209. Nordic and Central European Spiritual Impulses: The Feast of the Epiphany of Christ
25 Dec 1921, Dornach Rudolf Steiner |
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This is how the Gnostics saw it, not with the world view that we are again trying to gain today through anthroposophy, but with their world view, which was the last remnant of the ancient wisdom of mankind. One might say that so much of the instinctive wisdom of humanity remained that, in the first centuries after Christ's appearance, a number of people were still able to grasp what actually happened with the appearance of Christ on earth. |
209. Nordic and Central European Spiritual Impulses: The Feast of the Epiphany of Christ
25 Dec 1921, Dornach Rudolf Steiner |
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Those who look at the historical development of humanity only in terms of the sequence of cause and effect, as is customary today, will not be able to gain from history itself that which it can be in terms of forces, of impulses for the individual human being, if one tries to penetrate into the true essence of this historical becoming. Historical development can only reveal itself to someone who is able to perceive a wise working through the succession of facts. Today it is almost the case that one is of the opinion that anyone who sees a wise event in the context of the world and especially in the historical development of humanity is indulging in superstition and attributing to things something that only he himself has thought up. However, one must not impose one's own ideas onto things. One must not force one's way of thinking onto things, but one must try to let things speak for themselves. If one is open enough, one will perceive something like an active wisdom everywhere in historical development, especially at significant turning points in human evolution. Now, one of the things that has emerged from history is, above all, the establishment of the individual festive days of the year, especially the great festive days. It is striking when we realize that Christmas is a so-called fixed feast, falling every year near the winter solstice, on December 24 and 25. In contrast to this, Easter is a so-called movable feast, which appears to be arranged according to the constellation of the sun and moon, the observation of which is thus, to a certain extent, brought in from the extra-terrestrial cosmos. It is the case that if a person takes these festive days of the year seriously, they have a meaning for their life, they are significant in their life. That is what they should be. Meaningful, penetrating thoughts should arise on these festive days. Profound feelings and emotions should well up from the heart and soul. It is precisely through what we experience inwardly during such festive seasons that we should feel connected to the passage of time and to that which is effective in the course of time. Now, these festive seasons have been fixed for certain historical reasons, and one has to reflect on such a fact that Christmas is an immovable festival and Easter is a movable one, that Christmas falls at a time when the earth is, so to speak, most closed off from the influences of the extraterrestrial cosmos. When the sun has the least effect on the earth, when the earth, out of its own forces, which it has retained from the summer and autumn season, produces its own covering for the shortest days, when the earth, out of itself, makes what it can with its own forces with the least influence from the cosmos, we celebrate Christmas. | When the time begins again when the earth experiences the most significant influences from the extraterrestrial cosmos, when the warmth of the sun, the light of the sun, causes vegetation to grow out of the ground, when heaven, so to speak, works together with the earth to weave the earth's garment, then we celebrate Easter. And in that such conceptions have emerged from the thoughts of humanity, not in an abstract way conceived by the one or the other arbitrarily, but from thoughts that have, as it were, permeated humanity through long epochs, that have developed themselves, into the historical evolution something has flowed that, when recognized, at the same time evokes the possibility of deeply venerating it, the possibility of looking back to the times of our ancestors with reverence, devotion, and love. And by drawing attention to something like this, one can indeed say: Contemplation of the active wisdom in historical becoming allows those forces and impulses to emerge from this history that can then, in the right way, become rooted in the human soul and work in the human soul in the right way. Christmas, as we celebrate it today at the shortest time of the year, on December 24th and 25th, has only been celebrated in the Christian Church since the year 354. It is not usually thought about in a forceful way that even in Christian-Catholic Rome in the year 353, Christmas, the celebration of the birth of Christ, was not celebrated on that day. It is one of the most interesting aspects of historical reflection to see how this Christmas celebration has become established, out of a historical instinct and from deeper sources of wisdom, which may have worked largely unconsciously. Something similar, but fundamentally different, was celebrated before: January 6, which was the Feast of the Epiphany of Christ. And this Feast of the Epiphany of Christ meant the remembrance of the baptism of John in the Jordan. This Feast of the Baptism of John in the Jordan was celebrated in the first centuries of Christianity as the most important. And only from the time I have indicated does the Feast of the Epiphany of Christ, the Feast of the Baptism of John in the Jordan, so to speak, wander through the twelve holy nights back to December 25 and is replaced by the Feast of the Birthday of Christ Jesus. This is connected with deep, meaningful inner processes of the historical development of Christianity. What does the fact that in the first centuries of the Christian worldview the memory of the baptism of John in the Jordan was celebrated indicate? What does this baptism of John in the Jordan mean? This baptism of John in the Jordan signifies that from the heights of heaven, for extraterrestrial, cosmic reasons, the entity of the Christ descends and unites with the entity of the man Jesus of Nazareth. This baptism of St. John in the Jordan therefore signifies a fertilization of the earth from cosmic expanses. This baptism of St. John in the Jordan signifies an interpenetration of heaven and earth. And in celebrating the Feast of the Epiphany, we celebrated a supersensible birth, the birth of the Christ in the thirty-year-old man Jesus. In the first centuries of Christian development, attention was focused primarily on the appearance of Christ on earth, and of less importance, alongside this view of the appearance of an extraterrestrial Christ-being in the earthly realm, was the earthly birth of the man Jesus of Nazareth, who only received the Christ in his own body when he was thirty years old. This was the conception in the early centuries of Christianity. In these centuries, therefore, the descent of the supermundane Christ was celebrated. And an attempt was made to understand what had actually happened in the course of his incarnation. If we allow the historical development up to the Mystery of Golgotha to take effect on us, it presents itself in such a way that in primeval times humanity was endowed with an original wisdom of a supersensible kind, an original wisdom that one must have the deepest reverence for if one is able to contemplate it in its entire inwardness, in its entire essence. In the first, only externally childlike appearing wisdom of mankind, an infinite amount is revealed not only about the earthly, but above all about the extra-earthly, and how the extra-earthly affects the earth. Then one sees how, in the course of the development of mankind, this light of primeval wisdom shines less and less in human minds, how people increasingly lose touch with this primeval wisdom. And this primeval wisdom has faded and disappeared from the human mind precisely in the time when the Mystery of Golgotha was approaching. All phenomena of historical development in Greek and especially in Roman life show in the most diverse ways that precisely the best of humanity were aware that a new heavenly element must enter into earthly life so that the earth and humanity could continue to develop. For the unprejudiced observer, the entire evolution of mankind on earth falls into two parts: the time that waited for the Mystery of Golgotha, waited not only in the simple, childlike minds of men, but waited with the highest wisdom — and in the part that then follows on from the Mystery of Golgotha, in which we are immersed and for which we hope for an ever broader and broader fulfillment, again in the supersensible world, again in the influence of the extraterrestrial cosmic reality on earthly events within the evolution of the earth. Thus the Mystery of Golgotha stands at the very center of earthly evolution, giving it its true meaning. I have often tried to express this pictorially for my listeners by saying that one should look at something like the significant painting by Leonardo da Vinci, The Last Supper in Milan, which unfortunately no longer exists in its artistic perfection. How one sees the Redeemer within His Twelve, how one sees Him contrasted on one side with John and on the other with Judas, and how one then has the whole thing before one in its coloring. And here, precisely with regard to this most characteristic image, when contemplating the Mystery of Golgotha, one must say: If any being were to come down to Earth from a foreign heavenly body, it would in the outer reality, would be amazed, for we must assume that such a being from another planet would have a completely different environment around it, and it would be amazed at all the things that human beings have created on earth. But if he were to be led to this picture, in which this Mystery of Golgotha is shown in its most characteristic form, he would intuitively sense something of the meaning of earthly existence from this picture, simply through the way in which Christ Jesus is placed among his twelve disciples, who in turn represent the whole human race. One can sense the way in which the Mystery of Golgotha actually gives meaning to the evolution of the earth from the most diverse backgrounds. But one only fully senses that this is the case when one can rise to the vision that with the baptism of John in the Jordan a supersensible being, the Christ, has entered into a human being. This is how the Gnostics saw it, not with the world view that we are again trying to gain today through anthroposophy, but with their world view, which was the last remnant of the ancient wisdom of mankind. One might say that so much of the instinctive wisdom of humanity remained that, in the first centuries after Christ's appearance, a number of people were still able to grasp what actually happened with the appearance of Christ on earth. The wisdom that the Gnostics had can no longer be ours. We must, because humanity must be in a state of continuous progress, advance to a much more conscious, less instinctive view of the supersensible as well. But we look with reverence at the wisdom of the Gnostics, who had retained so much of the first instinctive primal wisdom of man that one could grasp the full significance of the Mystery of Golgotha. From this comprehension of the full significance of the Mystery of Golgotha and of the central phenomenon of John's baptism in the Jordan, the first great festival was established. But it was already so arranged in the developmental history of mankind that the ancient wisdom was dying out and becoming paralyzed. And it was precisely in the fourth century A.D. that one could do nothing with this ancient wisdom. Yesterday I presented another point of view, showing how this ancient wisdom gradually darkened. In a certain sense, the fourth century is the one in which man made the first beginning of being completely dependent on himself, having nothing around him for his contemplation other than what the senses can perceive and what the combining mind can make of the sensory perception. In order to gain its freedom, which could never have been gained through dependence on unearthly things, if ancient wisdom had not been paralyzed, humanity had to lose ancient wisdom, had to be thrown into materialistic observation. This materialistic outlook first appeared at dawn in the fourth century A.D. and grew stronger and stronger until it reached its culmination in the nineteenth century. Materialism also has its good side in the history of the development of mankind. The fact that man no longer had the supersensible light shining into his mind, the fact that he was dependent on what he saw with his senses in the world around him, gave rise to the independent power within him that tends towards freedom. It also appeared wise in the developmental history of humanity that materialism has emerged. But precisely at the time when materialism took hold of the earthly nature of man, it was no longer possible to understand how the influence of the extraterrestrial, the heavenly, in the symbol of John's baptism in the Jordan presented itself to humanity. As a result, people lost their understanding of the meaning of the Feast of Epiphany, January 6, and resorted to other explanations. All the feelings and emotions that were related to the Mystery of Golgotha were no longer associated with the supermundane Christ, but began to be associated with the earthly Jesus of Nazareth. And so the Feast of the Epiphany of Christ became the Feast of the Epiphany of the Child Jesus. Admittedly, the development has taken a course that has now reached a peripeteia, which must create new necessities in the striving of humanity for our present-day world view. We see how, as early as the 4th century, human beings' full and wise comprehension of the impossibility of comprehending the appearance of Christ was already confronted with it. But human feeling, human perception, human emotion and will develop in the course of history at a slower pace than thoughts. While thoughts had long since ceased to be directed towards the appearance of Christ, hearts still turned to this appearance of Christ. Deeply intimate feelings lived on in Christendom. And these profound feelings now formed the content of historical development for many centuries. And these profound feelings expressed it - but as if from instinctive impulses - what a significant event the appearance of Christ was for the development of the earth. The festival of the birthday of Jesus of Nazareth was connected to the Adam and Eve Day, the festival of the beginning of the earth of mankind. Adam and Eve Day falls on December 24, and Jesus' birthday celebration on December 25. In Adam and Eve, people saw the beings with whom the evolution of the earth began, the beings who descended from spiritual heights, who became sinful on earth, who became entangled on earth in material events, who lost their connection with the supersensible worlds. The first Adam was spoken of in the Pauline sense; and the second Adam was spoken of as the Christ: that man can only be fully man in the post-Christian era if he unites within himself the forces that fell away from God through Adam and the forces that through Christ bring him back to God. This was expressed by bringing together the Adam and Eve festival and the Jesus birthday festival. The sense of this connection, which gives earthly life its true meaning, has been preserved in a heartfelt way over the centuries. One example of this is the occurrence of the very heartfelt 'Paradeisspiele' (Paradise Plays) and 'Christi-Geburtspiele' (Plays about the Nativity), of which we have brought samples to be performed here, which date from the last Middle Ages, from the beginning of the modern era, when German tribes living in the western regions took them with them to the east. In present-day Hungary, such tribes settled. We find such tribes north of the Danube in the Pressburg area, we find them south of the Carpathians in the so-called Spiš area, we see them in Transylvania. We find mainly Alemannic-Saxon tribes in these areas. We then find Swabian tribes in the Banat. All these German tribes took with them the one thing from their original homeland that had been imbued with the most heartfelt sentiments, which united humanity during these centuries with the most important experience on earth. But human wisdom increasingly took a course that also intertwined the Christ event with the materialistic conception of the world. In the nineteenth century we see the rise of a materialistic theology. The criticism of the Gospels begins. The possibility of having an inkling — as must be the case with supersensible representations — that what appears as an imagination of the supersensible is different depending on whether it is viewed from one point of view or another, is lost. One has no conception of the fact that the sages of former centuries must also have recognized the so-called contradictions in the Gospels and that they did not criticize them in a critical way. One sinks philistinely into these contradictions in the Gospels. One resolves the contradictions, one removes everything supersensible from the Gospels. One loses the Christ out of the story of the Gospel. One tries to make something out of the story of the Gospels, something like an ordinary, profane story. Gradually, one can no longer distinguish what the theological historians say from what a secular historian like Ranke says about the Mystery of Golgotha. When one looks for the figure of Jesus in the famous historian Ranke, as he presents him as the simple but most outstanding human being who ever walked the earth, when one reads all the lovingly described in Ranke's profane history, one can hardly tell the difference between this and what the materialistic theologians of the 19th century had to say about Jesus. Theology is becoming materialistic. Precisely for enlightened theology, the Christ disappears from the view of humanity. The “simple man from Nazareth” is gradually becoming that which only those who undertake to describe the essence of Christianity want to point to. And Adolf Harnack's description of the essence of Christianity has become famous. In this book, “The Essence of Christianity” by Adolf Harnack, there are two passages that could be truly devastating for anyone who has a sense for the real essence of Christianity. The first is that this theologian, who wants to be a Christian, says that the Christ does not actually belong in the Gospels, that the Son does not belong in the Gospels; only the Father belongs in the Gospels. And so Christ Jesus, who walked the earth in Palestine at the beginning of our era, becomes simply the human proclaimer of the Father's teaching. The Father alone belongs in the Gospels, says Adolf Harnack, and yet he believes himself to be a Christian theologian! One must say: the essence of Christianity has completely disappeared from this “Essence of Christianity”, I mean that which Adolf Harnack describes, and actually such a view should no longer call itself Christian. The other thing that can have a devastating effect in this writing “The Essence of Christianity” occurred to me once when I was present at a lecture given in a society called the Giordano Bruno Society. In connection with the remarks of a speaker there, I had to say how the most important part of the essence of Christianity has disappeared from modern theology. I had to point to Harnack's remark in this book “The Essence of Christianity,” where he says: Whatever may have happened in the Garden of Gethsemane, the idea of resurrection, the Easter faith, emerged from this event; and it is this faith that we want to hold on to. — So the resurrection itself has become unimportant to modern Christian theologians. They do not want to concern themselves with this resurrection as a fact. Whatever may have happened in the Garden of Gethsemane, people have begun to believe that the resurrection occurred there, and it is not the resurrection that we want to hold on to, but this belief. I pointed out at the time that the essence of Christianity had been expressed by Paul, who said, based on his experiences outside Damascus: And if the Christ had not been resurrected, we would all be lost. Not the man Jesus is the essential thing in Christianity, but the supersensible entity, which through the baptism of John in the Jordan entered into the man Jesus, which arose from the tomb at Gethsemane, and which became visible to those who had the capacity for such visibility. Paul, as the latest of them, saw it, and Paul refers to the risen Christ. I therefore had to point out at the time how the remark of one of the most famous modern so-called Christian theologians fails to see the very essence of Christianity, its supersensible nature. The chairman of the society replied to me in a most peculiar way at the time. He said that such a thing could not be contained in Harnack's book, for Harnack was a Protestant theologian, and if Harnack asserted such a thing, it would be on a par with an assertion that could only come from the Catholic side, for example, about the Holy Robe of Trier. For the Catholic, it is not important whether it can be proven that this holy robe in Trier really comes from Jerusalem, but rather that faith is attached to this holy robe. The chairman of this society was so embarrassed that he did not even admit that this remark was in Harnack's book. I told him that since I did not have the book at hand, I would write him the page number on a postcard the next day. This is also characteristic of the modern thoroughness with which books are read that have an importance in the first place. You read a book and believe that it makes a significant impression on life, and you do not even notice one of the most important remarks, but you think it is impossible that it could be in it. It is in it! All this proves to us how the supersensible Christ has been thrown out of the evolution of humanity by a theology that is becoming ever more materialistic, how people have clung only to the outward physical appearance of the man Jesus. Now, the festive customs and dedications of the simple minds that resorted to Christmas plays were beautiful; they arose from sacred feelings. Even if people could no longer provide each other with more information about the full meaning of the Mystery of Golgotha, they also had it in their hearts where they outwardly adhered to the material appearance of the child Jesus. And in this form, the celebration of the birth of Christ is beautiful and heartfelt. The thought that destroys the Christ in the man Jesus is not beautiful and, from the highest point of view, it is not true, even from the Christian world view. It is as if the wisdom-filled guidance of humanity had first taken into account what had to happen in order for the materialistic view and thus the development of humanity to freedom to begin and continue. Just as materialism had to come in order to liberate humanity, so the Feast of the Epiphany, which can only be understood through supersensible vision and falls on January 6, had to be moved back to the Feast of the Nativity, December 25. The twelve holy nights lie in between. In a sense, humanity made its way back through the entire zodiac by going through a twelvefold number, at least in the symbol, when this festival was moved. Today, by summarizing everything that is connected with the Christ through the man Jesus, we can certainly unfold all the intimacy and depth of feeling for Christmas. And in my Christmas meditation yesterday, I wanted to express in words what is beneficial in this respect for the present time. But we must, after materialism has celebrated its highest triumphs in theology, after Christ Jesus has become, precisely for enlightened theology, only the simple man Jesus, again find our way back to the intuition of the supersensible, extraterrestrial Christ-being. If you come with this point of view, then you will make enemies of precisely the materialistic theology of today. Just as the sun materially sends down its light from extraterrestrial cosmic expanses, so the spiritual sun of Christ descended to men and united with Jesus of Nazareth. Just as one can see the revelation of the soul and spirit in the outer physiognomy of man, in his facial features and in his gestures, so one can see the outer physiognomy in that which takes place in the cosmos, in the gestures that are into the cosmos through the course of the stars, in that which, as the inner warmth of the soul of the universe, manifests itself externally through the radiation of the sun, in that one can see the outer physiognomy of what permeates the whole world spiritually and soulfully. And in the concentrated spiritual descent of Christ upon the earth, one can see the inward aspect as the outward physiognomy of the concentrated rays of the sun streaming down upon the earth. And one will understand in the right way when it is said: The solar nature of Christ descended upon the earth. We must come back to this supersensible understanding of Christ. We must learn to direct our thoughts back to the other birth, which took place as an extra-terrestrial birth through the baptism of St. John in the Jordan, despite the heartfelt devotion we wish to preserve for the birthday of Jesus, for which Christmas alone has become. We also want to learn to understand what takes place in the Jordan baptism of John in a meaningful historical symbol before our soul, as well as what happened in the stable of Bethlehem or in Nazareth. We want to learn to understand the words as they are communicated in the Gospel of Luke in the right way: This is my son, today he was born to me. — We want to learn to understand the Christmas mystery in such a way that it becomes for us again the source of understanding for the appearance of Christ on earth. We want to learn to understand the birth of the spirit in addition to the memory of our physical birth. Such an understanding can only gradually arise from a general spiritual comprehension of the mysteries of the universe. We must gradually struggle towards a spiritual conception of the mystery of Golgotha. To do this, however, we need insight into the origin of such impulses within the earthly development of humanity, as there was in the 4th century AD, when the Feast of the Epiphany of Christ was moved from January 6 to the day of Jesus' birthday on December 25 out of the innermost need of developing humanity. One must learn to see how the wise guidance of human history works there. One must learn to devote oneself to this historical development with one's whole being. Then one will recognize the wise guidance in human history without superstition, and without bringing one's own fantasies into it. One must learn not only to immerse oneself in history with abstract ideas and to look at cause and effect, but one must learn to devote oneself to this historical development with one's whole being. Only then will we understand what makes our time a truly transitional time, a time in which a spiritual world view must again be wrested from the materialistic view, and a natural elevation to the supersensible must again be wrested. And an expression for this elevation to the supersensible will be a new understanding of the appearance of Christ on earth, the mystery of Golgotha. Thus for the modern man who is really able to delve into the spirit of the time, Christmas has a twofold significance: it is that which has been approaching through recent history since the 4th century AD, that which has produced such wonderful has produced such wonderful beauties precisely in the simple, unadorned folk tradition, and that which still arouses our heartfelt delight today when we see it again in the renewal of folk plays such as we are attempting through our anthroposophical science. It is all that human warmth and affection has poured into life through the centuries during which the idea of Christianity has taken on more and more materialistic forms, until in the 19th century it has come so far that it must turn around through its own absurdity and return to the spiritual. This gives us, as people of today, the second thing about Christmas: in addition to the feeling that we have for the traditional Christmas that has been handed down since the 4th century AD, for this heartfelt feeling that we want to feel with, a new Christmas should be born from our contemporary understanding, a second Christmas to the old Christmas. The Christ shall be reborn anew through humanity. Christmas is traditionally a celebration of the birth of Jesus; in spirit it shall become a celebration of the birth of a new conception of Christ, not new in relation to the first centuries, but new in relation to the centuries since the 4th century AD. And so Christmas itself should not be just a celebration of the memory of the birth, but, as it is experienced from year to year in the near future, it should become a direct, contemporary birthday celebration, the celebration of a present-day event. This birth of the new Christ-idea must come to pass. And Christmas must become so intense that every year at this very time man will be able to reflect anew and with special intensity on the fact that a new Christ-idea must be born. Christmas must become a festival not of remembrance but of the present, a consecration of that which the human being experiences as a birth in his immediate present. Then it will truly enter into our more recent historical becoming, then it will strengthen itself more and more in this historical becoming of humanity, also into the future, which will have such need of it. Then it will become a consecration of the world. |
338. How Can We Work for the Impulse of the Threefold Social Order?: Ninth Lecture
16 Feb 1921, Stuttgart Rudolf Steiner |
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It can never be rooted in reality. Anyone familiar with anthroposophy will readily understand this. For what constitutes spiritual life ultimately flows from within the human being. |
338. How Can We Work for the Impulse of the Threefold Social Order?: Ninth Lecture
16 Feb 1921, Stuttgart Rudolf Steiner |
