175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture VII
19 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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The Imperial family had been obliged to conclude from the predictions of the Sibylline oracles that Julian would actively oppose the policy pursued by the Emperor Constantine. From the first, therefore, they tried to prevent Julian from being raised to the purple. |
The achievements of Plato, Socrates, Aristides, Thales, Lycurgus, Agesilaus and Archedemus, the Sibyls, the Delphic Oracle and the pagan Mysteries surpassed anything that Christianity had to offer. The formal refutation of Julian's treatise was “Pro Christiana Religione” composed between A.D. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture VII
19 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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One of the outstanding figures in world history is Julian the Apostate (a successor of Constantine) who fell by the hand of an assassin in the campaign against the Persians in the year A.D. 363 (note 1). Julian occupies a special place in the history of the West. His life and career show how the course of world history is determined by the clash of contending forces. I pointed out in my previous lecture that in Constantine we have a personality who had to abandon the former coercive measures practised by the majority of the earlier emperors when they sought initiation into the Mysteries. To compensate for this he therefore did everything in his power to advance the cause of exoteric Christianity in the Empire. Now from earliest childhood Julian was held in low esteem by the Imperial family and their adherents. In the age with which we are dealing it was the custom to anticipate the future of an individual such as Julian by resorting to prenatal prophecies. The Imperial family had been obliged to conclude from the predictions of the Sibylline oracles that Julian would actively oppose the policy pursued by the Emperor Constantine. From the first, therefore, they tried to prevent Julian from being raised to the purple. It was decided that he should be murdered while still a child and preparations were made to have him butchered along with his brother. There was a strange aura attaching to Julian which inspired terror in those around him and countless stories relating to his personality testify to the fact that there was something uncanny about him. On one occasion during his campaign in Gaul a somnambulist cried out as the army passed by: “There is the man who will restore the old Gods and their images.” The appearance of Julian at this moment in history must be seen as something predestined, something deeply significant. As often happens in such cases his life was spared lest his murder should bring greater disaster in its train. People persuaded themselves that whatever steps he might take against the policies of Constantine could be quickly nullified. And precautionary measures were taken to neutralize the dangerous tendencies of Julian's make-up and his leanings towards Paganism. In the first place it was decided to give him a sound Christian education which accorded with the ideas of Constantine. It was wasted effort and met with no response. Anything which had survived from the ancient Hellenic traditions fascinated him. Where powerful forces are at work in such a personality they ultimately prevail. And so, because his mentors sought to protect him from dangerous associations he was driven into the arms of Hellenic tutors and was introduced to Hellenic culture and civilization. When he grew older Julian learned how the neo-Platonic philosophers were imbued with the spirit of Hellenism and in consequence he was finally initiated into the Mysteries of Eleusis. Thus at a time when the Roman Emperors had already dispensed with the principle of initiation, an initiate in the person of Julian once again sat on the throne of the Caesars. Everything that Julian undertook must be judged in the light of his initiation into the Eleusinian Mysteries (and history has been at great pains to misrepresent his actions in every possible way). In order to form a true estimate of such a personality as Julian we must give due weight to the effects of this initiation. What spiritual benefit had Julian derived from his initiation into the Eleusinian Mysteries? Through direct spiritual perception he learned the secrets of cosmic and world evolution, the spiritual origin of the world and how spiritual forces operate in the planetary and solar systems. He learned to understand certain things which were quite incomprehensible to his contemporaries (with the exception of a few Greek initiates), namely, the relation of solar influences and the Being of the Sun to the old Hermes-Logos. He understood the meaning of the Pythagorean maxim: “Thou shalt not speak against the Sun!” This does not refer, of course, to the physical sun but to the Spirit which is concealed behind the Sun. He knew that the ancient sacred traditions ascribed the origin of the world to the spiritual Being of the Sun and above all that man must recover his relation to the spiritual Sun if he is to penetrate to the source of his existence. Julian therefore was aware of the ancient Sun-Mystery. He realized that the physical sun is but the external form of a spiritual Sun which can be awakened in the soul of man through initiation, and when awakened can reveal to him the intimate connection between the universe and the historical life of man on Earth. It was clear to Julian that the world can never be ordered on a basis of rationalism, that only those who are able to be in touch with the Sun Logos are in any way fitted to have a voice in the ordering of the world. He had to recognize that the movements of the celestial bodies and the great historical movements of mankind are governed by a common law. Even a Church Father such as St. Chrysostom was aware of the existence of an ancient Sun-Mystery, since he went so far as to declare that men are so dazzled by the physical sun that they cannot penetrate to the spiritual Sun. The soul of St. Chrysostom was still illumined by a ray of wisdom from olden times, but in those around him hardly a trace of it remained. It is clear that scarcely a vestige of understanding remained for that method of awakening the soul to the secrets of the universe which had been communicated through the ancient Mysteries and which were certainly communicated to Julian who was one of the last to be instructed in that method. He was therefore surrounded entirely by adherents of Constantine, by those who echoed the thoughts of Constantine. It is true that in the West, up to the end of the ninth century we find outstanding personalities even amongst the Popes, who were still inspired by the ancient Mystery wisdom; but the real opposition came from Rome which set out to nullify the efforts of these individuals and to pursue in its place a definite policy of its own towards the traditions of the ancient Mysteries. I shall say a few words about this later. In effect, Julian only came in contact with a very exoteric form of Christianity. Through complicated psychological processes which are difficult to describe in detail he lighted upon the idea of utilizing the last surviving remnants of initiation in order to ensure continuity in evolution. In reality he was not an opponent of Christianity; he simply favoured the continuity of Hellenism. He was more interested in promoting Hellenism than in opposing Christianity. With passionate enthusiasm he strove to arrest the decline of Hellenism and to transmit its traditions to posterity. He was opposed to any sudden break in continuity, any radical change. As an initiate of Eleusis he knew that the policies he proposed to embark upon could not be realized unless one was in close touch with the spiritual forces operating in the sensible world, and that if we seek to introduce new impulses into world evolution by appealing to physical and psychic forces alone, then we are “speaking against the Sun” in the Pythagorean sense. Julian had no such intention; indeed his purpose was quite the reverse. In effect he accepted one of the greatest challenges that it is possible to imagine. Now we must not forget that in Rome at that time and throughout the whole of Southern Europe there was active opposition to this challenge. Remember that up to the time of Constantine, in large sections of the population the last remnants of ancient cults had been preserved. Today the question of miracles is a real thorn in the side of Biblical exegesis, because people refuse to read the Gospels from the standpoint of the age to which they, the Gospels, belong. The question of miracles raised no problems for the contemporaries of the Evangelists, for they were aware of the existence of rites and ceremonies from which men derived spiritual forces which they were able to control. Whilst, on the one hand, Christianity was introduced as a political measure which culminated in Constantine's edict of toleration, so attempts were made on the other hand, to suppress the ancient pagan rites. Endless laws were promulgated by Rome which forbade the celebration of rites which derived their power from the spiritual world. These laws, it is true, declared that the old superstitions must cease, that no one may practise ritual magic in order to injure others and no one may communicate with the dead, and so on, but these were only pretexts. The real purpose of these laws was to eradicate root and branch any traces of pagan cults which had survived from ancient times. Wherever possible, history has endeavoured to hush up or to conceal the real facts of the situation. But our earliest historical records were the work of priests and monks in the monasteries (a fact which modern science, which claims to be “objective and to accept nothing on authority”, studiously ignores). The avowed object of the monasteries (i.e. priests and monks) was to suppress all knowledge of the true character of antiquity and to prevent the essential teachings of the pagan Mysteries from being transmitted to posterity. And so Julian saw the vanishing world of antiquity in a totally different light from the forerunners of Constantine. Through his initiation he knew that the human soul was related to the spiritual world. He could only hope to succeed in the task he had undertaken—to use the forces of the old principle of initiation in order to further the continuity of human evolution—by resisting the current attitude to man's evolution. Because of his initiation Julian was in reality a man with a profound and sincere love of truth, a sense for truth that was totally foreign to Constantine. Indeed Julian's profound respect for truth has not its like in the history of the West. With his deep instinct for truth that had been fortified by his initiation he turned his attention to teachings of the universities and schools of his day. He found that the Christian dogma had been introduced into the schools in the form that had existed since the time of Constantine. Armed with this dogma the teachers gave their personal interpretations of the Hellenistic writers whose works were centred round the figures of Zeus, Apollo, Pallas Athene, Aphrodite, Hermes-Mercury and so on. And Julian said to himself: “These teachers are the most outrageous sophists. How can they presume to expound ancient writings whose authors were convinced that the old gods were still living forces in the world? On what grounds do these teachers presume to interpret these writings when, by the very nature of their dogmas, they must deny the existence of these gods?” Julian's instinct for truth was outraged. He therefore forbade those who, by virtue of their Christian dogma were unable to believe in the old gods, to expound the ancient writings in the schools. If today we had the same honesty of purpose as Julian you can well imagine how much would be excluded from the curricula of our schools! Julian wished to meet the challenge of the current trends which none the less were a necessity from another point of view. In the first place he had to come to terms with the Gospels, which had arisen in a totally different way from the knowledge imparted to him in the Eleusinian Mysteries. He could not reconcile himself to the way in which the Gospels had arisen. He said to himself: If that which is manifested in the Christ is a genuine inspiration that stems from the Mysteries then it must be possible to find it in the Mysteries, for it must have been incorporated in the Mystery-teachings. He wanted to ascertain if it were possible to continue the ancient Mystery-teachings. In the first place he was only familiar with the Christianity of his time in its exoteric aspect. He decided to make an experiment—not the kind of experiment that relies purely on human expedients (that would have seemed childish to him)—but to undertake an experiment that had a spiritual significance. He reasoned as follows: It has been prophesied that the temple in Jerusalem would be destroyed, not a single stone would remain standing. This has indeed come to pass. But if this prophecy could be discredited, if its fulfilment could be prevented then the mission of Christianity could not be accomplished. At the cost of great capital outlay Julian decided therefore to rebuild the temple in Jerusalem. A large number of workmen was assembled to begin the reconstruction. Now the whole affair must be regarded from a spiritual standpoint; it was not men alone, but gods, whom Julian set out to challenge. And it is an undoubted fact that can be demonstrated historically—in so far as historical facts can be demonstrated, even externally, although internal evidence leaves no doubt of their truth—that each of the workmen engaged on the work of reconstruction had a vision; he saw tongues of flame licking over the place where he was working and was obliged to withdraw. The undertaking was abandoned; but we recognize the high purpose that inspired Julian to undertake this venture. Julian's experiment miscarried. After he had failed to discredit the prophecy of the destruction of the temple, he decided to approach the problem from another angle. His new plan was no less boldly conceived. The time had not yet come when the evolution of Europe had been influenced by that spiritual current which owed its origin to the fact that one of the greatest Church Fathers, Augustine (note 2), could not rise to a certain idea because at that time he lacked the necessary spiritual development. You know perhaps from your study of history—and I have referred to this on frequent occasions when discussing the Faust legend—that Augustine had originally been a Manichaean. Manichaeism originated in Persia and claimed to understand Christ Jesus better than Rome and Constantinople. This doctrine (unfortunately it is not yet permissible today to unveil the ultimate secrets of this doctrine, even in our present circle) filtered through into Europe in later times in various guises and still survived, though in a corrupt form, in its ramifications in the sixteenth century when the Faust legend was first recorded. By a happy intuition the revival of the Faust legend by Goethe preserved something of the spirit of Manichaeism. Julian thought on the grand scale; his thought embraced all mankind. In the presence of a man such as Julian we realize only too clearly how limited are the thoughts of ordinary mortals. The doctrine of the “Son of Man” will of necessity assume different forms according to our capacity to form conceptions of the real nature of man himself. Our conceptions of the “Son of Man” must therefore depend upon our conceptions of man; the one involves the other. In this respect men differ widely. At the present time people have only the most superficial understanding of such matters. In Sanscrit the word for man is Manushya. This word expresses the basic feeling which a large number of people associate with the idea of humanity. When we use this vocable to describe man we are referring to the spiritual aspect of man, we are appraising man primarily as a spiritual being. If we wish to express the idea that man is spirit and his physical aspect is only the manifestation of spirit, then we use the word “Manushya”. From our earlier discussions you know that we can study man from another angle. We can consider him mainly from his psychic aspect. We shall then give more attention to man as soul than to man as spirit; his physical aspect and everything that is related to his external aspect will be of secondary importance. We shall then be able to characterize man from the information derived from his inner life which is reflected in the eye or in the fact that he holds his head erect. If you look into the derivation of the Greek word anthropos you will find that it gives a rough indication of this aspect. Those who characterize man with the word Manushya or some similar vocable see him primarily as spirit, as that which descends from the spiritual world. Those who characterize man with a word resembling the Greek word anthropos (and this applies especially to the Greeks themselves) are expressing his soul nature. Now there is a third possibility; we can concentrate on the external, the corporeal or somatic aspect, which is the product of physical inheritance. We shall then characterize man with the word homo that signifies (approximately) the procreator or the procreated. Here are three conceptions of man. Julian who was aware of this trichotomy felt the need to look for a spiritual interpretation of the “Son of Man”. The thought occurred to him: “I have already been initiated into the Eleusinian Mysteries. Perhaps it is possible to have myself initiated into the Persian Mysteries and into the Mysteries which are in accordance with the doctrine of the Manichaeans. By this means perhaps I may be able to achieve my aim—the continuity of the pagan Mysteries.” This was a momentous thought. Just as Alexander's campaign had deeper motives than the mere conquest of Asia, so Julian's expedition had other motives than the conquest of Persia. He wished to find out whether he could further his objective with the help of the Persian Mysteries. In order to understand the problem that faced Julian we must ask: What was it that Augustine could not understand in Manichaeism? I have already said that the time had not yet come to reveal the ultimate secrets of Manichaeism but it is possible to give a few indications. In his youth, Augustine was deeply attached to these teachings and they made a profound impression on him. He later exchanged the teachings of Manichaeism for Roman Catholicism. What did he not understand in Manichaeism? Why did he reject it, what was beyond his comprehension in Manichaeism? The Manichaeans did not cultivate abstract ideas which divorced the world of thought from the world of reality. The Manichaeans and the initiates of the Eleusinian Mysteries were alike incapable of abstract thinking. In earlier lectures I attempted to show the difference between logical concepts and concepts in conformity with reality. The basic principle of Manichaeism was to cultivate only those ideas which are consistent with reality. Not that unreal ideas do not play a part in life; unfortunately they play a large part in life, especially at the present day, and the part they play is disastrous. And so, amongst other things, it was consistent with Manichaeism to form representations that were not purely abstract, but which were sufficiently powerful to intervene in the external world and to play an active part in that world. The conception of Christ Jesus that was commonly held by people at that time would have been quite impossible for the Manichaeans. And what was this conception? They had a somewhat nebulous idea of the Christ who had incarnated in Jesus through whom a change had been brought about in Earth evolution. Ideas about Christ have become incredibly vague, especially in the nineteenth century. If we are really honest and sincere we cannot say that the notions afforded by Christian dogma about Christ and His mission will take us very far. If Christian ideas are not powerful enough to envisage an Earth which is not the graveyard of humanity, but the seed-bed of a transformed humanity, if we cannot envisage Earth evolution differently from the natural scientists of today who predict that life on the Earth will one day become extinct, then all our conceptions of Christ are vain. For even if we believe that Christ has brought new life to the Earth, it is difficult for us to imagine that matter can be so spiritualized that we can envisage it as capable of being transmuted from its present earthly condition to its future condition. We have need of far more powerful ideas in order to be able to conceive of the Earth's metamorphosis to the Jupiter condition. I said recently in a public lecture that natural science thinks—or rather calculates—that if the forces of nature as they exist today were to persist for millions of years, then a condition would arise according to Dewar (I mentioned in Lecture Three his lecture before the Royal Institute) when, if the walls of a room were painted with albumen, it would be possible to read the newspaper in its phosphorescent light. And I spoke of the scientist who declared that in the distant future milk would be solid and emit a blue light and so on. These ideas are the inevitable consequence of nebulous thinking that is unable to come to terms with reality. Such calculations are equivalent to deducing from the modifications in the human stomach over a period of four or five years what its condition would be after two hundred and fifty years. I am able to arrive at this conclusion by extending my calculations over a large number of years. The scientist calculates what will be the condition of the Earth a million years hence; on the same principle I can calculate the condition of the human stomach after two hundred and fifty years—only by that time the man will be dead! Just as the geologists calculate the condition of the Earth millions of years ago, so too on the same principle one could calculate, by showing the modifications in a child's stomach over a period of a week or a fortnight, the condition of the same stomach two hundred and fifty years ago—but of course the child would not have been alive at that time. Concepts cannot provide a total picture of reality. Scientific concepts are valid for the period of time between 6000–7000 B.C. and A.D. 6000–7000, but not beyond that time. We must think of the evolution of man in terms of a totally different time scale. And the Christ Being must occupy a central place in this future evolution. I said therefore on a previous occasion that we must distinguish between what the Middle Ages called “mystical marriage” and what Christian Rosenkreutz called “chymical marriage”. Mystical marriage is simply an inner experience. As many theosophists used to say (and perhaps still say): if one looks within, if one withdraws into oneself one becomes united with the divine Being! This was depicted in such roseate hues that, after an hour's lecture, the members emerged with the firm conviction that if they took firm control of their inner life, if they practised self-discipline, they would experience the first intimations of the divine within. The chymical marriage of Christian Rosenkreutz imagines forces to be active in man which embrace the whole man, which so transform his being that when he is purified from the dross of the physical body he is translated to the Jupiter, Venus, and Vulcan conditions. The aim of Manichaeism was the conquest of evil and of matter by thought. Julian was brought face to face with the deeper implications of the problem of evil and the relation of Christ Jesus to this problem. He hoped to find an answer through initiation into the Persian Mysteries and to return to Europe with the solution. But unfortunately he fell by an assassin's hand during the Persian campaign. It can be proved historically that this was the work of an adherent of Constantine. Thus we see that in the course of history the attempt to establish the “principle of continuity” was fraught with tragedy and that in the case of Julian it led into a blind alley. In the following years the Augustinian principle triumphed—ideas that in any way echoed Manichaeism were forbidden, i.e. the inclusion of material ideas in spiritual thinking. The West therefore was driven to an abstract mode of thinking and in the course of time this mode of thinking permeated the whole of Western Europe. Only a few of the foremost minds rebelled against this tendency and one of the most celebrated of these was Goethe. His whole cast of mind was opposed to abstract theorizing. And one of those who succumbed to it most was Kant. Take, for example, Kant's Critique of Pure Reason—I know that what I am about to say is heretical—and let us look at the main propositions. If you reverse each of these propositions you will arrive at the truth. And the same applies particularly to his theory of space and time. You can equally well reverse every proposition and you will then arrive at conclusions that are valid for the spiritual world. You can gather from this why some people have a professional interest in misrepresenting Goethe (the great opponent of Kant) as I showed in the case of Haller, who wrote: “no created spirit can penetrate into the inner recesses of nature”—a complete distortion of Goethe's conception of nature. If we bear this point of view in mind, we can appreciate at its true worth Julian's essay which was directed against Pauline Christianity (note 2). It is a remarkable document, not so much for its contents, but for its similarity to certain writings of the nineteenth century. This may seem paradoxical, but the facts are as follows: Julian's polemic against Christianity musters every kind of argument against Christianity, against the historical Jesus and certain Christian dogmas, with passionate sincerity. And when we compare these arguments with the objections raised by the liberal theology of the nineteenth century (note 3) and the later theology of the adherents of Drews against the historicity of Christ, when we consider the whole field of literature of the eighteenth and nineteenth centuries which reveals most careful, painstaking and thorough philological investigation, there are endless repetitions, so that one has to consult whole libraries—we find that we can piece together certain guiding principles. The leading critics began to undertake a comparative study of the Gospels and found many discrepancies in the texts. But all these critical methods were already anticipated by Julian. The nineteenth-century criticism offered nothing new that was not already known to Julian. Julian spoke out of a natural creative gift whilst the nineteenth-century criticism displayed enormous industry, great erudition and downright theological sophistry. Julian therefore was engaged in a titanic struggle. He finally attempted, by reviving Manichaeism, to bring about continuity in the evolution of the pagan Mysteries. Bear in mind how the most enlightened minds such as Goethe felt an instinctive urge to recapture the spirit of ancient Greece! Imagine what would have happened if Julian's policy had been crowned with success! That he was doomed to fail was a necessity of the time. And we shall not understand the reason for his failure if we belittle his great achievements, if we fail to see him as a titanic figure, fighting for a realistic understanding of the relations between man and the universe. And it is of paramount importance today to recall these great moments in the historical evolution of the West. For we are living in an age from which we shall not emerge with a healthy outlook unless we make a fresh assessment of the aims of Julian the Apostate. It was not possible in his time—herein lies his great tragedy—to reconcile the old principle of initiation with the real essence of Christianity. Today this has become possible and we must not fail to translate the possibility into reality if the world and mankind are not to suffer evolutionary decline. People must realize the need for regeneration in all spheres of life and above all the crying need to restore communication with the spiritual world. First of all we must understand the factors that militate against this necessary regeneration. Today we are afraid of definite, clear-cut ideas which could lead to such an understanding. There is no lack of physical courage today—but we are certainly lacking in intellectual courage! Mankind today is unwilling to face realities and this is the greatest need of our time. For if our age is not to end in futility it must learn to understand the principle of the creative spirit and what it means when it is said that the spirit, when creative, is as powerful a force as the instincts, save that our instincts work in the dark, whilst the creative spirit works in the light of the Sun, i.e. the spiritual Sun. This is what our age must learn to understand. And especially in our own time many forces are still arrayed against any understanding of the creative spirit and are actively engaged in suppressing that knowledge. Cato's policy was to establish a highly centralized political system. In order to achieve this he felt it was necessary to exile the adherents of Hellenistic philosophy. “They only prate”, he said, “and that has a disturbing effect upon the decrees of the authorities.” And the celebrated Florentine Machiavelli was also of this opinion and gave high praise to Cato because he proposed to banish those who used the weapon of spiritual knowledge in order to raise objections to State decrees. Machiavelli fully appreciated the fact that in the Roman Empire any interference with the structure of the social order was on certain occasions punishable by death. Intercourse with the spiritual world was anathema especially to the Roman Empire and the successor States in Europe. Every effort was therefore made to ensure that the greatest uncertainty should prevail in these matters and they were hushed up as much as possible. If a conception of the Mystery of Golgotha that is both radical and uncompromising gains a firm foothold in the world, then we shall have to modify considerably our mental attitude. This is not to our liking, but it will have to come. And a way must be found to arrive at a real understanding of the nature of Christ. In our next lecture I propose to discuss how we can directly experience the being and nature of Christ today. We shall see this whole question in wider perspective through a study of two contrasting figures—Constantine who inaugurated the exoteric side of Western culture and Julian the Apostate who, when the times were out of joint (for him), attempted to take up the struggle against the exoteric side of Western evolution. It is a curious phenomenon that if anyone with a slight knowledge—I do not mean of occult facts, but with a real knowledge of those occult facts that can still be found in ancient writings—makes a study of Christian dogma, if, for example, we inquire into the origin of the Mass, or if ritual and dogma are studied in the light of this occult knowledge derived from ancient writings, we discover the most extraordinary things. What lies behind these dogmas and cult acts? Not I alone, but countless authors who have studied these questions from this standpoint have come to the conclusion that in ritual and dogma a large residuum of paganism has been preserved or has survived, so that an attempt was made for example by the French writer Drach (note 4), who was an authority on Hebraism, to demonstrate that the dogma and ritual of the Catholic Church were simply a revival of paganism. And others attempted to show that certain people were at pains to conceal from the faithful the fact that the dogmas and ritual of the Church were imbued with paganism. Now it would have been a strange phenomenon if paganism in particular had survived quite unconsciously. In that event, we might ask, in what way would the survival of paganism have contributed to the survival of the Roman Empire? And what would have been the position of Julian the Apostate? If many recent writers are right in saying that the Catholic sacrifice of the Mass, for example, is in essence a pagan sacrifice and that Julian had been at great pains to preserve and perpetuate the ancient pagan rites, then to some extent Julian has achieved his aim after all. A study of these two contrasting figures, Constantine and Julian, raises countless problems of the highest importance, “thorny” problems as Nietzsche calls them, problems which are fraught with fateful consequences for us today and which without question will become the central problems of our time. I propose to return to these problems in my next lecture.
