vitality. This causes the human being to bring his thinking down into his life, to bring life into it, so that a certain [freshness, an inner] confidence and strength comes into his thinking. The thinking undergoes a complete transformation, it becomes more powerful internally through the study of anthroposophy. If one continues this for a long time, this invigoration of thinking becomes apparent in what one achieves for one's organism. [Dearly beloved attendees], there is a great difference in the way — this is just one example to characterize what a person gets from such a study of anthroposophy —, such as remedies that are absolutely correct remedies for certain diseases, acting on one or another human individuality. One can find remedies for these or those illnesses from the best medical methods and will still see that this or that organization remains dull in the face of a completely correct remedy. But by appealing to the deeper forces of his organization, by discerningly following what the spiritual researcher has to say, he calls upon healing powers in his organism. For what I recently called the body of formative forces, which we can see in a large tableau at a certain stage of higher knowledge, contains healing powers. It is not necessary that this strengthened thinking should work as a healing force from the outset; it can do so, but it will only really do so in the rarest of cases. However, anyone who has awakened their thinking through the inner freshness of their thinking power enables themselves to be affected by healing remedies in a more favorable way than someone who has not awakened their thinking power in this way. In this way we can bring about the possibility of being receptive to certain healing powers to which we would otherwise be insensitive. Many more examples could be cited of how directly such an understanding of the human being, which has been strengthened and refreshed in the way described, affects the human organism. We must say without reservation: precisely what is attained in relation to imaginative knowledge not only makes the human being stronger in relation to his thinking than he would otherwise be, but at the same time it invigorates him in relation to his physical being. Anyone who has approached anthroposophy in this way will also soon notice that thinking becomes something that, like a current permeating it, fills their body more and more, so that they feel something going into their limbs; they become more skillful, actually simply in terms of the physical tasks they perform. People will discover how, by actually doing what I have described, they become much more skilled at the ordinary tasks of life, whatever their occupation. Anthroposophical work offers an extraordinary amount for our practical lives; in this respect, it already provides a purpose in life. [Dear attendees], if we look at the second stage, which is reached in inspired knowledge, thinking feels stimulated again in a different way when we reflect on what the spiritual researcher in inspired knowledge from the supersensible world about the nature of this supersensible world, whether it underlies the nature that surrounds us or whether it is the supersensible world in which we ourselves are before birth or after death. Then thinking feels so stimulated [in a different way] that certain feelings are awakened in the person, feelings that are refreshed and become powerful. These feelings do not become so fresh and so powerful under any other influence than through the thinking pursuit of what has been explored through inspiration. Above all, you will see that [by training your mind in this way] you are able to penetrate nature with a completely different sense than you were able to before. I would like to say: Whereas before, when you looked at a plant, for example, you saw with your eyes its green leaves, its colorful petals and, to a certain extent, what the flower reflects of the sun, afterwards you penetrate, as it were, into the secrets of the plant itself. You feel, as it were, the sunlight absorbed by the plant pulsating within the plant. One gradually identifies with how the plant grows out of the germ, how leaf comes to leaf, how it drives out the flower; one's soul life goes hand in hand with the inner becoming of the plant itself and thus with every single [natural process]. It is something like a submerging into nature, like developing an elementary sense of nature. The peculiarity of the anthroposophical science that is meant here is that it does not produce a world-unrelated mysticism, but brings people closer to reality, gives them a sense of nature through which they can gradually deepen their understanding of the beauty and grandeur of nature, so that they can grow together again with nature and ultimately feel at one with it. I am not saying, [dear attendees], that all these things cannot also be present to a certain extent through certain original, elementary, human predispositions. But what I am saying is that even for those who, through their innate abilities, have such qualities to a high degree, these can still be increased by pursuing the results of anthroposophical inspiration. Whether one has little or much of a sense of nature, one can still increase what one has in this way. And another thing also comes about through the intellectual pursuit of inspired knowledge: one learns to empathize with one's fellow human beings in a different way. If, through the mental reliving of the imagination, one comes to possess one's own independent personality, then through the reliving of inspiration one comes into the inner life of nature, but also, to a certain extent, into the inner life of other people – again something that should be particularly considered in the present. Let us look at how people today often pass each other by without understanding, or let us see how few people there are today who can really listen to others. Being able to listen to others is part of understanding people. How often do we see today that when someone speaks, if the other person has only a louder voice than the other, they interrupt and say what they want to say, what they know, even though social life could be very different if people were to approach each other with understanding. But [my dear audience], the person who follows the inspired insights with their thinking gradually realizes that what they experience with other people is basically something that belongs to the deepest part of their own soul. Here we have already reached a point where anthroposophy must go into its more precise results in order to be able to present certain things that are present in life in their correct relationships. In our [sensory and] emotional life, we as human beings reveal what we experience in the outside world, which is the result of impressions from the outside world. But not all of these impressions directly form the content of our feelings, of our entire mind during our waking day-to-day life. Those who are able to study the nightly dream life with its inner drama more closely than is usually the case will already get an inkling of what anthroposophy can then raise to complete certainty: namely, that in the depths of our emotional life sits that which is the result of our intimate relationships [with the people] we come together with in life. Just as our dreams reveal in the most diverse ways what we might not even consider during the day, to which we are not attached with intense feeling, as it appears in the image, so the circumstances in which we find ourselves in our social interactions with people penetrate much deeper into our mental life than the things of which we are aware in our daily lives. There are relationships between people that penetrate deeply into the emotional life. We stand between people and talk to each other because we are involved in life, perhaps always only superficially, but there are many things that play between people at a deeper level. (Even for those who are not spiritual researchers, the dream life reveals many things. Everything we experience [from person to person] forms the basis of our emotional life, our entire system of feelings. And some of the disharmony that arises from the depths of this emotional life, which arises in such a way that we feel permeated by an inner pain, an inner deprivation or disappointment, often stems from the fact that that relationships have been formed between people [that we have not brought to consciousness], which sit deep down in the mind, plague us and are just waiting for us to fully bring them into consciousness in order to place them in the right way in relation to our own soul life. Sometimes the solution to the mystery of our own mental life is that we know how to bring our experiences into consciousness in the right way. If we now follow the results of inspired knowledge in our thinking, we acquire a sense of how to listen carefully to other people, for example, but in a broader sense, we also acquire an understanding of our fellow human beings, and it is precisely through this that we develop a social sense in the deeper sense. We develop that in us which makes us particularly suited to find our way into the social order of mankind for our own satisfaction and for the benefit of other people, insofar as this benefit can come from us. A person's life becomes most rich when he influences all good and evil in man by having trained his thinking in the comprehension of inspirational truths. World and human knowledge through this sense of nature and understanding of man is acquired by trying to penetrate the results of inspired knowledge. Again, it is the case here that anthroposophy does not make people unworldly, but rather brings them close to life and to people. We experience many things in our time that are called social demands. But what is social feeling and perception is — [the unbiased can see it] — less developed in our time. But this is something that our time urgently needs to develop, and in this respect anthroposophy can and may fulfill a kind of task for the time by bringing people closer to each other in the way I have indicated. It is fair to say that it is precisely anthroposophy that can serve through understanding what I have described, through understanding the other person, through genuine, powerful love of neighbor. [And how is all this achieved, ladies and gentlemen? It is achieved by man acquiring a very specific internalized sense of truth by pursuing the inspired truths in the manner indicated.] In our ordinary lives, we have – if I may call it that – a logical sense of truth. Through our conclusions [and judgments], we come to find one thing to be right and another to be wrong; this has a certain logical character. If we then apply this logical character to the inspired truths, our whole understanding of the world becomes internalized. Our sense of truth itself becomes different. We begin to feel that which proves to be right in the context of the world as something healthy. [This is a great achievement, my dear audience, when we no longer perceive a judgment, a conclusion, merely as logically correct, but truly perceive that which is right as something that heals, preserves and strengthens the soul so that we have a sympathy in looking at what is true]; when error presents itself to us in such a way that we perceive it as something that makes the soul sick, weakens it, and inwardly as an antipathy. As a result, something arises in the soul at a higher level that can be called a “psychic-instinctive life”, something that, precisely because it is instinctive, can guide us safely through life. We know that animals have a certain security through instinct [in relation to physical life]; they avoid what is harmful to them as food and choose what is beneficial to them. Of course, we cannot compare the life of the soul with the life of physical instinct; but when we see something similar occurring in human life at a higher level [because it occurs at a higher level in the soul], we have to speak of a psychic-instinctive. [One comes to live in the world in such a way that one feels instinctively secure about truth and error, like a color, as an animal feels through its instinct about its food and poisons. It is precisely through this that this soul instinct enters our human organism through the contemplation of inspired truths. It is precisely through this that we enrich our purpose in life quite substantially. Man gains something, [as inner support], such as life security, by being able to acquire this instinctiveness at a higher level. And precisely because we acquire the ability to perceive something as healthy conclusion or to perceive it as something pathological or destructive, precisely because of this, we are able to develop a sense of nature and understanding of people. If I may mention another [dear audience], we come deeper into the results of anthroposophy. What is needed above all as preparation to receive the revelations of the supersensible worlds with one's developed knowledge is a certain quick apprehension, a certain presence of mind. I have described how to develop this in the writings “How to Know Higher Worlds” and “Occult Science: An Outline”. Why do you need presence of mind? Well, at the moment when the real spiritual world appears before you, you are no longer dealing with the same conditions of space and time as before; rather, it is necessary to grasp a spiritual reality at the same moment it appears. For if one is not sufficiently quick-witted to grasp it at the very moment it appears, it is already gone; one cannot grasp it at all. It is a basic requirement for the anthroposophical spiritual researcher to acquire a certain presence of mind for his research. What he gains through inspiration and grasps with presence of mind still has something of the way the thing was found clinging to it when he reflects on it. For when a person reflects on it, he stimulates in himself the qualities that led to the discovery of something like this. (It is therefore a training of presence of mind to follow the inspired truths, if they really are such, in thought.) But in doing so, we make ourselves more capable of dealing with life. For how much some people suffer today when they cannot come to a decision about this or that in life that requires them to make a decision! Becoming decisive is what can be gained particularly from thinking about the inspired truths. And this presence of mind is further enhanced when one becomes consciously aware of how one can now grasp in an instant many things that previously required long chains of thought to understand, because one perceives them directly as healthy truth or as a disease-causing, destructive error, as directly as one otherwise has a taste, smell or tactile experience. It is absolutely the case that one develops the same kind of aliveness in relation to truth and error within oneself as one otherwise has in relation to external sensory perception, but that one develops this aliveness as the experience of a higher, supersensible realm. [Now, dear attendees], the spiritual researcher then goes on to explore what presents itself to him through intuitive knowledge by further developing and strengthening his will so that this will becomes independent of the physical body and the person is able to place himself in the external spiritual world. He is then able to be in the external spiritual world with his soul and spirit just as he is in the physical world with the help of his senses. But this standing within the external spiritual world is basically nothing other than an experience of one of the noblest human impulses on a higher level of life: it is an experience in love. It is also an experience in freedom, for man becomes unfree only by becoming dependent on his physical body, as I explained in detail in the early 1890s in The Philosophy of Freedom. , as I explained in detail in the early 1890s in The Philosophy of Freedom. The moment a person rises to have impulses that he grasps through moral intuition, he becomes a free personality [in a moral sense]. But he can also become a free personality in relation to his whole position in relation to the environment, namely to the spiritual, supersensible basis of this environment, to the supersensible basis of his own human being, when this supersensible basis presents itself in the experience before birth and after death and also in the experience of repeated earth lives. What is contained in an external spiritual world, and also in an external spiritual world of facts, is love on a higher level, the love that, even in the sense world, frees man in a certain sense from what would otherwise be imposed on him by his physicality through his urges and instincts. Karl Julius Schröer once gave a beautiful definition of love, which he explained in more detail in his book about Goethe, saying, “Love is the only passion of man that is free of selfishness.” It cannot be said that love is free of selfishness in its lower stages; but it must be said that as love develops to ever higher and higher stages, allowing itself to be more and more imbued with soul and permeated by spirit, it will make the essence of the human being, in which he merges with his own essence into the other being and submerges with his own essence into the other, more and more free of selfishness. And precisely by making this love a real power of knowledge in intuitive insight, it will also awaken love in this sense in man, in accordance with the intuitive truths that are contemplated. Dear attendees, I know very well how the present shrinks from speaking of love as a power of knowledge; nor is it at all about ordinary love as a power of knowledge. But when love is elevated through such [serious soul-will exercises] into the experience and experience of the spiritual world, then love becomes a power of knowledge; then, precisely through this loving engagement with spiritual beings and spiritual facts, one attains real objectivity, the penetration of the object in its true form into human knowledge and thereby also into the human overall experience. It is precisely in this development of intuitive knowledge and also in the intellectual pursuit of the results of this intuitive knowledge that one notices how man comes to the experience of his self and also what hinders him from experiencing his self. For, [my dear audience], anyone who looks into his own heart without prejudice will very well realize how little his own self actually stands before his soul. More or less, what we call our self in ordinary life is only a summary of what is reflected from the outside world as if in a single point. But what the real I, the real self is, is not at all vivid to ordinary consciousness; and if we were to live in such a way that our ordinary consciousness were not interrupted again and again by sleep, we would not experience the human I at all for ordinary consciousness. If we were able to go back to an experience of things in an uninterrupted, uninterrupted course of our consciousness since birth, we would still only find a sum of external images of experience in it, but not the human ego. We become aware of the ego precisely because we withdraw again and again from external experience into a state of sleep – even if we do not develop consciousness in the process. [It is exactly the same when we look back and remember our life.] We actually only ever see what we have experienced during the day, and we always have to see it interrupted [by sleep] during the night. What presents itself through this interruption is, in a person's life, a sum of dark spots in the brightly lit space of memory. If it were not for these dark spots, we would have no resistance to the light that arises from them. We would only experience the outside world, not ourselves! But the one who ascends through intuitive knowledge to the contemplation of repeated earthly lives, only then gets a view of the true self of man, which goes through repeated earthly lives and can only be recognized in this going through repeated earthly lives. Anyone who has gone through this, as the spiritual researcher has to express himself about the nature of his research into repeated lives on earth, gets a vivid idea of the self of the human being. But he also gets a vivid idea of what knowledge in love is: merging with the external object of the spiritual world. And he gets an insight into the fact that we can only really experience our true self when we become selfless. And love in particular, when it is described in its higher stages as the “only passion that is free of selfishness,” it is at the same time that which allows us to experience the power of our own self in our experience of the external world, in our devotion to the external world. This is a profound mystery of human nature: that one only experiences one's self when one experiences the outside world, embraces the outside world in love and is able to penetrate [into the secrets of the outside world with love] so that one can immerse oneself in it with one's entire being. This underlies many sayings, such as Goethe's: He first acquires his true self who first loses it in order to gain it. Only when we live ourselves into the world do we thereby live ourselves into our true self; whereas our ordinary self is only [thereby ours] in that it is based on physical corporeality and thereby diverts us from our true self. But by training himself in such a way of thinking about the results of intuitive knowledge, the human being comes to not only think, feel or sense his self, but to bring into a certain [context] that which is most important to him for the earth – that is the human will. How do we actually stand in relation to the will for ordinary consciousness? When we are awake, we are really only fully awake in our mental life; our feelings are in a state towards our ordinary consciousness that is otherwise like dreams, except that they occur in our soul life differently than dreams; but what will is, has sunk so deeply into the subconscious that it is experienced like the states from falling asleep to waking up. Let us just realize what happens when we carry out the simplest volition, for example when we raise our arm and hand. First we have an idea: the intention to raise our hand and so on. Then what is mysteriously hidden in this intention penetrates down into the depths of the organism, and we know just as little about what is going on down there as we do about what is going on with us from falling asleep to waking up – until we then find ourselves waking up. We also find ourselves again when we look at the raised hand or arm from the outside after the executed volition. [Thus we find the volitional content of our thought.] In a sense, every single act of the will is a falling asleep and a waking up and an intermediate state of being absorbed in sleep. By developing in oneself the strengthening of willpower and the liberation from the physical body, the whole will becomes like a transparent, holistic sensory organ. Just as we have physical organs, for example our eyes, and through them see the physical world, so at a different level the human being sees into the spiritual world through his or her entire spiritual organization, and thereby also into the essence of his or her will. When a spiritual researcher describes the nature of the will or the nature of the human ego, they must clothe this description in such thought forms that anyone who follows these thoughts with a healthy understanding of human nature will receive something of the reflection of how the will must be spoken of in this particular way, how the human ego is connected to the will [this deeper aspect of human nature]. This human ego is basically as deep down in human nature as the will itself; it must be brought up. But a reflection of this bringing up passes over to him who reflects on the intuitive knowledge of the ego. In this way he develops energy of action in himself, in this way he strengthens his will. While the reflection of imaginative insights elevates the personality and can make it independent, while the reflection of inspired insights ignites the human mind in the most diverse ways, leading to an understanding of nature and of true human understanding and to an experience of the healthy and the sick in truth and error, the reliving of intuitive knowledge educates the human will. Those who educate themselves in this way will soon notice how their will becomes more active and how they truly begin to love what their destiny imposes on them in the outside world. We learn to fit into our destiny, we become strong in relation to our will in an active and passive way towards life; we become strong also in bearing suffering and pain as well as in experiencing joy. We become strong – not by passing by the suffering and pain of life; no, but through what is aroused [in our mind in the healthy and sick soul life], we become more receptive to the joys and pains of life. We do become more sensitive to things and experiences, but by reliving intuitive insights, the will is strengthened so that we can go through life more uprightly and endure our destiny more surely in both suffering and joy. And by developing the reliving of intuitive knowledge, we feel connected to the world in a way that itself represents a religious sense of the world, which represents what the deepest divine impulses in the world - through immersion in love in this world - are capable of achieving. The religious and artistic sense is kindled by this immersion in love in the world, to whatever extent it may be present. Those who adhere to anthroposophy in this respect will benefit themselves in terms of the further development of their artistic, [religious] and moral being if they adhere to what has just been indicated in anthroposophy. So, [my dear attendees], anthroposophy, by wanting to speak of what can become the purpose of life through it, does not approach people with some abstract sermons or admonitions, but in such a way that it tells them: When people experience what can be explored in the spiritual worlds through it, he acquires inner strength for his thinking, which he makes alive, and for his feeling, which he makes more inward and more accessible to world phenomena. He also acquires further development for his will, which he makes stronger and at the same time more capable of suffering, but also more suitable for responding to the joys of life in the right way. This is what anthroposophy has to say about the purpose of life that a person acquires by immersing themselves in anthroposophy and delving into it [a certainty in life that cannot be gained in any other way]. Anthroposophy has nothing ready to give to a person in this regard as their purpose in life, but only what they can work for themselves, but will possess all the more surely for it. Life is something that philosophers view in a variety of ways: one views it pessimistically, another optimistically, and yet another more neutrally, and so on. But however one may feel about these various nuances, anyone who looks back on what he himself has been through in life will agree with the maxim: “Only those who have to conquer it daily deserve freedom and life!” In every sense, life wants to be conquered by people every day. And that is good; because those personalities who would only passively grow into life would also have nothing of life for their own being, because what a person really possesses is what he has to conquer in life. If we remember the truth that only those who must conquer it daily deserve freedom and life, then we may add: Anthroposophy, for its part, wants to bring the means to man through which this daily conquest can be carried out by man! |
343. The Foundation Course: Ordination and Transubstantiation
03 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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They had no sensual experience of the colour blue, they had much more of a sense developed towards the other side, towards vital colours, red and so on, so that for the Greeks blue appeared more green than it is for us today. From this point of view, one must understand everything as the ancients did. |
343. The Foundation Course: Ordination and Transubstantiation
03 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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[ 1 ] My dear friends! I agree with Licentiate Bock who suggested it would be best to take up yesterday's reflections plus those of the afternoon and orientate ourselves toward questions that had arisen. [ 2 ] Yesterday I tried to present a kind of overview of the seven sacraments. I tried to show how the sacraments either determine a kind of value of involution to an evolution value, or the reverse. In the questions which have been asked, there is a wish for something to be said about the sacrament of priest ordination. We have looked at how five sacraments essentially are arranged along the developmental line of each individual human being, how this line connects from birth up to death. We have seen how both the sacraments of priest ordination and marriage in the Christian sense fall away from the other (five) sacraments, and how the priest ordination ceremony points out the evolutionary element which is present in each human being as an involutionary process, namely the mysterious connection each individual human being has with the Divine. [ 3 ] Now let us first of all try to place the concept of this sacrament of ordination in front of us according to its development, how its Christian content has gone over into Christian ceremonies and gradually crystallized life in Catholicism as the culmination of all ceremonies. [ 4 ] We must very clearly understand that the connection of human beings with the Divine in the sense of the epoch in which the Mystery of Golgotha took place, was such that it certainly existed way back, behind the consciousness of modern man today. If we go back far into the cultural development of humanity, we discover another kind of selection for the priesthood than what was later the case, and of the kind we actually want to talk about here. You must clearly understand that ceremonies, rituals and sacraments only become comprehensible within the entire relationship of human evolution, because the Christian sacraments are a kind of transformation of older sacraments. So, regarding priesthood, the relationship is different compared to olden times. In earlier times the one who was taken up into the mysteries by leaders of the mysteries was elected according to his soul characteristics; his entire human development was regarded as being worthy—if today we could select an apt term we would say: 'to be chosen'. This is a concept which has so much more meaning, the further we look back in human evolution. The point of view that people are equal is a modern-day opinion; it is actually essentially something that only emerged from the consciousness of the epoch around the Mystery of Golgotha. By contrast they believed that in fact, in olden times, one person was more worthy of being chosen than another, so that those who were worthy to be inducted into the Mysteries—or to be initiated, as one can clearly impress the imagination with other expressions—was to be discovered within the masses of people. When these individuals were in this or that way discovered, which was believed as predestination for a priestly calling, he had to go through with the initiation. This process of initiation meant that the person was brought into a situation where he had to manage another state of consciousness other than merely the one he experienced in the outer world. In olden times another state of consciousness prevailed, quite different from what it is today. Today quite a different state of consciousness is needed to be able to manage Imagination, Inspiration and Intuition. So when I take today's second kind of consciousness as a start, perhaps it can lead to greater understanding, in such a way that the usual daily consciousness still remains complete. A person should not for a moment—without falling sick—be somehow impaired by exercises or the like, as I have described in my book "Knowledge of the Higher Worlds"; a person should not be impaired in the management of his daily consciousness, it must be present. The other consciousness which lacks real freedom which consist in managing Imagination, Inspiration and Intuition must be there as something which can always change quickly, in an instant change to ordinary daily consciousness, like sleep can be changed into the waking state, only that this changing between seeing consciousness and ordinary day consciousness would be completely situated within human capriciousness. This is certainly something which can only be attained after practice and needs to be examined in all its being, in order to talk about this at all. [ 5 ] It is precisely this other consciousness which presents a completely different world compared with the world developed out of the senses and understood with the mind, aspects which feed back into the being of the human I, to stick to the human ego. The human I is present in the other consciousness with great power, one doesn't have something which is merely permeated with a single imagination or feeling, but one has an image. One has the possibility of looking at it and knows, this I is something in which one not merely lives, but it is present as an objectivity. The other thing about this higher consciousness is that one doesn't gain any insight into the mineral kingdom—the mineral kingdom belongs only to ordinary human daily consciousness—by contrast it is fully aware towards anything plant-like, animal-like and the human self. One really lives in another world. What is between these two worlds is called the threshold; it must be crossed over but can only be crossed over after preparations have been achieved, after one has really faithfully practiced the exercises which I have presented in my book "Knowledge of the Higher Worlds and its Attainment." If one has not really prepared for this crossing, one could, through the acquisition of this new consciousness, slip down into physicality. (During the following presentation a central drawing is made on the blackboard.) I would like to sketch it in the following way. Let's accept that this daily consciousness is connected to human physicality. This higher consciousness is now lifted from it and one sees a completely new world. However, now one has to retain this higher consciousness; it must be purely soul-spiritual. It can't happen however, if one has not previously developed the strength through exercises—it can't happen if not accomplished in a lively way; what I'm implying is more of a hypothesis—so, when one has not acquired the strength through exercises, it can all collapse into physicality. This means one is not living in a free soul-spiritual consciousness but the processes in human organs will reveal what this consciousness observes; then one has to do with dreams, one does not really have actual objective imaginations full of content. The objective, content-filled imagination exists as a result of, what one experiences, not being impregnated with bodily processes, but processes of the supersensible world. This must be achieved through exercises and by having achieved this, being able to step over the boundary between the sensual and supersensible which is designated as the threshold. This is the case today. Today our ordinary consciousness contains content known to everyone, but we have another content—which of course can be described as I have done now again from a certain point of view - which is certainly described as the content of a higher world as opposed to that of the ordinary world. If we now go back to the times of human earthly development which I want to speak to you about here, in which the chosen ones were inaugurated, then we find they also sought another condition of consciousness but it was different to that of today in as far as the condition of consciousness which we regard as the normal human consciousness, was most extraordinary in each mystery pupil, and a certain image-rich imagination, observing the Divine in all the individual things, was the norm. So, what at that time in the old Mysteries was indicated as the threshold lay in quite a different place to where the threshold is situated for us today. We can even see this in outer things. [ 6 ] You see, today there is something which a child already learns at school, and that is the heliocentric world system. The heliocentric world system—you can find this actually historically handed down—has passed into literature through a kind of betrayal. The heliocentric world system already existed in Greek times, it was already clearly present earlier; it was taught in the Mysteries. What an ordinary child learns today at school, which forms their attitude towards the view of the world, this was taught in olden times only in the Mysteries. In outer normal consciousness people of that time had an image-rich consciousness. We can really say: in comparison to olden times, today every human being who has gone through school, has gone beyond the threshold. Those in the old Mysteries would regard it quite dangerous for people who have not gone through a regular initiation but through some or other elementary experience, to have gone over the threshold, for example by not adhering to the geocentric system—that the earth remains stationary and the sun and stars move—but believe in the immobility of the sun as the initiated students believed in olden times. People said you had to be prepared to tolerate what lies, for example, in the heliocentric world system or what lies, for example, in our current biology or psychology, and so on. This seems like a paradox to people today, yet it was so. One can say that historically human kind as such in the time of the Mystery of Golgotha crossed over the threshold which in earlier epochs in the Mysteries had to be artificially crossed in order to reach initiation. At that time those to be initiated learnt what every child learns today. Today we again learn to gain insight into Higher Worlds which later would be the norm. So it is with the evolution of humanity. It is not recognised through examples from olden writings that it was a given—for human consciousness was image-rich—in such a way that things were not seen outwardly but that all things were perceived for their inner spirituality. One must be aware that the words of these ancient writers are to be read in a different way to the way today's ancient language researchers or cultural historians or anthropologists and their equivalents read, because the consciousness at that time was image-rich. We could therefore say, in olden times the initiate was led towards the world we know today. [ 7 ] I would like to still add one more detail. When we go back to olden Greek times, we find people couldn't clearly perceive the colour blue as we can today. They had no sensual experience of the colour blue, they had much more of a sense developed towards the other side, towards vital colours, red and so on, so that for the Greeks blue appeared more green than it is for us today. From this point of view, one must understand everything as the ancients did. We must clearly understand that active thinking is connected to humankind's development towards an experience of blue. If blue is mentioned in ancient scriptures it is always in error, because those people didn't have the experience of blue as we have in today's active experience of understanding. Those people, upon looking at blue, didn't have the ability to be objective, for the out-flowing of the I as an objective, they had far more the experience of what stirred in red, which goes from the objective towards the subjective, which is outwardly active and touches and is sensed, where the awareness of the Divine lay in the objects. [ 8 ] So this initiation was already something quite definite, it involved the initiation being carried out in these olden times by the fact that man himself had to do things which he had to endure physically which to a certain extent formed a kind of inner sacrament. The sacraments in olden times were more inward. Take for instance some outer events which throw a person into a state of fear, caused by these external actions. For example, in Greece there existed Mysteries in which one of the most important processes consisted in a person being placed in total darkness, where he has to live into this darkness, and then suddenly the room was lit up completely—this is the perception he would have been given. What it meant at that time was the transformation of the state of consciousness from being in the darkness, in the blackness, to going into the light. Something happened in a person, fine processes took place inside. These fine processes which were happening in people, I can describe in the following manner. When a human being, after he has for some time experienced this transformation out of the darkness into the light, salt is separated in him—depending on his individual nature - which is deposited. Salt deposits actually took place as a result of the transfer of going from a dark state to a light state, taking place during the change. These processes became something of which a person became completely aware as being accompanied by the feeling very similar to fear. These salt deposits were observed by a person; he was inwardly observing an interrelation taking place inside himself. At that moment when it happened in him through an external action, man had gone through an initiation process because in olden times initiation consisted in a person experiencing such processes out of himself. What is important now however, was what accompanied such a process of salt deposits within him. Such a salt depositing process within was accompanied by the person's consciousness being impregnated by the process of light perception, not merely of the light perception but from the inner light containing spirituality; he was thus taking in the light which contained spirituality. By the salt coagulating in his inner being, a person felt this coagulation of salts as a penetration of the Divine. To make these conditions conscious was the art of initiation in ancient times. A person could speak quite differently, in them the life of light was not a mere observation by the senses but it was a penetration of light, so that he could say: 'By me living in the light, matter coagulates in me'. With that which is contained in ordinary matter, in a certain sense he directly perceived the effect of that which lies above the substance of ordinary matter. [ 9 ] Now we will not understand these things, my dear friends, if we don't know that the entire constitution of people in older times was different to what it became later. Such a process, which I have sketched for you, you can observe today when waking up or going to sleep. When physical development reaches puberty, the conditions are such that you won't be able to do these things any longer. The influence on the human being is no longer possible in this intense way; people have hardened more in themselves. Today it doesn't happen for these fine spiritual processes which are taking place there, to be observed just like that. In this respect it will even change the human race. As a result, it has happened that what had taken place within, during earlier times, now is to be looked for outwardly. To a certain extent the opposite of the inner process is performed as a ceremony. The old process of initiation, the process through which a person allows the spirit to reign, this process is now performed outwardly. The priest ordination was in olden times not at all the weakened process of today, but a process, despite it being performed outwardly, still making a deep impression on people. In later times, still in the time of the Mystery of Golgotha and afterwards, the act of baptism, for example, was at least performed as a deed which still accomplished something in people themselves. Those being baptised were immersed in water and thus brought in the same situation as someone being drowned, who sees the retrograde perspective of their life processes flash through them in a spiritual vision. This was part of baptism in earlier times; a person's past life was brought before his soul, so that he learned to see spiritually in a certain way. Later on the sacrament of baptism was temporarily postponed and so it could not be performed in this way, but only symbolically. It is the same with the priest ordination. The priest ordination in itself is to a certain extent an outer process for that which earlier was evoked inwardly in those going through initiation, through the inversion of outer processes; it is what in fact places the human being in another world. A person is then made aware—I can depict this even more precisely—of certain interrelationships in the cosmos, which can't be studied in the outer world. A person is made aware that physical processes are taking place which do not coincide with the usual outer sensually perceptible processes and he becomes attentive to what is actually sacramental. He learns to see for instance, in dissolving salt in water, that something is happening which isn't created in a physical-chemical process of dissolution, but what happens in salt dissolving in water is actually something inward, I could call it, something radiant. He learns to recognise how processes happen which are only conceivable through the spirit in man. This becoming transported into the world of such revelations which can't be seen with the outer senses or understood with ordinary minds, essentially belongs to the priest consecration. Therefore, through the priest ordination the person will as much be penetrated by this world of the Divine, as the person in olden times was initiated through not merely sensing the penetration of his physicality with light, but that he feels permeated also with the soul-spiritual of the light. [ 10 ] So, I can put it like this: through priest ordination human consciousness is brought into such a condition that a person can with total inner conviction say: the world around us is actually only a fragment of the world; it is there to hide many things from us, namely hiding spiritual processes, from us. We see spiritually in the processes when we are prepared in the appropriate way to do so. Priest ordination involves such preparation which would allow for spiritual perception, to see, everywhere, the sense perceptible as well as the spiritual processes. Let's take a concrete example. We can look at the development of leaves on a plant, the development of the flowers, the ovary, the stamens and see the ovary mature. (He draws on the blackboard, left.) We then observe how the pollen flies around, how it fertilises the flowers. If you only observe outwardly then you will evaluate according to the sense perceptible outer processes which you then combine in your mind. Someone who has become mature in spiritual seeing, must see a supersensible weaving which expands as a kind of wavering transmission over plant growth and all that is involved in plant fertilization. Through this however, the earth in which the plants have their roots, is brought into a reciprocal relationship with the spiritual environment of the earth. [ 11 ] A renewed way of looking must be introduced through priest ordination. Only then, when you have been introduced to this spiritual observing through the priest ordination, will you learn to recognise how the human word evolves in the world, how the human word is not a mere material movement of air but that the word carries spirit on physical air movement, how this spirit permeates certain substances which are fleeting, like for instance the smoke. So being a priest means: seeing how the expressed word grip the smoke, how the smoke weaves the matter, the words, and how through this, that it penetrates the words, how the words tinged with smoke envelops the matter in the words, changing the words themselves, just like in fact evolution continues, how a real, a spiritual reality is there in what happens in the outer world, in phenomena of the world. So being consecrated also means: to be able to perform actions which, besides their physical meaning, also have a spiritual meaning. [ 12 ] This is of course something—I always must stress this—which lies extraordinarily far from modern consciousness, but unbelievably close to that consciousness which was available at the time of the Mystery of Golgotha. During that time people stood in the middle, between the old and the new, they still knew about seeing the Divine-spiritual in everything natural, either through tradition or through atavistic vision, and they lived in fear of the conditions which would arrive when what is natural would no longer be regarded as natural and as a result the Divine-spiritual would be only be understood as a derived abstraction. At that time people still understood the weaving of the spiritual with the sense perceptible. The disciples of Christ Jesus simply knew that this being-in-his-presence meant something different than being in the presence of one another. They knew that he was the carrier of a supersensible being, they felt moved by this supersensible being, and this togetherness with him was for them without doubt the glow of supersensible consciousness. [ 13 ] Let's think about this. We see a number of people around Christ Jesus in a world, who say: When one is in his presence, one is brought into a world where one can see the Divine-spiritual.