314. Fundamentals of Anthroposophic Medicine: Lecture I
26 Oct 1922, Stuttgart Translated by Alice Wuslin Rudolf Steiner |
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In Imaginative cognition, I receive pictures of reality, knowing very well that they are pictures, but also that they are pictures of reality and not merely dream-pictures. In Imaginative cognition I do not have reality yet, but I have pictures of a reality. At the stage of knowing by Inspiration, these pictures acquire a certain consistency, a viscosity, something lives within them; I know more through the pictures than the pictures alone yielded me. |
314. Fundamentals of Anthroposophic Medicine: Lecture I
26 Oct 1922, Stuttgart Translated by Alice Wuslin Rudolf Steiner |
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I must ask my audience to be considerate with me today, because I have just arrived after a very tiring journey and probably will not feel able to speak to you adequately until tomorrow. I want this first lecture to be a kind of introduction to the series I am to deliver here. I had not really intended to speak during this medical conference, because I think the stimulus given by anthroposophical research to medicine and to natural scientific thinking ought to be worked out by those who are specialists in the various domains. Indeed, all that comes from anthroposophical investigation regarding medicine and, for instance, physiology, can be no more than a stimulus that must then be worked out empirically. Only on the basis of this empirical study can there arise valid and convincing judgments of the matters in question—and this is the kind of judgment that is needed in the domain of therapy. These lectures, however, are given at the special request of our doctors here, and I shall try to deal with those points where anthroposophy can illuminate the realm of medicine. I shall endeavor to show, first of all, that an understanding of the human being in both health and disease can be enriched and deepened through the anthroposophical view. By way of introduction perhaps you will permit me to speak of the sense in which the anthroposophical approach should be understood today, in our own age. People so readily confuse what is here called anthroposophy with older traditional ideas about humanity. I have no wish to waste words about the value of these old conceptions or to criticize them in any way, but it must be emphasized that the conceptions I am putting forward are founded on a very different basis from that of the various mystical, theosophical, and gnostic ideas that have arisen traditionally in the course of human history. In order to make myself clear, I need mention only the main points of difference between the conceptions that will be presented here and those of earlier times. Those earlier conceptions arose in human thought at a time when there was no natural science in our sense; mine have been developed in an age when natural science has not only come into being but has reached a certain—albeit provisional—perfection. This must always be remembered if we wish to understand the meaning and significance of our studies, for it applies to everything that may be said and discovered by anthroposophy about the most varied branches of human knowledge and ability. You all know—and I don't need to enlarge upon it for you—that in those earlier times man had a non-scientific (in our sense) conception of the super-sensible world. Medicine, too, was permeated with super-sensible conceptions, with conceptions of the human being that did not originate, as is the case today, from empirical research. We need go back only to the age shortly before that of Galen, and if we are open-minded enough we shall find everywhere spiritual conceptions of the being of man on which medical thought, too, was based. Permeating these conceptions of the form of the human being, the form of his organs and of human functions, were thoughts about the super-sensible. According to our modern empirical way of thinking, there are no grounds for connecting anything super-sensible with the nature and constitution of the human being, but in those older conceptions the super-sensible was as much a part of human nature as colors, forms, and inorganic forces now seem to us bound up with the objects in the outer world. Only a person with preconceptions will speak of those earlier ages in the development of medicine as if its ideas were merely childish, compared with those that have evolved today. Nothing could be more inadequate than what history tells us in this connection, and anyone who has the slightest understanding of the historical evolution of humanity, who does not take the point of view that perfection has been reached and that everything earlier is mere foolishness, will realize that even now we have arrived only at relative perfection and that there is no need to look back with a supercilious eye upon what went before. Indeed, this is obvious when we consider the results that were achieved. On the other hand, an individual concerned with any branch of knowledge today must never overlook all that natural science has accomplished for humanity in this age. And when—to use the Goethean expression—a spiritual way of considering the human being in sickness and health wishes to become active today, it must work with and not against natural scientific research. After what I have said I hope you will not accuse me of wishing to cast aspersions on the concepts of natural science. Indeed, I must emphasize at the beginning that such a thing is out of the question and for a very fundamental reason. When we consider the medical views that were held in an earlier period of civilization, we find that although they were by no means as foolish as many people believe nowadays, they did lack what we have gained through natural science, for the simple reason that man's faculty of cognition was not then adapted to see objects as we see them today by means of our senses and the products of empirical thought. The doctor (or I might just as well say the physiologist or biologist of ancient times) saw in an entirely different way from the way modern man sees. In the times that really come to an end with Galen, medical consciousness had quite another orientation. What Galen saw in his four elements of the human organism, in the black and yellow gall, in the phlegm and in the blood, was utterly different from what the human being sees today. If we understand Galen's words—as a rule, of course words handed down from ancient times are not understood—then what he describes appears nebulous today. He saw as a reality what to us appears nebulous; in what he called phlegm he did not see the substance we call phlegm. To him phlegm was not only a fluidity permeated with life but a fluidity permeated with soul. He saw this. He saw this as clearly as we see something as red or blue. But precisely because he was able to see something outside the range of modern scientific consciousness, Galen was not able to see many things that are brought to light today by our scientific consciousness. Suppose, for example, that a man with slightly abnormal vision looks through glasses, and by this means the contours of objects become sharper than they would otherwise appear to him. In the same way, as the result of modern empiricism all that was once seen hazily, but nonetheless permeated by spirit and soul, has disappeared and been replaced by the sharp contours of our modern empirical observation. The sharp contours were not there in ancient times. Healings were performed out of a kind of instinct that was bound up with an intense development of human compassion. A sort of participation in the patient's disease, which could even be painful, arose in the doctor of ancient times, and on the basis of this he set about his cure. The sharp boundaries that we perceive today through our empiricism based in the senses were not seen at all. Because the advance to this sense-oriented empiricism is rooted in the evolution of man, we cannot merely brush it aside and return to the old. Only if we develop certain atavistic faculties will we perceive nature as the ancients perceived her, in all domains of knowledge, including that of medicine. In our modern civilization, when we grow up equipped with the kind of training given in our lower schools—not to speak of higher education—it is simply impossible to see things as the ancients saw them; moreover, if a person did see things in this way he would be regarded as being if not gravely, at any rate mildly psychopathic, not quite “normal.” Indeed, this would not be altogether unjust, for there is something psychopathic today in all instinctive “clairvoyance,” as it is called. We must be quite clear about this. What we are able to do, however, is to work our way up to a perception of the spiritual by developing inner faculties otherwise latent in the soul, just as in the course of evolution the eye has evolved itself from indefinite vision to sharply contoured vision. Today, then, it is possible to develop faculties of spiritual perception. I have described this development in my book, Knowledge of the Higher Worlds and How to Attain It, and in my other writings. When an individual has developed these faculties, he sees, to begin with, a world not previously visible to him, a world encompassing a kind of spiritual cosmos beyond the cosmos revealed to sense perception today, including the discoveries and calculations of astronomy. To the sense-perceptible cosmos that is permeated by natural law, a spiritual cosmos is added. And when we seek to discover what exists in this spiritual cosmos, we also find the human being. We take hold of a spiritual universe, a universe permeated with soul and spirit, and we see the human being as a member of this universe. If we pursue ordinary natural science, we begin either with the simplest living being or with the simplest form of life—the cell—and then trace the simple on into the more complex, ascending thus from what most resembles purely physically organized substance to the highly intricate human organism. If we are seriously pursuing spiritual science, we begin at the other end. We descend from a comprehension of the spiritual in the universe, regarding this as complex, and we look at the cell as the simplest thing in the organism. Viewed in the light of spiritual science, the universe is the summit of complexity, and just as we gradually elaborate the elements of our own cognition in order, let us say, to pass from the cell to the human being, so we progressively simplify what the cosmos reveals and then come to the human being. We follow an opposite path—that is to say, we begin at exactly the opposite starting point—but when we pursue spiritual science today in this way, we are not at first led all the way into the regions encompassed by modern material empiricism. I wish to stress this point strongly and hope that there will be no misunderstanding particularly regarding these fundamentals. This is why I must ask you today to forgive these somewhat pedantically formed concepts. It is quite conceivable that someone might think it useless to adopt the methods of empirical thought in physiology or biology. “What need is there for any specialized branch of science?” he might ask. “One develops spiritual capacities, looks into the spiritual world, arrives at a view of man, of the being of man in health and disease, and then it is possible to found a kind of spiritualized medicine.” This is just the kind of thing many people do, but it leads nowhere. They abuse empirical medicine, but they are abusing something they do not understand in the least. We should not even consider writing off ordinary sense-oriented empirical science as worthless and taking refuge in a spiritualized science brought down from the clouds. That is quite the wrong attitude to adopt. Spiritual scientific investigation does not lead to the same things that are examined under the microscope. If anyone tries to pretend that with the methods of spiritual science he has found exactly the same things he finds under a microscope, he may safely be summed up as a charlatan. The results of modern empirical investigation are there and must be reckoned with. Those who seriously pursue science also in the sense of spiritual scientific anthroposophy do not simply depart from sense-oriented empiricism; it is necessary to take such empiricism into account. One who might be called an expert in an anthroposophical spiritual science must first concern himself with the phenomena of the world in the sense of ordinary empiricism. From spiritual science we discover at first certain guidelines for empirical research, certain ruling principles, showing us, for instance, that what exists at a particular place in the organism must be studied also in reference to its position. Many people will say, “Yes, but a cell is a cell, and purely empirical observation must determine the distinguishing feature of this cell—whether it is a liver cell or a brain cell and so on.” This is not the case. Suppose, for example, I walk past a bank at nine o'clock in the morning and see two men sitting there side by side. I look at them and form certain judgments about various things in relation to them. At three o'clock in the afternoon it happens that I again walk past the bank. There are the two men, sitting just as before. The empirical state of affairs is exactly the same in both cases, allowing for very slight differences. But now, think of it: one of the men may have remained sitting there for the whole six hours. The other may have been sent out on quite a journey right after I first passed the bank and may have just returned. This essentially alters the picture and has nothing to do with what I actually perceive with my senses. As far as my senses are concerned, the same state of affairs presents itself at nine o'clock in the morning and three o'clock in the afternoon, but the state of affairs determined by sense observation must be judged in accordance with its constituents. In this sense our conception of a liver cell must differ essentially from our conception of a cell in the brain or the blood. Only if it were correct to say, for the sake of example, that the basis of everything is a primeval germ cell that has been fertilized and that the whole organism can be explained by a process of simple division and differentiation of this primeval germ cell—only then could we proceed to treat a liver cell exactly the same as a brain cell in accordance with the purely empirical facts. Yes, but now suppose that this is by no means correct, that by virtue of its very position in the organism the relation of a liver cell to forces outside man, outside the bounds of the skin, is not at all the same as the relation of a brain cell to these forces. In that case it will not be correct to look on what is happening merely as a continuation of the process of division and subsequent location in the body. We must rather assume that the relation of the brain cell to the universe outside is quite different from that of the liver cell. Suppose someone looks at the needle of a compass, finds it pointing from South to North, from North to South, and then decides that the forces that set the needle in the North-South direction lie in the needle itself. He would certainly not be considered a physicist today. A physicist brings the needle of the compass into connection with what is called earthly magnetism. No matter what theories people evolve, it is simply impossible to attribute the direction of the needle to forces lying within the needle itself. It must be brought into relation with the universe. In studying organic life today, the relationship of the organic to the universe is usually regarded as quite secondary. But suppose it were indeed true that merely on account of their different positions the liver and the brain are actually related quite differently to universal forces outside the human being. In that case we could never arrive at an explanation of the human being by way of pure empiricism. An explanation is possible only if we are able to say what part the whole universe plays in molding the brain and the liver, in the same sense as the earth plays its part in the direction taken by the needle in the compass. Suppose we are tracing back the stream of heredity. We begin with the ancestors, pass on to the present generation, and then to the offspring, both in the case of animals and of human beings. We take into account what we find—as naturally we must—but we reckon merely with processes observed to lie immediately within the human being. It hardly ever occurs to us to ask whether under certain conditions in the human organism it is possible for universal forces to work in the most varied ways upon the fertilized germ. Nor do we ask: Is it perhaps impossible to explain the formation of the fertilized germ cell if we remain within the confines of the human being himself? Must we not relate this germ cell to the whole universe? In orthodox science today, the forces that work in from the universe are considered secondary. To a certain limited extent they are taken into consideration, but they are always secondary. And now you may say: “Yes, but modern science leads us to a point where such questions no longer arise. It is antiquated to relate the human organs to the universe!” In the way in which this is often done, it is antiquated, but the fact that generally such questions do not arise today is due entirely to our scientific education. Our education in science confines us to this purely sense-oriented empirical mode of research, and we never come to the point of raising questions such as I have posed hypothetically by way of introduction. But the extent to which man is able to advance in knowledge and action in every sphere of life depends upon raising questions. Where questions never arise, a person is living in a kind of scientific fog. Such an individual is himself dimming his free outlook upon reality, and it is only when things no longer fit into his scheme of thought that he begins to realize the limitations of his conceptions. I believe that in the domain of modern medicine there may be a feeling that the processes taking place in the human being are not wholly reconcilable with the simple, straightforward theories upon which most cures are based. There is a certain feeling that it must be possible to approach the whole subject from another angle. And I think that what I will have to say in this connection will mean something especially to those who are specialists in their particular branches of science, who have practical experience of the processes of health and disease and have realized that current conceptions and theories are everywhere too limited to grapple with the complexity of the facts. Let us be quite honest with ourselves in this regard. During the entire nineteenth century a kind of axiom was put forward by nearly every branch of scientific and practical thought. With a persistence that was enough to drive one to despair, it was constantly being said, “Explanations must be as simple as possible.” And that is just what people tried to do. But if facts and processes are complicated, it is prejudging the issue to say that the explanations must be simple. We must accustom ourselves to deal with complexities. Unspeakable harm has been done in the realms of science and art by the insistent demand for simplification. In all her manifestations, small and great, nature is not simple but highly complicated. We can really grapple with nature itself only if we realize from the outset that the most seemingly comprehensive ideas are related to reality in the same way that photographs of a tree, taken from one side only, are related to the tree. I can photograph the tree from every side, and the photographs may be very different under different circumstances. The more photographs I have, the more nearly will my mental image approach the reality of the tree. The prevalent opinion today is this: such and such a theory is correct. Therefore some other theory—one with which we do not happen to agree—must be wrong. But that is just as if a person were to photograph a tree from one side only. He has his particular photograph. Someone else takes a photograph from another side and says to the first person, “Your photograph is absolutely false; mine, and mine alone, represents the truth.” He claims his particular view to be the correct one. All controversies about materialism, idealism, realism, and the like have really taken this form. The squabbles in such realms are by no means different from the seemingly trivial example I have given as a comparison. At the very outset of our studies I ask you not to take what I have to say as if it were meant to tend in the direction of materialism, idealism, or spiritualism, but merely as an attempt to go straight for reality to the extent to which the capacity of human thought permits. If we wish to master what is real, we can occasionally achieve tremendous results with materialistic conceptions if we are then able to introduce the opposite aspect into our considerations. If it is impossible to keep the various aspects separate, our ideas will appear as if we took many different photographs all on the same piece of film. Indeed, many things are like this today. It is as if photographs from many different aspects had been taken on the same piece of film. Now when the forces lying latent in the soul of man are realized by the methods outlined in my book, Knowledge of the Higher Worlds and How to Attain It, we rise above the ordinary standpoint of knowledge—to which the latest phase in biology pays special attention—and reach what I have described as Imaginative cognition or knowing. A still wider standpoint is that of Inspired knowing, and the highest, if I may use this expression, is that of the Intuitive, of real Intuitive knowing. In Imaginative cognition, I receive pictures of reality, knowing very well that they are pictures, but also that they are pictures of reality and not merely dream-pictures. In Imaginative cognition I do not have reality yet, but I have pictures of a reality. At the stage of knowing by Inspiration, these pictures acquire a certain consistency, a viscosity, something lives within them; I know more through the pictures than the pictures alone yielded me. I know by means of the pictures that they are related to a spiritual reality. And in the acts of Intuitive knowing I stand within this spiritual reality itself. This is the ascent through the three stages described in Knowledge of the Higher Worlds and How to Attain It. Now these three modes of higher knowledge give us, to begin with, knowledge of spiritual worlds, a knowledge that goes beyond ordinary, sense-oriented factual knowledge. They give knowledge of a spiritual universe and of man as a soul-spiritual being; they do not, in the early stages, reveal to us today's findings of empirical research in the realm of, say, biology. When Imagination, Inspiration, or Intuition is used to gain understanding of the being of man, a different approach is applied. Take, for instance, the structure of the human brain. Perhaps it does not strike physiologists and doctors as very extraordinary, but to those who call themselves psychologists it is remarkable. Psychologists are a strange phenomenon in our civilization because they have managed to develop a science without subject matter—a psychology without a soul! For the psychologist this structure of the brain is very remarkable. Think for a moment of a psychologist who takes his start purely from empirical science. In recent times it has been impossible to distinguish whether a philosopher knows something or not. Natural scientists, however, are always supposed to know something, and so in modern times certain scientists who dabble in philosophy have been given Chairs of Philosophy. Current opinion has been this: natural scientists must have some knowledge, because although it is quite possible in philosophy to talk around and around a subject, it is not possible in natural science to spout hot air about something that has been observed under a microscope, through a telescope, or by means of x-rays. All these things can be tested and proven, but in philosophy it is not so easy to prove whether or not a man is speaking out of the clouds. Think of how Theodor Ziehen speaks about the structure of the brain. In this connection I once had a very interesting experience, and perhaps I can make the point more concrete by telling you an anecdote. Many years ago I attended a meeting where an eminent doctor was lecturing about the life of soul in connection with the brain and its structure. The chairman of the meeting was a follower of Herbart, and he, therefore, was not concerned with analyzing the structure of the brain but the conceptual life, as Herbart, the philosopher, had once done. The chairman then said, “Here we have something very remarkable. The physiologist or the doctor makes diagrams and figures of the structure of the brain. If I, as a Herbartian, make drawings of the complicated association of ideas—I mean a picture of the ideas that associate and not of the nerve fibers connecting one nerve cell with another—if I, as a genuine Herbartian who does not concern himself with the brain as a structure, make symbolic diagrams of what I conceive to be the process underlying the linking together of ideas, my drawings look exactly the same as the physiologist's sketches of the physical structure of the brain.” This comparison is not unjustified. Natural science has taught us more and more about the structure of the brain. It has been proven in ever greater measure that the outer structure of the brain does, indeed, correspond in a marvelous way with the organization of our conceptual life. Everything in the conceptual life can be found again in the structure of the brain. It is as if nature herself—please take this with a grain of salt—had intended to create in the brain a sculptural image of man's conceptual life. Something of the kind strikes us forcibly when we read statements like those of Meynert (which nowadays are already considered rather out of date). Meynert was a materialist but an excellent neurophysiologist and psychiatrist. As a materialist, he offers us a wonderful contribution to what is discovered when the actual human brain is left out of account and we deal only with the way in which mental images unite, separate, etc., and then sketch these symbols. In short, if anything could make a person a materialist it is the structure of the human brain. In any event it must be conceded that if the spirit and soul do indeed exist, they have an expression so perfect in the human brain that one is almost tempted to ask why the spirit and soul in themselves are necessary for the conceptual life, even if people do still long for a soul that can at least think. The brain is such a true mirror-image of the soul-spiritual—why should the brain itself not be able to think? All these things must of course be taken with the well-known grain of salt. Today I only wish to indicate the tenor of our studies as a whole. The human brain, especially when we undertake detailed research, is well calculated to make us materialists. The mystery that really underlies all this clears up only when we reach the stage of Imaginative knowledge, where pictures arise, pictures of the real spiritual world not previously visible. These pictures actually remind us of the configurations in the human brain formed by the nerve fibers and nerve cells. What, then, is this Imaginative cognition, which naturally functions entirely in the super-sensible world? If I attempted to give you a symbolic representation of what Imaginative knowledge is, in the way that a mathematician uses figures to illustrate a mathematical problem, I would say the following: imagine that a person living in the world knows more than sense-cognition can tell him because he can rise to pictures that yield a reality, just as the human brain yields the reality of the human soul. In the brain, nature itself has given us as a real Imagination, an Imagination perceptible to the senses, something that is attained in Imaginative knowledge at a higher level. This, you see, leads us more deeply into the constitution of the human being. As we shall see in the next few days, this marvelous structure of the human brain is not an isolated formation. Through Imagination we behold a world, a super-sensible world, and it is as though a part of this world had become real in a lower world; in the human brain we behold a world of Imagination in concrete fact. I do not believe that anyone can speak adequately about the human brain unless he sees in its structure an Imaginative replica of the life of soul. It is just this that leads us into a dilemma when we take our start from ordinary neurophysiology and try to pass to an understanding of the life of soul. If we confine ourselves to the brain itself, a life of soul over and above this does not seem necessary. The only individuals with a right to speak of a life of soul over and above the structure of the human brain are those who have knowledge of it other than what is acquired by customary methods in this world. For when we come to know this life of soul in the spiritual world, we realize that it has its complete reflection in the structure of the human brain, and that the brain, moreover, can do everything that the super-sensible organ of soul can do by way of conceptual activity. Down to its very function the brain is a mirror-image. With neurophysiology, therefore, no one can prove or disprove materialism. It simply cannot be done. If the human being were merely a being of brain, he would never need to say to himself, “Over and above this brain of mine, I possess a soul.” In contrast to this—and I shall now describe in an introductory way something that will be developed in the following lectures—let us turn to a different function of the human being, not the conceptual life but the process of breathing, considered functionally. Think of the breathing processes and what comes into human consciousness with regard to them; with these you will not come to something similar in the organism, as you did regarding the conceptual life. When you say to yourselves, “I have an idea that reminds me of another idea I had three years ago, and I link the one to the other,” you may well be able to make diagrams (especially if you take a series of ideas) that bear a great resemblance, for instance, to Meynert's sketches of the structure of the brain. Now this cannot be done when you try to find an expression in the human organism for what is contained in the breathing processes. You can find no adequate expression for the breathing processes in the structures and formations of the physical organs, as you were able to for the conceptual life in the brain. The breathing processes are something for which there is no adequate expression in the human organism, in the same sense as the structure of the brain is an adequate expression for the conceptual life, the perceptual life. In Imaginative knowledge pictures arise before us, but if we rise to knowledge by Inspiration, reality streams through the pictures from behind, as it were. If, then, we rise to Inspiration and gaze into the super-sensible world in such a way that the Imaginations teem with spiritual reality, we suddenly find ourselves standing in something super-sensible that has its complete analogy in the connection between the breathing processes, the structure of the lungs, the structure of the arachnoidal space, the central canal of the spinal cord, and the penetration of the impulse of the breath into the brain. In short, if you rise to Inspiration, you learn to understand the whole meaning of the breathing process, just as Imaginative knowledge leads to an understanding of the meaning of the structure of the brain. The brain is an: Imagination made concrete; everything connected with breathing is an Inspiration made real, an Inspiration brought down into the world of the senses. One who strives to reach the stage of Inspired knowledge is transplanted into a world of spirit and soul, but this world lies there tangibly before him when he observes the whole breathing process and its significance in the human organism. Imagination, then, is necessary for an understanding of the structure of the brain; Inspiration is necessary in order to understand the rhythm of breathing and everything connected with it. The relation of the breathing rhythm to the universe is quite different from that of the brain's structure. The outer, sculptural structure of the brain is so completely a mirror-image of the spiritual that it is possible to understand this structure without penetrating deeply into the super-sensible world. Indeed, we need only rise to Imagination, which borders quite closely on ordinary cognition. The breathing process cannot be understood by means of Imagination; here you must have Inspired knowledge, you must rise higher in the super-sensible world. To understand the metabolic process one must rise still higher in the super-sensible world. The metabolic process is really the most mysterious of all processes in the human being. The following lectures will show that we must think of this metabolic process quite differently from the way in which it is thought of today in empirical physiology. The changes undergone by the substances as they pass from the tongue to the point where they bring about something in the brain cells, for instance, cannot, unfortunately, be followed by means of merely empirical research but only by means of Intuitive knowledge. This Intuitive knowledge leads us beyond the mere perception of the object into the object itself. In the brain, the spirit and soul of man create for themselves a mere image of themselves but otherwise remain outside this image. Spirit and soul permeate the breathing rhythm but constantly withdraw again. In the metabolism, however, the human spirit and soul immerse themselves completely so that as spirit and soul they even disappear. They are not to be found—nor are they to be found by empirical research. And now think of Theodor Ziehen's subtle descriptions of the structure of the human brain. It is also possible, in fact, to make symbolic pictures of the memory in such a way that their physiological-anatomical counterparts in the brain can be pointed out. But when Ziehen comes to the sentient processes of feeling, there is already a hitch, and that is why he does not speak of feelings as independent entities but only of mental images colored with feeling. And modern physiologists no longer speak about the will at all. Why? Of course they say nothing! When I want to raise my arm—that is to say, to enact an act of will—I have, first of all, the mental image. Something then descends into the region that, according to current opinion, is wholly “unconscious.” Everything that cannot be actually observed in the life of soul, but is nonetheless believed to be there, is thrown into the reservoir of the “unconscious.” And then I observe how I move my hand. Between the intention and the accomplished fact lies the will, which plays right down into the material nature of the physical organism. This process can be followed in detail by Intuition; the will passes down into the innermost being of the organism. The act of will enters right into the metabolism. There is no act of will performed by physical, earthly man that cannot be traced by Intuitive knowledge to a corresponding metabolic process. Nor is there any process of will that does not find its expression in disintegration or dissolution—call it what you will—within the metabolic processes. The will first removes what exists somewhere in the organism in order that it may unfold its own activity. It is just as if I were to burn up something in my arm before being able to use this limb for the expression of my will. Something must first be done away with, as we shall see in the following lectures. I know that this would be considered a terrible heresy in natural science today, but nevertheless it will reveal itself to us as a truth. Something substantial must be destroyed before the will can come into play. Spirit and soul must establish themselves where substance existed. This is the essence of Intuitive knowledge, and you will never be able to explain the metabolic processes in the human being unless you investigate them by means of this knowledge. These three processes—the nerve-sense process, the rhythmic processes (processes of breathing and blood circulation), and the metabolic processes—encompass fundamentally every function in the human organism. Man is really objective knowledge, knowledge made real—regardless of whether we merely observe him from outside or dissect him. Take the human head. We understand what is going on in the head when we realize that it yields Imaginative knowledge; the processes in the rhythmic system become clear when we know that it yields knowledge by Inspiration; we understand the metabolic processes when we know what Intuitive knowledge is. Thus the principles of reality interpenetrate in the human being. Take, for example, the specific organs of the will—they can be understood only by Intuitive knowledge. As long as we apply a uniformly objective mode of cognition to the human being, we shall not realize that, in fact, he is not at all as he is usually assumed to be. Modern physiology knows, of course, that to a great extent the human being is a column of fluid. But now ask yourselves quite honestly whether physiology does in fact reckon with the human being as a column of fluid, or whether it does not proceed merely as if he were a being consisting of sharply contoured solid forms. You will probably have to admit that little account is given to the fact that he is essentially a fluid being and that the solids have merely been inserted into this fluid. But the human being is also an airy, gaseous being, and a being of warmth as well. The solid part of the human being can well be understood by means of ordinary objective knowledge. Just as in the laboratory I can become familiar with the nature of sulphide of mercury, so by chemical and physical investigation of the human organism I can acquaint myself with all that is solid. It is different with the fluids in the human being. The fluids live in a state of continual integration and disintegration and cannot be observed in the same way as the stomach or heart are observed and then drawn. If I make drawings of these organs as if they were solid objects, a great deal can be said about them, but it is not the same if we really take seriously this watery being of man. In the fluids something is always coming into being and disappearing again. It is as if we were to conceive of the heart as continually coming into being and disappearing, although the process there is not a very rapid one. The watery being of man must be approached with Imagination. We must also consider what is gaseous, what is aeriform in us. It is known, of course, how the functions that take place in the aeriform are greatly significant in the organism, it is known how to and from everywhere the aeriform substances in the human organism are in movement, how everything connected with the aeriform is in circulation. When one region of the aeriform interacts with another, however, it follows precisely the pattern of Inspiration. Only through Inspiration can the airy part of the human being be understood. And now let us pass to the warmth realm in the human being. Try to realize that the human being is something very special by virtue of the fact that he is a structure of warmth, that in the most varied parts of his structure warmth and cold are found present in the most manifold ways. Before we can realize how the human being lives with his ego in his own warmth, we must ourselves live into the process. There must be an act of Intuitive knowledge. Before you are able to know the whole human being, in his totality—not as if he were simply a mass of solid organs with sharp contours—you must penetrate into the human being from many different angles. Just as we are led from Imagination to Inspiration to Intuition as we pass from the brain to the other organic structures, so it is when we study the different aggregate states of matter within the human being. The solid part of the human being, his solid bodily nature, hardly differs at all within the human organism from the state in which substances exist outside the human organism. There is an essential difference, however, in the case of what is fluid and gaseous, and above all in the case of the warmth. This will have to be considered in the next lectures. But it is indeed a fact that only when our study of the human being widens in this way do we come to know the real significance for knowledge of the organs within human nature. Sense-oriented, empirical physiology hardly enables you to follow the functions of the human organism further than the point where the chyle passes from the intestines into the lymphatic vessels. What follows is merely a matter of conjecture. All ideas about the subsequent processes that take place with the substances we take in from the outside world, for instance the processes in the bloodstream, are really nothing but fantasy on the part of modern physiology. The part played in the organization by the kidneys, for example, can be understood only if we observe the catabolic processes side by side with the anabolic processes, which today are almost invariably regarded as the only processes of significance for the human constitution. A long time ago I said to a friend, “It is just as important to study those organs which are grouped around the germ of the human embryo, and which are later discarded, as to study the development of the human germ itself from conception to birth.” The picture is complete only when we observe the division of the cells and the structure arising from this division, and also trace the catabolic processes that take their course side by side with the anabolic processes. For we do not have this catabolic process around us only in the embryonic period; we bear it within us continually in later life. And we must know in the case of each single organ to what extent it contains anabolic and to what extent catabolic processes. The latter are, as a general rule, bound up with an increase of consciousness. Clear consciousness is dependent on catabolic processes, on the disintegration, the destruction, the removal of matter. The same must be said about the processes of elimination. The kidneys are organs of elimination. But now the question arises: although from the point of view of sense-oriented empiricism the kidneys are primarily organs of elimination, have they no other significance in the constitution of man beyond this? Do they not, perhaps, play a more important part in building up the human being by virtue of something other than their functions of elimination? If we then follow the functions still further, passing from the kidneys to the liver, for example, we find this interesting phenomenon: the kidneys ultimately excrete outward, the liver inward. And the question arises: How is the relation of the kidney process to the liver process affected by the fact that the kidneys send their products of elimination outward and the liver inward? Is the human being at one time communing with the outer world, as it were, and at another time with himself? Thus we are led to a gradual penetration of the human organization, but to assist us in this penetration we need to consider matters that are approached in the ways of which I have given only hints today. I will proceed from this point in the next lecture, showing how these things lead to a real understanding of pathology and therapy, and to what extent they may become guiding principles in the empirical research acknowledged today. This does not imply an attack on such research. The only object is to show that guiding principles are necessary for it to attain its true value. I am not out to attack natural scientific research or scientific medicine in any sense. My aim is simply to show that in this natural scientific medicine there is a mine of opportunity for a much wider knowledge than can be attained by modern methods and above all by the current outlook of the world. We have no wish to scoff at the natural scientific mode of observation but on the contrary to give it a true foundation. When it is founded upon the spirit, then, and only then, will it assume its full significance. Tomorrow I will speak further on this subject. |
332a. The Social Future: Legal Questions. The Task and the Limitations of Democracy. Public Law. Criminal Law.
26 Oct 1919, Zürich Translated by Harry Collison Rudolf Steiner |
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This is the truth which we must oppose to error and dogma; and those who look to the economic life for the means of restoring health to the social organism must look instead to the spirit and to justice. There must be no vague dreams of justice growing out of the economic system; we must cultivate right thought in accordance with realities, and we must do so because justice and the consciousness of justice have retreated in later times before the advancing economic flood. |
332a. The Social Future: Legal Questions. The Task and the Limitations of Democracy. Public Law. Criminal Law.