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5. Friedrich Nietzsche, Fighter for Freedom: Friedrich Nietzsche's Personality and Psychotherapy
Tr. Margaret Ingram de Ris Rudolf Steiner |
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Genius makes all half-talented, tributary; thus the Persians themselves sent their messengers to the Greek oracle. How those Romans with their dry seriousness contrast with these talented Greeks!” (Nietzsche's Works, Volume X, page 352) And what beautiful words he found in 1873 for the first Greek philosophers: “Every nation is shamed when one points to such a wonderfully idealistic community of philosophers as those of the old Greek masters, Thales and Anaximander, Heraclitus, Parmenides, Anaxagoras, Empedocles, Democritus, and Socrates. |
5. Friedrich Nietzsche, Fighter for Freedom: Friedrich Nietzsche's Personality and Psychotherapy
Tr. Margaret Ingram de Ris Rudolf Steiner |
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[ 9 ] The most noticeable phenomenon in Nietzsche's spiritual life is the always latent, but at times clearly evident, schizophrenic quality of his ego-consciousness. That “two souls live, Alas, within my breast,” bordered upon the pathological in him. He could not bring about the reconciliation between the “two souls.” His polemics are hardly, to be understood except from this point of view. He hardly ever really hits his opponent with his judgments. He first arranges what he wants to attack in the strangest way, and then struggles with the illusion, which is quite remote from reality. One understands this only when one considers that fundamentally he never fights against an external enemy, but against himself. And he fights in a more violent way when at another time he himself has stood at the point which he now regards with antagonism, or when at least this point of view played a definite role in his soul life. His campaign against Wagner is only a campaign against himself. He had half inadvertently united himself with Wagner at a time when he was thrown back and forth between contrary paths of ideas. He became the personal friend of Wagner. In his eyes Wagner grew to the immeasurable. He called him his “Jupiter,” with whom from time to time he breathes, “a fruitful, rich, stirring life, quite different from and unheard of in mediocre mortals! Therefore he stands there, deeply rooted in his own strength, his glance always over and above the ephemeral; eternal in the most beautiful sense.” (E. Foerster-Nietzsche, Das Leben Friedrich Nietzsches, The Life of Friedrich Nietzsche, Volume II, page 16) Nietzsche was now developing a philosophy within himself, about which he could say to himself that it was entirely identical with Wagner's artistic tendencies and conception of life. He identifies himself completely with Wagner. He regards him as the first great renewer of the tragic culture which had experienced an important beginning in ancient Greece, but which was subordinated through the sophisticated, intellectual wisdom of Socrates, and through the one-sidedness of Plato, and in the age of the Renaissance had experienced a brief rejuvenation. Out of what he believed he recognized as Wagner's mission, Nietzsche formed the content of his own creating. But in his posthumous writings one can now see how he completely subordinates his second ego under the influence of Wagner. Among these writings are found dissertations from the time before and during his Wagner enthusiasm, which moved in directions completely opposite to his feelings and thinking. In spite of this he forms for himself an ideal picture of Wagner, which does not live in reality at all, but only in his fantasy. And in this ideal picture, his own ego vanishes completely. Later, in this ego appears a way of reflection which is the opposite of Wagner's method of conception. Now, in the true sense of the word, he becomes the most violent opponent of his own thought world. For he does not attack the Wagner of reality; he attacks the picture of Wagner which previously he had made for himself. His passion, his injustice, is only understandable when one realizes that he became so violent because he fought against something which had ruined him, according to his opinion, and which had taken him away from his own true path. If, like another contemporary of Wagner's, he had faced this objectively, perhaps he also might have become Wagner's opponent. But he would have faced the whole situation in a more quiet, calm attitude. It also comes to his consciousness that he does not wish to be freed from Wagner, but rather from his own “I” as it had developed itself at a certain time. He says: “To turn my back to Wagner was a tribulation for me; to like something again later was a victory for me. No one perhaps was more dangerously ingrown with this Wagner business, no one rebelled against it more strongly, no one rejoiced more to be free of it; it is a long story! Does one want a word for it? Were I a moralist, who knows what I should call it! Perhaps a self-conquering. What is it that a philosopher asks of himself at the beginning and at the end? To overcome his age in himself, to become ‘timeless.’ Against what does he have to wage his hardest struggle? With that in which he is exactly the child of his age. Well I like Wagner as a child of this age; that is to say, a decadent: only that I comprehended it, only that I rebelled against it. The philosopher in me defended himself against it.” (Nietzsche's Works, Volume VIII, page 1) [ 10 ] In the following words he more clearly describes his inner experience of the dividing of his ego and the immediate contrast of his world of thoughts: “He who attacks his time can only attack himself; what can he see otherwise, if not himself? So in another, one can glorify only one's self. Self-destruction, self-deification, self-contempt: that is our judging, our loving, our hating.” (Nietzsche's Works, German Edition, 1897, Volume XI, page 92) [ 11 ] In the autumn of 1888, Nietzsche cannot come to any agreement at all with himself about the content of his book, Richard Wagner in Bayreuth, other than that he tries to justify himself in that he did not mean Wagner at all, but himself. “A psychologist might add that what I had heard in Wagner's music in my youth had absolutely nothing to do with Wagner; that when I described the Dionysian music, I described that which I had heard; that instinctively I had to translate and transfigure everything into the new spirit which I bore within me. The proof for it, as strong as proof can be, is my book, Wagner in Bayreuth; in all psychologically decisive places the question is only about me; at will, one may put my name, or the name ‘Zarathustra,’ wherever the text mentions the name Wagner. The whole picture of the dithyrambic artist is the picture of the pre-existentialist poet of Zarathustra, drawn with profound depth and without touching the reality of Wagner for a single moment. Wagner himself had an idea of this, for he did not recognize himself in the book.” (E. Foerster-Nietzsche, Das Leben Friedrich Nietzsches, The Life of Friedrich Nietzsche, Volume II, page 259) [ 12 ] Whenever Nietzsche fights, he almost always fights against himself. When, during the first period of his creative writing, he entered into active warfare against philology, it was the philologist in himself against whom he fought, this outstanding philologist, who, even before completing his doctorate, had already been appointed a Professor at the University. When, from 1876 onward, he began his struggle against ideals, he had his own idealism in view. And, at the end of his writing career, when he wrote his Antichrist, again unparalleled in violence, this was nothing but the secret Christian element in himself through which he was challenged. It had not been necessary for him to wage a special battle in himself in order to free himself from Christianity. But he was freed only in the intellect, in one side of his being; in his heart, in his world of emotions, he remained faithful to the Christian ideals in his practical life. He acted as the passionate opponent of one side of his own being. “One must have seen this doom near by; one must have been almost destroyed with it to understand that here is no joke. The skepticism of our natural scientists and physiologists is a joke in my eyes; they are lacking in passion for these things, in suffering for them.” The extent to which Nietzsche felt the conflict within himself, and the extent to which he recognized himself as powerless to bring the different forces within him into a unity of consciousness, is shown at the end of a poem in the summer of 1888, that is, from the period shortly before the catastrophe. “Now, incarcerated between two nothingnesses, a question mark, a tired riddle, a riddle for predatory birds ... they will ‘free’ you, they are already longing for your ‘freeing,’ they are already fluttering about you, you riddles, about you, the hanged one! ... Oh Zarathustra! ... self-knower! ... self-executioner!” (Nietzsche's Works, Volume VIII, page 424) [ 13 ] This insecurity in regard to himself is also expressed in Nietzsche in that at the end of his career, he gives an absolutely new interpretation to his entire development. His world conception has one of its sources in ancient Greece. Everywhere in his writing one can point out what great influence the Greeks had upon him. He never tires of continually emphasizing the greatness of Greek culture. In 1875 he writes, “The Greeks are the only talented nation of world history; as learners they are very talented; they understand this best, and do not only know how to decorate and to refine the borrowed, as the Romans do. Genius makes all half-talented, tributary; thus the Persians themselves sent their messengers to the Greek oracle. How those Romans with their dry seriousness contrast with these talented Greeks!” (Nietzsche's Works, Volume X, page 352) And what beautiful words he found in 1873 for the first Greek philosophers: “Every nation is shamed when one points to such a wonderfully idealistic community of philosophers as those of the old Greek masters, Thales and Anaximander, Heraclitus, Parmenides, Anaxagoras, Empedocles, Democritus, and Socrates. All these people are hewn entirely from one stone. Between their thinking and their character strong necessity reigns. ... Thus together they formed what Schopenhauer called a talent republic in contrast to the scholar republic; one giant calls to the other through the empty halls of the ages, and, undisturbed by the mischievous noisy ways of dwarfs who crawl beneath them, they continue the lofty conversation of spirits. ... The first experience of philosophy on Greek soil, the sanction of the Seven Wise Ones, is at once a clear and unforgettable line in the picture of the Hellenic. Other nations have saints; the Greeks have Wise Ones. ... The judgment of those philosophers about life and existence says altogether so much more than a modern opinion because they had life before them in luxuriant perfection, and because in them the feeling of the thinker did not go astray, as in us, in the conflict between the desire for freedom, beauty, largeness of life, and the impulse for truth, which asks only, What is life really worth?” (Nietzsche's Works, Volume VIII, page 7) This Greek wise one always stood before Nietzsche's eyes as an ideal. He tries to emulate him with the one side of his being, but with the other side he denies him. In the Götzendämmerung, wilight of Idols, 1888 (Nietzsche's Works, Volume VIII, page 167), after his description of what he wishes to owe to the Romans, we read, “To the Greeks I owe absolutely no strong kindred impressions; and, to say it straight out, they can not be for us what the Romans are. One does not learn from the Greeks; their way is foreign, it is also too liquid to work imperatively, ‘classically.’ Whoever would have learned writing from a Greek? Who would have learned it without the Romans! ... The splendid, pliant corporality, and bold realism and immorality, which is part of the Hellenic, was a necessity, not something natural. It came only later; it was not there from the beginning. And from, festivals and arts one wanted nothing more than to feel and act in a buoyant spirit; they are a means to glorify one's self, under certain circumstances, to create fear for one's self. ... To judge the Greeks in the German manner, according to their philosophers, is to use, for example, the honorable gentlemen of the Socratic school for solving solutions which fundamentally are Hellenic! ... The philosophers indeed are the decadents of Greece. ...” [ 14 ] One will only gain full clarity concerning Nietzsche's arguments when one combines the fact that his philosophical thoughts rest upon self-observation, with the idea that this self is not an harmonious self, but is rather a self split apart. This splitting apart he also brought into his explanation of the world. In looking back upon himself he could say, “Do not we artists have to confess to ourselves that a weird difference exists in us, that our taste, and, on the other hand, our creative power, stand alone in a mysterious way, remain standing alone, and have a force of growth in themselves: I want to say, quite different degrees of tempos, old, young, ripe, dry, rotten? So that, for example, a musician is able to create things for life which contradict what his spoiled listener-ear, listener-heart, values, tastes, prefers; he doesn't even need to know about this contradiction!” (Nietzsche's Works, Volume V, page 323) This is an explanation of the nature of an artist, formed according to Nietzsche's own being. We encounter something similar in him in all his writings. [ 15 ] There is no doubt that in many cases one goes too far when one connects manifestations of the soul-life with pathological concepts; in a personality like Nietzsche's the world-conception finds full clarification only through such a connection. Useful as it might be in many ways to cling to the sentence of Dilthey's Einbildungskraft und Wahnsinn, Powers of Conceit and Illusion, (Leipzig, 1886), “The genius is no pathological manifestation, but the sound perfect human being,” just as wrong might it be to reject dogmatically such observations about Nietzsche as have been presented here. |
107. The Deed of Christ and the Opposing Spiritual Powers: The Deed of Christ and the Opposing Spiritual Powers
22 Mar 1909, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Although Christ appeared only later, He was always present in the spiritual sphere of the earth Already in the ancient Oracles of Atlantis, the priests of those Oracles spoke of the “Spirit of the Sun”, of Christ. In the old Indian epoch of civilization the Holy Rishis spoke of “Vishva Karman”; Zarathustra in ancient Persia spoke of “Ahura Mazdao”, Hermes of “Osiris”; and Moses spoke of the Power which, being eternal, brings about the harmonization of the temporal and natural, the Power living in the “Ehjeh asher Ehjeh” (I am the I AM) as the harbinger of Christ. |
107. The Deed of Christ and the Opposing Spiritual Powers: The Deed of Christ and the Opposing Spiritual Powers
22 Mar 1909, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Today we shall concern ourselves with the question: What does modern man really possess in spiritual science? The answer to this question will be based on many things that have come to our knowledge in the course of lectures, especially those given last winter. Spiritual science may appear, at first, to be one conception of the world among the many others now existing. It may be argued: The riddles of existence are there; people endeavor with every possible means at their disposal, religious or scientific, to answer these riddles of existence in an effort to satisfy, as it is said, their eagerness and desire for knowledge. Spiritual science may well be considered just another philosophy of life—whether calling itself materialism, monism, animism, idealism, realism, or what you will. It may be represented as something that endeavors to satisfy the desire for knowledge on a par with other modern world-conceptions. But this is not correct. In what man acquires through spiritual science he has something of positive, continuous value in life, something that not only satisfies his thinking, his thirst for knowledge, but is a real and potent factor in life itself. To understand this we must look far afield and consider the evolutionary course of mankind from a particular point of view. We have often looked back to the times preceding the great Atlantean flood, to the times when our forefathers, that is to say our own souls in the bodies of those forefathers, lived on the ancient continent of Atlantis between Europe, Africa and America. We have also looked still further back, to the Lemurian epoch, when the souls of men incarnated at the present time were at a much lower stage of existence. We shall now speak again of this epoch, reminding ourselves, to begin with, of the following: Man has attained the present stage of his life of feeling, his life of will, his intelligence, nay even his form, because higher spiritual Beings in the cosmos have also been at work in earth-existence. We have spoken of these Beings as the “Thrones”, the “Spirits of Wisdom”, the “Spirits of Movement”, the “Spirits of Form”, the “Spirits of Personality”, and so forth. They are the great builders and architects of existence who have led the human race onward step by step to its present stage. But we must bring clearly before our minds to-day that Spirits and Beings other than those who help human evolution forward have also intervened; there are spiritual Beings who oppose the progressive Powers. And for every epoch—Lemurian, Atlantean, Post-Atlantean—it is possible to indicate which particular spiritual Beings bring the “hindrances”, which spiritual Beings are the opponents of those whose only aim is the progress of humanity. In the Lemurian epoch—the first that concerns us to-day—it was the Luciferic Beings who intervened in man's evolution, in opposition to the Powers who at that time were striving to help him forward. In the Atlantean epoch, the Spirits opposing the progressive Powers were the Spirits of “Ahriman” or “Mephistopheles”. The Ahrimanic or Mephistophelean Spirits—to give the precise names—are those known in medieval times as the Spirits of “Satan”—who must not be confused with “Lucifer”. In our own epoch, as time goes on, other spiritual Beings of whom we shall speak later, will stand as hindrances in the path of the progressive Spirits. We will ask ourselves now: What did the Luciferic Spirits actually achieve in the ancient Lemurian epoch? These things will be considered to-day from a particular point of view. Of what domain did the Luciferic Spirits lay hold during the Lemurian epoch? The best way to understand this is to cast our minds back over the course taken by human evolution. You know that on Old Saturn the Thrones poured out their own substance to lay the first foundation of the human physical body. On Old Sun the Spirits of Wisdom imbued man with the ether- or life-body. And on the Earth the Spirits of Form endowed him with the ‘I’, the ego, in order that by realizing himself as distinct from his environment he might become an independent being. But even if through the deed of the Spirits of Form he had become independent vis-à-vis the external world surrounding him on earth, he would never have become independent of the Spirits of Form themselves; he would have remained dependent on them, he would have been directed by them as on leading-strings. That this did not happen was due to something which had, in a certain sense, a beneficial effect, namely the fact that in the Lemurian epoch the Luciferic Beings set themselves in opposition to the Spirits of Form. It was these Luciferic Beings who gave man the prospect of freedom—but therewith the possibility of evil-doing, of succumbing to passion and desire in the world of sense. Where did these Luciferic Beings actually take hold? They took hold of what had been instilled into man as his innermost member at that time—the astral body. They established their footing in the human astral body and took possession of it. Had it not been for the coming of the Luciferic Beings this astral body would have remained in the sole possession of the Spirits of Form. They would have instilled into this astral body the forces which give man his human countenance, making him into an image of the Gods, namely, of the Spirits of Form. All this man would have come to be; but in his life through all eternity he would have remained dependent upon the Spirits of Form. The Luciferic Beings had crept, as it were, into man's astral body, so that Beings of two kinds were now working in it: the Beings who bring man forward and the Beings who, while obstructing this constant impulse, had at the same time established the foundations of his independence. Had the luciferic Beings not approached, man would have remained in a state of innocence and purity in his astral body. No passions inciting him to crave for what is to be found only on earth would have arisen in him. The passions, urges and desires of man were densified, debased, as it were, by the Luciferic Beings. Had they not approached, man would have retained a perpetual longing for his heavenly home, for the realms of spirit whence he has descended. He would have taken no delight in what surrounds him on the earth; earthly impressions would have aroused no interest in him. It was through the Luciferic Spirits that he came to have this interest, to crave for the impressions of the earth. These Spirits impelled him into the earthly sphere by pervading his innermost member, his astral body. Why, then, was it that man did not fall away entirely at that time from the Spirits of Form or from the higher spiritual realms as a whole? Why was it that in his interests and desires he did not succumb wholly to the world of sense? It was because the Spirits who lead humanity forward took counter measures; they inculcated into the being of man what would otherwise not have been his lot, namely, illness, suffering and pain. That was the necessary counterweight to the deeds of the Luciferic Spirits. The Luciferic Spirits gave man material desires; as their countermeasures the higher Beings introduced illness and suffering as the consequences of material desires and interests, to the end that he should not utterly succumb to this world of sense. And so there is exactly as much suffering and pain in the world as there is interest only in the physical and the material. The scales are held in perfect balance; the one does not outweigh the other—so many passions and desires on the one side, so much illness and pain on the other. This was the effect of the mutual activities of the Luciferic Spirits and the Spirits of Form in the Lemurian epoch. Had the Luciferic Spirits not approached, man would not have descended into the earthly realm as soon as he actually did. His passion and craving for the world of sense also brought it about that his eyes were opened and he was able to gaze at the surrounding field of material existence earlier than would otherwise have been the case. If evolution had proceeded uninterruptedly along the course intended by the progressive Spirits, man would have had sight of the surrounding world only from the middle of the Atlantean epoch onwards. But then he would have seen it spiritually, not as he sees it to-day; he would have seen it as the direct expression of spiritual beings. Because man came prematurely into the earthly sphere, forced downwards by his earthly interests and desires, conditions were different from what they would otherwise have been in the middle of the Atlantean epoch. The result was that the Ahrimanic Spirits—“Mephistophelean Spirits” as it is equally correct to call them—mingled in what man was able to see and apprehend; thus he fell into error, into what, for the first time, can correctly be called “conscious sin”. The host of Ahrimanic Spirits has worked upon man since the middle of the Atlantean epoch onwards. To what did these Ahrimanic Spirits entice him? They enticed him into regarding everything in his environment as material, with the result that he does not see through this material world to its true, spiritual foundations. Were man to have perceived the Spiritual in every stone, in every plant, in every animal, he would never have fallen into error and therewith into evil; if the progressive Spirits alone had worked upon him he would have been protected from those illusions to which he must always fall a prey when he bases himself solely upon the manifestations of the world of sense. How did those spiritual Beings who desire to further man's progress act in order to combat this corruption, error and illusion arising from the material world? They saw to it—the process was of course slow and very gradual—that man was actually lifted away from the material world as such; this enabled him to shoulder and work out his karma. Whereas, therefore, the Beings upon whom it fell to rectify the enticement of the Luciferic Beings brought into the world suffering, pain and what is connected with them, namely death, the Beings whose task it was to rectify the outcome of error concerning the sense-world, made it possible for man, through his karma, eventually to blot out all the error, all the evil he has wrought in the world. For what would have happened if he had become the prey of evil and error? Little by little he would have become one with the evil; no progress would have been possible for him. For with every error, every lie, every illusion, we cast an obstacle in the way of progress. We should fall back in our progress to exactly the same extent to which we had cast obstacles in our path through sin and error, if we were not in a position to rectify them; in other words, we could not reach man's true goal. It would be impossible to attain this goal if the counter-forces, the forces of karma, were not in operation. Suppose that in some life you commit a wrong. If this wrong were to become firmly fixed in your life it would mean nothing less than that you would lose the step forward which you would have taken had you not committed the wrong; with every wrong, a step would be lost—enough steps to correspond exactly with the wrongs committed. If the possibility of surmounting error had not been given, man must ultimately have been submerged by it. But the blessing of karma was bestowed. What does this blessing mean for man? Is karma something at which to shudder, something to dread? No, indeed! Karma is a power for which man should be thankful. For karma says to us: If you have committed a wrong, remember that “God is not mocked; whatsoever a man soweth that shall he also reap”. An error demands that you shall right it; then, having expunged it from your karma you can again take a step forward! Without karma, no progress would be possible. Karma is a blessing that has been vouchsafed to us, inasmuch as it obliges us to rectify every error, to re-achieve the steps that thrust us back. Karma was thus the indirect consequence of the deeds of Ahriman. And now let us go further. In our days we are moving towards the epoch when other Beings will draw near to man—Beings who in the future before us will intrude more and more deeply into human evolution. Just as the Luciferic Spirits intervened in the Lemurian and the Ahrimanic Spirits in the Atlantean epoch, so our epoch too will see the intrusion of Beings. Let us be clear about the nature of these Beings. Of the Beings who intervened during the Lemurian epoch we must say: They entrenched themselves in the astral body of man, drew his interests, impulses and desires down into the earthly sphere. Where—to speak more precisely—did these Luciferic Beings entrench themselves? You can only understand this by taking as a basis what is set forth in my book Theosophy. There it is shown that the following members of man's being must be distinguished: first, his physical body; then his ether or life-body and his astral body—or as I have called it in that book, the sentient body, or soul-body. These are the three members with which man was endowed before his earthly existence. The foundation of the physical body was laid on Old Saturn, the ether-body on the Old Sun, the soul or sentient body on the Old Moon. On the Earth was added the sentient soul—which is actually a transformation, an elaboration carried out unconsciously, of the sentient body. Lucifer anchored himself in the sentient soul; and there he remains. Through the unconscious transformation of the ether-body, the intellectual soul came into being, a more detailed description of which is contained in the book entitled The Education of the Child. It was in this second soul-member, the intellectual soul—the transformed part of the ether-body—that Ahriman established his footing. From there he lures man to false conceptions and judgments of material things, leads him to error, to sin, to lying—to everything that originates in the intellectual or mind soul. In every illusion that matter is the sole reality, we must perceive the whispered promptings of Ahriman, of Mephistopheles. Thirdly, there is the consciousness soul (spiritual soul), arising from an unconscious transformation of the physical body. You will remember how this transformation came about. Towards the end of the Atlantean epoch, the etheric body corresponding to the head came right into the physical head and gradually brought about selfconsciousness in the physical body. Fundamentally speaking, man is still working at this unconscious transformation of the physical body, at the development of the consciousness soul. And in the age now, approaching, those spiritual Beings known as the Asuras1 will creep into the consciousness soul and therewith into the human ‘I’ or ego—for the ‘I’ lights up in the consciousness soul. The Asuras will generate evil with a far mightier force than was wielded by the Satanic powers in the Atlantean epoch or by the Luciferic Spirits in the Lemurian epoch. In the course of the Earth-period man will cast away all the evil brought to him by the Luciferic Spirits together with the blessing of freedom. The evil brought by the Ahrimanic Spirits can be shed in the course of karma. But the evil brought by the Asuric powers cannot be expunged in this way. Whereas the good Spirits instituted pain and suffering, illness and death in order that despite the possibility of evil, man's evolution may still advance, whereas the good Spirits made possible the working of karma to the end that the Ahrimanic powers might be resisted and the evil made good, it will not be so easy to counter the Asuric powers as earth-existence takes its course. For these Asuric Spirits will prompt what has been seized hold of by them, namely the very core of man's being, the consciousness soul together with the ‘I’, to unite with earthly materiality. Fragment after fragment will be torn out of the ‘I’, and in the same measure in which the Asuric Spirits establish themselves in the consciousness soul, man must leave parts of his existence behind on the earth. What thus becomes the prey of the Asuric powers will be irretrievably lost. Not that the whole man need become their victim—but parts of his spirit will be torn away by the Asuric powers. These Asuric powers are heralded to-day by the prevailing tendency to live wholly in the material world and to be oblivious of the realty of spiritual beings and spiritual worlds. True, the Asuric powers corrupt man to-day in a way that is more theoretical than actual. To-day they deceive him by various means into thinking that his ‘I’ is a product of the physical world only; they hue him to a kind of theoretic materialism. But as time goes on—and the premonitory signs of this are the dissolute, sensuous passions that are becoming increasingly prevalent on earth—they will blind man's vision of the spiritual Beings and spiritual Powers. Man will know nothing nor desire to know anything of a spiritual world. More and more he will not only teach that the highest moral ideals of humanity are merely sublimations of animal impulses, that human thinking is but a transformation of a faculty also possessed by the animals, that man is akin to the animal in respect of his form and moreover in his whole being descends from the animal—but he will take this view in all earnestness and order his life in accordance with it. Man does not as yet entirely base his life on the principle that his true being descends from the animal. But this view of existence will inevitably arise, with the result that men will also live like animals, will sink into animal impulses, animal passions. And in many things that need not be further characterized here, many things that in the great cities come to expression in orgies of dissolute sensuality, we can already perceive the lurid, hellish glare of the Spirits we call the Asuras. Once again let us look back. We have said that suffering and pain, nay even death, were brought by the Spirits who are intent upon man's progress. The words of the Bible are unambiguous: “In travail shalt thou bear thy children!” Death has come into the world. Death was decreed for man by the Powers opposing the Luciferic Spirits. From whom came the gift of karma itself, who made karma possible for man?—To understand what is here being said you must discard all earthly, pedantic notions of time. Earthly notions of time give rise to the belief that what has once happened here or there will have an effect only upon what comes afterwards. But in the spiritual world it is the case that what comes to pass reveals itself in its effect, beforehand; in its effect it is already there, in advance. Whence comes the blessing of karma? Whence has there arisen in our earth-evolution this blessing of karma? From a Power none other than Christ. Although Christ appeared only later, He was always present in the spiritual sphere of the earth Already in the ancient Oracles of Atlantis, the priests of those Oracles spoke of the “Spirit of the Sun”, of Christ. In the old Indian epoch of civilization the Holy Rishis spoke of “Vishva Karman”; Zarathustra in ancient Persia spoke of “Ahura Mazdao”, Hermes of “Osiris”; and Moses spoke of the Power which, being eternal, brings about the harmonization of the temporal and natural, the Power living in the “Ehjeh asher Ehjeh” (I am the I AM) as the harbinger of Christ. All spoke of the Christ; but where was He to be found in those ancient times? In the realm to which the eye of spirit alone can penetrate, in the spiritual world. In the spiritual world He was always to be found, working in and from the spiritual world. It is He Who even before man appeared on earth, sent down the possibility of karma. Then He came Himself to the earth, and we know what this has meant for man. We have described what was wrought by Him in the earthly sphere, we have spoken of the significance of the Event of Golgotha and of its effect also upon those who at that time were in the spiritual world, not incarnate in earthly bodies. We know that at the moment on Golgotha when the Blood flowed from the wounds, the Christ-Spirit appeared in the underworld, flooding the whole world of spirit with radiance and light; we have said that the appearance of Christ on the earth is the event of supreme importance also for the world through which man passes between death and a new birth.2 The impulse going forth from Christ is in the fullest sense reality. We need but ask ourselves what would have become of the earth had Christ not appeared. Precisely from the opposite picture—an earth without Christ—you can apprehend the significance of Christ's coming. Let us suppose that Christ had not come, that the Mystery of Golgotha had not taken place. Before Christ's Coming, the condition in the spiritual world of human souls who were the most progressed, who had acquired the deepest interest for earthly life, was truly expressed by the saying of the Greeks: Better it is to be a beggar in the upper world than a king in the realm of the Shades. For before the Event of Golgotha the souls in the spiritual world felt completely isolated, enveloped in darkness. The spiritual world in all its gleaming clarity was not transparent to those who entered it through the portal of death. Each one felt isolated, thrust back into himself as though a wall were between himself and every other soul. And this feeling of isolation would have become more and more intense. Man would have hardened within the ego, would have been thrown back into himself, nor could he have found any bridge to the others. And egoism, already intense, would have increased beyond all telling with every new incarnation. Earth-existence would more and more have made men into utter egoists. There would have been no prospect of brotherhood on the earth or of inner harmony among souls; for with every journey through the spiritual world, stronger influence would have penetrated the ego. That is what would have happened to an earth without Christ. That the way from soul to soul will be found again, that it has been made possible for the mighty force of brotherhood to pour over all humanity—this is due to Christ's Coming, to the Event of Golgotha. Therefore Christ is the Power who has enabled man to turn earth-existence ultimately to good account, in other words to give karma its true configuration—for karma must be worked out on the earth. That man finds in himself the force to profit by his karma in physical existence, that advancing evolution is possible for him—all this he owes to the working of the Christ Event, to the presence of Christ in the earthly realm. And so we see many diverse forces and beings working together in the evolution of humanity. Had Christ not come upon the earth, man would have been engulfed in error, because having hardened within himself he would have become as it were a globe on its own, knowing nothing of other beings, entirely self-enclosed, driven into that condition by error and sin. Christ is verily the Light which leads out of error and sin, the Light which enables man to find the way upwards. And now let us ask ourselves: What was it that was lost to man in that he descended from the spiritual world, was ensnared in desires and passions under the influence of Lucifer, and then, under Ahriman's influence, in error, illusion and lying in the earthly world?