68d. The Nature of Man in the Light of Spiritual Science: Educational Issues
03 Mar 1906, Hamburg Rudolf Steiner |
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The child develops differently in the first years of life and differently in later years. We will now ignore the ego for the time being and deal with the physical, etheric and astral bodies. Let us consider the child as it stands before us after its birth. |
68d. The Nature of Man in the Light of Spiritual Science: Educational Issues
03 Mar 1906, Hamburg Rudolf Steiner |
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Dear attendees! That the theosophical worldview is not just a series of doctrines and dogmas and that professing them is not the main thing will be best shown when we practically consider the great cultural issues of our time. Today we want to look at educational issues from a theosophical point of view. What more beautiful fruit could arise from this world view than if it led us into the depths and into all corners of human nature, if it taught us to understand the human being and thus the art of influencing it. That would, of course, be different from if we came only out of curiosity or a desire for knowledge, to hear and learn unknown things about the mind, soul and body of man. This path alone – the path of learning – cannot be called theosophical, because the theosophical path is only the one that passes through practical life. For those who do not delve deeper into the teachings in their daily lives, they remain incomprehensible. You only get to know the human being in terms of soul and spirit if you work with the undeveloped life of the same. This also gives you insight into the higher worlds. And we cannot deny that an intimate understanding of the soul is needed if we want to be leaders. The human being consists of different parts, of which the physical body is only one. It is of great importance to know this, because the person who knows that the soul of this child has already led a rich life, that it has already taken many steps through many lives on earth, will relate to the growing child quite differently. What appears at birth in the way of aptitudes and abilities has been acquired in previous lives. Anyone who knows that the soul gradually evolves out of its shells sees the child with completely different eyes. Not only with regard to the more intimate knowledge of human nature, but also to the whole process of human development in time, Theosophy sheds new rays of light. We must distinguish between two aspects of the human being: firstly, an eternal core that gains new experiences in the most diverse embodiments, in that it takes something of an extract from each life on earth, so to speak, and secondly, the lower human nature, which only forms the shell of the actual self. Let us briefly repeat what this lower nature consists of. We have, firstly, the tangible, visible physical body; secondly, the etheric body, which creates the shape of the human being; thirdly, the desires, instincts and passions – the astral body. The higher self is enclosed in these sheaths. We have the physical body in common with the mineral kingdom, the etheric body with the plant kingdom, and the astral body with the animal kingdom. Only the fourth, the I, is possessed by the human being alone. The sheaths that surround the I serve the human being as instruments, as tools, in which the actual I, that which already existed, lives out. With each new birth, these three sheaths are formed anew. However, we do not have to imagine these sheaths as onion skins that seal off the core of our being from the outside world. Rather, the bodies penetrate each other, and the I penetrates the bodies. Only those who know the growing human child not only in terms of their physical body, but also take into account their developing and growing etheric and astral bodies, can fully influence their education. But there are other fundamental questions to be grasped. Great progress has been made in the art of education for over a hundred years. Pestalozzi on the one hand, Rousseau on the other, as well as Herder, have paved the way for the attempt to find the way to make a whole human being out of the child. Deep attempts have been made. Through theosophy, these attempts are becoming even more profound. Since the subject is so vast, this evening we will limit ourselves to a few educational questions with regard to the finer limbs of the human being. As long as one regards people as a real mess, one can only achieve results from observations. It is quite different for someone whose gaze is able to perceive the four limbs of the human being, or who at least has knowledge of the connections between these things. The child develops differently in the first years of life and differently in later years. We will now ignore the ego for the time being and deal with the physical, etheric and astral bodies. Let us consider the child as it stands before us after its birth. There we have the physical body, which is most important. Then, from the seventh or eighth year onwards, it is particularly important to take the greatest care of the etheric body. At the time of the onset of sexual maturity, the astral body requires a very unique educational treatment. What should happen in the first years of life? The etheric body is devoted entirely to the growth of the physical body during this year, so that the etheric body is not yet free for the astral body according to its natural disposition. Only later, when the physical body is formed, is the etheric body freed for independent growth; for the occult eye, this is connected with the will, which sits deepest. The one thing in man that he most easily changes is his concepts and ideas. The concepts we form of things in earliest childhood differ significantly from what we think about them in later life. Our emotional world is also changeable, although it changes more difficult than the conceptual world. If, for example, a child has a grumpy disposition, it will be difficult for him to get rid of it. Temperament and character change more slowly. The most difficult thing of all is the basic character of the will, because the will has its seat where the human being can do the least. He can create new understanding, acquire new feelings, but there is one thing he cannot do: he cannot work on the physical body; and it is the physical body that gives the basic shade to the character of the will. It is only possible to work on the physical body in the first years of life. The educator must always bear this in mind. It is now up to him to develop courage of will in the early years; he must devote himself entirely to its pure development; he must beware of interfering by wanting to teach the child concepts too early. So the will must be developed above all else. The human being has an instinct for imitation. The educator's attention must be focused mainly on this instinct for imitation. He must ensure that good role models are available for the child to imitate. The educator must have an effect on the child through his mere presence. The foundation for some good qualities, such as fearlessness and presence of mind, must be laid in the first year. Until the age of seven, the main focus must be on educating the physical body to become a useful organism. Is it not possible to influence the etheric body at all during this period? The educator should not intervene much. He must work through his presence. He will then realize that feelings and thoughts are facts. He must not believe that only a slap in the face, a push or an upset stomach are real, but he must be aware that whether he has a good or an evil disposition is just as real, and that it matters who cares for the child. It is not what one does with the etheric and astral bodies of the child that matters, but rather with what thoughts, with what attitude, with what atmosphere one surrounds the child. Depending on the environment, the child's attitude will also be noble or ignoble. Thus it is possible to influence the child systematically, with full consciousness, by setting an example in ordinary, daily life. Everything the child absorbs, it absorbs through the senses, and what it absorbs, it imitates. In this way one is able to influence it harmoniously. It would be very important if this idea were thoroughly worked on from a theosophical point of view, so that one would learn to recognize better and better the tremendous importance of the environment for a young child. Let us try to make this clear to ourselves in a few details. Some people believe that they are doing a child a great service by giving it a beautiful doll. This is the worst thing possible in the eyes of the occultist. With the beautiful doll, the child's instinct for imitation, which is to be stimulated, is forced into certain channels. The creative power is killed. If you observe a child closely, you will often see that it throws away the most beautiful toys and creates a new one for itself from the simplest material. You should not give the child a reflection of reality. Imitation must not be allowed to restrict the imagination. The child must live in an illusory world; the imagination must occupy the child. It must develop its own powers and create its own world of ideas. And this inner strength remains idle in the face of a beautiful doll. The child's games are reproductions of what they hear and see; they demand mental effort. This awakens two kinds of energy: skill and the ability to maintain balance in a wide range of circumstances. These are some of the aspects from which the education of a young child must be considered. Around the seventh year, the etheric body becomes freer. The physical body has now acquired the vitality to develop further. Now it is important to influence the etheric body and develop its powers, which are memory and attention. Good habits should be instilled during this time. The educator must now develop these soul powers. This has also been considered by today's educators. The astral body must not be influenced yet; that comes later; in these years, formal education is the main thing. It is not about acquiring a lot of specific knowledge at first, but about the human being itself. What the person does not learn in the way of geography and so on during these years can be made up later, but what cannot be made up is the acquisition of memory and attention. And these powers should be strengthened so that the person is later protected from flightiness, so that he learns to stand firm and not become fickle. So it is important to teach formal education at this age. In this regard, big mistakes are made. As early as possible, one wants to develop the child's judgment, to answer the why and wherefore. This is not the right time for that. Rather, one should offer the child a sum of contemplation and thus strengthen his memory. Inner silence must be encouraged, one must try to limit the incessant questioning in order to promote a rich inner life. It is not a matter of saying no and yes, but of developing the possibility of one's own judgment; this would be restricted by saying: This you should do, that you should leave, but one should work more through examples and stories. The spiritual must be reflected in the symbols, fairy tales and mythologies that are communicated to the child; this awakens deeper soul forces. By saying yes and no, we restrict these forces; they should develop out of themselves. No ready-made morals should be given to the child; one should try to create great thoughts and feelings for great people. If possible, little doctrine. Stories of great personalities work better than moral rules. Describe the world, but don't teach rules and laws. It is not one's own judgment and views that should be cultivated at this time; the child is not yet mature enough for that. But what is missed in the development of memory between the ages of seven and fourteen cannot be made up for later. For example, in arithmetic: If the foundations have been laid through visual instruction, then memory must be used to learn the multiplication table. The same applies to languages and other things. The educator has to gradually withdraw his personality and become a servant to the child. He must not only fill the child's soul with wisdom; he must approach the child's nature and slip out of his soul. He must be a puzzle solver. It is a great gain for the soul when the etheric sheath is given a fixed form in the seventh to fourteenth year. When the memory is practised, when the ability to dwell on one object in quiet concentration is developed, these are firm and solid habits that become constant in people, remaining with them for life. Whatever we can do must be practised. During these years, everything must be repeated over and over again to become a habit. Formative, creative powers are developed in the eleventh, twelfth, thirteenth year. The task of the educator is now to lead from example to the ability to judge; the child should learn to use his finer powers. The soul must not be influenced alone, nor must it be guided only by precept and prohibition. Pythagoras struck a balance here and gave wise teachings clothed in a form that held the middle way between example and principle. Thou shalt not beat fire with thy sword, that is, a person in anger wastes strength. He now expresses this in a way that not only appeals to the abstract mind, but he also frames the teaching in a picture that stimulates the child's imagination, develops his fantasy, his imagination. The Pythagorean tenets are something between a picture and a principle. The aim should be to work towards the child learning to form his or her own opinion. The child's opinion should not be narrowed down by strict doctrines, but broadened. And this is done through images, through symbolic representations of the great truths. During the first years of school, the aim is to bring calm and work into the right relationship with the etheric body. As the time of maturity approaches, it is necessary to bring the right balance to maturity, so that the person can live out in the three worlds. The first task was to free the etheric body from the demands of the physical exertions of the body; this required careful observation in order to steel the body through gymnastic exercises and make it mobile, and then to give it the necessary rest, to get it used to rest while the etheric body works. The tasks of the educator become increasingly difficult as the third period, the time of sexual maturation, approaches. Here, the astral body must be treated with care. Only now has the time come when the child must be taught to form their own judgment. Before that, it was necessary to encourage taciturnity. In the first period, the senses impel the child to imitate; the task is to create the right model for him. In the second period, the child should be influenced by authority; this is natural and has a beneficial effect, inspiring faith and trust. Happy the child who looks up with reverence to an authority that is everything to him. During the third period, the educator has to let his own wisdom take a back seat to the wisdom of the person he has before him in the growing child. Sexual maturity is connected with the independence of the human being. Preparation is necessary for this. What the astral body is to absorb must be prepared in the etheric body. This relates to the harmonious development of the emotional world. If we succeed in awakening graceful, aesthetic feelings in the child, this has an effect on the astral body and produces a normal, harmonious, aesthetic power of judgment. It is not good when children of 16 or 17 approach us with ready-made judgments; this takes its toll bitterly. We should bring them noble figures from history, beautiful poems, the works of our great masters, but not a confession. Confessions evoke a yes or no, but not a rich inner life. And those who have not had the good fortune to see authorities before them will not come to their own judgment either. Now is the time when we must strive to develop the relationship between people. In the past, it was important to awaken the spirit of worship; now he must learn to recognize the value of different people himself. Now he learns to distinguish his earlier relationship to people as man to man, recognizes what is worthy and what is unworthy. For what must now be awakened? The affects, the sensations, the feelings of pleasure and suffering. The astral body develops through our dealings with the world around us. Therefore, we must first cultivate the astral body in such a way that it works inwards. Now it is coming to the fore. If it is to make the right use of its freedom, the etheric body must be prepared for it. The astral body was otherwise called the body of instincts and desires. If it is not properly prepared, it will express itself in wild desires and the vices of academic life. If it is not prepared for freedom, the driving force that wants to live it up becomes wild and unrestrained; it must be strengthened in earlier years by educating the etheric body. Through theosophical knowledge, the educator will be able to deepen and spiritualize his pedagogical skills. Thus, Theosophy becomes useful when it is used to influence young people. The usefulness of having these concepts will be recognized by those who try to apply them in practice in their lives. He will then gain knowledge from life itself, even if he renounces the theosophical worldview. And this practical knowledge is worth more than curiosity and a thirst for knowledge. External material knowledge often does not depend on us. The state, the class, the circumstances are often decisive; but that is not the most important thing either. What is required by profession and station can take a good or a bad direction. Even with the most flawed curriculum and the most overcrowded classrooms, you can still be effective if you know the person. If it is true that the human being can develop all his powers harmoniously, then this can only happen if you recognize the person from the first year of life, even before birth. Spiritual things are real. It matters not which thoughts surround a child, not unimportant who receives the human being. It depends very much on whether the person who receives a human being has good or evil thoughts and feelings; doctors and midwives should be priestly educated, ennobled personalities. If this is the case, then the human being enters a pure atmosphere at birth, and that is not insignificant. The spirit is a real thing. This is an area where an insightful education can do a lot of good, and conversely, ignorance can do a lot of harm. Imperfectly, the human being comes into existence. He comes into existence to acquire higher abilities; he must pay for the possibility of rising higher with his helplessness. He must be helped. In this we recognize the solidarity of all humanity, the necessity of mutual aid. Thus, all humanity is one great body, of which individuals are only members. This gives us an understanding of brotherhood, the first principle of the Theosophical Society. When a human being comes into existence, it is not a matter of a finished life in the most eminent sense; the task of the educators lies in educating him for culture, and this can only happen if it is done out of a sense of brotherhood, out of a sense of community. Answering questions
Answer: Above all, the educator must be an observer. He must observe human nature in the child. In doing so, it does not matter at first whether he has a materialistic view that the child's abilities and drives come from heredity, or a theosophical view that the child has acquired his abilities in previous lives on earth and is therefore born into certain circumstances with certain parents. The facts, the result of observation, will always be the same. The educator must be careful not to intervene forcibly in the child's development. Here is an example: an educator had to deal with an eleven-year-old boy in a family. He was retarded and his body was not normal either; he had a large head. He had never progressed beyond the lowest class. His arithmetic books, among other things, were in a sorry state. When he had calculated a task, it was never right, and he kept erasing until everything was full of holes. The educator did not despair and said to himself: the soul would form the body. He carefully set about educating the child's soul, working according to the principle of the smallest measure of force. He started from very specific points of view and learned that one learns to solve puzzles. He succeeded in educating the boy into a normal child in a year and a half because he was able to recognize the causes of the characteristics. The large head gradually took on the right shape; the boy then developed normally and was later able to study. It would be very desirable if the question of education were to be thoroughly elaborated in the light of Theosophy. |
61. The Origin of the Animal World in the Light of Spiritual Science
18 Jan 1912, Berlin Tr. Unknown Rudolf Steiner |
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Then we picture to ourselves sleeping man—we have the physical body, lying in bed, and this physical body is permeated with that which in a spiritual-scientific way we no longer call a material bodily form: the etheric body—but outwardly, comparatively, in the sphere of this physical body we have that which is within this physical body during the waking day life: the living life of the soul, which we call the connection between the ego and the astral body of man. So we have before us in man who is awake, the inner mental essence, or essential part of the soul nature, permeating the external bodily nature; but in sleeping man we have the external-bodily secluded from the inmost soul life. |
Consequently, there must be something which, combining with the human ego, flows into the bodily function in the morning, when man wakes, and then works in the human soul organs. |
61. The Origin of the Animal World in the Light of Spiritual Science
18 Jan 1912, Berlin Tr. Unknown Rudolf Steiner |
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If it was already somewhat difficult from the point of view of the ideas ruling at present to explain the origin of man spiritual-scientifically (what should have been done in the last lecture of this cycle) it will be today still less easy to speak about the origin of the animal world. For, if on the one hand the difficulty results from the fact that everything concerning the animal world is still much more remote for the human observation—at least seemingly—than everything concerning nature and essence of man, so on the other hand a quite special difficulty must arise because according to the present world conception, an influence of spiritual events, spiritual causes on the development and origin of animal existence will not at all be admitted. Instead, we find that in the course of the development of our mental life in the last periods the notion is formed quite specially that exactly the same causes, powers and realities partake in the development of animals' life as in the development of the lifeless, so-called inorganic nature, and we know that the greatest triumphs of natural science have been realized just in this sphere of the so-called pure natural development of living beings. Now we must certainly say, on the one side the great longing aims at a pure natural development—as one usually says—that means such a development that only considers those powers which also rule in lifeless existence, and we see on the other side how a research moving in this direction thinks to hurry from triumph to triumph—nay, if we interpret it in the right sense, even does so. Nevertheless, on the other hand we can perceive how deeper thinkers who stand entirely on the basis of facts of natural science, and who are also fully acquainted with that which natural science has brought forward in recent times, are not in a position to share the opinion of those thinkers who want throughout to derive life from a mere union or a mere combination—although from a very complicated one—of those powers and events which are also present in lifeless nature. A great part of the thinkers of the present and the recent past did not take much trouble saying: up to a certain time probably the development of our earth has principally consisted in unfolding out of itself lifeless processes, and at a certain point of time some materials have joined in such a complicated way that the simplest living beings originated ... where after then the development progressed in such a way that out of these simpler living beings, in the struggle for life and in adaptation to the surrounding, so to speak, more and more complicated living beings have developed up to man. But in contradiction to this idea many philosophers of recent time have argued that it is impossible to think that at any time, that which can be called in the real sense an original procreation or an issuing forth of the living from the lifeless, could arise out of a mere union of lifeless matter. To such thinkers mentioned above Gustav Theodor Fechner, a man of genius in many ways, belongs. Because really important progress in natural science in various regions is connected with this personality, we should truly not pass by so lightly the theories of such a thinker as it is generally done today. Gustav Theodor Fechner cannot understand that the living ever could have developed out of the lifeless. It is much more obvious to Fechner to imagine that the lifeless can go forth out of the living through processes of isolation, because we see indeed that the inner life process of the living beings excretes the materials which, after having served a certain time in the life process, pass over to the rest of nature and belong then, as it were, to lifeless, to inorganic processes. So Fechner can well imagine that our earth at its starting point has been a single whole living being. This huge living being “earth” has done its breathing—so to say—from the cosmos and has perhaps also taken its nutrition from the (space of the) universe. Out of the entirety of this huge, enormous organism, which has once been our earth, on the one hand, living beings have developed as through a special constriction of that which in the huge earth organism has been living organs only, which thus became independent. And on the other hand—so Fechner imagines—those substances which today belong to the lifeless nature processes were excreted in a similar way as today substances are excreted from an organism after having served the living processes for a certain time. Thus, on the lines of this thinker, not the living came forth from the lifeless, but the lifeless came forth from the living. In a similar way, perhaps in a still more fantastic one, the natural investigator Wilhelm Preyer forms his own imagination. He has proved his legitimacy, his qualification for speaking about natural science not only through his abundant physiological and biological research, but also through his publications about Darwinism. Preyer also pictured to himself that the earth, at its starting point, was a kind of living being; he was always disinclined to speak of something lifeless in an absolute sense. He says we have really no right to look upon a flame as a kind of life process on the lowest level, a life process which is simplified, and has descended from a higher level; just so such life processes as we observe today could have developed in ascending. What Preyer means is: when a flame is burning, then it seems as if something like a life process is displayed to us in the consuming of the matter, in the entire method and way in which the burning, as a fact, presents itself to us. And he therefore supposes that it may not be out of the question that the earth itself was a huge life process, a life process that took place, nevertheless, under quite other conditions than the life processes of today. And so we see the most curious imagination has issued from the head of an investigator of nature, which Preyer expresses as follows: The earth could have been at the starting point of its evolution a huge enormous organism, the breathing of which we have to look for in the glowing vapors of iron, the blood flow of which we have to imagine in the glowing liquid metals, and the nourishment of which must have been brought about through meteorites drawn from the universe. This is certainly a peculiar life process, but this natural investigator thinks he couldn't go in another way if he were to trace back, not the living from the lifeless, but the apparently lifeless from the original living. And that which appears to us today as our life, in various realms appeared to him only as a life shaped especially, whereas the life of a burning candle seemed to him as a life formed backwards, in a certain way, so that the latter may appear to us outwardly as lifeless. If we must say that such developments in recent mental life can show us—so to speak—how notable thinkers standing firmly upon the grounds of natural science, not only with regard to their convictions but also their comprehension, do not refer to the earth at all as the glowing liquid lifeless gas ball of the Kant-Laplace, but look upon the earth at its origin as a huge living being, in order to be able to explain that what is living today, this fact can, in some respects, teach us that it is, indeed, not so easy to trace back the living to the lifeless. Yes, we even must say that just the (human?) spirits having struck out in a new direction who have obtained the greatest results of research in natural science recently, cannot teach us that natural-scientific thinking has traced back all living to the lifeless, and that in this regard, natural science would just contradict what Spiritual Science has to say: that all substances, and then in general, all life can be traced back to spiritual causes. It is indeed true that the great results of natural science performed by Darwin or Lamarck or other pioneer spirits exclude any regard of spiritual causes, fundamental for these phenomena. I have already, several times, pointed out a notable passage in Darwin's publications, in which this great pioneer points out the way in which he succeeded in showing the metamorphosis of one form of life into another, and how, by this experience, it seemed to him quite well possible to trace back today's complicated living beings to earlier, perhaps less complicated living beings and thus explain the variety of today's life forms, perhaps by means of a few differentiated original life forms. But then Darwin says, in a very characteristic manner: (in this way) we succeeded in tracing today's various forms of life back to an original one and in explaining the life of today, in its multifariousness, through evolution. But Darwin is speaking of these original forms of life in such a way that he assumes that—as he says literally—“the Creator once has poured life into them.” Yes, we may say outright that this natural investigator, Darwin, working in the midst of the 19th Century, was convinced he was authorized in his explanation of the metamorphosis of the species in living nature, by just simply assuming that he retraced back the development in nature to issue from the Creator. As we can know from Darwin's whole manner of thinking, he must have realized at once the insufficiency of his explanation if he were not permitted to assume the action of spiritual realities at any point in earth evolution. He felt himself firm and strong on the grounds he took a stand upon, just by saying that if we could assume there was life in its simplest forms created out of the spiritual, then we also could expect of this life of simplest forms full of such impulsion power, such impetus that it was able to transform itself to complicated and manifold forms.—And in a stronger sense, this can be applied to Jean Lamarck, who was the first to speak about the natural development of living beings to more and more complicated forms through adaptation to their surroundings. We see that Lamarck's idea is the following: We may assume a development from the outwardly unaccomplished to the outwardly more and more accomplished, because by so thinking we are not at all in contradiction to evolution as a whole being interwoven with, and inspired by, spiritual fundamental forces. How else could it be possible that there is a passage in one of Lamarck's fundamental works, which we can take quite literally, and which is just significant for the way and manner characteristic for earlier natural-scientific thinkers. Lamarck says in his “Philosophie Zoologique” (“Volksausgabe's Leipzig”, ed. Alfred Kroener, p. 21):
“As it had not been taken into consideration that the individuals of one specie must remain unchanged as long as the conditions mainly influencing their manner of life don't change, and as the ruling prejudices are in accordance with the assumption of this progressive generation of similar individuals, it is assumed that every specie is unchangeable and as old as nature, and that they are separately created by the sublime Originator of all things.” Lamarck is conscious that he must break with the concept of the one and only creation of all species at their starting point, and that he must imagine the species, now around us, as having arisen through evolution. But then he continues as follows:
Thus speaks he to whom one appeals today—quite rightly—when one speaks about the doctrine of evolution. But at the same time we see that this man has thereby pointed out to himself his program in the most distinct way. What is this program? Lamarck argues that by ascertaining through observation all that is of service to the mere natural observer, the possibility results of imagining that organisms have gradually developed in a running(?) succession; however, we must also imagine that spiritual impulses were originally holding sway in the entirety of evolution, otherwise we have no firm basis at all. We recognize this by all means as the conviction of the pioneer Lamarck. And certainly in this case we must say: Thus this natural investigator has traced for himself his special program by restricting himself to the species of the outer world, and by not ascending farther to that which must be spiritually fundamental for the whole process of evolution. He consigns the spiritual to a world into which he is not inclined to penetrate, and which he presumes, from the outset, to be a region of total, unimpeded Will of the Creator—but he restricts himself to the presentation of what has emanated out of this Will of the Creator and what issues forth in the progress of evolution. Now on the other hand we must again say, as matters stand today, that it can never result from the experiences or research of the natural-scientific observer, that at any time the living could have developed out of the lifeless on our earth, in the conditions which are available for today's external observation. The imagination that the living developed out of the lifeless is by no means a new one—it is, in truth, the older one. In this regard I have already emphasized that it was a great progress in natural science, if one goes back only about two centuries ago, when Francesco Redi spoke the sentence: “Living can only go forth from living.” It is interesting that throughout all the earlier centuries before Francesco Redi's time, it was assumed that not only simple, but also even very complicated, living beings could come forth out of mere lifeless matter. Not only was it assumed that out of the mud of the rivers, something lifeless for the outward consideration—lower animals such as rainworms, for instance—could develop without a living germ of the rainworm ancestor put into the mud, but it was also systematically assumed that animals up to the insects or still higher ones, could develop out of lifeless matter. It is interesting that we find in a work of St. Isidor, who died in 636, that it is quoted quite systematically that out of an ox corpse—that means something gone over already into the lifeless—that if it is beaten enough, a species of worms would develop which could become bees. Indeed, this man at the head of the erudition of his time not only indicated how bees could come out of an ox corpse, but he also tells us how in the same way hornets can develop out of horse corpses, drones out of mules and wasps out of donkey corpses. And as if this were not enough, it was alleged up to the 17th Century how mice, eels, and frogs originate out of that which is already transformed into the lifeless. And the belief that life can originate out of the lifeless in the simplest way, this belief was so strong that Francesco Redi narrowly escaped from the fate of Giordano Bruno, because he was so bold as to proclaim that the living can only originate from the living; for the supposition that living beings can originate out of lifeless matter could only depend on inexact observation, because the living germs of the living beings must have been already in the river mud if living should originate. Spiritual Science must add to the achievements of Francesco Redi the sentence that the spiritual can only originate from spiritual. And because the entirety of earth evolution finally culminates in the spiritual, as it presents itself in a simple way and on an inferior level in the animal world, on a higher level in normal man, and on the highest one in the human spirit itself, thus this spiritual likewise originating itself at last out of the seeming unspiritual, can only be traced back to an original spiritual. If Spiritual Science is compelled today to state this fact, as we have heard in the earlier lectures and also in the past years in these cycles of lectures, and if in order to confirm further entirely in every region the sentence: “the spiritual can only originate from spiritual” it says, all that appears to us as matter is only a transformed spiritual—then it (Spiritual Science) is today not doomed to the fate of Francesco Redi or Giordano Bruno (for other things are now in fashion and people are no longer burned), but suffer other fates. It has today, anticipating, advocating a truth which will familiarize itself with the cultural life as likewise the sentence “living can only originate from living” has done, and therefore man will consider Spiritual Science as a revere, as something which is by no means based on the fundamentals of a real, scientific knowledge. Now, at first an outline of what Spiritual Science has to say from its point of view about the question of the origins of the animal world will be outlined. Then it will be shown how the comprehension of Spiritual Science about the origin of the animal world can be entirely reconciled with the acquisitions of natural-scientific knowledge of the present, for I have set myself the task in these lectures to harmonize what Spiritual Science produces out of itself with the acquisitions of natural science. Spiritual Science as such cannot go back to that which Gustav Theodor Fechner or Preyer have assumed as the original earth organism. On the other hand, however, we must emphasize again and again that no explanation will succeed in making it logically plausible, if only to some extent, that the manifoldness of the living beings could have, in earth evolution, developed out of a mere nebular organization, as assumed by Kant-Laplace's theory; unless we had, so to speak, to take up the expedients of the most recent mental attitude, if we would reconcile the origin of the organic or animal world with this idea. Then we would arrive at the method of thinking of the Swedish investigator Svante Arrhenius, today indeed very much admired, but not less fantastic: that germs of living beings got planted into the earth, from the space of the universe, by “compression (gravitation) of radiation” just—let us say—at the right time, when the earth was in a state to receive such germs. Everyone will realize very easily that such an explanation is no explanation, for we have then to explain where and how these living beings originated, even if they are only flown as simple germs into the earth through compression (gravitation) of radiation. Spiritual Science must go back to a form of the earth where the earth does not present itself to us as so occupied and populated by such living beings as we know today. In a certain regard, Spiritual Science shows us something similar to what Fechner and Preyer have pictured to themselves by mere intellectual conclusions (deductions); namely, that the earth at and since its beginning has been a living being, which contained in itself gas and vapor, not only in a lifeless manner, as the theory of Kant-Laplace assumes. This theory can be explained very easily to the simplest pupil by saying: Look here, by mere rotation something can split off from a drop of a liquid, if we let it rotate, and as a little drop is thrown off it rotates around the big drop—thus in this way we originate a world system on a small scale. But doing this, we forget that we ourselves have moved this drop by rotation and that, in case such an event should have indeed happened once on a large scale—namely, that the planets have split off by means of the rotation of a gas ball—then a giant professor or a giant teacher must have ruled in the cosmos, for if we exercise an experiment we must consider all conditions and not forget our own part. If it is already impossible to explain from what we know at present the splitting off of the planets, from a gas ball which at any time may have existed, it is far less possible to explain life in a planetarian life without something living, if only lifelessness existed beforehand. Spiritual Science leads us back to an earth which, indeed at its starting point, was not only full of life, but also spiritualized, impregnated, by spirit, so that we have to trace back earth evolution to an originally spiritualized earth being. If we picture this spiritualized earth being to our senses, as it were, in an image, this being would present itself to us in its substance in such a way that we have, comparatively around us today like the last reminders of this original state of the earth, moving, but not formed, living matter in the most inferior organisms, which are really not quite exactly easy to define as plant beings or animal beings. These most inferior organisms could really be defined as flowing life, for they appear at first as a round drop which changes its matter, so to say, through no outward cause with regard to shape and situation—lengthens into tentacles or feet, creeping over the ground, but has in itself no distinct shape. If we picture to ourselves these inferior organisms, this original life substance, then we have before us, in the sense of Spiritual Science, the whole of the original earth matter, and within this earth matter nothing at all that we have today as lifeless matter. The whole earth matter is, so to say, a living but still unformed substance, and Spiritual Science must imagine, aside from this unshaped substance, that which we call the formative principle, the transcendental formative principle, as something purely spiritual at the starting point of earth evolution. We can imagine today what the earth had been at the starting point of its evolution along the lines of Spiritual Science, by imagining, as we have often done in previous lectures, the sleeping human being. Then we picture to ourselves sleeping man—we have the physical body, lying in bed, and this physical body is permeated with that which in a spiritual-scientific way we no longer call a material bodily form: the etheric body—but outwardly, comparatively, in the sphere of this physical body we have that which is within this physical body during the waking day life: the living life of the soul, which we call the connection between the ego and the astral body of man. So we have before us in man who is awake, the inner mental essence, or essential part of the soul nature, permeating the external bodily nature; but in sleeping man we have the external-bodily secluded from the inmost soul life. The inner soul life is unconscious in sleeping man of today. It is, as it were, not permeated with a real inner content, at least not consciously. But for a real thinker it is impossible to imagine that the sleeping man really still has this in himself, or that what is living and acting in sleeping man also brings about the appearance of soul life itself during waking. What else can we imagine, when we proceed to really logical thinking? Today we can only sketch it in rough outlines—but anyone who thinks logically cannot as a result come to any other conclusion—we can imagine nothing else than that the man, who is awake, practices, expresses his soul activity through the organs of his body, so that the man who is awake needs his bodily organs in order to develop consciousness, and that the bodily organs must be formed in such a way that when enlivened from the soul principle, they can be the bearers or mediators of the life of consciousness. But a man can never imagine that, by means of inner, living, organic action, that which comes into our consciousness as inner soul processes while awake can be produced in sleep. We only have to make a simple comparison, entirely sufficient for this purpose, to discover this fact. Instead of the brain let us place, as the soul organ mediating our waking conscious state, the lung which breathes and mediates the life processes. Then we must say the lung breathes only by means of oxygen flowing into it from outside. But the action of the lung does not consist only in receiving the oxygen flowing into it, for the organic action cannot have an influence on the supply of oxygen. We cannot experience anything about the nature and substance of oxygen from the manner in which we nourish and enliven our lung, and the lung cannot be supplied with oxygen from inside, either. But just as we have to imagine the inner life process as going over into the lung, so we also have to imagine the inner life process going over into the brain and other organs during sleeping life. In the evening our organs are exhausted, because soul activity wears out the organs, and they must be impregnated again with a pure life activity in order to again be able to be mediators of soul activity. But just as the mere inner life activity cannot supply the lung with oxygen, the activity of the inner life cannot supply sleeping man with that which we can call the instincts, desires, and passions (emotions) of man. The nature of the soul life is not a consequence or result of the mere bodily activity of man, just as the nature of oxygen, which only unites itself with the lung from outside, is not the result of mere life activity. No one can escape the quite cogent conclusion that just as soul activity must flow into the organs for knowledge of man from outside on the moment of waking, likewise the oxygen flows into the lungs from outside, just as the oxygen as such exists in the outer world and imparts itself to the lung, with the only difference being that the lung is supplied with oxygen not alternately but always, because the lung does not sleep. Consequently, there must be something which, combining with the human ego, flows into the bodily function in the morning, when man wakes, and then works in the human soul organs. Thus we must conclude that in the life during sleep the spiritual is separated and we must regard this spiritual essence, as it were, as something that wakens in the morning apart from our bodily organs, to act as soul organs. Consequently we have, comparatively speaking, in sleeping man a living organism, and floating over him a self-dependent, spiritual one. We must picture to ourselves the following: While we are awake, the soul processes, going on in us—that means the spiritual soul life—can really only effectuate certain processes, doubtlessly parallel with the soul processes in the organism. They are effects of the soul processes and cause fatigue, as it were—processes of dissolution of matter, whereas during sleep the body annuls these processes of fatigue. In a similar way Spiritual Science reveals that the earth, at its starting point, had really consisted of a duality, of something not quite like sleeping and waking man, but that could be compared with what has been, so to say, moving life substance, as the last remainder of the simplest organisms are still today, but that which, in no way, have been organisms transformed into animal or human forms, not even into vegetable, plant forms. And so, if we have to imagine in connection with man's body that which is man's soul content hovering over him in sleep, so we have to picture to ourselves the earth, at its beginning, hovering over what we can call the spirit of the earth, the common, united earth spirit. And within this earth spirit we have to seek that which later becomes form in earth evolution—in this earth spirit we also, above all, have to seek that which affects stimulation of the flowing material substance, so to say the sleeping earth, so that the entire life substance comes into movement in various ways. Thus we have to imagine the stimulating causes as, I might say, spiritual streams from the surrounding of the earth, working into flowing, living matter (substance). At first these causes created in the flowing substance only such forms that did not solidify, but after having formed themselves for the time being, adopted their formless shape again, as the storm whips the ocean and forms it in various wave structures. Formed life must be derived out of formless living. The formative principle itself is to be imagined as a super-sensible, spiritual principle that was connected with the original earth substance. If today we would imagine something similar to this way of working in regard to the earth at its starting point—this reciprocal effect between spirit and matter—so could we imagine a more narrow region, where what happened was similar to what happened at the starting point of earth evolution. (Natural science of the future will prove this). We can still show something that affects unformed life substance. All those processes bringing forth our own spiritual life in brain substance or in blood substance can be compared to the processes which took place, at the earth's beginning, between the spiritual, formative principle and the living substance fundamental to the evolution of earth. Such a thing is not able to be proved along the lines of our thinking today—it is to be proved only by Spiritual Science, that by means already described, for the whole of earth evolution something is produced, similar to what is produced in the single life of man in memory. By the training of certain forces, here also mentioned, which are resting in the depths of the soul, human memory expands, and man's spiritual outlook—and these powers are the same—the development of which enables the spiritual investigator to look immediately into the spiritual earth being. Thus matter and material life can be penetrated entirely by the spiritual view, and material processes in their existence can display themselves in such a way that not only present conditions, but also previous ones out of which they have developed, can confront the spiritual eye as living memory. Just as man in the present carries in himself that which has formed in the life of his soul since his childhood and can therewith follow the line of remembrance, so also he follows his soul life into earlier conditions; he can thus trace it back, how it has been not only now, but decades ago. If the spiritual outlook does not adhere only to external matter, but penetrates the surface of things and into a spiritual basis, then something works within the spiritual that puts man into a kind of world memory, which is also called reading in the Akasha Chronicle (see Rudolf Steiner, From the Akasha Chronicle, Ed. Phil. Anthropos., Dornach). Man is placed into a world memory, and through this he looks back into earlier original conditions of the earth. Proofs are therefore only to be given in such a spiritual way and manner and if these things are then so investigated we have the means at our disposal to confirm what is brought to light through spiritual investigators and which reveal that a full harmony exists between that which things present to us still today, and that which the spiritual investigator must proclaim. For this reason, in a popular lecture one can take no other direction but to reveal what presents itself to the spiritual investigator, and what flows out of immediate spiritual observation, while placed by this spiritual-scientific observation, as it were at the starting point of earth evolution. At the same time, however, we must emphasize that in such conditions which we have to recognize as spiritual, the spiritual is much nearer to material production than the spiritual is today to material production. Today the spiritual uses the counter position, the resistance of the material body, so that it forms the spiritual soul-like in man only to those pictures of the material which we can put before our eyes in our imaginations. We don't accomplish a densification stronger than these pictures. But Spiritual Science is based on the following idea. (The following lectures will draw your attention yet on the origin of matter.) All material being has been originally a spiritual one; once the spiritual was, when it itself had been creating matter, in a more original state, full of will and force, than it is today in man's spirituality. Therefore we have to imagine that what hovered over the earth as spiritual formative principle was more closely connected in a certain way to the original life substance than the soul hovering over sleeping man is connected today to his physical body. Progressing further, we have to imagine that through the interference of the super-sensible formative principle on substance, all that which is today called lifeless nature is originated. We have really to imagine that through the action of the formative principle such matter, which then becomes lifeless, has isolated itself out of a moving and stirred substance. Once again Spiritual Science is, in this way, closely connected with the investigations of Fechner and Preyer. But such unliving matter is again seized in a certain way by the formative principle, now proceeding in this lifeless matter as a crystallizing principle, so that we have to imagine all minerals issuing, going forth, from an originally spiritual, living matter, becoming lifeless and then seized by the formative principle. Therefore, when we speak about crystals, we can speak today not yet about life, but only recognize a transcendental formative principle. In another way, the formative principle was in force in the matter which remained as a living one. If today we put aside plants, we must imagine that under the influence of those substances which separated gradually as lifeless ones from the living one (and which grouped themselves in various ways)—earth differentiated, grouped itself so that we designate firm earth, liquid water, air, and so on. Further we must imagine that during this time the formative principle worked upon the entire living and lifeless substance, and that thereby the living-formed matter is exposed to the external lifeless. And while previously it was throughout only living, in itself, it now had to permeate itself with lifeless matter, because in the course of earth development the principle of nutrition—the taking in of non-living matter into living matter, became important. Thus we see the living, so to speak, taking up the nonliving, which it had previously separated from itself in a certain way. Thereby the living on earth comes more and more into those conditions which signify themselves through the lifeless as the elements—earth, water, air, etc. and the formative principle can act in the necessary way only by forming the living, so that the shapes (forms) are adapted to the external elements. Now we must imagine life on earth in such a way that in the course of time, by means of the formative principle, the living and the lifeless are kept separated in various ways. We must imagine that materials which today are fallen from the heights and are connected with the firm body of the earth, were in a medium earth period still dissolved (diluted), were present in the earth atmosphere as mist. We can absolutely speak about such an earth's age in which such an air veil, as it is today, was non-existent—and we must speak about mists and gasses, which nowadays have been consolidated and united with the earth for a long time. We must imagine the entire distribution of water and air in a middle earth period, in an entirely different way. We must imagine that the formative principle—which we should think of as purely spiritual—by working living substance into the lifeless, formed, matter, had to take from that latter the conditions for breathing, etc. Thus the formative principle had to create in this way the most varied forms adapted to the old earth conditions, which now do not exist at all. However, Spiritual Science now shows that the development progressed in such a way that, in those times, only a part of the living substance, as it were, was really formed and that, when the unformed matter was seized upon immediately by the spiritual principle, a part of the old, moving unformed, living substance was held back. In older times, when the earth was surrounded in quite a different way by layers of matter, which today as it is fall down because of compression, or are present in the inside of the earth in liquid form and literally lead a liquid life—that the formative principle was working, as it were, by crystallizing, into the living, forms which in today's conditions cannot exist any longer. Let us look at such a state, in which our earth did not have at all the planetary shape that it has today. At this time quite obviously other, different forms of living beings must originate, living beings which were adapted to the old conditions, and which nowadays could no longer exist. Now that may easily be accounted for, explained by the fact that many of these life forms had to die out entirely when the earth changed its formation. We find (which is geologically demonstrable and shown by paleontology) that animals have lived which, we have to imagine, were only adjusted, let us say to water, only coming to its present form, but still permeated with quite different substances, and we find other animals, as the saurian species, etc. To be brief: we can meet manifold animal species (forms) which were adapted to the conditions then. Aside from these, other forms originated which were adjusted to the conditions, so to speak, in such a way that they really could no longer be shaped out of the unformed, moving matter by the original formative principle, but which were able to transform themselves through successive generations, and to themselves improve by means of heredity in such a way that they developed the later forms out of the older ones. The new ones were then adapted to the new earth conditions. While those forms which in olden times were so strongly penetrated by the formative principle that they could not be reshaped had to die out, those organizations which had remained more movable in themselves, in which the living was not yet fashioned so strongly, could remodel themselves and thus develop themselves further on in successive generations. With regard to man, development shows itself as follows: In olden times we cannot see him in such forms which can be seen with outer external eyes, but we find him in matter of such a fine, unfashioned moving kind, that in times where animals were already present, he could have become everything. Man was the last to descend out of the unformed into shape, into form. Whereas the animals, which are today on earth, had already earlier taken up the formative principle so that they had to reshape their earlier figure in adapting to the transformation of the earth, man did not prevail himself to descend in solid form, during old conditions, but waited until earth had approximately the distribution of air and water as it now has. As late as then a condensation of the scarcely-shaped matter into the human figure took place for man. Because man entered out of the unformed and into shaped form so late, he appeared so that he is therefore adapted not only to certain specific earth conditions, but to the whole earth. Going back to the animals, however, we must imagine their origin in such a way that determined forms had adapted themselves to quite determined territories of the earth. These animals then got the form, which by no means is still similar to today's offspring, but which was adapted to conditions then. But because they were adapted only to territorial conditions which in certain regions changed quickly, they could develop only in determined limits. But at the time when earth was liable to quick changes, man had not entered into a form, but only later, when it was possible to put formation into his bodily nature over the whole surface of the earth in such a way that he, as man, was adapted to the earth as a whole. Thus man could populate earth as a being which is adapted least of all to external conditions, and most of all to internal motive powers. Man was, from the outset, thus adapted to the formative powers in such a manner that his inner being corresponded with the spiritual, that the formative powers could work immediately in the soul, making his outer physical form an upright one, making his hands as living tools for the spirit, and his larynx a living instrument for the spirit. But all this could only happen when earth had passed through certain principles of formation (Gestaltungsprinzipien). Thus man had to be adapted no longer immediately to external life, but to that which determined out of his inner being, what was his figure and presentation in life (Sich-Darleben)—so that with man, the formative principle determines his figure indirectly through the spiritual, while with the animal the formative principle had to work much more into the lifeless and inorganic. We can today still perceive in animals how they have connected their entire soul life more closely with their bodily nature, whereas man is able to develop a soul life which can lift itself up beyond the life of the body. Let us look at the animal, how its soul life is plunged entirely into the bodily life, as it is formed, how the delight of digestion impregnates the body, how the soul life immediately penetrates the body and shows itself connected with its bodily functions. If we compare the way in which man's soul life lifts itself up beyond the bodily nature as something independent, we will see then that man is fashioned as he is because the animal world, adapted to other conditions of our earthly being, is fashioned out of the unformed earlier than man is. In man, such a soul being independent of the bodily life could become active only because man is able, within his being of soul, to keep the formative principle when he passes through the gate of death, and discards, to begin with, his bodily life. Because the formative principle has seized the animal's soul so much earlier that an intense connection with the bodily life was produced and because the animal thereby had to be entirely absorbed by its bodily life—for this reason that which is experienced in the single animal does not get detached (free) from the bodily life. With man, it gets free; it also keeps a formative principle, aside from the organic, physical substance; it can form a new bodily life again after the time between death and a new birth. Only because being seized immediately by the formative principle, can man's spiritual-soul being have that independence which enables him to go from life to life, which enables him to pass his being in repeated lives. On the other hand, we see that the intense connection with the form of being which had to be produced in animal between alternative principles and living matter, brought it about that the formative principle, when the animal dies, is exhausted in the organic, and that animal's soul falls back again into a general, animal soul-life and continues, not individually, but in a general, animal-like way, in a living on of the animal's group soul, not of a single animal soul. Thus we see that we have to seek the origin of the animal (like) in the fact that that which penetrates into man later and permeates him in a later state, penetrates into the animal earlier. The animal is, as it were, left behind by the continuous principle of development; it is a backward being compared with man, who is an advanced being. We can easily imagine how this formation came to pass through a simple comparison, if we picture to ourselves a liquid in a glass, in which a substance is dissolved in such a manner that we cannot distinguish it from the liquid. If we let this solution stand, then a sediment deposits itself and the finer liquid remains. In this way we have then to imagine the whole progress of earth evolution as the duality of the spiritual forming principle and the living substance below. And in the spiritual principle the formative principle for man is contained likewise. But for man the formlessness in this living substance remains the longest. For the animal, the shaping happens earlier so that in a time when man has, as it were, preserved himself still above in an unformed, thinner, finer substance, the animal being below is already consolidated and lives on in such a way that below it can only get at more and more rigid forms, which change in the course of time. Over against this man, relating to the form, can be traced back only to that which is originally in a formless living, but into which the spirit works as a motive principle and brings it gradually to the present figure. Progressing further on, we also have to imagine the animal forms such that they are not produced from a single animal form; but while here and there certain animals formed themselves, others remained behind that formed themselves later; others again descended still later, etc. And then man descended latest. It is remarkable (peculiar) that that which now has been said is entirely explained in such books as for instance those by Haeckel if we read them in the correct way. Indeed, it is stated that in his external appearance man is to be traced back to the animal. But if we continue the scale (trace back the scale to its source) we see that man at last is to be traced back to something which cannot refer to the present earthly conditions, but to imaginary living beings. And just so with animals—we find those beings to which Spiritual Science points out as hypothetical beings—also in Haeckel's pedigree—only these trace back not to something formed, but to something formless. It is now not possible to argue this further, but it results from my Occult Science that that which presents itself now as earth has developed downward from earlier spiritual stages. That results in one not being able to say at all that Spiritual Science invents again, after all, only something unknown. No! At last the earth is traced back to earlier planetary stages of being, just as man, relating to his present life is traced back to earlier lives. And going back to earlier stages we find as the starting point of all life and of all matter, not only a living entity, but also a spiritual one. We recognize as the starting point of all life the spirit, which we experience in us ourselves. Thus we trace back foundations to the spirit, which is something we have in ourselves, that means to something known, that is in ourselves, while external science traces itself back to something unknown. Spiritual Science is in another, different position as is the present hypothetical doctrine of evolution. Spiritual Science traces evolution back not to something unknown, but to something which has been there, been present, as spiritual, and that also today can be experienced as spiritual. Only the spiritual living in us discloses itself in the same manner as it does in our glass; the thinner liquid is segregated from the more solid substance. The finer spiritual in man even disclosed itself as separated, secluded, just like the finer substance in the glass is segregated from the more solid one, which has been deposited. Thus we must trace back the animal world to the fact that man, in order to cultivate his spiritual nature as he has it today, had to begin with to separate from the whole animal world, so that he could develop himself as a finer spiritual being, above the basis of the animal world, just as in our comparison, the finer substance reveals itself when it has separated out the more solid substance below, on the bottom. Today these events can be pointed out only inasmuch as they demonstrate the origin of the animal world. It must be left for another lecture to explain in detail how the spiritual and soul nature (Seelische) developed later. Still it must be mentioned that the facts of immediate sense perception do not at all contradict this principle, and that it will arrive at the knowledge that progress really could not be otherwise than that set forth today—because do animals present themselves to us so that we need to speak about a special spirituality, only present in man? On the contrary! It will reveal itself to closer observation that there is sometimes much more intelligence among the animal world, and that man must first gain his intelligence, and that perhaps man's priority to an animal exists in the fact that he can achieve his little intelligence. Everywhere we look into the animal world—with the structure of the beaver's dam, of the insects, with the wasps, etc., we see intelligence at work, spirit holding sway, which makes use of the animals. We cannot say that this intelligence is in the single animal. We only need to refer to how certain insects take care of their offspring—there we see that we have a super-sensible intelligence, ruling the species of animals, objective for the animal world, like matter itself is objective for the animal world. This we can perceive when the insect deposits its eggs so that the larva must live in quite different circumstances of life; perhaps the insect itself has lived in the air—the larva must live at first in the water. The insect doesn't know at all the conditions in which the larva must live; thus only an instinct, ruling it, can guide it to deposit the eggs there where the larva can live. Or let us observe animals such as the beaver, etc., which form with their organization, form what we can call outer architecture, grown from within themselves—then we are not far from admitting according to the laws of external observation that intelligence works into animal substance itself. When we look at man, we see that after he is present he has to appropriate, at first, those faculties which are already formed into animals. He is not so far advanced that he has within himself that which the animals have already formed in themselves. That is a measure by which we can see that the animals are formed earlier and that the forming of man is still going on after he is already born. Thus it is no proof that man originated from the apes when the natural scientist Emil Selenka found that the ape nature, in its embryo stage, is much nearer to man's figure, than the later ape's figure. On the contrary, we can assume from this fact that the plan for man's figure was a more original one than that for the ape's figure; only that man realizes his figure as late as he enters into earth evolution. Everywhere natural science shows in its facts that that which Spiritual Science has to say is proved, confirmed, just through the most advanced science. Yes, we could go even farther—I don't shy away from doing so!