26 Oct 1919, Zürich Translated by Harry Collison Rudolf Steiner |
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The acquisition of right views on social life depends to a large extent on a clear understanding of the relations existing between human beings who, in their life together, organize the social conditions and the institutions under which they live. An unprejudiced onlooker will discover that all the institutions in social life originate in the first place from measures dictated by the will of man. And he who has won his way to this view will come to the conclusion that the factor of decisive importance in social life is the conduct of human beings towards each other, the employment of their forces, their capacities and their feelings towards others in a social or unsocial manner. People imbued with social sentiments and views will mold their institutions so as to make them work socially. And it is true to a very great extent that the ability or inability of any individual to provide himself with the necessities of life out of his income will depend on the manner in which his fellow-creatures furnish him with the means of a livelihood, upon whether they work for him in such a way that he can support himself out of his own means. To put this in the most practical form: the ability of man to procure enough bread for his wants will depend upon the fact that society has taken the needful steps to enable everyone who works, or who performs a service, to have a corresponding quantity of bread in return for his work. The opportunity of really turning his work to account, of bringing it to that point at which he can earn what he needs for his existence, is again determined by the presence of social institutions in his environment, by the aid of which he can find his proper place. Now it really requires only a small amount of unprejudiced insight into social life in order to recognize what has just been said as an axiom, a fundamental principle of the social question. And whoever does not recognize it will hardly acknowledge the truth of the principle, because he has no inclination to look at life with an unprejudiced mind in order to convince himself, as he might from every occurrence in life, that it is so. It is true that this way of viewing life is particularly unpleasant for the average man. For it is a matter of great importance to him that he should be left undisturbed. He is very willing to hear of institutions being improved and transformed into something better, but he regards it as an infringement of his dignity as a man if it is found necessary to tell him that he ought to change his own outlook on life and his own manner of living. He gladly agrees that institutions should be modeled on social lines. He is not at all pleased, however, with the proposal that he should model his own conduct on these lines. Hence, something most remarkable has entered into the modern history of evolution. In the course of the last few centuries, as I have already shown in the first lecture, economic life has developed far beyond all the conceptions which have been formed of it, especially in the spheres of law and of cultural life. I pointed out in the first lecture that the social criticism of Woodrow Wilson himself amounted to nothing more or less than the statement that the economic system has laid down the law: ‘Economic life has made its demands; it has been advancing, and has assumed certain distinct forms. The legal system and cultural life, through which we seek to govern the economic system, have remained stationary at their old points of view. They have not kept pace.’ In these sentiments Woodrow Wilson has undoubtedly expressed a deeply significant fact of modern evolution. With the rise of the complicated conditions of technical industry and of the equally complicated capitalist conditions entailed by the former, with the era of big industrial enterprises, economic life has simultaneously put forward its demands. The facts of economic life have gradually eluded us. They go their own way more or less. We have not found the force within ourselves to govern economic life by our thoughts and ideas. Modern thought regarding the demands of economic life, the consideration of economic matters, as these come under direct observation, have led more and more to adaptation of legal and intellectual conceptions to these immediate facts. Thus we may say that the chief characteristic in the evolution of humanity for centuries has been that the conceptions of law, according to which men strive to live at peace with one another, as well as those of intellectual or spiritual life, according to which they develop and form their capacities, have become to a great extent dependent on economic life. The extent to which in modern times human thought, and the attitude of human beings towards one another, have become dependent on economic matters passes quite unnoticed. Of course, the institutions of the last centuries have been created by human beings themselves, but for the most part they are not based upon new thoughts and ideas; they are, rather, the outcome of unconscious impulses and unconscious instincts. In this way something which we may truly call an element of anarchy has arisen in the structure of the social organism. In the first two lectures of this series, I have described from different points of view this element of anarchy in the social organism. But within this social edifice of modern times, those conditions have arisen which have led to the modern form of the proletarian question. To the workman, called away from his handicraft and placed at the machine, shut up in the factory, what was the most obvious fact as he looked at life around him? Looking at his own life he saw chiefly that all his thoughts, all his rights with regard to other men, in fact, everything is determined by powerful economic conditions, by those economic conditions which he must accept because he is economically weak as against the economically strong. Thus it may be said: In the leading circles, among the governing classes, there is an unconscious denial of the fundamental principle that human institutions should grow out of the conscious life of men themselves. People have forgotten to apply this truth in social life. Gradually these leading, governing classes have given themselves up instinctively to a life in which culture and law are subject to the power of the economic system, even though they may not believe this. This has given rise to a dogmatic conception of life among socialist thinkers and their followers. The conception of life which has resulted from this thought is that such conditions are inevitable in human evolution, that there is no possibility for the individual person to organize legal conditions or a system of culture suitable to himself. They believe that culture and law result naturally as appendages to economic realities, to branches of production and so on. Thus among large numbers of people the social question has adopted as its starting-point a positive demand. Their fundamental belief was that the economic system conditions the life of rights, conditions too, the cultural life of the people. Therefore the economic life must be reformed so as to bring forth a system of laws and culture corresponding to the needs and demands of the masses. The proletariat has learnt from the life and habits of the leading classes to believe consciously that which the latter had carried out instinctively in their lives; it made this a dogma. Today the social question faces us in the following aspect: Among great masses of people there is a widespread conviction that, if only the economic life and institutions were revolutionized, everything else, law and culture, would evolve of themselves; that economically just, good, socially organized legal and cultural institutions would result. Under the influence of this opinion they have failed to recognize the real crux of the modern social problem. The point on which the whole social question turns has been hidden by this dogma through a great deception, a mighty illusion. The fact is that precisely these conditions—the dependence of law and culture on the economic life—are a historical result of evolution. This must be overcome. While in wide socialist circles the belief is current that the economic system must first be changed and everything else will follow of itself, the truth is that each one must ask himself the question: What conditions within the sphere of equity and of culture must first be created in order that a new cultural and a net legal system may give birth to economic conditions which will satisfy the demands of an existence worthy of human beings? Not the question: How can we bring law and culture more and more into dependence on the economic life? But rather: How can we escape from that dependence? That is the question to be asked before any other. This is a very important consideration; for it shows us the obstacle barring an unprejudiced understanding of the present social question. It shows us that one of the chief obstacles is a dogma which has grown up in the course of centuries. And this dogma has become so firmly fixed that at present countless educated and uneducated persons of proletarian and other classes ridicule the idea that the system of equity and of culture could be purified in any other way than by the reformation of the economic system itself. It is my task today to speak of the equity state; the day after tomorrow I will speak of the cultural life. The equity state, due to its particular nature and significance, has often presented to us the question: What is really the origin of rights? What is the origin of that feeling which prompts men to say in their dealings with one another that a thing is just or unjust? This question has always been a very, very important one. Yet it is a strange fact that many social thinkers have entirely lost sight of the actual question of rights. It exists no longer for them. There are certainly many academic-theoretical treatises extant regarding the nature and meaning of law, but what is generally characteristic in the study of social matters is that the question of equity is more or less neglected. In dealing with this subject, I must call your attention to something which at the present time is becoming more and more evident, although a short time ago it was quite unobserved. People have become aware of the approach of untenable social conditions Even those whose own lives have remained more or less untouched by the present unsocial conditions have attempted to find a solution. And though a comparatively short time ago people laughed at the idea of legal and cultural spheres influencing economic affairs, today we encounter more and more frequently the assertion which seems to come from the obscure depths of consciousness: It is quite true that in the relationships of human beings in social life, questions affecting the feelings, and relating to equity, must also be taken into account. Much of the confusion in social conditions has been caused by the want of consideration given to moral and psychic relationships and to conditions of equity on their own ground. Thus there is now a slight indication—so obvious that it can no longer be overlooked—that an improvement in the present conditions must come from a quarter different from that of purely economic interests. But this has as yet little influence on the practical discussion of the question. Like a crimson thread running through all the sentiments of the later socialist thinkers is the belief that a social structure must be built up in which human beings can live in accordance with their capacities and needs. Whether these sentiments are developed in the direction of extreme radicalism, or incline more to conservative thought, is not the point. We hear on all sides that the evils of the existing social order are due, in large measure, to the fact that within that order a man is not in a position to use his full capacities. On the other hand we hear that the social order must be so constituted that he can satisfy his wants within its limits. Here we are brought back to two fundamental elements of human life. Capacities belong to the human power of imagination; for since a man must act consciously, his capacities in the first instance arise out of his power of imagination, his thought-will. Of course, the power of imagination must be continually fired and filled with enthusiasm, by feeling; but feeling alone is powerless, if the fundamental imagination is absent. Therefore, the question of a man's efficiency or practical skill brings us in the last instance to the life of imagination. It became evident to many persons that care must be taken. to enable a man to realize in social life his power of imagination. The other element which has to be allowed free play has more to do with the will in man. Will power, which is connected with desire, the craving for something or other, is a fundamental force in the human being. When it is said that the human being must live within a social structure that can satisfy his wants, it is the will which is under consideration. Thus, unknown to themselves, even the Marxists, in advancing their social theories, consider human beings while they profess to speak only of institutions. They speak of institutions, but they would like to make their institutions such that human ideas and human faculties find scope within them, and that human needs can be satisfied for all alike as they arise. Now there is something very peculiar in this view. It leaves quite out of account one element of human life, and that is the life of feeling. If we put forward a claim to build up a social edifice in which people can live in accordance with their capacities, their feelings, and their needs, then we are taking into consideration the whole man. But curiously enough, although the Marxist theory enters into details as to social aims, it very characteristically omits the life of feeling altogether. And to omit feeling in the study of human nature is to leave out all consideration of the actual conditions of equity in the social organism. For conditions of equity can only develop in a community of human beings in accordance with the feelings which have been trained and refined. As people feel towards each other in their mutual intercourse, so will be the system of public law. And because of the omission of this vital element of feeling in the consideration of the social question the problem of equity was necessarily lost sight of. It is, however, essential that this matter of law should be placed in the proper light. Of course we know that law exists, but the desire exists also to represent it as a mere dependent of the economic system. In what manner is law developed in a community? Attempts have often been made to give a definition of law; but a satisfactory one has not yet been found. Just as little has resulted from the attempt to trace the origin of law, to discover whence it comes. A solution of this problem has been sought in vain. Why is this so? It resembles what would result from an effort to develop language out of human nature alone. It has often been said, and rightly, that a person who grew up on a desert island would never learn to speak; for speech is acquired through communion with other beings within the whole human family. Likewise, out of the interchange of human feelings in public life the desire for law is kindled. We cannot say that the feeling for justice suddenly awakens in some particular part of the human being, or of the human race. We may say that the feelings which human beings mutually develop in their intercourse with one another bring them into certain relationships, and as these relationships express themselves, laws are established. Thus we discover law as a development within, and out of, human society. Herewith we come right up against what has developed in modern history as the demands of democracy. We cannot understand the nature of the democratic demands unless we look at human evolution itself as a kind of organism. But the modern method of study is very, very far removed from this manner of considering the question. No one would deny that it is reasonable to ask: What is the cause of those forces in human nature which bring about the change of teeth in the child about the seventh year? It is not reasonable to look for the cause of this process in the kind of nourishment the child is fed—whether it be beef or cabbage. In like manner we must ask: What is the cause of the development in the human organism which is manifested at the age of puberty? We must look at the inner nature of that which develops. Search as you may among the present-day modes of thought, you will find none which can apply this method to the history of human evolution. None, for instance, is clear on this point, namely, that in the course of the development of humanity on earth certain powers and capacities, certain attributes developed in the succeeding epochs of time out of the inner nature of the human being himself. He who learns to study Nature in accordance with her own laws can transfer this method of observation to the study of history. If this method be followed, it will be found that since the middle of the fifteenth century the longing for democracy, more or less fulfilled in the various regions of the earth, has been growing out of the depths of human nature. This longing is expressed in the demand that in social life the human being can recognize as valid for others only what he feels to be right and best for himself. In modern times the democratic principle has become the sign and seal of human social endeavor and has grown out of the depths of human nature. The demand of modern humanity for this principle of democracy is an elemental force. He who has an insight into these matters must treat them with the greatest seriousness. He must ask himself: What is the significance and what are the limitations of the democratic principle? I have just defined this principle. It consists in the fact that the persons forming a definite social organism adopt resolutions approved by every individual within the community. These resolutions, of course, can only be binding if they are adopted by a majority. The content of such majority resolutions is democratic only if every single individual is on an equal basis with every other single individual. And these resolutions can only be adopted on any matter when every single individual is in reality the equal of every other. That is, democratic resolutions can only be passed when every adult is entitled to vote because he is an adult and therefore capable of judging. Herewith we have defined the limitations of democracy as clearly as possible. On the basis of democracy only such things can be determined as are capable of determination through the fact that a person has reached the years of discretion. All such things as are related to the development of human capacity in public life are excluded from democratic measures. Everything in the nature of education and instruction, of cultural life in general, requires the devotion of the individual human being—in the next lecture this will be more fully dealt with—it demands, above all things, real individual understanding of the human being, special individual capacities in the teacher, in the educator, which by no means belong to a person merely because he is an adult. We must either not take democracy seriously, in which case we submit to its decisions regarding human capacities, or we do take democracy seriously, and then we must exclude from it the administration of the cultural life and the economic life. Everything that I described yesterday in regard to the economic sphere is based on the assumption that individuals actively engaged in one or another special branch are possessed of expert knowledge and efficiency. For instance, mere maturity in age, the mere capacity of judgment possessed by every adult, can never be sufficient qualification for a good farmer or a good industrial worker. Hence, majority resolutions must be kept out of the realm of economic life. And the same applies to the cultural life. Thus there arises between these two realms the actual democratic state-life in which every individual confronts every other as competent to form a judgment, because he is of full age and all are equal as human beings; but in which majority resolutions can be carried only on matters dependent on the same capacity of judgment in all adult persons. If we take the trouble to test the truth of these things by the facts of life and not regard them as mere abstractions, we shall see that people deceive themselves, because these are difficult thoughts and because they have not the courage actually to follow up these ideas to their logical conclusion. But the unwillingness to do so and the substitution of very different things for the universal demand of democracy have had, in the evolution of modern humanity, a very concrete significance. I will exemplify these matters from the historical evolution of mankind itself rather than from abstract principles. During recent years we have witnessed the collapse of a State. We have seen it fall to pieces of itself, we might say, and this State may really serve as an object of experiment in regard to the question of rights and law. It is the old Austria-Hungary, which no longer exists. Anyone who has followed the events of recent war-years knows that at the end the downfall of Austria was brought about by purely military events. But the dissolution of the Austrian State, which followed in the second place, was the result of its inner conditions. This State collapsed and would probably have done so even had the military events in Austria been more creditable. This may be said of the events in Austria by one who has had the opportunity (I have spent thirty years of my life in that country) of following consecutively for decades the conditions there. It was in the ‘sixties’ of last century that the demand for democracy, that is, for a representative Government, arose in Austria. Now how was this representation of the people composed? The representatives of the people in the Austrian Imperial Parliament were recruited from four purely economic sections: 1. The great landowners; 2. The towns, market and industrial centers; 3. Chambers of Commerce; 4. Provincial Councils. But in these last only economic interests were actually represented. Therefore, according to the section to which one belonged, province, or Chamber of Commerce, one voted for the representatives in the Austrian Imperial Parliament. Thus representatives of purely economic interests sat in that Parliament. The resolutions adopted by them were, of course, arrived at by a majority of individual men, but these individuals represented interests which arose out of their identification with the great land-owning class, with the towns, markets and industrial centers, with the Chambers of Commerce or the Provincial Councils. What kind of public measures were adopted by the decisions of a majority? They were legal measures, the result of deliberations by nothing but economic interests in disguise; for when, for instance, the Chambers of Commerce were unanimous with the great landowners about anything that benefited them economically, a majority could be found to vote against the interests of the minority, who were, perhaps, just those most concerned in the matter. When parliaments are composed of representatives of economic interests, majorities can always be found to pass resolutions affecting those interests and to make laws which have nothing whatever to do with that feeling for justice which exists between one man and another. Or let us call to mind that in the old German Imperial Parliament there is a great party, calling itself the Center, representing purely cultural interests, that is, Roman Catholic cultural interests. This party can join with any other in order to gain a majority, and the result is that purely cultural needs are satisfied by the enactment of public laws. It happened countless numbers of times. This peculiarity of the modern Parliament, which passes for a democratic institution, has often been commented on; but no one has discovered how it might be altered, namely, by a clear separation of political interests from all that is concerned with the representation, the administration, of economic interests. The impulse for the organization of the Threefold Order must, therefore, demand in the most emphatic manner, the separation of politics, and the groundwork of the law, from the administration of economic affairs, of the economic circuit. Within the economic circuit, as I explained yesterday, associations must be formed. Representatives of the different occupations should meet; producer and consumer should come together. The purely business operations and measures which take place should be based upon contracts entered into by the association. In the economic world everything should rest on contracts, everything should depend upon mutual service rendered. Corporations should carry on business with other corporations; expert knowledge and efficiency in particular branches should have the decisive voice. My opinion as a manufacturer, let us say, as to the importance of my particular branch of industry in political life will have no weight when the economic department is independent. I shall have to be productive in my own branch, to enter into contracts with the associations of other branches of industry and they will render me reciprocal services. If I am able to get a return of services for mine, I shall be in a position to carry on my work. An association of efficiency will be formed by means of contract. These are the facts of the case. In the sphere of law and equity, affairs will be differently arranged. In that domain of life where one man meets another on equal terms, the only thing to be considered is the making of laws which shall regulate the rights of the public by the decisions of a majority. Of course, many will say: ‘What is really meant by public rights? It is neither more nor less than the spirit, expressed in the words and put into the form of laws, which animates the economic conditions.’ In many respects this is true. But the idea of the Threefold Social Organism does not leave this out of consideration; in fact, it leaves no reality out of consideration. That which results as just and equitable from the resolutions taken on the basis of the democratic State is introduced into the economic sphere by those who are occupied in industry. But it is not their work to initiate this spirit and to make laws. They receive the law and carry it into operation in the economic life. Abstract thinkers raise objections to this Threefold Order. They say that in public life, when one man does business with another, gives a draft to another according to the law of exchange, the whole operation is carried on within the limits of the economic sphere. They ask: ‘Is that not a complete unity?’ and say: ‘The idea of the Threefold Order tries to break up what is already a complete unity, as if there were not many spheres in life in which public opinion is not allowed to function lest it work destructively, many spheres in which forces from all sides meet and form a unity.’ Take the case of a young man. He has various hereditary qualities which cling to him. Then he has other qualities which he has acquired by education. His characteristics come to him from two sides, inheritance and education. Now suppose he does something at fifteen years of age; it cannot be said that such an action is isolated. His action is a unity composed of the result of heredity and education. There is unity in the action just because the forces come together from two sides. Out of the realities of life arises the idea of the Threefold Social Organism. Real unity comes into an economic transaction only in proportion to the conceptions of justice it may contain, through the independent administration of economic measures from an economic standpoint, and through the making of laws by an independent democratic equity state. These two elements are then brought together into one whole. The two work as one. If, however, laws are allowed to arise out of the interests of economic life itself, the laws are turned into a caricature of justice. Law is then like a photograph or an impression of economic interests. There is no equity present. Only when laws are allowed to arise naturally, and from the very beginning on their own independent democratic basis, can they be introduced into economic life. One might think that this must be so obvious to all, that explanation were quite unnecessary. But it is a peculiarity of this age that the most transparent truths are overshadowed by modern life, and that it is just those clearest facts that are most distorted. Many of the socialist views advanced at the present time make the continuation of the dependence of law on the economic life their basic principle. I alluded yesterday to the idea of founding a kind of hierarchy on political lines, according to which the economic life should be governed and administered. In this scheme it is thought that those who administer economic affairs will also, at the same time, develop the laws. This assertion proves an absolute lack of understanding of real life is not the economic system, in which efficiency above all things is necessary to promote production, that can bring forth suitable legal conditions; legal conditions must arise from their own source, side by side with the economic life. Laws can never be the outcome merely of thought. Side by side with the economic circuit exists a political element in which every single individual meets another on equal terms. The essential point is not that out of some vague primitive consciousness a business man can evolve just laws, but that the soil itself should be first prepared, so that human beings might find themselves, through their feelings, in circumstances which they would transform into circumstances governed by law. The essential is to create a reality side by side with the economic life. Law will then no longer be a mere superstructure above the economic life; law will then take its place in a self-molding, independent existence. Then the fundamental error of the social question, the belief that the economic life need only be transformed in order to attain to new conceptions of law, will no longer be met by a theoretic answer. Then reality will be created in the Threefold Social Organism by the preparation of an independent basis for political life, reality by which, through human intercourse and human relationship, the strong impetus towards a system of law and equity arises, capable of keeping the economic life within its proper limits. Finally, a consideration of our age from the historical point of view reveals from another side in what manner all that I have said above can be proved. Look back to the period before the thirteenth and fourteenth centuries and think of the incentive given to the men of that period in their handicraft and in all other work. Modern socialist thinkers often emphasize the fact that the worker is separated from his means of production. That this is so to such a high degree at present is caused by modern economic conditions. Most of all he is separated from his products. What part has the factory worker in all that the manufacturer sells? What does he know about it? Often not even to what part of the world it goes. His work is a small part of a great complex, which perhaps he never sees as a whole. Think of the tremendous difference between present conditions and the old handicraft, when each man worked at his own product and took pleasure in his work! Anyone who has studied history can testify to this. Think of the personal relation between a workman and his handiwork, such as a door-key, a lock, and so forth. In primitive regions of the country we can still find this feeling of a man towards his work. Where the customs are less simple, this is no longer possible. Forgive me if I mention a personal experience, it is very characteristic of what I mean. I once entered a barber's shop in an out-of-the-way place and was truly happy to see the real pleasure taken by the barber's assistant in cutting a customer's hair nicely. His work was a real pleasure to him. There is, of course, always less and less of this personal tie between the worker and his work. Its absence is a condition of modern economic life, and it cannot be otherwise in the complicated circumstances arising out of the distribution of labor. If we had not the division of labor, however, neither should we have our modern life with all that is necessary to us. There would be no progress. The old connection between the workman and his work is no longer possible. But man needs a relationship to his work; it is necessary that he should feel joy in his work, that he should feel a certain devotion to it. The old devotion, the immediate companionship with the thing he has made, exists no longer; yet it must be replaced by something else. What can this be? It can only be replaced by enlarging men's horizon, by raising them to a level on which they can come together with their fellow-men in one great circle, eventually with all their fellow-men within the same social organism as themselves, in which they can develop an interest in man as man. It must come to pass that even the man who is working in the most remote corner at a single screw for some great machine need not put his whole self into the contemplation of the screw, but it must come about that he can carry into his workshop the feelings which he entertains for his fellow-men, that when he leaves his workshop he finds the same feelings, that he has a living insight into his connection with human society, that he can work even without actual pleasure in his production, because he feels he is a worthy member in the circle of his fellow-men. Out of this impulse has sprung the modern demand for democracy and the new way of establishing public law on democratic lines. These things are related by their inner nature to the evolution of man. Only he who has the will to look deeply into the realities of human evolution in its progress in social life can really understand such things. The feeling must arise within us that the horizon of human beings must be enlarged, that men ought to be able to express their feelings with regard to their work in words somewhat like these: ‘It is true, I have no idea how my work in making this screw will affect my fellow-men; but I do know that, through the living ties which bind me to them by a common law, I am a worthy member in the social order, and have equal rights with other men.’ This is the principle which must lie at the root of modern democracy, and it must work in the feelings of one man towards another as the fundamental principle of the modern public legal code. Only by understanding the inner nature of the human being can we arrive at really modern conceptions of that common law which must now be developed everywhere. Details will be given on this head in the fifth lecture. In conclusion, I will now show how the sphere of justice passes over from the actual department of equity into that of cultural life. We can see how laws arise on the basis of the democratic state by the refining of feelings among individuals with equal rights; while in the economic sphere of life, contracts are entered into between societies or between individuals. From the moment in which the individual finds himself in a position to seek justice under either civil or penal law, or in a private, or in any other manner, in that moment the decision passes from the purely legal to the cultural domain. Here is another point, similar to that discussed yesterday in dealing with taxation, which will present difficulties. It will take long for modern thinkers to accustom themselves to ideas which would demonstrate their self-evidence, if only their underlying conditions were examined. Now when a case arises in which it has to he decided how an existing law can be applied to a particular person, we have to do with the exercise of an individual judgment. It must be determined whether the elected judge is really qualified by his mental and spiritual capacities to understand the person in question. Administration of punishment, civil justice, cannot rest on the general basis of law. It must be removed to another sphere, the special characteristics of which I will explain in my next lecture on the cultural life. Justice can only he administered when the judge is really able, by virtue of his own capacities, and out of the relationship between himself and the person whom he is trying, to give a verdict out of his own independent capacity of judging. One might perhaps think that this objective could be gained in various ways. In my book, The Threefold Commonwealth, I have pointed out one way in which it might be attained. In the Threefold Social Organism there is (a) the independent economic organization described yesterday; (b) the democratic political foundation which I have sketched today, and which I will develop more fully in my fifth lecture in regard to its interplay with the other members of the organism. But there is also (c) the independent cultural life which controls, above all things, teaching and education as I pointed out yesterday and which I will amplify in my next lecture. Those who control the cultural sphere will be called upon at the same time to appoint the judges; and every human being will be entitled and able to elect from time to time his own judge, should he find himself accused of an offence against civil or penal law. Thus the accused will be able, out of actual specific conditions, to appoint his own judge, and the judge, who will be no bureaucratic lawyer, but a man chosen out of the cultural sphere, through the circumstances in which he is placed in the social environment will be able out of his environment to determine what judgment he must form of the man whom he is to try. It will be important that no judge shall be nominated for political reasons. The reasons for his nomination will be like those which determine the nomination of the best teacher to a particular post. Becoming a judge will be something like becoming a teacher or an educator. Of course, in this way the judicial finding will differ from that laid down by the law which arises from a democratic foundation. By the example of penal law already cited, we see how the personal disposition of the individual human being is outside the sphere of democracy and can only be judged in an individual way. The framing of laws is eminently a social matter. The moment we apply to a judge it is probably because we are concerned, either in a super-social or an anti-social matter, in a matter which has fallen out of the social life. All individual interests are of this nature. Such cases fall under the administrative branches of the cultural body. The decisions of justice grow beyond and above the limits of democracy.1 So we see that what we have to do is to establish in reality conditions under which a genuine system of law can exist among men. Justice will then be no mere superstructure of the economic body; but equity will control economic life. We shall never succeed in doing what is necessary in this domain of life by a merely theoretical examination of the circumstances. It can be done in no other way than by a practical observation of life. This will give us the knowledge that a true system of justice with the necessary impetus can only arise on an independent foundation of law. This foundation has disappeared beneath the inundating flood of economic life. Politics and law have become dependent on the economic life, but they must regain their independence, just as cultural life must also be emancipated from the economic system. In order to see clearly in the social question, the great error must be overcome—the great error: that we need only revolutionize economic conditions and then everything will follow automatically. That error has arisen in consequence of the all-powerful modern development of economic life alone. It is as if people were under the influence of an idea, as if they were under the suggestion that the economic life is the only power. As long as this suggestion holds sway they will never find the solution of the social problem. They will give themselves up to illusions, especially in proletarian circles. They will try to extract from the economic system what they call a just distribution of property. But this will only be effected when there are men in the social organism possessing the ability to promote institutions through which the economic needs can be satisfied. That can only happen when it is understood that the revolutionizing of the economic system is not the only thing necessary to satisfy the requirements of social life. People must first answer the question: Must not something else be there alongside the economic body in order that the economic life may be built up continuously in a social manner by men who have grown social in political and in cultural life? This is the truth which we must oppose to error and dogma; and those who look to the economic life for the means of restoring health to the social organism must look instead to the spirit and to justice. There must be no vague dreams of justice growing out of the economic system; we must cultivate right thought in accordance with realities, and we must do so because justice and the consciousness of justice have retreated in later times before the advancing economic flood. For a social construction of society, we need the creation of a genuine political organism with the social impetus necessary for it.
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332b. Current Social and Economic Issues: Speech at a Meeting of Stuttgart Industrialists
08 Jan 1921, Stuttgart Rudolf Steiner |
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Do not take what I am about to say in a dismissive sense. The dreams of those striving for German unity were in the background as a free, spiritual empire, not publicly active or organized, but carried in the heart. |
332b. Current Social and Economic Issues: Speech at a Meeting of Stuttgart Industrialists
08 Jan 1921, Stuttgart Rudolf Steiner |
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Dear Sirs and Madams, It is not entirely consistent with the opinions I myself must have of the progress of the movement that Councillor of Commerce Molt has just so enthusiastically expounded to you, if I myself appear before you today to discuss economic issues, or at least economic directions, , but I would have preferred it if the idea of the threefold social order, which did come from me and which I recommended to the world, had been presented to you by a man who was professionally involved in economic life. For it may be said that in such a matter, what is just can only make the right impression when it is advocated by someone who, by his external profession, is fully immersed in some branch of external economic life. But it is the wish of our friends that I myself should speak first of all about our ideas for the recovery of economic life, and what we have taken as a basis for the founding of the “Kommende Tag”, a purely economic society. That on the one hand, On the other hand, it is difficult today to speak of the recovery of economic life from a broader perspective in a very short time. One can keep these broad perspectives in mind in all one's actions, even in the founding of something seemingly far removed from economic life, such as the Waldorf School, or in the founding of the “Kommen Tag”, as in the case of the establishment of “Das Kommende Tag”. But it is difficult, especially in view of the present world situation, to speak briefly about what one has in mind. Therefore, I ask you to consider what I am about to say, first of all, only as a broad outline, as a suggestion, and then perhaps to receive the suggestion to look up some of the details in my booklet “The Crux of the social question”, or in other writings, for example ‘In the Execution of the Threefold Order’, in which I have set out in detail the principles underlying the whole idea of threefold order for the most diverse areas of life. And I must also, since I may well assume that not all of the esteemed listeners who were kind enough to appear here today are already quite familiar with the idea of threefolding, at least in the introduction with a few - just to characterize it, not to prove it - what the impulse of the threefold social order actually wants, and only then to show what I would like to tell you today. From the most diverse backgrounds, a few of which I will also mention later, the only remedy for our social ills that I feel is this threefold social order, founded in Stuttgart, is precisely this threefold order for every social organism, be it the German Reich or any other social organism, small or large, can be carried out for each individual, and in fact in such a way - as Mr. Molt has already partially indicated - that what was previously abstractly summarized in the unitary state, so that the individual points of view continually mix: the interests of intellectual life, the interests of economic life, the interests of purely political life, especially socio-political interests, [that] what was thus combined in the unitary state, without being truly organically structured in itself, is to be separated into three members. What I am describing to you is by no means utopian, but something that has been taken from the practice of life. And perhaps today it will be possible to show that when we speak of this threefold order, we are not appealing to some distant point in time and to a particular improvement of humanity in some direction, but that we are speaking of something that can be tackled in principle every day in some area, so that these areas then grow together and a recovery of the entire social organism is the result. The point is that the affairs of spiritual life, to which the education system belongs, must be administered separately from the affairs of legal life together with political life, and then, as a third area, all matters of purely economic life. The affairs of intellectual life, especially the affairs of education and teaching, cannot be decided by parliamentary means if anything fruitful for the real development of humanity is to come of it. They cannot be governed or administered by majorities in any way. Instead, it is a matter of placing spiritual matters, above all education and teaching, on the basis of pure self-government; that from the lowest elementary school to up to the university, in all fields, those people who are the teachers, and indeed those who, in the time when administrative matters are at issue, are actively teaching, are also the administrators of the entire teaching system. Today we have it arranged in such a way that the person who is involved in any kind of administrative work in the education system used to teach at one time, so that he has actually grown out of the living connection with active teaching and education. Therefore, in the future, the teacher must be relieved. Of course, this cannot be done in its entirety today; our Waldorf school teachers are far too burdened for us to be able to implement everything we consider necessary, but we are working against a situation in which teachers, in terms of teaching and education, only have to spend so much time that they still have enough left over to help manage the school as a whole. In this way the whole field of teaching and education is placed under the control of the teachers and educators themselves. It would take us too far afield today to want to prove this in detail, and I would like to characterize and inspire more today than prove; but it will be shown that in such an administration, through the mutual recognition of abilities, the individual will can be applied, and that from person to person, from body to body, in a deliberation that is not at all reminiscent of parliamentarization, what is to be done for the administration is done. And anyone who really wants to achieve something in the administration of intellectual life must be part of that intellectual life itself. I will explain what I actually mean in another area. We intend to found an institute here in Stuttgart or nearby that is dedicated to the field of medicine; a field that, as everyone should know today, needs physicians with a certain background, namely in the field of spiritual science. We will be able to produce a whole range of remedies that are hardly on the world's mind today, but which will be a blessing to the world. But we do not intend to run this production of remedies in such a way that they are merely produced by a number of doctors; this would run the risk that these doctors would become bureaucratic, that they would increasingly outgrow the living understanding of human health and illness, that they would become more and more bureaucrats and technicians. Therefore, such an institute must be connected to a clinic, no matter how small. So that those who become technicians are continually in contact with healing itself, with the art of healing. In this way, that which must ultimately permeate their entire way of acting is kept alive in them, the way they have to participate in the overall hygienic-therapeutic process. This is the basis of a lively approach to teaching and education, which is not sitting there in a parliament with a majority of people who have no idea about the art of pedagogy and didactics, but who judge from other interests and that they make decisions about pedagogical and didactic questions, which in turn are carried out by civil servants who either never worked in the teaching and education system or who left it and are no longer connected to it in a living way. A spiritual life that is left to its own devices means one in which those working in it are also the administrators of that spiritual life. Now I want to touch on the other wing of this threefold social organism in principle, that is the economic wing. Here it must be clear that economic life is such that it is impossible for someone who is not knowledgeable and skilled in some branch of economic life to judge anything about it. These things can easily be proved from facts. I would like to mention just one, which I have also mentioned several times in my 'Key Points of the Social Question': the empire that so clearly showed how impossible its continued existence was within the European chaos is Austria. I spent half of my life in Austria, namely thirty years; I know the Austrian circumstances as they developed in the 1870s and 1880s, when anyone who studied them a little and could see through, could see from the outset how it would gradually come about; how it had to come about not only for national reasons - that is what one says so easily - but mainly for a different reason. When, in the 1860s, parliamentarianism was established in Austria under the pressure of modern times, how was the Reichsrat composed in Austria? From four curiae: the curia of the large landowners; the curia of the representatives of the chambers of commerce and chambers of trade; the curia of the cities, markets and industrial towns; and the curia of the rural communities. So these curiae consisted of representatives of economic entities, and what they wanted as representatives of the economic entities became intertwined with the purely state and political circumstances in the Austrian Reichsrat. The legal relationships were decided there, laws were given there, but not according to the purely political, purely legal aspects; rather, laws were given there according to the majority. There was often no internal connection between what was to be given as laws and the interests out of which these laws were voted on. In other words, anyone who was able to observe the circumstances had to say to themselves: this is a complete impossibility. Especially where the people were thrown together in such a way that there were 13 official languages in this Austria, it became apparent how, in collision with all the other circumstances, an impossible economic representation was at work in the Reichsrat. It became clear that, above all, it would have been necessary not to parliamentarize economic matters, but to have only those matters represented in parliament that every adult, simply because he is human, can have a say in; on the other hand, to remove all parliamentarization from economic life. In economic life, only those who have expertise in some field and are professionally competent may be considered. The competent and professional economists would have to join forces with others who are competent in other fields, and through these ever-widening associations, an associative life would arise. So that, to put it in layman's terms, it actually works like this: someone who is involved in a branch of production, or who represents a field in which consumers have come together for something, they join forces, associatively; not in such a way that there is an authority above it that organizes, but that all organization arises from mutual negotiations. When implemented, such an associative principle can achieve that each association puts into the negotiations what it understands that the others do not understand. And from the mutual behavior, not from overriding, but from mutual respect for what is expertise in the other, from this principle, which can only emerge from association, the network of the economy can arise, which now really manages the economy economically. Thus, on the one hand, we have a free spiritual life, and on the other, an economic life that is not dependent on individual personalities. Please excuse me if I express something that might offend, but which arises when one has studied economic life, state-political life and spiritual life impartially over decades, and when one asks oneself: Who is actually able to assess the economic situation when different economic sectors come into play, or even large state economies, or, as it was in more recent times, the world economy? In the spiritual life, individuality is what counts, because in the spiritual life it is a matter of the abilities that are born with the human being penetrating into social life from within the individuality, that come out of the human being in the course of human life. If the institution were not set up in such a way that those forces that lie within each individual individuality can come from within each individual individuality, then one would simply be depriving social life of forces. But in the free spiritual life, it is possible for each individual to develop his own inner powers as an educator or teacher. In economic life, it is an empirical fact that no one has such abilities that encompass anything outside of one or at most a very few economic sectors. For economic life is based on what one has acquired over the years through dealing with economic affairs. It is impossible for anyone in economic life to make a proper judgment as an individual. This may cause offence, but it is an empirical rule that can be proven. I would just like to point out one thing to you: When you read parliamentary debates from the mid- to late 19th century, you get the impression that the decision to incorporate all economic issues into parliament was made around the midpoint or second half of the 19th century, but especially around the midpoint, how much was discussed in parliament about the benefits of the gold standard. What I want to say now is not intended as an objection to these parliamentary speeches, which were delivered at the time by both economic theorists and practitioners. They are really very clever people. I know that a lot of astute things were said in favor of the introduction of the gold standard at the time. And among these astute things, which people said not out of insight but out of personal acumen, was also one that recurred again and again: that under the influence of the gold standard, free trade in particular would flourish. This judgment is repeatedly encountered, and there were good reasons for defending it. They were astute people, but they proved to be poor prophets. The reality of economic life was that people everywhere were crying out for tariff barriers. The protective tariff policy was introduced. So the opposite of what these astute people said about economic developments based on their individual beliefs occurred. And one could cite countless examples that would show that in economic life, the individual human being has a correct, thorough judgment only for those things in which he has personally participated. Therefore, it is necessary that in this economic life it is not the individual who judges, but the associations that form from the individual branches. So that in fact economic action, acting together under the influence of negotiation, happens out of knowledge of the subject, not out of parliamentarization, not out of the decision of majorities. On the other hand, it is justified to decide by majority vote, in a completely democratic way, in all those areas that affect legal life; these affect what can be judged because it concerns what is universally human in every person who has come of age. We do not want to talk about the age limit here. So, what is placed in the judgment of every mature human being belongs to the state, which stands between the independent economic life based on associations and the free spiritual life. It is a prejudice to believe that economic life and legal or state life are so intertwined that the two cannot be separated. Those who judge in this way judge according to what has emerged in recent times, where such an amalgamation has already occurred in the socio-political and economic spheres of state life with economic life, for example, so that there are people today who can no longer grasp the idea that the pure economic life, which deals with the production of commodities, the circulation of commodities, the consumption of commodities, with the tendency, on the basis of this negotiation, to arrive at a corresponding price from the negotiations of the associations - because in the sphere of economic life, what it is all about is, after all, in the end, to arrive at a price that ensures people a dignified existence. People can no longer imagine that these negotiations can be separated from one another, including in terms of administration and the constitutional system, and separated from the treatment of purely human issues such as the question of working hours. In the sense of the threefold social order, working hours would not be dealt with within the economic body, but within the body of the state. There it is like this – and I cannot say it any other way, I have acquired this judgment through decades of study – there it is like this, what must arise is that at the moment when, for example, we have overcome, through the principle of association, the hybrid nature of the so-called trade unions, which basically belong to economic life but which, by their constitution, by their very nature, are nothing more than reflections of a politicizing, of a political life; if we had overcome this principle of the trade unions, where basically people come together who are not involved in real economic life at