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On the one hand, it is necessary to show people the necessity of the separation and free organization of spiritual life by looking at the threads of spiritual life in the present. On the other hand, it is necessary to show everything that ultimately shows how economic life must be based on the associative principle. Above all, a sure judgment must be called for in order to prevent the individual from doing anything in economic life that cannot be fruitfully integrated into that economic life. In the spiritual life, it is the case that the judgment must always ultimately come from the individual person; therefore, through a free spiritual life, the individual person must be able to fully come into his or her own; the state must be brought about in which each person can individually come into his or her own according to his or her abilities. In economic life, this would be of no use at all. On the contrary, it would be harmful because the economic judgment of an individual person has no value at all. It can never be rooted in reality. Anyone familiar with anthroposophy will readily understand this. For what constitutes spiritual life ultimately flows from within the human being. A person must shape what he brings with him through birth out of himself. Admittedly, he shapes it through interaction with his environment. He also acquires experience, be it external, be it internal, be it physical, be it spiritual experience. But the process that unfolds must come from his very individual abilities. Now, if we want to intervene in economic life, we have nothing in our humanity that could be as decisive for social life as the individual abilities of the individual. These individual abilities enrich the general life of humanity when they are applied by the human being. If he simply applies them, community life is enriched. In economic life as such, that is, insofar as one is dealing with the exchange and valuation of goods, nothing is present from the human being other than his needs. Man, as it were, knows nothing about economic life and its necessities as an individual through anything other than his needs; he knows that he has to eat and drink to a certain extent, he has individual needs. But these individual needs are only important to himself, only to himself, What a person produces intellectually has significance for everyone else; what he produces intellectually is, in fact, a priori socially significant. The needs that a person has, and for the sake of which he must desire that there be an economic life, have significance only for himself. Economically, he can only know how to provide for himself. But this in no way provides a social yardstick, nowhere the basis for a social judgment. For it simply excludes what is to be effective in the social life if one has only one yardstick for what one needs oneself. Therefore, a social judgment can never be built on that knowledge, which is taken from one's own needs. The individual has no basis for social judgment. If he acts from what he is as an individual, that is, simply takes his needs into account, then applies his intellect and abilities, not to produce something for the general public, as in intellectual life, but to satisfy his needs, then he acts under all circumstances as an anti-social being. That is why all cleverness is of no help when it comes to economic judgments. I must again and again cite the example of the defense of the gold standard in the course of the 19th century. If you read the parliamentary reports and other things that, for example, also originated from practitioners in defense of the gold standard in individual countries, you can actually find a great deal of individual acumen everywhere. What was said was actually completely clever, one might say. One gains respect for human capacity when one still reads the speeches that were held about the gold standard today. But just what the cleverest people said always culminated in the fact that the gold standard would contribute significantly to promoting free trade in the world. And the reasons that were put forward to support this judgment, that free trade would result from the gold standard, are actually indisputable. But the opposite has happened everywhere! Everywhere in the wake of the gold standard, the need for protective tariffs and the like has arisen. Everywhere, free trade has been restricted. And this example shows to an eminent degree that individual human cleverness is of no help when it comes to economic questions, even if it is as prominent as it was in the 19th century. It is a mistake for individuals to want to act economically on the basis of individual judgments. The necessity of associations follows with apodictic certainty. Only when people who are active in the most diverse branches and elements associate with each other, and what one person knows in one field is supplemented and expanded by what another knows, only then does a common judgment arise that can then be transformed into economic action and lead to social recovery. There is no way to escape the necessity of association, if one simply points out this basic fact. Furthermore, what happens to economic life as such under the influence of threefolding? What do we actually have in economic life? We have three factors. The first is that which arises from expertise in the production of this or that. Whether you want to mine coal, grow grain, raise livestock or supply some industry, you have to be an expert in the field. The second thing is that, in our present economic life, the movement of goods, of the necessities of life, must be properly directed. Trade must be conducted in the right way. Goods must be transported to the places where they are needed. For only there do they have their real value. Otherwise they are not commodities, but only objects. One must distinguish between them. Something, even food, can, when it is in any place, be merely an object and not a commodity. For if there is an enormous amount of food of a certain quality in any place, without people needing it, there are only as many goods as people can use up. The others are merely objects, and they only become commodities when they come to the places where they can be used. Without trade, no object is a commodity. This is the second point. But this second point is intimately connected with human labor. For the transformation of natural and other objects from objects into commodities occurs precisely through human labor. If you think about it, you will find that this transformation of objects into commodities is actually quite equivalent to the expenditure of human labor. The labor begins with what we take from nature. It is always possible to trace it back to the object's character, and if you can trace it back to that, then you cannot speak of any economic character of the object. It only becomes economic when it comes into circulation. Only then does it become something that has significance for the economy as a whole. But this is connected with the overall structure and development of human labor, with the type and time and so on of human labor. The third thing in the economy is that you know what is needed. Because only by knowing what is needed over a certain territory can you produce in a reasonable way. An item that is produced too much will inevitably become cheap; and an item that is produced too little will inevitably become expensive. The price depends on how many people are involved in the production of an item. That is the fundamental and vital question of economics, that it starts from the satisfaction of needs, and from the free satisfaction of needs. What is at issue here cannot be determined by statistics because it is part of a living process. It can only be determined by people associated with a particular territory simply becoming humanly acquainted with those who have this or that need, know the sum of the needs humanly and can negotiate from a purely human, living point of view, not from a statistical point of view, how many people are needed to produce an item. So that in the life of the association, one has first of all those people who set out to educate themselves about the existing needs in a given area, which of course arises from economic foundations, and develop the will to initiate negotiations about how many people in any economic sector must produce so that the needs can be satisfied. All this must be linked to having a sense of the freedom of needs. In no way should any opinion prevail among those who have the task just described, whether any need is justified or not, but it must be merely a matter of objectively establishing a need. Combating senseless needs, luxurious, harmful needs, is not the responsibility of the economic life of the association, but only of the influence of the spiritual life. Meaningless and harmful needs must be eliminated by educating people in spiritual life to refine their desires and perceptions. A free spiritual life will certainly be able to do this. To put it bluntly: cinemas must not be banned by the police, but people must be educated in such a way that they do not acquire a taste for them. That is the only healthy way to combat harmful influences in social life. The moment needs as such are assessed by the economy or the state, we no longer have a threefold social order, but a chaotic mixture of spiritual, economic and other interests. The threefold social order must be taken seriously down to its innermost fibers. Spiritual life must be truly placed on its own footing. It is not free when some kind of censorship authority exists, when this or that can be forbidden in the sphere of human needs. No matter how fanatical you are, you can rail against cinemas; that does not affect the free spiritual life. The moment you call for the police, the moment you shout: That should be forbidden, you impair the free spiritual life. This must be remembered, and one must not shrink from a certain radicalism. So initially, the associations will have to deal with people who inform themselves about the needs within a certain territory and then initiate negotiations, not make laws, about the necessary production. So you see, you can characterize the matter somewhat differently, then perhaps it will even, I would say, seem somewhat more mundane. But finally, by way of illustration, it can also be said that initially the associations will need objectified agencies and agents who are not only interested in ensuring that the person for whom they work sells as much as possible, but who also ask themselves: What needs are there? – and who are then experts in how to produce in order to satisfy these needs. Thus we have, I might say, the first link of the associations. The second link is taken from the series of those who have to supply the market, who, therefore, when a product is manufactured somewhere, have to arrange for its transportation, or initiate negotiations for it to be transported to the place where it is needed. So we find, so to speak, experts in consumption, experts in trade and, thirdly, experts in production. However, these are taken from the free spiritual life, because this includes everything that flows from the spiritual into productive life through abilities. You see, representatives of all three limbs of the social organism will be present in the economic associations; only the associations themselves will belong only to the economic link and will only deal with economic matters: with the consumption, circulation and production of goods and the pricing that results from this. Therefore, in the threefold social organism, there are corporations that have sole competence within the respective link. In the economic associations, nothing but economic issues are discussed; but in the associations, of course, the people who have their abilities and competencies for the negotiations come from the free spiritual life and the legal-state. It is therefore not a matter of placing the three elements of the social organism schematically next to each other, but of having administrations and corporations with expertise in the individual matters. That is what it is about. The details will be clear to you from the “key points”. First of all, it is a matter of always appealing to the intellectual life with regard to capital, by saying: the person who has brought together the means of production through his abilities remains in the business as long as these abilities are present. Determining this is a matter for the intellectual life. Then it still attributes so much judgment to him that he can determine his successor. That also belongs to the free spiritual life. And if he cannot or will not do it himself, the free corporation of the free spiritual life decides. You see, everything that is a function of abstract capitalism passes over into the work of the free spiritual life within economic life. It is exactly the same as in the human organism. The blood is connected with the circulatory system, but it passes into the head and pulses through it. It is exactly the same with the real social organism. Therefore it is, in a sense, fatal that, especially abroad, particularly in Nordic countries, there has been such a strong tendency to speak of a “tripartite division” of the social organism instead of “tripartition”. This “tripartite” social organism naturally gives rise to terrible misunderstandings. It is a division that is not a division. The individual members must interact with each other. We must create a clear understanding of this. And we can hope that the reasonable bourgeois, like the proletarians, will gradually come to understand the matter. We already had the beginnings of this in Stuttgart in 1919; elsewhere, a start may have been made here or there. But the opposition from all sides has become so active that we, with our few people, have not been able to hold out for the time being. Therefore, we have now called upon your strong forces so that a kind of strengthening of our advocacy for the threefold social organism can occur. It is now absolutely necessary, I would even say urgent, that a strong push be made for everything that emerges from anthroposophical spiritual science and what threefolding of the social organism is. Because in a certain respect, it is still a matter of our temporary existence or non-existence. We should not deceive ourselves about this. But we must work towards great clarity in everything. That is why I have tried again to give as clear an idea as possible of associative life. If anyone wants to know more about associations, we can do that this evening by answering all kinds of questions. It must be a constant feature of our lectures that we strive for clarity and that we try to evoke an understanding of how lack of clarity in our public and social affairs has brought about our present situation. I will give you an example of this. When you are asked about this or that today, people come to you with schematic questions. They ask you: what about capital, what about small businesses, what about land and so on? Well, with regard to healthy social conditions, the land question is settled in my “Key Points”, although it seems to have only been touched on in a subordinate clause. But everything that is otherwise discussed today stems from the fact that land is involved in our social life in an incredibly convoluted way. When the newer economic life arose and imposed the character of a commodity on everything, for example, labor, so that everything can be bought, then land also became a commodity. You could buy and sell it. But what is actually involved in this buying and selling of land? If we want to understand this, we have to go back to very primitive conditions, in which the feudal lord had acquired a certain piece of land either by conquest or in some other way, and gave it to those who were to work it, who then, in kind or in other forms of payment, gave him a certain quota in return, which initially meant the origin of land rent. But why did the people give this rent to him, to the feudal lord or to the church, to the monastery? Why did they give it to him? What made it plausible for them to make such payments? Nothing else made it more plausible for them than if they, as small owners, worked on their land and soil to till and harvest it, since anyone could come along and chase them away. Being able to work the land requires protection of the land and soil. Now, in most cases, the feudal lords themselves had an army, which they maintained from the tributes, and that was for the protection of the land. And the land rent was paid not for the right to work the land, but for the protection of the land. The right to work the land had arisen entirely out of necessity, since the landowner himself could not work all the land. This had nothing to do with any other circumstances. But the land had to be protected. And that is what the dues were paid for. In the same way, the dues were paid to the monasteries. The monasteries themselves maintained armies with which they protected the land, or they were bound by some kind of treaty here or there in such a way that the land was secured by some other power relationship. If you trace the origin of the land rent, you have to see it as a tax for the protection of the land and soil. If we consider this original meaning of the land rent, we see that it refers to times when very primitive conditions prevailed, when, in economic terms, sovereign feudal lords or monasteries ruled who obeyed no one. These conditions ceased, first in the West and only later in Central Europe, in that certain rights that the individual had - in certain areas of Germany they ceased to be individual rights at the very latest - were gradually transferred to individual princes, which was by no means an economic but a political process. The rights were transferred. With the transfer of the rights, the protection of the land was also transferred. It then became necessary for the prince to maintain the armies. For this he naturally had to demand a levy. Gradually, the systematization of the tax system came about, which weighs so heavily on us today. This was added to the other, but curiously the other remained! It lost its meaning, because the one who was now the landowner no longer needed to spend anything on the protection of land and property; the territorial prince or the state was now there for that. But the land rent remained. And with the new economic life, it gradually passed into the ordinary circulation of goods. The fact that the connection between land rent and land lost its meaning meant that land rent could be turned into a profit-making object. It is pure nonsense that has become reality. There is something in the process of circulation of values that has basically completely lost its meaning, but which is still treated today as a commodity. Such things can be found everywhere in our economic life. They have arisen from some justified things. Something else has taken the place of these justified things. But the old has remained. And some new process has taken it up and introduced the senseless into social life. If you now simply take economic life as it is – if you are a professor of economics and thus have the task of thinking as little as possible in the sense I have characterized it before – then you define the land rent as it is written in the books today. And as something so senseless, it also figures in life today. So you can see how much work there is to be done to make people understand that we not only have nonsense in our system of thought, but also everywhere in economic life. And when the individual sighs under economic life, it is actually from such undergrounds. What is needed today is to arrive at a more thorough, unprejudiced, comprehensive thinking than that which can be developed by sitting in today's educational institutions. For ultimately, what kind of thinking is being developed there today? The thinking that is perhaps characterized by mathematics is being developed. But it is being developed in such a way that it stands apart from all reality. Then they develop the kind of thinking that can be learned through experimentation, that can be learned through systematics. They develop the kind of thinking that has finally become a mere formality in the hands of people like Poincare, Mach and so on, something that they merely call “summarizing external reality.” In short, they do not develop any kind of thinking at all! And because they do not develop any thinking, they cannot do anything in economics at all. Indeed, a method of economics has gradually emerged – Lujo Brentano handled it particularly cleverly – that develops out of understandable needs the theory that one should not think at all about what economic life should be, but only observe it correctly. Well, one should imagine how one is somehow to arrive at a science of economic life by mere observation! It would be like advising the pedagogue to just observe the children. It would never be possible to develop an activity from it. That is why our economic theorists are so terribly sterile, because they have the method of passively confronting external reality. And the other side of the coin becomes apparent when people really do start to intervene in economic life. On the one hand, they developed a science that only observes. But when war came to Central Europe, they were suddenly supposed to intervene in economic life, even to the point of influencing price formation. What was the result? The economist Terhalle summarized the results: First, he said, and he cites countless scientific proofs in his book on “Free or Fixed Pricing?” First: things have been done in such a way that you can see that the people who did it didn't know what was important at all. Secondly, they are based on theoretical schematisms that have so little to do with reality that, by applying them, they ruin reality. Thirdly, in influencing the formation of prices, it has come about that individual trades have not been helped but harmed; and fourthly, honest craftsmanship and trade have been harmed in favor of profiteering! Just imagine what it means for an official economist to have to judge the political and governmental economic activity of recent years on the basis of economic research: that it has favored profiteering at the expense of honest trade and craftsmanship! One has only to sense what this actually means. These things must be said to people, as clearly as possible, so that one can see how powerless our civilization has become in the face of reality. If we do not clarify such things as I have just told you with regard to land rent, we will not be able to show people the necessity of the associations; because just imagine the associations installed in the most makeshift way: immediately, experience reveals how damagingly all the unnatural things in economic life affect the formation of prices. This cannot come to light, of course, if economic life is organized in such a way that the agents go out into the countryside and do business for the individual enterprises. There they cannot be confronted with the connection between production and consumption. They do not have the interest to focus on how much should be produced. For them, only the one self-evident “truth” applies, that their master can produce as much as possible. This interest in the master's production being as strong as possible must be replaced by the positive knowledge: how many producers must there be, because we have seen that there is such and such a demand for an article, so that it must be ensured that not too many and not too few work on the territory in question for this purpose? The objective interest must take the place of the interest in the individual entrepreneur. That is what matters in the association. Now we have to show people how economic life, because it has so many absurd elements in it – because in addition to the land rent, there are many others – is already pushing for integration. The cartel system, with the quota allocation of profit, demand, sales and so on, the merging, the amalgamation – what does it arise from? In Europe it takes more the form of a cartel, in America more that of a trust. It arises from the fact that the individual can no longer produce due to the many absurd elements that are in economic life. Just think how different it is today, when everything is pushing towards large-scale enterprise, than it was when the sole trader or small business owner was part of economic life. What can a person ask today if they want to start their own business? They can only ask how the market for a particular product is doing, whether there is demand for a particular product. A product that is in demand seems promising, a product that is not in demand does not seem promising. In the past, when the number of entrepreneurs was small, it did not matter much; only when there were too many did the individual ones perish. But suppose that everything tends towards large-scale enterprise, when it is noticed that a particular article is needed and that something can be earned from it. By setting up the large-scale enterprise, you abolish the very thing from which you concluded that it was necessary to set up the large-scale enterprise! Because everything tends towards large-scale enterprise, what used to be decisive for the individual small entrepreneur is no longer decisive. This is why the necessity for mergers arises. And so we have cartels, trusts and so on, because the leading circles were quite careless with regard to consumption. Because they did not care about it, these mergers arise only out of the interests of the producers. Consumption is not taken into account. The essential thing is that it is shown: You can no longer get by in economic life without association. Therefore, the one-sided associations of cartels and trusts, which, however, arise from mere production interests, must be supplemented by being based on an understanding of consumption, on an insight into the needs of a particular territory. Thus the trusts and cartels, by being caricatures of what should arise, show how necessary it is to move in a certain direction, in the direction of association. One has only to look at what kind of associations should now be created. Characterization must be based on real life in all cases. Then perhaps we shall be able to make people understand how necessary associations are for economic life. And so it will actually be a matter of giving the lectures you now want to give in terms that are as clear as possible. The prerequisite must be that what is given in the “key points” is basically a kind of axiom of modern social life. It is never necessary to prove the Pythagorean theorem in all its individual objects. But it must prove itself in all its individual objects. Just as little is it necessary to prove the insight into social conditions, as it is gained, in detail; it is proved as such by its content, like the Pythagorean theorem. And one has only to show how things must be integrated into life. This must be taken into account. And I would like to say this: Let us really consider our activity in such a way that it connects with what has already been done. That is why I said yesterday: It is necessary to look at our movement as a whole and not to be embarrassed to present what has been done to the people and to tell them that it is there. We have an experience again and again, in fact in a truly alarming way: When I go somewhere to give a lecture, there is a table of books at the entrance of the hall. It is only looked at if I do not mention any of the books. If I do mention one, it is bought. Usually there are not enough of them available. The others are passed over. Well, I always regret that there are so many books. You can't mention them all in a single lecture. Therefore, we must also face the present with a sense of reality. I recommend that you do not disdain any opportunity to recommend the Dreigliederungszeitung where you can, because we must reach the stage where the Dreigliederungszeitung becomes a daily newspaper. But we will not reach that stage unless we make it more popular than it is. So, we must face reality to that extent. But don't forget to recommend something else as well! Otherwise the other things will be returned unpurchased in huge numbers. It may look strange to say such things in serious lectures, but if we don't say them, they are very often not done either. And we have come together to agree on the things that should be done. Because we want to do something in the near future. |
289. The Ideas Behind the Building of the Goetheanum: The Artistic Impulses Underlying the Building Idea
09 Oct 1920, Dornach Rudolf Steiner |
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This is something that had to be fought for against certain tendencies that very easily run in the opposite direction, especially in such a movement as anthroposophy. It is very easy for all kinds of mystifying elements to enter into such a movement. These elements push towards the abstract through a false mystification, and which actually – because the artistic element must express itself in the shaping and forming of the external – bypass this artistic element and strive towards the symbolic, towards the allegorical. |
289. The Ideas Behind the Building of the Goetheanum: The Artistic Impulses Underlying the Building Idea
09 Oct 1920, Dornach Rudolf Steiner |
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In today's lecture, my task will be to contribute something to the understanding of what lies in the artistic impulses that carry the building idea of Dornach, in order to then develop this building idea in more detail in the next of these lectures. It will be necessary for me to say something about these artistic impulses, so to speak, because strong misunderstandings have spread about them. The point is, and this is clear from what I said here eight days ago about the development of the Dornach building from our entire anthroposophical movement, that the Dornach building should in no way create something that could be called the carrying of abstract spirituality into what is actually artistic. The Dornach building should be created entirely by artistic forces. And this building should mark the beginning of a development towards this goal, so that what works in spiritual science as a spiritual being can also flow out, stream out into artistic forms, into artistic designs and so on. This is something that had to be fought for against certain tendencies that very easily run in the opposite direction, especially in such a movement as anthroposophy. It is very easy for all kinds of mystifying elements to enter into such a movement. These elements push towards the abstract through a false mystification, and which actually – because the artistic element must express itself in the shaping and forming of the external – bypass this artistic element and strive towards the symbolic, towards the allegorical. They want to keep the spirit in its abstract form, so to speak, and see in the outwardly shaped and formed only a symbolic illustration of the spiritual. This leads to a killing, a paralysis of everything truly artistic. In this direction, due to the penetration of false mysticism from the theosophical into the anthroposophical movement, one has had to experience all sorts of things. For example, a play like “Hamlet”, which is an artistic creation, was interpreted allegorically and mystically, so that one figure was understood as the spiritual self, the other as the astral body, and so on. There is endless allegorizing among those who would like to profess such a spiritual movement, and I once had to experience the following, for example: When I tried to discuss the well-known painting 'Melancholy' by Dürer in such a way that I traced everything that lives in this painting back to the chiaroscuro and showed how Dürer wanted to penetrate the secrets of the chiaroscuro, of the chiaroscuro, to contrast the light with the dark, the darkness with the light, in the most varied of ways, a voice was heard from the audience saying, “Yes, but can't we understand this picture on an even deeper level?” The deep interpretation was obviously sought in the fact that one wanted to extract from the artistically captured chiaroscuro an abstract-allegorical interpretation of what is depicted in the picture, which Dürer has already forbidden by placing the polyhedron in the picture to suggest how important it was to him to express the chiaroscuro variety that becomes visible when you compare differently directed surfaces, differently positioned surfaces of a polyhedron or the different surface layers of a sphere with any spreading light. That it is infinitely deeper to look into this working and weaving of light and darkness and to spread one's own spirit over this weaving of light and darkness, that for the one who feels artistically, it can be infinitely deeper than the abstract-intellectual allegorical interpretation of such images, such an interrupter had no understanding. And so what is present in this building had to be seen as an initial, weak attempt, in many respects fought for in the face of those aspirations that strive towards allegory and symbolism. These can be seen sufficiently when one enters some particularly solemnly decorated rooms where Anthroposophical spiritual science is practised and sees that attempts are being made to begin with colours and all kinds of paintings and drawings, but that these attempts ultimately leads to nothing other than offending every artistic feeling by painting a hideous rose cross, when what matters is only the allegory of showing some symbolism in seven roses painted in a certain way on a cross. I must mention this so that, if anthroposophically oriented spiritual science is also to show its artistic fertility to the world, it is known that what is attempted artistically must not be confused with all the abominations that easily arise from symbolizing and allegorizing, especially on such mystical ground as I have indicated. It is absolutely essential that the true spiritual scientist should realize through direct insight what the essence of the ideal consists in, so that he can find the transition from the ideal to what must be expressed in prose words, even though these prose words are only an inadequate means of revelation for the rich revelation of the spiritual world itself, and that this necessary prose presentation, which must also take on certain forms if it is to do justice to the spiritual world, is sharply contrasted with the actual artistic presentation, including that of the supersensible vision, which has nothing of symbolizing or allegorizing in it. That is why I had to point out in the lecture I gave to you on declamation and recitation that it is nonsense to fantasize and allegorize all sorts of things into my mystery dramas that are actually anthroposophical theory. The point of the dramas is to be understood artistically; and I myself, if I may make this personal comment, suffer the most unspeakable pain when someone presents me with abstract concepts that are supposed to “explain” these mystery dramas. These mystery dramas have been seen and experienced down to the last word, down to the tone of voice, as they stand, and the one who introduces allegorization does not understand them. He cannot really bring out the measure of super-sensibility that lies in them, for he only imprints the intellectual concepts into what should actually be experienced in the artistic sense. And so it is with everything else that is to arise artistically from those impulses from which spiritual science itself arises. I would like to say it clearly, although it may sound a little pedantic: no art can of course arise from spiritual science itself, as it is communicated in words; only allegory and symbolization can arise from it. But from those spiritual impulses that stand behind spiritual science, that drive spiritual science itself out of themselves like a branch, from those, as another branch from the same origin, artistic creation also arises. Therefore, those who understand spiritual science in the abstract and then want to translate it into art will never be able to create anything other than straw-like allegories or lifeless symbols. It has been said many times that symbols and allegories can be found in this building. If you look at the building properly, you won't be able to find a single symbol or allegory in it. Everything is meant to be – although some things have been left in initial attempts – in such a way that it has flowed into the form, the design, the color. And because misunderstandings can easily arise in this regard, I would like to discuss a few artistic matters with you today, so that, as I said, I can get to the actual building idea next time and characterize it in very specific terms. I would like to assume that, when we once had to perform that scene from the second part of Goethe's “Faust” in the carpentry workshop, in which the Kabirs appear, I tried to create the three Kabirs plastically from the supersensible vision that arises when one tries to penetrate the mysteries of Samothrace. So I tried to visualize these Kabirs in order to be able to bring them on stage. Now these three Kabirs were there in three dimensions. Then a personage who was very close to our movement wanted to give some other people an idea of these Kabirs, who could not see them here, or who wanted to have a souvenir of the way in which the Kabirs were vividly reconstructed here, and the question arose as to whether these Kabir sculptures should be photographed. For someone who has a feeling for sculpture, however, every photograph of a sculpture is a killing of the actual sculptural work of art. And so I decided to simply reproduce these Kabir statues in a drawing, in chiaroscuro, that is, using a different technique. So from the outset they were conceived two-dimensionally on the surface, and so it was possible to photograph them and disseminate them through photography. So you see: if you really stand on the soil of those life forces that pulsate in spiritual science, then above all you acquire a truly artistic feeling for the artistic means you use, and you acquire emotionally, not intellectually, what lives in existence. Let me mention the following example, which leads us more into the intimacies of the artistic empathy of the world process, which we then try to shape. Let us assume that one wanted to create a kind of sculptural representation of humanity, as I attempted in my sculptural group, which includes a figure similar to Christ (Figs. 94-98). If you want to create a sculpture of this representative of humanity, you would be led to feel quite differently about what is present in the formation of the head than about what is present in the rest of the human being's form, which lives outside the head. In sculpting, you feel what appears as a huge difference in the human being. In sculpting, where one is dealing with the shaping of surfaces, one feels that a formative impulse must be at work in the head, which, as it were, pushes inwards, draws away from the outside, but which shapes from within; and one feels that in the rest of the human being, one encounters that which is shaped in precisely the opposite sense. It is not so important to say that one thing happens from within and the other from without – that would lead to an abstract, intellectual description again – but rather it is important to have the opposite feelings when developing any form out of the depths of the world process develops some form that can only be shaped from the inside out, or when one takes out a form that can only be shaped from the outside in, in which one can see, as it were, how the external world forces concentrate and shape from the outside in. If one continues in this feeling and sensing, then one comes to understand how, through having different feelings for the head than for the rest of the organism, one experiences something as a sculptor that is neither gravity nor vertically acting buoyancy nor even spreading force. Pure spreading force is what we feel in the light. Gravity alone is what we feel in our own weight and experience in particular in the aging of the human being, if one can take a look at this aging in true introspection. Of these two forces, gravity and buoyancy, one senses a kind of interaction in such a way that, I would say, the buoyancy forces, those forces that tear the plastic away from the earthly, can be