307. Education: Greek Education and the Middle Ages
07 Aug 1923, Ilkley Tr. Harry Collison Rudolf Steiner |
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It was a fact of Nature which, as it were, played into human life, but as a result of the whole of life up to our time, it has worked itself cut of its natural foundations. As teachers in schools, this is what we must realize: We must offer to the child before us something to which it may be able to cry “Yes!” |
307. Education: Greek Education and the Middle Ages
07 Aug 1923, Ilkley Tr. Harry Collison Rudolf Steiner |
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When I attempted to bring before you the Greek ideal of education, it was with the object that this ideal should stimulate ideas which ought to prevail in our modern system of education. For at the present stage of human life it is, of course, impossible to adopt the same educational methods as the Greeks. In spite of this, however, an all-embracing truth in regard to education can be learned from the Greek ideal, and this we will now-consider. Up to the seventh year of life, the Greek child was brought up at home. Public education was not concerned with children under the age of seven. They were brought up at home, where the women lived in seclusion, apart from the ordinary pursuits of social life, which were an affair of the men. This in itself is the reinforcement of a truth of education, without knowledge of which one cannot really educate or teach, for the seventh year of life marks an all-important stage of childhood. The main phenomenon characteristic of the seventh year of human life is the change of teeth. This is an event to which far too little importance is attached nowadays. For think of it, the nature of the human organism is such that it brings the first teeth with it as an inheritance, or, rather, it brings with it the force to produce these first teeth which are discarded at the seventh year. It is incorrect to imagine that the force which pushes up the second teeth at about the seventh year unfolds for the first time at this age. It is developing slowly from birth onwards, and simply reaches its culmination at about the seventh year of life. Then it brings forth the second teeth from the totality of force in the human organization. This event is of the most extraordinary importance in the course of human life as a whole, because it does not occur again. The forces present between birth and the seventh year reach their culmination with the appearance of the second teeth, and they do not act again within the entire course of earthly life. Now this fact should be properly understood, but it can only be understood by an unprejudiced observation of other processes that are being enacted in the human being at about this seventh year of life Up to the seventh year the human being grows and develops according to Nature-principles, as it were. The Nature-forces of growth, the being of soul and the spiritual functions have not yet separated from one another in the child's organization; they form a unity up to the seventh year. While the human being is developing his organs, his nervous system and his blood circulation, this development betokens the evolution of his soul and spirit. The human being is provided with the strong inner impulsive force which brings forth the second teeth because everything in this period of life is still interwoven. With the coming of the second teeth, this impelling force weakens. It withdraws somewhat; it does not work so strongly from out of the inner being. Why is this? Now suppose new teeth were to appear every seven years. (I will take an extreme illustration for the sake of clarity.) If the same organic forces which we bear within us up to the seventh year, if this unity formed of body, soul and spirit were to continue through the whole of life, new teeth would appear approximately every seven years! The old teeth would fall out and be replaced by new ones, but throughout our whole life we should remain children as we are up to the seventh year. We should not unfold the life of soul and spirit that is separated off from the Nature-life. The fact that the physical force decreases in the seventh year and the bodily pressure and impulses to a certain extent grow less—for the body now produces more delicate forces from itself—makes it possible for the subtler forces of soul life to develop. The body grows weaker, the soul stronger, as it were. A similar process also takes place at puberty, in the fourteenth or fifteenth year. The element of soul now weakens to a certain extent and the spiritual functions make their appearance. So that if we take the course of the first three life-periods: up till the seventh year man is pre-eminently a being of body-soul-spirit in one, from the seventh to the fourteenth years he is a being of body-soul with a separate nature of soul and spirit, and from puberty onwards he is a threefold being, a physical being, a being of soul and a being of spirit. This truth opens up deep vistas into the whole evolution of the human being. Indeed, without knowledge of it we really ought not to venture upon the education of children. For unless we realise the far-reaching consequences of this truth, all education must necessarily be more or less a dilettante affair. The Greek—and this is the amazing thing—knew of this truth. To the Greek, it was an irrevocable law that when a boy had reached his seventh year he must be taken away from his parents' house, from the mere Nature-principles, the elementary necessities of upbringing. This knowledge was so deeply rooted in the Greeks that we do well to remind ourselves of it to-day. Later on, in the Middle Ages, traces of this all-important principle of education still existed. The modern age of rationalism and intellectualism has forgotten all these things, and, indeed, even takes pride in showing that it places no value on such truths, for the child is usually required to go to school at an earlier age, before the end of the seventh year. We may say, indeed, this departure from such eternal principles of human evolution is typical of the chaos obtaining in our modern system of education. We must rise out of this chaos. The Greek placed so high a value on this truth that he based all education upon it. For all that I described yesterday was carried out in order to ground education upon this same truth. What did the Greek see in the little child from birth to the time of the change of teeth? A being sent down to earth from spiritual heights! He saw in man a being who had lived in a spiritual world before earthly life. And as he observed the child he tried to discover whether its body was rightly expressing the divine life or pre-earthly existence. It was of importance for the Greek that in the child up to the seventh year he should recognize that a physical body is here enclosing a spiritual being who has descended. There was a terribly barbaric custom in certain regions of Greece to expose and thus kill the child who was instinctively believed to be only a sheath, and not expressing a true spiritual being in its physical nature; this was the outcome of rigid regard to the thought that the physical human being in the first seven years of life is the vesture of a divine-spiritual being. Now when the child passes its seventh year—and this, too, was known in Greece—it descends a second stage lower. During the first seven years the child is released from the heavens, still bearing its own inherited sheaths, which are laid aside at the seventh year, for not only the first teeth but the whole body is cast off every seven years—cast off for the first time, that is to say, in the seventh year. In the first seven years of life the bodily sheaths revealed to the Greek what the forces of pre-earthly life had made out of the child. The child was thought to bear its earthly sheaths proper, its first earthly sheaths, only from about the seventh to the fourteenth years onwards. I am trying now to express these things as they were conceived of by the highest type of Greek. He thought to himself: I reverence the Divine in the little child, hence there is no need to concern myself with it in the first seven years of life. It can grow up in the family in which the Gods have placed it. Supersensible forces from pre-earthly life are still working in it. When the seventh year is reached it behoves man himself to become responsible for the development of these forces. What must man do, then, when he knows how to pay true reverence to the Divine in the human being? What must he do as regards education? He must develop to the highest extent the human faculties that have unfolded in the child up to the seventh year. The Divine power, the way in which the spiritual expresses itself in the body—this must be developed to the greatest possible extent. Thus the Gymnast had perforce to be convinced of the necessity to understand the Divine power in the human body and to develop it in the body. The same healing, life-sustaining forces which the child possesses from pre-earthly existence, and which have been fostered in an elementary way up to the change of teeth—these must be preserved from the seventh to the fourteenth year by human insight, by human art. Further education must then proceed wholly in accordance with Nature. And so all education was ‘gymnastic’ because the divine education of the human being was seen as a ‘gymnastic.’ Man must continue the ‘divine gymnastic’ by means of education. This was more or less the attitude of the Greek to the child. He said to himself: If through my intuition I am able to preserve in freshness and health the forces of growth which have developed in the child up to the seventh year, then I am educating in the very best way; I am enabling the forces which are there by nature up to the seventh year to remain throughout the whole of earthly life, right up to death. To see that the “child” in the human being was not lost till death—this was the great and far-reaching maxim of Greek education. The Greek teacher thought: I must see to it that these forces between the seventh and fourteenth years—the forces of childhood—remain living throughout the whole of his earthly life, right up to death. A far-reaching and deeply significant principle of education! And all gymnastic exercises were based on the perception that the forces present up to the seventh year have in no way disappeared, but are merely slumbering within the human being and must be awakened from day to day. To waken the slumbering forces between the seventh and the fourteenth years, to draw forth from the human being in this second period of life what was there by nature in the first period—this constituted Greek gymnastic education. The very glory of his culture and civilization arose from the fact that the Greek, by a right education, was at pains to preserve the ‘child’ in the human being right up to death. And when we wonder at the ‘glory that was Greece,’ we must ask ourselves: Can we imitate this ideal? We cannot, for it rests upon three factors, without which it is unthinkable. These three factors must be remembered by the modern educationalist when he looks back to Greece. The first thing to remember is the following:—These principles of education were only applied to a small portion of mankind, to a higher class, and they presuppose the existence of slavery. Without slavery it would not have been possible to educate a small class of mankind in this way. For in order to educate thus, part of man's work on the earth fell to the lot of those who were left to their elemental human destiny, without education in the true Greek sense. Greek civilization and Greek education are alike unthinkable without the existence of slavery. And so the delight of those who look back with inner satisfaction on what Greece accomplished in the evolutionary history of mankind is tempered with the tragic realization that it was achieved at the cost of slavery. That is one factor. The second factor is that of the whole position of woman in Greek social life. The women lived a life withdrawn from the direct impulses at the root of Greek civilization, and it was this secluded life that alone made it possible for the child to be left, up to the seventh year, to the care of the home influences, which were thereby given full scope. Without any actual knowledge, but merely out of human instincts, the child was led on by the elemental forces of growth to the time of the change of teeth. One may say it was necessary that the child's life up to this point, should, despite its different nature, proceed just as unconsciously in the wider environment of the family, detached from the mother's body, as when the embryonic life had proceeded through the forces of Nature. This was the second factor. The third is really a paradox to modern man, but he must, none the less, grow to understand it. The second point—the position of women in Greece—is easier to understand, for we know from a superficial observation of modern life that between the Greek age and our own time women have sought to take their share in social life. This is a result of what took place during the Middle Ages. And if we still wanted to be as Greek as the Greeks were, with the interest in conscious education confined exclusively to men, I wonder how small this audience would be if it were only made up of the men who were allowed to concern themselves with education! The third factor lies deeper down, and its nature makes it difficult for modern civilization to acknowledge that we have to attain our spiritual life by human effort, by work. Anyone who observes the spiritual activities of civilized life will be obliged to admit that as regards the most important domain of civilized life, we must count upon what we shall achieve in the future by effort. Observing all the human effort which has to be spent on the attainment of a spiritual life in present-day civilization, we look with some astonishment at the spiritual life of the ancient Greeks and especially of the ancient Orientals. For this spiritual life actually existed. A truth such as that of the part played in human life by the seventh year, a truth which modern man simply does not realise, was deeply rooted in Greece. (Outer symptoms indicate its significance but modern culture is very far from understanding it.) It was one of the mighty truths that flowed through ancient spiritual life. And we stand in wonder before this spiritual life when we learn to know what wisdom, what spiritual knowledge was once possessed by man. If, without being confused by modern naturalistic and materialistic prejudices, we go back to early civilization, we find, at the beginning of historical life a universal, penetrating wisdom according to which man directed his life. It was not an acquired wisdom, but it flowed to mankind through revelation, through a kind of inspiration. And it is this that modern civilization will not acknowledge. It will not recognize that a primal wisdom was bestowed spiritually upon man, and that he evolved it in such a way that, for instance, even in Greece, care was still taken to preserve the ‘child’ in man until the time of earthly death. Now this revelation of primeval wisdom is no more to be found—a fact deeply connected with the whole evolution of man. Part of man's progress consists in the fact that the primal wisdom no longer comes to him without activity on his part but that he must attain to wisdom through his own efforts. This is connected in an inner sense with the growth of the impulse of human freedom which is at present in its strongest phase. The progress of humanity does not ascend, as is readily imagined, in a straight line from one stage to another. What man has to attain from out of his own being in the present age, he has to attain at the cost of losing revelation from without, revelation which locked within itself the deepest of all wisdom. The loss of primeval wisdom, the necessity to attain wisdom by man's own labours, this is related to the third factor in Greek education. Thus we may say: Greek education may fill us with admiration but it cannot be dissociated from these three factors •; ancient slavery, the ancient position of woman, and the ancient relationship of spiritual wisdom to spiritual life. None of the three exist to-day nor would they now be considered worthy of true human existence. We are living at a time when the following question arises: How ought we to educate, realizing as we do that these three a priori conditions have been swept away by human progress? We must therefore observe the signs of the times if we desire to discover the true impulse for our modern education from inner depths. *** The whole of the so-called mediaeval development of man which followed the civilization of Greece and has indeed come right down to modern times, proved by its very nature that in regard to education and methods of teaching, different paths had to be struck from those of Greece, which were so well-fitted to that earlier age. The nature of man had, indeed, changed. The efficacy and reliability of Greek education were an outcome of the fact that it was based upon ‘habit’—upon that which can be built into the very structure of the human body. Up to the change of teeth in the seventh year, the development of man's being is inwardly connected with the body. The development of the bodily functions, however, proceeds as though unconsciously. Indeed it is only when the faculties work unconsciously that they are right; they are reliable only when what I have to do is implanted into the dexterity of my hands and is accomplished of itself, without need for further reflection. When practice has become habit, then I have achieved securely what I have to achieve through my body. The real aim of Greek life was to make the whole earthly existence of man a matter of ‘habit’ in this sense. From his education onwards until his death, all man's actions were to become habitual, so habitual that it should be impossible to leave them off. For when education is based on such a principle as this, the forces which are natural to the child up to the change of teeth, up to the seventh year, can be maintained; the child forces can be maintained until earthly life ends with death. Now what happened when through historical circumstances new peoples pouring over from the East to the West founded a new civilization during the Middle Ages, and established themselves in Middle Europe and in the West, even in America? These peoples assimilated the qualities natural to the Southern regions but their coming brought quite different habits of life to mankind. What was the result of this? It set up the conditions for a totally different kind of development, a development of the individual. In this time, for example, men came to the conscious realization that slavery ought not to be; to the realization that women must be respected. At this time it also became apparent as regards the evolution of the individual, in the period between the seventh and fourteenth year, when development is no longer of a purely bodily nature but when the soul is to a certain degree emancipated from the body that the child in this period was not now susceptible of being treated as in earlier times. In effect, the conservation of the forces of early childhood in the boy between the ages of seven and fourteen that had been practised hitherto was no longer possible. This is the most significant phenomenon of the Middle Ages and right up to modern times so far as this second period of life is concerned. And only now for the first time do we see the powerful forces of revolt which belong to the period when the fourteenth and fifteenth years have been passed, the period during which human nature rises up most strongly in revolt, when indeed it bears within itself the forces of revolt. How did this revolt in human nature express itself? The old primeval wisdom which flowed down naturally to the Greeks came to be in Roman and Mediaeval tradition something that was only preserved through books, through writing. Indeed it was only believed on the authority of tradition. The concept of Faith as it developed during the Middle Ages did not exist in very ancient civilizations, nor even in the culture of the Greeks. It would have been nonsense in those times. The concept of Faith only arose when the primeval wisdom no longer flowed directly into man, but was merely preserved. This still applies fundamentally to the greater part of humanity to-day. Everything of a spiritual, super-sensible nature is tradition. It is ‘believed,’ it is no longer immediate and actual. Nature and the perception of Nature this is an actuality, but all that refers to the super-sensible, to super-sensible life, is tradition. Since the Middle Ages man has given himself up to this kind of tradition, thinking at times it is true that he does in fact experience these things. But the truth is that direct spiritual knowledge and revelation came to be preserved in written form, living from generation to generation as a heritage merely on the authority of tradition. This was the outer aspect. And what of the inner aspect? Let us now look back once again to Greece. In Greece, faculties of soul developed as of themselves because the whole human being acquired habits of life whereby the ‘child’ was preserved in man till death. Music proceeded from the breathing and blood circulation, intellect from gymnastic. Without being cultivated, a marvellous memory evolved in the Greeks as a result of the development of the habits of the body. We in our age have no longer any idea of the kind of memory that arose, even among the Greeks, without being cultivated in any way, and in the ancient East this was even more significant. The body was nurtured, habits formed, and then the memory arose from the body itself. A marvellous memory was the outcome of a right culture of the body. A living proof of the fact that we have no conception of the kind of memory possessed by the Greeks, a memory which made it so easy for the spiritual treasures to be handed down and become a common good, is the fact that shorthand writers have to attend when lectures are given which people want to remember! This would have seemed absurd in Greek civilization, for why should one wish to keep that which one has manifestly thrown away? It was all preserved truly in the memory, by the proficiency of the body. The soul developed itself out of this bodily proficiency. And because of this self-development she stood in contrast to that which had arisen from revelation—the primeval wisdom. And this primal spiritual wisdom disappeared, grew to be mere tradition. It had to be carried from generation to generation by the priesthood who preserved the traditions. And inwardly man was forced to begin to cultivate a faculty which the Greek never thought of as a necessity. In education during the Middle Ages it became more and more, necessary to cultivate the memory. The memory absorbed what had been preserved by tradition. Thus, historical tradition outwardly and remembrance and memory inwardly, had to be cultivated by education. Memory was the first soul quality to be cultivated when the emancipation of the soul had taken place. And those who know what importance was attached to the memory in schools only a short while ago can form an opinion of how rigidly this cultivation of the memory—which was the result of an historical necessity—has been preserved. And so through the whole of the Middle Ages education tosses like a ship that cannot balance itself in a storm, for the soul of man is the most hard of access. To the body man can gain access; he can come to terms with the spirit, but the soul is so bound up with the individuality of man that it is the most inaccessible of all. Whether a man found the inner path to the authorities who preserved the tradition for him, whether his piety was great enough to enable him to receive the words in which the mediaeval priest-teacher inculcated the tradition into humanity, all this was an affair of the individual soul. And to cultivate the memory, without doing violence to another man's individuality, this needs a fine tact. What was necessary for the soul-culture of the Middle Ages was as much heeded by tactful men as it was ignored by the tactless. And mediaeval education swung between that which nourished the human soul and that which harmed it in its deepest being. Although men do not perceive it, very much from this mediaeval education has been preserved on into the present age. Education during the Middle Ages assumed this character because, in the first place, the soul no longer wished to preserve the ‘child;’ for the soul itself was to be educated. And on account of the conditions of the times the soul could only be educated through tradition and memory. Between the seventh and the fourteenth years the human being is, as it were, in a certain state of flux. But the soul does not work in the same condition of security as is afforded by the bodily constitution up to the seventh year and the direction imparted by the spirit has not yet come into being. Everything is of a very intimate character, calling for piety and delicacy. All this brought it about that for a long period of human evolution education entered upon an uncertain and indefinite course in which, while tradition and memory had to be cultivated, there were extraordinary difficulties. To-day we are living at a time when, as a result of the natural course of development, man desires a firm foundation in place of the insecurity obtaining in the Middle Ages. And this search for other foundations expresses itself in the innumerable efforts towards educational reform in our time. It is out of recognition of this fact that Waldorf School education has arisen. Waldorf School education is based upon this question: How shall we educate in a time when the revolt in the soul between the seventh and fourteenth years of life against the conservation of ‘childhood’ is still going on? How shall we educate now that man, in addition to that, has in the modern age lost even the old mediaeval connection with tradition? Outwardly man has lost his faith in tradition. Inwardly he strives to be a free being, one who at every moment shall confront life unhampered. He does not wish to stand on a memory foundation all his life long. Such is modern man, who now desires to be inwardly free of tradition and of memory. And however much certain portions of our humanity to-day would like to preserve ancient customs, this is not possible. The very existence of the many efforts for educational reform indicates that a great question is facing us. It was impossible in the Middle Ages to educate in the Greek way, and in our times education can no longer be based on tradition and memory. We have to educate in accordance with the immediate moment of life in which man enters upon earthly existence, when he, as a free being, has to make his decision out of the given factors of the moment. How, then, must we educate free human beings? That is the question which now confronts us for the first time. *** As the hour is getting late, I will bring these thoughts to a conclusion in a few words and postpone until tomorrow's lecture the consideration of the methods of education that are necessary at the present day. In Greek education, the Gymnast must be recognized as one who preserved the forces of childhood on into the second period of life between the seventh and the fourteenth or fifteenth years. The ‘child’ must be preserved, so said the Greeks. The forces of childhood must remain in the human being up to the time of earthly death; these forces must be conserved. It was the task of the Greek educator, the Gymnast, to develop the fundamental nature, the inherited fundamental nature of the child in his charge, on into the period between the seventh and the fourteenth years of life. It was his task to understand these forces out of his spiritual wisdom and to conserve them. Evolution in the Middle Ages went beyond this, and, as a result, our present age developed. Only now does the position of a modern man within the social order become a matter of consciousness. This fact of conscious life can only come into being after the age of puberty has been reached, after the fourteenth or fifteenth year. Then there appears in the human being something which I shall have repeatedly to describe in the following lectures as the consciousness of inner freedom in the being of man. Then, indeed, man ‘comes to himself.’ And if, as it sometimes happens to-day, human beings believe themselves to have reached this consciousness before the fourteenth or fifteenth years, before the age of puberty, this is only an aping of later life. It is not a fundamental fact. It was this fundamental fact, which appears after the age of puberty, that the Greek purposely sought to avoid in the development of the individual man. The intensity with which he invoked Nature, the child, into human existence, darkened and obscured full experience of this glimpse of consciousness after puberty. The human being passed in dimmed consciousness through this imprisoned ‘Nature,’ this reality. The historical course of human evolution, however, is such that this is no longer possible. This conscious urge would burst forth with elemental, volcanic force after the age of puberty if attempts were made to hold it back. During what we call the elementary school age, that is to say, between the seventh and fourteenth years, the Greek had to take into consideration the earliest Nature-life of the child. We in our day have to take account of what follows puberty, of that which will be experienced after puberty in full human consciousness by the boy or girl. We may no longer suppress this into a dreamlike obscurity as did the Greeks, even the highest type of Greek, even Plato and Aristotle, who, in consequence, accepted slavery as a self-evident necessity. Because education was of such a kind that it obscured this all-important phenomenon of human life after puberty, the Greek was able to preserve the forces of early childhood into the period of life between the seventh and fourteenth years. We must be prophets of future humanity if we would educate in the right way. The Greek could rely upon instinct, for his task was to conserve the foundations laid by Nature. We, as educationalists, must be able to develop intuitions. We must anticipate all human qualities if we would become true educators, true teachers. For the essential thing in our education will be to give the child, between its seventh and fourteenth years something which, when the consciousness characteristic of the human being has set in, it can so remember that with inner satisfaction and assent it looks back upon that which we have implanted within its being. We educate in the wrong way to-day if, later on, when the child has gone out into life, it can no longer look back on us and say, “Yes!” Thus there must arise teachers with intuition, teachers who enter once again upon the path along which the spiritual world and spiritual life can be attained by man, who can give the child between the seventh and fourteenth years all those things to which it can look back in later life with satisfaction. The Greek teacher was a preserver. He said: All that lived within the child in earlier life slumbers within him after the seventh year, and this I must awaken. Of what nature must our education be to enable us to implant in the age of childhood that which later on will awaken of itself in the free human being? We have to lead an education into the future. This makes it necessary that in our present epoch the whole situation of education must be different from what it was in the past. In Greece, education arose as the result of a surrender to the facts of Nature. It was a fact of Nature which, as it were, played into human life, but as a result of the whole of life up to our time, it has worked itself cut of its natural foundations. As teachers in schools, this is what we must realize: We must offer to the child before us something to which it may be able to cry “Yes!” when in later life it awakens to independent consciousness. The child must not only love us during schooldays, but afterwards too, finding this love for us justified by mature judgment. Otherwise education is only a half-education—therefore weak and ineffective. When we are conscious of this we shall realize to what a great extent education and instruction from being a fact of Nature that plays into the human being must also become a moral fact. This is the deep inner struggle waged by those who from their innermost being have some understanding of the form which education must assume. They feel this, and it is expressed in the question: How can we ourselves transform education for the free human being into a free act in the very highest sense, that is to say, into a moral act? How can education become out and out a moral concern of mankind? This is the great problem before us to-day, and it must be solved if the most praiseworthy efforts towards educational reform are to be rightly directed on into the future. |
309. The Roots of Education: Lecture One
13 Apr 1924, Bern Tr. Helen Fox Rudolf Steiner |
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Anyone can see how the human organism develops. We cut our nails, our hair, and we find that our skin flakes off. This demonstrates how physical substance is cast off from the surface as it is constantly pushed out from within. |
309. The Roots of Education: Lecture One
13 Apr 1924, Bern Tr. Helen Fox Rudolf Steiner |
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New Education and the Whole Human Being Here in Bern, I have spoken to you often about anthroposophy in general. And it is a special pleasure to be able now to speak to you in the spirit of anthroposophy about education—the sphere of life that must lie closest to the human heart. We must develop an art of education that can lead us out of the social chaos into which we have fallen during the last few years and decades. Our chances of overcoming this chaos are very slight. In fact, one is tempted to say that there is no escaping this chaos unless we find a way to bring spirituality into human souls through education, so that human beings may find a way to progress and to further the evolution of civilization out of the spirit itself. We feel confident that this is the right way to proceed, because in our hearts we know that the world is created in spirit and arises from spirit. Therefore, human creation will be fruitful only when it springs from the fountainhead of spirit itself. To achieve such fruitful creation from spirit, however, people must also be educated and taught in the spirit. I believe that anthroposophy in fact has much to say about the nature of education and teaching, therefore, it gives me great satisfaction that I can present these lectures here. There are many all over the world who feel that a new impetus of some kind is needed in education and teaching. It is true that the nineteenth century was full of progressive ideas and much was done to further schooling and education. However, a recent tendency of our civilization has been that individuals are seldom brought into touch with their own humanity. For many centuries we have been able to record the most wonderful progress in the realm of natural science and in its resulting technology. We have also seen that a certain worldview has gradually crystallized out of that scientific progress. The world as a whole—which includes the human being—seems to be viewed exclusively in terms of what the senses tell us about natural phenomena, and what the intellect, which is related to the brain, tells us about the realm of the senses. Nevertheless, all of our recently acquired knowledge about the natural world does not, in fact, lead us to the human being; this is not clearly recognized today. Although many people feel this to be the situation, they are unprepared to acknowledge that—regardless of all that the modern age has provided us in terms of information about the natural world—we are still no closer to understanding the human being. This impossibility is most likely to be felt when we attempt to understand the growing human being, the child. We sense a barrier between the teacher and the child. Anthroposophy, which is based on a real and comprehensive understanding of the human being, would hear this heartfelt appeal coming from all sides—not by establishing theories on education, but by showing men and women as teachers how to enter the school’s practical life. Anthroposophic education is really the practical life of the school, and our lectures should provide practical details about how to deal with the various details of teaching. Something else must come first, however; for if we were to begin by speaking of practical details in this way, then the spirit that gives birth to all this could not reveal itself. Therefore, you must kindly permit me to speak today of this spirit of anthroposophic education as a kind of introduction. What we have to say about it will be based on a comprehensive, truly penetrating knowledge of the human being—the active force of anthroposophy in education. A penetrating knowledge of the human being—what does this mean to us? If a growing human being, a child, stands before us, it is not enough, as I have said, to make certain rules for teaching and educating this child, merely conforming to rules as one would when dealing with a technical problem. This will not lead to good teaching. We must bring an inner fire and enthusiasm to our work; we must have impulses that are not transmitted intellectually from teacher to child according to certain rules, but ones that pass intimately from teacher to child. An educator’s whole being must be at work, not just the thinking person; the person who feels and the person who wills must also play their roles. Recently, the thinking and worldview of natural science have taken hold of people more deeply and closer to the marrow than they like to think. Even those not specifically trained as scientists think, feel, and act scientifically. This is not acceptable for teachers, since scientific thinking provides an understanding of only one member of the whole human being—the physical body, or body of the senses. But this is only one member of the entire human being, and anthroposophy shows us that when we have genuine knowledge of the human being, we see that the human being possesses three clearly distinguished members—physical body, soul, and spirit. We see the whole human being only when we have enough wisdom and knowledge to recognize the soul’s true nature as clearly as we recognize the physical body. We must also be able to recognize the human spirit as an individual being. Nevertheless, the connections among the body, soul, and spirit in the child are not the same as in the adult; and it is precisely a loosening of the connection with the physical body that allows us to observe the soul and spirit of the child as the greatest wonder of knowledge and practical life in human existence. The First Stage of Childhood Let’s look for a moment at the tiny child and see how that child is born into the world. Here we see a genuinely magical process at work. We see how spirit, springing from the innermost being of the little child, flows into undefined features, chaotic movements, and every action, which seem still disjointed and disconnected. Order and form come into the child’s eyes, facial expressions and physical movements, and the child’s features become increasingly expressive. In the eyes and other features, the spirit manifests, working from within to the surface, and the soul—which permeates the entire body—manifests. When we look at these things with a serious, unbiased attitude, we see how they come about by observing the growing child; in this way we may gaze reverently into the wonders and enigmas of cosmic and human existence. As we watch in this way while the child develops, we learn to distinguish three clearly differentiated stages. The only reason such stages are not generally distinguished is because such discernment depends on deep, intimate knowledge; and people today, with their crude scientific concepts, are not going to trouble themselves by acquiring this kind of intimate knowledge. Soul and Spirit Build the “Second” Human Being The first significant change in a child’s life occurs around the seventh year when the second teeth appear. The outer physical process of the change of teeth is itself very interesting. First we have the baby teeth, then the others force their way through as the first are pushed out. A superficial look at this process will see no farther than the actual change of teeth. But when we look into it more deeply (through means I will describe later in these lectures) we discover that this transformation can be observed throughout the child’s body, though more delicately than the actual change of teeth. The change of teeth is the most physical and basic expression of a subtle process that in fact occurs throughout the body. What really happens? Anyone can see how the human organism develops. We cut our nails, our hair, and we find that our skin flakes off. This demonstrates how physical substance is cast off from the surface as it is constantly pushed out from within. This pushing from within—which we observe in the change of teeth—is present throughout the whole human body. More exacting knowledge shows us that indeed the child gradually forced out the body received through inheritance; it was cast out. The first teeth are forced out, and likewise the child’s whole initial body is forced out. At the change of teeth, a child stands before us with a body that—in contrast to the body at birth—is entirely formed anew. The body from birth has been cast out as are the first teeth, and a new body is formed. What is the nature of this more intimate process? The child’s first body was inherited. It is the result of a collaboration between the father and mother, so to speak, and it is formed from the earthly physical conditions. But, just what is this physical body? It is the model that the Earth provides to the person as a model for true development as a human being. The soul and spirit aspect of a human being descends from a realm of soul and spirit where it lived prior to conception and birth. Before we became earthly beings in a physical body, we were all beings of soul and spirit in a soul and spirit realm. What we are given by our parents through inherited physical substance unites in embryonic life with what descends from a higher realm as pure spirit and soul. Spirit and soul take hold of the physical body, whose origin is in the stream of inheritance. This physical body becomes its model, and on this model an entirely new human organism is formed, while the inherited organism is forced out. Thus, when we consider a child between birth and the change of teeth we can say that the physical body’s existence is due to physical inheritance alone. But, two other forces then combine to work on this physical body. First is the force of those elements the human being brought with it to Earth; the second is assimilated from the matter and substance of the Earth itself. By the time the teeth change, the human being has fashioned a second body modeled after the inherited body, and that second body is the product of the human soul and spirit. Having arrived at such conclusions by observing the human being more intimately, one will naturally be aware of objections that may be raised; such objections are obvious. One is bound to ask: Can’t you see that a likeness to the parents often appears after the change of teeth—that, therefore, a person is still subject to the laws of inheritance, even after the change of teeth? One could raise a number of similar objections. Let’s consider just this one: We have a model that comes from the stream of inheritance. On this model the spirit and soul develop the second human being. But when something is built from a model we don’t expect to find a complete dissimilarity to the model; thus, it should be clear that the human spirit and soul use the model’s existence to build up the second human organism in its likeness. Nevertheless, when you can perceive and recognize what really occurs, you discover something. Certain children come into their second organism between nine and eleven, and this second body is almost identical to the initial, inherited organism. With other children, one may notice a dissimilarity between the second organism and the first, and it is clear that something very different is working its way from the center of their being. In truth, we see every variation between these two extremes. While the human spirit and soul aspect is developing the second organism, it tries most of all to conform to the being it brings with it from the realm of spirit and soul. A conflict thus arises between what is intended to built as the second organism and what the first organism received through inheritance. Depending on whether thy have had a stronger or weaker spiritual and soul existence (in the following lectures we shall see why this is), human beings can either give their second organism an individual form that is strongly impregnated with soul forces, or, if they descend from the spiritual world with weaker forces, stay as closely as possible to the model. Consider what we must deal with to educate children during the first period of life between birth and the change of teeth. We are inspired with great reverence when we see how divine spiritual forces work down from supersensible realms! We witness them working daily and weekly, from month to month and year to year, during the first phases of children’s lives, and we see how such work carries them through to forming a second individual body. In education we participate in this work of spirit and soul; for human physical existence, we continue what divine spiritual forces began. We participate in divine labor. The Child as a Sense Organ These matters require more than strictly intellectual understanding; one’s whole being must comprehend them. Indeed, when we are brought face to face with the creative forces of the world, we may sense the magnitude of our task in education, especially during the early years. But I would like to point out to you that the way spirit and soul enter the work of creating a second human organism shows us that, in the child, the formation of the body, the activity of the soul, and the creation of the spirit are a unity. Whatever happens while forming a new organism and pushing out the old involves a unity of spirit, soul, and body. Consequently, children reveal themselves very differently than do adults. We may observe this clearly in individual instances. As adults, when we eat something sweet, it is the tongue and palate that perceive its sweetness; a little later, the experience of sweetness ceases when the sweet substance has gone into another part of the body. As adults, we do not follow it farther with our taste. This is very different for a child, in whom taste permeates the whole organism; children do not taste only with the tongue and palate but with the whole organism. The sweetness is drawn throughout the organism. In fact, the whole child is a sensory organ. In essence, what is a sensory organ? Let’s consider the human eye. Colors make an impression on the eye. If we properly consider what is involved in human seeing, one has to say that will and perception are one in the human eye. The surface is involved—the periphery of the human being. During the first years of life, however, between birth and the change of teeth, such activity permeates the whole organism, though in a delicate way. The child’s whole organism views itself as one all-inclusive sense organ. This is why all impressions from the environment affect children very differently than they would an adult. An expression of the soul element in the human being—the element of human morality—is occurring in the environment, and this can be seen with the eye. The Effects of the Teacher’s Temperament on Children Subconsciously—even unconsciously—children have a delicate and intimate capacity for perceiving what is expressed in every movement and act of those around them. If a choleric person expresses fury in the presence of a child and allows the child to see this in the unconscious way I described, then, believe me, we are very mistaken to believe that the child sees only the outer activity. Children have a clear impression of what is contained within these moral acts, even when it is an unconscious impression. Sense impressions of the eye are also unconscious. Impressions that are not strictly sensory impressions, but expressions of the moral and soul life, flow into a child exactly the way colors flow into the eye, because the child’s organism is a sense organ. This organism, however, has such a delicate structure that every impression permeates all of it. The first impression a child receives from any moral manifestation is a soul impression. For a child, however, the soul always works down into the bodily nature. Whether it be fear or joy and delight that a child experiences in the environment, all this passes—not crudely but in a subtle and delicate way—into the processes of growth, circulation, and digestion. Children who live in constant terror of what may come their way as expressions of fury and anger from a choleric person, experience something in the soul that