121. The Mission of the Individual Folk-Souls: The Mission of Individual Peoples and Cultures in the Past, Present and Future.
16 Jun 1910, Oslo Translated by A. H. Parker |
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It seems very likely, therefore, that these two civilizations, the two great polarities of the post-Atlantean epoch, will clash at some future time—the Indian which, within certain limits, is capable of development, and the Chinese that isolates itself and remains static, repeating what existed in the old Atlantean epoch. |
121. The Mission of the Individual Folk-Souls: The Mission of Individual Peoples and Cultures in the Past, Present and Future.
16 Jun 1910, Oslo Translated by A. H. Parker |
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Before we enlarge upon what will emerge from any further elaboration of the significant image of the Twilight of the Gods, it will be well to establish a firm foundation from which to proceed. For we shall deal with the nature of the Germanic and Scandinavian Folk Soul, and from the results of our investigation describe it in greater detail. We shall discover how the whole spiritual life of Europe works in concert, how the activity of the various Folk Spirits has furthered the development of mankind in the remote past, in the present and will continue to do so in the future. Every single people, even isolated fragments of peoples, have their special contribution to make to this great collective task. You will realize from what has been said that, in certain respects, the task, the mission of educating the ‘I’ through the evolutionary stages of the human being, of shaping it and of gradually developing it, devolved upon the Christian and post Christian cultures of Europe in particular. In primitive times, as we have shown in the case of the Scandinavian and Germanic peoples, the ‘I’ was revealed clairvoyantly to man. According to tradition this ‘I’ was bestowed upon man by an Angelic Being, Donar or Thor, who stands midway between man and the Folk Soul. We have seen that the individual still felt himself to be ego-less, devoid of personality; he looked upon the ‘I’ as a gift from the spiritual world. In the East, when the ‘I’ really awoke, it was not of course experienced in the same way. There man had already reached subjectively such a high degree of perfection that he did not feel the ‘I’ as something extraneous, but as his own property. At the time when man became ego-conscious in the East, Eastern culture was already so far advanced that it was capable of gradually developing that finely-spun speculation, logic and wisdom which is reflected in Eastern wisdom. The East, therefore, no longer experienced the whole process of receiving the ego as if it were bestowed by a higher spiritual world through the instrumentality of a divine-spiritual Being such as Thor. That was the experience of Europe; hence the European felt this gradual unfolding of the individual ‘I’ as the emergence out of the Group Soul. The Germanic-Scandinavian man still felt himself attached to a Group Soul, to be a member of a closely-knit unit or family, that he belonged to an integrated community. For this reason, nearly a hundred years after Christ, Tacitus could describe the Teutons of Central Europe as apparently belonging to separate tribes and yet as members of an organism, and belonging to the unity of the organism. Thus each individual still felt himself at that time to be a member of the tribal ‘I’. He felt his individual ‘I’ gradually emerging from the tribal ‘I’ and be recognized in the God Thor the bestower of the ‘I’, the God who really endowed him with his individual ‘I’. But at the same time he felt that this God was still united with the collective spirit of the tribe with that which lives in the Group Soul. To this Group Soul was given the name “Sif “. This is the name of the spouse of Thor. Sif is related linguistically to the word Sippe, kinship, although the relationship is veiled or concealed. Occultly, however, Sif signifies the Group Soul of the individual community from which the individual emerges. Sif is the Being who unites herself with the God of the individual ‘I’, with Thor, the bestower of the individual ‘I’. The individual perceives Sif and Thor as the Beings who endowed him with his ‘I’. It was in this way that Nordic man experienced them at a time when the peoples in other regions of Europe had already been given other tasks in preparing man's ego-development. Each individual people had its appointed task; chief amongst them was that homogeneous group of peoples, that widely distributed folk community whom we know by the name of Celts. It was the responsibility of the ancient Celtic Folk Spirit, who, as we know from earlier lectures, was later given quite different tasks, to educate the still youthful ‘I’ of the peoples of Europe. To this end it was necessary that the Celts themselves should receive an education and instruction which was mediated directly from the higher world. Hence it was entirely appropriate that through their Initiates, the Druid priests, the Celts should transmit to other nations instruction received from higher worlds and which they could not have acquired of themselves. The whole of European culture is a legacy of the European Mysteries. The progressive Folk Souls are always the leaders of the collective culture of mankind as it unfolds. But at the time when these European Folk Spirits enjoined upon men to act more on their own initiative it was necessary that the Mysteries should gradually withdraw. Hence with the withdrawal of the Celtic element there followed a gradual withdrawal of the Mysteries into more secret places. At the time of the ancient Celts the Mysteries established a much more direct relationship between the spiritual Beings and the people, because the ‘I’ was still attached to the group-soul-life and yet the Celtic element was to bring the gift of the ‘I’ to the other Germanic tribes. Thus in the period preceding the evolution proper of the Northern and Germanic peoples, the Mystery teachings could be given to European civilization only by the ancient Celtic Mysteries. These Mystery teachings allowed just so much to be revealed as was necessary in order to establish a basis for the whole culture of Europe. Now the most diverse Folk Souls and Folk Spirits were able to draw nourishment from this old culture by mingling with the widely diverse racial fragments, national communities and folk elements, and they brought the ‘I’ into ever new situations in order to nurture it, the ‘I’ which was struggling to free itself from its attachment to the group-soul. After the old Greek culture had to a certain extent reached its high point in the fulfillment of its special mission, we see a totally different aspect of this same mission in the spirit of ancient Rome and its various stages of culture. We have already mentioned that the several post-Atlantean civilizations follow upon one another in strict sequence. If we wish to have an overall picture of the successive stages of post-Atlantean civilization we may summarize them as follows: the old Indian culture worked upon the human etheric body. Hence the remarkable wisdom and clairvoyant insight of the ancient Indian culture, because—after the development of special human capacities—it was a culture reflected in the human etheric body. We may envisage the ancient Indian Culture somewhat as follows: [IMAGE REMOVED FROM PREVIEW] Between the Atlantean epoch and the later post-Atlantean epoch the Indian Folk Spirit developed to the full his inner soul-forces without developing ego-consciousness. He then returned to his activity in the etheric body. The essential element in the ancient Indian culture is that the ancient Indian was able to return again to the etheric body with his highly developed, highly refined faculties of soul and within that body he developed those marvelously delicate forces the later reflection of which we can still see in the Vedas, and in a still more refined form in the Vedanta philosophy. This was only possible because the Indian Folk Soul had achieved a high degree of development before it was conscious of the ‘I’, and this again at a time when man could perceive by means of the forces of the etheric body. The Persian Folk Soul had not developed so far; its organ of perception was limited to the sentient body or astral body. The Egypto-Babylonian-Chaldean culture was again different. Here the organ of perception was the Sentient Soul; and the characteristic of the Egypto-Chaldean culture was the ability to work in the Sentient Soul. The Graeco-Latin Folk Spirit was related to the Intellectual or Mind-Soul in which he was active. He himself was only able to work upon this Intellectual Soul because the Intellectual Soul, in its turn, had a kind of psychic counterpart in the etheric body. But the form of cosmogony that now emerged in Greece was, to some extent, less real, less clear-cut; it had less the stamp of reality. Whilst the form of cognition in the ancient Indian culture was directly related to the activity of the etheric body, the Greek culture presented a blurred, pale, lifeless image of reality; as I have already said, it was like the memory of what these people had once experienced, like a memory reflected in their etheric body. In the other peoples who followed the Greeks we are chiefly concerned with the use of the physical body for the progressive development of the Spiritual Soul (or Consciousness-Soul). Hence the Greek culture was a culture that we can only understand from within, if we realize that in this culture what is important in external experience is that which springs from the inner life of the Greeks. On the other hand, the peoples living more towards the West and the North had, under the guidance of their Folk Souls, to turn increasingly towards the external world, towards the phenomena of the physical plane, and to develop whatsoever has a part to play on that plane. This was the special task of the Northern and Germanic peoples which they alone could fulfil, because they still enjoyed the gift, the supremely important gift of the old clairvoyance which enabled them to see into the spiritual world and to incorporate the primeval spiritual experiences which were still vital in their souls into that which was to be established upon the physical plane. There was one people who, at its later stage, no longer possessed this gift, who had not undergone such preliminary evolution and who had incarnated suddenly on the physical plane before the birth of the human ‘I’ and was only able therefore to attend to whatsoever furthered the development of this ‘I’ on the physical plane, to whatsoever was necessary for its well-being there under the guidance of its Folk Soul, its Archangel. This was the Roman people. Everything that the Roman people had to accomplish for the collective mission of Europe under the guidance of its Folk Spirit was directed to winning recognition for the ‘I’ of man. Hence the Roman people was able to develop human and social relationships. They were the founders of civil law and jurisprudence which are built up purely on the ‘I’. The relation of human ‘I’ to human ‘I’ was the great question in the mission of the Roman people. The Western peoples whose civilizations grew out of the Roman civilization already possessed more of that which, coming from the Sentient Soul, Intellectual or Mind-Soul and from the Spiritual or Consciousness-Soul itself, fructifies the ‘I’ in some way and projects it outward into the world. Therefore all the mingling of races which external history records and which is found in the Italian and Iberian peninsulas, in France and Great Britain today, was necessary in order to develop the ‘I’ on the physical plane in accordance with the different nuances of the Sentient Soul, the Intellectual Soul and the Spiritual Soul. Such was the great mission of those peoples who gradually developed in the most diverse ways in Western Europe. All the individual shades of culture, all the particular missions of the peoples of Western Europe can finally be explained by the fact that in the area of the Italian and Iberian peninsulas was to be developed that which could be formed in the ‘I’ through the impulses of the Sentient Soul. If you study the individual folk characters in their positive and negative aspects you will find that the peoples of the Italian and Iberian peninsulas reflect a peculiar fusion of the ‘I’ with the Sentient Soul. You will be able to understand, however, the peculiar characteristics of those peoples who, until recent times, lived on the soil of France, if you study the growth and fusion of the Intellectual Soul with the ‘I’. The great worldwide achievements of a country such as Great Britain can be attributed to the fact that the impulse of the Spiritual Soul has penetrated into the human ‘I’. With the world mission of the British Empire is also associated parliamentary forms of government and the founding of constitutional rights. The union of the Spiritual Soul with the human ego had not yet been realized inwardly. If you recognize how this union between the Spiritual Soul and the ‘I’ that was oriented outwards originated, you will find that the great historical conquests of the inhabitants of that island proceed from this impulse. You will also find that the establishment of parliamentary forms of government at once becomes comprehensible if one realizes that, in consequence of this, an impulse of the Spiritual Soul was to find expression on the plane of world-history. Thus cultural diversities were a necessity, for the individual peoples had to be guided through the many stages of ego development. If we had sufficient time to enlarge upon these matters we could find examples from history which show the ramifications of these basic forces and how they manifest in the most diverse ways. Thus the peculiar constitution of soul influenced the Western peoples who had not preserved the direct, original memory of the old clairvoyant insight into the spiritual world of former times. In the Germanic and Northern regions in later times, that which proceeded directly from a gradual, continuous evolution of the original clairvoyance with which the Sentient Soul had already been imbued, had to develop in a wholly different way. This accounts for that characteristic trait of inwardness which is only the after-effect of a clairvoyant insight experienced in a former age. The task of the Southern Germanic peoples lay primarily in the domain of the Spiritual Soul. The Graeco-Latin age had to develop the Intellectual Soul (or Mind-Soul). But not only this; it had also to include a wonderful development still working in from prehistoric times and imbued with clairvoyant insight. All this was then poured into the Spiritual Soul of the Central European and Scandinavian peoples and its after-effects lived on as an inner disposition of soul. It was the task of the Southern Germanic peoples to develop first of all what pertains to the inward preparation of the Spiritual Soul, imbuing it with spiritual substance of the old clairvoyance, transposed now on to the physical plane. The philosophies of Central Europe represented by Fichte, Schelling and Hegel in the nineteenth century seem far removed from the sphere of mythology. Nevertheless they are simply the products of the highest sublimation of the old clairvoyant insight, of the cooperation of the divine-spiritual Beings within the heart of man. Otherwise it would not have been possible for a Hegel to have looked upon his ideas as realities; it would have been impossible for him to make the strange remark, so characteristic of the man, when, in answer to the question, “What is the abstract?” he replied: “The abstract is for instance an individual who fulfils his daily duties—the carpenter, for example.” What is concrete to the purely abstract theorist was therefore abstract to Hegel. What to the purely abstract theorist are mere thoughts, were to him great, mighty architects of the world. Hegel's philosophy is the final, the most highly sublimated expression of the Spiritual Soul and embodies in the form of pure concepts that which Nordic man still saw as sensible-super-sensible, divine spiritual powers associated with the ‘I’. The ‘I’ of Fichte's philosophy was simply the precipitation of what the God Thor had given to the human soul, only viewed from the standpoint of the Spiritual Soul and clothed seemingly in the barest of thoughts, the thought of “I am”, which is the starting-point of Fichte's philosophy. From the gift of the ‘I’ by the God Thor or Donar to the ancient Nordic peoples from the spiritual world, down to this philosophy, evolution follows a straight line. Thor had to prepare this development for the Spiritual Soul in order that this Soul might have the content appropriate for its task which is to turn towards the external world and to work within that world. But this philosophy is aware not only of the external world of crude empiric experience, but finds in the external world the content of the Spiritual Soul itself and regards nature simply as the idea in its other aspect. The mission of the Nordic Germanic peoples in Central Europe is to ensure that this impulse lives on. Now since all evolution is a continuous process we must ask ourselves what form it takes. When we look back into ancient times we observe a remarkable phenomenon. We have already said that the first manifestations of ancient Indian culture were expressed through the etheric body after the spiritual forces of soul had been adequately developed. There are however other civilizations which have also preserved the old Atlantean culture and carried it over into the post-Atlantean epoch. Whilst, on the one hand, the ancient Indian was able to return to the etheric body with highly developed faculties of soul and out of the forces of this body created his great civilization and lofty spiritual life, we have, on the other hand, a culture which originated in Atlantis and continued to work on in the post-Atlantean epoch, a culture which owes its origin and development to its emphasis upon the other aspect of the consciousness of the etheric body. This is the Chinese culture. If you bear this connection in mind and remember that the Atlantean culture was directly related to what in our earlier lectures we called the “Great Spirit”; you will understand the peculiarities of Chinese culture. This culture was directly connected with the highest stages of world-evolution. But it still works into the bodies of men today and from an entirely different angle. It seems very likely, therefore, that these two civilizations, the two great polarities of the post-Atlantean epoch, will clash at some future time—the Indian which, within certain limits, is capable of development, and the Chinese that isolates itself and remains static, repeating what existed in the old Atlantean epoch. One literally receives an occult, scientific, poetic impression if one follows the evolution of the Chinese Empire, if one thinks of the Great Wall of China which sought to exclude completely everything which originated in primeval times and had been developed in the post-Atlantean epoch. Something like an occult, poetic feeling steals over one if one compares the Wall of China with what had once existed in former times. I can give only the barest indications about these matters. If you compare them with the existing findings of science you will find how extraordinary illuminating they are. Let us consider clairvoyantly the old continent of Atlantis which will be found where the Atlantic Ocean now lies, between Africa and Europe on the one side and America on the other. This continent was encircled by a warm stream which, strange as it may seem, was seen clairvoyantly to flow from the South through Baffin Bay towards the North of Greenland, encircling it. Then, turning eastward, it gradually cooled down. Long before the continents of Russia and Siberia had emerged, it flowed past the Ural mountains, changed course, skirted the Eastern Carpathians, debauched into the region now occupied by the Sahara and finally reached the Atlantic Ocean in the neighbourhood of the Bay of Biscay. Thus it followed a strictly delimited course. Only the last remaining traces of this stream are still extant. This stream is the Gulf Stream which at that time encircled the Atlantean continent. Now you will recall that in their psychic life the Greeks experienced a memory of the spiritual worlds. The picture of Oceanus which is a memory of that Atlantean epoch arose within them. Their picture of the world, their cosmogony, was very near the truth because it was derived from the old Atlantean epoch. The stream that flowed southward via Spitzbergen as a warm current and gradually cooled, etc. followed a strictly delimited course. This circumscribed course was unmistakably echoed in the Chinese culture, a culture circumscribed by the Great Wall and which had been brought over from Atlantis. The Atlantean civilization had as yet no history; hence the Chinese civilization also has preserved an element of the unhistorical. It preserves something of the pre Indian culture, something surviving from old Atlantis. Let us now describe the further progress of the Germanic and Nordic Folk Spirit. What consequences will ensue when a Folk Spirit so directs his people that the Spirit Self in particular can develop? Let us remember that the etheric body was developed in the ancient Indian epoch, the sentient body in the Persian, the Sentient Soul in the Egypto-Chaldean, the Intellectual Soul (or Mind-Soul) in the Graeco-Latin, the Spiritual Soul (or Consciousness-Soul) in our present epoch which is not yet concluded. The next epoch will see the invasion of the Spiritual Soul by the Spirit Self, so that the Spirit Self shall irradiate the Spiritual Soul. This is the task of the sixth post-Atlantean civilization and must be prepared for gradually. This civilization which must be preeminently a receptive one, for it must reverently await the influx of the Spirit Self into the Spiritual Soul, is being prepared by the peoples of Western Asia and their outposts in Eastern Europe, the Slavonic peoples. The latter with their Folk Souls were the outposts of the coming sixth post-Atlantean epoch for the very good reason that future contingencies must to a certain extent be prepared beforehand, must already be anticipated in order to prepare the ground for future development. It is extremely interesting to study these outposts of a Folk Soul who is preparing himself for future epochs. This accounts for the peculiar character of the Slavonic peoples who are our immediate Eastern neighbours. In the eyes of the Western European their whole culture gives the impression of being in a preparatory stage and in a curious way, through the medium of their outposts, they present that which in spirit is wholly different from any other mythology. We should give a false impression of these Eastern outposts as a future’ civilization if we were to compare them with the culture of the Western European peoples who enjoy a continuous, unbroken tradition which is still rooted in, and has its source in the old clairvoyance. The peculiarity attaching to the souls of these Eastern European peoples is reflected in the whole attitude they have always shown when the question of their relations to the higher worlds arose. In comparison with our ‘mythology’ in Western Europe with its individual deities, their (i.e. the Slavonic peoples) relation to the higher worlds is totally different. What this Slavonic ‘mythology’ presents to us as the direct outpouring of the inner being of the people may be compared to the anthroposophical conception of successive planes or worlds through which we prepare ourselves to understand a higher spiritual culture. We find in the East, for example, the following conception: the West has been moulded by the influence of successive and related cultures. In the East we find, in the first place, a distinct consciousness of a world of the Cosmic Father. Everything that is creatively active in air and fire, in all the elements in and above the Earth, is embodied in the concept of the Heavenly Father, in one seemingly great, all-embracing idea which is at the same time an all-embracing feeling. Just as we think of the Devachanic world as fructifying our Earth, so this Divine world, the world of the Father, draws nigh from the East, fructifying that which is experienced as the Mother, the Spirit of the Earth. We have no other expression and can think of no other way of picturing the whole Spirit of the Earth than in the fertilization of Mother Earth. Instead of individual deities we have then two contrasting worlds. And confronting these two worlds as a third world is that which we feel to be the Blessed Child of these two worlds. This Blessed Child is not an individual being, not an emotional feeling, but something that is the creation of the Heavenly Father and the Earth Mother. The relation of Devachan to the Earth is perceived in this way from the spiritual world. The birth of new life, the coming of springtime, and that which grows and multiplies in the material body is felt as something wholly spiritual; and that which grows and multiplies in the soul is perceived as the world which at the same time is felt to be the Blessed Child of the Heavenly Father and the Earth Mother. Universal as these conceptions are, we find them among the outposts of the Slavonic peoples who have advanced westwards. In no Western European mythology is this conception so universal. In the West we find clearly defined deities; but they are not the same as those which we depict in our spiritual cosmogony; these are more nearly represented by the Heavenly Father, the Earth Mother and the Blessed Child of the East. In the conception of the Blessed Child there is again a world which permeates another world. It is a world that is envisaged as a separate world because it is associated with the physical sun and its light. The Slavonic element also recognizes this Being—though different, of course, in conception and feeling—which we have so often met with in Persian mythology; it recognizes the Sun Being who sheds his blessings upon the other three worlds, so that the destiny of man is woven into creation, into the Earth, through the fertilization of the Earth Mother by the Heavenly Father and through that which the Sun Spirit weaves into both these worlds. A fifth world is that which embraces everything spiritual. The Eastern European feels the spiritual world underlying all the forces of nature and all animate beings. We must think of this as a wholly different sentient response, as associated more perhaps with the phenomena, creations and beings of nature. We must think of this Slavonic soul as being able to see entities in natural phenomena, to see not only the physical and sensory aspects, but also the astral and spiritual. Hence the Slavonic soul conceived of a vast number of Beings in this strange spiritual world which we can at best compare with the world of the Elves of Light. The spiritual world which is looked upon in Spiritual Science as the fifth world is approximately the world which dawns in the hearts and minds of the peoples of Eastern Europe. Whatever name we attach to it is of no importance; what is of importance are the subtle shades and gradations of feelings of the Slavonic peoples and that the concepts which characterize this fifth plane or spiritual world are to be found in Eastern Europe. In this frame of mind this world of Eastern Europe was preparing for that Spirit which is to pour the Spirit Self into man in anticipation of the epoch when the Spiritual Soul shall be uplifted to receive the Spirit Self in the sixth post Atlantean age which is to succeed our own. We meet with this in a unique manner not only in the creations of the Folk Souls who are as I have just described them, but we find it remarkably anticipated in the diverse manifestations of Eastern Europe and its culture. It is most interesting to observe bow the Eastern European expresses his natural receptivity to pure Spirit by assimilating Western European culture with great devotion, thus looking forward prophetically to the time when he will be able to unite something even greater with his being. Hence also his limited interest in isolated aspects of this Western European culture. He absorbs what is offered him more in broad outlines, ignoring the details, because he is preparing himself to assimilate that which is to enter mankind as the Spirit Self. It is particularly interesting to see how, under this influence, it has been possible for Eastern Europe to develop a much more advanced conception of the Christ than Western Europe, except in those areas of the West where the conception of the Christ has been introduced by Spiritual Science. Amongst those who do not accept the teachings of Spiritual Science the most advanced conception of Christ is that of the Russian philosopher, Solovieff. His conception of Christ is such that it can only be understood by students of Spiritual Science because he lifts it to ever higher planes and reveals its infinite potentialities, showing that our understanding of Christ today is only a beginning, because the Christ Impulse has only been able to reveal to mankind a fraction of what it holds in store. But if we look at the conception of Christ as presented by Hegel, for example, we find that Hegel understood Him as only the most refined, the most sublimated Spiritual Soul could understand Him. But Solovieff's conception of Christ is very different. He fully recognizes the dual nature of this conception. He rejects the endless theological polemics which in reality rest upon deep misunderstandings, because ordinary conceptions are inadequate for an understanding of the dual nature of Christ, and because they fail to develop in us any realization that the two aspects, the Human and the Divine, must be clearly distinguished. The concept of Christ rests upon a clear realization of what took place when the Christ Spirit entered into the man Jesus of Nazareth who had already developed all the necessary attributes. We must first of all understand the two natures of Christ and the union of both at a higher stage. As long as we have not grasped this duality, we have not understood the Christ in all His fullness. Only that philosophical understanding can achieve this which foresees that man himself will participate in a culture in which his Spiritual Soul will be able to receive the Spirit Self, so that in the sixth epoch of civilization man will feel himself to be a duality in whom the higher nature will curb the lower. Solovieff carries this duality into his conception of Christ and emphasizes that this conception can be meaningful only if one accepts the existence of a divine and human nature which can only be understood if one recognizes that their cooperation is a reality, that they form not an abstract, but an organic unity. Solovieff already recognizes that we must think of this Being as possessing two centres of will. If you accept the teachings of Spiritual Science concerning the true significance of the Christ Being in their original form which stemmed, not from an imaginary, but from a spiritually real Indian influence, you will then have to think of Christ as having developed in His three bodies the capacities of feeling, thinking and willing. It is a human feeling, thinking and willing into which the Divine feeling, thinking and willing descends. The European man will only assimilate this completely when he has risen to the sixth stage of civilization. This had been prophetically expressed in Solovieff's anticipatory conception of Christ which announces the dawn of a later civilization. This philosophy of Eastern Europe therefore reaches far beyond that of Hegel and Kant, and in the presence of this philosophy one suddenly senses the first stirrings of a later development. It is far in advance because this conception of Christ is felt to be a prophetic anticipation, the dawn of the sixth post-Atlantean civilization. Consequently the whole Christ Being, the whole significance of Christ occupies a central place in philosophy and thus becomes totally different from the Western European conceptions of it. The conception of Christ, in so far as it has been developed outside Spiritual Science and is conceived as a living substance, as a living spiritual entity which shall permeate all social life and social institutions—which is felt as a Personality in whose service man finds himself as ‘man endowed with Spirit Self’—this Christ-Personality is portrayed in a wonderfully concrete manner in Solovieff's various expositions of St. John's Gospel and its opening words. Only if we stand upon the ground of Spiritual Science can we comprehend Solovieff's profound interpretation of the sentence, “In the Beginning was the Word or Logos”, and how differently St. John's Gospel is understood by a philosophy which in a remarkable way anticipates the future. If, on the one hand, Hegel's philosophy marks a high point, something that is born out of the Spiritual Soul as the highest philosophical achievement, this philosophy of Solovieff, on the other hand, provides the seed in the Spiritual Soul for the philosophy of the Spirit Self which will be incorporated in the sixth cultural epoch. There is perhaps no greater contrast than that eminently Christian conception of the State which hovers as a great ideal before Solovieff as a dream of the future, that Christian conception of the social State which takes everything implicit in that conception in order to present it as an offering to the in-streaming Spirit Self, in order to hold it up as an ideal of the future to be Christianized by the powers of the future—there is indeed no greater contrast than this idea of Solovieff's of a Christian community in which the Christ conception lies wholly in the future and the Divine State of St. Augustine who accepts, it is true, the Christ idea, but whose Divine State is simply the Roman State with Christ incorporated in the Roman idea of the State. What provides the knowledge for the emergent Christianity of the future is the decisive question. In Solovieff's State Christ is the blood which circulates in the body social, and the essential point is that the State is envisaged as a concrete personality so that it will act as a living spiritual entity, but at the same time will fulfil its mission with all the idiosyncrasies of a personality. No other philosophy is so deeply permeated by the Christ idea—the Christ idea which is anticipated in Spiritual Science at a higher level—and yet at the same time has remained so long in the germinal stage. Everything that we find in the East, from the make-up of the people to its philosophy, appears to us as something which contains only the germinal beginning of a future evolution and which, therefore, had also to submit to the special education of the Time Spirit of ancient Greece, the guiding Spirit of exoteric Christianity who was entrusted with the mission of becoming later on the Time Spirit for Europe. The make-up of this people whose task will be to develop the seed of the sixth culture-epoch had from the very beginning to be not only educated, but nursed and nurtured by that Time Spirit. And so we can literally say—and here Father concept and Mother concept lose their dual aspect—that the make-up of the Russian people which is destined to evolve gradually into the Folk Soul, was not only educated, but was nursed and nurtured by that which as we have seen, had been developed out of the old Greek Time Spirit and had then assumed externally another rank. Thus the various missions are distributed between Western, Central, Northern and Eastern Europe. I wished to give you an indication of these various missions. On the basis of these indications I propose to add further observations and show what the Europe of the future will be like, a future that will ensure that we must form our ideals on the basis of such knowledge. I propose to show how, through this influence, the Germanic and Nordic Folk Spirit is gradually transformed into a Time Spirit. |
170. The Riddle of Humanity: Lecture III
31 Jul 1916, Dornach Translated by John F. Logan |
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Uranus and Gaia were not incompatible, one referring to what is absolutely valuable and the other to what is absolutely worthless. They were conceived as a polarity that exists within a unity: Uranus represents the peripheral, encircling realm whose polar opposite is the point at the centre, Gaia. |
170. The Riddle of Humanity: Lecture III
31 Jul 1916, Dornach Translated by John F. Logan |
