310. Human Values in Education: Stages of Childhood
19 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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Now you must take into account that at first the child's consciousness is dream-like, shadowy; to begin with his perceptions are quite undefined, and only gradually do they light up and gain clarity. |
310. Human Values in Education: Stages of Childhood
19 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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You will have gathered from the remarks I have made during the last two days that there is a fundamental change in the inner constitution of the human being at every single stage of his life. Today, certainly, modern psychologists and physiologists also take this into account. They too reckon with these changes which take place in the course of life, firstly up to the change of teeth, then up to puberty, and again from puberty into the twenties. But these differences are more profound than can be discovered by means of the methods of observation customary today, which do not reach far enough, however excellent they may be. We must take a further step and examine these differences from aspects demanded by spiritual science. You will hear many things that are already familiar to you, but you must now enter more deeply into them. Even when the child enters this world from the embryo condition, that is, to take an external characteristic, when he adapts himself to the outer process of breathing, even then, physiologically speaking, he is not yet received directly by the outer world, for he takes the natural nourishment of the mother's milk. He is not nourished as yet by what comes from the outer world, but by what comes from the same source as the child himself. Now today people study the substances they meet with in the world more or less according to their external, chemical, physical properties only and do not consider the finer attributes which they possess through their spiritual content. Nowadays everything is considered in this way. Such methods are not to be condemned; on the contrary they should be recognised as justified. Nevertheless because the time came when man was concerned only with the outer aspects of things, aspects which could not be so regarded in earlier civilisations, he has now reached a point of extreme externalisation. If I may make a comparison, things are observed today in some such way as this. We say: I look upon death, upon dying; plants die, animals die, human beings die. But surely the question arises as to whether dying, the passing away of the various forms of life with which we come in contact, is in all three kinds of living beings the same process, or whether this only appears outwardly to be so. We can make use of the following comparisons: If I have a knife there is a real difference whether I cut my food with it, or whether I use it for shaving. In each case it is a knife, but the properties of “knife” must be further differentiated. Such differentiation is in many cases not made today. No differentiation is made between the dying of a plant, an animal or a man. We meet the same thing in other domains too. There are people who in a certain way want to be philosophers of nature, and because they aim at being idealistic, even spiritual, they assert that plants may well have a soul; and they try to discover in an external way those characteristics of plants which seem to indicate that they have certain soul qualities. They make a study of those plants which, when they are approached by insects, tend to open their petals. The insect is caught, for it is attracted by the scent of what is in the plant. Such a plant is the Venus Flytrap. It closes its petals with a snap and the insect is trapped. This is considered to be a sort of soul quality in the plant. Well, but I know something else which works in the same way. It is to be found in all sorts of places. The mouse, when it comes near, feels attracted by the smell of a dainty morsel; it begins to nibble, and—hey presto! snap goes the mousetrap. If one were to make use of the same thought process as in the case of a plant, one might say: the mousetrap has a soul. This kind of thinking, however, although quite legitimate under certain conditions never leads to conclusions of any depth, but remains more or less on the surface. If we wish to gain a true knowledge of man we must penetrate into the very depths of human nature. It must be possible for us to look in a completely unprejudiced way at things which appear paradoxical vis-à-vis external methods of observation. Moreover it is very necessary to take into consideration everything which, taken together, makes up the entire human organisation. In man we have, to begin with, the actual physical organism which he has in common with all earthly beings and particularly with the mineral kingdom. In man, however, we have clearly to distinguish between his physical organism and his etheric organism. The latter he has in common only with the plant world, not with the minerals. But a being endowed only with an etheric organism could never experience feeling, never attain to an inner consciousness. For this again man has his astral organism, which he has in common with the animal world. It might appear that this is an external organisation, but in the course of these lectures we shall see how inward it can be. In addition to this man still has his ego-organisation, which is not to be found in the animal world and which he alone possesses among earthly beings. What we are here considering is in no sense merely an external, intellectual pattern; moreover, in speaking, for instance, of an etheric or life-body, this has no connection whatever with what an outmoded natural science once called “life-force,” “vital-force” and so on. On the contrary, it is the result of observation. If, for instance, we study the child up to the age of the change of teeth, we see that his development is primarily dependent on his physical organism. The physical organism must gradually adapt itself to the outer world, but this cannot take place all at once, not even if considered in the crudest physical sense. This physical body, just because it contains what the human being has brought with him out of the spiritual world in which he lived in pre-earthly existence, cannot forthwith assimilate the substances of the outer world, but must receive them specially prepared in the mother's milk. The child must, so to say, remain closely connected with what is of like nature with himself. He must only gradually grow into the outer world. And the conclusion of this process of the physical organism growing into the outer world is indicated by the appearance of the second teeth at about the seventh year. At approximately this age the child's physical organism completes the process of growing into the world. During this time, however, in which the organisation is chiefly concerned with the shaping and fashioning of the bony system, the child is only interested in certain things in the outer world, not in everything. He is only interested in what we might call gesture, everything that is related to movement. Now you must take into account that at first the child's consciousness is dream-like, shadowy; to begin with his perceptions are quite undefined, and only gradually do they light up and gain clarity. But fundamentally speaking the fact remains that during the time between birth and the change of teeth the child's perception adheres to everything in the nature of gesture and movement and does so to such an extent, that in the very moment when he perceives a movement he feels an inner urge to imitate it. There exists a quite definite law of development in the nature of the human being which I should like to characterise in the following way. While the human being is growing into the physical, earthly world, his inner nature is developing in such a way that this development proceeds in the first place out of gesture, out of differentiation of movement. In the inner nature of the organism speech develops out of movement in all its aspects, and thought develops out of speech. This deeply significant law underlies all human development. Everything which makes its appearance in sound, in speech, is the result of gesture, mediated through the inner nature of the human organism. If you turn your attention to the way in which a child not only learns to speak, but also learns to walk, to place one foot after the other, you can observe how one child treads more strongly on the back part of the foot, on the heel, and another walks more on the toes. You can observe children who in learning to walk tend to bring their legs well forward; with others you will see that they are more inclined to hold back, as it were, between two steps. It is extraordinarily interesting to watch a child learning to walk. You must learn to observe this. But it is more interesting still, although much less attention is paid to it, to see how a child learns to grasp something, how he learns to move his hands. There are children who, when they want something, move their hands in such a way that even the fingers are brought into movement. Others keep their fingers still, and stretch out their hands to take hold without moving the fingers. There are children who stretch out their hand and arm, while keeping the upper part of the body motionless; there are others who immediately let the upper part of the body follow the movement of arm and hand. I once knew a child who, when he was very small and his high-chair was placed at a little distance from the table on which stood some dish he wished to get at, proceeded to “row” himself towards it; his whole body was then in movement. He could make no movements at all without moving his whole body. This is the first thing to look out for in a child; for how a child moves reveals the most inward urge of life, the primal life impulse. At the same time there appears in the child's movement the tendency to adapt himself to others, to carry out some movement in the same way as his father, mother or other member of the family. The principle of imitation comes to light in gesture, in movement. For gesture is what appears first of all in human evolution, and in the special constitution of the physical, soul and spiritual organism of man gesture is inwardly transformed; it is transformed into speech. Those who are able to observe this know without any doubt that a child who speaks as though the sentences were hacked out of him is one who sets his heels down first; while a child who speaks in such a way that the sentences run one into the other tends to trip on his toes. A child who takes hold of things more lightly with his fingers has the tendency to emphasise the vowel element, while a child who is inclined to stress the consonants will bring his whole arm to his aid when grasping something. We receive a very definite impression of a child's potentialities from his manner of speaking. And to understand the world, to understand the world through the medium of the senses, through the medium of thought, this too is developed out of speech. Thought does not produce speech, but speech thought. So it is in the cultural development of humanity as a whole; human beings have first spoken, then thought. So it is also with the child; first out of movement he learns to speak, to articulate only then does thinking come forth from speech. We must therefore look upon this sequence as being something of importance: gesture, speech, thought, or the process of thinking. All this is especially characteristic in the first epoch of the child's life, up to the change of teeth. When little by little the child grows into the world during the first, second, third and fourth years of life, he does so through gesture; everything is dependent on gesture. Indeed, I would say that speaking and thinking take place for the most part unconsciously; both develop naturally out of gesture, even the first gesture. Therefore speaking approximately we can say: From the first to the seventh year gesture predominates in the life of the child, but gesture in the widest sense of the word, gesture which in the child lives in imitation. As educators we must keep this firmly in mind for actually up to the change of teeth the child only takes in what comes to him as gesture, he shuts himself off from everything else. If we say to the child: Do it like this, do it like that, he really does not hear, he does not take any notice. It is only when we stand in front of him and show him how to do it that he is able to copy us. For the child works according to the way I myself am moving my fingers, or he looks at something just as I am looking at it, not according to what I tell him. He imitates everything. This is the secret of the development of the child up to the change of teeth. He lives entirely in imitation, entirely in the imitation of what in the widest possible sense comes to meet him from outside as gesture. This accounts for the surprises we get when faced with the education of very young children. A father came to me once and said, “What shall I do? Something really dreadful has happened. My boy has been stealing.” I said, “Let us first find out whether he really steals. What has he done?” The father told me that the boy had taken money out of the cupboard, had bought sweets with it and shared them with the other boys. I said “Presumably that is the cupboard out of which the boy has often seen his mother taking money, before going shopping; he is quite naturally imitating her.” And this proved to be the case. So I said further, “But that is not stealing; that lies as a natural principle of development in the boy up to the change of teeth. He imitates what he sees; he must do so.” In the presence of a child therefore we should avoid doing anything which he should not imitate. This is how we educate him. If we say: You should not do this or that, it does not influence the child in the slightest degree up to the change of teeth. It could at most have some effect if one were to clothe the words in a gesture, by saying: Now look, you have just done something that I would never do!—for this is in a way a disguised gesture. It comes to this: with our whole manhood we should fully understand how up to the change of teeth the child is an imitating being. During this time there is actually an inner connection between the child and his environment, between all that is going on around him. Later on this is lost. For however strange and paradoxical it may sound to people today, who are quite unable to think correctly about the spirit, but think always in abstractions, it is nevertheless true that the whole relationship of the child to gesture and movement in his surroundings has an innate religious character. Through his physical body the child is given over to everything in the nature of gesture; he cannot do otherwise than yield himself up to it. What we do later with our soul, and still later with our spirit, in that we yield ourselves up to the divine, even to the external world, as again spiritualised, this the child does with his physical body when he brings it into movement. He is completely immersed in religion, both with his good and his bad qualities. What remains with us as soul and spirit in later life, this the child has also in his physical organism. If therefore the child lives in close proximity with a surly, “bearish” father, liable to fall into rages, someone who is often irritable and angry, expressing uncontrolled emotions in the presence of the child, while the inner causes of such emotions are not as yet understood by the child, nevertheless what he sees, he experiences as something not moral. The child perceives simultaneously, albeit unconsciously, the moral aspects of these outbreaks, so that he has not only the outer picture of the gesture, but also absorbs its moral significance. If I make an angry gesture, this passes over into the blood organisation of the child, and if these gestures recur frequently they find expression in his blood circulation. The child's physical body is organised according to the way in which I behave in his presence, according to the kind of gestures I make. Moreover if I fail in loving understanding when the child is present, if, without considering him I do something which is only suitable at a later age, and am not constantly on the watch when he is near me, then it can happen that the child enters lovingly into something which is unfitted for his tender years, but belongs to another age, and his physical body will in that case be organised accordingly. Whoever studies the whole course of a man's life from birth to death, bearing in mind the requirements of which I have spoken, will see that a child who has been exposed to things suitable only to grown-up people and who imitates these things will in his later years, from the age of about 50, suffer from sclerosis. One must be able to examine such phenomena in all their ramifications. Illnesses that appear in later life are often only the result of educational errors made in the very earliest years of childhood. This is why an education which is really based on a knowledge of man must study the human being as a whole from birth until death. To be able to look at man as a whole is the very essence of anthroposophical knowledge. Then too one discovers how very strong the connection is between the child and his environment. I would go as far as to say that the soul of the child goes right out into his surroundings, experiences these surroundings intimately, and indeed has a much stronger relationship to them than at a later period of life. In this respect the child is still very close to the animal, only he experiences things in a more spiritual way, in a way more permeated with soul. The animal's experiences are coarser and cruder, but the animal too is related to its environment. The reason why many phenomena of recent times remain unexplained is because people are not able to enter into all the details involved. There is, for instance, the case of the “calculating horses” which has made such a stir recently, where horses have carried out simple arithmetical operations through stamping with their hooves. I have not seen the famous Elberfelder horses, but I have seen the horse belonging to Herr von Osten. This horse did quite nice little sums. For instance Herr von Osten asked: How much is 5 + 7? And he began to count, beginning with 1, and when he got to 12 the horse stamped with its foot. It could add up, subtract and so on. Now there was a young professor who studied this problem and wrote a book about it which is extremely interesting. In this book he expounds the view that the horse sees certain little gestures made by Herr von Osten, who always stands close to the horse. His opinion is that when Herr von Osten counts 7 + 5 up to 12 and the horse stamps when the number 12 is reached, this is because Herr von Osten makes a very slight gesture when he comes to 12 and the horse, noticing this, duly stamps his foot. He believes that it can all be traced back to something visible. But now he puts a question to himself: “Why,” he says, “can you not see this gesture which Herr von Osten makes so skilfully that the horse sees it and stamps at the number 12?” The young professor goes on to say that these gestures are so slight that he as a human being cannot see them. From this the conclusion might be drawn that a horse sees more than a professor! But this did not convince me at all, for I saw this wonder of an intelligent horse, the clever Hans, standing by Herr von Osten in his long coat. And I saw too that in his right-hand pocket he had lumps of sugar, and while he was carrying out his experiments with the horse he always handed it one lump after another, so that feeling was aroused in the horse associating sweet things with Herr von Osten. In this way a sort of love was established between Herr von Osten and the horse. And only when this is present, only when the inner being of the horse is, as it were, merged into the inner being of Herr von Osten through the stream of sweetness that flows between them, only then can the horse “calculate,” for it really receives something—not through gesture, but through what Herr von Osten is thinking. He thinks: 5 + 7 = 12, and by means of suggestion the horse takes up this thought and even has a distinct impression of it. One can actually see this. The horse and his master are in a certain way merged in feeling one into the other: they impart something to one another reciprocally when they are united through the medium of sweetness. So the animal still has this finer relationship to its environment, and this can be stimulated from outside, as, in this case, by means of sugar. In a delicate way a similar relationship to the outer world is still present in children also. It lives in the child and should be reckoned with. Education in the kindergarten should therefore never depend on anything other than the principle of imitation. The teacher must sit down with the children and just do what she wishes them to do, so that the child has only to copy. All education and instruction before the change of teeth must be based on this principle. After the change of teeth all this becomes quite different. The soul life of the child is now completely changed. No longer does he perceive merely the single gestures, but now he sees the way in which these gestures accord with one another. For instance, whereas previously he only had a feeling for a definite line, now he has a feeling for co-ordination, for symmetry. The feeling is awakened for what is co-ordinated or uncoordinated, and in his soul the child acquires the possibility of perceiving what is formative. As soon as this perception is awakened there appears simultaneously an interest in speech. During the first seven years of life there is an interest in gesture, in everything connected with movement; in the years between seven and fourteen there is an interest in everything connected with the pictorial form, and speech is pre-eminently pictorial and formative. After the change of teeth the child's interest passes over from gesture to speech, and in the lower school years from seven to fourteen we can work most advantageously through everything that lies in speech, above all through the moral element underlying speech. For just as the child before this age has a religious attitude towards the gesture which meets him in the surrounding world, so now he relates himself in a moral sense—his religious feeling being gradually refined into a soul experience—to everything which approaches him through speech. So now, in this period of his life, one must work upon the child through speech. But whatever is to work upon him in this way must do so by means of an unquestioned authority. When I want to convey to the child some picture expressed through speech, I must do so with the assurance of authority. I must be the unquestioned authority for the child when through speech I want to conjure up before him some picture. Just as we must actually show the little child what we want him to do, so we must be the human pattern for the child between the change of teeth and puberty. In other words, there is no point whatever in giving reasons to a child of this age, in trying to make him see why we should do something or not do it, just because there are well-founded reasons for or against it. This passes over the child's head. It is important to understand this. In exactly the same way as in the earliest years of life the child only observes the gesture, so between the change of teeth and puberty he only observes what I, as a human being, am in relation to himself. At this age the child must, for instance, learn about what is moral in such a way that he regards as good what the naturally accepted authority of the teacher, by means of speech, designates as good; he must regard as bad what this authority designates as bad. The child must learn: What my teacher, as my authority, does is good, what he does not do is bad. Relatively speaking then, the child feels: When my teacher says something is good, then it is good; and if he says something is bad, then it is bad. You will not attribute to me, seeing that 30 years ago I wrote my Philosophy of Freedom a point of view which upholds the principle of authority as the one and only means of salvation. But through the very fact of knowing the true nature of freedom one also knows that between the change of teeth and puberty the child needs to be faced with an unquestioned authority. This lies in the nature of man. Everything is doomed to failure in education which disregards this relationship of the child to the unquestioned authority of the personality of the teacher and educator. The child must be guided in everything which he should do or not do, think or not think, feel or not feel, by what flows to him, by way of speech, from his teacher and educator. At this age therefore there is no sense in wanting to approach him through the intellect. During this time everything must be directed towards the life of feeling, for feeling is receptive to anything in the nature of pictures and the child of this age is so constituted that he lives in the world of pictures, of images, and has the feeling of welding separate details into a harmonious whole. This is why, for instance, what is moral cannot be brought to the child by way of precept, by saying: You should do this, you should not do that. It simply doesn't work. What does work is when the child, through the way in which one speaks to him, can feel inwardly in his soul a liking for what is good, a dislike of what is bad. Between the change of teeth and puberty the child is an aesthete and we must therefore take care that he experiences pleasure in the good and displeasure in what is bad. This is the best way for him to develop a sense of morality. We must also be sincere, inwardly sincere in the imagery we use in our work with the child. This entails being permeated to the depths of our being by everything we do. This is not the case if, when standing before the child we immediately experience a slight sense of superiority: I am so clever—the child is so stupid. Such an attitude ruins all education; it also destroys in the child the feeling for authority. Well then, how shall I transform into a pictorial image something that I want to impart to the child? In order to make this clear I have chosen the following example as an illustration. We cannot speak to the child about the immortality of the soul in the same way as to a grown-up person; but we must nevertheless convey to him some understanding of it. We must however do so in a pictorial way. We must build up the following picture and to do this may well take the whole lesson. We can explain to the child what a butterfly's chrysalis is, and then speak in some such words as these: “Well, later on the finished butterfly flies out of the chrysalis. It was inside all the time only it was not yet visible, it was not yet ready to fly away, but it was already there inside.” Now we can go further and tell him that in a similar way the human body contains the soul, only it is not visible. At death the soul flies out of the body; the only difference between man and butterfly is that the butterfly is visible and the human soul is invisible. In this way we can speak to the child about the immortality of the soul so that he receives a true picture of immortality and one suited to his age. But in the presence of the child we must on no account have the feeling: I am clever, I am a philosopher and by no means of thought can I convince myself of the truth of immortality; the child is naive, is stupid, and so for him I will build up the picture of the butterfly creeping out of the chrysalis. If one thinks in this way one establishes no contact with the child, and then he gets nothing whatever from what he is told. There is only one possibility. We must ourselves believe in the picture, we must not want to be cleverer than the child; we must stand in the presence of the child as full of belief as he is. How can this be done? An anthroposophist, a student of spiritual science knows that the emergence of the butterfly from the chrysalis is actually a picture of the immortality of the human soul placed into the world by the gods. He can never think otherwise than that the gods inscribed into the world this picture of the emerging butterfly as an image of the immortality of the human soul. In all the lower stages of the process he sees the higher processes which have become abstract. If I do not get the idea that the child is stupid and I am clever, but if I stand before the child conscious that this actually is so in the world and that I am leading him to believe in something which I too believe with all my heart, then there arises an imponderable relationship between us, and the child makes real progress in his education. Then moral imponderabilia continually enters into our educational relationship. And this is the crux of the matter. When we are quite clear about this we shall, out of the whole nexus of our studies, come to see how we can find the right approach to an instruction which is truly educational, an education which really instructs. Let us take an example. How must the child learn to read and write? There is actually a great deal more misery connected with this than one usually imagines, though human intellectualism is far too crude to perceive it. One recognises that learning to read and write is a necessity, so it follows that the child must at all costs be drilled into learning reading and writing. But just consider what this means for a child! When they are grown-up, people have no inclination to put themselves in the child's place, to imagine what he undergoes when he learns to read and write. In our civilisation today we have letters, a, b, c and so on; they are there before us in certain definite forms. Now the child has the sound a (ah, as in father). When does he use it? This sound is for him the expression of an inner soul experience. He uses this sound when he is faced with something which calls up in him a feeling of wonder, of astonishment. This sound he understands. It is bound up with human nature. Or he has the sound e (eh, as in they). When does he use this? He uses it when he wants to show he has the feeling: “Something has come up against me; I have experienced something which encroaches on my own nature.” If somebody gives me a blow, I say e (eh).1 It is the same with the consonants. Every sound corresponds to some expression of life; the consonants imitate an outer, external world, the vowels express what is experienced inwardly in the soul. The study of language, philology, is today only approaching the first elements of such things. Learned scholars, who devote themselves to research into language, have given much thought to what, in the course of human evolution, may have been the origin of speech. There are two theories. The one represents the view that speech may have arisen out of soul experiences in much the same way as this takes place in the animal, albeit in its most primitive form—“moo-moo” being the expression of what the cow feels inwardly, and “bow-wow” what is experienced by the dog. And so, in a more complicated way, what in man becomes articulated speech arises out of this urge to give expression to inner feelings and experiences. In somewhat humorous vein this is called the “bow-wow theory.” The other point of view proceeds from the supposition that in the sounds of speech man imitates what takes place in the outer world. It is possible to imitate the sound of a bell, what is taking place inside the bell: “ding-dong—ding-dong.” Here there is the attempt to imitate what takes place in the outer world. This is the basis for the theory that in speech everything may be traced back to external sounds, external event. It is the “ding-dong theory.” So we have these two theories in opposition to one another. It is not in any way my intention to make fun of this, for as a matter of fact, both are correct: the “bow-wow” theory is right for the vowel element in speech, the “ding-dong” theory for the consonantal element. In transposing gestures into sounds we learn by means of the consonants to imitate inwardly outer processes; and in the vowels we give form to inner experiences of the soul. In speech the inner and the outer unite. Human nature, itself homogeneous, understands how to bring this about. We receive the child into the primary school. Through his inner organisation he has become a being able to speak. Now, suddenly he is expected to experience—I say experience deliberately weighing my words, not recognise, experience—a connection between astonishment, wonder, (ah) and the demonic sign a. This is something completely foreign to him. He is supposed to learn something which he feels to be utterly remote, and to relate this to the sound “ah.” This is something outside the sphere of a young child's comprehension. He feels it as a veritable torture if at the very outset we confront him with the forms of the letters in use today. We can, however, remember something else. The letters which we have today were not always there. Let us look back to those ancient peoples who had a picture writing. They used pictures to give tangible form to what was uttered, and these pictures certainly had something to do with what they were intended to express. They did not have letters such as we use, but pictures which were related to their meaning. Up to a certain point the same could be said of cuneiform writing. These were times when people still had a human relationship to things, even when these were fixed into a definite form. Today we no longer have this, but with the child we must go back to it again. We must of course not do so in such a way that we study the cultural history of ancient peoples and fall back on the forms which were once used in picture writing; but we must bring all our educational fantasy into play as teachers in order to create the kind of pictures we need. Fantasy, imagination [The German phantasie is often more equivalent to the English imagination than to fantasy. In this lecture the latter is probably more appropriate.] we must certainly have, for without it we cannot be teachers or educators. And so it is always necessary to refer to the importance of enthusiasm, of inspiration, when dealing with some characteristic feature of anthroposophy. It never gives me any pleasure, for instance, when I go into a class in our Waldorf School and notice that a teacher is tired and is teaching out of a certain mood of weariness. That is something one must never do. One simply cannot be tired, one can only be filled with enthusiasm. When teaching, one must be absolutely on the spot with one's whole being. It is quite wrong to be tired when teaching; tiredness must be kept for some other occasion. The essential thing for a teacher is that he learns to give full play to his fantasy. What does this mean? To begin with I call up in the child's mind something that he has seen at the market, or some other place, a fish for example. I next get him to draw a fish, and for this I even allow him to use colours, so that he paints as he draws and draws as he paints. This being achieved I then let him say the word “Fish,” not speaking the word quickly, but separating the sounds, “f-i-ssh.” Then I lead him on so that he says only the beginning of the word fish (f...) and gradually I transfer the shape of the fish into a sign that is somewhat fish like, while at the same time getting the child to say f ... And there we have it, the letter “f!” Or I let the child say Wave (W-a-v-e) showing him at the same time what a wave is (see sketch). Once again I let him paint this and get him to say the beginning of the word—w—and then I change the picture of a wave into the letter w. Continuing to work in the same way I allow the written characters gradually to emerge from the painting-drawing and drawing-painting, as indeed they actually arose in the first place. I do not bring the child into a stage of civilisation with which as yet he has nothing in common, but I guide him in such a way that he is never torn away from his relationship to the outer world. In order to do this there is no necessity to study the history of culture—albeit the writing in use today has arisen out of picture-writing—one must only give free play to one's fantasy, for then one brings the child to the point at which he is able to form writing out of this drawing and painting. Now we must not think of this only as an ingenious and clever new method. We must value the fact that the child unites himself inwardly with something that is new to him when his soul activity is constantly stimulated. He does not “grow into it” when he is pushed, so that he is always coming into an unfamiliar relationship with his environment. The whole point is that we are working on the inner being of the child. What is usually done today? It is perhaps already somewhat out-of-date, but not so long ago people gave little girls “beautiful” dolls, with real hair, dolls that could shut their eyes when one laid them down, dolls with pretty faces and so on. Civilisation calls them beautiful, but they are nevertheless hideous, because they are inartistic. What sort of dolls are these? They are the sort which cannot activate the child's fantasy. Now let us do something different. Tie a handkerchief so that you have a figure with arms and legs; then make eyes with blobs of ink and perhaps a mouth with red ink as well; now the child must develop his fantasy if he is to imagine this as having the human shape. Such a thing works with tremendous living force on the child, because it offers him the possibility of using his fantasy. Naturally one must do this first oneself. But the possibility must be provided for the child, and this must be done at the age when everything is play. It is for this reason that all those things which do not stimulate fantasy in the child are so damaging when given as toys. As I said, today these beautiful dolls are somewhat out-dated, for now we give children monkeys or bears. To be sure, neither do these toys give any opportunity for the unfolding of a fantasy having any relationship to the human being. Let us suppose that a child runs up to us and we give him a bear to cuddle. Things like this show clearly how far our civilisation is from being able to penetrate into the depths of human nature. But it is quite remarkable how children in a perfectly natural, artistic way are able to form imaginatively a picture of this inner side of human nature. In the Waldorf School we have made a transition from the ordinary methods of teaching to what may be termed a teaching through art, and this quite apart from the fact that in no circumstances do we begin by teaching the children to write, but we let them paint as they draw, and draw as they paint. Perhaps we might even say that we let them splash about, which involves the possibly tiresome job of cleaning up the classroom afterwards. I shall also speak tomorrow about how to lead over from writing to reading, but, quite apart from this painting and drawing, we guide the child as far as possible into the realm of the artistic by letting him practise modelling in his own little way, but without suggesting that he should make anything beyond what he himself wants to fashion out of his own inner being. The results are quite remarkable. I will mention one example which shows how something very wonderful takes place in the case of rather older children. At a comparatively early age, that is to say, for children between ten and eleven years old, we take as a subject in our curriculum the “Study of Man.” At this age the children learn to know how the bones are formed and built up, how they support each other, and so on. They learn this in an artistic way, not intellectually. After a few such lessons the child has acquired some perception of the structure of the human bones, the dynamic of the bones and their interdependence. Then we go over to the craft-room, where the children model plastic forms and we observe what they are making. We see that they have learned something from these lessons about the bones. Not that the child imitates the forms of the bones, but from the way in which he now models his forms we perceive the outer expression of an inner mobility of soul. Before this he has already got so far as to be able to make little receptacles of various kinds; children discover how to make bowls and similar things quite by themselves, but what they make out of the spontaneity of childhood before they have received such lessons is quite different from what they model afterwards, provided they have really experienced what was intended. In order to achieve this result, however, these lessons on the “Knowledge of Man” must be given in such a way that their content enters right into the whole human being. Today this is difficult. Anyone who has paid as many visits to studios as I have and seen how people paint and model and carve, knows very well that today hardly any sculptor works without a model; he must have a human form in front of him if he wishes to model it. This would have had no sense for a Greek artist. He had of course learned to know the human form in the public games, but he really experienced it inwardly. He knew out of his own inner feeling—and this feeling he embodied without the aid of a model—he knew the difference between an arm when it is stretched out or when, in addition, the forefinger is also extended, and this feeling he embodied in his sculpture. Today, however, when physiology is taught in the usual way, models or drawings of the bones are placed side by side, the muscles are described one after another and no impression is given of their reciprocal relationship. With us, when the children see a vertebra belonging to the spinal column, they know how similar it is to the skull-bone, and they get a feeling for the metamorphosis of the bones. In this way they enter livingly right into the different human forms and so feel the urge to express it artistically. Such an experience enters right into life; it does not remain external. My earnest wish, and also my duty as leader of the Waldorf School, is to make sure that wherever possible everything of a fixed nature in the way of science, everything set down in books in a rigid scientific form should be excluded from class teaching. Not that I do not value science; no one could value science more highly. Such studies can be indulged in outside the school, if so desired; but I should be really furious if I were to see a teacher standing in front of a class with a book in his or her hand. In teaching everything must come from within. This must be self-understood. How is botany taught today for instance? We have botany books; these are based on a scientific outlook, but they do not belong to the classroom where there are children between the change of teeth and puberty. The perception of what a teacher needs in the way of literature must be allowed to grow gradually out of the living educational principles I shall be speaking about here. So we are really concerned with the teacher's attitude of mind, whether in soul, spirit and body he is able to relate himself to the world. If he has this living relationship he can do much with the children between the change of teeth and puberty, for he is then their natural and accepted authority. The main thing is that one should enter into and experience things in a living way and carry over into life all that one has thus experienced. This is the great and fundamental principle which must form the basis of education today. Then the connection with the class will be there of itself, together with the imponderable mood and feeling that must necessarily go with it. Answers to a QuestionQuestion: There are grown-up people who seem to have remained at the imitative stage of childhood. Why is this? Dr. Steiner: It is possible at every stage of human development for someone to remain in a stationary condition. If we describe the different stages of development, adding to today's survey the embryonic stage, and continuing to the change of teeth, and on to puberty, we cover those epochs in which a fully developed human life can be formed. Now quite a short time ago the general trend of anthroposophical development brought it about that lectures could be held on curative education, with special reference to definite cases of children who had either remained backward or whose development was in some respect abnormal. We then took the further step of allowing certain cases to be seen which were being treated at Dr. Wegmann's Clinical-Therapeutic Institute. Among these cases there was one of a child of nearly a year old, about the normal size for a child of this age, but who in the formation of his physical body had remained approximately at the stage of seven or eight months embryo. If you were to draw the child in outline with only an indication of the limbs, which are somewhat more developed, but showing exactly the form of the head, as it actually is in the case of this little boy, then, looking cursorily at the drawing, you would not have the faintest idea that it is a boy of nearly a year old. You would think it an embryo, because this boy has in many respects kept after his birth the embryonic structure. Every stage of life, including the embryonic, can be carried over into a later stage; for the different phases of development as they follow one after the other, are such that each new phase is a metamorphosis of the old, with something new added. If you will only take quite exactly what I have already said in regard to the natural religious devotion of the child to his surroundings up to the change of teeth, you will see that this changes later into the life of soul, and you have, as a second attribute the aesthetic, artistic stage. Now it happens with very many children that the first stage is carried into the second, and the latter then remains poorly developed. But this can go still further: the first stage of physical embodiment can be carried over into each of the others, so that what was present as the original stage appears in all the later stages. And, for a superficial observation of life, it need not be so very obvious that an earlier stage has remained on into a later one, unless such a condition shows itself particularly late in life. Certain it is however that earlier stages are carried over into later ones. Let us take the same thing in a lower kingdom of nature. The fully grown, fully developed plant usually has root, stalk, with it cotyledon leaves, followed by the later green leaves. These are then concentrated in the calyx, the petals, the stamen, the pistil and so on. There are however plants which do not develop as far as the blossom, but remain behind at the stage of herbs and other plants where the green leaves remain stationary, and the fruit is merely rudimentary. How far, for instance, the fern has remained behind the buttercup! With the plant this does not lead to abnormality. Man however is a species for himself. He is a complete natural order. And it can happen that someone remains his whole life long an imitative being, or one who stands in need of authority. For in life we have not only to do with people who remain at the imitative stage, but also with those who in regard to their essential characteristics remain at the stage that is fully developed between the change of teeth and puberty. As a matter of fact there are very many such people, and with them this stage continues into later life. They cannot progress much farther, and what should be developed in later years can only do so to a limited extent. They remain always at the stage where they look for the support of authority. If there were no such people, neither would there be the tendency, so rife today, to form sects and such things, for sectarian associations are based on the fact that their adherents are not required to think; they leave the thinking to others and follow their leaders. In certain spheres of life, however, most people remain at the stage of authority. For instance, when it is a question of forming a judgment about something of a scientific nature people do not take the trouble to look into it themselves, but they ask: Where is the expert who must know about this, the specialist who is a lecturer at one of the universities? There you have the principle of authority. Again in the case of people who are ill the principle of authority is carried to extremes, even though here it may be justifiable. And in legal matters, for instance, nobody today will think of forming an independent judgment, but will seek the advice of a solicitor because he has the requisite knowledge. Here the standpoint is that of an eight or nine year old child. And it may well be that this solicitor himself is not much older. When a question is put to him he takes down a lawbook or portfolio and there again you have an authority. So it is actually the case that each stage of life can enter into a later one. The Anthroposophical Society should really only consist of people who are outgrowing authority, who do not recognise any such principle but only true insight. This is so little understood by people outside the Society that they are continually saying: “Anthroposophy is based on authority.” In reality the precise opposite is the case; the principle of authority must be outgrown through the kind of understanding and discernment which is fostered in anthroposophy. The important thing is that one should grasp every scrap of insight one can lay hold of in order to pass through the different stages of life.