—He lost direct vision of the spiritual world, he lost understanding of the spiritual world. What, then, must he regain? He must regain full understanding of the spiritual world. As a self-conscious being, man can grasp the import of Christ's Deed only by realizing with full clarity of understanding, the significance of Christ. The Christ-Power is there in very truth—not brought by man, for the Christ-Power was brought to the earth by none other than Christ Himself. Karma has come into humanity through Christ. But now, with self-consciousness, man must learn to know Christ in His real nature and His connection with the whole universe. Only so can man work in the true sense as an ‘I’. What then, does he actually achieve when, after Christ's appearance, he does not merely rest satisfied with letting Christ's power work upon him unconsciously, with saying: I am content with the knowledge that Christ came to the earth; He will redeem me and ensure my progress!—but when he says: I am resolved to know what Christ is in all reality, how He descended; I am resolved to participate through my own spirit in Christ's Deed!—what does man achieve thereby? Recall to your minds that because the Luciferic Spirits slipped into his astral body, man has come down into the world of sense, thereby falling prey to the evil but also acquiring the possibility of self-conscious freedom. Lucifer is in very truth present in the being of man, has drawn him down to the earth, has ensnared him in earthly existence; inasmuch as the passions and desires contained in the astral body had first been led by Lucifer into the earthly realm, Ahriman too was able to invade the astral body—in the intellectual soul. Christ appeared, and with Him the force which can bear man upwards again into the spiritual world. But now, if he so wills, man can come to know Christ, he can gather all wisdom to this end. What does he achieve thereby? Something of untold moment! When a man knows Christ, when he absorbs the wisdom which begets insight into what Christ truly is, then he redeems himself and the Luciferic Beings through this knowledge of Christ. Were man merely to say: I am content with the fact that Christ appeared and to allow myself to be redeemed by Him unconsciously—then he would contribute nothing to the redemption of the Luciferic Beings. These Luciferic Beings who have brought man freedom, also make it possible for him, if he so wills, to turn it to account in order to understand Christ. Then the Luciferic Spirits are cleansed and purified in the fire of Christianity and the wrong done to the earth by them is changed into blessing. Freedom has been attained; but it will also be carried into the spiritual sphere as a blessing. That man is capable of this, that he is capable of understanding Christ, that Lucifer, resurrected in a new form, can unite with Christ as the good Spirit—this, as prophecy still, was told by Christ Himself to those around Him, when He said: “Ye shall be illumined by the new Spirit, by the Holy Spirit!” This “Holy Spirit” is none other than the Spirit through whom man can apprehend what Christ has wrought. Christ desired not merely to work, but also to be apprehended, to be understood. Therefore the sending of the Spirit by whom men are inspired, the sending of the “Holy spirit”, is implicit in Christianity. In the spiritual sense, Whitsuntide belongs inseparably to Easter. This “Holy Spirit” is none other than the Lucifer-Spirit, resurrected now in higher, purer glory—the Spirit of independent understanding, wisdom-inwoven. Christ Himself foretold that this Spirit would come to men after Him, and in the light of this Spirit their labors must proceed. What is it that works onward in the light of this Spirit? The world-stream of spiritual science, if rightly conceived! What is this spiritual science? It is the wisdom of the Spirit, the wisdom that lifts into the full light of consciousness that in Christianity which would otherwise remain in the unconscious. The torch of the resurrected Lucifer, of the Lucifer now transformed into the good, blazons the way for Christ. Lucifer is the bearer of the Light—Christ is the Light! As the word itself denotes, Lucifer is the “Bearer of the Light”. That is what the spiritual scientific movement should be, that is implicit in it. Those who know that the progress of mankind depends upon living apprehension of the mighty Event of Golgotha are they who as the “Masters of Wisdom and of the Harmony of Feelings” are united in the great Guiding Lodge of mankind. And as once the “tongues of fire” hovered down as a living symbol upon the company of the apostles, so does the “Holy Spirit” announced by Christ Himself reign as the Light over the Lodge of the Twelve. The Thirteenth is the Leader of the Lodge of the Twelve. The “Holy Spirit” is the mighty Teacher of those we name the “Masters of Wisdom and of the Harmony of Feelings”. It is through them that his voice and his wisdom flow down to mankind in this or that stream upon the earth. The treasures of wisdom gathered together by the spiritual scientific movement in order to understand the universe and the Spirits therein, how through the “Holy Spirit” into the Lodge of the Twelve; and that is what will ultimately lead mankind step by step to free, self-conscious understanding of Christ and of the Event of Golgotha Thus to ‘cultivate’ spiritual science means to understand that the Spirit has been sent into the world by Christ; the pursuit of spiritual science is implicit in true Christianity. This will become more and more evident to men; and then they will realize that in spiritual science they have a potent asset in their lives. Men owe to spiritual science the consciousness which dawns in them by degrees, that Christ is the Spirit Who fills the world with light. And the consequence will be that here on this earthly globe, in the physical world itself, men will make progress in their moral life, in their life of will, in their intellectual life. Through physical life itself the world will be spiritualized in ever-increasing measure. Men will grow in goodness, strength and wisdom and will gaze with ever deepening vision into the foundations and origins of existence. They will bear with them into the super-sensible life the fruits acquired in this physical life, and ever and again bring these fruits back from the super-sensible life into a new incarnation. Thus the earth will more and more become the expression of its Spirit, of the Christ-Spirit. Spiritual science will be understood in the light of the world's foundations, apprehended as a real and active power. In various respects to-day mankind is near to losing the Spirit altogether. In the recent public lecture3 it was said that men suffer to-day under the fear of heredity. The fear of the burden of heredity is the direct offspring of our materialistic age. But is it enough if a man simply says to himself that he need not have this fear?—By no means does that suffice. A man who does not concern himself with the spiritual world, who does not instill into his soul what can flow from spiritual science, is subject to the forces of physical heredity. Only by steeping his whole being in what spiritual science can communicate to him does he gain mastery over the forces of heredity, regards it as a factor of no essential significance and becomes the victor of everything that the powers of hindrance place in his way in the external world. It is not by arguing or philosophizing it away, or by contending: Spirit exists!—that man brings the life of the senses under his command, but by permeating himself with the Spirit, by absorbing the Spirit, by having the will to acquire intimate knowledge of the Spirit. Then spiritual science will make men healthier even in the physical world; for spiritual science is itself a therapy that brings vigor and health. And the essential power of spiritual science will become still more evident to us when we consider what becomes of the human being when he passes through the gate of death. The modern mind finds great difficulty here. Man thinks to himself: Why need I trouble about what happens in the spiritual world? When I die I go into the spiritual world in any case and then I shall see and hear what goes on there! In endless variations one hears this easy-going way of talking: Why should I trouble about the spiritual before I die? When the time comes I shall see what there is to see. My relationship to the spiritual world will not be altered in the slightest, no matter whether I do or do not concern myself with it.—But indeed this is not so! A man who thinks in such a way will enter a world of darkness and gloom, unable to make very much of what is said in my book Theosophy about the spiritual worlds. For it is only by allying himself in spirit and soul with the spiritual world during life in the physical world that man can acquire the faculty of perception in the spiritual world; the preparation must be made in his life here on earth. The spiritual world is there in very truth—the faculty of being able to see in that world must be acquired on the earth; otherwise there is blindness in the spiritual world. Spiritual science is therefore the power which alone makes it possible for man to enter the spiritual world with consciousness. Had Christ not appeared in the physical world, man would have gone under in that world, could not have found entry to the spiritual world. But Christ lifts him into the spiritual world in such a way that he can see and be conscious there. This depends upon his knowledge of how to unite his being with the Spirit sent by Christ; failing that knowledge, he remains unconscious. Man has to win his immortality through his own efforts, for an unconscious immortality is no immortality. A beautiful saying of Meister Eckhardt is: “What does it profit a man to be a king if he knows it not,”—What he meant was: Of what use is the spiritual world to a man if he does not know what the spiritual worlds are in reality? The capacity for seeing the spiritual world can be acquired only in the physical world. Those who ask: Why was it necessary for man to descend at all into the physical world? do well to take this to heart.—Man descended in order to acquire vision of the spiritual world. He would have remained blind to the spiritual world had he not descended and attained the self-conscious manhood which enables him to return to the spiritual world now lying in radiance and light before his soul. Spiritual science is therefore not merely a “conception of the world” in the accepted sense but something without which—even in the immortal part of his being—man can know nothing about the worlds of immortality. Spiritual science is an active power, permeating the soul as reality. And in that you are present here in the pursuit of spiritual science, you are not only gathering knowledge but you are growing into something you would otherwise not have become. That is the difference between spiritual science and other world-conceptions. The latter are rooted in knowledge; spiritual science is rooted in being. Rightly conceived, these things will make us say to ourselves: With this illumination, an inner, fundamental connection is revealed between Christ, the Spirit, and spiritual science. In face of this connection all the superficial statements made to-day to the effect that a Western trend is being set up in opposition to an Eastern trend of occultism fall to the ground. There can be no question of any such opposition. There are not two occultisms, there is only one occultism; and there is no opposition between eastern and western Theosophy. There is only one truth. And what is our reply to be when we are asked: If eastern occultism is the same as western occultism, why is it that in eastern occultism, Christ is not acknowledged? The right reply is that it is not for us to give the answer; that obligation does not rest upon us, for we fully acknowledge eastern occultism. If asked whether we acknowledge what eastern occultism says about Brahma, about the Buddha, we shall answer: Most certainly we acknowledge it. We understand what is meant when we are told that the Buddha attained his exalted rank in this or that way. We deny no single one of the eastern truths; in so far as they are positive truths we acknowledge them all. But shall this prevent us from acknowledging as well, what goes yet further? No indeed! We acknowledge what is said by eastern occultism, but that does not prevent us from acknowledging, too, the western truths. When people allege that it is an inferior way of thinking on the part of orientalists to say that the Buddha died from eating too much pork—as these learned gentlemen assert—and it is explained that this actually has a deep meaning, namely that the Buddha imparted to those immediately around him too much of the esoteric wisdom, so that this over-abundance caused the onset of a kind of karma—then we agree that it is so; we say: certainly there lie behind it the deeper esoteric truths as stated by you who are eastern esotericists!—But when the statement that the Apocalypse was revealed to St. John on Patmos amid thunder and lightning is held to be unintelligible,4 then our answer will be: everyone who is aware of what is really meant, knows that it is a truth! We do not refute what is said about the Buddha but we cannot agree when the validity of the other statement (concerning the Apocalypse) is denied. We do not contest the assertion that the astral body of the Buddha was preserved and was later incorporated in Shankaracharya. But that does not prevent us from teaching that the astral body of Jesus of Nazareth was preserved and in multiple replicas was incorporated in various individuals dedicated to Christianity, like St. Francis of Assisi or St. Elizabeth of Thüringen. We deny no single truth of oriental esotericism. Therefore when we are asked: Why is anything refuted? Why is there opposition?—it is not incumbent upon us to answer. It would be incumbent upon us to answer if the opposition came from our side. But it does not! The duty to answer rests upon one who denies, not upon one who agrees. That is obvious enough. In the coming weeks5 you will be able to hear of the connection between spiritual science and the Event of Golgotha and you will realize that the whole vocation, the whole mission of the spiritual scientific movement in the world is raised to a higher sphere inasmuch as spiritual science puts into effect the inspiration, the power proclaimed as the Spirit by Christ Himself. So we see how Powers work together in the world, how everything that appears to oppose the progress of mankind subsequently turns out to be a blessing. We realize, too, that in the Post-Atlantean epoch—from age to age—the Spirit who has brought man freedom will appear again in a new form; Luciferus, the sovereign Bearer of Light, will be redeemed. For everything in the great World Plan is good and the evil endures only for a season. Therefore he alone believes in eternity of the evil who confounds the temporal with the eternal; he who does not rise from the temporal to the eternal can never understand the evil.
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126. Occult History: Lecture II
28 Dec 1910, Stuttgart Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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It was they who received the instructions of this group-soul through inspiration—through what was known as an Oracle—and bore them out into the world in order that one thing or another might come to pass. For we must think of the Oracles exactly in the sense I have indicated. |
126. Occult History: Lecture II
28 Dec 1910, Stuttgart Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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In the introductory lecture yesterday our attention was drawn to the fact that certain events in the more ancient history of mankind can be rightly understood only when we not merely observe the forces and faculties of the personalities themselves, but when we realise at the outset that through the personalities in question, as through instruments, Beings are working who allow their deeds to stream down from higher worlds into our world. We must realise that these Beings cannot take direct hold of the physical facts of our existence because, on account of the present stage of their development, they cannot incarnate in a physical Body which draws its constituents from the physical world. If, therefore, they desire to work within our physical world, they must make use of the physical human being—of his deeds, but also of his intellect, his powers of understanding. We find the influence and penetration of such Beings of the higher world the more clearly in evidence the farther back we go in the ages of the evolution of humanity. But it must not be imagined that this downpouring of forces and activities from the higher worlds into the physical world through human beings has ever ceased; it continues even into our own time. To the spiritual scientist who for years now has been absorbing principles which lead his feelings and ideal to accept the existence of higher worlds—to him a fact such as this will certainly, from he outset, be to some extent comprehensible; for he is accustomed always to draw the connecting threads which link our knowledge, our thinking, our willing, with the Beings of the higher Hierarchies. But from time to time the spiritual scientist is also in the position of having to guard against the materialistic conceptions which are so prevalent in the present age and make it impossible for those who stand aloof from the development of the spiritual life even to enter into what has to be said about the working of higher worlds into our physical world. Fundamentally speaking, it is considered an antiquated attitude in our time even to speak of the influence of abstract ideas in the events of history. Many people to-day regard it as quite impermissible, in face of the genuinely scientific approach, to speak of certain ideas, abstract ideas which properly speaking can live only in the wind, taking effect in the successive epochs of history. A last semblance, at least, of belief in the influence of abstract ideas—although how they are to work is incomprehensible precisely because they are abstract ideas!—was still in evidence even in the 19th century, in Ranke's exposition of history10 But even this belief in ideas as factors in history is gradually being discarded by our progressively materialistic development, and in a certain respect to-day it is regarded as the sign of an enlightened mind in the domain of history to believe that all the characteristic features of the several epochs merely represent the convergence of physically perceptible actions, outer needs, outer interests and ideas of physical human beings. The time is now past when spirits such as Herder, as if through a certain inspiration, still portrayed the development of human history in a way which enables one to perceive that it is based on the assumption, at least, of the existence of living powers, living super-sensible powers manifesting through the deeds and the lives of men.11 Those who want to be accounted very clever to-day, will say: “Well yes, a man such as Lessing certainly had many really intelligent ideas, but then, at the end of his life, he wrote nonsense such as you find in The Education of the Human Race, where the only way in which he could help himself out of his difficulties was by linking the strict conformity to law shown by the flow of historical development with the idea of reincarnation.” In the last sentences of The Education of the Human Race,12 Lessing has actually expressed what is described by Anthroposophy on the basis of occult facts—namely, that souls who lived in ancient epochs and then absorbed active, living forces, carry over these forces into their new incarnations, so that behind physical happenings there is not an abstract onflow of ideas but an actual and real onflow of the spirit. As I said, a clever ass will insist that in his old age Lessing hit upon ideas as confused as that of reincarnation, and that these ideas must he ignored.—This reminds one again of the bitterly ironic yet brilliant note once written by Hebbel in his diary, to the effect that a fair motif would be that a master, taking the subject of Plato in his school, has among his pupils the reincarnated Plato, who understands what the master is teaching so little that he has to be severely punished! The conception of the historical evolution of humanity has lost much of the earlier, spiritual insight, and Spiritual Science will really have to guard against the onslaught of materialistic thinking which comes from all sides and regards communications which are based on the spiritual facts as so much lunacy. That things have come to a pretty pass is shown, for example, in the fact that all those mighty pictures, those grand symbolical conceptions which emanated from the old clairvoyant knowledge and are expressed in the characters of legends and fairy-tales, have interpreters of the very oddest kind. The most curious production in this domain is undoubtedly Solomon Reinach's little book Orpheus, which has caused a certain furor in many circles in France. Everything from which the ideas of Demeter, of Orpheus, and of other mythological cycles are supposed to have sprung, is traced back in this book to purely materialistic happenings and it is often utterly grotesque how the historical existence of this or that figure, standing, let us say, behind Hermes or Moses, is alleged to have originated, and with what superficiality an attempt has been made to explain these figures as the inventions of poetic license, of human fantasy. According to Solomon Reinach's method it would be easy, sixty or seventy years hence, when outer memory of him will have faded somewhat, to prove that there never was such a man, but that it was simply a matter of popular fantasy having transferred the old idea of Reinecke Fuchs to Solomon Reinach. According to his method this would certainly be possible. The absurdity of the whole book is on a par with what is said in the Preface—that it has been written “for the widest circles of the educated public, even for the very young.” “For the very young”—since he emphasises that he has avoided everything that might cause a shock to young girls—although he has not avoided tracing back the idea of Demeter to a pig! He promises, however, that if his book gains the influence he hopes for, he will write a special edition for mothers, which will include everything that must still be withheld from their daughters.—That is the kind of thing we have come to! One would like to remind students of Spiritual Science particularly, that it is possible to prove on purely external grounds that spiritual powers, spiritual forces have worked through human beings right up to our own century—and this quite apart from the purely occult, esoteric research with which we shall be mainly concerned here. But in order that we may understand how it is possible for Spiritual Science to maintain, on purely external grounds, that super-sensible powers exercise sway in history, let me point to the following. Anyone who gains a little insight into the development of modern humanity, let us say in the 14th and 15th centuries and on until the 16th, will realise how infinitely significant in this outer development was the intervention of a certain personality, one in respect of whom it can be proved from completely external evidence that spiritual, super-sensible Powers worked through her. In order to throw a little light on the occult understanding of history, we may ask the question: What would the development of modern Europe have been if at the beginning of the 15th century the Maid of Orleans had not entered the arena of events? Anyone who thinks, even from an entirely external point of view, of the development that took place during this period, must say to himself: Suppose the deeds of the Maid of Orleans were erased from history ... then, according to the knowledge obtainable from purely external historical research, one cannot but realise that without the working of higher, super-sensible Powers through the Maid of Orleans, the whole of France, indeed the whole of Europe in the 15th century, would have taken on an altogether different form. Everything in the impulses of will, in the physical brains of those times, was directed towards flooding all Europe with a general conception of the State which would have extinguished the folk-individualities and under this influence a very great deal of what has developed in Europe during the last centuries through the interplay of these folk-individualities would quite certainly have been impossible. Imagine the deed of the Maid of Orleans blotted out from history, France abandoned to her fate without this intervention, and then ask: Without this deed, what would have become of France? And then think of the role played by France in the whole cultural life of humanity during the centuries following! Add to this the facts which cannot be refuted and are confirmed by actual documents concerning the mission of the Maid of Orleans. This young girl, certainly not highly educated even by the standards of her time, suddenly, before she is twenty years old, feels in the autumn of 1428 that spiritual Powers of the super-sensible worlds are speaking to her. True, she clothes these Powers in forms that are familiar to her, so that she is seeing them through the medium of her own mental images; but that does not do away with the reality of these Powers. Picture to yourselves that she knows that super-sensible Powers are guiding her will towards a definite point—I am speaking to begin with, not of what can be told about these facts from the Akasha Chronicle, but only of what is confirmed by documentary evidence. We know that the Maid of Orleans confided her vision first of all to a relative who—one would almost say, by chance-happened to understand her; that after many vicissitudes and difficulties she was introduced to the Court of King Charles who, together with the whole French Army, had come to his wit's end, as the saying goes. We know too, how after every conceivable obstacle had been put in her way, she finally recognised and went straight to the King, who was standing among such a crowd of people that no physical eye could have distinguished him. It is also known that at that moment she confided to him something—he wanted to test her by it—of which it can be said that it was known only to him and to the super-sensible worlds. You also know from ordinary history that it was she who, under the unceasing impulse and urge of her intense faith—it would be better to say, through her actual vision—and in face of the greatest difficulties, led the armies to victory and the King to his crowning. Who intervened at that time in the course of history?—None other than Beings of higher Hierarchies! The Maid of Orleans was an outer Instrument of these Beings, and it was they who guided the deeds of history. It is possible that someone may say to himself: “If I had guided these deeds I would have guided them more wisely!”—because he finds one thing or another in the procedure of the Maid of Orleans at variance with his own way of thinking. Adherents of Spiritual Science, however, should not wish to correct the deeds of gods through human intellect—a very common practice in our so-called civilisation. There have also been people who quite in the Spirit of the present age, have wanted, as it were, to unburden modern history of the deeds of the Maid of Orleans. A characteristic modern work with this materialistic trend has been written by Anatole France. One would really like to know how materialistic thinking manages to reconcile itself with much irrefutable evidence—I am still speaking only of actual historical documents. And so because we are in Stuttgart and I sometimes like to take account of local matters, I want to quote from a document to which reference has already been made here. Those who belong to Stuttgart certainly know that there once lived here a man13 who carried out important research on the Gospels. As spiritual scientists we certainly need not agree with the things—some of them extremely clever—that were brought forward by Gfrörer—that was his name—and we may be quite sure that if he had heard what is now being given in the domain of Spiritual Science he would have used terms he was often wont to apply to his opponents—whom he, with his stubborn-headedness, by no means always let off lightly. He would have said that these Theosophists, too, are people who are “not quite right in the head.” But this was before the time when, as is the case to-day, historical documents can be passed over for purely materialistic reasons if they happen to deal with inconvenient facts and obviously point to the working of higher forces in our physical world. And so I will again quote from a short document—a letter published in the first half of the 19th century. I will read you just a few paragraphs from this letter, which was quoted by Gfrörer at that time in justification of his belief. I will read a passage characterising the Maid of Orleans, and then ask you to think of the implications of such a vivid description. After the writer of this letter has set forth what the Maid of Orleans accomplished, he continues:
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7. Mysticism at the Dawn of the Modern Age: Introduction
Tr. Karl E. Zimmer Rudolf Steiner |
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[ 1 ] There are magic formulas which continue to act in perpetually new ways throughout the centuries of the history of ideas. In Greece one such formula was regarded as an oracle of Apollo. It is, “Know thyself.” Such sentences seem to contain an infinite life within themselves. |
From his own points of view Valentin Weigel has thus arrived at insights which were summed up for him in the oracle of Apollo. [ 3 ] A similar road to understanding, and the same position with respect to the “Know thyself,” can be ascribed to a series of penetrating spirits beginning with Meister Eckhart (1260–1327) and ending with Angelus Silesius (1624–1677), to which Valentin Weigel also belongs. |
7. Mysticism at the Dawn of the Modern Age: Introduction
Tr. Karl E. Zimmer Rudolf Steiner |
