181. Earthly Death and Cosmic Life: Confidence in Life and Rejuvenation of the Soul: A Bridge to the Dead
26 Mar 1918, Berlin Tr. Harry Collison Rudolf Steiner |
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There is an abundance of literature by those who hold Kant as a great philosopher. That is due to the fact that they understand no other philosophers, and have to exercise much thought-force to understand Kant. |
they can understand none of the others. It is only because Kant is so difficult to understand that he is regarded by them as a great philosopher. With this is connected the fact that man is afraid to regard the world as complicated, as requiring the power of thought for its comprehension. |
181. Earthly Death and Cosmic Life: Confidence in Life and Rejuvenation of the Soul: A Bridge to the Dead
26 Mar 1918, Berlin Tr. Harry Collison Rudolf Steiner |
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To study the matter further we must refer to what has already been brought forward. When the subject under discussion is the relation of souls in human bodies to discarnate souls between death and rebirth, the chief thing is to direct the spiritual vision to the ‘psychic atmosphere’ in which they must meet in order to establish a relationship between them. We found that there must be a certain disposition of soul on the part of the living which, as it were, forms a bridge to the knowledge of the so-called dead. This disposition of soul always betokens the existence of a certain psychic element, and it may be said that when this element exists, when its presence shows the suitable feeling of the living, it is possible for these relations thus to come to pass. We had to show that this possibility of a blending in the psychic atmosphere is created by the living through two directions of feeling; the first of which may be called the feeling of universal gratitude to all life's experiences. The general relationship of the human soul to its environment falls into an unconscious part and a conscious part. Everyone knows the conscious part; it consists in man's following what meets him in life with sympathy and antipathy and with his general perception. The subconscious part consists in developing, below the threshold of consciousness, a better and more sublime feeling than any we can develop in ordinary consciousness. This feeling can only be described as the knowledge always in the hidden subconscious part of the soul that we must be thankful for every experience of life, even the smallest. Our difficult experiences may for the moment cause us pain, but to a wider view of existence, even painful experiences so present themselves that, not in the surface regions but in the subconscious soul, man can be thankful for them, thankful that life is unceasingly supplied with gifts from the universe. This exists as a real subconscious feeling in the soul. The other direction of feeling is that we must unite our own ego with every being with whom we have anything to do in life. Our actions extend to other beings, some, it may be, even inanimate; but wherever we have done anything, wherever our being has been united with another in action, something remains; and this remainder establishes a permanent relationship between our being and everything with which we have ever been connected. This feeling of kinship is the foundation for a deeper one, a feeling generally unrecognised by the higher soul; a feeling of oneness with the surrounding world. Those feelings—of gratitude and of union with the environment with which one is karmically united—can come to more and more conscious fruition. To a certain extent a man can awaken in his soul what lives in these feelings and perceptions; and to the degree in which this is done, he qualifies himself to build a bridge to souls living between death and rebirth. Their thoughts can only find the way to us when they are able to penetrate through the realm of the feeling of gratitude which we develop; and we can only find the way to them by fostering in our souls, at least to some extent, a feeling of communion. The fact that we are able to feel gratitude towards the universe enables such a mood to enter our souls. When we wish to enter into relation with the dead in any way, then because we have cultivated this disposition, because we are able to feel it, the way for the dead to reach us is opened; and because we can feel that our being lives in an organic community of which it forms a part, as our finger forms a part of our body, we become ripe to feel the same gratitude to the dead when they are no longer present in the physical body, so that by this means we can reach them with our thoughts. Only when we have acquired something of a disposition of gratitude, a feeling of communion, can we apply them in given cases. These experiences are not the only ones; subconscious perceptions and moods are of many kinds. All that we develop in the soul opens out the path to the world in which dwell the dead between death and rebirth. Thus there is a very definite feeling existing subconsciously, but which can be gradually brought into the consciousness, a feeling which we may put alongside of the feeling of gratitude; it becomes lost to man in proportion as he degenerates into materialism, although to a certain degree it always exists in the subconsciousness and is never rooted out, even by the strongest materialism. Enrichment, enhancement and an ennobling of life, however, depend on man's raising such things from his subconsciousness to his consciousness. The feeling here referred to can be called universal confidence in the life which flows through and past us;—confidence in life! In a materialistic view of life, this disposition to confidence in life is very difficult to find. It resembles gratitude to life, but is quite another feeling alongside of it; for confidence in life consists in a steadfast disposition of soul, so that life, however it may approach us, has under all circumstances something to give us, so that we can never degenerate to the thought that life could have nothing more to give us. True, we pass through difficult and sorrowful experiences, but in the greater life relations these present themselves as something that most enriches and strengthens us for life. The chief thing is that this enduring disposition existing in the lower soul should be raised to the higher—the feeling: ‘O Life! Thou raisest me and bearest me, thou providest for my progress.’ If such a disposition were fostered in educational systems a tremendous amount would be gained. It is even good to plan our teaching and education so as to show, by individual examples, that life deserves our confidence—just because it is often so hard to understand. When a man considers life from such a standpoint, asking: ‘Art thou worthy of confidence, O Life?’ he finds much that otherwise he would not find in life. Such a mood should not be considered superficially; it should not lead to finding everything in life brilliant and good. On the contrary, in particular cases this very ‘confidence’ in life may lead to a sharp criticism of evil and foolish things. When a man has not confidence in life, this often leads to his avoiding the exercise of criticism towards what is bad and foolish, because he wishes to pass by the things wherein he has no confidence. It is not a matter of having confidence in particular things; that belongs to another sphere. Man has confidence in one thing and not in another, according as the things and beings present themselves; but the point is for him to have confidence in the general life, as a whole, in the common relationships of life, for if he can draw up any of the confidence always present in the subconsciousness, a way is opened for the real observation of the spiritual guidance and wise disposition of life. Anyone who is observant, not in theory but with feeling, says again and again: ‘As the occurrences of life follow one another, they mean something to me when they take me into themselves, they have something to do with me in which I can have confidence.’ This prepares him for the real gradual perception of what spiritually lives and weaves in these things. Anyone who has not this confidence closes himself to this. Now to apply this to the relations between the living and the dead. When we develop this disposition of confidence, we make it possible for the dead to find his way to us with his thoughts; for thoughts can, as it were, sail on this mood of confidence from him to us. When we have confidence in life, faith in it, we are able to bring the soul into a condition in which the inspirations, which are thoughts sent to us by the dead, can appear;—gratitude towards life, confidence in life as described, belong in a sense together. If we have not this universal confidence in life as a whole, we cannot acquire sufficient confidence in anyone to extend beyond death; it is then simply a ‘memory’ of our confidence. We must realise that if this feeling is to meet with the discarnate dead, no longer incorporated in a physical body, it must be modified, and different from the perceptions and feelings which are extended to friends in the physical body. True, we have confidence in a man in the physical body and this will be useful for the conditions after death; but it is necessary that this confidence should be augmented by the universal, common confidence in life, for the relations of life after death are different. It is not only necessary to ‘remember’ the confidence we had in him in life, but we need to call forth freshly animated confidence in a being who can no longer waken confidence by his physical presence. For this it is necessary that we should ray something into the world, as it were, which has nothing to do with physical things; for the above-described universal confidence in life has nothing to do with physical things. Just as this confidence places itself side by side with the feeling of gratitude, so something else places itself beside the feeling of oneness which is ever present in the lower soul and can be raised to the higher. That again is something which should receive more consideration than it does. This can be done when the element of which I am about to speak is given consideration in the educational systems of our materialistic age. A great deal depends upon this. If man is to take his right place in the world in the present cycle of time, it is necessary for him to develop a faculty which must be cultivated from knowledge of the spiritual world, not from an undefined instinct;—we might even say he must draw up something from the lower soul which came of itself in earner times of atavistic clairvoyance without any need of cultivation and which, though a few scattered remains still exist, is now gradually disappearing, as is all else derived from olden times. What a man needs in this respect is the possibility through life itself to rejuvenate and refresh again and again his feelings towards what must be encountered in life. We can so squander life that after a certain age we begin to feel more or less ‘tired,’ because we have lost the living share in life and are not able to bring sufficient zest to it for its phenomena to give us joy. Just compare the two extremes: the grasp and acceptance of experience in early youth—and the weary acceptance of life's phenomena in later age. Just consider how many disappointments are connected with this. There is a difference in whether a man is able to make his soul forces take part in a continual resurrection so that each morning is new to his psychic experience, or whether, as it were, the course of his life has wearied him for the appreciation of its phenomena. It is specially important to consider this in our time, so that it should gain an influence in the systems of education. With respect to such things, we face a significant turning-point in human evolution. Our judgment of earlier epochs is framed under the influence of the modern science of ‘History,’ which is fiction of a strangely distorted kind. It is not even known how it has come about that training and education have been so directed that in later life man does not retain what he should. Under the influence of the present method the most that we produce in later years of life from the faculties exercised during our youthful education is a mere memory. We remember what we learnt, what was said to us, and as a rule we are contented if we do but remember. We do not, however, notice that many mysteries underlie human life, and in this connection one significant mystery. Reference has already been made to it in former lectures from another point of view. Man is a manifold being. We will first observe him as a twofold being. This twofold nature is expressed even in his outer bodily form, which shows us man as a head, and as the remaining part. Let us first divide man in this way. Were we to keep this difference in structure well in mind, we should be able to make very significant discoveries in natural science. If we observe the structure of the head purely physiologically, anatomically, it presents itself as that to which the more material history of evolution, known as the Darwinian theory, may be applied. In respect of his head, man is placed, as it were, in the stream of evolution; but only in respect of his head, not as regards the rest of his organism. In order to understand the descent of man, we must think of the head alone, disregarding the proportion in size, and consider all attached to it. Suppose evolution took such a course that in time to come man developed certain additional organs of still greater significance; this development, this metamorphosis, might go even further. This was actually the case in the past: man was, long ago, actually a head-being only, developing little by little and becoming what he is to-day. What is attached to the head, although physically larger, only grew there later. It is a younger structure. As regards his head, man is descended from the oldest organism, all the rest grew later. The reason why the head is so important to the present man is because it remembers former incarnations. The rest of his organisation is, on the other hand, a preliminary condition for later incarnations. In this respect man is a twofold being. The head is organised quite differently from the rest of the organism. The head is an ossified organ. The fact is that if man had not the rest of his organism, he would certainly be very spiritualised,—but a ‘spiritualised animal’ only. Unless the head were inspired thereto, it would never feel itself as ‘man.’ It points back to the old epochs of Saturn, Sun and Moon, the rest of the organism only to that of the Moon, and indeed to the later part of that period; it only grew on to the head-part and is really in this respect something like a parasite. We may well think of it in this way: the head was once the whole man; below, it had outlets and openings by which it fed. It was a very peculiar being. As it developed, the lower orifices closed to the environment, and therefore were no longer able either to serve for nourishment or to bring the head into connection with the influences streaming in from the environment; and because the head also ossified above, the remaining part of the body then became necessary. This part of the physical organism only came into being at a time when it was no longer possible for the rest of the animal creation to take form. It may be said that this is difficult to imagine. The only reply is that man must take the trouble to realise that the world is not so simple as some would like to believe, some who prefer not to think much in order to understand it. In this respect men experience a number of ideas by which they claim that the world is easy to understand, and they have very remarkable views. There is an abundance of literature by those who hold Kant as a great philosopher. That is due to the fact that they understand no other philosophers, and have to exercise much thought-force to understand Kant. As he was to them the greatest philosopher (in their own opinion men often consider themselves to be the greatest geniuses!) they can understand none of the others. It is only because Kant is so difficult to understand that he is regarded by them as a great philosopher. With this is connected the fact that man is afraid to regard the world as complicated, as requiring the power of thought for its comprehension. These things have been described from various points of view, and when some day my lectures on ‘Occult Physiology’ are published, men will be able to read how it can be proved by embryology, that it is foolish to say that the brain has developed from the spinal cord. The opposite is the case; the brain is a transformed spinal cord of former times, and the present spinal cord is only added to the brain as an appendage. We must learn to understand that what seems the simplest part of man has come into being later than what seems the more complicated; what is more primitive and at a more subordinate stage, has come into being later. This reference to the twofold nature of man is made here in order to explain the rest, which is the outcome of this duality. The consequence is, that as regards our soul life, which develops under the restrictions of the bodily nature, we ourselves are included in this duality. We have not only the organic development of the head and that of the rest of the organism, but also two different rates, two different velocities in the development of the soul. The development of the head is comparatively rapid, and that of the rest of the organism—we will call it the development of the heart—is about three or four times slower. The condition for the head is that as a rule it closes its development about the 20th year; as regards the head we are old at 20, it is only because we obtain refreshment from the rest of the organism, which develops three or four times as slowly, that we continue our life agreeably. The development of our head is quick, that of the heart, of the rest of the organism, three or four times slower; and in this duality we live our earthly life. In childhood and youth our headorganism can absorb a great deal, therefore we study during that time; but what we then received must be continually renewed and refreshed, must be constantly encompassed by the slower evolutionary progress of the rest of the organs, the progress of the heart. Now let us reflect that if education, as in our age, only takes into consideration the development of the head, it is because in training and education we only allow any rights to the head, the consequence is that the head is only articulated as a dead organism into the slower progress of the evolution of the rest; it holds this back. The phenomenon that at the present time man grows old early in his soul and inner nature, is chiefly due to the system of training and education. Of course we must not suppose that at the present time we can put the question: How shall we arrange education, so that this shall not happen? This is a very important matter which cannot be answered in a few words, for education would have to be altered in almost every respect, for it would not be a question of memory only, but of something with which man could refresh and revive himself. Let us ask ourselves how many to-day, when they look back to an achievement in childhood, upon all they experienced then, upon what their teachers and relations said, are able to remember more than: ‘You must do this,’ are able to plunge again into what was experienced in youth, looking lovingly back to the hand-clasp, to every single remark, to the sound of the voice, to the permeation with feeling of what was offered them in childhood, experiencing it as a continual fount of rejuvenation? It is connected with the rates of development we experience within us, that man must follow the quicker development of his head, which closes about the 20th year, and that the slower progress of the heart, the evolution of the rest of him, has to be nourished throughout his life. We must not only give the head what is prescribed for it, but also that from which the rest of the organism can again and again draw forth restorative force for the whole of our lives. For this it is necessary that every branch of education should be permeated by a certain artistic element. To-day, when people avoid the artistic element, thinking that to foster the life of fancy—and fancy carries man beyond mere everyday reality—might bring fantasy into education, there is no inclination whatever to pay attention to such mysteries of life. We need only look to certain spheres to see what is here meant—for it does, of course, still exist here and there—and we shall see that something can be realised in this way; but it must be realised by man's again becoming ‘man.’ This is necessary for many reasons; we shall draw attention to one of them. Those who wish to become teachers to-day are examined as to what they know, but what does this prove? As a rule only that the candidate has for the time of the examination, hammered into his head something which—if he is at all suited for that particular subject—he has been able to gather from many books, day after day acquiring what it is not in the least necessary to acquire in that way. What should be required above all in such examinations is to ascertain whether the candidate has the heart, mind and temperament for gradually establishing a relationship between himself and the children. Examination should not test the candidate's knowledge, but ascertain his power, and whether he is sufficiently a ‘man.’ To make such demands to-day would, I know, simply mean for the present time one of two things. Either it would be said that anyone who demands such tests is quite crazy, such a man does not live in the world of reality; or if reluctant to give such an answer, they would say: ‘Something of the kind does take place, we all want that.’ People suppose that results come about from this training, because they only understand the subject in so far as they bring their consideration to bear upon it. The foregoing is intended to throw light from a certain side upon something which the lower soul always feels, and which is so difficult to bring up into the higher soul at the present time; something which is desired by the human soul and will be desired more and more as the time goes on;—so that we may see in the right light the fact that the soul needs something wherewith continually to renew the power of its forces, so that we may not grow weary with our progressing life, but are always able to say, full of hope: ‘Each new day will be to us like the first one we consciously experienced.’ For this however we must, in a sense, not need to ‘grow old;’ it is urgently necessary that there should be no occasion to grow old in soul. When we observe how many comparatively young people there are who are dreadfully old and how few regard each day as a new experience given them, as to a lively child, we know what must be achieved and given by a spiritual culture in this domain. Ultimately the feeling here meant is the feeling which acquires the perennial hopefulness of life and enables us to experience the right relation between the living and the so-called dead. Otherwise the facts which should establish our relationship to one of the dead remain too strongly in the memory. A man can remember what he experienced with his dead during life. If, however, when the dead is physically absent we cannot have the feeling that we can always revivify what we experienced with him during life, our feeling and perception are not strong enough to experience this new relationship that the dead is still present as a spiritual being and can work as a spirit. If a man has grown so deadened that he can no longer revive anything of the hopefulness of life, he can no longer feel that a complete transformation has taken place. Formerly he could help himself by meeting his friend in life; now the spirit alone can come to his help. He can meet him, however, if he evolves this feeling of the ever-enduring stimulation of the life-forces, in order to keep the hopefulness of life fresh. It may seem strange to say so, but a healthy life, especially healthy in the directions which a man might develop here (unless he be in a clouded state of consciousness), never leads to the consideration of life as anything of which he can be tired; for even when he has grown old, a thoroughly sound life leads him to wish to accept each day as something new and fresh. Sound health does not lead a man to say when old: ‘Thank God my life is behind me;’ rather does he say to himself: ‘I should like to go back forty or fifty years and pass through the same circumstances again!’—This is the man who has learnt through wisdom to cheer himself with the thought that what he cannot carry through in this life, he will do more correctly in another. The sound man does not regret anything he has experienced, and if wisdom is needed for this, he does not long to have it in this life, but is able to wait for another. The right confidence in life is built on vigorously maintained life-hopes. These then, are the feelings which rightly inspire life and at the same time create the bridge between the living here and the dead yonder:—gratitude towards the life which greets us here; confidence in its experiences; an intimate feeling-in-common; the faculty of making hope active in life through ever fresh springing life-forces; these are the inner ethical impulses which, felt in the right way, can supply the highest external social ethics; for ethics, like history, can only be understood in the subconscious realm. Another question in regard to the relationship of the living to the dead frequently arises: What is the real difference in a relationship between man and man when incarnated in physical bodies, and between them when one is in a physical body and the other not, or when neither is in a physical body? In respect to one point of view I should here like to mention something of importance. When we observe the ego and actual soul life—also called the astral body—by means of spiritual science (the ego, as we have often heard, is the youngest, the baby among the principles of man's organisation, whereas the astral body is somewhat older, though only dating from the Moon evolution) we must say of these two highest principles that they are not as yet so far advanced for man to rely on them alone for power to maintain himself independently of other men. If we were here with one another—each only as ego and astral body—we should be together as though in a sort of primordial jelly. Our entities would merge into each other, we should not be separate and would not know how to distinguish ourselves one from the other. There could be no possibility of knowing whether a hand or leg were one's own or another's (the whole matter would then of course be quite different, we cannot really thus compare the circumstances). We could not even properly recognise our feelings as our own. To perceive ourselves as separated men depends on each one having been drawn out of the general fluid—as we must picture a very early period—like a drop; and in such a way that the individual souls did not flow together again, but each soul-drop was held together as though in a sponge. Something like that really occurred. Only because we as human beings are in etheric and physical bodies are we separated from one another, really separate. In sleep we are only separated by a strong longing for our physical body. This longing which draws us ardently to the physical body, divides us in sleep; otherwise we should drift through one another all night long. It would probably be much against the grain of sentimental minds if they knew how strongly they come into connection with other beings in their neighbourhood. This, however, is not so very bad in comparison with what might be if this ardent longing for the physical body did not exist as long as man is physically incorporated. We might now ask: What divides our souls from others in the time between death and rebirth? Well: as with our ego and astral body between birth and death we belong to a physical and etheric body, so after death, until rebirth, we are part of quite definite starry structures, in no way the same; each one of us belongs to quite a distinct structure. From out [of] this instinct we speak of ‘man's star.’ This starry structure, taking its physical projection first, is periphically globular, but we can divide it in many ways. The regions overlap each other, but each belongs to another. Expressed spiritually, we might say that each belongs to a different rank of Archangels and Angels. Just as people here are drawn together through their souls, so between death and rebirth, each belongs to a particular starry structure, to a particular rank of Angels and Archangels; their souls all meet together there. The reason this is so, but only apparently (for we must not now go further into the mystery) is because on earth each one has his own physical body. I say ‘apparently’ and you will wonder; but it is surprising when investigated how each has his own starry structure and how these overlap. Let us think of a particular group of Angels and Archangels. In the life between death and rebirth, thousands of Angels and Archangels belong to one soul; imagine only one of all these thousands, taken away and replaced by another, and we have the region of the next soul. In this diagram two souls have, with one exception, which they have from another realm, the same stars; but no two souls have absolutely similar starry structures. Thus men are individualised between death and rebirth, by having each his special starry structure. From this we see upon what the separation of souls between death and rebirth is based. In the physical world, as we know, this division is effected by the physical body. Man has his physical body as a shell as it were; he observes the world from it, and everything must come to the physical body. All that comes into the soul of man between death and rebirth stands, as regards the relation between his astral body and ego, in a similar way in regard to a starry structure, as here the soul and the ego stand with regard to the physical body. Thus the question as to how this severance comes about is also answered as above. From these considerations we have seen to-day how we can work upon our souls in forming certain feelings and perceptions, so that the bridge of communication may be formed between the so-called dead and the living. What has just been said can also attract thoughts, perceptive thoughts and thoughtful perceptions, which can in their turn have a share in the creation of this bridge. This takes place by our seeking more and more to form a kind of perception with regard to some particular dead friend which when we have experienced something in the soul, can bring up the impulse to ask ourselves: How would the dead experience what I experience at this moment? By creating the imagination that the dead experienced the event side by side with us and making this really a living feeling, man gauges in a certain respect, either how the dead has intercourse with the living, or the dead with the dead, when we consider the various starry realms given, in relation to our own souls or to each other. We can here surmise what interplays between soul and soul through their assignment to the starry realm. If we concentrate through the presence of the dead upon a directly present interest, if in this way we feel the dead living immediately beside us, then from such things as are discussed to-day we become more and more conscious that the dead really do approach us. The soul will develop a consciousness of this. In this connection we must have confidence in life that these things are so; for if we do not have confidence but are impatient with life, the other truth obtains. What confidence brings is drawn away by impatience; what man might learn through confidence, is made dark by impatience. Nothing is worse, than if by our impatience we conjure up a mist before the soul. |
235. Karmic Relationships I: Lecture IV
24 Feb 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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How often have I indicated the great contrast in this regard, as between Kant and Schiller. Kant, both in life and in knowledge, “kantified” everything (“Kante,” in German, means a hard edge or angle.—Note by translator.) In science, through Kant, all became hard and angular; and so it is in human action. “Duty, thou great and sublime name, thou who containest nothing of comfort or ease ... ”—this passage I quoted in my Philosophy of Spiritual Activity to the pretended anger (not the sincere, but the pretended, hypocritical anger) of many opponents, while over against it I set what I must establish as my view: “Love, thou who speakest with warmth to the soul ...” |
235. Karmic Relationships I: Lecture IV