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310. Human Values in Education: Three Epochs of Childhood
20 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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It is maintained that when a child knocks himself against a table he imagines the table to be alive and hits it. He dreams a soul into the table, and it is thought that primitive people did the same. The idea is prevalent that something very complicated takes place in the soul of the child. |
310. Human Values in Education: Three Epochs of Childhood
20 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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Arising out of yesterday's lecture a further question has been put to me in connection with our subject and I should like to deal with it here. The question is this: “With reference to the law of imitation in a child's movements I regard as important an explanation of the following fact. My grandfather died when my father was between eighteen months and two years old. When he was about forty-five my father visited one of my grandfather's friends who was astonished at the similarity of all my father's movements and gestures with those of my grandfather. What was the cause of this, seeing that owing to my grandfather's early death there could hardly be any question of imitation!” So a man died when his son was between eighteen months and two years old and long afterwards, when the latter was in his 45th year, he heard from this friend, who was in a position to know, that as late as his 45th year he still imitated, or rather had the same gestures as his father. Of course we are dealing here with matters of such a nature that it is scarcely possible to do more than give certain guiding lines, omitting detailed explanations. Unfortunately our courses of lectures are short, and the theme, if it were to be gone into fully, would need many lectures and ample time, six months for instance, or even a whole year. Very many questions are therefore likely to arise, and it may well be possible to answer these if they are brought forward. I must however point out that owing to the limited time at our disposal a certain lack of clarity will inevitably arise and this could only be cleared up if it were possible to enter fully into every detail. With reference to the question which has been put I should like to interpolate the following remarks. If we take the first epoch of a child's life, that is, the time between birth and the change of teeth, the organisation of the child is working and developing in such a way that those predispositions are incorporated into the organism which I described yesterday as consisting of walking, which includes the general orientation of the human being, of speaking and thirdly of thinking. Now this is how things follow one another. Between the first and seventh year of life the child is so organised that he is mainly concerned with gesture; between approximately the seventh and fourteenth year he is concerned with speech, as I explained yesterday; and, again speaking approximately, between his fourteenth and twenty-first year he is so organised that he is mainly concerned with thinking. What thus makes its appearance in the course of twenty-one years is however already taking shape as predisposition in the first period of life, between birth and the change of teeth. In so far as the assimilation of gesture is concerned, and this includes walking freely in space without need of support, so that the arms and also the muscles of the face can move in an expressive way—in other words a general orientation, finding a living relationship with gesture and movement—all this is developed mainly in the first third of these years, that is to say in the first 2⅓ years. The main development of the child during this time lies in the unfolding and building up of gesture. The gestures then continue to develop, but in addition something more intimate and inward is now impressed into the speech organism. Although the child has already uttered a few words nevertheless the experience of speech as predisposition takes place after 2⅓ years. The actual experience and feeling for speech is fully developed between the seventh and fourteenth year, but as predisposition it is there between 2⅓ and 4⅔ years old. Naturally all this must be taken as an average. From then on the child develops the faculty of experiencing inwardly the first beginnings of thought. What unfolds and blossoms later, between the 14th and 21st year is already developing germinally between 4⅔ and 7 years old. The forming of gestures continues of course throughout these years, but other faculties enter in. We see therefore that in the main we have to place the time for the unfolding and forming of gestures right back to the first 2½ years. What is gained during this time lies deepest. This is only natural, for we can well imagine how fundamentally the principle of imitation works in the very first years of life. If you take all this together you will no longer find anything astonishing in what gave rise to the question that has been put here. The grandfather died when the father was between 1½ and 2 years old. Now this is precisely the time in which the forming of gesture is working most deeply. If the grandfather died then, the gestures the child imitated from him made by far the deepest impression. That is in no way altered by what may have been imitated later from other people. So just this particular case is extraordinarily significant when we consider it in detail. We tried yesterday to explain how in the second period of life, between the change of teeth and puberty, the child in the course of his development experiences everything that finds its expression through speech, in which the self-understood authority of the teacher and educator must play its part. The intercourse between teacher and child must be of such a kind that it works in a pictorial, imaginative way. And I pointed out how at this age one cannot approach the child with moral precepts but can only work effectively on his moral nature by awakening in him such feelings as can be awakened by pictures: so that the child receives pictures described by his teacher and educator, who is also his model. These work in such a way that what is good pleases him and what is bad gives him a feeling of distaste. Therefore at this preparatory or elementary school age morality must be instilled in pictorial form by way of the feelings. I explained further how writing must be brought to the child in a pictorial way and I showed how the forms of the letters must be developed out of the drawing-painting and the painting-drawing. Of all the arts this must be cultivated first, for it leads the child into civilisation. Everything which introduces the child at the very outset into the forms of the letters, which are completely strange to him, is quite wrong from an educational point of view; for the finished forms of the letters used in our present day civilisation work on the child like little demons. Now in an education built up on a knowledge of man, learning to write must precede learning to read. If you want to come near to a child of this age, immediately after the change of teeth, you must as far as possible approach the whole being of the child. The child when occupied in writing does at least bring the whole of the upper part of the body into activity; there is an inner mobility which is quite different from when only the head is kept busy learning the forms of the letters. The emancipated, independent faculties of the head can only be made use of at a later age. For this reason we can make a transition by allowing the child also to read what he has written. In this way an impression is made on him. By carrying out our teaching in this way at the Waldorf School it transpired that our children learn to read somewhat later than others; they even learn to write the letters a little later than children in other schools. It is necessary however, before forming a judgment in regard to this to be able really to enter into the nature of man with understanding. With the limited perception and feeling for a knowledge of man usual at the present day, people do not notice at all how detrimental it is for the general development of the human being if, as a child, he learns too early things so remote from him as reading and writing. Certainly nobody will experience any deficiency in his capacity to read and write, whose proficiency in these arts is attained somewhat later than others; on the other hand everyone who learns to read and write too early will suffer in this very respect. An education based on a knowledge of man must from the very beginning, proceed out of this ability to read human evolution and by understanding the conditions of life help the child in furthering the development of his own nature. This is the one and only way to a really health-giving education. To gain deeper insight we must enter somewhat into the being of man. In man we have in the first place his physical body which is most intensively developed in the first epoch of life. In the second epoch the higher, finer body, the etheric body, develops predominantly. Now it is a matter of great importance that in this study of man we should proceed in a truly scientific way, and we must conjure up the same courage as is shown today in other branches of science. A substance showing a definite degree of warmth, can be brought into a condition in which that warmth, hitherto bound up with substance, becomes freed. It is liberated and then becomes “free” warmth. In the case of mineral substances we have the courage to speak scientifically when we say that there is “bound” warmth and “free” warmth. We must acquire the same courage when we study the world as a whole. If we have this courage then the following reveals itself to us in regard to man. We can ask: Where are the forces of the etheric body in the first epoch of life? During this time they are bound up with the physical body and are active in its nourishment and growth. In this first epoch the child is different from what he becomes later. The entire forces of the etheric body are at first bound up with the physical body. At the end of the first epoch they are freed to some extent, just as warmth becomes free from the substances with which it was formerly bound up. What takes place now? Only a part of the etheric body is working after the change of teeth in the forces of growth and nourishment; the freed part becomes the bearer of the more intensive development of the memory, of qualities of soul. We must learn to speak of a soul that is “bound” during the first seven years of life and of a soul that has become free after the 7th year. For it is so. What we use as forces of the soul in the second seven years of life is imperceptibly bound up with the physical body during the first seven years; this is why nothing of a psychic nature becomes body free. A knowledge of how the soul works in the first seven years of life must be gained from observation of the body. And only after the change of teeth can any direct approach be made to what is purely of a soul nature. This is a way of looking at things which leads directly from the physical to the psychological. Just think of the many different approaches to psychology today. They are based on speculation pure and simple. People think things over and discover that on the one hand we have the soul and on the other hand the body. Now the following question arises: Does the body work on the soul as its original cause, or is it the other way round? If they get no further either way, they discover something so extraordinarily grotesque as psychophysical parallelism, the idea of which is that both manifestations run parallel, side by side. In this way no explanation is given for the interaction of one with the other, but one speaks only of parallelism. This is a sign that nothing is known about these things out of experience. Out of experience one would have to say: In the first seven years of a child's life one perceives the soul working in the body. How it works must be learned through observation, not through mere speculation. Anthroposophy as a means of knowledge rejects all speculation and proceeds everywhere from experience, but of course from physical and spiritual experience. So in the second period of life, in the time between the change of teeth and puberty the etheric body of man is our chief concern in education. Both teacher and child need above all those forces which are working in the etheric body, for these release the feeling life of the child, not yet judgment and thought. Deeply embedded in the nature of the child between the change of teeth and puberty is the third member of the human being, the astral body, which is the bearer of all feeling life and sensation. During this second period of life the astral body is still deeply embedded in the etheric body. Therefore, because the etheric body is now relatively free, we have the task to develop it in such a way that it can follow its own tendencies, helped and not hindered by education. When can it be so helped? This can happen when in the widest possible sense we teach and educate the child by means of pictures, when we build up imaginatively and pictorially everything that we wish him to absorb. For the etheric body is the body of formative forces; it models the wonderful forms of the organs, heart, lungs, liver and so on. The physical body which we inherit acts only as a model; after the first seven years, after the change of teeth, it is laid aside, and the second physical body is fashioned by the etheric body. This is why at this age we must educate in a way that is adapted to the plastic formative forces of the etheric body. Now, just as we teach the child by means of pictures, just as, among other things, he learns to write by a kind of painting-drawing—and we cannot introduce the child too early to what is artistic, for our entire teaching must be permeated with artistic feeling—so must we also bear the following in mind. Just as the etheric body is inseparably associated with what is formative and pictorial, so the astral body, which underlies the life of feeling and sensation, tends in its organisation towards the musical nature of man. To what then must we look when we observe the child? Because the astral body between the change of teeth and puberty is still embedded in the physical and etheric bodies every child whose soul life is healthy is inwardly deeply musical. Every healthy child is inwardly deeply musical. We have only to call up this musicality by making use of the child's natural liveliness and sense of movement. Artistic teaching therefore must, from the very beginning of school life, make use both of the plastic and pictorial arts and also of the art of music. Nothing abstract must be allowed to dominate; it is the artistic approach which is all-important, and out of what is artistic the child must be led to a comprehension of the world. But now we must proceed in such a way that the child learns gradually to find his own orientation in the world. I have already said that it is most repugnant to me if I see scientific text books brought into school and the teaching carried out along those lines. For today in our scientific work, which I fully recognise, we have deviated in many respects from a conception of the world which is in accordance with nature. We will now ask ourselves the following question, bearing in mind that in the course of discussion other things may have to be added. At about what age can one begin to teach children about the plant world? This must be done neither too late nor too early. We must be aware that a very important stage in a child's development is reached between the 9th and 10th year. Those who see with the eye of a teacher observe this in every child. There comes a time in which the child, although he does not usually express it in words, nevertheless shows in his whole behaviour that he has a question, or a number of questions, which betray an inner crisis in his life. This is an exceptionally delicate experience in the child and an exceptionally delicate sense for these things is necessary if one is to perceive it. But it is there and it must be observed. At this age the child learns quite instinctively to differentiate himself from the outer world. Up to this time the “I” and the outer world interpenetrate each other, and it is therefore possible to tell the child stories about animals, plants and stones in which they all behave as though they were human beings. Indeed this is the best approach, for we should appeal to the child's pictorial, imaginative sense, and this we do if we speak about the kingdoms of nature in this way. Between the 9th and 10th year however the child learns to say “I” in full consciousness. He learns this earlier of course, but now he does so consciously. These years, therefore, when the consciousness of the child is no longer merged with the outer world, but when he learns to differentiate himself from it, are the time when we can begin, without immediately renouncing the pictorial element, to lead the child to an understanding of the plant world, but to an understanding imbued with feeling. Today we are accustomed to look at one plant alongside of another, we know their names and so on; we do this as though the single plant was there for itself. But when we study the plant in this way, it is just as if you were to pull out a hair, and forgetting that it was on your head examine it for itself, in the belief that you can know something about its nature and life-conditions without considering it as growing out of your head. The hair only has meaning when it is growing on the head; it cannot be studied for itself. It is the same with the plant. One cannot pull it up and study it separately, but one must consider the whole earth as an organism to which the plants belong. This is actually what it is. The plants belong to the entire growth of the earth, in the same way as the hairs belong to our head. Plants can never be studied in an isolated way, but only in connection with the whole nature of the earth. The earth and the world of plants belong together. Let us suppose that you have a herbaceous plant, an annual, which is growing out of the root, shooting up into stalk, leaves and flowers, and developing the fruit which is sown again in the following year. Then you have the earth underneath, in which the plant is growing. But now, think of a tree. The tree lives longer, it is not an annual. It develops around itself the mineralised bark which is of such a nature that pieces of it can be broken off. What is this in reality? The process is as follows: If you were to pile up around a plant the surrounding earth with its inherent forces, if you were more or less to cover it with earth, then you would bring this about in an external, mechanical way, through human activity. Nature however does the same thing by wrapping the tree round with the bark; only in this case it is not completely earth. In the bark there is a kind of hill of earth, the earth heaps itself up. We can see the earth flourishing and growing when we see the growing tree. This is why what surrounds the root of the plant must most certainly be reckoned as belonging to it. We must regard the soil as belonging to the plant. Anyone who has trained himself to observe such things and happens to travel in a district where he notices many plants with yellow flowers will at once look to see what kind of soil it is. In such a case, where specifically many yellow flowers are to be seen, one is likely to find, for instance, a soil which is somewhat red in colour. You will never be able to think about the plant without taking into consideration the earth in which it grows. Both belong together. And one should lose no time in accustoming oneself to this; as otherwise one destroys in oneself a sense for realities. A deep impression was made on me recently, when at the request of certain farmers, I gave an agricultural course, at the end of which a farmer said: Today everybody knows that our vegetables are dying out, are becoming decadent and this with alarming rapidity. Why is this? It is because people no longer understand, as they understood in bygone days, as the peasants understood, that earth and plants are bound together and must be so considered. If we want to foster the well-being of our vegetables so that they flourish again we must understand how to treat them in the right way, in other words, we must give them the right kind of manure. We must give the earth the possibility of living rightly in the environment of the plant roots. Today, after the failure of agricultural methods of development, we need a new impulse in agriculture based on Spiritual Science. This will enable us to make use of manure in such a way that the growth of plants does not degenerate. Anyone as old as I am can say: I know how potatoes looked 50 years ago in Europe—and how they look today! Today we have not only the decline of the West in regard to its cultural life, but this decline penetrates deeply also into the kingdoms of nature, for example, in regard to agriculture. It really amounts to this, that the sense for the connection between the plant and its environment should not be destroyed, that on school outings and similar occasions die plants should not be uprooted and put into specimen containers and then brought into the classroom in the belief that thereby something has been achieved. For the uprooted plant can never exist just for itself. Today people indulge in totally unreal ideas. For instance they look upon a piece of chalk and a flower as having reality in the same sense. But what nonsense this is! The mineral can exist for itself, it can really do this. So the plant also (they say) should have an independent existence; but it cannot, it ceases to be when it is uprooted from the ground. It only has earthly existence when it is attached to something other than itself, and that other only has existence in so far as it is part of the whole earth. We must study things as they are in their totality, not tear them out of it. Almost all our knowledge based on observation teems with unrealities of this kind. This is why Nature Study has become completely abstract, although this is partly justified, as with the theory of relativity. Anyone, however, who can think in a realistic way cannot allow abstract concepts to run on and on, but notices when they cease to have any relationship with what is real. This is something he finds painful. Naturally you can follow the laws of acoustics and say: When I make a sound, the transmission of this sound has a definite speed. When I hear a sound anywhere, at any particular place, I can calculate the exact time its transmission will take. If now I move, no matter at what speed, in the direction the sound is travelling, I shall hear it later. Should my speed exceed the speed of the sound I shall not hear it at all; but if I move towards the sound I shall hear it earlier. The theory of relativity has its definite justification. According to this, however, we can also come to the following conclusion: If I now move towards the sound more quickly than the sound travels, I shall finally go beyond it, so that I shall hear the sound before it is made! This is obvious to anyone able to think realistically. Such a person also knows that logically it is absolutely correct, wonderfully thought out, to say that a clock (to take the famous comparison of Einstein) thrown with the speed of light into universal space and returning from thence, will not have changed in any respect. This can be wonderfully thought out. But for a realistic thinker the question must necessarily arise: What will the clock look like on its return? for he does not separate his thinking from reality, he remains always in the sphere of reality. This is the essential characteristic of Spiritual Science. It never demands a merely logical approach, but one in accordance with reality. That is why people today, who carry abstractions even to the splitting of hairs, reproach us anthroposophists with being abstract, just because our way of thinking seeks everywhere the absolute reality, never losing the connection with reality, although here certainly the spiritual reality has to be included and understood. This is why it is possible to perceive so clearly how unnatural it is to connect plant study with specimens in a container. It is therefore important when introducing the child to plant study that we consider the actual face of the earth and deal with the soil and plant growth as a whole, so that the child will never think of the plant as something detached and separate. This can be unpleasant for the teacher, for now he cannot take the usual botany books into class with him, have a quick glance at them during the lesson and behave as though he knew it all perfectly. I have already said that today there are no suitable botany text-books. But this sort of teaching takes on another aspect when one knows the effect of the imponderable and when one considers that in the child the subconscious works still more strongly than in older people. This subconscious is terribly clever and anyone able to perceive the spiritual life of the child knows that when a class is seated facing the teacher and he walks up and down with his notes and wants to impart the content of these notes to the children, they always form a judgment and think; Well, why should I know that? He doesn't even know it himself! This disturbs the lesson tremendously, for these feelings rise up out of the subconscious and nothing can be expected of a class which is taught by someone with notes in his hand. We must always look into the spiritual side of things. This is particularly necessary when developing the art of education, for by doing so we can create in the child a feeling of standing firmly and safely in the world. For (in lessons on the plant) he gradually grasps the idea that the earth is an organism. And this it actually is and when it begins to become lifeless we must help it by making the right use of manure. For instance, it is not true that the water contained in the air is the same as that in the earth below. The water below has a certain vitality; the water above loses this vitality and only regains it when it descends. All these things are real, absolutely real. If we do not grasp them we do not unite ourselves with the world in a real way. This then is what I wished to say in regard to the teaching about the world of plants. Now we come to the animal world and we cannot consider the animals as belonging to the earth in the same way. This is apparent from the mere fact that the animals can move about; in this respect they are independent. But when we compare the animals with man we find something very characteristic in their formation. This has always been indicated in an older, instinctive science, the after-effects of which still remained in the first third of the 19th century. When however a modern man with his way of looking at things reads the opinions expressed by those philosophers of nature who, following old traditions, still regarded the animal world in its relation to the human world, these strike him as being utterly foolish. I know that people have hardly been able to contain their laughter when in a study circle, during the reading from the nature philosopher, Oken, the following sentence occurred: “The human tongue is a cuttlefish.” Whatever could he have meant? Of course in actual fact this statement of Oken's can no longer be regarded as correct, but it contains an underlying principle which must be taken into account. When we observe the different animal forms, from the smallest protozoa up to the fully developed apes, we find that every animal form represents some part of the human being, a human organ, or an organic system, which is developed in a one-sided way. You need only look at these things quite crudely. Imagine that the human forehead were to recede enormously that the jaw were to jut right out, that the eyes were to look upwards instead of forwards, that the teeth and their whole nexus were also to be formed in a completely one-sided way. By imagining such an exaggerated, one-sided development you could get a picture of a great variety of mammals. By leaving out this or that in the human form you can change it into the form of an ox, a sheep and so on. And when you take the inner organs, for instance those which are connected with reproduction, you come into the region of the lower animals. The human being is a synthesis, a putting together of the single animal forms, which becomes softer, gentler, when they are united. The human being is made up of all the animal forms moulded into one harmonious structure. Thus when I trace back to their original forms all that in man is merged together I find the whole animal world. Man is a contraction of the whole animal world. This way of looking at things places us with our soul life once more in a right relationship to the animal world. This has been forgotten, but it is nevertheless true; and as it belongs fundamentally to the principles of evolution it must again be brought to life. And, after having shown the child how the plant belongs to the earth, we must, in so far as it is possible today, proceed at about the nth year to a consideration of the animal world; and we must do this in such a way that we realise that in its various forms the animal world belongs, strictly speaking, to man himself. Think how the young human being will then stand in his relation to animal and plant. The plants go to the earth, become one with the earth; the animals become one with him! This gives the basis for a true relationship to the world; it places man in a real relationship to the world. This can always be brought to the child in connection with the teaching matter. And if this is done artistically, if we approach the subject in a living way, so that it corresponds with what the child in his inner being is able to grasp, then we give him living forces with which to establish a relationship to life. Otherwise we may easily destroy this relationship. But we must look deeply into the whole human being. What really is the etheric body? Well, if it were possible to lift it out of the physical body and so impregnate it that its form were to become visible—then there would be no greater work of art than this. For the human etheric body through its own nature and through what man creates within it, is at one and the same time both work of art and artist. And when we introduce the formative element into the child's artistic work, when we let him model in the free way I described yesterday, we bring to him something that is deeply related to the etheric body. This enables the child to take hold of his own inner being and thereby place himself as man in a right relationship to the world. By introducing the child to music we form the astral body. But when we put two things together, when we lead what is plastic over into movement, and when we form movements that are plastic, then we have eurythmy, which follows exactly the relationship of the child's etheric body to his astral body. And so now the child learns eurythmy, speech revealing itself in articulated gestures, just as he learned to speak quite naturally in his earlier years. A healthy child will find no difficulty in learning eurythmy, for in eurythmy he simply expresses his own being, he has the impulses to make his own being a reality. This is why, in addition to gymnastics, eurythmy is incorporated into the curriculum as an obligatory subject from the first school years right up into the highest classes. So you see, eurythmy has arisen out of the whole human being, physical body, etheric body and astral body; it can only be studied by means of an anthroposophical knowledge of man. Gymnastics today are directed physiologically in a one-sided way towards the physical body; and because physiology cannot do otherwise, certain principles based on life-giving processes are introduced. By means of gymnastics, however, we do not educate the complete human being, but only part of him. By saying this nothing is implied against gymnastics, only in these days their importance is over-estimated. Therefore in education today eurythmy should stand side by side with gymnastics. I would not go as far as a famous physiologist did, who once happened to be in the audience when I was speaking about eurythmy. On that occasion I said that as a means of education gymnastics are over-rated at the present time, and that a form of gymnastics calling on the forces of soul and spirit, such as is practised in eurythmy side by side with the study of eurythmy as an art, must be introduced in addition to gymnastics as usually understood. At the end of my lecture the famous physiologist came up to me and said: Do you say that gymnastics may have their justification as a means of education because physiologists say so? I, as a physiologist, must say that gymnastics as a means of education are nothing less than barbarism! You would certainly be very astonished if I were to tell you the name of this physiologist. At the present time such things are already apparent to people who have some right to speak; and we must be careful not to advocate certain things in a fanatical way without a full knowledge of what is involved. To stand up fanatically for certain things is utterly out of place in connection with the art of education, because here we are dealing with the manifold aspects of life. When we approach the other subjects which children have to be taught and do so from the various points of view which have here been considered, we come first to the years during which the child can only take in the pictorial through his life of feeling. History and geography, for instance, must be taught in this way. History must be described pictorially; we must paint and model with our words. This develops the child's mind. For during the first two stages of the second main epoch of life there is one thing above all to which the child has no relationship and this is what may be termed the concept of causation. Before the 7th year the child should most certainly not go to school. [i.e. to school as distinguished from a kindergarten.] If we take the time from 7 to 9⅓ years old we have the first subdivision of the second main epoch; from 9⅓ to 11⅔ years old we have the second stage and from 11⅔ until approximately the age of 14 we have the third stage. During the first stage of this second main epoch the child is so organised that he responds immediately to what is pictorial. At this age therefore we must speak as one does in fairy-tales, for everything must still be undifferentiated from the child's own nature. The plants must speak with one another, the minerals must speak with one another; the plants must kiss one another, they must have father and mother, and so on. At about 9⅓ years old the time has come which I have already characterised, when the ego begins to differentiate itself from the outer world. Then we can make a more realistic approach in our teaching about plants and animals. Always, however, in the first years of life history must be treated in fairy-tale, mythical mood. In the second subdivision of this longer epoch, that is to say, from 9⅓ until 11⅔ years old, we must speak pictorially. And only when the child approaches the age of 12 can one introduce him to the concept of causation, only then can one lead over to abstract concepts, whereby cause and effect can be allowed to enter in. Before this time the child is as inaccessible to cause and effect as anyone colour blind is to colours; and as an educator one often has absolutely no idea how unnecessary it is to speak to the child about cause and effect. It is only after the age of 12 that we can speak to him about things which today are taken for granted when looked at from a scientific point of view. This makes it essential to wait until about the 12th year before dealing with anything that has to do with the lifeless, for this involves entering into the concept of causation. And in the teaching of history we must also wait until about this age before passing over from a pictorial presentation to one which deals with cause and effect, where the causes underlying historical events have to be sought. Before this we should only concern ourselves with what can be brought to the child as having life, soul-imbued life. People are really very strange. For instance, in the course of cultural development a concept has arisen which goes by the name of animism. It is maintained that when a child knocks himself against a table he imagines the table to be alive and hits it. He dreams a soul into the table, and it is thought that primitive people did the same. The idea is prevalent that something very complicated takes place in the soul of the child. He is supposed to think that the table is alive, ensouled, and this is why he hits it when he bumps up against it. This is a fantastic notion. On the contrary those who study the history of culture are the ones who do actually “ensoul” something, for they “ensoul” this imaginative capacity into the child. But the soul qualities of the child are far more deeply embedded in the physical body than they are later, when they are emancipated and can work freely. When the child bumps against a table a reflex action is set up without his imagining that the table is alive. It is purely a reflex movement of will, for the child does not yet differentiate himself from the outer world. This differentiation first makes its appearance at about the 12th year when a healthy child can grasp the concept of causation. But when this concept is brought to the child too early, especially if it is done by means of crude external methods, really terrible conditions are set up in the child's development. It is all very well to say that one should take pains to make everything perfectly clear to a child. Calculating machines already exist in which little balls are pushed here and there in order to make the operations of arithmetic externally obvious. The next thing we may expect is that those of the same frame of mind will make moral concepts externally visible by means of some kind of machine in which by pushing something about one will be able to see good and evil in the same way as with the calculating machines one can see that 5 plus 7 equals 12. There are, however, undoubtedly spheres of life in which things cannot be made externally apparent and which are taken up and absorbed by the child in ways that are not at all obvious; and we greatly err if we try to make them so. Hence it is quite wrong to do as is often attempted in educational books and make externally apparent what by its very nature cannot be so treated. In this respect people often fall into really frightful trivialities. In the years between the change of teeth and puberty we are not only concerned with the demonstrably obvious, for when we take the whole of human life into consideration the following becomes clear. At the age of 8 I take in some concept, I do not yet understand it fully; indeed I do not understand it at all as far as its abstract content is concerned. I am not yet so constituted as to make this possible. Why then do I take in the concept at all? I do so because it is my teacher who is speaking, because the authority of my teacher is self-understood and this works upon me. But today we are not supposed to do this; the child is to be shown what is visual and obvious. Now let us take a child who is taught everything in this way. In such a case what a child experiences does not grow with his growth, for by these methods he is treated as a being who does not grow. But we should not awaken in the child ideas which cannot grow with him, for then we should be doing the same thing as if we were to have a pair of shoes made for a three-year-old child and expect him to wear them when he is 12. Everything in the human being grows, including his power of comprehension; and so the concepts must grow with him. We must therefore see to it that we bring living concepts to the child, but this we can only do if there is a living relationship to the authority of the teacher. It is not achieved if the teacher is an abstract pedant who stands in front of the child and presents him with concepts which are as yet totally foreign to him. Picture two children. One has been taught in such a way that he takes in concepts and at the age of 45 he still gives things the same explanation that he learned when he was 8 years old. The concept has not grown with the child; he paid careful attention to it all, and at 45 can still explain it in the same way. Now let us take a second child who has been educated in a living way. Here we shall find that just as he no longer wears the same size shoes as he did when he was 8 years old, so at a later age he no longer carries around with him the same concepts that he learned when he was 8. On the contrary; these concepts have expanded and have become something quite different. All this reacts on the physical body. And if we look at these two people in regard to their physical fitness we find that the first man has sclerosis at the age of 45, while the second has remained mobile and is not sclerotic. How great do you think the differences are which come to light between human beings? In a certain place in Europe there were once two professors of philosophy. One was famous for his Greek philosophy; the other was an old Hegelian, an adherent of the school of Hegel, where people were still accustomed to take in living concepts, even after the age of 20. Both were lecturers at the same university. At the age of 70 the first decided to exercise his right to retire on a pension, he felt unable to continue. The second, the Hegelian professor, was 91 and said: “I cannot understand why that young fellow is settling down to retirement already.” But the conceptual life of this second professor had retained its mobility. People criticised him for this very reason and accused him of being inconsistent. The other man was consistent, but he suffered from sclerosis! There exists a complete unity in the child between the spiritual and the bodily, and we can only deal rightly with him when we take this into consideration. Today people who do not share the views of materialists say that materialism is a bad thing. Why? Many will say that it is bad because it understands nothing of the spiritual. This, however, is not the worst, for little by little people will become aware of this lack, and as a result of the urge to get the better of it they will come to the spiritual. The worst thing about materialism is that it understands nothing of matter! Look into it yourselves and see what has become of the knowledge of the living forces of man in lung, liver and so on under the influences of materialism. Nothing is known about how these things work. A portion is removed from the lung, the liver and so forth and this is prepared and examined, but by means of present-day scientific methods nothing is learned of the spirit working actively in the human organs. Such knowledge can only be gained through spiritual science. The material reveals its nature only when studied from the aspect of spiritual science. Materialism has fallen sick, and the cause of this sickness is above all because the materialist understands nothing of matter. He wants to limit himself to what is material but he cannot penetrate to any knowledge of what is material in a real sense. In saying this I do not mean the “thought-out” material, where so and so many atoms are supposed to dance around a central nucleus: for things of this kind are not difficult to construct. In the earlier days of the Theosophical Society there were theosophists who constructed a whole system based on atoms and molecules; but it was all just thought out. What we have to do now is to approach reality once again. And if one actually does this one has a feeling of discomfort when one is supposed to grasp some concept which is entirely devoid of reality. One experiences pain when, for instance, someone propounds a theory such as this: Fundamentally it is one and the same thing whether I drive my car to a town, or whether the car stands still and the town comes to me. Certainly things of this kind are justified when looked at from a certain point of view. But drawn out to the extent that occurs today among those who hold completely abstract opinions, they impoverish the entire life of the human soul. And anyone who has a sense for such things experiences great pain in regard to much of what people think today, which works so destructively on teaching methods. For instance, I see the tendencies of certain methods applied already to little children in the kindergarten, who are given ordinary cut-out letters and then learn to pick them out of a heap and put them together to form words. By occupying the child in this way at such an early age we are bringing him something to which as yet he has absolutely no relationship. When this happens to him the effect is the same as if in real thinking one were to say: I was once a man who still had muscles, skin and so on; now I am merely a skeleton. So it is today under the influence of this propensity for abstractions in the spiritual life of mankind: one sees oneself suddenly as a skeleton. With such an outlook, however, which is the bare skeleton of reality, we cannot approach the child in education. Because of this I wanted to show today how everything depends on the teacher approaching life in a true and living way. |
317. Curative Education: Lecture X
05 Jul 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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The time between death and new birth has been quite short, with the result that the soul has brought into this incarnation something of the astral body of the former incarnation. The boy still has even now strange dreams at night. This fact will reveal itself to you in strange and disconnected remarks that he makes after waking up. |
317. Curative Education: Lecture X
05 Jul 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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And now we must go on to say something about the cases you have with you at Lauenstein.1 I would like to speak first of that eldest boy of yours, who is sixteen years old, and in whom we can clearly recognise an inferiority occasioned by the failure of the I and astral body to penetrate the physical organisation. He was given into your care comparatively late; you did not, I think, have him with you until he was in his sixteenth year? So you have here a case with antecedents that have already undergone marked development. If the boy could have been taken in hand earlier on and given the advantage of Waldorf School education, then, in the time between the change of teeth and puberty, he would have experienced the principle of authority in the right way. Care would also have been taken, first of all, to watch all the time and see what things really interested him, and then, starting from these, to extend his field of interest. Had this been possible, and if in addition the boy could at the same time have been given lead in gently administered doses, then notwithstanding his inherent difficulties the boy's soul would be today on quite a different level. For it is plain, the boy has interests. He has moreover definite ability. You will however have seen from the quite simple test that we put to him, where the lad's trouble lies. You will remember, I set him a comparatively simple sum in arithmetic—a problem in subtraction, put in the form that accords with the methods of Waldorf School education. For we always ask, you know: What have I to take from a given number in order to leave another given number as remainder: Thus, we do not, as is usually done in teaching arithmetic, give the minuend and subtrahend, but instead the minuend and the remainder, leaving the subtrahend to be found. This way of stating the problem puts the condition of mind and soul to severer test; on the other hand, the child is helped far more in his development when he has to tackle the problem in this form, than when it is put to him the other way round. As you saw, the boy was able to do the sum, but not able to do it at once. As soon as he had solved the problem, he came up to me with great delight; but it must have been an hour and a half later. He took thus an hour and a half to do the sum, and was happy and delighted when he had found the answer. There was therefore no doubt about it, the boy had the necessary ability, he was able to do the sum. All the members of his organism were in readiness to be directed to the task; there was, so to speak, no “fault in the contact”. The trouble with him is only that he needs longer time. And the reason for this is, that from the very outset his ether body and his physical body offer resistance; they fail to unfold the activity that is proper to them, in spite of the fact that the possibilities for the activity are there all the time. Follow carefully how the boy's interests work. You will find they remain in the head organisation; they cannot make their way down into the rest of the body. This fact was clearly demonstrated in a little incident that took place during my visit. You saw how the boy came up to us with his little Kodak and wanted to take our photograph. He managed it quite well, carrying the whole thing through with intense interest. Afterwards I tried to suggest to him that he should make another exposure. This would have necessitated his going to fetch a new film; his interest would have had to reach beyond what lay immediately to hand. He resisted the idea, and nothing would persuade him to listen to it. When an interest seizes hold of him in the very movement, here and now—he is ready for it—he is “all there”: but if the situation requires that he should bring the interest down into his metabolism-and-limbs system, then at once his ether and physical bodies set up a powerful resistance. What should one do in such a case? With a boy already in his teens, it is of course much more difficult than it would have been earlier; we should however set ourselves even now to intervene with our pedagogical therapy. Taking as our starting point things that the boy follows with a certain interest, we should go on from these, widening the circle of his interest in all directions. A great deal can be achieved by recognising and appealing to an entirely healthy instinct that the boy undoubtedly possesses—despite his difficulties. For you must realise that even in persons who are abnormal, healthy instincts are yet always present. And with this boy, you will find that as soon as you draw his attention to objects and processes that call for skilful handling, he will at once begin to experience a widening of his circle of interests. The boy has, you see, difficulty in following the road that leads from the head organisation to the metabolism-and limbs organisation, and thence, as I have explained to you, out again beyond. This latter part of the journey he accomplishes only with great difficulty, since there is in him no capacity to perceive what is going on there. Even the slight measure of perception that is present in a normal human being is in his case lacking. Once, however, he can be brought to see, he has an object plainly before him, the skilfulness of his own limbs, the sight will fill him with joy. You must get him to do things which will bring this about. An excellent plan will be to give him Curative Eurythmy exercises, to be done with legs and hands, but especially taking care to see that the toes and fingers move with great energy. Then draw the boy's attention to these movements that are going on in his limbs, let him watch himself making the movements. If it should happen that you have to do with younger children who already show signs of this kind of difficulty, where what has been decided upon by the head does not easily find its way down into the rest of the organism, try getting them to touch their feet with their head. In the case of the boy we are considering, it is too late for this, but you may any day receive into your Home quite little children with the same disability. Try it yourselves; you will find it is no easy matter! But for small children it is a very good exercise; they can be brought even to kiss their own toes. Another thing that never fails to help in such cases—and it could prove a real blessing even to your boy—is to get the child to hold a pencil between his great toe and the next, and with the pencil contrive to trace out some letters of the alphabet, and so have the enjoyment of discovering that he can write with his feet. It is quite possible that even at his age this boy of yours could receive very great benefit from such an experiment. For in cases such as his, Curative Eurythmy—and writing with the toes is a kind of Curative Eurythmy!—can be of the very greatest help. Whether also a course of treatment with lead will at his age afford him the help he stands in need of, we shall discover when we begin to make trial with it and note its effects. All that I have been saying will have demonstrated to you the imperative need for a delicate and fine power of observation. The simple calculation that took the boy an hour and a half to make, the reluctance to go back into the house to fetch a new film—facts like these may seem trifling and insignificant, and yet it is just this kind of thing that we must learn to make the object of careful observation. As we come to do so, we shall realise what an invaluable aid it can be to the educator of backward children if he is sensitive to every little thing that happens with the child he wants to help. And now you will be wanting to say to me: It looks as though the education of backward children is going to take up all one's time; one will have to be perpetually giving one's whole attention to the children, and will have no time left to meditate, no time in fact to do anything else whatever! That is not the case; and the esoteric nature of a life-work such as you are undertaking should not allow you ever to admit for a moment this point of view. What is wanted is not that you should all day long be constantly on the watch—not that at all, but rather that you should acquire a quick sense for characteristic happenings. If one has already learned how to watch quite a number of children and knows how to make the right use at every turn of one's powers of perception, it is, under certain circumstances, quite possible to carry out a thorough investigation of a single child in five or ten minutes. It does not depend at all on the length of time one devotes to the matter, but wholly on the degree to which one is able to unite oneself inwardly with the act of perception. If people would only realise that one has to really connect oneself inwardly with the phenomena in question then a great deal of time would be saved, especially for those who work in the professions.E1 Now, there was at Lauenstein another boy, a typical case, a fifteen-year-old epileptic. You could see the same type in the boy we had here before us the other day; only, your boy at Lauenstein is several years older. The first thing that claims our attention in his case is the difficult situation created by the fact that he is at the age of transition to puberty. He has been castrated, has he not? Now what we are concerned with is the process of attaining puberty as it has to go forward in the whole organism. The fact that the boy has been castrated, means that in his case we have to reckon with a phenomenon that manifests in him with extraordinary vehemence—namely, the reaction that is induced as a result of this unnatural influence that has been brought to bear on the evolution of sex. The boy gives indeed every appearance of one in whom the transition to puberty is going to prove difficult. The gradual attainment of puberty is, as we have said, a process that belongs to the whole organism; and the sole significance that castration possesses for the boy at the present time consists in the reactionary influence it has in him upon the attainment of puberty. The first thing to do therefore is to see that the boy is placed where he will be sure of being treated in the way that is right and necessary for boys who are attaining puberty—that is to say, where care is taken to provide conditions under which such boys have their interest aroused in all the processes that go on in the world in which they find themselves. Boys who are at the age of puberty urgently need Waldorf School education. This boy must not be left to the mercy of his own impulses and emotions; we must try to bring it about that he is continually occupied with something outside himself, and takes a keen interest in the objects and processes that he finds around him. Tell me, how is he getting on at school? Perhaps you can tell me this? (S. “He can neither read nor write. During the past year we have not even made a beginning with school for him. Frau F. did once begin to teach him reading and writing; it was on the Montessori method, and he did not get on at all, he seemed unable to make any progress. His school attainments have really to be counted as nil.”) He shows, you see, a certain obtuseness to external impressions. We shall here be under the necessity of applying Waldorf School education in the way we are accustomed to do with quite little children—taking our start, that is, from painting, and so providing the opportunity for the boy to put out into colour whatever is tormenting him inwardly. Get him to paint, and you will see what can be got rid of this way. And then you can go farther with him in whatever direction his own inclinations and abilities indicate. There can moreover be no question but that we must intervene here also with our therapy. We have not, I think, up to now, prescribed any medicaments? The boy should have algae and belladonna. Therapeutical treatment will consist then of these two remedies. You probably understand in a general way the nature of algae injections, but you will do well to enter a little more deeply into the significance of them; for you should, you know, be ready to make use of them on your own responsibility, in individual cases. Why do we propose for this boy algae injections? In the algae we have plants that have neither strongly developed root formation nor strongly developed flower formation. It is indeed almost as though flower and root had been telescoped. The leaf organisation is the main thing; everything else is produced from it. In algae therefore, since foliage preponderates, we find no very near relationship to the earth. Nor, on the other hand, is there any very near relationship to the outer cosmos. There is however a relationship to the watery and airy elements that are active immediately over the surface of the earth. Algae—and the same applies also to mushrooms—are plants that are, as it were, completely steeped in the interplay of air and water. And these two kinds of plants have in addition this characteristic in common, that they are strongly attracted to the minute quantity of sulphur which is to be found everywhere today in water as well as in air. Consequently, when these plants are introduced into the rhythmic organism of man, they are peculiarly adapted to restore harmony between astral body and ether body. And harmony between astral body and ether body is precisely what is lacking in a boy of this type. In cases where we perceive a disturbance due to the ego organisation making too great demand upon the astral body and not allowing it to enter into the etheric body, we must have recourse rather to the mushroom type of plant. The algae, which come nearer to the ordinary plant, are to be used when the physical body and etheric body refuse to allow the astral body to enter—that is to say, when the disharmony is due not to an excessive attraction exerted by the ego organisation, but to a special resistance put up by the ether body.E2 Then there was a girl you had at Lauenstein. Perhaps you would kindly describe her for us, in accordance with the indications I gave at the time? (S.: “I too have seen this girl only on that one occasion—a girl with protruding lips. You pointed out that something very serious must have happened to her astral body between the ages of 3 and 4; the child must, you said, have had at that time a violent attack of itching and scratching. The mother confirmed afterwards that high temperatures had occurred at that age, accompanied by irritation and itching. For treatment, nicotiana enema was prescribed; and if that did not help, nicotiana injections were to be given. The girl is fifteen years old.”) So we have here a girl who has attained the age of fifteen, and in whom we can see quite clearly that the astral organisation has made very weak connection with the organism as a whole. The girl is obviously of that type.E3 One notices at once that the astral organisation is far too weak to restrain the ego in face of the temptation that always assails man when he eats—the temptation to enjoy the eating too much, to revel in the sweet and pleasant taste of the food. When the astral body is not sufficiently active in the lower region of the face, then the lips will be found to protrude noticeably—a symptom that is due to the excessive pleasure experienced in tasting food and also in the initial process of digestion, that takes place in the mouth. Phenomena such as these have far-back antecedents; obviously they cannot be making their appearance for the first time at this somewhat late stage of childhood. As has been said, I stated at the time that an irregularity must have occurred in the child's development about the 3rd or 4th year. How can you learn to perceive such facts for yourselves? You can find your way to such perceptions if you set out to do so with the love that I have described to you and upon which you will remember I laid such stress. You must never say: In order to perceive such things, I should have to be clairvoyant. To say that betokens an inner laziness—a quality that must on no account ever be found in one who undertakes the task of education. Long before you attain to the clairvoyance that is required for spiritual research in general, you can beget in yourself the faculty simply to perceive what is really the matter. The power to do this can be born in you, if you approach with loving devotion all that shows itself in the child, and especially just those developments that come with abnormal conditions. What you say to yourself at that moment will be true. There is of course need here for esoteric courage. This esoteric courage can and does develop in man—provided only that one thing does not stand in the way. It is strange, and at the same time significant, that these inner intuitions are so little noticed by the very people who are, comparatively speaking, well able to have them. Anthroposophists have many an opportunity to pay heed to such inner intuitions! For they have these intuitions, far more than is supposed, but they fail to attend to them—the reason being that in the moment when they should do so, they find themselves assailed by a vanity that is hard to overcome. With the discovery of faculties not known before, all manner of impulses that spring from vanity begin to crop up in the soul. Along with the other characteristics of our age that I described for you in my lecture yesterday, as well as on several other occasions, we have to reckon also a tendency to grow vain and conceited, for it is a tendency that is terribly prevalent in present-day mankind. This is a matter that should receive serious consideration from those of the present-day Youth—and you yourselves are of course among the number—who are devoting their lives to some great and noble calling. There is in our time great need that young men and women should rise up among us and exercise a regenerating influence upon mankind; and what I am now going to say is not said out of misunderstanding of the Youth Movement of our day, nor from lack of understanding, but out of a true understanding of it. It is a necessity, this Youth Movement, it is something of quite extraordinary significance; for those older people who can understand it, the modern Youth Movement is interesting in the highest degree. Not a word shall be uttered here against it. Nor shall we attempt to deny that there is only too often a deplorable lack of readiness on the part of the older generation to understand this Youth Movement, and that a great many plans have suffered shipwreck just because the Movement has not been taken seriously enough, just because people have not troubled themselves to look into it sufficiently. But the Youth Movement does need to beware of one thing when it sets out to undertake specific practical tasks; and it is incumbent on those of us who have had experience in the matter to call attention to it, for it makes one seriously apprehensive for the whole future of the Movement. I mean a certain vanity that shows itself there on every hand. This vanity is not so much due to a lack of education and culture, but is rather the consequence of an inevitable situation. For the will to action necessitates of course a strong development of inner capabilities, and then it follows all too easily that under the influence of Ahriman vanity begins to spring up in the soul. I have had opportunity in my life to make careful and intimate observation of persons who were full of promise—persons too of the most various ages of life—in whom one could see again and again how with the dawn of the Age that has followed Kali Yuga, vanity began to grow and thrive in their souls. It is not, therefore, only among the Youth that the vanity shows itself. What concerns us at the moment however is the special form of it that manifests in