felt more in the head, and the forces that work upwards from the earth's gravity and, as it were, drive the body upwards, these are felt more in the shaping, in the plastic formation of the rest of the body. But, my dear attendees, when one has really felt this, and – especially when one has metamorphosed this feeling into artistic creation – when one really lives not in an abstract idea, but in this feeling and endeavors to bring into the material that which one feels there, then one feels a strong difference... [gap in the shorthand]. For example, in sculpture there is something to be sensed, such as the balance of two forces, of which the sculptor himself need know nothing. Even someone who knows about such forces as spreading force, gravity and buoyancy force, completely forgets it in sculpting; it is none of his business there, he lives purely in feeling the spreading of the forces of the surface, in feeling how the surface expands in space, or in shaping the surface itself. If you have not appropriated anything abstractly conceptual – that is, if you can completely shed the cloak of the ideal when you immerse yourself in artistic creation – then, in a sense, you become a different person emotionally when you immerse yourself in artistic creation; then you also acquire a feeling for the diversity of artistic means of expression. And when one moves from working with sculpture to working with painting, one comes to say to oneself: All that one has to say about sculpture in terms of the way in which forces acting vertically and in the direction of propagation interact, of heavy elements and light elements, all that one has to have put aside when dealing with color and its nuances in painting. Because there it is about creating not out of the line, not out of the form, but out of the color, so that one completely stops feeling differently towards the head than towards the rest of the organism, as the sculptor does. In painting, one feels that difference disappear that arose for the sculptor between the head and what is not the head in a human being. This completely balances out and becomes something completely different, an inner intensity that cannot be represented by a contrast of lines, but can only be represented by penetrating into the intensity of the color nuances, so that it is not possible to go into detail, for example, on what still stands out very strongly in sculpture. And if you want to overcome it, you can only do so if you push the sculpture to a certain degree of consciousness, as I did with my central group for this building. But if you move on to painting, it is a matter of thoroughly rejecting any thinking in lines and moving on to the feeling that creates purely from color. And however strange it may seem to someone who speaks of a spiritualization of art in a falsely abstract sense, it must still be said: for someone who thinks in terms of painting, the most important thing is that there is a certain color nuance at a certain point on a certain surface and that, when one moves from this color nuance to another point on the surface, other color nuances are there. It is about creating from color. In this creative process, however, the artist is supported by what I would call the experience of color, the experience of blue, the experience of yellow, the experience of red. What the artist has, in experiencing yellow and red as if they were attacking him, and experiencing blue as if he had to chase after it with his soul, as if he had to expand himself, is what transforms into creativity within him and what then gives him the opportunity to transform the sensation into what is to become a work of art. If, for example, one is faced with the task of painting any surface, then it is a matter of nuancing between so-called light, warm colors and dark, cold colors. If one has the color experience, one can create out of this color experience, just as the musician creates out of the sound experience. Then it is a matter of the form arising out of the color itself, so that one does not draw and then smear color into the spaces created by the drawing spaces that arise through drawing, smearing the color in, but rather it is a matter of starting from the color experience and allowing the line experience, the form, to arise from the color experience. That is why I said at one point in the first of my mystery dramas - that is, I had a character say it, to whom I put it in the mouth - that the form must be “the color's work”. Fundamentally, we must be aware that all drawing and all thinking in drawing is actually a lie compared to painting. For example, when I see the blue sky, with the sea-green of the surface of the sea below, I have the blue of the sky above, the green of the sea below, and the line of the horizon simply arises from seeing, from the experience of color. And I am actually lying when I draw a horizon line that is not actually there (Fig. 114). This must now be thoroughly examined, otherwise one will not be able to enter into that world, which can be experienced through all the means of artistic expression, through the colors and their nuances, as well as through the concepts and ideas, if these concepts and ideas are really rooted in the spiritual and are not abstracted from ordinary human consciousness. You see, here it is not so much a matter of expressing spiritual science in all kinds of forms, but rather of gaining impulses for artistic observation, which are just as necessary in the course of human development as spiritual science itself. But they are required as something special. It is the case that on the one hand there is the spiritual-scientific stream and on the other hand there is the artistic stream, which in a certain way must now also take on new forms. Therefore, I say to everyone who stands before this group, which is to become the central group here: One can feel something in the central figure like the Christ-figure, but it must be felt, it must not be thought that the name Christ is there. It will certainly not be written on the outside, but it does not even have to be thought, rather, the intuitive experience must take place within us, which draws our attention to how we must look at the matter, so that we develop reverence, develop high regard, develop the intuitive perception of the depths of the human being. So there should be nothing but feeling, nothing but experiencing in feeling, the same feelings that we experience, for example, when we immerse ourselves spiritually in the figure of Christ. But everything we experience spiritually when we immerse ourselves in the figure of Christ through spiritual science must not be carried over into what is formed plastically or pictorially. What is formed plastically or pictorially must be born out of form, out of line, out of surface. And this life in form, in line, in surface, in color, in word itself, is what later develops such forms, such painting, as it is to appear here in this building before you. What I have said now has little to do with the building itself, but only with the artistic attitude and artistic feeling that underlies the entire building idea of Dornach. It should always be borne in mind that it is at the beginning of the development of that architectural style, that artistic language of form, which can be expected to flourish in a special way in the future. Because I would not rebuild this building in the same way a second time. Not because I consider the artistic attitude on which it is based to be misguided – that is not the case – but because everything that is alive is also constantly evolving, so that a second time all those mistakes would be avoided and everything that could be said in terms of impulses for perfection could be taken into account. But I see all this myself and take it much more seriously than those who often call themselves critics of the building. I know the mistakes very well today and know what could be avoided if the building were to be rebuilt, and what could be brought into it if it were to be rebuilt. And it is necessary that all the details of the building idea from Dornach be taken up in this way. To take one detail, I would like to mention the small dome (Fig. 57). Later, at the end of this hour, we will raise the curtain and you can then take a look at the small dome. Above all, I would like this small dome to be understood in such a way that nothing abstract is fantasized into it. For in this small dome, in which I myself am essentially involved – this is of course not to say anything special about the also in turn initial and in many respects perhaps amateurish in the painting of this small dome – an attempt has been made to paint really out of color, out of the color experience. In fact, this color experience should be understood in such a way that one sees, above all, the color nuance at a particular point. It could not be a matter of, for example, at a certain point where, let us say, the blue was to be emphasized, where the blue was experienced according to its position near the opening, further away from the center, contrasting with the color effects in the center, of thinking of a fist (Fig. 70) and paint it there because one feels a kinship of the nature of the fist with the blue color, but it could only be a matter of developing the color experience of the blue at this point and then letting the form, the shape, the essence arise out of the color. It had to become what it is there out of necessity. From this you can see that it is not important to the person who originally gave rise to the idea of forming a figure out of the color experience of blue at this point, which then leads the feeling back to the sixteenth century, reminiscent of the Faust figure, but rather that it is important to him to give birth to form and essence out of the living color. And if, in the end, interpretations are attributed to the works, then one must be aware that these are interpretations from the outside, that they may help one or another subjectivity to experience this or that; but I myself prefer it if you completely forget, when facing this small dome, that there is something Faustian, something Apollonian ( Fig. 76) or of any doppelgänger (Fig. 84) and the like, and that you first surrender to the pure color experience from which the whole is born, and that you are initially just as indifferent to whether there is a Faust crouching there or some other figure, just as the person who wanted to create from the color was indifferent to whether this figure emerged. It just came out because the world lives in color. But one must not take the starting point from the linear or symbolic boundaries of the being; rather, one must take the starting point from painting from the color experience, from moving in color, so that the color and especially the color harmonization and disharmonization come to life as such. One will then see that one narrows one's view of the world if one tries to translate the intellectually abstract world view — even one that arises as spiritual science — simply symbolically, allegorically into color or into form. Rather, one will see that when one immerses oneself in color, the whole richness of the life of color overflows one and that in this immersion in the world of color one has, that one still discovers a new world. While with every allegory you only bring the world you already have into the colorful world, if you start from the colored experience itself, you discover a new world that is as creative in itself as the world you have in mind when you summarize the external natural fact in abstractions or in natural laws. In this description – because everything artistic, when it is discussed, must be described – I had to show you how an attempt has been made here in this building, not to secretly incorporate anything into the plastic forms, into the color nuances, but to experience the secrets of these worlds ourselves, which give us the means to express them artistically. And when one experiences the secrets of these worlds, then one gradually frees oneself from all straw-like allegorizing and straw-like symbolizing. In painting, for example, one learns to overcome the line, even in the representation of the copperplate engraving or the woodcut, and to allow form to arise purely out of the contrast between light and dark. It is out of such experiences, not out of abstract thought, that the building idea of Dornach has come into being, out of what can be experienced in colour, in form, in surface, what can be felt as that which strives upwards, freeing itself from burdens, as that which works downwards, bearing burdens, bringing them to life within itself. All this is here in architecture, sculpture, painting, even in the window panes - the nature of which I will also discuss next time - felt, experienced, not thought; because all abstract thinking is the death of art. The life of art is born only out of form, out of color, out of the burdened, out of the carrying, out of the rounded, out of the angular – I now mean “rounded” and “angular” as a verb. And when one can live in the round, in the angular, in the burden, in the carrying, in the arching, in the covering and opening, in the plastically rounding, in the surface giving, in the expressing the interior in the exterior through the special surface treatment, when one can experience what arises like beings in the waves from the surface of the sea, when one experiences from the living colors, then the forms are formed in such a way that they are a creation of the color. Then there is truly no allegorization, no symbolization; then, alongside that world of abstraction or the merely non-sensuous spiritual, a completely new world arises, a world that Goethe called the sensuous-suprasensible world. This world is not, however, killed by the merely intellectual, and it is brought to life when one knows how to set the spirit within oneself in motion, not by going so far in the contemplation of the external that the sensual contemplation leads to the linking of thoughts, but in such a way that one sees the supersensible directly in the external, in the sensual. When the inner life, which in Expressionism always seeks to give rise to thought, is restrained to such an extent that it does not reach thought, but remains in the mere experience of the formative, of that which permeates the surface with the intensity of color and when the world is experienced in this way, as it can only be experienced in the element of sensation, not in the element of thought, then this experience can truly provide the stimulus for a new art. |
289. Poetry and the Art of Speech: Lecture VIII
Tr. Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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This does not generate super-sensible abstractions in a Cloudcuckooland, but rather a genuine Anthroposophy, and an anthroposophical art sustained by Anthroposophy. We see how the spiritual holds sway and weaves within corporeal man, and how artistic creation means making rhythmical, harmonious and plastic that which is spiritual in the bodily-physical functions. |
289. Poetry and the Art of Speech: Lecture VIII
Tr. Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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Before we essay the second part of our programme, I shall permit myself to point briefly to the genesis of poetry – in man’s inner nature. For what ought to lie at the foundation of a knowledge of man is the following perception: in the first instance, the world, the universe, the cosmos is artistically active in man; but man then brings forth from himself again what the aesthetic activity of the cosmos has inlaid in him, as art. Two elements must collaborate in a man, working through the powers of his spirit and soul, in order for poetry (in the general way of things) to be engendered and given form. It is not thought – even in the most intellectual poetry it is not thought as such – that is shaped by the artist. It is the collaboration, the wonderful interaction between breathing and blood-circulation. In breathing, the human being is entirely conjoined with the cosmos. The air which I have just breathed in was formerly an ingredient in the cosmos, and it will afterwards become an ingredient in the cosmos once more. In breathing I absorb into myself the substantiality of the cosmos, and then release to the cosmos once more what was briefly within me. Anyone who experiences this – anyone with a real feeling for this breathing-process – will find in it one of the most marvellous mysteries of the whole formation of the world. And this interchange between man and the world finds its inner formation in something closely bound up with the breathing-rhythm: the rhythm of blood-circulation. In a mature man the ratio expressed in the relation between respiration and pulse beat is an average one to four: eighteen breaths (or thereabouts) and seventy-two pulse-beats per minute. Between the two is generated that inner harmony which constitutes man’s entire inner life of plastic and musical creativity. The following remarks are not advanced as exact knowledge, but by way of a picture. We see engendered before us a spirit of light who, on the waves of the air, plays into man through his breathing. The breath takes hold of the blood-circulation, as of the occult workings of the human organism. We see Apollo, the god of light, carried on the billows of air in the breathing-process, and in his lyre the actual functioning of the blood-circulation. Every poetic act, every forming act of poetry ultimately rests on this ratio between breathing, as inwardly experienced, and the inner experience of the circulation of the blood. Subconsciously our breath counts the pulse-beats; and subconsciously the pulse-beats count the breaths dividing and combining, combining and dividing to mark out the metre and the syllable-quantities. It is not that the manifestations of poetry in speech adapt themselves so as to conform either to respiration or to the circulation of the blood: but rather the ratio between the two. The configuration of syllables may be quite irregular, but in poetry they stand in a certain ratio to one another, essentially similar to that between breathing and circulation. We can see this in the case where poetry first comes before us, in what is perhaps the most congenial and readily comprehensible form – the hexameter. Here we can see how the first three verse-feet and the caesura stand in a mutual ratio of four to one. The hexameter repeats this ratio of blood‑circulation to breathing a second time. Man receives the spiritual into his own inner processes and inner activities when he creates poetry out of what he is at every moment of his earthly life: a product of breathing and blood-circulation. He articulates this artistically through the syllables in quantity and metre. And we approach intensification and relaxation, tension and release, in a properly artistic way when we allow fewer or more syllables to the unit of breath. And these will then balance each other out in accordance with their inherent natural proportions. In other words, we must adjust the timing of the verse in the right way. If we let the verse proceed according to the proportion ordained by the cosmos itself, which subsists between breathing and blood-circulation, we arrive at epic. If we ascend towards an assertion of our own inner nature; i.e., let the breathing recede, refrain from activating the life of the breath, do not allow it to count up the pulse-beats on the ‘lyre’ of the blood-circulation – when we recede with our breathing into ourselves and make the pulsation of the blood the essential thing, reckoning up the notches (so to speak) scored onto the blood-stream, we arrive at an alternative form of metrical verse. If we are concerned with the breathing, which calculates, as it were, the blood-circulation, we have recitation: recitation flows in conformity with the breathing-process. If the pulsation of the blood is our criterion, so that the blood engraves its strength, weakness, passion, emotion, tension and relaxation onto the flux of the breath – then declamation arises: declamation pays more attention to the force or lightness, strength or weakness of emphasis given to the syllables, with a high or low intonation. Recitation, in accordance with the quietly flowing breath-stream, reckons only the blood-circulation, and this is communication in poetry – whereas declamation is poetry as description. And in fact everyone who practises speech-formation must ask himself when confronted with a poem: Have I to recite here or declaim? They are two fundamentally different nuances of this art-form. We realise this when we see how the poet himself differentiates in a wonderful way between declamation and recitation. Compare in this respect the Iphigeneia Goethe composed in Weimar, before he became acquainted in Italy with the Greek style. Observe the Iphigeneia he wrote at that time: it is entirely declamatory. Then he comes to Italy and grows absorbed in his own way in what he terms Greek art (it was not really still Greek art, but he does feel in it an after-effect of Greek art): he rewrites his Iphigeneia in the recitative mode. And while declamation, as stemming from the blood, passes over into recitation, which stems from the breathing, here that inwardly more Nordic, that Germanic disposition of feeling comes to adopt an outward artistic form that works through quantities and metre in this play which Hermann Grimm has aptly christened the “Roman Iphigeneia”. For someone with artistic sensibility there is the greatest conceivable difference between Goethe's German and his Roman Iphigeneia. We do not wish today to manifest a special sympathy or antipathy for one version or the other, but to indicate the tremendous difference, which should be apparent upon hearing a passage from the Iphigeneia either in recitation or declamation. Examples from both versions are now to be presented. As for the hexameter, we shall encounter this in Schiller’s “Der Tanz”. A correct, regular metre – not necessarily the hexameter – we will come upon this in some poems by Mörike, a lyricist who inclines toward the ballad-form. If we survey the aesthetic evolution of mankind, we may experience decisively how in ancient Greece everything became recitative and man lived altogether more in his natural surroundings. The life of recitation lies in the breathing-process, in quantitative metres. The declamatory emerges out of the northern sense of inwardness, the depths of feeling we find in the soul and spiritual life of Central Europe. It relies more upon weight and metre. And if, in his process of creation, the Divinity holds sway over the world through quantity, weight and proportion, then the poet is seeking through his declamatory and recitative art to hearken to the regency of the Divine – to do so in a poetic intimacy, through observing the laws of quantity and metre in recitation, and through an intimate feeling for metre and weight in the high and low tones of declamation. In this context we will now present Schiller’s “Tanz” to exemplify the hexameter; then Mörike’s “Schön – Rohtraut” and “Geister am Mummelsee”, which are in a ballad-style; and lastly a short passage from Goethe’s German and Roman Iphigeneia. [Note 30]
DER TANZ Siehe, wie schwebenden Schritts im Wellenschwung sich die Paare Drehen! Den Boden berührt kaum der geflügelte Fuss. Seh ich flüchtige Schatten, befreit von der Schwere des Leibes? Schlingen im Mondlicht dort Elfen den luftigen Reihn? Wie, vom Zephyr gewiegt, der leichte Rauch in die Luft fliesst, Wie sich leise der Kahn schaukelt auf silberner Flut, Hüpft der gelehrige Fuss auf des Takts melodischer Woge, Säuselndes Saitengetön hebt den ätherischen Leib. Jetzt als wollt es mit Macht durchreissen die Kette des Tanzes, Schwingt sich ein mutiges Paar dort in den dichtesten Reihn. Schnell vor ihm her entsteht ihm die Bahn, die hinter ihm schwindet, Wie durch magische Hand öffnet und schliesst sich der Weg. Sieh! jetzt schwand es dem Blick; in wildem Gewirr durcheinander Stürzt der zierliche Bau dieser beweglichen Welt. Nein, dort schwebt es frohlockend herauf; der Knoten entwirrt sich; Nur mit verändertem Reiz stellet die Regel sich her. Ewig zerstört, es erzeugt sich ewig die drehende Schöpfung, Und ein stilles Gesetz lenkt der Verwandlungen Spiel. Sprich, wie geschiehts, dass rastlos erneut die Bildungen schwanken, Und die Ruhe besteht in der bewegten Gestalt? Jeder ein Herrscher, frei, nur dem eigenen Herzen gehorchet Und im eilenden Lauf findet die einzige Bahn? Willst du es wissen? Es ist des Wohllauts mächtige Gottheit, Die zum geselligen Tanz ordnet den tobenden Sprung, Die, der Nemesis gleich, an des Rhythmus goldenem Zügel Lenkt die brausende Lust und die verwilderte zähmt. Und dir rauschen umsonst die Harmonien des Weltalls? Dich ergreift nicht der Strom dieses erhabnen Gesangs? Nicht der begeisternde Takt, den alle Wesen dir schlagen? Nicht der wirbelnde Tanz, der durch den ewigen Raum Leuchtende Sonnen schwingt in Kühn gewundenen Bahnen? Das du im Spiele doch ehrst, fliehst du im Handeln, das Mass.
Friedrich Schiller. [Though by different means, Sir John Davies also managed to devise a highly-polished, regular metre to reproduce in English the classical .stateliness of a courtly dance. The following section treats of “The Antiquitte of Dancing,” and is taken from his “Orchestra, or A Poeme of Dauncing”:
Dauncing (bright Lady) then began to be, When the first seedes whereof the world did spring, The Fire, Ayre, Earth and Water did agree, By Loves perswasion, Natures mighty King, To leave their first disorder’d combating; And in a daunce such measure to observe, As all the world their motion should preserve.
Since when they still are carried in a round, And changing come one in anothers place, Yet doe they neyther mingle nor confound, But every one doth keepe the bounded space Wherein the daunce doth bid it turne or trace: This wondrous myracle did Love devise, For Dauncing is Loves proper exercise.
Like this, he fram’d the Gods eternall bower, And of a shapelesse and confused masse By his through-piercing and digesting power The turning vault of heaven formed was: Whose starrie wheeles he hath so made to passe, As that their movings doe a musick frame, And they themselves, still daunce unto the same.
Or if this (All) which round about we see (As idle Morpheus some sicke braines hath taught) Of undevided Motes compacted bee, How was this goodly Architecture wrought? Or by what meanes were they together brought? They erre that say they did concur by chaunce, Love made them meete in a well-ordered daunce.
As when Amphion with his charming Lire Begot so sweet a Syren of the ayre, That with her Rethorike made the stones conspire The ruines of a Citty to repayre, (A worke of wit and reasons wise affayre) So Loves smooth tongue, the motes such measure taught That they joyn’d hands, and so the world was wrought. Sir John Davies (1569-1626).] Two Ballads: SCHÖN-ROHTRAUT
Wie heisst König Ringangs Töchterlein? Rohtraut, Schön-Rohtraut. Was tut sie denn den ganzen Tag, Da sie wohl nicht spinnen und nähen mag? Tut fischen und jagen. O dass ich doch ihr Jäger wär’! Fischen und Jagen freute mich sehr. – – Schweig stille, mein Herze!
Und über eine kleine Weil’, Rohtraut, Schön-Rohtraut, So dient der Knab’ auf Ringangs Schloss In Jägertracht und hat ein Ross, Mit Rohtraut zu jagen. O dass ich doch ein Königssohn wär’! Rohtraut, Schön-Rohtraut lieb’ ich so sehr. – Schweig stille, mein Herze!
Einstmals sie ruhten am Eichenbaum, Da lacht Schön-Rohtraut: ‘Was siehst mich an so wunniglich? Wenn du das Herz hast, küsse mich!’ Ach erschrak der Knabe! Doch denket er: mir ist’s vergunnt, Und küsset Schön-Rohtraut auf den Mund. – Schweig stille, mein Herze!
Darauf sie ritten schweigend heim, Rohtraut, Schön-Rohtraut; Es jauchzt der Knab’ in seinem Sinn: Und würdst du heute Kaiserin, Mich sollt’s nicht kränken: Ihr tausend Blätter im Walde wisst, Ich hab’ Schön-Rohtrauts Mund geküsst! – Schweig stille, mein Herze! DIE GEISTER AM MUMMELSEE
Vom Berge was kommt dort um Mitternacht spät Mit Fackeln so prächtig herunter? Ob das wohl zum Tanze, zum Feste noch geht? Mir klingen die Lieder so munter. O nein! So sage, was mag es wohl sein?
Das, was du da siehest, ist Totengeleit, Und was du da hörest, sind Klagen. Dem König, dem Zauberer, gilt es zuleid, Sie bringen ihn wieder getragen. O weh! So sind es die Geister vom See!
Sie schweben herunter ins Mummelseetal, Sie haben den See schon betreten, Sie rühren und netzen den Fuss nicht einmal, Sie schwirren in leisen Gebeten – O schau! Am Sarge die glänzende Frau!
Jetzt öffnet der See das grünspiegelnde Tor; Gib acht, nun tauchen sie nieder! Es schwankt eine lebende Treppe hervor, Und – drunten schon summen die Lieder. Hörst du? Sie singen ihn unten zur Ruh.
Die Wasser, wie lieblich sie brennen und glühn! Sie spielen in grünendem Feuer; Es geisten die Nebel am Ufer dahin, Zum Meere verzieht sich der Weiher. – Nur still! Ob dort sich nichts rühren will?
Es zuckt in der Mitten – O Himmel ach hilf! Nun kommen sie wieder, sie kommen! Es orgelt im Rohr und es klirret im Schilf; Nur hurtig, die Flucht nur genommen! Davon! Sie wittern, sie haschen mich schon!
Eduard Mörike (1804-1875). [For something similar in English we need look no further than the authors of the celebrated Lyrical Ballads: LUCY GRAY;
Oft I had heard of Lucy Gray: And, when I crossed the wild, I chanced to see at break of day The solitary child.
No mate, no comrade Lucy knew; She dwelt on a wide moor, – The sweetest thing that ever grew Beside a human door!
You yet may spy the fawn at play, The bare upon the green; But the sweet face of Lucy Gray Will never more be seen.
‘To-night will be a stormy night – You to the town must go; And take a lantern, Child, to light Your mother through the snow.’
‘That, Father! will I gladly do: ’Tis scarcely afternoon – The minster-clock has just struck two, And yonder is the moon!’
At this the Father raised his hook, And snapped a faggot-band; He plied his work; – and Lucy took The lantern in her hand.
Not blither is the mountain roe: With many a wanton stroke Her feet disperse the powdery snow, That rises up like smoke.
The storm came on before its time: She wandered up and down; And many a hill did Lucy climb: But never reached the town.
The wretched parents all that night Went shouting far and wide; But there was neither sound nor sight To serve them for a guide.
At day-break on a hill they stood That overlooked the moor; And thence they saw the bridge of wood, A furlong from their door.
They wept – and, turning homeward, cried, ‘In heaven we all shall meet;’ – When in the snow the mother spied The print of Lucy’s feet.
Then downwards from the steep hill’s edge They tracked the footmarks small; And through the broken hawthorn hedge, And by the long stone-wall;
And then an open field they crossed: The marks were still the same; They tracked them on, nor ever lost; And to the bridge they came.
They followed from the snowy bank Those footmarks, one by one, Into the middle of the plank; And further there were none!
– Yet some maintain that to this day She is a living child; That you may see sweet Lucy Gray Upon the lonesome wild.
O’er rough and smooth she traps along, And never looks behind; And sings a solitary song That whistles in the wind.
William Wordsworth (1770-1850). From “The Rime of the Ancient Mariner”, Part V:
And soon I heard a roaring wind: lt did not come anear; But with its sound it shook the sails, That were so thin and sere.
The upper air burst into life! And a hundred fire-flags sheen, To and fro they were hurried about! And to and fro, and in and out, The wan stars danced between.
And the coming wind did roar more loud, And the sails did sigh like sedge; And the rain poured down from one black cloud; The Moon was at its edge.
The thick black cloud was cleft, and still The Moon was at its side: Like waters shot from some high crag, The lightning fell with never a jag, A river steep and wide.
The loud wind never reached the ship, Yet now the ship moved on! Beneath the lightning and the Moon The dead men gave a groan.
They groaned, they stirred, they all uprose, Nor spake, nor moved their eyes; It had been strange, even in a dream, To have seen those dead men rise.
The helmsman steered, the ship moved on; Yet never a breeze up-blew; The mariners all ’gan work the ropes, Where they were wont to do; They raised their limbs like lifeless tools – We were a ghastly crew.
The body of my brother’s son Stood by me, knee to knee: The body and I pulled at one rope, But he said nought to me.
‘I fear thee, ancient Mariner!’ Be calm, thou Wedding-Guest! ’Twas not those souls that fled in pain, Which to their corses came again, But a troop of spirits blest:
For when it dawned – they dropped their arms, – And clustered round the mast; Sweet sounds rose slowly through their mouths, And from their bodies passed.
Around, around, flew each sweet sound, Then darted to the Sun; Slowly the sounds came back again, Now mixed, now one by one.
Sometimes a-dropping from the sky I heard the sky-lark sing; Sometimes all little birds that are, How they seemed to fill the sea and air With their sweet jargoning!
And now ’twas like all instruments, Now like a lonely flute; And now it is an angel’s song, That makes the heavens be mute.
It ceased; yet still the sails made on A pleasant noise till noon, A noise like of a hidden brook In the leafy month of June, That to the sleeping woods all night Singeth a quiet tune. Samuel Taylor Coleridge (1772-1834). In a further attempt to make clear the distinction between a recitative and declamatory treatment of the same subject matter in English, we present an additional example of a Psalm in the Authorized Version and the Countess of Pembroke’s translation – in this instance the ninety-eighth Psalm: O Sing unto the LORD a New song, for hee hath done marvellous things: his right hand, and his holy arme hath gotten him the victorie. The LORD hath made knowen his salvation: his righteousnesse hath hee openly shewed in the sight of the heathen. Hee hath remembred his mercie and his trueth toward the house of Israel: all the ends of the earth have seene the salvation of our God. Make a joyfull noise unto the LORD, all the earth: make a lowd noise, and rejoyce, and sing praise. Sing unto the LORD with the harpe: with the harpe, and the voice of a Psalme. With trumpets and sound of cornet: make a joyfull noise before the LORD, the King. Let the sea roare, and the fulnesse thereof: the world, and they that dwell therein. Let the floods clap their handes: let the hills be joyfull together Before the LORD, for he commeth to judge the earth: with righteousnesse shall hee judge the world, and the people with equitie.
CANTATE DOMINO
O sing Jehova, he hath wonders wrought, A song of praise that newnesse may commend: His hand, his holy arme alone hath brought Conquest on all that durst with him contend. He that salvation doth his ellect attend, Long hid, at length hath sett in open view: And now the unbeleeving Nations taught His heavinly justice, yelding each their due.
His bounty and his truth the motives were, Promis’d of yore to Jacob and his race Which ev’ry Margine of this earthy spheare Now sees performed in his saving grace. Then earth, and all possessing earthy place, O sing, O shout, O triumph, O rejoyce: Make lute a part with vocall musique beare, And entertaine this king with trumpet’s noise.