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When we cast a glance back over the discussions of the previous two meetings, allowing the main experience to stand before our souls, we become aware of the fundamentally dual nature of the human being. We have seen how everything that comes to life in a human soul during waking consciousness can be traced back to the influence on man of the heavens and of the universe—to what these, taken in their cosmic significance, have imprinted on humanity. The foundations of certain other, deeper regions of human nature, regions which in a normal life only well up in dream-consciousness, can be traced back to terrestrial influences and impressions that are earthly in a more narrow sense. When the world is observed in the light of spiritual science, everything that is perceived by the senses must be seen as a real expression of the spirit. The picture a human being presents to the senses reveals his dual nature. That is most easily imagined if you consider the skeleton. There it is most clear, for the skeleton is clearly divided into two distinct parts: the head—the skull—and the remaining parts of the body. And, in principle, the only thing that holds these two together is a thin skeletal cord. The head really has just been set on top of the rest. One can knock it off. This is an outer, pictorial expression of the dual nature of a human being, for the head makes waking consciousness possible. The remaining parts, the parts of the skeleton that hang down from the head, form the basis for the life that plays itself out more or less unconsciously. The unconscious life only wells up in dreams or in the creative fantasy of poets and artists, penetrating normal consciousness with its fire and warmth and light. In that, something of an unquestionably earthly nature is working into usual waking consciousness—the noblest part of earthly nature, perhaps, but earthly all the same. Yesterday, in the awareness of time that was typical of the ancient Hebrew culture we found direct evidence that mankind once possessed knowledge, explicit and fundamental knowledge, of the connections between super-earthly occurrences and human waking consciousness. We saw how that which can be called cosmic thought, and which is expressed in the movements of the stars, creates an image of itself in waking human consciousness. Man has a waking consciousness because, in the first place, he is able to make use of the organs in his head. And we have considered the wonderful way that mankind participates in the whole universe, and includes both its heavenly and its earthly aspects. If one is going to do justice to everything connected with these weighty and significant facts, one must free oneself from prejudice. One ahrimanic prejudice is particularly common in those who still harbour a longing to be mystics. The prejudice comes to expression in a certain sensibility, and consists in the belief that what is earthly is worthless and absolutely must be overcome—that it is coarse, contemptible stuff that a spiritually striving person does not even mention. That for which one must strive is the spirit! This is the way such people experience things, even if their concept of the spirit is confused and they can only picture it in terms of the physical senses. Therefore I said that this prejudice expresses itself more as a sensibility in a particular direction. But one will never be able to understand the nature of either mankind or of the world as long as one clings to this prejudiced mode of experience. A person who is living on earth in an earthly human body can only preserve such a sensibility by viewing the earth in a one-sided way. Following from this attitude to the earth comes a longing—a partially justified longing—for the super-earthly and for things that should be experienced between death and a new life. But one will never be able to develop any sort of clarity in one's feelings for the life between death and a new birth as long as earthly things are regarded in the manner to which I just alluded. For, paradoxical though it may sound, the following is a true statement—and you will find it clearly expressed in various lecture cycles: the dead, those living in spirit and the soul in the interval between death and a new birth, speak of the earth in the same way that men on earth speak of heaven. The earth is a shimmering vision that hovers in front of them in the way the vision of heaven hovers in the mind's eye of those on earth. Earth is the desired other world for which those living in heaven yearn. They speak of earth in the way we speak of heaven. It is the longed-for land towards which they strive, the land of their approaching incarnation. If one loses sight of this, one forms a false picture of how the dead live. I have often warned you not to interpret the basic dictum, ‘In the spirit, everything is reversed,’ too pedantically. One cannot obtain a correct picture of the spiritual world simply by turning around all one's pictures of the physical world. Nothing very special comes from applying such a rule abstractly. The particular facts must be considered, even though, as I have told you, this rule about reversal applies to many things. Then, for example, someone who is investigating the spiritual worlds can get to know an extraordinary land, a land where individuals find themselves among other men. The men among whom they find themselves are normal, earthly men like the devout people we meet on earth. I say, specifically, like devout people on earth, for these are people who have a certain feeling for things of the earth and a certain feeling for the things of heaven. Also among the people to be met there are those who totally deny everything earthly. They deny all matter, all substance. They maintain that only spirit exists and that it is a superstition to believe in matter. The land I am describing is not in the physical world; it belongs to the spirit-region that is revealed when one's gaze is directed towards a particular part of the spiritual world that lies between, say, the middle of the eighteenth to the middle of the nineteenth centuries. All of you were then living in the spiritual world. At least in the first part of this period, we were all still living in the spiritual world. The majority of us were experiencing the heavenly realms which were about us, and also the earthly realm towards which we were striving and which, over there, was the world beyond. But then there were those who viewed all talk of earthly things as superstition. They maintained that only the spirit exists and that the earthly, material realm is just a dream world. And yes, naturally, these men, too, were eventually born. They were known by such names as Ludwig Buchner,5 Ernst Haeckel,6 Carl Vogt,7 and so on. These men, whose lives on earth you are well-enough acquainted with, are the same ones who explained away belief in material things as superstition and who, during the stage when they were approaching their most recent life in the physical world, viewed the spiritual world as the only real world. They did this because the spiritual world was what was around them and they did not want to consider something that was not around them, some world beyond. Why, you will be asking yourselves, would such individuals be born into souls that developed the view that material is all that exists? You may ask yourselves this, but you can nevertheless understand it, when you see that these individuals showed a lack of understanding for the material world before they were born, and that this remained with them. For anyone who sees matter as something absolute, rather than as an expression of the spirit, has completely failed to understand matter. One is not a materialist when one represents materialism in the way the aforementioned personages represented it. Understanding the substantial nature of the material world does not make one a materialist; a person becomes a materialist precisely because he does not understand the substantial nature of matter. Thus, these individuals did not change, they retained their lack of understanding for matter. So there you have an area in which the spiritual world is a total reversal of what the appearances in the physical world would lead you to expect. But, as I said, this rule should not be abstractly extended to cover everything. I have gone into all this about how the earthly realm becomes the ‘other world’ when we are living between death and a new birth so that you will not misinterpret the contrast that ancient Greek mythology expressed with the words, ‘Uranus’ and ‘Gaia’. Uranus and Gaia were not incompatible, one referring to what is absolutely valuable and the other to what is absolutely worthless. They were conceived as a polarity that exists within a unity: Uranus represents the peripheral, encircling realm whose polar opposite is the point at the centre, Gaia. To begin with, when they spoke of Uranus and Gaia, the Greeks did not limit their thoughts to the narrow confines of human sexuality or earthly life. They were thinking of the contrast we just mentioned—between heaven and earth. This is the contrast they intended. I must go into this, as otherwise we will not be able to understand what is to follow. As it is these days, it is difficult to make certain truths about humanity accessible. But it is possible to just touch on certain things, which is what we shall do, in so far as that is possible. As we enter into these considerations, I ask you keep in mind the sense in which human nature is dual, and how this is outwardly expressed in the form of the human body, with its head that is attached to everything else. The whole process of shaping the human head, the whole of the essential process, takes place during the time between the last death and a new birth. The physical head must be produced on earth, of course, but that is not what I am talking about. I mean the form that it acquires; and the way the head is formed depends on forces that go far back in time. The human head is received, ready-shaped, from heaven, for all the powers that are at work between death and a new birth are really concerned with building the head. The human head comes from the heavens, even though it must follow the path of physical birth and physical heredity. The rest of the body is the only part that comes from the earth. So, as regards the form of the body, a human being is a product of Uranus and Gaia: the head originates in heavenly forces, the body originates in earthly forces—Uranus and Gaia. Now at birth, when a human being makes his appearance, this whole thing is so strongly evident that one can truly say that part of him, his head, has just been introduced into the physical world and still expresses only the forces of the heavenly realm from which it has come—and that another part, the body, is the expression of earthly forces. This is especially evident just after birth. There is a strong contrast between the head and the rest of the body for those whose sight is informed by a deeper knowledge of the human being. With a little child there really is this strong contrast. One has only to learn to observe such things without preconceptions; then one will soon notice what an immense and pronounced contrast there is between the head, which is the Uranus sphere of the human being, and the remaining body, which is the sphere of Gaia. Lets us consider the first significant phase of life, the phase up to the change of teeth at approximately the seventh year. As you know, this marks the end of the first significant stage of human life. It is a very important time, a time marked also by the appearance of a paradox that it is very important to understand. For, during the period leading to the change of teeth at around the seventh year, those who observe a human being physically are observing falsely. I have frequently alluded to this from other points of view. To put it briefly, people look upon a human being during the first seven years as if it already were male or female. From a higher point of view this is entirely false. But the materialism of today does hold this view. That is why the materialists of today look upon manifestations during the first seven years as if they were already manifestations of sexuality, which is not at all the case. Matters will be in a much healthier state when it is understood that a child is an asexual being during its first seven years, and not a sexual being at all. To use a trivial expression, it only looks as though a child were already male or female during the first seven years. This is because there is no physical distinction between what one calls masculine or feminine during the first seven years and what one calls masculine and feminine later. For materialism, the physical is all that there is, so what comes later seems to be a continuation of what was already there. But that is not the case at all. And I now ask you to really experience what I am saying, to take it into yourselves, so that it is not misunderstood and immediately mixed up with value judgements. What I say is meant objectively, so please do not fall into the pattern so often found in other areas today, whereby one judges on the basis of previously-held values instead of judging objectively. During the first seven years, what appears to be masculine is not masculine as such—and here I ask you to keep in mind what I have said about Uranus and Gaia; it has the external form that it has in order that the heavenly forces working from the head can continue to influence the individual being and the human form in accordance with what is super-earthly and heavenly. That is why it appears masculine. But it is not male; it is formed by Uranus in accordance with the super-earthly! I said: the head is the part of the human being where the heavenly takes precedence, the earthly takes precedence in the rest of the body. But the earthly radiates into the heavenly, just as the heavenly radiates into the earthly. Mutual relationships connect them; it is only a question of which one predominates. I would like to describe matters by saying that, with one kind of human being, the heavenly aspect is the preponderant influence on the body, including the parts other than the head, with the result that one says he is male. But this still has nothing to do with sexuality, but only with the fact that this particular organisation is more Uranian, whereas in the case of other individuals, their organisation is more terrestrial, Gaian. During the first seven years, the human being is not a sexual being; that is maya. The bodies differ in that some show more how the heavenly side is at work and others show more from the earthly side. In anticipation of value judgements that might insinuate themselves into our discussions, I began by saying that from a universal point of view the earthly sphere has as much value as the heavenly. I did not want anyone to harbour the belief that we were devaluing the feminine, in the style of Weininger, by taking some elevated, mystical standpoint that makes it out to be merely earthly or merely Gaian. Each is the pole of the other, and this has nothing to do with sexuality. What, then, is going on in the human being, in the human organisation, during the first seven years? You must take what I am going to describe as the predominant circumstances; the opposite is also there, but what I am characterising is the predominant situation. For you see, during the first seven years the head is constantly being worked on by forces that stream to it from the rest of the organism. There are also forces that flow from the head to the rest of the organism, of course, but during this period these are relatively weak in comparison to the forces that stream from the body to the head. If the head grows and continues to develop during the first seven years, this is due to the fact that the body is actually sending its forces into the head; during the first seven years, the body imprints itself into the head and the head adapts to the bodily organisation. With regard to human development, the essential thing during the first seven years is that the head becomes adapted to the bodily organisation. This welling-up of the rest of the organisation into the head is what is behind the distinctive facial metamorphoses that someone with a finely developed sense for it can observe during the first seven years. Just watch once the development of a child's face, and observe how it changes at the time of the change of teeth, when the whole body is more or less poured into the facial expression. [IMAGE REMOVED FROM PREVIEW] Then comes the period that leads to sexual maturity—roughly from the seventh to the fourteenth year. And now exactly the opposite happens: the forces of the head flow uninterruptedly down into the organism, into the body; now the body adapts to the head. The resultant total revolution in the organism is very interesting to watch: the welling-up of the forces of the body into the head during the first seven years concludes with the change of teeth. Then there is a reversal in the flow of forces, which begin to stream downward. It is these downward-streaming forces that turn a human being into a sexual being. Now, for the first time, the human being becomes a sexual being. To begin with, what turns the organs that are simply heavenly or earthly into sexual organs, comes from the head; and that is spirit. The physical organs are not even intended for sexuality—that is exactly the way to put it—they are only adapted to sexuality later on. And the judgement of those who maintain that they are originally adapted to sexuality is superficial. On the contrary, the organs are adapted to the heavenly sphere in one case, to the earthly sphere in the other. They first acquire a sexual character during the period between the seventh and fourteenth years, when this is introduced into them from without by the forces that stream down from the head. That is when a human being begins to become a sexual being. [IMAGE REMOVED FROM PREVIEW] It is extraordinarily important to form a precise view of these things, for in practice one is constantly being confronted by people who come with their very small children, complaining about sexual improprieties. But such things are not possible before the seventh year, because nothing sexual is yet present, nothing that has sexual significance. In such cases no healing can come from a medical direction; it needs to come naturally, as people stop calling things by false names and thereby cease to surround them with false concepts. One should recover that holy innocence with which the ancients viewed such matters. Given their atavistic knowledge of the spiritual world, it never would have occurred to them to begin applying sexual terms to those who were still children. I have already alluded to these things in other contexts. In the light of these important truths about the human being that we have obtained from the spiritual world, truths concerning man's relation to the earthly and heavenly worlds, you can begin to appreciate how the caricature-like ideas of such a man as Weininger do have a certain justification. For if he could have understood matters in the way they have been presented here, he would have been justified in saying: ‘A human being comes into this physical world from the spiritual world in such a way that the head must first develop here in the physical world for seven years before it can produce the masculine out of heavenly forces and the feminine out of earthly forces.’ Later on, it will be our task to look at other currents and forces important to human development. For the moment, it will be helpful to concentrate our attention on the first fourteen years of human development. Only through such things will you begin to see how true it is to say that external life is a life of maya—is the great deception. For it really is a deception that a human being seems to arrive in the world as a male or a female. A human being first becomes a sexual being through what is acquired by the head from the earth during the first seven years there. Now, those who take these things into their hearts, as well as their heads, are sure to stumble over a question at this point. Nor is it a question that can easily be evaded: How is it that man comes to live in maya, in deception? What is the meaning of this? Is the fact that we live in deception not grounds for an inherent sadness? Surely it would have been better if the Godhead, the gods, had not allowed human beings to live in deception at all? Would it not have been better for man to apprehend the world without being deceived, so that he would not always have to seek truth behind the appearances? Why, why must man live in a world of deception? These questions about why we must live surrounded by deception can lead to a very pessimistic view of the world. But there are good reasons why we must live in the midst of deception; for if we were born into truth to begin with, if truth came at birth without our having to search for it, we would never be able to develop a personality and would never be able to acquire freedom. Only in the sphere of the Earth can a human being achieve freedom. And he can only do so by developing a personality through his earthly striving. Initially he confronts a world of mere appearances whose inner substance has to be sought out. The search releases inner forces that will make him, gradually and through many incarnations, into a free person. Take some worthwhile book like Dante's Divine Comedy. Theoretically, and not only theoretically for it is altogether conceivable, a person of today might come to know Dante's Divine Comedy in an entirely different way from what is usual. Today how does someone become acquainted with The Divine Comedy? Either it is recited and he hears it presented in external sounds that have nothing to do with the content of The Divine Comedy, or else he reads it. If he reads it, in reality he has nothing before him but abstract characters, which do not have the slightest thing to do with the content of The Divine Comedy. Yes, this is how people become acquainted with the contents of a worthwhile work today. One becomes acquainted with it externally through recitation, although speaking has nothing to do with the work as it sprang from Dante's head; it is only an external means of communication. Theoretically—and I say emphatically, not only theoretically—it would be possible for us to approach the contents of The Divine Comedy in a different fashion: it could make its appearance from within us if, at a particular age, the contents were to simply rise up out of our soul and appear in waking consciousness through a dream. This is not just theoretical; it could very easily happen if the world were not organised so that, to begin with, we had to make our way through maya. If it were not that we first had to make our way through maya, there would come one fine day when we would experience, rising up like a dream, everything that has ever been accomplished by the likes of Homer, say, and Dante, and Plato, and so on. We would not have to resort to anything external in order to become acquainted with it. Raphael would not have had to create external pictures. He need only have brought them to life in his spirit, and those that lived after him, without recourse to anything beyond a certain orientation towards Raphael, would have been able to experience the pictures rising up out their own inner being. What I am telling you is no hypothesis; on the Moon this is how things stood with us, this is how things were passed on. This is how things really were then. On the Moon, one did not have to learn to read; everything arose out of one's own inner being. An event had to happen once; thereafter it rose up from within. But freedom was not possible. One was an automaton, subject to the past. What rose up from within was determined by the past. It was not possible to become a free person. Not there. We do not have to strive for knowledge in order to repeat, pointlessly, what is already there, but in order to become a free person. And we have progressed to the Earth period from the Moon period, from a time when we were not free beings and when everything simply rose up in our imaginations. Now we have to reach out to the external world. Our spiritual experience of the process of reading or listening enables us to be there as a free individual. It is not entirely true to say that man strives for knowledge for the sake of knowledge. Humanity achieves knowledge in order to become free and individual. We do not want to lose sight of this fact. The other thing we do not want to lose sight of can be introduced with a further question. One can question why the external world should need to be repeated in our concepts and ideas. What, really, is the point of it? Why should we, with our thoughts and ideas, repeat the external world? Surely it is of no concern to the external world that we repeat it!—If you pursue the following train of thought you will get a more exact grasp of this: A man is there. If he had been murdered in his youth, he would not be there. Because he is there, he experiences—in addition to the fact that the world is there—a repetition of that world as a picture within his own inner world. That picture would not exist at all if he had been murdered in his youth. And yet nothing would be different in the outer world. It is a different matter if he intervenes in that world, but as far as the external world is concerned, what lives in our knowledge is pure repetition. If we were robots, and everything we did between birth and death were a reaction to the external world, then our knowledge would be entirely superfluous. We would do all that we had to do, and knowledge would just be a superfluous parallel phenomenon. You could imagine that the knowledge man carries with him is something added to nature and to the universe, but that it makes no difference to nature or to the universe that such a thing is added to it. Nature could just as well have produced robots whose thoughts do not mirror everything that happens. For nothing out there is changed when we accompany events with our thoughts and concepts, creating pictures of them. If you take a picture of some place with a camera, then, in addition to the place, there also is a picture of it, but it is entirely the same to that place whether the picture exists or not. This is how it is with our ideas. They are an addition. So why should nature not be organised like this?—thus one might question. All of us have long since become so accustomed to thinking that we do not ask this question any more; we have grown so fond of thinking. Like eating and drinking, we are used to it, so the question does not arise for us. But you know how many people there are out there who would be quite delighted not to have to think and to be able to function like a machine. Thinking is too heavy a burden to them and they flee from every thought. Now that, too, is contained in the question: Why hasn't nature fashioned man so that thinking is not even included among his possessions? We have answered one part of this question. Man becomes a free individuality by virtue of his thinking. Such a question, however, allows of many kinds of answers. Nor is it the only thing that can help us to understand. Let us suppose that we had been born with a different organisation. As children, after we had received our head from the heavens, our body from the earth, and had been set down by the beings of the hierarchies, by the angels, the archangels, and so on, suppose that we had proceeded to go about doing what we had to do without our ever having to suffer under the strain of all the pains and torments this so often involves—without our ever developing an inner soul life. If we assume that this were so, then very important consequences would follow. We could only be born once and die once if we were organised like this; we could not live a succession of lives on earth. A plant whose blossoms never develop into fruit only lives once. A plant develops further through its seeds. The seed of our next earthly life develops within our developing soul life. Within it is the seed. If we did not have an unfolding soul life, with its knowledge, our earthly death would be the end of our life. Therefore, the understanding we develop in our inner soul life is not a mere repetition of what is out there; to the extent that our souls are shaped by knowledge, we carry the future within us. And that has great significance. Except for the things related to knowledge, everything we bear in and with us, is more or less the work of the past. The understanding we develop represents the real seed of the future. The real seed of the future develops within the sphere of our knowledge. Now, in closing, I would like to touch on the leading thought of our next lectures. It will take us into important areas concerned with the cosmic aspects of human nature. We carry all our knowledge within us, all of it, from the most naive understanding to the most abstract knowledge—and the two are not so terribly different—we just have an incorrect sense of their value. Thus, deep beneath our outer surface we carry this within us. It is super-sensible, for the content of knowledge is, of course, a super-sensible thing. In reality it is a collection of forces that rest within us. And then we pass through the gates of death; what happens then? Now, I have often described what happens then, but I would like to describe it once more from the standpoint of these forces. A human being consists of head and body. No matter how precious it may seem, our head actually is ‘on the way out’. Here I am referring to forces, not to the outer form. You can let a person's body waste away, or you can burn it, of course, but the forces do not cease to exist. They remain externally present, and the spiritual forces on which the body depends also remain. But the head disappears. As I said, you may well consider it to be a valuable part of your organism, but after death that does not matter—after death it is nothing special. This refers to the outer form of the head, of course, not to its soul content. For, as regards your passage from death to a new birth, what is important to the heavens is the part of your last earthly life that you could only receive from the earth, namely, the rest of the body. That, with its various forces, is what is transformed into the new head during the time between death and a new birth. Here you have the head, there, the rest of the body. This head was the body of your previous incarnation; your present body will be the head of your next incarnation. The forces that you develop by means of your head in this life are what will transform the forces of your body into a head for the next life. The earth gives you a body for that purpose. The head you carry around now is the transformed body of your previous incarnation, for metamorphosis applies to all of life. It is not only there in the transformation of a plant's leaves into the petals of its blossom; metamorphosis does not just affect our subordinate aspects; metamorphosis rules throughout. Your body is a head that is yet to come—your head is a transformed body. These are the ideas I wanted to touch on. You carry your head about in its present state. Phrenologists study the shapes of the head, but what they do is not worth much unless it is based on initiation, because everyone possesses his own kind of head. The head is nothing other than the inherited body of the previous incarnation. Every person's head is different from the head of anyone else and the characteristic types the phrenologists describe are merely rough observations. Just think what a marvellous connection there is: A human being has a dual nature. But not only does man have a dual nature; in addition to that, his external shape also carries both past and future. The human head gives you reincarnation where you can really put your hands on it, for the shaping of the head is the result of our previous life. The head we bear in the next life will be a transformation of our body. Wherever one looks deeply into the foundations of existence one finds metamorphosis. Someone who understands the things I have just been explaining is enabled to look deep, deep into the nature and origins of world existence and human existence. As I said, I wanted to touch on these ideas because they will provide the leitmotif of the next two lectures. These will be concerned with how one incarnation works on in the next incarnation, and how the previous incarnation works over into the present one, through the metamorphic relationship of man's head-ness to his body-ness, if I may be allowed to use these expressions.
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205. Humanity, World Soul and World Spirit I: Eleventh Lecture
15 Jul 1921, Dornach |
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It can only be compensated by leading out of duality back into trinity, because everything dual ultimately leads to something in which man cannot live, which he must regard as a polarity, in which he can now really find the balance: Christ is there to balance Lucifer and Ahriman, to balance Ormuzd and Ahriman, and so on. |
205. Humanity, World Soul and World Spirit I: Eleventh Lecture
15 Jul 1921, Dornach |
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Today I will summarize some truths that will serve us in turn to provide further explanations in a certain direction in the coming days. If we consider our soul life, we can say that towards one pole of this soul life lies the element of thinking, towards the other pole the element of will, and between the two the element of feeling, that which in ordinary life we call feeling, the content of the mind, and so on. In the actual life of the soul, as it takes place in us in our waking state, there is never just one-sided thinking or will, but they are always in connection with each other, they play into each other. Let us assume that we behave very calmly in life, so that we can say, for example, that our will is not active externally. However, when we think during such outwardly directed calmness, we must be aware that will is at work in the thoughts we unfold: in connecting one thought with another, will is at work in this thinking. So even when we are seemingly merely contemplative, merely thinking, at least inwardly the will is present in us, and unless we are raving or sleepwalking, we cannot be willfully active without letting our volitional impulses flow through thoughts. Thoughts always permeate our volition, so that we can say: the will is never present in the life of the soul in isolation. But what is not present in this isolated way can still have different origins. And so the one pole of our soul life, thinking, has a completely different origin than the life of the will. Even if we only consider everyday life, we will find that thinking always refers to something that is there, that has prerequisites. Thinking is mostly a reflection. Even when we think ahead, when we plan something that we then carry out through the will, such thinking is based on experience, which we then act upon. In a certain respect, this thinking is, of course, also a reflection. The will cannot be directed towards what is already there. In that case, it would always be too late. The will can only be directed towards what is to come, towards the future. In short, if you reflect a little on the inner life of thought, of thinking and of the will, you will find that even in ordinary life, thinking relates more to the past, while the will relates to the future. The inner life of feeling stands between the two. We accompany our thoughts with feeling. Thoughts please us, repel us. Out of our feeling we lead our impulses of will into life. Feeling, the content of the mind, stands between thinking and willing, right in the middle. But just as it is the case in ordinary life, even if only in a suggestive way, so it is in the great world. And there we have to say: what constitutes our thinking power, what makes up the fact that we can think, that the possibility of thought is in us, we owe it to the life before our birth, or rather before our conception. In the little child that comes to meet us, all the thinking abilities that a person develops are already present in the germ. The child uses thoughts only - as you know from lectures I have already given - as directing forces to build up its body. Especially in the first seven years of life, until the change of teeth, the child uses the powers of thought to build up its body as directing forces. Then they emerge more and more as actual thought forces. But they are thoroughly predisposed in the human being as thought forces when he enters physical, earthly life. What develops as will forces - an unbiased observation readily reveals this - is actually connected with this thought force only to a small extent in the child. Just observe a wriggling, moving child in the first weeks of life, and you will already realize that this wriggling, this chaotic movement, has only been acquired by the child because his soul and spirit have been clothed with physical corporeality by the physical external world. In this physical body, which we only develop little by little from conception and birth, the will initially lies, and the development of a child's life consists in the fact that gradually the will is, so to speak, captured by the powers of thought that we already bring with us into physical existence through birth. Just observe how the child at first moves its limbs quite senselessly, as it comes out of the activity of the physical body, and how gradually, I might say, thought intrudes into these movements, so that they become meaningful. So there is a pressing and thrusting of thinking into the life of the will, which lives entirely within the shell that surrounds the human being when he is born, or rather, conceived. This life of the will is contained entirely within it. [IMAGE REMOVED FROM PREVIEW] So that we can draw a schematic picture of a human being, in which we say that he brings his life of thought with him when he descends from the spiritual world. I will indicate this schematically (see drawing, yellow). And he begins his life of will in the physical body that is given to him by his parents (red). The forces of will are within, expressing themselves in a chaotic manner. And within are the powers of thought (arrows), which initially serve as directing forces to spiritualize the will in its corporeality in the right way. We then perceive these forces of will when we pass through death into the spiritual world. But there they are highly organized. We carry them through the gate of death into spiritual life. The powers of thought that we bring with us from the supersensible life into earthly life, we actually lose in the course of earthly life. With human beings who die young, it is somewhat different. For now, let us speak first of normal human beings. A normal human being who lives past the age of fifty has basically already lost the real powers of thought that were brought along from the previous life and has just retained the directional powers of the will, which are then carried over through death into the life that we enter when we go through the gate of death. One can assume that someone is now thinking: Yes, so if you are over fifty years old, you have lost your thinking! - In a sense, this is even the case for most people who are not interested in anything spiritual today. I would just like you to really endeavor to register how much original, inventive thought power is produced by those people today who have reached the age of fifty! As a rule, it is the thoughts of earlier years that have automatically moved on and left an impression on the body, and the body then moves on automatically. After all, the body is a reflection of our mental life, and the person continues in the old rut of thought according to the law of inertia. Today, the only way to protect oneself from continuing in the old rut of thought is to absorb thoughts during one's lifetime that are of a spiritual nature, that are similar to the thought-forces in which we were placed before our birth. So that indeed the time is approaching when old people will be mere automatons if they do not take care to absorb thought-forces from the supersensible world. Of course, man can continue to think automatically; it may appear as if he is thinking. But it is only an automatic movement of the organs in which thoughts have been laid, have been woven in, if the human being is not grasped by that youthful element that comes when we absorb thoughts from spiritual science. This absorption of thoughts from spiritual science is certainly not just any kind of theorizing, but it intervenes quite deeply in human life. [IMAGE REMOVED FROM PREVIEW] But the matter takes on particular significance when we now consider man's relationship to the surrounding nature. I now understand by nature all that surrounds us for our senses, to which we are thus exposed from waking up to falling asleep. This can be considered in a certain way in the following way. One can visualize what one sees — I mean before spiritual eyes. We call it the sensory carpet. I will draw it schematically. Behind everything that one sees, hears, perceives as warmth, the colors in nature and so on – I draw an eye as a schema for what is perceived there – there is something behind this sensory carpet. Physicists or people of the present world view say: Behind it are atoms and they swirl -, and afterwards, right, as they continue to swirl, there is no sensory carpet at all, but somehow in the eye or in the brain or somewhere or not somewhere, they then evoke the colors and the sounds and so on. Now, please, imagine, quite impartially, that you begin to think about this sensory carpet. If you start thinking and do not assume the illusion that you can observe this huge army of atoms, which the chemists have arranged in such a military way of thinking, let us say, for example, there is Corporal C, then two privates, C, O, O, and then another private as an H; isn't that right, that's how we arranged it militarily: aether, atoms and so on. Now, if, as I said, you do not succumb to this illusion but remain with reality, then you know: the sensory carpet is spread out, the sensory qualities are out there, and what I still grasp with consciousness about what lies in the sensory qualities is just thoughts. In reality, there is nothing behind this sensory carpet but thoughts (blue). I mean, behind what we have in the physical world, there is nothing but thoughts. We will talk about the fact that these are carried by beings. But you can only get behind what we have in our consciousness with thoughts. But the power to think we have from our prenatal life or from the life before our conception. Why is it then that we can penetrate behind the sensory curtain by means of this power? Just try to familiarize yourself with the idea that I have just mentioned, and try to properly present the question to yourself on the basis of what we have just hinted at, which we have already considered in many contexts. Why is it that we can reach below the sensory level with our thoughts, when our thoughts come from our prenatal life? Very simply, because behind it is that which is not in the present at all, but which is in the past, which belongs to the past. That which is under the carpet of sense is indeed a past, and we only see it correctly when we recognize it as a past. The past has an effect on our present, and out of the past sprouts that which appears to us in the present. Imagine a meadow full of flowers. You see the grass as a green blanket, you see the meadow's floral decoration. That is the present, but it grows out of the past. And if you think through this, then underneath it you do not have an atomistic present, but in reality you have the past as related to what comes from you yourself from the past. It is interesting: when we begin to reflect on things, it is not the present that is revealed to us, but the past. What is the present? The present has no logical structure at all. The sunbeam falls on some plant, it shines there; in the next moment, when the direction of the sunbeam is different, it shines in a different direction. The image changes every moment. The present is such that we cannot grasp it with mathematics, not with the mere structure of thought. What we can grasp with the mere structure of thought is the past, which continues in the present. This is something that can reveal itself to man as a great, as a significant truth: When you think, you basically only think the past; when you spin logic, you basically reflect on what has passed. - Anyone who grasps this thought will no longer seek miracles in the past either. For in that the past is woven into the present, it must be in the present as it is in the past. If you think about it, if you ate cherries yesterday, that is a past action; you cannot undo it because it is a past action. But if the cherries had the habit of making a mark somewhere before they disappeared into your mouth, that mark would remain. You could not change this sign. If every cherry had registered its past in your mouth after you had eaten cherries yesterday, and someone came and wanted to cross out five, he could cross them out, but the fact would not change. Nor can you perform any miracle with regard to all natural phenomena, because they are all intrusions from the past. And everything we can grasp with natural laws has already passed, is no longer present. You cannot grasp the present other than through images; that is a fluctuating thing. When a body lights up here, a shadow is created. You have to let the shadow properly define itself, so to speak, and so on. You can construct the shadow. That the shadow really comes into being can only be determined by devotion to the picture. So that one can say: even in ordinary life, limitation, I could also say logical thinking, refers to the past. And the imagination refers to the present. In relation to the present, man always has imaginations. Just think, if you wanted to live logically in the present! No, to live logically means to draw one concept from another, to move from one concept to another in a lawful manner. Now, just imagine yourself in life. You see some event: is the next one logically connected to it? Can you logically deduce the next event from the previous one? When you look at life, are not its images similar to a dream? The present is similar to a dream, and only that the past is mixed into the present, which causes the present to proceed in a lawful, logical manner. And if you want to divine something in the future in the present, yes, if you just want to think of something you want to do in the future, then that has happened in a completely non-representational way in the first instance. What you will experience tonight is not in your mind as an image, but as something more non-pictorial than an image. At most, it is in your mind as inspiration. Inspiration relates to the future. Logical thinking: past Imagination: present Intuition Inspiration: future.