the Youth and that has in point of fact hindered them from developing the right and essential character that lies inherent in present-day Youth, waiting to be developed. Hence the phenomenon with which we are so familiar, this endless talk of “missions”, of great tasks, with all too little inclination to set to work upon the details, to take pains about the small things that require to be done in carrying out these tasks. These will emphatically be need in the future for what has been described in simple words as devotion to detail. Devotion to detail and to little things is something which the Youth of our time need to develop. They are far too apt to revel in abstractions; and this revelling in abstractions is the very thing that can then lure them with irresistible force into the snare of vanity. I do beg you to bethink yourselves of the difficulties that beset your path on this account. Make it a matter of esoteric striving to master this tendency to vanity; for it does indeed constitute a real hindrance to any work you undertake. Suppose you want to be able to speak to some fellow human being from out of an intuitive power of vision. The things you need to behold in him are by no means written plain for all to see; and you may take it that statements made about backward children from the ordinary lay point of view are generally false. What you have to do is to see through what lies on the surface, see right through it to the real state of affairs. If therefore you want to come to the point of being able to say something to him out of intuitive vision, what do you need for that? You need to tell yourself with courage and with energy—not just saying it at some particular moment, but carrying it continually in your consciousness, so that it determines the very quality and content of your consciousness:—“ I can do it.” If, without vanity, in a spirit of self-sacrifice, and in earnest endeavour to overcome all the things that hinder, you repeat these words, not only feeling them, but saying them to yourself over and over again, then you will begin to discover how far you are able to go in this direction. Do not expect to find the development of the faculty you seek, by spinning out all manner of theories and thoughts. No, what you need to do is to maintain all the time this courageous consciousness, which develops quite simply of itself when once you have begun to fetch up from the depths of your soul what lies hidden there, buried (metaphorically speaking) beneath an accumulation of dust and rubbish. Generally speaking, people are not able to achieve anything of this kind in the realm of pedagogy. They could do so if only they would set themselves seriously to bring to life within them a certain truth. Let me explain to you how this can be done. Try to accustom yourselves to live your way every evening into the consciousness: In me is God. In me is God—or the Spirit of God, or what other expression you prefer to use. (But please do not think I mean just persuading yourself of this truth theoretically—which is what the meditations of the majority of people amount to!) Then, in the morning let the knowledge: I am in God shine out over the whole day. And now consider! When you bring to life within you these two ideas, which are then no longer mere thoughts, but have become something felt and perceived inwardly, yes, have even become impulses of will within you, what is it you are doing? First, you have this picture before you: In me is God; and on the following morning, you have this picture before you: I am in God (see Figure 3, right). They are one and the same, the upper and the lower figure. And now you must understand: Here you have a circle (yellow); here you have a point (blue). It doesn't look like that in the evening, but in the morning the truth of it comes to light. And in the morning you have to think: Here is a circle (blue); here is a point (yellow). Yes, you have to understand that a circle is a point, and a point a circle. You have to acquire a deep, inner understanding of this fact. But now, this is really the only way to come to a true understanding of the human being! You remember the drawing I made for you, of the metabolism-and-limbs man and the head man (see Figure 1.). That drawing was nothing else than a realistic impression or record of what you have before you now in this simple figure for meditation. In the human being it becomes actual reality; the I-point of the head becomes in the limb man the circle—naturally, with modifications. Adopting this line of approach, trying, that is, to understand man inwardly, you will learn to understand the whole of man. You must, first of all, be quite clear in your mind that these two figures, these two conceptions, are one and the same, are not at all different from one another. They only look different from outside. There is a yellow circle; here it is too! There is a blue point; here it is too! Why do they look different? Because that drawing is a diagram of the head, and this a diagram of the body. When the point claims a place for itself in the body, it becomes the spinal cord. It makes its way in here and then the part it plays in the head organisation is continued in the spinal cord. There you have the inner dynamic of the morphology of man. Taking it as your starting point, you will be able, by meditation, to build up a true anatomy, a true physiology. And then you will acquire the inner intuition that can perceive in how far the upper and lower jaws are limbs; for you will begin to see in the head a complete organism in itself, sitting up there on the top of the human being, an organism whose limbs are dwarfed and have—in process of deformation—turned into jaws. And you will come to a clear perception of how teeth and toes are in polarity to one another. For you have only to look at the attachments of the jawbones, and you can see it all there before you—the stunted toes, the stunted hands and feet. But, my dear friends, meditation that employs such pictures as I have been giving can never take its course in the kind of mood that would allow us to feel: Now I am going to settle down to a blissful time of meditation; it will be like sinking into a snug, warm nest! No, the feeling must be continually present in us that we are taking the plunge into reality—that we are grasping hold of reality. Devotion to little things—yes, to the very smallest of all! We must not omit to cultivate this interest in very little things. The tip of the ear, the paring of a finger-nail, a single human hair—should be every bit as interesting to us as Saturn, Sun and Moon. For really and truly in one human hair everything else is comprised; a person who becomes bald loses a whole cosmos! What we see externally—we can verily create it inwardly, if only we achieve that overcoming which is essential to a life of meditation. But we shall never achieve it so long as any vestige of vanity is allowed to remain—and vestiges of vanity lurk in every corner and crevice of the soul. Therefore is it so urgent, if you want to become real educators, and especially educators of backward children, that you should cultivate, with the utmost humility, this devotion in the matter of little things. And when you have made a beginning in this way in your own sphere, you can afterwards go on to awaken in other circles of the Youth Movement this same devotion to little things. And then it will indeed become possible for you to receive, for example, indications that are afterwards verified from external evidence—as happened, you remember, in the case we are considering. And here I must say in connection with this very case, I have occasion to find grave fault. The same kind of thing happens only too often in connection with the various undertakings that have been begun within our anthroposophical movement. The situation was as follows. Here was a girl concerning whom I told you that a kind of abnormality must have occurred in her development between the third and fourth year. You question the mother, and the mother confirms that it was so. What did you do then? Please tell me, honestly and sincerely: What did you do, when the mother confirmed the fact? (Silence.) Please be esoterically honest and tell me the truth, you three: what did you do? (Silence.) If you had done the right thing, you would now be telling me: “We danced and jumped until we made a hole in the ceiling!” And the after-effect of this jumping for joy would be still expressing itself today—and not merely in words, it would be shining out from you like a light. That is what you need—enthusiasm in the experience of truth. This enthusiasm is an absolute sine qua non: you cannot get on without it. For years it has been so terribly painful to me, the way the members of the anthroposophical movement stand there as if they were rooted to the spot—and the young too, almost as much as the old. But now consider what it means, That they can stand there so impassively. Look at Nietzsche! What a different sort of fellow he was—even if he did get ill from it! He made his Zarathustra become a dancer. Can't you become dancers—in the sense Nietzsche meant it? Why, you should be leading lives of joy—deep inner joy in the truth! There is nothing in the world more delightful, nothing more fascinating, than the experience of truth. There you have an esotericism that is far more genuine, far more significant than the esotericism that goes about with a long face. Before everything else—and long before you begin to talk about having a “mission”—there must be this living inner experience of truth. The girl had, when three or four years old, an occult fever. It is even called that in the medical world—one of those instances where medicine has retained an earlier form of speech. When a doctor does not know what is the cause of a fever, he calls it an “occult” fever. This occult fever, then, made its appearance. During the period round about the third and fourth years, the astral body was particularly weak. The physical body and the ether body reacted to this and developed too strongly; and then the astral body was unable to keep up with them. It is exceedingly important that we take cognisance first of all of this fact: at the age of three the growth of the astral body suffered a significant check, the child's astral body became stunted and cramped within itself. I must come to its aid. It must receive help to make up for what has been lost; and this help can be given through education, by awakening the child's interest in many directions. Tell me now, how has it been with this girl at school? (S.: “We are not having the girl with us in the Home, she will come only for treatment. She was in a school for giving special help to backward children up to the beginning of her sixteenth year, and can read and write, and work with numbers up to about a thousand. In all other respects we have really no knowledge of the girl, we had her there only in order for you to see her. Enema containing nicotiana was prescribed.”) It will be important to treat this girl with Curative Eurythmy.E4 As a result of the stunting of the astral body, a strong tendency to deformation has, you see, made its appearance in the upper organism. The child has about her an extraordinarily animal look, the reason being that all that part which belongs to the organs of mastication is deformed. We have already been making very careful tests here in the Clinic of the influence of nicotiana juice in counteracting deformation; and this girl is just a case in point, where it will be able to do its good work. So you see it will be possible right away to begin—slowly—to make some progress. The nicotiana juice is given by the mouth, to start with; and then one has to watch carefully—one must acquire an eye for such things—to see whether the organs of mastication are beginning to come more under the control of the organism. For, as it is, the organs of mastication lie almost entirely outside the realm of the child's control. They just hang there—limp. The child can thus be treated with nicotiana juice given by the mouth in suitable decimal of dilution, beginning with the sixth and going up to the fifteenth. If it should turn out that this does not work strongly enough, we shall have to resort to injection of nicotiana juice in a high potency into the circulation, so that it may make direct contact there with the astral body and enable us to achieve in this way what we failed to achieve when we administered nicotiana juice by ingestion. I have also a further suggestion to make. The nicotiana juice is intended to work within the astral body and remain there, and it will perhaps be good if we try to prevent its influence from entering too powerfully into the ego organisation—if we try, that is, to arrest it before it reaches the ego organisation. This result can be induced by giving—not often, perhaps only once a week—a weak sulphur bath. Tomorrow we will speak about the other cases that you have at Lauenstein, and I shall be particularly glad to be able to consider with you the interesting phenomenon of albinism, which we have opportunity to study in two of your children. One of them is fifteen years old and the other a much younger sister of hers. (Dr. Steiner asked Dr. Vreede [the original leader of the Mathematical-Astronomical Section at the Goetheanum] if she had drawn their horoscopes, and she handed them to him. The dates were 6th December, 1909, approximately 4 a.m., and 18th May, 1921, approximately 3 a.m., both at Jena.) How does Uranus stand? Did you not find any special constellations? (Dr. Vreede replied that she had—namely with Uranus and Neptune. In the case of the elder girl, Neptune was in opposition to Uranus.) Such children always show two main characteristic peculiarities: fair hair; and poor sight, with the variation in the eyes. These are the essential phenomena of albinism. No more than a superficial study is required to discover that in albinos we have to do with an organisation that is very feeble at assimilating iron, but on the other hand assimilates sulphur with the greatest ease. The organisation resists iron; it resists dealing with it, and this applies especially to the periphery of the body; assimilation of iron stops short of the periphery. Sulphur, on the other hand, is driven to the periphery; and not only so, but driven even out beyond it. That is how it comes about that in the region of the hair, you see, all around, a sulphur-aura, which pales and bleaches the hair and takes the strength out of it. And in the eyes (which are formed comparatively independently, being built into the organism from without, in the embryo time)—in the eyes you have a still more striking manifestation of a sulphur-aura. Here it has the effect of fairly forcing the eyes to betake themselves out of the etheric into the astral. In such children we see the eye plucked right out of its “grotto”, the etheric body of the eye left disregarded and its astral body very much to the fore and fully engaged. Very important questions arise at this point. If we consider the “forming” of man, we find that he stands in connection on the one hand with the telluric forces that divulge themselves to us in the substances of the earth, and on the other hand, with the whole cosmos. He is dependent on both. Both sets of forces are present in the individual process of evolution, as well as also in the stream of inheritance. Let us take first, in considering these two children, the stream of inheritance. Neither in the case of the father nor of the mother is there any indication of albinism. They are both perfectly normal human beings. There was however somewhere in the antecedents—was it a grandmother, of whom it is reported that she had signs of albinism? (Frl. Dr. K.: “It was a sister of the mother.”) An aunt, then. Albinism has been known in the family; that is all that need concern us at the moment. A tendency to albinism is present in the antecedents. And did you not tell me that there had been other cases in the Saal region, also at Jena? (Frl. Dr. K.: “Yes, two children; and one adult, aged thirty-two, who is already married. Of these three, in only one case had there been albinism before in the family history.”) It would seem, therefore, that albinism is in some way endemic to a certain part of the country, but meets also with many counter-influences. And so in fact it makes its appearance quite sporadically! Only under certain circumstances will an albino be born there. The equation will immediately suggest itself: How does it come about that an albino is born in a particular territory? In the case of an albino we have, as we have seen, a sulphurisation process working outwards, so that little sulphur islets occur in the aura, in the periphery. And now we look round in the native environment of the children to see where we can find sulphur. The whole valley of the Saal abounds in iron sulphide. Iron and sulphur are thus present in combination. You can study first the presence of iron in the neighbourhood, and then again the presence of sulphur; and you can take special note of the whereabouts of the beautiful pyrites (iron sulphide). These delicate and lovely cubes of pyrites with their beautiful golden gleam are a characteristic product of the valley of the Saale. Other regions nearby yield gypsum. Gypsum is, as you know, calcium sulphate with 20 per cent water. So that here again we have an opportunity to study sulphur—this time in combination with calcium. This kind of study of the soil will throw light for us on all that lives in the atmosphere etc.; and so we shall have first of all to give ourselves to the study of that which comes out of the ground and is connected with the absorption of sulphur and iron. For we have here a territory that is also very rich in iron, and the question arises: How does this opposite relationship come about in this territory in regard to earth and man, in the earth has a great power of attraction for iron, while the human being cannot attract iron at all, or only with difficulty? What constellations must be present to cause the human being to be particularly disposed to reject the iron and accept the sulphur? Here we come into the realm of the cosmic; we have to set about investigating the constellations that were present at birth (we cannot of course do it for conception). And this will lead us to ask whether there were not in the case of these children who are albinos, quite special constellations, constellations moreover that can only seldom occur. We shall have to find what we can learn, not from the planets that move more quickly, but from the constellations of the planets that take a long time to revolve, such as Saturn and Uranus. You see, therefore, to what kind of questions such cases will lead us. We must first find the right questions to ask; when once we have the questions, then we are ready to begin our study.E5 Now, for these children also, I would like to prescribe a little course of treatment, basing it on the indications I have given today. We will talk of that tomorrow. I gather from a remark that was made to me this morning, that you are wanting something more than is contained in the lectures. These (you feel) go too much in the direction of “devotion to detail”—too much, that is, in the direction that you need! But I am really entirely ready to meet you in this matter, and propose to use here the new method I have been using with the workmen at the Goetheanum. For there I have allowed it gradually to come to this—that I ask them on what I am to speak; so that, ever since a certain date, the workmen themselves have been specifying the themes they want dealt with in the lectures. And now they can never complain that they do not get lectures on subjects they want to hear about.
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118. True Nature of the Second Coming: The Event of Christ's Appearance in the Etheric World
25 Jan 1910, Karlsruhe Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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But when evening came and he went to sleep, his consciousness was not completely darkened, as it is to-day; the soul was able, during sleep, to be aware of spiritual facts—for example, of spiritual facts and happenings in its environment of which the dream to-day is a mere shadow, in most cases no longer representing their full reality. Men had such perceptions at that time and they knew: There is indeed a spiritual world. |
118. True Nature of the Second Coming: The Event of Christ's Appearance in the Etheric World
25 Jan 1910, Karlsruhe Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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When someone has concerned himself for a time with the conception of the world presented by Spiritual Science, and then allows the various ideas and thoughts and items of knowledge that he gains from it to work upon him, manifold questions arise, and he becomes more and more of a spiritual scientist by linking such questions—which are really questions of feeling, of the heart, of the character, in short, of life in general—with spiritual-scientific ideas. The nature of these ideas is such that they do not only satisfy our theoretical, scientific curiosity but shed light upon the riddles of life, upon the mysteries of existence, and they bear fruit in the real sense only when we no longer merely reflect about and feel their import, value and meaning, but learn under their influence to look differently at the world around us. These ideas should warm us inwardly, should become impulses, forces of heart and soul within us. And this is increasingly so when the answers received to certain questions give rise to new questions, when those answers in turn become questions followed by new answers, and so on. In this way progress is made both in spiritual knowledge and in the spiritual life. A fairly long time will still have to pass before it will be possible to speak of the more intimate aspects of spiritual life in public lectures, but within our own Groups the time when this can be done should be coming nearer and nearer. It is therefore inevitable that new members may be taken aback or even shocked when they hear certain things; but, after all, we should make no progress in our work if we could not pass on to discuss more intimate questions of life on the basis of spiritual-scientific investigation and knowledge. Therefore—although misunderstandings may arise in those of you who have been concerned with the spiritual life for only a comparatively short time—we will consider certain of these more intimate facts of spiritual knowledge again to-day. Without doubt an earnest question will arise in us when we think about the idea of reincarnation, of many earth-lives, not merely as an abstract theory, but when we ponder deeply on the meaning and implications of this fact of the spiritual life. The significant answer given by reincarnation will be followed by new questions and we may ask, for example: If the human being lives many times on earth, if he returns again and again in new incarnations, what is the deeper meaning of this?—The usual answer is that by passing many times through life we ascend higher and higher, experiencing the results and fruits of earlier earth-lives in later ones, and thus making progress. But that is still a rather general, abstract answer. It is only through more exact knowledge of the whole purpose of earthly life that we are able to fathom the significance of repeated incarnations. If a man were to keep returning to an earth that did not change but remained essentially the same, there would not really be much to be learnt through successive incarnations. These incarnations are important because, as we pass through each of them, we can learn new things, have new experiences on the earth. Over short periods of time this is not so clearly perceptible, but if, as Spiritual Science enables us to do, we survey long periods, it becomes obvious that the epochs of our earth differ essentially from each other in character, and that we are continually passing through new experiences. But something else, too, must be realised—that these changes in the life of the earth itself must be taken into account. If in a particular epoch of earthly existence we neglect the opportunity of experiencing and learning what that epoch has to offer, then, although we return in a subsequent incarnation, we have missed something, we have not assimilated what we ought to have assimilated in the previous epoch. The result is that in the next epoch we are unable to make proper use of our forces and faculties. Speaking still in a quite general sense, it can be said that in our epoch something is possible on earth, indeed over almost the whole globe, that was not possible in the earlier incarnations, for example, of men now living. Strange as it may seem, there is a certain, indeed a great significance in this. It is possible in the present incarnation for certain numbers of people to come to Spiritual Science; that is, to assimilate the findings of spiritual investigation which are available in the domain of Spiritual Science today. The fact that a few human beings come together and receive the knowledge discovered by spiritual investigation may of course be regarded as of no importance, but people who hold this view do not understand the significance of reincarnation, nor that certain things can be learnt only during one particular incarnation. If they are not learnt, something has been missed and will be lacking in the following incarnations. This above all must be realised: What we learn to-day in Spiritual Science becomes part of our soul, and we bring it with us when we descend again into the next incarnation. Let us now try to grasp what this means for the soul. Reference will have to be made not only to a great deal that will already be known to you from other lectures and from your own reading, but to many facts of the spiritual life that are more or less new or still quite unfamiliar to you. It is necessary first to go back, as often before, to earlier epochs in the evolution of humanity and of the earth. We are living now in the fifth epoch following the great Atlantean catastrophe. This epoch was preceded by the fourth, the Greco-Latin epoch, when ideas and experiences of paramount importance of life on earth originated among the Greek and Latin peoples. This fourth epoch was preceded by the Chaldean-Babylonian-Assyrian-Egyptian period, this by the original Persian and this in turn by the ancient Indian. In a still more distant past we come to the great Atlantean catastrophe by which an ancient continent extending over the area of the present Atlantic Ocean was destroyed. This continent of ancient Atlantis was gradually swept away and the solid earth on which we are now living received its present configuration. In still earlier epochs preceding the Atlantean catastrophe, we come to the civilisations and forms of culture developed on Atlantis by the Atlantean races. And these conditions were preceded by still earlier ones. A survey of what is told by history—it does not, after all, go very far back—may easily give rise to the belief (although this is quite unfounded even for shorter periods) that conditions of existence on our earth were always the same as they are to-day. That is by no means so, for there have been fundamental changes—most marked of all in man's life of soul. The souls of those sitting here to-day were incarnated in bodies belonging to all these epochs of earth-evolution and they absorbed what it was possible to absorb in each of them. In each successive incarnation the soul has developed different faculties. Although during the Greco-Latin epoch the difference was perhaps not quite as extreme, in the epoch of ancient Persia and even more so in that of ancient India, our souls were entirely different from what they are to-day. They were equipped with faculties of another kind altogether in those olden times and lived under entirely different conditions. And now, in order that what follows may be thoroughly understood, we will visualise as clearly as possible the nature of our souls after the Atlantean catastrophe, when they were incarnated, let us say, in the bodies that could have existed on earth only at the time of the ancient Indian civilisation-epoch. It must not be imagined that this civilisation was to be found only in India itself—it was merely that in those days the Indian peoples were of prime importance. The forms of civilisation differed all over the earth, but they bore the stamp of the instructions given for the ancient Indians by the Leaders of humanity. When thinking of the nature of our souls in that epoch it must be realised at once that knowledge of the kind possessed by men of the modern age was then quite impossible. There was as yet no consciousness of the self, no ego-consciousness as clear and distinct as that of today. The fact that he was an ego hardly entered a man's consciousness. True, the ego, the “I”, was already within man as a power, a force, but knowledge of the ego is not the same thing as the power or activity. Human beings lacked the inwardness belonging to their nature to-day, but instead of it they possessed faculties of quite another kind—faculties we have often referred to as those of ancient, shadowy clairvoyance. When we study the human soul during waking life in those times we find that it did not really feel itself as an ego; an individual man felt himself to be a member of his race or tribe, of his folk. In the sense that the hand is a limb or member of the body, the single “I” or ego stood for the whole community of the racial stock and the folk. Man did not feel himself to be an individual “I” as he does to-day; he experienced the ego as the folk-ego, the tribal ego. During the day he did not really know that he was a man in the real sense. But when evening came and he went to sleep, his consciousness was not completely darkened, as it is to-day; the soul was able, during sleep, to be aware of spiritual facts—for example, of spiritual facts and happenings in its environment of which the dream to-day is a mere shadow, in most cases no longer representing their full reality. Men had such perceptions at that time and they knew: There is indeed a spiritual world. The spiritual world was a reality to them, not as the result of logical reasoning, not through anything needing proof, but because every night, even if in dim, dreamlike consciousness, they were actually within the spiritual world. But that was not the essential. As well as sleeping and waking life, there were also intermediate states during which man was neither completely asleep nor completely awake. In those states, ego-consciousness was diminished even more than by day, but on the other hand the perception of spiritual happenings, the dreamlike clairvoyance, was essentially stronger than at other times during the night. Thus there were intermediate states in which men had, it is true, no ego-consciousness, but were clairvoyant. In such states a man was as if transported, entirely unaware of his separate identity. He did not know: “I am a man”. But he knew with certainty: “I am a member of a spiritual world, and I know that it is a reality for I behold it.” Such were the experiences of human souls in the days of ancient India. And in the Atlantean epoch this consciousness, this life in the spiritual world, was even clearer; indeed very, very much clearer ... We therefore look back to an age when our souls were endowed with a dim, dreamlike clairvoyance which has faded away by degrees in the course of the evolution of mankind. If our souls had remained at the stage of this ancient clairvoyance, we could not have acquired the individual ego-consciousness that is ours today; it would not have been possible for us to realise: We are men. We were obliged so to speak, to exchange our consciousness of the spiritual world for ego-consciousness, “I”-consciousness. In the future we shall have both at the same time; we shall all attain that state in which clairvoyance functions in the fullest sense while ego-consciousness is maintained intact—as can only occur to-day in one who has trodden the path of Initiation. In the future it will again be possible for everyone to gaze into the spiritual world and yet to feel himself a man, an ego. Picture to yourselves once more what has taken place. The soul has passed from incarnation to incarnation; once it was clairvoyant, then later on the consciousness of becoming an ego grew clearer and clearer and it was increasingly possible for the soul to form its own judgments. As long as a man still has clairvoyant vision of the spiritual world and does not feel himself to be an ego, he cannot form judgments or reason with the intellect. The latter faculty developed steadily but with every succeeding incarnation the old clairvoyance faded. The states in which man was able to gaze into the spiritual world became rarer; he penetrated more and more deeply into the physical plane, developed logical thinking and felt himself to be an ego. We can therefore say that in very ancient times man was a spiritual being, for he lived in direct intercourse with other spiritual beings as their companion; he felt his kinship with beings to whom he can no longer look up to-day with normal senses. As well as the world immediately surrounding us there are, as we know, still other worlds, peopled by other spiritual beings. With his normal consciousness to-day man cannot see into these worlds, but in earlier times he lived in them, both during the night-consciousness of sleep and in the intermediate state of which we spoke. He lived within these worlds, in communion with these other beings. Normally, this is no longer possible for him to-day. He was, as it were, cast out of his home—the spiritual world—and with every new incarnation became more firmly established in this earthly world. In the sanctuaries for the cultivation of the spiritual life, in domains of learning and in the sciences where such things were still known, account was taken of the fact that man had incarnated in these different epochs of earth-evolution. Men looked back to a very ancient epoch before the Atlantean catastrophe, when human beings lived in direct communion with the Gods or spiritual Beings, and when their inner life of feeling and sentient experience was naturally quite different. You can well imagine that this was so in an epoch when the soul was fully aware of being able to look up to the higher Beings, knowing itself to be a member of that higher world. In considering these facts we will remind ourselves that we can learn to speak and think today if we grow up among human beings, for such faculties can be acquired only through contact with men. If a child were to be put on some lonely island to-day and grew up without having any contact with human beings, he would not develop the faculties of thinking and speaking. This shows that the evolution of any being is to some extent dependent upon the species of beings among whom it grows up and lives. That this has an effect upon evolution can be observed in the case of animals. It is well known that if dogs are removed from conditions where they are in contact with human beings to places where they have no such contact, they forget how to bark: as a rule the descendants of such dogs cannot bark at all. Something does, then, depend upon the kind of beings among which a being grows up. You can therefore imagine that for the same souls to live among modern men on the physical plane is a different matter from having lived at an earlier time among spiritual Beings in a spiritual world into which normal vision to-day does not penetrate. The impulses man developed when living among men and those he developed when living among Gods were quite different. Higher knowledge has always recognised these things, has always looked back to that ancient time when men were in direct contact with divine-spiritual Beings. And the effect of this contact was that the soul felt itself a member of the divine-spiritual world. But this also engendered impulses and forces in the soul that were still of a divine-spiritual nature—divine-spiritual in quite another sense from that which applies to the forces of the soul to-day. When the soul felt itself a member of the higher world, there spoke out of this soul a will that also sprang from the divine-spiritual world—a will of which it might rightly be said that it was inspired, because the soul was living among Gods. Higher knowledge speaks of this age when man was still united with the divine-spiritual Beings as the Golden Age, or Krita Yuga. It is an age of great antiquity, the most important period of which actually preceded the Atlantean catastrophe. Then came an age when men no longer felt their connection with the divine-spiritual world as strongly as during Krita Yuga, when :they no longer felt that their impulses were determined by their life with the Gods, when their vision of the spirit and the soul was already clouded. Nevertheless, there still remained in them a memory of their life with the spiritual Beings and the Gods. This memory was particularly distinct in ancient India. It was very easy in those days to speak about spiritual things; one could have directed men's attention to the outer, physically perceptible world and yet regard it as maya or illusion, because men had not been having these physical perceptions for so very long. So it was in ancient India. Souls then living no longer beheld the Gods themselves, but they still beheld spiritual facts and happenings and spiritual Beings of lower ranks. Only a comparatively small number of men were still able to behold the sublime spiritual Beings, and even for these men the former living communion with the Gods was already much less intense. The will-impulses from the divine-spiritual world had already disappeared. Nevertheless, a glimpse into spiritual facts and happenings was still possible, at all events in certain states of consciousness: in sleep and in those intermediate states to which reference has been made. The most important facts of this spiritual world, however, which in earlier times had been experienced as immediate reality, were now there in the form of a kind of knowledge of truth, as something that the soul still knew with certainty but which was now operative only in the form of knowledge, as a truth. Men still lived in the spiritual world, but in this later age the realisation of its existence was not as strong as it had formerly been. This period is called the Silver Age, or Treta Yuga. Then came the epoch of those incarnations when man's vision was more and more shut off from the spiritual world, when his whole nature was directed to the outer sense-world and firmly consolidated in that world; inner ego-consciousness, consciousness of manhood, became more and more definite and distinct. This is the Bronze Age, or Dvapara Yuga. Man's knowledge of the spiritual world was no longer as sublime or direct as in earlier times, but something at least had remained in humanity. It was as if in men of the present day who have reached a certain age there were to remain something of the jubilance of youth ... this is past and over but it has been experienced and known and a man can speak of it as something with which he is familiar. Thus the souls of that age were still in some degree familiar with experiences leading to the spiritual worlds. That is the essential characteristic of Dvapara Yuga. But then came another age, an age when even this degree of familiarity with the spiritual world ceased, when the doors of the spiritual world closed. Men's vision was more and more confined to the outer material world and to the intellect which elaborates the sense-impressions, so that the only remaining possibility was to reflect about the spiritual world—which is the most unsatisfactory way of acquiring knowledge of it. What men now actually knew from their own experience was the material-physical world. If they desired to know something about the spiritual world, this was possible only through reflection. It is the age when man was most lacking in spirituality and therefore established himself firmly in the material world. This was necessary in order that he might be able by degrees to develop consciousness of self to its highest point, for only through the sturdy resistance of the outer world could man learn to distinguish himself from the world and experience himself as an individual. This age is called Kali Yuga, or the Dark Age. I emphasise that these designations—Krita Yuga, for example—can also be applied to longer epochs, for before the Golden Age man experienced and participated in still higher worlds; hence all those earlier ages could be embraced by this name. But if, so to speak, demands are kept moderate and one is satisfied with the range of spiritual experience described, the periods can be divided in the way indicated. Definite time periods can be given for all such epochs. True, evolution progresses slowly and by degrees, but there are certain boundary-lines of which it can be said that prior to them such-and-such conditions of life and of consciousness predominated, and subsequently, others. Accordingly, in the sense first spoken of, Kali Yuga began approximately in the year 3101 B.C. Thus we realise that our souls have appeared repeatedly on the earth in new incarnations, in the course of which man's vision has been more and more shut off from the spiritual world and therefore increasingly restricted to the outer world of the senses. We realise, too, that with every incarnation our souls enter into new conditions in which there are always new things to be learnt. What we can achieve in Kali Yuga is to establish and consolidate our ego-consciousness. This was not previously possible, for we had first to be endowed with the ego. If in some incarnation souls have failed to take in what that particular epoch has to give, it is very difficult for the loss to be made good in later epochs. Such souls must wait a long time until the loss can in some respect be counterbalanced. But no reliance should be placed upon such a possibility. We will therefore picture to ourselves that the result of the doors being closed against the spiritual world was of fundamental and essential importance. This was also the epoch of John the Baptist, of Christ Himself on earth. In that epoch, when 3,100 years of the Dark Age had already elapsed, a fact of salient importance was that all human beings ,then living had already been incarnated several times—once or twice at the very least—in the Dark Age. Ego-consciousness had been firmly established; memory of the spiritual world had faded away, and if men did not desire to lose their connection with the spiritual world entirely, it was essential for them to learn to experience within the ego the reality of the spiritual world. The ego must have developed to the stage where it could be certain—in its inmost core at least—that there is a spiritual world, and that there are higher spiritual Beings. The ego must have made itself capable of feeling, of believing in, the spiritual world. If in the days of Christ Jesus someone had voiced the truth in regard to the conditions then prevailing, he might have said: In earlier times men could experience the kingdom of heaven while they were outside their ego in those spiritual distances reached when out of the body. Man had then to experience the kingdoms of heaven, the kingdoms of the spiritual world, far away from the ego. This is no longer possible, for man's nature has changed so greatly that these kingdoms must be experienced within the ego itself; the kingdoms of heaven have come so near to man that they work into his very ego. And it was this that was proclaimed by John the Baptist: The kingdoms of heaven are at hand!—that is to say, they have drawn near to the ego. Previously they were outside man, but now they are near and man must grasp them in the very core of his being, in the ego. And because in this Dark Age, in Kali Yuga, man could no longer go forth from the physical into the spiritual world, it was necessary for the Divine Being, Christ, to come down into the physical world ... Christ's descent into a man of flesh, into Jesus of Nazareth, was necessary in order that through beholding the life and deeds of Christ on the physical plane it might become possible for men to be linked, in the physical body, with the kingdoms of heaven, with the spiritual world. And so Christ's sojourn on earth took place during a period in the middle of Kali Yuga, the Dark Age, when men who were not living in a state of dull insensibility but understood the nature of the times could realise: The descent of the God to men is necessary in order that a lost connection with the spiritual world may be established once again. If at that time no human beings had been able to find a living link with Christ in their hearts and souls, the connection with the spiritual worlds would have been gradually lost; the kingdoms of heaven would not have been received into the egos of men. It might well have happened that if all human beings living at that crucial point of time had persisted in remaining in darkness, an event of such momentous significance would have passed them by unnoticed. The souls of men would have withered, gone to waste, decayed. True, even without Christ they would have continued to incarnate for some time still, but they would not have been able to implant in the ego the power that would have enabled them to find the link with the kingdoms of heaven. The event of the Appearance of Christ on the earth might everywhere have passed unnoticed—as it did, for example, in Rome. It was alleged in Rome that a sect of sinful people were living in some out-of-the-way, sordid alley, that among them was a wicked spirit calling himself Jesus of Nazareth and inciting them by his preaching to all kinds of villainous deeds. At a certain period that was all that was known in Rome of Christ! And you may possibly also be aware that Tacitus, the great Roman historian, wrote in a similar vein about a hundred years after the events in Palestine. Thus it was by no means universally realised that something of supreme importance had taken place: that the Divine Light had shone into the darkness of earth and that it was now possible for men to be brought safely through the Kali Yuga. The possibility of further evolution for humanity was ensured because there were certain souls who understood what was at stake at that point of time and knew what it signified that Christ had been upon earth. If you were to transfer yourselves in thought to that time, you would realise that it was quite possible to live without knowing anything at all of the advent of Christ Jesus on the physical plane—it was quite possible to live on earth without having any consciousness of this most momentous event. Would it not also be possible to-day for something of infinite importance to take place without men being aware of it? Might not our contemporaries fail to have the slightest inkling of the most important happening in the world at the present time? It might well be so. For something of supreme importance is taking place, although it is perceptible only to the eyes of spirit. There is a great deal of talk about periods of transition; we ourselves are actually living in a very important one. And its importance lies in the fact that the Dark Age has run its course and a new age is beginning, when slowly and by degrees the souls of men will change and new faculties will be developed. The fact that the vast majority of men are entirely unaware of this need not be a cause of surprise, for it was the same when the Christ Event took place at the beginning of our era. Kali Yuga came to an end in the year 1899 and we have now to live on into a new age. What is beginning is slowly preparing men for new faculties of soul. The first indications of these new faculties will be noticeable in isolated souls comparatively soon now, and they will become more clearly apparent in the middle of the thirties of this century, approximately in the period between 1930 and 1940. The years 1933, 1935 and 1937 will be particularly important. Very special faculties will then reveal themselves in human beings as natural gifts. Great changes will take place during this period and biblical prophecies will be fulfilled. Everything will change for souls who are living on earth and also for those who are no longer in physical bodies. Whatever their realm of existence, souls are on the way to possessing entirely new faculties. Everything is changing—but the happening of supreme importance in our time is a deeply incisive transformation of the faculties of the human soul. Kali Yuga is over and the souls of men are now beginning to develop new faculties. These faculties—because this is the purpose of the epoch—will of themselves draw forth from souls certain powers of clairvoyance which during Kali Yuga had necessarily to be submerged in the realm of the unconscious. A number of souls will experience the strange condition of having ego-consciousness but at the same time the feeling of living in a world essentially different from the world known to their ordinary consciousness. The experience will be shadowy, like a divination, as though an operation had been performed on one born blind. ... Through what we call esoteric training these clairvoyant faculties will be attained in a far better form. But because human beings progress, they will appear in mankind in their very earliest beginnings, in their most elementary stages, through the natural process of evolution. But it might very easily happen—indeed, far more easily now than at any earlier time—that men would prove incapable of grasping this event of such supreme importance for humanity, incapable of realising that this denotes an actual glimpse into a spiritual world, although still shadowy and dim. There might, for example, be so much wickedness, so much materialism on the earth that the majority of men would show not the slightest understanding, and regard those who have this clairvoyance as lunatics, shutting them up in asylums together with those whose minds are obviously deranged. This point of time might pass men by without leaving a trace, although to-day we too are letting the call of John the Baptist, the forerunner of Christ, and of Christ Himself, again resound: A new epoch is at hand when the souls of men must take a step upward into the kingdoms of heaven. The great event might very easily pass without being understood by men. ... If between the years 1930 and 1940 the materialists were to say triumphantly: True, there have been a number of fools but no sign whatever of the expected great event ... this would not in the least disprove what has been said. But if the materialists were to win the day and mankind were to overlook these happenings altogether, it would be a dire misfortune. Even if men should prove incapable of perceiving them, great things will come to pass. One is that it will be possible for men to acquire the new faculty of perception in the etheric world—a certain number to begin with, and they will be followed by more and more others, for mankind will have 2,500 years during which to develop these faculties in greater and greater perfection. This opportunity must not be missed. If it were, this would be a tragic misfortune and mankind would then be obliged to wait until a later epoch in order to retrieve the lost opportunity and subsequently to develop the new faculty. This faculty will consist in men being able to see in their environment something of the etheric world which hitherto they have not normally been able to see. Man now sees only the human physical body, but then he will be able to see the etheric body at least as a shadowy picture and also to perceive the connection between deeper happenings in the etheric world. He will have pictures and premonitions of happenings in the spiritual world and find that in three or four days’ time such happenings take place on the physical plane. We will see certain things in etheric pictures and know that tomorrow or in a few days’ time this or that will happen. These faculties of the human soul will be transformed. And what is associated with this? The Being we call the Christ was once on earth in the flesh at the beginning of our era. He will never come again in a physical body, for that was a unique event and will not be repeated. But He will come again in an etheric form in the period indicated. Men will learn to perceive Christ inasmuch as through this etheric sight they will grow towards Him. He does not now descend as far as the physical body but only as far as the etheric body; men must therefore grow to the stage where He can be perceived. For Christ spoke truly when He said: “I am with you always, even unto the end of the days of earth.” He is present in our spiritual world ... and those especially blessed can always see Him in this spiritual, etheric world. A man who was convinced with particular intensity through such perception, was Paul—in the vision at Damascus. But this etheric sight will develop in individual human beings as a natural faculty. In days to come it will be more and more possible for men to experience what Paul experienced at Damascus. We are now able to grasp quite a different aspect of Spiritual Science. We realise that it is a preparation for the actual event of the new Appearance of Christ. Christ will appear again inasmuch as with their etheric sight men will raise themselves to Him. When this is understood, Spiritual Science is disclosed as the means of preparing men to recognise the return of Christ, in order that it shall not be their misfortune to overlook this event but that they shall be mature enough to grasp the great happening of the Second Coming of Christ. Men will become capable of seeing etheric bodies and among them, too, the etheric body of Christ; that is to say, they will grow into a world where Christ will be revealed to their newly awakened faculties. It will then no longer be necessary to amass all kinds of documentary evidence to prove the existence of Christ; there will be eye-witnesses of the presence of the Living Christ, men who will know Him in His etheric body. And from this experience they will realise that this is the same Being who at the beginning of our era fulfilled the Mystery of Golgotha, that He is indeed the Christ. Just as Paul at Damascus was convinced at the time: This is Christ! ... so there will be men whose experiences in the etheric world will convince them that in very truth Christ lives. The supreme mystery of the age in which we are living is the Second Coming of Christ—that is its true nature. But the materialistic mind will in a certain sense appropriate this event. What has now been said—that all the data of genuine spiritual knowledge point to this age—will often be proclaimed in the years immediately ahead. But the materialistic mind corrupts everything to-day, and what will happen is that this kind of thinking will be quite incapable of conceiving that the souls of men must advance to the stage of etheric sight and therewith to vision of Christ in the etheric body. Materialistic thinking will conceive of this event as a descent of Christ in the flesh, as an incarnation in the flesh. A number of persons in their boundless arrogance will turn this to their own advantage and announce themselves to men as the reincarnated Christ. The near future may therefore bring false Christs, but anthroposophists should be so fully prepared for the spiritual life that they will not confuse the return of Christ in a spiritual body, perceptible only to higher vision, with a return in a physical body of flesh. This will be one of the most terrible temptations besetting mankind and to lead men past this temptation will be the :task of those who learn through Spiritual Science to rise in the true sense to an understanding of the Spirit, who try not to drag spirit down into matter but to ascend into the spiritual world themselves. Thus we may speak of the return of Christ and of the fact that we rise to Christ in the spiritual world through acquiring the faculty of etheric vision. Christ is ever present, but He is in the spiritual world. We can reach Him when we rise into that world. All anthroposophical teaching should be transformed within us into an indomitable will not to allow this event to pass unnoticed but in the time that remains to us gradually to educate human beings who will be capable of developing these new faculties and therewith to unite anew with Christ. Otherwise, before such an opportunity could again arise, humanity would have to wait for long, long ages ... indeed, until a new incarnation of the earth. If this event of the return of Christ were to be overlooked, the vision of Christ in the etheric body would be restricted to those who are willing to fit themselves for such an experience through esoteric training. But the really momentous fact of these faculties being acquired by humanity in general, by all men, of this great event being understood by means of faculties developing naturally in all men ... that would be impossible for long, long ages. Obviously, therefore, there is something in our age that justifies the existence and the work of Spiritual Science in the world. Its aim is not merely to satisfy theoretical needs or scientific curiosity. To prepare men for this great event, to prepare them to take their rightful place in the epoch in which they live and with clarity of understanding and knowledge to perceive what is actually present but may pass men by without being brought to fruition—such is the aim of Spiritual Science. It will be of the utmost importance to recognise and understand this event of Christ's Appearance, for it will be followed by other events. Just as other happenings preceded the Christ Event in Palestine, so will those who prophetically foretold His coming follow Him after the time referred to, after He Himself has become visible to mankind again in the etheric body. The preparers of His coming will be recognisable in a new form to men who have experienced the new Christ Event. Those who lived on earth as Moses, Abraham and the Prophets will be recognisable once again. And it will be known that just as Abraham preceded Christ as a preparer, he also takes over the mission, after Christ's coming, of being a helper in His work. Thus a man who does not sleep through the event of supreme importance in the immediate future gladly finds his way into fellowship with all those who, as the Patriarchs, preceded the Christ Event; he allies himself with them. The whole choir of those to whose level we shall thus be able to rise is again revealed. The one who led mankind downwards to the physical plane appears again after Christ and leads men upwards again, unites them again with the spiritual worlds. [See the following lecture.] Looking far back into the past we come .to that point of time in the evolution of humanity of which we say: from then onwards humanity descends farther and farther away from the spiritual world into the physical world. Although the following picture also has its material aspect, it can nevertheless be used here. In earlier times man was a companion of spiritual Beings and because his spirit lived in the spiritual world he was a son of the Gods. But the soul, descending ever more deeply into bodily incarnation, participated to a constantly increasing extent in the outer world. The son of the Gods within man took delight in the daughters of the earth, that is to say in those souls who were drawn to the physical world. This in turn means: the human spirit, in earlier times charged through and through with divine spirituality, sank down into physical materiality, became the spouse of the brain-bound intellect and by it was entangled in the web of the physical world of sense. And now the human spirit must re-ascend along the path by which the descent was once made and become again a son of the Gods. The human spirit which had become the son of man would perish in the physical world ifthis son of man were not to climb upwards again to the Divine Beings, to the light of the spiritual world, finding delight in times to come in the daughters of the Gods. It was necessary for the evolution of mankind that the sons of the Gods should unite with the daughters of men, with the souls who are fettered to the earth, in order that as the son of man the human spirit should learn to master the physical plane. But it is necessary that the human being of the future, the son of man, shall take delight in the daughters of the Gods, in the divine-spiritual light of wisdom with which he must unite in order then to grow upwards again into the world of the Gods. The will of man must be fired by the divine wisdom, and the most powerful impulse for this will be if to those who have truly prepared themselves the sublime ether-form of Christ Jesus becomes perceptible. To a man in whom natural clairvoyance has developed this will be like a Second Coming of Christ Jesus, just as the etheric Christ appeared as a spiritual Being to Paul. Christ will appear again to men when they realise that they must use to this end the faculties with which evolution itself will equip the human soul. Let us therefore use Spiritual Science not merely to satisfy our curiosity, but in such a way that it will make us worthier to fulfil the great tasks and missions devolving upon the human race. Answer given by Dr. Steiner to questions asked in connection with the foregoing lecture When light has been thrown, as it has been today, upon mysteries of a more intimate kind, let us not treat them as thoughtlessly as certain subjects are wont to be treated to-day, but realise that Anthroposophy must be for us something altogether different from a theory. The teaching has, of course, to be given; for how would it be possible to rise to thoughts such as have been voiced to-day if they could not be received in the form of teaching? The essence of this teaching, however, is that it does not remain as such but is re-moulded in the soul into qualities of heart and character, into an entirely different attitude of mind, making different men of us. The teaching should guide us how to make the right use of our incarnations so that in the course of them we can develop into something quite different. I have tried not to say a word too much or too little and have therefore given only fleeting indications of matters of great moment. But What has been said is of significance not only for the souls who will be incarnated on the physical plane in the period from 1930 to 1940 but also for those who will then be in the spiritual world between death and a new birth; souls work down from the spiritual world into the world of the living, even though the latter may know nothing of it. Through the new Christ Event, this communion between souls who are incarnated here on the physical plane and souls already in the spiritual world will become an increasingly conscious communion. Active co-operation between human beings in incarnation and spiritual beings will then be possible; this should already have been indicated when it was said that the Prophets appear again among men on the earth. You have therefore to conceive that when these great times arrive in the future there will be a more conscious mutual co-operation between men in the physical world and in the spiritual world. This is not possible to-day because of the absence of a common language. Here in the physical world the only words men use in their languages designate physical things and physical conditions. The world in which human beings live between death and a new birth is quite different from the world immediately surrounding us, and they speak a different language. The Dead can take in only what is spoken in the sense of Spiritual Science—nothing else. Therefore in Anthroposophy we are cultivating something that will be more and more intelligible to the Dead and we are speaking also for those who are living between death and a new birth. Humanity is passing into a new era when the strength of the influences from the spiritual world will steadily increase. The great events of the immediate future will be perceptible in all worlds. Those, too, who are living between death and a new birth will have new experiences as the result of the new Christ Event in the etheric world. But if they made no preparation in themselves while on earth, they would no more understand the event than would men incarnated on the earth, unless these had prepared themselves to respond in the right way. It is essential for all souls now incarnated—no matter whether they will then still be in physical incarnation or not—that .through the assimilation of anthroposophical truths they should prepare themselves for these important future events. If they fail to receive into their earthly consciousness what Anthroposophy or Spiritual Science has to give, they will have to wait for a new incarnation in order to have the possibility here on earth of assimilating the corresponding teachings. For there are things that can be experienced and learnt only on earth. Hence it is said that in the spiritual world there is, for example, no possibility of knowing death—and it was necessary for a God to descend into the physical world in order that He might die. Knowledge of what the Mystery of Golgotha is can be acquired in no other world in the way that is possible in the physical world. We have been led down into the physical world in order to acquire something that can be acquired only there. And Christ came down to humanity because it was only in the physical world that He could reveal to men—could enable them to experience in the Mystery of Golgotha—something that, having let its fruits ripen in the spiritual world, carries those fruits onward. But the seeds must be laid down and spread abroad in the physical world.