immediately penetrates the breathing, the circulation of the blood, and even the digestive activities. This is tremendously significant. In childhood we cannot speak only of physical education, because soul education also means educating the body; everything in the soul element is metamorphosed into the body—it becomes body. We will realize the significance of this only when, through genuine knowledge of the human being, we do more than merely look at children and imprint certain educational maxims on them, and instead consider all of human earthly life. This is more difficult than merely observing children. We may record observations regarding memory, thinking powers, sensory functions of the eye, ear, and so on, but such records are made for the moment or, at most, for a short while. But this has not helped us in any way toward true knowledge of the human being as such. When we look at a plant, something is already contained there in the seed that takes root and, after a long time, will appear as blossom and fruit. Similarly, in children before the change of teeth, when the bodily nature is susceptible to the soul’s influences, there are seeds of happiness and unhappiness, health and sickness, which will affect all of life until death. As teachers and educators, whatever we allow to flow into children during their first phase of life will work down into the blood, breathing, and digestion; it is like a seed that may come to fruition only in the form of health or sickness when they are forty or fifty years old. It is in fact true that the way educators act toward the little child creates the predispositions for happiness or unhappiness, sickness or health. This is particularly noticeable when we observe in detail the effects of teachers on the children, based on actual life events. These phenomena may be observed just as well as the phenomena of botany or physics in laboratories, but we seldom see this. Let us consider individual examples. Let us consider, for instance, the teacher’s relationship to a child in school. Consider the teacher’s temperament. We may know that, due to temperament, a choleric teacher may be energetic, but also quick-tempered and easily angered. A melancholic teacher may be the kind of person who withdraws into the self—an introvert who is self-occupied and avoids the world. A sanguine teacher may be quick to receive outer impressions, flitting from one impression to the next. Or, we may find a phlegmatic person who allows things to slide, someone indifferent to everything, who remains unaffected by outer impressions, generally gliding over things. Let’s imagine for the moment that a teachers’ training college did nothing to moderate these temperaments and prepare teachers to function well in the school life—that these temperaments were allowed full and total expression with no restraint. The choleric temperament—let us imagine that, before the change of teeth, a child is exposed to a choleric temperament. If a teacher or educator lets loose with a temperament of this kind, it permanently affects the child’s soul, leaving its mark on the circulatory system and all that constitutes the inner rhythmic life. Such effects do not initially penetrate very deeply; really, they are only there in seed, but this seed grows and grows, as all seeds do. It sometimes happens that, at forty or fifty years of age, circulatory disorders of the rhythmic system appear as a direct result of a teacher’s unrestrained choleric temperament. Indeed, we do not educate children only for childhood, but for their whole earthly existence and even, as we shall see later, for the time beyond. Or, let’s imagine a melancholic giving rein to that particular temperament—someone who was not motivated during teacher training to harmonize it and find an appropriate way to channel it into working with children. Such teachers succumb to their own melancholy in their interactions with children. But by living, feeling, and thinking such inner melancholy, such a person continually withholds from children exactly what should flow from teacher to child—that is, warmth. This warmth, which is so often missing in education, acts first as a warmth of soul, and then passes into the body, primarily into the digestive system. This quickens the seed of certain tendencies that appear later in life as all kinds of disorders and blood diseases. Or consider the phlegmatic, a person who is indifferent to interactions with the child. A very peculiar relationship arises between them—not exactly a coldness, but an extremely watery element is active in the soul realm between the child and such a teacher. The foundation is not strong enough for the proper interplay of soul between teacher and child. The child is insufficiently aroused to inner activity. If you observe someone who developed under the influence of a phlegmatic person, and if you follow the course of that person’s life into later years, you will often notice a tendency to brain weakness, poor circulation in the brain, or a dulling of brain activity. And now let us look at the effects of sanguine people on the child—those who allow their sanguine nature to get out of hand. Such an individual responds strongly to every impression, but impressions pass quickly. There is a kind of inner life, but the person’s own nature is taken right out into the surroundings. Children cannot keep up with such a teacher, who rushes from one impression to the next, and fails to stimulate the child properly. In order to arouse sufficient inner activity in a child, the teacher must lovingly hold that child to one impression for a certain period of time. If we observe a child who has grown up under the influence of an uncontrolled sanguine nature, we see in later life that there is a certain lack of vital force—an adult life that lacks strength and content. Thus, if we have the ability to see it (and education depends on a capacity for subtle perception), we recognize various types of people in their fortieth or fiftieth year of life, and we are able to say whether a person has been influenced by the temperament of an educator who was melancholic, phlegmatic, choleric, or sanguine. The Lasting Effects of a Teacher’s Actions I mention these things in introducing my lectures, not to give instructions on how to work out these things for training teachers, but to show you how actions meant to affect the child’s soul life do not just remain in the soul, but go all the way into the physical nature. To educate the soul life of children means to educate them for their whole earthly life, even in their bodily nature. Anthroposophy is often criticized for wanting to speak of spirit as well as soul. There are many today who become very critical and antagonistic whenever they even hear the word spirit, and anthroposophy is easily assumed to be a kind of fantasy. Anthroposophists are accused of reducing the reality of the sense world to a kind of vague abstraction, and those who speak rationally of spiritual things should naturally be unconcerned with such abstraction. In fact, what anthroposophy attempts in education is to apply the correct principles for bodily education, since we understand that precisely during the first stage of life, the entire physical nature of a child is influenced by soul impulses. Anyone who consciously tries to discover how all physical activity is based fundamentally on soul and spirit can still choose to be a materialist when working on child development between birth and the change of teeth. The way matter works in a child is contained in a unity of soul and spirit. No one can understand matter in a child unless soul and spirit are considered valid. Indeed, soul and spirit are revealed in the outer appearance of matter. The ability to educate necessitates a sense of responsibility. The considerations I have presented to you strongly arouse one’s sense of responsibility as a matter of heartfelt concern. If you take up educational work knowing what affects the young child and that it will continue through all of life as happiness or unhappiness, sickness or health, such knowledge may initially seem like a burden on the soul; but it will also spur you on to develop forces and capacities and above all, as a teacher, a mental attitude that is strong enough to sow “seeds” of soul in the young child that will blossom only later in life, even in old age. This knowledge of the human being is what anthroposophy presents as the basis for an art of education. It is not merely knowledge of what we find in a human being in a single stage of life—for example, in childhood; it springs from contemplating all of human earthly life. What, in fact, is a human life on Earth? When we view a person before us at any given moment, we may speak of seeing an organism, since each detail is in harmony with the formation of the whole. To gain insight into the inner connections of size or form in the individual members of the human organism—how they fit together, how they harmonize to form both a unity and a multiplicity—let us look, for example, at the little finger. Although I am only looking at the little finger, I also get some idea of the shape of the earlobe, since the earlobe’s form has a certain connection with the form of the little finger, and so on. Both the smallest and the largest members of the human organism receive their shape from the whole, and they are also related in form to every other member. Consequently, we cannot understand, for example, an organ in the head unless we see it in relation and in harmony with an organ in the leg or foot. This also applies to the spatial organism—the organism spread out in space. Besides having a spatial organism, however, the human being has also a time organism. We have seen that within the space organism, the earlobe receives its form from the body as a whole, as well as from the form of, say, the little finger or knee; but the time organism must also be considered. The configuration of a person’s soul in the fiftieth year—the person’s physical health or sickness, cheerfulness or depression, clarity or dullness of mind—is most intimately connected with what was present there in the tenth, seventh, or fourth year of life. Just as the members of a spatial organism have a certain relationship to one another, so do the members of a time organism separated from one another by time. From one perspective, it may be asserted that when we are five years old, everything within us is already in harmony with what we will be at forty. Of course, a trivial objection may be raised that one might die young, but it doesn’t apply, since other considerations enter in. Additionally, as a spatial organism, a human being is also organized in time. And if you ever find a finger lying around somewhere, it would have to have been very recently dislodged to look like a finger at all—very soon, it would no longer be a finger. A limb separated from the organism soon shrivels and ceases to be a human limb. A finger separated from the human organism is not a finger at all—it could never live apart from the body, but becomes nothing, and since it cannot exist on its own, it is not real. A finger is real only while united with the whole physical body between birth and death. Such considerations make it clear that in all our teaching, we must consider the time organism. Imagine what would happen to the space organism if it were treated the way people often treat their time-organism. Let say, for example, that we put some substance into a man’s stomach, and it destroys his head. Imagine, however, that we examined only the stomach and never looked at what happened to this substance once it dispersed into the organism, where it eventually reached the head. To understand the human organism, we must be able to examine the process that the substance goes through in the human stomach and also see what it means for the head. In passing from the stomach to the head the substance must continually alter and change; it must be flexible. In the time organism, we continually sin against children. We teach them to have clear, sharp ideas and become dissatisfied if their ideas are flexible and not sharply defined. Our goal is to teach children in such a way that they retain in their mind what we teach them, so they can tell us just what we told them. We are often especially gratified when a child can reproduce exactly what we taught several years later. But that’s like having a pair of shoes made for a child of three and expecting them to fit when the child is ten years old. In reality, our task is to give children living, flexible ideas that can grow in the soul just as the outer physical limbs grow with the body. It is much less trouble to give a child definitions of various things to memorize and retain, but that is like expecting the shoes of a three-year- old to fit a child of ten. We ourselves must take part in the inner activities of children’s souls, and we must consider it a joy to give them something inwardly flexible and elastic. Just as their physical limbs grow, so can their ideas, feelings, impulses, and soon they themselves are able to make something new out of what we gave them. This cannot happen unless we cultivate inner joy in ourselves toward growth and change. We have no use for pedantry or sharply defined ideas of life. We can use only active, life forming forces—forces of growth and increase. Teachers who have a feeling for this growing, creative life have already found their relationship to the children because they contain life within themselves, and such life can then pass on to the children who demand it of them. This is what we need most of all. Much that is dead in our pedagogy and educational systems must be transformed into life. What we need, therefore, is a knowledge of the human being that doesn’t say only that a human being is like this or like that. We need knowledge of the human being that affects the whole human being, just as physical nourishment affects the blood. Blood circulates in human beings, and we need human knowledge that gives blood to our souls also; it would not only make us sensible, clever, and intelligent, but also enthusiastic and inwardly flexible, able to enkindle love in us. This would be an art of education that springs from true knowledge of the human being, borne by love. These have been the introductory remarks I wanted to present about the essential ideas that an art of education must get from anthroposophy. In future lectures we will see how the spirit of anthroposophic education can be realized in the practical details of school. |
309. The Roots of Education: Lecture Two
14 Apr 1924, Bern Tr. Helen Fox Rudolf Steiner |
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In adults, the activities of breathing, digestion, and circulation are within them, cut off from the external world. In children, however, all such activities are still surrendered to their environment, and they are therefore religious by nature. |
309. The Roots of Education: Lecture Two
14 Apr 1924, Bern Tr. Helen Fox Rudolf Steiner |
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The Goal of Waldorf Education You have seen that education must be based on a more intimate knowledge of the human being than is found in natural science, although it is generally assumed that all knowledge must be grounded in natural science. As we have seen, however, natural science cannot come even close to the reality of the human being, and it doesn’t help to base our knowledge on it. The world is permeated by spirit, and true knowledge of the world must be permeated by spirit as well. Anthroposophy can give us spiritual knowledge of the world, and, with it, spiritual knowledge of the human being, and this alone leads to a true art of education. But don’t make the mistake (which is easy to do) that those who consider themselves anthroposophists want to establish “anthroposophic” schools that teach anthroposophy as a worldview in the place of other contemporary worldviews, regardless of whether such views are inspired more by intellect or feeling. It is important to understand and reiterate that this is not at all our intention. What we are examining is mainly concerned with matters of method and the practice of teaching. Men and women who adhere to anthroposophy feel—and rightly so—that the knowledge of the human being it provides can establish some truly practical principles for the way we treat children. At the Waldorf school in Stuttgart we have been able to pursue an art of education based on anthroposophy for many years; and we have always made it clear to the rest of the world that anthroposophy as such was never taught there. Roman Catholic children receive religious instruction from a priest and Protestant children from a Protestant pastor. Only those children whose parents specifically request it receive religion lessons involving a freer religious instruction based on anthroposophy. Thus, our own anthroposophic worldview as such really has no place in the school work itself. Moreover, I would like to point out that the true aim and object of anthroposophic education is not to establish as many anthroposophic schools as possible. Naturally, some model schools are needed, where the methods are practiced in detail. There is a need crying out in our time for such schools. Our goal, however, is to enable every teacher to bring the fruits of anthroposophy to their work, no matter where they may be teaching or the nature of the subject matter. There is no intention of using anthroposophic pedagogy to start revolutions, even silent ones, in established institutions. Our task, instead, is to point to a way of teaching that springs from our anthroposophic knowledge of humankind. Understanding the Human Being As you know, we need to gain a more intimate observation of human beings than is customary today. In fact, there are some areas where people are learning a very exact kind of observation, especially in regard to visual observation—for example, using a telescope to observe the stars, for surveying, and in many other realms of knowledge. It arises from a sense for exact, mathematical observation. Because of the scientific mindset that has ruled for the past three centuries, nowhere in contemporary civilization do we find the kind of intimate observation that sees the fine and delicate changes in the human soul or body organization. Consequently, people have little to say about the important changes that have occurred in the child’s whole physical organization, such as those that happen at the change of the teeth, at puberty, and again after the twentieth year. And so, transitions that have great significance in terms of education—such as the period between the change of teeth and puberty—are simply ignored. These changes are mentioned, it is true, but only as they affect the actual physical body of the child or are expressed in the soul’s more superficial dependence on the physical body. This would require much more delicate observations. Anthroposophy begins by viewing the world as an expression of spiritual forces, which is seldom acknowledged today; it provides exercises that train a person’s soul to acquire direct insight into the spirit world. There are some whose destiny has not yet brought them to the point of seeing the spiritual facts for themselves, but anthroposophy has such power that merely beginning such exercises in itself helps people to learn a much more delicate and intimate observation of the human being. After all, you must remember that our soul and spirit is the part of us that, as we have seen, descends from a pre-earthly existence and unites with the inherited physical body. And spiritual research depends on this higher, supersensible part of us; we have supersensible eyes and ears—soul organs such as the eyes and ears of our physical body—so that we can arrive at certain perceptions independently of the body. Cosmic and Human Cycles Each night while asleep, a person is unconsciously in a condition that is similar to what is needed for spiritual investigation. When falling asleep, the human soul and spirit leave the physical body, and re-enter it when the person awakes. While awake, people use their eyes and ears and move their limbs, and the forces for this come from the spirit and soul aspects of the human being. Genuine knowledge of nature—which doesn’t exist yet—would also show that while awake, people’s physical actions are controlled by soul and spirit, and that sleep is only an interruption of this activity. Here again, the difference is too subtle to be perceived by modern scientific methods—upon which today’s education is based, even when directed toward the earliest years of childhood. A sleeping person is completely surrendered to the activities of the organism to which plant and mineral are also subject. Anthroposophy or Spiritual Science, on the other hand, strive for precision and accuracy, and it would not be true, of course, to say that while asleep a person is a plant. In a human being, mineral and plant substances have been raised to the level of animal and human. The human organization is not like that of a plant, since a plant has no muscles and nerves, and the human of course has both muscles and nerves, even while asleep. The important thing, however, is very simple; the vegetative function of the plant has nothing to do with nerves and muscles, but it is different for a human being. Activity in a person is related to muscles and nerves, and thus transcends the physical; even human sleep activity is not merely vegetative. (In a certain sense this applies also to animals, but we cannot address this matter now.) Although we find the same impulses in the plant as in the sleeping human being, nevertheless something different happens in a sleeping person. It may help us to form an idea of this process if we think of it this way: when we are awake, the soul and spirit are integrated with the human organism. The soul and spirit, in turn, have a certain similarity to the cosmos, the whole universe—but keep in mind that it is only a similarity. And careful observation of plant development will show us that in spring, when the snow has melted, we see plants spring out of the earth and unfold their being. Until now, plant growth was controlled by the Sun forces within the Earth, or the stored sunshine of the previous year. In spring the plants are released, so to speak, by these earthly Sun forces and, as they shoot out of the soil, they are received by the outer sunlight and guided through the summer until the seeds become ripe. Plant growth is again given over to the Earth. Throughout the summer, the Sun’s forces gradually descend into the Earth to be stored there; thus, the Earth is always permeated by these accumulated sun forces. We need only remember that millions of years ago Sun forces shone on the plants, which then became coal within the Earth; thus, sunlight is in reality now being burned in our stoves. Likewise—though for a much shorter time—the Sun’s forces are preserved in the Earth from summer to summer. Throughout the winter, plants absorb the Sun’s forces found in the earth, and during summer, the Sun pours its rays upon them right from the cosmos. So there really is a rhythm in the life of plants—earthly sun-forces, cosmic sun-forces, earthly sun-forces, cosmic sun forces, and so on. Plant life swings from one to the other as a pendulum on a clock. Now let us turn to the human being. When I fall asleep I leave behind in my body everything of a mineral and plant nature, though, as we have seen, the plant nature in the human being—in contrast to an actual plant—is organized so that spirit and soul can dwell within it. What is left behind in sleep is thus wholly surrendered to its own plant-like activity. It begins to blossom and sprout, and when we go to sleep it is really springtime within us. When we awaken, the plant forces are driven back, and it becomes autumn within us. As soul and spirit arise on awakening, autumn enters us. Viewing things externally, it is often said that waking is like spring and sleeping like autumn. This is not true, however. Genuine spiritual insight into human nature shows us that during the first moments of sleep, spring life sprouts and blossoms in us, and when we awaken autumn sinks into us like the setting Sun. While awake, when we are using all our faculties of soul, it is winter within us. Again we see a rhythm, as in plantlife. In plant growth we distinguish between earthly activity and the Sun’s activity. In the human being, we find essentially the same activity imitating the plant; falling asleep—summer activity, awakening—winter activity, and around again to summer activity, winter activity; but here it takes place in only twenty-four hours. Human beings have condensed a yearly rhythm into a day and a night. These rhythms are similar but not identical, because for a human being the life of the soul and spirit does not have the same duration as the life of spirit in the realm of nature. A year is only a day in the life of the spirits who pervade the cosmos and permeate the whole course of the year, just as the soul and spirit of human beings direct the course of their day. As we consider this, we arrive at this hypothesis. (I must warn you, by the way, that what I am about to say may seem very strange to you, but I present it as a hypothesis to demonstrate more clearly what I mean. Let us suppose that a woman falls asleep, and within her is what I have described as summer activity. Let us suppose that she continues to sleep without waking up. What will happen then? The plant element within her—the element not of soul and spirit—would eventually become the rhythm of the plant realm. It would go from a daily rhythm to an annual rhythm. Of course, such a rhythm does not exist in the human being. Thus, if the physical body were to go on sleeping as described, the person would be unable to tolerate the resulting yearly rhythm and would die; if the human body were all plant activity, it would be organized differently. The physical body would separate from the soul and spirit, assume a yearly cycle, and take on purely vegetative qualities. When we view physical death, which leads to the body’s destruction, we see that by being born out of the cosmos, the human being passed from a grand cycle to a small cycle. If a human body is on its own and cannot animate the spirit and soul in itself, it is destroyed, since it cannot immediately find its place in the cosmic rhythm. Therefore, we see that if we can develop a more delicate faculty for observation, we can gain true insight into the essence of human existence. This is why I said that those who have entered the path of spiritual knowledge, though they may not yet have attained spiritual vision for themselves, will nevertheless feel forces stirring within that lead to spiritual insight. And these are the very forces that act as messengers and mediators of all the spirits at work in the cosmos. Spirit is active in the cosmos where we find the beings who guide the life cycle of the year. This is a new realm to us, but when we observe a human being we can see the presence of soul and spirit in all human life, and here we are on familiar ground. For this reason, it is always easier to exercise a fine faculty of perception in regard to the human soul and spiritual qualities than it is to perceive spirit activity itself in the world. When we think in ordinary life it is as if thinking, or forming mental images, continually escaped us. When we bump into something or feel something with our fingers—a piece of silk or velvet, for example—we immediately perceive that we have encountered that object, and we can feel its shape by touching its surface. Then we know that as human beings, we have connected with our environment. When we think, however, we do not seem to touch objects around us in this way. Once we have thought about something and made it our own, we can say that we have “apprehended,” or “grasped” it (begreifen). What do we mean by this? If external objects are alien to us—which is generally true for our thinking—then we do not say we have grasped them. If, for example, a piece of chalk is lying there, and I am standing here moving my hand as one does when speaking, one does not say, “I have grasped the chalk.” But if I actually take hold of the chalk with my hand, then I can say, “I have grasped it.” In earlier times, people had a better understanding of what thinking really was, and out of such knowledge, words and expressions flowed into the language that expressed the real thing much better than our modern abstractionists realize. If we have had a mental picture of something, we say we have grasped it. This means we have come into contact with the object—we have “seized” it. Today we no longer realize that we can have intimate contact with objects in our environment through the very expressions in our thinking life. For example, there is a word in our language today that conceals its own meaning in a very hypocritical way. We say “concept” [Begriff in German, from begreifen]. I have a concept. The word conceive (to hold or gather) is contained within it [greifen, to grasp, or seize]. I have something that I have grasped, or gathered into myself. We have only the word now; the life has gone out of its meaning. Examples such as these from everyday life demonstrate the aim and purpose of the exercises described as anthroposophic methods of research in my book How to Know Higher Worlds, and in the latter half of An Outline of Esoteric Science, and in other works. Consider the exercises in mental imagery. Certain thoughts are held in the mind so that concentration on these thoughts may strengthen the soul life. These exercises are based neither on superstition nor merely on fantasy, but on clear thinking and deliberation as exact as that used for mathematics. They lead human beings to develop a capacity for thought in a much more vital and active way than that found in the abstract thinking of people today. Thinking and the Etheric Body People today are truly dominated by abstraction. When they work all day with their arms and legs, they feel the need to sleep off their fatigue, because they recognize that their real being has been actively moving arms and legs. What they fail to understand, however, is that when we think, our being is just as active. People cannot see that when they think their being actively flows out and takes hold of the objects of their thinking; this is because they do not perceive the lowest supersensible member of the human being, the etheric body, living within the physical body, just as the physical body lives within the external world. The etheric body can in fact be perceived at the moment when—by practicing the exercises I referred to—a person develops the eye of the soul and the ear of the spirit. One can then see how thinking, which is primarily an activity of the etheric body, is really a spiritual “grasping,” or spiritual touching, of the objects around us. Once we have condensed and concentrated our thoughts by means of the exercises mentioned, we experience spirit in such a way that we no longer have the abstract feeling, which is so prevalent today, that objects are far from us. We get a true sense of them that arises from practiced, concentrated thinking. Thinking too will then bring fatigue, and especially after using our powers of thought we will want to have our sleep. The presence of materialistic ideas is not the worst product of this age of materialism in which we live; educators must also consider another aspect. As educators, we may feel somewhat indifferent to the amount of fatigue caused by people’s activities; eventually, people return to their senses, and things even out. But the worst thing for an educator is to watch a child go through years of schooling and receive for the soul only nourishment that bears the stamp of natural science—that is, of material things. Of course, this does not apply only to school science classes; all education today, even in the lowest grades, is based on scientific thinking. This is absorbed by children, it grows up with them, and it penetrates the whole physical organization so that in later years it appears as insomnia. What is the cause of the sleeplessness of our materialistic time? It is due to the fact that if we think only in a materialistic way, the activity of thought—this “grasping” or “handling” of our environment through thought—does not allow the corresponding organs of the etheric body to become tired since it has become too abstract. Here, only the physical body becomes tired; we fall asleep—the physical body falls asleep—but the etheric becomes nervous and restless and cannot sleep. It draws the soul and spirit back into it, and this condition will necessarily develop gradually into an epidemic of insomnia. This is already happening today. Only by considering such matters can we understand what this materialistic time signifies. It is bad enough that people think materialistic, theoretical thoughts; but in itself this is not really that serious. It is even worse that we experience the effects of materialism in our moral life and in our economic life. And the worst thing is that through materialism, all of childhood is ruined to the point that people can no longer come to terms with moral or spiritual impulses at all. These things must be known by everyone who recognizes the need to transform our teaching and education. The transitions we have mentioned, such as those that occur at the change of teeth and at puberty, can be understood only through intimate observation of the human being. We must learn to see how a person is inwardly active, so that people experience their etheric just as they feel their physical body; they must recognize that when they think about any object, they are really doing in the etheric what is otherwise done in the physical human body. If I want to know what an object is like, I feel it, I contact it, and thus gain a knowledge of its surface. This also applies to my etheric body. I “feel” etherically and supersensibly the object I want to “grasp,” what I wish to conceptualize. The etheric body is just as active as the physical body, and correct knowledge of human development can come only from this knowledge and consciousness of the etheric body’s activity. The Child’s Imitative Nature If we can activate our thinking in this way and, with this inwardly active thinking, watch a very young child, we see how every action performed in that child’s environment and every look that expresses some moral impulse (for the moral quality of a look contains something that passes into the child as an imponderable force) flows right into the child and continues to work in the breathing and the circulation of the blood. The clearest and most concrete statement we can come to regarding a child is this: “A child is an imitative being through and through.” The way a child breathes or digests in the more delicate and intimate processes of breathing or digesting reflects the actions of those around the child. Children are completely surrendered to their environment. In adults the only parallel to such devotion is found in religion as expressed through the human soul and spirit. Religion is expressed in spiritual surrender to the universe. The religious life unfolds properly when, with our own spirit, we go beyond ourselves and surrender to a spiritual worldview—we should flow out into a divine worldview. Adult religious life depends on emancipating soul and spirit from the physical body, when a person’s soul and spirit are given up to the divine spirit of the world. Children give up their whole being to the environment. In adults, the activities of breathing, digestion, and circulation are within them, cut off from the external world. In children, however, all such activities are still surrendered to their environment, and they are therefore religious by nature. This is the essential feature of a child’s life between birth and the change of teeth; the whole being is permeated with a natural religious element, so to speak, and even the physical body maintains a religious mood. But children are not surrounded only by beneficial forces that inspire religious devotion in later life. There are also spiritual forces that are harmful, which come from people around children and from other spiritual forces in the world. In this way, this natural religious element in a child’s physical body may also be exposed to evil in the environment—children can encounter evil forces. And when I say that even a small child’s physical body has a religious quality, I do not mean that children cannot be little demons! Many children are little demons, because they have been open to evil spiritual forces around them. Our task is to overcome and drive out such forces by applying methods appropriate to our time. As long as a child is an imitative religious being, admonitions do no good. Words can be listened to only when the soul is emancipated to some extent, when its attention can be self-directed. Disapproving words cannot help us deal with a small child. But what we ourselves do in the presence of the child does help, because when a child sees this it flows right in and becomes sense perception. Our actions, however, must contain a moral quality. If, for example, a man who is color-blind looks at a colored surface, he may see only gray. An adult looks at another person’s actions also in this way, seeing only the speed and flow of the gestures. We see the physical qualities but no longer see the moral qualities of the person’s actions. A child, on the other hand, sees the moral element, even if only unconsciously, and we must make sure that while in the presence of children, we not only never act in a way that should not be imitated, but never think thoughts that should not enter their souls. Such education of the thoughts is most important for the first seven years of life, and we must not allow ourselves to think any impure, ugly, or angry thoughts when in the company of little children. You may say, “But I can think what I like without altering my outer actions in the least; so the child sees nothing and cannot be influenced by what cannot be seen.” Here it is interesting to consider those very peculiar and rather stupid shows given at one time, with so-called thinking horses—horses that could count, and other animals performing tricks demonstrating “intelligence.” These things were interesting, though not in the way that most people believed. I once saw the Elberfeld horses. (I want to speak only of my own observation). I saw the horse belonging to Mr. von Osten, and I could see how he gave answers to his master. Von Osten gave him arithmatic problems to do—not very complicated, it is true, but difficult enough for a horse. The horse had to add and subtract and would give the correct answers by stamping his hoof. Now you can look at this either from the perspective of a modern scientist—for example, the professor who wrote a whole fat book on the horse—or you can view it from an anthroposophic standpoint. The professor began by repudiating all non-professional opinions on the matter. (Please do not think that I intend to say anything against natural science, because I am well aware of its value.) In the end, the professor concluded that the horse was able to perceive very delicate movements made by the man—a slight twitch of an eyelid, the most delicate vibrations of certain muscles, and so on. From this, the horse eventually learned what answers corresponded to certain vibrations, and could give the required number of stamps with his hoof. This hypothesis is very clever and intelligent. He then arrives at the inevitable question of whether these things have actually been observed. He asks this question himself, since people are indeed learning to be very conscientious in their research. He answers it, however, by saying that the human senses are not organized in such a way that they perceive such fine delicate movements and vibrations, but a horse can see them. In fact, all he proves is that a horse can see more in a person than a professor can. But for me, there was something else important—the horse could give the correct answers only when Mr. von Osten stood beside him and spoke. While he talked he kept taking lumps of sugar and placing them in the horse’s mouth. The horse was permeated by a taste of sweetness all the time. This is the important thing; the horse felt suffused with sweetness. In such a condition, even a horse can experience things that would otherwise not be possible. In fact, I would put it this way: Mr. von Osten himself constantly lived in the “sweetened horse,” the etheric horse that had permeated the physical horse. His thoughts were alive and diffused there, just as they were in his own body; his thoughts lived on in the horse. It was not because a horse has a finer perception than a professor, but because it is not yet as highly organized and thus more susceptible to external influences while its physical body continually absorbs the sweetness. Indeed, there are such influences that pass from person to person, aroused by things almost—if not wholly—imperceptible to contemporary human beings. Such things occur in the interactions between humankind and animals, and they also occur very much when the soul and spirit are not yet free of the body—that is, during early childhood. Small children can actually perceive the morality behind every look and gesture of those around them, even though this may be no longer possible for those who are older. It is therefore of the greatest importance that we never allow ourselves to think ugly thoughts around children; not only does this live on in their souls, but works right down into the physical body. There is no question that much is being accomplished these days in many medical or other dissertations, and they reflect the current state of scientific knowledge. But a time will come when there will be something very new in this area. Let me give you a specific example to demonstrate what I mean. A time will come when a person may write a doctoral thesis showing that a disease, perhaps during the forty-eighth year of a person’s life, can be traced back to certain evil thoughts in the environment of that person as a child of four or five. This way of thinking can bring us to a genuine understanding of human beings and the capacity for seeing the totality of human life. We thus have to learn gradually that it is not so much a question of inventing from our own abstract thoughts all kinds of things for little children to do, such as using rods and so on. Children do not spontaneously do things like that. Their own soul forces must be aroused, and then they will imitate what the adults do. A little girl plays with a doll because she sees her mother nursing the baby. Whatever we see in adults is present in children as their tendency to imitate. This tendency must be considered in educating children up to the seventh year. We must bear in mind, however, that what we educate is subject to change in the child’s organism; in children everything is done in a more living and animated way than in adults, because children are still a unity of body, soul, and spirit. In adults, the body has been freed from the soul and spirit, and the soul and spirit from the body. Body, soul, and spirit exist side by side as individual entities; in the child they are still firmly united. This unity even penetrates the thinking. We can see these things very clearly through an example. A small child is often given a so-called “beautiful” doll—a painted creature with glass eyes, made to look exactly like a human being. These little horrors are made to open and shut their eyes and do all sorts of other things. These are then presented to children as “beautiful” dolls. Even from an artistic perspective they are hideous; but I will not enlarge on that now. But consider what really happens to a child who is presented with a doll of this kind, a doll that can open its eyes and so on. At first the child will love it because it is a novelty, but that does not last. Now, compare that with what happens to a child if I just take a piece of rag and make a doll out of that. Tie it together for a head, make two dots for eyes, and perhaps a big nose, and there you have it. Give that to a child and the rest of that doll will be filled out by the child through imagination in soul and spirit, which are so closely connected with the body. Then, every time that child plays with the doll, there is an inner awakening that remains inwardly active and alive. By making such experiments yourself, you will see what a difference there is between giving a child playthings that leave as much as possible to the power of imagination and giving finished toys that leave nothing for the child’s own inner activity. Handwork for small children should only indicate, leaving much for the child’s own imagination to do. Working in set forms that can easily be left as they are does not awaken any inner activity in the child, because the imagination cannot get past what is open to the senses. Physical and Psychical Effects This shows us what kind of teachers and educators we should be if we really want to approach children in the right way. We need an art of teaching based on a knowledge of human beings—knowledge of the child. This art of education will arise when we find a doctor’s thesis that works with a case of diabetes at the age of forty by tracing it back to the harmful effects of the wrong kind of play in the third or fourth year. People will see then what we mean by saying that the human being consists of body, soul, and spirit, and that in the child, body, soul, and spirit are still a unity. The spirit and soul later become freed of the body, and a trinity is formed. In the adult, body, soul, and spirit are pushed apart, as it were, and only the body retains what was absorbed by the individual during early development as the seed of later life. Now this is the strange thing: when an experience affects the soul, its consequences are soon visible, even when the experience was unconscious; physical consequences, however, take seven or eight times longer to manifest. If you educate a child of three or four so that you present what will influence the soul’s life, then the effect of this will appear in the eighth year; and people are usually careful to avoid doing anything with a child of four or five that may affect the soul life in an unhealthy way during the eighth or ninth year. Effects on the physical body take much longer to manifest, because the physical body must free itself of the soul and spirit. Therefore, something that influences the soul life at four or five may come to fruition in the physical body when that person is seven or eight times as old—for example, in the thirty-fifth year. Thus, a person may develop an illness during the late thirties or early forties caused by ill influences that affected that soul while at play as a child of three or four. If you wish to understand the whole human being, you must also realize that the freeing of the body from soul and spirit in the adult, as opposed to a child’s unity of body, soul, and spirit, is not merely abstract theory, but a matter of very specific knowledge, for we are speaking of very different calendars. The time that the body requires to work something out is increasingly lengthened compared to the time needed by the soul. The physical body works more slowly, and harmful influences manifest much later there than in the soul. Thus, we often see that when we transgress against a little child in the very early years, many things turn out wrong in the teenager’s soul-life. This can be corrected, however. It is not very difficult to find ways of helping even seemingly unmanageable children during their teens. They may even become very good and respectable, if somewhat boring, citizens later on. This is not very serious. But the body develops more and more slowly as life goes on, and in the end, long after all the soul difficulties of early youth have been overcome, the physical effects will gradually emerge, and in later life the person will have to contend with arthritis or some other illness. Real, experiential knowledge of the human being is of the greatest importance. Truly concrete knowledge of the human being, with the power of seeing right into the person, is the only possible basis for a true art of education—an art of education whereby persons may find their place in life and, subject to the laws of their own destinies, fully develop all their powers. Education should never work against a person’s destiny, but should help people achieve the fullest possible development of their own predispositions. Often today, people’s education lags far behind the talents and tendencies that destiny implanted in them. We must keep pace with these forces to the extent that the human beings in our care can attain all that their destinies will allow—the fullest clarity of thought, the most loving deepening of feeling, and the greatest possible energy and capacity of will. This can be done only through an art of education and teaching based on a real knowledge of the human being. We will speak more of this in the next lectures. |
310. Human Values in Education: Stages of Childhood
19 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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We can make use of the following comparisons: If I have a knife there is a real difference whether I cut my food with it, or whether I use it for shaving. In each case it is a knife, but the properties of “knife” must be further differentiated. |
