121. The Mission of the Individual Folk-Souls: The Five Root Races of Mankind
12 Jun 1910, Oslo Tr. A. H. Parker Rudolf Steiner |
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Hence in my book Occult Science, I pointed out that in old Atlantis specific Mystery Centres called the Atlantean Oracles were responsible for directing this distribution of peoples over the Earth, so that in effect that state of balance or equilibrium could be achieved which led to the proper distribution of the races. In one such Mystery Oracle the truths of which we are now speaking were always investigated and originally man took his direction entirely from them. |
The wave of peoples who swept across Africa and crystallized into the Ethiopian race is an expression of an impulse from the Mercury Oracle in which one could clearly observe the cooperation of the normal Spirits of Form (the six Elohim and Jahve or Jehovah) and also the participation of the abnormal Spirits of Form working from the Mercury Centre. |
121. The Mission of the Individual Folk-Souls: The Five Root Races of Mankind
12 Jun 1910, Oslo Tr. A. H. Parker Rudolf Steiner |
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It is a very complicated matter, as you may well imagine, when the Spirits of the different Hierarchies have to coordinate their forces in such a way that the mission of the Earth can be fulfilled and ultimately a state of balance or equilibrium be achieved. You will understand therefore that statements such as those made in our last lecture are valid only in so far as they refer to a definite period in evolution and that the whole picture changes immediately one depicts evolution at another period. Hence in order to arrive at a fuller understanding of these complex problems a particular course of lectures cannot be isolated from the rest. I shall here draw attention to one point only and what I am about to say is to be taken as footnote or addendum to the lectures on the Spiritual Hierarchies.1 In creating the harmony or equilibrium of our Earth the whole cooperation of the Hierarchies is involved and we must envisage the Spirits of Will, the Cherubim and Seraphim, which we described yesterday as the highest Hierarchy, as raying outward from the Earth. We must envisage these Beings as originally working inward from the Universe towards the centre of the Earth. Man does not become aware of these forces in the former aspect but only in the latter aspect when they are reflected from the Earth's centre. You will only be able, therefore, to form a complete picture of the very intimate processes which here take place if you compare what was said in my last lecture with the more detailed information about the Hierarchies in the lecture-course given at Dusseldorf, in which a comprehensive picture was given of the cosmic activity of the three Hierarchies. These things are by no means so simple, and in order to make the mission of the Earth comprehensible we must approach this problem in such a way that we are prepared to accept that the Spirits of these Hierarchies are reflected in the elements of Earth existence. If you bear this in mind then you will also sense the infinite wisdom inherent in a universe of relationships. To a certain extent you will also feel that the field of knowledge must be continually enlarged, that it is unlimited, since things are so complicated that when we imagine we have grasped one point of view we immediately reject it in favour of another which throws light on the problem from a different angle. We can only advance step by step in our knowledge: Nevertheless from the indications given in the last lecture) especially at the close of that lecture, you will have a clearer understanding of the cooperation between the normal and abnormal Spirits of Form, a cooperation which ensures that the population of the Earth should not be limited to a single homogeneous species spread over the whole Earth, but that a diversity of individual races should be possible. In order to achieve that corporate humanity, which is only possible to man in the course of Earth-evolution, it would have been necessary for the normal Spirits of Form to act independently. These are the same spiritual Beings who in Genesis are called the Elohim. In the whole Universe which surrounds the Earth and together with the Earth forms a single whole, we can distinguish seven of these normal Spirits of Form. There are therefore seven Spirits of Form or seven Elohim. If we wish to form a conception of these seven Elohim with their various missions and their task of establishing Harmony or Love as the ultimate mission of the Earth, we must clearly understand that these seven Spirits of Form cooperate in such a way that what we described in Lecture Four as “man in the second third of his life” would become a reality. Thus, if all these seven Spirits of Form could work in accordance with their declared intention, then collectively they would fashion the real Ego-being. But as other spiritual Beings cooperate with them and diversify this uniform humanity, it was found necessary to make special preparations in the Cosmos. If today you wish to find in the Cosmos the sphere of activity of the normal Spirits of Form—those Beings who, as I described yesterday, shine down upon us in the light from our present Cosmos—then you must seek for them in the Sun. You must always look towards the Sun sphere for that cosmic “Lodge”, that community in the Universe, where these Spirits of Form plan to establish the earthly harmony and to fulfil the mission of Earth-evolution. Lest the activity of the abnormal Spirits of Form should provoke too great a disharmony amongst mankind, one of the Spirits had to detach Himself from the community. In reality, therefore, only six Spirits of Form or Elohim work from the Sun; one of these Spirits had to detach Himself lest the simultaneous activity of the abnormal Spirits of Form, who are really Spirits of Movement should disturb the balance or harmony. It was the Spirit who in the Bible, in Genesis, is called Jahve or Jehovah. If you wish to follow His activity in the Universe you must look for it, not in the Sun sphere, but in the Moon sphere at a particular epoch. I have touched upon this in my Occult Science—an Outline from another angle, where I have shown that the Spirits of Form withdraw with the separation of the Sun, but in the special disposition following upon the separation of the Moon, the preliminary conditions were first established for the further evolution of man. For if the Moon had remained united with the Earth the evolution of man could not have taken place. This further evolution of man has only been made possible because one of the Elohim, Jahve, accompanied the separation of the Moon—while the other six Spirits remained in the Sun—and because Jahve cooperated with His six colleagues to counteract the forces of the backward Spirits of Movement. Now the separation of the Sun was a necessity for the following reasons: after certain older Spirits of Movement who possessed more potent forces than the Spirits of Form—for they stand higher in the rank of the Hierarchies—had decided to remain behind, the normal Spirits of Form were obliged to modify their activity by detaching one of their members, otherwise they would not have been able to establish the balance or harmony necessary for further evolution. If we wish to have a clear idea of the activities of these normal Spirits of Form it is best to think of them as streaming down to us in the sunlight. If, however, we wish to understand how the abnormal Spirits of Form cooperate with the normal Spirits of Form who are centred in the Sun (for Jahve withdrew towards the Moon sphere solely for the purpose of establishing the equilibrium), then we must imagine that a certain Sun-force, which streams towards us in the normal Spirits of Form is modified by the force that rays down to us from the abnormal Spirits of Form who are really Spirits of Movement. These have their centre in the other five planets, in Saturn, Jupiter, Mars, Venus and Mercury, speaking in terms of the seven heavenly bodies of ancient astronomy. When you look out into the Cosmos you have now a picture of the distribution of the normal and abnormal Spirits of Form. Six of the normal Spirits of Form are centred in the Sun and one of them, Jahve or Jehovah, from the sphere of the Moon acts as a counterpoise by virtue of this function as Regent and Guide of that sphere. The activities of these Spirits of Form are influenced by the activities proceeding from Saturn, Jupiter, Mars, Venus and Mercury. The forces of the abnormal Spirits stream down upon the Earth are arrested by the Earth and ray outward again from the Earth-centre as was described at the close of the last lecture. Thus if the Elohim or normal Spirits of Form, operating from the Sun, are active in a particular region of the Earth's surface, then only the normal ‘I’, that which determines man's normal being, his general make-up, would come into existence in that particular region. Now the forces of Mercury, for example, mingle with these forces of the normal Spirits of Form which, but for the state of equilibrium, would “dance” upon the surface of the Earth. Hence in that which here manifests in the potent forces of the Spirits of Form, there dance and vibrate not only the normal forces but also that which intermingles with the normal forces of the Elohim or Spirits of Form, namely that which emanates from the abnormal Spirits of Form who are centred in the several planets. Thus we see that through these abnormal Spirits of Form there are five potential centres of influence where these reflected planetary forces are concentrated and produce in effect what we know as the five Root Races of the Earth. Let us now look more closely into the centre which, in Lecture Four, we situated in the interior of Africa. If we state that the Negro race was born of the cooperation between the normal Spirits of Form and the abnormal Spirits of Form centred in Mercury) then from an occult standpoint we are perfectly correct in describing the Negro race as the “Mercury race”. Let us now continue along the line joining the centres or focal points from which the individual races spread outward. We then come to Asia, which is the seat of the “Venus race” or the Malayan race. We then move northward across the wide expanse of Asia and we find the Mongolian race, which is formed by the Mars forces. Then we cross over into Europe and find the Europeans who in their original racial character are “Jupiter men”. If we cross the ocean to America which is the centre where civilizations or races die, we find there dark “Saturn's race”, the original Red Indian race. The American Indian race is the “Saturn race”. Thus if you look into the matter more closely from an occult standpoint you will become aware of the five centres where the planetary forces are concentrated and are manifested in the external world. With a progressively more definite and concrete conception of this racial distribution you will develop an inner understanding of the racial characteristics peculiar to the peoples spread over the Earth, an understanding of this unique cooperation of the normal and abnormal Spirits of Form. We have thus sketched the picture, as we are able to capture it at a definite moment in time. But what I have said about the different centres on the Earth is again only valid for a specific epoch of evolution. It is valid for the epoch when, at a definite moment of time in the old Atlantean evolution, the peoples began to migrate from a centre in Atlantis and sought the particular centre where they could receive the: training appropriate to their race. Hence in my book Occult Science, I pointed out that in old Atlantis specific Mystery Centres called the Atlantean Oracles were responsible for directing this distribution of peoples over the Earth, so that in effect that state of balance or equilibrium could be achieved which led to the proper distribution of the races. In one such Mystery Oracle the truths of which we are now speaking were always investigated and originally man took his direction entirely from them. In this manner the events on Earth were determined in accordance with these spiritual centres. The wave of peoples who swept across Africa and crystallized into the Ethiopian race is an expression of an impulse from the Mercury Oracle in which one could clearly observe the cooperation of the normal Spirits of Form (the six Elohim and Jahve or Jehovah) and also the participation of the abnormal Spirits of Form working from the Mercury Centre. The Centre of equilibrium on Earth was selected in accordance with the right astrological conjunction of planetary forces at the various centres and the point of radiation for the race in question was determined thereby. The formation of the other races was determined in a similar way. In accordance with these determining factors the grand design is drawn up, charting the cosmic influences in relation to peoples, families, etc. It is an image of cosmic activity and reflects the planetary forces which stream down into the Earth, ray outwards from the Earth and determine man's destiny. Now how do we look upon a member of the Ethiopian race, of the Mercury race? We see him as one who was originally chosen, who was predestined by the Elohim to express the quintessence of the all-human. But from the Mercury Centre the potent influences of the abnormal Spirits of Form intervened and modified the form of man to such an extent that the Ethiopian race arose. And such was the case with each individual race. The migrations of the peoples were specifically directed from the original centre; this is indicated by the line linking the focal points or centres in my diagram a few days ago. You must therefore imagine the Spirits of Form radiating from a centre, which, we must assume, existed at a definite moment of time in old Atlantis. These Spirits of Form rayed down into the Atlantean continent and fashioned it in such a way that the human souls were brought under the dominion of the corresponding abnormal Spirits of Form. In this way the broad foundations of the races were laid, and when man looks up into the infinite expanse of the Macrocosm he must seek there the forces out of which he was built up. He is fashioned by their spiritual rays reflected from the Earth-centre. And when he looks up to the normal Spirits of Form, the Elohim, he is looking up to that which actually makes him into man. When he looks up to the forces concentrated in the individual planetary Spirits (with the exception of the Sun and Moon) he perceives the forces which determine his membership of a particular race. Now how do these Race Spirits work in and upon man? They work in a very unique way; they permeate his vital energies, they penetrate even down into his physical body. Now you know that the four fundamental members of man find their impress and are reflected in corresponding parts of the physical body: the ‘I’ finds its impress in the blood, the astral body in the nervous system, the etheric or life-body in the glandular system. Only the physical body is self-sufficient; it is a reflection of its own inner being which for the man of the present is subject to its own fixed laws. Now those spiritual Beings who are stirring in man and determine his racial character cannot at first work directly into his higher vehicles. They are active first of all in these reflections of the higher vehicles in the physical body. They cannot as yet enter directly into the physical body, but they are active in the three other members, in the blood which is the reflection of the ‘I’; in the nervous system, the reflection of the astral body; and in the glandular system which is the reflection of the etheric body. The Race Spirits, the abnormal Spirits of Form, are active in these three systems, which are part of man's organic system, but are reflections of the higher vehicles. Thus the physical body of man is determined from within. These various spiritual Beings invade those members of the physical body, which are the preliminary drafts, the suggestions of the higher vehicles. Now where, for instance, does Mercury make his influence felt? Under Mercury, I include all the abnormal Spirits of Form to be found in Mercury. He makes his influence felt by cooperating with others, especially in the glandular system. He is active in the glandular (or lymphatic) system where are manifested the forces born of that preponderance of the Mercury forces which are present in the Ethiopian race. Everything which gives the Ethiopian race its distinctive character stems from the ferment of the Mercury forces in the glandular system of this people. What transforms the undifferentiated universal human from into the distinctive Ethiopian type with his black pigmentation and woolly or frizzy hair is the consequence of their activity. If you now move over to Asia you will find there likewise the planetary forces of Venus, an abnormal development of the Spirits of Form. By transferring their point of attack principally to what we call the impress of the astral body, these Venus forces work in the nervous system. They work upon the nervous system however in a peculiar way, not directly as Venus spirits. For the nervous system can be worked upon indirectly in two ways. One way is through the respiration. By working especially upon the respiration, these activities of the Venus Spirits are localized in the respiratory and nervous system and give it a definite form. In this indirect way the abnormal Spirits of Form whom we may call Venus Beings work through the respiratory and nervous system in the Malayan race, in the yellowish-brown races found in Southern Asia and in the direction of the Malay Archipelago. Just as the glandular type is found distributed over Ethiopia, so in these regions is found the type of man in whom the abnormal Spirits of Form work upon the nervous system indirectly through the respiratory system. In the nervous system is prepared that which, with special modifications, produces the more or less yellow skinned racial types. The transformation wrought in these races manifests itself more in that part of the nervous system covered by the term ‘solar plexus’—not in the higher or central nervous system therefore, but in that mysterious part of the nervous system which runs in two cords parallel with the spinal medulla and branches out in various directions to form a network. This part of the nervous system therefore which from our point of view is not yet associated with higher mental activity, is worked upon indirectly through the respiratory system. The unconscious organism is deeply stirred by these Venus forces which work in these racial types. Let us now move northward to the wide Mongolian plains where are largely concentrated those Spirits of Form who work indirectly through the forces of the blood. In this geographical area is prepared in the forces of the blood that which brings about a modification of the human species and determines the basic character of the race. There is however a very peculiar feature attaching to the Mongolian race; the Mars Spirits enter into the blood. But they work in the blood in a specific manner. They are able to counteract the influence of the six Elohim who are centred in the Sun. In the Mongolian race, therefore, they work in opposition to these six Elohim. At the same time they actively oppose the influence of Jahve or Jehovah who has withdrawn His field of action from that of the six Elohim. But apart from this interaction of the Mars Spirits with the six Elohim and Jahve which produces the Mongolian race there is another factor of paramount importance which must be taken into consideration. Just as in the one case, the Mars Spirits in opposition to the six Elohim from the Sun and Jahve from the Moon create the Mongolian race, so in another case, we must assume that the Jahve forces from the Moon sphere meet and cooperate with the Mars Spirits and thus a special kind of modification arises, namely, the Semitic race. Here is the occult explanation for the origin of the Semites. The Semitic people are an example of a modification of collective humanity. Jahve or Jehovah shuts Himself off from the other Elohim and invests this people with a special character by cooperating with the Mars Spirits, in order to bring about a special modification of his people. You will now understand the peculiar character of the Semitic people and its mission. In a profound occult sense the Biblical writer was able to claim that Jahve or Jehovah had made this people his own. If you add to this the fact that Jahve cooperated with the Mars Spirits who worked principally in the blood, you will understand why racial continuity through the blood-stream was of particular importance to the Semitic-Hebrew people and why Jahve describes Himself as the God who is present in the blood of the generations, in the blood of Abraham, Isaac and Jacob. When he declared himself to be the God of Abraham, Isaac and Jacob, He proclaimed that He was present in the blood stream of the Patriarchs. Whatsoever works in the blood, whatsoever must be determined through the blood—the cooperation with the Mars Spirits—that is one of the mysteries, which give us a deep insight into the wise guidance of all mankind. The blood of mankind is thus subject to a twofold influence; two races emerge, the Mongolian race and the Semitic race. This points to the existence of an important polarity in mankind and we must emphasize the immense importance of this polarity if we wish to plumb the depths of the Folk Souls. We must now turn our attention to the Western centre and trace the way in which dynamic forces of the Spirits and Beings who are centred in Jupiter operate in man. These elect to work directly upon the nervous system via the outer life of the senses. This is the one way. In the other, the planetary forces work into the sympathetic nervous system, entering indirectly into the solar plexus through the respiratory system. Now the Jupiter forces work indirectly through the sense-impressions and from there radiate to those parts of the central nervous system which are situated in the brain and spinal cord. Here is the seat of those forces which determine the particular racial character of those races belonging to the Jupiter humanity. This applies more or less to the Aryans, to the peoples of Asia Minor and Europe whom we regard as members of the Caucasian race. In these peoples the modification of the generic character which stems from the abnormal Spirits of Form is accounted for by the influence upon the senses of the abnormal Spirits whom we may describe as Jupiter Spirits. The Caucasians therefore are determined through the senses. Now you will also understand why a people like the Greeks who were consciously under the special influence of Jupiter or Zeus and who felt themselves to be a focal point for the Zeus influence, were predominantly determined by what flows into the nervous system via the senses. The Greeks, of course, were also influenced by the forces of the Elohim, which stream in from the Sun. But the Greeks dedicated everything that acts upon the senses to the service of Jupiter or Zeus and so achieved greatness. To them all external forms, all forms of external life were imbued with deeper meaning. They perceived the spiritual in the physical and hence became the chief exponents of sculpture and architectonic forms. We have here indicated the very special mission of the Greek people who are so preeminently the people of Jupiter or Zeus. Even at the time when) especially under the influence of the new planetary constellation, the cooperation of the Jupiter or Zeus forces with the universal Elohim forces took place, they felt themselves to be the people of Zeus. All the peoples of South-West Asia, and especially the European peoples are, on the whole, modifications of this Jupiter influence and you can well imagine that as man has many senses, many modifications are possible and that in the formation of the individual peoples within this root race, peoples who were formed by the influence of the senses upon the nervous system, one or other of the senses may predominate. Consequently the various peoples may assume the most diverse forms. According as the eye or the ear or one of the other senses predominates, so will the different peoples respond in this or that way to the particular national tendency within the racial character. In consequence of this they are faced with quite specific tasks. The particular task of the Caucasian race is to find the way to the spirit through the senses, for this race is orientated chiefly towards the sense-world. Here is disclosed something that introduces us to the deeper secrets of occultism; it shows how, in those peoples who are subject to the Venus forces, the initial steps in development, even in occult development, must be concentrated on the respiratory system. Amongst the peoples living more in the Western Hemisphere, on the other hand, the initial steps must start from an enrichment and a spiritualisation of the life of the senses. This is experienced by those peoples inhabiting countries more towards the West in their stages of higher cognition, in Imagination, Inspiration and Intuition, in so far as the Jupiter Spirit originally modified the character. Hence these two geographical centres were always present in human evolution; the one presided over by the Spirits of Venus, the other by those of Jupiter. The Jupiter Spirits in particular were perceived in those Mysteries in which—as those of you will know who attended my lecture-course in Munich last year2—the three Individualities ultimately came together, the three spiritual Beings, Buddha, Zarathustra or Zarathas in his later incarnation, and that great leader of humanity, Skythianos. This is the “Council” or spiritual conference which, under the guidance of One still greater, set itself the task of investigating the mysterious forces which must be developed for the evolution of humanity, forces which originated from that centre initially connected with the Jupiter forces and which was pre-ordained in the chart of the cultural centres already mentioned. Finally, the abnormal Spirits of Form who have their centre in Saturn work indirectly via all the other systems into the glandular system. In the Saturn race, therefore, in everything to which we must ascribe the Saturn character, we must expect to find the combination of the forces leading to the twilight of mankind, forces which set the seal upon its development and sow the seeds of its ultimate decline. This action and its effect upon the glandular system can be seen in the American Indian race and was the cause of its ultimate extinction. The Saturn influence finally works via all the other systems into the glandular system which secretes the hardest parts of man. This slow decline is characterized by a kind of ossification which is clearly reflected in the external form. If you look at the pictures of the old American Indians the process of ossification described above is evident in the decline of this race. In a race such as this everything pertaining to the forces of the Saturn evolution has become realized in a special manner; then Saturn withdrew into itself, abandoned man to his bony system and thus hastened his decline. One feels something of this truly occult activity if one observes how, in the nineteenth century, a representative of these old American Indians still preserves a memory of that great Atlantean civilization which could not adapt itself to later evolution. There exists a description of a beautiful scene in which a chieftain of this moribund Red Indian race confronts a European colonist. Imagine the conflicting emotions when two such men confront each other, the one representing those who came from Europe, and the other those who, in the earliest ages, at the time of the separation of the races, moved Westward. The Red Indian brought over to the West all that was great in the Atlantean culture. What the Red Indian valued most highly was that he was still able dimly to sense something of the former greatness and majesty of a period which existed in the old Atlantean epoch when the separation of the races had hardly begun, when man could look up to the Sun and perceive the Spirits of Form through a sea of mist. Through an ocean of mist the Atlantean was clairvoyantly aware of the seven Spirits of Form acting in concert. And this cooperative activity was called by the Atlanteans the Great Spirit who revealed himself to man in ancient Atlantis. The Atlantean had not assimilated all that the Venus, Mercury, Mars and Jupiter Spirits brought about in the East, to whom we owe all the civilizations which reached their zenith in Europe in the middle of the nineteenth century. The descendant of the brown race did not participate in this development. He held firm to the Great Spirit of the primeval past. He became aware of achievements of the Europeans (who, in a remote past, had also known the Great Spirit) when a piece of paper was laid before him on which were many little symbols, letters, of which he understood nothing. All that was alien to him, for in his soul still dwelt the Great Spirit. The speech he made has been preserved to us and it is noteworthy because it provides evidence of what we have already indicated. It runs somewhat as follows: “Here in the soil, trampled beneath the feet of the conquerors the bones of my brothers lie buried. Why are the feet of our conquerors allowed to desecrate the graves of my brothers? Because they are in possession of that which makes the White Man great. But there is something else which makes the Brown Man great; it is the Great Spirit who speaks to him in the soughing of the wind, in the murmuring of the forest, in the surging of the waves, in the purling of the brook, in thunder and in lightning! That is the Spirit who to us speaks truth. Yes, from the lips of the Great Spirit comes truth. But your spirits here on paper and who express what to you is great, they do not speak the truth.” Thus spoke the Indian chieftain from his point of view. “Redskin is servant of the Great Spirit; Paleface is servant of the spirits who, in black shapes resembling pygmy beings”—he was referring to the letters—“dance on the paper; they do not speak the truth”. This dialogue of historic importance was exchanged between the conqueror and the last of the great chieftains of the Red Indians. Here we have an example of the Saturn forces and their activity and of what follows from the cooperation between Saturn and other Spirits at such a moment as this when two contrasting civilizations meet. Thus we have seen how here on Earth the birth of universal humanity was prepared by the Elohim or the normal Spirits of Form, how then the five principal races of human evolution detach themselves from the collective body of mankind, from the teaming mass of humanity, and how these five races are related to the guiding Spirits in the Hierarchy of the abnormal Spirits of Form, races whom we must name after the five planets, whereas the normal Spirits of Form are centred in the Sun and in the Moon. From here we shall pass on to something which will be easier to understand, because we shall be able to relate it to something familiar to us, namely, to tribes and peoples.