—and show how natural science today brings to light, as it were, something against their theories, which furnishes full evidence for Spiritual Science. Just if we yield to such results of research as those about propagation of lower animals through the brothers Oscar and Richard Hertwig in 1875 (what later on is confirmed many times) that the principle of fertilization; for instance with the eggs of the sea-hedgehog (echinus)—can be replaced through the influence of acids, that consequently a fertilization can come about out of a seemingly purely inorganic process—it must be said that processes which today are bound to the principle of heredity can only be imagined, and can happen in such a way that they present themselves outwardly, while they have presented themselves quite differently in olden times. Thus we can speak very well about the fertilization of the living nucleus of the earth (which was unformed living matter) by the spiritual formative principle flowing around it, by agreeing with the facts of natural science, so that the living had fashioned (formed) itself out of the formative principle, and that then the lifeless separated from the living which was the uniform substance of the entire earth. Contemplating the origins of the animal world it becomes clear to us that in truth the entire earthly existence reveals itself in such a way that we can understand it only along the lines of Goethe, who has said, but only by way of a hint, in such a way that results concerning the origin of man and animal, have reality for the spiritual researcher. For if we turn our gaze to the whole world, by what means, in truth, does all that which surrounds us gain its real worth, its value? Only, as Goethe says, through mirroring at last in a human soul. For Spiritual Science the natural earth process shows itself really progressing from the oldest forms to the youngest ones, in such a way that everything is composed towards presenting man as the flower of the earth form—as that which finally must be brought forth out of the earth process, as likewise blossom or fruit is brought forth, finally, out of the plant. Thus from the contemplation of the origin of the animal world as a fundamental conviction of spiritual-scientific knowledge, results what we can consider in the following words, enlightening the human being, awakening the consciousness of the dignity of man, which is built up on the basis of every other being (alles uebrigen Daseins), and at the same time really imposing on us a responsibility: because we could become man only because the whole rest of earth evolution was aimed at us, we must prove ourselves worthy of this earth by endeavoring to progress from one stage of perfection to another: for evolution shows us that it is aiming at the shape of perfection of man. And that imposes on us the obligation that binds us not to stand still, but to move upwards to more and more sublime forming of spiritual life. This spiritual life which man carries in him today could be built up only on the basis of what is lower by pushing off what is material. So we must likewise assume that we must push off and leave to lower elements that which we carry in us today in order to develop a still higher spiritual life in us. Considering this, we can say that it is true for man, but also establishes what follows as his highest duty:
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57. Goethe's Secret Revelation: The Riddle in Faust: Exoteric
11 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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The man appealing to these qualities of the ordinary understanding, was the same to him as one who through the ego strove to enter the spiritual world. So that for Goethe—as also for Merck or Herder—all that appealed merely to the understanding is represented in a wonderful way in the figure of Mephistopheles, who does not believe in a world of the good, or consider it significant or important. In Goethe himself was this second ego, which could be brought to a state of doubt concerning the spiritual world, and sometimes he felt in himself the discord caused by what we may call the Mephistophelian power. |
57. Goethe's Secret Revelation: The Riddle in Faust: Exoteric
11 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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It was in August, 1831, that Goethe sealed up a packet and handed it to his faithful secretary Eckermann and prepared his testamentary directions for the editing of this sealed-up treasure. This packet contained in a comprehensive way the whole striving of Goethe's life. It contained the second part of Goethe's Faust; which was not to be published until after Goethe's death. Goethe was aware that in this work he had given the contents of his rich, many-sided, far-reaching and deeply-penetrating life to human existence, and the importance of this moment for him may be gathered from the words he uttered at the time, ‘I am now finished my life's true work, anything I do further and whether I do it or not, is all the same!’ If we permit a fact such as this to work on the soul we can say: It would not be easy for a human life to become fruitful for the rest of humanity in a more beautiful, harmonious way, or indeed to become fruitful in a more conscious manner. There is something deeply affecting in the thought of Goethe's life at this point of time—for he lived barely one year longer—in that he should have visited Ilmenau once more and there re-read the beautiful verse he had written on the 7th of September, 1783, when he was still a comparatively young man.
One may well ask whether these lines may not have signified at that time a frame of mind regulating Goethe's ideas in a new way as he re-read them in the evening of his life with affecting tears. Goethe's Faust is truly a testament of the very first order when considered with reference to its literary and intellectual standpoint. In 1831 Goethe finished the work which had occupied him from his earliest youth, having worked energetically from the year 1824 at the second part of Faust. We find that Goethe knew from the beginning of 1770 that he had what may be called the Faust disposition and that he began in 1774 to write down the first part of Faust, returning again and again to this poem in the most important moments of his life. Notably he took the first part of Faust with him when he went to Weimar and owing to his position there entered the great world. Certainly it was not produced there. But because one of the Weimar Court ladies, Fräulein von Göchhausen, preserved a copy of the Faust which Goethe took with him to Weimar, we to-day possess the form in which it was when he took it there. We therefore know the form in which Faust was printed for the first time and published in 1790, and further we know the setting in which the whole of Goethe's works appeared in 1808 in the first edition. All that we have of Faust, including that very important document which Goethe left as his testament, shows us the different stages of Goethe's growth. It is endlessly interesting to observe how these four stages of Goethe's Faust-creation appear to us in different ways, according to its inner nature, and how they represent a crescendo in the whole of Goethe's life-endeavour. What Goethe took with him to Weimar is a literary work of a quite personal character into which he had poured the feelings, the degrees of knowledge and also the despair of knowledge, as they went with him through the Frankfort time into the Strassburg time and also into the first Weimar period. It is the work of a man hotly striving after knowledge, striving to feel himself into life, experiencing every despair that an upright honourable man can go through, and all this he had poured into this work. All this is in the first part of Faust. But when Faust appeared in 1790 as a fragment, it was recognized that Goethe had worked at it and transformed it out of a longing lying deep in his soul and inner life which had become enlightened through his contemplation of Italian nature and of Italian works of Art. Out of this personal work of one who had been tossed to and fro in life's storms there emerged the work of one, who to a certain degree, had become unshackled and who had a very clear view of life before his soul. Then came the time of Goethe's friendship with Schiller. The time when in his inner being he learned to know and experience a world which had long become rooted within him. A world of which one can say that he who experiences it has had his spiritual eyes opened, so that he can see into the surrounding spiritual world. And now Faust's personality becomes a being placed between two worlds, between the spiritual world to which man can raise himself through purification, through the ennobling of himself and that world which drags him down. Faust becomes a being placed between the world of good and the world of evil. And while previously we saw in Faust the life of the single striving personality, now we see before us a great conflict carried on between the good and evil powers around man. Man is thus placed in the centre as the worthiest object for which the good and evil beings fight in the world. Though in the very beginning Faust is seen as a man doubting all knowledge, he now comes before us as one placed between heaven and hell. Thus the poem reaches an essentially higher stage and a higher existence. In the form in which Faust appears in 1808 it seems as if thousands of years of human development resound. We are reminded of the great dramatic representation of man's life produced in ancient times in the Book of Job, where the evil spirit went among men and stood up before God, and God said to him: ‘Thou hast been to and fro on the earth, hast thou considered my servant Job?’ What is here said we find in the poem, ‘The Prologue in Heaven’ where God speaks with Mephistopheles, the messenger of the evil spirituality:
So out of what Goethe wrote in order that his Faust Mystery should appear in its right light there sounds an echo of the Book of Job, ‘Dost thou know my servant Job?’ Then Goethe's fine, full life continued further, going ever deeper into the human existence of which the world to-day knows so little. And having brought to expression in many different ways what he had experienced in his soul, in 1824 he looked back on his whole life, and once more sat down and described Faust's passage through the great world, but in such a way that the second part is a complete character picture of the inner human development of the soul. Looking back to the first part we can see how completely true to life and to the reality of life is this description of a striving soul. Everything that meets us in the first part, especially in the beginning, is full of deep truths regarding nature, but much in it resembles a kind of theory of art—as if someone spoke of things that his soul had not yet fully experienced. And the second part: Here everything is the inward experience of his own soul. Here are the highest experiences of a spiritual kind by means of which man climbs the stages of existence, passes through the physical world and penetrates to the place where the human soul is united with the spirituality of the world, dissolves together with it and knows wherein it finds peace and at the same time that which gives freedom, dignity and self-dependence. All this is given in the second part of Faust as his own inner experience. The time will come when Goethe's Faust will be understood in quite another way from what it is to-day, when people will understand what Goethe wished to say when he said to Eckermann on 29th Jan., 1827: ‘All in Faust is of the senses, material, thought out in terms of the theatre to please everyone and I wished for nothing more than that. If the crowd of onlookers takes pleasure in its appearance, the higher meaning will not escape the observation of the initiated.’ Though the first part in many ways appears to be theoretical and not worked down into life, the second part is one of the most realistic of those pieces of world literature which go most deeply into reality; for everything in the second part of Faust is experienced, though not with the physical eye, because to have such experiences, spiritual eyes and spiritual ears are necessary. It is for that reason that the second part of Faust has been so little understood. People merely saw symbols and allegories in what is for the spiritual inquirer, who can experience it in the spiritual worlds, something far more true and real than anything that can be seen with the outer physical eyes or heard with the outer physical ears. From such a work we can promise ourselves much, and the task of the lectures to-day and tomorrow will be to consider something of what lies in it. To-day we will consider the matter more from the outer side, but tomorrow we will show how Goethe's Faust poem, in the true meaning of the word, is a picture of an inner esoteric life and intuitive vision of the world. Step by step we will endeavour to penetrate into that which is within and to look behind the curtain where the deepest secrets of Goethe's life lie hidden. The Faust mood was in Goethe even when he was a student at Leipzig, and we know that at that time he had a very serious illness, bringing him very near death. Much that a man's soul can grasp at such a time passed before Goethe, but many other things had already preceded this. He had learnt to know the way in which outer science looked at life. Certainly he had troubled himself very little about his own profession at Leipzig, but had occupied himself with many other sciences, more particularly with natural science. A strong faith never left Goethe that it would be possible to look into the deeper secrets of life through natural science; but at Leipzig at that time he stood full of despair before all that an outer knowledge could give him, in many ways a mere jumble of ideas and disconnected observations of nature. Nowhere could he find what he had already looked for as a boy, when at the age of seven he took a writing desk, placed on it some minerals and other geological products and plants, a wax taper and a burning glass. Then waiting for the morning, as the first rays of the sun came in, he took the burning glass, let the sun rays fall through it on to the wax taper and in this way lighted a fire on the altar which he had erected to the ‘great God’ of Nature, a fire which should have come from the foundation and source of life itself. But how far away were these sources of life from what Goethe met in the different branches of knowledge of the High School (Hoch-Schule), how far these ‘sources of life’ were removed from all such striving! Goethe then went to Frankfort and came into touch with thoughtful, sensible men who possessed above all things through their developed soul life, something of the flowing together of the human inner life with the spiritual weaving and living in the world; men who in the fullest meaning of the word, felt in themselves what Goethe expresses in the words: ‘The self in them expands to a spiritual universe.’ At that time at Frankfort he had the feeling, ‘Away from the mere striving after ideas! Away from the merely perceptive sense observation! There must be a path to the sources of existence!’ and he came into touch with what one can call alchemistic, mystical and theosophical literature. He himself attempted the practice of alchemy. He relates how he came to know of a work through which many sought for similar knowledge at that time, Welling's ‘Opus Mago-Cabalisticum et Theosophicum.’ This book was much thought of then as giving a knowledge of the sources of existence. Goethe studied by degrees Paracelsus, Valentinus and above all a work which from its whole method must have produced a deep impression on all those who strove after such knowledge, ‘Aurea Catena Homeri.’ This was a representation of nature the Mystics in the Middle Ages believed to see. The study of these mystical, alchemistic, theosophical books must have had a similar effect on Goethe to that which a man striving to-day after the same things would experience if he took up the books of Eliphas Levy or any other thinker on the same lines. Indeed at that time these things must have had an even more bewildering effect upon Goethe because these different writers no longer really understood the magic, theosophy, etc., of which they wrote. It was impossible to speak in direct way of the real grandeur and meaning of these things, proceeding from an ancient wisdom which had lived in human souls, for the meaning was hidden under an outer garb which included all kinds of physical and chemical forms. For those who merely saw what appeared outwardly in these books it was the greatest nonsense, and at that time it was most difficult to penetrate behind these secrets and arrive at the real meaning. But we must not forget that Goethe from his deep striving for knowledge had developed an intuitive mind. He must have been greatly pleased when on opening the ‘Aurea Catena Homeri’ he saw on the first page a symbol which had a deep effect on his soul; two triangles interlaced; in the corners the signs of the planets, drawn in a wonderful way, a flying dragon wound round in a circle, beneath which another dragon had fixed stiffening itself, and when he read the words on the first page, saying that the flying dragon symbolizes the stream which sends those forces which stream down from out of the Cosmos to the stiffened dragon, showing how heaven and earth hang together, or as it is expressed there: ‘How the spiritual forces of heaven pour into the earth's centre.’ These mysterious signs and words must have made a great impression upon Goethe. For instance, those which depict the whole growth of the earth: ‘From chaos to that which is called the universal quintessence’—a remarkable sentence, curiously mixed up with signs of a chaotic nature, still undifferentiated right through the mineral, plant and animal kingdoms, right up to man and to that perspective to which man is developing in ever greater refinement. But it was not easy to find a way of penetrating to the deeper meaning. So Goethe left Frankfort in a frame of mind which can be described in the following words: I have found nothing. These seekers into nature can only give me dry, empty ideas; anything that can be squeezed out of them is but life's water. I have busied myself with much that has come down to us from the past from those who declare that they saw into the secrets of life. But the way, the way drives one to despair! This was sometimes the mood in Goethe's soul. He was not to be bewitched by easy speculations or philosophizing, or by confused symbols and explanations from those old books, which worked so wonderfully and forebodingly on him. They looked at him with their mysteries as something to which he could find no way. But anyone who knew Goethe's soul, knew the seed was already sown in his soul which was to germinate later. But he felt himself as one who was rejected and unworthy to unravel the secrets of life. Then he went to Strassburg. There he met people who must have interested him in one way or the other. He got to know Jung-Stilling with his deeply mystical soul, who owing to the development of peculiar forces generally found sleeping in men, had looked deeply into the hidden side of existence. He met Herder at Strassburg, who had gone through similar moods and who in times of desperation had often been at the point of a denial of future life. In Herder he learnt to know a man who suffered from a surfeit of life and who said, I have studied much, discerning sundry things connected with men's works and men's strivings on the earth. But he was unable to say to himself, I have had one moment when my longing after the sources of life has been satisfied. This was when he was ill and inclined to deny everything with bitter irony. Yet it was Herder who pointed out many depths in the riddles of life, and Goethe found in him a truly human Faust. But that side of negation which is not the outcome of mockery and scorn Goethe learnt to know later through his friend Merck. Goethe's mother who disliked criticism of people and all moralizing said of Merck, he can never leave Mephistopheles at home, in him we are quite used to it. In Merck Goethe found a disclaimer of much that is worth striving for in life. Over against all these impressions which Goethe received from the Strassburg people, it was through Nature and his observation of Nature that many of life's puzzles were cleared up for him. At the same time we must think of Goethe as a man possessed of a sharp, penetrating mind; he was not an unpractical man. He was an advocate, but only practised for a short time. Those who knew Goethe's work as an advocate and later as a Minister, were acquainted with his eminently practical mind. As advocate he knew little more than what he had learnt by heart from law books. But he was a man able to decide very quickly on any point laid before him; such a man can also map out clearly life's course. So Goethe comes before us with, on the one side, faculty for the clearest thinking with relation to the world; and on the other, for feeling in the deepest way the sorrow attached to an unsatisfied pursuit of knowledge, seeking for the deepest things and yet defeated by them. And then there came something else. Goethe had learnt to know that frame of mind which we can only characterize as the feeling of guilt! He felt guilty in respect of the simple country girl, Friederike at Sesenheim, in whose soul he had awakened so many hopes and desires and whom he had all the same to forsake later. All this was mixed up in Goethe's soul in the most remarkable way and out of these feelings there grew within him a poetic figure, which had its rise in the perception of a form which at that time followed him step by step. This was the figure of Faust, that remarkable character who had lived in the first half of the sixteenth century. This Faust had been the object of innumerable folk-plays and pantomimes and through Christopher Marlowe had reached a literary significance and had become a living problem for poets, especially for Lessing and Goethe. How did it happen that Goethe connected his own sorrow and his own feelings with this figure of Faust? It is related that Faust lived in the first half of the sixteenth century, at a time when for history much had been decided. If we compare this time with the eleventh and twelfth centuries, when studious lives were led, we find a great difference. In the twelfth century it was possible for those minds to unite the knowledge of what the times offered them with what they could find in their own souls. When they raised their spiritual vision to the creative power of the world, enthroned in the heights, and out of it formed their ideas, they were able to unite them with what they had learnt to know through external Natural Science. What they learnt was like a natural process. On the lowest step they studied what they called physical knowledge, on the next step they learnt to know what was taught of the higher mysteries of life, the hidden mysteries of existence, which could be reached through the spiritual eye and the spiritual ear; and on the highest step they reached to the recognition of the sublime, through ideas which were fine and transparent as crystal, but full of life, and working powerfully on the soul. These were the steps to the divine knowledge and were all connected with each other. Man may shrug his shoulders and look down on the minds of that time, but their way was one which never suffered intermission. If for instance we take up the ‘Way of Knowledge’ by Albertus Magnus, we find it begins with a description of the lowest part of nature and ends in a vision of God. You find here no dry, empty ideas, but ideas which enlighten the heart and warm the soul. When Faust lived this time had passed. Ideas then became dry and empty; though they had the stamp of the theologian, they were abstract or drawn from thought. They were ideas which could be studied by men and into which the reasoning of the understanding could sink, but no connection could be found by reason between these ideas and the living existence lying around us, or any possibility of enlightening the soul or bringing warmth to the heart. And then it came to this, that the science of that time—a mysticism, a magic, a theosophy, treating of things which are only to be perceived through spiritual eyes and spiritual ears—was caught in a complete decline, chiefly because much that was previously hidden in handwriting, was now published in print, and thus read by minds understanding nothing of it and who merely copied it. Humbug and nonsense of all kinds went on in the laboratories. What should have been experienced in a spiritual manner, was understood merely according to the words appearing in the books, although they were really only an outer form, but possessing a very deep meaning. Through formulae and retorts all kinds of stuff was made, with the result that what at that time was called theosophy, magic and the occult, came very near to being what we should now look upon as swindling and imposture. In a certain sense the way to the spiritual is connected with danger. Those whose striving has not been honest, whose understanding and reason has not been purified, who are unable to arrive in thought at ideas freed from the physical, may easily stumble and easily fall into the abyss. Therefore it was possible for those who still knew something or who studied the writings of the mystics with great pains, to miss the way and being unable to find it to be deceived by the swindling and charlatanism then prevalent. But it could also happen that the opposite view was taken by many people. This striving for higher things was denounced as witchcraft, and men such as Sponheim, Agrippa von Nettesheim and many others who sought honourably and blamelessly for the spiritual forces in nature, were branded as black magicians and swindlers, as men who had quitted the right path given them through religion. Faust lived during this time in the sixteenth century, a time when many saw the setting of an old spiritual movement as a rosy evening which at the same time became the rosy dawn of a new time bringing out such stars as Giordano Bruno, Galileo, Copernicus and others. Such times are called periods of transition. But of all these periods, none deserves the name so much as the time of Faust. From what we know of Faust he appears as one who felt very deeply the insufficiency of the knowledge of that time concerning the spiritual world. Theology he had studied and had turned away from it. He sought for the sources of existence from the mediaeval remnants of magic and similar things from the Middle Ages; and because Faust was a brilliant figure oscillating between an honourable striving after knowledge and those limits which passed over into charlatanism, it is better to consider him in this way and not attempt to understand him with sharper outlines. As he really was, the spiritual tendency at that time failed to understand him, and the general popular striving of the time was regarded as the outer garment of this Faust-figure in the sixteenth century. So he meets us as a legendary figure or dramatically as a man fallen away from the old traditions of religion and theology, who had given himself up to an endeavour, which owing to the narrow-minded ideas of that time could not possibly lead to any good in life. The opinion of the world between the sixteenth and eighteenth centuries is expressed in the words from a popular book of that time on Faust: ‘He has for a time put the Holy Scriptures behind the door, and laid them under the bench, and wishes to hear no more of Theology, as he has become a man of the world and calls himself a D. Medicinæ.’ What was felt and thought about Faust was expressed in such words. It was felt that he sought in his own breast for the source leading to the depths of life and his own origin, and that he wished to free himself in his own way from the old traditions. Anything in the old folk-plays or pantomimes referring to this figure of Faust was little adapted to give more than his outward appearance. But all that had remained as the tradition of Faust influenced Goethe, and he entrusted to this character his life's striving and his urgent desire for knowledge. So we find him in his 70th year beginning to see himself in the character of Faust. In this character he expressed all the dissatisfaction, and all the sorrow proceeding from the desire for knowledge which remained unsatisfied. And when we look at the first monologue in ‘Faust’ we see clearly what was described at the beginning of to-day's lecture. We see a man who having occupied himself deeply in outer science had reached a state of despair which threatened to shatter his life completely. We see how he seizes on the old book—Goethe called it the Book of Nostradamus, but anyone acquainted with the literature of magic also known to Goethe, will clearly recognize the book to which he referred—in which Faust perceived the sign of (lie macrocosm and of which he says:
and then added to these words a description of feeling, a kind of rapture that passed through him at the sight of this page. Through all this we see what at that time worked on Goethe. It was possible for such moods and ideas to flow into Goethe's soul, that he could truthfully describe them. When he stood before the remarkable sign of the two interlaced triangles and the two dragons—the upper one representing the spiritual and the lower one the physical—with the signs of the planets in the corners of the interlaced triangles, such forces penetrated through them that he really had the shining planets before him as the golden urns, with the forces flowing between them and filling the All with harmony unceasing. When we consider Goethe's soul with its deep and honest striving for knowledge, we begin to doubt whether it is possible to have clear ideas or to speculate much about it. We can only try to place the fact before our souls so that any feeling for such things may be satisfied. But anyone understanding life and the way in which it develops through age, knows that in spite of such battles, Goethe was a man in whose soul a germ had been laid which would ripen and bear fruit very much later, in years to come. We see too how the germs which developed later so wonderfully in Faust were really there, and much can be gained from the study of this life by those who have a distinct leaning to spiritual science. To-day unfortunately such striving is very superficial. We see many people taking it up in a hurry, but they drop it again after having acquired a few ideas. The riddles that exist are only known to one who can look back to a time twenty or thirty years previously when a fluid was poured into his soul and then stored over by the events of the following years and by many experiences, so that only thirty years later he is able to give an approximate answer respecting what was poured in his soul so long before. From this point of view we cannot look too deeply into Goethe's life. We see the echo of his feeling in relation to the ‘Aurea Catena Homeri’ or ‘The Golden Chain of Homer.’ We see it expressed when Faust breaks forth into the words, ‘What a show!’ Yes, a very powerful show, when the soul sinks deeply into these pictures, without even a guess of what they will become in the future. It is a show. But does it stop at mere guessing? Then these words necessarily follow:
At that time Goethe did not understand the deep meaning of these words, but a shade of that feeling already lived in his soul, for ‘All that is transient is but a semblance!’ and having these remarkable pictures before him, he could say as if in pain, ‘However artistically these characters are drawn, they are but outer symbols!’