We can also use a simple diagram to visualize what is involved. When a person – let me characterize him here by this eye (see drawing on page 198) – looks at the tapestry of the senses, he sees it in its transforming images, but he now comes and introduces laws into these images. He develops a natural science out of the changing images of the sensory world. He develops a specialized science. But think about how this natural science is developed. You investigate, you investigate while thinking. You cannot possibly, if you want to develop a science about what spreads out as a carpet of senses, a science that proceeds in logical thoughts, you cannot possibly gain these logical thoughts from the external world. If what is recognized as thoughts and laws of nature were to follow from the external world itself, then it would not be necessary for us to learn anything about the external world. Then the person who, for example, looks at this light would have to know the exact electrical laws and so on, like the other person who has learned it! Equally, if he has not learned it, man knows nothing at all, let us say, about the relationship of an arc to the radius and so on. We bring forth from our inner being the thoughts that we carry into the outer world. Yes, it is so: what we carry into the outer world as thoughts, we bring forth from our inner being. We are first of all this human being, who is constructed as a head human being. This human being looks at the carpet of senses. Inside the carpet of senses is what we reach through thoughts (see drawing page 198, white) and between this and between what we have inside us, what we do not perceive, there is a connection, so to speak an underground connection. Therefore, what we do not perceive in the external world because it extends into us, we bring out of our inner being in the form of thought life and place it in the external world. This is how it is with counting. The external world does not present anything to us; the laws of counting lie within our own inner being. But that this is true arises from the fact that between these predispositions, which are there in the external world, and our own earthly laws, there is an underground connection, a sub-physical connection, and so we draw the number out of our inner being. It then fits with what is outside. But the path is not through our eyes, not through our senses, but through our organism. And that which we develop as human beings, we develop as whole human beings. It is not true that we grasp some law of nature through the senses; we grasp it as a whole human being. These things must be considered if we want to properly bring to mind the relationship between man and the environment. We are constantly in imaginations, and one need only compare life with dreams without prejudice. When a dream unfolds, it is certainly very chaotic, but it is much more similar to life than logical thinking. Let us take an extreme case. If you take a conversation between reasonable people of the present day, you listen and you talk yourself. Think about what is said in the course of, say, half an hour, and whether there is more coherence in the succession of thoughts than there is in dreams, or whether there is as much coherence as in logical thinking. If you were to demand that logical thinking develops there, you would probably be greatly disappointed. The present world presents itself to us entirely in images, so that basically we are actually dreaming all the time. We have yet to bring logic into it. We wrest logic from our prenatal existence; we first bring it into the context of things and thereby also encounter the past in things. We embrace the present with imagination. When we observe this imaginative life that constantly surrounds us in the sensual present, we can say to ourselves: this imaginative life gives itself to us. We do nothing to it. Just think how hard you had to work to arrive at logical thinking! You didn't have to make any effort to enjoy life, to observe life; it reveals its images to you by itself. Now, that's how it is in life with imagining the images of the ordinary world around us. But all one needs is to acquire the ability to make images – but now through one's own activity, as one otherwise does in thinking – and to experience images through inner effort, as one otherwise does in thinking. Then one not only sees the present in images, but one also extends pictorial imagination to life before birth or before conception, and one sees before birth or before conception. And when you look into these images, then thinking is populated with the images, and then prenatal life becomes reality. We just have to be able to think in images by training the abilities that are spoken of in “How to Know Higher Worlds”, without these images coming to us by themselves, as is the case in ordinary life. When we make this life of images, in which we actually always live in ordinary life, into an inner life, then we look into the spiritual world, and then we do see the way in which our life actually unfolds. Today, it is considered almost exclusively spiritual when someone – I have spoken about this often – truly despises material life and says: I strive towards the spirit, matter remains far beneath me. This is a weakness, because only the one who does not need to leave matter below him, but who understands matter itself in its effectiveness as spirit, who can recognize everything material as spiritual and everything spiritual, even in its manifestation as material, only he truly attains a spiritual life. This becomes especially significant when we look at thinking and willing. At most, language, which contains a secret genius within it, still has something of what leads to knowledge in this field. Consider the basis of will in everyday life: you know that it arises from desire; even the most ideal will arises from desire. Now take the coarsest form of desire. What is the coarsest form of desire? Hunger. Therefore, everything that arises from desire is basically always related to hunger. From what I am trying to suggest to you today, you can see that thinking is the other pole, and will therefore behave like the opposite of desire. We can say: if we base desire on the will, we have to base thinking on satiation, on being full, not on hunger. This actually corresponds to the facts in the deepest sense. If you take our head organization as human beings and the other organization that is attached to it, it is indeed the case that we perceive. What does it mean to perceive? We perceive through our senses. As we perceive, something is actually constantly being removed within us. Something passes from the outside into our inner being. The ray of light that enters our eye actually carries something away. In a sense, a hole is drilled into our own matter (see drawing on page 201). There was matter, but now the beam of light has drilled a hole into it, and now there is hunger. This hunger must be satisfied, and it is satisfied from the organism, from the available food; that is, this hole is filled with the food that is inside us (red). Now we have thought, now we have thought what we have perceived: by thinking, we continually fill the holes that sensory perceptions create in us with satiety that arises from our organism. It is extremely interesting to observe, when we consider the organization of the head, how we fill the holes that arise in our remaining organism through the ears and eyes, through the sensations of warmth; there are holes everywhere. Man fills himself completely by thinking, by filling that which is there, in the holes (red). And it is similar with us if we want it to be. Only then it does not work from outside in, so that we are hollowed out, but it works from within. If we want, hollows arise everywhere in us; these must in turn be filled with matter. So that we can say, we receive negative effects, hollowing out effects, both from outside and from inside, and constantly push our matter into them. These are the most intimate effects, these hollowing effects, which actually destroy all earthly existence in us. Because by receiving the ray of light, by hearing the sound, we destroy our earthly existence. But we react to this, we in turn fill this with earthly existence. So we have a life between the destruction of earthly existence and the filling of earthly existence: luciferic, ahrimanic. The Luciferic is actually constantly striving to partially turn us into something non-material, to completely remove us from our earthly existence; for if he could, Lucifer would like to spiritualize us completely, that is, dematerialize us. But Ahriman is his opponent; he works in such a way that what Lucifer excavates is constantly being filled in again. Ahriman is the constant filler. If you form Lucifer plastically and make Ahriman plastically, you could quite well, if the matter went through in confusion, always push Ahriman into the cavity of Lucifer, or put Lucifer over it. But since there are also cavities inside, you also have to push in. Ahriman and Lucifer are the two opposing forces at work in man. He himself is the state of equilibrium. Lucifer, with continuous dematerialization, results in continuous materialization: Ahriman. When we perceive, that is Lucifer. When we think about what we have perceived: Ahriman. When we form the idea, this or that we should want: Lucifer. When we really want on earth: Ahriman. So we are in the middle of the two. We oscillate back and forth between them, and we must be clear about ourselves: as human beings, we are placed in the most intimate way between the Ahrimanic and the Luciferic. Actually, you only get to know a person when you take these two opposing poles in him into account. This is an approach that is based neither on an abstract spiritual reality – for this abstract spiritual reality is, after all, nebulous and mystical – nor on a material one, but rather everything that is materially effective is also spiritual at the same time. We are dealing with the spiritual everywhere. And we see through matter in its existence, in its effectiveness, by being able to see the spirit in everything. I have already told you that imagination comes to us of its own accord in relation to the present. When we develop imagination artificially, we look into the past. When we develop inspiration, we look into the future, just as one calculates into the future by calculating solar or lunar eclipses, not in relation to the details, but to a higher degree in relation to the great laws of the future. And intuition encompasses all three. And we are actually subject to intuition all the time, we just sleep through it. When we sleep, we are completely immersed in the outside world with our ego and our astral body; there we unfold that intuitive activity that one must otherwise consciously unfold in intuition. But in this present organization the human being is too weak to be conscious when he is intuiting; but he does intuit in fact at night. So one can say: Asleep, the human being develops intuition; awake, he develops—to a certain extent, of course—logical thinking; between the two stands inspiration and imagination. When a person comes out of sleep into waking life, his I and his astral body enter into the physical body and the etheric body; what he brings with him is the inspiration to which I have already drawn your attention in previous lectures. We can say: Man is asleep in intuition, awake in logical thinking, when he wakes up he inspires himself, when he falls asleep he imagines. - You can see from this that the activities we mention as the higher activities of knowledge are not alien to ordinary life, but that they are very much present in ordinary life, that they only have to be raised into consciousness if a higher knowledge is to be developed. It must be pointed out again and again that in the last three to four centuries, external science has summarized a large number of purely material facts and brought them into laws. These facts must first be spiritually penetrated. But it is good - if I may say so, although it sounds paradoxical at first - that materialism was there, otherwise people would have fallen into nebulosity. They would have finally lost all connection with their earthly existence. When materialism began in the 15th century, humanity was in fact in danger of falling prey to Luciferic influences to a high degree, of being hollowed out more and more and more. That is when the Ahrimanic influences came from that time on. And in the last four or five centuries, the Ahrimanic influences have developed to a certain extent. Today they have become very strong and there is a danger that they will overshoot their target if we do not counter them with something that will effectively weaken them: if we do not counter them with the spiritual. But here it is important to develop the right feeling for the relationship between the spiritual and the material. In the older German way of thinking, there is a poem called “Muspilli”, which was first found in a book dedicated to Louis the German in the 9th century, but which of course dates from a much earlier time. There is something purely Christian in this poem: it presents us with the battle of Elijah with the Antichrist. But the whole way in which this story unfolds, this fight between Elijah and the Antichrist, is reminiscent of the ancient struggles of the sagas, the inhabitants of Asgard with the inhabitants of Jötunheim, the inhabitants of the realm of the giants. It is simply the realm of the Æsir transformed into the realm of Elijah, the realm of the giants into the realm of the Antichrist. This way of thinking, which we still encounter, conceals the true fact less than the later ways of thinking. The later ways of thinking always talk about duality, about good and evil, about God and the devil, and so on. But these ways of thinking, which were developed in later times, no longer correspond to the earlier ones. Those people who developed the struggle between the Gods' home and the giants' home did not see the same in the Gods as, for example, today's Christian understands in the realm of his God. Instead, these older ideas had, for example, Asgard, the realm of the Gods, above, and Jötunheim, the realm of the giants, below; in the middle, Man unfolds, Midgard. This is nothing other than the same thing in the Germanic-European way that was present in ancient Persia as Ormuzd and Ahriman. There we would have to say in our language: Lucifer and Ahriman. We would have to address Ormuzd as Lucifer and not just as the good God. And that is the great mistake that is made, that one understands this dualism as if Ormuzd were only the good God and his opponent Ahriman the evil God. The relationship is rather like that of Lucifer to Ahriman. And in Middlegard, at the time when this poem “Muspilli” was written, it is still not imagined that The Christ sends his blood down from above – but: Elijah is there, and sends his blood down. And man is placed in the middle. At the time when Louis the German probably wrote this poem into his book, the idea was still more correct than the later one. For later times have committed the strange act of disregarding the Trinity; that is, to understand the upper gods, who are in Asgard, and the lower gods, the giants, who are in the Ahrimanic realm, as the All, and to understand the upper, the Luciferic ones, as the good gods and the others as the evil gods. This was done in later times; in earlier times, this opposition between Lucifer and Ahriman was still properly envisaged, and therefore something like Elijah was placed in the Luciferic realm with his emotional prophecy, with that which he was able to proclaim at that time, because one wanted to place the Christ in Midgard, in that which lies in the middle. We must go back to these ideas in full consciousness, otherwise we will not come back to the Trinity: to the Luciferic Gods, to the Ahrimanic powers and in between to what the Christ-realm is. Without advancing to this, we will not come to a real understanding of the world. Do you think that the fact that the old Ormuzd was made into a good god, while he is actually a Luciferic power, a power of light, is a tremendous secret of the historical development of European humanity? But in this way one could have the satisfaction of making Lucifer as bad as possible; because the name Lucifer did not suit Ormuzd, one made Lucifer resemble Ahriman, made a hotchpotch that still has an effect on Goethe in the figure of Mephistopheles, in that there too Lucifer and Ahriman are mixed together, as I have explicitly shown in my little book 'Goethe's Spiritual Nature'. Indeed, European humanity, the humanity of present civilization, has entered into a great confusion, and this confusion ultimately permeates all thinking. It can only be compensated by leading out of duality back into trinity, because everything dual ultimately leads to something in which man cannot live, which he must regard as a polarity, in which he can now really find the balance: Christ is there to balance Lucifer and Ahriman, to balance Ormuzd and Ahriman, and so on.This is the topic I wanted to broach, and we will continue to discuss it in the coming days in various ways. |
205. Humanity, World Soul and World Spirit I: Twelfth Lecture
16 Jul 1921, Dornach |
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In such an awareness of the upper and the lower, one has generally seen a polarity that exists in the world order. When one says up and down, it is of course projected onto the human being in a certain way. |
205. Humanity, World Soul and World Spirit I: Twelfth Lecture
16 Jul 1921, Dornach |
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Yesterday I concluded here by saying that in recent times a confusion has arisen regarding the conception of what Ormuzd-Ahriman, living out in Persian duality, actually is. I have also pointed out how one can go back to the older European-Germanic views, such as, for example, in the poem known as the “Muspilli” poem, the poem about the firmament and the earth, in which the antithesis of an upper, luciferic principle and a lower, ahrimanic principle is expressed in a thoroughly Christian form. I say, in a thoroughly Christian form, because it has not been infected by that out of whose spiritual makeup the antithesis of above and below in the sense of the “Muspilli” poem has vanished. It was not presupposed that the Christ principle, so to speak, belongs to the higher spirituality, but the higher spirituality has been raised to the Elijah principle, and it is Elijah who fights against the Antichrist with his trickling blood, which is nothing other than the expression of the Ahrimanic principle in Christian form. Thus, in these older European-Germanic conceptions there still exists a clear consciousness of the necessity to distinguish between an upper and a lower principle, upper forces and lower forces, and that, as it were, the equalization, the harmonization of the two principles is to be sought in the Christ principle. It will also be easy to see that when one has elevated the Elijah principle and placed the antichrist principle below, then in the higher principle there is that which follows the moral impulse of the world order, and in the Ahrimanic principle that which follows the intellectual impulse of world evolution. In such an awareness of the upper and the lower, one has generally seen a polarity that exists in the world order. When one says up and down, it is of course projected onto the human being in a certain way. And we know that the human being determines up and down by orienting the most essential direction of the spine vertically. This is how up and down arise. So this is meant to be quite relative. But what is being referred to today, quite apart from up and down, is a certain polaric contrast. This polar contrast appears to us in an extraordinarily complicated way in the human being. But one can also study this polar contrast, I would say more externalized, in the world, and it is extraordinarily useful to look at the world order in such a way that it reveals to one, through very special phenomena in which certain forces are radically developed, what secrets actually prevail in it. Now, in man a certain contrast is less clearly expressed, but it can be very clearly seen if you look at the organization as a whole. Just as man has grown out of the whole order of the world, so too has the bird race. But the secrets that prevail in the world show us this bird race in a certain direction much more clearly than we can see it in humans, where we then have to apply it in a more complicated way. What then is the characteristic of the bird kingdom? The characteristic of the bird kingdom is that the bird, before our world order, insofar as it is given to us in the physical sphere, first appears to the outer world in the form of an egg, if I may say so. The bird appears to the world in the form of an egg. Then the egg must be broken. The bird develops out of the egg, and you will be aware – because you will have seen what a chicken looks like when it has just hatched from the egg – you will have noticed how it is only when it hatches from the egg that the growth of what feathers are and so on really comes to life. Now, this contrast, if I may call it that, between being in the egg and being in the world with feathers, is not so clearly expressed in humans. After all, humans are not born into the world in an egg, and they are spared the later stage of entering this world with such preparation as growing feathers. But what a contrast we have in the bird kingdom with regard to the egg shape and the later form of life! If you look at the egg from the outside, the first thing you see is, of course, the chalky shell. This chalky shell has a certain shape. But basically you cannot consider this chalky shell to be something essential in a bird, because otherwise it could not shed it. It cannot belong to something essential in the bird. You can call it, if you speak in trivial terms, a protective covering of the young being. But in any case, something that is particularly localized in the lime shell does not actually have an effect on the shape of the bird. So we have this secretion of matter in the outer shell. We have this secretion of matter as something that is pushed out of the organization of the bird, as something that is thrown off, something that the bird, in the later stages, cannot use for its development; it is therefore something that is thrown out. So there must be forces within the being that secrete what is in the egg and throw it out of itself. [IMAGE REMOVED FROM PREVIEW] When we consider this whole matter, we cannot really come to terms with it within the natural laws that present themselves within the earthly. One must take what is said in 'Occult Science' to help. In 'Occult Science' you have the indication of how, in a certain epoch of the development of our earth, the moon separates from the earth, how the matter of the moon is separated from the earth. This process actually mimics what takes place here in a certain way. Just as the formative forces of the entire Earth cosmos once separated the forces of the moon from themselves, so the matter of the bird separates this lime shell as something one might say is super-mineral. And what is it that was initially inside this lime shell? (See drawing, red.) [IMAGE REMOVED FROM PREVIEW] The creature that was originally inside this lime shell was protected by this lime shell from the forces that act in the earth's environment. If the chicken were exposed to these forces too soon, say to the sun too soon, it would of course die. It would not be able to withstand the forces that are at work in the earth's environment. The point is that the being, protected by the chalk shell, lives in a world that is not actually the earthly one. What kind of world is it in which this creature protected by the lime shell lives? This world is the one we have gone through through Saturn, Sun and Moon evolution and which has ceased to exist, which is no longer there as Earth evolution. The past is still present in the present. And if we say to ourselves: everything that is outside of an egg shell belongs to the earth, then in that which is inside an egg shell we have everything that does not belong to the earth, that wants nothing to do with the earth itself, that, so to speak, does not want to go along with the evolution of the earth. For it must first mature, break the shell and then have matured for the evolution of the earth. This is also the point where we may draw attention to something else. We may point out that not all the beings that are laid in the egg are actually born. A great many bird's eggs perish, and even more of the eggs of fish and the like, they all perish. And besides, I don't know if it's always opportune to discuss things in such a dry way. Humanity likes to leave a lot in the unconscious, but for the times to come, a certain amount of knowledge is necessary for humanity, and one must not close oneself off from this knowledge. Besides, a large number of bird's eggs also perish because people eat them. They do not reach their goal. And now the question is: What happens to all this, what develops from the egg content, including the latter fact, without it becoming a mature chicken or mature bird or mature fish on earth, what happens to all this? The ordinary materialist will say: Well, nature just creates nonsense, into the blind, and so and so much of what nature creates just perishes. But that is not correct. The essential substances that are in the egg shell in some way do not just become ripe for earthly existence, but they are ripe in their powers for the pre-earthly existence, for the existence that we ourselves, that the earthly beings have gone through during the Saturn, Sun and Moon time. And that is the luciferic existence. They become substances from which the luciferic existence continues to feed. Everything that perishes in the form of eggs provides nourishment for the entities, for certain spiritual entities. But now let us consider what concerns the earth. So, when we look at the bird species, we first have the Luciferic in the egg content, that which, as such, wants nothing to do with the earth, that which does not want to be on the earth, that which, I might say, surrounds itself with a wall against the laws of the earth, which only then intervene when that which otherwise works on the earth, warmth, light, has burst the shell. And what intervenes there? The opposing forces intervene there. If you have a bird's egg in front of you, you can say to yourself: Lucifer in his essence is sitting inside there. If you pluck the feathers of a bird, you can say: Here I have the purest image of the Ahrimanic directional forces. The Ahrimanic directional forces are at work here, even in the fine, downy feathers that you find on the fledgling chick. The Ahrimanic forces have already worked through the shell. They were already in conflict with that which does not want to be permeated by feathers. So when you look at the bird's plumage, you have the purest image of the Ahrimanic. Therefore, you can say: When I look at an egg, Lucifer veils himself from me. He betrays himself to me only through the outer form that he sheds, through that which is cast out in a certain way as matter. So whatever falls away, whether it is a bird's egg shell, a snake skin that is thrown off and so on, that is thrown out of the Luciferic principle, out of the Luciferic forces. In what is thrown away, one can still see something of the actual formation of the Luciferic forces. They actually work, when they work purely, in spirals. And in what you have as plumage, or what you have in general, that it moves from the outside into the physical, there you have the Ahrimanic. Its directional forces act tangentially. Take a peacock's tail and look at it very closely, thinking: This is the purest image of Ahrimanic directional forces. Now, of course, you must be aware that everywhere Lucifer and Ahriman work into and through each other, so that we only have images of them. But these images are actually most beautifully available in the bird sex; for we need only look at this bird sex as I have just described it. But of course the forces that are within the eggshell are also active in the bird inside. The bird has these forces, which were inside the eggshell (red), surrounded by the Ahrimanic forces (blue) in its feathers. In the bird, you also have the possibility of being able to localize the etheric and the physical. If you take everything that the bird retains of the Luciferic, which was only in the egg shell, what it retains of the growth forces, then you have what underlies the etheric body. So what I have drawn in red, these are the forces, and that is subject to the activity of the etheric forces. So that we can also say about the bird: What the bird receives as an inheritance from the egg is under the influence of the life forces, the etheric forces, throughout its life. And what it acquires as its plumage is under the influence of the physical forces (arrows) throughout its life. And what is in between, its flesh, muscles and so on, is under the influence of the astral forces (yellow) throughout its life. In the case of the bird, we can thus localize, so to speak, the astral in the flesh and muscles, the physical in the plumage, and the etheric in what remains of the egg contents as growth forces. In the case of humans, it is much more complicated. Man does not live externally in an egg. He develops his Luciferic in the mother's body, which the bird still carries outwards. That is why Ahriman does not yet come over him in the mother's body. With birds, it is the case that they show, as it were, how they bring the Luciferic out into the world without it actually going astray, and how they also, in turn, take on the Ahrimanic. With human beings, you can see the individual examples develop with particular clarity. Between the human and the bird sex, we can then insert the mammal sex. In the human being, you have a very strange difference compared to the bird. Take the bird's legs. The bird's legs are, as a rule, when you compare them to the human leg, actually quite stunted organs. How did the bird come to have legs just like it has? Take the sparrow's legs: What miserable rods they are compared to the proud legs that humans have! So take these stunted bird legs – yes, when you look at the bird's entire stunted form, you will say to yourself: the bird is designed primarily for flying, it takes off from the earth, and that is also the reason for the shape of its legs. They are, so to speak, only a hint of its connection to the earth. Man does not lift his legs off the earth. Man cannot fly. He places both his legs on the earth like proud pillars. The way these legs are formed, they are essentially an earthly gift. The bird does not receive this earthly gift because it is not bound to the earth in this way at all, because it is separate from the earth. And by receiving this earthly gift, the human being is more bound to the forces of Ahriman in this earthly gift than the bird is. In a sense, the bird also does not receive its Ahrimanic forces from the earth as fully as the human being does. In the human being, Ahriman shoots into the legs and from there up into the rest of the organism. In the bird, Ahriman sprouts into the feathers. Now, if you look at a human being, who is more built for the earth in terms of his legs, then you may well ask: Why does a human being not have feathers? A human being does not have feathers because, unlike a bird, he is not built for the earth. If a human being were to fly in the air, he would also have feathers, because then the Ahrimanic forces would affect him from completely different directions. So he has only these few Ahrimanic tendencies, which are present in the hair. These are the Ahrimanic tendencies he has. They are strongest in the head, which is proof enough that the human head has a great deal of Ahrimanism, which we have already gathered from other insights. If you look at mammals, you will say to yourself: They are even more bound to the earth than humans. These mammals are also bound to the earth with what humans are not bound to, for example with the front limbs; because monkeys only walk upright in rare cases, and even dogs do that when they are attentive, but it is not natural for them. Even for the gorilla it is not natural to walk upright; he climbs. These front limbs are real grasping organs, they are for moving around. Man is therefore half lifted off the earth, the bird is completely lifted off the earth, the mammal is bound to the earth with its front limbs as well as with its hind limbs. So in a sense it is entirely an earthly creature. The human being frees itself from the earth again through the upright position of its backbone, while the mammal is entirely bound to the earth. The mammal's entire remaining form is built accordingly. The mammal has, so to speak, only its hair from the region where the bird has its feathers, which are actually incorporated into the organism from the outside. If you take all this into account, you will say to yourself: You can, if you look at the relationships of a being – a mammal, bird, human being, and you could now move on to the other beings – you can, if you look at the relationship of these beings to the environment and have a complete overview, find the shape of the being from the understanding of the relationship to the environment. – You can construct the shape for yourself. You can say that the bird has within itself the Luciferic principle, which the Earth does not like at all, so the bird in its egg separates itself from the Earth for as long as possible; then it comes about that the Earth has as little effect on it as possible. Its legs remain stunted, and the forces surrounding the Earth, the nearest forces to the Earth, which surround the Earth in the mantle of warmth, then affect the bird. Therefore, it will have to take on the shape that it has: stunted legs and so on. Man is bound to the earth by his lower limbs; he frees himself. The mammal is in the middle of it all, standing on the earth with four pillars: it is formed out of the earth. It is therefore the forces that directly emanate from the earth that primarily affect the mammal. Such things were well known to an older, more instinctive science. Therefore, in that which is formed most independently of the earth in man, because it is actually only a metamorphosis of earlier life on earth, therefore an earlier view saw a bird, an eagle, in man's mind. In the human being with a metabolism of the limbs, which is completely organized towards the earth, an earlier view saw an ox or a bull or a cow, because that is an animal that is now completely organized towards the earth. In the middle part of man, who is, as it were, the connecting link between the eagle and the cow or calf, in this middle man, one has seen that which, through the metabolism, is indeed detached from the earthly in a certain way; you can see from this, cannot you, that the lion has a very short intestine. Its metabolic system is extremely primitive, whereas its chest and heart systems are very specially developed. Hence its passion, its rage, and so on. The lion has been seen by the older, more instinctive view as being in the middle part of the human being. These were views that were based on something. Now we have to come back to these things in a different, I would say much more conscious way. We have to realize, for example, that we humans differ from all animals in our I. For the vast majority of people today, our I is still a very dormant organ. If one believes that the I is very much awake, one is actually mistaken. For in the will — I have already explained this to you — the human being is actually asleep too, and when the I acts willfully, we are not dealing with something that stands before us as the I, but rather with something that stands before us as night actually stands before us. We take the night for granted, even though it is dark, and we do the same in our lives. If you really look back on your life, it does not only consist of the days that were as bright as day, but also of the nights. But they are always crossed out of the course of time, so to speak. It is similar with our ego. Our ego is actually noticeable to ordinary consciousness in that it is not there for consciousness; it is already there, but for consciousness it is not there. Something is missing in that place, and that is how you see the ego. It is really like having a white wall and a place that has not been painted white; then you see the black. And so you actually see our ego in ordinary consciousness as the erased. And so it is also during waking: the I is actually always asleep at first; but it shines through as the sleeping one through thoughts, ideas and feelings, and therefore the I is also perceived in ordinary consciousness, that is, it is supposed that it is perceived. So we can say: our I is actually not perceived directly at first. Now, a prejudiced psychology, a doctrine of the soul, believes that this I actually sits inside the human being; where his muscles are, his flesh is, his bones are and so on, there the I is also inside. If one were to survey life just a little, one would very soon perceive that this is not the case. But it is difficult to bring such a consideration before people today. I already tried it in 1911 in my lecture at the philosophers' congress in Bologna. But to this day no one has understood this lecture. I tried to show what the ego actually is. This I actually lies in every perception, it actually lies in everything that makes an impression on us. The I does not lie in my flesh and in my bones, but in that which I can perceive through my eyes. When you see a red flower somewhere: in your I, in your entire experience, which you have because you are devoted to the red, you cannot separate the red from the flower. With all of it, you have also given the I, the I is connected with the content of your soul. But your soul content is not in your bones! You spread the content of your soul throughout the entire space. So this I is even less than the air you are breathing in, even less than the air that was in you before. This I is connected with every perception and with everything that is actually outside of you. It is only active within you because it sends forces into it from your perception. And furthermore, the I is connected with something else: You need only walk, that is, develop your will. In doing so, your ego goes with you, or rather, the ego participates in the movement, and whether you sneak along slowly, walk, move in a Kiebitz step or turn somehow and the like, whether you dance or jump, the ego participates in all of it. The ego participates in everything that comes from you. But that is not in you either. Think, it takes you with it. When you dance a round dance, do you think the dance is in you? It wouldn't have any space in you! How could it have space? But the I is there, the I is doing the dance. So in your perceptions and in your activity, there sits the I. But it is never actually in you in the full sense of the word, not in the way that your stomach is in you. It is always something outside you, this I. It is just as much outside the head as it is outside the legs, except that when you walk it is very much involved in the movements your legs make. The I is actually very much involved in the movement that the legs make. But the head is less involved in the I. But what is the further difference between the legs or the limbs in general and the metabolism of the head? In the case of the head, the etheric body and the astral body are also relatively independent; the head is mostly physical body. This head, which is so old that it comes from the previous incarnation, has become the most physical, and is really the worst inhabitant of the earth. In contrast, in the case of the legs, or rather the limbs, and in the case of the metabolism, the etheric body and the astral body are intimately connected with the physical body. So we can say: In the case of the legs, the etheric body and the astral body are connected to the physical body; only the I is relatively free of the legs and only takes the legs with it when the legs move. And it is the same with the metabolism: the metabolic organs are essentially connected to the etheric and astral bodies. We can now say: How does the human head differ from the 'metabolic-limb human'? — In that the head actually has a free ether body, a free astral body and a free I; the metabolic limb-human being has only a free I, while the ether body and the astral body in the metabolic limb-human being are bound to the physical body; they are not free from it. Perhaps the following will help you to understand the matter even better. Imagine that your astral body or your etheric body, the part that has to supply your metabolic limb man, suddenly decides to behave in the same way as the etheric body and the astral body of the head: it also wants to be free. Do you think it would have this strange idea that it also wanted to be free? Let's say, for example, that the astral body of your metabolic person wanted to behave like its colleague, the astral body of the head is allowed to behave. It is just a different part, so I say: its colleague. What arises there? What arises is something that should not arise at all because it contradicts the shape of the human being: our abdomen wants to become a head, it wants to become like the head. And the strange thing is, what is healthy in the head makes the abdomen sick. Basically, it is a general characteristic of all abdominal diseases that the abdomen takes on the configuration of the head. It is, of course, only a special case of what I have explained, for example, for carcinoma in a Stuttgart or Zurich lecture, where I have shown that carcinoma formation is based on the fact that in a part of the human body where no sensory organs are supposed to develop inwardly, the astral body suddenly begins to want to develop sensory organs. A carcinoma is just an ear or an eye that wants to be in the wrong place. It grows there. It wants to form an ear or an eye. So when the astral body or the etheric body of the lower body wants to behave like the astral or etheric body of the head, the lower body becomes ill. And the other way around, when the head also begins – it begins quietly in migraine-like conditions – to want to live like the lower body, to draw its astral body or its etheric body into its affairs, then the head becomes ill. When it draws in its etheric body, migraine-like conditions arise. When it draws in its astral body, even worse things arise. These are the things that show you how complicated human nature is. This human nature cannot be studied in the way that today's trivial science does, but it must be studied by looking at it in all its complexity, by saying: the head cannot be like the abdomen, because if the head is like the abdomen, it can only be sick. So if, for example, the cerebrum begins to develop its metabolism too strongly, if it begins to develop secretion processes too strongly, then illnesses will arise. And these strong secretory processes arise precisely from the fact that the head makes too much use of its etheric body. But as soon as our abdomen is left to its own devices, when it becomes head-like, so to speak, when it develops an inclination to develop sensory organs, for example, then its diseases develop. So you can say: the head of the human being has a free etheric body, a free astral body, a free I. The metabolic-limb man has a bound etheric body, that is, an etheric body bound to physical matter, a bound astral body and only a free ego. And the middle man, the rhythmic man, has a bound etheric body, a free astral body and a free ego.