24 Feb 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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Today I wish to bring before you certain broader aspects concerning the development of karma, for we shall presently enter more and more into those matters which can only be illustrated—shall we say—by particular assumptions. To gain a true insight into the progress of karma we must be able to imagine how man gathers his whole organisation together when he descends out of the spiritual world into the physical. You will understand that in the language of today there are no suitable forms of expression for these events which are practically unknown to our present civilisation. Therefore the terms we employ cannot but be inexact. When we descend out of the spiritual into the physical world, for a new life on earth, we have our physical body prepared for us, to begin with, by the stream of inheritance. This physical body is none the less connected in a certain sense, as we shall see, with the experiences we undergo between death and a new birth. Today, however, it will suffice us to bear in mind that the physical body is given to us from the earthly side, whereas those members which we may describe as the higher members of the human being—the ether-body, astral body and Ego—come down out of the spiritual world. Take first the ether-body. Man draws it together from the whole universal ether, before he unites himself with the physical body which is given to him by heredity. The union of the soul-spiritual man as Ego, astral body, and ether-body, with the physical human embryo, can only take place inasmuch as the ether-body of the mother-organism gradually withdraws itself from the physical embryo. Man therefore unites himself with the physical germ after having drawn together his ether-body from the universal ether. The more precise description of these events will occupy us at a later stage. For the moment we are mainly interested in the general question, whence come the several members which the human being has in earthly life between birth and death? The physical organism comes, as we have seen, from the stream of inheritance, and the ether-organism from the universal ether from which it is first drawn together. As to the astral organism, we may truly say that the human being remains in all respects unconscious of it, or only subconsciously aware of it, during his earthly life. This astral body contains all the results of his life between death and a new birth. For between death and a new birth—according to what he has become through his preceding lives on earth, man enters into manifold relations with other human souls who are in the life between death and a new birth, and also with the spiritual Beings of a higher cosmic order who do not descend to earth in a human body, but have their being in the spiritual world. All that a man brings over from his former lives on earth—precisely according to how he was and what he did—meets with the sympathy or antipathy of the beings whom he learns to know during his passage through the world between death and a new birth. Not only is it of great significance for karma, what sympathies and antipathies he meets among the higher Beings according to the things he did in his preceding earthly life. Not only so; it is also of deep significance that he now comes into relation to those human souls to whom he was related on the earth, and there takes place a wonderful “reflection” as between his being and the being of the souls to whom on earth he was related. Let us assume he had a good relation to a soul whom he now meets again between death and a new birth. All that the good relationship implies, was living in him during his former life, or lives on earth; and this good relationship will now be mirrored in the other soul when he encounters him between death and a new birth. Yes, it is really so. As he goes through the life between death and a new birth, man sees himself reflected everywhere in the souls with whom he is now living, because in effect he was living with them on the earth. If he did good to another human being, something is mirrored to him from the other's soul. If he did evil, something is mirrored likewise ... And he now has the feeling—if I may use the word “feeling” with the reservations I made at the beginning—he has the feeling: “This human soul, you helped. All you experienced in helping him, all that you felt for this soul, the feelings that led you on to act thus helpfully towards him, your own inner experiences during the deed that helped him, are coming back to you now from his soul.” Yes, they are actually mirrored to you from the other's soul. Or again, you did harm to a human soul. That which was living in you while you did him harm, is mirrored back. And so you have your former earthly lives (and notably your last life) before you as though in a far and wide-spread reflector, mirrored by the souls with whom you were together. Especially with respect to your life of action, you have the impression that it is receding from you. Between death and a new birth you lose the Ego-feeling—the sense of “I” which was yours when in the body on earth. Indeed, you have lost it long ago. But you now get the feeling of “I” from this far-spread reflection. You come to life in the mirroring of your deeds, in the souls with whom you were during your earthly life. On earth, your “I,” your Ego, was in the body—as it were, a point. Between death and a new birth, it is mirrored to you from the surrounding circumference. This life is an intimate being-together with the other human souls—according to the relations you have entered into with them. And this is a reality in the spiritual world. When we go through a room hung with many mirrors, we see ourselves reflected in each one. But—in ordinary human parlance—we know that the reflections are “not there.” They do not remain when we go away; we are reflected no longer. But that which is reflected here in human souls remains; stays in existence. And there comes a time in the last third of the life between death and a new birth when we form our astral body out of these mirrored pictures. We draw all this into our astral body. In deed and truth, when we descend from the spiritual world into the physical, we carry in our astral body what we have re-absorbed into ourselves, according to the way our actions of the former life on earth were mirrored in other souls between death and a new birth. This gives us the impulses which impel us towards or away from the human souls with whom we are born again in the physical body. In this way the impulse to karma in a new earthly life is formed between death and a new birth—though I shall have to describe it more in detail in the near future; for we must take the Ego also into account. Now we can trace how an impulse from one life works on into other lives. Take, for example, the impulse of love. We can do our deeds, in relation to other men, out of the impulse which we call love. It makes a great difference whether we do them out of a mere sense of duty, convention, respectability and so on, or whether we do them out of a greater or lesser degree of love. Assume that in one earthly life a man is able to perform actions sustained by love, warmed through and through by love. It remains as a real force in his soul. What he takes with him as an outcome of his deeds, what is now mirrored in the other souls, comes back to him as a reflected image. And as he forms from this his astral body, with which he descends on to the earth, the love of the former earthly life, the love which he poured out and which was now returned to him from other souls, is changed to joy and gladness. Such is the metamorphosis—if so we may describe it. A man does something for his fellow-men, something sustained by love. Love pouring out from him accompanies the actions which help his fellow-men. In the passage through life between death and a new birth, this outpouring love of the one life on earth is transmuted, metamorphosed, into joy that streams in towards him. If you experience joy through a human being in one earthly life, you may be sure it is the outcome of the love you unfolded towards him in a former life. This joy flows back again into your soul during your life on earth. You know the inner warmth which comes with joy, you know what joy can mean to one in life—especially that joy which comes from other human beings. It warms life and sustains it—as it were, gives it wings. It is the karmic result of love that has been expended. But in our joy we again experience a relation to the human being who gives us joy. Thus, in our former life on earth, we had something within us that made the love flow out from us. In our succeeding life, already we have the outcome of it, the warmth of joy, which we experience inwardly once more. And this again flows out from us. A man who can experience joy in life, is again something for his fellow-men—something that warms them. He who has cause to go through life without joy is different to his fellow-men from one to whom it is granted to go through life with joyfulness. Then, in the life between death and a new birth once more, what we thus experienced in joy between birth and death is reflected again in the many souls with whom we were on earth and with whom we are again in yonder life. And the manifold reflected image which thus comes back to us from the souls of those we knew on earth, works back again once more. We carry it into our astral body when we come down again into the next life on earth—that is the third in succession. Once more it is instilled, imprinted into our astral body. What is it in its outcome now? Now it becomes the underlying basis, the impulse for a quick and ready understanding of man and the world. It becomes the basis for that attunement of the soul which bears us along inasmuch as we have understanding of the world. If we find interest and take delight in the conduct of other men, if we understand their conduct and find it interesting in a given earthly life, it is a sure indication of the joy in our last incarnation and of the love in our incarnation before that. Men who go through the world with a free mind and an open sense, letting the world flow into them, so that they understand it well—they have attained through love and joy this relation to the world. What we do in our deeds out of love is altogether different from what we do out of a dry and rigid sense of duty. You will remember that I have always emphasised in my books: it is the deeds that spring from love which we must recognise as truly ethical; they are the truly moral deeds. How often have I indicated the great contrast in this regard, as between Kant and Schiller. Kant, both in life and in knowledge, “kantified” everything (“Kante,” in German, means a hard edge or angle.—Note by translator.) In science, through Kant, all became hard and angular; and so it is in human action. “Duty, thou great and sublime name, thou who containest nothing of comfort or ease ... ”—this passage I quoted in my Philosophy of Spiritual Activity to the pretended anger (not the sincere, but the pretended, hypocritical anger) of many opponents, while over against it I set what I must establish as my view: “Love, thou who speakest with warmth to the soul ...” Over against the dry and rigid Kantian concept of duty Schiller himself found the words: “Gern dien' ich dem Freunde, doch tue ich es leider mit Neigung, drum wurmt es mich oft, dass ich nicht tugenhaft bin.” (Gladly I serve my friends, yet alas, I do it with pleasure, wherefore it oftentimes gnaws me, I am not virtuous.) For in the Kantian ethic, that is not virtuous which we do out of real inclination, but only that which we do out of the rigid concept of duty. Well, there are human beings who, to begin with, do not attain to love. Because they cannot tell their fellow-man the truth out of love (for if you love a man, you will tell him the truth, and not lies), because they cannot love, they tell the truth out of a sense of duty. Because they cannot love, out of a sense of duty they refrain from thrashing their fellow-man or from boxing his ears or otherwise offending him, the moment he does a thing they do not like. There is indeed a difference between acting out of a rigid sense of duty—necessary as it is in social life, necessary for many things—there is all the difference between this and the deeds of love. Now the deeds that are done out of a rigid concept of duty, or by convention or propriety, do not call forth joy in the next life on earth. They too undergo that mirroring in other souls of which I spoke before; and, having done so, in the next life on earth they call forth what we may thus describe: “You feel that people are more or less indifferent to you.” How many a person carries this through life. He is a matter of indifference to others, and he suffers from it. Rightly he suffers from it, for men are there for one another; man is dependent on not being a matter of indifference to his fellows. What he thus suffers is simply the outcome of a lack of love in a former life on earth, when he behaved as a decent man because of rigid duty hanging over him like a sword of Damocles. I will not say a sword of steel; that would be disquieting, no doubt, for most dutiful people; so let us say, a wooden sword of Damocles. Now then, we are in the second earthly life. That which proceeds as joy from love, in the third life becomes as we have seen, a free and open heart, bringing the world near to us, giving us open-minded insight into all things beautiful and good and true. While as to that which comes to us as the indifference of other men—what we experience in this way in one earthly life, will make us in the next life (that is, in the third) a person who does not know what to do with himself. Such a person, already in school, has no particular use for the things the teachers are doing with him. Then, when he grows a little older, he does not know what to become—mechanic or Privy Councilor, or whatever it may be. He does not know what to do with his life; he drifts through life without direction. In observation of the outer world, he is not exactly dull. Music, for instance—he understands it well enough, but it gives him no pleasure. After all, it is a matter of indifference whether the music is more or less good, or bad. He feels the beauty of a painting or other work of art; but there is always something in his soul that vexes: “What is the good of it anyhow? What's it all for?” Such are the things that emerge in the third earthly life in karmic sequence. Now let us assume, on the other hand, that a man does positive harm to another, out of hatred or antipathy. We can imagine every conceivable degree. A man may harm his fellows out of a positively criminal sense of hatred. Or—to omit the intermediate stages—he may merely be a critic. To be a critic, you must always hate a little—unless you are one who praises; and such critics are few nowadays. It is uninteresting to show recognition of other people's work; it only becomes interesting when you can be witty at their expense. Now there are all manner of intermediate stages. But it is a matter here of all those human deeds which proceed from a cold antipathy—antipathy of which people are often not at all clearly aware—or, at the other extreme, from positive hatred. All that is thus brought about by men against their fellows, or against sub-human creatures—all this finds vent in conditions of soul which in their turn are mirrored in the life between death and a new birth. Then, in the next earthly life, out of the hatred is born what comes to us from the outer world as pain, distress, unhappiness caused from outside—in a word, the opposite of joy. You will reply: we experience so much of suffering and pain; is it all really due to hatred—greater or lesser hatred—in our preceding life? “I cannot possibly imagine,” man will be prone to say, “that I was such a bad lot, that I must experience so much sorrow because I hated so much.” Well, if you want to think open-mindedly of these things, you must be aware how great is the illusion which lulls you to sleep (and to which you therefore readily give yourself up) at this point. You suggest-away from your conscious mind the antipathies you are feeling against others. People go through the world with far more hatred than they think—far more antipathy, at least. It is a fact of life: hatred gives satisfaction to the soul, and for this reason, as a rule, it is not at first experienced in consciousness. It is eclipsed by the satisfaction it gives. But when it returns as pain and suffering that comes to us from outside, it is no longer so; we notice the suffering quickly enough. Well, my dear friends, to picture, if I may, in homely and familiar fashion, the possibilities there are in this respect, think of an afternoon-tea, a real, genuine, gossiping party where half-a-dozen (half-a-dozen is quite enough) aunts or uncles—yes, uncles, too—are sitting together expatiating on their fellows. Think of it. How many antipathies are given vent to, what volumes of antipathy are poured out over other men and women, say in the course of an hour and a half—sometimes it lasts longer. In pouring out the antipathy they do not notice it; but when it comes back in the next earthly life, they notice it soon enough. And it does come back, inexorably. Thus, in effect, a portion (not all, for we shall still learn to know other karmic connections) of what we experience as suffering that comes to us from outside in one earthly life, may very well be due to our own feelings of antipathy in former lives on earth. But with all this, we must never forget that karma—whatsoever karmic stream it may be—must always begin somewhere. If these are a succession of earthly lives: a b c (d) e f g h and this one, (d), is the present life, it does not follow that all pain which comes to us from without, is due to our former life on earth. It may also be an original sorrow, the karma of which will work itself out only in the next life on earth. Therefore I say, a part—even a considerable part—of the suffering that comes to us from outside is a result of the hatred we conceived in former lives. And now, as we go on again into the third life, the outcome of the suffering which came to us (though only of that suffering which came, as it were, out of our own stored-up hatred), the outcome of the pain which was thus spent in our soul is a kind of mental dullness—dullness as compared with quick, open-minded insight into the world. There may be a man who meets the world with a phlegmatic indifference. He does not confront the things of the world, or other men with an open heart. The fact is, very often, that he acquired this obtuseness of spirit by his sufferings in a former life on earth, the cause of which lay in his own karma. For the suffering which subsequently finds expression in this way, in dullness of soul, is sure to have been the result of feelings of hatred, at least in the last earthly life but one. You can be absolutely sure of it: stupidity in any one life is always the outcome of hatred in this or that preceding life. Yet, my dear friends, the true concept of karma must not only be based on this; it is not only to enable us to understand life. No, we must also conceive it as an impulse in life. We must be conscious that there is not only an a b c d, but an e f g h. That is to say, there are the coming earthly lives and what we develop as the content of our soul in this life will have its outcome and effect in the next life. If anyone wants to be extra stupid in his next earthly life but one, he need only hate very much in this life. But the converse is also true: if he wants to have free and open insight in the next earthly life but one, he need only love extra much in this life. The insight into and knowledge of karma only gains real value when it flows into our will for the future, plays its part in our will for the future. And the moment has now come in human evolution when the unconscious cannot go on working as it did when our souls were passing through their former lives on earth. Men are becoming increasingly free and conscious. Since the first third of the 15th century we are in the age when men are becoming ever more free and conscious. And so for those men who are men of the present time, a next earthly life will already contain a dim feeling of preceding lives on earth. A man of today, if it occurs to him that he is not very bright, does not ascribe it to himself, but to his native limitations; following the current theories of materialism, he will generally ascribe it to his physical nature. Not so the men who return as the reincarnation of those of today. They will already possess at least a dim, disquieting feeling: if they are not very bright, somewhere or other there must have been something connected with feelings of antipathy or hatred. And, if we now speak of a Waldorf School educational method, naturally for the present we must take account of the prevailing earthly civilisation. We cannot yet educate frankly towards a consciousness of life in terms of reincarnation, so to speak. For the people of today have not yet a feeling—not even a dim feeling—of their repeated earthly lives. Nevertheless, the beginnings that have been made with the Waldorf School method will go on developing, if they are truly received. They will develop in the coming centuries, in this direction. This principle will be consciously applied in moral education. If a child has little talent, if a child is dull, It is somehow due to former lives in which he developed much hatred. With the help of spiritual science, you will try to find against whom the hatred may have been directed. For the men and women who were hated then, against whom the deeds inspired by hatred were done, must be there again somewhere or other in the child's environment. Education in coming centuries will have to be placed far more definitely into life. When you see what is coming to expression in such a child, in the metamorphosis of unintelligence in this life, you will then have to recognise from what quarters it is mirrored or rather was mirrored in the life between death and new birth. Then you will do something as educator so that this child will develop an especial love towards those for whom he felt specific hatred in former lives on earth. You will soon see the beneficial result of a love thus specifically roused and directed. The child's intelligence, nay, the whole life of his soul, will brighten. It is not the general theories about karma which will help us in education, but this concrete way of looking into life, to see where the karmic connections lie. You will soon notice it; after all, the fact that destiny has brought these children together in one class is not a mere matter of indifference. People will get beyond the hideous carelessness that prevails in these things nowadays, when the “human material”—for so they often call it—which is thrown together in a class, is actually conceived as though it were bundled together by mere chance; not as though destiny had brought these human beings together. People will get beyond this appalling indifference. Then they will gain a new outlook as educators; they will be able to perceive the wonderful karmic threads that are woven between the one child and the other, as a result of their former lives. Then they will bring consciously into the children's development that which can create a balance. For karma is, in a certain sense, inexorable. Out of an iron necessity we may write down the unquestioned sequence: Love—Joy—an open heart. These are necessary connections. Nevertheless, we also stand face to face with a necessity when we see a river run its course; yet rivers have been regulated, their, course has been known to be altered. So likewise it is possible, as it were, to regulate the karmic stream, to work into it, to affect its course. Yes, it is possible. If therefore in childhood you notice there is a tendency to dullness and stupidity and you perceive the connections, if now you guide the child to develop love in its heart, if you discover (which would be possible already today for people with a delicate observation of life), if you discover which are the other children to whom the child is karmically related, and you now bring the child to love them especially, to do deeds of love towards these other children—then you will give, to the antipathy that was, a counter-weight in the love: and in a next earthly life the dullness will have been improved. There are educators, trained, as it were, by their own instinct who often do these things instinctively. Instinctively they will bring dull-witted children to the point where they develop love, thus educating them by degrees into more intelligent and perceptive beings. It is only when we come to these things that our insight into the karmic connections becomes of real service to life. Before we go on to pursue the detailed questions of karma, one other general question will naturally come before our souls. What sort of person is it—generally speaking—whom you may confront so as to know that you are karmically related to one another? I must reply with a word which is sometimes used in a rather off-hand way nowadays: such a person is a “contemporary”; he is with us simultaneously on the earth. Bearing this in mind, you will say to yourself: If you are with certain human beings in a life on earth, then you were with them in a former life (generally speaking, at least; there may of course, be displacements). And you were with them again in a life before it. Now what of those who live fifty years later than you? They again were with other human beings in their former lives on earth. As a general rule, according to this line of thought, the human beings of the B series—shall I call it—will not come together with human beings of the A series. It is an oppressive thought, but it is true. I shall afterwards speak of other doubts and questions, such as arise, for instance, when people say—as they so often do—“Humanity goes on increasing and increasing on the earth,” and other things of that kind. Today, however, I want to put this thought before you; perhaps it is an oppressive thought, but it is none the less true. It is a fact that the continued life of mankind on earth takes place in rhythms. One shift of human beings—if I may put it so—goes on, as a general rule, from one life to the next; so does another shift, and they are in a certain sense separated from one another. They do not find their way together in the earthly life, but only in the long intervening life between death and a new birth. There, indeed, they find their way together, but not in the earthly life. We come down again and again with a limited circle of people. Precisely from the point of view of reincarnation, to be contemporaries is a thing of inner importance, inner significance. Why is it so? I can assure you, on the basis of spiritual science, this question, which may well occupy one intellectually to begin with, has caused me the greatest imaginable pain. For it is necessary to bring out the truth, the inner nature of the fact. Thus you may ask: Why was I not a contemporary of Goethe's? Not having been a contemporary of Goethe's in this life, generally speaking—according to these truths—you can more or less conclude that you have never lived with him on earth. Goethe belongs to another shift. What lies behind this? You must reverse the question; but to do so, you must have a real feeling, a perception of what the life of men together really is. You must be able to ask yourself a question on which I shall have very much to say in the near future: What is it really to be another man's contemporary? What is it, on the other hand, only to be able to know of him from history, as far as earthly life is concerned? What is it like? We must indeed have a free mind, a sensitive heart, to answer these intimate questions: What is it like—with all the accompanying inner experiences of the soul—when a contemporary man is speaking to you, or doing any actions that come near you? What is it like? And having gained the necessary perception of this, you must then be able to compare it with what it would be like if you encountered a person who is not your contemporary, and probably has never been so in any life on earth, whom you may none the less revere—more, perhaps, than any of your contemporaries. What would it be like if you met him as a contemporary? In a word—forgive the personal note—what would it be like if I were a contemporary of Goethe? If you are not an insensitive, indifferent kind of person ... Needless to say, if you are insensitive and have no feeling for what a contemporary can be, you are scarcely in a position to answer such a question. What would it be like if I, walking down the Schillergasse, let us say, towards the Frauenplan in Weimar, had suddenly encountered “the fat Privy Councilor,” say in the year 1826 or 1827? One knows quite well, one could not have borne it. You can stand your contemporary; you cannot bear a man who, in the nature of the case, cannot be your contemporary. In a sense, he acts like a poison on your inner life. You can only bear him inasmuch as he is not your contemporary, but your predecessor or successor. Of course, if you have no feeling for such things, they remain in the unconscious; but you can well imagine a man who has an intimate feeling for spiritual things ... if he knew that as he went down the Schillergasse towards the Frauenplan in Weimar, he would encounter the “fat Privy Councilor”—Goethe, with the double chin—he would feel himself inwardly impossible. A man who has no feeling for such things—he no doubt would just have taken off his hat! These things are not to be explained out of the earthly life. The reasons why we cannot be contemporary with a man are in fact, not contained within the earthly life. To see them, we must penetrate into the spiritual facts. Therefore, for earthly life, such things appear paradoxical. Nevertheless, they are as I have said. I can assure you, with genuine love I wrote the introduction to Jean Paul's works, published in the Cotta'sche Bibliothek der Weltliteratur. Yet, if I had ever had to sit side by side with Jean Paul at Bayreuth, it would have given me a stomach-ache, without doubt! That does not hinder one's having the highest reverence. And it is so for every human being—only with most people it remains in the sub-conscious, in the astral or in the ether-body; it does not affect the physical. The experience of the soul which affects the physical body must also become conscious. You must be well aware of this, my dear friends. If you want to gain knowledge of the spiritual world, you cannot escape hearing of things which will seem grotesque and paradoxical. The spiritual world is different from the physical. Of course, it is easy enough for anyone to turn to ridicule the statement that if I had been a contemporary of Jean Paul's, it would have given me a stomach-ache to have to sit beside him. That is quite true—it goes without saying for the everyday, banal, Philistine world of earthly life. But the laws of the banal and Philistine world do not determine the spiritual facts. You must accustom yourselves to think in other forms of thought, if you wish to understand the spiritual world; you must be prepared to experience many surprising things. When the everyday consciousness reads about Goethe, it may naturally feel impelled to say: “How I should like to have known him personally, to have shaken him by the hand!” and so on. It is a piece of thoughtlessness; for there are laws according to which we are predestined for a given epoch of the earth. In this epoch we can live. It is just as in our physical body we are predestined for a certain pressure of air; we cannot rise above the earth to a height where the pressure no longer suits us. Nor can a man who is destined for the 20th century live in the time of Goethe. These were the things I wanted to bring forward about karma, to begin with. |
343. The Foundation Course: Theory and Living Spirit
27 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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One takes for instance the example of the development of the earth according to geology and so on, spanning only a certain time in history and then according to these impressions arrive at the origin of the earth as coming out of the ancient mists, or like the modified hypotheses in the sense of the Kant-Laplace theories which are no more valid these days; then out of this comes the imagining of the earth's origin and out of the second main statement of the mechanical heat theory, the theory of entropy, the imagining how everything is heading for death through heat (Wärmetod). |
For example, Herman Grimm said a rotting and decaying carcass bone would be an appetizing piece compared to what the Kant-Laplace theory made of the earth.—What Herman Grimm added is true, future generations of scholars will be able to make astute treatises to explain the nonsense which the Kant-Laplace theory introduced into people's heads, to their detriment. |
343. The Foundation Course: Theory and Living Spirit