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[ 1 ] There are magic formulas which continue to act in perpetually new ways throughout the centuries of the history of ideas. In Greece one such formula was regarded as an oracle of Apollo. It is, “Know thyself.” Such sentences seem to contain an infinite life within themselves. One meets them in walking the most diverse paths of spiritual life. The more one advances, the more one penetrates to an understanding of all phenomena, the deeper appears the meaning of these formulas. At many moments in the course of our meditations and thoughts they flash like lightning, illuminating our whole inner life. At such times there arises in us something like the feeling that we perceive the heartbeat of humanity's development. How close we feel to personalities of the past when one of their sayings arouses in us the sensation that they are revealing to us the fact of their having had such moments! One then feels oneself brought into an intimate relationship with these personalities. Thus for instance, one becomes intimately acquainted with Hegel when, in the third volume of his Vorlesungen über die Geschichte der Philosophie, Lectures on the History of Philosophy, one comes upon the words: “Such stuff, one says, are the abstractions we behold when we let the philosophers dispute and quarrel in our study, and decide matters in this way or in that; these are abstractions made up of mere words.—No! No! They are acts of the universal spirit, and therefore of fate. In this the philosophers are closer to the master than those who feed upon the crumbs of the spirit; they read or write the cabinet orders in the original: it is their function to take part in writing them. The philosophers are the mystics who were present at the act in the innermost sanctuary and who participated in it.” When Hegel said this he experienced one of the moments described above. He spoke these sentences when he had reached the end of Greek philosophy in the course of his analysis. And through them he has shown that the meaning of Neoplatonist wisdom, of which he speaks at this point, was at one time illuminated for him as by a stroke of lightning. At the moment of this illumination he had become intimate with such spirits as Plotinus and Proclus. And we become intimate with him as we read his words. [ 2 ] And we become intimate with the solitarily meditating vicar in Zschopau, M. Valentinus Wigelius (Valentin Weigel), when we read the words of introduction to his booklet, Erkenne dich selbst, Know Thyself, written in 1578. “We read in the old sages the useful proverb, ‘Know thyself,’ which, although it is principally used to refer to worldly behavior, such as, Look well at yourself, what you are; Search in your bosom; Judge yourself, and leave others uncensored: although it is, I say, used in human life with respect to behavior, yet we may well apply this saying, ‘Know thyself,’ to the natural and supernatural understanding of the whole man, so that man shall not only look at himself and thus remember what his behavior should be with respect to other people, but also understand his nature, internally and externally, in the spirit and in nature: whence he comes, of what he is made, and what he is meant for.” From his own points of view Valentin Weigel has thus arrived at insights which were summed up for him in the oracle of Apollo. [ 3 ] A similar road to understanding, and the same position with respect to the “Know thyself,” can be ascribed to a series of penetrating spirits beginning with Meister Eckhart (1260–1327) and ending with Angelus Silesius (1624–1677), to which Valentin Weigel also belongs. [ 4 ] What is common to these spirits is a strong feeling that in man's self-knowledge arises a sun which illuminates something beyond the incidental individual personality of the beholder. What Spinoza realized in the ethereal height of pure thought, that “the human soul has a sufficient knowledge of the eternal and infinite nature of God,” lived in them as immediate perception; and for them self-knowledge was the path by which this eternal and infinite nature was to be reached. It was clear to them that self-knowledge in its true form endows man with a new sense which opens to him a world that has the same relation to what can be attained without this sense as does the world of the physically sighted to that of the blind. It would not be easy to find a better description of the importance of this new sense than that given by J. G. Fichte in his Berlin lectures in the year 1813. “Imagine a world of people born blind, who therefore know only those objects and their conditions which exist through the sense of touch. Go among them and speak to them of colors and of the other conditions which exist only for sight through the medium of light. Either you will speak to them of nothing, and it will be better if they say so, for in this way you will soon notice your mistake, and, if you cannot open their eyes, will put an end to this fruitless talk.—Or for some reason they will want to give a meaning to your teaching; in this case they will only be able to understand it through what they know from touch: they will want to feel the light, the colors, and the other conditions of visibility; they will think that they feel them, will, within the realm of touch, make up something that they call color and deceive themselves with it. Then they will misunderstand, turn things around, and misinterpret.” Something similar may be said of that toward which the spirits under discussion strove. In self-knowledge they saw the opening up of a new sense. And in their opinion this sense leads to insights which do not exist for one who does not perceive in self-knowledge that which differentiates it from all other kinds of knowing. One to whom this sense has not opened itself thinks that self-knowledge arises in a way similar to knowledge through external senses, or through some other means acting from the outside. He thinks, “Knowledge is knowledge.” However, in one case its object is something situated in the external world, in the other case it is in his own soul. He hears only words, at best abstract thoughts, in what, for those who look deeper, constitutes the basis of their inner life namely, in the dictum that in all other kinds of knowing the object is outside of ourselves, while in self-knowledge we stand inside the object; that every other object comes into contact with us as something completed and closed, while in our self we actively and creatively weave what we observe in ourselves. This may appear as an explanation consisting of mere words, perhaps as a triviality, but if properly understood, it can also appear as a higher light which illuminates all other knowledge in a new way. He to whom it appears under the first aspect is in the same situation as a blind man to whom one says, A brilliant object is there. He hears the words, but for him brilliance does not exist. One can unite in oneself the sum of the knowledge of a period; if one does not perceive the significance of self-knowledge then in the higher sense all knowledge is but blind. [ 5 ] Independent of us, the world lives for us because it communicates itself to our spirit. What is communicated to us must be expressed in the language characteristic of us. A book would be meaningless for us if its contents were to be presented to us in an unknown tongue. In the same way the world would be meaningless for us if it did not speak to us in our language. The same language which reaches us from the realm of objects, we also hear in ourselves. But then it is we who are speaking. It is only a matter of listening aright to the transformation which occurs when we close our perception to external objects and listen only to that which then sounds in ourselves. It is for this that the new sense is necessary. If it is not awakened we think that in the communications about ourselves we perceive only communications about an object external to ourselves; we are of the opinion that there is something hidden somewhere which speaks to us in the same way as do external objects. If we have the new sense we know that its perceptions are quite different from those which refer to external objects. Then we know that this sense does not leave outside of itself that which it perceives, as the eye leaves outside of itself the object it sees, but that it can completely incorporate its object within itself. If I see an object, the object remains outside of me; if I perceive myself, I myself enter into my perception. One who seeks some part of his self outside what is perceived, shows that the essential content of what is perceived has not become apparent to him. Johannes Tauler (1300–1361) expressed this truth in the apt words: If I were a king and did not know it, I would not be a king. If I do not become clear to myself in my self-perception, then I do not exist for myself. But if I do become clear to myself then in my most fundamental nature I possess myself in my perception. No part of me remains outside of my perception. J. G. Fichte strongly indicates the difference between self-perception and every other kind of perception in the following words: “It would be easier to get most people to consider themselves to be a piece of lava in the moon than a self. He who is not in agreement with himself about this understands no thoroughgoing philosophy and needs none. Nature, whose machine he is, will lead him without his doing anything in all the acts he has to perform. In order to philosophize one needs independence, and this one can only give to oneself.—We should not want to see without eyes, but we should also not affirm that it is the eye which sees.” [ 6 ] The perception of oneself is thus at the same time an awakening of the self. In our knowing we connect the nature of things with our own nature. The communications which things make to us in our language become parts of our own self. A thing which confronts me is no longer separate from me once I know it. That part of it which I can take in is incorporated into my own nature. When I awaken my own self, when I perceive what is within me, then I also awaken to a higher existence what I have incorporated into my nature from the outside. The light which falls upon me when I awaken, also falls upon what I have appropriated to myself of the things of the world. A light flashes in me and illuminates me, and with me everything I know of the world. Everything I know would remain blind knowledge if this light did not fall upon it. I could penetrate the whole world with my knowledge; it would not be what it must become in me if knowledge were not awakened to a higher existence within me. [ 7 ] What I add to things by this awakening is not a new idea, is not an enrichment of the content of my knowledge; it is a raising of knowledge, of cognition, to a higher level, on which everything is endowed with a new brilliance. As long as I do not raise my cognition to this level, all knowledge remains worthless to me in the higher sense. Things exist without me too. They have their being in themselves. What does it mean if with their existence, which they have outside without me, I connect another spiritual existence, which repeats things within me? If it were a matter of a mere repetition of things, it would be senseless to do this.—But it is a matter of a mere repetition only so long as I do not awaken to a higher existence within my own self the spiritual content of things received into myself. When this happens, then I have not repeated the nature of things within me, but have given it a rebirth on a higher level. With the awakening of my self there takes place a spiritual rebirth of the things of the world. What things show in this rebirth they did not possess previously. There outside stands a tree. I take it into my mind. I throw my inner light upon what I have apprehended. Within me the tree becomes more than it is outside. That part of it which enters through the portal of the senses is received into a spiritual content. An ideal counterpart to the tree is in me. This says infinitely much about the tree, which the tree outside cannot tell me. What the tree is only shines upon it out of me. Now the tree is no longer the isolated being which it is in external space. It becomes a part of the whole spiritual world living within me. It combines its content with other ideas which exist in me. It becomes a part of the whole world of ideas, which embraces the vegetable kingdom; it is further integrated into the evolutionary scale of every living thing.—Another example: I throw a stone in a horizontal direction. It moves in a curved line, and after some time falls to the ground. In successive moments of time I see it in different locations. Through reflection I arrive at the following: During its movement the stone is subject to differing influences. If it were only under the influence of the impulse I gave to it, it would fly on forever in a straight line, without any change in its velocity. But the earth also exercises an influence upon it. It attracts it. If I had simply let it go without giving it an impulse, it would have fallen vertically to the earth. During the fall its velocity would have constantly increased. The reciprocal action of these two influences produces what I actually see.—Let us assume that I was not able to separate the two influences mentally, and to reconstruct mentally what I see from their combination according to certain laws; matters would remain at that which is seen. It would be a spiritually blind looking-on, a perception of the successive positions occupied by the stone. But in fact matters do not remain at this. The whole process occurs twice. Once outside, and there my eye sees it; then my mind lets the whole process occur again, in a mental fashion. My inner sense must be directed upon the mental process, which my eye does not see, in order for it to realize that with my own forces I awaken the process in its mental aspect.—One can again adduce a dictum of J. G. Fichte, which makes this fact clearly intelligible. “The new sense is thus the sense for the spirit; that sense for which only the spirit exists and nothing else, and for which the other, the given existence, also assumes the form of the spirit and becomes transformed into it, for which therefore existence in its own form has actually disappeared ... This sense has been used for seeing as long as men have existed, and everything great and excellent in the world, and which alone makes mankind endure, has its origin in the visions of this sense. But it was not the case that this sense saw itself in its difference from and its opposition to the other, ordinary sense. The impressions of the two senses became fused; life split into these two halves without a unifying bond.” The unifying bond is created by the fact that the inner sense perceives the spiritual, which it awakens in its intercourse with the external world, in its spirituality. Because of this, that part of things which we take up into our spirit ceases to appear as a meaningless repetition. It appears as something new in opposition to what external perception can give. The simple process of throwing a stone, and my perception of it, appear in a higher light when I make clear to myself the task of my inner sense in this whole matter. In order to combine intellectually the two influences and their manners of acting, a sum of mental content is required which I must already have acquired when I perceive the flying stone. I thus use a mental content already stored within me upon something which confronts me in the external world. And this process of the external world is integrated into the pre-existing intellectual content. In its essence it shows itself to be an expression of this content. Through a comprehension of my inner sense the relationship of the content of this sense to the things of the external world thus becomes apparent to me. Fichte could say that without a comprehension of this sense, for me the world splits into two halves: into things outside of me, and into images of these things within me. The two halves become united when the inner sense understands itself, and therewith realizes what kind of light it sheds upon things in the process of cognition. And Fichte could also say that this inner sense sees only spirit. For it sees how the spirit illuminates the world of the senses by integrating it into the world of the spiritual. The inner sense lets the external sensory existence arise within it as a spiritual essence on a higher level. An external thing is completely known when there is no part of it which has not experienced a spiritual rebirth in this way. Every external thing is thus integrated with a spiritual content, which, when it is seized upon by the inner sense, participates in the destiny of self-knowledge. The spiritual content which belongs to a thing enters wholly into the world of ideas through the illumination from inside, just as does our own self.—This exposition contains nothing which is either capable of a logical proof or requires one. It is nothing but a result of inner experiences. One who denies its purport only shows that he lacks this inner experience. One cannot dispute with him any more than one disputes about color with a blind man.—It must not however be asserted that this inner experience is made possible only through the gift possessed by a few chosen ones. It is a common human quality. Everyone who does not refuse to do so can enter upon the path to it. This refusal however is frequent enough. And one always has the feeling when one meets with objections made in this vein: it is not a matter of people who cannot acquire the inner experience, but of those who block their access to it by a net of various logical chimeras. It is almost as if someone who looks through a telescope sees a new planet, but nevertheless denies its existence because his calculations have shown him that there can be no planet in that location. [ 8 ] At the same time there exists in most people a definite feeling that with what the external senses and the analytic intellect perceive, not all of the nature of things can be given. They then think that the remainder must lie in the outside world, just as do the objects of external perception themselves. What they should attain by perceiving again, with the inner sense and on a higher level, that is, the object which they have perceived and seized upon with the intellect, they displace into the outside world as something inaccessible and unknown. They then speak of limits to cognition which prevent us from attaining the “thing in itself.” They speak of the unknown “nature” of things. That this “nature” of things becomes clear when the inner sense lets its light fall upon things, they will not acknowledge. An especially telling example of the error which lies hidden here was furnished by the famous “Ignorabimus” speech of the scientist, Du Bois-Reymond, in the year 1876. Everywhere we should go only so far as to see manifestations of “matter” in the processes of nature. Of what “matter” itself is, we are not to know anything. Du Bois-Reymond asserts that we shall never be able to penetrate to the point where matter haunts space. But the reason we cannot penetrate to this point lies in the fact that nothing whatsoever can be found there. One who speaks like Du Bois-Reymond has a feeling that the understanding of nature gives results which point to something else, which this understanding itself cannot give. But he does not want to enter upon the path which leads to this something else, namely the path of inner experience. Therefore he is helpless when confronted by the question of “matter,” as by a dark mystery. In the one who enters upon the path of inner experience things come to a rebirth; and what in them remains unknown to external experience then becomes clear. [ 9 ] Thus the inner life of man not only elucidates itself, but also external things. From this point an infinite perspective for human cognition opens up. Within glows a light which does not confine its luminosity to this interior. It is a sun which illuminates all reality at once. Something appears in us which unites us with the whole world. We are no longer merely the single accidental man, no longer this or that individual. In us the whole world reveals itself. To us it discloses its own interconnection, and it shows us how we ourselves as individuals are connected with it. Out of self-knowledge is born knowledge of the world. And our own limited individuality takes its place spiritually in the great interconnection of the world because something comes to life in it which reaches beyond this individuality, which embraces everything of which this individuality is a part. [ 10 ] Thinking which with logical prejudices does not block its way to inner experience will at last always reach a recognition of the essential nature working within us, which connects us with the whole world, because through it we overcome the contrast of inner and outer where man is concerned. Paul Asmus, the prematurely deceased, clearsighted philosopher, comments on this state of affairs in the following way (cf. his work: Das Ich und das Ding an sich, The Self and the Thing in Itself, p. 14f.): “We shall make this clearer to ourselves by means of an example. Let us imagine a piece of sugar; it is round, sweet, impenetrable, etc.; all these are qualities we understand; there is only one thing in all this that appears to us as something absolutely different, that we do not understand, that is so different from us that we cannot penetrate into it without losing ourselves, from the mere surface of which our thought timidly recoils. This one thing is the bearer of all these qualities, and is unknown to us; it is the very essence which constitutes the innermost self of this object. Thus Hegel says correctly that the whole content of our idea is only related to this dark subject as an accident, and that we only attach qualifications to this essence without penetrating to its depths,—qualifications which finally, since we do not know it itself, have no truly objective value, are subjective. Comprehending thinking, on the other hand, has no such unknowable subject in which its qualifications are only accidents, rather the objective subject falls within the concept. If I comprehend something, it is present in my concept in its totality; I am at home in the innermost sanctuary of its nature, not because it has no essence of its own, but because it compels me, through the necessity, poised over both of us, of the concept, which appears subjectively in me, objectively in it, to re-think its concept. Through this re-thinking there is revealed to us, as Hegel says,—just as this is our subjective activity,—at the same time the true nature of the object.”—Only he can speak in this way who is able to illuminate the processes of thought with the light of inner experience. [ 11 ] In my Philosoph ie der Freiheit, Philosophy of Spiritual Activity, departing from different points of view, I also have pointed to the primordial fact of the inner life: “There is thus no doubt: in thinking we hold the universal processes by a corner where we have to be present if they are to take place at all. And it is just this which is important. This is just the reason why things confront me in such a mysterious fashion, that I am so unconcerned with the process of their becoming. I simply come upon them, but in thinking I know how it is done. Therefore there is no more primordial point of departure for the contemplation of the universal processes than thinking.” [ 12 ] To the one who regards the inner experience of man in this way the meaning of human cognition within the whole universal process is also clear. It is not an unimportant addition to the rest of the universal process. This is what it would be if it represented only a repetition, in the form of ideas, of what exists externally. But in understanding occurs what does not occur anywhere in the external world: the universal process confronts itself with its own spiritual nature. This universal process would be forever incomplete if this confrontation did not take place. With it the inner experience of man becomes integrated into the objective universal process; the latter would be incomplete without it. [ 13 ] It can be seen that only that life which is dominated by the inner sense, man's highest spiritual life in the truest sense, thus raises him above himself. For it is only in this life that the nature of things is revealed in confrontation with itself. Matters are different with the lower faculty of perception. The eye for instance, which mediates the sight of an object, is the scene of a process which, in relation to the inner life, is completely similar to any other external process. My organs are parts of the spatial world like other things, and their perceptions are temporal processes like others. Their nature too only becomes apparent when they are submerged in the inner experience. I thus live a double life: the life of a thing among other things, which lives within its corporeality and through its organs perceives what lies outside this corporeality, and above this life a higher one, which knows no such inside and outside, and extends over both the external world and itself. I shall therefore have to say: At one time I am an individual, a limited I; at the other time I am a general, universal I. This too Paul Asmus has put into apt words (cf. his book: Die indogermanischen Religionen in den Hauptpunkten ihrer Entwicklung, The Indo-European Religions in the Main Points of their Development, p. 29 of the first volume): “We call the activity of submerging ourselves in something else, ‘thinking;’ in thinking the I has fulfilled its concept, it has given up its existence as something separate; therefore in thinking we find ourselves in a sphere that is the same for all, for the principle of isolation, which lies in the relationship of our I to what is different from it, has disappeared in the activity of the self-suspension of the separate I; there is only the selfhood common to all.” [ 14 ] Spinoza has exactly the same thing in mind when he describes the highest activity of cognition as that which advances “from the sufficient conception of the real nature of some attributes of God to the sufficient cognition of the nature of things.” This advance is nothing other than illumination of things with the light of inner experience. Spinoza describes the life of this inner experience in glorious colors: “The highest virtue of the soul is to apprehend God, or to comprehend things in the third—the highest—kind of cognition. This virtue becomes the greater the more the soul comprehends things in this way of cognition; therefore the one who grasps things in this way of cognition attains the highest human perfection and consequently becomes filled with the highest joy, accompanied by the conceptions of himself and of virtue. Hence from this kind of cognition springs the highest possible peace of soul.” One who comprehends things in this way transforms himself within himself; for at such moments his separate I is absorbed by the All-I; all beings do not appear in subordination to a separate, limited individual; they appear to themselves. At this level there is no longer any difference between Plato and me; what separates us belongs to a lower level of cognition. We are only separate as individuals; the universal which acts in us is one and the same. About this fact also one cannot dispute with one who has no experience of it. He will always insist: Plato and you are two. That this duality, that all multiplicity is reborn as unity in the unfolding of the highest level of cognition, cannot be proved: it must be experienced. Paradoxical as it may sound, it is true: the idea which Plato represented to himself and the same idea which I represent to myself are not two ideas. They are one and the same idea. And there are not two ideas, one in Plato's head, the other in mine; rather in the higher sense Plato's head and mine interpenetrate; all heads which grasp the same, single idea, interpenetrate; and this unique idea exists only once. It is there, and the heads all transport themselves to one and the same place in order to contain this idea. [ 15 ] The transformation which is effected in the whole nature of man when he looks at things in this way is indicated in beautiful words in the Indian poem, The Bhagavad Gita, of which Wilhelm von Humboldt therefore said that he was grateful to his destiny for having permitted him to live until he could be in a position to become acquainted with this work. The inner light says in this poem, “An external ray from me, who has attained to a special existence in the world of personal life, attracts to itself the five senses and the individual soul, which belong to nature.—When the effulgent spirit materializes in space and time, or when it dematerializes, it seizes upon things and carries them along with itself, as the breath of the wind seizes upon the perfumes of flowers and sweeps them away with itself.—The inner light dominates the ear, the touch, the taste, and the smell, as well as the mind; it forms a bond between itself and the things of the senses.—Fools do not know when the inner light flames up and when it is extinguished, or when it unites with things; only he who partakes of the inner light can know of this.” So strongly does The Bhagavad Gita point to the transformation of man that it says of the “sage” that he can no longer err, no longer sin. If he seems to err or sin he must illuminate his thoughts or his actions with a light in which that no longer appears as error and as sin which appears as such to the ordinary consciousness. “He who has raised himself and whose knowledge is of the purest kind does not kill and does not defile himself, even though he should slay another.” This only indicates the same basic disposition of the soul, springing from the highest cognition, concerning which Spinoza, after describing it in his Ethics, breaks into the thrilling words: “With this I have concluded what I wanted to set forth concerning the power of the soul over the affections and over the freedom of the soul. From this it appears how superior is a wise man to an ignorant one, and how much more powerful than one who is merely driven by passions. For the ignorant man is not only driven in many directions by external causes and never attains to true peace of soul, but he also lives in ignorance of himself, of God, and of objects, and when his suffering comes to an end, his existence also comes to an end; while the wise man, as such, hardly experiences any agitation in his spirit, but rather never ceases to exist in the as it were necessary knowledge of himself, of God, and of objects, and always enjoys true peace of soul. Although the path I have described as leading to this appears very difficult, it can be found nevertheless. And it may well be troublesome, since it is found so seldom. For how is it possible that, if salvation were close at hand and to be found without great effort, it is neglected by almost everyone? But everything sublime is as difficult as it is rare.” [ 16 ] Goethe has adumbrated the point of view of the highest cognition in monumental fashion in the words: “If I know my relationship to myself and to the external world, I call it truth. And thus everyone can have his own truth, and it is still always the same truth.” Everyone has his own truth, because everyone is an individual, distinct being beside and together with others. These other beings act upon him through his organs. From the individual point of view, where he is placed, and according to the nature of his faculty of perception, he forms his own truth in intercourse with things. He achieves his relationship to things. Then when he enters into self-knowledge, when he comes to know his relationship to himself, his particular truth becomes dissolved in the general truth; this general truth is the same in everyone. [ 17 ] The understanding of the suspension of what is individual in the personality, of the I in favor of the all-I, is regarded by deeper natures as the secret revealing itself within man, as the primordial mystery of life. For this too Goethe has found an apt expression: “And as long as you do not have it, this Die and Become, you are only a dreary guest on the dark earth.” [ 18 ] What takes place in the inner life of man is not a mental repetition, but a real part of the universal process. The world would not be what it is if it were not active in the human soul. And if one calls the highest which is attainable by man the divine, then one must say that the divine does not exist as something external to be repeated as an image in the human spirit, but that the divine is awakened in man. For this Angelus Silesius has found the right words: “I know that without me God cannot live for a moment; if I come to naught He must needs give up the ghost.” “God cannot make a single worm without me; if I do not preserve it with Him, it must fall apart forthwith.” Such an assertion can only be made by one who premises that something appears in man without which an external being cannot exist. If everything which belongs to the “worm” also existed without man, it would be impossible to say that the worm must “fall apart” if man does not preserve it. [ 19 ] In self-knowledge the innermost core of the world comes to life as spiritual content. For man, the experiencing of self-knowledge means an acting within the core of the world. One who is penetrated by self-knowledge naturally also performs his own actions in the light of self-knowledge. In general, human action is determined by motives. Robert Hamerling, the poet-philosopher, has rightly said (Atomistik des Willens, Atomism of the Will, p. 213f.): “It is true that man can do what he wills, but he cannot will what he wills, because his will is determined by motives.—He cannot will what he wills. Let us examine these words more closely. Do they contain a rational meaning? Would freedom of willing then consist in being able to will something without cause, without motive? But what does willing mean if not to have a cause for preferring to do or to aspire to this rather than that? To will something without cause, without motive, would mean to will something without willing it. The concept of motive is inseparably connected with that of willing. Without a definite motive the will is an empty capacity; only through the motive does it become active and real. It is thus quite correct that the human will is not free insofar as its direction is always determined by the strongest motive.” For every action which does not take place in the light of self-knowledge the motive, the cause of the action must be felt as a compulsion. Matters are different when the cause is included within the bounds of self-knowledge. Then this cause has become a part of the self. The will is no longer determined; it determines itself. The conformity to laws, the motives of willing, now no longer predominate over the one who wills; they are one and the same with this willing. To illuminate one's actions with the light of self-observation means to overcome all coercion by motives. Thereby the will places itself into the realm of freedom. [ 20 ] Not all human actions bear the character of freedom. Only that acting which is inspired in each one of its parts by self-observation is free. And because self-observation raises the individual I to the general I, free acting is that which proceeds from the all-I. The old issue of whether the will of man is free or subordinated to a general regularity, an unalterable necessity, is an improperly posed question. Those actions which are performed by man as an individual are unfree; those are free which he performs after his spiritual rebirth. Man is thus, in general, not either free or unfree. He is the one as well as the other. He is unfree before his rebirth, and he can become free through this rebirth. The individual upward development of man consists in the transformation of this unfree willing into one which bears the character of freedom. The man who has penetrated the regularity of his actions as being his own, has overcome the compulsion of this regularity, and therewith his unfreedom. Freedom is not a fact of human existence from the first, but rather a goal. [ 21 ] With free acting man resolves a contradiction between the world and himself. His own deeds become deeds of the universal existence. He feels himself to be in full harmony with this universal existence. Each dissonance between himself and another he feels to be the result of a not yet fully awakened self. But the destiny of the self is that only in its separation from the universe can it find contact with this universe. Man would not be man if as an I he were not separated from everything else; but he would not be man in the highest sense if, as such a separated I, he did not enlarge himself out of himself to the all-I. Above all, it is characteristic of human nature that it should overcome a contradiction which originally lies within it. [ 22 ] The one who will allow spirit to be only the logical intellect may feel his blood run cold at the thought that things should experience their rebirth in the spirit. He will compare the fresh, living flower outside, in the fullness of its colors, with the cold, pale, schematic thought of the flower. He will feel especially uncomfortable at the idea that the man who takes his motives for acting out of the solitude of his self-knowledge should be freer than the spontaneous, naïve personality which acts out of its immediate impulses, out of the fullness of its nature. To such a man, who sees only the one-sided logical aspect, one who submerges himself within himself will appear as a walking schema of concepts, as a phantom, in contrast to one who remains in his natural individuality.—One hears such objections to the rebirth of things in the spirit especially among those who are, it is true, equipped with healthy organs for sensory perception and with lively drives and passions, but whose faculty of observation fails when confronted with objects of a purely spiritual content. As soon as they are expected to perceive something purely spiritual, their perception is wanting; they are dealing with the mere shells of concepts, if not indeed with empty words. Therefore, when it is a matter of spiritual content, they remain the “dry,” “abstract men of intellect.” But for one who has a gift of observation in the purely spiritual like that in the sensory realm, life naturally does not become poorer when he enriches it with spiritual content. I look at a flower; why should its rich colors lose even the smallest part of their freshness if it is not only my eye which sees the colors, but also my inner sense which sees the spiritual nature of the flower as well. Why should the life of my personality become poorer if I do not follow my passions and impulses in spiritual blindness, but rather irradiate them with the light of a higher knowledge. Not poorer, but fuller, richer is the life reflected in spirit.1
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157. The Destinies of Individuals and of Nations: Lecture IV
17 Jan 1915, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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Maxentius had a dream before the battle that he would have to leave his city. He consulted the Sibylline Oracle and was told that he would achieve what was to happen if he dared to join battle outside the city and not within it. |
He should have known that anything received from the higher worlds first had to be interpreted and that the oracle would mislead him. Constantine in his turn was told in a dream that he would win if he led his troops into battle under the sign of Christ. |
157. The Destinies of Individuals and of Nations: Lecture IV
17 Jan 1915, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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Dear friends, as on other occasions when I have been able to speak to you since the serious events of the present time took their beginning, let our thoughts go out at this moment to those who are at the front offering their souls and their bodies in sacrifice for the tremendous demands made in our time and having to take up, with the whole of their physical existence, the challenge of the time:
And the spirit who has gone through the Mystery of Golgotha, the spirit we have long been seeking in our movement, may he be with You and guide you to the goals that you have to seek.