Hore, Sea, all that trace the bryny sands: Thou totall globe and all that thee enjoy: You streamy rivers clapp your swymming hands: You Mountaines echo each at others joy, See on the Lord this service you imploy, Who comes of earth the crowne and rule to take: And shall with upright justice judg the lands, And equall lawes among the dwellers make. Mary Herbert, Countess of Pembroke.] It was once remarked by someone who had listened very superficially to what we have tried to demonstrate here – of how the art of poetry must be traced back to an interplay, exalted and interfused with super-sensible forces, between the spirit of breathing and the spirit of blood-circulation – it was once remarked: Well, the art of poetry will be mechanised! will be reduced to a purely mechanical system: A materialistically-minded verdict typical of our age! The only conceivable possibility is that the psychic and spiritual stand as abstract as can be in well-worn conceptual forms over against the solid material facts (to adopt an expression from the German classical period) – and those include the human organs and their functions in the human being. A true understanding of the close collaboration between the spiritual-super-sensible and the physical-perceptible is reached, however, only by one who everywhere sees spiritual events still vibrating on in material events. Anyone who follows the example of that critic who spoke against our intimations of the truly musical and imaginative qualities of poetry is really saying something – and very paradoxical it sounds – like this: There are theologians who affirm that God’s creative power is there to create the solid material world. But God’s creative power is materialised, if one says that God does not refrain from creating the solid material world. It is quite as clever to say that we materialise the art of poetry if we represent the super-sensible spirit as sufficiently powerful, not only to penetrate into materiality, but even into a rhythmical-artistic moulding of the breathing-process and circulatory-process – like Apollo playing on his lyre. The bodily-corporeal nature of man is again made one with the psychic-spiritual. This does not generate super-sensible abstractions in a Cloudcuckooland, but rather a genuine Anthroposophy, and an anthroposophical art sustained by Anthroposophy. We see how the spiritual holds sway and weaves within corporeal man, and how artistic creation means making rhythmical, harmonious and plastic that which is spiritual in the bodily-physical functions. The age-old, intuitive saying is once more seen to be true: the heart is more than this physiological organ situated in the breast, as known to external sight; the heart is connected with man’s entire soul-life, as being the centre of the blood-circulation. It must be felt anew that just as the heart is connected with the soul, so the essence of breathing is connected with the spiritual. There was a time when man felt this and still saw in the last departing breath the soul abandoning the body. For a clever, enlightened age which disregards such matters, a science of abstractions that is cut off from reality and inwardly dead may have a certain validity. But for a knowledge that is at the same time (in the sense of a Goethean perception) the foundation of true art – it must be said that this knowledge not only has to win through to the unity of the psychic-spiritual and physical corporeality in man, but has also to bring it to life artistically. A dead, abstract science can indeed be grounded on the dichotomy of matter and spirit. On this path it is not possible to create life-giving art. Hence our science, however appropriate it may be in all technical matters, however well-qualified to form the groundwork for everything technological, is eminently inartistic. Hence it is so alien to man; for Nature herself becomes an artist at the point where she produces man. This, however, underlies particularly the art of poetry. |
289. The Festivals and Their Meaning I: Christmas: The Christmas Festival: A Token of the Victory of the Sun
24 Dec 1905, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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When, however, impulses, instincts and passions have been purged and transmuted into what is known as Budhi or Chrestos, when they have developed to the level at which logical, dispassionate thinking stands to-day, then the ideal of the ancient wisdom, the ideal of Christianity, the ideal of Anthroposophy will be realised. It will then be as unnecessary to vote about what is held to be good, ideal and right as it is to vote about what has been recognised as logically right or logically wrong. |
289. The Festivals and Their Meaning I: Christmas: The Christmas Festival: A Token of the Victory of the Sun
24 Dec 1905, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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How many people are there to-day who, as they walk through the streets at this season and see all the preparations made for the Christmas Festival, have any clear or profound idea of what it means? How seldom do we find evidence of any clear ideas of this Festival, and even when they exist, how far removed they are from the intentions of those who once inaugurated the great Festivals as tokens of what is eternal and imperishable in the world! A glance at the ‘Christmas Reflections’ as they are called, in the newspapers, is quite sufficient proof of this. Surely there can be nothing more dreary and at the same time more estranged from the subject than the thoughts sent out into the world on printed pages in this way. To-day we shall try to bring before our minds a kind of summary of the knowledge revealed to us by Spiritual Science. I do not, of course, mean any kind of pedantic summary; I mean a gathering-together of all that the Christmas Festival can bring home to our hearts if we regard Spiritual Science not as a dull, grey theory, not as an outer confession, not as a philosophy, but as a real and vital stream of life pulsating through and through us. The man of to-day confronts Nature around him as a stranger. He is far more of a stranger to Nature than he thinks, far more even than he was in the time of Goethe. Is there anyone who still feels the depth of words spoken by Goethe at the beginning of the Weimar period of his life? He addressed a Hymn, a kind of prayer to Nature with all her mysterious powers: “Nature!—we are surrounded and embraced by her; we cannot draw back from her, nor can we penetrate more deeply into her being. She lifts us unasked and unwarned into the gyrations of her dance and whirls us away until we fall exhausted from her arms ... All men are within her and she in all men ... We are obedient to her laws even when we would fain oppose them ... She (Nature) is all in all. She alone praises and she alone punishes—herself, Let her do with me what she will; she will not cherish hatred for her created work. It was not I who spoke of her, Nay, it was she who spoke it all, true and false. Hers is the blame for all things, hers is the credit ...” Verily, we are all Nature's children. And when we think we are least of all obedient to her, it may be that just then we are acting most strictly in accordance with the great laws which pervade the realm of Nature and stream into our own being. Again, there are so few who really feel the depth of other pregnant words of Goethe in which he tries to express the feeling of communion with the hidden forces common to Nature and to the human being. I refer to that passage in Faust where Goethe addresses Nature, not as the dead, lifeless being conceived of by materialistic thinkers of to-day, but as a living Spirit:
This was the mood of soul which Goethe's knowledge and feeling for Nature awakened in him and these words were an attempt to bring to life again a mood which filled men's hearts in an age when wisdom itself was still organically united by living ties to Nature. And it was as tokens of this ‘feeling at one’ with Nature and the universe that the great Festivals were inaugurated. The Festivals have become abstractions, matters of indifference to modern people. The word as a medium of strife and blasphemy often means more than the Word conceived as the power by which the world itself was created. Yet the alphabetical word ought to be the representative, the symbol of the Word Creative in Nature around us, in the great universe and within us too when self-knowledge awakens, and of which all mankind can be made conscious by those who truly understand the course of Nature. It was for this that the Festivals were instituted and with the knowledge we have gleaned from Spiritual Science we will try to understand what it was that the wise men of old set out to express in the Christmas Festival. Christmas is not a Festival of Christendom only. In ancient Egypt, in the regions we ourselves inhabit, and in Asia thousands and thousands of years before the Christian era we find that a Festival was celebrated on the days now dedicated to the celebration of the birth of Christ. Now what was the character of this Festival which since time immemorial has been celebrated all over the world on the same days of the year? Wonderful Fire Festivals in the northern and central regions of Europe in ancient times were celebrated among the Celts in Scandinavia, Scotland and England by their priests, the Druids. What were they celebrating? They were celebrating the time when winter draws to its close and spring begins. It is quite true that Christmas falls while it is still winter, but Nature is already heralding a victory which can be a token of hope in anticipation of the victory that will come in spring—a token of confidence, of hope, of faith—to use words which are connected in nearly every language with the Festival of Christmas. There is confidence that the Sun, again in the ascendant, will be victorious over the opposing powers of Nature. The days draw in and draw in, and this shortening of the days seems to us to be an expression of the dying, or rather of the falling asleep of the Nature-forces. The days grow shorter and shorter up to the time when we celebrate the Christmas Festival and when our forefathers also celebrated it, in another form. Then the days begin to draw out again and the light of the Sun celebrates its victory over the darkness. In our age of materialistic thinking this is an event to which we no longer give much consideration. In olden times it seemed to men in whom living feeling was united with wisdom, to be an expression of an experience of the Godhead Himself, the Godhead by Whom their lives were guided. The solstice was a personal experience of a higher being—as personal an experience as when some momentous event forces a man to come to a vital decision. And it was even more than this. The waxing and waning of the days was not only an expression of an event in the life of a higher Being, but a token of something greater still, of something momentous and unique. This brings us to the true meaning of Christmas as a Festival of the very highest order in cosmic and human life. In the days when genuine occult teaching was not disowned as it is today by materialistic thought but was the very wellspring of the life of the peoples, the Christmas Festival was a kind of memorial, a token of remembrance of a great happening on the Earth. At the hour of midnight the priests gathered around them their truest disciples, those who were the teachers of the people, and spoke to them of a great Mystery. (I am not telling you anything that has been cleverly thought out or discovered by a process of abstract deduction but was actually experienced in the Mysteries, in the secret Sanctuaries of those remote times). This Mystery was connected with the victory of the Sun over the darkness. There was a time on the Earth when the light triumphed over the darkness. And it happened thus: in that epoch, all physical, all bodily life on Earth had reached the stage of animality only. The highest kingdom upon the Earth had only reached a stage at which it was preparing to receive something higher. And then there came that great moment in evolution when the immortal, imperishable soul of man descended. Life had so far developed that the human body was able to receive into itself the imperishable soul. These ancestors of the human race stood higher in the scale of evolution than modern scientists believe, but the higher part of their being, the divine ‘spark’ was not yet within them. The divine spark descended from a higher planetary sphere to our Earth which was now to become the scene of its activity, the dwelling-place of the soul which henceforward can never be lost to us. We call these remote ancestors of humanity the Lemurian race. Then came the Atlantean race and the Atlantean race was followed by our own—the Aryan race. Into the bodies of the Lemurian race the human soul descended. This descent of the divine ‘Sons of the Spirit,’ this great moment in the evolution of mankind was celebrated by the sages of all times as the victory of the light over the darkness. Since then the human soul has been working in the body and bringing it to higher stages of development but not at all in the way that materialistic science imagines. At the time when the human soul was quickened by the Spirit, something happened in the universe, something that is one of the most decisive events in the evolution of mankind. In those remote ages—and this is contrary to what modern science teaches—certain constellation of Earth, Moon and Sun was in existence. It was not until then that the Sun assumed the significance it now has in the process of man's growth and life upon the Earth and of the other creatures belonging to the Earth—the plants and animals. Before that time, the beings on Earth were adapted to the conditions then obtaining upon the planetary body. Only those who are able to form a clear idea of the process of the development of the Earth and of mankind will understand the connection of Sun, Moon and Earth with the human being as he lives upon the Earth. There was a time when the Earth was still united with Sun and Moon, when Sun, Moon and Earth were still one body, The beings who dwelt upon this planet were different in appearance from those who inhabit the Earth to-day; they lived in forms which were suited to the conditions of existence as they were on the planetary body consisting of Sun, Moon and Earth. The form and essential being of everything that lives upon our Earth is determined by the fact that first the Sun and then, later, the Moon separated from the Earth. The forces and influences of these two heavenly bodies henceforward played down upon the Earth from outside. This is the basis of the mysterious connection of the Spirit of man with the Spirit of the universe, with the Logos in Whom Sun, Moon and Earth are all contained. In this Logos we live and move and have our being. Just as the Earth was born from a planetary body in which the Sun and Moon were also contained, so is man born of a Spirit, of a Soul which belongs alike to Sun, Moon and Earth. And so when a man looks up to the Sun, or to the Moon, he should not only see external bodies in the heavens, but in Sun, Moon and Earth he should see the bodies of Spiritual Beings. This truth is utterly lost to the materialism of the age. Those who do not see in Sun and Moon the bodies of Spiritual Beings cannot recognise the human body as the body of the Spirit. Just as truly as the heavenly bodies are the bodies of Spiritual Beings, so is the human body the bearer of the Spirit. And man is connected with these Spiritual Beings. Just as his body is separate from the forces of the Sun and Moon and yet contains forces which are active in the Sun and Moon, so the same spirituality which reigns in Sun and Moon is contained within his soul. Man has evolved on Earth into the being he is, and he is dependent upon the Sun as the heavenly body from which the Earth receives her light. And so in days of old, our forefathers felt themselves to be spiritual children of the great universe and they said: “We have become men through the Sun Spirit, through the Sun Spirit from Whom the Spirit within us proceeded. The victory of the Sun over the darkness commemorates the victory of the Sun when it shone down upon the Earth for the first time. The immortal soul has been victorious over the forces of the animal nature.” It was verily a victory of the Sun when, long, long ago, the immortal soul entered into the physical body and penetrated into the dark world of desires, impulses and passions. Darkness preceded the victory of the Sun and this darkness had followed a previous Sun Age. So it is with the human soul. The soul proceeds from the Divine but it must sink for a time into the darkness, in order, out of this darkness, to build up the vehicle for the human soul. By slow degrees the human soul itself built up the lower nature of man in order then to take up its abode in the dwelling-place of its own construction. You have a correct simile for the entry of the immortal soul of man into the human body if you imagine an architect devoting all his powers to the building of a house in which he then lives. But in those remote ages the soul could only work unconsciously on its dwelling-place. The descent is expressed by the darkness; the awakening to consciousness, the lighting-up of the conscious human soul is expressed in this simile as a victory of the Sun. And so to those who were still aware of man's living connection with the universe, the victory of the Sun signified the great moment when they had received the impulse which was all-essential for their earthly existence. And this great moment was perpetuated in the Christmas Festival. And now try to think of the course of human life in connection with the harmony of the universe. Man seems to become more and more akin to the great rhythms of Nature. If we think of all that encompasses the life of the soul, of the course of the Sun and everything that is connected with it, we are struck by something that closely concerns us, namely, the rhythm and the marvellous harmony in contrast to the chaos and lack of harmony in the human soul. We all know how rhythmically and with what regularity the Sun appears and disappears. And we can picture what a stupendous upheaval there would be in the universe if for a fraction of a second only the Sun were to be diverted from its course. It is only because of this inviolable harmony in the course of the Sun that our universe can exist at all, and it is upon this harmony that the rhythmic life-process of all beings depends. Think of the annual course of the Sun.—Picture to yourselves that it is the Sun which charms forth the plants in spring time and then think how difficult it is to make the violet or some other plant flower out of due season. Seed-time and harvest, everything, even the very life of animals is dependent upon the rhythmic course of the Sun. And in the being of man himself everything that is not connected with his feelings, his desires and his passions, or with his ordinary thinking, is rhythmic and harmonious. Think of the pulse, of the process of digestion and you will feel the mighty rhythm and marvel at the wisdom implicit in the whole of Nature. Compare with this the irregularity, the chaos of man's passions and desires, especially of his ideas and thoughts. Think of the regularity of your pulse, your breathing, and then of the irregularity, the erratic nature of your thinking, feeling and willing. With what wisdom the powers of life are governed where the prevailing rhythmic forces meet the challenge of the chaotic! And how greatly the rhythms of the human body are outraged by man's passions and cravings! Those who have studied anatomy know how marvellously the heart is constructed and regulated and how wonderfully it is able to stand the strain put upon it by the drinking of tea, coffee and spirits. There is wisdom in every part of the divine, rhythmic Nature to which our forefathers looked up with such veneration and the very soul of which is the Sun with its regular, rhythmic course. And as the wise men of old looked upwards to the Sun, they said to their disciples: ‘Thou art the image of what the soul born within thee has yet to become and what it will become.’ The divine cosmic Order was revealed in all its glory to the sages of old. And again, in the Christian religion we have the ‘Gloria in excelsis.’ The meaning of ‘gloria’ is revelation, not ‘glory’ in the sense of ‘honour.’ Therefore we should not say: ‘Glory (honour) to God in the highest,’ but rather: ‘To-day is the revelation of the Divine in the heavens!’ The birth of the Redeemer makes us aware of the ‘Glory’ streaming through the wide universe. In earlier times this cosmic harmony was placed as a great Ideal before those who were to be leaders among their fellow-men. Therefore in all ages and wherever there was consciousness of these things, men spoke of Sun Heroes. In the temples and sanctuaries of the Mysteries there were seven degrees of Initiation. I will speak of them as they were known in ancient Persia. The first stage is attained when a man's ordinary feeling and thinking is raised to a higher level, where knowledge of the Spirit is attained. Such a man received the name of ‘Raven.’ It is the ‘Ravens’ who inform the Initiates in the temples what is happening in the world outside. When medieval poetic wisdom desired to depict in the person of a great Ruler an Initiate who amid the treasures of wisdom contained in the Earth must await the great moment when newly revealed depths of Christianity rejuvenate mankind—when this poetic wisdom of the Middle Ages created the figure of Barbarossa, ravens were his heralds. The Old Testament, too, speaks of the ravens in the story of Elijah. Those who had reached the second stage of Initiation were known as ‘Occultists’; at the third stage they were ‘Warriors,’ at the fourth, ‘Lions.’ At the fifth stage of Initiation a man was called by the name of his own people: he was a ‘Persian,’ ‘Indian,’ or whatever it might be. For that man alone who had reached the fifth degree of Initiation was regarded as a true representative of his people. At the sixth stage a man was a ‘Sun Hero’ or one who ‘runs in the paths of the Sun.’ And at the seventh stage he was a ‘Father.’ Why was an Initiate of the sixth degree known as a Sun Hero? To reach this level on the ladder of spiritual knowledge a man must have developed an inner life in harmony with the divine rhythms pulsating through the cosmos. His life of feeling and of thinking must have rid itself of chaos, of all disharmony, and his inner life of soul must beat in perfect accord with the rhythm of the Sun in the heavens. Such was the demand made upon men at the sixth degree of Initiation. They were looked upon as holy men, as Ideals, and it was said that if a Sun Hero were to deviate from the divine path of this spiritual harmony, it would be as great a calamity as if the Sun were to deviate from its course. A man whose spiritual life had found a path as sure as that of the Sun in the heavens was called a ‘Sun Hero,’ and there were Sun Heroes among all the peoples. Our scholars know remarkably little about these things. They are aware that Sun myths are connected with the lives of all the great Founders of religions, but what they do not know is that at the Initiation Ceremony it was the custom for the leading figures to be made into Sun Heroes. It is not really so surprising that materialistic research should rediscover these things. Sun myths have been sought for and found in connection with Buddha and with the Christ. The Sun-Soul was the great example for the way in which a man's life must be ordered. How did the ancients conceive of the soul of a Sun Hero who had reached this inner harmony? They pictured to themselves that no longer did a single individual human soul live within him, but that forces of the cosmic Soul were streaming into him. This cosmic Soul was known in Greece as Chrestos, in the sublime wisdom of the East as Budhi. When a man no longer feels himself a single being, as the bearer of an individual soul, but experiences something of the universal Soul, he has created within himself an image of the union of the Sun-Soul with the human body and he has attained something of the very greatest significance in the evolution of mankind. If we think of these men with all their nobility of soul, we shall be able to some extent to visualise the future of the human race and the relation of the future to the ideal of mankind generally. As humanity is to-day, decisions are arrived at by individuals who amid quarrelling and strife finally reach a measure of unity in majority-resolutions. When such resolutions are still regarded as the ideal, this is evidence that men have not realised what truth really is. Where in us does truth exist? Truth lives in that realm of our being where we think logically. It would be nonsense to decide by a majority vote that 2 x 2 = 4, or that 3 x 4 = 12. When man has once realised what is true, millions may come and tell him it is not so, that it is this or it is that, but he will still have his own inner certainty. We have reached this point in the realm of scientific thinking, of thinking upon which human passions, impulses and instincts no longer impinge. Wherever passions and instincts mingle with thinking, men still find themselves involved in strife and dispute, in wild confusion, for the life of instincts and impulses is itself a seething chaos. When, however, impulses, instincts and passions have been purged and transmuted into what is known as Budhi or Chrestos, when they have developed to the level at which logical, dispassionate thinking stands to-day, then the ideal of the ancient wisdom, the ideal of Christianity, the ideal of Anthroposophy will be realised. It will then be as unnecessary to vote about what is held to be good, ideal and right as it is to vote about what has been recognised as logically right or logically wrong. This ideal can stand before the soul of every human being and then he has before him the ideal of the Sun Hero, the ideal to which every aspirant at the sixth stage of Initiation has attained. The German Mystics of the Middle Ages felt this and expressed it in the word ‘Vergöttung’—deification. This word existed in all the wisdom-religions, What does it signify? Let me try to express it in the following way.—There was a time when those whom we look upon to-day as the ruling Spirits of the universe also passed through a stage at which mankind as a whole now stands -the stage of chaos. These ruling Spirits have wrestled through to the divine heights from which their forces stream through the harmonies of the universe. The regularity with which the Sun moves through the seasons, the regularity manifested in the growth of plants and in the life of animals—this regularity was once chaos. Harmony has been attained at the cost of great travail. Humanity stands to-day within the same kind of chaos but out of the chaos there will arise a harmony modelled in the likeness of the harmony in the universe. When this thought takes root in our souls, not as a theory, not as a doctrine, but as living insight, then we shall understand what Christmas signifies in the light of anthroposophical teaching. If the glory, the revelation of the divine harmony in the heavenly heights is a real experience within us, and if we know that this harmony will one day resound from our own souls, then we can also feel what will be brought about in humanity itself by this harmony: peace among men of good-will. These are the two thoughts or, better, the two feelings which arise at Christmastide. When with this great vista of the divine ordering of the world, of the revelation, the glory of the heavens, we think of the future lying before mankind, we have a premonition even now of that harmony which in the future will reign in those who know that the more abundantly the harmony of the Cosmos fills the soul, the more peace and concord there will be upon the Earth. The great ideal of Peace stands there before us when at Christmas we contemplate the course of the Sun. And when we think about the victory of the Sun over the darkness during these days of Festival there is born in us an unshakable conviction which makes our own evolving soul akin to the harmony of the cosmos—light over the darkness had always been commemorated.1 And so Christianity is in harmony with all the great world-religions. When the Christmas bells ring out, they are a reminder to us that this Festival was celebrated all over the world, wherever human beings knew what it signified, wherever they understood the great truth that the soul of man is involved in a process of development and progress on this Earth, wherever in the truest sense man strove to reach self-knowledge. We have been speaking to-day, not of an undefined, abstract feeling for Nature but of a feeling that is full of life and spirituality. And if we think of what has been said in connection with Goethe's words: “Nature! we are surrounded and embraced by thee ...” it is quite obvious that we are not speaking here in any materialistic sense, but that we see in Nature the outward expression, the countenance of the Divine Spirit of the Cosmos. Just as the physical is born out of the physical, so are the soul and the Spirit born out of the Divine Soul and the Divine Spirit. The body is connected with purely material forces and the soul and Spirit with forces akin to their own nature. The great Festivals exist as tokens that these things must be understood in their connection with the whole universe; our powers of thinking must be used in such a way that we realise our oneness with the whole universe. When this insight lives within us, the Festivals will change their present character and become living realities in our hearts and souls. They will be points of focus in the year uniting us with the all-pervading Spirit of the universe. Throughout the year we fulfil the common tasks and duties of daily life, and at these times of Festival we turn our attention to the links which bind us with eternity. And although daily life is fraught with many a struggle, at these times a feeling awakens within us that above all the strife and turmoil there is peace and harmony. Festivals are the commemoration of great Ideals, and Christmas is the birth feast of the very greatest Ideal before mankind, of that Ideal which man must strain every nerve to attain if he is to fulfil his mission. The birth festival of all that man can feel, perceive and will—such is Christmas when it is truly understood. The aim of Spiritual Science is to stimulate a true and deep understanding of the Christmas Festival. We do not want to promulgate a dogma or a doctrine, or a philosophy. Our aim is that everything we say and teach, everything that is contained in our writings, in our science, shall pass over into life itself. When in all that pertains to his daily life man applies spiritual wisdom, life will be filled with it and from all pulpits, far and wide, godlike wisdom, the living wisdom of the Spirit will resound in the words that are spoken to the ‘faithful.’ It will then be unnecessary to utter the actual words ‘Spiritual Science’ at all. When in Courts of Law the deeds of human beings are viewed with the eyes of spiritual perception, when at the bed of sickness the doctor spiritually perceives and spiritually heals, when in the schools the teacher brings spiritual knowledge to the growing child, when in the very streets men think and feel and act spiritually, then we shall have reached our Ideal, for Spiritual Science will have become common knowledge. Then too there will be a spiritual understanding of the great turning-points of the year and the everyday experiences of man will be truly linked with the spiritual world. The Immortal and the Eternal, the spiritual Sun will flood the soul with light at the great Festivals which will remind man of the divine Self within him. The divine Self, in essence like the Sun, and radiant with light, will prevail over darkness and chaos and will give to his soul a peace by which all the strife, all the war and all the discord in the world will be quelled.