27 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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[ 1 ] Emil Bock: I would like to open the hour of our discussion with my immediate task in asking Dr Steiner to give answers regarding the letter of Dr Rittelmeyer. This letter has indeed grown out of various wishes for guidelines regarding possible answers to those who made these objections. [ 2 ] Rudolf Steiner: If we have to start with it, please permit me to make a few points. I ask you however, to link your remarks to those comments I will be making, because obviously some of you here can approach what Dr Rittelmeyer has formulated, from another point of view. [ 3 ] Firstly, I think there is a feeling for many today that some kind of impact is needed in religious life, that religious life needs a kind of renewal in the most diverse areas. Dr Rittelmeyer has formulated the experience which he indicates is present with those familiar with it and I have to admit, something similar has at times confronted me. Already in relation to his first point presented here, one expects unified thoughts, a soul-powerful feeling—and this is summarised in the words "one thing is necessary"—while one finds in Anthroposophy a sum, even perhaps a very large sum of declarations regarding the world content and so for a person, who knows no sure approach, has to say: it appears to me through this experience that in many respects it has already been there for such a long time and has now contributed a lot to the fact that we in our current western civilisation have entered into a dead end. [ 4 ] Just think how vague, how uncertain an experience would be to presume it could perhaps be more succinctly formulated in order to solve the problem. One could even make references to this in our domain. In our domain another kind of domain has arisen out of Anthroposophic foundations where something similar has happened as what is meant with this point, if I understand it correctly. This is in the domain of social thinking. Something like a unified thought has come about, I could say, in the domain of the Threefold social organism. Firstly, I only want to make characteristic comparisons. I must confess this example doesn't show anything significant when it appears publicly in such a short formulation. In life such short formulations don't prove to be really effective; having a decisive importance. I always encounter an objection for instance when someone says: You want to tell me something about the human organism, and instead of giving me a uniform idea, you present an entire physiology.—One must try and understand how the doubt-free comfortable thoughts of modern time have contributed largely to our unhappiness and inner and outer relationships, and what we are suffering from is based on the vague manner of our desire to understand everything in a summary. One has to say to oneself: precisely because such ideas arise, proves that something must change when things happen, which many expect in a vague way. In particular, when it is then said, instead of such "uniform ideas." instead of "mighty soul feelings," a number of exercises are given, some of them could be of a moral nature—and others—they are called "occult" in the letter, which makes an unusual, thoughtful impression on others—yes, it must even be said: What can one then actually expect?—One can expect that there will simply be a debate about what current humanity is missing. I'm speaking firstly in this way, how in the anthroposophical domain it is by all means necessary; we will soon address the particular religious questions given in the letter itself. [ 5 ] You see, the moral exercises, which are mentioned here as familiar, are such that according to their wording, they certainly would be known if they were moral instructions. Firstly, according to the anthroposophic context, this is not what they are. In an anthroposophic context they are indications for the attainment of higher knowledge. It is certainly presented in such a way that it must be clear: they are indication for the attainment of a higher, supersensible knowledge. One must after all admit: If I would say a person necessarily longs for the attainment of supersensible knowledge, as opposed to if I say, that a kind of tranquillity in relation to "exulting to the skies, grieving to death" provides humanity with a moral stand, there is certainly a more radical difference between them. By me expressing something like the demand for serenity, I'm expressing something which could perhaps be quite well known, and which could initially sound like an obvious moral instruction, but which is not a discussion based on the demand for serenity. Is it said in my book 'Knowledge of the higher Worlds and its attainment' that for the purpose of morality, for the purpose of obtaining moral support it is necessary to develop serenity? No! Something quite different is said. It is said that an exercise needs to be done, it is said that this exercise needs to be repeated, in this way the exercise should be done in a certain rhythm in such a way that one could describe it as done in tranquillity. To repeat a certain exercise is quite different to a moral action. Above all you need to consider what is given in my book Knowledge of the higher Worlds and its attainment. You see, it is actually the most natural thing that one person can say to another: you need to make an effort to search for the truth. That is a self-evident fact. Here the important thing is that within the rhythmic sequence of thoughts, thoughts are rendered to the truth, in relation of human beings to the truth. This exercise, this making-oneself-conscious-in-the-present within such a content, this repeated rhythmic making-oneself-conscious-in-the-present is what is involved. It is about applying quite a particular mood for spiritual knowledge. I want to explain this attitude to you in more detail. I will deviate from the strict formulation of the letter but maybe this will make some things much clearer. [ 6 ] Let's see, take for example a professor, lecturer or some scholar who gives lectures. Very often it happens that he prepares his lecture, then memorises it and then delivers it. This is indeed not possible if one really allows spiritual science to live within it. If you lived within spiritual science, this would be unworthy of you. Preparation can only be that a certain inner accumulation regarding the subject matter comes about. As a result of this inner assembly you do indeed step—even though you have a been connecting with the subject matter a thousand times—each time again with a new approach regarding the subject matter, so that you gradually grasp it clearly and speak out of the direct observation of it once again. You see, when you learn about something, for example a chapter in geography—good, you learn it, you have it, and then you retain in your thoughts. This doesn't happen in spiritual science at all if it is to be alive. Whoever wants to be a spiritual scientist in reality, must just again and again allow the most elementary things to draw through the soul. What I have written for example in my book Theosophy doesn't have a conclusive meaning. What it contains, I had to repeatedly allow to be drawn through my soul for it to have meaning. It can't be said: The book Theosophy is there, I know its contents.—It would, on the basis of spiritual science, be the same if one would say: I don't believe that there is a person who could say: I have eaten for 8 days so now I don't need to repeat it.—Every day we sit down to eat and do the same thing. Why? Because it is Life, it is not something which can be merely stored in thought form. The life in spiritual science is Life, and it declines if it is not ever and again lived through. This is what needs to be considered. [ 7 ] If you have through spiritual science approached life you would have become acquainted with the possibility for instance, that you can help those who have passed through the gate of death, by giving them a kind of meditative content based on the spiritual world which they have entered through the gate of death. This doesn't mean that one, for example, reads something to them once and now recon: now they understand it—no, it involves repeating it ever and again, this living-yourself-into the content, each time, as something new. This is far too seldom respected. People are used to observe everything as theory. Spiritual science is no theory, it is Life; but if one treats it by thinking one can learn it, like you learn about other things, then you make it into a theory. Obviously one can make it into a theory but then if you take it up this way, it is only a theory. Every serious spiritual scientist knows that one must live in it; the exercises are not exhausted by knowing their contents. [ 8 ] These are things which have disappeared from Western consciousness. What this Western consciousness is, shows also in other things. People have come to me who say: There's something awful about the Buddha speeches, they contain mere repetitions; one should surely produce a publication with only the contents of the speeches and leave out the repetitions.—Yet, no one really understands the Buddha-speeches who can make such a statement because the essence of the Buddha speeches depend upon following the rhythmic sequence in very small slots, always repeating the same one. This is an oriental method which does not coincide with our work here and in order to clarify this, I will make some comments. [ 9 ] Continuing with the letter, there is further mentioned about the exercises, that some are strange and questionable. Yes, we must look at the kind of judgement or the basis upon which this assessment is made today. If one speaks about the desire present today for something new, then one must acquaint oneself with why such a desire exists; and what exists must really be characterised. I could, in order to make myself clear, perhaps bring to mind the book of Oswald Spengler The Decline of the West. Spengler followed up with a small brochure entitled Pessimism? I will quote a sentence from Pessimism. He says: It is not important to recognise truth, but to make facts matter.—Now a discussion follows regarding this statement, regarding what he understands as "truth" and as "facts". In one place he says: "Truths are the greats of thought ... what stands in a dissertation is truth, that a candidate fails his dissertation is a fact."—Now one must imagine that with such a sentence something must somehow be said, but it is complete nonsense. Yet people read over something like this, they take it all in, which says something, and they don't notice anything strange and consider it as something outlandish. One can't possibly have a discussion about such a statement, it is total nonsense. Something like this is not even discussed when it is such nonsense; you don't even notice it. It can't fail that in a time in which such a judgment prevails, many strange and questionable things are found. However, we can imagine where we have actually arrived—in any case in another connection than meant by Spengler. We graduate today, so to say without a fuss, up to the highest levels of our study; here in our knowledge itself there are actually no disasters or turning points. You could say that a disaster happens when a student fails, but not knowledge itself. This involvement of the whole person, so that you are able to live with a problem in such an inner way as you have any other outer experience, is something which is rarely found. When you have written a book or if you are a private tutor you may feel very satisfied, but you don't experience disasters or turning points because of the material. This is something which has, one could say, spread over the entire scientific life. [ 10 ] It is necessary that we come to live within the spirit once again, that the spirit becomes a reality in whose processes we participate. This is no contradiction against tranquility. Precisely though cultivating tranquility you acquire the right way to participate more strongly and concretely towards what happens objectively; finally, it is no contradiction against tranquility when one observes all the horror of a volcanic eruption or some similar events this way. [ 11 ] I would like to say that in our modern time there is hardly any receptivity necessary for the particular way to spiritual science, simply the entire way of thinking, the quite different way of experiencing truth, is first necessary. You see, when someone says: Yes, we don't need thinking, we don't need intellectualism, we need feelings!—it is because he doesn't get the feeling that he's being moved inwardly; what should be given is what is lacking. [ 12 ] You see, is it really enough today, to adhere to ancient religious rules? When one gives a single lecture—and I speak from experience—when one gives a single lecture, let's say, from certain details regarding the social question, then there are many listeners who could say or write: Sure, this is all possible but in this lecture the name of Christ is not mentioned even once.—Yes, my dear friends, there is still a divine commandment which says: You should not pronounce the name of God in vain—and there is the commandment: You should not continuously say, God, God. It can be something very Christian, no not continuously say the name of Christ; perhaps it is even Christian for this reason, because the name of Christ is not misused. It is not through the use of Christ's name in every third line that something becomes Christian. [ 13 ] All these things should stop in the old thinking's comfortable way. Those who don't drop this comfortable thinking—they would also have the vague feeling that something must change—they can't be informed about the demands of the time because everything which exists in the demands of the time is something which they are unable to experience; they can't, because they are merely taught that these demands must be experienced basically as they have always been, and not commit to actually moving to solutions which must be investigated to really meet the demands of the time. Often the enormous difference between theoretical thought and immersed-in-spirit-living, is not considered. However, already during the first step into spiritual science there must be a living-within-the-spirit. I'm not saying you need to be clairvoyant or something of the kind, but that there needs to be a living-in-spirit; there must be another form of experience of truth, of content, than what one is accustomed to these days. [ 14 ] Another objection which Dr Rittelmeyer expressed took me quite by surprise, I must admit, but this is the way it's going to happen. The objection is that people feel insulted when, instead of something being pointed out as within them, they are made aware of what individuals perhaps know, what individuals have seen. People feel, they expressed it as "their human kingdoms having been stolen", they had felt great and now they must feel small.—Yes, I must admit, this objection surprised me because I don't really understand its content. Isn't it true, what is said consequently in the letter, that people expect something to happen from above, but now they feel thrown back on to themselves, on to exercises they need to do, on to efforts needed to understand something.—I initially feel an extraordinary contradiction between both these allegations. Secondly, I must add this: my whole life I have been—and it has been already quite long—extremely glad if a truth appears somewhere, and I actually find it disturbing when someone rejects the truth, because it has not grown out of their own soil. This is quite an egotistical subjective judgment, but we are stuck in such egotistical subjective judgments, and as a result we need a renewal of thinking in our current time, because it exists. [ 15 ] Here we have a bunch of judgements which indicates how necessary it is that a shift takes place. If these judgemental directions, which have been created by our time, continue to exist, then we will get nowhere. It is already necessary to say, even though it may sound rough, it is above all necessary to mention that the objectors must think about their objections, to what a degree they should not be making them, in order for the entry of the renewal not to be disturbed by the most ancient judgments. This is what has to be said above all things. [ 16 ] Another objection which is of course often made is that Anthroposophy appears in the form of a science and the inference is made that the realm of belief and the realm of knowledge must metamorphose. Actually, the objection depends, when it is made, on the inexact understanding of the context in Anthroposophy. In Anthroposophy the claim is never made that a belief must be transformed into knowledge or something similar, but in Anthroposophy this first positive element appears: it is shown that through knowledge not only can one have something in the sensory world of appearance, but also in the spiritual world. The question can at least be: Are the methods which are applied directed to the real, safe and equivalent?—This can then be examined and re-examined. When the issue is expressed in a way of objecting to imagination, objecting to inspiration and so on, then there is nothing to be discussed. However, no judgment can be made when one says: I feel uncomfortable if something is to be known about it.—It isn't important if something is unpleasant, but it is important that a certain method regarding the super-sensory can be known, just as in the sensory world something can be known. What can be known can't be judged in a way so that one can say the objects of faith were based on the free recognition of inner truths because Anthroposophy is a knowledge forced through "hallucination and proof."—Anthroposophy is just a science and is established as a science, it can't get involved with such an objection because it is a science. One could have the same objection against mathematics; one could say it would be detestable if mathematical truths were actual truths. Such an objection can't actually be made, because it is basically pointless. [ 17 ] An objection which I have heard with the most diverse nuances, is this, that something is expected, which could be something shocking, which you accept and get away with by listening to such things as "Christ is the ruler of the sun" or the issue about the "Two Jesus children." which are equally indifferent to you. My dear friends, I must admit I don't really understand how these things can be indifferent, when they are understood. The unbelievably important question of the present day is: How can the realm of morality be founded in the realm of natural necessities? We live today on the one side within a scientifically acknowledged realm of natural necessities and one allows that within this realm of necessities, hypotheses are made which are not supported by direct observation. One takes for instance the example of the development of the earth according to geology and so on, spanning only a certain time in history and then according to these impressions arrive at the origin of the earth as coming out of the ancient mists, or like the modified hypotheses in the sense of the Kant-Laplace theories which are no more valid these days; then out of this comes the imagining of the earth's origin and out of the second main statement of the mechanical heat theory, the theory of entropy, the imagining how everything is heading for death through heat (Wärmetod). Who constructs this hypothesis regarding the earth's origin and evolution must say to himself—because according to the scientific point of view on which it is based, it can't be assumed otherwise—that this ancient mist was there as the sovereign entity with laws of aerodynamics and laws of aerostatics, and out of this the laws of hydrodynamics and hydrostatics were created, and then luckily such conditions arose through which connections were created as we find in the simplest cells, the amoebas, and then all that turned into complicated organisms, also humans, and in humans moral ideals rose through which human worth could be felt. [ 18 ] What would we be as humans if we hadn't had our moral ideals, and if through these moral ideals we didn't, through the acceptance of a divine world order in the entire global context, become ennobled? It is useless to just let it go; to say we will separate the realm of the certainty of faith which we have in moral ideals, from what we have as the natural order. Such a separation can only happen with those who aren't really inwardly serious about what they see presented in the natural order. [ 19 ] My dear friends, I once became acquainted with someone who at the time was involved with the great problem of death in the world, explored from Haeckel's point of view. With an earnest attitude, an inner enthusiasm to understand such a point of view, he approached this view which is quite honestly based on the foundation of science. What did he have to say about moral-religious ideals? He said: "Those are religious foam bubbles rising in human life, it is something people put in front of themselves, it is something on which the human race lives, from which they take their dignity; but one day the great graveyard of the heat death will arrive, and then all outer forms of organisms, everything which appeared as moral-religious foam bubbles will be buried, and in the world's space a sloop will be circling in some curve that can be said to be something which people once created according to mechanistic or dynamic laws, these people allowed bubbles to rise and from this the people derived their worth; and all of that has turned out to be a cosmic cemetery." [ 20 ] You see, out of this person's honesty, because he couldn't unhook himself from it, he returned to the blissful womb of the Catholic Church for some years. This is only one example out of many. [ 21 ] This abyss has opened up between the moral-religious world order and the scientific-mechanic world order. There are only a few people capable of enough sensitivity, who doesn't tolerate the entire world view regarding the earth's origin or demise according to science. For example, Herman Grimm said a rotting and decaying carcass bone would be an appetizing piece compared to what the Kant-Laplace theory made of the earth.—What Herman Grimm added is true, future generations of scholars will be able to make astute treatises to explain the nonsense which the Kant-Laplace theory introduced into people's heads, to their detriment. [ 22 ] My dear friends, if with your deepest insight you want to look at what such a point of view has caused for the doom of the human soul, starting in the lowest classes in school, then in order to do what needs to be done today, you must search much deeper than is normally done. You can't get stuck half way and say: We must withdraw religious content from the general view of the world, we must have our own religious certainty and beside it, science may exist.—For then, at most, man's moral-religious view of the world will help him return to the bosom of the blessed Roman Catholic Church to numb himself if he still comes under such an anesthetic. [ 23 ] In the course of evolution, we have reached the point where we no longer know that the spiritual lives in all-natural laws, that for example what happens within man himself, where there is actually a hearth within him, is accomplished outside in nature. My dear friends, the people from the 19th century quite correctly were strongly affected by for example what Julius Robert Mayer expressed as a law of conservation of energy and of matter. (Erhaltungssatz der Kraft.) It has really come to the fore that the law of the conservation of power and of matter in the 19th century dominates our physics today. However, this is valid for outer nature only and there only within certain boundaries which become more limited as time goes by; but in terms of time it doesn't apply to human beings. It is simply true that within man there is a hearth where all material things which he takes into himself, is transformed into nothing, where matter is destroyed, matter is dissolved. By letting our pure thoughts be assimilated by our etheric body and letting these thoughts work on our physical body through the etheric, matter is destroyed in our physical body. (During the next explanation drawings were made on the blackboard. The originals are no longer available.) I'm sketching diagrammatically, it is intensively spread over the entire human being, I draw it in such a way as if it is only a part. This place in a person where matter becomes destroyed is at the same time the place where matter is created again, when morality, when religious perceptions glows through us. What is created here simply by our perceptions through moral and religious ideals, this is like a seed for future worlds. If the material world perishes, when the material world has been destroyed in the heat death then this earth will be transformed into another world body, and this body of a world will be made from the moral ideals created into material forms. Because our science is not capable of penetrating deeply enough into matter, it is not capable of grasping the thought that matter itself is an abstraction. We may speak about the thermal death of the earth, but at the same time we have to speak of what is cast off from plants, in wilting and drying out, and about the seed surviving into the next year; even as we can speak in relation to the heat death, we can speak about the seed which remains to us and survives the world death. [ 24 ] There is a sphere where scientific truths end; mere scientific truths in the sense of today, where moral ideals end being bubbles of foam, when the earth will expire in the heat death. There is an accessible region for man, where moral ideals are received when physical matter is destroyed, a sphere where the Word becomes a natural scientific truth: "Heaven and Earth will pass away but My words will not pass away!"—There is a sphere where the Bible becomes science; and before this—it needs to be acknowledged in the background of today's aspirations—no healing can occur, before we have the opportunity to advance to a science, not a one-sided science like today, nor one which is a one-sided abstract spiritual science. [ 25 ] Today the term "spiritual science" is applied only to the science of ideas. For Anthroposophy spiritual science is not only what can be grasped on the other side of materiality, but it is something whose processes penetrate matter. [ 26 ] With results of this research it is then possible, certainly by applying diligent spiritual scientific methods, to consider everything regarding the relationship between the sun and Christ. These things must be considered in the right light. With a certain authority we have during the course of the last three centuries come to see something regarding the stars, sun and moon, which can be calculated. What has brought us misfortune is that we only calculate. We need to once again observe that by looking at the arithmetic of the world's structure, we are in fact investigating a corpse. We need to learn to investigate the spirit of the cosmic whole. Everything depends on this. We won't find the spirit, if we allow matter to violate us in such a way that it presents itself in the universe as something which can only be calculated, or at most be judged according to basic mechanical laws. For this reason, it can already be said that it depends entirely on the individual human being who says: "For me it is not important that the Christ is the ruler of the sun".—This sentence must be understood in the correct way: "For me it is a matter of indifference". [ 27 ] My dear friends, I've heard a few people say they are indifferent to what the Christ has to do with the sun, but they were not indifferent when their taxes increase by fifty percent. Yet it is more necessary for the overall salvation of mankind that Christ and the sun are seen to be related than the rising tax of fifty percent is. [ 28 ] How we think in detail about the two Jesus children may be discussed again. However, what would one say to an objection which claims we should practice something that, yes, I don't know what it is, and then the issue about the two Jesus children is put on the table, which leaves us indifferent. I open the Gospel and read a great deal which is presented there, similar to the issue about the two Jesus children mentioned in Anthroposophy. Then again, you don't say: We want religion, but we are quite indifferent whether Jesus was the son of Joseph and Mary or something similar, every single Gospel truth leaves us completely indifferent.—I don't know to what else you don't care about. One doesn't want to enter into something which is of no interest to you, but an objection is not the same, it is definitely not. [ 29 ] Now I would still like to enter into point eight which I've written down for myself, because time is marching on. It is said that a certain progress is expected in people's internalizing; yet through the way culture has been created, people have come to hate culture, they don't want to hear anything more about culture, and now (with Anthroposophy) something arrives which doesn't only speak about internalization, but even what strives to have an effect on architecture and the art of movement. [ 30 ] Yes, my dear friends, if you take life seriously you won't want anything other than what appears in Anthroposophy, what appears to you as spiritual foundations penetrating everything in outer life. I'm still talking about Anthroposophy; we will still touch on what religion has to say about it. That's just the trouble, we are no longer in the position to bring what we experience in the spiritual into our outer life, and finally this happens just in those areas where it is the most noticeable. Just imagine you had said to a Greek that he couldn't express his spiritual experiences in outer life. Just as the Greek thought about his Apollo, as he thought about Zeus, he created his Zeus temple accordingly, his colonnaded temple. We no longer create, we imitate what is old; we don't have the possibility of taking those areas relating to the spirit and also create an external physiognomy of life. The only thing we can create is a department store. The department store is the grandiose creation of the materialistic spirit of the present day. However, if we wanted a home for the spirit and turn to a builder, then he would build it in a Romantic, Gothic or some or other style, and we would have no feeling, when we stand there within the walls, of anything being expressed of what we had inwardly lived through spiritually. [ 31 ] You see, when the thought was created—not through me but through others—to build a house for Anthroposophy, not for an instant would an idea exist to approach a builder and let him erect a Renaissance or Baroque building and then to move in there, but the idea could come about in the following way. In this building this and that would be spoken about and the forms which would be visible all around should say exactly the same as what is being spoken within it. If this is not only theoretical but life, if the forms are creative, then they are presented—as living—in the world. It is impossible to measure what is created here as a matter of course in comparison with the dishonest cultural activity of the times which has brought us into all this trouble. [ 32 ] This is what I wanted to present primarily, my dear friends. There are too many questions to deal with in one stroke; I will continue with them tomorrow. I've limited myself today by entering into what has been raised against Anthroposophy in general. I will however expand on what in particular will be raised against the service which Anthroposophy will bring towards religious renewal. I would like to stress the following: if somehow an idea develops that it equally represents an existing religious confession, or a creed, which one thinks to justify only through Anthroposophy as its basis, then you do Anthroposophy a wrong because it has never claimed to be a religious education nor is it a religion or wants to establish a religion. This Anthroposophy will not do. Anthroposophy follows impulses to knowledge, goals to knowledge; and whoever says that Anthroposophy is not a religion because it doesn't have the characteristics of religion—say something which Anthroposophy must say about itself from the outset. You can't accuse someone of being something he doesn't even want to be! The objections which are actually made from a religious side, appear to me as if, let's say, someone is active in a field and is accused of not doing what he could in another field. The objections raised by Dr Rittelmeyer, as far as I have taken into account, certainly involve the relationship people have to Anthroposophy. For this reason, I approached it from this side and will enter into it from the religious side, tomorrow. |
343. A Theory of Knowledge: Translator's Preface
Olin D. Wannamaker |
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Very early—perhaps, by his fifteenth year—he had rejected Kant's theory of the nature of human knowledge, saying to himself: “That may be true for him, but it is not true for me.” |
343. A Theory of Knowledge: Translator's Preface
Olin D. Wannamaker |
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When Rudolf Steiner, still a student and tutor in Vienna, published this terse little volume just after his twenty-fifth birthday, he concluded an intellectual struggle in which he had been engaged since childhood. He arrived at a solution of the problem: What is the relation between man's inner and his outer world? For him the inner world had always been unmistakably a world of reality, not of mere reflections from without and subjective reactions within. His endeavor had been, not to establish the reality of either the inner or the outer world, but—through intense observation of the outer world and intense contemplation of his own mind in its activity—to discover the interrelationship between the mind and the world. Very early—perhaps, by his fifteenth year—he had rejected Kant's theory of the nature of human knowledge, saying to himself: “That may be true for him, but it is not true for me.” When he was later brought into contact with Goethe, first as poet and then as thinker, he discovered that, in the world of living things, Goethe's mode of contemplative, intuitive cognition was identical with his own; and that, through such a direct channel, Goethe had acquired knowledge essential to the innermost nature of plant, animal, and man. Hence, after editing one volume of Goethe's scientific writings, he paused in that task to build an adequate foundation upon which to base Goethe's mode of intuitive thinking and his own interpretation of Goethe. But he not only solved the central problem with which he had been battling since youth. He also laid foundations deep in the human spirit for all his own creative thinking during the remaining thirty-nine years of his life. The whole wealth of his writings and lectures, dealing with so great a range of themes of deepest human concern, rests solidly upon this foundation. It rests upon this exposition of the reality, the spiritual nature, of human thinking: the truth he had apprehended in inner certitude of experience, and had confirmed under the rigid tests of the intellect, that “becoming aware of the Idea within reality is the true communion of man.” Later writings and lectures which set forth the potential and nascent capacity of the human spirit to rise above the low horizons of our every-day cognitions into a higher and clearer spiritual atmosphere of self-confirming intuitions rests, like everything else he has affirmed, upon the inherent nature of man's cognitive faculties as set forth, explicitly or implicitly, in this first published volume by the still youthful investigator. This compact volume represents a milestone in the history of the human mind, a crucial achievement in the struggle of man to know himself. In essence, the argument is as follows: One constituent of direct experience—thought, which appears before our inner activity of contemplation—is unique in manifesting immediately its essential nature and its interrelationships. It thus becomes the only key to disclose the hidden nature of all other experience. Thought is not subjective in itself, but only as regards the prerequisite activity of our contemplation. This is evidenced by the clearly observable fact that we combine thoughts solely according to their inherent content. Our contemplation, as an organ of perception, only brings to manifestation in consciousness objectively real elements of the one thought content of the world. Through the intellectual cognition of single elements of this reality—concepts—and the rational combination of inherently related elements into harmonious complexes—ideas—we are capable of knowing gradually expanding aspects of the total reality. This knowledge is real, not a mere phantasm of the subjective mind. But the mode of cognition suited to the inorganic is not suited to the organic. In relation to the inorganic, we possess truth when we grasp the cause of a phenomenon. In relation to the organic, we must apprehend the supersensible type, which manifests itself in the single members of a species of plant or animal. This requires direct, intuitive cognition: the mind must perceive in thinking and think in perceiving. Moreover, when we deal with the human being, we must apprehend the central reality—the ego—manifest as a self-sufficing spiritual being in its uniqueness in each single human personality. Through this mode of intuitive cognition, we may attain to the knowledge that the universal Creative Spirit is in the single human being; that His highest manifestation is in human thought; that man is in harmony with this Guiding Power of the world when he follows freely, as an individual, the guidance of his own intuitions. The heartfelt thanks of the translator are due to several competent specialists who have rendered important service in this difficult task: to Miss Ruth Hofrichter, of Vassar College, who painstakingly scrutinized the manuscript in its first form some years ago, in comparison with the German text, and pointed out a number of deficiencies; to Dr. Hermann Poppelbaum and Dr. Egbert Weber for very helpful detailed criticisms and suggestions. O. D. W. |