My particular intention with the words I spoke here on the last occasion was to let a truth flow into your minds, a truth to be found through spiritual science, that the great and serious events in life really enable us to see how outward appearances have to be regarded in the light that comes to us from spiritual science. It is only then that they will no longer appear to us as Maya, the great illusion, but in their profound truth. This is not to say that these outward appearances in themselves are Maya or illusion—that is an erroneous view people often pick up from a philosophy with a more oriental orientation—but that our senses and our intellect err in the interpretation, in their comprehension, of outer events unless we illumine those external events with the light that comes to us from an understanding of the spiritual world. Today I want to take certain individual facts that have already been touched on during the years of our anthroposophical work and present them in a perspective that is somehow in accord with our time. We are fully conversant with the thought that since the Mystery of Golgotha intervened in events on earth, the impulses, the forces and entities that have gone through this Mystery of Golgotha have played an active role, as living forces, in all that happened in human evolution on earth. In other words, and to put it more concretely, I want to say: In all major events, in all the important and essential things that have happened, the Christ impulse has been active through those who are his servants, his spiritual helpers. At the present time the term Christianity is generally understood to cover only what men have been able to comprehend. But, as I stressed on many occasions, what has come into the world through Christianity is so great, so tremendous, that human reason, the human intellect, is in no position, or has not been in a position to the present moment, really to grasp even the most elementary aspects of the powers of the Christ impulse. If Christ had worked only on the basis of what men have been able to grasp of him, he would have been able to achieve little. But what matters is not what has entered into mankind through human reason and understanding, what concept men have been able to form of the Christ, but rather the fact that he has been present since the Mystery of Golgotha, active right among men and in their ways of doing things. It is not a question of how far men have understood him but that he has been present as a living entity and has entered wholly into all significant events in evolution. Of course, our spiritual science enables us to grasp only a little of the profundity of the Christ impulse even today. Future times will come to understand and see more and more. There is no reason to feel pride in such understanding of the Christ impulse as we have so far achieved. Spiritual science will grasp a little more today than it has been possible to grasp of the Christ in the past. In past times people were able only to reflect on the Christ by using the means available through external intellect, external reason, external research. Now we have spiritual science as well, and with this we see into the supersensible worlds, and out of the supersensible worlds we are able to provide many answers concerning the significance of the Mystery of Golgotha. Immediate comprehension of what the Christ is, and what the spiritual powers are that serve him as folk souls and the like, has been least possible for the peoples living in regions where the Christ still had to enter, as it were. Yet the Christ impulse had to come in, for instance in the Roman world. And there is one particular example which we have already considered in another context that will be the best way of demonstrating how the Christ is at work as a living power, directing his spiritual servants when events have to be brought about that are essential in evolution, to bring real progress for mankind. The event I mean is one I should like to mention again. It happened in AD 312 that the man through whom Christianity became the official state religion, Constantine,16 son of Constantinus Chlorus, entered the field with his army against Maxentius, then the ruler of Rome. Of course, if one considers those two armies facing each other one would have to say that the situation was the worst possible for Constantine, his army being five times smaller than that of Maxentius. It is possible to imagine, however, that considering the state of the art of war at the time, both armies had a number of outstanding generals. Yet what mattered particularly at that time was not the the skill of men but that opportunity was given for the ongoing Christ impulse to influence mankind in a way commensurate with the needs of the time. It is possible to see how much of the Christ impulse could be understood at the time, how much of that Christ impulse human hearts had been able to absorb in the state of consciousness then prevailing if we consider what happened a few decades later around Rome and out of Rome. Julian the Apostate17 fought Christianity out of honest conviction, on the basis of what could be gleaned from human knowledge in those times. Anyone considering the way Julian and his followers fought Christianity can say to himself: ‘There is no doubt that as far as human knowledge was concerned, Julian and his followers were very advanced for their time; they were much more enlightened in this respect than the Christians of their day, although they had reverted to worship of the old gods.’ They stood for what might be considered to represent human knowledge at that time. Yet in AD 312 it was not the stand of human knowledge that determined the issue; it was rather that the potential had to be there for the Christ and his servants to intervene in the historical evolution of mankind. However much Maxentius and his army were able to rely on the skills of their generals and on anything else human knowledge and human wisdom may have achieved at that time, if nothing else had happened, then, undoubtedly, something destined to emerge at that time would not have emerged. And what did happen? What happened was the following. The continuing Christ impulse flowed into soul activities that were not within men's consciousness, into activities men were not aware of. And it did indeed guide men in such a way that what had to come about did come about. The battle between Constantine and Maxentius was fought by the Red Rock, the Saxa Rubra, on 28 October 312. It was decided not by human skill, but—and enlightened minds may refuse to accept this as much as they like—by dreams; that is by what is generally called ‘dreams’, though they are not just dreams to us. For through their dreams there entered into the souls of the two army leaders what could not enter into them out of human reason. Maxentius had a dream before the battle that he would have to leave his city. He consulted the Sibylline Oracle and was told that he would achieve what was to happen if he dared to join battle outside the city and not within it. It was the most unwise thing he could have done, particularly as his army was so much more powerful than Constantine's. He should have known that anything received from the higher worlds first had to be interpreted and that the oracle would mislead him. Constantine in his turn was told in a dream that he would win if he led his troops into battle under the sign of Christ. He acted accordingly. What had entered into the souls of these men by the roundabout route of a dream became deed, and as a result the world was greatly changed at that time. We need only reflect a little to be able to say: What would have become of the Western world if supersensible powers had not taken a hand in events in a way that is indeed perfectly apparent. Let us now look at those events in more details. At the time souls had incarnated in the West and South of Europe who were destined to be bearers of Christianity. Even the most enlightened souls were unable to become bearers of the Christ impulse at the time by using their minds, their intellect, because the time for this had not come. They had to find the way to Christianity through what had been created around them, externally. We may say they assumed Christianity like a garment. Their deeper nature was not greatly affected by it. They became serving members rather than receiving the Christ impulse into their innermost being. Fundamentally speaking, that was to hold true for the best souls in the western parts of Europe for a long time to come, into the 8th and 9th centuries and beyond. They needed to assume Christianity as a garment, to wear this garment of Christianity in such a way that they wore it in their ether bodies and not in their astral bodies. You can judge what it means when I say they bore Christianity in the ether body. It means they assumed it in such a way that they were Christians when awake but were unable to take their Christianity with them when outside their physical and ether bodies. The way they went through the gate of death also was such that we can say: they were able to look down from the realm through which man has to pass between death and rebirth, look down at what they had been in their last earth life. But one thing that was not immediately possible for them at the time was to take the Christian impulses arising from their former life into their future life. They wore Christianity more as a garment. Because of something I will come to shortly, let us hold on to this way in which the souls accepted Christianity in their outward lives and the way Christianity was not part of what souls were able to take with them through the spiritual world, when passing through the gate of death, to prepare for a new life on earth. Let us remember that these souls were only able to enter into a new earth life having forgotten Christianity. For we do not in a later earth life remember what we merely wore as a garment in our former life. If it were otherwise our children would not have to learn Greek again at grammar school, for many of them did once incarnate in Greece. They have no memory of their Greek incarnation, however, and therefore have to learn Greek again. Those souls who had incarnated in the West of Europe were unable to carry their Christianity through the life they had to go through between death and rebirth because they had not integrated these impulses inwardly with their ego and astral body. That was the particular way in which those souls lived on into later incarnations. Let us remember this and now move on to another fact, one I have also mentioned before. We know that the time we live in now, the fifth post-Atlantean epoch, began mainly around the 15th-16th centuries. That was the time when preparation was to be made for the European world for elements that were predominantly to lead to the development of the spiritual soul. That is really what our fifth epoch of civilization is about. Whatever had to be achieved there had to be achieved with regard to the fact that in the external aspect of earth life, too, conditions were arising on earth that were particularly favourable for the evolution of the spiritual soul—the soul able to develop by directing itself towards material earth life, the external facts of physical existence. That had to take its beginning and it did take its beginning. We merely need to recall how horizons expanded in Europe as the great discoveries were made and with everything they brought with them. The spiritual soul, therefore, had to develop primarily under the influence of the material world. We merely need to think of one thing, and again reference has already been made to this: the evolution and development of the spiritual soul is the special mission, the one-sided mission, of that which belongs to the sphere Of the British folk soul. Considering all the details, one could hardly imagine anything proceeding more according to plan than the way the British folk soul was directed towards these material roles in life. This was definitely predestined in the evolution of mankind. Let us imagine, for instance, that during the 15th century England had been deflected from its propensity for those regions of the earth towards which it had been directed as the vast lands outside Europe were discovered, and that the British folk soul had instead experienced large territorial gains on the Continent of Europe. Let us imagine that the map of Europe had been changed to this effect. Then it would have been impossible in the first place to achieve what had to be achieved in the sphere of material civilization and, secondly, to achieve what had to be achieved in Europe by developing the inner life. This inner development proceeded specifically from that point onwards, overcoming all kinds of obstacles, with a role played also by Protestantism which in turn was influenced in many ways by German mysticism. Intervening in the process of evolution the Christ impulse had to ensure that the British Isles were kept away from the region where souls still had to be prepared to become outward, external bearers of the Christ impulse. The Christ impulse had to flow into the deeds done on the Continent of Europe. It had to act in such a way that it achieved a great deal more than could come about through mankind, through the arts and skills of man. And what happened? The marvellous thing happened that a poor shepherd girl from Orleans, Joan of Arc, [16 January 1412–30 May 1431] did everything those who were very advanced for their time had not been able to do. At that time it was indeed the Christ impulse acting in Joan of Arc, through its Michaelic servants, that prevented a possible merging of France and England, causing England to be forced back onto its island. And this achieved two things: first, France continued to have a free hand in Europe. This can be seen if we study the history of France over the following centuries—the essential element of the French spirit was able to influence European culture entirely without hindrance. The second thing which was achieved was that England was given its domain outside the continent of Europe. This deed, brought in through Joan of Arc, was a blessing not only for the French but also for the English, compelling them to take up their domain. If we consider this in connection with what is implied by the advance of the Christ impulse on earth, the deed of Joan of Arc achieved something about which the following may be said: The degree to which she understood those things in a genuine human intellectual way was as good as zero compared to the deed which has given the map of Europe its present form. Events had to take that course so that the Christ impulse could spread in the right way. There we see the living Christ erupting into historical events out of the subterranean depths of human nature. That is not the Christ men think they know, for the Christ impulse may be seen in two ways. On the one hand we may ask ourselves: What did the people of that time understand of the Christ impulse? If we open our history books and study the history of mankind we find that over the centuries theologians were in dispute, defending or contending all kinds of theories, attempting to show how human freedom, the Holy Trinity and other things should be understood. So we see countless theologians fighting each other, acknowledging each other as orthodox theologians or else accusing each other of heresy. We observe how Christian doctrine spread entirely in accord with the situation as it was at the time. That is one side of it. But it is not the thing that matters, just as now it does not matter what people are able to do with their ordinary intellect. What matters is that the Christ lives among men, unseen but a living entity, and is able to stream up from depths beyond our perception and enter into the deeds of men. And he has done so at a point where there was indeed simply no need for him to come in through the human intellect, through a reasoning mind, but where he was able to come in through the soul of a girl of simple mind, through the soul of the Maid of Orleans. And when he came in like this, what was the attitude of those who were able to grasp Christianity in form of the orthodox doctrine? Well, they found they had to burn the girl who bore the Christ impulse at the stake. It has taken some time for official doctrine to take a different view. There may have been a point to it where official doctrine is concerned, but canonizing Joan of Arc is not exactly the right response to the events of that time. This is a real example of how the Christ intervened in human evolution through his servants. As I said, he acted through his Michaelic spirit in the case of the Maid of Orleans. He intervened as a living entity, not merely through whatever men were able to understand of him. This particular example also shows something else, however. Christianity did exist. The people who were there around the Maid of Orleans, as it were, did call themselves Christians. Their Christianity did mean something to them. But all we can say about their understanding is: He whom you seek is not here,19 and the one who is here is not the one you seek, for you do not know him. It must be clearly understood, however, that it was essential for Christ evolution to proceed within the evolution of Europe also in the form of an external garment. Souls were part of this development that were able to assume Christianity exactly as such an outer garment, who were able to wear it on the outside as it were. They were souls trailing behind, souls that had been incarnated there earlier and still did not take the Christ into their ego, merely into the ether body. The great difference between Joan of Arc and the others was that she had taken the Christ impulse into the very depths of her astral body and was acting for the Christ impulse out of the deepest forces of her astral body. This is one of the points where we can gain a clear understanding of something that really must become clear to us: the difference between the progressive evolution of nations and the progressive evolution of individual human personalities. If we consider the French as they are today, for example, it is of course true that a number of individual human personalities exist within the French nation. These individual personalities were not, of course, part of the nation in their previous incarnation, part of a nation that had assumed the outer garment of Christianity there in the West of Europe. It was because a number of people had to assume Christianity as an outer garment in the West of Europe that they were in a condition on passing through the gate of death that necessitated their being united with Christianity in their astral body and ego in their next life, under different conditions. It was because they had been incarnated in the West of Europe that the necessity arose for them to have their next incarnation somewhere else. It is indeed very uncommon—note that I am saying uncommon, though it does not always have to be so—that a soul belongs to the same community on earth through a number of consecutive incarnations. Souls pass from one earthly community to another. We have one example, however—and I am saying this without wishing to rouse sympathies or antipathies, and with no intention of flattering anyone—we have one example of souls actually assuming the same nationality a number of times. That is the case with the people of Central Europe. These Central European people include many souls that are incarnated among them today and have also been incarnated in the Germanic tribes in the past. This is a fact we are able to trace. It cannot always be fully explained with the means now available in occult science, but it exists nevertheless. A fact like that presented in last Thursday's public lecture on The Ancient Germanic Soul and the German Spirit,20 for example, is illumined when we know that souls make repeated appearances within the Central European community. The fact is that cultural epochs were cut short within this particular community. We only have to realize what it means that there was an epoch at the dawn of Germanic culture when the writers of the German poem the Nibelungenlied lived, or Walther von der Vogelweide (German lyric poet, minnesinger, c. 1170–12301 and others. And we need to realize that later there was a' time when a new flowering of German culture began and the first had been completely forgotten. For when Goethe was young nothing was known, as it were, of the first flowering of Germanic culture. It is because the souls return to the same community that it was necessary to forget what had gone before, so that the souls would find something new on their return and could not pick up the threads of what remained from earlier times. It has not happened with any other people that a metamorphosis was gone through, as it were, the way it happened in the case of the Central European people: from the height that had been reached in the 10th, 11th and 12th centuries to that later height that came about the time between the end of the 18th and the beginning of the 19th centuries and which we may hope will continue. There is no continuous line from the first to the second of these periods, and this can only be explained once we know that souls do return particularly in this culture. It is possible that another deeply moving fact I have already mentioned to you is also connected with this, the fact that it was noted how the Central European fighters of the present continue the struggle once they have gone through the gate of death, that soon after they have passed through the gate of death it is possible to see how they continue to join the struggle. This fact can raise wonderful hopes for the future, because one can see how not only the living, in the physical sense living, but also the dead, those who have died, are making their contribution to events. Let us now pose the question: What is the situation with souls that were incarnated in Western Europe at the time when Christianity was assumed like an outer garment, that is in the 6th, 7th 8th and 9th centuries, and accepted Christianity there, or also under the Romans, though they were not yet able to unite it with their astral body and their ego? What is the situation with those souls? Grotesque as it may seem to modern man with his materialistic thinking, the things spiritual science can teach achieve real meaning for life if the concrete facts are considered. People still think reference to repeated earth lives is a matter of mere fantasies produced by a handful of foolish dreamers. The idea is one that is not accepted, though it is once again considered excusable to make reference to it in view of the fact that in an hour of weakness even the great Lessing accepted the idea of repeated earth lives.21 Yet if we take the findings made in occult research seriously we cease to be fools begging the forgiveness of greatly enlightened folk. It will be necessary for us to consider some of the things arising from occult research in detail, for that will be the only way of throwing light on something which otherwise has to remain a great illusion. It is a strange thing that a great many souls that lived to the west of us towards the end of the Roman epoch, when Christianity was slowly gaining influence, finally becoming the established church, now come from the East, as souls growing up in the East, souls now among Russia's fighters. I said we must remember the fact I referred to earlier. For among the people killed in the East, those who are fighting there and being taken prisoners, are souls who towards the end of the Roman epoch lived in the western part of Europe. They now come towards us from the East, people who in those past times allowed the Christian faith to flow into their ether bodies and now, in a civilization that is relatively speaking at a lower level, take Christianity into their souls in a waking state and do so in such a way, due to the peculiarities of life in the East, that they have an emotional, instinctive bond with it. They are thus linking themselves to the Christ impulse in their astral bodies, doing now what they had been unable to achieve in their previous incarnations. This is a very strange fact brought to light by occult research in the present day. Many facts that deeply move the soul may come within the occult horizon triggered by the events of our time and this is one among them. What, then, can we learn from these facts? We have to be clear about the following. We have to remember that is it part of the direct progress of the life of the spirit in Central Europe that the soul life of the German peoples is very consciously linked with the Christian faith, that it is taken upwards to the heights of a straight Christian culture. The streams, the paths, leading to this have been most marvelously laid out in advance over centuries. We see it all taking shape. It is specifically when we look at our own age with all its errors and mistakes that we see how the seed is there in Central European culture, how preparations have been made and no effort spared in the German folk spirit, the folk soul of the German-speaking peoples, so that now the Christ impulse may be taken hold of in conscious awareness. That is a fact of infinitely greater importance than the 15th century event when Joan of Arc had to save France because that country had an important mission at that time. We therefore have before us the significant fact that the German spirit is called upon to take in the Christ impulse more and more consciously in future, take it in with the elements that have come into the life of the spirit in German countries and do so in a state of full waking consciousness. This Christ impulse had to announce itself in what went on at subconscious level over the centuries, as we have consistently shown. In the future it will have to unite with souls in such a way that there will be people—and in Central Europe there will have to be such souls—who in full awareness unite also their ego and astral body with the Christ impulse, exerting the powers of their conscious mind and not only the powers inherent in their physical and ether bodies. We can see efforts being made among the best. Let us take the best of them all: Goethe. We may quote Goethe as an outstanding example, but all souls have the potential within them, so long as they strive for it, however darkly. Goethe showed Faust, the representative of mankind, to be striving for the highest.22 In Part 2 of the play he transports him to Greek civilization to share the experience of nations, guiding him into this in such a way that Faust has a significant experience of the future when he desires to wrest land from the sea and establish something that to him lies in the far distant future. And where does Goethe take Faust in the end? Goethe himself once expressed it like this in conversation with Eckermann: he had to make use of the vivid images of Christianity23 to show Faust ascending into the spiritual world. And if you consider the profoundly beautiful picture of Faust's soul being received by the Mater gloriosa. you see it as the opposite image to that which led Raphael [1483–1520] to paint his famous Sistine Madonna, where the virgin mother is bringing the soul down. In the last scene of Faust we see the virgin mother upwards. That is the birth of the soul in death. And so we see a deeply inward striving arising from the human spirit in full conscious awareness. It is striving always to gain all that can be gained from Christianity in such a way that it may be borne through the gate of death and into the life man is going to live through in the new earth life that will follow preparation between death and rebirth. What we see there in Goethe himself is a character trait of the German people. It can give an indication as to the mission given to human beings. The mission is, and we can present this very clearly to our souls, that true benefit for the progress of mankind will arise only if within a certain group of people a harmonious relationship is established between Central Europe and Eastern Europe. It is possible to visualize Eastern Europe expanding westwards, across Central Europe, by brute force. It is possible to visualize this happening. That, however, would be equivalent to a situation where Joan of Arc had not done her deed in the 15th century and England had annexed France in those days. If it had come to that, and I state this emphatically, something would have come about that would not only have brought calamity to France but would have meant calamity also for England. And if German culture were now to suffer through what may come from the East, this would be to the detriment not only of German culture but also of the East. The worst that can happen to the East is that it might expand for a time and have an adverse effect on German culture. For as I said, the souls formerly incarnated in Western Europe or on the Italian peninsula and now growing up in the East unite with the Christ impulse as though instinctively, in the unconscious depths of the astral body. Yet the Christ impulse that is to grow within them can never arise through linear progression of the instinctive element that lives in their souls under the name of orthodox catholicism which, on the whole, is Byzantine of course, for this is a name not an impulse. It is just as impossible for this to evolve into what it is predestined to become as it is impossible for a woman without a man to have a child. What is preparing in the East can only come to something if Central Europe strongly and consciously—that is in a state of full awareness—unites the force of the human ego and human powers of insight with the Christ impulse' out of what souls are striving for out of egoic nature. What has to come about for the civilization and culture of the future will only come about if the German folk spirit finds souls that transplant the Christ impulse into their astral body and ego the way it can indeed be implanted there in a state of full conscious awareness' It has to come about through harmony being established, by uniting with that which is consciously achieved in Central Europe—more and more consciously. This will need not just one or two centuries, but a very long time. The time needed will be so long that we may reckon on about two thousand years, I would say, counting from the year 1400. Adding two thousand years to 1400 we get the approximate time when something will emerge in the evolution of the earth that has had its seeds in the German life of the spirit, ever since there has been such a life of the spirit. We therefore realize that we have to consider a future lying not just centuries ahead but more than a thousand years. And the mission of the Central European, the German folk spirit, a mission already before us, is that there will have to be more and more of that nurturing of the life in the spirit through which men take op in conscious awareness—right into the astral body and ego—a comprehension of the Christ impulse that in earlier times moved through the peoples of Europe as a living but unconscious impulse. Once evolution takes this course then the East, too, will gradually, by twining upwards, reach the level reached in Central Europe because of what is already inherent there. That is the intention of the cosmic intelligence. We only interpret the intention of the cosmic intelligence rightly when we say to ourselves: It would be the greatest misfortune also for the East of Europe to harm the very spiritual power it needs to use as a support in twining upwards, a power the East should indeed revere, revere in friendship, foster and cherish. It will have to come to this. For the moment the East is very far indeed from achieving this. The very best of them still fall far short. Short-sightedly. they still refuse to accept what Central European culture in particular is able to give. I went into this already in my first public lecture here in Berlin.5 Tonight you can see the deeper occult reasons behind what in the public lecture I was able only to put exoterically. in an extraneous way. This is of course something one always has to be careful about, to speak in terms close to the understanding of one's listeners in public lectures. The real impulses to say one thing and omit another, looking for the one context or the other, always have their occult reasons. At all events it is possible to see from what has been discussed today that when we look at things in an external way they present to us the great illusion, Maya. It is not that the outside world in itself is Maya. It is not. But we only gain understanding for it if we illumine it with the truths derived from the spiritual world. In the present case, the truths streaming from the spiritual world show that it is essential for Central Europe not to be overcome by Eastern Europe today, just as in 1429–1430 it was essential for France not to be overcome by England. It will of course be obvious, from what has been said, that for those in the East of Europe it is quite impossible to understand the crux of the matter and that, fundamentally speaking, this can be understood only in Central Europe. Surely this is understandable. In all humility, therefore, without any feeling of superiority, we must take on this mission, and we shall have to accept that it will be possible to misunderstand us. We must find that perfectly understandable. For what is preparing in the East will only be rightly understood in the East itself in time to come. That is the one thing arising from what I have to say. The other is that we consider the great transition occurring in human evolution in our time exactly on a basis such as this. On previous occasions we have considered it from many different aspects. Now we consider it in such a way that we are able to see how the element which entered into man's evolution on earth through the Mystery of Golgotha needs to be understood in increasingly greater conscious awareness in our day, by those who are able to do so after this incarnation. In the days of Constantine or of Joan of Arc, for instance, it would have been impossible for the Christ impulse to bring about at a conscious level what it had to bring about at an unconscious level. But the time will have to come when it will be able to act at a fully conscious level. That is why we receive out of spiritual science what we are able to take into our soul in increasingly greater conscious awareness. Again it is possible to point to a particular fact—honestly, without getting worried about any sympathies or antipathies that may arise and with no intention of flattering anyone. After all, it is always better to base one's views on facts rather than on what they are so often based on today. For if we look out into the world a little bit we shall see that opinions really and truly are not always based on facts but on passion, on strong national feelings. Yet it is also possible to base the views that determine the attitude of the human mind on facts. Anatole France24 was a man who considered Joan of Arc from the rationalistic and materialistic point of view now current. In the cultural sphere of Germany it has been quite natural to understand Joan of Arc out of a supernatural context since Schiller's great deed.25 There are people even in Germany today who think Schiller made a big mistake; but those are the literary historians and in their case that is understandable. After all, it is their function to 'understand' art and literature—which is why they are unable to understand it. No, the essential thing is for us to let arise before our eyes, from the depths of spiritual life as though glorified, the figure of which Schiller said: ‘The world indeed loves to blacken all that is radiant and drag down into the dust all that is sublime.’ And so it is indeed that acknowledgement of the fact that the Christ impulse intervened in a human individual in a situation not affecting our own nation can bring us the confidence to accept what I have put forward in my public lecture: that it is possible to perceive in the life of the spirit in Germany how it tends towards spirituality the way it has evolved, tends towards spiritual science. We can see that it is its special—though not exclusive—mission to take all that has been achieved and aimed for the life of the spirit in Germany and carry it upwards to perception and understanding of the spirit in the spirit. That is the mission of the German people. The other missions, being the same soul mission expressed in bodily form, as it were, have to serve it. What has to come to pass, out of cosmic wisdom, will come to pass. But, as I have said before, it will be necessary for the twilight we live in today to evolve into a true Sun-age for the future. To make this possible, there will have to be people in the future who have a connection with the spiritual worlds in order that the soil now being prepared with the blood and suffering of so many will not have been prepared in vain. The existence of souls capable of bearing within them their connection with the spiritual worlds justifies everything that happens, even the most horrific, terrible and fearsome, events, so that the Central European mission in spiritual life may be achieved. This, however, will depend on individual souls being able to get in touch with this spiritual life through their karma, and taking it wholly into themselves. Then, when the sun of peace is once again shining over the fields of Central Europe, they shall bear perception of things spiritual, a feeling for things spiritual, within them. Then the inclination developed in a few souls that are capable of this in their present incarnation will make it possible for that to happen which I want to condense in the following words. These words sum up all I wanted to put to you, so that we write the device into our souls under which souls will be able to grow in the right way towards the potential for the future that may arise out of these difficult times:
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52. Theosophy and Somnambulism
