104. The Apocalypse of St. John: Lecture IV
21 Jun 1908, Nuremberg Tr. Mabel Cotterell Rudolf Steiner |
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How is this expressed? Let us realize what according to Anthroposophy becomes of the external sense world. How have we described the seven stars? We went back to Saturn and showed how the physical human body originated, how it was constructed out of warmth. |
Thus we see spiritual powers in sun and moon. And the knowledge we acquire through Anthroposophy also appears rightly symbolized in a future age; to our spiritual. vision the sun and moon appear as the forces which have constructed man. |
104. The Apocalypse of St. John: Lecture IV
21 Jun 1908, Nuremberg Tr. Mabel Cotterell Rudolf Steiner |
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In the last lecture we showed how the Apocalypse of John prophetically points to the cycle of human evolution lying between the great upheaval upon our earth which the legends of various peoples describe as a flood, and geology the glacial period on the one hand, and that event which we designate as the War of All against All on the other. In the epoch between these two events lies everything prophetically referred to in the Apocalypse—that book which reveals to us the beings of past ages in order to show what is to fire our will and our impulses for the future. We have also seen how we ourselves, in the spiritual movement to which we belong, should consider the words of the so-called fifth letter as a summons to action, to work. We have seen that we ought to follow that Being with the seven Spirits of God and the seven stars. Then we saw how, through this spiritual movement, the next age is prepared which is represented by the community of Philadelphia, the age when—among all those who have under-stood the word of the summons—there is to be that brotherly love over the whole earth which is described in the Gospel of John. Afterwards another age, the seventh, will follow, which the writer of the Apocalypse describes by saying that on the one hand there is placed all that is bad in the community representing the seventh age, that is lukewarm, neither hot nor cold, that could not warm to the spiritual life and hence must fall away, and on the other hand those who have understood the word of invitation, those who will form his following who says, “I am the Amen,” that is: I am he who unites in himself the goal of the human being, who contains the Christ principle in himself. Now let us keep for a later occasion all that could be added in further explanation of the several letters and in justification of the several names of the cities. To-day we shall pass on in our studies to that which presents itself to the pupil when he advances to the next stage of initiation. We were confronted by the seven sub-ages of the present cycle of humanity, and we have said that this entire cycle with its seven sub-ages is itself a small cycle contained in a longer period also containing seven epochs. Our epoch, which embraces seven ages, was preceded by the Atlantean epoch, during which were prepared the races whose echoes still exist. When the seventh age of our present epoch is at an end,it will be followed by another epoch again consisting of seven parts. The present epoch is preparing indirectly for the following one, so that we may say, our age of civilization will gradually pass over into one of brotherly love, when a comparatively small part of humanity will have understood the spiritual life and will have prepared the spirit and attitude of brotherly love. That civilization will then again divide off a smaller portion of human beings who will survive the event which will have such a destructive effect upon our epoch, namely, the War of All against All. In this universal destructive element there will be everywhere individuals who lift themselves above the rest of warring humanity, individuals who have understood the spiritual life and who will form the foundation for a new and different world in the sixth epoch. Something similar also took place during the transition from the fourth epoch to ours. When one who with spiritual vision can review the course of time has passed back through the ages we have considered, the Graeco-Roman, the Babylonian-Egyptian, the ancient Persian and the ancient Indian and beyond the time of the great flood, he comes into the Atlantean epoch. We need not now consider it in detail but we must at least under-stand how this Atlantean civilization passed over into our own. There, too, the greater part of the Atlantean population was not sufficiently mature to develop farther, it was incapable of coming over into our epoch. A smaller part, living in a region near to our present Ireland, developed to the highest flower of the civilization of Atlantis and then journeyed towards the East. We must clearly understand that this was only the principal stream. There were always peoples who emigrated from the West to the East, and all the later peoples of Europe, of northern and central Europe, proceeded from the stream which then went from the West to the East. Now that most advanced part of the Atlantean population was under the guidance of a great leader of humanity and eventually settled down as a very small tribe of chosen individuals in Central Asia. From this point the colonists migrated to the various regions of civilization mentioned, to ancient India, to Persia, Egypt, Greece, etc. You might now be inclined to say: Is it not an extremely bitter thought that whole bodies of peoples remain immature and do not develop their capacities; that only a small group becomes capable of providing the germ for the next civilization? This thought will no longer disquiet you if you distinguish between race-development and individual soul-development, for no soul is condemned to remain in one particular race. The race may fall behind; the community of people may remain backward, but the souls progress beyond the several races. If we wish to form a true conception of this we must say that all the souls now living in bodies in civilized countries were formerly incarnated in Atlantean bodies. A few developed there in the requisite manner, and did not remain in Atlantean bodies. As they had developed further they could become the souls of the bodies which had also progressed further. Only the souls which as souls had remained backward had to take bodies which as bodies had remained at a lower stage. If all the souls had progressed, the backward races would either have decreased very much in population, or the bodies would be occupied by newly incoming souls at a low stage of development. For there are always souls which can inhabit backward bodies. No soul is bound to a backward body if it does not bind itself to it. The relation between soul-development and race-development is preserved to us in a wonderful myth. Let us imagine race following race, civilization following civilization. The soul going through its earth mission in the right way is incarnated in a certain race; it strives upward in this race, and acquires the capacities of this race in order next time to be incarnated in a higher one. Only the souls which sink in the race and do not work out of the physical materiality, are held back in the race by their own weight, as one might say. They appear a second time in the same race and eventually a third time bodies in similarly formed races. Such souls hold back the bodies of the race. This has been wonderfully described in a legend. We know, indeed, that man progresses further in the fulfilment of the mission of the earth by following the great Leaders of humanity who point out the goals to be attained; if he rejects them, if he does not follow them, he must remain behind with his race, for he cannot then get beyond it. Let us think of a personality who has the good fortune to meet a great Leader of humanity, let us suppose such a personality confronting Christ Jesus himself, for example; he sees how all his deeds are evidence for leading humanity forward, but he will have nothing to do with this progress, he rejects the Leader of humanity. Such a personality, such a soul would be condemned to remain in the race. If we follow this thought to its conclusion such a soul would have to appear again and again in the same race, and we have the legend of Ahasuerus who had to appear in the same race again and again because he rejected Christ Jesus. Great truths concerning the evolution of humanity are placed before us in such a legend as this. We must distinguish between soul-development and race-development. No soul is undeservedly obliged to remain in an old body, no soul will undeservedly remain in a body belonging to our age. Those who hear the voice which calls them to progress will survive the great period of destruction—the War of All against All—and appear in new bodies which will be quite different from those of the present day. For it is very short-sighted if one thinks of the Atlantean bodies of men as being like the present bodies. In the course of thousands of years the external physiognomy changes and after the great War of All against All man will have quite a different form. To-day he is so formed that in a certain sense he can conceal the good and evil in his nature. The human physiognomy already betrays a good deal, it is true, and one who understands this will be able to read much from the features. But it is still possible to-day for a scoundrel to smile most graciously with the must innocent man and or taken for an honest man; the reverse is also possible; the good impulses in the soul may remain unrecognized. It is possible for all that exists in the soul as cleverness and stupidity, as beauty and ugliness, to hide itself behind the general physiognomy possessed by this or that race. This will no longer be the case in the epoch following the great War of All against All. Upon the forehead and in the whole physiognomy it will be written whether the person is good or evil. He will show in his face what is contained in his inmost soul. What a man has developed within himself, whether he has exercised good or evil impulses, will be written on his forehead. After the great War of All against All there will be two kinds of human beings. Those who had previously tried to follow the call to the spiritual life, who cultivated the spiritualizing and ennobling of their inner spiritual life, will show this inward life on their faces and express it in their gestures and the movements of their hands. And those who have turned away from the spiritual life, represented by the community of Laodicea, who were lukewarm, neither warm nor cold, will pass into the following epoch as those who retard human evolution, who preserve the backward forces of evolution which have been left behind. They will show the evil passions, impulses and instincts hostile to the spiritual in an ugly, unintelligent, evil-looking countenance. In their gestures and hand-movements, in every-thing they do, they will present an outer image of the ugliness in their soul. Just as humanity has separated into races and communities, in the future it will divide into two great streams, the good and the evil. And what is in their souls will be outwardly manifest, they will no longer be able to hide it. If we look back and see how humanity has hitherto developed on the earth, we shall find that this development of the future just described is quite in harmony with it. Let us look back to the origin of our earth after Saturn, Sun and Moon and a long interval had passed. The earth then emerged anew out of the cosmic darkness. At that time, in the first part of the earth development, there were no other creatures upon the earth besides man. He is the first-born. He was entirely spiritual, for embodiment consists in a densification. Let us imagine a body of water suspended in space which, through a certain process, partially crystallizes into ice, first a small part and then the same process continually repeated. And now let us imagine that the small pieces of ice which have crystallized fall from the body of water, so that they are now separated from the whole mass. Now, because each small piece of ice can only grow larger so long as it is in the whole body of water, when it has separated from this it remains at the same stage. Let us imagine a portion of the body of water separated in the form of very small pieces of ice; let us imagine that the freezing of the water continues and at the next stage more water assumes the form of small lumps of ice; these again fall out, and so on, till finally a very large part is crystallized out of the mass of water and takes the shape of ice. This last has taken the most out of the mother-substance of the water; it has been able to wait the longest before separating. It is the same in evolution. The lowest animals were unable to wait, they left their spiritual mother-substance too early and hence have remained behind at an earlier stage of evolution. Thus the gradually ascending grades of lower beings represent backward stages in evolution. Man waited until the last; he was the last to leave his spiritual divine-mother-substance and descend as dense substance in fleshly form. The animals descended earlier and therefore remained at that stage. We shall see the reason for this later. At present we are interested in the fact that they descended and have remained at earlier stages of evolution. What, therefore, is an animal form? It is one which, had it remained united with the spirit from which it proceeded, would have developed up to our present humanity. But the animal forms have remained at a standstill; they have left the spiritual germ; they have separated themselves and are now degenerating. They represent a branch of the great tree of humanity. In ancient times man had the various animal natures within him, as it were, but then separated them off one after another as side branches. All the animals in their different forms represent nothing else than human passions which condensed too early. That which man still possesses spiritually in his astral body, the several animal forms represent physically. He kept this in the astral body until the latest period of earth existence, and hence he could progress the furthest. Man still has something within him which must separate itself from the universal evolution as a descending branch, as the other animal forms have done. That which man has within him as tendency to good and evil, to cleverness and stupidity, to beauty and ugliness, represents the possibility of an upward progress or a remaining behind. Just as the animal form has developed out of progressing humanity, so will the race of evil with the horrible faces develop out of it as it progresses towards spirituality and reaches the later goal of humanity. In the future there will not only be the animal forms which are the incarnated images of human passions, but there will also be a race in which will live what man now hides within him as a portion of evil, which to-day he can still conceal but which later will be manifest. Let us make clear the chief thing that will appear by an illustration that may perhaps seem strange to you. We must understand that this separation of the animal forms was actually necessary to man. Each animal form which separated in bygone times from the general stream signifies that man had then progressed a step further. Imagine that all the qualities distributed throughout the animal kingdom were in man. He has purified himself from them. Through this he was able to develop higher. If we take a muddy liquid and allow the gross matter in it to settle to the bottom, the finer part remains at the top. In the same way the grosser parts which man would have been unable to use for his present condition of development have been deposited in the animal forms. Through man having cast out of his line of development these animal forms—his elder brothers, as it were—he has reached his present height. Humanity has risen by throwing out the lower forms in order to purify itself and it will rise still higher by separating another kingdom of nature, the kingdom of the evil race. Thus mankind rises upward. Man owes every quality he now possesses to the circumstance that he has rejected a particular animal form. One who with spiritual vision looks upon the various animals knows exactly what we owe to them. We look upon the lion form and say, “If the lion did not exist in the outer world, man would not have had this or that quality; for through his having rejected it he has acquired this or the other quality.” This is the case too with all the other forms in the animal kingdom. Now the whole of our fifth epoch of human evolution (including the various stages of civilization from the ancient Indian to our own), really exists in order to develop intelligence and reason and all that belongs to them. Nothing of this existed in the Atlantean epoch. Memory was present and also other qualities, but to develop the intelligence and what pertains to it—the turning of the attention to the outer world—is the task of the fifth epoch. If we direct our spiritual vision to the surrounding world and inquire, “To what do we owe the fact that we have become intelligent; what animal form have we put forth from ourselves in order to become intelligent?” curious and grotesque as it may appear, it is nevertheless true to say that if there were not around us the animals which belong to the horse nature, man would never have been able to acquire intelligence. In former times men were aware of this. All the intimate relations existing between certain races of men and the horse originate from a feeling which may be compared with the mysterious feeling of love between the two sexes, from a certain feeling of what one owes to this animal. Hence when the new civilization arose in the ancient Indian age, it was a horse that played a mysterious role in religious ceremonial, in the worship of the gods. And all customs connected with the horse may be traced back to this fact. If you observe the customs of ancient peoples who were still clairvoyant such as, for instance, the old Germans, and notice how they placed horse-skulls in front of their houses, this leads you back to the fact that these people were aware that man has grown beyond the unintelligent condition by separating out this form. There was a profound consciousness that the acquisition of cleverness is connected with it. You need only remember the Odyssey and the wooden horse of Troy. Such legends contain deep wisdom, much deeper than our science contains. Not without reason is such a type as the horse employed in legend. Man has grown out of a form which once contained within it that which is now embodied in the horse; and in the form of the centaur, art still represented man as connected with this animal in order to remind him of the stage of development out of which he had grown, from which he had struggled free in order to become the present human being. What thus took place in bygone times in order to lead to present humanity will be repeated at a higher stage in the future. It is not the case, however, that this would in the future have to run its course in the physical world. Those who become clairvoyant at the boundary between the astral and the devachanic planes can see how man continually purifies and develops that which he owes to the separation from the horse nature. He will accomplish the spiritualizing of the intelligence. After the great War of All against All he will elevate to wisdom, to spirituality, that which to-day is merely reason, merely cleverness. This will be experienced by those who then will have reached the goal. The fruits of that which was able to develop in humanity in consequence of the separation of the horse nature will be manifested. Now let us imagine one who clairvoyantly looks into the future of mankind. What will he see, what will it show him? Everything which man has prepared throughout the seven ages of civilization (for his soul was incarnated in the past civilizations and will again be incarnated in the future ones) will be there in a following age, and survive the great War of All against All into the more spiritual epoch. In each age he took what could be taken up. Think how your soul lived in the ancient Indian civilization! You then received the wonderful teachings of the Holy Rishis; although you have forgotten them you will re-member them again later. Then you progressed further from one incarnation to another. You have been able to learn what the Persian, the Egyptian and the Graeco-Roman civilizations made possible. All this is within your soul to-day, but it is not yet outwardly manifest in your countenance. You will live further into the age of Philadelphia and into the age which will be led by the “Amen.” And a community of people will develop more and more who will manifest in their countenances what has been prepared in the various ages of our epoch. What is already working in your soul, that which you received in the Indian age, will appear in your physiognomy in the first sub-age of the epoch following upon the great War of All against All. And that which a man acquired in the ancient Persian age will change his countenance at the second stage. And so on, stage after stage. The spiritual teaching, which you who now sit here receive and unite with your souls, will bear its visible fruit in the epoch after the great war. You are now uniting with your soul that which the seven Spirits of God and the seven stars give. You carry it home. No one will read it in your faces to-day, nor even after centuries; but it will come after that great war. In the sixth epoch there will come a fifth age and then you will bear the image of it in your face; on your forehead will be written what you have now worked out, what are now your thoughts and feelings. So step by step, after the great war, will issue and reveal itself all that is now hidden in the soul. Let us imagine the beginning of the great war; the soul which has heard the call which from age to age the Christian principle has uttered, will live on after all that is indicated in the “letters.” What these ages can give has been given throughout seven ages. Let us imagine how the soul waits, how it waits on. It is sealed seven times. Each age of culture lays one seal upon it. Within you is sealed what the Indians wrote in the soul; within you is also imprinted what the Persians, the Egyptians, Greeks and Romans have written in the soul, and what our own age of civilization inscribes in it. The seals will be unloosed, that is, the things written there will be outwardly revealed after the great War of All against All. And the principle, the power, which brings it about that the true fruit of our ages of civilization shall be made manifest in the countenance, is to be found in Christ Jesus. Seven seals of a book must be opened. What is this book? Where is it? We will explain what a book is according to the Bible. The word “book” occurs in the Bible only seldom. This must not be overlooked. If you search in the Old Testament you will find the word in Genesis (Gen. v. I): “This is the book of the generations of man; When God created man, in the likeness of God made he him; and he created him male-female, and blessed him, and called his name Adam.” You may then open where you will, you will only find the word “book” again in the first Gospel (Matt. i. 1). “This is the book of the generation of Christ Jesus, the son of David, the son of Abraham. Abraham begat Isaac, and Isaac begat Jacob,” etc. Again generations are enumerated. That which flows through a long series is enumerated. And again the expression “book” appears here in the Apocalypse of John. It appears where it is said that the Lamb alone is worthy to open the book with the seven seals. The expression “book” has always the same significance, it is never used otherwise. We only need to understand the records literally. A book in our present sense is not intended. The Domesday book or register of landed property had the old signification of the word “book.” The word “book” is used where something is entered consecutively, where one thing depends upon another, where a possession is registered so that it may be handed down from generation to generation. In such a record we are dealing with something whereby a foundation is made for that which is handed on by heredity. In the Old Testament the word “book” signifies a document in which are recorded the generations transmitted through the blood. It is there used in no other sense than that the generations are recorded. It is used afterwards in the first Gospel in the same way for the recording of the lineage. Hence what follows consecutively in time is written in a “book.” By a book nothing else is ever intended than the recording of what follows in time, that is to say, approximately in the sense of a chronicle, a history. The book of life which is now laid down in humanity, in which from age to age is written in the “I” of man that which each age supplies, this book which is written in the soul of man and which will be unsealed after the great War of All against All, this book is also meant here in the Apocalypse. In this book there will be the entries made by the various ages of civilization. Just as through the generations the entries were made in the genealogical tables of the old books, so it is here, only that in this case that which man spiritually acquires is written down. And as he acquires through intellectuality what it is possible to acquire in our age, the gradual progress of this development will be represented imaginatively by the symbol which corresponds with this quality. By having passed through the Indian age in a frame of mind in which he turned away from the physical world and directed his gaze towards the spiritual, man will, in the first age after the War of All against All, gain the victory over the things of sense. He will be the victor by acquiring what was written in his soul in the first age. Further, that which appeared in the second age, the conquest of matter by the ancient Persians, will appear in the second age after the War of All against All; the sword here signifies the instrument for the over-coming of the external world. That which man acquired in the Babylonian-.Egyptian age, when he learned how to measure everything correctly is seen in the third age after the great war, as that which is represented by the scales. And the fourth age shows us what is the most important thing, that which man acquired in the fourth age of our epoch through Christ Jesus and his appearance on earth; the spiritual life, the immortality of the “I.” All that is not fit for immortality, that which has to die, falls away; this must appear for the fourth age. Thus everything that has been prepared throughout the ages of this present epoch comes out consecutively in the next, and it is indicated by the symbol which corresponds with the intelligence. If we read about the opening of the first four seals in the sixth chapter of the Apocalypse of John, we shall see that what is revealed expresses stage after stage in a mighty symbolism, what will in the future be revealed. “And I saw, and behold a white horse”—this indicates that the spiritualized intelligence comes forth. “And he that sat on him had a bow; and a crown was given unto him; and he went forth to conquer, and he conquered. And when he had opened the second seal, I heard the second beast say, ‘Come and see.’ And there went out another horse that was red. And to him that sat thereon was given power to take peace from the earth, and that they should kill one another.” (That that might be destroyed which is not worthy to take part in the ascent of humanity.) “And to him was given a great sword. And when he had opened the third seal, I heard the third beast say, ‘Come and see.’ And I beheld, and lo, a black horse; and he that sat on him had a pair of balances in his hand. And I heard a voice in the midst of the four beasts say, ‘A measure of wheat for a penny, and three measures of barley for a penny.‘” “Measure” and “penny” to indicate what humanity learned in the third age; the fruits are carried over and unsealed. And in the fourth age Christ Jesus came to conquer death, and the manifestation of this achievement is seen. “And when he had opened the fourth seal, I heard the voice of the fourth beast say, ‘Come and see.’ And I looked and behold a pale horse; and his name that sat on him was Death, and Hell followed with him.” “Behold a pale horse”—this all falls away, falls into the race of evil; but that which heard the call, which overcame death, partakes in the spiritual life. Those who have understood the “I Am” and his call are those who have overcome death. They have spiritualized the intelligence. And now what they have become can no longer be symbolized by the horse. A new symbol must appear for those who have understood to follow the call of him who has the seven Spirits of God and the seven stars. They now appear under the symbol of those who are clothed in white garments, who have put on the robes of the immortal, eternal, spiritual life. We are then further told how all that appears which goes upward to good and that which goes downward to evil. This is clearly expressed. “And when he had opened the fifth seal, I saw under the altar the souls of them that were slain because of the word of God and because of the testimony which they held; and they cried with a loud voice, saying, How long, O Lord, holy and true, dost thou judge and not avenge our blood on them that dwell on the earth? And white robes were given unto every one of them; and it was said unto then, that they should rest yet a little season, until there came to them their fellow-servants and their brethren, who should be killed as they were”—will be killed as to the external form and live again in the spiritual. How is this expressed? Let us realize what according to Anthroposophy becomes of the external sense world. How have we described the seven stars? We went back to Saturn and showed how the physical human body originated, how it was constructed out of warmth. We then saw how the Sun appeared; we drew a mental picture of it. The sun is for us not merely a physical sun; it is the bringer of life which in the future of humanity will appear as the highest form of spiritual life. The moon is to us the element which retards the rapid march of life and slows man down to the necessary pace. Thus we see spiritual powers in sun and moon. And the knowledge we acquire through Anthroposophy also appears rightly symbolized in a future age; to our spiritual. vision the sun and moon appear as the forces which have constructed man. Symbolically the external physical sun and the external moon disappear, they become like a human being, but in an elementary form! “And I beheld when he had opened the sixth seal, and lo, there was a great earthquake; and the sun became black as sackcloth of hair, and the moon became as blood.” All this is the symbolical fulfilment of what we are seeking in spiritual life. Thus we see that what is being prepared in this epoch is prophesied in significant pictures for the next epoch. We now carry invisibly within us the transformation which we take in hand with the sun and moon when the physical changes into the spiritual elements. When spiritual vision is directed toward the future, the physical disappears and the symbol of the spiritualizing of humanity appears before us. To-day we have pointed out in somewhat bold features what the seven seals and their unveiling in the Apocalypse should say to us. We must go still deeper into the subject, and then much of what might seem improbable to us to-day will become quite clear. We have, however, already seen how the mighty pictures described by the seer regarding the present and future development of humanity are arranged in a necessary order; how this goes on into the future and thereby gives us stronger impulses to live into the future and to do our share in the spiritualizing of human life. |
115. Wisdom of Man, of the Soul, and of the Spirit: Imagination — Inspiration — Intuition
15 Dec 1911, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Since error is spiritual, we cannot overcome it through mere perception from the sense world. In the lectures on Anthroposophy I pointed out that the senses as such do not err. Goethe once emphasized that. It is not the senses that err but what goes on in the soul; therefore, error can only be corrected within the soul, and primarily through visualization. |
Steiner could employ the non-German word Imagination in the sense familiar to students of anthroposophy, without much danger of confusion, because it is practically never used in German to mean ‘imagination’ in the common sense (that is Phantasie). |
115. Wisdom of Man, of the Soul, and of the Spirit: Imagination — Inspiration — Intuition
15 Dec 1911, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Yesterday we found that in a certain way there is, after all, something like proof of the existence of the spirit that will satisfy our personal consciousness, provided the latter is rightly understood. We maintained that error and the possibility of correcting it are evidence of the existence of the spirit, in so far as our personal consciousness is concerned, and in order to understand this we cited an attribute of the spirit that appears self-evident. That is, its supersensibility, as we call it, for we based our statement on the fact that the root of error must be sought in the super-sensible realm. I said that it would naturally be impossible to present all the arguments necessary to prove such a matter in full detail, but that it might be extremely interesting to show how the possibility of error appears only in that realm to which man raises himself by casting off the coercion of the outer physical world through all that he can learn through perception alone.1 One fact suffices to indicate the method by which it could be shown that at bottom it is only through his own nature and being that man is exposed to the temptation to fall into error through a connection with the outer world. It has been repeatedly pointed out that modern science really gathers from all sides certain proofs of the conclusions arrived at by spiritual science, but the proponents of external science fail to interpret them with sufficient open-mindedness. We will cite one of these facts, established by the naturalist, Huber, through the observation of caterpillars spinning a cocoon. There is a caterpillar that builds its web in successive phases or stages, so that one can describe the process as spinning in the first stage, second stage, and so forth, up to seven. Now, Huber took a caterpillar working on the third stage and set it on another web of which six stages were finished, and a strange thing happened. At first the caterpillar felt shocked, as one might interpret its behavior, but then it continued to spin, not the seventh stage, but the fourth, fifth, etc. It obeyed a sure inner life, following only its own dictates. When Huber took one of the caterpillars away from its own cocoon and put it in another that had also arrived at the third stage, it continued the work in the regular way. It was not reacting to an outer impression at all. It did not say to itself, “Now I must spin the fourth stage.” It was following an inner urge, and this it did even when the outer impression emanated from another stage. This is an extremely important fact, because it shows that in animal beings outer impressions can in no way effect what in man we call right or wrong—the category “subject to error.” The human being can be confused by something external, because the nature of his organization is such as to cause him to obey not only his inner life of impulses, but the impulses entering from without as well. In this sense only man confronts an outer world. Fundamentally, this accounts for all possible illusions in respect to the concept of the spirit; at least, there is a connection. Now, in order to find the right transition from science to our anthroposophical doctrine of the spirit, let us call to mind again what a keen teacher of the present, Brentano, brought forward to characterize the soul and its capacity as such, and to facilitate the right transition to the spirit realm I will indicate by diagrams on the blackboard what is in question. Brentano classifies our psychic faculties as visualizations, reasoning and what we can call emotions—the phenomena of love and hate. Well, if we imagine the whole extent of our soul life as organized in this way, we should have to observe that visualizations and emotions, if closely studied, bear a different relation to the soul and to whatever else may enter our enquiry than do judgments. That is exactly what the soul-teachers, the psychologists, pride themselves on. They divide visualizations from reasoning because in reasoning they see something more than a mere combination of visualizations. Our psychologist by no means sees in this the essence of reasoning, where something is to be settled; nor can all this ever have any foundation as such, because, as he argues, when we combine visualizations it might also be a case of establishing the possibility of combining visualizations. If, for example, we were to combine the visualizations “tree” and “golden”—not “tree” and “green”—we would be forced to admit axiomatically that no tree is golden. Now, what is really the premise of the judgment in this context? It is that we should be able, so to speak, to form a valid proposition out of every such judgment. From the compound visualization, “a tree is green,” I can form the valid proposition, “a green tree is.” Not until then have I passed judgment. Only when I try to form the proposition do I know whether the combination of visualizations permits of establishing anything. “A golden tree is”—that won't do. So when one asks whether a judgment can proceed from a combination of visualizations, this would involve the second question: Can a valid proposition be formed in the case? Now let me ask you this. If you were to traverse the entire extent of the soul life, searching everywhere in the soul, could you anywhere discover the possibility of simply forming a valid proposition out of a combination of visualizations? What can impel you to form the proposition, “a green tree is,” out of the compound visualization, “the tree is green?” What is it that induces you to do this? Only something that is primarily not within your soul, because in the whole realm of the soul you can find nothing of the sort. When you want to make the transition from the compound conception to the proposition, to the thesis that settles something, you must emerge from the soul life and seek something which, as your inner feeling tells you, is not of the nature of the soul but with which the soul makes contact. That means that there is no way of accomplishing the transition except through perception. When a combination of conceptions is joined by what we can call perception, then and only then is it possible to speak of forming a judgment within the present meaning. This shows further that in the first instance we know nothing more of all that we visualize than simply that it lives in the soul, and that something more is needed if we are to pass from conception to reasoning. That emotions exist only in the soul everybody will doubtless believe even more readily than that this is the case with visualizations, for if they had their being anywhere but within the soul they could not bear so individual a character as they do in different people. We need waste no time explaining that emotions live primarily in the soul. We must enquire next if it is in any way possible to maintain that visualizations and emotions live only in the soul. Although we know that without the aid of outer perception we cannot directly arrive at a verdict, because visualizations and emotions are inner processes of the soul, we must still ask whether anything justifies our speaking of visualizations and emotions as though they existed only within the soul. Well, in respect to visualizations we could first point out that when living in them we by no means feel as though we mastered them completely in our soul, as though they were not coercive or the like. We learned yesterday that error is of a spiritual, super-sensible nature and can enter the realm of our visualizations, but that the latter in turn can overcome error; otherwise, it would never be possible to get beyond error. Bearing this in mind we must recognize the fact that we have in our soul a kind of battlefield of a conflict between error and—well, something else. All error is of a spiritual nature, and we must have something adequate to oppose it, otherwise we could never rise above it. There is, indeed, a means of overcoming