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148. On the Fifth Gospel: Lecture XI
10 Feb 1914, Berlin Tr. Unknown Rudolf Steiner |
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At the place—it was the abode of Python—where these curling, snake-like vapours issued from the gorge, the Greeks erected the sanctuary of the Pythian Oracle. Sitting there on her tripod above the gorge, she was transported by the rising vapours into a state of visionary consciousness and her utterances were conceived to by the words of Apollo himself. Those who sought advice addressed themselves to the Pythian Oracle and received it from Apollo through her mouth. In Greece, therefore, Apollo was a real and living Being. |
He eliminates the effects of the Luciferic and Ahrimanic influences from what rises out of the earth into the soul of the Pythian Oracle. And because the Luciferic and Ahrimanic influences no longer creep into her soul with the vapours which had been purified by Apollo, the forces issuing from her no longer bring thinking, feeling and willing into confusion but into order and harmony on the Earth. |
148. On the Fifth Gospel: Lecture XI
10 Feb 1914, Berlin Tr. Unknown Rudolf Steiner |
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(The German transcript has been slightly abbreviated) The information revealed by the “Fifth Gospel” sheds new light upon the great steps taken, as it were in the whole Cosmos, in preparation for the Mystery of Golgotha. Spiritual Science conceives the Mystery of Golgotha to be a kind of interim culmination of other happenings with which it is connected in the streams of world-realities. We have heard that the Jesus boys were born in preparation for the Mystery of Golgotha. One of them was the “Solomon Jesus Child” who bore within him the Ego of Zarathustra. The age of the two boys was approximately the same and when they were twelve years old, the Zarathustra-Ego passed over into the body of the other Jesus boy who had descended from the “Nathan line” of the House of David. Then—from the source of the Fifth Gospel—it was possible to give details of the life of Jesus of Nazareth. His three bodily sheaths were those of the Nathan Jesus Child and the Zarathustra-Ego was present these three sheaths until Jesus of Nazareth reached his thirtieth year. You have also heard of the conversation with the mother which then took place and how, as he poured his very Self—his Ego—into the words, the Zarathustra-Ego departed from the bodily sheaths. Then, at the Baptism by John in the Jordan, the Christ Being descended into the threefold bodily sheaths of Jesus of Nazareth. This conception of the Being Christ Jesus gives us an infinitely deeper and grander impression than is possible to those who draw only upon the sources of hitherto existing knowledge and the information contained in the Gospels. Thee Event which, together with the “Crucifixion” and the “Resurrection” we call the Mystery of Golgotha, followed three other Events as a kind of culmination. One of these other Events had taken place in very ancient Lemurian times; the second in the early period of the Atlantean epoch, and the third towards its end. These first three Events, however, transpired in the spiritual worlds, not on the physical plane. We have therefore to turn our eyes to four Events, of which the last only—the Mystery of Golgotha itself—took place on the physical plane. The three others were Events in the spiritual world, as it were in preparation for the fourth. I have told you that the altogether unique character of the Being we know as the Nathan Jesus was revealed in that immediately after his birth he spoke certain words—albeit in a language unintelligible to everyone except his mother, who in her heart and feeling was able to discern what the words implied. It must be realised that the Nathan Jesus boy was not an ordinary human being; unlike the Solomon Jesus boy who bore within him the Zarathustra-Ego and, as other human beings, had passed through many earthly lives, the Nathan Jesus boy had no earthly incarnations behind him for the whole of his previous existence had been spent in the spiritual worlds. I have spoken of this in earlier lectures by saying that when, from the Lemurian epoch onwards, human souls were coming down to earthly incarnations, something was as it were kept back in the spiritual worlds and incarnated for the first time in the Nathan Jesus. Jesus of Nazareth therefore was not the bearer of a human Ego in the ordinary sense, for the “human Ego” passes on from one earthly incarnation to another, whereas the previous existence of this Being had been spent in the spiritual worlds. And only the Initiates in the ancient Mysteries who were able to see into the spiritual worlds knew that this Being—who would eventually be born as the Nathan Jesus and become the bearer of the Christ—had been connected with certain previous Events in the spiritual worlds. In order to understand the nature of these Events we must remind ourselves of the following. Most of you will remember that in lectures on Anthroposophy given here some years ago, I spoke of the human senses. I emphasised then that in reality man possesses twelve senses—the five usually enumerated forming only a part of these twelve. We will not enter into this in greater detail to-day but speak of something else, namely, that the senses of man, the senses in the physical body, would have suffered a fate portending ill for human nature had not the first Christ Event taken place in the spiritual worlds during the epoch of ancient Lemuria in preparation for the Mystery of Golgotha. In the Lemurian epoch the foundations of the senses were actually present in man's bodily structure. But we know, too, that in this same epoch the Luciferic powers began to operate in human evolution and influenced the whole organism of man. If in the Lemurian epoch nothing else had happened than the descent of man to earthly incarnations and the onset of the Luciferic influence, the senses would not have developed into the organs they are to-day. They would have been hypersensitive, over-sensitive. We should have gone about the world with ‘untempered’ senses. The colour red, for instance would have affected the eye so strongly as to cause actual suffering; other impressions too would have caused pain to the senses. For example: the eye would have felt as if it were being drawn away, sucked away by the colour blue. And it would have been the same in all the other senses. The human being would have been obliged to go about the world with senses over-susceptible to pain or to immoderate, and therefore unhealthy, sensations of pleasure. Sensory activity would have been stronger and more intense than is healthy; the senses would have been affected by every single impression coming from the world outside. This would have been the outcome of the Luciferic influence, and it was averted from humanity not by anything that transpired in the physical world but by the first of the three Events which took place in preparation for the Mystery of Golgotha. In the Lemurian epoch, the same Christ Being Who later on, at the Baptism in the Jordan, came down into the body of Jesus of Nazareth, united at that time with a being still living in the spiritual world—the being subsequently born as “Nathan Jesus boy.” If we say of the Event in Palestine that the Christ Being then united with a body, of this first Event we must say that in the spiritual world, during the Lemurian epoch, He “ensouled” (verseelte sich) a Being who in a later epoch came down to the Earth as the Nathan Jesus boy. Thus there was present in the spiritual worlds a Being of soul-and-spirit Who through this union with the soul of the later Jesus of Nazareth and through all the consequences of this Deed, averted the calamity that would have befallen the human senses. It was as though this Being radiated His light from the spiritual worlds upon humanity in order that the senses might be saved from the suffering attendant upon over-sensitiveness. The first Event in preparation for the Mystery of Golgotha was for the well-being and salvation of the senses. The fact that we can go about the world with senses functioning as they now do, is due to this first Christ Event. A second Event took place towards the beginning of the Atlantean epoch. The same being—the later Jesus of Nazareth—was again “ensouled” by the Christ Being, with the result that another evil was averted from human nature. Although the first Christ Event had brought salvation to the senses, the Luciferic and, later on, the Ahrimanic influences had so affected the seven life-organs of man that if the second Event had not taken place, human life in the world could not have been as it now is; man would have vacillated between wild, inordinate desire (in certain limits this is what we not call ‘sympathy’) and utter disgust for what he imbibes through his life-organs, for his means of nourishment. In the lectures on “anthroposophy” I also spoke of these seven life-organs. In the physical body they are vesicular organs, but what underlies them is actually a certain formation of the etheric body. Moreover for everything that found its way to his organs of breathing, too, man would either have felt inordinate desire or deepest loathing. Therefore the seven life-organs too would have become over-active as a result of the influence of Lucifer and Ahriman. The second Christ Event took place—again in the supersensible worlds. And this Event brought ‘moderation’ into the life-organs, enabled them to function with a certain restraint. Just as our senses would never have been able to face the world “in wisdom” if the first Christ Event had not taken place in the Lemurian epoch, so our life-organs could never have functioned with temperance and moderation if the second Christ Event had not transpired at the beginning of the Atlantean epoch. But man was faced by yet another evil. This third evil threatened the astral body, in connection with thinking, feeling and willing and their due fields of activity. A certain harmony is maintained to-day in man's thinking, feeling and willing, and when this harmony is upset, the healthy life of the soul is disturbed. When thinking, feeling and willing do not interact in the right way, a man falls into conditions of extreme hypochondria, melancholy or actual insanity. As a result of the Luciferic and Ahrimanic influence, therefore, men's thinking, feeling and willing would have lapsed into utter disorder if, towards the end of the Atlantean epoch, the third Christ Event had not taken place. Once again the Christ Being united with the “Nathan-Jesus soul” in the supersensible worlds, bringing order and harmony into the soul-powers of thinking, feeling and willing. These three Events all worked upon man from the spiritual worlds; they were not Events of the physical plane. But memories of the third Event in particular, have been well preserved in myths and legends; and as in many other cases, spiritual knowledge leads us to a much deeper understanding of the wisdom they contain. We are all familiar with imagery often used for the portrayal of supersensible beings; the Archangel Michael, or St. George overcoming the Dragon, vanquishing death. This is a pictorial presentation of the third Christ Event: St. George or the Archangel Michael is inspired by the Christ Being; and the ‘Conquest of the Dragon’ indicates the overcoming of those elements in the desire-nature of man which would bring confusion and disorder into thinking, feeling and willing. There is deep meaning in these pictures; they have not been created for the intellect but for the feeling, in order that what eludes intellectual understanding may be presented to the human soul in the form of visible symbols. In earlier lectures we have heard how in its world of Gods and Spirit-Beings, Greek culture preserved the shadow-images of the Divine Spiritual Beings who in the Atlantean epoch had been present, in all their reality, in the sphere immediately above the world of men. The Greeks had preserved definite consciousness of the third Christ Event, the Event that is portrayed elsewhere as St. George or the Archangel Michael overthrowing the Dragon.—In their Apollo the Greeks portrayed the Christ Being permeating the soul of the later Jesus boy. And we may say with truth that in ancient Greece, St. George and the Dragon are real beings, cosmic beings. The Greeks had their Castalian fountain on Parnassos; vapours arose from a gorge in the earth and these vapours, winding around the mountain like snakes, were a picture of those wild tumultuous passions of men which cast thinking, feeling and willing into confusion and disorder. At the place—it was the abode of Python—where these curling, snake-like vapours issued from the gorge, the Greeks erected the sanctuary of the Pythian Oracle. Sitting there on her tripod above the gorge, she was transported by the rising vapours into a state of visionary consciousness and her utterances were conceived to by the words of Apollo himself. Those who sought advice addressed themselves to the Pythian Oracle and received it from Apollo through her mouth. In Greece, therefore, Apollo was a real and living Being. We know now that he was the Being who was ensouled by the Christ and later on became the Nathan Jesus boy. This being was known to the Greeks as “Apollo.” He eliminates the effects of the Luciferic and Ahrimanic influences from what rises out of the earth into the soul of the Pythian Oracle. And because the Luciferic and Ahrimanic influences no longer creep into her soul with the vapours which had been purified by Apollo, the forces issuing from her no longer bring thinking, feeling and willing into confusion but into order and harmony on the Earth. And so we perceive in the figure of Apollo the idea that the God whom we in later time call Christ sent His influence into the thinking, feeling and willing of men.—He was the God Who sacrificed Himself at that time by uniting with the soul of the later Nathan Jesus, in order that harmony and order might prevail in the thinking, feeling and willing of the human soul, instead of the confusion wrought by the influence of Lucifer and Ahriman. In the supersensible worlds, therefore, three Christ Events take place in preparation for the Event of Golgotha. What was actually achieved by this Event? What is it that would have fallen into chaos and disorder if the Event of Golgotha had not taken place? In the Fourth post-Atlantean epoch, the Greco-Latin epoch, humanity was ready for the development of the ‘I’. The first peoples who were ready for this were those who inhabited the lands stretching from Western Asia across Southern Europe and into Middle Europe. The encounter between the Roman peoples and the Germanic peoples in Middle and Southern Europe was to give a strong impetus to this development of Ego-consciousness. The ‘I’, the Ego, was to develop in the fourth post-Atlantean epoch—but something would have gone wrong with this development had not the Mystery of Golgotha taken place in that same epoch. Just as the senses would have been impaired in the Lemurian epoch if the first Christ Event had not taken place; just as irregularity would have crept into the development of the seven life-organs if the second Christ Event had not taken place at the beginning of the Atlantean epoch; just as thinking, feeling and willing in man's life of soul would have been cast into disorder if the third Christ Event had not taken place towards the end of the Atlantean epoch... so, too it would have been with the development of the ‘I’, if the fourth Christ Event—the Mystery of Golgotha—had not taken place in the Greco-Latin epoch. For as we know, in this fourth post-Atlantean epoch men had reached the stage of Egohood, of ‘I’-consciousness. For human beings not belonging to this particular phase of evolution, a different kind of revelation was given. The characteristic difference between the Buddha revelation and the Christ revelation is that the Buddha revelation was given to human beings not destined to unfold consciousness of the ‘I’ which passes through the series of incarnations. Without understanding what this implies, it is not possible to have a true conception of Buddhism. I have often spoken of a simile employed in a later phase of Buddhism, to the effect that the true Buddhist likens what passes over from one incarnation to another to the fruit of the mango which, when it is laid into the earth, produces a new tree upon which new fruit grows; the new mango fruit has in common with the old only ‘name’ and ‘form.’ The ‘form’ alone remains, the individual entity disappears and nothing that has real being passes on. Buddhism teaches nothing about the transmission of the Ego—for the reason that the Eastern peoples had not yet reached full consciousness of the ‘I’. And to this very day we find that when adherents of purely oriental teachings endeavour to understand Western thought and philosophy, they come to a standstill at the point where Egohood becomes an essential and basic factor. The Ego was destined to come to birth in the peoples of the West. The time for the birth of the Ego was the Fourth post-Atlantean epoch, but if nothing had intervened, irregularity would have set in. This is indicated by something that made its first appearance in the fourth post-Atlantean epoch, namely Greek Philosophy. Greek philosophy is a significant sign of the birth of the Ego, but side by side with Greek philosophy we find the Sibylline soothsayers. Unlike the Pythia under the influence of Apollo, the Sibyls were women whose life of soul lacked order and harmony, who allowed the revelations they received to work chaotically in their thinking, feeling and willing. Great and sublime truths were often contained in these Sibylline revelations which began to play a part from about the eighth century B.C. and continued right on into the Middle Ages.—But the wisdom was confused and chaotic, fraught with all kinds of extravagance. Sibylline ‘wisdom’ is a striking example of he fact that the birth of Ego-consciousness (just as would have happened to the twelve senses in the Lemurian epoch, the seven life-organs in the earthly Atlantean epoch and the three soul-faculties at the end of the Atlantean epoch had it not been for the first three Christ Events. In the fourth post-Atlantean epoch, disorder would have crept into the development of Ego-consciousness if the Mystery of Golgotha had not taken place. The Mystery of Golgotha comes down as it were by stages, from those lofty heights of Spirit where the Christ Event had taken place in the Lemurian epoch, to the physical plane itself—as our earthly Mystery of Golgotha. Here again we have an indication of the supreme significance of this unique Event in Earth-evolution, prepared for as it had been by great and momentous happenings in the spiritual worlds. The connection with the sublime Sun Being we know as the Christ is revealed, too, in the Greek Apollo, for Apollo is the ‘Sun God.’ I have spoken in bare outline only of matters which help me to realise the significance of the Mystery of Golgotha. All these things could be expounded in detail and would reveal the untold Cosmic significance of this Event. We have been considering the Mystery of Golgotha from the aspect of the Cosmos; but it is possible, too, to make a different approach. A human being passes into the spiritual world through the Gate of Death or through initiation, but we will think now only of one who enters the spiritual world through death. He lays aside his physical body and this outermost sheath is given over to the earthly elements through burial or through cremation. Suppose that after death a man looks back from the spiritual world upon what is happening to his physical body as it passes over through decay or through cremation into the physical elements of the Earth.—What he beholds in the processes here taking place can be called a ‘happening of Nature’, like any other, in which no moral concepts, for example, are involved—for we do not apply moral concepts when clouds form, when lightening strikes from one cloud to another, and so forth. Man looks at his physical body in process of dissolution, just as he looks at these phenomena of Nature. But for a few days, as we know, his connection with the ether-body remains and then the second separation, the separation of the ether-body from the astral body and Ego takes place. As man looks back upon the discarded ether-body, the processes in which it is involved are not of the same character as those operating in the discarded physical body. After death we can by no means look at what the ether-body is and what is becoming of it, as if it were a ‘phenomenon of Nature’. The ether-body reveals its own individual character, coloured by the feelings and sentiments we have harboured during life. The whole gamut of our feelings—good or bad—is revealed to us by the ether-body. The temper and tenor of our soul is stamped into the ether-body and becomes visible to us after death. Then by a complicated process it dissolves into the universe of ether, is absorbed into the other world. Looking back in this way upon what becomes of our ether-body, we have before us an image of what we ourselves were in earthly life. And this image tells us: ‘If your feelings were good, if you were truly devoted to the spiritual worlds, then you have given over to the universe of Ether something that is good and beneficial; if your feelings were unrighteous, if you turned a deaf ear to information concerning the spiritual worlds, then you have given over to the Cosmos of Ether something that is injurious and harmful. In the spiritual world it is part of the destiny of our soul, that is to say of our astral body and Ego, to behold ourselves in the fate of the ether-body—which cannot be changed once the separation from the physical body has taken place. It is a moment of paramount significance after death when we realise that just as in the world of sense we saw clouds and mountains, so now, after death, we see, as a kind of background, all that we ourselves laid into our ether-body through our feelings and tenor of soul. The picture expands as the ether-body dissolves, becomes as it were a “firmament” against which everything else stands out in relief. After death, therefore, man sees what is happening to his ether-body. Something else is revealed as well, namely, two different kinks of properties, or forces, in the now dissolving ether-body: one of these properties gives rise to an impression that must always weigh heavily upon the soul after death. The best way to understand what this means is to think of the destiny confronting the physical Earth. The destiny of the physical Earth is recognised to-day even by the physicists, who rightly speak of the “Wärmetod” (equilibration of heat and cold) to which the physical Earth will succumb. The relation of heat to the other physical forces is such that as scientific calculations already show, a time will come when all temperature will be reduced to a dead level. No life or existence in the physical kingdom of Earth will then be possible; the whole physical Earth will perish. Materialists are bound to assume—for otherwise they would be inconsistent—that this equilibration of temperature, the Wärmetod, also entails the end of everything know to them as culture, the end of all human thinking, reflection, aspiration, endeavour, in short the disappearance of all human existence. Those who understand the conditions as revealed by Spiritual Science know what this means, namely, that the physical Earth will fall away from the Spiritual like a corpse, just as the physical corpse falls away from that part of a man's being which passes onwards through the Gate of Death. At death, the corpse is discarded and as a being of soul-and-spirit, man lives through an intermediate period between death and a new birth, passing over from one state of existence to another. In the same way the spiritual part of the Earth will pass over to the ‘Jupiter existence’ when physical existence comes to an end. This ‘Jupiter existence’ will be a further embodiment of everything that is connected spiritually with the Earth. And so when we are able after death to look back at the ether-body, we realise that in very truth one part of the ether-body has to do with everything in the realm of Earth that will ultimately perish. Certain forces in our ether-body have to do with the process by which the Earth is led onwards to its end. But the ether-body contains other forces too, quite different forces. We can picture the relation of these forces to the physical Earth by thinking of the seed of the plant surrounded by substance out of which the next plant arises. Similarly, we perceive in the ether-body, forces which have only to be active as long as the Earth exists, until the Earth comes to an end with the Wärmetod. But there are other forces too, ‘young’, fertile forces, and these are connected with everything that makes the Earth capable of germination in the Cosmos, of passing over to its next embodiment. This ‘fertile’ part of the ether-body can only be perceived—and here we come to another significant secret disclosed by Spiritual Science—when the human being has established a certain relationship with the Christ, the Christ Impulse. For this part of the ether-body is permeated with the Christ Forces which since the Mystery of Golgotha have poured into the sphere of the Earth. It is these Christ Forces in the ether-body which enable the ‘fertile seed’ in the human soul, too, to pass over to the Jupiter embodiment of the Earth. Our connection with the Christ Impulse therefore, enables us to perceive the fertile seed, the seed of the future within our ether-body. And this brings the certain knowledge that the power of the Mystery of Golgotha has flowed, in very truth, into the Earth-sphere and that this power was responsible for quickening the spiritual forces of the Earth with which we ourselves, as human beings, are inwoven. When a human being who has attained Ego-consciousness in the real sense—as is the case in the West to-day—gazes upon his ether-body after death, he must not find this ether-body devoid of the forces flowing from the Christ Impulse. For it means a life of unblessedness after death if the vista of the ether-body reveals that ether-body is not permeated by the Christ Impulse. I have said many, many times that Christ has come to the Earth as a Real Being and that even those who in their surface-consciousness to-day resist the Christ Impulse... they too will gradually find their way to it, although perhaps one or two incarnations later than the peoples of the West. Man's blessedness after death depends upon the realisation that the Christ Impulse is present in the ether-body; whereas he is doomed to tribulation if he can perceive in the ether-body only that which must inevitably perish with the Earth. A man belonging to Western civilisation, born as he is with the clear Ego-consciousness to which the Oriental peoples have not yet attained, is doomed to a state of unblessedness if, after death, he must look back upon an ether-body lacking the‘substance’ of the Christ Impulse and containing only those forces by which Earth-evolution is finally led to its end. When a man cannot perceive the young, fertile forces of the Christ Impulse in his ether-body, it is rather like having to live after death under the constant impression of an earthquake or a volcanic eruption. These young, fertile forces of the Christ Impulse... what are they? Of one aspect I have spoken many times, namely, of the part played by the blood in the physical body of Christ Jesus. The blood is, of course, one of the physical components of the body, and in the case of an ordinary human being it dissolves away at death in the physical Elements. This did not happen to that part of the blood in the body of Christ Jesus which flowed from the wounds on Golgotha. This blood was ‘etherised’, was actually taken up into the etheric forces of the Earth. The blood that flowed from the wounds on Golgotha became Ether-Substance. And perceiving this Ether-Substance gleaming and glistening in the ether-body after death, man knows it to be the young, fertile life by which he is borne onwards into the future. These quickening, freshening life-forces pour into the human ether-body from yet another source. Contemplation of the Fifth Gospel reveals—it is a deep and solemn impression—that after the body of Christ Jesus had been laid in the Grave, a certain happening led, in actual fact, to the scene described with such marvellous exactitude in the Gospel of St. John: the clothes lay scattered around the empty Grave. The Fifth Gospel reveals that it was indeed so. An undulating earthquake had produced a rift in the earth and into this rift the body of Christ Jesus fell. The rift then closed again and, as described in St. John's Gospel, the clothes in which the body had been shrouded were hurled about the empty sepulchre by the tempest. When these things are revealed to one from the Fifth Gospel, it is a deeply moving experience to find them confirmed in the Gospel of St. John. And so something else too flowed into the human ether-body. What had been received into the rift in the earth poured through the blood now agleam in the Ether, making this gleaming blood visible in the human ether-body. As I said before, the ether-body expands after death and man sees it as a ‘firmament’ against which everything else stands out in relief. And the feeling arises: The body of Christ Jesus, empty of blood, spreads through the expanding ether-body like a basic substance. The body which had fallen into the chasm passed into the Earth, and the etherised blood now reveals itself in the tableau of the human ether-body, filling the tableau with life. And from this revelation arises the certainty: Mankind does not perish, but lives on as the spiritual essence of Earth-existence when the Earth falls away, just as the corpse falls away from the indwelling spiritual being on man. True, the ‘I’ and astral body guarantee freedom and immortality for man; but he would live on only for himself, he would pass over to Jupiter only to find himself in an alien world if the forces poured by the Christ Impulse into the Earth-sphere were not carried over to Jupiter. If individual human beings were not rooted within an Earth-sphere that has been pervaded by the Christ Impulse, they would pass over to Jupiter in ‘poverty of soul’, with faculties hardly richer than those belonging to the Lemurian epoch. And this ‘poverty of soul’ which would give the conviction that earthly life is doomed to perish would betoken a state of unblessedness for man between death and rebirth; whereas realisation of what the Christ Impulse has wrought for the spiritual part of the Earth brings blessedness to the soul in the life between death and rebirth. Since the Mystery of Golgotha, every experience by which the human soul is quickened and enriched comes from what was poured into the spiritual aura of the Earth by the Christ Impulse. |
121. The Mission of Folk-Souls: Lecture Six
12 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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Hence in my Occult Science you will find it pointed out that in old Atlantis, in certain Mystery Places, named the Atlantean Oracles, the guidance of this distribution of mankind over the Earth was taken in hand, so that in fact that equilibrium, that state of balance could be brought about which led to the corresponding distribution of the races. In one such Mystery-Oracle the truths of which we are now speaking were always investigated, and originally man was entirely guided by them. |
In the stream of peoples that traveled across Africa and crystallized into the Ethiopian race, we have to look for an impulse which could be given by the Mercury-oracle, in which one could clearly observe how the normal Spirits of Form, (the six Elohim and Jahve or Jehovah) co-operated, and how the abnormal Spirits of Form whose activities proceeded from the centre of Mercury also worked in. |
121. The Mission of Folk-Souls: Lecture Six
12 Jun 1910, Oslo Tr. Unknown Rudolf Steiner |
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As you may imagine, it is a very complicated matter, when the Spirits of the different hierarchies have so to work together with their forces that the mission of the earth can be fulfilled; when they have so to work that finally a state of equilibrium comes about. Hence you will understand also, that statements such as those made in our last lecture can only be made when one takes a quite definite period in evolution, and that the whole presentation is immediately altered if one considers evolution at another period. Hence also, if you wish to arrive at a complete understanding of these very complicated matters you must always take one course of lectures in connection with the others. I shall here draw attention to one point, and it should be taken as a sort of annotation. In the equilibrium of our earth the whole co-operation of the hierarchies is such, that we must look at what we described in our last lecture as the third hierarchy, the Spirits of Will, the Cherubim and Seraphim, as being something which, as regards this state of equilibrium, works from within the earth. You must naturally picture to yourselves this hierarchy as originally unfolding its powers from out of the universe towards the centre of the earth, and that the way in which man becomes aware of these forces does not correspond to their first direction, but the reverse direction they take when they are thrown back, reflected. You will therefore only be able to form a complete idea of the very intimate processes which here take place, if you compare what was said in the last lecture with much that was said in my course of lectures given at Düsseldorf on the Hierarchies, in which a comprehensive idea was given of the heavenly part of the activity of the three hierarchies. These things are by no means so simple, and, to make the mission of the earth comprehensible, it is necessary to select the point of view in such a way that we may see the reflections of the Spirits of these hierarchies in what we call the elements of earth-existence. But if you take this into consideration, you will then also acquire a feeling of the infinite wisdom contained in the whole harmony of the forces of the universe, in the forces of the cosmos. You will also to a certain extent have the feeling that knowledge must be continually extended, that there must be no limit to it, as things are so complicated that when we think we have grasped one point of view, we are immediately compelled to pass on to another, which then throws light on the matter from another aspect. We can only advance little by little in our knowledge; nevertheless, from the indications given in the last lecture, especially at the close, you will have become somewhat more closely acquainted with what may be called the cooperation of the abnormal and the normal Spirits of Form, which brings about in our life on earth that there should be not merely one kind of humanity spread over the whole earth, but that a humanity might arise which can be manifested in the different races. For that uniform humanity, which man can only attain to again in the course of the evolution of the earth, the pure activity of the normal Spirits of Form would have been necessary. These are the same spiritual Beings who in Genesis are called the Elohim, and we can really recognize seven of these normal Spirits of Form in the entire universe which surrounds our earth and together with it makes one whole. There are seven Spirits of Form or seven Elohim. If we wish to form a conception of these seven with their various missions, and their vocation of establishing equilibrium or Love in the whole mission of the earth, we must clearly understand that these seven Spirits of Form so co-operate that what we have described in one of these lectures as ‘man in the second third of his life’ would actually be brought about. Thus if all these seven Spirits of Form could work in the way they have proposed among themselves, the essential ‘I’-man would express himself. But as other spiritual Beings co-operate with them, and vary this uniform humanity, a quite special arrangement was necessary in the cosmos. If to-day you wished to seek in the cosmos the locality from whence the normal Spirits of Form are active, those Beings who, as described in our last lecture, in our present cosmos shine towards us in the light, then you must seek for them in the Sun. You must always seek in the direction of the Sun for that Cosmic Lodge, that community in the universe, in which these Spirits of Form take counsel together for the establishing of the earthly equilibrium, for the fulfillment of the mission of the earth. One thing only was necessary so that the abnormal Spirits of Form should not by their activity produce too much disorder as far as man is concerned; it was necessary that one of the Spirits of Form should detach Himself from the community; so that, in reality, you have only to look for six Spirits of Form or Elohim in the direction of the Sun, one of these Spirits had to isolate Himself, in order that through the simultaneous activity of the abnormal Spirits of Form, who are really Spirits of Motion, the equilibrium should not be completely upset. He it was Who in the Bible, in Genesis, is called Jahve or Jehovah. If you wish to look for His activity in the universe, you must not seek for it in the direction of Sun, but in that in which Moon for the time being is to be found. This is also indicated in my Occult Science, although looked at there from another aspect, when it is shown that the Spirits of Form go away with the separation of Sun, but that only in the special arrangement that took place in the separation of Moon, were the preliminary conditions created for the further evolution of man. For if Moon had remained united with Earth, the evolution of man could not have taken place. This further evolution of man was only made possible through one of the Elohim, Jahve, going forth with Moon, while the other six Spirits remained in Sun; it was only made possible through Jahve's co-operative work with His six other companions. Now it may be asked: Why was Sun split off at all? That was necessary for the following reasons: As soon as certain older Spirits of Motion—who possess greater power than the Spirits of Form, for they stand higher in the rank of the hierarchies—had decided to remain behind, the normal Spirits of Form had to weaken their activity by splitting off one of themselves. They would not otherwise have been able to bring about the equilibrium requisite for further evolution. If we want to obtain a satisfactory conception of the activities of these normal Spirits of Form, it is best to think of them as streaming down to us in the sunlight. But if we want to obtain an idea of the abnormal Spirits of Form, and of how they act in combination with the normal Spirits of Form, who are centered in Sun as it were (for it was only in order that the equilibrium could be brought about that Jehovah split off towards Moon); then we must imagine that a certain sun-force, which streams towards us in the normal Spirits of Form, is altered by the force that streams to us from the abnormal Spirits of Form, who are really Spirits of Motion. These have their centre in the other five planets, speaking of the planets in the old way. You must therefore seek for the centre of these others, the abnormal Spirits of Form, in Saturn, Jupiter, Mars, Venus, Mercury. You have now, when you look into the cosmos, a sort of distribution of the normal and the abnormal Spirits of Form. Six of the normal Spirits of Form are centered in Sun, one of them—Jahve or Jehovah—forms the equilibrium for them from Moon, by ruling and guiding the latter. The activities of this Spirit of Form are influenced by the activities proceeding from Saturn, Jupiter, Mars, Venus and Mercury. These forces stream down upon Earth, are stemmed there and ray up again from Earth, as was described at the close of our last lecture. Thus if you have a part of Earth's surface upon which a certain activity is exercised from the Sun by the Elohim or normal Spirits of Form, then nothing would come into existence on that particular part of the Earth's surface but the entirely normal ‘I’, that which gives man his normal being, which produces the average general human nature. Now into these forces of the Spirits of Form, which through the state of equilibrium would otherwise dance here upon the surface, are intermingled the forces of Mercury. Hence in that which here unfolds as the force of the Spirits of Form, there dances and vibrates not only the normal, but also that which intermingles in the normal forces of the Elohim, in the normal forces of the Spirits of Form, that namely, which comes from the abnormal Spirits of Form who are centered in the several