07 Mar 1904, Berlin Rudolf Steiner |
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If we transport ourselves once to the ancient Greece, we see which interpretation such actions of somnambulistic persons found in the ancient Greece at that time about which normally the Greek history tells to us. There we meet the priestesses, the so-called oracle priestesses who wanted to make known—from the depth of their souls under effacement of their daytime condition of consciousness—all sorts of things which went beyond the usual human knowledge. Events of the future should got out from such deep souls; whether important state actions whether important legislations are justified or not, these oracle priests should decide about that; briefly, one ascribed that which they made known to a divine inspiration. |
52. Theosophy and Somnambulism
07 Mar 1904, Berlin Rudolf Steiner |
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The topic of this lecture should be a kind of supplement of that about which I spoke here four weeks ago, a supplement on the topic Theosophy and Spiritism. Today I want to explain something more exactly that I could note at that time only indicating. In particular I want to speak about the phenomena of somnambulism which lead into mysterious fields of the human nature and into fields which are interpreted most differently from different sides. You probably know what somnambulism is. This word should point to certain conditions of the soul which appear in the human being when in his everyday states of consciousness a certain change has happened, above all when the usual everyday consciousness, that consciousness with which we perform our everyday actions with which we get used to nature is not in full activity if it is eliminated, as it were, and the human being still acts emotionally, is still within certain conditions of the soul. We understand as somnambulism any soul activity without full activity of the everyday waking consciousness, as it were from the depths of the soul which are not illuminated by the daytime ego-consciousness. The human soul acts then from this dark depth, and it brings up actions from these depths which differ very substantially from those which the human being accomplishes, otherwise, in the course of his life. We also know that not any person is suited to carry out soul actions with such effacement and elimination of the usual waking consciousness. We know that only those persons whom we call somnambulists who can be transported into a kind of trance or dream state are able to show such phenomena. These persons are in a kind of unconscious condition, while such phenomena arise from their nature, and one has interpreted these conditions in the most different way at different times. If we transport ourselves once to the ancient Greece, we see which interpretation such actions of somnambulistic persons found in the ancient Greece at that time about which normally the Greek history tells to us. There we meet the priestesses, the so-called oracle priestesses who wanted to make known—from the depth of their souls under effacement of their daytime condition of consciousness—all sorts of things which went beyond the usual human knowledge. Events of the future should got out from such deep souls; whether important state actions whether important legislations are justified or not, these oracle priests should decide about that; briefly, one ascribed that which they made known to a divine inspiration. One believed that the soul when the usual daytime consciousness is extinguished stands under divine influence and conveys the volition of the godhead itself. Not only those human beings enjoyed divine devotion who could be transported into such somnambulistic condition, but above all the revelation the priests made known. If we go from this time of ancient Greece towards the end of the Middle Ages, we find another view and interpretation of such somnambulistic persons. We see that such persons were understood as being in alliance with all sorts of bad, diabolical, demoniacal powers. We see that that which they made known was considered as something reprehensible, as something that can bring in only damaging, bad influence to the human life. We see that these persons were prosecuted as witches that they were prosecuted because of their devil alliances. Some of the dreadful cruelties towards the end of the Middle Ages are to be attributed to this interpretation of the somnambulistic condition. In newer time on the other hand when in the outset of the 19th century, in the last third of the 18th century one began to study conditions of the human soul, there were some people who believed that one could gain higher explanations of the human soul studying these conditions; because our usual brain consciousness is eliminated and the senses are not receptive to the outside world, they assumed that the human being is able to find out something about spiritual processes and beings which one cannot perceive with the usual senses. Others looked at these conditions as only pathological ones and understood them merely in such a way that one must eliminate them from everything that can be considered as justified for the normal human being. In the beginning in particular it was science which rejected any interpretation, any explanation of these phenomena in its materialistic confidence and regarded them as symptoms, related to insanity in any way, not at all as anything else than quite abnormal matters. These are some interpretations which one has given of the phenomena. For us the question must be at first: how can be such phenomena caused?—Because we know that some people get completely by themselves to such a condition where their usual waking consciousness is extinguished where they behave towards the outside world completely as sleeping where they understand nothing of that which takes place in their surroundings with their regular senses where they do not hear if in their nearness a bell sounds where they do not see if in their nearness a light shines where they are receptive, however, in strange way to a particular influence, we say, for example, to the words of a certain person. They see and hear nothing around themselves; they are only receptive to that which a single person says to them or to impressions of certain kind. Yes, they often are even more receptive to the thoughts of a particular person in the room in which they are. These are such phenomena which appear with certain people completely by themselves every now and then. Then we say: such persons are somnambulists; they think, act, feel, perceive in a kind of waking dream, in a kind of sleep which is, however, a particular sleeping state that cannot be compared with the usual sleep to which the human being abandons himself every now and then to get over the tiredness of the day. We also know that with such somnambulists not only the perception, the sensitivity to certain states can appear, but that such somnambulists can move on particular actions that they carry out actions which they could never carry out in their usual daytime consciousness. We experience that they carry out rationally appearing actions to which, however, more belongs than the sense of direction of the usual daytime consciousness. We see them climbing on roofs, jumping over abysses without anticipating any danger in which they are, over abysses over which they would never jump, otherwise; we see them carrying out actions which they would not be able at all to carry out if they are in their usual waking state. These are only indications of such states at first. Such conditions can appear without any reason, but they can also appear because a person exerts a particular influence on another person; they can appear because the usual daytime consciousness is extinguished in a person with the help of particular manipulations of another person that the concerned person is then transported into an artificial somnambulistic condition. Then such artificial somnambulists show the same phenomena as the natural ones. One calls—we do not consider expressions as especially definite—that person who can transport another person into the somnambulistic condition a mesmerist if the somnambulistic condition is light, and one calls the person magnetised; one says that it is transported into a magnetic sleeping state. Now the question arises: what do such phenomena mean to the spiritual life, which role do they play in the whole interrelation of the spiritual life, and what can we experience by such phenomena and what do they explain to us about the being and the nature of the human soul and mind? We must ask ourselves: are such phenomena actually such an abnormal matter which does not resemble to the other phenomena of the everyday life? Then, however, the view could take place which simply sees abnormalities in such phenomena; then the view of our doctors could take place, and we would not receive particular information from them. The dream is often interpreted as something that flits only fantastically through the dream consciousness, as a kind of empty imagination and one is hardly inclined to scrutinise the strange phenomena of the dream world really. But, nevertheless, there were also finer spirits who were inclined to scrutinise these flitting pictures of the dream consciousness, and then one thing appears above all: indeed, it is for the most dreams correct that in the dream an enormous irregularity and arbitrariness prevails that we deal mostly only with snatches of the waking consciousness, of the recollections and pictures which have passed our consciousness during the day, and perhaps of other things which are due to our physical condition during sleep, or also to certain symptoms and the like. This is the lowest kind of dreams, these flitting pictures, subject to complete arbitrariness, which pass through the dream consciousness irregularly. But the attentive viewer cannot escape that already the most usual personal consciousness, if it is in the sleeping state, also has other dreams beside these irregular and arbitrary dreams, dreams which show a particular regularity. I want to draw your attention only to single examples, which intensely illuminate this regularity which we already find within the usual dream consciousness. You have a watch lying beside yourselves. You do not perceive the ticking of the watch during sleep; you dream of a regiment of soldiers passing outside your window and hear the clatter of the horses exactly. You wake and discover that you have heard the ticking of the watch at this moment; since this continues in your consciousness. You have heard it, however, not as a ticking as your usual ear hears it, but it has transformed itself, has symbolised itself to the scatter of the horses of a passing cavalry regiment.—Or a dream which has really taken place: a farmer's wife dreams that she would go with another woman to the city on Sunday morning. They go to the church and see the priest ascending the pulpit and starting to preach. They listen longer time. There something quite strange soon becomes apparent: the priest transforms himself, he gets wings, he changes into a cock, he crows!—This is a real dream which has happened. The farmer's wife who dreamt this wakes and really hears the cock crowing outside. You see again what has happened: the ear has heard the crowing cock, but it has not heard the real cockcrow at first, but the dream consciousness has made a symbol of that which it has heard; it has transformed the cockcrow symbolically into this whole story which I have told to you. The dream consciousness spins out such stories quite dramatically. You see that the sensory impressions are not perceived immediately by the dream consciousness, but they are transformed to symbols, and the especially typical is that this dream consciousness really dramatises. I would like to mention another example—a dream which has really taken place; today I want to mention the right examples only which have been experienced: a student dreams that he is at the door of the auditorium. He is bumped by another. There develops a verbal exchange which leads, in the end, to a duel. The student experiences any preparations of the duel—a long story! The duel really takes place at the arranged place, everything is there, the seconds are there, the first shot is fired, and the dreaming student awakes. He has upset a chair beside his bed; he has heard the chair toppling over, but not in such a way as it is, but this event has transformed itself like lightning into a quite dramatic action. This sleeping dream consciousness is a symbolising one which could be lighted up in its peculiar symbolising activity by countless examples. Now we ask ourselves: how does this everyday consciousness relate to that which takes action in the human soul, while it dreams? Our everyday consciousness does not immediately take part of these dream actions; for if the consciousness appears in the dream, a kind of another ego appears, a kind of dream-ego; because the dreaming person can see himself, so to speak, he can face himself in the dream. We retain at first that a kind of splitting can happen between the dream-ego and the real ego that really the dreaming person can observe himself quite objectively among the different percepts which he has in the dream. The situations in which this dream appears are determined by the dream consciousness and completely transported to the symbolic-dramatic action that takes place. A higher level of this dream consciousness happens if we experience conditions of our own physical inner life symbolically in the dream. Again I mention particular examples. Somebody dreams that he is in a musty cellar. Webs are in the ceiling and eerie beasts crawl about. He awakes with headache. Headache has expressed itself symbolically in this cellar. Or another example: somebody is in the dream in an overheated room; he sees a red-hot stove, wakes and has violent palpitations. All these dreams which I tell you are really substantiated. Particular organs of our inside, particular feelings for our inside symbolise themselves in the dream as particular events. Yes, one can say: for the one and same person—who is able to observe on this field knows this—a particular organ takes on a stereotyped appearance which always remains the same. Somebody who suffers from palpitations, has always the same dream, namely the dream which he has had once, let us assume that he saw an overheated stove and the like more. So not only events and facts of the outside world, but also our own physical body express itself allegorically in the dream. This is only a step to that strange phenomenon where dreamers have illnesses before themselves symbolically by which they are infected or by which they are infected only in a few days. They perceive their own conditions during the dream consciousness. That happens, indeed, only with particular persons who already belong to the somnambulists in a certain respect. From there up to the other phenomenon it is again only a step that a peculiar kind of human instinct points out a remedy or a necessary performance to the full somnambulists. So the dream can really work as a doctor, it can point to the illness and to the remedy at the same time. However, this happens only with particular persons who already have somnambulistic dispositions in a certain respect. So you see that we deal with a sequence of conditions: from the arbitrary dream up to such quite regular dream perception controlled by particular laws. Everything that I have shown up to now is more or less dream perception; but from there a further step leads to the dream actions. The most usual dream action is speaking in sleep. We know that it is a very frequent phenomenon that sleepers speak. Yes, we know that they sometimes give striking answers to particular questions, sometimes also answers from which we see that they have not exactly understood what we have spoken to them, or that that is more or less allegorically, symbolically transformed which one has spoken to them, and that is the reason why the dreamer answers that way. One will observe this behaviour if one knows to observe systematically. A further step leads us then from dream speaking to the dream actions as I already said in my introduction. The dreaming person, in particular if he has a somnambulistic disposition, moves on actions, he rises from his bed, sits down, we say, if he is a student, to his desk and opens his school books. But it also happens that stronger inclined persons sit down and really keep on writing what they have written in the evening or at least copy something and the like more. These matters show us that a transition has taken place from the mere perception to the real action, from the mere feeling to the willing. There are persons who—even though they can be transported into a very strong somnambulistic condition—get to percipience only, and there are those who progress relatively little with regard to perception, but can carry out fearless actions of that kind I have mentioned in the introduction. Such sleeping actions of somnambulistic persons are carried out with a necessity which has an automatic character. We only need to remember that we often carry out such automatic actions in the everyday life. If any special light impression works on our eye, we automatically close our eye. Our everyday life delivers numerous other actions of this kind about which we do not think further. Everything that we accomplish within our so-called vegetative physical life, our digestion, our breathing, and our heartbeats are actions which we carry out without having a consciousness of them. In similar way we carry out reasonable actions during the somnambulistic state, and such actions result from particular external stimuli with absolute necessity. Now we must ask ourselves: how have we to understand such phenomena? You know perhaps that there are many people who are really of the opinion that we can eavesdrop on the soul independently of the body in such actions that we have to regard such actions as proofs that the soul can perceive independently of its physical organs like eyes and ears, can act independently of conscious reflection. A lot of people believe that we have to regard such actions as a much more immediate expression of the soul which is detached there as it were from the physical and acts and perceives directly from the spiritual. We want to ask ourselves how we have to consider such phenomena in the light of our theosophical view. Theosophy shows us that the human being is not this single, isolated being which usually appears to us, but that he is connected by means of countless threads with the universe. Theosophy shows us above all that the human being has various things in common with nature that he has various things in common also with the other worlds which our everyday senses do not perceive, and we can understand the actions, about which we have spoken, best of all if we look at the entity of the human being in the theosophical light. Let me, therefore, briefly indicate what theosophy teaches about the entity of the human being. Theosophy can consider the physical body with all its organs, including the nervous system, the brain and all senses, according to its observation only as one of the members of which the complete human being consists. This physical body contains substances and forces which the human being has in common with the whole remaining physical world. What takes place in us as chemical and physical processes is nothing else than what also happens outside our body in the physical world. But we have to ask ourselves: why do these physical and chemical processes take place within our body in such a way that they are combined to a physical organism? No physical science can give us information about that. Natural sciences can teach us only of that which takes place in physical and chemical processes in us, and, indeed, it would not be appropriate if the naturalist called the human being, therefore, a strolling corpse because he as an anatomist can discover nothing but physical in the human body. Something must be there that holds together the chemical and physical processes, and arranges them as it were in the form as they take place within the human body. We call this next member of the human being the etheric double body in theosophy. This etheric body is in any human being. Somebody who develops a certain clairvoyant capacity can behold this etheric body; the clairvoyant can behold it the easiest. If a person stands before you and you are a clairvoyant, you are able to put the usual physical body out of your mind. Just as you can do it in the everyday life with things which are before you and to which you do not direct your attention, you are able as a clairvoyant to not direct your attention to the physical body. Then, however, there remains in the space, which the physical body has filled, still the whole physical appearance in the form of the double body which resembles the external physical body very much. It has a very luminous colour which resembles the colour of peach-blossoms. This etheric double body holds together the physical processes. At death the etheric body leaves the physical body with other higher members which we get to know. The physical body is handed over to the earth and carries out nothing but physical processes. The etheric double body causes that this does not happen during life. Within this etheric double body, even towering above it at different sides, is the third member of the human being, the so-called astral body. This astral body is a kind of image of our impulses, our desires, our passions, our feelings. In this astral body the human being lives like in a cloud, and he is very well discernible for the clairvoyant, whose spiritual eye is opened for such appearance, as a luminous cloud within which the physical body and the etheric double body are. This astral body is different with a person who always follows his animal-like drives, his sensual propensities; there it shows other colours, other cloud-like formations than with a person who has always lived spiritually; it is different with a person who indulges in egoism, from that of a person who devotes himself in unselfish love to his fellow men. Briefly, the life of the soul finds expression in this astral body. But it also passes on the real sensory perception. You can never look for the sensory perception in the senses themselves. What happens if the light of a flame meets my eye? The so-called etheric waves move from the source of light in my eye, they penetrate into my eye, they cause certain chemical processes in the background of my eyeball, they transform the so-called visual purple, and then these chemical processes spread in my brain. My brain perceives the flame, it gets the light impression. If another could see those processes which happen in my brain, what would he perceive? He would perceive nothing but physical processes; he would perceive something that happens in space and time; however, he could not perceive my light impression in my brain among the physical processes. This light impression is something else than a physical impression which forms the basis of these processes. The light impression, the picture which I only must create to myself to be able to perceive the flame is a process within my astral body. Somebody who has a visual organ to be able to perceive such an astral process sees exactly the physical phenomena within the brain transforming in the astral body into the picture of the flame which we experience. Within these bodies, which I have mentioned to you, within the physical body, the etheric double body and the astral body, is our real ego; what we call our ego in which we become conscious saying: we are it. This ego has higher parts again about which I do not want to speak today. This ego uses the other members of the human being as its tools. If we understand this composition of the human being, this can also give us a particular view of the phenomena which we find with somnambulists. What takes action then if we are in our usual waking consciousness? A light impression is caused because oscillations of the ether come to my eye and are transformed by the astral body into a picture of light, and one understands this picture as a mental picture; that is why I realise this picture. Now, however, we assume that my ego is eliminated; in the usual sleep such an elimination of the ego is to be noticed. Today I do not want to tell where this ego is to be sought for; but if we have a sleeping person before ourselves: what do we have before ourselves? In the true sense of the word only somebody whose spiritual eye is opened can give information about that; he exactly beholds the ego together with the astral body being lifted out of the physical body and the etheric double body. But everybody has this as a phenomenon before himself; everybody knows that during sleep the everyday ego, the ego of reality is eliminated, and that the physical body and the etheric double body, which hold it together, are left to their own resources. During our usual day life our ego, our consciousness is always present when we receive the impressions of the outside world; the daytime ego always controls these impressions of the outside world. If this ego is eliminated, we also receive these impressions of the outside world perpetually. Or do you believe if a bell sounds beside you, while you are sleeping, that then this bell causes no oscillations in the air which penetrate into your ear? Do you believe that your ear is differently constructed at night than during the day? This is not the case. Everything that takes place in the physical body during the day also takes place in the sleeping human being. But what is missing? The ego-consciousness does not penetrate the human being, this is missing. We can show, so to speak, experimentally in natural way which conditions prevail between the single members of the human being, which I have stated. I would like to give you a simple example which one can make easily with every somnambulist. Imagine that a somnambulist gets up at night, sits down to his desk, kindles a candle and tries to write. Now you do the following: you illuminate the room quite brightly using ten lamps for instance—the experiment was done—and the person concerned keeps on writing calmly. Now you extinguish one flame, the small candle flame which he has put beside himself, and he does not keep on writing, he feels as dark; he takes a match, kindles the candle, then he feels it again as a light and can go on working. The other lighting around him does not exist for him, only the flame is there for him which he has taken up in his dream consciousness. The whole remaining sea of light does not exist for him. You see that it is necessary that the human being penetrates his organs of perception from within in a particular way, infiltrates them, so to speak, so that the external sense-perception can take place. It is not only necessary that we have eyes and ears, but it is necessary that we enliven that from within which eye and ear deliver to us that we oppose something from within that transforms it into pictures, into mental pictures and that is why it exists for us. In the everyday life it is our ego, our bright, waking consciousness which offers resistance of own accord, as it were, from within to the outside world. We need that to lift out the impressions and to make them our impressions of consciousness. Imagine this consciousness being extinguished. What is then still in activity? Then the physical body, the etheric double body and the astral body are still in activity. Now, indeed, this astral body can transform what it receives from without into pictures but not into mental pictures, is not taken up into the waking consciousness. Thus the astral body of the human being transforms such impressions into pictures which surround him, either in irregular way or in regular way if the ego is present, so to speak, at this whole process. In such a contact with the outside world is the astral body, the soul of the person who is in a somnambulistic state; yes, in a similar state is already the soul of a dreamer. We have only to make a distinction between both kinds of dreams which I have stated: the irregular dreams which mostly penetrate the dream consciousness of the human beings, and the nice, dramatic, symbolic dreams. With the irregular dreams it will be the etheric double body which is above all active and conveys the contacts with the outside world; with the dreams, however, which run in symbolic, dramatic way, it is the astral body of the person which symbolises the outer impressions, expresses them allegorically and transforms them into a quite dramatic dream. Only because in the present level of development our daytime ego is minded more realistically because we rely in our daytime consciousness above all on our deducing, calculating reason, therefore, any single sensory sensation appears to us to be linked with the others as just this is the case in the waking consciousness. However, we can imagine other states of consciousness; we can imagine that the human being looks deeper into nature. Then this purely rational view also comes to an end. This is just again the case of the higher kinds of soul-life. These should concern us less today; but what must occupy us today above all is the question: how is it possible that the human being shows regular actions, certain psychic phenomena in the somnambulistic state, which is an increase of the usual dream state? One can understand that only if one does not consider the human being as an isolated being, but in connection with the whole remaining world according to the theosophical world view; that one realises above all that outside us in the remaining world not only dead matter exists, but that in the outside world higher forces are active. The human being normally does not put the question to himself: why do we find the laws, the concepts and ideas in the outside world which we have excogitated in our mind in a lonesome twilight hour? The human being mostly does not get the most significant phenomena clear in his mind, phenomena which throw the brightest light on the nature of the human being. However, think only once about the fact that the mathematician sits in his room, mulls over the question what is a circle, an ellipse that he finds this law of the ellipse, of the circle without observation of anything outside him and illustrates them on paper, and then after he has produced these laws out of himself, he finds these laws in the orbits of the planets and in other phenomena of the outside world. It is that way wherever one goes in our spiritual life. The laws which our mind thinks up in the loneliness are the same laws which also control this outside world. If we call that which the human being thinks up wisdom, so we must say: wisdom becomes apparent in the human ego and outdoors in the world we find that the things are built in the same way in which the human being can recognise them using his thinking. But we find if we more exactly look at the world that this wisdom of the world excels even a lot of that which the human being can think up and concoct. I give some extreme examples: take the performances of the beavers. The performances of the beavers are of really astonishing kind, not only that their dens are true creations of an instinctive architecture which could not be more perfect if one erected them according to all rules of mechanics and engineering. No, they deliver something else: they protect themselves in their hiding places by means of dams with which they keep the water away, accelerate or slow down it in certain way. These dams are built in such a way against the power of the water that an engineer who has learnt long to get to know the mechanical principles according to which one must make such an arrangement best of all could not make them better. Yes, they are built in such a way that one can calculate from the inclination of these dams and from the angles which speed or power the flowing water has. They are constructed in such a way that the engineer could not calculate them better in his engineering firm using his science which a lot of human thoughts and endeavours has produced. Now another example: consider a usual human femur. This femur is, if you look at it with the microscope, no compact structure like a piece of mortar, but the bone seems to be fragile, a composition of delicate formations which are built up like a quite delicate frame and scaffolding. A network of fine bone trabeculae is built up; these are interwoven and support each other; and if one study this whole network of bone trabeculae, one perceives a strange wisdom of nature with the construction of such an organism. If one wanted to build, for example, a scaffolding which should support the single parts of a frame in such a way that one achieves the greatest possible effect with the slightest expenditure of energy, one could not make better than nature in its wisdom has constructed such a femur from countless small bone trabeculae which hold and support each other. You find the wisdom that the human being can invent after many mental efforts in any single part of nature. If we could study nature, we could pour out our mind over nature, so that we could perceive in nature outside, then we would perceive nature not as a product by chance, but as the result of infinite wisdom. Imagine instead that the calculating reason perceives the impressions of the outside world through the gates of the senses and can only think about that which it perceives from without, imagine instead that you would have no senses, but the reason would be poured out as it were over the whole nature. You would not perceive the effects of the things on our senses but the being of the things themselves, then you would stand in the wisdom of nature, then you would be a part of the wise nature. One can attain this really, if our waking consciousness is eliminated. One attains that with somnambulists as I have suggested now. I said that one may imagine that our reason, our consciousness forces its way from our brain and penetrates the wisdom of nature in any of its performances and facts. Because we have such clear, waking consciousness, we are secluded from the remaining nature; that is why we must receive the impressions of nature through the gates of our senses. Here is the flame, it makes an impression on my eye; the eye is the gate through which the impression gets to my consciousness. My consciousness causes the mental pictures from within. I am secluded from the outside world because I have sensory gates, and this outside world must enter through the sensory gates into my consciousness first. I am in the situation in my consciousness compared with the remaining world like somebody who stands on a meadow and has a view in all directions and then enters a small house and takes note of everything that is on the meadow only through the windows of the small house. Thus is the wisdom of the whole nature which we perceive in every bone, in every plant which appears from the starry heaven down to the microscopic smallest particle of the body. This wise nature has entered as it were into our consciousness as in a single point and has erected the shell of our organs with their sensory gates round us. Our consciousness is secluded from this being outside and can take up the being outside only through the sensory gates. However, if you eliminate the consciousness, then you get contact, then you live really again connected with the outside world; because the astral body is not separated from the remaining world like the ego, your immediate consciousness. No, everywhere astral threads run out in all directions, so that you witness the life of the whole outside world and not only that of the physical nature, but also the astral and spiritual processes which are perpetually around us. We perceive them if our consciousness is eliminated. What we remember, think up and deduce appears in the somnambulistic state immediately as a phenomenon which the outside nature leads in. As well as you see no star in the sky during the day with the bright sunshine, while, nevertheless, the whole sky is covered with stars because the bright sunshine outshines the light of the stars, it is the same with our bright waking consciousness. What exists in our physical or astral bodies is a weak light, are weak processes which the bright waking consciousness drowns out. If we extinguish this, it will become visible what takes action in the lower bodies like the stars become visible if the sun does no longer shine. In such circumstances are somnambulistic persons and, therefore, we have to realise that the person is in a closer, more immediate connection with the remaining nature if a somnambulistic state happens. It is in such a way to use a nice expression of the German thinker Stilling who characterised this circumstances wonderfully at the end of 18th and outset of the 19th century: “if the sun of the bright daytime consciousness sets, the stars shine in the somnambulistic consciousness.” Nevertheless, we have to ask ourselves: can we rely on these phenomena which appear during the somnambulistic state? They are true phenomena, they concern a reality; but this reality approaches us with exclusion of the organ which the human being has developed gradually, so that he can orientate himself in the world, with exclusion of his bright daytime consciousness. A state is really caused in the human being which reveals something to him that remains, otherwise, concealed but which downgrades him from a level which he got once. Because we know as theosophists that the states which the human being reaches this way and which should allegedly be “higher,” are really states which he has gone through before he attained his present full human consciousness. I cannot explain that to you today; but just as the scientific theory of evolution shows us the purely physical evolutionary processes, theosophy