error, as everyone knows. Since error is spiritual, we cannot overcome it through mere perception from the sense world. In the lectures on Anthroposophy I pointed out that the senses as such do not err. Goethe once emphasized that. It is not the senses that err but what goes on in the soul; therefore, error can only be corrected within the soul, and primarily through visualization. It is by means of visualizations, then, that we get past error. We found yesterday that in a certain way error is a sort of abortive species of something else, of something we could designate as precisely the element in us that raises us to higher regions of the soul life. The chief characteristic of error is its non-agreement with the world of perception, and we came to realize that on the path to the higher world we must devote ourselves in meditation, concentration, and so forth, to conceptions that also fail to agree with our perception. The rose cross itself, for example, is a conception that shares with error its lack of agreement with outer perception. We said, however, that when error is employed on the path of spiritual life it would have a destructive effect in us, and experience shows this to be the case. How, then, can we achieve conceptions that, though at variance with the outer world of perception, nevertheless awaken higher soul forces in a healthy, normal way? How can we proceed from what is merely false to allegorical conceptions such as we have described? We can do this by not letting ourselves be guided by the outer sense world, the world of perception, in compounding such visualizations, nor, on the other hand, by forces that lead us into error. We must avoid both of these and appeal to forces in the soul, which, however, we must first awaken. The day before yesterday we characterized them as inner stirrings growing only out of the soil of morality and beauty. We must break, as it were, with impulses and passions such as are imprinted in us by a world that after all must be termed external; we must work within ourselves in order to be able to call up, quite experimentally, forces in our soul that at the outset we lack entirely. By doing this we learn to form allegorical conceptions that in a sense have a certain objective validity, though one not applicable to the outer world of perception. We start by forming the conception of man as he presents himself to us in the present time, a being of whom, in a certain sense, he himself can by no means approve, with whom he cannot be satisfied, and of whom he must say that such as he is now, he must be conquered. Then, by the side of this conception we place the other: that he feels he must strive to realize his own higher nature, a nature that would give him complete mastery over all that in his present form he disapproves of. That this second conception cannot be classed as perception is shown by the fact that it does not refer to the present or the past, but to man's future. Then, from such stirrings, we combine conceptions that ordinarily, under the guidance of the world of perceptions, would not coincide. We bring together the black cross, symbol of what must be caused to die, and the red roses, symbol of the life that must arise from it. In inner meditation we visualize the rose cross, a visualization that can only be called unreal, yet did not come into being like an external error but was born of the noblest impulses of our soul. We have, then, brought forth out of the noblest impulses of our soul a visualization corresponding to no outer perception and if we apply this visualization—that is, if we give ourselves up to it in conscientious inner devotion and let it work upon us—we find that our soul expands in a healthy way and attains to heights not reached before. Thus, experience shows the soul to be capable of development. By means of a visualization that is outwardly an error we have performed something that manifests itself as intrinsically right. The next question is whether or not we can endow all that crowds into us through outer perception with power over such a visualization that has nothing in common with this outer perception. Can we lend it the power to exercise any force that will make of the visualization something different in our soul from what it makes of error? We must remember that the quality in us that has converted this allegorical visualization into something different from anything that could arise out of error is the opposite of what functions forcefully in error. We said that in error we felt the Luciferic forces; now we can say that in the transformation of an allegorical visualization in the soul, in the wholesome guiding of the allegorical visualization to a higher aspect of the soul, the lofty stirrings we feel are the opposite of Luciferic. They are of the nature of the divine-spiritual. The deeper you penetrate into this interrelationship, the more directly you will feel the inner influence of the super-sensible through this experience of transforming an allegorical visualization. Then, when we see that the super-sensible effects something in us, achieves something, operates in us, then what had previously been mere visualization in the soul, abiding within the soul element, becomes something quite different, something that we must now term a conclusion such as the soul, as primarily constituted, cannot bring about through outer perception. Nor can a visualization perform in the soul what has been described. Just as visualization, when coming in contact with the ordinary outer world, leads to reasoning, so the inner life of a visualization, not lacking direction but amenable to guidance as set forth, leads out beyond the visualization itself and transforms it. It becomes something that may not be a verdict but is at least a visualization fraught with significance and pointing out beyond the soul. This is what in the true sense of the term we call imagination. Summing up: When visualization comes in contact with the outer world through perception, it points to reasoning, but through the inner process we have described it points to what we call inner imagination in the true sense. Just as perception is not mere visualization, so imagination is not visualization either. By means of perception, the life of visualization comes in contact with a primarily unfamiliar outer world. By means of the process described, visualization adapts itself to what we may call the imaginative world. Just as there is a real transition from the mere conceptual complex, “a tree is green,” to the verdict, “a green tree is,” so there is an analogous transition from the mere life of conceptions to what is comprised in imagination, in a conception filled with other than the yield of a spatial outer world. There we have the process that in our imaginative life enriches our conceptions. There is, however, something that intervenes between imagination and visualizations. Imagination has a way of announcing itself quite realistically the moment it appears. When our soul really attains to imagination, it senses in its life of visualizations something akin to what it feels in its life of perceptions. In the latter the soul feels—well, its direct contact with the outer world, with corporeality; in imagination it feels an indirect contact with a world that at first also appears to it as an outer world, but this is the outer world of the spirit. When this spirit begins to live in the visualizations—those that really attain to imagination—it is just as coercive as outer corporeality. Just as little as we can imagine a tree as golden when we are in contact with the outer world—just as the outer world forces us to visualize in a certain way—so we feel the compulsion emanating from the spirit when visualization rises to imagination. In that case, however, we are at the same time aware that this life of visualizations expresses itself independently of all the ways and means by which visualizations are ordinarily given a content. In ordinary life this takes place by reason of our having perceptions through our eyes, ears, etc., and of our nourishing the life of visualizations with these perceptions, so that it is filled from the content of our perceptions. In imagination we suffer our visualizations to be filled by the spirit. Nothing must intervene that might become the content of our soul by way of the bodily organs, nothing that enters us through our eyes or ears. We are directly conscious of being free of all that pertains to outer corporeality. We are as directly free of all that as we are—to use a material comparison—of the processes of the outer body during sleep. For this reason, as far as the total organism is concerned all conditions are the same during imagination as during sleep, except that imaginative consciousness takes the place of the unconsciousness of sleep. What is otherwise wholly empty, what has separated from the body, is filled with what we may call imaginative conceptions. So the only difference between a man in sleep and one in imagination is that the parts that in sleep are outside the physical body are devoid of all conceptions in ordinary sleep, whereas in imagination they are filled with imaginative conceptions. Now, an intermediate condition can appear. It would be induced if a man in sleep were filled with imaginative conceptions but lacked the power to call them to consciousness. Such a condition is possible, as you can gather from ordinary life. I will merely remind you that in ordinary life you perceive any number of things of which you are not aware. Walking along the street, you perceive a whole world of things that you do not take into your consciousness. This is shown when you dream of curious things, for there are dreams that are indeed strange in this respect. You dream, for example, that a man is standing by a lady and the lady says this or that. Well, the dream remains in your consciousness, you remember it, but after you've thought about it you have to admit that the situation actually occurred, only you would have known nothing of it if you hadn't dreamed of the experience. The whole event passed your consciousness by, and not until you dreamed it did the picture enter your consciousness. That happens often. Thus, perceptions that have occurred can leave consciousness untouched, and imaginations that indeed live in the soul can also leave consciousness untouched so that they do not appear directly. In that case they appear to consciousness in a manner similar to that of the perceptions we have just described. They appear to us in semi-consciousness, in dreaming. Imaginations of that sort can shine into our waking day-consciousness and there fluctuate and pass. An imagination of that sort does enter the everyday human consciousness, but there it experiences changes. It expresses itself in what is called ‘imagination,’ ‘imagination’ based on world truths, the real basis of all artistic creation, in fact, of all productive work of man. Because this is so, Goethe, who knew well how art comes into being, often maintained that ‘imagination’ is by no means something that arbitrarily manipulates cosmic laws, but that it is subject to the laws of truth. Now, these laws of truth act absolutely out of the world of imagination, but here they integrate the ordinary world of perceptions in a free manner, so that true ‘imagination’ is something between ordinary conception and imagination. ‘Imagination,’ rightly understood, not conceived of simply as something that isn't true, bears direct witness to the progress of conceptions toward the point where they can flow over into the super-sensible region of the imaginative world. This is one of the points at which we are able to perceive the direct streaming in of what we can call the spiritual world into our ordinary world. Now let us examine the other aspect, the emotions. It has already been said that the psychologist under discussion keeps within the soul, that he therefore follows up all that concerns impulses of will only as far as these remain within the soul, and that he stops short at the emotions. Everything that men do is motivated by a desire, a passion, an urge, that is, that element within the region of the soul that must be called emotion. Of course, nothing happens through emotions alone, and as long as we remain within the soul nothing need happen. No matter how violently we intensify any emotion, we cannot thereby make something happen that is independent of the soul because nothing that remains in the soul is a true expression of will. If the soul never emerged out of itself, but merely kept wanting to experience desires and emotions—anything from the deepest reverence to disgust—nothing would happen that is independent of the soul. When we recognize will in its true form as a fact, the region of emotions points out beyond the soul as well. The manner in which this sphere of emotions points out beyond the soul is singular. What does it suggest first of all? Well, if we take the simplest expression of will—if we raise a hand, walk about, strike the table with some instrument or do anything else that involves the will—we see that something takes place in the realm of reality that we can call a passing over of our emotions by way of an inner impulse to the hand movement, to something that is certainly no longer in our soul. Yet in a certain way it is within us because all that happens as a result of a genuine will impulse when we set our body in motion, and as a continuation of this, something external as well, lies by no means outside the circle comprising the being of man. Here, through emotions, we are led on the other side into an externality, but into a quite different kind of externality, into our own corporeality, which is our own externality. We descend from our psychic to our bodily self, to our own corporeality, but for the moment we do not know how we accomplish this in external life. Imagine the effort it would cost if, instead of moving your hand, you had to construct an apparatus, possibly worked from the outside by springs or the like, that would produce the same effect as you do in picking up this chalk! Imagine that you would have to be able to think out all that and realize it by means of a machine. You can't think that out and there is no such machine; yet that apparatus exists. Something occurs in the world that is certainly not in our consciousness, for if it were we could easily build the apparatus. Something takes place, then, that really pertains to us, but of which we have no immediate knowledge. We must ask what would have to take place to make us aware of a movement of the hand, or of any motion of the body obeying the will? Another reality as well, the one that is outside us, would have to be able to enter our consciousness instead of halting before it. We would need to have before us a process such as takes place in our own body without penetrating consciousness—a process equally external, yet connected with consciousness in such a way that we would be aware of it. We should have to have something that we experienced in the soul, yet it would have to be something like an outer experience in this soul. So something just as ingenious as the picking up of the chalk would have to take place in our consciousness—just as ingenious and just as firmly based on abiding external laws. Some external event would have to enter our consciousness, acting in accord with prevailing laws, that would have the following effect. We would not think, as we would in the case of actions of the will, “I will pick up this chalk,” and consider that as representing one side of our soul life, strictly divided off from something we don't recognize as an external perception but, rather, these two processes would have to coincide, be one and the same. All the details of the hand motions would have to occur within consciousness. Now, that is the process that takes place in the case of intuition. We can put it this way. When we can grasp with our own consciousness something that comes to full expression within this consciousness—not merely as knowledge but as an event, a world event—we are dealing with intuition, or more precisely, with intuition in the higher sense, such as is meant in my book, Knowledge of the Higher Worlds and Its Attainment. Within intuition, then, we are dealing with the governing will. While that shrewd psychologist, Brentano, finds only emotions within the soul, not will, because the will does not exist for ordinary consciousness, it remains for the consciousness that transcends ordinary consciousness to find something that is a higher event. It is the point at which the world enters and plays a part in consciousness. That is, intuition. Here again we have a sort of transition, only it is a little less readily noticeable than the one leading from imagination to ‘imagination’. This transition sets in when we acquire such power of self-observation as to enable us not merely to will something and follow this by the deed, with thoughts and deeds standing dynamically side by side, so to speak, but to start expanding our emotions themselves over the quality of our deeds. In many cases this is even useful, yet it can happen in life that in performing an action we are gratified or disgusted by it. I don't believe an unprejudiced observer of life can deny the possibility of so expanding the emotions as to include likes and dislikes for one's own actions, but this co-experiencing of them in the emotions can be intensified. When this has been intensified to the point of its full potentiality in life, this transition reveals what we can call the human conscience. All stirrings of conscience occur at the transition from the emotions to intuition. If we seek the location of conscience, we find it at this transition. The soul is really open laterally on the side of imagination and on that of intuition, but it is closed on the side where we encounter the impact, as it were, of outer corporeality through perception. It achieves a certain fulfillment in the realm of imagination, and another when it enters the realm of intuition—in the latter case through an event. Now, since imagination and intuition must live in one soul, how can a sort of mediation, a connection of the two, come about in this single soul? In imagination we have primarily a fulfilled image of the spiritual world, in intuition, an event that impinges out of the spiritual world. An event we encounter in the ordinary physical world is something that leaves us no peace, so to speak. We try to understand it, then we seek the essence underlying it. It is the same in the case of an event in the spiritual world that is to penetrate our consciousness. Let us consider this more closely. How does imagination first of all penetrate consciousness? Well, we found it first on the side of the emotions, but there, though it enters consciousness, enters the soul, it does so primarily on the side of the emotions, not on the side of visualization. It is the same in the case of intuition. Intuition can enter the soul life without providing the possibility of being visualized. Imagination, too, can occur without our being aware of it, in which case we have ‘imagination’ directly affecting the world of visualizations. Intuition, however, is to be found on the side of the emotions. You see, in the whole spiritual life of man intuition is linked with the emotions. I will give you an example, a well-known dream. A couple had a son who suddenly became ill and in spite of all that could be done he died within a day. The parents were profoundly affected. The son continually occupied their thoughts, that is, their memory; they thought of him a great deal. One morning they found that during the night both had had the same dream, which they recounted to each other. (You can find this dream cited by a certain materialistic interpreter of dreams who turns the most grotesque somersaults in attempting to explain it.) They dreamt that the son demanded to be exhumed, as he had been buried alive. The parents made all possible efforts to comply with this demand, but as they lived in a country in which exhumation was not permitted after so long a lapse of time, it could not be done. How can we arrive at a sort of explanation of the phenomenon presented in this dream? Well, one premise is obvious. The parents' continuous recollection of the son, who was present in the spiritual world as a spiritual being, created a bridge to him. Let us suppose you admit that a bridge to the deceased was built through memory. You cannot possibly assume that, when all the intervening veils have been pierced, enabling the deceased to influence the two people, and when both have the same dream in which he tells them, “I am buried alive; go and see!”—you cannot assume that he really said that. Instead, there simply came about a contact in the night between parents and son. He did tell them something, or endeavored to instill something into their souls, but since the parents had no way of bringing to consciousness what it was that the son had instilled into their souls, their accustomed conceptions stood in the way of the real events. What the son manifestly wanted was something quite different because such visualizations could only have been gathered from the visualization substance of their accustomed life. The other part I will explain to you by means of another dream, the dream a peasant woman had. This peasant woman dreamt she was going to town, to church. She dreamt vividly of the long walk on the road and through the fields, of arriving in the town, entering the church, and listening to the sermon, which moved her deeply, but it was, above all, the end of the sermon that went to her heart. The pastor spoke there with special warmth, and with the concluding words he spread out his arms. Suddenly his voice was transformed. It began to resemble the crowing of a rooster. Finally it sounded actually like a cock crowing, and the outspread arms seemed to her like wings. At the same moment the woman woke up, and out in the barnyard the rooster crowed. This crowing of the rooster had produced the whole dream, but you will admit that it might have produced other dreams just as well. Suppose, for instance, that a thief had been awakened by it. He might have been wondering how to break a lock, and some other astute rascal had been giving him directions that then turned into the cock-crow. That might have been the conception. You see, it need have no connection with what really entered the soul. The peasant woman was floating, so to speak, in a world of devotion and, when this was shattered, she still had the feeling of being elsewhere, but her entire consciousness was filled by the cock-crow. What manifested itself could therefore only express itself in symbols. When anyone gets practice in passing from such dreams to reality, he finds that before he can arrive at spiritual reality he must penetrate some form of emotion—a sorrow or joy, a tension of this or that feeling. He must form wholly new conceptions if he would arrive at what the spiritual world comprises, and as a rule spiritual events are much closer to the emotions than to conceptions. The conceptual life of dreams is not conclusive in reporting what has happened there. There we have the spiritual event impinging. We are present in the spiritual world throughout our sleeping life, but our visualization is unable to characterize what we visualize. A similar condition prevails between intuition and the emotions. That is why mystics arrive at a vague, hazy soul experience of the higher worlds before attaining to any concretely outlined conceptions of them, and many mystics remain satisfied with that. Those whose souls truly meditate in the higher worlds, however, all describe in the same way the conditions of blissful devotion, their frame of mind in directly experiencing the spiritual world. If we then endeavored to proceed through intuition, which sways the soul, we would not get very far; instead, we must proceed more from the other side, must try to develop imagination, to focus our attention on the imaginative world, in order not merely to wallow in emotions but to arrive at concrete images. If we do that, a sort of contact enters our life between intuition, which is not yet understood but rather felt, and imagination, which still floats in unreality and consists only of images. This contact finally enables us to ascend to the plane we can describe by saying that we have arrived among the beings who bring about spiritual events. Approaching these beings is what we call inspiration, and in a sense we have here the reverse of the processes confronting us in the outer corporeal world. In confronting the outer corporeal world we have, so to speak, the thoughts we frame about objects. The objects are given, and we think about them. Here it is the event, the “object,” that appears in intuition primarily as emotion, so that imagination as such would remain in suspension. Not until the two unite, until intuition streams into imagination and visualizations are set free by imagination so that we feel imagination as coming to us from beings, not until then does the essence of the beings stream into us as an event, and what the imaginations have provided flows into intuition. We perceive in the event a content comparable to that of visualizations. These thoughts, for the perception of which imagination has prepared us, we then perceive by means of the event provided by intuition. I have described to you today how man ascends to the spiritual world on the other side of his soul life, as it were. I have anticipated a little in the matter of what only spiritual science itself can give, but I had to do this in order that tomorrow we might be able to understand each other more readily in the principal subject—a description of the spiritual world itself.
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210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Tr. Johanna Collis Rudolf Steiner |
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Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. |
If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Tr. Johanna Collis Rudolf Steiner |
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The turning-point, between the fourth and fifth post-Atlantean periods,1 which falls in the fifteenth century, is very much more significant for human evolution than is recognized by external history, even today. There is no awareness of the tremendous change which took place at that time in the condition of human souls. We can say that profound traces of what took place at that time for mankind as a whole became deeply embedded in the consciousness of the best spirits. These traces remained for a long time and are indeed still there today. That something so important can take place without at first being much noticed externally is shown by another example—that of Christianity itself. During the course of almost two thousand years, Christianity has wrought tremendous transformation on the civilized world. Yet, a century after the Mystery of Golgotha, it meant little, even to the greatest spirits of the leading culture of the time—that of Rome. It was still seen as a minor event of little significance that had taken place out there in Asia, on the periphery of the Empire. Similarly, what took place in the civilized world around the first third of the fifteenth century has been little noted in external, recorded history. Yet it has left deep traces in human striving and endeavour. We spoke about some aspects recently. For instance, we saw that Calderón's2 drama about the magician Cyprianus shows how this spiritual change was experienced in Spain. Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. I have also pointed out that Goethe's Faust is one of the endeavours, one of the human struggles, to gain clarity about it. More light can perhaps be thrown on this Faust of Goethe when it is seen in a wider cultural context. But first let us look at Faust himself as an isolated individual. First of all in his youthful endeavours, stimulated of course by the cultural situation in Europe at that time, Goethe came to depict in dramatic form the striving of human beings in the newly dawning age of the intellect. From the way in which he came across the medieval Faust figure in a popular play or something similar, he came to see him as a representative of all those seeking personalities who lived at that time. Faust belongs to the sixteenth, not the fifteenth century,3 but of course the spiritual change did not take place in the space of only a year or even a century. It came about gradually over centuries. So the Faust figure came towards Goethe like a personality living in the midst of this seeking and striving that had come from earlier times and would go on into later centuries. We can see that the special nature of this seeking and striving, as it changed from the fourth to the fifth post-Atlantean period, is perfectly clear to Goethe. First he presents Faust as the scholar who is familiar with all four academic faculties. All four faculties have worked on his soul, so that he has taken into his soul the impulses which derive from intellectualism, from intellectualistic science. At the same time he senses how unsatisfying it is for human beings to remain stuck in one-sided intellectualism. As you know, Faust turns away from this intellectualism and, in his own way, towards the practice of magic. Let us be clear about what is meant in this case. What he has gone through by way of ‘Philosophy and Jurisprudence, Medicine and even, alas, Theology,’4 is what anyone can go through by studying the intellectualized sciences. It leaves a feeling of dissatisfaction. It leaves behind this feeling of dissatisfaction because anything abstract—and abstraction is the language of these sciences—makes demands only on a part of the human being, the head part, while all the rest is left out of account. Compare this with what it was like in earlier times. The fact that things were different in earlier times is habitually overlooked. In those earlier times the people who wanted to push forward to a knowledge of life and the world did not turn to intellectual concepts. All their efforts were concentrated on seeing spiritual realities, spiritual beings, behind the sense-perceptible objects of their environment. This is what people find so difficult to understand. In the tenth, eleventh, twelfth centuries those who strove for knowledge did not only seek intellectual concepts, they sought spiritual beings and realities, in accordance with what can be perceived behind sense-perceptible phenomena and not in accordance with what can be merely thought about sense-perceptible phenomena. This is what constitutes that great spiritual change. What people sought in earlier times was banished to the realm of superstition, and the inclination to seek for real spiritual beings was lost. Instead, intellectual concepts came to be the only acceptable thing, the only really scientific knowledge. But no matter how logically people told themselves that the only concepts and ideas free of any superstition are those which the intellect forms on the basis of sense-perceptible reality, nevertheless these concepts and ideas failed, in the long run, to satisfy the human being as a whole, and especially the human heart and soul. In this way Goethe's Faust finds himself to be so dissatisfied with the intellectual knowledge he possesses that he turns back to what he remembers of the realm of magic. This was a true and genuine mood of soul in Goethe. He, too, had explored the sciences at the University of Leipzig. Turning away from the intellectualism he met in Leipzig, he started to explore what in Faust he later called ‘magic’, for instance, together with Susanne von Klettenberg and also by studying the relevant books. Not until he met Herder5 in Strasbourg did he discover a real deepening of vision. In him he found a spirit who was equally averse to intellectualism. Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. Thus Goethe looked at this Faust of the sixteenth century, or rather at that scholar of the fifteenth century who was growing beyond magic, even though he was still half-immersed in it. Goethe wanted to depict his own deepest inner search, a search which was in him because the traces of the spiritual change from the fourth to the fifth post-Atlantean period were still working in him. It is one of the most interesting phenomena of recent cultural evolution that Goethe, who wanted to give expression to his own youthful striving, should turn to that professor from the fifteenth and sixteenth century. In the figure of this professor he depicted his own inner soul life and experience. Du Bois-Reymond,6 of course, totally misunderstood both what lived in Goethe and what lived in the great change that took place in the fifteenth and sixteenth centuries, when he said: Goethe made a big mistake in depicting Faust as he did; he should have done it quite differently. It is right that Faust should be dissatisfied with what tradition had to offer him; but if Goethe had depicted him properly he would have shown, after the early scenes, how he first made an honest woman of Gretchen by marrying her, and then became a well-known professor who went on to invent the electro-static machine and the air pump. This is what Du Bois-Reymond thought should have become of Faust. Well, Goethe did not let this happen to Faust, and I am not sure whether it would have been any more interesting if he had done what Du Bois-Reymond thought he should have done. But as it is, Goethe's Faust is one of the most interesting phenomena of recent cultural history because Goethe felt the urge to let this professor from the fifteenth and sixteenth centuries stand as the representative of what still vibrated in his own being as an echo of that spiritual change which came about during the transition from the fourth to the fifth post-Atlantean period. The sixteenth century Faust—that is the legendary Faust, not the one who ought to have become the inventor of the electro-static machine and the air pump—takes up magic and perishes, goes to the devil. We know that this sixteenth century Faust could not be seen by either Lessing or Goethe as the Faust of the eighteenth century. Now it was necessary to endeavour to show that once again there was a striving for the spirit and that man ought to find his way to salvation, if I may use this expression. Here, to begin with, is Faust, the professor in the fifteenth and sixteenth centuries. Goethe has depicted him strikingly well, for this is just what such personalities were like at the universities of that time. Of course, the Faust of legend would not have been suitable, for he would have been more like a roaming vagabond gipsy. Goethe is describing not the legendary Faust but the figure of a professor. Of course, at the profoundest soul level he is an individual, a unique personality. But Goethe does also depict him as a type, as a typical professor of philosophy, or perhaps of medicine, of the fourteenth or fifteenth century. On the one hand he stands in the midst of the culture of his day, occupying himself with the intellectual sciences, but on the other he is not unfamiliar with occult things, which in Goethe's own day were considered nothing more than superstition. Let us now look at Goethe's Faust in a wider world context. We do make the acquaintance of his famulus and Goethe shows us the relationship between the two. We also meet a student—though judging by his later development he does not seem to have been much influenced by his professor. But apart from this, Goethe does not show us much of the real influence exercised by Faust, in his deeper soul aspects, as he might have taught as a professor in, say, Wittenberg. However, there does exist a pupil of Faust who can lead us more profoundly into this wider world context. There is a pupil of Faust who occupies a place in the cultural history of mankind which is almost equal to that of Professor Faust himself—I am speaking only of Faust as Goethe portrayed him. And this pupil is none other than Hamlet. Hamlet can indeed be seen as a genuine pupil of Faust. It is not a question of the historical aspect of Faust as depicted by Goethe. The whole action of the drama shows that although the cultural attitudes are those of the eighteenth century, nevertheless Goethe's endeavour was to place Faust in an earlier age. But from a certain point of view it is definitely possible to say: Hamlet, who has studied at Wittenberg and has brought home with him a certain mood of spirit—Hamlet as depicted by Shakespeare,7 can be seen in the context of world spiritual history as a pupil of Faust. It may even be true to say that Hamlet is a far more genuine pupil of Faust than are the students depicted in Goethe's drama. Consider the whole character of Hamlet and combine this with the fact that he studied in Wittenberg where he could easily have heard a professor such as Faust. Consider the manner in which he is given his task. His father's ghost appears to him. He is in contact with the real spiritual world. He is really within it. But he has studied in Wittenberg where he was such a good student that he has come to regard the human brain as a book. You remember the scene when Hamlet speaks of the ‘book and volume’ of his brain.8 He has studied human sciences so thoroughly that he speaks of writing what he wants to remember on the table of his memory, almost as though he had known the phrase which Goethe would use later when composing his Faust drama: ‘For what one has, in black and white, one carries home and then goes through it.’9 Hamlet is on the one hand an excellent student of the intellectualism taught him at Wittenberg, but on the other hand he is immersed in a spiritual reality. Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. Poetic works which contain characteristics that are so deeply rooted in life provide rich opportunities for discussion. That is why so many books are written about such works, books which do not really make much sense because there is no need for them to make sense. The commentators are constantly concerned with what they consider to be a most important question: Is the ghost in Hamlet merely a picture, or does it have objective significance? What can be concluded from the fact that only Hamlet, and not the others characters present on the stage, can see the ghost? Think of all the learned and interesting things that have been written about this! But of course none of it is connected with what concerned the poet who wrote Hamlet. He belonged to the sixteenth and seventeenth centuries. And writing out of the life of that time he could do no other than approach these things in a way which cannot be fixed in abstract concepts. That is why I say that it is not necessary to make any sense of all the various commentaries. We are talking about a time of transition. Earlier, it was quite clear that spiritual beings were as real as tables and chairs, or as a dog or a cat. Although Calderon lived even later than Shakespeare, he still held to this older view. It would not have occurred to him even to hint that the spiritual beings in his works might be merely subjective in character. Because his whole soul was still open to spiritual insight, he portrayed anything spiritual as something just as concrete as dogs and cats. Shakespeare, whose mood of soul belonged fully to the time of transition, did not feel the need to handle the matter in any other way than that which stated: It might be like this or it might be like that. There is no longer a clear distinction between whether the spiritual beings are subjective or objective. This is a question which is just as irrelevant for a higher world view as it would be to ask in real life—not in astronomy, of course—where to draw the line between day and night. The question as to whether one is subjective and the other objective becomes irrelevant as soon as we recognize the objectivity of the inner world of man and the subjectivity of the external world. In Hamlet and also, say, in Macbeth, Shakespeare maintains a living suspension between the two. So we see that Shakespeare's dramas are drawn from the transition between the fourth and fifth post-Atlantean periods. The expression of this is clearest in Hamlet. It may not be historical but it is none the less true to suggest that perhaps Hamlet was at Wittenberg just at the time when Faust was lecturing not so much about the occult as about the intellectual sciences—from what we said earlier you now know what I mean. Perhaps he was at Wittenberg before Faust admitted to himself that, ‘straight or crosswise, wrong or right’, he had been leading his scholars by the nose these ten years long. Perhaps Hamlet had been at Wittenberg during those very ten years, among those whom Faust had been leading by the nose. We can be sure that during those ten years Faust was not sure of where he stood. So having taken all this in from a soul that was itself uncertain, Hamlet returns and is faced on the one hand with what remains from an earlier age and what he himself can still perceive, and on the other with a human attitude which simply drives the spirits away. Just as ghosts flee before the light, so does the perception of spiritual beings flee before intellectualism. Spiritual vision cannot tolerate intellectualism because the outcome of it is a mood of soul in which the human being is inwardly torn right away from any connection with the spirit. The pallor of thoughts makes him ill in his inner being, and the consequence of this is the soul mood characteristic of the time from the eleventh to the fifteenth centuries and on into even later times. Goethe, who was sensitive to all these things, also had a mood of soul that reached back into this period. We ought to be clear about this. Take Greek drama. It is unthinkable without the spiritual beings who stand behind it. It is they who determine human destinies. Human beings are woven into the fabric of destiny by the spiritual forces. This fabric brings into ordinary life what human beings would otherwise only experience if they were able consciously to go into the state of sleep. The will impulses which human beings sleep through in their daytime consciousness are brought into ordinary life. Greek destiny is an insight into what man otherwise sleeps through. When the ancient Greek brings his will to bear, when he acts, he is aware that this is not only the working of his daytime consciousness with its insipid thoughts. Because his whole being is at work, he knows that what pulses through him when he sleeps is also at work. And out of this awareness he gains a certain definite attitude to the question of death, the question of immortality. Now we come to the period I have been describing, in which human beings no longer had any awareness that something spiritual played in—also in their will—while they slept. We come to the period in which human beings thought their sleep was their own, though at the same time they knew from tradition that they have some connection with the spiritual world. Abstract concepts such as ‘Philosophy, Jurisprudence, Medicine, and even, alas! Theology’ begin to take on a shadowy outline of what they will become in modern times. They begin to appear, but at the same time the earlier vision still plays in. This brings about a twilight consciousness. People really did live in this twilight consciousness. Such figures as Faust are, indeed, born out of a twilight consciousness, out of a glance into the spiritual world which resembles a looking over one's shoulder in a dream. Think of the mood behind such words as ‘sleep’, or ‘dream’, in Hamlet. We can well say that when Hamlet speaks his monologues he is simply speaking about what he senses to be the riddle of his age; he is speaking not theoretically but out of what he actually senses. So, spanning the centuries and yet connected in spirit, we see that Shakespeare depicts the student and Goethe the professor. Goethe depicted the professor simply because a few more centuries had passed and it was therefore necessary in his time to go further back to the source of what it was all about. Something lived in the consciousness of human beings, something that made the outstanding spirits say: I must bring to expression this state of transition that exists in human evolution. It is extremely interesting to expand on this world situation still further, because out of it there arise a multitude of all-embracing questions and riddles about life and the world. It is interesting to note, for instance, that amongst the works of Shakespeare Hamlet is the one which depicts in its purest form a personality belonging to the whole twilight condition of the transition—especially in the monologues. The way Hamlet was understood in the seventeenth and eighteenth centuries could have led to the question: Where was the stimulus for what exists in Hamlet's soul? The answer points to Wittenberg, the Faust source. Similar questions arise in connection with Macbeth. But in King Lear we move into the human realm. The question of the spiritual world is not so much concerned with the earth as with the human being—it enters into the human being and becomes a subjective state of mind which leads to madness. Then Shakespeare's other dramas could also be considered. We could say: What the poet learnt by taking these human characters and leading them to the spiritual realm lives on in the historical dramas about the kings. He does not follow this specific theme in the historical dramas, but the indeterminate forces work on. Taking Shakespeare's dramas all together, one gains the impression that they all culminate in the age of Queen Elizabeth. Shakespeare wanted to depict something that leads from the subconscious, bubbling forces of his people to the intellectual clarity that has especially shone forth from that corner of the civilized world since the age of Elizabeth. From this point of view the whole world of Shakespeare's dramas appears—not perhaps quite like a play with a satisfactory ending, but at least like a drama which does lead to a fairly satisfying conclusion. That is, it leads to a world which then continues to evolve. After the transition had been going on for some time, the dramas lead toShakespeare's immediate present, which is a world with which it is possible to come to terms. This is the remarkable thing: The world of Shakespeare's dramas culminates in the age in which Shakespeare lived; this is an age with which it is possible to come to terms, because from then on history takes a satisfactory course and runs on into intellectualism. Intellectualism came from the part of the earth out of which Shakespeare wrote; and he depicted this by ending up at this point. The questions with which I am concerned find their answers when we follow the lines which lead from the pupil Hamlet to the professor Faust, and then ask how it was with Goethe at the time when, out of his inner struggles, he came to the figure of Faust. You see, he also wrote Götz von Berlichingen. In Götz von Berlichingen, again taken from folk myth, there is a similar confrontation. On the one side you have the old forces of the pre-intellectual age, the old German empire, which cannot be compared with what became the later German empire. You have the knights and the peasants belonging to the pre-intellectual age when the pallor of thoughts did not make human beings ill; when indeed very little was guided from the head, but when the hands were used to such an extent that even an iron hand was needed. Goethe refers back to something that once lived in more recent civilization but which, by its very nature, had its roots in the fourth post-Atlantean period. Over against all this you have in the figure of Weislingen the new element which is developing, the age of intellectualism, which is intimately linked to the way the German princes and their principalities evolved, a development which led eventually to the later situation in Central Europe right up to the present catastrophe. We see that in Götz von Berlichingen Goethe is attacking this system of princes and looking back to times which preceded the age of intellectualism. He takes the side of the old and rebels against what has taken its place, especially in Central Europe. It is as though Goethe were saying in Götz von Berlichingen that intellectualism has seized hold of Central Europe too. But here it appears as something that is out of place. It would not have occurred to Goethe to negate Shakespeare. We know how positive was Goethe's attitude to Shakespeare. It would not have occurred to him to find fault with Shakespeare, because his work led to a satisfying culmination which could be allowed to stand. On the contrary, he found this extraordinarily satisfying. But the way in which intellectualism developed in his own environment made Goethe depict its existence as something unjustified, whereas he spiritually embraced the political element of what was expressed in the French Revolution. In Götz von Berlichingen Goethe is the spiritual revolutionary who denies the spirit in the same way as the French Revolution denies the political element. Goethe turns back in a certain way to something that has once been, though he certainly cannot wish that it should return in its old form. He wants it to develop in a different direction. It is most interesting to observe this mood in Goethe, this mood of revolt against what has come to replace the world of Götz. So it is extremely interesting to find that Shakespeare has been so deeply grasped by Lessing and by Goethe and that they really followed on from Shakespeare in seeking what they wanted to find through their mood of spiritual revolt. Yet where intellectualism has become particularly deeply entrenched, for instance in Voltaire,10 it mounts a most virulent attack on Shakespeare. We know that Voltaire called Shakespeare a wild drunkard. All these things have to be taken into account. Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. Add to all this the extraordinary part which Schiller played in this spiritual revolution which in Goethe is expressed in a Goethean way in Götz von Berlichingen. In the circle closest of all to Schiller he first met what he had to revolt against. It came out of the most one-sided, unhealthy intellectualism. There was of course as yet no Waldorf school11 to do battle against one-sided intellectualism. So Schiller could not be sent to the Waldorf school in Wurttemberg but had to go to the Karlsschule instead. All the protest which Schiller built up during his youth grew out of his protest against the education he received at the Karlsschule. This kind of education—Schiller wrote his drama Die Räuber (The Robbers) against it—is now universally accepted, and no positive, really productive opposition to it has ever been mounted until the recent foundation of the Waldorf school. So what is the position of Schiller—who later stood beside Goethe in all this? He writes Die Räuber (The Robbers). It is perfectly obvious to those who can judge such things that in Spiegelberg and the other characters he has portrayed his fellow pupils. Franz Moor himself could not so easily be derived from his schoolmates, but in Franz Moor he has shown in an ahrimanic form12 everything that his genius can grasp of what lives in his time. If you know how to look at these things, you can see how Schiller does not depict spiritual beings externally, in the way they appear in Hamlet or Macbeth, but that he allows the ahrimanic principle to work in Franz Moor. And opposite this is the luciferic principle in Karl Moor. In Franz Moor we see a representative of all that Schiller is rebelling against. It is the same world against which Goethe is rebelling in Götz von Berlichingen, only Schiller sets about it in a different way. We see this too in the later drama Kabale and Liebe (Love and Intrigue). So you see that here in Central Europe these spirits, Goethe and Schiller, do not depict something in the way Shakespeare does. They do not allow events to lead to something with which one can come to terms. They depict something which is there but which in their opinion ought to have developed quite differently. What they really want does not exist, and what is there on the physical plane is something which they oppose in a spiritual revolution. So we have a strange interplay between what exists on the physical plane and what lives in these spirits. In a rather bold way I could draw it like this: In Shakespeare the events he depicts carry on in keeping with the way things are on earth (blue). What he takes in from earlier times, in which the spirit still worked, goes over (red) into a present time which then becomes a factual world evolution. Then we see in Goethe and Schiller that they had inklings of an earlier time (red) when the spiritual world was still powerful, in the fourth post-Atlantean period, and that they bring this only as far as their spiritual intentions, whereas they see what is taking place on earth (blue) as being in conflict with it. One thing plays into the other in the human struggle for the spirit. This is why here in Central Europe the question became a purely human one. In the time of Goethe and Schiller a tremendous revolution occurred in the concept of man as a being who stands within a social context. I shall be able to expand on this in the coming lectures. Let us now look towards the eastern part of Europe. But we cannot look in that direction in the same way. Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. In France the battle takes place on the physical earth, in a political revolution. In Germany the battle does not come down as far as the physical plane. It comes down as far as human souls and trembles and vibrates there. But we cannot continue this consideration in the same way with regard to the East, for things are different there. If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. If you want to describe what took place between Goethe's and Schiller's spirits in the physical world—if you want to describe this with regard to the East, then you will have to employ a different view, such as that used in the days of Attila when battles were fought by spirits in the air above the heads of human beings. What you find being carried out in Europe by Goethe and Schiller—Schiller by writing Die Räuber (The Robbers) and Goethe by writing Götz von Berlichingen—you will find in the East to be taking place as a spiritual fact in the spiritual world above the physical plane. If you want to seek deeds which parallel the writing of Die Räuber (The Robbers) and the writing of Götz, you will have to seek them among the spiritual beings of the super-sensible world. There is no point in searching for them on the physical plane. In a diagram depicting what happens in the East you would have to draw the element in question like a cloud floating above the physical plane, while down below, untouched by it, would be what shows externally on the physical plane. Now we know that, because we have Hamlet, we can tell how a western human being who had been a pupil of Faust would have behaved, and could have behaved. But there can be no such thing as a Russian Hamlet. Or can there? We could see a Russian Hamlet with our spiritual eyes if we were to imagine the following: Faust lectures at Wittenberg—I mean not the historical Faust but Goethe's Faust who is actually more true than historical fact. Faust lectures at Wittenberg—and Hamlet listens, writing everything down, just as he does even what the ghost says to him about the villains who live in Denmark. He writes everything down in the book and volume of his brain—Shakespeare created a true pupil of Faust out of what he found in the work of Saxo Grammaticus,13 which depicts things quite differently. Now imagine that an angel being also listened to Faust as he lectured—Hamlet sat on the university bench, Faust stood on the platform, and at the back of the lecture hall an angel listened. And this angel then flew to the East and there brought about what could have taken place as a parallel to the deeds of Hamlet in the West. I do not believe that it is possible to reach a truly penetrating comprehension of these things by solely taking account of external facts. One cannot ignore the very profound impression made, by these external facts, particularly on the greatest personalities of the time, when what is taking place is something as incisive as the spiritual revolution which took place between the fourth and fifth post-Atlantean periods.
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211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Tr. Unknown Rudolf Steiner |
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An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Tr. Unknown Rudolf Steiner |
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The evolution of mankind is recorded in documents that have been preserved as religious records, or as other documents relating to world-conceptions. But it must be emphasized over and over again that, in addition to these records that have influenced mankind throughout history (and there is, indeed, a deep justification for this exterior influence), there are other records, which we may term esoteric records. When people spoke in a deeper sense of a knowledge of man and of man's conception of the world, they always made a distinction between an exoteric teaching, that gives a more exterior knowledge of things, and an esoteric teaching; only those who had trained their hearts and minds accordingly, were able to penetrate into this teaching. In Christianity, too, especially as far as its central point, the Mystery of Golgotha, is concerned, we must make a distinction between exoteric conceptions and esoteric knowledge. An exoteric contemplation of Christianity, accessible to all the world, is contained in the Gospels. Side by side with this exoteric contemplation, there has always been an esoteric Christianity for those who were willing—as I have said before—to prepare their hearts and minds in an adequate way for the reception of an esoteric Christianity. All that could be gathered of the intercourse of the Christ who had passed through death and had risen from the dead, with those of his disciples who were able to understand him, was of the greatest importance in this esoteric Christianity. You know already that the Gospels contain very little about the intercourse of the risen Christ with his disciples. But what the Gospels tell us concerning this intercourse of the risen Christ with his disciples, can indeed give us an inkling and a foreboding of something very special, that entered the evolution of the earth through the Christ who rose from the dead. But we cannot go beyond such forebodings, without an esoteric knowledge. These inklings of a truth acquire weight and significance if we add to them Paul's utterances. Paul's words acquire a particular meaning, for he assures us that he was able to believe in Christ only from the moment in which the Christ appeared to him through the event at Damascus. This gave him the sure knowledge that Christ had passed through death and that, after his death, he was connected with the evolution of the earth as the living Christ. The event at Damascus gave Paul a knowledge of the living Christ and we should bear in mind what this impiles, when it is said by a man like Paul. Why could Paul not be convinced of the true existence of the Christ-being before the event at Damascus? We must bear in mind what it implied for Paul, initiated to some extent in the Hebrew teachings—that the Being who lived on earth as Christ-Jesus, had been condemned to a shameful death on the cross in accordance with human laws and justice. Paul could not grasp that the old prophecies referred to a Being who had been condemned lawfully to the shameful death through crucifixion. Until the event at Damascus, Paul saw in the shameful crucifixion of Jesus of Nazareth the proof that He could not be the Messiah. Only the experience at Damascus convinced Paul; the vision at Damascus convinced him of the truth of the Mystery of Golgotha. In spite of the fact that Jesus of Nazareth—or better, the Being who was incarnated in Jesus of Nazareth—had undergone the shameful death on the cross, something very deep and great is implied in this confession of Paul's conviction. The traditions that still existed in the first centuries after Christ, no longer exist. They may exist, at the most, in the form of outer historical records kept by some secret society that does not understand them. We must find again, through an anthroposophical spiritual science, that which surpasses the scanty communications concerning the Christ, after the Mystery of Golgotha. This is what we must find again: What did the risen Christ tell to the disciples that were around him, and that are not mentioned in the Gospels? For, what the Gospels say of the apostles who met Christ-Jesus on the way to Emmaeus, and other things recorded of the apostles, are steeped in tradition and refer to simple souls who were unable to advance to an esoteric knowledge. For this reason we must go beyond this and ask: What did the Christ say after his resurrection to the disciples who were really initiated? If we want to understand this, we must begin by taking into consideration the frame of mind in which men of past ages took up the real Mystery of Golgotha and how the Mystery of Golgotha changed their disposition. When we speak of the great truths of the past connected with man's earthly evolution, a modern man finds it very difficult to understand that the first men who lived on the earth did not possess a knowledge of the kind termed “knowledge” by us. The first men who lived on the earth were able to receive the wisdom of gods through atavistic, clairvoyant capacities. This means nothing less than this: Divine beings who descended to the earth from higher worlds could impart their teachings to human beings—in a spiritual way, of course—and these, in their turn, taught other souls. In the ancient past of human evolution on earth, it was a well-known fact that men were taught by the divine beings themselves, who descended to the earth from spiritual worlds. This condition, transcending the earthly one, could be attained especially by those men who had passed through the initiation in the Mysteries, where for the most part, they were outside their bodies with their souls and were able to reveive the communications of the gods in a spiritual way, because they were not dependent on the outer form of speech, or spoken words. They did not receive these communications in a state of mind resembling today's dreaming state, but in a living intercourse with divine beings which took place spiritually, and where they received what these beings considered to be their own particular wisdom. This wisdom at first consisted of communications (if I may call them thus) of the gods concerning the abode of human souls in the divine world before descending into an earthly body. During that state of consciousness which I have just described, the gods taught human beings what the souls experienced before their descent into an earthly body through conception. Then men felt as if they were being reminded of something, and they found that the communications of the gods reminded them of their experiences in the world of the spirit and soul, before birth, i.e. before conception. An echo can still be found in Plato that this was indeed so in ancient times. Today we can look back on a divine spiritual wisdom received here on earth by men who were in the frame of mind just described, a wisdom received—we may indeed say it in the real sense of the word—from the gods themselves. This wisdom was of a special kind: namely, of such a kind, that people—strange as it may seem today—knew nothing of death. It may seem strange to you today, yet it is so: the oldest inhabitants of the earth knew nothing of death, just as the child knows nothing of death. The people who were instructed in the way indicated by me and passed on this instruction to others who still possessed an atavistic clairvoyance, became conscious at once of the fact that their soul-being had come down from divine-spiritual worlds into a body, and that it would leave this body. They considered this an advance in the life of the spirit and of the soul. Birth and death appeared to them as a metamorphosis, as something which is the beginning and end of something. Were we to draw this schematically we might say that people saw the human soul in its progressive evolution and considered life on earth as an interlude. But they did not see in the points “a” and “b” a beginning and an end, they only saw the uninterrupted stream of the life of spirit and soul. They did see, of course, that the people around them died. You will not think that I am comparing these ancient men with animals; for, although their outer aspect resembled that of animals, these oldest of men had a higher soul-spiritual nature. I have already explained this before. But just as an animal knows nothing of death when it sees another animal which is dead, so did these ancient men know nothing of death, for they received only the idea of an uninterrupted stream in the life of soul and spirit. Death was something pertaining to Maya, the great illusion, and it made no great impression on men, for they knew life, only. Although they saw death, they knew nothing of death. For, their spirit-soul life was not ensnared by death. They saw human life only from within. When they looked at birth, human life extended beyond birth, into the spiritual. When they looked at death, the life of spirit and soul again extended beyond death, into the spiritual; birth and death had no meaning for life. Life alone was known—not death. Men gradually came out of this frame of spirit. On tracing the evolution of mankind from the oldest times to the Mystery of Golgotha, one may say: more and more, human beings learnt to know death. They learnt to know death more and more as something that made an impression on them. Their souls became entangled in death, and out of man's feelings arose the question: what happens to the soul when man goes through death? You see, in far distant ages people never contemplated death as an end. Their problem was at the most one dealing with the special nature of metamorphosis involved. They asked whether the breath leaves man and continues streaming, and whether the soul enters thereby into eternity; or else, they had some other conception of the way in which the life of spirit and soul continues. They thought about the nature of this continuation, but they did not think of death as an end. Only with the approach of the Mystery of Golgotha people really felt that death has a meaning and that life on earth is something that ends.This, of course, did not assume the form of a problem formulated in a philosophical or scientific way, but it entered the soul as a feeling. Men on earth had to come to this feeling, for it was necessary for the evolution of mankind that the understanding, or the intellect, should enter life on earth. But the intellect depends on the fact that we are able to die. I have often mentioned this. Man had therefore to become entangled in death. He had to become acquainted with death. The old ages in which man knew nothing of death were all non-intellectualistic. Men received their ideas through inspirations from the spiritual world and did not think about them. There was no intellect. But the intellect had to come. If we express it in a soul-spiritual way, the understanding could come only because man is able to die and carries within him all the time the forces of death. In a physical way, we might say that death can enter because man deposits salts, i.e. solid mineral substances, dead substances, not only in the body, but also in his brain. The brain has the constant tendency to deposit salt—I might say, toward an incomplete ossification. So that the brain contains a constant tendency toward death. This inoculation of death had to enter in mankind. And I might say, that the result of this necessary development—that death began to have a real influence in man's life—was the outward acquaintance with death. If men had remained the same as in the past, where they did not really know death, they would never have been able to develop an intellect, for the intellect is only possible in a world where death holds sway. This is how matters stand, seen from a human aspect. But they can also be contemplated from the aspect of the higher hierarchies, and then they will appear as follows: The higher hierarchies contain in their being the forces that have formed Saturn, the Sun, the Moon and finally the Earth. If the higher hierarchies had expressed their teachings amongst themselves, as it were, up to the Mystery of Golgotha, they would have said: We can form the Earth out of Saturn, Sun and Moon. But if the Earth were to contain only what we have placed into Saturn, Sun and Moon it would never have been able to develop beings who know something about death, and can therefore develop the intellect within them. We, the higher hierarchies, are able to let an Earth proceed out of the Moon, on which there are men who know nothing of death, and on which they cannot develop the intellect. It is not possible for us, higher hierarchies, to form the Earth in such a way that it is able to supply the forces which lead man towards the intellect. We must rely, for this, on an entirely different being, on a being who comes from another direction than our own—The Ahrimanic Being. Ahriman is a being who does not belong to our hierarchy. Ahriman comes into the stream of evolution from another direction. If we tolerate Ahriman in the evolution of the Earth, if we allow him a share in it, he brings us death, and with it, the intellect, and we can take up in the human being death and intellect. Ahriman knows death, because he is at one with the Earth and has trodden paths which have brought him into connection with the evolution of the Earth. He is an initiate, a sage of death, and for this reason he is the ruler of the intellect. The gods had to reckon with Ahriman—if I may express it in this way. They had to say: the evolution cannot proceed without Ahriman. It is only a question of admitting Ahriman into the evolution. But if Ahriman is admitted and becomes the lord of death and, consequently, of the intellect too, we forfeit the Earth, and Ahriman, whose sole interest lies in permeating the Earth with intellect, will claim the Earth for himself. The gods faced the great problem of losing to a certain extent their rule over the Earth in favour of Ahriman. There was only one possibility—that the gods themselves should learn to know something which they could not learn in their godly abodes which were not permeated by Ahriman—namely, that the gods should learn to know death itself, on the Earth, through one of their emissaries—the Christ. A god had to die on earth, and he had to die in such a way that this was not grounded in the wisdom of the gods, but in the human error which would hold sway if Ahriman alone were to rule. A god had to pass through death and he had to overcome death. Thus the Mystery of Golgotha meant this for the gods: a greater wealth of knowledge through the wisdom of death. If a god had not passed through death, the whole Earth would have become entirely intellectual, without ever reaching the evolution which the gods had planned for it from the very beginning. In past ages, people had no knowledge of death. But they learnt to know death. They had to face the feeling that through death, i.e. through the intellect, we enter a stream of evolution which is quite different from the one from which we come. Now the Christ taught his initiates that he came from a world where death was unknown; he learnt to know death, here on earth, and conquered death. If one understands this connection between the earthly world and the divine world, it will be possible to lead the intellect back gain into spirituality. We might express approximately in this way the content of the esoteric teachings given by the Christ to his initiated disciples: it was the teaching of death, as seen from the scene of the divine world. If one wishes to penetrate into the real depths of this esoteric teaching, one must realize that he who understands the entire evolution of mankind knows that the gods have overcome Ahriman by using his forces for the benefit of the Earth, but his power has been broken because the gods themselves learnt to know death in the being of Christ. Indeed, the gods have placed Ahriman into the evolution of the earth, but, in making use of him, they have forced him to come down into the evolution of the earth without completing his own rulership. He who learns to know Ahriman since the Mystery of Golgotha and he who knew him before, knows that Ahriman has waited for the world-historic moment in which he will not only invade the unconscious and subconscious in man, as in the case since the days of Atlantis (you know this through myOccult Science), but will invade also man's consciousness. If we apply human expressions to the willing of gods, we might say that Ahriman has waited with longing for the moment in which to invade human consciousness with his power. His purpose was thwarted because he knew nothing of the divine plan whereby a being—the Christ—was to be sent to the Earth, a being who underwent death. Thus the intervention of Ahriman was possible, but the sharp edge was taken off his rule. Since then, Ahriman uses every opportunity to encourage men in the exclusive use of the intellect. Ahriman has not lost all hope today that he will succeed in inducing men to use only their intellect. What would this imply? If Ahriman would succeed in convincing men against all other convictions that man can live only in his body and that, as a spirit-soul being, he cannot be separated from his body, the idea of death would seize the souls so strongly that Ahriman would be able to realize his plans quite easily. Ahriman hopes for this always. One might say, for instance, that special joy fills the heart of Ahriman—if one can speak of a heart in Ahriman's case, but this is a comparison, for I must always use human expressions in cases where other expressions should really be found—that special joy lives in Ahriman's soul since the period stretching from the forties of the 19th century until about the end of the 19th century; in the predominant sway of materialism Ahriman could cherish new hopes for his rule over the earth. In this time even theology becomes materialistic. I have mentioned already that theology has become unchristian and that the theologian from Basle, Overbeck, wrote a book in which he tried to prove that modern theology is no longer Christian. This gave new hopes to Ahriman. An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. The battle of the Christ against Ahriman is again possible. And we can have a foreboding of this in the Temptation described in the Gospel. But a full understanding can be gained only by penetrating into what I have often set forth, namely, that Lucifer plays a greater part in the older evolution of mankind, and that Ahriman began to have an influence on human consciousness since the Mystery of Golgotha. He had an influence also before that time, but not on the consciousness of man. If we look at the human mind and soul we must say that the most important point in mankind's evolution lies where man learns to know that the Christ-impulse contains a living force which enables him to overcome death in himself, when he unites himself with it. Seen from the spiritual world this implies that Ahriman was drawn into the evolution of the earth by the hierarchies belonging to Saturn, Sun, Moon, Earth, etc. But his claims of rulership were hedged in because they were placed at the service of the evolution of the earth. Ahriman has, as it were, been forced to enter the evolution of the earth. Without him, the gods could not have placed intellectualism into mankind and if they had not succeeded in taking off the sharp edge to Ahriman's rule through the Christ event, Ahriman would have rendered the whole earth intellectual from within and material from without. The Mystery of Golgotha is not only an inner mystical event; we must look upon it entirely as an outer event which cannot, however, be set forth according to an outer materialistic, historical investigation. It must be set forth in such a way as to show the entrance of Ahriman into the evolution of the earth, and, at the same time, the overcoming of Ahrimanism, to a certain extent. Thus we have a battle of the gods which was enacted through the Mystery of Golgotha. That a battle of the gods took place on that occasion, is contained also in the esoteric teachings imparted by the Christ to his initiated disciples, after his resurrection. If we are to designate that which existed in the form of an esoteric Christianity, we might say that in past ages of the evolution of the earth people knew of the existence of these worlds through the manifestations that I have characterized a short while ago. But these divine worlds could not tell them anything concerning death, for death did not exist in the worlds of the gods, and it did not exist for man, because he gained knowledge only of the steady uninterrupted progress of the spirit and soul through the spheres of the gods. Man came nearer and nearer to the understanding of death. By yielding himself up to the Christ, he could gain for himself a sure power which enabled him to overcome death. This is man's inner evolution. But the esoteric element which Christ gave to his initiated disciples consisted therein, that He told them: What took place on Golgotha, is the reflection of superterrestial events and of the relationship between the worlds of the gods connected with Saturn, Sun, Moon and the present Earth, and Ahriman. The cross of Golgotha cannot be looked upon as something earthly, but as something having a meaning for the entire universe—this was the content of esoteric Christianity. Perhaps we can awaken a particular feeling in connection with esoteric Christianity: Imagine two esoteric disciples of the Christ, who progress more and more in the acquisition of an esoteric Christianity, and imagine them speaking together while they are still battling with their doubts: One of them would say more or less the following words to the other one: The Christ who is teaching us, has descended from worlds which are known from the past. Gods were known in past ages, but they were gods who could not speak of death. If we had remained with these gods, we would never have learnt anything concerning the nature of death. The gods themselves had first to send down to the earth a divine being, in order to learn something concerning death though one of their own ranks. After His resurrection, Christ teaches us what the gods had to fulfill in order to guide the evolution of the earth to a right end. If we keep to him, we will learn something that men could not learn until then. We learn what the gods did behind the scenes of the worlds's existence in order to further the evolution of the earth in the right way. We learn how they brought in the forces of Ahriman, without allowing them to be of harm to man, but to be of use to him. What the initiated disciples received as the esoteric teaching of the risen Christ was something deeply moving. A disciple, such as the one described above, could only have continued by saying: Today we would know nothing at all concerning the gods, for we would be in the meshes of death had Christ not died and risen, and had He not taught us, after His resurrection, the experiences of the gods concerning death. As human beings, we must immerse ourselves into a period of time in which we can no longer know anything of the gods. The gods found a new way of speaking to us. This way went through the Mystery of Golgotha. The essential knowledge conveyed to the disciples through the Mystery of Golgotha, was that men could again approach the divine worlds which they had left. In the first period of the Christian evolution, the disciples were permeated by this stirring teaching. Many a one, whom history barely mentions, bore within him the knowledge which he could have gained only because in the early times he had enjoyed the teaching of the risen Christ himself, or else because he was connected in some way with the teachers who had been taught by the Christ. Later on, all these things were exteriorized. They were exteriorized to such an extent that the first heralds of Christianity attached great value to the fact of being able to say that they were the disciples of one who had been taught by a disciple of the apostles. It was a continuous development, for he who imparted the teaching, had known one who had seen an apostle, i.e. one who had known the Lord himself, after his resurrection. In the past, some value was still attached to this living development, but the form in which it reached a later mankind was already exteriorized. It had assumed the aspect of an outer historical description. But, essentially, it goes back to what I have just set forth. The incorporation of the intellect, which began already, and particularly, during the fourth and fifth centuries after the Mystery of Golgotha, and underwent a special change in the fifteenth century—the beginning of the fifth post-atlantean epoch—this development of the intellect brought about the loss of the ancient wisdom which enabled man to grasp something of the spiritual truths, whereas the new wisdom was not there. To a certain extent, men forgot for a whole age everything that had