planets. From this we see, that through these abnormal Spirits of Form, there are five possible centers of influence, and these, in their reflection upon humanity from the centre of the Earth, really produce what we know as the five main races [from the German, Hauptrassen – e.Ed] who inhabit the Earth. If we now more closely characterize the spot which in our recent statements we placed in Africa, by saying, that through the co-operation of the normal Spirits of Form with the abnormal ones centered in Mercury, the negro race came into existence, we are then, from an occult standpoint, quite correct in describing what appears in the black race, as the ‘Mercury race’. Let us now follow on further along the line which we then drew through the central points from which the several races sprang. We then come to Asia and find there the Venus-race or the Malay race. We then pass on across the wide domain of Asia and in the Mongolian race we find the Mars-race. We then pass over into the domain of Europe and we find in the Europeans, in their basic character, in their racial character, the Jupiter men. If we cross over the ocean to America, where the place is at which the races or civilizations die, we then find the race of the dark Saturn, the original American-Indian race, the American race. The American-Indian race is the Saturn race. In this way, if occultly you picture this matter more and more clearly, you find in these five planets the forces which have experienced their external manifestations in these five parts of the world. If you form a more and more distinct and concrete conception of this, you will acquire an inner knowledge of these unique racial characters which are spread over the Earth, a knowledge of this peculiar co-operation of the normal and abnormal Spirits of Form. Thus we have, as it were, drawn the picture which holds good for a certain point. But what I have said about the different parts of the Earth, again only holds good for a quite definite epoch of evolution. It holds good for the epoch when, at a definite moment of the old Atlantean evolution, the migration of peoples started from a spot in Atlantis and wandered across to the right place where they could receive the corresponding racial cultivation. Hence in my Occult Science you will find it pointed out that in old Atlantis, in certain Mystery Places, named the Atlantean Oracles, the guidance of this distribution of mankind over the Earth was taken in hand, so that in fact that equilibrium, that state of balance could be brought about which led to the corresponding distribution of the races. In one such Mystery-Oracle the truths of which we are now speaking were always investigated, and originally man was entirely guided by them. In this manner, what happened on the Earth was correspondingly directed from such centers. In the stream of peoples that traveled across Africa and crystallized into the Ethiopian race, we have to look for an impulse which could be given by the Mercury-oracle, in which one could clearly observe how the normal Spirits of Form, (the six Elohim and Jahve or Jehovah) co-operated, and how the abnormal Spirits of Form whose activities proceeded from the centre of Mercury also worked in. According to the astrological co-operation of these various centers of force, the point of equilibrium was sought for on our Earth, and in accordance with this the centre of balance was taken as the point of radiation for the race in question. The formation of the other races was also directed in a similar way. In accordance with this, the great map is then drawn, into which are entered the influences with respect to peoples, families, etc. That is the great map, which is an image of the heavenly activity which originates through the forces of the heavenly powers flowing into man, radiating back from him, and forming his destiny. What may we now consider a man of the Mercury race, of the Ethiopian race as being? We may so look upon him that we say: This man is originally destined and organized by the Elohim to express in himself the whole human nature. But now from the Mercury centre the abnormal Spirits of Form worked with great power and caused man to be so varied that the form of the Ethiopian race arose; and it was the same with each of the other races. Thereby the streams of the peoples were guided in quite a definite way from the original centre, and thus the line which I drew for you a few days ago originated. You must therefore imagine the Spirits of Form radiating from a centre. We have to suppose this centre as being at a definite period of time in old Atlantis. There we have that which sank down into the Atlantean continent and shaped it in such a way that the human spirits were brought under the ruler ship of the corresponding abnormal Spirits of Form. Thus were the great foundations of the races created, and when man looks up into the infinite expanses of the heavens, he must there seek the forces which constitute him. They constitute him however in their rays which return from the Earth. When he looks up to the normal Spirits of Form, to the Elohim, he is looking up to that which really makes him into man; and when he looks up to what is centered in the several Planetary Spirits (with the exception of the Sun and Moon), he sees that which makes him belong to a particular race. Now how do these Race-spirits work in and upon man? They work in a very unique way, so that, as one might say, they excite his forces first of all when they reach the physical body. You know that what we call the four fundamental parts of man, are projected and imaged in certain parts of the physical body, so that we may say, the ‘I’ images itself in the blood; the astral body in the nervous system; the etheric or life-body in the glandular system, and only the physical body stands for itself, it is an image of its own being, and for the man of the present day it has all its laws within itself. The ‘I’ reflects itself in the blood, the astral body in the nervous system, the etheric body in the glandular system. Those spiritual Beings, who there seethe and boil in man so that his racial character may come about, cannot at first work directly into his higher parts. They seethe first of all in these images of the higher parts in the physical body. They cannot as yet enter right into the physical body, but they seethe in the other three members, in that which is the image of the ‘I’, the blood; in the image of the astral body, the nervous system; and in that which is the image of the etheric body, the glandular system. In these three systems, which belong to the physical body but are reflections of the higher members, the Race-spirits, the abnormal Spirits of Form. Here you see that the physical body of man is determined from within; so that these various spiritual Beings set to work in those parts of the physical body which are the projections, the shadows of the higher members. Now where for instance does Mercury set to work? I say Mercury, so as to include all the abnormal Spirits of Form to be found in Mercury. He intervenes by co-operating with others, especially in the glandular system. He seethes in the glandular system, and there are expressed the forces which originate through that preponderance of the Mercury forces, which work in the Ethiopian race. Everything which gives the Ethiopian race its special characteristics comes from the fact that the Mercury forces seethe and surge in the glandular system of this people. What modifies the universal human form into the special form of the Ethiopian race with black skin and woolly hair and so on, is the result of their activity. This modification of the common human form comes therefore from these forces. If you now pass further over to Asia, you find there in a similar manner something we might describe as Venus forces, as an abnormal development of the Spirits of Form. These Venus forces operate by attacking principally that which we call the reflection of the astral body, the nervous system. They operate however in a peculiar way, and indeed not directly as Venus-spirits upon the nervous system. For the nervous system can be affected in two indirect ways; one way is through the respiration. When the breathing is specially worked upon, these activities establish themselves in man's respiratory and nervous system, and give it a definite form. This indirect way is selected by the abnormal Spirits of Form whom we may call Venus Beings, in the Malay race, in the yellow tinted races of Southern Asia, and towards the Malay Archipelago. Just as the glandular type of man is spread over the land of Ethiopia, so over these parts of Malaya there is spread the type of man in whom the abnormal Spirits of Form work upon the nervous system indirectly through the respiratory system. There the nervous system is worked upon indirectly through the respiratory system. In the nervous system is brewed that which, with special modifications, produces the more or less yellow-colored part of humanity. The transformation there brought about, certainly expresses itself more in that part of the nervous system which we sum up in the expression ‘Solar Plexus’, therefore not really in the higher nervous system but in that mysterious part of the nervous system which runs in two strands parallel with the spinal marrow and spreads out in various directions. This part of the nervous system, therefore, is worked upon indirectly through the respiratory system, this part which in our sense does not yet belong to the higher mental activity. These Venus-forces which work in this race, seethe deep down in the unconscious organism. Now let us go up over the wide Mongolian plains. In those plains those Spirits of Form are principally active who work indirectly through the blood. There in the blood is brewed that which brings about a modification of humanity and produces the basic character of the race. There is, however, something very peculiar in this Mongolian race. There the Mars-spirits enter the blood: But they work in it in quite a definite way, viz., they are there able to work towards the six Elohim who are centered in the Sun. In the Mongolian race, therefore, they work towards these six Elohim, and in doing so they make a special attack in the other direction towards Jahve or Jehovah Who has separated His field of action from that of the six Elohim. But besides this co-operation of the Mars-spirits with the six Elohim and Jahve, which results in the Mongolian race, there is still something quite special. Just as the six Elohim from the Sun and Jahve from the Moon act upon the Mongolians, whilst the Mars-spirits work towards them, so in another case we must imagine that from the direction of the Moon the Jahve forces again meet and co-operate with the Mars-spirits, and that thus a special modification arises. Here you have a special modification of humanity, viz., that which belongs to the Semitic race, explained from its most occult background. In the Semites you have a modification of collective humanity, in which Jahve or Jehovah shuts Himself off from the other Elohim and invests this people with a special character, by co-operating with the Spirits of Mars, in order to bring about the special modification of this people. You will now perceive the special element contained in the Semitic people and its mission. In a certain deep occult sense the writer of the Bible was able to say, that Jahve or Jehovah had made this people His own, and when to this you add the fact that there was here a co-operation with the Mars-spirits who direct their attacks chiefly upon the blood, then you will also comprehend why the continuous action of the blood from generation to generation was of quite special importance to the Semitic Hebrew people, and why the God Jahve describes Himself in the Semitic people as the God Who comes down in the blood from Abraham, Isaac and Jacob and so on. That is the important thing: how the blood runs through all these generations. By describing Himself as ‘I am the God of Abraham, Isaac and Jacob’, Jehovah says: ‘I act in your blood’. That which always works in the blood, that which must be fought out in the blood,—the co-operation with the Mars-spirits,—that is one of the mysteries which lead us deeply into the wise guidance of the entire humanity of the Earth. So you see, that the blood of mankind is acted upon in a twofold manner; that two races originate, by the blood of mankind being acted upon; on the one side we have that which we call the Mongolian race, on the other that which we may describe as belonging to the Semitic race. That is a great polarity in humanity, and we shall have to trace much that is of immense importance back to this polarity, if we wish to understand the depths of the Folk-souls. We shall now go back still further and trace how the Spirits and Beings who have their centre in Jupiter seethe and boil in man. These select for themselves the second point of attack, so as to act indirectly upon the nervous system. The one point of attack is through the senses of man; the other point of attack which works into the nervous system, goes indirectly through the respiratory system into the solar plexus. The attack proceeding from Jupiter goes indirectly through the sense-impressions and streams out from thence upon those portions of the nervous system which are centered in the brain and spinal cord. Here flow in, in those races belonging to the Jupiter humanity, those forces which give the special stamp to the racial character. This is more or less the case in the Aryans, in the peoples of Asia Minor and Europe, those whom we reckon as belonging to the Caucasian race. In these arises that modification of universal humanity which comes from the abnormal Spirits of Form whom we may describe as Jupiter Spirits, working upon the senses. The Caucasians therefore are determined through the senses. Now you will also understand that a people like the Greeks, who were quite specially and consciously under the influence of Jupiter or Zeus, who felt themselves to be a centre for the Zeus influence, were pre-eminently determined by what flows into the nervous system through the senses. Of course the Greeks were also influenced by the Elohim who stream in from Sun. But the case was such, that among the Greeks everything that acts upon the senses was devoted to the influence of Jupiter or Zeus, and by that means this people attained its greatness. Everything the Greeks saw in the way of external form, external life, contained important meanings for them. They saw the spiritual in their perceptions of the physical, and hence became the basic people for all sculpture, for all external form-giving. This indicates a very special mission of the Greek people, who are so eminently the people of Jupiter or Zeus, who even at the time when,—especially through the entrance of the star-constellation,—the co-operation of the Zeus or Jupiter-forces with the universal Elohim-forces took place, felt themselves to be the people of Zeus. All the peoples of Asia Minor and especially the European peoples, are on the whole modifications of this Jupiter influence, and you may now divine that, as man has many senses, many modifications can come about, and that in the formation of the several peoples within this basic race which were formed by the senses working upon the nervous system, one or other of the senses may have the mastery. Through this the various peoples may assume different forms. According as the eye or the ear or one of the other senses has the upper hand, so will the different peoples be determined in this or that direction for the special national tendency within the racial character. Through this they get quite definite tasks. One task, which specially devolves upon the Caucasian race is, that it is to tread the path to the spiritual through the senses, for it is built especially upon the senses. Herein lies something that leads one into the deeper starting-points of occultism and it will show you that in those peoples whose sign, so to speak, lies in the Venus-character, the principal starting-point, even in occult training, must be made where the breathing is the most important thing. On the other hand in the peoples living more to the West, the starting-point of their deepening and spiritualizing must be taken from what is in the sense world. This is possessed by peoples who occupy countries more towards the West, in their stages of higher cognition, in imagination, inspiration and intuition, in accordance with the way in which the Jupiter-spirit originally modified the character. Hence there were always these two centers in the evolution of humanity, the one ruled more by the Spirits of Venus, and the other ruled more by the Spirits of Jupiter. The Spirits of Jupiter were specially observed in those Mysteries in which—as those of you will know who took part in my course of lectures at Munich1 last year—the three Individualities met together, the three spiritual Beings, Buddha, Zarathustra or Zarathas in his later incarnation, and that great leader of humanity whom we describe by the name of Skythianos. That is the Council which, under the guidance of One still greater, set itself the task of investigating into the mysterious forces which must be developed for the evolution of humanity, whose starting-point was taken from that part which is originally connected with the Jupiter forces and which was preordained in the map of the Earth already mentioned. Finally, what we may describe as the abnormal Spirits of Form who have their centre in Saturn, act upon the glandular system, but in a roundabout way through all the other systems. Therefore in all that we must describe as the Saturn-race, in everything to which we must attribute the Saturn-character, we must look for something which draws together and embraces that which leads again to the evening twilight of humanity, whose development brings humanity in a certain way to a real conclusion, to a dying away. The expression of this action on the glandular system is seen in the American-Indian race. From that action comes its mortality, its disappearance. The Saturn influence acts through all the other systems finally upon the glandular system. It separates out the hardest parts of man, and we may therefore say that this dying-out consists in a sort of ossification, and this may also clearly be seen in the outer form. If you look at the pictures of the old American Indians, the process above described is palpable in the decline of this race. In a race such as this, everything which existed in the Saturn-evolution is now present in them, and that in a special manner; it has withdrawn into itself and left man alone with his hard bone system, and brought him into decline. One feels something of this truly occult activity, if one observes how, even in the nineteenth century, a representative of these old Indians speaks of how in him there dwells what formerly was great and mighty for man, but which could not possibly go along with further evolution. There is in existence a description of a beautiful scene, in which a leader of these Indians who are dying out, confronts a European invader. Imagine what is felt in the heart when two such men confront each other, men who came across from Europe, and men who in the earliest ages, when the races were divided, went over to the West. The Indians then took over with them to the West all that was great in the Atlantean culture. What was the greatest thing of all to the Indian? It was that he was still able dimly to sense something of the ancient greatness and majesty of a period which existed in the old Atlantean epoch, in which the division of the races had hardly begun, in which men could look up to the Sun and perceive the Spirits of Form penetrating through a sea of mist. Through an ocean of mist the Atlantean gazed up at that which to him was not divided into six or seven, but which acted together. This co-operative activity of the seven Spirits of Form was called by the Atlanteans the Great Spirit who revealed himself to man in ancient Atlantis. The Atlantean had not taken into himself all that the Venus, Mercury, Mars and Jupiter Spirits brought about in the East, through which were developed all the civilizations which reached their zenith in Europe in the middle of the nineteenth century. In all this the son of the brown race did not participate. He clung firmly to the Great Spirit of the primeval past. That which the others had done, those who in a primeval past had also received the Great Spirit, passed before his eyes when a paper was laid before him on which were many little signs, letters, of which he understood nothing. All that was foreign to him, but in his soul he still had the Great Spirit. His speech has been preserved to us; it is worthy of note because it points to what we have explained, and it runs somewhat as follows: ‘There, in the ground upon which walk the conquerors of our country, the bones of my brothers are buried. Why are the feet of our conquerors allowed to walk over the graves of my brothers? Because they are in possession of that which makes the white man great. The brown man is made great by something else; he is made great by the Great Spirit, Who speaks to him in the sighing of the wind, in the rustling of the forest, in the surging of the waves, in the gurgling of the spring, in thunder and lightning! That is the Spirit Who to us speaks truth. Oh, the Great Spirit speaks truth! Your Spirits, whom you have here on paper, and who express what to you is great, they do not speak truth.’ Thus spoke the Indian Chief, from his point of view. The brown man belongs to the Great Spirit; the pale man belongs to the spirits who, in black shapes, as little dwarf-like beings—he meant the letters—hop about on the paper and who do not speak the truth. That is a world-historic dialogue, which was carried on between the conquerors and the last of the great Chiefs of the brown men. Here we see what belongs to Saturn and his activity, and what originates on the earth from his co-operation with other Spirits, at such a moment as this, when two different directions meet. Thus we have seen how humanity in general was brought to the surface of our Earth by the Elohim or the normal Spirits of Form, how then the five principal races of human evolution lift themselves out of the collective mass of mankind, out of the ocean of humanity, and how these five races are connected with the guiding Spirits belonging to the ranks of the abnormal Spirits of Form whom we must call by the names which we take from the live planets, whereas the normal Spirits of Form are to be sought for in the Sun and in the Moon. From this point we shall proceed further, and pass on to something that will be easier to us, because we shall be connecting on to something familiar to us, namely, to tribes and peoples.
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89. Awareness—Life—Form: The Logoi
02 Jul 1904, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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Biblical name of manu, one of the highest initiates on Earth. In ancient Atlantis leader of the Sun oracle and founder of post- Atlantean civilization. See lectures given in Berlin on 15 February 1909 and Munich on 7 March 1909 in The Principle of Spiritual Economy GA 109, tr. |
89. Awareness—Life—Form: The Logoi
02 Jul 1904, Berlin Tr. Anna R. Meuss Rudolf Steiner |
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When we see something, we ask how it has come about, presupposing something else from which it has arisen. Only applicable to things that happen in the physical world. We have to presuppose something where we no longer ask whence it has arisen. That is the Logos. Nor should the question be put: when did the Logos arise, for saying that it [arose] earlier or later would impose limits on it. All notions of time cease to have meaning with regard to the Logos. What we are saying now about the Logos applies as it has applied countless millennia ago. The Logos is not in time but before all time. We are going to develop some concepts. If we refer to something which is absolute in itself, which does not have any of the things we know, as being beyond existence, we have established an abstract concept of what we think the Logos to be—absolute, established, complete, resting in itself. First Logos - sat - Father. If this Logos is accepted on its own, it rests in itself, there and not there, beyond existence, never perceptible as it is beyond all perception, beyond existence. It follows that this Logos is the absolutely occult, hidden principle, being beyond all revelation. If it is not to be occult, it must reveal itself. We then have its mirror image, with Logos revealed. If we consider this we will immediately see that there at two concepts in this concept, and we thus have something threefold, for in the revealer there must be activity of self revelation:
[Indian] sat, ananda, chit [Christian] trinity of
Initially these three are so sublime that for anything we call evident or perceptible in the ordinary sense we have to call them occult. Three occult principles, therefore. They must first of all be revealed. There are only three, and so they can only reveal themselves to one another: The Father reveals himself to the Word, The Word reveals itself to the Holy Spirit, The Holy Spirit reveals itself back to the Father. These are three ways of revelation. We think of them as applied to three principles, so that the activity of these three principles consists in that they take on the task of translating this. The three can enter into different relationships: It is possible for the Father to hide in the Word, making himself known in this hidden state. The Father principle veils itself in the Word and reveals itself to the Spirit. It is also possible for the Word to veil itself in the Holy Spirit and thus veiled reveal itself to the Father. It is also possible for the Holy Spirit to veil itself in the Father and reveal itself to the Word. The only remaining possibility is that the Father principle veils itself in both, Word and Spirit, and is revealed to itself. What we have—1st 2nd 3rd 4th 5th 6th 7th—we think of as existing in essence; this intrinsic quality, the [seven] relationships between the three Logoi, thus arises in seven essential forms.87
Thus the principles arose in mutual fructification. These are the seven rulers, the seven mights that stand before the throne [of God], and these are their qualities. The qualities arise from the relationships of the three Logoi. Only seven are possible. All Might consists in the Father principle revealing itself to the Word. This is known as first creation, or chaos. When All Might had done its work, All Wisdom reigned, ordering everything according to measure and number. When All Wisdom had done its work, All Love reigned, bringing the element of sympathy and antipathy to the whole of creation. When All Love had done its work, All Justice came; it reigned, bringing in karma, which means birth and death. When All Justice had done its work, All Redemption takes up its work, bringing redemption to everything, which is last judgement. When the last judgement has done its work, All Hallowing will begin its work, and then All Harmony [bliss] will begin. Let us think of this spread among seven planets. In truth, all seven are present, but one of them always has the power (the others hold lesser offices). If we take the fourth orb, it is ours. The device for us is therefore: The Father principle veils itself in the Word and reveals itself to the Spirit. And that is Christianity. With this Cherub we have the key word and hence also the meaning of Christianity. Miracle of Pentecost ... All is made through the Word, which on the one side contains the Father in involution; hence John: [In the Beginning was the Word and the Word was with God and the Word was God. He was in the Beginning with God. Through him Everything entered into existence and without him nothing entered into existence.’ Kalmia Bittlestone translation] The task for the next planet, Mercury, 5) All Redemption—the Word veils itself in the Spirit and reveals itself to the Father. When the Word, the Christ, which is in our evolution, veils itself and reveals itself to the Father, it is the next... Never will the Son be able to come to you but through me, Spirit. If it, Spirit, is to live, to be spread out, evolve, in the next planet, the Word must veil itself in Spirit. The element, which will set the tone in the next planet, must be prepared for in this one. The Word must go into involution to prepare for the Holy Spirit. This, however, means death here. The mission can only be accomplished if the Word veils itself unto death, and that is the meaning of the death on the cross. We have come so far as to understand that he was crucified to death ... This is the meaning of the central Christian mystery. ... In the Bible, Jesus says: I do not go against the book of law in the meaning of Melchizedek.88 Melchizedek is the Angel of the Earth’s orbital period. In the next planetary evolution, the Son will thus provide for the Father what he will then have gathered through the Spirit.
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200. The New Spirituality and the Christ Experience of the Twentieth Century: Lecture IV
24 Oct 1920, Dornach Tr. Paul King Rudolf Steiner |
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When, however, it was a matter of deciding something of great importance, then the Greeks said: Here it is not those gods who work into imaginations and are the gods of the myths that can determine the matter; here something real must come to light. And so the Oracle arose. The gods were not pictured here merely imaginatively but were called upon (veranlasst) really to inspire people. And it was with the sayings of the Oracle that the Greeks concerned themselves when they wanted to receive social impulses. Here they ascended from imagination to inspiration, but an inspiration which they attained by means of outer nature. We modern human beings must certainly also endeavour to lift ourselves up to inspiration; an inspiration, however, that does not call upon outer nature in oracles but which rises to the spirit in order to be inspired in the sphere of the spirit. But just as the Greeks turned to reality in matters of the social sphere—just as they did not stop at imaginations but ascended to inspirations—so we, too, cannot stop at imaginations but must rise up to inspirations if we are to find anything for the well-being of human society in the modern age. |
200. The New Spirituality and the Christ Experience of the Twentieth Century: Lecture IV
24 Oct 1920, Dornach Tr. Paul King Rudolf Steiner |
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As early as 1891 I drew attention1 to the relation between Schiller's Aesthetic Letters2 and Goethe's Fairy-tale of the Green Snake and the Beautiful Lily.3 I would like today to point to a certain connection between what I gave yesterday as the characteristic of the civilization of the Central-European countries in contrast to the Western and Eastern ones and what arises in quite a unique way in Goethe and Schiller. I characterized, on the one hand, the seizure of the human corporality by the spirits of the West and, on the other hand, the feeling of those spiritual beings who, as imaginations, as spirits of the East, work inspiringly into Eastern civilization. And one can notice both these aspects in the leading personalities of Goethe and Schiller. I will only point out in addition how in Schiller's Aesthetic Letters he seeks to characterize a human soul-constitution which shows a certain middle mood between one possibility in the human being—his being completely given over to instincts, to the sensible-physical—and the other possibility—that of being given over to the logical world of reason. Schiller holds that, in both cases, the human being cannot come to freedom. For if he has completely surrendered himself to the world of the senses, to the world of instincts, of desires, he is given over to his bodily-physical nature and is unfree. But he is also unfree when he surrenders himself completely to the necessity of reason, to logical necessity; for then he is coerced under the tyranny of the laws of logic. But Schiller wants to point to a middle state in which the human being has spiritualized his instincts to such a degree that he can give himself up to them without their dragging him down, without their enslaving him, and in which, on the other hand, logical necessity is taken up into sense perception (sinnliche Anschauen), taken up into personal desires (Triebe), so that these logical necessities do not also enslave the human being. Schiller finds this middle state in the condition of aesthetic enjoyment and aesthetic creation, in which the human being can come to true freedom. It is an extremely important fact that Schiller's whole treatise arose out of the same European mood as did the French Revolution. The same thing which, in the West, expressed itself tumultuously as a large political movement orientated towards external upheaval and change also moved Schiller—but moved him in such a way that he sought to answer the question: What must the human being do in himself in order to become a truly free being? In the West they asked: How must the external social conditions be changed so that the human being can become free? Schiller asked: What must the human being become in himself so that, in his constitution of soul, he can live in (darleben) freedom? And he sees that if human beings are educated to this middle mood they will also represent a social community governed by freedom. Schiller thus wishes to realize a social community in such a way that free conditions are created through [the inner nature of] human beings and not through outer measures. Schiller came to this composition of his Aesthetic Letters through his schooling in Kantian philosophy. His was indeed a highly artistic nature, but in the 1780s and the beginning of the 1790s he was strongly influenced by Kant and tried to answer such questions for himself in a Kantian way (im Kantischen Sinne). Now the Aesthetic Letters were written just at the time when Goethe and Schiller were founding the magazine Die Horen (The Hours) and Schiller lays the Aesthetic Letters before Goethe. Now we know that Goethe's soul-configuration was quite different from Schiller's. It was precisely because of the difference of their soul-constitutions that these two became so close. Each could give to the other just that which the other lacked. Goethe now received Schiller's Aesthetic Letters in which Schiller wished to answer the question: How can the human being come inwardly to a free inner constitution of soul and outwardly to free social conditions? Goethe could not make much of Schiller's philosophical treatise. This way of presenting concepts, of developing ideas, was not unfamiliar to him. Anyone who, like myself, has seen how Goethe's own copy of Kant's Critique of Pure Reason is filled with underlinings and marginal comments knows how Goethe had really studied this work of Kant's which was abstract, but in a completely different sense. And just as he seems to have been able to take works such as these purely as study material, so, of course, he could also have taken Schiller's Aesthetic Letters. But this was not the point. For Goethe this whole construction of the human being—on the one hand logical necessity and on the other the senses with their sensual needs, as Schiller said, and the third, the middle condition—for Goethe this was all far too cut and dried, far too simplistic. He felt that one could not picture the human being so simply, or present human development so simply, and thus he wrote to Schiller that he did not want to treat the problem, this whole riddle, in such a philosophical, intellectual form, but more pictorially. Goethe then treated this same problem in picture form—as reply, as it were, to Schiller's Aesthetic Letters—in his Fairy-tale of the Green Snake and the Beautiful Lily by presenting the two realms on this and on the far side of the river, in a pictorial, rich and concrete way; the same thing that Schiller presents as sense-life and the life of reason. And what Schiller characterizes abstractly as the middle condition, Goethe portrays in the building of the temple in which rule the King of Wisdom (the Golden King), the King of Semblance (the Silver King), the King of Power (the Copper King) and in which the Mixed King falls to pieces. Goethe wanted to deal with this in a pictorial way. And we have, in a certain sense, an indication—but in the Goethean way—of the fact that the outer structure of human society must not be monolithic but must be a threefoldness if the human being is to thrive in it. What in a later epoch had to emerge as the threefold social order is given here by Goethe still in the form of an image. Of course, the threefold social order does not yet exist but Goethe gives the form he would like to ascribe to it in these three kings; in the Golden, the Silver, and the Copper King. And what cannot hold together he gives in the Mixed King. But it is no longer possible to give things in this way. I have shown this in my first Mystery Drama4 which, in essence, deals with the same theme but in the way required by the beginning of the twentieth century, whereas Goethe wrote his Fairy-tale at the end of the eighteenth century. Now, however, it is already possible to indicate in a certain way—even though Goethe had not himself yet done so—how the Golden King would correspond to that aspect of the social organism which we call the spiritual aspect: how the King of Semblance, the Silver King, would correspond to the political State: how the King of Power, the Copper King, would correspond to the economic aspect, and how the Mixed King, who disintegrates, represents the 'Uniform State' which can have no permanence in itself. This was how, in images, Goethe pointed to what would have to arise as the threefold social order. Goethe thus said, as it were, when he received Schiller's Aesthetic Letters: One cannot do it like this. You, dear friend, picture the human being far too simplistically. You picture three forces. This is not how it is with the human being. If one wishes to look at the richly differentiated inner nature of the human being, one finds about twenty forces—which Goethe then presents in his twenty archetypal fairy-tale figures—and one must then portray the interplay and interaction of these twenty forces in a much less abstract way. Thus at the end of the eighteenth century we have two presentations of the same thing. One by Schiller, from the intellect as it were, though not in the usual way that people do things from the intellect, but such that the intellect is permeated here with feeling and soul, is permeated by the whole human being. Now there is a difference between some dry, average, professional philistine presenting something on the human being in psychological terms, where only the head thinks about the matter, and Schiller, out of an experience of the whole human being, forming for himself the ideal of a human constitution of soul and thereby only transforming into intellectual concepts what he actually feels. It would be impossible to go further on the path taken by Schiller using logic or intellectual analysis without becoming philistine and abstract. In every line of these Aesthetic Letters there is still the full feeling and sensibility of Schiller. It is not the stiff Königsberg approach of Immanuel Kant with dry concepts; it is profundity in intellectual form transformed into ideas. But should one take it just one step further one would come into the intellectual mechanism that is realized in the usual science of today in which, basically, behind what is structured and developed intellectually, the human being has no more significance. It thus becomes a matter of no importance whether Professor A or D or X deals with the subject because what is presented does not arise from the whole human being. In Schiller everything still has a totally personal (urpersönlich) nature, even into the intellect. Schiller lives there in a phase—indeed, in an evolutionary point of the modern development of humanity which is of essential importance—because Schiller stops just short of something into which humanity later fell completely. Let us show diagramatically what might be meant here. One could say: This is the general tendency of human evolution (arrow pointing upwards). Yet it cannot go [straight] like this—portrayed only schematically—but loops round into a lemniscate (blue). But it cannot go on like that—there must, if evolution takes this course, be continually new impulses Antriebe) which move the lemniscates up along the line. Schiller, having arrived at this point here (see diagram), would have gone into a dark blue, as it were, of mere abstraction, of intellectuality, had he proceeded further in objectifying what he