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191. Cosmogony, Freedom, Altruism: Fundamental Impulses in History
12 Oct 1919, Dornach Tr. Unknown Rudolf Steiner |
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Now, as everything is crumbling away, as everything is in decadence, so also, in a certain respect, economic conditions are in a state of decadence; and only a fool could believe that It Is possible to-day to regenerate economic conditions simply by means o economic conditions alone. Anyone to-day who dreams of bringing about an economic paradise on earth by purely economic measures, is much the same as someone who has a corpse in front of him and believes that he can galvanise it back into life, wake it up again. |
191. Cosmogony, Freedom, Altruism: Fundamental Impulses in History
12 Oct 1919, Dornach Tr. Unknown Rudolf Steiner |
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What I have said during these evenings has been directed to showing, from the most various points of view, that that aspect of events which is generally accepted as the history of mankind is, in many respects, a superficial one. How, for an understanding of the present condition of affairs, it is peculiarly necessary that we should not be led into any illusions as to this superficial way of regarding mankind's historic evolution in these latter days. We must not on any account assume that what holds good, and what I am about to say, of the more or less final phase of the historic evolution covered by the Fifth post-Atlantean age,—that that holds good for the whole course of human history. We must have no such ideas. For this final phase, however, what I am about to say holds good From the socialist side, it is always being pointed out that the whole course of human history is, in actual reality, to be traced in economic processes alone,—in the processes of industrial life, in the class-warfare that has resulted from the processes of economic life. And on the foundation of this economic matter-of-fact world, as a sort of superstructure upon it, are supposed to have grown up all those developments that we see in the way of Law, Moral Conventions, and especially spiritual life, including, of course, Art, Religion, Science, etc. As applied to the whole course of human history that is, of course, nonsense. One cannot but ask oneself: What has led to this nonsensical idea? V/hat has led to such a nonsensical idea is that, as a matter of fact, and in respect of this particular last phase of human evolution in our own modern times, the thing has a basis of truth in it. Amongst the events which ushered in this modern age we have to note those changes in our earthly evolution that I mentioned yesterday, which were brought about by the discovery of America, by the discovery of the sea-route to the East Indies. But, besides this, the latest phase of mankind's evolution must be marked by us as that of the great spiritual upheaval which was accomplished at the beginning of the modern age, and which we call The Reformation. The time has come, my dear friends, when this Reformation, too, must be recognised for what it really was. And when one goes further into all that we were leading up to yesterday, and acquires a deeper view of history, not a merely superficial one, then, indeed, one finds that what is in appearance a spiritual transition at the beginning of the modern age—the Reformation—really rests, rests solidly, upon something that Is, after all, at bottom, economic in character. And it is just from a perception of this economic basis lying at the root of the Reformation, and from seeing nothing else, that the socialist view arose, that all historic evolution has been simply the outcome of class-warfare and of economic conditions. If we examine, not by the light of illusion, but by the light of truth, what took place and the things that underwent a metamorphosis through the Reformation at the beginning of the modern period of historical development, we can but say: A tremendous shifting of status undoubtedly took place with considerable rapidity at this time, when the modern age was beginning. The way in which the shifting of the population took place was this; that the land and soil in Western Europe, particularly, were, before the Reformation set in, possessed by different peoples from those who possessed it afterwards. For those people who before the Reformation were the leaders, and on whom the social structure more or less depended, lost their position through the Reformation. All landed property before the Reformation was, to a much greater extent than is commonly supposed, dependent on the lordship of the priesthood, and in all manner of ways. Before the Reformation, the lordship of the priests was remarkably powerful in determining the character, for instance, of economic conditions. Those who possessed landed estates possessed them to a very large extent as a sort of agents and under an obligation of some sort or another in connection with the offices of the Church. Now, if one examines the actual course of history from a perhaps not very idealistic but therefore all the more truthful point of view, one finds that, with the Reformation, the old estates of the Church and Spiritual Orders were torn from those who held them, and transferred to the temporal lords. This was very largely the case in England. It was also very largely the case in Germany,—in what later on was Germany. In what later was Germany, many of the territorial Princes went over to the Reformation. But this was not Invariably,—not to put it too aggressively,—this was by no means invariably out of zeal for Luther or the other Reformers; it was a hungering for the estates of the Church, a craving to secularise the estates of the Church. Any number of estates that belonged to the spiritual power in the Middle Ages passed actually over to the temporal, the territorial princes. In England, it happened that a large number of those who had possessed land and holdings were dispossessed, evicted, and they emigrated to America. A large number of the American settlers—the point was alluded to yesterday in a different connection—were the evicted holders of landed property. Economic conditions, then, played a leading part in the metamorphosis which went on under modern historic evolution, and which is commonly called the Reformation. On the face of it, the thing was like this:—Openly, people say that a new spirit must find Its way into men's hearts, that under the old church administration the temporal and spiritual have become too closely combined, that a more spiritual road to Christ must be sought, etc, etc. Whilst deeper down, less obviously on the surface, a shifting of economic strata is taking place through the transference of estates from spiritual to worldly owners. Now this is connected with a fact whose roots stretch wide into the history of general evolution; and we can only understand these particular isolated facts of modern history when we glance back over a somewhat wider range of human evolution. We have only to glance back at that phase of human evolution which we term the Egypto-Chaldean age, which, as you know, ended in the middle of the 8th century before Christ, from which point the Graeco-Latin age began, lasting down to about the middle of the 15th century. If we go back to the ancient Egyptian, the ancient Chaldean civilisation,—well there, we have as ruling powers quite a different type from what became the ruling powers later on. People nowadays take little account of the great upheavals that have come about in the course of historic growth. The powers that were peculiarly the ruling ones in that early age—the age that ended about the middle of the 8th century before Christ—were the sort of people who, in the traditional language of Spiritual Science, one would call “Initiates.” The Egyptian Pharaohs were, down to a certain date, invariably persons who were initiated. They were initiated into the secrets of cosmology, and regarded what they had to do on earth in the light of this cosmology When one says a thing of this sort to the modern man, he finds a certain difficulty in understanding it, for the simple reason that the modern man, from his own special mode of consciousness, thinks to himself: “It is all very well, but, after all, those Pharaohs, and the Chaldean initiates, too,—or so-called initiates—did a great many things that were highly reprehensible.” Well, one might, of course, argue that modern rulers, who are not initiates, also do a great many things that are hardly in accordance with the highest moral standards,—but that, here, would be obviously away from the point. One must, however, point out that in the world that lies beyond the senses the gods are not all good ones, but that there are also gods whose action is in every way contrary to men's interests, as commonly understood. So, one is by no means entitled to believe that anyone who is a real initiate must necessarily act from virtuous motives. And in speaking, as I am doing now, of the Pharaohs as Initiates, all that it must be understood to mean is that they acted on impulses inspired from the spiritual world. That these impulse's might often be very bad ones will be contested by nobody who has become in our sense acquainted with all the many divine, spiritual powers that lie behind the world of sense,—powers of a supersensible nature. But the true initiate,—he who could receive into his will, not merely receive into his consciousness, but into his will, what divine spiritual powers bestowed upon him,—he was in truth the ruler, down to the middle of the 8th century before Christ. Then began the age when, if one actually divests it of all the various illusions that pervade popular history,—when one may say that the real ruler was the Priest. The temporal ruler,—even when he was a Charlemagne—was always more or less dependent on the priesthood. Priest-rule was, to a much greater extent than is commonly supposed, even in the middle-ages of European civilisation, the really determining element. It entered into everything, it made itself felt everywhere, and was for the social structure also the element which, above all others, was the determining one. And the people who possessed land and estates held them to a very large extent of the Priesthood. Such regular soldiers as there were in old days, before the middle of the 8th century B.C., were troops in the service of the Initiates. Such regular soldiers as there were in the 4th post-Atlantean age, in the Graeco-Latin age down to the middle of the 15th century, were, taken as a whole, mercenaries of the priest-lords. And all enterprises, too, such as the Crusades, were, as a whole essentially military expeditions undertaken, if I may so express it, on behalf of the ruling priesthood. In one way and another, everything that was done had some connection with the rule of the priesthood. We may say, then, that in the Egypto-Chaldean age, the Rulers were of the Initiate type; from the middle of the 8th pre-Christian century down to the middle of the 15th century the rulers were of the Priest type. From this time on, the type that was really the ruling one for actual historic developments was the Economic man. The economic man was the one who ruled. It does not really matter by what name he was called. The farther on one goes in the history of mankind, the less do names matter. The thing that gave a man a sort of basis for domination was that he was in a position to play a part in the world of finance and industry. Just as the essential feature about the Priest and the Initiate of old days was that these respective types of ruler could intervene in economic affairs,—only they did so from higher motives,—so now the man of the economic type of modern times was able to intervene in practically every detail of the social fabric. Yes, but along with that, there goes something else besides, something that I have already indicated in connection with the Initiate type of ruler. The Initiate type of ruler works through his will, receiving into his will the motive-forces of the higher worlds. With the Priest type, this is no longer the case. It was not, at bottom, the spiritual life that was realised in the priest type, but the intellectual life. And accordingly, in that civilisation where the priest type were markedly predominant, the markedly predominant, the essential element is the intellectual one. In Asia, in the East, it is not the intellectual which is the essential thing, but the spiritual life. For even what we still have as civilisation there to-day, fallen as it is very greatly into decay, yet it is still the relics of what once was the civilisation of Initiate of what was a spiritual civilisation. When the religious impulse of the East was transplanted to Europe, it became merged in the intellectualist conception of the priesthood. From the initiation into the real facts, into the spiritual world, they produced—Theology, an intellectual extract of the facts of the spiritual world. But this priest type, which intellectually boiled down the facts of the spiritual world and made them known in an intellectual form, so all that the people really got was an intellectualised religious element, they were in their turn again replaced in the strict meaning of that term, at the beginning of the modern age, by the economic type of man. One can show in detail in many cases exactly how this economic type of man came to be top. I shall come to that presently. Now the question naturally arises: How does it come about that the course of historic evolution undergoes such considerable changes? How does it really happen? Well, at the bottom of that, again, there is something which makes it necessary for one not to rest content with a surface view of historic life, but to go deeper down. If one studies history at all,—what passes as history,—one sees at once that the historians are writing on the assumption, as I said before, that the psychic evolution of man has undergone no very great fundamental change whatever in the course of history. In the view of the materialist thinkers, there was once a time when the ape, or a creature like an ape, wandered about the earth; and then, through all sorts of accidents, though of course very slowly,—science relies a great deal on length of time nowadays,—this ape-like creature developed into—Man. But, once there, man has remained practically unaltered, according to them, in all that relates to his state of consciousness, to the condition of his soul. A modern man thinks of the ancient Egyptian as being perhaps rather more of a child, because he was not yet so “clever,” he did not know so much as the man of to-day; but in the general constitution of his soul, the modern man pictures the ancient Egyptian as being pretty much the same as himself. And yet, if we go back to the time before the 8th century B.C., the constitution of man's soul then was quite, quite different from what it was later on, after the middle of the 8th century B.C. If one takes the soul of the man of to-day, in its present conformation, and knows no other, one can really form no picture to oneself of what went on in the soul of the sort of man who lived actually before the 8th century B.C. The people of that time were of such a kind as still to be in living connection with their previous incarnation. These people were so constituted,—unless, indeed, they belonged to one of the Hebraic tongues, when it was different,—but if they belonged to any of the wide-spread heathen nations, so-called “heathen nations,” then, for them, everything that went on in their souls was the outcome of previous incarnations, of previous lives upon earth. And they were distinctly conscious that what was going on in their souls was the spiritual fruits of the spiritual worlds. For people such as this, no doubt whatever existed that what was the principal part of themselves was not inherited from their father and mother, but had come down out of spiritual worlds and united itself with the part which came to them from their father and mother. The constitution of these peoples souls was one which rested entirely on a spiritual form of civilisation. Hence it was possible for social life, as it existed amongst them, to be guided and directed by their Initiates, by those who were to a certain degree initiated into spiritual things in a real, actual way, not intellectually through their thoughts. In those days, when one talked to anyone and spoke of spiritual facts, one was speaking of things with which he was quite familiar. Everybody, in fact, pictured himself as a centaur. His physical body he looked upon as having undoubtedly come about through transmission in the flesh; but, on top of all that, was what had come down out of the spiritual world. Everybody knew that. Everybody looked on himself as a sort of centaur. Then came the age that began with the 8th century before Christ,—roughly speaking, with the foundation of Rome. In that age,—it Is a fact that we have already considered from other points of view,—in that age the spiritual contact of the real actual kind was lost. People, however, still retained through their Intelligence a kind of spiritual touch with the world of spirit. Man, indeed, no longer pictured himself actually as a centaur, as though a higher spiritual being came down from above and settled upon something else that was inherited through the blood; still, he was clearly conscious that his intelligence, his world of thought, was not dependent on his blood, not dependent on his physical body, but that it had a spiritual origin. One cannot, for instance, properly understand that great philosopher, Aristotle, unless one knows that Aristotle, in calling the highest part of the human soul “Diagnosticon,” was clearly conscious that this, the highest part of the human soul, which is an intellectual part, has been rained down from the worlds of soul and spirit. Aristotle knew that quite well; indeed, everybody, even down into the early times of Christianity, knew this quite well. This consciousness, that the human intelligence is of a divine spiritual origin, this consciousness was not lost until the 4th century after Christ. It was in the 4th century after Christ that men first really ceased to believe that the power of thought they bear within them comes from above, and is rained down upon them at their birth out of the worlds of soul and spirit. It was a great change, that, in men's souls. If we look back at the first, second and third Christian centuries, we find the men of that time able to say to themselves: Of course, I was born of father and mother, but I know,—not merely, I have puzzled it out, but I know, just as I know that my eye sees the light, so I know that my intelligence comes from the gods. It was an immediate consciousness that people then possessed, just like the consciousness aroused by a direct perception. It was only after the fourth century that the feeling entered more and more into men's souls that up here, in this bony empty cavity,—for an empty cavity it is, as I have often had occasion to explain to you,—here, up here are seated the organs of intelligence, and this intelligence Is somehow connected with heredity, with blood-relation- ship. It was only during this period, when the transition was finally effected from a belief in the divine nature of the intelligence to a belief in its transmission along physical paths,—it was only then that what I may call the intellectualising of the religious impulse through the rule of the priesthood could be finally effected. And when the intellectualising process was very far advanced, and people had come to regard the intelligence as bound up solely with a man's bodily constitution, then it was all up with the rule of the priest, too. Priest-rule could only hold its ground so long as people could be made to understand the old traditions of the divinity of the intelligence. The economic type of man emerged at the moment, the epoch-making moment, when the belief in the divinity of the intelligence had vanished, and when man's feelings were leading him ever more and more to the belief that it was the physical man which is the actual vehicle, the organ for the evolution of thought. You should only know what a fight, priest-rule fought, and how it is still fighting even to-day. Anyone, for instance, who is acquainted with catholic theological literature, knows how priest- rule is still fighting—fighting with every conceivable philosophic argument—to maintain that the intelligence which has its seat in man is something additional that comes to him from without. Read any sort of catholic theological literature that you happen to come across, and you will find them no longer denying what, indeed, for the present- day man no longer admits of denial, that all the rest of his attributes are bound up with his bodily frame, but they cling fast to the intelligence as an exception, as something that is of a divine spiritual nature and has nothing to do with man's bodily frame. And yet, in the general consciousness of mankind it is not so. In respect of the general consciousness of mankind, a feeling has grown up ever more and more among men, a sense that it is our body, too, which enables us to think, which Is the basis of the intelligence as of other things. And so ever more and more man has arrived at a consciousness that he is really only a physical being. And it was only under the sort of spirituality which proceeds from regarding oneself as a merely physical being that it was possible for the economic type of man to make his way to the top. And so there exist, you see, spiritual reasons deeper down for the economic type of man having come to the top. He has, however, come to the top, and in socialistic theories this fact has been handled and exploited to the disregard of all others. The business-man has been the ruling type ever since the Reformation; and from this you can see, too, what kind of spirit really is the ruling one in the various religious denominations that have come up since the Reformation Recognise quite clearly, without any illusions, what that spirit is, my dear friends: Temporal science is to permeate with its technique the whole of our external everyday life, and we do not mean to have the complete chain of this external science interrupted by all sorts of religious matter. Faith is to be kept very nicely in a special little box all to itself, and as far away from the external affairs of life as possible. Science, one thing,—a separate banking- account; Faith, another thing,—a separate banking-account, and they must never on any account be amalgamated. We want our faith; indeed, we want to be religious people, says the business type of man,—the more religious, the better, according to many of them; and one sees them going off very ostentatiously to church with their prayer-book under their arm. Oh, certainly! But then, that banking book,—religion must not intrude there, with that religion has nothing to do, except, perhaps, on the first page, where one always sees written in banking-books, “By the Grace of God,” but then that is only a little bit of blasphemy, of course. The complete chain must not be broken. Otherside [Otherwise?] people might perhaps find out that the Reformation was, in many respects, only a roundabout way of arriving at the secularisation and confiscation of Church estates and of claiming them for the temporal lord. Of course, if one were a German princeling, for instance, or an English lord, one could very well say: We are going to create a new historic epoch by taking away the land and estates from those who have hitherto held them. That is what the modern socialist says: We are going to expropriate the owners of landed property. But naturally people did not say that at the beginning of the new modern age; they did it, and threw a haze over it all with: We are founding a new religious faith. So people do not know their real reason for being religious; but it makes them feel comfortable to spread this illusion over the real grounds for their being so religious. That is how the economic type of man came up. The consciousness that one is living out a spiritual life within one has gradually disappeared. That is the deeper-seated, spiritual root of the matter. If we go further hack still, before the third post-Atlantean age, which ended about the middle of the 8th pre-Christian century,—beginning in the 3rd to the 4th millennium B.C., we come again to a quite different conformation. Paradoxical as it may seem to the men of to-day, in the 4th or, 5th millennium B.C. there was not a man on earth who believed that what was transmitted from his father and mother was the essential part of him. At that time men were absolutely convinced that they were wholly, in respect of all essentials, descended from heaven, If I may so express it. That was men's rooted belief. They did not look on themselves as being of earthly origin; they looked on themselves as spiritual beings, sprung from a spiritual origin. And the period when men first began to feel themselves to be physical human beings in the body was designated by the Jews, “The Fall,” at the beginning of things, when Original Sin first overtook man. As a matter of fact, however, Original Sin has overtaken man more than once. It overtook him first at the beginning of the 3rd post-Atlantean age, when he ascribed one part of himself to his father and mother, to his blood, and merely believed that a spiritual something had come down on top of that. It overtook him for the second time when he began to regard his Intellectual part as more or less hereditary. That second “Fall” came about in the 4th century after Christ; for from that time on, intellectual capacity was regarded as something hereditary, as something bound up with the bodily nature. And there will be other “Falls” in the time to come. Our task to-day is to return to spirituality by a different route. And, to do this, we must have the possibility, before anything else, of getting back to a spiritual form of intellectual life. We must have the possibility of attaching a sense to this existence on earth such that this sense itself is once more the revelation of a spiritual reality. Take, for instance, the things in my “Occult Science.” It cannot be said that the kind of intellectuality with which these are apprehended has a bodily origin; for it is not with the physical understanding that one arrives at what is there said about the universe and about man. It is a re-education of man back to that conception of his intellectual nature which is a spiritual one. And for this, modern mankind must first of all be willing to regain the faculty of looking on their Intellectual nature as something divinely spiritual. Then, Indeed, will it be possible to start on the road back to spiritualisation. It is a task upon which mankind must enter with full consciousness,—to return again to spiritualisation, and, first of all, to a thorough spiritualising of the intelligence. People must learn once more to think in such a way that their thought is permeated with spirituality. The best way to begin is by considering ethical concepts, and bringing them back to the moral imagination, to the moral intuitions, as I did in my “Philosophy of Freedom.” If in the moral sense one sees something which, as I expressed it in the “Philosophy of Freedom,” derives its impulses directly from the spiritual world, then that is a first beginning towards the spiritualisation of the intellect. I did this in my “Philosophy of Freedom” very cautiously and gently, for in the 19th century there was truly not much to be looked for as regards the spiritualising of anything. But this Is the road that will have to be taken. The Economic type of man, who came up at the Reformation, regarded it as his special mission to make all intellectuality a matter merely of the body. What this business type of man really did during the Reformation period was to tear himself violently loose from the spiritual foundation of man's life on earth. One can see it illustrated in individual cases. At the beginning and during the first half of the 15th century, there was a man in England, Thomas Cromwell,—not Oliver Cromwell, but Thomas Cromwell, quite a different person,—who played a very important part in introducing the principles of the Reformation into England. There was one person, James I, who still made an effort to save the old dominion of the priesthood; and one best understands James I if one looks on him as a Conservator,—a man who was trying to conserve the rule of the priesthood. Only, his plans were thwarted by others. And amongst the people who came to the top at that time, and who were, so to speak, the earliest type of economic man, was Thomas Cromwell. It is impossible to understand Thomas Cromwell unless one recognises that he was one of those people who have a very short life between death and rebirth, before taking on a body here on earth again. And it is just those people who are unusually numerous among the ruling types coming to the top in modern times, who have had but a short life in the spiritual world before their present life here on earth. As you know, I have often said here that one of the most significant phenomena in latter-day history is that for the ruling types it is the selection of the worst that takes place. You know that for years past I have taken occasion to tell you so repeatedly. Those who are, in reality, the rulers, the governors, are a selection of not the best. It has come about with the times that those who are really the best in this modern age have remained below, and those who have been selected for the top, for the leading positions, that is, are not infrequently anything but the best. Very often it has been a selection of the least fitted. And this selection of the least fitted has been founded, in so far as relates to their human nature, in the fact that they were fulfilling an earth-life which had only a very short space of time between the last life on earth and this one. It is a fact which one finds stamped upon many of the leading personages of modern times, that they have had a quick return to earth after a brief life in the spirit. In their preceding life between death and new birth they have received into them but little of spiritual impulse; but they are all the more impregnated with that which this earth alone can give. The Economic type, especially, have been men whose preceding spiritual life was a short one, who were permeated through and through with what the earth, as such, alone can give. I do not mean to say that there have not also In modern times been people who have passed a fairly long stage of time between death and birth and who are notable in modern times; but they have been thrust into the background. So the course of man's historic evolution fated it to be; such was the common karma of mankind. And man's modern life was played out under these conditions. It is really pitiful, how frequently a phenomenon it is in modern times to see men who in their inward natures are far superior, looking up to men who are far, far worse than themselves, as special authorities. It is a common phenomenon. And these revered authorities are truly not people who in any way represent picked men of the best type. The time has indeed come when people must stop so naively chanting the praises of modern civilisation, and examine the plain, unadorned facts. Men must acquire the habit of considering life not in its more superficial aspect, but of considering it according to the inner configuration of men's souls. And this is just one of the facts that has to be considered, that one has to distinguish between the kind of men whose life in the spirit, between birth and deaths is a comparatively long one, and those whose life in the spirit has been comparatively short. One must consider people from their spiritual aspect. It is only by thus considering people from their spiritual aspect, that it becomes possible with clear consciousness to bring order into the social structure. Any really deep understanding of what is socially requisite to-day will only be acquired when such an understanding is sought for in a groundwork of spiritual knowledge. In the last three days, I have made it my task to show you in what way the civilisation of our times must be regarded in respect of the possibility for mankind's further evolution. Our earth, as an earth with all that is upon It, has already entered on its downward stage, on the stage of its decline. I have often told you that keen-sighted geologists themselves have already noted this fact. It is even now possible to demonstrate by purely external physical science, and according to the most exact geology, that the earth has already begun to crumble away, that the ascending phase of its evolution is at an end, and that the solid ground we tread on is actually breaking up beneath us. But it is not only the mineral kingdom of the earth that Is breaking up; all organic life that moves upon the earth is more or less in a state of decomposition, of falling away. The bodies of plants, of animals, of men, these, too, are no longer in their ascending stage of evolution, but are going downhill. Our physical organisation is not now what it was, for instance, before the fourth century after Christ, or what it was in the times of ancient Greece. Our organisation is a perishable one, and along with us the earth is in its decadence. V/hat Is physical about the earth is in its decadence. I called attention to this phenomenon for the first time some years ago in a lecture at Bonn; but as a rule, not sufficient importance is attached to these things. The bodies we live in are crumbling away. But, as a set-off against this, we must reflect: Our bodies are crumbling away; but it is just out of these crumbling bodies of ours that what is spiritual can best develop, if only we give ourselves up to it. In the old bodies, you see, it was like this, supposing I make a diagram: Here is the body (Diagram I black) and, all through, the body is permeated with its spiritual element; here is the spiritual element, all over It like this (red). Now to-day it is like this (diagram II): our body, if we draw it diagrammatically, Is crumbling away in many places. It is crumbling, it is falling away; and everywhere the spiritual element is spurting out of it, escaping from the body. If we only set ourselves to do so, we can inwardly within our souls lay hold everywhere of the spiritual element, because of this crumbling away of our bodies. But it is absolutely necessary that we should not rely upon the physical. It is, on the contrary, absolutely necessary for us, because of this, our crumbling condition, to turn to the spiritual. Everything physical is breaking up; everything physical on earth has begun to go to ruin, and one dare not rely any longer on the physical nature. The only thing we have to look to Is just what, to use a homely phrase, is spurting out from the spiritual soul-element,—spurting out because the physical element is in ruin. There is one thing to be learnt from this, my dear friends. We are connected through our bodies with the physical conditions of the earth; and the earth's conditions express themselves socially in economic conditions. Now, as everything is crumbling away, as everything is in decadence, so also, in a certain respect, economic conditions are in a state of decadence; and only a fool could believe that It Is possible to-day to regenerate economic conditions simply by means o economic conditions alone. Anyone to-day who dreams of bringing about an economic paradise on earth by purely economic measures, is much the same as someone who has a corpse in front of him and believes that he can galvanise it back into life, wake it up again. So you can take all the theories that are based on pure economics to-day, listen to people telling you how the economic life can be adjusted so as to work by itself according to its own laws, listen to them telling you about the conditions under which production Is to be carried on, how the transition is to be effected from private ownership to communal ownership, etc.,—it is all founded on the false belief that one can, regenerate the economic life out of the resources of the economic life itself. Whereas the truth is that in the economic life, as elsewhere, everything physical is of itself going to ruin. When anything is going to ruin of itself, then all one can do is to keep putting it right from time to time. That means that we want a remedy from this economic life, which of Itself is in a constant state of break-down, if the economic life were left to itself; if one did what Lenin and Trotsky want to do with it, it would be continually breaking down, continually falling sick. And therefore, one must have the remedy constantly at hand, too, as a counteractant to the economic life. That is, one must have, beside it, the independent spiritual life. If you have a sick man, or someone who is continually liable to fall sick, then, alongside, you must continually have the doctor. If you have an economic life which, owing to the earth's evolution, is constantly ripe for its fall, when left to itself, then you need to counteract it with the continually healing power of the spiritual life. That is the inward connection. It is part of a sound cosmogony that we should acquire an independent spiritual life. Without this independent spiritual life, to act as a perpetual source of healing wisdom, alongside an economic life that is constantly liable to break down,—without this, mankind will never get further. To attempt to regenerate the economic life out of its own resources is sheer folly. We must establish a healing source in the form of an independent spiritual life beside this economic life, and bridge them both over with the neutral Life of Rights. We shall never arrive at any adequate understanding of what is necessary in the present day, unless we have learnt to perceive that the earth's physical life is already sinking to ruin. It is because this is not perceived that there are so many people to-day who believe that the economic life can be regenerated by all sorts of remedies conjured up out of the life of economics itself. They do not exist. The only possibility that does exist is continuously and unceasingly to keep the economic life going by means of the independent spiritual life established alongside it. And only those can trace all the mysterious interweaving of these threads in our life who have learnt to read it by the light of a really modern cosmogony. Just reflect how serious the whole situation is, how one must look on and see men rushing to destruction, if they still persist in believing that the economic life can be regenerated out of itself,—if they will not acknowledge and turn to that which is spurting forth from the crumbling physical world, which is able to stand alone and to be a continual source of healing. People ask: What is the remedy for revolutions? Well, when the downward forces have accumulated in cries in quantity sufficient to make a revolution, then the revolution comes. The only way to counteract revolution is continuously and unceasingly to apply the counteracting force. And unless a spiritual life is established as a continual healing force to withstand the economic life, then the economic life comes to a head and breaks out in revolutions. It is high time, indeed, my dear friends, that the things we are here dealing with should be taken In all their gravity, in their full weight, and that people should not have the idea that Spiritual Science is a thing to play with. It will not be played with. You cannot dish up real Spiritual Science as a Sunday afternoon sermon. What people are used to making out of the old religious creeds,—taking all sorts of teachings about reincarnation and karma to regale themselves with in the privacy of their own souls,—that cannot be got out of this teaching, not if it is taken seriously. This teaching means to lay hold upon actual life. This teaching is bent upon becoming deeds, by the very force of what it is. And so it is not in accordance with some private personal whim that what is living within our Spiritual Science must now find expression in all manner of social ideas as well. It is really a matter of course. It is all part of the same thing. Naturally, anyone who talks of development and evolution in the modern natural-science sense, and has not a glimmering notion that Evolution is first an ascent and then a descent, will not be ready either to understand that we are living in a downward stage with respect to the earth's evolution; and such a person will take what is on its downward path, and try to wring from it forces for a regeneration,—That is no longer possible. What I have, above all, had at heart in the course of these three lectures, my dear friends, is that you might see in all its extent and reality the deep seriousness of Spiritual Science and all that is connected with it. With the things of Spiritual Science there can be no playing. it can only be played with when it is watered down to all sorts of mystical, eclectic stuff,—then you can play with the things of Spiritual Science. Those people do very wrong who go and think that they can play with it, for all that. The things of Spiritual Science cannot be played with, There is a great deal of opposition from various quarters to whit this Spiritual Science of Anthroposophy stands for. it will meet with opposition from almost all those people who want to play, to “mysticise,” I should like to call it,—who want to mysticise with the life of Spiritual Science,—“mysticism,” “mysticise”. Those people who want to mysticise will not, in the long run, get on very well with Spiritual Science, because they do not like to be reminded of the seriousness of life. That is why Spiritual Science has so many opponents. To-day, especially, there are numbers of opponents; and to-day, especially, there are numbers of opponents, turning out to oppose it from every sort of mysticising hole and corner. There is now to be a renewed attack made on this Spiritual Science on the ground that it is scientific in character, and that all genuine experiences of the spirit-worlds must come through direct spiritual communication,—that nothing of a scientific nature, no sort of scientific concept, must enter into it, and so forth; there is a fresh attack on foot from the corner where we have done a good bit of work, but which still keeps on pouring out a succession of slimy stuff,—mysticising stuff, in this very direction. Another book has appeared from the Munich quarter,—though possibly from different publishers,—which is at bottom intended as an attack of this sort,—mystical book, called “The Living God.” When one sees these things in the present day, in an age when the social situation is so critical, it shows how spiritual frivolity and cynicism of a spiritual kind have taken possession of men's lives. All that must be got rid of. This is, indeed, the time when we must set ourselves in all seriousness to examine the most important question in life, and ask ourselves: What can we do, what can we do with all our might and main, to lay hold of those forces which are actually in accordance with the age? My dear friends, here stands this Building of ours, here it stands, waiting for the world to take it seriously, with such seriousness as really to perceive that it has been built in the consciousness of a perishing age, and in order to receive and take up the spiritual essence out of this age as it falls. Here we must be swayed by no belief that it is possible to preserve what is old what is ripe to perish and fall away. The faith that must inspire us here is that out of the on-rushing ruin it is possible to save and bring forth the spiritual essence,—one which must be quite unlike the old. A little transformation of our civilisation cannot do it. We have to recognise, and boldly face the recognition, that it is only with the great impulses of civilisation that we can accomplish what will take mankind the necessary step forward towards the future. And we must take counsel with our own selves, how to find strength really to take up these new impulses. We must have courage to make plain to people, as well as we can, what is meant by the earth being in decadence, and that what has lasted on down into our days as civilisation, and which we have grown up with and become used to,—that this, too, is passing away in the ruin; but that out of this ruin we must rescue and bring forth a new spirituality, a spirituality that can be carried on with us into other worlds, when this earth has finally sunk and passed away. To work with clear consciousness towards a regeneration of Art, of Science, of Freedom, that is a work that should centre round this Building. In erecting this Building an attempt has been made to bid in a sort of way, defiance to the Past, in the shapes and lines of it, and so forth. And in the same way, practically, we must have the courage to grasp all that can be got from the fact that the Building actually stands here. We shall never get right, my dear friends, if we go on clinging to little remedies. We shall only get right by resolutely and consciously keeping before men's eyes the necessity for a new form of spiritual civilisation, for that alone can be the true starting-point for a new form of social civilisation. For the social order cannot any longer be evolved out of the economic order, but only out of a spiritual element that shall have sunk into the economic one. And we must clearly realise that the Economic type of man is played out, and that another type must come to the top,—the type of man who is a World-man, one who is conscious that there lives within him not only what he has inherited through earthly descent, but who is conscious that there live within him, also, forces of the sun and the heaven of stars, forces of the world above the senses. In such forms as people can understand, we must bring this to their consciousness; and then alone shall we be doing something towards the real progress of mankind. By merely transmitting all sorts of mystical teachings we can do no good whatever. Our mysticism must be actual spiritual life—active spiritual life. That is what I wanted to make you realise to-day. This Building at Dornach ought to be regarded as being, without undue pretensions, the actual starting-point for a great world—movement, a world-movement which Is altogether international, a world-movement which embraces every kind of branch of spiritual life. This Building at Dornach should be the starting-point from which -to cast off all fondness for what is perishing and to receive the impulse of that force which is making for an actual renewal of man's consciousness. If we could establish something of this sort in the world, which should form a starting-point from whence to take up the spiritual essence out of the ruin of the physical earth,—if we could say: We put up the Building at Dornach to be the monument of this starting-point, to attract people's eyes to our purpose there,—if only we could create something of this kind, then we should be fulfilling what lies in the very impulse of the Spiritual Science of Anthroposophy. But we need to summon up our energies and create what shall speak to mankind in actual facts,—speak by facts in such a way as to make them see: “Look! We are aiming here at something that lies in the direction of actual progressive evolution in human consciousness, in science and art as well as in religion.” If we are in a position to speak from positive facts in this way, then we shall accomplish far more than by trying to throw ourselves into all sorts of things at which other people are aiming. We should realise that what we have to aim at is a new thing. If we are able to do this, then we shall be accomplishing a worthy task. But there we must commune with our souls, my dear friends, and try to set our hands in this way to the task of Anthroposophy. More on this subject, then, next Friday at 7 o'clock. |
18. The Riddles of Philosophy: Reactionary World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
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Reason, according to his mode of thinking, has no power over unreason, for it is itself the result of unreason; it is illusion and dream, produced out of will. Schopenhauer's world conception is the dark, melancholy mood of his soul translated into thought. |