4. The Philosophy of Spiritual Activity (1949): The Idea of Freedom
Tr. Hermann Poppelbaum Rudolf Steiner |
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[ 26 ] Kant's principle of morality: Act so that the principle of your action may be valid for all men—is the exact opposite of ours. |
5. Ethical-Spiritual Activity in Kant*. Editor's Note: The distinction here drawn by Dr. Steiner between “motive” and “spring of action” is of fundamental importance and is implicit in the common English usage of these terms. |
6. Translation by Abbott, Kant's Theory of Ethics, p. 180; Critique of Practical Reason, chap. iii. |
4. The Philosophy of Spiritual Activity (1949): The Idea of Freedom
Tr. Hermann Poppelbaum Rudolf Steiner |
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[ 1 ] The concept “tree” is conditioned for our knowledge by the percept “tree.” When faced with a determinate percept I can select only one determinate concept from the general system of concepts. The connection of concept and percept is mediately and objectively determined by thinking in conformity with the percept. The connection between a percept and its concept is recognized after the act of perception, but the relevance of the one to the other is determined by the thing itself. [ 2 ] The procedure is different when we examine knowledge, or rather the relation of man to the world which arises within knowledge. In the preceding chapters the attempt has been made to show that an unprejudiced observation of this relation is able to throw light on its nature. A correct understanding of this observation leads to the insight that thinking may be intuitively apprehended in its self-contained nature. Those who find it necessary, for the explanation of thinking as such, to invoke something else, e.g., physical brain-processes, or unconscious spiritual-processes lying behind the conscious thinking which they observe, fail to grasp the facts which an unprejudiced observation of thinking yields. When we observe our thinking, we live during the observation immediately within the essence of a spiritual, self-sustaining activity. Indeed we may even affirm that if we want to grasp the essential nature of Spirit in the form in which it immediately presents itself to man, we need but look at our own self-sustaining thinking. [ 3 ] For the study of thinking two things coincide which elsewhere must always appear apart, viz., concept and percept. If we fail to see this, we shall be unable to regard the concepts which we have elaborated in response to percepts as anything but shadowy copies of these percepts, and we shall take the percepts as presenting to us reality as it really is. We shall, further, build up for ourselves a metaphysical world after the pattern of the perceived world. We shall, each according to his habitual thought-pictures, call this world a world of atoms, or of will, or of unconscious spirit, and so on. And we shall fail to notice that all the time we have been doing nothing but erecting hypothetically a metaphysical world modeled on our perceived world. But if we clearly apprehend what thinking consists in, we shall recognize that percepts present to us only a portion of reality, and that the complementary portion which alone imparts to reality its full character as real, is experienced by us in the permeation of percepts by thinking. We shall regard that which enters into consciousness as thinking, not as a shadowy copy of reality, but as a self-sustaining spiritual essence. We shall be able to say of it, that it is revealed to us in consciousness through intuition. Intuition is the purely spiritual conscious experience of a purely spiritual content. It is only through an intuition that we can grasp the essence of thinking. [ 4 ] Only if one wins through, by means of unprejudiced observation, to the recognition of this truth of the intuitive essence of thinking will one succeed in clearing the way for a conception of the psycho-physical organization of man. One recognizes that this organization can produce no effect whatever on the essential nature of thinking. At first sight this seems to be contradicted by patent and obvious facts. For ordinary experience, human thinking occurs only in connection with, and by means of, such an organization. This dependence on psycho-physical organization is so prominent that its true bearing can be appreciated by us only if we recognize, that in the essential nature of thinking this organization plays no part whatever. Once we appreciate this, we can no longer fail to notice how peculiar is the relation of human organization to thinking. For this organization contributes nothing to the essential nature of thought, but recedes whenever the activity of thinking appears. It suspends its own activity, it yields ground. And the ground thus set free is occupied by thinking. The essence which is active in thinking has a two-fold function: first it restricts the human organization in its own activity; next, it steps into the place of it. Yes, even the former, the restriction of the physical organization, is an effect of the activity of thinking, and more particularly that part of this activity which prepares the manifestation of thinking. This explains the sense in which thinking has its counterpart in the organization of the body. Once we perceive this, we can no longer misapprehend the significance for thinking of this physical counterpart. When we walk over soft ground our feet leave impressions in the soil. We shall not be tempted to say that the forces of the ground, from below, have formed these footprints. We shall not attribute to these forces any share in the production of the footprints. Just so, if without prejudice we observe the essential nature of thinking, we shall not attribute any share in that nature to the traces in the physical organism which thinking produces in preparing its manifestation through the body.1 [ 5 ] An important question, however, emerges here. If the human organization has no part in the essential nature of thinking, what is the function of this organization within the whole nature of man? The effects of thinking upon this organization have no bearing upon the essence of thinking, but they have a bearing upon the origin of the I-consciousness, through this thinking. Thinking, in its own character, contains the real “I,” but it does not contain, as such, the I-consciousness. To see this we have but to observe thinking with an open mind. The “I” is to be found in thinking. The “I-consciousness” arises through the traces which, in the sense above explained, the activity of thinking impresses upon our general consciousness. (The I-consciousness thus arises through the bodily organization. This view must not, however, be taken to imply that the I-consciousness, once it has arisen, remains dependent on the bodily organization. Once arisen it is taken up into thinking and shares henceforth the spiritual being of the latter.) [ 6 ] The “I-consciousness” is built upon the human organization. The latter is the source of the acts of will. Following out the direction of the preceding exposition, we can gain insight into the connection of thinking, conscious I, and act of will, only by studying first how an act of will issues from the human organization.2 [ 7 ] In a particular act of will we must distinguish two factors: the motive and the spring of action. The motive is a factor of the nature of concept or representation; the spring of action is the factor in will which is directly conditioned in the human organization. The conceptual factor, or motive, is the momentary determining cause of an act of will; the spring of action is the permanent determining factor in the individual. The motive of an act of will may be a pure concept, or else a concept with a definite relation to perception, i.e., a representation. General and individual concepts (representations) become motives of will by influencing the human individual and determining him to action in a particular direction. One and the same concept however, or one and the same representation, influence different individuals differently. They impel different men to different actions. An act of will is, therefore, not merely the outcome of the concept or the representation, but also of the individual make-up of human beings. This individual make-up we will call, following Eduard von Hartmann, the “characterological disposition.” The manner in which concept and representation act on the characterological disposition of a man gives to his life a definite moral or ethical stamp.3 [ 8 ] The characterological disposition is formed by the more or less permanent content of the individual's life, that is, of the content of his representations and feelings. Whether a representation which enters my mind at this moment stimulates me to an act of will or not, depends on its relation to the rest of my representations, and also to my peculiar modes of feeling. The content of my representations in turn, is conditioned by the sum total of those concepts which have, in the course of my individual life, come in contact with percepts, that is, have become representations. This sum, again, depends on my greater or lesser capacity for intuition, and on the range of my observations, that is, on the subjective and objective factors of my experiences, on my inner nature (development) and place in life, and on my environment. My life of feeling more especially determines my characterological disposition. Whether I shall make a certain representation or concept the motive for action will depend on whether it gives me pleasure or pain. These are the elements which we have to consider in an act of will. The immediately present representation or concept, which becomes the motive, determines the aim or the purpose of my will; my characterological disposition determines me to direct my activity towards this aim. The representation of taking a walk in the next half-hour determines the aim of my action. But this representation is raised to the level of a motive only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the representations of the wholesomeness of walking and the value of health; and, further, if the representation of walking is accompanied in me by a feeling of pleasure. [ 9 ] We must, therefore, distinguish (1) the possible subjective dispositions which are likely to turn given representations and concepts into motives, and (2) the possible representations and concepts which are capable of so influencing my characterological disposition that an act of will results. The former are for morality the springs of action, the latter its aims. [ 10 ] The springs of action in the moral life can be discovered by finding out the elements of which individual life is composed. [ 11 ] The first level of individual life is that of perception, more particularly sense-perception. This is the stage of our individual lives in which a perceiving translates itself into will immediately, without the intervention of either a feeling or a concept. The spring of action here involved may be called simply instinct. Our lower, purely animal, needs (hunger, sexual intercourse, etc.), find their satisfaction in this way. The main characteristic of instinctive life is the immediacy with which the percept releases the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may, however, become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, without any special feeling connecting itself with the percept. We have examples of this especially in our ordinary conventional intercourse. The spring of this kind of action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the agent will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. [ 12 ] The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become springs of action. When I see a hungry man, my pity for him may become the spring of my action. Such feelings, for example, are shame, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty.4 [ 13 ] The third and last level of life is to think and to form representations. A representation or a concept may become the motive of an action through mere reflection. Representations become motives because, in the course of my life, I regularly connect certain aims of my will with percepts which recur again and again in a more or less modified form. Hence it is that with men who are not wholly without experience, the occurrence of certain percepts is always accompanied also by the consciousness of representations of actions, which they have themselves carried out in a similar case or which they have seen others carry out. These representations float before their minds as determining models in all subsequent decisions; they become parts of their characterological disposition. We may give the name of practical experience to the spring of action just described. Practical experience merges gradually into purely tactful behaviour. That happens, when definite typical pictures of actions have become so closely connected in our minds with representations of certain situations in life, that, in any given instance, we omit all deliberation based on experience and pass immediately from the percept to the action. [ 14 ] The highest level of individual life is that of conceptual thinking without reference to any definite perceptual content. We determine the content of a concept through pure intuition from the ideal sphere. Such a concept contains, at first, no reference to any definite percepts. When an act of will comes about under the influence of a concept which refers to a percept, i.e., under the influence of a representation, then it is this percept which determines our action indirectly by way of the conceptual thinking. But when we act under the influence of intuitions, the spring of our action is pure thinking. As it is the custom in philosophy to call the faculty of pure thinking “reason,” we may perhaps be justified in giving the name of practical reason to the moral spring of action characteristic of this level of life. The clearest account of this spring of action has been given by Kreyenbuehl (Philosophische Monatshefte, Vol. xviii, No. 3).5 In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuehl calls the spring of action, of which we are treating, the practical a priori, i.e., a spring of action issuing immediately from my intuition. [ 15 ] It is clear that such a spring of action can no longer be counted in the strictest sense as a characterological disposition. For what is here effective in me as a spring of action is no longer something purely individual, but the ideal, and hence universal, content of my intuition. As soon as I regard the validity of this content as the basis and starting-point of an action, I pass over into willing, irrespective of whether the concept was already in me beforehand, or whether it only enters my consciousness immediately before the action, that is, irrespective of whether it was present in the form of a disposition in me or not. [ 16 ] A real act of will results only when a present impulse to action, in the form of a concept or representation, acts on the characterological disposition. Such an impulse thereupon becomes the motive of the will. [ 17 ] The motives of moral conduct are representations and concepts. There are Moralists who see in feeling also a motive of morality; they assert, e.g., that the aim of moral conduct is to secure the greatest possible quantity of pleasure for the acting individual. Pleasure itself, however, cannot become a motive; only its representation can. The representation of a future feeling, but not the feeling itself, can act on my characterological disposition. For the feeling does not yet exist in the moment of action; it has first to be produced by the action. [ 18 ] The representation of one's own or another's well-being is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, to attain individual happiness, is called Egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good, and striving to attain it even at the cost of the happiness of other individuals (Pure Egoism), or by promoting the good of others, either because one anticipates indirectly a favourable influence on one's own person through the happiness of others, or because one fears to endanger one's own interest by injuring others (Morality of Prudence). The special content of the egoistical principles of morality will depend on the representations which we form of what constitutes our own, or others', happiness. A man will determine the content of his egoistical striving in accordance with what he regards as one of life's good things (luxury, hope of happiness, deliverance from different evils, etc.). [ 19 ] Further, the purely conceptual content of an action is to be regarded as yet another kind of motive. This content has no reference, like the representation of one's own pleasures, solely to the particular action, but to the deduction of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may guide the individual's moral life without his worrying himself about the origin of his concepts. In that case, we feel merely the moral necessity of submitting to a moral concept which, in the form of law, overhangs our actions. The justification of this necessity we leave to those who demand from us moral subjection, that is, to those whose moral authority over us we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). We meet with a special kind of these moral principles when the law is not proclaimed to us by an external authority, but comes from our own inner life (moral autonomy). In this case we hear the voice, to which we have to submit ourselves, in our own souls. This voice expresses itself as conscience. [ 20 ] It is a great moral advance when a man no longer takes as the motive of his action the commands of an external or the internal authority, but tries to understand the reason why a given maxim of action ought to be effective as a motive in him. This is the advance from morality based on authority to action from moral insight. At this level of morality, a man will try to discover the demands of the moral life, and will let his action be determined by this knowledge. Such demands are (1) the greatest possible happiness of humanity as a whole purely for its own sake; (2) the progress of civilization, or the moral development of mankind towards ever greater perfection; (3) the realization of individual moral aims conceived by an act of pure intuition. [ 21 ] The greatest possible happiness of humanity as a whole will naturally be differently conceived by different people. The above-mentioned maxim does not refer to any definite representation of this happiness, but rather means that everyone who acknowledges this principle strives to do all that, in his opinion, most promotes the good of the whole of humanity. [ 22 ] The progress of civilization is seen to be a special application of the moral principle just mentioned, at any rate for those to whom the goods which civilization produces bring feelings of pleasure. They will only have to pay the price in the decay and annihilation of several things which also contribute to the happiness of humanity. It is, however, also possible that some men look upon the progress of civilization as a moral necessity, quite apart from the feelings of pleasure which it brings. If so, the progress of civilization will be a new moral principle for them, different from the previous one. [ 23 ] Both the principle of the public good, and that of the progress of civilization alike, are based on the representation, i.e., on the way in which we apply the content of our moral Ideas to particular experiences (percepts). The highest principle of morality which we can think of, however, is that which contains, to start with, no such reference to particular experiences, but which springs from the source of pure intuition and does not seek until later any connection with percepts, i.e., with life. The determination of what ought to be willed issues here from an arbiter very different from that of the previous two principles. Who accepts the principle of the public good will in all his actions ask first what his ideals contribute to this public good. The upholder of the progress of civilization as the principle of morality will act similarly. There is, however, a still higher mode of conduct which, in a given case, does not start from any single limited moral ideal, but which sees a certain value in all moral principles, always asking whether this or that principle is more important in a particular case. It may happen that a man considers in certain circumstances the promotion of the public good, in others that of the progress of civilization, and in yet others the furthering of his own good, to be the right course, and makes that the motive of his action. But when all other grounds of determination take second place, then we rely, in the first place, on conceptual intuition itself. All other motives now yield place, and the ideal content of an action alone becomes its motive. [ 24 ] Among the levels of characterological disposition, we have singled out as the highest that which manifests itself as pure thinking, or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On nearer consideration, we now perceive that at this level of morality the spring of action and the motive coincide, i.e., that neither a predetermined characterological disposition, nor an external moral principle accepted on authority, influences our conduct. The action, therefore, is neither a merely stereotyped one which follows certain rules, nor is it automatically performed in response to an external impulse. Rather it is determined solely through its ideal content.* [ 25 ] For such an action to be possible, we must first be capable of moral intuitions. Whoever lacks the capacity to experience for himself the moral principle that applies in each particular case, will never rise to the level of genuine individual willing. [ 26 ] Kant's principle of morality: Act so that the principle of your action may be valid for all men—is the exact opposite of ours. His principle would mean death to all individual impulses of action. The norm for me can never be what all men would do, but rather what it is right for me to do in each special case. [ 27 ] A superficial criticism might urge against these arguments: How can an action be individually adapted to the special case and the special situation, and yet at the same time be ideally determined by pure intuition? This objection rests upon a confusion of the moral motive with the perceptual content of an action. The latter, indeed, may be a motive, and is actually a motive when we act for the progress of culture, or from pure egoism, etc., but in action based on pure moral intuition it never is a motive. Of course, my “I” takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a cognitive concept, but the corresponding moral concept is not derived from the object. The cognitive concept of a given situation which faces me, is a moral concept also only if I adopt the standpoint of a particular moral principle. If I base all my conduct on the principle of the progress of civilization, then my way through life is tied down to a fixed route. From every occurrence which I perceive and which attracts my interest there springs a moral duty, viz., to do my tiny share towards using this occurrence in the service of the progress of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which contains for me, as a moral agent, ethical directions as to how I have to conduct myself. Such a moral label is justified on its own ground; at a higher level it coincides with the Idea which reveals itself to me prompted by the concrete instance. [ 28 ] Men vary greatly in their capacity for intuition. In some, Ideas bubble up like a spring, others acquire them with much labour. The situations in which men live, and which are the scenes of their actions, are no less widely different. The conduct of a man will depend, therefore, on the manner in which his faculty of intuition works in a given situation. The aggregate of Ideas which are effective in us, the concrete content of our intuitions, constitute that which is individual in each of us, notwithstanding the universal character of the world of Ideas. In so far as this intuitive content has reference to action, it constitutes the moral content of the individual. To let this content express itself in his life is the highest moral spring of action and at the same time, the highest motive of the man who regards all other moral principles as subordinate. We may call this point of view Ethical Individualism. [ 29 ] The decisive factor of an intuitively determined action in any concrete instance, is the discovery of the corresponding purely individual intuition. At this level of morality, there can be no question of general moral concepts (norms, laws), except in so far as these result from the generalization of the individual impulses. General norms always presuppose concrete facts from which they can be deduced. But facts have first to be created by human action. [ 30 ] When we investigate the leading principles (the conceptual principles guiding the actions of individuals, peoples, epochs), we obtain a science of Ethics which is, however, not a science of moral norms, but rather a natural science of morality. Only, the laws discovered in this way are related to human action as the laws of nature are related to a particular phenomenon. These laws, however, are very far from being identical with the impulses on which we base our actions. If we want to understand how a man's action arises from his moral will, we must first study the relation of this will to the action. For this purpose we must single out for study those actions in which this relation is the determining factor. When I, or another, subsequently review my action we may discover what moral principles come into play in it. So long as I am acting, I am influenced by the principle of morality in so far as it lives in me intuitively; it is united with my love for the object which I want to realize through my action. I ask of no man and of no moral code, whether I shall perform this action or not. I carry it out as soon as I have formed the Idea of it. This alone makes it my action. If a man acts only because he accepts certain moral norms, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior kind of automaton. Inject some stimulus to action into his mind, and at once the clockwork of his moral principles will begin to work and run its prescribed course, so as to issue in an action which is Christian, or humane, or seemingly unselfish, or calculated to promote the progress of culture. It is only when I follow solely my love for the object, that it is I, myself, who act. At this level of morality, I acknowledge no lord over me, neither an external authority, nor my so-called inner voice. I acknowledge no external principle of my action, because I have found in myself the ground for my action, viz., my love of the action. I do not examine with my intellect whether my action is good or bad; I perform it, because I am in love with it. My action is “good” when my intuition, immersed in love, inserts itself in the right way into the world-nexus as I experience it intuitively; it is “bad” when this is not the case. Neither do I ask myself how another man would act in my position. I act as I, this unique individuality, feel impelled to act. No general usage, no common custom, no general maxim current among men, no moral norm is my immediate guide, but my love for the action. I feel no compulsion, neither the compulsion of nature which dominates me through my instincts, nor the compulsion of the moral commandments. My will is simply to realize what in me lies. [ 31 ] Those who defend general moral norms will reply to these arguments that, if everyone strives to live his own life and do what he pleases, there can be no distinction between a good action and a crime; every fraudulent impulse in me has the same right to issue in action as the intention to serve the general good. It is not the mere fact of my having conceived the Idea of an action which ought to determine me as a moral being, but the examination of whether it is a good or an evil action. Only if it is good shall I carry it out. [ 32 ] This objection is easily intelligible, and yet it had its root in what is but a misapprehension of my meaning. My reply to it is this: If we want to get at the essence of human volition we must distinguish between the path along which volition attains to a certain degree of development, and the unique character which volition assumes as it approaches its goal. It is on the path towards the goal that the norms play a legitimate part. The goal consists of the realization of moral aims which are apprehended by pure intuition. Man attains such aims in proportion as he is able to rise at all to the level at which intuition grasps the Idea-content of the world. In any particular volition, other elements will, as a rule, be mixed up, as springs of action or motives, with such moral aims. But, for all that, intuition may be, wholly or in part, the determining factor in human volition. What one should do, that one does. One supplies the stage upon which, what one should do, becomes action. One's own action is what one lets come forth from oneself. The impulse, here, can only be wholly individual. And, in fact, only an action which issues out of intuition can be individual. To regard evil, the deed of a criminal, as a manifestation of the human individuality in the same sense as the embodiment of pure intuition, is a confusion which only becomes possible when blind instincts are reckoned as part of the human individuality. [ 33 ] But the blind impulse which drives a man to a criminal act does not spring from intuition, and does not belong to what is individual in him, but rather to that which is most general in him, to that which is equally present in all individuals and from which man finds his way out with the help of his individual part. The individual part in me is not my organism with its instincts and feelings, but rather the unified world of Ideas which reveals itself through this organism. My instincts, cravings, passions, justify no further assertion about me than that I belong to the general species man. The fact that something ideal expresses itself in a particular way through these instincts, passions, and feelings, provides the foundation of my individuality. My instincts and cravings make me the sort of man of whom there are twelve to the dozen. The unique character of the Idea, by means of which I distinguish myself within the dozen as “I,” makes of me an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature. Through my thinking, i.e., by the active grasping of the Ideal-element working itself out through my organism, I distinguish myself from others. Hence it is impossible to say of the action of a criminal that it issues from the Idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. [ 34 ] An act the grounds for which lie in the ideal part of my individual nature is felt to be free. Every other part of an act, whether done under the compulsion of nature or under the obligation imposed by a moral norm, is felt to be unfree. [ 35 ] Man is free in so far as, in every moment of his life, he is able to obey only himself. A moral act is my act only when it can be called free in this sense. So far we are concerned here with the presuppositions under which an act of will is felt to be free; the sequel will show how this purely ethical Idea of freedom becomes realized in the essential nature of man. [ 36 ] Action on the basis of freedom does not at all exclude, but includes, the moral laws. Only, it shows that it stands on a higher level than actions which are dictated by these laws. Why should my act serve the general good less well when I do it from pure love of it, than when I perform it only because I feel it is a duty to serve the general good? The concept of mere duty excludes freedom, because it will not acknowledge the individual element, but demands the subjection of the latter to a general norm. Freedom of action is conceivable only from the standpoint of Ethical Individualism. [ 37 ] But how about the possibility, of social life for men, if each aims only at asserting his own individuality? This question expresses yet another objection on the part of Moralism wrongly understood. The Moralist believes that a social community is possible only if all men are held together by a commonly fixed moral order. This shows that the Moralist does not understand the identity of the world of Ideas. He does not grasp that the world of Ideas which inspires me is no other than that which inspires my fellow-man. This unity is, indeed, but a result of the experience of the world. It cannot be anything else. For if we could recognize it in any other way than by observation, it would follow that not individual experience, but universal norms, were dominant in its sphere. Individuality is possible only if every individual being knows of others only through individual observation. I differ from my neighbour, not at all because we are living in two entirely different spiritual worlds, but because from our common world of Ideas we receive different intuitions. He desires to live out his intuitions, I mine. If we both draw our intuitions really from the world of Ideas, and do not obey mere external impulses (physical or spiritual), then we cannot but meet one another in striving for the same aims, in having the same intentions. A moral misunderstanding, a clash is impossible between men who are morally free. Only the morally unfree who follow their natural instincts or the accepted commands of duty, turn their backs on their neighbours, if these do not obey the same instincts and the same laws as themselves. To live in love of action and to let live in understanding of the other's volition, this is the fundamental maxim of the free man. He knows no other “ought” than that with which his will intuitively puts itself in harmony. How he shall will in any given case, that will be determined for him by his faculty of conceiving Ideas. [ 38 ] If sociability were not deeply rooted in human nature, no external laws would be able to inoculate us with it. It is only because human beings are one in spirit that they can live out their lives side by side. The free man lives out his life in the full confidence that all other free men belong to one spiritual world with himself, and that their intentions will harmonize with his. The free man does not demand accord from his fellow-man, but he expects it none the less, because it is inherent in human nature. I am not referring here to the necessity for this or that external institution. I refer to the disposition, the attitude of soul, through which a man, aware of himself among his fellow-men for whom he cares, comes nearest to living up to the ideal of human dignity. [ 39 ] There are many who will say that the concept of the free man which I have here developed, is a chimera nowhere to be found realized, and that we have got to deal with actual human beings, from whom we can expect morality only if they obey some moral law, i.e., if they regard their moral task as a duty and do not simply follow their inclinations and loves. I do not doubt this. Only a blind man could do that. But away with all this hypocrisy of morality if this is the final conclusion! Let us then say simply that human nature must be compelled to act as long as it is not free. Whether the compulsion of man's unfree nature is effected by physical force or through moral laws, whether man is unfree because he indulges his unmeasured sexual desire, or because he is bound tight in the bonds of conventional morality, is quite immaterial from a certain point of view. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by a force which is not his own. But in the midst of all this network of compulsion, there arise free spirits who, in all the welter of customs, legal codes, religious observances, etc., learn to find themselves. They are free in so far as they obey only themselves; unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells some deeper being in which the free man finds expression. [ 40 ] Our life is made up of free and unfree actions. We cannot, however, form a final concept of human nature without coming upon the free spirit as its purest expression. After all, we are men in the fullest sense only in so far as we are free. [ 41 ] This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working its way to the surface of our nature. It is no ideal born of mere imagination or dream, but one which has life, and which announces itself clearly even in the least perfect form of its existence. If men were nothing but beings of nature, the search for ideals, that is, for Ideas which as yet are not actual but the realization of which we demand, would be an impossibility. In dealing with external objects the Idea is determined by the percept. We have done our share when we have recognized the connection between Idea and percept. But with the human being the case is different. The content of his existence is not determined without him. His true concept as a moral being (free spirit) is not a priori united objectively with the percept-picture “man,” so that knowledge need only register the fact subsequently. Man must by his own act unite his concept with the percept “man.” Concept and percept coincide with one another in this instance only in so far as man himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found his own concept. In the objective world, a boundary-line is drawn by our organization between percept and concept. Knowledge breaks down this barrier. In our subjective nature this barrier is no less present. Man overcomes it in the course of his development, by unfolding his concept in his outward existence. Hence man's intellectual as well as his moral life lead alike to his two-fold nature, perception (immediate experience) and thinking. The intellectual life overcomes his two-fold nature by means of knowledge, the moral life succeeds through the actual realization of the free spirit. Every being has its inborn concept (the law of its existence and action), but in external objects this concept is indissolubly bound up with the percept, and separated from it only in our spiritual organization. In man concept and percept are, at first, actually separated, to be just as actually reunited by him. Someone might object that to our percept of a man there corresponds at every moment of his life a definite concept, just as with every other object. I can form for myself the concept of an average man, and I may also find such a man given to me as percept. Suppose now I add to this the concept of a free spirit, then I have two concepts for the same object. [ 42 ] Such an objection is one-sided. As object of perception I am subject to perpetual change. As a child I was one thing, another as a youth, yet another as a man. Moreover, at every moment I am different, as a percept-picture, from what I was the moment before. These changes may take place in such a way that either it is always only the same (average) man who exhibits himself in them, or that they represent the expression of a free spirit. To such changes my action, as object of perception, is subjected. [ 43 ] In the perceptual object “man” there is given the possibility of transformation, just as in the plant-seed there lies the possibility of growth into a fully developed plant. The plant transforms itself in growth, because of the objective law which is inherent in it. The human being remains in his imperfected state, unless he takes hold of the material for transformation within him and transforms himself through his own force. Nature makes of man merely a natural being; society makes of him a being who acts according to law; only he himself can make a free man of himself. At a definite stage in his development nature releases man from her fetters; society carries his development a step farther; he alone can give himself the final polish. [ 44 ] From the standpoint of free morality, then, it is not asserted that the free spirit is the only form in which a man can exist. The freedom of the spirit is looked upon only as the last stage in man's evolution. This is not to deny that conduct according to norms has its legitimate place as a stage in development. The point is that we cannot acknowledge it to be the absolute standpoint in morality. For the free spirit transcends norms, in the sense that he recognizes as motives not commands alone, but he regulates his conduct in accordance with his impulses (intuitions). [ 45 ] When Kant apostrophizes duty: “Duty! Thou sublime and mighty name, that dost embrace nothing charming or insinuating, but requirest submission,” thou that “holdest forth a law ... before which all inclinations are dumb, even though they secretly counter-work it,” 6 then the free spirit replies: “Freedom! thou kindly and humane name, which dost embrace within thyself all that is morally most beloved, all that my manhood most prizes, and which makest me the servant of nobody, which settest up no mere law, but waitest what my moral love itself will recognize as law, because it feels itself unfree in presence of every law that is forced upon it.” [ 46 ] This is the contrast of morality according to law and according to freedom. [ 47 ] The philistine who looks upon an external code as embodied morality is sure to look upon the free spirit even as a danger to society. But that is only because his view is narrowly focused on a limited period of time. If he were able to look beyond, he would soon find that the free spirit needs to go beyond the laws of his state as seldom as the philistine himself, and that he never needs to confront them with any real contradiction. For the laws of the state, one and all, have had their origin in the intuitions of free spirits, just like all other objective laws of morality. There is no traditional law enforced by the authority of a family, which was not, once upon a time, intuitively conceived and laid down by an ancestor. Similarly the conventional laws of morality are first of all established by particular men, and the laws of the state are always born in the brain of a statesman. These free spirits have set up laws over the rest of mankind, and only he is unfree who forgets this origin and makes them either extra-human commands, or objective moral duties independent of the human content, or—falsely mystical—the compelling voice of his own conscience. He, on the other hand, who does not forget the origin of laws, but looks for it in man, will respect them as belonging to the same world of Ideas which is the source also of his own moral intuitions. If he thinks his intuitions better than those already existing, he will try to put them into the place of the latter. If he thinks the latter justified, he will act in accordance with them as if they were his own intuitions. [ 48 ] We must not coin the formula: Man exists only in order to realize a moral world-order which is independent of him. Anyone who maintains that he does stands, in his science of man, still at that same point at which natural science stood when it believed that a bull has horns in order that it may butt. Scientists, happily, have cast the concept of objective purposes in nature into the limbo of dead theories. For Ethics, it is more difficult to achieve the same emancipation. But just as horns do not exist for the sake of butting, but butting because of horns, so man does not exist for the sake of morality, but morality exists through man. The free man acts morally because he has a moral Idea, he does not act in order that morality may come into being. Human individuals, with the moral Ideas belonging to their nature, are the presupposition of a moral world-order. [ 49 ] The human individual is the fountain of all morality and the centre of earthly life. State and society exist only because they have necessarily grown out of the life of individuals. That state and society, in turn, should react upon the lives of individuals, is no more difficult to comprehend, than that the butting which is the result of the existence of horns, reacts in turn upon the further development of the horns of the bull, which would become atrophied by prolonged disuse. Similarly, the individual must degenerate if he leads an isolated existence outside human society. That is just the reason why the social order arises, viz., that it may react favourably upon the individual.
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157a. The Forming of Destiny and Life after Death: Lecture on the Poem of Olaf Åsteson
21 Dec 1915, Berlin Tr. Harry Collison Rudolf Steiner |
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Our epoch is so terribly proud of its thinking, that those who have brought themselves to read a little Philosophy in the course of their lives—I will not go so far as to say they have read Kant, but merely some commentary on Kant—are now convinced that anyone who asserts anything about the spiritual world in the sense of Spiritual Science, sins against the undeniable facts established by Kant. |
And it is well that humanity should have reached this point, through the critical philosophy of Kant. We are well able to say: The images we have of the outer world are such that we can compare them with images of the two men in a mirror. |
157a. The Forming of Destiny and Life after Death: Lecture on the Poem of Olaf Åsteson
21 Dec 1915, Berlin Tr. Harry Collison Rudolf Steiner |
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We shall begin to-day by studying a Northern poem that we considered in this group some time ago. The whole content of this poem is connected with Christmas and the Christmas season. It treats of the Legend of Olaf Åsteson and contains the fact that Olaf Åsteson, a legendary person, passed the thirteen days between Christmas and the Day of Epiphany in a very unusual way. And we are reminded thereby how within the world of these Sagas there lives the perception of the primitive clairvoyance formerly existing in humanity. The story is the following: Olaf Åsteson reaches a church door one Christmas Eve and falls into a sort of sleep-like condition. And during these thirteen nights he experiences the secrets of the spiritual world; he experiences them in his own way, as a simple primitive child of nature. We know that during these days when in a sense the deepest outer darkness prevails over the earth, when the growth of vegetation is at its lowest ebb, when, in a sense, everything external in physical earth-life is at a standstill, that the earth-soul awakens and attains its fullest waking consciousness. Now, if a human soul mingles its spiritual nature with what the spirit of the earth then experiences, it can, if it still retains the primitive conditions of nature, rise to a vision of the spiritual world such as humanity as a whole must gradually re-acquire through its own efforts. We then see how this Olaf Åsteson actually experiences what we are able to bring from out of the spiritual world. For whether he says Brooksvalin and we say Kamaloka or soul-world and spiritual world, or whether we use different images to those of the Saga, is of no consequence. The chief thing is that we should perceive how humanity has proceeded in its soul evolution from an original primitive clairvoyance, from a state of union with the spiritual world, and that this had to be lost so that man could acquire that thinking, that conscious standing in the world through which he had to pass, and from and beyond which he must again develop a higher perception of the spiritual world. I might say that this spiritual world which the primitive clairvoyance has forsaken is the same in which the evolved perception again lives; but man has passed through a condition which now causes him to find his way into this spiritual world in a different manner. It is important to develop the feeling that in reality the inner spiritual psychic development of a spiritual psychic being is connected with the transformation of the earth at the different seasons of the year; a psychic spiritual being is connected with the earth as a man's soul with his physical being. And anyone who merely regards the earth as the geologists do, as that which the usual Natural Science of to-day in its materialistic attitude so easily explains, knows as much of this earth as one man knows of another, of whom he is given a model in papier-maché, and which is not filled with all that the soul pours into the external nature of man. External Science really only gives us a mere papier-maché image of the earth. And he who cannot become conscious that a psychic distinction prevails between the winter and summer conditions of the earth are like a man who sees no difference between waking and sleeping. Those great beings of nature in whom we live, undergo states of spiritual transformations as does man himself, who is a microcosmic copy of the great macrocosm. Nature and the experiencing of it, the spiritual living with it has a certain significance. And he who can evoke a consciousness that just during these thirteen nights something transpires in the soul of the earth which man can also experience, will have found one of the ways through which man can live more and more into the spiritual world. The feeling for this experience of what is lived through in the great Cosmic existence has been lost to humanity to-day. We hardly know any more of the difference between winter and summer than that in winter the lamps must be lit earlier, and that it is cold in winter and warm in summer. In earlier times humanity really lived together with nature, and expressed this by relating in pictorial fashion how beings traversed the land while the snow fell, and passed through the country when the storm raged but of this in its deepest sense the present-day materialistic mind of man understands nothing. Yet man may grow into this frame of mind again in the deepest sense, if he turns to what the old Sagas still relate, especially in as profound a myth as that of Olaf Åsteson, which shows in such a beautiful way how a simple primitive man, while losing his physical consciousness grows into the clear light of spiritual vision. We shall now bring this Saga before our souls, this Saga which belongs to bygone centuries; which has been lost, and has now been recorded again from the Folk-memories. It is one of the most beautiful of the Northern Sagas, for it speaks in a wonderful way of profound, Cosmic mysteries—in so far as the union of the human soul with the world-soul is a Cosmic mystery. (The Legend was here recited.) As we are able to meet here to-day, we may perhaps speak of a few things which may be useful to some of us when we look back to what have learnt through Spiritual Science in the course of the year. We know and this has lately been emphasised even in our public lectures—that at the back of what is visible to external perception as external man, there lies a spiritual kernel of man's being which in a sense is composed of two members. We have learnt to know the one as that which meets our spiritual vision on undergoing the experience usually designated as the “Approach to the Gate of Death”; the other member of the inner life appears before the human soul when we become aware that in all the experiences of our will there is an inner spectator, an onlooker, who is always present. Thus we can say: human thought, if we deepen it through meditation, shows us that in man there is always present in the innermost of his own spiritual being a something which, as regards the external physical body, works at the destruction of the human organism, a destruction which finally ends in death. We know from the considerations already put forward that the actual force employed in thinking is not of a constructive nature, but is rather, in a sense, destructive. Through our power of dying, through our so developing our organism in our life between birth and death that it can fall into decay and dissipate into the Cosmic elements, we are enabled to create the organ by means of which we develop thought, the noblest flower of physical human existence. But in the depths of a man's life between birth and death there is a kind of life-germ for the future which is especially adapted to progress through the gates of death; it is that which develops in the currents of Will and which can be regarded as the ‘spectator’ already characterised. It must continually be urged that what brings spiritual vision to the soul of man is not something which first develops through the spiritual vision itself, but something which is always present; it is always there, only man in our present epoch should not see it. This may be said, that one ought not to see it. For the evolution of the spiritual life has made much progress, especially in the last decades, so that anyone who really gives himself up to what in our materialistic age is designated ‘the spiritual life’ spreads a veil over that which lives in his inner nature. In our present age those concepts and ideas are chiefly developed which are best calculated to conceal what is present spiritually in man. In order to strengthen ourselves aright for our special task, we who follow Spiritual Science may point, just at this significant season, to the particularly dark side of present-day spiritual life, which must indeed exist, just as the darkness in external nature must also exist; but which we must perceive and of the existence of which we must become aware. We are living through a relatively dark period of civilisation in regard to the spiritual life. We need not constantly repeat that in no wise do we undervalue the enormous conquests of which—in this epoch of darkness, mankind is so proud. Nevertheless with regard to spiritual things the fact remains that those concepts and ideas which are created in our epoch, absolutely conceal that which lives in the souls of men—especially from those who immerse themselves most earnestly in these ideas. In reference to this the following may be mentioned. Our epoch is specially proud of its clear thinking, acquired through its important scientific training. Our age is very proud of itself. Of course not so proud as to lead all men to want to think a great deal: no, its pride does not lead to that. But it results in this, that people say: ‘In our epoch we must think a great deal if we want to know anything of the spiritual world.’ To do the necessary thinking oneself is very difficult. But that is the task of the theologians. They can ruminate on these things. Thus, our epoch is supposed to be very highly evolved and is exalted above the dark age of belief in authority; and so we must listen to the theologians, who are able to think about spiritual things. Our epoch has also progressed with respect to the concept of right and wrong, of good and evil. Our epoch is the epoch of thought. But in spite of this advance from the belief in authority, it has not led each man to think more deeply on right and wrong; the lawyers do that. And therefore because we have got beyond the epoch of belief in authority we must leave it to the enlightened lawyers to think over what is good and evil, right or wrong. And with reference to bodily conditions, to bodily cures, because we do not know what is healthy or unhealthy in this epoch which desires to be so free from belief in authority, we go to the doctors. This could be exemplified in all domains. Our epoch is not much inclined to despair, as was Faust, thus:
One thing results: our age actually refuses to know anything of the things which perplexed Faust, but desires to know all the more of those things already clearly cognised in the many different departments in which the weal and woe of humanity are decided. Our epoch is so terribly proud of its thinking, that those who have brought themselves to read a little Philosophy in the course of their lives—I will not go so far as to say they have read Kant, but merely some commentary on Kant—are now convinced that anyone who asserts anything about the spiritual world in the sense of Spiritual Science, sins against the undeniable facts established by Kant. It has often been said that the whole work of the Nineteenth Century has been directed to developing human thought and investigating it by means of critical knowledge. And many to-day call themselves ‘critical thinkers’ who have only taken in a little. Many men to-day, for instance, assert that man's knowledge is limited, for he perceives the outer world through his senses; yet these senses can merely yield what they produce through themselves. Thus man perceives the world by its effects on his senses, therefore he cannot get behind the things of the world, for he can never transcend the limit of his senses! He can only receive pictures of reality. And many, speaking from the depths of their philosophy, say: ‘The human soul has only pictures of the world;’ and thus it can never arrive at the ‘Thing in Itself.’ One may thus compare what we obtain through our senses, our eyes, ears, etc.—to pictures in a mirror. Certainly, if a mirror is there and throws back pictures, the image of one man, the image of a second man, etc., and we behold them, we have then a world of images. Then come the philosophers, and say: ‘Just as anyone who sees a man, or two in a mirror, in a reflected image, has a picture world of his own, and as he does not behold the “Thing in Itself,” the man, but merely his image, so we really have only images of the whole external world, when the rays of light and colour strike the eye, and the waves of air strike our ear, we have only images. All are images! Our critical epoch has resulted in this: that man forms nothing but images in his soul, and can never through these images reach to the “Thing in Itself.”’ Infinite sagacity (I now speak in full earnestness) has been applied by Philosophy in the Nineteenth Century in order to prove that man merely has images and can never reach the ‘Thing in Itself.’ What is really the origin of this critical resignation, of this passivity as regards the ‘limitations of our knowledge,’ when we thus discover the image nature of our perception? Whence does it originate? It arises from the fact that in many ways the thought of our epoch, of our enlightened age, is devoid of truth, and short sighted. Our thinking throws out an idea in a pedantic fashion and cannot get beyond it. It holds up this idea like a wooden mannequin and can no longer find anything which is not given by the mannequin. It is almost incredible how rigid thought has become in our time. I shall just make clear to you, by means of the same comparison of the reflected image, the whole story of this image nature of our perception, and of what the so-called critical progressive thought has produced. It is quite a correct premise that the world, as man has it here in sense existence, is only here because it impresses itself on man and throws up images in his soul. And it is well that humanity should have reached this point, through the critical philosophy of Kant. We are well able to say: The images we have of the outer world are such that we can compare them with images of the two men in a mirror. Thus, we have a mirror and two men stand before it. We do not see the men but their pictures. We thus have images of the world through what our souls know of the outer world. We have images which we compare with the two men whose reflected pictures we behold. But some one who had never seen men, but only images, would be able to philosophise thus: ‘I know nothing of the men, but their lifeless images.’ Thus conclude the critical philosophers. And with this conclusion they remain satisfied. They would find themselves refuted in their own being, if they could get a little further away from their mannequin of thought, out of the dead into the living thought. For, if I am in front of a mirror in which are reflected two men, and I see in it that the one strikes the other so that he is wounded, I should be a fool to say: ‘The one mirror-image has struck the other.’ For I no longer see merely the image in the mirror, but through the image I see real events. I have nothing but the image, but I see an absolutely real occurrence through the mirror image. And I should be a fool to believe that that only took place in the mirror. Thus: critical philosophy seizes the one thought that we have to deal with images, but not the other thought, that these images express the facts of something living. And if we grasp these images in a living way, they give more than pictures, for they point to the ‘Thing in Itself,’ which is the real outer world. Can one still say that the people who produce this ‘Critical Philosophy’ really think? Thought is to a great extent lacking in our time. It is really at a stand-still. And we have stood still at this ‘Criticising of Thought.’ I have often mentioned that this criticism, this critical philosophy, has even progressed in our culture, and that a man making a noble effort (they are all honourable men and their efforts entirely praiseworthy) has produced a certain ‘Criticism of Language.’ Fritz Mauthner has written a ‘Criticism of Language’ in three thick volumes, and even a philosophical dictionary written from this standpoint, in two still thicker volumes. And Mauthner, himself a journalist, has a whole journalistic train of followers, who naturally regard it as a great work. And in our time, in which ‘Belief in Authority’ is supposed to be of no importance, very many who have reached that standpoint, consider it a significant work, as does even the press for which Fritz Mauthner wrote; for to-day ‘there exists no belief in authority!’ Now, Mauthner finally explains how man actually forms nouns, adjectives, etc., but says they all signify nothing real. In the outer world one does not experience what words signify. Man so lives himself into words that we really do not have his thoughts and soul images, but merely words, words, words. Humanity finds itself entangled in the language which gives him his vocabulary. And because he is accustomed to attach himself to the language, he only reaches the symbol of things as given in words! Now, that is supposed to be something very significant. And if one reads these three volumes by Mauthner, and if you have something to reproach yourself with, it is a good penance to read half of them! Then one finds that their author is profoundly convinced—indeed one cannot put it otherwise—that he is cleverer than all the clever men of his time. Of course a man who judges of his own book is naturally cleverer than the others. So Fritz Mauthner finally concludes that man has nothing but signs, signs, signs. Indeed, he goes still further. He goes so far as to say the following: Man has eyes, ears, sense of touch, etc., that is, a collection of sense organs. And in Mauthner's opinion man might have not only organs of sight, hearing, touch, taste, but quite different senses. For instance, he might have another sense besides the eye. He would then perceive the world quite differently with this sense from what he does by receiving pictures through the eyes. Then much would exist for him which is not perceptible to the ordinary man. And now this critical thinker feels a little mystically inclined, and says: “The immeasurable fullness of the world is conveyed to us only through our senses.” And he calls these senses ‘Accidental Senses,’ because in his opinion it is a Cosmic accident that we should have just these very senses. If we had other senses the world would appear differently. Thus it is best to say: “We have accidental senses! Thus an accidental world!” Yet he says the world is immeasurable!—It sounds beautiful. One of the followers of Fritz Mauthner has written a brochure called Scepticism and Mysticism. In this special attention is drawn to the fact that man may even become a mystic in the depths of his soul, when he no longer believes what these accidental senses can give. A beautiful sentence is given us on the twelfth page of this book. ‘The world pours down on us; through the few miserable openings of our accidental senses we take in what we can grasp, and fasten it to our old vocabulary, since we have nothing else to retain it with. But the world streams further, our language also streams on further, only not in the same direction, but according to the accident of language, which is subject to no laws.’ Another philosophy! What does it want to do? It says: The world is immeasurable, but we have merely a number of accidental senses into which the world streams. What do we do with what thus streams in? What do we do according to this gentleman's doctrine of accidents? We remind ourselves of what he calls memory. We fasten that on to the words transmitted to us through our language, and the language then streams on again further. Thus what streams to us from the immeasurable Cosmic Being through our accidental senses, we speak of in our word-symbols. A sagacious thought. I repeat it in all earnestness. It is a sagacious thought. One must be a clever man in our age to think thus. And it can really be said of these people that not only are they all honourable and praiseworthy; ‘they are also remarkable thinkers.’ But they are entangled in the thought of our epoch, and have no will to transcend it. I have experienced a kind of Christmas sadness—one cannot call it joy for it has become grief, through having once more to consider certain of these matters in this connection. And I have written down a thought, formed exactly after the style of the above thinker who wrote what has just been read. I have applied exactly the same thought to another object with the following results: ‘Goethe's genius is poured on to the paper. With the few miserable forms of its accidental letters the paper takes up what it can, and lets itself express what it can take up with its old store of letters, since there is nothing else to express it with. But Goethe's genius streams on further, the writing on the paper also streams on further, not only in the same direction, but according to the accidents in which letters can group themselves, being subject to no laws.’ It is exactly the same thought, and due regard has been given to each single word. If one maintains that: ‘the immeasurable Cosmos pours down to us, and we take it up with our few accidental senses, as well as we are able, and fix it into our vocabulary: the Cosmos then streams on further, while language streams in another direction, according to the accidents of the history of language, and thus human perception flows on.’ Then this is exactly the same thought as if one said: ‘Goethe's genius flows through the twenty-three accidental letters, because the paper can only receive things in that way. But Goethe's genius is never within them, for it is immeasurable. The accidental letters cannot take that up. They stream on further. What is on the paper also streams on further and groups itself according to the formations possible to the letters, the laws of which cannot be perceived.’ If now these extremely clever gentlemen conclude from such suppositions that what comes to us in the world is merely the result of accidental senses, that we can never get to what really underlies the world in its depths—that is the same as thinking that in reality one can never reach that which lived in the genius of Goethe. For they make it clear—that of this genius nothing exists but the grouping of twenty-three accidental letters. Nothing else is there! These gentlemen have a precisely similar thought, only they are not aware of it. And there is just as much sense in saying: ‘One can never know anything at all of Goethe's genius, for you see that nothing of it can flow to you. You can have nothing but what the different grouping of twenty-three accidental signs can give.’ There is just as much sense in this as in the discussion on the Cosmos that these men bring forth, concerning the possibility or impossibility of Cosmic knowledge. There is just as much sense in this whole train of thought—which is not the thinking of simpletons—but the thinking of those who are really the clever men of to-day, but who do not wish to raise themselves above the thought of our epoch. The matter has, however, really another aspect. We must be clear that this manner of thinking, which meets us in the example in which it determines the limitations of knowledge, is our own mode of thought in the present age. It prevails, and is to be found everywhere to-day. And whether you read this or that apparently philosophical book intended to solve the great riddles of the universe—or disguise them—or whether you read the newspaper, this style of thinking is everywhere prevalent. Its methods dominate the world. We drink it in to-day with our morning coffee. More and more daily journals appear with such opinions. And in the whole web of our social life this same manner of thought prevails. I have attempted to expose this thinking in its philosophical development, but it could also be traced in those thoughts which one evolves in every possible relation in life, in everything man reflects upon, this thinking prevails to-day. And this is the cause of man's inability to evolve the will to experience in its reality what, for example, Spiritual Science seeks to give. For Spiritual Science is not incomprehensible to true thinking. But what it has to give must naturally always remain incomprehensible to those men who are built after the pattern of Fritz Mauthner. And the majority of men are fashioned thus to-day. Our contemporary science is absolutely permeated through and through with this thinking. Nothing is here implied against the significance and the great achievements of Science. That is not the point, the essential question is how the soul lives in our age, in our present civilisation. Our age is utterly lacking in the power of fluidic thought, unable really to follow what must be followed if these thoughts are to grasp what Spiritual Science has to impart. Now we can ask ourselves: ‘How does it come about that such a book as Gustav Landauer's Scepticism and Mysticism can be written, when it simply oozes with self-complacency?’ I might say that the reader himself beams with the whole tone of self-satisfaction within it, as one does on reading Mauthner's Criticism of Language or the article in the Philosophical Dictionary. How is this? One does not learn how this comes about by following the thinking. I can imagine very clever men reading such a book and saying: ‘That is a thoroughly clever man!’ They would be right, for Mauthner is indeed a clever man. But that is not the point; for cleverness expresses itself by a man forming in a certain logical manner those ideas of which he is capable, turning them one after the other into nonsense, and reconstructing them again in some fashion. One may be very clever in some branch or other, and possess a really right sort of cleverness, but if one enters a life which is permeated with the consciousness of spiritual knowledge, then with each step there develops such a relation to the world that one has the feeling: ‘You must go further and further. You must perfect your ideas each day. You must develop the belief that your ideas can lead you further and further.’ One has the feeling that the cleverness of the man who had written such a book is of the following nature: ‘I am clever and through my cleverness I have accomplished something definite. I will now write that in a book. That which I now am I shall inscribe in a book, for I am clever on this the 21st of December, 1915. The book must be finished and will reproduce my cleverness.’ One who really knows never has that feeling. He has the feeling of a continual evolution, of an eternal necessity to refine one's ideas, and to evolve higher. And he certainly no longer has the feeling: ‘On this 21st of December, 1915, I am clever; now, through my cleverness I shall write a book that will be finished in the course of months or years.’ For if he has written a book he truly does not look back to the cleverness which he had when he began to write it, but through the book he acquires the feeling: ‘How little I have really accomplished in the matter and how necessary it is for me to evolve further what I have written.’ This ‘journeying along the path of knowledge,’ this constant inner labour, is almost entirely unknown to our materialistic age; it believes it knows it, but in reality it knows it no longer. And the deepest reason for this can be clothed in the words: ‘These men are so excessively vain.’ Man is tremendously vain, for, as I said, such a book really oozes with vanity. It is clever, but terribly vain. The humility, the modesty, that results from such a path of knowledge as has been laid down, is utterly lacking to these men. It must be utterly lacking when a man unconditionally ascribes cleverness to himself on this 21st December, 1915. Humility must be lacking. Now you will say: ‘These people must be stupid if they regard themselves as clever.’ But they do not consider themselves stupid with the surface consciousness, but with the subconsciousness. They never learn to distinguish between the truth which lives in the subconsciousness, and what they ascribe to themselves on the surface, and thus it is the Luciferic nature which really urges the men of to-day to desire to be clever, to attain a definite standpoint of cleverness, and from this point to consider and judge everything. But when a man bears this Luciferic nature within him, then, while he beholds the external world with Lucifer he is led to Ahriman. He then naturally sees this outer world materialistically in our epoch, quite naturally he looks at it in a materialistic manner. For when a man with Lucifer in his nature begins to contemplate the world, he then meets Ahriman. For these two seek each other out in man's intercourse with this world. Therefore such radically vain thinking never reaches the possibility of this conviction, ‘if I use a word, I naturally use merely a symbol for that which the word signifies.’ Mauthner made the great discovery that no substantives exist. There are none. They are no reality. Of course not. We grasp certain phenomena, think of them rightly for a moment and call them substantives. Certainly substantives are not reality: neither are adjectives. That is quite understood. That is all true: but now if I join a substantive and an adjective together, if I bring speech into movement, it then expresses reality. Then what the image represents transcends the image. Single words are no reality in themselves, we do not, however, speak in single words, but in groups of words. And in these we have an immediate presence within the reality. Three volumes have to be written to-day, and a two-volumed dictionary added, in order to expound all these things to man by means of thoughts of infinite cleverness, which simply overlook the fact that although single words are only symbols, the connecting of several into groups is nevertheless not merely symbolical, but forms part of the reality. Infinite wisdom, infinite cleverness is to-day used to prove the greatest errors. Now, finally, that such errors should be manifest in a criticism of speech or even in a criticism of thought, is not in itself so bad, but the same kind of thought expressed in these errors—in these very intelligent and clever mistakes—lives in the whole thought of our present-day humanity. If we do but grasp the task which is comprised in our spiritual movement, it really forms part of it that we should become conscious of the necessity for those who wish to be Spiritual Scientists, to look at their era in the right way, and really place themselves in the right attitude to it. So that really, I might say: the practical side of our spiritually scientific movement demands that we should seek to transcend that thinking which answers to the above description, and not follow along those lines of thought, but try to alter them. We shall immediately approach the understanding of Spiritual Science with the simplicity of children if we only remove those hindrances which have entered the spiritual life of the civilisation of our present age through the stiffened and petrified forms of thought. Everywhere we should lay aside in our own souls that belief in authority which to-day appears under the mask of freedom. That should form part of the practical life of our Spiritual Science. And it will become more and more necessary that there should be at least a few people who really see the facts as they are and as they have been characterised to-day—and not only see them, but take them in real earnestness all through life. This is the essential. One need not display this externally, but much can be done if only a small number of persons will organise their lives—in whatever position they may occupy, in accordance with these explanations. We can see in one definite respect how absolutely our age demands that we should again make our thinking alive. Let us briefly place before our souls something that we have often considered. In the beginning of our era that Being whom we have frequently characterised, the Christ Being, took on the life of a human being and united Himself with the earth aura. Through this there was given to the earth, for the first time, the right purpose for its further evolution, after it had been lost through the Luciferic temptation. The Event of Golgotha took place. The Evangelists, who were seers, though for the most part seers in the old style, have described this Event. Paul also described this Mystery of Golgotha;—Paul saw the Christ spiritually through the event of Damascus. His seership was different from that of the Evangelists. As a result of these descriptions a number of men united their souls with the Christ-Event. Through this connection of single individuals with the Christ-Event Christianity was spread abroad. At first it lived beneath the earth; so that in reality the following picture may continually appear in our souls: In ancient Rome, beneath the earth, those who had grasped the Mystery of Golgotha with their souls, maintained their Divine Service. Above, the civilisation and culture of the age, then at its summit, was carried on. Several centuries passed; that which was formerly carried on below in the catacombs, concealed and despised, now fills the world. And the civilisation of that time, the old Roman intellectual culture has disappeared. Christianity is spread abroad. But now the time has come when men have begun to think, when they have become clever, and free from authority. Thinkers have appeared who have examined the Evangelists. Honourable and clever thinkers: they are all worthy of honour. They have concluded that there is no historical testimony in the Gospels. They have studied them for decades, with earnest and critical labour, and they have come to the conclusion that there is no actual historical testimony in the Gospels, that Christ Jesus never lived at all. Nothing is to be said against this critical labour: it is industrious. Whoever knows it, knows of its industry and of its cleverness. There is no reason to despise lightly this critical wisdom. But what does it imply? What is at the bottom of it all? This: that humanity does not in the least see the point of importance! Christ Jesus did not intend to make things so easy for men that subsequent historians should arise and comfortably verify His existence on the earth as simply and easily as the existence of Frederick the Great may be verified. Christ did not wish to make things so easy as that for men—nor even would it have been right for Him to do so. As true as is the fact that this critical labour on the Gospels is clever and industrious, so true also is it that the existence of Christ may never be proved in that way, for that would be a materialistic proof. In everything that man can prove in external fashion, Ahriman plays a part. But Ahriman may never meddle with the proof as to Christ. Therefore there exists no historical proof. Humanity will have to recognise this: although Christ lived on the earth, yet He must be found through inner recognition, not through historical documents. The Christ-Event must come to humanity in a spiritual manner, and therefore no materialistic investigations of truth, nothing materialistic may intervene in this. The most important event of the earth evolution can never be proved in a materialistic manner. It is as if through Cosmic history humanity were told: Your materialistic proofs, that which you still desire above all in your materialistic age, is only of value for what exists in the field of matter. For the spiritual you should not and may not have materialistic proof. Thus those may even be right who destroy the old historical documents. Just in reference to the Christ-Event it must be understood in our epoch that one can only come to the Christ in a spiritual way. He will never truly be found by external methods. We may be told that Christ exists, but to find Him really is only possible in a spiritual manner. It is important to consider that in the Christ-Event we have an occurrence concerning which all who will not admit of spiritual knowledge must live in error. It is extraordinary that certain people go wild when one utters what I have just said: that the Christ can be known by spiritual means—thus that which is historical can be recognised spiritually—certain people affirm that it really is not possible; no matter who says it, it cannot be true! I have repeatedly drawn your attention to this fact. Now, our worthy Anthroposophical members still let many things leak out here and there in unsuitable places because they do not always retain this in their hearts, nor give forth in the right way what they have in their hearts. For instance, a person was told—this reached him in a special form—(this is certainly a personal remark, but perhaps I may make it this once), he was told that I had said that personally, as regards my youthful development, I did not begin with the Bible, but started from Natural Science, and that I considered it as of special importance that I had adopted this spiritual path, and had been really convinced of the inner truth of what stands in the Bible before I had ever read it; for I was then certain of it when I had read the Bible externally; that I had thus proved in myself that the contents of the Bible can be found in a spiritual manner before finding it subsequently in an external manner. This has no value because of its personal character, but it may serve as an illustration. Now that came in an unseemly way to a man who could not understand that anything of the sort is possible, for he (pardon the word) is a theologian. He could not understand it. Since he wanted to make this matter clear in a lecture to his audience he did so in the following way. He read in a book that I once assisted at Mass. (These assistants are boys who give external help at the Mass.) Then he said to himself: ‘whoever assisted at Mass cannot possibly have been ignorant of the Bible. He overlooks the fact that he learnt to know the Bible there. Later on these things come back to him, from his Bible knowledge.’ Yes but there is indeed a plan in all this. In the first place the whole story is untrue, but people to-day do not object to quoting a fact which is untrue. In the second place, the assistants at Mass never learn the Bible but the Mass-book, which has nothing to do with the Bible. But the essential is to attend to this: the man could not conceive that a spiritual relation exists, he could only imagine that one comes through the letters of the alphabet, to the spiritual hanging on to them. It is very important for us to know these things and to have practical knowledge of them. For our spiritual movement will never be able to thrive until we really—not merely externally but in the very depths of our soul—find the courage to enter into everything connected with the whole meaning and significance of our conception of the world. And with reference to this uniting oneself with the spiritual world a critical situation has really arisen just in our time. The very men who regard themselves as the most enlightened feel themselves least united with the spiritual world. This is not stated as a reproach or criticism but as a fact. It is, therefore, especially important in our time to arouse an inner understanding for such significant Cosmic symbols as meet us in everything which surrounds the mystery of Christmas. For this can unite itself very deeply with a man's nature without the help of letters or learning. We must be able to make the Christmas Mystery alive in every situation in life, particularly in our own soul. While we awaken this Mystery in our souls we look up and say: ‘Christmas reminds us of the descent of Christ Jesus on to the earth plane, and of the rebirth of that in man which was lost to him through the Luciferic temptation.’ This rebirth occurs in different stages. One stage is that within which we ourselves stand. That which for the sake of further evolution had to be lost—the feeling in the human heart of union with the spiritual world: ‘the birth of Christ within us’ is only another word for it—that has to be born again. Just that, which we desire and ever strive for, is intimately connected with this Christmas Mystery. And we should not merely regard this Christmas Mystery as that day of the year on which we fix up our Christmas tree, and, beholding it, take into ourselves all sorts of edification, but we should look upon it as something present in our whole existence, appearing to us in all that surrounds us. As a symbol I should like in conclusion to present something which a remarkable poet, who died many years ago, wrote of his feeling about Christmas. ‘Our Church celebrates various Festivals which penetrate our hearts. One can hardly conceive anything more lovable than Whitsuntide or more earnest and holy than Easter. The sadness and melancholy of Passion week and the solemnity of that Sunday accompany us through life. The Church celebrates one of the most beautiful Festivals, the Festival of Christmas, almost in mid-winter, during the longest nights and shortest days, when the Sun shines obliquely across our land, and snow covers the plains. As in many countries the day before the Festival of the Birth of our Lord is called the Christmas Eve, with us it is called the Holy Evening; the following day is the Holy Day and the night intervening the Sacred Eve. The Catholic Church celebrates Christmas Day, the Day of the Birth of the Saviour, with the greatest solemnity. In most regions the hour of midnight is sacred to the hour of the Birth of the Lord, and kept with impressive nocturnal solemnity, to which the bells call one through the quiet solemn air of the dark mid-winter night, and to which the inhabitants go, with lanterns along the well-known paths, from the snow mountains and through the bare forests, hurrying through the orchards to the church, which with its lighted windows dominates the wooded village with the peasants' houses’ (Adalbert Stifter, Berg Kristall). He then describes what the Christ Festival is to the children and further, how in the old and isolated village there lived a cobbler who took a wife out of the neighbouring village, not out of his own; how the children of this couple learnt to know Christmas as was customary there. That is; someone said to them ‘The Holy Christ has brought you this gift,’ and when they were sufficiently tired of the presents, they were put to bed, very tired, and did not hear the midnight bells. These children had thus never yet heard the midnight bells. Now they often visited the neighbouring village. As they grew up and were able to go out alone they visited their grandmother there. The grandmother was especially fond of the children, as is often the case. Grandparents are often more devoted to the children than the parents. The grandmother liked to have the children with her, as she was too frail to go out. One Christmas Eve, which promised to be fine, the children were sent over to their grandmother. The children went over in the morning and were to return in the afternoon to follow the custom of the country, calling at the different villages, and were then to find the Christmas tree at home in the evening. But the day turned out different from what was expected. The children were overtaken by a terrible snowstorm. They wandered over the mountains, lost their way, and in the midst of a dreadful snowstorm they reached a trackless country. What the children went through is very beautifully described; how during the night they saw a phenomenon of nature. It is desirable to read you the passage, for one cannot relate it as beautifully as it is described there. Each word is really important. They reached an ice field on a glacier. They heard behind them the crackling of the glacier in the night. You may imagine what an impression that makes on the children. The story continues: Even before their very eyes something began to develop. As the children sat thus a pale light blossomed in the sky, in the centre underneath the stars, and formed a delicate arch through them. It had a greenish shimmer which moved gently downwards. But the arch became clearer and clearer until the stars withdrew and faded away before it. It even sent a reflection into other regions of the sky, a pale green light, which moved and coated gently among the stars. Then arose sheaves of various lights above the arch, like the spikes of a crown, and they flamed. The neighbouring spaces of the heavens were flooded with light, gently scintillating, and traversing long stretches of the heavens in delicate quiverings. Had the “storm-substance” of the sky so expanded through the snowfall that it flowed out in these silent glorious streams of light, or was it some other cause in unfathomable nature? Gradually the whole became fainter and fainter, the sheaves becoming extinguished first, until slowly and imperceptibly it all became fainter and nothing remained in the sky but the hosts of simple stars. The children sat thus through the night. They heard nothing of the bells beneath. They had only snow and ice around them in the mountains and the stars and the phenomena of the night above them. The night drew to a close. People grew anxious about them. The whole village set out to find them. They were found and brought home. I can omit the rest and merely say that the children were almost stiff with cold, were put to bed and told that they should receive their Christmas gifts later. The mother went to the children, which is related as follows: ‘The children were confused by all this agitation. They had been given something to eat and were put to bed. Towards evening, when they recovered a little, while certain neighbours and friends gathered in the sitting-room and spoke of the event, the mother went into the bedroom and sat on Sanna's bed, caressing her. Then the little maid said: “Mother, while I sat on the mountain to-night, I saw the Holy Christ.”’ This is a beautiful presentation. The children had grown up without any instruction about the Christmas Festival. They had to pass Christmas Eve in that terrible situation, up above on the mountains, amid snow and ice, with only the stars above them, and this phenomenon of nature. They were discovered, brought back to the house, and the little maid said: ‘Mother, I have seen the Holy Christ to-night.’ ‘I have seen the Holy Christ.’ Seen Him! She had seen Him, so she said. There lies a deeper meaning in this when it is said—as we have continually emphasised in our Spiritual Science, that Christ is not only to be found where we find Him, in the evolution of the earth epoch, historically inserted into the beginning of our era, where civilisation shows Him to us, but He is to be found everywhere! Especially when we are confronted with the world at the most serious moments of our life. We can surely find the Christ then. And we ourselves, we spiritual disciples, as I might say, can find Him, if we are only sufficiently convinced that all our efforts must be directed to the rebirth of the spiritual in the development of mankind, and that this spiritual, which must be born through a special activity of the souls and hearts of men, is based on the foundation of what was born into the earth's evolution through the Mystery of Golgotha. That is something which we must realise at this season. If you can find during the days of which we have spoken to-day, and which are now approaching, a correct inner feeling of the evolving and weaving of external earth existence in its similarity with the sleeping and waking of man; if you can experience a deeper communion with external events, you will then feel more and more the truth of the words ‘Christ is here.’ As He Himself said: ‘I am with you always, unto the end of the earth epochs!’ And He is ever to be found, if we only seek Him. That thought should strengthen us, and invigorate us at this Christmas Festival if we celebrate it in this sense. Let us carry away these thoughts which may help us to find that which we have to regard as the real content, the real depth of our spiritual scientific efforts. May we bring to this epoch of ours a soul so strengthened that we can place ourselves in the right attitude to it, as we now desire to do. Thus let us turn from the general consideration we have brought forward concerning the spiritual world, to the feeling of strengthening that can come to us from these considerations—strengthening for our soul. Now let us turn our attention to those on the fields where the great events of our time are taking place:
And for those who in consequence of these events have already passed thro' the gate of death:
And that Spirit whom we are seeking thro' the deepening of Spiritual Science—the Spirit with whom we desire to unite, who descended on to the Earth and passed thro' earthly Death for the salvation of mankind, for the healing, progress and freedom of the Earth—may He be at your side in all your difficult duties. |
4. The Philosophy of Spiritual Activity (1963): The Fundamental Urge For Knowledge
Tr. Rita Stebbing Rudolf Steiner |
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After a teaching position in Switzerland, and enroute to another in Poland, he met Kant, under whose influence he wrote his Study for a Critique of All Revelation. The printer neglected to place his name on the title-page, and people thought the work had been written by Kant. |
4. The Philosophy of Spiritual Activity (1963): The Fundamental Urge For Knowledge
Tr. Rita Stebbing Rudolf Steiner |
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[ 1 ] In these words Goethe expresses a characteristic feature belonging to the deepest foundation of human nature. Man is not a uniformly organized being. He always demands more than the world gives him of its own accord. Nature has endowed us with needs; among them are some that are left to our own initiative to satisfy. Abundant are the gifts bestowed upon us, but still more abundant are our desires. We seem born to be dissatisfied. Our thirst for knowledge is but a special instance of this dissatisfaction. If we look twice at a tree and the first time see its branches motionless, the second time in movement, we do not remain satisfied with this observation. Why does the tree appear to us now motionless, now in movement? Thus we ask. Every glance at nature evokes in us a number of questions. Every phenomenon we meet sets us a problem. Every experience contains a riddle. We see emerging from the egg a creature like the mother animal; we ask the reason for this likeness. We notice that living beings grow and develop to a certain degree of perfection and we investigate the conditions for this experience. Nowhere are we satisfied with what nature spreads before our senses. Everywhere we seek what we call explanation of the facts. [ 2 ] The something more which we seek in things, over and above what is given us directly in them, divides our whole being into two aspects; we become conscious of our contrast to the world. We confront the world as independent beings. The universe appears to us to have two opposite poles: I and world. [ 3 ] We erect this barrier between ourselves and the world as soon as consciousness first dawns in us. But we never cease to feel that, in spite of all, we belong to the world, that there is a bond of union between it and us, that we are not beings outside, but within, the universe. [ 4 ] This feeling makes us strive to bridge over the contrast. And in this bridging the whole spiritual striving of mankind ultimately consists. The history of man's spiritual life is an incessant search for unity between us and the world. Religion, art and science all have this same aim. In the revelation God grants him, the religious believer seeks the solution of the problems in the world which his I, dissatisfied with the world of mere phenomena, sets him. The artist seeks to imprint into matter the ideas of his I, in order to reconcile with the world outside what lives within him. He, too, feels dissatisfied with the world as it appears to him, and seeks to embody into the world of mere phenomena that something more which his I, reaching out beyond it, contains. The thinker seeks the laws of phenomena, and strives to penetrate with thinking what he experiences by observing. Only when we have made the world-content into our thought-content do we again find the unity from which we separated ourselves. We shall see later that this goal will be reached only when the task of the scientific investigator is understood at a much deeper level than is usually the case. The whole situation I have described here, presents itself to us on the stage of history in the contrast between a unified view of the world or monism,9 and the theory of two worlds or dualism.10 Dualism pays attention only to the separation between I and world, brought about by man's consciousness. All its efforts consist in a vain struggle to reconcile these opposites, which it calls spirit and matter, subject and object, or thinking and phenomena. The dualist feels that there must be a bridge between the two worlds, but he is unable to find it. In as far as man is aware of himself as “I,” he cannot but think of this “I” as belonging to spirit; and in contrasting this “I” with the world he cannot do otherwise than reckon the perceptions given to the senses, the realm of matter, as belonging to the world. In doing so, man places himself within the contrast of spirit and matter. He must do so all the more because his own body belongs to the material world. Thus the “I” belongs to the realm of spirit, as part of it; the material things and events which are perceived by the senses belong to the “world.” All the problems connected with spirit and matter, man finds again in the fundamental riddle of his own nature. Monism pays attention only to the unity and tries either to deny or to efface the contrasts, which are there nevertheless. Neither of these two views is satisfactory, for they do not do justice to the facts. Dualism sees spirit (I) and matter (world) as two fundamentally different entities and cannot, therefore, understand how they can interact upon each other. How should spirit know what goes on in matter, if the essential nature of matter is quite alien to spirit? And how, in these circumstances, should spirit be able to act upon matter, in order to transform its intentions into actions? The most clever and the most absurd hypotheses have been put forward to solve these problems. But, so far, monism has fared no better. Up to now it has tried to justify itself in three different ways. Either it denies spirit and becomes materialism; or it denies matter and seeks its salvation in spiritualism; 11 or it maintains that since even in the simplest entities in the world spirit and matter are indivisibly bound together, there is no need for surprise if these two kinds of existence are both present in the human being, for they are never found apart. [ 5 ] Materialism 12 can never arrive at a satisfactory explanation of the world. For every attempt at an explanation must of necessity begin with man's forming thoughts about the phenomena of the world. Materialism, therefore, takes its start from thoughts about matter or material processes. In doing so, it straightway confronts two different kinds of facts, namely, the material world and the thoughts about it. The materialist tries to understand thoughts by regarding them as a purely material process. He believes that thinking takes place in the brain much in the same way that digestion takes place in the animal organs. Just as he ascribes to matter mechanical and organic effects, so he also attributes to matter, in certain circumstances, the ability to think. He forgets that in doing this he has merely shifted the problem to another place. Instead of to himself, he ascribes to matter the ability to think. And thus he is back again at his starting-point. How does matter come to reflect about its own nature? Why is it not simply satisfied with itself and with its existence? The materialist has turned his attention away from the definite subject, from our own I, and has arrived at a vague, indefinite image. And here again, the same problem comes to meet him. The materialistic view is unable to solve the problem; it only transfers it to another place. [ 6 ] How does the matter stand with the spiritualistic view? The extreme spiritualist denies to matter its independent existence and regards it merely as product of spirit. But when he tries to apply this view of the world to the solution of the riddle of his own human nature, he finds himself in a corner. Confronting the I, which can be placed on the side of spirit, there stands, without any mediation, the physical world. No spiritual approach to it seems possible; it has to be perceived and experienced by the I by means of material processes. Such material processes the “I” does not find in itself if it regards its own nature as having only spiritual validity. The physical world is never found in what it works out spiritually. It seems as if the “I” would have to admit that the world would remain closed to it if it did not establish a non-spiritual relation to the world. Similarly, when we come to be active, we have to translate our intentions into realities with the help of material substances and forces. In other words, we are dependent upon the outer world. The most extreme spiritualist—or rather, the thinker who, through absolute idealism, appears as an extreme spiritualist—is Johann Gottlieb Fichte.13 He attempts to derive the whole edifice of the world from the “I.” What he has actually accomplished is a magnificent thought-picture of the world, without any content of experience. As little as it is possible for the materialist to argue the spirit away, just as little is it possible for the idealist to argue away the outer world of matter. [ 7 ] The first thing man perceives when he seeks to gain knowledge of his “I” is the activity of this “I” in the conceptual elaboration of the world of ideas. This is the reason why someone who follows a world-view which inclines toward spiritualism may feel tempted, when looking at his own human nature, to acknowledge nothing of spirit except his own world of ideas. In this way spiritualism becomes one-sided idealism. He does not reach the point of seeking through the world of ideas a spiritual world; in the world of his ideas he sees the spiritual world itself. As a result of this, he is driven to remain with his world-view as if chained within the activity of his “I.” [ 8 ] The view of Friedrich Albert Lange 14 is a curious variety of idealism, put forward by him in his widely read History of Materialism. He suggests that the materialists are quite right in declaring all phenomena, including our thinking, to be the product of purely material processes, only, in turn, matter and its processes are themselves the product of our thinking.