This is an overview of the human constitution from an extremely important point of view, because it gives you an impression of how the I actually has something free in relation to the whole human being, how the I actually falling asleep, has an effect on the human being, but how it always remains relatively free from the human being, how it is actually connected with external perception as well as with what the human being does as an external movement, but how it does not actually merge completely with the human body. In what does the human being's I live? Is there any way to see in what the human being's I lives? Well, we can see something of it in what develops in the feathers of birds. Human beings do not have feathers, but their I lives in the forces that are in our environment and that are the guiding forces for the feathers of birds. The I lives externally in these forces. And we can see these formative forces even more clearly. In the feathers of birds we see them, as it were, held by the bird's body; but these forces also form the guidelines for free-moving beings: insects. When you see the insects buzzing around and grasp them imaginatively, you have an image of the realm in which your I lives. Just imagine insects buzzing around you: beetles, flies, beautiful butterflies, ugly horseflies and bumblebees and all sorts; imagine all of them floating around you in the most diverse guidelines: that is the outwardly visible image of what your ego actually lives in. And it is more than a mere image when one says: ugly thoughts live there, like bumblebees, like horseflies; beautiful thoughts like butterflies; some people's thoughts bite like evil flies, and so on. Only one is spiritual and the other physical. Man's I lives entirely in the environment. This has an extraordinarily strong significance, and much of the real knowledge of the world depends on correctly assessing what one sees, on not just raving and rambling in general about a spirit, but also being able to see in the image outside what one experiences in an abstract, spiritual form within one's own self for one's own sake. For everything that exists spiritually also exists in the world in the form of images. What exists only in spirit exists somewhere in the image. One must only know how to properly assess the image. And when the Ahrimanic enters our ego, in that the ego finds itself in the butterflies and the feathers of the birds out there, that is, in the formative forces out there, then our ego in turn has the ability to form all kinds of forms from within. We construct the circle, we construct the egg shape, the triangle; we also build a world out of the inner being. And if we search for it, we will find: these are precisely the forces that are thrown out of the luciferic principle. I said the other day: Mathematicians, when they study space, should consider the relationship of spatial dimensions to a hen's egg; something very interesting would come out of it. This is the contrast: we live with the I both in the forms that we can construct into the world in this way and in that which is constructed out of the world. On the one hand, we live in the chicken egg, which is closed off from the world by its shell, in the Luciferic; we experience with our ego the perception and participation in our movements in that which is set in the body of the bird in the feathers and what flutters around in the butterflies and in the insects in general.Yes, anyone who understands the various wonderful shades of the bird world also understands something of the nature of the human soul in its relationship to the world. For what the bird turns outward in its plumage, what it lets us see, that shimmers through our ego in the flickering, shimmering, glittering perception from the outside in. So we must try to grasp the world with the help of images. Our abstract science today grasps very little of the real world. |
176. The Karma of Materialism: Lecture IX
25 Sep 1917, Berlin Translated by Rita Stebbing |
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For it is better to do the bad when so inclined than be an insincere pharisee who ostensibly does the good while inwardly wanting to do the bad. Luther had a great deal of insight into this polarity in human nature because of his particular kind of spiritual experiences. For example he was in Rome in the year 1510; at that time it was considered virtuous to climb a very high flight of stairs—I do not know the technical Catholic term for so doing. |
176. The Karma of Materialism: Lecture IX
25 Sep 1917, Berlin Translated by Rita Stebbing |
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A point has been reached in mankind's evolution when the riddle of existence becomes ever more significant for the human soul. Some are aware of the riddle but there is little inclination anywhere to seek ways and means of solving it. Today I would like to point to an aspect of the riddle which many people come up against in everyday life. There are those who ask: Why is it that all over the world there is a discrepancy between man's intellectual and moral development? At present man's intellectual development expresses itself mainly in what could also be called, with more or less justification, scientific development. Most people's view of life is based on natural science. And what things has man not produced thanks to his intellect! I need not enumerate all the external products which make up our materialistic culture. When one thinks of all the ingenious means it has so far produced for destroying human life, for enabling men to slaughter one another, then, leaving aside all moral considerations, one must concede that the intellect has reached a certain high plateau in its development. Just think of all the scientific ingenuity necessary to produce all those instruments of death with which men mangle each other, causing untold suffering. One can think of much that is negative and also of much that is positive in what has come about as a result of man's highly developed intellect. It has certainly progressed with unprecedented speed especially in the last centuries. Occasionally one comes across remarks made by the few who have noticed the glaring contrast between intellect and morality. Already years ago in his famous work The Riddle of the Universe, Ernst Haeckel35 pointed out how man has progressed intellectually but in regard to morality he has in many respects remained at a primitive stage. There are also others who have remarked on this discord which tends to be noticed by persons who are awake and sensitive to what goes on in the world. However, due to modern man's lethargy and love of ease, people fail to become aware that only spiritual knowledge can throw light on these profound problems with their far-reaching consequences for the human soul. If one is to find one's way through the complexities of present-day life no other possibility exists than to attempt to understand them in the light of spiritual science. Anyone with a feeling for reality finds it painful to witness the unease, the unwillingness that exists all over the globe to face openly and courageously the things that are happening both above and below the surface of events. Today people are apt to deplore immoral measures taken in the past. This seems strange in view of the fact that they fail to judge what goes on at present all over the world which is far worse than anything that has happened before in human evolution. Let us for once look at the relationship between man's intellectual and moral development in the light of spiritual knowledge. Our first enquiry must concern what exactly takes place in the human being when he is engaged in intellectual pursuits. What aspects of our being is active when we formulate scientific thoughts; i.e., when we investigate external phenomena? We reflect on the laws of nature to enable us, through understanding them, to form appropriate mental pictures. This activity engages parts of man's being which are the most mature. When we look at what is today the foundation, the tool of the intellect then we are looking at those aspects of man which were developed and incorporated into his being in the course of the ancient Saturn, Sun, Moon and the present Earth evolutions. When on the other hand we seek to understand the foundation of man's moral development we cannot refer to such mature constituents of his being. In regard to his moral evolution we are dealing with comparatively much younger members of human nature. In actual fact only man's 'I' can be said to be moral in the true sense. But, as I have often said: man's 'I' is the baby among the members of his being. Even in regard to the astral body, incorporated into man's being during the ancient Moon evolution, one can speak of moral impulses only insofar as the astral body, being intimately connected with the 'I' during life, may receive moral impulses from the latter. It must also be borne in mind that the 'I' and astral body have a comparatively independent existence; every night when we fall asleep they free themselves from the physical and etheric bodies. They are then in a state of complete unconsciousness and therefore cannot receive moral impulses. The following is of great importance but somewhat difficult for modern man to understand: Every time we awake from sleep we enter, with our ‘I’ and astral body, into our physical and etheric bodies; i.e., into the oldest members of our being. These members, having evolved through the Saturn, Sun and Moon evolutions have attained a certain degree of perfection which makes them pre-eminently suitable tools for the intellect. Their degree of perfection is something that is inborn in them and manifests as intellectual proficiency. If the 'I' and astral body were not added to our physical and etheric bodies we would in a certain sense be thinking machines; we would be scientific automatons. In accordance with their nature our physical and etheric bodies do in fact act automatically in certain ways. It is only because the ‘I’ dwells in them that they are capable of further development on earth. But the ‘I’ could do little towards perfecting the physical and etheric bodies, even in regard to their intellectual ability, if it were not transported every night into sleep. We attain our best forces, also in regard to intellectual development, during sleep. It is because the physical and etheric bodies are perfectly developed tools that the already existing intellectuality can become further developed by what the 'I' has received from the spiritual world during sleep and bestows upon them on waking. During waking life we have in addition our consciousness which we attain by virtue of the physical and etheric bodies. We have at present no comparable consciousness as far as the ‘I’ and astral body are concerned. This should be kept well in mind. Man believes he knows his ‘I,’ but in what sense does he know it? If you have, say, a red surface and cut a hole in it through which you look into darkness; i.e., into nothingness, you will then see the red surface and the hole as a black circle. You look into nothingness. In your inner life you see your ‘I’ the way you see the black circle in the surrounding red. What man believes to be perception of his 'I' is in fact a gap in his soul life. Though nothing is there, or very little, man believes he perceives his ‘I.’ In actual fact all he sees is what his brain reveals to him through his etheric and physical bodies. In the present phase of evolution man has not come very far in perceiving his own ‘I’ while in a physical body between birth and death. We are unconscious during sleep, but during the day, while awake, we are still unconscious as far as our ‘I’ is concerned. Yet morality must be implanted into the ‘I.’ So you see, as far as morality is concerned—compared with his intellectuality—man is very much a baby. That is the deeper reason why it is so difficult for man, during earth evolution, to advance morally, while intellectually he progresses with comparative ease. In a periodical founded during the war entitled The Bell an article recently appeared discussing the discrepancy between intellectual and moral development. Despite its name, The Bell seldom rings out much sense; according to its opinion on this matter, the discrepancy can be traced to the fact that intellectual development has come about under capitalism, in other words during a time when rulership was in the hands of the few, whereas moral development will come about only when socialism has been established. Well, idealists insist that the earth will become paradise when idealism gains the upper hand. Materialists make the same claim for materialism while, according to liberals, paradise comes about when liberalism is generally accepted. So naturally socialists see paradise as the realization of socialism. These views are all incredibly naive. They are in fact so many trite illusions all of which demonstrate that, while modern man is beset by problems, he still will not rouse his thinking—and on thinking it at first depends—to the irksome task of penetrating into the realm of spiritual experience. Anyone who will really think can penetrate to spiritual reality. Our age that prides itself in its thinking knows thinking the least. The discrepancy between intellectual and moral development can only be explained when seen in the greater contexts just outlined. But the article in The Bell comes to the conclusion that as long as there are individuals who are intellectual, intellectuality will continue to develop, whereas moral life will reach a comparable development only when all people are merged within a socialist order. Thus capitalism is supposed to be favourable for intellectuals who are scientifically inclined, while socialism will be favourable for moral development. The reality however, is very different, for interest in the spiritual world must take hold of man if morality is to develop to the same extent as intellectuality has done. Men must become able actually to behold the spiritual forces and impulses that surge and pulsate through the world. There are many reasons why this is highly uncomfortable for modern man. For example, when someone embarks upon developing his thinking, in ways I have often described, his thinking becomes capable of functioning in the spiritual world. This means that in his thinking he experiences the spiritual world as a reality. This leads him of necessity to develop something else which has declined during our materialistic age, namely, an inner feeling of responsibility. People whose view of life is based solely on their natural-scientific knowledge and observations are determined, in the way they think, by external events. Their thinking is as it were attached to the leading strands of the external phenomena and guided by them. The concepts they acquire enable them, up to a point, to understand external events. However, this kind of thinking in no way suffices to recognize moral and social issues in their reality; let alone find solutions to moral and social problems. In order to achieve this one must be in contact with spiritual reality, which however creates in the soul a strong feeling of responsibility for one's thoughts. One will not permit every arbitrary train of thought to go through the soul but only such which are, as it were, fit to be seen by the Beings of the Higher Hierarchies. Proclaiming freedom for nations is not a concept fit to present to spiritual worlds; it illustrates the kind of mistaken concept, generally held today, concerning the individual's relation to his folk. We know from spiritual science that freedom is a concept which is applicable only to human beings as individuals; quite different concepts apply to nations with their group souls. Yet around the world today freedom of nations and the like is being proclaimed, giving voice to Woodrow Wilson's immature ideas. They are even taken seriously! In fact they are also taken seriously within Europe; though we, with centuries of experience should at least be able to produce a few enlightened ideas, ideas that could, in the sense of spiritual science, throw some light on the issues. It is possible to feel responsibility, not only towards people, but towards concepts and ideas; if they are moral ideas they exist entirely in the spiritual world, for they arise in our T or possibly in the astral body. However, one does not have this feeling of responsibility if one lives exclusively in materialistic concepts and ideas; i.e., ideas that relate solely to external phenomena as often happens without awareness. One hears phrases such as: God sent us this war because of our sins and shortcomings. Uttering such phrases does not indicate moral or spiritual ideas; it indicates rather no advance beyond materialism. Such an advance only comes about when one is able to form mental pictures of spiritual reality. Plenty of phrases are coined these days which have no foundation in reality; it happens especially when it comes to discussing this or that political issue. On such occasions one often hears talk of a "new spirit" which does not mean in the least that the person concerned has the slightest inkling of the spirit. If we are to extricate ourselves from the present devastating conditions, the spirit must not remain abstract; it must be grasped in its reality. As already mentioned it is possible to understand this or that external phenomenon with the kind of concepts engendered by simply following the leading strings of physical perception. They do not, however, have the power to influence the intricacies of human life; the latter require concepts and ideas derived from spiritual insight. You may ask how it then comes about that human life is after all influenced occasionally. It is because human beings still rely on old, even ancient ideas though they no longer fit the changed conditions. Our age demands new concepts, new mental pictures, derived from spiritual knowledge. Naturally, these ideas are new only in the sense that they are new to mankind. However, these new ideas are at times found to be unpalatable especially when they relate to human morality seen in the light of spiritual knowledge. It is easy enough to say that good will is a virtue and should be cultivated, or that justice is moral and ought to be established. It is also easy enough to make laws and arrangements accordingly. One can even elect parliaments in which clever people come together to make all kinds of decisions based on good will and justice. But if things are handled the way they have been so far they will result in something similar to the situation we see spread all over the world today, if only people would have the courage to recognize that there is a direct connection between the terrible events taking place at present and the kind of concepts and ideas which preceded them. Good will is certainly a virtue and one can even get a sensuous feeling of pleasure from practicing it. A kind of cathechism of virtues could be devised: Thou shalt have good will, thou shalt be just and so on; one would then possess a list of virtues and no understanding of any of them. It would in fact be comparable to knowing that when a pendulum is at its highest point the law of gravity will bring it down to the lowest, but not knowing that in coming down the pendulum gathers a force that makes it swing equally far up the other side. In regard to physical phenomena these things are easy to recognize because the external phenomena themselves enforce one's thinking to be consistent, but in the sphere of morality there are no such leading strings. If a person develops good will it is certainly an excellent thing. However, just as the pendulum in its downward swing gathers the force that will make it swing upwards, so there develops with the force of good will a tendency to its opposite, a tendency to prejudice, biassed views and the like. No virtue can be cultivated without developing also a disposition towards the opposite vice. These truths are not comfortable but truths they are. In the individual they are less noticeable, but in public life they result in the kind of thing I have indicated. If people in one age one-sidedly cultivate some virtue and pride themselves over much in the fact, then people in the following age, although the connection is not recognized, will exhibit the corresponding vice. Seen in their true light these things point to a deep truth uttered by Christ Jesus but one which people will not acknowledge. At the present time a strange current flows like a current through the world taking hold of souls like an epidemic. It is hard to believe that such views can be held, but they are. It appears that people have come to the conclusion that this war must be continued until an everlasting peace can be won. The war must go on till the impact of the war itself provides an absolute guarantee that there never will be another. Obviously the best way to achieve everlasting peace is to let the war go on forever. Simply by striving, as is done at present, for the ideal of everlasting peace will ensure that the war never ends! We live in a physical body, on the physical plane and the physical plane is not and cannot be perfect. If at one time or another the most perfect conditions possible were established it would only be a matter of a few centuries and they would be imperfect; because evolution progresses in oscillations, not in a straight ascending line. As the pendulum swings up and down, so does evolution move in lines of ascent and descent. If one epoch has developed something perfect, it need only wait and people will come who know of things still more perfect. What matters is not the perfection with which things are arranged on the physical plane, which in any case is an impossibility, an illusion. What matters is man's freedom. Liberalism, socialism, conservatism all want to create paradise on earth; i.e., they want to realize something perfect on the physical plane. Christ said: “The kingdom of God is within you.” To want to make the physical world into a perfect paradise is to want something impossible, for in the physical world there is perpetual oscillation. The Christ Principle is understood rightly only when one strives to permeate the physical world with spirituality and recognizes that man is a participant of the realm of the Gods, the realm of the spirit. Those who want to turn the physical world into a paradise, whether in the socialistic or some other sense, know nothing about reality. If the present unreal ideas are to be replaced with ideas based on reality things must be seen in their wider spiritual context. This can be done only through spiritual science. Today people are apt to be scornful of the vistas opening up through knowledge of the evolutions of Saturn, Sun, Moon, Earth, Jupiter, etc. People are apt to ask why all that is necessary? Yet this knowledge is needed in order to understand even the tiniest aspect of life, for man is truly a microcosm. He bears within him the Saturn, Sun, and Moon evolutions, and if he does not want to know about them he places himself in a situation comparable to denying someone the use of his hands for life by tying them behind his back in early childhood. Similarly man does not make use of his capabilities if he refuses to turn his gaze towards spiritual reality. By this refusal he fails grievously in a sphere where he need not fail. I would like to give you an example which may seem strange to some but which perhaps conveys more exactly what I mean by many of the things which I have only touched on today. I have recently spoken with various people about what is necessary to get mankind out of the present calamities and blind alleys. What must be done can be expressed in a number of practical ideas with which thinking must be quickened when it comes to questions such as—I cannot go into details now—answering the Papal note. Although these ideas are nothing but practical answers to immediate problems, they can neither be attained nor understood unless an impulse towards spiritual knowledge is present. They deal with the kind of thinking, the ways and means, necessary if man is to find a solution to the present confusion concerning how the various peoples and countries are to coexist. They concern arrangements to be made between peoples and countries and how to avoid resorting to illusory, abstract notions which only result in unrealistic declarations about people's freedom, peaceful cooperation between smaller nations and the like. It is indeed possible to work out eminently practical ideas which can lead to salvation from the present miseries. But what kind of thing happens instead? Perhaps you have read in the papers about the new principal of Berlin University being installed. The new principal, Councillor Penck36 has been lecturing on political frontiers based on geological factors. It is impossible to convey the heaviness of heart such occurrences cause one. And why? Because at what should be the most enlightened places for present-day cultural life, the most unenlightened, elementary ideas are presented. If minds had been occupied instead with spiritual knowledge, then comprehensive ideas of truly practical use for life would have emerged. Just think of the present situation: we have on the one hand spiritual science which can work out ideas with practical application for the present problems, ideas of a comprehensive nature which would reveal connections of a higher order between the issues. On the other hand we have the recognized official enquiries, still groping tentatively in the most basic aspect of the problems with no prospect of getting any further. Those to whom people today look up and regard as highest authorities are far removed from any understanding of what is so desperately needed and attainable through spiritual science. That is what makes it difficult to explain what is necessary, especially in relation to the present situation. Official science is concerned with rudiments of a scientific investigation yet that in itself could lead to spiritual science if those concerned did not regard it as so much fantasy which they refuse to consider. One is reminded, without presumption or lack of humility, of how the first Christians in early Roman times had to perform their religious worship down in the catacombs; while up above the old social order continued as before. But a few centuries later what had become of that old order whose treatment of early Christianity we learn from Roman history? Within a few centuries it had dissolved, and what had once existed down in the catacombs was now above and had spread far and wide. If only a sufficient number of people could understand that something similar must come about today even if not of the same magnitude as Christianity itself. What today dominates the world as the customary outlook based on official science cannot endure. It has the same relationship to the needs of the present as ancient Rome to Christianity evolving below in the catacombs. This world issue, this world antithesis must be inwardly experienced. One must enter into it with thoughts and feelings in order to become fully aware of the shallowness, when at present there are declamations about a "new spirit." One must become aware of how futile are the unintelligible ideas about guarantees to be provided by international organizations and courts of arbitration, despite the fact that no one knows who would be able to arbitrate. The time has come when concepts and ideas connected with the great world issues must be related to those of everyday life. Mankind cannot simply say that such concepts and ideas are all very well when it is a question of grasping world events but they do not apply to everyday issues. Either they are so applied or these very issues become meaningless and lose all significance for practical life, not that of a decade hence but for today and tomorrow. When difference of opinion is expressed usually a degree of objectivity is exercised, but not when the object of contention is spiritual science or Anthroposophy. When someone like Max Dessoir, a professor at Berlin University, attacks spiritual science, he regales his readers with misrepresentations and falsifications, as I have shown in my book that will be published shortly. What should be an honest objective discussion becomes a personal attack, personal vilification when the issue is spiritual science. And why? Not because people are able to refute spiritual science, but because they do not want it. The reason they do not is because modern man shuns the irksome task of seeking within himself for his true humanity. People like for example, to rejoice and take pride in their moral concepts, but this is no longer possible when one knows that virtues will of themselves turn into their corresponding vices unless a strict watch is kept over one's life of soul. I have often drawn attention to the question of selflessness. Once in a public lecture I gave as a hypothetical example a society founded for the purpose of cultivating selflessness. The members soon formed the habit of turning to those who managed the society saying: I would like such and such but not for myself; it is for someone else; then the “someone else” would also ask for something not for himself but for the one who first asked. Neither wanted anything for himself! The essential thing is not whether one wants something for oneself or for someone else but whether the request itself is a selfless one. The truth is that when people try to become selfless then after a time the power inherent in selflessness makes them egoistic. The very striving for selflessness makes for egotism. One has to take care when "the pendulum swings down" not to rejoice in one's own selflessness. Luther was very aware of these things, that is why we find in his writing many instances when he seemingly shows little respect for such virtues as selflessness and the like. He knew that selflessness is usually a mask behind which hides a hypocrite. Luther could often be blunt about such matters. For example, he advises Melanchthon not to try to be so frightfully selfless but rather do the bad he felt like doing. For it is better to do the bad when so inclined than be an insincere pharisee who ostensibly does the good while inwardly wanting to do the bad. Luther had a great deal of insight into this polarity in human nature because of his particular kind of spiritual experiences. For example he was in Rome in the year 1510; at that time it was considered virtuous to climb a very high flight of stairs—I do not know the technical Catholic term for so doing. For every stage climbed a certain number of days in purgatory were remitted, if the whole flight of steps were climbed on one's knees without getting up many days of purgatory were remitted. Luther took part in this, for at that period of his life he had the view that by such means one could further one's salvation. However as he was climbing he had an Imagination which conveyed to him: Seek righteousness in faith! It was this kind of experience that made Luther the man he was. He inwardly sensed the contrasting forces that were engendered in his soul by what he was doing. What is needed at the present time above all else is a deeper insight into human life. This means among other things to have the ability to recognize that the repetition of a word does not necessarily mean one has the reality to which it points. Many utter the word “spirit” but it is possible to talk a great deal about spirit and not come anywhere near it. This is not generally noticed. For example there is a man who has written what amounts to a whole library; I should not like to have to count how many times the word spirit appears in his library. People actually believe that this man, Rudolf Eucken,37 is talking about real spirit. In this realm it is essential to differentiate between reality and mere appearance. To do this causes disquiet, it creates fear of spiritual life, even fear of thinking itself. The man of today wants to flee from thinking, he wants to find his own salvation as well as solutions to social and political problems by any means other than thinking. The time is too serious, too grave not to take these things in deep earnestness. It will be a day of blessing when a greater number of people recognize the truth and reality of what I have indicated again today, unfortunately no more than indicated. To go into these things in greater detail would mean speaking about things which cannot be spoken of today. That is why it would be a good thing if you, especially after these lectures, would apply to them some real thinking that is as yet not censored. I said in the last lecture that today people would tear to pieces anyone who spoke openly about the immediate events as seen with supersensible vision. Certain things cannot be mentioned let alone done. Thus many opportunities are lost when one could illustrate how essential it is for present-day man to deepen and strengthen his inner life. Just imagine what would have become of the Lutheran movement had Luther not possessed far greater, stronger and more effective forces than those possessed by most leading figures today. One may ask why people today show so little interest in spiritual knowledge. The real reason is, what I have often referred to, that man finds it disquieting, uncomfortable. The natural-scientific view of the world is based on concepts and ideas which are easier to digest. They are certainly to be admired but all one must do to acquire them is to look at the phenomena and allow the external facts to lead one along. One is not required to rouse oneself inwardly, one does not have to delve into the deepest recesses of one's soul in order to take the next step. Spiritual knowledge does indeed make such demands and one is bound to say that unless a human being is willing to make such efforts he is not man in the true sense. That is also a truth which is not pleasant to hear, especially by someone who, thanks to prevailing conditions, is in a position of authority. That a professor or a privy councilor is not supposed to be a human being in the fullest sense is naturally difficult to understand. However, it is the kind of thing that must be understood if we are to emerge from the miseries we are in at present. In the year 1613 Johann Valentin Andrae38 wrote The Chymical Wedding of Christian Rosenkreutz; the book appeared in 1616. During the years from 1614 to 1617 Valentin Andrae wrote other works in which he expresses the thoughts and feelings of his time. One of his books has as its subtitle: "To the Princes and Heads of States." Andrae wanted to show that what man believes himself to be and what he believes others to be is maya, is a great illusion. He wanted man to have the opportunity to learn to know his true self and that of others. He had in mind a great spiritual movement and had given much thought and preparation to its realization. Two outstanding events were in preparation at that time: the movement Valentin Andrae wanted, and the Thirty Years' War, lasting from 1618 to 1648. The events that led to the Thirty Years' War made impossible the movement which Johann Valentin Andrae wanted to bring about. Much would have to be said if one were to describe the various causes for this failure. Attempts are often made which fail but which later succeed. There was at that time a possibility that it may have succeeded but it did not. Today we again find ourselves within two streams, two possibilities, which must of necessity affect one another. On the one hand there is Anthroposophy with the impulse to further human evolution; on the other hand there is all that which has brought about events, similar in nature to those that caused the Thirty Years' War. It depends upon mankind whether once again what ought to happen is prevented from happening. Lethargy, love of ease might well paralyze the present attempt. Whether things would then take their course as they did when the attempt made by Valentin Andrae was paralyzed is another matter. One should not ask a question such as: Why do the spiritual powers not intervene in the affairs on the physical plane and bring order about? That ought not to be asked because what human beings do is often in direct revolt against the spiritual powers. Very often those in revolt are the very people who are forever talking about spirit, spirit, spirit. I recently read on the cover of a magazine an advertisement of some kind in which the word spirit was repeated ad nauseam. These days spirit dominates everything, it is enough to make one despair! Spirit is supposed to manufacture the germs and gas masks and what not. Everything is called spirit. The question is: do people realize what spirit this is? As you know we distinguish between the spirit of normal evolution and the luciferic and ahrimanic spirit. I drew your attention to Ricarda Huch and how, in her book on Luther she expresses a positive longing for the devil, she means of course for recognition of the devil. Concerning all the proclamations about spirit one could say that people never notice the devil even when they have him on the covers of magazines. There are many things which today I could only hint at, and many I could refer to only in a veiled manner. They will become clear to you if you reflect on what has been said today. One thing you will have noticed: that I have spoken in deep earnest, in bitter earnest which is also the way I must, for the time being, bring these lectures to a close.