310. Human Values in Education: Stages of Childhood
19 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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You will have gathered from the remarks I have made during the last two days that there is a fundamental change in the inner constitution of the human being at every single stage of his life. Today, certainly, modern psychologists and physiologists also take this into account. They too reckon with these changes which take place in the course of life, firstly up to the change of teeth, then up to puberty, and again from puberty into the twenties. But these differences are more profound than can be discovered by means of the methods of observation customary today, which do not reach far enough, however excellent they may be. We must take a further step and examine these differences from aspects demanded by spiritual science. You will hear many things that are already familiar to you, but you must now enter more deeply into them. Even when the child enters this world from the embryo condition, that is, to take an external characteristic, when he adapts himself to the outer process of breathing, even then, physiologically speaking, he is not yet received directly by the outer world, for he takes the natural nourishment of the mother's milk. He is not nourished as yet by what comes from the outer world, but by what comes from the same source as the child himself. Now today people study the substances they meet with in the world more or less according to their external, chemical, physical properties only and do not consider the finer attributes which they possess through their spiritual content. Nowadays everything is considered in this way. Such methods are not to be condemned; on the contrary they should be recognised as justified. Nevertheless because the time came when man was concerned only with the outer aspects of things, aspects which could not be so regarded in earlier civilisations, he has now reached a point of extreme externalisation. If I may make a comparison, things are observed today in some such way as this. We say: I look upon death, upon dying; plants die, animals die, human beings die. But surely the question arises as to whether dying, the passing away of the various forms of life with which we come in contact, is in all three kinds of living beings the same process, or whether this only appears outwardly to be so. We can make use of the following comparisons: If I have a knife there is a real difference whether I cut my food with it, or whether I use it for shaving. In each case it is a knife, but the properties of “knife” must be further differentiated. Such differentiation is in many cases not made today. No differentiation is made between the dying of a plant, an animal or a man. We meet the same thing in other domains too. There are people who in a certain way want to be philosophers of nature, and because they aim at being idealistic, even spiritual, they assert that plants may well have a soul; and they try to discover in an external way those characteristics of plants which seem to indicate that they have certain soul qualities. They make a study of those plants which, when they are approached by insects, tend to open their petals. The insect is caught, for it is attracted by the scent of what is in the plant. Such a plant is the Venus Flytrap. It closes its petals with a snap and the insect is trapped. This is considered to be a sort of soul quality in the plant. Well, but I know something else which works in the same way. It is to be found in all sorts of places. The mouse, when it comes near, feels attracted by the smell of a dainty morsel; it begins to nibble, and—hey presto! snap goes the mousetrap. If one were to make use of the same thought process as in the case of a plant, one might say: the mousetrap has a soul. This kind of thinking, however, although quite legitimate under certain conditions never leads to conclusions of any depth, but remains more or less on the surface. If we wish to gain a true knowledge of man we must penetrate into the very depths of human nature. It must be possible for us to look in a completely unprejudiced way at things which appear paradoxical vis-à-vis external methods of observation. Moreover it is very necessary to take into consideration everything which, taken together, makes up the entire human organisation. In man we have, to begin with, the actual physical organism which he has in common with all earthly beings and particularly with the mineral kingdom. In man, however, we have clearly to distinguish between his physical organism and his etheric organism. The latter he has in common only with the plant world, not with the minerals. But a being endowed only with an etheric organism could never experience feeling, never attain to an inner consciousness. For this again man has his astral organism, which he has in common with the animal world. It might appear that this is an external organisation, but in the course of these lectures we shall see how inward it can be. In addition to this man still has his ego-organisation, which is not to be found in the animal world and which he alone possesses among earthly beings. What we are here considering is in no sense merely an external, intellectual pattern; moreover, in speaking, for instance, of an etheric or life-body, this has no connection whatever with what an outmoded natural science once called “life-force,” “vital-force” and so on. On the contrary, it is the result of observation. If, for instance, we study the child up to the age of the change of teeth, we see that his development is primarily dependent on his physical organism. The physical organism must gradually adapt itself to the outer world, but this cannot take place all at once, not even if considered in the crudest physical sense. This physical body, just because it contains what the human being has brought with him out of the spiritual world in which he lived in pre-earthly existence, cannot forthwith assimilate the substances of the outer world, but must receive them specially prepared in the mother's milk. The child must, so to say, remain closely connected with what is of like nature with himself. He must only gradually grow into the outer world. And the conclusion of this process of the physical organism growing into the outer world is indicated by the appearance of the second teeth at about the seventh year. At approximately this age the child's physical organism completes the process of growing into the world. During this time, however, in which the organisation is chiefly concerned with the shaping and fashioning of the bony system, the child is only interested in certain things in the outer world, not in everything. He is only interested in what we might call gesture, everything that is related to movement. Now you must take into account that at first the child's consciousness is dream-like, shadowy; to begin with his perceptions are quite undefined, and only gradually do they light up and gain clarity. But fundamentally speaking the fact remains that during the time between birth and the change of teeth the child's perception adheres to everything in the nature of gesture and movement and does so to such an extent, that in the very moment when he perceives a movement he feels an inner urge to imitate it. There exists a quite definite law of development in the nature of the human being which I should like to characterise in the following way. While the human being is growing into the physical, earthly world, his inner nature is developing in such a way that this development proceeds in the first place out of gesture, out of differentiation of movement. In the inner nature of the organism speech develops out of movement in all its aspects, and thought develops out of speech. This deeply significant law underlies all human development. Everything which makes its appearance in sound, in speech, is the result of gesture, mediated through the inner nature of the human organism. If you turn your attention to the way in which a child not only learns to speak, but also learns to walk, to place one foot after the other, you can observe how one child treads more strongly on the back part of the foot, on the heel, and another walks more on the toes. You can observe children who in learning to walk tend to bring their legs well forward; with others you will see that they are more inclined to hold back, as it were, between two steps. It is extraordinarily interesting to watch a child learning to walk. You must learn to observe this. But it is more interesting still, although much less attention is paid to it, to see how a child learns to grasp something, how he learns to move his hands. There are children who, when they want something, move their hands in such a way that even the fingers are brought into movement. Others keep their fingers still, and stretch out their hands to take hold without moving the fingers. There are children who stretch out their hand and arm, while keeping the upper part of the body motionless; there are others who immediately let the upper part of the body follow the movement of arm and hand. I once knew a child who, when he was very small and his high-chair was placed at a little distance from the table on which stood some dish he wished to get at, proceeded to “row” himself towards it; his whole body was then in movement. He could make no movements at all without moving his whole body. This is the first thing to look out for in a child; for how a child moves reveals the most inward urge of life, the primal life impulse. At the same time there appears in the child's movement the tendency to adapt himself to others, to carry out some movement in the same way as his father, mother or other member of the family. The principle of imitation comes to light in gesture, in movement. For gesture is what appears first of all in human evolution, and in the special constitution of the physical, soul and spiritual organism of man gesture is inwardly transformed; it is transformed into speech. Those who are able to observe this know without any doubt that a child who speaks as though the sentences were hacked out of him is one who sets his heels down first; while a child who speaks in such a way that the sentences run one into the other tends to trip on his toes. A child who takes hold of things more lightly with his fingers has the tendency to emphasise the vowel element, while a child who is inclined to stress the consonants will bring his whole arm to his aid when grasping something. We receive a very definite impression of a child's potentialities from his manner of speaking. And to understand the world, to understand the world through the medium of the senses, through the medium of thought, this too is developed out of speech. Thought does not produce speech, but speech thought. So it is in the cultural development of humanity as a whole; human beings have first spoken, then thought. So it is also with the child; first out of movement he learns to speak, to articulate only then does thinking come forth from speech. We must therefore look upon this sequence as being something of importance: gesture, speech, thought, or the process of thinking. All this is especially characteristic in the first epoch of the child's life, up to the change of teeth. When little by little the child grows into the world during the first, second, third and fourth years of life, he does so through gesture; everything is dependent on gesture. Indeed, I would say that speaking and thinking take place for the most part unconsciously; both develop naturally out of gesture, even the first gesture. Therefore speaking approximately we can say: From the first to the seventh year gesture predominates in the life of the child, but gesture in the widest sense of the word, gesture which in the child lives in imitation. As educators we must keep this firmly in mind for actually up to the change of teeth the child only takes in what comes to him as gesture, he shuts himself off from everything else. If we say to the child: Do it like this, do it like that, he really does not hear, he does not take any notice. It is only when we stand in front of him and show him how to do it that he is able to copy us. For the child works according to the way I myself am moving my fingers, or he looks at something just as I am looking at it, not according to what I tell him. He imitates everything. This is the secret of the development of the child up to the change of teeth. He lives entirely in imitation, entirely in the imitation of what in the widest possible sense comes to meet him from outside as gesture. This accounts for the surprises we get when faced with the education of very young children. A father came to me once and said, “What shall I do? Something really dreadful has happened. My boy has been stealing.” I said, “Let us first find out whether he really steals. What has he done?” The father told me that the boy had taken money out of the cupboard, had bought sweets with it and shared them with the other boys. I said “Presumably that is the cupboard out of which the boy has often seen his mother taking money, before going shopping; he is quite naturally imitating her.” And this proved to be the case. So I said further, “But that is not stealing; that lies as a natural principle of development in the boy up to the change of teeth. He imitates what he sees; he must do so.” In the presence of a child therefore we should avoid doing anything which he should not imitate. This is how we educate him. If we say: You should not do this or that, it does not influence the child in the slightest degree up to the change of teeth. It could at most have some effect if one were to clothe the words in a gesture, by saying: Now look, you have just done something that I would never do!—for this is in a way a disguised gesture. It comes to this: with our whole manhood we should fully understand how up to the change of teeth the child is an imitating being. During this time there is actually an inner connection between the child and his environment, between all that is going on around him. Later on this is lost. For however strange and paradoxical it may sound to people today, who are quite unable to think correctly about the spirit, but think always in abstractions, it is nevertheless true that the whole relationship of the child to gesture and movement in his surroundings has an innate religious character. Through his physical body the child is given over to everything in the nature of gesture; he cannot do otherwise than yield himself up to it. What we do later with our soul, and still later with our spirit, in that we yield ourselves up to the divine, even to the external world, as again spiritualised, this the child does with his physical body when he brings it into movement. He is completely immersed in religion, both with his good and his bad qualities. What remains with us as soul and spirit in later life, this the child has also in his physical organism. If therefore the child lives in close proximity with a surly, “bearish” father, liable to fall into rages, someone who is often irritable and angry, expressing uncontrolled emotions in the presence of the child, while the inner causes of such emotions are not as yet understood by the child, nevertheless what he sees, he experiences as something not moral. The child perceives simultaneously, albeit unconsciously, the moral aspects of these outbreaks, so that he has not only the outer picture of the gesture, but also absorbs its moral significance. If I make an angry gesture, this passes over into the blood organisation of the child, and if these gestures recur frequently they find expression in his blood circulation. The child's physical body is organised according to the way in which I behave in his presence, according to the kind of gestures I make. Moreover if I fail in loving understanding when the child is present, if, without considering him I do something which is only suitable at a later age, and am not constantly on the watch when he is near me, then it can happen that the child enters lovingly into something which is unfitted for his tender years, but belongs to another age, and his physical body will in that case be organised accordingly. Whoever studies the whole course of a man's life from birth to death, bearing in mind the requirements of which I have spoken, will see that a child who has been exposed to things suitable only to grown-up people and who imitates these things will in his later years, from the age of about 50, suffer from sclerosis. One must be able to examine such phenomena in all their ramifications. Illnesses that appear in later life are often only the result of educational errors made in the very earliest years of childhood. This is why an education which is really based on a knowledge of man must study the human being as a whole from birth until death. To be able to look at man as a whole is the very essence of anthroposophical knowledge. Then too one discovers how very strong the connection is between the child and his environment. I would go as far as to say that the soul of the child goes right out into his surroundings, experiences these surroundings intimately, and indeed has a much stronger relationship to them than at a later period of life. In this respect the child is still very close to the animal, only he experiences things in a more spiritual way, in a way more permeated with soul. The animal's experiences are coarser and cruder, but the animal too is related to its environment. The reason why many phenomena of recent times remain unexplained is because people are not able to enter into all the details involved. There is, for instance, the case of the “calculating horses” which has made such a stir recently, where horses have carried out simple arithmetical operations through stamping with their hooves. I have not seen the famous Elberfelder horses, but I have seen the horse belonging to Herr von Osten. This horse did quite nice little sums. For instance Herr von Osten asked: How much is 5 + 7? And he began to count, beginning with 1, and when he got to 12 the horse stamped with its foot. It could add up, subtract and so on. Now there was a young professor who studied this problem and wrote a book about it which is extremely interesting. In this book he expounds the view that the horse sees certain little gestures made by Herr von Osten, who always stands close to the horse. His opinion is that when Herr von Osten counts 7 + 5 up to 12 and the horse stamps when the number 12 is reached, this is because Herr von Osten makes a very slight gesture when he comes to 12 and the horse, noticing this, duly stamps his foot. He believes that it can all be traced back to something visible. But now he puts a question to himself: “Why,” he says, “can you not see this gesture which Herr von Osten makes so skilfully that the horse sees it and stamps at the number 12?” The young professor goes on to say that these gestures are so slight that he as a human being cannot see them. From this the conclusion might be drawn that a horse sees more than a professor! But this did not convince me at all, for I saw this wonder of an intelligent horse, the clever Hans, standing by Herr von Osten in his long coat. And I saw too that in his right-hand pocket he had lumps of sugar, and while he was carrying out his experiments with the horse he always handed it one lump after another, so that feeling was aroused in the horse associating sweet things with Herr von Osten. In this way a sort of love was established between Herr von Osten and the horse. And only when this is present, only when the inner being of the horse is, as it were, merged into the inner being of Herr von Osten through the stream of sweetness that flows between them, only then can the horse “calculate,” for it really receives something—not through gesture, but through what Herr von Osten is thinking. He thinks: 5 + 7 = 12, and by means of suggestion the horse takes up this thought and even has a distinct impression of it. One can actually see this. The horse and his master are in a certain way merged in feeling one into the other: they impart something to one another reciprocally when they are united through the medium of sweetness. So the animal still has this finer relationship to its environment, and this can be stimulated from outside, as, in this case, by means of sugar. In a delicate way a similar relationship to the outer world is still present in children also. It lives in the child and should be reckoned with. Education in the kindergarten should therefore never depend on anything other than the principle of imitation. The teacher must sit down with the children and just do what she wishes them to do, so that the child has only to copy. All education and instruction before the change of teeth must be based on this principle. After the change of teeth all this becomes quite different. The soul life of the child is now completely changed. No longer does he perceive merely the single gestures, but now he sees the way in which these gestures accord with one another. For instance, whereas previously he only had a feeling for a definite line, now he has a feeling for co-ordination, for symmetry. The feeling is awakened for what is co-ordinated or uncoordinated, and in his soul the child acquires the possibility of perceiving what is formative. As soon as this perception is awakened there appears simultaneously an interest in speech. During the first seven years of life there is an interest in gesture, in everything connected with movement; in the years between seven and fourteen there is an interest in everything connected with the pictorial form, and speech is pre-eminently pictorial and formative. After the change of teeth the child's interest passes over from gesture to speech, and in the lower school years from seven to fourteen we can work most advantageously through everything that lies in speech, above all through the moral element underlying speech. For just as the child before this age has a religious attitude towards the gesture which meets him in the surrounding world, so now he relates himself in a moral sense—his religious feeling being gradually refined into a soul experience—to everything which approaches him through speech. So now, in this period of his life, one must work upon the child through speech. But whatever is to work upon him in this way must do so by means of an unquestioned authority. When I want to convey to the child some picture expressed through speech, I must do so with the assurance of authority. I must be the unquestioned authority for the child when through speech I want to conjure up before him some picture. Just as we must actually show the little child what we want him to do, so we must be the human pattern for the child between the change of teeth and puberty. In other words, there is no point whatever in giving reasons to a child of this age, in trying to make him see why we should do something or not do it, just because there are well-founded reasons for or against it. This passes over the child's head. It is important to understand this. In exactly the same way as in the earliest years of life the child only observes the gesture, so between the change of teeth and puberty he only observes what I, as a human being, am in relation to himself. At this age the child must, for instance, learn about what is moral in such a way that he regards as good what the naturally accepted authority of the teacher, by means of speech, designates as good; he must regard as bad what this authority designates as bad. The child must learn: What my teacher, as my authority, does is good, what he does not do is bad. Relatively speaking then, the child feels: When my teacher says something is good, then it is good; and if he says something is bad, then it is bad. You will not attribute to me, seeing that 30 years ago I wrote my Philosophy of Freedom a point of view which upholds the principle of authority as the one and only means of salvation. But through the very fact of knowing the true nature of freedom one also knows that between the change of teeth and puberty the child needs to be faced with an unquestioned authority. This lies in the nature of man. Everything is doomed to failure in education which disregards this relationship of the child to the unquestioned authority of the personality of the teacher and educator. The child must be guided in everything which he should do or not do, think or not think, feel or not feel, by what flows to him, by way of speech, from his teacher and educator. At this age therefore there is no sense in wanting to approach him through the intellect. During this time everything must be directed towards the life of feeling, for feeling is receptive to anything in the nature of pictures and the child of this age is so constituted that he lives in the world of pictures, of images, and has the feeling of welding separate details into a harmonious whole. This is why, for instance, what is moral cannot be brought to the child by way of precept, by saying: You should do this, you should not do that. It simply doesn't work. What does work is when the child, through the way in which one speaks to him, can feel inwardly in his soul a liking for what is good, a dislike of what is bad. Between the change of teeth and puberty the child is an aesthete and we must therefore take care that he experiences pleasure in the good and displeasure in what is bad. This is the best way for him to develop a sense of morality. We must also be sincere, inwardly sincere in the imagery we use in our work with the child. This entails being permeated to the depths of our being by everything we do. This is not the case if, when standing before the child we immediately experience a slight sense of superiority: I am so clever—the child is so stupid. Such an attitude ruins all education; it also destroys in the child the feeling for authority. Well then, how shall I transform into a pictorial image something that I want to impart to the child? In order to make this clear I have chosen the following example as an illustration. We cannot speak to the child about the immortality of the soul in the same way as to a grown-up person; but we must nevertheless convey to him some understanding of it. We must however do so in a pictorial way. We must build up the following picture and to do this may well take the whole lesson. We can explain to the child what a butterfly's chrysalis is, and then speak in some such words as these: “Well, later on the finished butterfly flies out of the chrysalis. It was inside all the time only it was not yet visible, it was not yet ready to fly away, but it was already there inside.” Now we can go further and tell him that in a similar way the human body contains the soul, only it is not visible. At death the soul flies out of the body; the only difference between man and butterfly is that the butterfly is visible and the human soul is invisible. In this way we can speak to the child about the immortality of the soul so that he receives a true picture of immortality and one suited to his age. But in the presence of the child we must on no account have the feeling: I am clever, I am a philosopher and by no means of thought can I convince myself of the truth of immortality; the child is naive, is stupid, and so for him I will build up the picture of the butterfly creeping out of the chrysalis. If one thinks in this way one establishes no contact with the child, and then he gets nothing whatever from what he is told. There is only one possibility. We must ourselves believe in the picture, we must not want to be cleverer than the child; we must stand in the presence of the child as full of belief as he is. How can this be done? An anthroposophist, a student of spiritual science knows that the emergence of the butterfly from the chrysalis is actually a picture of the immortality of the human soul placed into the world by the gods. He can never think otherwise than that the gods inscribed into the world this picture of the emerging butterfly as an image of the immortality of the human soul. In all the lower stages of the process he sees the higher processes which have become abstract. If I do not get the idea that the child is stupid and I am clever, but if I stand before the child conscious that this actually is so in the world and that I am leading him to believe in something which I too believe with all my heart, then there arises an imponderable relationship between us, and the child makes real progress in his education. Then moral imponderabilia continually enters into our educational relationship. And this is the crux of the matter. When we are quite clear about this we shall, out of the whole nexus of our studies, come to see how we can find the right approach to an instruction which is truly educational, an education which really instructs. Let us take an example. How must the child learn to read and write? There is actually a great deal more misery connected with this than one usually imagines, though human intellectualism is far too crude to perceive it. One recognises that learning to read and write is a necessity, so it follows that the child must at all costs be drilled into learning reading and writing. But just consider what this means for a child! When they are grown-up, people have no inclination to put themselves in the child's place, to imagine what he undergoes when he learns to read and write. In our civilisation today we have letters, a, b, c and so on; they are there before us in certain definite forms. Now the child has the sound a (ah, as in father). When does he use it? This sound is for him the expression of an inner soul experience. He uses this sound when he is faced with something which calls up in him a feeling of wonder, of astonishment. This sound he understands. It is bound up with human nature. Or he has the sound e (eh, as in they). When does he use this? He uses it when he wants to show he has the feeling: “Something has come up against me; I have experienced something which encroaches on my own nature.” If somebody gives me a blow, I say e (eh).1 It is the same with the consonants. Every sound corresponds to some expression of life; the consonants imitate an outer, external world, the vowels express what is experienced inwardly in the soul. The study of language, philology, is today only approaching the first elements of such things. Learned scholars, who devote themselves to research into language, have given much thought to what, in the course of human evolution, may have been the origin of speech. There are two theories. The one represents the view that speech may have arisen out of soul experiences in much the same way as this takes place in the animal, albeit in its most primitive form—“moo-moo” being the expression of what the cow feels inwardly, and “bow-wow” what is experienced by the dog. And so, in a more complicated way, what in man becomes articulated speech arises out of this urge to give expression to inner feelings and experiences. In somewhat humorous vein this is called the “bow-wow theory.” The other point of view proceeds from the supposition that in the sounds of speech man imitates what takes place in the outer world. It is possible to imitate the sound of a bell, what is taking place inside the bell: “ding-dong—ding-dong.” Here there is the attempt to imitate what takes place in the outer world. This is the basis for the theory that in speech everything may be traced back to external sounds, external event. It is the “ding-dong theory.” So we have these two theories in opposition to one another. It is not in any way my intention to make fun of this, for as a matter of fact, both are correct: the “bow-wow” theory is right for the vowel element in speech, the “ding-dong” theory for the consonantal element. In transposing gestures into sounds we learn by means of the consonants to imitate inwardly outer processes; and in the vowels we give form to inner experiences of the soul. In speech the inner and the outer unite. Human nature, itself homogeneous, understands how to bring this about. We receive the child into the primary school. Through his inner organisation he has become a being able to speak. Now, suddenly he is expected to experience—I say experience deliberately weighing my words, not recognise, experience—a connection between astonishment, wonder, (ah) and the demonic sign a. This is something completely foreign to him. He is supposed to learn something which he feels to be utterly remote, and to relate this to the sound “ah.” This is something outside the sphere of a young child's comprehension. He feels it as a veritable torture if at the very outset we confront him with the forms of the letters in use today. We can, however, remember something else. The letters which we have today were not always there. Let us look back to those ancient peoples who had a picture writing. They used pictures to give tangible form to what was uttered, and these pictures certainly had something to do with what they were intended to express. They did not have letters such as we use, but pictures which were related to their meaning. Up to a certain point the same could be said of cuneiform writing. These were times when people still had a human relationship to things, even when these were fixed into a definite form. Today we no longer have this, but with the child we must go back to it again. We must of course not do so in such a way that we study the cultural history of ancient peoples and fall back on the forms which were once used in picture writing; but we must bring all our educational fantasy into play as teachers in order to create the kind of pictures we need. Fantasy, imagination [The German phantasie is often more equivalent to the English imagination than to fantasy. In this lecture the latter is probably more appropriate.] we must certainly have, for without it we cannot be teachers or educators. And so it is always necessary to refer to the importance of enthusiasm, of inspiration, when dealing with some characteristic feature of anthroposophy. It never gives me any pleasure, for instance, when I go into a class in our Waldorf School and notice that a teacher is tired and is teaching out of a certain mood of weariness. That is something one must never do. One simply cannot be tired, one can only be filled with enthusiasm. When teaching, one must be absolutely on the spot with one's whole being. It is quite wrong to be tired when teaching; tiredness must be kept for some other occasion. The essential thing for a teacher is that he learns to give full play to his fantasy. What does this mean? To begin with I call up in the child's mind something that he has seen at the market, or some other place, a fish for example. I next get him to draw a fish, and for this I even allow him to use colours, so that he paints as he draws and draws as he paints. This being achieved I then let him say the word “Fish,” not speaking the word quickly, but separating the sounds, “f-i-ssh.” Then I lead him on so that he says only the beginning of the word fish (f...) and gradually I transfer the shape of the fish into a sign that is somewhat fish like, while at the same time getting the child to say f ... And there we have it, the letter “f!” Or I let the child say Wave (W-a-v-e) showing him at the same time what a wave is (see sketch). Once again I let him paint this and get him to say the beginning of the word—w—and then I change the picture of a wave into the letter w. Continuing to work in the same way I allow the written characters gradually to emerge from the painting-drawing and drawing-painting, as indeed they actually arose in the first place. I do not bring the child into a stage of civilisation with which as yet he has nothing in common, but I guide him in such a way that he is never torn away from his relationship to the outer world. In order to do this there is no necessity to study the history of culture—albeit the writing in use today has arisen out of picture-writing—one must only give free play to one's fantasy, for then one brings the child to the point at which he is able to form writing out of this drawing and painting. Now we must not think of this only as an ingenious and clever new method. We must value the fact that the child unites himself inwardly with something that is new to him when his soul activity is constantly stimulated. He does not “grow into it” when he is pushed, so that he is always coming into an unfamiliar relationship with his environment. The whole point is that we are working on the inner being of the child. What is usually done today? It is perhaps already somewhat out-of-date, but not so long ago people gave little girls “beautiful” dolls, with real hair, dolls that could shut their eyes when one laid them down, dolls with pretty faces and so on. Civilisation calls them beautiful, but they are nevertheless hideous, because they are inartistic. What sort of dolls are these? They are the sort which cannot activate the child's fantasy. Now let us do something different. Tie a handkerchief so that you have a figure with arms and legs; then make eyes with blobs of ink and perhaps a mouth with red ink as well; now the child must develop his fantasy if he is to imagine this as having the human shape. Such a thing works with tremendous living force on the child, because it offers him the possibility of using his fantasy. Naturally one must do this first oneself. But the possibility must be provided for the child, and this must be done at the age when everything is play. It is for this reason that all those things which do not stimulate fantasy in the child are so damaging when given as toys. As I said, today these beautiful dolls are somewhat out-dated, for now we give children monkeys or bears. To be sure, neither do these toys give any opportunity for the unfolding of a fantasy having any relationship to the human being. Let us suppose that a child runs up to us and we give him a bear to cuddle. Things like this show clearly how far our civilisation is from being able to penetrate into the depths of human nature. But it is quite remarkable how children in a perfectly natural, artistic way are able to form imaginatively a picture of this inner side of human nature. In the Waldorf School we have made a transition from the ordinary methods of teaching to what may be termed a teaching through art, and this quite apart from the fact that in no circumstances do we begin by teaching the children to write, but we let them paint as they draw, and draw as they paint. Perhaps we might even say that we let them splash about, which involves the possibly tiresome job of cleaning up the classroom afterwards. I shall also speak tomorrow about how to lead over from writing to reading, but, quite apart from this painting and drawing, we guide the child as far as possible into the realm of the artistic by letting him practise modelling in his own little way, but without suggesting that he should make anything beyond what he himself wants to fashion out of his own inner being. The results are quite remarkable. I will mention one example which shows how something very wonderful takes place in the case of rather older children. At a comparatively early age, that is to say, for children between ten and eleven years old, we take as a subject in our curriculum the “Study of Man.” At this age the children learn to know how the bones are formed and built up, how they support each other, and so on. They learn this in an artistic way, not intellectually. After a few such lessons the child has acquired some perception of the structure of the human bones, the dynamic of the bones and their interdependence. Then we go over to the craft-room, where the children model plastic forms and we observe what they are making. We see that they have learned something from these lessons about the bones. Not that the child imitates the forms of the bones, but from the way in which he now models his forms we perceive the outer expression of an inner mobility of soul. Before this he has already got so far as to be able to make little receptacles of various kinds; children discover how to make bowls and similar things quite by themselves, but what they make out of the spontaneity of childhood before they have received such lessons is quite different from what they model afterwards, provided they have really experienced what was intended. In order to achieve this result, however, these lessons on the “Knowledge of Man” must be given in such a way that their content enters right into the whole human being. Today this is difficult. Anyone who has paid as many visits to studios as I have and seen how people paint and model and carve, knows very well that today hardly any sculptor works without a model; he must have a human form in front of him if he wishes to model it. This would have had no sense for a Greek artist. He had of course learned to know the human form in the public games, but he really experienced it inwardly. He knew out of his own inner feeling—and this feeling he embodied without the aid of a model—he knew the difference between an arm when it is stretched out or when, in addition, the forefinger is also extended, and this feeling he embodied in his sculpture. Today, however, when physiology is taught in the usual way, models or drawings of the bones are placed side by side, the muscles are described one after another and no impression is given of their reciprocal relationship. With us, when the children see a vertebra belonging to the spinal column, they know how similar it is to the skull-bone, and they get a feeling for the metamorphosis of the bones. In this way they enter livingly right into the different human forms and so feel the urge to express it artistically. Such an experience enters right into life; it does not remain external. My earnest wish, and also my duty as leader of the Waldorf School, is to make sure that wherever possible everything of a fixed nature in the way of science, everything set down in books in a rigid scientific form should be excluded from class teaching. Not that I do not value science; no one could value science more highly. Such studies can be indulged in outside the school, if so desired; but I should be really furious if I were to see a teacher standing in front of a class with a book in his or her hand. In teaching everything must come from within. This must be self-understood. How is botany taught today for instance? We have botany books; these are based on a scientific outlook, but they do not belong to the classroom where there are children between the change of teeth and puberty. The perception of what a teacher needs in the way of literature must be allowed to grow gradually out of the living educational principles I shall be speaking about here. So we are really concerned with the teacher's attitude of mind, whether in soul, spirit and body he is able to relate himself to the world. If he has this living relationship he can do much with the children between the change of teeth and puberty, for he is then their natural and accepted authority. The main thing is that one should enter into and experience things in a living way and carry over into life all that one has thus experienced. This is the great and fundamental principle which must form the basis of education today. Then the connection with the class will be there of itself, together with the imponderable mood and feeling that must necessarily go with it. Answers to a QuestionQuestion: There are grown-up people who seem to have remained at the imitative stage of childhood. Why is this? Dr. Steiner: It is possible at every stage of human development for someone to remain in a stationary condition. If we describe the different stages of development, adding to today's survey the embryonic stage, and continuing to the change of teeth, and on to puberty, we cover those epochs in which a fully developed human life can be formed. Now quite a short time ago the general trend of anthroposophical development brought it about that lectures could be held on curative education, with special reference to definite cases of children who had either remained backward or whose development was in some respect abnormal. We then took the further step of allowing certain cases to be seen which were being treated at Dr. Wegmann's Clinical-Therapeutic Institute. Among these cases there was one of a child of nearly a year old, about the normal size for a child of this age, but who in the formation of his physical body had remained approximately at the stage of seven or eight months embryo. If you were to draw the child in outline with only an indication of the limbs, which are somewhat more developed, but showing exactly the form of the head, as it actually is in the case of this little boy, then, looking cursorily at the drawing, you would not have the faintest idea that it is a boy of nearly a year old. You would think it an embryo, because this boy has in many respects kept after his birth the embryonic structure. Every stage of life, including the embryonic, can be carried over into a later stage; for the different phases of development as they follow one after the other, are such that each new phase is a metamorphosis of the old, with something new added. If you will only take quite exactly what I have already said in regard to the natural religious devotion of the child to his surroundings up to the change of teeth, you will see that this changes later into the life of soul, and you have, as a second attribute the aesthetic, artistic stage. Now it happens with very many children that the first stage is carried into the second, and the latter then remains poorly developed. But this can go still further: the first stage of physical embodiment can be carried over into each of the others, so that what was present as the original stage appears in all the later stages. And, for a superficial observation of life, it need not be so very obvious that an earlier stage has remained on into a later one, unless such a condition shows itself particularly late in life. Certain it is however that earlier stages are carried over into later ones. Let us take the same thing in a lower kingdom of nature. The fully grown, fully developed plant usually has root, stalk, with it cotyledon leaves, followed by the later green leaves. These are then concentrated in the calyx, the petals, the stamen, the pistil and so on. There are however plants which do not develop as far as the blossom, but remain behind at the stage of herbs and other plants where the green leaves remain stationary, and the fruit is merely rudimentary. How far, for instance, the fern has remained behind the buttercup! With the plant this does not lead to abnormality. Man however is a species for himself. He is a complete natural order. And it can happen that someone remains his whole life long an imitative being, or one who stands in need of authority. For in life we have not only to do with people who remain at the imitative stage, but also with those who in regard to their essential characteristics remain at the stage that is fully developed between the change of teeth and puberty. As a matter of fact there are very many such people, and with them this stage continues into later life. They cannot progress much farther, and what should be developed in later years can only do so to a limited extent. They remain always at the stage where they look for the support of authority. If there were no such people, neither would there be the tendency, so rife today, to form sects and such things, for sectarian associations are based on the fact that their adherents are not required to think; they leave the thinking to others and follow their leaders. In certain spheres of life, however, most people remain at the stage of authority. For instance, when it is a question of forming a judgment about something of a scientific nature people do not take the trouble to look into it themselves, but they ask: Where is the expert who must know about this, the specialist who is a lecturer at one of the universities? There you have the principle of authority. Again in the case of people who are ill the principle of authority is carried to extremes, even though here it may be justifiable. And in legal matters, for instance, nobody today will think of forming an independent judgment, but will seek the advice of a solicitor because he has the requisite knowledge. Here the standpoint is that of an eight or nine year old child. And it may well be that this solicitor himself is not much older. When a question is put to him he takes down a lawbook or portfolio and there again you have an authority. So it is actually the case that each stage of life can enter into a later one. The Anthroposophical Society should really only consist of people who are outgrowing authority, who do not recognise any such principle but only true insight. This is so little understood by people outside the Society that they are continually saying: “Anthroposophy is based on authority.” In reality the precise opposite is the case; the principle of authority must be outgrown through the kind of understanding and discernment which is fostered in anthroposophy. The important thing is that one should grasp every scrap of insight one can lay hold of in order to pass through the different stages of life.