shows us that the human beings gradually got to the level which they have today. This consciousness, through which we orient ourselves in our environment, only appeared after we had gone through other states of consciousness in millions of years of slow development. The human being had a kind of dream consciousness before he developed this bright daytime consciousness in himself. At that time he was really a being which did not perceive the processes round itself in the way as we perceive them with our bright daytime consciousness, but everything round us was symbolised, as well as the dream symbolises even today. A big number of the legends which are still preserved come from such times in which the human beings were still near this dream consciousness and formed these symbolic legends. About that you can find more precise information in a very interesting book of my deceased friend Ludwig Laistner who collected the different forms of legends of the world and showed how these legends were worked out from a symbolising human consciousness not yet awoken to the daytime consciousness. There some legends are really attributed to such states of the somnambulistic consciousness. If we go back even farther, we get to lower and lower states which were, however, closer to nature and to the starting point of the physical evolution at the same time. When the human being began as a wish of the divine being at first, he was generally in a kind of deep trance. At that time the whole humankind was in a kind of deep trance, in a similar trance in which today those somnambulists can be who can be transported into the deepest, so-called magnetic sleeping states. The human being has gone through all these states once, and now we are in the period of the bright waking consciousness. This is even a transitional state which leads us to that ability within the waking consciousness that the human being had in former times but without the waking consciousness, because it was not yet developed. This is the future course of human development: again pouring out the spirit on nature directly to become clairvoyant with full waking consciousness. Some among us who have developed their inner organs using certain methods which theosophy gives are already ahead of the development and able to look really with full waking consciousness into this world of the beings and the spiritual life which surrounds us. Today certain individualities are already among us who are, so to speak, again free of the gates of the senses who are in immediate contact with the spiritual environment. On account of their clairvoyant ability they experience the higher facts with full waking consciousness which are closed to the usual consciousness as we go through between tables and chairs, where they perceive the spiritual world round themselves, which surrounds us at every moment. The theosophical teachings flowed from such views. The somnambulistic consciousness delivers similar teachings in certain respect, and what a somnambulistic person can see after elimination of the bright waking consciousness is often the same that the clairvoyant sees with his bright waking consciousness. But the somnambulist can never control what she/he sees; the somnambulist never is able to control what she/he tells you about spiritual processes in the environment what she/he tells you about percepts which one cannot see by means of the senses. He/she cannot even control whether that which he/she perceives is really true, as she/he perceives it. The strangest delusions may happen to the somnambulists. You can stand before this somnambulist and can say to her/him that you are a person living at another place. The somnambulist will believe this absolutely, will have the true impression that you are that man as whom you pose. The somnambulist believes it, and this becomes the danger. If the somnambulist informs us not only about such easily controllable matters, but if the somnambulist informs us about the higher world which we cannot perceive with the senses, about the so-called astral world or about the higher spiritual world, then it can happen that the somnambulist says to you that she/he perceives any deceased person. Indeed, the somnambulist perceives a spiritual fact, she/he perceives a being; but it does not need to be right that this being is the deceased person in question. This can be another being, a being which generally has nothing to do at all with a usual earthly being. It may be a being which lives in the astral world and has never entered into an earthly world. Briefly, the somnambulist can never convince her/himself because he/she does not have the controlling consciousness whether the impression which he/she had is the right one. This is a danger for the somnambulist, above all a danger which the astral world immediately offers if one enters it. This astral world has—I can say this only by way of a hint—quite different concepts, for example, of good and bad, Our earthly world has concepts of good and bad which are adjusted to our sensuous states. The astral world has another good and bad. If now the somnambulistic person perceives in the astral world, his concepts of good and bad are shaken very easily, and this is the reason why somnambulistic media that inform you in the beginning really only about true matters out of this somnambulistic state of consciousness can be ruined thoroughly in time, so that they can impossibly distinguish deception from reality. It is a matter of course for somebody who knows these higher realms that he does not presuppose that the medium has cheated, even if the facts are not correct. A mediumistic woman may go, for example, to the next best corner shop—this is a case of whose truth I have convinced myself, she is in such a somnambulistic state, that her ego-consciousness, her waking consciousness is extinguished; she buys a small picture of a saint which she puts in her pocket. Then she gets out of this somnambulistic state and has no notion where she got the small picture from. Later she gets—the somnambulistic states are of very intricate kind—again in the trance state and produces the small picture as something that she has brought in from the super-sensible world to this world. The somnambulistic woman, the medium, never has a notion of the fact that she herself bought this small picture or in which way she got it. She is absolutely honest in the usual sense, although the fact is a feigning. Thus the case can happen because of the influence which is exerted on such a somnambulist after the elimination of the waking consciousness that a deception takes place; however, the medium needs not to be a swindler, but she may be completely intact and honest. This shows you that we can do nothing but to position ourselves on the theosophical point of view if we consider the question of somnambulism Theosophy and the theosophical movement are of the determined view that one should enter the higher spiritual world, which can also be made accessible to us by somnambulists, only in the presence of a clairvoyant with a waking consciousness who knows how to get used to the spiritual world, who knows a lot about the spiritual world like about the physical one. Therefore, theosophy demands that if experiments with media should be done—and, indeed, conditions may happen where this is recommended—that they take place only in the presence of a perfect expert, of a clairvoyant working with waking consciousness who can have an overview of everything that happens there really, while the medium and normally also those who experiment with the medium are not able to have an overview of this. Such mediumistic phenomena do not involve a danger at any rate; but we have seen that this danger may result because the sense of direction is missing. Every clairvoyant who works with waking consciousness knows at any single moment what takes action and what a somnambulist sees really, even though she/he pretends to see something else; he knows which influence really takes place, even though the somnambulist pretends that this or that influence takes place. This is just the difference between spiritual science and other similar attempts. I would not like to doubt the truth of the other attempts in any way, but its reality also applies, of course, as well as it applies to other attempts. Because such experiences cannot achieved in one go, because it is impossible that a complete ideal is realised at every point in time, therefore, theosophy does not regard as its task to combat other spiritual attempts like the experiments with somnambulists, because one knows that these experiments produce the same result in the end: the conviction of a spiritual world round us. But the theosophical movement itself tries only to perform under the ideal of the conscious clairvoyance what it has to do in accordance with other spiritual movements. In accordance with other spiritual movements it wants to work, it wants to look at the other spiritual movements as its brother movements. It is ready any time, if it is asked for advice whether this and that is real and true in this or that sense, to give this advice. However, it will let all spiritual attempts be carried out only under the aegis of the expert clairvoyance. This applies to the spiritistic like other spiritual attempts. Occult researches are to be carried out for the purposes of theosophy only under the influence of individualities who can have an exact overview, in conscious way what it concerns. Also one is allowed to heal spiritually only in such a way as one heals physically: with full conscious overseeing the concerning circumstances. Theosophy looks at the somnambulistic phenomena that way. You see that the theosophical view defers somewhat from the superficial external view which sees in the somnambulistic phenomena nothing else than pathological, abnormal phenomena to be rejected, and it also has somewhat different views of these phenomena than those have who believe only on account of them to get to know the higher spiritual life. Theosophy knows where these phenomena come from. It can inform of these phenomena using its clairvoyance. It considers the other attempts and movements, however, which are related to these phenomena in the sense that they regard them as manifestations of the spiritual life as brother movements, with which it strives for the same goal: to give a spiritual, a really idealistic world view, a true knowledge of the spiritual world to the present materialistic humankind. This is a deep truth which a German seer about whom one normally does not know that he is a seer, namely Goethe, expressed that we cannot unveil the secrets of nature with the help of our tools, not by mechanical, physical tools, but that the mind has to search for the spirit everywhere
But Goethe did not doubt the manifestations of the spirit around us; because he realised clearly what he expressed in his Faust in the nice words from which he said that a sage spoke them:
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29. Collected Essays on Drama 1889–1900: Ludwig Tieck as a Dramatist
05 Mar 1898, Tr. Automated Rudolf Steiner |
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A ghost who is to be redeemed by the fulfillment of a strange oracle, an old guilt of the house that must be purged by a new crime, which appears at the end of the play as love and innocence, a virgin whose tender heart forgives even the murderer, the ghost of an unforgiving mother, everything in love and hate, except for a sword itself that has already been used for a crime, must serve a higher purpose without it being able to be changed, without the characters knowing it. |
29. Collected Essays on Drama 1889–1900: Ludwig Tieck as a Dramatist
05 Mar 1898, Tr. Automated Rudolf Steiner |
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An excellent contribution to the history of German dramaturgy was recently made by Heinrich Bischoff. (Ludwig Tieck als Dramaturg. Bruxelles, Office de publicite). Tieck's relationship to dramatic literature and the theater requires an objective appraisal. Bischoff has summarized the reasons for this well in his introductory chapter. "I do not know," wrote Loebell to Tieck's biographer R. Köpke in 1854, "whether there is a second example in the whole of literature of a hatred against an author that so dominates the criticism than against L. Tieck. - For example, the Low German word "Schrullen", which otherwise hardly occurs in the written language, has been found for Tieck's critical opinions. The Bremen-Lower Saxon dictionary explains Schrulle as "an attack of nonsense, evil, foolish mood. And G.Schlesier accuses Tieck in the "Allgemeine Theater-Revue, (Stuttgart and Tübingen, 1st year, S.3 f.), he has broken the German theater, blocked its path and its development, misled the poets and actors and cheated them of a happy development of their talent". Tieck's critical masterpiece, the "Dramaturgische Blätter, would like to banish Schlesier for a few hundred years; there is poison on every page of it." Bischoff cites a variety of reasons for this unprecedented underestimation of Tieck. Tieck was regarded as the head of the Romantic school. This is why opponents of this literary movement hated him from the outset. Personal envy was also a factor among his contemporaries. "We know for certain that Tieck fought a hard battle in Dresden, where he developed his main dramaturgical activity, against a small-minded, ill-intentioned party that envied his intellectual superiority. The Young Germans, Heine, Laube, Gutzkow, to whom Tieck was opposed in a series of his novellas: Reise ins Blaue, Wassermensch, Eigensinn und Laune, Vogelscheuche, Liebeswerben, were also ill-disposed towards him." In more recent times, finally, little effort has been made to study Tieck's dramaturgical writings. The judgment of his contemporaries and immediate successors is taken without much scrutiny. "A striking example is provided by the recently published work by E. Wolff, "Geschichte der deutschen Literatur in der Gegenwarv. In his overview of the history of German dramaturgy, Wolff not only makes no mention of Tieck, but also ascribes to O. Ludwig's "Shakespeare-Studien" the merit that is due to Tieck's "Dramaturgische Blätter". The "clarifying reckoning with Schiller was carried out by Tieck almost half a century before O. Ludwig. The conclusion reached by O. Ludwig that true historical tragedy must return from Schiller to Shakespeare is, so to speak, the pivotal point of Tieck's dramaturgical writings. Just as Lessing settled accounts with the French, Tieck settled accounts with Schiller, with full recognition of his talent and merits, and, like Lessing, pointed to Shakespeare. This is why it is not Ludwig's "Shakespeare-Studien" but Tieck's "Dramaturgische Blätter" that stand out as a landmark in the history of German dramaturgy." The fact that he did not present his views in a closed system, but rather occasionally, has also contributed greatly to Tieck's misunderstanding. They can be found scattered throughout his various writings. Bischoff gives an overview of the writings that come into consideration: (a) the preliminary reports to his poetic works, (b) the conversations about art and literature in "Phantasus", (c) the satirical outbursts in the fairy tale comedies and Schwänken, especially in "Zerbino" and "Puss in Boots", d) the "Unterhaltungen mit Tieck" contained in the second volume of Köpke's biography, e) as the main source the "Kritische Schriften", which Tieck published in four volumes with Brockhaus in Leipzig from 1848-1852, f) the "Nachgelassene Schriften" published by Köpke can be considered as an appendix. Ludwig Tieck was not fond of aesthetic studies. He was of the opinion that theory could never be used to make the fine distinctions that come into consideration in art. One must theoretically exaggerate the truth in some direction in order to arrive at a precise definition. That is why such theories remain stuck in half-truth, if they do not have to resort to the completely untrue. Bischoff proves himself to be a good psychologist by establishing the difference between Tieck the dramatist and Tieck the dramatist. Anyone who overlooks this must underestimate Tieck. In Tieck's dramas an unclear fantasy prevails; nowhere does the poet know how to restrain the creations of the imagination by critical reason; there is little to be found of orderly composition, and yet Tieck, the dramaturge, demands artistic deception from the drama first and foremost. This can never be achieved with such an overgrowth of fantasy as prevails in his own dramas. Tieck the dramatist demands an image of life; Tieck the playwright gives a fantastic play. Furthermore, Tieck, the dramatist, seeks his material in the Middle Ages; at the same time, as a dramatist, he demands the immediate presence of the action. As a critic, Tieck frowned upon mood-painting in drama; as a poet, he inserted ottavas, tercinas, stanzas and canzonas into his dramas, which serve nothing but to lyrically paint the mood. In his "Karl von Berneck", Tieck drew the true archetype of a gruesome tragedy of fate; yet as a critic he condemns this dramatic genre in the harshest terms. Bischoff explains this dichotomy in Tieck's personality in a plausible way. One must distinguish between two periods in his work: a Romantic period, which lasts until around 1820, and a period which is characterized by a turning away from all Romanticism and a return to a more realistic view of the world. The dramas belong to the first period, the dramaturgical studies fall into the time after the change in his basic aesthetic convictions. "Tieck concludes his Romantic production with "Fortunat" before turning to modern life in his novellas, a long series of which he began in 1820, and depicting it in a predominantly realistic manner." "The sharp contrast between his dramatic and dramaturgical production is thus explained by a complete change in his aesthetic views; his dramaturgical activity only began when his dramatic work was finished." Tieck's "Letters on Shakespeare" were published in 1810. At this time, the views of the Romantics were also his own. But over time, he turned away from these views completely. He expressed this clearly to Köpke: "They wanted to make me the head of a so-called Romantic school. Nothing has been further from my mind than that, just as everything in my entire life has been party-oriented. Nevertheless, people never stopped writing and speaking against me in this way, but only because they didn't know me. If I were asked to give a definition of the romantic, I would not be able to do so. I don't know how to make a distinction between poetic and romantic." "The word romantic, which one hears used so often, and often in such a wrong way, has done a lot of harm. It has always annoyed me when I have heard people talk about romantic poetry as a special genre. People want to contrast it with classical poetry and use it to describe a contrast. But poetry is and remains first and foremost poetry, it will always and everywhere have to be the same, whether you call it classical or romantic." - For Tieck, the greatest, the typical dramatist is Shakespeare. At first, this enthusiasm for Shakespeare may well have been of romantic origin. But in his mature years he reproaches Romantic Shakespeare criticism for detaching Shakespeare from the general course of development of his time and presenting him as a miracle that had fallen from the sky. Nevertheless, there is no great difference between Tieck's view of Shakespeare and that of Schlegel. It is not his opposition to Romanticism that is particularly clear. Rather, this is the case with his judgment of Calderon. Tieck sees Calderon's powerful influence on German drama as a pernicious one: "Soon Calderon had become our nation's favorite poet without further criticism. The accidental, the strange, the conventional, which his time imposed on him, or which he elevated to artificiality, was not only equated with the essential, the great dramatic in his works, but often preferred to the truly poetic. People forgot for a long time what they had recently admired in both Germans and Englishmen, and, however unequal the two poets might be, Calderon and Shakespeare were probably regarded as twin brothers; and others, still more enthusiastic, thought that Calderon began to speak where Shakespeare left off, or performed those difficult tasks in a grand manner which the colder Northerner did not feel equal to; even Goethe and even Schiller took a back seat to the drunks at that time, those intoxicated people who truly and seriously believed that true salvation for poetry could only come from the Spaniards and especially from Calderon. " The critic Tieck detested most was the German tragedy of fate. He turned against the blind, demonic fear of fate, which played such a large role in the world view of Romanticism, in the sharpest way and with biting derision, although the same power plays a terrible role in his youthful dramas. "Karl von Berneck" is, as far as I know, the first time an attempt has been made to introduce fate in this way. A ghost who is to be redeemed by the fulfillment of a strange oracle, an old guilt of the house that must be purged by a new crime, which appears at the end of the play as love and innocence, a virgin whose tender heart forgives even the murderer, the ghost of an unforgiving mother, everything in love and hate, except for a sword itself that has already been used for a crime, must serve a higher purpose without it being able to be changed, without the characters knowing it. I realized even then how different this fate was from that of Greek tragedy, but I deliberately wanted to substitute the ghostly for the spiritual". He later condemned such dramatization: "Instead of debts and financial hardship, a crime, kidnapping, adultery, murder, blood; instead of the uncle, stern father, strange old man or general, heaven itself, which is even more stubborn than those family characters and cruel to boot, because it knows no other development than fear of death and burial." The contrast between Tieck, the dramatist, and Tieck, the playwright, becomes clear in Tieck's harsh condemnation of the dramas of the mature Schiller. It seems like a mockery of his own production when Tieck bitterly rebukes the workings of fate in the "Bride of Messina". For Schiller attempted to give the dark rule of fate a semblance of necessity; while Tieck himself, in his "Abschied" and "Karl von Berneck", grants it a desolate reign in the form of chance. Tieck's rejection of the Romantic as opposed to the natural, the human, is expressed most harshly in his criticism of Schiller's and Goethe's anticizing tendencies. He is generally an enemy of humanism, which carries ancient education and views into modern life. He believed that art could only flourish if it drew its content from the soil of the national. In "Goethe and his time" he speaks out against humanism: "It would be desirable that a mind as brilliant as Rousseau's or Fichte's should show, with the same sharp, perhaps even sharper one-sidedness than they wrote about the closed commercial state and the harm of the sciences, what a disadvantage knowledge of the ancients has brought us. How everything that was still remembered has sunk into contempt, how all new, good and correct endeavors have been inhibited, how the peculiar, patriotic has often been destroyed by a wrong worship and half-understanding of the ancients." And in his dramatic fairy tale "The Life and Deeds of Little Thomas, Called Thumbelina", he mocks by ironically depicting objects borrowed from folk tales, for example the seven-league boots, in an antique light: "Believe me, I can see from these boots that they have come down to us from ancient Greece; no, no, no modern artist does such work, so secure, simple, noble in cut, such engravings! Oh, this is a work by Phidias, I won't let that be taken away from me. Just look at it, when I place one of them like this, how completely sublime, sculptural, in quiet grandeur, no excess, no flourish, no Gothic addition, nothing of that romantic mixture of our days, where sole, leather, flaps, folds, tufts, jizz, everything must contribute to produce variety, splendor, a dazzling being that has nothing ideal; the leather should shine, the sole should creak, miserable rhyming being, this consonance in appearance; . .I have modeled myself after the ancients, they will not let us fall in any of our endeavors." Tieck has the court cobbler Zahn say this. The modern world and modern life are fundamentally different from those of the Greeks, Tieck believes. This is why he condemns the dragging of ancient ways into modern drama, as demanded by Goethe, Schiller and the two Schlegels. Tieck also valued above all that which approached the modern in its presentation and conception, such as the dramas of Euripides, while the Graecomans were more attracted to Sophocles and Aeschylus, in which the specifically Greek is expressed more purely. The praise that Goethe and Schiller bestowed on Aristotle was thoroughly repugnant to Tieck. He sees a fundamental difference between the living conditions of Greek and German drama. For the Greeks, it was the shaping of the fable, the plots that mattered; for the moderns, the main thing is the development of the characters. "The newer drama is obviously essentially different from the old; it has lowered the tone, motives, character sketches, the contingencies of life are more prominent, the emotional forces and moods develop more clearly, the composition is richer and more varied, and the relationship to public life, the constitution, religion and the people is either silenced or stands in a completely different relationship to the work itself. The meaning of life, its aberrations, the individual, the strange, have been given more prominence; and those authors who have sometimes tried to strike the round, full tone of the old tragedy have almost always lapsed into bombast and the tone of Seneca." Tieck contrasts the modern character drama with the old situation drama. At the center of his dramaturgical explanations is the idea that modern drama has the task of cultivating characterization and realism. He therefore turns against Schiller's idealism and never tires of opposing it with Shakespearean realism. Tieck found the real damage of the antique direction in the later Goethean and Schillerian dramas. The early works of both poets met with his almost unreserved approval. He regrets that Schiller had departed from the path he had taken in his "Räuber" and Goethe from the one he had taken in his "Götz". And he raises the serious accusation against the former that he, "as well as having founded our theater, so to speak, is also the one who first helped to destroy it again." "Our stage has probably never strayed so far from the truth as in the 'Bride of Messina', and it remains an incomprehensible error of the great poet to want to replace the chorus of the ancients for us in this way, which abolishes the play instead of supplementing or transfiguring it." Tieck, on the other hand, has Elsheim say to Leonhard in the "Young Master Carpenter" of The Robbers: "You know how I love this bold, daring, sometimes impudent poem, more than most of my compatriots who admire Schiller. It is a defiantly titanic work by a truly powerful spirit, and not only do I already find the future poet in it, but I even believe I can discover excellences and beauties in it, announcements that our beloved compatriot has not fulfilled as we might have expected after this first upswing." Compare Tieck's judgment of "William Tell" with this: "If some, even eminent critics, have declared this work to be the best, the crown of Schiller, I can so little agree with this judgment that I rather miss the drama in the play, and that, as I believe, all the virtuosity and experience of a mature poet was needed to make a whole seemingly out of these individual scenes and images, out of these speeches and descriptions, almost impossible tasks and incidents, which are mostly undramatic. "Wallenstein" and "Mary Stuart" are works of art in a much higher sense, and the fragmentary nature of "Tell" is proven by the fact that one could omit the conclusion without disadvantage, perhaps with profit, and delete the scene of love, which does not at all want to resonate with the tone of the whole. This work is proof of how easily we Germans are content with attitude and description."Consistent with these statements are Tieck's following comments on Goethe: "I admired Goethe immensely in his youthful poems and still admire him; I have spoken and written so much in his praise that, when I now hear so many uncalled-for panegyrists, I could still be tempted in my old age to write a book against Goethe for a change. For there can be no mistake about the fact that he, too, has his weaknesses, which posterity will certainly recognize." "We must never concede," is another statement, "that Goethe later stood higher in his enthusiasm, poetic power and opinion than in his youth... His striving for the many-sided has fragmented his powers, his consciously looking around has caused him doubt and at times removed his enthusiasm." In contrast, Tieck emphasizes the stamp of the German spirit and the truly modern character in the dramas of the Sturm und Dränger. His judgment of Heinrich von Kleist gives us a good insight into Tieck's view. His deep penetration into the characters portrayed and his truthful realism cannot be emphasized often enough. His comments on the "Prince of Homburg" are particularly characteristic. He rebuked the public, who had become accustomed to seeing all heroes drawn according to a certain template. The general concept of a hero has clouded the view that an individual heroic figure can also be like the Prince of Homburg. According to this general concept, a hero should above all despise death and hold life in low esteem. But Kleist once drew a hero whose fear of death is understandable from the nature of his soul. Bischoff correctly describes Tieck's relationship with Lessing. This relationship also illustrates Tieck's attitude towards naturalism. Lessing, according to Tieck, had turned with zeal against the eccentricity and silliness of conventional idealism. But he fell into the error of wanting to depict nature as such. In this way, he became the inventor and creator of domestic, natural, sensitive, petty and thoroughly untheatrical theater. For Tieck, despite his realistic creed, never wanted to see mere naturalness on the stage, but rather a deepened naturalness recognized in its essence. This is why Kleist's characters, who reveal their souls, seemed more dramatic to him than Lessing's characters, who are assembled from individual observations. One result of Tieck's views on drama is his comments on the art of acting. In the great battle between the Hamburg and Weimar schools, he took the side of those who defended and practised the former. He did not want declamation, but character portrayal, not the beautiful, but the meaningful. He is said to have spoken harshly against Goethe's view of the art of acting. He probably made derisive remarks about the rules as defended by the Weimar poet and theater director: that everything should be beautifully portrayed, that the spectator's eye should be stimulated by graceful groupings and attitudes, or that the actor should first consider not working out the natural, but presenting it ideally. In this respect Tieck is much closer to modern views than Goethe. He had no understanding of the fact that the actor must always turn three quarters of his face towards the audience, never play in profile, nor turn his back to the spectators. Tieck called such acting artificial declamation and false emphasis. In contrast, he praises Schröder: "It is simplicity and truth that characterized Schröder, that he did not adopt a captivating manner, never rose and fell in tones in declamation without necessity, never pursued the effect merely to excite it, never struck up that singing lament in pain or emotion, but always led the natural speech through correct nuances and never abandoned it." Tieck is said to have been a captivating reader. He proved precisely how highly he valued a stylistically perfect form of speech despite his demand for naturalness. In general, Tieck's aspirations should not be confused with demands for a complete stripping away of everything that the stage demands by its very nature. He had a keen sense of the possibilities of the theater. Characteristic is what he says about the decorations: "Why should the stage not be decorated where it suits, amuse with dress and dance? Why should a thunderstorm not be represented naturally? There is only talk of this not becoming the main thing and displacing the poet and actor." The ideal that Tieck had in mind for the stage was a middle ground between the old English stage with its lack of ornamentation and the modern development of all kinds of refined means, which only blunt the receptivity for the actual poetry. In 1843, he staged Shakespeare's "A Midsummer Night's Dream" with the help of the three-storey Mystery Stage, because this arrangement avoids the countless transformations that destroy all coherence and destroy a sensation that was just in the making. Devrient, the author of the "History of German Dramatic Art", was the most enthusiastic in his recognition of Tieck's services to German dramaturgy. While working on this work, on March 24, 1847, Devrient wrote to Tieck: "The History of German Dramatic Art, which I have undertaken to edit, brings everything I have ever heard from you about the nature of our art back to my mind, the further and deeper I research, and makes so much that I otherwise doubted become a complete conviction. I feel more and more in agreement with what you have said here and there in your works about the development of the German stage - unfortunately it is far too little for my needs - so that I have come to recognize your views as the most infallible." |
92. Greek and Germanic Mythology in the Light of Esotericism: The Prometheus Saga
07 Oct 1904, Berlin Tr. Dorothy Lenn Rudolf Steiner |
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In the English version of An Outline of Occult Science, this Being is called ‘the leader of the Christ-initiates’ or ‘the leader of the Christ-oracle’. (p. 177 in the 1949 edition).4. Chela means pupil of the Mysteries; Master means teacher in the Mysteries. |
92. Greek and Germanic Mythology in the Light of Esotericism: The Prometheus Saga
07 Oct 1904, Berlin Tr. Dorothy Lenn Rudolf Steiner |