felt inwardly. But he drew a halt and paused with his forms of reasoning just at that point at which the personality is not lost. Thus, this did not become blue but, on a higher level of the Personality—which I will colour with red (see diagram)—was turned into green. Thus one can say: Schiller held back with his intellectuality just before that point at which intellectuality tries to emerge in its purity. Otherwise he would have fallen into the usual intellect of the nineteenth century. Goethe expressed the same thing in images, in wonderful images, in his Fairy-tale of the Green Snake and the Beautiful Lily. But he, too, stopped at the images. He could not bear these pictures to be in any way criticized because, for him, what he perceived and felt about the individual human element and the social life, did simply present itself in such pictures. But he was allowed to go no further than these images. For had he, from his standpoint, tried to go further he would have come into wild, fantastic daydreams. The subject would no longer have had definite contours; it would no longer have been applicable to real life but would have risen above and beyond it. It would have become rapturous fantasy. One could say that Goethe had to avoid the other chasm, in which he would have come completely into a fantastic red. Thus he adds that element which is non-personal—that which keeps the pictures in the realm of the imaginative—and thereby came also to the green. Expressing it schematically, Schiller had, as it were, avoided the blue, the Ahrimanic-intellectuality; Goethe had avoided the red, excessive rapturousness, and kept to concrete imaginative pictures. As a human being of Central Europe, Schiller had con-fronted the spirits of the West. They wanted to lead him astray into the solely intellectual. Kant had succumbed to this. I spoke about this recently5 and indicated how Kant had succumbed to the intellectuality of the West through David Hume. Schiller had managed to work himself clear of this even though he allowed himself to be taught by Kant. He stayed at the point that is not mere intellectuality. Goethe had to do battle with the other spirits, with the spirits of the East, who pulled him towards imaginations. Because at that time spiritual science was not yet present on the earth he could not go further than to the web of imaginations in the Fairy-tale of the Green Snake and the Beautiful Lily. But even here he managed to remain within firm contours. He did not go off into wild fantasy or ecstasies. He gave himself a new and fruitful stimulus through his journey to the South where much of the legacy from the Orient was still preserved. He learnt how the spirits of the East still worked here as a late blossoming of oriental culture; in Greek art as he construed this for himself from Italian works of art. It can therefore be said that there was something quite unique in this bond of friendship between Schiller and Goethe. Schiller had to battle with the spirits of the West; he did not yield to them but held back and did not fall into mere intellectuality. Goethe had to battle with the spirits of the East; they tried to pull him into ecstatic reveries zum Schwärmerischen). He, too, held back; he kept to the images which he gives in his Fairy-tale of the Green Snake and the Beautiful Lily. Goethe would have had either to succumb to rapturous daydreams (Schwärmerei) or to take up oriental revelation. Schiller would have had either to become completely intellectual or would have had to take seriously what he became—it is well known that he was made a 'French citizen' by the revolutionary government but that he did not take the matter very seriously. We see here how, at an important point of European development, these two soul-constitutions, which I have characterized for you, stand side by side. They live anyway, so to speak, in every significant Central-European individuality but in Schiller and Goethe they stand in a certain way simultaneously side by side. Schiller and Goethe remained, as it were, at this point, for it just required the intercession of spiritual science to raise the curve of the lemniscate (see diagram) to a higher level. And thus, in a strange way, in Schiller's three conditions—the condition of the necessity of reason, the condition of the necessity of instincts and that of the free aesthetic mood—and in Goethe's three kings—the Golden King, the Silver King, and the Copper King—we see a prefiguration of everything that we must find through spiritual science concerning the threefold nature of the human being as well as the threefold differentiation of the social community representing, as these do, the most immediate and essential aims and problems of the individual human being and of the way human beings live together. These things direct us indeed to the fact that this threefolding of the social organism is not brought to the surface arbitrarily but that even the finest spirits of modern human evolution have already moved in this direction. But if there were only the ideas about the social questions such as those in Goethe's Fairy-tale and nothing more one would never come to an impetus for actual outer action. Goethe was at the point of overcoming mere revelations. In Rome he did not become a Catholic but raised himself up to his imaginations. But he stopped there, with just pictures. And Schiller did not become a revolutionary but a teacher of the inner human being. He stopped at the point where intellect is still suffused with the personality. Thus, in a later phase of European culture, there was still something at work which can be perceived also in ancient times and most clearly, for modern people, in the culture of ancient Greece. Goethe also strove towards this Greek element. In Greece one can see how the social element is presented in myth—that is, also in picture form. But the Greek myth, basically, Is image in the same way that Goethe's Fairy-tale is image. It is not possible with these images to work into the social organism in a reforming way. One can only describe as an idealist, as it were, what ought to take shape. But the images are too frail a structure to enable one to act strongly and effectively in the shaping of the social organism. For this very reason the Greeks did not believe that their social questions were met by remaining in the images of the myths. And it is here, when one follows this line of investigation, that one comes to an important point in Greek development. One could put it like this: for everyday life, where things go on in the usual way, the Greeks considered themselves dependant on their gods, on the spirits of their myths. When, however, it was a matter of deciding something of great importance, then the Greeks said: Here it is not those gods who work into imaginations and are the gods of the myths that can determine the matter; here something real must come to light. And so the Oracle arose. The gods were not pictured here merely imaginatively but were called upon (veranlasst) really to inspire people. And it was with the sayings of the Oracle that the Greeks concerned themselves when they wanted to receive social impulses. Here they ascended from imagination to inspiration, but an inspiration which they attained by means of outer nature. We modern human beings must certainly also endeavour to lift ourselves up to inspiration; an inspiration, however, that does not call upon outer nature in oracles but which rises to the spirit in order to be inspired in the sphere of the spirit. But just as the Greeks turned to reality in matters of the social sphere—just as they did not stop at imaginations but ascended to inspirations—so we, too, cannot stop at imaginations but must rise up to inspirations if we are to find anything for the well-being of human society in the modern age. And we come here to another point which is important to look at. Why did Schiller and Goethe both stop at a certain point—the one on the path towards the intellectual (Verstandiges) and the other on the path to the imaginative? Neither of them had spiritual science; otherwise Schiller would have been able to advance to the point of permeating his concepts in a spiritual-scientific way and he would then have found: something much more real in his three soul-conditions than the three abstractions in his Aesthetic Letters. Goethe would have filled imagination with what speaks out in all reality from the spiritual world and would have been able to penetrate to the forms of the social life which wish to be put into effect from the spiritual world—to the spiritual element in the social organism, the Golden King; to the political element in the social organism, the Silver King; and to the economic element, the Bronze, the Copper, King. The age in which Goethe and Schiller pressed forward to these insights—the one in the Aesthetic Letters and the other in the Fairy-tale—was not yet able to go any further. For, in order to penetrate further, there is something quite definite that must first be realized. People have to see what becomes of the world if one continues along Schiller's path up to the full elaboration (Ausgestaltung) of the impersonally intellectual. The nineteenth century developed it to being with in natural science and the second half of the nineteenth century already began to try to realize it in outer public affairs. There is a significant secret here. In the human organism what is ingested is also finally destroyed. We cannot simply go on eating but must also excrete; the substance we take in has to meet with destruction, has to be destroyed, and has then to leave the organism. And the intellectual is that which—and here comes a complication—as soon as it gets hold of the economic life in the uniform State, in the Mixed King, destroys that economic life. But we are now living in the time in which the intellect must evolve. We could not come to the development of the consciousness-soul in the fifth post-Atlantean epoch without developing the intellect. And it is the Western peoples that have just this task of bringing the intellect into the economic life. What does this mean? We cannot order modern economic life imaginatively, in the way that Goethe did in his Fairy-tale, because we have to shape it through the intellect (verständig). Because in economics we cannot but help to go further along the path which Schiller took, though in his case he went only as far as the still-personal outbreathing of the intellect. We have to establish an economic life which, because it has to come from the intellect, of necessity works destructively in the fifth post-Atlantean epoch. In the present age there is no economic life that could be run imaginatively like that of the Orient or the economy of medieval Europe. Since the middle of the fifteenth century we have only had the possibility of an economic life which, whether existing alone or mixed with the other limbs of the social organism, works destructively. There is no other way. Let us therefore look on this economic life as the side of the scales that would sink far down and therefore has to work destructively. But there also has to be a balance. For this reason we must have an economic life that is one part of the social organism, and a spiritual life which holds the balance, which builds up again. If one clings today to the uniform State, the economic life will absorb this uniform State together with the spiritual life, and uniform States like these must of necessity lead to destruction. And when, like Lenin and Trotsky, one founds a State purely out of the intellect it must lead to destruction because the intellect is directed solely to the economic life. This was felt by Schiller as he thought out his social conditions. Schiller felt: If I go further in the power of the intellect (verständesmassiges Können) I will come into the economic life and will have to apply the intellect to it. I will not then be portraying what grows and thrives but what lives in destruction. Schiller shrank back before the destruction. He stopped just at the point where destruction would break in. People of today invent all sorts of social economic systems but are not aware, because they lack the sensitivity of feeling for it, that every economic system like this that they think up leads to destruction; leads definitely to destruction if it is not constantly renewed by an independent, developing spiritual life which ever and ever again works as a constructive element in relation to the destruction, the excretion, of the economic life. The working together of the spiritual limb of the social organism with the economic element is described in this sense in my Towards Social Renewal (Kernpunkte der Sozialen Frage).6 If, with the modern intellectuality of the fifth post-Atlantean epoch, people were to hold on to capital even when they themselves could no longer manage it, the economic life itself would cause it to circulate. Destruction would inevitably have to come. This is where the spiritual life has to intervene; capital must be transferred via the spiritual life to those who are engaged in its administration. This is the inner meaning of the threefolding of the social organism; namely that, in a properly thought out threefold social organism, one should be under no illusion that the economic thinking of the present is a destructive element which must, therefore, be continually counterbalanced by the constructive element of the spiritual limb of the social organism. In every generation, in the children whom we teach at school, something is given to us; something is sent down from the spiritual world. We take hold of this in education—this is something spiritual—and incorporate it into the economic life and thereby ward off its destruction. For the economic life, if it runs its own course, destroys itself. This is how we must look at things. Thus we must see how at the end of the eighteenth century there stood Goethe and Schiller. Schiller said to himself: I must pull back, I must not describe a social system which calls merely on the personal intellect. I must keep the intellect within the personality, otherwise I would describe economic destruction. And Goethe: I want sharply contoured images, not excessive vague ones. For if I were to go any further along that path I would come into a condition that is not on the earth, that does not take hold with any effect on life itself. I would leave the economic life below me like something lifeless and would found a spiritual life that is incapable of reaching into the immediate circumstances of life. Thus we are living in true Goetheanism when we do not stop at Goethe but also share the development in which Goethe himself took part since 1832. I have indicated this fact—that the economic life today continually works towards its own destruction and that this destruction must be continually counterbalanced. I have indicated this in a particular place in my Towards Social Renewal. But people do not read things properly. They think that this book is written in the same way most books are written today—that one can just read it through. Every sentence in a book such as this, written out of practical insight, requires to be thoroughly thought through! But if one takes these two things [Goethe's Fairy-tale and Schiller's Aesthetic Letters], Schiller's Aesthetic Letters were little understood in the time that followed them. I have often spoken about this. People gave them little attention. Otherwise the study of Schiller's Aesthetic Letters would have been a good way of coming into what you find in my Knowledge of the Higher Worlds—How is it Achieved? Schiller's Aesthetic Letters would be a good preparation for this. And likewise, Goethe's Fairy-tale could also be the preparation for acquiring that configuration of thinking (Geisteskonfiguration) which can arise not merely from the intellect but from still deeper forces, and which would be really able to understand something like Towards Social Renewal. For both Schiller and Goethe sensed something of the tragedy of Central European civilization—certainly not consciously, but they sensed it nevertheless. Both felt—and one can read this everywhere in Goethe's conversations with Eckermann, with Chancellor von Müller7 , and in numerous other comments by Goethe—that if something like a new impulse from the spirit did not arise, like a new comprehension of Christianity, then everything must go into decline. A great deal of the resignation which Goethe felt in his later years is based, without doubt, on this mood. And those who, without spiritual science, have become Goetheanists feel how, in the very nature of German Central Europe, this singular working side by side of the spirits of the West and the spirits of the East is particularly evident. I said yesterday that in Central European civilization the balance sought by later Scholasticism between rational knowledge and revelation is attributable to the working of the spirits of the West and the spirits of the East. We have seen today how this shows itself in Goethe and Schiller. But, fundamentally, the whole of Central European civilization wavers in the whirlpool in which East and West swirl and interpenetrate one another. From the East the sphere of the Golden King; from the West the sphere of the Copper King. From the East, Wisdom; from the West, Power. And in the middle is what Goethe represented in the Silver King, in Semblance; that which imbues itself with reality only with great difficulty. It was this semblance-nature of Central European civilization which lay as the tragic mood at the bottom of Goethe's soul. And Herman Grimm, who also did not know spiritual science, gave in a beautiful way, out of his sensitive feeling for Goethe whom he studied, a fine characterization of Central-European civilization. He saw how it had the peculiarity of being drawn into the whirlpool of the spirits of the East and the spirits of the West. This was the effect of preventing the will from coming into its own and leads to the constantly vacillating mood of German history. Herman Grimm8 puts it beautifully when he says: 'To Treitschke German history is the incessant striving towards spiritual and political unity and, on the path towards this, the incessent interference by our own deepest inherent peculiarities.' This is what Herman Grimm says, experiencing himself as a German. And he describes this further as 'Always the same way in our nature to oppose where we should give way and to give way where resistance is called for. The remarkable forgetting of what has just past. Suddenly no longer wanting what, a moment ago, was vigorously striven for. A disdain for the present, but strong, indefinite hope. Added to this the tendency to give ourselves over to the foreigner and, no sooner having done so, then exercising an unconscious, determining (massgebende) influence on the foreigners to whom we had subjected ourselves.' When, today, one has to do with Central European civilization and would like to arrive at something through it, one is everywhere met by the breath of this tragic element which is betrayed by the whole history of the German, the Central European element, between East and West. It is everywhere still so today that, with Herman Grimm, one can say: There is the urge to resist where one should give way and to give way where resistance is needed. This is what arises from the vacillating human beings of the Centre; from what, between economics and the reconstructing spirit-life, stands in the middle as the rhythmical oscillating to and fro of the political. Because the civic-political element has celebrated its triumph in these central countries, it is here that a semblance lives which can easily become illusion. Schiller, in writing his Aesthetic Letters, did not want to abandon semblance. He knew that where one deals purely with the intellect, one comes into the destruction of the economic life. In the eighteenth century that part was destroyed which could be destroyed by the French Revolution; in the nineteenth century it would be much worse. Goethe knew that he must not go into wild fantasies but keep to true imagination. But in the vacillation between the two sides of this duality, which arises in the swirling, to and fro movement of the spirits of the West and of the East, there is easily generated an atmosphere of illusion. It does not matter whether this illusionary atmosphere emerges in religion, in politics or in militarism; in the end it is all the same whether the ecstatic enthusiast produces some sort of mysticism or enthuses in the way Ludendorff9 did without standing on the ground of reality. And, finally, one an also meet it in a pleasing way. For the same place in Herman Grimm which I just read out continues as follows: 'You can see it today: no one seemed to be so completely severed from their homeland as the Germans who became Americans, and yet American life, into which our emigrants dissolved, stands today under the influence of the German spirit.' Thus writes the brilliant Herman Grimm in 1895 when it was only out of the worst illusion that one could believe that the Germans who went to America would give American life a German colouring. For already, long before this, there had been prepared what then emerged in the second decade of the twentieth century: that the American element completely submerged what little the Germans had been able to bring in. And the illusionary nature of this remark by Herman Grimm becomes all the greater when one finally bears in mind the following. Herman Grimm makes this comment from a Goethean way of thinking (Gesinnung), for he had modelled himself fully on Goethe. But he had a certain other quality. Anyone who knows Herman Grimm more closely knows that in his style, in his whole way of expressing himself, in his way of thinking, he had absorbed a great deal of Goethe, but not Goethe's real and penetrating quality—for Grimm's descriptions are such that what he actually portrays are shadow pictures, not real human beings. But he has something else in him, not just Goethe. And what is it that Herman Grimm has in himself? Americanism! For what he had in his style, in his thought-forms, apart from Goethe he has from early readings of Emerson. Even his sentence structure, his train of thought, is copied from the American, Emerson.10 Thus, Herman Grimm is under this double illusion, in the realm of the Silver King of Semblance. At a time when all German influence has been expunged from America he fondly believes that America has been Germanized, when in fact he himself has quite a strong vein of Americanism in him. Thus there is often expressed in a smaller, more intimate context what exists in a less refined form in external culture at large. A crude Darwinism, a crude economic thinking, has spread out there and would in the end, if the threefolding of the social organism fails to come, lead to ruin—for an economic life constructed purely intellectually must of necessity lead to ruin. And anyone who, like Oswald Spengler,11 thinks in the terms of this economic life can prove scientifically that at the beginning of the third millenium the modern civilized world—which today is actually no longer so very civilized—will have had to sink into the most desolate barbarity. For Spengler knows nothing of what the world must receive as an impulse, as a spiritual impulse. But the spiritual science and the spiritual-scientific culture which not only wishes to enter, but must enter, the world today still has an extremely difficult task getting through. And everywhere those who wish to prevent this spiritual science from arising assert themselves. And, basically, there are only a few energetic workers in the field of spiritual science whereas the Others, who lead into the works of destruction, are full of energy. One only has to see how people of today are actually completely at a loss in the face of what comes up in the life of Present civilization. It is characteristic, for instance, how a newspaper of Eastern Switzerland carried articles on my lectures on The Boundaries of Natural Science during the course at the School of Spiritual Science. And now, in the town where the newspaper is published, Arthur Drews12, the copy-cat of Eduard von Hartmann, holds lectures in which he has never done anything more than rehash Eduard von Hartmann, the philosopher of the unconscious.13 In the case of Hartmann it is interesting. In the case of the rehasher it is, of course, highly superfluous. And this philosophical hollow-headedness working at Karlsruhe University is now busying itself with anthroposophically-orientated spiritual science. And how does the modern human being—I would particularly like to emphasize this—confront these things? Well, we have listened to one person, we now go and listen to someone else. This means that, for the modern human being, it is all a matter of indifference, and this is a terrible thing. Whether the rehasher of Eduard von Hartmann, Arthur Drews, has something against Anthroposophy or not is not the important point—for what the man can have against Anthroposophy can be fully construed beforehand from his books, not a single sentence need be left out. The significant thing is that people's standpoint is that one hears something, makes a note of it, and then it is over and done with, finished! All that is needed to come to the right path is that people really go into the matter. But people today do not want to be taken up with having to go into something properly. This is the really terrible and awful thing; this is what has already pushed people so far that they are no longer able to distinguish between what is speaking of realities and what writes whole books, like those of Count Hermann Von Keyserling,14 in which there is not one single thought, just jumbled-together words. And when one longs for something to be taken up enthusiastically—which would, of itself, lead to this hollow word-skirmishing being distinguished from what is based on genuine spiritual research—one finds no one who rouses himself, makes a stout effort and is able to be taken hold of by that which has substance. This is what people have forgotten—and forgotten thoroughly—in this age in which truth is not decided according to truth itself, but in which the great lie walks among men so that in recent years individual nations have only found to be true what comes from them and have found what comes from other nations to be false. The disgusting way that people lie to each other has fundamentally become the stamp of the public spirit. Whenever something came from another nation it was deemed untrue. If it came from one's own nation it was true. This still echoes on today; it has already become a habit of thought. In contrast, a genuine, unprejudiced devotion to truth leads to spiritualization. But this is basically still a matter of indifference for modern human beings. Until a sufficiently large number of people are willing to engage themselves absolutely whole-heartedly for spiritual science, nothing beneficial will come from the present chaos. People should not believe that one can somehow progress by galvanizing the old. This 'old' founds 'Schools of Wisdom' on purely hollow words. It has furnished university philosophy with the Arthur Drews's who, however, are actually represented everywhere, and yet humanity will not take a stand. Until it makes a stand in all three spheres of life—in the spiritual, the political and the economic spheres—no cure can come out of the present-day chaos. It must sink ever deeper!
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107. The Deed of Christ and the Opposing Spiritual Powers: Mephistopheles and Earthquakes
01 Jan 1909, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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The personal instincts, passions and desires which arose in the human astral body spread a cloud of darkness over the spiritual Beings of the world out of which man is born and who would otherwise have remained perpetually visible to him. Hence in those great centers of the Oracles in ancient Atlantis the Initiates had expressly trained themselves to behold that part of the spiritual world which had been concealed as the result of Lucifer's influence. The aim of all the preparation undergone by the guardians and pupils of the ancient Oracles in the Atlantean Mysteries was to enable them to perceive that part of the spiritual world of light which in consequence of Lucifer's influence upon the astral body of man had withdrawn from his field of vision. And visible too, were those figures seen by man in the various conditions of soul running parallel with initiation, figures which from a world of Light penetrate into our world decked in the raiment provided by the astral world. In the ancient Oracle centers the Atlantean Initiate beheld in the spirit those figures who were in truth spiritual Beings of a higher rank than he—Beings who had not descended into the physical world and who had therefore remained invisible to ordinary sight when man's eyes were opened prematurely. |
107. The Deed of Christ and the Opposing Spiritual Powers: Mephistopheles and Earthquakes
01 Jan 1909, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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THE THEME OF THE lecture to-day is of a profoundly occult character, the title—strange as it may seem to begin with—being: “Mephistopheles and Earthquakes”. We shall see that not only does the problem of the figure of Mephistopheles lead us into a deep realm of occultism but that the same applies to the problem of earthquakes if explained from the spiritual point of view. I have already spoken here and in several other places about the interior of the earth and have also referred to the question of earthquakes. We shall now approach the subject of these most tragic happenings on the earth's surface, from yet another side. The figure of Mephistopheles which will be our starting-point to-day, is familiar to you all from Goethe's Faust. You know that Mephistopheles is a Being—we shall not enter to-day into the question of how far the poetic presentation tallies with the occult facts—a figure who appears in the drama as the seducer and tempter of Faust who, in a certain respect, may be thought of as the representative of man aspiring to reach the heights of existence. In lectures on Goethe I have also indicated what spiritual vistas are revealed in the scene of the “Passage to the Mothers”, where Mephistopheles holds in his hand the key giving access to the dark, nether region where the Mothers dwell. Mephistopheles himself may not enter this region. He merely indicates that in this mysterious realm there is no difference between “below” and “above”:
We know too that in characterizing this region, Mephistopheles uses the word “Naught”, “Nothingness”. In a certain sense, therefore, he represents the spirit who in this “Naught” would be seeking something that is valueless to him. Faust answers as any true seeker to-day might answer a materialistic thinker: “In thy Naught I hope to find the All”. Goethean research has made many attempts to find the clue to the figure of Mephistopheles. In other lectures I have said that the explanation of the name Mephistopheles is to be found in the Hebrew language, where “Mephiz” is the word used for one who obstructs, who corrupts, and “topel” for one who lies. We have therefore to think of this name as belonging to a being who brings corruption and hindrances to man and is a spirit of untruth, deception and illusion. It may occur to those who read the introduction to Faust, the “Prologue in Heaven”, thoughtfully, that it contains words which resound as it were across thousands of years. Goethe has let words spoken between the Lord and Job in the Book of Job re-echo at the beginning of Faust. In the Book of Job we read that Job is a good, upright and pious man and of how the sons of the Lord of Light present themselves before Him. Among them is a certain enemy of the Light. In a conversation between the enemy of the Light and the supreme Lord, this enemy of the Light says that he has “gone to and fro in the earth”, seeking and trying out many things. The Lord asks: “Knowest thou my servant Job?” and the enemy of the Light—for so we will call him—answers the Lord that Job is known to him and that he would assuredly be able to divert him from the Good and bring him to perdition. This spirit has to make two attempts to approach Job and he then lays hold of him through injuring his physical body. He indicates this expressly when he says to the Lord: “Seize his possessions and he will not fall; but touch his bone and his flesh and he will fall!” Who can fail to hear an echo of this in Faust when the Lord calls to Mephistopheles in the “Prologue in Heaven”: “Knowest thou Faust, my servant!” And then, in similar terms, we hear the retort of the spirit who in the Book of Job comes before the Lord, when Mephistopheles asserts that he can lead Faust gently on the way, that he can win him from the paths which lead to the Good. Here, then, we are listening to sounds striking together in unison across the ages. When you are thinking about the figure of Mephistopheles, you may often have asked yourselves: Who is Mephistopheles, in reality? Grave mistakes are made here, mistakes which admittedly can be corrected only by deeper, occult insight. The name itself suggests that Mephistopheles is associated with the devil, or the idea of the devil, for the word “topel” is the same as “Teufel”—devil. But the other question—and here we come into a realm of serious fallacies which frequently occur in explanations of the figure of Mephistopheles—the other question is: Whether Mephistopheles can be identified with the spirit we know as Lucifer, who during and after the Lemurian epoch approached mankind together with his hosts and entrenched himself as it were in the evolutionary process? The prevailing tendency in Europe is to identify the figure of Mephistopheles as he appears in Goethe's Faust but also in earlier folk-literature (Folk Plays, Puppet Plays and so forth), with Lucifer. Mephistopheles is a familiar character everywhere, and the question is: Are he and his hosts identical with Lucifer and his hosts? In other words: Are the effects of the Mephistophelean influence upon man the same as those of Lucifer?—That is the question before us to-day. We know when Lucifer approached man. We have studied the course of human evolution on earth through the epoch when the sun with its beings, and subsequently the moon, separated from the earth together with the forces that would have made further development for man impossible. And we have learned that at a time when man was still not ready for his astral body to become independent, Lucifer and his hosts approached him. The effect upon man was twofold. It was towards the end of the Lemurian epoch when, in his astral body, man was actually exposed to the influences issuing from Lucifer. If Lucifer had not approached, man would, it is true, have been protected from certain evils but he would not have attained what must be accounted one of his greatest blessings. The significance of Lucifer's influence becomes evident when we ask ourselves what would have transpired if since the Lemurian epoch there had been no Luciferic influence, if Lucifer and his hosts had remained separate and apart from man's evolution! Until the middle of the Atlantean epoch man would have evolved as a being who in every impulse of his astral body would have obeyed the influences of certain spiritual Beings of a higher rank than himself; these Beings would have retained their sway over him until the middle of the Atlantean epoch. If that had happened, man's faculties of perception and cognition would not have been directed to the material world until a much later period. During the Lemurian and early Atlantean epochs, no passions, no desires would have arisen from his sense-perceptions; he would have confronted the world of sense as it were in a state of innocence, obedient in his every action to the impulses instilled into him by higher spiritual Beings. The instincts prompting him to action would not have been of exactly the same nature as those of the higher animals to-day, but more spiritual. His every deed on earth would have been prompted, not by mere impulses, but by a kind of spiritual instinct. As things were, under the influence of Lucifer man came earlier to the stage where he said: This delights and attracts me, that is repellent to me! He reached the stage of following his own impulses earlier than would otherwise have been the case; he became an independent being, with a measure of inner freedom. The consequence was that he was detached in a certain way from the spiritual world. To put it concisely, one might say: Without this influence of Lucifer, man would have remained a spiritualized animal—an animal who would gradually have developed a form nobler and more beautiful than could have been developed by man under the influence of Lucifer. Man would have remained far more of an angelic being if Lucifer's influence had not taken effect in the Lemurian epoch; but on the other hand, the higher Beings would have guided him as it were on leading-strings. In the middle of the Atlantean epoch something would have befallen him suddenly: his eyes would have been fully opened, the tapestry of the whole material world of sense would have lain around him—but gazing upon it he would simultaneously have perceived the Divine-Spiritual, a Divine-Spiritual world behind every physical object. If, therefore, in his former state of dependence man had looked back into the bosom of the Divine whence he had proceeded, beholding the Gods of Light sending their radiance into his soul, guiding and leading him, something would have come about for him—this is not a mere picture but corresponds in a high degree with the reality—namely, that the world of sense in its entirety would have been outspread in transparency before him, revealing behind it those other Divine-Spiritual Beings who had taken the place of what had now been lost. One spiritual world would have closed behind him and a new spiritual world opened before him. Man would have remained a child in the hands of higher, Divine-Spiritual Beings; independence would not have been established in the human soul. It did not happen so, because Lucifer had approached man and made part of the underlying spiritual world invisible to him. The personal instincts, passions and desires which arose in the human astral body spread a cloud of darkness over the spiritual Beings of the world out of which man is born and who would otherwise have remained perpetually visible to him. Hence in those great centers of the Oracles in ancient Atlantis the Initiates had expressly trained themselves to behold that part of the spiritual world which had been concealed as the result of Lucifer's influence. The aim of all the preparation undergone by the guardians and pupils of the ancient Oracles in the Atlantean Mysteries was to enable them to perceive that part of the spiritual world of light which in consequence of Lucifer's influence upon the astral body of man had withdrawn from his field of vision. And visible too, were those figures seen by man in the various conditions of soul running parallel with initiation, figures which from a world of Light penetrate into our world decked in the raiment provided by the astral world. In the ancient Oracle centers the Atlantean Initiate beheld in the spirit those figures who were in truth spiritual Beings of a higher rank than he—Beings who had not descended into the physical world and who had therefore remained invisible to ordinary sight when man's eyes were opened prematurely. But since Lucifer himself was an opponent of these worlds of Light, it was inevitable that he too should be visible to the initiates; and the hosts of Lucifer were visible to the Atlanteans who in their shadowy, clairvoyant consciousness, in the sleeping state and in conditions midway between sleeping and waking, could be transported into the spiritual world. When part of the world of Light was accessible to these Atlantean men, part of the world opposing the world of Light was also visible; the Luciferic hosts were visible—not Lucifer himself. These noble figures belonging to the world of light were as fascinating and splendid in their astral raiment as those of the opposing world of deception were fearsome and terrible. Thus it was the influence of Lucifer in the evolution of humanity that made it possible for man to fall into error and evil but also to attain freedom. Had there been no Luciferic influence, the conditions I have been describing to you would have come about in the middle of the Atlantean epoch: the tapestry of the sense-world would have been outspread before man; the mineral, plant and animal kingdoms would have been materially visible to him; also the phenomena of nature and of the heavens, thunder, lightning, clouds, air—all would have been visible to external