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310. Human Values in Education: Three Epochs of Childhood
20 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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For instance, I see the tendencies of certain methods applied already to little children in the kindergarten, who are given ordinary cut-out letters and then learn to pick them out of a heap and put them together to form words. By occupying the child in this way at such an early age we are bringing him something to which as yet he has absolutely no relationship. |
310. Human Values in Education: Three Epochs of Childhood
20 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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Arising out of yesterday's lecture a further question has been put to me in connection with our subject and I should like to deal with it here. The question is this: “With reference to the law of imitation in a child's movements I regard as important an explanation of the following fact. My grandfather died when my father was between eighteen months and two years old. When he was about forty-five my father visited one of my grandfather's friends who was astonished at the similarity of all my father's movements and gestures with those of my grandfather. What was the cause of this, seeing that owing to my grandfather's early death there could hardly be any question of imitation!” So a man died when his son was between eighteen months and two years old and long afterwards, when the latter was in his 45th year, he heard from this friend, who was in a position to know, that as late as his 45th year he still imitated, or rather had the same gestures as his father. Of course we are dealing here with matters of such a nature that it is scarcely possible to do more than give certain guiding lines, omitting detailed explanations. Unfortunately our courses of lectures are short, and the theme, if it were to be gone into fully, would need many lectures and ample time, six months for instance, or even a whole year. Very many questions are therefore likely to arise, and it may well be possible to answer these if they are brought forward. I must however point out that owing to the limited time at our disposal a certain lack of clarity will inevitably arise and this could only be cleared up if it were possible to enter fully into every detail. With reference to the question which has been put I should like to interpolate the following remarks. If we take the first epoch of a child's life, that is, the time between birth and the change of teeth, the organisation of the child is working and developing in such a way that those predispositions are incorporated into the organism which I described yesterday as consisting of walking, which includes the general orientation of the human being, of speaking and thirdly of thinking. Now this is how things follow one another. Between the first and seventh year of life the child is so organised that he is mainly concerned with gesture; between approximately the seventh and fourteenth year he is concerned with speech, as I explained yesterday; and, again speaking approximately, between his fourteenth and twenty-first year he is so organised that he is mainly concerned with thinking. What thus makes its appearance in the course of twenty-one years is however already taking shape as predisposition in the first period of life, between birth and the change of teeth. In so far as the assimilation of gesture is concerned, and this includes walking freely in space without need of support, so that the arms and also the muscles of the face can move in an expressive way—in other words a general orientation, finding a living relationship with gesture and movement—all this is developed mainly in the first third of these years, that is to say in the first 2⅓ years. The main development of the child during this time lies in the unfolding and building up of gesture. The gestures then continue to develop, but in addition something more intimate and inward is now impressed into the speech organism. Although the child has already uttered a few words nevertheless the experience of speech as predisposition takes place after 2⅓ years. The actual experience and feeling for speech is fully developed between the seventh and fourteenth year, but as predisposition it is there between 2⅓ and 4⅔ years old. Naturally all this must be taken as an average. From then on the child develops the faculty of experiencing inwardly the first beginnings of thought. What unfolds and blossoms later, between the 14th and 21st year is already developing germinally between 4⅔ and 7 years old. The forming of gestures continues of course throughout these years, but other faculties enter in. We see therefore that in the main we have to place the time for the unfolding and forming of gestures right back to the first 2½ years. What is gained during this time lies deepest. This is only natural, for we can well imagine how fundamentally the principle of imitation works in the very first years of life. If you take all this together you will no longer find anything astonishing in what gave rise to the question that has been put here. The grandfather died when the father was between 1½ and 2 years old. Now this is precisely the time in which the forming of gesture is working most deeply. If the grandfather died then, the gestures the child imitated from him made by far the deepest impression. That is in no way altered by what may have been imitated later from other people. So just this particular case is extraordinarily significant when we consider it in detail. We tried yesterday to explain how in the second period of life, between the change of teeth and puberty, the child in the course of his development experiences everything that finds its expression through speech, in which the self-understood authority of the teacher and educator must play its part. The intercourse between teacher and child must be of such a kind that it works in a pictorial, imaginative way. And I pointed out how at this age one cannot approach the child with moral precepts but can only work effectively on his moral nature by awakening in him such feelings as can be awakened by pictures: so that the child receives pictures described by his teacher and educator, who is also his model. These work in such a way that what is good pleases him and what is bad gives him a feeling of distaste. Therefore at this preparatory or elementary school age morality must be instilled in pictorial form by way of the feelings. I explained further how writing must be brought to the child in a pictorial way and I showed how the forms of the letters must be developed out of the drawing-painting and the painting-drawing. Of all the arts this must be cultivated first, for it leads the child into civilisation. Everything which introduces the child at the very outset into the forms of the letters, which are completely strange to him, is quite wrong from an educational point of view; for the finished forms of the letters used in our present day civilisation work on the child like little demons. Now in an education built up on a knowledge of man, learning to write must precede learning to read. If you want to come near to a child of this age, immediately after the change of teeth, you must as far as possible approach the whole being of the child. The child when occupied in writing does at least bring the whole of the upper part of the body into activity; there is an inner mobility which is quite different from when only the head is kept busy learning the forms of the letters. The emancipated, independent faculties of the head can only be made use of at a later age. For this reason we can make a transition by allowing the child also to read what he has written. In this way an impression is made on him. By carrying out our teaching in this way at the Waldorf School it transpired that our children learn to read somewhat later than others; they even learn to write the letters a little later than children in other schools. It is necessary however, before forming a judgment in regard to this to be able really to enter into the nature of man with understanding. With the limited perception and feeling for a knowledge of man usual at the present day, people do not notice at all how detrimental it is for the general development of the human being if, as a child, he learns too early things so remote from him as reading and writing. Certainly nobody will experience any deficiency in his capacity to read and write, whose proficiency in these arts is attained somewhat later than others; on the other hand everyone who learns to read and write too early will suffer in this very respect. An education based on a knowledge of man must from the very beginning, proceed out of this ability to read human evolution and by understanding the conditions of life help the child in furthering the development of his own nature. This is the one and only way to a really health-giving education. To gain deeper insight we must enter somewhat into the being of man. In man we have in the first place his physical body which is most intensively developed in the first epoch of life. In the second epoch the higher, finer body, the etheric body, develops predominantly. Now it is a matter of great importance that in this study of man we should proceed in a truly scientific way, and we must conjure up the same courage as is shown today in other branches of science. A substance showing a definite degree of warmth, can be brought into a condition in which that warmth, hitherto bound up with substance, becomes freed. It is liberated and then becomes “free” warmth. In the case of mineral substances we have the courage to speak scientifically when we say that there is “bound” warmth and “free” warmth. We must acquire the same courage when we study the world as a whole. If we have this courage then the following reveals itself to us in regard to man. We can ask: Where are the forces of the etheric body in the first epoch of life? During this time they are bound up with the physical body and are active in its nourishment and growth. In this first epoch the child is different from what he becomes later. The entire forces of the etheric body are at first bound up with the physical body. At the end of the first epoch they are freed to some extent, just as warmth becomes free from the substances with which it was formerly bound up. What takes place now? Only a part of the etheric body is working after the change of teeth in the forces of growth and nourishment; the freed part becomes the bearer of the more intensive development of the memory, of qualities of soul. We must learn to speak of a soul that is “bound” during the first seven years of life and of a soul that has become free after the 7th year. For it is so. What we use as forces of the soul in the second seven years of life is imperceptibly bound up with the physical body during the first seven years; this is why nothing of a psychic nature becomes body free. A knowledge of how the soul works in the first seven years of life must be gained from observation of the body. And only after the change of teeth can any direct approach be made to what is purely of a soul nature. This is a way of looking at things which leads directly from the physical to the psychological. Just think of the many different approaches to psychology today. They are based on speculation pure and simple. People think things over and discover that on the one hand we have the soul and on the other hand the body. Now the following question arises: Does the body work on the soul as its original cause, or is it the other way round? If they get no further either way, they discover something so extraordinarily grotesque as psychophysical parallelism, the idea of which is that both manifestations run parallel, side by side. In this way no explanation is given for the interaction of one with the other, but one speaks only of parallelism. This is a sign that nothing is known about these things out of experience. Out of experience one would have to say: In the first seven years of a child's life one perceives the soul working in the body. How it works must be learned through observation, not through mere speculation. Anthroposophy as a means of knowledge rejects all speculation and proceeds everywhere from experience, but of course from physical and spiritual experience. So in the second period of life, in the time between the change of teeth and puberty the etheric body of man is our chief concern in education. Both teacher and child need above all those forces which are working in the etheric body, for these release the feeling life of the child, not yet judgment and thought. Deeply embedded in the nature of the child between the change of teeth and puberty is the third member of the human being, the astral body, which is the bearer of all feeling life and sensation. During this second period of life the astral body is still deeply embedded in the etheric body. Therefore, because the etheric body is now relatively free, we have the task to develop it in such a way that it can follow its own tendencies, helped and not hindered by education. When can it be so helped? This can happen when in the widest possible sense we teach and educate the child by means of pictures, when we build up imaginatively and pictorially everything that we wish him to absorb. For the etheric body is the body of formative forces; it models the wonderful forms of the organs, heart, lungs, liver and so on. The physical body which we inherit acts only as a model; after the first seven years, after the change of teeth, it is laid aside, and the second physical body is fashioned by the etheric body. This is why at this age we must educate in a way that is adapted to the plastic formative forces of the etheric body. Now, just as we teach the child by means of pictures, just as, among other things, he learns to write by a kind of painting-drawing—and we cannot introduce the child too early to what is artistic, for our entire teaching must be permeated with artistic feeling—so must we also bear the following in mind. Just as the etheric body is inseparably associated with what is formative and pictorial, so the astral body, which underlies the life of feeling and sensation, tends in its organisation towards the musical nature of man. To what then must we look when we observe the child? Because the astral body between the change of teeth and puberty is still embedded in the physical and etheric bodies every child whose soul life is healthy is inwardly deeply musical. Every healthy child is inwardly deeply musical. We have only to call up this musicality by making use of the child's natural liveliness and sense of movement. Artistic teaching therefore must, from the very beginning of school life, make use both of the plastic and pictorial arts and also of the art of music. Nothing abstract must be allowed to dominate; it is the artistic approach which is all-important, and out of what is artistic the child must be led to a comprehension of the world. But now we must proceed in such a way that the child learns gradually to find his own orientation in the world. I have already said that it is most repugnant to me if I see scientific text books brought into school and the teaching carried out along those lines. For today in our scientific work, which I fully recognise, we have deviated in many respects from a conception of the world which is in accordance with nature. We will now ask ourselves the following question, bearing in mind that in the course of discussion other things may have to be added. At about what age can one begin to teach children about the plant world? This must be done neither too late nor too early. We must be aware that a very important stage in a child's development is reached between the 9th and 10th year. Those who see with the eye of a teacher observe this in every child. There comes a time in which the child, although he does not usually express it in words, nevertheless shows in his whole behaviour that he has a question, or a number of questions, which betray an inner crisis in his life. This is an exceptionally delicate experience in the child and an exceptionally delicate sense for these things is necessary if one is to perceive it. But it is there and it must be observed. At this age the child learns quite instinctively to differentiate himself from the outer world. Up to this time the “I” and the outer world interpenetrate each other, and it is therefore possible to tell the child stories about animals, plants and stones in which they all behave as though they were human beings. Indeed this is the best approach, for we should appeal to the child's pictorial, imaginative sense, and this we do if we speak about the kingdoms of nature in this way. Between the 9th and 10th year however the child learns to say “I” in full consciousness. He learns this earlier of course, but now he does so consciously. These years, therefore, when the consciousness of the child is no longer merged with the outer world, but when he learns to differentiate himself from it, are the time when we can begin, without immediately renouncing the pictorial element, to lead the child to an understanding of the plant world, but to an understanding imbued with feeling. Today we are accustomed to look at one plant alongside of another, we know their names and so on; we do this as though the single plant was there for itself. But when we study the plant in this way, it is just as if you were to pull out a hair, and forgetting that it was on your head examine it for itself, in the belief that you can know something about its nature and life-conditions without considering it as growing out of your head. The hair only has meaning when it is growing on the head; it cannot be studied for itself. It is the same with the plant. One cannot pull it up and study it separately, but one must consider the whole earth as an organism to which the plants belong. This is actually what it is. The plants belong to the entire growth of the earth, in the same way as the hairs belong to our head. Plants can never be studied in an isolated way, but only in connection with the whole nature of the earth. The earth and the world of plants belong together. Let us suppose that you have a herbaceous plant, an annual, which is growing out of the root, shooting up into stalk, leaves and flowers, and developing the fruit which is sown again in the following year. Then you have the earth underneath, in which the plant is growing. But now, think of a tree. The tree lives longer, it is not an annual. It develops around itself the mineralised bark which is of such a nature that pieces of it can be broken off. What is this in reality? The process is as follows: If you were to pile up around a plant the surrounding earth with its inherent forces, if you were more or less to cover it with earth, then you would bring this about in an external, mechanical way, through human activity. Nature however does the same thing by wrapping the tree round with the bark; only in this case it is not completely earth. In the bark there is a kind of hill of earth, the earth heaps itself up. We can see the earth flourishing and growing when we see the growing tree. This is why what surrounds the root of the plant must most certainly be reckoned as belonging to it. We must regard the soil as belonging to the plant. Anyone who has trained himself to observe such things and happens to travel in a district where he notices many plants with yellow flowers will at once look to see what kind of soil it is. In such a case, where specifically many yellow flowers are to be seen, one is likely to find, for instance, a soil which is somewhat red in colour. You will never be able to think about the plant without taking into consideration the earth in which it grows. Both belong together. And one should lose no time in accustoming oneself to this; as otherwise one destroys in oneself a sense for realities. A deep impression was made on me recently, when at the request of certain farmers, I gave an agricultural course, at the end of which a farmer said: Today everybody knows that our vegetables are dying out, are becoming decadent and this with alarming rapidity. Why is this? It is because people no longer understand, as they understood in bygone days, as the peasants understood, that earth and plants are bound together and must be so considered. If we want to foster the well-being of our vegetables so that they flourish again we must understand how to treat them in the right way, in other words, we must give them the right kind of manure. We must give the earth the possibility of living rightly in the environment of the plant roots. Today, after the failure of agricultural methods of development, we need a new impulse in agriculture based on Spiritual Science. This will enable us to make use of manure in such a way that the growth of plants does not degenerate. Anyone as old as I am can say: I know how potatoes looked 50 years ago in Europe—and how they look today! Today we have not only the decline of the West in regard to its cultural life, but this decline penetrates deeply also into the kingdoms of nature, for example, in regard to agriculture. It really amounts to this, that the sense for the connection between the plant and its environment should not be destroyed, that on school outings and similar occasions die plants should not be uprooted and put into specimen containers and then brought into the classroom in the belief that thereby something has been achieved. For the uprooted plant can never exist just for itself. Today people indulge in totally unreal ideas. For instance they look upon a piece of chalk and a flower as having reality in the same sense. But what nonsense this is! The mineral can exist for itself, it can really do this. So the plant also (they say) should have an independent existence; but it cannot, it ceases to be when it is uprooted from the ground. It only has earthly existence when it is attached to something other than itself, and that other only has existence in so far as it is part of the whole earth. We must study things as they are in their totality, not tear them out of it. Almost all our knowledge based on observation teems with unrealities of this kind. This is why Nature Study has become completely abstract, although this is partly justified, as with the theory of relativity. Anyone, however, who can think in a realistic way cannot allow abstract concepts to run on and on, but notices when they cease to have any relationship with what is real. This is something he finds painful. Naturally you can follow the laws of acoustics and say: When I make a sound, the transmission of this sound has a definite speed. When I hear a sound anywhere, at any particular place, I can calculate the exact time its transmission will take. If now I move, no matter at what speed, in the direction the sound is travelling, I shall hear it later. Should my speed exceed the speed of the sound I shall not hear it at all; but if I move towards the sound I shall hear it earlier. The theory of relativity has its definite justification. According to this, however, we can also come to the following conclusion: If I now move towards the sound more quickly than the sound travels, I shall finally go beyond it, so that I shall hear the sound before it is made! This is obvious to anyone able to think realistically. Such a person also knows that logically it is absolutely correct, wonderfully thought out, to say that a clock (to take the famous comparison of Einstein) thrown with the speed of light into universal space and returning from thence, will not have changed in any respect. This can be wonderfully thought out. But for a realistic thinker the question must necessarily arise: What will the clock look like on its return? for he does not separate his thinking from reality, he remains always in the sphere of reality. This is the essential characteristic of Spiritual Science. It never demands a merely logical approach, but one in accordance with reality. That is why people today, who carry abstractions even to the splitting of hairs, reproach us anthroposophists with being abstract, just because our way of thinking seeks everywhere the absolute reality, never losing the connection with reality, although here certainly the spiritual reality has to be included and understood. This is why it is possible to perceive so clearly how unnatural it is to connect plant study with specimens in a container. It is therefore important when introducing the child to plant study that we consider the actual face of the earth and deal with the soil and plant growth as a whole, so that the child will never think of the plant as something detached and separate. This can be unpleasant for the teacher, for now he cannot take the usual botany books into class with him, have a quick glance at them during the lesson and behave as though he knew it all perfectly. I have already said that today there are no suitable botany text-books. But this sort of teaching takes on another aspect when one knows the effect of the imponderable and when one considers that in the child the subconscious works still more strongly than in older people. This subconscious is terribly clever and anyone able to perceive the spiritual life of the child knows that when a class is seated facing the teacher and he walks up and down with his notes and wants to impart the content of these notes to the children, they always form a judgment and think; Well, why should I know that? He doesn't even know it himself! This disturbs the lesson tremendously, for these feelings rise up out of the subconscious and nothing can be expected of a class which is taught by someone with notes in his hand. We must always look into the spiritual side of things. This is particularly necessary when developing the art of education, for by doing so we can create in the child a feeling of standing firmly and safely in the world. For (in lessons on the plant) he gradually grasps the idea that the earth is an organism. And this it actually is and when it begins to become lifeless we must help it by making the right use of manure. For instance, it is not true that the water contained in the air is the same as that in the earth below. The water below has a certain vitality; the water above loses this vitality and only regains it when it descends. All these things are real, absolutely real. If we do not grasp them we do not unite ourselves with the world in a real way. This then is what I wished to say in regard to the teaching about the world of plants. Now we come to the animal world and we cannot consider the animals as belonging to the earth in the same way. This is apparent from the mere fact that the animals can move about; in this respect they are independent. But when we compare the animals with man we find something very characteristic in their formation. This has always been indicated in an older, instinctive science, the after-effects of which still remained in the first third of the 19th century. When however a modern man with his way of looking at things reads the opinions expressed by those philosophers of nature who, following old traditions, still regarded the animal world in its relation to the human world, these strike him as being utterly foolish. I know that people have hardly been able to contain their laughter when in a study circle, during the reading from the nature philosopher, Oken, the following sentence occurred: “The human tongue is a cuttlefish.” Whatever could he have meant? Of course in actual fact this statement of Oken's can no longer be regarded as correct, but it contains an underlying principle which must be taken into account. When we observe the different animal forms, from the smallest protozoa up to the fully developed apes, we find that every animal form represents some part of the human being, a human organ, or an organic system, which is developed in a one-sided way. You need only look at these things quite crudely. Imagine that the human forehead were to recede enormously that the jaw were to jut right out, that the eyes were to look upwards instead of forwards, that the teeth and their whole nexus were also to be formed in a completely one-sided way. By imagining such an exaggerated, one-sided development you could get a picture of a great variety of mammals. By leaving out this or that in the human form you can change it into the form of an ox, a sheep and so on. And when you take the inner organs, for instance those which are connected with reproduction, you come into the region of the lower animals. The human being is a synthesis, a putting together of the single animal forms, which becomes softer, gentler, when they are united. The human being is made up of all the animal forms moulded into one harmonious structure. Thus when I trace back to their original forms all that in man is merged together I find the whole animal world. Man is a contraction of the whole animal world. This way of looking at things places us with our soul life once more in a right relationship to the animal world. This has been forgotten, but it is nevertheless true; and as it belongs fundamentally to the principles of evolution it must again be brought to life. And, after having shown the child how the plant belongs to the earth, we must, in so far as it is possible today, proceed at about the nth year to a consideration of the animal world; and we must do this in such a way that we realise that in its various forms the animal world belongs, strictly speaking, to man himself. Think how the young human being will then stand in his relation to animal and plant. The plants go to the earth, become one with the earth; the animals become one with him! This gives the basis for a true relationship to the world; it places man in a real relationship to the world. This can always be brought to the child in connection with the teaching matter. And if this is done artistically, if we approach the subject in a living way, so that it corresponds with what the child in his inner being is able to grasp, then we give him living forces with which to establish a relationship to life. Otherwise we may easily destroy this relationship. But we must look deeply into the whole human being. What really is the etheric body? Well, if it were possible to lift it out of the physical body and so impregnate it that its form were to become visible—then there would be no greater work of art than this. For the human etheric body through its own nature and through what man creates within it, is at one and the same time both work of art and artist. And when we introduce the formative element into the child's artistic work, when we let him model in the free way I described yesterday, we bring to him something that is deeply related to the etheric body. This enables the child to take hold of his own inner being and thereby place himself as man in a right relationship to the world. By introducing the child to music we form the astral body. But when we put two things together, when we lead what is plastic over into movement, and when we form movements that are plastic, then we have eurythmy, which follows exactly the relationship of the child's etheric body to his astral body. And so now the child learns eurythmy, speech revealing itself in articulated gestures, just as he learned to speak quite naturally in his earlier years. A healthy child will find no difficulty in learning eurythmy, for in eurythmy he simply expresses his own being, he has the impulses to make his own being a reality. This is why, in addition to gymnastics, eurythmy is incorporated into the curriculum as an obligatory subject from the first school years right up into the highest classes. So you see, eurythmy has arisen out of the whole human being, physical body, etheric body and astral body; it can only be studied by means of an anthroposophical knowledge of man. Gymnastics today are directed physiologically in a one-sided way towards the physical body; and because physiology cannot do otherwise, certain principles based on life-giving processes are introduced. By means of gymnastics, however, we do not educate the complete human being, but only part of him. By saying this nothing is implied against gymnastics, only in these days their importance is over-estimated. Therefore in education today eurythmy should stand side by side with gymnastics. I would not go as far as a famous physiologist did, who once happened to be in the audience when I was speaking about eurythmy. On that occasion I said that as a means of education gymnastics are over-rated at the present time, and that a form of gymnastics calling on the forces of soul and spirit, such as is practised in eurythmy side by side with the study of eurythmy as an art, must be introduced in addition to gymnastics as usually understood. At the end of my lecture the famous physiologist came up to me and said: Do you say that gymnastics may have their justification as a means of education because physiologists say so? I, as a physiologist, must say that gymnastics as a means of education are nothing less than barbarism! You would certainly be very astonished if I were to tell you the name of this physiologist. At the present time such things are already apparent to people who have some right to speak; and we must be careful not to advocate certain things in a fanatical way without a full knowledge of what is involved. To stand up fanatically for certain things is utterly out of place in connection with the art of education, because here we are dealing with the manifold aspects of life. When we approach the other subjects which children have to be taught and do so from the various points of view which have here been considered, we come first to the years during which the child can only take in the pictorial through his life of feeling. History and geography, for instance, must be taught in this way. History must be described pictorially; we must paint and model with our words. This develops the child's mind. For during the first two stages of the second main epoch of life there is one thing above all to which the child has no relationship and this is what may be termed the concept of causation. Before the 7th year the child should most certainly not go to school. [i.e. to school as distinguished from a kindergarten.] If we take the time from 7 to 9⅓ years old we have the first subdivision of the second main epoch; from 9⅓ to 11⅔ years old we have the second stage and from 11⅔ until approximately the age of 14 we have the third stage. During the first stage of this second main epoch the child is so organised that he responds immediately to what is pictorial. At this age therefore we must speak as one does in fairy-tales, for everything must still be undifferentiated from the child's own nature. The plants must speak with one another, the minerals must speak with one another; the plants must kiss one another, they must have father and mother, and so on. At about 9⅓ years old the time has come which I have already characterised, when the ego begins to differentiate itself from the outer world. Then we can make a more realistic approach in our teaching about plants and animals. Always, however, in the first years of life history must be treated in fairy-tale, mythical mood. In the second subdivision of this longer epoch, that is to say, from 9⅓ until 11⅔ years old, we must speak pictorially. And only when the child approaches the age of 12 can one introduce him to the concept of causation, only then can one lead over to abstract concepts, whereby cause and effect can be allowed to enter in. Before this time the child is as inaccessible to cause and effect as anyone colour blind is to colours; and as an educator one often has absolutely no idea how unnecessary it is to speak to the child about cause and effect. It is only after the age of 12 that we can speak to him about things which today are taken for granted when looked at from a scientific point of view. This makes it essential to wait until about the 12th year before dealing with anything that has to do with the lifeless, for this involves entering into the concept of causation. And in the teaching of history we must also wait until about this age before passing over from a pictorial presentation to one which deals with cause and effect, where the causes underlying historical events have to be sought. Before this we should only concern ourselves with what can be brought to the child as having life, soul-imbued life. People are really very strange. For instance, in the course of cultural development a concept has arisen which goes by the name of animism. It is maintained that when a child knocks himself against a table he imagines the table to be alive and hits it. He dreams a soul into the table, and it is thought that primitive people did the same. The idea is prevalent that something very complicated takes place in the soul of the child. He is supposed to think that the table is alive, ensouled, and this is why he hits it when he bumps up against it. This is a fantastic notion. On the contrary those who study the history of culture are the ones who do actually “ensoul” something, for they “ensoul” this imaginative capacity into the child. But the soul qualities of the child are far more deeply embedded in the physical body than they are later, when they are emancipated and can work freely. When the child bumps against a table a reflex action is set up without his imagining that the table is alive. It is purely a reflex movement of will, for the child does not yet differentiate himself from the outer world. This differentiation first makes its appearance at about the 12th year when a healthy child can grasp the concept of causation. But when this concept is brought to the child too early, especially if it is done by means of crude external methods, really terrible conditions are set up in the child's development. It is all very well to say that one should take pains to make everything perfectly clear to a child. Calculating machines already exist in which little balls are pushed here and there in order to make the operations of arithmetic externally obvious. The next thing we may expect is that those of the same frame of mind will make moral concepts externally visible by means of some kind of machine in which by pushing something about one will be able to see good and evil in the same way as with the calculating machines one can see that 5 plus 7 equals 12. There are, however, undoubtedly spheres of life in which things cannot be made externally apparent and which are taken up and absorbed by the child in ways that are not at all obvious; and we greatly err if we try to make them so. Hence it is quite wrong to do as is often attempted in educational books and make externally apparent what by its very nature cannot be so treated. In this respect people often fall into really frightful trivialities. In the years between the change of teeth and puberty we are not only concerned with the demonstrably obvious, for when we take the whole of human life into consideration the following becomes clear. At the age of 8 I take in some concept, I do not yet understand it fully; indeed I do not understand it at all as far as its abstract content is concerned. I am not yet so constituted as to make this possible. Why then do I take in the concept at all? I do so because it is my teacher who is speaking, because the authority of my teacher is self-understood and this works upon me. But today we are not supposed to do this; the child is to be shown what is visual and obvious. Now let us take a child who is taught everything in this way. In such a case what a child experiences does not grow with his growth, for by these methods he is treated as a being who does not grow. But we should not awaken in the child ideas which cannot grow with him, for then we should be doing the same thing as if we were to have a pair of shoes made for a three-year-old child and expect him to wear them when he is 12. Everything in the human being grows, including his power of comprehension; and so the concepts must grow with him. We must therefore see to it that we bring living concepts to the child, but this we can only do if there is a living relationship to the authority of the teacher. It is not achieved if the teacher is an abstract pedant who stands in front of the child and presents him with concepts which are as yet totally foreign to him. Picture two children. One has been taught in such a way that he takes in concepts and at the age of 45 he still gives things the same explanation that he learned when he was 8 years old. The concept has not grown with the child; he paid careful attention to it all, and at 45 can still explain it in the same way. Now let us take a second child who has been educated in a living way. Here we shall find that just as he no longer wears the same size shoes as he did when he was 8 years old, so at a later age he no longer carries around with him the same concepts that he learned when he was 8. On the contrary; these concepts have expanded and have become something quite different. All this reacts on the physical body. And if we look at these two people in regard to their physical fitness we find that the first man has sclerosis at the age of 45, while the second has remained mobile and is not sclerotic. How great do you think the differences are which come to light between human beings? In a certain place in Europe there were once two professors of philosophy. One was famous for his Greek philosophy; the other was an old Hegelian, an adherent of the school of Hegel, where people were still accustomed to take in living concepts, even after the age of 20. Both were lecturers at the same university. At the age of 70 the first decided to exercise his right to retire on a pension, he felt unable to continue. The second, the Hegelian professor, was 91 and said: “I cannot understand why that young fellow is settling down to retirement already.” But the conceptual life of this second professor had retained its mobility. People criticised him for this very reason and accused him of being inconsistent. The other man was consistent, but he suffered from sclerosis! There exists a complete unity in the child between the spiritual and the bodily, and we can only deal rightly with him when we take this into consideration. Today people who do not share the views of materialists say that materialism is a bad thing. Why? Many will say that it is bad because it understands nothing of the spiritual. This, however, is not the worst, for little by little people will become aware of this lack, and as a result of the urge to get the better of it they will come to the spiritual. The worst thing about materialism is that it understands nothing of matter! Look into it yourselves and see what has become of the knowledge of the living forces of man in lung, liver and so on under the influences of materialism. Nothing is known about how these things work. A portion is removed from the lung, the liver and so forth and this is prepared and examined, but by means of present-day scientific methods nothing is learned of the spirit working actively in the human organs. Such knowledge can only be gained through spiritual science. The material reveals its nature only when studied from the aspect of spiritual science. Materialism has fallen sick, and the cause of this sickness is above all because the materialist understands nothing of matter. He wants to limit himself to what is material but he cannot penetrate to any knowledge of what is material in a real sense. In saying this I do not mean the “thought-out” material, where so and so many atoms are supposed to dance around a central nucleus: for things of this kind are not difficult to construct. In the earlier days of the Theosophical Society there were theosophists who constructed a whole system based on atoms and molecules; but it was all just thought out. What we have to do now is to approach reality once again. And if one actually does this one has a feeling of discomfort when one is supposed to grasp some concept which is entirely devoid of reality. One experiences pain when, for instance, someone propounds a theory such as this: Fundamentally it is one and the same thing whether I drive my car to a town, or whether the car stands still and the town comes to me. Certainly things of this kind are justified when looked at from a certain point of view. But drawn out to the extent that occurs today among those who hold completely abstract opinions, they impoverish the entire life of the human soul. And anyone who has a sense for such things experiences great pain in regard to much of what people think today, which works so destructively on teaching methods. For instance, I see the tendencies of certain methods applied already to little children in the kindergarten, who are given ordinary cut-out letters and then learn to pick them out of a heap and put them together to form words. By occupying the child in this way at such an early age we are bringing him something to which as yet he has absolutely no relationship. When this happens to him the effect is the same as if in real thinking one were to say: I was once a man who still had muscles, skin and so on; now I am merely a skeleton. So it is today under the influence of this propensity for abstractions in the spiritual life of mankind: one sees oneself suddenly as a skeleton. With such an outlook, however, which is the bare skeleton of reality, we cannot approach the child in education. Because of this I wanted to show today how everything depends on the teacher approaching life in a true and living way. |
