214. Planetary Spheres and Their Influence on Mans Life on Earth and in the Spiritual Worlds: Man's Life in Sleep and After Death
30 Aug 1922, London Tr. George Adams, Mary Adams Rudolf Steiner |
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Present-day man is so constituted that as soon as ever he wakes up, he immediately forgets the dim consciousness that he had in the night by means of his heart-eye. There are however, dreams in which we can catch, as it were, an echo of it. Such dreams are astir with an inner movement that is reminiscent of the planetary movements. Then into these dreams come pictures from real life; but that is only when the astral body has begun to dive down into the ether-body, which latter carries and preserves for us the memory of our life. |
As you will see, therefore, the pictures that are given us in dreams have a certain significance, yet are not the essential part of the dream; they are like a garment that weaves itself around the cosmic experiences. |
214. Planetary Spheres and Their Influence on Mans Life on Earth and in the Spiritual Worlds: Man's Life in Sleep and After Death
30 Aug 1922, London Tr. George Adams, Mary Adams Rudolf Steiner |
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When we can meet so seldom, one has naturally the desire to put as much as possible into a lecture, and it may sometimes happen that one gives perhaps too much. I intend nevertheless making the bold attempt to give you today a description from one point of view of what may be called the other side of man's earthly existence; and I want to make clear to you at the same time the importance and significance for our age of this deeper kind of knowledge,—this spiritual knowledge. How much, after all, does man know ordinarily of his existence here on Earth? What can his senses and his sense-bound intellect tell him? With ordinary consciousness he is conscious only of his waking life, Yet it is surely not without meaning that the guiding Spiritual Powers of the World have inserted into man's life on Earth the condition of sleep. Between the time of falling asleep and the time of awaking a very great deal takes place. In fact, of all that the Spirit has to accomplish on Earth through man, by far the greater part is accomplished during sleep. As long as we are awake, what happens on Earth through us is limited to what we do,—either to ourselves or to the things that are around us. When we go to sleep, however, another activity begins. Whilst we are asleep, lofty Spiritual Beings work upon the human soul, with the object of bringing man to his full and complete evolution in Earth existence. It is possible for one who has acquired modern initiation knowledge to have clear and detailed insight into the significant events that take place during sleep. We must not of course make the mistake of imagining that these events take place for the initiate alone; they are experienced by all human beings alike. Indeed, human evolution is entirely dependent upon these events that happen with us between the moment of falling asleep and the moment of awaking. The difference with the initiate is just this,—that he is able to draw our attention to these events. And it is increasingly important that all who give any thought at all to the meaning of existence on Earth should be alive to the significance of what happens in sleep. Let me now sketch for you in bold outline the influences that play into the sleep of man. Suppose someone goes to sleep. As you know, we describe the process in the following way. His astral body, we say, and his I loosen themselves from the physical body and the ether-body, and are in the Spiritual World; they no longer permeate the physical and etheric bodies as they do in the waking state. But when we try to go a little further and form a picture of what really takes place with man during the condition of sleep, we find that it is necessary first to come to a clearer perception of the nature of man's connection with the Earth during waking hours. How is man connected with the Earth while he is awake? First of all, through his senses. With the aid of his senses, he perceives and cognizes the phenomena of the various kingdoms of Nature. But this is not all. Man is also connected with the Earth through activities he performs unconsciously,—unconsciously, that is, even while he is awake. Man breathes, for instance, and is thus connected with the whole Earth. The whole Earth plays into the air man takes in with his breath. In the air he breathes, countless substances are present in a highly rarefied condition. And the very fact that they are present in this rarefied state enables them to exercise an influence that is of no small importance when they are received through the breath into the organism of man. What man perceives with his senses enters into him consciously; but subconsciously, even during waking life a vast amount enters into man that is more substantial than what enters him by the more tenuous and ideal paths of perception and thought. By way of the breath man's environment comes into him in a more material and substantial manner. Nor need I remind you of how utterly dependent the human organism is on what it receives in the way of earthly nourishment. So that altogether we have to recognise many influences working from the Earth upon the awake human being. We are not, however, at present pursuing the study of that any further; what concerns us today is the influences that work upon man in sleep. And here we find that whereas during waking hours man stands in connection with external earthly substances, when he passes over into sleep, he comes into a certain connection with the whole Cosmos. I do not mean to imply that man's astral body assumes every night the vastness of the Cosmos. That would be an exaggeration. It is nevertheless a fact that every night man grows out into the Cosmos. Just as here on Earth we are connected with the plants, with the minerals, with air, so are we connected in the night with the movements of the planets, and with the constellations of the fixed stars. From the moment we fall asleep, the starry heavens become our world, even as the Earth is our world when we are awake. Coming now to describe rather more in detail how we make our way after falling asleep, we find we can distinguish different spheres through which we pass. First comes the sphere where the I and the astral body—that is to say, the soul of man as it finds itself in sleep—feel united with the movements of the World of the planets. When we wake up in the morning and slip into our physical body, we have in us, as we know, our lungs, our heart, our liver, our brain. In the first sphere with which we come in contact after falling asleep—and it will also be again the last sphere we enter before awaking—we have in us the forces of the movements of the planets. This does not mean of course that we receive into us every night the entire planetary movements; we carry within us a little picture, as it were, wherein the movements of the planets are reproduced. And this picture is different for each single human being. That, then, is the first experience every one of us encounters after falling asleep. We follow, as it were, with our astral body all that happens with the planets, as they move out there in the wide spaces of the Universe; we experience it all in our astral body in a sort of planetary globe. Perhaps you will say: But how does this concern me, if I cannot perceive it? True, you do not see it with your eyes, nor hear it with your ears. But no sooner have you passed over into the condition of sleep than the part of your astral body which belongs in waking life to your heart, becomes for you an eye,—becomes, in very fact, what we may call a heart-eye; and with this heart-eye you ‘see’ what is now taking place. For present-day mankind, the perception is a very dim one. Nevertheless it is more assuredly there; the heart-eye perceives the experiences of this first sphere of sleep. Very soon after you have fallen asleep, the heart-eye begins also to look back at what has been left lying in bed. Your ego and astral body look back with the heart-eye upon your physical and etheric bodies. And the picture of planetary movements that you are now experiencing in your astral body, rays back to you from your ether-body; you behold a reflection of it in your ether-body. Present-day man is so constituted that as soon as ever he wakes up, he immediately forgets the dim consciousness that he had in the night by means of his heart-eye. There are however, dreams in which we can catch, as it were, an echo of it. Such dreams are astir with an inner movement that is reminiscent of the planetary movements. Then into these dreams come pictures from real life; but that is only when the astral body has begun to dive down into the ether-body, which latter carries and preserves for us the memory of our life. Let me describe for you something that can easily happen. You wake up in the morning, having passed again on your return through the sphere of the planetary movements. Let us suppose that you have experienced a particular relationship between Jupiter and Venus. Such an experience must be intimately connected with your destiny, otherwise you would not have it; and if you could bring the experience back into life—into your ordinary day-time life—it would shed a wonderful light on your faculties and capabilities. For the fact is, these faculties of ours are not of the Earth, they have come hither from the Cosmos. According as is your connection with the Cosmos, so are your gifts and talents, so is your goodness,—or, at any rate, so is your inclination to good or to evil. If you could bring back into day-life the experience of which we were speaking, you would be able to see what Jupiter and Venus were saying to one another, for you would see what you had seen in the night with your heart-eye,—I could equally well say, heard with your heart-ear, for these finer distinctions do not exist for the experiences of sleep. Since, however, all this is only very dimly perceived, it is forgotten. But the result of the experience remains in your astral body; the mutual relationship between Jupiter and Venus produces a corresponding movement within your astral body. And now there mingles with it some experience you had long ago, perhaps when you were 17 or 25 years old,—let us say at noon one day, in Oxford, for example, or in Manchester. The pictures of this long-past experience of yours intrude themselves into the cosmic experience; the two get mixed up together. As you will see, therefore, the pictures that are given us in dreams have a certain significance, yet are not the essential part of the dream; they are like a garment that weaves itself around the cosmic experiences. Now, through this whole experience that comes to you in the way I have described, runs a vein of anxiety. In almost every case it is accompanied by a more or less intense feeling of anxiety,—anxiety, that is, of a spiritual nature; and particularly at the moment when the cosmic experience sounds back, shines back, to the soul from the ether-body. Suppose the influence due to a certain relationship between Jupiter and Venus is raying back to you from your ether-body, and one ray—I call it quite simply one ray, but it tells ever so much to your heart-eye!—one ray comes back from your forehead, while a second, that comes from the region below the heart, mingles its music and its light with the first. In every human soul that is not completely hardened, this will give rise to the feeling of anxiety and apprehension of which I have spoken. The soul will be constrained to say to itself in sleep: The cosmic mist has enveloped me, it has received me into itself. We feel indeed as though we ourselves are becoming as dim and as nebulous as the cosmic mist, as if we are now nothing but a cloud of mist floating in the Mist of the Worlds. Such is the character of the first experience that meets the soul after falling asleep. And then another feeling begins to arise in the soul. Out of this first experience, where we are anxious and apprehensive, feeling ourselves to be no more than a little wave of mist within the Mist of the Worlds, another mood develops within us, a mood of devotion to the Divine, devotion and surrender to the Divine that fills the Universe and pervades it. This then is how it is with us, my dear friends, in the first sphere into which we come after falling asleep. Two fundamental feelings live in our soul; I am in the Mist of the Worlds,—I would fain rest in the bosom of the Godhead, that I be safe and protected and dissolve not away in the Mist of the Worlds. This is moreover an experience which the heart-perception must needs carry over into waking life in the morning, when the soul dives down again into the physical and ether bodies. For if this experience were not brought over, then the substances we take as nourishment during the day would assume within us their own completely earthly character and throw our whole organism into disorder. And this applies not only to what we eat but to all the substances that undergo within us the process of metabolism. For even if we go hungry, substances are nevertheless continually being taken—in this case, from our own body—and worked upon through metabolism. Sleep has, as you see, my dear friends, immense significance for the waking condition. And we can only record our acknowledgment of the fact that in this epoch of evolution it is not left to man himself to see that the Divine forces are carried over into waking life. For it would go hard with human beings as they are in the present age, did it rest with them to bring these influences in full consciousness from the other side of existence and bear them into the waking life of day. And now man comes into the next sphere. This does not mean, he leaves the first; no, for the heart-perception it is still there. This next sphere, which is a much more complicated one, is perceived by another part of the astral body,—the part which belongs in waking life to the solar plexus, and to the whole limb organisation of man. The part of the astral body that permeates the solar plexus and the arms and legs is now the organ of perception, and with the aid of this organ man begins to feel the forces in his astral body that come from the Signs of the Zodiac. These are of two kinds—the forces that reach him from the Zodiac direct, and the forces that have first to pass through the Earth. For it makes a great difference whether a particular sign is above or below the Earth. Man has therefore in this second Sphere what we might call a solar or Sun-perception. He perceives with the part of his astral body that is associated with the solar plexus and the limbs,—an organ of perception that can rightly be called a Sun-eye. And by means of his Sun-eye man becomes aware of his relationship, not now merely, as before, with the planetary movements, but with the entire Zodiac. The picture you see, is widening; or rather, man himself is growing out further into the picture of the Cosmos. And here again, man is able to behold a reflection of the experience when he looks back on his own physical and etheric bodies. Every night it is thus given to man,—that is to say, to the part of him that goes out of the body—to come into relationship with the whole Cosmos; first, with the planetary movements, and then with the constellations of the fixed stars. In this latter experience—which may come half an hour after falling asleep, or rather later, but with many people comes quite soon—man feels himself within all twelve constellations of the Zodiac. And the experiences he encounters with the constellations are exceedingly complicated. I verily believe, my dear friends, you might have traveled far and wide and visited the most interesting and important regions of the whole Earth, and yet not have had such an amount and variety of experiences as your Sun-eye affords you every night in connection with one single constellation of the Zodiac. For the men of an older time, who still possessed in full force the powers of clairvoyance and could perceive in a dreamlike consciousness very much of what I have been describing to you, the experiences of sleep were less bewildering. In our time it is exceedingly difficult for man to attain with his Sun-eye to any degree of clarity in regard to this complicated twelvefold experience of the night. He needs to do so, even if by day-time he has forgotten all about it; but he hardly can unless he has received, with the understanding of the heart, knowledge of the Christ and of all that the Christ willed to become for the Earth in that He passed through the Mystery of Golgotha. If we have once felt what it means for the life of the Earth that Christ has gone through the Mystery of Golgotha, if in our ordinary waking life we have thought about the Christ, then our astral body is able to receive via the physical and etheric bodies, a certain tincture or quality which brings it about that Christ becomes our Guide and Leader through the Zodiac during sleep. For, as in the sphere of the planetary movements, so here again a feeling of anxiety comes over man. He feels: What if I lose myself in the multitude of the stars, and in all the manifold happenings that take place among them! But if he is then able to look back upon thoughts and feelings and impulses of will that he has directed in waking life to the Christ, then Christ becomes for him a Guide, bringing order into the bewildering events of this sphere. And so the fact is brought home to us that only when we turn our attention to the other side of life, are we able to appreciate the full significance of the Christ for the life of Earth, as it has been up till now; and as for what the Christ has yet to become for the life of Earth,—no one within the ordinary civilisation of the present day can really understand this. There are of course few among us who can be said to go through the experiences of sleep aright; and these experiences are often given a false interpretation. Human beings who have not come in touch with the Christ Event bring these experiences of the night into the waking consciousness of day-time in a disordered and confused manner. We can understand how this happens when we know what it is that really takes place with us during sleep. As we have seen, when we have passed through the sphere of existence where we are enveloped in mist or cloud, we find ourselves approaching a world that confuses and amazes us. Here it is that the Christ appears before us as a spiritual Sun and becomes our Guide; and then all the confusion resolves itself into a kind of harmony that we hear and understand. That this should be so, that we should have in the time of sleep the Christ for our Guide, is a matter of the very greatest importance for us. For, the moment we enter this sphere and begin to have all around us the living interplay of constellations of the Zodiac and movements of the planets—at this moment we encounter also our Karma. With our Sun-eye we behold our Karma. Yes, it is indeed so, every human being has sight of his Karma—in sleep. All that is left of the perception in waking life, is a kind of faint echo vibrating in the feelings. Suppose a man has begun to tread the path of self-knowledge. He will find perhaps that his soul is imbued at times with a mood and attitude to life that are like a distant echo of the experience he has had in sleep, where the Christ came forward as his Guide and led him in the night from Aries through Taurus and Gemini, etc., making plain to him the World of the Stars, so that he has returned with renewed strength to the life of day. For that is the marvellous experience that awaits man in this sphere, None other than the Christ Himself becomes his Guide through the bewildering events of the Zodiac, going before him and pointing the way from constellation to constellation, that he may be able to receive into his soul in their right order and harmony the forces he needs for waking life. Such then is the experience man undergoes every night between falling asleep and awaking,—an experience he owes to the fact that his soul and spirit have kinship with the Cosmos. For, even as he is related to the Earth with his physical and etheric bodies, so with his soul arid spirit, with his astral body and Ego, is man related to the Cosmos. And when he has come away from his physical and etheric bodies and has grown out into the cosmic world, and the experiences he undergoes there shine back to him, in a kind of inner picture, from the part of him that remains in bed, he feels very deeply connected with the Cosmos and would, in fact, be strongly drawn to go still further out, to go out beyond the Zodiac,—were it not for the presence of another force that draws him back. On account of this other element that enters into all the experiences that befall man during sleep, it, is not possible for him, between birth and death, to go out beyond the Zodiac, We have here to do with an influence of an entirely different kind and quality, the influence, namely, of the Moon. The effect of the influence of the Moon is to tinge the whole Cosmos during the night—and this happens even at the time of New Moon too—with a certain substantiality. This substantiality man experiences, in addition to all else. He feels how the Moon forces hold him back within the world of the Zodiac and bring him again to the moment of awaking. Even in the very first sphere he enters after falling asleep, man already divines dimly within him the presence of this influence; he begins to be acutely sensible of it in the second sphere, where he has a powerful and vivid experience of the mysteries of birth and death. The organ for this experience lies much deeper within man than the heart-eye or even the Sun-eye; it may be said to extend over and involve the entire man. With this organ, man experiences every night how he came down as soul and spirit from the world of soul and spirit, how he entered through birth into a physical existence, and how his body is gradually passing over into death, For the fact is, we overcome death, until the time when death really occurs as a final event. Something else too is associated with this experience. The very forces that enable us to experience how the soul goes on its journey through the earthly and bodily reveal to us also in the same moment our connections with the rest of mankind. I would have you mindful of the fact, my dear friends, that even a most insignificant meeting or contact with another human being is not without its place and connection in our whole destiny. And whether the souls, with whom we have been together in some past Earth life or with whom we are connected in this present life, are now in the spiritual world or are with us here on Earth, all that we have had to do with one another as man to man, all human ties, intimately related as these are to the secrets of birth and death, show themselves now to the spiritual eye, if I may call it so, of the entire man. And as all this comes before our view, we feel we are indeed standing within the stream of our whole life-destiny. This has to do with the fact that whereas all other forces—the forces of the planets and of the fixed stars—tend to draw us out into the distant Cosmos, the Moon wants to place us once more into the world of men. The Moon draws us away from the Cosmos. The Moon has forces that are directly opposed to the forces both of Sun and of Stars; it ensures for us our kinship with the Earth. It is accordingly the Moon that brings us back every night,—drawing us away from the Zodiac experiences into the experiences of the planets, and thence into the experiences of Earth, taking us back once again into our physical body. Here you have the difference, from one point of view, between sleep and death. When man goes to sleep, he remains still in close connection with the forces of the Moon. The forces of the Moon point out to him every night afresh the significance of his life on Earth. This is made possible by the fact that he can see in his ether body the reflection of all his experiences of the night. At death, however, man withdraws his ether body from the physical body. Then begins, as you know, the memory that looks back over the last Earth life. The ether body expands and fills for a few days the cosmic cloud of which I have spoken. I told you how every night we live our way as cloud, as mist, into the Mist of the Worlds. In the night this cloud of mist which we are, is there without the ether-body; but when we die, our ether-body is present with it for the first few days. Then the ether-body gradually dissolves away into the Cosmos, memory fades and disappears, and we have—instead of a reflection of star experiences thrown back from the part of us we left lying in bed—we have now after death an immediate inner experience of the movements of the planets and of the constellations of the fixed stars. You can read in my book Theosophy a description of these experiences from another point of view. You have there a description of what man finds, as it were, around him between death and new birth. But just as here on Earth you would not have around you colours and sounds, for instance, unless you had in your body eyes and ears, and unless you could breathe and had within you lungs and a heart, so neither could you after death perceive around you what you find described in my book as “soul world” and “spirit land,” unless you had within you Mercury, Venus, Mars, Jupiter, Aries, Taurus, Gemini, etc. These are within you, they are your organism, your cosmic organism by means of which you experience after death. And the Moon cannot now bring you back, for it could only bring you back to your ether-body, and that has dissolved away into the Cosmos. Man has however even after death something left in him of the force which he inherits from the Moon, enough to enable him to remain for a season in the soul world, with gaze still fixed upon the Earth. Then he passes on to spirit-land, and here he feels and knows that he is undergoing an experience where he is beyond the Zodiac, beyond the Heaven and the Fixed Stars. Such is the course of man's life in the time between death and new birth. I could also give you another description of man's nightly journey to the spiritual world, describing it for you in a picture. Only, you must beware of taking the picture too literally, for, as you know, it is well nigh impossible to express these things in earthly concepts. Nevertheless it is a true picture that I am giving you, and it will help you to follow this journey in all its detail. Imagine before you a meadow. From each single flower on the meadow—from the flowers too that blossom on the trees around—a spiral rises and goes out and out into cosmic space. These circling spirals carry the forces whereby the Cosmos fosters and regulates the growth of plants on Earth. For plants do not grow merely out of their seed; they need also for their growth the cosmic forces that surround the Earth with their spirally directed influences. And the cosmic forces are there in winter too; they are there even in the desert where no plants grow. When night comes for man, he has to use these spiral forces as a kind of ladder whereon he may mount up into the realm of the planetary movements. Man ascends into the movements of the planets on the ladder of the spiral rays that circle upwards from the plants. And then there is another force, the force that makes the plant shoot upwards from its root,—for there must be a force at work, to enable the plant to grow upwards. With the aid of this force man is carried up into the second sphere that I described. Recall for a moment those experiences I related to you, where man comes into a state of anxiety, and feels: I am no more than a tiny cloud of mist in the great Mist of the Cosmos,—I must rest in the bosom of the Godhead. If we would relate this experience of the soul to the conditions within which we live on Earth, we would have to express it in the following way. It is as if the soul would say: I rest in the blessing of the Cosmos as it hovers over a cornfield that is just opening into flower, I rest in the blessing of the Cosmos as it hovers over a meadow whose blossoms are unfolding to the light. For what is it that sinks down to the plants in spiral lines of force? It is the bosom of the Godhead, quick and instinct with life, the same within which man finds himself sheltered and enclosed every time he falls asleep. The Moon, on the other hand, leads man back to the animal aspect of his nature. The forces of the plants tend perpetually to carry him out—farther and farther out into the wide universe. But man has also in his make-up something that he shares with the animal kingdom, and because of this the Moon is able to bring him back again every morning,—back into his own animal nature. Here, then, you have a picture of man's connection with the Cosmos, and of its influence upon him during sleep. We can carry the picture a little further. With the heart-eye, the Sun-eye and the eye that is entire man, we may experience in sleep the kind of feeling to which we are accustomed in waking life when we are drawn into an intimate and near relationship with some other person. It is not said to us in words, nor do we reason it out. The plants it is who tell us of it; we hear of it from the plants that lift us up, as though on a spiral ladder, into the world of the planets, whence we are sent forth again into the world of the Zodiac. If we wanted to put into words what we experience in this way, we could say: I have a relationship to this person; the lilies tell me so, the roses tell me; the power of the rose, the power of the lily, the power of the tulip has moved me to experience this relationship. Thus does the whole Earth become a book of life which interprets for us the world of the human soul,—that world into which we have to find our way as we go through our life. Now, these experiences that come to man during sleep have not always been the same, they have varied in different epochs. If we go back to ancient India, we find that in those times men who wanted to learn what sleep could teach them by bringing them into relation with the world of the stars, limited their search to those constellations of the Fixed Stars which were above the Earth—above, that is, at the particular moment of time, for the constellations are, of course, continually changing their places in the Heavens. The ancient Indian had no desire to make connection with the constellations that are below the Earth, whose forces can reach man only through the Earth. Look at the characteristic posture of a Buddha,—or of any wise man of the East who sets out to perform exercises that shall enable him to achieve spiritual wisdom; He sits with his legs crossed under him. The upper part of his body where he is in relation with the upper constellations,—that he wants to be active, and that alone. Through the Sun-eye, there is also working in him what works through the limbs; but this he does not want to activate. He wants, as it were, to eliminate the forces of the limbs during his spiritual exercises. One can see quite plainly from his posture that the Eastern seeker after wisdom desires to find relation with what is above the Earth, and only that. His whole interest is directed to knowledge that concerns the soul. The world would however be incomplete if man's quest for knowledge had remained limited in this way, if men had continued to assume always and exclusively the Buddha posture when they set out on the path of knowledge. It was not so. In the age of Greece, men began to feel impelled to make connection also with the forces working from the constellations that are—at the particular moment—below the Earth. Greek mythology contains beautiful intimations of this. Again and again we are told of a kind of initiation where the candidate descends to the underworld. Whenever you read of some Greek hero that he goes down into the underworld, you may be sure the meaning is that he is going through an initiation which yields him knowledge of those forces of the Cosmos that work through the Earth and that were known to the Greeks as the Chthonic forces. Each epoch of time has, you see, its own task and mission. The oriental initiate had to learn, in order that he might then communicate the knowledge to his fellowmen, about the region of soul and spirit where man was before birth—or I should say, before conception—and about man's experiences there before he descends to the earthly world. All that we feel to be so grand and majestic in the poetry of the East and in its conceptions of the universe, is due to the fact that in those far-off days men were able to look into the life they had lived before they came down to Earth. In Greece, men began to take knowledge of the Earth and of all that belongs to the Earth. The Greek takes Uranus and Gaia—the Earth—as the starting point for his cosmology. He aspires to know also the Mysteries of the Earth itself, which include at the same time the cosmic Mysteries that work through the Earth. The Mysteries of the underworld,—these too the Greeks were wanting to discover, and in this way they developed their true cosmology. Think how little there is among the Greeks—none whatever among the Orientals—but how little among the Greeks of the study of history in our sense of the word. The Greek is much more interested in the far-off beginnings when the Earth was being formed within the Cosmos, when the interior forces of the Earth, the Titanic forces, waged war on those other forces, those mighty spiritual forces which the Greek conceived as underlying the web of earthly conditions within which man finds himself enwoven. But we men of modern times are called upon to understand history; we must be able to show how man started from an ancient dream-like clairvoyance and has now arrived at a consciousness that is intellectual in character and tinged only with a memory of the mythical, and then go on to show how there is need for man now to work his way out of this intellectual consciousness and learn to look right into the world of the Spirit. For the present epoch of time marks the transition to the attainment of conscious experience in the spiritual world. That is why it is so very important for us that we should turn our attention to history. You will find that in our anthroposophical work we give ourselves again and again to the study of the different epochs of history, going back first of all to the time when men still received their knowledge from higher Beings, and then following the whole development right up to our own age. The study of history has, of course, become hopelessly abstract in our schools and universities today. Could anything be more abstract then the lines of demarcation that people draw when they are developing some historical theme! For the men of olden time, history was still clothed in the garment of myth and was brought into connection with Nature and with all that goes on in her world. People cannot do this any more. Neither do they show any readiness as yet to enquire more deeply into the times of long ago. They do not feel any need to ask how it was with man in the days when he received wisdom from higher Beings, how it was with him later when less and less of the wisdom came through to him, or how it was with him when a God Himself descended to incarnate through the Mystery of Golgotha in a human body and carry out a sublime cosmic mission with the Earth, so that it was given her at last to have her real meaning. The whole theology of the 19th and 20th centuries has failed, because it cannot understand the Christ in His spiritual significance. That, my dear friends, is what modern Initiation Science must bring,—understanding of the Christ. We need an Initiation Science that can penetrate again into the spiritual world, that can speak again about birth and death, about the life between birth and death and the life also between death and a new birth, and about the life of the soul in sleep,—can speak of these things in the way we have been speaking of them together today. The possibility must be there for man to come again to a knowledge of the other side—the spiritual side—of existence. Otherwise, he will simply not be able to go forward into the future. Once, long ago, men directed their search for knowledge to the upper worlds—we see it demonstrated in the posture of the Buddha. Then, in later times, man took the evolution of the Earth as his starting-point and read his cosmology out of the evolution of the Earth; he became initiated in Greece into the Chthonic Mysteries, as we find related in many a Greek myth, where the account of such initiation is often a prominent feature of the story. Our search, has to take a new turn. Having studied in the past the Mysteries of the Earth and the mysteries of the Heavens, we need in our day an Initiation Science that is able to move rhythmically between Heaven and Earth, an Initiation Science that asks of the Heavens when it wants to understand the Earth, and asks of the Earth when it would inform itself of the Heavens. And this is how you will, find the questions put and answered—insofar as they can be answered today—in my book An Outline of Occult Science. Let me say here in all humility that the attempt has been made in this book to describe the knowledge of which modern man stands in need,—needing it as surely as ever the Oriental needed the Mysteries or the Heavens or the Greek the Mysteries of the Earth, For it is required of us to take note and observe how it stands with initiation in modern times and what is man's relation to it in this present age. Let me endeavour therefore to describe for you quite briefly in the third part of my lecture the tasks that lie before modern initiation. In order to give you some idea of the tasks of modern initiation, I shall have to repeat here what some of you will have heard me say in Oxford a few days ago, I was pointing out just now that whereas the initiates of very ancient times laid particular emphasis on the looking upwards into the spiritual worlds whence man descends to clothe himself in an earthly body, while on the other hand for the initiates of a somewhat later time it was what we find described by the Greeks as the descent into the underworld that was of first importance, the initiate of our own time has yet another task. He has to look, in search after knowledge, at the rhythmic relation of the Heavens to the Earth. To this end he has to know the Heavens and the Earth, but he must in his search hold always before him the thought of Man, in whom alone, among all the beings that are around us, Heaven and Earth work together to form a complete whole. Yes, Man himself must be the goal of his study. The heart-eye, the Sun-eye, the spiritual eye (which is formed of the whole human being) must all be turned upon Man. For Man carries within him, my dear friends, infinitely more secrets and mysteries than the worlds we can perceive with our external senses and explain with the sense-bound intellect. To achieve a knowledge of Man as a spirit, to achieve a spiritual knowledge of Man, is the task of modern initiation. On this path of initiation knowledge we have therefore to set out in quest of a universal knowledge, but always with this goal in view,—that, through learning to understand the world, through learning to understand the whole Cosmos, we may attain at last to understand Man. And now compare the situation of an initiate of out own age with the situation of an initiate of ancient times. The men of those early times had faculties of soul that made it possible for the initiate to awaken within them a memory of the time we pass through before we descend into an earthly body. It was therefore for the initiate of those days a question of awakening cosmic memories. And for the Greeks it was a matter of looking into Nature, of beholding Nature. But the initiate of modern times has to set before him as his goal the knowledge of Man; he is called upon to learn to know Man, directly, as a spiritual being. For this, he must learn to free himself from his present limited and earthly understanding of his connection with the Universe. Let me repeat an example I gave recently to Oxford of how this liberation has to be effected. One of the tasks undertaken by initiation knowledge, that presents unusual difficulty, is that of making connection with souls who have left the Earth and gone through the gate of death. It is not at all easy to establish such connections, but it can be done by arousing the deeper forces of the soul. It is necessary to realise from the first that one has to accustom oneself, by the careful pursuance of certain exercises, to the only kind of language it is possible to speak with the dead. This language is, in a way, a child of our ordinary human speech. Yet you would fail completely, were you to set out with the idea that ordinary human speech, just as it is, would be of any assistance to you in establishing intercourse with the dead. One of the first things we discover is that the dead can understand only for a very short time what we call nouns. There is in their language no way of expressing a ‘thing,’ an isolated thing, which we denote with a word we call a noun. The words in their language all convey the feeling of movement, they are all full of inner activity. Consequently we find that when a little time has gone by since the soul passed through the gate of death, he is responsive only to words that denote activity,—that is, to verbs. In our intercourse with the dead, we shall, from time to time, want to put questions to them; we must then put our questions to them; we must then put our questions in a form they can understand. If we are able to do this, after a time the answer will come; only, we must know how to be watchful for it, how to give heed to it. As a rule, a few nights will have to elapse before the one who has died can answer the question we put to him. It is, as you see, a matter of finding our way gradually into the language of the dead, and it takes a long time before this language shows itself to us. The dead themselves have had to live their way into it; for they have, as you know, to withdraw their soul-life completely from the Earth. The proper language of the dead bears no relation to earthly conditions, it arises from the heart,—yes, it is verily a language of the heart. It is formed rather in the same manner as exclamations or interjections are formed in earthly languages. You know, for instance, how we say ‘Ah!’ when we are moved to wonder or admiration. The language of the dead takes its origin in the same kind of way. Sounds and combinations of sounds enjoy in this language as in no other their full and real significance. From the moment of death, language begins to change for us altogether. It is no longer something that is uttered forth from the organs of speech. It becomes the kind of language of which I spoke a little while ago, when I told you how what rises up from the flowers, gives tidings to us concerning some fellow human being. We begin ourselves to speak, instead of with speech organs, with that which comes from the flowers. We ourselves become flowers, we blossom with the flowers. We enter, for instance, with the forces of our soul into the flower of the tulip, and express, in the imagination of the tulip, the same that came to expression here on Earth in the formation of the word. We grow again into the spirit, the omnipresent spirit, You will easily see, from this one example of language, that man has to feel his way into entirely different conditions, when he has gone through the gate of death. In reality, our knowledge of man is small indeed, if we know of him only what we see with our eyes. Modern initiation knowledge has to learn about the other side of man. What I have shown you in the case of language is a beginning. We shall find that the very body of man is something altogether different from the descriptions that are given us in scientific books. As we go farther in initiation knowledge, the human body becomes for us a world in itself. It was the task of the initiate of olden times to re-awaken in man a lost faculty, to bring to remembrance in him what his life was like before he came down to Earth, The initiate of the present day has an altogether different mission. He has to accomplish something new, something that means a new step forward. What he does will continue still to have significance even when man has left the Earth,—yes, even when Earth itself is no longer there in the Cosmos. That is the nature of the task modern initiation knowledge has to fulfil; and in the strength and power of that task, it must stand forth and speak. It is well-known to you, my dear friends, that initiation science has from time to time taken a part in the spiritual evolution of the Earth. Again and again it has made its appearance among men. The initiation knowledge that has to come into the world today and that cannot but regard all the knowledge of our time as a mere beginning of the whole knowledge man should really possess, will assuredly meet with increasing opposition and resistance. So great are the forces arrayed against it, that you will need all your strength to win through. Even before modern initiation—which opens the way for man to have intercourse again with Supersensible Powers,—even before this modern initiation began to take its true place in the world in the last third of the 19th century, opposing powers were already at work, were at pains to imbue civilisation—quite unconsciously, for the most part, as far as the human beings themselves are concerned—with tendencies that would ultimately destroy modern initiation, would wipe it clean off the face of the Earth. Have you ever observed how constantly one hears people say, when some new fact of knowledge is brought forward: “This is how I look at it! This is my point of view!” And they say this so easily, without having undergone any special development of mind or soul. It is indeed quite generally accepted that everyone has a right to pronounce his verdict, speaking from the point of view of wherever he stands at the moment. And people are even deeply offended and grow quite angry if one ventures to suggest that there is a kind of knowledge for the attainment of which it is necessary to undergo inner development. I said just now that when in the last third of the 19th century the possibility began to arise for men to seek initiation in the modern way, enemy powers were already in action. As you see, they wanted to carry the principle of equality even into the realm of mind and spirit, so that there too all human beings shall be regarded as on the same level. I could point to many persons in whom this method of resistance to modern initiation has been at work. My dear friends, do you think that when I have to speak out of the spirit of initiation science, the words will have the same ring as when one is speaking from an ordinary earthly standpoint? I have just been trying to explain to you how language has to change and become something quite different when it is a question of carrying on intercourse with beings of the spiritual world, and I think you will not now misunderstand me if I tell you how initiation science sees, for instance, such a man as Rousseau. Speaking from the earthly standpoint, I shall never fail to recognise the greatness and significance of Rousseau, and I am fully prepared to associate myself with the high praise and favourable criticism to which others have given expression. Should I however make bold to clothe in earthly words how Rousseau appears when one sees him from the standpoint of initiation knowledge, I should have to say: Rousseau, with his spiritual leveling of human beings,—what is he, after all, but one of the many everlasting talkers of our modern civilisation! A prince and a leader, shall we say, among them all! People do not readily understand how it is possible, from an earthly point of view to call a man great, and at the same time, from the point of view of initiation to call him an arch-talker! But if we honestly desire to attain a knowledge of man, and if we recognise that to this end we have, as I said, to take the Heavens and the Earth for our province and then discern the rhythm that beats between them, we shall find that even such a seemingly paradoxical utterance is true and requires to be said. For it is, in fact, as we learn to listen to both,—to what sounds forth from the one side and from the other side of existence, it is as we learn to hear these together, that guidance can come to us in our quest for a true knowledge of Man. A true knowledge of Man has to build on the same foundation whereon the initiates of olden times built, on the EX DEO NASCIMUR; in recollection it must build on that which meets us when we look out into the universe where—all unconsciously to us—the Christ becomes our Guide, as I have described to you. It is however our task to bring the Christ more and more into our consciousness, so that we may gain knowledge under His guidance of the content of this world, to which death belongs. Then shall we know for a surety that we live our way into this dead and dying world with Christ; IN CHRISTO MORIMUR. And inasmuch as we go down with Christ into the grave of Earth life, so will there follow for us too, with Him, the Resurrection and the Bestowal of the Spirit: PER SPIRITUM SANCTUM REVIVISCIMUS. This PER SPIRITUM SANCTUM REVIVISCIMUS the modern initiate has to set before him as the goal of all his strivings. Ponder it well, and compare it with the manner and mood of thought that belongs to the science of the present day; and you will see for yourselves that opposition to modern initiation is inevitable. A terrible resistance will, without doubt, be put up to the new initiation,—perhaps a resistance of which we can have today no conception, a resistance that will take the form of deed rather than word and express itself in drastic attempts to make initiation knowledge utterly impossible and inaccessible. It was accordingly my earnest desire, speaking as I do now in a smaller and more intimate circle, to give you descriptions of what modern initiation science can attain to know, in the hope that these descriptions may strike home to your hearts and souls and awaken strength within them; so that there may be a few at least in this generation who know how to relate themselves rightly,—on the one hand, to that which is seeking entrance to our world from the worlds of the Spirit, and on the other hand, to that which is doing all it can to prevent and make impossible the permeation of Earth life with spirituality. This is what I wanted to lay upon your hearts, my dear friends; gathered as we are here in a smaller circle, after having had, to my great satisfaction, opportunity in Oxford for lectures of a more public character. I was able in those lectures to deal with the more external aspects, and it was important that here in this smaller circle we should be able to touch on the more esoteric side of initiation knowledge. And it is surely time we got beyond feeling puzzled and embarrassed because statements about the spiritual worlds seem paradoxical. They are bound to do so. The language of the spiritual worlds is quite another language from the languages that belong to Earth; one has actually to take great pains and put forth all one's strength before one can render in the words of earthly speech truths that should really be expressed in some entirely different way. You must therefore be quite prepared to find that it will often give people a shock when you tell them, quite simply and directly, of something that takes place in the spiritual worlds. I wanted in this way to draw your attention to the feeling and impulse that lay behind today's lecture, and I would like now to unite what I have said with an expression of deep satisfaction at being able once again to speak to you here in London. It is always a source of satisfaction to me to be able to do this. As we said before, it happens very seldom. But on the rare occasions when we are for a short time together, may it indeed be that we use the opportunity to stimulate anew in our hearts and souls that stronger kind of ‘togetherness’ that should subsist, the world over, without interruption, among those who espouse the cause of Anthroposophia. This has been my endeavour today, and it is in this sense that I would express in conclusion the earnest desire, my dear friends, that we may in future remain together, however far we are in space from one another. |