Each line is deeply felt:—only a show, something which copies the great world. But Goethe had studied the many problems of natural science and had learnt the deep experience given to man, when he has to say to himself: ‘Thou art guilty!’ Having experienced this, he could hope for more depth of feeling on perceiving other signs closely connected with man's life. This feeling is expressed by Faust:—The book is turned over and in place of the sign of the great world, there appears the sign of the little world, the pentagon, and its surroundings. Then the magic word, which if rightly applied can awake certain slumbering forces, appears before Goethe's soul. Goethe certainly had a premonition that there is something, characterized here as slumbering forces in man, and that through gazing at certain symbols and images these forces could be awakened, so as to make it possible for him to look into the spiritual world. He could believe that he came into contact with that which stands very near to man's soul and expresses itself in the signs of the microcosm, the little world. He expresses this through his ‘Faust’ when he says that if man gives himself up to deeper inner meditation certain inner experiences develop and the ‘earth spirit’ appears, that spirit which quickens the earth and which sees to it, that out of the general life and stream of the world man comes to be and increases. Goethe understood in a marvellous way how to compress into a few words what are the secrets of the earth spirit, and in what way he belongs to the whole earth—just as each human soul and human spirit is related to the physical body of man—who is, we might say, the ruler of all the natural development, increase and historical growth of man. This ruler has no visible form, but can appear to a man whose spiritual eyes are opened, so that he can perceive and know that there is such a spirit of the earth. Goethe has characterized Him in a wonderful way:
If we could penetrate every word of this formula we should find that what is described by Goethe, can be really experienced by anyone whose development has brought his soul to the requisite stage of existence. But all know what comes to pass: Faust does not feel himself and cannot feel himself as developed to what thus presents itself. He has not found the way to the secret depths of life. What ‘flows in life and lives and weaves in action's storm’ exists for him as a ‘terrible face.’ He turns away and hears the words:
Out of the old traditions he gained the belief that he was the exact image of the Divinity, and now he had to say to himself, ‘Not even thee!’ ‘Thou resemblest the mind thou canst grasp.’ If only people could once feel this sentence! That it was felt by Goethe can be seen from the whole situation in the first part of ‘Faust.’ Man can understand nothing beyond that point to which he has developed himself. On another occasion Goethe said, ‘As one is, so is one's God,’ and this resembles a confession on Goethe's part, that he had not, up to that time, found the way to the source of life. A confession which he here connects with Faust. When we consider Faust in this first form, we see what difficulties Goethe had to contend with in order to connect his world with the spiritual world towards which he was striving. We find in this first ‘Faust’ immediately afterwards, and without any real transition, the meeting of Mephistopheles with the student. What is Mephistopheles? Anyone who knows the way into the spiritual world, knows that there really is a Mephistopheles, that he is one of the two tempters who meet man when he desires to enter the road to the spiritual land, when he seeks the way to the spiritual world. There are two potencies or powers whom man meets. One power we call Lucifer. He lays hold of man in a more inward way, in the centre of his soul, seeking to drag him down through his passions, desires, lusts, etc., into the lower scale of the personal and ignoble. All that works on man himself is Luciferic, and because man was once caught in his earthly life by this Luciferic principle, he was delivered up to another principle. If man had never been seized by this Luciferic principle, the outer world would never have appeared to him in its merely material outward form, but would have presented itself in such a way that man could have said from the beginning that all outward things were physiognomic expression of the Spirit. Man would have seen the Spirit behind all physical material things. But because matter became condensed through the influence of the Luciferic power that which was false became mingled with (lie outer appearance, so that its outward form seemed Maya or illusion, as if it were not the outer physiognomic expression of the spirit. This power presenting the outer world to the view of a man in an untrue form was first recognized in its complete depth by Zarathustra. Under the name of Ahriman, Zarathustra first presented this being as the opponent of the God of Light. In everything connected with the teaching of Zarathustra, Ahriman was the deceitful being, who hid everything in mist and smoke which otherwise would have been visible to man as a transparent, spiritual splendour. To express it plainly, this being who caused the ruin of man, because he forced him into the fetters of matter, and also deceived him about its true form, was called Mephistopheles. This figure was called in Hebrew, Mephiz, the spoiler, and Topel, the liar. This being passed over into the West in the Middle Ages in the form of Mephistopheles. In the books on Faust, we see as opposed to Faust this Power, also called the ‘old serpent.’ Goethe learnt to know this Mephistopheles. The later traditions of Faust no longer distinguished properly between the forms of Lucifer and of Mephistopheles. In the age following the sixteenth century there was no longer a clear idea of these forms. Men no longer knew how to distinguish between Lucifer and Ahriman, and they united them in the form of the Devil or Satan; and because nothing was known of the spiritual world, no particular difference was made. But to Goethe, all that he received through the outer senses, and through the human understanding, with its physical instrument the brain, by which he gained perception of the outer world, appeared to him as Mephistopheles. The man appealing to these qualities of the ordinary understanding, was the same to him as one who through the ego strove to enter the spiritual world. So that for Goethe—as also for Merck or Herder—all that appealed merely to the understanding is represented in a wonderful way in the figure of Mephistopheles, who does not believe in a world of the good, or consider it significant or important. In Goethe himself was this second ego, which could be brought to a state of doubt concerning the spiritual world, and sometimes he felt in himself the discord caused by what we may call the Mephistophelian power. He felt himself placed in conflict between this evil power raging in his soul and the truly honourable striving of his soul for the heights. Goethe felt both these forces in his soul. But in what position to place himself with regard to the spiritual world Goethe at that time did not know. He was a long way from that experience which we find in the second part of ‘Faust’ in such a magnificent way. In the scene ‘The way to the Mothers’ we see the man striving inwardly for the spiritual heights but detained by a deceptive picture and captivated by reason of what Mephistopheles has placed before him through trickery. Mephistopheles represents all that can be found in outer physical science which is bound up with the understanding. He stands there with the keys—this knowledge is certainly good, for it leads to the door of the spiritual world.—But within Mephistopheles cannot go. Therefore he describes that into which Faust must go as a ‘nothing,’ And we hear from the words of Mephistopheles, spoken in a classic, grandiose manner, what is thrown by the materialistic minds of men in the face of those who are striving to discover the foundations of life out of spiritual science. He says: ‘Thou art a dreamer and a fantastic. We are not going to be taken in by what such dreamers tell us about the spiritual foundations of things. We care nothing for that!’ And the spiritual enquirer can reply as did Faust to Mephistopheles, ‘In thy nothing I hope to find the all!’ But Goethe was experiencing that boisterous youth out of which he had just brought Faust and was far from possessing at that time such clarity of soul. He did not know then how to bring Mephistopheles into touch with Faust, for Mephistopheles is there in the original Faust as Goethe had experienced him as the power that drags man down, and represented him as a mocker in the ‘student scene.’ Only later did Goethe find the means for Mephistopheles by degrees to approach Faust though his changing forms. We find next that Faust is drawn by Mephistopheles and falls into the abyss of sensuality in the scene in ‘Auerbach's wine cellar’ and the road begins down which Faust is led to evil. The end of the ‘prison scene’ is not given in the fragment which appeared in 1790; Goethe kept it back, but this terribly affecting scene was in the first fragment. It was in what we may call the tragedy of Gretchen that Goethe placed that side of his life which can be expressed by the words ‘I am guilty.’ What Goethe expresses in the first part of ‘Faust’ is the word ‘Personality.’ It was in that Goethe, who travelled to Italy, that a part of the seed sown in his soul first began to develop. He found a wonderful road during his Italian journey; it can be followed step by step. He said when he wrote at last to his friends at Weimar, ‘So much is certain, the old artists had quite as great a knowledge of nature and just as good an idea of that which we see and the manner in which it should be seen, as Homer had. Unfortunately the number of works of art of the first order is much too small. But anyone able to see them, need wish for nothing further than the right to recognize them and then go in peace. These great works of art were produced according to true and natural laws; the arbitrary, the fanciful collapses; here is necessity; here is God!’—‘I have an idea that the creators of these works of art acted according to those laws which guide nature, and on whose tracks I am.’ He is no longer the same Goethe who was full of an abstract longing, but is filled with self-denial and resignation, ready to investigate existence step by step along the road by which he hopes to discover the problems of life revealed. It is not surprising if nothing is discovered of the great spiritual aim of mankind, if it is only sought in an abstract way, but which if sought for in the right way leads directly to the highest problems of life. Those who have no inclination to compare one plant with another, one animal with another, one bone with another, or to consider life, step by step, as they go through the world in order to find the spirit in each single being, in such people an abstract longing will lead to nothing. Let us consider Goethe when during his Italian journey, he gradually arrived at the discovery of the primeval plant, he collected stones, prepared himself diligently to take up the work of research, and did not seek to know immediately ‘how one thing strives to enter another’ but said to himself: ‘If you would gain a premonition’ of ‘how one thing works and lives in another’ as heavenly powers rise and fall, offering each the ‘golden urn,’ examine the vertebras of the spinal column and the way in which one bone is connected with the next; and how one faculty helps another. Seek in the smallest thing the picture of the greatest. Goethe became a very diligent student during his travels in Italy, examining everything. He formed the opinion that if an artist acted ‘according to the laws which are followed by nature herself’ and understood by the Greeks, the divine will be present in his works even as it is in the works of creation. For Goethe, art is a ‘manifestation of the secret laws of nature.’ The creations of the artists are works of nature on a higher stage of perfection. Art is man's continuation and conclusion of nature. ‘For since man is the head of nature so he regards himself as a complete nature, but also as one which can call forth a further rise. He strives for this through the acquisition of all accomplishments and virtues which call for choice, order, harmony, and meaning, and at last rises to the production of the work of art.’ We can say that during the Italian journey everything that came before Goethe took on definite forms and through inner soul experiences appeared clearly before him. So once again he took up ‘Faust,’ and we perceive how he endeavoured to bring the separate parts into union. But we also perceive how he interested himself in an objective manner in what Faust could become for the people of the North. In Italy he became particularly conscious of the great difference between people who had been brought up amid classical surroundings and those who had not. He found it strange that so little should be heard in Rome of ghost stories such as were common in the North. In the Villa Borghese he wrote at this time the ‘Witches Kitchen’ scene, as one who had lost touch with all such things, but also as one who recalled to memory the spirit of the earth. When he had previously written about the earth spirit, he represented it in such a way that Faust turned away from it, as from a ‘hideous worm.’ But the fact of turning away from it, even without understanding why, remains in the soul and works on further, as it did in Goethe. But those who become impatient and refuse to wait until after long years the seed grows, are unable to see the way clearly. And when in Italy Goethe knew that a turning away from the terrible countenance would have its effect upon his soul, and now these words arise:
Before Goethe, there stands the possibility of the human soul, through its own development expanding to a spiritual universe. Through a patient sacrificial resigned search, the fruits stand before his soul which as germs were planted when he came into touch with the earth spirit. We can see through this monologue in ‘Wald und Höhle’ (wood and grotto) what a forward jerk this was towards the ripening of the fruits in his soul, for it shows us that the seed already sown was not sown in vain. And as a warning to have patience, to wait until such seeds had ripened in his soul, that fragment of ‘Faust’ meets us which appeared with this setting in 1790. And now we see how Goethe finds the way step by step after being led to his ‘safe grotto where the secret deep wonders of his own heart were opened to him,’ he obtains that comprehensive survey which bids him no longer abide with his own sorrow, but teaches him to rise above his sorrow, to send his foreseeing spirit out into the Macrocosmos, watch the fighting of the good and evil spirits and see men on their battle ground. And in ‘Faust’ in 1808 he sent out beforehand the ‘Prologue in Heaven:’
We next see how the macrocosmic Mights oppose the forces of the great world. We see too from out the experiences of Goethe's soul, what a remarkable light falls on the two dragons with which at one time in his youth he came in touch. ‘Faust’ is such a universal poem because it contains so many warnings. It also gives us that golden saying: ‘Wait in confidence for the development of thy inner forces, even if that means waiting a very long time!’ These words also sound as a warning which stand as an attribute before Faust, when Goethe looks back to those ‘fluctuating figures which in early days had once shown a troubled countenance’ but which now are flooded with light. Now he had waited so long that the friends who had taken such a vivid interest in Faust as he had appeared to them in the first form, had died, and those who had not died were very far away. Goethe had been obliged to wait for the development of the seed already sown in him. Now these striking words meet us:
No longer did it matter to those who in youth had felt with him. He had had to wait, as the last lines of this dedication so beautifully express it—‘What was once a reality to me, has gone into the unreal: but what has remained for me and appears to outer vision as unreal, that to me is now true, and it is only now that I can give it as truth.’ So we see how this poem, even if only looked at in such an external manner as we have to-day, leads us into the depths of the human soul. ‘Faust’ was begun in a desultory manner, some parts being pushed in between others, and therefore Goethe was unable to show in a continuous way what he had experienced in his soul. But something else led to the fact that Goethe expressed his deepest experiences in ‘Faust.’ The ‘Helena scene’ also belongs to the first part of ‘Faust’ written by Goethe. But we find it was not included even in the ‘Faust’ of 1808. Why not? Because the manner in which Goethe had finished ‘Faust’ at that time would not allow it. What Goethe wished to say through the Helena scene was the expression of such a deep premonition of the deepest riddle of existence, that the first part was not sufficiently prepared to allow of this. Only when Goethe had reached an advanced age, was he able to give a true form to what really was the inner work of his life. We see how his mind had expanded so that he was able to grasp the worlds of the macrocosm, as expressed in the ‘Prologue in Heaven.’ We shall also see the way in which Goethe represents the stages of the soul's experience, leading men from the first stage up to that of imaginative vision, where the soul penetrating ever deeper and deeper, bursts at last the doors of the spiritual world, which Mephistopheles would close. Goethe also represents these inner experiences. For he places in the second part of ‘Faust’ the experiences of a soul through secret scientific study, and we see here one of the deepest riddles of existence, which if recognized, would be found to be an announcement of Western spiritual science given in imposing language. One is tempted to place such a poem as the ‘Bhagavad Gita’ and the second part of ‘Faust’ side by side. For great and powerful wisdom speaks out of such Eastern writings. It seems as if the gods themselves desired in them to speak with men to express the wisdom out of which the world was formed. Indeed it is so. Now let us look at the second part of ‘Faust.’ Here we see a striving human soul which has raised itself to spiritual vision from outer physical perception; we see how it has worked its way up to true clairvoyance when Faust enters the spiritual world and finds the spiritual choir around him ...
to that passage where Faust is outwardly dazzled, so that the outer world is lost to his perception and he says to himself: ‘Only within shines clear light! ...’ up to that passage in which the soul works itself up to the spheres of world existence, where the spiritual worlds are to be seen in all their purity, and the riddle of the world discloses itself to the soul. This is a way which we must designate as an esoteric one. The way in which we can penetrate from the outer to the inner life of Goethe's world enigma, we shall see tomorrow, and we shall also see from out of what depths Goethe spoke the word which at last gave him the certainty he needed with reference to all the longings, all the sorrows, pains and strivings for knowledge in his life.