an esoteric significance in Christianity. As stated, some records dealing with this esoteric knowledge remained in the keeping of secret societies, the members of which no longer understood the content of these records—in our age, certainly not. These records really refer to the teachings that were imparted by the risen Christ to some of his initiated disciples. Suppose that the ancient Hebrew teaching had not received new life through Christianity—then, Paul's conviction before the event at Damascus would have been justified. For, Paul more or less accepted the view that there is an old traditional teaching, which existed originally as a divine-spiritual revelation given to men in a distant past, in the spiritual form which I have described. Then, this was preserved in written records. Amongst the Hebrews, there were scribes who knew what was contained in the records from out of the ancient wisdom of the gods. The sentence that condemned Christ-Jesus to death came from such scribes. While he was still Saul, Paul looked up to this original divine wisdom of the past and thought that this ancient wisdom was the source of the knowledge which came streaming down even to the scribes of his time. The fact that prominent men took up the calling of a scribe, could, however, bring this divine wisdom only as far as the pronouncing of righteous sentences. Impossible—quite impossible—for an innocent man to be condemned to death through crucifixion! Especially if things took the course they did take during the trial of Christ Jesus. This was the course of Paul's thoughts. Only the Roman Governor, Pontius Pilate, was already entangled instinctively in quite another world-conception and could utter the pregnant sentence: What is Truth? Paul, as Saul, could not possibly imagine that what had taken place according to a righteous judgement, might not be truth. What a conviction had to be gained by Paul? The conviction that there can be error in the truth which used to come streaming down to men from the gods, for men have changed it into error—into an error so strong, that the most innocent of all had to pass through death. The original divine wisdom streams down as far as the wisdom of the scribes, who were the Hebrew contemporaries of the Mystery of Golgotha. This wisdom can only contain truth—thought Saul. But he had to think otherwise. When Paul was still Saul, he used to say: If he, who died on the cross, is indeed the Christ and the Messiah, this current of wisdom must contain error in its truth, and error brought Christ to the cross. That is, man must have turned the old divine wisdom into error. Naturally, only the actual fact that this is so, indeed, could convince Saul. Only Christ himself could convince him, by appearing to him in the event at Damascus. What did this mean for Saul? It meant that a divine wisdom no longer existed, for the Ahrimanic element had entered into it. Thus Paul reached the point of seeing that mankind's evolution had been seized by an enemy and that this enemy is the source of error on earth. In bringing the intellect, he brings also the possibility of error, and, in its greatest aspect, this error is responsible for the death on the cross of the most innocent of all. First, this conviction must be gained—that He who has no stain upon him, died on the cross. This enabled men to see how Ahriman crept into the evolution of humanity and how a super-sensible, superterrestial event existed in the evolution of the Ego, through the enactment of the Mystery of Golgotha. An esoteric fact can never be merely mystical. It is always an enormous mistake to explain mere mysticism as esotericism. The esoteric knowledge is always a knowledge of facts which take place, as such, in the spiritual world, and remain hidden behind the veil of the physical world. For, behind this veil, the adjustment between the divine world and Ahriman takes place, as enacted in the death on the cross of Christ-Jesus. Paul felt that error, leading to the death on the cross, can only enter a world wherein man is seized by the Ahrimanic powers. And when he had understood this, he learnt the truth of esoteric Christianity. Paul was undoubtedly one of those who belonged, in this sense, to the initiates. But initiation gradually died out, through the growing influence of intellectualism. Today we must return to a knowledge of esoteric Christianity: we must know again that Christianity does not only contain what is exoteric, but goes beyond the forebodings that can be awakened through the Gospels. Today very little is said concerning an esoteric Christianity, but humanity must return to this knowledge, which is not based on outer documents. We must learn to fathom what the Christ himself taught to his initiated disciples after his resurrection, and we must take for granted that he could impart such teachings only after having passed through an experience, here on earth, which he could not have had in the divine world—for until the Mystery of Golgotha death did not exist in the divine worlds. No being of the divine worlds had passed through death—Christ is the first-born who passed through death from the world of the hierarchies, connected with the evolution of the Earth that went through Saturn, Sun and Moon. The secret of Golgotha is the inclusion of death into life. Before Golgotha, the knowledge of life did not include death. Now death became known as an essential part of life, as an experience which strengthens life. Humanity went through a weaker form of life when nothing was known of death; humanity must live more forcefully if it wants to pass through death and yet remain alive. Death, in this connection, is also the intellect. Men possessed a comparatively weaker sense of life when they had no need of the intellect. The older people who obtained their knowledge of the divine worlds in the form of images and inner manifestations, did not die inwardly. They always remained alive. They could laugh at death because they remained alive inwardly. The Greeks still relate how happy the ancients were because, when death approached them, they became so dazed within, that they hardly noticed it. This was the last remnant of a world-conception that knew nothing of death. Modern man experiences the intellect. Intellect renders us cold and dead within. It paralyses us. When our intellect is active, we do not really live. We must feel that when we are thinking, we are not really alive, that our life is poured into the empty pictures of our understanding. A strong life is needed in order to experience the living activity contained in the lifeless images formed by our intellect, a creative, living activity inspite of all. A strong life is needed to reach the sphere where moral impulses flow out of the force of pure thinking, and where we learn to understand the freedom in man, through the impulses of pure thinking. This is what I tried to set forth in my Philosophy of Freedom, which is really an ethical conception, and tries to show how dead thoughts can be awakened into life in the form of moral impulses, and thus be led to resurrection. An inner Christianity is undoubtedly contained in this Philosophy of Freedom. With these explanations I wished to place before your souls, from a particular aspect, something concerning an esoteric Christianity. This age, which is so full of disputes concerning the nature of Christianity in an exoteric, historical sense, needs an esoteric Christianity—it is necessary to point out the esoteric teachings of Christianity. I hope that they will not be taken lightly, but with the needed earnestness and responsibility. When speaking of such things, one feels how difficult it is to clothe these experiences in the words of modern speech, which has already become abstract. For this reason, I have tried to attune your souls by describing the inner processes of man in the form of images, in order to form a thread leading from the single human being to that which constitutes, in an esoteric sense, the historical evolution of humanity, which is contained, as something essential, in the Mystery of Golgotha. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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Opposition to Ahriman really exists to-day only in such teachings as are contained in Anthroposophy. When, through Anthroposophy, man once again realises that the soul and the Spirit are independent of the bodily nature, then Ahriman must begin to abandon hope. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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The story of the evolution of humanity is preserved in ancient records mostly either of a religious or philosophical character. But it must be emphasised that as well as these records which have had a deep and good influence upon mankind through the ages, there exists what we may call esoteric knowledge. Wherever the deeper aspects of human knowledge and human thought have been studied, a distinction has always been made between exoteric teaching (concerned with the more external side of things) and esoteric teaching which is accessible only to those who have undergone the necessary inner preparation. And so in the case of Christianity itself, especially in respect of the spiritual kernel of Christianity—the Mystery of Golgotha—a distinction must also be made between exoteric and esoteric knowledge. The exoteric teaching is contained in the Gospels and is there for all the world; but side by side with this exoteric teaching there has always been an esoteric Christianity, available to those who have prepared their minds and hearts to receive it. In this esoteric Christianity the teaching of greatest moment is that concerning the communion between the Risen Christ—the Christ Who has passed through death—and those of His disciples who were able to understand Him. The Gospels, as you know, make only brief references to this. What the Gospels say of this communion between Christ after His Resurrection and His disciples does indeed enable them to surmise that something of the deepest import to earthly evolution came to pass through the Resurrection; but unless the step is taken into the realm of esoteric teaching, the words can be little more than indications. The avowal of Paul, of course, is of the greatest importance, for Paul testifies that he was only able to believe in Christ after He had appeared to him at Damascus. Paul knew then, with absolute conviction: Christ had passed through death and in His life now, after death, is united with earthly evolution. We must reflect upon the significance of the testimony which came from Paul when, through the event at Damascus, the reality of the Living Christ was revealed to him. Why was it that before the vision at Damascus Paul or Saul as he then was—could not be convinced of the reality of the Christ? We must understand what it meant to Paul—who to a certain extent had been initiated into the secret doctrines of the Hebrews—to learn that Christ Jesus had been condemned to a death of shame by crucifixion. It was, at first, impossible for Paul to conceive that the old prophecies could have been fulfilled by one who had been condemned by human law to this shameful death. Until the revelation came to him at Damascus, the fact that Jesus of Nazareth had suffered the shame of crucifixion was for Paul conclusive proof that He could not have been the Messiah. It was only after the revelation at Damascus that conviction came to Paul concerning the Mystery of Golgotha, notwithstanding the fact that Jesus of Nazareth, or rather, the Being indwelling the body of Jesus of Nazareth, had experienced a death of shame on the Cross. It was of immeasurable significance that Paul should have proclaimed his conviction of the truth of the Mystery of Golgotha. Traditions that were still extant during the first centuries of Christendom are, of course, no longer available. At most they have survived in the form of fragments in the possession of a few isolated secret societies, where they are not understood. Anything that goes beyond the very sparse traditions concerning Christ after the Mystery of Golgotha must be rediscovered to-day through anthroposophical Spiritual Science. We have again to discover how Christ spoke after the Resurrection. What was the nature of the teaching given by Him to those disciples with whom He was in communion but of whom the Gospels make no mention? The Gospel story concerning the disciples who met Christ on the way to Emmaus, or concerning the host of disciples, has always been clothed in a form of tradition adapted for naive and simple minds incapable of understanding the esoteric truths. Going further, we must ask: What was the teaching given by Christ after the Resurrection to his initiated disciples? Before we can begin to understand this, we must think of the nature of the human soul as it was in very ancient times and of the change brought about by the Mystery of Golgotha. A most important truth concerning the earliest periods in the evolution of earthly humanity and one which it is exceeding difficult for the modern mind to understand, is that the first human beings who lived on the Earth had no knowledge or science in the form familiar to us to-day. Because of their faculties of atavistic clairvoyance, these early men were able to receive the wisdom of the Gods. This means that it was actually possible for humanity to be taught by Divine Beings who descended spiritually to the Earth from the realm of the higher Hierarchies and who then imparted spiritual teaching to the souls of men. Those who received such teaching—for the most part they were men who had been initiated in the Mysteries—were able, through their Initiation, to live in a state of remoteness from earthly affairs; the soul lived to a great extent outside the body. In this state of consciousness men were not dependent upon oral conversation or instruction; they were able to receive communications from the Gods in a spiritual way. Nor did they receive these teachings in a condition of consciousness resembling dream-life as we know it to-day. They entered into living, spiritual communion with Divine Beings, receiving the wisdom imparted by these Beings. This wisdom consisted of teachings given by the Gods to man in regard to the sojourn of the human soul in the Divine-Spiritual world before the descent into an earthly body. The experiences of the soul before descent into a physical body through conception—such was the substance of the teaching imparted to human beings in the state of consciousness I have described. And the feeling arose in these men that they were only being reminded of something. As they received the teachings of the Gods they felt that they were being reminded of what they themselves had experienced before birth, or rather, before conception, the world of soul-and-spirit. In Plato's writings there are still echoes of these things. And so to-day we can look back to a Divine-Spiritual wisdom once received by men on the Earth from the Gods themselves. This wisdom was of a very special character. Strange as it will seem to you to-day, the earliest dwellers on the Earth knew nothing of death—just as a child knows nothing of death. Those men who received the teachings of the Gods and who then passed them on to others also possessing the faculty of atavistic clairvoyance—such men knew quite consciously that their souls had come down from Divine-Spiritual worlds, had entered into physical bodies and would in time pass out of these bodies. They regarded this as the onward flow of the life of soul-and-spirit. Birth and death seemed to them to be a metamorphoses, not a beginning and end. Speaking figuratively, we should say: In those times man saw how the human soul can develop onwards and he felt that earthly life was only a section of the onflowing stream of the life of soul-and-spirit. Two given points within this stream were not regarded as any kind of beginning or end. It is, of course, true that man saw other human beings around him, die. You will not accuse me of comparing these early men with animals, for although their outward appearance was not entirely dissimilar from that of animals, the soul-and-spirit within them was on a very much loftier level.—I have spoken of this many times—As little as an animal to-day understands death when it sees another animal lying dead, as little did the men of those early times understand death, for they could only conceive of an onflowing stream of soul-and-spirit. Death belonged to Maya, to the great Illusion, and made no particular impression on them. They knew life and life only—not death, although it was there before their eyes. In their life of soul-and-spirit they were not involved in death. They saw human life only from within, stretching beyond death into the spiritual world. Birth and death were of no significance to life. They knew only life; they did not know death. Little by little, men emerged from this state of consciousness. Following the evolution and progress of humanity from the earliest epochs to about the time of the Mystery of Golgotha, we may say: men were learning more and more to know the reality of death. Death was something that made an impression upon them. Their souls became entangled with death, and a question arose within them: What becomes of the soul when the human being passes though death? In the very earliest times, men were not faced with the question of death as an ending. At most they enquired about the nature of the change that took place. They asked: Is it the breath that goes out of a man and then streams onwards, bearing the soul to Eternity? Or they formed some other picture of the life of soul-and-spirit in its onward flow. They pondered about this but never about death as an ending. It was only when the epoch of the Mystery of Golgotha drew near that men began, for the first time, to feel that there is a significance in death, that earthly life has indeed an ending. Naturally, this question was not formulated in philosophical or scientific terms; it was more like a feeling, a perceptive experience—an experience necessary in earthly life because reason and intellect were to become an essential part of human evolution. Intellect, however, is dependent upon the fact that the human being can die. It was necessary, then, for the human being to be involved in death, to know death. The ancient epochs, when men knew nothing of death, were all unintellectual. Ideas were inspired from the spiritual world, not ‘thought out.’ There was no intellect as we know it. But intellect had to take root and this is possible only because the human being can die, only because he has within him perpetually the forces of death. In a physical sense we may say: Death can only set in when certain salts, that is to say, certain dead, mineral substances deposit themselves in the brain as well as in the other parts of the human organism. In the brain there is a constant tendency towards the depositing of salts, towards a process of bone-formation that has been arrested before completion. So that all the time the brain has the tendency towards death. Humanity had, however, to be impregnated with death. Outer acquaintance with death, realisation that death plays an important part in human existence, was simply a consequence of this necessity. If human beings had remained as they were in ancient times when they had no real knowledge of death, they would never have been able to develop intellect—for intellect is only possible in a world where death holds sway. So it is when viewed from the standpoint of the human world. But the matter may also be viewed from the side of the higher Hierarchies, and presented in the following way.— The Beings of the higher Hierarchies have within them the forces which fashioned Saturn, Sun and Moon1 and finally the Earth. If the higher Hierarchies had, as it were, been holding council among themselves before the Mystery of Golgotha had taken place on Earth, they would have said: “We have been able to build up the Earth from Saturn, Sun and Moon. But if the Earth were to contain only what we have been able to incorporate from Saturn, Sun and Moon, no beings could develop who, knowing death, are able to unfold intellect. We, the higher Hierarchies, are unable to bring forth an Earth from the Moon embodiment—an Earth on which men know nothing of death and therefore cannot unfold the faculty of intellect. We, the Hierarchies, cannot so fashion the Earth that it will produce the forces necessary for the development of intellect in man. For this purpose we must allow another Being to enter, a Being whose path of development has been different from ours. Ahriman is a Being who does not belong to our hierarchy. He enters the stream of evolution by a different path. If we tolerate Ahriman, if we allow him to participate in the process of the Earth's evolution, he will bring death, and with death, intellect; the seeds of death and of intellect will then be implanted in the being of man ... Ahriman is acquainted with death; he is interwoven with the Earth, because his paths have connected him with earthly evolution. Ahriman is a knower of death; therefore he is also the Ruler of intellect.” The Gods were obliged—if such a word is permissible—to enter into dealings with Ahriman, realising that without Ahriman there could be no progress in evolution. But—so said the Gods—if Ahriman is received into the stream of evolution to become the Ruler of death and therewith also of the intellect, the Earth will fall away from us; Ahriman, whose only interest is to intellectualise the whole Earth, will demand the Earth for himself. The Gods were confronted with this dilemma that their dominion over the Earth might be usurped by Ahriman. There remained only one possibility, namely, that the Gods themselves should acquire knowledge of something inaccessible to them in their own worlds—worlds untouched by Ahriman; that they, the Gods, should learn of death as it takes place on Earth through One sent by them, through the Christ. It was necessary for a God to die upon the Earth, moreover for that death to be the result of the erring ways of men and not the decree of Divine wisdom. Human error would take root if Ahriman alone held sway. It was necessary for a God to pass though death and to be victorious over death. The Mystery of Golgotha signified for the Gods an enrichment of wisdom, an enrichment gained from the experience of death. If no Divine Being had passed through death, the Earth would have been wholly intellectualised without ever entering into the evolution originally ordained for it by the Gods. In very ancient times men had no knowledge of death. But at some point it was necessary for them to face the realisation: death, and intellect together with death, brings us into a stream of evolution quite other than that from which we have proceeded. To His initiated disciples Christ taught that He had come from a world wherein there was no knowledge of death; that He had suffered death upon the Earth and had gained the victory over death. When this connection of the earthly world with the Divine world is understood, intellect can be led back to spirituality. Such, approximately, was the substance of the esoteric teaching given by the Risen Christ to His initiated disciples: it was a teaching concerning death—death as seen from the arena of the Divine world. To have insight into the depths of this esoteric teaching, we must realise that the following is known to one who understands the whole sweep of the evolution of mankind.—The Gods have gained the victory over Ahriman inasmuch as they have made his forces useful to the Earth but have also blunted his power in that they themselves acquired knowledge of death through the Christ. The Gods indeed allowed Ahriman to become part of earthly evolution but in that they have made use of him, they have prevented him from maintaining his dominion to the end. Those who have knowledge of Ahriman as he has been since the Mystery of Golgotha and as he was before that Event, realise that he waits for the moment when he can invade, not only the unconscious, subconscious regions of man's life—which as you know from the book Occult Science, have been open to Ahriman's influence since the time of Atlantis—but also the spheres of man's consciousness. Using words of human language to describe the will of a God, it may be said: Ahriman has waited eagerly for the opportunity to carry his influence into the conscious life of man. It was an astonishment to him that he had not previously known of the resolution of the Gods to send the Christ down to the Earth—the Divine Being who passed through death. Ahriman was not thereby deprived of the possibility of intervention, but the edge of his power was broken. Since then, Ahriman seizes every opportunity of confining man to the operations of the intellect alone. Nor has he yet relinquished the hope that he will succeed. What would this mean? If Ahriman were to succeed in imbuing man with the conviction—to the exclusion of all others—that he can only exist in a physical body, that as a being of soul-and-spirit he is inseparable from his body, then the human soul would be so possessed by the idea of death that Ahriman could easily fulfil his aims. This is Ahriman's constant hope. And it may be said that from the forties to the end of the nineteenth century, his heart rejoiced—although to speak of a ‘heart’ in the case of Ahriman is merely a figure of speech—for in the rampant materialism of that period he might well hope for the establishment of his rulership on Earth. (Please remember that I am using expressions of ordinary language here, although for such themes others should really be found).—A measure of success in this direction was indeed indicated by the fact that during the nineteenth century, Theology itself became materialistic. I have already said that Theology has become ‘unchristian,’ mentioning that Overbeck, a theologian living in Basle, has written a book in which he has tried to prove that modern Theology can no longer truly be called Christian. In this domain, too, there was reason for Ahriman's hopes to rise. Opposition to Ahriman really exists to-day only in such teachings as are contained in Anthroposophy. When, through Anthroposophy, man once again realises that the soul and the Spirit are independent of the bodily nature, then Ahriman must begin to abandon hope. Once again, the battle waged by Christ against Ahriman is possible. An indication is contained in the Gospel story of the Temptation, but these things can only fully be understood when it is realised that the more important rôle in ancient times was played by Lucifer and that Ahriman has only acquired the influence upon human consciousness since the time of the Mystery of Golgotha. He had of course an influence upon humanity before then but not, properly speaking, upon human consciousness. Looking deeply into the human heart, we can only say: The most important point in the evolution of earthly humanity is that at which man learns to know that there is a power in the Christ Impulse through which, if he makes it his own, he can overcome the forces of death within him. And so the Hierarchies belonging to Saturn, Sun, Moon and Earth drew Ahriman into Earth-evolution but restricted his claims for domination in that his forces were used to serve the purposes of evolution. In a sense, Ahriman was forced into the stream of Earth-evolution. Without him the Gods would not have been able to introduce intellectuality into humanity, but if the edge of his dominion had not been broken by the Deed of Christ, Ahriman would have intellectualised the whole Earth inwardly and materialised it outwardly. The Mystery of Golgotha is to be regarded not merely as an inner, mystical experience, but as an external event which must not, however, be presented in the same light as other events recorded in history. The Ahrimanic impulse entered into earthly evolution and at the same time—in a certain sense—was overcome. And so, as a result of the Mystery of Golgotha, we have to think of a war between Gods, and this also formed part of the esoteric teachings communicated by Christ to His initiated pupils after the Resurrection. In describing this early, esoteric Christianity it must be recalled that in ancient times human beings were aware of their connection with the Divine worlds, with the worlds of the Gods. They knew of these worlds through revelations. But concerning death they could receive no communication, because in the worlds of the Gods there was no death. Moreover for human beings themselves there was no death in the real sense, for they knew only of the onward-flowing life of soul-and-spirit as revealed to them in the sacred institutions of the Mysteries. Gradually, however, the significance of death began to dawn upon human consciousness. It was possible for men to acquire the strength to wait for Christ Who was the victor over death.—Such is the inner aspect of the process of evolution. The substance of the esoteric teachings given by Christ to His initiated disciples was that in what came to pass on Golgotha, super-earthly happenings were reflected, namely, the relationships between the worlds of the Gods belonging to Saturn, Sun, Moon and Earth as they had been hitherto, and Ahriman. The purport of this esoteric Christianity was that the Cross on Golgotha must not be regarded as an expression of earthly conditions but is of significance for the whole Cosmos. A picture may help us to feel our way into the substance of this esoteric Christianity.—Suppose that two of Christ's disciples, absorbing more and more of the esoteric teaching and finding all doubt vanishing, were talking together. The one might have spoken to the other as follows.—Christ our Teacher has come down from those worlds of which the ancient wisdom tells. Men knew the Gods but those Gods could not speak of death. If we had remained at that stage, we could never have known anything of the nature of death. The Gods had perforce to send a Divine Being down to the Earth, in order that through one of themselves they might learn the nature of death. The deed which the Gods were obliged to perform in order to lead earthly evolution it its fulfilment—of this we are being taught by Christ after His resurrection. If we cleave to Him we learn of many things hitherto unknown to man. We are being taught of deeds performed by the Gods behind the scenes of world-existence in order truly to further evolution on the Earth. We are taught that the Gods have introduced the forces of Ahriman but by turning these forces to the service of man have averted his destruction. ... The esoteric teaching given by the Risen Christ to His initiated pupils was deeply and profoundly moving. Such pupils might also have said: Interwoven as we now are with death, we should know nothing whatever of the Gods if Christ had not died, and now, since His Resurrection, is telling us how the Gods have come to experience death. We should have passed over into an age when all knowledge of the Gods would have vanished. The Gods have looked for a way by which means they could speak to us again. And this way was through the Mystery of Golgotha ... The great realisation which came to the disciples from this esoteric Christianity was that men have again drawn near to the Divine worlds after having departed from them. In the early days of Christendom the disciples and pupils were permeated through and through with this teaching. And many a man of whom history gives only sparse and superficial particulars was the bearer of knowledge that could only be his because he had either received teaching himself from the Risen Christ or had been in contact with others who had received it.—So it was in the earliest days of the Christian era. As time went on, all this became externalised—externalised in the sense that the earliest messengers of Christianity attached great importance to being able to say that their own teacher had himself been a pupil of a pupil of one of the Apostles. And so it went on. A teacher had meant one who had come into personal contact with an Apostle—with one, therefore, who had known the Lord Himself after the Resurrection. In those earlier centuries, weight was still attached to this living continuity, but in the form in which the tradition came down to a later humanity, it was already externalised, presented as bald, historical data. In essence, however, the tradition leads back to what I have just described. The inculcation of intellectualism—a process which really began about the fourth or fifth century after the Mystery of Golgotha and received its great impulse in the fifteenth century, at the dawn of the Fifth Post-Atlantean epoch—this evolution of intellect entailed the loss of the old wisdom whereby these things could be understood, and the new form of wisdom was still undeveloped. For centuries the essence and substance of esoteric Christianity was, as it were, forgotten by mankind. As I have said, fragments exist in certain secret societies whose members, at any rate in modern times, do not understand to what they refer. In reality, such fragments refer to teachings imparted by the Risen Christ to certain of His initiated pupils. Assume for a moment that there had been no regeneration of the old Hebrew doctrine through Christianity. In that case the conviction held so firmly by Paul before his vision at Damascus would have become universal. Paul was acquainted with the ancient Hebraic doctrine. In its original form it had been Divine revelation, received spiritually by men in very ancient times, and it was then preserved as Holy Writ. Among the Hebrews there were learnéd scribes who knew from this Holy Writ what was still preserved of the old Divine wisdom. From these scribes came the judgment by which Christ Jesus was condemned to death. And so the mind of a man like Paul, while he was still Saul, turned to the ancient Divine wisdom preserved by the learnéd scribes of his day who well knew all that it signified to men. Paul said to himself: The scribes are men of eminence, of great learning; judgment derived on their authority from the Divine wisdom could only be lawful judgment. An innocent man condemned to be crucified ... it is impossible, utterly impossible in all the circumstances leading to the condemnation of Christ Jesus! Such was the attitude of Paul. It was only the Roman Governor, Pontius Pilate, influenced instinctively as he was by an altogether different mentality, who could speak the momentous word: ‘What is Truth?’ While Paul was Saul, it was impossible even to imagine that there might be no truth in the execution of a lawful judgment. The hard-won conviction which was to arise in Paul was that truth once proceeding from the Gods could become error among men, that truth had been turned by men into such flagrant error that One in Whom there was no guilt at all had been crucified. Saul could have no other thought than that the primeval wisdom of the Gods was contained in the wisdom of the Hebrew scribes living at the time of the Mystery of Golgotha. In such wisdom there could only be truth ... . While Paul was still Saul, he argued that if indeed it were Christ, the Messiah, Who suffered death by crucifixion, gross error must have entered into the flow of his primeval wisdom; for only error could have brought about the death of Christ on the Cross. Divine truth must therefore have become error among men. Naturally, Saul could only be convinced by the fact itself. Christ Himself and He alone could convince him, when He appeared to him at Damascus. What did this signify for Saul? It signified that the judgment had not been derived from the wisdom of the Gods but that the forces of Ahriman had found entrance. And so there came to Paul the realisation that the evolution of humanity had fallen into the grip of a foe and that his foe is the source of error on the Earth. In that his foe brings the intellect to man, he also brings the possibility of error which, in its most extreme form, becomes the error responsible for the crucifixion of One Who was without sin. The conviction that the guiltless One could be brought to the Cross had to arise before it was possible for men to understand the path by which Ahriman entered the stream of evolution and to realise that the Mystery of Golgotha is a super-sensible, super-earthly event in the process of the development of the ‘I,’ the Ego, within the human being. Esotericism is by no means identical with simple forms of mysticism. To argue that mysticism and esotericism are one and the same denotes gross misunderstanding. Esotericism is always a recognition of facts in the spiritual world, facts which lie behind the veil of matter. And it is behind the veil of matter that the balance has been established between the Divine world and the realm of Ahriman—established by the death of Christ Jesus on the Cross. Only into a world where the being of man is laid hold of by the Ahrimanic powers can error enter in such magnitude as to lead to the Crucifixion—such was the thought arising in the mind of Paul. And now, having been seized by this conviction, recognition of the truth of esoteric Christianity came to him for the first time. In this sense, Paul was truly an Initiate. But under the influence of intellectualism this Initiation-knowledge gradually faded away and we need to-day to acquire again a knowledge of esoteric Christianity, to realise that there is more in Christianity than the exoteric truths of which the Gospels do indeed awaken perception. Esoteric Christianity is seldom spoken of in our times. But humanity must find its way back to that of which there is practically no documentary evidence and which must be reached through anthroposophical Spiritual Science, namely, the teachings given by Christ Himself after the Resurrection to His initiated disciples—teaching that He could only give after passing through an experience which he could not have undergone in the world of the Gods; for until the time of the Mystery of Golgotha there was no death in the Divine worlds. Until then, no Divine Being had passed through death. Christ is the First-Born, He Who passed through death, having come from the realm of the Hierarchies of Saturn, Sun and Moon who are interwoven with Earth-evolution. The absorption of death into life—that is the secret of Golgotha. Previously, men had known life—life without death. Now they learned to know death as a constituent of life, as an experience which gives strength to life. The sense of life was feebler in times when humanity had no real knowledge of death; there must be inner strength and robustness in life if men are to pass through death and yet live. In this respect, too, death and intellect are related. Before men were obliged to wrestle with intellect, a comparatively feeble sense of life was sufficient. The men of olden times received their knowledge of the Divine world in pictures, in revelations; inwardly they did not die. And because the flow of life continued they could smile at death. Even among the Greeks it was said: The agéd are blessed because with the dulling of their senses they are unaware of the approach of death. This was the last vestige of a view of the world of which death formed no part. We in modern times have the faculty of intellect; but intellect makes us inwardly cold, inwardly dead; it paralyses us. In the operations of the intellect we are not alive in the real sense. Try to feel what this means: when man is thinking he does not truly live; he pours out his life into empty, intellectual forms and he needs a strong, robust sense of life if these dead forms are to be quickened to creative life in that region where moral impulses spring from the force of pure thinking, and where in the operations of pure thinking we understand the reality of freedom, of free spiritual activity. In the book, The Philosophy of Spiritual Activity, I have tried to deal with this subject. The book really amounts to a moral philosophy, indicating how dead thoughts, when filled with life, may be led to their resurrection as moral impulses. To this extent, such a philosophy is essentially Christian. I have tried in this lecture to place before you certain aspects of esoteric Christianity. In these days where there is so much controversy with regard to the exoteric, historical aspect of Christianity, it is more than ever necessary to point to the esoteric teachings. I hope that these things will not lightly be passed over, but studied with due realisation of their significance. In speaking of such matters one is always aware of the difficulty of clothing them in the abstract words of modern language. That is why I have tried rather to awaken a feeling for these things, by giving you pictures of inner processes in the life of human beings, leading on to the esoteric significance of the Mystery of Golgotha in the evolution of mankind as a whole.