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172. The Karma of Vocation: Lecture V
13 Nov 1916, Dornach Tr. Olin D. Wannamaker, Gilbert Church, Peter Mollenhauer Rudolf Steiner |
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If we observe a human being in those years when, as explained in my brochure Education of the Child in the Light of Anthroposophy, the physical body and especially the etheric body are primarily coming into development, if we observe the development of children from approximately the seventh to the fourteenth years, we shall note that just at this time certain characteristics appear in them that are especially typical of this period. |
172. The Karma of Vocation: Lecture V
13 Nov 1916, Dornach Tr. Olin D. Wannamaker, Gilbert Church, Peter Mollenhauer Rudolf Steiner |
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From these reflections on the segment of human life that is formed by, or associated with, a vocation, you will have seen that it is difficult to explain these things because they bring so much into consideration. We must bear in mind that everything that is brought into a life through the laws of destiny, of karma, depends on many factors, and the very multiplicity of life rests upon just this truth. A special comment is in order here if, in the word vocation, we subsume individual human elements from a life's destiny. In other words, what is called the vocation of an individual must not be confused with what we designate, in the broadest sense, as his official position. It is obvious that all sorts of confusion would result if we directed our attention to what someone represents in his or her official position and subject this to the point of view of vocational life represented here. The very fact that people frequently have to follow their vocation within an official position causes the most complex external factors to have a bearing on their lives, and other karmic threads may, after a fashion, also weave into their vocational karmas. To be sure, we are living today in a period that is being slowly transformed, but the things we must mention here relative to vocational karma are by no means the sole determinants in placing a person in this or that position in life. We know that today vocational karma is crossed in many ways by the karma of entire ranks and classes of human beings. The ambition, vanity, and prejudice of an individual, as well as the people around him, have a bearing on the many factors that influence the way he or she occupies a position in life within a group. All of them work into vocational karma from without and render it possible for ahrimanic influences to mingle continually in human activity. Someone in a certain position in life, who, through all sorts of means that are well-known and need not be mentioned, has become, let us say, a minister or councilor of state, does not necessarily have the mission (vocation) to occupy this post. Such a person may hold a high position, yet his or her mission may be that of a clerk, but we need not suppose that for this reason the position cannot be occupied. It is the peculiarity of our time that the materialistic interpretation of the basic assumptions, justifiable as they may be in themselves, has brought forward such a theory of life as that of the “selection of the fittest.” Even Oskar Hertwig, the student of Haeckel70 has criticized such an interpretation by pointing out that this age of ours which has produced such a doctrine clearly selects the least fit for the most important positions, and this to an extent that is unparalleled when compared to the total scope of life in other ages. We are not simply deprecating our own times in a pessimistic way and referring to the good old times that are past, but we stand here in the presence of an actual fact. The very people who take pride now in the theory of the selection of the fittest are the ones who in reality yield to the tendency of choosing the least qualified people for the seemingly most important places in life. This is a bitter truth today. Yet, it would be recognized if the present age were not entirely under the influence of the most far-reaching faith in authority, stupor of opportunism, and dominated by what is called public opinion, which a philosopher of the nineteenth century termed “private foolishness.” To repeat, people would see what is of real importance here if it were not for the immense influence of present public opinion that flows from such muddy sources. We must, therefore, understand that our age has to be educated to a stronger grasp of life through learning to see that we are immersed in one-sidedness, in the selection of the worst. This must come to pass in spite of so-called public opinion and its hero worship of the least qualified people. Official positions are often filled by Ahriman-Mephistopheles and, as the Faust unfolds, you can see how Mephistopheles attends to his official responsibilities. Faust was able to free himself from Mephistopheles only at the end of his life. He comes now to the King's palace and produces paper money—an invention of extraordinary importance for the last century. But it is Mephistopheles who really invents it. Faust is then guided into the ancient world by Homunculus, who had come into existence through the help of Mephistopheles. He even becomes a commander-in-chief and conducts wars, but in the presentation used by Goethe in this act, we can see that, in reality, Mephistopheles carries on these wars. In the end we see how Faust gradually frees himself from Mephistopheles. Even though Faust, after he has abandoned the professorship he previously held, simply roams about the world without having definite official position; we must say that Mephistopheles stands beside him in the way in which the Mephistophelian force plays into the life of humanity. This is one thing we must pay attention to. A second fact is equally important. It is extremely difficult to properly investigate what really works in man's nature in the course of karmic evolution. Indeed, we may say that in this area, too, scientific development has arrived at a point where it must be replaced by spiritual scientific observation. It is precisely in dealing with the life of the soul that scientists make the most terrible blunders. Indeed, we observe that there is a perverted scientific school of thought that ventures to confront soul life by trying to observe it in a scientific way, admitting that it is not to be found in consciousness but that much of it rises up into consciousness from the unconscious or subconscious that lies below the threshold. In previous discussions we have presented concrete examples of soul life that really lie in the subconscious and rise up into consciousness like the clouds of smoke that are produced when bits of paper are burned in the region of a solfatara.71 To be sure, a great deal lies below in the depths of consciousness. We may say, then, that for a proper understanding of things some psychologists already presume it to be necessary to posit the presence or absence of an obscure, unconscious capacity in the soul. Since, however, they are not yet willing to adjust to a more comprehensive spiritual scientific conception of the world, they can produce only a caricature. A person holding the point of view of scientific psychology looks upon a human life as it has developed. To be sure, it is no longer supposed that what the soul feels and wills, what causes it happiness or unhappiness, joy or pain, depends only on what it has retained in consciousness. The effort is made now to quiz the soul to draw out of it what it has passed through in joy, sorrow, disillusionment in life and other things that have been forgotten. What has been forgotten, however, has not disappeared, so it is said, but has burrowed into the subconscious. Especially the unsatisfied and subsequently suppressed appetites of an earlier time are said to agitate in the subconscious. Let us take the specific case of a woman in her thirtieth year. When she was sixteen, she fell in love, developing a genuinely erotic passion, which, so this scientific school says, would have led her life astray if she had surrendered to it and if it had been fulfilled. Under the influence of her education and the advice of her elders, however, she suppressed it—swallowed it, to use a trivial expression—down into her soul. She lives on and fourteen years pass. She is perhaps now married in keeping with her position in life. So far as her daily thinking and feeling are concerned, the matter is long forgotten; but what is forgotten has not disappeared. The content of the soul is not exhausted in what it knows, this school of thought would claim, and in the depths of her soul this incident is still present. But in spite of being outwardly happy, this lady suffers from an indefinable tendency toward pessimism, a partial weariness of life, from nervousness or neurasthenia, or something of the kind, and these symptoms are then diagnosed as an expression of her suppressed anxiety about the incident earlier in her life. The effort is then made to introduce this kind of psychology into the science of healing, to cure such souls through questioning. The patients are told that such experiences still reside in the deepest regions of the psyche, apparently forgotten by the upper level of consciousness, and that they must be drawn to the surface. If, under the influence of a skillful interrogator who, according to the views in vogue, must be a psychologist, they are thus brought to the surface, and if the person comes to understand the matter, then things will be better. Actual “cures” are frequently achieved by these means, although in most cases patients only seem to be cured. To what extent they are apparent cures, however, we can explain on some other occasion. This, then, is one example of how scientists try to penetrate the depths of the soul's life. Another example has to do with a man thirty-five or forty, who is suffering from a certain weariness of life, from a certain vacillation in life. Neither he nor those about him know why, least of all he himself. Someone who deals with such a “science of the soul,” as we have explained, then burrows into the forgotten subterranean soul life of this man and brings to light the fact that the plan he had for his life when he was about sixteen was wrecked. He then had to turn to a different plan, one that was unrelated to the other. Certainly he seems to have been content in what he felt, thought, and willed from one day to another, but this is not the entire life of the soul; the shattered plan of life still continued to be a living force in the deepest crevices of the soul. In this case, too, the “experts” believe the man can be cured when, through questioning, this shattered plan of life is discovered and the person can come to an understanding of it through his questioner. It is also supposed that there is much in the depth of the soul that the consciousness knows nothing of. In short, the conclusion has been reached that consciousness represents only a small part of what comprises the life of the soul. But what people are now trying to find on the bottom of the soul's life is really some sort of soulless sediment. A theologian recently called it somewhat coarsely—“the bestial slime at the bottom of the soul.” That is to say, disillusionments, suppressed appetites, ruined life plans, “the bestial slime at the bottom of the soul,” all come from the lower depths of the soul life. This refers to everything that is rooted in the life of the flesh, the blood, the animalistic; it does not come from the soul's depths in a conscious way because consciousness would, and actually does, resist all this. There is certainly some truth in this theory of the “bestial slime at the bottom of the soul.” How often in life do we hear our consciousness say: “I really want only one thing; I would like to experience this or that, which is why I turn to this or that person.” But the slime at the bottom begins to work, and it may be only bestial appetites that are at play, disguised by what the consciousness says. It is further maintained by this “scientific” school that these unconscious regions also harbor everything that is derived from the connection of the individual with race, nation and all sorts of other historical residues that play their roles unconsciously in the soul, while the consciousness itself is behaving quite differently. In view of all that is brewing in the world today, one couldn't even say that these things cannot be confirmed by examples from all over the world. How could one deny that many people today speak of lofty ideals regarding the rights and freedom of a people while all that is really active in their souls is what burrows in the bottom slime, deriving from the connections psychoanalysis seeks to analyze. Then the theological psychoanalysts—and I do not know how they and the scientific psychoanalysts reason with each other—also include the demonic as part of the subconscious life of the soul—in other words, that which emerges from still greater depths, the utterly irrational, as it is said. The theological psychoanalysts take great satisfaction especially in the thought that unknown demons work in the subconscious soul in order, for example, to change people into gnostics or theosophists. They think that when the soul has been psychoanalyzed, when we have penetrated its deepest regions where the “primeval slime” lies, a demonic teaching such as that of gnosis can be discovered there, or a demonic teaching such as that of psychoanalysis—excuse me, not psychoanalysis, which according to the view of these men and women is not to be found there, but theosophy and other things also mentioned in this connection. Well, I really did not want to enter into a criticism of psychoanalysis, but my purpose in explaining all this is to indicate that something in these psychonanalytical endeavors forces contemporary research into contact with what lies, works and weaves below the conscious part of the soul. Nonetheless, the most perverted findings must result from these endeavors because of the preconceptions of scientists and their unwillingness to take account of spiritual scientific investigations in this field. What they are able to discover in the life of the soul can only be analyzed in the right way with the knowledge that human life proceeds through repeated lives on earth. Yet the psychoanalysts attempt to explain what exists at the bottom of the soul on the basis of a single life on earth, and it is not surprising that the picture they paint is so highly distorted. One who finds, for example, ruined life plans at the bottom of the soul must first investigate the significance of such a ruin in the total human life that passes through repeated lives on earth. He or she would then perhaps discover that certain aspects of such a total human life are also active in the subconscious and, as a matter of destiny, have actually hindered that particular life plan from coming to fruition. Such an individual would then observe that this ruined life plan in the depths of the soul is destined, not simply to cause illness in this incarnation, but also to be carried through the portal of death as a force in the life between death and a new birth, playing its true role only in the next life on earth. It may, indeed, be a necessity that such a ruined life plan should at first be preserved in the depths of the soul where it may be strengthened and thereby enabled to gain its true form between death and a new birth so that it may take on the shape predestined for it in the next earthly life; this it could not have done in this present earthly life because of other characteristics in the soul's life. So the “bestial slime at the bottom of the soul”—as I have said, the expression is disagreeable—is there, to be sure; but bear in mind what I have said regarding the relationship between the head and the rest of man's organism. His body is connected with his earthly life—indeed, with his present incarnation in many respects—whereas his head is the result of earlier stages of the evolution of the earth and is connected especially with his preceding incarnations. When you take this into consideration, you will understand that from the rest of the organism, in accord with the role that it plays in the entire karmic connection, much works upward that must possess a different stage of maturity from what comes from the head and nervous system. But one who merely analyzes the slime at the bottom in the psychoanalytic way is utterly misled. He is like a person who wishes to know what kind of grain will grow in a particular soil before grain has been grown there. In analyzing the soil he finds a certain manure with which it has been fertilized. So he says, “Now I know the manure from which the next crop of grain will grow.” The grain does not by any means grow from the manure, in spite of the fact that it must be there! The essential thing is what is planted in this mud at the bottom. This is often predestined to exert its influence through the portal of death into the next development on earth. What is needed is not to investigate the bestial bottom slime, but what is planted in this muddy substance as the seed of the soul. So-called psychoanalysis makes possible investigations in the very region where present preconceptions are working in a disastrous fashion; we are dealing here with a field from which present thinking tends strongly to take its directions, since it is not content with what conscious experiences give to the soul. The general area in which research ought to be done is no longer in dispute, but because people who cannot understand spiritual science have no true guidelines for their investigations, they burrow aimlessly in the fields assigned them through their official connections or their own agitation. They do this in the most unskillful manner, placing everything in a false position because they do not know better. Their research would yield the proper results only if they were able to follow the true karmic threads, as I have indicated at least suggestively through reference to one thing and another. This psychoanalysis is terribly unsound, especially when it stirs up the region of the elemental. Yet it is of great importance to investigate fine and intimate formations of the threads reaching into the future destiny of a human being. What takes place in a person's conscious life from waking until sleeping reveals little of those forces that continue to work as a karmic stream through various incarnations. What we experience consciously during our waking life belongs largely to the present incarnation. It is well that it is so because we should be industrious in our present incarnation. But much that will be carried through the portal of death as a germ formed from the experiences of our present incarnation—the incidents through which we have passed, the proficiencies achieved—all this plays a significant role in our life from the moment of falling asleep to that of waking, and this often influences our dreams. We must learn, however, to judge the formation of dreams in the right way. When people say that they are reminiscences, this is often true, but they do not act in the stream of our karma in a linear fashion. In fact, they often act in such a way that their significance is the exact opposite of what they are represented to be. I will give you an example from literature in order to bring out clearly what I wish to say. The aestheticist Theodor Vischer72 included in his novel Auch Einer a clever little story that I will introduce here because I am speaking of vocational life in a more comprehensive way, that is, including everything that is connected with one's occupation. So I will give an illustration of this. In Vischer's novel, there is a conversation between a father and his son. They are walking together and, after the father has questioned his son about all sorts of things, the boy says, “Just think, the teacher told us that we should always ask what a person's occupation is because to have a proper occupation is important. In this way it is possible to learn whether or not the person is respectable and whether he has a good soul life.” “I see,” says the father. “Yes, indeed, and after the teacher told us this I had a dream in which I was walking by the lake over there and in my dream I asked the lake what sort of occupation it had, and the lake answered, ‘I have the occupation of being wet.’ ” “Is that so?” says the father. This is a most clever anecdote and one that reveals that the person who thought it out had much knowledge of life. The father said, “Is that so?” because he naturally did not wish to confuse his son and tell him what a stupid thing the teacher had said. But that father no doubt had his thoughts on the subject. He really should have enlightened his son in a more intelligent way than the teacher had done, and should have said to him, “We should not form our judgments so superficially. It might well be that a person would be wrong as to what a respectable occupation is and might falsely consider a man to be disreputable; he might also be disadvantaged in some way.” In short, the father would have had to correct his son, but in this particular case it was not necessary. The boy was still young, and his dream could still work in a favorable manner on him. This dream worked in his subconscious, but in such a way as to erase the stupidity of the teacher from his soul. Thus, the dream took on a form in the boy's subconscious, which is cleverer than the superficial consciousness, in such a way that a breath of ridicule was spread over the stupidity of the teacher. The lake said its occupation, its vocation, was to be wet. This is something that will work in a wholesome way in expelling the harmful influences of such teaching. Here the dream is a reminiscence that comes the very next night, but it also serves as a corrective in life. In fact, the astral body often works in this way, and we might find, together with the residue remaining in the soul from living experiences, particularly from wrongful instruction, that a corrective is also present in the subconscious forces of the soul. This often produces its influence even in the same incarnation in young people. Above all, however, its influence is carried through the portal of death and continues further. This constitutes a means of self-correction in man, and we must pay attention to this fact. In mentioning these things I simply wanted to indicate how much there is in a human soul and how this forces its way from one incarnation into the next. We have to do with a whole complex of forces that project from one incarnation into another. Now we must consider what relationship exists between this complex of forces and the human being insofar as his life flows along between birth and death. Here he or she is really an instrument with four strings—physical, etheric, astral bodies, and ego—on which this bow of karmic forces plays its tune. The individual life comes into being according to the measure in which one or the other—the etheric body, the astral body, or the etheric together with the ego—is swept by the bow of karma, if you allow this comparison with a violin. The tones of these four strings of life may interplay in many ways, making it difficult to speak of and decipher, not in mere empty abstractions but in lithic detail, the individual life-melodies of human beings. Thus, it is possible to decipher them only when one is able to see how the bow of karma plays upon the four strings of a human being. However, general points of view come into consideration here, and to these we must turn our attention. If we observe a human being in those years when, as explained in my brochure Education of the Child in the Light of Anthroposophy, the physical body and especially the etheric body are primarily coming into development, if we observe the development of children from approximately the seventh to the fourteenth years, we shall note that just at this time certain characteristics appear in them that are especially typical of this period. Certain things consolidate themselves in a way, although many things overlap one another so that much that appears during the first seven years can be more thoroughly and profoundly observed only between the seventh and the fourteenth. It will be found that something appears in a more definite way in the developing child that we may call, in a sense, the inner peculiarities that are consolidated through the character and demeanor of the corporeality. This is so, however, only insofar as they come to expression in the posture and gestures of the physical being, and in the entire bearing of his life. I refer to what is there taking solid form; not all, to be sure, but a great part of what causes a human being to be stocky and short, or to have a taller body that causes him or her to walk in a particular way such as with a firm step or a dancing gait, to mention radical contrasts. As I have said, not all, but a great part of what thus appears in the developing child is derived from karma and is the effect of the vocation of his preceding incarnation. Mistakes are often made when no attention is paid to what I have just said; that is, when, to appear clever, an effort is made to determine what a child's vocation will be from his manner and bearing. He would thus, however, mistakenly be given a vocation similar to that of his previous incarnation, and this would be detrimental to the child. When this period of a child's life ends, or even before that time because, as I have said, things overlap one another, then the astral body manifests itself in a special way by working back on what had been developed previously. If one realizes this and has derived it from spiritual science, it can then be observed also on the physical plane. In accordance with other karmic forces, the astral body works back in such a way that it transforms what had resulted from the purely vocational karma during the seventh to the fourteenth years. In other words, two antagonistic forces struggle with each other in the child. One group of forces gives him form; these come more from the etheric body. The other group, coming more from the astral body, works against these and in part paralyzes them, so that he is compelled to transform what has been forced upon him by the vocational karma of his previous incarnation. In other words, we may say that the etheric body works in a formative way; that is, what is manifested as the bearing of the physical body, as one's carriage, is derived from the etheric body. The astral body works in a transforming way. Through the interplay of these two forces, which are really in bitter conflict with each other, much comes to expression that has to do with the working of vocational karma. This now works together with other karmic currents, however, since we must also consider the physical body. With it, what comes primarily into consideration during the first period of life is how the human being has placed himself in the world by means of his karma. Even the kind of physical body we have depends upon this since, by reason of our karma, we place ourselves in a certain family in a specific nation. Thus, we receive a definitely formed body, but this is not all. Just think how much depends on the course of our life and on the situation into which we have entered by placing ourselves in a certain family. By that fact alone the basis is given for much in our life. As a matter of fact, during the first seven years in which the physical body is especially developing, forces are active in it—or we had better say around it—that are derived not from our vocation and all that was related to it in our previous incarnation, but from the way in which we have lived with others in previous incarnations. By this I mean how we stood in this or that relationship with this or that person during a preceding incarnation, not in any particular part of our life—this belongs to another field—but throughout our entire lifetime. Our souls work on this because they are profoundly affected by the relationships we had with human beings, and we bear with us what evolves from this process through the portal of death. Because of these forces, we bring it about that we place ourselves again in a certain particular family and situation in life. So we may say that what actually places our physical body here, in a sense, and works through it, also determines our situation in life. This continues to work further, of course, through the following lives, and meets its counterbalancing force through the ego. The ego works in a dissolving way upon life situations, but it also works in conflict with what is already determined in them. We may, therefore, say: Physical body, creative of the life situation; ego, transformative of the life situation. Through the united action of these two in this struggle, another current of karma takes hold of life since two forces are omnipresent in an individual: those that tend to keep him in a particular situation, and those that tend to disengage him from it. That is to say, 1 and 4 work in a primary way upon one another, as do 2 and 3; but all four also work in the most manifold ways upon each other. The way we enter into relationships with new human beings during our life according to our karma depends upon the connection of 1 and 4 with each other. But this is to be traced back, in turn, to our relationships in earlier lives. The way we find our relationships in our daily work, our vocation, is connected with 2 and 3 and their reciprocal action upon each other. I ask that you reflect upon all this for the present. We shall continue this study.
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172. Factors of Karma
13 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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Consider the human being in those years of life when the physical body and especially the etheric body are developing (as indicated in my little book Education of the Child in the Light of Anthroposophy)—from the seventh to the fourteenth year—all these things are approximate. During this time we shall find certain peculiarities emerging, which distinguish this period of life especially. |
172. Factors of Karma
13 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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From our Studies of such an impulse in human life as is contained in man's calling or vocation and in all that is connected with it, you will have seen how difficult it is to make these matters clear. For in effect, so many things are here involved. We must bear in mind that all that is introduced into our life through the law of Destiny or Karma depends on countless factors. To this, indeed, the manifold nature of human life is due. In describing certain human aspects of our life's destiny by the word ‘calling’ or ‘vocation’ one remark must perhaps be made, namely this: We ought not to confuse what we may describe as man's calling or vocation with what is commonly spoken of as his office or position in the widest sense of the term. For it goes without saying, much confusion would arise, if, having in mind what one man or another represents in his official position, we applied to this the points of view which have here been brought to bear on the vocational life. Frequently, though by no means always, man has to pursue his vocation in some official position, and many an extraneous factor comes into play at this point in human life, mingling other Karmic threads with that one which we may call the ‘Karma of vocation.’ We are living in a time which is slowly undergoing a certain transformation. Nevertheless, in our time, the aspects we are here outlining for the ‘Karma of vocation’ are by no means exclusively predominant in placing a man into this or that position in life. As you are well aware, the Karma of vocation is still cut across in many ways by the Karma of classes, social castes, etc. Within such groupings, ambitions, vanities, the prejudices of himself and other people, and many other factors too, help to determine how a man is placed in his official post. All these things, entering into the Karma of vocation as extraneous factors, make it possible for Ahrimanic influences constantly to interfere with the true course of human activity. A man who has been placed at a certain post in life—who has become a Cabinet Minister for instance, or a Privy Councillor or the like (through circumstances which are well enough known, and need not be gone into here)—such a man need not by any means have the corresponding vocation. He can occupy a high position and yet his vocation may only be that of a ‘pen-pusher’—perhaps not even that. Nor must you imagine that the position then remains unoccupied. That is just the peculiarity of our time. In its materialistic interpretation of the just foundations of Darwinism, it has evolved such a theory of life as the ‘Selection of the Fittest,’ which is now being criticised so vehemently by Haeckel's pupil, Oskar Hertwig. (Our standpoint need not be that of the pessimist who adversely judges his own time and constantly refers back to the ‘good old days.’ We simply take our stand on the real facts.) While on the one hand the people of this age pride themselves on the ‘Selection of the Fittest,’ this age in its reality is dominated by the very opposite tendency—that of selecting the worst, the un-fittest, for the very posts in life which one would think the most important. Bitter as it may be for our time to hear it, this truth would be admitted, were it not for the fact that our time is impressed with a far-reaching belief in authority, combined with the greatest possible opportunism and slackness. I say again, it is a bitter truth, which would be recognised were it not for the prevalence of what is called ‘public opinion.’ (Public opinions, according to a 19th century philosopher, are private stupidities.) We should recognise the fact to which I here refer, were we not so much impressed by the public opinions with which we are fed to-day from such unclean sources. On this we must be clear, our age needs above all to be educated to a more intense grasp of life. The prevalent one-sidedness—the selection of the un-fittest—must be recognised for what it is, albeit these ‘un-fittest’ are overwhelmed with adulation by the aforesaid ‘public opinion.’ The offices are occupied, in fact, only too frequently by Ahriman-Mephistopheles. And you may well see from the further course of Goethe's Faust how Mephistopheles fulfils his office. Not until the end of his life does it become possible for Faust to free himself from Mephistopheles. Faust comes to the imperial court. He even makes an invention—most important for the last few centuries. He invents paper-money. Mephistopheles is the real inventor. Afterwards, Faust is conducted into the world of classical antiquity by Homunculus. Homunculus himself, once more, is brought into being with Mephistopheles' assistance. Faust even becomes a military commander and conducts wars. But from Goethe's manner of description in this act especially, we see that it is really Mephistopheles who conducts them. Only at the very end do we see Faust gradually free himself from Mephistopheles. Though Faust is roaming through the world without any definite position—having vacated his professorship—nevertheless, we must admit, the whole way in which Mephistopheles stands at his side is not unlike the way the Mephistophelean forces frequently play into the life of mankind to-day. That is the one thing which must be borne in mind, but there is another thing as well. It is by no means easy rightly to discover in human nature what it is that really works in Karmic evolution. Here, too, the development of natural science has reached a point, which must be attained once more by spiritual-scientific study. Notably when it tries to enter into the life of the soul, the natural-scientific way of thought makes the most ghastly errors. Witness the rise to-day of a mistaken school of science, which ventures to approach the human life of soul, studying it in the spirit of mere natural science. This school of thought admits that the life of the soul does not merely take its course as it appears to man's present consciousness. It admits that much is there beneath the threshold of consciousness—or as they say, in the unconscious or subconscious—beating-up into the conscious life. In former lectures we have mentioned specific things which are truly there in the subconscious, and surge up into consciousness like the clouds of smoke which arise in the Solfatara country when one sets a light to a piece of paper. Much indeed is present down below in depths of consciousness. So we may say: There are those today, who, wishing to pursue a science of the soul, already divine the fact that dark unconscious faculties of soul—and failings of soul—must be included for any true explanation. But as these schools will not yet admit a comprehensive spiritual-scientific world-conception, they can only bring to light mistaken notions. Those who take this standpoint of a purely natural-scientific psychology, observe a human life,—how it has evolved. They have indeed departed from the belief that what a soul feels and wills, wherewith it is happy or unhappy, filled with joy or grief, depends only on what the soul itself has preserved in the immediate consciousness. So now they try to catechise the soul. Somehow they try to get out of human souls the joys and pains, the disappointments of life which they have some time undergone and in their every-day power of thought have forgotten. What is forgotten, so these theorists declare, has not therefore vanished. It is still burrowing on in the subconsciousness. Cravings, above all, are burrowing in the subconsciousness—cravings which at some earlier time of life remained unsatisfied or were repressed. Take a concrete instance—it is a woman in her 30th year. At the age of 16 she fell in love. She evolved a strongly erotic craving (so says this school of science), but this craving, if she had given herself up to it—if it had been fulfilled—would have led into some bye-way of life. Influenced by education, by the exhortation of her parents, she repressed it. To put it tritely, she ‘swallowed it down’ in her soul's life. Then she lived on. Fourteen years have passed. Perhaps she has married meantime according to her station. For her daily thoughts and feelings it is long forgotten. But the forgotten has by no means disappeared. The soul is not exhaustively contained in what it knows. In the underlying levels of consciousness the thing is still there, and presently it finds expression. For though the lady in her outer life is happy, she suffers from an indefinable, pessimistic leaning, a partial weariness of life or something similar. She is, as they say, ‘nervous,’ neurasthenic, or the like. Now they seek to introduce this kind of psychology into medical science. They try to cure such souls by catechising them. Such experiences, they say, abiding in the hidden depths of the soul's life and for the surface consciousness apparently forgotten, must be drawn forth. If this be done—if under the influence of a good catechiser (who must of course, after the prevailing notions of to-day, be a physician) the patient gets to grips with the thing—then it will all grow better. Cures are indeed effected in this manner. Often indeed they are more or less real cures, though in the majority of cases they will prove to be only semblances of cures. (We can explain how this is on some other occasion.) That is one kind of thing they seek for, down in the depths of the soul's life. Here is another: It is a man of 35 or 40, suffering from a certain weariness of life, a morbid indecision. He does not know why, and the people around him do not know why. He knows it least of all. One who busies himself with the aforesaid ‘science of the soul,’ will try in this case too, to rummage in the forgotten though not vanished depths of the inner life, and will elicit the fact that in his 15th, 16th or 17th year, may be, the man had this or that plan in life, which plan fell through. He was obliged to turn to another plan of life—not according to the one he cherished. In all that he daily feels and thinks and wills, he has apparently been reconciled to the change. But what a man consciously feels and thinks and wills is not the entire life of the soul. In hidden depths the disappointed plan lives on as a real force. Once more, these people believe that they can effect a cure by catechising and bringing the disappointment to the surface, giving the man an opportunity to discuss the whole matter with his catechiser. But there are many other things besides, which they believe are resting there in the soul's depths without man's consciousness being aware of it. In short, they have perceived the fact that consciousness is a small circle and the soul's life a far larger circle of which the consciousness comprises only a little part. Not only so, they also look in the very depths of the soul's life for something else which is not of the soul—which, it appears, a theologian recently described—with questionable taste—as ‘the animal slime at the bottom of the soul.’ Thus they find disappointments, suppressed craving's, broken plans of life and finally the ‘animal slime at the very bottom of the soul,’ which means: all that is rooted in life, coming, so to speak, from flesh and blood, from the hidden animal nature, and rising from the soul's foundation in an unconscious way (for the consciousness would naturally rebel against it and does indeed rebel). There is of course some truth in this theory of the ‘animal slime.’ We often see it happening in life:—Consciousness says to itself, ‘I want nothing more; I want to discover this or that. Therefore I turn to this or that person.’ But the ‘animal slime’ is really at work, for it may well be animal cravings which are only camouflaged and masked by what the consciousness declares. Moreover this school of science (‘science,’ I say, with a grain of salt) has conjectured that in these same unconscious regions we shall also find what comes from the individual's connection with race and nation, with all manner of historic residues which play their part in the human soul unconsciously, while consciousness behaves quite differently. In view of what is now surging through the world, we cannot even deny that these things are apparently confirmed by multitudinous examples. For who will fail to see how many a man declares by word of mouth lofty ideals of ‘right and freedom for the nations,’ while in his soul's reality that alone is active, which, stirring the slime in the soul's depths, arises out of such connections as the Psycho-analyst would analyse—or pretend to analyse—in the above directions. Moreover, the theologians among the Psycho-analysts especially, include in the subconscious regions of the soul's life the ‘demonic’ element which, they allege, arises from still more hidden depths—from the mysterious depth of the ‘irrational.’ I am unaware how the natural scientists and the theologians among Psycho-analysts come to terms with one another. But the latter class too undoubtedly exists, and they especially are fond of saying that unknown demons are at work in the subconscious in the human soul, so as to make men Gnostics for example, or Theosophists. ‘Psycho-analyse the soul and penetrate to the foundations where the primeval slime resides and you will find it. Gnosis is a demonic teaching, likewise Psycho-analysis’ ... no, I beg your pardon, not Psycho-analysis. Psychoanalysis, according to these men and women (for ladies, too, are taking part in these things) Psycho-analysis is not included in the black list, but Theosophy and other things. I do not wish to enter now into any detailed criticism of Psycho-analysis. I only wish to have pointed out that in the Psycho-analytic school we have the evidence, how modern research is driven to observe what works and weaves beneath the conscious portions of the soul. But the prevailing scientific prejudices can only result in the most wrong conclusions on these matters. Meanwhile these people are quite unwilling to consider the investigations of Spiritual Science. Consequently they will not discover how impossible it is truly to analyse what they find in the soul's life, so long as they are unaware that man's existence takes its course in repeated lives on Earth. For in their Psycho-analysis they try to explain, what is there at the bottom of the soul, out of one Earth-life only. No wonder they are then obliged to place it frequently in a distorted light. For example, suppose we find disappointed plans of life, deep down within the soul. We ought first to consider what kind of meaning this wrecking of a plan in life may have for the human being's existence as a whole, which goes on through repeated lives on Earth. Then perhaps we shall discover that there are also working in the man's subconsciousness certain aspects of his life, which, by a true working of destiny, have prevented the fulfilment of his plan. And then we shall observe that the disappointed plan, which is still there in the soul's depths, is not merely destined to make the man ill in this incarnation, but to be carried through the gate of death when this life is at an end, and to become a potent force in the life between death and new birth. For only in the next life will it play its proper part. It may indeed be necessary for such a broken plan of life to be preserved and nurtured to begin with, in the depths of the soul, so that it may be strengthened and enhanced. Then between death and a new birth it will be able to rise to its true stature, till in the next life on Earth it assumes its predestined form, which, on account of other qualities within the soul, it was not able to assume in this life. Then as to the so-called ‘animal slime at the bottom of the soul's life’ (though, as I said, the expression is by no means in good taste), undoubtedly such a thing is there. But I beg you to remember what I have explained, of the relation between the head of man and the remainder of his organism. The latter is in many respects connected with man's earthly life, his present incarnation, while the head is the result of former planes of evolution of the Earth itself, and is, moreover, related to the man's former incarnations. If you consider this, then you will understand how many things are working upward from the remainder of the organism (by virtue of the part it plays in the whole karmic connection)—things which are at a different stage of maturity than that which comes from the human head and from the nervous system. But the Psycho-analyst, who to begin with only ‘analyses’ the ‘slime,’ will go completely wrong. Analysing this ‘animal slime,’ as they call it, he is like a man who wants to know what kind of corn will grow on a given soil. He analyses the soil. He digs and finds a certain manure, with which the field was manured. He says, Now I know the manure, and out of this the corn will presently spring forth. But the corn does not grow from the manure, albeit the manure is necessary. The point is, what is imbedded in the basic slime; for that which is imbedded in it is generally destined to work on through the gate of death, into the next evolution on the Earth. It is not a question of investigating the animal slime itself. The point is, what is imbedded in it as a real ‘seed of the soul.’ Psycho-Analysis, so called, gives ample opportunity to observe how perilous are the prejudices of the present time. True, it is entering a realm to which the thought of our time is tending. For the soul can no longer rest satisfied with what the surface experience of consciousness provides. So do the men of our time find themselves driven to the very quarters where they should indeed investigate; but as they cannot understand spiritual science they have no guiding lines for such investigation. Therefore they rummage about in the most clumsy way in these realms which are assigned to them by their profession, or by their own agitations. They put everything in the wrong place, not knowing how to put in it the right. For this they could only do, if they were able to follow up the real Karmic threads as I have tried to indicate them now, in the one case and in the other. Above all when Psychoanalysis begins to burrow in the elemental realms, it proves itself appallingly unsound. Nevertheless, the desire to pursue the continuous thread of destiny into its finer and more intimate ramifications is important. That which goes on in the conscious life of a man's soul, from the time he awakens until he falls asleep again, reveals very little of the Karmic stream which works on and on through his incarnations. What we experience consciously in waking life largely belongs to the present incarnation, and it is good so. For in the present incarnation man should be healthy and efficient. On the other hand, much of what is carried through the gate of death—as a seed which grows out of our experiences and trials and faculties acquired during the present life—plays a great part in our life from our falling asleep to our awakening, and very largely finds its way into our dreams. We must only be able to estimate the dream-formations truly. We say, Dreams are reminiscences,—and so they often are. But in the stream of our Karma they do not work in a simple and straightforward way. In their inherent forces they often signify the opposite of what appears upon the surface. Let me give you an example from literature to explain what I now mean. Vischer, the aestheticist, tells a pretty little story in his book, Auch Einer. I quote it here because I am now speaking in a wider sense of the vocational life and all that is connected with it. Vischer relates a conversation between a father and his son. They are going for a walk together, and after the father has asked him many things the boy tells the following story: ‘Teacher told us one should always find out what kind of a job a man has. A man should have a proper occupation. By that you can recognise whether he is a sound and good man altogether.’ ‘Oh,’ said the father. ‘Yes, and after teacher had told us that in school, I dreamt I was walking past yonder lake, and in the dream I asked the lake what kind of a job it had. And the lake said: My job is to be wet.’ ‘Hm,’ said the father. A witty story, revealing some knowledge of life in him who thought it out. The father said ‘Hm’ because he did not wish to spoil the boy. He did not wish to tell him what nonsense his teacher had been talking. No doubt he kept his thoughts to himself. He should have enlightened his son more wisely than the teacher. He should have said, One must not pass judgments in such a superficial way, for it may well be that one's judgment of what constitutes a ‘decent and proper occupation’ is mistaken, and one will thus be led to misjudge one's fellow-men. Or again, the man's career might somehow have been marred. In short, the father should have instructed the son. But in this case he did not need to do so. For in the young human being the dream can still work helpfully. The dream, which in this instance came to the boy's consciousness, is there as a real inner force, in place of such instruction. In the sub-consciousness the dream is working. And it works in such a way as to expunge from the soul the nonsense which the teacher created by his foolish teaching. This explains the forming of the dream in the boy's sub-consciousness, which is wiser than the surface consciousness. It spreads an atmosphere of laughable absurdity over the teacher's foolish exhortations. The lake says, ‘It is my job to be wet.’ That will work wholesomely. It will drive away the noxious effects to which such teaching might otherwise give rise. In this case the dream is indeed a reminiscence; it follows in the very next night. But at the same time it is a corrector of life. Indeed the life of the astral body frequently works in this way. Beside the relics of what is there in the soul from the experiences of life, we should frequently find this factor. Especially where a mistaken education is at work, we can frequently detect in the sub-conscious forces of the soul this ‘corrector,’ who often works even in the same incarnation, especially in young human beings. But above all, this corrector is carried through the gate of death and there works on. There is really a kind of self-corrector in the human being. This must be borne in mind. With all these things I only want to point out how much there is in the soul of man, pressing on from one incarnation to another. There is a whole complex of forces, working across from one incarnation to another. We must now consider what is the relation between this complex of forces and the human being of the present, inasmuch as his life continues between birth and death. In this respect man is really a four-stringed instrument, on which the above-named ‘complex of Karmic forces’ plays. Physical body, etheric body, astral body and Ego are the four strings, and Karma plays on them. According as the one or the other string is played on more or less intensely by the bow of Karma (if we may retain this analogy of the violin which also has four strings), so does the individual life arise. It may be more the etheric body or the astral body, or the etheric and the astral together, or the physical and the astral together, or the physical body and the Ego. In the most manifold ways, the four strings of human life can play together. Therefore it is so difficult if we desire to speak not in general and vague abstractions but in reality. It is so hard to decipher the several melodies of a man's life, for we can only decipher them if we are able to behold how the fiddle-bow of Karma plays on the four strings of Man. Consider the human being in those years of life when the physical body and especially the etheric body are developing (as indicated in my little book Education of the Child in the Light of Anthroposophy)—from the seventh to the fourteenth year—all these things are approximate. During this time we shall find certain peculiarities emerging, which distinguish this period of life especially. Certain things, we shall observe, are in a way consolidated during this time. True, many of these things already emerge in the first seven years of life—for all these things merge into one another. But it is only between the seventh and about the fourteenth year that we can observe it deeply and accurately. Certain inner characteristics become consolidated in the growing human being, expressing themselves through the corporeality, through the whole conduct and appearance as it expresses itself in the tenure of the body, in the gestures, in the behaviour as a whole. What is thus consolidated (not all, but a great part of it) causing the human being to be short and thickset, or to have shorter or longer fingers, or to tread in a certain way—with a firm step in one case, tripping it lightly in another (to describe the radical contrasts)—in short, all that is connected with the bodily aspect of deportment, is here intended. As I said, not all, but a great part of what thus appears in the growing human being comes from his Karma. It is the effect of his vocation in the former life on Earth. People who do not observe what I have now said, often make a great mistake, especially when they try to be clever, observing the child's behaviour, and wishing somehow to determine his occupation in this life from the way he deports himself. In this way it is easy to make the mistake of wishing to place him into a similar vocation to what he had in his preceding life on Earth. And that would not be wholesome for him. What we observe in this period of life are the effects of the former incarnation; and when this period is at an end, or even before (as I said, these things merge into one another), the astral body emerges in a very peculiar way, and reacts on what has been developing hitherto. Once we are aware of these facts as derived from spiritual science, we can observe them even outwardly on the physical plane. The astral body reacts. According to quite other Karmic forces, it transmutes that which resulted from the pure ‘Karma of vocation’ between the seventh and fourteenth year. Thus there are two forces in the human being in conflict with one another. The one set of forces mould and form him; these arise more from the etheric body. The others, counteracting and partly paralysing the former, come more from the astral body. Through these latter forces, man is impelled to transform what was stamped upon him by his vocational Karma of the former incarnation. We may say therefore: The working of the etheric body is formative. (All that appears as gesture, posture and deportment in the physical body comes from the etheric.) The working of the astral body is transformative. And in the interplay of the two forces, which are very decidedly in conflict with one another, much of the working of the Karma of vocation finds expression. This, however, is woven together with other Karmic streams. For we must also bear in mind the physical body. As to the physical body, it is especially important to observe in the first epoch of life how the human being places himself through his Karma into the world. The kind of physical body we have depends on this. For by our Karma we place ourselves into a certain family, belonging to a certain nation and so forth. Thus we get quite a definite kind of body. But not only so. Think how much the course of our life depends on the situation into which we place ourselves, in that we enter a certain family. This already gives the starting-point of infinitely much in our life. In effect, notably in the first seven years of life, when the physical body is developing, forces are working in (or rather, about) the physical body—forces which come not from the vocational aspect of our former incarnation, but from the way in which we lived with other human beings. In our former incarnation we stood in this or that relation to this or that human being. (I mean now, not in a particular part of our life—for that belongs to a different chapter—but throughout our life.) All this we assimilate. We carry it through the gate of death, and through these forces we bring ourselves once more into a certain family, a certain situation or set of circumstances. Thus we may say: That which places our physical body into life and works on through our physical body—that is what shapes the situations of our life. (It goes on working, of course, through our succeeding lives.) And now it receives a counter-force through the Ego. The Ego works so to annul the given situations of our life. It battles against all that determines our circumstances. Thus we may say: The physical body works so to create life's situation; and the Ego works to re-create it. In the working together of these two-battling one with another—another stream of Karma enters our life. For? there is always present in man on the one hand what strives to maintain him in a certain situation, and on the other, what strives to lift him out of it. Thus I would say, primitively speaking, 1 and 4, and 2 and 3, work upon one another. (See the diagram at the end.) And in manifold other ways the four strings play together. The way we come into connection with fresh human beings in a given life according to our Karma, depends on 1 and 4 and their connections. And this leads back in turn to our relationships of life in former lives. The way we find our connections in calling, work and occupation depends on 2 and 3 and on their mutual interplay. To begin with I beg you to consider these things well. We shall then continue in the next lecture.
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176. The Karma of Materialism: Lecture III
14 Aug 1917, Berlin Tr. Rita Stebbing Rudolf Steiner |
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For although the difference is considerable it can be ascertained only by subtler means Before the Mystery of Golgotha, as Anthroposophy explains, man had as a matter of course a relationship with spiritual beings in the cosmos, with the beings of the higher Hierarchies. |
176. The Karma of Materialism: Lecture III
14 Aug 1917, Berlin Tr. Rita Stebbing Rudolf Steiner |
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I spoke last time about the fact that, had evolution run its intended course, earthly man would not have strayed from his appointed place in the cosmic order. This is well known and is imaginatively expressed in various religions in such symbols as that of original sin and the like. Viewed in the light of spiritual science this aspect of mankind's evolution is directly connected with the fact that man's essential nature—that is, earthly man's essential nature—manifests itself through breathing. I indicated last time that the rhythm of the breath, and with it knowledge, cognition, was predestined to be man's most significant experience during his earth-existence. Last time I summarized briefly things spoken about on earlier occasions, namely that the rhythm of breathing is in wonderful harmony with the cosmos. I mentioned how, in a normal human life, the number of days equals the number of breaths drawn in one day. And I pointed to other numerical relationships which give evidence of the harmonious agreement that exists between our microcosmic breathing process and the great cosmic processes within which we are placed. It can be shown, not only through the findings of spiritual science, but also through external observation, that the rhythm of breathing, more than anything else, shows man to be a microcosm, a little world. Man's breathing copies the processes of the Great World, the macrocosm. However, in regard to man, far too little attention is paid to slight differences, to individual characteristics. The fact is that there are no two people whose breathing is exactly the same, because each individual sounds, as it were, a different chord within the cosmos. However, in man's present earth-existence everything connected with the rhythm of the breath remains unconscious. Only under abnormal conditions or through some illness does the process of breathing become conscious. Our normal consciousness functions at a level above the process of breathing and is, as a consequence, not so closely bound up with the cosmos. If cognition had been based on the rhythm of breathing instead of processes in the brain our whole relation to, and knowledge of, the world would be different. It is because our cognition is dependent on the brain that we were forced out of what should have been our normal relationship with the macrocosm. This secret of the breath is indicated in religious records, such as the Old Testament, when it says that the Divine Spiritual Being, concerned with the guidance of mankind, breathed into man the breath of life and he became a living soul. In the sense of ancient atavistic clairvoyance this is an absolutely true rendering of the facts. As far as his intellect is concerned man has a different relationship to the cosmos before and after the Mystery of Golgotha. This is because the brain and not the breath became the bodily foundation for knowledge.—In order to deepen our understanding we have considered the Mystery of Golgotha from many aspects; today we shall approach it from yet another. It is true to say that before man was exposed to the influence of Lucifer, his knowledge, indeed his whole relation to the world, was intended to be different. Knowledge was to have been based on the rhythm of the breath. But before the Mystery of Golgotha, due to the Luciferic influence, the process of cognition developed higher up in man's organism and became related to the head and sense organs instead of to the chest and breathing. This is looking at it purely from the point of view of the body but in this connection the body itself has a deeper significance. The difference in man before and after the Mystery of Golgotha is not likely to be perceived or acknowledged by natural science. For although the difference is considerable it can be ascertained only by subtler means Before the Mystery of Golgotha, as Anthroposophy explains, man had as a matter of course a relationship with spiritual beings in the cosmos, with the beings of the higher Hierarchies. But what was the relationship? Among the beings of the Hierarchies we distinguish to begin with, immediately bordering on the human realm, the Angeloi, the Archangeloi and so on. Therefore the nearest beings to whom we look up, when we turn to the spiritual world are the Angeloi. As human beings we have a relationship to the Angeloi and they in turn feel their relationship to man. It is not a matter of indifference to the Angeloi what kind of relationship they have to man. When we turn our attention to this relationship we can begin to understand the difference in human beings before and after the Mystery of Golgotha. The remarkable fact is that before the Mystery of Golgotha an intimate relation existed between the activity and being of the Angeloi and the human intellect. One could say that before the Mystery of Golgotha the Angeloi dwelt mainly in man's intellect. Man knew nothing of this but as a consequence he had, though in decreasing strength, atavistic, imaginative clairvoyance. When I said that before the Mystery of Golgotha the Angeloi dwelt in man's intellect, this holds good for his life between birth and death. It was different in man's life between death and new birth. Then the Angeloi, and especially the Angels belonging to individual human beings, dwelt in the memory man had of his sense impressions. They dwelt in pictures of what had surrounded man in the world of the senses on earth. The result was that in his life between death and new birth—before the Mystery of Golgotha—man had a vivid knowledge of what took place on earth. In a sense one could say that the Angeloi carried up to man knowledge of what was happening on earth. This gives an idea of man's relation to the Angeloi before the Mystery of Golgotha. Afterwards this relationship gradually changed. So what relationship does man have now to the beings of the Hierarchy of the Angeloi? Now it is the case that, although we are not conscious of it, the Angeloi dwell in our sense perceptions between birth and death. When we open our eyes and look around at everything that surrounds us affecting our senses we are not aware that our Angel dwells in the sun rays which penetrate our eyes making objects visible. The beings of the Angeloi live in waves of sound, in the rays of light and color and in other sense perceptions. The reason man does not know he is surrounded by the Angeloi is because he transforms his perceptions into mental pictures and into these the Angeloi do not enter. It has often been emphasized in our lectures that the spiritual world must be visualized all around us and not in some far away cloud-cuckoo-land. The spiritual world is literally everywhere about us and it is possible to explain quite concretely in what sense it surrounds us as in this case in regard to the Angeloi. Yet no consciousness of the Angeloi enters our intellect between birth and death. By contrast man is at present very conscious of his relation with the Angeloi between death and new birth because then the Angeloi dwell in his intellect. What I have just explained has significant consequences for human life. Let us go back for a moment to man as he was before the Mystery of Golgotha. Then the Angeloi, particularly his own Angel dwelt in his intellect; this made his senses in particular accessible to luciferic powers. In ancient times man's consciousness in general was accessible to luciferic influences. This has changed since the Mystery of Golgotha. As I have just explained the beings of the Hierarchy of the Angeloi who weave and move—borne on rays of light and color and on wings of sound—do not penetrate our intellect. As a consequence our intellect is exposed to the attacks of ahrimanic powers during our life between birth and death. Whereas before the Mystery of Golgotha man was exposed essentially to the attacks of Lucifer; since the Mystery of Golgotha the intellect is particularly exposed to the influence of ahrimanic powers. Their main objective is to stifle man's consciousness of his connection with the spiritual world. All the tendencies to materialism that man develops in his life of thought stem from this direct relationship between his intellect and the attacks of Ahriman. And if the materialistic tendencies, which are fully described in these lectures, have the upper hand in our time, we must not forget that they originate in the confusion which Ahriman strives to promote in the human intellect. What is the real significance of these things? As already mentioned the process of breathing is subconscious, but that to which I have just referred; i.e. man's connection with the Angeloi, is not conscious either. That however lies above our consciousness. What happens in our breathing lies below our consciousness; what happens within us through the interaction with the spiritual world nearest to us lies above our consciousness. Within this process above our consciousness is actively working the force that entered the world through the Mystery of Golgotha, whereas earlier it was the force of Jehovah that worked in man. If we deepen our insight into the spirit—I say expressly into the spirit—of a writing such as the Book of Job, and realize how graphically it depicts the sway of the Jehovah force in human evolution, it gives us a picture of how the force worked which gave man life through the breath. As described there it worked in the forces of heredity down to the third and fourth generations. In order to discover the corresponding force at work after the Mystery of Golgotha we must turn to the Christ. Just as the force of Jehovah is related to man's process of breathing so is the force of Christ, indeed the whole Mystery of Golgotha, related to that process I have just described as lying above man's consciousness. One could say that man's breathing has been deprived of consciousness through the luciferic influence. In compensation man is given the possibility to attain that higher consciousness of which I spoke; this will mean for man to unite with the Angeloi through the senses and the intellect. To compensate as it were for that which was taken from him; i.e., cognition through the rhythm of the breath, man is to be given, through the impulse flowing from the Mystery of Golgotha, cognition through a higher consciousness. There were people of deeply religious natures in the Orient who strove, before the Mystery of Golgotha, to bring consciousness into their breathing. To imitate this procedure today is harmful. The aim of the breathing exercises, described in Oriental writings, was to irradiate the process of breathing with consciousness. But in regard to certain higher knowledge man's earthly consciousness is doomed to be powerless. These ancient practices are being imitated today because it is not realized that through Lucifer man has been deprived of the possibility to irradiate his breathing with knowledge. He is instead, since the Mystery of Golgotha, to attain a connection with the spiritual world through the development of a higher consciousness. If we were able to cognize; i.e. attain knowledge through our breath, then with every inhalation we would be conscious, not of inhaling air, but of taking in the force of Jahve; and with every exhalation we would know we exhaled Jahve. In a similar way man is now to become conscious that the beings of the Hierarchy of the Angeloi approach him and retreat from him rhythmically; that the spiritual world flows towards him and again ebbs away as it were. But man will attain this higher consciousness only if the impulse of the Mystery of Golgotha influences him more and more. Fundamental issues can sometimes only be characterized by the use of strange words. In order to describe truth one must not shrink from using appropriate terms. Through Lucifer's influence the process of breathing became dulled as I have just described. True, it is meant pictorially, but if rightly understood one will feel the objective reality in the picture. Jahve's original intention was for man to be conscious of Him in every breath drawn into the body and conscious of His withdrawal with every exhalation. But Lucifer became Jahve's opponent and the consciousness, inherent in the force of Jahve, was shut off from man's consciousness. And now comes the point where one perforce must use strange, severe words in order to give a true description: Jahve had to forget human beings, insofar as their life on earth is concerned, because He could not enter their consciousness. It really did happen that the Being from whom the Jahve-force issued and other spiritual beings within the spiritual world forgot man, just as we may forget something. They forgot man, lost him from their consciousness. The consciousness was rekindled through the Mystery of Golgotha. If from primordial times, up to the Mystery of Golgotha, the tragic words were spoken: And the Gods forgot mankind; then since the Mystery of Golgotha we must say: And it is once more the Gods' will, by and by, to remember mankind. For the sake of human beings the Gods gradually will penetrate with their forces just that from which man otherwise would grasp none of the spirit: the wisdom connected with the human brain, the life of ideation connected with the human nervous system. Heaven wishes to behold the earth, to behold from above what is below. The necessary window was opened when the Being of Christ, through the baptism in the Jordan, entered the personality of Jesus. The words: “This is my beloved Son, this day have I begotten him” denotes the fact that what is above will once more behold what is below, that the forces from above can now stream in and out of that which is below, not however through man's breathing but through his thoughts and ideation. The time, since the Mystery of Golgotha, has been essentially a time of preparation. We are now at the turning point when something else must come, than was previously in the working of the Mystery of Golgotha. That we should become aware of this is of immense importance. Everything that has taken place so far has been in the nature of preparation. Up till now only exceptional individuals have been able—through spiritual knowledge—to draw near the Mystery of Golgotha. The time has come when a greater part of mankind, through spiritual science, must come to understand the Mystery of Golgotha. Why is this so essential? Many secrets are connected with an understanding of the Mystery of Golgotha. People often ask: How can I find a relationship to Christ? Certainly it is a question that is justified. But anyone with insight will know that it is a question that cannot be answered just like that. Let me make a comparison: we see objects by means of our eyes, but the eyes we do not see. For the eyes to be able to see they must be unable to see themselves. They see mirror images but not themselves. That which does the seeing cannot itself be seen. Since the Mystery of Golgotha man must see the spiritual world through the impulse coming from Christ just as he sees external colors through his eyes. We do not see the eyes through which the colors, etc. are seen, nor do we see the Christ impulse through which we see the spiritual world. This is why the Mystery of Golgotha is veiled in mystery and the history of the event is also veiled. Since the Mystery of Golgotha the historical event associated with it cannot be discovered by historic means. To seek for Christ historically like any other event in history would be like trying to induce the eye to see itself. It is inherent in the Mystery of Golgotha that Christ Jesus cannot be found like Plato, Socrates or any other historical personality, through historical documents. It lies in its very nature that accounts of it are not historical, they were given by human beings who were inspired. Accounts of the Mystery of Golgotha can always be proved not to be historical records in the usual sense. We would become spiritually ill in the course of human evolution in the moment it became possible to include the Mystery of Golgotha among other historical events. Nor in that case would we be able to see it rightly; if we saw it historically it would be like an injured eye seeing itself. A healthy eye sees objects but not itself. If a chip has become embedded in the eye it will see a dark space before it and begin to perceive itself; but that is abnormal perception. Similarly an abnormal perception of the Mystery of Golgotha would come about if it did not have an aspect which externally is imperceptible and therefore enables man to perceive spiritually. This is a secret connected with the Mystery of Golgotha. The remarkable thing is that this strange situation did not exist for man before the Mystery of Golgotha. In ancient times before Christ had descended to the earth man knew, through his atavistic clairvoyance, that Christ was there above in the spiritual world and that He would come. Hence there is remarkable prophetic evidence which shows there were human beings who were conscious, through direct personal experience, of the Christ who was to come. It is a paradox that man could know of Christ as long as He had not yet come to the earth. From the moment He had come man could no longer know of Him in the same way. Just as one experiences the eye when one perceives, so the Christ-event had to be experienced in the time after the Mystery of Golgotha, and not known historically. It is interesting to see how these things, which I am now explaining in the light of spiritual science, are dealt with in the Gospels. But we must leave that to some other occasion. Thus it was inevitable that from early on, in the development of Christianity, faith was emphasized rather than knowledge. Christians were not to expect knowledge concerning the Mystery of Golgotha but experience it inwardly through faith. Yet the Mystery of Golgotha is meant to illumine our world of concepts, for ideas born of faith are also concepts, are also our mental pictures. Furthermore, that is the realm in which the impulse from the Mystery of Golgotha meets all the attacks of Ahriman. Our intellect is the arena where the impulse of Christ fights the impulse of Ahriman. Man's evolution, his purely external evolution on earth, will take its course and Ahriman will not be as fettered as he is now. The “Thousand Years” will elapse and man will need a different force, he must have something over and above mere faith with which to establish the Christ impulse in his earthly consciousness. What is this different force? This different force is spiritual knowledge through which man spiritually should make his own what we call the impulse of Christ. It will enable him to find within himself the strong force with which to protect the Christ impulse in his consciousness against the attacks of Ahriman. The Christ impulse is established in the world and Ahriman cannot abolish it. That is beyond his strength. Ahriman cannot alter the fact that Christ came into the world through the body of Jesus of Nazareth. But what he can do is so to transform the concept, the mental picture of Christ in the human intellect that man experiences a pretense, instead of the Christ impulse. This means he creates a false picture of Christ. Man is exposed to the danger that while he may talk about Christ his intellectual picture of Christ is inspired by Ahriman. Those who are able to review modern cultural developments in their true forms seldom find any accurate picture of Christ in men's mind; more often than not they are distorted by Ahriman. By no means is it always the real Christ whom the adherents of Christianity call Christ. Ahriman clouds and confuses the human intellect in many ways in order to attain his goal, not least in those places where men are apt to seek religious counsel. There one can encounter peculiar views. Suppose one asks a Catholic theologian about his real opinion concerning the Virgin Mary. Certainly most would only give the reply he had been instructed to give, but let us leave that aside. There are some who have developed theological cognition beyond the level of mere instruction. In such cases one invariably finds a strange similarity between the cosmic picture of the heavenly church and the earthly