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158. The Balance in the World and Man, Lucifer and Ahriman: Lecture III
22 Nov 1914, Dornach Translated by Mary Adams, Dorothy S. Osmond |
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Here it is a question of calling in something that can be set over against right. We have to call in Ahriman to create a polarity to Lucifer. And this we can do by cultivating the polar opposite of love. Love is inner fire, its opposite is calmness—the quiet acceptance of what happens in the world. |
158. The Balance in the World and Man, Lucifer and Ahriman: Lecture III
22 Nov 1914, Dornach Translated by Mary Adams, Dorothy S. Osmond |
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From the previous lecture you will have been able to see that the very form of man's body is a result of the co-operation of Luciferic and Ahrimanic powers. It is particularly important in the present age for man to recognize this co-operation between Luciferic and Ahrimanic powers; for only by such recognition can he gradually learn to understand the forces that are at work behind the external phantasmagoria of existence. We know very well that we have no occasion either to hate Ahriman or to fear Lucifer, since their powers are inimical only when they are working outside the realm where they belong. We spoke on this subject at some length in Munich last year [ see Secrets of the Threshold, by Rudolf Steiner. ]; and we have also given indications in this direction in lectures here in Dornach. When we saw last time how the physical spatial body of man owes its form to the interaction of Luciferic and Ahrimanic powers, we were dealing with the most external element of human life in which Lucifer and Ahriman play a part. We come a little nearer to the inner nature of man when we pass from the physical to the etheric body. The etheric body may be regarded as the shaper of the physical body. At the foundation of our physical organism—and embedded at the same time in the whole etheric world—lies this etheric organism, in perpetual inner movement. Luciferic and Ahrimanic powers are active here too, as well as in the physical body. Man as etheric being—and it is important to recognize the fact—is also placed into the counterplay of these forces. In order to give focus to our study of this question, let us now turn our attention to the three fundamental activities of the human being in so far as he is not physical human being. I refer to the activities of Willing, Feeling and Thinking. So long as we regard man in respect of his physical body alone, we do not of course see this willing, feeling and thinking. Only in its physiognomy or in the performance of certain gestures or the like, does the physical body give us any indication of what is in man's inner nature. The etheric body, however, which is in perpetual movement, is continually giving expression to man's thinking, feeling and willing. A purely external science finds itself in difficulties when it comes to consider these activities of the human soul. If you will study the various philosophies you will find that one gives pre-eminence to the will, another to thought; and there are again others which consider feeling as the most important force in man. But as to how thinking, feeling and willing unite in man to form a whole—to that problem none of the philosophies of modern times can offer a solution. This inability to form a correct idea of the relationship between thinking, feeling and willing in the life of the soul is not unlike the difficulty someone might experience who, in order to relate himself rightly to the world around him, set out to form a clear conception of man as he appears in the external world. We do not know—so say the philosophers—whether the human soul in its essential nature has more the character of willing or feeling or thinking. It is exactly as if someone were to say: “I have no idea what a ‘man’ really is. One person brings me a five-year-old child and says: There is a man for you! Then another person comes along and points me out a much taller being, who is what is called ‘middle-aged.’ Finally a third person comes and shows me an entirely different being, with wrinkled countenance and grey hair. And now I am really at a loss to know what the being called ‘man’ is, for I have been shown three totally different beings with this name.” Of course the true answer is that they are all of them “man.” The one is very young, the second somewhat older and the third quite old; they are very different in appearance. But by taking all three ages together we acquire a knowledge of “man.” It is the same with willing, feeling and thinking. The difference there too is one of age. Willing is the same soul-activity as thinking, but willing is still a child. When it grows a little older, it becomes feeling, and when it is quite old it is thinking. The matter is made difficult by the fact that the different ages live together in our soul in these three activities. We have explained on other occasions (and you may read of it in my book The Threshold of the Spiritual World) that when we leave the physical world we come into a world where the law of change prevails instead of the law of persistence or fixity. There all is in constant change; what is old can suddenly grow young again and vice versa. Hence in that world the three activities can and actually do appear at one and the same time. Willing shows itself contemporaneously as young willing, as older willing (i.e., feeling) and at the same time also as quite old willing (i.e., thinking). The different ages are in that world intermingled, everything is mobile. This is how it is with the etheric body of man. These changes cannot, however, simply come about of themselves. To begin with, a uniform and single action of the soul does not come to consciousness at all in ordinary life, we are quite incapable of bringing such a thing into consciousness. If we think of the etheric body in the likeness of a flowing stream—for it is in the etheric body that we have to make our observations—then we are obliged to say that this stream of soul-activity does not come to consciousness at all in our life; but into this stream, into this perpetual movement of the etheric body that flows in the current of time, Luciferic—and again Ahrimanic—activity enters. Luciferic activity has the result of making the will young. When the activity of our soul is streamed through by Luciferic activity the result is will. When the Luciferic influence predominates, when Lucifer makes his forces felt in the soul, then will is active in us. Lucifer has a juvenating influence on the whole stream of our soul-activity. When, on the other hand, Ahriman brings his influence to bear on our soul-activity, he hardens it, it becomes old, and thinking is the result. Thinking, the having and holding of thoughts, is quite impossible in ordinary life unless Ahriman exerts his influence within our etheric body. We cannot get on in our life of soul, in so far as this comes to expression in the etheric body, without Ahriman and Lucifer. If Lucifer were to withdraw entirely from our etheric body, we would have nothing to fire our will. If Ahriman were to withdraw entirely from our etheric body, we would never be able to attain cool thinking. In between stands a region where Lucifer and Ahriman are in conflict. Here they interpenetrate; their activities play into one another. It is the region of feeling. The etheric body has actually this appearance; one can perceive in it Luciferic light and Ahrimanic hardness. If you could look at it, you would not of course see it as we might try to show it in a drawing; you would see it all in movement. But there are places where the etheric body seems to be quite untransparent, as if it had ice tracings in it. Forms and figures show themselves which resemble the patterns made by ice on a window pane. These are hardenings in the etheric body, and they are the result in it of the life of thought. This freezing of the etheric body at certain places is due to Ahriman; his forces have found entry there by means of thought. There are also places which seem to be full of light. Here the etheric body is transparent and gleams and glows with light. It is Lucifer who sends his rays into the etheric body of man and makes there centers of will. Then there are regions in between, where the etheric body is in perpetual movement and activity. Here you see at one moment hardness—and then suddenly the hardness is caught by a ray of light and melts right away. Hardening and dissolving, in perpetual alternation—such is the expression of the activity of feeling in the etheric body. Not only, therefore, is the form of the physical body of man called into being by the interplay of Luciferic and Ahrimanic forces—now creating a balance, now disturbing it again—but in the whole etheric body too, Luciferic and Ahrimanic forces are continually active. When the Ahrimanic forces gain the upper hand, we have an expression of thinking; when the Luciferic forces are in ascendance, we have an expression of willing; and when they are in mutual conflict one with the other, we have an expression of feeling. Thus do Luciferic and Ahrimanic forces play into one another in the etheric body of man. We human beings are as it were ourselves the resultant of these forces, we are placed into their midst. Now we must not imagine that we are present in this interplay with our full Ego. Our earthly Ego, the Ego that we have acquired in the course of earth evolution, can only come to its full consciousness in the physical body. Not until the time of Jupiter will the Ego be able to unfold itself completely within the etheric body. In all that takes place within the etheric body the real Ego of the human being has no immediate part. Had the progress of world evolution gone on without the intervention of Luciferic and Ahrimanic forces, then man would have been an altogether different being. He would, for example, have been able to have perceptions in his physical body, but he would not have been able to have thoughts. The capacity to have thoughts he owes to the fact that Ahriman can acquire influence over his etheric body. And he has impulses of will because Luciferic forces can acquire influence over his etheric body. These forces are therefore necessary for man, they must needs be present. We have said that with our earthly consciousness we cannot descend fully into the etheric body. Only in the physical body can we experience our full Ego-consciousness. With the etheric body we enter a world with which we cannot fully identify ourselves. And it is so, that when Ahriman enters into our etheric body, something more enters in with him besides the thoughts he forms there. Nor is it only impulses of will that enter our etheric body with Lucifer. And the same must be said of the feelings, the realm where the two are in conflict. In so far as Ahriman lives in our etheric body we dive down with our etheric body into the sphere of the elementary Nature spirits—the Earth, Water, Air and Fire spirits. We are not cognizant of the fact because we are not able to descend fully into our etheric body with our Ego. Nevertheless it is always so. Within this etheric body not only does there live the power of the thoughts that we ourselves think, but the influences also of the Nature spirits; these enter in and make themselves felt. When a man has met with these Nature spirits he is able afterwards to tell of some experience he has had which he did not have in his ordinary Ego-consciousness. For it is when he, is in an abnormal condition that man meets the Nature spirits, namely, when the etheric body is to some extent loosened from the physical body. How can such a thing happen? It can happen in the following way. The etheric body of man is in communion with the whole surrounding etheric world, therefore also with the whole sphere of the Nature spirits. Let us imagine, to take a simple case, that a man is walking along a road. When he is walking along a road in the daytime with his ordinary consciousness, his etheric body is properly in his physical body and he perceives with his Ego-consciousness what one is normally able to perceive with the Ego-consciousness. But now suppose that he is walking along a path by night. When we walk along a path by night, it is generally dark, and this fact will of itself produce in many persons a “creepy” feeling. And just because he gets into this condition, then the peculiar sensations that he experiences enable Lucifer to seize hold of him. His etheric body becomes loosened from the physical body, and then this emancipated etheric body can enter into relation with the surrounding etheric world. Now let us suppose that the man comes into the vicinity of a churchyard where etheric bodies are still present over the graves of recently deceased persons. In the condition in which he is, with his etheric body loosened, he is perhaps able to perceive something of the thoughts which are still remaining in the etheric bodies of the dead persons. Suppose someone has died only a short time ago leaving debts behind him; he died with the thought that he has incurred debts. Then it can be that this thought is still present in the etheric body of the person after he has died. We do not of course ordinarily perceive the thoughts in the etheric body of a dead human being. But for a man who has come into the condition I have described it might well be possible. He could enter into relation with the etheric body of the other and perceive within it the thought: “I have incurred debts.” And then because this experience strengthens the Luciferic power in him, there arises in him the feeling: “I must pay the debt for him.” He experiences in this way in his etheric body something he would never experience in the physical body in normal life. Such an experience does not happen to us in ordinary human life, and when it comes it makes an extraordinary impression upon our consciousness. For it arouses the knowledge: “I have had a strange and singular experience. I have not had this experience within the body, nor can I ever have it within the body.” We have the feeling quite distinctly that we are somewhere else than in our body, and that is a strange, an unaccustomed feeling. We experience at the same time an overpowering desire to return once more into the body, we long for help to return again into the body. This feeling of longing to return attracts to us certain elementary Nature spirits for whom this very feeling in us is food and nourishment. They come, because they are attracted by the feeling, “I want to be drawn into my physical body,” and they help us to find the way back to it. If one is asleep in the ordinary way, one finds the way back quite easily. But when one has undergone an experience such as I have described, it is difficult to find the way back. You must not of course imagine that we see the situation as we perceive things in the physical body; no, we see it imaginatively, in pictures. Someone comes to us—it is really a Nature spirit, appearing perhaps in the guise of a shepherd, and gives us the advice: “Go to a certain castle, I will take you there in my wagon,”—or some similar words. The situation may even be still further developed. The body which we have left and outside of which we have had the experience, may assume the appearance of an enchanted castle from which we have to release someone when we return into it. So do we “imaginate” in pictures the longing for the physical body and the help that the Nature spirits bring to us. And then we come back into the physical body—that is to say, we wake up. People who have had such experiences will tell us that they feel they have in actual reality come into contact in this way with the thoughts of a dead man. They say to themselves: “That feeling I had was not something that was merely in myself, it was no mere dream that I dreamed, it was a feeling that communicated to me something that was taking place in the world outside. It is of course all expressed in pictures, but it does truly correspond to an event.” I will now read to you such a picture, where a man narrates what he has experienced. As you will see, it was an experience somewhat similar to the one of which I have spoken. He describes it as follows. “When I had taken leave of the soldiers I met three men. They wanted to exhume a dead person who owed them three marks. I was filled with compassion and at once absolved the debt, in order that the dead man might rest in peace and not be disturbed in his grave. I walked on a little further. A strange man with pale countenance accosted me, invited me to mount a leaden carriage, and persuaded me to go with him to a castle. In the castle, he said, dwelt a princess, who had declared she would marry only a man who came to her on a carriage of lead. He turned to the driver and said: ‘Drive in the direction of the sunrise.’ Then came a shepherd who said: ‘I am the Count of Ravensburg.’ He ordered the driver to drive faster. We came to a door and we could hear a tumult within. The door was opened. The princess asked the man whence he came and how it had been possible for him to drive in company with that old man—and behold, I saw that he who had led me thither was a spirit. Then I entered in at the door and took possession of the castle.” That is to say, he came back into his body. There you have the description of just such an experience as I have been speaking of. And what is such an event, when it happens to someone who then tells others of it? It is a Märchen (a fairy-tale [ see Goethe's Standard of the Soul, by Rudolf Steiner. ]). You must not imagine that an experience of this nature is the only way in which man comes into relationship with the external etheric world through his etheric body. There is another. And that is, in an activity which is only half conscious, an activity in which the Ego only half participates—namely, the act of Speech. Our speaking is not so conscious as our thinking. It is not the case that speaking is something which belongs to us and which we have in our power. In speech live etheric Powers, and a good part of our speaking is unconscious. The Ego does not reach fully down into speech. When we speak we are in communication through our etheric body with the surrounding etheric world. We learn to think as individuals, but not to speak. We are taught to speak through the fact that our Karma places us into a particular set of circumstances in life. We have already seen how we may come into relation with the Nature spirits in abnormal conditions when the etheric body is loosened, and now we find that inasmuch as we speak and do not merely think silently, we come into relation with the Folk Spirits. The Folk Spirits enter our etheric body and live there—without our being aware of it. This life of the Folk Spirit within the human being really belongs just as little to his fully conscious Ego activity as does the “Märchen” of which I have told you. So much, then, for the activity of Lucifer and Ahriman in man's etheric body. The Luciferic and Ahrimanic forces enter also into the astral body. When we come to study the astral body of man, we must turn our attention to what is the distinguishing mark of the astral human being as he is on earth—namely, consciousness. In the physical body form and force are the essentials, in the etheric body, movement and life: in the astral body, consciousness. Now in the body of man we have not only one consciousness, but two; the ordinary waking state and the state of sleep. But, strange to say, neither of these two states is entirely natural to us. Natural would be for us an intermediate state between the two, a state which, as a matter of fact, we never really consciously have. If we were perpetually awake we would scarcely be able to develop in a proper, orderly manner through the various ages of life. Something is always present in us which is less awake than we are in our day-consciousness, and only by virtue of this are we in a position to evolve and develop. Ask yourselves, how much do you expect to be able to evolve through all that you experience and receive in ordinary life? For the most part, we merely satisfy thereby our desire, our curiosity, or our need of sensation. It is not often we act with deliberate intent to place what we experience in waking day life in the service of our development. The truth is, development takes place through the fact that something is continually sleeping in us, even in the daytime. I am not alluding to the habit of dropping off to sleep in the daytime! But when man is wide awake by day, something still remains fast asleep in him, and this it is which brings it about that he does not remain for ever a child, but evolves further. The ordinary waking state is what comes to consciousness through our astral body. In this ordinary waking state we are, however, too strongly awake, we are too intensely given up to the external world; we are, in fact, quite lost in it. How does this come about? The reason is that the waking consciousness lives under the influence of Ahriman. Ahriman has great power over our waking consciousness. It is quite different in the case of the sleep consciousness. In sleep consciousness we are too little awake. We are too engrossed in our own evolution; we are so completely and so powerfully within ourselves that all consciousness is obliterated. In sleep consciousness, Lucifer has the upper hand. This is then how the matter stands with our astral body. When we are awake, Ahriman has the upper hand over Lucifer, and when we are asleep Lucifer has the upper hand over Ahriman. They are in equilibrium only when we dream; there they pull with equal force, they strike a balance between them. The ideas which are called forth by Ahriman in day consciousness and which he causes to harden and crystallize, are dissolved and made to disappear under the influence of Lucifer; everything becomes pictures when Ahriman is no longer busy fixing them in rigid ideas. They melt and become mobile in themselves. A state of equilibrium is induced in a pair of scales by having both scale-pans equally laden; we have, then, not a state of rest but a state of equilibrium. It is the same with the life of man. We have not in man a state of rest, but a state of equilibrium; and the two forces which hold the scales and each of which at certain times brings extra weight to bear, are Lucifer and Ahriman. In waking consciousness Ahriman's side sinks down, in sleep consciousness Lucifer's. Only in the intermediate state, where we dream, are the two scale-pans held in poise, not at rest, but delicately poised in equilibrium. We can go on to carry our study into still higher regions of human life. Here too we shall find evidence of how Lucifer and Ahriman fill the world with their inter-working. Two ideas play a great part in human life. One is the idea of duty. We might also say, when we consider it from a religious point of view, the idea of commandment or behest. We speak sometimes, do we not, of the “behest of duty.” The other idea, which can be placed over against it, is the idea of right (or rights). If you will reflect a little on the part played in human life by these two ideas of duty and of right—I mean, the “right” one has to do this or that—you will very soon realize that they are polar opposites, and that men's inclinations are turned now more in the direction of duty, and now again in the direction of right. We live certainly in an age when people are more ready to speak of right than duty. All possible spheres of life claim their rights. We have Workers' Rights, Women's Rights, and so on and so on. Duty is the opposite idea of right. Our age will be followed by an age when duties will be more regarded than rights, and this will be directly attributable to the influence of the anthroposophical spiritual world-conception. In the future—certainly, in a rather distant future—we shall have movements where less and less emphasis will be laid on the demand for rights and people will inquire more and more as to their duty. The question will rather be: What is our duty as man, as woman, e.g., in this or that situation of life? The present epoch that demands rights will be succeeded by an epoch that asks after duties. We said that right and duty play into life like two polar opposites. Whenever a man turns his thought and attention to duty, he looks right away from himself. Kant has given great and grand expression to this fact. He pictures duty as a lofty goddess, to whom man looks up: “Duty, thou great and exalted Name, thou has nought to do with fondness nor with favor; all that thou requirest is to submit thyself and serve.” Man beholds duty, so to say, raying down upon him from regions of the spiritual world. In a religious sense, he feels duty as an impulse laid upon him by the Beings of the higher Hierarchies. And when man surrenders himself to duty, he goes right out of himself. It is in this going-out-of-himself in the feeling of duty, that man can begin to learn how to get beyond his ordinary self. There is, however, a danger to man in all such going-out-of his ordinary self, in all such endeavor after spiritualization. If man were to give himself up entirely to this, he would lose the ground from under his feet, he would lose his feeling of gravity. Therefore he must endeavor, when he surrenders himself to duty, to find within himself at the same time something that shall give him weight, so that he may keep his sense of gravity. Schiller expressed it very beautifully when he said that man has the best relation to duty when he learns to love duty. This is really saying a great deal. When a man speaks of learning to love duty he no longer merely surrenders himself to duty; he rises out of himself, taking with him the love with which otherwise he loves himself. The love that lives in his body, in his egoism—this love he takes out of himself, and loves with it duty. So long as it is self-love, so long is it a Luciferic force. But when man takes this self-love out of himself and loves duty in the way that otherwise he loves only himself, he releases Lucifer. He takes Lucifer into the realm of duty and gives him, so to say, a justified existence in the impulse and feeling of duty. If, on the other hand, a man cannot do this, if he cannot draw forth the love out of himself and offer it to duty, then he will continue to love only himself; and since he cannot love duty, he is obliged to subject himself to her, he becomes a slave to duty, he becomes, as we say, a man who “does his duty,”—hard and cold and uninspired. He hardens in an Ahrimanic sense, notwithstanding that he follows duty devotedly. You see how duty stands, as it were, in a midway position. If we surrender ourselves to her, she annuls our freedom, we become her slaves, because Ahriman draws near on the one hand with his impulses. But if we bring ourselves—if we bring all our power of self-love—as an offering and offer it up to duty, bringing thus to duty the Luciferic warmth of love, then the result is that, through the state of balance induced in this way between Lucifer and Ahriman, we find a right relation to duty. Thus we are truly, in a certain connection, redeemers of Lucifer. When we begin to be able to love our duty, then the moment has come when we can help towards the redemption and release of the Luciferic powers; we set free the Lucifer forces which are held in us as by a charm, and lead them forth to fight with Ahriman. We release the imprisoned Lucifer (imprisoned in self-love) when we learn to love our duty. Schiller sets himself this very question in his “Aesthetic Letters”: How is it possible to rise above slavery to duty and attain to love of duty? Of course he does not use the expressions “Lucifer” and “Ahriman,” because he does not see the problem in its cosmic aspect. Nevertheless these wonderful letters of Schiller on the Aesthetic Education of Man are directly translatable into Spiritual Science. Right, on the other hand, immediately shows that it is united with Lucifer. Man does not need to learn to love his right, he loves it already! It is perfectly natural that he should do so. It is natural for Lucifer to be connected with right in man's feeling—man feels that this or that is his right. Everywhere that right asserts itself, Lucifer is speaking there too. It is very often only too evident how Lucifer makes his voice heard in the demand of some right. Here it is a question of calling in something that can be set over against right. We have to call in Ahriman to create a polarity to Lucifer. And this we can do by cultivating the polar opposite of love. Love is inner fire, its opposite is calmness—the quiet acceptance of what happens in the world. As soon as we approach our right with this quiet and calm interest we call in Ahriman. It is not easy to recognize him here, for we set him free from his merely external existence, we summon him into ourselves and warm him with the love that is already united with right. Calm and peace of mind have the coldness of Ahriman; in the quiet understanding of what is in the world, we unite our warmth and our understanding love with the coldness that is in the world outside. And then we release Ahriman, when we meet what has come about with understanding, when we do not merely demand our rights out of self-love but understand what has come about in the world. This is the eternal battle that is waged between Lucifer and Ahriman. On the one hand man learns in a conservative way to understand the conditions that are in the world, he learns to understand how they have come about from cosmic, karmic necessity. That is one aspect of the matter. The other aspect is that he feels in his heart the urge to make new conditions possible, continually to let the old give place to the new. This is the revolutionary current in human life. In the revolutionary stream lives Lucifer, in the conservative stream Ahriman, and man in his life of right lives in the midst between these two poles. Thus we see how right and duty show each of them a state of equilibrium between Lucifer and Ahriman. We only learn to understand how the physical body, the etheric body and the astral body manifest in life, or how duty and right come to expression in the life of duty and the life of right, when we learn to recognize the interplay of great spiritual Powers, above all of those spiritual Powers who bring about the state of equilibrium. For just as what is in the external world stands under the influence of the spiritual forces that bring about balance, so does our moral life too belong in a world of polar opposites. The whole morale of human conduct, the whole ethical life of man with its poles of right and duty, only become comprehensible when we take into account the instreaming forces of Lucifer and Ahriman. And when we look at the life of man in history, that takes its course in an alternation between, on the one hand, revolutionary and warlike—that is to say, Luciferic—movements, and on the other hand, conservative—that is, Ahrimanic—movements, there too we find a condition of balance between Lucifer and Ahriman. In no other way is the world to be understood than by recognizing in it these opposite forces and influences. What we behold in the world outside is dualistic, it shows itself to us in opposites. And in this connection Manichaeism, correctly understood, has its complete justification. How Manichaeism is fully justified even within a spiritual monism—of that we shall have more to say in the future. The object I have had in view in these lectures is to show you how the whole world is a result of the working of balance. Particularly evident is the result of the working of balance in the life of art. With this as our starting-point we will go on in later lectures to consider the arts and their evolution in the world, and the part that has been taken by different spiritual Powers in the evolution of the life of art among mankind. |
312. Spiritual Science and Medicine: Lecture V
25 Mar 1920, Dornach Translator Unknown |
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And on the opposite pole we find that the root process which the plant develops by regarding the earth as its mother-ground is closely related to salt-formation. Thus both these polarities face us in the world of the plant. And further: in the visible linkage between the blossom and fruit process that extends upwards and the downwards anchorage in the earth we have the mediating activity of the mercurial process. |
312. Spiritual Science and Medicine: Lecture V
25 Mar 1920, Dornach Translator Unknown |
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As we go further into that special realm where pathology is to meet therapeutics and where, in a certain sense, we build a bridge between the two, we shall need to mention many things that can only remain a sort of ideal for treatment and cannot be everywhere fully applied. Nevertheless, if we had a comprehensive picture of all that matters in the treatment of disease, we should be able to select one or other particular point, and at least we should know how a fragmentary diagnosis of a given disease can be utilised. First and foremost, we must consider the importance, even in the most special cases, of knowing the whole personality before us. This should include all the main data of the patient's life. Some medical practitioners have given me their confidence, and discussed various topics with me, and I have often been amazed. My first question was: “How old is the patient?” and the practitioner could give no definite answer. He had himself formed no opinion on the patient's age. As we shall see in the next few lectures, it is one of the essentials to know this, for therapeutics depend very much on the age of the person treated. The day before yesterday we heard it said of certain remedies, that while in some cases they were of extraordinary efficacy in others they failed.1 Here arises the question whether there was any connection between the failure and the age of the patient under treatment We must collect and collate very exact records concerning the influence of age upon the effect of remedies. Then there is the factor of stature. We should always pay special attention to the stature and build of the patient—whether he is short and compact or tall and lanky. It is important to be able to judge, from differences in build, the forces inherent in what we term the etheric body of man. I have given much consideration to the possibility of avoiding these terms, which belong to the reality of man's being; but it is impossible to do so, and presumably you would not wish to do so. Of course we could replace them by other terms that find more approval among those who are not Anthroposophists. Perhaps of this course. Here and now, however, we shall retain this vocabulary for the sake of better understanding. We can judge what I might term the intensity of the etheric body's activity by the build and physique of the individual. One should wherever possible find out—(I will mention every factor, although often they cannot be considered for lack of the necessary data) whether in his youth the patient grew slowly or rapidly. All such facts are symptomatic of what we might term the action of the etheric body, or let us say, of the functional manifestations of the man in relation to his physical body. This must be taken into account, if we want to perceive a connection between the man and his medical remedies. Then we must find out the relationship of both physical and etheric bodies to the higher members of the human organisation, to what we call the astral body, (the soul proper) and the ego (the spiritual proper). So for instance we should ask the patient about his dream-life: does he dream much or little? An extensive dream-life is an extremely important constitutional peculiarity, for it testifies to a tendency of the astral body and Ego to unfold an activity of their own, and not to concern themselves very closely with the physical body, so that the formative forces of the soul do not flow down into the organic system. Another question that should be put—although it may be “uncomfortable”—is whether the individual patient is fond of movement and exertion, or inclined to inertia. For personalities with the latter tendency have a powerful internal agility of their astral bodies and egos. This may appear paradoxical, but the activity referred to does not reach our consciousness. And for this very reason the individual is not consciously industrious, but, on the whole, lazy. For what I here define as the opposite of inertia is the organic capacity to grip the lower human sphere by means of the higher members, i.e., to transmit activity from the astral body and from the ego, into the physical and etheric bodies. Lazy people have very slight capacity of this kind. The lazy man is really, from the point of view of spiritual science, a man asleep. Then we should inform ourselves about the patient's eyesight: is he short-sighted or long-sighted? Short-sighted individuals have a certain reluctance of the astral body and ego to permeate the physical body, and short-sight is one of the chief symptoms of this reluctance. I would offer a further suggestion which might some day be feasible. It would be most important in the treatment of disease, and, as I believe, could become valuable in practice if the various professions were to develop more social feeling. My suggestion is this: it would be most useful if dentists and dental surgeons were to use their knowledge of the dental system and all that is connected with it, that is, of the digestive system as well, so as to be able to offer a sort of diagram to their patients on each occasion of treatment or consultation. Of course the patients themselves must be persuaded to co-operate, but, with some social sense, this would perhaps be possible. On such a diagram the dentist would note the efficiency of all factors related to dentition, whether there was any early tendency to dental caries;, whether the teeth have kept in good condition in later life, and so forth. As we shall see during the next lectures, these matters are crucial for the correct judgment of the total human organisation. And if the physician who has to treat an isolated case of illness could obtain a summary of the patient's state of health from the state of his teeth in this way, the document would be an extremely important basis for the treatment. Further, you should learn from the patients themselves their chief physical sympathies and antipathies. It is particularly important to know whether any person you propose to treat, has a keen appetite for salt, for instance. His most pronounced tastes in food should be ascertained. If he has a strong appetite for all saline flavours, we have to deal with a person in whom there is too close a connection between the ego and astral body on the one hand, and the physical and etheric bodies on the other. The affinity between his soul and spirit and his bodily organism is, so to speak too complete. The same conclusion may be drawn from liability to vertigo—fits of dizziness following external mechanical movements, such as rapidly turning round. It should be noted whether a patient becomes dizzy easily following certain bodily movements. Moreover, one ought to acquaint oneself—though this is very generally known—with every disturbance of elimination, with the whole glandular activity of the patient. Where there are irregularities of elimination there are also always disturbances in the interaction of ego and astral body with the etheric and physical bodies. These are a few indications of what must be ascertained in the first consultation with any patient. They are chosen as examples, but you will perceive their general trend, in so far as the individual bodily constitution is concerned. Later on we shall discuss also the indications of habits of life, the access to good air, etc. These are rather matters for consideration under the special headings. But you have had an outline of the way to obtain a view of the sort of person you have to treat. For only when this is known in detail, will it be possible to judge how to administer or compose any remedy. I should like to remind you of the general fact mentioned before that there is an inherent relationship between man and the whole non-human world. In Spiritual Science this relationship is often formulated in this, admittedly abstract, manner in the course of evolution mankind has discarded and released the other natural kingdoms out of his own entity, and therefore external things retain a relationship to him. But in place of this abstract formulation, we shall have to point to repeated specific and concrete instances of the relationship in organo-therapy. Let us be clear, first of all, as to the actual basis of this remedial reaction of man to non-human nature. You know that there is much controversy on this theme. As we shall explain more fully later, different methods of treatment are arranged against one another. One of these disputes is all too well known to the public; that waged by the advocates of homeopathy and of allopathy respectively. It might interest you to hear about the part Spiritual Science should take here. But its intervention is somewhat peculiar. I shall give a general statement regarding it now, but reserve the details for later addresses. Strictly speaking, in the light of the results of Spiritual Science, there are no allopaths. There are in reality no allopaths because even what is described as an allopathic remedy is subjected within the organism to a homeopathic process and heals only through and by virtue of this process, so that, in actual fact, every allopath is supported and helped in his characteristic methods, by the homeopathic processes of the organism under treatment. This carries out what the allopath forgets, the dispersion of the particles of the remedial substances. But, of course, there is a considerable difference, according to whether we relieve the organism of this homeopathic function, or not. This is simply because the curative processes within us are associated with the condition of these remedies after they have been gradually homeopathised, whereas the organism has no curative interaction with the substances of the external world in their usual state. When these are taken into the body, they are “foreign bodies,” causing really awful disturbances and overloading if the body is burdened with the forces contained in allopathic dosages. We shall give special consideration to the cases in which it is impossible to relieve the organism of this homeopathic effort. Homeopathic dosage has really up to