We shall consider tomorrow how Goethe solved this riddle of existence, and how that which lives in the soul can rise up to its true home. It will give us the answer to what Goethe placed as the riddle of his existence and about which he gives us such a hopeful answer at the end of the second part of ‘Faust:’
This tells us Faust can be saved and those spirits will not conquer who by bringing men into the material bring them also to destruction. |
74. The Philosophy of Thomas Aquinas: The Essence of Thomism
23 May 1920, Dornach Tr. Harry Collison Rudolf Steiner |
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These people did not wish to make a phrase, they found as an inner fact of their consciousness, that it was not a single, individual Ego that wanted to express itself, but what in fact they felt to be a higher spiritual-psychic force which plays a part in the ordinary conscious condition of man. |
Then inside this soul-mirror inhabits the real vessel, the Ego. In characteristics, in an idea-content which is extraordinarily pictorial, these views are worked out from that which is spiritually active, and from that which then remains over, and becomes, as it were, passive towards the outer world—so that it takes up, like the memory, the impressions of the outer world and retains them. |
74. The Philosophy of Thomas Aquinas: The Essence of Thomism
23 May 1920, Dornach Tr. Harry Collison Rudolf Steiner |
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The point I tried yesterday particularly to emphasize was that in the spiritual development of the West, which found its expression ultimately in the Schoolmen, not only is a part played by what we can grasp in abstract concepts, and what happened, as it were, in abstract concepts, and in a development of abstract thoughts, but rather that behind it all, there stands a real development of the impulses of Western mankind. What I mean is this: we can first of all, as happens mostly in the history of philosophy, direct our eyes on to what we find in each philosopher; we can follow how the ideas, which we find in a philosopher of the sixth, seventh, eighth or ninth century are further developed by philosophers of the tenth, eleventh, twelfth and thirteenth centuries; and from such a review we can get the impression that one thinker has taken over the ideas from another, and that we are in the presence of a certain evolution of ideas. This is an historical review of spiritual life which had gradually to be abandoned. For what takes place there, what so to speak is revealed by the individual human souls, is merely a symptom of something deeper which lies behind the scenes of the outer events; and this something which was going on already a few centuries before Christianity was founded, and continued in the first centuries a.d. up to the time of the Schoolmen, is an entirely organic process in the development of Western humanity. And unless we take this organic process into account, it is as impossible to get an explanation of it, as we could of the period of human development between the ages of twelve to twenty, if we do not consider the important influence of those forces which are connected with adolescence, and which at this time rise to the surface from the deeps of human nature. In the same way out of the depth of the whole great organism of European humanity there surges up something which can be defined—there are other ways of definition,—but which I will define by saying: Those ancient poets spoke honestly and sincerely, who, like Homer, for instance, began their epic poems: “Sing to me, Goddess, of the wrath of Achilles,” or “Sing to me, O Muse, of the much-travelled man.” These people did not wish to make a phrase, they found as an inner fact of their consciousness, that it was not a single, individual Ego that wanted to express itself, but what in fact they felt to be a higher spiritual-psychic force which plays a part in the ordinary conscious condition of man. And again—I mentioned it yesterday—Klopstock was right and saw this fact to a certain extent, even if only unconsciously, when he began his “Messiah Poem” not “Sing, O Muse,” or “Sing, O Goddess, of man's redemption,” but when he said “Sing, immortal Soul. ...” In other words, “Sing, thou individual being, that livest in each man as an individuality.” When Klopstock wrote his “Messiah,” this feeling of individuality in each soul was, it is true, fairly widespread. But this inner urge, to bring out the individuality, to shape an individual life, grew up most pronouncedly in the age between the foundation of Christianity and the higher Scholasticism. We can see only the merest surface-reflection in the thoughts of the philosophers of what was taking place in the depths of all human beings—the individualization of the consciousness of European people. And an important thing in the spread of Christianity throughout these centuries is the fact that the leaders of its propagation had to address themselves to a humanity which strove more and more, from the depth of its being, towards an inner feeling of human individuality. We can understand the separate events that occurred in this epoch only by keeping this point of view before us. And only thus can we understand what battles took place in the souls of such people who, in the profundity of the human soul, wanted to dispute with Christianity on the one side and philosophy on the other, like Albertus Magnus and Thomas Aquinas. The authors of the usual histories of philosophy to-day have understood so little of the true form of these soul-battles which had their culmination in Albertus and Thomas, that this epoch is only approximately clearly depicted in their histories. There are many things to consider in the soul-life of Albertus and Thomas. Superficially it looks as if Albertus Magnus, who lived from the twelfth into the thirteenth century, and Thomas, who lived in the thirteenth, had wished only to harmonize dialectically Augustinism, of which we spoke yesterday, on the one hand, and Aristotelianism on the other. One was the bearer of the church ideas, the other of the modified philosophical ideas. The attempt to find assonance between them runs, it is true, like a thread through everything either wrote. But there was in everything which thus became fixed in thoughts as in a flowering of Western feeling and will, a great deal which did not survive into the period which stretches from the fifteenth century into our own day, a period from which we have drawn our customary ideas for all sciences and for the whole of our daily life. The man of to-day finds it really paradoxical when he hears what we heard yesterday of Augustine's beliefs; that Augustine actually believed that a part of mankind was from the beginning destined to receive God's grace without earning it—for really after original sin all must perish—to receive God's grace and be spiritually saved; and that another part of mankind must be spiritually lost—no matter what it does. To a modern man this paradox appears perhaps meaningless. But if you can get the feeling of that age in which Augustine lived, in which he absorbed all those ideas and influences I described yesterday, you will think differently. You will feel that it is possible to understand that Augustine wanted to hold on to the thoughts which, as contained in the ancient philosophies, did not take the individual man into consideration; for they, under the influence of such ideas as those of Plotinus, which I outlined yesterday, had in their minds nothing but the idea of universal mankind. And you must remember that Augustine was a man who stood in the midst of the battle between the thought which regarded mankind as a unity, and the thought which was trying to crystallize the individuality of man out of this unified mankind. But in Augustine's soul there also surged the impulse towards individuality. For this reason, these ideas take on such significant aspects—significant of soul and heart; for this reason they are so full of human experience, and Augustine becomes the intensely sympathetic figure which makes so great an impression if we turn our eyes back to the centuries which preceded Scholasticism. After Augustine, therefore, there survived for many—but only in his ideas—those links which held together the individual man as Christian with his Church. But these ideas, as I explained them to you yesterday, could not be accepted by those Western people who rejected the idea of taking the whole of humanity as one unity, and feeling themselves as it were only a member in it, moreover a member which belongs to that part of humanity whose lot is destruction and annihilation. And so the Church saw itself compelled to snatch at a way out. Augustine still conducted his gigantic fight against Pelagius, the man who was already filled with the individuality-impulse of the West. This was the person in whom, as a contemporary of Augustine, we can see how the sense of individuality such as later centuries had it, appears in advance. So he can only say: There is no question but that man must remain entirely without participation in his destiny in the material-spiritual world. The power by which the soul finds the connection with that which raises it from the entanglements of the flesh to the serene spiritual regions, where it can find its release and return to freedom and immortality—this power must be born of man's individuality itself. This was the point which Augustine's opponents stressed, that each man must find for himself the power to overcome inherited sin. The Church stood half-way between the two opponents, and sought a solution. There was much discussion concerning this solution—all the pros and cons, as it were—and then they took the middle way—and I can leave it to you to judge if in this case it was the golden or the copper mean—at any rate they took the middle way: semi-Pelagianism. A formula was found which was really neither black nor white, to this effect: It is as Augustine has said, but not quite as Augustine has said; nor is it quite as Pelagius has said, though in a certain sense, it is as he has said. And so one might say, that it is not through a wise divine judgment, that some are condemned to sin and others to grace, but that the matter is this, that it is a case not of a divine pre-judgment, but of a divine prescience. The divine being knows beforehand if one man is to be a sinner or the other filled with grace. At the same time no further attention was paid, when this dogma was agreed, to the fact that at bottom it is in no way a question of prescience but rather a question of taking a definite stand, whether individual man is able to join with those powers in his individual soul-life which raise him up out of his separation from the divine-spiritual being of the world and which can lead him back to it. In this way the question really remains unsolved. And I might say that, compelled on one side to recognize the dogmas of the Church but on the other filled from deepest sensibility with profound respect for the greatness of Augustine, Albertus and Thomas stood face to face with what came to be the Western development of the spirit within the Christian movement. And yet several things from earlier times left their influence. One can see them, for instance, when one looks carefully at the souls of Albertus and of Thomas, but one realizes also that they themselves were not quite conscious of it; that they enter into their thoughts, but that they themselves cannot bring them to a precise expression. We must consider this, ladies and gentlemen, more in respect of this time of the high Scholasticism of Albertus and Thomas, we must consider it more than we would have to consider a similar phenomenon, for instance, in our day. I have permitted myself to stress the “Why?” in my Welt-und Lebensanschauung des 19 Jahrhundert,—and it was further developed in my book Die Rätzee der Philosophie, where the proposition was put in another way so that the particular passage was not repeated, if I may be allowed to say so. This means—and it will occupy us in detail tomorrow, I will only mention it now—this means that from this upward-striving of individuality among the thinkers who studied philosophically that in these thinkers we get the highest flowering of logical judgment; we might say the highest flowering of logical technique. Ladies and gentlemen, one can quarrel as one will about this or that party-standpoint on the question of Scholasticism—all this quarrelling is as a rule grounded on very little real understanding of the matter. For whoever has a sense of the manner quite apart from the subjective content in which the accuracy of the thought is revealed in the course of a scientific explanation—or anything else; whoever has a sense of appreciating how things that hang together are thought out together, which must be thought out together if life is to have any meaning; whoever has a sense of all this, and of several other things, realizes that thought was never so exact, so logically scientific, either before or afterwards as in the age of high Scholasticism. This is just the important thing, that pure thought so runs with mathematical certainty from idea to idea, from judgment to judgment, from conclusion to conclusion, that these thinkers account to themselves for the smallest, even the tiniest, step. We have only to remember in what surroundings this thinking took place. It was not a thinking that took place as it now takes place in the noisy world; rather its place was in the quiet cloister cell or otherwise far from the busy world. It was a thinking that absorbed a thought-life, and which could also, through other circumstances, formulate a pure thought-technique. It is to-day as a matter of fact difficult to do this; for scarcely do we seek to give publicity to such a thought-activity which has no other object than to array thought upon thought according to their content, than the stupid people come, and the illogical people raise all sorts of questions, interject their violent partisanship, and, seeing that one is after all a human being among human beings, we have to make the best of these things which are, in fact, no other than brutal interruptions, which often have nothing whatever to do with the subject in question. In these circumstances that inner quiet is very soon lost to which the thinkers of the twelfth or thirteenth centuries could devote themselves, who did not have to yield so much to the opposition of the uneducated in their social life. This and other things called forth in this epoch that wonderfully plastic but also finely-outlined thought-activity which distinguishes Scholasticism and for which people like Augustine and Thomas consciously strove. But now think of this: on the one side are demands of life which appear as if one had to do with dogmas that have not been made clear, which in a great number of cases resembled the semi-Pelagianism already described; and as if one fought in order to uphold what one believed ought to be upheld, because the Church justifiably had set it up; and as if one wanted to maintain this with the most subtle thought. Just imagine what it means to light up with the most subtle thought something of the nature of what I have described to you as Augustinism. One must look closely into the inside of scholastic effort and not only attempt to characterize this continuity from the Patristic age to the age of the Schoolmen from the threads of concepts which one has picked up. These spirits of High Scholasticism did a great deal half unconsciously and we can really only understand it, if we consider, looking beyond what I already described yesterday, such a figure as that which entered half mysteriously from the sixth century into European spiritual life and which became known under the name of Dionysius the Areopagite. To-day, because time is too short I cannot enter into all the disputes on the question of whether there is any truth in the view that these writings were first made in the sixth century, or whether the other view is right which ascribes at any rate the traditional element of these writings to a much earlier time. All that is after all not important, but the important thing is, that the philosophy of Dionysius the Areopagite was available for the thinkers of the seventh and eighth centuries right up to the time of Thomas Aquinas, and that these writings throughout have a Christian tinge and contain in a special form that which I yesterday defined as Plotinism, as the Neo-Platonism of Plotinus. And it had become particularly important for the Christian thinkers of the outgoing old world and the beginning of the Middle Ages up to the time of High Scholasticism, what attitude the author of the Dionysius writings took to the uprising of the human soul till it achieved a view of the divine. This Dionysius is generally described as if he had two paths to the divine; and as a matter of fact there are two. One path requires the following: if man wishes to raise himself from the external things which surround him in the world to the divine, he must attempt to extract from all those things their perfections, their nature; he must attempt to go back to absolute perfection, and must be able to give a name to absolute perfection in such a way that he has a content for this divine perfection which in its turn can reveal itself and can bring forth the separate things of the world by means of individualization and differentiation. So I would say, for Dionysius divinity is that being which must be given names to the greatest extent, which must be labelled with the most superlative terms which one can possibly find amongst all the perfections of the world; take all those, give them names and then apply them to the divinity and then you reach some idea of the divinity. That is one path which Dionysius recommends. The other path is different. Here he says: you will never attain the divinity if you give it only a single name, for the whole soul-process which you employ to find perfections in things and to seek their essences, to combine them in order to apply the whole to divinity, all this never leads to what one can call knowledge of a divinity. You must reach a state in which you are free from all that you have known of things. You must purify your consciousness completely of all that you have experienced through things. You must no longer know anything of what the world says to you. You must forget all the names which you are accustomed to give to things and translate yourself into a condition of soul in which you know nothing of the whole world. If you can experience this in your soul-condition, then you experience the nameless which is immediately misunderstood if one attaches any name to it. Then you will know God, the Super-God in His super-beauty. But the names Super-God and super-beauty are already disturbing. They can only serve to point towards something which you must experience as nameless, and how can one deal with a character who gives us not one theology but two theologies, one positive, one negative, one rationalistic and one mystic? A man who can put himself into the spirituality of the time out of which Christianity was born can understand it quite well. If one pictures the course of human evolution even in the first Christian centuries as the materialists of to-day do, anything like the writings of the Areopagite appears more or less foolishness or madness. In this case they are usually simply rejected. If, however, one can put oneself into the experience and feeling of that time, then one realizes what a man like the Areopagite really wanted—at bottom only to express what countless people were striving for. Because for them the divinity was an unknowable being if one took only one path to it. For him the divinity was a being which had to be approached by a rational path through the finding and giving of names. But if one takes this one way one loses the path. One loses oneself in what is as it were universal space void of God. And then one does not attain to God. But one must take this way, for otherwise one can also not reach God. Moreover, one must take yet another way, namely, the one that strives towards the nameless one. By either road alone the divinity cannot be found, but by taking both one finds the divinity at the point where they cross. It is not enough to dispute which of the roads is the right one. Both are right, but each taken alone leads to nothing. Both roads when the human soul finds itself at the crossing lead to the goal. I can understand how some people of to-day who are accustomed to what is called polemics recoil from what is here advanced concerning the Areopagite. But what I am advancing here was alive in those men who were the leading spiritual personalities in the first Christian centuries, and continued traditionally in the Christian-philosophical movement of the West to the time of Albertus Magnus and Thomas Aquinas. For instance, it was kept alive through that individual whose name I mentioned yesterday, Scotus Erigena, who lived at the court of Charles the Bald. This Scotus Erigena reminds one forcibly of what I said yesterday. I told you: I have never known such a meek man as Vincenz Knauer, the historian of philosophy. Vincenz Knauer was always meek, but he began to lose his temper when there was mention of Plotinus or anything connected with him; and Franz Brentano, the able philosopher, who was always conventional became quite unconventional and abusive in his book Philosophies that Create a Stir—referring to Plotinus. Those who, with all their discernment and ability, lean more or less towards rationalism, will be angry when they are faced with what so to speak poured forth from the Areopagite to find a final significant revelation in this Scotus Erigena. In the last years of his life he was a Benedictine Prior, but his own monks, as the legend goes—I do not say it is literally true, but it is near enough—tortured him with pins till he died, because he introduced Plotinism even in the ninth century. But his ideas survived him and they were at the same time the continuation of the ideas of the Areopagite. His writings more or less disappeared till later days; then ultimately they reappeared. In the twelfth century Scotus Erigena was declared a heretic. But that did not mean as much then as it did later or does to-day. All the same, Albertus Magnus and Thomas Aquinas were deeply influenced by the ideas of Scotus Erigena. That is the one thing which we must recognize as a heritage from former times when we wish to speak of the essence of Thomism. But there is another thing. In Plotinism, which I tried to describe to you yesterday with regard to its Cosmology, there is a very important presentation of human nature which is derived from a material/super-material view. One really regains respect for these things if one discovers them again on a background of spiritual science. Then one admits at once the following: one says, if one reads something like Plotinus or what has come down to us of him, unprepared, it looks rather chaotic and intricate. But if one discovers the corresponding truths oneself, his views take on a quite special appearance, even if the method of their expression in those times was different from what it would have to be to-day. Thus, one can find in Plotinus a general view which I should describe as follows: Plotinus considers human nature with its physical and psychic and spiritual characteristics. Then he considers it from two points of view, first from that of the soul's work on the body. If I spoke in modern terms, I should have to say: Plotinus says first of all to himself; if one considers a child that grows up in the world, one sees how that which is formed as human body out of the spiritual-psychic attains maturity. For Plotinus everything material in man is, if I may use an expression to which I trust you will not object, a “sweating out” of the spiritual-physic, a “crustation” as it were of the spiritual-psychic. But then, when a human being has grown to a certain point, the spiritual-psychic forces cease to have any influence on the body. We could, therefore, say: at first we are concerned with such a spiritual-psychic activity that the bodily form is created or organized out of it. The human organization is the product of the spiritual-psychic. When a certain condition of maturity has been reached by some part of the organic activity, let us say, for example, the activity on which the forces are employed which later appear as the forces of the memory, then these forces which formerly have worked on the body, make their appearance in a spiritual-psychic metamorphosis. In other words, that part of the spiritual-psychic element which had functioned materially, now liberates itself, when its work is finished, and appears as an independent entity: a mirror of the soul, one would have to call it if one were to speak in Plotinus' sense. It is extraordinarily difficult with our modern conceptions to describe these things. You get near it, if you think as follows: you realize that a human being, after his memory has attained a certain stage of maturity, has the power of remembering. As a small child he has not. Where is this power of remembering? First it is at work in the organism, and forms it. After that it is liberated as purely spiritual-psychic power, and continues still, though always spiritual-psychically, to work on the organism. Then inside this soul-mirror inhabits the real vessel, the Ego. In characteristics, in an idea-content which is extraordinarily pictorial, these views are worked out from that which is spiritually active, and from that which then remains over, and becomes, as it were, passive towards the outer world—so that it takes up, like the memory, the impressions of the outer world and retains them. This two-fold work of the soul, this division of the soul into an active part, which practically builds up the body, and a passive part, derived from an older stratum of human growth and human attitude to the world, which found in Plotinus its best expression and then was taken up by Augustine and his successors, was described in an extraordinarily pictorial manner. We find this view in Aristotelianism, but rationalized and translated into more physical conceptions. And Aristotle had it in his turn from Plato and again from the same sources as Plato. But when we read Aristotle we must say: Aristotle strives to put into abstract conceptions what he found in the old philosophies. And so we see in the Aristotelian system which continued to flourish, and which was the rationalistic form of what Plotinus had said in the other form, we see in this Aristotelianism which continued as far as Albertus and Thomas a rationalized mysticism, as it were, a rationalized description of the spiritual secret of the human being. And Albertus and Thomas are conscious of the fact that Aristotle has brought down to abstract conceptions something which the others had had in visions. And therefore they do not stand in the same relation to Aristotle as the present day philosopher-philologists, who have developed strange controversies over two conceptions which originate with Aristotle; but as the writings of Aristotle have not survived complete, we find both these conceptions in them without having their connection—which is after all a fact which affords ground for different opinions in many learned disputes. We find two ideas in Aristotle. Aristotle sees in human nature something which brings together into a unity the vegetative principle, the animal principle, the lower human principle, then the higher human principle, that Aristotle calls the nous, and the Scholiasts call the intellect. But Aristotle differentiates between the nous poieticos, and the nous patheticos, between the active and the passive spirit of man. The expressions are no longer as descriptive as the Greek; but one can say that Aristotle differentiates between the active understanding, the active spirit of man, and the passive. What does he mean? We do not understand what he means unless we revert to the origin of these concepts. Just like the other forces of the soul the two points of understanding are active in another metamorphosis in building up the human soul:—the understanding, in so far as it is actively engaged in building up the man, but still the understanding, not like the memory which comes to an end at a certain point and then liberates itself as memory—but working throughout life as understanding. That is the nous poieticos; the factor which in Aristotle's sense, becoming individualized out of the universe, builds up the body. It is no other than the active, bodybuilding soul of Plotinus. On the other hand, that which liberates itself, existing only in order to receive the outer world, and to form the impressions of the outer world dialectically, is the nous patheticos—the passive intellect—the intellectus possibilis. These things, presented to us in Scholasticism in keen dialectics and in precise logic, refer back to the old heritage. And we cannot properly understand the working of the Schoolmen's souls without taking into consideration this intermixture of age-old traditions. Because all this had such an influence on the souls of the Scholiasts, they were faced with the great question which one usually feels to be the real problem of Scholasticism. At a time when men still had a vision which produced such a thing as Platonism or a rationalized version of it such as Aristotelianism, at a time when the sense of individuality had not yet reached its highest, these problems could not have existed; for what we to-day call understanding, what we call intellect, which had its origin in the terminology of Scholasticism, is the product of the individual man. If we all think alike, it is only because we are all individually constituted alike, and because the understanding is bound up with the individual which is constituted alike in all men. It is true that in so far as we are different beings we think differently; but that is a shade of difference with which logic as such is not concerned. Logical and dialectical thought is the product of the general human, but individually differentiated organization. So man, feeling that he is an individual says to himself: in man arise the thoughts through which the outer world is inwardly represented; and here the thoughts are put together which in turn are to give a picture of the world; there, inside man, emerge on the one hand representations which are connected with individual things, with a particular book, let us say, or a particular man, for instance, Augustine. But then man arrives at the inner experiences, such as dreams, for which he cannot straightway find such an objective representation. The next step is the experience of pure chimaeras, which he creates for himself, just as here the centaur and similar things were chimaeras for Scholasticism. But, on the other hand, are the concepts and ideas which as a matter of fact reflect on to both sides: humanity, the lion-type, the wolf-type, etc.; these are general concepts which the Schoolmen according to ancient usage called the universals. Yes, as the situation for mankind was such as I described to you yesterday, as one rose, as it were, to these universals and perceived them to be the lowest border of the spiritual world which was being revealed through vision to mankind, these universals, humanity, animality, lion-hood, etc., were simply the means whereby the spiritual world, the intelligible world, revealed itself, and simply the soul's experience of an emanation from the supernatural world. In order to have this experience it was essential not to have acquired that feeling of individuality which afterward developed in the centuries I have named. This sense of individuality led one to say: we rise from the things of the senses up to that border where are the more or less abstract things, which are, however, still within our experience—the universals such as humanity, lion-hood, etc. “Scholasticism” realized perfectly that one cannot simply say: these are pure conceptions, pure comprehensions of the external world:—rather, it became a problem for Scholasticism, with which it grappled. We have to create such general and universal conceptions out of our individuality. But when we look out upon the world, we do not have “humanity,” we have individual man, not “wolf-hood” but individual wolves. But, on the other hand, we cannot only see what we formulate as “wolf-hood” and “lamb-hood” as it were in such a way as if at one time we have formulated the matter as “agnine” and at another as “lupine,” and as if “lamb-hood” and “wolf-hood” were only a kind of composition and the material which is in these connected ideas were the only reality: we cannot simply assume this; for if we did we should have to assume this also:—If we caged a wolf and saw to it that for a certain period he ate nothing but lambs he is filled with nothing but lamb-matter; but he doesn't become a lamb; the matter doesn't affect it, he remains a wolf. “Wolf-hood” therefore is after all not something which is thus merely brought into contact with the material, for materially the whole wolf is lamb, but he remains a wolf. There is to-day everywhere a problem which people do not take seriously enough. It was a problem with which the soul in its greatest development grappled with all its fibre. And this problem stood in direct connection with the Church's interests. How this was we can picture to ourselves if we consider the following:— Before Albertus Magnus and Thomas Aquinas appeared with their special exposition of philosophy, there had already been people, like Roscelin, for example, who had put forward the theory, and believed it implicitly, that these general concepts, these universals are really nothing else but the comprehension of external individual objects; they are really only words and names. And a Nominalism grew up which saw only words in general things, in universals. But Roscelin took Nominalism with dogmatic earnestness and applied it to the Trinity, saying: if something which is an association of ideas is only a word, then the Trinity is only a word, and the individuals are the sole reality—the Father, Son and Holy Ghost; then only the human understanding grasps these Three through a name. Mediaeval Churchmen stretched such points to the ultimate conclusions; the Church was compelled, at the Synod of Soissons, to declare this view of Roscelin partial polytheism and its teaching heretical. Thus one was in a certain difficult position towards Nominalism; it was a dogmatic interest which was linked with a philosophic one. To-day we no longer take, of course, such a situation as something vital. But in those days it was regarded as most vital, and Thomas and Albertus grappled with just this question of the relationship of the universals to individual things; for them it was the supreme problem. Fundamentally, everything else is only a consequence, that is, a consequence in so far as everything else has taken its colour from the attitude they adopted towards this problem. But this attitude was influenced by all the forces which I have described to you, all the forces which remained as tradition from the Areopagite, which remained from Plotinus, which had passed through the soul of Augustine, through Scotus Erigena and many others—all this influenced the manner of thought which was now first revealed in Albertus and then, on a wide-reaching philosophic basis, in Thomas. And one knew also that there were people then who looked up beyond concepts to the spiritual world, to the intellectual world, to that world of which Thomism speaks as of a reality, in which he sees the immaterial intellectual beings which he calls angels. These are not just abstractions, they are real beings, but without bodies. It is these beings which Thomas puts in the tenth sphere. He looks upon the earth as encircled by the sphere of the Moon, of Mercury, of Venus, of the Sun, and so on, and so comes through the eighth and ninth spheres to the tenth, which was the Empyreum. He imagines all this pervaded by intelligences and the intelligences nearest are those which, as it were, let their lowest margins shine down upon the earth so that the human soul can get into touch with them. But in this form in which I have just now expressed it, a form more inclined to Plotinism, this idea is not the result of pure individual feeling to which Scholasticism had just fought its way, but for Albertus and Thomas a belief remained that above abstract concepts there was up there a revelation of those abstract concepts. And the question faced them: What reality have, then, these abstract concepts? Now Albertus as well as Thomas had an idea of the influence of the psychic-spiritual on the physical body and the subsequent self-reflection of the psychic-spiritual when its work on the physical body was sufficiently performed: they had an idea of all this. Also they had an idea of what man becomes in his own individual life, how he develops from year to year, from decade to decade precisely through the impressions he receives