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207. The Seeds of Future Worlds
24 Sep 1921, Dornach Tr. Unknown Rudolf Steiner |
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It is lecture 1 of 11 from the lecture series: Anthroposophy as Cosmosophy Vol. I It is also known as: At the Center of Man's Being: II, or Natural Law and Moral Law. |
Needless to say, one cannot set things before the world at large to-day in the way I have described them to you here, for people have not yet been sufficiently prepared by Spiritual Science and Anthroposophy. Yet there are ways in which one can point out even to modern men how they carry in them a centre of destruction, and how in the world outside there is something wherein the Ego of man is as it were submerged, where it cannot hold itself fast—as in earlier times men were told about the Fall and other doctrines of that kind. |
207. The Seeds of Future Worlds
24 Sep 1921, Dornach Tr. Unknown Rudolf Steiner |
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Yesterday I spoke of how we find within man a kind of centre of destruction. I showed how as long as we remain within the limits of ordinary consciousness, we retain memories of the impressions made upon us by the world, but that this is as far as we can go. We receive our impressions from the world; we turn them into experience through our senses and through our understanding, through all the manifold effects they have upon our soul; and later we are able to call up again pictures of what we have experienced. We bear these pictures within us; they are for us our inner life. It is indeed as though we had within us a mirror; but one that works differently from the ordinary spatial mirror. For the ordinary mirror reflects what is in front of it in space, whereas the living mirror we carry within us reflects in quite another way. It reflects the sense-impressions we receive, and reflects them in the course of time. Something or other—at some later moment—causes this or that impression to be reflected back again into consciousness, and so we have a memory of a past experience. If we break a mirror that is in space, then we can see behind it; we can look into a realm we cannot see when the mirror is intact. Correspondingly, if we carry out inner exercises of the soul, we come, as I have often suggested, to something like a breaking of the inner mirror. The memories can as it were cease for a time—for how long a time depends upon ourselves—and we can look more deeply into our inner being. As we do this, as we look within behind the memory-mirror, then what I described as a kind of centre and heart of destruction meets our gaze. There must needs be such a centre within us, for only in such a centre can the Ego of man establish itself. It is a centre for the strengthening and hardening of the Ego. But, as I said, if this hardening of the Ego, if this egoism is carried out into social life, then evil ensues, evil in the life and actions of men. You may see from this how complicated is the life into which man is placed. Here you have something which has its good use and purpose within man, for otherwise he would not be able to develop his ego, but something which must never be allowed outside. The bad man carries in into the outer world; the good man keeps it inside him. If it is carried outside, it becomes evil and wrong. If it is kept within, it is the very thing we need to give the Ego its right and proper strength. After all, there is really nothing in the world that would not bring blessing to man, were it only in its right place! We should be thoughtless and unreflecting, if we lacked this centre within us. For this centre enables us to experience in it something we would never be able to experience in the external world. In the external world we see objects in a material sense, and following the custom of present day science we speak of the conservation of matter, the indestructibility of matter. But in this centre of destruction it really happens that matter is destroyed. Matter is thrown back into nothingness, and we have the power within this nothingness to cause the good to arise. We do so, if instead of instincts and impulses, which are bound to work in the direction of egoism, we pour moral and ethical ideals into the centre of destruction. Then, in this very centre of destruction, the seeds of future worlds arise. Then we, as men, take part there in the coming into being of worlds. When we speak, as you may read in my Outline of Occult Science, of how our Earth will one day suffer dissolution, and of how out of all manner of intermediate states of transformation the Jupiter existence will eventually be evolved, then we have to see it in this way. The Jupiter existence will contain nothing but the new creation that is being formed to-day in man within this centre of destruction. It is being formed out of man's moral ideals, but also out of his anti-moral impulses, out of what works as evil from his egoism. Hence the Jupiter existence will be a battle between the good which man, already here and now, is bringing to birth by carrying his moral ideals into his inner chaos, and the unmoral and anti-moral which is due to the presence of egoism. Thus, when we look into our deepest selves, we are gazing upon a region where matter is thrown back into nothingness. I went on to indicate how it is with the other side of human existence, where we are surrounded with sense-phenomena. We behold these phenomena spread around us like a carpet or tapestry, and we apply our intellect to combine and relate them and discover within them laws, which we then call the laws of nature. But with ordinary consciousness we never get beyond this tapestry of the senses. We penetrate it just as little as we penetrate the memory-mirror within. With a developed consciousness, however, we do come through it. Then men of ancient Oriental wisdom penetrated it with a consciousness informed by instinctive vision. And then they looked upon a world where egohood cannot hold its own in consciousness. We enter this world every time we go to sleep. When we fall asleep, the Ego is dulled, and the reason is that beyond the tapestry of the senses lies that world where, to begin with, the ego-power, as it develops for human existence, has no place at all. Hence it is that the ancient Oriental, who had a peculiar longing to live behind the phenomena of the senses, used to speak of Nirvana, of the end and disappearance of egohood. This brings us to the great contradiction between East and West. In times past the Oriental developed a longing to see behind the sense-phenomena, and in so doing acquired a power of vision into a spiritual world which is not composed of atoms and molecules but of spiritual Beings. This world was there in visible actuality for the perception of the ancient Oriental. In our days the Oriental, particularly in Asia but also in other parts of the world, is living in the decadent stages of this yearning to reach the world behind the sense phenomena; while the man of the West has developed his Ego, has allowed that hardening and strengthening to take place within the centre of destruction which we have described. In saying this we are already on the way to seeing what it is that must enter into man's consciousness, now and in the early future. For if the pure intellectualism that has been developing ever since the middle of the 15th century were to continue, mankind would fall into decline; for intellectualism will never help us to pass either behind the memory-mirror or behind the tapestry of the world of the senses. And it is essential that man should acquire once more a consciousness of these worlds. He must do so, if Christianity is again to become a truth for him; it is not a truth for him to-day. We can see this clearly when we look at the modern conception of Christ—if indeed modern times may be said to have any idea of Christ at all. The truth is that we are living in a stage of evolution when man cannot possibly come to an idea of Christ as long as he makes use only of the concepts which he has been developing since the 15th century. In the 19th and 20th centuries he has become incapable of forming a true idea of Christ. Man looks round about him on the world, and uses the combining faculty of his intellect to build up natural laws. Following a line of thought that is perfectly possible for the consciousness of the present day, he comes to the point when he could say: “The world is permeated with thought, for the laws of nature can be apprehended in thoughts; they are in reality the thoughts of the world. If I follow up the laws of nature I am bound eventually to apply them to the coming into existence of man himself as a physical being, and then I have to admit that within the world I survey with my ordinary consciousness, beginning with sense-perception and going on as far as the memory-mirror, a spiritual element lives.” One must needs be ill, pathologically ill, if like the atheistic materialist one is not willing to recognise this spiritual element. We live in this world that is given for ordinary consciousness; we come forth into it as physical man through physical conception and physical birth. But what is observable within the physical world must be inadequately contemplated if one fails to see behind the physical world a universal spiritual element. When we are born as little babies, we are really for external perception not unlike some creature of nature. Then out of this being of nature, that is virtually in a kind of sleep condition, spiritual inner faculties gradually develop. If we learn to trace back these emerging spiritual faculties in the same way that we trace the gradual growth of the limbs, we find that we must look for their source beyond birth and conception. Thus we come to the point of thinking in a living and spiritual way about the world, where before, in our consideration of external nature, we only built up abstract laws. We come, in other words, to an affirmation of what we may call the Father God. Scholasticism held—you will remember—that knowledge obtainable by ordinary rational observation of the world includes knowledge of the Father God. It is indeed true that if anyone sets out to analyse the world as it is given for ordinary consciousness, and does not end by gathering up all the natural laws in what is called the Father God, he must be in some way ill. To be an atheist is to be ill; that is how I put it here once before. With the ordinary consciousness, this is as far as we can go. With the ordinary consciousness we can come to the Father God, but no further. It is symptomatic of our times when a theologian of such standing as Adolf Harnack says that Christ the Son does not really belong in the Gospels; that the Gospels are the message of the Father, and that Christ Jesus has place in the Gospels only in so far as He brought the message of the Father God. Here you may see quite clearly how with a certain inevitability this modern thinking leads men to recognise even in theology only the Father God, and to understand the Gospels themselves as containing no more than the message and tidings of the Father God. Thus in the sense of this theology Christ is of account only as having appeared in the world and brought to men the true teaching concerning the Father God. Two things are implied in this. First, the belief that the message of the Father God cannot be read by a study of the world in the ordinary way. The Scholastics still held that it could. They did not imagine that the Gospels were there to speak of the Father God; they assumed that the Gospels were there to speak of God the Son. That men can come forward with the opinion that the Gospels speak only of the Father God is proof that theology, too, has fallen into that way of thinking which has developed as the peculiarly Western method. For in early Christian times, up to about the third or fourth century, when there was still a good deal of the Oriental wisdom in Christianity, men were occupying themselves intently with the question of the difference between the Father God and God the Son. These fine differences that engaged attention in the early Christian centuries have long ceased to have meaning for modern man, who has been occupied in developing egohood as a result of the influences I have described. A kind of untruth has thus found its way into modern religious consciousness. Through inner experience, through his analysis and synthesis of the world, man comes to the Father God. From tradition, he has God the Son. The Gospels speak of Him, tradition speaks of Him. Man has the Christ, he wants to acknowledge Him—but through inner experience he has Him no longer. Therefore he takes what he should apply only to the Father God and transfers it to the Christ God. Modern theology has not the Christ at all; it has only the Father—but it calls the Father “Christ,” because it has received the tradition of the Christ Being in history and, quite naturally, wants to be Christian. If we were honest, we should simply be unable to call ourselves Christians in modern times. All this is quite changed when we go further East. Even in the East of Europe it is different. Take the Russian philosopher of whom I have frequently spoken—Soloviev. You find in him an attitude of soul that becomes a philosophy and speaks with full justification of a difference between Father and Son. Soloviev is inwardly justified in so speaking because for him both the Father and the Christ are experiences. The man of the West makes no distinction between God the Father and Christ. If you are inwardly honest with yourselves, you will feel that the moment you want to make a distinction between the Father God and the Christ, the two ideas become confused and involved. For Soloviev that would have been impossible. He experiences each separately, and so he has still an understanding for the spiritual conflict that was fought out during the earliest Christian centuries, in the endeavour to realise in consciousness the distinction between the Father God and God the Son. This, however, is the very thing that modern man needs to learn. There must again be truth in calling ourselves Christians. It must not be that we make a pretence of worshipping the Christ and attribute to Him only the qualities of the Father. But to avoid this we must bring forward truths such as I have been indicating to-day. That is the only way we can come to the twofold experience, the experience of the Father and the experience of the Son. It will be necessary to change the whole form of our consciousness. The abstract form of consciousness in which modern man is born and bred, and which does not permit of more than the recognition of the Father God, will have to be replaced by a much more concrete life of consciousness. Needless to say, one cannot set things before the world at large to-day in the way I have described them to you here, for people have not yet been sufficiently prepared by Spiritual Science and Anthroposophy. Yet there are ways in which one can point out even to modern men how they carry in them a centre of destruction, and how in the world outside there is something wherein the Ego of man is as it were submerged, where it cannot hold itself fast—as in earlier times men were told about the Fall and other doctrines of that kind. We in our time have only to find the right form for these truths—a form which would enable them to find their way into ordinary consciousness; they must become part of ordinary consciousness, even as the doctrine of the Fall of man used to give instruction concerning a spiritual foundation of the world, in ways that were different in their effect from our teaching of the Father God. Our modern science will have to become permeated with conceptions such as those we have expounded here. At present it is ready to recognise in man only the laws of nature. But in this centre of destruction of which I have been speaking the laws of nature are united with the moral laws; there, natural law and moral law are one. Within man matter is annihilated, and so are all the laws of nature. Material life, together with all the laws of nature, is thrown back into chaos; and out of the chaos a new nature is able to arise, filled through and through with the moral impulses we ourselves lay into it. As we have said, this centre of destruction is below our memory-mirror. So that when we let our gaze penetrate deep down below this memory-mirror, there at last we observe it, though it is always within us. A man is not changed by knowledge: he merely comes to know what he is like, what his normal condition is. And he must learn to meditate upon these facts. When we are able to penetrate into this inner core of evil in man, and are able also to become conscious of how into this evil, where matter is destroyed and thrown back into chaos, moral impulses can find their way, then we have really found in ourselves the beginning of spiritual existence. Then we perceive the spirit within us in the act of creating. For when we behold moral laws working upon matter which has been thrown back into chaos, we are beholding a real activity of the spirit taking place within us in a natural way. We become aware of the spirit concretely active within us, the spirit that is the seed of future worlds. With what can we compare this finding? We cannot compare it with what our senses tell us of external nature. We can compare it only with a communication made to us by another human being through speech. It is indeed more than a comparison when we say of that which takes place in us, when moral and anti-moral impulses unite with the chaos inside us, that it speaks to us. There we have something that is no mere allegory or symbol, but actual fact. What we can hear externally with our ear is a speech toned down for the earth-world, but within us a speech is spoken that goes out beyond the earth, for it speaks out of that which contains the seeds of future worlds. There we penetrate into what we must call the “inner word.” In the words that we speak or hear in intercourse with other people, hearing and speaking are separate and distinct, but in our inner selves, when we dive down below the memory-mirror into the inner chaos, we are in a region of being where speaking and hearing go on at the same time. Hearing and speaking are once more united. The “inner word” speaks to us, and is heard in us. We have, in fact, entered a realm where it is meaningless to speak of subjective and objective. When you listen to your fellow man, when he speaks words to you that you perceive with your sense of hearing, then you know that his being is outside you, but that you have to give yourself up, to surrender yourself, in order that you may perceive his being in what you hear him saying. On the other hand, you know that the actual word, the audible word, is not merely subjective, but is something placed into the world. Hence we find that even with the toned-down words that we hear and speak in our intercourse with other men, the distinction between subjective and objective loses meaning. We stand with our subjectivity in objectivity; and objectivity works in us when we perceive. It is the same when we dive down to the inner word. It is not only an inner word; it is at the same time something objective. It is not our inner being that speaks: our being is merely the stage whereon speaks the world. It is similar for one who has insight to see behind the tapestry of the senses a spiritual world, a world wherein spiritual Beings of higher Hierarchies work and weave. To begin with, he perceives these Beings by means of Imagination; but for his vision they become permeated with inward life when he hears the “word”, apparently sounding to him through himself, but in reality from out of the world. By means of love and devotion and surrender, accordingly, man presses his way through the tapestry of the senses and sees beyond; and the Beings who reveal themselves to him when he thus offers up his own being in full surrender—these Beings he comes to perceive with the help of what he recognises as “inner word.” The world without begins powerfully to resound when the inner word is awakened. What I have been describing exists to-day in every human being. Only, he has no knowledge of it and so he gives no thought to it. He must grow into this knowledge; must learn to have it in thought and remembrance. When we learn to know the world with the ordinary consciousness that provides us with our intellectual concepts, we really come to know only the passing and the past. What our intellect gives us, if we are able to look at it in the right light, is really a survey of a world in process of passing away. But we know that with the intellect—as I have said—we can find the Father God. What sort of consciousness, then, relates us to the Father God? The consciousness that the Father God is at the foundation of a world which reveals itself to our intellectuality is in course of wearing away. Yes, it is indeed so—since the middle of the 15th century man has developed through his intellect a special faculty for studying and observing all that is dying in the world. We analyse and test the world-corpse with our intellectual scientific knowledge. And theologians such as Adolph Harnack, who hold by the Father God alone, are really expounders of that part of the world which is going down and will pass away with the earth and disappear. They are backward-pointing men. How is it then, in the last resort, with a man who has completely absorbed the modern natural science way of thinking? How is it for him, when this way of thinking has been grafted on to him from early childhood? He learns that out there in the world are phenomena which arise and pass away, but that matter persists, matter is the indestructible thing. The earth may come to an end, but matter will never be destroyed. Certainly (he is told) a time will come when the earth will be one vast cemetery, but the cemetery will be composed of the very same atoms as are already there to-day. A man thus trained in thought centres all his attention on what is passing away, and even when he studies that which is coming into life, he really only studies how the dying plays into it. An Oriental could never do this; we can see this even in the East of Europe, in the subdued philosophical feeling of Solovieff. He does not bring it to expression as clearly as it will have to be expressed in the future, but he shows unmistakably that he has still enough of the Oriental in him to see everywhere, within what is passing away and crumbling into chaos, the springing up of the new, the birth of what shall be in the future. If we would understand how this really is, we must envisage it in the following way. All that we see of our fellow men with our senses will one day no longer exist; whatever makes itself known to eye, ear, and so on, will at some time in the future cease to be. Heaven and earth will pass away. For what we see of the stars by means of our senses—that too belongs to the things that are transient. But the “inner word” that is formed in the inner chaos of man, in the centre of destruction—that will live on after heaven and earth are no longer there; it will live on even as the seed of this year's plant will live on the plant of next year. Within man are the seeds of world-futures. And if into these seeds men receive the Christ, then heaven and earth may pass away, but the Logos, the Christ, cannot pass away. Man bears within him that which will one day be, when all he sees around him will have ceased to be. We must put it to ourselves in this way. I look up to the Father God. The Father God is at the foundation of the world I can see with my senses. The world of the senses is a revelation of Him; but it is none the less a dying, sinking world, and it will drag man down with it if he is completely absorbed in it, if he is able to develop only a consciousness of the Father God. Man would then go back to the Father God; he would not be able to evolve any further. But there is also a new world arising, and it takes its beginning from man himself. When man ennobles his moral ideals through coming to a Christ-consciousness and receiving the Christ Impulse, when he forms and fashions them as they should be formed and fashioned through the fact that the Christ has come to earth, then something comes to life in the chaos within him, seed is sown for the future, a new world dawns within him. We need to develop a keen and sensitive perception for these two worlds—the setting and the rising world. We must feel how there is in nature a perpetual dying. Nature wears, so to speak, a deathlike hue. But over against this there is also in nature a continual glow of new life, a continual coming to birth. This does not reveal itself in any hue visible to the senses; yet if we open our hearts to nature, it can be perceived. We look out into nature and see the colours, all the colours of the spectrum, from the red at one end to the violet at the other, with all the shades between. But if we were now to mix these colours in a certain way—make them “colour” one another—they would receive life. They would together become the so-called flesh colour, Inkarnat, the colour that speaks out of man. When we look at nature, we are looking in a certain sense at the spread-out colours of the rainbow, the sign and symbol of the Father God. But if we look at man, it is the Inkarnat that speaks out of the inner being of man, for in man all the colours interpenetrate, and in such a way as to become alive. But when we turn to a corpse, this power to take on life is entirely absent. There, that which is man is thrown back again into the rainbow, into the creation of the Father God. But for the source of that which makes the rainbow into the Inkarnat, makes it into a living unity, we must look within ourselves. I have tried to lead you, by what may have been at times a rather difficult path, to an understanding of this inner centre of man in its true significance. I have shown you how external matter is thrown back into nothingness, into chaos, so that the spirit may be able to create anew. Let us look at the whole process. The Father God works in matter, bringing it to completion. Matter confronts us in the external world in a great variety of ways, manifesting itself visibly to our senses. But within ourselves this matter is thrown back into nothingness and then permeated with pure spiritual being, filled through and through with our moral or anti-moral ideals. There is the upspringing of new life. We have to see the world in this double aspect. We see first the Father God, creating what is outwardly visible; we see how this outwardly visible comes to an end inside man, and is thrown back into chaos. We need to feel quite intensely how this world, the world of the Father God comes to its end; only then we shall be able to reach an inner understanding of the Mystery of Golgotha. It will become clear to us how the very thing that comes to an end, in the sense of the creation of the Father God, is endowed with life once more by God the Son; a new beginning is made. Everywhere in the Western world we can see how since the 15th century there has been a tendency to study and investigate only the corpse-like part of nature, only what is “setting” and passing away. In truth, this is all that is accessible to the pure intellect on its own account. All our so-called education and culture has been developed under the influence of a science that concerns itself only with what is dead. This kind of culture is directly opposed to real Christianity. Real Christianity must have a perceptive feeling for what is living, and for the distinction between everything that is springing into life and everything that is on the way down. Hence the idea most important for us to connect with the Mystery of Golgotha is the idea of the Risen Christ, the Christ who has vanquished death. Much depends on this. Christianity is not merely a religion of salvation; the Oriental religions were also that. Christianity is a religion of resurrection, a religion that awakens again to life that which would otherwise be nothing but matter crumbling away into nothingness. Out in the cosmos we have the crumbling away of matter in the moon, and in the sun we have a perpetual coming into being, forever new and fresh. When we get beyond ordinary sense-perception and reach the point where Imagination is active, then we can see in the moon something that is for ever splitting up and scattering itself abroad. There, where the moon is situated, its matter splits up and disperses like dust into the world. The matter of the moon is perpetually being collected from its environment and then split up and scattered. If you look at the moon in the consciousness of Imagination, you have a perpetual convergence of matter to the place where the moon is; it collects there, and then it splits up and is scattered like dust into the cosmos. You see the moon like this: first a circle, then a smaller, closer circle, until the circle becomes the moon itself. Then it falls to pieces; it is strewn out over the cosmos. In the moon, matter cannot endure a centre. It concentrates towards the centre of the moon, but cannot endure it; it stops short there and disperses like cosmic dust. It is only to ordinary sense-perception that the moon appears quiet. It is not quiet. It is for ever compressing matter together and scattering it. When we come to the sun, there we find it is all quite different. Through Imagination we are able to see how matter does not collect in this way at all; true, it does approach the centre, but then it begins to receive life in the rays of the sun that stream out from the centre. It does not split up and disperse; it becomes living, and spreads out life from the centre in every direction. And together with this life it develops astrality. In the moon there is no astrality; there is nothing; the astrality is destroyed. But in the sun astrality unites itself with all that streams out. The sun is in reality permeated through and through with inner life. The centre-point is not tolerated, any more than in the moon, but it has a fructifying influence. In the centre of the sun lives the fructifying activity of our cosmos. Thus in the contrast between sun and moon we can see a cosmic manifestation of the two opposite processes: in the moon matter is thrown back into chaos, while in the sun it is perpetually springing and welling up with life renewed. When we dive down into our selves, then we look first into our own inner chaos, into our “moon.” That is the inner moon. Matter is destroyed there, as in the external world it is destroyed at one spot alone—where the moon is. But then comes the influence of the sun, entering through our senses; the sun penetrates into our inner “moon.” The matter which is dissolving there into dust is renewed by the sun. Here, within us, matter is constantly falling under the moon influence, and as constantly absorbing the activity of the sun. Such is the relationship in which we stand to the cosmos. We must become aware of these two opposite activities in the cosmos: the moon-nature directed towards pulverising and scattering, and the quickening, life-giving nature of the sun. In this way we come to behold in that which is dispersing and crumbling to dust the world of the Father God, which had to be there until such times as the world changed into the world of God the Son. The world of God the Son has its physical source in the Sun-nature of the cosmos. Moon-nature and Sun-nature are related to one another as Father Godhead is to Son Godhead. During the early Christian centuries these things were instinctively perceived. Now they must be known again with full consciousness and clarity of thought, if man wants to say of himself in all truth and honesty: I am a Christian. |
179. Historical Necessity and Freewill: Lecture IV
11 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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Of course, we must imagine that this carpet contains also the impressions of our hearing, the impressions of the twelve senses, such as we know them through Anthroposophy. You know that in reality there are twelve senses. This carpet of the sense impressions covers, as it were, a reality “lying behind”—if I may use this expression (but I am speaking in comparisons). |
You see why man needs this lower realm between death and a new birth; he must master it; he needs it because he must transform the centaur into a human being. What Anthroposophy sets forth has been attained only in single flashes outside the occult schools. There have always been a few men who discovered these things, as if in flashes. |
179. Historical Necessity and Freewill: Lecture IV