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You will have come to realise from many of my lectures that a deep significance underlies the world of saga, that myths are the expression of esoteric truths. Today I should like to speak of one of the most interesting of these sagas, one that has a bearing on the evolution of our fifth root-race.1 At the same time I shall be able to show you that the esotericist can pass through three stages in the understanding of saga. First, the sagas live in one or other of the peoples and are understood exoterically in their literal meaning. Then disbelief in their literal interpretation begins, and educated people search for their symbolic meaning. Behind these two interpretations are hidden five others, for every saga, has seven interpretations. The third stage is the one in which they can, in a way, be taken literally again. Of course, you have first to come to understand the language in which they are expressed. To-day I want to speak of one that is not very easy to understand, I want to speak of the Prometheus saga. In a chapter in the second volume of her Secret Doctrine2 Madame Blavatsky refers to this saga, and what she writes will enable you to see what a profound meaning is hidden in it. Nevertheless, it is not always possible to say the last word in published works. To-day we can go a little beyond the explanations given by Blavatsky. Prometheus belongs to the world of Greek saga. He and his brother Epimetheus are the sons of a Titan, Japetus. The Titans are themselves sons of the ancient Greek god Uranus and his wife Gaia. Uranus means ‘heaven’, and Gaia ‘earth’. And let me draw your attention to the fact that Uranus is to the Greeks the same as Varuna to the Indians. Thus Prometheus is a Titan and one of the sons of Uranus, as is also his brother Epimetheus. Chronos (Time) usurped the throne of his father Uranus and obtained the rulership for himself. For this he was in his turn dethroned by his own sons and, with all the other Titans, cast into the underworld. Only Prometheus and his brother Epimetheus remained loyal to Zeus during these events. They fought side by side with Zeus against the other Titans. Now Zeus had created the human race. But humanity had become rebellious, hence he wanted to exterminate it. Then Prometheus made himself humanity's representative. He devised a plan to give men the means whereby they could save themselves and be no longer entirely dependent upon the help of Zeus. Thus we are told that Prometheus taught men the use of writing and of the arts, but above all the use of fire. Because of Zeus's anger Prometheus was chained to the Caucasus, and was forced to endure there much suffering over a long period. Further, we are told that the gods, with Zeus at their head, then caused Hephaestus, the god of the smiths, to make a statue of a woman. This female statue was provided with all those external attributes which adorn human beings of the fifth root-race. This woman was Pandora. She was sent to bring gifts to mankind, first to Epimetheus, the brother of Prometheus. Prometheus warned his brother not to accept the gifts, but the latter allowed himself to be persuaded. All these gifts of the gods, except one, were showered upon humanity. They constitute for the most part human miseries and sufferings. Only the gift of hope was withheld in Pandora's box. Thus Prometheus was chained to the Caucasus and a vulture gnawed continuously at his liver. But he knows something which will ensure his rescue. He knows a secret of which even Zeus is ignorant, a secret which Zeus is trying to discover. But Prometheus does not betray the secret, although Zeus sends to him Hermes, the messenger of the gods. Now in the course of the story we are told of a remarkable release. Prometheus can only be freed through the intervention of an initiate. Such a one “was Hercules, who performed the twelve labours. The execution of these twelve labours was the achievement of an initiate. They symbolise the twelve tasks of initiation. Moreover it is said of Hercules that he had undergone initiation into the Eleusinian Mysteries. Nevertheless someone had to be sacrificed, and so Chiron the centaur was sacrificed for Prometheus Chiron was already suffering from an incurable malady. He was half animal and half man. That is how Prometheus was rescued. This is the exoteric saga of Prometheus. In it lies the whole history of the fifth root-race, and in it real Mystery-truth is hidden. The story was told in Greece as genuine saga; but it was also represented in the Mysteries, so pupils in the Mysteries had a knowledge of the destiny of Prometheus before them. And in Prometheus and his destiny they were meant to see the past and the future of the whole of the fifth root-race. You will only be able to understand this if you bear in mind one thing. In the middle of Lemuria there came about for the first time what we call incarnation, incarnation in the sense in which we have human beings to-day. Mankind was guided by great leaders and teachers whom we call ‘the sons of the fire mist’. To-day the fifth root-race is also guided by great initiates, but our initiate are different from the leaders of mankind at that time. You must now come to understand what this difference was. There is a great difference between the leaders of the two preceding root-races and those of our fifth race. The leaders of those races too were united in a White Lodge. But they did not undergo their earlier evolution on our earth planet, but in another environment. They descended to earth already mature, descended as human beings of higher development, in order to instruct men who were still in their infancy, in order to teach them the first arts which they needed. This period of instruction lasted through the third, fourth, and right into the fifth root-race. This fifth root-race originated in a little band of men who were singled out from the previous root-race. They were led into the Desert of Gobi and later dispersed over the earth. Their first leader, the leader who gave the impulse for this evolution of mankind, was one of those whom we call the Manus, he was the Manu3 of the fifth root-race. This Manu is still one of those leaders of the humanity who descended at the time of the third root-race, one of the leaders who had not gone through their evolution only on the earth but who brought maturity to earth with them. It was not until the fifth root-race that the development of men such as we are ourselves began, the development of men who, like us, have undergone their evolution on the earth alone, men who have evolved from their lowest stages entirely on the earth. Thus we have some human beings who are already exalted Leaders and Masters, and others who strive to become such Leaders. Within the fifth root-race, therefore, we have Chelas and Masters4 who have passed through all that our earth has passed through. One of the Masters who has the guidance of the fifth root-race is destined to undertake the guidance of the sixth. The sixth root-race will be the first to be guided by an earthly Brother as its Manu. The earlier Masters surrender the leadership to mankind. With the dawn of our fifth root-race we have the beginning of all that we call the development of the arts, the development of skill and dexterity. The Atlanteans still led quite a different life. They had no inventions and discoveries. They worked in an entirely different way. Their technique and their skill were quite different. It was only with our fifth root-race that what we call engineering and craftsmanship in our sense developed. The most important discovery was that of fire. You must be quite clear about this, you must be quite clear how much of our widespread engineering, industry and craftsmanship depends upon fire. I think that the engineer will agree with me when I say that without fire nothing of modern engineering would be possible, so that we may say that the discovery of fire was the fundamental discovery, the discovery that gave the impulse to all others. And you must also understand that at the time when the Prometheus saga arose, the term ‘fire’ comprised everything in any way connected with warmth. Fire was also understood to be the cause of lightning. Fire was the comprehensive expression for the causes of all phenomena of warmth. The consciousness that humanity of the fifth root-race stands under the sign of fire is what is primarily expressed in the Prometheus saga. And Prometheus is none other than the representative of the entire root-race. His brother is Epimetheus. Prometheus means ‘thinking in advance’, Epimetheus means ‘thinking afterwards, reflecting’. There you have the two activities of human thought, clearly contrasted in the man of reflection and the man of forethought The reflecting man is the man who allows the things of this world to work upon him, and then thinks; such thought is the Kama-Manas5 thinking. To-day the man of the fifth root-race still thinks predominantly like Epimetheus. However in so far as he does not merely allow what is already there to work upon him, but becomes an inventor or a discoverer, to that extent he is a Prometheus. Inventions could never be made if all men were like Epimetheus. An invention occurs when a human being creates something that was not there before. It is first there in thought and then the thought is converted into reality. That is Prometheus-thinking. This Prometheus-thinking in the fifth root-race is Manas-thinking.6 Kama-Manas and Manas run like two streams side by side in the fifth root-race. The Manas-thinking will gradually become more and more widespread. This Manas-thinking of the fifth root-race has yet another peculiar characteristic, which we understand if we look back to the Atlantean root-race. In Atlantis there was more of an instinctive thinking which was still bound up with the life-force. The Atlantean root-race was still able to make motor-power from the force in seeds. Just as to-day we have in our railway coal-yards a kind of reservoir of power for the movement of engines and freight, in the same way the Atlanteans had stores of plant-seed containing power, which they were still able to convert into power to drive those air-ships which are described in Scott Elliott's book on Atlantis.7 The spirit of the Atlantean man was still able to subjugate living nature; the spirit of the fifth root-race can only control lifeless nature, the latent forces that lie in stone, in minerals. Thus the Manas of the fifth root-race is chained to the mineral forces, as the Atlantean race was bound up with the life forces. All Promethean force is chained to the rock, to the earth. Hence, too, Peter is the rock upon which the Christ built. It is the same as the rock of the Caucasus. The man of the fifth race has to seek his evolution on the physical plane. He is chained to the inorganic forces. Try to acquire an idea of what we mean when we speak of this engineering, this technology, of the fifth root-race. What is its purpose? Viewing the matter generally, you will see that when intelligence, the power of Manas is applied to the inorganic, to the mineral world, the results of all these powers of invention and discovery, however prodigious, are by and large in the service of human egotism, of men's personal interests. Starting from the earliest inventions and going on right up to the telephone, one of our latest inventions, you will see what mighty forces have been made serviceable to us. But what ends do they serve, what is it that we transport by rail and steamer from foreign lands? Foodstuffs. We order food by telephone. It is really human karma that begins with these inventions and discoveries in the fifth root-race. This is what an objective study of the matter must make clear to us. Then we shall understand that the higher man, that higher man who has been plunged into matter, is in fact, during the fifth root-race, chained to it. Therefore it is in matter that his karma will reach its fulfilment. If you enter into esoteric realms, you will find that man's principles have a specific relationship with his organs. Sometime I will explain this more fully. To-day I will mention only that our seven principles have a specific relationship with the organs of the human body. First we have what we call the physical. This has an occult connection with the upper part of the face, with the root of the nose. When the physical structure of man took its start (man was formerly purely astral, and then built himself into the physical), it began with this part; the physical structure began at the root of the nose and built itself up from that point, so that the esotericist recognises the root of the nose as belonging to what is essentially physical-mineral. The second principle is Prana, the etheric body; with this we associate the liver. The liver has a specific occult connection with the etheric body. Then comes Nama, the astral body. This has developed its activity in the structure of the digestive organs, represented by the stomach. If the astral body did not have the specific stamp in man which in fact it has, then the human digestive organs, including the stomach, would not have the specific form which they have to-day. If you study firstly the physical basis of the human being, secondly his etheric body, and thirdly his astral body, you have what in the fifth root-race is fettered to the mineral element. Through his higher bodies man wrests himself from his fetters again, and mounts up to something higher. Kama-Manas works its way up again, in Kama-Manas man frees himself again from the pure nature-basis. Therefore there is an occult connection between Kama-Manas and the organ through which man is severed from his nature-basis. There is an occult connection between the lower Manas and the umbilical cord. If there were no Kama-Manas in man, then the embryo would not be severed from the mother in this manner. If we pass on to the higher Manas, we find that it has a similar occult connection with the human heart and with the blood. Buddhi (Life-Spirit) has an occult connection with the larynx, and Atma (Spirit-Man) with what fills out the entire man, with the Akasha contained in man. These are the seven occult, relationships. In considering them we have to stress the importance for our fifth root-race of the relationships with the etheric and the astral bodies. And if you bear in mind what I said earlier of the control by the Atlanteans over Prana (the life-force permeating the etheric body) you will see that in one way the Atlantean stood at a still lower stage. His etheric body still had the original relationship with the external ethers and because of this he controlled the Prana of the outer world. Because man has risen to one stage higher, his work has become one stage lower. That is a law. If there is an ascent on the one hand, there must be a descent on the other. Whereas formerly man worked on Kama from Prana, now he has to work with Kama on the physical plane. You will see how profoundly the Prometheus saga symbolises these occult connections. A vulture gnaws at Prometheus's liver. The vulture symbolises Kama, which really destroys the forces of the fifth race. The vulture gnaws at the human liver, the basis of life; so does this force of the fifth root-race gnaw at the essential life-forces of man, because man is chained to mineral nature, to Peter, to the rock, the Caucasus. During the fifth root-race only human initiates are able to bring release to fettered man. Hercules, a human initiate, has to go all the way to the Caucasus in order to set Prometheus free. It is thus that the initiates will wrest men from their bondage. The human being who still has a connection with the animal nature—the centaur Chiron—must make a sacrifice. The man of earlier times must be sacrificed. The sacrifice of the centaur is as important for the development of the fifth root-race as man's release by initiates. It is said that in the Greek Mysteries the future was foretold to men. This does not mean that people were given a vague abstract account of what was to happen in the future, but they were given indications as to the paths that are to lead over into the future. The great Mystery-drama of Prometheus is an expression of what is to evolve as human capacity. By the three generations of gods—Uranus, Chronos and Zeus—we have to understand three Beings who were leaders of men one after another. Uranus means heaven, Gaia the earth. If we go back beyond the middle of the third race, the Lemurian, we find no men as we now know them, but one man, who is called in the secret doctrine Adam Cadmon8—the man who is still without sex, who does not yet belong to the earth, who has not yet evolved the organs for earthly sight, who still belongs to the Uranus-nature, to heaven. By the marriage of Uranus with Gaia there arose the man who descended into matter, and thereby stepped into Time. Chronos (Time) becomes the ruler of the second generation of gods from the middle of Lemuria right up to the beginning of Atlantis. The Greeks symbolised these leading Beings as, first of all Uranus, later Chronos, and after that they went over to Zeus. But Zeus is still one of the leaders who did not undergo their training on earth, he is still one of the immortals, as in fact were all the Greek gods. During the fifth root-race mortal man is expected to stand on his own feet. This humanity of the fifth root-race is represented by Prometheus. The fifth race was the first to acquire human skill and the primeval art of fire-making. Zeus is jealous of this race, the race in which men come to have their own initiates, initiates who in the sixth race will take the lead into their own hands. But humanity has to pay the price for this. Hence its primordial initiate must first of all take upon himself the sum of all suffering. Prometheus is the archetype of the initiate of the fifth root-race, one initiated not only into wisdom but into deed. He runs through the whole gamut of suffering, and is released by the man who makes himself mature enough to free humanity little by little and to lift it above the mineral realm. The saga thus expresses great cosmic truths. That is why I said at the outset that anyone who reaches the third interpretation may take it literally once more. Every saga undergoes change. It is derived from primordial times and transforms itself at a certain point There is a point in every saga at which it is to be taken literally again. In the Prometheus saga you have the vulture gnawing at the liver. That can be taken quite literally. The vulture gnaws at the liver of the fifth root-race. This Promethean struggle with suffering is repeated in the fifth root-race in every single man. What is here expressed in the saga is to be taken quite literally. Without this struggle the destiny of the fifth race would be quite different. Thus sagas can be interpreted in three ways. First there is the exoteric meaning, secondly the allegoric—the human struggle—thirdly, the occult significance, where again a literal interpretation enters in. From this you will see that so far as these sagas can be interpreted in this way, they originate in the Mystery Schools, and are no less than the record of what has been revealed in those schools as the great destiny of man. Just as I was able to show you that Odin represents what took place in the Druid Mysteries, so in Prometheus we have what the pupil of the Greek Mysteries experienced to give him energy for life in the future.9
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92. Greek and Germanic Mythology in the Light of Esotericism: The Argonaut Saga and the Odyssey
14 Oct 1904, Berlin Tr. Dorothy Lenn Rudolf Steiner |
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Described in An Outline of Occult Science as “the Christ-initiate” or “the leader of the Christ-oracle”. |
92. Greek and Germanic Mythology in the Light of Esotericism: The Argonaut Saga and the Odyssey
14 Oct 1904, Berlin Tr. Dorothy Lenn Rudolf Steiner |
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To-day I should like to speak about a very important myth, also Greek, one which, like all myths, can be interpreted at many different levels. We will endeavour to uncover its real kernel. But before going on I should like to preface what I have to say by a few more theoretic observations. In the last number of Lucifer-Gnosis1 I stressed that the last three culture-periods of Atlantis saw the beginning of a particular influence on the human race which still endures even to-day. It has to do with the fact that men then became mature enough to work in what we call our intellect. Before that time man was more a being of memory. Up to the fourth Atlantean culture-period man's memory was especially developed. The faculty of intellectual combination, the calculating faculty, in short, all that makes up our present-day culture, began in the fifth Atlantean period with the Ur-Semites. And it was this that made the Ur-Semites capable of originating the whole of the fifth, the Aryan, root-race. The Aryan root-race had as its primary task the development of the intelligence which is active on the physical plane. When such a new phase of human evolution occurs, it becomes possible for new Beings, Beings who up to that time had led hidden lives, to gain an influence on evolution. And in fact, since the fifth culture-epoch of Atlantis, a particular host of Beings have participated in human evolution, the activity of whom had not hitherto been noticeable. You must think of these Beings as very highly evolved, far more highly evolved than man at the stage he then was. But in a certain way they had lagged in their development behind the Beings who in the middle of the Lemurian time had intervened in the affairs of the human race. It was a fresh setback which took place at that time. The Beings of whom I am now speaking belonged in their whole nature to what we call the Moon evolution. They went through their development on the Old Moon, but they were not so far advanced as the Beings who were able to intervene in the middle of the Lemurian time. They had remained behind the normal development on the Moon. They had advanced to the point of recognising that the faculties which man had now attained were analogous to their own, to the point of recognising that they could obtain control over those human faculties. Up to this time men had not been Beings of intelligence, now they acquired the intellect. And these new Beings made use of this human intellect for their own further development. Thus it came about that a phase of human evolution now set in which we call the phase of cold, objective science. Prior to this time there was no such thing, and one day there will again be no such thing. All wisdom hitherto attained in human evolution has been fundamentally associated with love. Cold, calculating science is under the influence of these backward Beings. Thus the influence of these Beings, who are still active, will come to an end only when our whole intellectual activity, everything which we are capable of knowing, is again permeated with love. When intelligence and love are once more united in the higher wisdom, the influence of those Beings, who are not visible on the physical plane, will disappear. To make clear their influence, in the first place to the pupils of the Mysteries, and then to mankind, was the task of the Greek Mysteries About the eighth century B.C., a very important epoch sets in as regards these Beings. If you think of the culture-epochs of our fifth root-race—of the ancient Veda culture, then of the ancient Persian culture, of the Chaldean-Egyptian culture, if you think even of the time of the Druid culture, you will find that an objective, dispassionate science of knowledge did not exist. It first emerged at the dawn of the fourth culture-epoch, which one can place in about the eighth century B.C. With it there dawned an objective knowledge, completely detached from all the rest of the contents of the human mind. A Chaldean priest who cultivated astronomy still sought to fathom the purposes of the rulership of the world; and this can also be said of the Egyptian and Druid priests; they sought to acquire insight into the purposes of the world-ruler. A purely intellectual knowledge first dawned in Greece. This intellectual knowledge had been prepared step by step, and emerged, bound up with the rest of human activity, under the influence of the Beings I have mentioned; it was fully released in the fourth culture-epoch of the fifth root-race. Those who were initiated in the Mysteries of that time, confronted by the external wisdom, looked upon the ancient wisdom, which had formerly been at the disposal of mankind, as something lost, something which men must seek to regain. Now there was a particular way of describing the point of time in which this dispassionate, dry wisdom separated itself from the all-embracing primeval wisdom. In the eighth century B.C., the passage of the sun through the sign of the Ram, which then took place, was experienced as the repetition of an earlier passage through the same sign thousands of years previously. It is well known that the sun moves forward through the whole of the zodiac, through the Ram, the Bull, the Twins, through Cancer, the Lion, the Virgin and so on, so that it has already passed through the Ram many times. The last time it had passed through the Ram, man was in possession of a knowledge united with love, and thereby of the primeval wisdom. This primeval wisdom had now been lost, and had given place to a culture of external wisdom. The priests of the Greek. Mysteries expressed this whole process in its occult significance through the profound symbol of the Argonaut saga, in which the ram is the symbol of the union of love and knowledge. Let us first call to mind the whole of the myth. We are told that Phrixos and Helle had to suffer many things at the hand of their bad stepmother. Therefore their dead mother appeared to Phrixos and advised him to run away and to take his sister with him. She gave him a large ram with a golden fleece, upon the back of which they were to cross the sea. Helle fell off and was drowned in the Hellespont, but Phrixos reached Colchis with the ram. There he is said to have sacrificed it and to have given its fleece to King Petus, who hung it on an oak in front of a cavern. Later, the Greek hero Jason, together with the most important of the Greek initiates of the time, Orpheus, Theseus, Hercules and others, set to work to recover the fleece from the alien people of Colchis. Through winning the hand of the king's youngest daughter, Medea, he was enabled to bring it back to Greece. First he had to overcome two fire-breathing bulls. Then he had to sow a dragon's teeth. From the dragon's teeth grew armed men, who began to fight. With Medea's help he was able to bring this conflict to a successful conclusion. It was she too who enabled him to capture the fleece and to set out, together with it and her, on the homeward journey to Greece. In order to deceive her father Medea had taken her brother with her, had slain him and had thrown his dismembered body into the sea. While the lamenting father was collecting his son's limbs she was able to continue her flight with Jason into Greece. In the eighth and ninth centuries B.C., the pupils of the Greek Mysteries were taught the occult meaning of this saga. They were taught that the Beings who made use of the dry, dispassionate human intelligence had now attained a special importance. The longing awoke in them for the ancient culture which had obtained when the sun had passed through the sign of the Ram on the occasion before the last. That the twins Phrixos and Helle were carried by the ram to Colchis means simply that an earlier race—the Persian-Iranian, with its twofold nature (it stood under the sign of the gods Ormuzd and Ahriman)—had regained the union of knowledge and love. This race had borne the fleece to hidden realms. Still earlier, in Atlantis, this fleece, this wisdom, had been the common possession of human culture; then it had been carried into distant Mystery-schools. It had to be brought back again. Thus the Argonaut saga is an expression of the founding of the Greek Mystery-schools. Thus we are told that a primeval wisdom existed among the people of Atlantis. It was then the common possession of humanity. It had been lost and was now only to be found in the caves and crypts of the pupils of the Mysteries. But the Greeks established the Mysteries anew; by bringing the primeval wisdom back again to Greece, Theseus, Orpheus, Hercules and others became the founders of this Greek Mystery-wisdom. A dispassionate, cold intelligence, which is objective, is introduced by Thales, Anaximenes, Socrates and other philosophers. The Mystery-wisdom is united with love. It is a wisdom which cannot be attained without purification of the passions, the forces of Kama.2 The other kind of knowledge can be obtained without purification of Kama. Thus the very important Argonaut saga puts before us the transition from the third to the fourth culture-epoch of our present root-race. Human culture, which formerly was one stream, now separates into two—into mystery-wisdom and external knowledge. The one stream was hidden—it was the recovery of the golden fleece but it was nevertheless effective. It had an influence on Greek art and culture. Only on external knowledge was it henceforth to have no influence. This is the saga of the voyage of the Argonauts. The Odyssey too is concerned with the transition from one race to another. The Odyssey has been given the most varied explanations To-day I only want to indicate the bare framework of the saga. In my book Christianity as Mystical Fact I tried to make use of its second stage of interpretation; to-day we will look at the third. Odysseus, who took part in the siege of Troy, by his cunning and his cleverness, helped the Greeks to conquer Troy. He made lone voyages, voyages in which he went astray—voyages on the water, be it noted. He came to the land of the Cyclops and overcame their one-eyed leader; then he went further, to Circe, who, we are told, turned his companions into swine. Then he descended into the underworld, and made the acquaintance of the dead heroes of Troy. Then he came under the influence of the sirens, who lead men astray by their magic songs. We are further told that most of his companions succumbed to the temptation, but that Odysseus caused himself to be bound to his ship, and thus saved himself; we are told how he then came to a place between Scylla and Charybdis where his ships were in danger of being wrecked. To save himself he had to pass through a whirlpool. Then he comes to the island of Calypso, sojourns there seven years and is enabled to leave by the intervention of Zeus, who orders Calypso to let him go, and at last he reaches his home country. He is led by the goddess Pallas Athene into his house and to his wife, who has had to withstand many dangers because of the suitors who beset her. So she unravels by night the weaving she accomplishes by day, because she has promised her hand to one of her suitors when the work is finished. Now let us go through this outline of the Odyssey as it is known to us from Greek occult wisdom. The schools of initiation, in which was actually enacted what I have just recounted, led the pupils on to the astral and the mental planes3 in such a way as to enable them to survey a stretch of human evolution, to survey the period from the middle of Lemuria to the time when in Greece, in the school of initiation which had been founded by Jason together with Orpheus, Theseus, Hercules and others, man was again able to find the primeval wisdom. Thus the pupil was led on to the astral and the mental planes and was shown the events which humanity had to pass through between the middle of Lemuria and the point of time when the Trojan war took place. The Argonaut saga is a picture of the primeval wisdom. It shows us that it existed at that time side by side with external knowledge. What was it that was shown to the pupils of the Mysteries in the Odyssey? Odysseus himself is its expression. Let us turn back for a moment to the middle of the Lemurian time. Man was then in a state of transition from the hermaphroditic to the condition of sexuality, in a state of transition from the condition of being able to see without an external physical sense-organ to that of seeing with the physical eye. Up to the middle of Lemuria every man had one eye, which was then replaced by two external physical eyes. It was into this phase of evolution that the pupil of the early Greek Mysteries was transplanted. He had to experience the transition from the first half of Lemuria into the second half of Lemuria, into the time after the middle of Lemuria up to the emergence of the second eye. The Cyclopes were the men of the early Lemurian time. Odysseus came to know these men upon the astral plane. After this time, human astral bodies were plunged into matter which was becoming denser, more solid. We then come—so were the initiates instructed—to the first periods of Atlantis. The Atlantean acquires more and more the capacity to make use of the forces of life, to apply these forces for his own ends. They were fully developed astral forces which the Atlantean possessed, and it was only on the astral plane that a Greek could be transported into them. This was the time, so often spoken of in occult writings, when the Atlantean races lapsed into the wildest arts of black magic. This epoch was brought before the pupils of the Greek Mysteries in these shifting scenes. This was the age when. human passions became so distorted under the influence of the forces of black magic that their astral bodies resembled those of the lowest animals. This was the picture which the Turanians presented when they lapsed into these wild magic arts. The astral body was so changed under the influence of these black arts that it could only be expressed symbolically as the changing of the comrades of Odysseus into swine. This was the moment of human evolution which the Greek initiates of that time experienced. Then Odysseus descended into the underworld. In the world of Greek mythology this always signified an initiation. Whenever it is said of a hero that he descended into the underworld, the narrator wants to express the fact that the hero concerned has been initiated, made acquainted with things that lie beyond death. Odysseus was an initiate and the Odyssey itself is the description of his initiation. Now we go on to a point when, after the Atlantean flood, men became acquainted with the first operations of those Beings of whom I have spoken, acquainted with the effects of external culture, science and art, with forces which influenced intellectual life after the flood. The first periods of purely external physical culture were brought before the initiates as the temptations of purely worldly arts, worldly culture. These are the siren songs of the young fifth root-race. It was of these siren songs of the young fifth root-race that so much is said in occult writings. For on the one hand we have the great wisdom teaching of Manu4 who, in the sub-race which was the originator of the fifth root-race, draws men's attention to the fact that their intellect has to lift itself up to the divine. This found its expression in the Vedas, and in what the Persian Zarathustra left to his co-religionists. But then we have the pure culture of the intelligence, which diverts men from what was developing in them under the influence of Manu. In all occult writings you find described the events which then took place. Manu chose a small band and went with them into the Desert of Gobi or Sebamo. There it was only a handful that remained true to him, whilst the others were unfaithful and dispersed in all directions. This important event was shown to the candidates for initiation—that is to say, they were shown how the Manu had chosen some of the Ur-Semites, but that of those chosen only a small number followed him, whereas the others ran into destruction through following the siren-song of external culture. Then a still more important moment of human evolution was represented by the passage between Scylla and Charybdis. What is it which now really begins in mankind? The essential Kama—Manas culture now first begins. It had gradually been prepared up to this point; it is only now that it really begins. Our fifth root-race possesses preeminently this Kama-Manas culture. Kama is in the astral, and even to-day is still active in the astral body. But Manas is what is active in the physical brain. The man of the fifth root-race thinks with the physical brain. It is only in a future phase of evolution that Kama, the astral body, will be so advanced that it will be able to think. To-day Manas has taken hold of the physical brain. We have to pass between the hindrances on either side—Scylla-Manas and Charybdis-Kama. The passage of Odysseus is a picture of this. There is on the one hand the astral whirlpool of the instincts, appetites and passions into which man can fall; on the other hand there is the physical intellect chained to the rock. The rock occurs also in the Prometheus saga, where we meet the rock again. The human intellect is exposed to all the dangers of the physical, of the rock. Man sails between the physical intelligence and the whirlpool of the astral life. If he has accomplished that successfully, if he has recognized the dangers of the passage, and has nevertheless kept his footing, then he comes to Calypso, to the hidden wisdom. Then he can take a look into the future of humanity, then he can undergo the testing time, which lasts seven years. That is why Odysseus remains with the nymph Calypso seven years. Every man who seeks initiation goes through a seven-year testing period, and this is represented by the sojourn with Calypso. Only then can he reach the point to which the soul aspires. Read Homer's Odyssey! He means that man is in search of his own soul. He who really wishes to understand the Odyssey cannot accept the view of a modern investigator who asserts that Polyphemus and the Cyclopes only mean that Etna had erupted and that the scene of the conflagration seemed to Odysseus like the eye of a giant. At last Odysseus returns home as a beggar, without any external property. This means that the man who had recognized the unimportance of the external world and of worldly goods, seeks his soul's home not in Maya, but behind Maya, thus in a mystical sense he returns home as a beggar. That he is truly wise is shown by his being led into his house by Pallas Athene. In all esotericism the soul is represented as feminine, it is always the feminine nature that is chosen as the symbol for the striving of the individual soul. Goethe calls it the ‘Eternal Feminine’. In Medea in the Argonaut saga, in Penelope, we have to understand the real soul, to which Odysseus seeks the way again. The Virgin Mary too, in the Christian religion, is the striving human soul, only there the significance is infinitely deeper. Strictly speaking, Penelope is the human soul in the fifth root-race. The fifth root-race has to cultivate human intelligence. Human intelligence is utterly unfruitful when it is only turned upon itself. When it has something that one can call a content, then the intelligence can be applied to it. Intelligence is a network which is spun around things we have from some other place. When external experience teaches you something, you can weave around it with your intelligence. When the higher occult wisdom teaches you something, you can also weave around it. Men say that occult wisdom contradicts reason. Nothing contradicts reason! When something new dawns on their horizon men have always said that it is contrary to reason. But the intellect is only there for purposes of combining. Out of itself it can win nothing. This barrenness of the intellect, which is nevertheless the real soul of the fifth root-race, is expressed in the perpetual weaving and unraveling of Penelope's cloth. Odysseus is led by wisdom. The initiate must find the way to the soul of the fifth root-race, but he will only unite himself with this soul in the right way if he is guided by Pallas Athene. Pallas Athene too is a feminine deity, another soul-force, wisdom, the real guide. But man has to reach intelligence through many by-paths, in so far as they are paths of development—for there were many by-paths in the Lemurian epoch. And in this journey Pallas Athene must be his guide. This was brought before the pupils of the Mysteries in Greece and this is what Homer wanted to express in his profound saga. What is described in the Odyssey is initiation as it was carried out in Greece at that time—an initiation which was a repetition on the astral and mental planes of experiences from Lemurian times right down to the time of the Mysteries themselves. Odysseus is the clever man, the cunning man, and Troy was overthrown through his ability. The clever, intellectual man is the man of the fifth root-race. But to be able to find his way rightly in the fifth root-race, he must again on his devious path seek his home country, his Penelope. The man who is merely cunning and clever would never find the right way. He must first come out of himself, broaden his view, by looking back on the long journey of the human race. Odysseus is the representative of the cunning Kama-Manas man, who has to wander through many byways, in order to be led back again to the soul of the fifth root-race.
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