a point been very carefully copied from Nature herself, although fanatics have often gone too far and jumped to conclusions. How can we find a way to the relationship between man and his non-human environment? As I pointed out yesterday, in another context, we cannot merely repeat what the physicians of old time have laid down, although an intelligent study of their works can be helpful. But we have also to investigate this interaction between the human and extra-human world with all the resources of modern science. And we must hold steadfastly to the knowledge that we cannot get much further by means of chemical research into various substances, that is, by consideration of the results of laboratory tests on such substances. This is a kind of microscopy; I have already suggested that this should be replaced by macroscopic observation of the Cosmos itself. Today I have to put some significant facts before you which may to some extent show in what way the extra-human world corresponds in a sort of threefold division to the threefold nature of man. First of all, consider all soluble substances. Solubility is the last and latest attribute of special importance in the evolution of our planet, What has been deposited as the solid element is mainly derived from a cosmic process of solution which has been overcome and has deadened and thrown off the solid particles. But it is a purely external view to consider the planetary process as a merely mechanical deposit of sediment, and to construct geognosy and geology on this premise. Rather may we maintain that in the process of solution something is manifested that man has liberated from his own being, in so far as it occurs externally in the extra-human nature. Something that man has set free is at work. So we must inquire what are the relationships between external processes of solution and the internal functions of our organism. It is of fundamental significance, that certain individuals in whom the spirit and soul principle is too closely linked with the etheric and physical bodies, have an organic hunger or thirst for salt; that means that they tend to reverse the process of depositing salt. They want to cancel the process of earth-formation within their own bodies, and restore salt to an earlier, more primitive, state than that in which the earth has solidified. It is very important to include these connections in our view. They afford real insight into the connections between the human organism and external nature. We may conclude that our human nature has inherent in it an organic need to reverse certain processes that take place in the external world, to fight against them. As I pointed out yesterday, there is even a resistance to the force of gravitation, shown by the buoyancy that lifts and suspends the human brain. This resistance is a general tendency. And what does this opposition to earth-solidifying forces mean? It means nothing less, in essence, than the liberation of the lower man from the soul and spirit principle, the expulsion of this principle from the lower sphere into the upper in the first instance. Thus in all cases where there is a pronounced appetite for salt, the lower organic sphere is striving somehow for liberation from the too potent activity of the soul and spirit within it, and trying, so to speak, to cause this activity to flow towards the upper organic sphere. Let us assume disturbances of function in the lower sphere, disturbances that have been recognised as such. Later on we shall see how one can recognise the particular methods of finding out the diseases that result. What can we do about them? Here I must interpolate a comment which may be of use to those who tend to be one-sided towards the use of mineral remedies. This antipathy is not justifiable. As we shall see, purely plant remedies can only be efficacious within very definite limits, and mineral remedies are of great service, particularly in more serious cases. So I ask you not to take offense, if I start from mineral remedies, from the efficacy of mineral remedies, however, which are incorporated within the realm of organic life. You can throw a strong light on certain treatments of the human pelvis and abdomen, in relation to the upper organs, by studying the oyster: there is great significance in the oyster and the formative process of its shell. The oyster is encased in a covering of carbonate of lime, Calcarea Carbonica, and it expels this substance from its body, to form the shell. You must accept a little help from Spiritual Science here; but if you study the oyster with this help, you will become aware that although this mollusk occupies a very low position in the animal world, its position in the Cosmos is relatively high. For this reason: the force that man carries within him which manifests itself as his power of thought, is extruded from the oyster to form the shell. If the oyster could link up the formative forces that are conducted outwards with its actual organic growth, it would become a highly intelligent creature and be put on a very high level in the animal kingdom. The forces which pass outwards from the interior, show the path by which this potentiality is canalised, drained to the exterior. And you can see clearly, and, so to speak, tangibly, in the origin of the oyster shell, the operation of carbonate of lime. It operates to draw the excess activity of the soul and spirit from the organism. Suppose you find a case of superfluous and excessive activity of soul and spirit manifesting within the lower bodily sphere, as happens in certain forms of disease, which we shall describe in due course. You must have recourse to the remedy we owe to the shells of oysters or similar substances, which, through the mysterious forces of carbonate of lime work outwards from within. Something quite crucial in the treatment will therefore depend on comprehending that certain healing forces are active in this centrifugal tendency. All that is associated with the therapeutic properties of Calcarea Carbonica and similar substances can only be rationally understood, if viewed in this context. All the forces inherent in phosphorus, e.g., are polar opposites to those in carbonate of lime. (The expressions I use in this connection are at least no less scientific, in their true significance, than much that today passes for science.) If all “saline substances” behave in such a way as to give themselves up to the environment, the reason is that all salts arise through deprivation and liberation of the corresponding substances from the inner workings of light and other imponderable elements. I might say that all that is saline has so repelled the imponderable elements through its very origin that they are alien to it. Of phosphorus the exact contrary is true. Ancient atavistic knowledge was indeed not without justification in calling phosphorus the Light-bearer. Men saw that phosphorus does carry and contain that imponderable light. What salt repels and holds at bay, phosphorus carries within it. Thus the substances at the opposite pole from salt, are those that appropriate, so to speak, the imponderable entities—principally light, but also others, for instance, warmth—and interiorise them, making them their inner properties. This is the basis of the remedial efficacy of all the qualities of phosphorus, and of all that is allied to phosphorus in its healing effect. Therefore phosphorus, in which the imponderable are internally stored, is especially conducive to bringing the astral body and the ego into closer relationship with the physical organism. Let us suppose that you are consulted by a person suffering from some disease (we shall deal with particular diseases later) in which there are particularly vivid and frequent dreams. This means that the astral body likes to separate from the physical, does so with ease, and goes about its own business. Moreover the patient tells you that he has a constitutional tendency to inflammations affecting the periphery of the organism. This is a further symptom showing that the astral body and ego are not settled properly in the physical. If these symptoms are found, you will be able to employ the force where with phosphorus grips its imponderables to make the astral body and ego occupy themselves more with the physical body. In persons who have restless and disturbed sleep, even in very different cases of disease, one can beneficially employ phosphorus, for it tends to restore and re-unite the astral body and ego to the physical and etheric bodies. Thus we find phosphoric and saline substances, polar opposites in some measure. And I would ask you to bear in mind the cosmic roles played by these two groups, as of far more significance than—if I may say so—the individual names applied in modern chemistry to all the separate substances. In the course of our discussions we shall see how phosphorus can be used for healing purposes, in the form of related substances. Here then you have, in external nature, two states which are polar to one another; that which acts in a saline manner and that which acts in a phosphoric manner. And between them, there is a third group: that which acts Mercurially. Just as man is a threefold being, a creature with nerves and senses, with a circulatory system, and with metabolism; and as circulation is the bridge linking nerves and senses to the metabolic functions: so also there is a mediatory function in external nature. It comprises everything that possesses, to a great degree, neither the saline character nor the character of interiorising the imponderables, but—so to speak—holds the equipoise between these two, by manifesting in the form of drops. For mercurial substances are essentially those which tend to assume the form of drops, by virtue of their inner combination of forces. This is the point which matters in all mercury substances, not whether they are known today under the name of quicksilver. The test of what is mercurial is the combination of forces whereby a substance is poised midway between the liquefying tendency of the saline, and the concentrating tendency in which imponderables are held together. So we must give special heed to the state of the forces that are the most evident in all mercurial substances. You will find accordingly, that these mercurial substances are mainly linked up with all that is calculated to bring about a balance between the activities for which phosphorous and saline substances are best qualified. We shall find that their effects upon the organism are not contradictory to the indications just given, when we deal specially with syphilitic and similar diseases. In this sketch of the three groups: Saline. Mercurial. Phosphoric. I have presented to you the most conspicuous mineral types. But in dealing with the saline group, we have already had to refer to an organic activity, as manifested in the formation of the oyster's shell, which works behind the saline nature. Such an organic process is in a certain sense at work also when imponderables become concentrated in phosphorus. But as in that case, all depends on interiorisation, the process becomes less obvious externally. Now let us turn from the contemplation of these typical forms manifested in the external world, to other processes that have been segregated at a different epoch from man—viz., plant life. As we have already recognised from a somewhat different point of view, the character of the plant represents the opposite of the activity proper to the human organism. But in the plant itself we can clearly differentiate between three kinds of manifestation. This threefold diversity strikes you very plainly, as you observe that which unfolds earthward to form the root and that which springs upward to send forth blossom, fruit and seed. The external direction in space as such indicates the contrast between the plant nature and Man (the animal must be left aside for the moment). This contrast in direction contains something of great significance and value. The plant sinks itself deep into the earth with its roots and stretches its blossom, its reproductive organs, upwards. Man is the direct opposite in his relation to the Cosmos. He sends his roots, so to speak, upwards, with his head, and he strives earthwards with his organs of reproduction. Thus it is not in the least unreasonable to picture our human frame as containing a plant, with its root sent upwards and its blossom opening downwards in the reproductive organs. For in a special way the plant nature is fitted, as it were, into the human. And again, there is a remarkable difference in Man and animal in that the plant hidden in the animal lies horizontally, that is at right angles to the direction of the growing plants, while Man has completely turned round and has executed a semicircle of 180 degrees when compared with the plant. This is one of the most instructive facts for the study [of] man's relationship to the external world. If our students of medicine would investigate such macrocosmic matters more closely, they would learn more of the forces operative, even, for instance, in the living cells, than through the methods of microscopy. For the most important forces that work even in the cells—and quite differently in plant, animal or man—can be observed and studied macroscopically. The human soul can be studied to much better effect, by observing the co-operation of that which extends vertically upwards and downwards, and that which lies in the balance of the horizontal. These forces can be observed in the macrocosm and are operative even down into the cellular tissues. And what is active within the cells, is in fact nothing less than the image of this macrocosmic working. Let us consider the vegetation of the Earth; but not in the usual fashion, by wandering on the Earth's surface to contemplate one plant beside another, examine it minutely in all its parts, invent a title of two or three separate names, and then list the plant in a system of classification. No: you must bear in mind that the whole earth is one single entity, and that the whole vegetable world pertains to the Earth's organism just as your hair belongs to yours—(although with this difference, that hairs resemble each other closely whereas plants are various and differ one from another). You can no more regard the single plant as an independent organism than you can so regard the single hair. The cause of the variety among plants is simply this; the Earth in its interaction with the rest of the Cosmos develops different forces towards the most diverse directions, and in this way gives a different organisation to the plants. But there is a certain basic unity in the constitution of the earth, from which all plant growth derives. The following consideration is therefore important. To give an example; suppose you are studying mushrooms and fungi: for these the earth itself is, so to speak, the support and matrix. Pass higher up the scale to herbs; here, too, the earth supports and nourishes, but forces from outside the earth have also influence in shaping their leaves and flowers: the force of light, for instance. And most interesting of all vegetable forms are the trees. Turn your attention to trees and you will recognise that the formation of their stems or trunks (by virtue of which trees become perennial) represents a continuation of what the whole earth is for the plant that nestles upon it. Please visualise this relationship of earth and plant. The herbal plant springs up out of the earth. This means that we must search in the earth itself for the forces fundamental to growth, which interact with the forces streaming on to our earth out of the Cosmos. But when a tree grows, do not, please, be too much shocked by what I say, for this is really the case—the earth rises up and grows, so to speak to cover over that which formally flowed directly out of the earth into the herb-like plant. That shoots up into the trunk—and all tree trunks are really outgrowths of the earth. If we have forgotten this, it is because of that gruesome materialistic concept of today, that the earth is merely composed of minerals. People do not realise how impossible is the concept of a mineral earth! The earth has other forces as well as those which segregate into the mineral kingdom; it has the forces that sprout into vegetation. These forces rise up out of the soil and become trunks. And all that grows upon the trunks is in a relationship to them comparable with that of the lower plant forms and herbs to the earth itself. Indeed I would say that the soil of earth is itself the trunk, or main stem, of those lesser vegetable growths, and that the trees formed an extra trunk to carry their essential organs—blossoms and seeds. Thus you will observe that there is a certain difference as to whether I take a blossom from a tree or from a herb-like plant. Consider further the formation of parasitic plants, more especially the mistletoe. In it you find the blossoms and seed organs which are normally united to the supporting plant, separated and stuck upon a stem like a process apart. Thus the formative process of the mistletoe represents an intensification of what is active in blossom and seed formation, and at the same time, in some sort, a separation from the terrestrial forces. What is non-terrestrial in the plant emancipates itself in the formation of the mistletoe. We see that upward urge away from the earth, which interacts with extra-terrestrial forces, gradually liberate and separate itself in the efflorescence of blossom and fruit, and arrive at a remarkable individualisation and emancipation, in the mistletoe. Bearing this in mind, together with the varied forms of plants; you will admit that there must be considerable organic difference according as a plant tends most to root-development, its growth forces manifesting principally in the root, but its blossoms small or even atrophied. Such plants tend more towards the earth forces. Those plants which liberate themselves from the earth forces are those that give themselves up to the formation of blossom and seed, or, most of all, those that live as parasites upon others of the vegetable kingdom. All plants tend to make some one organ particularly predominant. Take the pineapple, which tends to make its stem predominant, or indeed any other plant. Every principal organ of the plant, roots, stems, leaves, blossoms, fruit, becomes the chief and most conspicuous organ of this or that plant kind. Take for instance, Equisetum (the horse-tail), and observe the trend to become all stem. Other species, again, tend to become all leaves, There is a certain parallelism between these divergent tendencies in the vegetable growth and those three types of mineral activity in the external world that I have enumerated today. Let us consider the emancipatory tendency in plants—that urge which culminates in the activity of the parasitic species; here is something which tends to the interiorisation of imponderables. That which streams earthward out of the cosmos as imponderables is as definitely collected and conserved in blossoms and fruit, if blossoms and fruit prevail, as in the phosphor substance. So we may maintain that, in a certain sense, blossoms, seeds and all that tends towards mistletoe and other parasite development in plants are “phosphoric.” And on the opposite pole we find that the root process which the plant develops by regarding the earth as its mother-ground is closely related to salt-formation. Thus both these polarities face us in the world of the plant. And further: in the visible linkage between the blossom and fruit process that extends upwards and the downwards anchorage in the earth we have the mediating activity of the mercurial process. Now, take into account the opposite placing of organs, in man and in the plant respectively. You must conclude that all substances tending inwardly towards the formation of flowers and fruit must be closely related to the organs of the hypogastrium and all those organs directed and orientated by them. All phosphoric substance must therefore have close interaction with these lower human organs. We shall presently confirm this. On the other hand, all that tends towards root development will be intimately connected with all organs of the upper organisation. But of course you must bear in mind that we cannot make a simple and external threefold division of man's body. On the contrary, for instance, much that appertains to the lowest organic region, the digestive system, strives for its continuation as it were in the direction of the head. It is a complete, one might say a foolish error to suppose that the substrate substance of thought is mainly given in the grey matter of the brain. This is not so. The grey matter serves principally to conduct nourishment to the brain. It is essentially a colony of the digestive tract, surrounding the brain in order to feed it, whereas the white matter of the brain is of a great importance as substrate substance of thought. You will find something in the anatomical structure of the grey matter which is much more linked with a more general function of the whole body, than with the function usually attributed to it. As you see dealing with digestion, we cannot restrict ourselves to the lower abdominal regions. Nevertheless, in considering what is derived from or connected with roots, we shall find a definite affinity with what can be applied to the upper organic sphere in man. And all those portions of plants that achieve the equipoise between the blossom and fruit process, and the root process, and manifest in the common herbs through the leaves, will as a decoction have special influence on circulatory disturbances, that is on the rhythmic balance between the upper and lower spheres. Here then is the parallel between minerals that absorb and concentrate the imponderables, minerals that repel the imponderables, and the intermediate group, and the whole configuration of the plant. This furnishes you with the first rational method (as indicated by the plant itself, in the respective development of this or that organ) of establishing a mutual relationship with the human organism. We shall see how this basic principle works in detail. We have pointed out these mutual relationships between the vegetable, the mineral and the human. In recent times, there has been a very hopeful addition, in the suggested relationship and interaction between human and animal substances. But not only were the initial ventures in serotherapy carried out by curious methods; there are also objections to customary serotherapy, in principle. For when serotherapy was first introduced, Behring proceeded in a somewhat strange way. Those who merely followed the many speeches that were delivered, and publications that were issued, dealing with the mere fringe of the problem and with the results that were expected to come from the serum, received the impression that a thorough reform of all medical practice was impending. But after careful reading of the description of the actual experiments given in the fundamental scientific papers, they learned—without exaggeration, as some amongst my audience can probably confirm—that this treatment based on tests with guinea pigs (as laboratory material), which it was proposed to extend to human subjects, had proved “successful” with a “remarkably large” number of guinea pigs. Actually, only one amongst the legions of these creatures treated with the serum showed a favourable result. I repeat, one single guinea pig in such a dressed-up test treatment, at a time when the big drum had already begun to beat in the cause of serotherapy. I cite this one fact, and I think some of you already know it well. And if I may so call it, this extraordinary intellectual slovenliness in scientific publicity deserves to be definitely recorded in the history of Science. To state in principle today what will be outlined in detail during the following lectures:—it is not the processes of the extra-human world that are superficially most apparent, that work most effectively in mankind, but those that must be discovered and extracted from the deeper levels of being. Mankind is actually related, in a certain way, to all that he has shed from his being: to the phosphoric process, and saline process, the blossom process, the fruit processes, the root process, the process of leaf formation; but in a reversed sense, bearing within him the tendency to cancel and change into its opposite that which manifests in external nature. It is not the same with animals. For the animal has already gone half the way towards mankind; man is not opposed in the same sense to the animal, but stands rather at right angles to the animal. He has reached an angle of 180 degrees from the plant. This is significant, and demands serious consideration when the question arises of the use of serum and similar remedies of animal origin.
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312. Spiritual Science and Medicine: Lecture XX
09 Apr 1920, Dornach Translator Unknown |
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This is another proof of the need to regard constantly the totality of the human constitution, for these inherent polarities of the human organism are of inestimable significance. All the activities whose trend is to force the processes of the lower organic sphere of mankind into the upper, are enhanced during sleep. |
312. Spiritual Science and Medicine: Lecture XX
09 Apr 1920, Dornach Translator Unknown |
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If the study of medicine is to be continued in a way that gives benefit to mankind, a place must be found for what I have tried to indicate in these chapters: the “thinking together” of the whole human organism, in both sickness and health, with the forces, substances and processes in the external world. Only thus can a bridge be built between the trend of natural science, which becomes more and more exclusively diagnostic and the attempt to provide therapeutic methods and preparations. In order, however, to do this successfully, we must first acquire a general view and conception of man, must illuminate him, as it were, through spiritual science, from the point where man as he is today stands in a certain relation to the outside world. This relation is most highly evolved in the interplay of the external senses with the environment and they have relatively little to do with the internal physical processes of our bodies, as for instance the sense activities of the eye. But as soon as we enter the domain of the lower senses such as smell and taste, we at once perceive how what is external in man connects itself inwardly with the surrounding world. For up to a certain point, man's digestion is nothing but a transformation and continuation of sense-activity. Up to the point where the foodstuffs are passed from the intestinal process to the action of lymph and blood formation—all that occurs is fundamentally a metamorphosis of sense-activity, which is the more organic in its manifestations the lower its evolutionary grade. So that up to the point I have denoted, we must recognise that the digestive process is a continuation of the sense of taste. Now if such a fact were estimated at its true value, the ground would be prepared, first of all for a whole system of dietetics, and then for the recognition of wholesome and necessary methods of treatment in this region. Gradually, too, we should be able to recognise injuries and impairments there. Consider, for instance, the following fact. Follow the operation of—for example—ammoniac salt on the human organism. The adherent of current natural science will say that salts of ammonia, if administered in the form of salmiac, act primarily on what such current theory obliges him to call—the muscular motoric nervous system of the heart. But this whole nervous system which is supposed to be motoric is an absurdity. As I have sufficiently emphasised, there is no difference between the sensory and the motor nerves. The whole conception of such a distinction is absurd. The matter in question is entirely different. So long as the ammoniac salts retain their efficacy—let us say within the area of the body between the processes of taste and of blood formation—there is also a continuous process of taste in the interior of the organism. This continued process of taste is at the same time a process in the astral body and releases a reflex action in that body, which is manifested in perspiration. If you can accept the whole of the earlier stages of our digestive activities as a continued process of taste, you will see right into the very core of the sebaceous process, and to some extent of the urinary excretion as well. For let me ask you to consider this: if we observe the main activity of this area, we find that essentially it has to do with an absorption of foodstuffs taken into the body secretion of the organism. That is the essence of what happens. All the processes in question reduce themselves—more or less—to this dissolving effect of the bodily fluids upon the foodstuffs. And this dissolving process has its counter-process, which consists in the special activities of the liver and the spleen. Thus in our earlier discussions the hepatic and splenetic activities had to be associated, in the main, with aqueous and fluid activities. But, in contrast to the dissolving effect in the first region of the digestive process, the liver's action operates as encapsulation, encirclement and re-transformation of what has been done in the first part of the digestive process. One may obtain a picture of what happens if one looks at the effect produced by throwing a handful of salt into warm water. The salt disperses and dissolves—this is an image of the action in the digestive tract, until the foodstuffs are absorbed into the blood-vessels and lymph channels. Now let me place beside the salt and water, some little globules of quicksilver, with their imperative urge to roundness, to completion, to organising and shaping. This is an image of the action which begins after the absorption of foodstuffs into the blood and lymph channels, and is controlled from the liver, with its close association with man's astral body. We must look into the processes of life from this standpoint. For then we pass naturally to the study of the external world as revealed, for instance, in the structure of salt and of mercury formation respectively. We can read from the facts of the external world the gist of what must happen within the organism. But man must always be observed in connection with this external world. Now follow further these ammoniacal salts; and note that if they pass into the formation of the blood, they have an alkalising effect. They have gone far enough on their appointed path to extend their operation into the upper human sphere from the lower, and to provoke reactions in that upper sphere. The significant fact here is, however, the complete reversal of processes that takes place. What happens may be stated as follows. The upper sphere in man is normally urged to act through sense perception in the lower digestive tracts, that is, to perceive through the sense of taste; but now the whole process is reversed—the lower sphere inclines more towards conscious perception, and the upper inclines towards that which works upon perception. The result is that whereas formerly there was a reflex action, which I have characterised as proceeding from the astral body, there is now a reflex action from below, that is to say, of an action which originates in the upper sphere. So that—to use a technical term—the ciliary epithelia, for instance, vibrate more rapidly and the pulmonary secretion increases. There is a reversed action. At first, the dissolving process stimulates the liver's activity, and then, through this encapsulating hepatic activity, the dissolving operation of the region above the liver—namely of the lungs—is called into action, with the secretion of the upper organs instead of the dissolution in the lower. That is the path in the human organism; from the intake of the substance, through dissolution or liquefaction, through saline processes to formative processes and concurrently, the processes of dispersal which are comparable to combustion and evaporation. Now let us think on the one hand of drops of quicksilver, and boiling liquid on the other, in constant evaporation, giving forth steam—which we might term phosphoric-sulphurous action, a process in which, as it were, inorganic matter is kindled. Then one has the activity developed in the opposite group of organs, that is to say in the lower sphere, but also in all that is associated with the lungs in the upper man. If we have grasped the main currents of this internal activity, we have the key to what it can incorporate from the external world. If you will call to mind our very recent lectures, you will realise that all the stages of dental formation are a very peripheral activity of the human organism. They soon, therefore, become wholly external, tending to mineralisation, as has been pointed out. I hope this term will not be misunderstood; there has been, I think, some misinterpretation. I said that because the process of dental formation is so extremely peripheral, it is justifiable to use external technique, including the mechanics of dentistry because other forms of external help are impracticable, if the trend to mineralisation has gone too far, and the teeth are decaying. In such cases, it is only possible to apply mechanical treatment to what has mineralised externally. And mechanics here include all manner of dental repairs. Such external aid is necessary and justifiable if the teeth have become defective beyond the point at which they can no longer get what they need from within. But care must be taken of the supply from within of this process of fluorine formation which the whole organism also needs. When the teeth cannot carry out their fluorine activity, a substitute must be created for the process of fluorine in the organism. The replacement can be supplied in a certain way, but we must duly consider the reversal process—which has just been outlined. What is the reality of this whole emergence of the teeth? It is nothing less than a movement of the mineralising process from within outwards. When the second teeth are all through the gums, this pushing outward of the mineralisation has reached completion. It is opposed by the process of sexualisation, which again drives from outside, inwards; and these two opposite processes act and counteract one another, as in a rhythm. In the same measure as the process of dentition becomes complete, the process of sexualisation proceeds apace at the opposite pole. And in recognising this you will also become aware of another process directed inwards and backwards, and also a polar opposite to dental formation and function, and actually closely associated with it; namely the peristaltic motion of the intestines. Here, then, are two intimately connected processes. Thus all that appertains to intestinal peristalsis is closely associated with what on the other hand builds up the teeth. This peristaltic movement is inwardly connected with the utilisation of fluorine in the human organism. It may be said that whenever the intestinal peristalsis proceeds more rapidly and with greater vigour than is consonant with any individual constitution, there is a reactive effect detrimental to the teeth and especially to all the normal function of fluorine in the human organism. So it will be necessary, in cases where the teeth are extremely defective, for the dentist to suggest a slackening of the whole intestinal function. This may be done externally by prescribing rest, should this be practicable for the patient, or by the administration of sedatives to the digestion, thus diminishing the vigour of the intestinal movements somewhat, though not to any great extent. The regulation of these functions is of special significance; it is promoted by means of the limb exercises which I have already mentioned These exercises follow regular rules and apply to arms, hands, legs and feet. Especially beneficial is the control of movement through eurhythmy—because eurhythmy permeates movements with soul. If however the gymnastic exercises lie too much in the merely physiological realm, the pendulum swings too far on the other side and the results may easily be the reverse of what is desired. This is the reason why, for example, the excessive amount of ordinary dance movements that many young girls are expected to undergo may react harmfully on dental formation, and why one need not ask why girls who dance so much have, as a rule, more defective teeth than boys. The point is that dancing should not be exaggerated and should be permeated with soul. And what of the hands? The movements proper to knitting and crochet work can be and often are performed to excess, and in such cases we find results diametrically opposed to the benefits which a sound employment of this handicraft can bring to mankind. Thus even in the sphere of mechanical ostensible movement there is a reversal of processes. In the first place the dental process is a reversal of the digestive. Moreover the human power of locomotion, of forward movement from place to place, in the external world, is a reversal of the movement interiorised in the process of digestion. It means very much for the constitutional health of mankind that man moves forwards, but that the digestive processes are mainly directed from front to rear. This is extremely important, and it is possible to do something for the alleviation of inert digestive processes, by accustoming the patient to practise walking backwards, as a form of gymnastics. There will be a stimulating effect on the function in question. Such empirical observations, based on collections of case notes, become coherent and unite into an understandable totality, if we turn the light of spiritual science upon the whole constitution of man. Another point may be brought to your attention. There is no doubt whatever of the remarkable effect of Nux Vomica on man. On what does the action of nux vomica depend? Let us observe its action under special circumstances, and we shall have a glimpse into its inherent operations. Study the effect of an administration of nux vomica in what is known as a “hangover”; this will give you the key to its effect. There is a real reversal of all human organic activity under the after-effects of alcohol. For a “hangover” is the continuation of a process which is vividly at work in the upper digestive tract. It occurs if the natural internal activities following indulgence in wine, beer, or champagne, which are normal up to the incorporation of these substances in the formation of blood and lymph, pass the boundary line and affect these latter processes. If that occurs, the regions of the human organism which have as their proper office the liquefaction and dissolution are changed into a kind of sense organ, and instead of the man turning his main sense attention and activity to the world without, and communicating with that external world, and all the phenomena of earth, he is obliged through the damage done by drinking to perceive his own interior. For his own organism now contains processes strongly resembling those of the whole external world. Beyond the intestinal activities, into the very lymph and blood activity there has been inserted an internal replica of the earth's processes, an external world in miniature, an external world within the organism. The man thus makes himself inwardly into an external world, and most painfully and unpleasantly perceives inside himself that which does not disturb in the least if perceived in the external environment. For the human interior is not adapted to become an earth in miniature, but should withdraw from the earth's processes. The man however, in such conditions, makes a little earth in his own interior; something which would be far better placed, if it could be removed outside into full observation and surrounded with the apparatus of sense perception. He is now, however, compelled to perceive and receive sensation by means of an interior, so to speak “turned inside out.” Nux vomica counteracts all these phenomena, by suppressing the sensitivity to this artificially external-internal state, until natural recuperation asserts itself, which is generally soon after excessive alcoholic indulgences. By suppressing this sensitivity, the interiorised external process is not disturbed; and nux vomica has a healthy effect, by modifying and reducing the continuation of the metamorphosed process of taste. When much modified, this metamorphosed process of taste no longer acts disturbingly on what lies beyond it. Thus some measure of cure is brought about. Now, assume that the exact contrary occurs. Instead of an enhancement of the continued process of taste—namely of liquefaction—the process is weakened, so that the food substances are insufficiently dissolved. Assume the following: instead of the liquefaction of food-intake at the normal rate and amount, and instead of the food being taken up into the saline process, the interior of man proves too weak to carry this through. In this case the upper digestive tract works in the same way as though nux vomica were administered; it operates by itself, with the help of another process; and the insufficiently dissolved foodstuffs will try to adapt themselves to this change. They cannot pass over the boundary between the activity that causes taste, and the activity that builds up the blood, and they therefore seek an outlet in the opposite direction. Thus that condition arises which can be combated by quickening the dissolving process, whereas it is slowed down through the effect of nux vomica. And all that seeks the wrong outlet may be combated by administering Thuya. There you have the polar opposition between nux vomica and thuya, developed out of the functions of human nature itself. This is another proof of the need to regard constantly the totality of the human constitution, for these inherent polarities of the human organism are of inestimable significance. All the activities whose trend is to force the processes of the lower organic sphere of mankind into the upper, are enhanced during sleep. It is necessary to take great care in describing sleep. Sleep is indeed one of the best of remedies, but only if employed to the right amount, neither too much nor too little, so that it suits the particular human individuality. Too much more sleep than the individual in question can sustain—is not curative, but toxic. During a too long spell of sleep, the internal barrier to which reference has been made lets through a continuous