sight. But behind it all would have been the unmistakable presence of Divine-Spiritual Beings. Because Lucifer's influence had already taken effect in man's astral body, his physical body—at that time still transmutable—had been so prepared ever since the Lemurian epoch and on into the Atlantean, that it could not become the direct instrument for the physical world of sense with the spiritual world visibly behind it. And so man could not immediately behold the physical sense-world in the form in which it would simultaneously have revealed itself to him as a spiritual world. The three lower kingdoms of nature lay around him; the physical world became a veil over the spiritual world. Man could not, nor can he to this day, see directly into the spiritual world. But because man had passed through this evolution, a different influence was able to assert itself in the middle of the Atlantean epoch—an influence from quite another side and not to be confused with that of Lucifer and his hosts. Although it was Lucifer who first made it possible for man to come under the sway of this other influence, although it was Lucifer who caused the human physical body to become denser than it would otherwise have become, nevertheless it was necessary for yet another influence to approach man in order to bring him completely into the material world of sense, in order to shut him off entirely from the spiritual world so that he was led to the illusion: There is no other world than the world of material existence outspread before me! From the middle of the Atlantean epoch an opponent quite different in character from Lucifer approached man, namely the Being who casts such mist and darkness around his faculties of perception that he makes no effort nor unfolds any urge to fathom the secrets of the world of sense. If you picture to yourselves that under Lucifer's influence the sense-world became like a veil, through the influence of this second Being the physical world in its totality became like a dense rind, closing off the spiritual world. It was only the Atlantean Initiates who were able, through the preparation they had undergone, to pierce this dense covering of the material, physical world. The Powers who approached man in order to obscure his vision of the other side of divine existence are brought to our notice for the first time in the teachings given to his followers and pupils by Zarathustra, the great leader of the ancient Persians. The mission of Zarathustra was to instill culture into a people who, unlike the ancient Indians, did not by nature yearn perpetually for the spiritual world. Zarathustra's mission was to impart to his people a culture directed to the world of sense, aiming at mastery of the material world through means dependent upon the efforts and labors of physical man. In the civilization of ancient Persia, therefore, man was less subject to the influence of Lucifer than to the influence of that Being who since the middle of the Atlantean epoch had approached mankind, with the result that many of the Initiates at that time had lapsed into the practice of a form of black magic; having been led astray by this tempter, they misused for the purposes of the physical-material world what was accessible to them from the spiritual world. The mighty influence of the forces of black magic which finally led to the destruction of Atlantis had its origin in the temptations of that Being whom Zarathustra taught his people to know as Ahriman (“Angra Mainyu”), the Being who opposed the God of Light proclaimed by Zarathustra as “Ahura Mazdao”, the “Great Aura”. These two figures—Lucifer and Ahriman—must be clearly distinguished from each other. For Lucifer is a Being who detached himself from the spiritual hosts of heaven after the separation of the sun, whereas Ahriman had already broken away before the separation of the sun and is an embodiment of quite different powers. The result of Lucifer's influence in the Lemurian epoch was merely the corruption of the faculty, still possessed by man in the Atlantean epoch, to manipulate the forces of air and water. In the book entitled From the Akasha Chronicle you will have read that in Atlantean times the seminal forces in plant and animal were still at man's command and could be drawn forth just as the forces used in the form of steam for propelling machines can be extracted from mineral coal to-day. I have told you that when these forces are drawn forth they are connected in a mysterious way with the nature-forces in wind, weather and the like; and if applied by man for purposes running counter to the divine purposes, these nature-forces are called into action against him. Here lies the cause of the Atlantean flood and of the devastation wrought by the powers of nature which led to the disappearance of the whole continent of Atlantis. But even before that time, man had lost command over the forces of fire and the power to ally them with certain mysterious forces of the earth. Power over the forces of fire and earth in a certain combination had already been withdrawn from man. But now—through the influence of Ahriman and his accomplices—he again acquired a certain mastery over the forces of fire and earth, with dire consequences. And much that is to be heard about the use of fire in ancient Persia is connected with what I am now telling you. Many forces that are applied in black magic and are connected with it, lead to the result that man lays hold of forces of an entirely different nature and thus gains an influence over fire and earth, with terrible and devastating results. The practice of black magic by the descendants of the Atlanteans in ancient Persia would still have been effective had not the teachings of Zarathustra revealed how Ahriman, as an opposing power, ensnares man and clouds his vision of the spiritual reality behind the world of sense. Thus through Zarathustra and his followers, influence was brought to bear upon a large part of Post-Atlantean civilization; on the one hand men were taught of the workings of the sublime God of Light to whom they may turn, and, on the other, of the malefic power of Ahriman and his hosts. Ahriman works upon man in countless, infinitely diverse ways.—I have told you that the Event of the Mystery of Golgotha was a moment of supreme importance for the evolution of the world. The Christ appeared in the realm into which man enters after death, where Ahriman's influence was even mightier than in the world around man here on earth between birth and death. In the realm of existence between death and rebirth, Ahriman's influences worked upon man with terrible, overwhelming power. And if nothing else had taken place, utter darkness would gradually have closed in upon man in the ‘realm of Shades’—as it was correctly designated by the ancient Greeks. A condition of complete isolation, leading to the intensification of egoism would have set in between death and rebirth; man would have been born into his new life as a gross and overweening egotist. Hence it is more than a figure of speech to say that after the Event of Golgotha, at the moment when the Blood flowed from the wounds, the Christ appeared in yonder world, in the realm of the Shades, and cast Ahriman into fetters. Although Ahriman's influence remained and is really the origin of all materialistic thinking on the part of man, although this influence can be paralyzed only if men receive into themselves the power emanating from the Mystery of Golgotha, nevertheless they can draw from that Event a power which enables them to find their way once again into the Divine-Spiritual world. Thus it was to Ahriman that the faculty of human cognition was primarily directed. Ahriman was a Being whose existence was divined by men, a Being of whom they had some knowledge through the culture inaugurated by Zarathustra; and from there the knowledge of Ahriman spread among the other peoples and into their world of ideas. Ahriman with his hosts appears as a figure with the most diverse names among the civilized peoples. And owing to the peculiar conditions obtaining in the souls of the European peoples who had remained farthest in the rear of the migrations from West to East, who had been less affected than the others by what had transpired in the ancient Indian, ancient Persian, Egyptian and even in the Greco-Latin civilizations—owing to these circumstances there prevailed among the European peoples from whom the Fifth Epoch of culture was to be born, an attitude of soul which regarded Ahriman alone as a figure of dread. And while many different names were adopted—as for example, “Mephistopheles” among the Hebrew people—in Europe the figure of Ahriman became the “Devil” in his various forms. Obviously, therefore, we are gazing here into a concatenation of happenings in the spiritual worlds and many a man who claims to be above medieval superstitions will do well to remember the words in Faust:
It is precisely because man closes his spiritual eyes to this influence that he succumbs to it so completely. Goethe's “Mephistopheles” is none other than the figure of Ahriman and must not be confused with Lucifer. All the errors cropping up here and there in commentaries on Faust originate from this confusion—although it was indeed Lucifer who first paved the way for Ahriman's influence. In studying Ahriman one is therefore led back to an original influence of Lucifer, the nature of which can only become clear after long preparatory efforts have been made to understand this intimate connection. The subtle difference between the two Beings must not be overlooked. The essential point is that, fundamentally speaking, Lucifer had brought man under the influence of the powers connected with air and water only; whereas it was Ahriman-Mephistopheles who has subjected him to the influence of far more deadly powers and the civilizations immediately to come will see the appearance of many things connected with Ahriman's influence. Through this influence the seeker for the spirit who does not stand upon firm and sure foundations can readily fall prey to the most terrible illusion and deception. For Ahriman is a spirit who sets out to spread deception as to the true nature of the sense-world, especially as an expression of the spiritual world. When a man has a tendency to abnormal, somnambulistic states or through certain wrongful training awakens occult forces whereby egoism is intensified, then Ahriman or Mephistopheles has a ready influence precisely upon these occult forces, an influence that can soon become overwhelmingly powerful. Whereas Lucifer's influence can only bring it about that what confronts a man from the spiritual world (and this applies also to one who is receiving wrongful training) appears to him as an astral form visible to the astral body, the manifestations due to the influence of Ahriman are brought to light in that the evil influences on the physical body press through into the etheric body and then become visible as phantoms. In the influences of Ahriman, therefore, we have to do with powers of a much lower nature than the influences of Lucifer. Lucifer's influences can never become as evil as the influences of Ahriman and of those Beings who are connected with the powers of fire. The influence of Ahriman or Mephistopheles can bring it about that in order to attain occult knowledge a man is induced, for example, to undertake certain measures with his physical body. The method that consists in the use and misuse of the physical body is the most evil that can possibly be applied for the purpose of acquiring occult powers. It is a fact that in certain school of black magic such practices are taught in abundance. One of the most terrible perversions to which man may be subject occurs when the forces of the physical body are taken as the starting-point for occult training. It is not possible here to enter into closer detail than the indication that all machinations consisting in any way of a misuse of the forces of the physical body emanate from the influences of Ahriman; and because the effect of this penetrates into man's etheric body, it works as a world of phantoms that is nothing else than the garment of powers which drag man down to a level below that of true manhood. Nearly every ancient civilization—the Indian, the Persian, the Egyptian, the Greco-Latin—had its period of decadence; so too the Mysteries, when the Mystery-traditions were no longer preserved in their purity. During these periods many of those who were either pupils of the Initiates but unable to remain at their level or men to whom the secrets of the Mysteries had been unlawfully betrayed, had fallen into perverse and evil paths. Centers of black magic and its forces originated from these influences and have persisted to this day. Ahriman is a spirit of lies, a spirit who conjures illusions before men, working together with his confederates in a spiritual world. Ahriman himself is no mirage—far from it! But what is conjured before men's eyes of spirit under his influence—that is mirage, illusion. When a man's desires and passions flow along evil paths and at the same time he lends himself in any way to occult practices, then the occult forces which are awakened penetrate into the etheric body and the most evil powers of corruption appear among the illusory images which may themselves often be majestic, awe-inspiring. Such is the terrible influence of Ahriman upon man. From what has been said you can gather that through Christ's Coming, Ahriman has been cast into fetters—if this expression may be used—but only, of course, for those who endeavor unceasingly to fathom the Christ-Mystery. And outside the forces streaming from the Christ-Mystery, protection in the world against the influence of Ahriman will steadily diminish. In a certain sense—and many signs proclaim it—our epoch courts these influences of Ahriman. In certain occult teachings the hosts of Ahriman are also called the Asuras. These are of course, the evil Asuras who at a certain time fell away from the evolutionary path of the Asuras who endowed man with personality. It has already been indicated that these are spiritual Beings who detached themselves from the evolution of the earth before the separation of the sun. Up to now we have been describing merely the terrible influence that Ahriman can exercise upon a certain abnormal process of development, one that proceeds along occult paths. But in a certain respect the whole of mankind came under the influence of Ahriman during the second half of the Atlantean epoch. The whole Post-Atlantean epoch has within it, in a certain sense, the aftermath of Ahriman's influence—in one region of the earth more, in another less. But Ahriman's influence has asserted itself everywhere and all the teachings given to the peoples by the ancient Initiates concerning the Spirits of Light who are the opponents of Ahriman were given primarily in order to draw these peoples away from Ahriman's influence. It was a good, wisely led education of mankind. But let us not forget that since that time the destiny of Ahriman has been interwoven in a certain sense with the destiny of humanity, and manifold happenings, of which the uninitiated can know nothing, keep the whole karma of humanity in perpetual connection with the karma of Ahriman. To understand what will now be said, we must realize that over and above the karma which belongs to every individual human being, there is at every stage of existence a universal karmic law. All the categories of beings have their karma—the karma of the one differing from that of the other. But karma operates through every realm of existence and there are things in the karma of mankind, in the karma of a people, of a community or other group of human beings, which must be regarded as collective karma, so that in certain circumstances the individual can be drawn into the sway of the collective karma. It will not always be easy for one who cannot penetrate to the root of the matter to discern exactly where the influences of the powers concerned lie in the case of human beings overtaken by such a destiny. An individual within some community may well be entirely guiltless as far as his own karma is concerned; but because he stands within a field of collective karma, calamity may befall him. If, however, he is entirely guiltless, compensation will be made in later incarnations. In the wider connection we must look not only at the karma of the past but also think of the karma of the future. A terrible fate may befall a whole group of human beings; the reason why just this group should suffer such a destiny is not to be discovered. Someone who might be capable of investigating the karma of an individual will in certain circumstances be unable to find anything at all that could have led to this tragic fate, for the threads of karma are extremely complicated. The cause of such karmic happenings may lie far, far away—but it is connected with these people nevertheless. And it may be that the whole group, while guiltless, has been overtaken by some collective karma which could not overtake those immediately guilty, because circumstances did not make this possible. In such cases the only thing that can be said is this: In the total karma of an individual, everything is ultimately balanced out, including what befalls him without guilt on his part; it is all inscribed in his karma and compensation in the fullest sense will be made in future time.—Therefore in considering the law of karma we must also take into account the karma of the future. Nor must it be forgotten that man is not an isolated being but that every individual has to share jointly in the collective karma of humanity. We must remember, too, that man, together with humanity, is connected with those hierarchies of Beings who have not entered into the physical world and that he is also drawn into the karma of the hierarchies. In the destinies of mankind in the spiritual world a great deal appears the connections of which are not to be sought in the immediate circumstances, but the karmic consequences come to pass inevitably. Since the second half of the Atlantean epoch, Ahriman's karma has been linked with the karma of mankind. Where, then, are the deeds of Ahriman, over and above what is wrought by him in the bodies of men in order to spread phantoms and illusion over the world of sense? Where are these other deeds? Everything in the world has, as it were, two sides, one pertaining more to man as a spiritual being, the other to what has developed as the kingdoms of nature around him. The earth is the arena of man's existence. To the eye of spirit this earth is revealed as a combination of different layers or strata. The outermost stratum is called the “Mineral Earth” or “Mineral Stratum” because it contains only such substances as are to be found in the ground under our feet. This is the shallowest stratum, relatively speaking. Then begins the “Fluidic Earth”, the material constitution of which is entirely different from that of the “mineral” stratum above it. This second stratum is, as it were, endowed with inner life; and only because the solid, mineral stratum is spread over it are the inner forces of this second stratum held together. If they were released they would instantaneously disperse into cosmic space. This stratum, therefore, lies under tremendous pressure. A third stratum is the “Vapor Earth”. It is not a material vapor such as arises on the earth's surface but in this third stratum the substance itself is imbued with inner forces, comparable only with the passions, the inner urges and impulses of man. Whereas on the earth it is only beings like animals and men who can unfold passions, this third stratum—just as the substances of the earth are permeated by forces of magnetism and warmth—is permeated in a material sense with forces similar to those we know as human and animal passions and impulses. The fourth or “Form Stratum” is so designated because it contains the material and the forces of what are encountered in the mineral part of the earth as entities cast into form. And the characteristic of the fifth stratum, or “Fertility Earth” is that even as material it teems with infinite fertility. If you were to get hold of part of this stratum it would perpetually be sending forth new impulses, new sproutings; rampant fertility is the intrinsic quality of this stratum. Then we come to the sixth stratum, the “Fire Earth”, containing as “substances” within it, forces that can bring about terrible havoc and destruction. It is actually into these forces that the primordial Fire has been banished. In and from this stratum the realm of Ahriman operates—in a material sense. What manifests in the phenomena of outer nature, in air and water, in cloud formations, in lightning and thunder—all this is, so to speak, a last vestige on the earth's surface, of forces that were already connected with ancient Saturn and separated from the earth together with the sun. By what is working in these forces, the inner fire-forces of the earth are placed in the service of Ahriman. There he has the center of his activity; and whereas his spiritual influences make their way to the souls of men and lead them to error, we see how Ahriman—in a certain respect shackled—has certain foci for his activity in the interior of the earth. Were we to understand the mysterious connections of what has come to pass on the earth under Ahriman's influence and what Ahriman's own karma has become in consequence of this, we should recognize in the quakes and tremors of the earth the connection between such grievous, tragic happenings in nature and the power that holds sway on the earth. These manifestations are something that has remained since ancient times as a reaction on the earth against the good Beings of Light. Thus forces allied with the Beings who were thrust away from their connection with the earth at the time when the good Beings of light established the beneficent phenomena around the earth-globe, are active, and in a certain sense we can recognize the echoings of these fire-forces which in earlier times were withdrawn from man's control, in what is wrought by fire in such terrible manifestations of nature. Although the karma of Ahriman has been linked with that of humanity since the time of Atlantis, the suggestion should not arise that any guilt is to be attributed to those who are victims of what Ahriman's karma has evoked. Such happenings are connected with the collective karma of humanity in which the individual has also to share. The causes which produce their effects in particular localities as the workings of Ahriman's karma often lie somewhere else entirely. It is however these particular places which afford the necessary opportunity. There we see a connection which seems to be like a relic of catastrophes undergone by humanity in the far distant past. The power to work upon fire which man had formerly possessed, was withdrawn from him. Hence ancient Lemuria was brought to its destruction by the fire of the passions of men. The same fire that is now below was then above; it receded from the earth's surface and the same fire that issued as a kind of extract from the primordial fire is the inorganic, mineral fire of to-day. So too it was with the forces working through air and water which, again by way of the passions of men, led to the Atlantean catastrophes. These catastrophes were evoked by the collective karma of humanity but a relic has remained and this relic awakens the echoes of those earlier catastrophes. Our volcanic eruptions and earthquakes are nothing else than the echoes of these catastrophes. But it should never so much as occur to anyone to attach an iota of guilt to the victim of such a calamity or to withhold compassion in the fullest measure. It must be absolutely clear to an anthroposophist that the karma of these individuals has nothing to do with the guilt to which the catastrophes are due and it should never occur to him to withhold help from anyone because—to put it trivially—he believes in karma and therefore assumes that this destiny was brought on by the man himself. Karma demands of us that we help human beings because we may be sure that our help means something that is written in their karma and will turn that karma in a more favorable direction. Understanding that is based upon the recognition of karma must necessarily lead to compassion; our compassion for the victims of such catastrophes will be all the greater, for our knowledge tells us that there is a collective karma of humanity from which the individual members have to suffer, that just as such happenings are brought about by humanity as one whole, so too must humanity be answerable for them; we must regard such a destiny as our own and help not only out of a spontaneous impulse but because we know that we are involved in the karma of humanity and share the guilt incurred! A question was handed to me this morning about earthquake catastrophes. The question runs as follows: “What is the occult explanation of earthquakes? Can they be foreseen? If particular catastrophes can be foreseen, why should it not be possible to give some warning beforehand? Such a warning might possibly be ineffective the first time but certainly not on another occasion.” You may remember something of what was said at the end of the lecture on the interior of the earth about the possibility of earthquakes. We will not consider that now but enter directly into this question. In reality it has two sides. The one is: Whether from the occult connections which can be discerned, earthquakes can be foreseen? The answer to this is that the knowledge of such matters belongs to the deepest realm of occult science. In respect of a particular event on the earth, an event with roots as deeply laid as those described to-day, and connected with causes extending widely over the earth—in respect of such an event it is absolutely correct to say that even in a particular case an indication of time can be given. It would certainly be possible for the occultist to give such an indication. But the other side of the question is: whether it is permissible for such indications to be given?—For one who confronts the occult secrets from outside it will seem almost a matter of course that the answer will be “Yes!” And yet the truth is that in regard to such events it is actually only twice or three times in any one century—at the very most, twice or three times—that any prediction can be announced from the centers of Initiation. For you must remember that these things are connected with the karma of humanity as a whole and if, for example, they were avoided in one instance they would inevitably occur in some other place and in a different form. The prediction itself would alter nothing. And just think what a terrible encroachment it would be into the karma of the earth as a whole if human measures were adopted to prevent such happenings. The reaction would be so fearful, so violent, that only in very rare and exceptional cases would a high Initiate, foreseeing an earthquake, be able to make use of his knowledge to help himself or those near him. With full knowledge he would have to face his end, as a matter of course! For these things that have been implicit in the karma of humanity for thousands and millions of years cannot be paralyzed by measures adopted during one brief period of evolution.—But there is still more to add. It has been said already that this very subject is one of the most difficult of all in occult investigation. It is far easier to know something about the astral world, the devachanic world, even about the farthest planets, than about the interior of the earth. Most things one hears are the purest trash, because, as I say, it is one of the most difficult subjects in occultism. The same is true of matters that are connected with these elemental catastrophes. And above all you must realize that clairvoyance is not a matter of just sitting down, inducing a particular condition, and then being able to say what is going on in the whole universe, up to the highest spheres. It is by no means so. To believe any such thing would be as “clever” as to say: “You have the faculty of perception in the physical world; but why was it that when 12 o'clock came and you were sitting in your room, you were neither astonished by nor did you see what happened outside by the River Spree at that hour?” There are hindrances to seership. If the seer in question had gone for a walk at 12 o'clock he would probably have seen what happened. It is not the case that all worlds are immediately disclosed through the mere resolve to induce in oneself the requisite condition. The seer has to find his way to the events and investigate them, and these investigations are of the most difficult kind because the hindrances are greatest.—And perhaps at this point something may be said about these hindrances. If a man is able to walk about on his two legs, you can deprive him of this faculty not only by amputating his legs but also by shutting him up in a cell; then he can no longer walk about. In the same way there are hindrances to occult investigation and in the domain of which we are speaking they are immensely powerful. I will tell you one of the main hindrances and in doing so introduce you to a mysterious relationship. The greatest hindrance to occult investigation in this domain is constituted by the methods and trend of modern materialistic science. The countless illusions and fallacies accumulating in materialistic science to-day, all the research that is not only futile but is prompted by the vanities of men—these are things which in their effects in the higher worlds make investigation into these manifestations and free vision in the higher world impossible or to say the least, extremely difficult. Free vision is clouded as a result of the materialistic research pursued here on earth. It is by no means easy to get to the root of these things. But only wait for the time when spiritual science has become more widespread and when through its influence the materialistic superstitions prevailing in our world will be swept away! Once the nonsensical analogies and hypotheses leading to all kinds of conjectures about the interior of the earth are cast aside, you will see that when spiritual science has itself been integrated into the karma of humanity, when it finds the way to men's souls and is able from there to overcome the opposing powers and materialistic superstitions, when further research can be made into all that is connected with the bitterest foe of mankind, that Being who fetters man's vision within the world of sense—you will see that it will then be possible, even externally, to influence the karma of humanity in the sense that the dire results of such happenings may be alleviated. The reason why the Initiates must be silent about happenings connected with the great karma of humanity is to be found in the materialistic superstitions of men. Many scientific pursuits are in no way imbued with the Faustian striving for truth but prompted entirely by vanity and ambition. How much scientific research is promoted in the world simply because an individual is seeking for something that will be to his personal advantage! If you sum up all these things you will realize the strength of the force that obstructs vision into the world behind the external phenomena of the material world. Not until this fog has been cleared away will the time come when, in respect of certain mysterious manifestations of nature emanating from the foes of mankind and trespassing deeply into human life, it will be possible for help—and then in no small measure—to be given to mankind. Until that time comes there is no such possibility. I am well aware that these questions have been given a turn not always in the mind of the one who asks them. But it is often the fate of occult science to be obliged to formulate the questions in the right way before they can be correctly answered. Again do not take this to mean that the mysterious connection between earthquakes and the karma of humanity is a secret that cannot be investigated. It can be investigated but there are reasons why only the most commonplace aspects of such questions can be presented to the world to-day. Let the knowledge reach mankind through spiritual science that there is a connection between the deeds of men and happenings in nature and then the time will come when these things can be answered in the way the question demands. Spiritual science may pass through many destinies; its influence may even be crippled, remaining within narrow and restricted circles. Nevertheless it will make its way through mankind, will be integrated into the karma of humanity, and then the possibility will be created for individuals themselves to have an effect upon the karma of humanity as a whole. |
51. Schiller and Our Times: Schiller's Worldview and His 'Wallenstein'
11 Feb 1905, Berlin Tr. Harry Collison Rudolf Steiner |
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Wallenstein believes that he can read his destiny, firmly pre-established in the stars and yet he has to see how Octavio, contrary to the oracle of the stars, deceives him. But man's freedom still remains the highest; an inner necessity makes him search for the solution in the stars: so he faces a new riddle:—that the stars have lied. |
51. Schiller and Our Times: Schiller's Worldview and His 'Wallenstein'
11 Feb 1905, Berlin Tr. Harry Collison Rudolf Steiner |
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We cannot talk of Schiller's view of life as we can of that of other men, for it is in continual flux and continual process of ascending. Lesser personalities find it easy to reach a view of life; greater struggle through with difficulty. This is because lesser personalities are incapable of seeing into the great riddles. For the greater every experience provides a new riddle; a new basis is given for the philosophy, which has to take on a new form. This was Goethe's experience all through his life and with Schiller it was the same. Schiller himself remarked that fundamentally he knew very little of the sphere of his own development; but his spirit worked incessantly to deepen and harmonise his ideas and experience of life. Very characteristic is the way in which Schiller carried on a conversation; in which he was the antithesis of Herder; and we can get a conception of his nature by that antithesis. When Herder was in the society of interested people, he used to develop his own views, and there were seldom any objections; his position was so firm and clear that he could not have gone any deeper into a problem by a dialectic conversation. Schiller was quite different. With him every conversation became alive; he took up every objection, every aspect was touched on, and consequently the conversation went along all sorts of side-paths; everything was illuminated from every side. In his conversation, in the personal life that existed round Schiller, we can see best how his views were in a continual flux. There is the same striving after truth which is expressed in Lessing's words: “If God stood before me, the truth in one hand, in the other the striving after truth, I should beg of him: Lord, give me the striving after truth, for the whole truth indeed exists for God alone.” We see similarly how Schiller, in all periods of his life, is engaged in a continual struggle for a higher view of the world; how he was driven, when he took up his professorship at Jena, to make his ideas living, how he strove to grasp the great forces which are effective in the world and to fructify them in really vivid lectures. The smaller essays on subjects of world history show us how he wrestled with these ideas. Apart from the above-mentioned essay on “What is, and how should we study history universally?” he tried to describe the significance of a law-giver like Moses. Then he dealt with the period of the Crusades; and perhaps, there is nothing finer and more interesting than the way in which Schiller depicts the conditions of ownership and vassalage in the Middle Ages. From his account of the Netherlands' struggle for freedom we can learn on what inner principles historical development moves. Then he comes to the Thirty Years' War, in which he is already particularly fascinated by the figure of Wallenstein, a man with the law of his will within himself, firm in his own person but fettered by a petty ambition, unstable in his aims and in the confusion of his ideas concerning himself with the message of the stars. Later on he tried to disentangle this puzzling character in poetry. But before then he had to clear things up by studies in the work of Kant. Nor did he approach Kantianism without philosophical preparation. There was something in him which could only come out by reference to Kant. We have to understand this point in Schiller thoroughly if we wish to understand the greatness of his personality aright. There is a series of letters, “Philosophical Letters” between Julius and Raphael; and the philosophy which he develops there is something that is born in himself. The view which grew out of the depths of his personality, is represented by the man called Julius, while in Raphael we have to imagine a man like his friend Körner who had reached a certain completeness, even if without the same depth. For in life the less often appears the cleverer and the superior over against one who struggles higher. This struggling (philosopher) who is still living amid disharmonies, outlines his view, in the “Theosophy of Julius” somewhat as follows: “Everything in the world derives from a spiritual basis. Man also originated here; he represents the confluence of all the forces in the world; he is the epitome and unification of all that is extended in nature; all existence apart from him is only the hieroglyph of a force which is like him: thus in the butterfly which rises into the air with its youth renewed from the caterpillar stage, we have a picture of human immortality. Satisfaction is only attainable if we rise to the ideal planted within us.” This view he calls the “Theosophy of Julius.” The world is a thought of God, everything lives only in the infinite love of God; everything in me and outside of me is only a hieroglyph of the highest being. As Goethe in his Prose Hymn to Nature had put it, that man is set by nature, unasked and unwarned, into the cycle of life, that nature herself speaks and acts in him, so Schiller comes in this theosophy of Julius, to some extent, to a similar standpoint. But he is still unsatisfied, for none but God could, he feels, regard the world from this standpoint. Is it really possible for the human soul, so small and limited, to live with such a picture of the world? From Kantianism Schiller got a new world-picture which lasted till the middle of the nineties. The problem of the world has become a problem of man, and it is the problem of freedom which now concerns him. The question that now demands answer is how man can reach his perfection. Schiller's view of things appears before us in its clearest and finest form in his “Aesthetic Letters”: on the one hand man has a lower nature and is subjected to animal impulses; and nature is thus far necessity in the things of the senses which press upon him. On the other side there is an intellectual necessity in man's thinking; and it is logic to which he must subject himself. He is the slave both of necessity in nature and of the necessity of reason. Kant answers this contradiction by depressing the necessity of nature in favour of intellectual necessity. Schiller seized upon this gulf between the two necessities in all its depth. To him it was a problem which extends over all human relationships. The laws which control men have come partly from the necessity of nature, the dynamic forces which are active in men, partly from asserted. That was not the case, especially with his Wallenstein. Schiller started from an inner musical mood, as he called it, not from ideas. The stream of complex forces in man appeared in his inner being as melody, and solved themselves in a harmony or collapsed in disharmony. Then he looked for the thoughts, the characters, the single moods; and thus there appeared before his eyes the conflicting soul-forces of Wallenstein which led him of necessity to a vast catastrophe. Unfortunately, we cannot reproduce this mood except with intellectual means. There may be in one case a personality built upon itself which suffers tragic collapse. But the effect is truly tragic only if it collapses upon itself. What Hebbel demanded as the necessary pre-supposition of tragedy, “That things had to happen thus,” that nothing can be tragic which might have happened otherwise, was grasped intuitively by Schiller, though he never puts it thus in words. But there is another tragic idea under the influence of which Schiller stands which does not admit of solution and which was expressed particularly in Wallenstein. This is the consciousness that there is something higher acting within human life which cannot be solved within this framework. Not till the world's end when men have reached perfection, will man's eyes be able thus to survey their destiny. Till then there must always be errors, something insoluble, for which Wallenstein looks for the solution in the stars, something imponderable in his heart. Wallenstein believes that he can read his destiny, firmly pre-established in the stars and yet he has to see how Octavio, contrary to the oracle of the stars, deceives him. But man's freedom still remains the highest; an inner necessity makes him search for the solution in the stars: so he faces a new riddle:—that the stars have lied. Yet again, the stars cannot lie; man, who offends against the most sacred laws of feeling and the heart, brings the harmony of the stars into disorder. There can be no order in nature which opposes the laws of the human spirit. If we look at the character of Wallenstein in this way, we shall see Schiller's own personality shining through the person of Wallenstein. Schiller wanted to look this contradiction in the face and show how man lives with it. There must be a truth in the world, he tells himself, and he has sought it as he does in the letters of Julius. The contradiction lies in the single appearances; and here Schiller reaches to the knowledge, to what the old Indians and other wise men recognised as illusion. He wanted to live in truth, and he regarded art as a gateway through which man must travel so as to reach the dawn of beauty and freedom. In his poem “Der Künstler” he calls on artists to take their place in the world-scheme and to help in the realisation of the ideal. He cries to them: Human dignity is in your hands. Preserve it. |