all, but who make demands that do not belong in the economic sphere. In economic life, one should get to know what plays a role between the production, circulation, and consumption of commodities. If people who also work as manual laborers are involved in the association, then today one can only say – I am firmly convinced of this and I was a teacher at a workers' training school for many years, I got to know the most radical workers and their state of mind there; one cannot judge the social question if one has only only from the outside, but one can only judge about what the true labor question is when one has looked at the people - then we would not have the agitation in the socio-political field today, which at the moment threatens to destroy our economic life; we would not have the completely abstract demand for the eight-hour day. If the workers' associations were involved in economic life itself, they would assert their judgment in legal life, where they simply have to decide on the length of working hours; they would know that it would affect their own bodies if the corresponding working hours were enforced. Only when one separates this question from the purely economic life, only when one has a possibility to judge on what is purely human, without any connection to economic interests, which belongs in the political, in the state, only then is one in the position to judge objectively on these things. One can have a heart for the workers' issue in the truest sense of the word, but this heart then also tells one that it is necessary above all that social life should flow in such a way that the worker does not undermine the ground under his feet. To do this, however, it is necessary to look at our entire economic, legal, political and intellectual life with a healthier sense than is often the case today. You see, one would have to talk a lot about it if one wanted to get to the bottom of the reasons for the economic plight, for example, of the German Reich. And it is really difficult to talk about threefolding today because it can only be carried out in a surrogate. After all, it is political life that is ruining economic life on a large scale today. The war ruined our economic life, but it is fair to say that peace has ruined our economic life even more, and in a much more hopeless way. So it is very difficult to talk about these things today, but I would like to point out that we will not be able to solve economic issues in the appropriate way today either if we do not set about solving the big social issues as such, insofar as this is relatively possible. You may think about the threefold social order, initially as a kind of postulate, if you like; but one thing is clear, especially within the German Reich, when you consider the fact that this in fact emerged in the second half of the 19th century, that it is already there in certain areas, but that it is only there in a destructive sense, not in a constructive sense. And here you will allow me to dwell very briefly on things that appear to be far removed from economic life, but which, for those who see through things, are intimately connected with it. You all know that the longing for the German Reich has existed for a long time. It is one of the most beautiful blossoms in German life. How did this longing for the German Reich appear, for example, in 1848 and even later? It appeared as a purely intellectual impulse. Those people who spoke of this establishment of German unity lapsed into a kind of romanticism – whether you like it or not, it is a fact – when they spoke of what they were striving for, of German unity. They wanted to found a Reich in which the spiritual substance of the German people would come to the fore. Then a Reich was founded from completely different points of view. No criticism is being expressed here; enough of that was expressed in the 1970s; one may admit the historical necessity that the German Reich had to be founded in this way, not out of this idealism, which can also be a false one , but it was not wrong for numerous personalities; this founding of the German Reich could have truly served as a framework for that which, out of the best spiritual striving of the Germans, wanted this German unity. The foundation of 1871 could have provided a framework for spiritual matters. They were there. And, ladies and gentlemen, however much they may be in hiding today, they are still there today, perhaps most strongly there, even if not on the surface of life. But what then emerged within this framework? Here, too, I do not want to criticize, but to fully acknowledge: a flourishing economy has indeed emerged; an increasingly flourishing German Reich in the economic sense has emerged. Do not take what I am about to say in a dismissive sense. The dreams of those striving for German unity were in the background as a free, spiritual empire, not publicly active or organized, but carried in the heart. It was there, this link of the spiritual organism, only it could not assert itself in the face of the external organization. It did not have its own organization. More and more, a purely economic organization asserted itself. What arose from completely different spiritual and political foundations was used as the framework for a large, powerful, admirable economic organization. Unfortunately, however, this organization contradicted the demands of the world economy, which arose more and more in the second half of the 19th century. It was simply – whether one regrets this or judges it differently – it was simply not possible for the framework of the German Reich, which had developed out of very different conditions, out of spiritual and political conditions, to become an economic area that was opposed to the trends of the world economy. This has become the deepest cause of the war, at least in the West; this is the basis of our tragic fate in Germany. Now we have two links in the tripartite social organism. We have the secretly ruling spiritual realm; but the school and education system was organized according to the aspects that were at the top. It was, so to speak, seized by the tentacles of the unitary state, which, however, asserted purely economic aspects. On the other hand, we have economic life. And in between, yes, in between, we have a fragment, a part of the third area; the purely state, the purely economic area. This does not descend from above; because here one thinks of setting up politics itself in such a way that it can increasingly develop more and more over the economy; politics, which grows from below, which is there in the demands of social democracy. There, the demands are set up quite ruthlessly in relation to economic life, about which the Social Democracy merely theorizes. There, the demands are set up without regard to intellectual life, to the conditions of economic life. There, purely political points of view are asserted. You see, these three members of the social organism are growing up, you just don't see it; you don't see that you also have to organize what is growing up; that you really have to come to treating these three members in such a way that they are really taken up; that we have a separate organization for spiritual life, a separate organization for legal life, where those who are not really part of the other two organizations no longer make their demands alone, but together with those who are part of them, have to work with the others as full, whole personalities. Then we have economic life, which has just been conducted continuously from points of view that did not take into account the general demands of the world economy. We have, to a great extent, developed the economy under the entrepreneurial spirit of technical science in this new German Reich. But we have not developed this economy from an overview of the economic conditions of the world economy. And this world economy plays into the sphere of every single household. It is not something that hovers over our heads, but something we experience at every breakfast. More and more, it is something we experience, and it became more and more necessary to place oneself in this economic life out of knowledge, out of insight, which in turn could only arise out of social life. This was neglected. Then the war took away what had been achieved in a fragment of the world economy. Now, however, we are faced with the fact that politics has narrowed us down to such an extent that it is extremely difficult to achieve much through the threefold social order from this torso, which is an economic torso even in the middle of Europe. But if we look at the threefold social organism, we have to say: Of course it will not be able to turn what is an economic torso into paradise, but it will be able to get the most out of it that is humanly possible. On the other hand, it is actually beginning to be recognized everywhere that it is necessary, on the one hand, to distinguish economic life from the social organism and to really place it on its own. However, there is little insight among those who, for some abstract reason, speak of a planned economy and believe that economic life can be organized from some central office. In economic life, we should stop talking about organizing altogether. We should know that in economic life the hard-working person can only achieve something if they can also stand within the economic circle that they can see, and can establish a relationship with the other economic circles in such a way that they stand within the associative so that the right thing can happen through the interaction in the associations; so that an opinion can develop that the individual cannot have, but that only those can have together who are part of the associations. If we look at things this way, we have to say: What we can achieve is perhaps very imperfect, but we will still achieve the humanly possible even in this torso of Central Europe, if we not only tackle those issues that are purely socio-political matters in confusion with economic conditions, but if we really look things in the eye and try to carry out the necessary separation of politics and economics, as far as it is possible in the present circumstances. But what is emerging, especially the revolution, has once again been covered by an incredibly dense fog, a political fog, and the prophets with their planned economy have emerged in droves. A most unfortunate consequence of what lives in politics is also the famous paragraph 165 of the German constitution of the Republic. Read this paragraph about the composition of district economic councils with a Reich Economic Council and then with what the Reich is to be internally, and try to form a clear and distinct idea of how something unified is actually to come about there. It is the most dismal amalgamation of economic and political points of view in this very paragraph 165 of the German republican constitution of the Weimar National Assembly. You can see that there are people today who are looking in the right direction, but they are groping in the dark. They realize that something must be done to help the economy. Take the Reich Economic Council, which is truly an assembly of exceptionally knowledgeable people; but you cannot organize across a wider area from a central office, because the possibilities for business are different in each individual territory. The point is that those who have grown into these operating possibilities are included in them, and not those who are directed from above; who manage themselves through associations, while others are included in other operating possibilities. Those who judge from a political point of view will always get it wrong, because they believe that they can organize the whole of economic life through some kind of plan. But in the Reich Economic Council there are people who are familiar with the needs of economic life. They have stated that it is a matter of organizing the whole Reich according to mere economic or transport policy conditions. That is a significant word, only the demand would be that one now leaves it to the individuals working in the individual businesses to form groups that arise by themselves. It can be shown that an association formed from various economic sectors and branches of consumption acquires a certain size simply from the soil conditions or other operating possibilities, from the operating possibilities and consumption conditions. Associations that are too small would be too expensive, and those that are too large would be too unwieldy. This is what needs to be pointed out. On the one hand, what the threefold social order is striving for is already being demanded today if we are guided by sound judgment. But other organizations will then arise out of the circumstances. It is really striking that out of today's circumstances the Reich Economic Council has been formed, which has to say that it has no initial authority, that the Reich must be divided into such bodies that work out of their operating possibilities. But in between there are always those who hold fast to the old. Thus we have to note that in a meeting of the representatives of the chambers of commerce, it was demanded that economic independence should be introduced uniformly, but that the economic entities should coincide with the old administrative districts, which were created from completely different points of view. In this way neighboring cities would be torn apart, which would naturally have to coincide. This is what repeatedly interferes with the recovery of our judgment, that people cling rigidly to the old. In another area, too, individuals have already worked their way to a fairly sound judgment regarding corporate bodies that have emerged from the old, even economic necessities, but which no longer have any justification. Anyone who is concerned about such things could be aware of the sad economic situation of the municipalities and cities. Anyone who has studied the matter will tell you this. They are at the end of their economic resources. And those who look into these conditions already have a judgment today that other carriers must take the place of the old economic municipalities, that they must be relieved of what they can no longer provide because they have inherited their practices from old conditions. What kind of bodies are we talking about that are supposed to take this on? Bodies that are formed from the perspectives of economic life itself and that form associations with one another. That is what it is about. And so we can see it as a characteristic feature of our public life today that those who are seriously concerned with these matters are already longing for something to happen that draws attention to the fact that things cannot continue under the old conditions. I would like to say that between the lines one can read it without the people who write the lines knowing it. The sensible manager already has the urge for associative life, for the formation of new economic entities where only economic expertise and specialized knowledge count, the intergrowth of the individual manager with his economy. The grouping into associations is already on the way, but people have so much respect for the old that they cannot get away from it; they keep trying to form corporate bodies out of economic life that associate themselves, that are natural associations themselves, but they would like to combine, would like somehow to nestle in the old framework that which they want to build anew. But that is what holds us back. It is only our lack of courage in the face of new judgments. It is only that we do not want to come to terms with our thoughts. That is what brings this immense inner need to the outer need, that we cannot achieve what is humanly possible within the framework that is still left to us. Of course, even with a certain prospect of success, success in a material sense, the right thing develops out of industrial circles themselves, only one does not go to the last step. For example, it is a very good thing that the electricity industry wants to divide the entire administration of electrical power into eight districts. But if one looks again at how this body is to be linked to the old state framework, one sees that People do not want to break away from the old judgments. They cannot understand that legal relationships and economic relationships only interact properly when they are no longer combined, but when they are properly interlinked. Some people say: the law is, after all, linked to the economy. Of course it is. In reality, they will continue to be intertwined. But there is no reason why the two should not be kept separate, if the economic circumstances are taken care of by purely economic entities, and the legal circumstances by legal and state entities. Then the people who represent their legal interests in the state and their economic interests in the economic body will not divide in half. They enter life as fully human individuals; they will all represent economic, spiritual, and state-legal life. It is only through the human being that what is only separated by the administration is joined together; but there it must be separated, otherwise we will not progress. This is what actually distinguishes the impulse of the threefold social organism from other contemporary efforts. I have often been told: Yes, your threefold social order wants an independent economic life, that is also wanted elsewhere. And a free spiritual life is also striven for. It is pointed out that there is something here and something there that recalls the threefold social order. Since our Anthroposophical Society is international, I have already spoken about it with all kinds of people from all over the world. Some have said to me: The threefold social order is nothing new. In the areas where people are interested, we are already trying to do all of this in all three areas. I could only say: The less new the threefold social order is, the better I like it. I am not seeking to bring something new into the world with the threefold social order, but rather that which is new for the development of humanity at this time. What is new, however, is that the efforts in the individual fields are coming to light and that we can only make progress if we come together in the one great impulse, which is the threefold social order. I am well aware of the objections that can be raised from the most diverse sides. I have also discussed the objections that can be raised from the standpoint of international interests in my paper “The Crucial Points of the Social Question”. I know very well how little scope there is for the development of threefolding and for an associative economic life in our German Empire, which has been so curtailed by the peace agreement. But if we do what is possible and, as I believe, necessary for life, then I have confidence that the example will prove effective. The victors will take a good social thing from us if we can bring it about, just as they would take any other invention from us, even if we are defeated. The only difficulty today, which I often regret in our circles, is that we have too few people working on this. You see, the book “The Key Points of the Social Question” has been translated into European cultural languages and published everywhere; in English, Italian, French and Norwegian-Swedish. The English translation was published in May 1920. Basically, although people were always warned that an Englishman would not want to have a proper judgment of what comes from a German today, objective discussions of this book appeared in abundance in England in a short time. And if we had had the opportunity to give lectures in England from city to city in July, if we had been able to capitalize on the mood that was created by the book, then something would have come of it. Then, I am convinced, a German idea would have made a great impression there, even under today's terribly unfavorable conditions. We were unable to hold lectures in England; we are far too few in number. The few people around Steiner, the few men in the “Coming Day” are struggling, one can say; for them, night is hardly there at all during long periods. We basically only have a few people, and we need many, many people to make it work. I could only give you the guidelines, they were only meant to be suggestions; but for us they are what, if they can be represented by a sufficiently large number of people, must lead to the recovery of present life. We also started with the “Coming Day”, this “stock corporation for the promotion of economic and spiritual values”. It is to be a purely economic enterprise. Of course, I would like to point out that such a small individual society cannot achieve what the threefold order wants within the other economic life, of course. Because just think, the most important thing is to get rid of special-interest groups such as the trade unions. We cannot do that overnight, especially not with a small group of people, and especially not if something like what happened to me here in Stuttgart, when we started working for the threefold social order, I would like to say the say it in a way that is somewhat anonymous; I got into conversation with someone from the circles of the bourgeoisie who has a certain following after we had succeeded in generating a great deal of understanding for the idea of threefolding, especially among the working class. This gentleman said to me: Yes, I can see that there is something fruitful in these things; you could make progress with them if you gained followers. But you are too few to win followers, with the few people around you; we cannot base the matter on so few eyes. Therefore, we prefer - although we know that with cannons and rifles we can only go on for another 10 to 15 years - to leave it as it is. We did not allow ourselves to be discouraged from founding this “Coming Day”, even though we can only realize a very small part of our ideas in it. This small part is that in this “Coming Day” and the “Futurum” that goes with it in Dornach near Basel, societies have been created that eliminate the harmful effects, at least initially in a small area, that can be seen when studying the interaction between banking and industry today. Unfortunately, I cannot go into this in detail now; it would be taking us too far afield. I would just like to say the positive thing. The “Kommende Tag” and the “Futurum” are to be such societies in which banking is administered in such a way that it is not purely banking, but that the administrators of banking in the individual industrial enterprises, which are associatively united in the “coming day”, are at the same time active in productive industrial work, the entire organization of work, and also take care of the financial administration themselves. What has been separated only in the 19th century, to the detriment of humanity, is to be joined together: banking with productive work, with industrial, commercial work and so on. And we want to show that all of social life can really flourish. I mentioned earlier that we want to establish a therapeutic institute under certain conditions. We have also founded a publishing house. The Waldorf School is also connected to the Kommenden Tag financially to a certain extent, even if it is still a loose connection today. We want to show that if you can manage things in the right way, you can establish spiritual institutions alongside them, if you just have enough financial acumen to calculate with long time frames. Because spiritual institutions also pay off, they just have to be allowed long time frames, and you just have to have an open mind about what humanity needs. We are convinced that the remedies, in the way we want to produce them, do not include any unproductive enterprises, although no other thought is embodied in them than to help humanity. But precisely when one works in the noblest moral sense in such fields, one also works in the best economic sense. For it turns out that by taking what you gain in the short term and investing it in enterprises that are subject to long-term conditions, you are at the same time establishing an economy that also encompasses the free spiritual life, which also belongs in the economy. This is an example of how we do not want to juxtapose things, but rather structure them so that things interact in the right way. And just as we do not want to found a school of world-view in Waldorf schools, but only to apply in the art of education and teaching what we have gained from anthroposophy, just as we do not want to inculcate any world-view in the child, but to let the human being become blissful as he wants. People are always criticizing what they see as dogmas in our work. We do not have dogmas; we have a method of inquiry that we claim is the right method not only for world views but also for practical matters. In Waldorf schools, the way we treat children is essential. We have Catholic children taught religion by Catholic teachers and Protestant children by Protestant teachers, but we want a methodology based on a real, thorough knowledge of human nature. And so it does not occur to us to inject any kind of world view into economic enterprises. We would regard that as foolishness. Rather, the aim is to ensure that the “day to come” is based on the associative principle of economic life to the extent possible today; that it realizes this associative principle, which is alive, at least in the one point that the banking activities and measures associate with the industrial and commercial measures; that it forms an organic whole. Perhaps we will live to see that, if the matter is sufficiently understood, this economic center will expand more and more and an economic association will emerge from it, which can then serve as an example to others. This depends on the understanding, also on the - how should I put it - generous understanding that our contemporaries show us. I know that I could not evoke this through these allusions, but the literature is indeed extensive; two books are available from me, and the weekly magazine “Die Dreigliederung”, which we publish, appears every week, in which we discuss the questions at hand in detail, and in which the intentions of “The Day to Come” have been discussed in detail; in which also highlights are thrown on the conditions of the present, on the way in which the present must be treated, so that the impulse of threefolding as a practical impulse can enter into real life and so on. There is also criticism of what in our economic life cannot possibly lead to anything other than decline, at least not to sunrise. And there is still other literature. And the Federation for the Threefolding of the Social Organism is there, trying to propagate these ideas, precisely because it believes that salvation can only be achieved in this way. Dear attendees, please forgive me if I have only been able to give a few hints and if I have to refer you to what else we do for the idea in the way we have just characterized. But I hope that these suggestions may indicate, first, that here at least an attempt is being made, out of the great trends that are now standing before us demanding a construction out of decline, and out of practical ideas, out of ideas that social life and the real people of the present, that out of all this an attempt is made to do something that leads to a healthy economic life through a free intellectual life and through a legal or political life that satisfies people in its field. We cannot make progress today with small means, which we can only deduce from what has already been missed in economic life, but we can only make progress if we decide to understand the downfall of economic life from a broad perspective and to use this to gain momentum for a real awakening, for a recovery of this economic life. |
334. From the Unitary State to the Tripartite Social Organism: Paths and Goals of Anthroposophy
05 Jan 1920, Basel Rudolf Steiner |
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Future generations will look back on our time as if it were a long, evil dream, but day always follows the darkest night. Generations have sunk into the grave, murdered, starved, succumbed to disease. |
334. From the Unitary State to the Tripartite Social Organism: Paths and Goals of Anthroposophy
05 Jan 1920, Basel Rudolf Steiner |
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Anyone who looks at the building in the neighborhood that is dedicated to the so-called Goetheanum, a free university for spiritual science that aims to serve the spiritual and cultural interests of the future, may initially be struck by the peculiar forms and style that confront them. One might have various objections to what one sees there. Those who are involved in the construction will be able to understand such objections, that it is a preliminary attempt, if they arise from goodwill. But a certain question must be raised about this building, which is characteristic of everything that the spiritual movement wants and strives for, of which this building is supposed to be a representative. If it had been necessary, in the usual way, to erect an independent building somewhere for a certain spiritual movement, for a certain kind of spiritual activity, then one would probably have turned to this or that architect, to this or that artist, and one might have conferred with them about what was to be done in such a building, and then a building would have been erected in some antique, Renaissance or other style, in which this spiritual-scientific activity was to find its home. There would only have been an external relationship between the forms within and around the building dedicated to this spiritual activity, and the activity itself. This was not possible with this spiritual movement. The aim here was to create an outer shell for a particular spiritual current that, in its entirety and in every detail, even the most insignificant, seemed to have been born out of the entire thinking, feeling and willing of this spiritual movement itself. The point was to create something in the external forms, down to the most minute detail, which is an external expression of the inwardly willed in the same way as a word or anything else that is intended to express the content of this spiritual movement itself. In this matter one could not turn to some existing style, to some formal language that has been handed down historically. What is visible to the eye in the structures had to be created from the same spiritual foundation from which the content of the world view is drawn. This is not only the innermost motivation of the spiritual-scientific movement, which also calls itself anthroposophical, but also of the whole way in which this movement conceives of its task, its paths and its goals in relation to the great demands of the present civilized world. This spiritual movement does not want some abstract theory, a science that only occupies the intellect; it does not want to be something that can only serve the one-sided satisfaction of the inner soul's interests; it wants to be something that can indeed give the most intimate satisfaction to those longings of the human soul that go to a world view. But it wants to anchor this Weltanschhauung so firmly in reality that it can intervene in all practical life. And so it is that what we were able to achieve alone at first was the direct creation of building and art forms for our cause, which are characteristic of this whole movement. In this particular sphere it has intervened in the most practical matters; but this spiritual movement will seek ways and indicate goals which will have an effect on all social and moral aspects of human coexistence, in the widest sense. Those who build on this spiritual science should not be unworldly idealists, but should become idealists who can allow what arises from their soul to flow directly into their practical life. And all that often goes so strangely in the thoughts of man should be harmonized with what is in man's innermost soul striving. The outer practice of life should become one with that through which man seeks his moral impulses, develops his social instincts, and engages in his religious worship. With such a view, however, this spiritual-scientific movement still stands today quite far removed from that which is striven for, willed, and even considered right by the broadest circles of today's educated people. That this must be so, but also that it is necessary for such a spiritual movement to take its place in our modern civilization, can be seen when we turn our gaze to the way in which our whole life, in which we live today, has actually come together out of the most diverse currents. Today I would like to speak first of two main currents in our civilized life. We have today what we call our spiritual education, in which our religious convictions are rooted, in which our moral ideals arise, but in which our entire higher spiritual life is also rooted. We have that through which man is to educate his abilities and strengths for a spiritual education beyond the ordinary manual work. And we have, in addition to this, the practical activity of life, which has received such intensive impulses in recent centuries. We have around us a technology that has been inspired by our science but that also reaches deeply into social life. This technology has transformed modern civilized life in a way that would certainly have been completely incomprehensible to a person eight or nine centuries ago. If we now ask ourselves where our intellectual and cultural life comes from, a life that not only dominates our higher schools but also unfolds its impulses down to our elementary schools, and where, on the other hand, our practical life, permeated by such an extensive technology, comes from, we get an answer that the man of the present still gives little account of. But one need only – and we will discuss this in more detail in the third lecture – consider what, so to speak, forms the basis of our Western civilization, especially its higher spiritual part, one need only look at Christianity in the broadest sense, so one will be able to say, even from a superficial world-historical point of view, If we look for the origin of our Christian views and convictions, which have shaped so much of our general intellectual outlook and convictions, and if we look for the origin of these beliefs and convictions, much more than we are willing to admit today, we will eventually come across the path that Christianity took from the Orient to the Occident. And one can continue to look around for the thread that one has gained in such a way, and one will find that those paths that arise when one traces back our spiritual education - those paths that lead into Latin-Roman, into Greek, from which our spiritual education still clearly shows its inner — that these paths ultimately lead to the special state of mind, to the special constitution of the soul, through which, millennia ago, before prehistoric times, our educational life, which is more directed towards the inner, the soul-spiritual, originated from the Orient. Only because this educational life, this inner spiritual view, has changed so much over the centuries and millennia, we no longer notice today how it derives its origin from what, as I said, took its origin before pre-Christian millennia from a state of mind that has become quite alien to today's civilized man. To understand this long journey, we must not only go back to what external historiography, which can be proven by documents, offers, we must go beyond what this historiography can say, and go back to prehistoric times. This is quite difficult for the modern man. For he thinks in his innermost being that he has “made such wonderful progress” in spiritual things in the course of the last few centuries, perhaps only in the very last century, that everything that lies in the times just mentioned must be referred to the realm of the childlike, the primitive. But anyone who is able to see the ancient culture of the Orient clearly, without being clouded by such prejudices, will see that, although civilization and intellectual development were substantially different in pre-Christian times in the Orient, they offered human souls very intense spiritual content. But these were achieved in a completely different, I would say radically different, way than what is achieved today to influence people who are to acquire a higher education at secondary schools. In the ancient Orient, anyone who was to acquire a higher intellectual culture had to undergo a complete transformation of their entire human being after being chosen by the leaders and directors of the educational institutions concerned. I am speaking of the educational institutions of this ancient Orient. They are cognitively accessible to the spiritual science that is being discussed here; but if one is unprejudiced enough, if one has a certain courage of thought and cognition, then one can also deduce from what has been handed down historically what was there prehistorically. One must speak of these educational institutions in such a way that what appears separately in us has an inner unity there. These educational institutions, to which everything that we actually still carry within us today refers, but in a significantly transformed form, were at the same time what we call a church today, but also what we call a school today, and were at the same time what we call an art institution today. Art, science, and religion formed a unity in the older human civilizations. And anyone who was to be developed in these educational institutions had to bring their whole being to development. They had to transform their whole being. They had to adopt a different form of thinking from the one that is effective in everyday life. He had to devote himself to contemplative thinking. He had to get used to dealing with thinking in the same way as one otherwise deals with the external world. But he also had to get used to transforming his entire emotional and volitional life. It is difficult to imagine today what was striven for in this direction. For how do we actually think about our lives? We admit: the child, that must be developed. The abilities and powers with which it is endowed when it comes into the world must be developed through education. Now, the child cannot educate itself; the others, the adults, initially have the view that the child's abilities and powers must be developed. And we also make the child different in terms of his thinking, feeling and will than when he is born into the world. But if we now expect the human being to continue this development even when he has already come into his own will, when others no longer take care of his development out of their own views, then the present human being finds this a strange expectation; for one should only be developed as long as one cannot take charge of this development oneself, cannot take it into one's own hands. Once one comes to a certain freedom with regard to one's own development, then one abandons evolution. This is the intellectual arrogance in which we live today. We think in the moment when we would be in a position to take our development into our own hands, we are already finished, and we place ourselves in the world as finished people. Such a view did not exist within that civilization, but rather, the human being was developed further and further. And just as the child is able to recognize, feel, and do more and more after going through a certain training, as if there were a kind of awakening in the soul, so there is also such an awakening for the further development that the human being can now take into his own hands. The oriental mystery school student was educated for this awakening in soul activities, which were higher than the ordinary ones in the same sense that the higher abilities of adults are higher than those of a child. And it was believed that only the one who has gone through this later awakening in the best sense of the word in life is capable of judging the highest matters of life. And one was not prepared there merely to be a person who, when he reflects, when he develops a certain inner feeling and perception, feels satisfied through the knowledge of his connection with a spiritual world. No, it was not only the ability to develop a worldview that was developed there, but also those abilities through which social and outwardly technical life was guided, through which human coexistence was directed. The whole of life was influenced by spiritual education and development. It is so difficult for us to place ourselves back in the prevailing situation in the Orient thousands of years ago, at the starting point of our more recent human development, because our whole soul constitution has changed with the further development of humanity, because we have come to different feelings and views about life. For those people who were steeped in the spiritual development I have just hinted at, it was instinctive to move towards such a transformation of the human being. These people's instincts were different. They tended towards such a vision of spiritual life after a certain transformation. Those who did not themselves undergo such training looked up, by virtue of the instincts that were also present in them, to what those who had been trained could give them. They followed them in the training of their inner soul life. But they also followed them in the ordering of their social life, in their attitude to the life of the whole. The instincts that led to such a life have been transformed just as much as the special soul instincts of the child have been transformed in the adult in the context of today's overall culture of humanity. But through these instincts, in connection with what had been absorbed from the teachings of those educational institutions that can truly be called mysteries, there arose a human soul-disposition that could not but lead to seeking what is at the core of the human being, not here in the sphere of life that includes the human body, but to direct this whole view of life, also to rise, as it were instinctively, in the popular consciousness, to the higher man in man, to that in man which is essentially spiritual-soul-like, to that in man which, although it appears in the sensual body for the time between birth and death, is eternal in itself and belongs to a spiritual world, into which one instinctively looked. Something superhuman, if I may use this expression, which has become somewhat questionable through the followers of Nietzsche, something superhuman was seen as the essence of man. What man looked at as his own nature was something that went beyond this ordinary human being. In this respect, education was great: seeking out the human being in his essence in a spiritual-soul realm, which finds expression only in the physical, reaching out from the spiritual-soul world into the whole human being, directing this human being in his most material expressions from the spiritual-soul realm. In many metamorphoses, through many transformations, what came about as the content of spiritual education was then worked out in the Orient and came to Greece in many transformations. There it appears, I might say, filtered. While in the oldest Greek period, which Friedrich Nietzsche called the tragic age of the Greeks, we can still see something of such a directing of the whole human being to the higher human being, in the later Greek period what can be called, in a more comprehensive sense, the dialectical, the purely intellectual essence of the human being emerges. The whole rich and intensely all-human content of an original culture was, as it were, filtered and further and further filtered, and in the most diluted state it came over into our age. And so it forms the one current of our life, which went right up to the spiritual and soul-filled human being and gave the human being an awareness through which he felt, in every moment of life, in the presence of the giver and in the most menial of tasks, as an external expression of the spiritual and soul-filled human being. We shall see in the third lecture that the Mystery of Golgotha, from which Christianity emerged in its development on this earth, stands as a fact in itself, which can be grasped in different ways in different ages. But that from which the next understanding of this Mystery of Golgotha was shaped was what had been brought over from the Orient in the form of education. And in fact, in all that we still summon up today to comprehend Christianity, there lives that which is the last, albeit intellectually diluted, experience of the Orient. There is a certain idiosyncrasy to this entire soul configuration, which lives in us only in its final metamorphosis. And this idiosyncrasy must be sought in what follows. As great and powerful as this world view is in terms of rising to the superhuman in man and descending to what Western civilization has risen to and become great in, this oriental civilization could never have done so. It could produce the superhuman, the spiritual-soul, it could not produce anything else. It is something I have already hinted at in other contexts here. Just at the time when the last metamorphosis of Oriental spiritual life began to take root in the West, a new spiritual life began to take shape, a spiritual life that has indeed produced enormous blossoms in our time, but blossoms of a completely different kind than the Oriental spiritual life just described. Let us look at these other blossoms. I would like to point out the following fact again. As I said, I have already mentioned it here from other points of view. If we look through the current handbooks to see how many people live on the earth, we are told that about 1500 million people inhabit the earth. If we look at what is being worked on within human civilization, if we look at the human resources that are active in our human being and human life, then, strangely enough, we have to say something different. We would actually have to say that the Earth works as if it were inhabited not just by 1500 million people, but by 2200 million people. For three to four centuries, our world of machines has been working in such a way that work is being done that could also be done by people. We are replacing human labor with machine power. And if you convert what our machines achieve into human labor, you find, based on an eight-hour working day, that our work on earth involves seven to eight times a hundred million people, that is, not real people, but human labor, which is raised by machines. This is something that is being introduced into human civilization by those spiritual forces that have arisen from the Western world, those spiritual forces that could never have developed in a straight line from that inner culture of spirit and soul that had so magnificently risen to the superhuman, to the higher human in the human, to the spiritual-soul human being. This culture remained at the level of certain heights of the soul. It did not penetrate what we call practical life today. It could never have brought dead metal or other material into such a context that a man would work among people, not a superman, but an underman, a man who is actually a homunculus compared to people of flesh and blood, a mechanism that introduces into human culture what otherwise people could introduce. This is the essence of our Western intellectual life. It is all the more characteristic of this Western intellectual life the farther west we go, where the mechanical man, the sub-human, has emerged from this intellectual life, just as the spiritual man, the super-human, has emerged from the Oriental intellectual life. The fact that such a thing could be created in the West is not an isolated phenomenon of civilization. It is connected with the whole development of perception, feeling and thinking. The people who brought this homunculus into being are, in their whole state of mind, of course, greater in the other direction than the Oriental man. Today, one cannot understand life if one cannot see through this contrast in all its intensity. For on the one hand, this modern man still carries within him the last metamorphosis of that which came to him from the Orient, and on the other hand, he has been absorbing for centuries what is most essential to Western spiritual life. A balance has not yet been achieved. They stand there like two separate currents flowing apart: the current of the superman, though much changed, and the current of the subhuman, though only in its beginning. And the modern man, the man of the present, when he awakens to the consciousness that in his soul these two currents live abruptly, he suffers mentally, spiritually and probably also physically from the discord that arises from it. These are matters that become so deeply entwined in the unconscious and subconscious that something quite different from the actual cause enters not only into the consciousness of the person, but even into the constitution of his body. The modern human being finds himself nervous, finds himself dissatisfied with circumstances. There are hundreds of ways in which modern man feels a discord between himself and his surroundings, and how this discord is also expressed in his physical health. What has been mentioned is behind this. Behind this lies the great question: How can we, for the civilization of the future, harmonize what produced the subhuman with what lives in us in its last phase as the legacy of a civilization that has led to the spiritual-soul human being? The spiritual science oriented towards anthroposophy seeks to take on board what is contained in the forces of our civilization, as I have just mentioned. It sees as a necessary goal, borne by the most significant demands of the time, a balancing between the soul forces that have led in one direction and the soul forces that have led in the other direction. And it is aware of how tremendously necessary and significant it is for humanity to find the paths to this goal. Instinctively, I have named the oriental spiritual life. This spiritual life was born out of the instincts of ancient man. We have received it as an heirloom. But we have received it in an already intellectualized state; it has lived its way into our civilization in concepts and ideas of a rather abstract nature. For we no longer have the instincts that the former bearer of this spiritual life had. No matter how much one may fantasize about it, the fact remains that the present-day human being should return to naivety, that he should become instinctive again. In one respect, one is right to make such a demand. But naivety will express itself in a different way than before. The instinctive life will go in different directions. And to demand that we should become like people of previous millennia is the same as demanding that adults should play like children. No, we cannot go back to satisfy our deepest soul needs, into the civilization of past millennia, nor can we, if we do not want to fall into decadence, call out as Westerners “ex oriente lux”; no, we must not call out, the light comes to us from the Orient. For the light that is there today has also undergone many metamorphoses, and we cannot indulge in the illusion that what can still be found somewhere in the Orient today represents a spirituality that could somehow fruitfully reach into our civilization. It was a decadence of the worst kind when a theosophical movement asserted itself out of the religious and cultural needs of the Occident, out of the machine age, which had also formed a mechanistic world view that cannot satisfy man. It was decadence of the worst kind that one went into the area that today's decadent oriental succession of an intellectual life of earlier times has. When Indian culture was sought out today in order to incorporate it into Western theosophy, it showed just how barren one had become, how the creative powers no longer stir from one's own spiritual life, how one could only be great in the mechanistic, but how one could not find one's own way into those areas that the soul needs for its view of the true spiritual essence of man. This tendency, by the way, underlies today's life all too much. Do we not see how those who are dissatisfied with present-day Christianity often inquire: What was Christianity like in the past? What was early Christianity like? Let us do it again as the early Christians did. As if we had not progressed since then, as if we did not need a new understanding of Christianity! Oh, the characteristic of infertility is everywhere, the impossibility of one's own creation. No, that is not what anthroposophically oriented spiritual science wants: borrowing from some ancient culture or from the present-day succession of an ancient culture. Particularly when one grasps the concrete reality of the roots of anthroposophically oriented spiritual science, it is easy to see what has been said. You can hear how the present-day Oriental, I would even say, how old methods are reproduced, seeks the path to the spiritual in a certain breathing process, in a regulation of breathing, seeks to develop the human constitution through which one finds inner powers of knowledge and feeling and will, in order to ascend into the spiritual world, where the spiritual-soul human being is found, where true self-knowledge is. The Oriental of today does what the Oriental has always done in earlier centuries and millennia for such a path: he descends from the mere intellectual life of the head into the life of the whole human being. He knows the inner organic connection between the way we breathe in and the way we breathe out — I will speak of this again in the next few days — and the process of our imagining and thinking. But he also knows that thinking and imagining grow out of the breathing process. And so he wants to go back to the roots of thinking, to the breathing process. He seeks the path up to the spiritual world in a regulation of the breathing process. We cannot imitate this path. If we were to imitate it, we would sin against our human constitution, which has become quite different. The inner structure of our brain and nervous system is different from that from which the instinctive spiritual culture of the Orient emerged. If we were to consider it right today to devote ourselves only to a regulated breathing process, we would be denying the intellectual life. We would be denying what we are constituted for today. In order to ascend the paths into the spiritual world, we must undergo other metamorphoses. We no longer have to go back from thinking to bodily processes such as breathing; we have to develop thinking itself. That is why today's spiritual science, living at the height of its time, must speak of an education of the intellectual life, but not of the intellectual life that is almost the only one known today. It is precisely this intellectual life that has made us dry and arid, as if parched, for the full scope of life. No matter how much the one-sided intellectualism is railed against from all sides in the present day, nothing is being done to really fight it. One has the feeling that mere concepts, even those taken from serious and conscientious science, leave the soul cold and do not lead it along the paths of true life. On the other hand, however, one does not find the possibility of directing this intellectual life in a direction that can be satisfying, because one wants to avoid precisely that which the spiritual science meant here must regard as the right thing for the modern human being. The modern human being cannot, when he realizes the dryness, the sobriety, the one-sidedness of mere intellectualism, draw on some, as one often says, pre-thought, primitive, elementary life to improve himself as an intellectual person. He cannot, I would say, seek in a life of blind rage, which one does not understand, that which he wants to externally affix to intellectual civilization. Therefore, anthroposophically oriented spiritual science seeks, through the practice-based development of the soul, that which modern man actually longs for in order to truly satisfy his soul. I have described in detail in the second part of my “Occult Science”, in my book “How to Know Higher Worlds” and in other of my writings, how this path is to be followed in a way that is appropriate for Western man. In principle, I will only hint at the fact that it is a matter of taking hold of the soul life in such a way that one avoids developing concepts, notions and ideas in the highest degree, that one does not develop only the life of thought in a one-sided way, but that one exercises the soul in such a way that the most living feelings are connected with the thoughts themselves, which arise, combine and separate. While today the one-sided intellectualist is sober in his thought life, but also lets this thought life wander in the alien fields of science or other fields and otherwise thoughtlessly lives in life, that which anthroposophically oriented spiritual science calls its practice seeks to deepen into thinking, but at this deepening of thinking of thinking, so that one can rejoice, become angry, hate and love what one only thinks, how one hates and loves people, how one becomes angry at outer events, so that a whole inner life arises, arises in such liveliness as the outer life is. The books mentioned are intended to bear witness to the fact that this can be done systematically. But then, when a person seeks out such paths, when he really develops the forces of knowledge, feeling and will that otherwise lie dormant within him, when he therefore takes his development in hand not from the body, as in the ancient oriental culture, in a regulated breathing process, but from the soul and from the spirit, then he finds the way into the spiritual world. And what forces does he apply? He applies the forces through which his civilization has become great. He applies the forces that he also applied in building his machines, in developing his mechanistic Copernican, Galilean, Keplerian, Newtonian astronomical conceptions. The powers of imagination and ingenuity that are developed by our minds and souls in our machines, what lives in our astronomy, in our chemistry, what lies in our social life, all this is being cultivated. The Oriental had none of this. He could not have continued his spiritual life to the point of developing these powers of the soul. He had to go to the breathing of the body in order to follow the path of knowledge. We must start from the point where we start in our outer practical life. We must proceed from the same soul and spiritual powers that live in our mechanistic culture, which has produced seven to eight hundred million specimens of the subhuman. We must develop a new orientation, that is, a vision of the higher, the eternal, the immortal human being from the most sensual, the most mechanical, from that which proves to be the path to the subhuman in our Western civilization. However, not everything that wants to be part of modern civilization is appealing to modern people. For this modern man, he demands that the child should develop, because the child cannot yet make its own decision about its development. At the moment when he is supposed to make the decision himself, he no longer allows himself to be involved in the development; at that point he is done; at that point he allows himself to be elected to the city council, to parliament, because he knows everything. One knows everything. There is no need to descend