That is, our thinking is produced by the material processes, and these by the thinking of the “I.” Lange's philosophy, in other words, is nothing but the story—applied to concepts—of the ingenious Baron Münchhausen,15 who holds himself up in the air by his own pigtail. [ 9 ] The third form of monism is the one which sees the two entities, matter and spirit, already united in the simplest being (the atom). But nothing is gained by this, either, for here again the question, which really originates in our consciousness, is transferred to another place. How does the simple being come to manifest itself in two different ways, if it is an indivisible unity? [ 10 ] To all these viewpoints it must be objected that it is first and foremost in our own consciousness that we meet the basic and original contrast. It is we who detach ourselves from the bosom of nature and contrast ourselves as “I” with the “world.” Goethe 16 has given classic expression to this in his essay On Nature although at first glance his manner may be considered quite unscientific: “We live in the midst of her (nature) yet are we strangers to her. Ceaselessly she speaks to us, and yet betrays not her secrets.” But Goethe knew the other side too: “All human beings are in her and she is in all human beings.” [ 11 ] Just as true as it is that we have estranged ourselves from nature, so is it also true that we feel: We are within nature and we belong to it. That which lives in us can only be nature's own influence. [ 12 ] We must find the way back to nature again. A simple consideration can show us this way. We have, it is true, detached ourselves from nature, but we must have taken something of it over with us, into our own being. This essence of nature in us we must seek out, and then we shall also find the connection with it once again. Dualism neglects this. It considers the inner being of man as a spiritual entity quite alien to nature, and seeks somehow to hitch it onto nature. No wonder it cannot find the connecting link. We can only understand nature outside us when we have first learned to recognize it within us. What within us is akin to nature must be our guide. This points out our path. We shall not speculate about the interaction of nature and spirit. But we shall penetrate the depths of our own being, there to find those elements which we took with us in our flight from nature. [ 13 ] Investigation of our own being must bring the solution of the riddle. We must reach a point where we can say to ourselves: Here I am no longer merely “I,” here I encounter something which is more than “I.” [ 14 ] I am aware that many who have read thus far will not have found my discussion “scientific” in the usual sense. To this I can only reply that so far I have not been concerned with scientific results of any kind, but with the simple description of what everyone experiences in his own consciousness. A few expressions concerning the attempts to reconcile man's consciousness and the world have been used only for the purpose of clarifying the actual facts. I have, therefore, made no attempt to use the expressions “I,” “spirit,” “world,” “nature,” in the precise way that is usual in psychology and philosophy. Ordinary consciousness is unaware of the sharp distinctions made by the sciences, and up to this point it has only been a matter of describing the facts of everyday conditions. I am concerned, not with how science, so far, has interpreted consciousness, but with how we experience it in daily life.
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7. Mysticism at the Dawn of the Modern Age: Valentin Weigel and Jacob Boehme
Tr. Karl E. Zimmer Rudolf Steiner |
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A detailed elaboration of this train of thought is presented in the views of Immanuel Kant (1724–1804). (I have shown the erroneous aspect of this train of thought in my book,Die Philosophie der Freiheit, Philosophy of Spiritual Activity. Here I must confine myself to saying that with this simple, straightforward way of thinking Valentin Weigel stands on a much higher level than Kant.)—Weigel says to himself, Although perception flows from man yet it is only the nature of the counterpart which emerges from the latter by way of man. |
7. Mysticism at the Dawn of the Modern Age: Valentin Weigel and Jacob Boehme
Tr. Karl E. Zimmer Rudolf Steiner |
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[ 1 ] Paracelsus was primarily concerned with developing ideas about nature that breathe the spirit of the higher cognition he advocated. A kindred thinker who applied the same way of thinking to man's own nature in particular is Valentin Weigel (1533–1588). He grew out of Protestant theology as Eckhart, Tauler, and Suso grew out of Catholic theology. He had precursors in Sebastian Frank and Caspar Schwenckfeldt. They emphasized the deepening of the inner life, in contrast to the church dogma with its attachment to an external creed. For them it is not the Jesus whom the Gospels preach who is of value, but the Christ who can be born in every man out of his deeper nature, and who is to be his deliverer from the lower life and his leader in the ascent to the ideal. Weigel quietly and modestly administered his incumbency in Zschopau. It is only from his posthumous writings printed in the seventeenth century that one discovers something about the significant ideas he had developed concerning the nature of man. (Of his writings we shall mention here: Der güldene Griff, Alle Ding ohne Irrthumb zu erkennen, vielen Hochgelährten unbekannt, und doch allen Menschen nothwendig zu wissen, The Golden art of Knowing Everything without Error, unknown to Many of the Learned, and yet Necessary for all Men to Know.—Erkenne dich selber, Know Thyself.—Vom Ort der Welt, Of the Place of the World.) Weigel is anxious to come to a clear idea of his relationship to the teachings of the Church. This leads him to investigate the foundations of all cognition. Man can only decide whether he can know something through a creed if he understands how he knows. Weigel takes his departure from the lowest kind of cognition. He asks himself, How do I apprehend a sensory thing when it confronts me? From there he hopes to be able to ascend to the point where he can give an account of the highest cognition.—In sensory apprehension the instrument (sense organ) and the thing, the “counterpart,” confront each other. “Since in natural perception there must be two things, namely the object or counterpart, which is to be perceived and seen by the eye, and the eye, or the perceiver, which sees and perceives the object, therefore, consider the question, Does the perception come from the object into the eye, or does the judgment, and the perception, flow from the eye into the object.” (Der güldene Griff, chap. 9) Now Weigel says to himself, If the perception flowed from the counterpart (thing) into the eye, then, of one and the same thing, the same complete perception would of necessity have to arise in all eyes. But this is not the case; rather, everyone sees according to his eyes. Only the eyes, not the counterpart, can be responsible for the fact that many different conceptions of one and the same thing are possible. In order to make the matter clear, Weigel compares seeing with reading. If the book did not exist of course I could not read it; but it could be there, and I would still not be able to read anything in it if I did not know the art of reading. Thus the book must be there, but of itself it cannot give me anything at all; everything that I read I must bring forth out of myself. That is also the nature of natural (sensory) perception. Color exists as a “counterpart;” but out of itself it cannot give the eye anything. On its own, the eye must perceive what color is. The color is no more in the eye than the content of the book is in the reader. If the content of the book were in the reader, he would not have to read it. Nevertheless, in reading, this content does not flow out of the book, but out of the reader. It is the same with the sensory object. What this sensory object is outside, does not flow into man from the outside, but rather from the inside.—On the basis of these ideas one could say, If all perception flows from man into the object, then one does not perceive what is in the object, but only what is in man himself. A detailed elaboration of this train of thought is presented in the views of Immanuel Kant (1724–1804). (I have shown the erroneous aspect of this train of thought in my book,Die Philosophie der Freiheit, Philosophy of Spiritual Activity. Here I must confine myself to saying that with this simple, straightforward way of thinking Valentin Weigel stands on a much higher level than Kant.)—Weigel says to himself, Although perception flows from man yet it is only the nature of the counterpart which emerges from the latter by way of man. As it is the content of the book which I discover by reading and not my own, so it is the color of the counterpart which I discover through the eye, not the color which is in the eye, or in me. On his own path Weigel thus comes to a conclusion which we have already encountered in the thinking of Nicolas of Cusa. In his way Weigel has elucidated the nature of sensory perception for himself. He has attained the conviction that everything external things have to tell us can only flow out from within ourselves. Man cannot remain passive if he wants to perceive the things of the senses, and be content with letting them act upon him; he must be active, and bring this perception out of himself. The counterpart alone awakens the perception in the spirit. Man ascends to higher cognition when the spirit becomes its own object. In considering sensory perception, one can see that no cognition can flow into man from the outside. Therefore the higher cognition cannot come from the outside, but can only be awakened within man. Hence there can be no external revelation, but only an inner awakening. And as the external counterpart waits until man confronts it, in whom it can express its nature, so must man wait, when he wants to be his own counterpart, until the cognition of his nature is awakened in him. While in the sensory perception man must be active in order to present the counterpart with its nature, in the higher cognition he must remain passive, because now he is the counterpart. He must receive his nature within himself. Because of this the cognition of the spirit appears to him as an illumination from on high. In contrast with the sensory perception, Weigel therefore calls the higher cognition the “light of grace.” This “light of grace” is in reality nothing but the self-cognition of the spirit in man, or the rebirth of knowledge on the higher level of seeing.—As Nicolas of Cusa, in pursuing his road from knowing to seeing, does not really let the knowledge acquired by him be reborn on a higher level, but is deceived into regarding the church creed, in which he had been educated, as this rebirth, so is this the case with Weigel too. He finds his way to the right road, and loses it again at the moment he enters upon it. One who wants to walk the road which Weigel indicates can regard the latter as a leader only up to its starting-point. [ 2 ] What we encounter in the works of the master shoemaker of Görlitz, Jacob Boehme (1575–1624), is like the jubilation of nature, which, at the peak of its development, admires its essence. Before us appears a man whose words have wings, woven out of the blissful feeling that he sees the knowledge in himself shining as higher wisdom. Jacob Boehme describes his condition as a devotion which only desires to be wisdom, and as a wisdom which desires to live in devotion alone: “When I wrestled and fought, with God's assistance, there arose a wondrous light in my soul which was altogether foreign to wild nature, and by which I first understood what God and man are, and what God has to do with man.” Jacob Boehme no longer feels himself to be a separate personality which utters its insights; he feels himself to be an organ of the great universal spirit which speaks in him. The limits of his personality do not appear to him as limits of the spirit which speaks out of him. For him this spirit is omnipresent. He knows that “the sophist will censure him” when he speaks of the beginning of the world and of its creation, “since I was not there and did not see it myself. Let him be told that in the essence of my soul and body, when I was not yet the I, but Adam's essence, I was indeed there, and that I myself have forfeited my felicity in Adam.” It is only in external similes that Boehme can intimate how the light broke forth within himself. When as a boy he once is on the summit of a mountain, above where great red stones seem to close the mountain off, he sees an open entrance, and in its depths a vessel containing gold. He is overcome with awe, and goes his way without touching the treasure. Later he is serving his apprenticeship with a shoemaker in Görlitz. A stranger walks into the store and asks for a pair of shoes. Boehme is not allowed to sell them to him in the master's absence. The stranger leaves, but after a while calls the apprentice outside and says to him, Jacob, you are little, but one day you will become an altogether different man, at whom the world will be filled with astonishment. At a more mature period of his life Jacob Boehme sees the sunshine reflected in a burnished pewter vessel; the sight which confronts him seems to him to reveal a profound mystery. From the time he experiences this manifestation he believes himself to be in possession of the key to the mysterious language of nature.—He lives as a spiritual hermit, supporting himself modestly by his trade, and at the same time setting down, as if for his own memory, the notes which sound in him when he feels the spirit within himself. The zealotry of priestly fanaticism makes his life difficult. He wants to read only that scripture which the light within himself illuminates for him, but is pursued and tormented by those to whom only the external scripture, the rigid, dogmatic creed, is accessible. [ 3 ] Jacob Boehme is filled with a restlessness which impels him toward cognition, because a universal mystery lives in his soul. He feels himself to be immersed in a divine harmony with his spirit, but when he looks around him he sees disharmony everywhere in the divine works. To man belongs the light of wisdom, yet he is exposed to error; there lives in him the impulse toward the good, and yet the dissonance of evil can be heard throughout the course of human development. Nature is governed by great natural laws, and yet its harmony is disturbed by superfluities and by the wild struggle of the elements. How is the disharmony in the harmonious, universal whole to be understood? This question torments Jacob Boehme. It comes to occupy the center of his world of ideas. He wants to attain a conception of the universal whole which includes the inharmonious too. For how can a conception explain the world which leaves the existing inharmonious elements aside, unexplained? Disharmony must be explained through harmony, evil through good itself. In speaking of these things, let us limit ourselves to good and evil; in the latter, disharmony in the narrower sense finds its expression in human life. For this is what Jacob Boehme basically limits himself to. He can do this, for to him nature and man appear as one essence. He sees similar laws and processes in both. The non-functional is for him an evil in nature, just as the evil is for him something non-functional in human destiny. Here and there it is the same basic forces which are at work. To one who has understood the origin of evil in man, the origin of evil in nature is also plain.—How is it possible for evil as well as for good to flow out of the same primordial essence? If one speaks in the spirit of Jacob Boehme, one gives the following answer: The primordial essence does not exist in itself alone. The diversity of the world participates in this existence. As the human body does not live its life as a single part, but as a multiplicity of parts, so too does the primordial essence. And as human life is poured into this multiplicity of parts, so is the primordial essence poured into the diversity of the things of this world. Just as it is true that the whole man has one life, so is it true that each part has its own life. And it no more contradicts the whole harmonious life of man that his hand should turn against his own body and wound it, than it is impossible that the things of the world, which live the life of the primordial essence in their own way, should turn against one another. Thus the primordial life, in distributing itself over different lives, bestows upon each life the capacity of turning itself against the whole. It is not out of the good that the evil flows, but out of the manner in which the good lives. As the light can only shine when it penetrates the darkness, so the good can only come to life when it permeates its opposite. Out of the “abyss” of darkness shines the light; out of the “abyss” of the indifferent, the good brings itself forth. And as in the shadow it is only brightness which requires a reference to light, while the darkness is felt to be self-evident, as something that weakens the light, so too in the world it is only the lawfulness in all things which is sought, and the evil, the non-functional, which is accepted as the self-evident. Hence, although for Jacob Boehme the primordial essence is the All, nothing in the world can be understood unless one keeps in sight both the primordial essence and its opposite. “The good has swallowed the evil or the repugnant into itself ... Every being has good and evil within itself; and in its development, having to decide between them, it becomes an opposition of qualities, since one of them seeks to overcome the other.” It is therefore entirely in the spirit of Jacob Boehme to see both good and evil in every object and process of the world; but it is not in his spirit to seek the primordial essence without further ado in the mixture of the good with the evil. The primordial essence had to swallow the evil, but the evil is not a part of the primordial essence. Jacob Boehme seeks the primordial foundation of the world, but the world itself arose out of the abyss by means of the primordial foundation. “The external world is not God, and in eternity is not to be called God, but is only a being in which God reveals Himself ... When one says, God is everything, God is heaven and earth and also the external world, then this is true; for everything has its origin from Him and in Him. But what am I to do with such a saying that is not a religion?”—With this conception as a background, his ideas about the nature of the world developed in Jacob Boehme's spirit in such a way that he lets the lawful world arise out of the abyss in a succession of stages. This world is built up in seven natural forms. The primordial essence receives a form in dark acerbity, silently enclosed within itself and motionless. It is under the symbol of salt that Boehme conceives this acerbity. With such designations he leans upon Paracelsus, who has borrowed the names for the process of nature from the chemical processes (>cf. above). By swallowing its opposite, the first natural form takes on the shape of the second; the harsh and motionless takes on motion; energy and life enter into it. Mercury is the symbol for this second form. In the struggle of stillness with motion, of death with life, the third natural form (sulphur) appears. This life, with its internal struggle, is revealed to itself; henceforth it does not live in an external struggle of its parts; like a uniformly shining lightning, illuminating itself, it thrills through its own being (fire). This fourth natural form ascends to the fifth, the living struggle of the parts reposing within itself (water). On this level exists an inner acerbity and silence as on the first, only it is not an absolute quiet, a silence of the inner contrasts, but an inner movement of the contrasts. It is not the quiet which reposes within itself, but which has motion, which was kindled by the fiery lightning of the fourth stage. On the sixth level, the primordial essence itself becomes aware of itself as such an inner life; it perceives itself through sense organs. It is the living organisms, endowed with senses, which represent this natural form. Jacob Boehme calls it sound or resonance, and thus sets up the sensory impression of hearing as a symbol for sensory perception in general. The seventh natural form is the spirit elevating itself by virtue of its sensory perceptions (wisdom). It finds itself again as itself, as the primordial foundation, within the world which has grown out of the abyss and shaped itself out of harmonious and inharmonious elements. “The Holy Ghost brings the splendor of majesty into the entity in which the Divinity stands revealed.”—With such conceptions Jacob Boehme seeks to fathom that world which, in accordance with the knowledge of his time, appears to him as the real one. For him facts are what the natural science of his time and the Bible regard as such. His way of thinking is one thing, his world of facts another. One can imagine the former as applied to a quite different factual knowledge. And thus there appears before our mind a Jacob Boehme who could also be living at the turn of the nineteenth to the twentieth century. Such a man would not penetrate with his thinking the biblical story of the Creation and the struggle of the angels with the devils, but rather Lyell's geological insights and the “natural history of creation” of Haeckel. One who penetrates to the spirit of Jacob Boehme's writings must come to this conviction.1 (We shall mention the most important of these writings: Die Morgenröthe im Aufgang, The Coming of the Dawn. Die drei Prinzipien göttlichen Wesens, The Three Principles of the Divine Essence. Vom dreifachen Leben des Menschen, Of the Threefold Life of Man. Das umgewandte Auge, The Eye Turned Upon Itself. Signatura rerum oder von der Geburt und Bezeichnung aller Wesen, Signatura rerum or of the birth and designation of all beings. Mysterium magnum.)