171. Goethe and the Crisis of the Nineteenth Century: Seventh Lecture
30 Sep 1916, Dornach Rudolf Steiner |
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It is not clarified. It is not bright knowledge; it is dream-like knowledge. We are shown how the dream spirits, which are actually group souls of all those beings that accompany Mephistopheles, beguile Faust, and how he finally awakens. |
Does the ghostly urge thus vanish, That a dream lied to me about the devil, And that a poodle sprang from me? Goethe repeatedly uses the method of hinting at the truth again and again. |
What happens in history happens, even if often through destructive forces, but in such a way that there is a meaning to historical development, even if it is often not the meaning that people dream up, and even if people have to suffer a lot as a result of the paths that the meaning of history often takes. |
171. Goethe and the Crisis of the Nineteenth Century: Seventh Lecture
30 Sep 1916, Dornach Rudolf Steiner |
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Following a performance of the scene in the study from “Faust I” Today I would like to take up the subject of what we have just seen, Goethe's “Faust”, in order to gain a unity from it that will then make it possible to arrive at a more comprehensive consideration tomorrow. We have seen how the transition from the 14th, 15th to the 16th, 17th century marks an extraordinarily significant turning point in the overall development of humanity, the transition from the Greco- Roman age to our fifth post-Atlantic period, to the period in which we now live, from which our impulses for all knowledge and also for all action flow, to the period that will last until the fourth millennium. Now, from all that you know about Goethe's “Faust” and the connection between Goethe's “Faust” and the Faust figure as it comes from the legend of the 16th century, you will realize that both this Faust figure from the 16th century and that which Goethe's perception formed out of it, is intimately connected with all the transitional impulses that the new age has brought forth in spiritual and thus also in external-material terms. Now in Goethe's case it is really true that precisely this problem of the dawning of the new age and the continued working of the impulses of the old age was so tremendously powerful that he was inspired throughout the sixty years during which he created his Faust by the question: What are the most important tasks, the most important attitudes for modern man? And Goethe could truly look back to the past age, which even science today knows so little about, that past age that ends with the 14th, 15th century. What history reports – I have said it often – about the human soul, about human abilities and needs in earlier centuries, is basically something that is very much a gray theory. In the souls of people in earlier centuries, in the centuries that preceded the age of Faust, things looked very different from the souls of people in the present, from the souls of the present human epoch. And Goethe has truly embodied a figure, a personality in his Faust, who looks back on the state of mind of people in earlier centuries, in centuries long past, and who at the same time looks forward to the tasks of the present, to the tasks of the future. In that Faust first looks back to the times preceding his own, he can, of course, see only the ruins of a perished culture, a spiritual culture. He can see the ruins. We must first of all consider the sixteenth-century Faust, who is a historical figure who really lived and who then became part of the folk legend. This Faust still lived in the old sciences that he had appropriated, lived in magic, in alchemy and in mysticism, which was the wisdom of earlier centuries, namely the wisdom of the time that preceded Christianity; but in the time in which the historical Faust of the 16th century lived, it was already in a state of profound decline. What was regarded as alchemy, magic, mysticism by those among whom Faust lived in the Faust era was already quite a strange stuff; it was a stuff based on traditions, on legacies from older times, but in which people no longer knew their way around. The wisdom that lived in it was no longer known. One had many sound formulas from ancient times, many correct insights from ancient times, but one understood them only poorly. Thus, in this respect, the historical Faust was placed in an age of decaying spiritual life. And Goethe continually mixed up what the historical Faust experienced with what he had created for the Faust of the 18th century, the Faust of the 19th century, and even the Faust of many centuries to come. Hence we see Goethe's Faust looking back to the old magic, to the old kind of wisdom, mysticism, which did not practice chemistry in today's materialistic sense, which, through its dealings with nature, wanted to come into contact with a spiritual world, but which no longer had the knowledge to do so in the right way, in the right way of earlier times. What was considered to be medicine in centuries long gone is not as foolish as today's science often wants to believe, but the actual wisdom contained in it has been lost, and it was already partly lost in the age of Faust. Goethe was well acquainted with it. But he did not know it intellectually alone, he knew it with his heart, he knew it with all the powers of his soul, which are attached to the welfare and salvation of humanity and which are particularly relevant for the salvation of humanity. He wanted to answer the questions, the riddles, that arose for him from this, in such a way that one could recognize how, proceeding further and further, one could arrive at other wisdoms regarding the spiritual world that were just as suitable for more recent times, as the ancients knew such wisdom, which, according to the course of human development, must necessarily fade away. Therefore, he lets his Faust become a magician. Faust has surrendered to magic, like the Faust of the 16th century. But he remains unsatisfied for the simple reason that the actual wisdom of ancient magic had already faded away. Ancient medicine also came from this wisdom. All knowledge of prescriptions and all medicine was connected with ancient chemistry, alchemy. Now, such a question immediately touches on the deepest secrets of humanity: that in truth one cannot cure diseases without at the same time being able to create them, for example. The ways to cure diseases are at the same time the ways to create them. We shall hear presently how the principle held good in ancient wisdom that the healer could at the same time be the producer of disease, and how therefore in ancient times the art of healing was associated with a deeply moral world view. But we shall also see shortly afterwards how little could have developed in these ancient times that is called the more recent freedom of human development, which was actually only tackled by humanity in this, our fifth period, following the Greco-Roman period. We shall see how this should have been if the ancient wisdom had remained. In all fields, however, this wisdom had to perish, so that man had to start from scratch, so to speak, but in such a way that he could strive for freedom with knowledge and action at the same time. He would not have been able to do so under the influence of the old wisdom. In such times of transition as those in which Faust lived, the decay of the old is there; the new has not yet come. Then such moods arise as can be observed in “Faust” in the scene that precedes the one we presented today. In this scene we see quite clearly how out of step Faust is with the times and how he feels out of step. We see how Faust, accompanied by his servant Wagner, goes out of his cell into the countryside, how he first looks at the people celebrating Easter outdoors, in the countryside, and how he himself gets into the Easter mood. But we immediately see how he does not want to accept the homage that the people offer him. An old farmer appears, steps up to Faust and offers homage because the people believe that Faust, the son of an old adept, an old healer, is also an important healer who can bring healing and blessing to the people. An old farmer steps up to Faust and says:
So says the old farmer, remembering how Faust is connected with the old healing arts, which, however, were not only related to the healing of physical illnesses, but also to the healing of the moral evils of the people. Faust knows that he no longer lives in an age in which the old wisdom of mankind was truly helpful, but already in a period of decline. And in his soul glows modesty, but at the same time dejection at the untruthfulness he actually faces; and he says:
Goethe had studied very well how they proceeded in those days, how they treated the “red lion”, the mercury oxide, sulfur mercury, how they treated the various chemicals that were mixed together and left to their processes, how they made medicines out of them. But all this no longer corresponded to the old wisdom. Goethe also knew the terminology; what you had to represent was definitely represented in images. The compounds of substances were depicted as a marriage. That is why he says:
- that was an artistic expression. Just as in today's chemistry, when certain substances have reached a certain state and color, they are called “the young queen”.
They died at that time from the fist, as they still do today from many medicines.
This is Faust's self-knowledge. Faust now stands before himself, he who you know has dabbled in old magical lore in order to penetrate the secrets of nature and the spirit. But through all this he has become spiritualized. Just as Wagner, his familiar, who has been satisfied with the newer wisdom that rests in the written works, that rests in letters, Faust cannot do so. Wagner, on the other hand, is a personality who makes far fewer demands on wisdom and life. And while Faust wants to dream himself into nature to find the spirit of nature, Wagner only thinks of the spirit that flows from the theories, the parchment, the books; what comes over Faust he calls “whimsical hours”:
- says Wagner —
He never wants to fly out into the world with the bird and see the world!
A complete bookworm, a complete theorist! So, after the people have left, they now stand there: the one who wants to go into the sources of life, who wants to connect his own being with the mysterious forces of nature in order to experience these mysterious forces of nature, Faust, and the one who sees nothing but the external material life and that which is recorded in the books precisely through matter. We need not reflect much on what has gone on in Faust's inner life through all that he has experienced up to this moment, as Goethe presents it to us; but we may say, after all that we find in Faust, that his inner life one might say, has been transformed and reversed, that a real development of the soul has taken place in Faust, that he has attained a certain inner vision; otherwise he would not have been able to call up the earth spirit, which surges up and down in a storm of activity. A certain ability to see the outer world not only in terms of its external appearances, but to see the spirit that lives and moves in everything, that is what Faust has acquired. Then, from afar, a poodle rushes towards them, Faust and Wagner. The way they both see the poodle – an ordinary poodle – the way Faust sees it and the way Wagner sees it, characterizes the two people completely. After Faust has dreamt himself into the living spirit of nature, he sees the poodle:
Faust does not just see the poodle, but something stirs inside Faust; he sees something that belongs to the poodle like a spiritual. That is what Faust sees. Wagner, of course, does not see it. After all, you can't see what Faust sees with your physical eyes.
Thus, in this simple manifestation, Faust also sees something spiritual. Let us hold on to that. Faust, whose mind is gripped by a certain spiritual connection with this poodle, now goes to his study. Now, of course, Goethe dramatically presents the scene in such a way that the poodle is as he is; that is also good, the drama must present it that way. But basically, we are dealing with something that Faust experiences inwardly. And the way this scene unfolds, how Faust experiences something inwardly here, is truly masterfully expressed by Goethe in every word. They remained outside, Faust and Wagner, until late into the night, when the external light no longer works, when only the twilight has worked. In the twilight, Faust sees what he wants to see spiritually. Now he comes home to his cell. Now he is alone with himself. A person like Faust, after going through all this, left alone with himself, is able to experience self-knowledge, that is, the life of the spirit in one's own self. He expresses how his innermost being has been stirred, but in a spiritual way:
The poodle growls. But let us be clear: these are inner experiences; even the poodle's growling is an inner experience, even if it is dramatically portrayed externally. Faust has entered into decaying magic, into an alliance with Mephistopheles. Mephistopheles is not a spirit who leads him into progressive, regular spiritual forces; Mephistopheles is the spirit that Faust must first overcome, who is sent to him to overcome him, who is given to him for trial, not for instruction. That is to say, we now see Faust standing before us, on the one hand aspiring to enter into the spiritual world of divinity, which carries forward the evolution of the world, and on the other hand, the forces in his soul are stirring, drawing him down into the ordinary life of instinct, which diverts man from spiritual striving. Precisely when something sacred stirs in his soul, it scoffs; the opposing instincts scoff. This is now wonderfully presented in the form of external events: Faust, so to speak, striving for the divine-spiritual with all his knowledge, and his own instincts, which growl against it, just as the materialistic sense of man growls against spiritual striving. And when Faust says, “Be quiet, Poodle, don't growl,” he is basically calming himself. And now Faust speaks – that is, in this case, Goethe allows Faust to speak in a wonderful way. Only when one delves into the individual words does one find how wonderfully Goethe knows the inner life of the human being in spiritual development:
— that is, seeks the spirit in its own self.
— a very meaningful sentence! For the one who undergoes spiritual development, who is brought into contact with Faust through his life, knows that reason is not just something dead within, who not only knows rational reason, who knows how alive reason becomes, how inner spiritual weaving becomes reason and really speaks. This is not just a poetic image:
“Reason begins to speak again” - about the past that has remained alive from the past, “And hope begins to flourish again”, that is, we find our will transformed so that we know: we shall pass through the portal of death as a spiritually living being. The future and the past combine wonderfully. Goethe wants Faust to say that Faust knows how to find the inner life of the spirit through self-knowledge.
And now Faust seeks to get closer to what he is yearning for: the source of life. He first seeks one path: the path of religious uplift; he reaches for the New Testament. And the way he reaches for the New Testament is a wonderful representation of Goethe's wisdom-filled drama. He reaches for the one containing the most profound words of wisdom of modern times, the Gospel of John. He wants to translate this into his “beloved German”. The fact that Goethe chooses the moment of translation is significant. He who is familiar with the workings of deep world and spiritual realities knows that when wisdom is transferred from one language to another, all spirits of confusion arise and intervene. In the borderlands of life, the powers that oppose human development and human salvation are particularly evident. Goethe deliberately chooses the translation to place the spirit of wrongdoing, even the spirit of lies, which is still in the poodle, next to the spirit of truth. If you consider the feelings and sensations that can flow out of such a scene, the wonderful spiritual depth that lives in these scenes becomes apparent. All the temptations that I have just characterized, which come from what is in the poodle, which rise up to distort the truth into untruth, all this has an ongoing effect and has an effect precisely in an act of Faust, which gives one the opportunity to distort truth into untruth. And how little we actually notice that Goethe intended this is shown today by the various interpreters of Faust, for what do these various interpreters of Faust say about this scene? Well, you can read it; it says: Goethe is a man of the outer life, for whom the “word” is not enough. He has to correct the Gospel of John, he has to find a more correct translation; not: “In the beginning was the word,” the Logos, but: “In the beginning was the deed!” That is what Faust finds out after much hesitation. That is a profound Goethean wisdom. This wisdom is not a Faustian wisdom, it is a genuine Wagnerian wisdom, a true Wagnerian wisdom, just like the wisdom that is so often emphasized that Faust later says such beautiful words to Gretchen about religious life: Who can name him, who confess him, the all-embracing one who holds and carries everything, and so on, is a Gretchen wisdom. What Faust says to Gretchen has been quoted over and over again, and it is repeatedly presented as a profound piece of wisdom by the gentlemen who cite it, the learned gentlemen.
and so on. What Faust says is often presented as a profound piece of wisdom. Now, if Goethe had meant it to be the very deepest wisdom, he would not have put it into Faust's mouth at the moment when he wants to educate the sixteen-year-old Gretchen. It is a piece of wisdom for the ages! You just have to take things seriously. The scholars have only been taken in. They have taken what is a Gretchen saying for profound philosophy. And so, too, what appears as a translation of the Bible in Faust is taken for a particularly profound saying, whereas Goethe intends to depict nothing other than how truth and error toss man to and fro when he sets about such a task. Goethe has portrayed these two souls of Faust in great depth in this translation of the Bible.
We know that it is the Greek Logos. This is really written in the Gospel of John. In contrast to this, that which is symbolized by the poodle rears up in Faust and does not want to let him come to the deeper meaning of the Gospel of John. Why did the writer of the Gospel of John choose the word, the Logos? Because the writer of the Gospel of John wants to emphasize that what is most important in human development on earth, what really makes man outwardly human in his development on earth, did not develop gradually, but was there in the very beginning. What distinguishes man from all other beings? Because he can speak, all other creatures, animals, plants, minerals cannot. The materialist believes that man has only come to the word, that is, to language, to the Logos, which is permeated by thinking, after he has gone through the animal development. The Gospel of John takes the matter deeper and says: No, in the beginning was the word. That means: Man's evolution is originally predisposed; man is not merely the highest peak of the animal world in the materialistic-Darwinian sense, but in the very first intentions of the earth's evolution, in the very beginning, in the beginning was the word. And only through this can man develop an ego on earth, which animals do not achieve, that the word is interwoven with human evolution. The word stands for the human ego. But the spirit that is given to Faust, the spirit of untruth, rebels against this truth, and it must go deeper down; it cannot yet understand the profound wisdom that lies in the words of John.
But it is actually the poodle, the dog in him, and what is in the poodle that makes him falter. He does not get any higher, on the contrary, he gets lower.
While he sees Mephistopheles drawing near to him, he believes that he is enlightened by the spirit; but he is darkened by the spirit of darkness and comes down.
This is no higher than the word. Sense prevails, as we can easily demonstrate, even in the lives of animals; but the animal does not come to the human word. Man is capable of sense through having an astral body. Faust descends deeper into himself, from the ego into the astral body.
He thinks he is rising higher, but he is descending lower.
No, he descends even lower, from the astral to the denser material etheric body, and writes:
Power is that which lives in the etheric body.
The spirit that is in the poodle!
And now he has arrived at complete materialism; now he is at the physical body through which the outer deed is accomplished.
So you have Faust alive and well in a piece of self-knowledge. He translates the Bible wrongly because the various members of the human being, which we have discussed so often, I, astral body, etheric body, physical body, work together in him in a chaotic way through the Mephistophelian spirit. Now it also shows how these instincts prevail, because the outer barking of the poodle is what rebels against the truth in him. In his knowledge, he cannot yet recognize the wisdom of Christianity. We see this in the way he relates word, meaning, power and deed. But the urge to embrace Christianity is already alive in him. By making active that which lives in him as the Christ, he conquers the opposing spirit. At first he tries what he has retained from ancient magic. The spirit does not retreat, it does not show itself in its true form. He invokes the four elements and their spirits: salamander, sylph, undine, gnome; none of this distracts the spirit that is in the poodle. But when he invokes the Christ-figure, the “maliciously pierced one, poured out through all the heavens,” the poodle must show its true form. All this is basically self-knowledge, a self-knowledge that Goethe makes very clear. What happens? A traveling scholastic! Faust is truly practicing self-knowledge; he is basically confronting himself. First, in the form of the poodle, the wild instincts that have rebelled against the truth have taken effect, and now, to a certain extent, he becomes clear, clearly unclear: the traveling scholastic stands before him; but it is only the other self of Faust. He himself has become little more than a wandering scholastic with all the fallacies that are to be found in the wandering scholastic. Only now, through his union with the spiritual world, he has come to know the drives more precisely, and so the wandering scholastic, that is, his own self, as he has appropriated it so far, now confronts him more crudely and thoroughly. He has learned like a scholastic, like Faust; only then he has surrendered to magic, and through magic, scholasticism has been demonized. What has become of the old good Faust, when he was still a wandering scholastic, he has only become through the fact that he has still relied on the old magic. The wandering scholastic is still in him; he confronts him in a transformed form. It is only his own self. This wandering Scholastic is also the self. The struggle to get rid of everything that rode up as the self is now contained in the further scene. Goethe always tries to show only Faust's other self in the various forms in which Faust appears together, so that Faust recognizes more and more of himself. Perhaps some of the listeners remember that in earlier lectures I explained how Wagner is also in Faust himself, how Wagner is also only another self of Faust. Even Mephistopheles is only another self. All of this is self-knowledge! Self-knowledge is practiced through knowledge of the world. But all of this is not present in Faust in clear spiritual knowledge; it is all contained in Faust in unclear, dull spiritual-visionary power that one might say is still influenced by ancient atavistic clairvoyance. It is not clarified. It is not bright knowledge; it is dream-like knowledge. We are shown how the dream spirits, which are actually group souls of all those beings that accompany Mephistopheles, beguile Faust, and how he finally awakens. And there Goethe says, there Goethe lets Faust say very clearly:
Goethe repeatedly uses the method of hinting at the truth again and again. That he actually means it as an inner experience of Faust is clearly enough expressed in these four lines. This scene also shows us how Goethe struggled to understand the transition from the old age to the new one in which he himself lived, from the fourth post-Atlantic period to the fifth post-Atlantic period. The boundary is in the 14th, 15th, 16th century. As I said earlier, anyone who lives in today's thinking cannot, unless they do special studies, get a good idea of the development of the soul in past centuries. And in Faust's time, only the ruins remained. You see, we often experience that today people do not want to approach the newer spiritual research that we are striving for, but want to reheat the old wisdom. Many a person believes that by rehashing the knowledge of the ancients, they can arrive at a deeper, magical-mystical wisdom about nature. I would like to say that two fallacies are extremely close to all of man's spiritual endeavors. The first is that people buy old, ancient books, which they then study and value more highly than newer science. They usually value them more only because they do not understand them, because the language can really no longer be understood. That is the one nonsense, that one comes again and again with the content of the old books, which has become gibberish, when one wants to talk about spiritual research. The other thing is that one wants to give the newer endeavors old names if possible and thereby sanctify them. Look at some of the societies that call themselves occult or secret or whatever: their whole endeavor is to date themselves back as far as possible, to explain as much as possible about a legendary past, to take pleasure in old naming. That is the second nonsense. You don't need to go along with any of this if you really understand the needs and impulses of our time and the necessary future. You can open any book from the time when traditions were still present, so to speak. You can pick out any book where traditions were still present: from the way it is presented, you can see that legacies, traditions, were present from an ancient, primordial wisdom that humanity possessed, but that this wisdom had fallen into decline. The language, everything is still there, even quite late. I have a book at hand that was printed in 1740, so it was only published in the 18th century. I would like to read a short passage from it, a passage that is certain to make many people who are seeking spiritual knowledge today think, “Abyssmal, profound wisdom!” Oh, what is contained in it all! - There are even some who believe that they understand such a passage. Now, I will first read the passage I mean: "The king's crone shall be of pure gold, and a chaste bride shall be given him in marriage.” Therefore, if you want to work through our bodies, take the ravenous gray wolf, which is subjugated to the warlike Mars in name but is by birth a child of the old Saturn, found in the valleys and mountains of the world, and possessed of great hunger. Cast him for the body of the king, that he may have his sustenance." That is how these chemical processes that were set up were called in ancient times; that is how certain chemical processes were spoken of, which Faust also alludes to when he talks about how a red lion marries the lily in the glass and so on. It is not proper to mock these things, for the simple reason that the way chemistry is spoken of today will sound to people who come later just as it does to us. But we should be clear that this has also just emerged, even in a very late period of decline. The term “gray wolf” is used; this refers to a certain ore that can be found everywhere in the mountains and that is subjected to a certain procedure. “King” was the term used to describe a certain state of substances; and what is being described here is meant to indicate a certain handling. They took the gray ore and treated it in a certain way; this gray ore was called the “gluttonous gray wolf,” and the other was the “golden king,” where the gold, after being treated in a certain way, was the “golden king.” And so a connection arose. He describes this connection as follows: And when he had swallowed the king – so it happens that the “gray, ferocious wolf”, that is, the gray ore that had been found in the mountains, merged with the golden king – that is a certain state of the gold after it has been chemically treated; the gold has disappeared into the gray ore. He depicts it: “And when he has swallowed the king, make a great fire and throw the wolf into it. – So the wolf that has eaten the gold, the golden king, is thrown into the fire – ”so that he may be completely consumed by the fire, and the king will be redeemed again. The gold appears again! “When this happens three times, the lion has conquered the wolf and will find nothing more to consume in him; then our body is complete, at the beginning of our work.” So he does something in this way. If you wanted to know what he does, you would have to describe these procedures in great detail, especially how the golden king is made, but it cannot be described here. These procedures are no longer carried out today. But what does the man expect to achieve by this? He promises himself something that is not entirely out of thin air, because he has now done something. What did he actually do it for? That is, the person who had it printed will probably not have done it at all, but will have copied it from old books. But why was it done in the time when people still understood the things? You can see this from the following: “And know that this alone is the right way to thoroughly cleanse our bodies, for Leo cleanses himself with the blood of Wolf, and the blood tincture combines wonderfully with the tincture of the lion, because the two bloods are closely related in the family tree.” So now he praises what he has created. He has received a kind of medicine. “And when the lion has gorged himself, his spirit has become stronger than before, and his eyes give off a proud glow like the bright sun.” That is all the property of what he has in the test tube! "His inner being can do a lot, and is useful for all the things he is required to do, and when he is brought to his readiness, the children of men, burdened with serious illnesses and multiple plagues, follow him, desiring to drink of the blood of his soul, and all who have ailments rejoice greatly in his spirit; for whoever drinks from this golden fountain feels a complete renewal of nature, an acceptance of evil, a strengthening of the blood, a vigor of the heart, and a perfect health of all limbs. You see, it is indicated that you are dealing with a medicine; but it is also sufficiently indicated here that it has something to do with what appears as a moral quality in man. Because, of course, if someone who is healthy takes it in the appropriate amount, then what the man describes occurs. That is what he means, and that is how it was with the ancients who still understood something about these things. “For whoever drinks from this golden fountain will feel a complete renewal of nature” – in other words, through this art, which he has described, he has striven for a tincture through which real vital energy enters the human being: “Heart strength, blood strength and perfect health of all limbs, whether they are closed inside or sensitive outside the body, for it opens up all the nerves and pores so that evil can be expelled and the good can dwell there in peace.” I read this out first to show how even in these ruins of an old wisdom, there is a reflection of what was aspired to in ancient times. They strove to stimulate the body through external means that they had created from nature, that is, to achieve certain abilities not only through inner, moral striving, but through means of nature itself, which they had created. Hold on to that for a moment, because it leads us to something important that distinguishes our period from earlier ones. Today, it is quite easy to scoff at ancient superstition, because then you are rewarded for it by being considered an intelligent person before the whole world; whereas otherwise you are not considered an intelligent person if you see something sensible in ancient knowledge. Something that has even been lost to mankind and was bound to be lost for certain reasons, because in this pursuit of the ancient times, people could never have come to freedom. But look, you will find in old books, which now go back to older times than this book, which belongs to a very late period of decay, you will find in old books, which you know well, sun and gold with a common sign, with this sign: ©; you find moon and silver with this sign: €. For today's man, this sign, applied to gold and sun, and this sign, applied to moon and silver, for soul abilities that today's man necessarily has, is of course complete nonsense; and it is complete nonsense how literature, which often also calls itself “esoteric” literature, about these things, because most of the time one does not have the means to recognize why in ancient times the sun and gold and the moon and silver were designated with the same sign. Let us start with moon and silver with this sign: €. You see, if we go back in time, say a few millennia before the Mystery of Golgotha, before the Christian era, then people not only had the abilities that were already in ruins at the time when such things came into being, but they had even higher abilities. When a person of the Egyptian-Chaldean culture said “silver”, they did not mean what we mean when we say silver. When a person used the word in his ancient language that meant silver to him, he applied it quite differently. Such a person had inner abilities and meant a certain kind of power that is not only found in a piece of silver, but he meant something that basically extends over the whole earth. He meant: We live in gold, we live in copper, we live in silver. He meant certain types of forces that live there and that in particular flowed strongly towards him from the moon, and he sensed that in the coarsest material sense, sensitively, also in the piece of silver. He really found the same forces emanating from the moon, but also on the whole earth, and particularly in the material sense in the piece of silver. Now, today's enlightened man says: Yes, the moon, it shines so silvery white; they just believed that it was made of silver. — It was not, but rather, one had an inner soul experience with the moon, something that lived in the entire earth's sphere as a force, and, translated into the material, with the piece of silver. So the power contained in the silver must be spread over the whole earth, so to speak. Today, of course, people consider this to be complete nonsense when you tell them, and yet in terms of today's science it is not complete nonsense. It is not nonsense at all, not nonsense at all, because I will tell you one thing that science knows today, even if it does not always say it. Modern science knows that a body, thought of as a cube, one English nautical mile long, contains a little over four pounds of silver, finely distributed. This is simply a scientific truth that can be tested today. The ocean contains two million tons of silver, finely distributed, in the most extreme homeopathic dilution, one might say. It is truly as if the silver were spread out over the Earth. Today, when we verify this with normal knowledge, we do so by scooping up seawater and methodically testing it with all kinds of meticulous examinations. But then, using the means of today's science, we find that the world's oceans contain two million tons of silver. These two million tons of silver are not contained in it in such a way that they have somehow dissolved or something similar, but they belong to the world ocean; they belong to its nature and essence. And this was known to ancient wisdom; it knew this through the still existing fine, sensitive powers that came from ancient clairvoyance. And it knew that when one imagines the earth, one does not have to imagine this earth merely as today's geology imagines it, but that silver is dissolved in this earth in the finest way. I could go on now, and show how gold is also dissolved, how all these metals, in addition to being deposited here and there materially, are really contained in the earth in a fine dissolution. So the ancient wisdom was not wrong when it spoke of silver. That is contained in the earth's sphere. But it was known as a force, as certain types of force. The sphere of silver contains other forces, the sphere of gold contains other forces, and so on. Much more was known about what is spread out as silver in the sphere of the earth; it was known that the power that causes the tides lies in this silver, because a certain vitalizing power of this entire terrestrial body lies in this silver, or is identical with this silver. Otherwise, there would be no tides; this peculiar movement of the sea is originally fueled by the silver content. This has nothing to do with the moon, but the moon has to do with the same force. Therefore, the tides occur in a certain relationship with the lunar movements, because both, lunar movements and tides, depend on the same system of forces. And these forces lie in the silver content of the universe. One can, even without clairvoyant insight, merely go into such things and one will be able to prove with a certainty of proof, which is otherwise not attained in any field of science except at most in mathematics, that there was an ancient science that knew such things, that knew such things well. And connected with this knowledge and skill was what ancient wisdom was, that wisdom which really dominated nature and which must first be won again through spiritual research from the present into the future. We are living in the very age in which an old kind of wisdom has been lost and a new kind of wisdom is only just emerging. What was the consequence of this old wisdom? It had the consequence that I have already indicated. If you really knew the secrets of the universe, you could make your own human being more efficient. Do you think that people could be made more capable through external means! So the possibility existed that a person could acquire abilities simply by taking certain substances in the appropriate quantities, which today we rightly assume that a person can only have as innate abilities, as genius, as talent, and so on. It is not the fantastic dreams of Darwinism that are at the beginning of the development of the Earth, but the possibility of dominating nature and giving man moral and spiritual abilities through the treatment of nature. You will now understand that this treatment of nature must therefore be kept within very definite limits; hence the secrets of the most ancient mysteries. Whoever was to attain such knowledge, which really had something to do with these secrets of nature, which were not merely concepts and ideas and sensations, not merely beliefs, who was to attain such knowledge had first to prove himself to be completely suited to it, to want to achieve nothing, but also nothing at all for himself with this knowledge, but to apply these insights, these skills, which he acquired through this knowledge, solely in the service of the social order. That is why these insights were kept so secret, let us say, in the Egyptian mysteries. The preparation consisted of the fact that the one to whom such knowledge was transmitted gave a guarantee that he would continue to live the life he had led before in exactly the same way, that he would not gain the slightest advantage for himself, but would merely apply the proficiency he now acquired in the treatment of nature in the service of the social order. Under this condition, individuals were allowed to become initiates, who then led that ancient culture, whose wonders can be seen and are not understood because it is not known from what they arose. But humanity could never have become free in this way. Man would have had to be turned into an automaton through the influence of nature, so to speak. An age had to come when man would work through mere inner moral forces. Thus nature is veiled from him, as it were, because he would have profaned it by releasing his instincts in the new age. And his instincts have been most released since the 14th, 15th century. Therefore the old wisdom fades away; there remains only a bookish wisdom that is not understood. For no one today would be deterred if he really understood such things as only the sentence I read to you, no one today would be deterred from using these things for his own benefit. But that would give rise to the worst instincts in human society, worse instincts than those groping advances that are produced in the scientific work of today, where one finds out in the laboratory, without being able to see into things, that this substance affects the other in this way, — where one finds out something without looking into things, well, that is now the content of chemistry. We are thus adrift; and spiritual science will first have to find its way into the secrets of nature again. But at the same time it will have to found a social order that is quite different from today's social order, so that man can recognize what holds nature together at its core without therefore being seduced into the struggle of the wildest instincts. There is meaning and there is wisdom in human development, and that is what I have been trying to prove to you through a series of lectures. What happens in history happens, even if often through destructive forces, but in such a way that there is a meaning to historical