11 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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The subject that we shall discuss now is a very wide one, and today it will not be possible to deal with it as extensively as I should have liked. But we shall continue these considerations later on. In these considerations, I should like to give you a basis for the understanding of freedom and necessity, so that you may obtain a picture of what must be considered from an occult point of view, in order to understand the course of the social, historical and ethical-moral life of man. We emphasized that, as far as the life between birth and death is concerned, we only experience in a waking condition what we perceive through the senses, what reaches us through our sense-impressions and what we experience in our thoughts. Man dreams through everything contained as living reality in his feelings, and he sleeps through everything contained as deeper necessity, in the impulses of his will, everything existing as the deeper reality. In the life of our feelings and of our will we live in the same spheres which we inhabit with the so-called dead. Let us first form a conception of what is really contained in the life of our senses from an exterior aspect. We can picture the sense-impressions as if they were spread out before us—I might say, like a carpet. Of course, we must imagine that this carpet contains also the impressions of our hearing, the impressions of the twelve senses, such as we know them through Anthroposophy. You know that in reality there are twelve senses. This carpet of the sense impressions covers, as it were, a reality “lying behind”—if I may use this expression (but I am speaking in comparisons). This reality lying behind the sense perceptions must not be imagined as the scientist imagines the world of the atoms, or as a certain philosophical direction imagines the “thing in itself.” In my public lectures I have emphasized that when we look for the “thing in itself,” as it is done in modern philosophy and in the Kant-philosophy, this implies more or less the same as breaking the mirror to see what is behind it, in order to find the reality of beings that we see in a mirror. I do not speak in this sense of something behind the sense perceptions; what I mean is something spiritual behind the sense-perceptions, something spiritual in which we ourselves are embedded, but which cannot reach the usual consciousness of man between birth and death. If we could solve the riddle contained in the carpet of sense perceptions as a first step toward the attainment of the spiritual reality, so that we would see more than the manifold impressions of our sense-impulses—what would we see, in this first stage of solving the riddle, of solving spiritually the riddle of the carpet woven by our senses? Let us look into this question. It will surprise us what we must describe as that which first appears to us. What we first see is a number of forces; all aim at permeating with impulses our entire life from our birth—or let us say, from our conception—to our death. When trying to solve the riddle of this carpet of the senses, we would not see our life in its single events, but we would see its entire organization. At first it would not strike us as something so strange; for, on this first stage of penetrating into the secret of the sense-perceptions, we would find ourselves, not such as we are now, in this moment, but such as we are throughout our entire life between birth and death. This life, that does not extend as far as our physical body, and that cannot be perceived, therefore, with the physical senses, permeates our etheric body, our body of formative forces. And our body of formatives forces is, essentially, the expression of this life that could be perceived if we could eliminate the senses, or the sense-impressions. If the carpet of the senses could be torn, as it were (and we tear it when we ascend to a spiritual vision) man finds his own self, the self as it is organized for this incarnation on earth, in which he makes this observation. But, as stated, the senses cannot perceive this. With what can we perceive this? Man already possesses the instrument needed for such a perception, but on a stage of evolution that still renders a real perception impossible. What we would thus perceive cannot reach the eye, nor the ear—cannot enter any sense organ. Instead—please grasp this well—it is breathed in, it is sucked in with the breath. The etheric foundation of our lung (the physical lung is out of the question, for, such as it is, the lung is not a real perceptive organ) that which lies etherically at the foundation of our lung, is really an organ of perception, but between birth and death the human being cannot use it as an organ of perception for what he breathes in. The air we breathe, every breath of air and the way in which it enters the whole rhythm of our life, really contains our deeper reality between birth and death. But things are arranged in such a way that here on the physical plane the foundation of our entire lung-system is in an unfinished condition, and has not advanced as far as the capacity of perceiving. If we were to investigate what constitutes its etheric foundation, we would find, on investigating this and on grasping it rightly, that it is, in reality, exactly the same thing as our brain and sense organs from a physical aspect, here in the physical world. At the foundation of our lung-system we find a brain in an earlier stage of evolution; we might say, in an infantile stage of evolution. Also in this connection we bear within us, as it were (I say purposely, “as it were”), a second human being. It will not be wrong if you imagine that you also possess an etheric head—except that this etheric head cannot yet be used as an organ of perception in our everyday life. But it has the possibility of perceptive capacity for that which lies behind the body of formative forces, as that which builds up this body of formative forces. However, that which lies behind the etheric body as creative force is the element into which we enter when we pass through the portal of death. Then we lay aside the etheric body. But we enter into that which is active and productive in this body of formatives forces. Perhaps it may be difficult to imagine this; but it will be good if you try to think this out to the end. Let us imagine the physical organization of the head and the physical organization of the lung; from the universe come cosmic impulses that express themselves rhythmically in the movements of the lungs. Through our lungs we are related with the entire universe, and the entire universe works at our etheric body. When we pass through the portal of death, we lay aside the etheric body. We enter that which is active in our lung-system, and this is connected with the entire universe. This accounts for the surprising consonance to be found in the rhythm of human life and the rhythm of breathing. I have already explained that when we calculate the number of breaths we draw in one day, we obtain 25,920 breaths a day, by taking as the basis 18 breaths a minute (hence 18 x 60 x 24). Man breathes in and breathes out; this constitutes his rhythm, his smallest rhythm to start with. Then there is another rhythm in life, as I have already explained before—namely, that every morning when we awake we breathe into our physical system, as it were, our soul being, the astral body and the ego, and we breathe them out again when we fall asleep. We do this during our whole life. Let us take an average length of life—then we can make the following calculation:—We breathe in and breathe out our own being 365 times a year; if we take 71 years as the average length of human life, we obtain 25,915. you see, more or less the same number. (Life differs according to the single human being.) We find that in the life between birth and death we breathe in and out 25,920 times what we call our real self. Thus we may say;—There is the same relationship between ourselves and the world to which we belong as there is between the breath we draw in and the elements around. During our life we live in the same rhythm in which we live during our day through our breathing. Again, if we take our life—let us say, approximately 71 years, and if we consider this life as a cosmic day (we will call a human life a cosmic day), we obtain a cosmic year by multiplying this by 365. The result is 25,920 (again, approximately one year). In this length of time, in 25,920 years, the sun returns to the same constellation of the Zodiac. If the sun is in Aries in a certain year, it will rise again in Aries after 25,920 years. In the course of 25,920 years the sun moves around the entire Zodiac. Thus, when an entire human life is breathed out into the cosmos, this is a cosmic breath, which is in exactly the same relationship with the cosmic course of the sun around the Zodiac as one breath in one day in life. Here we have deep inner order of laws! Everything is built up on rhythm. We breathe in a threefold way, or at least we are placed into the breathing process in a threefold way. First, we breathe through our lungs in the elementary region; this rhythm is contained in the number 25,920. Then we breathe within the entire solar system, by taking sunrise and sunset as parallel to our falling asleep and awaking; through our life we breathe in a rhythm that is again contained in the number 25,920. Finally, the cosmos breathes us in and out, again in a rhythm determined by the number 25,920—the sun's course around the Zodiac. Thus we stand within the whole visible universe; at its foundation lies the invisible universe. When we pass through the portal of death we enter this invisible universe. Rhythmical life is the life that lies at the foundation of our feelings. We enter the rhythmical life of the universe in the time between death and a new birth. This rhythmical life lies behind the carpet woven by our senses, as the life that determines our etheric life. If we would have a clairvoyant consciousness, we would see this cosmic rhythm that is, as it were, a rhythmical, surging cosmic ocean of an astral kind. In this rhythmically surging astral ocean we find the so-called dead, the beings of the higher hierarchies and what belongs to us, but beneath the threshold. There arise the feelings that we dream away, and the impulses of the will that we sleep away, in their true reality. We may ask, in a comparison, as it were, and without becoming theological: Why has a wise cosmic guidance arranged matters so that man—such as he is between birth and death—cannot perceive the rhythmical life behind the carpet of the senses? Why is the human head, the hidden head that corresponds to the lung-system, not suitable for an adequate perception? This leads us to a truth which was kept secret, one might say, right into our days, by the occult schools in question, because other secrets are connected with it; these must not be revealed—or should not have been revealed so far. But our period is one in which such things must reach the consciousness of mankind. The occult schools that were inaugurated here and there keep such things secret for reasons that will not be explained today. They still keep them secret, although today these things must be brought to the consciousness of mankind. Since the last third of the nineteenth century, means and ways were given whereby that which occult schools have kept back (in an unjustified way, in many cases) becomes obsolete. This is connected with the event that I mentioned to you—the event which took place in the autumn of 1879. Now we can only lift the outer veil of this mystery; but even this outer veil is one of the most important pieces of knowledge concerning man. It is indeed a head that we bear within us as the head of a second man; it is a head, but also a body belongs to this head, and this body is, at first, the body of an animal. Thus we bear within us a second human being. This second human being possesses a properly formed head, but attached to it, the body of an animal—a real centaur. The centaur is a truth, an etheric truth. It is important to bear in mind that a relatively great wisdom is active in this being—a wisdom connected with the entire cosmic rhythm. The head belonging to this centaur sees the cosmic rhythm in which it is embedded, also during the existence between death and a new birth. It is the cosmic rhythm that has been shown in a threefold way, also in numbers—the rhythm on which many secrets of the universe are based. This head is much wiser than our physical head. All human beings bear within them another far wiser being—the centaur. But in spite of his wisdom, this centaur is equipped with all the wild instincts of the animals. Now you will understand the wisdom of the guiding forces of the universe. Man could not be given a consciousness which is, on the one hand, strong and able to see through the cosmic rhythm, and on the other hand, uncontrolled and full of wild instincts. But the centaur's animal nature—please connect this with what I have told you in other lectures dealing with this subject from another point of view—is tamed and conquered in the next incarnation, during his passage through the world of cosmic rhythms between death and a new birth. The foundation of our lung-system in the present incarnation appears as our physical head, although this is dulled down to an understanding limited to the senses, and what lies at the basis of our lung-system appears as an entire human being whose wild instincts are tamed in the next incarnation. The centaur of this incarnation is, in the next incarnation, the human being endowed with sense perception. Now you will be able to grasp something else:—You will understand why I said that, during man' s existence between death and a new birth, the animal realm is his lowest realm and that he must conquer its forces. What must he do? In what work must he be engaged between two incarnations? He must fulfill the task of transforming the centaur, the animal in him, into a human form for the next incarnation. This work requires a real knowledge embracing the impulses of the whole animal realm; in the age of Chiron, men possessed this knowledge atavistically, in a weaker form. Although the knowledge of Chiron is a knowledge weakened by this incarnation, it is of the same kind. Now you see the connection. You see why man needs this lower realm between death and a new birth; he must master it; he needs it because he must transform the centaur into a human being. What Anthroposophy sets forth has been attained only in single flashes outside the occult schools. There have always been a few men who discovered these things, as if in flashes. Especially in the nineteenth century a few scattered spirits had an inkling, as it were, that something resembling the taming of wild instincts can be found in man. Some writers speak of this. And the way in which they speak of these things shows how this knowledge frightens them. High spiritual truths cannot be gained with the same ease as scientific truths, which can be digested so comfortably by the mind. These high truths often have this quality; their reality scares us. In the nineteenth century some spirits were scared and tremendously moved when they discovered what speaks out of the human eye that can look round so wildly at times, or out of other things in man. One of the writers of the nineteenth century expressed himself in an extreme manner by saying that every man really bears within him a murderer. He meant this centaur, of whom he was dimly conscious. It must be emphasized again and again that human nature contains enigmas which must be solved gradually. These things must be borne in mind courageously and calmly. But they must not become trivial, because they make human consciousness approach the great earnestness of life. In this age it is our task to see the earnest aspect of life, to see the serious things that are approaching and that announce themselves in such terrible signs. This is one aspect, preparing the way for certain considerations that I shall continue very soon. The other aspect is as follows:—Man passes through the portal of death. Last time I mentioned the great change in man's entire way of experiencing things, by showing you how a connection with the dead is established—what we tell him seems to come out of the depths of our own being. In the intercourse with the dead the reciprocal relationships are reversed. When you associate with a human being here on earth, you can hear yourself speaking to him—you hear what you tell him, and you hear from him what he tells you. When you are in communication with the dead, his words rise out of your own soul, and what you tell him reaches you like an echo coming from the dead. You cannot hear what you tell him as something coming from yourself; you hear this as something coming from him. I wished to give you an example of the great difference between the physical world in which we live between birth and death, and the world in which we live between death and a new birth. We look into this world when we contemplate it from a certain standpoint. When we look through the carpet woven by our senses, we look into the rhythm of the world—but this rhythm has two aspects. I will show you these two aspects of the rhythm in a diagram, by drawing here, let us say, a number of stars—planets if you like [The drawing can not be rendered.]. Here are a number of stars or planets—the planetary system, if you like, belonging to our Earth. Man passes through this planetary system in the time between death and a new birth. (A printed cycle of lectures contains details on these things.) Man passes through the planetary system. But in passing through the world which is still the invisible world, he also reaches—between death and a new birth—the world which is no longer visible, and is not even spatial. These things are difficult to describe, because when we imagine anything in the physical world we are used to imagine it spatially. But beyond the world that can be perceived through the senses lies a world which is no longer spatial. In a diagram I must illustrate this spatially. The ancients said:--Beyond the planets lies the sphere of the fixed stars (this is expressed wrongly, but this does not matter now), and beyond this lies the super-sensible world. The ancients pictured it spatially, but this is merely a picture of this world. When man has entered this super-sensible world, in the time between death and a new birth, one can say (although this is also rendered in a picture):—Man is then beyond the stars, and the stars themselves are used by man, between death and a new birth, for a kind of reading. Between death and a new birth, the stars are used by man for a kind of reading. Let us realize this clearly. How do we read here on earth? When we read here on earth we have approximately twelve consonants and seven vowels with various variations; we arrange these letters in many ways into words; we mix these letters together. Think how a typographer throws together the letters in order to form words. All the words consist of the limited number of letters that we possess. For the dead, the fixed stars of the Zodiac and the planets are what the letters—approximately twelve consonants and seven vowels—are for us, here on the physical plane. The fixed stars of the Zodiac correspond to the consonants; the planets are the vowels. Beyond the starry heaven, the outlook is peripheral. (Between birth and death, man's outlook is from a center; here on the earth he has his eye, and from there his gaze rays out to the various points.) It is most difficult of all to imagine that things are reversed after death so that we see peripherally. We are really in the circumference, and we see the Zodiac-starsthe consonants and the planets—the vowels, from outside. Thus we look from outside at the events taking place on earth. According to the part of our being which we imbue with life, we look down on the earth through the Taurus and Mars, or we look through the Taurus, in between Mars and Jupiter. (You must not picture this from the earthly standpoint, but reversed—for you are looking down on the earth.) When you are dead and circle round the earth, you read with the help of the starry system. But you must picture this kind of reading differently. We could read in another way, but it would be more difficult, from a technical aspect, than our present reading system. It is possible to read differently—we could read in such a way that we have a sequence of letters—a, b, c, d, e, f, g, etc.—or arranged according to another system and instead of arranging them in the type-case, we could read in the following way:—If the word “he” is to be read, a ray of light falls on h and e; if “goes” is to be read, a ray falls on g, o, e, s. The sequence of the letters could be there, and they could be illuminated as required. It would not be arranged so comfortably, from a technical aspect—but you can picture an earthly life in which reading is arranged in this way—an alphabet is there, and then there would be some arrangement which always illuminates one letter at a time; then we can read the sequence of the illuminated letters, and obtain as a result, Goethe's Faust for instance. This cannot be imagined so easily; yet it is possible to imagine this, is it not? The dead reads in this way, with the aid of the starry system: the fixed stars remain immobile, but he moves—for he is in movement—the fixed stars remain still and he moves round. If he must read the Lion above Jupiter, he moves round in such a way that the Lion stands above Jupiter. He connects the stars, just as we connect h and e in order to read “he.” This reading of the earthly conditions from the cosmos—and the visible cosmos belongs to this—consists in this—The dead can read that which lies spiritually at the foundation of the stars. Except that the entire system is based on immobility—the entire godly system of reading from out the universe is based on immobility. What does this mean? This means that according to the intentions of certain beings of the higher hierarchies, the planets should be immobile, they should have an immobile aspect; then the being outside engaged in reading would be the only one moving about. The events on the earth could be read rightly from out the universe if the planets would not move, if the planets had an immobile position. But they are not immobile! Why not? They would be so, if the world's creation had proceeded in such a way that the Spirits of Form, or the Exusiai alone, had created the world. But the luciferic spirits participated in this work, and interfered—as you already know. Luciferic spirits brought to the earth what used to be law during the Moon-period of the Earth, where several things were governed by the Spirits of Form; luciferic spirits brought this system of movement to the Earth from the Moon-period. They caused the planets' movement. A luciferic element in the cosmic spaces brought the planets into movement. In a certain respect this disturbs the order created by the Elohim; a luciferic element enters the cosmos. It is that luciferic element which man must learn to know between death and a new birth; he must learn to know it by deducting, as it were, in what he reads, that which comes from the movement of the planets, or the moving stars. He must deduct this—then he will obtain the right result. Indeed, between death and a new birth we learn a great deal concerning the sway and activity of the luciferic element in the universe. Such a thing, like the course of the planets, is connected with the luciferic. This is the other side that I wished to point out. But from this you will see the connection between the other life between death and new birth, and the present life. We might say that the world has two aspects; here, between birth and death we see one aspect, through our senses. Between death and a new birth we see it from the reversed side, with the soul's eye. And between death and a new birth, we learn to read the conditions here on earth in relationship with the spiritual world. Try to realize this, try to imagine these conditions. Then you will have to confess that it is, indeed, deeply significant to say that the world which we first learn to know through our senses and our understanding is an illusion, a Maya. As soon as we approach the real world, we find that the world that we know is related to this real world in the same way in which the reflection in the mirror is related to the living reality before the mirror, which is reflected in it. If you have a mirror, with several shapes reflected in it, this shows that there are shapes outside the mirror, which are reflected by the mirror. Suppose that you look into the mirror as a disinterested spectator. The three figures which I have drawn here [diagram not available] fight against each other; in the mirror you see them fighting. This shows that the mirrored figures do something, but you cannot say that the figure A, there in the mirror, beats the figure B in the mirror! What you see in the mirror is the image of the fight, because the figures outside the mirror are doing something. If you believe that A, there in the mirror, or the reflected image of A, does something to B, there in the mirror, you are quite mistaken. You cannot set up comparisons and connections between the reflected images, but you can only say:—What is reflected in the mirrored images points to something in the world of reality, which is reflected. But the world given to man is a mirror, a Maya, and in this world man sees causes and effects. When you speak of this world of causes and effects, it is just as if you were to believe that the mirrored image A beats the mirrored image B. Something happens among the real beings reflected by the mirror, but the impulses leading to the fight are not to be found in the mirrored A and in the mirrored B. Investigate nature and its laws; you will find, at first, that such as it appears to your senses it is a Maya, a reflection or a mirrored picture. The reality lies beneath the threshold which I have indicated to you, the threshold between the life of thought and the life of feelings. Even your own reality is not contained at all in your waking consciousness; your own reality is contained in the spiritual reality; it is dipped into the dreaming and sleeping worlds of feeling and of will. Thus it is nonsense to speak of a causing necessity in the world of Maya—and it is also nonsense to speak of cause and effect in the course of history! It is real nonsense! To this I should like to add that it is nonsense to say that the events of 1914 are the result of events in 1913, 1912, etc. This is just as clever as saying:—This A in the mirror is a bad fellow; he beats the poor B, there in the mirror! What matters is to find the true reality. And this lies beneath the threshold, which must be crossed by going down into the world of feeling and of will—and does not enter our usual waking consciousness. You see, we must interpret in another way the idea that “something had to happen” or “something was needed;” we cannot interpret it as the ordinary historians or scientists do this. We must ask:--Who are the real beings that produced the events of a later period, which followed an earlier one? The preceding historical events are merely the mirrored reflections—they cannot be the cause of what took place subsequently. This, again, is one side of the question. The other side will be clear to you if you realize that only a Maya is contained in the waking reality embraced by our thoughts and by our sense perceptions. This Maya cannot be the cause of anything. It cannot be a real cause. But pure thoughts can determine man's actions. This is a fact taught by experience, if man is not led to deeds by passions, desires and instincts, but by clear thoughts. This is possible and can take place—pure ideals can be the impulses of human actions. But ideals alone cannot effect anything. I can carry out an action under the influence of a pure idea; but the idea cannot effect anything. In order to understand this, compare once more the idea with the mirrored image. The reflection in the mirror cannot cause you to run away. If you run away it displeases you, or something is there which has nothing to do with the reflection in the mirror. The reflection in the mirror cannot take a whip and cause you to run away. This image cannot be the cause of anything. When a human being fulfills actions under the influence of his reflected image, i.e., his thoughts, he fulfills them out of the Maya; he carries out his actions out of the cosmic mirror. It is he who carries out the actions, and for this reason he acts freely. But when he is led by his passions, his actions are not free; he is not free, even if he is led by his feelings. He is free when he is led by his thoughts, that are mere reflections, or mirrored images. For this reason I have explained in my The Philosophy of Spiritual Activity that man can act freely and independently if he is guided by pure thoughts, pure thinking, because pure thoughts cannot cause or produce anything, so that the causing force must come from somewhere else. I have used the same image again in my book The Riddle of Man. We are free human beings because we carry out actions under the influence of Maya, and because this Maya, or the world immediately around us, cannot bring about or cause anything. Our freedom is based on the fact that the world that we perceive is Maya. The human being united himself in wedlock with Maya, and thus becomes a free being. If the world that we perceive were a reality, this reality would compel us, and we would not be free. We are free beings just because the world which we perceive is not a reality and for this reason it cannot force us to do anything, in the same way in which a mirrored reflection cannot force us to run away. The secret of the free human being consists in this—to realize the connection of the world perceived as Maya—the mere reflection of a reality—and the impulses coming from man himself The impulses must come from man himself, when he is not induced to an action by something that influences him. Freedom can be proved quite clearly if the proofs are sought on this basis:—That the world given to us as a perception is a mirrored reflection and not a reality. These are thoughts that pave the way. I wish to speak to you about things that lie at the foundation of human nature—that part of human nature that can perceive reality and has not attained the required maturity in one incarnation, but must be weakened in order to become man in the next incarnation. The centaur, of whom I spoke to you, who is to be found beneath the threshold of consciousness, would be able to perceive truth and reality, but the centaur cannot as yet perceive. What we perceive is not a reality! But man can let himself be determined by that part of his being which is no longer, or is not yet, a centaur; then his actions will be those of a free being. The secret of our freedom is intimately connected with the taming of our centaur-nature. This centaur-nature is contained in us in such a way that it is chained and fettered, so that we may not perceive the reality of the centaur, but only the Maya. If we let ourselves be impelled by Maya, we are free. This is looked upon from one side. From the other side we learn to know the world between death and a new birth. That which otherwise surrounds us as the universe shrivels up, and enables us to read in the cosmos; the physical letters are a reflection of this. The fact that languages contain today a larger number of letters (the Finnish languages has still only twelve consonants) is due to the different shadings; but, essentially, there are twelve consonants and seven differently shaded vowels. The various shadings in the vowels were added by the luciferic element; what causes the vowels to move corresponds to the movement of the planets. Thus you see the connection of that which exists in human life on a small scale; the connection between the reading of the letters that are here on the paper, and that which lives outside, in the cosmos. Man is born out of the cosmos, and is not only the result of what preceded him in the line of heredity. These are some of the foundations that will enable us gradually to reach the real conceptions of freedom and necessity in the historical, social and ethical-moral course of events. |
235. Karma: The Single Factor of Karma
01 Mar 1924, Dornach Tr. Henry B. Monges Rudolf Steiner |
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Rudolf Steiner: Psycho-Analysis in the Light of Anthroposophy (in preparation). {It's prepared! - e.Ed}] All these are amateurish interpretations of life. |
On one occasion, in the early stages of our anthroposophical activity, a lady appeared among us who had heard of reincarnation. She liked other things in Anthroposophy very much indeed, but in repeated earth lives she would not participate; one earth life was quite enough for her—with others she would have nothing to do. |
235. Karma: The Single Factor of Karma
01 Mar 1924, Dornach Tr. Henry B. Monges Rudolf Steiner |
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If we speak in detail about karma, we naturally must distinguish, in the first place, between those karmic events of life which come to a human being from outside and those which arise, as it were, within his inner being. A human being's destiny is composed of many and diverse factors. His destiny is dependent on his physical and etheric constitution. It is dependent on what the human being, according to his astral and ego constitution, can bring of sympathy and antipathy toward the outer world, what others, again, according to his constitution can bring to him as sympathy and antipathy. Moreover, the destiny of the human being depends on the most manifold complications and entanglements in which he finds himself involved on the path of life. All of this determines the human being's karmic situation for any given moment of time or as a totality for his whole life. I shall now try to put together the total destiny of man out of these various factors. For that purpose we intend today to take our point of departure from certain inner factors in the human being; we intend to look at that factor which, in many respects, is really of cardinal and decisive importance,—that is to say, his inherent tendency toward health and illness, and that which then becomes effective as the basis for this tendency in his strength of body and soul with which he is able to fulfill his tasks. If we wish, however, to judge these factors correctly, we must be able to see beyond many a prejudice that is contained in modern civilization. We must be able to enter more into the original nature of the human being; we must gain real insight into what it signifies that the human being, as far as his deeper nature is concerned, descends from spiritual worlds into physical earth existence. Now, you know that what is summed up in the concept of heredity has today found its way, for example, even into the realm of art, of poetry. If anyone appears in the world with certain qualities, people inquire first about heredity. Or if, for example, someone appears with a pre-disposition to illness, they ask: “What about the hereditary relationships?” This question is, indeed, at the outset quite justifiable, but in their whole attitude toward these things, people today ignore the real human being; they completely ignore him. They do not observe what his true being is, how his true being unfolds. Naturally, they say in the first place that he is the child of his parents, the descendant of his forebears. Certainly, this can be seen. Even in his outer physiognomy; and still more, perhaps, in his gestures do we see the likeness to his ancestors emerging. But not only this; we see also how the human being has his whole physical organism as a product of what is given to him by his forebears. He carries this physical organism about with him, a fact which is pointed out very forcefully today. People fail, however, to observe the following: When he is born, the human being has most assuredly, at the outset, his physical organism from his parents. But what is this physical organism which he receives from his parents? In that regard the man of modern civilization thinks fundamentally quite falsely. When the human being has reached the time of change of teeth, he not only exchanges his first teeth for others, but this is also the moment in life when the entire human being—as an organization—is renewed for the first time. There is a thorough-going difference between what the human being becomes in his eighth and ninth year of life, and what he was in his third or fourth year. It is a decisive difference. What he was—as an organism—in his third or fourth year, he received through heredity. His parents gave him that. What comes into being in his eighth or ninth year is the result, in the highest degree, of what he himself has brought down from the spiritual world. If we wish to indicate in outline the really fundamental facts, we must do it in the following way—shocking though it may be to modern mankind. We must say, the human being receives as he is being born something like a model of his human form. He receives this model from his forbears; they bestow upon him a model. Then, aided by this model, he develops what he becomes later. What he then develops, however, is the result of what he brings down with him from the spiritual worlds. Shocking as it may be to human beings of today, if they are completely immersed in modern culture, we must, nevertheless, make the following assertion: The first teeth which the human being receives are entirely inherited; they are the products of heredity. They serve him as a model according to which he fashions his second teeth in conformity to the forces he brings with him from the spiritual world. These he elaborates. And as it is with the teeth, so is it with the body as a whole. Only, this question might arise: Why do we human beings need a model? Why can we not do just what we did in earlier phases of earth evolution? Why is it not possible as we descend and draw toward ourselves our ether body—which we do, as you know, with our own forces brought with us from the spiritual world,—why is it not possible likewise simply to gather to ourselves physical matter, and without the help of physical forbears form our own physical body? To the modern human being's way of thinking, this question is obviously an example of monumental stupidity, an example of insanity. But then, we must indeed say that with respect to the insanity of the above statement, the Theory of Relativity holds good, although it is applied today only to movement, postulating, as it does, that we cannot tell from observation whether we are moving together with the body on which we find ourselves or whether it is the nearby body which is moving. (This fact became clearly evident in the exchange of the ancient cosmic theory for the Copernican.) But, although at present the Theory of Relativity is applied only to movement, it holds good—for it has a certain sphere of validity—it holds good also in regard to the aforesaid insanity: namely, here are two people who differ greatly; each one thinks the other crazy; the only question is,—which of the two is actually crazy. Well, in relation to the facts of the spiritual world this question must, nevertheless, be raised: Why does the human being need a model? Older world conceptions have given the answer in their own way. Only in modern times, when morality is no longer included in the cosmic order, but is admitted solely as a human convention, are such questions no longer asked. More ancient world conceptions have not only asked these questions; they have even answered them. Originally, they said, the human being was so constituted that he was able to establish himself on the earth in the following manner: Just as he now draws to himself his ether body out of the general cosmic ether substance, so did he draw to himself the substances of the earth to form his physical body. But he fell a prey to the Luciferic and Ahrimanic influences, and as a result, he lost the faculty of building his physical body out of his own essential being. He must now receive it through heredity. This way of obtaining the physical body is, for the human being, the result of “original sin,” hereditary sin. This is what ancient world conceptions said. This is the fundamental meaning of “original sin,” hereditary in the necessity of inserting oneself into the relationships of heredity. In our age, the concepts must be provided again in order, first, to take such questions seriously, and secondly, in order to find the answers. It is a fact that the human being in his earthly evolution has not remained is strong as was his predisposition before the Luciferic and Ahrimanic influences were present. Therefore, he cannot form his physical body through his own capacities as soon as he enters the earthly conditions, but he needs a model, that model which grows during the first seven years of human life. Since he conforms to this model, it is but natural that something of the model, more or less, remains with him in his later life. The human being who, working on himself, is completely dependent on the model will forget—if I may put it so—what he actually brought down with him and will entirely conform to the model. Another human being who has acquired stronger inner force through his former earth lives will conform less to the model, and it will be possible to see how significantly he changes in the second phase of life, between the change of teeth and puberty. The school will even have the task, if it is a true school, to bring about in the human being the unfoldment of what he has brought into physical earth existence out of the spiritual worlds. Hence, what the human being carries further with him in life contains the inherited characteristics in greater or lesser degree, according as he is able or is not able to overcome them. Now, just remember, my dear friends, that all things have their spiritual aspect. What the human being possesses as his body in the first seven years of life is simply a model to which he conforms. Either his spiritual forces are to some extent submerged in what is forced upon him by the model and he remains quite dependent on the model, or he works into the model during the first seven years of life that which will transform the model. This work, this elaboration, finds expression outwardly. For it is not merely a question that work is done and that this here (see Figure VI) is the original model; but the original model gradually detaches itself, peels off, so to speak, falls away, just as the first teeth fall out. Everything falls away. The matter is as follows: From one side, the forms and forces press upon the model; on the other, the human being wills to express what he has brought down to the earth. That causes a battle during the first seven years of life. Seen from the spiritual standpoint, this battle signifies what comes to outward symptomatic expression in the illnesses of childhood. The diseases of childhood arc the expression of this inward struggle.