18. The Riddles of Philosophy: Reactionary World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] “The bud vanishes in the breaking of the blossom, and one could say that the former is contradicted by the latter. In the same way, the fruit declares the blossom to be a false existence and replaces it as its truth. These forms are not merely different from one another but they crowd each other out as they are incompatible. Their Quid nature makes them at once into moments of the organic whole in which they not only do not contradict each other, but in which the one is as necessary as the other, and it is only this equal necessity that constitutes the life of the whole.” In these words of Hegel, the most significant traits of his mode of conception are expressed. He believes that the things of reality carry within themselves their own contradiction and that the incentive for their growth, for the living process of their development, is given by the fact that they continually attempt to overcome this contradiction. The blossom would never become fruit if it were without contradiction. It would have no reason to go beyond its unquestioned existence. An exactly opposite intellectual conviction forms the point of departure of Johann Friedrich Herbart (1776–1841). Hegel is a sharp thinker, but at the same time a spirit with a great thirst for reality. He would like to have only things that have absorbed the rich, saturated content of the world into themselves. For this reason, Hegel's thoughts must also be in an eternal flux, in a continuous state of becoming, in a forward motion as full of contradictions as reality itself. Herbart is a completely abstract thinker. He does not attempt to penetrate into things but looks at them from the corner into which he has withdrawn as an isolated thinker. The purely logical thinker is disturbed by a contradiction. He demands clear concepts that can exist side by side. One concept must not interfere with another. The thinker sees himself in a strange situation because he is confronted with reality that is full of contradictions, no matter what he may undertake. The concepts that he can derive from this reality are unsatisfactory to him. They offend his logical sense. This feeling of dissatisfaction becomes the point of departure. Herbart feels that if the reality that is spread out before his senses and before his mind supplies him with contradictory concepts, then it cannot be the true reality for which his thinking is striving. He derives his task from this situation. The contradictory reality is not real being but only appearance. In this view he follows Kant to a certain degree, but while Kant declares true being unattainable to thinking cognition, Herbart believes one penetrates from appearance to being by transforming the contradictory concepts of appearance and changing them into concepts that are free from contradictions. As smoke indicates fire, so appearance points at a form of being as its ground. If, through our logical thinking, we elaborate out of a contradictory world picture given to us by our senses and our mind, one that is not contradictory, then we gain from this uncontradictory world picture what we are looking for. This world picture, to be sure, does not appear in this form that is free from contradictions, but it lies behind the apparent one as true reality. Herbart does not set out to comprehend the directly given reality, but creates another reality through which the former is to become explainable. He arrives in this fashion at an abstract thought system that looks rather meager as compared to the rich, full reality. The true reality cannot be a unity, for a unity would have to contain within itself the infinite variety of the real things and events. It must be a plurality of simple entities, eternally equal to themselves, incapable of change and development. Only a simple entity that unchangeably preserves its qualities is free from contradictions. An entity in development is something different in one moment from what it is in another, that is, its qualities are contradictory at various times. The true world is, therefore, a plurality of simple, never-changing entities, and what we perceive are not these simple entities but their relations to one another. These relations have nothing to do with the real being. If one simple entity enters into a relationship with another, the two entities are not changed thereby, but I do perceive the result of their relationship. The reality we perceive directly is a sum of relations between real entities. When one entity abandons its relation to another and replaces it by a relationship with a third entity, something happens without touching the being of the entities themselves. It is this event that we perceive, namely, our apparent contradictory reality. It is interesting to note how Herbart, on the basis of this conception, forms his thoughts concerning the life of the soul. The soul is, as are all other real entities, simple and unchangeable in itself. This entity is now engaged in relations with other beings. The expression of these relations is life in thought-pictures. Everything that happens within us—imagination, feeling, will—is an interplay between the soul and the rest of the world of real entities. Thus, for Herbart, the soul life becomes the appearance of relations into which the simple soul-entity enters with the world. Herbart has a mathematical mind, and his whole world conception is derived fundamentally from mathematical conceptions. A number does not change when it becomes the link of an arithmetical operation. Three remains three, whether it is added to four or subtracted from seven. As the numbers have their place within the mathematical operations, so do the individual entities within the relationships that develop between them. For this reason, psychology becomes an arithmetical operation for Herbart. He attempts to apply mathematics to psychology. How the thought-images condition each other, how they effect one another, what results they produce through their coexistence are things calculated by Herbart. The “ego” is not the spiritual entity that we lay hold of in our self-consciousness, but it is the result of the cooperation of all thought-pictures and thereby also nothing more than a sum, a last expression of relationships. Of the simple entity, which is the basis of our soul life, we know nothing, but its continual relation to other entities is apparent to us. In this play of relations one entity is entangled. This condition is expressed by the fact that all these relationships are tending toward a center, and this tendency expresses itself in the thought of the ego. [ 2 ] Herbart is, in another sense than Goethe, Schiller, Schelling, Fichte and Hegel, a representative of the development of modern world conception. Those thinkers attempt a representation of the self-conscious soul in a world picture capable of containing this self-conscious soul as an element. In so doing they become the spokesmen for the spiritual impulse of their age. Herbart is confronted with this impulse and he must admit the feeling that this impulse is there. He attempts to understand it, but in the form of thinking that he imagines to be the correct one, he finds no possibility of penetrating into the life of the self-conscious being of the soul. He remains outside of it. One can see in Herbart's world conception what difficulties man's thinking encounters when it tries to comprehend what it has essentially become in the course of mankind's evolution. Compared to Hegel, Herbart appears like a thinker who strives in vain for an aim at which Hegel believes actually to have arrived. Herbart's thought constructions are an attempt to outline as an external spectator what Hegel means to present through the inner participation of thought. Thinkers like Herbart are also significant for the characterization of the modern form of world conception. They indicate the aim that is to be reached by the very display of their insufficient means for the attainment of this aim. The spiritual aim of the age motivates Herbart's struggle; his intellectual energy is inadequate to understand and to express this struggle sufficiently. The course of the philosophical evolution shows that, besides the thinkers who move on the crest of the time-impulses, there are also always some active ones who form world conceptions through their failure to understand these impulses. Such world conceptions may well be called reactionary. [ 3 ] Herbart reverts to the view of Leibniz. His simple soul entity is unchangeable; it neither grows nor decays. It existed when this apparent life contained within man's ego began, and will again withdraw from these relations when this life ceases to continue independently. Herbart arrives at his conception of God through his world picture, which contains many simple entities that produce the events through their relations. Within these processes we observe purpose-directed order. But the relations could only be accidental and chaotic if the entities, which, according to their own nature, would have nothing in common, were left entirely to themselves. The fact that they are teleologically ordered, therefore, points toward a wise world ruler who directs their relations. “No one is capable of giving a close definition of deity,” says Herbart. He condemns “the pretensions of the systems that speak of God as of an object to be comprehended in sharply drawn contours by means of which we would rise to a knowledge for which we are simply denied the data.” [ 4 ] Man's actions and artistic creations are completely without foundation in this world picture. All possibility to fit them into this system is lacking. For what could a relationship of simple entities that are completely indifferent to all processes mean to the actions of man? So Herbart is forced to look for independent tools both for ethics and for esthetics. He believes he finds them in human feeling. When man perceives things or events, he can associate the feeling of pleasure or displeasure with them. We are pleased when we see man's will going in a direction that is in agreement with his convictions. When we make the opposite observation, the feeling of displeasure overcomes us. Because of this feeling we call the agreement of conviction and will good; the discord, we call morally reprehensible. A feeling of this kind can be attached only to a relationship between moral elements. The will as such is morally indifferent, as is also the conviction. Only when the two meet does ethical pleasure or displeasure emerge. Herbart calls a relation of moral elements a practical idea. He enumerates five such practical-ethical ideas: The idea of moral freedom, consisting of the agreement of will and moral conviction; the idea of perfection that has its basis in the fact that the strong pleases rather than the weak; the idea of right, which springs from displeasure with antagonism; the idea of benevolence, which expresses the pleasure that one feels as one furthers the will of another person; the idea of retribution, which demands that all good and evil that has originated in a person is to be compensated again in the same person. Herbart bases his ethics on a human feeling, on moral sentiment. He separates it from the world conception that has to do with what is, and transforms it into a number of postulates of what should be. He combines it with esthetics and, indeed, makes it a part of them. For the science of esthetics also contains postulates concerning what is to be. It, too, deals with relations that are associated with feelings. The individual color leaves us esthetically indifferent. When one color is joined to another, this combination can be either satisfactory or displeasing to us. What pleases in a combination is beautiful; what displeases, is ugly. Robert Zimmermann (1824 – 1898) has ingeniously constructed a science of art on these principles. Only a part of it, the part that considers those relations of beauty that are concerned with the realm of action, is to be the ethics or the science of the good. The significant writings of Robert Zimmermann in the field of esthetics (science of art) show that even attempts at philosophical formulations that do not reach the summit of cultural impulses of a time can produce important stimulation's for the development of the spirit. [ 5 ] Because of his mathematically inclined mind, Herbart successfully investigated those processes of human soul life that really do go on with a certain regularity in the same way with all human beings. These processes will, of course, not prove to be the more intimate and individually characteristic ones. What is original and characteristic in each personality will be overlooked by such a mathematical intellect, but a person of such a mentality will obtain a certain insight into the average processes of the mind and, at the same time, through his sure skill in handling the arithmetical calculations, will control the measurement of the mental development. As the laws of mechanics enable us to develop technical skills, so the laws of the psychological processes make it possible for us to devise a technique in education for the development of mental abilities. For this reason, Herbart's work has become fruitful in the field of pedagogy. He has found many followers among pedagogues, but not among them alone. This seems at first sight hard to understand with regard to a world conception offering a picture of meager, colorless generalities, but it can be explained from the fact that it is just the people who feel a certain need for a world conception who are easily attracted by such general concepts that are rigidly linked together like terms of an arithmetical operation. It is something fascinating to experience how one thought is linked to the next as if it were through a self-operative mechanical process, because this process awakens in the observer a feeling of security. The mathematical sciences are so highly appreciated because of this assurance. They unfold their structure, so to speak, through their own force. They only have to be supplied with the thought material and everything else can be left to their logical necessity, which works automatically. In the progress of Hegel's thinking, which is saturated with reality, the thinker continually has to take the initiative. There is more warmth, more direct life in this mode of thinking, but it also requires the constant support of the soul forces. This is because it is reality in this case that the thinker catches in his thoughts, an ever-flowing reality that at every point shows its individual character and fights against every logical rigidity. Hegel also had a great number of pupils and followers, but they were much less faithful than those of Herbart. As long as Hegel's powerful personality enlivened his thoughts, they exerted their charm, and as long as his words were heard under its spell, they carried great conviction. After Hegel's death many of his pupils went their own paths. This is only natural, for whoever is self-dependent will also shape his own attitude toward reality in his own fashion. We observe a different process with Herbart's pupils. They elaborate the master's doctrine, but they continue the fundamental stock of his thoughts without change. A thinker who finds his way into Hegel's mode of thinking penetrates into the course of the world's development that is manifested in innumerable evolutionary phases. The individual thinker, of course, can be stimulated to follow this course of evolution, but he is free to shape the various stages according to his own individual mode of conception. In Herbart's case, however, we deal with a firmly constructed thought system that commands confidence through the solidity of its structure. One may reject it, but if one accepts it, one will have to accept it in its original form. For the individual personal element, which challenges and forces us to face the self of another thinker with our own self, is lacking here. [ 6 ] “Life is a miserable affair; I have decided to spend mine by thinking about it.” Arthur Schopenhauer (1788–1861) spoke these words in a conversation with Wieland at the beginning of his university years, and his world conception sprang from this mood. Schopenhauer had experienced personal hardship and had observed the sad lives of others when he decided upon concentrating on philosophical thought as a new aim of life. The sudden death of his father, caused by a fall from a storehouse, his bad experiences in his career as a merchant, the sight of scenes of human miseries that he witnessed as a' young man while traveling, and many other things of similar kind had produced in him the wish, not so much to know the world, but rather to procure for himself a means to endure it through contemplation. He needed a world conception in order to calm his gloomy disposition. When he began his university studies, the thoughts that Kant, Fichte and Schelling introduced to the German philosophical life were in full swing. Hegel's star was just then rising. In 1806 he had published his first larger work, The Phenomenology of the Spirit. In Goettingen, Schopenhauer heard the teachings of Gottlob Ernst Schulze, the author of the book, Aenesidemus, who was, to be sure, in a certain respect an opponent of Kant, but who nevertheless drew the student's attention to Kant and Plato as the two great spirits toward whom he would have to look. With fiery enthusiasm Schopenhauer plunged into Kant's mode of conception. He called the revolution that his study caused in his head a spiritual rebirth. He found it even more satisfactory because he considered it to be in agreement with the views of Plato, the other philosopher Schulze had pointed out to him. Plato had said, “As long as we approach the things and events merely through sensual perceptions, we are like men who are chained in a dark cave in such a way that they cannot turn their heads; therefore, they can only see, by means of the light of a fire burning behind them, the shadows upon the opposite wall, the shadows of real things that are carried between the fire and their backs, the shadows of each other and of themselves. These shadows are to the real things what the things of sensual perception are to the ideas, which are the true reality. The things of the sensually perceptible world come into existence and pass again, the ideas are eternal.” Did not Kant teach this, too? Is not the perceptible world only a world of appearances for him also? To be sure, the sage from Koenigsberg did not attribute this eternal reality to the ideas, but with respect to the perception of the reality spread out in space and time, Schopenhauer thought Plato and Kant to be in complete agreement. Soon he also accepted this view as an irrevocable truth. He argued, “I have a knowledge of the things insofar as I see, hear, feel them, etc., that is to say, insofar as I have them as a thought picture in my mind's eye. An object then can be there for me only by being represented to my mind as a thought image. Heaven, earth, etc., are therefore my mind's imaginations, for the “thing in itself' that corresponds to them has become my mind's object only by taking on the character of a thought representation.” [ 7 ] Although Schopenhauer found everything that Kant stated concerning the subjective character of the world of perception absolutely correct, he was not at all satisfied with regard to Kant's remarks concerning the thing in itself. Schulze had also been an opponent of Kant's view in this respect. How can we know anything at all of a “thing in itself"? How can we even express a word about it if our knowledge is completely limited to thought pictures of our mind, if the “thing in itself” lies completely outside their realm? Schopenhauer had to search for another path in order to come to the “thing in itself.” In his search he was influenced by the contemporary world conceptions more than he ever admitted. The element that Schopenhauer added to the conviction that he had from Kant and Plato as the “thing in itself,” we find also in Fichte, whose lectures he had heard in 1811 in Berlin. We also find this element in Schelling. Schopenhauer could hear the most mature form of Fichte's views in Berlin. This last form is preserved in Fichte's posthumous works. Fichte declared with great emphasis, while Schopenhauer, according to his own admission, “listened attentively,” that all being has its last roots in a universal will. As soon as man discovers will in himself, he gains the conviction that there is a world independent of himself as an individual. Will is not a knowledge of the individual but a form of real being. Fichte could also have called his world conception, The World as Knowledge and Will. In Schelling's book, Concerning the Nature of Human Freedom and Matters Connected with This Problem, we actually find the sentences, “In the last and deepest analysis there is no other being than will. Will is fundamental being and will alone can claim all its predicates: To be without cause, eternal, independent of time, self-assertive. All philosophy is striving for just this aim, to find this highest expression.” That will is fundamental being becomes Schopenhauer's view also. When knowledge is extinguished, will remains, for will also precedes knowledge. “Knowledge has its origin in my brain,” says Schopenhauer, “but my brain must have been produced through an active, creative force. Man is aware of such a creative energy in his own will.” Schopenhauer now attempts to prove that what is active in all other things is also will. The will, therefore, is, as the “thing in itself,” at the root of all reality that is merely represented in the thought pictures of our mental life, and we can have a knowledge of this “thing in itself.” It is not, as Kant's “thing in itself,” beyond our perceptive imagination but we experience its actuality within our own organism. [ 8 ] The development of modern world conception is progressive in Schopenhauer insofar as he is the first thinker to make the attempt to elevate one of the fundamental forces of the self-consciousness to the general principle of the world. The active self-consciousness contains the riddle of the age. Schopenhauer is incapable of finding a world picture that contains the roots of self-consciousness. Fichte, Schelling and Hegel had attempted to do that. Schopenhauer takes one force of the self-consciousness, will, and claims that this element is not merely in the human soul but in the whole world. Thus, for him, man is not rooted with his full self-consciousness in the world's foundation, but at least with a part of it, with his will. Schopenhauer thus shows himself to be one of those representatives of the evolution of modern world conception who can only partially encompass the fundamental riddle of the time within their consciousness. [ 9 ] Goethe also had a profound influence on Schopenhauer. From the autumn of 1813 until the following spring, the young Schopenhauer enjoyed the company of the poet. Goethe introduced him personally to his doctrine of colors. Goethe's mode of conception agreed completely with the view that Schopenhauer had developed concerning the behavior of our sense organs and our mind in the process of perception of things and events. Goethe had undertaken careful and intensive investigations concerning the perceptions of the eye and phenomena of light and colors, and had elaborated their results in his work, Concerning the Doctrine of Colors. He had arrived at results that differed from those of Newton, the founder of the modern theory of color. The antagonism that exists in this field between Newton and Goethe cannot be judged properly if one does not start by pointing to the difference between the world conceptions of these two personalities. Goethe considered the sense organs of man as the highest physical apparatuses. For the world of colors, he therefore had to estimate the eye as his highest judge for the observation of law-determined connections. Newton and the physicists investigated the phenomena that are pertinent to this question in a fashion that Goethe called “the greatest misfortune of modern physics,” and that consisted in the fact that the experiments have been separated, as it were, from man.
The eye perceives light and darkness and, within the light-dark field of observation, the colors. Goethe takes his stand within this field and attempts to prove how light, darkness and the colors are connected. Newton and his followers meant to observe the processes of light and colors as they would go on if there were no human eye. But the stipulation of such an external sphere is, according to Goethe's world conception, without justification. We do not obtain an insight into the nature of a thing by disregarding the effects we observe, but this nature is given to us through the mind's exact observation of the regularity of these effects. The effects that the eye perceives, taken in their totality and represented according to the law of their connection are the essence of the phenomena of light and color, not a separated world of external processes that are to be determined by means of artificial instruments.
Here we find Goethe's world view applied to a special case. In the human organism, through its senses, through the soul of man, there is revealed what is concealed in the rest of nature. In man, nature reaches its climax. Whoever, therefore, like Newton, looks for the truth of nature outside man, will not find it, according to Goethe's fundamental conviction. [ 10 ] Schopenhauer sees in the world that the mind perceives in space and time only an idea of this mind. The essence of this world of thought pictures is revealed to us in our will, by which we see our own organism permeated. Schopenhauer, therefore, cannot agree with a physical doctrine that sees the nature of light, not in the mental content of the eye, but in a world that is supposed to exist separated from the eye. Goethe's mode of conception was, for this reason, more agreeable to Schopenhauer because Goethe did not go beyond the world of the perceptual content of the eye. He considered Goethe's view to be a confirmation of his own opinion concerning this world. The antagonism between Goethe and Newton is not merely a question of physics but concerns the world conception as a whole. Whoever is of the opinion that a valid statement about nature can be arrived at through experiments that can be detached from the human being must take his stand with Newton's theory of color and remain on that ground. Modern physics is of this opinion. It can only agree with the judgment concerning Goethe's theory of colors that Helmholtz expressed in his essay, Goethe's Anticipations of Future Ideas in Natural Science:
If one sees in the pictures of human imagination only products that are added to an already complete nature, then it is of course necessary to determine what goes on in nature apart from these pictures. But if one sees in them manifestations of the essence contained in nature as Goethe did, then one will consult them in investigating the truth. Schopenhauer, to be sure, shares neither the first nor the second standpoint. He is not at all ready to recognize sense perceptions as containing the essence of things. He rejects the method of modern physics because physics does not limit itself to the element that alone is directly given, namely, that of perceptions as mental pictures. But Schopenhauer also transformed this question from a problem of physics into one of world conception. As he also begins his world conception with man and not with an external world apart from man, he had to side with Goethe, who had consistently drawn the conclusion for the theory of colors that necessarily follows if one sees in man with his healthy sense organs “the greatest and most exact physical apparatus.” Hegel, who as a philosopher stands completely on this foundation, had for this reason forcefully defended Goethe's theory of colors. He says in his Philosophy of Nature:
[ 11 ] For Schopenhauer, the essential ground for all world processes is the will. It is an eternal dark urge for existence. It contains no reason because reason comes into existence only in the human brain, which in turn is created by the will. Hegel sees the spirit as the root of the world in self-conscious reason, and in human reason, only as individual realization of the general world reason. Schopenhauer, by contrast, recognizes reason only as a product of the brain, as a mere bubble that comes into being at the end of the process in which will, the unreasoning blind urge, has created everything else first. In Hegel, all things and processes are permeated by reason; in Schopenhauer, everything is without reason, for everything is the product of the will without reason. The personality of Schopenhauer exemplifies unequivocally a statement of Fichte, “The kind of world conception a man chooses depends on the kind of man he is.” Schopenhauer had bad experiences and had become acquainted with the worst side of the world before he decided to spend his life in contemplation of it. It is for this reason that he is satisfied to depict the world as essentially deprived of reason as a result of blind will. Reason, according to his mode of thinking, has no power over unreason, for it is itself the result of unreason; it is illusion and dream, produced out of will. Schopenhauer's world conception is the dark, melancholy mood of his soul translated into thought. His eye was not prepared to follow the manifestations of reason in the world with pleasure. This eye saw only unreason that was manifest in sorrow and pain. Thus, his doctrine of ethics could only be based on the observation of suffering. An action is moral only if it has its foundation in such an observation. Sympathy, pity, must be the source of human actions. What better course could be taken by a man who has gained the insight that all beings suffer than to let his actions be guided by pity. As everything unreasonable and evil has its roots in will, man will stand morally the higher the more he mortifies his unruly will in himself. The manifestation of this will in the individual person is selfishness, egotism. Whoever surrenders to pity and thereby wills not for himself but for others, has become master of the will. One method of freeing oneself from the will consists in surrendering to artistic creations and to the impressions that are derived from works of art. The artist does not produce to satisfy a desire for something; he does not produce his works because of a will that is selfishly directed toward things and events. His production proceeds out of unegotistic joy. He plunges into the essence of things in pure contemplation. This is also true of the enjoyment of art. As long as we approach a work of art with the desire stirring in us to own it, we are still entangled in the lower appetites of the will. Only when we admire beauty without desiring it have we raised ourselves to the lofty stage where we no longer are dependent on the blind force of will. Then art has become for us a means to free ourselves for the moment from the unreasoning force of the blind will to exist. The deliverance takes place in its purest form in the enjoyment of the musical work of art, for music does not speak to us through the medium of representative imagination as do the other arts. Music copies nothing in nature. As all things and events are only mental pictures, so also the arts that take these things as models can only make impressions on us as manifestations of imaginations. Man produces tone out of himself without a natural model. Because man has will as his own essence within himself, it can only be the will through which the world of music is directly released. It is for this reason that music so deeply moves the human soul. It does this because music is the manifestation of man's inner nature, his true being, his will, and it is a triumph of man that he is in possession of an art in which he enjoys selflessly, freed from the fetters of the will, what is the root of all desire, of all unreason. This view of Schopenhauer concerning music is again the result of his most personal nature. Even before his university years, when he was apprenticed to a merchant in Hamburg, he wrote to his mother:
[ 12 ] From the attitude that is taken toward art by the two antipodes of world conception, Hegel and Schopenhauer, one can learn how a world conception deeply affects the personal relation of man toward the various realms of life. Hegel, who saw in man's world of conceptions and ideas the climax toward which all external nature strives as its perfection, can recognize as the most perfect art only the one in which the spirit appears in its most perfect form, and in which this spirit at the same time clings to the element that continuously strives toward the spirit. Every formation of external nature tends to be spirit, but it does not reach this aim. When a man now creates such an external spatial form, endowing it as an artist with the spirit for which material itself strives without being capable of reaching it, then he has produced a perfect work of art. This is the case in the art of sculpture. What otherwise appears only in the inward life of the soul as formless spirit, as idea, is shaped by the artist out of matter. The soul, the inner life that we perceive in our consciousness as being without shape, is what speaks out of a statue, out of a formation of space. This marriage of the sensual world with the world of the spirit represents the artistic ideal of a world conception that sees the purpose of nature in the creation of the spirit, and therefore can also recognize the beautiful only in a work that appears as immediate expression of the spirit emerging in the form of nature. Whoever, like Schopenhauer, however, sees in all nature only mental pictures, cannot possibly recognize the ideal of art in a work that imitates nature. He must choose an art as his ideal that is free of all nature, that is to say, music. [ 13 ] Schopenhauer considered everything that leads toward the extirpation, the mortification of the will quite consistently as desirable, for an extirpation of the will means an extinction of the unreasonable in the world. Man is to give up will. He is to kill all desire within himself. Asceticism is, for this reason, Schopenhauer's moral ideal. The wise man will extinguish within himself all wishes; he will annihilate his will completely. He will reach the point where no motivation forces him to exert his will. All striving consists merely in quietistic yearning for deliverance from all life. In the world-renouncing life-views in Buddhism, Schopenhauer acknowledged a doctrine of profound wisdom. Compared to Hegel's, one can thus call Schopenhauer's world view reactionary. Hegel attempted everywhere to affect a reconciliation of man with life; he always strove to present all action as a cooperation with a reason-directed order of the world. Schopenhauer regarded enmity to life, withdrawal from reality and world flight as the ideal of the wise man. Hegel's mode of world and life conception contains an element that can produce doubts and questions. Hegel's point of departure is pure thinking, the abstract idea, which he himself once called “an oyster-like, gray or entirely black” being (in a letter to Goethe on February 20, 1821), of which he maintained at the same time should be considered the “representation of God as he is in his eternal essence before the creation of nature and a finite spirit.” The aim that he reaches is the individual human spirit endowed with a content of its own, through whom first comes to light what led only a shadow-like existence in a gray, oyster-like element. This can easily be understood to mean that a personality as a living self-conscious being does not exist outside the human spirit. Hegel derives the content-saturated element that we experience within ourselves from the ideal element that we obtain through thinking. It is quite comprehensible that a spirit of a certain inner disposition felt repulsed by this view of world and life. Only thinkers of such a selfless devotion as that of Karl Rosenkranz (1805–1879) could so completely find their way into Hegel's movement of thought and, in such perfect agreement with Hegel, create for themselves structures of ideas that appear like a rebirth of Hegel's own thought structure in a less impressive medium. Others could not understand how man is to be enlightened through pure idea with respect to the infinity and variety of the impressions that pour in on him as he directs his observations toward nature, crowded as it is with colors and forms, and how he is to profit if he lifts his soul from experiences in the world of sensation, feeling and perception-guided imagination to the frosty heights of pure thought. To interpret Hegel in this fashion is to misunderstand him, but it is quite comprehensible that he should have been misunderstood in this way. This mood that was dissatisfied with Hegel's mode of thinking found expression in the current thought that had representatives in Franz Xaver von Baader (1765–1841), Karl Christian Friedrich Krause (1781–1832), Immanuel Hermann Fichte (1797 – 1879), Christian Hermann Weisse (1801–1866), Anton Guenther (1783–1863), Karl Friedrich Eusebius Thrahndorff (1782–1863) Martin Deutinger (1815– 1864), and Hermann Ulrici (1806–1884). They attempted to replace the gray, oyster-like pure thought of Hegel by a life-filled, personal, primal entity, an individual God. Baader called it an “atheistic conception” to believe that God attained a perfect existence only in man. God must be a personality and the world must not, as Hegel thought, proceed from him like a logical process in which one concept always necessarily produces the next. On the contrary, the world must be God's free creation, the product of his almighty will. These thinkers approach the Christian doctrine of revelation. To justify and fortify this doctrine scientifically becomes the more-or-less conscious purpose of their thinking. Baader plunged into the mysticism of Jakob Boehme (1757–1624), Meister Eckhardt (1250– 1329), Tauler (1290–1361) and Paracelsus (1494–1541), whose language, so rich in pictures, he considered a much more appropriate means to express the most profound truths than the pure thoughts of Hegel's doctrine. That Baader also caused Schelling to enrich his thoughts with a deeper and warmer content through the assimilation's of conceptions from Jakob Boehme has already been mentioned. In the course of the development of the modern world conception personalities like Krause will always be remarkable. He was a mathematician who allowed himself to be swayed by the proud, logically perfect character of this science, and attempted a solution of the problems of world conception after the model of the method he was used to as a mathematician. Typical of this kind of thinker is the great mathematician, Newton, who treated the phenomena of the visible universe as if it were an arithmetical problem but, at the same time, satisfied his own need concerning the fundamental questions of world conception in a fashion that approached the belief to be found in revealed religion. Krause finds it impossible to accept a conception that seeks the primal being of the world in the things and processes. Whoever, like Hegel, looks for God in the world cannot find him, for the world, to be sure, is in God, but God is not in the world. He is a self-dependent being resting within himself in blissful serenity. Krause's world of ideas rests on “thoughts of an infinite, self-dependent being, outside of which there is nothing; this being comprises everything by itself and in itself as the one ground, and that we have to think of as the ground of reason, nature and humanity.” He does not want to have anything in common with a view “that takes the finite or the world as the sum total of everything finite to be God itself, idolizing and confusing it with God.” No matter how deep one may penetrate into the reality given to the senses and the mind, one will never arrive in this way at the fundamental ground of all being. To obtain a conception of this being is possible only if one accompanies all finite observation with a divinatory vision of an over-worldly reality. Immanuel Hermann Fichte settled his account with Hegelianism poignantly in his essay, Propositions for the Prolegomena of Theology (1826), and Contributions Toward a Characterization of Modern Philosophy (1829). Then, in numerous works, he tried to prove and elaborate his view that a conscious personal being must be recognized as the basis of all world phenomena. In order to procure an emphatic effect for the opposition to Hegel's conception, which proceeded from pure thought, Immanuel Hermann Fichte joined hands with friends who were of the same opinion. In 1837, together with Weisse, Sengler, K. Ph. Fischer, Chalybäs, Fr. Hoffmann, Ulrici, Wirth and others, he began the publication of the Journal for Philosophy and Speculative Theology. It is Fichte's conviction that we have risen to the highest knowledge only if we have understood that “the highest thought that truly solves the world problem is the idea of a primal subject or absolute personality, which knows and fathoms itself in its ideal as well as real infinity.”
Chr. Hermann Weisse believed that it was necessary to proceed from Hegel's world conception to a completely theological mode of conception. In the Christian idea of the three personalities in the one deity, he saw the aim of his thinking. He attempted to represent this idea as the result of a natural and unsophisticated common sense and did so with an uncommon array of ingenuity. In his triune, Weisse believed that in a personal deity possessing a living will he had something infinitely richer than Hegel with his gray idea. This living will is to “give to the inner godly nature with one breath the one definite form and no other that is implied at all places in the Holy Writ of the Old and New Testaments. In it, God is shown prior to the creation of the world as well as during and after that event in the shining element of his glory as surrounded by an interminable heavenly host of serving spirits in a fluid immaterial body, which enables him to fully communicate with the created world.” [ 14 ] Anton Guenther, the “Viennese Philosopher,” and Martin Deutinger, who was under his influence, move with the thoughts of their world conception completely within the framework of the catholic theological mode of conception. Guenther attempts to free man from the natural world order by dividing him into two parts—a natural being that belongs to the world of necessary law, and a spirit being that constitutes a self-dependent part of a higher spirit world and has an existence comparable to an “entity” as described by Herbart. He believes that he overcomes Hegelianism in this manner and that he supplies the foundation for a Christian world conception. The Church itself was not of this opinion, for in Rome Guenther's writings were included in the Prohibitory Index. Deutinger fought vehemently against Hegel's “pure thinking,” which, in his opinion, ought to be prevented from devouring life-filled reality. He ranks the living will higher than pure thought. It can, as creative will, produce something; thought is powerless and abstract. Thrahndorff also takes living will as his point of departure. The world cannot be explained from the shadowy realm of ideas, but a vigorous will must seize these ideas in order to create real being. The world's deepest content does not unfold itself to man in thoughtful comprehension, but in an emotional reaction, in love through which the individual surrenders to the world, to the will that rules in the universe. It is quite apparent that all these thinkers endeavor to overcome thinking and its object, the pure idea. They are unwilling to acknowledge thinking as the highest manifestation of the spirit of man. In order to comprehend the ultimate substance of the world, Thrahndorff wants to approach it, not with the power of knowledge, but of love. It is to become an object of emotion, not of reason. It is the belief of these philosophers that through clear, pure thinking the ardent, religious devotion to the primordial forces of existence are destroyed. [ 15 ] This opinion has its root in a misconception of Hegel's thought world. Its misunderstanding becomes especially apparent in the views concerning Hegel's attitude toward religion that spread after his death. The lack of clarity that began to prevail regarding this attitude resulted in a split among Hegel's followers into one party that considered his world conception to be a firm pillar of revealed Christianity, and another that used his doctrine to dissolve the Christian conceptions and to replace them by a radically liberal view. [ 16 ] Neither party could have based its opinion on Hegel if they had understood him correctly, for Hegel's world conception contains nothing that can be used for support of a religion or for its destruction. He had meant to do this with respect to any religion as little as he had intended to create any natural phenomena through his pure thought. As he had set out to extract the pure thought from the processes of nature in order to comprehend them in that way, so he had also, in the case of religion, merely the intention to bring its thought content to the surface. As he considered everything that is real in the world as reasonable just because it is real, so he held this view also in regard to religion. It must come into existence by soul forces quite beyond those that are at the disposal of the thinker when he approaches them in order to comprehend them. It was also an error of such thinkers as Fichte, Weisse, Deutinger and others that they fought against Hegel because he had not proceeded from the realm of pure thought to the religious experience of the personal deity. Hegel had never set himself a task of this kind. He considered that to be the task of the religious consciousness. The younger Fichte, Weisse, Krause, Deutinger and the rest wanted to create a new religion through their world conception. Hegel would have considered such a task to be as absurd as the wish to illuminate the world through the idea of light, or to create a magnet out of the thought of magnetism. To be sure, in Hegel's opinion, religion has its root in the idea, just as the whole world of nature and the spirit. For this reason, it is possible that the human spirit can rediscover this idea in religion, but as the magnet was created out of the thought of magnetism before the human mind came into being, and as the latter only afterwards has to comprehend the magnet's creation, so also religion has become what it is before its thought emerged in the human soul as an illuminating part of world conception. If Hegel had lived to experience the religious criticism of his pupils, he would have felt compelled to say, “Take your hands off all foundation of religion, off all creation of religious conceptions, as long as you want to remain thinkers and do not intend to become messiahs.” The world conception of Hegel, if it is correctly understood, cannot have a retroactive effect on the religious consciousness. The philosopher who reflects on the realm of art has the same relation to his object as the thinker who wants to fathom the nature of religion. [ 17 ] The Halle Yearbooks, published from 1838 to 1843 by Arnold Ruge and Theodor Echtermeyer, served as a forum for the philosophical controversies of the time. Starting with a defense and explanation of Hegel, they soon proceeded to develop his ideas independently, and thus made the transition to the views that are called “radical world conceptions” in the next chapter. After 1841, the editors called their journal, The German Yearbook, and, as one of their aims, they considered “the fight against political illiberality, against theories of feudalism and landed property.” In the historical development of the time they became active as radical politicians, demanding a state in which perfect freedom prevails. Thus, they abandoned the spirit of Hegel, who wanted to understand history, not to make it. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: What is the Purpose of the Modern Proletarian's Work?
17 Mar 1919, Bern Rudolf Steiner |
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People today truly do not put up with this with regard to material goods Possession in social life is not what these or those social economists so often dream of in a strange way; it can only be understood in this way for social life: Possession is the exclusive right of disposal over a thing; possession in the productive sense, in the sense of land, is a right. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: What is the Purpose of the Modern Proletarian's Work?