—Now, in connection with this, I want to call your attention to important concepts necessary for the understanding of the earliest Christian times. Those individuals who could still call themselves the apostles of the Lord, who, for the affirmation of their mission, did not only refer to the fact that they had heard his words. Having heard his words didn't really carry as much weight as we would experience today when we listen to some or other speech, or a teaching. The teaching of Christ Jesus was something that was felt to be completely charitable in his environment, but it wasn't the first thing you would consider as the most important. It was far more important for them to stress the results: we have lain our hands in his wounds, we have participated in looking at his Being.—The direct togetherness with Christ Jesus is something in particular which I ask you to please consider seriously. [ 14 ] You see, you will reach a conclusion of what actually is at a soul foundation when I say to you: you need to first sense the difference between what you experience when you place your one hand on an outer object, or on your own hand, or when you place it on some part of your body. You must come to the conclusion that you sense a difference, that there is a difference. You must also be able to feel something else; you must be able to feel you possess two eyes with two lines of vision which meet and cross. (He draws on the blackboard, right.) These two lines of sight which cross at what we are looking at—it is quite like when I hug myself with my two arms encircling myself. Just think about the difference between man and animal. An animal has, to a much reduced degree, the possibility to experience what we for instance experience when our one hand touches the other. Just look at the position of particular animal eyes; you can clearly distinguish how strong the egoism of an animal is, according to its eye positions. Animals which have eye positions with eye axes which can't cross are unable to develop egoism, because the experience, the sense of having an I, depends on a person being able to "grasp" his I, and that the right gaze of the eye can meet the left gaze by crossing. On this the sense of the I is dependant. [ 15 ] The disciples knew themselves to be so connected to the Christ that in a certain sense it was as similar as feeling their own hands, when they touched his wounds. So this direct connection with the Christ was something which gave them the awareness that they lived with him in a higher world. This was actually what the disciples felt, it was as if a spiritual island surrounded them and their Lord, and when they felt that their Lord had gone away and they had now become the teachers, they called themselves teachers, training for this how-to-be-together-with-him. Then again, the disciples of the Apostles in turn depended on the imagery which they had experienced; you can even read this in individual letters. When some or other apostolic disciple, Polycarp of Smyrna for instance, could describe what some or other person who had taught him, looked like, the description was unbelievably more important than the communication of mere words. What is most essential here, was recalling the feeling of being-together-with everything in connection with the Christ, so that one can say the Apostles sensed the succession, but they could no longer inwardly experience every transformation which had been experienced in the old initiation mysteries. Don't misunderstand me, I don't suggest that the apostles or apostle disciples have made such deliberations, but their soul constitution was so that they could make such deliberations and it was characteristic of their soul constitution to formulate such deliberations. When they were asked to formulate their soul constitution, they would have said: Yes, we couldn't go through with it in the same way as was still possible in the earlier Mysteries, for instance experiencing the transformation of light to darkness; we can no longer experience how one is anointed with oil and so on, and we can no longer experience the inner pain through recalling; but here a God has incarnated in the form of Jesus who was here, and with whom we have relations and when we really in our consciousness take it up, not merely with intellectual grasping but when in all concreteness we live in it, then something lifts us up into the supersensible world. [ 16 ] With the apostles it was the direct living-in-community with the Christ, with the apostle disciples it was the community living-with-him, being carried over to them, who had laid their hands on those who had still been touched by the Lord, and transmitted to those in the third generation who had again laid their hands on someone who had had the Lord touch them. They would get a sense of apostolic succession when they would recall what I've just said, and they would also get a feeling for what it meant to stand inside a world which is spiritually, as it were, like standing in a physical line of ancestors. The physical line of ancestors flows through from birth. The spiritual ancestral line however, must go up to the spiritual father ancestor, the Christ Jesus, it flows through the ongoing, continuous fulfilment of consecrated ceremonies, which lead to the Christ, which certainly must always become more and more outward, because it must ever more make an intensive impression on people. As a result, besides the laying on of hands, other ceremonies were recorded in the next centuries, to make the outer impressions even stronger. A process of internalisation existed with those surrounding Christ Jesus: here Christ Jesus was performing a ritual himself. My dear friends, why was this necessary? The life of Christ Jesus was the ritual for that which was around him, that which was accomplished in reality, that was the ritual/cult: the great offering of mass was fulfilled on Golgotha. Here we are led back to the first fulfilment of the ritual: at least this is what lives in Christian consciousness. This was followed by outward signs: it required the necessity for an outward imprint of activity, like remembrance, to show the eyes and to impress it on the soul in prayer, which could not be as alive as it had been with the apostles and the apostle disciples. [ 17 ] I know that many people who hear such things with today's consciousness say: Why don't you simply express it in a short and sweet answer, shaped in sharply outlined terms, this or that is apostolic succession?—If someone wants such sharply outlined concepts, his argument is inwardly untruthful. One only speaks truth when it introduces the view of something that has been experienced. Such a thing can't be understood in sharply outlined concepts. [ 18 ] Apostolic succession is something experienced first and then one knows that actually something is being experienced in a spiritual line of ancestors leading back to Christ, just like the ancestral line flowing through the blood links to the natural ancestral line, to any of the ancestors. This spiritual blood lies in the continuous fulfilment of the priestly ordination ceremony. It forms therefore the direct connection, for those who become priests, to the spiritual world. It is consecrated by someone who have themselves received such a consecration, and these, to those, and so on, up to the point where the supersensible descended into a human body and in this way for the first time brought a new, substantial fructification in the earth, which had become old. [ 19 ] We will want to develop the particular format of the priest ordination, into a ritual form. I would like, still today, to point out that you could eventually find something which remains incomprehensible in the priest ordination. Now, by me saying something like this you will understand, also in connection with the regular previous lectures up to this morning, that in fact a complete break had to take place regarding the understanding of such things, when the changed consciousness appeared from the middle of the 15th century. In me expressing these things, I'm using words, which actually for the general consciousness could only have been fully understood before the middle of the 15th century. Then people actually stopped having a real sense for the meaning of these words. It is basically only through the trust you have been able to put in me, that you can hear something here in the manner and way it happened in former times when the soul constitution experienced things in quite a different way. Then came the time when less importance was attached to a concrete connection, when people who still knew how to attach importance to this concrete connection, became rare. Now, the most importance was attributed to the comprehensible content of the Gospels, to the comprehensible content of religion as such. Thus, gradually it took on particular importance to discuss the content of the Gospels, to discuss the content of the sacraments and to a certain extent particularly look into the teaching material, at the teaching content. The teaching content gradually became the most important. Not actually the concrete, but the abstract, became the most important, that is the essential thing. While for the catholic consciousness—I don't mean merely the roman catholic, but the catholic Christian consciousness—the priest ordination placed the chosen one in a spiritual ancestry up to Christ, which actually for the modern person made everything quite comprehensible, from definitions to declarations which places nothing into a reality. However, we must be very clear about it, that we live again in a time where we need deepening again in that direction. [ 20 ] Well, the catholic consciousness has basically always acted quite consistently according to these prerequisites; quite consistently. In order not to be misunderstood regarding what follows, I would like to introduce it like this. When today we want to prepare someone—in fact, I mean for something which we see as a new ritual—when we, today, want to prepare someone to perform ceremonial actions, then we would for those who stand outside Catholicism in the world, no longer with full inner devotion be able to integrate a person into the apostolic succession. As I've mentioned to you, there have been remarkable Theosophists like Leadbeater and similar ones, who have likewise tried to place themselves in the apostolic succession, but that's going to resist any man who's honest with the world, if he is not imbued with Catholic consciousness. [ 21 ] We need to look for something else. We need to fully understand that a reality is not something which is spoken about, something abstract. We must also learn to understand the sacramental. We must learn to understand, throughout, that the content of the teaching does not contain the essential but that something must be added from real processes and in such a way that these actual processes are carried on the waves of reality as the weaving of the Divine. There have only been single individuals, like Novalis, who understood this—do read his Aphorisms, then you'll see. He spoke about magical idealism; he knew this wasn't alive in outer sensory worlds, but within people, there lived the soul—spiritual. Then there was Schelling—in his old age, that's why he was hardly understood—for whom it was quite absurd to believe that the essence of Christianity consisted in the acceptance of what Christ taught; rather, Schelling recognised the essential much more according to the account of Jesus going through the process of the entire Golgotha drama, in the description of actions which took place around Golgotha. However, there are individuals who tend towards the reality, who in turn want to enter into actual experiences connected to the spiritual. In totality one could say that the way Catholicism experiences it, is something quite antiquated which can't be introduced into modern consciousness any longer. For this reason we mustn't only search for a renewal of old rituals but we must search for a ritual which we can create out of ourselves, but created in such a way that it creates the Divine in us in the sense we have spoken about, so that the words of Paul become the truth—in Gospel interpretation, and in all religious activities: Not I, but Christ in me. [ 22 ] Catholicism, as Roman Catholicism, has actually always known how to act consistently. To a certain extent it has turned out, lifted out, from general humanity, all those who were descendants of Christ Jesus himself and so a sharp awareness has come about, separating the priestly spiritual generation, meaning those people connected to consecration, from all other people who had not attended consecration. Like a member of the nobility who for instance connects his bloodline back to the 18th ancestor and knows who carry this blood in their veins, their ancestral connection differs from that of the rest of humanity, in the same way there's a difference from those consecrated into the apostolic succession up to Christ himself, who have continuously and consistently received consecration, right down to those who had not received it. They felt themselves placed in this connection and felt others were different; that's why it was quite necessary during a certain time period that certain things were presented to people. A person gradually absorbed what had more or less consciously existed in his awareness and allowed this to be expressed in his actions. After this, because of the ever-increasing sharper awareness related to the Christ developed, came the necessity for greater withdrawal for the uninitiated: celibacy. The celibate already had his inner foundation and there where the celibate was dogmatised it was found throughout that the priest had to withdraw from connecting to all others, was a human personality who found it far more important to practice the priest consecration as a conscious inheritance of the father of his ancestors and because he was placed in this ancestral blood of a spiritual ancestry, he could not be in contact with that world from which he was taken out by the consecration ceremony. The moment a person strongly experienced this particular situation of priesthood in relation to the world, the necessity for celibacy was added, and of course there's no denying that one could also feel the political usefulness for Rome, and so on. However, you can be quite certain that during the time when celibacy was introduced—it was a time when the celibate person came from the monk priesthood—in the unconscious impulses was the urge for a certain honesty and truthfulness. It was certainly the case that the creation of celibacy was understood in the way I have presented it now. Just as in the 19th century, in a kind of natural way—as I said—the consequential process living in the Catholic consciousness resulted in the dogma of immaculate conception and how this resulted in the infallibility dogma, so at a certain time causes led to the consequences of celibacy. [ 23 ] Well, if you take all of this in then we already come to what is of particular importance today. Of particular importance today for us is to again return to the ritual, to ceremonies. You are experiencing, at least many of you have said you experience it like this: you are actually experiencing necessities based on what has come out of, and is given by, this time. Of course we can't undo events, we can't go back to untruths for instance, we can't reverse an untruth, such as taking something which no longer feels alive were to be changed externally, like being ordained by an olden-time Catholic priest. That would be contradictory to those who have already ignited the Protestant consciousness too strongly in themselves because for the Protestant consciousness this possibility doesn't exist; in their experience one can't oppose something which has been created out of quite other circumstances. [ 24 ] What you need to arrive at, if reality is at all part of your striving, is what can flow out of the spiritual world itself, which can be seen as flowing directly from Christ Jesus. We must strengthen ourselves in the words of Jesus: I am with you until the end of earthly days.— These words out of the Gospels also announce such a process of the Christ impulse will be found on the earth for so long, that it will last until the end of the earth comes about. For this reason, one must firstly announce this as a postulate to a certain extent, that it must be possible—as a reality—to come to Christ, like with the Catholic consciousness, through the apostolic succession historically the spiritual family tree is searched for, reaching right to Christ. It must be able to find Him again, in a moment in the present; a connection to the Divine, a connection to the Christianized Divine as it was historically found by the Catholics in the apostolic succession right up to the Christian ancestors of this apostolic succession. That is why it must take place this way, that we find the spiritual again, not only in words about the Christian aspect, but so that we actually connect with what is real in the Christian aspect. Then we can create the ritual out of this, like the ritual was created within the apostolic succession. However, we need to penetrate it with an understanding which goes far beyond the understanding of the time. [ 25 ] We must indeed move towards an understanding that can be expressed—I want to first formulate it as follows: In the world and in ordinary human thinking we experience the phenomenal: we however want to experience the nominal, we want to try and enter into the essential and out of this essence find the ritual. If you really want to find the ritual, then it must finally be so that this ritual is discovered as it had been during the second century, where gradually, what used to exist in simpler forms—only a few of which have been recorded—has now been transferred to the forms of later rituals. [ 26 ] How was the ritual experienced? A person was caught up in it, just like a person who smokes knows what he is doing by smoking; he knows he can express what he wants to, only by smoking. So you must again learn to feel that you, when you perform some or other ceremony, know for yourself: the ceremony must be performed in this way. A person knows what he has to say today when he turns to other people, he knows how to clothe his inner life with words. My dear friends, there is a moment in life, where one inwardly experiences that it is impossible to continue using words, where what you want to say no longer translates into words, where you have to stop with words or at most continue with words by carrying out the sacred act by starting to not merely letting the word sound out but where, for instance, the development of smoke must take place, where in particular one of the other actions must be carried out imaginatively. Where the words connect with a particular action, by coming into the original consciousness, where also, like your soul content, being enlivened by the Divine, pours into the words, now your soul content will no longer be merely a phenomenal one but a nominal one, then you will be lifted out of what the outer world comprises, there you will gradually enter into the sacramental. [ 27 ] Somewhat in this way, I've tried to clarify how one must enter into the sacramental. It actually makes no sense, let's say, in simply transforming holy water as is often done today by subordinate clerics. There is simply no point in performing the transubstantiation in this way, as is done by many subordinate clerics today, who are left in the dark in relation to the esoteric consecration of the Catholic Church. Regarding the old soul constitutions, it had made sense to be fully aware of one's actions when a certain word was spoken over the salt substance, and that they knew the salt substance had changed as a result. Today experiments have already been done to make the gentle sensitivity of a flame visible, by placing a flame somewhere and a person speaking rhythmically at a distance from it, to see the flame copy the rhythm. Here a rhythm is being copied by something inorganic. If I know the right words in the right word correlation over the salt substance, then the salt substance will change. If I now allow this salt substance which has been permeated, to enter into water, then I have kindled a process, which, if I understand it, when I have performed it in spirit, is a sacramental act. We must be able, once again, to look at the nominal as such. This we will address tomorrow. [ 28 ] I think, in any case, my dear friends, that many questions could be conjured out of the soul by me speaking about these things, and I would love it if the questions, while you are all here, not in general, could also be formulated concretely so that no doubt remains. I completely understand that with earnestness your small circle has turned to me with the clear intention to really work toward a renewal of the religious life. It is not possible to do so by merely changing the teaching content; it is only possible when you enter with a changed soul constitution. We are now entering more deeply into things and, triggered through your questions we will become ever more acquainted with these things so that you're actually going to understand what I mean to convey. |
9. Theosophy (1971): Body, Soul and Spirit
Tr. Henry B. Monges, Gilbert Church Rudolf Steiner |
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[ 18 ] The spirit self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold one recognizes the revelations of the corporeal world. In what is true and good are to be found the revelations of the spiritual world. |
9. Theosophy (1971): Body, Soul and Spirit
Tr. Henry B. Monges, Gilbert Church Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument of thinking. A properly constructed eye serves us for seeing colors, and the suitably constructed brain serves us for thinking. The whole body of man is so formed that it receives its crown in the physical organ of the spirit, the brain. The construction of the human brain can only be understood by considering it in relation to its task—that of being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians the brain is small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] There are many prejudices prevalent regarding such statements about thinking as are presented here. Many people are inclined to under-value thinking and to place higher value on the warm life of feeling or emotion. Some even say it is not by sober thinking but by warmth of feeling and the immediate power of the emotions that we raise ourselves to higher knowledge. People who talk in this way are afraid they will blunt the feelings by clear thinking. This certainly does result from ordinary thinking that refers only to matters of utility. In the case of thoughts that lead to higher regions of existence, what happens is just the opposite. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation that are enkindled through the pure, crystal-clear thoughts that refer to the higher worlds. The highest feelings are, as a matter of fact, not those that come of themselves, but those that are achieved by energetic and persevering thinking. [ 3 ] The human body is so constructed that it is adapted to thinking. The same materials and forces that are present in the mineral kingdom are so combined in the human body that thought can manifest itself by means of this combination. This mineral structure built up in accordance with its function will be called in the following pages the physical body of man. [ 4 ] Organized with reference to the brain as its central point, this mineral structure comes into existence by propagation and reaches its fully developed form through growth. Man shares propagation and growth in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen that are combined in the crystal. The forces that shape an oak tree must be sought for indirectly in the germ-cells of the mother and father plants. The form of the oak is preserved through propagation from forefather to descendent. Thus, there are inner determining conditions innate in living things, and it was a crude view of nature that held lower animals, even fishes, to have evolved out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father and mother it has sprung from—in other words, on the species to which it belongs. The materials it is composed of are continually changing but the species remains constant during life and is transmitted to the descendants. Therefore, it is the species that determines the combination of the materials. This force that determines species will here be called life-force. Mineral forces express themselves in crystals, and the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses, and he can only perceive things for which he has such senses. Without the eye there is no perception of light; without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man—a kind of sense of touch (See Addendum 2). These organisms have no awareness of the world perceptible to man with the exception of those mineral forces that they perceive by the sense of touch. In proportion to the development of the other senses in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether what exists in the outer world exists also for the being itself as something perceptible. What is present in the air as a certain motion becomes in man the sensation of hearing. Man, however, does not perceive the manifestations of the life-force through the ordinary senses. He sees the colors of the plants; he smells their perfume. The life-force, however, remains hidden from this form of observation. Even so, those with ordinary senses have just as little right to deny that there is a life-force as the man born blind has to deny that colors exist. Colors are there for the person born blind as soon as he has undergone an operation. In the same way, the various species of plants and animals created by the life-force—not merely the individual plants and animals—are present for man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to him through the unfolding of this organ. He now perceives not merely the colors, the odors and other characteristics of living beings, but the life itself of these beings. In each plant and animal he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form, let it be called the ether body or life body.2 (Compare this also with what is said under Addendum 1) To the investigator of spiritual life this ether body is for him not merely a product of the materials and forces of the physical body, but a real independent entity that first calls forth into life these physical materials and forces. We speak in accordance with spiritual science when we say that a purely physical body derives its form—a crystal, for example—through the action of the physical formative forces innate in the lifeless. A living body does not receive its form through the action of these forces because in the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether body is an organism that preserves the physical body from dissolution every moment during life. In order to see this body, to perceive it in another being, the awakened spiritual eye is required. Without this ability its existence as a fact can still be accepted on logical grounds, but it can be seen with the spiritual eye just as color can be seen with the physical eye. We should not take offense at the expression “ether body.” “Ether” here designates something different from the hypothetical ether of the physicist. We should regard it simply as a name for what is described here. The structure of the physical body of the human being is a kind of reflection of its purpose, and this is also the case with the human etheric body. It can be understood only when it is considered in relation to the thinking spirit. The human etheric body differs from that of plants and animals through being organized to serve the purposes of the thinking spirit. Man belongs to the mineral world through his physical body, and he belongs through this etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether body into the life-world. By the word “body” is meant whatever gives a being shape or form. The term body must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book, the term body can also be applied to such forms as soul and spirit may assume. [ 6 ] The life-body is still something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may search forever in what is called the outer world but you will be unable to find sensation in it. Rays of light stream into the eye, penetrating it until they reach the retina. There they cause chemical processes in the so-called visual-purple. The effect of these stimuli is passed on through the optic nerve to the brain. There further physical processes arise. Could these be observed, we would simply see more physical processes just as elsewhere in the physical world. If I am able also to observe the ether body, I shall see how the physical brain process is at the same time a life-process. The sensation of blue color that the recipient of the rays of light experiences, however, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical and ether bodies, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. By that activity an inner experience is called forth from these operations. Without this activity there would be a mere life-process such as we observe in plants. Imagine a man receiving impressions from all sides. Think of him as the source of the activity mentioned above, flowing out in all directions from which he is receiving these impressions. In all directions sensations arise in response to the stimuli. This fountain of activity is to be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if, instead of a painting, I were to call up in memory merely the canvas. A statement similar to the one previously made in reference to the ether body must be made here about perceiving the sentient soul. The bodily organs are blind to it. The organ by which life can be perceived as life is also blind to it. The ether body is seen by means of this organ, and so through a still higher organ the inner world of sensation can become a special kind of supersensible perception. Then a man not only senses the impressions of the physical and life world, but he beholds the sensations themselves. The sensation world of another being is spread out before a man with such an organ like an external reality. One must distinguish between experiencing one's own sensation world, and looking at the sensation world of another person. Every man, of course, can see into his own sensation world. Only the seer with the opened spiritual eye can see the sensation world of another. Unless a man is a seer, he knows the world of sensation only as an inner one, only as the peculiar hidden experiences of his own soul. With the opened spiritual eye there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner nature of another being. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not experience in himself what the other being experiences as the content of his world of sensation. The other being experiences the sensations in question from the point of view of his own inner nature. The seer, however, becomes aware of a manifestation or expression of the sentient world. [ 8 ] The sentient soul's activity depends entirely on the ether body. The sentient soul draws from the ether body what it in turn causes to gleam forth as sensation. Since the ether body is the life within the physical body, the sentient soul is also directly dependent on the physical body. Only with correctly functioning and well-constructed eyes are correct color sensations possible. It is in this way that the nature of the body affects the sentient soul, and it is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalized by the ether body, and itself limits the sentient soul. A man, therefore, who has the organ mentioned above for seeing the sentient soul sees it limited by the body, but its limits do not coincide with those of the physical body. This soul extends somewhat beyond the physical body and proves itself to be greater than the physical body. The force through which its limits are set, however, proceeds from the physical body. Thus, between the physical body and the ether body on the one hand, and the sentient soul on the other, another distinct member of the human constitution inserts itself. This is the soul body or sentient body. It may also be said that one part of the ether body is finer than the rest and this finer part forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. The sentient soul, nevertheless, extends, as has been said, beyond the soul body. [ 9 ] What is here called sensation is only a part of the soul nature. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] The sentient soul enters into mutual action and reaction with the body, and also with thinking, with the spirit. In the first place, thinking serves the sentient soul. Man forms thoughts about his sensations and thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over and reaches the thought, “Fire burns.” Man does not follow his impulses, instincts, and passions blindly but his reflection upon them brings about the opportunity for him to gratify them. What one calls material civilization is motivated entirely in this direction. It consists in the services that thinking renders to the sentient soul. Immeasurable quantities of thought-power are directed to this end. It is thought-power that has built ships, railways, telegraphs and telephones, and by far the greatest proportion of these conveniences serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul similarly to the way the formative life-force permeates the physical body. The formative life-force connects the physical body with forefathers and descendants and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animals. In animals also we observe the presence of sensations, impulses, instincts and passions. The animal, however, obeys these immediately and they do not become interwoven with independent thoughts thereby transcending the immediate experiences (See Addendum 4). This is also the case to a certain extent with undeveloped human beings. The mere sentient soul, therefore, differs from the evolved higher member of the soul that brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. It could also be called the mind soul. [ 11 ] The intellectual soul permeates the sentient soul. The one who possesses the organ for seeing the soul sees the intellectual soul as a separate entity in contrast to the mere sentient soul. [ 12 ] By thinking, the human being is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the universe, and he feels at home in the universe because this conformity exists. This conformity is one of the weighty facts through which he learns to know his own nature. He searches in his soul for truth and through this truth it is not only the soul that speaks but also the things of the world. What is recognized as truth by means of thought has an independent significance that refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being. The thoughts I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence. It is not in the same way absurd, however, to speak of my thoughts, even without reference to myself, because the truth that I think today was true also yesterday and will be true tomorrow, although I concern myself with it only today. If a fragment of knowledge gives me joy, the joy has significance just as long as it lives in me, whereas the truth of the knowledge has its significance quite independently of this joy. By grasping the truth, the soul connects itself with something that carries its value in itself. This value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away. It has a significance that cannot be destroyed. This is not contradicted by the fact that certain human truths have a value that is transitory inasmuch as they are recognized after a certain period as partial or complete errors. Man must say to himself that truth after all exists in itself, although his conceptions are only transient forms of manifestation of the eternal truths. Even someone who says, like Lessing, that he contents himself with the eternal striving for truth because the full pure truth can only exist for a god, does not deny the eternity of truth but establishes it by such an utterance. Only what has an eternal significance in itself can call forth an eternal striving for it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, it could not be the one unique goal for all mankind. By the very fact of our striving for truth, we concede its independent being. [ 13 ] As it is with the true, so is it with the truly good. Moral goodness is independent of inclinations and passions inasmuch as it does not allow itself to be commanded by them but commands them. Likes and dislikes, desire and loathing belong to the personal soul of a man. Duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. A man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognized as duty. The morally good has, like truth, its eternal value in itself and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. An imperishable light is kindled in it. In so far as the soul lives in this light, it is a participant in the eternal and unites its existence with it. What the soul carries within itself of the true and the good is immortal in it. Let us call what shines forth in the soul as eternal, the consciousness soul. We can speak of consciousness even in connection with the lower soul stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. The kernel of human consciousness, that is, the soul within the soul, is what is here meant by consciousness soul. The consciousness soul is thus distinguished as a member of the soul distinct from the intellectual soul, which is still entangled in the sensations, impulses and passions. Everyone knows how a man at first counts as true what he prefers in his feelings and desires. Only that truth is permanent, however, that has freed itself from all flavor of such sympathy and antipathy of feeling. The truth is true even if all personal feelings revolt against it. That part of the soul in which this truth lives will be called consciousness soul. [ 15 ] Thus three members must be distinguished in the soul as in the body, namely, sentient soul, intellectual soul and consciousness soul. As the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. The more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to see the soul, the splendor radiating forth from a man in whom the eternal is expanding is just as much a reality as the light that streams out from a flame is real to the physical eye. For the seer, the corporeal man counts as only part of the whole man. The physical body as the coarsest structure lies within others that mutually interpenetrate it and each other. The ether body fills the physical body as a life-form. The soul body (astral shape) can be perceived extending beyond this on all sides. Beyond this, again, extends the sentient soul, and then the intellectual soul, which grows the larger the more of the true and the good it receives into itself. This true and good causes the expansion of the intellectual soul. On the other hand, a man living only and entirely according to his inclinations, likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These organizations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The perception of this aura, when seen as this book endeavors to present it, indicates an enrichment of man's soul nature. [ 16 ] In the course of his development as a child, there comes a moment in the life of a man when for the first time he feels himself to be an independent being distinct from all the rest of the world. For sensitive natures, it is a significant experience. The poet, Jean Paul, says in his autobiography, “I shall never forget the event that took place within me, hitherto narrated to no one and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a small child I stood one morning at the door of the house looking towards the wood-pile on my left, when suddenly the inner vision, I am an I, came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and forever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence that took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is known that little children say of themselves, “Charles is good.” “Mary wants to have this.” One feels it is to be right that they speak of themselves as if of others because they have not yet become conscious of their independent existence, and the consciousness of the self is not yet born in them (See Addendum 5). Through self-consciousness man describes himself as an independent being separate from all others, as “I.” In his “I” he brings together all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I,” and in them it acts. Just as the physical body has its center in the brain, so has the soul its center in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world, realizing itself in external actions. The “I” as the particular and essential being of man remains quite invisible. With excellent judgment, therefore, does Jean Paul call a man's recognition of his ego an “occurrence taking place only in the veiled holy of holies of a human being,” for with his “I” man is quite alone. This “I” is the very man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the sheaths or veils within which he lives, and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these tools ever more as instruments of service to his ego. The little word “I” is a name which differs from all others. Anyone who reflects in an appropriate manner on the nature of this name will find that in so doing an avenue opens itself to the understanding of the human being in the deeper sense. Any other name can be applied to its corresponding object by all men in the same way. Anybody can call a table, table, or a chair, chair. This is not so with the name “I.” No one can use it in referring to another person. Each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the soul refer to itself as “I.” When man therefore says “I” to himself, something begins to speak in him that has to do with none of the worlds from which the sheaths so far mentioned are taken. The “I” becomes increasingly the ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organized, the more varied and the more richly colored is the aura. The effect of the “I” on the aura can be seen by the seer. The “I” itself is invisible even to him. This remains truly within the “veiled holy of holies of a human being.” The “I” absorbs into itself the rays of the light that flame forth in him as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it, but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul, but the spirit lives in the “I”. What there is of spirit in it is eternal, for the “I” receives its nature and significance from that with which it is bound up. In so far as it lives in the physical body, it is subject to the laws of the mineral world; through its ether body to the laws of propagation and growth; by virtue of the sentient and intellectual souls, to the laws of the soul world; in so far as it receives the spiritual into itself it is subject to the laws of the spirit. What the laws of mineral and of life construct, come into being and vanishes. The spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness soul, one must, nevertheless, say that this “I” raying out from it fills the whole soul, and through it exerts its action upon the body. In the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a sheath or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming and living as “I” will be called spirit self because it manifests as the “I,” or ego, or self of man. The difference between the spirit self and the consciousness soul can be made clear in the following way. The consciousness soul is in touch with the self-existent truth that is independent of all antipathy and sympathy. The spirit self bears within it the same truth, but taken up into and enclosed by the “I,” individualized by it, and absorbed into the independent being of the individual. It is through the eternal truth becoming thus individualized and bound up into one being with the “I” that the “I” itself attains to the eternal. [ 18 ] The spirit self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold one recognizes the revelations of the corporeal world. In what is true and good are to be found the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.5 Even the most simple thought contains intuition because one cannot touch thought with the hands or see it with the eyes. Its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the ego of the one something quite different from what exists in the ego of the other. Yet the sensation of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than the other. If objects revealed themselves through sensation only, there could be no progress in spiritual development. Even the savage is affected by nature, but the laws of nature reveal themselves only to the thoughts fructified by intuition of the more highly developed man. The stimuli from the outer world are felt also by the child as incentives to the will, but the commandments of the morally good disclose themselves to him in the course of his development in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] There could be no color sensations without physical eyes, and there could be no intuitions without the higher thinking of the spirit self. As little as sensation creates the plant in which color appears does intuition create the spiritual realities about which it is merely giving knowledge. [ 20 ] The ego of a man that comes to life in the soul draws into itself messages from above, from the spirit world, through intuitions, and through sensations it draws in messages from the spiritual world. In so doing it makes the spirit world into the individualized life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” flaming forth in it, opens its portals on two sides—towards the corporeal and towards the spiritual. [ 21 ] Now the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess within its organs for perceiving the corporeal world outside itself. The spiritual world, on the other hand, with its spiritual substances, and spiritual forces, builds a spirit body in which the `I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit substance, spirit body, contain contradictions according to the literal meaning of the words. They are only used to direct attention to what, in the spiritual region, corresponds to the physical substance, the physical body of man See Addendum 6). [ 22 ] Within the physical world each human body is built up as a separate being, and within the spirit world the spirit body is also built up separately. For man there is an inner and an outer in the spirit world just as in the physical world there is an inner and an outer. Man takes in the materials of the physical world around him and assimilates them in his physical body, and he also takes up the spiritual from the spiritual environment and makes it into his own. The spiritual is the eternal nourishment of man. Man is born of the physical world, and he is also born of the spirit through the eternal laws of the true and the good. He is separated as an independent being from the spirit world outside him, and he is separated in the same manner from the whole physical world. This independent spiritual being will be called the spirit man. [ 23 ] If we investigate the human physical body, it is found to contain the same materials and forces as are to be found outside in the rest of the physical world. It is the same with the spirit man. In it pulsate the elements of the external spirit world. In it the forces of the rest of the spirit world are active. Within the physical skin a being is enclosed and limited that is alive and feels. It is the same in the spirit world. The spiritual skin that separates the spirit man from the unitary spirit world makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world. Let us call this “spiritual skin” (auric sheath) the spirit sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The spirit man lives within this spirit sheath. It is built up by the spiritual life force in the same way as the physical body is by the physical life force. In a similar way to that in which one speaks of an ether body, one must speak of an ether spirit in reference to the spirit man. Let his ether spirit be called life spirit. The spiritual nature of man is thus composed of three parts, spirit man, life spirit and spirit self. [ 25 ] For one who is a seer in the spiritual regions, this spiritual nature of man is, as the higher, truly spiritual part of the aura, a perceptible reality. He sees the spirit man as life spirit within the spirit sheath, and he sees how this life spirit grows continually larger by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit sheath continually increases, widens out through what is brought into it, and how the spirit man becomes ever larger and larger. In so far as this becoming larger is seen spatially, it is of course only a picture of the reality. This fact notwithstanding, the human soul is directed towards the corresponding spiritual reality in conceiving this picture because the difference between the spiritual and the physical nature of man is that the physical nature has a limited size while the spiritual nature can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Color and form are given to the one by the physical existence of a man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical element after its own manner surrenders itself and builds up a body that allows a soul to live within it. The “I” surrenders itself and allows the spirit to develop in it, which now for its part permeates the soul and gives the soul its goal in the spirit world. Through the body the soul is enclosed in the physical. Through the spirit man there grow wings for movement in the spiritual world. [ 26 ] In order to comprehend the whole man one must think of him as put together out of the components mentioned above. The body builds itself up out of the world of physical matter in such a way that this structure is adapted to the requirements of the thinking ego. It is permeated with life force and becomes thereby the etheric or life body. As such it opens itself through the sense organs towards the outer world and becomes the soul body. The sentient soul permeates this and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations. It has its own inner life, fertilized through thinking on the one hand and through sensations on the other. The sentient soul thus becomes the intellectual soul. It is able to do this by opening itself to the intuitions from above as it does to sensations from below. Thus it becomes the consciousness soul. This is possible because the spirit world builds into it the organ of intuition, just as the physical body builds for it the sense organs. The senses transmit sensations by means of the soul body, and the spirit transmits to it intuitions through the organ of intuition. The spiritual human being is thereby linked into a unity with the consciousness soul, just as the physical body is linked with the sentient soul in the soul body. Consciousness soul and spirit self form a unity. In this unity the spirit man lives as life spirit in the same way that the ether body forms the bodily life basis for the soul body. Thus, as the physical body is enclosed in the physical skin, so is the spirit man in the spirit sheath. The members of the whole man are therefore as follows:
Soul body (C) and sentient soul (D) are a unity in the earthly human being. In the same way consciousness soul (F) and spirit self (G) are a unity. Thus there come to be seven members in earthly man.
[ 27 ] In the soul the “I” flashes forth, receives the impulse from the spirit, and thereby becomes the bearer of the spiritual human being. Thus man participates in the three worlds, the physical, the soul and the spiritual. He is rooted in the physical world through his physical body, ether body and soul body, and through the spirit self, life spirit and spirit man he comes to flower in the spiritual world. The stalk, however, that takes root in the one and flowers in the other is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” flashes forth in the consciousness soul, it nevertheless penetrates the whole soul being. The parts of this soul being are not at all as distinctly separate as are the members of the bodily nature. They interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life body, astral body and “I.” The expression astral body designates what is formed by considering the soul body and sentient soul as a unity. This expression is found in the older literature, and may be applied here in a somewhat broad sense to what lies beyond the sensibly perceptible in the constitution of man. Although the sentient soul is in certain respects energized by the “I,” it is still so intimately connected with the soul body that a single expression is justified when united. When now the “I” saturates itself with the spirit self, this spirit self makes its appearance in such a way that the astral body is transmuted from within the soul. In the astral body the impulses, desires and passions of man are primarily active in so far as they are felt by him. Sense perceptions also are active therein. Sense perceptions arise through the soul body as a member in man that comes to him from the external world. Impulses, desires and passions arise in the sentient soul in so far as it is energized from within, before this inner part has yielded itself to the spirit self. This expresses itself in the illumination of the impulses, desires and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses and desires. To the extent to which it has become this, the spirit self manifests in the astral body, and the astral body is transmuted thereby. The astral body itself then appears as a two-fold body—partly untransmuted and partly transmuted. We can, therefore, designate the spirit self manifesting itself in man as the transmuted astral body. A similar process takes place in the human individual when he receives the life spirit into his “I.” The life body then becomes transmuted, penetrated with life spirit. The life spirit manifests itself in such a way that the life body becomes quite different from what it was. For this reason it can also be said that the life spirit is the transmuted life body. If the “I” receives the spirit man, it thereby receives the necessary force to penetrate the physical body. Naturally, that part of the physical body thus transmuted is not perceptible to the physical senses, because it is just this spiritualized part of the physical body that has become the spirit man. It is then present to the physical senses as physical, and insofar as this physical is spiritualized, it has to be beheld by spiritual perceptive faculties, because to the external senses the physical, even when penetrated by the spiritual, appears to be merely sensible. (See Addendum 3) Taking all this as basis, the following arrangement may also be given of the members of man:
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9. Theosophy (1965): Body, Soul and Spirit
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 18 ] The Spirit-self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold, one recognises the revelations of the corporeal world; in what is true and good, the revelations of the spiritual world. |
9. Theosophy (1965): Body, Soul and Spirit
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument for thinking. Just as man can only see colours with a properly constructed eye, so the suitably constructed brain serves him for thought. The whole body of man is so formed that it receives its crown in the organ of the spirit, the brain. The construction of the human brain can be understood only by considering it in relation to its task, which consists in being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians we find the brain small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] Many prejudices are prevalent regarding such statements about thinking as are brought forward here. Many persons are inclined to undervalue thinking, and to place higher the “warm life of feeling” or “emotion.” Some, indeed, say it is not by “sober thinking,” but by warmth of feeling, by the immediate power of “the emotions,” that one raises oneself to higher knowledge. People who talk thus fear to blunt the feelings by clear thinking. This certainly does result from the ordinary thinking that is concerned only with matters of utility; but in the case of thoughts that lead to higher regions of existence, the opposite happens. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation enkindled through the pure, crystal-clear thoughts which relate to higher worlds. For the highest feelings are as a matter of fact not those which come “of themselves,” but those which are achieved by energetic and persevering work in the realm of thought. [ 3 ] The human body is so built as to be adapted to thinking. The same materials and forces which are present in the mineral kingdom are so combined in the human body that by means of this combination thought can manifest itself. This mineral construction, built up in accordance with its task, will be called in the following pages the physical body of man. [ 4 ] This mineral structure which is organised with reference to the brain as its central point, comes into existence through propagation and reaches its fully developed form through growth. Propagation and growth man shares in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen which are combined in the crystal. The forces which shape an oak tree must be sought for in an indirect way in the germ in the mother and father plants. The form of the oak is preserved through propagation from forefather to descendant. There are inner determining conditions innate in all that is living. It was a crude view of Nature which held that lower animals, even fishes, could evolve out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father or mother it has sprung from, or in other words, on the species to which it belongs. The materials of which it is composed are continually changing; the species remains constant during life, and is transmitted to the descendants. Therefore the species is that which determines the combination of the materials. This force which determines species will be here called Life-force. Just as the mineral forces express themselves in the crystals, so the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses; and he can only perceive that for which he has such senses. Without the eye there is no perception of light, without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man: a kind of sense of touch. Nothing can be perceived by such organisms, in the way a human being perceives, except those mineral forces which make themselves known through the sense of touch. In proportion as the other senses are developed in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether that which exists in the outer world exists also for the being itself, as perception, as sensation. What is present in the air as a certain motion becomes in man the sensation of hearing. Man does not perceive the manifestations of the life-force through the ordinary senses. He sees the colours of the plants; he smells their perfume; the life-force remains hidden from this form of observation. But the ordinary senses have just as little right to deny that there is a life-force as has the man born blind to deny that colours exist. Colours are there for the person born blind as soon as he has been operated upon; in the same way, the objects, the various species of plants and animals created by the life-force (not merely the individual plants and animals) are present to man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to man through the unfolding of this organ. He now perceives, not merely the colours, the odours, etc., of the living beings, but the life itself of these beings. In each plant, in each animal, he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form let it be called the ether-body, or life-body.1 To the investigator of spiritual life, this matter presents itself in the following manner. The ether-body is for him not merely a product of the materials and forces of the physical body, but a real independent entity which first calls forth these physical materials and forces into life. It is in accordance with spiritual science to say: a purely physical body, a crystal for example, has its form through the action of the physical formative forces innate in that which is lifeless. A living body has its form not through the action of these forces, because the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether-body is an organism which preserves the physical body every moment during life from dissolution. In order to see this body, to perceive it in another being, one requires the awakened “spiritual eye.” Without this, its existence can be accepted as a fact on logical grounds; but one can see it with the spiritual eye as one sees colour with the physical eye. Offence should not be taken at the expression “ether-body.” “Ether” here designates something different from the hypothetical ether of the physicist. It should be regarded simply as a name for what is described here. And just as the physical body of man in its construction is a kind of reflection of its purpose, so is this also the case with man's etheric body. Moreover, it can be understood only when considered in relation to the thinking spirit. The etheric body of man differs from that of plants and animals, through being organised to serve the purposes of the thinking spirit. Just as man belongs to the mineral world through his physical body, he belongs through his etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether-body into the life-world. By the word “body” is denoted that which gives any kind of being “shape” or “form.” The term “body” must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book the term “body” can also be applied to such forms as soul and spirit may assume. [ 6 ] In the life-body we still have something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may trace ever so far what one is justified in calling the outer world, but you will not be able to find sensation. Rays of light stream into the eye, penetrating it till they reach the retina. There they call forth chemical processes (in the so-called visual-purple); the effect of these stimuli is passed on through the optic nerve to the brain where further physical processes arise. Could one observe these, one would simply see physical processes, just as elsewhere in the physical world. If I were able to observe the ether-body, I should see how the physical brain-process is at the same time a life-process. But the sensation of blue colour, which the recipient of the rays of light has, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical body and the ether-body, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. It is an activity by which an inner experience is called forth from these operations. Without this activity there would be a mere life-process, such as is to be observed in plants. If one pictures a man receiving impressions from all sides, one must think of him at the same time as the source of the above-mentioned soul-activity which flows out from him to all the directions from which he is receiving the impressions. In all directions soul-sensations arise in response to the physical impacts. This fountain of activity shall be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me, and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if I were to call up in my mind, instead of a painting—merely the canvas. A similar statement has to be made in regard to perceiving the sentient soul, as was previously made in reference to the ether-body. The bodily organs are “blind” to it. And blind to it also is the organ by which life can be perceived as life. But just as the ether-body is seen by means of this organ, so through a still higher organ can the inner world of sensation become a special kind of supersensible perception. A man would then not only sense the impressions of the physical and life-world, but would behold the sensations themselves. Before a man with such an organ, the sensation world of another being is spread out like an external reality. One must distinguish between experiencing one's own world of sensation, and looking at that of another person. Every man of course can look into his own world of sensation; only the seer with the opened “spiritual eye” can see another person's world of sensation. Unless a man be a seer, he knows the world of sensation only as an “inner” one, only as the peculiar hidden experiences of his own soul; with the opened “spiritual eye” there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner being of another person. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not simply experience in himself what the other being has within him as content of his world of sensation. That being experiences the sensations in question from the point of view of his own inner being; the seer becomes aware of a manifestation of the world of sensation. [ 8 ] The sentient soul depends, as regards its activity, on the ether-body. For it draws from it that which it will cause to gleam forth as sensation. And since the ether-body is the life within the physical body, therefore the sentient soul is also indirectly dependent on the latter. Only with properly functioning and well-constructed eyes are correct colour sensations possible. It is in this way that the nature of the body affects the sentient soul. The latter is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalised by the ether-body, and limits even the sentient soul. A man, therefore, who has the above-mentioned organ for “seeing” the sentient soul, knows it to be conditioned by the body. But the boundary of the sentient soul does not coincide with that of the physical body. It extends somewhat beyond the physical body. From this one sees that it proves itself to be greater than the physical body. Nevertheless the force through which its limits are set proceeds from the physical body. Thus between the physical body and the ether-body, on the one hand, and the sentient soul on the other, there inserts itself another distinct member of the human being. This is the soul-body or sentient body. One can express this in another way. One part of the ether-body is finer than the rest, and this finer part of the ether-body forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. Nevertheless, the sentient soul extends, as has been said, beyond the soul-body. [ 9 ] What is here called sensation is only a part of the soul-being. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] Just as the sentient soul enters into mutual action and reaction with the body, so does it also in thinking, with the spirit. In the first place thinking serves the sentient soul. Man forms thoughts about his sensations. He thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over, and reaches the thought “fire burns.” Nor does man follow blindly his impulses, instincts, passions; his thinking about them brings about the opportunity through which he can gratify them. What is called material civilisation moves entirely in this direction. It consists in the services which thinking renders to the sentient soul. An immeasurable amount of thought-power is directed to this end. It is thought-power that has built ships, railways, telegraphs, telephones; and by far the greatest proportion of all this serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul in a similar way to that in which the formative-life-force permeates the physical body. The formative-life-force connects the physical body with forefathers and descendants, and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animal. In animals, also, we observe the presence of sensations, impulses, instincts and passions. But the animal obeys these immediately. They do not, in its case, become interwoven with independent thoughts, transcending the immediate experiences.2 This is also the case to a certain extent with undeveloped human beings. The mere sentient soul is therefore different from the evolved higher member of the soul which brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. One could also call it the mind-soul. [ 11 ] The intellectual soul permeates the sentient soul. He who has the organ for “seeing” the soul sees, therefore, the intellectual soul as a separate entity, in relation to the mere sentient soul. [ 12 ] By thinking, man is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the world. And he feels at home in the world because this conformity exists. This conformity is one of the weighty facts through which man learns to know his own nature. Man searches in his soul for truth; and through this truth it is not only the soul that speaks, but the things of the world. That which is recognised as truth by means of thought has an independent significance, which refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being; the thoughts which I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence; but it is not in the same way absurd to speak of my thoughts, even without reference to myself. For the truth which I think to-day was true also yesterday; will be true to-morrow, although I concern myself with it only to-day. If a piece of knowledge gives me joy, the joy has significance just so long as it lives in me; the truth of the knowledge has its significance quite independently of this joy. By grasping the truth the soul connects itself with something that carries its value in itself. And this value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away: it has a significance which cannot be destroyed. This is not contradicted by the fact that certain human “truths” have a value which is transitory, inasmuch as they are recognised after a certain period as partial or complete errors. A man must say to himself that truth exists in itself, and that his conceptions are only transient forms of eternal truths. Even he who says, like Lessing, that he contents himself with the eternal striving towards truth because the full, pure truth can, after all, only exist for a God, does not deny the eternity of truth but establishes it by such an utterance. For only that which has an eternal significance in itself can call forth an eternal striving after it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, then it could not be the one unique goal for all mankind. One concedes its independent being by the very fact that one sets oneself to strive after it. [ 13 ] And as it is with the true, so it is with the truly good. Moral goodness is independent of inclinations and passions, inasmuch as it does not allow itself to be commanded by, but commands them. Likes and dislikes, desire and loathing belong to the personal soul of man; duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. And a man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognised as duty. Moral goodness has, like truth, its eternal value in itself, and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. The eternal spirit shines into it. A light is kindled in it which is imperishable. In so far as the soul lives in this light, it is a participant of the eternal. It unites therewith its own existence. What the soul carries within itself of the true and the good is immortal in it. Let us call that which shines forth in the soul as eternal the consciousness-soul.3 We can speak of consciousness even in connection with the lower soul-stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. By consciousness-soul is meant the kernel of human consciousness, the soul within the soul. The consciousness-soul is thus distinguished as a distinct member of the soul from the intellectual soul. This latter is still entangled in the sensations, the impulses, the passions, etc. Everyone knows how at first he counts as true that which he prefers in his feelings, and so on. Only that truth, however, is permanent which has freed itself from all flavour of such sympathy and antipathy of feeling. The truth is true, even if all personal feelings revolt against it. The part of the soul in which this truth lives will be called consciousness-soul. [ 15 ] Thus three members have to be distinguished in the soul as in the body: sentient soul, intellectual soul, consciousness-soul. And just as the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. For the more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to “see” the soul, the radiance which proceeds from a human being because his eternal element is expanding, is just as much a reality as the light which streams out from a flame is real to the physical eye. For the “seer” the corporeal man counts as only part of the whole man. The physical body, as the coarsest structure, lies within others, which mutually interpenetrate both it and each other. The ether-body fills the physical body as a life-form; extending beyond this on all sides is to be perceived the soul-body (astral form). And beyond this, again, extends the sentient soul, then the intellectual soul which grows the larger the more it receives into itself of the true and the good. For this true and good cause the expansion of the intellectual soul. A man living only and entirely according to his inclinations, his likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These formations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The aura is that in regard to which the “being of man” becomes enriched, when it is seen as this book endeavours to present it. [ 16 ] In the course of his development as a child, there comes the moment in the life of a man in which, for the first time, he feels himself to be an independent being distinct from the whole of the rest of the world. For finely strung natures it is a significant experience. The poet Jean Paul says in his autobiography: “I shall never forget the event which took place within me, hitherto narrated to no one, and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a very small child I stood at the door of the house one morning, looking towards the wood pile on my left, when suddenly the inner vision, ‘I am an I’ came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and for ever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence which took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is well known that little children say of themselves, “Charles is good,” “Mary wants to have this.” One feels it to be right that they speak of themselves as if of others, because they have not yet become conscious of their independent existence, because the consciousness of the self is not yet born in them. Through self-consciousness, man describes himself as an independent being, separate from all others, as “I.” In “I” man includes all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I;” in them it acts. Just as the physical body has its centre in the brain, so has the soul its centre in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world in that it realises itself in external actions. The “I” as the essential being of man remains quite invisible. Excellently, therefore, does Jean Paul call a man's recognition of his ego an occurrence taking place only in his veiled holy of holies; for with his “I” man is quite alone. And this “I” is the man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the “sheaths” or “veils” within which he lives; and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these instruments ever more and more as servants of his ego. The little word “I” is a name which differs from all other names. Anyone who reflects in an appropriate manner on the nature of this name, will find that in so doing an avenue to the understanding of the human being in the deeper sense is revealed. Every other name can be applied to its corresponding object by all men in the same way. Everybody can call a table “table” or a chair “chair.” This is not so with the name “I.” No one can use it in referring to another person; each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the human being refer to himself as “I.” When the human being therefore says “I” to himself, something begins to speak in him that has nothing to do with any one of the worlds from which the sheaths so far mentioned are taken. The “I” becomes ever more and more ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organised, the more varied and the more richly coloured is the aura. The effect of the “I” on the aura can be seen by the “seeing” person. The “I” itself is invisible even to him; this remains truly within the veiled “holy of holies.” But the “I” absorbs into itself the rays of the light which flashes up in a man as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it; but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul; but the spirit lives in the “I.” And what there is of spirit in the “I” is eternal. For the “I” receives its nature and significance from that with which it is bound up. In so far as it experiences itself in the physical body, it is subject to the laws of the mineral world; through its ether-body to the laws of propagation and growth; by virtue of the sentient and intellectual souls to the laws of the soul-world in so far as it receives the spiritual into itself it is subject to the laws of the spirit. That which the laws of mineral and of life construct, comes into being and vanishes; but the spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness-soul, one must nevertheless say that this “I,” raying out from it, fills the whole of the soul, and through the soul exerts its action upon the body. And in the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a “sheath” or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming an “I” and living as “I” will be called Spirit-self, because it manifests as the “I,” or ego, or “self” of man. The difference between the “Spirit-self” and the “consciousness-soul” can be made clear in the following way. The consciousness-soul is in touch with the self-existent truth which is independent of all antipathy and sympathy; the Spirit-self bears within it the same truth, but taken up into and enclosed by the “I,” individualised by the latter and absorbed into the independent being of the man. It is through the eternal truth becoming thus individualised and bound up into one being with the “I,” that the “I” itself attains to eternity. [ 18 ] The Spirit-self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold, one recognises the revelations of the corporeal world; in what is true and good, the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.4 Even the most simple thought contains intuitions, for one cannot touch it with the hands or see it with the eyes; its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the “I” of the one something quite different from that which is in the “I” of the other. And yet the sensations of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than can the other. If objects revealed themselves through sensation alone, there could be no progress in spiritual development. Even the savage is affected by Nature; but the laws of Nature reveal themselves only to the thoughts, fructified by intuition, of the more highly developed man. The stimuli from the outer world are felt even by the child as incentives to the will; but the commandments of the morally good disclose themselves to him only in the course of his development, in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] Just as there could be no colour sensations without physical eyes, so there could be no intuitions without the higher thinking of the Spirit-self. And as little as sensation creates the plant on which the colour appears, does intuition create the spiritual realities about which it is merely giving information. [ 20 ] The “I” of a man, which comes to life in the soul, draws into itself messages from above, from the spirit-world, through intuitions, just as through sensations it draws in messages from the physical world. And in so doing it fashions the spirit-world into the individualised life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” lighting up in it, opens its portals on two sides; towards the corporeal and towards the spiritual. [ 21 ] Now just as the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess organs to perceive the corporeal world outside itself, so does the spirit-world build, with its spirit-substances and spirit-forces, a spirit-body in which the “I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit-substance, spirit-body contain a contradiction, according to the literal meaning of the words. They are used only in order to direct attention to what, in the spiritual, corresponds to the physical body of man.) [ 22 ] Just as within the physical world each human body is built up as a separate physical being, so is the spirit-body within the spirit-world. In the spirit-world there is an “inner” and an “outer” for man just as there is in the physical world. As man takes in the materials of the physical world around him and assimilates them in his physical body, so does he take up the spiritual from the spiritual environment and make it into his own. The spiritual is the eternal nourishment of man. And as man is born out of the physical world, so is he born out of the spirit through the eternal laws of the true and the good. He is separated from the spirit-world outside him, as he is separated from the whole physical world, as an independent being. This independent spiritual being will be called the Spirit-man. [ 23 ] If we investigate the human physical body, we find the same materials and forces in it as are to be found outside it in the rest of the physical world. It is the same with the Spirit-man. In it pulsate the elements of the external spirit-world; in it the forces of the rest of the spirit-world are active. As within the physical skin a being is enclosed and limited which is alive and feels, so also is it in the spirit-world. The spiritual skin, which separates the Spirit-man from the homogeneous spirit-world, makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world—let us call this “spiritual skin” (auric sheath) the spirit-sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution, so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The Spirit-man lives within this spirit-sheath. It is built up by the spiritual life-force. In a similar way to that in which one speaks of an ether-body, one must therefore speak of an ether-spirit in reference to the Spirit-man. Let this ether-spirit be called Life-spirit. The spiritual being of man therefore is composed of three parts, Spirit-man, Life-spirit, and Spirit-self. [ 25 ] For one who is a “seer” in the spiritual regions, this spiritual being of man is a perceptible reality as the higher, truly spiritual part of the aura. He “sees” the Spirit-man as Life-spirit within the spirit-sheath; and he “sees” how this “Life-spirit” grows continually larger, by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit-sheath continually increases, widens out through what is brought into it, and how the Spirit-man becomes ever larger and larger. In so far as this “becoming larger” is “seen” spatially, it is of course, only a picture of the reality. In spite of this, man's soul is directed towards the corresponding spiritual reality in conceiving this picture. For the difference between the spiritual and the physical being of man is that the latter has a limited size while the former can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Colour and form are given to the one by the physical existence of man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical, after its own manner, yields itself and builds up a body that allows a soul to live within it; and the “I” yields itself and allows to develop in it the spirit, which now for its part permeates the soul and gives it the goal in the spirit-world. Through the body the soul is enclosed in the physical; through the Spirit-man there grow wings for its movement in the spiritual world. [ 26 ] In order to comprehend the whole man, one must think of him as put together out of the components above mentioned. The body builds itself up out of the world of physical matter in such wise that its construction is adapted to the requirements of the thinking ego. It is penetrated with life-force, and thereby becomes the etheric or life-body. As such it opens itself through the sense-organs towards the outer world and becomes the soul-body. This the sentient soul permeates and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations; it has its own inner life which it fertilises through thinking, on the one hand, as it does through sensations on the other. It thus becomes the intellectual soul. It is able to do this by opening itself to intuitions from above, as it does to sensations from below. Thus it becomes the consciousness-soul. This is possible for it because the spirit-world builds into it the organ of intuition, just as the physical body builds for it the sense-organs. As the senses transmit to the human organism sensations by means of the soul-body, so does the spirit transmit to it intuitions through the organ of intuition. The Spirit-self is thereby linked into a unity with the consciousness-soul, just as the physical body is with the sentient soul in the soul-body. Consciousness-soul and Spirit-self form a unity. In this unity the Spirit-man lives as Life-spirit, just as the etheric body forms the bodily basis for the soul-body. And as the physical body is enclosed in the physical skin, so is the Spirit-man in the spirit-sheath. The members of the whole man are therefore as follows:
[ 1 ] Soul-body (C) and sentient soul (D) are a unity in the earthly man; in the same way are consciousness-soul (F) and Spirit-self (G) a unity. Thus there come to be seven parts in the earthly man.5
[ 27 ] In the soul the “I” flashes forth, receives the impetus from the spirit and thereby becomes the bearer of the Spirit-man. Thus man participates in the “three worlds,” the physical, the soul, and the spiritual. He is rooted in the physical world through his physical body, ether-body, and soul-body and blossoms through the Spirit-self, Life-spirit, and Spirit-man up into the spiritual world. The stalk, however, which takes root in the one and blossoms in the other, is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” lights up in the consciousness-soul it nevertheless penetrates the whole soul-being. The parts of this soul-being are not at all as distinctly separate as are the limbs of the body: they interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness-soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life-body, astral body, and “I.” The expression astral body designates here what is formed by soul-body and sentient soul together. This expression is found in the older literature, and may be applied here in a somewhat broad sense to that in the constitution of man which lies beyond the sensibly perceptible. Although the sentient soul is in certain respects energised by the “I” it is still so intimately connected with the soul-body that, in thinking of both as united, a single expression is justified. When, now, the “I” saturates itself with the Spirit-self, then this Spirit-self makes its appearance in such wise that the astral body is worked over from within the soul. In the astral body there are primarily active the impulses, desires, and passions of man, in so far as they are felt by him; sense-perceptions are also active in it. Sense-perceptions arise through the soul-body as a member in man which comes to him from the external world. Impulses, desires, and passions, etc., arise in the sentient soul, in so far as it is energised from within, before this “inner” has yielded itself to the Spirit-self. If the “I” saturates itself with the Spirit-self, then the soul energises the astral body with this Spirit-self. This expresses itself in the illumination of the impulses, desires, and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses, desires, etc. To the extent to which it has become this the Spirit-self manifests in the astral body. And the astral body is thereby transmuted. The astral body itself then appears as a two-fold body—in part untransmuted and in part transmuted. Therefore the Spirit-self, as manifested in man, can be designated as the transmuted astral body. A similar process takes place in a man when he receives the Life-spirit into his “I.” The life-body then becomes transmuted. It becomes penetrated with the Life-spirit. This manifests itself in such wise that the life-body becomes quite other than it was. For this reason one can also say that Life-spirit is the transmuted life-body. And if the “I” receives the Spirit-man, it thereby receives the necessary force with which to permeate the physical body. Naturally, that part of the physical body, thus transmuted, is not perceptible to the physical senses. For it is just that part of the physical body which has been spiritualised that has become the Spirit-man. The physical body is then present to the physical senses as physical, but in so far as this physical is spiritualised, it must be perceived by spiritual faculties of perception. To the external senses the physical, even when permeated by the spiritual, appears to be merely sensible. Taking all this as basis, the following arrangement of the members of man may also be given:
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282. Speech and Drama: The Forming of Speech is an Art
05 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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He merely replied that he intended following it up with Goethe's Fairy Tale of the Green Snake and the Beautiful Lily; and that if all went well, he would then go on to recite Goethe's poem Die Geheimnisse. |
282. Speech and Drama: The Forming of Speech is an Art
05 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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My dear Friends, This course has a little history attached to it, and it is perhaps good that I should weave this little history into the introductory words that I propose to give today. For that is all we shall attempt in this first lecture—a general introduction to the whole subject. The proper work of the course will begin tomorrow and will be apportioned in the following way. I shall give the lectures; and then as far as demonstration is concerned, that will be taken by Frau Dr. Steiner. The course will thus be given by us both, working together. The arrangement of the course will be, roughly speaking, as follows. Part I will be devoted to the Forming of Speech, and Part II to the Art of the Theatre—dramatic stagecraft, production and so on. Then, in Part III, we shall consider the art of the drama in relation to what it meets with in the world outside, whether in the way of simple enjoyment or of criticism and the like. We may call this third part: The Stage and the Rest of Mankind. We shall have to discuss together certain demands that our age makes upon the art of the drama, and see how we can enable it to take its right place in the life of man as it is lived today. I said the course had a little history behind it. It began in the following way. A number of persons closely connected with the stage approached Frau Dr. Steiner and myself independently, in the conviction that anthroposophy, ready as one expects it to be to give new impulses today in every sphere of life—in religion, in art, in science—must also be able to furnish new impulses for the art of the drama. And that is most assuredly so. Several courses on speech have already been given here by Frau Dr. Steiner; and at one of them, where I also was contributing, I added some considerations that bore directly on the work of the stage. These had a stimulating effect on many of those who attended the course, some of whom have since been introducing new features into their work on the stage, that can be traced to suggestions or indications given by us. Groups of actors have made their appearance before the public as actors who acknowledge that, for them at least, the Goetheanum is a place where new impulses can be received. And then there is also the fact that the art which has been among us since 1912, the art of eurhythmy, comes very near indeed to the art of the stage. This follows from the very conditions eurhythmy requires for its presentation. Dramatic art will, in fact, in future have to consider eurhythmy as something with which it is intimately connected. This art of eurhythmy, when it was originally given by me, was at first thought of within quite narrow limits. I should perhaps not say ‘thought of’, for it was with eurhythmy as it is with everything within the Anthroposophical Movement that comes about in the right way: one responds to a demand of karma, and gives just so much as opportunity allows. No other way of working is possible in the Anthroposophical Movement. You will not find with us an inclination to plan ‘reforms’ or to put out some great ‘idea’ into the world. No, we take our guidance from karma. And at that time a need had arisen—it was in a quite small circle of people—to provide for some kind of vocation. It all came about in the most natural manner, but in a manner that was in absolute conformity with karma; and to begin with, what I gave went only so far as was necessary to meet this karma. Then one could again see the working of karma in the fact that about two years later Frau Dr. Steiner, whose own domain was of course very closely affected, began to interest herself in the art of eurhythmy All that eurhythmy has since become is really due to her. Obviously therefore this present course as well, the impulse for which goes right back to the years 1913–14, must take its place in the Section for the Arts of Speech and Music, of which Frau Dr. Steiner is the leader.1 For now, as a direct culmination of these events, the idea has arisen of doing something here for the development of the arts of speech and drama. Making a beginning, that is; for what we do would naturally only attain its full significance if the audience were limited to professional actors and those who, having the necessary qualifications, are hoping to become such. We should then probably have been a comparatively small circle; and we should have been able, working through the course in its three Parts (as I have explained is my intention), to carry our study far enough to allow of the participants forming themselves afterwards into a working group. They could then have gone out from Dornach as a touring company and proved the value, wherever they went, of the study we had carried through together here. For the deeper meaning of such things as I intend to put before you in this course will obviously only emerge when they are put into practice on the stage. This therefore would have been the normal outcome of a course of lectures on Speech and Drama. That not all of you assembled here desire a course on this basis is perfectly evident. Nor would it be possible to carry it through with the present audience. Obviously, that is not feasible—although perhaps it would not, after all, be such a terrible disaster for the world if in some of our theatres the present actors could be replaced from here! But I see a few friends sitting in the audience of whom I know very well that they have no such ambition! And so it turns out that there are two reasons why the course could not take on this orientation towards a practical end. For, in the first place, unfortunately neither those on whom it would have devolved to carry out the plan, nor we who were to give the impulse for it, have any money. Money is the very thing we are perpetually feeling the lack of. In itself the plan would have been perfectly possible, but there is no money for it; and unless it were properly financed, it could naturally not be put into effect. The only possibility would be that some of you who feel stimulated to do so should go ahead and undertake something at your own personal risk. Secondly, such a keen interest was aroused in the course that one had to begin to consider who else might perhaps be allowed to attend. At first, we were rather strict; but the circle having been once broken into, all control goes to the winds—and that has most emphatically been our experience on this occasion. Our course, then, will set out to present the art of the stage, with all that pertains to it, and we shall find that the art of the stage has to reach out, as it were, in many directions for whatever can contribute to its right development and orientation. Today, I want to speak in a general introductory way of what I have in mind as the essential content of our work together. The first thing that calls for attention is that if speech is to come in any way into the service of art, it must itself be regarded as an art. This is not sufficiently realised today. In the matter of speech you will often find people adopting an attitude such as they adopt also, for example, to the writing of poetry. It would hardly occur to anyone who had not mastered the preliminaries of piano-playing to come into a company of people and sit down at the piano and play. There is, however, a tendency to imagine that anyone can write poetry, and that anyone can speak or recite. The fact is, the inadequacy and poverty of stage speaking as it is at present will never be rectified, nor will the general dissatisfaction that is felt on the matter among the performers themselves be dispelled, until we are ready to admit that there are necessary preliminaries to the art of speech just as much as there are to any performance in the sphere of music. I was once present at an anthroposophical gathering which was arranged in connection with a course of lectures I had to give. It was a sort of ‘afternoon tea’ occasion, and something of an artistic programme was to be included. I do not want to enter here into a description of the whole affair, but there was one item on the programme of which I would like to tell you. (I myself had no share in the arrangements; these were made by a local committee.) The principal person concerned came up to me and I asked him about the programme. He said he was going to recite himself. I had then to call to my aid a technique that is often necessary in such circumstances, a technique that enables one to be absolutely horror-struck and not show it. It is a faculty that has to be learned, but I think on this occasion I succeeded pretty well, to begin with, in the exercise of this little artifice. I asked him then what he was going to recite. He said he would begin with a poem by the tutor of Frederick William IV, a poem about Kepler. I happened to know it—a beautiful poem, but terribly long, covering many pages. I said: ‘But won't it be rather long?’ He merely replied that he intended following it up with Goethe's Fairy Tale of the Green Snake and the Beautiful Lily; and that if all went well, he would then go on to recite Goethe's poem Die Geheimnisse. I can assure you that with all the skill I could muster it was now far from easy to conceal my dismay. Well, he began. The room was only of moderate size, but there were quite a number of people present. First one went out, then another, then another; and presently a group of people left the room together. Finally, one very kind-hearted lady was left sitting all alone in the middle of the room—his solitary listener! At this point the reciter said: ‘It will perhaps be rather too long.’ So ended the scene. It is, as you see, not only outside the Anthroposophical Society but even within it that such a point of view in regard to speech may be met with. I have taken a grotesque example, but the same sort of thing is constantly occurring in milder form, and it is imperative that we make an end of it, if our performances in this domain are to find approval with those who understand art and are moved by genuine artistic feeling. There must be no doubt left in our minds that the forming of speech has to be an art, down to each single sound that is uttered, just as music has to be an art, down to each single note that is played. Only when this is realised will any measure of satisfaction be possible; and, what is still more important, only then will the way open for style to come again into the arts of speech and drama. For the truth is, people have ceased troubling about style altogether in this domain; and no art is possible without style. But now, if we are to speak together here of these things, the need inevitably arises that I should at the same time draw your attention to the way that speech and drama are related to the occult—the occult that is ever there behind. And that brings us to the question: Whence in man does speech really come? Where does it originate? Speech proceeds, not directly from the I or ego of man, but from the astral organism. The animal has also its astral organism, but does not normally bring it to speech. How is this? The explanation lies in the fact that the members of the human being, and also of the animal, are not there merely on their own; each single member is interpenetrated by all the others, and its character modified accordingly. It is never really quite correct to say: Man consists of physical body, etheric body, astral body and I; for the statement may easily give the impression that these members of the human being are quite distinct from one another, and that we are justified in forming a conception of man which places them side by side. Such a conception is, however, quite untrue. In waking consciousness, the several members interpenetrate. We ought rather to say: Man has not just a physical body as such (the physical body would look quite different if it simply followed its own laws), but a physical body that is modified by an etheric body and again by an astral body, and then again by an I or ego. In each single member, the three other members are present. And so, if we are considering the astral body, we must not forget that every other member of man's nature is also present in it. It is the same with the animal: in the astral body of the animal the physical body is present, and the etheric body too. But man has, in addition, the I, which also modifies the astral body; and it is from this astral body, modified by the I, that the impulse for speech proceeds. It is important to recognise this if we want to carry our study of the art of speech right into the single sounds. For, while in ordinary everyday speech the single sounds are formed in entire unconsciousness, the activity of forming them has to be lifted up into consciousness if speech is to be raised to the level of art. How then did speech begin? Speech did not originate in the speaking we use in ordinary life, any more than writing originated in the writing of today. Compare with the latter the picture-writing of ancient Egypt; that will give you some idea of how writing first came about. And it is just as useless to look for the origin of speech in the ordinary talking of today, which contains all manner of acquired qualities—the conventional, the intellectual, and so on. No, speech has its source in the artistic life. And if we want in our study of speech to find our way through to what is truly artistic, we must at least have begun to perceive that speech originates in the artistic side of man's nature—not in the intellectual, not in man's life of knowledge, as knowledge is understood today. Time was when men were simply incapable of speaking without rhythm, when they felt a need always, whenever they spoke, to speak in rhythm. And if a man were saying something to which he wanted to give point or emphasis, then he would attain this by the way he formed and shaped his language. Take a simple example. Suppose you wanted to say—speaking right out of the primeval impulses of speech—that someone keeps stumbling as he walks It would suffice to say: He stumbles over sticks. For there were certainly sticks of wood lying about in primeval times. There were also plenty of stones, and you could just as well say: He stumbles over stones. You would not, however, say either. You would say: He stumbles über Stock and Stein (over stick and stone). For, whether or no the words exactly describe what the speaker sees, we have in ‘stick and stone’ an inner artistic forming of speech. Or again, in order to make our statement more telling, we do not merely say that a ship is sinking together with the men in it. We add what is perhaps far from welcome on a ship; we add the mice. If we are really forming our speech out of what was the original impulse behind all speaking, we say: The ship is going down mit Mann and Maus (with man and mouse).2 Today, the original impulse for speech is present in mankind only in the very smallest degree. There is ample reason for the fact. Unhappily, speech as an art has no place now in education.3 Our schools, and the schools of other nations too, have lost touch with art altogether; and that is why in our Waldorf School we have to make such a strong stand for the artistic in education.’ The schools of our time have been founded and established on science and learning—that is, on what counts as such in the present day, and it is inartistic. Yes, that is what has happened; this modern kind of science and learning has for a long time been steadily seeping down into the education given in our schools. Gradually, in the course of the last four or five centuries, these have been changing, until now, for anyone who enters one of them with artistic feeling, these schools of ours give the impression of something quite barbaric. But if art is absent in our schools—and don't forget that the children have to speak in class; good speaking is part of the instruction given at school—if the artistic side of education is completely absent, it need not surprise us if art is lacking in grown men and women. There is, in fact, among mankind today a sad dearth of artistic feeling; one can therefore hardly expect to find recognition of the need to form speech artistically. We do not often have it said to us: ‘You didn't say that beautifully’, but very often, ‘You are not speaking correctly’. The pedantic grammarian pulls us up, but it is seldom we are reproved for our speech on artistic grounds. It seems to be generally accepted as a matter of course that speech has no need of art. Now, the astral body is mainly in the unconscious part of man's nature. But the artist in speech must learn to control what in ordinary speaking takes its course there unconsciously. In recent times people have begun to appreciate this. Hence the various methods that have been put forward—not only for singing, but also for recitation, declamation, etc. These methods, however, generally set to work in a very peculiar way. Suppose you wanted to teach someone to plough, and never took any trouble to see what the plough was like, or the field, did not even stop to consider what the ploughing is for, but instead began enquiring: ‘If here is the person's arm, at what angle should he hold it at the elbow? What will be its natural position for ploughing?’ (How constantly one hears this word ‘natural’!) ‘And what movement should he be making with his leg while he holds his arm in this position?’ Suppose, that is, you were to take not the slightest interest in what has to be done to the field by the plough, but were merely to ask: ‘What method must I use to bring the pupil into a certain train of movements?’ It sounds absurd, but modern methods of speech training are of this very kind. No regard whatever is paid to the objective comprehension of what speech is. If you want to teach a man to plough, the first thing will be to make sure that you yourself know how to handle a plough and can plough well and accurately; and then you will have to watch your pupil and see that he does not make mistakes. It is no different with speech. All these modern methods that are constructed in the most dilettante fashion (I mean these methods of breath technique, diaphragm technique, nasal resonance and the rest) omit to take into consideration what is, after all, the heart and core of the matter. They set out to instruct as though speech itself were not there at all! For they take their start, not from speech, but from anatomy. What is important before all else is a thorough knowledge of the organism of speech, of the living structure of speech as such. This organism of speech has been produced, has come forth, out of man himself in the course of his evolution. Consequently, if rightly understood, it will not be found to contradict, in its inherent nature, the organisation of man as a whole. Where it seems to do so, we must look into the speech itself in detail to see where the fault lies; it will not be possible to put the matter right by means of methods that have as little to do with speech as gymnastics has to do with ploughing—unless a plough should ever be included among the gymnastic equipment, which up to now I have never known to be the case. Not that I should consider it stupid or ridiculous to include a plough in the apparatus of a gymnasium; it might perhaps be a very good idea. It has only, so far as I know, never yet been attempted. The first thing to do then is to acquire a thorough knowledge of the speech organism, this speech organism of ours that has, in the course of mankind's evolution, broken loose, as it were, from the astral body, come straight forth from the ego-modified configuration of man's astral body. For that is where speech comes from. We must, however, not omit to take into account that the astral body impinges downwards on the etheric body and upwards on the ego—that is, when man is awake; and in sleep we normally do not speak. Consider first what happens through the fact that the astral body comes up against the etheric body. It meets there processes of which man knows very little in ordinary life. For what are the functions of the ether-body? The ether-body receives the nourishment which is taken in by the mouth, and gradually transforms it to suit the needs of the human organism—or rather, I should say, to meet its need of the force contained in the nourishment. Then again it is the etheric organism that looks after growth, from childhood upwards until man is full grown. And the ether-body has also a share in the activities of the soul; it takes care, for instance, of memory. Man has, however, very little conscious knowledge of the various functions discharged by the ether- body. He knows their results. He knows, for example, when he is hungry; but he can scarcely be said to know how this condition of hunger is brought about. The activity of the ether-body remains largely unconscious. Now it is the production of the vowel element in speech that takes place between astral body and ether body. When the impulse of speech passes over from the astral body, where it originates, to the ether body, we have the vowel. The vowel is thus something which comes into operation -deep within the inner being of man; it is formed more unconsciously than is speech in general. In the vowel sounds we are dealing with intensely intimate aspects of speech; what comes to expression in them is something that belongs to the very essence of man's being. This is then the result when the speech impetus impinges on the ether-body: it gives rise to the vowel element in speech. In the other direction, the astral body impinges on the I, the ego. The I, in the form in which we have it in Earthman, is something everyone knows and recognises. For it is by means of the I that we have our sense perceptions. We owe it also essentially to the I that we are able to think. All conscious activity belongs in the sphere of the I or ego. What goes on in speech, however, since there the astral body is also concerned, cannot be performed entirely consciously, like some fully conscious activity of will. A fragment of consciousness does, nevertheless, definitely enter into the consonantal element in ordinary speech; for the speaking of consonants takes place between astral body and ego. We have thus traced back to their source the forming of consonants and the forming of vowels. But we can go further. We can ask: What is it in the totality of man's nature that speech brings to revelation? We shall be able to answer this question when we have first dealt with the further question: How was it with the primeval speech of man? What was speech like in its beginnings? The speech of primitive man was verily a wonderful thing. Apart from the fact that man felt instinctively obliged from the first to speak in rhythm and in measure, even to speak in assonance and alliteration—apart from this, in those early times, man felt in speech and thought in speech. Looking first into his life of feeling, we find it was not like ours today. In comparison with it, our feelings tend to remain in the abstract. Primeval man, in the very moment of feeling, were it even a feeling of the most intimate kind, would at once express it in speech. He would not have found it possible, for instance, to have a tender feeling for a little child without being prompted in his soul to bring that feeling to expression in the form of his speech. Merely to say: ‘I love him tenderly’, would have had no meaning for him; what would have had meaning would have been to say perhaps: ‘I love this little child so very ei-ei-ei!’[5] There was always the need to permeate one's whole feeling with artistically formed speech. Neither in those olden times did men have abstract thoughts as we do today. Abstract thoughts without speech were unknown. As soon as man thought something, the thought immediately became in him word and sentence. He spoke it inwardly. It is therefore not surprising that at the beginning of the Gospel of St. John we do not find it said: ‘In the beginning was the Thought’, but : ‘In the beginning was the Word’—the verbum, the Word. today we think within, thinking our abstract thoughts; primeval man spoke within, talked within. Such then was the character of primeval speech. It contained feeling within it, and thought. It was, so to say, the treasure-casket in man for feeling and thought. Thought has now shifted, it has slipped up more into the ego; speech has remained in the astral body; feeling has slid down into the ether body. The poetry of primeval times was one, was single; it expressed in speech what man could feel and think about things The original poetry was one. When, later on, speech threw back feeling inwards, into man's inner nature, that gave rise to the lyric mood of speech. The kind of poetry that has remained most of all like the primeval, the kind of poetry that, more than any other, is inherent in speech itself is the epic. It is, in fact, impossible to speak epic poetry without first reviving something of the original primal feeling in regard to speech. Finally, drama drives speech outwards and stands, in so far as Earth-man is concerned, in relation with the external world. The artist who is taking part in drama, unless of course he is speaking a monologue, confronts another person. And this fact, that he is face to face with another person, enters into his speaking just as surely as what he experiences in himself. The artist who has to speak a lyric is not confronting another person. He faces himself alone. His speech must accordingly be so formed that it may become the pure expression of his inner being. The lyric of today can therefore not be spoken in any other way than by letting even the consonants lean over a little in the direction of vowels. (We shall go into this in more detail later.) To speak lyrical poetry aright, you need to know that every consonant carries in it a vowel nuance. L, for example, carries in it an i (ee), which you can see for yourselves from the fact that in many languages where at some time in their development an I occurs in a certain word, in other forms of that word we find an i.4 As a matter of fact, all consonants have within them something of the quality of a vowel. And for speaking lyrics it is of the first importance that we should learn to perceive the vowel in each single consonant. The epic requires a different feeling. (All that I am saying in this connection has reference to recitation or declamation before an audience.) The speaker must feel: When I come to a vowel, I am coming near to man himself; but directly I come to a consonant, it is things I am catching at, things that are outside. If the artist once has this feeling, then it will be possible for the epic to be truly present in his speaking. Epic has to do, not with man's inner life alone, but with the inner life and an imagined outer object. For the theme of the epic is not there; it is only imagined. If we are relating something, it must belong to the past, or in any case cannot be there in front of us; otherwise, there would be no occasion to relate it. The speaker of epic is thus concerned with the human being and the object or theme that exists only in thought. For the speaker of drama, the ‘object’ of his speaking is present in its full reality, the person he addresses is standing there in front of him. There then you have the distinguishing characteristics of lyric, epic and drama. They need to be well and carefully noted. I have already in past years spoken of them here and there from different points of view, and have sought to evolve a suitable terminology for distinguishing the different ways of speaking them. What I have given on those earlier occasions—I mean it to be experienced, I mean it to be felt. You must have a clear and accurate feeling for what each kind of poetry demands. Thus, you should feel that to speak lyrical poetry means to speak right out of one's inner being. The inner being of man is here revealing itself. When man's soul within him is so powerfully affected that it ‘must out’—and this is how it is with the lyric—then what was, to begin with, mere feeling, passes over into a calling aloud; and we have, from the point of view of speech, declamation. One domain, then, of the art of speech is declamation, and it is especially adapted for lyrical poetry. The lyrical element is present of course in every form of poetry; while we are speaking epic or drama, we can often find ourselves in the situation of having to make the transition here and there to the lyrical. With the speaker of epic, the essential point is that he has before him an object that is not seen but thought, and by means of the magic that lies in his speech he is continually ‘citing’ this object. The artist of the epic is pre-eminently a ‘re-citer’. So here we have recitation. The speaker of the lyric expresses himself, reveals himself; he is a declaimer. The speaker who cites his object, making it present to his audience by the magic of his speech—he is a reciter. And now in this course of lectures we have opportunity to go further and complete our classification. We come then to the speaker who has before him, not his imagined object that he cites, but present before him in bodily form the object to whom he speaks, with whom he is conversing. And so we reach the third form of speech: conversation. It is through these three kinds of speech-formation that speaking becomes an art. The last is the one that is most misunderstood. Conversation, as we know all too well, has been dragged right away from the realm of art, and today you will find persons looked up to as past masters in conversation who are less at home in art than they are—shall I say—in diplomacy, or perhaps in the ‘afternoon-tea’ attitude to life. The feeling that conversation is a thing capable of highly artistic development has been completely lost. Sometimes of course acting ceases to be conversation and becomes monologue. When this happens, drama reaches over into the other domains, into declamation and recitation. To draw distinctions in this way between different forms of poetry may perhaps seem a little pedantic, but it will help to show that we do really have to create for the teaching of speech something similar to what we have, for example, in the teaching of music. When, for instance, a dialogue is to be put on the stage, it will be necessary to form that dialogue in a way that is right and appropriate to it as ‘conversation’. I would like now to show you how within speech itself, if we see it truly for what it is, the need for artistic forming emerges. We use in our speaking some thirty-two sounds. Suppose you had learned the sounds, but were not yet able to put them together in words. If you were then to take up Goethe's Faust, the whole book would consist for you of just these thirty-two sounds. For it contains nothing more! And yet, in their combination, these thirty-two sounds make Goethe's Faust. A great deal is implied in this statement. We have simply these thirty-two sounds; and through the forming and shaping of them, sound by sound, the whole measureless wealth of speech is called into being. But the forming is already there within the sounds themselves, within this whole system of sounds. Let us take an example. We speak the sound a (ah). What is this sound? A is released from the soul, when the soul is overflowing with wonder. That is how it was to begin with. Wonder, astonishment, liberated from the soul the sound a. Every word that has the sound a has originated in a desire to express wonder; take any word you will, you will never be altogether out, nor need you ever be afraid of being dilettante, if you assume this Take, for instance, the word Band (a band or ribbon). In some way it happened that what the man of an earlier time called Band filled him with wonder, and that is why he brought the a sound into the word. (That the same thing has in another language quite a different name is of no consequence. It means only that the people who spoke that language felt differently related to the object.) Whenever man is particularly astonished, then if he has still some understanding of what it is to be thus filled with wonder (as was the case when language began to be formed), he will bring that wonder or astonishment to expression by means of the sound a. One has only to understand where wonder is in place. You can, for instance, marvel at someone's luxurious Haarwuchs (growth of hair) You can also marvel at the Kahlkopf (bald head) of someone who has lost his Haar. Or again, you can be astounded at the effect of a Haarwasser (hair lotion) which makes the hair grow again. In fact, everything connected with hair can evoke profound admiration and astonishment—so much so that we do not simply write Har, we write the a twice—Haar! Wherever you meet the sound a, look for the starting- point of the word in an experience of wonder, and you will be carried back to the early days of evolution, when man was first shaping and forming his words. And this forming of words was an activity that worked with far greater power than present-day theories would lead us to suppose. But now, what does this mean? It means that when a man is filled with wonder at some object or event, he gives himself up to that object or event, he lets himself go. For how is the sound a made? What does it consist in? A requires the whole organism of speech to be opened wide, beginning from the mouth. Man lets his astral body flow out. When he says a, he is really on the point of falling asleep. Only, he stops himself in time. But how often will the feeling of fatigue find expression at once in the sound a! Whenever we utter a, we are letting our astral body out, or beginning to do so. The act of opening out wide—that is what you have in a. The absolute opposite of a is u (oo). When you say u, then beginning from the mouth you contract the speech organs, wherever possible, before you let the sound go through. The whole speech organism is more closed with u than with any other vowel sound. There then you have the two contrasting opposites: a u. Between a and u lies o. O actually includes within it, in rightly formed speech, the processes of a and the processes of u; o holds together in a kind of harmony the processes of opening out and the processes of closing up.