infiltration; too much passes through from the first digestive area into the region of blood and lymph formation. Man is exposed to this danger quite generally; the lower organic sphere is in a permanent state of sleep, so that man is always in danger of harmful effects on the blood through the processes of the lower organic sphere. But man also carries the antidote to this toxic process; an antidote proportioned to the normal conditions of our organism. The normal human organism tends to auto-intoxication through sleep; but this tendency is counterpoised and held in leash through the iron content of the blood. For iron is first and foremost the metal of most importance to the interior of man. Iron operates so as to restore the balance in case of an excessive impact of the first process on the other. Just as diseases can be understood through the deficiency in the blood, from the points just emphasised, you will have a curative effect on the organism if you administer iron in much diluted form, so that it is truly akin to the continuous homeopathising process of the upper human sphere; you will help the organism to master the disturbing processes which pass upwards from below. The other essential metallic processes of importance to man, are, as you have seen, replaced by our human functions themselves. In this connection I want once more briefly, to recapitulate the conclusions to be drawn from the whole spirit of these lectures. Today we have again referred to the blood and lymph formative processes in man. This activity is polar to what arises in the mineralising process in the case of copper. There is thus an affinity between these processes and the metal copper. We must clearly realise that these processes belong to the lower organic sphere, although in its uppermost portion; and that the affinity with copper is such as to constitute a powerful attraction towards the copper-forming force itself, as we find it upon the earth. For all that appertains to the lower organic sphere in man, has kinship with the telluric processes. Therefore, if we aim at influencing that region by the administration of copper, we should make it a golden rule to administer copper here in low potencies, so that its action resembles that in the telluric sphere, and of course not in doses large enough to cause harm. A similar kinship as between the inner process of blood and lymph formation and copper, is present between all processes leading the outer digestive process into the internal metabolism that forms blood and lymph, with the liver on the one hand and the metal mercury on the other. Just as the former process has affinity to copper, so the other process is akin to quicksilver or mercury. But we must remember the spherical, i.e., rounded, and balancing qualities of quicksilver; it is therefore linked up with the interactions between these two processes. But the processes which man must unfold in order that not too much digestive matter should pass into the blood, and which are activated by the effects of nux vomica and combated by the effects of thuya, are in their turn regulated by the forces of silver. Thus we have the field clear before us, and are in a position to examine external nature according to these constituents, conceiving it, so to say, as a human being spread out and displayed, so that we are able to fit man into the environment, whether in health or disease; for the lower organic sphere is in particularly close connection with the environment. The processes which ascend from the lower to the upper sphere in man, through their kinship with the forces of copper, are regulated and balanced by copper's opponent: iron. Thus iron is an absolute necessity for man; there must always be a surplus of ferrous processes, to use a chemical term. All other metallic processes are present within us as processes: mankind is as it were a sevenfold metal. Iron alone is within us in its typical iron state; the other metals are only present as processes. Just as all that collaborates with blood and lymph formation in our organs is akin to copper, so all that opens outwards from lungs to larynx, with its starting point in the lungs, is akin to iron. Furthermore, the regions associated with those portions of the brain which serve internal functions, which in fact are more similar to the digestive activity of the brain, and correspond alternately with the transitional processes from the intestines to the channels of lymph and blood:—these are allied with the processes that form tin. These tin-formative processes have the effect, so to speak, of ensouling and regulating the digestive functions in the particular tracts and stages mentioned. Finally all that is more connected with the nerve fibres, and the organs of the upper human sphere that may be regarded as continuations of the senses, have lead as their affinity; and this also corresponds to the liquid secretions or excretions, whether sebaceous or urinary. Such are the affinities and correspondences illuminating the nature of man, and at the same time indicating how we can extract remedial effects from counter-processes in the substances of the external world. But we must keep one point quite clearly in our minds. Spiritual Science must point out particularly that so-called “mental diseases” in many respects have their main seat in the bodily organs, whilst, concurrently, “organic diseases” are closely interwoven with spiritual and soul factors. This is a chapter of peculiar difficulty. The materialism of today explores and handles so-called physical sickness on wholly chemical or mechanical lines, treating man more or less as an apparatus. At the same time, in its diagnosis of so-called mental sickness, it is reduced to a mere description of psychical symptoms, because this contemporary materialism has lost any comprehensive view of the connection between the soul and spiritual nature on the one hand, and the bodily and physical nature on the other. This close association reveals itself particularly if we study concrete cases of the interplay between the soul state and the bodily health condition. Let us inquire into what promotes mental diseases. If an individual falls ill, subjective symptoms appear at first, pains, unusual sensations, etc. These manifestations which are most conspicuous in acute cases and change their nature if the condition becomes chronic, are the initial actions of the soul and spirit, in response to any organic injury; soul and spirit withdraw from the organ in question. The pain that is felt is the retirement or withdrawal of ego and astral body from the physical and etheric bodies. This process may coincide with a withdrawal of the etheric body from the physical; but the main and essential origin of pain is located in the ego and astral body. As a rule the ego is still strong enough to be aware of the whole subjective counter-process, the conscious counter-process of what happens in the bodily organs. If a illness becomes chronic, the process gradually falls away from the ego, so to speak, and as a result the soul's processes are restricted to the astral body, and the ego no longer shares in the sufferings of the astral together with the etheric body. And so organic disease may become chronic, the acute condition become permanent. Here we have to do with soul symptoms, which withdraw from consciousness. If we are to become symptomatologists we must go below the surface in man. Instead of asking the patients how they feel, and where they suffer pain, we should inquire whether they sleep well and are ready for work. That is to say, in chronic states of illness, we must look for symptoms in conditions which cover greater spaces of time and are related to man's general development; whereas in acute illnesses we may consider momentary subjective sensations as significant. In chronic cases, we should have more regard to the whole course of the life in question, than to the individual clinical symptoms. Ordinary physical illness of chronic type arises if the whole morbid condition can be so retained in some organ that the astral and etheric bodies can both take their due share of the organic effects and contribute as much force to the parts in question as is necessary. The patient may be of an individual constitution able to endure an irregular function of the astral body, working through the etheric into the organ affected. If such is the case, and the patient is able to bear such abnormal operation of the astral body on the liver, for instance, and to carry it beyond a certain critical point, so that, as it were, the liver ceases to feel that the astral body operates abnormally: the organ recovers, but at the cost of habituation to abnormal and irregular action of the astral body. If such action goes on long enough, it begins to choose the other way into the soul sphere: what the liver should take up into the physical body is shifted into the soul region, and we have the symptoms of depression. Thus, if the man surmounts chronic illness beyond a certain point of abnormal relation with the astral body, a disposition has been established towards so-called mental disease. To regard the subject in this light would bring us further than the mere pathological description. There is much talk today of the irregular course of concepts, of the irregular course of will action, and so forth. But so long as science does not know how the remarkable collaboration of liver, spleen and other abdominal organs actually support what finally emerges in its highest soul form as the human will, so long will it fail to discover the relevant physical correspondence for pathography. It should be possible to introduce the physical treatment in so-called mental cases. It seems indeed paradoxical that it should be left for spiritual science to advocate physical treatment for so-called mental diseases and to emphasise the importance of the soul as a factor in the cure of bodily ills. But this apparent paradox is due to the powerful antithesis between the upper and lower spheres in man. With this reversal is connected what happens if the sensory activity set in train from outside, becomes an internal sensory activity, as in the continued process of taste, mentioned above; or again, as in cases where what is within discharges itself externally through the vibration of the ciliary epithelia, or in the tendency to such epithelia vibration. In the interactions of the upper and lower bodily spheres lies a clue which can show the way to certain results, if it be read aright. Now, my friends, I have tried to put many considerations on many subjects before you, in these twenty lectures. Before I began the course, I told myself, in viewing all the subject matter, that it would be a difficult thing to do for where could one begin? If one were to start with the elementary facts, it would be impossible to get very far in the allotted space and time; no farther, in fact, than would furnish a guide, or a rough guiding thread. If, on the other hand, one starts at the apex, so to speak, with purely occult facts, it becomes almost impossible to build any bridge to the medical science of today. This would require even more time for explanation and argument. And indeed, whereever the far-reaching ravages of materialism have been recognised today, one also sees the need to counteract these injuries from another approach. I beg of you to take what I say in the most friendly spirit, and not as propaganda or as ex parte statements. I do not wish to “take sides,” but simply to put before you the facts as they really are. One thing alone may and must be stated: in reviewing contemporary medicine of the allopathic school, we become aware of one inevitable consequence of that path, namely, the tendency to judge the sick person according to certain by-effects of the disease, as exemplified in the bacterial theory; the diversion to secondary issues. If bacteriology were treated as an aid on the way to knowledge, it would be of great service; much may be learnt from the specific types of micro-organisms, regarding the illness in question, for each specific kind of bacillus appears under the influence of quite definite primary causes. There is always opportunity for verifying this. But this pronounced tendency to take what is secondary for what is primary and basic as shown, for instance, in the investigation of the effects of bacteria on the separate human organs—instead of the study of the totality of the human organism, as a potential soil for bacteria, is an error which not only makes its appearance in the accepted bacteriology of allopathic medicine, but lies implicit in the whole attitude and point of view. In this way harm is done which it would be superfluous to enumerate in detail, as you will have had ample occasion to perceive it for yourselves. On the other hand, however, I must ask you to forgive me if I point out that a scrutiny of homeopathic medicine does not always furnish satisfactory results. True, homeopathy attempts to handle the human being as a whole; it forms a comprehensive picture of all the symptoms, and attempts to build a bridge to therapy. But the professional literature of homeopathy brings to light something else calling for comment. At the first glance one is almost in despair, for especially in the therapeutic literature, we find the remedies enumerated one after another and each recommended for an entire legion of illnesses. It is never easy to discover specific indications from the literature, for everything is beneficial for so very much! I will admit that for the present, perhaps, this is unavoidable. But it is also a source of danger. And this danger can only be avoided if we proceed as we have sought to do here, even if on elementary lines, and by indications rather than in detail. Therefore I have selected elementary facts as the content of these lectures, and not—so to speak—the very summit of the finished structure. This can only be remedied if through such an inner study of human and extra-human nature one ascends to the narrowing of the compass of a medicinal remedy, to its delimitation. But this can only come about if we not only study the effects of a remedy on both the sick and the healthy, but gradually endeavour to view the whole universe as an integral unity, and man as involved in it. For example—as I tried to show yesterday—we should trace the whole antimonising process, in order to learn the effects of antimony in the external world, and to correlate these results with the effects of antimony within the human interior. Through this method, certain circumscribed areas—so to speak—are defined in the external world, which then have their interconnections with man. Such were the reasons why I put the elementary considerations into the foreground of these twenty lectures. Nature—therapy, since it instinctively tries to revive in man the remedial forces contained in himself, makes it necessary to point out the true origin of these forces. Their true basis and origin is the interaction of the telluric with the extra-telluric sphere. And nature-therapy must above all avoid drifting into materialism; for we have come to such a pass today that every party programme, so to speak, has a materialistic tendency. This is a feature common to all of them. And thus there is an urgent need for a spiritualisation of this whole field. The world of today, however, very much opposes these things. It is in fact essential that the cure for materialism should appear in the very field of medicine represented by experts and specialists. For what has been attempted here and is perhaps even now in its first stage of development, must not be confused with any furtherance of dilettantism. I attach the greatest importance to the co-operation of those who are able to testify to our effort to work on proper scientific lines: to their co-operation and support in fighting the very harmful prejudice against us on the score of encouraging dilettantism in any direction. We have already availed ourselves of all the achievements of modern science and taken them into account. There is but little desire, however, to see our actual aims and intentions. This is the note on which this series of lectures can fitly close. It may induce you to regard the series with all indulgence as a beginning, an introduction; and, in the outset of this introduction, as I said to myself, it was indeed hard, for the reasons already recapitulated, to know where best to begin. But now, my friends, that we have reached the end of this beginning, I confess that it is harder still to conclude. Yes, indeed, not to tell you all that there is yet to say—is more painful still. |
324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner |
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In this regard present-day scientific thinking stands in a certain polarity to older kinds of knowledge acquisition, especially to those which start from simply observing nature and the world as it presents itself. |
324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner |
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The spiritual science that underlies this course in anthroposophy, must fight for its validity in the truest sense of the word. This can seem strange to one who has become familiar with the motivating forces of this anthroposophically-oriented spiritual science, for it stands solidly on a common ground with scientific and other cultural demands of our time. It deals with all that is necessary and basic for spiritual life in these times. One can see, however, that spiritual science must fight, if one takes into consideration the many prejudices that exist at present. Spiritual science is in some ways a natural adversary of certain reactionary forces that remain and can be observed in the souls of human beings of our time. In these lectures it will be my task to present to you in a direct and scientific manner the significance of what we understand here as spiritual science. I will gradually proceed from relatively elementary things to a real knowledge of man from the point of view of this anthroposophically-oriented spiritual science. I will take pains to introduce some chapters and some special questions by speaking of the methodology, and by the choice of special examples indicate their significance. Today in this first lecture I would like to point out how present-day scientific thinking has increasingly come to rely on the experiment for its main support. In this regard present-day scientific thinking stands in a certain polarity to older kinds of knowledge acquisition, especially to those which start from simply observing nature and the world as it presents itself. One can start by observing the established facts of nature and the world, or—as we often do today—by first creating the conditions of an event and then, with the knowledge of these conditions, observing a fact and being led by this to certain scientific results. Along with this methodology, one can see the tendency of this newer scientific thinking to observe the entire field of natural science through mathematics, and with these mathematical thoughts, arrive at mathematical results. You all know the saying by Kant: In every individual science there is only so much real knowledge as there is mathematics. It is thought that in observation, as well as in experimentation, mathematics must be introduced. Through this, one feels oneself in a secure element, one feels in a position to have an overview of a series of facts with the use of mathematical formulas. This is a totally different relationship to knowledge than when such facts are simply described in their natural state. This feeling of certainty which one has in treating knowledge mathematically, has been characteristic of scientific thinking for a long time. One cannot say we have today a really clear idea of the reasons why one feels so certain and safe with the mathematical handling of the natural world. A clear knowledge of the feeling of certainty accompanying the use of mathematics will lead us to acknowledge the necessity that a spiritual science must come about with an equivalent degree of certainty. This spiritual science does not have to beg for acceptance from natural science or any other special field. This spiritual science will conform in every discipline to the scientific conscientiousness of modern times; it will, in addition, oppose all that is brought forward by modern science that is suspect, and it will answer questions that often go unanswered. Spiritual science will be on a very sure mathematical foundation. I only have to ask a very simple question for you to see that this feeling of certainty derived from the mathematical treatment of certain subjects leads quickly to uncertainty. What would we do with a science like history if in every science there were only so much real knowledge as there is mathematics? How shall we understand and get the facts straight in matters of the human soul if we have to struggle to understand what modern psychology, by the use of mathematics, has developed in order also to secure certainty of understanding? One must come to recognize that in this field it is not possible to introduce mathematics into actual knowledge. One of the first questions that must occupy us is this: What is the significance of this mathematical certainty in the context of human cognition? It is in approaching an answer to this question that we will be led to the justification for spiritual-scientific investigation. I have also said that the newer science prefers the experiment, where one knows the conditions of a process exactly, to outer observation where the determining conditions are more hidden; even in the case of psychology and also the field of education, attempts are made to go over from mere observation to experiment. In saying this, I must emphasize that spiritual science has nothing against the correct use of experimentation in psychology and education. The point I wish to call attention to is this: What draws the scientists in these fields to obtain knowledge by the use of experiment? In these areas we can actually find reasons for the inclination toward the use of experimentation. Let us therefore explore the transition to experimentation in the fields of psychology and education. We can see how until recently investigators in psychology and education have carefully observed the details of the daily life of man, be it fully mature men and women or the transitional developmental life. We might ask: What is fundamentally necessary for an observation of the soul life of the grownup or the developing child? It is to acquire a certain inner relationship to what one observes. Try to put yourselves into the observational methods of olden times, in the fields of psychology and education. You will find that the inner relationship that once existed between human beings has diminished in recent times. We are not so intimately connected in an objective way with the soul life of another human being as was the case in the past. We are no longer aware when our own soul vibrates in sympathetic reverberation with what lives in the soul of another. We are more removed from the objective soul life of the other; formerly it could be directly observed. We are becoming more and more estranged from any really intimate contact with the soul of the other, where in a directly intuitive way one takes part with one's own inner nature in the inner nature of the other soul. Now an effort is made to approach the human soul from the outside through the use of instruments. There is an effort to explore the human soul through the use of apparatus in an external way. This effort is in the character of our time and must be acknowledged as being partially justified. If one has become estranged from a direct perception of the inner activity, then one must accept the outer expression of the inner activity, and at the same time be content with the outer use of experimentation. It is especially true that when we are estranged from the spirit and soul elements of our fellow man, and yet our experiments are the material expression of this soul-spiritual element, these experiments must be explained in a spiritual sense. They should be wrought throughout with the results of spiritual research. I do not want to speak against experiments as such, but there is a need (I will speak today only in an introductory way) to illuminate the results of these experiments spiritually from within. To explain this properly, I will give you the following example. Investigations have established that the rate of growth differs between boys and girls. In the development of a boy, it has been shown that in certain phases he grows more slowly, while in the same time period the girl grows faster. One can take notice of these facts even if one only looks at the outer expression of the soul life. But to explain such facts one must know how the soul motivates the growing process, how the soul of the boy is inwardly different, and how the force of the soul expresses itself in different phases of life. Then one will be able to see how the difference of growth rates between boys and girls permits a comprehension of what goes on in the soul of a boy and what goes on in the soul of a girl. It is just here that one can know that a human being who develops very rapidly during the period of 14 to 17 years, develops different forces than those of a human being who grows rapidly in a somewhat earlier period of life. Especially in our age, in which there is real proficiency in the handling of facts in an outer experimental way, especially now if we are not to be drawn into superficiality, into externalities, what is investigated experimentally must be permeated with the results of spiritual research. This consciousness is opposed to the more mathematical type of consciousness that gives the researcher such a feeling of extraordinary sureness. If one wishes to examine the different ways of research, one might ask oneself the question: How does one actually know things mathematically when one applies mathematics to the facts of the outer sense-accessible world? And what distinguishes this mathematical approach from other modes of dealing with the facts given to us? Let us start with the fact that the outer objects and events of the world are given to man through his senses. From childhood on, the outer factual world presents itself to us as a kind of chaos. But as time passes we strengthen ourselves inwardly with all kinds of mental images and concepts. (I have set this forth in detail in my booklet Truth and Science.) Through the process of making mental pictures of the outwardly perceived world, we take what may lie far apart in observation and we bring the mental pictures of these observations close together within us. Through this activity we thus create, in our mental life, a certain order in what otherwise is chaotic in the purely sense-perceptible. We must, however, look very exactly at how we treat the perceptual facts of the world when we do not use our mathematical knowledge. We might ask what happens when we simply observe the outer world and make mental pictures about the connections between the observable facts—for instance, when we use the familiar law of cause and effect. We must acquire some thoughts about what we are doing when we simply observe the facts of the outer world. What do we really do when we bring order into the sense-perceptible chaos? It appears to me that in relation to this question David Hume has spoken quite correctly; however, his fault lies in that he has taken to apply to the universal field of human cognition what is meant only for this particular field, namely, the “observation of outer nature free of mathematics.” Most errors and one-sidednesses are based an the application of very correct thinking in one field to the totality of human cognition. This makes it so difficult to take the assertions considered to be universally true. Arguments can be raised for the universal truth being applicable to specific areas, and arguments can also be raised for the opposite point of view. David Hume says: We observe the outer world and we arrange it in a lawful way through our own mental pictures. However, what we then have in our soul as law is not directly representative of something in the objective world. We cannot say that the outer world is always going to follow the course predicted by such a law. We can only say, according to David Hume, that until today we have been able to see the sun rise every morning. That is a statement that fits the facts. We can put these facts into the form of a general law. But in doing so we have no guarantee that we have anything other than a series of events that have happened in the past, of which we made a comprehensive mental picture. What is it really in us that brings about these lawful connections between the sense-perceptible occurrences? What kind of significance do these lawful connections have for the field which we are considering? Is David Hume correct when he says: It lies in the habit of our souls to gather together in a lawful manner the facts as they present themselves to us and, because we respond to this soul habit, we create for ourselves various natural laws? These natural laws are nothing else than what has been gathered together from individual facts through habit of our souls. Thus one can say: Above all, man develops a practical life by bringing order and harmony into the otherwise chaotic stream of everyday facts; and the more one advances in this knowledge, in this special kind of knowledge, the more one inclines to this characteristic soul habit. This being the situation, one is not inclined to preserve individual phenomena as such; one wants to respond to the soul habit of bringing into uniformity what faces one as sense-perceptible, empirical manifoldness. If one is honest, one has to admit that all the knowledge obtained in this way stands as a closed door to the outer world in that it does not allow the essence of this outer world to enter our cognition. In this kind of cognition we must say: Out there are the material facts; we arrange them habitually into our system of mental pictures, and thus have a comprehensive view of them. We know when a series of facts have happened, that this series will happen a second time in a similar way when the same facts appear again before us. But as long as we remain in this field of knowledge, we cannot see through the outer appearances; we also, of course, do not claim to do so. When we want to present rash metaphysical hypotheses concerning matter, that it consists of this or that, we are attempting to change the state of affairs in which we do not deal with the material itself. We say to ourselves: We cannot see through matter to find out what it really is in its inner being, so what we are inclined to do is to arrange sequences of mental pictures and put these in the form of laws. By doing so, we remain outside what appears as outer reality; we only create pictures of the external material happenings. Basically, we need this kind of knowledge to maintain our normal human consciousness, and to this end, we concern ourselves with these pictures. Try to think for a moment what it would mean for human consciousness if we were not able to give ourselves up to the kind of knowledge consisting only of pictures of the external world—if every time we wished to know something of the outer world, this world had to flow into us, as it does when we eat or drink, if it had to become part of our soul's apprehension before we could know anything. Just imagine how incompatible such a uniting of the material existence and our inner life would be with what our soul-constitution must be in acquiring knowledge of the outer world! We are in the position where we must tell ourselves: In our activity of knowing, nothing flows into our soul life from the outer world; we form pictures of what we experience in the outer world and these pictures really have nothing to do with the outer world. Permit me to make an analogy out of the field of art to explain what I have been saying. Suppose I am painting something. The outer world is completely unconcerned about anything I might paint on a canvas. Take, for example, a couple of trees we see out there of which, let's say, I have painted a likeness on a canvas: the trees are completely indifferent as to how I have painted them, or if I do paint them. My picture is added to what is out there as something foreign, something that has nothing directly to do with that outer reality. In the field of theoretical and psychological knowledge it is basically the same as I have just described with the example of painting. If we were not separated from the world as just described, and were to take the content of the world into our soul in a way similar to when we eat or drink, our soul would grow together with, be one with, the world around us, and we would be unable to distinguish ourselves from our surroundings. We will take up the subject of human freedom at a later time and show that it can only be understood if the way of knowing the material world is as I have characterized it. This, however, is not so when I know something mathematically. Let's start by imagining how you know something of a mathematical nature, whether it is in the field of arithmetic, algebra, higher mathematics, or in the field of analytical or synthetic geometry. There we are not confronted by an outer world, we live directly and immediately in the objects of our mathematical knowledge. We form mathematical objects inwardly with all their interconnections and relationships, and when at times we sketch these forms, it is only for our own ease and comfort. What we refer to as mathematical is never some part of the outer world which we perceive with the senses, it is always something inwardly constructed. It is something that only lives in the part of our soul life that is not concerned with the senses as such. We build up, we inwardly construct, the mathematical content of our soul. There is a radical difference between the field of knowledge concerned with the empirical outer world presenting itself to the senses and that of the mathematical. In the external given world the objects of our knowledge remain strictly outside of us. In mathematical knowledge we stand with our whole soul within the objects of our knowledge, and what is observed as substance is the result of an experience in our soul of what we ourselves constructed. Here we have a significant problem which forms, as it were, the first stage to what will be the next higher stage of considerations: How does one arrive at the anthroposophical spiritual science when starting from the familiar science of the present day? I don't believe anyone will be able to answer this question in a truly scientific way who cannot first answer the question: How is our knowledge of a purely observational kind raised to the kind of knowledge of nature that is permeated with mathematics?—how is this knowledge related to mathematical knowledge as such? Now a further question arises which the scientist can answer himself, out of his own experience with scientific work. I have already mentioned what Kant called our attention to, that in every science there is only so much knowledge as there is mathematics contained in it. And, I repeat, this is a one-sidedness, because it is only applicable to a certain field. Kant's error lies in the fact that he takes a specialized truth and tries to make it into a universal law. We have a tendency not to want to leave the facts alone as they are presented to us, but rather to color them with what we have created as mathematical formula, so that we may measure and compare them. What really lives in us when we strive in this direction, when we don't want to remain standing still, habitually combining the outer facts with general rules, when we permeate the given facts with what we have formulated in full consciousness mathematically as objects in our soul life? It is clear that anyone who has experience in the field of objective observation will admit that the whole of nature surrounding his own being is felt, in regard to its materiality, as something foreign. Please notice that, in a sense, we can submerge ourselves into what we feel as a foreign material element, with the help of what we have ourselves inwardly constructed as mathematical formulas. What we describe in a mathematical way actually seems as if what happens in nature has occurred according to the mathematical formula that we have constructed. What is at the basis of this perception? It is the fact that we desire above all else to become one with what we perceive at first as foreign surroundings. We group what is presented to us externally in order to be able to reconstruct it in the same way that we construct something in the purely mathematical realm. We strive to experience what presents itself to us externally in an inwardly exact manner. This internalization of the outer world with the wish to experience exactness is what motivates a mathematical explanation of nature. This is especially characteristic of our present-day scientific efforts in the direction of technology. Today's science has an intense longing to penetrate outer occurrences with mathematical concepts. This means that we bring something we have created in our own soul out into what presents itself to us in raw perception. We do this so that we may understand what is perceived, but in doing so we can have the impression that the outer occurrence actually proceeds in the way we portray it mathematically. When we have gone so far that we have achieved this ideal, as we have in the field of optics and light theory, where every phenomenon is represented in terms of a formula, what really have we done? What really is the content of our soul when instead of plain external appearances a sum of mathematical formulas seem to present themselves? What does our soul receive from this? We look at this edifice, the world portrayed as mathematical relationships, and then we turn our gaze to the actual outer world and we find something strange. We find that all that we look at, all that we consider outer material world, appears inwardly dark until it is brightened by the introduction of mathematical concepts. But at the same time we cannot deny the fact that the picture we have created of the outer world no longer contains reality, no longer the reality which presented itself to us originally. Take, for example, optical appearances, the whole field as it presents itself to our eyes; contrast this with what we have, to a certain extent, correctly constructed as mathematical geometric optics, full of rules. If one uses just a little objectivity, it is clear that in what is constructed as a mathematical picture there is nothing left of the abundance of color. Everything that our senses first offered us, namely, actual outer reality, has been pressed out of the picture. The picture of the outer world is in sharp contrast to what is really out there; it lacks reality, it lacks the tremendous abundance that actually exists in the world. In the coming lectures I will be speaking of a comparison, that to begin with I would like you to consider as an analogy. When we permeate empirical facts with mathematics, our activity consists of two stages: First we must look at the empirical facts, let's say the facts of the eye. The second is the arrangement of these percepts into mathematical formulas. In a certain way, as a result of this we have essentially an experience of mathematical formulating. We no longer view the empirical world of phenomena. This process can be compared to our inhaling life-sustaining oxygen; we saturate our whole organism with it. The oxygen then combines with carbon and we exhale carbon dioxide, which is no longer the life-sustaining air. But the combined process was necessary for our inner life. We had to inhale the life-strengthening oxygen and combine it with something in us. What is produced in this way is something killing; we can contrast it with what was inhaled, which was life-sustaining. For the time being, this should only be considered as a picture of the way in which we pursue the knowledge of nature. We take something into ourselves that is presented to the senses and try to unite it intimately with something we produce only in ourselves, with mathematical construction. We feel that something is created by this union. Nature is not contained in what we have created; the living quality is not there, just as the life force is no longer in the air we exhale. We can say that our perception of the outer world is like an inhaling by the soul of what then is changed into the opposite. If one looks closely at this process of striving for mathematical knowledge of nature, it is proof of the fact that mathematical knowledge is something completely different from the merely perceptual knowledge of nature. This mere perceptual knowledge of nature contrasts with the habitual state of our soul, which consists of a feeling of competence derived from the use of inwardly formed mathematical knowledge. This state of soul wishes to have something that will explain the outer world in accordance with our own being, to unite something inner with something outer. When one realizes how the longing for mathematical explanations of nature are based on this soul habit of longing to take inner possession of the outer world, then it will also be clear that what one attains by this is completely different from the content of sense experience. One goes more deeply into human inner life with mathematical knowledge. One believes that one gets correspondingly closer to the outer world through an inner representation of the nature of the outer world. One has an inner experience of what has been changed into mathematical formulas; at the same time, one has basically lost the fullness of the outer world. One must, however, be conscious of the fact that what the outer world has given has been connected with something constructed purely inwardly. One must really experience what goes on in one's soul when one makes mathematical formulas; one must experience this correctly. One must see that a mathematical formula actually is constructed within us. One must realize that this inner human construction has been achieved apart from the outer world, and yet in a sense it has brought one closer to the outer world. Even so, this inner mathematical construction cannot be regarded as inner reality as compared to what we find in the outer world. If this were not true, we would have the feeling that this mathematical construction contained true reality instead of a bland version of the outer world which it does actually present to us. Think what the situation would be if in our spiritual contemplation of a mathematical construction we had the whole content of the eyes' original experience in all its color intensity. If this were the case, we would experience in the formula itself the lighting up, the intensity of colors, when considering the wave theory, or “interference phenomena,” in mathematical form. This we certainly do not see. The fact that we do not see this proves that with our mathematical formulas we penetrate only to some degree into the outer world. We do come closer to it, but at the same time we no longer have the full reality of it. We have shown a progression from an ordinary sense-based knowledge to a knowledge of inner mathematical construction. The question then arises: Can this progression be continued further in human soul life? First, we have an outer world before us; then we confront it in such a way that the laws which we create, based on observation, are entirely different from it in form. We go through this and we can do so because we become inwardly separated from the outer world. We are inwardly completely separated from the outer world while experiencing these mathematical formulas. We do gain a certain penetration through these mathematical formulas, but it is obvious that they are not filled with reality or we would see the whole outer reality recreated in the formulas. When we take a closer look we see that not only are they not real in themselves but in fact they have the effect of destroying reality. The question now arises: would it be possible to strengthen our capacity to make these inner mathematical constructions by which we then penetrate the sense-perceptible world? Is it possible that what is first experienced mathematically as pale abstractions can be made stronger? In other words, could the force which we have to use to attain a mathematical knowledge of nature be used more effectively?