17 Mar 1919, Bern Rudolf Steiner |
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Do not think that I wish to take the floor this evening for the purpose of speaking of an understanding between the various classes of the present population, in the same way that the ruling classes, the hitherto ruling classes in particular, so often speak of reconciliation and understanding. I would like to speak to you this evening about a quite different kind of understanding, about the understanding that is being challenged by the social facts that are speaking loudly today and by the great historical forces that are currently entering the course of human development. I would like to speak of what seems to me to be demanded of the proletarian movement in particular, of these historical forces that are today, one might say, revolutionizing the world. To speak of a different understanding is forbidden by almost the whole of modern life, the life that certain people call modern civilization. What voices have we heard within this modern civilization over the last few decades! Let us remember how the hitherto ruling classes have perceived this modern civilization, one might say, right up to the terrible catastrophe of war which has come as a horror to mankind in recent years. How often has it been said how far we humans have come in creating, in producing! How we have brought it about that thought can be sent far across the earth in a short time, how connections have been created between the most distant countries, how spiritual life in all its forms has gained a tremendous expansion. Well, I could go on singing the praises of modern civilization for a long time, not the way I want to sing them, but the way they have been sung by this ruling class. But let us now look at things from the other side. How was this modern civilization, to which so many songs of praise have been sung, actually possible? It was only possible because it was, so to speak, undermined by those who, from the innermost essence of their humanity, could not agree with what the bearers of this modern civilization were doing. And so, alongside all this, which one could also call a kind of luxury culture, one could hear the voices coming from the other side, which essentially always ended with the words: It can't go on like this! As wonderful as your civilization may be for you, it is impossible for it to go on any other way than for the vast majority of the earth's population to have no direct share in it. They have to feel excluded from this civilization, they have to watch from the outside, so to speak, but on the other hand they have to work hard for this civilization! Has anyone on the other side shown any understanding in recent decades for the reasons and background from which such a call has emerged? You can't say that. In general, certain people today speak a very strange language. Over the last few days, I have witnessed some of what has taken place here in Bern at the League of Nations Conference. You could hear all kinds of beautiful speeches, that is, speeches that the gentlemen thought were very beautiful. But anyone who is able to look a little deeper into what is being expressed in the world-changing deeds that are going through Europe today could hear, above all, in what was said there, that the most important question of the present, the question that is of ever-increasing concern to a large part of humanity, was being talked and thought past. The actual nerve of the social question was talked and thought past! This conference showed extraordinarily little understanding for this question, and one was reminded of something else, namely the weeks of the spring and early summer of 1914, when one could hear many a strange speech from the hitherto ruling circles and their leaders. One could cite many similar speeches, such as the one made by a leading statesman in a Central European country to a parliament in 1914, in which he said: “Thanks to the energetic efforts of the European cabinets, we can hope that peace among the great powers of Europe will be secured for the foreseeable future. - This was still being said, with all possible modifications, in May and June 1914. And then? Then came what killed millions of people, what crippled millions of people. So well foreseen was that which also asserted itself alongside that to which one sang such hymns of praise as modern civilization! I myself, if I may make this personal remark, had to speak differently from these statesmen at the time. Before a meeting in Vienna in the spring of 1914, I had to say: Anyone who looks at the life of contemporary European humanity sees in it something like a creeping cancer that must break out. - Well, we can leave it to the judgment of mankind today as to who was a better prophet: the one who spoke of a cancerous disease that broke out so terribly in the so-called world war, or those who thought that, thanks to the efforts of the cabinets, a longer peace was in prospect. Just as in those days these gentlemen talked past what was gathering as a black cloud in the political sky of Europe, so today certain people talk past what is most important: the social powers and forces entering the life of the nations of the earth. Since things are like this, there is really very little prospect of bringing about an understanding through reason, so to speak. But an understanding on the other side, as I have already said, can be sought. And this understanding seems to me to arise if we take the following starting point. Until our time, the proletarian population was basically in a completely different situation than it will be from now on. Anyone who has not only thought about the proletarian movement from a certain theoretical point of view, but who has experienced this proletarian movement in such a way that he has lived with it, knows that what the modern proletariat experienced was the great, penetrating criticism of what the institutions and maxims of the hitherto leading circles have done for centuries, for three to four centuries. What the modern proletarian experienced was the living, world-historical critique of everything they believed they had to impose on humanity. And basically, what was going on within the proletariat was a great, powerful critique. While the hitherto leading circles lingered within their bourgeois culture, to which they sang such hymns of praise, while they could hear in their lecture halls that which served their state, while they heard in their theaters the illusory world of their affairs, while they did many other things, what they perceived as such a salutary modern civilization, the proletarian masses came together in the hours they could spare from the heavy, arduous work of the day to reflect on the serious questions of human development, the serious questions of world history. After all, modern technical development and the capitalist development connected with it had taken the modern proletarian away from all other human contexts, which, for example, the old craft had provided, had placed him next to the machine, harnessed into the capitalist world order and thus excluded from the immediate feeling of what the leading, leading circles were doing. Then the proletarian's spiritual gaze turned to the general and, from a certain point of view, the highest interest of humanity. And in the proletarian assemblies that was driven which then always had to sound out again in the cry: It can't go on like this! But what developed there was also a powerful, magnificent criticism of the previous policy, the previous economic management of the leading circles. This has now entered a new stage. And to really follow this entry into a new stage with attention seems to me to be one of the most necessary social tasks today. How has the modern proletarian felt about the social order that has developed over the last three to four centuries, since the time when modern capitalism and modern technology entered the development of mankind? How did the modern proletarian feel about all this, which he had to look at as if he were standing on his feet, which he, as far as he could use it, wanted to absorb with his intimate share, so that he would also have something for his soul? The old leading circles spoke to him of various powers and forces at work in the historical development of mankind; they spoke to him of all kinds of moral world orders and the like. But he, the modern proletarian, who looked up to what these ruling classes were doing, felt little of the power, of the inner originality of such moral world orders; He felt that the actions, the thoughts, the feelings of the leading, governing circles are essentially shaped by the way they can live by virtue of their economic forms, their economic order, through which they are able to establish their civilization as a kind of superstructure on the misery, on the oppression of larger masses of humanity who had to work for them. And so there arose in the modern proletariat what was the truth in relation to the reality of these newer thoughts about the development of mankind. The modern proletarian felt a truth about what the others fantasized about in a certain lying way; they spoke of a moral, of a divine world order, through which people are brought into mutual social relations on earth. The proletarian felt this to be a profound lie. And he felt that the truth in all this is that people live as they can by exploiting economic life for their own convenience, for their own benefit. And so the materialistic conception of history arose - and one must now say, as the proper inheritance of what was bourgeois science - the conception which did not admit that the actually effective forces in the historical development of mankind were anything other than economic forces. And that became the belief that everything that is human religion, human science, human spirituality, rises above the economic forces like a kind of “superstructure”, and that below it the economic forces reign as the only reality on which at most the superstructure acts back. The modern proletariat was right in the face of what the bourgeois world order has made of social life - a mere economy. The second thing that emanated from Karl Marx's power of thought and spread into the proletarian assemblies, into the proletarian souls, is not the intellectual question, as I have just characterized it in the materialist view of history, but the legal question. This culminates in the one word that you all know, but which had an electrifying effect within the modern proletarian movements, which evoked understanding in the innermost feelings of the modern proletarian souls when it was presented to these proletarian souls by Marx and his successors: it is the word of surplus value. And behind much of what has been said around this word of surplus value, what the modern proletarian actually feels to be his most important human question, lies the question which is more or less consciously or unconsciously, more or less merely felt or posed with the intellect, but which is deeply felt. What sense does my work actually have within the modern social order? And it must be said that Karl Marx's various answers are brilliant. - But today we live in a time in which we must go further than even Marx went, especially if we understand Marx in the right way, not in the direction of the opportunist politicians, but in a completely different direction, as we shall see in a moment. When the modern proletarian raised the question of the meaning of his labor and this became for him the question of his position within modern society, of his human dignity, he was repeatedly confronted with the problem that his labor was, as it were, absorbed by the capitalist economic process. He experienced that his labor had become something that it could only appear to be, namely: a commodity. The modern proletarian, who can only acquire his labor power anew as his only “possession”, experienced that he must also carry his labor power to the market, must have his labor power treated according to the rules of supply and demand, as otherwise objective commodities separated from man are treated on the commodity market. Now the peculiarity of human life is that things can occur in this human life which are real, but which are not truths, which are lies of life. And one such lie is that human labor can ever become a commodity. For human labor power can never enter into any comparisons, any price comparisons with commodities. It is something fundamentally different from commodities. It is therefore a lie if that which can never become a commodity is nevertheless made into a commodity. Even if this is not expressed in such a clear manner, it is nevertheless something that is perceived as, I would say, the center of the proletarian question of modern times. Because human labor power has become a commodity, the legal relationship that should exist between the entrepreneur and the worker over work has become a purchasing relationship. And modern bourgeois national economists do indeed talk as if it were possible within economic life to exchange commodity for commodity on the one hand, and commodity for labor on the other. The fact that a so-called labor contract exists in the modern sense of the word does not change the matter; for a legal contract can only be concluded about the relationship between entrepreneur and worker in the sense that we shall see later. Human labor could only be liberated from its commodity character - and it must be liberated - if the only contract possible between the employee and the employer were not the contract for the work performed, but the contract for the distribution of the jointly produced goods or services in a way that serves the healthy organism in the right sense. This is the demand that lies behind the Marxist theory of surplus value. At the same time, this is the way in which one must go beyond the merely Marxist conception. And the question must be asked: How does the wage relationship end? How does a commodity distribution contract take the place of the labor contract? But with this we have indicated the second thing that repeatedly ran through the soul of the modern proletarian and which was hurled at the leading circles as a powerful criticism. And the third, that was the conviction that everything that takes place in modern life and which has led to these conditions into which we have now got, does not consist in a harmony, not in a work of modern men arising from a common purpose, but in a struggle between groups of men in which one of them has the advantage at first; that is the class struggle of the modern proletariat with the leading classes. Truly, these three points: the materialist conception of history, the theory of surplus-value and labor-power, and the theory of class struggle have been studied with more contemporary force than anything that has been written within bourgeois society in recent times. For it was recognized that what human development has come to in the last centuries is merely a result of economic forms. All other interpretations are basically a great lie of humanity. And so the whole intellectual life, as it had become a kind of cultural luxury for the ruling class, became an “ideology” for the modern proletariat, a word that was heard again and again. It became a mere fabric of thoughts and feelings and sentiments, which were expressed as smoke emanating from the true reality of economic life. But one does not understand the matter if one only understands it in this way. One only understands the matter correctly if one knows that in the face of this desolating ideology, this soul-killing ideology, which is essentially a legacy of the thinking of the hitherto ruling class, in the modern proletarian soul, which had time to think about human dignity and about truly becoming a human being on the machine and in the enclosure of the capitalist economic process, a real longing for a true spiritual life, not for a spiritual luxury, not for abundance, awoke. One can still often hear in bourgeois circles today how the modern proletarian question, viewed from this or that side, is actually a bread-and-butter question. Certainly, it is a bread-and-butter question; but there is really no need to talk about the fact that it is a bread-and-butter question in an assembly where proletarian understanding prevails. For it is not a question of thinking in the same way as a bourgeois sociologist and pedagogue, for instance, who now travels about a great deal in many regions, and who, among other things, recently coined the words: You only have to really know modern poverty once, then you will already come to the longing for a humanization of human society. - Behind such words there is usually nothing more than the question: How can one continue in the delusion of the old life of the ruling circles and how can one in the best way let chunks fall off for those who should not participate in this life of the ruling class? How can labor be dealt with while maintaining the existing social order? - It is not a question of bread. If it is a question of bread, then it is above all a question of how bread is fought for, out of which soul motives. This has to do with much deeper historical forces than those who often talk about history from this perspective even suspect. And today the three questions which I have just characterized have reached a new stage in that there is much in them which one is not yet able to express clearly, but which can be heard by those who have an ear for the workings of historical forces, for the sounds which herald the great world-historical upheavals. Today the proletarian movement is no longer a mere criticism, today it is that which is called upon by the world-historical powers themselves to take action, to raise the great question: What must be done? - And here it seems to me that what I characterized earlier must be transformed somewhat, transformed in such a way that, in contrast to the purely material life as it has developed up to now, another life should develop that allows the oppressed part of humanity to have an existence that is truly humane in soul as well. That is the first question, the question of spiritual life: How can we transform the luxury ideology, the affluent spiritual life, into that which, from the innermost nature of man, man must really experience for an existence worthy of man? The other thing that has developed, apart from this spiritual life, is precisely that which has turned the proletarian's human labor power into a commodity in the field of legal life. This could only develop because in the social order that emerged under capitalism and modern technology, law became a prerogative in many respects. How can the prerogative be replaced by law, within whose order the human labor power of the proletarian is stripped of the character of a mere commodity? And the third question is: how can what has developed as class struggle continue to develop in other forms? The proletarian has felt very well that what must happen in life can only develop in this mutual struggle. But he perceives the struggles that have taken place in the course of modern history as those that must be overcome. And so the question of the necessity of class struggles will now, at the present stage of development, be transformed into the question: How do we overcome class struggles? - The question of surplus value, which has moved into the realm of privileges within the social order as it has developed over the last few centuries, this question of surplus value gives rise to the other question: How to find in human society, in the true sense of the word, a state of law satisfactory to all men? .With regard to the first question, the spiritual side of the social question, one only has to see how deep the abyss is between the hitherto ruling classes and those on the other side who are striving for a new world and social order. And here it must be said that what fills the modern proletarian with spiritual life has basically been inherited from the bourgeois class, which has been able to cultivate science, art and so on. - But this spiritual life had a different effect within the proletariat, for the proletarian was in a different position in relation to what he had inherited in the way of science and the like than in relation to what arose as modern spiritual life among those who were bourgeois, the leading circles. One could be a very convinced follower of modern intellectual life, one could consider oneself very enlightened, but one stood as a member of the ruling class within such a social order, which was not at all organized according to this modern intellectual life. One could be a natural scientist like Vogt, a scientific popularizer like Büchner, one could believe oneself to be completely enlightened - that was perhaps good for the head, for the intellectual conviction; but it was not suitable for understanding the position of man in real life. For the way these people stood in life could only be justified by the fact that the social order derived from quite different powers, from religious, from outdated moral world views, or at any rate from other powers than those which had presented themselves as scientifically certified powers to these ruling, leading classes. Therefore, that which is the modern scientific spirit and to which the proletarian simply brought himself from the culture of modern times had a completely different effect on the proletarian soul. I may recall a small scene that illustrates this particularly well, this different effect of modern spiritual life on the proletarian, who was compelled to grasp this modern spiritual life not just for the head, but for the whole person, for his entire position within humanity. Many years ago, I once stood on the same podium in Spandau with Rosa Luxemburg, who has now come to such a tragic end. At that time she spoke about science and the workers, and as a teacher at the workers' education school I had a few things to add to her words on the same subject. This topic, “Science and the workers”, gave her the opportunity to express precisely that which is so characteristic of the intellectual life of the modern proletariat. She said: “The sentiments - despite the conviction of the head - the sentiments of the modern leading class of humanity are still rooted in views as if man came from angelic beings who were originally good; and from this origin, in terms of feeling and sentiment, these ruling classes justify the differences in rank and class that have emerged in the course of development. But the modern proletarian is driven in a quite different way to take bourgeois science seriously. He must take seriously when he is taught how man was not originally an angelic being, but climbed about on trees like an animal and behaved most indecently. Looking back to this origin of man in the sense of the modern world view does not justify differences in life, class and status in the same way that others believe it to be justified, it justifies a completely different idea of the equality of all people. You see, that's the difference! The proletarian was compelled to take what the others took as a head conviction, which did not go very deep, no matter how enlightened they were, he was compelled to take it up with his whole person, to take the matter with the bitterest seriousness of life. As a result, however, it wove itself into his soul in a completely different way. One must simply become attentive to such things, then one will already recognize in what sense the modern social question is above all a question of spiritual life and strives for the development of a spiritual life that satisfies all people. Then, if you look into the causes of everything that I have only been able to describe today, I would like to say, in a stammering manner, because if you really wanted to describe it in detail, it would require too much elaboration, if you research the causes and then ask yourself: what development must be striven for? - then we can say the following: today it is really not a question of whether materialistic culture is the real foundation of spiritual life, but of how we can arrive at a spiritual life that can truly satisfy the human soul, the soul of all human beings. Today it can no longer be about a critical interpretation of what surplus value is, what human labor power represents itself as within the capitalist world order, but today the question arises: How can human labor power be freed from the character of a commodity and how can we ensure that “surplus value” does not remain a prerogative but becomes a right? And if there must be struggles within the human social order, can they be class struggles, can they be the struggles that have gradually emerged over the course of recent centuries? Today we are at a stage of development where criticism alone is no longer decisive, but where the question is decisive: What is to be done? - For those who look at the foundations of life, the answer is, I would say, very radical. It may look less radical to some than it is, but it is a radical answer. Because proletarian thinking is in many respects only the legacy of bourgeois thinking, because proletarian habits of thought are the legacy of bourgeois habits of thought, the first questions to be considered are: How can the damage caused by capitalism be eliminated? How can the oppressive nature of the commodification of human labor power be eliminated? How can the class struggle be overcome in a humane way? These questions must be asked from a much deeper perspective today. And great demands are made today by the historical facts themselves on the habits of thought, on the thoughts of the proletarian. For it is up to him to be equal to the times, to ask himself: How can we get beyond the unhealthy foundations of today's material historical life? How can we get beyond the devastation that the cycle of surplus-value production has wreaked on life, on legal life? How do we get beyond the devastation of modern class struggles? The three most important modern social questions are transformed from the negative into the positive. If we look at the causes of current living conditions, we find that there is actually a tendency to continue what the bourgeois world order has brought about. Many people are asking themselves today: How can we overcome capitalism? How can we overcome private ownership of the means of production? - And they then come to the ancient order of human social institutions, that of the cooperative and the like, that is, they come to regard a common ownership of the means of production as an ideal. This is understandable, and truly, it is not out of any bourgeois prejudice that these things should be discussed here, but solely from the point of view of: Is it possible to achieve what the modern proletarian wants in the way that some socialist thinkers believe they can achieve it today? Is it possible, by resorting to the framework of the old state and inserting into this old state what is the economic order, only in a different form, to bring about a redemption from the oppression brought about by the past? Let us look at the modern state. It came into being because at a time - in the 16th and 17th centuries - when modern technology and modern capitalism were also developing, the leading circles, who then had to call the proletariat more and more to the machine, found that their interests were best satisfied within the framework of the state. And so they began to allow economic life to run into the state in those branches where it was convenient for them. And especially when modern achievements came along, large parts of economic life, such as the postal, telegraph and railroad systems, were taken over into the economy of the state, which had been handed down from time immemorial. At that time, intellectual life was also incorporated into the modern state structure! And more and more this fusion of economic life, the legal life of the state and intellectual life took place. This fusion not only led to all the unnatural conditions associated with the oppressive conditions of modern times, but this fusion also ultimately led to the devastating effects of the world war catastrophe. Those who think today from the historical facts will not ask: What should the states do? - on the contrary, they may be forced to ask: What should states refrain from doing? - For what they do and thereby bring about, we have indeed experienced in the killing of ten million people and in what crippled eighteen million people. And so perhaps the question does come to mind: What should states refrain from doing? - This is what I can only hint at here, but what can truly be asked from the deep foundations of a true social science. If you look at certain political and social conditions as they have, I would say, typically developed, but also as they have typically led to their well-deserved end, then you need only look at Austria, for example, which in the 1960s turned towards a common constitutional system in the Austrian Reichsrat. What had emerged at that time - I spent three decades of my life in Austria, got to know the conditions thoroughly, got to know what developed as constitutional life in the Austrian state at that time - truly fitted the mishmash of different nations like a glove. And for anyone who can really follow historical facts, it is clear that it was precisely what was founded in Austrian constitutional life at that time, what became Austria's policy in the sixties and seventies, that contributed to the end to which the present years have led. Why? Well, at that time an Austrian Imperial Council was founded. Initially, the purely economic curia, the curia of the large landowners, the curia of the markets, the cities and industrial towns, the curia of the rural communities were elected to this Austrian Imperial Council. They had to represent their economic interests in the state parliament. And they made rights, they made laws out of their economic life. Only rights that were a transformation of economic interests were created. With regard to the law, however, we are not dealing with the same thing that we are dealing with on the ground of economic life. On the ground of economic life one has to do with human needs, with the production of goods, the circulation of goods, the consumption of goods. In the field of legal life, however, one has to do with that which, apart from all other interests, concerns man, in so far as he is purely only man, in so far as he as man is equal to all other men. Judgment must be based on quite different grounds when the question is asked: What is right? - than: What must be done in order to introduce any product into the cycle of economic life? - The unnatural coupling of the economic curia with legal life is what is eating away at the so-called Austrian state as a cancer. These things could be illustrated by many examples throughout the modern states. It is not a question of merely studying these things, but of finding the right point of view from which one can gain an insight into true reality, into that which lives and weaves, not into that which people imagine to be the right thing politically or economically. And again, look at the German Reichstag, of blessed memory, at this democratic parliament with equal voting rights, in which there could be a representation of interests like the Farmers' Union, but in which there could also be a representation of a mere spiritual community, like the Center! There we see something welded, melted into purely political life that belongs only to intellectual life. And to what unnatural conditions has this led! Again, one could cite many examples in addition to this one. If one wants to get to know the life of modern mankind, one must be able to approach it radically from this point of view. One must really have the courage to look such things in the face, then one will come to something that modern people do not yet want to admit, I would even like to say that people of all parties do not want to admit it. But what alone can be the impulse for a recovery of our social organism is the recognition that from now on there can no longer be a welding together, a coupling together of the three areas of life - spiritual life, legal life and economic life - but that each of these areas has its own laws of life, that each of these areas must therefore also give itself its social formation from its own sources. In economic life only the interests of commodity production, commodity consumption and commodity circulation can prevail. The fundamental laws of this economic life must be decisive for administration and legislation. In the field of legal life that must prevail which springs directly from the human consciousness of law, that in which all men are really equal as men. In the field of spiritual life, that which can flow from the natural human endowment in full free initiative must prevail. Modern Social Democracy has made inroads - I would like to say, from a completely different point of view, but that cannot affect us here today - in a single area, in that it has the proposition in its views: Religion must be a private matter. - The proposition must be extended to all branches of spiritual life. All spiritual life must be a private matter in relation to the rule of law and to the cycle of economic life. That spiritual life alone which is directed to its own powers, that spiritual life alone which always proves its reality out of its own impulse, that will not be a spiritual luxury, that will not be a spiritual abundance, that will be a spiritual life which must be longed for by all men in the same way. In looking at medieval spiritual life, for example science in relation to religion and theology, the following sentence has often been uttered: Philosophy, the wisdom of the world, is trailing behind theology. - Well, it was also believed that this had changed in more recent times. It has changed, but how has it changed? The secular sciences have become the servants of secular powers, of states, of economic cycles. And they really haven't gotten any better as a result. And why have they not become better? When one sees that there is basically a unified current, a unified force, from the highest branches of spiritual life down to the utilization of man's individual abilities, as they are carried by capital and capitalism, then one sees to the bottom of the question that arises here. Anyone who does not separate the functions and activities of capital in the modern social order from the rest of spiritual life is not looking at the bottom of the matter. Working on the basis of capital is only possible in a society in which there is a healthy, emancipated intellectual life, from which the development of such abilities based on capital can also grow. What has happened in more recent times need not always be as grotesque as it once was when a modern, very important researcher, a physiologist, wanted to characterize what the Berlin Academy of Sciences, that is, the learned gentlemen of this Berlin Academy of Sciences, actually were: he called them, these learned gentlemen, “the scientific protection force of the Hohenzollerns”. You see, things had changed. Science was no longer the servant of theology; but whether it had risen to a higher dignity by becoming the servant of the state is another matter. I would have to speak a great deal if I wanted to offer you the well-founded, well-reasoned truth in all its parts that only the reversal of that movement which has occurred in recent times, namely the liberation of spiritual life in all branches from state life, can lead to the recovery of our social organism. How differently will the lowest teacher feel if, in all that he has to represent, he knows himself to be dependent only on administration and legislation, which is built on the basis of spiritual life itself, than if he has to carry out the maxims, the impulses of political life! The teaching profession was once supposed to develop. It is precisely in this area that the servant class has developed. And this servant state in this field truly corresponds to what has developed in the field of economic life. In antiquity it was called the “nourishing state”. The exploitative and exploited classes have developed in more recent times. However, the two went hand in hand. One is not possible without the other. All that which relates to the personal relationship between man and man - and this personal relationship from man to man also relates to what employees and employers agree with each other - all this can only be administered by that part of the social organism which is organized independently on the basis of spiritual life. Everything connected with rights, and with rights above all the labor relationship, must remain the domain of the political, the constitutional state. But that which is connected with commodity production, commodity circulation and consumption must become a separate member of the social order, in which only the laws of life of this organism are active. Thus, by entering into the foundations of these things, one arrives at the radical view, which for some will prove uncomfortable, that for the health of our social relations three independent social organizations must develop side by side, which will work together in the right way precisely because they do not have a uniform centralization, but are centralized in themselves: a parliament which administers spiritual affairs, an administration which serves only these spiritual affairs; a parliament and an administration of the constitutional state, the political state in the narrower sense; a parliament and an independent administration of the economic cycle for itself; like sovereign states side by side, so to speak. Through their coexistence, they will be able to realize what the modern proletarian soul wants, but which cannot be achieved by a mere centralist nationalization of the social order. Just take economic life for example. Today it is attached on the one hand to the natural foundations. One can also improve these natural bases by improving the soil and the like, then the working conditions can become more favorable by improving the working bases; but there is a limit beyond which one cannot go. Such a limit must also be reached on the other side. Just as economic life is attached to nature, which is outside, so on the other side must stand the rule of law. From this constitutional state, rights and laws are determined in such a way that they are separate from economic life. Just as the judge has to judge separately from his family or human relations when he judges according to the law, just as he allows his human will to function from a different source than in everyday life, so, even if it is the same people - for it will be the same people who rule through all three areas of social organization - when they judge from the modern constitutional state, they will judge according to quite different principles. For example, to cite just one, the measure of work that a person can perform, the time in which a person can work, will result precisely from the human demands of life. All this must be independent of the price formation that prevails in economic life. And just as, on the one hand, nature imposes pricing on economic life, so, on the other hand, free, independent humanity must always first decide on labor out of a sense of justice. And from the political state, which stands outside economic life, labor must be placed within economic life. Then labor is price-forming; then the character of a commodity will not be imposed on labor, then labor participates in the formation of the price, is not dependent on the price formation of the commodity. Just as nature acts on economic life from without, so must law, which is embodied in human labor, act from without. It may be - for this may be objected - that the prosperity of a social organism becomes in a certain way dependent upon it, when labor first asserts its right; but this dependence is a healthy dependence, and it will lead to a healthy improvement in the same way as, for example, the improvement of the soil by technical means, when it is necessary or expedient or proves possible. But labor will never be able to set prices in the same way that it must set prices in accordance with human dignity if economic life is placed within the framework of the modern state as in a large cooperative. Economic life must be removed and left to its own devices. Legal life, political life, security life must be taken out and placed on its own. People have to speak from the most democratic basis about that which affects all people. Then this will have the right effect on economic life and what must come from it. This will never be able to happen from a cooperative or state institution of any kind. We will see that, if things remain the same as the present oppressors have developed from other, historical foundations, the new oppressors will also develop in the same way if real democratic foundations are not created outside of economic life. Just as the legal life of the state must stand outside economic life, so must the entire intellectual life from the lowest school up to the university. Then that which develops out of this spiritual life will be able to be a real spiritual administration of the other two branches of life. Then it will be possible for that which is formed as profit in economic life to be genuinely supplied to the community from which it is taken. Then it will be possible for something similar to take place for the material goods, as today only for the beautiful spiritual goods. For the spiritual goods of modern society are actually the most precious of all. It is so: with regard to this spiritual good, it is true that what is produced is given to the general public at least thirty years after death, becomes free property, can be administered by everyone. People today truly do not put up with this with regard to material goods Possession in social life is not what these or those social economists so often dream of in a strange way; it can only be understood in this way for social life: Possession is the exclusive right of disposal over a thing; possession in the productive sense, in the sense of land, is a right. And this right can only be made into a right, instead of a privilege, which corresponds to the legal consciousness of all men, if the formation of judgement takes place on a ground where only the right is determined, if it becomes possible that that which has resulted as profit can be transferred through the rule of law into the disposal of the spiritual organization, so that the spiritual organization has to find the right individual abilities for that which is no longer used for production, that is, for human service, but becomes mere profit. In this way it will become possible to bring ever new individual abilities to mankind. But in order that there may really be a power which leads in the right way, not into bureaucratism, but into the free administration of the individual mental faculties of men, that which must be taken as property from one side, it is necessary that the constitutional state should supervise property, that is, the right of property, and that it should not itself become the owner, but that it should be able to hand over free property to that intellectual circle from which it can best be administered. From this you can see that from such backgrounds one arrives today at radical views which will surprise even you; but for my part I am convinced that the facts of world history demand such things of men today. I am convinced that what the modern proletarian wants cannot be achieved in any other way than by extending his hand to the separation of powers. That is the only possible “foreign policy” today. And strangely enough, each individual territory can carry it out for itself. If Germany were to take up this idea for itself today, as I recently expressed in an “Appeal to the Germans and the Cultural World”, which has attracted many signatures, if the Germans were to take up this tripartite division today, then perhaps they could negotiate with the others in a different way than they can today, when they stand there as a unified state that has been completely overcome, completely overcome precisely by its former centralization, and is basically incapable of doing anything. I do not mean to take sides, but only to say that what I am saying can become the basis not only of all domestic policy, but also of true foreign policy, for the reason that each individual country, each individual people can carry it out for itself alone. Today, if one considers the enormously telling facts, one is led to the conviction that it is no longer merely a matter of changing some of the conditions according to the old ideas, but that it is necessary to base them on new ideas, new facts. In recent years we have heard quite often that there have never been such terrible events as those of the last four and a half years as long as mankind has had a history. You can hear that more often today. But what should be the echo to this assertion is not heard so often today, namely: Never before have people had such a need to rethink, to relearn as they do today, when the social question points to what most needs to be relearned, points to what is most talked and thought past. Today it is clear that it is the people who have to act. You don't have to come up with ready-made programs! What I have developed here is not a program, is not a social theory. What I have developed here is a realistic theory of humanity. I do not imagine that I can draw up a program for all the conditions that are to arise; the individual cannot do that on his own. For just as individuals cannot form language, which is a social phenomenon, on their own, but just as language is formed in the coexistence of people, all social life must develop in the coexistence of people. For this, however, people must first be in the right relationship to one another. [The same person can be in the economic parliament, in the democratic parliament, in the spiritual parliament at the same time; he will only have to see how he always has to find the judgment from the objectivity of the circumstances from the different sources. How people will administer legal, economic and spiritual life when they are properly related to each other, what people will say about the social, that is what one should fathom; not put forward an abstract, theoretical program about what is right in all cases! To bring people into such a relationship that they work together in the right way - one might think - is something the modern proletariat in particular would understand, and this for the simple reason that the modern proletariat has seen how the various interests, the legal, the economic and the spiritual interests work against each other. In this way they are brought into such mutual action that they produce, out of their own forces, a humane existence for each, a viable organism for the whole. Even if it is radical, I believe that nothing else is needed than good will and insight to translate this social program, which is not a program in the common sense - it has to be called that because there are no other words - into life. However, this will make the social question appear to be what it really is. There are certain people who believe that the social question that has arisen will be solved if we do this or that, [...] no, the social question has arisen because people have reached a certain stage of development. And now it is there and will always be there and will always have to be solved anew. And if people are not prepared to accept ever new solutions, the forces will ultimately lead to such disharmonies that they must increasingly lead to revolutionary upheavals of the social order. Revolutions must be defeated step by step on a small scale; then they will not occur on a large scale. But if one does not defeat that which enters into life day by day as legitimate revolutionary forces, then one need not be surprised if that which one does not want to be aware of discharges itself in great upheavals. Rather, in a certain sense, this must be seen as something understandable. So I believe that it is precisely in the proletariat that an understanding could develop for a truly far-reaching overview of the social question as it arises in this tripartite organization of the social organism. And I am convinced that if some understanding develops, the proletarian will only then realize how he is the true modern man in the true sense of the word. He, who has been torn out of the old legalities, placed next to the barren machine, harnessed into the soulless economic process, has the opportunity to think about what is worthy of man, about what makes human life truly worthy of man, alongside this killing and destroying of man; he has the opportunity to think about it from the fundamental bases and to consider man as a pure human being. That is why one can also believe that if what is hidden in the modern proletarian class consciousness, what lies behind it, develops out of it: the consciousness of human dignity - “an existence worthy of man must be granted to all men” - then with the solution of the proletarian question, with the liberation of the proletariat, the solution of a great world-historical question of humanity will take place. Then the proletarian will not only redeem himself, then the proletarian will become the redeemer of all humanity in humanity. Then, with proletarian liberation, the whole of humanity, that which is worth liberating in this humanity, can be liberated at the same time. |
325. Natural Science and the Historical Development of Humanity: Lecture IV
24 May 1921, Stuttgart Rudolf Steiner |
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I have already characterized to you: when one ascends to imaginative, to inspired knowledge, then one gradually becomes acquainted with the inner organs of the human being, concretely acquainted, and it does not result in that mystical world of fog that so many false mystics dream of, but rather it results in an objective insight into the inner organicity of the human being. It is precisely by understanding this inner organicity of man as a result of the spirit, by being able to see through it spiritually, that one gets to know it as material. |
325. Natural Science and the Historical Development of Humanity: Lecture IV
24 May 1921, Stuttgart Rudolf Steiner |
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It may well be that the fourth century A.D. has emerged from our considerations as a particularly significant turning point in human development, and I would like to say a few words about what actually took place in this 4th century. One of the characteristic minds of this 4th century is, of course, Augustine, and when we look at Augustine, we have a true representative of this period before us. To a certain extent, with a part of his being, which he lived out primarily in his youth and in his early years, Augustine points quite clearly back to ancient education. And then we see a rather abrupt transition in his case, which led him to absolute submission to the Roman Catholic Church, so that Augustine became the one who, in a certain respect, set knowledge and insight aside for himself and inwardly and subjectively practically took the concepts of faith completely seriously by professing the opinion that he did not see what the basis of the truth was that he should recognize, and that he professed the truth to which he had finally decided only because the Catholic Church prescribed it. Augustine came to this opinion through hard struggles in life. For a certain period of time, he paid homage to the doctrine known as Manichaeism, the orientalizing doctrine of Mani. This doctrine is one of those that I have already characterized from a certain point of view in these evening reflections. I said: Again and again, from the times that we have come to regard as Indian, Persian, Chaldean-Egyptian, from these ancient times, views emerge as a kind of reaction against what is built up from the development of the primarily intellectual capacity of humanity. The Manichaean doctrine was one such. It just so happens that in those days, in the times when Augustine became acquainted with the Manichaean doctrine in his African homeland, such views actually appeared in a somewhat dubious form. Augustine was initially quite captivated by the Manichaean doctrine. But then he came into contact with a bishop of the Manicheans, Faustus, and the whole way in which this man represented the Manichean doctrine then disgusted Augustine. But through much of what was presented to Augustine, certainly not only as shallow dialectics but perhaps as empty verbiage, one must nevertheless glimpse something essential in this Manichaean doctrine, and this essence can only be inwardly understood if one approaches this Manichaean doctrine from the points of view have been asserted in these considerations, this Manichaean doctrine. Not much of the true records of such teachings to mankind in modern times has been preserved; only what the Christian teachers of the first centuries quoted and then fought against has been preserved. Thus the most important information from ancient times has come down to us only through the quotations of opponents. But perhaps someone who can empathize with such things will also sense something of the essence of the Manichaean doctrine itself from Augustine's particular attitude towards it. Augustine turns away from the Manichaean doctrine for the reason that he says he has sought the truth, sought the truth in the sun, in the stars, the clouds, the rivers, the springs, the mountains, in the vegetable, in the animal beings, in short, in all that which could confront him as visible. He did not find it there, because all of this offered him only external material things, but he was looking for the spiritual. Then Augustine turned away from the Manichaean doctrine to Neoplatonism, which I have already characterized from a certain point of view. Neoplatonism turned away from the sensual world. It took little account of it and wanted to connect with the All-One in its inner being in a kind of mystical abstraction. This is what attracted Augustine in his later years, and what he presents against the Manichaean doctrine already contains what he had acquired through his immersion in Neoplatonism, in the non-representational, immaterial, non-sensual, abstract world. In relation to the world in which he now placed himself, what Manichaeism could offer him seemed to him, to a certain extent, to be no more than a registering of external, material things, which are then passed off as the divine. But those who come to spiritual science today will first learn to see these things in the right way. Let us consider, from the point of view of today's spiritual science, what may actually be at hand. I have already characterized to you: when one ascends to imaginative, to inspired knowledge, then one gradually becomes acquainted with the inner organs of the human being, concretely acquainted, and it does not result in that mystical world of fog that so many false mystics dream of, but rather it results in an objective insight into the inner organicity of the human being. It is precisely by understanding this inner organicity of man as a result of the spirit, by being able to see through it spiritually, that one gets to know it as material. I will give you an example of this. Let us say that a person who thinks more abstractly gets to know a so-called hypochondriac. An abstract thinker will easily say of a hypochondriac: There is actually nothing particularly wrong with him physically, he is only mentally ill. He is always dwelling too much on his own inner life, he lives entirely absorbed in introspection, as it were, and as a result judges the things of the outer world wrongly, often judging them as if they were persecuting him or the like. In any case, however, he comes into a false relationship with the outer world. And so it easily comes about that we say of the hypochondriac: there is nothing actually wrong with him physically, he is only mentally ill. Such an abstraction comes about because we have not yet penetrated to the actual inner structure of the human organization. This inner structure of the human organization is such that the human being is a threefold creature. There we have the head organization, which, as I have often explained, extends throughout the whole organism, but whose main seat is in the head and is therefore referred to as such; there we have the rhythmic organization of the chest organs, which includes breathing and blood circulation; and there we have everything that exists in the metabolic organism and the limb organism that is connected to it. Now the fact is that in the head organization the individual organs are turned towards the outer world and are therefore outer sense organs. But in the other limbs of the human organism, too, we find that the organs, in addition to being digestive organs, are also sensory organs to a certain extent, and we find a kind of correspondence, a kind of polarity, between the organs of the head and the organs of metabolism. The organs of metabolism are also sense organs, only they are sense organs that are not directed outwards, but rather to the processes within the human skin. And so we find, for example, that the human being, in his head organization, directed outwards, has the sense of smell; with this he smells what is outside in his environment. Corresponding to this sense of smell, among the digestive organs, is the liver. The liver, so to speak, smells what is inside the person, in its environment. These things must be spoken about quite objectively if one wants to ascend to knowledge at all. Now, you see, you have to direct your attention to the fact that what is, so to speak, the relationship of the organ of smell to the outside world corresponds to the relationship of the liver to the inner human processes. Now, in a hypochondriac, the liver is always out of order, quite simply as, if you will, a physical organ out of order. That is precisely what occurs in spiritual science, that it not only leads up into a nebulous spiritual realm, but that it also recognizes the material in its essence through the application of its methods, that it can therefore look into the functions of the material. And because liver complaints are usually associated with very little or no pain, they do not appear as a physically perceptible illness, but rather as a mental experience when the liver is not in order and therefore smells wrong on the inside. To the person who really sees through things, the hypochondriac is no different than someone whose liver is not in order and who therefore internally perceives what it very easily perceives as not exactly pleasantly smelling, not in a normal way, but in an overly sensitive way with his sick liver. He constantly smells himself inside, and this smelling, that is what actually underlies the hypochondriacal disposition. You see, you cannot characterize spiritual science as nebulous mysticism, because it leads to a truly objective knowledge of the material world as well. Materialism in particular does not come to these things because it only ever looks at them in abstract forms. Imaginative and inspired knowledge always explains so-called mental illnesses in terms of their physical foundations. From a spiritual scientific point of view, there are many more reasons to explain so-called physical illnesses from a spiritual point of view than there are to explain so-called mental illnesses. As a rule, mental illnesses are the most physical, that is to say, they are based on the most physical causes. And so it must be clear that anyone who sees through the spiritual world will also come to recognize the working of the spiritual in the material. He does not see the liver merely as what it presents itself as to the anatomist who dissects the corpses, but he sees the liver as an organ formed within, which in its outer form differs from the organ of smell, but nevertheless represents a metamorphosis of this organ of smell. And so much of what the spiritual researcher has to say about the material world will be, because he traces it back, I might say, to its spiritual causes, that he points precisely to the revelations of the material, because one recognizes the spiritual much more through the revelation of the material than through all kinds of mystical ravings and mystical nebulous so-called immersions into the inner self. They all arise, after all, from a certain reluctance to concern oneself with real knowledge and to brood over it in one's innermost being, which, after all, arises from nothing more than a certain disposition of physical organs. To practice mysticism in a nebulous sense is itself a kind of mental illness on a physical basis. You see, something like the seeing of the spiritual in the material, that was what Augustine encountered in Manichaeism. But he was already too much born into - as is well known, he had the Greek mother Monica - the longing to get out of the physical, so that he could not have stuck with it. Therefore, he turned to Neoplatonism, and in this detour through Neoplatonism, he turned to Roman Catholicism. We can see, then, how in this 4th century, in which the formative years of Augustine's education fall, people actually turned away from the spiritual contemplation of the external world and also of the inner world of man. This turning away was bound to happen. This turning away was bound to happen because man could never have become free, could never have become a free being, if he had felt himself to be only a part of the outer world, as I characterized it in the past evenings. Man had to, so to speak, get out of this amalgamation with the outer world. He had to turn away from the outer world for once. And the culmination of this turning away from the outer world, I would say, the point where man left consciousness: You are a member of the outer world, as the finger is a member of your organism - the culmination lies in this 4th century AD. What characterized the period before this fourth century AD was an evolution of humanity that basically came entirely from the human organism, I would say from the blood. In the southern regions of Europe, in North Africa and the Near East, human beings had already come to be abandoned, as it were, from their own human essence, in so far as it is a physical, an etheric one, and to ascend to an indeterminate state. For one might say that people had to develop into such an emptiness, into a void, where nothing is dependent on blood any more, where what is the view of life is no longer formed from the racial nature of man, people had to develop into such an emptiness in order to enter into intellectuality. What all the individual peoples had developed in terms of worldviews, knowledge and so on before this 4th century AD - of course, this is an approximation