310. Human Values in Education: Meetings of Parents and Teachers
22 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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Bits and pieces of news regarded as suitable are cut out of newspapers belonging to larger towns and inserted into the paper in question. So on one occasion, on 22nd January, we in Weimar read the following item of news: Yesterday a violent thunderstorm broke over our town. |
310. Human Values in Education: Meetings of Parents and Teachers
22 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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Today, before going into any further explanations concerning questions of method, I should like to add something more to what I said yesterday about the teachers' conferences. We attach the greatest importance to our relationship with the parents of our Waldorf School children and in order to ensure complete harmony and agreement we arrange Parents' Evenings fairly frequently, which are attended by parents of children living in the neighbourhood. At these meetings the intentions, methods and the various arrangements of the school are discussed—naturally in a more or less general way—and, in so far as this is possible in such gatherings, the parents have the opportunity of expressing their wishes and these are given a sympathetic hearing. In this way the opportunity is provided actually to work out what we should seek to achieve in our education and moreover to do this in the whole social milieu out of which such aims have in truth their origin. The teachers hear the ideas of the parents in regard to the education of their children; and the parents hear—it is our practice always to speak with the utmost sincerity and candour—about what is taking place in the school, what our thoughts are about the education and future of the children and why it is that we think it necessary to have schools which further a free approach to education. In short, by this means the mutual understanding between teachers and parents is not only of an abstract and intellectual nature, but a continuous human contact is brought about. We feel this contact to be very important, for we have nothing else to depend upon. In a state school, everything is strictly defined. There one knows with absolute certainty the aims which the teacher must bear in mind; he knows for instance, that at 9 years of age a child must have reached a certain standard, and so on. Everything is planned with exactitude. With us everything depends on the free individuality of each single teacher. In so far as I may be considered the director of the school, nothing is given in the way of rules and regulations. Actually there is no school director in the usual sense, but each teacher reigns supreme. Instead of a school director or headmaster we have the teachers' conferences, in which there is a common study and a common striving towards further progress. There is therefore a spirit, a concrete spirit living among the college of teachers which works freely, which is not tyrannical, which does not issue statements, rules or programmes, but has the will continually to progress, continually to make better and better arrangements, in meeting the teaching requirements. Today our teachers cannot know at all what will be good in the Waldorf School in 5 years time for in these 5 years they will have learned a great deal and out of the knowledge they will have to judge anew what is good and what is not good. This is also the reason why what associations for educational reform decide to be valuable is a matter of complete indifference in the Waldorf School. Educational matters cannot be thought out intellectually, they can only arise out of teaching experience. And it is this working out of experience which is the concern of the college of teachers. But just because we are in this situation, just because we live in a state of flux in regard to what we ourselves actually want, we need a different kind of support than is given to an ordinary school by the educational authorities, who ordain what should be done. We need the support of that social element in which the children are growing up. We need the inner support of the parents in connection with all the questions which continually crop up when the child comes to school; for he comes to school from his parents' home. Now if the aim is to achieve an individual and harmonious relationship, the teacher is concerned with the welfare of the child possibly even more than the parents themselves to whom he looks for support. If he does not merely let the parents come and then proceed to give them information which they can make nothing much of, but if, after a parents' evening, he shows a further interest by visiting the parents in their home, then in receiving a child of school age, about 7 years old, into his class, he has taken on very much more than he thinks. He has the father, the mother and other people from the child's environment; they are standing shadowlike in the background. He has almost as much to do with them as with the child himself, especially where physiological-pathological matters are concerned. The teacher must take all this into account and work it out for himself; he must look at the situation as a whole in order really to understand the child, and above all to become clear in his own mind what he should do in regard to the child's environment. By building this bridge between himself and the parents, as he sees them in their home, a kind of support will be brought about, a support which is social in its nature and is at the same time both free and living. To visit the parents in their home is necessary in order to foster in the parents a concern that nothing should occur which might damage the natural feeling a child must have for the authority of the teacher. A lot of work must be done between the college of teachers and the parent-body by means of an understanding imbued with feeling, with qualities of soul. Moreover the parent too, by getting to know the teachers, getting to know them pretty thoroughly, must break themselves of the tendency to be jealous of them, for indeed most parents are jealous of their children's teachers. They feel as if the teachers want to take the child away from them; but as soon as this feeling is present there is an end to what can be achieved educationally with the child. Such things, can, however, be put right if the teacher understands how to win the true support of the parents. This is what I wished to add to my previous remarks on the purpose of the teachers' conferences. Now there is something else to be considered. We must learn to understand those moments in a child's life which are significant moments of transition. I have already referred to one such moment when the teaching, which up to this time has been imaginative and pictorial must pass over, for instance, into teaching the child about the nature of the plants. This point of time lies between the 9th and 10th year. It shows itself in the child as an inner restlessness; he asks all kinds of questions. What he asks has usually no great importance in so far as the content is concerned; but the fact that the questions are asked, that the child feels impelled to ask questions, this is undoubtedly of great significance. The kind of relationship we establish with the child just at this time has great importance for the whole of his life. For what is it that indwells the soul of the child? It is something that can be observed in every child who is not pathological. Up to this age a child who has not been ruined by external influences accepts the authority of the teacher quite naturally; a healthy child who has not been ruined by being talked into all kinds of nonsensical ideas also has a healthy respect for every grown-up person. He looks up to such a person, taking him as an authority quite simply and as a matter of course. Just think back to your own childhood; realise what it means, particularly for the quite young child, to be able to say to himself; You may do what he does or what she does for they are good and worthy people. The child really requires nothing else than to place himself under an authority In a certain sense this feeling is somewhat shaken between the 9th and 10th year; it is shaken simply in the course of the development of human nature itself. It is important to be able to perceive this clearly. At this time human nature experiences something quite special, which does not however rise up into the child's consciousness, but lives in indefinite sensations and feelings. The child is unable to give it expression, but it is there. What does the child now say to himself unconsciously? Earlier he said out of his instinctive feelings: If my teacher says something is good, then it is good; if he says something is bad, it is bad; if he says something is right, it is right; if he says it is wrong, it is wrong. If something gives my teacher pleasure and he says it pleases him, then it is beautiful; if he says something is ugly and it does not please him, then it is ugly. It is quite a matter of course for the young child to look upon his teacher as his model. But now, between the 9th and 10th year this inner certainty is somewhat shaken. The child begins to ask himself in his life of feeling: Where does he or she get it all from? Who is the teacher's authority? Where is this authority? At this moment the child begins to feel an inner urge to break through the visible human being, who until now has been for him a god, to that which stands behind him as super-sensible or invisible God, or Divine Being. Now the teacher, facing the child, must contrive in some simple way to confirm this feeling in him. He must approach the child in such a way that he feels: Behind my teacher there is something super-sensible which gives him support. He does not speak in an arbitrary way; he is a messenger from the Divine. One must make the child aware of this. But how? Least of all by preaching. One can only give a hint in words, one will achieve nothing whatever by a pedantic approach. But if one comes up to the child and perhaps says something to him which as far as content goes has no special importance, if one says a few words which perhaps are quite unimportant but which are spoken in such a tone of voice that he sees: He or she has a heart, this heart itself believes in what is standing behind,—then something can be achieved. We must make the child aware of this standing within the universe, but we must make him aware of it in the right way. Even if he cannot yet take in abstract, rationalistic ideas, he already has enough understanding to come and ask a question: Oh, I would so much like to know .... Children of this age often come with such questions. If we now say to him: Just think, what I am able to give you I receive from the sun; if the sun were not there I should not be able to give you anything at all in life; if the divine power of the moon were not there to preserve for us while we sleep what we receive from the sun I should not be able to give you anything either. In so far as its content is concerned we have not said anything of particular importance. If however we say it with such warmth that the child perceives that we love the sun and the moon, then we can lead him beyond the stage at which he asks these questions and in the majority of cases this holds good for the whole of life. One must know that these critical moments occur in the child's life. Then quite of itself the feeling will arise: Up to this time when telling stories about the fir tree and the oak, about the buttercup and dandelion, or about the sunflower and the violet, I have spoken in fairytale fashion about Nature and in this way I have led the child into a spiritual world; but now the time has come when I can begin to tell stories taken from the Gospels. If we begin to do this earlier, or try to teach him anything in the nature of a catechism we destroy something in the child, but if we begin now, when he is trying to break through towards the spiritual world, we do something which the child demands with his whole being. Now where is that book to be found in which the teacher can read what teaching is? The children themselves are this book. We should not learn to teach out of any other book than the one lying open before us and consisting of the children themselves; but in order to read in this book we need the widest possible interest in each individual child and nothing must divert us from this. Here the teacher may well experience difficulties and these must be consciously overcome. Let us assume that the teacher has children of his own. In this case he is faced with a more direct and more difficult task than if he had no children. He must therefore be all the more conscious just in this respect and above all he must not hold the opinion that all children should be like his own. He must not think this even subconsciously. He must ask himself whether it is not the case that people who have children are subconsciously of the opinion that all children should be like theirs. We see therefore that what the teacher has perforce to admit touches on the most intimate threads of the life of soul. And unless he penetrates to these intimate subconscious threads he will not find complete access to the children, while at the same time winning their full confidence. Children suffer great, nay untold damage if they come to believe that other children are the teacher's favourites. This must be avoided at all costs. It is, not so easily avoided as people usually think, but it can be avoided if the teacher is imbued with all those principles which can result from an anthroposophical knowledge of man. Then such a matter finds its own solution. There is something which calls for special attention in connection with the theme I have chosen for this course of lectures, something which is connected with the significance of education for the whole world and for humanity. It lies in the very nature of human existence that the teacher, who has so much to do with children and who as a rule has so little opportunity of living outside his sphere of activity, needs some support from the outer world, needs necessarily to look out into this world. Why is it that teachers so easily become dried up? It happens because they have continually to stoop to the level of the child. We certainly have no reason to make fun of the teacher if, limited to the usual conceptual approach to teaching, he becomes dried up. We should nevertheless perceive where the danger lies, and the anthroposophical teacher is in a position to be specially aware of this. For if the average teacher's comprehension of history gradually becomes that of a school textbook—and this may well happen in the course of a few years' teaching—where should he look for another kind of comprehension, for ideas in keeping with what is truly human? How can the situation be amended? The time remaining to the teacher after his school week is usually spent trying to recover from fatigue, and often only parish pump politics plays a part in forming his attitude towards questions of world importance. Thus the soul life of such a teacher does not turn outwards and enter into the kind of understanding which is necessary for a human being between say, the ages of 30 and 40. Furthermore he does not keep fit and well if he thinks that the best way to recuperate in leisure hours is to play cards or do something else which is in no way connected with the life of the spirit. The situation of a teacher who is an anthroposophist, whose life is permeated with anthroposophy, is very different. His perspective of the world is continually widening; his sphere of vision extends ever further and further. It is very easy to show how these things affect each other—It is indicated by the fact that the most enthusiastic anthroposophist, if, for instance, he becomes a teacher of history, immediately tends to carry anthroposophy into his conception of history and so falls into the error of wanting to teach not history, but anthroposophy. This is also something one must try to avoid. It will be completely avoided if such a teacher, having on the one hand his children and on the other hand anthroposophy, feels the need of building a bridge between the school and the homes of the parents. Even though anthroposophy is knowledge as applied to man, understanding as applied to man, there are nevertheless necessities in life which must be observed. How do people often think today, influenced as they are by current ideas in regard to educational reform or even by revolutionary ideas in this field? I will not at this moment enter into what is said in socialist circles, but will confine myself to what is thought by those belonging to the prosperous middle classes. There the view is held that people should get out of the town and settle in the country in order that many children may be educated right away from the town. Only so, it is felt, can they develop naturally. And so on, and so on. But how does such a thought fit into a more comprehensive conception of the world? It really amounts to an admission of one's own helplessness. For the point is not to think out some way in which a number of children may be educated quite apart from the world, according to one's own intellectual, abstract ideas, but rather to discover how children may be helped to grow into true human beings within the social milieu which is their environment. One must muster one's strength and not take children away from the social milieu in which they are living. It is essential to have this courage. It is something which is connected with the world significance of education. But then there must be a deep conviction that the world must find its way into the school. The world must continue to exist within the school, albeit in a childlike way. If therefore we would stand on the ground of a healthy education we should not think out all kinds of occupational activity intended only for children. For instance all kinds of things are devised for children to do. They must learn to plait; they must carry out all kinds of rather meaningless activities which have absolutely nothing to do with life, merely to keep them busy. Such methods can never serve any good purpose in the child's development. On the contrary, all play activity at school must be a direct imitation of life. Everything must proceed out of life, nothing should be thought out. Hence, in spite of the good intentions lying behind them, those things which have been introduced into the education of little children by Froebel or others are not directly related to the real development of the children. They are thought out, they belong to our rationalistic age. Nothing that is merely thought out should form part of a school's activity. Above all there must be a secret feeling that life must hold sway everywhere in education. In this connection one can have quite remarkable experiences. I have told you already that the child who has reached the stage of changing his teeth should have the path of learning made smooth for him by means of painting or drawing. Writing—a form of drawing which has become abstract—should be developed out of a kind of painting-drawing or drawing-painting. But in doing this it should be borne in mind that the child is very sensitive to aesthetic impressions. A little artist is hidden somewhere inside him, and it is just here that quite interesting discoveries can be made. A really good teacher may be put in charge of a class, someone who is ready to carry out the things I have been explaining, someone who is full of enthusiasm and who says: One must simply do away with all the earlier methods of education and begin to educate in this new way! So now he starts off with this business of painting-drawing or drawing-painting. The pots of paint and the paint brushes are ready and the children take up their brushes. At this point one can have the following experience. The teacher simply has no idea of the difference between a colour that shines and one that does not shine. He has already become too old. In this respect one can have the strangest experiences. I once had the opportunity of telling an excellent chemist about our efforts to produce radiant, shining colours for the paintings in the Goetheanum and how we were experimenting with colours made out of plants. Thereupon he said: But today we are already able to do much better—today we actually have the means whereby we can produce colours which are iridescent and begin to shimmer when it is dark. This chemist understood not a word of what I had been saying; he immediately thought in terms of chemistry. Grown-up people often have no sense for a shining colour. Children still have this sense. Everything goes wonderfully with very few words if one is able to read out of the nature of childhood what the child still possesses. The teacher's guidance must however be understanding and artistic in its approach, then the child will find his way easily into everything his teacher wishes to bring to him. All this can however only be brought about if we feel deeply that school is a place for young life; but at the same time we must realise what is suitable for adult life. Here we must cultivate a sensitivity as to what can and what cannot be done. Please let no one take offence at what I am about to say. Last year in the framework of a conference on anthroposophical education the following took place. There was the wish to show to a public audience what has such an important part to play in our education: Eurythmy. This was done, but it was done in the following manner. In this particular place children gave a demonstration of what they had learned at school in their eurythmy lessons and a performance showing eurythmy as an art was only given later. Things were not arranged so that first people were given the opportunity of gaining some understanding of eurythmy, so that they might perhaps say: Ah, so that is eurythmy, that is what has been introduced into the school. It was done the other way round; the children's eurythmy demonstration was given first place, with the result that the audience was quite unconvinced and had no idea what it was all about. Just imagine that up till now there had been no art of painting: then all of a sudden an exhibition was held showing how children begin to daub with colours! Just as little was it possible for those who were outside the anthroposophical movement to see in this children's demonstration what is really intended and what actually underlies anthroposophy and eurythmy. Such a demonstration only has meaning if eurythmy is first introduced as an art; for then people can see what part it has to play in life and its significance in the world of art. Then the importance of eurythmy in education will also be recognised. Otherwise people may well say: Today all kinds of whimsical ideas are rife in the world—and eurythmy will be looked upon as just such another whimsical idea. These are things which must lead us, not only to prepare ourselves for our work in education in the old, narrow sense, but to work with a somewhat wider outlook so that the school is not sundered from life but is an inseparable part of it. This is just as important as to think out some extremely clever method in education. Again and again I have had to lay stress on the fact that it is the attitude of mind which counts, the attitude of mind and the gift of insight. It is obvious that not everything can be equally perfect; this goes without saying. I do beg you not to take amiss what I have just said; this applies also to anthroposophists. I appreciate everything that is done, as it is here, with such willing sacrifice. But if I were not to speak in this way the following might well happen. Because wherever there is light there are also strong shadows, so wherever efforts are made to do things in a more spiritual way, there too the darkest shadows arise. Here the danger is actually not less than in the usual conventional circles, but greater. And it is particularly necessary for us, if we are to be equal to the tasks with which we shall be faced in a life which is becoming more and more complicated, to be fully awake and aware of what life is demanding of human beings. Today we no longer have those sharply defined traditions which guided an earlier humanity. We can no longer content ourselves with what our forefathers deemed right; we must bring up our children so that they may be able to form their own judgments. It is therefore imperative to break through the narrow confines of our preconceived ideas and take our stand within the all-comprehensive life and work of the world. We must no longer, as in earlier times, continue to find simple concepts by means of which we would seek to explain far-reaching questions of life. For the most part, even if there is no desire to be pedantic, the attempt is made to characterise most things with superficial definitions, much in the same way as was done in a certain Greek school of philosophy. When the question was put: what is a man?—the explanation given was as follows: A man is a living being who stands on two legs and has no feathers.—Many definitions which are given today are based on the same pattern,—But the next day, after someone had done some hard thinking as to what might lie behind these portentous words, he brought with him a plucked goose, for this was a being able to stand on two legs and having no feathers and he now asserted that this was a man. This is only an extreme case of what you find for instance in Goethe's play, “Goetz von Berlechingen,” where the little boy begins to relate what he knows about geography. When he comes to his own district he describes it according to his lesson book and then goes on to describe a man whose development has taken place in this same neighbourhood. He has however not the faintest idea that the latter is his father. Out of sheer “erudition,” based on what he has learned out of the book, he does not know his own father. Nevertheless these things do not go so far as the experience I once had in Weimar, where there are, of course, newspapers. These are produced in the way that usually happens in small places. Bits and pieces of news regarded as suitable are cut out of newspapers belonging to larger towns and inserted into the paper in question. So on one occasion, on 22nd January, we in Weimar read the following item of news: Yesterday a violent thunderstorm broke over our town. This piece of news had, however, been taken out of the Leipziger Nachrichten. Similar things happen in life and we are continually caught in the web of their confusion. People theorise in abstract concepts. They study the theory of relativity and in so doing get the notion that it is all the same whether someone travels by car to Oosterbeek or whether Oosterbeek comes to him. If however anyone should wish to draw a conclusion based on reality he would have to say: If the car is not used it does not suffer wear and tear and the chauffeur does not get tired. Should the opposite be the case the resulting effect will likewise be opposite. If one thinks in this way then, without drawing a comparison between every line and movement, he will know out of an inner commonsense that his own being is changed when from a state of rest it is brought into movement. Bearing in mind the kind of thinking prevalent today, it is no wonder that a theory of relativity develops out of it when attention is turned to things in isolation. If however one goes back to reality it will become apparent that there is no accord between reality and what is thought out on the basis of mere relationship. Today, whether or not we are learned or clever we live perpetually outside reality; we live in a world of ideas in much the same way as the little boy in Goetz von Berlechingen, who did not know his father, in spite of having read a description of him in his geography book. We do not live in such a way as to have direct contact with reality. But this is what we must bring into the school; we must face this direct impact of reality. We are able to do so if above all we learn to understand the true nature of man and what is intimately connected with him. It is for this reason that again and again I have to point out how easy it is for people today to assert that the child should be taught pictorially, by means of object lessons, and that nothing should be brought to him that is beyond his immediate power of comprehension. But in so doing we are drawn into really frightful trivialities. I have already mentioned the calculating machine. Now just consider the following: At the age of 8 I take something in but I do not really understand it. All I know is that it is my teacher who says it. Now I love my teacher. He is quite naturally my authority. Because he has said it I accept it with my whole heart. At the age of 15 I still do not understand it. But when I am 35 I meet with an experience in life which calls up, as though from wonderful spiritual depths, what I did not understand when I was 8 years old, but which I accepted solely on the authority of the teacher whom I loved. Because he was my authority I felt sure it must be true. Now life brings me another experience and suddenly, in a flash, I understand the earlier one. All this time it had remained hidden within me, and now life grants me the possibility of understanding it. Such an experience gives rise to a tremendous sense of obligation. And one cannot do otherwise than say: Sad indeed it is for anyone who experiences no moments in life when out of his own inner being something rises up into consciousness which he accepted long ago on the basis of authority and which he is only now able to understand. No one should be deprived of such an experience, for in later years it is the source of enthusiastic and purposeful activity in life. [Walter de la Mare has described this experience and the joy of saying: “Ah, so that was the meaning of that.”] But let us add something else. I said that between the change of teeth and puberty children should not be given moral precepts, but in the place of these care should be taken to ensure that what is good pleases them because it pleases their teacher, and what is bad displeases them because it displeases their teacher. During the second period of life everything should be built up on sympathy with the good, antipathy for the bad. Then moral feelings are implanted deeply in the soul and there is established a sense of moral well-being in experiencing what is good and a sense of moral discomfort in experiencing what is bad. Now comes the time of puberty. Just as walking is fully developed during the first 7 years, speech during the second 7 years, so during the third 7 years of life thinking comes fully into its own. It becomes independent. This only takes place with the oncoming of puberty; only then are we really capable of forming a judgment. If at this time, when we begin to form thoughts out of an inner urge, feelings have already been implanted in us in the way I have indicated, then a good foundation has been laid and we are able to form judgments. For instance: this pleases me and I am in duty bound to act in accordance with it; that displeases me and it is my duty to leave it alone. The significance of this is that duty itself grows out of pleasure and displeasure; it is not instilled into me, but grows out of pleasure and displeasure. This is the awakening of true freedom in the human soul. We experience freedom through the fact that the sense for what is moral is the deepest individual impulse of the individual human soul. If a child has been led to a sense of the moral by an authority which is self-understood, so that the moral lives for him in the world of feeling, then after puberty the conception of duty works out of his individual inner human being. This is a healthy procedure. In this way we lead the children rightly to the point at which they are able to experience what individual freedom is. Why do people not have this experience today? They do not have it because they cannot have it, because before puberty a knowledge of good and bad was instilled into them; what they should and should not do was inculcated. But moral instruction which pays no heed to a right approach by gradual stages dries up the human being, makes out of him, as it were, a skeleton of moral precepts on which the conduct of life is hung like clothes on a coat-hanger. If everything in life is to form a harmonious whole, education must follow a quite different course from the one usually pursued. It must be understood that the child goes through one stage between birth and the change of teeth, another between the change of teeth and puberty and yet another between puberty and the age of 21. Why does the child do this or that in the years before he is 7? Because he wants to imitate. He wants to do what he sees being done in his immediate surroundings. But what he does must be connected with life, it must be led over into living activity. We can do very much to help bring this about if we accustom the child to feel gratitude for what he receives from his environment. Gratitude is the basic virtue in the child between birth and the change of teeth. If he sees that everyone who stands in some kind of relationship to him in the outer world shows gratitude for what he receives from this world; if, in confronting the outer world and wanting to imitate it, the child sees the kind of gestures that express gratitude, then a great deal is done towards establishing in him the right moral human attitude. Gratitude is what belongs to the first 7 years of life. If gratitude has been developed in the child during this first period it will now be easy between the 7th and 14th years to develop what must be the activating impulse in everything he does. This is love. Love is the virtue belonging to the second period of life. And only after puberty does there develop out of what has been experienced with love between the change of teeth and puberty that most inward of human impulses, the impulse of duty. Then what Goethe once expressed so beautifully becomes the guiding line for life. Goethe asks: “What is duty? It is when one loves what one commands oneself.” This is the goal to which we must attain. We shall however only reach it when we are led to it by stages: Gratitude—Love—Duty. A few days ago we saw how things arising out of an earlier epoch of life are carried over into later ones. I spoke about this in answer to a question. Now I must point out that this has its good side also; it is something that must be. Of course I do not mean that gratitude should cease with the 7th year or love with the 14th year. But here we have the very secret of life: what is developed in one epoch can be carried over into later epochs, but there will be metamorphosis, intensification, change. We should not be able to carry over the good belonging to one epoch were there not also the possibility of carrying over the bad. Education however must concern itself with this and see to it that the force inherent in the human being, enabling him to carry over something out of an earlier into a later epoch, is used to further what is good. In order to achieve this however we must make use of what I said yesterday. Let us take the case of a child in whom, owing to certain underlying pathological tendencies, there is the possibility of moral weakness in later life. We perceive that what is good does not really please him, neither does what is bad awaken his displeasure. In this respect he makes no progress. Then, because love is not able to develop in the right way between the 7th and the 14th year, we try to make use of what is inherent in human nature itself, we try to develop in the child a real sense of gratitude, to educate him so that he turns with real gratitude to the self-understood authority of the teacher. If we do this, things will improve in respect of love also. A knowledge of human nature will prevent us from setting about things in such a way that we say: This child is lacking in love for the good and antipathy for the bad; I must instil this into him! It cannot be done. But things will go of themselves if we foster gratitude in the child. It is therefore essential to know the part gratitude plays in relation to love in the course of moral development in life; we must know that gratitude is a natural development in human nature during the first years of life and that love is active in the whole human organisation as a quality of soul before it comes to physical expression at puberty. For what then makes itself felt outwardly is active between the years of 7 and 14 as the deepest principle of life and growth in man; it weaves and lives in his inmost being. Here, where it is possible to discuss these things on a fundamental basis, I may be allowed to say what is undoubtedly a fact. When a teacher has once understood the nature of an education that takes its stand on a real knowledge of man, when on the one side he is engaged on the actual practice of such an education, and when on the other side he is actively concerned in the study of the anthroposophical conception of the world, then each works reciprocally on the other. For the teacher must work in the school in such a way that he takes as a foregone conclusion the fact that love is inwardly active in the child and then comes to outer expression in sexuality. The anthroposophical teacher also attends meetings where the world conception of anthroposophy is studied. There he hears from those who have already acquired the necessary knowledge derived from Initiation Wisdom about such things as the following: The human being consists of physical body, etheric body, astral body and ego. Between the 7th and 14th years the etheric body works mainly on the physical body; the astral body descends into the physical and etheric bodies at the time of puberty. But anyone able to penetrate deeply into these matters, anyone able to perceive more than just physical processes, whose perceptions always include spiritual processes and, when the two are separated, can perceive each separately, such a man or woman can discern how in an 11 or 12 year old boy the astral body is already sounding, chiming, as it were, with the deeper tone which will first make itself heard outwardly at puberty. And a similar process takes place in the astral body of an 11 or 12 year old girl. These things are actual, and if they are regarded as realities they will throw light on life's problems. It is just concerning these very things that one can have quite remarkable experiences. I will not withhold such experiences. In the year 1906 I gave a number of lectures in Paris before a relatively small circle of people. I had prepared my lectures bearing these people specially in mind, taking account of the fact that in this circle there were men of letters, writers, artists and others who at this particular epoch were concerned with quite specific questions. Since then things have changed, but at that time a certain something lay behind the questions in which these people were interested. They were of the type which gets up in the morning filled with the notion: I belong to a Society which is interested in the history of literature, the history of the arts; when one belongs to such a Society one wears this sort of tie, and since the year so-and-so one no longer goes to parties in tails or dinner jacket. One is aware of this when invited to dine where these and similar topics are discussed. Then in the evening one goes to the theatre and sees plays which deal with current problems! The so-called poets then write such plays themselves. At first there is a man of deep and inward sensibility, out of whose heart these great problems arise in an upright and honourable way. First there is a Strindberg. Later on follow those who popularise Strindberg for a wider public. And so, at the time I held these Paris lectures, that particular problem was much discussed which shortly before had driven the tragic Weininger to suicide. The problem which Weininger portrays in so childlike yet noble a fashion in Geschlecht und Charakter (Sex and Character) was the problem of the day. After I had dealt with those things which were essential to an understanding of the subject I proceeded to explain that every human being has one sex in the external physical body, but bears the other sex in the etheric body. So that the woman is man in etheric body, and the man is woman. Every human being in his totality is bi-sexual; he bears the other sex within him. I can actually observe when something of this kind is said, how people begin to look out of their astral bodies, how they suddenly feel that a problem is solved for them over which they have chewed for a long time, and how a certain restlessness, but a pleasant kind of restlessness is perceptible among the audience. Where there are big problems, not merely insignificant sensations in life, but where there is real enthusiasm, even if it is sometimes close to small talk, then again one becomes aware of how a sense of relief, of being freed from a burden, emanates from those present. So the anthroposophical teacher always looks on big problems as being something which can work on him in such a way that he remains human at every age of life; so that he does not become dried up, but remains fresh and alert and able to bring this freshness with him into the school. It is a completely different thing whether a teacher only looks into text books and imparts their content to the children, or whether he steps out of all this and, as human being pure and simple, confronts the great perspectives of the world. In this case he carries what he himself has absorbed into the atmosphere of the classroom when he enters it and gives his lesson. |
310. Human Values in Education: Diet for Children, Four Temperaments
23 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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But if one is to succeed in separating them in this way, the spiritual is cut off from science and the world is cut off from religion, with the result that religion becomes abstract and science devoid of spirit. |
310. Human Values in Education: Diet for Children, Four Temperaments