to the development of abilities through which one knows something. One is a critic for everything, if only one has come to the awareness of one's arbitrariness, if only the others are no longer allowed to mess around in relation to development. This modern man must seek the way to ascend again to those heights where one finds the spiritual-soul man. Now the fact of the matter is that for the time being the inner urge to seek this spiritual-soul-man, to tread the path to these realizations, is still a renunciation-filled one, for this path demands a life that certainly takes place in pain and suffering, a life that not everyone has to live today, not everyone can live, nor does everyone need to live. But just as not everyone can become a chemist, but the results of chemistry can be useful for all people, just as not everyone can become an astronomer, but the results of astronomy can appeal to all souls, so there can be few spiritual researchers, but the results of this spiritual research can be grasped by ordinary common sense, as I have often said here. The few spiritual researchers can communicate their spiritual insights, and common sense will understand them. But that is precisely what people today deny. They come and say: What you spiritual researchers communicate to us may be beautiful fantasies; but we dissect it logically, we do not accept it, because it does not show itself before our human understanding. We have not yet trained ourselves to see higher things. One does experience very strange things in this area. Just recently another pamphlet has appeared about what I, as an anthroposophically oriented worldview, have to represent before humanity today. A man who is, well, a “university professor” says, where he gives me the brush-off as a philosopher and, as he says, as a theosophist: Yes, there Steiner claims that one must also become a chemist in order to understand chemical things, a physicist in order to understand physical things; one can admit that to him. But now it is very strange how this gentleman behaves strangely. He says: Everyone can agree with what chemists claim about this or that, because if he becomes a chemist himself, he will see that it is correct; everyone can agree with what physicists claim, because if he becomes a physicist himself, he will see that what physicists say is correct. But to understand what spiritual science says, one would have to develop special abilities. But I am not saying anything else. Just as a person must become a chemist in order to judge chemistry, and as a person must become a physicist in order to judge physics, so a person must become a scholar of spiritual science in order to decide on spiritual science. But now, continuing his text, that strange - perhaps not so strange - university professor says: It is not a matter of what Steiner claims only being justified before people trained in spiritual science, but of it having to be justified before me! That is, it must be justified before someone who not only has no idea about it, but also does not want to get one. This is, of course, a “common sense” written in quotation marks, which is not good at understanding what spiritual science has to offer. The unbiased common sense will grasp it. Yes, in the future people will perhaps think quite differently about these things than they are accustomed to thinking in many circles today. The world is there. The philosophers have always argued about the world. Well, philosophers will still have common sense. And one can even say, if one is unbiased: philosophy is better than its reputation. But philosophers argue. And if you are unprejudiced, you can even grant a certain acumen in the philosophical field to someone who says the opposite of what another is saying, again out of a certain acumen. Yes, if you are unprejudiced here in this field, you come to a very strange judgment about common sense. It is there. People generally speak in this common sense. But it is not at all suitable for understanding the world, otherwise philosophers would not need to argue. This ordinary common sense does not seem to be at all suitable for grasping the world that is presented to the senses externally, just as it is. Try to see if it can grasp what spiritual science has to say, and you will see: the way will open up for you to grasp precisely that. It is wishy-washy, not even mere prejudice, to say: humanitarians also claim different things; one this or the other that. This is said without knowledge of the facts. If one gets to know the facts, one will no longer claim this. Of course, many a prejudice and many a preconception will have to be overcome if the anthroposophically oriented spiritual science referred to here is to be integrated into modern life. But it will have to be integrated. For the way will have to be found to combine the two spiritual currents you have been shown today. We cannot become reactionaries in order to return to earlier intellectual formations. We must place ourselves in that which the scientific, mechanistic age has produced. But we must spiritualize the forces that have brought forth a Copernicus, a Galileo, a Giordano Bruno, a Röntgen, a Becquerel and so on down to our own day, we must spiritualize these forces so that through the same forces of the human soul, through which we build machines, we also ascend to the knowledge of the spiritual-soul human being. Then we will no longer merely speak of the spirit, but we will be able to give content to the striving for the spirit. This is what is so disturbing to the deeper observer of contemporary civilization: people today talk a lot about the spirit, but they give no content to this talk about the spirit. This gives rise to world views on the one hand, and to the practice of life in an unorganized way connected with these world views on the other, just as our spiritually scientific world view would be out of place in a house built in an old architectural style. Our spiritually scientific world view wants to live in structures that are born of itself. It should create and can create in such a way that it is able to permeate the external material life down to the technical details and the social interconnections. Then this spiritual science will be able to become the bearer of a civilization that finds the right ways to the goals that have been hinted at today. Then this spiritual science will no longer allow that life to flourish, of which one can say: Well, some strive towards the spirit again; they demand that the person who works hard in the factory no longer works only in the factory, but that he has enough time left over to devote to the spirit as well. Oh, no, spiritual science does not demand that one has to work in the factory and, when one locks the door behind oneself, then steps out of the factory to find spiritual life there. No, spiritual science demands the opposite: that when you enter the factory to go to work, you carry the spirit with you, so that every machine is imbued with the spirit of that which also carries the world view to the highest heights of knowledge, of the immortal. Spiritual science does not want to leave time for the spirit, but to imbue all time with what man can find as the content of his spirit. Now, people often cry out for the spirit today. A book about socialism has just been published - there are all sorts of heartfelt and sometimes sensible views - by Robert Wilbrandt, a professor at the University of Tübingen. It sounds: Yes, but we will not get anywhere with socialism if we do not find the new spirit, the new soul. So on the last pages of the book, the cry for the spirit, for the soul! But if you take such a man, such a personality, to the point where the spirit is given content, where you not only interpret in the abstract in terms of spirit and soul, where you speak of spiritual and soul content as science otherwise speaks of natural content, then the personality in question withdraws, because they do not have the courage to profess the real spirit that is full of content. And so we see it in many. They cry out for the spirit. But when the spirit seeks a real content, they do not come forward. They remain in merely pointing to an abstract union of human souls with the spiritual. This is what anthroposophically oriented spiritual science seeks as a path: the path to real spiritual content, to a real spiritual world, out of our own organic powers of knowledge as a goal: to develop the merely inorganic two currents that have been joined together in us, Orientalism and Occidentalism, to form a striving that finds its way out of our own striving, both down into the mechanism and up into the highest spirituality. I will conclude today by saying only the following, in anticipation of the further elaboration of this theme that I will give tomorrow and the day after tomorrow, when it will be possible to characterize many things more broadly than I could in today's introduction. The call for a new spirituality is echoing today in many hearts and minds, and in a certain way people already sense that our misfortune, which has manifested itself so terribly in the last five years, is connected in the outer world with the fact that our spirit has reached an impasse. That a wall must be broken through in order to make spiritual progress. There is a sense that we cannot make progress in the social, the political, or the outwardly technical spheres without a new spirit. A man who may not always have played a very favorable role, but perhaps a wiser one than some of his colleagues among the “statesmen” - I say that in quotation marks when I speak of statesmen today - in recent years, has now also - statesmen and generals write war memoirs today, after all - has now also written his war memoirs. They end with the following words: “War will continue, albeit in a modified form. I believe that future generations will call the great drama that has dominated the world for five years not world war, but world revolution...” These are the words of Czernin, the Austrian statesman. So at least one person can see how things are connected, even if only to a very limited extent. And he continues: ”... and we shall know that this world revolution has only begun with the world war. Neither Versailles nor Saint Germain will create a lasting work. In this peace lies the disintegrating seed of death. The convulsions that shake Europe are not yet diminishing. Like a mighty earthquake, the subterranean rumblings continue. Soon, the earth will open again and again, here or there, hurling fire against the sky; again and again, events of an elemental nature and force will sweep devastatingly across the lands. Until all that is reminiscent of the madness of this war and the French peace has been swept away. Slowly, with unspeakable agony, a new world will be born. Future generations will look back on our time as if it were a long, evil dream, but day always follows the darkest night. Generations have sunk into the grave, murdered, starved, succumbed to disease. Millions have died in the quest to destroy and annihilate, with hatred and murder in their hearts. But other generations are rising, and with them a new spirit. They will build up what war and revolution have destroyed. Every winter is followed by spring. That, too, is an eternal law in the cycle of life, that resurrection follows death. Blessed are those who will be called upon to help build the new world as soldiers of labor. Here, too, the call for the new spirit arises from the limited statesmanship of the old days. Now, this call for the new spirit must only be understood and take root truly and earnestly enough in people's souls. For even the most external events in life are connected with the most internal ones, the most external material events with the most internal spiritual experiences. And when we look at what the spirit, which reached its peak at the beginning of the 20th century, has lived out in the events of recent years, we will understand that the call for a new spiritual life must come true. With this new spiritual life, anthroposophically oriented spiritual science would like to have its ways and goals connected to the building of the world, just as those spiritual endeavors that fight it are visibly connected to the terrible events of recent years. Just recently I read a remarkable lecture that was given in the Baltic region – note the date – on May 1, 1918. A physicist's lecture on May 1, 1918, ends with the words: “The world war has shown that the spiritual aspirations of the present day, the scientific work of the present day, are still too isolated.” The world war – roughly speaking, this physicist says – has taught us that in the future, what is being worked on in the scientific laboratories must be in an inner organic connection, in a continuous inner exchange of ideas, with what is being worked on in the general staffs. The most intimate alliance must be sought – so this physicist says – between science and the general staff. He sees the salvation of the future in this! As one can see, the science of the past can even view alliances that are formed between it and the most destructive forces of humanity as an ideal. Anthroposophically oriented spiritual science would like to form an alliance between its spiritual striving and all truly constructive forces of human civilization. |
319. An Outline of Anthroposophical Medical Research: An Outline of Anthroposophical Medical Research
28 Aug 1924, London Translator Unknown Rudolf Steiner |
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This method of research was nevertheless entirely justifiable during several hundred years, because if it had been otherwise, mankind would have become immersed in a world of dreams and fantasies, would have been forced to a capricious acceptance of things, and to a barren weaving of hypotheses. |
319. An Outline of Anthroposophical Medical Research: An Outline of Anthroposophical Medical Research
28 Aug 1924, London Translator Unknown Rudolf Steiner |
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![]() Whatever may arise in course of time from anthroposophy, in regard to the sphere of medical knowledge, it will not be found to be in any disagreement whatsoever with that which is understood to-day as the orthodox scientific study of medicine. It is easy, in looking at the question from the scientific standpoint, to be deceived about this, because from the outset it is supposed that any study which is not founded upon so-called exact proof, must be of the nature of sectarianism, and cannot therefore be taken seriously by the scientific observer. For this reason it is necessary to remark that it is just that point of view which seeks to support medicine upon an anthroposophical basis, which is the most appreciative of, and the most sympathetic towards all that is best and greatest in modern medical achievements. There cannot therefore be any question that the following statements are merely the polemics of dilettantism, or unprofessionalism, leveled against recognised methods of healing. The whole question turns solely upon the fact that during the last few centuries our entire world-conception has assumed a form which is limited by investigation only into those things which can be confirmed by the senses—either by means of experiment, or by direct observation—and which are then brought into relation with one another through those powers of human reasoning which rely upon the testimony of the senses alone. This method of research was nevertheless entirely justifiable during several hundred years, because if it had been otherwise, mankind would have become immersed in a world of dreams and fantasies, would have been forced to a capricious acceptance of things, and to a barren weaving of hypotheses. That is connected with the fact that man, as he lives in the world between birth and death, is a being who cannot truly know himself by means of his physical senses and his reason alone—because he is just as much a spiritual as a physical being. So that when we come to speak of man in health and in disease we can do no less than ask ourselves: Is it possible to gain a knowledge of health and disease only by those methods of research which concern the physical body; purely with the assistance of the senses and the reason, or by the use of instruments which extend the faculties of the senses and enable us to carry out experiments? We shall find that a real, unprejudiced, historical retrospect shows us that the knowledge which mankind has gained originated from something totally different from these mere sense-observations. There lies behind us an immense development of our spiritual life, no less than of our physical. Some three thousand years ago, during the flowering of the most ancient Greek culture, there existed schools that were very different from those of to-day. The basis of these ancient schools consisted in the belief that man had first of all to develop new faculties in his soul before he could become capable of attaining to true knowledge concerning mankind. Now it was just because, in these ancient times, the more primitive soul-faculties did not incline towards the fantastic, that it was possible to experience, in the so-called mysteries, the spiritual foundations from which all forms of learning arose. This state of things came to an end more or less contemporaneously with the founding of our Universities—during the twelfth, thirteenth, and fourteenth centuries. Since that time we learn only in a rationalistic way. Rationalism leads on the one hand to keen logic, and on the other hand to pure materialism. During the course of centuries a vast store of external knowledge has been accumulated in the domain of biology, physiology, and other branches of research which are introductory to the study of medicine; indeed an amazing mass of observations, out of which an almost immeasurable amount may yet be obtained! But during these centuries all knowledge connected with man which could not be gained without spiritual vision, sank completely out of sight. It has therefore become actually impossible to investigate the true nature of health and disease. In order to emphasise this remark, I may mention that even at the present time, according to the descriptions given in my books Knowledge of the Higher Worlds and An Outline Of Occult Science, it is possible so to raise the faculties of the soul that the spiritual nature of man may be clearly distinguished from the physical, This spiritual part of man is, for the spiritual observer, just as visible as the physical part is for the man who observes with his outer senses; with this difference, however, that our ordinary senses have been and are incorporated into our bodily organism without our co-operation, whereas we must ourselves develop the organs of spiritual sight. This can be brought about if one unfolds within oneself an earnest life of thought. Such a state of living, of resting in quietude—in thought—must, however, be carried out so as to bring about a methodical education and transformation of the soul. If one can, so to say, experiment for a time with one's own soul, allowing it to rest within an easily grasped thought, at the same time permitting neither any traces of auto-suggestion nor any diminution of consciousness to arise, and if one in this way exercises the soul as one would exercise a muscle, then the soul grows strong. Methodically, one pursues the exercises further and further; the soul grows stronger, grows powerful, and becomes capable of sight. The first thing that it sees is that the human being actually does not consist merely of physical body, which can be investigated either with the naked eye or with a microscope, and so forth, but that he also bears an etheric body. This is not to be confused with that which, in earlier scientific times, was somewhat amateurishly described as “vital forces.” It is something that can really be perceived and observed; and if I were to distinguish qualitatively between the physical body and the etheric body, I should choose, out of all the innumerable qualitative distinctions that exist, the following:—The physical body of man is subject to the laws of gravity; it tends to be drawn earthward. The etheric body tends to be drawn towards the periphery of the universe; that is to say, outwards, in all directions. As a rule, our investigations are concerned with the relative weight of things, but that part of the human organism which possesses weight is the direct opposite of that which not only has no weight but which strives to escape from the laws of gravitation. We have in us these two opposing forces. This is the first of our super-physical bodies. We may say, then, that we have within us first of all the physical man, whose orientation is centripetal and tends earthwards, and another man, whose orientation is centrifugal and tends to leave the earth. It will be seen that a balance must be maintained between these two configurations of the human being—between the heavy physical body, which is subject to the laws of gravity, and the other, the etheric body, which strives outwards towards the farthest limits of the universe. The etheric body seeks, as it were, to imitate, to be an image of the whole Cosmos; but the physical body rounds it off, and keeps it within its own limits. Therefore, by contemplating the state of balance between the physical body and the etheric body, our perception of the nature of the human being becomes real and penetrating. Once we have succeeded in recognising these outward-streaming centrifugal forces in man, we shall be able to perceive them also in the vegetable kingdom. The mineral kingdom alone appears purely physical to us. In it we can trace no centrifugal forces. Minerals are subject to the laws of gravity. But in the case of plants we recognise their outer form as being the result of the two forces. At the same time it becomes apparent to us that we cannot remain at this point in our investigations if we wish to observe anything that is higher in the scale of organic life than the plants. The plant has its etheric body; the animal, when we observe it, possesses life, and also sensation. It creates, inwardly, a world; this fact arrests our attention, and we see that we must make yet deeper researches. Hence we realise that we must develop our ordinary state of consciousness still further. Already, as I have shown, a certain stage will have been reached when we are able to see not merely the physical body of man, but the physical body embedded within the etheric body, as though in a kind of cloud. But that is not all; the more we strengthen our souls, the more we find greater and greater reality in our thoughts, and it then becomes possible to arrive at a further stage, which consists in suppressing these strong thoughts which have been made so powerful by our own efforts. In ordinary life if we blot out by degrees our faculties of sight, of hearing, of sensation, and of thinking—we fall asleep. That is an experiment which may easily be carried out. But if one has strengthened the soul in the manner described by the training of thought, of the whole of one's life of concept and feeling, then one can actually learn to suppress the life of the senses. One then arrives at a condition where, above all things, one is not asleep but is very much awake. Indeed, it may even be that one has to guard against losing the power to sleep, while one is striving to reach this condition. If, however, one sets to work in the way I have indicated in my books, every precaution is taken to prevent any disturbances in the ordinary life. One succeeds then in being completely awake, though one cannot hear as one hears with the ears. The ordinary memory, too, and ordinary thinking cease. One confronts the world with a perfectly empty but perfectly waking consciousness. And then one sees the third human organism—the astral. Animals also possess this astral organism. In man it bestows the possibility of unfolding a real inner life of experience. Now this is something which is connected neither with the innermost depths of the earth nor with the wide expanse of the universe, but rather it is connected with a state of being inwardly penetrated by forces which are “seen” as the astral body. So now we have the third member of the human organisation. If one learns to perceive this third member in the manner indicated above, one finds that from the scientific point of view it is indescribably illuminating. One says to oneself—the child grows up and becomes the man; his vital forces are active. But he is not only growing physically, his consciousness is developing at the same time; he is unfolding within himself an image of the outer world. Can this be the result of physical growth? Can this be accomplished by the same forces that underlie nutrition and growth? When the organic forces that underlie the latter gain the upper hand, the consciousness becomes dimmed. We need, therefore, something which is connected with these forces, and which is actually opposed to them. The human being is always growing and always being nourished. But he has within his astral body, as I have described it, something which is perpetually suppressing, inhibiting the forces of growth and nutrition. So we have in man a process of construction through the physical body in conjunction with the earth; another process of construction through the etheric body in conjunction with the Cosmos, and through the astral body a continuous destruction of the organic processes in the cell-life and the glandular life. That is the secret of the human organism. Now we understand why it is that man possesses a soul. If he were to grow continuously like the plant, he could not have a soul. The process of growing must first be destroyed, for it expels the soul. If we had nothing in our brain but the process of building up, and no processes of breaking down and destruction, we could not contain the soul. Evolution does not proceed in a straight line. It must retreat in one direction; it must give way. Herein lies the secret of humanity—of the ensouled being. If we go no further than the consideration of the organisation of the animal, we find ourselves concerned only with its three principles—the physical, etheric, and astral. But if we proceed to the observation of man, we find, when we have progressed yet further with the training of our souls, that we spiritually perceive yet another principle. Our spiritual perception of the animal discloses that its thinking, feeling, and willing are, in a certain sense, neutral in regard to one another; they are not clearly distinct. One cannot speak of a separate thinking, a separate feeling, and a separate willing, but only of a neutral blending of these three elements. But in the case of man, his inner life depends just upon the fact that he lays hold of his intentions by quiet thought, and that he can remain with his intentions; he can either carry them out in deeds, or not carry them out. The animal obeys its impulses. Man separates thinking, feeling, and willing from one another. How this is so, can only be understood when one has carried one's power of spiritual perception far enough to observe the fourth principle of man's organisation—the “I am I”—or the Ego. As we have just seen, the astral body breaks down the processes of growth and nutrition; in a sense, it introduces a gradual dying into the whole organism. The Ego redeems, out of this destructive process, certain elements which are continually falling away from the combination of the physical and etheric bodies, and rebuilds them. That is actually the secret of human nature. If one looks at the human brain, one sees—in those lighter parts which lie more below the superficial structures, and which proceed as nerve fibres to the sense organs—a most complicated organisation which, for those who can perceive it in its reality, is in a continual state of deterioration, although so slowly does this take place that it cannot be observed by ordinary physiological means. But, out of all this destruction, that which differentiates man from the animals, namely, the peripheral brain, is built up. This is the foundation of the human organisation. With regard to man, naturally, the central brain (the continuation of the sensory nerves and their connections) is more perfect than the peripheral brain, which is, as a matter of fact, more akin to the metabolic processes than the deeper portions of the brain are. This peripheral brain, which is peculiarly characteristic of man, is organised for these metabolic functions by the Ego-organisation—organised out of what otherwise is in a state of deterioration.1 And so the activity of the Ego permeates the entire organism. The Ego redeems certain elements out of the ruin worked by the astral body, and builds out of them that which underlies an harmonious co-ordination of thinking, feeling, and willing. I can of course only mention these things, but I wish to point out that one can proceed with the same exactitude when making observations spiritually as one can in any branch of external experimental science and with a full sense of responsibility; so that in every case one seeks for the agreement between what is spiritually observed and what is discovered by empirical physical methods of research. It is exactly the formation of the physical brain which leads one on to apprehend the super-physical, and to attain knowledge by spiritual investigation. Thus we have these four members of the human organisation. These, in order to maintain health, must be in quite special relation to one another. We only get water when we mix hydrogen and oxygen in accordance with their specific gravity. In the same way there is a determinative which brings about a normal relationship—if I may say so—between the physical body, the etheric body, the astral body, and the Ego. We not only have four, but 4x4 relative states. All these can be disturbed. An abnormal relation may arise between the etheric and the physical bodies, or between the astral and etheric, or between the Ego and one or another of these. All are deeply connected with one another and are in a special relation to one another. The moment this is disturbed, illness arises. But this relationship is not uniform throughout the human being; it differs in the different individual organs. If we observe, for instance, a human lung, the physical, etheric, astral, and Ego constituents of this lung are not the same as those of the brain or of the liver. Thus, the entire human organisation is so complicated that the spiritual and the material are differently related in every organ. Therefore, it will be understood that, just as one studies physical anatomy and physical physiology in accordance with external symptoms, so—when one admits the existence of this spiritual investigation, and practises it—one must study with the greatest exactitude the health and disease of every separate organ. In this way one always arrives at a complete and comprehensive knowledge of the human organism. It cannot be so understood if it is observed solely from the physical standpoint. It can only be known through a knowledge of its four principles. One is only clear about any illness when one is able to say which of these four principles either predominates too strongly or is too much suppressed. It is because one is able to observe these things in a spiritual manner that one actually places a spiritual diagnosis alongside the material diagnosis. Therefore what is gained by anthroposophical methods in seeing through the fourfold constitution of man, is gained in addition to all that it is possible to observe of health and disease by ordinary methods. And further, it is not only possible to behold man spiritually but also the whole of Nature. One is now, for the first time, in a position to find man's relation to the various kingdoms of Nature, and, in medicine, his relation to the healing properties which these kingdoms contain. Let us take an example. There is a substance which is most widely distributed over the whole earth, and not only over the whole earth, but also, in its finest form, throughout the air. This is silicic acid. It is an enormously important constituent part of the earth. But for those who are able to see these things with higher faculties, all this silicious substance is revealed as the external manifestation of something spiritual; and an immense and almost overpowering difference is seen to exist between that which ordinary physical methods of observation disclose with regard to silicic acid, or, for example, carbonic acid gas, and that which spiritual investigation discloses. By the latter method we see that quartz, or rock-crystal, such as we find in the mountains—in fact, all forms of silicious substance—provides a free path for something spiritual. Just as any transparent substance allows light to stream through it, so all silicious substance allows what is spiritually active in the entire world to stream through it. But we find quite a different relationship towards the spiritual when we come to carbonic acid. Carbonic acid has this peculiarity (for there is something spiritual in every physical substance), that the spiritual that is in contact with carbonic acid becomes individualised. Carbonic acid retains the spiritual in itself with all its force. The spiritual “selects” carbonic acid as a dwelling-place. In silica it has a transcending tendency—a consuming tendency—but it inheres in carbonic acid as though it felt itself “at home” there. Carbonic acid processes are present in the breathing and circulation of animals. The former are especially connected with the astral body. The carbonic acid processes are related to the external physical of the animal, while the astral body is that which is inwardly spiritually active. The astral is therefore the spiritual element, and the carbonic acid process is its physical counterpart and underlies the animal's expirations. The Ego-organisation is the spiritual inner element in man of that which takes place in man as silicic acid processes. We have silicic acid in our hair, our bones, our organs of sense, in all the extremities and periphery of our bodies—in fact, everywhere where we come into contact with the outer world—and all these silicic acid processes are the external counterpart, the expression from within outwards, of the Ego-organisation. Now it must be borne in mind that the Ego must, in a certain sense, be strong enough to manipulate, to control, the whole of this silicic acid activity. If the Ego is too weak, the silicic acid is separated out—that is a pathological condition. On the other hand, the astral body must be strong enough to control the carbonic acid process; if it cannot, carbonic acid or its waste products are separated out, and illness results. It is possible, therefore, in observing the strength or weakness of the astral body to find the cause of an illness rooted in the spiritual. And in observing the Ego-organisation one discovers the cause of those disturbances which either bring about a morbid decomposition of the silicic acid processes in. the body, or which one must deal with therapeutically by the administration of silicic acid. What happens then is that the spiritual, which is never retained in the material substance itself, passes through it and affects the silicic acid deposited in the body. It takes the place of the Ego itself. In the administration of carbonic acid as a healing agent, it must be so prepared that the spiritual is present in it in the right manner; in using it as a remedy one must be aware that the astral body works in it. Therefore: One can conceive of a form of therapy which does not only make use of chemical agents, but which is quite consciously administering a cure, in the knowledge that, if a certain quantity of physical substance is given, or a particular solution is prepared as a bath, or if an injection is given, at the same time something of a spiritual nature is quite definitely introduced into the human organism. So it is perfectly possible to make a bridge from a knowledge of purely physical means of healing to a knowledge which works with spiritual means. That was the characteristic of the medicine of ancient times; some tradition of it still lingers; it lingers even in some of the recognised cures to-day. And we have to get back to this. We can do so if, without in any way neglecting physical medicine, we add to it what we can gain in spiritual knowledge, not only of man, but of Nature also. Everything can be carried out with the same exactitude as is the case with regard to physical natural science. Anthroposophy does not seek to correct modern medicine, but to add its own knowledge to it, because ordinary medicine makes demands upon itself only. What I have just briefly indicated is merely the commencement of an exceedingly wide spiritual knowledge, in which, at present, people have very little faith. One can quite well understand that. But some results have already been attained in the sphere of medicine, and these can be studied in practice at Dr. Ita Wegman's Clinical Institute in Arlesheim, Switzerland. And I am convinced that if any person would investigate this advancement and enlargement of the medical field with the same goodwill with which, as a rule, they investigate physical medicine, they would find it not at all difficult to accept the idea of the spiritual in man, and the spiritual in methods of healing him. Quite briefly, I will give two examples that illustrate what I have said. Let us suppose that by means of this kind of spiritual diagnosis (if I may use such an expression) it is seen that in a patient the etheric body is working too strongly in some particular organ. The astral body and the Ego-organisation are not in a position to control this super-activity of the etheric body, so that we are faced with an astral body that has become too weak, and possibly also with an Ego which is too weak, and the etheric body therefore predominates. The latter thereby brings about in some particular organ such a condition of the growing and nourishing processes that the whole organism cannot be properly held together, owing to the lack of control by the other two principles. At this point, then, where the etheric body predominates, the human organism appears as though too much exposed to the centrifugal forces of the Cosmos. They are not in equipoise with the centripetal forces of the physical body. The astral body cannot control them. In such a case we are confronted on the one hand by a preponderance of the silicic acid processes, and on the other by an impotence of the Ego to control them. This fact underlies the formation of tumours, and it is here that the way is indicated for the true understanding of the nature of carcinomatous processes (cancer). Researches into this matter have had very good results and have been carried out in practice. But one cannot understand carcinoma unless one realises that it is due to the predominance of the etheric body, which is not suppressed by a corresponding activity of the astral and the Ego, The question then arises, what is to be done in order to strengthen the elements of the astral body and the Ego which correspond to the diseased organ, so that the superabundant energy of the etheric organisation can be reduced? This brings us to the question of the therapy of carcinoma, which shall be dealt with in due course. Thus, through an understanding of the etheric body we are enabled gradually to become acquainted with the nature of that most terrible of all human diseases, and at the same time, by investigating the spiritual nature of the action of the remedies, we shall discover the means to combat it. This is just one example of how illnesses can be understood through the etheric body. But supposing that it is the astral body whose forces predominate—supposing that they are so strong that they predominate practically throughout the entire organism, so that there arises a kind of universal stiffening of the whole astral body due to its excessive inner forces; what does such a state of things bring about? When the astral body is not under the control of the Ego—which is to say, when its disintegrating forces are not cancelled by the integrating forces of the Ego—then symptoms appear which are connected with a weakened Ego-organisation. This results, primarily, in an abnormal activity of the heart. Further, another occurrence due to a weakened Ego-activity, as described above, is that the glandular functions are disturbed. Since the organisation of the Ego is not sufficiently prominent and cannot exercise enough control, in greater or less degree the peripheral glandular organs begin to secrete too actively. Swollen glands appear—goitre appears. And we see further how, through this stiffening of the astral body, the silicic acid processes, which should have a reaction inwards, are being pressed outwards, because the Ego is not able work strongly enough in the sense-organs, where it ought to work strongly. So, for instance, the eyes become prominent; the astral body drives them outwards. It is the task of the Ego to overcome this tendency. Our eyes are actually retained in their right place in our organism by the equipoise that should exist between the astral body and the Ego. So they become prominent because the Ego element in them is too weak to maintain the balance properly. Also, one observes in such cases a general condition of restlessness. One sees, in a word, because the Ego cannot drive back those organic processes which are worked upon by the astral body, that the activity of the whole astral body predominates. In short, the symptoms are those of exophthalmic goitre. Knowing, therefore, that a disturbance of the balance between astral body and Ego-organisation produces exophthalmic goitre, one can apply the same principles in effecting a cure. Hence it can be seen with what exactness one can pursue these methods as regards both pathological conditions and therapeutical agencies, when one investigates the human being in a spiritual way. Before we pass on from the pathological to the therapeutical—and particularly in connection with the two examples mentioned—it would be well to touch upon some of the principles underlying the assimilation of various substances by the human organism. One only recognises the entire connection that exists between so-called “Nature” and the human being when one perceives not only that the latter is a physico-psychic-spiritual being consisting of physical body, etheric body, astral body, and Ego, but also when one further perceives that the basis of all natural substances and processes is a concrete and comprehensible spiritual one. But one must first be able to penetrate into this concrete spiritual existence. Just as, in the natural world, one must distinguish between minerals and plants, so one must distinguish quite definitely between the spiritual elements and beings that express themselves through them. Suppose we take first the mineral kingdom. A considerable part of our healing agents are taken from this kingdom, and therefore what can be made use of in medicine out of spiritual bases emanates from minerals to a very large extent. We find that the spiritual element is connected in such a way with minerals that it establishes a particular relation between them and the Ego-organisation. It is credible that if a mineral substance is administered, either by mouth or by injection, it works principally upon the human organism itself, and makes for either health or ill-health. But what really takes place is that the physical mineral, as such, as it is regarded and handled by the chemist or the physicist, actually does not work upon the organism, but remains as it is. The physical substance itself, when seen by spiritual observation, shows scarcely any metamorphosis when it is absorbed. On the contrary, what is spiritual in the substance works with extraordinary strength upon the Ego. So one can say that the spirit, for instance of a rock crystal, affects the Ego. The Ego controls the human being when it contains something silicious—that is, the spiritual element of silicic acid. That is what is so remarkable. Again, if we take the vegetable kingdom, plants do not only possess a physical form, they possess also what I have characterised as an etheric body. Suppose we administer some plant substance, either by mouth or by injection, what is in the plant works as a rule solely upon the astral body. (These things are described in a general sense; there are always exceptions, which may also be studied.) Everything derived from the animal kingdom, in whatever way it may be manufactured—out of fluids or solids—when it is administered, works upon the etheric body. This is most particularly interesting, because in this spiritual-medical work results have been attained by using for instance, in certain cases, animal products derived from the secretions of the hypophysis cerebri. These have been used successfully on rickety children or in cases of child-deformity, and so on. There are also other animal products that work upon the human etheric body, either strengthening it or weakening it. In short, this is their principal function. Anything injected out of one human being into another affects only the physical body; here there is solely a working of the physical upon the physical. For example, if human blood is transfused, nothing comes into consideration save what can take place as a purely physical phenomenon by means of the blood. A remarkable example of this could be observed when, in vaccinations against smallpox, a change was made from using human lymph to using calf-lymph. It was possible to observe then how the human lymph worked only upon the physical body, and how the effect went, so to speak, a stage higher when calf-lymph was introduced, by its becoming transferred to the etheric body. Thus it becomes possible to see, by developing spiritual powers of observation, how Nature works, as it were, in degrees, or steps, upon human beings—the mineral being made use of in a certain sense by the Ego, the plant by the astral body, the animal by the etheric body, and the human physical body by the human physical body. In the latter case there is no longer anything spiritual to be described. Indeed, even as regards the animal kingdom, we can no longer speak of the “spiritual” in the animal product, but only of the “etheric.” It is only through all these various connections that one can gain a true conception of how man—in both health and disease—is really immersed in the whole natural order. But one attains also to an inner perception of a still further continuation of the workings of nature in the human organism. One may now ask, what is to be one's attitude towards cancer! We have seen how the etheric body is able to develop over-strong forces from itself in some particular organ. The centrifugal forces—that is, the forces that tend outwards into the Cosmos—become too powerful; the astral body and the Ego are too weak to counteract them. Spiritual knowledge now comes to one's aid. One can now try either to make the astral body stronger, in which case one administers something from the plant kingdom, or one must restrain the etheric body, and in that case one makes use of the animal kingdom. Spiritual investigation has led to the adoption of the former course—that which relates to the astral body. In order to cure cancer, the forces of the astral body must be made stronger. And it may now be admitted that the remedy has really been discovered in the plant kingdom. We have been accused of dilettantism and so forth, because we make use of a parasitic plant—the mistletoe (which has been used in medicine mainly for epilepsy and similar conditions)—and because we prepare it in a very special manner, in order to discover the way which will lead to the healing of cancer. If you have observed trees which bear a remarkable outgrowth upon the trunk, resembling swellings, especially if you have seen them in section, you will notice that the whole tendency of growth, which usually has a vertical direction, has at these places a deflection at right angles, becoming therefore horizontal. It presses outwards as though another trunk were beginning to grow; and you find something that is as though drawn out of the tree itself—something parasitic. More closely studied, one discovers that any tree which has such an outgrowth is somewhere or other suppressed, restrained, in its physical development. Sufficient physical material has not been available everywhere, in order to keep pace with the growth forces of the etheric body. The physical body remains behind. The etheric body, which otherwise strives centrifugally to project the physical substance out into the Cosmos, is, as it were, left alone in this portion of the tree. Too little physical substance passes through it, or, rather, matter that has too little physical force. The result is, that the etheric body takes a downward direction to the lower part of the tree, which is connected with stronger physical forces. Now let us imagine that this does not happen, but, instead, the mistletoe appears; and now there occurs through this plant, which has also its own etheric body, what otherwise takes place through the etheric body of the tree. From this there results a very special relationship between the mistletoe and the tree. The tree, which is rooted directly in the earth, makes use of the forces which it absorbs from the earth. The mistletoe, growing on the tree, uses what the tree gives it; the tree is, in a sense, the earth for the mistletoe. The mistletoe, therefore, brings about artificially that which, when it is not present, results in the “swellings” which are due to a hypertrophy of the tree's etheric organisation. The mistletoe takes away what the tree only gives up when it has too little physical substance, so that its etheric element is excessive. The excess of the etheric passes out of the tree into the mistletoe. When the mistletoe is prepared in such a way that this superabundant etheric quality which it has taken from the tree is administered to a person under certain conditions, by injection (and, since we are observing all these facts in a spiritual manner), we gain the following information: that the mistletoe, as an external substance, absorbs what is manifest in the human body as the rampant etheric forces in cancer. [i.e. it becomes a vehicle for the excessive etheric forces.—TRANS.] Through the fact that it represses the physical substance, it strengthens the working of the astral body, which causes the tumour, or cancer, to disintegrate and break up. [The astral body being the destructive principle.—TRANS.] Therefore we actually introduce the etheric substance of the tree into the human being by means of the mistletoe, and the etheric substance of the tree, carried over by means of the mistletoe, works as a fortifier of the human astral body. That is one method which can only be known to us when we gain an insight into the way in which the etheric body of the plant acts upon the astral body of the human being—an insight into the fact that the spiritual element in the plant, which in this case is drawn out of it by the parasitic growth, works upon the human astral body. Thus it can be seen how concretely what I have said may be verified—namely, that it is a question of not merely administering remedies in the manner of the chemist—in the sense in which the chemist speaks and thinks of remedies—but it is a question of administering the spiritual, the super-physical, which the various substances contain. I have also referred above to the fact that in exophthalmic goitre (Graves' disease) the astral body becomes stiffer, and that the Ego-organisation is unable to deal with this condition. The symptoms are as I have described. This is a case in which it is necessary to strengthen the forces of the Ego. We must consider for a moment something which plays quite an unimportant part in our ordinary associations with the external world; but it is just such apparently unimportant substances which, as regards their spiritual element, have the greatest effect upon the spiritual in the human being. For example, one finds that oxide of copper has the greatest imaginable effect upon the Ego-organisation of man; it really strengthens it. So, if one gives oxide of copper to a person suffering from Graves' disease, the effect is that one creates a strong Ego-organisation that dominates the stiffened astral body; the oxide of copper comes, as it were, to the rescue of the Ego, and the correct balance is thus restored. I have quoted these two examples especially in order to show how every product in all the expanse of Nature may be studied, and the question asked: “How does this or that product work upon the physical body of man? how does it work upon the etheric body? and how upon the astral body and the Ego-organisation?” It all rests, therefore, upon our penetration into the profound secrets of Nature. This search into Nature's secrets—into the mysteries of Nature—is the only possible way to combine the observation of human disease with the observation of the healing agencies. If I know how, let us say, a magnet will affect iron filings, then I know what is taking place. Similarly, if I know in what respect oxide of copper is “spiritual,” and on the other hand what is lacking in the human being when he has the symptoms of exophthalmic goitre, that is to permeate what is called medicine with spiritual knowledge. One can look back upon the evolution of humanity, that is to say upon the evolution of the spirit of humanity which has given birth to the various civilisations, and which brought forth knowledge also and science; and if, in such a retrospect, one looks into a past so remote that it is only possible to reach it by means of the spiritual vision which I have described, one comes upon centres of knowledge quite unlike our present-day schools, wherein men were led to penetrate into a knowledge of Nature and of humanity, after their souls were first prepared in such a way that they could perceive the spiritual in all the external world. These centres of knowledge, which we have become accustomed to speak of as the “mysteries,” were not just merely “schools,” but fundamentally they were representative of certain things which are regarded quite separately from one another in the life of to-day. They were centres of religion and of art, as well as of knowledge concerning all the various departments of human culture. They were so organised that those who were set apart as teachers did not instruct their pupils by means of mere abstract concepts, but by means of pictures—of imagery. These pictures, by reason of their inner characteristics, represented the living relationships and connections between all things in the world. Therefore this imagery was able to produce its effects through ceremonial, as we should call it to-day. In its further development this imagery became permeated with beauty. Religious ceremony became artistic. And later, when what had been gained—not from arbitrary fantasies, but from out of these images or pictures, which had been extracted from out of the world-secrets themselves—was expressed in ideas, it became, at that time, science. The same pictures when presented in such a way that they called forth an essential quality of the human will that could be expressed as goodness—that was religion. And again, presented so that they ravished and exalted the senses, touched the emotions, and lifted the soul to the contemplation of beauty—that was art. The centres of art were indissolubly linked with the centres of religion and of science. There was no one-sided appreciation of anything through the human reason alone, or through sense-perception alone, or through external physical experiment alone, but the whole human being was involved—body, soul, and spirit. There was penetration into the profoundest nature of all things—to those depths where reality revealed itself; on the one hand stimulating to goodness, on the other hand to the true expression of ideas. To follow this path, which leads to truth, to beauty, and to goodness, was spoken of, and is still spoken of, as the way of initiation—to the knowledge of the “beginnings” of things. For men were aware that they indeed lived in these beginnings when they conjured them forth in religious ceremonial, in the revelations of beauty, and in the rightly created world of ideas; and so called this attitude which they bore towards the things of the world, “initiation-knowledge”—the knowledge of the beginnings from out of which alone man is able to grasp the true nature of things, and so use them according to his will. So men sought for an initiation-science which could penetrate into the mysteries of the world—to the “beginnings.” A time had to. come in the course of human development when this initiation-science withdrew; for it became necessary for men to direct their spiritual energies inwards in order to attain to greater self-consciousness. Initiation-science became as though dreamlike—instinctive. It was not at that time a matter of developing human freedom, for such a development towards freedom has only come about because mankind has been for a time driven away from the beginnings; he has lost the initiation-vision, and turning away from the beginnings, contemplates what is related more to the endings of things—to the external revelations of the senses, and to all that, through the senses, may be discovered by experiment concerning the ultimate, concerning the endings. The time has now come when, having achieved an immeasurably extensive science of the superficial—if I may call it so—which can have only quite an external connection with art or religion, we must once again seek an initiation-science; but we must seek it with the consciousness which we have evolved in ourselves by means of exact science; a consciousness which, in respect of the new form of initiation-knowledge, will function no less perfectly than it does in connection with the exact sciences. A bridge will then be built between that world-conception which links the human soul with its origins by means of inwardly conceived ideas, and the practical manipulation of the realities contained in those ideas. In the ancient mysteries, initiation-knowledge was especially bound up with all that was connected with the healing of humanity. There was a real art of healing. For indeed, the mystery-healing was an art, in that it aroused in man the perception that the process of healing was at the same time a sacrificial process. In order to satisfy the inner needs of the human soul, there must once again be a closer bond between healing and our philosophical conception of the world. And it is this which a knowledge of the needs of the age seeks to find in the Anthroposophical Movement. The Anthroposophical Movement, whose headquarters are in Dornach, Switzerland, does not interpose anything arbitrary into life; neither does it stand for any sort of abstract mysticism. It desires rather to enter in a wholly practical way into every sphere of human activity. It seeks to attain with complete self-consciousness what was striven for in ancient times instinctively. Even though we are only making a beginning, at any rate we are creating the possibility of a return to what, in the ancient mysteries, was a natural, a self-evident thing—medicine existing in closest communion with spiritual vision.