development, even if it is often not the meaning that people dream up, and even if people have to suffer a lot as a result of the paths that the meaning of history often takes. Everything that happens in the course of time, it certainly happens so that the pendulum sometimes swings after evil, sometimes after less evil; but through this swinging, certain states of equilibrium are nevertheless achieved. And so it was that at least a few natural forces were known about until the 14th or 15th century, knowledge of which has been lost because people in more recent times would not have the right attitude towards it. You see, it is beautifully described in the symbol that expresses the power of nature in the Egyptian legend of Isis. This image of Isis makes a moving impression on us when we imagine it standing there in stone, but at the same time veiled from top to bottom: the veiled image at Sais. And the inscription reads: I am the past, the present and the future; no mortal has yet lifted my veil. This has led to an extremely clever explanation, although very clever people have taken this clever explanation, it must be said. It is said that Isis thus expresses the symbol of wisdom, which can never be attained by man. Behind this veil is a being that must remain hidden forever, for the veil cannot be lifted. — And yet the inscription is this: I am the past, the present and the future; no mortal has yet lifted my veil. All the clever people who say, “You cannot fathom the essence” are saying, logically, roughly the same thing as someone saying, “My name is Miller; you will never learn my name.” It is exactly the same as what you always hear people say about this picture: “My name is Miller; you will never learn my name.” If you interpret “I am the past, the present and the future; no mortal has yet lifted my veil,” then, of course, this interpretation is complete nonsense. Because it says what Isis is: past, present and future – flowing time! We will talk about these things in more detail tomorrow. It is flowing time. But something quite different from what this so-called ingenious explanation wants is expressed in the words: No mortal has yet lifted my veil. What is meant is that one must approach this wisdom as one would those women who had taken the veil, whose virginity had to remain intact: with reverence, with an attitude that excludes all selfish urges. That is what is meant. She is like a veiled nun, this wisdom of earlier times. The attitude is indicated by speaking of this veil. And so it was important that in the times when ancient wisdom was alive, people approached this wisdom in the appropriate way, or were not allowed at all if they did not approach it in the appropriate way. But in more recent times, man had to be left to his own devices. He could not have the wisdom of ancient times, the forms of wisdom of ancient times. Knowledge of certain natural forces was lost, those natural forces that cannot be recognized without simultaneously experiencing them inwardly, without simultaneously experiencing them inwardly. And in the age in which, as I explained to you eight days ago, materialism reached a certain peak, in the 19th century, at the beginning of the 19th century, a natural force arose that is characterized in its special nature by the fact that everyone today says: We have the natural force, but one cannot understand it; for science it is hidden. You know how the natural force of electricity in particular came into human use; and electrical power is such a force that man cannot experience it internally through his normal powers, it remains external to him. And more than one might think has come into being in the nineteenth century through electricity. It would be easy to show how much, how infinitely much, depends on electrical power in our present culture, and how much more will depend in the future when electrical power is used in the modern way, without going into the inner being. Much more! But it is precisely electricity that has been put in the place of the old, familiar power in the development of human culture, and through which man is to mature in a moral sense. Today, he does not think of any morality when using it. Wisdom is in the continuous historical development of humanity. Man will mature by developing still deeper damage for a while — and damage, as our days show, is sufficiently available — in his lower ego-bearer, in wild egoism; if man still had the old powers, that would be completely out of the question. It is precisely the electrical power as a cultural force that makes this possible; steam power in a certain way too, but it is even less the case there. Now the situation is such that, as I explained to you earlier, the first fifth of our cultural period, which will last into the 4th millennium, is over. Materialism has reached a certain peak. The social forms in which we live, which have led to such sad events in our years, are really such that they will no longer sustain humanity for fifty years without a fundamental change in human souls. For those who have a spiritual understanding of world development, the electrical age is at the same time an invitation to seek a spiritual deepening, a real spiritual deepening. For the spiritual power must be added to that power, which remains unknown on the outside for sensory observation, in the souls, which rests so hidden in the deepest interior, like the electrical forces, which must also first be awakened. Imagine how mysterious the electrical power is; it was only brought out of its secret hiding places by Galvani, Volta. Something similar is true of the hidden forces that lie in human souls and are the subject of spiritual science. The two must come together, like north and south poles. And just as the discovery of electricity as a hidden force in nature was inevitable, so the power that spiritual science seeks as the hidden force in the soul will inevitably be discovered. Although many people today what spiritual science wants, now, as roughly one would have confessed at the time when Galvani was preparing the frogs and noticed from the twitching of the leg that a force was at work in this twitching frog's leg. Did science know then that this frog's leg contained everything there is to be known about electricity, including static electricity? Imagine the time when Galvani was in his simple experimental house, hanging his frog's leg outside the window hook and it began to twitch, and he observed this for the first time! It is not a question of electricity, is it, which is excited, but of contact electricity. When Galvani first realized this, could he assume: With the power with which the frog's leg is attracted, one day trains will be driven over the earth, with that power one day one will be able to send thoughts around the globe? It is not so very long ago that Galvani observed this force in his frog legs. Anyone who had already said at that time what would flow from this knowledge would certainly have been considered a fool. So it also happened that today someone who has to present the first beginnings of a spiritual science is considered a fool. A time will come when that which proceeds from spiritual science will be just as significant for the world, but now the moral, spiritual and soul world, as that which proceeded from the Galvani frog's leg was for the material world, for material culture. This is how progress is made in human development. Only if we pay attention to such things do we also develop the will to go along with what can only be in its beginnings. If the other power, the electrical power, which has been drawn from its hiddenness, is only of importance for the outer material culture and only indirectly for the moral world, then that which comes from spiritual science will have the greatest social significance. For the social orders of the future will be regulated by what spiritual science can give to people, and everything that will be external material culture will also be indirectly stimulated by this spiritual science. Today, at the end, I can only point this out. Tomorrow we will expand the image of Faust, who, as I have already mentioned, is still half in the old and half in the new era, to create a kind of worldview image. |
4. The Philosophy of Spiritual Activity (1949): Thinking as the Instrument of Knowledge
Tr. Hermann Poppelbaum Rudolf Steiner |
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All contents of sensations, all perceptions, feelings, acts of will, dreams and fancies, representations, concepts, Ideas, all illusions and hallucinations, are given to us through observation. |
All other things, all other processes, are there independently of me. Whether they be truth, or illusion, or dream, I know not. There is only one thing of which I am absolutely certain, for I myself am the author of its indubitable existence; and that is my thinking. |
An experienced process may be a complex of percepts, or it may be a dream, an hallucination, etc. In short, I cannot say in what sense it exists. I can never read off the kind of existence from the process itself, for I can discover it only when I consider the process in its relation to other things. |
4. The Philosophy of Spiritual Activity (1949): Thinking as the Instrument of Knowledge
Tr. Hermann Poppelbaum Rudolf Steiner |
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[ 1 ] When I observe how a billiard ball, when struck, communicates its motion to another, I remain entirely without influence on the course of this observed process before me. The direction and velocity of the motion of, the second ball is determined by the direction and velocity of the first. As long as I remain a mere spectator, I cannot tell anything about the motion of the second ball until it has happened. It is quite different when I begin to reflect on the content of my observations. The purpose of my reflection is to form concepts of the occurrence. I connect the concept of an elastic ball with certain other concepts of mechanics, and consider the special circumstances which obtain in the instance in question. I try, in other words, to add to the occurrence which takes place without my assistance a second process which takes place in the conceptual sphere. This latter one is dependent on me. This is shown by the fact that I can rest content with the observation, and renounce all search for concepts if I have no need of them. If, however, this need is present, then I am not content until I have established a certain connection among the concepts, ball, elasticity, motion, impact, velocity, etc., so that they apply to the observed process in a definite way. As surely as the occurrence goes on independently of me, so surely is the conceptual process unable to take place without my activity. [ 2 ] We shall have to consider whether this activity of mine really proceeds from my own independent being, or whether those modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections determine, which happen to be in our consciousness at any given moment. (Cp. Ziehen, Leitfaden der Physiologischen Psychologie, Jena, 1893, p. 171.) For the present we wish merely to establish the fact that we constantly feel obliged to seek for concepts and connections of concepts, which stand in a certain relation to the objects and processes which are given independently of us. Whether this activity is really ours, or whether we are determined to it by an unalterable necessity, is a question which we need not decide at present. What is unquestionable is that the activity appears, in the first instance, to be ours. We know for certain that together with the objects we are not given their concepts. My being the agent in the conceptual process may be an illusion; but there is no doubt that to immediate observation it appears so. Our present question is, What do we gain by supplementing a process with a conceptual counterpart? [ 3 ] There is a far-reaching difference between the ways in which, for me, the parts of a process are related to one another before, and after, the discovery of the corresponding concepts. Mere observation can trace the parts of a given process as they occur, but their connection remains obscure without the help of concepts. I observe the first billiard ball move towards the second in a certain direction and with a certain velocity. What will happen after the impact I cannot tell in advance. I can once more only watch it happen with my eyes. Suppose someone obstructs my view of the field where the process is happening, at the moment when the impact occurs, then, as mere spectator, I remain ignorant of what happens after. The situation is very different, if prior to the obstruction of my view I have discovered the concepts corresponding to the nexus of events. In that case I can say what occurs, even when I am no longer able to observe. There is nothing in a merely observed process or object to show its connection with other processes or objects. This connection becomes obvious only when observation is combined with thinking. [ 4 ] Observation and Thinking are the two points of departure for all the spiritual striving of man, in so far as he is conscious of such striving. The workings of common sense, as well as the most complicated scientific researches, rest on these two fundamental pillars of our Spirit. Philosophers have started from various primary antitheses, Idea and Reality, Subject and Object, Appearance and Thing-in-itself, Ego and Non-Ego, Idea and Will, Concept and Matter, Force and Substance, the Conscious and the Unconscious. It is, however, easy to show that the antithesis of Observation and Thinking must precede all other antitheses, the former being for man the most important. [ 5 ] Whatever principle we choose to lay down, we must either prove that somewhere we have observed it, or we must enunciate it in the form of a clear thought which can be re-thought by any other thinker. Every philosopher who sets out to discuss his fundamental principles must express them in conceptual form and thus use thinking. He therefore indirectly admits that his activity presupposes thinking. We leave open here the question whether thinking or something else is the chief factor in the development of the world. But it is at any rate clear that the philosopher can gain no knowledge of this development without thinking. In the occurrence of phenomena thought may play a secondary part, but it is quite certain that it plays a chief part in the forming of a view about them. [ 6 ] As regards observation, our need of it is due to our organization. Our thought about a horse and the object “horse” are two things which for us emerge separate from each other. The object is accessible to us only by means of observation. As little as we can form a concept of a horse by merely staring at the animal, just as little are we able by mere thinking to produce the corresponding object. [ 7 ] In sequence of time observation even precedes thinking. For we become familiar with thinking itself in the first instance by observation. It was essentially a description of an observation when, at the beginning of this chapter, we gave an account of how thinking is kindled by an objective event and transcends what is merely given without its activity. Whatever enters the circle of our experiences becomes an object of apprehension to us first through observation. All contents of sensations, all perceptions, feelings, acts of will, dreams and fancies, representations, concepts, Ideas, all illusions and hallucinations, are given to us through observation. [ 8 ] But thinking as an object of observation differs essentially from all other objects. The observation of a table, or a tree, occurs in me as soon as those objects appear within the horizon of my field of consciousness. Yet I do not, at the same time, observe my thinking about these things. I observe the table, and I carry out the thinking about the table, but I do not at the same moment observe it. I must first take up a standpoint outside of my own activity, if I want to observe my thinking about the table, as well as the table. Whereas the observation of things and processes, and the thinking about them, are everyday occurrences making up the continuous current of my life, the observation of the thinking itself is a sort of exceptional state. This fact must be taken into account, when we come to determine the relation of thinking to all other objects. We must be quite clear about the fact that, in observing the thinking, we are applying to it a method which is our normal attitude in the study of all other contents of the world, but which in the ordinary course of that study is not usually applied to thinking itself. [ 9 ] Someone might object that what I have said about thinking applies equally to feeling and to all other spiritual activities. Thus it is said that when, e.g., I have a feeling of pleasure, the feeling is kindled by the object, but it is this object I observe, not the feeling of pleasure. This objection, however, is based on an error. Pleasure does not stand at all in the same relation to its object as the concept formed by thinking. I am conscious, in the most positive way, that the concept of a thing is formed through my activity; whereas a feeling of pleasure is produced in me by an object in a way similar to that in which, e.g., a change is caused in an object by a stone which falls on it. For observation, a pleasure is given in exactly the same way as the event which causes it. The same is not true of the concept. I can ask why an event arouses in me a feeling of pleasure. But I certainly cannot ask why an occurrence causes in me a certain number of concepts. The question would be simply meaningless. In thinking about an occurrence, I am not concerned with an effect on me. I learn nothing about myself from knowing the concepts which correspond to the observed change caused in a pane of glass by a stone thrown against it. But I do learn something about my personality when I know the feeling which a certain occurrence arouses in me. When I say of an object which I perceive, “this is a rose,” I say absolutely nothing about myself; but when I say of the same thing that “it causes a feeling of pleasure in me,” I characterize not only the rose, but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of putting thinking and feeling on a level as objects of observation. And the same could easily be shown of other activities of the human spirit. Unlike thinking, they must be classed with any other observed objects or events. The peculiar nature of thinking lies just in this, that it is an activity which is directed solely on the observed object and not on the thinking personality. This is apparent even from the way in which we express our thoughts about an object, as distinct from our feelings or acts of will. When I see an object and recognize it as a table, I do not as a rule say, “I am thinking of a table,” but, “this is a table.” On the other hand, I do say, “I am pleased with the table.” In the former case, I am not at all interested in stating that I have entered into a relation with the table; whereas, in the second case, it is just this relation which matters. In saying, “I am thinking of a table,” I enter already the exceptional state characterized above, in which something is made the object of observation which is always present in our spiritual activity, without being itself normally an observed object. [ 11 ] The peculiar nature of thinking consists just in this, that the thinker forgets his thinking while actually engaged in it. It is not thinking which occupies his attention, but rather the object of the thinking which he observes. [ 12 ] The first observation which we make about thinking is that it is the unobserved element in our ordinary spiritual life. [ 13 ] The reason why we do not notice the thinking which goes on in our ordinary life is no other than this, that it is caused by our own activity. Whatever I do not myself produce appears in my field of consciousness as an object; I contrast it with myself as something the existence of which is independent of me. It comes to meet me. I must accept it as the presupposition of my thinking. As long as I think about the object, I am absorbed in it, my attention is turned on it. To be thus absorbed in the object is just to contemplate it by thinking. I attend, not to my activity, but to its object. In other words, whilst I am thinking, I pay no heed to my thinking which is of my own making, but only to the object of my thinking which is not of my making. [ 14 ] I am, moreover, in exactly the same position when I enter into the exceptional state and reflect on own thinking. I can never observe my present thinking, I can only subsequently take my experiences about the process of my thinking as the object of fresh thinking. If I wanted to watch my present thinking, I should have to split myself into two persons, one to think, the other to observe this thinking. But this is impossible. I can only accomplish it in two separate acts. The thinking to be observed is never that in which I am actually engaged, but a different one. Whether, for this purpose, I make observations of my own former thinking, or follow the thinking-process of another person, or finally, as in the example of the motions of the billiard balls, assume an imaginary thinking-process, is immaterial. [ 15 ] There are two things which are incompatible with one another: productive activity and the contemplation of it. This is recognized even in the First Book of Moses. It represents God as creating the world in the first six days, and only after its completion is any contemplation of the world possible: “And God saw everything that he had made and, behold, it was very good.” The same applies to our thinking. It must be there first, if we would observe it. [ 16 ] The reason why it is impossible to observe the thinking in its actual occurrence at any given moment, is the same as that which makes it possible for us to know it more immediately and more intimately than any other process in the world. Just because it is our own creation do we know the characteristic features of its course, the manner in which the process, in detail, takes place. What in the other spheres of observation we can discover only indirectly, viz., the relevant objective nexus and the relations of the individual objects, that is known to us immediately in the case of thinking. I do not know off-hand why, for perception, thunder follows lightning, but I know immediately, from the content of the two concepts why my thinking connects the concept of thunder with that of lightning. It does not matter for my argument whether my concepts of thunder and lightning are correct. The connection between those concepts which I have is clear to me, and that by means of the very concepts themselves. [ 17 ] This transparent clearness concerning our thinking-processes is quite independent of our knowledge of the physiological basis of thinking. I am speaking here of thinking as it appears to our observation of our own spiritual activity. For this purpose it is quite irrelevant how one material process in my brain causes or influences another, whilst I am carrying on a process of thinking. What I observe in thinking is not what process in my brain connects the concept of thunder with that of lightning, but what impels me to bring these two concepts into a definite relation. Observation shows that, in linking thought with thought, I am guided by nothing but their content, not by the material processes in the brain. This remark would be quite superfluous in a less materialistic age than ours. To-day, however, when there are people who believe that, when we know what matter is, we shall know also how it thinks, it is necessary to affirm the possibility of speaking of thinking without trespassing on the domain of brain physiology. Many people to-day find it difficult to grasp the concept of thinking in its purity. Anyone who challenges the description of thinking which I have given here, by quoting Cabanis' statement that “the brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.,” does not indeed know of what I am talking. He attempts to discover thinking by the same method of mere observation which we apply to the other objects that make up the world. But he cannot find it in this way, because, as I have shown, it eludes just this ordinary observation. Whoever cannot transcend Materialism lacks the ability to lead himself to the exceptional state I have described, in which he becomes conscious of what in all other spiritual activity remains unconscious. It is useless to discuss thinking with one who is not willing to adopt this attitude, just as it would be to discuss colour with a blind man. Let him not imagine, however, that we regard physiological processes as thinking. He fails to explain thinking because he does not see it at all. [ 18 ] For everyone, however, who has the ability to observe thinking, and with goodwill every normal man has this ability, this observation is the most important he can make. For he observes something which he himself produces. He is not confronted by what is, to begin with, a foreign object, but by his own activity. He knows how that which he observes comes to be. He perceives clearly its connections and relations. He has gained a firm point from which he can, with well-founded hopes, seek an explanation of the other phenomena of the world. [ 19 ] The feeling that he had found such a firm foundation, induced the father of modern philosophy, Descartes, to base the whole of human knowledge, on the principle, “I think, therefore I am.” All other things, all other processes, are there independently of me. Whether they be truth, or illusion, or dream, I know not. There is only one thing of which I am absolutely certain, for I myself am the author of its indubitable existence; and that is my thinking. Whatever other origin it may have in addition, whether it come from God or from elsewhere, of one thing I am sure, that it is there in the sense that I myself produce it. Descartes had, to begin with, no justification for reading any other meaning into his principle. All he had a right to assert was that, in apprehending myself as thinking, I apprehend myself, within the world-system, in that activity which is most uniquely my own. What the added words “therefore I am” are intended to mean has been much debated. They can have a meaning on one condition only. The simplest assertion I can make of a thing is, that it is, that it exists. What kind of existence, in detail, it has, can in no case be determined on the spot, as soon as the thing enters within the horizon of my experience. Each object must be studied in its relations to others, before we can determine the sense in which we can speak of its existence. An experienced process may be a complex of percepts, or it may be a dream, an hallucination, etc. In short, I cannot say in what sense it exists. I can never read off the kind of existence from the process itself, for I can discover it only when I consider the process in its relation to other things. But this, again, yields me no knowledge beyond just its relation to other things. My inquiry touches firm ground only when I find an object, the reason of the existence of which I can gather from itself. Such an object I am myself in so far as I think, for I qualify my existence by the determinate and self-contained content of my thinking activity. From here I can go on to ask whether other things exist in the same or in some other sense. [ 20 ] When thinking is made an object of observation, something which usually escapes our attention is added to the other observed contents of the world. But the usual kind of behaviour, such as is employed also for other objects, is in no way altered. We add to the number of objects of observation, but not to the number of methods. When we are observing other things, there enters among the world-processes—among which I now include observation—one process which is overlooked. There is present something different from every other kind of process, something which is not taken into account. But when I observe my own thinking, there is no such neglected element present. For what hovers now in the background is just thinking itself over again. The object of observation is qualitatively identical with the activity directed upon it. This is another characteristic feature of thinking. When we make it an object of observation, we are not compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave a tissue of thoughts round an independently given object, I transcend my observation, and the question then arises: What right have I to do this? Why do I not passively let the object impress itself on me? How is it possible for my thinking to be related to the object? These are questions which everyone must put to himself who reflects on his own thought-processes. But all these questions lapse when we think about thinking itself. We then add nothing to our thinking that is foreign to it, and, therefore, have no need to justify any such addition. [ 22 ] Schelling says: “To know Nature means to create Nature.” If we take these words of this daring philosopher of Nature literally, we shall have to renounce for ever all hope of gaining knowledge of Nature. For Nature after all exists, and if we have to create it over again, we must know the principles according to which it has originated in the first instance. We should have to borrow from Nature as it exists the conditions of existence for the Nature which we are about to create. But this borrowing, which would have to precede the creating, would be a knowing of Nature, and would be this even if after the borrowing no creation at all were attempted. Only a kind of Nature which does not yet exist could be created without prior knowledge. [ 23 ] What is impossible with regard to Nature, namely, creating before knowing, is accomplished with regard to thinking. Were we to refrain from thinking until we had first gained knowledge of it, we should never attain it. We must resolutely think straight ahead, and then afterwards gain knowledge of the thinking we have done by observing it. When we want to observe thinking, we must ourselves first create the object to be observed: the existence of all other objects is provided for us without any activity on our part. [ 24 ] My contention that we must think before we can examine thinking, might easily be countered by the apparently equally valid contention that we cannot wait with digesting until we have first observed the process of digestion. This objection would be similar to that brought by Pascal against Descartes, when he asserted we might also say “I walk, therefore I am.” Certainly I must digest resolutely and not wait until I have studied the physiological process of digestion. But I could only compare this with the analysis of thinking if, after digestion, I set myself not to analyse it by thinking, but to eat and digest it. It is not without reason that, while digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This then is indisputable, that in thinking we have got hold of one bit of the world-process which requires our presence if anything is to happen. And that is the very point that matters. The very reason why things seem so puzzling is just that I play no part in their production. They are simply given to me, whereas in the case of thinking I know how it is done. Hence there can be no more fundamental starting-point than thinking from which to regard all world-happenings. [ 26 ] I should like to mention a widely current error which prevails with regard to thinking. It is often said that thinking, in its original nature, is never given. The thinking-processes which connect our perceptions with one another, and weave about them a network of concepts, are not at all the same as those which our analysis afterwards extracts from the objects of perception, in order to make them the object of study. What we have unconsciously woven into things is, so we are told, something widely different from what subsequent analysis recovers out of them. [ 27 ] Those who hold this view do not see that it is impossible in this way to escape from thinking. I cannot get outside thinking when I want to study it. We should never forget that the distinction between thinking which goes on unconsciously and thinking which is consciously analysed is a purely external one and irrelevant to our discussion. I do not in any way alter a thing by making it an object of thinking. I can well imagine that a being with quite different sense-organs, and with a differently constructed intelligence, would have a very different representation of a horse from mine, but I cannot think that my own thinking becomes different because I observe it. I myself observe what I produce. We are not talking here of how my thinking appears to an intelligence different from mine, but how it appears to me. In any case, the representation which another intelligence forms of my thinking cannot be truer than the one which I form myself. Only if I were not myself the thinking being, but the thinking were transmitted to me as the activity of a quite foreign being, might I then so speak that my picture of thinking appeared indeed in a definite manner; but how the thinking of the being may be itself, that I should not be able to know. [ 28 ] So far, there is not the slightest reason why I should regard my own thinking from any other point of view than my own. I contemplate the rest of the world by means of thinking. How should I make of my thinking an exception? [ 29 ] I think I have given sufficient reasons for making thinking the starting-point for my study of the world. When Archimedes had discovered the lever, he thought he could lift the whole cosmos from its hinges, if only he could find a point of support for his instrument. He needed a point which was self-supporting. In thought we have a principle which is self-subsisting. Let us try, therefore, to understand the world starting from this basis. Thinking can be grasped by itself. The question is whether we can also grasp anything else through it. [ 30 ] I have so far spoken of thinking without taking account of its vehicle, the human consciousness. Most present-day philosophers would object that before there can be thinking, there must be consciousness. Hence we ought to start, not from thinking, but from consciousness. There is no thinking, they say, without consciousness. In reply I would urge that, in order to clear up the relation between thinking and consciousness, I must think about it. Hence I presuppose thinking. One might, it is true, retort that, though a philosopher who wishes to understand consciousness, naturally makes use of thinking, and so far presupposes it; in the ordinary course of life, however, thinking arises within consciousness and, therefore, presupposes that. Were this answer given to the world-creator, when he was about to create thought, it would, without doubt, be to the point. Thinking cannot, of course, come into being before consciousness. The philosopher, however, is not concerned with the creation of the world, but with the understanding of it. Hence he is in search of the starting-point, not for creation, but for the understanding of the world. It seems to me very strange that a philosopher is reproached for troubling himself, above all, about the correctness of his principles, instead of turning straight to the objects which he seeks to understand. The world-creator had above all to know how to find a vehicle for thinking; the philosopher must seek a firm basis for the understanding of what is existent. What does it help us to start with consciousness and make it an object of thinking, if we do not first know how far it is possible at all to gain any insight into things by thinking? [ 31 ] We must first consider thinking quite impartially without relation to a thinking subject or to an object of thought. For subject and object are both concepts formed by thinking. There is no denying that thinking must be understood before anything else can be understood. Whoever denies this, fails to realize that man is not the first link in the chain of creation but the last. Hence, in order to explain the world by means of concepts, we cannot start from the elements of existence which came first in time, but we must begin with that element which is nearest and most intimately connected with us. We cannot, with a leap, transport ourselves to the beginning of the world, in order to begin our analysis there, but we must start from the present moment and see whether we cannot advance from the later to the earlier. As long as Geology fabled fantastic revolutions to account for the present state of the earth, it groped in darkness. It was only when it began to study the processes at present at work on the earth, and from these to argue back to the past, that it gained a firm foundation. As long as Philosophy assumes all sorts of principles, such as atom, motion, matter, will, the unconscious, it will hang in the air. The philosopher can reach his goal only if he adopts that which is last in time as the first in his theory. This absolutely last thing in the world-process is indeed Thinking. [ 32 ] There are people who say it is impossible to ascertain with certainty whether our thinking is right or wrong, and that, so far, our starting-point is a doubtful one. It would be just as intelligent to raise doubts as to whether a tree is in itself right or wrong. Thinking is a fact, and it is meaningless to speak of truth or falsity of a fact. I can, at most, be in doubt as to whether thinking is rightly employed, just as I can doubt whether a certain tree supplies wood adapted to the making of this or that useful object. It is just the purpose of this book to show how far the application of thinking to the world is right or wrong. I can understand anyone doubting whether, by means of thinking, we can gain any knowledge of the world, but it is unintelligible to me how anyone can doubt that thinking in itself is right. Addition to the Revised Edition, 1918 [ 33 ] In the preceding discussion I have pointed out the important difference between thinking and all other soul activities. This difference is a fact which is patent to genuinely unprejudiced observation. Anyone who does not try to apply this unprejudiced observation will be tempted to bring against my argumentation such objections as these: When I think about a rose, there is involved nothing more than a relation of my “I” to the rose, just as when I feel the beauty of the rose. There subsists likewise a relation between “I” and object in thinking as there does, e.g., in feeling or perceiving. Those who urge this objection fail to bear in mind that it is only in the activity of thinking that the “I,” or Ego, knows itself to be identical, right into all the ramifications of the activity, with that which is active. Of no other soul activity can we say the same. For example, in a feeling of pleasure it is easy for a more intimate observation to discriminate between the extent to which the Ego knows itself to be identical with what is active in the feeling, and the extent to which there is something passive in the Ego, so that the pleasure is merely something which happens to the Ego. The same applies to the other soul activities. The main thing is not to confuse the “having of thought images” with the elaboration of thought by thinking. Images may appear in the soul dream-wise, like vague intimations. But this is not thinking. True, someone might now urge: If this is what you mean by “thinking,” then your thinking contains willing, and you have to do, not with mere thinking, but with the will to think as well. However, this would justify us only in saying: Genuine thinking must always be willed thinking. But this is quite irrelevant to the characterization of thinking as this has been given in the preceding discussion. Let it be granted that the nature of thinking necessarily implies its being willed, the point which matters is that nothing is willed which, in being carried out, fails to appear to the Ego as an activity completely its own and under its own supervision. Indeed, we must say that thinking appears to the observer as through and through willed, precisely because of its nature as above defined. If we genuinely try to master all the facts which are relevant to a judgment about the nature of thinking, we cannot fail to observe that this soul activity has the unique character which is here in question. [ 34 ] A personality of whose powers as a thinker the author of this book has a very high opinion, has objected that it is impossible to speak about thinking as we are here doing, because the presumably observed active thinking is nothing but an illusion. In reality, what is observed is only the results of an unconscious activity which lies at the basis of thinking. It is only because, and just because, this unconscious activity escapes observation, that the deceptive appearance of the self-subsistence of the observed thinking arises, just as when an illumination by means of a rapid succession of electric sparks makes us believe that we see a movement. This objection, likewise, rests solely on an inaccurate view of the facts. The objection ignores that it is the Ego itself which, standing inside thinking, observes from within its own activity. The Ego would have to stand outside the thinking in order to suffer the sort of deception which is caused by an illumination with a rapid succession of electric sparks. One might rather say that to indulge in such an analogy is to deceive oneself by force, just as if someone, seeing a moving light, were obstinately to affirm that it is being freshly lit by an unknown hand at every point where it appears. No, whoever is bent on seeing in thinking anything else than an activity produced—and supervised by—the Ego has first to shut his eyes to the plain facts that are there for the looking, in order then to invent a hypothetical activity as the basis of thinking. If he does not blind himself by force, he must recognize that all these “hypothetical additions” to thinking take him away from its real nature. Unprejudiced observation shows that nothing is to be counted as belonging to the nature of thinking except what is found in thinking itself. It is impossible to discover what causes thinking if one leaves the realm of thinking. |
161. Festivals of the Seasons: The Baldor Myth and the Good Friday Mystery II
03 Apr 1915, Dornach Tr. Harry Collison Rudolf Steiner |
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When man has gone through his imaginative Jupiter consciousness, a time will come in which he has again only his earthly consciousness, which will then bear a relationship to the Jupiter consciousness, like our present dream-consciousness to our day-consciousness. When man enters into this Jupiter earthly consciousness, into this repetition of his earthly consciousness, then it will be borne in upon him that he would like to have a kind of inner retrospect, a kind of survey of all that he has attained as Earthman, of all that he has won for himself throughout the whole of his past. |
And because we put this question, because we sum up this result, there will come before the soul in a mighty Jupiter dream vision what we have actually attained. But this Jupiter dream will have as great a reality as all our actual earthly perceptions; it will not come before us as a dream-picture, but it will have all the reality which an earthly human being has who stands before us. |
161. Festivals of the Seasons: The Baldor Myth and the Good Friday Mystery II
03 Apr 1915, Dornach Tr. Harry Collison Rudolf Steiner |