and digests from the external world. Thus the thought came that though, of course, we have the external world all round us, this world is a revelation of something super-worldly, something spiritual. And while we look at the world and turn our attention to the separate minerals, plants, and animals, we surmise all the same that there lies behind them a revelation from higher spiritual worlds. And if we look at the natural world with logical analysis, with everything of which our soul makes us capable, with all the power of thought we possess, we arrive at those things which the spiritual world has implanted in the natural world. But then we must get clear on this point: we turn our eyes and all the other senses on to this world, and so are in definite relationship with the world. We then go away from it and retain, as it were, as a memory what we have absorbed from it. We look back once more into memory; and then there first appears to us really the universal, the generality of things, such as humanity, and so on; that appears to us first in the inner conceptual form. So that Albertus and Thomas say: if you look back, and if your soul reflects its experiences of the external world, then you have the universals preserved in it. Then you have universals. From all the human beings whom you have met, you form the concept of humanity. If you remembered only individual things you could, in any case, live only in earthly names. But as you do not live only in earthly names, you must experience the universals. There you have the universalia post res—the universals which live in the soul after the things have been experienced. While a man's soul concentrates on things, its contents are not the same as afterwards when it remembers them, when they are, as it were, reflected from inside, but rather he stands in a real relationship to the things. He experiences true spirituality of the things and translates them only into the form of universals post rem. Albertus and Thomas assume that at the moment when man through his power of thought stands in real relationship with his surroundings, that is, not only with what is “wolf” because the eye sees and the ear hears it, but because he can meditate on it and formulate the type “wolf,” at this moment he experiences something which, though invisible, in the objects, is comprehended in thought independently of the senses. He experiences the universalia in rebus—the universals in things. Now the difference is not quite easy to define, because we usually think that what we have in the soul as a reflection is the same in the things. But it is not the same in the sense of Thomas Aquinas. That which man experiences as an idea in his soul and explains with his understanding, is the same thing with which he experiences the real, and the universal. So that according to their form, the universals in the things are different from those after them, which remain then in the soul: but inwardly they are the same. There you have one of the scholastic concepts which one does not generally put to the soul in all its subtlety. The universals in things and the universals after things are, as far as content is concerned the same, and differ only in form. But then we must not forget that that which is distributed and individualized in things points in its turn to what I described yesterday as being inherent in Plotinism, and called the actually intelligible world: there again the same contents which are in things and in the human soul after things are, as far as content goes, alike, but different in form; they are contained in another form, but of similar content. These are the universalia ante res, before things. These are the universals as contained in the divine mind, and in the mind of the divine servants—the angelic beings. Thus what was for a former age a direct spiritual-sensory/super-sensory vision becomes a vision which was represented only in sense-images, because what one sees with the super-senses cannot, according to the Areopagite, be even given a name, if one wished to deal with it in its true form: one can only point to it and say: it is not anything such as external things are. Thus what was for the ancient's vision and appeared as a reality of the spiritual world, became for Scholasticism something to be decided by all that acuteness of thought, all that suppleness and nice logic of which I have spoken to you to-day. The problem which formerly was solved by vision, is brought down into the sphere of thought and of reason. That is the essence of Thomism, the essence of Albertinism, the essence of Scholasticism. It realized, above all, that in its epoch, the sense of human individuality has reached its culmination. It sees, above all, all problems in their rational and logical form, in the form, in fact, in which the thinker must comprehend them. Scholasticism grapples chiefly with this form of world-problems, this form of thinking, and thus stands in the midst of the life of the Church, which I illumined for you yesterday and to-day in many ways, if only with a few rays of light. There is the belief of the thirteenth and twelfth centuries; it is to be attained with thinking, with the most subtle logic; on the other side, are the traditional Church dogmas, the content of Faith. Let us take an example of how a thinker like Thomas Aquinas stands to both. Thomas Aquinas asks: Can one prove the existence of God by logic? Yes, one can. He gives a whole series of proofs. One, for instance, is when he says: We can at first gain knowledge only by approaching the universalia in rebus, by looking into things. We cannot—it is the personal experience of this age—we cannot enter into the spiritual world through vision. We can only enter the spiritual world by using our human powers if we saturate ourselves in things, and get out of them what we can call the universalia in rebus. Then we can draw our conclusions concerning the universalia ante res. So he says: We see the world in movement; one thing always gives motion to another, because it is itself in motion. So we go from one thing in motion to another, and from this to a third thing in motion. This cannot be continued indefinitely, for we must get to a prime mover. But if this were itself in motion, we should have to proceed to another mover. We must, therefore, in the end reach a stationary mover. And here Thomas—and Albertus comes after all to the same conclusion—reaches the Aristotelian stationary mover, the First Cause. It is inherent in logical thinking to recognize God as a necessary First Being, as a necessary first stationary mover. For the Trinity there is no such path of thought which leads to it. It is handed down. With human thought we can only reach the point of testing if the Trinity is contrary to sense. We find it is not, but we cannot prove it, we must believe it, we must accept it as a content, to which the unaided human intellect cannot rise. This is the attitude of Scholasticism to the question which was then so important: How far can the unaided human intellect go? And in the course of time it became involved in quite a special way with this deep problem. For, you see, other thinkers had gone before. They had assumed something apparently quite absurd, they had said: it is possible for something to be true theologically and false philosophically. One could say straight out: it is possible for things to be handed down as dogma, as, for instance, the Trinity; yet if one ponders over the same question, one arrives at a contrary result. It is certainly possible for the reason to lead to other consequences than those to which the faith-content leads. And that was so, that was the other thing which faced Scholasticism—the doctrine of the double truth, and it is on this that the two thinkers Albertus and Thomas laid special stress, to bring faith and reason into harmony, to seek no contradiction between rational thought—at any rate, up to a certain point—and faith. In those days that was radicalism, for the majority of the leading Church authorities clung to the doctrine of the double truth, namely, that man must on one side think rationally, the content of his thought must be in one form, and faith could give it him in another form, and these two forms he had to keep. I believe we can get a feeling of historical development if we consider the fact that people of so few centuries ago, as these are of whom we speak to-day, are wrapped up in such problems with their whole soul. For these things still reverberate in our time. We still live with these problems. How we do it, we shall discuss tomorrow. To-day I wanted to describe the essence of Thomism as it was in those days. So it was, you perceive, that the main problem in front of Albertus and Thomas was this: What is the relation of the content of human reason to that of human faith? How can that which the Church ordains for belief be, first, understood, and secondly, upheld against what contradicts it? With this, people like Albertus and Thomas had much to do, for the movement I have described was not the only one in Europe; there were all sorts of others. With the spread of Islam and the Arabs other creeds made themselves felt in Europe, and something of that creed which I yesterday called the Manichaean had remained all over the continent. But there was also, for instance, what we know as “Representation” through the doctrine of Averroës from the twelfth century, who said: The product of a man's pure intellect belongs, not specially to him, but to all humanity. Averroës says: We have not each a mind; we each have a body, but not each a mind. A has his own body, but his mind is the same as B has and C has. We might say: Averroës sees mankind as with a single intellect, a single mind; all individuals are merged in it. There they live, as it were, with the head. When they die, the body is withdrawn from this universal mind. There is no immortality in the sense of individual continuation after death. What continues, is the universal mind, that which is common to all men. For Thomas the problem was that he had to reckon with the universality of mind, but he had to take the point of view that the universal mind is not so closely united with the universal memory in separate beings, but rather during life with the active forces of the bodily organization; and so united, forming such a unity, that everything working in man as the formative vegetable, and animal powers, as the power of memory, is attracted, as it were, during life by the universal mind and disposition. Thus Thomas imagines it, that man attracts the individual through the universal, and then draws into the spiritual world what his universal had attracted; so that he takes it there with him. You perceive, there can be no pre-existence for Albertus Magnus and Thomas, though there can be an after-existence. This was, after all, the same for Aristotle, and in this respect Aristotelianism is also continued in these thinkers. In this way the great logical questions of the universals join up with the questions which concern the world-destiny of each individual. And even if I were to describe to you the Cosmology of Thomas Aquinas and the natural history of Albertus, which is extraordinarily wide-reaching, over almost all provinces and in countless volumes, you would see everywhere the influence of what I called the general logical nature of Albertinism and Thomism. And this logical nature consisted in this: with our reason—what was then called the Intellect—we cannot attain all heights; up to a certain point we can reach everything through logical acumen and dialectic, but then we have to enter into the region of faith. Thus as I have described it, these two things stand face to face, without contradicting each other: What we understand with our reason, and what is revealed through faith can exist side by side. What does this really entail? I believe we can tackle this question from very different sides. What have we here before us historically as the essence of Albertinism and of Thomism? It is really characteristic of Thomas, and important, that while he is straining reason to prove the existence of God, he has to add at the same time that one arrives at a picture of God as it was rightly represented in the Old Testament as Jahve. That is, when Thomas departs from the paths of reason open to the individual human soul, he arrives at that unified God whom the Old Testament calls the Jahve-God. If one wants to arrive at the Christ, one has to pass over to faith; the individual spiritual experience of the human soul is not sufficient to attain to Him. Now in the arguments which Scholasticism had to face (the spirit of the age demanded it), in these theories of the double truth—that a thing could be theologically true and philosophically false—there still lay something deeper; something which perhaps could not be seen in an age in which everywhere rationalism and logic were the pursuit of mankind. And it was the following: that those who spoke of this double truth were not of the opinion that what is theologically revealed and what is to be reached by reason are ultimately two things, but for the time being they are two truths, and that man arrives at these two truths because he has to the innermost part of his soul, shared in the faith. In the background of the soul up to the time of Albertus and Thomas flows, as it were, this question: Have we not assumed original sin in our thought, in what we see as reason in ourselves? Is it not just because reason has fallen from its spirituality that it deceives us with counterfeit truth for the real truth? If Christ enters our reason, or something else which it transforms and develops further, then only is it brought into harmony with that truth which is the content of faith. The sinfulness of the reason was, in a way, responsible for the thinkers before Albertus and Thomas speaking of two truths. They wanted to take the doctrine of original sin and redemption through Christ seriously. But they had not the thinking power and the logic for it, though they were serious about it. They put the question to themselves: How does Christ redeem in us the truth of the reason which contradicts revealed spiritual truth? How do we become Christians through and through? For our reason is already vitiated through original sin, and therefore it contradicts the pure truth of faith. And now appeared Albertus and Thomas, and to them it appeared first of all wrong that if we steep ourselves purely logically in the universalia in rebus, and if we take to ourselves the reality in things, we should launch forth in sinfulness over the world. It is impossible that the ordinary reason should be sinful. In this scholastic question lies really the question of Christology. And the question Scholasticism could not answer was: How does Christ enter into human thought? How is human thought permeated with Christ? How does Christ lead human thought up into those spheres where it can coalesce with spiritual faith-content? These things were the real driving force in the souls of the Schoolmen. Therefore, it is before all things important, although Scholasticism possessed the most perfect logical technique not to take the results, but to look through the answer to the question; that we ignore the achievements of the men of the twelfth and thirteenth centuries, and look at the large problems which were then propounded. They were not yet far enough to be able to apply the redemption of man from original sin to human thought. Therefore, Albertus and Thomas had to deny reason the right to mount the steps which would have enabled them to enter into the spiritual world itself. And Scholasticism left behind it the question: How can human thought develop itself upward to a view of the spiritual world? The most important outcome of Scholasticism is even a question, and is not its existing content. It is the question: How does one carry Christology into thought? How is thought made Christ-like? At the moment when Thomas Aquinas died in 1274 this question, historically speaking, confronted the world. Up to that moment he had been able to get only as far as this question. What is to become of it, one can for the time being only indicate by saying: man penetrates up to a certain point into the spiritual nature of things, but after that point comes faith. And the two must not contradict each other; they must be in harmony. But the ordinary reason cannot of its own accord comprehend the content of the highest things, as, for example, the Trinity, the incarnation of the Christ in the man Jesus, etc. Reason can comprehend only as much as to say: the world could have been created in Time, but it could also have existed from eternity. But revelation says it has been created in Time, and if you ask Reason again you find the grounds for thinking that the creation in Time is the rational and the wiser answer. Thus the Scholiast takes his place for all the ages. More than one thinks, there survives to-day in Science, in the whole public life of the present what Scholasticism has left to us, although it is in a particular form. How alive Scholasticism really is still in our souls, and what attitude man to-day must adopt towards it, of this we shall speak tomorrow. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture IX
01 May 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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It was at the time of the Mystery of Golgotha that man first developed ego consciousness. This had been prepared for centuries, but the crisis, the critical moment in this development had been reached at the time of the Mystery of Golgotha. |
It had taught us to integrate the individual once again into the community in the right way, to sacrifice our individualism, our ego centricity for the benefit of the whole. This war has taught us, he said, to make a clean sweep of the past with its antiquated ideas and to fill our inner life with something completely new. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture IX
01 May 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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In the course of our studies I have spoken of the events in the early development of Western civilization. My aim was to ascertain from these enquiries into the past what is of importance for the present, and with this object in view I propose to pursue the matter in further detail. Our present epoch, as we can see from a cursory glance, is an epoch when only thoughts derived from the Mystery teachings concerning human evolution can exercise effective influence. Now in order to grasp the full implication of this claim we must not only have a clear understanding of many things, but we must also look closely into the needs and shortcomings of contemporary thinking, feeling and willing. We shall then begin to feel that our present epoch has need of new impulses, new thoughts and ideas, and especially of those impulses and thoughts which spring from the depths of the spiritual life and which must become the subject of spiritual-scientific study. At the present time there is much that fills us with sadness. We must not allow ourselves to be depressed by this mood of sadness, rather should it be something that can prepare us and teach us to work and strive in our present circumstances. I recently came across a publication which I felt would give me the greatest pleasure. The author is one of the few who are receptive to the ideas of Spiritual Science and the more is the pity that he was unable to introduce into his writings the fruits of anthroposophical endeavour. The book to which I am referring is The State as Organism, by Rudolf Kjellén (note 1), the Swedish political economist. After reading the book, I must confess that I was left with a feeling of disappointment because I realized that here was a person who, as I said, was receptive to the ideas of Spiritual Science, but whose thoughts were still far removed from the thoughts we stand in need of today, thoughts which must be clearly formulated and become concrete reality, especially today, so that they may enter into the evolution of our time. In his book Kjellén undertook to study the State and its organization, but at no time does one feel that he possessed the ideas or the intellectual grasp which could offer the slightest chance of solving his problem. It is a melancholy experience to be disillusioned time and again—but let us not be discouraged, let us rather brace ourselves to meet the challenge of our time. Before I say a few words on these matters I should like to call your attention once again to those ancient Mysteries which, as you can well imagine from the statements I recently made about the iconoclasm of the (Christian) Church, are known to history today only in a mangled version. It is all the more necessary therefore for our present age that Spiritual Science should bring an understanding of these Mysteries. I mentioned in my last lecture the unprecedented fury with which Christianity in the first centuries destroyed the ancient works of art and how much that was of priceless value was swept away. One cannot take an impartial view of Christianity unless one is prepared to see this destructive side with complete objectivity. And bear in mind at the same time that the various books which deal with this subject present a particular point of view. Everyone today who has received a minimum of education has a picture of the spiritual development of Antiquity, of the spiritual evolution that preceded Christianity. But how different this picture would be if Archbishop Theophilus (note 2) of Alexandria had not burnt in the year 391 seven hundred thousand scrolls which contained vitally important records of Roman, Egyptian, Indian and Greek literature and their cultural life. Just imagine how different would be the picture of Antiquity if these seven hundred thousand scrolls had not been burnt. And from this you will realize how much reliance can be placed on the history of the past which has documentary support—or rather how little reliance! Let us now follow up the train of thought which I touched on in my lecture yesterday. I pointed out that the forms of Christian worship were in many respects borrowed from the symbols and ceremonies of the ancient pagan Mystery cults, that the forms of these Mystery cults and symbols had been totally eradicated by Christianity in order to conceal their origin. Christianity had made a clean sweep of the pagan forms of worship so that people had no means of knowing what had existed prior to their time and would simply have to accept what the Church offered. Such is the fate of human evolution. We must be prepared to recognize without giving way to pessimism that the course of human evolution is not one of uninterrupted progress. I also showed in the course of my lecture yesterday that the rites and rituals of the Roman Church owed much to the Eleusinian Mysteries which had been interrupted in their development because Julian had been unable to carry out his intentions; his plan had failed to materialize. But the rites and sacraments of later years owed still more to the Mithras Mysteries. But the spirit of the Mithras Mysteries, that which justified their existence, the source from which they derived their spiritual content, can no longer be investigated. The Church has been careful to remove all traces of it and to close the door to enquiry. Knowledge of this can only be recovered if we strive to come to an understanding of these things through Spiritual Science. Today I propose to touch upon only one aspect of the Mithras Mysteries (note 3). I could of course speak at greater length about the Mithras Mysteries if I had more time at my disposal, but in order to understand them we must first gradually become conversant with their details. In order to grasp the true spirit of the Mithras Mysteries whose influence spread far into the West of Europe during the first post-Christian centuries, we must be aware that they were based upon a central core of belief (which was right for the world of Antiquity and perfectly justified up to the time of the Mystery of Golgotha), that the community or the individual communities, for example, the folk-communities or other groups within the folk-communities consisted not only of the individual units or members, but that, if they were to have any reality, communities must be imbued with a community spirit which has a super-sensible origin. A community was determined not only by the counting of heads, but for the people of Antiquity it represented the external form, the incarnation, if I may use the word in this connection, of a genuinely existing communal spirit. The aim of those who were received into these Mysteries was to participate in this spirit, to share the thoughts of this group-soul; not to insulate themselves from the community by obstinately pursuing their own egoistic thoughts, feelings and volitional impulses, but to live in such a way that they were receptive to the thoughts of the group-soul. In the Mithras Mysteries in particular the priests maintained that this union with the group-soul cannot be achieved if one looks upon a larger community simply as an external manifestation, for thereby that which lies in the community spirit is in the main obscured. The dead, they claimed, are part of our immediate environment and the more we can commune with those who have long been dead the better we shall order our present life. Therefore the longer these souls had been discarnate, the more beneficial they found it to commune with these souls. And in order to be able to commune with the spirit of the ancestor of a tribe, folk-community or family they found it best to make contact with the ancestral soul. It was assumed that this soul develops further after passing through the gates of death and therefore has a deeper insight into the future destiny of the Earth than those who are living on this Earth in their present physical bodies. Thus the whole purpose of these Mysteries was to establish those dramatic representations which would put the neophyte into touch with the souls of those who had long passed through the gates of death. Those who were admitted to these Mysteries had to undergo a first stage of initiation which was usually characterized by a term borrowed from the bird-species; they were called “Ravens”. A “Raven” was a first-degree initiate. Through the particular Mystery rites, through the potent use of symbols and especially through dramatic performances he became aware not only of the sensible world around him or of what one learns through contact with one's fellow-men, but also of the thoughts of the dead. He acquired a certain capacity which enabled him to recall memories of the dead and the ability to develop it further. The “Raven” was under the solemn obligation to be conscious in the moment, to be alert and responsive to the world around, to be aware of the needs of his fellow-men and to familiarize himself with the phenomena of nature. He who spends his life in day-dreaming, who has no feeling for the indwelling spirit of man and nature was considered to be unsuitable material for reception into the Mysteries. For only the ability to see life around him clearly and in its true perspective fitted him for the task which he had to fulfil in the Mysteries. His task was to participate as far as possible in the changing circumstances of the world in order to widen the range of his experience, to share in the joys and sorrows of contemporary events. He who was unresponsive or indifferent to contemporary events was an unsuitable candidate for initiation. For the first task of the aspirant was to “reproduce”, to re-enact in the Mysteries the experiences gained through participation in the life of the world. In this way these experiences served as a channel of communication with the dead with whom the Initiates sought to make contact. Now you might ask: Would not a high Initiate have been more suitable for this purpose? By no means, for the first-degree Initiates were eminently suited to act as intermediaries because they still possessed all the feelings, shared all the sympathies and antipathies which fitted them for life in the external world, whilst the higher Initiates had more or less purged themselves of those emotions. Therefore these first-degree Initiates were specially suited to experience contemporary life in terms of the ordinary man and to incorporate it into the Mysteries. It was therefore the special task of the “Ravens” to mediate between the external world and those long dead. This tradition has survived in legend. As I have often stated legends as a rule have deep implications. The Kyffhäuser legend tells how Friedrich Barbarossa who had long been dead is instructed by Ravens, or how Charles the Great in the “Salzburg Untersberg” is surrounded by Ravens that brought him news of the outside world. These are echoes of the ancient pagan Mysteries and especially of the Mithras Mysteries. When the aspirant was ready for the second degree of initiation he became an adept or “occultist” as we should say today. He was then able not only to incorporate into the Mysteries his experience of the sensible world, but also to receive clairvoyantly the communications from the dead, the impulses which the super-sensible world (this world of concrete reality which the dead inhabit) had to impart to the external world. And only when he was fully integrated into the spiritual life which originates in the super-sensible and is related to the external, sensible world was he considered to be adequately prepared for the third degree, and he was now given the opportunity to give practical expression to the impulses he had received in the Mysteries. He was now singled out to become a “warrior”, one who mediates to the sensible world that which must be revealed from the super-sensible world. But was it not a gross injustice, you may ask, to withhold vital information from the people and to initiate only a select few? You will only understand the reason for this if you accept what I stated at the outset, namely, that the people were dependent upon a group-soul and were content for these select few to act on behalf of the whole community. They did not look upon themselves as separate individuals but as members of a group. It was only possible therefore to pursue this policy of selection at a time when the existence of a group-soul, when the selfless identification with the group was a living reality. And when, as a “warrior” the initiate had championed for a time the cause of the super-sensible, he was considered fitted to establish smaller groups within the framework of the larger group, smaller communities within larger groups as the need arose. If, in those ancient times, anyone had taken into his head to found an association on his own initiative, he would have been ignored. Nothing would have come of it. In order to establish a union or association the initiate must become a “lion”, as it was termed in the Mithras Mysteries, for that was the fourth degree of initiation. He must first have reinforced his spiritual life through association with those impulses which existed not only amongst the living, but which united the living with the dead. From the fourth degree the initiate rose to a higher degree of initiation which permitted him through certain measures to take over the leadership of an already existing group, a folk-community in which the dead also participated. The eighth, ninth and tenth centuries before the Mystery of Golgotha are totally different from those of today. It would never have occurred to anyone to claim the right to choose arbitrarily the leader of their community; such a leader had to be an initiate of the fifth degree. Then, at the next higher degree, the initiate attained to those insights which the Sun Mystery (of which he had recently received intimations) implanted in the human soul. Finally he attained the seventh degree of initiation. I do not propose to enter into the details of these later degrees of initiation, for I simply wished to characterize the progressive development of the initiate who owed to his contact with the spiritual world his capacity to take an active part in community life. Now you know that the group-soul nature has gradually declined in accordance with the necessary law of human evolution. It was at the time of the Mystery of Golgotha that man first developed ego consciousness. This had been prepared for centuries, but the crisis, the critical moment in this development had been reached at the time of the Mystery of Golgotha. One could no longer assume that the individual had the power to carry the whole community with him, to transfer his feelings and impulses to the entire community in a spirit of altruism. It would be foolish to imagine that the course of history could have been other than it has been. But sometimes a thought such as the following may prove fruitful: what would have happened if, at the time when the message of Christianity first made its impact on human evolution, the pagan traditions had not been eradicated root and branch, but if historically a certain knowledge (which would be transparent even to those who relied on documents) had been transmitted to posterity? But Christianity was opposed to such a possibility. We will discuss later the reason for this attitude; today I wish simply to register the fact that Christianity was opposed to the transmission of this knowledge. Thus Christianity was confronted by a totally different kind of humanity which was not so much attached to the group-souls as that of former times, a humanity in which the approach to the individual had to be totally different from that of ancient times when the individual was virtually ignored and when men looked to the group-soul for guidance and acted out of the group-soul. Through the fact that Christianity suppressed all documentary evidence of the early centuries the people were kept in ignorance; Christianity in fact consciously fostered ignorance of the epoch when it had first developed. This Christianity borrowed those aspects of the pagan teaching which served its purpose and incorporated them in its traditions and dogmas and especially in its cults or religious ceremonies and then effaced all traces of the origin of these cults. The ancient cults have a deep symbolic meaning, but Christianity gave them a different interpretation. The performance of cult acts or ceremonies was still a familiar sight, but the source of the primeval wisdom from which they derived was concealed from the people. Take for example the bishop's mitre of the eighth century. This mitre was embroidered with swastikas which were arranged in different patterns. The swastika which was originally the Crux Gammata dates back to the earliest Mysteries, to the ancient times when man was able to observe the activity of the “lotus flowers” in the human etheric and astral organism, how that which was active in the lotus flower was one of the chief manifestations of the etheric and astral forces. The bishop wore the swastika as a symbol of his authority, but its significance was lost and it had become a dead symbol. All traces of its origin had been eradicated. What history tells us of the origin of such symbols is only dry bones. Only through Spiritual Science can we rediscover the living spiritual element in these things. Now I said earlier that people were consciously kept in ignorance, but the time has now come to dispel this ignorance. And over the years I think that I have said enough and in a variety of ways to show that it is essential at the present time to be alive and alert to these questions. For our epoch is an epoch in which the necessary period of darkness has run its course and when the light of spiritual life must dawn again. It is devoutly to be wished that as many as possible should feel in their hearts that this spiritual light is a necessity for our time and that the failures and endless sufferings of our time are connected with all these questions. We shall realize that superficial judgements are inadequate when we come to speak of the causes of our present situation. So long as we speak only from a superficial standpoint we shall be unable to develop thoughts or impulses which are sufficiently potent to dispel the ignorance which is the source of our attendant ills. It is indeed remarkable how mankind today—but this need not depress us, rather should it encourage us to observe and understand our present condition—is unwilling to face up to the situation because, for the most part, man is as yet unable to perceive what is really necessary for our evolution. It is heartbreaking to see what Nietzsche felt about the prevailing darkness and confusion of our age, a man who suffered deeply from, and was driven to the point of madness by the chaos and confusion of the second half of the nineteenth century. We shall not come to terms with a personality such as Friedrich Nietzsche if we look upon him as someone whom one blindly follows, as so many have done. For he answered these blind followers in the original prelude to the “Gay Science”.