U signifies that we are in process of waking up, that we are becoming continually more awake than we were. When you say u, it shows that you are feeling moved to wake up in respect of some object that you perceive. When the owl makes himself heard at night, you instinctively exclaim: ‘Uhu!’5 You could not find stronger expression for the desire to wake up. The owl makes you want to wake up and be alive to the fact of its presence. And if someone were to fling a little sand at you—we don't of course have sand on our desks now, we use blotting paper—but suppose you were being pelted with sand, then, if you were to give way to your feelings without restraint, you would say ‘uff’. For it is the same whether something or other wakes you up, or you yourself are wanting to wake up. In either case u comes out. The astral is here uniting itself more closely with the etheric and physical bodies. The a is thus more consonantal and the u more vocalic
In some of the German dialects, one can often not discern whether people are saying a or r, for the r becomes with them vocalic and the a consonantal. In the Styrian dialect, for example, it is impossible to know whether someone is saying ‘Bur’ or ‘Bua’. All the other vowels lie between a and u. Roughly speaking, the o is in the middle, but not quite; it occupies the same position between a and u as in music the fourth does in the octave. Suppose now we want to express what is contained in O. In O we have the confluence of A and U; it is where waking up and falling asleep meet. O is thus the moment either of falling asleep or of awaking. When the Oriental teacher wanted his pupils to be neither asleep nor awake, but to make for that boundary between sleeping and waking where so much can be experienced, he would direct them to speak the syllable OM. In this way he led them to the life that is between waking and sleeping. For, anyone who keeps repeating continually the syllable OM will experience what it means to be between the condition of being awake and the condition of being asleep. A teaching like this comes from a time when the speech organism was still understood. And now let us see how it was when a teacher in the Mysteries wanted to take his pupils further. He would say to himself: The O arises through the U wanting to go to the A and the A at the same time wanting to go to the U. So, after I have taught the pupil how to stand between sleeping and waking in the OM, if I want now to lead him on a step further, then instead of getting him to speak the 0 straight out, I must let the 0 arise in him through his speaking AOUM. Instead of OM, he is now to say AOUM. In this way the pupil creates the OM, brings it to being. He has reached a higher stage. OM with the O separated into A and U gives the required stillness to the more advanced pupil. Whereas the less advanced pupil has to be taken straight to the boundary condition between sleep and waking, the more advanced has to pass from A (falling asleep) to U (waking up), building the transition for himself. Being then between the two, he has within him the moment of experience that holds both. If we are able to feel how such modes of instruction came about, we can have some idea of what it means to say that in olden times it was by way of art that man came to an instinctive apprehension of the nature of speech. For down into the time of the ancient Greeks, men still had knowledge of how every activity and experience had its place in the world, where it intrinsically belonged. Think of the Greek gymnastics,—those marvellous gymnastics that were really a complete language in themselves! What are they? How did they evolve? To begin with, there was the realisation that the will lives in the limbs. And the very first thing the will does is to bring man into connection with the earth, so that a relationship of force develops between man's limbs and the earth, and you have: Running In running, man is in connection with the earth. If he now goes a little way into himself, and to the dynamics into which running brings him and the mechanics that establishes a balance between him and the earth's gravitation, adds an inner dynamic, then he goes over into: Leaping. For in leaping we have to develop a mechanics in the legs themselves. And now suppose to this mechanics that has been developed in the legs, man adds a mechanics that is brought about, not this time merely by letting the earth be active and establishing a balance with it, but by coming also to a state of balance in the horizontal,—the balance already established being in the vertical. Then you have: Wrestling.
In Running, you have Man and Earth; in Leaping, Man and Earth, but with a variation in the part played by man; in Wrestling, Man and the other object. If now you bring the object still more closely to man, if you give it into his hand, then you have: Throwing the Discus. Observe the progression in dynamics And if then to the dynamics of the heavy body (which is what you have in discus-throwing), you add also the dynamics of direction, you have: Throwing the Spear.
Such then are these five main exercises of Greek gymnastics; and they are perfectly adapted to the conditions of the cosmos. That was the feeling the Greeks had about a gymnastics that revealed the human being in his entirety. But men had the very same feeling in those earlier times about the revelation of the human being in speech. Mankind has changed since then; consequently, the use and handling of speech has inevitably also changed. In the Seventh Scene of my first Mystery Play, where Maria appears with Philia, Astrid and Luna, I have made a first attempt to use language entirely and purely in the way that is right for our time and civilisation. Thought, which is generally lifted out of speech, abstracted from it, is there brought down again into speech. We will accordingly take tomorrow part of this scene for demonstration, and so make a beginning with the practical side of our work. Frau Dr. Steiner will read from the scene; and then, following on today’s introductory remarks, we will proceed with the First Part of the course—the study of the Forming of Speech.
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55. Supersensible Knowledge: Richard Wagner and Mysticism
28 Mar 1907, Berlin Tr. Rita Stebbing Rudolf Steiner |
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On Good Friday, 1857, he was sitting in the Retreat, “the sanctuary on the green hill.” Looking out over the fields watching the plants come to life, sprouting from the earth, an inkling arose in him of the Power of the germinating force emerging from the earth in response to the rays of the sun: a driving force, a motivating force that permeates the whole world and lives in all beings; a force that must evolve, that cannot remain as it is; a force that, to reach higher stages, must pass through death. |
55. Supersensible Knowledge: Richard Wagner and Mysticism
28 Mar 1907, Berlin Tr. Rita Stebbing Rudolf Steiner |
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To link Richard Wagner1 with mysticism, as we shall do in today's consideration, will easily give rise to objections based on the misconception that to speak about an artist from a particular spiritual-scientific viewpoint is impermissible. Other objections will be directed against mysticism as such. Today we shall look at Richard Wagner's relation to art on the one hand and mysticism on the other. The objection can be made that Wagner never spoke, or even hinted at, some of the things that will be mentioned. Such an objection is so obvious that anyone would have thought of it before speaking. It must be borne in mind that when a cultural phenomenon such as Richard Wagner is to be considered, one cannot be limited to say only what Wagner spoke about. That would make a discussion on any issue from a higher point of view impossible. No one would suggest that a botanist or a poet should refrain from expressing what he discovered, or what he felt about plants and other phenomena. When discussing issues, whether cultural or natural, one cannot be limited to say only what the phenomenon conveys. In that case the plant should be able to convey to the botanist the laws of its growth; and the feelings and sentiments it aroused in the poet would be unjustified. The reality is that in the human soul, precisely what the external world is unable to say about itself is revealed. It is in this sense that what I have to say about the phenomenon that is Richard Wagner must be taken. Certainly a plant knows nothing of the laws, however, it nevertheless grows and develops. Similarly, an artist need not be aware of the laws inherent in his nature of which the observer with spiritual insight is able to speak. The artist lives and creates according to these laws as the plant creates according to laws that are subsequently discovered. Therefore, the objection should not be made that Wagner did not speak about things that will be indicated today. As regards other objections concerned with mysticism, the fact is that people, educated and uneducated alike, speak of mysticism as of something obscure. In comparison with what is known as the scientific world view, they find it nebulous. This has not always been so. The great mystics of the early Christian centuries, the Gnostics, have thought otherwise, as does anyone with understanding of mysticism. The Gnostics have called it “mathesis,” mathematics, not because mysticism is mathematics, but because genuine mystics have striven for a similar clarity in the ideas they derive from spiritual worlds. Properly understood, mysticism, far from being obscure or sentimental, is in its approach to the world crystal clear. Having now shown that the two kinds of objections are invalid, let us proceed with today's considerations. Richard Wagner can indeed be discussed from the highest spiritual scientific viewpoint. No seeker after Truth of the nineteenth century strove, his whole life long, more honestly and sincerely to discover answers to the world-riddles than Richard Wagner. His house in Bayreuth he named, “Inner Peace” (Wahnfried), saying that there he found peace from his “doubts and delusions” (sein Wähnen Ruhe fand). These words already reveal a great deal about Richard Wagner. What is meant by error and delusion is all too well-known to someone who honestly and sincerely pursues the path to higher knowledge. This happens irrespective of whether the spiritual realm a person believes he will discover finds expression through art, or takes some other form. He is strongly aware of the many deluding images that come to block his path and slow his progress. That person knows that the path to higher knowledge is neither easy nor straightforward—that truth is reached only through inner upheavals and tribulations. Moreover, he is aware that dangers have to be met, but also that experiences of inner bliss will be his. A person who travels the path of knowledge will eventually reach that inner peace that is the result of intimate knowledge of the secrets of the world. Wagner's awareness and experience of these things comes to expression when he says: “I name this house ‘Inner Peace’ because here I found peace from error and delusions.” (“Weil hier mein Wahnen Ruhe fand, Wahnfried sei dieses Haus genannt.”) Unlike many artists who attempt to create out of fantasy that lacks substance, Wagner saw from the start an artistic calling as a mission of world historical relevance; he felt that the Beauty created by art should also express truth and knowledge. Art was to him something holy; he saw the source of artistic creativity in religious feelings and perceptions. The artist, he felt, has a kind of priestly calling, and that what he, Richard Wagner, offered to mankind should have religious dedication. It should fulfill a religious task and mission in mankind's evolution. He felt that he was one of those who must contribute to their era something based on the fullness of truth and reality. When spiritual science is properly understood, it will be seen that, far from being a gray theory remote from the real issues, it can help us to understand and to appreciate on his own terms a cultural phenomenon such as Richard Wagner. Wagner had a basic feeling, an inner awareness, that guided him to the same Truth about mankind's origin and evolution as that indicated by spiritual science. This inner awareness linked him to spiritual science and to all genuine mysticism. He wanted a unification of the arts; he wanted the various branches of art to work together, complementing one another. He felt that the lack, the shortcomings, in contemporary art forms was caused by what he called “their selfishness and egoism. Instead of the various art forms going their separate ways, he saw their working together as an ideal, creating a harmonious whole to which each contributed with selfless devotion. He insisted that art had once existed in such an ideal form. He thought to recognize it in ancient Greece prior to Sophocles,2 Euripides3 and others. Before the arts separated, drama and dance, for example, had worked together and had selflessly created combined artistic works. Wagner had a kind of clairvoyant vision of such combined endeavor. Although history does not speak of it, his vision was true and points back to a primordial time when not only the arts but also all spiritual and cultural streams within various people worked together as a harmonious whole. Spiritual science recognizes that what is known today as art and science are different branches originating from a common root. Whether we go back to the ancient cultures of Greece, Egypt, India or Persia, or to our own Germanic origin, everywhere we find primordial cultures where art and science are not separated. However, this is a past that is beyond the reach of external research, and is accessible only to clairvoyant vision. In the ancient civilizations, art and science formed a unity that was looked upon as a mystery. Mystery centers existed for the cultivation of wisdom, beauty and religious piety before these became separated and cultivated in different establishments. We can visualize what took place within the mysteries, with in these temples, which were places of learning and also of artistic performances. We can conjure up before our mind's eye the great dramas, seen by those who had been admitted to the mysteries. As I said, ordinary history can tell us nothing of these things. The performances were dramatic musical interpretations of the wisdom attained within the mysteries, and they were permeated with deep religious devotion. A few words will convey what took place in those times of which nothing is known save what spiritual science has to say. Those admitted to the Mysteries came together to watch a drama depicting the world's creation. Such dramas existed everywhere. They depicted how primordial divine beings descended from spiritual heights and let their essence stream out to become world-substance that they then shaped and formed into the various creature's of the kingdoms of nature: the mineral, plant and animal kingdoms, and that of humans. In other words, divine essence streamed into and formed everything that surrounded us, and it finally celebrated a kind of resurrection within the human soul. Thoughtful people have always felt that the world is of divine origin, that the divine element attains consciousness in the human soul, and, as it were, looks out through human eyes observing itself in its own creation. This descent and resurrection of the divine element was enacted in Egypt, in the drama of Osiris, and dramatized also at various places of initiation in Greece. Those who were permitted to watch saw how art and knowledge combined to depict in dramatic form the creation of the world. Deep feelings of religious piety were called up in the onlooker by this drama, which might be said to be the archetypal drama. With reverence and awe the onlooker watched the gods descend into matter, to slumber in all beings, and resurrect within human beings. Filled with awe, the onlooker experienced a mood described once by Goethe in the following significant words: “When man's whole being functions as a healthy entity, and he feels the world to be a great, beautiful, worthy and estimable unity; when pleasure in the harmony gives him pure delight, then, had it self-awareness, the whole universe, feeling it had reached its goal, would shout for joy, and admire the pinnacle of its being and achievement.” A wondrous, deeply religious mood filled the hearts of those who watched this drama of the creation of the world. And not only was a religious mood created, but the drama also conveyed the kind of knowledge that was later imparted in scientific concepts to explain the creation of the world and its beings. However, at that time one received, in the form of pictures, a knowledge that was both scientific and religious. Science and religion were one. Richard Wagner had a dim feeling that such harmony had once existed. He looked back to a very old culture in ancient Greece that still had a religious character. He saw that in gray antiquity music, drama, dance and architecture did not operate as separate undertakings; they all functioned in conjunction with one another: Knowledge, art and religion were a unity. He concluded that as they separated the arts became self-seeking, egoistical. Wagner looked back as it were to a far distant past when human beings were not so individual, when a person felt as a member of his dass, of his whole tribe, when the folk spirit was still regarded as a concrete reality. In that ancient time a natural selflessness had existed. And the thought came to him that man, in order to become an individual, a personality, had to leave the old clan-community to enable the personal element to assert itself. Only in this way could man become a free being, but the price was a certain degree of egoism. Wagner looked back to what in a primordial past had held people together in communities, a selflessness that had to be left behind so that human beings could become more and more conscious. He had an intuitive presentiment about the future; he felt that once individual freedom and independence had been attained, humans would have to find the way back to fellowship and caring relationships. Selflessness would have to be consciously regained, and loving kindness once more would have to become a prominent factor of life. For Wagner the present linked itself with the future, for he visualized as a distant ideal the existence of selflessness within the arts. Furthermore, he saw art as playing a significant role in evolution. Human development and that of art appeared to him to go hand in hand; both became egoistical when they ceased to function as a totality. As we see them today, drama, architecture and dance have gone their independent ways. As humanity grew more and more selfish, so did art. Wagner visualized a future when the arts would once more function in united partnership. Because he saw a commune of artists as a future ideal, he was referred to as “the communist.” He aimed to contribute all he could to bring forth harmony among the arts; he saw this as a powerful means of pouring into human hearts the selflessness that must form the Basis for a future fraternity. He was a missionary of social selflessness in the sphere of art; he wanted to pour into every soul the impulse of selflessness that brings about harmony among people. Richard Wagner was truly possessed of a deep impulse of a kind that could only arise and be sustained in someone with a deep conviction of the reality of spiritual life. Richard Wagner had that conviction. Already his work The Flying Dutchman bears witness to his belief in the existence of a spiritual world behind the physical. You must bear in mind that I do not for a moment suggest that Wagner himself was conscious of the things I am indicating. His artistic impulse developed according to spiritual laws, as a plant develops according to laws of which it is not conscious, but which are discovered by the botanist. When a materialist observes his fellowmen, he sees them as physical entities isolated from one another, their separate souls enclosed within their bodies. He consequently believes that all communication between them can only be of an external physical nature. He regards as real only what one person may say or do to another. However, once there is awareness of a spiritual world behind the physical, one is aware also of hidden influences that act from person to person without a physical agent. Hidden influences stream from soul to soul, even when nothing is outwardly expressed. What a person thinks and feels is not without significance or value for the person towards whom the thoughts and feelings are directed. He who thinks materialistically only knows that one can physically reach and assist another person. He has no notion that his inner feelings have significance for others, or that bonds, invisible to physical sight, link soul to soul. A mystic is well aware of these bonds. Richard Wagner was profoundly aware of their existence. To clarify what is meant by this, let us look at a significant legend from the Middle Ages that to modern humans is just a legend. However, its author, and anyone who recognizes its mystical meaning, is aware that this legend expresses a spiritual reality. The legend, which is part of an epic, teils us about Poor Henry who suffered from a dreadful illness. We are told that only if a pure maiden would sacrifice herself for him could he be cured of his terrible infliction. This indicates that the love, offered by a soul that is pure, can directly influence and do something concretely for another human life. Such legends depict something of which the materialist has no notion, namely, that purely spiritually one soul can influence another. Is the maiden's sacrifice for Poor Henry ultimately anything else than a physical demonstration of what a large part of mankind believes to be the mystical effect of sacrifice? Is it not an instance of what the Redeemer on the Cross had bestowed on mankind; is it not an instance of that mystical effect that acts from soul to soul? It demonstrates the existence of a spiritual reality behind the physical that can be sensed by man, and led Wagner to the legend of The Flying Dutchman—the legend of a man so entangled in material existence that he can find no deliverance from it. The Flying Dutchman is with good reason referred to as the “Ahasverus of the sea,” that is, The Wandering Jew of the sea. Ashasverus' destiny is caused by the fact that he cannot believe in a Redeemer; he cannot believe that someone can guide mankind onwards to ever greater heights and more perfect stages of evolution. An Ashasverus is someone that has become stuck where he is; human beings must ascend stage by stage if they are to progress. Without striving, he unites himself with matter, with external aspects of life, and becomes stuck in an existence that goes on and on, at the same level. He pours scorn on Him that leads mankind upwards, and remains entangled in matter. What does that mean? Existence keeps repeating itself for someone who is completely immersed in external life. Materialistic and spiritual comprehension differ, because matter repeats itself, whereas spirit ascends. The moment spirit succumbs to matter, it succumbs to repetition. That happens in the case of The Flying Dutchman. Various peoples related this idea to the discoveries of foreign lands; the crossing of oceans and reaching foreign shores was seen as a means of attaining perfection. He who lacked the urge, who did not sense the spirit's call, became stuck in sameness, in what belongs solely to matter. The Flying Dutchman, whose whole disposition is materialistic, is abandoned by the power to evolve, by the power of love, which is the means to ascend to ever greater perfection. He becomes entangled in matter and consequently in the eternal repetition of the same. Those who suffer inability to ascend, who lack the urge to evolve, must come under the influence of a soul that is chaste and pure. Only an innocent maiden's love can redeem the Flying Dutchman. A certain relationship exists between a soul that is as yet untouched by material life and one that has become entangled in it. Wagner has an instinctive feeling for this fact, and portrays it with great power in his dramas. Only someone with his mystical sense, and perception of the spirit behind the physical, would have the courage to take on a cultural mission of the magnitude Richard Wagner has assigned to himself. It has enabled him to visualize music and drama in ways no one has thought of before. He has looked back to ancient Greece, to a time when various art forms still played an integral part in performances, when music expressed what the art of drama could not express, and eternal universal laws were expressed through the rhythm of dance. In older works of art, where dance, rhythm and harmony still collaborated, he recognized something of the musical-dramatic element of the artistic works of antiquity. He acquired a unique sense for harmony, for tonality in music, but insisted that contributions from related arts were essential. Something from them must flow into the music. One such related art was dance, not as it has become, but the dance that once expressed movements in nature and movements of the stars. In ancient times, dance originated from a feeling for laws in nature. Man in his own movements copied those in nature. Rhythm of dance was reflected in the harmony of the music. Other arts, such as poetry, whose vehicle is words, also contributed, and what could not be expressed through words was contributed by related arts. Harmonious collaboration existed among dance, music and poetry. The musical element arose from the cooperation of harmony, rhythm and melody. This was what mystics and also Richard Wagner felt as the spirit of art in ancient times, when the various arts worked together in brotherly fashion, when melody, rhythm and harmony had not yet attained their later perfection. When they separated, dance became an art form in its own right, and poetry likewise. Consequently, rhythm became a separate experience, and poetry no longer added its contribution to the musical element. No longer was there collaboration between the arts. In tracing the arts up to modern times, Wagner noticed that the egoism in art increased as human beings egoism increased. Let us now look at attempts made by Wagner to create something harmonious within the artistic one-sidedness he faced. This is the sphere that reveals his greatness as he searched for the true nature of art. To Richard Wagner, Beethoven4 and Shakespeare5 represented artists who one-sidedly cultivated the two arts he particularly wanted to bring together, music and drama. He only had to look at his own inner being to recognize the impossibility of conveying, merely through words, the whole gamut of human feelings, particularly feelings that do not manifest externally through gestures or words. Shakespeare was in his view a one-sided dramatist because dramatic words on their own are incapable of expressing things of deeper import. Only when inner impulses have become external action, have become part of space and time, can they be conveyed through dramatic art. When watching a drama, one must assume the impulses portrayed to be already experiences that are past. What one witnesses is no longer drama taking place within the. person concerned; it has already passed over into what can be physically seen and heard. Whatever deeper feelings and sensations are the basis for what is portrayed on the stage cannot be conveyed by the dramatist. In music, on the other hand, Wagner regarded the symphonist, the pure instrumentalist, to be the most one-sided, for he conveyed in wonderful tone and scales the inner drama, the whole range of human feelings, but had no means of expressing impulses once they became gestures, or became part of space and time. Thus, Wagner saw music as able to express the inner life, but unable to convey what came to expression outwardly. Dramatic art, on the other hand, when refusing to collaborate with music, only conveyed impulses when they became externalized. According to Wagner, Shakespeare conveyed one aspect of dramatic art, and Mozart,6 Haydn7 and Beethoven another. In Beethoven's Ninth Symphony Wagner sensed something that strove to break away from the one-sidedness of this art form, strove to burst the Shell and become articulate, strove to permeate the whole world and envelop mankind with love. Wagner saw it as his mission not to let this element remain as it was in the Ninth Symphony, but to bring it out still further into space and time. He wanted it not only to be an external expression of a soul's inner drama, but also to flow into words and action. He wanted to present on the stage both aspects of dramatic art: in music, the whole range of inner sensations, and in drama, the aspect of those inner sensations that come to external expression. What he sought was a higher unity of Shakespeare and Beethoven. He wanted the whole of humanity represented on the stage. When we watch some action taking place on the stage, we should become aware of more than can be perceived by eyes and ears. We should be able to be aware also of deeper impulses residing in the human soul. This aspect caused dissatisfaction in Wagner with the old type of opera. Here the dramatist, the poet and the musician worked separately on a production. The poet wrote his part, the musician then came along and interpreted what was written through music. But the task of music is rather to express what poetry by itself cannot express. Human nature consists of an inner as well as an outer aspect. The inner cannot be portrayed through external means; the outer aspect can indeed be dramatized, but words are incapable of conveying impulses that live within human beings. Music should not be there to illustrate the poetry, but to complete it. What poetry cannot express should be conveyed by music. That was Wagner's great ideal and the sense in which he wanted to create. He assigned to himself the mission to create a work of art in which music and poetry worked together selflessly. Wagner's basic idea was of mystical origin; he wanted to understand the whole human being, the inner person as well as what he revealed outwardly. Wagner knew that within human beings a higher being resides, a higher self that was only partially revealed in space and time. He sought to understand that higher entity that rises above the everyday. He felt that it must approached from as many sides as possible. His search for the superhuman aspect of man's being, for that which rises above the merely personal, led him to myths. Mythical figures were not merely human, they were superhuman: They revealed the superhuman aspect of a person's being. Characters like Siegfried and Lohengrin do not display qualities belonging to a single human being, but to many. Wagner turned to the superhuman figures portrayed in myths because he sought understanding of the deeper aspects of the human being. A clear look at his work reveals how deep an insight he had attained into mankind's evolution. In The Ring of the Nibelung and Parsifal we witness, powerfully presented, great riddles of humanity's existence. They reveal his intuitive perception, his deep feelings for all mankind. We can do no more than turn a few spotlights on Wagner's inner experiences as an artist. In so doing we soon discover his strong affinity with what could be called "man's mythical past." His particular interest in the figure of Siegfried can easily be understood when seen in connection with his concept of mankind's evolution. Looking back to ancient times, Wagner saw that formerly the bond between human beings was based on selfless love within the confines of a tribe. Human consciousness at that time was duller; he did not yet experience personal independence. Each one felt himself, not so much an individual, but rather as a member of his tribe. He experienced the tribal soul as a reality. Wagner felt that especially traits in European culture can be traced back to the time when natural instinctive love united human beings in interrelated groups, a time of which spiritual science also speaks when showing that everything in the world evolves, and that today's clear consciousness gradually evolved from a different type, of which there are still residues. In pictures of dream-consciousness Wagner recognized echoes of a former picture-consciousness that had once been the normal consciousness of all mankind. The waking consciousness of today replaced a much duller type; while it lasted, human beings were much closer to one another. As Wagner recognized, those related were bound together by natural love connected with the blood. Not until later did individuality, and with it egoism, assert itself. However, this constitutes a necessary stage in man's evolution. The subject I shall now bring up will be familiar to those acquainted with spiritual science, but others may find it somewhat strange. The lucid day-consciousness now existing in Europe evolved from the very different consciousness of a primordial human race that preceded our own—a humanity that existed on Atlantis, a continent situated where the Atlantic Ocean is now. Those who take note of what goes on in the world will be aware that even natural science speaks of an Atlantean continent. A scientific journal, Kosmos, recently carried an article about it. Physical conditions on Atlantis were very different; the atmosphere in which the ancestors of today's European lived was a mixture of air and water. Large areas of the continent were covered with huge masses of dense mist. The sun was not seen as we see it, but surrounded by enormous bands of color due to the masses of mist. In Germanic legends a memory is preserved of that ancient country, and given descriptive names such as Niflheim or Nibelungenheim. As the Hood gradually submerged the Atlantean continent, it also gave shape to the German plains. The Rhine was regarded as a remnant of the Atlantean "Being of Mist” that once covered most of the countries. The water of the Rhine was thought to have originated in Nibelungenheim or Nebelheim (Nebel means “mist”), to have come from the dense mist of ancient Atlantis. Through a dreamlike consciousness, full of premonition, all this is told in sagas and myths wherein is described how conditions caused the people to abandon the area and how, as they wandered eastwards, their dull consciousness grew ever more lucid while egoism increased. A consequence of the former dull consciousness was a certain selflessness, but with the clearer air, consciousness grew brighter and egoism stronger. The vaporous mist had enveloped the people of Atlantis with an atmosphere saturated with wisdom, selflessness and love. This selfless, love-filled wisdom flowed with the water into the Rhine and reposed beneath it as wisdom, as gold. But this wisdom, if taken hold of by egoism, provides it with power. As they went eastward, the former inhabitants of Atlantis saw the Rhine embracing the hoard of the gold of wisdom that had once been a source of selflessness. All this is intimated in the world of sagas that took hold of Wagner. He had such inner kinship with that lofty spiritual being who preserves memory of the past, whose spirit lives in sagas and myths, that he extracted from myths the whole essence of his view of the world. We therefore witness, dramatized on the stage and echoing through his music, the consequences of human egoism. We see the Ring closing, as Alberich takes the gold of the Rhine from the Rhine Maidens. Alberich is representative of the Nibelungs, who have become egoistic, of the human being that forswears the love through which he is a member of a unity—a dan or tribe. Wagner links to the plan that weaves through the legend the power of possession—that the ancient world arises before his mind's eye, the world that has produced Walhalla, the world of Wotan, and of the ancient gods. They represent a kind of group-soul possessing traits that a people have in common. But when the Ring cioses around man's “I,” the individual too is taken hold of by greed for gold. Wagner sensitively portrays what lives in Wotan as group-soul qualities, and in human beings become egoistic craving for the Rhine-gold. We hear it in his music; how could one fail to hear it? It should not be said that something arbitrary is at this point inserted in the music. No human ear could fail to hear in that long E-flat major in the Rhine-gold the impact of the emerging human “I.” Wagner's deep mystical sense can be traced in his music. We are shown that Wotan has to come to terms, not with the consciousness that had become individualized, but with that which had not yet become so, and still strongly acts as group-consciousness. When he tries by stealth to take away the Ring from the giant, he meets this consciousness in the figure of Erda. She is clearly representing the old all-encompassing consciousness through which knowledge is attained clairvoyantly of the whole environment. The words spoken at this point are most significant:
The old consciousness that held sway in Nebelheim cannot be better described than in the words:
The old consciousness was a dreaming consciousness, but in this dream human beings knew of the whole surrounding world. The dream encompassed the depth of nature and spun its wisdom from person to person, whose musing and actions all stemmed from this dreaming consciousness. Wotan meets it in the figure of Erda with the result that a new consciousness arises. What is of a higher order is always depicted in myths and sagas as a female figure. In Goethe's Faust it is indicated in the words of the Chorus Mysticus: “The eternal feminine draws us upwards and on.” Various peoples have depicted a person's inner striving towards a higher consciousness as a union with a higher aspect of the being that is seen as feminine. What is depicted as a marriage is a person's union with the cosmic laws that permeate and illumine his soul. For example, in ancient Egypt we see Isis, and as always the female figure that is looked up to as the higher consciousness has characteristics that correspond to those of the particular people. What a people feels to be its real essence, its true nature, is depicted as a female figure corresponding to this ideal—a feminine aspect with which the individual human being becomes united after death, or also while still living. As we have seen, man can rise above the sensual, either by leaving it behind, and in death uniting with the spirit, or he may attain the union while still living by attaining spiritual sight. In either case, this higher self is depicted in Germanic myths as a female figure. The warrior who fought courageously and died on the battlefield is regarded by ancestors of today's Middle European as someone who, on entering the spiritual world, would be united with this higher aspect of his being. Hence, the Walkyries are shown to approach the dying warriors and carry them up into spiritual realms. Union with the Walkyrie represents union with the higher consciousness. The Walkyrie Brunnhilde is created through the union of Wotan and Erda. Siegfried is to be united with her and guided into spiritual life. Thus, the daughter of Erda represents the higher consciousness of initiation. Siegfried represents the new, the different human being that has come into existence. Because of the configuration and higher perfection of his inner being, he is united with the Walkyrie already in life. The hidden wisdom in Germanic legends comes to expression in Wagner's artistic creation. He shows that through the Götterdämmerung (Twilight of the Gods), the old group-soul consciousness must die out as the new individual consciousness develops in Siegfried. Wagner had a deep awareness of the great mysteries connected with mankind's evolution. A human being's inner experiences he expressed through music, his action through dramatic art. His sense for the mystical aspect of evolution enabled him to portray a person's higher development. It made him place at the centre of one of his dramas the figure of Lohengrin. Who is Lohengrin? He can be understood only when seen an the background of the momentous upheavals taking place all over Europe at the time when the legend was living reality. Only then can we understand what Wagner had in mind when he depicts Lohengrin's relationship with the Lady he names as Elsa von Brabant. Throughout Europe a new epoch was dawning; An individual's striving personality was coming to the fore. Though described in prosaic terms, these phenomena hide events of greatest significance. In France, Scotland, England and as far away as Russia, a new social structure was developing, in the form of the “Free City.” In rural districts, people still lived in groups, in clans; those who wanted to escape flocked to the cities. The urban environment promoted individual consciousness and feelings of independence. People in the city were those who wanted to strip off the bonds of clan or tribe; they wanted to live their own lives in their own way. In reality a mighty revolution was taking place. Up till then a person's name decided where he belonged and his status. In the City, a person's name was of no importance, family background of no concern. What counted was personal ability; in the city individuality developed. The evolution from selflessness to individuality became an evolution from individuality to brotherhood. The legend depicted this. In the middle of the Middle Ages the old social structure was being replaced with a new structure, within which each person contributed according to his individual capacity. Formerly, Leaders and rulers, were always descended from priestly and aristocratic families. The fact that they came from such a background was what mattered; they must have the “right” blood. In the future that would be of no account; someone chosen as leader might be completely unknown as regards descent, and it would be regarded as irreverent to link him with a particular name. The ideal was seen in the great individuality, in the anonymous sage who continued to grow and develop; he was not significant because of his descent, but because of what he was. He was a free individual acknowledged by others just because his achievements were his own. In this sense, Lohengrin comes before us as representative of man, leading men to freedom and independence. The lady who becomes his wife represents the consciousness described as that of city-dweller of the Middle Ages. He who mediates between the Lofty Being that guides mankind and the people is always associated with great individuality, and is always known by a specific name. Through spiritual knowledge he is known by the technical name “Swan,” which denotes a particular stage of higher spiritual development. The Swan mediates between ordinary people and the Lofty Being that leads humanity. We see a reflection of this in the legend of Lohengrin. If we are to do justice to the wisdom found in legends, to things revealed through Wagner's artistry, we must bring to it an open mind and mobile ideas. If taken in a narrow, pedantic sense, we are left with empty words instead of being inwardly fired with enthusiasm by the far-reaching vistas opened up through his work. I must be permitted to bring these things before you in concepts that point to a greater perspective. A figure like Lohengrin must be presented in light of its world-historical background and significance. And we must recognize that an understanding of this significance dawned in Wagner, enabling him to give it artistic The same also applies to Wagner's comprehension of the Holy Grail. We concerned ourselves with the Holy Grail in the previous lecture: “Who are the Rosicrucians?” It is indeed a remarkable fact that at a certain moment there arose in Wagner an inkling of the great teaching that flourished in the Middle Ages. Before that happened, another idea, as it were, prepared the way, but first it led him to create a drama called The Victor; this was in 1856. The Victor was never performed, but the idea it embodied was incorporated into his Parsifal. The Victor depicted the following: Ananda, a youth of the Brahman caste, was loved by a Tschandala maiden; because of the caste system he cannot reciprocate the love. Ananda became a follower of Buddha, and he eventually conquered his human craving: He gained victory over himself. To the maiden was then revealed that in a former life she was a Brahman and had overcome her love for the youth who was then of the Tschandala caste. Thus, she too was a victor. She and Ananda were spiritually united. Wagner renders a beautiful interpretation of this idea, taking it as far as reincarnation and karma in the Christian-Anthroposophical sense. We are shown that the maiden herself, in a former life, brought about the present events. Wagner has worked on this idea in 1856. On Good Friday, 1857, he was sitting in the Retreat, “the sanctuary on the green hill.” Looking out over the fields watching the plants come to life, sprouting from the earth, an inkling arose in him of the Power of the germinating force emerging from the earth in response to the rays of the sun: a driving force, a motivating force that permeates the whole world and lives in all beings; a force that must evolve, that cannot remain as it is; a force that, to reach higher stages, must pass through death. Watching the plants, he felt the force of sprouting life, and turning his gaze across the Lake of Zürich to the village; he contemplated the opposite idea, that of death—the two polar concepts to which Goethe gives such eloquent expression in his poem, Blessed Longing.
Goethe rewrote the words in his hymn to nature saying: “Nature invented death to have more life; only through death can she create a higher spiritual life.” On Good Friday, as the symbol of death came before mankind in remembrance, Wagner sensed the connection between life, death and immortality. He felt a connection between the life sprouting from the earth and the Death on the Cross, the Death that is also the source of a Christian belief that life will ultimately be victorious over death, will become eternal life. Wagner sensed an inner connection between the sprouting life of spring and the Good Friday belief in Redemption, the belief that from Death on the Cross springs Eternal Life. This thought is the same as that contained in the Quest for the Holy Grail, where the chaste plant blossom, striving towards the sun, is contrasted with human desire filled nature. On the one hand Wagner recognized that human beings steeped in desires; on the other he looked towards a future ideal—the ideal that human beings shall attain a higher consciousness through overcoming their lower nature, shall attain a higher fructifying power, called forth by the Spirit. Looking towards the Cross, Wagner saw the blood flowing from the Redeemer, the symbol of Redemption, being caught in the Graul Chalice. This picture, linked itself within him to the life awakening in nature. These thoughts were passing through Wagner's soul on Good Friday, 1857. He jotted down a few words that later became the basis from which he created his magnificent Good Friday drama. He wrote: "The blossoming plant springs from death; eternal life springs from the Death of Christ." At that moment Wagner had an inner awareness of the Spirit behind all things, of the Spirit victorious over death. For a time other creative ideas pushed those concerned with Parsifal into the Background. They came to the fore once more near the end of his life, when, clearer than before, they conveyed to him a person's path of knowledge. Wagner portrayed the path to the Holy Graul to show the cleansing of a human beings' desire nature. As an ideal this is depicted as a pure holy chalice whose image is the plant calyx's chaste fructification to new creation by the sunbeam, the holy lance of love. The sunbeam enters matter as Amfortas' lance enters sinful blood. But there the result is suffering and death. The path to the Holy Grail is portrayed as a cleansing of the sinful blood of lower desires till, on a higher level, it is as pure and chaste as is the plant calyx in relation to the sunbeam. Only he who is pure in heart, unworldly, untouched by temptation, so that he approaches the Holy Grail as an "innocent fool" filled with questions of its secret, can discover the path. Wagner's Parsifal is born out of his mystical feeling for the Holy Grail. At one time he meant to incorporate the idea into his work Die Wibelungen, an historical account of the Middle Ages. He wanted to elevate the concept of Emperor by letting Barbarossa journey to the East in search of the original spirit of Christianity, thus combining the Parsifal legend with history of the Middle Ages. This idea led to his wonderful artistic interpretation of the Good Friday tradition, so that it can truly be said that Wagner has succeeded in bringing religion into art, in making art religious. In his artistic new creation of the Good Friday tradition, Wagner had the ingenious idea of combining the subject of faith with that of the Holy Grail. On the one hand stands the belief that mankind will be redeemed, and on the other, that through perfecting its nature humanity itself strives towards redemption; the belief that the Spirit permeating mankind—a drop of which lives in each individual as his higher self—in Christ Jesus foreshadowed humanity's redemption. All this arose as an inner picture in Wagner's mind already on that Good Friday in 1857 when he recognized the connection between the legend of Parsifal and Redemption through Christ Jesus. We can begin to sense the presence of the Christ within mankind's spiritual environment when, with sensitivity and understanding, we absorb the story of the Holy Graul. And it can deepen to concrete inner spiritual experience when we sense the transition from the midnight of Maundy Thursday—events of Maundy Thursday—to those of Good Friday, which symbolize the victory of nature's resurrection. Wagner's Parsifal was inspired by the festival of Easter. He wanted new life to pour into the Christian festivals, which originally were established out of a deep understanding of nature. This can be seen especially in the case of the Easter festival, which was established when it was still known that the constellation of sun and moon affected human beings. Today people want Easter celebrated an an arbitrarily chosen date, which shows that the festival is no longer experienced as it was when there was still a feeling for the working of nature. When the spirit was regarded as a reality it was sensed in all things. If we could still sense what was bequeathed to us through traditions in regard to the festivals, then we would also have a feeling for how to celebrate Good Friday. Richard Wagner did have that feeling, just as he also perceived that the words of the Redeemer: “I am with you to the end of the world,” called human beings to follow the trail that led to the lofty ideal of the Holy Grail. Then people who lived the Truth would become redeemers. Mankind is redeemed by the Redeemer. But Wagner adds the question: "When is the Redeemer redeemed?" He is redeemed when He abides in every human heart. As He has descended into the human heart, the human heart must ascend. Something of this was also felt by Wagner, for from the motif of faith he lets sound forth what is the mystical feeling of mankind in these beautiful words from Parsifal:
These words truly show Wagner's deep commitment to the highest ideal a person can set himself: to approach that Spiritual Power that came down to us and lives in our world. When we are worthy, we bring what resounds at the dose of Richard Wagner's Parsifal: Redemption for the Redeemer.
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68a. The Bible and Wisdom
05 Dec 1908, Hanover Tr. Unknown Rudolf Steiner |
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The plant has no self-consciousness; it has no Ego, hence it is not yet burdened with desires, passions or instincts. Its green beauty is there, chaste and pure. Look at the circulation of the chlorophyl fluid in the plant and then in man at the pulsation of the blood. |
68a. The Bible and Wisdom
05 Dec 1908, Hanover Tr. Unknown Rudolf Steiner |
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It cannot he doubted that the influence of the Bible on Western Culture has been greater than that of any other document. It may truly be said that as a result of the influence of the Bible, the human soul has for thousands of years maintained a hold on the most inward being of man,—a hold which has extended to the life of feeling and also to the life of will. The influence in these two spheres of man's being has been stronger than in his thinking and conceptional life, although it may be said that all spiritual life, be it in the region of religion or of exact science, bears traces of the influence of the Bible. And it is evident to those who look more deeply into things, that the very arguments of men who to-day feel bound to attack the Bible—taking up in some cases the radical standpoint of downright denial—themselves show traces of its influence. There has never been any general recognition, and to-day there is practically none, of the extent of the influence of this document; but it exists nevertheless in actual fact to those who have an unbiased outlook. The attitude adopted towards the Bible by modern thought, feeling and perception, has for some time past changed very considerably from what it used formerly to be. The value of the Bible, the attitude adopted towards it by men who to-day take it seriously has altered essentially in the course of the 19th Century. We must not of course undervalue in any sense the standpoint of many modern thinking men who feel themselves bound to take a firm stand on the ground of Science. There are others who hold fast to the Bible, who derive all their deepest convictions from this most significant record, and who prefer to pay no attention when the value of the Bible is under discussion. The attitude of such people is: ‘Others may think as they like; we find in the teachings of the Bible all that our souls need and we are quite satisfied.’ Such a point of view, however justifiable it may be in individual cases, is, in a certain sense entirely egoistical and by no means without danger for spiritual evolution. That which in a given epoch has become an universal blessing to men—or, let us say, an universal belief and conviction, has always originated with the few; and it may well be that an ever increasing stream of conviction may flow out to become universal in no very distant future from the few who to-day feel themselves compelled to attack the Bible because of their desire to build up their world-conception conformably with their Science. For this reason to ignore such spiritual and mental currents and to refuse to listen because one is oneself satisfied is not without an element of danger. Anyone who really takes the evolution of mankind seriously ought rather to regard it as a duty to take notice of the objections brought by sincere seekers for Truth, and to see what relation these objections have to the Bible. I have said that the attitude adopted by men, and especially by leaders of intellectual and spiritual life has changed. To-day we shall do no more than point to this change. Were we to look back into the past we should find civilisations where men, especially when they stood at the summit of their spiritual life, doubted not at all that the very highest wisdom flowed from the Bible; and that those with whom it originated were not just average men who were responsible for human errors in it, but were under lofty inspiration and infused it with wisdom. This was a feeling of reverent recognition among those who stood on the heights of spiritual life. In modern times this has changed. In the 18th Century there was a French investigator who came to the conclusion that certain contradictions exist in the Old Testament. He noticed that the two Creation stories at the very beginning of the Bible contradict one another, that one story describes the work of the six or seven days including the creation of man, and that then there is a further account with a different beginning, which ascribes quite a different origin to man. This investigator was specially disconcerted by the fact that at the beginning of the Bible two names of the God-head occur, the name of the ‘Elohim’ in the narrative of the six days' creation, and then later the name of Jehova. There is an echo of this in the German Bible. In the German Bible the name of the God-head is translated ‘Lord,’ ‘God,’ and then Jehova is translated by ‘God the Lord’ or in some such way; at all events the difference is apparent. Upon noticing this the investigator suspected that something had given rise to the untenable statement that the Bible was written by a single individual, whether Moses or someone else, and that different accounts must have been welded together. And after much deliberation he came to the conclusion that all the existing accounts corresponding to the different traditions were simply welded together; one account being amalgamated with another and all the contradictions allowed to stand. After, and as a result of this, there appeared the kind of investigation which might well be called a mutilation of the Bible. To-day there are Bibles in which the various points of detail are traced back to different traditions. In the so-called Rainbow Bible it is stated for instance, how some portion or other that has come to be inserted into the collective statement has its origin in quite a different legendary tradition—hence it is said that the Bible must have been welded together from shreds of tradition. It became more and more general for investigators to proceed along this line in regard to the Old Testament, and then the same thing happened in the case of the New Testament. How could the fact be hidden that when the four Gospels are submitted to literal comparison they do not agree with each other? It is easy to discover contradictions in the Matthew, Luke and John Gospels. And so the investigators said: How can the single Evangelists have written their respective Gospels under lofty inspiration, when the accounts do not agree? The Gospel of St. John—that most profound writing of Christendom—was divested of all worth as an historical document in the minds of some investigators of the 19th Century. Men came more and more to be convinced of the fact that it was nothing but a kind of hymn, written down by someone on the basis of his faith and not an historical tradition at all. They said that what he had written down could in no way lay claim to being a true description of what had actually taken place in Palestine at the beginning of our era. And so the New Testament was torn into shreds. The Old and New Testaments were treated just like any other historical document; it was said that bias and error had crept into them, and that before all things it was necessary to show by purely historical investigation, how the fragments had been gradually pieced together. This is the standpoint which more and more came to be adopted by historical, theological investigation. On the other side let us turn to those who felt compelled to stand firmly on the ground of the facts of Natural Science,—who said, quite sincerely and honestly as a result of their knowledge: ‘What we are taught by Geology, Biology and the different branches of Natural Science, flatly contradicts what the Bible relates. The Bible story of the development of the earth and living beings through the six days of creation, is of the nature of a legend or a myth of primitive peoples, whereby they tried, in their childlike fashion to make the origin of the earth intelligible to themselves.’ And such men alienated themselves from the New Testament in the same degree as from the Old Testament. Men who feel compelled to hold fast to the facts of Natural Science will have nothing to do with all the wonderful acts performed by the Christ, with the way in which this unique Personality arises at the critical point of our history, and they radically oppose the very principle on which the Bible is based. Thus we see on the one hand the Bible torn to pieces by historical-theological investigation, and on the other hand put aside, discredited by scientific research. That may serve briefly to characterise the outlook of to-day; but if nobody troubled about this, and simply persisted in the attitude: ‘I believe what is in the Bible’—that would be Egoism. Such men would only be thinking of themselves and it would not occur to them that future generations might hold as an universal conviction that which to-day is only the conviction of a few. We may now ask: is there perhaps yet a further standpoint other than the two we have indicated? Indeed there is, and it is just this that we want to consider to-day. It is the standpoint of Spiritual Science, or Anthroposophy. We can in the first instance understand this best by means of comparison. The Anthroposophical standpoint with regard to the Bible offers to our modern age something similar to that which was accomplished three or four centuries ago by the mighty achievements of scientific research; Anthroposophy seeks to form a connecting link with what was achieved by such men as Kepler, Copernicus, Galileo. To-day we build upon the foundations of what was achieved by such personalities as these. When we look back to the relation which in former days existed between men and nature, we find that in the old Schools or Academics, certain books carried just as much weight as the Bible does with many people to-day. Aristotle, the ancient Greek scholar, whose achievements were by no means confined to the sphere of Natural Science, was looked upon by the widest circles both in the early and later Middle Ages as a far-reaching Authority. Wherever men were taught about nature the books of Aristotle were taken as the basis. His writings were fundamental and authoritative not only in spheres where men pursued the study of Nature in a more limited, philosophical sense, but also in spheres of definitely scientific thought. It was not customary in those days to look out at Nature with one's own eyes, and it was not a question of instruments, apparatus and other things of that kind. In the time of Galileo a highly symptomatic incident occurred, and it has been handed down as a kind of anecdote. It was pointed out by a colleague to a man who was a convinced follower of Aristotle, that many of the master's utterances were not correct; for instance that the nerves proceeded from the heart, this being contrary to the real facts. A corpse was placed in front of the man and it was demonstrated to him that this utterance of Aristotle did not agree with the facts. He said: ‘Yes, when I look at that myself it seems a contradiction, but even if Nature does show it to me I still believe Aristotle.’ And there were many such men,—men who had more faith in the teachings and the authority of Aristotle than in their own eyes. To-day men's point of view about Nature and also about Aristotle has changed. In our time it would be considered ridiculous to derive from ancient books the knowledge of nature which men ought to possess. To-day the scientist confronts nature with his instruments and tries to explore her secrets in order that they may become a common good for all men. But circumstances were such that in the time of Galileo, those who were imbued with the teachings of Aristotle to the same degree as this above mentioned follower, did not understand the Greek Master in the very least, Aristotle meant something different, something very much more spiritual, than what we understand to-day by the nerves. And because of this we cannot do real justice to Aristotle—whose vision was in accordance with the age in which he lived—until we look into nature with free and impartial eyes. That was the great change that took place three or four centuries ago—and we are experiencing such another now in reference to the Spiritual Science and those spiritual facts and processes which are the spiritual foundations of existence. For centuries the Bible was taken by a very large number of men to be the only book able to give information about all that transcended the tangible, physical world. The Bible was the Authority so far as the spiritual world was concerned, just as Aristotle in the Middle Ages was the authority for the physical world. How has it come about that to-day we are in a position to do greater justice to Aristotle? It is because we face the physical world from a position of greater independence. And what Anthroposophy has to give to man of modern times, is the possibility of acquiring direct cognition of the invisible world, just as centuries ago the new age began to acquire direct knowledge of the visible world. Spiritual Science states that it is possible for man to look into and perceive the spiritual world; that he need not be dependent upon tradition, but can see for himself. This is what true Spiritual Science has to achieve for modern humanity—it has to convince man that slumbering powers and faculties exist within him; that there are certain great moments in life when these spiritual faculties awaken just as when a blind man is operated upon and is able to see colour and light. To use Goethe's phrase: the spiritual ears and eyes awaken, and then the soul of man can perceive in its environment what is otherwise concealed. The awakening of the faculties slumbering in the soul is possible; it is possible for man to acquire an instrument whereby he call look into spiritual causes, just as with his physical instruments he looks into the physical world. We have all kinds of instruments for the perception of the physical world—and for perception of the spiritual world there is also an instrument—namely, man himself, transformed. From the standpoint of spiritual science the most important thing of all is that the word ‘Evolution’ should be taken in all seriousness,—‘Evolution,’ which is a kind of magic word on many lips. It is not difficult to-day to perceive how the imperfect continually develops and evolves, and this evolution is carefully followed up in external Natural Science. To this conception Anthroposophy would not set up the slightest opposition where it remains in the region of scientific facts. But Anthroposophy takes the word ‘Evolution’ in its full meaning,—and so seriously that it points to those faculties which lie in the soul of man by means of which he can become aware of the Spiritual world. Spiritual beings are the foundation and basis of the physical world, and man only needs organs to be able to perceive them. I must here again lay stress upon the fact that today only a few men are in a position to transform their souls in this way. It requires a highly developed soul whose spiritual eyes are open before investigation of the spiritual world can be undertaken and information as to the events and beings there obtained. But if facts about the higher worlds are made manifest, then all that is necessary for the understanding of what is told by the spiritual investigator is healthy discernment, free from all bias pertaining to the intellect or to human logic. There is no justification for criticising the use of spiritual investigation, because we cannot see for ourselves. How many men are able to form a clear conception of Ernst Haeckel's researches and follow them up? It is exactly the same in regard to research in the region of senselife, where what is illuminated by the understanding passes over into the consciousness, as it is in regard to what the spiritual investigator has to say about the information he has gained in the super-sensible world. That which is known as the super-sensible world through direct perception and human powers of cognition must pass over into the universal consciousness of mankind as a result of the Anthroposophical conception of the world. On the one hand then, we have the ancient Bible bringing before us in its own way the secrets of the super-sensible worlds and their connection with the sensible worlds, and on the other we have, in Spiritual Science, the direct experiences of the investigator in regard to the super-sensible world. This is surely a point of view similar to that which one finds at the dawn of modern Natural Science. The question now arises: ‘What has Spiritual Science to say that is able to help us to understand the biblical truths?’ We must here enter into details. We must above all point out that when as a result of the methods laid down by Spiritual Science, man awakens his soul faculties, he sees into the spiritual world and develops what in comparison to objective cognition is an Imaginative Knowledge. What is this Imaginative Knowledge? It has nothing in common with those vague fantasies readily associated with the word ‘Imagination’ nor has it anything whatever to do with somnambulism and things of that nature, but fundamental to it is a strict discipline by means of which a man has to awaken these faculties. Let us proceed from external knowledge in order to make more intelligible what is really meant by ‘Imaginative Knowledge.’ What is characteristic of external objective cognition? There is for example, the perception of a ‘table’; when the table is no longer before us there remains an idea, a concept of it, as a kind of echo. First there is the object, and then the image. Certain systems of philosophy affirm that everything is only image, conception. This is incorrect. Let us take, for example, the conception of red hot steel or iron. The conception will not burn, but when we are faced by the reality the experience is different. The characteristic of objective cognition is that first the object is there and then the image is formed within us. Exactly the opposite process must take place in a man who wishes to penetrate into the higher world. He must first be able to transform his conceptual world in such a way that the conception may precede the perception. This faculty is developed by Meditation and Concentration, that is to say by sinking the soul into the content of certain conceptions which do not correspond to any external reality. Just consider for a moment how much of what lives in the soul is dependent upon the fact of your having been born in a particular town on a particular day. Suppose that you had not been born on that day, and try to imagine what other experiences would then live within your soul, and stream through it from morning to evening. In other words, make it clear to yourself how much of the content of the soul is dependent on your environment, and then let all that has stimulated you from outside, pass away. Then try to think how much would still remain in the soul. All conceptions of the external world which flow into the soul must, day by day, be expelled from it and in their place there must live for a time the content of a conception that has not in any way been stimulated from without and that does not portray any external fact or event. Spiritual Science—if our search is sincere—gives many such conceptions and I will mention one as an example. I want to show you how the soul may gradually be led up into the higher worlds through certain definite conceptions. Such conceptions may be considered to be like letters of the alphabet. But in Spiritual Science there are not only twenty-two to twenty-seven letters, but many hundreds, by means of which the soul learns to read in the spiritual world. Here is a simple example: suppose we take the well known Rose Cross and in its simplest form, the black cross adorned with seven red roses. Very definite effects are produced if for a quarter of an hour each day the soul gives itself wholly up to the conception of this Rose Cross, excluding everything that acts as an external stimulus. In order to be able to understand what comes to pass in the soul as a result of this, let us consider intellectually the meaning of the Rose Cross. This is not the most important element, but we shall do it to show that it is possible to explain the meaning. I shall give it in the form of an instruction given by teacher to pupil. The teacher says to the pupil:—‘Look at the plant standing with its root in the ground and growing upwards to the blossom. Compare the greater perfection of man standing before you, organised as he is, with the lesser perfection of the plant. Man has self-consciousness, has within him what we call an Ego, an ‘ I ’. But because he has this higher principle within him he has had to accept in addition all that constitutes his lower nature, the passion of sense. The plant has no self-consciousness; it has no Ego, hence it is not yet burdened with desires, passions or instincts. Its green beauty is there, chaste and pure. Look at the circulation of the chlorophyl fluid in the plant and then in man at the pulsation of the blood. That which, in man constitutes his life of passions and instincts, comes to expression, in the plant, as the blossom. In exchange for this man has won his self-consciousness. Now consider not only present day man, but look in a spiritual sense at a man of the far distant future. He will develop, he will over come, cleanse and purify his desires and passions and will obtain a higher self-consciousness. Thus, spiritually, you can see a man who has once more attained to the purity of the plant-nature. But it is because he has reached a higher stage that his self-consciousness exists in this state of purity. His blood is as pure and chaste as the plant fluids. Take the red roses to be a prototype of what the blood will be at some future time, and in this way you have before you the prototype of higher man. In the Rose Cross you have a most beautiful paraphrase of Goethe's saying:—“The man who is without this dying and becoming is a sad stranger on this dark earth”! Dying and becoming,—what does this mean? It means that in man there exists the possibility of growing out of and beyond himself. That which dies and is overcome is represented by the black cross which is the expression of his desires of senses. The blossoms in their purity are symbolical of the blood. The red roses and the black cross together represent the inner call to grow beyond oneself.’ As I said, this intellectual explanation is not the most important element and it is only given in order that we may be able better to understand these things. In a Meditation of this kind the point is that we shall sink ourselves into the symbol, that it shall stand as a picture before us. And if it is said that a Rose Cross corresponds to nothing real, our answer must be that the whole significance lies not in the experience of something pertaining to the external world through the Rose Cross, but that the effect of this Rose Cross upon the soul and its slumbering faculties is very real. No image pertaining to the external world could have the same effect as this image in all its varied aspects and in its non-reality. If the soul allows this image to work upon it, it makes greater and greater progress, and is finally able to live in a world of conceptions that is at first really illusory; but when it has lived sufficiently long in this conceptual world with patience and energy, it has a significantly true experience. Spiritual realities, spiritual beings which otherwise are invisible emerge from the spiritual environment. And then the soul is able quite clearly to distinguish what is merely conception, illusion, from true and genuine reality. Of course one must not be a visionary, for that is very dangerous; it is absolutely necessary to maintain reason and a sure foundation for one's experience. If a man dreams in a kind of phantasy, then it is not well with him, when the spiritual world breaks in upon his consciousness. But if he maintains a sense of absolute certainty in his perception of reality, then he knows how the spiritual events will be made manifest, and he ascends into the spiritual world. You will perhaps have surmised from what I have said, that cognition of the spiritual world is quite different from that of the sense world. The spiritual world cannot be brought into the range of direct perception by means of conceptions having but one meaning, and anyone who thinks it possible to describe what he finds in the spiritual world in the same way as he would describe what he finds in the sense world—simply has no knowledge of the nature of the spiritual world. The spiritual world can only be represented in pictures, and in imagery, which must be regarded merely as such. When the spiritual investigator looks into the spiritual world he sees the spiritual causes behind the physical phenomena, and he sees not only what underlies the present but what underlay the past. One thing above all else is manifest to him; namely, that man as he stands before us to-day as a physical being, was not always a physical being. External Natural Science can only lead us back by way of physical phenomena to what man as a physical being once was, and the spiritual investigator has no objection to that. But what surrounds us physically, has a spiritual origin. Man existed as a spiritual being before he became physical. When the earth was not yet physical, man existed in the bosom of divine beings. As ice condenses from water, so did physical man condense from spiritual man. Spiritual Science shows that the physical is in perpetual contact with the spiritual. But what underlies the physical can only be expressed in pictures, if one wants to approximate to physical ideas. What happens when a man has re-attained the spiritual stage of evolution,—what comes before him? In a certain sense the spiritual investigator re-discovers the Bible imagery, as given in the six or seven days of Creation. The pictures as given there actually appear before him. These pictures are not, of course, a description of physical occurrences, but the investigator who looks into the spiritual world, sees in clairvoyant consciousness, in how wonderful a way the writer of Genesis has portrayed in these pictures the formation of man from out of the Spirit. And it is marvelous how, point by point, agreement is established between what is so perceived by the spiritual investigator and the Bible imagery. The spiritual investigator can follow in just as unbiased a way as the Natural Scientist approaches the physical world. He does not derive his wisdom directly from the Bible, but he finds emphatic agreement with Bible imagery. I will only mention one such point of agreement. When we go back to ancient times, it is seen that behind the evolution of man stand certain spiritual beings who are different from the beings who are there from a definite and later point of time onwards. Many of you will know that man as he is to-day is a fourfold being, consisting of physical body, etheric body, astral body (the vehicle of joy, passions and so forth), and the Ego, the bearer of human self-consciousness. The three lower members, physical body, etheric body and astral body, were in existence long before the Ego, which was incorporated into man last of all. Spiritual beings who are designated in the Bible as the Elohim worked on these three earlier principles. And when the Ego began to be incorporated into this three-fold nature, another being from the spiritual world co-operated in the work of the Elohim. If we penetrate more deeply into the Bible we shall find that this Spiritual Being is given the name of Jehova, and rightly so. And in accordance with the inner principles of evolution itself we see that at a certain point in the narrative a new name is introduced in place of the old name of the God-head. We see too, the circumstances surrounding the origin of man which is described in a two-fold way in the Bible. For in point of fact man as a threefold being was dissolved into the universe: as a three-fold being he came into existence afresh, and then from out of the transformed three-fold man, the Ego developed. So that the cleft that would seem to lie between the first and second chapter of Genesis, and that has been the subject of so many false interpretations, is explained by spiritual investigation. It is only a question of rightly understanding the Bible and that is not very easy to-day. Spiritual Science shows that in the beginning higher Spiritual Beings were present; the descendants of these Beings are men, man has emerged from the bosom of Divine Spiritual Beings. We may speak of man as the descendant of the Gods in the same sense as we speak of the child being the descendant of his parents. From the standpoint of Spiritual Science we must look upon the human being standing before us as an Earth-man, the descendant of divine-spiritual beings. Does the Bible tell us anything about this? Indeed it does, but we first must learn how to read it. The fourth sentence of the Second Chapter of Genesis runs: ‘These are the generations of the heavens’ ... and so on. This sentence is misleading, for it does not give what is really to be found at this place in the Bible. The text ought really to stand as follows: ‘What follow here and will now be described are the descendants of the Heavens and the Earth as they were brought forth by the divine power.’ And by the words ‘the Heavens and the Earth,’ divine spiritual beings are meant, divine spiritual beings whose descendant is man. The Bible describes exactly what the spiritual investigator rediscovers independently. Many of those who fight against the Bible to-day are directing their attacks against something of which they have no real knowledge. They are tilting against straws. The Anthroposophical view is exactly expressed in this fourth sentence. We might show verse by verse through the Old and New Testaments how man, when he ascends into the spiritual world through his own faculties, rediscovers the results of his investigation in the Bible. It would lead us too far now if we tried to describe the New Testament in a similar way. In my book Christianity as Mystical Fact the Lazarus miracle among others is given in its real form. The manner of treating such subjects to-day makes it impossible for us to get at their real meaning, for modern commentators of the Bible are naturally only able to find what accords with their own personal knowledge. Their knowledge does not transcend sense-cognition, hence the many contradictory interpretations and expositions of the individual Biblical ‘Authorities.’ The only qualified expositor of the Bible is a man who, independently of the Bible, is able to reach the same truths as are there contained. Let us take for sake of example an old book—Euclid's Geometry. Anyone who understands something of Geometry to-day will understand this book. But one would of course only place reliance on someone who had really studied Geometry to-day. When such a man comes to Euclid he will recognise his teachings to be true. In the same sense a man who approaches the Bible with philological knowledge only can never be a real ‘Authority.’ Only a man who is able to create the wisdom from out of his own being can be a real Authority on the Bible. It may be said then, that the Bible is intelligible to a man who can penetrate into the spiritual world, who can receive its influences into himself. The Bible induces in such a man an absolute certainty that it is written by Initiates and inspired souls; a man who can to-day penetrate into the spiritual world, understands the great Scribes of the Bible. He knows them to have been true Initiates, ‘awakened souls’ who have written down their experiences from the levels of the spiritual worlds; if he knows this, he also knows what is hidden within their words. I would like here to mention an experience of my own in reference to another matter. When I was engaged on special work in the Goethe Archives in Weimar, I tried to prove something quite externally. You all know Goethe's beautiful prose Hymn to Nature ‘Oh Nature we are encircled and embraced by thee,’ and so on. This hymn depicts in beautiful words that everything given to us by Nature is given in Love, that Love is the crown of Nature. This composition was lost sight of for a time by Goethe himself, and when he was an old man and what remained of his literary work was given over to the Duchess Amelia, it was found. Goethe was questioned about it, and said ‘Yes, I recognise the idea that came to me then.’ The composition was accepted as having been written by Goethe until certain hair-splitters refused to admit that he was the author and attributed it to someone else. My purpose was to investigate the truth about this composition. It had come to my knowledge that at an early period of his life Goethe had with him a young man called Tobler, who had an exceedingly good memory. During their walks together Goethe had elaborated his idea, Tobler had thoroughly assimilated it, and because of his marvelous memory had been able afterwards to write it down very nearly word for word. I tried to show that a great deal of what is to be found in Goethe's conceptions later on is intelligible in the light of this composition. The point is that someone other than Goethe had penned it on paper, but the idea itself in its phrasing and articulation was Goethe's—and that is what I tried to make clear. Later on, when my work was published, a celebrated Goethean scholar came to me and said: ‘We owe you a debt of gratitude for throwing light upon the subject, for now we know that this composition is by Tobler.’ You may well imagine how amused I was! This is how things present themselves to the minds of people who are at pains to prove that in the course of time some particular portion of the Bible was written by one man or another. Some people consider the most important thing to be who finally did the writing, and not which Spirit was the origin and source. But with us the essential thing is to understand how the Bible was able to come into being from the Spirits of those who looked into the Spiritual World and experienced it. And now let us examine whether there is in the Bible itself, anything that explains this way of looking at things. The Old Testament lends itself to a great deal of controversy, for the events there have grown dim. But it will be clear to anyone who does not want to wrangle, that the Old Testament faithfully describes the significant process of the penetration of the Ego into the entire nature and being of man. Anyone who from the point of view of Spiritual Science, reads of the call to Moses at the Burning Bush will understand that in reality Moses was then raised into the Spiritual world. When God appeared to Moses in the Burning Bush, Moses asked: ‘Who shall I say to the people hath sent me?’ God said: ‘Tell them that One Who can say “I am” hath sent thee.’ And if we follow up the whole process of the incorporation of the Ego, step by step, then the Bible illuminates what is found in Spiritual Science independently. But something else is evident as well, namely, that from a Christian point of view the Bible should not be considered from the same point of view as other historical documents. If we consider the figure of Paul we can learn a great deal that can lead us to this realisation. When we study the earliest form in which Christianity was promulgated, from which all its later forms are derived, we shall find that none of the Gospel narratives are given by Paul at all, but that he speaks of something quite different. What gave the impulse to Paul? How did this unique Apostle acquire his understanding of the Christ? Simply and solely as a consequence of the event of Damascus, that is, not as a result of physical but of super-sensible truths. Now what is at the basis of the teaching of Paul? It is the knowledge that the Christ—although he was crucified—lives; the event of Damascus reveals Christ as a Living Being who can appear to men who ascend to him;—it reveals, moreover that there is in very truth a spiritual world. And Paul makes a parallel between Christ's appearance to him and His appearance to others. He says: ‘First He appeared to Cephas, then to the Twelve, then to five hundred Brethren at once, to James and then all the Apostles, and last of all to me also as to one born out of due time.’ This reference by Paul to ‘one born out of due time’ is strange. But this very expression is evidence to experienced Initiates that Paul speaks with perfect knowledge of Spiritual Science. He says that he is ‘born out of due time.’ and from this we realise that his illumination is to be traced back to a certain fact. I will just hint at the meaning. He means to explain in these words that because he has been born out of due time he is less entangled in material existence. He traces back his illumination to his knowledge: the Christ lives and is here. He shows that he bases his Christianity upon this super-sensible truth and that it is conviction acquired as the result of direct perception. The earliest form of Christianity as it spread abroad is based upon super-sensible facts. We could show that what is contained in the John Gospel is based upon super-sensible impressions which the writer of that Gospel gives as his own experience, and realising that originally it was possible for Christianity to win belief on the basis of super-sensible experiences of men who were able to look into the spiritual worlds, we can no longer imagine that it is right to apply to the Bible the same standard as we apply to other external documents. Anyone who examines the Gospels with the same methods as he employs in the case of other documents, is confronted by something whose inner contents he can never fathom. But a man who penetrates into the experiences of the writers of the Gospels will be led into the spiritual world and to those personalities who have built up their knowledge and their wisdom from out of the spiritual world and have given them to us. We should realise that those from whom the Gospels proceeded were Initiates, awakened souls, taking into consideration as well that there may be different stages of awakening. Just imagine that different people are describing a landscape from a mountain; one stands at the bottom, another in the middle and another at the summit. Each of these men will describe the landscape differently, according to his point of view. This is how the spiritual investigator looks at the four Gospels. The writers of the four Gospels were Initiates of different degrees. It is understandable that there may be external contradictions, just as there would be in the description of a landscape from a mountain. The deepest of all is the Gospel of John. The writer of the John Gospel was the most deeply initiated into the mysteries of what took place in Palestine at the beginning of our era because he wrote from the summit of the mountain. Spiritual Science is able to elucidate the Gospels fully, and to prove that the various contradictions in Genesis at the beginning of the Old Testament disappear. Direct perception, then, of the spiritual worlds brings us again to an understanding of the Bible which is a most wonderful document. A man who engages in spiritual investigation will find that there are four standpoints to be distinguished among men who approach the study of the Bible. The first is the standpoint of the naive believer, who has faith in the Bible as it stands and pays no attention to any other consideration; the second is that of ‘clever’ people who stand neither on the ground of historical research, nor of Bible analysis, nor of Natural Science. They say: ‘We cannot recognise the Bible to be an uniform document.’ And when such men realise that Natural Science contradicts the Bible they become ‘Free Thinkers,’ so-called ‘Free Spirits.’ They are in most cases honest, sincere seekers after truth. But then we come to something that transcends the standpoint of the ‘clever’ people. Many Free Thinkers have held the point of view that the Bible is only suitable for a childlike stage of human evolution, and cannot hold its own against Science. But after a time it strikes them that much of what is given in the Bible has a figurative sense; that it is a garment woven around experiences. This is the third standpoint—that of the Symbolist. Here a pure arbitrariness reigns, and the view that the Bible is to be understood symbolically. The fourth standpoint is that of Spiritual Science. Here there is no longer ambiguity, but in a certain sense literal interpretation of what is said in the Bible. We are brought back again to the Bible in order to understand it in a real sense. An important task of Spiritual Science is to restore the Bible to its real position. It will be a happy day when we hear in modern words what really is to be found in the Bible, different, indeed, from all that is said to-day. We may pass from sentence to sentence and we shall see that the Bible everywhere contains a message to Initiates from Initiates; awakened souls speak to awakened souls. Spiritual investigation does not in any way alienate us from the Bible. A man who approaches the Bible by spiritual investigation experiences the fact that details become clear to him about which he formally had doubts because he could not understand them. It becomes evident that it was his fault when he was not able to understand. Now, however, he understands what once escaped him, and he gradually works through to a point of view where he says: ‘Now I understand certain things and see their deep content: others, again appear to be incredible. But just as formerly I did not understand what is now clear to me, so later I shall discover that it has a deep import.’ And then such a man will with gratitude accept what hashes up in him, leaving to the future what he cannot yet explain. The Bible in all its depth will be revealed only in the future, when spiritual investigation, independently of any kind of tradition, penetrates into the spiritual facts, and is able to show mankind what this document really contains. Then it will no longer seem unintelligible, for we shall feel united with what streamed into spiritual culture through those who wrote it down. In our age it is possible for us, through Initiation, again to investigate the spiritual world. Looking back to the past we feel ourselves united with those who have gone before us, for we can show how step by step they communicated what they had received in the spiritual world. We can promise that the Bible will prove itself to be the most profound document of humanity, the deepest source of our civilization. Spiritual Science will be able to restore this knowledge. And, however much bigoted people may say: ‘The Bible does not need such a complicated explanation—it is the very simplicity that is right’—it will be realised some day that the Bible, even when it is not fully understood works upon every heart by virtue of its intrinsic mysteries. It will be realised too that not only is its simplicity within our grasp, but that no wisdom is really adequate for a full understanding of it. The Bible is a most profound document not only for simple folk, but also for the wisest of the wise. Wisdom, therefore, investigated spiritually and independently, will lead back to the Bible. And Spiritual Science, apart from everything else that it has to bring to humanity, will be the means of accomplishing a re-conquest of the Bible. |
62. Leonardo da Vinci
13 Feb 1913, Berlin Tr. Unknown Rudolf Steiner |
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If we so regard the soul, knowing that it enters into existence with an inner spiritual inheritance that had its origin in repeated earth lives—and admitting that the whole of evolution seems full of meaning and wisdom, we postulate that things do not happen accidentally in certain epochs, but in accordance with rule and law, as the blossom of the plant appears after the green leaf—if we accept the existence of a plan full of wisdom in the history of the evolution of man, according to which the human soul returns again and again from the spiritual regions—then only do the individual figures become comprehensible. |
62. Leonardo da Vinci
13 Feb 1913, Berlin Tr. Unknown Rudolf Steiner |
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My Dear Friends, The name of Leonardo is constantly being brought before the minds of innumerable people through the wide circulation of perhaps the best known of all pictures, the celebrated “Last Supper”. Who does not know Leonardo da Vinci's “Last Supper” and knowing it, does not admire the mighty idea expressed more particularly in this picture? There we see embodied pictorially a significant moment—one that by innumerable souls is considered the most significant of the world's events: the figure of the Christ in the center, and on either side of Him the twelve Disciples. We see these twelve Disciples with deeply expressive movements and bearing; we see the gestures and attitudes of each of the twelve figures so individualized, that we may well receive the impression that every form of the human soul and character binds expression in them. Every way in which a soul would relate itself according to its particular temperament and character, to what the picture expresses, is embodied in them. In his treatise on the subject of Leonardo da Vinci's “Last Supper”, Goethe expressed perhaps better than any writer the moment after Jesus Christ uttered the words, “One of you shall betray ME”. We see what is taking place in each of these twelve souls, so closely connected with the speaker and who look up to Him so devoutly, after the utterance of these words; we see all that wonderfully expressed by each of these souls in the numerous reproductions of this work which are disseminated through the world. There have been representations of the “Last Supper” dating from earlier times. We can trace them without going still further back, from Giotto down to Leonardo da Vinci; and we find that Leonardo introduced into his “Last Supper”, what we might call the dramatic element, for it is a wonderfully dramatic moment that confronts us in his representation. The earlier representations appear to be peaceful, expressing, as it were, only the fact of being together. Leonardo's “Last Supper” seems the first to conjure up before us with full dramatic force an expression of very significant psychic conditions. If, however, the world-famed reproductions have given us an impression of the idea of the picture which enters into our hearts and souls, and we then go to Milan, to that old Dominican church, Santa Maria Delle Grazie, and there see on the wall what can only be described as blurred, indistinct, damp daubs of color—which are all that remains of the original picture, so famous the whole world over through the reproductions—we may perhaps then be led to investigate further. The impression that comes to us then, is that for some long time back, there has not been much visible on the walls of the old Dominican church of the picture, of which those who saw it after Leonardo painted it spoke in such enthusiastic, fervent and rapturous terms. What must once have spoken to the soul from these walls as a miracle of art, not only through the idea which had just been expressed with difficulty, but what must have spoken through Leonardo's marvel of color in such a way that in these colors was expressed the inmost depths of the soul—aye, the very heartbeat of the twelve Disciples—all that must have long ceased to be visible on the wall. What has this picture not had to suffer in the course of the ages! Leonardo felt himself compelled to depart in technique from the method in which such frescoes had been painted by his predecessors; he found the sort of colors formerly used were not striking enough. He wanted to conjure on to this wall (as through magically) the finest emotions of the soul; and therefore he tried as had not been done before—he used oil colors. There then arose a multitude of obstacles. The position of the whole place was such that comparatively soon these colors must be affected. Damp came out of the very wall itself; the whole room which was used as a refectory by the Dominicans was often completely under water in the floors. Many other things intervened besides—the quartering of soldiers there in war time and so on. The picture had all this to undergo. At one time the monks of the monastery themselves did not behave with special piety towards this picture; they found that the door which led from the kitchen into the refectory of the monastery was too low, and one fine day they had the door heightened. This ruined a great part of the picture. Then at one time a coat of arms was placed right over the head of Christ. In short, the picture received the most barbarous treatment. Then there were “artistic charlatans”—as we must call them—who painted it over, so that scarcely anything of the original coloring is now to be seen. In spite of this, when one stands before the picture, an indescribable enchantment proceeds from it. All the barbarisms, the painting-over, and the soaking could not fundamentally destroy the charm which proceeds from the picture. Although it is today no more than a mere shadow stretching across the wall, yet a magic proceeds from this picture. That magic lies only partly in the painting; rather, it is the conception that works on the soul—it works powerfully. Anyone who has acquainted himself with Leonardo's other works, and tried to study the reproductions of the works ascribed to Leonardo scattered through the different galleries of Europe, which have been preserved more or less as he painted them, anyone who has acquainted himself with Leonardo's activities and has made a study of what he has written in the course of time, and of his life as it flowed on from the year 1452 to 1519, will stand before this picture in the Dominican refectory of the monastery of Santa Maria Delle Grazie at Milan with very peculiar emotions. For in reality, as much of the magic creation which Leonardo once painted on this wall has been preserved to us, we feel that just so much does there still remain for the universal consciousness of man of the mighty greatness, of the power and content of the comprehensive personality of Leonardo himself. The extent of the influence of Leonardo's work on people today, stands practically in the same relation to what this comprehensive personality put into the evolution of the world as these faded and blurred colors do, to what Leonardo once conjured up on the wall. We stand sadly before this picture in Milan, and with the same sadness we confront the whole figure of Leonardo. Goethe points out how, if we allow the lives written by earlier biographers to work upon us, we receive an impression that in Leonardo a personality appears to mankind, working everywhere with a fresh life force, contemplating life joyfully and working joyously on life, taking up everything with love, with a tremendous thirst for knowledge desiring to grasp everything fresh in soul, and fresh in body. Then perchance we turn to that portrait of his in Turin, supposed to be painted by himself, and look at this picture of Leonardo as an old man—this face with its expressive lines caused by suffering, with the embittered mouth, and the features which betray something of the opposition which Leonardo had to feel towards the world and towards all he had to experience. In a remarkable way this personality appears at the beginning of the new age. Then, if we once more turn back to the picture in Santa Maria Delle Grazie and endeavor to study this shadow on the wall of the refectory, trying to compare it with the oldest reproductions of this picture, and try, as it were, with “the eyes of the spirit” (to use Goethe's words) to call up the picture within us, the following feeling may perhaps arise: Did he who once painted this picture go forth satisfied when he put the last touch to it? Did he say to himself: “Thou hast here recorded what lived in thy soul”? It appears to me, one may quite naturally arrive at this feeling. Why? If we survey the whole of Leonardo's life, we must admit that the feeling just described is aroused. We begin by studying Leonardo from his birth. He was an illegitimate child, the son of a mediocre father—Ser Pietro of Vinci—and of a peasant woman who then entirely disappears from view, while the father marries respectably and puts his child out to nurse. We see the child growing up alone, having intercourse only with nature and his soul, and we see what an enormous amount of life force there must have been in this human being that enabled him to remain so fresh! For above all he did retain his youthful freshness. Then, as he already showed a talent for drawing, he entered the school of Verrochio. His father sent him there because he believed his talent for drawing could be made useful. Here Leonardo was employed to assist in painting the Master's pictures. An anecdote is related of this period—how Leonardo had once to paint in a figure which, when the Master saw, he resolved to paint no more, because he knew he was surpassed by his pupil. This seems to be more than a mere story, when one considers the whole being of Leonardo. We then find him in Florence, his artistic talent always increasing: but we find something else besides. If we follow up his talent for painting we are impressed with the feeling that year after year he went