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The gatherings for the festivals give us an occasion for thinking in common of important and significant problems of the soul and of evolution. It is therefore very fitting that we on the occasion of this sorrowful festival put such thoughts before us as would occur to the individual soul either in meditation or otherwise, but which through such festivals can find a common expression. Yesterday I pointed out how the entombment of Christ Jesus on Good Friday and the resurrection on Easter morning every year are symbols for something quite specially important both in human and cosmic evolution. These are the days in which the human soul can actually pass through, or at least can feel after, the deepest of its most essential inner experiences. The symbol for the fact that the Christ-Being, or let us say the earthly embodiment of the Christ-Being, rested for three days in the state of death is connected with the deepest mysteries of humanity. And perhaps especially today the friends here assembled should be reminded of an important mystery connected with this symbol. When we feel in its full significance the symbolic entombment of Jesus Christ, his lying in the grave, his passing through death, when we are thus quickened by the attainments of Spiritual Science, and sink ourselves into the thought of this symbol, then we really experience something in feeling and thinking which is connected with the deepest mysteries of human nature upon Earth. When once our Building1 is completed, my dear friends, we shall have in a particular spot, carved in wood, the victory of the Christ-Being over Ahriman on the one side, and Lucifer on the other.2 The Group will represent the full significance of what has taken place in the passing of the Christ-Being through the Mystery of Golgotha in regard to the earthly relationship between Christ, Ahriman and Lucifer. And now we may say, when we let the entombment work most deeply on us with full understanding, there comes before our souls a feeling for the meaning of Christ’s battle against Ahriman and Lucifer. In order to understand this, we must bring before us something which we already know. Allusion has been frequently made to what is present in a preparatory way in the old religions—the death of the god and the resurrection of the god. It is believed that we should conclude from this that the Christ-Event is only a remodelling of the death and resurrection of Adonis. Such assertions, however, only show that an actual understanding of the Christ-Event has not been gained. For this Adonis event or other similar events wherever they are encountered are of such a kind that in them a view is given of natural existence, of life which is repeated every year, the life which is connected with the events of nature and which really belongs to natural phenomena; just as what we described yesterday as the Balder-Event is also fundamentally bound up with the phenomena of nature, with the observations which man in ancient times could make of nature. All pre-Christian religions were fundamentally religions of this kind. The nature of their worship had a connection with what could be perceived by the clairvoyant soul of old in the events of nature and their course. And the Eastern religions have not yet fundamentally got beyond this standpoint. Christianity has really passed beyond it, for Christianity is in the most eminent sense what can be called an historical religion, i.e., a religion in which the chief point is what must be understood from the whole course of human history and human evolution in the Earth-existence. That the Earth-evolution goes through an ascending and then a descending path—we can from another point of view say men go through a descent and an ascent—and that in the midst, as has often been described, stands the Christ-Event, the Mystery of Golgotha, and that through this event history obtains its real purpose—that is the nature and the true meaning of Christianity. We must now answer the question: What is this course of history, generally speaking, which in the deeds of men, extends like a continuation of nature over the Earth? What is history really? That which happens, which is enacted through the progress of human deeds, human feelings, human thoughts—what is it really? We understand its real existence correctly when, with our soul’s vision intensified through Spiritual Science, we bring before us Christ Jesus resting in the grave on Good Friday. There the real nature of history comes before our souls. For then we become aware, my dear friends, if only we have increased our soul’s vision through Spiritual Science, that what here on the Earth is history, will at one time be nature, on the cosmic body which will unfold itself as a new embodiment of the Earth. The history of the Earth is the preparation for nature on Jupiter. That which is the course of history presents itself in earthly existence like a prophetic announcement of what upon Jupiter will be natural phenomena. How is that? Here upon the Earth human life in a physical embodiment passes in such a way that we are planted by birth within this physical earthly existence, that we then go through an ascending development of our physical existence up to the thirties and after that a descending development. In the beginning of this physical earthly existence stands our physical birth, and at the end, what we call physical death. The middle of human existence, about the middle of the thirties, earthly man passes by, unnoticed in his physical embodiment, and if he does not specially take part in the important inner events of his soul existence, no trace is left, at least with the self-knowledge which is present in most cases. That will be quite different when earthly humanity goes through the Jupiter existence. I shall not speak today of how the Jupiter man will enter his physical existence in a way totally different from the physical birth on Earth. I may speak of this at some other time. Man will also pass out of the Jupiter existence quite differently from physical death. But that which corresponds to the middle of life, that which for our earthly existence would fall in the middle of the thirties, that will be important and full of significance for man’s Jupiter existence. I might say that birth and death, at the beginning and end of earthly life, if they could be intermingled, would together produce something corresponding to what will occur in the middle of the Jupiter existence to humanity as it is then developed in the Jupiter world. In the middle of his Jupiter existence, man will have to go through something which you would succeed in obtaining if you could mix together earthly birth and earthly death. But they must be brought together not automatically, but in somewhat the same way as a chemical combination. When oxygen and hydrogen are mixed together, there arises something quite different from either oxygen or hydrogen. So there will be in the middle of the Jupiter existence what is actually a kind of combination of earthly death and earthly birth, but quite different from what might be made idealistically. You see life moves on from stage to stage so that we must imagine, if we wish to go into the Jupiter existence, that an event full of significance occurs to man in the middle of the Jupiter life, an event of the kind I have just characterised. The whole consciousness of man on Jupiter will be, as you know, quite different from earthly consciousness. You need only, in order to make yourselves acquainted with the different stages of human consciousness, read what has been said in the Lucifer Gnosis concerning the different stages of the development of human consciousness from Saturn to Vulcan; and you will then be able to recall that upon Jupiter a kind of higher conscious picture-sight appears, an imaginative consciousness; an imaginative consciousness representing a higher stage than the earthly consciousness. We shall attain to a consciousness the course of which will not be like earthly consciousness, but which will receive impressions from outside in quite a different way from our earthly consciousness. This consciousness will sketch from these impressions, with inner free will, pictures like imaginations somewhat in the same way as an Earth-man perceives something and then sketches it, and then makes a finished picture. So will it be in the Jupiter consciousness, only that Jupiter perception is a different thing from earthly perception; then man will himself seek picture-representations as they arise in earthly existence; then he will, as it were, form something like paintings of that which flows into him as the content of the imaginative consciousness. To attain this imaginative consciousness man will enter the Jupiter existence; and this imaginative consciousness will go through a development just as the earthly consciousness does during childhood. Then the middle of the Jupiter life will come, and in the middle of this Jupiter existence, during a period that can really be symbolised for us by three earthly days, an event of great importance for the Jupiter man will take place. There will come about in the middle of the Jupiter consciousness a short repetition—for it will only last for days—of the earthly consciousness. A feature of the Jupiter life is that the earthly consciousness will be there renewed for a short time, that man will feel himself as an earthly man in the middle of his Jupiter life. When man has gone through his imaginative Jupiter consciousness, a time will come in which he has again only his earthly consciousness, which will then bear a relationship to the Jupiter consciousness, like our present dream-consciousness to our day-consciousness. When man enters into this Jupiter earthly consciousness, into this repetition of his earthly consciousness, then it will be borne in upon him that he would like to have a kind of inner retrospect, a kind of survey of all that he has attained as Earthman, of all that he has won for himself throughout the whole of his past. We shall, as mentioned, only have an earthly consciousness for a short time during our Jupiter life, but during this earthly consciousness we shall feel the need of having an intense retrospective consciousness of our whole human past. The renewal of earthly consciousness will take place for this purpose. And when we look back we shall feel that we must put to ourselves the question: What have you then attained during your whole past? What have you reached through having become an earthly man? This question we must ask ourselves. Just as we eat and sleep upon earth, so shall we be obliged during this renewal of earthly consciousness to ask ourselves: What have you attained from the fact that you became man? We must sum up the result of our whole earthly existence. And because we put this question, because we sum up this result, there will come before the soul in a mighty Jupiter dream vision what we have actually attained. But this Jupiter dream will have as great a reality as all our actual earthly perceptions; it will not come before us as a dream-picture, but it will have all the reality which an earthly human being has who stands before us. And this Being who will then meet us, as the answer to the question which we have had to ask ourselves—do you know who this Being will be? It will be Lucifer, and Lucifer will say: ‘Recognise now that you belong to me through all that you have become in your past.’ And we shall know as surely as when an earthly human being recognises another when he meets him in physical perception—we shall know that it is Lucifer, and that we have worked for him through all that we have wished to become as men. And then we shall recognise the whole meaning and power of Christ, then we shall recognise that we are not capable ourselves of forming any other decision than that of following Lucifer. Only from the fact that the Christ Being appears in the history of the Earth in memory, only in this way shall we know that this Christ Being has entered earthly evolution. We shall know that this Christ Being had gifts for us, which are now coming to realisation during the Jupiter existence. These gifts transform us into real Jupiter beings, and only through them shall we be capable of taking not the path of Lucifer, but the path of the genuinely developing Cosmos. For what will Lucifer want from us? He will say to us: ‘The condition which you are now going through—this repetition of earthly consciousness—has a great significance for you.’ Upon Jupiter it is different from what it is on the Earth. On the Earth, after we have reached the middle of the thirties, in the second half of our life, we act in much the same way in regard to many things as we did earlier. We eat and drink in order to maintain our physical life after the thirty-fifth year just as we did before it. On Jupiter that will be quite different. Upon Jupiter we shall not indeed need to eat and drink in the same way as we have to do in a body on the Earth, but with the Jupiter body belonging to us, we shall be connected in a similar way with the activities of the Jupiter physical world, as we are through eating and drinking with the activities of earthly physical existence. We shall on Jupiter, from the moment of life which we shall have reached, when the earthly consciousness has been renewed, no longer be able to stand in the same relation to our Jupiter surroundings as before. We shall no longer fit into our surroundings. I can make the following comparison: It will be as if upon earth we should in our thirty-fifth year reach such a condition of our stomach, of our organs, that we could no longer breathe the earthly air, that we could no longer bear earthly nourishment. Imagine how it would be if we, in our thirty-fifth year, had to go through such a development of our bodies that though our inner souls would still be perfectly capable of spending years upon Earth, our bodies would be incapable of enduring anything at all which grew upon the Earth. It will be like this on Jupiter, my dear friends—naturally the conditions are different, but it will be similar; we shall no longer be able to be in direct physical touch with Jupiter in the second half of our life there. That will then be emphatically a law of nature on Jupiter. But through the power of this natural law, Lucifer will be able to lead our souls, which will then be still perfectly capable of life, but which will not be able to maintain their bodies for the Jupiter existence—Lucifer will be able to lead our souls with him, unless the Christ can show us that He has amassed treasures in us, in the first half of our life on Jupiter, treasures which now maintain us through the second half of our Jupiter-existence. Upon Jupiter the Christ will not manifest outwardly merely this ethical character which He manifests during earthly existence, but He will be the inner nourisher for the second half of man’s life on Jupiter, and the nourishment will be at the same time of moral significance. He will be able to set us free from Lucifer because He has amassed treasures of nourishment in the first half of life in the Jupiter existence; in this way alone can He set us free from Lucifer. If that did not happen, if Christ could not set us free from Lucifer upon Jupiter, Lucifer would take our souls with him. Our bodies, which would then have no possibility of entering into relation with the Jupiter physical world, would fall away from us, and Lucifer would point out to us: ‘See, I take your soul, but your body falls away from you into the treasure-house of Ahriman. Ahriman will now have that, it will live further with him.’ Everything will depend upon how our souls in this retrospect, when the earthly consciousness is re-established, can remember the way in which they filled themselves with the Mystery of Golgotha, with the understanding that the Christ Being has entered into human evolution, into the historical evolution of earthly existence. For consider the frightful condition of the Jupiter human soul, which of necessity must hold this retrospect and must say to itself: ‘I have during my time on Earth denied the Christ. I have not wanted to know anything of Christ. I have refused to instruct myself at the right time concerning that Being Who as the Christ, entered into earthly evolution through the Mystery of Golgotha. I can remember nothing that happened on Earth through the Christ.’ If souls can exist in whom all remembrance of the Christ shall be blotted out during the Jupiter existence, because during the earthly life they had never permitted themselves to be penetrated with understanding for the Christ Event, then the dreadful Day of Judgment would come for these souls, that Christ docs not take them with Him in the Jupiter existence in order to nourish and to foster them in the second half of life on Jupiter, but that He points them away with the one hand to where Ahriman takes the remains of the Jupiter physical matter, and with the other hand He points to where Lucifer leads the souls on his path. And if we, with the understanding which Spiritual Science can give us of the Mystery of Golgotha, approach the symbol of Jesus lying in the tomb, if we do not see in it simply an external symbol, but if we unite with this symbol all that we can know concerning the Mystery of Golgotha, and if we have already gained some capacity for seeing that of which Spiritual Science speaks, then there will come before the soul what I have now related to you as a vision of humanity’s future on Jupiter. In the old places of Initiation the disciples had to seek under the leadership of their Initiates what we have called in the old Mysteries ‘The vision of the Sun at midnight.’ We see the Sun by day physically. The Initiates saw the Sun at midnight through the Earth, though for physical sight the Earth is not transparent. And when they thus saw the Sun at midnight through the Earth, they did not see its physical existence, but instead they saw inscribed on the Sun the Mystery of the Christ, the Sun Spirit. The disciples of the old Initiates saw the Mystery of the Christ, the Sun Spirit, in advance. Theirs was a higher natural sight, a becoming clairvoyant within nature. What the Easter Symbol can represent for us is a becoming clairvoyant within the historical life of earthly humanity, a becoming clairvoyant in this way, that we see how from the fact that we have become free Earth-men, we have actually concluded the agreement with Lucifer and Ahriman, and that the Christ alone can free us from this agreement. What seeing the Sun at midnight meant for the disciples of the old Initiation can for Christians become reverence and adoration in regard to the Good Friday and Holy Saturday Mystery. We have, my dear friends, every reason to concentrate in these days upon the inner tragedy, the justifiable sadness of the deepest inner being of human nature. We could never have become free beings, if we had not entered into such a relationship with Lucifer and Ahriman, as that which is implied in our description of today, if we had not become capable of going the Lucifer way and the Ahriman way. Man can indeed in these days call up before his consciousness the tragic element from the depths of his nature, whilst he says: ‘My freedom would never have come about without the possibility of following Lucifer and Ahriman.’ And this consciousness can rise in him, when he looks at the symbol of the Christ lying in the tomb, Who through that which He accomplished with His deed cancels what had to take place for the sake of human freedom. The fact that man has not only reason for rejoicing, but also for mourning over his nature, ought to echo through his soul in the days devoted to the solemn remembrance of the entombment. There remain many days of the year on which man can think more of what he has become from the fact that the Earth evolution has not been forsaken, that the Christ, as the Risen Christ, has come to Earth. But that which made this Mystery of Golgotha necessary, that which can live as cosmic mourning in the human soul, all this must discharge itself in these days. And when we have gained a feeling for that which is bound up with the human soul from its history, then in these days we cannot but be sad concerning human evolution—we should rather say, these are days in which we ought to be sad concerning this human development. And if the feeling is living, then the black garments are justified, which we choose for these days; while red can be the colour that can meet our eyes again, when the days of mourning are over, mourning concerning that which as a deep tragedy is connected with human nature. It would have been altogether unbecoming from the standpoint of Christian art, if yesterday and today red had been predominant. These things too we must learn, but when we have learnt them, we shall feel how outer forms have their deep significance, and are essentially connected with what we can call the union of the human soul with the events of the Cosmos. Is this not expressed, in the fixing of the time of this Easter Festival itself? The time of the Easter Festival is fixed in a cosmic way; the first Sunday after the full moon which follows the beginning of spring, the 21st of March. There above in heaven shall the sign be, according to which the Easter Festival is fixed. A barbaric science has demanded in recent years that Easter should fall every year on the same day. If that is realised, we shall best see how far people wish to depart from a really spiritual life, which cannot be developed without man’s being aware how his soul lives not merely in what is in circulation upon Earth in the receipt and expenditure of money. For in all matters in which this receipt and expenditure of money is the outer symbol, doubtless the fixing of Easter Day would be a convenient thing. But for that which flows into the human soul out of the life of the cosmos, it would be deadening if that barbaric science should triumph, which would fix Easter Sunday and Easter Monday always on the same day of the year, and we should no longer look to the cosmos in order to fix these days. In such details, we see how humanity is sailing into Ahrimanic materialism. We must have men who through their knowledge of Spiritual Science will for the future have absolute certainty in such matters. You know, assuredly either from the original which is already much spoiled, or from reproductions and engravings, Michelangelo’s powerful work in the Sistine Chapel in Rome—the ‘Last Judgment.’ When you look at the composition of this work representing the judgment of the world, what must you say—now when you have drawn nearer to Spiritual Science—what is really the picture of the judgment of the world? As I said before, if he who is endowed with the insight Spiritual Science can give, takes his stand before the symbol of the Christ lying in the tomb during Good Friday and Holy Saturday, he will, when he has brought it before his mind’s eye, have before his soul the vision of the Jupiter human beings and the Jupiter existence already described. If he has not brought this vision to sight, nevertheless the thought, which is as legitimate at a certain stage as the sight, will be possible to him. And imagine, that an artist endowed with all the art of modern painting should be influenced by the symbol of the Mystery of Golgotha, and that he wanted to answer the question pictorially: What appears to me when I turn my eyes away from the symbol of Christ Jesus lying in the tomb? By what I have won through it, let me deepen my gaze into the inner soul, and see what appears to me. The Christ appears to me in his Jupiter splendour, in his future glory, chaining Ahriman by the fetters of Light in the nether world, so that he cannot reach man, and vanquishing Lucifer so that he cannot lead the human soul along his path. Thus it appears when adapted to what the human soul can mako its own through Spiritual Science. All that can now appear to the human soul in this way, clothed itself for ourselves in earlier incarnations, in the picture of the ‘Last Judgment,’ as Michelangelo painted it upon the wall of the Sistine Chapel. That is only a prophetic glimpse; the correct vision is the one I have just described to you. People who have been taught only through Christian feeling, but not yet through Spiritual Science, have seen what can be discerned in the Good Friday Mystery in the form in which Michelangelo painted in the ‘Last Judgment.’ We, however, live in a time of transition, and the most advanced souls can themselves be the most conscious, even if they have not yet taken up Spiritual Science, of how man in the present time lives in a time of transition, in which we must say: The children of men have lost the understanding for the way in which people saw the ‘Last Judgment,’ as a result of the Good Friday Mystery. But a new understanding must arise, an understanding which will be won through Spiritual Science, as we have described it today, an understanding with which we too are celebrating here at this time the Festival of the Entombment of the Christ Jesus. I have often spoken in this place of much that Hermann Grimm has so beautifully described. He has in his life of Michelangelo spoken at length concerning the ‘Last Judgment.’ Grimm was unlike the average learned man who describes everything objectively (I emphasise this), for after having made researches into a subject, he entered with the soul, with perception and feeling, fully into the results. Because of this, when he had completed his beautiful treatment of the‘Last Judgment’ in his Life of Michelangelo, he adds the following. ‘It is difficult,’ he says, ‘if not impossible to speak about such matters...’ He meant about what the ‘Last Judgment’ signifies for the human soul. In the time of Michelangelo it was not yet difficult to speak about this, above all not in painting, for Michelangelo has spoken of it in his fresco. And those who at that time were initiated into the mysteries of religion have been able to speak of these things. It has only become difficult through the further evolution of time. Hermann Grimm says: ‘It is difficult, if not impossible to speak about such matters. Our feeling of them lives in a depth which it is not possible to illumine with clear light. We do not yet venture to hold entirely as shadows the pictures which are handed down to us as sacred legacies...’ He says: ‘We do not yet venture in our time to say that what a Michelangelo thought of as really in connection with the life of the human soul and has depicted upon a canvas,—we do not yet dare to say of this, that it is a mere fantasy.’ Deeper spirits like Hermann Grimm do not yet dare. Others who are built more after the type of Ludwig Feuerbach or David Friedrich Strauss may dare to say: ‘That is fantastical,’ or, if they want to express it in a more beautiful modern way, they say: ‘That is a fantasy,’ but they mean that it is fantastical, when they speak of Michelangelo’s works. But other deeper spirits do not yet venture to say this. Hermann Grimm continues: ‘Assuredly we do not yet dare to hold entirely as shadows the pictures which have been handed down to us as sacred legacies. But as I think of the course of spiritual development I feel that these representations must become ever fainter and fainter, and something different must appear in their place which has value as a symbol of the Eternal.’ Hermann Grimm sees that something new must appear, but he seeks in vain in modern civilisation for what is within his reach for this new illumination. And I may say his words have a tragic note: He says: ‘Without symbols, be they visible pictures or thoughts, we cannot rest, however clear it is to us that everything symbolical is only an image, and meaningless indeed for him who contributes nothing to it from his own soul.Thus, as the ‘Last Judgment’ confronts us on the wall of the Sistine chapel, it is no longer an image for us, but a memorial of a fanciful soul-life of a past age, of a strange people, whose thoughts are no longer ours.’ That is a confession in sincerity from the human soul itself, which this spirit had to make, who cannot remain satisfied with saying that we can go on living into all the future, even when we have lost what once came before the soul when it felt the Good Friday Mystery. These are the worlds of a spirit who perceives the old is past, who has insight into the present and who looks around as it were, in vain for something which can take the place of the old. Such a spirit passed through the gate of death, with the following thought: ‘Where, O where, thou soul, thou human soul, who once didst steep thyself in the vision of the Crucified One lying in the tomb, who once didst plunge deeply into thy most holy secrets in the cosmos—where, thou human soul, dost thou find new thoughts and feelings concerning this Mystery? Where dost thou find something which fills thee again when thou dost gaze upon the Crucified One lying in the grave, when thou dost gaze upon the Good Friday Mystery? Where, thou human soul, dost thou find this?’—with these thoughts such a spirit sped through the gate of death. Now you will comprehend why I said here in this place a few days ago: There are souls who have passed through the gate of death, and who have received a new feeling for what man actually is, when our friend Christian Morgenstern joined their band, and, permeated by the consciousness of the new conception of Christ, bore up the new thoughts concerning the Christevolution and its connection with mankind’s evolution, into the spiritual worlds. The souls who longed after these new thoughts, because they had only been able to carry through their own gate of death thoughts which were meaningless, or picture thoughts of a former age grown pale, these souls found in our friend the comrade who enlightens them. Thus is it after death, even if superficial people can believe that man, when he passes through the gate of death, at once commands a view of all mysteries. He does not do so, for as through the embryonic life man is made ready for life outside the mother’s body, so must man be made ready here in his earthly body for the life between death and a new birth. And for the souls who passed through the gate of death without having received thoughts concerning the Mystery of Golgotha, Christian Morgenstern is a revealer who had come to the spiritual world illumined by what the new Christ announcements can mean for the soul. Let us in all veneration fill ourselves with such thoughts in these days. Let us take them up in their concreteness, as they enter into our souls in connection with our own Society. And let us seek to understand them in these days which bring closer to our souls the Festivals of Good Friday and Holy Saturday so full of mystery. May they give us the power to understand such things ever more deeply. Let us use what this holy, this tragically holy day may be for us, in order to let the feelings called forth by such an occasion, influence us in the right way, illumining the deepest abyss of all our human existence, as it develops on the earth, and also on those heavenly bodies which will be the re-embodiments of our Earth. Let us seek to allow the Easter image to be in a deep, in a very deep sense indeed, an image, a picture of what is bound up from all eternity with the nature of the human soul and therefore with our own self-knowledge.
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177. The Fall of the Spirits of Darkness: The Fallen Spirits' Influence in the World
27 Oct 1917, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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People often find it embarrassing to admit to others their knowledge of spiritual influences, but many things they do, or initiate, are done because something appeared to them in a dream which was a genuine spiritual influence. Ask poets why they have become poets. Speaking of the time when they first began to be poets they will tell you that they had spiritual experiences which came as in a dream, and this gave them the impulse to be creative. Ask people who have started journals why they did so—I am giving you facts—and they will speak of what they call dreams, though this was actually the transmission of impulses from the spiritual to the physical world. And there is much more of this, also in other areas, but people will not admit to it, for they think if they tell someone: ‘I've done something or other because some spirit or other appeared to me in a dream,’ the other person will call them idiots. This, of course, is not a nice thing to hear. It is the reason why we know so little about what really goes on among people today. |
177. The Fall of the Spirits of Darkness: The Fallen Spirits' Influence in the World
27 Oct 1917, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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We are going to continue on the same theme, as this will provide a background for the evaluation of the significant events which now present themselves to the human mind, events in which humanity is now caught up and which are more significant than is often realized today. I have sought to show that momentous occurrences in the spiritual world form the background to these events. I have also spoken of the profoundly significant battle which took place in the spiritual regions of the world between the early 1840s and the autumn of 1879. This was one of the battles which occur repeatedly in world and human evolution and are customarily represented by the image of Michael or St George fighting the dragon. Michael won one such victory over the dragon on behalf of the spiritual worlds in 1879. At that time the spirits of darkness who worked against the Michaelic impulses were cast down from the spiritual realm into the human realms. As I said, from that time onwards they have been active in the feeling, will and mind impulses of human beings. Present-day events can therefore only be understood if one turns the inner eye to the spiritual powers which are now moving among us. Inevitably the question must arise as to the actual nature of the battle which raged in the spiritual regions between the 1840s and the 1870s, and of the activity of the spirits of darkness since November 1879. The story of what was behind this significant battle, or we might say behind the scenes of world history, can only unfold slowly and gradually. Today we shall first of all consider some ways in which a reflection of the battle was cast on human regions. I have often drawn attention to the great turning-point in the evolution of modern cultural spheres which came in the early 1840s. This was the turning-point which brought the full impulse for the development of materialism. Materialism could only develop in consequence of major occurrences in the spiritual world which then continued in a downward direction and gradually caused materialistic impulses to be instilled into humanity. If we consider how events in spiritual regions were reflected here on earth, two things are particularly evident. The first is that the purely physical intellect and a culture based on this showed a tremendous upsurge in the 1840s, 50s, 60s and 70s, much more so than people imagine today—future observers will see this more clearly. It is reasonable to say that anyone who studies the evolution of humanity and has an eye for more subtle elements in human life will note that there has never been such an upsurge in subtlety of conception, acumen and critical faculties for the adherents of materialism as during those decades. All the thinking I have characterized, thinking that leads to technical inventions, to criticism and to brilliant definitions, is physical thinking and is bound to the brain. A materialist who wanted to describe human evolution would have reason to say: ‘Humanity has never been as clever as during those decades.’ It really was clever. If you study the literature—here I mean not only fine literature—you will find that at no other time were ideas so well defined and critical thinking so well developed as in those years, and this was in all kinds of areas. We see a mirror-reflection develop in human souls of the aims certain spirits of darkness were seeking to achieve in the 40s, 50s, 60s and 70s of the last century, always hoping for victory. They sought to get possession of an ancient inheritance of humanity. This was something we referred to yesterday: Through millennia, the progressive spirits of light guided humanity by means of blood bonds. They brought people together in families, tribes, nations and races, uniting those who belonged together on the basis of truly ancient human and world karma. With their feeling for those blood bonds people then also had a feeling for missions which went a very long way back in the world, missions designed to make the blood bonds—which, of course, came from the earth—part of the general human karma. If one turns one's attention to the spiritual world during the 1820s and 1830s, when the souls which were later to enter into human bodies were still in that world, one finds that the souls which were about to descend had certain impulses which, among other things, were due to the fact that for millennia they had been bound to particular families, tribes, nations and races each time they were on earth. From the 1840s onwards these souls were meant to make the decision to enter into particular bodies. For the spirits of light who sent their impulses into human souls were, of course, guiding human evolution according to the old blood bonds. And so the human souls in the spiritual worlds had certain impulses to follow the ancient human karma on entering into bodies which were to be the population in the second half of the nineteenth and the early twentieth centuries. The spirits of light were using the old measures of controlling and guiding those souls. The spirits of darkness wanted to gain control over this. They wanted to drive the impulses of the spirits of light from those human souls and bring in their own impulses. If the spirits of darkness had won the battle in 1879, the relationship between human bodies and souls would have been utterly different from what it actually has become in people born after 1879. Different souls would have been in different bodies, and the plan according to which human affairs on earth were ordered would have been according to the ideal of the spirits of darkness. But it is not. Thanks to the victory that Michael won over the dragon in the autumn of 1879, this could not happen. During the 1840s, 50s, 60s and 70s, the battle was reflected on earth in the particular acumen, critical faculty and so on, which I have described. As I have said before, mere speculation does not get us anywhere; it needs genuine spiritual observation. Speculation could never show that the very qualities of the physical intellect which I have mentioned are a reflection here on earth of the battle over reproduction, over the way in which generation follows generation. These things have to be observed. Anyone who thinks that the right connections between the physical and the spiritual worlds can be found by using the physical intellect is very much in error. This approach will normally give the wrong result, because the rules of logic used are those of the physical sciences. These apply only to the physical world, however; they do not apply to the relationship between the physical and the spiritual worlds. This, then, was one way in which the battle for the blood was reflected. The other way—this again is something I have mentioned before—was the emergence of spiritualism in the 1840s and later. Certain groups, and they were far from small, sought to explore the connections with the spiritual world by using mediums, that is essentially by physical means. If this had succeeded, if the spirits of darkness had been strong enough to gain the victory over Michael's adherents in 1879, spiritualism would have spread enormously. For spiritualism gets its impulses not only from the earth, but is also governed by influences coming from the other world. It is important to be very clear that this is not a matter of choice; it is not possible to be easygoing and say: ‘Either we accept such things or we refuse to accept them.’ It certainly is not like this. The things that happened in spiritualistic circles partly represented a significant intrusion of the spiritual world; they certainly arose from impulses which came from the spiritual world and were often closely bound up with human destinies. They were nevertheless a mirror-reflection of the battle which had been lost in the spiritual region. This is also why spiritualism lost momentum and became so strangely corrupted after that point in time. It would have been the means by which people's attention would have been drawn to the spiritual world, and it would have been the only means if the spirits of darkness had gained the victory in 1879. If they had won, we would live in a world of indescribable acumen which would apply to all kinds of different spheres in life. Speculations on the Stock Exchange, which are sometimes quite dimwitted nowadays, would have been made with incredible acumen. This is one aspect. On the other hand, people far and wide would have sought to satisfy their spiritual needs by using mediums. So there you have what the spirits of darkness intended: physical acumen on the one hand, and a way of seeking connection with the spiritual world based on reduced consciousness on the other. Above all else, the spirits of darkness wanted to prevent spiritual experiences, living experience of the spirit, from coming down into human souls; this was bound to come about gradually after their fall in 1879. The kind of spiritual experience which is utilized in the spiritual science of anthroposophy would have been impossible if the spirits of darkness had been victorious, for they would then have kept this life and activity in the spiritual regions. It is only because of their fall that instead of merely critical, physical intelligence and the mediumistic approach, it has been and will increasingly be possible to gain direct experiences in the spiritual world. It is not for nothing that I recently told you how the present age is dependent on spiritual influences to a far greater extent than people believe. Our age may be materialistic and want to become even more materialistic, but the spiritual worlds reveal themselves to human beings in many more places than one would think. Spiritual influences can be felt everywhere, though at the present time they are not always good ones. People often find it embarrassing to admit to others their knowledge of spiritual influences, but many things they do, or initiate, are done because something appeared to them in a dream which was a genuine spiritual influence. Ask poets why they have become poets. Speaking of the time when they first began to be poets they will tell you that they had spiritual experiences which came as in a dream, and this gave them the impulse to be creative. Ask people who have started journals why they did so—I am giving you facts—and they will speak of what they call dreams, though this was actually the transmission of impulses from the spiritual to the physical world. And there is much more of this, also in other areas, but people will not admit to it, for they think if they tell someone: ‘I've done something or other because some spirit or other appeared to me in a dream,’ the other person will call them idiots. This, of course, is not a nice thing to hear. It is the reason why we know so little about what really goes on among people today. The things which now happen sporadically in one place or another are merely the vanguard of what will happen more and more: spirituality will come to human beings because Michael won his victory in 1879. The fact that we have a science of the spirit is also entirely due to this. Otherwise the truths concerned would have remained in the spiritual worlds; they could not have come to dwell in human brains and would not exist for the physical world. You have been given images which may serve to demonstrate the intentions of the spirits of darkness in the 1840s, 50s, 60s and 70s when they fought the followers of Michael. These spirits have been down here among human beings from the autumn of 1879. They have failed to achieve their aims: spiritualism will not become the general human persuasion; people will not grow so clever from the materialistic point of view that they fall over themselves with their cleverness. The spiritual truths will take root among human beings. On the other hand, the spirits of darkness are now among us. We have to be on guard so that we may realize what is happening when we encounter them and gain a real idea of where they are to be found. The most dangerous thing you can do in the immediate future will be to give yourself up unconsciously to the influences which are definitely present. For it makes no difference to their reality whether they are recognized or unrecognized. It will be the main concern of these spirits of darkness to bring confusion into the rightful elements which are now spreading on earth, and need to spread in such a way that the spirits of light can continue to be active in them. They will seek to push these in the wrong direction. I have already spoken of one such wrong direction, which is about as paradoxical as is possible.1 I have pointed out that while human bodies will develop in such a way that certain spiritualities can find room in them, the materialistic bent, which will spread more and more under the guidance of the spirits of darkness, will work against this and combat it by physical means. I have told you that the spirits of darkness are going to inspire their human hosts, in whom they will be dwelling, to find a vaccine that will drive all inclination towards spirituality out of people's souls when they are still very young, and this will happen in a roundabout way through the living body. Today, bodies are vaccinated against one thing and another; in future, children will be vaccinated with a substance which it will certainly be possible to produce, and this will make them immune, so that they do not develop foolish inclinations connected with spiritual life—‘foolish’ here, of course, in the eyes of materialists. A beginning has already been made, though only in the literary field where it is less harmful. As I have mentioned,2 learned medical experts have published books on the abnormalities of certain men of genius. As you know, attempts have been made to understand the genius of Conrad Ferdinand Meyer, Viktor Scheffel, Nietzsche, Schopenhauer and Goethe, by showing them to suffer from certain abnormalities. And the most astounding thing in this field is that people have also sought to understand Jesus Christ and the Gospels from this point of view. Two publications are now in existence in which the origins of Christianity are said to be due to the fact that at the beginning of our era there lived an individual who was mentally and psychologically abnormal; this individual went about in Palestine as Jesus Christ and infected people with Christianity. These, as I said, are the beginnings in the field of literature. The whole trend goes in a direction where a way will finally be found to vaccinate bodies so that these bodies will not allow the inclination towards spiritual ideas to develop and all their lives people will believe only in the physical world they perceive with the senses. Out of impulses which the medical profession gained from presumption—oh, I beg your pardon, from the consumption they themselves suffered—people are now vaccinated against consumption, and in the same way they will be vaccinated against any inclination towards spirituality. This is merely to give you a particularly striking example of many things which will come in the near and more distant future in this field—the aim being to bring confusion into the impulses which want to stream down to earth after the victory of the spirits of light. The first step must be to throw people's views into confusion, turning their concepts and ideas inside out. This is a serious thing and must be watched with care, for it is part of some highly important elements which will be the background to events now in preparation. I am choosing my words with great care. I am saying ‘in preparation’ because I am fully aware that to say ‘in preparation’, after the events which have taken place in the last three years, is something significant. Anyone who is able to see more deeply into these matters knows them to be preparations. Only superficial people can believe that this war, which is not a war of the old kind, will tomorrow or the day after be followed by a peace of the old kind. You have to be very superficial to believe this. Many will believe it, of course, if outer events appear to be in accord with the notions some people have; they will fail to realize what actually lies dormant beneath the surface. It is interesting to consider the decades from the 1840s onwards, both in general and in detail. We have had a general characterization of them in these last weeks, and I have to some extent gone over this again today. A study of representative figures—the spiritual impulses which power evolution come to expression in such figures—will show that the general insights gained also prove true in individual instances. Let me give you an example which may seem to be a minor one. It is something I also mentioned last year.3 Numerous commentaries have been written on Goethe's Faust. Oswald Marbach's4 commentaries do not lack depth; they are in some respect profound. It is fair to say that the people who have been least profound are the literary historians, for it is their academic duty to understand such matters, which, of course, tends to be an obstacle to real understanding. Oswald Marbach wrote well about Faust because he was not really a literary historian. He lectured on Goethe's Faust, mathematics, mechanics and technology at Leipzig University, and at the present time the mysteries of the cosmos are easier to penetrate by studying Marbach's mechanics and technology than by applying the ‘modern science’ of historians and literary historians. However, we do find something quite peculiar in the case of Oswald Marbach. He spoke on Goethe's Faust during the 1840s but had ceased to do so by the end of the 1840s, nor did he speak about it in the 50s, 60s and 70s. He only started to lecture on Goethe's Faust again in the late 70s. In between he spoke only on mathematics, mechanics and technology, that is he devoted himself to the sciences which offered the best opportunity, especially at the time, to foster one's acumen and critical faculties. It is most interesting to see how he refers to this in his preface: “Thirty or forty years ago, I used to lecture on Goethe's Faust at Leipzig University—the book was published in 1881—but I have only taken the subject up again in recent years (1875). Why such a long interval? Many factors were involved, outer and inner ones, both subjective and objective. I grew older and finally old and so did my students: semester by semester they grew more and more morose. (People were getting more clever, but for anyone who looked more deeply also more morose!) Open interest of the spirit in the spirit was getting less and less and we lived in an age when usefulness counted more than beauty. For thirty years I yielded to necessity rather than to my own inclination and put philosophy and poetry aside, teaching the exact sciences of mathematics, physics and mechanics instead.” This was the time of materialistic acumen. One sentence in the preface is tremendously interesting, for it points directly to what mattered at this time. Marbach states that in his conscious mind he always thought he was doing exactly what he wanted to do in the past, whether interpreting Faust or lecturing on technology. However, when he took up Faust again to interpret the work, he had to confess he had been under an illusion, for he had merely obeyed the spirit of the time. It would be good if many people could realize the extent to which they are under illusions. For it was the ideal of the spirits of darkness before 1879, and has been even more so since they walk among us in the human realms since 1879, to spin a web of illusion over human beings and into human brains and let illusions stream through human hearts. Something else is of interest when one considers such an individual who is representative, as it were, of the influences which heaven brought to bear on earth. He says—and this is in accord with history—that in the 1840s he would mostly speak about Faust, Part 1 at the university, for there was no interest in Part 2. When he started to lecture on Faust again—and we can now say this was after Michael's victory over the dragon—his exposition would mostly be on Part 2. The age of acumen and critical faculties was indeed a time when access to Part 2 of Goethe's Faust was difficult. Even today this work, which is one of the greatest affirmations of Goetheanism, is relatively little understood. Efforts at understanding are, of course, liable to make us feel ill at ease, for nowhere else is the atmosphere in which people live today treated with such humour, such irony, as in Part 2 of Goethe's Faust. People live in a social atmosphere today which has been gradually evolving since the sixteenth century. They hail everything which has been achieved from the sixteenth century onwards as great and glorious achievements of our time and positively wallow in those achievements. Goethe was not only a man of his time; he was inwardly able to look ahead to the twentieth century and wrote Part 2 of Faust for the twentieth, twenty-first and later centuries. This will be only understood in the future. Hidden below the surface is a humorous and ironical look at developments since the sixteenth century, written in grand style. Consider the way Goethe lets the much admired advances on which civilizations live today be presented to Faust as a contrivance of Mephistopheles. Thus not only the paper spectre of the golden florin,5 but all the glorious developments from the sixteenth century onwards were the creation of Mephistopheles. In time to come, humanity will see the magnificent irony with which the creations of that time are treated in Part 2 of Faust. On the one hand, we have Faust in his quest for the spirit, and on the other, Mephistopheles, representative of the spirits of darkness, who invents everything humanity has come to depend on and will depend on more and more, especially in the twentieth century. Much which will help us to be on our guard may be found hidden in Part 2 of Faust. It is a profoundly significant symptom that someone who had used physics, mechanics, mathematics and technology to learn the secrets of the age felt drawn to speak about Part 2 exactly when the victory had been won over the dragon. For decades before this he would speak only of Part 1, which alone could be understood at the time. We have seen, especially also in the course of last year, that anthroposophy is gradually helping us to bring life into things which Goethe was only able to present in images, and to discover their deeper meaning in Part 2 of Faust.6 Anthroposophy clearly cannot be derived from a study of Faust, but it is certainly true that anthroposophy throws a new and much clearer light on the impressive images Goethe has given in Part 2, and in his magnificent discourses in Wilhelm Meister's Journeyman Years. Here we touch on a trend which will have to gain ground under the influence of the progressive spirits of light as time goes on, to counter the efforts of the spirits of darkness; and it will gain ground if human beings are on their guard against the spirits of darkness. These last three years have been a challenge to be watchful and on our guard, though the numbers of souls able to perceive the call are as yet far from adequate. We have been able to see the opposite trend at work here, there and everywhere. It is particularly when spiritual life is beginning to be possible that the spirits of hindrance are very much to the fore. We have seen characteristic things and we shall see more of them. Even just to hint at such things is liable to create continuous misunderstanding. The spiritual atmosphere in which people live today is impregnated with the will to misunderstand to such an extent that one's words are immediately interpreted as something different from what they actually mean to convey. One has to use human words, and these have all kinds of associations. Today, so many people base their judgement on national passions that if one has in some way to characterize someone who belongs to a particular nation, simply as a human individual who is here on earth, this is taken amiss by people who also belong to that nation, despite the fact that something said about individuals who are involved in current events, for example, has nothing to do with one's views of some nation or other. The belief that the tempest now raging is caused by the things that everybody is talking about today is especially harmful because it is especially senseless. The causes are much more deeply hidden and initially have really nothing to do with national aspirations in some respects—please note I am saying in some respects. National aspirations are merely made use of by certain powers, but the majority of people are so superficial that they do not want to know about this. It will be some time before an objective view is taken in this area. Large sections of humanity find it easiest to ascribe greatness and far-sightedness to ideas which have arisen in a brain as limited as that of someone just out of teacher training college who is let loose not just on a class of school children, but in this case on the whole of humanity. As I said on a number of occasions, it did not need this terrible time which has come upon us to form an objective opinion on Woodrow Wilson from the point of view of spiritual science. I spoke of this in the lectures I gave in Helsingfors in 1913; you can read it up in The Occult Significance of the Bhagavad Gita.7 There I spoke of the world schoolmastery of Woodrow Wilson and the shallow superficiality of the man. In those days, however, you were outside the Spirit of the time when you spoke about Woodrow Wilson like this, for his grammar-schoolboy essays on independence, culture and literature were then still being translated into European languages. It will be a long time yet before people will feel embarrassed at taking seriously the grammar school level policies of Woodrow Wilson. Spirits of darkness are at work everywhere to befog human minds. One day people will waken from the mists and vapours in which they are now asleep and they will find it hard to understand how people could have allowed themselves to be kept on leading-reins by Woodrow Wilson and his wisdom in the early twentieth century without feeling embarrassed. A moment of waking will only come when people begin to feel embarrassed at policies which are possible today. It is difficult to say truth-inspired things today because they sound too much in opposition to the ideas which have been inculcated into people's heads. And it is difficult to form an independent judgement in the atmosphere which has been produced not only during the last three years, but also through everything I have called a social carcinoma in the lectures I gave in Vienna.8 It is necessary to take these things with profound seriousness and not apply to them the concepts and ideas which people have been in the habit of using as their criteria. It will be necessary to realize that the present time demonstrates the inadequacy and indeed the utter uselessness of the ideas humanity has come to accept, and that in terms of world history it is indecent for people to base their judgement on the very ideas which have led to present events when those events clearly show them to have been wrong. Do people think they can cure the ills of the present time by applying the same principles which have brought them about? If so, they are utterly deceiving themselves. Humanity has a certain sum total of cultural achievements which come from older times. These are now being used up. Every day brings evidence of their being used up without anything new taking their place. People are so little prepared today to understand and see through such things in their full seriousness. Many are still thinking exactly the as they did in 1913, in the belief that the understanding they had in 1913 will also be adequate for 1917; they do not have enough sense of reality to see that this kind of thinking has a great deal to do with the events of the year 1917, having brought them about, and that it cannot cure the ills we experience now, in 1917. The need of the present time is that we go deeply into the events which have occurred since the fall of the spirits of darkness; we must gain as much insight as possible into the events of the 1880s, 1890s, and the first two decades of the twentieth century. People are utterly confused in their judgement with regard to them. Neither do they have a real idea of the radical difference in the way people felt and reacted after 1879 compared to the way they did before 1879. Going into something like Part 2 of Goethe's Faust will also help us to progress; this work could not be understood in Goethe's time because it is a critique of what Goethe perceived to be the content of the twentieth century. Characteristically, someone like Oswald Marbach only found access to Part 2 after the fall of the spirits of darkness. These are the insights and impulses which will help us to grow inwardly so that we may meet the needs of our time. Many of the needs sown before 1879 have not come to fruition, and in connection with this there is a significant question which should really cast its shadow on every human soul. Today I want to put it merely as a question. The events in which we are caught up today indicate where humanity stands now. What matters now is not merely to understand them, but to find a way out of them. Yet while there is so little will to penetrate the deeper, real impulses which have led to the present age, practical minds will not be able to understand these matters. It is wrong to think that no one has sufficient insight into the current situation. People simply do not want to listen to them, just as they do not want to know about such a thing as Goetheanism, which is also like the voice of the twentieth century. Yet this voice will only be rightly understood if people seek to understand, seriously and in all dignity, the profound significance of the fall of the spirits of darkness in the autumn of 1879. To understand the present time, it will be necessary to understand the spiritual evolution of humanity. That is why I spoke of Oswald Marbach, whose poem I gave you last year to let you see how he looks at the past and ahead to the future. He wrote the poem to mark the anniversary when Goethe found entry into communities then called Masonic or the like, though in the eighteenth century this meant something different from what it means today. Goethe's viewpoint allowed him insight into many of the mysterious impulses which go through the world, things that people are too superficial to want to see. Oswald Marbach wrote these verses to mark the anniversary of Goethe finding his way to the world of the spirit:
Such is the mood that must unlock the ‘gates of fulfilment’.
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141. Between Death and Rebirth: Lecture III
03 Dec 1912, Berlin Tr. Dorothy S. Osmond, E. H. Goddard Rudolf Steiner |
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Although during the hurry and bustle of daily life people are for the most part disinclined to give rein to feelings of what might have happened, nevertheless there are times in life when events that might have happened have a decisive influence upon the soul. If you were to observe your dream-life more closely, or the strange moments of transition from waking life to sleep or from sleep to waking life, if you were to observe with greater exactitude certain dreams which are often quite inexplicable, in which certain things that happen to you appear in a dream-picture or vision, you would find that these inexplicable pictures indicate something that might have happened and was prevented only because other conditions, or hindrances. intervened. |
If he develops such feelings he is preparing himself to receive from the spiritual world impressions from human beings who were connected with him in the physical world. Such influences then manifest as genuine dream-experiences which have meaning and point to some reality in the spiritual world. In teaching us that in the life between birth and death karma holds sway, Anthroposophy makes it quite clear that wherever we are placed in life we are faced perpetually with an infinite number of possibilities. |
141. Between Death and Rebirth: Lecture III
03 Dec 1912, Berlin Tr. Dorothy S. Osmond, E. H. Goddard Rudolf Steiner |
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From what has already been indicated about the life between death and the new birth you will recall that during that period a human being continues, to begin with, to live in conditions and with relationships he himself prepared during his existence on Earth. It was said that when we again encounter some personality in the spiritual world after death, the relationship between us is, at first, the same as was formed during our existence on Earth and we cannot, for the time being, change it at all. Thus if in the spiritual world we come into contact with a friend or an individual who has predeceased us, and to whom we owed a debt of love but during life withheld that love from him, we shall now have to experience again the relationship that existed before death because of the lack of love of which we were guilty. We confront the person in question in the way described in the last lecture, beholding and experiencing over and over again the circumstances created during the life before our death. For instance, if at some particular time, say ten years before the death of the person in question, or before our own death, we allowed the relationship caused by our self-incurred debt of love to be established, we shall have to live through the relationship for a corresponding length of time after death and only after that period has elapsed shall we be able to experience once again, during our life after death, the happier relationship previously existing between us. It is important to realise that after death we are not in a position to expunge or change relationships for which we had been responsible on Earth. To a certain extent change has become impossible. It might easily be believed that this is inevitably a painful experience and can only be regarded as suffering. But that would be judging from the standpoint of our limited earthly circumstances. Viewed from the spiritual world things look different in many respects. It is true that in the life between death and the new birth the individual concerned must undergo all the suffering resulting from the admission: I am now in the spiritual world and realise the wrong I committed, but I cannot rectify it and must rely upon conditions to bring about a change. An individual who is aware of this undergoes the pain connected with the experience, but he also knows that it must be so and that it would be detrimental for his further development if it were otherwise, if he could not learn from the experience resulting from such suffering. For through experiencing such conditions and recognising that they cannot be changed we acquire the power to change them in our later karma. The technique of karma enables these conditions to be changed during another physical incarnation. There is only the remotest possibility that the dead himself can change them. Above all during the first period after death, during the time in Kamaloka, an individual sees what has been determined by his life before death, but to begin with he must leave it as it is; he is unable to bring about any change in what he experiences. Those who have remained behind on Earth have a far greater influence on the dead than the dead has on himself or others who have also died have upon him. And this is tremendously important. It is really only an individual who has remained on the physical plane, who had established some relationship with the dead, who through human will is able to bring about certain changes in the conditions of souls between death and rebirth. We will now take an example that can be instructive in many respects. Here we can also consider the life in Kamaloka, for the existing relationships do not change when the transition takes place into the period of Devachan. Let us think of two friends living on Earth, one of whom comes into contact with Anthroposophy at a certain time in his life and becomes an anthroposophist. It may happen that because of this, his friend rages against Anthroposophy. You may have known such a case. If the friend had been the first to find Anthroposophy he might himself have become a very good adherent. Such things certainly happen but we must realise that they are very often clothed in maya. Consequently it may happen that the one who rages against Anthroposophy because his friend has become an adherent is raging in his surface consciousness only, in his Ego-consciousness. In his astral consciousness, in his subconsciousness he may very likely not share in the antipathy. Without realising it he may even be longing for Anthroposophy. In many cases it happens that aversion in the upper consciousness takes the form of longing in the subconsciousness. It does not necessarily follow that an individual feels exactly what he expresses in his upper consciousness. After death we do not experience only the effects of the contents of our upper consciousness, our Ego-consciousness. To believe that would be to misunderstand entirely the conditions prevailing after death. It has often been said that although a human being casts off physical body and etheric body at death, his longings and desires remain. Nor need these longings and desires be only those of which he was actually aware. The longings and desires that were in his sub-consciousness, they too remain, including those of which he has no conscious knowledge or may even have resisted. They are often much stronger and more intense after death than they were in life. During life a certain disharmony between the astral body and the ‘I’ expresses itself as a feeling of depression, dissatisfaction with oneself. After death, the astral consciousness is an indication of the whole character of the soul, the whole stamp of the individual concerned. So what we experience in our upper consciousness is less significant than all those hidden wishes, desires and passions which are present in the soul's depths and of which the ‘I’ knows nothing. In the case mentioned, let us suppose that the man who denounces Anthroposophy because his friend has become an adherent passes through the gate of death. The longing for Anthroposophy, which may have developed precisely because of his violent opposition, now asserts itself and becomes an intense wish for Anthroposophy. This wish would have to remain unfulfilled, for it could hardly happen that after death he himself would have an opportunity of satisfying it. But through a particular concatenation of circumstances in such a case, the one who is on Earth may be able to help the other and change something in his conditions. This is the kind of case that may frequently be observed in our own ranks. We can, for instance, read to the one who has died. The way to do this is to picture him vividly there in front of us; we picture his features and go through with him in thought the content, for example, of an anthroposophical book. This need only be done in thought and it has a direct effect upon the one who has died. As long as he is in the stage of Kamaloka, language is no hindrance; it becomes a hindrance only when he has passed into Devachan. Hence the question as to whether the dead understands language need not be raised. During the period of Kamaloka a feeling for language is certainly present. In this practical way very active help can be given to one who has passed through the gate of death. What streams up from the physical plane is something that can be a factor in bringing about a change in the conditions of life between death and the new birth; but such help can only be given to the dead from the physical world, not directly from the spiritual world. We realise from this that when Anthroposophy actually finds its way into the hearts of men it will in very truth bridge the gap between the physical and the spiritual worlds, and that will constitute its infinite value in life. Only a very elementary stage in anthroposophical development has been reached when it is thought that what is of main importance is to acquire certain concepts and ideas about the members of man's constitution or about what can come to him from the spiritual world. The bridge between the physical world and the spiritual world cannot be built until we realise that Anthroposophy takes hold of our very life. We shall then no longer adopt a merely passive attitude towards those who have passed through the gate of death but shall establish active contact with them and be able to help them. To this end Anthroposophy must make us conscious of the fact that our world consists of physical existence and superphysical, spiritual existence; furthermore that man is on Earth not only to gather for himself the fruits of physical existence between birth and death but that he is on Earth in order to send up into the superphysical world what can be gained and can exist only on the physical plane. If for some justifiable reason or, let us say, for the sake of comfort, a man has kept aloof from anthroposophical ideas, we can bring them to him after death in the way described. Maybe someone will ask: Is it possible that this will annoy the dead, that he does not want it? This question is not entirely justifiable because human beings of the present age are by no means particularly opposed to Anthroposophy in their subconsciousness. If the subconsciousness of those who denounce Anthroposophy could have a voice in their upper consciousness, there would be hardly any opposition to it. For people are prejudiced and biased against the spiritual world only in their Ego-consciousness, only in what expresses itself as Ego-consciousness on the physical plane. This is one aspect of mediation between the physical world and the spiritual world. But we can also ask: Is mediation also possible in the other direction, from the spiritual to the physical world? That is to say, can the one who has passed through the gate of death communicate in some way with those who have remained on the physical plane? At the present time the possibility of this is very slight because on the physical plane human beings live for the most part in their Ego-consciousness only and not in the consciousness connected with the astral body. It is not so easy to convey an idea of how men will gradually develop consciousness of what surrounds them as an astral or devachanic or other spiritual world. But if Anthroposophy acquires greater influence in the evolution of humanity, this will eventually come about. Simply through paying attention to the teachings of Anthroposophy men will find the ways and means to break through the boundaries of the physical world and direct attention to the spiritual world that is round about them and eludes them only because they pay no heed to it. How can we become aware of this spiritual world? Today I want to make you aware of how little a man really knows about the things of the world surrounding him. He knows very little indeed of what is of essential importance in that world. Through his senses and intellect he gets to know and recognise the ordinary facts of life in which he is involved. He gets to know what is going on both in the world and in himself, establishes some kind of association between these happenings, calls the one ‘cause’ and the other ‘effect’ and then, having ascertained some connection based either upon cause and effect or some other concept, thinks he understands the processes that are in operation. To take an example: We leave our home at eight o’clock in the morning, walk along the street, reach our place of work, have a meal during the day, do this or that to amuse ourselves. This goes on until the time comes for sleep. We then connect our various experiences; one makes a strong impression upon us, another a weaker impression. Effects are also produced in our soul, either of sympathy or antipathy. Even trifling reflection can teach us that we are living as it were on the surface of a sea without the faintest idea of what is down below on the sea's bed. As we pass through life we get to know external reality only. But an example will show that a very great deal is implicit in this external reality. Suppose one day we leave home three minutes later than usual and arrive at work three minutes late; after that we carry on just as if we had left home at the usual time. Nevertheless it may be possible to verify that had we been in the street punctually at eight o'clock we might have been run over by a car and killed; if we had left home punctually we should no longer be alive. Or on another occasion we may hear of an accident to a train in which we should have been travelling and thus have been injured. This is an even more radical example of what I just said. We pay attention only to what actually happens, not to what may be continually happening and which we have escaped. The range of such possibilities is infinitely greater than that of actual happenings. It may be said that this happening had no significance for our outer life. For our inner life, however, it is certainly of importance. Suppose, for instance, you had bought a ticket for a voyage in the Titanic but were dissuaded by a friend from travelling. You sold the ticket and then heard of the disaster. Would your experience have been the same as if you had never been involved? Would it not far rather have made a most striking impression upon you? If we knew from how many things we are protected in the world, how many things are possible for good or for ill, things which are converging and only through slight displacement do not meet, we should have a sensitive perception of experiences of happiness or unhappiness, of bodily experiences which are possible for us but which simply do not come our way. Who among all of you sitting here can know what you would have experienced if, for example, the lecture this evening had been cancelled and you had been somewhere else. If you had known about the cancellation your attitude of mind would be quite different from what it now is, because you have no idea of what might conceivably have happened. All these possibilities which do not become reality on the physical plane exist as forces and effects behind the physical world in the spiritual world and reverberate through it. It is not only the forces which actually determine our life on the physical plane that stream down upon us but also the measureless abundance of forces which exist only as possibilities, some of which seldom make their way into our physical consciousness. But when they do, this usually gives rise to a significant experience. Do not say that what has been stated, namely that numberless possibilities exist, that for example this lecture might have been cancelled, in which case those sitting here would have had different experiences—do not say that this invalidates karma. It does nothing of the kind. If such a thing were said it would imply ignorance of the fact that the idea of karma just presented holds good only for the world of realities within the physical life of men. The truth is that the spiritual life permeates our physical life and there is a world of possibilities where the laws operating as karmic laws are quite different. If we could feel what a tiny part of what we might have experienced is represented by the physical realities and that our actual experiences are only a fractional part of the possibilities, the infinite wealth and exuberance of the spiritual life behind our physical life would be obvious to us. Now the following may happen. A man may take serious account in his thoughts of this world of possibilities or perhaps not in his thoughts but only in his feelings. He may realise that he would probably have been killed in an accident to a train which he happened to miss. This may make a deep impression upon him and such happenings are able as it were to open the soul to the spiritual world. Occasions such as this with which we are in some way connected may actually reveal to us wishes or thoughts of souls living between death and the new birth. When Anthroposophy wakens in men a feeling for possibilities in life, for occurrences or catastrophes which did not take place simply because something that might have happened did not do so, and when the soul abides firmly by this feeling, experiences conveyed by individuals with whom there had been a connection in the physical world may be received from the spiritual world. Although during the hurry and bustle of daily life people are for the most part disinclined to give rein to feelings of what might have happened, nevertheless there are times in life when events that might have happened have a decisive influence upon the soul. If you were to observe your dream-life more closely, or the strange moments of transition from waking life to sleep or from sleep to waking life, if you were to observe with greater exactitude certain dreams which are often quite inexplicable, in which certain things that happen to you appear in a dream-picture or vision, you would find that these inexplicable pictures indicate something that might have happened and was prevented only because other conditions, or hindrances. intervened. A person who through meditation or some other means makes his thinking more mobile, will have moments in his waking life during which he will feel that he is living in a world of possibilities; this may not be in the form of definite ideas but of feelings. If he develops such feelings he is preparing himself to receive from the spiritual world impressions from human beings who were connected with him in the physical world. Such influences then manifest as genuine dream-experiences which have meaning and point to some reality in the spiritual world. In teaching us that in the life between birth and death karma holds sway, Anthroposophy makes it quite clear that wherever we are placed in life we are faced perpetually with an infinite number of possibilities. One of these possibilities is selected in accordance with the law of karma; the others remain in the background, surrounding us like a cosmic aura. The more deeply we believe in karma, the more firmly we shall also believe in the existence of this cosmic aura which surrounds us and is produced by forces which converge but have been displaced in a certain way, so that they do not manifest on the physical plane. If we allow our hearts and minds to be influenced by Anthroposophy, this will be a means of educating humanity to be receptive to impressions coming from the spiritual world. If, therefore, Anthroposophy succeeds in making a real effect upon culture, upon spiritual life, influences will not only rise up from physical life into the spiritual world but the experiences undergone by the dead during their life between death and the new birth will flow back. Thus here again the gulf between the physical and the spiritual worlds will be bridged. The consequence will be a tremendous widening of human life and we shall see the purpose of Anthroposophy fulfilled in the creation of an actual link between the two worlds, not merely a theoretical conception of the existence of a spiritual world. It is essential to realise that Anthroposophy fulfils its task in the real sense only when it permeates the souls of men as a living force and when by its means we not only comprehend something intellectually but our whole attitude and relationship to the world around us is changed. Because of the preconceptions current in our times, man's thinking is far too materialistic, even if he often believes in the existence of a spiritual world. Hence it is extremely difficult for him in the present age to picture the right relationship between soul and body. The habits of thought peculiar to the times tend to make him picture the life of soul as being connected too closely with the bodily constitution. An analogy may be the only means of helping to clarify what must be understood here. If we examine a watch we see that it consists of wheels and other little metal parts. But do we look at our watch in the course of everyday life in order to study the works or the interplay of the wheels? No, we look at our watch in order to find out the time; but time has nothing whatever to do with any of the metal parts or wheels. We look at the watch and do not trouble about what there is to be seen inside the watch itself. Or let us take another example. When somebody speaks of telegraphing today he has the electric apparatus in mind. But even before electric telegraphy was invented, telegraphing went on. Provided the right signs, etc. are known it would be possible for people to speak from one town to another without any electric telegraph—and perhaps the process would not be very much slower. Suppose, for instance, pillars or poles were erected along the highway between Berlin and Paris and a man posted on the top of each pole to pass on the appropriate signs. If that were done quickly enough there would be no difference between this method and what is done by means of the electric telegraph. Certainly the latter is the simpler and much quicker method but the actual process of telegraphing has as little to do with the mechanism of the electric telegraph as time has to do with the works in a watch. Now the human soul has just as much and just as little to do with the processes of the human body as the communication from Berlin to Paris has to do with the mechanism of the electric telegraph. It is only when we think in this way that we can have a true conception of the independence of the soul. For it would be perfectly possible for this human soul with all its content to make use of a differently formed body, just as the message from Berlin to Paris could be sent by means other than the electric telegraph. The electric telegraph merely happens to be the most convenient way of sending messages, given the conditions of our present existence, and in the same sense the body with its possibility of movement and the head above provides the most convenient means, in the conditions of our existence on Earth, for the soul to express itself. But it is simply not the case that the body as such has anything more directly to do with the life of the soul than the electric telegraph with its mechanism has directly to do with the transmission of a communication from Berlin to Paris, or a watch with time. It would be possible to devise an instrument quite different from our watches for measuring time. Similarly it is possible to conceive of a body—quite different from the one we use in the conditions prevailing on Earth—that would enable the soul to express itself. How are we to picture the relation of the human soul to the body? A saying of Schiller, applied to man, is particularly relevant here: “If you are seeking for the highest and the best, the plant can teach it to you.” We look at the plant which spreads out its leaves and opens its blossoms during the day and draws them in when the light fades. That which streams to the plant from the sun and the stars has been withdrawn. But it is what comes from the sun that enables the leaves to open again and the blossom to unfold Out yonder in cosmic space, therefore, are the forces which cause the organs of the plant to fold up limply when they withdraw or unfold when they are active. What is brought about in the plant by cosmic forces is brought about in the human being by his own Ego and astral body. When does a human being allow his limbs to relax and his eyelids to close like the plant when it draws in its leaves and blossoms? When his Ego and astral body leave his bodily organism. What the sun does to the plant, the Ego and astral body do to the organs of the human being. Hence we can say: the plant's body must turn to the sun as man's body must turn to the Ego and astral body and we must think of these members of his being as having the same effect upon him as the sun has upon the plant. Even externally considered, will it still surprise you to know what occult investigation reveals, namely that the Ego and astral body originate from the cosmic sphere to which the sun belongs and do not belong to the Earth at all? Nor will you be surprised, after what has been said in previous lectures, to realise that when human beings leave the Earth, either in sleep or at death, they pass into the conditions prevailing in the Cosmos. The plant is still dependent upon the sun and the forces operating in space. The Ego and the astral body of man have made themselves independent of the forces in space and go their own way. A plant is bound to sleep when the sunlight withdraws; in respect of his Ego and astral body, however, man is independent of the sun and planets which are his real home, and for this reason he is able to sleep by day, even when the sun is shining. In his Ego and astral body man has emancipated himself from that with which he is really united—namely the forces of the sun and stars. Therefore it is not grotesque to say that what remains of man on the Earth and in its elements after death belongs to the Earth and to its forces; but the Ego and astral body belong to the forces of the Cosmos. After the death of the human being Ego and astral body return to those cosmic forces and pass through the life between death and rebirth within their spheres. During the period on Earth between birth and death, while the soul is living in a physical body, the life of soul which strictly belongs to the sun and the stars has no more to do with this physical body than time as such—which is in reality conditioned by the solar and stellar constellations—has to do with the watch and its mechanism of wheels. It is quite conceivable that if, instead of living on the Earth, we were born on some other planet, our soul would be adapted to a quite different planetary existence. The particular formation of our eyes and ears is not attributable to the soul but to the conditions prevailing on the Earth. All we do is to make use of these organs. If we make ourselves consciously aware of the fact that with our soul we belong to the world of the stars, we shall have taken a first step towards a real understanding of our relationships as human beings and our true human nature. This knowledge will help us to adopt the right attitude to our conditions of existence here on Earth. To establish even this more or less external relationship to our physical body or etheric body will give us a sense of security. We shall realise that we are not merely beings of the Earth but belong to the whole Universe, to the Macrocosm, that we live within the Macrocosm. It is only because a man here on Earth is bound to his body that he is not conscious of his connection with the forces of the great Universe. Wherever and whenever in the course of the ages a deepening of the spiritual life was achieved, efforts were made to bring this home to the souls of men. In point of fact it is only during the last four centuries that man has lost this consciousness of his connection with the spiritual forces weaving and holding sway in cosmic space. Think of what has always been emphasised: that Christ is the great Sun-Being who through the Mystery of Golgotha has united Himself with the Earth and its forces and has thus made it possible for man to take into himself the Christ-force on Earth; permeation with the Christ Impulse will include the impulses of the Macrocosm and in every epoch of evolution it will be right to recognise in Christ the power that imparts feeling of kinship with the Macrocosm. In the twelfth century a story, a splendid allegory, became current in the West. It was as follows: Once upon a time there was a girl who had several brothers, all of whom were as poor as church mice. One day the girl found a pearl, thereby becoming the possessor of great treasure. All the brothers were determined to share the wealth that had come her way. The first brother was a painter and he said to the girl: “I will paint for you the finest picture ever known if you will let me share your wealth.” But the girl would have nothing to do with him and sent him away. The second brother was a musician. He promised the girl that he would compose the most beautiful piece of music if she would let him share her wealth. But she sent him away. The third brother was an apothecary and, as was customary in the Middle Ages, dealt chiefly in perfumes and other goods that were not remedial herbs but quite useful in life! This brother promised to give the girl the most fragrant scent in the world if she would let him share her wealth. But she sent this brother away too. The fourth brother was a cook. He promised the girl that he would cook such good dishes for her that by eating them she would get a brain equal to that of Zeus and would be able to enjoy the very tastiest food. But she rejected him too. The fifth brother was an innkeeper (Wirt) and he promised to find the most desirable suitors for her if she would let him share her wealth. She rejected him too. Finally, or so the story tells, came one who was able to find his way to the girl's soul, and with him she shared her treasure, the pearl she had found. The story is graphically told and it has been narrated in greater detail and even more beautifully by Jakob Balde,1 a lyric poet of the seventeenth century. There is also an exposition dating from the thirteenth century by the poet himself, so it cannot be called a mere interpretation. The poet says that he had wanted to portray the human being and the free will. The girl represents the human soul endowed with free will. The five brothers are the five senses: the painter is the sense of sight, the musician the sense of hearing, the apothecary the sense of smell, the cook the sense of taste, the innkeeper the sense of touch. The girl rejects them all, in order, so the story tells, to share her treasure of free will with the one with whom her soul has true affinity—with Christ. She rejects the attractions of the senses in order to receive that to which the Christ Impulse leads when it permeates the soul. The independence of the life of the soul—the soul that is born of the Spirit and has its home in the Spirit—is beautifully contrasted with what is born of the Earth, namely the senses and all that exists solely in order to provide a habitation—an earthly body—for the soul. In order that a beginning may be made in the matter of showing that right thinking can lead beyond the things of everyday life, it will now be shown how reliable and well-founded are the findings of occult investigation when the investigator knows from his own direct vision of the spiritual world that the Ego and astral body of man belong to the world of the stars. When we consider how man is related to those members of his being which remain together during sleep, how this condition is independent of the world of the stars, as indicated by the fact that a man can also sleep in the daytime, and if we then make a comparison with the plant and the sunlight, we can be convinced of the validity of occult investigations. It is a matter of recognising the confirmations which can actually be found in the world. When someone asserts that the findings of occult research lack any real foundation, this is only a sign that he has not paid attention to everything that can be gathered from the external world and lead to knowledge. Admittedly this often calls for great energy and freedom from bias—qualities that are not always put into practice. But it may well be insisted that someone who genuinely investigates the spiritual world and then passes on the results of his investigation to the world, passes it on, presumably, to sound judgement. Genuine occult research is not afraid of intelligent criticism; it objects only to superficial criticism which is not, properly speaking, criticism at all. If you now recall how the whole course of the evolution of humanity has been described, from the Old Saturn period, through the periods of Old Sun and Old Moon up to our Earth period, you will remember that during the Old Moon period a separation took place; a second separation occurred again during the Earth period, one of the consequences being that the life of soul and the bodily life are more widely separated from each other than was the case during the Old Sun period. As a consequence of the separation of the Moon from the Sun already during the Old Moon period, man's soul became more independent. At that time, in certain intervals between incarnations, the element of soul forced its way out into the Macrocosm and made itself independent. This brought about those conditions in the evolution of the Earth which resulted in the separation of the Sun from the Earth and later of the Moon, during the Lemurian epoch. As a consequence, a host of individual human souls, as described in detail in the book Occult Science—an Outline,2 pressed outwards in order to undergo particular destinies while separated from the Earth, returning only at a later time. Now, however, it must be made clear that when a man has passed through the gate of death into the spiritual world which is his real home, he—or rather what remains of him—lives a life that is radically different from and fundamentally has very little relationship with the former earthly body. In the next lecture we shall be able to learn what is necessary for more detailed knowledge of the life between death and the new birth.