That is also the underlying mood of the whole of “Thus spake Zarathustra”. But this did not prevent Nietzsche from being surrounded by many who were merely hangers-on. They, in any case, have nothing positive to contribute to our present situation. But the other extremists—and between these two groups can be found every shade of opinion—are equally of no help, for they say that although Nietzsche had many creative ideas, he ultimately lost his reason and so can be safely ignored. Friedrich Nietzsche is a strange phenomenon; one need not be his willing slave, yet the fact remains that even in his period of mental sickness he was acutely sensitive to the darkness and chaos of the age. Indeed the account of the distress which Nietzsche suffered in his time provides us with a good yardstick with which to measure the difficulties of our own time. I propose to read two passages from Nietzsche's posthumous writings: “The Will to Power; the Transvaluation of all Values” (note 4) which was written at a time when his mind was unhinged, passages which could have been written today with a wholly different intent than Nietzsche's and could have been written to expose the deeper underlying cause of our present situation. Nietzsche wrote:
Judge then of your own reactions in the light of these words from the pen of a man of rare sensitivity at the end of the eighties of the nineteenth century and compare these words with another passage which I will now read to you and which vividly portrays the deep distress he felt and which everyone can experience himself.
It is clear that these sentiments were born of a profound insight into the realities of the time. He who would understand the age in which we live and especially the task that faces the individual, he who can look beyond the moment and the day will himself feel what is expressed in those passages and will perhaps say: Nietzsche's mental derangement prevented him from adopting a critical attitude to the ideas which arose in him. None the less these ideas stemmed from an acute sensitivity to the immediate realities of the present age. Perhaps we shall one day draw a comparison between Nietzsche's response to his age and the customary pronouncements of “experts” which do not even touch the fringe of the causes which lie at the root of our present difficult times. We shall then change our attitude and see the necessity for Spiritual Science today. People are unwilling to listen to the teachings of Spiritual Science; but in saying this I have no wish to imply reproach. Far be it from me to attach blame to anyone. The people to whom I am referring are for the most part those for whom I feel great respect and who, in my opinion, would be the first to take to Spiritual Science. I simply wish to point out how difficult it is for the individual to be receptive to Spiritual Science if he is impervious to spiritual appeal, if he succumbs entirely to the Zeitgeist, to the superficial trends of the time. One must be fully aware of this. At this juncture I can now revert to Kjellen's book, The State as Organism. It is a curious book because the author strives with every fibre of his being to clarify the question: What is the State in reality?—and because he does not believe in the capacity of man's ideas and concepts to understand this question. It is true that the book contains many fine things which have been praised by contemporary critics, but the author has not the slightest idea of the deeper layers of understanding and knowledge which are necessary in order to rescue mankind from its present predicament. I have only time to refer to the central theme of his book. Kjellen raises the question: What is the relation of the individual to the State? And in attempting to answer this question he immediately came up against a difficulty. He wished to depict the State as a reality, as an integrated whole, in other words, as an organism primarily. Many have already described the State as an organism and are then always faced with the question: an organism consists of cells, what then are the cells of the State? Clearly the individual members of the State!—And on the whole Kjellen also shared this view: the State is an organism as the human or animal organism is an organism, and just as the human organism consists of individual cells, so too the State consists of individual cells, of human beings who are the cells of the State. One can hardly imagine a more misguided or misleading analogy. If we follow up the analogy we shall never arrive at a clear understanding of man. Why is this? The cells of the human organism are juxtaposed, and this juxtaposition has a special significance. The whole structure of the human organism depends upon this juxtaposition. In the organism of the State the individual units or members are not contiguous like the individual cells in the human or animal organism. That is out of the question. In the totality of the State the human personality is something wholly different from the cells in the organism. And even if at a pinch we compare the State with an organism we must realize that we and the whole of political science are sorely mistaken if we overlook the fact that the individual is not a cell; only the productive element in man can sustain the State, whilst the organism is an aggregate of cells and it is they which determine its functioning. Therefore the present State in which the group-soul is no longer the same as in ancient times can only progress through the endeavour or initiative of the single individual. This cannot be compared with the function of the cells. As a rule it is immaterial what we choose to compare, but if we make a comparison between two objects they must be related objects. As a rule it is accepted that analogies are valid to some extent, but they should not be so far fetched as Kjellén's analogy. There is no objection to his comparing the State with an organism; one could equally well compare it with a machine (there is no harm in that) or even with a penknife—doubtless points of similarity can be found here too—but, if the comparison is carried through, it must be consistent. But people are not sufficiently familiar with the principles of logic to be aware of this. Now Kjellén is perfectly entitled to compare the State with an organism if he so wishes. But if he wishes to make this comparison he must look for the right cells. But they cannot be found because the State has no cells! If we think about the matter concretely the analogy breaks down. I simply wish to point out that one can only carry this analogy through if one thinks in an abstract way like Kjellen. The moment one thinks realistically, one demurs, because the idea has no roots in reality. We find that the State has no cells. On the other hand we discover that the individual States can perhaps be compared to cells and that the sum total of States on Earth can be compared to an organism. A fruitful idea then occurs to us. But first we must answer the question: what kind of organism? Where can one find something comparable in the kingdom of nature where the cells fit into each other in the same way as the individual “State cells” fit into the entire organism of the Earth? Pursuing this idea we find that we can only compare the entire Earth organism with a plant organism, not with an animal organism and still less with a human organism. Whilst natural science is only concerned with the inorganic, with the mineral kingdom, political science must be founded on a higher order of ideas, on the ideas of the plant kingdom. We must look to neither the animal nor the human kingdom and we must free ourselves from mineralized thinking, dead thought forms to which the scientists are so firmly attached. They cannot rise to the higher order of ideas embodied in the plant kingdom, but apply laws of the mineral kingdom to the State and call it political science. In order to arrive at this fruitful conception mentioned above our whole thinking must be rooted in Spiritual Science. We shall then be able to satisfy ourselves that the whole being of man by virtue of his individuality is far superior to the State, he penetrates into the spiritual world where the State cannot enter. If therefore you compare the State with an organism and the individual member of the State with the cells, then, if you think realistically, you will arrive at the idea of an organism consisting of individual cells, but the cells would everywhere extend beyond the epidermis. You would have an organism with its cells which extends beyond the epidermis; the cells would develop independently of the organism and would be self-contained. You would therefore have to picture the organism as if “living bristles” which felt themselves to be individuals were everywhere projecting beyond the epidermis. Living thinking thus brings us into touch with reality, and shows us the impossible difficulties that must face us if we wish to grasp any idea that is to be fruitful. It is not surprising therefore that ideas which are not impregnated with Spiritual Science have not the capacity to sustain us in coping with our present situation. For how can one reduce to order the chaos in the world if one has no idea of its cause? No matter how many Wilsonian manifestos are issued by all kinds of international organizations or associations and the like, so long as they have no roots in reality, they are so much empty talk. Hence the many proposals which are put forward today are a sheer waste of time. Here is an example which demonstrates how imperative it is that our present age should be permeated with the impulses of Spiritual Science. It is the tragedy of our time that it is powerless to develop ideas which could reconcile and control the organic life of the State. Hence everything is in a state of chaos. But it must now be clear to you where the deeper causes of this chaos are to be sought. And it is not surprising therefore that books such as Kjellen's The State as Organism conclude in the most remarkable manner. We are now living in an age when everybody is wondering what is to be done so that men may once again live in harmony, when with every week they are increasingly determined to live in enmity and to slaughter each other. How are they to be brought together again? But the science which deals with the question of how men are once again to develop social relationships within the State concludes in Kjellen's case with these words: “This must be the conclusion of our enquiry into the State as organism. We have seen that for compelling reasons the State of today had made little progress in this direction and has not yet become fully aware that this is its function. None the less we believe in a higher form of State which recognizes a more clearly defined rational purpose and which will make determined efforts to achieve this goal.” That is the concluding passage in his book; but we do not know, we have no idea what will come of it. Such are the findings of a painstaking and conscientious thinking that is so caught up in the stream of contemporary thought that it overlooks the essentials. One must face these problems squarely; for the impulse, the desire to gain insight into these problems only arises when we face them squarely, when we know what are the driving forces in our present age. Even without looking far beneath the surface we perceive today an urge towards a kind of “socialization”, I do not mean towards socialism, but towards “socialization” of the Earth organism. But socialization—because it must be conscious, and not proceed from the unconscious as in the last two thousand years—socialization, reorientation or reorganization, is only possible if we understand the nature of man, if we learn to know once again the being of man—for that was the object of the ancient Mysteries. Socialization applies to the physical plane. But it is impossible to establish a social order if one ignores the fact that on the physical plane are to be found not only physical men, but men endowed with soul and spirit. Nothing can be achieved if we think of man only in physical terms. You may socialize, you may order social life in accordance with contemporary ideas, and within twenty years everything will be in chaos again if you ignore the fact that man is not only the physical being known to natural science, but a being endowed with soul and spirit. For soul and spirit are active agents and exercise a powerful influence. We may ignore their existence in our ideas and representations, but we cannot abolish them. If the soul is to inhabit a physical body which participates in a social order appropriate to our time it must have freedom of thought and opinion. Socialization cannot be realized without freedom of thought. And socialization and freedom of thought cannot be realized unless the spirit is rooted in the spiritual world itself. Freedom of thought as an attitude of mind or way of thinking, pneumatology, spiritual maturity and spiritual science—as scientific foundation of all ordinances and directives—these are inseparably linked. We can only discover through spiritual science how these things are related to man and how they can he realized practically in the social order. Freedom of thought, that is, an attitude to one's neighbour that fully recognizes his right to freedom of thought, cannot be realized unless we accept the principle of reincarnation, for otherwise we look upon man as an abstraction. We shall never see him in the right light unless we look upon him as the result of repeated lives on Earth. The whole question of reincarnation must be examined in connection with the question of freedom of thought and opinion. The life of man will be impossible in the future unless the inner life of the individual can be rooted in the life of the spirit. I am not suggesting that he must become clairvoyant, though this will certainly occur in individual cases, but I maintain that he must be firmly rooted in the life of the spirit. I have often explained that this is perfectly possible without becoming clairvoyant. If we look around a little we shall find where the major hindrances lie and in what direction we must look for the source of these obstacles. It is not that people are unwilling to search for the truth—and as I have said, I do not wish to reprove or to criticize—but they erect psychic barriers and are the victims of their many inhibitions. Often an isolated instance is so instructive that we are able to gain a real understanding of many contemporary phenomena from these symptoms. There is one symptom peculiar to our own time which is most remarkable. It is curious how people who are normally so brave and courageous today, are terrified when they hear that the claims of spiritual knowledge are to be recognized. They are bewildered. I have often told you that I noticed that many who had attended one or two lectures were not seen again for some time. Meeting them in the street I asked why they had never turned up again. “I dare not”, came the reply. “I am afraid you might convince me.” They find such a possibility dangerous and disturbing and are not prepared to expose themselves to the risk. I could cite many other examples of a similar kind from my own experience, but I prefer to give examples from the wider field of public life. A short time ago I spoke here of Hermann Bahr (note 5) who recently gave a lecture here in Berlin entitled “The Ideas of 1914”. I pointed out how he attempted—you need only read his last novel Himmelfahrt—not only to move a little in the direction of Spiritual Science, but he even tried in his later years to arrive at an inner understanding of Goethe, that is, to follow the path which I would recommend to those who wish to provide themselves with a sound background for their introduction to Spiritual Science. There are very many today who would like to speak of the spirit once again, who would welcome any and every opportunity to revive knowledge of the spirit. I do not wish to lecture or criticize, least of all a person such as Hermann Bahr for whom I feel great affection. Even if it is far from our intention to sermonize, we none the less have the strange feeling that an outlook such as that of Hermann Bahr has contributed to the corruption of thought and has infected human thinking with original sin. Now in his Berlin lecture Hermann Bahr expressed many fine and admirable sentiments; but many astonishing things come to light. He began by saying that this war had taught us something completely new. It had taught us to integrate the individual once again into the community in the right way, to sacrifice our individualism, our ego centricity for the benefit of the whole. This war has taught us, he said, to make a clean sweep of the past with its antiquated ideas and to fill our inner life with something completely new. And he proceeded to describe the inestimable benefits this war has brought us. I have no wish to criticize, quite the reverse. But after a lengthy disquisition on how the war has transformed us all, how we shall be completely` changed through the war, it is strange to come upon the concluding passage: “Man always cherishes hope of a better future, but himself remains incorrigible. Even the war will leave us much as we are.” As I said before, I have no wish to criticize, but I cannot help being touched by these high hopes. These people are motivated by the best of intentions; they wish to find once again the path to the spiritual. And Bahr therefore emphasized that we had relied too much upon the individual; we had practised the cult of individualism far too long. We must learn once again to surrender to the whole. Those who belong to a nation have learned to merge with the nation, to sacrifice their separativeness. And nations too, he believes, are only totalities of individual characteristics, parts of a greater whole which will later emerge. Thus Bahr sometimes betrays, and especially in this lecture, the paths he none the less follows in order to arrive at the spirit. Sometimes he gives only vague indications, but these indications are most revealing. Ring out the old, the past is dead, is his motto. The Aufklärung wished to found everything on a basis of reason; but all to no purpose, everything has ended in chaos. We must find something that brings us in touch with Reality and saves us from chaos. And in this context Bahr once again makes astonishing revelations:
That is a hint, if not a broad hint, at least it is a clear hint. People are striving to find the way to God, but are unwilling to follow the path that is appropriate to our time. They are looking therefore for a different path which already exists, but it never occurs to them that this traditional path was indeed effective up to 1914 and now, in order to obviate its consequences, they want to return to it again! The symptoms manifested here are, I think, deserving of quiet examination, for these are the views not of a single individual, but of a vast number of people who feel and think in this way. A book by Max Scheler (note 6) recently appeared with the title Der Genius des Krieges and der deutsche Krieg. It is a good book and I can safely recommend it. Bahr too thinks highly of it. He is a man of taste and well informed and has every reason to commend it. But he also wishes to publicize the book and proposes to write a highly favourable review, a puff to boost Scheler. He wonders how best to proceed. To scandalize the public is not the right approach; some other way must be found to attract their attention. What was he to do? Now Hermann Bahr is a very sincere and honest man and leaves no doubt as to what he would do in such a case. In his article on Scheler he begins by saying: Scheler has written many articles to show how we could escape from our present predicament. Scheler caught the public eye. But, says Bahr, people today do not approve of being told whom to read; it goes against the grain. And so Hermann Bahr characterizes Scheler in the following way: “People were curious about him and yet rather suspicious of him; we Germans want to know above all where we stand in relation to an author. We do not like indefinition.” Let us have therefore a clear picture. This is not achieved by reading books and accepting their arguments; something more is needed. Bahr now gives a further hint: “Even the Catholics preferred to reserve judgement (on Scheler) lest they should be disappointed. His idiom displeased them. For every mental climate creates in the course of time its own native idiom which gives a particular flavour and meaning to words of common usage. In this way one recognizes who `belongs’, with the result that ultimately one pays less attention to what is said than to how it is said.” Hermann Bahr decided to announce Scheler with a flourish of trumpets. Now, like Bahr himself, Scheler hints at those remarkable catholicizing endeavours—always tentatively at first, he never commits himself immediately. Now according to Bahr, Scheler does not speak like a genuine Catholic. But Catholics want to know where they stand in relation to Scheler, and especially Bahr himself since he intends to puff Scheler in the Catholic periodical “Hochland”. After all, people must know that Scheler can be safely recommended to Catholics. They do not like to be left in the dark, they want to know the truth. And this is the crux of the matter. People will know where they stand if they are told that it is perfectly safe for Catholics to read Scheler! The fact that he is exceptionally clever and witty is of no consequence; Catholics have no objection to that. Bahr, however, proposes to hold up Scheler as an outstanding personality in order to boost his importance, but at the same time he does not wish to offend people. First of all he bewails the fact that mankind has become empty and vapid, that man has lost all connection with the spirit; but he must find his way back to the spirit once again. I quote a few passages from Hermann Bahr on Scheler which touch upon this subject: “Reason broke away from the Church and arrogantly assumed that of itself it could understand, determine, order, command, shape and direct life.” Hermann Bahr lacks the courage to say: reason must now seek contact with the spiritual world. He therefore says: reason must look to the Church once again. “Reason bloke away from the Church and arrogantly assumed that of itself it could understand, determine, order, command, shape and direct life. It (reason) had scarcely begun to take the first steps in this direction than it took fright and lost confidence in itself. This self-awareness of reason, the consciousness of its boundaries, of the limitations of its own power when bereft of the divine afflatus, began with Kant. He recognized that reason of itself cannot achieve that which by its very nature it is constrained to will; it cannot achieve the goal it has set itself. He called a halt to reason at the very moment where it promised to be fruitful. Kant set boundaries to reason, but his disciples extended these boundaries and each went his own way. Ultimately godless reason had no other choice but to abdicate. It realized finally that it can know nothing. It searched for truth so long until it discovered that either truth was non-existent or that there was no truth to which man could attain.” Enough has now been said in defence of the modern outlook and all those fine sentiments about the “boundaries of knowledge.” “Since that time we have lived without truth, believing there is no truth. We continued to live however as if truth must none the less exist. In fact, in order to live we had to live by denying our reason. And so we preferred to abandon reason completely. We committed intellectual suicide. Soon man was regarded simply as a bundle of impulses. He was proud of his dehumanisation. And the consequence was 1914.” And so Hermann Bahr praises Scheler because of his Catholicizing bent. Then he proceeds to give a somewhat distorted picture of Goethe, for he had been at pains for some time to depict him as a dyed-in-the-wool Catholic. And then goes on to say: “The modern scientist denied his spiritual birthright. Science abandoned presuppositions. Reason no longer derived from the divine the ‘impulse’ which is imperative for its effectiveness. What other path was open to it? None, save the appeal to the instincts. The man without established values was suspended over an abyss. And the result was—1914.” “If we are to build afresh it must be from totally new foundations. If we are to bring about a spiritual renewal we must make a complete break with the past. It would be presumptuous to aim at the immediate spiritual rehabilitation of Europe. We must first rehabilitate man and restore his lost innocence; he must become aware once again that he is a member of the spiritual world. Freedom, individuality, dignity, morality, science and art have vanished from the world since faith, hope and love are no more. And only faith, hope and love can restore them. We have no other choice, either the end of the world or—omnia instaurare in Christo” (to renew all things in Christ). But this “omnia instaurare in Christo” does not imply a search for the spirit, a move towards the investigation or exploration of the spirit, but the inclusion of the nations in the Catholic fold. How is it, Bahr asks, that men are able to think for themselves and yet are able to remain good Catholics? We must look to those who are suited to the present age. And Scheler fits the bill for he is not such a fool as to speak for example of an evolution into the spiritual world, or to specify a particular spiritual teaching. He is not such a fool as to commit himself openly, as is the case with those who speak of the spirit and then suggest: the rest will he added unto you if you enter the Church, i.e. the Catholic Church—for that is implied both by Bahr and Schelerwhich in their opinion is sufficiently all-embracing. In this way conflicting opinions can be reconciled under the umbrella of the Church. None the less people today want to think for themselves and Scheler adapts himself to their thoughts. Indeed, Bahr believes that Scheler in this respect is a master of giving people what they want:
Indeed it is a special art to be able to take people by surprise in this way. First one makes statements that are unexceptionable; then the argument proceeds slowly and leads to a conclusion at which the audience would have demurred had they been aware of it from the start. How does one account for this, Bahr asks, and what must be done in order to act with the right intentions? In this review of Scheler Bahr gives his honest and candid opinion:
I now beg you to give special attention to the following:
So now we know! Now we know why Bahr approves of Scheler. He (Scheler) cannot be accused of being a visionary or a mystic, for the average German is mortally afraid of them. And woe betide anyone who does not respect this fear, for if he were take it into his head to banish this fear or recognize the need to struggle against it, it would need more than a little courage to venture on such an undertaking. Because I have great respect and affection for Hermann Bahr I would like to show that he is typical of those who find great difficulty in accepting a spiritual teaching of which our time stands in need. But there is promise of hope only if we overcome that terrible fear, if we have the courage to acknowledge that Spiritual Science is not an idle fancy, that the greatest clarity of thought is called for if we wish to make the right approach to Spiritual Science, for there is little evidence of clear thinking in the few examples which I have quoted to you today from Hermann Bahr and other contemporary writers. Spiritual courage is called for if we wish to develop ideas that are strong and effective. We need not go all the way with Nietzsche, nor need we wholly share the view he expresses in a passage which none the less may attract our attention; but when this sensitive spirit, stimulated perhaps by his illness, expresses his boldest and most courageous opinions we must nevertheless go along with him. The fear of being misunderstood must not deter us. It would he the greatest calamity that could befall us today if we were to be afraid of being misunderstood. We must sometimes perhaps pass judgements like the following judgement of Nietzsche, even though it may not be sound in every detail; that is not important. In his treatise “On the History of Christianity” he wrote: “Christianity as a historical reality must not be confused with that one root which its name recalls: the other roots from which it has sprung are by far the more important. It is an unprecedented abuse of language to associate such manifestations of decay and such monstrosities as the ‘Christian Church’, ‘Christian belief’ and ‘Christian life’ with that Holy Name. What did Christ deny?—Everything which today is called Christian!” Although this is perhaps an extreme view, Nietzsche nevertheless touched upon something which has a certain truth; but he expressed it somewhat radically. It is true to the extent that one could say: What would Christ most vigorously condemn if He were to appear in our midst today? Most probably what the majority of people call “Christian” today, and much else besides, which I will discuss in our lecture on Tuesday next.