about making the greatest artistic plans, constantly making new ones. He had also commissions from people who recognized his great gift and wanted to own something of his. First he would form an idea of what he wanted to create and then he began to study; but in what did this study consist? He entered in an extraordinarily characteristic way into every detail that came into consideration. For instance, if he had to paint a picture with three or four figures in it, he did not only study a single model but he went about the town observing hundreds and hundreds of people. He would often follow a person for a whole day if a feature interested him, and sometimes he would invite all sorts of people of different classes to come to him and would tell them all sorts of things to amuse or frighten them, so that he might study their features in the different soul experiences. Once, when a rioter was caught and hanged, Leonardo went to the place of execution, and the drawing is still preserved in which he tried to catch the facial expression, the whole bearing of the victim; in the lower corner is the drawing of another head so as to catch the whole expression. Caricatures have been preserved, incredible figures by Leonardo, from which we can see what he was trying to do. For instance, he would take a face and make the experiment of making the chin larger and larger. To study the significance of a single part of the human form, he would enlarge a single limb, to ascertain how in the natural size this limb was dovetailed into the whole human organism. Caricatured forms—in all sorts of contortions—we find in Leonardo. Drawings of his have been preserved (many the works of his pupils, but many by himself as well) in which he has drawn the same detail over and over again—drawings which he would then use. If we consider this attentively, we get an impression that he worked in the following way: suppose he had an order for a picture and had to represent this or that. He studied the details in the way just described. His interest was then aroused in something special, and he no longer continued to study for the purpose of the picture, but to learn the peculiarities of some animal or man. If he had to paint a battle, he would go to the riding school to study detail or somewhere where horses were left to themselves, and in this way he lost sight of the original conception for which he had meant to use the study. In this way study after study accumulated, and in the end he had no interest in returning to the picture. Among the important pictures originating from his early Florentine time (although they had been painted over, and their original form is no longer recognizable) we have the “St. Hieronymus” and the “Adoration of the Magi” for which innumerable such studies exist as have just been described. Moreover, we have the feeling that this man lived in the fullness of the secrets of the universe; he sought to penetrate them, tried in an original way to reproduce the secrets of nature, but never really attained the creation of any work of which he could say it was in any way complete. We must put ourselves in the place of this soul, who was too rich to bring anything to completion, a soul in whom the secrets of the universe so worked that no matter where he began, he had to pass on from secret to secret and could never come to an end. We must try to understand the soul of Leonardo, which was too great in itself ever to be able to reveal its full greatness. Let us pursue our study of Leonardo. We see how he was given two commissions by Duke Ludovico, one of which was the “Last Supper” and the other an equestrian statue of the Duke's father. This brought him to Milan. Further investigation shows us that Leonardo worked from fifteen to sixteen years at these two works. To be sure, many other things were going on at the same time. In describing him as we have just done, we must, to understand him fully, add that the Duke had not summoned him as a painter only. The Duke sent for Leonardo because he was not only a distinguished musician, but perhaps one of the most distinguished musicians of his time. And it was due to his musical gifts that he was summoned to the Duke's court—not only on that account, however, but because he was one of the most important war engineers of his time—one of the most important hydraulic engineers and one of the most important mechanics of his time—and because he could promise the Duke to supply him with engines of war that were something quite new—engines utilizing steam power—and because he could construct suspension bridges which could easily be put up and taken down quickly. At the same time, he worked at the construction of a flying machine. To accomplish this he busied himself in observing the flight of birds, and what remains of Leonardo's writings concerning the manner in which birds fly, are among the most original existing in the world on this subject. At the same time it must always be remembered when we have Leonardo's writings in our hands today that these are only copies containing much that is inaccurate, and in this form they correspond to what we can now see of the “Last Supper”. Yet in all these things, we can clearly see what a great and comprehensive genius Leonardo was. We can now see how Leonardo not only assisted the Court of Milan on every possible occasion—arranging this or that artistic or theatrical event, but we also see him working out all sorts of military and other schemes and assisting the builders of the Cathedral with advice and help. Besides this, we know that he trained innumerable pupils who then worked at the different works in Milan; so that one can hardly imagine today how much of Leonardo's work is incorporated into the whole town of Milan and its neighborhood. In addition to all this Leonardo was engaged in making endless studies for the statue of the Duke's father, Francesco Sforza. One might say there was not a single limb of the horse that he did not study a hundred times, in a hundred different positions, and in the course of many years he completed the model of the horse. Then through an accident, when it was set up at a festival, it was destroyed—and he had to make it all over again. This second model was also destroyed when the French invaded Milan in 1499, for the soldiers used the model as a target and shot it to pieces. There is nothing left of the gigantic labors of a personality who, one may really say, tried to discover one world-secret after another, in order to construct a work in which dead matter should be a manifestation of life, as it reveals itself in the secrets of nature. We know how Leonardo worked at the “Last Supper”. He often went and sat on the scaffolding and brooded for hours in front of the wall, then he would take a brush and make a few strokes and go away again. Sometimes he only went and stared at the picture and went away again. When he was painting the Christ Figure, his hand trembled. Indeed, if we put together all that we can find concerning this subject we must say that neither outwardly nor inwardly was Leonardo happy when painting this world-renowned picture. Now there were people at that time in Milan who were displeased with the slow progress of the picture, for instance a Prior of the monastery, who could not see why an artist could not paint such a picture quickly, and complained to the Duke. He too thought the affair had lasted too long. Leonardo answered: “The picture is to represent Jesus Christ and Judas, the two greatest contrasts; one cannot paint them in one year; there are no models for them in the world, neither for Judas nor for Christ”. After he had been working at the picture for years, he said he did not know whether he could finish it after all! Then he said that if finally he found no model for Judas he could always use the Prior himself! It was thus extraordinarily difficult to bring the picture to a conclusion but within himself Leonardo did not feel happy. For this picture showed the contrast between what lived in his soul and what he was able to represent on the canvas. Here it is necessary to bring forward a hypothesis of Spiritual Science, which may be reached by anyone who studies what can by degrees be learned about this picture. The following hypothesis presented itself to me as I tried to find an answer to the above-mentioned question. If one follows up Leonardo's life in this way one says to oneself: in this man there lived an enormous amount that he could not reveal outwardly to mankind; the external means were much too feeble to express this. Was he able, as without doubt he intended in the “Last Supper”, to paint into this work a grandeur that would have satisfied him? This question arises quite naturally, when one realizes how again and again he tried to investigate secret after secret for his studies to bring something into existence, and did not succeed. After all, one is bound to ask such a question: and it almost answers itself. If Leonardo on the one hand only got as far with the equestrian statue which he had intended to make a miracle of plastic art, as making a model which was destroyed, so that he never even touched the statue itself, and if, after sixteen years of work, he finally said good-bye to this unexecuted statue—how did he leave the “Last Supper”? One has the feeling: he went away from this “Last Supper” dissatisfied! If all we can see of this picture today is a ruin of blurred, damp colors, and if for a long time past nothing more has been perceptible of what Leonardo once painted on the wall, we may perhaps maintain that what he painted there could not in the faintest degree have represented what lived in his soul. To arrive at such a conclusion it is necessary to put together all the different impressions one receives from the picture itself, but there are also a few external aids. Among the writings of Leonardo still extant, there is a wonderful treatise on painting. In it painting in its essence as an art is set forth, how it must work in relation to perspective and coloring, how it must work according to principle. Oh! This work of Leonardo's on painting, although we have only a fragment of it, is a wonderful work, the like of which has never been accomplished in the world. The highest principles of the art of painting are here represented as only the greatest genius could represent them. It is wonderful to read, for instance, how Leonardo shows that in painting a battle, the horses had to be represented with the suitable foreshortening because it brought out the impression of bestiality and yet of grandeur that should be perceptible in a battle. In short, this work is a wonderful one. It shows us all Leonardo's greatness and, we may say, all his impotence. We shall refer to this again. Above all it betrays how he always tried in the representation of his art to study the reality as it presented itself to the human eye. How light and shade and coloring are to be turned to account in painting, all this is to be found wonderfully described in this work of Leonardo. If we find in Leonardo's soul the ardent longing of his conscience never even in the smallest particular to offend against the truth—which, as we shall see further on, he prized so highly—if that feeling animated his soul, we may say that this is apparent everywhere; that is, the resolution never to offend against the truth of the impression, always so to work that the impression is justified by the inner secrets of nature. If we let his “Last Supper” work on us, we find two things of which we can say that they do not altogether agree with Leonardo's view of the principles of painting. One is the figure of Judas. From the reproductions and also to a certain extent from the shadowy painting in Milan, one gets the impression that Judas is quite covered in shadow—he is quite dark. Now when we study how the light falls from the different sides, and how with regard to the other eleven disciples the lighting conditions are represented in the most wonderful manner in accordance with reality, nothing really explains the darkness on the face of Judas. Art can give us no answer as to the wherefore of this darkness. This is fairly clear as regards the Judas figure. If we now turn to the Christ Figure, approaching it not according to Spiritual Science but according to the external view, it only produces, as it were, something like a suggestion. Just as little as the blackness, the darkness of the Judas figure seems justifiable, just as little does the “sunniness” of the Christ Figure, standing out as it does from the other figures, seem to be justified, in this sense. We can understand the lighting of all the other countenances but not that of Judas nor that of Christ Jesus. Then, as if of itself, the idea comes into one's mind: surely the painter has striven to make evident that in these two opposites, Jesus and Judas, light and darkness proceed not from outside but from within. He probably wished to make us realize that the light on the face of the Christ cannot be explained by the outer conditions of light, and yet we can believe that the Soul behind this Countenance is itself a light force, so that It can shine of Itself, in spite of the lighting conditions. In the same way the impression with respect to Judas, is, that this form itself conjures up a shadow which is not explained by the shadows around it. This is, as already said, a hypothesis of Spiritual Science, but one that has developed in me in the course of many years and we may believe that the more we considered the problem the more we would find it substantiated. According to this hypothesis one can understand how Leonardo, who strove to be true to nature in all his work and study, worked with trembling brush to present a problem that could only be justified with respect to this one figure. We can then understand that he might well be bitterly disappointed, indubitably so, because it was impossible by means of the then existing art to bring this problem to expression with complete truthfulness and probability. Because he could not yet do what he wanted, he finally despaired of the possibility of its execution and had to leave a picture behind him which still did not satisfy him, and the question as to the feelings with which Leonardo left his picture can be answered in full accord with the whole figure and spiritual greatness of Leonardo. He left it with a feeling of bitterness, realizing that in his most important work he had set himself a task, the execution of which could never be satisfactory with the means available to man. If in the centuries to come no eye will see the picture Leonardo had conjured on to the wall at Milan—that, in any case, was certainly not what lived in his soul. If we picture him thus before his most important creation, we are indeed tempted to ask: What secret really lay behind this figure? A fortnight ago we considered the personality of Raphael and tried to show what a different understanding we obtain of such a man as he, if we rest on the principles of Spiritual Science. For we know clearly that the human soul is something that repeatedly returns to many earth lives, that a soul born into a certain age does not live that one life alone, but in the whole plan and process of its evolution brings with it the predispositions acquired in earlier earth lives, and with these predispositions finds itself confronting what the spiritual environment now offers. If we so regard the soul, knowing that it enters into existence with an inner spiritual inheritance that had its origin in repeated earth lives—and admitting that the whole of evolution seems full of meaning and wisdom, we postulate that things do not happen accidentally in certain epochs, but in accordance with rule and law, as the blossom of the plant appears after the green leaf—if we accept the existence of a plan full of wisdom in the history of the evolution of man, according to which the human soul returns again and again from the spiritual regions—then only do the individual figures become comprehensible. What can be studied with regard to particular human lives is more clearly manifest if we observe those human souls which are exceptional, out of the ordinary. If we study Leonardo as we have tried to sketch him at particular moments of his life, we are led again to consider the background from which this soul stands out. This background is the time in which this soul was placed, from the year 1452 to 1519. What manner of time was this? It was the time before the rise of modern natural science and the views which result from that. It was the time before the birth of Copernicus' conception of the world, before the influence of Giordano Bruno, Kepler, and Galileo. How do we view this age in the light of Spiritual Science? We have repeatedly drawn attention to the fact that the further we go back in the course of human evolution, the greater is the difference in the whole of man's outlook and his connection with his surroundings. In the primeval ages of man's evolution we find in every soul a kind of clairvoyance, by means of which, in the transition stage between sleeping and waking, he looked into the spiritual world. This original clairvoyance was lost in the course of time; but until the Fifteenth Century, there still remained from earlier times a remnant of this clairvoyance; not clairvoyance itself—that was long before lost—but what remained was a feeling that the human soul was connected with the spiritual background of the world. What souls had once been able to see, they could still feel, and although this feeling had already become weak, still they felt that in the center of their being they were connected with the spiritual that lived and wove in the world, even as physical processes in the human body are connected with the physical events of the world. According to the laws of evolution, the old intercourse between man's soul and the spiritual world had to be lost for a time. Modern natural science could never have blossomed if the old clairvoyance had remained. The whole of this old way of looking at things had to be lost, so that the soul could turn to what the senses offered and what could be scientifically proved by the intellect belonging to the brain. The world outlook based on natural science, which has been built up from the time of Leonardo until today, was only made possible through the loss of the old spiritual perception of mankind and through man's inclining himself “objectively” to external sense perception and to what the intellect can grasp through that. Today we again stand at a new turning point, at the turning point leading to a time in which it will again be possible for man, through modern Spiritual Science, to attain to a spiritual view of things. For the development of natural science has a double significance. First, it had to give to man the treasures of natural science. In the course of the centuries since the appearance of Copernicus, Kepler and others, natural science has passed on from triumph to triumph, and been adapted in a wonderful way to practical and theoretical life. That is one result that has been gained through natural science in the centuries since the time of Leonardo. The other is something that could not come at once but has only become possible in our own times. For not only have we to thank natural science for what we have learned through the Copernican system, through the observations and discoveries of Kepler and Galileo, and the experience of modern spectro-analysis, and so on, but we have also to thank science for a certain education of the human soul. The human soul first of all began to observe the sense world; in this way natural science was built up. Through natural science new ideas and new conceptions were formed, but where it has rendered the greatest service its greatness was not acquired through sense perception, but through something quite different. This has already been referred to. In one particular sphere, in the time of Copernicus, people relied on sense perception. What was the result? People believed that the earth stood still in space and that the sun and the planets revolved around it. Then came Copernicus, who had the courage not to rely on sense perception. He had the courage to say that when one relied entirely on sense perception one did not make a single empirical discovery, but that empirical discoveries could be made if one combined in one's thinking all that had previously been observed. Then men followed in his footsteps and went further, but it is essentially a mistaken view of the state of affairs to believe that natural science reached its present height because mankind relied only on the senses. What has come to mankind through natural science has, however, impressed itself on the soul; the ideas of natural science live within us and have educated our souls. Natural science, besides the discoveries it has given us, has also been a means of education for the soul, and souls have today become mature because the ideals of natural science have really not only been thought but lived, so that souls of their own accord will be driven into Spiritual Science. Human souls had, however, first to become ripe for that, and for that centuries had to elapse since Leonardo's time. Now let us consider Leonardo. He enters his age with a soul that, in an earlier existence, belonged to those initiates who had raised themselves in the old way to the secrets of world conception. This experience could not be continued in the age into which he was born, the Fifteenth Century. For in earlier incarnations insofar as these earlier earth lives made it possible, one may have experienced the cosmic mysteries in a great and mighty way; but how they can be brought through into one's consciousness in a new life, depends on the external physical body. A fifteenth-century body could not bring to expression the inner thought, inner feeling, and inner power of execution which Leonardo had taken up into himself in earlier stages of existence. What he brought from earlier lives worked only as a force; but he was condemned to be confined in a body living in the age directly before the rise of natural science, and he felt himself limited in every direction. The time was then coming, the dawn was already there, when man would only perceive the world of sense existence with the senses, and would only think with the intellect that is connected with the instrument of the brain. Leonardo was always driven to seek for the spirit; he brought that with him from previous lives. The impulse to seek for the spirit worked in a glorious and grand way in him. Let us now consider him as ARTIST. Art had become very different in Leonardo's time from what it was in the Greek period. Let us try, for instance, to realize the creation of a plastic statue by a Greek artist. What kind of feeling do we get when we contemplate the statue of Marcus Aurelius, for example? Never would they who executed such a work have molded the form from an external model or made studies in detail as did Michaelangelo or Leonardo. The wonderful horse of Marcus Aurelius' statue was certainly never studied as Leonardo studied his for the equestrian statue of Francesco Sforza; and yet how alive are these old statues! What is the reason? It is because in Greek times human souls felt themselves to be really the creators of their bodies, they identified themselves with all the soul forces of the universe. In the age of Greek art one felt in an arm, for instance, all the forces that formed that arm. Man felt himself within the independent inner being of his own form. He did not look at the form from outside but created “consciously” from within, for he was still conscious of the formative creative force. We can still prove that externally even today. Look at the Greek statues of women; they were all experienced directly. Therefore they are all represented at the age in which expanding growth is present. We feel in these that the artist imitated nature because he was within the spirit of nature, because he felt himself connected in his soul with the spirit of nature. This feeling of being one with the spirit which weaved and lived in things had to be lost in Leonardo's time; it had to be lost for otherwise the new age could not have come. This is not a criticism of the age, but a statement of the meaning of the facts. Let us now see how Leonardo went to work when he studied the movements of the hand, or of the separate parts of an animal, or the human countenance! He shows by his methods that he had in his soul an inner knowledge, an inner realization, but this did not, however, rise into his consciousness. There was something that worked in a living way on those figures, but Leonardo could not grasp it inwardly. He felt himself separated from this “inner comprehension” and so nothing satisfied him. There he stands, in expectation of this new natural-scientific world outlook, which he cannot himself possess because it is not yet in existence. Take his writings—on every page problems spring up which mankind could only solve in the course of the three following centuries, some of them indeed have not yet been solved. Leonardo had most wonderful ideas, of which, in many cases, he could make no use at all. We find them in his works and also in his artistic creations. Thus we find in him that powerlessness, to which a soul must be subject in an age that sees the end of an old world outlook, and in which the new has not yet arisen. This new world outlook certainly led to the splitting up of man's comprehensive outlook into a study of detail; we see the beginning of specialization of individual branches of work. In Leonardo everything is still united. He is at one and the same time an all-embracing artist, musician, philosopher, and mechanician. He united all these in himself because his soul came over from olden times possessing great capacities, but now in this new age, he can just touch things from the outside but cannot penetrate them. So from the human point of view Leonardo appears as a tragic figure, but seen from a higher one, his was a figure of tremendous significance—at the dawn of a new age. We can see that for ourselves if we examine what Leonardo created further. He brought the most important things only to a certain point, when his pupils had to work on them. Even with regard to such work as his “John” or “Mona Lisa” in the Louvre in Paris, we see how the technical treatment was such that they must soon lose their brilliancy. We see in everything, how Leonardo could never do enough to satisfy himself. It is not possible without having the pictures before us to speak in detail of his paintings. If we absorb ourselves in them we can see how Leonardo as artist always touched limits beyond which he could not go; and how what lived in his soul never once reached the point of flowing up from soul experience into consciousness; how for a moment it flared up from that state of soul experience in such a way that one might rejoice aloud and then sink back in sorrow, because it did not come into full consciousness. It never once did so to Leonardo. We really follow Leonardo's fate with very sad feelings when we see how in the end he was taken to France by Francis I, and spent the last three years of his life in a dwelling place assigned to him by Francis, in spiritual contemplation of the mysteries of existence. We find him there as a lonely man, who could really no longer have anything in common with the world around him, and who must have felt an enormous contrast between what he realized as the primeval foundations of existence, which might take form in art, and the fragment of it which was all he had been able to give to the world. If we consider the matter in this light we look back to Leonardo saying: “Here is a soul in which a great deal, an infinite amount takes place”. The impression made on the observer is very distressing if he represents to himself what his soul contributed to human activities. Even at the time of Leonardo's death how insignificant was the external manifestation of this soul's contribution to human activities, in comparison with what lived within it! We are confronted with an economy of existence if we adopt the theory that human life exhausts itself in what comes into existence externally. How senseless and aimless seems the life of a soul such as Leonardo's when we see what went on within it, and what it had to suffer and endure on account of this, compared with what it might have given to the world! What a contrast there would be if we were to say that this soul was only to be regarded according to its manifestation in external life! No! We must not regard it thus! We must look at it from another standpoint and say: No matter what this soul may have given to the world or experienced, what it went through in its inmost being belongs to another world, a world that compared with our own is a super-sensible one. Such men are above all a proof that man's soul belongs to a super-sensible existence and that such souls as Leonardo's have something to do with super-sensible existence, and what they can give to the external world is only a by-product of what they have to go through altogether. We can only get the right impression if we add to the current of external human events another, a super-sensible, current and say: Something runs, as it were, parallel with the sense current, and such souls as these are embedded in the super-sensible; they must live in it to form the connecting links between the sensible and the super-sensible. The life of such souls only appears to have a meaning if we admit a super-sensible existence in which they are embedded. We see very little of Leonardo by looking at his external creations; we get the idea that this soul has still to carry out something in a super-sensible existence and we say to ourselves: Oh! We understand! In order that this soul, in the whole course of its collective existence, which runs through many earth lives, could always reveal something to mankind, it had in its Leonardo existence to pass through a life in which it was only able to bring to expression the very smallest part of what lived within it. Such souls as Leonardo are world riddles and life riddles—world riddles incarnate. What I wanted to bring out today was not to be presented in sharply defined concepts, but it should only point the way in which such souls can be approached. For Spiritual Science must indeed not present theories! Spiritual Science should, in all that it undertakes, grasp the whole of man's life of feeling and experience, and must itself become an elixir of life, so that through it we gain a new relation to the whole of life; and such spirits as Leonardo are peculiarly fitted to lead one to this new relation to the world and to life, so that through Spiritual Science we may understand the world. If we contemplate spirits such as Leonardo we can say: They enter life as enigmas, because they have to work out in their lives something greater than their age can give them. Because they bring the results of previous incarnations, souls such as Leonardo not only enter life in a humble position, but even as Leonardo entered it. Born of mediocre father and of a mother who soon disappeared from view after bearing an illegitimate child, he was brought up among middle class people. Thus we see him thrown on his own resources, and giving expression to what he had brought over from previous lives. When we consider the unfavorable conditions of his birth, we recognize that these did not hinder the manifestation of his great soul capacities. We see Leonardo's soul so sane, so comprehensive, that we can echo what Goethe says out of his own soul: “Symmetrically and beautifully formed, there he stood, as a pattern for humanity, even as the power of comprehension and clarity of the eyes really belongs to the mind, so clarity and perfection were possessed by this artist in the highest degree”. If we apply these words to Leonardo—to whom they are applicable—we must apply them to the youthful Leonardo, who appears before us fresh in body and mind, accomplished, full of the joy of creation, joy in the world, and longing for the world; a perfect man, a pattern man, born to be a conqueror, and full of humor, as he shows on various occasions in life. Then we turn our gaze to the drawing which is considered to be, and justly so, his own portrait drawn by himself—the drawing of an old man—in whose face many experiences, many hard and painful experiences, have ploughed deep furrows, the expression of the mouth indicating the whole disharmony in which we see the lonely man at the end. Far from his fatherland, under the protection of the King of France, still struggling with the world and life, but lonely, forsaken, misunderstood, although still loved by the friends who had not neglected to accompany him. In Leonardo's case we see especially the greatness of spirit which endures much suffering, as it accommodates itself to the body, first having fashioned it perfectly and then leaving it embittered. When we look into this countenance we feel the genius of humanity itself looking out at us. Yes, we begin to understand this age, the time of sunset in which Leonardo lived—the time which heralded a new dawn, in which Copernicus, Kepler, Giordano Bruno, Galileo lived—and we see all the limitations and restrictions which Leonardo's great spirit had to undergo. We understand the age and we understand the great artist who transcends all human means and yet can, after all, only work with human means. After we have studied the subject attentively from the point of view of Spiritual Science, we must bring the whole of our human intellect to bear on it, and gazing into Leonardo's face we shall see the entire spirit of that age looking out at us. Yes, from these embittered features there looks a human spirit, at first inclining downwards. We must know it thus, to understand the full greatness of the force which had to be there to admit of the rise of a Copernicus, a Kepler, a Giordano Bruno. In truth, we only obtain a proper reverence for the whole course and evolution of the human spirit, if we know how the tragedy of Giordano Bruno's death at the stake is even greater than studied in the light of Leonardo's soul—conscious of its own weakness before the passing, the downfalling of its age. Leonardo's greatness only becomes evident to us when we get an inkling of what he could NOT accomplish. That is connected with a matter with which we will sum up today's considerations. It is connected with the fact that the human soul can be satisfied—aye, even made happy—at the sight of imperfection (although more satisfied, it is true, by great than by little imperfection); at the sight of that creative activity, which, due to its greatness, fails of execution; for in these dying forces we guess at and finally see the forces being prepared for the future, and from the sunset there arises for us the promise and the hope of the dawn. The relation of our souls to human evolution must always be such that we say to ourselves: All progress takes this course: wherever what has been created falls into ruin, we know that out of that ruin new life will always blossom forth. |