23 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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From the lectures which have been given here, dealing with an art of education built upon the foundation of a knowledge of man, you formed a clear idea of what should be the relation between teacher and taught. What lives in the soul, in the whole personality of the teacher, works in hundreds of unseen ways from the educator over to the children his pupils. But it only works if the educator bears within his soul a true and penetrating knowledge of man, a knowledge which is approaching the transition leading over into spiritual experience. And today I must precede my lecture with a few remarks which may serve to clarify what is to be understood in the anthroposophical sense by spiritual experience, for just in regard to this the most erroneous ideas abound. It is so easy to think that in the first place spiritual perception must rise above everything of a material nature. Certainly one can attain to a deeply satisfying soul experience, even though this may be coloured by egotistical feeling, when, rising above the material, one ascends into the spiritual world. We must do this also. For we can only learn to know the spiritual when we acquire this knowledge in the realm of the spirit; and anthroposophy must deal in many ways with spiritual realms and spiritual beings which have nothing to do with the physical world of the senses. And when it is a question of learning to know what is so necessary for modern man, to know about the life between death and a new birth, the actual super-sensible life of man before birth or conception and the life after death, then we must certainly rise up to body-free, super-sensible, super-physical perception. But we must of course act and work within the physical world; we must stand firmly in this world. If we are teachers, for instance, we are not called upon to teach disembodied souls. We cannot ask ourselves, if we wish to be teachers; What is our relationship to souls who have passed through death and are living in the spiritual world?—But if we wish to work as teachers between birth and death, we must ask ourselves: In what way does a soul dwell within the physical body? And indeed we must consider this, at any rate for the years after birth. It is actually a question of being able to gaze with the spirit into the material. And Anthroposophy, Spiritual Science, is in this respect largely a matter of looking into the material with the spirit. But the opposite procedure is also right: one must penetrate with spiritual vision into the spiritual world, penetrate so far that the spiritual seems to be every bit as full of “living sap” as anything in the sense world; one must be able to speak about the spiritual as if it radiated colours, as if its tones were audible, as if it were standing before one as much “embodied” as the beings of the sense world. In anthroposophy it is first this which causes abstract philosophers such intense annoyance. They find it exceedingly annoying that the spiritual investigator describes the spiritual world and spiritual beings in such a way that it seems as if he might meet these beings at any moment, just as he might meet human beings; that he might hold out his hand to them and speak with them. He describes these spiritual beings just as though they were earthly beings; indeed his description makes them appear almost as if they were earthly beings. In other words, he portrays the spiritual in pictures comprehensible to the senses. He does this in full consciousness, because for him the spiritual is an absolute reality. There is some truth in it, too, because a real knowledge of the whole world leads to the point at which one can “give one's hand” to spiritual beings, one can meet them and converse with them. That strikes the philosopher, who is only willing to conceive the spiritual world by means of abstract concepts, as being paradoxical, to say the least of it; nevertheless such a description is necessary. On the other hand it is also necessary to look right through a human being, so that the material part of him vanishes completely, and he stands there purely as a spirit. When however a non-anthroposophist wishes to look upon a man as spirit, then this man is not only a ghost, but something much less than a ghost. He is a sort of coat-hanger on which are hung all kinds of concepts which serve to activate mental pictures and so on. In comparison a ghost is quite respectably solid, but a human being as described by such a philosopher is really indecently naked in regard to the spirit. In anthroposophy physical man is contemplated by means of purely spiritual perception, but nevertheless he still has brains, liver, lungs and so on; he is a concrete human being; he has everything that is found in him when the corpse is dissected. Everything that is spiritual in its nature works right down into the physical. The physical is observed spiritually, but nevertheless man possesses a physical body. He can even “blow his nose” in a spiritual sense; spiritual reality goes as far as this. Only by becoming aware that in contemplating the physical it can become completely spiritual, and in contemplating the spiritual it can be brought down again so that it becomes almost physical, only by this awareness can the two be brought together. The physical human being can be contemplated in a condition of health and illness; but the ponderable material vanishes, it becomes spiritual. And the spiritual can be contemplated as it is between death and a new birth and, pictorially speaking, it becomes physical. Thus the two are brought together. Man learns to penetrate into the real human being through the fact that there are these two possibilities, the possibility of beholding the spiritual by means of sense-perceptible pictures and the possibility of beholding spiritual entities in the world of the senses. If therefore the question arises: How may spiritual vision be understood in its real and true sense?—the answer must be: One must learn to see all that appertains to the senses in a spiritual way, and one must look at the spiritual in a way that is akin to the senses. This seems paradoxical, but it is so. And only after entering into what I have just said and realising its truth, can one reach the point of looking at the child in the right way. I will give you an example. A child in my class becomes paler and paler. I see this increasing pallor. It shows itself in the physical life of the child, but we gain nothing by going to the doctor and getting him to prescribe something that will bring back the child's colour; for, should we do so, the following may well be the result: The child grows pale and this is observed, so the school doctor comes and prescribes something which is intended to restore the lost colour. Now even if the doctor has acted perfectly correctly and has prescribed a quite good remedy, which he must do in such cases, nevertheless something rather strange will be observed in the child who is now “cured.” Indeed in a sense he is cured, and anyone in a position of seniority to the doctor, who might be called upon to write a testimonial for the authorities, could well say that the doctor had cured the child—later, however, it is noticeable at school that the child who has been cured in this way is no longer able to take things in properly; he has become fidgety and restless and has lost all power of attention. Whereas previously he used to sit in his place, pale and somewhat indolent, he now begins to pommel his neighbour; and whereas previously he had clipped his pen gently into the inkwell, he now sticks it in with so much force that the ink spurts up and bespatters his exercise book. The doctor did his duty but the result was the reverse of beneficial, for it sometimes happens that people who have been “cured” suffer later on from extraordinary after-effects. Again, in such a case it is important to recognise what actually lies at the root of the trouble. If the teacher is able to penetrate into the soul-spiritual cause of what finds its outer physical expression in a growing pallor, he will become aware of the following. The power of memory which works in the soul-spiritual is nothing else than the transformed, metamorphosed force of growth; and to develop the forces of growth and nourishment is just the same, albeit on a different level, as it is, on a higher level, to cultivate the memory, the power of recollection. It is the same force, but in a different stage of metamorphosis. Pictured systematically we can say: During the first years of a child's life both these forces are merged into one another, they have not yet separated; later on memory separates from this state of fusion and becomes a power in itself, and the same holds good for the power of growth and nourishment. The small child still needs the forces which later develop memory in order that he may digest milk and the stomach be able to carry out its functions; this is why he cannot remember anything. Later, when the power of memory is no longer the servant of the stomach, when the stomach makes fewer demands on it and only retains a minimum of these forces, then part of the forces of growth are transformed into a quality of soul, into memory, the power of recollection. Possibly the other children in the class are more robust, the division between the power of memory and of growth may be better balanced, and so, perhaps, the teacher pays less heed to a child who in this respect has little to fall back on. If this is the case it may easily happen that his power of memory is overburdened, too much being demanded of this emancipated faculty. The child grows pale and the teacher must needs say to himself: “I have put too much strain on your memory; that is why you have grown so pale.” It is very noticeable that when such a child is relieved of this burden he gets his colour back again. But the teacher must understand that the growing pale is connected with what he has done himself in the first place, by overburdening the child with what has to be remembered. It is very important to be able to look right into physical symptoms and to realise that if a child grows too pale it is because his memory has been overburdened. But I may have another child in the class who from time to time becomes strikingly red in the face and this also may be a cause for concern. If this occurs, if a hectic red flush makes its appearance, it is very easy to recognise certain accompanying conditions in the child's soul-life; for in the strangest way, at times when one would least expect it, such children fall into a passion of anger, they become over-emotional. Naturally there can be the same procedure as before: A rush of blood to the head—something must be prescribed for it. Of course, in such cases too, the doctor does his duty. But it is important to know something else, namely, that this child, in contrast to the other, has been neglected in respect of his faculty of memory. Too many of these forces have gone down into the forces of his growth and nourishment. In this case one must try to make greater demands on the child's power of memory. If this is done such symptoms will disappear. Only when we take into our ken the physical and the spiritual as united do we learn to recognise many things in the school which are in need of readjustment. We train ourselves to recognise this interconnection of physical and spiritual when we look at what lies between them as part of the whole human organisation, namely, the temperaments. The children come to school and they have the four temperaments, varied of course with all kinds of transitions and mixtures: the melancholic, the phlegmatic, the sanguine and the choleric. In our Waldorf education great value is laid on being able to enter into and understand the child according to his temperament. The actual seating of the children in the classroom is arranged on this basis. We try for instance to discover which are the choleric children; these we place together, so that it is possible for the teacher to know: There in that corner I have the children who tend to be choleric. In another, the phlegmatic children are seated, somewhere in the middle are the sanguines and again somewhere else, grouped together are the melancholies. This method of grouping has great advantages. Experience shows that after a while the phlegmatics become so bored with sitting together that, as a means of getting rid of this boredom, they begin to rub it off on one another. On the other hand the cholerics pommel one another so much that quite soon this too becomes very much better. It is the same with the fidgety ways of the sanguines, and the melancholies also see what it is like when others are absorbed in melancholy. Thus to handle the children in such a way that one sees how “like reacts favourably on like” is very good even from an external point of view, quite apart from the fact that by doing so the teacher has the possibility of surveying the whole class, for this is much easier when children of similar temperament are seated together. Now however we come to the essential point. The teacher must enter so deeply into the nature of the human being that he is able to deal in a truly practical way with the choleric, the sanguine, the melancholic temperament. There will naturally be cases where it is necessary to build the bridge of which I have already spoken, the bridge between school and home, and this must be done in a friendly and tactful way. Let us suppose that I have a melancholic child in the class, with whom I can do scarcely anything. I am unable to enter into his difficulties in the right way. He broods and is withdrawn, is occupied with himself and pays no heed to what is going on in the class. If one applies an education that is not founded on a knowledge of man one may think that everything possible should be done to attract his attention and draw him out of himself. As a rule however such a procedure will make things still worse; the child broods more than ever. All these means of effecting a cure, thought out in such an amateurish way, help but little. What helps most in such a case is the spontaneous love which the teacher feels for the child, for then he is aware of sympathy, and this stirs and moves what is more subconscious in him. We may be sure that anything in the way of exhortation is not only wasted effort, but is actually harmful, for the child becomes more melancholic than before. But in class it helps greatly if one tries to enter into the melancholy, tries to discover the direction to which it tends, and then shows interest in the child's attitude of mind, becoming in a certain way, by what one does oneself, melancholic with the melancholic child. As a teacher one must bear within oneself all four temperaments in harmonious, balanced activity. And this balance, which is in direct contradiction to the child's melancholy, if it is continued and is always present in one's relationship to the child, is perceived by him. He sees what kind of man his teacher is by what underlies his words. And in this way, creeping in behind the mask of melancholy, which the teacher accepts, there is implanted in the child his teacher's loving sympathy. This can be of great help in the class. But now we will go further, for we must know that every manifestation of melancholy in a human being is connected with some irregularity in the function of the liver. This may seem unlikely to the physicist, but it is nevertheless a fact that every kind of melancholy, especially if it goes so far in a child as to become pathological, is due to some irregularity of this kind. In such a case I shall turn to the parents of the child and say: “It would be good to put more sugar in his food than you usually do.” He needs sweet things, for sugar helps to normalise the function of the liver. And by giving the mother this advice: “Give the child more sugar”—I shall get school and home working together, in order to lift this melancholy out of the pathological condition into which it has sunk and so create the possibility of finding the right constitutional treatment. Or I may have a sanguine child, a child who goes from one impression to another; who always wants what comes next, almost before he has got hold of what precedes it; who makes a strong start, showing great interest in everything, but whose interest soon fades out. He is not dark as a rule, but fair. I am now faced with the problem of how to deal with him at school. In everything I do I shall try to be more sanguine than the child. I shall change the impressions I make on him extremely quickly, so that he is not left hurrying from one impression to another at his own sweet will, but must come with me at my pace. This is quite another story. He soon has enough of it and finally gives up. But between what I myself do in bringing impressions to the child in this very sanguine way, and what he does himself in hurrying from one thing to another in accordance with his temperament, there is gradually established in him, as a kind of natural reaction, a more harmonious condition. So I can treat the child in this way. I can present him with rapidly changing impressions, always thinking out something new, so that he sees, as it were, first black, then white, and must continually hurry from one thing to another. I now get in touch with the mother and I will certainly hear from her that the child has an inordinate love of sugar. Perhaps he is given a great many sweets or somehow manages to get hold of them, or maybe the family as such is very fond of sweet dishes. If this is not so, then his mother's milk was too sweet, it contained too much sugar. So I explain this to the mother and advise her to put the child on a diet for a time and reduce the amount of sugar she gives him. In this way, by arranging with the parents for a diet with little sugar, co-operation is brought about between home and school. The reduction of sugar will gradually help to overcome the abnormality which, in the case of this child also, is caused by irregularity in the activity of the liver in respect of the secretion of gall. There is a very slight, barely noticeable irregularity in the secretion of gall. Here too I shall recognise the help given me by the parents. So we must know as a matter of actual fact where, so to speak, the physical stands within the spiritual, where it is one with the Spiritual. It is possible to go into more detail and say: A child shows a rapid power of comprehension, he understands everything very easily; but when after a few days I come back to what he grasped so quickly and about which I was so pleased, it has vanished; it is no longer there. Here again I can do a good deal at school to improve matters. I shall try to put forward and explain something which demands a more concentrated attention than the child is accustomed to give. He understands things too quickly, it is not necessary for him to make enough inner effort, so that what he learns may really impress itself on him. I shall therefore give him hard nuts to crack, I shall give him something which is more difficult to grasp and demands more attention. This I can do at school. But now once more I get in touch with the child's parents and from them I may hear various things. What I am now saying will not hold good in every case, but I want to give some indication of the path to be pursued. I shall have a tactful discussion with the mother, avoiding any suspicion of riding the high horse by talking down to her and giving her instructions. From our conversation I shall find out how she caters for the family and I shall most likely discover that this particular child eats too many potatoes. The situation is a little difficult because now the mother may say, “Well, you tell me that my child eats too many potatoes; but my neighbour's little daughter eats more still and she has not the same failing, so the trouble cannot be caused by potato-eating.” Something of this kind is what the mother may say. And nevertheless it does come from eating potatoes, because the organisation of children differs, one child being able to assimilate more potato and another less. And the curious thing is this. The condition of a particular child shows that he has been getting too many potatoes; it is shown by the fact that his memory does not function as it should. Now in this case the remedy is not to be found by giving him fewer potatoes. It may even happen that this is done and there is some improvement; but after a time things are no better than before. Here the immediate reduction of the amount of potato does not bring about the required effect, but it is a question of gradually breaking a habit, of exercising the activity needed in order to break a habit. So one must say to the mother, “For the first week give the child a tiny bit less potato; for the second week a very little less still; and continue in this way, so that the child is actively engaged in accustoming himself to eating only a small amount of potato.” In this case it is a question of breaking a habit, and here one will see what a healing effect can be induced just by this means. Now idealists, so-called, very likely reproach anthroposophy and maintain that it is materialistic. They actually do so. When for example an anthroposophist says that a child who comprehends easily but does not retain what he has learnt, should have his potato ration gradually decreased, then people say: You are an absolute materialist. Nevertheless there exists such an intimate interplay between matter and spirit that one can only work effectively when one can penetrate matter with spiritual perception and master it through spiritual knowledge. It is hardly necessary to say how greatly these things are sinned against in our present-day social life. But if a teacher is open to a world conception which reveals wide vistas he will arrive at an understanding of these things. He must only extend his outlook. For instance it will impress a teacher favourably and help him to gain an understanding of children if he learns how little sugar is consumed in Russia and how much in England. And if he proceeds to compare the Russian with the English temperament he will readily understand what an effect sugar has on temperament. It is advantageous to learn to know the world, so that this knowledge can come to our assistance in the tasks of every day. But now I will add something else. In Baden, in Germany, there is a remarkable monument erected as a memorial to Drake. I once wanted to know what was specially significant about this Drake, so I looked it up in an encyclopaedia and read: In Offenburg a monument was erected in memory of Drake because he was thought, albeit erroneously, to be the man who introduced the potato into Europe. There it stands in black and white. So a memorial was erected in honour of this man because he was considered to be the one who introduced the potato into Europe. He didn't do so, but nevertheless he has got a memorial in Offenburg. The potato was, however, introduced into Europe in comparatively recent times. And now I am going to tell you something about which you can laugh as much as you like. Nevertheless it is the truth. It is possible to study how the faculties of intelligence in human beings are related in their development from the time when there were no potatoes to the time when they were introduced. And, as you know, the potato is made use of in alcohol-distilleries. So potatoes suddenly began to play an important part in the development of European humanity. If you compare the increasing use of the potato with the curve of the development of intelligence, you will find that in comparison with the present day people living in the pre-potato age grasped things with less detail, but what they grasped they held fast. Their nature tended to be conservative, it was deeply inward. After the introduction of the potato people became quicker in regard to intelligent mobility of comprehension, but what they took in was not retained, it did not sink in deeply. The history of the development of the intelligence runs parallel with that of potato-eating. So here again we have an example of how anthroposophy explains this materialistically. But so it is. And much might be learned about cultural history if people everywhere could only know how in man's subconsciousness the external physical seizes hold of the spiritual. This becomes apparent in the nature of his desires. Let us now choose as an example someone who has to write a great deal. Every day he has to write articles for the newspapers, so that he is obliged “to chew his pen” in order to produce what is necessary. If one has been through this oneself one can talk about it, but one has no right just to criticise others unless one speaks out of personal experience. While cogitating and biting one's pen one feels the need of coffee, for drinking coffee helps cohesion of thought. Thoughts become more logical when one drinks coffee than if one refrains from doing so. A journalist must needs enjoy coffee, for if he does not drink it his work takes more out of him. Now, as a contrast, let us take a diplomat. Call to mind what a diplomat had to acquire before the world war. He had to learn to use his legs in a special, approved manner; in the social circles in which he moved he had to learn to glide rather than set his foot down firmly as plainer folk do. He had also to be able to have thoughts which are somewhat fleeting and fluid. If a diplomat has a logical mind he will quite certainly fail in his profession and be unsuccessful in his efforts to help the nations solve their dilemmas. When diplomats are together—well, then one does not say they are having their coffee but they are having tea—for at such times there is the need to drink one cup of tea after another, so that the interchange of thought does not proceed in logical sequence, but springs as far as possible from one idea to the next. This is why diplomats love to drink tea; tea releases one thought from the next, it makes thinking fluid and fleeting, it destroys logic. So we may say: Writers are lovers of coffee, diplomats lovers of tea, in both cases out of a perfectly right instinct. If we know this, we shall not look upon it as an infringement of human freedom. For obviously logic is not a product of coffee, it is only an unconscious, subconscious help towards it. The soul therefore remains free. It is just when we are bearing the child especially in mind that it is necessary to look into relationships such as these, about which we get some idea when we can say: Tea is the drink for diplomats, coffee the drink for writers, and so on. Then we are also able gradually to gain an insight into the effects produced by the potato. The potato makes great demands on the digestion; moreover very small, almost homeopathic doses come from the digestive organs and rise up into the brain. This homeopathic dose is nevertheless very potent, it stimulates the forces of abstract intelligence. At this point I may perhaps be allowed to divulge something further. If we examine the substance of the potato through the microscope we obtain the well-known form of carbohydrates, and if we observe the astral body of someone who has eaten a large portion of potatoes we notice that in the region of the brain, about 3 centimetres behind the forehead, the potato substance begins to be active here also and to form the same eccentric circles. The movements of the astral body take on a similarity with the substance of the potato and the potato-eater becomes exceptionally intelligent. He bubbles over with intelligence, but this does not last, it is quite transient. Must one then not admit, provided one concedes that man possesses spirit and soul, that it is not altogether foolish and fantastic to speak of the spirit and to speak of it in images taken from the world of sense? Those who want always to speak of the spirit in abstract terms present us with nothing of a truly spiritual nature. It is otherwise with those who are able to bring the spirit down to earth in sense-perceptible pictures. Such a man can say that in the case of someone bubbling over with intelligence potato-substance takes on form in the brain, but does so in the spiritual sense. In this way we learn to recognise subtle and delicate differentiations and transitions. We discover that tea as regards its effects on logic makes a cleavage between thoughts, but it does not stimulate thinking. In saying that diplomats have a predilection for tea one does not imply that they can produce thoughts. On the other hand potatoes do stimulate thoughts. Swift as lightning they shoot thoughts upwards, only to let them vanish away again. But, accompanying this swift up-surging of thoughts, which can also take place in children, there goes a parallel process, an undermining of the digestive system. We shall be able to see in children whose digestive system is upset in this way, so that they complain of constipation, that all kinds of useless yet clever thoughts shoot up into their heads, thoughts which they certainly lose again but which nevertheless have been there. I mention these things in detail so that you may see how the soul-spiritual and the physical must be looked upon as a whole, as a unity, and how in the course of human development a state of things must again be brought about which is able to hold together the most varied streams of culture. At the present time we are living in an epoch in which they are completely sundered from one another. This becomes clear to us however when we are able to look somewhat more deeply into the history of the evolution of mankind. Today we separate religion, art and science from one another. And the guardians of religion, do all in their power to preserve religion from being encroached upon in any way by science. They maintain that religion is a matter of faith, and science belongs elsewhere. Science has its base where nothing is based on faith, where everything is founded on knowledge. But if one is to succeed in separating them in this way, the spiritual is cut off from science and the world is cut off from religion, with the result that religion becomes abstract and science devoid of spirit. Art is completely emancipated. In our time there are people, who, when one would like to tell them something about the super-sensible, assume an air of clever superiority and regard one as superstitious: “Poor fellow! We know all that is sheer nonsense!”—But then a Björnson or someone else writes something or other in which such things play a part; something of the kind is introduced into art and thereupon everybody runs after it and enjoys in art what was rejected in the form of knowledge. Superstition sometimes appears in strange guise. I once had an acquaintance—such actual examples should most certainly be brought into the art of education, an art which can only be learned from life—I once had an acquaintance who was a dramatist. On one occasion I met him in the street; he was running extraordinarily quickly, perspiring as he went. It was 3 minutes to 8 o'clock in the evening. I asked him where he was going at such a pace. He was, however, in a great hurry and only said that he must rush to catch the post, for the post office closed at 8 o'clock. I did not detain him, but psychologically I was interested to know the reason for his haste so I waited until he returned. He came back after a while in a great heat, and then he was more communicative. I wanted to know why he was in such a hurry to catch the post, and he said, “Oh, I have just sent off my play.” Previously he had always said that this play was not yet finished, and he said the same again now; “It is true that it is still unfinished, but I wanted particularly to get it off today, so that the director may receive it tomorrow. I have just written him a letter to this effect asking him to let me have it back. For you see, if a play is sent off before the end of the month it may be chosen for a performance; there is no chance otherwise!”—Now this dramatist was an extremely enlightened, intelligent man. Nevertheless he believed that if a play was despatched on a definite day it would be accepted, even if, owing to being unfinished, it had to be returned. From this incident you can see how things which people are apt to despise creep into some hole and corner, out of which they raise their heads at the very next opportunity. This is especially the case with a child. We believe we have managed to rid him of something, but straightaway there it is again somewhere else. We must learn to look out for this. We must open our hearts when making a study of man, so that a true art of education may be based on an understanding and knowledge of the human being. Only by going into details shall we be able to fathom all these things. Today then, as I was saying, religion, art and science are spoken about as though they were entirely unrelated. This was not so in long past ages of human evolution. Then they were a complete unity. At that time there existed Mystery Centres which were also centres for education and culture, centres dedicated at one and the same time to the cultivation of religion, art and science. For then what was imparted as knowledge consisted of pictures, representations and mental images of the spiritual world. These were received in such an intuitive and comprehensive way that they were transformed into external sense-perceptible symbols and thereby became the basis of cultic ceremonial. Science was embodied in such cults, as was art also; for what was taken from the sphere of knowledge and given external form must perforce be beautiful. Thus in those times a divine truth, a moral goodness and a sense-perceptible beauty existed in the Mystery Centres, as a unity comprised of religion, art and science. It was only later that this unity split up and became science, religion and art, each existing by and for itself. In our time this separation has reached its culminating point. Things which are essentially united have in the course of cultural development become divided. The nature of man is however such, that for him it is a necessity to experience the three in their “oneness” and not regard them as separate. He can only experience in unity religious science, scientific religion and artistic ideality, otherwise he is inwardly torn asunder. For this reason wherever this division, this differentiation, has reached its highest pitch it has become imperative to find once more the connection between these three spheres. And we shall see how in our teaching we can bring art, religion and science to the child in a unified form. We shall see how the child responds in a living way to this bringing together of religion, art and science, for it is in harmony with his own inner nature. I have therefore had again and again to point out in no uncertain terms that we must strive to educate the child out of a knowledge that he is in truth a being with aesthetic potentialities; and we should neglect no opportunity of demonstrating how in the very first years of life the child experiences religion naturally and instinctively. All these things, the harmonious coming together of religion, art and science must be grasped in the right way and their value recognised in those teaching methods about which we have still to speak. |
310. Human Values in Education: Modelling of Bodies
24 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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If someone were to say to me: “This morning I saw a lady who was wearing a violet dress; it was cut in such and such a fashion and her shoes had high heels” and so on—I should like it better than if someone were to come and say: Man consists of physical body, etheric body, astral body and ego,—for the one proves that he stands firmly in life, that he has developed his etheric body, the other that he knows with his intellect that there is an etheric body etc. |
310. Human Values in Education: Modelling of Bodies
24 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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You will have seen that in anthroposophical education great value is laid on what lies in the consciousness of the teacher; there must live in his consciousness a knowledge of man that is whole, that is complete in itself. Now, as various examples have already shown you, the conception of the world which is usual today is ill-adapted to penetrating deeply into the human being. The following explanation will make my meaning clear. In studying man, we have to distinguish between his constituent parts: firstly his physical body, his physical organisation, then the finer ether or life-body which contains the formative forces, the forces which live in growth and in the processes of nourishment, and which, in the early years of childhood, are transmuted into the forces of memory. Then we have to add everything that the plant does not yet possess, although it, too, has growth and nourishment, and even to some extent lives in memory, in so far as it always retains and repeats its form. The next member of his being man has in common with the animal; it is the sentient body, the astral body, the bearer of sensation. Added to this we have the ego-organisation. These four members we have to distinguish from one another, and in so far as we do this we shall gain a true insight into the being of man and into human evolution. To begin with man receives his first physical body, if I may so express myself, out of the forces of heredity. This is prepared for him by his father and mother. In the course of the first 7 years of life this physical body is cast off, but during this time it serves as a model from which the etheric body can build up the second body. Today people make the things confronting them so frightfully simple. If a ten-year-old child has a nose like his father's they say it is inherited. But it is not so simple as this, for as a matter of fact the nose is only inherited up to the time of the change of teeth. For if the ether body is so strong that it rejects the model of the inherited nose, then in the course of the first seven years its shape will change. If on the other hand the ether body is weak, it will not be able to free itself from the model and at the age of 10 the shape of the nose will still be the same. Looked at from an external point of view it seems as though the concept of heredity might still have the same significance in the second 7 year period as it had in the first 7 years. In such cases people are wont to say: “Truth must be simple.” In reality things are very complicated. Concepts formed today are mostly the result of a love of ease rather than the urgent desire for truth. It is therefore of real importance that we learn to look with understanding at this body of formative forces, this etheric body, which gradually in the course of the first 7 years creates the second physical body, that in its turn also lasts for 7 years. The etheric body is therefore a creator of form, a sculptor. And just as a true sculptor requires no model, but works independently, while a bad sculptor makes everything according to the model, so in the first life period, and working towards the second period, the ether body, or body of formative forces, fashions the second physical body of the human being. Our present day intellectuality enables us to acquire knowledge of the physical body; it serves this purpose admirably, and anyone lacking intellect cannot acquire such knowledge. But our university studies can take us no further than this. For the ether body cannot be comprehended by means of the intellect, but rather by pictorial, intuitive perception. It would be immensely important if the teacher could learn to understand the ether body. You cannot say: We surely cannot expect all our teachers to develop clairvoyance and so be able to describe the ether body!—But let the teacher practise the art of sculpture instead of studying the things which are so often studied in University courses. Anyone who really works at sculpture and enters into its formative nature will learn to experience the inner structure of forms, and indeed of just those forms with which the human body of formative forces is also working. Anyone who has a healthy sense of form will experience the plastic, sculptural element only in the animal and human kingdoms, not in the plant kingdom. Just imagine a sculptor who wanted to portray plants by means of sculpture! Out of sheer anger one would feel like knocking him down! The plant consists of the physical body and the ether body; with these it is complete. The animal on the other hand envelops the ether body with the astral body and this is still more the case with man. This is why we can learn to comprehend the human etheric body when, as sculptors, we work our way into the inner structure of the forms of Nature. This, too, is why modelling should take a foremost place in the curriculum of a training college, for it provides the means whereby the teacher may learn to understand the body of formative forces. The following may well be taken as a fundamental principle: A teacher who has never studied modelling really understands nothing about the development of the child. An art of education based on the knowledge of man must inevitably induce a sense of apprehension because it draws attention to such things as these and makes corresponding demands. But it can also induce apprehension because it seems as though one must become frightfully critical, rejecting everything that is common practice. Just as the ether body works at freeing itself in order to become independent at the time of the change of teeth, so does the astral body work in order to become independent at puberty. The ether body is a sculptor, the astral body a musician. Its structure is of the very essence of music. What proceeds from the astral body of man and is projected into form is purely musical in its nature. Anyone able to grasp this knows that in order to understand the human being a further stage of training must develop receptivity towards an inner musical conception of the world. Those who are unmusical understand nothing whatever about the formation of the astral body in man, for it is fashioned out of music. If therefore we study old epochs of culture which were still built up out of inner musical intuition, if we enter into such oriental epochs of culture in which even language was imbued with music, then we shall find a musical conception of the world entering even into the forms of architecture. Later on, in Greece, it became otherwise, and now, especially in the West, it has become very different, for we have entered an age when emphasis is laid on the mechanical and mathematical. In the Goetheanum at Dornach an attempt was made to go back again in this respect. Musicians have sensed the music underlying the forms of the Goetheanum. But generally speaking there is little understanding for such things today. It is therefore necessary that we should gain in this way a concrete understanding of the human being and reach the point at which we are able to grasp the fact that man's physiological and anatomical form is a musical creation in so far as it stems from the astral body. Think how intimately a musical element is connected with the processes of breathing and the circulation of the blood. Man is a musical instrument in respect of his breathing and blood circulation. And if you take the relationship between the breathing and the circulation of the blood: 18 breaths in a minute, 72 pulse beats in a minute, you get a ratio of 4:1. Of course this varies individually in many ways, but by and large you find that man has an inner musical structure. The ratio 4:1 is the expression of something which, in itself an inner rhythmical relationship, nevertheless impinges on and affects the whole organisation in which man lives and experiences his own being, In olden times the scansion of verses was so regulated that the line was regulated by the breath and the metrical foot by the circulation.