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147. Secrets of the Threshold: Lecture V
28 Aug 1913, Munich Tr. Ruth Pusch Rudolf Steiner |
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You could describe it by saying that he had to strain every nerve so much in deciphering this complicated stuff that, even though the subject interested him immensely, he had to suppress a desire to yawn and to sink into a kind of dream state. Before our good professor dropped completely into a dream, however, Dame Balde joined them and listened for a while to the expounding of numbers and structures. |
An uncomfortable feeling spread among the visionaries in the fortress—we must remember that Felicia is telling a fairy tale—and these visionaries, as well as all the others, fell into a kind of dream state. The figure from above divided into separate clouds of light, but these were seized upon by the besiegers and darkened by them, so that gradually the people of the fortress were held in a dream. |
147. Secrets of the Threshold: Lecture V
28 Aug 1913, Munich Tr. Ruth Pusch Rudolf Steiner |
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I should like to help everyone understand, if I can, the characteristics of the spiritual realms we are studying in these lectures. For this reason, I am going to add a little story to shed light on the questions we have already considered and on those ahead of us.13 Some time ago Professor Capesius was inwardly quite disturbed and puzzled. It came about in the following way. You will have noticed in The Portal of Initiation that Capesius is a historian, a professor of history. Occult research has shown me that a number of well-known modern scholars have become historians through a particular connection with an Egyptian initiation in the third post-Atlantean epoch, either directly within an initiation cult or else by being attracted in some way or other to the Temple Mysteries. You will notice that Capesius is a historian who depends not only on external documents; he tries also to penetrate to the historical ideas that have played a part in human evolution and in the development of civilization. I must admit that in characterizing Capesius in The Portal of Initiation, The Probation of the Soul, and The Guardian of the Threshold, I was continuously aware of his link to the Egyptian cult of initiation shown in detail in Scenes Seven and Eight of The Souls' Awakening. We must keep in mind that what Capesius's soul experienced during his Egyptian incarnation forms the foundation for his later destiny and for his present-day soul. Capesius has therefore become a historian, concerned in his professional life chiefly with what has been brought about in successive epochs by the varying character of peoples, civilizations and individuals. One day, however, Capesius came across some literature about the philosophy of Haeckel. Up to then he had not paid much attention to these ideas, but now he studied various articles on Haeckel's atomistic view of the world. This was the reason for his tortured state of mind; a peculiar mood descended on him when he met this atomistic philosophy at a relatively late period in his life. His reason told him: We really cannot get behind natural phenomena properly unless our explanations involve atoms by way of a mechanistic conception of the universe. In other words, Capesius came more and more to recognize what is, in a sense, the one-sided correctness of atomism and a mechanistic view of nature. He was not one to fight fanatically against a new idea, for he had confidence in his own intelligence, which seemed to find these ideas necessary to explain the natural phenomena around him. Yet it troubled him. He said to himself, “How desolate, how unsatisfying for the human soul this conception of nature is. How poorly it supports any ideas one would like to acquire about spirit and spiritual beings or about the human soul!” Capesius was thus driven back and forth by doubt; therefore he set out—almost instinctively, I might say—on the walk he so often took when his heart was heavy, to the Baldes' little cottage. Talking over things with those warmhearted people had many times provided him with a real emotional lift, and what Felicia Balde gave him in her wonderful fairy tales had refreshed him. And so he went there. As Dame Felicia was busy in the house when he arrived, he met first his good friend Felix, whom he had gradually grown fond of. Capesius confided his troubles to Felix, describing the doubts that the knowledge of Haeckelism and the atomistic theory had brought. He explained how logical it seemed to apply it to the phenomena of nature, but on the other hand how barren and disheartening such a conception of the universe is. In his distress, Capesius more or less sought help for his state of soul from his fatherly friend. Now Felix is quite a different character from Capesius. He goes his own unique way. Turning aside at once all Haeckel's ideas and theories, he explained how the matter really stands. He said: “Certainly there must be atoms; it is quite correct to talk about them. But we have to understand that atoms, in order somehow to form the universe, must stratify and arrange themselves in such a way that their relationships correspond in measure and number; the atoms of one substance form a unit of four, another of three, another of one or two; in this way the substances of earth came about.” It seemed to Capesius, who had a good grasp of history, that this was somewhat Pythagorean. He felt that a Pythagorean principle had the upper hand in Felix, who was arguing that there is nothing we can do about the atoms themselves but that within them we find the wisdom of measure and number. More and more complicated became the argument, with ever more complicated numerical relationships, where—according to Felix—cosmic wisdom in combining the atoms revealed itself as a spiritual principle among them. More and more complicated became the structures that Father Felix built up for Capesius, who gradually was overcome by a peculiar mood. You could describe it by saying that he had to strain every nerve so much in deciphering this complicated stuff that, even though the subject interested him immensely, he had to suppress a desire to yawn and to sink into a kind of dream state. Before our good professor dropped completely into a dream, however, Dame Balde joined them and listened for a while to the expounding of numbers and structures. She sat there patiently, but she had a peculiar habit. When something not altogether pleasant or congenial bothered her, and she had to control her boredom, she would clasp her hands together and twirl her thumbs around each other; whenever she did this, she was able to swallow her yawns. And now after she had twirled her thumbs for a short time, there came a pause. She could finally try to stir up Capesius with a refreshing story, and so Felicia told her good friend the following tale. Once upon a time there stood in a very lonely region a great fortress. Within it lived many people, of all ages; they were more or less related to one another and belonged to the same family. They formed a self-contained community but were shut off from the rest of the world. Round about, far and wide, there were no other people nor human settlements to be found, and in time this state of things made many of the people uneasy. As a result, a few of them became somewhat visionary, and the visions that came to them might well, from the manner in which they appeared, have been founded on reality. Felicia told how a great number of these people had the same vision. First, they saw a powerful figure of light, which seemed to come down out of the clouds. It was a figure of light bringing warmth with it as it came down and sank into the hearts and souls of the people in the fortress. It was really felt—so ran Felicias' story—that something of glory had come down from the heights of heaven in this figure Of light from above. But soon, Felicia continued, those who had the vision of light saw something more. They saw how from all sides, from all around the mountain, as though crawling out of the earth, there came all kinds of blackish, brownish, steel-grey figures. Whereas it was a single figure of light coming from above, there were many, many of these other forms around the fortress. Whereas the figure of light entered into their hearts and their souls, these other beings—one could call them elemental beings—were like besiegers of the fortress. For a long time the people, of whom there was a fairly great number, dwelled between the figure from above and those besieging the fortress from outside. One day, however, it happened that the form from above sank down still further than before, and that the besiegers come closer in towards them. An uncomfortable feeling spread among the visionaries in the fortress—we must remember that Felicia is telling a fairy tale—and these visionaries, as well as all the others, fell into a kind of dream state. The figure from above divided into separate clouds of light, but these were seized upon by the besiegers and darkened by them, so that gradually the people of the fortress were held in a dream. The earth life of the people was thereby prolonged for centuries, and when they came to themselves, they found that now they were divided into small communities scattered over many different parts of the earth. They lived in small fortresses that were copies of the great, original one they had inhabited centuries before. And it was apparent that what they had experienced in the ancient fortress was now within them as strength of soul, soul richness and soul health. In these smaller fortresses they could now bravely carry on all sorts of activities, such as farming, cattle raising and the like. They became capable, hard working people, good farmers, healthy in soul and body. When Dame Felicia had finished her story, Professor Capesius felt as he usually did, pleasantly cheered. Father Felix, however, found it necessary to provide some explanation for the images of the story, for this was the first time Felicia had told this particular tale. “You see,” Felix began, “the figure that came from above out of the clouds is the luciferic force, and the figures that came from outside like besiegers are the ahrimanic beings....” and so on; Felix's explanations became more and more complicated. At first Dame Felicia listened, clasping her hands together and twirling her thumbs, but finally she said, “Well, I must get back to the kitchen. We're having potato pancakes for supper and I don't want them to get too soft.” So she slipped away. Capesius sank into such a heavy mood through Felix's explanations that he no longer could listen properly and though he was really very fond of Father Felix, he could not altogether hear what was being explained. I must add that what I have just been relating happened to Capesius at a time when he had already met Benedictus and had become what one could call his pupil. He had often heard Benedictus speak about the luciferic and ahrimanic elements, but though Capesius is an extremely intelligent man, he never could quite fathom these remarks of Benedictus. Something seemed to be missing; he could not begin to understand them. So this time when he left the Balde cottage, he turned over in his mind the story of the fortress that multiplied itself. Almost every day he pondered the tale. When he later came to Benedictus, Benedictus noticed that something had taken place in Capesius. Capesius himself was aware that every time he recalled the story of the fortress, his soul was peculiarly stirred within him. It seemed as if the story had worked upon his inner being and strengthened it. Consequently he was continually repeating the tale to himself—as if in meditation. Now he came to Benedictus, who perceived that the forces of Capesius' soul had been newly strengthened. Benedictus began therefore to speak about these things in a special way. Whereas earlier Capesius—perhaps because of his great learning—would have had more trouble grasping it all, he now understood everything extremely well. Something like a seed had fallen into his soul with Felicia's story and this had fructified his soul forces. Benedictus said the following. Let us look at three different things: First, consider human thinking, human concepts, the thoughts that a person carries around within himself and ponders when he is alone to help him understand the world. Everyone is able to think and to try to explain things to himself in complete solitude. For this he doesn't need another person. In fact, he can think best when he shuts himself up in his own room and tries as best he can, in quiet, self-contained pondering, to understand the world and its phenomena. Now then, said Benedictus, it will always happen to a person that a feeling element of soul rises up into his solitary thoughts, and thus there will come to every individual thinker the tempting attraction of the luciferic element. It is impossible for someone to ruminate and cogitate and philosophize and explain everything in the world to himself without having this impulse coming out of soul sensitivity as a luciferic thrust into his thinking. A thought grasped by an individual human being is always permeated to a great extent by the luciferic element. Capesius had earlier understood very little when Benedictus spoke about luciferic and ahrimanic elements, but now it was clear to him that there must lurk in the solitary thoughts a person forms in himself the allurements of luciferic temptation. Now, too, he understood that in the human activity of individual thought Lucifer will always find a hook with which he can snatch a human being out of the forward-moving path of world evolution; then, because a person separates himself with this kind of thinking from the world, he can be brought to the lonely island that Lucifer—himself separated from the rest of the cosmic order—wants to establish, setting up on that island everything that separates itself into a solitary existence. Benedictus, after directing Capesius's attention to the nature of lonely, personal, inner thinking, said, Now let us look at something else. Consider what writing is: a remarkable factor of human civilization. When we look at the character of thought, we have to describe it as something that lives in the individual human being. It is accessible to Lucifer who wants to lead our soul qualities out of the physical world and isolate them. This solitary thinking, however, is not accessible to Ahriman, for it is subject to the normal laws of the physical world—that is, it comes to life and then passes away. Writing is different. A thought can be put into writing and snatched from destruction; it can be made permanent. I have sometimes pointed out that Ahriman's effort is to reclaim what is alive in human thinking as it goes toward destruction and to anchor it in the physical sense world. That is what typically happens when you write something down. The thoughts that otherwise would gradually disperse are fixed and preserved for all time—and thus Ahriman can invade human culture. Professor Capesius is not the sort of reactionary who wants to forbid the teaching of writing in the early grades, but he understood that with all the books and other reading matter people are piling up around themselves, the ahrimanic impulses have entered the evolution of human culture. Now he could recognize in solitary thought the luciferic temptation, in what is written or printed, the ahrimanic element. It was clear to him that in the external physical world, human evolution cannot exist without the interplay of ahrimanic and luciferic elements everywhere in everything. He realized that even in our forward-moving evolution, writing has gained greater and greater importance (and to recognize this, one does not have to be clairvoyant but need only look at the developments of the last couple of hundred years). Ahriman is therefore continually gaining in importance; Ahriman is seizing more and more influence. Today when the printed word has acquired such immense significance—this was quite clear to Capesius—we have built great ahrimanic strongholds. It is not yet the custom (spiritual science has not brought things completely to the point where the truth can be openly spoken in public) that when a student is on his way to the library, he would say, “I've got to hole up and cram for an exam in such and such a subject down at Ahriman's place!” Yet that would be the truth. Libraries, great and small, are Ahriman's strongholds, the fortresses from which he can control human development in the most powerful way. One must face these facts courageously. Benedictus then had something more to explain to Capesius. On the one hand, he said, we have the thoughts of the individuals, on the other, the written works that belong to Ahriman—but between them there is something in the center. In whatever is luciferic we have a single whole; men strive after unity when they want to explain the world to themselves in thought. In what is written, however, we have something that is atomistic. Benedictus now disclosed what Capesius could understand very well, for his mind and heart had been so enlivened by Dame Felicia's tale. Between these two, solitary thought and writing, we have the Word. Here we cannot be alone as with our thinking, for through the spoken word we live in a community of people. Solitary thinking has its purpose and a person needs no words when he wants to be alone. But speech has its purpose and significance in the community of other human beings. A word emerges from the solitude of the single individual and unfolds itself in the fellowship of others. The spoken word is the embodied thought but at the same time, for the physical plane, it is quite different from thought. We need not look at the clairvoyant aspects I have mentioned in various lectures; external history shows us—and being a historian, Capesius understood this very well—that words or speech must originally have had quite a different relationship to mankind from what they possess today. The further you go back into the past, you actually come—as occult research shows—to one original language spoken over the whole world. Even now when you look back at ancient Hebrew—in this regard the Hebrew language is absolutely remarkable—you will discover how different the words are from those in our own languages of western Europe. Hebrew words are much less ordinary and conventional; they possess a soul, so that you can perceive in them their meaning. They themselves speak out their inner, essential meaning. The further you go back in history, the more you find languages like this, which resemble the one original language. The legendary Tower of Babel is a symbol of the fact that there was really once a single primeval human language; this has become differentiated into the various folk and tribal languages. That the single common language disintegrated into many language groups means that the spoken word moved halfway towards the loneliness of thought. An individual does not speak a language of his own, for then speech would lose its significance, but a common language is now found only among groups of people. Thus the spoken word, has become a middle thing between solitary thought and the primeval language. In the original common language one could understand a word through its sound quality; there was no need to try to discover anything further of meaning, for every word revealed its own soul. Later, the one language became many. As we know, everything to do with separation plays into Lucifer's hands; therefore as human beings created their different languages, they opened the door to a divisive principle. They found their way into the current that makes it easy for Lucifer to lift human beings out of the normal progress of the world, foreseen before his own advent; Lucifer can then remove them to his isolated island and separate them from the otherwise progressive course of human evolution. The element of speech, the Word, finds itself therefore in a middle state. If it had been able to remain as originally foreseen, without Lucifer's intervention, it would belong to a central divine position free from the influence of Lucifer and Ahriman; then, in accordance with the progress of the divine world order, mankind could have set sail on a different current. But language has been influenced on the one side by Lucifer. While a thought grasped in solitude is the complete victim of the luciferic forces, the Word itself is laid hold of only to a certain extent. On the other hand, writing, too influences language; the further mankind progresses, the more significant is the effect of the printed word on spoken language. This comes about when folk dialects, which have nothing to do with writing, gradually disappear. A more elegant kind of speech takes their place, and this is even called “literary speech.” The name indicates how speech is influenced by writing, and you can still notice how this happens in many localities. I am often reminded how it happened to me and my schoolmates. In Austria where there are so many dialects all mixed up together, the schools insisted on the pupils' learning the “literary speech,” which the children to a great extent had never spoken. This had a peculiar result; I can describe it quite frankly, for I myself was exposed to this literary language over a long period of my life, and only with the greatest effort could I get rid of it. It sometimes even now slips through. Literary speech is peculiar in this: that one speaks all the short vowels long and all the long vowels short, whereas dialect, the language born out of the spoken word, pronounces them correctly. When you mean the Sonne, “sun” that is up there in the sky, dialect says d'Sunn. Someone, however, who has gone through an Austrian school is tempted to say, Die Soone. Dialect says, der Sun for Sohn (“son”); the school language says der Sonn.
This is an extreme example from an earlier time, of course, but it illustrates my point. You see how writing works back on the spoken language: it generally does work back on it. If you look at how things have developed, you will find that language has already lost what grows out of the earth and soil and is most vital, most elemental, most organic; people speak more and more a book language. This is the ahrimanic element in writing, which continually influences the spoken word from the other side. However, someone who wants to go through a normal development will easily notice from the three things Benedictus gave Capesius as examples, how senseless it is to wish to eliminate Ahriman and Lucifer from human evolution. Consider these three activities: solitary thought, the spoken word, and writing. No sensible person, even when he fully recognizes the fact of Lucifer's influence on thinking and Ahriman's influence on writing, will wish to root out Lucifer where he is so obviously at work, for this would mean forbidding solitary thought. Admittedly, for some people this would be a most comfortable arrangement, but chances are that none would be willing to advise it openly. On the other hand, we would not want to do away with writing. Just as the positive and negative electric charge indicates a polarity in external physical nature, we will also have to agree that the contrasting ahrimanic and luciferic elements have also to exist. They are two polarities, neither of which we can do without, but they must be brought into the right relationship to measure and number. Then the human being can move between them in the middle ground by way of the spoken word—for indeed the Word was meant to be the vessel for wisdom and insight, the vehicle of thoughts and mental images. A person could say, “I must so train myself in using words that through them I allow everything self-willed and merely personal to be corrected. I must take into my soul the wisdom that past ages have unlocked out of the word. I must pay attention not only to my own opinion, not only to what I myself believe or can recognize correctly through my own ability, but I must respect what has come down through the various cultures, through the efforts and wisdom of the various races in human evolution.” This would mean bringing Lucifer into the right relationship to the Word. We would not do away with isolated thinking but, realizing that the spoken word belongs to the community, we would try to trace it back through long periods of time. The more we do this, the more we give Lucifer his rightful influence. Then instead of merely submitting to the authority of the Word, we protect its task of carrying earth wisdom from one epoch of civilization to the next. On the other hand, if someone fully understands the matter, he must take it on himself not to submit to the rigid authoritarian principle that belongs to writing—whether it be most holy in content or completely profane—for otherwise he will fall victim to Ahriman. It is clear that for the external materialistic world we have to have writing, and writing is what Ahriman uses to detach thinking from its course toward destruction; this is his task. He wants to hold thinking back from flowing into the stream of death: writing is the best means of keeping thoughts on the physical plane. In full consciousness, therefore, we must face the fact that writing, which carries the ahrimanic element in itself, must never gain the upper hand over mankind. Through our vigilance we must keep the Word in the middle position, so that on the left and on the right—both in our thinking and in our writing—the two polar opposites, Lucifer and Ahriman, are working together at the same time. This is where we should stand and it will be the right place if we are clear in mind and heart that there must always be polarities. Capesius took hold of all this that he heard, with his soul forces strengthened by Felicia. His attitude to what Benedictus was explaining was quite different now from earlier explanations that Benedictus had given him of the luciferic and ahrimanic elements. Fairy tales flowing out of the spiritual world were more and more fructifying the forces of his soul, so that Capesius himself perceived how inwardly strengthened and fortified his soul capacities had become. In Scene Thirteen of The Souls' Awakening this is represented; a soul force within Capesius designated as Philia appears to him as a spiritually tangible being, not as a merely abstract element of his soul. The more Philia becomes alive in his soul as a real being the more Capesius understands what Benedictus expected from him. At the time when he had first heard the enlivening story of the fortress that multiplied itself into a great number of such buildings, it did not at first affect him. In fact, he almost began to slumber; then when Father Felix was talking about the atoms, he really was practically asleep. Now, however, with his soul so matured, Capesius recognized the threefoldness inherent in the whole stream of world evolution: on one side the luciferic solitary thought, on the other, the ahrimanic writing, the third, the middle state, the purely divine. He now understood the number three as the most significant factor in cultural development on the physical plane; he surmised that this number three can be found everywhere. Capesius viewed the law of number in a different way than before; now, through the awakening of Philia within him, he perceived the nature of number in world evolution. Now too, the nature of measure became clear: in every threefoldness there are two polarities, which must be brought into an harmonious balance with each other. In this, Capesius recognized a mighty cosmic law and knew that it must exist, in some way or other, not only on the physical plane but also in higher worlds. We shall have to enlarge upon this later in more precise descriptions of the divine spiritual world. Capesius surmised that he had penetrated to a law acting in the physical world as though hidden behind a veil and in possessing it, he had something with which he could cross the threshold. If he were to cross the threshold and enter the spiritual world, he must then leave behind him everything stimulated merely by physical experience. Number and measure—he had learned to feel what they are, to feel them deeply, to fathom them, and now he understood Benedictus, who brought up other things, at first fairly simple ones, to make the principle fully clear. “The same predominance of the triad, of polarity or opposition in the triad, of harmonious balance,” Benedictus told Capesius, “is found in other areas of our life. Let us look from another point of view at thinking, mental images, or ideas. First of all you have mental images; you work out for yourself the answers to the secrets of the universe. The second would be pure perception; let us say, simply listening. Some people are more likely to ponder about everything introspectively. Others don't like to think but will go around listening, will receive everything through listening, then take everything on authority, even if it's the authority of natural phenomena, for there is, of course, a dogma of external experience, when one is pushed around willingly by the superficial happenings of nature.” Benedictus could soon show Professor Capesius also that in lonely thinking there lies the luciferic attraction, whereas in mere listening, or in any other kind of perceiving, there is the ahrimanic element. But one can keep to the middle path and move between the two, so to speak. It is neither necessary to stop short at abstract, introspective thinking wherein we shut ourselves away within our own souls like hermits, nor is it necessary to devote ourselves entirely to seeing or hearing the things our eyes and ears perceive. We can do something more. We can make whatever we think so inwardly forceful that our own thought appears before us like a living thing; we can immerse ourselves in it just as actively as we do in something heard or seen outside. Our thought then becomes as real and concrete as the things we hear or see. That is the middle way. In mere thought, close to brooding, Lucifer assails man. In mere listening, either as perception or accepting the authority of others, the ahrimanic element is present. When we strengthen and arouse our soul inwardly so that we can hear or see our thoughts while thinking we have then arrived at meditation. Meditation is the middle way. It is neither thinking nor perceiving. It is a thinking that is as alive in the soul as perception is, and it is a perception of what is not outside man but a perception of thoughts. Between the luciferic element of thought and the ahrimanic element of perception, the life of the meditating soul flows within a divine-spiritual element that alone bears in itself the rightful progress of world events. The meditating human being, living in his thoughts in such a way that they become as alive in him as perceptions of the outside world, is living in this divine, on-flowing stream. On his right are mere thoughts, on his left the ahrimanic element, mere listening; he shuts out neither the one nor the other but understands that he lives in a threefoldness, for indeed life is ruled and kept in order by number. He understands, too, that between this polarity, this antithesis of the two elements, meditation moves like a river. He understands that in lawful measure the luciferic and ahrimanic elements must be balanced in meditation. In every sphere of life the human being can learn this cosmic principle of number and measure that Capesius learned after his soul had been prepared through Benedictus's guidance. A soul that wants to prepare itself for knowledge of the spiritual world gradually begins to search everywhere in the world, at every point that can be reached, for the understanding of number, above all the number three; it begins then to see polar opposites revealed in all things and the necessity for these opposites to balance each other. A middle condition cannot be a mere flowing onward, but we must find ourselves within the stream directing our inner vision to the left and to the right, while steering our vessel, the third, middle thing, safely between the left and right polarities. In recognition of this, Capesius had learned through Benedictus how to steer in the right way upwards into the spiritual world and how to cross its threshold. And this every person will have to learn who wants to find his way into spiritual science; then he will really come to an understanding of the true knowledge of higher worlds.