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319. An Outline of Anthroposophical Medical Research: An Outline of Anthroposophical Medical Research
29 Aug 1924, London Translator Unknown Rudolf Steiner |
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This method of research was nevertheless entirely justifiable during several hundred years, because if it had been otherwise, mankind would have become immersed in a world of dreams and fantasies, would have been forced to a capricious acceptance of things, and to a barren weaving of hypotheses. |
319. An Outline of Anthroposophical Medical Research: An Outline of Anthroposophical Medical Research
29 Aug 1924, London Translator Unknown Rudolf Steiner |
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![]() Whatever may arise in course of time from anthroposophy, in regard to the sphere of medical knowledge, it will not be found to be in any disagreement whatsoever with that which is understood to-day as the orthodox scientific study of medicine. It is easy, in looking at the question from the scientific standpoint, to be deceived about this, because from the outset it is supposed that any study which is not founded upon so-called exact proof, must be of the nature of sectarianism, and cannot therefore be taken seriously by the scientific observer. For this reason it is necessary to remark that it is just that point of view which seeks to support medicine upon an anthroposophical basis, which is the most appreciative of, and the most sympathetic towards all that is best and greatest in modern medical achievements. There cannot therefore be any question that the following statements are merely the polemics of dilettantism, or unprofessionalism, leveled against recognised methods of healing. The whole question turns solely upon the fact that during the last few centuries our entire world-conception has assumed a form which is limited by investigation only into those things which can be confirmed by the senses—either by means of experiment, or by direct observation—and which are then brought into relation with one another through those powers of human reasoning which rely upon the testimony of the senses alone. This method of research was nevertheless entirely justifiable during several hundred years, because if it had been otherwise, mankind would have become immersed in a world of dreams and fantasies, would have been forced to a capricious acceptance of things, and to a barren weaving of hypotheses. That is connected with the fact that man, as he lives in the world between birth and death, is a being who cannot truly know himself by means of his physical senses and his reason alone—because he is just as much a spiritual as a physical being. So that when we come to speak of man in health and in disease we can do no less than ask ourselves: Is it possible to gain a knowledge of health and disease only by those methods of research which concern the physical body; purely with the assistance of the senses and the reason, or by the use of instruments which extend the faculties of the senses and enable us to carry out experiments? We shall find that a real, unprejudiced, historical retrospect shows us that the knowledge which mankind has gained originated from something totally different from these mere sense-observations. There lies behind us an immense development of our spiritual life, no less than of our physical. Some three thousand years ago, during the flowering of the most ancient Greek culture, there existed schools that were very different from those of to-day. The basis of these ancient schools consisted in the belief that man had first of all to develop new faculties in his soul before he could become capable of attaining to true knowledge concerning mankind. Now it was just because, in these ancient times, the more primitive soul-faculties did not incline towards the fantastic, that it was possible to experience, in the so-called mysteries, the spiritual foundations from which all forms of learning arose. This state of things came to an end more or less contemporaneously with the founding of our Universities—during the twelfth, thirteenth, and fourteenth centuries. Since that time we learn only in a rationalistic way. Rationalism leads on the one hand to keen logic, and on the other hand to pure materialism. During the course of centuries a vast store of external knowledge has been accumulated in the domain of biology, physiology, and other branches of research which are introductory to the study of medicine; indeed an amazing mass of observations, out of which an almost immeasurable amount may yet be obtained! But during these centuries all knowledge connected with man which could not be gained without spiritual vision, sank completely out of sight. It has therefore become actually impossible to investigate the true nature of health and disease. In order to emphasise this remark, I may mention that even at the present time, according to the descriptions given in my books Knowledge of the Higher Worlds and An Outline Of Occult Science, it is possible so to raise the faculties of the soul that the spiritual nature of man may be clearly distinguished from the physical, This spiritual part of man is, for the spiritual observer, just as visible as the physical part is for the man who observes with his outer senses; with this difference, however, that our ordinary senses have been and are incorporated into our bodily organism without our co-operation, whereas we must ourselves develop the organs of spiritual sight. This can be brought about if one unfolds within oneself an earnest life of thought. Such a state of living, of resting in quietude—in thought—must, however, be carried out so as to bring about a methodical education and transformation of the soul. If one can, so to say, experiment for a time with one's own soul, allowing it to rest within an easily grasped thought, at the same time permitting neither any traces of auto-suggestion nor any diminution of consciousness to arise, and if one in this way exercises the soul as one would exercise a muscle, then the soul grows strong. Methodically, one pursues the exercises further and further; the soul grows stronger, grows powerful, and becomes capable of sight. The first thing that it sees is that the human being actually does not consist merely of physical body, which can be investigated either with the naked eye or with a microscope, and so forth, but that he also bears an etheric body. This is not to be confused with that which, in earlier scientific times, was somewhat amateurishly described as “vital forces.” It is something that can really be perceived and observed; and if I were to distinguish qualitatively between the physical body and the etheric body, I should choose, out of all the innumerable qualitative distinctions that exist, the following:—The physical body of man is subject to the laws of gravity; it tends to be drawn earthward. The etheric body tends to be drawn towards the periphery of the universe; that is to say, outwards, in all directions. As a rule, our investigations are concerned with the relative weight of things, but that part of the human organism which possesses weight is the direct opposite of that which not only has no weight but which strives to escape from the laws of gravitation. We have in us these two opposing forces. This is the first of our super-physical bodies. We may say, then, that we have within us first of all the physical man, whose orientation is centripetal and tends earthwards, and another man, whose orientation is centrifugal and tends to leave the earth. It will be seen that a balance must be maintained between these two configurations of the human being—between the heavy physical body, which is subject to the laws of gravity, and the other, the etheric body, which strives outwards towards the farthest limits of the universe. The etheric body seeks, as it were, to imitate, to be an image of the whole Cosmos; but the physical body rounds it off, and keeps it within its own limits. Therefore, by contemplating the state of balance between the physical body and the etheric body, our perception of the nature of the human being becomes real and penetrating. Once we have succeeded in recognising these outward-streaming centrifugal forces in man, we shall be able to perceive them also in the vegetable kingdom. The mineral kingdom alone appears purely physical to us. In it we can trace no centrifugal forces. Minerals are subject to the laws of gravity. But in the case of plants we recognise their outer form as being the result of the two forces. At the same time it becomes apparent to us that we cannot remain at this point in our investigations if we wish to observe anything that is higher in the scale of organic life than the plants. The plant has its etheric body; the animal, when we observe it, possesses life, and also sensation. It creates, inwardly, a world; this fact arrests our attention, and we see that we must make yet deeper researches. Hence we realise that we must develop our ordinary state of consciousness still further. Already, as I have shown, a certain stage will have been reached when we are able to see not merely the physical body of man, but the physical body embedded within the etheric body, as though in a kind of cloud. But that is not all; the more we strengthen our souls, the more we find greater and greater reality in our thoughts, and it then becomes possible to arrive at a further stage, which consists in suppressing these strong thoughts which have been made so powerful by our own efforts. In ordinary life if we blot out by degrees our faculties of sight, of hearing, of sensation, and of thinking—we fall asleep. That is an experiment which may easily be carried out. But if one has strengthened the soul in the manner described by the training of thought, of the whole of one's life of concept and feeling, then one can actually learn to suppress the life of the senses. One then arrives at a condition where, above all things, one is not asleep but is very much awake. Indeed, it may even be that one has to guard against losing the power to sleep, while one is striving to reach this condition. If, however, one sets to work in the way I have indicated in my books, every precaution is taken to prevent any disturbances in the ordinary life. One succeeds then in being completely awake, though one cannot hear as one hears with the ears. The ordinary memory, too, and ordinary thinking cease. One confronts the world with a perfectly empty but perfectly waking consciousness. And then one sees the third human organism—the astral. Animals also possess this astral organism. In man it bestows the possibility of unfolding a real inner life of experience. Now this is something which is connected neither with the innermost depths of the earth nor with the wide expanse of the universe, but rather it is connected with a state of being inwardly penetrated by forces which are “seen” as the astral body. So now we have the third member of the human organisation. If one learns to perceive this third member in the manner indicated above, one finds that from the scientific point of view it is indescribably illuminating. One says to oneself—the child grows up and becomes the man; his vital forces are active. But he is not only growing physically, his consciousness is developing at the same time; he is unfolding within himself an image of the outer world. Can this be the result of physical growth? Can this be accomplished by the same forces that underlie nutrition and growth? When the organic forces that underlie the latter gain the upper hand, the consciousness becomes dimmed. We need, therefore, something which is connected with these forces, and which is actually opposed to them. The human being is always growing and always being nourished. But he has within his astral body, as I have described it, something which is perpetually suppressing, inhibiting the forces of growth and nutrition. So we have in man a process of construction through the physical body in conjunction with the earth; another process of construction through the etheric body in conjunction with the Cosmos, and through the astral body a continuous destruction of the organic processes in the cell-life and the glandular life. That is the secret of the human organism. Now we understand why it is that man possesses a soul. If he were to grow continuously like the plant, he could not have a soul. The process of growing must first be destroyed, for it expels the soul. If we had nothing in our brain but the process of building up, and no processes of breaking down and destruction, we could not contain the soul. Evolution does not proceed in a straight line. It must retreat in one direction; it must give way. Herein lies the secret of humanity—of the ensouled being. If we go no further than the consideration of the organisation of the animal, we find ourselves concerned only with its three principles—the physical, etheric, and astral. But if we proceed to the observation of man, we find, when we have progressed yet further with the training of our souls, that we spiritually perceive yet another principle. Our spiritual perception of the animal discloses that its thinking, feeling, and willing are, in a certain sense, neutral in regard to one another; they are not clearly distinct. One cannot speak of a separate thinking, a separate feeling, and a separate willing, but only of a neutral blending of these three elements. But in the case of man, his inner life depends just upon the fact that he lays hold of his intentions by quiet thought, and that he can remain with his intentions; he can either carry them out in deeds, or not carry them out. The animal obeys its impulses. Man separates thinking, feeling, and willing from one another. How this is so, can only be understood when one has carried one's power of spiritual perception far enough to observe the fourth principle of man's organisation—the “I am I”—or the Ego. As we have just seen, the astral body breaks down the processes of growth and nutrition; in a sense, it introduces a gradual dying into the whole organism. The Ego redeems, out of this destructive process, certain elements which are continually falling away from the combination of the physical and etheric bodies, and rebuilds them. That is actually the secret of human nature. If one looks at the human brain, one sees—in those lighter parts which lie more below the superficial structures, and which proceed as nerve fibres to the sense organs—a most complicated organisation which, for those who can perceive it in its reality, is in a continual state of deterioration, although so slowly does this take place that it cannot be observed by ordinary physiological means. But, out of all this destruction, that which differentiates man from the animals, namely, the peripheral brain, is built up. This is the foundation of the human organisation. With regard to man, naturally, the central brain (the continuation of the sensory nerves and their connections) is more perfect than the peripheral brain, which is, as a matter of fact, more akin to the metabolic processes than the deeper portions of the brain are. This peripheral brain, which is peculiarly characteristic of man, is organised for these metabolic functions by the Ego-organisation—organised out of what otherwise is in a state of deterioration.1 And so the activity of the Ego permeates the entire organism. The Ego redeems certain elements out of the ruin worked by the astral body, and builds out of them that which underlies an harmonious co-ordination of thinking, feeling, and willing. I can of course only mention these things, but I wish to point out that one can proceed with the same exactitude when making observations spiritually as one can in any branch of external experimental science and with a full sense of responsibility; so that in every case one seeks for the agreement between what is spiritually observed and what is discovered by empirical physical methods of research. It is exactly the formation of the physical brain which leads one on to apprehend the super-physical, and to attain knowledge by spiritual investigation. Thus we have these four members of the human organisation. These, in order to maintain health, must be in quite special relation to one another. We only get water when we mix hydrogen and oxygen in accordance with their specific gravity. In the same way there is a determinative which brings about a normal relationship—if I may say so—between the physical body, the etheric body, the astral body, and the Ego. We not only have four, but 4x4 relative states. All these can be disturbed. An abnormal relation may arise between the etheric and the physical bodies, or between the astral and etheric, or between the Ego and one or another of these. All are deeply connected with one another and are in a special relation to one another. The moment this is disturbed, illness arises. But this relationship is not uniform throughout the human being; it differs in the different individual organs. If we observe, for instance, a human lung, the physical, etheric, astral, and Ego constituents of this lung are not the same as those of the brain or of the liver. Thus, the entire human organisation is so complicated that the spiritual and the material are differently related in every organ. Therefore, it will be understood that, just as one studies physical anatomy and physical physiology in accordance with external symptoms, so—when one admits the existence of this spiritual investigation, and practises it—one must study with the greatest exactitude the health and disease of every separate organ. In this way one always arrives at a complete and comprehensive knowledge of the human organism. It cannot be so understood if it is observed solely from the physical standpoint. It can only be known through a knowledge of its four principles. One is only clear about any illness when one is able to say which of these four principles either predominates too strongly or is too much suppressed. It is because one is able to observe these things in a spiritual manner that one actually places a spiritual diagnosis alongside the material diagnosis. Therefore what is gained by anthroposophical methods in seeing through the fourfold constitution of man, is gained in addition to all that it is possible to observe of health and disease by ordinary methods. And further, it is not only possible to behold man spiritually but also the whole of Nature. One is now, for the first time, in a position to find man's relation to the various kingdoms of Nature, and, in medicine, his relation to the healing properties which these kingdoms contain. Let us take an example. There is a substance which is most widely distributed over the whole earth, and not only over the whole earth, but also, in its finest form, throughout the air. This is silicic acid. It is an enormously important constituent part of the earth. But for those who are able to see these things with higher faculties, all this silicious substance is revealed as the external manifestation of something spiritual; and an immense and almost overpowering difference is seen to exist between that which ordinary physical methods of observation disclose with regard to silicic acid, or, for example, carbonic acid gas, and that which spiritual investigation discloses. By the latter method we see that quartz, or rock-crystal, such as we find in the mountains—in fact, all forms of silicious substance—provides a free path for something spiritual. Just as any transparent substance allows light to stream through it, so all silicious substance allows what is spiritually active in the entire world to stream through it. But we find quite a different relationship towards the spiritual when we come to carbonic acid. Carbonic acid has this peculiarity (for there is something spiritual in every physical substance), that the spiritual that is in contact with carbonic acid becomes individualised. Carbonic acid retains the spiritual in itself with all its force. The spiritual “selects” carbonic acid as a dwelling-place. In silica it has a transcending tendency—a consuming tendency—but it inheres in carbonic acid as though it felt itself “at home” there. Carbonic acid processes are present in the breathing and circulation of animals. The former are especially connected with the astral body. The carbonic acid processes are related to the external physical of the animal, while the astral body is that which is inwardly spiritually active. The astral is therefore the spiritual element, and the carbonic acid process is its physical counterpart and underlies the animal's expirations. The Ego-organisation is the spiritual inner element in man of that which takes place in man as silicic acid processes. We have silicic acid in our hair, our bones, our organs of sense, in all the extremities and periphery of our bodies—in fact, everywhere where we come into contact with the outer world—and all these silicic acid processes are the external counterpart, the expression from within outwards, of the Ego-organisation. Now it must be borne in mind that the Ego must, in a certain sense, be strong enough to manipulate, to control, the whole of this silicic acid activity. If the Ego is too weak, the silicic acid is separated out—that is a pathological condition. On the other hand, the astral body must be strong enough to control the carbonic acid process; if it cannot, carbonic acid or its waste products are separated out, and illness results. It is possible, therefore, in observing the strength or weakness of the astral body to find the cause of an illness rooted in the spiritual. And in observing the Ego-organisation one discovers the cause of those disturbances which either bring about a morbid decomposition of the silicic acid processes in. the body, or which one must deal with therapeutically by the administration of silicic acid. What happens then is that the spiritual, which is never retained in the material substance itself, passes through it and affects the silicic acid deposited in the body. It takes the place of the Ego itself. In the administration of carbonic acid as a healing agent, it must be so prepared that the spiritual is present in it in the right manner; in using it as a remedy one must be aware that the astral body works in it. Therefore: One can conceive of a form of therapy which does not only make use of chemical agents, but which is quite consciously administering a cure, in the knowledge that, if a certain quantity of physical substance is given, or a particular solution is prepared as a bath, or if an injection is given, at the same time something of a spiritual nature is quite definitely introduced into the human organism. So it is perfectly possible to make a bridge from a knowledge of purely physical means of healing to a knowledge which works with spiritual means. That was the characteristic of the medicine of ancient times; some tradition of it still lingers; it lingers even in some of the recognised cures to-day. And we have to get back to this. We can do so if, without in any way neglecting physical medicine, we add to it what we can gain in spiritual knowledge, not only of man, but of Nature also. Everything can be carried out with the same exactitude as is the case with regard to physical natural science. Anthroposophy does not seek to correct modern medicine, but to add its own knowledge to it, because ordinary medicine makes demands upon itself only. What I have just briefly indicated is merely the commencement of an exceedingly wide spiritual knowledge, in which, at present, people have very little faith. One can quite well understand that. But some results have already been attained in the sphere of medicine, and these can be studied in practice at Dr. Ita Wegman's Clinical Institute in Arlesheim, Switzerland. And I am convinced that if any person would investigate this advancement and enlargement of the medical field with the same goodwill with which, as a rule, they investigate physical medicine, they would find it not at all difficult to accept the idea of the spiritual in man, and the spiritual in methods of healing him. Quite briefly, I will give two examples that illustrate what I have said. Let us suppose that by means of this kind of spiritual diagnosis (if I may use such an expression) it is seen that in a patient the etheric body is working too strongly in some particular organ. The astral body and the Ego-organisation are not in a position to control this super-activity of the etheric body, so that we are faced with an astral body that has become too weak, and possibly also with an Ego which is too weak, and the etheric body therefore predominates. The latter thereby brings about in some particular organ such a condition of the growing and nourishing processes that the whole organism cannot be properly held together, owing to the lack of control by the other two principles. At this point, then, where the etheric body predominates, the human organism appears as though too much exposed to the centrifugal forces of the Cosmos. They are not in equipoise with the centripetal forces of the physical body. The astral body cannot control them. In such a case we are confronted on the one hand by a preponderance of the silicic acid processes, and on the other by an impotence of the Ego to control them. This fact underlies the formation of tumours, and it is here that the way is indicated for the true understanding of the nature of carcinomatous processes (cancer). Researches into this matter have had very good results and have been carried out in practice. But one cannot understand carcinoma unless one realises that it is due to the predominance of the etheric body, which is not suppressed by a corresponding activity of the astral and the Ego, The question then arises, what is to be done in order to strengthen the elements of the astral body and the Ego which correspond to the diseased organ, so that the superabundant energy of the etheric organisation can be reduced? This brings us to the question of the therapy of carcinoma, which shall be dealt with in due course. Thus, through an understanding of the etheric body we are enabled gradually to become acquainted with the nature of that most terrible of all human diseases, and at the same time, by investigating the spiritual nature of the action of the remedies, we shall discover the means to combat it. This is just one example of how illnesses can be understood through the etheric body. But supposing that it is the astral body whose forces predominate—supposing that they are so strong that they predominate practically throughout the entire organism, so that there arises a kind of universal stiffening of the whole astral body due to its excessive inner forces; what does such a state of things bring about? When the astral body is not under the control of the Ego—which is to say, when its disintegrating forces are not cancelled by the integrating forces of the Ego—then symptoms appear which are connected with a weakened Ego-organisation. This results, primarily, in an abnormal activity of the heart. Further, another occurrence due to a weakened Ego-activity, as described above, is that the glandular functions are disturbed. Since the organisation of the Ego is not sufficiently prominent and cannot exercise enough control, in greater or less degree the peripheral glandular organs begin to secrete too actively. Swollen glands appear—goitre appears. And we see further how, through this stiffening of the astral body, the silicic acid processes, which should have a reaction inwards, are being pressed outwards, because the Ego is not able work strongly enough in the sense-organs, where it ought to work strongly. So, for instance, the eyes become prominent; the astral body drives them outwards. It is the task of the Ego to overcome this tendency. Our eyes are actually retained in their right place in our organism by the equipoise that should exist between the astral body and the Ego. So they become prominent because the Ego element in them is too weak to maintain the balance properly. Also, one observes in such cases a general condition of restlessness. One sees, in a word, because the Ego cannot drive back those organic processes which are worked upon by the astral body, that the activity of the whole astral body predominates. In short, the symptoms are those of exophthalmic goitre. Knowing, therefore, that a disturbance of the balance between astral body and Ego-organisation produces exophthalmic goitre, one can apply the same principles in effecting a cure. Hence it can be seen with what exactness one can pursue these methods as regards both pathological conditions and therapeutical agencies, when one investigates the human being in a spiritual way. Before we pass on from the pathological to the therapeutical—and particularly in connection with the two examples mentioned—it would be well to touch upon some of the principles underlying the assimilation of various substances by the human organism. One only recognises the entire connection that exists between so-called “Nature” and the human being when one perceives not only that the latter is a physico-psychic-spiritual being consisting of physical body, etheric body, astral body, and Ego, but also when one further perceives that the basis of all natural substances and processes is a concrete and comprehensible spiritual one. But one must first be able to penetrate into this concrete spiritual existence. Just as, in the natural world, one must distinguish between minerals and plants, so one must distinguish quite definitely between the spiritual elements and beings that express themselves through them. Suppose we take first the mineral kingdom. A considerable part of our healing agents are taken from this kingdom, and therefore what can be made use of in medicine out of spiritual bases emanates from minerals to a very large extent. We find that the spiritual element is connected in such a way with minerals that it establishes a particular relation between them and the Ego-organisation. It is credible that if a mineral substance is administered, either by mouth or by injection, it works principally upon the human organism itself, and makes for either health or ill-health. But what really takes place is that the physical mineral, as such, as it is regarded and handled by the chemist or the physicist, actually does not work upon the organism, but remains as it is. The physical substance itself, when seen by spiritual observation, shows scarcely any metamorphosis when it is absorbed. On the contrary, what is spiritual in the substance works with extraordinary strength upon the Ego. So one can say that the spirit, for instance of a rock crystal, affects the Ego. The Ego controls the human being when it contains something silicious—that is, the spiritual element of silicic acid. That is what is so remarkable. Again, if we take the vegetable kingdom, plants do not only possess a physical form, they possess also what I have characterised as an etheric body. Suppose we administer some plant substance, either by mouth or by injection, what is in the plant works as a rule solely upon the astral body. (These things are described in a general sense; there are always exceptions, which may also be studied.) Everything derived from the animal kingdom, in whatever way it may be manufactured—out of fluids or solids—when it is administered, works upon the etheric body. This is most particularly interesting, because in this spiritual-medical work results have been attained by using for instance, in certain cases, animal products derived from the secretions of the hypophysis cerebri. These have been used successfully on rickety children or in cases of child-deformity, and so on. There are also other animal products that work upon the human etheric body, either strengthening it or weakening it. In short, this is their principal function. Anything injected out of one human being into another affects only the physical body; here there is solely a working of the physical upon the physical. For example, if human blood is transfused, nothing comes into consideration save what can take place as a purely physical phenomenon by means of the blood. A remarkable example of this could be observed when, in vaccinations against smallpox, a change was made from using human lymph to using calf-lymph. It was possible to observe then how the human lymph worked only upon the physical body, and how the effect went, so to speak, a stage higher when calf-lymph was introduced, by its becoming transferred to the etheric body. Thus it becomes possible to see, by developing spiritual powers of observation, how Nature works, as it were, in degrees, or steps, upon human beings—the mineral being made use of in a certain sense by the Ego, the plant by the astral body, the animal by the etheric body, and the human physical body by the human physical body. In the latter case there is no longer anything spiritual to be described. Indeed, even as regards the animal kingdom, we can no longer speak of the “spiritual” in the animal product, but only of the “etheric.” It is only through all these various connections that one can gain a true conception of how man—in both health and disease—is really immersed in the whole natural order. But one attains also to an inner perception of a still further continuation of the workings of nature in the human organism. One may now ask, what is to be one's attitude towards cancer! We have seen how the etheric body is able to develop over-strong forces from itself in some particular organ. The centrifugal forces—that is, the forces that tend outwards into the Cosmos—become too powerful; the astral body and the Ego are too weak to counteract them. Spiritual knowledge now comes to one's aid. One can now try either to make the astral body stronger, in which case one administers something from the plant kingdom, or one must restrain the etheric body, and in that case one makes use of the animal kingdom. Spiritual investigation has led to the adoption of the former course—that which relates to the astral body. In order to cure cancer, the forces of the astral body must be made stronger. And it may now be admitted that the remedy has really been discovered in the plant kingdom. We have been accused of dilettantism and so forth, because we make use of a parasitic plant—the mistletoe (which has been used in medicine mainly for epilepsy and similar conditions)—and because we prepare it in a very special manner, in order to discover the way which will lead to the healing of cancer. If you have observed trees which bear a remarkable outgrowth upon the trunk, resembling swellings, especially if you have seen them in section, you will notice that the whole tendency of growth, which usually has a vertical direction, has at these places a deflection at right angles, becoming therefore horizontal. It presses outwards as though another trunk were beginning to grow; and you find something that is as though drawn out of the tree itself—something parasitic. More closely studied, one discovers that any tree which has such an outgrowth is somewhere or other suppressed, restrained, in its physical development. Sufficient physical material has not been available everywhere, in order to keep pace with the growth forces of the etheric body. The physical body remains behind. The etheric body, which otherwise strives centrifugally to project the physical substance out into the Cosmos, is, as it were, left alone in this portion of the tree. Too little physical substance passes through it, or, rather, matter that has too little physical force. The result is, that the etheric body takes a downward direction to the lower part of the tree, which is connected with stronger physical forces. Now let us imagine that this does not happen, but, instead, the mistletoe appears; and now there occurs through this plant, which has also its own etheric body, what otherwise takes place through the etheric body of the tree. From this there results a very special relationship between the mistletoe and the tree. The tree, which is rooted directly in the earth, makes use of the forces which it absorbs from the earth. The mistletoe, growing on the tree, uses what the tree gives it; the tree is, in a sense, the earth for the mistletoe. The mistletoe, therefore, brings about artificially that which, when it is not present, results in the “swellings” which are due to a hypertrophy of the tree's etheric organisation. The mistletoe takes away what the tree only gives up when it has too little physical substance, so that its etheric element is excessive. The excess of the etheric passes out of the tree into the mistletoe. When the mistletoe is prepared in such a way that this superabundant etheric quality which it has taken from the tree is administered to a person under certain conditions, by injection (and, since we are observing all these facts in a spiritual manner), we gain the following information: that the mistletoe, as an external substance, absorbs what is manifest in the human body as the rampant etheric forces in cancer. [i.e. it becomes a vehicle for the excessive etheric forces.—TRANS.] Through the fact that it represses the physical substance, it strengthens the working of the astral body, which causes the tumour, or cancer, to disintegrate and break up. [The astral body being the destructive principle.—TRANS.] Therefore we actually introduce the etheric substance of the tree into the human being by means of the mistletoe, and the etheric substance of the tree, carried over by means of the mistletoe, works as a fortifier of the human astral body. That is one method which can only be known to us when we gain an insight into the way in which the etheric body of the plant acts upon the astral body of the human being—an insight into the fact that the spiritual element in the plant, which in this case is drawn out of it by the parasitic growth, works upon the human astral body. Thus it can be seen how concretely what I have said may be verified—namely, that it is a question of not merely administering remedies in the manner of the chemist—in the sense in which the chemist speaks and thinks of remedies—but it is a question of administering the spiritual, the super-physical, which the various substances contain. I have also referred above to the fact that in exophthalmic goitre (Graves' disease) the astral body becomes stiffer, and that the Ego-organisation is unable to deal with this condition. The symptoms are as I have described. This is a case in which it is necessary to strengthen the forces of the Ego. We must consider for a moment something which plays quite an unimportant part in our ordinary associations with the external world; but it is just such apparently unimportant substances which, as regards their spiritual element, have the greatest effect upon the spiritual in the human being. For example, one finds that oxide of copper has the greatest imaginable effect upon the Ego-organisation of man; it really strengthens it. So, if one gives oxide of copper to a person suffering from Graves' disease, the effect is that one creates a strong Ego-organisation that dominates the stiffened astral body; the oxide of copper comes, as it were, to the rescue of the Ego, and the correct balance is thus restored. I have quoted these two examples especially in order to show how every product in all the expanse of Nature may be studied, and the question asked: “How does this or that product work upon the physical body of man? how does it work upon the etheric body? and how upon the astral body and the Ego-organisation?” It all rests, therefore, upon our penetration into the profound secrets of Nature. This search into Nature's secrets—into the mysteries of Nature—is the only possible way to combine the observation of human disease with the observation of the healing agencies. If I know how, let us say, a magnet will affect iron filings, then I know what is taking place. Similarly, if I know in what respect oxide of copper is “spiritual,” and on the other hand what is lacking in the human being when he has the symptoms of exophthalmic goitre, that is to permeate what is called medicine with spiritual knowledge. One can look back upon the evolution of humanity, that is to say upon the evolution of the spirit of humanity which has given birth to the various civilisations, and which brought forth knowledge also and science; and if, in such a retrospect, one looks into a past so remote that it is only possible to reach it by means of the spiritual vision which I have described, one comes upon centres of knowledge quite unlike our present-day schools, wherein men were led to penetrate into a knowledge of Nature and of humanity, after their souls were first prepared in such a way that they could perceive the spiritual in all the external world. These centres of knowledge, which we have become accustomed to speak of as the “mysteries,” were not just merely “schools,” but fundamentally they were representative of certain things which are regarded quite separately from one another in the life of to-day. They were centres of religion and of art, as well as of knowledge concerning all the various departments of human culture. They were so organised that those who were set apart as teachers did not instruct their pupils by means of mere abstract concepts, but by means of pictures—of imagery. These pictures, by reason of their inner characteristics, represented the living relationships and connections between all things in the world. Therefore this imagery was able to produce its effects through ceremonial, as we should call it to-day. In its further development this imagery became permeated with beauty. Religious ceremony became artistic. And later, when what had been gained—not from arbitrary fantasies, but from out of these images or pictures, which had been extracted from out of the world-secrets themselves—was expressed in ideas, it became, at that time, science. The same pictures when presented in such a way that they called forth an essential quality of the human will that could be expressed as goodness—that was religion. And again, presented so that they ravished and exalted the senses, touched the emotions, and lifted the soul to the contemplation of beauty—that was art. The centres of art were indissolubly linked with the centres of religion and of science. There was no one-sided appreciation of anything through the human reason alone, or through sense-perception alone, or through external physical experiment alone, but the whole human being was involved—body, soul, and spirit. There was penetration into the profoundest nature of all things—to those depths where reality revealed itself; on the one hand stimulating to goodness, on the other hand to the true expression of ideas. To follow this path, which leads to truth, to beauty, and to goodness, was spoken of, and is still spoken of, as the way of initiation—to the knowledge of the “beginnings” of things. For men were aware that they indeed lived in these beginnings when they conjured them forth in religious ceremonial, in the revelations of beauty, and in the rightly created world of ideas; and so called this attitude which they bore towards the things of the world, “initiation-knowledge”—the knowledge of the beginnings from out of which alone man is able to grasp the true nature of things, and so use them according to his will. So men sought for an initiation-science which could penetrate into the mysteries of the world—to the “beginnings.” A time had to. come in the course of human development when this initiation-science withdrew; for it became necessary for men to direct their spiritual energies inwards in order to attain to greater self-consciousness. Initiation-science became as though dreamlike—instinctive. It was not at that time a matter of developing human freedom, for such a development towards freedom has only come about because mankind has been for a time driven away from the beginnings; he has lost the initiation-vision, and turning away from the beginnings, contemplates what is related more to the endings of things—to the external revelations of the senses, and to all that, through the senses, may be discovered by experiment concerning the ultimate, concerning the endings. The time has now come when, having achieved an immeasurably extensive science of the superficial—if I may call it so—which can have only quite an external connection with art or religion, we must once again seek an initiation-science; but we must seek it with the consciousness which we have evolved in ourselves by means of exact science; a consciousness which, in respect of the new form of initiation-knowledge, will function no less perfectly than it does in connection with the exact sciences. A bridge will then be built between that world-conception which links the human soul with its origins by means of inwardly conceived ideas, and the practical manipulation of the realities contained in those ideas. In the ancient mysteries, initiation-knowledge was especially bound up with all that was connected with the healing of humanity. There was a real art of healing. For indeed, the mystery-healing was an art, in that it aroused in man the perception that the process of healing was at the same time a sacrificial process. In order to satisfy the inner needs of the human soul, there must once again be a closer bond between healing and our philosophical conception of the world. And it is this which a knowledge of the needs of the age seeks to find in the Anthroposophical Movement. The Anthroposophical Movement, whose headquarters are in Dornach, Switzerland, does not interpose anything arbitrary into life; neither does it stand for any sort of abstract mysticism. It desires rather to enter in a wholly practical way into every sphere of human activity. It seeks to attain with complete self-consciousness what was striven for in ancient times instinctively. Even though we are only making a beginning, at any rate we are creating the possibility of a return to what, in the ancient mysteries, was a natural, a self-evident thing—medicine existing in closest communion with spiritual vision.
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178. Psychoanalysis in the Light of Anthroposophy: Anthroposophy and Psychoanalysis I
10 Nov 1917, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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Her mother had left her for a time, and Anna (the patient) sat by the sickbed, her right arm across the back of the chair. She fell into a kind of waking dream, and saw, as if issuing from the wall, a black snake approaching, to bite her father. ...” Men of the present day are always stricken by materialism, so we find in the report at this point the following suggestion, which is of no value whatever: (“It is very probable that in the meadow behind the house there were a few snakes which had frightened the girl previously, and which now furnished material for the hallucination.”) |
178. Psychoanalysis in the Light of Anthroposophy: Anthroposophy and Psychoanalysis I
10 Nov 1917, Dornach Translated by Mary Laird-Brown Rudolf Steiner |
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Considering on this occasion the lectures which I am having to give just now in Zürich,1 I am freshly reminded that one can hardly come into touch with the spiritual life of that city in any broad sense at present without giving some attention to what is now called analytical psychology, or psychoanalysis. And various considerations connected with this realization have decided me to introduce what I have to say today with a short enumeration of certain points in analytical psychology, in psychoanalysis. We shall link it then with further remarks. We have often noted how important it is for the researcher in the field of anthroposophical spiritual science, to connect his considerations with what is offered by the moving forces of our own age. It may be said that all sorts of people who feel drawn to psychoanalysis today are earnestly searching for the spiritual foundations of existence, for the inner realities of the soul of man. And it may be called a curious characteristic of our own time that so many of our contemporaries are becoming aware of quite definite, and most peculiar forces in the human soul. The psychoanalysts belong to those who, simply through the impulses of the age, are forced to hit upon certain phenomena of soul life. It is especially important also not to remain entirely oblivious of this movement, because the phenomena of which it takes cognizance are really present, and because in our own time they intrude themselves for various reasons upon the attention of human beings. Today they must become aware of such phenomena. On the other hand it is a fact that the people who concern themselves with these things today lack the means of knowledge required for the discussion and, above all, for the understanding of them. So that we may say: psychoanalysis is a phenomenon of our time, which compels men to take account of certain soul processes, and yet causes them to undertake their consideration by inadequate methods of knowledge. This is particularly important because this investigation, by inadequate methods of knowledge, of a matter that quite obviously exists and challenges our present human cognition leads to a variety of serious errors, inimical to social life, to the further development of knowledge, and to the influence of this development of knowledge upon social life. It may be said that even less than half-truths are, under certain circumstances, more harmful than complete errors. And what the psychoanalysts bring to light today can be regarded only as an assortment of quarter-truths. Let us consider a few excerpts from the research magazine of the psychoanalysts. What is called psychoanalysis today had its origin in a medical case observed by a Vienna interne, a Dr. Breuer, in the eighteen-eighties. Dr. Breuer, with whom I was acquainted, was a man of extraordinarily delicate spirituality besides what he was as a physician. He was interested to a high degree in all sorts of aesthetic, and general human problems. With his intimate manner of handling disease, it was natural that one case, which came under his observation in the eighties, was particularly interesting to him. He had to treat a woman who seemed to be suffering from a severe form of hysteria. Her hysterical symptoms consisted of an occasional paralysis of one arm, dreamy conditions of various kinds, reduction of consciousness, a deep degree of sleepiness, and besides all this, forgetfulness of the usual language of her every day life. She had always been able to speak German; it was her native language, but under the influence of her hysteria could no longer do so; she could speak and understand only English. Breuer noticed that when this woman was in her dreamy condition she could be persuaded, by a more intimate medical treatment, to speak of a certain scene, a very trying past experience. Now I will make clear to you from the description of the case given by the Breuer school, how the woman in her half-conscious condition, sometimes artificially induced, gave the impression that her hysteria was connected with a severe illness of her father, through which he had passed a long time before. Breuer could easily hypnotize a patient, and when he had placed her under hypnosis and encouraged her to speak of it, she told of an experience she had had during her father's illness. She had helped with the nursing, and always came back to this definite experience. I will quote from the report: [The following quotations are translations of passages from C. G. Jung's Die Psychologie der unbewussten Prozesse. Ein Ueberblick über die moderne Theorie und Methode der analytischen Psychologie, Zürich, 1917.]
Men of the present day are always stricken by materialism, so we find in the report at this point the following suggestion, which is of no value whatever:
That is only an interpolated remark, to which you may attach importance, or not—it does not matter. The point is that the snake seemed to her to come out of the wall to bite her father.
All this was beside her father's sick bed.