Dactyl, Dactyl, Caesura, Dactyl, Dactyl. Four in one, the line expressive of the man. But what man expresses in language is expressed still earlier in his form. Whoever understands the human being from a musical aspect knows that sound, actual tones, are working within him. At man's back, just where the shoulder blades meet and from there are carried further into the whole human being, forming and shaping him, are those human forms which are constituted out of the prime or key-note. Then there is a correspondence in the form of the upper arm with the second, and in the lower arm with the third. And because there is a major and minor third—not a major and minor second—we have one bone in the upper arm, but two in the lower arm, the radius and the ulna; and these correspond to the major and minor third. We are formed according to the notes of the scale, the musical intervals He hidden within us. And those who only study man in an external way do not know that the human form is constituted out of musical tones. Coming to the hand, we have the fourth and fifth, and then, in the experience of free movement, we go right out of ourselves; then, as it were, we take hold of outer Nature. This is the reason for the particular feeling we have with the sixth and seventh, a feeling enhanced by experiencing the movements of eurythmy. You must bear in mind that the use of the third made its appearance comparatively late in the development of music. The experience of the third is an inward one; with the third man comes into an inner relationship with himself, whereas at the time when man lived in the seventh he experienced most fully the going outwards into the world beyond himself. The experience of giving oneself up to the outer world lives especially strongly in the seventh. And just as man experiences the inherent nature of music, so the forms of his body are shaped out of music itself. Therefore if the teacher wishes to be a good music teacher he will make a point of taking singing with the children from the very beginning of their school life. This must be done; he must understand as an actual fact that singing induces emancipation; for the astral body has previously sung and has brought forth the forms of the human body. Between the change of teeth and puberty, the astral body frees itself, becomes emancipated. And out of the very essence of music emerges that which forms man and makes him an independent being. No wonder then that the music teacher who understands these things, who knows that man is permeated through and through with music, will quite naturally allow this knowledge to enrich the singing lesson and his teaching of instrumental music. This is why we try not only to introduce singing as early as possible into the education of the child, but also to let those children with sufficient aptitude learn to play a musical instrument, so that they have the possibility of actually learning to grasp and enter into the musical element which lives in their human form, as it emancipates and frees itself. But all these things will be approached in the right way if only the teacher has the right feeling and attitude towards them. It is important to understand clearly that every training college should in fact be so constituted that its curriculum should run parallel with medical studies at a university. The first approach should lead to the intellectual understanding which can be gained from a study of the corpse; this should lead further to an artistic understanding of form, and it can only be acquired when, side by side with the study of physical anatomy, the student practises modelling. This again should lead to a musical understanding. For a true knowledge of man is not attained unless there is added to the earlier medical studies a comprehension of the part music plays in the world. During his college training the student teacher should acquire an understanding of music, not in a purely external way, but inwardly, so that he is able by means of this inner perception to see music everywhere. Music is truly everywhere in the world; one only has to find it. If however we wish to obtain an understanding of the ego-organisation it is essential to master and make one's own the inner nature and structure of some language. So you see, we understand the physical body with the intellect, the etheric body through an understanding of form, the astral body through an understanding of music; while the ego, on the other hand, can only be grasped by means of a deep and penetrating understanding of language. It is just here, however, that we are particularly badly off today, for there is a great deal we do not know. Let us take an example from the German language. In German something is described that rests quietly on our body, is round and has eyes and nose in front. It is called in German Kopf, in Italian testa. We take a dictionary and find that the translation of Kopf is testa. But that is purely external and superficial. It is not even true. The following is true. Out of a feeling for the vowels and consonants contained in the word Kopf, for instance, I experience the o quite definitely as a form which I could draw: it is, as eurythmists know, the rounded form which in front is developed into nose and mouth. We find in this combination of sounds, if we will only let ourselves experience it, everything that is given in the form of the head. So, if we wish to express this form, we make use of larynx and lungs and pronounce the sounds approximating to K-o-pf. But now we can say: In the head there is something which enables one person to speak to another. There is a means of communication. We can impart to another person the content of something which we wish to make known—a will or testament for instance.—If you want to describe the head, not in relation to its round form, but as that which imparts information, which defines clearly what one wishes to communicate, then language out of its own nature gives you the means of doing so. Then you say testa. You give a name to that which imparts something when you say testa; you give a name to the rounded form when you say Kopf. If the Italian wanted to describe roundness, he too would say Kopf; and likewise, if the German wanted to express communication, he would say testa. But both the Italian and the German have become accustomed to expressing in language something different, for it is not possible to express totally different things in a single word. Therefore we do not say exactly the same thing when we speak the word testa or Kopf. The languages are different because their words express different things. Now let us try to enter into the way in which a member of a particular nation lives with the language of his folk-soul. The German way of living in his language is a way of plastic formation. German language is really the language of sculptural contemplation. That has come about in German because in the whole evolution of speech German is a further continuation of the Greek element up into Central Europe. If you study Italian and the Romance languages in general you find the whole configuration is such that they are developed out of the motor function of the soul. They are not contemplative. Italian has formed itself out of an internal dancing, an internal singing, out of the soul's participation in the whole organism of the body. From this we see how the ego stands within the substance of the Folk-Soul; through making a study of the inner connections, the inner make-up of language, we learn to know how the ego works. This is why it is necessary for the teacher to acquire not only a feeling for music, but an inner feeling for language—taking as a starting point the fact that in the more modern languages we have only retained soul experiences, experiences of feeling, in the interjections. For instance, when in German we say “etsch!”—it is as though someone had slipped and fallen and we want to express this, together with the amusement it has caused. In the interjections we still have something in language which is felt. In other respects language has become abstract, it hovers above things, no longer lives in them. It must, however, again become living and real. We must learn to wrestle with language, we must feel our ego going right through the sounds. Then we shall feel that it is something different whether we say Kopf and thereby have the feeling that we should like to draw the form of the head straight away, or whether we say testa and immediately have the feeling that we want to dance. It is just this feeling one's way into the activities of life which must be developed quite specially in the teacher. If therefore the teacher can accustom himself to regarding the physical and the soul-spiritual together—for they are indeed one, as I have repeatedly impressed upon you—and if he succeeds in doing this ever more and more, he will not be tempted to enter into abstractions and intellectualities, but he will have the will to keep his teaching and educational practice between the change of teeth and puberty within the sphere of the pictorial. There is nothing more distasteful, when one is accustomed to think pictorially about real things, than to have someone coming and talking intellectually in a roundabout way. This is a frightfully unpleasant experience. For example, one is accustomed to seeing something in life as it actually takes place, one only has the wish to describe it as it is, one is living completely in the picture of it; then somebody comes along with whom one would like to come to an understanding, but he forms his judgment purely on the basis of intellect and immediately begins with: It was beautiful, or ugly, or magnificent or wonderful—all these things are one or the other—and one feels in one's soul as if one's hair were being torn out by the roots. It is especially bad when one would really like to know what the other man has experienced and he simply does not describe it. For instance, I may have made the acquaintance of someone who raises his knee very high when he walks—but this man starts immediately with: “He walks well” or “he has a good carriage.” But in saying this he tells us nothing about the other man, only about his own ego. But we do not want to know this; we want an objective description. Today people find this very difficult. Hence they do not describe the things, but the effect the things make upon them, as “beautiful” or “ugly.” This gradually enters even into the formation of language. Instead of describing the physiognomy of a face, one says: “He looked awful”—or something of the kind. These are things which should enter into the deepest part of a teachers' training, to get rid of oneself and to come to grips with reality. If one succeeds in doing this, one will also be able to establish a relationship with the child. The child feels just as I described, that his hair is being pulled out by the roots if the teacher does not get to the point, but speaks about his own feelings; whereas, if he will only keep to what is concrete and real and describe this, the child will enter into it all immediately. It is therefore of great importance for the teacher that he does not overdo—his thinking. I always feel it to be a great difficulty with the teachers of the Waldorf School if they think too much, whereas it gives me real satisfaction when they develop the faculty of observing even the smallest things, and so discovering their special characteristics. If someone were to say to me: “This morning I saw a lady who was wearing a violet dress; it was cut in such and such a fashion and her shoes had high heels” and so on—I should like it better than if someone were to come and say: Man consists of physical body, etheric body, astral body and ego,—for the one proves that he stands firmly in life, that he has developed his etheric body, the other that he knows with his intellect that there is an etheric body etc. But this does not amount to much. I must express myself drastically in this way so that we learn to recognise what is of the greatest importance in the teacher's training; not that he learns to spin out his thoughts about many things, but that he learns to observe life. That he is then able to make use of such observation in life is something that goes without saying. Everything is ruined, however, if he racks his brains over how he should make use of it. This is why anyone who wishes to describe something arising out of Spiritual Science should make very strong efforts to avoid using ordinary abstract concepts, for by so doing he gets right away from what he really wants to say. And especially it is the case that the impression made on anyone who tries to grasp things in a characteristic way will be such that he learns to describe things in the round, not with sharp edges. Here is a drastic example. To me it is unpleasant to say in certain circumstances: “There stands a pale man.” That hurts. On the other hand the sentence begins to breathe and have reality if I say: There stands a man who is pale,—in other words, if I do not give a description in stiff, ordinary concepts, but characterise with ideas that enclose it. And one will find that children have much more inner understanding for things when they are expressed in relative form, than they have for bare nouns qualified by adjectives. Children prefer a gentle way of handling things. When I say to them: “There stands a pale man”—it is just as if I was hitting at something with a hammer; but if I say: “There stands a man who is pale”—it is like a stroking movement of my hand. Children find it much more possible to adapt themselves to the world if things are presented in this second form rather than by hitting at them. A certain fineness of feeling must be developed in order to make oneself a sculptor in the use of language in order to put it to the service of the art of education. It also lies in the sphere of education as an art if one strives to gain a sufficient mastery of language to enable one to articulate clearly in the classroom and to know when teaching how to emphasise what is important and to pass lightly over the unimportant. We lay great value on just these kind of things, and again and again in the teachers' conferences attention is drawn to the imponderable in teaching. For if one really studies a class, one notices all sorts of things which can be of immense help. For instance, suppose one has a class of 28 boys and girls and one wants to give these children something which they can make their own, something which will enrich their inner life. It may perhaps be a little poem, or even a great poem. You try to teach this poem to the class. Now you will observe the following: If you let them all recite in chorus, or even a third or half of the class, each child will speak and be able to say it; but if you then test one or other of the pupils in order to see if he can say it alone you will find that he cannot. It is not that you have overlooked him and failed to see that he was silent, for he can speak it perfectly well in chorus with the others. The fact is that a group spirit pervades and activates the class and one can make use of this. So if one really works with the whole class, regarding the children as a chorus, it seems at first that this calls up in them a quicker power of comprehension. One day, however, I had to point out the shadow side of this procedure and so I will now entrust you with a secret. It is this. There are also shadow sides in the Waldorf School! Gradually one finds one's way and discovers that handling the class as a chorus and allowing the children to speak together goes quite well; but if this is overdone, if one works only with the class, without taking the individual child into account, the result will be that in the end no child by himself will know anything. We must consider the shadow side of all those things and be clear as to how far we can go, for instance, in handling the class as a chorus and to what extent it is necessary to take the individual child separately. Here theories do not help. To say that it is good to treat the class as a chorus, or to maintain that things should be done in this or the other way is never any use, because in the complexities of life what can be done in one way can also, given other conditions, be done in another way. The worst that can happen in educational science—which indeed is art rather than science—the worst that can happen is that directions are given which have an abstract character and are based on definitions. Educational instructions should consist solely in this, that the teacher is so guided that he enters with understanding into the development of this or that human being, and by means of the most convincing examples is led to a knowledge of man. Method follows of itself when we proceed in this way. As an example let us consider method in the teaching of history. To want to teach history to a child before the 9th or 10th year is a quite futile endeavour, for the course of history is a closed book to the child before this age. It is only with the 9th or 10th year—you can observe this for yourselves—that he begins to be interested in individual human beings. If you portray Caesar, or Achilles, Hector, Agamemnon or Alcibiades simply as personalities, allowing what belongs to history to appear only as a background, if you paint the whole picture in this way the child will show the greatest interest in it. It will be evident that he is eager to know more about this sort of thing. He will feel the urge to enter further into the lives of these historical personalities if you describe them in this way. Comprehensive pictures of personalities complete in themselves; or comprehensive pictures of how a meal-time looked in a particular century, and in some other century; describe plastically, pictorially, how people used to eat before forks were invented, how they were accustomed to eat in Ancient Rome; describe plastically, pictorially, how a Greek walked, conscious of each step, aware of the form of his leg, feeling this form; then describe how the people of the Old Testament, the Hebrew people walked, having no feeling for form, but slouching along, letting their arms loose; call up feelings for these quite separate and distinct things which can be expressed in pictures; this will give you the right approach to the teaching of history between the 10th and 12th years. At this latter age we can take a further step and proceed to historical relationships, for it is only now that the child becomes able to understand such concepts as cause and effect. Only now can history be presented as something that is connected, that has cohesion. Everything that lives in history must, however, be worked out in such a way as to show its gradual development. We come to the concept of growth, of becoming. Call up before you the following picture. We are now living in the year 1924 [The date of the lectures.]. Charles the Great lived from 760 until 814, so if the year 800 be taken as the approximate date, we find he lived 1120 years before us. If we imagine ourselves now living in the world as a child and growing up, we can reckon that in the course of a century we can have: son or daughter, father or mother, grandfather and perhaps even a great-grandfather, that is to say 3 or 4 generations following one after the other in the course of a hundred years. We can show these 3 or 4 generations by getting someone to stand up and represent the son or daughter. The father or mother will stand behind, resting their hands on the shoulders of the one in front; the grandfather will place his hands on the shoulders of the father, and the great-grandfather his hands on the shoulders of the grandfather. If you imagine placing son, father and grandfather one behind the other in this way, as people belonging to the present age, and behind them the course of the generations in a further ten centuries, you will get all told 11 times 3 or 4 generations, let us say 44 generations. If therefore you were to place 44 people one behind the other, each with his hands on the shoulders of the one in front the first can be a man of the present day and the last can be Charles the Great. In this way you can change the time relationships in history, which are so difficult to realise, into relationships which are purely spatial. You can picture it also in this way: Here you have one man who is speaking to another; the latter turns round and speaks to the one behind, who in turn does the same thing, and so it goes on until you come right back to the time when Peter spoke to Christ. In doing this you get the whole development of the Christian Church in the conversation between the people standing one behind the other. The whole apostolic succession is placed visually before you. It really amounts to this. One should seize every opportunity of making use of what is pictorial and tangible. This is all the more necessary because in this way one learns to enter into reality, thereby learning also to form everything in accordance with what is real. It is actually quite arbitrary if I place 3 beans before the child, then add another 3 beans and yet another 3 or maybe 4, and then proceed to teach addition: 3 plus 3 plus 4 equals 10. This is somewhat arbitrary. But it is quite another thing if I have a small pile of beans and do not know to begin with how many there are. This accords with the reality of things in the world. Now I divide the pile. This the child understands immediately. I give one part to one child, another part to a second child and a third part to a third child. So you see, I divide the pile, first showing the child how many beans there are altogether. I begin with the sum and proceed to the parts. I can let the child count the beans because that is just a repetitive process, 1, 2, 3 and so on, up to 12. But now I divide them into 4, into 4 more and still another 4. If I begin with the sum and proceed to the addenda the child will take it in quite easily. It is in accordance with reality. The other way is abstract, one just puts things together, one is intellectualistic. It is also more real if I get the child to the point when he must answer the following question: If I have 12 apples and somebody takes them, goes away and only brings 7 back, how many has he lost? Here one starts with the minuend and goes from the remainder to the subtrahend; one does not subtract, but goes from the remainder, that is to say, from what remains as the result of a living process, to what has been taken away. Thus one's efforts are not everywhere directed towards abstractions, but find their outlet in reality; they are linked with life, they strive after life. This reacts on the child and makes him bright and lively, whereas for the most part the teaching of arithmetic has a very deadening effect. The children remain somewhat dead and apathetic, and the inevitable result of this is the calculating machine. The very fact that we have the calculating machine is a proof of how difficult it is to make the teaching of arithmetic perceptually evident. We must however not only do this, but we must learn to read from life itself. |
317. Curative Education: Lecture VIII
03 Jul 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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Being a polite and obedient little gentleman, he brought them to her. What did she do, but cut off all her hair! As you see, not at all a conventional young lady! And now I would especially draw your attention to her lovely blue eyes, and then to her fair hair with its beautiful lustre. |
317. Curative Education: Lecture VIII
03 Jul 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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To begin with, dear friends, I want to show you the drawings done by this boy here, of whom we shall be speaking later on. He makes very good pictures. He has a feeling for detail; the drawings give evidence of a clear grasp of detail. Notice in this one, for instance, how accurately he has perceived everything. Here is another, where you can see how he plans and arranges his picture. Evidently he likes to do things in the way he learns to do them at school. And this is how it is done in our school here; and then each child is left free to fill in the picture in his own way. As you will see, we are economical and always use both sides of the paper. (Turning to the boy) Allow me now to draw you on the blackboard. There, that is what I wanted you for! (Another child is brought in.) Bring the little one over here; that will be best—so. Just look how tremendously large the head can become in a hydrocephalic child! We will discuss presently how that happens. The head actually measures 64 cm. When we first admitted the child, the measurement was 44 cm.1 On the 25th February it was nearly 54 cm, by the 7th April it had increased to 56 cm, and between the 7th and 11th it grew still bigger. On the 19th April the measurement was more than 58 cm, on the 28th May it had risen to nearly 61 cm and on the 1st July to 64 cm. Otherwise, the child's bodily development has not been at all abnormal; he is just like any other child. He takes hold of things, he has a very good appetite, and with the exception of one crisis he has been cheerful and happy. You can get an idea of the size of the head by looking at the little ears which are of course of ordinary size; you will at the same time notice just where the enlargement begins. It begins, you see, here, and then continues in this direction. The face is not affected; it is a little swollen and puffy, but not enlarged. As you look at the child, you will very likely think that he is perceiving things with his eyes. As a matter of fact, he has no more than a general impression of light—no precise impressions at all. And now we have to take note of the tragic fact that just before I came here to give these lectures I received a telegram to say that the father of the child has died of a heart attack. If you look at the child as a whole, and compare it with the form and proportions of an embryo, you will find that you have in this child nothing else than a giant embryo! You can see quite plainly that he has remained at the embryo stage, his growth in the post-embryo stage continuing to accord with the laws of growth of the embryo stage. That we have not up to now succeeded in achieving any reduction in the size of the head must be attributed to the extraordinary strength with which the internal tendencies that make for enlargement are working. I am however quite hopeful that after a certain point has been reached, we shall be able definitely to bring the head more nearly into harmony with the rest of the body. The child is in all other respects quite a jolly little fellow. A striking fact that comes home to us when studying the riddles of human nature is that abnormalities of this kind throw great light upon the life of man as a whole—not only upon the life of man, but upon the life of the entire universe. (Some extracts from the history of the case are read out.) The child was six months old when he came to us. He was born in August last year, and received from me his name; it was just in the time when I was away in England. The birth was normal. The mother was strong and healthy throughout the time of pregnancy. Please note these facts carefully; later on we shall have to find their interpretation. And let me ask for your special attention to what I said last—that the mother felt particularly well during the pregnancy. In this time she did a great deal of typing. There was nothing strange or unusual to be seen in the child at birth. Mark that well: at birth—that is to say, immediately on his being let go, as it were, from the embryo condition—the child showed nothing unusual. The embryo condition had, you see, been normal throughout; not until after the child started breathing with the lungs did abnormality begin. The umbilical cord was wound round the neck; the amniotic fluid contained meconium. The baby weighed 5 ¾ lb. Two weeks after birth he had convulsions—a solitary attack; an important fact to note, for it provides the first clear evidence that the ego organisation and the astral body are finding it impossible to make their way into the physical and the ether body. The child hit out around him with his arms and got blue in the face. Blueness is always a sign of inability to dive down into the physical body. If it is very marked, it has a more individual significance. It may mean nothing else than that the astral body had at birth a strong and pronounced configuration. For this, you know, can happen; as it did with Goethe, who was born quite blue and could only after some time be induced to receive into him the astral body and ego organisation. In the child now before us, the convulsions (and blueness) occurred of course later. Development is said to have been entirely normal during the first half year. It was not entirely normal; but the lack of right relationship between head and limbs escaped observation in the earliest months, and was noticed only later on. The child was breast-fed. The head was at birth noticeably small, which goes to show that the causes of the trouble are not to be sought in any weakness of the nerves-and-senses organisation. From September onwards, we are told, the size of the head began very gradually to increase. It began of course earlier than this. The mother did not yet consider the head abnormal at a time when it must already have grown to a considerable size. The enlargement of the head was noticed only when the discovery was made that in one week the child had put on weight to the extent of nearly 1 lb. In the middle of December the head measured 19 inches. The child was quiet, and did not cry much; he was apathetic. The fontanels were taut. Appetite was good. Blisters filled with pus began to form on the skin of the head. Appetite and evacuation of the bowels were good. And then the child was brought to us. What we have to do, when such a case is brought to us, is to take the facts as they lie there before us—and among them the most important of all are of course whatever we can observe for ourselves by simply looking at the child—and then, working from these, win our way through to where we can “behold” also the spiritual in the child. Following this line of investigation we were able to see that the child carries in him an astral body which bears clearly and unmistakably the characteristic features of the astral body of the mother. The mother was of course present at the time. Seldom indeed does one come upon such a striking resemblance as here stood revealed! The same cannot be said of the ego organisation. The ego is still no more than rudimentary; it reminds one of an ego organisation such as children have in the sixth or seventh month of pregnancy. The child has in fact remained at that stage. Owing to the astral body being so extraordinarily strongly developed, the ego organisation seems to have missed sharing in the life and development of the last months of pregnancy. And now, after birth, the child retains within him, thanks to this powerful astral body, all the forces he had in the embryo time. Let me at this point remind you that in the first few months after birth, the orientation of the embryo time virtually continues, with the result that in these first months the development of a child outside the body of the mother still bears a strong resemblance to its development in the embryo time. How are we to account for this? The radical change which the bodily nature of the child undergoes at birth is concerned, first or all, with the breathing system. The child comes into connection with the outside air. But now this connection with the air does not establish itself all at once, but only slowly; a considerable time has to go by before it is extended over the whole organism. The connection with the air has its influence upon the organism from the beginning, as we very well know. Nevertheless, the complete establishment of the connection throughout the organism is a gradual process. Consequently, in the earliest months, since the embryonic forces continue to work as before, there may frequently be no sign of any such devastation as can show itself in the organism later on, if infantilism goes so far as it does in the child before us; for we have in him an extreme instance of infantilism, where the embryo organisation is simply retained and continued. Now, the characteristic feature of the embryo organisation is, as you know, that we have there to do with an immense head organisation and a small body. The head organisation owes its origin entirely to the co-operation of cosmic forces. Almost everything that takes place with the head organisation in the embryo condition is to be regarded as a work of cosmic forces. The mother's womb provides the place where the work that is going on can be protected from the intrusion of earthly forces. You must think of the mother's womb as a bodily organ that encloses a space, shutting away this space from earthly influences, so that it can be reserved for cosmic influences alone. Thus we have in the womb of the mother a space that stands in immediate connection with the cosmos, a space within which cosmic influences have free play. And there, in that enclosed space, the development of the head organisation goes forward. When the time comes for the human forces of the mother's womb, in so far as these do receive the child at all—when the time comes for these human forces of the womb to work upon the child, then the metabolism-and-limbs organisation begins to let itself be orientated into these forces. In this child, the cosmic forces have simply continued their working into the post-embryo condition. The cosmic forces have had here the ascendancy over what should have been provided for by the strength and forces that normally a child receives in addition for his earthly development, notably for the development of the system of metabolism and limbs. What follows from this is obvious. For suppose the child had remained longer in the womb of the mother. It is of course an absurd hypothesis, but suppose the child had remained there beyond the ten months, what would have happened? The head would have gone on growing, and the limbs would not have been able to develop. For there, in the mother's womb, it is the extra-earthly, the cosmic, in the human being, that alone is given opportunity to grow. And now we have to ask ourselves the question: What has led to this condition? And here I must say, it is most significant, it is indeed quite startling, that in the very moment when we are going to speak together about this whole strange case, a telegram is handed in, telling that the father has died of a heart attack. The following became clear to me and I confirmed it afterwards from the mother's memory. For I felt it necessary to ask her: “Did you not have a rather special feeling in your soul during pregnancy?” I even worded the question as follows: “Were you not sorry that the child did not remain within you instead of coming into the world?” The mother assented to this. She had founded her whole connection with the child upon the close association of the embryo period; as far as her feeling was concerned, the situation was that she was sorry she could not keep the child with her in the womb, she was sorry when it was torn away from her by the event of birth. This feeling on the part of the mother points on the one hand to an extraordinarily strong karmic connection between her and the child; on the other hand it has provided the conditions under which the forces that are active in the embryo time have been able to remain in the child. The abnormality of soul begins, you see, in the mother, and as one would naturally expect with such a deep karmic connection, transfers itself to the child. The relationships of life are very complicated, and it is not at all easy always to see everything in its right connection. Many a time, however, the facts themselves will place the things together for our perception; and they do so here. Look at what has happened! Not a year has gone by since the child was born, and the father dies of a heart attack. There is always some connection to be found in such events; they don't just “happen”. The father had for a long time been suffering from a diseased heart. Now, you know what a strong connection there is between heart disease and the condition of the limbs. Under the influence of certain kinds of heart disease, the organisation of the legs will grow weak at once; for just the most important and essential part of the limbs, namely the tissues of the joints and the synovial fluid, suffer in consequence of heart disease. And then you must remember that, in the relationships of heredity, it is the limb organisation that is more strongly influenced by the father, and the head organisation by the mother. Now imagine, conception takes place. In certain circumstances it can happen that an incapacity on the part of the father to bring the forces of his organisation into the limbs is transferred to the child; in which case the head organisation, which is under the influence of the mother, is bound to undergo an inordinate development. And now you have the explanation of the fact that the mother loved to have the child in her womb. It was because the child received but little of heredity forces from the father, and the mother was accordingly able to make the main contribution. There you have then a description of the case that is before us. And you must know that such a case is typical of a great number of children suffering from abnormality. For what you have observed in this child is an extreme instance of infantilism—an infantilism, namely, that goes back to the embryo condition; and you will find infantilism in all possible forms throughout the stages of child development. Here it is the embryo condition which, like an overgrown plant, spreads itself out over the later development; but the first epoch of life may do the same, extending its working beyond the change of teeth. Or again, just as there can be this failure to grow and develop rightly into the post-embryo condition, so can it also happen that a boy or girl does not grow into the third epoch of life in the right way. There are children who attain puberty in the outward sense, but do not with their full and entire constitution grow into the epoch that lies between puberty and the beginning of the twenties; such children retain instead during that epoch the orientation of the forces that work between the seventh and fourteenth year. Actually a whole succession of infantilisms can be met with. We have here the absolutely radical example; and it is fortunate from a medical and educational point of view that you should have opportunity to observe in this extreme case what you will be able to detect, to a lesser extent and in less pronounced form, in a vast number of backward children. Our purpose in today's lecture is to make adequate preparation for passing on tomorrow to the therapy and pathology of the cases in question; I will accordingly confine myself to giving descriptions of the cases, and then tomorrow we will carry our consideration of the same to a conclusion and speak also of their pedagogical aspect. You saw, at the beginning of the lecture, the boy of whom you may well be inclined to ask: Why ever is he brought forward for demonstration? A sensible question, for when you make his acquaintance in an ordinary superficial way, you can hardly do otherwise than find him a kindly disposed and friendly little boy, who learns painting just as other children do, who answers you quite properly and with perfect friendliness when you speak to him, a little boy, in fact, with whom you could quite happily converse by the hour. Is it not so? Those who have to do with him will tell you that it is as I have said. You would not be able to notice anything abnormal about the child, and would perhaps say to yourself: “Strange people these Anthroposophists! They put their children in a clinic for treatment, when all the time they are children who might well be held up as an example to other children!” The fact is, the boy is a kleptomaniac. You would never think it! But that is due to a characteristic feature of kleptomania—namely, its almost complete isolation from the rest of the soul life. And in this boy you will find that consciousness—which should, generally speaking, send its light into all the events and doings that occur in the life of man—is simply shut out from his kleptomaniac actions. You will have the distinct feeling that he himself has very little knowledge of what he is doing, in spite of the fact that he carries it out—and please note this!—in a most clever and crafty manner. He had to be expelled when he went to school in Berne, and again also when he attended a school in another town; and he had arranged everything so slyly, that the authorities had to go to no end of trouble before they could establish grounds for his expulsion. The boy is not at all egoistic in the matter. He is quite capable of making presents to his friends of the things that he steals in this wily manner, or of spending it all on some jollification in order to give them pleasure. The whole situation leads to the development of a special form of not altogether conscious lying; for he does not himself know exactly what has happened, the details of the event not being shone upon by the light of consciousness. He will relate the most incredible stories to explain how he has come by some object, which he has of course simply stolen. He will show you, with real shyness, just how he found the things and just where they all were, making a long story of how it all came about. There is really something impish about the way these thefts take place. If I understood Frau Dr. Wegman aright, quite a long time can elapse during which it seems as though the boy has become a perfectly well-behaved little fellow, and then suddenly one day, without our knowing that he has taken anything it will transpire that something is missing out of someone's pocket. In a curious way different people will begin to make the discovery that things of theirs are simply disappearing. So then we would be confronted with these two facts side by side. On the one hand, the strange report of the dematerialisation of things in the Clinic, and on the other hand the knowledge that the boy had been compelled to leave one school after another. For that was known to us from his past history. These two facts stood there together, side by side. It is, moreover, you will agree, an unpleasant situation suddenly to be placed under the necessity of supposing that it might also be some adult who had taken the things! We have in the Clinic at present fifty-two persons, and it might be this one or that one, one simply did not know. What one did know was that a spiritualist would have had here a grand opportunity to make a full and thorough explanation of how things dematerialise! A whole theory of the dematerialisation of objects could have been built up. We have the child here with us in the Clinic, and I would like you to observe him and notice how firmly the head organisation is compressed here (at the temples) and how it goes apart here (towards the back of the head). As to the spiritual findings, they are to the effect that the parts of the astral body belonging to the several organs are extraordinarily strongly developed, particularly here on the left side. Externally, you will not find much else to note about the boy. And now be so good as to bring in the other child. We will speak about methods of treatment tomorrow. (The next child is brought in.) Look at her! A dear little girl! Charming, is she not? Look at her lovely fair hair. An interesting incident has taken place with this little girl. One day the children were left alone together for a short time. They were on very friendly terms with one another; and presently the boy whom you saw the day before yesterday got the idea that he must go and find some scissors. It was this little girl of course who made him fetch the scissors. Being a polite and obedient little gentleman, he brought them to her. What did she do, but cut off all her hair! As you see, not at all a conventional young lady! And now I would especially draw your attention to her lovely blue eyes, and then to her fair hair with its beautiful lustre. You can see at once, the child is very sulphurous. And she is so in her behaviour too—extraordinarily sulphurous. A dear child, but with this strongly marked sulphurous quality. She is always on the go and full of vigour. (The girl bites at Dr. Steiner's arm.) She is only biting my sleeve. She weighed at birth a little under 4 ¼ lb., but had been carried in the womb for the full nine months. Thus the embryo period had been gone through in the regular manner. The child was breast-fed for seven months, and when a year old learned to walk. That is a comparatively early age to learn to walk, but not abnormal. She learned also to talk at the right time. Development continued to give the appearance of being normal. By the time she was a year and a half the child had ceased to wet the bed, although she still wet herself during the day, but never any more at night. Here, you see, is already an abnormality, in the fact that this weakness in the child's organisation makes itself evident only when the astral body is present, and not when the astral body has been removed. A year and a half ago, when she was three and a half years old—note that this is exactly half-way through the epoch of the first seven years and is a moment of great importance, as is also the corresponding moment in the second epoch, half-way between the seventh and fourteenth years—when three and a half years old, the child had headaches with high fever, and immediately afterwards measles. She was a child who readily caught illnesses. Since that time, she has been particularly restless and excitable. The mother too was ill at the same time with influenza and has also been restless since, and easily upset. You see the parallelism between mother and child. The child's appetite is always poor. And yet she is a fine, sturdy little girl, with powerful limbs. As you know, however, the organisation of the limbs is not built up, so far as substance is concerned, from food, but from the cosmos via the breathing and the activity of the senses. It is in the head that you will find the results of this poorness of appetite. A poor appetite, which means then of course impaired nutrition, affects the activity of the child's head. The little girl is lively and imaginative; she is restless, not merely in her body, but in her thoughts too. It can plainly be seen in her that her imagination and fantasy come not from the head but from the limbs. Her head organisation is very weak, her limb organisation particularly strong. Clearly, her life of fantasy comes from her limbs. The child often has restless dreams. Now, it is important to take careful note of how she dreams—in particular, whether the dreams occur just after falling asleep or before waking up. Up to now, according to this report of her case, it is the former alone that have been observed. But the waking-up dreams must also come under observation. If we can bring her now and then to relate these, they will be found to reveal much that is of very great interest for us when they are in this way recalled to memory. We must get her to tell them to us. These then are the three cases I wanted to put before you. Tomorrow we will meet again at 8:30 and speak about methods of treatment.