woman Mary. This view comes about because for the Catholic theologian the Virgin Mary is identical with the symbolic woman in the Apocalypse who has the moon beneath her feet, the sun at her breast and the seven stars above her head. Thus, in order to visualize the meaning of the spiritual concept it is transposed into an earthly reality. Certain passages in Catholic writings demonstrate that Catholic theologians still look upon the Virgin Mary as identical with the woman in the sun with the moon at her feet and the stars above her head. Here the spiritual, the cosmic-spiritual is seen completely in terms of the earthly; and in fact the cosmic aspect is disappearing more and more through Ahrimanic influence. Nowhere does it disappear more thoroughly than from man's conception of Christ. There is very little inclination today to acknowledge Christ as the Great Cosmic Spirit who descended from cosmic heights to dwell in the human body of Jesus of Nazareth. Many people have an aversion to admit it; they believe it truly Christian to bring as little as possible of a cosmic aspect into the concept of Christ. This attitude would have been quite impossible for a theologian in the 14th century. This fact may not be demonstrated by history because external history is itself distorted. Ahriman's whole interest lies in diverting man away from the spiritual, towards the material. What is material is indeed also spiritual but its spirit lies hidden within the earth. Ahriman does need much cunning and the use of many a trick in order to prevent man from seeing any cosmic aspect in the personality of the Christ. Nevertheless one finds descriptions of Christ which are strikingly ahrimanic; they are bereft of everything supersensible and are deliberately made to appear purely human. Particularly in social-democratic literature is this very common; not to mention painters who have done everything possible to eliminate every suggestion of a cosmic quality from their figure of Christ. Some years ago there was an exhibition here in Berlin of paintings of Christ, a whole series of ahrimanic paintings one after the other. And then there are all the self-appointed preachers who officially or unofficially speak in a sectarian manner about the Christ with no awareness that Ahriman has them by the collar and induces them to present his version of the Christ impulse and not one in which the true impulse of Christ is effective. The true and therefore effective Christ impulse can in our time be presented by no other means than spiritual science. For spiritual science is concerned with spiritual perception which is attained outside the body and therefore where the possibility exists of beholding again the Christ in His true form. As long as one is within the body the eye can indeed behold colors but it cannot behold itself. When one betakes oneself out of the body in spiritual perception one beholds the impulse of Christ through the Christ impulse itself; just as when one sees oneself from the outside one sees the eye. What man can find in spiritual science he cannot find in any historical account to be a description of Christ in His spiritual form. Just as spiritual science can describe a faculty of sight which is on a level higher than that of the eye, so it can describe the Christ impulse through which the spiritual world becomes visible. It is therefore possible to attain insight into the Christ impulse, but insight does not prevent attacks from Ahriman. They must be met with courage. The reason people do not want to know about the concept of Christ attained through spiritual science is because of a subconscious fear that as soon as the Christ impulse is understood it will arouse Ahriman's opposition. How can this ahrimanic opposition be recognized at the present time? In the future it will take other forms. Today it comes to expression in the fact that we have a natural science and accounts of history both of which are ahrimanic and they consequently present cultural development and historical events their way. The very nature of concepts developed on this basis excludes the Christ impulse. In these concepts Ahriman must inevitably work because he works in man. With concepts such as these it is indeed possible to evolve a philosophy of life which includes a general concept of God but they can never lead to an understanding of Christ. Christ may be spoken of but is not understood. That is the case even in a philosopher like Lotze.12 And Harnack,13 having no ideas of his own on the subject, mentions the name of Christ only because it appears in religious documents in the Bible and so on. Other theologians fail to speak of the real Christ for similar reasons. Thus Harnack's Christ has no other attributes than those applicable to a universal Godhead; or he may go to the other extreme and simply describe the man Jesus. To understand Christ through spiritual science it is necessary to grasp the spiritual-scientific concept of Christ in the full awareness that all external knowledge—whether in the form of natural science or history—far from leading to an understanding of the Christ impulse actually opposes it. This opposition is there in anti-Christians today who, in contrast to mere belief, attempt to apply natural-scientific or historical concepts to the Christ event. It is essential to understand that there has to be an inner opposition because here two worlds are in conflict. We must enter courageously into the conflict between Christ and Ahriman. A comprehensive view of life will accept that the conflict exists and expresses itself for example in the fight between Christ and Ahriman. I have often said that Lucifer acts in partnership with Ahriman. They work together. They both have great interest in deluding man concerning the necessity of this inner conflict. They therefore go all out to eliminate the realm that opposes them. To this end they conjure up in man's mind ideas such as: “In tune, in harmony with the infinite.” Why do such mental pictures arise in man? They do because he is inwardly too much of a coward to face the conflict and much prefers Lucifer-Ahriman to invent “harmony with the infinite” for him. However it is an attitude that is the equivalent of going through life blindfolded, seeking only appeasement. Modern man shrinks from the many-sided battle to attain spiritual insight; this attitude is bound to call up opposing forces just as they appear when something right, which ought to be furthered is left neglected. It is because man, during recent centuries, has endeavoured to avoid the inner battle between powers which must of necessity oppose one another, that this battle assumes such a terrible form in the external world today. This consequence is as inevitable as the expulsion from Paradise was a consequence of the luciferic temptation. We see man today, in all spheres of life, being satisfied with creating a mere semblance of inner peace for himself. It is an inner peace which has a meaning only between birth and death. In so doing he prevents one side of the inner conflict to come to expression, of course that to which he prevents expression is always the Christ impulse. Thus the natural conflict has to find an outlet some other way. Now, when you find in various publications descriptions of the so-called contradictions supposed to exist in my writings you will now be able to view these with deeper insight and recognize the ahrimanic impulse in them. Instead of overcoming the forces he necessarily must overcome, by facing them, man tries to avoid the conflict. This has all kinds of adverse effects. If one tries to avoid the conflict it will make its appearance in a different form. Nothing pleasant is prepared by those who strive to do away with the conflict. Working with spiritual science one continuously meets people who, out of their deepest needs, ask: Why is there evil, why is there pain in the world? These questions are often asked in an attempt to grasp how it can be that a good God allows evil to exist. In an attempt to answer such questions one may draw attention to the fact that no one will deny that all the good in the world, all that is excellent and full of wisdom is a manifestation of the Godhead. Thus if it is felt that God's goodness must be vindicated then we already stand on the premise that wisdom is to be ascribed to a good God. But why does a good, wise God allow evil to exist? To this the following may be said: Begin by visualizing a minute pain, let us say you cut yourself and feel a slight pain. Every pain arises when something is exposed to any kind of destruction. It is just that it is not always so obvious how the pain first came about. Let us now imagine that it is not a question of a cut by a knife but that a particularly sensitive spot on the body is exposed to very hot sun rays. This may not at once result in actual blisters but the beginning is there. Therefore a change in the tissue has occurred which is felt as a slight pain. If now the heat of the sun acted more strongly on an even more sensitive spot a greater injury would result. And now imagine that two particularly sensitive places in our head were, aeons ago, exposed to the rays of the sun. Man at that time had not the faculty of sight but the two places in his head became painful whenever the sun rose. At these places the tissue was injured and pain arose in consequence. This process went on for long ages and the healing resulted in the formation of the eyes; they came into being as a result of injury. True as it is that the eyes convey to us the beauty of the world of color so is it also true that they could only come into being through injury caused by the heat of the sun to places particularly sensitive to light. Nothing in the way of joy, happiness, blessedness has come about except through pain. To refuse pain and opposition is to refuse beauty, greatness and goodness. Here one enters a domain where one can no longer think as one pleases; here one is subject to what in the Mysteries was called “iron necessity.” True as it is that great harmony exists in the world, true as it is that the present harmony had of necessity to arise through pain, it is equally true that the Christ impulse cannot be attained through painless, sensuous feelings of well-being such as those conveyed by the idea of being “in tune with the infinite.” The Christ impulse can only be reached by courageously facing the conflict that plays itself out in our intellect—or in our consciousness in general—between the Christ impulse and the ahrimanic impulse. It is a conflict we cannot lightheartedly distance ourselves from by saying “without harmony we remain unfulfilled; in order to attain the Christ impulse we must rise above the conflict in our understanding.” This can be seen quite concretely in the most diverse instances. For example someone may strive to understand the world through natural science; as a consequence he fails to find the Christ impulse. He may later learn to understand the world through spiritual science and as a consequence he now does find the Christ impulse. In such a case it is essential to recognize that one is faced with a contradiction, but in the very contradiction there is also agreement. Contrary to the belief of many it is not a question of adhering solely to one or the other science, nor can one be substituted for the other. Rather could they be compared with the right and left ear; both are necessary for proper hearing for the very reason that the hearing in one ear does not coincide with that of the other ear. What matters is not whether two things can be made to agree but in what sense there is harmony between them.
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154. The Presence of the Dead on the Spiritual Path: Understanding the Spiritual World II
12 May 1914, Berlin Tr. Christoph von Arnim Rudolf Steiner |
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4 I want to quote this remark particularly because it shows how very alone Fichte felt then—108 years ago now—with his tidings of the spiritual world in view of the general attitudes and spirit of the times. And yet, we cannot help but feel that anthroposophy is the fulfillment of what the great minds in human history longed and strove for in their endeavors. |
154. The Presence of the Dead on the Spiritual Path: Understanding the Spiritual World II
12 May 1914, Berlin Tr. Christoph von Arnim Rudolf Steiner |
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Out of his conviction that we live in and are always surrounded by the spiritual world, the German philosopher Johann Gottlieb Fichte said:1 “I do not need to wait until I am removed from the things around me in the physical world to gain entry into the spirit realm. I already exist and live in the latter much more truly than in the former. It is my only firm basis, and the eternal life I took possession of long ago is the sole reason why I still wish to continue the earthly one. Heaven does not lie beyond the grave; it is here already, pervading all of nature and its light rises in every pure heart.”2 It is good to draw attention to such a statement, for in our time many people would have us believe that only stupid, superstitious characters or at least those inclined to fantasy speak of the spiritual world and have views on it. Interestingly enough, even those people who want to make us believe it is silly to talk of the spiritual world constantly speak of Fichte and others like him. So it is good if at least some people know that those with an anthroposophical outlook are of one mind with all the people who have carried throughout history a true knowledge and understanding of the spiritual world in their hearts, or at least a striving—in the highest and most noble sense of the word—for these things. And when materialists mention Fichte and pull this or that passage from his writings as it suits them, it is good when anthroposophically inclined souls know where Fichte's confidence in life, his courage for living, and his belief in life come from—they have their origin in his loyal adherence to the conviction that the human soul lives in the spiritual world and has a spiritual existence. When you hear a man such as Fichte quoted—as you know, he wrote the Addresses to the German Nation in difficult times—you should always be aware in your hearts that he had the strength to say what he said because he knew: The best part of me always lives in the spiritual world even while I am living in my physical body.3 The spiritual world surrounds me everywhere. This is true for others too; Fichte is only an example. People like Fichte were aware that their words were filled with a strength gained through a knowledge of the spiritual world that supported and worked on their souls. There is another reason why it is good to recall such facts from time to time. After Fichte had delivered his lectures The Way toward the Blessed Life, which can be said to contain his life's teachings, to a small group of people, his audience asked him to have the lectures printed. The lectures had made a great impression on them, and they asked him to publish them because more people ought to have access to Fichte's encouragement for living, to his beautiful and noble striving for knowledge. And Fichte, strong, forceful, fired with the highest enthusiasm for his cause, made the following interesting remark in the foreword to these lectures: I was, I might almost say, persuaded to publish these lectures by friends among the audience who had a favorable opinion of them. And because of the way I work, the most certain way never to complete them would have been to revise them once more for publication. Let it be my friends' responsibility, then, if they are not received as anticipated. I for my part have become so confused by the public at large when I see the endless bewilderment that greets every powerful idea, and also the thanks accorded to everyone who endeavors to do right, that I am unable to make a decision in matters of this kind and no longer know either how to speak to this public or whether it is even worth the effort to address it by means of the printing presses.4 I want to quote this remark particularly because it shows how very alone Fichte felt then—108 years ago now—with his tidings of the spiritual world in view of the general attitudes and spirit of the times. And yet, we cannot help but feel that anthroposophy is the fulfillment of what the great minds in human history longed and strove for in their endeavors. In view of the apathy and lack of judgment shown spiritual science today, we must evoke in our souls the harmony we can achieve with these great minds through our spiritual science to encourage and strengthen us. Nevertheless, it may take a long time even for those who are sympathetic with spiritual science to find the right inner energy to develop a feeling for the impulse it should give our culture. I mention this again only because I would like to see your hearts filled not only with the right kind of ideas about the spiritual world itself but also with the right kind of attitudes and feelings about our relationship to the spirit realm and our entire environment. It is easy to see why spiritual science meets with incomprehension and misunderstanding in trying to establish itself in the world at large. Just try to understand how an ordinary citizen, a product of modern thinking, who has not really come into contact with anything spiritual, might relate to spiritual science. He has heard claims of one kind or another about the spiritual world. What must he do? Well, people have no choice but to try and make sense of these ideas on the basis of their own concepts. However, the ordinary person of our time does not possess any concepts that could help him grasp what true spiritual science says about the realm of the spirit. To begin with, he lacks the thoughts, concepts, and ideas to do this. He tries to penetrate what he is told with his ideas, which, of course, originated on quite a different level. How, then, is he supposed to avoid misunderstanding? How can we expect him to understand? The central point in our relationship to spiritual science is to acquire new concepts, new ideas that we did not have before we encountered spiritual science and that we cannot bring with us from the outside, but have to learn gradually. This realization is fundamental for a right attitude of soul toward this spiritual stream. Consider the basic fact, namely, that spiritual science is to enable us to understand the spiritual world outside us. In the course of this year, we have heard many descriptions and all kinds of information about the spiritual world. We have always tried to enlarge our concepts and ideas so that we can really grasp properly what is going on in the realm of the spirit. For example, we speak about beings of the higher hierarchies, and you know what we say about them. We also speak of the souls of the dead as they exist between death and a new birth, and you know what we say about them. However, we must never forget that in speaking about these things we cannot use the concepts we learn in today's world or we will run into misunderstandings. Therefore I want to draw your attention to a concept you have already learned about, but I would like us to consider it in detail by examining how essential it has been to our various talks. The physical world makes its impressions on our senses, and we try to understand this world with ideas and concepts tied to our nervous system, to our brain. When we look at this process, we find the central element is that we perceive the world. By looking at things, we perceive the human realm, human beings as physical beings, the animal, plant, and mineral kingdoms, clouds, mountains, rivers, oceans, stars, sun, and moon. We perceive these things to the extent that they are physical entities. We look at them, see their colors, hear their sounds, feel their warmth—in short, we perceive them. This is a perfectly correct description of our relationship to the physical world. But as soon as we look at the world of the spirit, we should feel the need for another expression than “I perceive,” because it is not quite correct to say “I perceive the beings of the spiritual world.” We need to understand that all so-called perception of the spiritual world is quite different from that on the physical plane. As we grow into the realm of the spirit and approach it, we have the impression that we are perceived. Here on earth we are, in a certain sense, the highest physical beings. A stone, a plant, or an animal might say they are perceived by human beings. And in terms of our physical body, we can say we are perceived by beings of our own kind. We are also perceived from the moment we grow into the spiritual world. The spiritual beings look down at us, and in a certain sense we become objects to them. It is indeed a first sign of having entered the spiritual world when we are perceived. As I said in my last lecture, the way to rise toward the spiritual beings is to grow up to the level of their capabilities so that our being is perceived by them.5 That is how it is with regard to the higher hierarchies. We learn to see ourselves grow into a state of mind allowing us to feel we are perceived by the higher beings of the hierarchy of angels. Then as we develop further, we are perceived by those of the hierarchy of archangels, and so on. This feeling that we are looked at, that the will of spiritual beings is affecting us, is what I mean when I say “We are perceived.” We have to be quite clear about this and must not think that growing into the spiritual world is just a continuation of the panorama surrounding us in the physical world. Our whole soul mood changes because we become aware that we are living in the spiritual world, and that what we experience there is the feeling that the beings of the higher hierarchies perceive us. Their forces flow into us and are at work in us when we do something, when we act. These things can best be explained with specific descriptions. So without any presumption—let me stress it again: without any presumption—and in all modesty, let me present the following example to show you what our relationship to the spiritual world is really like. When we undertake some work here on earth—whether it is spiritually inspired or not—we need forces coming to us from the physical realm. And these forces are outside our ordinary consciousness, of course. We cannot give them to ourselves; they are not really within our control. If you don't believe this, you can go to Dornach, to our building, and watch our friends there transforming large blocks of wood into capitals for the pillars and using their physical strength for this. Then you will have to admit that such forces come purely from the physical world. For my part, I admit quite openly that sometimes I wish I had more of this physical strength so I could help more with the work there. So, just as the strength of our hand muscles and other physical forces are involved in what we do physically, spiritual forces can also enter into our actions, flow into our souls from the spiritual world, and act from above downward, so to speak. One of our tasks in past years was to express in our mystery plays what streams through our spiritual world view.6 Spiritually perceived facts had to be projected onto a physical stage; to use the common expression, they had to be “staged.” Such a production required new things compared with conventional stage productions. Over the years we have had to put on such plays with ever greater strength, one might say. But what I mean now refers not so much to external things, to what happens when everything is already there, but to the spiritual aspect of the matter. In the early days of our work in spiritual science, a certain individual visited us.7 This person not only developed a profound and warm-hearted interest in our teachings as we had to present them then at the start of our work, but was also imbued with a wonderful artistic spirit, which was fused completely with her personality. One could say in the true sense of the word that she was an objectively kind person. She quickly assimilated everything we could say about the content of spiritual science at that time. Then, and this was in the early years of our work here, she left the physical world. In the years that followed, she worked in the subconscious depths that our souls reach after death and tried to integrate what she had learned about our spiritual science with her artistic sensibility. A spirit body was being built up in which these two forces were at work: the fruitful views of spiritual science and her kind, energetic and understanding artistic spirit. Many years passed, and then recently, when we were working in Munich, whenever I had to make decisions about inner matters of the Munich performances, I was always aware that this individual was looking down on everything that is happening. It is, of course, not true that such a being would tell us how to do things. We must have our own abilities for that. But through the blessing flowing to us from such an individual, we can feel strengthened for the task at hand. We can feel her radiant spiritual eye and her warm, sincere interest flowing into the things we have to do. Things like this can show us that after death the soul gradually changes into a being involved and active here on the physical plane. Once we are conscious of this, we feel the presence of such beings as guardian spirits supporting us in the tasks we have to do here in connection with the spiritual world. Then we can set about our tasks knowing that there is a being in the spiritual world who protects our work. Now you can see the concrete insight that should permeate our life in regard to the spiritual world. We gradually come to know that the dead do not really die, but merely move to another place. They still participate in what we do. This insight will be more than a vague feeling for us; we will gradually learn to point to the areas where they are active. We will learn to feel them with us when we need forces we cannot find on the physical plane, when we need support from higher regions. For the souls who have passed through death possess forces different from those on the physical plane, because they take the material for their development at that stage from another world. We can feel the true inner deepening we can gain by taking up spiritual science, not just in the form of abstract theories, but in lively understanding of concrete particulars. We can then realize the blessing our theories of spiritual science and also the whole spiritual stream connected with it bestow upon all human life. Of course, I assume such explanations in a group like this are taken with the necessary reverence, for that is the only way we can proceed from the abstract to the concrete. Let us look at the example of another person who left the physical world a short time ago. This man had been associated with us for five years and had gradually united the best of his being with the knowledge resulting from spiritual science.8 For many years, he was physically ill and had to fight against the attacks from his sick body. He truly demonstrated the triumph of mind over matter, particularly considering the strength he needed to create his last poems. From samples you have heard you already know the wonderfully poetic, intimate characterization of the spiritual world this man achieved. People will get many valuable insights when his last volume of poems appears in a few weeks.9 The author of this volume cannot witness its publication; yet it will show us how wonderfully his spiritual life triumphed over the physical body. When I spoke about his poetry in Leipzig late last year, I used an expression in a way similar to a person, or even a child, saying “the rose is red.”10 Such a statement can be quite correct without anyone needing to “know” the rose is red. In the same way, I knew then in Leipzig that I could use the expression I chose and that it was correct. Out of an inner necessity, I said his poetry not only reveals a wonderful expression of our world view, but one could almost say these poems have an aura! Something had entered this man's soul and taken hold of his personality so that words not only flowed from him but also contained something akin to an aura. In a nutshell, that is what I said and what I felt to be true. It is only now that I know why I said this. Of course, we can only know after death what the individual who wrote these poems intended to do in the spiritual world, what he was preparing for. He suffered much because his physical organism was deteriorating. But while his body was deteriorating, something developed in the soul far beyond the physical body, something that turned out to be quite different from what he initially thought it was. This new quality lived in the depths of his soul, and its light became ever brighter the closer his physical body came to destruction. And now we can see something shining in the spiritual world that prepared itself here on earth. Let me use a picture to explain what I mean. Nature is everywhere around us in all its beauty and glory. Surely, anyone sensitive to the beauty of nature will think I was justified when I said here some time ago that a person may visit all the art galleries of Italy, finally go up to the Swiss mountains to see a sunrise, and then have the feeling that the spiritual beings who paint the sunrise are greater painters still than those who paint on canvas.11 Even though this is true, we must also admit that while we may admire the beauty of nature with complete abandon, we find it infinitely precious when we see how a painting by Raphael, Leonardo da Vinci, or another artist, presents the content of the artist's soul as well as nature's beauty.12 In art, we see a physical expression of what the soul can give us, enriching what we take from nature. I want to use this analogy to prepare your heart to understand what I want to say next. The individual I have just mentioned is now in the spiritual world, and the spiritual formations once trapped in his body are now free of it. Here on earth we have his wonderful poetry, but in the spiritual world we find lighting up what grew out of the Imaginations that were prepared here during his long illness, and that now form the basis of his spirit body. A splendid cosmic image! In these Imaginations lives a wonderful element from the cosmos that is to the direct perceptions of spiritual research what a wonderful painting is to a direct experience of the beauty of nature. When the spirit realm presents itself to the inner gaze in the Imaginations of a human soul, and we ourselves perceive it also, infinitely much will be revealed to us. In fact, it is almost as though the cosmos is perceived twice; once as it appears directly to our clairvoyant gaze, and then again as it is revealed to the clairvoyant gaze through what a human soul attained on earth through much suffering and vigorous striving for spiritual knowledge. I do not have to remind you that all these things must be understood as karma; no soul can acquire anything of this sort merely by force of will. Whether such things are granted us lies in the grace of the wise cosmic powers. During the time we spend on earth, we, and others as well, must take care to remain on earth as long as possible and in as healthy a condition as possible. This should go without saying, but these things are so easily misunderstood. No one should ever attempt to do anything to cause suffering. That must not happen, and, in any case, nothing could be achieved this way. Therefore, no worse and more false conclusion can be drawn from all this than to decide to make oneself suffer in some way just to achieve something. With these specific examples I wanted to present two ideas. The first is that spiritual beings send their powers to us through the gaze of their spiritual eyes, as I tried to show with the example of the guardian soul of our artistic work. The other idea demonstrates the inner wisdom of the cosmic powers, which allows us to see in the spiritual world what an individuality has drawn from his earthly existence. This can then in turn enrich our perception of the spiritual world, just as artistic perception enriches our experience of the physical world. I could say much more now about individualities who are blessed to carry what they absorbed from the anthroposophical world view into the spiritual world. However, the time for that has not yet come. I quoted these two cases because I believe such concrete and familiar examples can help us better understand the thoughts and ideas necessary for real access to the spiritual world. We must adhere to those concepts from the beginning, if we really do want such access. After all, we meet in smaller groups so that we can, in a sense, speak the language we have gradually developed for the description of spiritual life. Through spiritual science, we can progress to where we no longer talk in general terms about the spirit around us, just as we do not talk of nature around us in general terms, either. We speak not only of nature this and nature that, but of grass in the meadows, corn in a field, trees on a hillside, clouds, and so on. Gradually we have to learn to speak of the spiritual world in equally specific terms. Therefore, I like to talk of the spiritual world in concrete terms by discussing a guardian soul such as the one I mentioned today in connection with our artistic work, or by mentioning a soul whose form after death mirrors the forces emanating from the spiritual cosmos itself, forces this soul gathered while the body was overtaken by infirmity here on earth. This soul teaches us things we would not easily learn otherwise. People like this friend, whom you knew, become the best helpers to aid spiritual science in fulfilling its task in the world. Since spiritual science is received in many quarters with misunderstanding, contempt, and hostility, we may feel that it will truly be very difficult to make any progress toward achieving its real purpose. However, the insights we discussed today evoke the encouraging thought that those who have passed through the gate of death become true witnesses for the true nature and purpose of spiritual science. I would like this thought to speak to our hearts and souls. With this in mind, we cannot help believing that even if it takes longer than our lifetime, spiritual science will become part of the spiritual progress of humanity. This thought can give us courage to face what confronts us in certain quarters; it can give us courage in our conviction that more and more people will come to see the need to develop new concepts, new ideas, sentiments, and attitudes for a true understanding of the spiritual world. I hope explanations like these also provide a proper context for our role in our spiritual movement. Let us accept examples such as those with reverence, and let us also draw from them what is relevant for our convictions so that we will be strong enough to bear the brunt of attacks from the outside. People outside our movement approach us only with the concepts they have learned in the world, and we should not be terribly surprised that they impose those concepts on what they find out about us. There are major problems in the relationship between spiritual science and the outer world's statements and judgments about it. As you know—and as one of our dear members told you last time out of firsthand experience and an enthusiastic heart—we want to begin a real, true work of art in Dornach, near Basel; a work of art that is a result of our world view. Everything depends on there being a few people in the world who really understand what we intend to do. It is crucial that we do not let only those people judge this endeavor who want to describe it in terms derived from the outside world. No matter how good people's intentions are, if they approach our building with conventional concepts, they will only get a conventional description. For instance, we can see now that newspapers in every language are saying things about the building in Dornach that can easily sweep away in a short time what we have struggled for many years to achieve—by not telling the public what it does not understand anyway. The newspapers have asked, What age are we living in? Is this still the age of materialism? An enormous temple is being built—and so on. And they have described the columns in this temple as supposedly linked by pentagrams and such. Seeing this, we can only wonder where such descriptions of the things that should develop out of our spiritual stream will lead. Such descriptions are now circulating through the media—it's terrible! We do not need to go into detail, but the most painful thing is that the original article, which was the basis for all the others, was the work of a good-natured soul who wanted to understand us and do a great service to the movement by writing about it. We even showed him around to avoid the worst excesses of reporting. We showed him, for example, that there is really no pentagram to be seen, but that in one place the seeker's mind has to feel its way cautiously and subtly to a perception of a pentagram. Then we found that although we had asked this person not to write anything that smacks in any way of journalism, he could not do anything else, and did not use the concepts and ideas learned from us but instead only those that can be picked up on the streets of our modern culture! It is deeply painful to me to see how our original intentions and aims are now presented in the newspapers. The articles and clichés are passed on from one paper to the next and are translated into every language, and in each language another distortion and more stupidity are added. Of course, it is not hard to understand what happens when the aims of our serious and sincere spiritual science clash with what the outer world can understand. But I want to show you how solemnly and reverently we must approach our cause. It is important that we be aware how deep our understanding for the tasks of spiritual science in the world must be. You may want to ask why we could not continue to work with our concepts modestly and anonymously even among those who cannot understand us, as we did before we started the building in Dornach. Well, people in the present age have their eyes focused on the physical level. Spiritual things go unnoticed, but that a building is being erected in Dornach cannot be ignored. Such questions are, of course, completely unproductive and also irrelevant. What matters is that we should have a proper appreciation for and understanding of our cause in our hearts. I do not say this to accuse or criticize anyone, but to remind you once again how earnestly we must try to understand the new that is to grow in us to counterbalance what comes from the world outside, particularly in the opinions of other people. What comes from outside is not part of what our souls really need and thirst for. They need spiritual science and yearn for it. Therefore, we must put the temptations and seduction of materialistic thinking, particularly that due to spiritual arrogance, in proper perspective. We must not be blinded when we encounter such views and attitudes everywhere in the external world, but must find the strength within ourselves to participate fully in this world and to seek in ourselves the impulse for a proper relationship to the world around us. Then spiritual science can really become something that warms and strengthens us inwardly. It can give us foundations for our judgment so that we are not blinded by external influences, which may approach us with authority and power and therefore can deceive us again and again about the ability of our age to understand spiritual science. This is what I wanted to present again to your souls today. For now as summer approaches and our meetings will become less frequent, we want to be certain of one thing: The impulses of spiritual science should live in our souls independently of time and space. They should be alive in us regardless of whether we meet more often or less often. What is important is the character of our meetings that we really bring them to life in us. That is what I wanted to discuss with you today.