when specifying such a point in time - had arisen from their blood blood, just as we develop up to the change of teeth, which we also do not form out of our intelligence, but out of our organic substances, or how we develop up to sexual maturity, finally also out of the organism, and at the same time to the maturity of judgment. Thus everything that these peoples had produced in their old, instinctive imaginations and inspirations developed out of the blood. This had a racial origin everywhere. And when two races, two peoples of different bloods mixed somewhere, then the one people remained down below, they became slaves, while the other population rose to a certain extent, forming the upper ten thousand. Both these social differences and that which lived in the knowledge in the souls of men was entirely a result of race, of blood. But now these southern peoples, these peoples sitting around the Mediterranean, worked their way out of their blood. Now they worked their way through to a, if I may say so, purely spiritual level. For it was in the sphere of the purely spiritual that intelligence had to be developed. You see, if man had continued to develop only from these Mediterranean peoples after the 4th century AD, he would have been, so to speak, without a foundation. The blood had nothing more to give. From the racial foundations nothing more developed in the way of soul abilities. Man was, so to speak, dependent on developing out of these regions into a vacuum, figuratively speaking. This vacuum, that is to say this area of development free of racial factors, was now entered by the people of this Mediterranean region. They had to have something else to lean on. They had to receive from outside what used to come to them through their blood. And they received it in that calculating people, who at that time still knew from the old wisdom teachings how things actually are, transferred the old state views of the Roman Empire to the religious realm and founded the outer Catholic Church. This outer Catholic Church preserved what had previously emerged from the different races in the way of spiritual life; it preserved what the ancient times had kept and condensed it into dogmas. These dogmas were to be propagated. Nothing more was brought forth from man, but what was there was condensed into dogmas. And with that, an inanimate element was introduced from which man could really receive from outside what he had previously received from within. For the Latin language was propagated as a dead language, and the life of knowledge proceeded in the Latin language. And so one had the one spiritual current, which consisted in the fact that what the old view of life had brought ran out, so to speak, in a dead element. If nothing else had come, this dead element would gradually have had to die out. The whole so-called culture would have had to die out. Admittedly, one would have had a high point, for it was a high point that had been lived up to at that time. The Catholic Church itself has taken over many Gnostic, Manichaean elements, only it has discarded the terminology. It has propagated the old world views. She also took up the old cult forms, preserved them and passed them on in a dead language. What thus continued to live was just as incapable of bringing forth anything that could have advanced civilization as, for example, a woman alone is incapable of bringing forth a child. That was only one side of the being that was now necessary to move forward. The other side of the nature consisted in the fresh blood that the Germanic and other peoples migrating from Eastern Europe had in them. There was blood again. And the peculiar thing was that these peoples, in their development, if we do not take the word now in a judgmental way, but purely objectively in terms of terminology, were lagging behind the southern peoples. The southern peoples had, as it were, advanced at a gallop to the highest level of civilization, from which intellect then emerged. This stood at its highest level of development in the 4th century AD and was now to become established, to continue to live on as a dead intellect. Thus we have the survival of this dead intellect and the emergence of the Germanic blood of the other peoples who emerged to meet it. If we now study the external historical processes, we come to something extraordinarily interesting. We come to say that in a certain period of time a complete transformation, a metamorphosis of Western life, is taking place. We see, in fact, that in a large, wide area of Europe, the old culture is dying out and a kind of peasant culture is emerging as a result of the so-called migration of peoples. What the upper crust had as their culture in the old Roman Empire is dying out. What remains is what the broad, settled population had, and something similar, albeit different, was also brought by the Germanic tribes. Within this rural way of life, where people actually lived in small village communities and told each other very different things in these small village communities than what the Catholic priests preached to them, within these areas where the village communities were, the Catholic religion was now spread by external power. That was the one current that was in Latin. What did the people know who saw how their churches were built, how wisdom was passed on in Latin? What did these people, who were the mainstay of the villages at the time, know about what was going on? What they knew about were the stories they told each other in the evening after work, stories that consisted largely of musings, as we have come to know them from the ancient Egyptians and the like. It was quite a worldview here, going through the time from the 4th to the 8th, 9th, 10th century through the village communities, which had long since been abandoned in the southern regions, at least among the upper crust. A fine culture had long since emerged from these foundations among the upper classes. And now, in the 9th, 10th, 11th, 12th centuries, we see - I have recently explained this in more detail in Dornach, I will only mention it here briefly - how the cities gradually crystallized from the mere village communities. The culture of the city begins, and it is as if the human being is torn away from the outer nature when he is concentrated together in the cities. This city culture, which we can follow from Brittany to Novgorod, deep into the Russian Empire, from above down to Spain, into Italy, everywhere this strange pull towards the city. And if we look at what actually lives in this transition to urban life, then for those who can study history inwardly, it has a great similarity, an essential similarity to what happened when, after the Trojan War, the cities in Greece developed more out of a farming culture. What happened in Greece in the year 1200 BC was repeated up here now, around the year 950 or thereabouts – all these numbers are approximate – and much as 1200 and 950 years make a difference, so much were these people, who came over from the east as Germanic people, actually behind those in whose area they were now invading. If you add these numbers, the pre-Christian to the post-Christian, you get 2150 or 2160 years, and that is approximately the number of years that lies between two such successive cultures. You can see this from history if you really want to study history. If you ask yourself: how far behind were these Germanic peoples? - it is the length of a cultural epoch. A cultural epoch has lasted just that long, and so one can calculate the degree of maturity of backward peoples by their degree of backwardness. Now we can also gain a certain clue as to why the fourth cultural epoch, which brought about the actual development of the intellect, begins around 747 BC and, let us say, ends in 1413. That gives you 2160 years. That is the length of such a cultural epoch. Of course, if we go further back, these numbers become somewhat blurred. But that is natural, because historical development cannot be characterized with mathematically exact numbers. These peoples brought something into the blood of the other, the southern population, which was basically there earlier. That was the other current. And now the world-historical marriage was concluded between what was floating over in the Latin language and what was working its way up to the surface in the vernaculars, in very backward vernaculars. What could develop further had to emerge from these two elements. This then led to the development of the so-called consciousness soul in the 15th century, as I have often mentioned. The old culture would have had to disappear completely if this new element had not been integrated into it, which in turn was now surrounded by this southern element. The backward and the advanced balanced each other out, and in place of a purely intellectual culture there arose a culture of consciousness. In this culture, the intellect became a mere shadow. One no longer lived in it as in a grave, but it became a shadowy product, something that only lives in inner activity. And in this way the human being was, as it were, freed from being inwardly possessed by the intellect. He could apply the intellect in his inner activity and could now pass over to the outer observation of nature, as Galilei, Copernicus and Kepler did. But first the intellect had to be freed. If you look at everything that has emerged in European civilization since the beginning of the 15th century, you will see everywhere how it can be traced back to the penetration of this Germanic element into the old Latin-Roman. You can see this quite clearly down to the individual personalities. Man had, so to speak, stepped into the void by developing from the south. But there was a strong awareness among the leading spirits that with the development of the intellect one enters into something empty. Certain personalities did not want to steer towards something new. If I now hypothetically put this under the aspect of historical development, then what could be said in the time that followed the 4th century AD can be expressed something like this. One could say: We either release the intellect, we let it develop, then the following happens. Whereas in the past what permeated man inwardly with spiritual and soul forces arose from him, he has now reached a highest point where his development has become free, so that he can develop into the void. What no longer clings to his body must, further developed, lead to man penetrating into a spiritual world from without. That was one thing one could have said to oneself. Or one could also say: We retain the old wisdom, we preserve it. Then we can say to people: By developing yourself intellectually up to the 4th century, you have now come to an end. You must not go further. You have come to nothing. Look back now, behind you, not ahead of you; do not continue to walk in the void, so that you may find a new spirituality by walking further. Steeped in this instinct to preserve the old and to hold the intellect back so that it does not develop further, the Eighth General Ecumenical Council of Constantinople in 869 was convened, which made a Catholic dogma out of what is then expressed in the words: Man has “unam animam rationalem et intellectualem”, he has a soul that is thinking and spiritual. But beyond this soul he has nothing, nothing further that is spiritual, for if anything spiritual had been ascribed to him, the way would have been open for him to develop into a new spirituality. Therefore, the tripartite human being was denied the spirit after body, soul and spirit, and only individual spiritual properties were attributed to his soul. He did not have body, soul and spirit, but body and soul, and the soul had thinking and spiritual properties, was rational and intellectual. It could not go further. That had now become dogma. It was nothing more than a statement of what actually existed in the matter of preserving the old and rationally processing the old, which was also intended to prevent further progress on the path of spiritual development. What was to become the child of the two merging currents was to be extinguished. And that is what has continued to have an effect over the course of the 15th century and into our time. On the one hand, the human being has instinctively matured to gradually engage the intellect, of which he was already completely master, in inner activity. On the other hand, he was unable to keep this activated but shadowy mind in his spiritually empty interior, where it could have become active only on its own shadowiness. Although one would think that one would not try to process a shadow inwardly, that became the subject of all philosophy of that time, which therefore has only a shadowy quality. This is how Kantianism ultimately came about, which only has forms and categories, and which, like the other philosophies of the time, only splashes around in this shadowy realm. It thus became clear that a shadowy intellect alone could not be used; it had to be filled with something else, and that is now the other side, and that could only be the outside world, that could only be external nature. This did not happen for some reason, for example, because man was once childlike and now gradually came to an understanding of nature, but because man needed it for his development. He needed fulfillment. In the last four to five centuries, we have experienced this fulfillment. The shadowy mind has taken hold of nature. This led to a climax. Right in the middle of the 19th century, the mind had become most shadowy. While the mind itself is the most spiritual, it had been completely disregarded because it had become a shadow. But they had a developed, extensive natural science. The intellect had become filled with what nature offered from the outside, but the possibility of seeing the soul was fading more and more. This soul could be seen less and less, because when one turned to the outside world, one actually had only the shadowy intellect. That is why psychology, the study of the soul in the 19th century, became more and more, I would say, nominalistic, pure word skirmishing. It is downright bleak to read in the psychologies of the 19th century how people keep talking about feeling, wanting, thinking, and actually only have the words, until Fritz Mauthner finally comes and makes the great discovery that all knowledge consists of words and that people have only ever been mistaken when they sought for something behind the words. This is characteristic of the 19th century, not of humanity, but of the 19th century. In this respect, Mauthner's discovery is not so bad after all. The 19th century, especially when it spoke of the soul, only wove in words, until people finally recognized this weaving in words, this constant juggling with thinking, feeling and willing, apperception ion and perception and everything possible, that which has emerged in English psychology since Alume, especially in the 19th century since John Stuart Mill, this juggling with mere words, until it became too stupid for people. And they said: Now we have found out something so beautiful in natural science through experimentation, so we also experiment with the soul. - Devices had been developed that could emit signals when a person had a perception. One could then know when this perception became conscious, when a person moved his hand as a result of this perception; one could experiment nicely. Until recently, the tendency has been to assess children's abilities, not by putting oneself in the child's place, by a certain devotion to this childlike mind, but by using apparatus to test memory, thinking, and all sorts of other things, as is reported, for example, in Russian schools, where the old style of testing is no longer used, but where abilities are determined from the outside with the help of apparatus. However, this Bolshevik view has already penetrated into our areas. Certain opponents of anthroposophy would also like to determine in such an external way whether this anthroposophy is based on truth, but that only corresponds to a Bolshevik prejudice. All this has its origin in the fact that, by ignoring the spirit, people have gradually come to apply the shadowy intellect to nature and, while producing a magnificent natural science, have left the soul-life unconsidered. But now this soul is asserting itself again, from the depths of the human being, and wants to be explored. To do this, it is necessary to go back the way we came, to remember it, so to speak. Even if modern science believes itself to be independent, it is still under the influence of the dictate of the Church that man consists only of body and soul and has no spirit. We must come to the spirit again. And basically, spiritual science is just this striving to come to the spirit again and thus to explore the soul of man again, that is, to explore man himself. One will pass through an element that is indeed unpleasant for many, through the organization of man; but it is precisely through this that one will find the truly spiritual in man. But that means that spirit must be reintroduced into the contemplation of humanity. Today, however, there is a considerable obstacle to this, a formidable obstacle. One would almost be afraid to speak of this obstacle, because it is very slippery ground, but the whole signature of the time must be examined. People must become aware of what is actually the impulse of our time. You see, we must consider the following. Since the middle of the 15th century, when man has lived in the shadowy mind and actually experienced his entire soul existence as a shadow, since that time man has been completely dependent on external nature. And so he gradually came to investigate the external phenomena of nature experimentally, not only in the way that Goethe, who was still inspired by the spirit of antiquity, investigated them, but to seek behind the phenomena for something that is basically also only a kind of phenomenon, but which must not be placed within them. Man came to atomism. Man came to think of the sense world as having another invisible sense world, smaller beings, demonic beings, the atoms. Instead of moving on to a spiritual world, he moved on to a duplicate of the sensual world, again to a sensual but fictitious world, and in this way his cognitive faculty froze for the external sense world. And in the course of the 19th century, this produced more and more something that had always been present, but which only emerged with full radicalism from this complete paralysis of the ability to perceive the external sensory world in the 19th century. That was the over-intellectualization of the law of the conservation of energy. It was said: In the universe, new forces do not arise, but the old ones merely change; the sum of the forces remains constant. If we consider any given moment, so to speak cutting out of world events, then up to this moment there was a certain sum of energies; in the next moment these energies have grouped themselves somewhat differently, they have moved around differently, but the energies are the same; they have only changed. The sum of the energies of the cosmos remains the same. You could no longer distinguish two things. It was perfectly correct to say that measure, number and weight remain the same in the energies. But that is confused with the energies themselves. Now, if this energy doctrine, this law of the constancy of energy, which today dominates all of natural science, were correct, then there would be no freedom, then every idea of freedom would be a mere illusion. Therefore, for the followers of the law of the constancy of energy, freedom increasingly became an illusion. Just imagine how people like Wundt, for example, explain the freedom that one does feel after all. If I, let us say, am the donkey of the famous Buridan between two bundles of hay, left and right, which are the same size and the same taste, then if I were free, that is, if I were not pushed to one side or the other, I would have to starve to death because I could not make up my mind. When I have to decide not only between two such things, but between many, then, according to such psychologists, I am driven to it nevertheless, but because there are so many concepts that shoot into each other, what obsesses me inside and what works in confusion there, I decide at last and, because I cannot see what actually compels me to do it, I get the feeling of freedom. Yes, it is not ridiculous, it is really not ridiculous for the reason that what I have told you now – I did not expect at all that one would begin to laugh – is stated in numerous very learned works as a great achievement of modern thinking, which is born out of natural science; thus it is actually indecent toward science to laugh about something like that. Well, you see, freedom would be impossible if the law of conservation of energy were true. Because then I would be determined by everything that has gone before at every moment, the energies would merely be transformed, and freedom would have to be a mere illusion. This is what has happened as a result of the development of mankind in the 19th century, through the establishment of the law of the constancy of energy, that we have a view of nature that excludes freedom as an idea, makes it impossible, that makes man unconditionally a product of the necessary order of nature. Things were already prepared, I would like to say, people have felt this way for centuries. What about things like moral responsibility, ethics, religious conviction, which really cannot exist if there is only a natural order? The materialists of the 19th century were honest in a way, they therefore denied these ethical illusions of the old days and really did explain man as only a product of natural necessity. But others could not go along with this, partly because they did not have the courage, like David Friedrich Strauf? or Vogt, or partly because they had sinecures within which they were obliged to speak of freedom, ethics, and religion. You can't go into such things there. The matter had been awkward for a long time, and so it came about that people said to themselves: Yes, with science, you can only do something about necessity. This science proves that the world has emerged from a primeval nebula and that each successive state has always necessarily developed from the earlier one, that the sum of forces has remained constant and so on. With this science, there is no starting point for ethics, religion and so on. So away from this science! Nothing with science, only faith! You have to have a double accounting, on the one hand for the outside world, for the natural world: science; on the other hand, faith, which now determines ethics, even proves God. So we save ourselves to a completely different area than that of science. The after-effects of this peculiar state of affairs can be seen everywhere since the emergence of newer spiritual science. Those who want to save this belief are called Zaun, Niebergall and Gogarten, and I could tell you a whole series of people, Bruhn, Leese, who think that the field of faith must be saved; when science breaks in, things get bad. So science, everything is accepted, everything is allowed to go, only what we want is called something else: faith. Now, as I said, it was the law of the conservation of energy, but that is only a dogmatic, now a scientific-dogmatic prejudice. Because in the end, what does it actually mean? You see, someone can do the experiment, can say: Yes, I stand in front of a bank building and watch how much money is brought in, and form statistics from that. And then I observe how much money is carried out and also make statistics about that, and I see, nevertheless, the same amount of money is carried out that was carried in. Now I am supposed to still rise to the idea that people work in there! What comes out is only the converted money. It is purely the law of the constancy of the size of money. Very nice experiments have been carried out, which, it seems, have been extended to students. The heat energy of the food has been calculated, and it has been calculated what these people have done, and it has been correctly calculated what was eaten and worked out: the law of conservation of energy! This law of conservation of energy is based on nothing more than a whole series of such prejudices. And if we do not rise above this law of conservation of energy, we will continue to extinguish the spiritual with this law of conservation of energy. For this law of conservation of energy is the implantation of intellect in external nature and the disregard of the soul. We can only penetrate further into the soul if we in turn penetrate into the spiritual , and to penetrate into this spiritual realm means nothing other than to truly understand what actually entered into world evolution at the beginning of the Christian era as a completely new impulse, the Christ Impulse. I have already mentioned that it was understood in the way that it could be understood by one or other school of thought. But today we are compelled to understand it anew. For a time it was understood in such a way that people did not want to admit that the intellect, going out into the void, could come to a new spiritual realization. I have already told you that Neoplatonism took the Christ into the human soul. This has remained the custom until now. As we penetrate outwards, we must also think of the Christ as being connected with the outer world, that is, we must bring him into the evolution of the outer world. But that is precisely what is being fought against in anthroposophy: not only talking about the Christ in empty phrases, but also seeing him in connection with the whole evolution of the world. And when it is said that it is truly a cosmic event, that a cosmic being has really appeared in a human body, in Christ, that just as sunlight on the earthly plane unites with the earth every day, permeating the earth as something cosmic, so too in the spiritual realm such things take place, this is still not understood, especially by today's scholars. But it is necessary that what has been gained in the field of natural science should be applied to the inner world, so that this intellect, which has become a shadow, but precisely for that reason has become applicable to the outer world as a free human faculty, should also become applicable to the inner world. Therefore, the ascent to imagination, to inspiration, must come about, and thus the ascent to real spiritual knowledge must come about. The necessity of natural science arises from the historical development of humanity, and the necessity of ascending to spiritual science arises from the existence of natural science. Turning to spiritual science in the anthroposophical sense is not a quirk, but an historical fact of development in itself. But, as I said, it is necessary to tread on thin ice in order to point out where the obstacles are. On the one hand, the obstacles are to be found in something like the law of the conservation of energy. In the 19th century, two laws were intended to limit the human intellect in two ways to that which lives only in the earthly-sensual, in the material. One of these laws was decreed by a council of natural scientists as the law of conservation of energy. If this law is correct, then human knowledge cannot advance to the acknowledgment of the spiritual and of freedom, but must remain at the level of a mere mechanical necessity, and then it must remain at the level of a mere soul, which gradually becomes shadowy. But then one cannot go beyond what has already been established by the eighth Ecumenical Council of Constantinople in 869. These are the two councils: one that started from the natural science side. The other council stands in polar opposition to it. It is the one that in 1870 declared the infallibility of the papal chair when it speaks ex cathedra. In order to arrive at knowledge, people no longer appeal to the spiritual, but to the Roman Pope. The Pope is the one who decides ex cathedra on what is to be true or false as Catholic doctrine. The decision about truth and error is brought down from spiritual heights to earth, into the material world. Just as our knowledge is immersed in the material world through the law of the constancy of force, so is the living development of the human being in the spiritual immersed in the material through the dogma of infallibility. The two belong together, the two relate to each other like the north and south poles. What we need in the development of humanity, however, is a free spirituality. The ruler must be the spiritual itself, and man must find his way into the spiritual. Therefore, we need the ascent into the spiritual. We need this ascent to raise ourselves up, on the one hand, from the defeat that the spirit has suffered as a result of the law of the conservation of force being established, and from the other defeat that it has suffered as a result of all that is religious having been materialized by the decision about right and wrong being brought down to earth from Rome. It is understandable that a breakthrough in the path of the spirit is not easy today, because the world is thoroughly superficial and is terribly proud of its superficiality. It lets authorities decide, but the authorities sometimes decide in a very strange way. I recently read an article written by a professor who teaches here but lives in a neighboring town, because a local paper had asked him to give an authoritative judgment on this anthroposophy. This professor wrote all sorts of things in this article. Then, in the middle of it, you come across a strange sentence. It says that I claim, in describing the spiritual world, that one can see in this spiritual world how spiritual entities move freely like tables and chairs in physical space. Now that is Traub's logic! Seeing tables and chairs move in physical space – I don't want to examine the mental state of the author at the moment when he wrote such a sentence! But today the journals turn to people of such spiritual caliber when an authoritative decision is to be made about spiritual science. People are strange sometimes. For example, there is a fence. Because I have to give a lecture tomorrow, I read this booklet by Laun yesterday. I always asked myself: Yes, why does Laun talk such nonsense? I actually couldn't understand it because I didn't hear any human voice; it was something very hollow. However, I did come across a very strange sentence, which roughly reads – I don't have the pamphlet here –: It is true, however, that a Catholic Christian, if he were to judge anthroposophy, would actually be like a person who could not know anything about anthroposophy. – That is literally what it says. You can really believe Canon Laun, because then he says quite correctly: Yes, it would be self-evident that a Catholic Christian cannot know anything, because since July 18, 1919, Christians have been forbidden to read the books. They are not forbidden to write counter-writings, but they are forbidden to read the books! - They are not allowed to know anything. There are really strange people. And that is just the other extreme, this state of having arrived at a completely passive devotion, now not to a spiritual thing, but to something very worldly, to something that definitely exists in the material world. And so one could enumerate many more examples. If one wanted to describe the morality of our time in a little cultural history, one would find many a cute little document. But I will give you just one more example. Here a dangerous heresy – you can guess what it is – is discussed in a feature from Göttingen. But the editors apparently count on the fact that the readers who read this have not read anything at all, have actually not heard anything correct about the subject under discussion. Therefore, a note of fourteen lines is made, and in these fourteen lines, Anthroposophy and Threefolding. I will spare you the treatise on Anthroposophy; I will just read you the last sentence, which is about the threefolding: “The movement strives for the highest possible development of humanity. It has also defined its views with regard to the state. It seeks a division into economic, financial and cultural states!” There you have the threefold order: in the economic, financial and cultural state! So you see, this is how one tries to educate those one is addressing in such criticisms, and one can educate them in such a way. One writes such articles by making comments in which one shows oneself to be so well informed! It is difficult to really struggle through to an understanding of the spiritual world, especially when on the one hand there is the impulse of world-historical development and on the other hand there is the scientific way of thinking, which, one might say, has only been perverted into its opposite with the discovery of the law of the constancy of energy or power. Much will rise up against this work, which consists in the cognizant grasping of the spiritual world. But this work must be done, and even if the opponents have the power to crush it for a time, it must arise again, because if we are to learn from history, we must not only learn to speak from this history, but we must learn to fuel our will and warm our hearts from this history! If we allow history to have this effect on us, then it will show us what our deeds must fulfill, what must penetrate into the spiritual, into the legal-national, into the economic as spiritual. That is what I wanted to say in conclusion. I wanted to give you an objective presentation of how natural science grows out of the course of human development, and to give, at the end, this perhaps only as an appendix, the realization that it is a lesson of real history, not an agnostic history, that we have lived through in the 19th century, but that it is a teaching of real history: we human beings, we must through to spiritual knowledge! |
119. The Human Being's Journey Through the World of the Senses, Soul and Spirit
19 Mar 1910, Vienna Rudolf Steiner |
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All human knowledge, all human insight would be vain dreams, would be nothing but fantasy if the thoughts that we ultimately form in our minds did not already underlie things as thoughts, that things have sprung from thoughts. |
119. The Human Being's Journey Through the World of the Senses, Soul and Spirit
19 Mar 1910, Vienna Rudolf Steiner |
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Last Thursday's lecture was intended to characterize the paths by which the human being can enter the spiritual worlds. It attempted to show how even an ordinary observation of the successive phenomena of our life between birth and death, shows laws, great laws, which point to a spiritual world lying behind the physical world, and it was outlined how man himself can enter this spiritual world. Today, we shall discuss in broad outline a chapter from the knowledge that the spiritual researcher can gain in the way characterized the day before yesterday. To an even greater degree than in yesterday's lecture, everything said today could be considered a kind of fantasy. After the discussions of the day before yesterday, however, it may well be assumed that what is to be presented today in the form of a simple narrative is to be regarded as a sum of research results that arise from the observation of the higher worlds. So today, simply told, is what man experiences when he progresses after death through the various worlds through which he is destined to go. We shall begin at the point in a person's life when he is about to pass through the gate of death, when, in the way described yesterday, he discards his physical body and ascends into another, spiritual existence. What the human being experiences immediately after passing through the gate of death, after discarding the physical body, is what should be considered first. The first impression that our astral body and our ego have after a person's death is that the person can look back on their life that has just passed, the one between birth and death, can look back on a comprehensive memory tableau. The individual events of the past life, which have long since vanished from the spiritual view, appear before the soul at this important turning point in life, so to speak, with all their details. And if we ask ourselves how such a thing is possible, we can at least make what presents itself to the clairvoyant eye comprehensible to ourselves by pointing to those all-too-familiar moments in life that those who have once been in mortal danger, such as a fall in the mountains or near drowning, tell us about. They say that in such moments their whole past life stood before their eyes as in a great painting. What is told in this way can certainly be confirmed by spiritual science. But how is it that in such moments the whole of one's past life appears before one's eyes as in a great tableau? It is because that which one can see with one's physical eyes or grasp with one's physical hands, that is to say, what is called the physical body of man, is permeated and imbued with the etheric or life body. This is the second and already invisible link of the human being, which prevents the physical body in the time between birth and death from following the physical, chemical and laws implanted in it. This etheric or life body, this second body of man, is, so to speak, our faithful fighter against the disintegration of the physical body. Now it may be understandable that for a physical eye, that for physical science, with the onset of death, the entire human being seems to succumb to this death; for that which passes through the gate of death, which then has those impressions that are to be described, that is only present for spiritual knowledge, only for a clairvoyant eye. But everything that exists only for spiritual knowledge must necessarily appear as nothingness to the physical eye.
Thus speaks Mephistopheles in Goethe's “Faust”. It will be like this forever. This description shows Mephistopheles to be the representative of a world view that focuses only on external, physical existence and sees nothing in everything that can be attained through knowledge beyond this physical existence. But he who has a presentiment and a realization that forces slumber in the human being, which can be developed so that spiritual worlds break into this human soul as light and color break into the operated eye of the blind-born, will also become eternal. This human soul, who has a presentiment of such higher knowledge, will reply to materialism with the words that Faust utters to Mephistopheles: In your nothingness I hope to find the All. Just as Faust hopes to find the All in the nothingness, so we too must go to the nothingness of the materialistic attitude and view if we want to grasp that which passes through the portal of death and then has its impressions when there are no longer any physical tools, no physical organs through which an external world can be mediated. This nothing of the materialist, this fundamental essence of human nature for the spiritual view, that is what this enormous tableau of memories presents, in which all the individual experiences of the last existence are included, and in a higher sense, are also included as after that shock that a person experiences when his life is in danger, when he is about to drown. What actually happens to a person when they face mortal danger? Due to the shock they have suffered, their etheric or life body has been loosened from their physical body for a short while. Now, however, this etheric or life body in humans - let it be explicitly stated: in humans - is also the carrier of memory, and in ordinary life, when this etheric or life body is connected to the physical body, then the physical body is a kind of obstacle, a kind of hindrance to the emergence of all the individual memories, all the individual mental images. But when the etheric or life body is lifted out of the physical body for a short while by such a shock, then the whole life appears in a memory painting before the soul, and we then have in such a person at the moment of drowning drowning we have a kind of analogy to what happens immediately after death, when the etheric or life body is released with all its powers, since the physical body is discarded at death. This is the one experience that comes after the human being has crossed the threshold of death. But we must characterize it more precisely. This experience is quite peculiar. It is not that we experience the events of the past life exactly in the same way as we went through them in life. In life, the events of the day make an impression on us of pleasure, of joy, of pain, of suffering. They approach us in such a way that we have sympathy and antipathy for them. In short, these events stir our emotions, and also spur us on to exercise our will, our desire, in this or that way. All these things, our pleasure and suffering, joy and pain, our sympathy and antipathy, our interest in the outer phenomena of existence, all this is, for the time just discussed, as if extinguished in the human soul, and the memory picture stands there, truly like a picture. If we have a picture before us, a scene we imagine, where we would suffer terribly - we endure it objectively, neutrally, when it is presented to us in the picture. But so does the memory picture of the whole of life come to our soul: we experience it without the participation that we have otherwise had in life. That is one thing. The other is that the human being now experiences something immediately after passing through the gate of death, which he has only become acquainted with to a very small extent between birth and death, if he has not become a spiritual researcher himself. In life we are always outside of things, outside of the entities that are around us. The tables, the chairs are outside of us, the flora spread over the field is outside of us. The impression immediately after death is as if our being would pour out over everything that is outside of us. We plunge into things, as it were, we feel at one with them. There is a feeling of the soul spreading and expanding, a merging with the things in the external environment as images. This experience lasts for different lengths of time, as spiritual research shows us with the methods we have been talking about; but in general it is a brief experience after death. Today, after more exact clairvoyant research on this subject, we can even speak of how long the time period is for each individual, depending on their individuality. You know that different people, in their normal state of life, can stay awake for different lengths of time, if need be, without being overcome by sleep. One person can keep awake for three, four, five days on my account, another can only do it for thirty-six hours, and so on. As long as a person on the average has been able to keep awake in the normal state of life without being forced down by sleep, so long, on the average, does this tableau of memories last. So it is to be calculated in days and is different for different people. Then, when this tableau of memories has come to an end, when it has gradually faded, for it shows a gradual darkening, the person feels something like certain forces withdrawing within him and something that was previously in his nature being expelled. That which is expelled is now a second corpse of man, an invisible corpse; it is that in man which he cannot take with him from his etheric or life body through the following experiences in the spiritual world. While the physical body has already been rejected and returned to its physical substances and forces, the etheric or life body is now being pressed out and distributed into that world which we call the ether world, which in turn is a nothing for the one who can only see and think materialistically, but which interweaves and interlives everything for the one whose spiritual eyes are open. Now, however, something remains of this expressed etheric or life body, which can be described as an essence, as an extract of everything that has been experienced. It is, as it were, the experiences of the last existence between birth and death, crowded together into a germ, which now remain united with what the person is. So the fruit of the last life, compressed, remains. So what does a person have in the further course of their after-death life? The person retains what we call the carrier of their ego, what we call their ego itself; but this ego is initially enveloped by what we have characterized as the third link of the human being after the physical and etheric or life body, this ego is enveloped by the astral body. We could say that the human being's astral body is the carrier of pleasure and suffering, of joy and pain, of urges, desires and passions. All that twitches through our soul during the day as lust and suffering, as urges, desires and passions, the astral body is the carrier of it, and every night I and the astral body leave the physical and the etheric or life body of the human being, which remain in bed during sleep. Now, after death, we have united the ego and the astral body with that life essence, of which we could just say that it has been extracted as a fruit or germ from the etheric or life body. With these members of his being, the human being now continues his journey through the so-called soul world. If we want to understand what the spiritual view of the human being can reveal to us about this world, then we must first realize that it is the astral body that is the carrier of everything that is enjoyment, desire, interest in the things around us. Yes, the astral body is the carrier of all pleasures, desires, all pains and sufferings, even of the basest desires, the desires that are linked, for example, to our nutrition. The physical body is a structure of physical and chemical forces and laws. It is not the physical body that feels pleasure and enjoyment in relation to food and stimulants, that is the human being's astral body. The physical body only provides the tools so that we can procure such pleasures, which take place in the astral body. Now, anyone who has gained an understanding that the human being's astral body is something real, something actual, not just a function, a result of the interaction of physical and chemical processes, will not be surprised when it is said that at the moment of death, when the physical body is discarded, the astral body does not immediately lose its desire for the pleasures. Indeed it does not. Let us take a blatant case, for my sake, of a person who was a gourmet in life, who enjoyed delicious food. What happened to him at the time of death? He lost the opportunity – because he discarded his physical tools – to obtain the pleasures in his astral body. But the craving for these pleasures remained in his astral body. The result of this is that the person is now in the same situation with regard to these pleasures – albeit for different reasons – as he would be if he were in a place in the physical life where he suffers from burning thirst and there is nothing far and wide that can quench that thirst. After death, the astral body suffers from a burning thirst because the physical organs through which this thirst can be satisfied are not there. The tools have been laid aside, but the craving for these pleasures has remained in the astral body. The consequence of this is that man is now in the same situation with regard to these pleasures, the astral body suffers a burning thirst. In the astral body are still all those instincts, desires and passions that can only be satisfied by the physical tools. Therefore, it is understandable, simply from this logical consideration, what the spiritual researcher must say in this area: After discarding his etheric or life body, the human being goes through a time in which, with regard to his innermost being, he must unlearn all longings and desires that can only be satisfied through the physical tools of the physical body. This is the time of purification, of cleansing, during which all longings for anything in the astral body must be uprooted, longings that can only be obtained by man by putting his physical tools to work. We will find it understandable that, again, depending on the individuality of the person, the time will vary that must be gone through for the sake of this purification, for the sake of this uprooting of desires that only go to the physical world. But the human being also undergoes this time in such a way that it does not merely count in days, but that, according to the research of the science of the next life, it takes up about one third of the life in the physical world that has passed between birth and death. It is understandable to those who are able to look more deeply that the time of purification takes up about a third of one's lifetime. If you look at human life, you find that this human life between birth and death clearly falls into three thirds. The first third of life is there for the human being's abilities and talents, which come into being through birth, to work their way through the obstacles of the physical world. There is a kind of ascending life in the first third. The human being gradually takes possession of his physical organs as a spiritual being. Then comes the next third of life, which lasts approximately from the ages of 21 to 42 on average. The first lasts until the age of 21. This second third of life takes up the development of all those powers that a person can unfold by interacting with his inner being, with his soul, with the outside world. By this time, he has already formed the organs of his physical and etheric or life body plastically, so he no longer has any obstacles in them. He is fully grown. His soul enters into direct relationship with the outer world. This lasts until the time when man must begin to draw again on his physical and etheric or life body, and this then happens for the rest of his life. Then man draws again, little by little, on what he has formed plastically in his youth. We have been able to point out the wonderful connection that exists between youth and old age. If during the time when the inner human being is plastically formed in the organs of the human being, if the human being acquires certain qualities, if during this time he has overcome various impulses of anger in his soul, if he has gone through what we call the feeling of devotion, then the effect of this comes to expression precisely in the last third of life. In the middle third, this goes on as in a hidden stream. And what we call 'conquered anger' comes to the fore in old age as 'just mildness', so that in conquered anger lies the cause of mildness. And from the mood of devotion that we cultivate in our younger years, at the end of our lives comes that quality that we see in people who can enter into a community and, without saying much, have the effect of blessing. It is clear that a person's life is divided into three thirds. In the first third, the person works towards his physical body; in the last third of life, he feeds on his physical body again; in the middle third of life, the soul is, so to speak, left to its own devices. This middle period must, as it seems understandable, correspond to the period of purification after death. There the soul is free of the physical body and etheric or life body and is in a similar relationship to its spiritual environment as in the second third of life. What the spiritual researcher is able to see, we can logically understand if we take a look at ordinary life. We can understand that the stated time is an average figure, and that for some people the time of purification will be longer, for others shorter. It will be longer for those who, with all their passions, are devoted to a purely sensual existence, who hardly know anything other than the satisfaction of those pleasures that are tied to the physical organs of the body. But for those who, in their ordinary lives, by penetrating into art, by knowledge, are already able to see the spiritual secrets of existence that penetrate through the veil of the physical, who, even if only intuitively, grasp the revelations of the grasp the revelations of the spirit through the veil of the physical, for him the time of purification will be shorter, because he will pass through the gate of death prepared for everything that can only come from the spiritual world as satisfaction. So here we have a time that man goes through between death and a new birth, which differs essentially from the time immediately after death, which is counted in days. During this time, which is counted in days, we have a neutral memory tableau, in the face of which all our interest and participation fall silent. During the time of purification, however, we have everything in our soul that has drawn us to our experiences through longing for pleasure, through longing for desire. It is precisely our emotional life, our life of feeling, that is what takes place in the soul during this time of purification. Now, however, spiritual research shows us a remarkable peculiarity of this time of purification. As strange as it sounds, it is nevertheless true: this time of purification runs from back to front, so that we have the impression that we are first going through the last year of our physical life, then the year before last, and then the third last. And so we live through our lives, purifying and cleansing ourselves, as in a mirror image, going through it in such a way that it appears as if it were going from death to birth, and at the end of the time of purification we stand in the moment of birth. First old age, then middle age, all the way back to childhood, we go through life. Now no one should imagine that this is only a terrible time, only a time in which one experiences burning thirst and goes through longings. All this is certainly there, but it is not the only thing. We also relive everything that we have already gone through spiritually between birth and death, we also relive the good events of life in such a way that we have them before us again, as it were, in a mirror image. We will soon see what that is like by looking at this time even more closely. Suppose a person had died at the age of 60. Then he first experiences the 59th, then the 58th, the 57th year of life and so on; he only experiences everything backwards in a kind of mirror image. What remains is that we feel as if we are poured out over the things and beings of the world, as if we are in all beings and things in it. Now let us take the fact that in a life that lasted until the age of 60, we would have offended someone at the age of 40. So we relive twenty years at triple speed. When we arrive at the age of 40, we relive the pain that we caused the other person, but we do not experience what we went through at the time, but what the other person went through. If we have caused someone pain out of a sense of revenge or out of a surge of anger and then, after death, looking back, we come to that moment, we do not feel the satisfaction we experienced, but rather what the other person experienced. We are placed in his position in spirit. And so it is with everything we experience as we journey backwards in time. We relive all the good deeds we have done in life, the beneficial effects they have had on those around us. We experience this with our soul, which feels as if it has been poured out into the whole environment. This is not without effect, but by experiencing everything, the person takes with them certain impressions from all these situations. We can characterize this as follows. But I would like to make it clear that these things can only be characterized comparatively with words, because you can understand that our words are coined for the physical world and are actually only applicable to this physical world in the right sense. If we use these words - and we could not otherwise communicate about all the mysterious worlds that open up to the spiritual eye - then we must be aware that these words only have an approximate meaning. What is being relived can only be characterized as follows: When a person perceives the pain he has caused another, when he relives this pain after death, he feels it as an obstacle to development. He says to himself in his soul: What would I have become if I had not caused this pain to the other? This pain is something that holds back my whole being from a degree of perfection that it could otherwise have achieved. And so the person says to himself in the face of everything he has spread in the way of error and lies, of ugliness in his surroundings: These are obstacles to development, something that I myself have placed in the way of my perfection. And from this a power is formed in the human soul, which leads to the fact that man in the state in which he now lives between death and a new birth, absorbs the longing, absorbs the will impulses to remove these obstacles from the path. That means that, step by step, we take on impulses in our backward migration to make amends in the next life, to balance out the obstacles we have placed in our own way. Therefore, we must not believe that what we are going through is merely suffering. It is suffering and deprivation, and it is painful when we see all that we have caused ourselves loaded onto our own soul; but we experience it in such a way that we are glad to be able to experience it, because only through it can we absorb that strength that enables us to remove those obstacles from our path. And so all these impulses that we absorb during the time of purification add up, and when we go back to the beginning of our last life, there is a mighty sum that lives in us as a tremendous urge to make up for everything in a new life, in the following stages of existence, that needs to be made up for in the sense described. Thus, at the end of the time of purification, we are endowed with the strength to develop our will in the future in such a way that compensation is made for everything wrong, ugly, and bad that we have done. This is a power of which man can get some idea if, through wise self-knowledge, he familiarizes himself with the pangs of conscience it causes him when he thinks back to what he has done to this or that person. But all this remains merely a thought in life. It becomes a mighty creative urge during the time of purification between death and a new birth. And equipped with this creative urge, the human being now enters into a new life: the actual spiritual life. If we want to understand this spiritual life that man enters after the time of purification, then we can do so in the following way. It is difficult to capture in words the very different experiences that the spiritual researcher has when he examines the life between death and a new birth, the very different essential impressions that cannot be compared to anything that the eye can see in the world of the senses and the brain-bound intellect can think, to capture it in the words of our language; but one can get an idea of what the spiritual researcher can experience as a new world through his insight into the spiritual world, in the following way. When you look around you and want to understand the world, when you want to understand what is around you, then you do this by thinking, by forming ideas of the things that are around you. It would be a logically absurd idea if someone were to think that you could scoop water out of a glass in which there is none. It would be just the same if you imagined that you could extract or scoop out of a world of thoughts and laws when there are no thoughts and no laws in it. All human knowledge, all human insight would be vain dreams, would be nothing but fantasy if the thoughts that we ultimately form in our minds did not already underlie things as thoughts, that things have sprung from thoughts. All those who believe that thoughts are only something that the human mind forms, that is not the basis of things as the actual forces of action and creation of things, should just give up all thinking altogether; for the thoughts that would be formed without corresponding to an external world of thoughts would be mere fantasies. Only he thinks truly who knows that his thinking corresponds to the outer world of thoughts and, as in a mirror, awakens the outer world of thoughts within us; he knows that all things originally sprang from this world of thoughts. Thus, for us human beings, thought is the last thing we grasp of the things, but it underlies them as their first. The creative thought underlies the things, but the thoughts of men, through which man ultimately recognizes, differ in a certain, very significant respect from the creative thoughts outside. When you try to look into the human soul, you will say to yourself: however this human thinking may roam in the horizon of thoughts and ideas, as long as man thinks, as long as he tries to fathom the secrets of things through his thoughts, they will resemble something that is far removed from all creativity. That is the fateful quality of human thoughts, that they have lost the productive, the creative element that is contained in the thoughts that interweave and live through the world outside. Those thoughts that permeate the outside world are imbued with the element that first sprouts up in the human interior like a mysterious substratum of our existence. You know that your ideas, if they are to be transformed into will, must first be submerged into the depths of human existence, that the thought itself is not yet permeated by the will. But the thought that works outside in the world is permeated and interwoven with will. And that is precisely what is unique about the spirit, which objectively interweaves things outside, that it is creative. But through this it is no longer mere thought, through this it is spirit. The thought of human nature has come about through the will being pressed out of the spirit and this appearing like a reflex first out of man. To the spiritual eye, it is nowhere to be seen outside, separate from the creative. Man enters into this spirit, which contains will and thought locked together in itself, as into a new world, when he has passed through his time of purification after death. And just as we live here in this world, which we pass through between birth and death, surrounded by the impressions of our senses, surrounded by everything our mind can think, so, as we are surrounded and enclosed by the physical world, so man is surrounded by the creative spiritual world everywhere after the time of purification. And he is within this creative spiritual world, he is part of it and belongs to it. This is also the first experience that occurs when the time of purification is over: man does not feel himself in a world that surrounds him with a horizon of things that he can perceive, but he feels himself inside a world where he is creative through and through. Everything that a person has taken in during their last life and even earlier lives, insofar as it has not yet been