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320. The Light Course: Lecture II
24 Dec 1919, Stuttgart Tr. George Adams Rudolf Steiner |
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For it is through the prism that it happens, namely that on the one hand the dimming is deflected in the same direction as the cone of light, while on the other hand, because the prism lets its darkness ray there too, this that rays on and the light that is deflected cut across each other. For that is how the deflection works down here. Downward, the darkness and the light are interacting in a different way than upward. |
320. The Light Course: Lecture II
24 Dec 1919, Stuttgart Tr. George Adams Rudolf Steiner |
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My dear Friends, Yesterday I was saying how in our study of Nature we have upon the one hand the purely kinematical, geometrical and arithmetical truths,—truths we are able to gain simply from our own life of thought. We form our thoughts about all that, which in the physical processes around us can be counted, or which is spatial and kinematical in form and movement. This we can spin, as it were, out of our own life of thought. We derive mathematical formulae concerning all that can be counted and computed or that is spatial in form and movement, and it is surely significant that all the truths we thus derive by thought also prove applicable to the processes of Nature. Yet on the other hand it is no less significant that we must have recourse to quite external experiences the moment we go beyond what can be counted and computed or what is purely spatial or kinematical. Indeed we need only go on to the realm of Mass, for it to be so. In yesterday's lecture we made this clear to ourselves. While in phoronomy we can construct Nature's processes in our own inner life, we now have to leap across into the realm of outer, empirical, purely physical experience. We saw this pretty clearly in yesterday's lecture, and it emerged that modern Physics does not really understand what this leap involves. Till we take steps to understand it, it will however be quite impossible ever to gain valid ideas of what is meant or should be meant by the word “Ether” in Physics. As I said yesterday, present-day Physics (though now a little less sure in this respect) still mostly goes on speaking for example of the phenomena of light and colour rather as follows:—We ourselves are affected, say, by an impression of light or colour—we, that is, as beings of sense and nerve, or even beings of soul. This effect however is subjective. The objective process, going on outside in space and time, is a movement in the ether. Yet if you look it up in the text-books or go among the physicists to ascertain what ideas they have about this “ether” which is supposed to bring about the phenomena of light, you will find contradictory and confused ideas. Indeed, with the resources of Physics as it is today it is not really possible to gain true or clear ideas of what deserves the name of “ether”. We will now try to set out upon the path that can really lead to a bridging of the gulf between phoronomy and even only mechanics,—inasmuch as mechanics already has to do with forces and with masses. I will write down a certain formula, putting it forward today simply as a well-known theorem. (We can go into it again another time so that those among you who may no longer recall it from your school days can then revise what is necessary for the understanding of it. Now I will simply adduce the essential elements to bring the formula before your minds.) Let us suppose, first in the sense of pure kinematics, that a point (in such a case we always have to say, a point) is moving in a certain direction. For the moment, we are considering the movement pure and simple, not its causes. The point will be moving more or less quickly or slowly. We say it moves with a greater or lesser “velocity”. Let us call the velocity \(v\). This velocity, once more, may be greater or it may be smaller. So long as we go no farther than to observe that the point moves with such and such velocity, we are in the realm of pure kinematics. But this would not yet lead us to real outer Nature,—not even to what is mechanical in Nature. To approach Nature we must consider how the point comes to be moving. The moving object cannot be the mere thought of a point. Really to move, it must be something in outer space. In short, we must suppose a force to be acting on the point. I will call \(v\) the velocity and \(p\) the force that is acting on the point. Also we will suppose the force not only to be working instantaneously,—pressing upon the point for a single moment which of course would also cause it to move off with a certain velocity if there were no hindrance—but we will presuppose that the force is working continuously, so that the same force acts upon the point throughout its path. Let us call \(s\) the length of the path, all along which the force is acting on the point. Finally we must take account of the fact that the point must be something in space, and this “something” may be bigger or it may be smaller; accordingly, we shall say that the point has a greater or lesser mass. We express the mass, to begin with, by a weight. We can weigh the object which the force is moving and express the mass of it in terms of weight. Let us call the mass, \(m\). Now if the force \(p\) is acting on the mass \(m\), a certain effect will of course be produced. The effect shows itself, in that the mass moves onward not with uniform speed but more and more quickly. The velocity gets bigger. This too we must take into account; we have an ever growing velocity, and there will be a certain measure of this increase of velocity. A smaller force, acting on the same mass, will also make it move quicker and quicker, but to a lesser extent; a larger force, acting on the same mass, will make it move quicker more quickly. We call the rate of increase of velocity the acceleration; let us denote the acceleration by \(g\). Now what will interest us above all is this:—(I am reminding you of a formula which you most probably know; I only call it to your mind.) Multiply the force which is acting on the given mass by the length of the path, the distance through which it moves; then the resulting product is equal to,—i.e. the same product can also be expressed by multiplying the mass by the square of the eventual velocity and dividing by 2. That is to say: $$ps=\frac{mv^2}{2}$$Look at the right-hand side of this formula. You see in it the mass. You see from the equation: the bigger the mass, the bigger the force must be. What interests us at the moment is however this:—On the right-hand side of the equation we have mass, i.e. the very thing we can never reach phoronomically. The point is: Are we simply to confess that whatever goes beyond the phoronomical domain must always be beyond our reach, so that we can only get to know it, as it were, by staring at it,—by mere outer observation? Or is there after all perhaps a bridge—the bridge which modern Physics cannot find—between the phoronomical and the mechanical? Physics today cannot find the transition, and the consequences of this failure are immense. It cannot find it because it has no real human science,—no real physiology. It does not know the human being. You see, when I write \(v^2\), therein I have something altogether contained within what is calculable and what is spatial movement. To that extent, the formula is phoronomical. When I write \(m\) on the other hand, I must first ask: Is there anything in me myself to correspond also to this,—just as my idea of the spatial and calculable corresponds to the \(v\)? What corresponds then to the \(m\)? What am I doing when I write the \(m\)? The physicists are generally quite unconscious of what they do when they write m. This then is what the question amounts to: Can I get a clear intelligible notion of what the \(m\) contains, as by arithmetic, geometry and kinematics I get a clear intelligible notion of what the \(v\) contains? The answer is, you can indeed, but your first step must be to make yourself more consciously aware of this:—Press with your finger against something: you thus acquaint yourself with the simplest form of pressure. Mass, after all, reveals itself through pressure. As I said just now, you realize the mass by weighing it. Mass makes its presence known, to begin with, simply by this: by its ability to exert pressure. You make acquaintance with pressure by pressing upon something with your finger. Now we must ask ourselves: Is there something going on in us when we exert pressure with our finger,—when we, therefore, ourselves experience a pressure—analogous to what goes on in us when we get the clear intelligible notion, say, of a moving body? There is indeed, and to realize what it is, try making the pressure ever more intense. Try it,—or rather, don't! Try to exert pressure on some part of your body and then go on making it ever more intense. What will happen? If you go on long enough you will lose consciousness. You may conclude that the same phenomenon—loss of consciousness—is taking place, so to speak, on a small scale when you exert a pressure that is still bearable. Only in that case you lose, a little of the force of consciousness that you can bear it. Nevertheless, what I have indicated—the loss of consciousness which you experience with a pressure stronger than you can endure—is taking place partially and on a small scale whenever you come into any kind of contact with an effect of pressure—with an effect, therefore, which ultimately issues from some mass. Follow the thought a little farther and you will no longer be so remote from understanding what is implied when we write down the \(m\). All that is phoronomical unites, as it were, quite neutrally with our consciousness. This is no longer so when we encounter what we have designated \(m\). Our consciousness is dimmed at once. If this only happens to a slight extent we can still bear it; if to a great extent, we can bear it no longer. What underlies it is the same in either case. Writing down \(m\), we are writing down that in Nature which, if it does unite with our consciousness, eliminates it,—that is to say, puts us partially to sleep. You see then, why it cannot be followed phoronomically. All that is phoronomical rests in our consciousness quite neutrally. The moment we go beyond this, we come into regions which are opposed to our consciousness and tend to blot it out. Thus when we write down the formula $$ps=\frac{mv^2}{2}$$we must admit: Our human experience contains the \(m\) no less than the \(v\), only our normal consciousness is not sufficient here,—does not enable us to seize the \(m\). The \(m\) at once exhausts, sucks out, withdraws from us the force of consciousness. Here then you have the real relationship to man. To understand what is in Nature, you must bring in the states of consciousness. Without recourse to these, you will never get beyond what is phoronomical,—you will not even reach the mechanical domain. Nevertheless, although we cannot live with consciousness in all that, for instance, which is implied in the letter \(m\), yet with our full human being we do live in it after all. We live in it above all with our Will. And as to how we live in Nature with our Will,—I will now try to illustrate it with an example. Once more I take my start from some-thing you will probably recall from your school-days; I have no doubt you learned it. Here is a balance (Figure IIa). I can balance the weight that is on the one side with an object of equal weight, suspended this time, at the other end of the beam. We can thus weigh the object; we ascertain its weight. We now put a vessel there, filled up to here with water, so that the object is submerged in water. Immediately, the beam of the balance goes up on that side. By immersion in water the object has become lighter,—it loses some of its weight. We can test how much lighter it has grown,—how much must be subtracted to restore the balance. We find the object has become lighter to the extent of the weight of water it displaces. If we weigh the same volume of water we get the loss of weight exactly. You know this is called the law of buoyancy and is thus formulated:—Immersed in a liquid, every body becomes as much lighter as is represented by the weight of liquid it displaces. You see therefore that when a body is in a liquid it strives upward,—in some sense it withdraws itself from the downward pressure of weight. What we can thus observe as an objective phenomenon in Physics, is of great importance in man's own constitution. Our brain, you see, weighs on the average about 1250 grammes. If, when we bear the brain within us, it really weighed as much as this, it would press so heavily upon the arteries that are beneath it that it would not get properly supplied with blood. The heavy pressure would immediately cloud our consciousness. Truth is, the brain by no means weighs with the full 1250 grammes upon the base of the skull. The weight it weighs with is only about 20 grammes. For the brain swims in the cerebral fluid. Just as the outer object in our experiment swims in the water, so does the brain swim in the cerebral fluid; moreover the weight of this fluid which the brain displaces is about 1230 grammes. To that extent the brain is lightened, leaving only about 20 grammes. What does this signify? While, with some justice we may regard the brain as the instrument of our Intelligence and life of soul—at least, a portion of our life of soul—we must not reckon merely with the ponderable brain. This is not there alone; there is also the buoyancy, by virtue of which the brain is really tending upward, contrary to its own weight. This then is what it signifies. With our Intelligence we live not in forces that pull downward but on the contrary, in forces that pull upward. With our Intelligence, we live in a force of buoyancy. What I have been explaining applies however only to our brain. The remaining portions of our body—from the base of the skull downward, with the exception of the spinal cord—are only to a very slight extent in this condition. Taken as a whole, their tendency is down-ward. Here then we live in the downward pull. In our brain we live in the upward buoyancy, while for the rest we live in the downward pull. Our Will, above all, lives in the downward pull. Our Will has to unite with the downward pressure. Precisely this deprives the rest of our body of consciousness and makes it all the time asleep. This indeed is the essential feature of the phenomenon of Will. As a conscious phenomenon it is blotted out, extinguished, because in fact the Will unites with the downward force of gravity or weight. Our Intelligence on the other hand becomes light and clear inasmuch as we are able to unite with the force of buoyancy,—inasmuch as our brain counteracts the force of gravity. You see then how the diverse ways in which the life of man unites with the material element that underlies it, bring about upon the one hand the submersion of the Will in matter and on the other hand the lightening of Will into Intelligence. Never could Intelligence arise if our soul's life were only bound to downward tending matter. And now please think of this:—We have to consider man, not in the abstract manner of today, but so as to bring the spiritual and the physical together. Only the spiritual must now be conceived in so strong and robust a way as to embrace also the knowledge of the physical. In the human being we then see upon the one hand the lightening into Intelligence, brought about by one kind of connection with the material life—connection namely with the buoyancy which is at work there. Whilst on the other hand, where he has to let his Will be absorbed, sucked-up as it were, by the downward pressure, we see men being put to sleep. For the Will works in the sense of this downward pressure. Only a tiny portion of it, amounting to the 20 grammes' pressure of which we spoke, manages to filter through to the Intelligence. Hence our intelligence is to some extent permeated by Will. In the main however, what is at work in the Intelligence is the very opposite of ponderable matter. We always tend to go up and out beyond our head when we are thinking. Physical science must be co-ordinated with what lives in man himself. If we stay only in the phoronomical domain, we are amid the beloved abstractions of our time and can build no bridge from thence to the outer reality of Nature. We need a knowledge with a strongly spiritual content,—strong enough to dive down into the phenomena of Nature and to take hold of such things as physical weight and buoyancy for instance, and how they work in man. Man in his inner life, as I was shewing, comes to terms both with the downward pressure and with the upward buoyancy; he therefore lives right into the connection that is really there between the phoronomical and the material domains. You will admit, we need some deepening of Science to take hold of these things. We cannot do it in the old way. The old way of Science is to invent wave-movements or corpuscular emissions, all in the abstract. By speculation it seeks to find its way across into the realm of matter, and naturally fails to do so. A Science that is spiritual will find the way across by really diving into the realm of matter, which is what we do when we follow the life of soul in Will and Intelligence down into such phenomena as pressure and buoyancy. Here is true Monism: only a spiritual Science can produce it. This is not the Monism of mere words, pursued today with lack of real insight. It is indeed high time, if I may say so, for Physics to get a little grit into its thinking.—so to connect outer phenomena like the one we have been demonstrating with the corresponding physiological phenomena—in this instance, the swimming of the brain. Catch the connection and you know at once: so it must be,—the principle of Archimedes cannot fail to apply to the swimming of the brain in the cerebro-spinal fluid. Now to proceed: what happens through the facts that with our brain—but for the 20 grammes into which enters the unconscious Will—we live in the sphere of Intelligence? What happens is that inasmuch as we here make the brain our instrument, for our Intelligence we are unburdened of downward-pulling matter. The latter is well-nigh eliminated, to the extent that 1230 grammes' weight is lost. Even to this extent is heavy matter eliminated, and for our brain we are thereby enabled, to a very high degree, to bring our etheric body into play. Unembarrassed by the weight of matter, the etheric body can here do what it wants. In the rest of our body on the other hand, the ether is overwhelmed by the weight of matter. See then this memberment of man. In the part of him which serves Intelligence, you get the ether free, as it were, while for the rest of him you get it bound to the physical matter. Thus in our brain the etheric organisms in some sense overwhelms the physical, while for the rest of our body the forces and functionings of the physical organisation overwhelm those of the etheric. I drew your attention to the relation you enter into with the outer world whenever you expose yourself to pressure. There is the “putting to sleep”, of which we spoke just now. But there are other relations too, and about one of these—leaping a little ahead—I wish to speak today. I mean the relation to the outer world which comes about when we open our eyes and are in a light-filled space. Manifestly we then come into quite another relation to the outer world than where we impinge on matter and make acquaintance with pressure. When we expose ourselves to light, insofar as the light works purely and simply as light, not only do we lose nothing of our consciousness but on the contrary. No one, willing to go into it at all, can fail to perceive that by exposing himself to the light his consciousness actually becomes more awake—awake to take part in the outer world. Our forces of consciousness in some way unite with what comes to meet us in the light; we shall discuss this in greater detail in due time. Now in and with the light the colours also come to meet us. In fact we cannot say that we see the light as such. With the help of the light we see the colours, but it would not be true to say we see the light itself,—though we shall yet have to speak of how and why it is that we see the so-called white light. Now the fact is that all that meets us by way of colour really confronts us in two opposite and polar qualities, no less than magnetism does, to take another example—positive magnetism, negative magnetism;—there is no less of a polar quality in the realm of colour. At the one pole is all that which we describe as yellow and the kindred colours—orange and reddish. At the other pole is what we may describe as blue and kindred colours—indigo and violet and even certain lesser shades of green. Why do I emphasise that the world of colour meets us with a polar quality? Because in fact the polarity of colour is among the most significant phenomena of all Nature and should be studied accordingly. To go ahead at once to what Goethe calls the Ur-phenomenon in the sense I was explaining yesterday, this is indeed the Ur-phenomenon of colour. We shall reach it to begin with by looking for colour in and about the light as such. This is to be our first experiment, arranged as well as we are able. I will explain first what it is. The experiment will be as follows:— Through a narrow slit—or a small circular opening, we may assume to begin with—in an otherwise opaque wall, we let in light (Figure IIb). We let the light pour in through the slit. Opposite the wall through which the light is pouring in, we put a screen. By virtue of the light that is pouring in, we see an illuminated circular surface on the screen. The experiment is best done by cutting a hole in the shutters, letting the sunlight pour in from outside. We can then put up a screen and catch the resulting picture. We cannot do it in this way; so we are using the lantern to project it. When I remove the shutter, you see a luminous circle on the wall. This, to begin with, is the picture which arises, in that a cylinder of light, passing along here, is caught on the opposite wall. We now put a “prism” into the path of this cylinder of light (Figure IIc). The light can then no longer simply penetrate to the opposite wall and there produce a luminous circle; it is compelled to deviate from its path. How have we brought this about? The prism is made of two planes of glass, set at an angle to form a wedge. This hollow prism is then filled with water. We let the cylinder of light, produced by the projecting apparatus, pass through the water-prism. If you now look at the wall, you see that the patch of light is no longer down there, where it was before. It is displaced,—it appears elsewhere. Moreover you see a peculiar phenomenon:—at the upper edge of it you see a bluish-greenish light. You see the patch with a bluish edge therefore. Below, you see the edge is reddish-yellow. This then is what we have to begin with,—this is the “phenomenon”. Let us first hold to the phenomenon, simply describing the fact as it confronts us. In going through the prism, the light is somehow deflected from its path. It now forms a circle away up there, but if we measured it we should find it is not an exact circle. It is drawn out a little above and below, and edged with blue above and yellowish below. If therefore we cause such a cylinder of light to pass through the prismatically formed body of water,—neglecting, as we can in this case, whatever modifications may be due to the plates of glass—phenomena of colour arise at the edges. Now I will do the experiment again with a far narrower cylinder of light. You see a far smaller patch of light on the screen. Deflecting it again with the help of the prism, once more you see the patch of light displaced,—moved upward. This time however the circle of light is completely filled with colours, The displaced patch of light now appears violet, blue, green, yellow and red, Indeed, if we made a more thorough study of it, we should find in it all the colours of the rainbow in their proper order. We take the fact, purely and simply as we find it; and please—all those of you who learned at school the neatly finished diagrams with rays of light, normals and so on,—please to forget them now. Hold to the simple phenomenon, the pure and simple fact. We see colours arising in and about the light and we can ask ourselves, what is it due to? Look please once more; I will again insert the larger aperture. There is again the cylinder of light passing through space, impinging on the screen and there forming its picture of light (Figure IIb). Again we put the prism in the way. Again the picture of light is displaced and the phenomena of colour appear at the edges (Figure IIc). Now please observe the following. We will remain purely within the given facts. Kindly observe. If you could look at it more exactly you would see the luminous cylinder of water where the light is going through the prism. This is a matter of simple fact: the cylinder of light goes through the prism of water and there is thus an interpenetration of the light with the water. Pay careful attention please, once more. In that the cylinder of light goes through the water, the light and the water interpenetrate, and this is evidently not without effect for the environment. On the contrary, we must aver (and once again, we add nothing to the facts in saying this):—the cylinder of light somehow has power to make its way through the water-prism to the other side, yet in the process it is deflected by the prism. Were it not for the prism, it would go straight on, but it is now thrown upward and deflected. Here then is something that deflects our cylinder of light. To denote this that is deflecting our cylinder of light by an arrow in the diagram, I shall have to put the arrow thus. So we can say, adhering once again to the facts and not indulging in speculations: By such a prism the cylinder of light is deflected upward, and we can indicate the direction in which it is deflected. And now, to add to all this, think of the following, which once again is a simple statement of fact. If you let light go through a dim and milky glass or through any cloudy fluid—through dim, cloudy, turbid matter in effect,—the light is weakened, naturally. When you see the light through clear unclouded water, you see it in full brightness; if the water is cloudy, you see it weakened. By dim and cloudy media the light is weakened; you will see this in countless instances. We have to state this, to begin with, simply as a fact. Now in some respect, however little, every material medium is dim. So is this prism here. It always dims the light to some extent. That is to say, with respect to the light that is there within the prism, we are dealing with a light that is somehow dimmed. Here to begin with (pointing to Figure IIc) we have the light as it shines forth; here on the other hand we have the light that has made its way through the material medium. In here however, inside the prism, we have a working-together of matter and light; a dimming of the light arises here. That the dimming of the light has a real effect, you can tell from the simple fact that when you look into light through a dim or cloudy medium you see something more. The dimming has an effect,—this is perceptible. What is it that comes about by the dimming of the light? We have to do not only with the cone of light that is here bent and deflected, but also with this new factor—the dimming of the light, brought about by matter. We can imagine therefore into this space beyond the prism not only the light is shining, but there shines in, there rays into the light the quality of dimness that is in the prism. How then does it ray in? Naturally it spreads out and extends after the light has gone through the prism. What has been dimmed and darkened, rays into what is light and bright. You need only think of it properly and you will admit: the dimness too is shining up into this region. If what is light is deflected upward, then what is dim is deflected upward too. That is to say, the dimming is deflected upward in the same direction as the light is. The light that is deflected upward has a dimming effect, so to speak, sent after it. Up there, the light cannot spread out unimpaired, but into it the darkening, the dimming effect is sent after. Here then we are dealing with the interaction of two things: the brightly shining light, itself deflected, and then the sending into it of the darkening effect that is poured into this shining light. Only the dimming and darkening effect is here deflected in the same direction as the light is. And now you see the outcome. Here in this upward region the bright light is infused and irradiated with dimness, and by this means the dark or bluish colours are produced. How is it then when you look further down? The dimming and darkening shines downward too, naturally. But you see how it is. Whilst here there is a part of the outraying light where the dimming effect takes the same direction as the light that surges through—so to speak—with its prime force and momentum, here on the other hand the dimming effect that has arisen spreads and shines further, so that there is a space for which the cylinder of light as a whole is still diverted upward, yet at the same time, into the body of light which is thus diverted upward, the dimming and darkening effect rays in. Here is a region where, through the upper parts of the prism, the dimming and darkening goes downward. Here therefore we have a region where the darkening is deflected in the opposite sense,—opposite to the deflection of the light. Up there, the dimming or darkening tends to go into the light; down here, the working of the light is such that the deflection of it works in an opposite direction to the deflection of the dimming, darkening effect. This, then, is the result:—Above, the dimming effect is deflected in the same sense as the light; thus in a way they work together. The dimming and darkening gets into the light like a parasite and mingles with it. Down here on the contrary, the dimming rays back into the light but is overwhelmed and as it were suppressed by the latter. Here therefore, even in the battle between bright and dim—between the lightening and darkening—the light predominates. The consequences of this battle—the consequences of the mutual opposition of the light and dark, and of the dark being irradiated by the light, are in this downward region the red or yellow colours. So therefore we may say: Upward, the darkening runs into the light and there arise the blue shades of colour; downward, the light outdoes and overwhelms the darkness and there arise the yellow shades of colour. You see, dear Friends: simply through the fact that the prism on the one hand deflects the full bright cone of light and on the other hand also deflects the dimming of it, we have the two kinds of entry of the dimming or darkening into the light,—the two kinds of interplay between them. We have an interplay of dark and light, not getting mixed to give a grey but remaining mutually independent in their activity. Only at the one pole they remain active in such a way that the darkness comes to expression as darkness even within the light, whilst at the other pole the darkening stems itself against the light, it remains there and independent, it is true, but the light overwhelms and outdoes it. So there arise the lighter shades,—all that is yellowish in colour. Thus by adhering to the plain facts and simply taking what is given, purely from what you see you have the possibility of understanding why yellowish colours on the one hand and bluish colours on the other make their appearance. At the same time you see that the material prism plays an essential part in the arising of the colours. For it is through the prism that it happens, namely that on the one hand the dimming is deflected in the same direction as the cone of light, while on the other hand, because the prism lets its darkness ray there too, this that rays on and the light that is deflected cut across each other. For that is how the deflection works down here. Downward, the darkness and the light are interacting in a different way than upward. Colours therefore arise where dark and light work together. This is what I desired to make clear to you today. Now if you want to consider for yourselves, how you will best understand it, you need only think for instance of how differently your own etheric body is inserted into your muscles and into your eyes. Into a muscle it is so inserted as to blend with the functions of the muscle; not so into the eye. The eye being very isolated, here the etheric body is not inserted into the physical apparatus in the same way, but remains comparatively independent. Consequently, the astral body can come into very intimate union with the portion of the etheric body that is in the eye. Inside the eye our astral body is more independent, and independent in a different way than in the rest of our physical organization. Let this be the part of the physical organization in a muscle, and this the physical organization of the eye. To describe it we must say: our astral body is inserted into both, but in a very different way. Into the muscle it is so inserted that it goes through the same space as the physical bodily part and is by no means independent. In the eye too it is inserted: here however it works independently. The space is filled by both, in both cases, but in the one case the ingredients work independently while in the other they do not. It is but half the truth to say that our astral body is there in our physical body. We must ask how it is in it, for it is in it differently in the eye and in the muscle. In the eye it is relatively independent, and yet it is in it,—no less than in the muscle. You see from this: ingredients can interpenetrate each other and still be independent. So too, you can unite light and dark to get grey; then they are interpenetrating like astral body and muscle. Or on the other hand light and dark can so interpenetrate as to retain their several independence; then they are interpenetrating as do the astral body and the physical organization in the eye. In the one instance, grey arises; in the other, colour. When they interpenetrate like the astral body and the muscle, grey arises; whilst when they interpenetrate like the astral body and the eye, colour arises, since they remain relatively independent in spite of being there in the same space. |