Figure VI Needless to say, similar forms of illness occur in human beings later in life. That is the case if, for example, someone did not succeed very well in overcoming the model during the first seven years of life. Then the impulse may emerge later in life to get rid of what has thus karmically remained in him. Thus, in his twenty-eighth or twenty-ninth year of life, the human being may suddenly feel inwardly aroused against the model; he will only then collide with it and, as a result, fall prey to some illness of childhood. If one has an eye for it, one can observe how strongly the following appears in many children: they change essentially in physiognomy and gesture after the seventh or eighth year of life. No one knows whence certain things come. Today, when the prevailing view of civilization adheres so strongly to heredity, this has even passed over into our way of speaking. If, in the eighth or ninth year, some feature suddenly emerges in a child which is deeply rooted in the organism, the father may say: “Anyhow, he did not get that from me,” while the mother may say: “Well, most certainly not from me.” All this is due to the common belief which has found its way into the parental consciousness that the children must have inherited everything from their parents. On the other hand, it may often be observed how children grow even more like their parents in this second phase of life than they were previously. Here we must take in full seriousness the way the human being descends into the physical world. Please note that Psycho-Analysis has, indeed, produced many really horrible swamp flowers; among them, for example, is the following—this may be read today everywhere—namely, that in the hidden, subconscious mind, every son is in love with his mother and every daughter with her father, and that this condition causes life conflicts in the subconscious provinces of the soul. [Cf. Rudolf Steiner: Psycho-Analysis in the Light of Anthroposophy (in preparation). {It's prepared! - e.Ed}] All these are amateurish interpretations of life. The truth, however, is that the human being is in love with his parents already before he descends into earthly existence, that he descends because they please him. Only, we must naturally distinguish the judgment which people have here on earth about life from the judgment they have about it outside the earthly life between death and a new birth. On one occasion, in the early stages of our anthroposophical activity, a lady appeared among us who had heard of reincarnation. She liked other things in Anthroposophy very much indeed, but in repeated earth lives she would not participate; one earth life was quite enough for her—with others she would have nothing to do. Now, at that time there were already very well-meaning adherents among us who tried in every possible way to convince the good lady that the idea was, after all, a correct one, and that every human being must participate in repeated earth lives. One friend belabored her from the left, and another from the right. She then departed, but two days later she wrote me a post card to the effect that, after all, she did not intend to be born again on earth! In such a case, the one who wishes simply to tell the truth out of spiritual knowledge must say to people: “Certainly, it may be that, while you are here on earth, it is not at all to your liking that you should come down again to earth in some future life. But that is by no means decisive. Here on earth, you go through the gate of death into the spiritual world. You are willing to do this. Whether or not you wish to descend again depends on the judgment which will be yours when you no longer carry your body about with you. Then you will form quite a different judgment.” The judgments a human being has in physical life on earth are different in every way from those he has between death and a new birth. For there every point of view changes. These are the facts. If you tell a human being here on earth—a young human being, perhaps—that he has chosen his father, he might object under certain circumstances and say: “Do you mean that I chose the father who has beaten me so badly?” Yes, certainly, he chose him; for the youth had quite another point of view before he came down to earth. He then had the point of view that the thrashings would do him much good ... This is, indeed, no laughing matter, it is meant in the deepest earnestness. In the same way a man also chooses his parents according to their form and figure. He has a picture of himself before him—the picture that he will resemble his parents. He does not become like them through heredity, but through his own inner soul and spirit forces, the forces he brings down with him from the spirit world. The moment, therefore, that we come to an all-inclusive opinion out of spiritual science as well as physical science, such wholesale statements are without exception no longer valid, for instance, the assertion: “I have seen children who became more like their parents only in the second phase of their life.” Certainly, that is then just the other case, where these children intended to take on for this earth life the form of their parents. Now it is a fact that the human being, during the whole time between death and a new birth, works in union with other departed souls and with the beings of the higher worlds upon that which makes it possible for him to build his body. You see, we generally underestimate greatly the importance of what a man carries in his subconscious nature. As earth men, we are far wiser in the subconscious than in the conscious nature. It is, indeed, out of a far-reaching, universal, cosmic wisdom that we elaborate that which becomes within the model during the second phase of life the form that we then bear as our own human nature, the one that belongs to us. If, at some future time, we become aware of how little we really absorb, as far as the substance of the body is concerned, from the food we eat, how we take in far more from all that we absorb in a very finely diluted condition from the air and light, then we shall more readily be able to believe that the human being builds up his second body for the second life period quite independently of all hereditary conditions; he builds it entirely out of his environment. The first body is, actually, only a model. That which comes from the parents—as substance as well as the outer bodily forces—is no longer there in the second phase of life. In the second life period the child's relationship to his parents becomes an ethical, a soul relationship. Only in the first period of life, that is, up to the seventh year, is it a physical, hereditary relationship. Now, there are human beings in this earthly life who take a keen interest in all that surrounds them in the visible cosmos. There are men who observe the plants, observe the animal world; they enter with interest into this or that thing in the visible world around them. They take an interest in the majesty of the star-studded heavens. They take part, so to speak, with their souls in the entire physical cosmos. The inner life of a human being who has this warm interest in the physical cosmos differs from the inner life of one who passes the world by with a certain indifference, with a phlegmatic attitude of soul. In this respect, we have a whole scale of human characters. On the one side, for example, there is a man who has taken a very short journey. When we talk to him afterwards, he describes with infinite love the city in which he has been, down to the minutest detail. Through his keen interest we may thus gain a complete picture of the city he had visited. Prom this extreme we can pass to the opposite,—to such as the instance, when I encountered two elderly ladies who had just travelled from Vienna to Pressburg. Pressburg is a beautiful city. They had returned, and I asked them what it was like in Pressburg, how they had liked it. They could tell me nothing except that they had seen two pretty little dachshunds down by the riverside. These they could have seen just as well in Vienna, they need not have gone to Pressburg for that purpose. But they had seen nothing else. Thus do many people go through the world. Between these two extremes of the scale, there lies, indeed, every kind and degree of interest which the human being can have for what is in the physically visible world. Let us suppose someone has little interest for the surrounding physical world. It may be that he just manages to interest himself in the things that immediately concern his bodily life—whether, for instance, one can eat more or less well in this or that district. Beyond that his interests do not go. His soul remains poor. He does not imprint the world on himself. And he carries in his inner life very little of what has radiated toward him from the phenomena of the world through the gate of death over into the spiritual realms. Because of this he finds the work with the spiritual beings, with whom he now comes into contact, very difficult. And, in consequence, he brings back in his soul not strength, not energy, but feebleness, a kind of powerlessness for the upbuilding of his physical body. The model, to be sure, works strongly upon him. The fight with the model finds expression in the manifold illnesses of childhood; but the weakness persists. He forms, so to speak, a frail or sickly body, subject to all manner of illnesses. Thus, our soul-spirit interest from one earth life is transformed karmically into the state of health in the next life. Human beings who are “bursting with health” had a keen interest in the visible world in a former incarnation. And in this regard, the details of life act very powerfully. It is certainly more or less risky nowadays to speak of these things. But we shall understand the relationships of karma only if we are ready to occupy ourselves with the details about it. The art of painting, for example, already existed at a time when human souls, now living, were living in a former earth life; and there were human beings who had no interest at all in painting. Even today there are people who are quite indifferent whether they have some atrocity hanging on the walls of their room, or a well-painted picture. And there were also such people at the time when the souls who are living today were present in former earth lives. Indeed, my dear friends, I have never found a human being with a pleasing face, a sympathetic expression, who did not take delight in the art of painting in a former earth life. The people with an unpleasing expression (which, after all, also plays its part in karma and has its significance for destiny) were always those who had passed by the works of the art of painting with obtuse and phlegmatic indifference. But these things go much farther. There are human beings (and there were also such in former epochs of the earth) who never look up at the stars, who do not know where Leo is, or Aries, or Taurus, who have no interest in anything in this connection. Such people will be born, in a subsequent earth life, with a body that is somehow indolent; or, if through the vigor of their parents they receive a model which carries them beyond this, they become flabby, lacking in energy and vigor in the body which they then build for themselves. And thus, it is possible to trace back the state of health which the human being bears with him in a given earth life to the interest he had taken in the visible world to the widest extent during his former earth life. People, for instance, who in our time take absolutely no interest in music—people to whom music is a matter of indifference—will certainly be born again in a next earth life with asthmatic trouble, or with some disease of the lungs; or, they will be born with a susceptibility to asthma or lung disease. It is an actual fact that the quality of soul which develops in one earth life through the interest we take in the visible world comes to expression in our next earth life in our general bodily disposition in regard to health or illness. Perhaps, someone might now say: “To know of such things may well take away one's taste for the next earth life.” That, again, is a judgment pronounced from the earthly standpoint, my dear friends, which is certainly not the only one; for the life between death and a new birth lasts longer than the earth life. If a man is obtuse to something visible in his environment, he remains incapable of working in certain realms between death and a new birth, and he has passed, let us say, through the gate of death with the consequences of this lack of interest. After death, he proceeds on his way. He cannot get near certain beings; certain beings hold themselves apart from him, for he cannot approach them. Other human souls with whom he was associated on earth remain strangers to him. This would go on forever; there would be something like a punishment in Hell for eternity, if this could not be modified. The only cure, the only compensation, lies in his resolving—between death and a new birth—to come down again into earthly life and feel in a sick body that which is an incapacity in the spiritual world. Between death and new birth he desires this cure, for he lives with awareness of but one thing, namely, that there is something he cannot do; but he feels this in such a way that in the further course of events, when he dies again, and again passes through the time between death and a new birth, that which was earthly pain becomes the impulse to enter into what he missed the last time. Thus, we may say that in all essentials, we carry with our karma health and disease out of the spiritual world down into the physical. And if we bear in mind in this connection that it is not always a karma in course of fulfillment, but also a karma in process of becoming, so that certain things may also appear for the first time, then we shall naturally not relate to the former earth lives of a human being everything he experiences in his physical life as regards health and illness. That which, with its roots in the inner nature, appears in regard to the conditions of health and illness, is, we shall know, karmically determined in the roundabout way I have just characterized. The world becomes explicable only when we are able to look beyond this earthly life. Without this the world is inexplicable; it cannot be explained by means of the earth life. If from the inner conditions of karma, which ensue from the organism, we now pass on to what is external, toward the outer, we may once more—only in order, at the outset, to come in contact with karma, as it were—we may once more proceed from a realm of facts which touches the human being closely. Let us take, for example, that which can be very strongly connected with the general mood of soul health and illness in our relationship with other human beings. I should like to offer the following case: Some one finds a friend in his youth. An intimate friendship of youth is formed; the two friends are very devoted to one another. Life separates them, so that both of them, perhaps—or, perhaps, one especially—look back with a certain sadness to this youthful friendship. But it does not permit of renewal. However often they meet in life, their friendship of youth is not again renewed. If you consider how much in destiny can sometimes depend on such a broken friendship of youth, then you will admit that this sort of thing can profoundly affect a person's karma. We should speak as little as possible about such things out of mere theory. To speak out of theory has very little value. In truth, we should speak of such things only from direct perception or else on the basis of that which we have heard or read in the communications of those who are able to have direct perception, and which appears plausible to us and is comprehensible. There is no value in theorizing about these things. Therefore I say, when you endeavor with spiritual perception to get behind such an event as a broken friendship of youth, the following results: If we go back into a former earth life, we usually find that both individuals who in one life had a friendship in their youth which was afterwards broken, were in an earlier incarnation friends in the later part of their life. Let us assume, for instance, two young people—boys or girls—are friends until their twentieth year. Then the friendship of their youth breaks. If we go back with spiritual cognition into a former earth life, we find there that a friendship also existed, but it had begun around the twentieth year and continued on into later life. That is a very interesting case, which we often find when we follow up things with spiritual science. In the first place, when we examine the case more exactly, it appears that the urge to know a person also as he was in youth with whom we had a friendship in our mature years leads us in the next life to a youthful friendship with him. In a former life we knew him as a mature human being. That brought into our soul the urge to become acquainted with him also in youth. This we could no longer do in that life, so we carry it out in the next life. But that has a great influence if in one or both of these individuals this urge arises, passes through death, and then lives itself out in the spiritual world between death and a new birth. For there is then something present in the spiritual world like a fixed staring at the period of youth. We have this quite special longing to fix our gaze on the time of youth, and we do not develop the urge to become acquainted with our friend once more in his maturity. Thus, the youthful friendship is broken which was predetermined between us by the life we had lived through before we came down to earth. This is decidedly a case which I recount to you out of real life, for what I am now relating is absolutely real. The question, however, arises here: What was the mature friendship really like in the former life, so that it caused this urge to arise to have the human being as a friend again in youth in a new earth life? Now, in order that the impulse to experience this youthful friendship does not, however, increase into a wish to have the friend also in later life, something else must occur. In all the instances of which I am aware, the following has invariably been the case: If these two human beings had remained united in their later life, if their youthful friendship had not been broken, they would have grown tired of each other, bored with one another, because their friendship which occurred in maturity in a former life developed too egotistically. The egotism of friendships in one earth life avenges itself karmically by the loss of these friendships in other earth lives.
Figure VII Thus, things are complicated; but we can always find a guiding line if we see the following: It is a fact in many cases that two human beings in one earth life—let us say—go each his own way until their twentieth year, and thenceforward continue on together in friendship (see Figure VII, No. I). In a subsequent earth life, this picture (I) corresponds to another (Figure VII, No. II), the picture of the youthful friendship after which their lives separate. This is very frequently the case. Indeed, it will generally be found that the various earth lives—seen, as it were, according to their configuration—mutually supplement each other. Especially is the following frequently found to be true. If we encounter a human being who has a strong effect upon our destiny—this applies, naturally, only as a general rule; it is not applicable in all cases—but if we meet an individual in the middle period of life in one incarnation, we have had him beside us perhaps at the beginning and at the end of life in a prior incarnation in accordance with destiny. The picture is then as follows: We live through the beginning and the end of one incarnation together with the other human being, and in another incarnation, we live with him neither at the beginning nor at the end, but we only encounter him in the middle period of life.
Figure VIII Or again, it may be that as a child we are bound by destiny to another human being; in a former life we were linked to the same individual just before we experienced death. Such reflections occur with extreme frequency in karmic relationships. |
235. Karmic Relationships I: Lecture XI
22 Mar 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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There are, of course, risks in speaking of these matters, but in view of the whole situation of the spiritual life which ought to proceed from Anthroposophy today, I do not think such risks can be avoided. What I am now going to tell you came to my notice several years after I had last seen the person in question, who was a greatly beloved teacher of mine up to my eighteenth year. |
Many of you who know something about the history of Anthroposophy will be familiar with his name. Eugen Heinrich Schmidt first became known in Vienna during the eighties, and it was then that I made his acquaintance. |
235. Karmic Relationships I: Lecture XI
22 Mar 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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Our studies of karma, which have led us lately to definite individual examples of karmic relationships, are intended to afford a basis for forming a judgment not only of individual human connections, but also of more general historical ones. And it is with this end in view that I would like now to add to the examples already given. Today we will prepare the ground, and tomorrow we will follow this up by showing the karmic connections. You will have realised that consideration of the relation between one earth-life and the next must always be based upon certain definite symptoms and facts. If we take these as our starting-point, they will lead us to a view of the actual connections. And in the case of the individualities of whom I have ventured to tell you, I have shown where these particular starting-points are to be found. Today I want, as I said, to prepare the way, placing before you problems of which we shall find the solutions tomorrow. Let me first draw your attention to the peculiar interest that one or another personality can arouse. I shall speak of personalities of historical interest as well as of personalities in ordinary life; the very interest that some persons arouse in us will often urge us to find a clue to their life-connections. Once we know how to look for these clues in the right way, we shall be able to find them. As you will already have noticed from the way in which I have presented the cases, it is all a matter of seeking in the right way. Let us then not be deterred, but proceed boldly. Whatever one's attitude to the personality of Garibaldi may be in other respects, there can be no doubt that he is an interesting figure in the history of Europe; he played, as we all know, a remarkable part in the events of the 19th century. Today, then, we will make a preparatory study of Garibaldi, and to begin with I will bring to your notice certain facts in his life which, as we shall find, are able to lead the student of spiritual science to the connections of which we shall learn tomorrow. Garibaldi is a personality who participated in a remarkable way in the life of the 19th century. He was born in the year 1807 and he held a prominent and influential position on into the second half of the century. This means that the way he expresses himself as a man is highly characteristic of the 19th century. When we come to consider the features of his life, looking especially for those that are important from a spiritual aspect, we find Garibaldi spending his boyhood in Nice as the son of a poor man who has a job in the navigation service. He is a child who has little inclination to take part in what the current education of the country has to offer, a child who is not at all brilliant at school, but who takes a lively interest in all sorts and varieties of human affairs. What he learns at school has indeed the effect of inducing him very often to play truant. While the teacher was trying in his own way to bring some knowledge of the world to the children, the boy Garibaldi much preferred to romp about out-of-doors, to scamper through the woods or play games by the riverside. On the other hand, if he once got hold of some book that appealed to him, nothing could tear him from it. He would lie on his back by the hour in the sunshine, absolutely absorbed, not even going home for meals. Broadly speaking, however, it was the great world that interested him. While still quite young he set about preparing himself for his father's calling and took part in sea voyages, at first in a subordinate, and afterwards in an independent position. He made many voyages on the Adriatic and shared in all the varied experiences that were to be had in the first half of the 19th century, when Liberalism and Democracy had not yet organised the traffic on the sea and put it under police regulations, but when some freedom of movement was still left in the life of man! He shared in all the experiences that were possible in times when one could do more or less what one wanted! And so he also had the experience—I believe it happened to him three or four times—of being seized by pirates. As well as being a genius, however, he was sly, and every time he was caught, he got away again, and very quickly too! And so Garibaldi grew up into manhood, always living in the great world. As I have said, I do not intend to give you a biography but to point out characteristic features of his life that can lead us on to a consideration of what is really important and essential. He lived in the great world, and there came a time when he acquired a very strong and vivid impression of what his own inner relationship to the world might be. It was when he was nearly grown up and was taken by his father on a journey through the country, as far as Rome. There, looking out from Rome as it were over all Italy, he must have been aware of something quite remarkable going through his soul. In his voyages he had met many people who were, in general, quite alive and awake, but were utterly indifferent to one particular interest—they were asleep as regards the conditions of the time; and these people made an impression on Garibaldi that nearly drove him to despair. They had no enthusiasm for true and genuine humanity, such as showed itself in him quite early in life—he had indeed a genius for warm, tender-hearted enthusiasm. As he passed through the countryside and afterwards came to Rome, a kind of vision must have arisen in his soul of the part he was later to play in the liberation of Italy. Other circumstances also helped to make him a fanatical anti-cleric, and a fanatical Republican, a man who set clearly before him the aim of doing everything in his power to further the well-being of mankind. And now, taking part as he did in all manner of movements in Italy in the first half of the 19th century, it happened one day that for the first time in his life, Garibaldi read his name in the newspaper. I think he was about thirty years old at the time. It meant a good deal more in those days than it would do now, to read one's name in the newspaper. Garibaldi had, however, a peculiar destiny in connection with this reading of his name in the newspaper, for the occasion was the announcement in the paper of his death-sentence! He read his name there for the first time when his sentence to death was reported. There you have a unique circumstance of his life; it is not every man who has such an experience. It was not granted to Garibaldi—and it is characteristic of his destiny that it was not, considering that his whole enthusiasm was centred in Italy—it was not granted him at first to take a hand in the affairs of Italy or Europe, but it was laid upon him by destiny to go first to South America and take part in all manner of movements for freedom over there, until the year 1848. And in every situation he showed himself a most remarkable man, gifted with quite extraordinary qualities. I have already related to you one most singular event in his life, the finding of his name in the newspaper for the first time on the occasion of the announcement of his own death-sentence. And now we come to another quite individual biographical fact, something that happens to very few men indeed. Garibaldi became acquainted in a most extraordinary way with the woman who was to be the mainstay of his happiness for many years. He was out at sea, on board ship, looking landwards through a telescope. To fall in love through a telescope—that is certainly not the way it happens to most people! Destiny again made it easy for him to become quickly acquainted with the one whom he had chosen through the telescope to be his beloved. He steered at once in the direction in which he had looked through the telescope, and on reaching land he was invited by a man to a meal. It transpired, after he had accepted the invitation, that this man was the father of the girl he had seen! She could speak only Portuguese, and he only Italian; but we are assured by his biographer, and it seems to be correct, that the young woman immediately understood his carefully phrased declaration of love, which seems to have consisted simply of the words—in Italian of course—“We must unite for life.” She understood immediately. And it really happened so, that from this meeting came a life-companionship that lasted for a long, long time. Garibaldi's wife shared in all the terrible and adventurous journeys he made in South America, and some of the recorded details of them are really most moving. For example, the story is told of how a report got about that Garibaldi had been killed in battle. His wife hurried to the battlefield and lifted up every head to see if it were her husband's. After a long time, and after undergoing many adventures in the search, she found him still alive. It is most affecting to read how on this very journey, which lasted a long time, she gave birth to a child without help of any kind, and how, in order to keep it warm, she bound it in a sling about her neck, holding it against her breast for hours at a time. The story of Garibaldi's South American adventures has some deeply moving aspects. But now the time came, in the middle of the 19th century, when all kinds of impulses for freedom were stirring among the peoples of Europe, and Garibaldi could not bring himself to stay away any longer in South America; he returned to his fatherland. It is well-known with what intense energy he worked there, mustering volunteers under the most difficult circumstances—so much so that he did not merely contribute to the development of the new Italy: he was its creator. And here we come to a feature of his life and character that stands out very strongly. He was, in every relationship of life, a man of independence, a man who always thought in a large and simple way, and took account only of the impulses that welled up from the depths of his own inner being. And so it is really very remarkable to see him doing everything in his power to bring it about that the dynasty of Victor Emmanuel should rule over the kingdom of Italy, when in reality the whole unification and liberation of Italy was due to Garibaldi himself. The story of how he won Naples and then Sicily with, comparatively speaking, quite a small force of men, undisciplined yet filled with enthusiasm, of how the future King of Italy needed only to make his entry into the regions already won for him by Garibaldi, and of how, nevertheless, if truth be told, nothing whatever was done from the side of the royal family or of those who stood near to them to show any proper appreciation of what Garibaldi had accomplished—the whole story makes a deep and striking impression. Fundamentally speaking, if we may put it in somewhat trivial language, the Savoy Dynasty had Garibaldi to thank for everything, and yet they were eminently unthankful to him, treating him with no more than necessary politeness. Take, for example, the entry into Naples. Garibaldi had won Naples for the Dynasty and was regarded by the Neapolitans as no less than their liberator; a perfect storm of jubilation always greeted his appearance. It would have been unthinkable for the future King of Italy to make his entry into Naples without Garibaldi, absolutely unthinkable. Nevertheless the King's advisers were against it. Advisers, no doubt, are often exceedingly short-sighted; but if Victor Emmanuel had not acted on his own account out of a certain instinct and made Garibaldi sit by him in his red shirt on the occasion of the entry into Naples, he himself would most certainly not have been greeted with shouts of rejoicing! Even so, the cheers were intended for Garibaldi and not for him. He would most assuredly have been hissed—that is an absolute certainty. Victor Emmanuel would have been hissed if he had entered Naples without Garibaldi. And it was the same all through. At some campaign or other in the centre of Italy, Garibaldi had carried the day. The commanders-in-chief with the King had come—what does one say in such a case, putting it as kindly as one can?—they had come too late. The whole thing had been carried through to the finish by Garibaldi. When, however, the army appeared, with its generals wearing their decorations, and met Garibaldi's men who had no decorations and were moreover quite unpretentiously attired, the generals declared: it is beneath our dignity to ride side by side with them, we cannot possibly do such a thing! But Victor Emmanuel had some sort of instinct in these matters. He called Garibaldi to his side, and the generals, making wry faces, were obliged to join with Garibaldi's army as it drew up into line. These generals, it seems, had a terribly bad time of it; they looked as though they had stomach-aches! And afterwards, when the entry into a town was to be made, Garibaldi, who had done everything, actually had to come on behind like a rearguard. He and his men had to wait and let the others march in front. It was a case where the regular army had in point of fact done absolutely nothing; yet they entered first, and after them, Garibaldi with his followers. The important things to note are these remarkable links of destiny. It is in these links of destiny that we may find our guidance to the karmic connections. For it has not directly to do with a man's freedom or unfreedom that he first sees his name in print on the occasion of his death-sentence, or that he finds his wife through a telescope. Such things are connections of destiny; they take their course alongside of that which is always present in man in spite of them—his freedom. These are the very things, however—these things of which we may be sure that they are links of destiny—that can give a great stimulus to the practical study of the nature and reality of karma. Now in the case of a personality like Garibaldi, traits that may generally be thought incidental, are characteristic. They are, in his case, strongly marked. Garibaldi was what is called a handsome man. He had beautiful tawny-golden hair and was altogether a splendid figure. His hair was curly and gleaming gold, and was greatly admired by the women! Now you will agree, from what I have told you of Garibaldi's bride—whom he chose, you remember, through a telescope—that only the highest possible praise can be spoken of her; nevertheless, it seems she was not altogether free from jealousy. What does Garibaldi do one day when this jealousy seems to have assumed somewhat large proportions? He has his beautiful hair all cut away to the roots; he lets himself be made bald. That was when they were still in South America. All these things are traits that serve to show how the necessities of destiny are placed into life. Garibaldi became, as we know, one of the great men of Europe after his achievements in Italy, and traveling through Italy today you know how, from town to town, you pass from one Garibaldi memorial to another. But there have been times when not only in Italy but everywhere in Europe the name of Garibaldi was spoken with the keenest interest and the deepest devotion, when even the ladies in Cologne, in Mainz and in many another place wore blouses in Garibaldi's honour—not to mention London, where Garibaldi's red blouse became quite the fashion. During the Franco-Prussian War, in 1870, Garibaldi, now an old man, put himself at the disposal of the French, and an interesting incident took place. His only experience, as we know, had been volunteer fighting, such as he had conducted in Italy and also in South America, yet on a certain occasion in this full-scale war he was the one to capture a German flag from under a pile of men who were trying to protect it with their bodies. Garibaldi captured this flag. But he had such respect for the men who had hurled themselves upon the flag to guard it with their own bodies, that he sent it back to its owners. Strange to relate, however, when he appeared in a meeting at some place or other soon afterwards, he was received with hisses on account of what he had done. You will agree—this is not merely an interesting life, but the life of a man who in very deed and fact is lifted right above all other greatness in evidence in the 19th century! A most remarkable man—so original, so elementary, acting so evidently out of primitive impulses, and at the same time with such genius! Others working with him may perhaps have been better at leading large armies and doing things in an orderly way, but none of them in that deeply materialistic period had such genuine, spontaneous enthusiasm for what they were aiming at. Here, then, is one of the personalities whom I would like to place before you. As I said, I shall give preparatory descriptions today, and tomorrow we will look for the answers. Another personality, very well-known to you by name, is of exceptional interest in connection with investigations into karma. It is Lessing. The circumstances of Lessing's life, I may say, have always interested me to an extraordinary degree. Lessing is really the founder of the better sort of journalism, the journalism that has substance and is really out to accomplish something. Before Lessing, poets and dramatists had taken their subjects from the aristocracy. Lessing, on the other hand, is at pains to introduce bourgeois life, ordinary middle-class life, into the drama, the life concerned generally with the destinies of men as men, and not with the destinies of men in so far as they hold some position in society or the like. Purely human conflicts—that is what Lessing wanted to portray on the stage. In the course of his work he applied himself to many great problems, as for example when he tried to determine the boundaries of painting and of poetry in his Laocoon. But the most interesting thing of all is the powerful impetus with which Lessing fought for the idea of tolerance. You need only take his Nathan the Wise and you will see at once what a foremost place this idea of tolerance has in Lessing's mind and life. In weaving the fable of the three kings in Nathan the Wise, he wants to show how the three main religions have gone astray from their original forms and are none of them really genuine, and how one must go in search of the true form, which has been lost. Here we have tolerance united with an uncommonly deep and significant idea. Interesting, too, is the conversation between Freemasons, entitled Ernst und Falk, and much else that springs from Freemasonry. What Lessing accomplished in the way of critical research into the history of religious life is, for one who is able to judge its significance, really astounding. But we must be able to place the whole Lessing, in his complete personality, before us. And this we cannot do by reading, for example, the two-volume work by Erich Schmidt which purports to be a final and complete study of Lessing. Lessing as he really was, is not portrayed at all, but a picture is given of a puppet composed of various limbs and members, and we are told that this puppet wrote Nathan the Wise and Laocoon. It amounts to no more than an assertion that the man portrayed here has written these books. And it is the same with the other biographies of Lessing. We begin to get an impression of Lessing when we observe, shall I say, the driving force with which he hurls his sentences against his opponents. He wages a polemic against the civilisation of Middle Europe—quite a refined and correct polemic, but at every turn hitting straight home. You must here observe a peculiar nuance in Lessing's character if you want to understand the make-up of his life. On the one hand we have the sharpness, often caustic sharpness, in such writings as The Dramatic Art of Hamburg, and then we have to find the way over, as it were, to an understanding, for example, of the words used by Lessing when a son had been born to him and had died directly after birth. He writes somewhat as follows in a letter: Yes, he has at once taken leave again of this world of sorrow; he has thereby done the best thing a human being can do. (I cannot cite the passage word for word, but it was to this effect.) In so writing, Lessing is giving expression to his pain in a wonderfully brave way, not for that reason feeling the pain one whit less deeply than someone who can do nothing but bemoan the event. This ability to draw back into himself in pain was characteristic of the man who at the same time knew how to thrust forward with vigour when he was developing his polemics. This is what makes it so affecting to read the letter written when his child had died immediately after birth, leaving the mother seriously ill. Lessing had moreover this remarkable thing in his destiny—and it is quite characteristic, when one sets out to find the karmic connections in his case—that he was friends in Berlin with a man who was in every particular his opposite, namely, Nikolai. Of Lessing it can be said—it is not literally true, but it is none the less characteristic—that he never dreamed, because his intellect and his understanding were so keen. On this account, as we shall see tomorrow, he is for the spiritual researcher such an extraordinarily significant personality. But there is something in the very construction of his sentences, something in the home-thrusts with which he lays his opponent in the dust, that really makes every sentence a delight to read. With Nikolai it is just the opposite. Nikolai is an example of a true philistine. Although a friend of Lessing, he was none the less a typical philistine-bourgeois; and he had visions, most strange and remarkable visions. Lessing, genius as he was, had no visions, not even dreams. Nikolai literally suffered from visions. They came, and they went away only after leeches had been applied. Yes, in extremity they actually applied leeches to him, in order that he might not be for ever tormented by the spiritual world which would not let him alone. Fichte wrote a very interesting essay directed against Nikolai. He set out to give a picture of the typical German-bourgeois