18. The Riddles of Philosophy: The World Conception of the Greek Thinkers
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 46 ] In ancient times the Greek consulted the oracles in the most important questions of life. He asked for prophecy, the revelation of the will and the opinion of the spiritual powers. |
Through the image man feels himself bound to the powers holding sway over the world. The oracle, then, is the institution by means of which somebody who is especially gifted in that direction finds his way to the spiritual powers better than other people. |
Socrates felt that the force lives in the thinking soul that used to be sought in the oracles. He experienced the “daimonion” in himself, the spiritual force that leads the soul. Thought has brought the soul to the consciousness of itself. |
18. The Riddles of Philosophy: The World Conception of the Greek Thinkers
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] With Pherekydes of Syros, who lived in the sixth century B.C., a personality appears in the Greek intellectual-spiritual life in whom one can observe the birth of what will be called in the following presentation, “a world and life conception.” What he has to say about the problems of the world is, on the one hand, still like the mythical symbolic accounts of a time that lies before the striving for a scientific world conception; on the other hand, his imagination penetrates through the picture, through the myth, to a form of reflection that wants to pierce the problems of man's existence and of his position in the world by means of thoughts. He still imagines the earth in the picture of a winged oak around which Zeus wraps the surface land, oceans, rivers, etc., like a woven texture. He thinks of the world as permeated by spiritual beings of which Greek mythology speaks. But Pherekydes also speaks of three principles of the world: Of Chronos, of Zeus and of Chthon. [ 2 ] Throughout the history of philosophy there has been much discussion as to what is to be understood by these three principles. As the historical sources on the question of what Pherekydes meant to say in his work, Heptamychos, are contradictory, it is quite understandable that present-day opinions also do not agree. If we reflect on the traditional accounts of Pherekydes, we get the impression that we can really observe in him the beginning of philosophical thought but that this observation is difficult because his words have to be taken in a sense that is remote from the thought habits of the present time; its real meaning is yet to be determined. [ 4 ] Pherekydes arrives at his world picture in a different way from that of his predecessors. The significant fact is that he feels man to be a living soul in a way different from earlier times. For the earlier world view, the word, “soul,” did not yet have the meaning that it acquired in later conceptions of life, nor did Pherekydes have the idea of the soul in the sense of later thinkers. He simply feels the soul-element of man, whereas the later thinkers want to speak clearly about it (in the form of thought) and they attempt to characterize it in intellectual terms. Men of earlier times do not as yet separate their own soul experience from the life of nature. They do not feel that they stand as a special entity beside nature. They experience themselves in nature as they experience lightning and thunder in it, the drifting of the clouds, the course of the stars or the growth of plants. What moves man's hand on his own body, what places his foot on the ground and makes him walk, for the prehistoric man, belongs to the same sphere of world forces that also causes lightning, cloud formations and all other external events. What he at this stage feels, can be expressed by saying, “Something causes lightning, thunder, rain, moves my hand, makes my foot step, moves the air of my breath within me, turns my head.” If one expresses what is in this way experienced, one has to use words that at first hearing seem to be exaggerated. But only through these exaggerations will it be possible to understand what is intended to be conveyed. A man who holds a world picture as it is meant here, experiences in the rain that falls to the ground the action of a force that we at the present time must call “spiritual” and that he feels to be of the same kind as the force he experiences when he is about to exert a personal activity of some kind or other. It should be of interest that this view can be found again in Goethe in his younger years, naturally in a shade of thought that it must assume in a personality of the eighteenth century. We can read in Goethe's essay, Nature:
[ 5 ] To speak as Goethe speaks here is only then possible if one feels one's own being imbedded in nature as a whole and then expresses this feeling in thoughtful reflection. As Goethe thought, so man of an earlier time felt without transforming his soul experience into the element of thought. He did not as yet experience thought; instead of thought there unfolded within his soul a symbolic image. The observation of the evolution of mankind leads back to a time in which thought-like experiences had not yet come into being but in which the symbolic picture rose in the soul of man when he contemplated the events of the world. Thought life is born in man at a definite time. It causes the extinction of the previous form of consciousness in which the world is experienced in pictures. [ 6 ] For the thought habits of our time it seems acceptable to imagine that man in archaic times had observed natural elements—wind and weather, the growth of seeds, the course of the stars—and then poetically invented spiritual beings as the active creators of these events. It is, however, far from the contemporary mode of thinking to recognize the possibility that man in older times experienced those pictures as he later experienced thought, that is, as an inner reality of his soul life. [ 7 ] One will gradually come to recognize that in the course of the evolution of mankind a transformation of the human organization has taken place. There was a time when the subtle organs of human nature, which make possible the development of an independent thought life, had not yet been formed. In this time man had, instead, organs, that represented for him what he experienced in the world of pictures. [ 8 ] As this gradually comes to be understood, a new light will fall on the significance of mythology on the one hand, and that of poetic production and thought life on the other. When the independent inner thought experience began, it brought the picture-consciousness to extinction. Thought emerged as the tool of truth. This is only one branch of what survived of the old picture-consciousness that had found its expression in the ancient myth. In another branch the extinguished picture-consciousness continued to live, if only as a pale shadow of its former existence, in the creations of fantasy and poetic imagination. Poetic fantasy and the intellectual view of the world are the two children of the one mother, the old picture-consciousness that must not be confused with the consciousness of poetic imagination. [ 9 ] The essential process that is to be understood is the transformation of the more delicate organization of man. It causes the beginning of thought life. In art and poetry thought as such naturally does not have an effect. Here the picture continues to exert its influence, but it has now a different relation to the human soul from the one it had when it also served in a cognitive function. As thought itself, the new form of consciousness appears only in the newly emerging philosophy. The other branches of human life are correspondingly transformed in a different way when thought begins to rule in the field of human knowledge. [ 10 ] The progress in human evolution that is characterized by this process is connected with the fact that man from the beginning of thought experience had to feel himself in a much more pronounced way than before, as a separated entity, as a “soul.” In myth the picture was experienced in such a way that one felt it to be in the external world as a reality. One experienced this reality at the same time, and one was united with it. With thought, as well as with the poetic picture, man felt himself separated from nature. Engaged in thought experience, man felt himself as an entity that could not experience nature with the same intimacy as he felt when at one with thought. More and more, the definite feeling of the contrast of nature and soul came into being. [ 11 ] In the civilizations of the different peoples this transition from the old picture-consciousness to the consciousness of thought experience took place at different times. In Greece we can intimately observe this transition if we focus our attention on the personality of Pherekydes of Syros. He lived in a world in which picture-consciousness and thought experience still had an equal share. His three principal ideas—Zeus, Chronos and Chthon—can only be understood in such a way that the soul, in experiencing them, feels itself as belonging to the events of the external world. We are dealing here with three inwardly experienced pictures and we find access to them only when we do not allow ourselves to be distracted by anything that the thought habits of our time are likely to imagine as their meaning. [ 12 ] Chronos is not time as we think of it today. Chronos is a being that in contemporary language can be called “spiritual” if one keeps in mind that one does not thereby exhaust its meaning. Chronos is alive and its activity is the devouring, the consumption of the life of another being, Chthon. Chronos rules in nature; Chronos rules in man; in nature and man Chronos consumes Chthon. It is of no importance whether one considers the consumption of Chthon through Chronos as inwardly experienced or as external events, for in both realms the same process goes on. Zeus is connected with these two beings. In the meaning of Pherekydes one must no more think of Zeus as a deity in the sense of our present day conception of mythology, than as of mere “space” in its present sense, although he is the being through whom the events that go on between Chronos and Chthon are transformed into spatial, extended form. [ 13 ] The cooperation of Chronos, Chthon and Zeus is felt directly as a picture content in the sense of Pherekydes, just as much as one is aware of the idea that one is eating, but it is also experienced as something in the external world, like the conception of the colors blue or red. This experience can be imagined in the following way. We turn our attention to fire as it consumes its fuel. Chronos lives in the activity of fire, of warmth. Whoever regards fire in its activity and keeps himself under the effect, not of independent thought but of image content, looks at Chronos. In the activity of fire, not in the sensually perceived fire, he experiences time simultaneously. Another conception of time does not exist before the birth of thought. What is called “time” in our present age is an idea that has been developed only in the age of intellectual world conception. If we turn our attention to water, not as it is as water but as it changes into air or vapor, or to clouds that are in the process of dissolving, we experience as an image content the force of Zeus, the spatially active “spreader.” One could also say, the force of centrifugal extension. If we look on water as it becomes solid, or on the solid as it changes into fluid, we are watching Chthon. Chthon is something that later in the age of thought-ruled world conception becomes “matter,” the stuff “things are made of”; Zeus has become “ether” or “space,” Chronos changes into “time.” [ 14 ] In the view of Pherekydes the world is constituted through the cooperation of these three principles. Through the combination of their action the material world of sense perception—fire, air, water and earth—come into being on the one hand, and on the other, a certain number of invisible supersensible spirit beings who animate the four material worlds. Zeus, Chronos and Chthon could be referred to as “spirit, soul and matter,” but their significance is only approximated by these terms. It is only through the fusion of these three original beings that the more material realms of the world of fire, air, water and earth, and the more soul-like and spirit-like (supersensible) beings come into existence. Using expressions of later world conceptions, one can call Zeus, space-ether; Chronos, time-creator; Chthon, matter-producer—the three “mothers of the world's origin.” We can still catch a glimpse of them in Goethe's Faust, in the scene of the second part where Faust sets out on his journey to the “mothers.” [ 15 ] As these three primordial entities appear in Pherekydes, they remind us of conceptions of predecessors of this personality, the so-called Orphics. They represent a mode of conception that still lives completely in the old form of picture consciousness. In them we also find three original beings: Zeus, Chronos and Chaos. Compared to these “primeval mothers,” those of Pherekydes are somewhat less picture-like. This is so because Pherekydes attempts to seize, through the exertion of thought, what his Orphic predecessors still held completely as image-experience. For this reason we can say that he appears as a personality in whom the “birth of thought life” takes place. This is expressed not so much in the more thought-like conception of the Orphic ideas of Pherekydes, as in a certain dominating mood of his soul, which we later find again in several of his philosophizing successors in Greece. For Pherekydes feels that he is forced to see the origin of things in the “good” (Arizon). He could not combine this concept with the “world of mythological deities” of ancient times. The beings of this world had soul qualities that were not in agreement with this concept. Into his three “original causes” Pherekydes could only think the concept of the “good,” the perfect. [ 16 ] Connected with this circumstance is the fact that the birth of thought life brought with it a shattering of the foundations of the inner feelings of the soul. This inner experience should not be overlooked in a consideration of the time when the intellectual world conception began. One could not have felt this beginning as progress if one had not believed that with thought one took possession of something that was more perfect than the old form of image experience. Of course, at this stage of thought development, this feeling was not clearly expressed. But what one now, in retrospect, can clearly state with regard to the ancient Greek thinkers was then merely felt. They felt that the pictures that were experienced by our immediate ancestors did not lead to the highest, most perfect, original causes. In these pictures only the less perfect causes were revealed; we must raise our thoughts to still higher causes from which the content of those pictures is merely derived. [ 17 ] Through progress into thought life, the world was now conceived as divided into a more natural and a more spiritual sphere. In this more spiritual sphere, which was only now felt as such, one had to conceive what was formerly experienced in the form of pictures. To this was added the conception of a higher principle, something thought of as superior to the older, spiritual world and to nature. It was to this sublime element that thought wanted to penetrate, and it is in this region that Pherekydes meant to find his three “Primordial Mothers.” A look at the world as it appears illustrates what kind of conceptions took hold of a personality like Pherekydes. Man finds a harmony in his surroundings that lies at the bottom of all phenomena and is manifested in the motions of the stars, in the course of the seasons with their blessings of thriving plant-life, etc. In this beneficial course of things, harmful, destructive powers intervene, as expressed in the pernicious effects of the weather, earthquakes, etc. In observing all this one can be lead to a realization of a dualism in the ruling powers, but the human soul must assume an underlying unity. It naturally feels that, in the last analysis, the ravaging hail, the destructive earthquake, must spring from the same source as the beneficial cycle of the seasons. In this fashion man looks through good and evil and sees behind it an original good. The same good force rules in the earthquake as in the blessed rain of spring. In the scorching, devastating heat of the sun the same element is at work that ripens the seed. The “good Mothers of all origin” are, then, in the pernicious events also. When man experiences this feeling, a powerful world riddle emerges before his soul. To find the solution, Pherekydes turns toward his Ophioneus. As Pherekydes leans on the old picture conception, Ophioneus appears to him as a kind of “world serpent.” It is in reality a spirit being, which, like all other beings of the world, belongs to the children of Chronos, Zeus and Chthon, but that has later so changed that its effects are directed against those of the “good mother of origin.” Thus, the world is divided into three parts. The first part consists of the “Mothers,” which are presented as good, as perfect; the second part contains the beneficial world events; the third part, the destructive or the only imperfect world processes that, as Ophioneus, are intertwined in the beneficial effects. [ 18 ] For Pherekydes, Ophioneus is not merely a symbolic idea for the detrimental destructive world forces. Pherekydes stands with his conceptive imagination at the borderline between picture and thought. He does not think that there are devastating powers that he conceives in the pictures of Ophioneus, nor does such a thought process develop in him as an activity of fantasy. Rather, he looks on the detrimental forces, and immediately Ophioneus stands before his soul as the red color stands before our souls when we look at a rose. [ 19 ] Whoever sees the world only as it presents itself to image perception does not, at first, distinguish in his thought between the events of the “good mothers” and those of Ophioneus. At the borderline of a thought-formed world conception, the necessity of this distinction is felt, for only at this stage of progress does the soul feel itself to be a separate, independent entity. It feels the necessity to ask what its origin is. It must find its origin in the depths of the world where Chronos, Zeus and Chthon had not as yet found their antagonists. But the soul also feels that it cannot know anything of its own origin at first, because it sees itself in the midst of a world in which the “Mothers” work in conjunction with Ophioneus. It feels itself in a world in which the perfect and the imperfect are joined together. Ophioneus is twisted into the soul's own being. [ 20 ] We can feel what went on in the souls of individual personalities of the sixth century B.C. if we allow the feelings described here to make a sufficient impression on us. With the ancient mythical deities such souls felt themselves woven into the imperfect world. The deities belonged to the same imperfect world as they did themselves. The spiritual brotherhood, which was founded by Pythagoras of Samos between the years 549 and 500 B.C. in Kroton in Magna Graecia, grew out of such a mood. Pythagoras intended to lead his followers back to the experience of the “Primordial Mothers” in which the origin of their souls was to be seen. It can be said in this respect that he and his disciples meant to serve “other gods” than those of the people. With this fact something was given that must appear as a break between spirits like Pythagoras and the people, who were satisfied with their gods. Pythagoras considered these gods as belonging to the realm of the imperfect. In this difference we also find the reason for the “secret” that is often referred to in connection with Pythagoras and that was not to be betrayed to the uninitiated. It consisted in the fact that Pythagoras had to attribute to the human soul an origin different from that of the gods of the popular religion. In the last analysis, the numerous attacks that Pythagoras experienced must be traced to this “secret.” How was he to explain to others than those who carefully prepared themselves for such a knowledge that, in a certain sense, they, “as souls,” could consider themselves as standing even higher than the gods of the popular religion? In what other form than in a brotherhood with a strictly regulated mode of life could the souls become aware of their lofty origin and still find themselves deeply bound up with imperfection? It was just through this feeling of deficiency that the effort was to be made to arrange life in such a way that through the process of self-perfection it would be led back to its origin. That legends and myths were likely to be formed about such aspirations of Pythagoras is comprehensible. It is also understandable that scarcely anything has come down to us historically about the true significance of this personality. Whoever observes the legends and mythical traditions of antiquity about Pythagoras in an all-encompassing picture will nevertheless recognize in it the characterization that was just given. [ 21 ] In the picture of Pythagoras, present-day thinking also feels the idea of the so-called “transmigration of souls” as a disturbing factor. It is even felt to be naive that Pythagoras is reported to have said that he knew that he had already been on earth in an earlier time as another human being. It may be recalled that that great representative of modern enlightenment, Lessing, in his Education of the Human Race, renewed this idea of man's repeated lives on earth out of a mode of thinking that was entirely different from that of Pythagoras. Lessing could conceive of the progress of the human race only in such a way that the human souls participated repeatedly in the life of the successive great phases of history. A soul brought into its life in a later time as a potential ability what it had gained from experience in an earlier era. Lessing found it natural that the soul had often been on earth in an earthly body, and that it would often return in the future. In this way, it struggles from life to life toward the perfection that it finds possible to obtain. He pointed out that the idea of repeated lives on earth ought not to be considered incredible because it existed in ancient times, and “because it occurred to the human mind before academic sophistry had distracted and weakened it.” [ 22 ] The idea of reincarnation is present in Pythagoras, but it would be erroneous to believe that he—along with Pherekydes, who is mentioned as his teacher in antiquity—had yielded to this idea because he had by means of a logical conclusion arrived at the thought that the path of development indicated above could only be reached in repeated earthly lives. To attribute such an intellectual mode of thinking to Pythagoras would be to misjudge him. We are told of his extensive journeys. We hear that he met together with wise men who had preserved traditions of oldest human insight. When we observe the oldest human conceptions that have come down to us through posterity, we arrive at the view that the idea of repeated lives on earth was widespread in remote antiquity. Pythagoras took up the thread from the oldest teachings of humanity. The mythical teachings in picture form appeared to him as deteriorated conceptions that had their origin in older and superior insights. These picture doctrines were to change in his time into a thought-formed world conception, but this intellectual world conception appeared to him as only a part of the soul's life. This part had to be developed to greater depths. It could then lead the soul to its origins. By penetrating in this direction, however, the soul discovers in its inner experience the repeated lives on earth as a soul perception. It does not reach its origins unless it finds its way through the repeated terrestrial lives. As a wanderer walking to a distant place naturally passes through other places on his path, so the soul on its path to the “mothers” passes the preceding lives through which it has gone during its descent from its former existence in perfection, to its present life in imperfection. If one considers everything that is pertinent in this problem, the inference is inescapable that the view of repeated earth lives is to be attributed to Pythagoras in this sense as his inner perception, not as something that was arrived at through a process of conceptual conclusion. Now the view that is spoken of as especially characteristic of the followers of Pythagoras is that all things are based on numbers. When this statement is made, one must consider that the school of Pythagoras was continued into later times after his death. Philolaus, Archytas and others are mentioned as later Pythagoreans. It was about them especially that one in antiquity knew they “considered things as numbers.” We can assume that this view goes back to Pythagoras even if historical documentation does not appear possible. We shall, however, have to suppose that this view was deeply and organically rooted in his whole mode of conception, and that it took on a more superficial form with his successors. Let us think of Pythagoras as standing before the beginning of intellectual world conception. He saw how thought took its origin in the soul that had, starting from the “mothers,” descended through its successive lives to its state of imperfection; Because he felt this he could not mean to ascend to the origins through mere thought. He had to seek the highest knowledge in a sphere in which thought was not yet at home. There he found a life of the soul that was beyond thought life. As the soul experiences proportional numbers in the sound of music, so Pythagoras developed a soul life in which he knew himself as living in a connection with the world that can be intellectually expressed in terms of numbers. But for what is thus experienced, these numbers have no other significance than the physicist's proportional tone numbers have for the experience of music. For Pythagoras the mythical gods must be replaced by thought. At the same time, he develops an appropriate deepening of the soul life; the soul, which through thought has separated itself from the world, finds itself at one with the world again. It experiences itself as not separated from the world. This does not take place in a region in which the world-participating experience turns into a mythical picture, but in a region in which the soul reverberates with the invisible, sensually imperceptible cosmic harmonies. It brings into awareness, not its own thought intentions, but what cosmic powers exert as their will, thus allowing it to become conception in the soul of man. [ 23 ] In Pherekydes and Pythagoras the process of how thought-experienced world conception originates in the human soul is revealed. Working themselves free from the older forms of conception, these men arrive at an inwardly independent conception of the “soul” distinct from external “nature.” What is clearly apparent in these two personalities—the process in which the soul wrests its way out of the old picture conceptions—takes place more in the undercurrents of the souls of the other thinkers with whom it is customary to begin the account of the development of Greek philosophy. The thinkers who are ordinarily mentioned first are Thales of Miletos (640–550 B.C.), Anaximander (born 610 B.C.), Anaximenes (flourished 600 B.C.) and Heraclitus (born 500 B.C. at Ephesus). [ 24 ] Whoever acknowledges the preceding arguments to be justified will also find a presentation of these men admissible that must differ from the usual historical accounts of philosophy. Such accounts are, after all, always based on the unexpressed presupposition that these men had arrived at their traditionally reported statements through an imperfect observation of nature. Thus the statement is made that the fundamental and original being of all things was to be found in “water,” according to Thales; in the “infinite,” according to Anaximander; in “air,” according to Anaximenes; in “fire,” in the opinion of Heraclitus. [ 25 ] What is not considered in this treatment is the fact that these men are still really living in the process of the genesis of intellectual world conception. To be sure, they feel the independence of the human soul in a higher degree than Pherekydes, but they have not yet completed the strict separation of the life of the soul from the process of nature. One will, for instance, most certainly construct an erroneous picture of Thales's way of thinking if it is imagined that he, as a merchant, mathematician and astronomer, thought about natural events and then, in an imperfect yet similar way to that of a modern scientist, had summed up his results in the sentence, “Everything originates from water.” To be a mathematician or an astronomer, etc., in those ancient times meant to deal in a practical way with the things of these professions, much in the way a craftsman makes use of technical skills rather than intellectual and scientific knowledge. [ 26 ] What must be presumed for a man like Thales is that he still experienced the external processes of nature as similar to inner soul processes. What presented itself to him like a natural event, as did the process and nature of “water” (the fluid, mudlike, earth-formative element), he experienced in a way that was similar to what he felt within himself in soul and body. He then experienced in himself and outside in nature the effect of water, although to a lesser degree than man of earlier times did. Both effects were for him the manifestation of one power. It may be pointed out that at a still later age the external effects in nature were thought of as being akin to the inner processes in a way that did not provide for a “soul” in the present sense as distinct from the body. Even in the time of intellectual world conception, the idea of the temperaments still preserves this point of view as a reminiscence of earlier times. One called the melancholic temperament, the earthy; the phlegmatic, the watery; the sanguinic, the airy; the choleric, the fiery. These are not merely allegorical expressions. One did not feel a completely separated soul element, but experienced in oneself a soul-body entity as a unity. In this unity was felt the stream of forces that go, for instance, through a phlegmatic soul, to be like the forces in external nature that are experienced in the effects of water. One saw these external water effects to be the same as what the soul experienced in a phlegmatic mood. The thought habits of today must attempt an empathy with the old modes of conception if they want to penetrate into the soul life of earlier times. [ 27 ] In this way one will find in the world conception of Thales an expression of what his soul life, which was akin to the phlegmatic temperament, caused him to experience inwardly. He experienced in himself what appeared to him to be the world mystery of water. The allusion to the phlegmatic temperament of a person is likely to be associated with a derogatory meaning of the term. Justified as this may be in many cases, it is nevertheless also true that the phlegmatic temperament, when it is combined with an energetic, objective imagination, makes a sage out of a man because of its calmness, collectedness and freedom from passion. Such a disposition in Thales probably caused him to be celebrated by the Greeks as one of their wise men. [ 28 ] For Anaximenes, the world picture formed itself in another way. He experienced in himself the sanguine temperament. A word of his has been handed down to us that immediately shows how he felt the air element as an expression of the world mystery. “As our soul, which is a breath, holds us together, so air and breath envelop the universe.” [ 29 ] The world conception of Heraclitus will, in an unbiased contemplation, be felt directly as a manifestation of his choleric inner life. A member of one of the most noble families of Ephesus, he became a violent antagonist of the democratic party because he had arrived at certain views, the truth of which was apparent to him in his immediate inner experience. The views of those around him, compared with his own, seemed to him to prove directly in a most natural way, the foolishness of his environment. Thus, he got into such conflicts that he left his native city and led a solitary life at the Temple of Artemis. Consider these few of his sayings that have come down to us. “It would be good if the Ephesians hanged themselves as soon as they grew up and surrendered their city to those under age.” Or the one about men, “Fools in their lack of understanding, even if they hear the truth, are like the deaf: of them does the saying bear witness that they are absent when present.” The feeling that is expressed in such a choleric temperament finds itself akin to the consuming activity of fire. It does not live in the restful calm of “being.” It feels itself as one with eternal “becoming.” Such a soul feels stationary existence to be an absurdity. “Everything flows,” is, therefore, a famous saying of Heraclitus. It is only apparently so if somewhere an unchanging being seems to be given. We are lending expression to a feeling of Heraclitus if we say, “The rock seems to represent an absolute unchanging state of being, but this is only appearance; it is inwardly in the wildest commotion; all its parts act upon one another.” The mode of thinking of Heraclitus is usually characterized by his saying, “One cannot twice enter the same stream, for the second time the water is not the same.” A disciple of Heraclitus, Cratylus, goes still further by saying that one could not even enter the same stream once. Thus it is with all things. While we look at what is apparently unchanging, it has already turned into something else in the general stream of existence. [ 30 ] We do not consider a world conception in its full significance if we accept only its thought content. Its essential element lies in the mood it communicates to the soul, that is, in the vital force that grows out of it. One must realize how Heraclitus feels himself with his own soul in the stream of becoming. The world soul pulsates in his own human soul and communicates to it of its own life as long as the human soul knows itself as living in it. Out of such a feeling of union with the world soul, the thought originates in Heraclitus, “Whatever lives has death in itself through the stream of becoming that is running through everything, but death again has life in itself. Life and death are in our living and dying. Everything has everything else in itself; only thus can eternal becoming flow through everything.” “The ocean is the purest and impurest water, drinkable and wholesome to fishes, to men undrinkable and pernicious.” “Life and death are the same, waking and sleeping, young and old; the first changes into the second and again into the first.” “Good and evil are one.” “The straight path and the crooked . . . are one.” [ 31 ] Anaximander is freer from the inner life, more surrendered to the element of thought itself. He sees the origin of things in a kind of world ether, an indefinite formless basic entity that has no limits. Take the Zeus of Pherekydes, deprive him of every image content that he still possesses and you have the original principle of Anaximander: Zeus turned into thought. A personality appears in Anaximander in whom thought life is borne out of the mood of soul that still has, in the preceding thinkers, the color of temperament. Such a personality feels united as a soul with the life of thought, and thereby is not so intimately interwoven with nature as the soul that does not yet experience thought as an independent element. It feels itself connected with a world order that lies above the events of nature. When Anaximander says that men lived first as fishes in the moist element and then developed through land animal forms, he means that the spirit germ, which man recognizes through thinking as his true being, has gone through the other forms only as through preliminary stages, with the aim of giving itself eventually the shape that has been appropriate for him from the beginning. [ 32 ] The thinkers mentioned so far are succeeded historically by Xenophanes of Kolophon (born 570 B.C.); Parmenides (460 B.C., living as a teacher in Athens), younger and inwardly related to Xenophanes; Zenon of Elea (who reached his peak around 500 B.C.); Melissos of Samos (about 450 B.C.). [ 33 ] The thought element is already alive to such a degree in these thinkers that they demand a world conception in which the life of thought is fully satisfied; they recognize truth only in this form. How must the world ground be constituted so that it can be fully absorbed within thinking? This is their question. Xenophanes finds that the popular gods cannot stand the test of thought; therefore, he rejects them. His god must be capable of being thought. What the senses perceive is changeable, is burdened with qualities not appropriate to thought, whose function it is to seek what is permanent. Therefore, God is the unchangeable, eternal unity of all things to be seized in thought. Parmenides sees the Untrue, the Deceiving, in sense-perceived, external nature. He sees what alone is true in the Unity, the Imperishable that is seized by thought. Zeno tries to come to terms with, and do justice to, the thought experience by pointing out the contradictions that result from a world view that sees truth in the change of things, in the process of becoming, in the multiplicity that is shown by the external world. One of the contradictions pointed out by Zeno is that the fastest runner (Achilles) could not catch up with a turtle, for no matter how slowly it moved, the moment Achilles arrived at the point it had just occupied, it would have moved on a little. Through such contradictions Zeno intimates how a conceptual imagination that leans on the external world is caught in self-contradiction. He points to the difficulty such thought meets when it attempts to find the truth. One will recognize the significance of this world conception, which is called the “eleatic view” (Parmenides and Zeno are from Elea), if one considers that those who hold this view have advanced with the development of thought experience to the point of having transformed it into a special art, the so-called dialectic. In the “art of thought” the soul learns to feel itself in its self-dependence and its inward self-sufficiency. With this step, the reality of the soul is felt to be what it is through its own being. It experiences itself through the fact that it no longer, as in earlier times, follows the general world experience with its life, but unfolds independent thought experience within itself. This experience is rooted in itself and through it, it can feel itself planted into a pure spiritual ground of the world. At first, this feeling is not expressed as a distinctly formulated thought but, in the esteem it enjoyed, it can be sensed vividly as a feeling in this age. According to a Dialogue of Plato, the young Socrates is told by Parmenides that he should learn the “art of thought” from Zeno; otherwise, truth would be