The whole illness originated from this experience. From it there had remained the paralysis of one hand, reduction of consciousness in varying degrees, and inability to express herself in any language but English. Dr. Breuer then noticed that the condition was ameliorated whenever he had her tell this story, and he based his treatment upon this fact. By means of hypnosis he drew from her little by little all the details, and really succeeded in bringing about a marked improvement in her condition. The patient got rid of the matter, as it were, by uttering and communicating it to another. Breuer and his collaborator Freud, in Vienna, who were both influenced, as was natural at this period, by the school of Charcot [Jean Martin Charcot, French M.D. (1825-1893).] in Paris, diagnosed this case as a psychic trauma, a psychic wound, what is called in England a “nervous shock.” The psychic shock was supposed to consist of this experience at her father's bedside, and to have had an effect upon the soul similar to that of a physical wound upon the body. It must be noted that from the beginning Breuer conceived the whole affair as a soul illness, as a matter of the inner life. He was convinced from the beginning that no anatomical or physiological changes could have been shown, no causes, for example, such as changes in the nerves leading from the arm to the brain. He was convinced from the start that he was dealing with a fact within the soul. They were inclined in these early days to regard these cases as induced by wounds of the soul, shocks, etc. Very soon, however, because of Dr. Freud's active interest, theories took on a different character. With Freud's further development of the subject Dr. Breuer was never fully in accord. Freud felt that the theory of soul wounds would not do, did not cover these cases, and thus far Breuer agreed with him. I will remark in parenthesis that Dr. Breuer was a very busy practicing physician, thoroughly grounded in science, an excellent pupil of Nothnagel [Hermann Nothnagel, M.D. (1841-1905).] and because of external circumstances alone never became a professor. We may well believe that if Breuer, instead of remaining one of the busiest physicians in Vienna, with little time for scientific research, had obtained a professorship and so been able to follow up this problem, it might have assumed a very different form! But from then on Dr. Freud took especial interest in the matter. He said to himself: the theory of trauma does not explain these cases. We need to determine under what conditions such a soul wound develops. For it might be said with justice that many girls had sat beside a father's sickbed with equally deep feelings, but without producing the same results. The unscientific layman deals with such problems promptly by the extraordinarily profound explanation that one is predisposed to such symptoms while another is not. Although very “profound,” this is the most absurd solution that can be arrived at, is it not? For if you explain things that occur on the basis of predisposition, you can easily explain everything in the world. You need only say: the predisposition for a certain thing exists. Of course serious thinkers did not concern themselves with such ideas, but sought the real conditions. And Freud believed that he had discovered them in cases like the following. You will find innumerable similar cases in the literature of the psychoanalysts today, and it may be admitted that an immense amount of material has been collected in order to decide this or that point within this field. I will describe this one case, making it as comprehensible as possible. Its absolute historical accuracy is not important to us. There was a woman with other guests at an evening party, a gathering of friends to bid good-bye to the mistress of the house, who had become nervous and was about to leave for a health resort abroad. She was to leave on that evening, and after the party had broken up, and the hostess departed, the woman whose case we are describing was going with other supper guests along the street when a cab came around the corner behind them (not an automobile—a cab with horses), driven at a great pace. In the smaller cities people returning home at night often walk in the middle of the street instead of on the sidewalk. (I do not know if you have noticed this). As the cab rushed towards them the supper guests scattered to right and left on to the sidewalks, with the exception of this one woman whom we are considering. She ran along the street in front of the horses, and all the driver's cursing and swearing and the cracking of his whip could not deflect her. She ran until she came to a bridge where she tried to throw herself into the water in order to avoid being run over. She was rescued by passersby, and returned to her party, being thus preserved from a serious accident. This performance was of course connected with the woman's general condition. It is due, undoubtedly, to hysteria if a person runs along the middle of the street in front of horses, and the cause of such an action had to be discovered. Freud, in this and similar cases, examined the previous life back to childhood. If, even at an early age, something happened that was not assimilated by the soul, it could create a tendency which might be released later by any sort of shock. And in fact such an experience was found in the childhood of the woman in question. She was taken driving as a child, and the horses became frightened and ran away. The coachman could not control them, and when they reached the river bank he sprang off, ordering the child to jump too, which it did, just before the horses plunged into the river. Thus the shocking incident was there, and a certain association of horse with horse. At the moment when she realized her danger from the horses she lost control of herself, and ran frantically in front of them instead of turning aside—all this as an after-effect of the childhood experience. You see that the psychoanalysts have a scientific method, according to present-day scientific ideas. But are there not many who have some such experience in childhood without such a reaction, even with the association of horse with horse? To this single circumstance something must be added to produce a “predisposition” to run in front of horses, instead of avoiding them. Freud continued his search, and actually found an interesting connection in this case. The woman was engaged to be married, but was in love with two men at the same time. One was the man to whom she was engaged, and she was sure that she loved him best; but she was not quite clear about that, only halfway so; she loved the other also, this other being the husband of her best friend, whose farewell supper had taken place that evening. The hostess, who was somewhat nervous, took her departure, and this woman left with the other guests, ran in front of the horses, was rescued, and brought back quite naturally into the house she had just left. Further inquiry elicited the fact that in the past there had existed a significant association between the lady and this other man, the husband of her best friend. The love affair had already taken on “certain dimensions,” let us say, which accounted for the nervousness of her friend, as you may easily imagine. The physician brought her to this point in the story, but had difficulty in persuading her to continue. She admitted at last that when she came to herself in her friend's house, and was again normal, the husband declared his love to her. Quite a “remarkable case,” as you see! Dr. Freud went after similar cases, and his researches convinced him that the hysterical symptoms, which had been attributed to a psychic “trauma” or wound, were due instead to love, conscious or unconscious. His examination of life experiences showed that circumstances might greatly differ, indeed in the most characteristic cases, that these love stories might never have risen into the consciousness of the patient at any time. So Freud completed what he called his neurosis theory or sexual theory. He considered that sexuality entered into all such cases. But such things are extraordinarily deceptive. To begin with, there is everywhere at the present time an inclination to call sex to your aid, for the solution of any human problem. Therefore we need not wonder that a doctor who found it to be a factor in a certain number of cases of hysteria set up such a theory. But on the other hand, since analytical psychology is carrying on a research with inadequate tools, this is the point at which the greatest danger begins. The matter is dangerous first, because this longing for knowledge is so extremely tempting, tempting because of present circumstances, and because it may always be proved that the sex connection is more or less present. Yet the psychoanalyst Jung, who wrote Die Psychologie der unbewussten Prozesse (see the above quotations that are translations of passages from C. G. Jung's Die Psychologie der unbewussten Prozesse. Ein Ueberblick über die moderne Theorie und Methode der analytischen Psychologie, Zürich, 1917.), Professor Jung of Zürich does not share the opinion that Freud's sexual “neurosis theory” covers these cases. He has instead another theory. Jung noted that Freud has his opponents. Among them is a certain Adler. This Adler takes a quite different viewpoint. Just as Freud tested large numbers of cases, and settled upon sex as the original cause (you can read it all in Jung's book), so Adler approached the problem from another side, and decided that this side is more important than the one that Freud has placed in the foreground. Adler—I will only generalize—found that there was another urge that played quite as important a role in the human being as the sexual impulse emphasized by Freud. This was the desire for power, power over one's environment, the desire for power in general. The “will to power” is even regarded by Nietzsche as a philosophical principle, and as many cases may be found to support the power-impulse theory as Freud found for his sexual theory. One need only begin “analyzing” hysterical women to find that such cases are not at all rare. Assume for example that a woman is hysterical and has spasms—heart spasms are a favorite in such cases—as well as all sorts of other conditions. The home is stirred up, the whole environment, everything possible is done, doctors are summoned, the patient greatly pitied. In short, she exercises a tyrannical power over her environment. A reasonable person knows that in such a case there is really nothing the matter, even though such patients are aware of their condition and suffered from it. They are in reality perfectly healthy—but ill when they wish to be. You may diagnose them as well and ill at the same time. They do of course fall down when they faint in a heart spasm, but they fall as a rule on the rug, not on the bare floor! These things may be observed. Now this subconscious lust for power leads very easily to hysterical conditions. Adler investigated the cases at his disposal from this particular standpoint, and found everywhere when hysterical symptoms appeared that somehow the lust for power had been aroused and driven into unhealthy extremes. Jung said to himself: “Oh well, one cannot say that Freud is wrong; what he observed is there, and one cannot say that Adler is wrong; what he observed is also there. So it is probably sometimes one way, and sometimes the other!” That is quite reasonable; it is sometimes one way and sometimes another. But Jung built upon this a special theory. This theory is not uninteresting if you do not take it abstractly, simply as a theory, but see in it instead the action of our present-day impulses, especially the feebleness of our present knowledge and its inadequacy. Jung says: there are two types of people. In one type feeling is more developed, in the other thinking. Thus an “epoch-making” discovery was made by a great scholar. It was something that any reasonable man could make for himself within his own immediate environment, for the fact that men are divided into thinking men and feeling men is sufficiently obvious. But scholarship has a different task: it must not regard anything as a layman would, and simply say: in our environment there are two types of people, feeling people and intellectuals—it must add something to that. Scholarship says in such a case: the one who feels his way into things sends out his own force into objectivity; the other draws back from an object, or halts before it and considers. The first is called the extroverted type, the other the introverted. The first would be the feeling man, the second the intellectual one. This is a learned division, is it not? ingenious, brilliant, really descriptive up to a point—that is not to be denied! Then Jung goes on to say; In the case of the extraverted type (that of the man who lives preferably in his feelings), there exist very frequently in the subconscious mind intellectual concepts, and he finds himself in a collision between what is in his consciousness and the intellectual concepts that float about subconsciously within him. And from this collision all sorts of conditions may arise, conditions mainly characteristic of the feeling type. In the case of those who occupy themselves more with the mind, the men of reason, the feelings remain down below, swarm in the subconscious, and come into collision with the conscious life. The conscious life cannot understand what is surging up. It is the force of the subconscious feelings, and because man is never complete, but belongs to one of these two types, circumstances may arise that cause the subconscious mind to revolt against the conscious, and may frequently lead to hysterical conditions. Now we must say that Jung's theory is simply a paraphrase of the trivial idea of the feeling and the reasoning man, and adds nothing to the facts. But from all this you needs must realize that men of the present are at least beginning to notice all sorts of psychic peculiarities, and so concern themselves that they ask what goes on within a man who shows such symptoms. And they are at least so far along that they say to themselves: These are not due to physiological or anatomical changes. They have already outgrown bare materialism, in that they speak of psychic phenomena. So this is certainly one way in which people try to emerge from materialism, and to reach some knowledge of the soul. It is, however, very peculiar, when you look at the subject more closely, to see into what strange paths people are led by the general inadequacy of their means of cognition. But I must emphatically point out that men do not realize into what they are being driven, and neither do their supporters, readers, and contemporaries. Thus, rightly regarded, the matter has actually a very dangerous side, because so much is not taken into consideration. In the subconscious mind itself there is a commotion, it is the theories which agitate in the subconscious. It is really strange. People set up a theory in regard to the subconscious, but their own subconsciousness is agitated by it. Jung pursues the matter as a physician, and it is important that psychological questions should be handled from that standpoint, therapeutically, and that many should be striving to carry over the matter into pedagogy. We are no longer confronted by a limited theory, but by the effort to make it into a cultural fact. It is interesting to see how someone like Jung, who handles this matter as a physician, and has observed, treated, and apparently even cured all sorts of cases, is driven further and further. He says to himself: when such abnormal psychological symptoms are found, a search must be made in order to discover any incidents of childhood which may have made such an impression on the human soul life as to produce after-effects. That is something especially sought for in this field: after-effects of something that happened in childhood. I have cited an example which plays quite a role in the literature of psychoanalysis: the association of horse and horse. Later, however, Jung came upon the fact that in many of the cases of genuine illness it cannot be proved, even if you go back to his earliest childhood, that the patient as an individual is suffering from any such after-effects. If you take into consideration everything with which he has come in contact, you find the conflict within the individual, but no explanation of it. So Jung was led to distinguish two subconsciousnesses: first the individual subconsciousness, concealed within the human being. If in her childhood the young woman jumped out of a carriage and received a shock, the incident has long since vanished from her consciousness, but works subconsciously. If you consider this subconscious element (made up of innumerable details), you get the personal or individual subconsciousness. This is the first of Jung's differentiations. But the second is the superpersonal subconsciousness. He says: There are things affecting the soul life which are neither in the personality nor in the matter of the outside world, and which must be assumed therefore as present in a soul world. The aim of psychoanalysis is to bring such soul contents into consciousness. That is supposed to be the healing method: to bring everything into consciousness. Thus the physician must undertake to extract from the patient, not only what he has experienced individually from his birth on, but also something that was not in the outside world and is of a soul nature. This has driven the psychoanalysts to say that a man experiences, not only what he goes through after his physical birth, but also all sorts of things that preceded his birth—and that all this creates disorder within him. A man who is born today experiences thus subconsciously the Oedipus Saga. He not only learns it in school; he experiences it. He experiences the Greek gods, the whole past of mankind. The evil of this consists in the fact that he experiences it subconsciously. The psychoanalyst must therefore say—and he does go so far—that the Greek child also experienced this but, since he was told about it, he experienced it consciously. Man experiences it today, but it only stirs within him—in the thoughts of the extraverted man, in the subconscious feelings of the introverted type. It growls like demons. Now consider the necessity that confronts the psychoanalyst if he is true to his theory. He would have to take these things seriously and say simply that when a man grows up and may be made ill by his relation to that which stirs within him—a relation of which he knows nothing—that this connection must become conscious, and it must be explained to him that there is a spiritual world inhabited by different gods. For the psychoanalyst goes so far as to say that the human soul has a connection with the gods, but it is a cause of illness in that the soul knows nothing of it. The psychoanalyst seeks all sorts of expedients, sometimes quite grotesque. Let us assume that a patient comes and displays this or that hysterical symptom, because he is afraid of a demon—let us say—a fire demon. Men of earlier periods believed in fire demons, had visions of them, knew about them. Present-day people still have connections with them (the psychoanalyst admits that), but these connections are not conscious; no one explains that there are fire demons, so they become a cause of illness. Jung however goes so far as to assert that the gods, to whom man is unconsciously related, become angry and revenge themselves, this revenge showing itself as hysteria. Very well, it amounts then to this: such a present-day man who is mistreated by a demon in his subconscious mind, does not know that there are demons, and cannot achieve any conscious relation with them because—that is superstition! What does the poor modern man do then, if he becomes ill from this cause? He projects it outwardly, that is to say he looks up some friend whom he had liked quite well, and says: This is the one who is persecuting and abusing me! He feels this to be true, which means that he has a demon which torments him, and so projects it into another man. Often psychoanalysts, in treating such a case, deflect this projection upon themselves. Thus it often happens that patients, in a good or evil sense, make the doctor into a god or a devil. So you see the physician of the present day is forced to say to himself: Men are tormented by spirits, and because they are taught nothing about them, cannot take possession of them in consciousness, they become therefore tormenting spirits among themselves, project their demons outwardly, persuade one another of all sorts of demoniacal nonsense, etc. And how disastrous this is assumed to be by the psychoanalysts is shown by the following case which Jung describes. He says: “Certain of my colleagues claim that the soul energies that spring from such torment, must be deflected into another channel.” Let us turn back then to one of the elementary cases of psychoanalysis. A patient comes, whose illness was caused, according to her psychoanalytical confession, by her having been in love, many years before, with a man whom she did not get. This had remained with her. Of course she might be annoyed by a demon, but in most cases observed by the doctors it turns out that something has happened in the individual subconsciousness, which they classify separately from the super-personal subconscious. The doctors try to divert this immature fantasy or to transform it. If a love-thirsty soul can be persuaded to make use of her accumulated affections in humanitarian services, perhaps as head of a charitable institution, it may turn out well. But Jung himself says: “It is not always possible thus to divert this energy. Energies so implanted in the soul have often a certain definite potential which cannot be directed.” Very well, I have no objection to this expression, but wish only to point out that it is a translation of what the layman often discusses, and the way in which he often expresses himself. But Jung describes a case which is interesting, and a good example of the fact that these potentials cannot always be directed. An American, a typical man of today, a self-made man, the efficient head of a business that he had built up, having devoted himself to his work and achieved a great success, thought then: I shall soon be forty-five, and have done my bit! Now I will give myself a rest. So he decided to retire, bought himself an estate with autos and tennis courts, and everything else that belonged to it, intending to live in the country, and simply to draw his dividends from the business. But when he had been for a time on his estate he ceased to play tennis or to drive his car, or to go to the theater. He took no pleasure in the gardens that were laid out, but sat in his room alone, and brooded. It hurt him there, and there, everything hurt him. Actually his head hurt, then his chest, and then his legs. He could not endure himself, ceased from laughter, was tired, strung up, had continual headache—it was horrible. There was no illness that a doctor could diagnose! It is often that way with men of the present, is it not? They are perfectly healthy, and yet ill. The doctor said: "This trouble is psychic. You have adapted yourself to business conditions, and your energies will not readily take another course. Go back to business. That is the only suggestion that I can make.” The man in question grasped this, but found that he was no longer any good at business! He was just as ill there as at home. From this Jung rightly concludes that you cannot easily deflect energy from one potential to another, nor even turn it back again when you have failed. This man came to him for treatment. (You know many people come to Switzerland bringing such illnesses and non-illnesses!) But he could not help this American. The trouble had taken too strong a hold; it should have been handled earlier. You see from this that the therapy of deflection has also its difficulties, and Jung himself offers this example. Important facts are met everywhere which—I now may say—will be successfully dealt with only by spiritual science or Anthroposophy, in accordance with exact knowledge. But there they are, and people notice them. The questions are there. It will be discovered that the human being is complicated, and not the simple creature presented to us by the science of the 19th century. The psychoanalyst is confronted by a remarkable fact which is quite inexplicable by the science of today. In Anthroposophy, together with the information given in my lectures, you will easily find an explanation, but I can come back to the point in case you do not find it. It may happen, for example, that someone becomes hysterically blind, that is, his blindness is an hysterical symptom. This is possible. There are hysterically blind people, who could see, yet do not—who are psychically blind. Now such people are sometimes partially cured—partially; they begin to see again, but do not see everything. Sometimes such an hysterically blind man recovers sufficient sight to see people, all but their heads! Such a half-cured person goes along the streets, and sees everyone without a head. That really occurs, and there are even stranger symptoms. All this may be dealt with by spiritual science—anthroposophically oriented spiritual science—and in a lecture that I gave here last year you may find an explanation of the inability to see the heads of people. [Lecture given at Dörnach, August 5, 1916.] But the present psychoanalyst is faced by all these phenomena. And so much confronts him that he says to himself: It may be quite disastrous for a man to be connected with the superpersonal unconscious; but for God's sake (the psychoanalyst does not say ‘for God's sake,’ but perhaps ‘for science's sake’) do not let us take the spiritual world seriously! It does not enter their minds to consider the spiritual world seriously. Thus something very peculiar happens. Very few notice what strange phenomena appear under the influence of these things. I will call to your attention something in Jung's book Die Psychologie der unbewussten Prozesse, [see the above quotations that are translations of passages from C. G. Jung's Die Psychologie der unbewussten Prozesse. Ein Ueberblick über die moderne Theorie und Methode der analytischen Psychologie, Zürich, 1917.] recently published, which will show you where the psychoanalyst lands today. I shall have to read you a passage.
Just think! Jung has come so far as to perceive that a man has subconsciously within him all the most fiendish crimes, as well as the most beautiful of all that mankind has been able to think and feel. These people cannot be persuaded to speak of Lucifer and Ahriman, [Compare Rudolf Steiner, The Luciferic and Ahrimanic Influences in their Relation to Man, 1918, reprinted in Anthroposophie, Vol. 17, Book 2, p. 159.] but they agree upon the preceding statement, which I shall read to you once more:
Thus you see, the psychoanalyst is driven to say: The human soul is so made that it needs gods, that gods are necessary to it, for it becomes ill without them. Therefore it has always had them. Men need gods. The psychoanalyst ridicules men, saying that when they lack other gods they make gods of themselves, but “rationalistic pocket size gods with thick skulls and cold hearts. The idea of God” (he says further), “is simply a necessary psychological function of an irrational nature. ...” To describe the necessity of the God-concept in these terms is as far as one can go by the methods of natural science! Man must have a God; he needs him. The psychoanalyst knows that. But let us read to the end of the sentence:
When you read the complete sentence you run upon the great dilemma of the present day. The psychoanalyst proves to you that man becomes ill and useless without his God, but says that this need has nothing to do with the existence or non-existence of God. And he continues:
Now I beg of you, here you find—here you are standing at the point where you may catch at things. The things are there, knocking upon the doors of knowledge. Seekers are also there. They admit an absolute necessity, but when that necessity is stated as a serious question they consider it one of the stupidest that can be suggested. You see, you have there one of the points in the cultural life of today from which you may note exactly what is always avoided. I can assure you that, in their examination and knowledge of the soul, these psychoanalysts are far ahead of what is offered in current psychiatry by the universities. They are not only far beyond ordinary university psychiatry and psychology, but in a certain sense they are right to look down upon this dreadful so-called science. But one may catch them in any such passage, showing as it does what mankind is actually facing in the attitude of contemporary science. Many do not recognize this. They do not realize the force of belief in authority. There has never been such faith in authority, nor has it ever reigned so absolutely as in the subconscious mind today. One asks again and again: Just what do you do as physicians when you handle hysterical cases? You seek something in the subconscious mind that is not solved within consciousness. Yes, but you find repeatedly just such a subconscious content in the case of the theorists. If you lift it into full consciousness it turns out to be exactly what has been murmuring in the subconsciousness of the modern doctors and their patients. And all our literature is so saturated with it that you are in daily and hourly danger of imbibing it. And since it is only through spiritual science that men may become aware of these things, many take them up unknowingly, draw them into their subconsciousness, where they remain. This psychoanalysis has at least pointed out that the reality of the soul is to be accepted as such. They do that. But the devil is everywhere at their heels; I mean that they are neither able nor willing to approach spiritual reality. Therefore you find in all sorts of places the most incredible statements. But present humanity has not the degree of attention necessary to perceive them. We should naturally expect any reader of Jung's book to fall off his chair under the table at certain sentences, but men of the present do not do that; so only think how much of it must lie in the subconsciousness of modern humanity. Yet for this very reason, because these psychoanalysts see how much there is in the subconscious—and they do see it—they look upon many things differently from other people. In his Preface Jung says something, for example, part of which is not bad.
And now comes a sentence which makes you wonder what to do with it.
These sentences, placed side by side, show how destructively this thinking works. I ask you if it is sensible to say: “What the nations do is done by each individual?” It would be equally reasonable to ask: Could an individual do it without nations doing it too? It is nonsense, is it not, to say things like that. The unfortunate thing is that even prominent thinkers are impressed by it. And this sort of thinking is not only to become therapy, but take the lead in pedagogy. This again is founded upon the justifiable longing to introduce into pedagogy a new soul and spiritual element. Are conclusions to be accepted which were reached by entirely inadequate methods of cognition? These are nowadays the important questions. We shall return to the matter from the standpoint of anthroposophical orientation, and throw light upon it from a broader horizon. Then we shall see that one must set about it in a much bigger way, in order to succeed with these things at all. But they must be handled concretely. The problems which as yet have been investigated only by the old, inadequate methods, must be placed in the light of anthroposophical knowledge. Take, for example, the problem of Nietzsche. Today I will only suggest it; tomorrow we shall consider such problems more thoroughly. We know already from former lectures: [Lectures given at Dörnach, October 14, 20, 21, 26, 27, 28; November 2, 3, 4, 1917.] from 1841 to 1879 battle of spirits above; from 1879 on, the fallen spirits in the human realm. In future such and similar things must of necessity play a role whenever a human life is studied. For Nietzsche was born in 1844. For three years before he descended to earth his soul was in the spiritual realm in the midst of the spirit battle. During his boyhood Schopenhauer was still living, but died in 1860, and only after his death did Nietzsche devote himself to the study of Schopenhauer's writings. The soul of Schopenhauer cooperated from above in the spiritual world. That was the real relationship. Nietzsche was reading Schopenhauer, and while he was absorbing his writings Schopenhauer was working upon his thoughts. But how was Schopenhauer situated in the spiritual realm? From 1860 through the years when Nietzsche was reading his books, Schopenhauer was in the midst of the spiritual battle that was still being fought out on that plane. Therefore Schopenhauer's inspiration of Nietzsche was colored by what he himself gathered from the battle of spirits in which he was involved. In 1879 these spirits were cast down from heaven upon the earth. Up to 1879 Nietzsche's spiritual development had followed very curious paths. They will be explained in the future as due to the influence of Schopenhauer and of Wagner. In my book Friedrich Nietzsche, a Fighter against his Time, you may find many supporting details. Wagner had up to that time no particular influence except that he was active on earth. For Wagner was born in 1813; the battle of spirits only began in 1841. But Wagner died in 1883, and Nietzsche's spiritual development took its peculiar direction when Wagner's influence began. Wagner entered the spiritual world in 1883, when the battle of spirits was over, and the defeated spirits had been cast to earth. Nietzsche was in the midst of things when the spirits began to roam around here on earth. Wagner's post mortem influence upon Nietzsche had an entirely different object from that of Schopenhauer. Here begin the super-personal but definite influences, not those abstract demonic ones, of which the psychoanalyst speaks. Humanity must resolve to enter this concrete spiritual world, in order to comprehend things which are obvious if only the facts are tested. In the future Nietzsche's biography will state that he was stimulated by that Richard Wagner who was born in 1813, and took part up to 1879 everything that led to the brilliant being whom I described in my book; that he had the influence of Schopenhauer from his sixteenth year, but that Schopenhauer was involved in the spiritual battle that was fought upon the super-physical plane before 1879; that he was exposed to Wagner's influence after Wagner had died and entered the spiritual world, while Nietzsche was still here below, where the spirits of darkness were ruling. Jung considers this a fact: that Nietzsche found a demon, and projected it without upon Wagner. Oh well—projections, potentials, introverted or extraverted human types—all words for abstractions, but nothing about realities! These things are truly important. This is not agitation for an anthroposophical world-conception for which we are prejudiced. On the contrary, everything outside of anthroposophy shows how necessary this conception is for present-day humanity!
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18. The Riddles of Philosophy: Reactionary World Conceptions
Translated by Fritz C. A. Koelln Rudolf Steiner |
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Reason, according to his mode of thinking, has no power over unreason, for it is itself the result of unreason; it is illusion and dream, produced out of will. Schopenhauer's world conception is the dark, melancholy mood of his soul translated into thought. |
18. The Riddles of Philosophy: Reactionary World Conceptions
Translated by Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] “The bud vanishes in the breaking of the blossom, and one could say that the former is contradicted by the latter. In the same way, the fruit declares the blossom to be a false existence and replaces it as its truth. These forms are not merely different from one another but they crowd each other out as they are incompatible. Their Quid nature makes them at once into moments of the organic whole in which they not only do not contradict each other, but in which the one is as necessary as the other, and it is only this equal necessity that constitutes the life of the whole.” In these words of Hegel, the most significant traits of his mode of conception are expressed. He believes that the things of reality carry within themselves their own contradiction and that the incentive for their growth, for the living process of their development, is given by the fact that they continually attempt to overcome this contradiction. The blossom would never become fruit if it were without contradiction. It would have no reason to go beyond its unquestioned existence. An exactly opposite intellectual conviction forms the point of departure of Johann Friedrich Herbart (1776–1841). Hegel is a sharp thinker, but at the same time a spirit with a great thirst for reality. He would like to have only things that have absorbed the rich, saturated content of the world into themselves. For this reason, Hegel's thoughts must also be in an eternal flux, in a continuous state of becoming, in a forward motion as full of contradictions as reality itself. Herbart is a completely abstract thinker. He does not attempt to penetrate into things but looks at them from the corner into which he has withdrawn as an isolated thinker. The purely logical thinker is disturbed by a contradiction. He demands clear concepts that can exist side by side. One concept must not interfere with another. The thinker sees himself in a strange situation because he is confronted with reality that is full of contradictions, no matter what he may undertake. The concepts that he can derive from this reality are unsatisfactory to him. They offend his logical sense. This feeling of dissatisfaction becomes the point of departure. Herbart feels that if the reality that is spread out before his senses and before his mind supplies him with contradictory concepts, then it cannot be the true reality for which his thinking is striving. He derives his task from this situation. The contradictory reality is not real being but only appearance. In this view he follows Kant to a certain degree, but while Kant declares true being unattainable to thinking cognition, Herbart believes one penetrates from appearance to being by transforming the contradictory concepts of appearance and changing them into concepts that are free from contradictions. As smoke indicates fire, so appearance points at a form of being as its ground. If, through our logical thinking, we elaborate out of a contradictory world picture given to us by our senses and our mind, one that is not contradictory, then we gain from this uncontradictory world picture what we are looking for. This world picture, to be sure, does not appear in this form that is free from contradictions, but it lies behind the apparent one as true reality. Herbart does not set out to comprehend the directly given reality, but creates another reality through which the former is to become explainable. He arrives in this fashion at an abstract thought system that looks rather meager as compared to the rich, full reality. The true reality cannot be a unity, for a unity would have to contain within itself the infinite variety of the real things and events. It must be a plurality of simple entities, eternally equal to themselves, incapable of change and development. Only a simple entity that unchangeably preserves its qualities is free from contradictions. An entity in development is something different in one moment from what it is in another, that is, its qualities are contradictory at various times. The true world is, therefore, a plurality of simple, never-changing entities, and what we perceive are not these simple entities but their relations to one another. These relations have nothing to do with the real being. If one simple entity enters into a relationship with another, the two entities are not changed thereby, but I do perceive the result of their relationship. The reality we perceive directly is a sum of relations between real entities. When one entity abandons its relation to another and replaces it by a relationship with a third entity, something happens without touching the being of the entities themselves. It is this event that we perceive, namely, our apparent contradictory reality. It is interesting to note how Herbart, on the basis of this conception, forms his thoughts concerning the life of the soul. The soul is, as are all other real entities, simple and unchangeable in itself. This entity is now engaged in relations with other beings. The expression of these relations is life in thought-pictures. Everything that happens within us—imagination, feeling, will—is an interplay between the soul and the rest of the world of real entities. Thus, for Herbart, the soul life becomes the appearance of relations into which the simple soul-entity enters with the world. Herbart has a mathematical mind, and his whole world conception is derived fundamentally from mathematical conceptions. A number does not change when it becomes the link of an arithmetical operation. Three remains three, whether it is added to four or subtracted from seven. As the numbers have their place within the mathematical operations, so do the individual entities within the relationships that develop between them. For this reason, psychology becomes an arithmetical operation for Herbart. He attempts to apply mathematics to psychology. How the thought-images condition each other, how they effect one another, what results they produce through their coexistence are things calculated by Herbart. The “ego” is not the spiritual entity that we lay hold of in our self-consciousness, but it is the result of the cooperation of all thought-pictures and thereby also nothing more than a sum, a last expression of relationships. Of the simple entity, which is the basis of our soul life, we know nothing, but its continual relation to other entities is apparent to us. In this play of relations one entity is entangled. This condition is expressed by the fact that all these relationships are tending toward a center, and this tendency expresses itself in the thought of the ego. [ 2 ] Herbart is, in another sense than Goethe, Schiller, Schelling, Fichte and Hegel, a representative of the development of modern world conception. Those thinkers attempt a representation of the self-conscious soul in a world picture capable of containing this self-conscious soul as an element. In so doing they become the spokesmen for the spiritual impulse of their age. Herbart is confronted with this impulse and he must admit the feeling that this impulse is there. He attempts to understand it, but in the form of thinking that he imagines to be the correct one, he finds no possibility of penetrating into the life of the self-conscious being of the soul. He remains outside of it. One can see in Herbart's world conception what difficulties man's thinking encounters when it tries to comprehend what it has essentially become in the course of mankind's evolution. Compared to Hegel, Herbart appears like a thinker who strives in vain for an aim at which Hegel believes actually to have arrived. Herbart's thought constructions are an attempt to outline as an external spectator what Hegel means to present through the inner participation of thought. Thinkers like Herbart are also significant for the characterization of the modern form of world conception. They indicate the aim that is to be reached by the very display of their insufficient means for the attainment of this aim. The spiritual aim of the age motivates Herbart's struggle; his intellectual energy is inadequate to understand and to express this struggle sufficiently. The course of the philosophical evolution shows that, besides the thinkers who move on the crest of the time-impulses, there are also always some active ones who form world conceptions through their failure to understand these impulses. Such world conceptions may well be called reactionary. [ 3 ] Herbart reverts to the view of Leibniz. His simple soul entity is unchangeable; it neither grows nor decays. It existed when this apparent life contained within man's ego began, and will again withdraw from these relations when this life ceases to continue independently. Herbart arrives at his conception of God through his world picture, which contains many simple entities that produce the events through their relations. Within these processes we observe purpose-directed order. But the relations could only be accidental and chaotic if the entities, which, according to their own nature, would have nothing in common, were left entirely to themselves. The fact that they are teleologically ordered, therefore, points toward a wise world ruler who directs their relations. “No one is capable of giving a close definition of deity,” says Herbart. He condemns “the pretensions of the systems that speak of God as of an object to be comprehended in sharply drawn contours by means of which we would rise to a knowledge for which we are simply denied the data.” [ 4 ] Man's actions and artistic creations are completely without foundation in this world picture. All possibility to fit them into this system is lacking. For what could a relationship of simple entities that are completely indifferent to all processes mean to the actions of man? So Herbart is forced to look for independent tools both for ethics and for esthetics. He believes he finds them in human feeling. When man perceives things or events, he can associate the feeling of pleasure or displeasure with them. We are pleased when we see man's will going in a direction that is in agreement with his convictions. When we make the opposite observation, the feeling of displeasure overcomes us. Because of this feeling we call the agreement of conviction and will good; the discord, we call morally reprehensible. A feeling of this kind can be attached only to a relationship between moral elements. The will as such is morally indifferent, as is also the conviction. Only when the two meet does ethical pleasure or displeasure emerge. Herbart calls a relation of moral elements a practical idea. He enumerates five such practical-ethical ideas: The idea of moral freedom, consisting of the agreement of will and moral conviction; the idea of perfection that has its basis in the fact that the strong pleases rather than the weak; the idea of right, which springs from displeasure with antagonism; the idea of benevolence, which expresses the pleasure that one feels as one furthers the will of another person; the idea of retribution, which demands that all good and evil that has originated in a person is to be compensated again in the same person. Herbart bases his ethics on a human feeling, on moral sentiment. He separates it from the world conception that has to do with what is, and transforms it into a number of postulates of what should be. He combines it with esthetics and, indeed, makes it a part of them. For the science of esthetics also contains postulates concerning what is to be. It, too, deals with relations that are associated with feelings. The individual color leaves us esthetically indifferent. When one color is joined to another, this combination can be either satisfactory or displeasing to us. What pleases in a combination is beautiful; what displeases, is ugly. Robert Zimmermann (1824 – 1898) has ingeniously constructed a science of art on these principles. Only a part of it, the part that considers those relations of beauty that are concerned with the realm of action, is to be the ethics or the science of the good. The significant writings of Robert Zimmermann in the field of esthetics (science of art) show that even attempts at philosophical formulations that do not reach the summit of cultural impulses of a time can produce important stimulation's for the development of the spirit. [ 5 ] Because of his mathematically inclined mind, Herbart successfully investigated those processes of human soul life that really do go on with a certain regularity in the same way with all human beings. These processes will, of course, not prove to be the more intimate and individually characteristic ones. What is original and characteristic in each personality will be overlooked by such a mathematical intellect, but a person of such a mentality will obtain a certain insight into the average processes of the mind and, at the same time, through his sure skill in handling the arithmetical calculations, will control the measurement of the mental development. As the laws of mechanics enable us to develop technical skills, so the laws of the psychological processes make it possible for us to devise a technique in education for the development of mental abilities. For this reason, Herbart's work has become fruitful in the field of pedagogy. He has found many followers among pedagogues, but not among them alone. This seems at first sight hard to understand with regard to a world conception offering a picture of meager, colorless generalities, but it can be explained from the fact that it is just the people who feel a certain need for a world conception who are easily attracted by such general concepts that are rigidly linked together like terms of an arithmetical operation. It is something fascinating to experience how one thought is linked to the next as if it were through a self-operative mechanical process, because this process awakens in the observer a feeling of security. The mathematical sciences are so highly appreciated because of this assurance. They unfold their structure, so to speak, through their own force. They only have to be supplied with the thought material and everything else can be left to their logical necessity, which works automatically. In the progress of Hegel's thinking, which is saturated with reality, the thinker continually has to take the initiative. There is more warmth, more direct life in this mode of thinking, but it also requires the constant support of the soul forces. This is because it is reality in this case that the thinker catches in his thoughts, an ever-flowing reality that at every point shows its individual character and fights against every logical rigidity. Hegel also had a great number of pupils and followers, but they were much less faithful than those of Herbart. As long as Hegel's powerful personality enlivened his thoughts, they exerted their charm, and as long as his words were heard under its spell, they carried great conviction. After Hegel's death many of his pupils went their own paths. This is only natural, for whoever is self-dependent will also shape his own attitude toward reality in his own fashion. We observe a different process with Herbart's pupils. They elaborate the master's doctrine, but they continue the fundamental stock of his thoughts without change. A thinker who finds his way into Hegel's mode of thinking penetrates into the course of the world's development that is manifested in innumerable evolutionary phases. The individual thinker, of course, can be stimulated to follow this course of evolution, but he is free to shape the various stages according to his own individual mode of conception. In Herbart's case, however, we deal with a firmly constructed thought system that commands confidence through the solidity of its structure. One may reject it, but if one accepts it, one will have to accept it in its original form. For the individual personal element, which challenges and forces us to face the self of another thinker with our own self, is lacking here. [ 6 ] “Life is a miserable affair; I have decided to spend mine by thinking about it.” Arthur Schopenhauer (1788–1861) spoke these words in a conversation with Wieland at the beginning of his university years, and his world conception sprang from this mood. Schopenhauer had experienced personal hardship and had observed the sad lives of others when he decided upon concentrating on philosophical thought as a new aim of life. The sudden death of his father, caused by a fall from a storehouse, his bad experiences in his career as a merchant, the sight of scenes of human miseries that he witnessed as a' young man while traveling, and many other things of similar kind had produced in him the wish, not so much to know the world, but rather to procure for himself a means to endure it through contemplation. He needed a world conception in order to calm his gloomy disposition. When he began his university studies, the thoughts that Kant, Fichte and Schelling introduced to the German philosophical life were in full swing. Hegel's star was just then rising. In 1806 he had published his first larger work, The Phenomenology of the Spirit. In Goettingen, Schopenhauer heard the teachings of Gottlob Ernst Schulze, the author of the book, Aenesidemus, who was, to be sure, in a certain respect an opponent of Kant, but who nevertheless drew the student's attention to Kant and Plato as the two great spirits toward whom he would have to look. With fiery enthusiasm Schopenhauer plunged into Kant's mode of conception. He called the revolution that his study caused in his head a spiritual rebirth. He found it even more satisfactory because he considered it to be in agreement with the views of Plato, the other philosopher Schulze had pointed out to him. Plato had said, “As long as we approach the things and events merely through sensual perceptions, we are like men who are chained in a dark cave in such a way that they cannot turn their heads; therefore, they can only see, by means of the light of a fire burning behind them, the shadows upon the opposite wall, the shadows of real things that are carried between the fire and their backs, the shadows of each other and of themselves. These shadows are to the real things what the things of sensual perception are to the ideas, which are the true reality. The things of the sensually perceptible world come into existence and pass again, the ideas are eternal.” Did not Kant teach this, too? Is not the perceptible world only a world of appearances for him also? To be sure, the sage from Koenigsberg did not attribute this eternal reality to the ideas, but with respect to the perception of the reality spread out in space and time, Schopenhauer thought Plato and Kant to be in complete agreement. Soon he also accepted this view as an irrevocable truth. He argued, “I have a knowledge of the things insofar as I see, hear, feel them, etc., that is to say, insofar as I have them as a thought picture in my mind's eye. An object then can be there for me only by being represented to my mind as a thought image. Heaven, earth, etc., are therefore my mind's imaginations, for the “thing in itself' that corresponds to them has become my mind's object only by taking on the character of a thought representation.” [ 7 ] Although Schopenhauer found everything that Kant stated concerning the subjective character of the world of perception absolutely correct, he was not at all satisfied with regard to Kant's remarks concerning the thing in itself. Schulze had also been an opponent of Kant's view in this respect. How can we know anything at all of a “thing in itself"? How can we even express a word about it if our knowledge is completely limited to thought pictures of our mind, if the “thing in itself” lies completely outside their realm? Schopenhauer had to search for another path in order to come to the “thing in itself.” In his search he was influenced by the contemporary world conceptions more than he ever admitted. The element that Schopenhauer added to the conviction that he had from Kant and Plato as the “thing in itself,” we find also in Fichte, whose lectures he had heard in 1811 in Berlin. We also find this element in Schelling. Schopenhauer could hear the most mature form of Fichte's views in Berlin. This last form is preserved in Fichte's posthumous works. Fichte declared with great emphasis, while Schopenhauer, according to his own admission, “listened attentively,” that all being has its last roots in a universal will. As soon as man discovers will in himself, he gains the conviction that there is a world independent of himself as an individual. Will is not a knowledge of the individual but a form of real being. Fichte could also have called his world conception, The World as Knowledge and Will. In Schelling's book, Concerning the Nature of Human Freedom and Matters Connected with This Problem, we actually find the sentences, “In the last and deepest analysis there is no other being than will. Will is fundamental being and will alone can claim all its predicates: To be without cause, eternal, independent of time, self-assertive. All philosophy is striving for just this aim, to find this highest expression.” That will is fundamental being becomes Schopenhauer's view also. When knowledge is extinguished, will remains, for will also precedes knowledge. “Knowledge has its origin in my brain,” says Schopenhauer, “but my brain must have been produced through an active, creative force. Man is aware of such a creative energy in his own will.” Schopenhauer now attempts to prove that what is active in all other things is also will. The will, therefore, is, as the “thing in itself,” at the root of all reality that is merely represented in the thought pictures of our mental life, and we can have a knowledge of this “thing in itself.” It is not, as Kant's “thing in itself,” beyond our perceptive imagination but we experience its actuality within our own organism. [ 8 ] The development of modern world conception is progressive in Schopenhauer insofar as he is the first thinker to make the attempt to elevate one of the fundamental forces of the self-consciousness to the general principle of the world. The active self-consciousness contains the riddle of the age. Schopenhauer is incapable of finding a world picture that contains the roots of self-consciousness. Fichte, Schelling and Hegel had attempted to do that. Schopenhauer takes one force of the self-consciousness, will, and claims that this element is not merely in the human soul but in the whole world. Thus, for him, man is not rooted with his full self-consciousness in the world's foundation, but at least with a part of it, with his will. Schopenhauer thus shows himself to be one of those representatives of the evolution of modern world conception who can only partially encompass the fundamental riddle of the time within their consciousness. [ 9 ] Goethe also had a profound influence on Schopenhauer. From the autumn of 1813 until the following spring, the young Schopenhauer enjoyed the company of the poet. Goethe introduced him personally to his doctrine of colors. Goethe's mode of conception agreed completely with the view that Schopenhauer had developed concerning the behavior of our sense organs and our mind in the process of perception of things and events. Goethe had undertaken careful and intensive investigations concerning the perceptions of the eye and phenomena of light and colors, and had elaborated their results in his work, Concerning the Doctrine of Colors. He had arrived at results that differed from those of Newton, the founder of the modern theory of color. The antagonism that exists in this field between Newton and Goethe cannot be judged properly if one does not start by pointing to the difference between the world conceptions of these two personalities. Goethe considered the sense organs of man as the highest physical apparatuses. For the world of colors, he therefore had to estimate the eye as his highest judge for the observation of law-determined connections. Newton and the physicists investigated the phenomena that are pertinent to this question in a fashion that Goethe called “the greatest misfortune of modern physics,” and that consisted in the fact that the experiments have been separated, as it were, from man.
The eye perceives light and darkness and, within the light-dark field of observation, the colors. Goethe takes his stand within this field and attempts to prove how light, darkness and the colors are connected. Newton and his followers meant to observe the processes of light and colors as they would go on if there were no human eye. But the stipulation of such an external sphere is, according to Goethe's world conception, without justification. We do not obtain an insight into the nature of a thing by disregarding the effects we observe, but this nature is given to us through the mind's exact observation of the regularity of these effects. The effects that the eye perceives, taken in their totality and represented according to the law of their connection are the essence of the phenomena of light and color, not a separated world of external processes that are to be determined by means of artificial instruments.