—with the result not just a mathematical abstraction, but something inwardly, spiritually concrete? In that case, we would not just see a re-created version of the outer world or an abstract mathematical picture, but we would have something formed in an entirely different manner. We would have gained something with the full character of reality, but obtained similarly to the way we obtain mathematical pictures. We would then have before us spiritually a reality that shines out toward us in the same way that the outer sense-perceptible world streams toward us. But we would have this from pictures filled with reality, not from mathematically abstract pictures. We would have lifted ourselves, through strengthening our mathematical capacity, to a higher level, and in doing so we would reveal more of our own inner reality. This we can see as a third step in our attainment of knowledge. The first step would be the familiar grasping of the real outer world. The second step would be the mathematical penetration of the outer world, after we have first learned inwardly to construct the purely mathematical aspect. The third would be the entirely inner experience, like the mathematical experience but with the character of spiritual reality. So we have before us: The ordinary outer empirical knowledge of nature, then mathematical knowledge, and finally, spiritual knowledge. We have, as the last step, through an inwardly creative activity, spiritual worlds before us . As preparation for viewing these worlds as real, we start by creating mathematical, pictorially-abstract elements. We use this mathematics in relation to the outer world, but if we are honest we must say: What we construct mathematically is still not a reality in itself; it does not bring reality up out of the depths of our souls, rather it is a picture of reality. In spiritual science we gain the ability to bring out of the depths of our souls what is not just a picture of the outer existence, but reality itself, true reality. The three levels of human knowledge are: Knowledge of physical nature, mathematical knowledge, and spiritual knowledge. This is not just taking spiritual science out of thin air with the purpose of constructing a spiritual science method; rather, it arises naturally. Starting from merely empirical research we come to a mathematical approach, and the continuation of this leads us to study an anthroposophically-oriented spiritual science. This, my dear friends, is what I wanted to say today as an introduction to this course of lectures. I wanted to show you that this anthroposophical spiritual science knows where its place is in the whole system of sciences. It is not born out of some kind of subjective caprice, some kind of dilettantism; it is born out of an exact theory of knowledge. It is born out of the knowledge that must be used even to understand the correct use of mathematics. It was not for nothing that Plato demanded of his pupils that they must first of all have a good grounding in the knowledge of geometry and mathematics. Plato did not require an arithmetical or geometric knowledge of some particular kind, but rather a sound understanding of what really happens in a man when he does mathematics or geometry. This is based an a seemingly paradoxical but deeply meaningful saying of Plato: “God geometrizes.” He did not mean by this that God just created with mathematics, or with five- or six-sided figures; rather, He creates with the force of which we can only make pictures to ourselves, in our mathematical abstract thinking. Therefore I believe that he who understands the place of mathematics in the whole field of the sciences, will also understand the correct place of spiritual science. Spiritual science will battle for its right to exist, no matter what adversaries it may have, for it builds on an exact foundation thoroughly in accord with historical necessity. Therefore I can say: We welcome any and all opponents who will seriously enter into what spiritual science has to say; we welcome any serious dialogue. Spiritual science has no fear of opposition because it is well supplied with all the scientific weapons of ordinary science and it knows how to use them. It would only not like to be continuously interrupted by those who don't understand it, due to their dilettantism and uninformed opinions. Spiritual science as we mean it here is actually a necessity for the other special sciences. The borders of these other special sciences must be crossed over with the help of spiritual science. We must inwardly resolve at least to confront those who, without reason, oppose this spiritual science, and sometimes even be a bit rude with them. There is a fundamental need for humanity to adopt this spiritual science as quickly as possible, and in all seriousness. This can really happen if only we bring good will to the understanding of it. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Physical Education
06 Jan 1922, Dornach Translated by Roland Everett |
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Naturally, we must always contend with countless details, but it is not impossible to relate these to the broader aspects that generally lead to polarities. Truly good teachers (even better than those who already exist), through close contact with their students, know instinctively and beforehand how to handle children when specific circumstances present themselves. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Physical Education
06 Jan 1922, Dornach Translated by Roland Everett |
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What I have to say today concerns primarily the physical education of children. It is in the nature of this subject that I can talk about it only aphoristically, mainly because people tend to have already formed their opinions in these matters. When it comes to talking about physical development, everyone seems to have definite likes and dislikes that too often strongly color people’s theories on this subject. But anything arising from personal sympathies or antipathies easily leads to fanaticism, which is far from the real goals and activities of spiritual science. Any form of fanaticism or agitation for some particular cause is entirely alien to the nature of the anthroposophic movement, which simply wants to point out the effects of various attitudes and actions in life and leave everyone free to relate personal sympathies and antipathies to the matter. Just consider the fanaticism that argues for or against vegetarianism today, each using unassailable, scientific proofs. And yet we cannot help noticing that never before has superficiality flourished so much as when people defend various movements of a similar nature. It is a fact that anthroposophy does not have the slightest leaning toward extremism in any form. It cannot go along with ardent vegetarians who wish to enforce their views on others whose attitudes differ, and who, in their fanaticism, go so far as to deny meat eaters a fully human status in society. If fanaticism occasionally creeps into the anthroposophic movement, it does not at all reflect the true nature of spiritual science. Now, there is another aspect we must consider within the context of these lectures. Perhaps you have noticed that until now we have emphasized appropriate educational methods in the realm of children’s soul and spirit, which also allows the best possibility for physical development in a natural, healthy way. One could say that we are studying an educational system that—if it is practiced correctly and effectively—offers the best means toward healthy physical development. So the fundamentals of a sound physical education have already been presented. Nevertheless, it will be useful to review and summarize them again, although we must do this aphoristically because of a shortage of time. To do justice to this subject I would have to devote a whole lecture cycle to it. Our theme falls naturally into three main parts: the way we feed children; the way we relate children to warmth or coldness; and our approach to gymnastics. Fundamentally, these three categories comprise everything important for the physical education of children. Modern methods of knowledge, based as they are on an intellectualistic approach, do not offer the possibility of coming to terms with the complex nature of the human organism. Despite the scientific attitude that people are so proud of today, we need to acquire a certain instinctive knowledge of what nurtures or damages health and includes the whole spectrum between these two poles. A healthy instinct for such matters is immensely important. After all, isn’t it true that our natural science is generally becoming more dyed-in-the-wool materialistic? Consider how many secrets have been drawn from nature through research under the microscope or by dissecting various lower animals to investigate the functions of their parts. How many times has human behavior been determined by observing animal behavior, without considering the fact that the human organization in its most important characteristic differs radically from that of all lower animal species? In any case, there has not been enough emphasis placed on this significant difference, primarily because science today depends on investigating every detail separately, thus getting only a partial view of life. Let me try to illustrate this by a comparison. Imagine that I meet two people at nine o’clock one morning. They are sitting on a bench, and I stop for a while to talk to them about various things, thus gaining a general impression of their characters. Then I go on my way again. At three o’clock in the afternoon I see them still sitting on that bench. Now, there are various possibilities of what may have happened in the meantime. It may be that they have been sitting there talking the whole time. Or, according to the different ways that people of various ethnic groups or nationalities behave, other things may have happened. Perhaps they sat together in silence. Or, unknown to me, one of them might left right after I did, while the other stayed on the bench. The first may have returned just before I reappeared, and so on. Externally, nothing appears to have changed between 9 A.M. and 3 P.M., despite the fact that the two seemed very different in temperament and lifestyle. Life will never reveal its secrets if we observe only outer appearances. Yet, with today’s scientific methods, this happens far more frequently than is generally realized, as anyone can discover. Present scientific attitudes can indeed lead to a situation such as I witnessed not long ago. In my youth, I had a friend whom I knew lived a normal and healthy life. Later, we went our different ways and did not meet for many years. Then, one day, I visited him again. When he sat down to his midday meal, the food was served in an unusual way, and a scale was placed on the table. He weighed the meat and the vegetables, because he had begun to eat “scientifically.” He had complete faith in a science that prescribed the correct amounts of various foods one eats to be healthy. Needless to say, such a method may be perfectly justified under certain conditions, but it thoroughly undermines one’s healthy instincts. An instinct for what is wholesome or damaging to health is an essential quality for any teacher worthy of the calling. Such teachers surely know how to elaborate and use all that was given in the previous lectures, and this includes the physical education of children. We have seen, for instance, that before the change of teeth children live entirely in the physical organism. This applies especially to babies, particularly with regard to nourishment. As you know, when babies begin to take in food, they are completely satisfied with a totally uniform diet. If we, as adults, had to live every day on exactly the same kind of food for breakfast, lunch, and any other meal, we would find it intolerable, both physically and mentally. Adults like to vary their food with a mixed diet. Babies, on the other hand, do not get a change of food at all. And yet, only a few people realize the bliss with which babies receive their “monotonous” diet; the whole body becomes saturated with intense sweetness from the mother’s milk. Adults have the possibility of tasting food only with the taste buds and adjacent organs. They are unfortunate, since all their sensations of taste are confined to the head and thus they are very different a baby, whose entire body becomes one great organ for the sense of taste. At the end of the baby stage, tasting with the whole body ceases and is soon forgotten for the rest of life. People who live with ordinary degrees of consciousness are completely unaware of how different their sensations of tasting food were during infancy. And, sure enough, later life does its best to wipe out this memory. For example, I once took part in a conversation between an “abstainer” and a person of the opposite position. (I won’t tell you the whole story, since it would take us too far from our theme.) The abstainer, like so many of these people, was inclined to be a fanatic and tried to convert the gourmand, who replied, “But I was completely temperate for two full years.” Greatly surprised, the abstainer asked him when this was, to which the other answered, “During the first two years of my life.” In this humorous, though rather frivolous way, important facts of life were discussed. Few people have a deeper and correct knowledge of these things. Babies are related to the physical body in such a way that they can eat only with their entire physical organization, deriving the greatest benefit and pleasure from this condition. The gradual transition to the next stage involves forces that begin to concentrate in the head and finally lead to the change of teeth. These forces are so powerful that they can force out the milk teeth as the second teeth push through. This slow and gradual process takes place between birth and second dentition, affecting various other regions. After babyhood, the sense of taste withdraws into the head. Children no longer eat only with their physical organization, but with their soul forces as well. They learn to distinguish various tastes through their soul forces. At this stage it is important to watch carefully children’s reactions to different foods. Their likes and dislikes are valuable indicators of their inner health. But, to judge such matters, we need at least an basic knowledge of nutrition. When talking about this today, people typically think of the aspect of weight. But this is not so important. What really matters is the fact that each kind of food contains a certain amount of forces. Each item of food holds a specific amount of forces through which it has adapted to the conditions of the outer world. But what takes place within the human organism is something entirely different. The human organism must completely transform the food it takes in. It must transform the processes that various foods have gone through while growing—forces that will become active within the human organism. What occurs there is a continual conflict, during which the dynamic forces in food are completely changed. We experience this inner reaction to the substances we eat as stimulating and life sustaining. Consequently, it is no good to merely ask how many ounces of this or that we should eat. Rather, we should ask how our organism will react to even the smallest amounts of a certain food. The human organism needs forces that generate resistance to outer natural processes. Though somewhat modified, processes in certain areas of the human organism (between the mouth and the stomach) can still be compared to forces in the external world. However, those in the stomach and in the subsequent stages of digestion are very different from what we find outside the human being. When it comes to what happens in the head, however, we find exactly the opposite processes from those in outer nature. This shows how the human organism, in its totality, must be stimulated in the right way through the food we eat. I must be brief, so there is no time to get into the terminology of the deeper aspects of this subject. For now, however, a less specialized and more popular terminology will do. As you know, in ordinary life there are foods we consider rich in nutrition, and others considered poor in nutrients. It is possible to live on food of poor nutritional value—just think of how many people are fed mainly on bread and potatoes, both of which are certainly low in nutritional value. On the other hand, you have to remember that, in cases of ill health, one must take great care not to overburden the digestion with foods having little nourishment. Bread and potatoes make great demands on the digestive system, with the effect that very little energy is left for the remaining functions. Consequently, a diet of bread and potatoes is not likely to promote physical growth. So we look for other foods that do not put unnecessary strain on the digestive system, foods that work the digestive system very little. If these things are taken to extremes, however, an abnormal activity begins in the brain, which in turn begins other processes that have absolutely no resemblance to those of outer nature. These again affect the rest of the human organism, and as a result the digestive system will become sluggish and too slack. All this is extremely complicated, and it is very difficult to understand all the ramifications of what happens. It is one of the most difficult tasks of a thorough scientific investigation—not the kind so common today—to know what really happens when, for instance, a potato or a piece of roast beef is taken into a human mouth. Each of these two processes is very complex, and each is very different from the other. To investigate the subsequent stages of digestion with scientific precision, a great deal of specialized knowledge is needed. A mere indication of what happens there must be enough. Imagine that a boy eats a potato. First the potato is tasted in his head, the location of one’s organs of taste, and then the sensation of taste induces further responses. Although the sense of taste no longer permeates the boy’s whole organism, it nevertheless affects it in certain ways. A potato does not have an especially stimulating taste and, consequently, leaves the organism somewhat indifferent and inactive. The organs are not particularly interested in what happens with the potato in the child’s mouth. Then, as you know, the potato passes into the stomach. The stomach, however, does not receive it with alacrity either, because it has not been stimulated by the sensation of taste. Taste always determines whether the stomach takes in food with sympathy or aversion. In this case, the stomach will not exert itself to incorporate the potato with its dynamic forces. Yet, this must happen, since the potato cannot be left there in the stomach. If the stomach has the strength, it will absorb the dynamic forces of the potato and work on them with a certain distaste. It allows the potato to enter without developing any significant response to it, because the potato has not stimulated it. This process continues through the rest of the digestive tract, in which the remains of the potato are again worked on with a certain reluctance. Very little of what was once the potato reaches the head organization. These few indications—which ought to be deepened considerably for any proper understanding—are intended as a mere suggestion of the complex processes that occur in the human organism. Nevertheless, educators should acquire a working knowledge of these things, and to do this I believe it is necessary to go into the whys and wherefores. I can imagine that some listeners might think it good enough just to be told what they should give children to eat and which foods to avoid. But this is not enough, because to do the right things—especially when physical matters are involved—teachers must have sufficient understanding of the problems. There are so many approaches to these things that one needs guidance to see what each case requires. And for this, teachers need at least a simplified picture of how children should be fed. In physical education, we see in particular how far educational principles have deviated from prevailing social conditions. Unless students happen to live in boarding schools, where it is possible to practice what I have been indicating, it will be necessary to win the cooperation of parents or others in charge of children, and, as we all know, this can cause considerable difficulties. It may not be possible to implement measures one deems right and beneficial for students until tremendous resistance has been overcome. Let me give you an example. Imagine you have a student in your class who has an excessively melancholic disposition. Extreme symptoms of this kind always indicate an abnormality in the physical organization. Abnormalities in the soul region always originate with physical abnormalities of one kind or another, and physical symptoms are a manifestation of the soul and spiritual life. So let us imagine such a child in a day school. In a boarding school, of course, one would deal with such a problem in cooperation with the dormitory. So what would I have to do? First I must contact the child’s parents and—if I am absolutely certain about the real causes of the problem—I may ask them to increase the child’s sugar consumption by at least 150 percent, or in some cases by as much as 200 percent, compared to what one gives a child who behaves normally. I would advise the parents not to withhold this additional sugar, which could be given, for instance, as sweets. Why would I do this? Perhaps the opposite example will make it clearer to you. Imagine that I have to deal with a pathologically sanguine child. If I am to make sense, we must assume this is an excessively sanguine child. Again, the symptoms betray an abnormality in the physical organization, and here I would have to ask the parents to decrease the amount of sugar given to the child. I would ask them to greatly reduce the amount of sweets given to the child. What are my reasons? One discovers whether to increase or decrease the amount of sugar only by becoming aware of these facts; all milk and milk products, but mother’s milk in particular, spread their effect uniformly throughout the entire human organism, so that each organ receives what it needs in a harmonious way. Other foods, however, have more influence on a particular organic system. Please note that I am not saying other foods exercise an exclusive influence, but that they influence some organs more than others. The way a child or an adult responds to a specific taste or a certain food depends on the general condition of a particular organic system. In this respect, certain luxury foods play as important a part, as do ordinary foods. Milk affects the entire human being, whereas other nutrients affect a particular organic system. With regard to sugar, we must look at activity in the liver. So, what am I doing by giving an abnormally melancholic child lots of sugar? I diminish the activity of the liver, because sugar, in a certain sense, takes over the activity of the liver. This causes the liver to direct its activity more toward something extraneous, and thus the activity is reduced. Under certain circumstances, pronounced melancholic symptoms may be the result of a child’s liver activity, so it is possible, purely through diet, to decrease an overly melancholic tendency in a child—which can also manifest as a tendency toward anemia. And why, in the case of an overly sanguine child, do I recommend a reduction of sugar intake? Here I try to decrease the stimulating effect of sugar and cause the liver to become a little more active on its own. In this way, I stimulate the child’s I-being, which helps the child overcome the physical symptoms of an excessively sanguine temperament. If we pay close attention over a period of time, we generally discover the necessary preventive measures. As a rule, this faculty develops only when it has become second nature in alert and dedicated teachers to spot even slightly unusual symptoms in students. Obviously, we must never allow abnormalities to deteriorate too much before taking action. To achieve this ability, teachers must be willing to continually deepen their understanding and to overcome numerous personal hindrances. Otherwise, I am afraid that teachers will not gain the necessary thoroughness until they reach retirement. This example illustrates the possibility of counteracting certain abnormalities if we observe the human physical organization as a whole. Thus, the whys and wherefores are important. Naturally, we must always contend with countless details, but it is not impossible to relate these to the broader aspects that generally lead to polarities. Truly good teachers (even better than those who already exist), through close contact with their students, know instinctively and beforehand how to handle children when specific circumstances present themselves. In any case, if they are to take the appropriate action, it is extremely important for teachers to perceive any deviation from the normal, healthy behavior of children. We must watch very closely how children—as beings of body, soul, and spirit—show an interest not only in themselves, but also in their environment. We have to develop an instinctive awareness of the children’s interest, or their lack of it. This represents the one side. The other is a teacher’s awareness of the first signs of fatigue in students. What is the source of each child’s characteristic interest? It arises in the metabolic and limb system, but mainly in the metabolism. I will know that there is a problem of improper diet if I see that a child is losing interest, for example, in mental activities (and this is the most obvious sign); or if a child shows little interest in outer activities and no longer wants to participate in games or similar pursuits; or if I see that a child has lost interest in food (which is the worst sign of all, since children are naturally interested in various tastes and should learn to distinguish between the various flavors); or if a child suffers from lack of appetite (since a lost appetite also means a lack of interest in food). Here, food demands too much of the child’s digestive system. So, I must find out what food this child is being given that has relatively little nutritive value, since such food burdens the digestive system. Just as I can determine the weather by reading the barometer, similarly I can deduce an improper diet when I see a marked lack of interest in a child. Interest and apathy are the most important indicators with regard to a correct diet for children. Now let’s take a look at the opposite pole. If I notice that a child tires too quickly because of mental or physical activities, again I can trace the cause to physical conditions. In this case, a child may eat with a normal appetite, but after eating, such a child may become drowsy, not unlike a snake after feeding. If a child has an abnormal desire to curl up on the sofa after eating, it shows an inability to cope with digestion, which causes the child to become tired. It is a sign that a child has been given too much of the sort of food that does not stimulate the digestion enough, with the result that the unfulfilled demands of the digestive system now enter the child’s head region, causing fatigue. So, I must give food having concentrated nutritional value to a child who shows a noticeable lack of interest. But there is no need to become a fanatic about these things. Fanatical vegetarians will say that this lack of interest in children is caused by a diet of meat, and that they must now get used to a diet of raw fruits, so they can recover a normal interest in the world. This may be true. But those who believe in giving meat to children will maintain that, if they tire too easily, we must stimulate them with a meat diet. These things should not provoke too much discussion, simply because it is possible to balance various foods through appropriate combinations that, in this case, might very well take the place of meat. Nor is it essential to turn children into vegetarians. The important thing is to recognize that, on the one hand, children who lack a healthy interest can be helped by an improved diet, one that contains especially nutritious foods and, on the other, that a tendency toward fatigue can be overcome by working in the opposite direction. This is one way to simplify and easily understand a very complex subject. If, for example, I find that a child tires too easily, I must realize that the digestion is not sufficiently engaged, and so I alter the diet accordingly. We must develop a kind of human symptomatology that helps us in a concrete and practical way. It is not always necessary to go into all the details. In matters of nutrition, if we interpret certain symptoms correctly, we begin to see through the situation and recognize what steps to take. Closely related to all this (though opposite in a certain sense) is the whole question of warmth in childhood. Here, external phenomena guide us even more clearly than does nutrition; we just need the correct interpretation. On the other hand, they easily lead to extremes and become harmful. I am referring to “hardening,” or “toughening.” Under certain circumstances, this can be good, and much has been done in its favor. Yet, if we are well grounded in our knowledge of the human being, we cannot help feeling a sense of alarm when we see adults who were systematically hardened as children, and now cannot cross a hot and sunlit square without feeling oppressed by the heat. This can reach a point where both their psychological and physical makeup prevents them from ever crossing a sunny, open square. Surely, hardening is inappropriate if does not enable a person to endure any kind of physical hardship. When considering the question of warmth or cold, two facts need to be kept in mind. First, nature has given us a clear directive; we have a sense of well-being only so long as we are unaware of the temperature surrounding us. If we are exposed to too much heat or cold, we quickly lose our sense of wellbeing. Obviously, we need our sensory perception of outer temperatures, but this must not adversely affect our whole organism. To protect ourselves from heat and cold, we neutralize their effects by the use of clothing. When exposed to too much cold, a person loses the ability to maintain normal functioning in certain inner organs. If, on the other hand, outer temperatures are too high, the body reacts with an excessive functioning of those organs. So we can say that, if a person is exposed to very low temperatures, the inner organs tend to coat themselves with a layer of mucus, giving rise to the type of illnesses I would call (in the vernacular) internal mucositis. Organs become lined with metabolic excesses, and this results in a hypersecretion of mucus. If, on the other hand, a person is exposed to too much heat, those organs respond by drying up. A tendency develops to form crusts, while the organs themselves ossify and become quite anemic. This way of looking at the human organism provides the correct indications for moving ahead in matters of education. Every symptom and phenomenon teaches us something. For example, as human beings, it is safe to expose our faces to much colder temperatures than we could other parts of our bodies. And because the face is exposed to colder temperatures, it prevents other organs from drying out by stimulating them. There is a continuous interplay between the face, which readily accepts certain degrees of cold, and the other members of the human physical organization. However, we must not confuse the face with a very different part of the human anatomy. Forgive me for putting it so crudely, but we must not confuse people’s faces with their calves. This is the sort of mischief we encounter so frequently today, because in cold weather children are allowed to walk around with their legs bare up to their knees, and sometimes even higher. This truly confuses the two ends of the physical human body. If people were only aware of the hidden connections here, they would realize how many cases of appendicitis develop later on because of this confusion between the two human extremities. On the other hand, it also needs to be said that we should not be too sensitive to minor changes of temperature, and that children should be brought up to bear them with equanimity. When children overreact to slight changes of temperature, again we must know that we can help by making corresponding changes in the diet. These things show us that warmth and nutrition must work together, for eating and keeping warm complement each other. Those who are oversensitive to temperature changes should be given food with a high caloric content, which generates the inner strength needed to withstand these changes. Again, you can see how a real knowledge of the human being also helps in such situations, and how, fundamentally, not only must everything in the human organism work harmoniously together, but mostly those entrusted with educating young people must be able to recognize this cooperation among the various organs. The third major aspect of physical education involves various forms of movement. The human makeup is such that we must be active in more than our bodily functions; we must also participate in the outer world. People must be able to experience a connection with the outer world. It is true that not one human organ can be understood when considered only in a state of rest. We must relate it to the inherent activities and movements of its functions; then we can understand an organ even in a state of rest. This is true whether it is an outer organ—whose form, even at rest, indicates its normal movements—or an inner organ, whose shape and configuration express the function and movement that make it part of the overall human organic processes. All this is considered when we introduce various forms of movement to children in the right way. Again, bear in mind the wholeness of the human being. We must try to give the physical, soul, and spiritual aspects their due. With children, we do this only by allowing them to perform the right kinds of movements, which bring satisfaction because they are in harmony with children’s innate intentions. Such movements are always accompanied by a sense of well-being. In an education based on knowledge of the human being, the first step in this direction is to learn the particular ways children want to move when given freedom. Typical games with their inhibiting rules are quite alien to the nature of young children, because they suppress what should remain freely mobile in children. Organized games gradually dull their inner activity, and children lose interest in such externally imposed movements. We can clearly see this by observing what happens when the free movements of playing children are channeled too much into fixed gymnastic exercises. As I said, I do not wish to condemn gymnastic lessons as such, but in general it must be said that when young students are doing gym exercises, their movements are being determined externally. Anyone working out of a real knowledge of the human being would much rather see young children play freely on parallel bars, on a horizontal bar, or on rope ladders, instead of having to follow the exact commands of a gym instructor shouting “one two three” as the children step on the first, second, and third rungs of a rope ladder or perform precise movements on gym apparatus—movements that tend to impose stereotyped forms on their bodies. I realize that these remarks go a little beyond the general trend of modern gymnastics, whose advocates are often a bit fanatic. One easily rouses antipathy by shedding light on the kind of gymnastic exercises that are imposed externally, and by comparing them with the natural movements of children arising from their own involvement in free play. Yet it is exactly this free play that we should observe and study. One must get to know children intimately, and then one sees what to do to stimulate the right kind of free play, in which boys and girls should, of course, participate together. In this way, through the inner flexibility that accompanies children’s outer movements, their organic functions work together harmoniously. This method also opens our eyes to what lies behind certain symptoms, such as those indicating anemia in young girls. In most cases such symptoms are simply the result of having been artificially separated from the boys, because it was considered unseemly for them to romp with the boys during free play. Girls, as well as boys, should be allowed to be boisterous when they play, although perhaps in slightly different ways. Conventional notions of what is “ladylike” are often are held up to young girls, but they frequently contribute to anemia in later life. However, I must ask you not to take this remark as a personal criticism of an established way of life, but simply as an objective observation. We can obviate a tendency toward anemia simply by allowing young girls to engage in the right kind of free play. In this way, we safeguard their inner functions from becoming so sluggish that they can no longer form the right kind of blood from their digestive activity. These days, it has become difficult to fully understand these matters, simply because the kind of knowledge fostered today is not the outcome of observing inner human nature, but comes from collecting detailed data. Through so-called induction, these facts are then turned into a hodge podge of general knowledge. Of course, by following this method it is possible to discover all kinds of interesting facts, but it is more important to observe what has real significance for life. Otherwise, an ardent admirer of modern science might argue by saying, “You told us that anemia can manifest because young girls have not been allowed to play freely; yet I have encountered several cases of anemia in a village where young girls had never been restrained in their play.” One would have to look into the causes of anemia in this particular situation; perhaps as a child, one of these girls nibbled an autumn crocus (Colchicum autumnale), thus developing a tendency toward anemia in later life. Another important aspect of our theme concerns the consequences of mental strain in children. If we overburden their mental powers, we definitely exert a harmful influence on their general health. If we prevent children from discovering their natural tendency toward movement and play, the metabolic organization will not be sufficiently stimulated. By burdening children with too much knowledge of the world, we artificially increase metabolic activity in the head. Although human beings have a threefold nature, any activity that dominates one of the three spheres is, to a certain extent, also present in the other two systems. When we overload students with facts about the external material realm instead of with spiritual matters, we divert some of the normal digestive activity from the metabolism into the head, thus causing abnormal activity in the whole metabolic system. This, too, can cause anemia during puberty. Someone might argue that, in a certain village, students were never subjected to intellectual stress, but there were nevertheless cases of anemia in that town. Again we would have to look at the particular situation. For instance, we might discover that one of the houses in this village was covered by Virginia creeper (Parthenocissus quinquefolia), and that a child whose curiosity had been roused by its black, glistening berries had eaten a few that were overripe, in this way increasing an innate tendency toward anemia. To conclude, I would like to say this: It might be correct to collect separate data from which one then extracts general knowledge. But if we want to gain the kind of knowledge that is closely allied to practical life, we have to observe real life carefully, so that we can discover where and how to tackle problems as they arise. Only a real knowledge of the human being offers educators this kind of insight. It enables them to fulfill their task by guiding children into the right forms of movement and by guarding against stressing the mental capacities of the children in their care. The realization of these possibilities is our first and foremost task. Of course, we cannot necessarily prevent a child from sucking on an autumn crocus or eating black berries from a Virginia creeper, but we can infuse intuitions into children—and at the right time. And this will enable them to develop physical powers in a well-rounded way and to cultivate greater flexibility. |