unattainable for him. This “art of thought” was felt to be a necessity for the human soul intending to approach the spiritual fundamental grounds of existence. [ 34 ] Whoever does not see how, in the progress of human development toward the stage of thought experience, real experiences—the picture experiences—came to an end with the beginning of this thought life, will not see the special quality of the Greek thinkers from the sixth to the fourth pre-Christian centuries in the light in which they must appear in this presentation. Thought formed a wall around the human soul, so to speak. The soul had formerly felt as if it were within the phenomena of nature. What it experienced in these natural phenomena, like the activities of its own body, presents itself to the soul in the form of images that appeared in vivid reality. Through the power of thought this entire panorama was now extinguished. Where previously images saturated in content prevailed, thought now expanded through the external world. The soul could experience itself in the surroundings of space and time only if it united itself with thought. One senses such a mood of soul in Anaxagoras of Clazomenae in Asia Minor (born 500 B.C.). He found himself deeply bound up in his soul with thought life. His thought life encompassed what is extended in space and time. Expanded like this, it appears as the nous, the world reason. It penetrates the whole of nature as an entity. Nature, however, presents itself as composed only of little basic entities. The events of nature that result from the combined actions of these fundamental entities are what the senses perceive after the texture of imagery has vanished from nature. These fundamental entities are called homoiomeries. The soul experiences in thought the connection with the world reason (the nous) inside its wall. Through the windows of the senses it watches what the world reason causes to come into being through the action of the homoiomeries on each other. [ 35 ] Empedocles (born 490 B.C. in Agrigent) was a personality in whose soul the old and the new modes of conception clash as in a violent antagonism. He still feels something of the old mode of being in which the soul was more closely interwoven with external existence. Hatred and love, antipathy and sympathy live in the human soul. They also live outside the wall that encloses it. The life of the soul is thus homogeneously extended beyond its boundaries and it appears in forces that separate and connect the elements of external nature—air, fire, water and earth—thereby causing what the senses perceive in the outer world. [ 36 ] Empedocles is, as it were, confronted with nature, which appears to the senses to be deprived of life and soul, and he develops a soul mood that revolts against this extirpation of nature's animation. His soul cannot believe that nature really is what thought wants to make of it. Least of all can it admit that it should stand in such a relation to nature as it appears according to the intellectual world conception. We must imagine what goes on in a soul that senses such a discord in all its harshness, suffering from it. We shall then be capable of entering into the experience of how, in this soul of Empedocles, the old mode of conception is resurrected as the power of intimate feeling but is unwilling to raise this fact into full consciousness. It thus seeks a form of existence in a shade of experience hovering between thought and picture that is reechoed in the sayings of Empedocles. These lose their strangeness if they are understood in this way. The following aphorism is attributed to him. “Farewell. A mortal no longer, but an immortal god I wander about . . . and as soon as I come into the flourishing cities I am worshipped by men and women. They follow me by the thousands, seeking the path of their salvation with me, some expecting prophecies, others, curative charms for many diseases.” In such a way, a soul that is haunted by an old form of consciousness through which it feels its own existence as that of a banished god who is cast out of another form of existence into the soul-deprived world of the senses, is dazed. He therefore feels the earth to be an “unaccustomed place” into which he is cast as in punishment. There are certainly other sentiments also to be found in the soul of Empedocles because significant flashes of wisdom shine in his aphorisms. His feeling with respect to the “birth of the intellectual world conception” is characterized, however, by the thought mood mentioned above. [ 37 ] The thinkers who are called the atomists regarded what nature had become for the soul of man through the birth of thought in a different way. The most important among them is Democritus (born 460 B.C. in Abdera). Leucippus is a kind of forerunner to him. [ 38 ] With Democritus, the homoiomeries of Anaxagoras have become, to a considerable degree, more material. In Anaxagoras, one can still compare the entities of the basic parts with living germs. With Democritus, they become dead indivisible particles of matter, which in their different combinations make up the things of the outer world. They mix freely as they move to and fro; thus, the events of nature come to pass. The world reason (nous) of Anaxagoras, which has the world processes grow out of the combined action of the homoiomeries like a spiritual (incorporeal) consciousness, with Democritus, turns into the unconscious law of nature (ananke). The soul is ready to recognize only what it can grasp as the result of simple thought combinations. Nature is now completely deprived of life and soul; thought has paled as a soul experience into the inner shadow of inanimate nature. In this way, with Democritus, the intellectual prototype of all more or less materialistically colored world conceptions of later times has made its appearance. [ 39 ] The atom world of Democritus represents an external world, a nature in which no trace of soul life can be found. The thought experiences in the soul, through which the soul has become aware of itself, are mere shadow experiences in Democritus. Thus, a part of the fate of thought experiences is characterized. They bring the human soul to the consciousness of its own being, but they fill it at the same time with uncertainty about itself. The soul experiences itself in itself through thought, but it can at the same time feel that it lost its anchorage in the independent spiritual world power that used to lend it security and inner stability. This emancipation of the soul was felt by the group of men in Greek intellectual life known as “Sophists.” The most important among them is Protagoras of Abdera (480–410 B.C.). Also to be noted besides him are Gorgias, Critias, Hippias, Thrasymachus and Prodicus. The sophists are often presented as men who superficially played with their thinking. Much has been contributed to this opinion by the manner in which Aristophanes, the playwright of comedies, treated them, but there are many things that can lead to a better appreciation of the sophists. It is noteworthy that even Socrates, who to a certain limited extent thought of himself as a pupil of Prodicus, is said to have described him as a man who had done much for the refinement of the speech and thinking of his disciples. [ 40 ] Protagoras's view is expressed in the famous statement, “Man is the measure of all things, of those that are, that they are; of those that are not, that they are not.” In the sentiment underlying this statement the thought experience feels itself sovereign. It does not sense any connection with an objective world power. If Parmenides is of the opinion that the senses supply man with a world of deception, one could go further and add, “Why should not thinking, although one experiences it, also deceive?” Protagoras, however, would reply to this, “Why should it be man's concern if the world outside him is not as he perceives and thinks it? Does he imagine it for anyone else but himself? No matter how it may be for another being, this should be of no concern to man. The contents of his mind are only to serve him; with their aid he is to find his way through the world. Once he achieves complete clarity about himself, he cannot wish for any thought contents about the world except those that serve him.” Protagoras means to be able to build on thinking. For this purpose he intends to have it rest exclusively on its own sovereign power. With this step, however, Protagoras places himself in contradiction to the spirit that lives in the depths of Greek life. This spirit is distinctly perceptible in the Greek character. It manifests itself in the inscription, “Know Thyself,” at the temple of Delphi. This ancient oracle wisdom speaks as if it contained the challenge for the progress of world conceptions that advances from the conception in images to the form of consciousness in which the secrets of the world are seized through thought. Through this challenge man is directed to his own soul. He is told that he can hear the language in his soul through which the world expresses its essence. He is thereby also directed toward something that produces uncertainties and insecurities for itself in its experience. The leading spirits of Greek civilization were to conquer the dangers of this self-supporting soul life. Thus, they were to develop thought in the soul into a world conception. In the course of this development the sophists navigated in dangerous straits. In them the Greek spirit places itself at an abyss; it means to produce the strength of equilibrium through its own power. One should, as has been pointed out, consider the gravity and boldness of this attempt, rather than lightly condemn it even though condemnation is certainly justified for many of the sophists. This attempt of the sophists takes place at a natural turning point of Greek life. Protagoras lived from 480 to 410 B.C. The Peloponnesian War, which occurred at this turning point of Greek civilization, lasted from 431 to 404 B.C. Before this war the individual member of Greek society had been firmly enclosed by his social connections. Commonwealth and tradition provided the measuring stick for his actions and thinking. The individual person had value and significance only as a member of the total structure. Under such circumstances the question, “What is the value of the individual human being?” could not be asked. The sophists, however, do ask this question, and in so doing introduce the era of Greek Enlightenment. Fundamentally, it is the question of how man arranges his life after he has become aware of his awakened thought life. [ 41 ] From Pherekydes (or Thales) to the sophists, one can observe how emaciated thought in Greece, which had already been born before these men, gradually finds its place in the stream of philosophical development. The effect thought has when it is placed in the service of world conception becomes apparent in them. The birth of thought, however, is to be observed in the entire Greek life. One could show much the same kind of development in the fields of art, poetry, public life, the various crafts and trades, and one would see everywhere how human activity changes under the influence of the form of human organization that introduces thought into the world conception. It is not correct to say that philosophy “discovers” thought. It comes into existence through the fact that the newly born thought life is used for the construction of a world picture that formerly had been formed out of experiences of a different kind. [ 42 ] While the sophists led the spirit of Greece, expressed in the motto, “Know Thyself,” to the edge of a dangerous cliff, Socrates, who was born in Athens about 470 and was condemned to death through poison in 399 B.C., expressed this spirit with a high degree of perfection. [ 43 ] Historically, the picture of Socrates has come down to us through two channels of tradition. In one, we have the figure that his great disciple, Plato (427–347 B.C.), has drawn of him. Plato presents his philosophy in dialogue form, and Socrates appears in these dialogues as a teacher. He is shown as the “sage” who leads the persons around him through intellectual guidance to high stages of insight. A second picture has been drawn by Xenophon in his Memorabilia of Socrates. At first sight it seems as if Plato had idealized the character of Socrates and as if Xenophon had portrayed him more directly as he had been. But a more intimate inspection would likely show that both Plato and Xenophon each drew a picture of Socrates as they saw him from a special point of view. One is justified, therefore, in considering the question as to how these pictures supplement and illuminate each other. [ 44 ] The first thing that must appear significant here is that Socrates' philosophy has come down to posterity entirely as an expression of his personality, of the fundamental character of his soul life. Both Plato and Xenophon present Socrates in such a way that in him his personal opinion speaks everywhere. This personality carries in itself the awareness that, whoever expresses his personal opinion out of the true ground of the soul, expresses something that is more than just human opinion, something that is a manifestation of the purposes of the world order through human thinking. By those who think they know him, Socrates is taken as the living proof for the conviction that truth is revealed in the human soul through thinking if, as was the case with Socrates, this soul is grounded in its own substance. Looking on Socrates, Plato does not teach a doctrine that is asserted by contemplative thought, but the thought has a rightly developed human being speak, who then observes what he produces as truth. Thus, the manner in which Plato behaves toward Socrates becomes an expression for what man is in his relation to the world. What Plato has advanced about Socrates is significant and also the way in which he, in his activity as a writer, has placed Socrates in the world of Greek spiritual life. [ 45 ] With the birth of thought man was directed toward his “soul.” The question now arises as to what this soul says when it begins to speak, expressing what the world forces have laid into it. Through the attitude Plato takes with respect to Socrates, the resulting answer is that in the human soul the reason of the world speaks what it intends to reveal to man. The foundation is laid with this step for the confidence expressed in the revelations of the human soul insofar as it develops thought in itself. The figure of Socrates appears in the sign of this confidence. [ 46 ] In ancient times the Greek consulted the oracles in the most important questions of life. He asked for prophecy, the revelation of the will and the opinion of the spiritual powers. Such an arrangement is in accord with the soul experience in images. Through the image man feels himself bound to the powers holding sway over the world. The oracle, then, is the institution by means of which somebody who is especially gifted in that direction finds his way to the spiritual powers better than other people. As long as one did not experience one's soul as separated from the outer world, the feeling was natural that this external world was able to express more through a special institution than through everyday experience. The picture spoke from without. Why should the outer world not be capable of speaking distinctly at a special place? Thought speaks to the inner soul. With thought, therefore, the soul is left to its own resources; it cannot feel united with another soul as with the revelations of a priestly oracle. To thought, one had to lend one's own soul. One felt of thought that it was a common possession of all men. [ 47 ] World reason shines into thought life without especially established institutions. Socrates felt that the force lives in the thinking soul that used to be sought in the oracles. He experienced the “daimonion” in himself, the spiritual force that leads the soul. Thought has brought the soul to the consciousness of itself. With his conception of the daimonion speaking in him that, always leading him, told him what to do, Socrates meant to say, “The soul that has found its way to the thought life is justified to feel as if it communicated in itself with the world reason. It is an expression of the high valuation of what the soul possesses in its thought experience.” [ 48 ] “Virtue,” under the influence of this view, is placed in a special light. Because Socrates values thought, he must presuppose that true virtue in human life reveals itself in the life of thought. True virtue must be found in thought life because it is from thought life that man derives his value. “Virtue is teachable.” In this way is Socrates' conception most frequently expressed. It is teachable because whoever really seizes thought life must be in its possession. What Xenophon says about Socrates is significant in this respect. Socrates teaches a disciple about virtue and the following dialogue develops.
Socrates attempts to make clear to the disciple that what matters is to have the right thoughts about virtue. So also what Socrates says about virtue aims at the establishment of confidence in a soul that knows itself through thought experience. The right thoughts about virtue are to be trusted more than all other motivations. Virtue makes man more valuable when he experiences it in thought. [ 49 ] Thus, what the pre-Socratic age strove for becomes manifest in Socrates, that is, the appreciation of what humanity has been given through the awakened thought life. Socrates' method of teaching is under the influence of this conception. He approaches man with the presupposition that thought in life is in him; it only needs to be awakened. It is for this reason that he arranges his questions in such a way that the questioned person is stimulated to awaken his own thought life. This is the substance of the Socratic method. [ 50 ] Plato, who was born in Athens in 427 B.C., felt, as a disciple of Socrates, that his master had helped him to consolidate his confidence in the life of thought. What the entire previous development tended to bring into appearance reaches a climax in Plato. This is the conception that in thought life the world spirit reveals itself. The awareness of this conception sheds, to begin with, its light over all of Plato's soul life. Nothing that man knows through the senses or otherwise has any value as long as the soul has not exposed it to the light of thought. Philosophy becomes for Plato the science of ideas as the world of true being, and the idea is the manifestation of the world spirit through the revelation of thought. The light of the world spirit shines into the soul of man and reveals itself there in the form of ideas; the human soul, in seizing the idea, unites itself with the force of the world spirit. The world that is spread in space and time is like the mass of the ocean water in which the stars are reflected, but what is real is only reflected as idea. Thus, for Plato, the whole world changes into ideas that act upon each other. Their effect in the world is produced through the fact that the ideas are reflected in hyle, the original matter. What we see as the many individual things and events comes to pass through this reflection. We need not extend knowledge to hyle, the original matter, however, for in it is no truth. We reach truth only if we strip the world picture of everything that is not idea. [ 51 ] For Plato, the human soul is living in the idea, but this life is so constituted that the soul is not a manifestation of its life in the ideas in all its utterances. Insofar as it is submerged in the life of ideas, it appears as the "rational soul” (thought-bearing soul), and as such, the soul appears to itself when it becomes aware of itself in thought perception. It must also manifest itself in such a way that it appears as the "non-rational soul” (not-thought-bearing soul), As such, it again appears in a twofold way as courage-developing, and as appetitive soul. Thus, Plato seems to distinguish three members or parts in the human soul: The rational soul, the courage-like (or will-exertive) soul and the appetitive soul. We shall, however, describe the spirit of his conceptional approach better if we express it in a different way. According to its nature, the soul is a member of the world of ideas, but it acts in such a way that it adds an activity to its life in reason through its courage life and its appetitive life. In this threefold mode of utterance it appears as earthbound soul. It descends as a rational soul through physical birth into a terrestrial existence, and with death again enters the world of ideas. Insofar as it is rational soul, it is immortal, for as such it shares with its life the eternal existence of the world of ideas. [ 52 ] Plato's doctrine of the soul emerges as a significant fact in the age of thought perception. The awakened thought directed man's attention toward the soul. A perception of the soul develops in Plato that is entirely the result of thought perception. Thought in Plato has become bold enough not only to point toward the soul but to express what the soul is, as it were, to describe it. What thought has to say about the soul gives it the force to know itself in the eternal. Indeed, thought in the soul even sheds light on the nature of the temporal by expanding its own being beyond this temporal existence. The soul perceives thought. As the soul appears in its terrestrial life, it could not produce in itself the pure form of thought. Where does the thought experience come from if it cannot be developed in the life on earth? It represents a reminiscence of a pre-terrestrial, purely spiritual state of being. Thought has seized the soul in such a way that it is not satisfied by the soul's terrestrial form of existence. It has been revealed to the soul in an earlier state of being (preexistence) in the spirit world (world of ideas) and the soul recalls it during its terrestrial existence through the reminiscence of the life it has spent in the spirit. [ 53 ] What Plato has to say about the moral life follows from this soul conception. The soul is moral if it so arranges life that it exerts itself to the largest possible measure as rational soul. Wisdom is the virtue that stems from the rational soul; it ennobles human life. Fortitude is the virtue of the will-exertive soul; Temperance is that of the appetitive soul. These virtues come to pass when the rational soul becomes the ruler over the other manifestations of the soul. When all three virtues harmoniously act together, there emerges what Plato calls, Justice, the direction toward the Good, Dikaiosyne. [ 54 ] Plato's disciple, Aristotle (born 384 B.C. in Stageira, Thracia, died 321 B.C.), together with his teacher, represents a climax in Greek thinking. With him the process of the absorption of thought life into the world conception has been completed and come to rest. Thought takes its rightful possession of its function to comprehend, out of its own resources, the being and events of the world. Plato still uses his conceptual imagination to bring thought to its rightful authority and to lead it into the world of ideas. With Aristotle, this authority has become a matter of course. It is now a question of confirming it everywhere in the various fields of knowledge. Aristotle understands how to use thought as a tool that penetrates into the essence of things. For Plato, it had been the task to overcome the thing or being of the external world. When it has been overcome, the soul carries in itself the idea of which the external being had only been overshadowed, but which had been foreign to it, hovering over it in a spiritual world of truth. Aristotle intends to submerge into the beings and events, and what the soul finds in this submersion, it accepts as the essence of the thing itself. The soul feels as if it had only lifted this essence out of the thing and as if it had brought this essence for its own consumption into the thought form in order to be able to carry it in itself as a reminder of the thing. To Aristotle's mind, the ideas are in the things and events. They are the side of the things through which these things have a foundation of their own in the underlying material, matter (hyle). [ 55 ] Plato, like Aristotle, lets his conception of the soul shed its light on his entire world conception. In both thinkers we describe the fundamental constitution of their philosophy as a whole if we succeed in determining the basic characteristics of their soul conceptions. To be sure, for both of them many detailed studies would have to be considered that cannot be attempted in this sketch. But the direction their mode of conception took is, for both, indicated in their soul conceptions. [ 56 ] Plato is concerned with what lives in the soul and, as such, shares in the spirit world. What is important for Aristotle is the question of how the soul presents itself for man in his own knowledge. As it does with other things, the soul must also submerge into itself in order to find what constitutes its own essence. The idea, which, according to Aristotle, man finds in a thing outside his soul, is the essence of the thing, but the soul has brought this essence into the form of an idea in order to have it for itself. The idea does not have its reality in the cognitive soul but in the external thing in connection with its material (hyle). If the soul submerges into itself, however, it finds the idea as such in reality. The soul in this sense is idea, but active idea, an entity exerting action, and it behaves also in the life of man as such an active entity. In the process of germination of man it lays hold upon material existence. While idea and matter constitute an inseparable unity in an external thing, this is not the case with the human soul and its body. Here the independent human soul seizes upon the corporeal part, renders the idea ineffective that has been active in the body before and inserts itself in its place. In Aristotle's view, a soul-like principle is active already in the bodily element with which the human soul unites itself, for he sees also in the bodies of the plants and of animals, soul-like entities of a subordinate kind at work. A body that carries in itself the soul elements of the plant and animal is, as it were, fructified by the human soul. Thus, for the terrestrial man, a body-soul entity is linked up with a spirit-soul entity. The spirit-soul entity suppresses the independent activity of the body-soul element during the earth life of man and uses the body-soul entity as an instrument. Five soul manifestations come into being through this process. These, in Aristotle, appear as five members of the soul: The plant-like soul (threptikon), the sentient soul (aisthetikon), the desire-developing soul (orektikon), the will-exerting soul (kinetikon) and the spirit-soul (dianoetikon). Man is spiritual soul through what belongs to the spiritual world and what, in the process of germination, links itself up with the body-soul entity. The other members of the soul come into being as the spiritual soul unfolds itself in the body and thereby leads its earth life. With Aristotle's focus on a spiritual soul the perspective toward a spiritual world in general is naturally given. The world picture of Aristotle stands before our contemplative eye in such a way that we see below the life of things and events, thus presenting matter and idea; the higher we lift our eye, the more we see vanish whatever bears a material character. Pure spiritual essence appears, representing itself to man as idea, that is, the sphere of the world in which deity as pure spirituality that moves everything has its being. The spiritual soul of man belongs to this world sphere; before it is united with a body-soul entity, it does not exist as an individual being but only as a part of the world spirit. Through this connection it acquires its individual existence separated from the world spirit and continues to live after the separation from the body as a spiritual being. Thus, the individual soul entity has its beginning with the human earthly life and then lives on as immortal. A preexistence of the soul before earth life is assumed by Plato but not by Aristotle. The denial of the soul's preexistence is as natural to Aristotle, who has the idea exist in the thing, as the opposite view is natural to Plato, who conceives of the idea as hovering over the thing. Aristotle finds the idea in the thing, and the soul acquires in its body what it is to be in the spirit world as an individuality. [ 57 ] Aristotle is the thinker who has brought thought to the point where it unfolds to a world conception through its contact with the essence of the world. The age before Aristotle led to the experience of thought; Aristotle seizes the thoughts and applies them to whatever he finds in the world. The natural way, peculiar to Aristotle, in which he lives in thought as a matter of course, leads him also to investigate logic, the laws of thought itself. Such a science could only come into being after the awakened thought had reached a stage of great maturity and of such a harmonious relationship to the things of the outer world as we find it in Aristotle. [ 58 ] Compared with Aristotle, the other thinkers of antiquity who appear as his contemporaries or as his successors seem to be of much less significance. They give the impression that their abilities lack a certain energy that prevents them from attaining the stage of insight Aristotle had reached. One gets the feeling that they disagree with him because they are stating opinions about things they do not understand as well as he. One is inclined to explain their views by pointing to the deficiency that led them to utter opinions that have already been disproved essentially in Aristotle's work. [ 59 ] To begin with, one can receive such an impression from the Stoics and the Epicureans. Zeno of Kition (342–270 B.C.), Kleanthes (born 200 B.C.), Chrysippus (282– 209 B.C.), and others belong to the Stoics, whose name was derived from the Hall of Columns in Athens, the Stoa. They accept what appears reasonable to them in earlier world conceptions, but they are mainly concerned with finding out what man's position is in the world by contemplation of it. They want to base on this, their decision as to how to arrange life in such a way that it is in agreement with the world order, and also in such a way that man can unfold his life in this world order according to his own nature. According to them, man dulls his natural being through desire, passion and covetousness. Through equanimity and freedom from desire, he feels best what he is meant to be and what he can be. The ideal man is the “sage” who does not hamper the process of the inner development of the human being by any vice. [ 60 ] As the thinkers before Aristotle were striving to obtain the knowledge that, after him, becomes accessible to man through the ability to perceive thoughts in the full consciousness of his soul, with the Stoics, reflection concentrates on the question as to what man is to do in order to express his nature as a human being in the best way. [ 61 ] Epicurus (born 324 B.C., died 270 B.C.) developed in his own way the elements that had already been latent in the earlier atomistic thinkers. He builds a view of life on this foundation that can be considered to be an answer to the question: As the human soul emerges as the blossom of world processes, how is it to live in order to shape its separate existence, its self-dependence in accordance with thinking guided by reason? Epicurus could answer this question only by a method that considered life only between birth and death, for nothing else can, with perfect intellectual honesty, be derived from the atomistic world conception. The fact of pain must appear to such a conception as a peculiar enigma of life. For pain is one of those facts that drive the soul out of the consciousness of its unity with the things of the world. One can consider the motion of the stars and the fall of rain to be like the motion of one's own hand, as was done in the world conception of more remote antiquity. That is to say, one can feel in both kinds of events the same uniform spirit-soul reality. The fact that events can produce pain in man but cannot do so in the external world, however, drives the soul to the recognition of its own special nature. A doctrine of virtues, which, like the one of Epicurus, endeavors to live in harmony with world reason, can, as may easily be conceived, appreciate an ideal of life that leads to the avoidance of pain and displeasure. Thus, everything that does away with displeasure becomes the highest Epicurean life value. [ 62 ] This view of life found numerous followers in later antiquity, especially among Roman gentlemen of cultural aspiration. The Roman poet, T. Lucretius Carus (95–52 B.C.), has expressed it in perfect artistic form in his poem, De Rerum Natura. [ 63 ] The process of perceiving thoughts leads the soul to the recognition of its own being, but it can also occur that the soul feels powerless to deepen its thought experience sufficiently to find a connection with the grounds of the world through this experience. The soul then finds itself torn loose from these grounds through its own thinking. It feels that thinking contains its own being, but it does not find a way to recognize in its thought life anything but its own statement. The soul can then only surrender to a complete renunciation of any kind of true knowledge. Pyrrho (360–270 B.C.) and his followers, whose philosophical belief is called scepticism, were in such a situation. Scepticism, the philosophy of doubt, attributes no other power to the thought experience than the formation of human opinions about the world. Whether or not these opinions have any significance for the world outside man is a question about which it is unwilling to make a decision. [A true skeptic is agnostic on a subject. Doubt denotes an opinion for which a burden of proof is needed. Skepticism should be neutral – e.Ed] [ 64 ] In a certain sense, one can see a well-rounded picture in the series of Greek thinkers. One will have to admit, of course, that such an attempt to connect the views of the individual thinkers only too easily brings out irrelevant aspects of secondary significance. What remains most important is still the contemplation of the individual personalities and the impressions one can gain concerning the fact of how, in these personalities, the general human element is brought to manifestation in special cases. One can observe a process in this line of Greek thinkers that can be called the birth, growth and life of thought: in the pre-Socratic thinkers, the prelude; in Socrates, Plato and Aristotle, the culmination; after them, a decline and a kind of dissolution of thought life. [ 65 ] Whoever contemplates this development can arrive at the question as to whether thought life really has the power to give everything to the soul toward which it has led it by bringing it to the complete consciousness of itself. For the unbiased observer, Greek thought life has an element that makes it appear “perfect” in the best sense of the word. It is as if the energy of thought in the Greek thinkers had worked out everything that it contains in itself. Whoever judges differently will notice on closer inspection that somewhere in his judgment an error is involved. Later world conceptions have produced accomplishments through other forces of the soul. Of the later thoughts as such, it can always be shown that with respect to their real thought content they can already be found in some earlier Greek thinker. What can be thought and how one can doubt about thinking and knowledge, all enters the field of consciousness in Greek civilization, and in the manifestation of thought the soul takes possession of its own being. [ 66 ] Has Greek thought life, however, shown the soul that it has the power to supply it with everything that it has stimulated in it? The philosophical current called Neo-Platonism, which in a way forms an aftermath of Greek thought life, was confronted with this question. Plotinus (205–270 A.D.) was its chief representative. Philo, who lived at the beginning of the Christian era in Alexandria, could be considered a forerunner of this movement. He does not base his effort to construct a world conception on the creative energy of thought. Rather, he applies thought in order to understand the revelation of the Old Testament. He interprets what is told in this document as fact in an intellectual, allegorical manner. For him, the accounts of the Old Testament turn into symbols for soul events to which he attempts to gain access intellectually. Plotinus does not regard thought experience as something that embraces the soul in its full life. Behind thought life another life of the soul must lie, a soul life that would be concealed rather than revealed by the action of thought. The soul must overcome the life in thought, must extinguish it in itself and only after this extinction can it arrive at a form of experience that unites it with the origin of the world. Thought leads the soul to itself; now it must seize something in itself that will again lead it out of the realm into which thought has brought it. What Plotinus strives for is an illumination that begins in the soul after it has left the realm to which it has been carried by thought. In this way he expects to rise up to a world being that does not enter into thought life. World reason, therefore, toward which Plato and Aristotle strive, is not, according to Plotinus, the last reality at which the soul arrives. It is rather the outgrowth of a still higher reality that lies beyond all thinking. From this reality beyond all thought, which cannot be compared with anything that could be a possible object of thought, all world processes emanate. Thought, as it could manifest itself in Greek spiritual life, has, as it were, gone through a complete revolution and thereby all possible relationships of man to thought seem to be exhausted. Plotinus looks for sources other than those given in thought revelation. He leaves the continuing evolution of thought life and enters the realm of mysticism. It is not intended to give a description of the development of mysticism here, but only the development of thought life and what has its origin in this process is to be outlined. There are, however, at various points in the spiritual development of mankind connections between intellectual world conceptions and mysticism. We find such a point of contact in Plotinus. His soul life is not ruled only by thinking. He has a mystical experience that presents an inner awareness without the presence of thoughts in his soul. In this experience he finds his soul united with the world foundation. His way of presenting the connection of the world with its ground, however, is to be expressed in thoughts. The reality beyond thought is the most perfect; what proceeds from it is less perfect. In this way, the process continues down into the visible world, the most imperfect. Man finds himself in this world of imperfection. Through the act of perfecting his soul, he is to cast off what the world in which he finds himself can give him, and is thus to find a path of development through which he becomes a being that is of one accord with the perfect origin. [ 67 ] We see a personality in Plotinus who feels the impossibility to continue Greek thought life. He cannot find anything that would grow as a further branch of world conception out of thought itself. If one looks for the sense in which the evolution of philosophy proceeds, one is justified in saying that the formation of picture conception has turned into that of thought conceptions. In a similar way, the production of thought conception must change again into something else, but the evolution of the world conception is not ready for this in the age of Plotinus. He therefore abandons thought and searches outside thought experience. Greek thoughts, however, fructified by his mystical experiences, develop into the evolutionary ideas that present the world process as a sequence of stages proceeding in a descending order, from a highest most perfect being to imperfect beings. In the thinking of Plotinus, Greek thoughts continue to have their effect. They do not develop as an organic growth of the original forces, however, but are taken over into the mystical consciousness. They do not undergo a transformation through their own energies but through nonintellectual forces. Ammonius Sakkas (175–242), Porphyrius (232–304), Iamblichus (who lived in the fourth century A.D.), Proclus (410–485), and others are followers and expounders of this philosophy. In a way similar to that of Plotinus and his successors, Greek thinking in its more Platonic shade continued under the influence of a nonintellectual element. Greek thought in its Pythagorean nuance is treated by Nigidius Figulus, Apollonius of Tyana, Moderatus of Gades, and others.