Here we find Goethe's world view applied to a special case. In the human organism, through its senses, through the soul of man, there is revealed what is concealed in the rest of nature. In man, nature reaches its climax. Whoever, therefore, like Newton, looks for the truth of nature outside man, will not find it, according to Goethe's fundamental conviction. [ 10 ] Schopenhauer sees in the world that the mind perceives in space and time only an idea of this mind. The essence of this world of thought pictures is revealed to us in our will, by which we see our own organism permeated. Schopenhauer, therefore, cannot agree with a physical doctrine that sees the nature of light, not in the mental content of the eye, but in a world that is supposed to exist separated from the eye. Goethe's mode of conception was, for this reason, more agreeable to Schopenhauer because Goethe did not go beyond the world of the perceptual content of the eye. He considered Goethe's view to be a confirmation of his own opinion concerning this world. The antagonism between Goethe and Newton is not merely a question of physics but concerns the world conception as a whole. Whoever is of the opinion that a valid statement about nature can be arrived at through experiments that can be detached from the human being must take his stand with Newton's theory of color and remain on that ground. Modern physics is of this opinion. It can only agree with the judgment concerning Goethe's theory of colors that Helmholtz expressed in his essay, Goethe's Anticipations of Future Ideas in Natural Science:
If one sees in the pictures of human imagination only products that are added to an already complete nature, then it is of course necessary to determine what goes on in nature apart from these pictures. But if one sees in them manifestations of the essence contained in nature as Goethe did, then one will consult them in investigating the truth. Schopenhauer, to be sure, shares neither the first nor the second standpoint. He is not at all ready to recognize sense perceptions as containing the essence of things. He rejects the method of modern physics because physics does not limit itself to the element that alone is directly given, namely, that of perceptions as mental pictures. But Schopenhauer also transformed this question from a problem of physics into one of world conception. As he also begins his world conception with man and not with an external world apart from man, he had to side with Goethe, who had consistently drawn the conclusion for the theory of colors that necessarily follows if one sees in man with his healthy sense organs “the greatest and most exact physical apparatus.” Hegel, who as a philosopher stands completely on this foundation, had for this reason forcefully defended Goethe's theory of colors. He says in his Philosophy of Nature:
[ 11 ] For Schopenhauer, the essential ground for all world processes is the will. It is an eternal dark urge for existence. It contains no reason because reason comes into existence only in the human brain, which in turn is created by the will. Hegel sees the spirit as the root of the world in self-conscious reason, and in human reason, only as individual realization of the general world reason. Schopenhauer, by contrast, recognizes reason only as a product of the brain, as a mere bubble that comes into being at the end of the process in which will, the unreasoning blind urge, has created everything else first. In Hegel, all things and processes are permeated by reason; in Schopenhauer, everything is without reason, for everything is the product of the will without reason. The personality of Schopenhauer exemplifies unequivocally a statement of Fichte, “The kind of world conception a man chooses depends on the kind of man he is.” Schopenhauer had bad experiences and had become acquainted with the worst side of the world before he decided to spend his life in contemplation of it. It is for this reason that he is satisfied to depict the world as essentially deprived of reason as a result of blind will. Reason, according to his mode of thinking, has no power over unreason, for it is itself the result of unreason; it is illusion and dream, produced out of will. Schopenhauer's world conception is the dark, melancholy mood of his soul translated into thought. His eye was not prepared to follow the manifestations of reason in the world with pleasure. This eye saw only unreason that was manifest in sorrow and pain. Thus, his doctrine of ethics could only be based on the observation of suffering. An action is moral only if it has its foundation in such an observation. Sympathy, pity, must be the source of human actions. What better course could be taken by a man who has gained the insight that all beings suffer than to let his actions be guided by pity. As everything unreasonable and evil has its roots in will, man will stand morally the higher the more he mortifies his unruly will in himself. The manifestation of this will in the individual person is selfishness, egotism. Whoever surrenders to pity and thereby wills not for himself but for others, has become master of the will. One method of freeing oneself from the will consists in surrendering to artistic creations and to the impressions that are derived from works of art. The artist does not produce to satisfy a desire for something; he does not produce his works because of a will that is selfishly directed toward things and events. His production proceeds out of unegotistic joy. He plunges into the essence of things in pure contemplation. This is also true of the enjoyment of art. As long as we approach a work of art with the desire stirring in us to own it, we are still entangled in the lower appetites of the will. Only when we admire beauty without desiring it have we raised ourselves to the lofty stage where we no longer are dependent on the blind force of will. Then art has become for us a means to free ourselves for the moment from the unreasoning force of the blind will to exist. The deliverance takes place in its purest form in the enjoyment of the musical work of art, for music does not speak to us through the medium of representative imagination as do the other arts. Music copies nothing in nature. As all things and events are only mental pictures, so also the arts that take these things as models can only make impressions on us as manifestations of imaginations. Man produces tone out of himself without a natural model. Because man has will as his own essence within himself, it can only be the will through which the world of music is directly released. It is for this reason that music so deeply moves the human soul. It does this because music is the manifestation of man's inner nature, his true being, his will, and it is a triumph of man that he is in possession of an art in which he enjoys selflessly, freed from the fetters of the will, what is the root of all desire, of all unreason. This view of Schopenhauer concerning music is again the result of his most personal nature. Even before his university years, when he was apprenticed to a merchant in Hamburg, he wrote to his mother:
[ 12 ] From the attitude that is taken toward art by the two antipodes of world conception, Hegel and Schopenhauer, one can learn how a world conception deeply affects the personal relation of man toward the various realms of life. Hegel, who saw in man's world of conceptions and ideas the climax toward which all external nature strives as its perfection, can recognize as the most perfect art only the one in which the spirit appears in its most perfect form, and in which this spirit at the same time clings to the element that continuously strives toward the spirit. Every formation of external nature tends to be spirit, but it does not reach this aim. When a man now creates such an external spatial form, endowing it as an artist with the spirit for which material itself strives without being capable of reaching it, then he has produced a perfect work of art. This is the case in the art of sculpture. What otherwise appears only in the inward life of the soul as formless spirit, as idea, is shaped by the artist out of matter. The soul, the inner life that we perceive in our consciousness as being without shape, is what speaks out of a statue, out of a formation of space. This marriage of the sensual world with the world of the spirit represents the artistic ideal of a world conception that sees the purpose of nature in the creation of the spirit, and therefore can also recognize the beautiful only in a work that appears as immediate expression of the spirit emerging in the form of nature. Whoever, like Schopenhauer, however, sees in all nature only mental pictures, cannot possibly recognize the ideal of art in a work that imitates nature. He must choose an art as his ideal that is free of all nature, that is to say, music. [ 13 ] Schopenhauer considered everything that leads toward the extirpation, the mortification of the will quite consistently as desirable, for an extirpation of the will means an extinction of the unreasonable in the world. Man is to give up will. He is to kill all desire within himself. Asceticism is, for this reason, Schopenhauer's moral ideal. The wise man will extinguish within himself all wishes; he will annihilate his will completely. He will reach the point where no motivation forces him to exert his will. All striving consists merely in quietistic yearning for deliverance from all life. In the world-renouncing life-views in Buddhism, Schopenhauer acknowledged a doctrine of profound wisdom. Compared to Hegel's, one can thus call Schopenhauer's world view reactionary. Hegel attempted everywhere to affect a reconciliation of man with life; he always strove to present all action as a cooperation with a reason-directed order of the world. Schopenhauer regarded enmity to life, withdrawal from reality and world flight as the ideal of the wise man. Hegel's mode of world and life conception contains an element that can produce doubts and questions. Hegel's point of departure is pure thinking, the abstract idea, which he himself once called “an oyster-like, gray or entirely black” being (in a letter to Goethe on February 20, 1821), of which he maintained at the same time should be considered the “representation of God as he is in his eternal essence before the creation of nature and a finite spirit.” The aim that he reaches is the individual human spirit endowed with a content of its own, through whom first comes to light what led only a shadow-like existence in a gray, oyster-like element. This can easily be understood to mean that a personality as a living self-conscious being does not exist outside the human spirit. Hegel derives the content-saturated element that we experience within ourselves from the ideal element that we obtain through thinking. It is quite comprehensible that a spirit of a certain inner disposition felt repulsed by this view of world and life. Only thinkers of such a selfless devotion as that of Karl Rosenkranz (1805–1879) could so completely find their way into Hegel's movement of thought and, in such perfect agreement with Hegel, create for themselves structures of ideas that appear like a rebirth of Hegel's own thought structure in a less impressive medium. Others could not understand how man is to be enlightened through pure idea with respect to the infinity and variety of the impressions that pour in on him as he directs his observations toward nature, crowded as it is with colors and forms, and how he is to profit if he lifts his soul from experiences in the world of sensation, feeling and perception-guided imagination to the frosty heights of pure thought. To interpret Hegel in this fashion is to misunderstand him, but it is quite comprehensible that he should have been misunderstood in this way. This mood that was dissatisfied with Hegel's mode of thinking found expression in the current thought that had representatives in Franz Xaver von Baader (1765–1841), Karl Christian Friedrich Krause (1781–1832), Immanuel Hermann Fichte (1797 – 1879), Christian Hermann Weisse (1801–1866), Anton Guenther (1783–1863), Karl Friedrich Eusebius Thrahndorff (1782–1863) Martin Deutinger (1815– 1864), and Hermann Ulrici (1806–1884). They attempted to replace the gray, oyster-like pure thought of Hegel by a life-filled, personal, primal entity, an individual God. Baader called it an “atheistic conception” to believe that God attained a perfect existence only in man. God must be a personality and the world must not, as Hegel thought, proceed from him like a logical process in which one concept always necessarily produces the next. On the contrary, the world must be God's free creation, the product of his almighty will. These thinkers approach the Christian doctrine of revelation. To justify and fortify this doctrine scientifically becomes the more-or-less conscious purpose of their thinking. Baader plunged into the mysticism of Jakob Boehme (1757–1624), Meister Eckhardt (1250– 1329), Tauler (1290–1361) and Paracelsus (1494–1541), whose language, so rich in pictures, he considered a much more appropriate means to express the most profound truths than the pure thoughts of Hegel's doctrine. That Baader also caused Schelling to enrich his thoughts with a deeper and warmer content through the assimilation's of conceptions from Jakob Boehme has already been mentioned. In the course of the development of the modern world conception personalities like Krause will always be remarkable. He was a mathematician who allowed himself to be swayed by the proud, logically perfect character of this science, and attempted a solution of the problems of world conception after the model of the method he was used to as a mathematician. Typical of this kind of thinker is the great mathematician, Newton, who treated the phenomena of the visible universe as if it were an arithmetical problem but, at the same time, satisfied his own need concerning the fundamental questions of world conception in a fashion that approached the belief to be found in revealed religion. Krause finds it impossible to accept a conception that seeks the primal being of the world in the things and processes. Whoever, like Hegel, looks for God in the world cannot find him, for the world, to be sure, is in God, but God is not in the world. He is a self-dependent being resting within himself in blissful serenity. Krause's world of ideas rests on “thoughts of an infinite, self-dependent being, outside of which there is nothing; this being comprises everything by itself and in itself as the one ground, and that we have to think of as the ground of reason, nature and humanity.” He does not want to have anything in common with a view “that takes the finite or the world as the sum total of everything finite to be God itself, idolizing and confusing it with God.” No matter how deep one may penetrate into the reality given to the senses and the mind, one will never arrive in this way at the fundamental ground of all being. To obtain a conception of this being is possible only if one accompanies all finite observation with a divinatory vision of an over-worldly reality. Immanuel Hermann Fichte settled his account with Hegelianism poignantly in his essay, Propositions for the Prolegomena of Theology (1826), and Contributions Toward a Characterization of Modern Philosophy (1829). Then, in numerous works, he tried to prove and elaborate his view that a conscious personal being must be recognized as the basis of all world phenomena. In order to procure an emphatic effect for the opposition to Hegel's conception, which proceeded from pure thought, Immanuel Hermann Fichte joined hands with friends who were of the same opinion. In 1837, together with Weisse, Sengler, K. Ph. Fischer, Chalybäs, Fr. Hoffmann, Ulrici, Wirth and others, he began the publication of the Journal for Philosophy and Speculative Theology. It is Fichte's conviction that we have risen to the highest knowledge only if we have understood that “the highest thought that truly solves the world problem is the idea of a primal subject or absolute personality, which knows and fathoms itself in its ideal as well as real infinity.”
Chr. Hermann Weisse believed that it was necessary to proceed from Hegel's world conception to a completely theological mode of conception. In the Christian idea of the three personalities in the one deity, he saw the aim of his thinking. He attempted to represent this idea as the result of a natural and unsophisticated common sense and did so with an uncommon array of ingenuity. In his triune, Weisse believed that in a personal deity possessing a living will he had something infinitely richer than Hegel with his gray idea. This living will is to “give to the inner godly nature with one breath the one definite form and no other that is implied at all places in the Holy Writ of the Old and New Testaments. In it, God is shown prior to the creation of the world as well as during and after that event in the shining element of his glory as surrounded by an interminable heavenly host of serving spirits in a fluid immaterial body, which enables him to fully communicate with the created world.” [ 14 ] Anton Guenther, the “Viennese Philosopher,” and Martin Deutinger, who was under his influence, move with the thoughts of their world conception completely within the framework of the catholic theological mode of conception. Guenther attempts to free man from the natural world order by dividing him into two parts—a natural being that belongs to the world of necessary law, and a spirit being that constitutes a self-dependent part of a higher spirit world and has an existence comparable to an “entity” as described by Herbart. He believes that he overcomes Hegelianism in this manner and that he supplies the foundation for a Christian world conception. The Church itself was not of this opinion, for in Rome Guenther's writings were included in the Prohibitory Index. Deutinger fought vehemently against Hegel's “pure thinking,” which, in his opinion, ought to be prevented from devouring life-filled reality. He ranks the living will higher than pure thought. It can, as creative will, produce something; thought is powerless and abstract. Thrahndorff also takes living will as his point of departure. The world cannot be explained from the shadowy realm of ideas, but a vigorous will must seize these ideas in order to create real being. The world's deepest content does not unfold itself to man in thoughtful comprehension, but in an emotional reaction, in love through which the individual surrenders to the world, to the will that rules in the universe. It is quite apparent that all these thinkers endeavor to overcome thinking and its object, the pure idea. They are unwilling to acknowledge thinking as the highest manifestation of the spirit of man. In order to comprehend the ultimate substance of the world, Thrahndorff wants to approach it, not with the power of knowledge, but of love. It is to become an object of emotion, not of reason. It is the belief of these philosophers that through clear, pure thinking the ardent, religious devotion to the primordial forces of existence are destroyed. [ 15 ] This opinion has its root in a misconception of Hegel's thought world. Its misunderstanding becomes especially apparent in the views concerning Hegel's attitude toward religion that spread after his death. The lack of clarity that began to prevail regarding this attitude resulted in a split among Hegel's followers into one party that considered his world conception to be a firm pillar of revealed Christianity, and another that used his doctrine to dissolve the Christian conceptions and to replace them by a radically liberal view. [ 16 ] Neither party could have based its opinion on Hegel if they had understood him correctly, for Hegel's world conception contains nothing that can be used for support of a religion or for its destruction. He had meant to do this with respect to any religion as little as he had intended to create any natural phenomena through his pure thought. As he had set out to extract the pure thought from the processes of nature in order to comprehend them in that way, so he had also, in the case of religion, merely the intention to bring its thought content to the surface. As he considered everything that is real in the world as reasonable just because it is real, so he held this view also in regard to religion. It must come into existence by soul forces quite beyond those that are at the disposal of the thinker when he approaches them in order to comprehend them. It was also an error of such thinkers as Fichte, Weisse, Deutinger and others that they fought against Hegel because he had not proceeded from the realm of pure thought to the religious experience of the personal deity. Hegel had never set himself a task of this kind. He considered that to be the task of the religious consciousness. The younger Fichte, Weisse, Krause, Deutinger and the rest wanted to create a new religion through their world conception. Hegel would have considered such a task to be as absurd as the wish to illuminate the world through the idea of light, or to create a magnet out of the thought of magnetism. To be sure, in Hegel's opinion, religion has its root in the idea, just as the whole world of nature and the spirit. For this reason, it is possible that the human spirit can rediscover this idea in religion, but as the magnet was created out of the thought of magnetism before the human mind came into being, and as the latter only afterwards has to comprehend the magnet's creation, so also religion has become what it is before its thought emerged in the human soul as an illuminating part of world conception. If Hegel had lived to experience the religious criticism of his pupils, he would have felt compelled to say, “Take your hands off all foundation of religion, off all creation of religious conceptions, as long as you want to remain thinkers and do not intend to become messiahs.” The world conception of Hegel, if it is correctly understood, cannot have a retroactive effect on the religious consciousness. The philosopher who reflects on the realm of art has the same relation to his object as the thinker who wants to fathom the nature of religion. [ 17 ] The Halle Yearbooks, published from 1838 to 1843 by Arnold Ruge and Theodor Echtermeyer, served as a forum for the philosophical controversies of the time. Starting with a defense and explanation of Hegel, they soon proceeded to develop his ideas independently, and thus made the transition to the views that are called “radical world conceptions” in the next chapter. After 1841, the editors called their journal, The German Yearbook, and, as one of their aims, they considered “the fight against political illiberality, against theories of feudalism and landed property.” In the historical development of the time they became active as radical politicians, demanding a state in which perfect freedom prevails. Thus, they abandoned the spirit of Hegel, who wanted to understand history, not to make it. |
157. Esoteric Development: The Three Decisions on the Path of Imaginative Cognition
02 Mar 1915, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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When, with the power acquired from identifying oneself with destiny, one begins to weave in the thoughts in such a way that they do not carry one along as in a dream-picture but one is able to eliminate a thought and call up another—to manipulate them at will—when this begins one experiences what may be called the “passing through the portal.” |
157. Esoteric Development: The Three Decisions on the Path of Imaginative Cognition
02 Mar 1915, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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Translator Unknown, revised We will think first of those who are standing on the arena of present-day events (World War I)
And for those who as a consequence of these events have already passed through the Gate of Death:
And may the Spirit for whom we seek through spiritual knowledge, the Spirit who for the salvation of the earth and for the freedom and progress of humanity passed through the Mystery of Golgotha, may He be with you and your hard tasks. A week ago we considered souls nearly related to us who, if they are to be located now, must be sought in spiritual worlds. Certain things were said about these souls which can throw light upon the whereabouts of beings in the spiritual world. Today I propose to direct our study more to that path to the spiritual world which the human soul can take while it is still in the body, in order to find those spiritual realms referred to last time as the dwelling place of the souls of the so-called dead. It must be emphasized over and over that the way into the spiritual worlds that is suitable for souls of the present day requires manifold preparation. Some of this preparation is difficult, but it is necessary. Today I wish to point to certain matters connected with the path of knowledge from the point of view of what may be called “Imaginative Cognition.” It is very familiar to you, my dear friends, that the human soul can have experiences in the spiritual world only when it is not using the instrument of the body. Everything we can gain through the instrument of the body can yield only experiences of what is present in the physical world. If we wish to have experience of the spiritual worlds, we must find the possibility of working with the soul outside the physical body. Now although it is difficult, it is possible for the human being today to experience the spiritual world while outside the body. Moreover it is always possible, once observations of the spiritual world have been made, for another who is not himself capable of this to judge them with really sound human reason—not with the kind of reason that is called sound, but with reason that is genuinely sound. But today we are going to speak of the actual way in which the human soul on the one hand emerges from the physical body, and on the other hand how it enters the spiritual world. A week ago we spoke of this from another point of view and as today I want to consider it from the standpoint of Imaginative Cognition, many pictures will be discussed that will remain to be pursued in your meditations. If you do this, you will see that this path of knowledge is of great significance. The spiritual world can be entered, as it were, through three portals. The first may be called the Portal of Death, the second the Portal of the Elements, and the third the Portal of the Sun. Those who wish to tread the entire path of knowledge must pass through all three portals. The Portal of Death has from time immemorial been described by all mystery teachings. This Portal of Death can only be attained if we strive to reach it through what has long been known to us as meditation, that is to say, complete surrender and devotion to certain thoughts or perceptions which are suited to our individuality and which we place so entirely in the center of our consciousness that we identify ourselves wholly with them. Human effort, of course, weakens very easily along this particular path, because there truly are and must be inner hindrances and obstacles to be overcome. It is a matter of repeating, again and again, the silent inner efforts to devote oneself so completely to the given thoughts and perceptions that one forgets the whole world and lives wholly in these thoughts and perceptions. After constant repetition, however, one gradually begins to perceive that the thoughts that have been made the center of the consciousness are taking on a kind of independent life. One receives the feeling that, “Hitherto I have only ‘thought' this thought; I have placed it at the center of my consciousness; but now it is beginning to unfold a particular life and inner agility of its own.” It is as if one were in the position of being able to produce a real being within oneself. The thought begins to become an inner structure. It is an important moment when one notices that this thought or perception has a life of its own, so that one feels oneself to be the sheath of this thought, of this perception. One can then say to oneself: “My efforts have enabled me to provide a stage on which something is developing which now, through me, is coming to a particular life of its own.” This awakening, this enlivening of the thought, is a moment of great significance in the life of the meditator. He is then deeply stirred by the objective reality of the spiritual world; he realizes that the spiritual world, so to speak, is concerning itself with him, that it has approached him. Naturally, it is not a simple matter to reach this experience, for before doing so, one must go through various sensations that one would not, from one's own inclination, gladly go through. There is a certain feeling of isolation, for example, a feeling of loneliness to be undergone—a feeling of being forsaken. One cannot grasp the spiritual world without previously feeling forsaken by the physical world, without feeling that this physical world does many things which crush one, which wear one down. But we must come through this feeling of isolation to be able to bear the inner animation to which the thought awakens, to which it is born. Much resistance now confronts the human being; from within himself there is much resistance to what leads to true perception of this inner awakening of the thought to life. One feeling in particular comes—an inner feeling that we simply do not wish to have. We do not admit this, however, but say instead: “Oh, I can never attain that; it sends me to sleep; my thinking and inner elasticity forsake me, they will not continue.” In short, one chooses involuntarily all sorts of evasions of what one must experience: that the thought which thus becomes enlivened becomes substantial. It becomes substantial and forms itself into a kind of being. And then one has not merely the feeling but the vision that the thought is, at first, like a little rounded seed which germinates into a being with definite form, which from outside our head continues inside so that the thought seems to tell us: “You have identified yourself with it, you are within the thought, and now, you extend with the thought into your own head; but you are essentially still outside.” The thought takes on the form of a winged human head, flowing out into infinity and then extending into one's own body through the head. The thought, therefore, grows into a winged angel's head. One must actually achieve this. It is difficult to have this experience and we therefore like to believe that in this moment when the thought grows in this way, we lose all possibility of thinking. We believe we shall be taken at this moment. The body we have known hitherto and into which the thought extends is felt to be like an abandoned automaton. Besides, there are present in the spiritual world all kinds of hindrances which prevent this from becoming visible to us. This winged angel's head really becomes inwardly visible, but there are all conceivable hindrances preventing its becoming visible. The point thus reached is the real threshold of the spiritual world. When one reaches the point I have just described, one is actually on the threshold of the spiritual world. But there, at first quite invisible to one, stands the power whom we have always called Ahriman. One does not see him. And it is Ahriman who hinders us from seeing that which I have described as the germinating thought-being. Ahriman does not wish one to see it. He wants to hinder this. And because it is primarily on the path of meditation that one reaches this point, it always becomes easy for Ahriman to erase what one must come to, if one clings to the prejudices of the physical world. And truly, one must say: The human being does not believe how very much he clings to the prejudices of the physical world; neither can he imagine that there is another world whose laws are different from those of the physical world. I cannot mention today all the prejudices which people bring with them to the threshold of the spiritual world, but I will allude to one of the principal and more intimate prejudices. You see, people speak of the physical world from a monistic world view, from unity; they repeatedly say that they can only grasp the world by contemplating the whole world as a unity. We have sometimes had to go through curious experiences in this respect. When the spiritual scientific movement began in Berlin a good many years ago, with only a few members, there were several who felt they were not wholly in sympathy with it. One lady, for instance, came to us after a few months and said that spiritual science was not for her because it required too much thinking, and she found that thinking wiped out everything precious for her, making her fall into a kind of sleep; besides which, she said, there is only one thing of real value, and that is unity! The unity of the world which the monist seeks in so many areas—and not the materialistic monist alone—had become a fixed idea with her. Unity, unity, and again unity! That was her quest. In German culture we have the philosopher Leibnitz, an emphatically monadological thinker who did not seek for unity but for the many “Monads” who to him were essences of soul. It was clear to him that in the spiritual world there can be no question of unity but only of multiplicity. There are monists and pluralists. The monists speak only of unity and oppose the pluralists who speak of multiplicity. You see, however, the fact is that both unity and multiplicity are concepts which are of value only in the physical world, so people believe that they must be of value in the spiritual world as well. But that is not so. People must realize that although unity can be glimpsed, it must immediately be superseded for it reveals itself as multiplicity. It is unity and multiplicity at the same time. Nor can ordinary calculation, physical mathematics, be carried into the spiritual world. One of the very strongest and at the same time most subtle of Ahrimanic temptations is the desire to carry into the spiritual world, just as they are, concepts acquired in the physical world. We must approach the threshold without “bag or baggage,” without being weighed down with what we have learned in the physical world; we must be ready to leave all this at the threshold. All concepts—precisely those we have taken the most trouble to acquire—must be left behind and we must be prepared for the fact that in the spiritual world new concepts will be given; we will become aware of something entirely new. This clinging to what the physical world gives is extremely strong in the human being. He would like to take with him into the spiritual world what he has conquered in the physical. He must have the possibility, however, of standing before a completely clean slate, of standing before complete emptiness and of allowing himself to be guided only by the thoughts which then begin to come to life. This entrance into the spiritual world has been called fundamentally the Gate of Death, because it really is a greater death than even physical death. In physical death we are persuaded to lay aside the physical body; but on entering the spiritual world we must resolve to lay aside our concepts, our notions, and our ideas and allow our being to be built up anew. Now we confront the winged thought-being of which I have spoken. We already confront it if we really give all our effort to living in a thought. All we need to know then is that when the moment comes which makes claims upon us that are different from those we have imagined, we must really stand firm, we must not, as it were, retreat. This retreat is in most cases unconscious. We weaken, but the weakening is only the sign that we do not wish to lay bag and baggage aside. The whole soul, with everything it has acquired on the physical plane, must perish if it is to enter the spiritual world. That is why it is quite correct to call this portal the Portal of Death. And then we look through this winged thought-being as through a new spiritual eye that one acquires, or through a spiritual ear—for we also hear, we also feel—and by these means we become aware of what is present in the spiritual world. It is even possible, my dear friends, to speak of particular experiences which one can have upon entering the spiritual world. For one to be able to have these experiences, nothing else is necessary than perseverance in the meditation I have previously described. It is particularly important to be very clear that certain experiences that one brings to the threshold of the spiritual world must be laid aside before entering. Experiences have hence really shown that the spiritual world that confronts one is usually different from that which one would like to have. This then is the first portal: the Portal of Death. The second portal now is the Portal of the Elements. This Portal of the Elements will be the second one to be passed through by those who give themselves up to zealous meditation. But it is also possible for a man to encourage his own organization in such a way that he can actually reach the second portal without having passed through the first. This is not good for a real knowledge, but it may happen that one reaches this point without first going through the first portal. A real appropriate knowledge will only yield itself if one has passed through the first portal and then approached the second portal consciously. This second portal shows itself in the following way: You see, if a man has passed through the Portal of Death he feels himself at first to be in certain conditions which in their outward impression upon him resemble sleep, although inwardly they are quite different. Outwardly man is as though asleep while these conditions last. As soon as the thought begins to live, when it begins to stir and grow, the outer man is really as though he were asleep. He need not be lying down, he may be sitting, but he is as though asleep. Outwardly it is impossible to distinguish this state from sleep, but inwardly it is absolutely different. Not until one passes back into the normal condition of life does one realize: “I have not been asleep but I have been within the life of thought in just the same way as I am now awake in the physical world and looking with my eyes at what is around me.” But one also knows: “Now that I am awake, I think, I form thoughts, I connect them; but shortly before, when I was in that other state, the thoughts formed themselves. The one approached the other, explained the other, separated from the other; and what one usually does oneself in thinking was there done by itself.” But one knows: whereas in physical life one is an Ego, adding one thought to another, in that other state one swims, as it were, in one thought and then over to another; one is united with the thoughts; then one is within a third and then swims away from it. One has the feeling that space simply no longer exists. No longer is it the way it is in physical space, where if one had gone to a certain point and looked back and then went on further, and if one wished to return to the first point, then one would have to travel along the road again; one would have to make the journey both ways. That is not the case in that other state. Space is different there; one springs through space, so to speak. At one moment we are in one place, the next we are far away. We do not pass through space. The laws of space have ceased. We now actually live and weave within the thoughts themselves. We know that the Ego is not dead, it is weaving in the web of thoughts, but although we are living within the thoughts, we cannot immediately be their master; the thoughts form themselves and we are drawn along with them. We do not ourselves swim in the stream of thoughts but the thoughts take us on their shoulders, as it were, and carry us along. This state must also cease. And it ceases when we pass through the Portal of the Elements. Then the whole process becomes subject to our will, then we can follow a definite line of thought with intention. We then live in the whole life of thought with our will. This is again a moment of tremendous significance. For this reason I have even referred to it exoterically in public lectures by saying that the second stage is reached by identifying ourselves with our destiny. Thereby we acquire the power to be within the weaving thoughts with our own will. At first, when one has passed through the Portal of Death, one is in the spiritual world which does as it likes with one. One learns to act for oneself in the spiritual world by identifying oneself with one's destiny. This can only be achieved by degrees. Thoughts then acquire being which is identical with our own. The deeds of our being enter the spiritual world. But in order to achieve this in the right way one must pass through the second portal. When, with the power acquired from identifying oneself with destiny, one begins to weave in the thoughts in such a way that they do not carry one along as in a dream-picture but one is able to eliminate a thought and call up another—to manipulate them at will—when this begins one experiences what may be called the “passing through the portal.” And then the power of will we are now using shows itself as a simply fearful monster. This has been known for thousands of years in mysticism as the encounter with the “lion.” One must go through this encounter with the lion. In the life of feelings this gives rise to a dreadful fear, a fear of what is taking place in the world of thought, of this living union with it, and this fear must be overcome, just as the loneliness of the Portal of Death must be overcome. This fear can in the most manifold ways simulate other feelings that are not fear; but it is, in reality, fear of what one approaches. And what now occurs is that one finds the possibility of mastering this wild beast, this “lion” who meets us. In Imagination it actually appears as if it were opening wide its enormous jaws, wishing to devour us. The power of will which we want to use in the spiritual world threatens to devour us. One is incessantly overcome by the feeling; “You are obliged to will, but you must do something, you must seize something.” Yet concerning all these elements of will which one contains, one has the feeling: “If you seize it, it devours you, eradicates you from the world.” This is the experience of being devoured by the lion. So—and one can speak of this in pictures—rather than surrendering to the fear that the elements of will in the spiritual world will seize, devour, and strangle us, one must swing oneself to the back of the lion, grasp these elements of will, and make use of them for action. That is what must be done when this happens. You can now understand the essentials. If one has first passed through the Gates of Death, one is outside the body, and can only use the forces of will outside. One must insert oneself into the cosmic harmony. The forces that must be used outside the body are also within us, only they rule unconsciously. The forces that circulate our blood and make our hearts beat come from the spirituality into which we plunge when we immerse ourselves in the element of will. We have these forces within us. If, therefore, a man is taken possession of by the element of will without having gone through the prescribed esoteric path, without having passed through the Gate of Death, those forces seize him which otherwise circulate in his blood and beat in his heart; and then he does not use the forces that are outside his body but those that are within him. This would be “grey magic.” It would cause a man to seize the spiritual world with the forces with which one is not permitted to seize the spiritual world. What matters is that one sees the lion, that this monster is actually before one, and that one knows: This is what it looks like, this is how the forces of will desire to lay hold of one; they must be mastered from outside the body. If one does not approach the second portal or actually behold the lion, one remains always in danger of wanting to rule the world out of human egotism. That is why the true path of knowledge leads us first of all from within the physical body and physical existence and only then to approach the conditions that are to be arrived at with the essences which are outside. Opposing this there is the inclination of most people to enter the spiritual world by a more comfortable way than through true meditation. Thus it is possible, for example, to avoid the Gate of Death, and, if the inner predisposition is favorable, to approach the second portal. One can reach this through giving oneself up to a particular image, an especially fervent image which speaks about dissolving oneself in the Universal All and the like, recommended in good faith by certain pseudo-mystics. By this means the exertions of thinking are stupefied and the emotions are stimulated. The emotions are whipped into fiery enthusiasm. By this means one can, to begin with, certainly be admitted to the second portal and be given over to the forces of will, but one does not master the lion; one is devoured by the lion and the lion does with one what it likes. This means that fundamentally occult things are taking place, but in essence, they are egoistic. That is why it is constantly necessary—although one might say there is also a risk of this from the point of view of true esotericism today—not to censure that which one might say is only a mystical feeling and experience that is lashed into a fury. This appeal to what stimulates a man inwardly, whipping him out of his physical body but leaving him still connected with the forces of the blood and the heart, the physical forces of the blood and the heart, does undoubtedly bring about a kind of perception of the spiritual world which may also have much good in it; but it causes him to grope about insecurely in the spiritual world, and renders him incapable of distinguishing between egotism and altruism. This brings one directly, if one must stress this, to a difficult point, for with respect to real meditation and everything related to it, modern minds have for the most part fallen asleep. They do not like to exert their thinking as strongly as is necessary, if they are to identify themselves with the thinking. They far prefer to be told to give themselves in loving surrender to the Cosmic Spirit, or the like, where the emotions are whipped up and thinking is evaded. People are led in this way to spiritual perceptions, but without full consciousness of them, and then they are not able to distinguish whether the things they experience spring from egotism or not. Certainly enthusiasm in feeling and perception must run parallel to selfless meditation, but thought must also run parallel to it. Thinking must not be eliminated. Certain mystics, however, try to suppress thought altogether, and to surrender themselves wholly to the glow of frenzied emotion. Here too there is a difficult point, for this method is useful; those who stimulate their emotions go forward much more quickly. They enter the spiritual world and have all kinds of experiences—and that is what most people desire. The question with most people is not whether they are entering the spiritual world in the right way but only whether they are entering it at all. The uncertainty that arises here is that if we have not first passed through the Gate of Death but go directly to the Gate of the Elements, we are there prevented by Lucifer from really perceiving the lion, so that before we become aware of it, it devours us. The difficulty is that we are no longer able to distinguish between what is related to us and what is outside in the world. We learn to know spiritual beings, elemental spirits. One can learn to recognize a rich and extensive spiritual world, without having passed through the Gate of Death, but these are spiritual beings who for the most part have the task of maintaining the human blood circulation and the work of the human heart. Such beings are always around us in the spiritual, in the elemental world. They are spirits whose life-element is in the air, in the encircling warmth and also in the light; they also have their life-element in the music of the spheres, which is no longer physically perceptible; these spiritual beings weave and lace through everything that is living. Of course, then, we enter this world. And the thing becomes alluring because the most wonderful spiritual discoveries can be made in this world. If a man—who has not passed through the Gate of Death but has gone directly to the Portal of the Lion without seeing the lion—perceives an elementary spirit whose task is to maintain the activity of the heart, this elementary spirit, who also maintains the heart-activity of other people, may under certain circumstances bring information about other human beings, even about people of the past, or indeed prophetic tidings of the future. The experience may be accompanied with great success, yet it is not the right path because it does not make us free in our mobility in the spiritual world. The third portal that one must pass through is the Portal of the Sun. And there we must, when we reach this portal, undergo yet another experience. While we are at the Portal of Death, we perceive a winged angel's head; while we are at the Portal of the Elements, we perceive a lion; at the Portal of the Sun, we must perceive a dragon, a fierce dragon. And this fierce dragon we must truly perceive. But now Lucifer and Ahriman together try to make it imperceptible to our spiritual vision. If we do perceive it, however, we realize that in reality this fierce dragon has most fundamentally to do with ourselves, for he is woven out of those instincts and sensations which are related to what in ordinary life we call our “lowest nature.” This dragon comprises all the forces, for instance, that we use—if you will forgive the prosaic expression—for digestion and many other things. What provides us with the forces of digestion, and many other functions bound up with the lowest part of our nature, appears to us in the form of a dragon. We must contemplate him when he coils out of us. He is far from beautiful and it is therefore easy for Lucifer and Ahriman so to influence our subconscious life of soul that unconsciously we do not want to see this dragon. Into the dragon are also woven all our absurdities, all our vanities, our pride and self-seeking, as well as our basest instincts. If we do not contemplate the dragon at the Portal of the Sun—and it is called the Portal of the Sun because in the sun-forces live those forces from which the dragon is woven, and it is the sun-forces that enable us to digest and to carry out other organic processes (this occurs really through living together with the sun)—if we do not contemplate the dragon at the Portal of the Sun, he devours us and we become one with him in the spiritual world. We are then no longer distinct from the dragon, we actually are the dragon, who experiences in the spiritual world. This dragon may have very significant and, in a sense, grand experiences, experiences more fascinating than those which come at the Portal of Death or beyond it. The experiences one has at the Portal of Death are, to begin with, colorless, shadowlike, and intimate—so light and intimate that they may easily escape us, and we are not in the least inclined to be attentive enough to hold them fast. We must always exert ourselves to allow what easily comes to life in the thoughts to expand. It expands ultimately into a world, but long and energetic striving and work is necessary before this world appears as reality, permeated with color, sound, and life. For we must let these colorless and soundless forms take on life from infinity. If one discovers, for example, the simplest air or water spirit through what we may now call “head clairvoyance” (by which is meant the clairvoyance that arises from animation of thinking), this air or water spirit is at first something that flits away so lightly and fleetingly over the horizon of the spiritual world that it does not interest us at all. And if it is to have color or sound this must draw near it from the whole sphere of the cosmos. This happens, however, only after long inner effort. This occurs only through waiting until one is blessed. For just suppose—speaking pictorially—that you have one of these air spirits: if it is to approach in color, the color must stream into it from a mighty part of the cosmos. One must have the power to make the colors shine in. This power, however, can only be acquired, can only be won, by devotion. The radiating forces must pour in from without through devotion. But if we are one with the dragon we shall be inclined, when we see an air or water spirit, to ray out the forces which are within us, and precisely those which are in the organs usually called the “lower” organs. This is much easier. The head is in itself a perfect organ but in the astral body and etheric body of the head there is not much color because the colors are expended in forming, for example, the brain and especially the skull. When we approach the threshold of the spiritual world and in “head clairvoyance” draw the astral and etheric bodies out of the physical body, there is not much color in them. The colors have been expended to shape the perfected organ, the brain. When, however, in “belly clairvoyance” [“Bauchellsehen”] we draw the astral body and etheric body out of the organs of stomach, liver, gall-bladder, and so forth, the colors have not yet been as expended in building up perfected organs. These organs are only on the way to perfection. What comes from the astral body and etheric body of the stomach is beautifully colored; it gleams and glitters in all possible radiant colors; and if the etheric and astral bodies are drawn out of these organs, the forms seen are imbued with the most wonderful colors and sounds. So it could happen that someone may see wonderful things and sketch a picture with gorgeous coloring. This is certainly interesting, as it is also interesting for the anatomist to examine the spleen, liver, or intestines, and from the standpoint of science this is also indispensable. But when it is examined by someone very experienced, what appears in these beautifully colored pictures is that which underlies the process of digestion two hours after eating. There is certainly no objection to investigating these things. The anatomist must necessarily do so and the time will come when science will gain a great deal by knowing what the etheric body does when the stomach digests food. But we must be totally clear about this: if we do not connect this with our dragon, if we do not consciously approach the Portal of the Sun, if we are not aware that we summon into the dragon what is contained in the etheric and astral body of the belly, we then radiate it forth into picture-clairvoyance, and then we receive a truly wonderful world. The most beautiful and easiest of attainments does not at first come from the higher forces, from “head clairvoyance,” but from “belly clairvoyance.” It is most important to know this. From the point of view of the cosmos there is nothing vulgar in an absolute sense, but only in a relative sense. In order to produce what is necessary for the process of digestion in man the cosmos has to work with forces of colossal significance. What matters is that we not succumb to errors or illusions but know what the things are. When we know that something which looks very wonderful is nothing other than the process of digestion, this is extremely important. But if we believe that some celestial world is being revealed by such a picture, then we are falling into error. An intelligent person will have no objection to the cultivation of science based on such knowledge, but only to things being put in a false light. This is what we are concerned with. Thus it can happen, for instance, that someone will always at a certain moment draw out the etheric and astral bodies directly through an occurrence within the digestive processes, at a certain stage of digestion. Such a man may be a natural clairvoyant. One must only know what we are concerned with. Through “head clairvoyance,” where all the colors of the etheric and astral bodies are used for the production of the wonderful structure of the brain, it will be difficult for a man to fill what is colorless and soundless with colors and sounds. But with “belly clairvoyance” it will be comparatively easy to see the most wonderful things in the world. In this kind of clairvoyance, of course, also lie forces which a man must learn to use. The forces used in digestion are involved in a process of transformation and we experience them in the right way when we learn more and more to cultivate the identification with destiny. And this is also the ground from which we learn: that which at first appeared as a flying angel's head we must trace again to the other element that we have dealt with, so that we do not trace only the forces which serve digestion, but also those of a higher kind, those which lie within the sphere of our karma, our destiny. If we identify ourselves with it, we succeed in bearing forth the spiritual entities we see around us, which now have the inclination towards colors and sounds flowing in from cosmic space. The spiritual world then naturally becomes concrete and full of stability, truly so concrete that we fare there as well as we fare in the physical world. One great difficulty at the Portal of Death is that we really have the feeling—and we must overcome it—I am essentially losing myself. But if one has stretched oneself and has identified oneself with the life of thought, one may at the same time have the consciousness, “I lose myself but I find myself again.” That is an experience that one has. One loses oneself on entering the spiritual world, but one knows that one will find oneself again. One must make the transition: to reach the abyss, to lose oneself in it, but with trust that one shall find oneself again there. This is an experience that one must go through; all that I have described are inner experiences that one must go through. And one must come to know that what takes place in the soul is important. It is just as if we were obliged to see something; if one is shown the way by a friend, it is easier than if one thinks it out for oneself. But one can attain all that has been described if one submits oneself to constant inner work and inner self-control through meditation, as you will find described in the book, Knowledge of the Higher Worlds and its Attainment and in the second part of Occult Science, an Outline. It is of very great importance that we should learn to pass through these alien experiences beyond the threshold of the spiritual world. If, as is natural to the human being in his naked need, one is prone to imagine the spiritual world merely as a continuation, a duplication of the physical world, if one expects everything in the spiritual world to look just the same as in the physical world, then one cannot enter. One must really go through what one experiences as a reversal of everything experienced in the physical world. Here in the physical world one is accustomed, for example, to open one's eyes and see light, to receive impressions through the light. If one were to expect, in the spiritual world, that one could open a spiritual eye to receive impressions through the light, then one could not enter, for one's expectations would be false. Something like a fog would be woven around the spiritual senses, concealing the spiritual world as a mass of fog conceals a mountain. In the spiritual world, for instance, one cannot see objects illuminated by light; on the contrary, one must be very clear that one streams with the light oneself into the spiritual world. In the physical world, if a ray of light falls upon an object, one sees it; but in the spiritual world one is oneself within the ray of light and it is in this way that one touches the object. One knows oneself to be shimmering with the ray of light, in the spiritual world; one knows oneself to be within the streaming light. This knowledge can give an indication towards acquiring concepts capable of helping us onward in the spiritual world. It is, for instance, extremely useful to picture to ourselves: How would it be, if we were now within the sun? Because we are not within the sun we see objects illuminated by the sun's rays, by the refracted rays of the sun. But one must imagine oneself to be within the sun's rays and thus touching the objects. This “touching” is an experience in‘ the spiritual world; indeed, experience there consists in knowing that one is alive within that world. One knows that one is alive in the weaving of thoughts. As soon as this condition begins, that one knows one is conscious in the weaving of thoughts, then comes an immediate awareness of self-knowledge in the luminous streaming light. For thought is of the light. Thought weaves in the light. But one can experience this only when one is really immersed in the light, if one is within this weaving of thoughts. The human being has now reached a stage where he must acquire such concepts as these, so that he may not pass through the Gate of Death into the spiritual world and find himself in completely strange worlds. The “capital” given to man by the Gods at the primal beginning of the Earth has gradually been consumed. Human beings no longer bear with them through the Gate of Death the remains of an ancient heritage. They must now gradually acquire concepts in the physical world which, when they proceed through the Gate of Death, will serve after crossing to make visible to them the tempting, seductive, dangerous beings confronting one there. The fact that spiritual science must be communicated to humanity, must take shelter in humanity at the present time, is connected with these great cosmic relations. And one can observe already in our time, in our destiny-laden time, that crossings are really being created. Human beings are now passing through the Gate of Death in the prime of youth; in obedience to the great demands of destiny, they have, in a sense, consciously allowed death to approach them in the days of their youth. I do not mean now so much the moment before death on the battlefield, for instance. In those cases there may be a great deal of enthusiasm and so forth, so that the experience of death is not so saturated with as clear an attention as one would like to believe. But when the death has actually occurred, it leaves behind a still unspent etheric body, in our time it leaves behind a still unspent etheric body upon which the dead one can look, so that he now beholds this phenomenon, this fact of death, with much greater clarity than would be possible for him if it occurred as the result of illness or old age. Death on the battlefield is more intense, an event which works more powerfully in our time than a death occurring in other ways. It therefore works upon the soul which has passed through the Gate of Death as an enlightenment. Death is terrible, or at least may be terrible for the human being so long as he remains in the body. But when he has passed through the Gate of Death and looks back at death, death is then the most beautiful of all experiences possible in the human cosmos. For between death and a new birth this looking back to the entrance to the spiritual world through death is the most wonderful, the most beautiful, the most glorious event possible. While directly from our birth so little before our physical experience ever really remains—no man remembers his physical birth with the ordinary, undeveloped faculties—nevertheless the phenomenon of death is ever-present to the soul which has passed through the Gate of Death, from the moment of the sudden emergence of consciousness onwards. It is always present, yet it stands there as the most beautiful presence, as the “awakener.” Within the spiritual world, death is the most wonderful instructor, an instructor who can prove to the receptive soul that there is a spiritual world, because through its very being it destroys the physical, and from this destruction allows the spiritual to emerge. This resurrection of the spiritual, with the complete stripping off of the physical, is an event ever-present between death and a new birth. It is a sustaining, wonderful event, and the soul gradually grows in his understanding of it, grows in a totally unique way if it is to a certain extent “self-selected”—not, of course, in the sense of a man seeking his own death but by having voluntarily considered it. If he has of his own free will allowed death to come to him, this moment gains immensely in lucidity. And a man who has not hitherto thought much about death or has concerned himself little with the spiritual world, may in our time receive in his death a wonderful instructor. This is a fact of great significance, precisely in this war, regarding the connection of the physical with the spiritual world. I have already stressed this in many lectures about this difficult time; but what can be done through mere teaching, through words, does not suffice. Yet great enlightenment is in store for mankind of the future because there have been so many deaths. They work upon the dead, and the dead, in their turn, set to work on the future development of culture in humanity. I am able to communicate to you directly certain words which came from one who in our day passed through the Gate of Death in his early years, who has, I would like to say, come through. These words are, precisely for that reason, rather startling, because they testify to the fact that the dead one—who experienced death with the particular clarity one feels on the battlefield—is finding now in these alien experiences after death how he works himself away from earthly conceptions into spiritual conceptions. I will communicate these words here. They are, if I may so characterize them, intercepted by someone who wanted to bring that which the dying soldier would if he were allowed to return.