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162. Whitsuntide in the Course of the Year
23 May 1915, Dornach Tr. Violet E. Watkin Rudolf Steiner |
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On this basis we should make ourselves familiar with the ideas which initiation gives us concerning man's so-called evolution We know that at first the child grows into the world as in a kind of dream. This dream-life of the child is, however, closely united with his growth, with all the sprouting and budding processes; and the younger the child whom we consider, the more do these budding and sprouting processes meet our eye. |
On the other handy I have also called attention to how in more ancient times, when manes knowledge proceeded more from his participation in the sleeping condition of the earth, when his soul had to sink into the sleeping Earth-soul in order to have Imagination, the. dream-like Imagination of the old spiritual vision, then the corresponding festival, the John festival, had to be held during the heat of summer. This festival might be said to signify union in dream and ecstasy with the sleeping, dreaming spirit of the earth. The Christmas festival signifies a conscious union with the waking Earth-spirit. |
162. Whitsuntide in the Course of the Year
23 May 1915, Dornach Tr. Violet E. Watkin Rudolf Steiner |
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Man perceives in himself and in nature both what we call growth and what we call destruction, or perhaps dissolution. And he instinctively forms his ideas in such a way that he is permeated with a certain belief in reality when, whether in himself or in nature, he perceives building up—growth: He forms ideas about what in a sense goes outside reality, loses reality, by directing his glance to destruction, to dissolution; so that it seems quite natural to him to describe what thus goes outside reality, when he perceives it being dissolved, as gradually passing over into the so-called nothingness of the physical world. I have often said that if we want really to arrive at ideas concerning the spiritual world, we must modify in many respects those ideas acquired in the physical world. We must have different ideas from those acquired in the physical world if we wish to enter at all with our thinking into the spiritual world. It is especially important that we should form a concept which is actually found everywhere in our study of spiritual science, but which we cannot too often bring before our souls—the concept of a connection during physical life between our consciousness and the corresponding processes in our physical organism, We shall never grasp the working of consciousness in the physical world unless we can connect it with the concept of destruction or dissolution. Were there only growth, only development in us as physical beings, we could never be conscious beings in the physical world. In this physical world what is represented in growth, in budding and sprouting, never leads to consciousness. Consciousness can begin only where the processes of growth are invaded by destruction, by processes of dissolution. On this basis we should make ourselves familiar with the ideas which initiation gives us concerning man's so-called evolution We know that at first the child grows into the world as in a kind of dream. This dream-life of the child is, however, closely united with his growth, with all the sprouting and budding processes; and the younger the child whom we consider, the more do these budding and sprouting processes meet our eye. Only when the individuality in the human organism gains sufficient power to oppose the sprouting and budding, and can bring into them processes of dissolution, does fuller and more complete consciousness appear. We become conscious to the extent to which we are capable of pulling down in us what inner Nature builds up. When anyone who has gone through initiation observes how consciousness arises in man, he finds that every conscious thought that is grasped, and every conscious feeling that asserts itself, are bound up with the fact that processes of destruction are contending with the building-up processes in the organism. When we look at conscious life we look at destruction; and we must accustom ourselves to have not merely a positive feeling for reality wherever we see a process of sprouting, budding, a process of growth, but we must rise to a feeling for the conscious life of the spirit by observing what part this conscious life of spirit plays in the physical world, by observing, that is, the processes of death and destruction. It is for this reason that we have to alternate the conscious processes with the unconscious processes of sleep, so that what we have destroyed during our waking life of thought may be built up again by the unconscious forces of nature in our organism. That is the swing of life's pendulum—that the soul force when it wakes to consciousness wears out and destroys what mere nature creates in the human organism; and that from the moment the soul, in sleep, forsakes the natural life of the body, from that moment the processes, activities, of sprouting and budding go forward. Hence it is not correct to believe that man's waking life is to be compared with life in summertime, when the earth is budding and sprouting. No! the earth itself as spiritual being wakes when towards autumn the dying processes begin, and it is during the winter that the earth is fully awake. During summer, during the budding and sprouting processes, we have the sleeping life of the earth. The Earth-Spirit sleeps during the summer and during the winter it wakes. I have previously pointed out that it is due to spiritual initiation that the moment of time when man is destined to unite himself with what in earth-evolution should call up the fullest waking life—with the Christ Impulse—that this moment has been placed in the middle of winter, not in the summer, namely, the Christmas festival. On the other handy I have also called attention to how in more ancient times, when manes knowledge proceeded more from his participation in the sleeping condition of the earth, when his soul had to sink into the sleeping Earth-soul in order to have Imagination, the. dream-like Imagination of the old spiritual vision, then the corresponding festival, the John festival, had to be held during the heat of summer. This festival might be said to signify union in dream and ecstasy with the sleeping, dreaming spirit of the earth. The Christmas festival signifies a conscious union with the waking Earth-spirit. It is just through conceptions such as these, my dear friends, that we come to feel man's renewed connection with the cosmos We enter into this connection concretely, not by merely enthusing in a general way about man being a microcosm of the macrocosm, but by gaining accurate knowledge of how the mighty Earth-being sleeps and wakes, taking the whole year for this alternation, whereas man sleeps and wakes in the course of twenty-four hours. And now we must turn our gaze with more precision to what we experience in the physical world as consciousness. Let us sketch diagrammatically the sprouting, budding life of our nervous system (see diagram). Clairvoyance actually sees the sprouting, budding life, for example, of the nervous system, especially of the brain, in this form of a fiery wave. Now the human life of soul is in truth outside this sprouting, budding life, Were I to draw the human soul-life as it is in the night, in sleep, I should have to draw it completely outside this figure; in waking life, however, we must picture the soul-life as permeating itself with this budding, sprouting, let us say, fiery life. Thus were the soul-life to permeate the physical organic life only, no consciousness would arise, flow does consciousness arise? For that, the soul must work upon the physical. In the physical to begin with are budding, sprouting processes of growth which are as it were distributed over the life of the nerves. It is these processes of growth that are now broken down and destroyed. A process arises similar to what takes place when the budding and sprouting plant gradually withers and decays; thus the soul life induces processes of destruction in this budding, sprouting life. The destructive processes I indicate here by holes in the shading. When we are awake, therefore, our soul-life destroys the physical processes of growths breaks them down. Man as a rule knows nothing of this destruction. Clairvoyant vision alone perceives it and makes it possible to say: “Now that you have put yourself into relation with the spiritual world (I say expressly with the spiritual not the physical world) if you wish to have ideas you must destroy something in you.” What makes initiation such a shattering experience is that we perceive this destruction, that we know that If we bring ourselves into relation, let us say, with an Angel or an Archangel being of the spiritual world and want to gain some ideas concerning that being, that is, if we want to perceive the being truly, we must first destroy something in ourselves. Not that anything is actually destroyed by initiation, but through initiation we become conscious of what is all the time being destroyed in the everyday process of perception. It is just the same when we put ourselves in relation with a flower or an animal, only in the usual course of life we are not aware of it. We begin to know of it only when these processes of destruction work back as reflection into the life of the soul. That is the change. Suppose, for examples you see a red flower. What you experience in the red flower causes you to call forth in yourself a process of destruction, You are, however, unaware of this. But what is destroyed is reflected into your soul and brings about that you have the red flower as an idea, as a perception. Thus you must first create in yourself a copy of the red flower by destroying the sprouting and budding processes, and while you destroy these you create what you then see. Conscious life consists in such processes of destruction, which again are followed by building-up processes It is an inner working at one's own organism and, strictly speaking, lies at the root of all works of human culture. When we instigate cultural work we also destroy something in nature. We cannot build a house if we do not go outside to get wood for it by a process of destruction, and what is thus the product of destruction, torn away from nature, we build up into our artistic creations. Strictly speaking, we do this in all works of art. We do just the same as the destroying, demolishing processes do to the budding, sprouting, which arrest processes of growth. What is embedded into the living organism as an inserted element of death forms the content of conscious being. Every time we display consciousness we are planting what is dead into what is alive, and the more conscious we become the more do we insert a dead man into our living man. Then sleep has the task of dissolving away these dead elements, all but certain remains which, persisting as processes throughout the whole of physical life, lie at the foundation of memory, Were everything to be dissolved by sleep, we should have no memory, no recollection. Thus you see if we want to acquire consciousness we have to recognise in our life a real winter. Consciousness means spreading the destroying, withering life of.nter over the budding, sprouting summer life, We have to make winter within us if we wish to become conscious. Thus we must in a sense learn to value the winter, because were it always summer in our life the spirit could not experience the physical consciously but would remain for ever unconscious. Something more may arise out of these considerations, my dear friends. A materialistic observer of the world may easily say: It is not possible to look into the way in which consciousness works in the physical body. But when through spiritual science we learn that a parallel exists, in the way referred to, between the individual life of man and the life of the Earth-spirit, then we come to the following conclusion - that if we wish to have a concept of sleeping man and what he really is, all we need do is to imagine ourselves in the budding; sprouting life of summer where everything buds and blossoms. What goes on outside in the earth goes on in miniature and imperceptibly in manes physical nature. We should simply experience summer in man when we look at him asleep, and winter when we look at him awake. If we wish to know what happens to consciousness when it makes use of the physical body as instrument, we must observe how in autumn everything begins to dry up and wither, everything begins to die away, In the external picture we can make of winter we have a true idea of what the waking consciousness brings about in man's physical organism by using it as an instrument. That is why when the soul is outside the body and clairvoyant consciousness looks at the body out of which the soul has departed, it perceives the body as a budding, sprouting world. It is childish to believe that the clairvoyant, when outside the body with his soul, sees the body in the same way as in physical life we see another human being. We are wrong in thinking that the man lies there with his soul hovering above and that the soul looks back on the body and sees the man lying there beneath. That is not so. The moment the soul goes forth, the body becomes the world, a summer world; and if the soul remains clairvoyant on returning to the body, it experiences in itself the personal, individual winter. We can thus discover an inner connection between the life of man and the life of the earth. When we consider the life of the earth and look first at summer time, outside us we see in this summer time what works and weaves in us in the same way but works and weaves during our sleeping condition. If we now seek to express in a few words the feeling of this working and weaving in sleep, we can do so as follows. All this is the world of coming to birth, of arising, And when we feel ourselves in this world, we can say, “OUT OF THE DIVINE WE ARE BORN”. For in so far as with our own forces we belong to this world, this budding and sprouting world, we must say: EX DEO NASCIMUR, Out of the Divine we are born. Man has been able to say EX DEO NASCIMUR at every stage of earth evolution and will be able to say it also in each future evolutionary stages On the other hand it is essential for our own cycle of time, which follows the Mystery of Golgotha, that we should now understand that the forces of dying life work in us; melting forces, dissolving life, and that with this melting away, this dissolution of life, consciousness is connected. We find the consciousness of the earth, the waking earth-life, in the winter time. In order in winter to live with the earth in the physical world, we must dive down into what is dying, But since the Mystery of Golgotha, we do this by taking the Christ Impulse with us into what is dying: IN CHRISTO MORIMUR. We make this into a guiding motto through the other half of the year, when the earth is awake, awake in the dying life: IN CHRISTO MORIMUR. Thus the earth's year is divided for us into two halves, into the half which has its culminating point at Midsummer, for which the saying holds good: EX DEO NASCIMUR, and the other half which has its culminating point at Christmas time, for which we have the saying: IN CHRISTO MORIMUR. We should not think that the correct conception of man as the microcosm of the macrocosm is merely an abstraction, Nor should we think that we can do very much if we hold to abstract ideas about it. Rather should we be clear that we shall meet this conception more and more on really coming to the true life of the Spirit of the Earth. You see, when we observe the earth in winter with its dying, freezing life, this dying, freezing life is the expression of the thinking, feeling and perception of the waking Earth-spirit. But we must think of the Earth-spirit in connection with what surrounds us as our immediate world. We should picture the world, as it were, as a great spiritual being having the earth as physical instrument. And we get this idea of what the earth is thinking, especially of what it is thinking during winter, when we consider the whole manner in which the surroundings of the earth work into the earth. Imagine yourself on a night in winter, with your gaze directed to the stars, with perhaps the moon among the stars, and you have to say that the whole constellation of this starry world is an outward expression, a picture, of what is thought consciously on the earth, and we live in it because the cosmos enters into relation with the earth. You then see how we are standing in a living way within the thinking of the earth, in all that weaves and waves around the earth as earthly thinking, just as in summer, livingly with our own soul, we are within the earth-sleep; Nevertheless, in summer we should take our place consciously in the life of the earth. We should call on. our astral forces so as not to succumb to the earth-sleep, Many people very easily fall asleep in the heat of summer, because during the universal sleep of the earth their astral forces are not strong enough to keep them awake. If we ourselves sleep during the summer time our activity is only equal in value to that of the earths In winter we should develop in the subconscious the forces for sleep which withstand the universal earth-life, whereas for the waking life during winter we need the forces lying more in the direction of the waking life of the Earth-spirit. So we might say we swing with our own life, with the lesser oscillations of our own life, within the yearly oscillations of the Earth-being, of the conscious Earth-being. And this conscious Earth-being is completely dependent on the star constellations There you have a living impression of the way in which our own soul-life is interwoven indirectly with the life of the stars in the sleeping and waking of the earth This gives us a living picture of what astrology is really meant to be, if it is at all to be taken seriously. Therefore, as I have often said Astrology is either the purest dilettantism, or it can only be striven for as an essential part in the deep study and knowledge of spiritual science. Recently I have often emphasised, my dear Friends, how necessary it is that those who are drawn to spiritual science should acquire conceptions that will lead them from what is merely the content of thought into living reality, Think what entirely new sides of life open to us when we know that consciousness is based on a breaking-up, destruction, and that there has to be destruction for consciousness to have its physical instruments. For in very truth just as we cannot work in the physical world without destroying nature, so we cannot become conscious without the destruction in us of our processes of growth. Clairvoyance has to look upon these continuous processes of destruction, it has without bias to see how our whole life through, a gradual death is taking place for consciousness to be able to exist. Initiation consists in our receiving as it were a concentrated picture of this process of destruction spread out over the whole time between birth and death. This process is concentrated in actual physical death; were not physical death to come about, in the spiritual world after death we should never be able to develop consciousness. Death, the destruction of the physical and etheric bodies, is the primary condition for the development of consciousness in the time between death and a new birth. As a plant cannot be there if the root is not, so the consciousness between death and a new birth cannot exist if it is not rooted in the process of death. As in the first years of physical existence we have to strive for the possibility of destroying from the standpoint of the soul the early processes of budding and growth, consciousness only awaking to the extent to which we can embed the processes of destruction into the processes of growth—as only when the force of the destructive process has reached a certain stage a consciousness develops—so we have to destroy and discard the whole body. And the act we thus perform, this shedding first of the physical and then of the etheric body, is the starting point for the consciousness between death and a new birth. We acquire the faculty of consciousness between death and a new birth by being able to kill ourselves—we may be allowed to say this, for it corresponds with the truth—by being able, that is, to undergo the processes that take place in death. As life here between birth and death has its starting point in the merely plant-like life of the child, so the life between death and a new birth has its starting point in the process of death. We are here looking at strictly destructive processes, and it is important that we should adapt ourselves to the possibility of sharing in the life of the whole course of nature and that of the entire spiritual cosmos. If you examine the modern life of spirit, my dear friends, you will find that in reality—I have pointed to this before—the development of man is gradually withdrawing more and more from the inner process of existence, and only the external world is considered. There is a growing disinclination to look at the whole of nature, the tendency being more and more to consider only half of her—the growing, budding and sprouting forces. Where annihilation begins, there existence is thought to cease. The materialist cannot think otherwise, since he can never form ideas about spiritual life in the physical world, because these ideas about spiritual life in the physical world begin just where the processes of destruction begin. He wants to investigate only the growing processes for to him they are the sole reality. When anything begins to wither he sets out to investigate what grows up over it, or he seeks in the dying process the chemical remains, that iso the material, the physical. The important point is that man has no wish to direct his attention to the other half, to the dying. Yet it is only from what passes away that men can acquire an insight into the existence of the conscious soul-life. This is a vastly important truth—that the modern world-outlook, because it has developed in the way indicated because it always directs attention to what is budding and sprouting, has deprived itself of the power to see the spiritual, the spiritual only betraying its presence in things when they begin to disintegrate. As long as there is budding and sprouting, the spiritual works within the beings, not appearing as spirit but manifesting externally through material processes. If the spiritual is to appear in the beings, processes of destruction must take place. The spirits of the blossoms, the elementary spirits of the plants, may not remain when the blossoms open and the flowers are developed, when the sun with its sounding waves charms forth the budding, sprouting life. “If it strikes you, you are deaf.” Read these words at the beginning of Part II in Goethe's “Faust” with understanding, The spirits must dive down, They can emerge only when the budding and sprouting life withdraws. You see, the poetic perception of Goethe was so living that he thoroughly realised how the budding and sprouting that comes forth with the rising of the sun makes it necessary for the elves to recede. But this will become clear to us, my dear friends, that at the sight of the physically dying world there arises first the misty realm of the spirit and then the whole true spirit realm. It is not without meaning when in folklore we hear that to become spiritual the trees must first decay, that only when they are decaying do they let us see the spirit. If we go out into the country and see a decaying, dried-up tree-trunk, it is really showing for the first time its spiritual appearance. There must everywhere first be destruction before the spiritual is to appear. Modern spiritual life, it is true, consists just in this—that souls have withdrawn from such an intimate living together with nature that they are able to feel the decaying forces and in them all that is spiritually alive. Hence it is that today when we speak of the spiritual, people can form no conception of it at all, for they only consider the world in so far as it buds and sprouts. When it ceases to do this, when decay sets in, for them it leaves the field of reality. If you speak to them of the realm of true life, if you say that the spiritual rises out of the dying, if you tell them all this, you will find that they are listening to something that has absolutely no meaning for them. It may actually happen that if you are speaking today to a gathering of people who have had no previous preparation through spiritual science and you talk of the spiritual living in the world, they have no notion of what is in question. To such people world-conceptions are a matter of complete indifference, They take no interest in discovering; what may be found at the basis of things:. One can have the same kind of experience that we once had at a lecture. You know that we try as far as possible to keep away those who are generally the least cultured of those attending our lectures, those who write for the newspapers. As a rule they understand the minimum of what is spoken about, But sometimes it happens that these very clever people of the present day cannot be kept away. One cannot always act in such a drastic way as was done recently at a certain place in Austria when a reporter came to the lecture and our chairman said to him: “You will certainly not understand anything and had better stay away.” The man had actually bought a ticket. It can't always happen like that, It happened on another occasion that a reporter wrote: “What is this spiritual science meant to be? It is obvious that one person pictures the world in one way and another somehow else, Everyone has a right to his opinion.” Thus in our time you find all over the place complete lack of interest mixed with utter frivolity whenever a world-conception is in question. And this was once written about a lecture: “One person sees the world as a box of bricks, another makes a brew of toads gall with tiger's intestines, a third is a monist, a fourth stares at the confusion without thinking at all, a fifth looks through two pairs of spectacles at the forces of the soul and so (says the writer) we could go on indefinitely.” He is completely indifferent to all these points of view. This lack of interest towards a spiritual comprehension of the world is not diminishing, it is increasing, and will go on doing so unless a deepening comes about in the world through spiritual science, Deepening through spiritual science will prove of the greatest value, my dear friends, because it does not merely call upon man's faculty for forming concepts and ideas, but seizes upon his whole soul and permeates it so that he actually feels himself as microcosm in the macrocosm, and really experiences individually what has first to build itself up on the processes of destruction. We can attain an actual living-together-with-the-dead only when we can see in the destructive process of death a process that makes a foundation upon which the spiritual being of man rises after death—a process continuing to work up to the time of a new birth. Thus spiritual science must mean both familiarizing ourselves with the truth of things and letting the truth of things take hold of our very being. Modern spiritual life is a withdrawal from the truth, a becoming apathetic It is becoming a matter of indifference whether there is real clairvoyant vision or whether “toads' gall is brewed with tiger's intestines”. In its culture and ethics modern spiritual life is on the way to the most frivolous and cynical indifference towards all existence that has to do with the depths of being, On the other hand, spiritual science is developing and can develop in a natural way, since the human soul, simply by interesting itself in the results of spiritual investigation, is taken hold of by the cosmic process, carried into it, interwoven with it. It is not necessary to be clairvoyant, but only to enter honestly into the experiences resulting from clairvoyance, getting to know spiritual science; then one will be laid hold of and carried along by what is received through anthroposophical concepts into a living mutual experience and mutual feeling with the cosmos, For this it is certainly necessary that spiritual science should not be looked upon as something adding to the enjoyment of life, but again and again we must penetrate further with our thought into what spiritual science gives. We need not be clairvoyant at first but must accustom ourselves to consider the things of life from many aspects, in the sense of spiritual science. Hence among us things are described from the most varied aspects. Then the experiences take hold of one and carry the soul in feeling if not with knowledge right into the life of the spiritual world, into the spiritual manifesting in the material. But now my dear friends, in what spiritual science wishes to bring about in knowledge, in art, in religious feeling, and in ethical will—spiritual science takes its place in our spiritual life as something of which we have to be conscious that it is a new element in modern culture. Any anthroposophist must become conscious of this new thing. Yesterday I pointed this out in another connection—namely, that it is necessary for us to give a new form to the Christ Impulse, that our figure of the Christ is essentially different in form from that of Michelangelo's . Our thinking and feeling have to be thoroughly transformed in face of the new standpoint. Then men will begin to have an inkling of what life is as a whole—intensive, living life, For this has ceased. Wherever we look in our environment there is no longer the feeling Goethe expressed when he said: “Art must be the expression, the true expression, of living cosmic laws.” Art has to be an interpretation of the mysterious laws of nature. Today there is no longer any understanding for that. Hence one sees that in all spheres there is a gradual falling away from the real inner life of truth, in what appears as knowledge on the one hand, and on the other as art. In art today we are fond of speaking of compositions, of juxtapositions of individual parts. What art was in olden times, what it must again become—a creating out of the truth of the things themselves—has vanished. In the fullest sense there is an ahrimanic conspiracy against truth, which is spread abroad in the world, and this appears today in the sphere of art as well as in that of science. In the sphere of science we see everywhere a clinging to what is merely perceived by the senses. In art, too, we see what resembles this. We see, in man, the possibility of feeling and perceiving the inner truth of things gradually dying out. Thus works of art can be produced and admired throughout the civilised world like “Jean Christophe”, the novel by Romain Rolland. Anyone who creates out of true art, who feels inner truth, inner ruling truth, will never jumble together such a “work of art” as “Jean Christophe”; he would know that the individuality of a Beethoven, Richard Wagner, Strauss, Gustav Mahler, has its inner truth for each one of them. If we jumble them all together, we produce a vexatious chaos of decadent art like this tiresome “Jean Christophe”, which, however, to the regret of all concerned with real art, is admired throughout the civilised world. It is admired, let me say, because today there is a secret conspiracy against the real, essential truth. Indeed, people are no longer aware that they are sinning against the real, essential truth in admiring this so-called literary work and in letting pass as valid not the living individualities built up from a unity that is alive, but a chaotic, foolish work that is all patched together. We must, my dear friends, be alive to the various sources of perversion out of which the soul willingly creates at the present time; we must calmly and courageously acknowledge what is thus perverted so as to bring to consciousness the significance of the impulse of spiritual science and its intervention in man's living world of truth. Then we shall understand. that we live in an age in which we must be clear that what confronts us as summer-life, budding, sprouting life, is EX DEO NASCIMUR; diminishing life, the destroying of the soul-life, but spirit issuing forth from this destruction in our life since the Mystery of Golgotha—IN CHRISTO MORIMUR. But in the future men must not remain standing on this ground; when this budding, sprouting life of summer when comes, when the Earth-spirit sleeps, we must find the strength to develop and carry into the sleep of the Earth-spirit a higher force arising from the life of soul resulting from clairvoyant knowledge. Then we have to say: As the world in summer is EX DEO NASCIMUR, so the world in winter; and since the Mystery of Golgotha, is IN CHRISTO MORIMUR. But as we go to meet the sleep, the summer life, the sleep of the external organism of the earth, let us be conscious that we can carry into this time what we now experience out of this actual living together with the spiritual world, what the spirit carries into this time of the earth's sleep—the mood of Whitsuntide. If we have felt: IN CHRISTO MORIMUR aright, we shall bear the Whitsun mood into this sleep-condition of the earth by receiving the impulse spiritual science is able to give. We are born out of the Divine; the summer life of budding, sprouting nature is witness to this We live with the Christ, and feel that we do, by living ourselves into the winter; when the earth wakes we take the Christ Impulse with us into the life of dying Nature: IN CHRISTO MORIMUR, But by going forward again to meet the summer with the Mystery of Golgotha, we carry the Whitsun mood into life so that it may awake in the darkness of summer, in the budding and sprouting and that amidst the sleeping Earth-spirits we ourselves awake in spirit: PER SPIRITUM SANCTUM REVIVISCIMUS. |
312. Spiritual Science and Medicine: Lecture V
25 Mar 1920, Dornach Tr. Unknown Rudolf Steiner |
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So for instance we should ask the patient about his dream-life: does he dream much or little? An extensive dream-life is an extremely important constitutional peculiarity, for it testifies to a tendency of the astral body and Ego to unfold an activity of their own, and not to concern themselves very closely with the physical body, so that the formative forces of the soul do not flow down into the organic system. |
Let us suppose that you are consulted by a person suffering from some disease (we shall deal with particular diseases later) in which there are particularly vivid and frequent dreams. This means that the astral body likes to separate from the physical, does so with ease, and goes about its own business. |
312. Spiritual Science and Medicine: Lecture V
25 Mar 1920, Dornach Tr. Unknown Rudolf Steiner |
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As we go further into that special realm where pathology is to meet therapeutics and where, in a certain sense, we build a bridge between the two, we shall need to mention many things that can only remain a sort of ideal for treatment and cannot be everywhere fully applied. Nevertheless, if we had a comprehensive picture of all that matters in the treatment of disease, we should be able to select one or other particular point, and at least we should know how a fragmentary diagnosis of a given disease can be utilised. First and foremost, we must consider the importance, even in the most special cases, of knowing the whole personality before us. This should include all the main data of the patient's life. Some medical practitioners have given me their confidence, and discussed various topics with me, and I have often been amazed. My first question was: “How old is the patient?” and the practitioner could give no definite answer. He had himself formed no opinion on the patient's age. As we shall see in the next few lectures, it is one of the essentials to know this, for therapeutics depend very much on the age of the person treated. The day before yesterday we heard it said of certain remedies, that while in some cases they were of extraordinary efficacy in others they failed.1 Here arises the question whether there was any connection between the failure and the age of the patient under treatment We must collect and collate very exact records concerning the influence of age upon the effect of remedies. Then there is the factor of stature. We should always pay special attention to the stature and build of the patient—whether he is short and compact or tall and lanky. It is important to be able to judge, from differences in build, the forces inherent in what we term the etheric body of man. I have given much consideration to the possibility of avoiding these terms, which belong to the reality of man's being; but it is impossible to do so, and presumably you would not wish to do so. Of course we could replace them by other terms that find more approval among those who are not Anthroposophists. Perhaps of this course. Here and now, however, we shall retain this vocabulary for the sake of better understanding. We can judge what I might term the intensity of the etheric body's activity by the build and physique of the individual. One should wherever possible find out—(I will mention every factor, although often they cannot be considered for lack of the necessary data) whether in his youth the patient grew slowly or rapidly. All such facts are symptomatic of what we might term the action of the etheric body, or let us say, of the functional manifestations of the man in relation to his physical body. This must be taken into account, if we want to perceive a connection between the man and his medical remedies. Then we must find out the relationship of both physical and etheric bodies to the higher members of the human organisation, to what we call the astral body, (the soul proper) and the ego (the spiritual proper). So for instance we should ask the patient about his dream-life: does he dream much or little? An extensive dream-life is an extremely important constitutional peculiarity, for it testifies to a tendency of the astral body and Ego to unfold an activity of their own, and not to concern themselves very closely with the physical body, so that the formative forces of the soul do not flow down into the organic system. Another question that should be put—although it may be “uncomfortable”—is whether the individual patient is fond of movement and exertion, or inclined to inertia. For personalities with the latter tendency have a powerful internal agility of their astral bodies and egos. This may appear paradoxical, but the activity referred to does not reach our consciousness. And for this very reason the individual is not consciously industrious, but, on the whole, lazy. For what I here define as the opposite of inertia is the organic capacity to grip the lower human sphere by means of the higher members, i.e., to transmit activity from the astral body and from the ego, into the physical and etheric bodies. Lazy people have very slight capacity of this kind. The lazy man is really, from the point of view of spiritual science, a man asleep. Then we should inform ourselves about the patient's eyesight: is he short-sighted or long-sighted? Short-sighted individuals have a certain reluctance of the astral body and ego to permeate the physical body, and short-sight is one of the chief symptoms of this reluctance. I would offer a further suggestion which might some day be feasible. It would be most important in the treatment of disease, and, as I believe, could become valuable in practice if the various professions were to develop more social feeling. My suggestion is this: it would be most useful if dentists and dental surgeons were to use their knowledge of the dental system and all that is connected with it, that is, of the digestive system as well, so as to be able to offer a sort of diagram to their patients on each occasion of treatment or consultation. Of course the patients themselves must be persuaded to co-operate, but, with some social sense, this would perhaps be possible. On such a diagram the dentist would note the efficiency of all factors related to dentition, whether there was any early tendency to dental caries;, whether the teeth have kept in good condition in later life, and so forth. As we shall see during the next lectures, these matters are crucial for the correct judgment of the total human organisation. And if the physician who has to treat an isolated case of illness could obtain a summary of the patient's state of health from the state of his teeth in this way, the document would be an extremely important basis for the treatment. Further, you should learn from the patients themselves their chief physical sympathies and antipathies. It is particularly important to know whether any person you propose to treat, has a keen appetite for salt, for instance. His most pronounced tastes in food should be ascertained. If he has a strong appetite for all saline flavours, we have to deal with a person in whom there is too close a connection between the ego and astral body on the one hand, and the physical and etheric bodies on the other. The affinity between his soul and spirit and his bodily organism is, so to speak too complete. The same conclusion may be drawn from liability to vertigo—fits of dizziness following external mechanical movements, such as rapidly turning round. It should be noted whether a patient becomes dizzy easily following certain bodily movements. Moreover, one ought to acquaint oneself—though this is very generally known—with every disturbance of elimination, with the whole glandular activity of the patient. Where there are irregularities of elimination there are also always disturbances in the interaction of ego and astral body with the etheric and physical bodies. These are a few indications of what must be ascertained in the first consultation with any patient. They are chosen as examples, but you will perceive their general trend, in so far as the individual bodily constitution is concerned. Later on we shall discuss also the indications of habits of life, the access to good air, etc. These are rather matters for consideration under the special headings. But you have had an outline of the way to obtain a view of the sort of person you have to treat. For only when this is known in detail, will it be possible to judge how to administer or compose any remedy. I should like to remind you of the general fact mentioned before that there is an inherent relationship between man and the whole non-human world. In Spiritual Science this relationship is often formulated in this, admittedly abstract, manner in the course of evolution mankind has discarded and released the other natural kingdoms out of his own entity, and therefore external things retain a relationship to him. But in place of this abstract formulation, we shall have to point to repeated specific and concrete instances of the relationship in organo-therapy. Let us be clear, first of all, as to the actual basis of this remedial reaction of man to non-human nature. You know that there is much controversy on this theme. As we shall explain more fully later, different methods of treatment are arranged against one another. One of these disputes is all too well known to the public; that waged by the advocates of homeopathy and of allopathy respectively. It might interest you to hear about the part Spiritual Science should take here. But its intervention is somewhat peculiar. I shall give a general statement regarding it now, but reserve the details for later addresses. Strictly speaking, in the light of the results of Spiritual Science, there are no allopaths. There are in reality no allopaths because even what is described as an allopathic remedy is subjected within the organism to a homeopathic process and heals only through and by virtue of this process, so that, in actual fact, every allopath is supported and helped in his characteristic methods, by the homeopathic processes of the organism under treatment. This carries out what the allopath forgets, the dispersion of the particles of the remedial substances. But, of course, there is a considerable difference, according to whether we relieve the organism of this homeopathic function, or not. This is simply because the curative processes within us are associated with the condition of these remedies after they have been gradually homeopathised, whereas the organism has no curative interaction with the substances of the external world in their usual state. When these are taken into the body, they are “foreign bodies,” causing really awful disturbances and overloading if the body is burdened with the forces contained in allopathic dosages. We shall give special consideration to the cases in which it is impossible to relieve the organism of this homeopathic effort. Homeopathic dosage has really up to a point been very carefully copied from Nature herself, although fanatics have often gone too far and jumped to conclusions. How can we find a way to the relationship between man and his non-human environment? As I pointed out yesterday, in another context, we cannot merely repeat what the physicians of old time have laid down, although an intelligent study of their works can be helpful. But we have also to investigate this interaction between the human and extra-human world with all the resources of modern science. And we must hold steadfastly to the knowledge that we cannot get much further by means of chemical research into various substances, that is, by consideration of the results of laboratory tests on such substances. This is a kind of microscopy; I have already suggested that this should be replaced by macroscopic observation of the Cosmos itself. Today I have to put some significant facts before you which may to some extent show in what way the extra-human world corresponds in a sort of threefold division to the threefold nature of man. First of all, consider all soluble substances. Solubility is the last and latest attribute of special importance in the evolution of our planet, What has been deposited as the solid element is mainly derived from a cosmic process of solution which has been overcome and has deadened and thrown off the solid particles. But it is a purely external view to consider the planetary process as a merely mechanical deposit of sediment, and to construct geognosy and geology on this premise. Rather may we maintain that in the process of solution something is manifested that man has liberated from his own being, in so far as it occurs externally in the extra-human nature. Something that man has set free is at work. So we must inquire what are the relationships between external processes of solution and the internal functions of our organism. It is of fundamental significance, that certain individuals in whom the spirit and soul principle is too closely linked with the etheric and physical bodies, have an organic hunger or thirst for salt; that means that they tend to reverse the process of depositing salt. They want to cancel the process of earth-formation within their own bodies, and restore salt to an earlier, more primitive, state than that in which the earth has solidified. It is very important to include these connections in our view. They afford real insight into the connections between the human organism and external nature. We may conclude that our human nature has inherent in it an organic need to reverse certain processes that take place in the external world, to fight against them. As I pointed out yesterday, there is even a resistance to the force of gravitation, shown by the buoyancy that lifts and suspends the human brain. This resistance is a general tendency. And what does this opposition to earth-solidifying forces mean? It means nothing less, in essence, than the liberation of the lower man from the soul and spirit principle, the expulsion of this principle from the lower sphere into the upper in the first instance. Thus in all cases where there is a pronounced appetite for salt, the lower organic sphere is striving somehow for liberation from the too potent activity of the soul and spirit within it, and trying, so to speak, to cause this activity to flow towards the upper organic sphere. Let us assume disturbances of function in the lower sphere, disturbances that have been recognised as such. Later on we shall see how one can recognise the particular methods of finding out the diseases that result. What can we do about them? Here I must interpolate a comment which may be of use to those who tend to be one-sided towards the use of mineral remedies. This antipathy is not justifiable. As we shall see, purely plant remedies can only be efficacious within very definite limits, and mineral remedies are of great service, particularly in more serious cases. So I ask you not to take offense, if I start from mineral remedies, from the efficacy of mineral remedies, however, which are incorporated within the realm of organic life. You can throw a strong light on certain treatments of the human pelvis and abdomen, in relation to the upper organs, by studying the oyster: there is great significance in the oyster and the formative process of its shell. The oyster is encased in a covering of carbonate of lime, Calcarea Carbonica, and it expels this substance from its body, to form the shell. You must accept a little help from Spiritual Science here; but if you study the oyster with this help, you will become aware that although this mollusk occupies a very low position in the animal world, its position in the Cosmos is relatively high. For this reason: the force that man carries within him which manifests itself as his power of thought, is extruded from the oyster to form the shell. If the oyster could link up the formative forces that are conducted outwards with its actual organic growth, it would become a highly intelligent creature and be put on a very high level in the animal kingdom. The forces which pass outwards from the interior, show the path by which this potentiality is canalised, drained to the exterior. And you can see clearly, and, so to speak, tangibly, in the origin of the oyster shell, the operation of carbonate of lime. It operates to draw the excess activity of the soul and spirit from the organism. Suppose you find a case of superfluous and excessive activity of soul and spirit manifesting within the lower bodily sphere, as happens in certain forms of disease, which we shall describe in due course. You must have recourse to the remedy we owe to the shells of oysters or similar substances, which, through the mysterious forces of carbonate of lime work outwards from within. Something quite crucial in the treatment will therefore depend on comprehending that certain healing forces are active in this centrifugal tendency. All that is associated with the therapeutic properties of Calcarea Carbonica and similar substances can only be rationally understood, if viewed in this context. All the forces inherent in phosphorus, e.g., are polar opposites to those in carbonate of lime. (The expressions I use in this connection are at least no less scientific, in their true significance, than much that today passes for science.) If all “saline substances” behave in such a way as to give themselves up to the environment, the reason is that all salts arise through deprivation and liberation of the corresponding substances from the inner workings of light and other imponderable elements. I might say that all that is saline has so repelled the imponderable elements through its very origin that they are alien to it. Of phosphorus the exact contrary is true. Ancient atavistic knowledge was indeed not without justification in calling phosphorus the Light-bearer. Men saw that phosphorus does carry and contain that imponderable light. What salt repels and holds at bay, phosphorus carries within it. Thus the substances at the opposite pole from salt, are those that appropriate, so to speak, the imponderable entities—principally light, but also others, for instance, warmth—and interiorise them, making them their inner properties. This is the basis of the remedial efficacy of all the qualities of phosphorus, and of all that is allied to phosphorus in its healing effect. Therefore phosphorus, in which the imponderable are internally stored, is especially conducive to bringing the astral body and the ego into closer relationship with the physical organism. Let us suppose that you are consulted by a person suffering from some disease (we shall deal with particular diseases later) in which there are particularly vivid and frequent dreams. This means that the astral body likes to separate from the physical, does so with ease, and goes about its own business. Moreover the patient tells you that he has a constitutional tendency to inflammations affecting the periphery of the organism. This is a further symptom showing that the astral body and ego are not settled properly in the physical. If these symptoms are found, you will be able to employ the force where with phosphorus grips its imponderables to make the astral body and ego occupy themselves more with the physical body. In persons who have restless and disturbed sleep, even in very different cases of disease, one can beneficially employ phosphorus, for it tends to restore and re-unite the astral body and ego to the physical and etheric bodies. Thus we find phosphoric and saline substances, polar opposites in some measure. And I would ask you to bear in mind the cosmic roles played by these two groups, as of far more significance than—if I may say so—the individual names applied in modern chemistry to all the separate substances. In the course of our discussions we shall see how phosphorus can be used for healing purposes, in the form of related substances. Here then you have, in external nature, two states which are polar to one another; that which acts in a saline manner and that which acts in a phosphoric manner. And between them, there is a third group: that which acts Mercurially. Just as man is a threefold being, a creature with nerves and senses, with a circulatory system, and with metabolism; and as circulation is the bridge linking nerves and senses to the metabolic functions: so also there is a mediatory function in external nature. It comprises everything that possesses, to a great degree, neither the saline character nor the character of interiorising the imponderables, but—so to speak—holds the equipoise between these two, by manifesting in the form of drops. For mercurial substances are essentially those which tend to assume the form of drops, by virtue of their inner combination of forces. This is the point which matters in all mercury substances, not whether they are known today under the name of quicksilver. The test of what is mercurial is the combination of forces whereby a substance is poised midway between the liquefying tendency of the saline, and the concentrating tendency in which imponderables are held together. So we must give special heed to the state of the forces that are the most evident in all mercurial substances. You will find accordingly, that these mercurial substances are mainly linked up with all that is calculated to bring about a balance between the activities for which phosphorous and saline substances are best qualified. We shall find that their effects upon the organism are not contradictory to the indications just given, when we deal specially with syphilitic and similar diseases. In this sketch of the three groups: Saline. Mercurial. Phosphoric. I have presented to you the most conspicuous mineral types. But in dealing with the saline group, we have already had to refer to an organic activity, as manifested in the formation of the oyster's shell, which works behind the saline nature. Such an organic process is in a certain sense at work also when imponderables become concentrated in phosphorus. But as in that case, all depends on interiorisation, the process becomes less obvious externally. Now let us turn from the contemplation of these typical forms manifested in the external world, to other processes that have been segregated at a different epoch from man—viz., plant life. As we have already recognised from a somewhat different point of view, the character of the plant represents the opposite of the activity proper to the human organism. But in the plant itself we can clearly differentiate between three kinds of manifestation. This threefold diversity strikes you very plainly, as you observe that which unfolds earthward to form the root and that which springs upward to send forth blossom, fruit and seed. The external direction in space as such indicates the contrast between the plant nature and Man (the animal must be left aside for the moment). This contrast in direction contains something of great significance and value. The plant sinks itself deep into the earth with its roots and stretches its blossom, its reproductive organs, upwards. Man is the direct opposite in his relation to the Cosmos. He sends his roots, so to speak, upwards, with his head, and he strives earthwards with his organs of reproduction. Thus it is not in the least unreasonable to picture our human frame as containing a plant, with its root sent upwards and its blossom opening downwards in the reproductive organs. For in a special way the plant nature is fitted, as it were, into the human. And again, there is a remarkable difference in Man and animal in that the plant hidden in the animal lies horizontally, that is at right angles to the direction of the growing plants, while Man has completely turned round and has executed a semicircle of 180 degrees when compared with the plant. This is one of the most instructive facts for the study [of] man's relationship to the external world. If our students of medicine would investigate such macrocosmic matters more closely, they would learn more of the forces operative, even, for instance, in the living cells, than through the methods of microscopy. For the most important forces that work even in the cells—and quite differently in plant, animal or man—can be observed and studied macroscopically. The human soul can be studied to much better effect, by observing the co-operation of that which extends vertically upwards and downwards, and that which lies in the balance of the horizontal. These forces can be observed in the macrocosm and are operative even down into the cellular tissues. And what is active within the cells, is in fact nothing less than the image of this macrocosmic working. Let us consider the vegetation of the Earth; but not in the usual fashion, by wandering on the Earth's surface to contemplate one plant beside another, examine it minutely in all its parts, invent a title of two or three separate names, and then list the plant in a system of classification. No: you must bear in mind that the whole earth is one single entity, and that the whole vegetable world pertains to the Earth's organism just as your hair belongs to yours—(although with this difference, that hairs resemble each other closely whereas plants are various and differ one from another). You can no more regard the single plant as an independent organism than you can so regard the single hair. The cause of the variety among plants is simply this; the Earth in its interaction with the rest of the Cosmos develops different forces towards the most diverse directions, and in this way gives a different organisation to the plants. But there is a certain basic unity in the constitution of the earth, from which all plant growth derives. The following consideration is therefore important. To give an example; suppose you are studying mushrooms and fungi: for these the earth itself is, so to speak, the support and matrix. Pass higher up the scale to herbs; here, too, the earth supports and nourishes, but forces from outside the earth have also influence in shaping their leaves and flowers: the force of light, for instance. And most interesting of all vegetable forms are the trees. Turn your attention to trees and you will recognise that the formation of their stems or trunks (by virtue of which trees become perennial) represents a continuation of what the whole earth is for the plant that nestles upon it. Please visualise this relationship of earth and plant. The herbal plant springs up out of the earth. This means that we must search in the earth itself for the forces fundamental to growth, which interact with the forces streaming on to our earth out of the Cosmos. But when a tree grows, do not, please, be too much shocked by what I say, for this is really the case—the earth rises up and grows, so to speak to cover over that which formally flowed directly out of the earth into the herb-like plant. That shoots up into the trunk—and all tree trunks are really outgrowths of the earth. If we have forgotten this, it is because of that gruesome materialistic concept of today, that the earth is merely composed of minerals. People do not realise how impossible is the concept of a mineral earth! The earth has other forces as well as those which segregate into the mineral kingdom; it has the forces that sprout into vegetation. These forces rise up out of the soil and become trunks. And all that grows upon the trunks is in a relationship to them comparable with that of the lower plant forms and herbs to the earth itself. Indeed I would say that the soil of earth is itself the trunk, or main stem, of those lesser vegetable growths, and that the trees formed an extra trunk to carry their essential organs—blossoms and seeds. Thus you will observe that there is a certain difference as to whether I take a blossom from a tree or from a herb-like plant. Consider further the formation of parasitic plants, more especially the mistletoe. In it you find the blossoms and seed organs which are normally united to the supporting plant, separated and stuck upon a stem like a process apart. Thus the formative process of the mistletoe represents an intensification of what is active in blossom and seed formation, and at the same time, in some sort, a separation from the terrestrial forces. What is non-terrestrial in the plant emancipates itself in the formation of the mistletoe. We see that upward urge away from the earth, which interacts with extra-terrestrial forces, gradually liberate and separate itself in the efflorescence of blossom and fruit, and arrive at a remarkable individualisation and emancipation, in the mistletoe. Bearing this in mind, together with the varied forms of plants; you will admit that there must be considerable organic difference according as a plant tends most to root-development, its growth forces manifesting principally in the root, but its blossoms small or even atrophied. Such plants tend more towards the earth forces. Those plants which liberate themselves from the earth forces are those that give themselves up to the formation of blossom and seed, or, most of all, those that live as parasites upon others of the vegetable kingdom. All plants tend to make some one organ particularly predominant. Take the pineapple, which tends to make its stem predominant, or indeed any other plant. Every principal organ of the plant, roots, stems, leaves, blossoms, fruit, becomes the chief and most conspicuous organ of this or that plant kind. Take for instance, Equisetum (the horse-tail), and observe the trend to become all stem. Other species, again, tend to become all leaves, There is a certain parallelism between these divergent tendencies in the vegetable growth and those three types of mineral activity in the external world that I have enumerated today. Let us consider the emancipatory tendency in plants—that urge which culminates in the activity of the parasitic species; here is something which tends to the interiorisation of imponderables. That which streams earthward out of the cosmos as imponderables is as definitely collected and conserved in blossoms and fruit, if blossoms and fruit prevail, as in the phosphor substance. So we may maintain that, in a certain sense, blossoms, seeds and all that tends towards mistletoe and other parasite development in plants are “phosphoric.” And on the opposite pole we find that the root process which the plant develops by regarding the earth as its mother-ground is closely related to salt-formation. Thus both these polarities face us in the world of the plant. And further: in the visible linkage between the blossom and fruit process that extends upwards and the downwards anchorage in the earth we have the mediating activity of the mercurial process. Now, take into account the opposite placing of organs, in man and in the plant respectively. You must conclude that all substances tending inwardly towards the formation of flowers and fruit must be closely related to the organs of the hypogastrium and all those organs directed and orientated by them. All phosphoric substance must therefore have close interaction with these lower human organs. We shall presently confirm this. On the other hand, all that tends towards root development will be intimately connected with all organs of the upper organisation. But of course you must bear in mind that we cannot make a simple and external threefold division of man's body. On the contrary, for instance, much that appertains to the lowest organic region, the digestive system, strives for its continuation as it were in the direction of the head. It is a complete, one might say a foolish error to suppose that the substrate substance of thought is mainly given in the grey matter of the brain. This is not so. The grey matter serves principally to conduct nourishment to the brain. It is essentially a colony of the digestive tract, surrounding the brain in order to feed it, whereas the white matter of the brain is of a great importance as substrate substance of thought. You will find something in the anatomical structure of the grey matter which is much more linked with a more general function of the whole body, than with the function usually attributed to it. As you see dealing with digestion, we cannot restrict ourselves to the lower abdominal regions. Nevertheless, in considering what is derived from or connected with roots, we shall find a definite affinity with what can be applied to the upper organic sphere in man. And all those portions of plants that achieve the equipoise between the blossom and fruit process, and the root process, and manifest in the common herbs through the leaves, will as a decoction have special influence on circulatory disturbances, that is on the rhythmic balance between the upper and lower spheres. Here then is the parallel between minerals that absorb and concentrate the imponderables, minerals that repel the imponderables, and the intermediate group, and the whole configuration of the plant. This furnishes you with the first rational method (as indicated by the plant itself, in the respective development of this or that organ) of establishing a mutual relationship with the human organism. We shall see how this basic principle works in detail. We have pointed out these mutual relationships between the vegetable, the mineral and the human. In recent times, there has been a very hopeful addition, in the suggested relationship and interaction between human and animal substances. But not only were the initial ventures in serotherapy carried out by curious methods; there are also objections to customary serotherapy, in principle. For when serotherapy was first introduced, Behring proceeded in a somewhat strange way. Those who merely followed the many speeches that were delivered, and publications that were issued, dealing with the mere fringe of the problem and with the results that were expected to come from the serum, received the impression that a thorough reform of all medical practice was impending. But after careful reading of the description of the actual experiments given in the fundamental scientific papers, they learned—without exaggeration, as some amongst my audience can probably confirm—that this treatment based on tests with guinea pigs (as laboratory material), which it was proposed to extend to human subjects, had proved “successful” with a “remarkably large” number of guinea pigs. Actually, only one amongst the legions of these creatures treated with the serum showed a favourable result. I repeat, one single guinea pig in such a dressed-up test treatment, at a time when the big drum had already begun to beat in the cause of serotherapy. I cite this one fact, and I think some of you already know it well. And if I may so call it, this extraordinary intellectual slovenliness in scientific publicity deserves to be definitely recorded in the history of Science. To state in principle today what will be outlined in detail during the following lectures:—it is not the processes of the extra-human world that are superficially most apparent, that work most effectively in mankind, but those that must be discovered and extracted from the deeper levels of being. Mankind is actually related, in a certain way, to all that he has shed from his being: to the phosphoric process, and saline process, the blossom process, the fruit processes, the root process, the process of leaf formation; but in a reversed sense, bearing within him the tendency to cancel and change into its opposite that which manifests in external nature. It is not the same with animals. For the animal has already gone half the way towards mankind; man is not opposed in the same sense to the animal, but stands rather at right angles to the animal. He has reached an angle of 180 degrees from the plant. This is significant, and demands serious consideration when the question arises of the use of serum and similar remedies of animal origin.