processed, and in particular everything that is in the described extract of their etheric or life body, everything that is left behind in his astral body, as that mighty impulse that wants to balance the obstacles that have been noticed, everything that is in man, he now feels it productively in himself, he now feels it creatively. Now, life within productivity is something that is best described by the term bliss or beatitude. You can observe the blissful feeling at a comparatively lower level in everyday life when you see a hen sitting on an egg, hatching it. The warmth of bliss lies in the act of producing. In a higher sense, one can perceive this bliss of production when the artist can transform into the material world what has matured in his soul, when he can create. The whole human being is imbued with this feeling of bliss when passing through the spiritual world. What does a person bring with them into the spiritual world? They bring with them everything they have gained in the way of fruits, of essence, from their last and other previous lives, which we could say the day before yesterday had come to our soul as an experience , but that in the life between birth and death, because he has a boundary at the physical and etheric or life body, the human being must first keep it within himself and cannot work it into his overall being. Now the physical and etheric or life body is no longer there, now he works in pure spiritual substantiality, now he imprints on it everything he has experienced in the last life, but which he could not work into himself because of the limitations of his physical and etheric or life body. If we now concern ourselves with the length of time during which man productively works into the spiritual what he has gained in the last life, then we must ask ourselves above all: Does this law of repeated earthly lives, to which we have been pointed, have a certain meaning? Yes, it has a meaning, and this is shown by the fact that a person, after having gone through one incarnation, does not appear in a new life when he can undergo the same experiences again, but only when the earthly outer world has changed in the meantime so that he can undergo completely new experiences. Anyone who reflects a little on evolution will find that, even in physical terms, the earth's physiognomy changes considerably from millennium to millennium. Consider what it might have looked like here, where the city is now, at the time of Christ, how it was quite different, and how this patch of earth has changed since that time; and consider how what we call the moral, intellectual and other spiritual development of humanity has changed over the course of a few centuries. Consider what children absorbed during their first years of life a few centuries ago, and consider what they assimilate during their first years of life today. The earth changes its physiognomy, and after a certain time the human being can enter the earth again and everything is so changed that he can now experience something new. Only when the human being can experience something new, only then does he enter this world anew. The time between death and a new birth is determined by the fact that when a person incarnates, say in any given century, he grows into very specific hereditary circumstances through the birth. We know that we cannot imagine the human core of being, the spiritual soul of the human being, as if it were added together from the qualities of the parents, great-grandparents, great-great-grandparents and so on. We have emphasized that just as the earthworm does not grow out of the mud, the human soul does not arise out of the physical. The soul arises out of the soul, as does the living out of the living. We have emphasized that this human soul points us back to a previous life and that it comes into existence through birth in such a way that it draws together the hereditary characteristics. But when we consider the soul, we must also realize that when we look back on a previous life, we carry with us from that earlier human life, through birth, those qualities that gradually unfold in the course of time between death and a new birth. We then take with us through the gate of death what we have newly gained between birth and death, what we have not yet been able to draw from a previous life. So that we now carry through the gate of death everything that has been gained bit by bit in the last life. We can now, when we go through life in the spirit between death and a new birth, only develop this in a new relationship if we do not depend on finding the inherited conditions that we had in the previous existence in this new existence. In a previous existence we had absorbed into our soul certain qualities of our ancestors. We would not encounter anything new in a new existence if we were to encounter the qualities of our ancestors in the same way. If we have embodied ourselves in a particular century, then, in order to be able to live out our lives in a new existence in this direction as well, we have to pass through the spiritual world until all those inherited qualities to which we previously felt drawn, and to which we would feel drawn for as long as they are present, have been lost. Our re-embodiment depends on those qualities that have been handed down through the generations having disappeared. So when we look up to our ancestors, we find certain qualities in our parents, grandparents, great-grandparents and so on, which have been passed down through inheritance to our present existence. Now, after death, we enter the spiritual world. We remain there until all the qualities to which we felt attracted in this embodiment have disappeared in the line of inheritance. But that takes many centuries, and spiritual research shows that the time takes so many centuries that we can say, for example, that certain qualities are inherited from generation to generation. It takes about seven hundred years, then the qualities that are passed down from generation to generation have disappeared to such an extent that we can say: What we found in our ancestors at the time has evaporated. But now qualities must develop to such an extent that they again pass through seven hundred years. And we come to the point where we can indicate two times seven hundred years as the time - it is, of course, only an average figure, but it shows itself to spiritual research as the time that elapses between death and a new birth - until the soul enters into existence again through a new birth. Now, above all, we must educate ourselves about the fact that everything that is already spiritual here on earth rises up into this spiritual world. We have just emphasized that what we take into our spirit is creative outside in the spiritual world. We have seen that we ourselves are in a certain way in this creative world with our creativity. This spiritual world, which is creative outside, is reflected in a certain way in our own soul. Insofar as our own soul experiences spiritual things, goes through a spiritual life, the spiritual-soul experiences of our inner being are also citizens of the spiritual world. Just as the spiritual world extends down into the physical world, so our spiritual world extends up into the general spiritual world. But this explains to us what spiritual research claims: That which is in man in relation to his various elements of being, that lays aside the outer covers, and what remains is the spiritual, and grows up into the productive spiritual world; it is also explained to us that the spiritual conditions, everything of the soul that takes place here in the physical world, lays aside the outer covers and lives up into the spiritual world. Let us take the love that a mother has for her child. This grows out of the physical world. At first it has an animalistic character. Sympathies connect mother and child, which are a kind of physical force effect. But then that which grows out of the physical world is purified, the love of the two beings is ennobled; this love becomes more and more soulful and spiritual. In death, everything that originates in the physical world is likewise cast off like the outer shells. But on the other hand, everything that is built up in this love in the soul and spirit within this physical human shell remains, just as the human inner self lives on into the spiritual world, so that the love between mother and child lives on in the spiritual world. There they find each other again, no longer limited by the barriers of the physical world, but in that spiritual environment where we do not have things outside us, but where we live and weave and are in things. Therefore, one must imagine that which reigns in the spiritual world as the result of the relationships of love and friendship established in the physical world; one must imagine them as being much more intimately connected than the bonds of love and friendship that are formed in the physical world. And it is absurd to ask whether we will see again after death those with whom we live in love and friendship in the physical world. We not only see them, but we live in them; we are, so to speak, poured out over them. And everything that is woven within the bounds of the sense world only acquires its true meaning when we grow up into the spiritual world with the spiritual part of it. Thus we see the spiritualization not only of the human being, but of humanity in its noblest relationships in the spiritual realm that man passes through between death and a new birth. But it is also there that all the impulses that the human being has brought into the spiritual world are transformed into living archetypes. We saw that the human being entered the spiritual world with an essence of the etheric or life body, that is, with an essence of all the experiences he has had between birth and death. We see the human being entering the spiritual world with that mighty impulse that allows him to make amends for the wrongs he has done. The human being weaves this together into a spiritual archetype. And the time he spends in the spiritual world passes in such a way that this image is woven more and more so that it receives the fruits of the previous life and the urge, the will to make amends for the wrong, the ugliness he has done, more and more interwoven. And so, during that time, the human being is able, on the one hand, to plastically shape into the body that is made available to him for re-embodiment all the abilities he has acquired in previous lives, and, on the other hand, because he has woven into his original image has woven into his image the urge, the impulse to make good what he has done that was wrong, ugly, evil, attracted by circumstances that allow him to make up for this wrong, this ugliness that he has done. We enter into existence through birth with the will to enter into such circumstances that allow us to make up for imperfections in our previous life. Thus, through a hidden will, we seek out pain in appropriate cases when we have the unconscious realization, arising from our prenatal urge, that only by overcoming this pain can we remove certain obstacles that we have previously placed in our way. Thus we see how the human being passes through the spiritual world, in which he can plastically develop his physical body even before the new birth. And now we also see how that which we have woven into our archetype is only gradually united with our life after birth. For he does not know life who believes that everything that develops in life in the way of abilities and soul powers already lies within the child. He who can truly observe life sees the human being entering existence through birth and sees how the human being only gradually finds himself in life, how in the early years the human being by no means already has within him what he can become. We can understand life much better if we say: Man only gradually unites with what he has woven as a spiritual archetype in the time between death and a new birth. Those who look at life without prejudice can see how, as a child, the human being is still surrounded by the spiritual atmosphere that he has woven for himself between death and a new birth, and how he gradually adapts to his own archetype, which he has not yet interwoven with the physicality that he brings with him at birth. While the animal is interwoven with its archetypal image from birth, we see the individual human being only gradually growing into the archetypal image that he has woven for himself through the repeated lives on earth up to this last one. And we understand the physical-sensual side of human life best when we grasp it in this way: we see it as the shell of an animal, an oyster, which we find by the wayside. As long as we want to understand it as merely assembled, out of mud, for example, we will not be able to understand this shell. But if we assume that what is shown layer by layer on the shell is secreted from the interior of an animal that has left this shell, then we understand the structure. We do not understand the life of man between birth and death if we merely want to understand it from itself, if we want to understand it in such a way that we merely draw together what is in the immediate environment. We can say for a long time that man adapts to his environment, his people, his family. Just as little as we can understand the oyster shell without an oyster, we will not understand human life if we consider it to be formed only out of its immediate environment. It becomes clear and comprehensible, however, when we can assume that the human being comes from a spiritual and soul world and that in this spiritual and soul world he has processed the achievements, the essence, the fruits of previous lives, and that he has reshaped his new existence with the help of this processing. Thus, life itself can only be understood through that which lies above life; the physical world can only be understood through the spiritual and soul worlds. This is the cycle of the human being through the world of the senses, soul and spirit. If we see the human being in this way, then we have, as it were, only a part of his complete life cycle in his physical-sensual life. And if we pursue it in the right way, our knowledge is not just a theoretical knowledge that tells us this or that like the external science, but it is a knowledge that shows us objectively how life between death and a new birth acquires meaning and significance, in that what we accumulate here is processed in a higher world. From such knowledge springs knowledge and willpower for life, springs meaning and significance, confidence and hope for life. We do not need to ascribe to such knowledge that we look bleakly into past lives, of which we might say: Now, it is claimed that we have caused our own pain. To the pain is added this bleakness! No, we can say to ourselves: This law is not only one that points to the past, but also one that points to the future, showing us that overcome pain is an increase in strength that we utilize in the new life, and the more we work, the more we have overcome pain, the stronger our strength will be. In the higher sense, one can only suffer in happiness; it is a fulfillment from past lives. Through pain we can develop strength, and the strength acquired by overcoming pain means an increase for the future life. And we will confidently pass through the gate of death, knowing that death must be brought into life so that this life can increase from level to level. This seems to justify the statement that Spiritual science in this sense is not just a theory, it is the sap and the strength of life, in that it flows directly into our entire spiritual existence, making it healthy and strong and vigorous. Spiritual science is that which confirms the words that must live in the soul of every spiritual researcher and indeed every person who has some inkling of the spiritual world, as words of truth, as guiding words for their ever-intensifying, healthy and powerful life, which sees an increase of strength even in overcoming pain. These words are confirmed: Riddle upon riddle arises in space, |
174a. Central Europe Between East and West: Second Lecture
03 Dec 1914, Stuttgart Rudolf Steiner |
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There are still many people in our time who cannot yet see what lies behind the veil of Maya, and therefore cannot understand that there is such a supersensible, invisible world and that in it the relationship of the human soul to the other folk-souls is quite different from anything one could dream of. If one takes spiritual science seriously precisely where it points to the spheres that are connected with our life, then one must bear that spiritual science points to conditions in the spiritual world that are so uncomfortable to immerse oneself in, even just with one's consciousness, that one resists it with one's will. |
174a. Central Europe Between East and West: Second Lecture
03 Dec 1914, Stuttgart Rudolf Steiner |
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A lecture such as was given the day before yesterday could easily give the impression that a people's soul should only be spoken for out of mere sympathy. If the spiritual researcher were to speak about these matters today purely out of sympathy, out of mere passion, then one could be certain that what he has to say has no particular value in terms of spiritual research, or that what he has to say, because it is imbued with passion, must be fundamentally untrue. Now, to what extent what was said the day before yesterday may, despite all this, be spoken as coherent with the deepest insights of spiritual science of the present day, that should emerge for you from the way in which the spiritual researcher must relate to one or the other folk soul. We already know from the very elementary presentation in anthroposophy that when we speak of folk souls, we do not mean what the outer, exoteric world understands by an abstract term. We may say that quite definite entities, with archangelic rank — one has only to read about it in the lecture cycle on 'The Mission of Individual National Souls' — entities with a consciousness that is higher than human consciousness, guide the affairs of nations. And we look up to these folk souls, so we speak of them as real, actual entities, indeed more real entities than we human beings ourselves are. How does the human being enter into a relationship with these folk souls in relation to his spiritual soul? We will first raise this question. We know that man alternates between waking and sleeping in relation to his consciousness; we know that man has to be awake within his physical and etheric bodies and that he then, between falling asleep and waking up, dwells in his astral body and in his I. If a person is outside of their physical body with their astral body and I between falling asleep and waking up, then they are in a region that is completely different in relation to the folk soul, to which they primarily belong in a particular incarnation, than the region in which the person is in relation to the folk soul when they are in their physical body. Through his language and many other things, man is born into the realm of his folk soul. How does this folk soul affect the human soul, that which is taken out of the physical and etheric bodies during sleep, but which is present in the body during waking? How does the folk soul of the people to which a person belongs affect the individual soul of the person? It actually only has an effect during the time in which the human being is immersed in the physical body, from the moment of waking until the moment of falling asleep. The human being is immersed in the forces of the physical and etheric bodies, and what I would like to call the tentacles of the folk soul, the soul of the people to which the human being belongs in a particular incarnation, is also immersed in these forces. And we not only submerge in our physical body, we also submerge in a certain part of our folk soul, we live from waking up to falling asleep while we are in our physical body, with what is going on in the physical body, within the folk soul. We experience what we experience in communion with the folk soul during our waking hours, only that the folk soul does not speak directly into what is fully conscious in the I, that it speaks more into the subconscious of the astral body from the etheric body, that it tinges, nuances, gives our feeling and temperament a certain direction. This is the essential way in which we relate to it. The one who, through his corresponding initiation, is able to observe all that is involved when a person submerges into the physical body, he sees, looks at the encounter with the folk soul when submerging into the physical body. But he also sees something else. And when I speak of this, you will soon recognize that objectivity must prevail within what the spiritual researcher has to say about one or other folk soul. The spiritual researcher lives in those moments when he is strengthened and illuminated in the right way by the spiritual and soul life and enables it to live consciously and independently of the body. He lives in such a way that he can observe where the human being is, even when he is outside of his physical body with his soul and spirit, with his astral body and I. The spiritual researcher observes how every human soul, unconsciously, between falling asleep and waking up, immerses itself in the entire environment of the folk souls that are relevant for a particular time. While the human being is immersed in the physical body, he is with the national soul of his nation. In the state of sleep, he is with all the other national souls of the time in question, with the exception of the one with which he is in the physical body during the waking state. The spiritual researcher has ample opportunity to become acquainted with the characteristics of the other national souls, because as soon as he becomes aware of himself in his disembodied state, he lives spiritually and soulfully with the other national souls in the same way that he lives with his own national soul in the physical body. In this state it would be quite impossible to allow one's ordinary passions to lead one to speak in a one-sided way about the one folk soul. But when the spiritual researcher consciously lives with these other folk souls, this consciousness also shows him that every person unconsciously connects with the other folk souls between falling asleep and waking up, but somewhat differently than with his own folk soul. When you enter your physical body, you get to know the individual folk soul with its essential characteristics, essentially its activity in its effect on you, albeit in the subconscious. During sleep or in the state of initiation, one gets to know the other folk-souls, not as individuals, but in their interaction; only one's own folk-soul is not present. The others interact as in a round dance, and in that which their round dance activity is, one lives in it, as one lives with one's own folk-soul in the physical body during the day. Thus one lives 5 not with the peculiarity of the one national soul, but with the interaction. There is only one thing by which one can be condemned, quite certainly condemned, to be torn out of the normal togetherness with the dance of the national souls and to be together with only one foreign national soul in the body-free state, that is, in sleep. Do understand me: it is not normal to be with a foreign folk soul; but you can achieve it if you passionately hate this other folk soul. In this way you condemn yourself to be torn out of the dance of the other folk souls and to be together with this one folk soul in a sleeping state, as you are with your own folk soul during the waking state. Yes, these are objective truths that spiritual research reveals. It shows you that it is bitterly serious about the sentence that is often spoken by spiritual science: that what confronts us in external reality, maya, is great deception, and that behind this aja, behind this veil, there are truths which he who is content with the veil of Maja cannot comprehend with his intellect and does not want to comprehend with his will. There are still many people in our time who cannot yet see what lies behind the veil of Maya, and therefore cannot understand that there is such a supersensible, invisible world and that in it the relationship of the human soul to the other folk-souls is quite different from anything one could dream of. If one takes spiritual science seriously precisely where it points to the spheres that are connected with our life, then one must bear that spiritual science points to conditions in the spiritual world that are so uncomfortable to immerse oneself in, even just with one's consciousness, that one resists it with one's will. One does not want to submerge, one would like the truth to be different with regard to very many things. That not only the intellect but also the will resists what spiritual science often has to say as something bitterly serious, that is something we may also bring before our soul one day. And from feelings that can be stimulated by such a discussion as the one just expressed, we feel that the principle we have within our spiritual movement, of a certain work, without distinction of race, color, nationality and so on, is so closely connected with the deeper essence of our spiritual-scientific movement that it is actually nonsense for anyone who truly understands the profound seriousness of spiritual-scientific truths not to support this first principle. It is indeed nonsense, for to hate the nature of some folk soul in the deepest human being means to condemn oneself to be in the subconscious with this folk soul during sleep in exactly the same way as one is in one's subconscious during waking with the folk soul that is one's own. For the normal interaction with national souls during sleep is this: to be together with the whole range of others for an age. That man must not become one-sided, the wise arrangement of the world takes care of that. We have often emphasized that what a person has to go through in the next few years, the time between death and a new birth, depends to a certain extent on the after-effects of the life in the body between birth and death. Now, as we can see from what has just been discussed, being with the soul of a nation is part of this life in the body. This coexistence with the folk soul, I said, tinges us, nuances us; we take what the folk soul arouses as an impulse in our soul and spiritual being with us into the spiritual world when we pass through the gate of death, and we have to gradually shed it as such. If we bear this in mind, it will be readily understandable to us that it depends on the way in which the human being lives with his national soul, how he still stands in the aftermath of this national soul immediately after death. Let us consider two European nations in terms of what has just been suggested: the Russian and the French people. The life of the folk soul is such that the folk soul must be active in a different way with its consciousness than a human being is with his consciousness. How is a human being active with his consciousness? He directs his gaze outwards to the horizon of external facts and can also turn his gaze back to his own soul. We know that human beings differ from one another in certain respects. Goethe, for example, belongs to the one group, with his objective view of things; Schiller, on the other hand, belongs to the other group, and is more concerned with his own inner life, and accomplishes what he has to create more from there. The souls of nations are also like this, but only approximately, because their consciousness is of a completely different nature than human consciousness. The national souls stand in a different relation to the individual members of the nation. When they direct their gaze outwards, it is more a glance of the will, sending impulses into the individual members of the nation. In this way they work objectively outwards, directing themselves towards the individual members of the nation. Or they can live more within themselves. The French national soul, in particular, belongs to the national souls that live more inwardly, one might say, and do not worship a national soul realism that spreads over the individuals, but a national soul idealism that lives more within itself. This French national soul, as it permeates the French people today, has a certain stability of consciousness in that it looks back to an earlier time. I have often pointed out that we have our ordinary physical waking consciousness by immersing ourselves in our spatial body. After death, we have our consciousness by looking back in time at our earlier life. There we can already sense the characteristic of a higher consciousness, which unfolds not in space but in time. It kindles its self by looking back to ancient Greece, for it is essentially a kind of repetition, a reawakening of ancient Greekness. This ancient Greek element lives again in the French national soul, just as the Egyptian-Chaldean element of the third post-Atlantic cultural period lives again in the Italian national soul. Therefore, the Italian national soul has more opportunity to stimulate the sentient soul in the individual human beings who belong to the nation. The actual nature of the French national soul stimulates the intellectual or the emotional soul of the individual. This can be demonstrated quite clearly in detail. Indeed, even the individual historical facts can be explained in a wonderful way if one consults these general results of spiritual research. Let us just point out a few things in this direction. Consider: what was the peculiarity of the Egyptian folk soul? At that time, there was still astrology that had a direct effect on the soul. The folk soul looked out at the movements of the heavenly bodies, did not see, as today's people do, only material processes in what happened in the cosmos, but really perceived the active spiritual beings behind what was going on outside. Their relationship to the whole cosmos was the same as that of a person to another person, in that they know that a soul looks at them through the whole physiognomy. Thus, everything was a physiognomy to the ancient Egyptians, and they perceived the soul in nature. The meaning of the further development in the new time lies in the fact that what used to be, as it were, an elementary ability, was directly ignited in the physical body of the human being, that it became his inwardness in the newer time, in our fifth post-Atlantic age. And just as what the Egyptian went through was more elemental, so the Italian, in what he repeats, in what he goes through in his sentient soul, goes through it more inwardly, in that he experiences in the sentient soul that which is spiritual and cosmic, but now more interiorized. What could be more internalized than the Egyptian astrology in Dante's Divine Comedy? The true resurrection of ancient Egyptian astrology, but internalized! And in the same way we could prove that ancient Greek life is to be found, not in the consciousness of the individual Frenchman, but in the working of the impulses of the folk soul. This can be traced right down to the latest invention and into the details; it is just that such research is not taken seriously enough. Greece and, as the other peoples called it, “the barbarians,” even that is reviving. Thus one could prove that in all French literature and art — I do not mean consciously, but in the deeper impulses — ancient Greek life is revived in the way it must be revived in our time. We are therefore dealing with a national soul that has absorbed everything that was in Greek culture, a national soul that therefore has an extraordinarily strong effect on individual human beings, permeating and taking hold of them. The consequence of this is that when the individual French soul enters the physical and etheric body, it enters into the weaving and essence of the sharply defined activity of the national soul. He finds the impulses of this national soul sharply defined. That is why the Frenchman, by absorbing in his physical body this sharp, concise life and weaving of the national soul, lives more in it than in his elementary sense of self, that he lives more in the image, in the idea he forms of the Frenchman, which surges up from the national soul. He lives from the image of the Frenchman. And everything that is of great importance to him is connected with this image: 'Gloire' and so on. The Frenchman lives in his own image, which comes up from the etheric body. This fantasy image is strongly influenced and interwoven with the spiritual and soul nature of the individual, and the person takes it with them as an image that is strongly moved in the etheric body when they enter the spiritual world after death. It is very difficult for them to get rid of. It is very difficult for them to get rid of their ether image. The image he has formed of himself clings to him, is firmly connected to him. The attitude of the Russian national soul towards the individual is quite different. This Russian national soul does not have to repeat any of the post-Atlantic cultures in the same way as the French nation; it is a youthful national soul that leaves few imprints on the etheric body. Therefore, when the individual belonging to this Russian national soul immerses himself in his physical body, little of significance happens to him. Consequently, when he enters the spiritual world, he takes little of significance with him, few ethereally woven images of the imagination. Thus, the souls differ in relation to their national souls after death. On the one hand, we have the host of those individual souls who have passed through death, who carry into the spiritual world sharply woven images of their own being, and on the other hand, in the east, we see young souls ascending, belonging to a young national soul, bringing little in the way of sharply woven human images flooding in the etheric body. Now, as I have often discussed, we are on the threshold of the great event of the coming time: the appearance of the Christ in a very special way. I do not need to discuss this today. But since the last third of the nineteenth century, He has been preceded by the spirit whom we call the spirit of Michael, the champion of the spirit of the sun, in his struggle to prepare humanity for the Christ event. Now everything depends on the spiritual world preparing for this event, which is to befall humanity spiritually, in an appropriate way. But this can only happen if work is done in the spiritual world, as it were, on the pure development of the Christ, who will appear in the etheric in the future, since he is to appear to man as an etheric form. But for this it is necessary that he who marches before the spirit of the sun, that Michael, fights a battle in the spiritual world. For this battle he needs the help of the souls who, through their bodies, have just been drawn up into the spiritual world, of those souls who bring little of sharply defined imaginative images with them into the spiritual world. And so we see the spirit Michael and in his wake a number of Russian souls fighting for the purity of the spiritual horizon and in a hard struggle with the souls that have come from the West, which bring sharply defined images of fantasy. These must be dispersed and dissolved. We have been seeing this battle between East and West in the making since the last third of the nineteenth century. It is a fierce battle that is to serve the progress of humanity and which consists in the spiritual struggle of European East against European West, in spiritual Russia waging a fierce spiritual battle against spiritual France. This, my dear friends, is one of the most harrowing events of the present time: to see how, to the same extent that the physical alliance between West and East is being carried out down here in the field of great deception, the sharp struggle of the European East, Russia, against the European West, France, is taking place up there in the spiritual world. We have here one of those cases that have such a shattering effect on the spiritual researcher, where one can see how what is behind the veil of the outer sense world is often the opposite of what happens down here in the realm of deception. But I would always and always admonish not to believe that one can determine such things through speculation. Anyone who, from what I have said in individual cases – that the spiritual presents itself as the opposite of what occurs in the realm of the great Maja – might conclude that it must always go to the opposite when it comes from the physical to the spiritual, would be very much mistaken. For there are cases in the spiritual world in which things take place exactly as they do in the physical. Between this case and the other, where they take place in such stark contrast as in relation to the alliance between France and Russia in the physical and spiritual, there are all possible gradations. Today, we still have little sense of the impulses through which real spiritual science must communicate. I would say that our time has become, in a sense, careless, especially with regard to what appears to be worth communicating to the individual person; for very little is asked about the responsibility that lies behind what is to be communicated for the one who has to consider the connection between the spiritual and physical worlds. Perhaps I may say something to you, not for personal reasons, but only to illustrate, in connection with my lecture the day before yesterday. You see, in this public lecture, where of course I can only speak externally, exoterically, I do not speak as exoterically as one might think, and I would be glad if, especially in such lectures, one would take into consideration the cultural task that spiritual science has. In particular, the fact that spiritual science is behind it is expressed in the way in which what needs to be said is emphasized and said. It is not a matter of arbitrary ideas or something that has been cobbled together. Take this one example: I said that if one wants to assess the circumstances of the individual European nations in this war, one should proceed historically, that one should consider, for example, that Austria received that mission in the Balkans at the request of British politicians, and that basically everything that has happened to Austria is a consequence of what was imposed on it at the behest of Britain. And I said that this must be taken into account, that it must be taken into account that as a result Austria, and with it Germany, came into particular antagonism with Russia, and that England has abandoned its own work and is now fighting against Germany, while the Central Powers and Russia have come into antagonism because Austria, at England's behest, was entrusted with the Balkan mission and also, by coming to the aid of the Turks, was supposed to hold back the influence of the Russian East. Of course, in an exoteric lecture intended for a general audience, one can only hint at what might affect the perceptions that should be stimulated today. But what is behind this event? Outwardly, exoterically, we see English politics on the side of Russian politics, which has come to its consequences precisely through an act of England. We see that outwardly. The spiritual researcher who looks at things in the spiritual world can make a very peculiar discovery today, a most remarkable discovery. Let us assume that the spiritual researcher would look from bottom to top by taking a certain perspective point. He would take the perspective point below the physical plane and look up to the astral plane. He could also take it above the astral plane. Then he would see what is happening on the physical plane and, as it were, also what is happening on the astral plane. It would merge. It is not true that if one looks up from below or down from above through the astral plane, one sees through the astral to the physical and vice versa. If one now looks at the physical plane, it is true that England is fighting against Turkey since Turkey declared war on Russia. But that is mere Maya, for in reality the astral being of England is fighting with Turkey against Russia. So that one has the spectacle of England fighting for Russia in the northwest and for Turkey in the southeast, thus against Russia. Only one thing is decisive for the physical plane and the other for the astral plane. When one is confronted with such knowledge of the world, one feels that one cannot, of course, communicate this knowledge to the public, but it does urge one to emphasize this one point about England's inconsistency in the East. The fact that this one point is emphasized arises from the recognition of the spiritual connections. This is how I would like to point out the responsibility that one simply has when compiling the individual truths and the way in which one presents them. If one feels one's occult responsibility, then one does not pick and choose at random, as today's book-makers or journalists do, but one must extract what is to be said from the essence of the current situation. It is not to say something personal, but to draw your attention to the fact that spiritual science, when it steps forward before the world with full responsibility, should really be taken very seriously and should not be confused with all that is spreading today as journalism and book-making and which, in the way it is combined, is very far removed from such a sense of responsibility towards the spiritual powers of the time. I would like to draw your attention, my dear friends, to the seriousness of spiritual science, especially in our time. For our time shows us a serious face in many respects, a very serious face, and only those who understand the seriousness of this face will be able to cope with this time. To substantiate this, I would also like to bring before you a context that is of interest to the student of spiritual science. It has been said many times that spiritual science truly does not enter the present because it arises from the arbitrariness of one person or another, or because one person or another has made it his ideal out of his own inclination and would like to bring it to other people, but because now is the epoch when the spiritual beings, which otherwise kept the gate of this truth to be revealed to mankind closed, have opened it so that this wisdom flows down into the human soul. And we are approaching a time when people will have to absorb more and more wisdom, which is appropriated by the soul not only in abstract concepts, not only in gray ideas of the mind. We are living towards times when what we call imagination wants to enter into human souls, into human minds. One would like to say, when one sees through the matter: There they hang, like dense clouds hanging over the landscape before a storm, there they hang in the spiritual world and want to enter human minds, and wait until these human minds are ripe. Yes, that is the time; that is how it is. Now there is a peculiar law: that which is imaginative, which wants to enter into human minds and cannot yet be received as imagination in any age, casts something like a mirage-like image just as far down below the physical plane as it itself is above the physical plane. The imaginations evoke passions in human beings, feelings, urges, instincts, which express themselves in antagonism. And if we take today the instincts, the outbursts of passion with which the nations insult each other, they are nothing other than the result of imaginations that should be taken up by the European nations but cannot be taken down, for they are reflected in the subconscious of human beings in such instincts and passions that contradict the truth. Basically, we can say that all the discharge of instincts and passions that we are experiencing in the present is an expression of the fact that renewed imaginations want to break into the world of human cultural development. All the often so sad phenomena that the war brings to the surface are the transformed imaginations that humanity cannot grasp. Again, and this never seems unimportant to me, I would like to point out that one should not say: So every war is transformed imagination. Wars can also be something completely different. Today's war is what I have said. Generalization, which is important for understanding the physical plane, is not important for the spiritual world. Here, things must be investigated individually. Today we see – and I would now like to present an appearance from a certain perspective for you to consider and also explain – today we see how members of different nations persecute each other in hatred and how they insult each other. Where does this come from? Now, since we have already taken on board in all seriousness the essence of repeated earthly lives, it does not seem particularly incomprehensible to us that the soul passes through different nationalities in its repeated lives. Someone who is incarnated today in a German body may already be preparing in his innermost being to undergo the next incarnation in an English body; someone who is incarnated today in an English body may already be preparing to undergo the next incarnation in a German body. Man is already this dual being, this duality. Outwardly, we stand before the world – not only in relation to the external physical-sensual view, but in relation to many other things – quite legitimately linked to the nature and weaving of the national soul through our physical body; but within, something is already asserting itself that will be quite different for the next incarnation. Now, of all the many things man is hostile towards, he is often most hostile towards his own innermost being. He fights against that the most. He does not know that it is his innermost being. Take an Englishman, who is predestined by the innermost part of his soul to be a German in his next incarnation. There we see him today, fighting against his own inner being. He fights against the next German incarnation. This comes to expression today in the fact that he rails shamefully against everything German. Because he sees the goal in the German body, he rages against what, in the spiritual world, is his innermost being. It is basically a conflict of the soul with itself, and only externally, in the Maja, is it the case that over there, beyond the Channel, people here in Central Europe are being ranted against. Basically, what is being ranted about refers to one's own soul. This shows the deep tragedy that must overcome people in their whole being and in their innermost impulses when, where the matter becomes bitterly serious, they compare the outer Maja with what is within. And so we can see the souls of nations as real living entities that permeate and pervade the individual closed individuals. And what the individual experiences, he experiences in connection with his national soul. On the physical plane, in the outer life, people face each other today. One nation blames the other for the war and believes it is saying something special. But what about this blaming of guilt? The karma of each nation and the karma of the nation in question are, of course, connected with what the soul of the nation is experiencing in the people and directing into the individual etheric bodies and thus also into the astral bodies. Thus the individual nations live side by side and with one another in relationships that are an expression of the relationship between their national soul and the karma of the national soul. And when one nation experiences this or that through another, when this or that happens to one nation through another, it does not happen without it being connected with the innermost karma. Insofar as the national soul is a closed entity, there is also a national karma. And while in the outer exoteric one believes that one nation does this or that to another, it is the case that each nation experiences its own individual national karma in what it experiences. When one of them inflicts a defeat on the other, something takes place in the defeated nation that it has inflicted on itself through its own karma. And when one speaks in the very rough manner, as is outwardly justified, of the right of one and the other, it is really no different than when an old man sees a small child beside him, fresh and growing into youthful vigor, and he says, “Why am I getting older, why does decay show itself more and more to me? I see: the child takes away my strength; as it grows older, the child takes away my strength. While he is losing his strength in a perfectly natural way, he can succumb to the delusion – he will not do it, but I have heard of such things – that the child is taking his strength from him. You can see right away that this is nonsense, because the causal connection lies in every single being. But it is the same with the karma of nations. Nations live side by side, and when one conquers the other, the victory is due to its karma; even if with the same victory the other nation must succumb, the defeat is caused by the karma of the other nation. Thus spiritual science really does bring peace to the soul, even if on the other hand it also realizes that the forces acting against each other must indeed act against each other. It is precisely through such things that one would like to point out today that spiritual science does not want to be just a game with sensational concepts, but that spiritual science, when viewed in its bitter seriousness, really shakes and shakes our soul and makes a different being out of man when he takes it seriously. We must only take a good look at this, really take a good look at how superficially it is sometimes taken as a mere intellectual game, and how it should actually be taken as something that can truly make a completely different being out of a person. And much will come of engaging in such things, much of understanding the connections will come about. When two people have different views about something that is happening in front of them, one of them will usually be wrong. It will be easy to prove that one of them is wrong. But the individual life of a human being is different from the life of nations. We must not identify the life of nations with that of individual human beings, nor must we believe that the deeds of nations can be subject to the same impulses of judgment as the lives of individual human beings. Otherwise, one judges in a way that one would never judge if one had a blue horizon about the relations between nations, as is the case, for example, when one says that one must declare war on Germany because it has violated Belgium's neutrality – as has been said – one must declare war on moral grounds. In politics, it is simply nonsensical to apply the same categories that are rightly applied in judging individuals. Because it is quite natural that Germany's interest requires it to advance on Belgium, and England's interest requires it to prevent that. At the moment you sincerely admit that the interest is there and there, you have something that indicates that there are contrasting interests. When two people claim something contrary, it will be necessary to prove that one of them is wrong. When two nations have to do something contrary, then they must do it. And to believe that the judgment of one side can sweep away that of the other is just as foolish as if someone were to say: You drew me a tree that has a branch here, one there, one there; that is quite wrong, the tree looks like that. And now he draws it so that the branch is here and the other one is there and so on. One person has drawn it from one side and the other from the other. Of course, you can put that together. But what is happening in world history cannot be balanced out by mere observation. When the souls of nations, with their different mindsets, have to do things through their people, it is impossible to somehow decide by judgments like: one is right and the other is wrong. There are contrasting interests that must necessarily be discharged in phenomena such as today's. You cannot refute what is said on one side or the other. Just as one must not believe that the karma of one does not stand independently beside that of the other, so one must not believe that one can refute the judgment of the other with the judgment of the one. For the one nation may have interests which it would be a breach of duty for the statesman of the other nation to oppose, while it is the duty of the statesman of the first nation to stand up for these interests. Judgments of people, judgments in the consciousness that we have on the physical plane within our physical bodies, only come into consideration in the field of the mind and balance each other dialectically, with one knocking the other out of the field. The consciousnesses of the folk-souls judge differently. They also have judgments that differ from each other, but these judgments are not merely judgments of the mind, they are facts. When one judgment defeats the other in the human sphere, then it does not hurt, then one kills, but one does not see it as a death. But it is different when what prevails in the consciousness of the souls of nations, and what is not just an abstract judgment, but what works as facts, when that collides. Then one must recognize the necessity, the iron necessity, that it has come to this. And then one must have the possibility of adopting, so to speak, a form of judgment in one's mind, a form of spirit that does not agree with the form of spirit that one encounters in everyday life. One must think, as it were, with the folk souls, not with the individual human souls. If one thinks with the individual human souls, then it is quite natural that one tries not to make a judgment that contradicts that of the other, because then one would not be able to live socially in the human world. If you have to think and feel with the soul of the people, then there will come times when it is impossible to relate to it in any other way than by identifying with it and considering its content to be justified, without stepping out of this people's soul, without comparing what it has to do with what the others have to do. Because that is the business of the others, it cannot be brought together in a common consciousness, it goes from consciousness to consciousness. From this point of view, you will understand that one can ask: What does the German people have to say about its mission, considering that it considers itself to be the descendant of Fichte, Schiller and the other greats? It has to say that what it is undertaking today is the outward expression of its spiritual mission and that it cannot fail to fulfill it. Those who are part of the people must feel with all their being that it must happen. And there is no possibility that anyone, when one sharply defines what must happen for the German people, could call this an attack. The attack, the assault on the other people only begins when one starts to curse about the other people. These are things that must be understood very deeply today: to stand up positively for the essence of a people basically means no more than what can be compared to the fact that one can only take care of one's own body, that it is in order, and not in the same way for another body. Please note that this is a decisive factor for the judgment that we can gain from the sources of spiritual research. And when we look into the weaving and nature of the folk souls and what is behind them, behind what is happening on the outside, I would like to say that for the spiritual researcher, especially today, the matter is becoming very, very serious, extraordinarily serious. But this seriousness is also fitting for our time, and it is as if the fact that we have seen the greatest military conflicts were connected with the great demand of the time to found a culture that takes into account what lies behind the veil of sense perception. And those who have the right sense will judge precisely what is taking place in the outer world today, who see in the outer events something like signs, like mighty world symbols for the dawning of something completely new in the evolution of mankind. I said: Not only does the intellect and its prejudices rebel in man against what spiritual science has to say about the supersensible entity behind the external things, but the mind, the impulses of the will, rebel. They do not want it because the soul must change its way of thinking and feel and perceive differently about many things. — That I said. Yes, that is also a truth. You see, we not only sleep at night, we also sleep during the day, only that at night our attraction to the physical body is so strong that it permeates our astral body and our ego like a fog and dulls our consciousness. When we now descend with the same astral body and the same ego into our physical body to satisfy our desires, then what we develop as consciousness is permeated by the influences of the national soul and there again consciousness is interspersed, so that down there, despite our belief that we are quite awake, there is always something asleep in us. Basically, something is always asleep in us, and that in itself is a sleep within us, just as the folk soul works within us, because it does not happen with the same consciousness with which we make our day-waking judgments. And to this, to the sleep of the day, which is only covered by ordinary consciousness, to this also belongs the working over of the folk souls of the other nations. They also have an effect in a certain way on the sleeping human mind and produce different phenomena than during sleep, but they do produce phenomena on the physical plane. For example, while the German people had an evolutionary theory through Goethe that came from the very depths of the German being itself, they left it unnoticed and accepted Darwinism. Just as the Italian people have to develop the sentient soul, the French the intellectual soul, and the English the consciousness soul, so the German has to develop the I, and much about the nature of the German people becomes understandable when one feels and realizes how everything that is German culture wells up from the I. This connection between the ego and the most sacred spiritual goods is a characteristic of the Central European people. It is particularly evident in one phenomenon. If we take the occult truths themselves and look towards the West: external culture has little connection with what appears as mysticism, as occultism. There are actually always two parallel currents. It is not easy to find anything in an ordinary bookshop in Paris that is connected with occultism; you have to go to other places that present it. Now we see how it is in the German to bring everything out of the ego, how the German has Jakob Böhme, how German cultural development is unthinkable without this occult influence. Think of Goethe and Lessing. There are not two currents flowing side by side, but there is one stream, there is real life interwoven and permeated with the spiritual, and one cannot approach this with a materialistic view, as is propagated by the “Star of the East”, that Christ is still incarnating in a physical human being. Hence the necessity arose, as did the antagonism between Germany and England, which could not be allowed to wait until war brought it about: to clearly separate what German occultism is from what English occultism is. And perhaps one or other of them will now reflect on why this split has become necessary. But I only wanted to give a hint. Because some people may see a kind of archetype in the compilation of facts, the justification of facts, when they look at the letters from Grey and Annie Besant today: the way of proving, of putting things together, is very similar in both. But I only wanted to point out how what emerges from the German people is connected to the innermost soul. When the German is awake, he adheres, for example, to the profound theory of development of Goethe, who presented the sequence of organisms but took the impulse for the arrangement from the deepest interior of the I. I say this as a fact, without sympathy or antipathy. Half a century later, Darwin reproduced it from the consciousness soul, but with a materialistic slant. The world understood it more easily, and the German world also preferred to accept the theory of evolution in a Darwinian rather than a Goethean form. Goethe even founded a color theory out of the depths of the German being; the physicists still regard it as nonsense today, because the outer world has adopted Newton's color theory. When will the Darwinian and Newtonian theory be taken instead of Goethe's theory of development and color? Then, when within the German people, people are asleep and the other soul of the people can have an effect. There we have this sleeping in the midst of waking. And when the people are shaken up, they still fail to recognize the matter, then they realize: something is not right —, then they go and take their box in which they have the medals received from England. They send them back and just forget to send back the English coloring of the theory of evolution or the Newtonian coloring of the theory of colors. In particular, one could prescribe the example of a certain coloration of Haeckelianism as a good recipe. One experiences many things there. For example, one could still experience it in these days; one could hear that in a special scientific society in German cities a lecture was given about what has been disturbed in the international nature of the peoples by this war, and how attention was drawn to something that is true if you apply larger scales, but not if you apply those that this gentleman with his ordinary professorial mind applies. If you start from these standards, it sounds very strange when this gentleman says: Internationalism must reappear as soon as the war is over, because otherwise the German would lose a lot, and it would in turn, a special metaphysics would awaken that the German had previously unfolded, while he is glad that this German spirit, with its inclination towards the supernatural, has been flooded by the nations, who have little inclination towards the supernatural. — One could experience this in these days in a special economic lecture: the fear of the awakening of the German essence. Much could be said, but I wanted to express just a few thoughts about what can be gained by taking seriously, bitterly but blissfully, an external view of life, which flows like a magic breath through us when we take spiritual science in its full depth. To consider, feel and sense this is our task in our time, and with such feelings we may survey this time and feel united with those who are standing outside and who have to stand up for what karma demands with their blood and their souls. Thus we summarize what our knowledge and our task should be and what should inspire confidence in the words:
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