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130. Buddha and Christ: The Sphere of the Bodhisattvas
21 Sep 1911, Milan Tr. Dorothy S. Osmond Rudolf Steiner |
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What seems to be certain is that on these objects were engraved the names of the twelve tribes and that the High Priest used them as an oracle in order to ascertain the will of God. (See among other biblical references: Exodus 28, 9-30; Leviticus 8, 8.) Robertson Smith wrote in The Old Testament in the Jewish Church: “In ancient times the priestly oracle of Urim and Thummim was a sacred lot; for in I Sam. xiv:41 the true text, as we can still restore it from the LXX., makes Saul pray, If the iniquity be in me or Jonathan, give Urim; but if in Israel, give Thummim. |
130. Buddha and Christ: The Sphere of the Bodhisattvas
21 Sep 1911, Milan Tr. Dorothy S. Osmond Rudolf Steiner |
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In this lecture I want to speak of certain facts which belong essentially to the ethical and moral domain and help us to understand the mission of Spiritual Science in our time. We are all deeply convinced of the great truth of reincarnation, of repeated earthly lives, and we must realise that this repetition has its own good purpose in the Earth's evolution. To the question, ‘Why do we reincarnate?’—occult research gives the answer that our experiences differ in each of the epochs during which we are reborn on the Earth. In incarnations immediately following the Atlantean catastrophe the experiences of the human soul were entirely different from those undergone in later pre-Christian epochs and in our own age. I need only briefly mention that in the times directly after the Atlantean catastrophe, souls were endowed with a certain elementary clairvoyance in the bodies they then inhabited. This clairvoyance, once a natural faculty in man, was gradually lost, mainly as a result of the conditions prevailing during the Græco-Roman epoch of culture. Since then, man has developed in such a way that great progress has been achieved on the physical plane and during the course of the present post-Atlantean epoch clairvoyance will gradually be reacquired. We are living in the fifth post-Atlantean epoch of culture, the ancient Indian being the first, the ancient Persian the second, the Babylonian-Chaldean the third, the Græco-Roman the fourth; the sixth and seventh epochs will follow our own. And then another great catastrophe will befall the Earth and humanity, as was the case at the end of the Atlantean epoch. Occult research is able to indicate the characteristic trend of human evolution in each of these post-Atlantean epochs of civilisation—including the fifth, sixth and seventh. The essential characteristic of our present fifth epoch is the development of intellect, of reason. The main characteristic of the sixth epoch will be that very definite feelings regarding what is moral and what is immoral will arise in the souls of men. Delicate feelings of sympathy will be aroused by compassionate, kindly deeds and feelings of antipathy by malicious actions. Nobody living at the present time can have the faintest conception of the intensity of these feelings. The sixth epoch will be followed by the seventh, when the moral life will be still further deepened. Whereas in the sixth epoch man will take pleasure in good and noble actions, in the seventh epoch the natural outcome of such pleasure will be a moral impulse, that is to say there will be a firm resolve to do what is moral. There is a great difference between taking pleasure in a moral action and the doing of it. We can therefore say: our own epoch is the epoch of intellectualism; the essential characteristic of the following epoch will be aesthetic pleasure in the good, aesthetic displeasure in the evil; and the seventh will be characterised by an active moral life. At the present time only the seeds of what will become part of mankind in future epochs are contained in the human soul and it can be said that all these aptitudes or predispositions in man—intellectual aptitudes, predispositions leading to feelings of sympathy or antipathy aroused by certain actions, to moral impulses—all these are related to the higher worlds. Every moral action has a definite connection with the higher worlds. Our intellectual aptitudes have a super-sensible connection with the astral plane. Our sympathies and antipathies for the good or the evil are connected with the sphere of Lower Devachan; and the domain of moral impulses in the soul is connected with Higher Devachan. Hence we can also say: In our present age it is mainly the forces of the astral world that penetrate into and take effect in the human soul; in the sixth epoch it will be the forces of Lower Devachan that penetrate more deeply into the soul; and in the seventh, the forces of Higher Devachan will work with special strength into humanity. From this it is understandable that in the preceding fourth post-Atlantean epoch (the Græco-Roman) it was the forces of the physical plane that exercised the strongest influence upon the soul of man. That is why Greek culture was able to produce such wonderful sculptures, in which the human form was given such magnificent expression on the physical plane. Conditions in that epoch were therefore especially suitable for men to experience the Christ on the physical plane in a physical body. In our own, fifth epoch which will last until the fourth millennium, souls will gradually become able, from the twentieth century onwards, to experience the Christ Being in an etheric form on the astral plane, just as in the fourth epoch Christ was visible on the physical plane in a physical form. In order to understand the nature of development in the sixth epoch of culture, it is well to consider what will be the characteristic qualities of the soul in future incarnations. To-day, in our intellectual age, intellectuality and morality are practically separate spheres in the life of soul. It is quite possible nowadays for a man to be very clever and at the same time immoral, or vice versa—to be deeply moral and anything but clever. In the fourth epoch the future juxtaposition of morality and intellectuality was prophetically foreseen by a certain people, namely the Hebrews. They endeavoured to bring about on artificial harmony between morality and intellectuality, whereas among the Greeks such harmony was more a natural matter of course. To-day we can learn from the Akashic Chronicle how the leaders of the ancient Hebrew people strove to establish this harmony between intellectuality and morality. They wore symbols, of which they had such profound understanding that if they concentrated their gaze upon them and made themselves receptive to their influences, a certain harmony could be established between what was good in a moral sense and what was wise. The priests of the ancient Hebrew people wore these symbols on their breastplate. The symbol for morality was called Urim, the symbol of wisdom, Thummim.1 If a Hebrew priest wanted to discover whether a certain action was both good and wise, he made himself receptive to the forces of Urim and Thummim; the result was that a certain harmony between morality and intellectuality was induced. Magical effects were produced by means of these symbols and a magical link established with the spiritual world. Our task now is to achieve in future incarnations through inner development of the soul the effect that in earlier times was produced by means of these symbols. Let us think once again of the phases of evolution through the fifth, sixth and seventh post-Atlantean culture-epochs in order to grasp how intellectuality, aestheticism and morality will come to expression in men's life of soul. Whereas in the present fifth epoch, intellectuality can remain unimpaired even if no pleasure is taken in moral actions, in the sixth epoch, it will be quite different. In the sixth epoch, that is, from about the third millennium onwards, immorality will have a paralysing effect upon intellectuality. The mental powers of a man who is intellectual and at the same time immoral will definitely deteriorate and this condition will become more and more pronounced in the future evolution of humanity. A man who has no morals will therefore have no intellectual power for this will depend entirely upon moral actions; and in the seventh epoch, cleverness without morality will be non-existent. At this point it will be well to consider the nature of moral forces in individual souls in their present incarnations. How is it that in our phase of evolution a human being can become immoral? It is because in his successive incarnations man has descended more and more deeply into the physical world and has therefore been impelled more and more strongly towards the world of the senses. The more forcefully the impulses belonging to the descending phase of evolution work upon a soul, the more immoral it tends to become. This fact is confirmed by a very interesting finding of occult research. You know that when a man passes through the gate of death, he lays aside his physical and etheric bodies and for a short time has a retrospective view of his past life on earth. A kind of sleep then ensues and after a few months, or perhaps years, he wakens on the astral plane, in Kamaloka. Then follows the life in Kamaloka, when the earthly life is lived over again in backward order, three times as quickly. At the beginning of life in Kamaloka a very significant experience comes to every individual. In the case of most Europeans or, speaking generally, of men belonging to modern civilisation, this experience takes the following form.—At the beginning of life in Kamaloka a spiritual Individuality shows us everything we have done out of selfish motives in the last life, shows us a kind of register of all our transgressions. The more concretely you picture this experience, the better. At the beginning of the Kamaloka period it is actually as though a figure were presenting us with the register of our physical life. The important fact—for which, naturally, there can be no further proof because it can be confirmed only by occult experience—is that the majority of men belonging to European civilisation recognise Moses in this figure. This fact has always been known to Rosicrucian research since the Middle Ages and in recent years it has been confirmed by very delicate investigations. You can gather from this that at the beginning of his life in Kamaloka man feels a very great responsibility towards the pre-Christian powers for having allowed himself to be drawn downwards, and it is an actual fact in occult life that it is the Moses-Individuality who demands reckoning for the wrongs committed in our time. The powers and forces which draw man upwards again to the spiritual world fall into two categories: those which draw him upwards on the path of Wisdom, and those which draw him upwards on the path of Morality. The forces to which intellectual progress is mainly due all proceed from the impulse given by a great Individuality of the fourth post-Atlantean epoch who is known to you all, namely Gautama Buddha. It is a remarkable discovery of spiritual investigation that the most penetrating, most significant, thoughts conceived in our present epoch have proceeded from Gautama Buddha. This is all the more remarkable inasmuch as until the days of Schopenhauer—therefore by no means long ago—the name of Gautama Buddha was almost unknown in the West. This is very understandable, for when Gautama Buddha was born as the son of King Suddhodana, he rose from the rank of Bodhisattva to that of Buddha, and to become a Buddha means that the Individuality concerned does not incarnate again on Earth in a body of flesh. The Bodhisattva-Individuality who became Buddha five or six centuries before the beginning of the Christian era has not since incarnated, nor can he incarnate, in a physical body. But instead he sends down his forces from the higher worlds, from the super-sensible worlds, and inspires all bearers of culture who are not yet permeated by the Christ Impulse. Consciousness of this truth was demonstrated in a beautiful legend written down by John of Damascus in the eighth century and well known throughout Europe in the Middle Ages. It is the legend of Barlaam and Joshaphat, which relates how he who had become the successor of Buddha (Joshaphat is a phonetic variation of ‘Bodhisattva’) received teaching from Barlaam about the Christ Impulse. The legend, which was subsequently forgotten, tells us that the Bodhisattva who succeeded Gautama Buddha was instructed by Barlaam and his soul was fired by the Christian Impulse. This was the second impulse which, in addition to that of Buddha, continues to work in the evolution of humanity. It is the Christ Impulse and is connected with the future ascent of humanity to Morality. Although Buddha's teaching is in a particular sense moral teaching, the Christ Impulse is not teaching but actual power which works as such and to an increasing degree imbues mankind with moral strength. (I Corinthians IV, 20) In the fourth post-Atlantean epoch the Christ Being who descended from cosmic heights had first to appear in a physical body. In our fifth epoch the intense consolidation of intellectual forces will make it possible for man to behold the Christ as an etheric Figure. This is even now beginning in our century. From the thirties to the forties of this century onwards, individuals will appear who have developed in a way that will enable them to see the etheric Form of Christ, as at the time of Jesus of Nazareth they saw the physical Christ. And during the next three thousand years the number of those able to behold the etheric Christ will steadily increase, until in about three thousand years, reckoning from the present time, there will be a sufficient number of human beings on the Earth who will need no gospels or other such records, because in their own life of soul they will have actual vision of the Christ. We must therefore clearly understand that in the fourth post-Atlantean epoch men were only capable of beholding the physical Christ; He therefore came in a physical body. In our own epoch and on into the third millennium, they will gradually grow capable of beholding the etheric Christ. He will never come again in a physical body. If we bear in mind the fact that when a man of the present age who unites himself more and more deeply with the Christ Impulse passes into Kamaloka and is called to account by a figure personifying a moral force—by Moses—we shall understand how a transformation of the Moses-figure can be brought about. For what does Moses show us when he confronts us with the register of our sins and transgressions? He shows us what stands on the debit side of our Karma. For a soul of our epoch it is of great significance that through the inspiration of Buddha the doctrine of Karma can be comprehended, but that the reality of the working of Karma after death is revealed to us by the Old Testament figure of Moses. As the influences of the super-sensible Christ pervade the souls of men to an ever-increasing extent, the figure of Moses will be transformed after death into that of Christ Jesus. This means that our Karma is linked with Christ, that Christ unites with our Karma. It is interesting to realise that in the teachings of Buddha, Karma is an abstract matter, having an impersonal character. In the future incarnations of men, as Christ comes into ever closer connection with Karma, it will acquire the quality of being, of potential life. Our earlier stages of evolution, our lives in the past, may be related to the words: Ex Deo nascimur. If we direct our development in such a way that after death, instead of Moses we meet Christ with whom our Karma is then united, this is expressed in the Rosicrucian Christianity that has existed since the 13th century, by the words: In Christo morimur. Just as Buddha-hood can be attained only on the physical plane, the qualification for meeting Christ in death can likewise be acquired by the human soul only on the physical plane. A Buddha is first a Bodhisattva, but he rises to the rank of Buddha during a physical incarnation and it is then no longer necessary for him to return to the Earth. Understanding of Christ in the sense just explained can be acquired only on the physical plane. Hence during the next three thousand years men will have to acquire in the physical world the power to behold the super-sensible Christ, and it is the mission of the Anthroposophical Movement to create, first of all, the conditions which make understanding of Christ possible on the physical plane, and then the power to behold Him. In the age when Christ works in the world of men as the etheric Christ it matters not whether we are living in a physical body or between death and a new birth, if on the physical plane we have acquired the power to behold Him. Let us suppose, for example, that because of his earlier death a man had no opportunity of beholding Christ in his present etheric Form. Nevertheless, if during his life in the physical world such a man had acquired the necessary understanding, vision of the Christ would be possible for him between death and rebirth. A man who keeps aloof from spiritual life and acquires no understanding of Christ will remain without such knowledge until he can acquire it in his next incarnation. What has just been said will indicate to you that as humanity lives on through the fifth, sixth and seventh epochs of civilisation the Christ Impulse will gain increasing power on the Earth. We have heard that in the sixth epoch, intellectuality will be impaired through immorality. The other aspect is that a man who has paralysed his intellectual faculty as a result of immorality must turn to Christ with all the greater strength in order that Christ may lead him to morality and imbue him with moral strength. What I have told you has been investigated particularly closely by Rosicrucians since the 13th century but it is a truth that has at all times been known to many occultists. If it were to be asserted that there could be a second appearance of Christ on Earth in a physical body, according to occultism that would be equivalent to stating that a balance works more efficiently if it is supported at two points instead of at one. In very truth the three years' duration of Christ's life on Earth in the body of Jesus of Nazareth constitutes the fulcrum of Earth evolution; and just as there can be only one point at which the beam of a balance is attached, so too there can be only one fulcrum of Earth evolution. The teaching of moral development is not the same as the impulse for such development. Before the Event of Golgotha the Bodhisattva who was the successor of Buddha was present on the Earth in order to prepare for that Event and give teaching to those around him. He incarnated in the personality of Jeshu ben Pandira [See Jeshu ben Pandira, two lectures given by Rudolf Steiner at Leipzig on November 4th and 5th, 1911, and references in his later cycle, The Gospel of St. Matthew.], one century before the birth of Jesus of Nazareth. Thus we must distinguish between the Jeshu ben Pandira-incarnation of the Bodhisattva who was the successor of Gautama Buddha, and the incarnation at the beginning of our era of Jesus of Nazareth who for three years of his life was permeated by the cosmic Being we call the Christ. The Bodhisattva who incarnated in Jeshu ben Pandira and in other personalities too, returns again and again, until in about three thousand years from now, he will attain Buddha-hood and as Maitreya Buddha live through his final incarnation. The Christ-Individuality was on the Earth in the body of Jesus of Nazareth for three years only and does not come again in a physical body; in the fifth post-Atlantean epoch He comes in an etheric body, in the sixth epoch in an astral body, and in the seventh in a mighty Cosmic Ego that is like a great Group-Soul of humanity. When a human being dies, his physical, etheric and astral bodies fall away from him and his ego passes over to the next incarnation. It is exactly the same with the planet Earth. What is physical in our Earth falls away at the end of the Earth-period and human souls in their totality pass over into the Jupiter condition, the next planetary embodiment of the Earth. And just as in the case of an individual human being the ego is the centre of his further evolution, so for the whole of future humanity the Christ-Ego in the astral and etheric bodies of men goes on to ensoul the Jupiter-existence. We therefore see how starting from a physical man -on Earth the Christ gradually evolves as Etheric Christ, as Astral Christ, as Ego-Christ, in order, as Ego-Christ, to be the Spirit of the Earth who then rises to even higher stages together with all mankind. What are we doing when we teach Spiritual Science to-day? We are teaching what Oriental wisdom so clearly proclaimed when the Bodhisattva who was then the son of King Suddhodana, attained Buddha-hood. In those Oriental teachings was expressed the realisation that it was the task of the next Bodhisattva—who would eventually become a Buddha—to spread over the Earth the knowledge that would reveal Christ to men in the true light. Thus the Bodhisattva who incarnated in Jeshu ben Pandira and again and again in others, became the great Teacher of the Christ Impulse. This is indicated very clearly in the legend of Barlaam and Joshaphat, which tells how Joshaphat (i.e. the Bodhisattva) is instructed by Barlaam, the Christian teacher. The Oriental occult teachings call this Bodhisattva the ‘Bringer of the Good’—Maitreya Buddha. And we know from occult investigations that in this Maitreya Buddha the power of the Word will be present in a degree of which men of the present time can as yet have no conception. It is possible to-day through higher clairvoyant perception of the process of world-evolution to discover how the, Maitreya Buddha will teach after three thousand years have passed. Much of his teaching can also be expressed in symbolic forms. But to-day—because mankind is insufficiently mature—it is not yet possible to utter words such as those that will come from the lips of the Maitreya Buddha. In the Eightfold Path, Gautama Buddha gave the great intellectual teachings of right speech, right thinking, right action, and so on. The words uttered by the Maitreya Buddha will contain a magic power that will become moral impulses in the men who hear them. And if there should be a gospel telling of the Maitreya Buddha, the writer of it would have to use words differing from those used of Christ in the Gospel of St. John: “And the Word was made Flesh.” The evangelist of the Maitreya Buddha would have to testify: “And the Flesh was made Word.” The utterances of the Maitreya Buddha will be permeated in a miraculous way with the power of Christ. Occult investigations show us to-day that in a certain respect even the external life of the Maitreya Buddha will be patterned on the life of Christ. In ancient times, when a great Individuality appeared and was to become a Teacher of humanity, signs indicating this showed themselves in the early youth of the child in question, in special talents and qualities of soul. There is however a different kind of development in the course of which a complete change in the personality becomes apparent at a certain point in his life. What happens is that when this human being has reached a certain age, his ego is taken out of his bodily sheaths and a different ego passes into his body. The greatest example of this is Christ Jesus Himself, of whom in his thirtieth year the Christ-Individuality had taken possession. All the incarnations of the Bodhisattva who will become the Maitreya Buddha have shown that in this sense his life will resemble that of Christ. In none of the incarnations of the Bodhisattva is it known, either in his childhood or youth, that he will become a Bodhisattva. Whenever the Bodhisattva becomes Buddha there is evidence that at the age of 30 or 31, another individuality takes possession of his body. The Bodhisattva will never reveal himself as such in his early youth, but in his thirtieth or thirty-first year he will manifest quite different qualities, because another Being takes possession of his body. Individualities who will take possession of the personality of some human being in this way and will not incarnate as children, are, for example, individualities such as Moses, Abraham, Ezekiel. So too is it in our present century in the case of the Bodhisattva who later on, in three thousand years time, will become the Maitreya Buddha. It would be so much occult dilettantism to assert that this Being would be recognisable in his early years as the Bodhisattva. It is between his thirtieth and thirty-first years that he first reveals Himself through his own power, without having to be proclaimed by others. He will convince the world through his own power and it would be well to realise that if the Bodhisattva were alleged in some quarters to be revealing himself in a human being under the age of thirty, that very fact would be evidence of the fallacy of such a statement. Claims of the kind have frequently been made. For example, in the 17th century a certain individual proclaimed himself to be an incarnation of the Messiah, of Christ. His name was Sabbati Zewi and hosts of people from all over Europe, from Spain, Italy and France, made pilgrimages to him in Smyrna. It is certainly true that in our time there is a rooted disinclination to recognise genius in human beings. But on the other hand, mental laziness is very prevalent, with the result that people are only too ready to acknowledge some individual as a great soul, merely on authority. It is important to-day for Anthroposophy to be presented in such a way as to be based to the smallest possible extent on belief in authority. Much that I have said today can be substantiated only by means of occult investigation. Yet I beg you not to give credence to these things because I say them, but to test them by everything known to you from history—above all by what you can learn from your own experience—and I am absolutely certain that the more closely you examine them, the more confirmation you will find. In this age of intellectualism, I do not appeal to your belief in authority but to your capacity for intelligent examination. The Bodhisattva of the 20th century will not rely upon any herald to announce him as the Maitreya Buddha, but upon the power of his own words; he will stand on his own feet in the world. What has been said in this lecture may perhaps be summed up as follows.— In our period of evolution, two streams of spiritual life are at work; one of them is the stream of Wisdom, or the Buddha-stream, containing the most sublime teaching of wisdom, goodness of heart and peace on Earth. To enable this teaching of Buddha to permeate the hearts of all men, the Christ Impulse is indispensable. The second stream is the Christ-stream itself which will lead humanity from intellectuality, by way of aesthetic feeling and insight, to morality. And the greatest Teacher of the Christ Impulse will in all ages be the successor of that Bodhisattva who incarnates again and again and who, in three thousand years from now, will become the Maitreya Buddha. For the statement contained in Oriental chronicles is true: that exactly five thousand years after Gautama Buddha attained Enlightenment under the Bodhi tree, the Maitreya Buddha will incarnate on Earth for the last time. The succession of Bodhisattvas and Buddhas has no relation as such to the cosmic Being we call Christ; it was a Bodhisattva—not the Christ—who incarnated in the body of Jeshu ben Pandira. Christ incarnated in a physical body once, and once only, for a period of three years. The Bodhisattva appears in every century until his existence as Maitreya Buddha. The mission of Anthroposophy to-day is to be a synthesis of religions. We can conceive of one form of religion being comprised in Buddhism, another form in Christianity, and as evolution proceeds the more closely do the different religions unite—in the way that Buddha and Christ themselves are united in our hearts. This vista of the spiritual development of humanity brings home to us the necessity of the impulse of Anthroposophy as a preparation for understanding the progress of culture and happenings in the great process of evolution itself.
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104a. Reading the Pictures of the Apocalypse: Part II. Lecture III
11 May 1909, Oslo Tr. James H. Hindes Rudolf Steiner |
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The writer of the Apocalypse directed his spiritual gaze toward him and saw how he holds the seven star oracles, through the seven Rishis, in his hand. These holy, simple men wanted to awaken the spiritual senses of humanity by saying to human beings that the world surrounding them is just maya or illusion. |
104a. Reading the Pictures of the Apocalypse: Part II. Lecture III
11 May 1909, Oslo Tr. James H. Hindes Rudolf Steiner |
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We have seen that the writer of the Apocalypse intended the seven letters in the first chapters of the Apocalypse as messages for the seven representatives of the seven cultural epochs of the post-Atlantean age; that is, the age that followed the great water catastrophe also known as the Flood. The age that will come after the seven post-Atlantean epochs reveals itself to the initiate in seven seals as the seven epochs like those of our post-Atlantean age. We must realize that the soul development of humankind in the future still has many and manifold changes to go through. The more we imagine ourselves back into the state of consciousness in the ancient past when the human being's feeling for self was just a dim dawning, the more we also find a dim clairvoyance; the further back we go the less people appear as individuals. If we go far back into Atlantean times we no longer see people as individual beings but rather united with one another into group souls. But even in historical times, in the last centuries before Christ, we still find group souls. At that time the people in middle Europe felt themselves to be members of an organism, members of a tribe. Tacitus tells us how the individual Cheruscans experienced themselves, not as individuals, but as members of the tribal I.1 We find in early Atlantean times that human beings over wide, wide geographical regions were very similar in appearance. They broke down into groups of striking similarity. In the middle of the Atlantean age humankind still fell into four main groups. In the first stages of Atlantean development the members of the individual groups still resembled one another in a very pronounced way: only the groups were sharply distinguished. The clairvoyant today can see very little of what constituted the physical body at that time. It was still completely made up of a very soft material, much like certain fish in the ocean today that can barely be distinguished from the rest of the water. The air then was entirely permeated by the watery element and the human physical body was still very difficult to distinguish from the watery element surrounding it. However, the bones and nervous system were also already present as forces at that time. The human being only became a real earthly human being through a process of hardening. If we wish to characterize the various human beings, borrowing, as it were, present-day images, then we can consider first those who had developed and condensed their physical nature the most. The occultist refers to them as the bull people. The people whose etheric body was developed the most, the aggressive people, the powerful ones, were called the lion people. A third group had an astral body that strongly ruled over the other members; that is the group referred to as actual human beings. Then there were the people who could be called the eagles, who had already developed a strong I. In this way they ruled over the others. We can speak of these four group souls, and a clairvoyant perceives them by looking back into those ancient times. These four groups of people were characterized by whatever aspect had been most formed in them on the earth below. The bull people at that time had developed their digestive system the most; the lion people their heart and blood circulation ... [gap in the manuscript]. The clairvoyant can see four such group souls. That is what appears with initiation in the astral world. What then presents itself to the clairvoyant can be compared approximately with what those four animals are today. One who sees the evolution of humankind today with the view of an occultist sees this picture of the four human groups symbolized in these four animals. The war of all against all will be an expression of the egotism that is always growing stronger, the egotism conjured forth by humanity today as the I is and will always become, stronger and stronger. That will be the end of the last post-Atlantean culture. This catastrophe will also have its mission, its usefulness in the ascent of the entire human race. However, the great war of all against all will be something much worse than war of the present-day with weapons. It will be a war of souls, of souls who no longer understand one another, a war of the classes. This future catastrophe is difficult for present-day consciousness to understand. The Atlanteans were magicians. As we today use the powers asleep in coal, so the Atlantean used the forces in plant seeds. The forces in the seeds served them in their technology, in their industry. There is a mysterious connection between these forces. As long as the Atlanteans used the seed forces properly, they were in harmony with the working of the forces of the air and water. However, from the middle of the Atlantean age onward, the Atlantean magicians increasingly approached their moral fall; and in the mysteries of the black occult schools these magical forces were misused in a terrible way. They were placed in the service of the most horrible egotism. In this way the powers of air and water were increasingly excited which finally had to result in the mighty Atlantean water catastrophe. Today, those who know the secret of the use of these forces know full well that the use of such forces in our time means that powers of black magic are at work. Magic must never be made to serve when selfish purposes are involved. Hence, the employment of seed forces is not permitted today even to serve white magic. On the other hand, in Lemurian times the seed forces of the animals were used. But everywhere that the growth forces of animals are misused, horrendous forces of fire, the vulcanic element, are awakened. Today these things are not so obvious. Today the feeling for one's self, the overwhelming egohood of people has brought about the drying up, the desolation of those regions of the earth that have developed this egotism to the greatest extent. It is absolutely true that this war of all against all is being prepared on the surface of the earth because a connection exists between the egotistical withering of the soul's forces and the paralyzation of the earth's productive powers. The Nordic myth of the Twilight of the Gods also tells us this. We must understand the difference between the evolution of souls and the evolution of bodies. From epoch to epoch human souls find themselves again and again in different bodies. These souls will one day see the strife that will reign among the human souls who will be born in the last post-Atlantean age. This experience will be a lesson for them and will help to free them from egotism. Then they will be able to grow into an era where they will have the fruits of selfhood but without its disadvantages. An age will come with clairvoyant conditions similar to those prevailing in ancient Atlantis, but with this difference: human beings will have a free consciousness of self. We will then have learned, in these seven cultures of the post-Atlantean age, what can be achieved in the physical world. This self-perception or consciousness of self can only awaken in a physical body; but the human being must again subjugate the physical body. After the war of all against all, we will have achieved a stage of evolution where we live in a bodily nature in such a way that we are no longer slaves of our physical bodies. The impulse for this development comes from the Christ principle. Christ even falls right in the middle between the age of the Atlantean catastrophe and the war of all against all. On the one hand we can thank the descent into matter for our consciousness of self within our physical bodily nature. On the other hand, we thank the Christ event for our ability to ascend with the achievements of the physical world. We thank the Christ principle for our ability to ascend to universal brotherly love, to the universal love of humanity, since we will again unite in groups with love for one another. If we look back to the time of the original group souls of Atlantis and then into the future we see these four group souls appearing again. The lamb will stand in the middle as a sign for the love that will unite people who will then be living in a bodily nature that is less dense. But this state must be prepared today through the setting aside of a small group that will carry brotherly love into the future. Therefore, a stream has arisen in our time that will lead to brotherly love through real spiritual knowledge. Humankind will not attain brotherly love through preaching but rather through knowledge. Preachers who constantly speak of love achieve nothing. But if people are given wisdom, knowledge of evolution, in such a way that it becomes life in the soul, then humanity will arrive at love. The soul can attain this when it is warmed by wisdom. Then it can radiate love. For this reason the masters of wisdom and harmony of feelings have formed this stream for the raying forth of love into humanity and for the influx of wisdom into humanity. Humankind, rushing toward the war of all against all, will then find the fruit of the theosophical movement in an understanding of peace—while all around it, the nature of humankind will have everywhere led into strife those who have not heard the call of the master of wisdom and harmony of feelings on the basis of the Christ impulse in the fourth age. Let us look back again to the first epoch of our culture, to the holy Rishis who pointed to the Vishva Karman, whom, as clairvoyants, they saw by means of the etheric bodies of the Atlantean initiates they carried within them. The writer of the Apocalypse directed his spiritual gaze toward him and saw how he holds the seven star oracles, through the seven Rishis, in his hand. These holy, simple men wanted to awaken the spiritual senses of humanity by saying to human beings that the world surrounding them is just maya or illusion. Only the spirit standing behind the surrounding world could be called truth. The seven holy Rishis pointed to this spirit. Human beings had to descend into physical life; but in order to preserve them from a descent into matter that would be too deep. they first had to absorb the teaching concerning maya or illusion. The souls that are now living in our bodies have also lived in Indian bodies, and at that time learned to see matter as an illusion. But all around there were the souls of many human beings who were locked in the fetters of matter. For those souls incarnated again today it means that they are theoretical materialists. Among materialists those are the least harmful, for their materialistic thoughts will be driven out of them in the future when the earth will become devastated and only the soul will remain alive, the soul that they no longer believe in today. What is even worse is practical materialism. But this form of materialism was even more dangerous in ancient times because the memory of magic powers was still present; then this materialism always led to the practice of black magic. Therefore, at that time this materialism always signified the fall into the decadence of black magic. The writer of the Apocalypse always spoke of these people as Nicolaitans who have lost the first, the glorious love of the spirit. Therefore, when he wanted to praise he said that the Nicolaitans were hated. We find the least amount of black magic in the ancient Indian culture. We find the greatest misuse in Egypt because the lofty teachings of Hermes went over into the art of black magic. Balaam is intended as a black magician. The writer of the Apocalypse directs his admonishment to the community in Pergamon in the verse: “But I have a few things against you: you have some there who hold the teachings of Balaam.” (Rev. 2:14) Common immorality is not meant here but rather the development of the powers in matter, black magic. In the occult schools of the first age after Christ the Apocalypse was a favored book. The ancient mysteries founded the primal wisdom, the wisdom of the Atlanteans. The Christian mysteries, on the other hand, strive to direct their view to the future. They did this not only in order to know but also in order to stimulate their wills so that, with this spiritual treasure, humanity could pass through increasingly higher incarnations.
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