as shown in the personality of Nikolai. For all that, this same Nikolai was the friend of Lessing. Another thing is very remarkable in Lessing. In his own Weltanschauung, Lessing concerned himself very much with two philosophers, Spinoza and Leibniz. Now it has often attracted me very much, as an interesting occupation for spare hours, to read all the writings in which it is proved over and over again that Lessing was a Leibnizian, and on the other hand those in which it is proved on still more solid ground that he was a Spinozist. For in truth one cannot decide whether Lessing, acute and discerning thinker as he was, was a Leibnizian or a Spinozist, who are the very opposite of each other. Spinoza—pantheist and monotheist; Leibniz—monadist, purely and completely individualistic. And yet we cannot decide whether Lessing belongs to Leibniz or to Spinoza. When we try to put him to the test in this matter, we can come to no conclusive judgment. It is impossible. At the close of his life Lessing wrote the remarkable essay, The Education of the Human Race, at the end of which, quite isolated, as it were, the idea of repeated earth-lives appears. The book shows how mankind goes through one epoch of development after another, and how the Gods gave into man's hand as a first primer, so to speak, the Old Testament, and then as a second primer the New Testament, and how in the future a third book will come for the further education of the human race. And then all at once the essay is brought to a close with a brief presentation of the idea that man lives through repeated earth-lives. And there Lessing says, again in a way that is absolutely in accord with his character (I am not quoting the actual words, but this is the gist of it): Ought the idea of repeated earth-lives to seem so absurd, considering that it was present in very early times, when men had not yet been spoilt by school learning? The essay then ends with a genuine panegyric on repeated earth-lives, finishing with these beautiful words: “Is not all Eternity mine?” One used to meet continually—perhaps it would still be so if one mixed more with people—one used to meet men who valued Lessing highly, but who turned away, so to speak, when they came to The Education of the Human Race. Really it is hard to understand the state of mind of such men. They set the highest estimation on a man of genius, and then reject what he gives to mankind in his most mature age. They say: he has grown old, he is senile, we can no longer follow him. That is all very well; one can reject anything by that method! The fact is, no one has any right to recognise Lessing and not to recognise that this work was conceived by him in the full maturity of his powers. When a man like Lessing utters a profound aphorism such as this on repeated earth-lives, there is, properly speaking, no possibility of ignoring it. You will readily see that the personality of Lessing is interesting in the highest degree from a karmic point of view, in relation to his own passage through different earth-lives. In the second half of the 18th century the idea of repeated earth-lives was by no means a commonly accepted one. It comes forth in Lessing like a flash of lightning, like a flash of genius. We cannot account for its appearance; it cannot possibly be due to Lessing's education or to any other influence in this particular life. We are compelled to ask how it may be with the previous life of a man in whom at a certain age the idea of repeated earth-lives suddenly emerges—an idea that is foreign to the civilisation of his own day—emerges, too, in such a way that the man himself points to the fact that the idea was once present in very early times. The truth is that he is really bringing forward inner grounds for the idea, grounds of feeling that carry with them an indication of his own earth-life in the distant past. Needless to say, in his ordinary surface-consciousness he has no notion of such connections. The things we do not know are, however, none the less true. If those things alone were true that many men know, then the world would be poor indeed in events and poor indeed in beings. This is the second case whose karmic connections we are going to study. There is a third case I should like to open up, because it is one that can teach us a great deal in the matter of karmic relationships. Among the personalities who were near to me as teachers in my youth there was a man to whom I have already referred; today I should like to speak of him again, adding some points that will be significant for our study of karma. There are, of course, risks in speaking of these matters, but in view of the whole situation of the spiritual life which ought to proceed from Anthroposophy today, I do not think such risks can be avoided. What I am now going to tell you came to my notice several years after I had last seen the person in question, who was a greatly beloved teacher of mine up to my eighteenth year. But I had always continued to follow his life, and had in truth remained very close to him. And now at a certain moment in my own life I felt constrained to follow his life more closely in a particular respect. It was when, in another connection, I began to take a special interest in the life of Lord Byron. And at that same time I got to know some Byron enthusiasts. One of them was the poetess, Marie Eugenie delle Grazie, of whom I shall have much to say in my autobiography. During a certain period of her life she was a Byron enthusiast. Then there was another, a most remarkable personality, a strange mixture of all possible qualities—Eugen Heinrich Schmidt. Many of you who know something about the history of Anthroposophy will be familiar with his name. Eugen Heinrich Schmidt first became known in Vienna during the eighties, and it was then that I made his acquaintance. He had just written the prize essay that was published by the Hegel Society of Berlin, on the Dialectics of Hegel. Now he came to Vienna, a tall, slight man filled with a burning enthusiasm, which came to expression at times in very forcible gestures and so on. It was none the less genuine for that. And it was just this enthusiasm of Schmidt's that gave me the required “jerk,” as it were. I thought I would like to do him a kindness, and as he had recently written a most enthusiastic and inspired article on Lord Byron, I introduced him to my other Byron enthusiast, Marie Eugenie delle Grazie. And now began a wildly excited discussion on Byron. The two were really quite in agreement, but they carried on a most lively and animated debate. All we others who were sitting round—a whole collection of theological students from the Vienna Catholic Faculty were there, who came every week and with whom I had made friends—all we others were silent. And the two who were thus conversing about Byron were sitting like this.—Here was the table, rather a long one, and at one end sat delle Grazie and at the other end, Eugen Heinrich Schmidt, gesticulating with might and main. All of a sudden his chair slips away from under him, and he falls under the table, his feet stretching right out to delle Grazie. I can tell you, it was a shock for us all! But this shock helped me to hit upon the solution of a particular problem. Let me tell you of it quite objectively, as a matter of history. All that they had been saying about Byron had made a strong impression upon me, and I began to feel the keenest need to know how the karmic connections might be in the case of Byron. It was, of course, not so easy. But now I suddenly had the following experience.—It was really as if the whole picture of this conversation, with Eugen Heinrich Schmidt being so terribly impolite with his foot!—as if this picture had suddenly drawn my attention to the foot of Lord Byron, who was, as you know, club-footed. And from that I went on to say to myself: My beloved teacher, too, had a foot like that; this karmic connection must be investigated. I have already given you an example, in the affliction of the knee from which Eduard von Hartmann suffered, of how one's search can be led back through peculiarities of this kind. I was able now to perceive the destiny of the teacher whom I loved and who also had such a foot. And it was remarkable in the highest degree to observe how on the one hand the same peculiarity came to view both in the case of Byron and of my teacher, namely, the club-foot; but how on the other hand the two persons were totally different from one another, Byron, the poet of genius, who in spite of his genius—or perhaps because of it—was an adventurer; and the other a brilliant geometrician such as one seldom finds in teaching posts, a man at whose geometrical imagination and treatment of descriptive geometry one could only stand amazed. In short, having before me these two men, utterly different in soul, I was able to solve the problem of their karma by reference to this seemingly insignificant physical detail. This detail it was that enabled me to consider the problems of Byron and my geometry teacher in connection with one another, and thereby to find the solution. I wished to give these examples today and tomorrow we will consider them from the point of view of karma. |
224. The Waking of the Human Soul and the Forming of Destiny: The Need for Understanding The Christ
29 Apr 1923, Prague Tr. Unknown Rudolf Steiner |
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Just imagine what the situation would be if, through some kind of accident, all anthroposophical books and other writings should disappear, and that the nature of anthroposophy would have to be adjudged only on the basis of writings by its opponents. Just so much is known today by people who depend upon external documents regarding Gnosis. |
This cannot be found unless we begin to seek for a spiritual knowledge. Spiritual knowledge, as this is sought by anthroposophy, will find again the relation with the Christ. This relation can be found only spiritually. What occurred on Golgotha is not merely an event that has laid hold upon the physical, earthly history of humanity, but also a spiritual event. |
224. The Waking of the Human Soul and the Forming of Destiny: The Need for Understanding The Christ
29 Apr 1923, Prague Tr. Unknown Rudolf Steiner |
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The constitution, the entire life, of the human soul we conceive much too simply as we human beings of the present time, of the nineteenth, twentieth century experience this. What we learn from external history is in great measure only outside occurrence, far less the history of the human soul itself. The changes which occur with the soul life of the human being are considered very little. Now, it must be borne in mind that earlier periods did not have the same occasion for giving attention to this history of the human soul life as does the present time. For the present time, which, when we consider it as a long historical epoch, began in the first third of the fifteenth century,—this present epoch presents man with very special responsibilities, such as he can discharge only by means of his consciousness, whereas earlier responsibilities could be discharged by means of certain instinct, even though an instinct humanly formed. We have heard in various ways and perhaps read in cycles, how in ancient times man possessed a kind of instinctive clairvoyance, but how the evolution of humanity has consisted in the loss of this instinctive clairvoyance, and that in its place has appeared the contemporary constitution of soul, which is intellectual in character and has developed primarily the human understanding. I do not say that for this reason the capacities of feeling and volition have not been active in the human being, but what constitutes the greatest thing in our contemporary civilization, what we experience at the present time more than anything else, this calls upon the understanding, upon the capacity for conception. But the present day human being has good reason for asking the question what significance an intellectual civilization possesses for the human soul. This question can be completely answered only if one gives a little attention to that reference to the pre-earthly human life to which attention was directed yesterday in a different connection. As human beings of the present time, we experience concepts as something very abstract, as something that we do not experience in the same degree as that in which concepts were experienced in the time of the ancient instinctive clairvoyance by human beings. And if, from these abstract, intellectualistic concepts, we look at pre-earthly human existence, we find that something entirely different existed in place of what is today abstract thinking. Moreover, since we possessed no body, no organism, in the pre-earthly life, as we still possessed only the soul-spiritual nature, thoughts were something entirely different. Thoughts then still possessed a soul life. We then experienced a thought in such a way that we knew that thoughts are spread everywhere in the entire world, and we draw these out of the world into our own life of soul. Today the view of the human being is that thoughts are something which he creates with his brain. This is just as clever as if a person taking a glass of water to himself should believe that the water comes out of his tongue, is not taken in from without. In reality, thoughts are something active, living, the working forces in the whole world, and we simply draw them out of the world. Our organic system is only the vessel into which we draw the thoughts by means of our ego. But the erroneous idea that we of ourselves create the thoughts, to this error one can surrender oneself only during the earthly life between birth and death. As long as we live in the pre-earthly existence, it is clear that the realm of thought completely fills everything in our surroundings just as air does during our existence between birth and death. We know that, so to speak, we breathe in thoughts and again breathe them out, that they are something active, productive. It is of the utmost importance that we become aware that the forces of thought are something quite different in the pre-earthly life and in the earthly existence. When we come upon a corpse somewhere in the world, we do not say to ourselves that this corpse could have been brought into its present form by any kind of forces which we call forces of nature. We know it is the residue of a living human being. The living human being must necessarily have been in existence there; a force of nature can never give to a corpse the form in which it exists. The corpse can be nothing else than the residue of a living human being. What we are able to observe in regard to the life of thinking in the human being as we possess this in the earthly existence gives us a basis upon which to understand that the forces of thought we develop during the earthly life do not come into existence of themselves in our physical organism, but that they are the residue of living forces we possessed in the pre-earthly existence. With the same certainty with which one says that the corpse is the dead residue of a living person he can say also that abstract thinking such as we have at the present time is the dead residue of what we possessed during the pre-earthly existence in living thought. The living thought dies as we are born—or as we are conceived—and what becomes effective in us as forces of thinking is the corpse of that living thinking which we possessed during the pre-earthly existence. We do not quite rightly understand the earthly thinking until we look upon it as the residue of the pre-earthly thinking, just as we look upon the corpse as the residue of a living person. This awareness of human thinking, which is the residue of a living thinking, must gradually more and more permeate humanity; only then will one look upon oneself in the right way as a human being; then will one look back in the right way to the pre-earthly existence as one looks back from the corpse, in which only the forces of nature are existent, to the living human being, in whom loftier forces are alive. But one considers this entire thing in the right light only when one knows that this thinking, as we possess it at the present time, tending only toward abstraction, we developed first since the fifteenth century. Naturally, it evolved in various ways in the various individual races and groups of human beings, but in general the situation has been such for civilized humanity that humanity has evolved to this dead thinking in the first third of the fifteenth century; that this thinking became ever more and more completely dead until a certain culmination of this condition of deadness came about exactly in the last third of the nineteenth century. Indeed, if we look further back in the course of evolution, we find that in these ancient times the human souls, as they passed through conception and birth, brought over into the earthly existence something out of the pre-earthly life. The living nature of ancient myths, ancient popular legends, the ancient formative forces of the soul which are by no means the same as our present activity in phantasy, could not have developed if something had not streamed in from the living pre-earthly existence, if earthly thinking had already become entirely abstract. Indeed, it can be said in a certain sense that even at present there remains a final residue of pre-earthly thinking in the period of childhood, although this is lost in the course of life. But those human beings of a more ancient time were entirely different from contemporary human beings in their entire life of soul. Just imagine quite truly that we could experience at the present time this living thinking, could experience still such clairvoyance as the human soul possessed in ancient times, that you experienced imaginations, that these imaginations could affect you so powerfully that they would appear to you as revelations of divine-spiritual forces. You would never arrive at a consciousness of freedom. The true feeling of freedom developed for the first time in civilized humanity. The fact that man has been able to become free he owes to the circumstance that living thinking is not active at least in his waking state, but a dead thinking into which he injects whatever he wishes out of his free will. Man does not think as he thought at an earlier time; he himself begins to think. But beginning oneself to think means to inject human will into this thinking, and when man finds a dead thinking he can pour his free will into this thinking. Thus man had to advance to dead thinking in order to become a free being in the course of earthly evolution. You see that, if we consider in the same way the evolution of the human soul life, it becomes clear to us that there is meaning in the formation of the whole human evolution on earth. But we will now once more return to somewhat earlier times. That which occurred as a deadening, an abstracting, an intellectualizing of thinking in the first third of the fifteenth century had been in the course of preparation for a long time very gradually beforehand. Such things do not occur all at once but pass through a preparation, pass through a certain beginning finally to reach the highest point. Now it is clearly to be seen that the first beginning toward this abstract thinking occurred in the fourth Christian century. I mean that in the fourth Post-Christian century there began the first trace becoming dominant in human consciousness that man believed he creates his thoughts. This could not have been thought by a Greek. The Greek was altogether conscious still of a certain living quality of this thinking and was conscious that thoughts exist everywhere within things; that he simply draws them himself out of things. The opinion that man creates his thoughts came about through the fact that thoughts became ever more and more lifeless. And these lifeless thoughts, with which one can, so to speak, do whatever one will, made their appearance for the first time in the fourth Christian century. This proceeded gradually still further until, in the fifteenth century, the consciousness (which we still possess today) clearly took on its form. But what resulted from this in the evolution of humanity? In the fourth Post-Christian century occurred the beginning of an intellectual, abstract thinking. This means, however, nothing else than that the Mystery of Golgotha, the appearance of Christ upon the earth, occurred during a time when the human soul was still filled with living thoughts. In this respect much has been lost to humanity in the matter of its consciousness. It is true that humanity has in this way achieved freedom, but very much, nevertheless, has been lost. When Christ appeared upon the earth he was received by a certain number of human beings who still possessed an inwardly living, active thinking, who still possessed in their thinking a residue of the pre-earthly existence. And these persons related themselves to the Mystery of Golgotha in a manner entirely different from that of the human beings of a later time. Just think for a moment, that till this period, human beings said to themselves—they did not clearly express this; everything was then enveloped in pictures, but the consciousness was there—I am now upon the earth; I have as an earthly human being my thinking; but this directs me backward through birth and conception into the pre-earthly existence, into a different world; it is out of this that I have descended. Man felt himself here as a projection of what he was in the pre-earthly existence. Human beings of that time knew quite clearly that with the earthly existence they were continuing an earlier, pre-earthly existence, even though in that time human beings saw into the pre-earthly existence as if through a glass, darkly. This consciousness, that man is a being descended from the heavens to the earth, disappeared in its essence during the fourth Post-Christian century. From this point of view also was conceived the event of Golgotha. If mention was made to these persons by initiates—who were at that time still in existence, not possessed of such wisdom as were the initiates of the ancient mysteries, but still having at least a residue of the ancient mystery wisdom,—if mention was made by them of the Christ, their answer was that Jesus Christ had been at home previously in the same world in which we also were present before we descended to the earth; there He was also. That was His world; only He had never previously left that world. It is indeed a characteristic of earthly human beings that they had to descend to the earth since very early times; there they went away from the Christ in order to come down to the earth. If, then, mention was made in the ancient mysteries of the Christ—indeed, mention was constantly made of the Christ in the ancient mysteries, although He was not called by the name “Christ”—then thought had to be directed to the pre-earthly existence; it had to be said to human beings: If you wish to know something of the Christ, you must not hold fast to your earthly consciousness, but must look upward to the pre-earthly existence. Indeed, we must introduce something from this pre-earthly existence in order to understand what I wish to bring out today. Standing here upon the earth as earthly human beings, we look up to the sun, we form conceptions of the sun, we even develop hypotheses regarding it: that this sun is a ball of gas or something similar. Indeed, from the earthly point of view it is inevitable that one forms such conceptions; but people believe that this could be the same from all possible points of view. Before we descended to the earth, then also we saw the sun, but out of cosmic spaces, from the other side, as it were. The sun was not then a physical object but a gathering of spiritual Beings, and the most significant among these Beings for humanity before the Mystery of Golgotha was the Christ. Thus one may also make the following statement: when in the pre-Christian time people were initiated into what later was transformed into the Mystery of Golgotha, it became clear to them that human beings beheld the sun in the pre-earthly existence and became aware of the Christ; that, when man then descended to the earth, he saw the sun from the other side, but the Christ was concealed from him: only through mystery wisdom could he be guided to the Christ. This was experienced in the first period of Christian evolution as the nature of Christianity: that the great Sun Spirit now no longer remained the Sun Spirit, but had left through the Mystery of Golgotha those regions through which the human being can pass only outside the physical body, and had come into the earthly existence; that He was the only divine-spiritual Being who had ever entered upon earthly existence. We meet—although only by means of spiritual research—with persons even in the first period of Christian evolution who felt very deeply in their inner being that Christ, came out of the sphere of spirits who did not need to pass through birth and death, for whom birth and death are only a metamorphosis, had descended and passed through birth and death. This descent of Christ to the earth was the entire essential feeling experienced during the first period in Christian evolution. This descent was far more important for human beings of that time than what followed after the descent. The fact that Christ wished to be in a community with human beings, that He desired to share in the two most significant experiences—birth and death—this was felt in circles of the initiates as the genuine religious impulse. This was possible only because man still possessed some degree of inner, living thinking; because until the fourth Christian century thinking had not yet been entirely paralysed, had not become entirely abstract, because it still filled the human being as does breathing at the present time in a physical relation. For this reason it was felt that Christ had carried out the human destiny of the descent, which the other spiritual-divine beings had not done for the reason that being born and dying are not characteristic of the gods, but only of human beings. This is the magnificent element in the belief of initiates in the first Christian centuries: that they felt Christ had really become a human being, had really taken upon himself human destiny; that He is the only one of the divine-spiritual beings who had shared this destiny with man. Now, however, it is necessary that the truth become clear to the human soul that this soul of man, in the degree that it belongs to the world of pre-earthly existence, cannot really die. For this reason has come about what we associate with the resurrection of Christ: the victory of Christ over death, symbolizing the victory of every human soul over death. And the ancient idea, I should like to say, of the state of being unborn has blended with the new idea of resurrection which had previously existed but not with the same intensity. Since the Event of Golgotha has come about, this became in a way the expression for what is most important of all in the earthly evolution of man. While thinking was still living, man felt not the least fear of death; this was not for him an extraordinary occurrence. This is something of the utmost importance in the history of human evolution, that death was viewed by man as something entirely different, something obvious, whereas, as man suffered the loss more and more of the consciousness of a pre-earthly existence, abstract thinking, with the physical body as its instrumentality, brought about more and more fear of death and the belief that death is something final. Ancient humanity had little need for the idea of resurrection, but rather that of the descent to the earth in common with the Christ. As, however, human beings have advanced further and further into abstract thinking, they needed more and more a view out of the earthly existence, a view in the direction of immortality. This outlook is bestowed upon humanity through viewing in the right way the fact of Christ's resurrection. This fact I have set forth in books, lectures, and cycles of lectures many times over. Both facts—the descent of Christ to birth and death and the fact of His resurrection, the fact of victory over death—until the fourth Christian century, this could be clear to humanity in its feeling nature, since living thinking was then still in existence. After the fourth Post-Christian century, as abstract thinking developed further and further, humanity became less and less capable of connecting thoughts with the content of the Mystery of Golgotha. It has actually been the destiny of humanity in its evolution that, during the period in which man achieved through abstract thinking his own freedom, the understanding of Christ Jesus, which had existed during the earliest Christian centuries, had to disappear. That is, because of the fact that those writings designated as the Gnostic, a term which has become almost contemptuous, have been almost utterly eliminated except for a few residues with which very little can be accomplished. What had been thought by those persons in the first centuries who still possessed some knowledge of living thinking was destroyed. This we know only through writings of their opponents. Just imagine what the situation would be if, through some kind of accident, all anthroposophical books and other writings should disappear, and that the nature of anthroposophy would have to be adjudged only on the basis of writings by its opponents. Just so much is known today by people who depend upon external documents regarding Gnosis. That most extraordinary understanding of Christ by Gnosis, enclosed within itself, was lost to humanity. Most of all did that awareness completely disappear that the Christ had something to do with the sun, and that He had descended to the earth and passed on Golgotha through a destiny common with that of humanity. All of these relationships, especially the feelings associated with such things, were lost to humanity. More and more there came about the abstract interpretations, the abstract thoughts. One of those who struggled out of the character of that period toward an understanding of Christianity is to be seen in Augustine. In this Augustine we see a spirit who could no longer understand the ancient form of the conception of nature. You know that Augustine is said to have been a Manichean. Augustine narrates this himself. But all that lies back of these things can no longer be rightly seen through by means of external thinking. What Augustine called Manicheanism, what is called at present the teaching of Mani, is only the degenerate outcome of an ancient teaching which conceived the Spirit only as creative and knew no difference between matter and spirit. No spirit was existent that did not create and what it created was seen by the human being as matter. Just as little conception did these ancient times have of mere matter; on the contrary, spirit existed in everything. This was something that Augustine could not understand. What Gnosis understood, and what was no longer understood later; what our own period does not at all understand,—this is true: no matter exists of itself; this was known by the Manicheans and they beheld the descent of Christ in the light of this view. Augustine could no longer make anything out of this; the time had passed, the possibility of making anything out of it, because the documents had been destroyed and the ancient clairvoyance had been blotted out. Thus Augustine, after long intense superhuman struggle arrived at the decision that he could not of himself attain to truth, but must adjust himself to what the Catholic church prescribed as truth: to submit himself to the authority of the Catholic church. And this mood—consider it at first as a mood—remained, contained alive especially for the reason that thinking became ever more abstract. In reality it was only slowly and gradually that thinking was disabled. And the Scholastics in their greatness—they really are great—still lived within a trace of knowledge that thinking on the earth was derived from a super-earthly thinking, that man lived within a heavenly thinking. Within this evolution however the possibility was gradually more and more completely lost to conceive the Event of Golgotha as something alive. It is actually true that the advanced theology of the nineteenth century, because it desired to be scientific in the modern sense, lost the Christ; that theology was happy to have at last instead “the simple man of Nazareth”. Christ was now “the loftiest human being on earth.” Of the Christ indwelling within Jesus no conception could any longer be formed. Thus the evolution since the fourth Post-Christian century has consisted of a gradual loss of the connection of man with the Christ in that living form as it was conceived by many persons during the first centuries of Christianity. Thus it came about, moreover, that the content of the gospels was less and less understood. You see, the human beings who lived during the first centuries of Christianity would have considered it utterly astonishing to speak of contradictions in the gospels. It is as if some one was familiar with the picture of a human being taken from the front and that a photograph was brought to him taken in profile, and if he should say: “This cannot be a picture of the same person”—thus would it have appeared to persons of the first Christian centuries if one had spoken to them of contradictions in the Gospels. They knew very well that the four Gospels simply present a picture taken from four different points of view. The human being of the present time would say that these are exceptional presentations, that they are from all different sides. In the spiritual world everything is far richer; in the spiritual world photographs would have to be taken from various sides as one has four Gospels. More and more arrived the time in which nothing was known any longer in the ancient sense of the Event of Golgotha. But this Event of Golgotha is of such a nature as can be conceived only from a spiritual point of view. It is indeed interesting that the historians generally slip around the Event of Golgotha. We have now the historian Ranke, considered a distinguished writer of history, who declares actually that one does not mention this, just omits it. If one omits from history the most important thing of all, no history can come into existence. Even if a person has no connection with the spiritual world and thus cannot understand the Mystery of Golgotha, he would still have to admit its tremendous influence. But history is written at the present time without mention of the enormous influence of the Mystery of Golgotha. The capacity has ever more and more disappeared to view the Mystery of Golgotha in the right manner. We can view the matter, however, from entirely different points of view; we can say to ourselves: in the course of evolution humanity arrived at the necessity of having Christ in its midst. Gradually more and more human beings lost the consciousness of their belonging to the pre-earthly existence. This was no longer in their view; finally human beings knew only that they existed after their birth on the earth. Then the Christ came to them, in order to make manifest to them through His descent that there is a pre-earthly existence; in order to bestow upon them an understanding of what no longer lived within their own consciousness. Since human beings no longer possessed this relation in their own consciousness they were to achieve a new connection through their relation to Christ, who had passed through the Event of Golgotha. The Christ had, in a sense, bestowed Himself upon humanity in that period during which the epoch was gradually to arise for humanity to ascend to freedom. As thinking now became more and more abstract there was no longer any possibility to view in thinking the Mystery of Golgotha. But the content of the New Testament history was so enrapturing, so appealing to the human heart, that even by reason of the purely external traditions that which could no longer be grasped by thought still continued to exist for a certain time. If we survey the first period during which Christianity was spreading out, we see that traditions existed which, in the final analysis, were derived from the Gospels, that the child-like heart took possession more and more of the picture of the Palestine events; but we see at the same time how a cognitional experience of the Mystery of Golgotha was being lost. In the same degree in which dead thinking came about, there was overshadowed also the child-like memory of the Palestine time; human beings lost their connection with Christ Jesus and people were happy when the connection with the human being Jesus could still be maintained. And now we are within our own present time; here, in reality—although it is not yet observed—the consciousness of the connection with Christ Jesus has already disappeared. In tradition human beings still hold fast to the doctrines and have no living inner connection with Christ Jesus. One need only observe how external the festivals of the year have become. How external the Easter festival has become for human beings of the present time, whereas this Easter festival was such for human beings of an earlier time that men experienced in deepest inwardness what can be called memory of the Mystery of Golgotha. Christ had given Himself to human beings in a time when humanity had to develop its consciousness of freedom. This had in a certain sense been developed. But this would become merely external if the relation with the Christ could not be found again. This cannot be found unless we begin to seek for a spiritual knowledge. Spiritual knowledge, as this is sought by anthroposophy, will find again the relation with the Christ. This relation can be found only spiritually. What occurred on Golgotha is not merely an event that has laid hold upon the physical, earthly history of humanity, but also a spiritual event. No one can understand the Event of Golgotha who does not understand it in the spirit. Anthroposophical spiritual science, therefore, is at the same time preparation for a new understanding of the Christ and of the Mystery of Golgotha. Indeed, when we consider this fact, we are reminded of the deeply significant Gospel statement: “Lo, I am with you always, even to the end of the world”. And there certainly shines out from this expression that He was not there only when the Event of Golgotha occurred; that he remains with human beings as a spiritual being, who can be found in the spirit. We need not consider as spiritual, therefore, only what radiates out of the Gospels, but we know that Christ is with us, that when at present, provided with spiritual knowledge, we listen to what is manifest concerning Him out of the spiritual world, this is a manifestation of Christ. This is the manifestation of Christ just as much as what we gain when we look into the Gospels. “I have many things still to say unto you but you could not bear them now”,—this is a reference to the time when Christ is again to be seen. And now this time approaches; it is already here. Humanity would lose the Christ if it were not possible again in a new way, in spiritual knowledge, to gain the Christ. In this way must much more become understandable to us which in an earlier time was connected with the Mystery of Golgotha, but has been lost because the spiritual understanding of it has been lost. How people struggle with the present intellectualism with the statement said to have been spoken by Christ that the Kingdom of God had come down to the earth, that an entirely new life was to begin. It is so immensely clever to say at the present time that everything on the earth has remained, after all, such as it was before. This is obviously clever, but the other question must be put in the spirit of this statement of Christ: is one really speaking in a truly Christian, spiritual understanding in supposing that any kind of external spiritual kingdom was to be set up? An external spiritual kingdom would be, of course, physical. This contradiction, you see, is not observed. But it is extremely conspicuous that people have become extraordinarily clever at the present time and still this cleverness cannot be justified even in its own realm. I should like to call your attention to something very interesting, even though this really separates us from our actual theme. The Vienna geologist, Eduard Suess, a distinguished research scientist, says in his book The Countenance of the Earth that this countenance of the earth must have been entirely different, stones much more living than at present, that man is walking at the present time really upon a dead earth. The clods over which we walk belong to a dying world. Geology assumes that the earth was once far more living and has gradually passed over into the dead state. Suess says in regard to an entirely different area what Christ said concerning the spiritual life of the earth. If only this were true, that the earth will fall to pieces in a far distant future time when it will be reduced to dust in the cosmos, if what occurs to the human being did not occur to the earth—that the body becomes dust, but the spirit lives further—then all of us would be included in this turning into dust. With this earth we are beholding what leads over into the Jupiter existence; we look already toward a new earth. With regard to the physical, this view of the turning of the earth into dust is true; with regard to the spirit-soul something different is valid. For the ancient initiates of the time of the Mystery of Golgotha it was quite clear that with the ancient civilization, the ancient mysteries, things had come to an end. The manner in which the ancient human beings had lived with their gods had come to an end; the manner in which they had lived with manifestations of nature had come to an end. But the gods bestow upon human beings the possibility of approaching a future in the spirit. What was acquired in ancient times as knowledge out of the earth belongs to the path; a new time must arrive in which the human being must bring about a kingdom by means of his own will, in which man shall give life again to a dead thinking by means of his own forces. This was a prophecy at the time of the Mystery of Golgotha. This kingdom came about also in an external way, it is to be understood, to be accepted, only by human beings of the present time. At the present time we must feel that the Kingdom of Heaven of which Christ speaks must by seen by us upon the earth as the Christ works upon the earth. This must be the fulfilment upon the earth, and the fulfilment of this Kingdom of Heaven must be earnestly conceived precisely in our present time. We experience in all areas that the human being is beginning to confront the peril of being cut off from the spiritual world and from his own being if he does not find access to the spiritual world. |