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243. True and False Paths in Spiritual Investigation: What is the Position in Respect of Spiritual Investigation and the Understanding of Spiritual Investigation?
22 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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With his understanding man penetrates in his dreams into this world concealed behind the phenomenal world, in a vague, indefinite way as I have already pointed out. |
And this threefold consciousness—clear waking consciousness, dream consciousness and sleep consciousness (one would like to say absence of consciousness but one can only describe it as diminished consciousness)—belong to the Ego as it is today. |
When it looks outwards, it knows waking (day) consciousness, dream consciousness and sleep consciousness. When it looks inwards, it knows clear intellectual consciousness; a sentient consciousness, a sentient life, though this is far more opaque and dreamlike than one usually imagines; it knows als1˃ a sentient life and finally the dim, twilight will-consciousness that resembles the state of deep sleep. |
243. True and False Paths in Spiritual Investigation: What is the Position in Respect of Spiritual Investigation and the Understanding of Spiritual Investigation?
22 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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A great deal of course could still be added to all that I have touched upon in these lectures, but we shall endeavour today to conclude them with a summary of the whole subject. The approach we have taken throughout these lectures raises an important issue: What is the attitude to Anthroposophy, to spiritual investigation as presented by Anthroposophy? What is the position in regard to the understanding of anthroposophical teachings seeing that few today can have immediate access to spiritual exercises and practices which enable them to perceive and test thoroughly for themselves the anthroposophical descriptions of other worlds? This is a question that lies close to the hearts of those who feel an urge and even a longing to take up Anthroposophy. But this question is always seen in a false light, and is the more likely to be misinterpreted precisely because they are unable to grasp the right procedures such as I have advocated in these lectures. People may ask: what is the use of all these descriptions of the spiritual world if I cannot look into that world myself? I should like, therefore, to touch upon this question in my cursory analysis today. It is not true to say that one cannot acquire an insight into anthroposophical teachings and an understanding of them unless one can investigate the spiritual world oneself. I t is essential to distinguish, especially at the present time, between the actual discovery of facts relating to the different worlds and the comprehension of those facts. This distinction will be clear to you when you recall that man, as we know him today, belongs in fact to different worlds and that his experiences are derived from different worlds. Man as he is constituted today acquires his stock of knowledge and his consciousness of everyday existence in the course of his day to day experiences. During his waking life this consciousness which was the starting-point of our enquiry gives him a certain perspective over a limited field, over that aspect of the world that is accessible to sense-observation, and which can be grasped and interpreted by means of the intellect which he has developed in the course of evolution. With his understanding man penetrates in his dreams into this world concealed behind the phenomenal world, in a vague, indefinite way as I have already pointed out. In his psychic life man contacts the world through which he passes between death and rebirth only in dreamless sleep, where he is surrounded by spiritual darkness and where he lives out a life which normally he cannot recall. Man knows three states of consciousness—waking, dreaming and deep sleep. But he does not live only in the worlds to which this threefold consciousness gives access, for he is a being whose kingdom has many mansions. His physical body lives in a different world from his etheric body, his etheric body again in a different world from his astral body and both live in different worlds from the Ego. And this threefold consciousness—clear waking consciousness, dream consciousness and sleep consciousness (one would like to say absence of consciousness but one can only describe it as diminished consciousness)—belong to the Ego as it is today. And this Ego when it looks inwards has also three states of consciousness. When it looks outwards, it knows waking (day) consciousness, dream consciousness and sleep consciousness. When it looks inwards, it knows clear intellectual consciousness; a sentient consciousness, a sentient life, though this is far more opaque and dreamlike than one usually imagines; it knows als1˃ a sentient life and finally the dim, twilight will-consciousness that resembles the state of deep sleep. Normal consciousness can no more explain the origin of willing than it can explain the origin of sleep. When a man performs an act of will it is accompanied by a thought which is clear and lucid. He then shrouds this thought in feeling which is more indefinite. The thought that is imbued with feeling passes down into the limbs; the process cannot be experienced by normal consciousness. To the kind of investigation of which I spoke yesterday and the day before, willing presents the following picture: whilst a thought wills something in the head and is then transmitted to the whole body through feeling, so that a man wills in the whole of his body, something akin to a delicate, subtle and intimate process of combustion sets in meanwhile. When man develops Initiate-consciousness he is able to experience this life of will which is subject to the influence of warmth, but it remains wholly subliminal to ordinary consciousness. This is merely one instance which shows how what lies in the subliminal consciousness can be raised to the level of Initiate-consciousness. When the information in the book I mentioned yesterday is made progressively more accessible to the public, people will realize that when we contemplate with Initiate-consciousness an act of will performed by man, we have the impression that we are watching the lighting of a candle or even the kindling of a warmth-giving light. Just as we have in this instance a clear picture of the external phenomenon, so we shall be able to see the thought as it is precipitated into the will. We then say: the thought develops feeling and from feeling—it follows a downward direction in man—proceeds a sensation of warmth, a flame in man. And this flame wills; it is kindled by degrees. We can represent schematical1y this normal consciousness in the following way:
Now although, in order to investigate the spiritual world, we must of necessity direct our consciousness to that world which we seek to apprehend cognitively, none the less, if the fruits of our investigations are to be communicated honestly, the ideas communicated verbally must be expressed in the language of other forms of consciousness. You can now understand, perhaps, that this is a twofold process. In the first place, for example, we investigate the world of the human organs as I explained yesterday. We investigate the phenomena in question by utilizing the emergent forces in man as he draws near to the spiritual world during the course of his life. We then discover the relevant facts as they are revealed to the understanding. And there are men in the world who are aware of these facts and who communicate them to the world. When they are imparted to the world by such men they can be comprehended by normal consciousness if we look at them with the necessary objectivity. In the course of human evolution there has always been a minority who devoted themselves to investigation of the facts relating to the spiritual world and who then communicated to others the fruits of their investigations. Now one factor today militates against the acceptance of such knowledge, namely, that as a rule people grow up in a social environment and under an educational system that conditions their habitual responses to such an extent that they can believe only in the world of fact, in the sensory world, and the rational information derived from the world of the senses. This habit is so strongly ingrained that people are inclined to say: At the university there are graduate members of the teaching faculty who, in addition to teaching, investigate certain factual aspects of the phenomenal world or confirm the findings of other research workers in this field. Everyone accepts their findings. Even though one does not investigate the facts oneself, one still believes in them. This boundless credulity is reserved especially for modern science. People believe things which, to those who have insight, are not only problematical, but definitely untrue. This situation stems from centuries of education. I would like to point out that this form of education was unknown to men of earlier centuries. They were far more inclined to believe those who made researches into spiritual facts since they still preserved something of the old insight into, and participation in the spiritual world that was consistent with their will and feeling. Today people are strangers to such knowledge. They are accustomed to an outlook which on the Continent is more theoretical and in England and America more practical, and which has now become firmly established. On the Continent there exist detailed theories about these matters whilst in England and America there is an instinctive feeling for them which is by no means easy to overcome. During the course of centuries mankind has become inured to a scientific outlook that is related to the phenomenal world and has come to accept the findings of astronomy, botany, zoology and medicine, for example, in the form in which they are presented in recognized schools or centres of learning. A chemist, for example, undertakes a piece of research in his laboratory. People have not the slightest understanding of the technique involved. The work is acclaimed and they unhesitatingly declare: “Here is truth, here is knowledge that makes no appeal to faith.” But what they call knowledge is, in effect, an act of faith. And amongst the methods adopted for investigating the phenomenal world, for ascertaining the laws of the phenomenal world through the instrument of reason, not a single one gives the slightest information about the spiritual world. But there are few who can afford to dispense wholly with the spiritual world. Those who do so, are not honest with themselves, they persuade themselves into it. Mankind feels an imperious need to know something about the spiritual world. As yet men ignore those who can tell them something about the spiritual world as it is known today, but they are prepared to listen to historical traditions, to the teachings of the Bible and sacred scriptures of the East. They are interested in these traditional writings, because otherwise they cannot satisfy their need for some sort of relationship to a spiritual world. And in spite of the fact that both the Bible and the Eastern scriptures have been investigated only by individual Initiates, people claim that they reflect a different kind of outlook, which bears no relationship to the knowledge of the phenomenal world, scientific knowledge, and depends upon faith and appeals to faith. And so a rigid line of demarcation is set up between science and belief. Men refer science to the phenomenal world and belief to the spiritual world. Amongst the theologians of the Evangelical Church on the Continent—not amongst the theologians of the Roman Catholic Church who have retained the old traditions, and who do not accept the dichotomy of the Evangelicals or the natural scientists—there exist innumerable theories showing that there are definite boundaries to knowledge and thereafter faith steps in. They are convinced there can be no other possibility. England is less hag-ridden because theorizing is unpopular. Here the traditional attitude is, on the one hand, to listen to what science has to say, and, on the other hand, to live reverently—I will not go so far as to say sanctimoniously—in faith and to keep the two spheres rigidly apart. For some time past, laymen and scholars have adopted this point of view. Newton laid the foundations of a theory of gravitation, i.e. of a conception of space which, by its very nature, excludes any possibility of a spiritual outlook. If the world were as Newton depicted it, it would be devoid of spirit. But no-one has the courage to admit it. One cannot imagine a divine-spiritual Presence that lives and moves and has its being in the Newtonian world. But not only the devotees of these ideas ultimately accept a conception of space and time that excludes the spiritual, but also those who undertake independent research work. Newton offers an excellent example of the latter, for he not only laid the foundation of a world-outlook which excluded the spiritual, but at the same time in his interpretation of the Apocalypse he fully accepted the spiritual. The links between knowledge of the phenomenal world and knowledge of the spiritual world have been severed. Today the theorists set out to give solid proof of this dichotomy and every effort is made to inoculate the thoughts and feelings of those who distrust theory with this idea, so that ultimately they become conditioned. On the other hand, man's intelligence, power of comprehension and ideation, his capacity for ideas, have today reached a point where, if he keeps them under conscious control, he can grasp by reason, though he cannot investigate by reason, the teachings of Initiation Science. It is essential that the following point of view should find wider acceptance: that investigations into the spiritual world must be undertaken by those who, in their present life on Earth are able to call upon forces from earlier incarnations, for it is these forces which release the necessary powers for spiritual investigation; and further, that the results of these investigations shall be accepted by increasing numbers of men and incorporated into ideas which are comprehensible; and that, when the results of spiritual research are accepted by healthy understanding, a way is prepared for these other men, by virtue of this understanding, to have real experience of the spiritual world. For I have often said that the healthiest way to enter the spiritual world is first of all to read about it or to assimilate what we are told about it. If we accept these ideas, they become inwardly quickened and we attain not only to understanding, but also to clairvoyant vision in accordance with our karmic development. In this respect we must give serious thought to the idea of karma. Today man is not concerned with karma; he believes that just as we analyse sulphur in the laboratory, so we can analyse by laboratory techniques the origin of so-called trans-normal phenomena; and that, as with sulphur, we must subject the individual who manifests abnormal forms of knowledge to experimental tests. But mineral sulphur has no karma. Only the sulphur associated with the human body has karma, for only human beings are subject to karma. We cannot assume that it is part of man's karma to be experimented upon in a laboratory which would be a necessary prerequisite if the investigations were to have any value. For this reason we have need of Spiritual Science. It would first of all be necessary to enquire into the karmic conditions which enable us to gain knowledge of the spiritual world through the agency of another. I have explained this clearly at the end of the later editions of my book Theosophy. But mankind today is not yet ready to accept this idea, not from incapacity, but from conservatism; but it is of immense significance. It is essential to realize that we must not immediately undertake investigations into the spiritual world; but on the other hand if we do not adopt undesirable practices, such as experimenting with karma when there is no karmic necessity, or with mediums whose procedure we do not understand; and if we rely upon the everyday consciousness, which is the right condition of consciousness for this world, then we will attain to a perfect understanding of the communications of Initiation Science. We are greatly mistaken if we imagine that we cannot have such an understanding without first being able to experience the spiritual world for ourselves. To say, “what avails the spiritual world, if I cannot experience it for myself?” is to encourage yet another of the errors commonly committed today. This is to commit one of the greatest, most dangerous and most obvious of errors and must be clearly recognized by those who are associated with a Movement such as the Anthroposophical Society. Man's existence here on the physical plane is bound up with existence in other worlds. To the unprejudiced mind this can be explained by the fact that man's experiences, as seen in the light of total human experience, are such that, in relation to the most vital questions in life they meet with incomprehension on the part of the ordinary daily consciousness because they appear unrelated, whereas in certain instances they are in effect closely associated. In this brief account, therefore, I should like first to speak of man's entrance into the physical world and his exit, of birth and death. Birth and death, the two most momentous events of our life on Earth, appear to ordinary consciousness to be isolated phenomena. We associate all that precedes birth, all that is related to human incarnation, with the beginning of our life on Earth, and death with its end. They appear to be dissociated. But the spiritual investigator sees them drawing ever more closely together. For if we take the path leading to the Moon mysteries and woo the night into the day in the manner described yesterday, then we perceive how, during the processes of birth, the physical body and etheric body progressively grow and flourish: how they develop out of the germ, gradually assume human form, and how during earthly life their vitality progressively increases up to the age of thirty-five, when it gradually decreases and a decline sets in. This process, of course, can be observed externally. But he who follows the lunar path, which I described yesterday, perceives that whilst the cellular life of the physical and etheric bodies grows, develops and assumes embryonic form, another form of life, which in Anthroposophy we call the astral body and Ego, is subject to the forces of decay and death. When we uncover the hidden recesses of life—I gave a concrete description of this yesterday—we become aware of the birth of the physical and etheric and the death of the astral and Ego. We perceive death interwoven with life, the winter of life allied to its springtime. And again, when we observe man with Initiate-consciousness, we are aware that, as his body declines, there is a burgeoning of the Ego and the astral from the thirty-fifth year onwards. This burgeoning life is retarded by the presence of dying forces in the physical and etheric being. Nevertheless a definite renewal does take place. And so by means of spiritual investigation we come to recognize the presence of death in life and life in death. Thus we prepare ourselves to trace back that which is seen to be dying at the time of birth to its pre-earthly life where it is revealed in its full significance and greatness. And because we perceive the gradual burgeoning of the astral and Ego within the declining etheric and physical (for they are imprisoned within the etheric and physical), we prepare ourselves to follow them into the spiritual world after their release from the physical and etheric bodies at the moment of death. Thus we see that birth and death are interrelated, whilst to ordinary consciousness they appear to be isolated events. All this information which is revealed by spiritual investigation can be grasped by ordinary consciousness as I indicated in the first part of today's lecture. At the same time one must be prepared to abandon the demands of ordinary consciousness for factual or scientific proof. I once knew a man who maintained that, just as a stone falls to the ground, so if I pick up a chair and let go, it also falls to the ground since everything is subject to gravitation. Wherefore if the Earth is not supported, as it is claimed, it must of necessity fall. But he failed to realize that objects must fall to the ground because they are subject to the gravitational pull of the Earth, that the Earth itself however moves freely in space like the stars which mutually support and attract one another. Those who, like the modern scientist, demand that proof must be supported by the evidence of the senses resemble this man who believed that the Earth must fall unless it is firmly underpinned. Anthroposophical truths are like the stars which mutually support each other. People must be prepared to see the whole picture. And if they can do this by means of their normal understanding they will begin really to grasp anthroposophical ideas such as the interrelationship of birth and death. Let us go a little further and take the case of the man who is well grounded in the principles of modern science, but whilst alert and receptive to anthroposophical ideas has not yet learned to take the whole man into consideration, but only the separate organs in the manner described yesterday. Through this knowledge of the organs acquired in the course of Initiation we are not only aware of birth and death, but of something quite different. In the light of this knowledge of the organs, birth and death have lost their usual significance, for it is only the whole human being who dies, not his separate organs. The lungs, for example, cannot die. Science today dimly realizes that when the whole human being has died, his single organs can be animated to a certain extent. Irrespective of whether a man is buried or cremated, his separate organs do not die. The individual organs take their path into that sphere of the Cosmos to which each is related. Even if man is buried beneath the earth, every organ finds its way into the Cosmos through water, air or warmth, as the case may be. In reality they are dissolved, but they do not perish; only the whole human being perishes. Death, then, can only have meaning in relation to the whole human being. In the animal the organs die, whereas in man they are dissolved into the Cosmos. They dissolve rapidly. Burial is the slower process, cremation the faster. We can follow the individual organs as they take their path towards the infinite, each towards its own sphere. They are not lost in infinity, but return in the form of the mighty cosmic being whom I described to you yesterday. Thus, as we observe the organs with Initiate-consciousness, we see what really befalls the organs at death, namely, this streaming out of the organs into those regions of the Cosmos to which they are severally related. The heart takes a different path from the lungs; the liver from lungs and heart. They are dispersed throughout the Cosmos. Then the Cosmic Man appears; we see him as he really is, integrated in the Cosmos. And in the vision of this Cosmic Man we become aware of what is the source of successive incarnations, for example. We need this vision which has its origin, not in the whole man, but in the perception of the several organs, in order to be able to recognize once more, clearly and distinctly, the karmic return of former Earth lives in the present life. It is for this reason that those who approached the spiritual world through the Moon path, mystics, theosophists, and so on, perceived the strangest phenomena—human souls as they had lived on Earth, gods and spirits—but could neither recognize nor decide what they were, nor give any definite assurance whether they were in the presence of Alanus ab Insulis, Dante or Brunetto Latini. Sometimes the entities were given the most grotesque appellations. And they were unable to determine whether the incarnations they contacted were their own or other people's, or what they were. Thus the spiritual world is associated with the realm of Moon consciousness that has been wooed into the day; then, under the influx of the Venus impulses, this vision is lost and we now behold the spiritual world in its totality, but without that clear definition which it should possess. It is in this realm that we first begin to realize man's situation in the world as a whole and his position as a cosmic being. In this connection, however, we cannot escape a tragic realization. For if man were simply the complete physical man he appears to be here on Earth, what a virtuous, docile and noble being he would be! Just as little as we can investigate death with normal consciousness—we can always understand death in the sense already suggested—just as little can we discover by means of the ordinary consciousness why human beings, with their candid faces—and there is no denying they have candid faces—have a capacity for evil. It is not the whole man who can become evil. His outer tegument, the skin, as such is noble and good; but man becomes evil through his individual organs; in his organs lies the potentiality for evil. And thus we come to recognize the relationship of the organs to their respective cosmic spheres and also from what spheres obsession with evil originates; for fundamentally, obsession is inherent in the slightest manifestation of evil. Thus our knowledge of the total man reveals first, birth and death; secondly, a knowledge of his organization reveals his relationship to the Cosmos in health and disease, namely, evil. And so we can only perceive spiritually that Figure who experienced the Mystery of Golgotha when we are able to behold Cosmic Man through human organology. For it was as Cosmic Man that Christ came from the Sun. Until that moment He was not earthly man. He approached the Earth in cosmic form. How can we expect to recognize Cosmic Man if we have not first prepared ourselves to understand Cosmic Man as he really is! It is precisely out of this understanding of the Cosmic Man that Christology can grow. Thus you see how true paths lead into the spiritual world, to a knowledge of birth and death and of the relationship of the human organism to the Cosmos, to the recognition of evil and to knowledge of Christ, the Cosmic Man. All this can be understood, when it is presented in such a way that the various aspects are shown to support each other. And the best means of finding one's own way into the spiritual world is through understanding and by meditating upon what is understood. Other rules for meditation then serve as additional supports. This is the right path into the spiritual worlds for human beings today. On the other hand, all experimenting with other paths which fail to use and maintain the normal channels of consciousness, all experimenting with trance conditions such as mediumism, somnambulism, hypnotism and so on, all investigation into world-events that cannot be apprehended by a consciousness that is a travesty of modern natural science—all these are false paths, for they do not lead into the true spiritual world. When man is sensitively aware of the findings of spiritual investigation, namely, that through knowledge of the organs the Cosmic Man returns, that this “return” can to some extent lead to an understanding of Christ when all that is disclosed to occult investigation and insight is admitted into the Initiate-consciousness and becomes an integral part of his sentient life, then, through feeling, the Divine manifests in the terrestrial. And this is the province of art. Through feeling, art embodies half consciously that which man receives from the spiritual world along those paths of return of which I have spoken. In all ages, therefore, it was those who were predestined to do so by their karma, who clothed the spiritual in material form. Our naturalistic art has abandoned the spiritual approach. Every high point in the history of art depicts the spiritual in sensuous form, or rather raises the material into the realm of the spiritual. Raphael is valued so highly because, to a greater degree than any other painter, he was able to clothe the spiritual in sensuous representation. Now in the course of the history of art there existed a general movement which tended more to the plastic or graphic arts. Today we must once again inject new life into the plastic arts, for the immediacy of the original impulse was lost years ago. For centuries the impulse towards music has been growing and expanding. Therefore the plastic arts have assumed a musical character to a greater or lesser extent. Music, which includes also the musical element in the arts of speech, is destined to be the art of the future. The first Goetheanum at Dornach was conceived musically and for this reason its architecture, sculpture and painting met with so little understanding. And for the same reason, the second Goetheanum will also meet with little understanding because the element of music must be introduced into painting, sculpture and architecture, in accordance with man's future evolution. The coming of the figure of Christ, the spiritually-living figure, which I referred to as the culminating point in human evolution, has been magnificently portrayed in Renaissance and pre-Renaissance painting, but in future will have to be expressed through music. The urge to give a musical expression of the Christ Impulse already existed. It was anticipated in Richard Wagner and was ultimately responsible for the creation of Parsifal. But in Parsifal the introduction of the Christ Impulse into the phenomenal world where it seeks to give expression to the purest Christian spirit, has been given a mere symbolic indication, such as the appearance of the Dove and so on. The Communion has also been portrayed symbolically. The music of Parsifal fails to portray the real significance of the Christ Impulse in the Cosmos and the Earth. Music is able to portray this Christ Impulse musically, in tones that are inwardly permeated with spirit. If music allows itself to be inspired by Spiritual Science, it will find ways of expressing the Christ Impulse, for it will reveal purely artistically and intuitively how the Christ Impulse in the Cosmos and the Earth can be awakened symphonically in tones. To this end we only need to be able to deepen our experience of the sphere of the major third by an inner enrichment of musical experience that penetrates into the hidden depths of feeling. If we experience the sphere of the major third as something wholly enclosed within the inner being of man and if we then feel the sphere of the major fifth to have the characteristic of “enveloping,” so that, as we grow into the configuration of the fifth, we reach the boundary of the human and the cosmic, where the cosmic resounds into the sphere of the human and the human, consumed with longing, yearns to rush forth into the Cosmos, then, in the mystery enacted between the spheres of the major third and major fifth, we can experience musically something of the inner being of man that reaches out into the Cosmos. And if we then succeed in setting free the dissonances of the seventh to echo cosmic life, where the dissonances express man's sentient experiences in the Cosmos as he journeys towards the various spiritual realms; and if we succeed in allowing the dissonances of the seventh to die away, so that through their dying fall they acquire a certain definition, then in their dying strains they are ultimately resolved in something which, to the musical ear, resembles a musical firmament. If, then, having already given a subtle indication of the experience of the ‘minor’ with the ‘major,’ if, in the dying strains of the dissonances of the seventh, in this spontaneous re-creation of the dissonances into a totality, we find here a means of passing in an intensely minor mood from the dissonances of the seventh, from the near consonance of these diminishing dissonances to the sphere of the fifth in a minor mood, and from that point blend the sphere of the fifth with that of the minor third, then we shall have evoked in this way the musical experience of the Incarnation, and what is more, of the Incarnation of the Christ. In feeling our way outwards into the sphere of the seventh, which to cosmic feeling is only apparently dissonant and that we fashion into a ‘firmament,’ in that it is seemingly supported by the octave, if we have grasped this with our feelings and retrace our steps in the manner already indicated and find how, in the embryonic form of the consonances of the minor third, there is a possibility of giving a musical representation of the Incarnation, then, when we retrace our steps to the major third in this sphere, the “Hallelujah” of the Christ can ring out from this musical configuration as pure music. Then, within the configuration of the tones man will be able to conjure forth an immediate realization of the super-sensible and express it musically. The Christ Impulse can be found in music. And the dissolution of the symphonic into near dissonance, as in Beethoven, can be redeemed by a return to the dominion of the cosmic in music. Bruckner attempted this within the narrow limits of a traditional framework. But his posthumous Symphony shows that he could not escape these limitations. On one hand we admire its greatness, but on the other hand we find a hesitant approach to the true elements of music, and a failure to achieve a full realization of these elements which can only be experienced in the way I have described, i.e. when we have made strides in the realm of pure music and discover therein the essence, the fundamental spirit which can conjure forth a world through tones. Without doubt the musical development I have described will one day be achieved through anthroposophical inspiration if mankind does not sink into decadence; and ultimately—and this will depend entirely upon mankind—the true nature of the Christ Impulse will be revealed externally. I wish to draw your attention to this because you will then realize that Anthroposophy seeks to permeate all aspects of life. This can be accomplished if man, for his part, finds the true path to anthroposophical experience and investigation. It will even come to ~ass that one day the realm of music shall echo the teachings of Anthroposophy and the Christian enigma shall be solved through music. With these words I hope to have concluded what I could only indicate in these lectures, to indicate the purposes I had in view. I should like to add, however, that I hope to have succeeded in awakening in your souls some recognition of anthroposophical truths; and that these truths will grow and multiply and fertilize ever wider fields of human life. May this cycle of lectures be a small contribution to the far-reaching aim which Anthroposophy sets out to achieve. |