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303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children before the Seventh Year
29 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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If you listen to what lives in the human heart, you find that real human happiness on earth depends on the awareness of human freedom, an appreciation of human values, and a feeling for human dignity. Anthroposophy shows us that—apart from what a person may have developed even before birth or conception while still in the spiritual world and apart from what one will meet again after death—the very purpose of earthly incarnation involves enlivening the impulse toward freedom. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children before the Seventh Year
29 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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Anyone called on to look after a very young child—either as a parent or in any other capacity of child care—will experience the great responsibility this task involves. Such people feel morally obligated to lay the best foundations for the child’s future development. Therefore it grieves me deeply that our Waldorf school in Stuttgart can accept only children who have reached the official school age, and it would give me the greatest satisfaction if we could take in the younger children as well. In addition to other difficulties, our goal of opening a nursery has been thwarted by a lack of funds, as happened with so many other anthroposophic activities. This continual shortage of money leaves us with at least the hope that, if we can win support from the general public, we will eventually be able to build a nursery class as an integral part of our Waldorf school. Very young children are the least accessible to us. The gates to the soul life are absolutely closed to the outer world, and outer influences cannot touch it. Those who take care of infants of this age are powerless when they struggle and cry; these children do what they want. Thus, observant adults must accept the fact that the will of children is beyond their control—even during later stages and occasionally the latest stages of life. You may know that early in 1894, well before publishing other anthroposophic works, I published Die Philosophie der Freiheit [Intuitive Thinking As a Spiritual Path]. This book was intended to give the world a true assessment of the human quality that develops, within the social context, the impulse toward individual freedom. If you accept its message—the matter of freedom, on the one hand, and destiny, on the other—you can see that it is relevant even to a baby. If you listen to what lives in the human heart, you find that real human happiness on earth depends on the awareness of human freedom, an appreciation of human values, and a feeling for human dignity. Anthroposophy shows us that—apart from what a person may have developed even before birth or conception while still in the spiritual world and apart from what one will meet again after death—the very purpose of earthly incarnation involves enlivening the impulse toward freedom. This impulse depends completely on plunging into an earthly body. This freedom can be realized only during physical incarnation; we can attain freedom only while living on earth, and when we enter other worlds, we can take with us only the degree of freedom we have attained here on earth. If you approach young children with such feelings (and feelings are the most potent source for those engaged in the art of education), this question will always be present in your mind as you take charge of an infant: What must I do to enable this child to develop the fullest consciousness of human freedom at maturity? And with this question, a new truth begins to dawn. The outer conditions of life are already clearly pointing at it, and, through anthroposophic insight, it can be understood with inner certainty. It is the fact that, despite one’s freedom, each person has a destiny, or to use the Eastern term, karma. Let us imagine that, later in life, a man meets a person he has known before, and that this person has a profound influence on the life of this man. Perhaps such people might even begin a partnership for life. At first it may seem to them as if their meeting were simply chance. But when they look back over the years of their lives—even with no knowledge of spiritual science—this man may well discover the strange fact that, during the years before this meeting, he had unconsciously taken numerous steps that eventually led to this other person. Though at first it appeared to be mere chance, hindsight revealed an inherent pattern and underlying plan. Looking back over his life, Goethe’s old friend Nobel spoke these meaningful words from the depths of his soul: “If, in later years, we survey our early life, everything seems to fall into a definite pattern; everything fits together.” Since our will is woven into all our actions, we can see everywhere how destiny confronts us in the events of life. One could quote many others who, through observing ordinary life, reached the same conclusion. When we look at life’s external events, we find confirmation of the hidden truths of karma. Anyone in charge of young children—especially those who work in children’s homes—who is aware of the activity of destiny, must ask, Have I been specifically chosen for the important task of guiding and educating these children? And other questions follow: What must I do to eliminate as far as possible my personal self, so I can leave those in my care unburdened by my subjective nature? How do I act so I do not interfere with a child’s destiny? And, above all, How can I best educate a child toward human freedom? If you come to understand what happens in a child between birth and the change of teeth—during the first seven years—you will realize how vulnerable young children are and how deeply we can affect their being (I will speak later about the period of embryonic development). The change of teeth represents a decisive turning point in the life of children. Close observation reveals that, after the seventh year, an entirely new interrelationship emerges between the child’s thinking, feeling, and willing. We have become accustomed to applying certain concepts gained from observing physical processes to the life of the human being. For instance, in natural processes, when we notice the sudden emergence of heat that was imperceptible in a previous state and had not been introduced externally, we say that latent heat is being released. Just as latent heat can be set free by material processes, similarly, soul and spirit forces are set free after the change of teeth, forces that have thus far been bound up with the organism and instrumental for its growth. Freed from processes of growth and nourishment, however, these forces go to work in the child’s soul; they are transformed into soul forces. Natural science today forms abstract concepts about the relationship between body and soul; theories are invented to explain the effects of one on the other. One speaks of a psychophysical parallelism and so on. Instead of making exact observations, one philosophizes. But all this leads nowhere. If you want to fathom the secrets of human nature, you have to observe it with the same precision used to observe the phenomena of outer nature. Then you will discover that, after approximately the seventh year, forces that were engaged in building the physical organism of the child are now transformed into soul forces that will determine a child’s relationship to the outer world. If we wish to find out what the soul of a child is like between birth and the seventh year, we must observe the child’s development from the seventh year on. Then, in the child’s soul, we can see the very same forces that were active in the physical organization. And we will find that the hidden, organic activity that molds and shapes the child’s brain and the rest of the organism has a very special significance. Through birth, or conception, children carry into their physical organization what they brought from the worlds of soul and spirit. When children are fully engaged in building up the physical organs in this way, they must be left free to do so, and consequently the doors leading to the outer world remain closed. It is essential that we refrain from interfering in our clumsy ways with these inner activities in children, because they are doing what they have to do and are thus inaccessible to outer will forces. We must also realize, however, that despite the preoccupation of children with their processes of growth, everything we do around them nevertheless makes deep and distinct impressions on them. I will go into further detail later, but we must not forget that everything at work within the child’s soul after the seventh year was directly involved in the process of building organs up to that age. This means that until the seventh year, the impressions coming from the outer world directly affect their physical constitution—the lungs, stomach, liver, and other organs. In children at this age, the soul has not yet become free of the physical organization, where it is still actively engaged. Because of this, all of the impressions they receive from us through our general conduct have a decisive effect on their future constitution of health or illness. You came expecting to learn something about our educational principles, but it is the practical application of these principles that is most important. What really matters in education are the mood and soul attitude that teachers carry in their hearts toward the human being. We cannot truly serve the art of education unless we approach the growing human being with real insight. One could even say that teachers are free to approach subjects in their own individual ways, since, in any event, they must prepare their subject material according to what they have learned from life. The important thing is that teachers each carry within themselves a true picture of the human being; if this picture is present to their inner eyes, they will do the right thing, although outwardly each teacher may act in very different ways. I visited parallel classes as the spiritual guide of the Waldorf school (the large numbers already require parallel classes), and when I saw how the teachers each treat the same subject in very individual ways, I never object or insist that they all follow the same set courses. Even when two versions of the same subject appear contradictory externally, each may nevertheless be correct in its own way. In fact, if one teacher were to copy another, the results could be entirely wrong. There is a good reason that our school is called the “Free Waldorf School.” This is not just because of our independence from the state system, but the name very much reflects the atmosphere of freedom that pervades its entire makeup. During the previous lecture I pointed out that a suprasensory contemplation of the human being will reveal to us—apart from the physical body—another, finer body that we call the ether body, or body of formative forces. This ether body provides not just the forces that sustain nourishment and growth; it is also the source of memory faculties and the ability to create mental images and ideas. It does not become an independent entity until the change of teeth, and its birth is similar to the way the physical body is born from one’s mother. This means that, until the change of teeth, the forces of the ether body work entirely in the processes of a child’s organic growth, whereas after that time—while still remaining active in this realm to a great extent—those forces partially withdraw from those activities. The released forces of the ether body then begin to work in the soul realm of mental images and memory, as well as in many other nuances of a child’s soul life. The change of teeth is a unique event. The forces needed to push out the second teeth existed prior to this event, but now they are no longer needed. Once the second teeth have appeared, this particular activity of the ether body becomes redundant. The final activity of pushing out the second teeth is an external manifestation of the sort of activity that is happening within a child’s organism. At the end of the first seven-year period, most of these ether forces are released to flow into a child’s soul and spiritual nature. One can recognize these seven-year periods throughout the entire human life, and each again can be seen in three clearly differentiated shorter periods. If we observe the gradual withdrawal of some of these ether forces until approximately the seventh year, we see how during the first two and a half years after physical birth the ether body frees itself from the head region; in the next two and a half years, it frees itself from the chest region; and finally, until the change of teeth, it frees itself from the child’s metabolic-limb system. Thus we see three phases in the gradual withdrawal of ether forces. And we clearly recognize how, while the ether body is still connected with the head region, a child rejects any intentional influence coming from outside. What children learn during this first two-and-a-half-year period is extremely important for their whole life. They do so through an incoming activity and from what they have brought with them from prenatal existence. Just consider how children learn to speak and walk during this first short period. These are two human faculties that are closely connected with maintaining self-confidence, both from a personal and a social point of view. These two important faculties are developed while the ether body is still engaged in shaping the brain and radiating into the rest of the organism. If these ether forces radiate too strongly into the organism and disturb the infant’s delicate processes of metabolism, breathing, and blood circulation—if they become too powerful within a baby’s organism—scarlet fever and similar childhood illnesses may occur even at this young age. Basically, because of all this activity within children at this stage, they remain inaccessible to conscious approaches directed by the will and demands from the outside. They want to be left to work on their own organism. Being inaccessible to the outer world during the first two and a half years is one significant factor. Another is the fact that children have a fine, instinctive perception for everything going on around them, especially what is happening in people with whom they have established a certain rapport. Anyone caring for such a child naturally belongs to this category. I am not speaking of a child’s ability to use the senses as an older person does. It is not a matter of what children see with their eyes, but a general perception of the most intimate kind that takes in what is happening in their surroundings. This perception, however, excludes anything that seeks to impose itself from outside, against which children will defend themselves instinctively during those first two and a half years. To get a better understanding of children’s susceptibility to the outer world when their sensory perceptions are still deeply immersed in feeling, it may help to look at animals, the creatures immediately below the human being, because they show a similar, acute sensitivity toward the outer world. I am not contradicting what I said about senility in a previous lecture; one must simply observe accurately. Animals are especially sensitive to their surroundings. I do not know whether those who have come from England or other European countries have ever heard of the horses that, a few years before the war, created a sensation by appearing to do simple mathematical calculations. In Berlin, there was the famous horse of Mr. von Osten, and in Elberfeld there were several horses that could do numeric calculations. Well, I cannot say anything about the Elberfeld horses, but I did make the acquaintance of von Osten’s horse in Berlin, and I was able to observe the close relationship between this horse and its master. It is true that the horse stamped its legs—three times three is nine—which, for a horse, is a very respectable achievement. All kinds of theories were advanced to explain the horse’s reactions to questions from von Osten. There was one university lecturer—a most erudite man—who even wrote a whole book on this horse. He wrote, “Of course the horse cannot calculate, but whenever Mister von Osten says, ‘Three times three,’ he accompanies his words by barely noticeable facial expressions. He sort of mimes, and when he pronounces the word nine, the horse is capable of observing these facial expressions and stamps accordingly.” His was certainly a learned treatise. He continued, “I myself was unable to detect the miming on von Osten’s face and therefore I cannot guarantee that my theory is correct. But it must have been there and the horse was able to observe it.” It seems to me that the author merely states that he, a university lecturer, considered the horse more capable of observation than he was himself. In my opinion, the crucial point was von Osten’s procedure, for he had large pockets filled with sweets that he shoved into the horse’s mouth, thus maintaining an uninterrupted flow of sensation and gratification. The result was an intimate relationship between master and horse. Everything was immersed in a feeling of sympathy, which made the horse extremely receptive, in keeping with its animal nature, to all that came from its master, even his thoughts and shades of feeling, but hardly the play of mysterious expressions on his face. The processes of calculation going on in von Osten’s mind were transferred to the horse via the taste of sweetness. This phenomenon does not become any less interesting when interpreted this way, but it can teach us a great deal about the relationship of living beings. It cannot be explained hypothetically by observing the facial expressions a horse can detect, though not a university lecturer. During the first two and a half years, children have a similar rapport with the mother or with others they are closely connected with as long as their attitude and conduct make this possible. Then children become perfect mimics and imitators. This imposes a moral duty on adults to be worthy of such imitation, which is far less comfortable then exerting one’s will on children. Children take in all that we do, such as the ways we act and move. They are equally susceptible to our feelings and thoughts. They imitate us, and even if this is not outwardly noticeable, they nevertheless do this by developing tendencies for imitation that, through their organic soul forces, they press down into the physical organism. Therefore, education during these first two and a half years should be confined to the self-education of the adults in charge, who should think, feel, and act in a way that, when perceived by children, will cause them no harm. Fundamentally, the stage of imitation continues until the change of teeth, and thus children will be strongly influenced by their environment later on as well. The following example may demonstrate this. Two disconsolate parents once came to me, saying, “Our child has always been good, but now she has stolen money.” Was this really true? At a superficial glance, yes, for she had taken money out of the cupboard where it was always kept by her mother. The child then bought sweets with the money and even gave some to other children. I reassured the parents that their child had not stolen at all, but that she had merely imitated her mother, who regularly took money from the cupboard to buy things. There was never any intention of stealing; this concept did not yet exist in the child’s mind. But children are imitators and will do what mother does. If we wish to avoid confusion, it is up to adults to realize this and act differently in front of the children. Neither will children learn to walk through our efforts to make them stand and do all sorts of movements. Such instruction belongs in gym much later on. If we intervene by making children stand and walk prematurely, we may do irreparable damage to the nerve processes, which may persist for their whole life. If children see adults in an upright position, as imitator they try to raise themselves to the same position when the time comes. We must always see the human being during the initial stages as an imitator and arrange our child rearing accordingly. This can certainly be very trying at times, and we all know that there are babies who seem to be yelling all day and, apart from the ear-splitting noise, inflict all kinds of other provocations on the adult. True, there are situations that have to be dealt with, even drastically, to avoid serious damage by a child. But such measures do not really belong to the field of education. Admittedly, it is hard to put up with a screaming child, but when we behave as described, our conduct gradually sinks into the deeper layers of a child’s soul and spiritual forces (which are still closely connected to organic processes) and eventually brings about more positive results. If we observe small children without preconceived ideas, we find that their screaming and other unpleasant features come from their physical organization. Although the inherent forces in the behavior of intense crying remain with the child, the habit of crying will gradually pass. Such forces are very intense. If we influence the child correctly by setting the proper example and acting morally, the forces behind a baby’s crying will reveal themselves as intensely moral forces in later life. A strong morality later in adult life is an expression of those same forces that lived in the intense crying of a young child. On the other hand, if those close to a child have an immoral attitude—even if only in thoughts—these forces will reappear later as intensely immoral forces. And we must be careful not to harm the development of children while they are learning to speak. This easily happens when we make them say words we choose; this, too, is an imposition of our will on the child. It is best to speak naturally in front of children (as long as we speak in a moral way) so that they have opportunities to hear us. In this way, children find their own way into language. Now you can appreciate the real point of what has been said so far—that we must not be tempted by a false kind of instinct to make baby talk for the child’s benefit. This is not an instinct but something we may have acquired through misguided customs. Nurses or others dealing with young children should never speak to them in an artificial or childish way. We really do a great wrong when we change our normal way of speaking to “suit” a child, for children always want to imitate us as we really are, not as we pretend to be. They reject anything that approaches them as an expression of another person’s will, such as childish and naive baby talk. Children have to put up with it, but they have a deep inner resentment toward such an approach. The effects of such well-intended folly is so farreaching that it may come to light in later years as a weakened digestion. When an older person is diagnosed as having a weak digestion, it might be nothing but the result of the wrong approach by an over-zealous but misguided nurse during that person’s early childhood. These are the main points regarding the first third of the first seven-year period, and they need to be kept in mind. At the age of two and a half, the head organization in children is developed far enough so that the forces of the ether body that have been working on it may be released. This gradual withdrawal continues into the area of the chest until about the fifth year, when breathing and blood circulation have also reached a certain stage of completion. Thus, by the time children learn to speak and walk, the formative forces released from the head (now acting now as soul and spiritual forces) join those being released in the chest region. This change can be recognized externally by the emergence of an exceptionally vivid memory and wonderful imagination, which children develop between two and a half and five. However, you must take great care when children develop these two faculties, since they are instrumental in building the soul. Children continue to live by imitation, and therefore we should not attempt to make them remember things we choose. At this stage it is best to leave the evolving forces of memory alone, allowing children to remember whatever they please. We should never give them memory exercises of any kind, otherwise, through ignorance, we might be responsible for consequences we can see only when viewing the entire course of human life. Sometimes we meet people who, around the age of forty or later, complain of shooting pains or rheumatism. This may certainly have various causes, but if we carry our research far enough, we may find that the rheumatism was caused by a premature overloading of the memory during early childhood. The pattern of life is indeed very complex, and only by trying to recognize its many hidden links can we engender the love that is the true basis of growing human beings. Whatever one’s attitude may be, as educators we must respond to the imagination and fantasy of children, which tries to express itself outwardly when they play with toys or join in games with other children. The urge to play between the ages of two and a half and five is really just the externalized activity of a child’s power of fantasy. And if we have the necessary ability of observation for such matters, we can foretell a great deal about the future soul life of children merely by watching them play. The way young children play provides a clear indication of their potential gifts and faculties in later life. The most important thing now is to meet their inborn urge to play with the right toys. People in the past responded to this need according to their own particular understanding. Perhaps this also happened in the West, but at one time a regular epidemic spread throughout Central Europe of giving children boxes of building bricks, especially at Christmas. From separate cubic and quadrilateral stones, children were expected to build miniature architectural monstrosities. This sort of thing has a far-reaching effect on the development of imagination in children, since it leads to an atomistic, materialistic attitude—a mentality that always wants to put bits and pieces together to form a whole. In dealing with practical life, it is far better to give full freedom to children’s flexible and living powers of imagination than to nurture intellectual capacities that, in turn, encourage the atomistic nature of modern thinking. Imagination in children represents the very forces that have just liberated themselves from performing similar creative work within the physical formation of the brain. This is why we must avoid, as much as possible, forcing these powers of imagination into rigid, finished forms. Imagine two nurses who are looking after a child between two and a half and five years of age. One of them—she may be very fond of the little girl in her charge—gives her a “beautiful” doll, one that has not only painted cheeks and real hair but eyes that close and a moveable head. I believe there are dolls that can even speak. Well, she gives this doll to the little girl, but since it is finished in every detail, there is nothing left for the child’s imagination to create, and her yearning for creative flexibility remains unsatisfied. It is as if its forces of imagination were put into a straitjacket. The other nurse, who has a little more understanding for the inner needs of the child, takes an old piece of cloth that is of no use for anything else. She winds a thread around its upper end until something resembling a head appears. She may even ask the little girl to paint two black dots on the face or perhaps more, for the eyes, nose, and mouth. Now, because the child’s imagination is stimulated, because she can create instead of having to put up with fixed and finished forms, the child experiences a far more lively and intimate response than she does toward the so-called beautiful doll. Toys, as much as possible, should leave the power of fantasy free in children. And since intellect is not the same as fantasy or imagination, the activity of assembling many parts is really not in harmony with the type of fantasy that is characteristic of children at this age. Anything that evokes an inner feeling of liveliness and flexibility is always suitable for young children. For example, there are children’s books with cut-outs and nicely colored figures that can be moved by pulling strings attached below, so they will do all kinds of things, such as embracing or thrashing each other. These always stimulate children to invent whole stories, and thus they are very wholesome objects of play. Similarly, games with other children should not be too formal but should leave plenty of scope for children’s imagination. All these suggestions spring from a knowledge of the human being, based on reality and allowing educators to acquire the necessary understanding, especially in terms of the practical side of life. When children approach the fifth year, the ether forces of the body—which have thus far been building the breathing and the blood circulation—now become available for other activities. Likewise, up to the change of teeth, ether forces will struggle free and, after completing their task within the metabolic-limb system, become redundant. At that time, new spiritual soul forces gradually awaken and emerge fully after the seventh year (we will study this in more detail later). However, these forces already shine with a dawning light in this third and final period, which concludes the first seven-year period of human life. When ether forces from the chest area reappear as soul and spiritual forces, children are becoming amenable to exhortations and to a sense of authority. Previously, unable to understand what they should or should not do, they could only imitate, but now, little by little, they begin to listen to and believe what adults say. Only toward the fifth year is it possible to awaken a sense of right and wrong in children. We can educate children correctly only by realizing that, during this first seven-year period until the change of teeth, children live by imitation, and only gradually do they develop imagination and memory and a first belief in what adults say. Faith in the adult induces a feeling of authority, especially for teachers with whom children have a very close relationship. However, at this stage, children are too young for any formal education. It pains me to know that the sixth year has been fixed as the official school age. Children should not enter elementary school before their seventh year. I was always glad to hear, therefore (and I don’t mind if you consider this uncivilized), that the children of some anthroposophists had no knowledge of writing and reading, even at the age of eight. Accomplishments that come with forces that are available later on should never be forced into an earlier stage, unless we are prepared to ruin the physical organism. In the next few days I will show you how we try to treat our children without inflicting harm on them when they enter the Waldorf school. Tomorrow I will begin by introducing you to the Waldorf school, though only by speaking of it. |