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3. Truth and Science: The Starting Point of Epistemology
Tr. John Riedel Rudolf Steiner |
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Only what we call concepts and ideas have been given to us in a form we call “the intellectual view”. Kant and the more recent philosophers who follow him completely deny that people have this ability, because all thinking is supposed to incorporate only objects standing in the vicinity (Gegenstände) and brings forth absolutely nothing out of itself. |
We must look for causes and effects in the world (Ursachen und Wirkungen, primal circumstances and how they work themselves out), but we ourselves must produce causality as thought-form before we can find it in the world. But if one wanted to hold on to Kant's assertion that concepts without intuitions are empty, it would be unthinkable to demonstrate the possibility of characterizing the given world through concepts. |
3. Truth and Science: The Starting Point of Epistemology
Tr. John Riedel Rudolf Steiner |
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[ 1 ] According to everything we have seen, investigations at the beginning of a theory of knowing (epistemology), everything that already belongs to the arena of knowing must be excluded. Knowing itself is something that comes with the human condition, something arising through daily activity. If a theory of knowing is really to extend to illuminating the entire field of becoming familiar with, of knowing concepts and ideas (Erkennens), then it must take as its starting point something that has remained completely untouched by this activity, from which the latter itself receives its impetus. What to begin with lies outside of knowing cannot be knowing itself. Therefore, we must look for it immediately before the familiarity of knowing (cognition, Erkennens), so that the very next step that the human being takes from this precursor is an activity of knowing. The way in which this absolute first is to be determined must be such that nothing that already comes from knowing, from cognition, flows into it. [ 2 ] But such a beginning can only be made with the immediately given picture of the world, the world picture that is available to man before he has subjected it in any way to the cognitive process, before he has made even the slightest statement about it, before he has made the slightest mental judgement about it. What passes before us, and what we pass by, which is a disconnected world view, not separated into individual components,61 in which nothing is separated, nor related to, or determined by anything else, that is what is immediately given. At this stage of existence-awareness (des Daseins), if we may use the expression, no object, no event is more important, more meaningful than any other. The rudimentary animal-organ, devoid of meaning for development and for life itself, has the right, perhaps for a later stage of recognition-illuminated existence-awareness, to be considered the noblest most essential part of the organism. Before all cognitive activity, nothing presents itself in the world picture as substance, nothing as accident, nothing as cause or effect; the opposites matter-spirit, body-soul, have not yet been created. But we must also keep away any other predicate from the worldview held at this stage. It can be understood neither as reality nor as appearance, neither as subjective nor as objective, neither as accidental nor as necessary. Whether it is a “thing in itself” or a mere idea cannot be decided at this stage. We have already seen that the findings of physics and physiology, which lead to subsuming “the given” under one of the above categories, must not be placed at the forefront of epistemology. [ 3 ] If a being with fully developed human intelligence were suddenly created from nothing and confronted the world, the first impression that the world would make on its senses and thinking would be something like what we call the immediately given world view. However, the same thing is not present to a person in this form at any moment of his life. There is nowhere in his development a boundary between pure, passive turning towards what is immediately given and the thinking recognition of it. This circumstance could raise concerns about our positing a beginning of epistemology. About this Hartmann says, “We do not ask what is the content of consciousness of the child who is awakening to consciousness, or of the animal standing at the lowest stage of living creatures, because the philosophizing person has no experience of this. He cannot infer or reconstruct the content of consciousness of primitive biologic organisms at any stage from fertilization to death, as such attempts must always be based on personal experience. We must therefore first determine what is the content of consciousness found by the philosophizing person at the beginning of philosophical reflections”.62 The objection to this, however, is that the world view that we have at the beginning of philosophical reflection already contains predicates that are only conveyed through cognition. These must not be accepted uncritically, but must be carefully peeled out of the world picture so that it appears completely pure of everything that has been added through the cognitive process. The boundary between what is given and what is known will not coincide with any moment of human development, but must be drawn artificially. But this can happen at any stage of development if we only correctly draw the line between what comes to us without mental determination, before recognition, and what is made from it through determination and recognition. [ 4 ] Now one can accuse me of having already accumulated a whole series of mental characterizations, so that I may separate that supposedly immediate world view from the one that people have completed through cognitive processing. But the following must be said against this: the thoughts we have brought up should not characterize that world view, should not indicate any properties of it, should not say anything at all about it, but should only guide our consideration, in such a way that it is taken to the boundary where recognition is placed at its beginning. There can therefore be no talk of the truth or error, the accuracy or falsity of those statements, which in our opinion precede the moment in which we stand at the beginning of the theory of knowledge. They only have the task of leading appropriately to this beginning. No one who is about to deal with epistemological problems is at the same time confronted with what is rightly called the beginning of knowing, for he has already developed knowledge to a certain extent. To remove from this everything that has been gained by cognition, and to establish a pre-cognitive beginning can only be done conceptually. But concepts have no cognitive value at this stage; they have the purely negative task of removing everything from the field of vision that belongs to knowledge and leading it to where knowing begins. These considerations are signposts pointing to the beginning of the act of knowing, but do not yet belong to it. In everything that the epistemologist puts forward before establishing the beginning, there is only expediency or inexpediency, not truth or error. But even in this starting point itself, all error is excluded, because the error can only begin with recognition, with knowing (Erkennen), and cannot therefore lie before it. [ 5 ] The last sentence cannot be claimed by any epistemologist not proceeding from these considerations. Where the starting point is made by mentally evaluating an object (or subject), an error is possible at the very beginning, namely right at this evaluation. The justification of this depends on the laws on which the act of knowing is based. However, this can only emerge during epistemological investigations. Only if one says that I separate all mental determinations acquired through knowing from my picture of the world and only hold on to everything that comes into the horizon of my observation without my intervention, then all error is excluded. Since I fundamentally abstain from making any statements, I cannot make any mistakes. [ 6 ] Insofar as error comes into consideration epistemologically, it can only lie within the act of cognition. An illusion is not an error, so if the moon appears larger to us at its rising point than at its zenith, we are not dealing with an error, but with a fact well founded in the laws of nature. An error in knowing would only arise if we incorrectly interpreted “bigger” and “smaller” when combining given perceptions in thinking, but this interpretation lies within the act of knowing. [ 7 ] If one really wants to understand cognition in its entire essence, then one must undoubtedly first grasp it where it begins, where it sits in the world. It is also clear that what lies before this beginning must not be included in the explanation of cognition, but rather must be assumed. Penetrating the essence of our assumptions is the task of scientific work (wissenschaftlichen Erkenntnis) in its individual branches, where we do not want to gain special knowledge about this or that, but rather we want to examine knowing itself. Only when we have understood the act of cognition can we come to a judgment about the significance of statements about world-contents that are made with cognition. [ 8 ] That is why we refrain from making any attribution, any characterization about what is immediately given, so long as we do not know how such an attribution relates to what is determined. Even with the concept of the “immediately given” we say nothing about what lies before cognition. Its only purpose is to point out the same thing, to focus attention on it. The conceptual formation is here, at the beginning of the theory of knowing, only the first connection in which knowing sits in relation to world-content. This designation itself provides for the eventuality that the entire content of the world is only a web of our own "I", and that exclusive subjectivism therefore rightly exists, because there can be no question of this first connection (dieser Tatsache) being “given”. It could only be the result of cognitive consideration. In other words, it could only turn out to be correct through epistemology, but could not serve as a prerequisite for it. [ 9 ] Everything that can arise within the horizon of our experiences in the broadest sense is now included in this immediately given world content: sensations, perceptions, views, feelings, acts of will, dream and fantasy images, images, concepts, and ideas. [ 10 ] At this level, illusions and hallucinations are also on an equal footing with other parts of the world content. For what relationship these perceptions have to other perceptions can only be learned by cognitive observation. [ 11 ] If a theory of knowing starts from the assumption that everything just mentioned is the content of our consciousness, then the question immediately arises of how we get from mere consciousness to knowledge of being, to being aware of being. Where is the springboard that leads us from the subjective to the trans-subjective? For me, the matter is completely different. For me, consciousness and the "I" idea are initially only parts of the immediately given, and what relationship the former has to the latter is only a result of cognitive awareness. We do not want to determine cognition from consciousness, but vice versa; consciousness and the relationship between subjectivity and objectivity is determined by cognition. Since we initially isolate the given without any predicates, we must ask how we even arrive at a characterization of it. How is it possible to begin the activity of knowing? How can we designate one part of the worldview, for example, as perception, and another part as concept, one as being, the other as appearance, one as cause, another as effect. How can we separate ourselves from the objective, and regard ourselves as "I" compared to the "not-I"? [ 12 ] We must find the bridge from the “given” worldview to the one we develop through our knowing. The difficulty is that so long as we just passively stare at what is given, we cannot find a fundamental starting point to build on, on which to continue to develop knowledge. We would have to find a place somewhere in the given where we can intervene, where there is something of the same nature (Homogenes) as cognition. If everything were entirely just given, then it would have to be a matter of simply staring out into the external world and a completely equivalent staring into the world of our individuality. We could then at most describe things as external, but never understand them. Our concepts only have a purely external connection to what they refer to, not an internal one. For true knowing, everything depends on us finding an area somewhere in the given where our knowing activity not only presupposes something given, but actively stands in the middle of the given. In other words, it must turn out, especially when we strictly adhere to what is merely given, that not everything is just given. Our prerequisite, through its strict adherence, must partially cancel itself out. We set it up so that we do not arbitrarily fix any beginning of the theory of knowing, but truly seek it out. Everything can be “the given” in this sense, even what is not given in its innermost nature. It then only appears to us formally as a given, but upon closer inspection it reveals itself to be what it really is. [ 13 ] All the difficulty in understanding knowing lies in the fact that we do not produce the content of the world from within ourselves. If we did that, there would be no recognition at all. A question for me can only arise from a thing if it is “given” to me. Onto whatever I bring forth, I bestow characterizations myself, so I don't need to ask about their authentication. [ 14 ] This is the second point of my epistemology, namely the postulate that there must be something in the realm of the given where our activity does not float in the void, where the content of the world itself is the active agent. [ 15 ] We determined the beginning of the theory of knowing in such a way that we placed it entirely before cognitive activity, so that no prejudice would cloud knowing itself. In the same way we determine the first step that we take in the development of our discourse, so that there can be no question of error or inaccuracy. For we do not make a judgment about anything, but only point out the requirement that must be fulfilled if knowing is to come about at all. It all depends on us being aware, with full consideration (Besonnenheit, basking in the Sun’s clarity), that we put forward as a postulate the characteristics which that part of the world's content must have on which we can use our cognitive skill. [ 16 ] Anything else is quite unthinkable. The content of the world as given would be completely undermined. No part can give the impetus of itself to create order in such a chaos. Therefore, cognitive activity must make a power statement and say that certain parts must be such and such. Such a power statement in no way affects the quality of the given. It does not bring arbitrary assertions into the science of clear thinking. It doesn't claim anything at all, but just says that if knowledge is to be clarified at all, then one must search for an arena as described above. If such is present, then there is a clarification of knowing, otherwise not. While we began the theory of knowing with the "given" in general, we now limit the requirement to keeping a specific viewpoint in mind. [ 17 ] We now should examine this stipulation more closely. Where do we find anything in the world picture that is not just a given, but is a given insofar as it is at the same time something produced, brought forth (Hervorgebrachtes) in the act of knowing? [ 18 ] We must be completely clear that what is brought forth in the act of knowing must have been given fresh and unmodified. Conclusive inferences are not necessary to recognize this. This already shows that the sensory qualities do not satisfy our requirements, because we do not know directly that these do not arise without our activity, but only through physical and physiological considerations. But we do know directly that concepts and ideas always first enter the sphere of unmodified-given in and by the act of knowing. Therefore no one is mistaken about this characterization of concepts and ideas. One can certainly consider hallucinations to be something given from outside, but one will never believe that its concepts are given to us without our own work of thinking. A madman considers certain things and conditions to be real, and endows them with the label “reality”, even though there are no facts to back that up. A madman will never say, however, of his concepts and ideas, that they enter the world of the “given” without his own activity. Everything else in our worldview has such a character that it must be ‘given’ if we want to experience it, and only with concepts and ideas does the reverse hold true. We must produce Ideas and concepts if we want to experience them. Only what we call concepts and ideas have been given to us in a form we call “the intellectual view”. Kant and the more recent philosophers who follow him completely deny that people have this ability, because all thinking is supposed to incorporate only objects standing in the vicinity (Gegenstände) and brings forth absolutely nothing out of itself. In the intellectual view, however, the content must be given along with the think-form (Denkform). But isn't this really the case with pure concepts and ideas? — By concept I mean a rule according to which the unconnected elements of perception are combined into a unity. Causality, for example, is a concept. Idea is just a concept with a larger content. Organism, taken completely abstractly, is an idea. — One only must look at concepts and ideas in the form in which they are still completely free of any empirical content. For example, if you want to grasp the pure concept of causality, you must not stick to any specific causality or to the sum of all causalities, but rather to the mere concept of it. We must look for causes and effects in the world (Ursachen und Wirkungen, primal circumstances and how they work themselves out), but we ourselves must produce causality as thought-form before we can find it in the world. But if one wanted to hold on to Kant's assertion that concepts without intuitions are empty, it would be unthinkable to demonstrate the possibility of characterizing the given world through concepts. Suppose two elements of the world's content are given, a and b. If I am to look for a relationship between them, I must do so with a rule that has a certain content, but I can only produce such a rule in the act of cognition itself. I cannot take the rule from the object, because any characterization of the object is done with the help of the rule. Such a rule for the determination of actuality, of being real (Bestimmung des Wirklichen) arises completely within a being capable of pure inner grasping, of pure inner understanding (der rein begrifflichen Entität). [ 19 ] Before going any further, let's first eliminate a possible objection. It seems as if the idea of the “I”, the “personal subject”, plays a role unconsciously in our thought processes, and that we use this idea in the progress of our thought development without having demonstrated the justification for it. This is the case when we say, for example that we produce concepts, or when we make this or that demand. But nothing in our statements gives reason to see such sentences as more than stylistic twists. As we have already said, the fact that the act of knowing belongs to an “I” and proceeds from it can only be established by cognitive considerations. So, for the time being we should only speak of the act of knowing without even mentioning its bearer. For everything that has been established up to now is limited to the fact that there is something "given" and that the postulate stated above arises from one point of this "given", and finally that concepts and ideas are the in the arena that corresponds to this postulate. This is not to deny that the point from which the postulate arises is the “I”. But for now, we limit ourselves to presenting these two steps of epistemology in their purity.
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4. The Philosophy of Freedom (1916): Moral Imagination (Darwinism and Morality
Tr. R. F. Alfred Hoernlé Rudolf Steiner |
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Similarly, Evolutionists suppose that man could have watched the development of the solar system out of the primordial nebula of the Kant-Laplace hypothesis, if he could have occupied a suitable spot in the world-ether during that infinitely long period. |
Just as little would it be possible to derive the solar system from the concept of the Kant-Laplace nebula, if this concept of an original nebula had been formed only from the percept of the nebula. |
4. The Philosophy of Freedom (1916): Moral Imagination (Darwinism and Morality
Tr. R. F. Alfred Hoernlé Rudolf Steiner |
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A free spirit acts according to his impulses, i.e., intuitions, which his thought has selected out of the whole world of his ideas. For an unfree spirit, the reason why he singles out a particular intuition from his world of ideas, in order to make it the basis of an action, lies in the perceptual world which is given to him, i.e., in his past experiences. He recalls, before making a decision, what some one else has done, or recommended as proper, in an analogous case, or what God has commanded to be done in such a case, etc., and he acts on these recollections. A free spirit dispenses with these preliminaries. His decision is absolutely original. He cares as little what others have done in such a case as what commands they have laid down. He has purely ideal (logical) reasons which determine him to select a particular concept out of the sum of his concepts, and to realize it in action. But his action will belong to perceptible reality. Consequently, what he achieves will coincide with a definite content of perception. His concept will have to be realized in a concrete particular event. As a concept it will not contain this event as particular. It will refer to the event only in its generic character, just as, in general, a concept is related to a percept, e.g., the concept lion to a particular lion. The link between concept and percept is the idea (cp. pp. 68 ff.). To the unfree spirit this intermediate link is given from the outset. Motives exist in his consciousness from the first in the form of ideas. Whenever he intends to do anything he acts as he has seen others act, or he obeys the instructions he receives in each separate case. Hence authority is most effective in the form of examples, i.e., in the form of traditional patterns of particular actions handed down for the guidance of the unfree spirit. A Christian models his conduct less on the teaching than on the pattern of the Saviour. Rules have less value for telling men positively what to do than for telling them what to leave undone. Laws take on the form of universal concepts only when they forbid actions, not when they prescribe actions. Laws concerning what we ought to do must be given to the unfree spirit in wholly concrete form. Clean the street in front of your door! Pay your taxes to such and such an amount to the tax-collector! etc. Conceptual form belongs to laws which inhibit actions. Thou shalt not steal! Thou shalt not commit adultery! But these laws, too, influence the unfree spirit only by means of a concrete idea, e.g., the idea of the punishments attached by human authority, or of the pangs of conscience, or of eternal damnation, etc. Even when the motive to an action exists in universal conceptual form (e.g., Thou shalt do good to thy fellow-men! Thou shalt live so that thou promotest best thy welfare!), there still remains to be found, in the particular case, the concrete idea of the action (the relation of the concept to a content of perception). For a free spirit who is not guided by any model nor by fear of punishment, etc., this translation of the concept into an idea is always necessary. Concrete ideas are formed by us on the basis of our concepts by means of the imagination. Hence what the free spirit needs in order to realize his concepts, in order to assert himself in the world, is moral imagination. This is the source of the free spirit's action. Only those men, therefore, who are endowed with moral imagination are, properly speaking, morally productive. Those who merely preach morality, i.e., those who merely excogitate moral rules without being able to condense them into concrete ideas, are morally unproductive. They are like those critics who can explain very competently how a work of art ought to be made, but who are themselves incapable of the smallest artistic productions. Moral imagination, in order to realize its ideas, must enter into a determinate sphere of percepts. Human action does not create percepts, but transforms already existing percepts and gives them a new character. In order to be able to transform a definite object of perception, or a sum of such objects, in accordance with a moral idea, it is necessary to understand the object's law (its mode of action which one intends to transform, or to which one wants to give a new direction). Further, it is necessary to discover the procedure by which it is possible to change the given law into the new one. This part of effective moral activity depends on knowledge of the particular world of phenomena with which one has got to deal. We shall, therefore, find it in some branch of scientific knowledge. Moral action, then, presupposes, in addition to the faculty of moral concepts1 and of moral imagination, the ability to alter the world of percepts without violating the natural laws by which they are connected. This ability is moral technique. It may be learnt in the same sense in which science in general may be learnt. For, in general, men are better able to find concepts for the world as it is, than productively to originate out of their imaginations future, and as yet non-existing, actions. Hence, it is very well possible for men without moral imagination to receive moral ideas from others, and to embody these skilfully in the actual world. Vice versa, it may happen that men with moral imagination lack technical skill, and are dependent on the service of other men for the realization of their ideas. In so far as we require for moral action knowledge of the objects upon which we are about to act, our action depends upon such knowledge. What we need to know here are the laws of nature. These belong to the Natural Sciences, not to Ethics. Moral imagination and the faculty of moral concepts can become objects of theory only after they have first been employed by the individual. But, thus regarded, they no longer regulate life, but have already regulated it. They must now be treated as efficient causes, like all other causes (they are purposes only for the subject). The study of them is, as it were, the Natural Science of moral ideas. Ethics as a Normative Science, over and above this science, is impossible. Some would maintain the normative character of moral laws at least in the sense that Ethics is to be taken as a kind of dietetic which, from the conditions of the organism's life, deduces general rules, on the basis of which it hopes to give detailed directions to the body (Paulsen, System der Ethik). This comparison is mistaken, because our moral life cannot be compared with the life of the organism. The behaviour of the organism occurs without any volition on our part. Its laws are fixed data in our world; hence we can discover them and apply them when discovered. Moral laws, on the other hand, do not exist until we create them. We cannot apply them until we have created them. The error is due to the fact that moral laws are not at every moment new creations, but are handed down by tradition. Those which we take over from our ancestors appear to be given like the natural laws of the organism. But it does not follow that a later generation has the right to apply them in the same way as dietetic rules. For they apply to individuals, and not, like natural laws, to specimens of a genus. Considered as an organism, I am such a generic specimen, and I shall live in accordance with nature if I apply the laws of my genus to my particular case. As a moral agent I am an individual and have my own private laws.2 The view here upheld appears to contradict that fundamental doctrine of modern Natural Science which is known as the Theory of Evolution. But it only appears to do so. By evolution we mean the real development of the later out of the earlier in accordance with natural law. In the organic world, evolution means that the later (more perfect) organic forms are real descendants of the earlier imperfect forms, and have grown out of them in accordance with natural laws. The upholders of the theory of organic evolution believe that there was once a time on our earth, when we could have observed with our own eyes the gradual evolution of reptiles out of Proto-Amniotes, supposing that we could have been present as men, and had been endowed with a sufficiently long span of life. Similarly, Evolutionists suppose that man could have watched the development of the solar system out of the primordial nebula of the Kant-Laplace hypothesis, if he could have occupied a suitable spot in the world-ether during that infinitely long period. But no Evolutionist will dream of maintaining that he could from his concept of the primordial Amnion deduce that of the reptile with all its qualities, even if he had never seen a reptile. Just as little would it be possible to derive the solar system from the concept of the Kant-Laplace nebula, if this concept of an original nebula had been formed only from the percept of the nebula. In other words, if the Evolutionist is to think consistently, he is bound to maintain that out of earlier phases of evolution later ones really develop; that once the concept of the imperfect and that of the perfect have been given, we can understand the connection. But in no case will he admit that the concept formed from the earlier phases is, in itself, sufficient for deducing from it the later phases. From this it follows for Ethics that, whilst we can understand the connection of later moral concepts with earlier ones, it is not possible to deduce a single new moral idea from earlier ones. The individual, as a moral being, produces his own content. This content, thus produced, is for Ethics a datum, as much as reptiles are a datum for Natural Science. Reptiles have evolved out of the Proto-Amniotes, but the scientist cannot manufacture the concept of reptiles out of the concept of the Proto-Amniotes. Later moral ideas evolve out of the earlier ones, but Ethics cannot manufacture out of the moral principles of an earlier age those of a later one. The confusion is due to the fact that, as scientists, we start with the facts before us, and then make a theory about them, whereas in moral action we first produce the facts ourselves, and then theorize about them. In the evolution of the moral world-order we accomplish what, at a lower level, Nature accomplishes: we alter some part of the perceptual world. Hence the ethical norm cannot straightway be made an object of knowledge, like a law of nature, for it must first be created. Only when that has been done can the norm become an object of knowledge. But is it not possible to make the old a measure for the new? Is not every man compelled to measure the deliverances of his moral imagination by the standard of traditional moral principles? If he would be truly productive in morality, such measuring is as much an absurdity as it would be an absurdity if one were to measure a new species in nature by an old one and say that reptiles, because they do not agree with the Proto-Amniotes, are an illegitimate (degenerate) species. Ethical Individualism, then, so far from being in opposition to the theory of evolution, is a direct consequence of it. Haeckel's genealogical tree from protozoa up to man as an organic being, ought to be capable of being worked out without a breach of natural law, and without a gap in its uniform evolution, up to the individual as a being with a determinate moral nature. But, whilst it is quite true that the moral ideas of the individual have perceptibly grown out of those of his ancestors, it is also true that the individual is morally barren, unless he has moral ideas of his own. The same Ethical Individualism which I have developed on the basis of the preceding principles, might be equally well developed on the basis of the theory of evolution. The final result would be the same; only the path by which it was reached would be different. That absolutely new moral ideas should be developed by the moral imagination is for the theory of evolution no more inexplicable than the development of one animal species out of another, provided only that this theory, as a Monistic world-view, rejects, in morality as in science, every transcendent (metaphysical) influence. In doing so, it follows the same principle by which it is guided in seeking the causes of new organic forms in forms already existing, but not in the interference of an extra-mundane God, who produces every new species in accordance with a new creative idea through supernatural interference. Just as Monism has no use for supernatural creative ideas in explaining living organisms, so it is equally impossible for it to derive the moral world-order from causes which do not lie within the world. It cannot admit any continuous supernatural influence upon moral life (divine government of the world from the outside), nor an influence through a particular act of revelation at a particular moment in history (giving of the ten commandments), or through God's appearance on the earth (divinity of Christ). Moral processes are, for Monism, natural products like everything else that exists, and their causes must be looked for in nature, i.e., in man, because man is the bearer of morality. Ethical Individualism, then, is the crown of the edifice that Darwin and Haeckel have erected for Natural Science. It is the theory of evolution applied to the moral life. Anyone who restricts the concept of the natural from the outset to an artificially limited and narrowed sphere, is easily tempted not to allow any room within it for free individual action. The consistent Evolutionist does not easily fall a prey to such a narrow-minded view. He cannot let the process of evolution terminate with the ape, and acknowledge for man a supernatural origin. Again, he cannot stop short at the organic reactions of man and regard only these as natural. He has to treat also the life of moral self-determination as the continuation of organic life. The Evolutionist, then, in accordance with his fundamental principles, can maintain only that moral action evolves out of the less perfect forms of natural processes. He must leave the characterization of action, i.e., its determination as free action, to the immediate observation of each agent. All that he maintains is only that men have developed out of monkeys. What the nature of men actually is must be determined by observation of men themselves. The results of this observation cannot possibly contradict the history of evolution. Only the assertion that the results are such as to exclude their being due to a natural world-order would contradict recent developments in the Natural Sciences.3 Ethical Individualism, then, has nothing to fear from a Natural Science which understands itself. Observation yields freedom as the characteristic quality of the perfect form of human action. The establishment of a conceptual connection between this fact of observation and other kinds of processes results in the theory of the natural origin of free actions. What, then, from the standpoint of nature are we to say of the distinction, already mentioned above (p. 13), between the two statements, “To be free means to be able to do what you will,” and “To be able, as you please, to strive or not to strive is the real meaning of the dogma of free will”? Hamerling bases his theory of free will precisely on this distinction, by declaring the first statement to be correct but the second to be an absurd tautology. He says, “I can do what I will, but to say I can will what I will is an empty tautology.” Whether I am able to do, i.e., to make real, what I will, i.e., what I have set before myself as my idea of action, that depends on external circumstances and on my technical skill (cp. p. 118). To be free means to be able to determine by moral imagination out of oneself, those ideas (motives) which lie at the basis of action. Freedom is impossible if anything other than I myself (whether a mechanical process or God) determines my moral ideas. In other words, I am free only when I myself produce these ideas, but not when I am merely able to realize the ideas which another being has implanted in me. A free being is one who can will what he regards as right. Whoever does anything other than what he wills must be impelled to it by motives which do not lie in himself. Such a man is unfree in his action. Accordingly, to be able to will, as you please, what you consider right or wrong means to be free or unfree as you please. This is, of course, just as absurd as to identify freedom with the faculty of doing what one is compelled to will. But this is just what Hamerling maintains when he says, “It is perfectly true that the will is always determined by motives, but it is absurd to say that on this ground it is unfree; for a greater freedom can neither be desired nor conceived than the freedom to realize oneself in proportion to one's own power and strength of will.” On the contrary, it is well possible to desire a greater freedom and that a true freedom, viz., the freedom to determine for oneself the motives of one's volitions. Under certain conditions a man may be induced to abandon the execution of his will; but to allow others to prescribe to him what he shall do—in other words, to will what another and not what he himself regards as right—to this a man will submit only when he does not feel free. External powers may prevent me from doing what I will, but that is only to condemn me to do nothing. Not until they enslave my spirit, drive my motives out of my head, and put their own motives in the place of mine, do they really aim at making me unfree. That is the reason why the church attacks not only the mere doing, but especially the impure thoughts, i.e., motives of my action. And for the church all those motives are impure which she has not herself authorized. A church does not produce genuine slaves until her priests turn themselves into advisers of consciences, i.e., until the faithful depend upon the church, i.e., upon the confessional, for the motives of their actions.
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