This was to a certain extent what the suffering soul had learned from looking back to his death, the learning he had experienced. It was as though his being were filled with what must be learned from the sight of death, and he wished to give this information, to reveal it.
Therefore he feels that he is more alive to grasping the spiritual world than he was before death. He feels death as an awakener, an instructor:
And now he feels that he will be a doer in the spiritual world:
but he feels that this action is that of the forces of light within him, and he feels the light working within him:
One can see everywhere, can rightly see, that what one can come to perceive in the spiritual world can again and again deliver the most pure confirmation of what can become universally familiar through the form of knowledge called Imagination. This is what we should so like to see resuscitated, rightly resuscitated, through our spiritual scientific movement; that we have not to do with just a naked knowledge of the spiritual world, but that this knowledge becomes so alive in us that we adopt another way of feeling with the world, of experiencing with the world, so that the idea of spiritual science begins to live in us. It is this inward enlivening of the thoughts of spiritual science which, as I have repeatedly said, will be fundamentally demanded of us, so that it can be our contribution to the evolution of the world. This must be done in order that the thoughts born of spiritual science, which soar into the spiritual world as light forces, may unite with the radiant cosmos, in order that the cosmos may unite with that which those who have passed through the Gate of Death in our fateful times wish to incorporate into the spiritual movement of culture. Then will begin what is implied in these words with which we will again today conclude our lecture: From the courage of the fighters, |
4. The Philosophy of Spiritual Activity (1949): The Idea of Freedom
Translated by Hermann Poppelbaum Rudolf Steiner |
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Doubtless; but it is an ideal which is a real element in us working its way to the surface of our nature. It is no ideal born of mere imagination or dream, but one which has life, and which announces itself clearly even in the least perfect form of its existence. |
4. The Philosophy of Spiritual Activity (1949): The Idea of Freedom
Translated by Hermann Poppelbaum Rudolf Steiner |
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[ 1 ] The concept “tree” is conditioned for our knowledge by the percept “tree.” When faced with a determinate percept I can select only one determinate concept from the general system of concepts. The connection of concept and percept is mediately and objectively determined by thinking in conformity with the percept. The connection between a percept and its concept is recognized after the act of perception, but the relevance of the one to the other is determined by the thing itself. [ 2 ] The procedure is different when we examine knowledge, or rather the relation of man to the world which arises within knowledge. In the preceding chapters the attempt has been made to show that an unprejudiced observation of this relation is able to throw light on its nature. A correct understanding of this observation leads to the insight that thinking may be intuitively apprehended in its self-contained nature. Those who find it necessary, for the explanation of thinking as such, to invoke something else, e.g., physical brain-processes, or unconscious spiritual-processes lying behind the conscious thinking which they observe, fail to grasp the facts which an unprejudiced observation of thinking yields. When we observe our thinking, we live during the observation immediately within the essence of a spiritual, self-sustaining activity. Indeed we may even affirm that if we want to grasp the essential nature of Spirit in the form in which it immediately presents itself to man, we need but look at our own self-sustaining thinking. [ 3 ] For the study of thinking two things coincide which elsewhere must always appear apart, viz., concept and percept. If we fail to see this, we shall be unable to regard the concepts which we have elaborated in response to percepts as anything but shadowy copies of these percepts, and we shall take the percepts as presenting to us reality as it really is. We shall, further, build up for ourselves a metaphysical world after the pattern of the perceived world. We shall, each according to his habitual thought-pictures, call this world a world of atoms, or of will, or of unconscious spirit, and so on. And we shall fail to notice that all the time we have been doing nothing but erecting hypothetically a metaphysical world modeled on our perceived world. But if we clearly apprehend what thinking consists in, we shall recognize that percepts present to us only a portion of reality, and that the complementary portion which alone imparts to reality its full character as real, is experienced by us in the permeation of percepts by thinking. We shall regard that which enters into consciousness as thinking, not as a shadowy copy of reality, but as a self-sustaining spiritual essence. We shall be able to say of it, that it is revealed to us in consciousness through intuition. Intuition is the purely spiritual conscious experience of a purely spiritual content. It is only through an intuition that we can grasp the essence of thinking. [ 4 ] Only if one wins through, by means of unprejudiced observation, to the recognition of this truth of the intuitive essence of thinking will one succeed in clearing the way for a conception of the psycho-physical organization of man. One recognizes that this organization can produce no effect whatever on the essential nature of thinking. At first sight this seems to be contradicted by patent and obvious facts. For ordinary experience, human thinking occurs only in connection with, and by means of, such an organization. This dependence on psycho-physical organization is so prominent that its true bearing can be appreciated by us only if we recognize, that in the essential nature of thinking this organization plays no part whatever. Once we appreciate this, we can no longer fail to notice how peculiar is the relation of human organization to thinking. For this organization contributes nothing to the essential nature of thought, but recedes whenever the activity of thinking appears. It suspends its own activity, it yields ground. And the ground thus set free is occupied by thinking. The essence which is active in thinking has a two-fold function: first it restricts the human organization in its own activity; next, it steps into the place of it. Yes, even the former, the restriction of the physical organization, is an effect of the activity of thinking, and more particularly that part of this activity which prepares the manifestation of thinking. This explains the sense in which thinking has its counterpart in the organization of the body. Once we perceive this, we can no longer misapprehend the significance for thinking of this physical counterpart. When we walk over soft ground our feet leave impressions in the soil. We shall not be tempted to say that the forces of the ground, from below, have formed these footprints. We shall not attribute to these forces any share in the production of the footprints. Just so, if without prejudice we observe the essential nature of thinking, we shall not attribute any share in that nature to the traces in the physical organism which thinking produces in preparing its manifestation through the body.1 [ 5 ] An important question, however, emerges here. If the human organization has no part in the essential nature of thinking, what is the function of this organization within the whole nature of man? The effects of thinking upon this organization have no bearing upon the essence of thinking, but they have a bearing upon the origin of the I-consciousness, through this thinking. Thinking, in its own character, contains the real “I,” but it does not contain, as such, the I-consciousness. To see this we have but to observe thinking with an open mind. The “I” is to be found in thinking. The “I-consciousness” arises through the traces which, in the sense above explained, the activity of thinking impresses upon our general consciousness. (The I-consciousness thus arises through the bodily organization. This view must not, however, be taken to imply that the I-consciousness, once it has arisen, remains dependent on the bodily organization. Once arisen it is taken up into thinking and shares henceforth the spiritual being of the latter.) [ 6 ] The “I-consciousness” is built upon the human organization. The latter is the source of the acts of will. Following out the direction of the preceding exposition, we can gain insight into the connection of thinking, conscious I, and act of will, only by studying first how an act of will issues from the human organization.2 [ 7 ] In a particular act of will we must distinguish two factors: the motive and the spring of action. The motive is a factor of the nature of concept or representation; the spring of action is the factor in will which is directly conditioned in the human organization. The conceptual factor, or motive, is the momentary determining cause of an act of will; the spring of action is the permanent determining factor in the individual. The motive of an act of will may be a pure concept, or else a concept with a definite relation to perception, i.e., a representation. General and individual concepts (representations) become motives of will by influencing the human individual and determining him to action in a particular direction. One and the same concept however, or one and the same representation, influence different individuals differently. They impel different men to different actions. An act of will is, therefore, not merely the outcome of the concept or the representation, but also of the individual make-up of human beings. This individual make-up we will call, following Eduard von Hartmann, the “characterological disposition.” The manner in which concept and representation act on the characterological disposition of a man gives to his life a definite moral or ethical stamp.3 [ 8 ] The characterological disposition is formed by the more or less permanent content of the individual's life, that is, of the content of his representations and feelings. Whether a representation which enters my mind at this moment stimulates me to an act of will or not, depends on its relation to the rest of my representations, and also to my peculiar modes of feeling. The content of my representations in turn, is conditioned by the sum total of those concepts which have, in the course of my individual life, come in contact with percepts, that is, have become representations. This sum, again, depends on my greater or lesser capacity for intuition, and on the range of my observations, that is, on the subjective and objective factors of my experiences, on my inner nature (development) and place in life, and on my environment. My life of feeling more especially determines my characterological disposition. Whether I shall make a certain representation or concept the motive for action will depend on whether it gives me pleasure or pain. These are the elements which we have to consider in an act of will. The immediately present representation or concept, which becomes the motive, determines the aim or the purpose of my will; my characterological disposition determines me to direct my activity towards this aim. The representation of taking a walk in the next half-hour determines the aim of my action. But this representation is raised to the level of a motive only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the representations of the wholesomeness of walking and the value of health; and, further, if the representation of walking is accompanied in me by a feeling of pleasure. [ 9 ] We must, therefore, distinguish (1) the possible subjective dispositions which are likely to turn given representations and concepts into motives, and (2) the possible representations and concepts which are capable of so influencing my characterological disposition that an act of will results. The former are for morality the springs of action, the latter its aims. [ 10 ] The springs of action in the moral life can be discovered by finding out the elements of which individual life is composed. [ 11 ] The first level of individual life is that of perception, more particularly sense-perception. This is the stage of our individual lives in which a perceiving translates itself into will immediately, without the intervention of either a feeling or a concept. The spring of action here involved may be called simply instinct. Our lower, purely animal, needs (hunger, sexual intercourse, etc.), find their satisfaction in this way. The main characteristic of instinctive life is the immediacy with which the percept releases the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may, however, become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, without any special feeling connecting itself with the percept. We have examples of this especially in our ordinary conventional intercourse. The spring of this kind of action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the agent will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. [ 12 ] The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become springs of action. When I see a hungry man, my pity for him may become the spring of my action. Such feelings, for example, are shame, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty.4 [ 13 ] The third and last level of life is to think and to form representations. A representation or a concept may become the motive of an action through mere reflection. Representations become motives because, in the course of my life, I regularly connect certain aims of my will with percepts which recur again and again in a more or less modified form. Hence it is that with men who are not wholly without experience, the occurrence of certain percepts is always accompanied also by the consciousness of representations of actions, which they have themselves carried out in a similar case or which they have seen others carry out. These representations float before their minds as determining models in all subsequent decisions; they become parts of their characterological disposition. We may give the name of practical experience to the spring of action just described. Practical experience merges gradually into purely tactful behaviour. That happens, when definite typical pictures of actions have become so closely connected in our minds with representations of certain situations in life, that, in any given instance, we omit all deliberation based on experience and pass immediately from the percept to the action. [ 14 ] The highest level of individual life is that of conceptual thinking without reference to any definite perceptual content. We determine the content of a concept through pure intuition from the ideal sphere. Such a concept contains, at first, no reference to any definite percepts. When an act of will comes about under the influence of a concept which refers to a percept, i.e., under the influence of a representation, then it is this percept which determines our action indirectly by way of the conceptual thinking. But when we act under the influence of intuitions, the spring of our action is pure thinking. As it is the custom in philosophy to call the faculty of pure thinking “reason,” we may perhaps be justified in giving the name of practical reason to the moral spring of action characteristic of this level of life. The clearest account of this spring of action has been given by Kreyenbuehl (Philosophische Monatshefte, Vol. xviii, No. 3).5 In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuehl calls the spring of action, of which we are treating, the practical a priori, i.e., a spring of action issuing immediately from my intuition. [ 15 ] It is clear that such a spring of action can no longer be counted in the strictest sense as a characterological disposition. For what is here effective in me as a spring of action is no longer something purely individual, but the ideal, and hence universal, content of my intuition. As soon as I regard the validity of this content as the basis and starting-point of an action, I pass over into willing, irrespective of whether the concept was already in me beforehand, or whether it only enters my consciousness immediately before the action, that is, irrespective of whether it was present in the form of a disposition in me or not. [ 16 ] A real act of will results only when a present impulse to action, in the form of a concept or representation, acts on the characterological disposition. Such an impulse thereupon becomes the motive of the will. [ 17 ] The motives of moral conduct are representations and concepts. There are Moralists who see in feeling also a motive of morality; they assert, e.g., that the aim of moral conduct is to secure the greatest possible quantity of pleasure for the acting individual. Pleasure itself, however, cannot become a motive; only its representation can. The representation of a future feeling, but not the feeling itself, can act on my characterological disposition. For the feeling does not yet exist in the moment of action; it has first to be produced by the action. [ 18 ] The representation of one's own or another's well-being is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, to attain individual happiness, is called Egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good, and striving to attain it even at the cost of the happiness of other individuals (Pure Egoism), or by promoting the good of others, either because one anticipates indirectly a favourable influence on one's own person through the happiness of others, or because one fears to endanger one's own interest by injuring others (Morality of Prudence). The special content of the egoistical principles of morality will depend on the representations which we form of what constitutes our own, or others', happiness. A man will determine the content of his egoistical striving in accordance with what he regards as one of life's good things (luxury, hope of happiness, deliverance from different evils, etc.). [ 19 ] Further, the purely conceptual content of an action is to be regarded as yet another kind of motive. This content has no reference, like the representation of one's own pleasures, solely to the particular action, but to the deduction of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may guide the individual's moral life without his worrying himself about the origin of his concepts. In that case, we feel merely the moral necessity of submitting to a moral concept which, in the form of law, overhangs our actions. The justification of this necessity we leave to those who demand from us moral subjection, that is, to those whose moral authority over us we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). We meet with a special kind of these moral principles when the law is not proclaimed to us by an external authority, but comes from our own inner life (moral autonomy). In this case we hear the voice, to which we have to submit ourselves, in our own souls. This voice expresses itself as conscience. [ 20 ] It is a great moral advance when a man no longer takes as the motive of his action the commands of an external or the internal authority, but tries to understand the reason why a given maxim of action ought to be effective as a motive in him. This is the advance from morality based on authority to action from moral insight. At this level of morality, a man will try to discover the demands of the moral life, and will let his action be determined by this knowledge. Such demands are (1) the greatest possible happiness of humanity as a whole purely for its own sake; (2) the progress of civilization, or the moral development of mankind towards ever greater perfection; (3) the realization of individual moral aims conceived by an act of pure intuition. [ 21 ] The greatest possible happiness of humanity as a whole will naturally be differently conceived by different people. The above-mentioned maxim does not refer to any definite representation of this happiness, but rather means that everyone who acknowledges this principle strives to do all that, in his opinion, most promotes the good of the whole of humanity. [ 22 ] The progress of civilization is seen to be a special application of the moral principle just mentioned, at any rate for those to whom the goods which civilization produces bring feelings of pleasure. They will only have to pay the price in the decay and annihilation of several things which also contribute to the happiness of humanity. It is, however, also possible that some men look upon the progress of civilization as a moral necessity, quite apart from the feelings of pleasure which it brings. If so, the progress of civilization will be a new moral principle for them, different from the previous one. [ 23 ] Both the principle of the public good, and that of the progress of civilization alike, are based on the representation, i.e., on the way in which we apply the content of our moral Ideas to particular experiences (percepts). The highest principle of morality which we can think of, however, is that which contains, to start with, no such reference to particular experiences, but which springs from the source of pure intuition and does not seek until later any connection with percepts, i.e., with life. The determination of what ought to be willed issues here from an arbiter very different from that of the previous two principles. Who accepts the principle of the public good will in all his actions ask first what his ideals contribute to this public good. The upholder of the progress of civilization as the principle of morality will act similarly. There is, however, a still higher mode of conduct which, in a given case, does not start from any single limited moral ideal, but which sees a certain value in all moral principles, always asking whether this or that principle is more important in a particular case. It may happen that a man considers in certain circumstances the promotion of the public good, in others that of the progress of civilization, and in yet others the furthering of his own good, to be the right course, and makes that the motive of his action. But when all other grounds of determination take second place, then we rely, in the first place, on conceptual intuition itself. All other motives now yield place, and the ideal content of an action alone becomes its motive. [ 24 ] Among the levels of characterological disposition, we have singled out as the highest that which manifests itself as pure thinking, or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On nearer consideration, we now perceive that at this level of morality the spring of action and the motive coincide, i.e., that neither a predetermined characterological disposition, nor an external moral principle accepted on authority, influences our conduct. The action, therefore, is neither a merely stereotyped one which follows certain rules, nor is it automatically performed in response to an external impulse. Rather it is determined solely through its ideal content.* [ 25 ] For such an action to be possible, we must first be capable of moral intuitions. Whoever lacks the capacity to experience for himself the moral principle that applies in each particular case, will never rise to the level of genuine individual willing. [ 26 ] Kant's principle of morality: Act so that the principle of your action may be valid for all men—is the exact opposite of ours. His principle would mean death to all individual impulses of action. The norm for me can never be what all men would do, but rather what it is right for me to do in each special case. [ 27 ] A superficial criticism might urge against these arguments: How can an action be individually adapted to the special case and the special situation, and yet at the same time be ideally determined by pure intuition? This objection rests upon a confusion of the moral motive with the perceptual content of an action. The latter, indeed, may be a motive, and is actually a motive when we act for the progress of culture, or from pure egoism, etc., but in action based on pure moral intuition it never is a motive. Of course, my “I” takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a cognitive concept, but the corresponding moral concept is not derived from the object. The cognitive concept of a given situation which faces me, is a moral concept also only if I adopt the standpoint of a particular moral principle. If I base all my conduct on the principle of the progress of civilization, then my way through life is tied down to a fixed route. From every occurrence which I perceive and which attracts my interest there springs a moral duty, viz., to do my tiny share towards using this occurrence in the service of the progress of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which contains for me, as a moral agent, ethical directions as to how I have to conduct myself. Such a moral label is justified on its own ground; at a higher level it coincides with the Idea which reveals itself to me prompted by the concrete instance. [ 28 ] Men vary greatly in their capacity for intuition. In some, Ideas bubble up like a spring, others acquire them with much labour. The situations in which men live, and which are the scenes of their actions, are no less widely different. The conduct of a man will depend, therefore, on the manner in which his faculty of intuition works in a given situation. The aggregate of Ideas which are effective in us, the concrete content of our intuitions, constitute that which is individual in each of us, notwithstanding the universal character of the world of Ideas. In so far as this intuitive content has reference to action, it constitutes the moral content of the individual. To let this content express itself in his life is the highest moral spring of action and at the same time, the highest motive of the man who regards all other moral principles as subordinate. We may call this point of view Ethical Individualism. [ 29 ] The decisive factor of an intuitively determined action in any concrete instance, is the discovery of the corresponding purely individual intuition. At this level of morality, there can be no question of general moral concepts (norms, laws), except in so far as these result from the generalization of the individual impulses. General norms always presuppose concrete facts from which they can be deduced. But facts have first to be created by human action. [ 30 ] When we investigate the leading principles (the conceptual principles guiding the actions of individuals, peoples, epochs), we obtain a science of Ethics which is, however, not a science of moral norms, but rather a natural science of morality. Only, the laws discovered in this way are related to human action as the laws of nature are related to a particular phenomenon. These laws, however, are very far from being identical with the impulses on which we base our actions. If we want to understand how a man's action arises from his moral will, we must first study the relation of this will to the action. For this purpose we must single out for study those actions in which this relation is the determining factor. When I, or another, subsequently review my action we may discover what moral principles come into play in it. So long as I am acting, I am influenced by the principle of morality in so far as it lives in me intuitively; it is united with my love for the object which I want to realize through my action. I ask of no man and of no moral code, whether I shall perform this action or not. I carry it out as soon as I have formed the Idea of it. This alone makes it my action. If a man acts only because he accepts certain moral norms, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior kind of automaton. Inject some stimulus to action into his mind, and at once the clockwork of his moral principles will begin to work and run its prescribed course, so as to issue in an action which is Christian, or humane, or seemingly unselfish, or calculated to promote the progress of culture. It is only when I follow solely my love for the object, that it is I, myself, who act. At this level of morality, I acknowledge no lord over me, neither an external authority, nor my so-called inner voice. I acknowledge no external principle of my action, because I have found in myself the ground for my action, viz., my love of the action. I do not examine with my intellect whether my action is good or bad; I perform it, because I am in love with it. My action is “good” when my intuition, immersed in love, inserts itself in the right way into the world-nexus as I experience it intuitively; it is “bad” when this is not the case. Neither do I ask myself how another man would act in my position. I act as I, this unique individuality, feel impelled to act. No general usage, no common custom, no general maxim current among men, no moral norm is my immediate guide, but my love for the action. I feel no compulsion, neither the compulsion of nature which dominates me through my instincts, nor the compulsion of the moral commandments. My will is simply to realize what in me lies. [ 31 ] Those who defend general moral norms will reply to these arguments that, if everyone strives to live his own life and do what he pleases, there can be no distinction between a good action and a crime; every fraudulent impulse in me has the same right to issue in action as the intention to serve the general good. It is not the mere fact of my having conceived the Idea of an action which ought to determine me as a moral being, but the examination of whether it is a good or an evil action. Only if it is good shall I carry it out. [ 32 ] This objection is easily intelligible, and yet it had its root in what is but a misapprehension of my meaning. My reply to it is this: If we want to get at the essence of human volition we must distinguish between the path along which volition attains to a certain degree of development, and the unique character which volition assumes as it approaches its goal. It is on the path towards the goal that the norms play a legitimate part. The goal consists of the realization of moral aims which are apprehended by pure intuition. Man attains such aims in proportion as he is able to rise at all to the level at which intuition grasps the Idea-content of the world. In any particular volition, other elements will, as a rule, be mixed up, as springs of action or motives, with such moral aims. But, for all that, intuition may be, wholly or in part, the determining factor in human volition. What one should do, that one does. One supplies the stage upon which, what one should do, becomes action. One's own action is what one lets come forth from oneself. The impulse, here, can only be wholly individual. And, in fact, only an action which issues out of intuition can be individual. To regard evil, the deed of a criminal, as a manifestation of the human individuality in the same sense as the embodiment of pure intuition, is a confusion which only becomes possible when blind instincts are reckoned as part of the human individuality. [ 33 ] But the blind impulse which drives a man to a criminal act does not spring from intuition, and does not belong to what is individual in him, but rather to that which is most general in him, to that which is equally present in all individuals and from which man finds his way out with the help of his individual part. The individual part in me is not my organism with its instincts and feelings, but rather the unified world of Ideas which reveals itself through this organism. My instincts, cravings, passions, justify no further assertion about me than that I belong to the general species man. The fact that something ideal expresses itself in a particular way through these instincts, passions, and feelings, provides the foundation of my individuality. My instincts and cravings make me the sort of man of whom there are twelve to the dozen. The unique character of the Idea, by means of which I distinguish myself within the dozen as “I,” makes of me an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature. Through my thinking, i.e., by the active grasping of the Ideal-element working itself out through my organism, I distinguish myself from others. Hence it is impossible to say of the action of a criminal that it issues from the Idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. [ 34 ] An act the grounds for which lie in the ideal part of my individual nature is felt to be free. Every other part of an act, whether done under the compulsion of nature or under the obligation imposed by a moral norm, is felt to be unfree. [ 35 ] Man is free in so far as, in every moment of his life, he is able to obey only himself. A moral act is my act only when it can be called free in this sense. So far we are concerned here with the presuppositions under which an act of will is felt to be free; the sequel will show how this purely ethical Idea of freedom becomes realized in the essential nature of man. [ 36 ] Action on the basis of freedom does not at all exclude, but includes, the moral laws. Only, it shows that it stands on a higher level than actions which are dictated by these laws. Why should my act serve the general good less well when I do it from pure love of it, than when I perform it only because I feel it is a duty to serve the general good? The concept of mere duty excludes freedom, because it will not acknowledge the individual element, but demands the subjection of the latter to a general norm. Freedom of action is conceivable only from the standpoint of Ethical Individualism. [ 37 ] But how about the possibility, of social life for men, if each aims only at asserting his own individuality? This question expresses yet another objection on the part of Moralism wrongly understood. The Moralist believes that a social community is possible only if all men are held together by a commonly fixed moral order. This shows that the Moralist does not understand the identity of the world of Ideas. He does not grasp that the world of Ideas which inspires me is no other than that which inspires my fellow-man. This unity is, indeed, but a result of the experience of the world. It cannot be anything else. For if we could recognize it in any other way than by observation, it would follow that not individual experience, but universal norms, were dominant in its sphere. Individuality is possible only if every individual being knows of others only through individual observation. I differ from my neighbour, not at all because we are living in two entirely different spiritual worlds, but because from our common world of Ideas we receive different intuitions. He desires to live out his intuitions, I mine. If we both draw our intuitions really from the world of Ideas, and do not obey mere external impulses (physical or spiritual), then we cannot but meet one another in striving for the same aims, in having the same intentions. A moral misunderstanding, a clash is impossible between men who are morally free. Only the morally unfree who follow their natural instincts or the accepted commands of duty, turn their backs on their neighbours, if these do not obey the same instincts and the same laws as themselves. To live in love of action and to let live in understanding of the other's volition, this is the fundamental maxim of the free man. He knows no other “ought” than that with which his will intuitively puts itself in harmony. How he shall will in any given case, that will be determined for him by his faculty of conceiving Ideas. [ 38 ] If sociability were not deeply rooted in human nature, no external laws would be able to inoculate us with it. It is only because human beings are one in spirit that they can live out their lives side by side. The free man lives out his life in the full confidence that all other free men belong to one spiritual world with himself, and that their intentions will harmonize with his. The free man does not demand accord from his fellow-man, but he expects it none the less, because it is inherent in human nature. I am not referring here to the necessity for this or that external institution. I refer to the disposition, the attitude of soul, through which a man, aware of himself among his fellow-men for whom he cares, comes nearest to living up to the ideal of human dignity. [ 39 ] There are many who will say that the concept of the free man which I have here developed, is a chimera nowhere to be found realized, and that we have got to deal with actual human beings, from whom we can expect morality only if they obey some moral law, i.e., if they regard their moral task as a duty and do not simply follow their inclinations and loves. I do not doubt this. Only a blind man could do that. But away with all this hypocrisy of morality if this is the final conclusion! Let us then say simply that human nature must be compelled to act as long as it is not free. Whether the compulsion of man's unfree nature is effected by physical force or through moral laws, whether man is unfree because he indulges his unmeasured sexual desire, or because he is bound tight in the bonds of conventional morality, is quite immaterial from a certain point of view. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by a force which is not his own. But in the midst of all this network of compulsion, there arise free spirits who, in all the welter of customs, legal codes, religious observances, etc., learn to find themselves. They are free in so far as they obey only themselves; unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells some deeper being in which the free man finds expression. [ 40 ] Our life is made up of free and unfree actions. We cannot, however, form a final concept of human nature without coming upon the free spirit as its purest expression. After all, we are men in the fullest sense only in so far as we are free. [ 41 ] This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working its way to the surface of our nature. It is no ideal born of mere imagination or dream, but one which has life, and which announces itself clearly even in the least perfect form of its existence. If men were nothing but beings of nature, the search for ideals, that is, for Ideas which as yet are not actual but the realization of which we demand, would be an impossibility. In dealing with external objects the Idea is determined by the percept. We have done our share when we have recognized the connection between Idea and percept. But with the human being the case is different. The content of his existence is not determined without him. His true concept as a moral being (free spirit) is not a priori united objectively with the percept-picture “man,” so that knowledge need only register the fact subsequently. Man must by his own act unite his concept with the percept “man.” Concept and percept coincide with one another in this instance only in so far as man himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found his own concept. In the objective world, a boundary-line is drawn by our organization between percept and concept. Knowledge breaks down this barrier. In our subjective nature this barrier is no less present. Man overcomes it in the course of his development, by unfolding his concept in his outward existence. Hence man's intellectual as well as his moral life lead alike to his two-fold nature, perception (immediate experience) and thinking. The intellectual life overcomes his two-fold nature by means of knowledge, the moral life succeeds through the actual realization of the free spirit. Every being has its inborn concept (the law of its existence and action), but in external objects this concept is indissolubly bound up with the percept, and separated from it only in our spiritual organization. In man concept and percept are, at first, actually separated, to be just as actually reunited by him. Someone might object that to our percept of a man there corresponds at every moment of his life a definite concept, just as with every other object. I can form for myself the concept of an average man, and I may also find such a man given to me as percept. Suppose now I add to this the concept of a free spirit, then I have two concepts for the same object. [ 42 ] Such an objection is one-sided. As object of perception I am subject to perpetual change. As a child I was one thing, another as a youth, yet another as a man. Moreover, at every moment I am different, as a percept-picture, from what I was the moment before. These changes may take place in such a way that either it is always only the same (average) man who exhibits himself in them, or that they represent the expression of a free spirit. To such changes my action, as object of perception, is subjected. [ 43 ] In the perceptual object “man” there is given the possibility of transformation, just as in the plant-seed there lies the possibility of growth into a fully developed plant. The plant transforms itself in growth, because of the objective law which is inherent in it. The human being remains in his imperfected state, unless he takes hold of the material for transformation within him and transforms himself through his own force. Nature makes of man merely a natural being; society makes of him a being who acts according to law; only he himself can make a free man of himself. At a definite stage in his development nature releases man from her fetters; society carries his development a step farther; he alone can give himself the final polish. [ 44 ] From the standpoint of free morality, then, it is not asserted that the free spirit is the only form in which a man can exist. The freedom of the spirit is looked upon only as the last stage in man's evolution. This is not to deny that conduct according to norms has its legitimate place as a stage in development. The point is that we cannot acknowledge it to be the absolute standpoint in morality. For the free spirit transcends norms, in the sense that he recognizes as motives not commands alone, but he regulates his conduct in accordance with his impulses (intuitions). [ 45 ] When Kant apostrophizes duty: “Duty! Thou sublime and mighty name, that dost embrace nothing charming or insinuating, but requirest submission,” thou that “holdest forth a law ... before which all inclinations are dumb, even though they secretly counter-work it,” 6 then the free spirit replies: “Freedom! thou kindly and humane name, which dost embrace within thyself all that is morally most beloved, all that my manhood most prizes, and which makest me the servant of nobody, which settest up no mere law, but waitest what my moral love itself will recognize as law, because it feels itself unfree in presence of every law that is forced upon it.” [ 46 ] This is the contrast of morality according to law and according to freedom. [ 47 ] The philistine who looks upon an external code as embodied morality is sure to look upon the free spirit even as a danger to society. But that is only because his view is narrowly focused on a limited period of time. If he were able to look beyond, he would soon find that the free spirit needs to go beyond the laws of his state as seldom as the philistine himself, and that he never needs to confront them with any real contradiction. For the laws of the state, one and all, have had their origin in the intuitions of free spirits, just like all other objective laws of morality. There is no traditional law enforced by the authority of a family, which was not, once upon a time, intuitively conceived and laid down by an ancestor. Similarly the conventional laws of morality are first of all established by particular men, and the laws of the state are always born in the brain of a statesman. These free spirits have set up laws over the rest of mankind, and only he is unfree who forgets this origin and makes them either extra-human commands, or objective moral duties independent of the human content, or—falsely mystical—the compelling voice of his own conscience. He, on the other hand, who does not forget the origin of laws, but looks for it in man, will respect them as belonging to the same world of Ideas which is the source also of his own moral intuitions. If he thinks his intuitions better than those already existing, he will try to put them into the place of the latter. If he thinks the latter justified, he will act in accordance with them as if they were his own intuitions. [ 48 ] We must not coin the formula: Man exists only in order to realize a moral world-order which is independent of him. Anyone who maintains that he does stands, in his science of man, still at that same point at which natural science stood when it believed that a bull has horns in order that it may butt. Scientists, happily, have cast the concept of objective purposes in nature into the limbo of dead theories. For Ethics, it is more difficult to achieve the same emancipation. But just as horns do not exist for the sake of butting, but butting because of horns, so man does not exist for the sake of morality, but morality exists through man. The free man acts morally because he has a moral Idea, he does not act in order that morality may come into being. Human individuals, with the moral Ideas belonging to their nature, are the presupposition of a moral world-order. [ 49 ] The human individual is the fountain of all morality and the centre of earthly life. State and society exist only because they have necessarily grown out of the life of individuals. That state and society, in turn, should react upon the lives of individuals, is no more difficult to comprehend, than that the butting which is the result of the existence of horns, reacts in turn upon the further development of the horns of the bull, which would become atrophied by prolonged disuse. Similarly, the individual must degenerate if he leads an isolated existence outside human society. That is just the reason why the social order arises, viz., that it may react favourably upon the individual.
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