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166. Necessity and Freedom: Lecture V
08 Feb 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Thus what we normally know of the I from philosophy is a reflection, a mirror image of the I. Do we have nothing more than this ego reflection? Well, this reflection obviously ceases when we go to sleep. The I is no longer reflected. |
You know that in Latin, which was the language of the fourth epoch, the word ego was only used as an exception. People then did not speak of the I, it was still contained in the verb. |
166. Necessity and Freedom: Lecture V
08 Feb 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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I have a few things to add to the four lectures on freedom and necessity which more or less form a connected whole. Let us take another look at one of our basic truths of spiritual science, the structure of the human being that we have become so well acquainted with. We consider man as a synthesis of four members: the physical body, the etheric body, the astral body and the I. If we confine ourselves to what is in the physical world, to the part of the human being that is given, we can state that in our ordinary waking condition we have in the first place the physical body. We know our physical body for the very reason that we can obviously observe it externally with our senses, and everyone else in the physical world can observe it in the same way and has to agree with us that the physical body exists. Therefore, in the physical world this physical body can be perceived from outside. A simple reflection can convince you that you cannot observe what we usually call the etheric body. It escapes ordinary physical observation. The astral body also escapes ordinary physical observation, and the I even more so, for the essence of the I, as we have often said, can be so little observed externally that human beings cannot even name it from outside. If someone were to call out the word “I” to you, you would never come to the conclusion that he could mean your I. He can only mean his own I. The I as such is never named from outside. Yet it is obvious that we know something about it. We name it from within. Thus we can say after all that while the etheric and the astral body are inaccessible on the physical plane, as things stand now, the I is not inaccessible. We refer to it by saying “I.” Nevertheless, it remains a fact that the I cannot be seen in the same way as the physical body or any other physical object. It cannot be perceived at all by the senses. What does the fact that we know something about the I and that we come to the point of naming it actually tell us about the I? Philosophers often say, “Human beings have direct certainty of the I. They know firsthand that the I exists.” In fact, there are philosophers who imagine they know merely from philosophy that the I is a primary being, that it cannot be dispersed or die. Yet anyone with sound thinking will immediately respond to this philosophical opinion by saying, “However much you prove to us that the I cannot be dissolved and therefore cannot fade away, it is quite enough that after death, probably for eternity, the I is to be in the same condition it is in between falling asleep and waking up.” Then of course we would no longer be able to speak of an I. Philosophers are mistaken if they imagine there is any reality in the I they speak of. If we speak of something that really exists, we are speaking of something entirely different. Between falling asleep and awakening the I is not there, and a person cannot say “I” to himself. If he dreams about his I, it sometimes even strikes him as though he is encountering a picture of himself, that is to say, he looks at himself. He does not call himself “I” as he does in ordinary daily life. When we wake up, it is in regard to our true I as though we were to strike against the resistance of our physical body. We know, don't we, that the process of waking up consists of our I coming into our physical body. (Our astral body also does so, but for the moment we are interested in the I.) The experience of coming in feels like hitting our hand against a solid object, and the counterthrust, so to speak, that this experience engenders is what brings about our consciousness of our I. And throughout our waking day we are not really in possession of our I, for what we have is a mental image of our I reflected back from our physical body. Thus what we normally know of the I from philosophy is a reflection, a mirror image of the I. Do we have nothing more than this ego reflection? Well, this reflection obviously ceases when we go to sleep. The I is no longer reflected. Thus on falling asleep our I would really disappear. Yet in the morning when we wake up, it enters our physical body again. So it must have continued to exist. What can this I be, then? How much of it do we possess so long as we are active solely on the physical plane? If we investigate further, we have, to begin with, nothing of this I within the physical world except will, acts of will. All we can do is will. The fact that we are able to will makes us aware of being an I. Sleep happens to be a dimming of our will; for reasons we have often discussed we cannot exert our will during sleep. The will is then dimmed. We do not will during sleep. Thus what is expressed in the word I is a true act of will, and the mental picture we have of the I is a reflection that arises when our will impinges on our body. This impact is just like looking into the mirror and seeing our physical body. Thus we see our own I as an expression of will through its effect on the body. This gives us our mental image of the I. Therefore, on the physical plane the I lives as an act of will. So we already have a duality on the physical plane: our physical body and our I. We know of our physical body because we can picture it with our observation outside in space; and we know of our I through the fact that we can will. Everything else underlying the physical body cannot at first be discovered through physical observation. We can see how the physical body has developed and what it is composed of. Yet the description we have to give of this composition in the course of our passage through the Saturn, sun, moon, and earth evolutions remains a mystery if we consider the physical body only. Everything underlying the physical body is a mystery to physical observation in the physical world. How the will enters our physical body, or enters into what we are, is a further mystery. For you can become conscious of your will, can't you. Therefore, Schopenhauer1 regarded the will as the only reality, because he had an inkling that in the will we actually become conscious of ourselves. But of how this will enters into us we know nothing at all on the physical plane. On the basis of the physical world, we know only that in our I we can take hold of our will. I pick up this watch, but how this act of will passes through the etheric body into the physical body and actually turns into a picking up of the watch remains a mystery even for the physical body. The will descends straight from the I into the physical body. Nothing else remains in the I but the inner feeling, the inner experience of the will. The way I have described this here has actually been applicable to the greater part of humanity only for the past few centuries, and this fact is usually overlooked. As for us, we have studied the matter so much that it ought to have become second nature with us. If we look back to the middle of medieval times, it is pure fancy to imagine that people lived then in exactly the same way as they do today. Humanity evolves, and the way human beings relate to the world changes in the different epochs. If we go back beyond the fifteenth and fourteenth centuries, we find many more people than we do now who not only knew of the physical body but who really knew that something lived in the physical body that we nowadays call the etheric body, people who actually perceived something of the aura of the physical body. By the Middle Ages of course these were only the last remnants of an ancient perception. Even in the tenth century, though, people did not look into a person's eyes like we do today when we simply see the physical eyes. When they looked at other people's eyes, they still saw something of the aura, the etheric. They had a way of seeing uprightness or falsehood in the eyes, not through any kind of external judgment but through direct perception of the aura around the eyes. It was also like this with other things. In addition to perceiving the aura of human beings, people then saw it to a far greater extent than now in animals and also in plants. You all know the description in my book Knowledge of the Higher Worlds that if we observe one seed, we see it shining differently from other grains of seed.2 Nowadays this perception can only be achieved through training, but in earlier centuries it was still quite an ordinary, everyday phenomenon. People did not first have to investigate, possibly with a microscope, what plant a seed came from—even that can in many cases no longer be done today—for they were able to determine such things from the light aura surrounding the seed. And in the case of minerals too, you will find descriptions in old writings classifying them in a certain way according to their value in the world. When the ancients looked at gold, what they described was not invention, for to them gold really appeared in a different way from silver, for instance. When they connected gold with sunlight and silver with moonlight, this was really founded on observation. When they said, “Gold is pure sunlight that has been condensed, silver is moonlight,” and so on, they expressed what they saw in the same way as they still saw elemental life in the outside world, the elemental aura that modern people have lost sight of because modern mankind has to evolve to freedom, which can only be acquired by a complete restriction of observation to what is physically objective. Just as human beings have lost the ability to see these auras, they have also lost another ability. Today, we must acquire a feeling for how very different it was when the ancients spoke of the will. They had much more of a feeling of how the will, which nowadays lives only in the I, entered the organic realm, the astral body as we would say today. They still felt the I continuing on into the astral body. This can be explained in a quite specific field. The fact that painters believe they can no longer manage without a model is due to their having totally lost the faculty of experiencing in any way at all how the I continues on into the organism, into the astral body. Why is it often precisely the old portraits that people admire today? Because they were not painted as they now are, where the artist merely has a sitter to copy, and is duty bound to copy everything that is there. In the past people knew that if a person forms the muscles round his eyes in a particular way, then what lives in his I enters in a very definite way into his astral body and produces this form of the muscles. If we were to go back as far as ancient Greece, we would be quite wrong to imagine that the ancient Greeks used a model for the wonderful forms they created. They had no models. If a particular curve of the arm was required, the sculptor, knowing how the will brought the I into the astral body, created the curve out of this experience. As this feeling for what was going on in the astral body faded away the necessity arose to adhere as strictly to a model as is customary today. The essential difference is that in fairly recent times human beings have come to the point where they see the outer world devoid of all its aura and see themselves inwardly with no awareness of the fact that the will ripples into the astral body and throughout the whole organism. Things have only been like this for a short while. After a much longer time has elapsed, a new age will arrive for humanity. Then even more will have been taken away from both the outer aspect of the physical plane and from man's inner awareness. We know that at present we are only a few centuries into the fifth post-Atlantean epoch that began in the fourteenth century, for we count the fourth post-Atlantean epoch from approximately the founding of Rome till the fifteenth century, and the fifth post-Atlantean epoch from the fifteenth century till as long again; so we are now only in the first third of it. But mankind is steering toward an entirely different kind of perception. We are moving toward a time when the outer world will be far more bleak and empty. Nowadays when a person looks at nature, he believes it to be green and the vault of heaven to be blue. He sees nature in such a way that he believes the colors to be the outcome of a natural process. In the sixth post-Atlantean epoch he will no longer be able to believe in the colors of nature. At present the physicists only talk about there being nothing outside us but vibrations, and that it is these that, for example, bring about red in us. What the physicists dream of today will come true. At present they only dream of it, but it will then be true. People will no longer be able to distinguish properly between a red face and a pale one. They will know that all those things are caused by their own organism. They will consider it a superstition that there are colors outside that tint objects. The outer world will be grey in grey and human beings will be conscious of the fact that they themselves put the colors into the world. Just as people today say, “Oh, you crazy anthroposophers, you talk about there being an etheric body, but it is not true, you only dream it into people!” People who then see only the outer reality will say to the others who still see colors in their full freshness, “Oh, you dreamers! Do you really believe there are colors outside in nature? You do not know that you are only dreaming inside yourself that nature has these colors.” Outer nature will become more and more a matter of mathematics and geometry. Just as today we can do no more than speak of the etheric body, and people in the world outside do not believe that it exists, people in the future will not believe that the capacity to see colors in the outer world has any objective significance; they will ascribe it purely to subjectivity. Humanity will have a similar experience in regard to the relationship of the will in their J to the outer world. They will reach the point where they will have only the very slightest awareness of the impulses that come to expression in their will. They will have scarcely any awareness of the unique personal experience of willing anything out of the I. What is willed out of the I will only have a very faint effect on a person. If all that mankind receives by nature continues along the lines described, then in order to do anything at all people will need either long practice or outer compulsion. People will not get up of their own accord, but will have to learn it until it becomes a habit. The mere resolve to get up will not make the slightest impression. This would be an abnormal condition at present, but natural evolution as such is tending in this direction. People will have less belief in moral ideals. Outer dictates will be necessary to activate the will. This would be the natural course of events, and those who know that what comes later is prepared beforehand know that the sixth epoch is being prepared in the fifth. After all, you can see with half an eye that a large part of humanity is tending in this direction. People are aiming more and more at having everything drummed into them, at being spoon-fed, and consider it the right procedure to be told what to do. As I said, we are now roughly in the first third of the fifth post-Atlantean epoch, i.e., in an age in which—although the physicists already have the ideal of the sixth age—there is still the belief that colors really do exist outside, and that it is a human attribute to have a red or a pale face. Nowadays we still believe this. We can of course allow ourselves to be persuaded by the physicists or physiologists that we imagine colors, but we do not really believe it. We believe that the nature we live in on the physical plane has its own colors. We are in the first third of the fifth post-Atlantean epoch, which will obviously have three thirds. During these three thirds post-Atlantean humanity has to pass through various experiences, the first one being that people have to become fully conscious of what I have just described. People must realize fully that in their considerations of the physical body they have completely lost sight of what is behind the physical, totally lost sight of it in all respects. In the second third of the fifth post-Atlantean epoch—if spiritual science has been successful—there will be more and more people who will know with certainty that something more, something of an etheric-spiritual nature, is bound up with what we see around us. People will begin to be conscious of the fact that what existed in earlier times for clairvoyance, and is now no longer a part of our relation to the world, must be rediscovered in a different way. We will not be able to rediscover the aura that used to be seen, but if people accept and practice exercises, such as those given in Knowledge of the Higher Worlds, they will realize that they can rediscover along a different path that an auric element surrounds and interpenetrates the human being and everything else in the world. People will acquire a consciousness of this once again. People will also become aware that they are able to grasp moral impulses once again. However, they will have to take hold of them with a stronger resolve than they do today, for there is a natural tendency in the will to gradually lose its impelling power. The will must be taken hold of more firmly. This kind of will can be developed if people are determined to exercise the strong thinking necessary for the understanding of the truths of spiritual science. People who do understand these truths will be pouring more strength into their will, and they will therefore acquire, instead of a will that is deteriorating to the point of paralysis, a powerful will, able to act freely out of the I. As humanity progresses, merely natural development will be counteracted by the efforts people make: on the one hand, efforts to do the exercises of spiritual science in order to become aware once more of the aura, and on the other hand, efforts to strengthen themselves by means of the impulses coming from spiritual science for the invigorating and activating of the will. It is actually as follows. What has to be developed by spiritual science in the second third of the fifth post-Atlantean epoch does not yet exist at all. What is the position of human beings today when they observe the external world? And how do scientists stand in this regard? It is very instructive to look at the position of present-day science, especially present-day scientists—of course only in so far as this science presents the natural relation of human beings to their environment. When they look at outer, physical nature, whether it is the mineral, plant, animal, or human kingdom, neither modern scientists nor ordinary human beings have the power really to enter into what they observe. Physicists carry out experiments and then describe them. But they do not venture to fathom the mysteries of what they are describing. They do not feel able to search more deeply into the processes the experiments reveal. They remain on the surface. In relation to the outer world they are in exactly the same situation as you are when you are on a different plane when dreaming. You dream because your etheric body radiates the experiences of the astral body back to you. Anyone observing nature or making an experiment nowadays also observes what it radiates back to him, what it presents to him. He only dreams of nature. The moment he were to approach nature as spiritual science does, he would wake up. But he does not want to. In this first third of the fifth post-Atlantean epoch people only dream of nature. Human beings must wake up! Occasionally someone does wake up out of his dream, and says, “What is out there is no mere dream; there is something living within it.” Schopenhauer's philosophy was an awakening of this kind, but he did not know what to do with it. It gave offense to those who philosophized cleverly in the modern way such as the eminent philosopher Bolzano of Bohemia did in the first half of the nineteenth century.3 If you see his copy of Schopenhauer, you will find that he wrote in the margin, “Sheer madness!” Of course, it struck him as sheer madness, because the following statement was really made out of a kind of delirium, “There is something resembling will in outer nature.” And when modern science remains true to itself and, as it were, draws its own conclusions, what will it arrive at? Dreaming about the physical body! It has no inkling that there is something besides the physical body, otherwise it would have to speak of an etheric body, an astral body, and an I. It does not want to grasp reality, however, but only what presents itself. The modern physicist or physiologist feels like a somnambulist. He is dreaming and if someone shouts at him, which happens if someone talks to him about spiritual science, he falls down just like a somnambulist who is shouted at. And the impression he has is, “I am now in a void!” He cannot change immediately and has to go on dreaming. Just when he thinks he is most awake in relation to external nature he is dreaming most of all. What will be the outcome? The modern physicist or physiologist will gradually lose all possibility of finding anything in the outer world except for his mental images of it. He will even gradually lose the capacity to form any idea of anything beyond his own mental images of the outer world. What is left for him if he relinquishes the human body to the scientist? The human body is there in front of him and he observes it in great detail, but he leaves it to the scientist or the medical profession to tell him what changes take place if one or another part does not function normally. He dissects this physical body very carefully. But he stops at that and has no notion that there is anything beyond it. In this physical body there is no trace of an I or of will. What would this scientist actually have to do? He would have to deny the 1 and the will altogether and say, “There is no will, no trace of it exists in the human being, for we cannot find it.” Down in the organism is where the will is hidden, imperceptibly. As we have said, it is only taken hold of, felt, and experienced in the I. Thus, the will would have to be shown in order to prove the existence of the I. That is to say, if a scientist who is only dreaming now were to be absolutely honest, we would hear him say to his audience, “When we speak of the human being, we ought really to speak of will. To us scientists that is an impossibility. The will is nothing. It is an absolutely unfounded hypothesis. It does not exist.” That is what he ought to say if he were to be quite consistent. He would dream of external processes and deny the will. I have not merely invented what I have just told you. It is an inevitable conclusion of the modern scientific view. If a scientist were to follow his way of thinking to its logical conclusion, he would arrive at what I have just told you. It is not mere invention on my part. I have brought along as an example the Introduction to Physiological Psychology in Fifteen Lectures written by the celebrated Professor Dr. Ziehen of Jena.4 He endeavors here to describe what is manifest in the human being as a creature of body and soul. In the course of these lectures, he speaks about all the aspects of the sensations of smell, taste, hearing, sight, and so on. I will not bother you with all that, but will just discuss a few passages in the fifteenth lecture about the will. There you will find statements such as the following:
Ziehen goes on to show that there is no sense in speaking of such a will, that physiologists do not find anything in any way corresponding to this word “will.” He also shows in the particular way he interprets the effects of forces that one might call depravity of will, that there too, it is not a matter of will but of something quite different, so that we cannot speak of will at all. You see how consistent this is. If people get no further than dreaming of the external physical world, they cannot arrive at the will. They cannot find it at all. All they can do if they create a world view, is to deny the will as such and say, “So there cannot be a will.” The so-called monists of our time do this often enough. They deny the will. They say the will as such does not exist at all. It is only a mythological creation. Ziehen expresses himself a little more cautiously of course, but he still arrives at some strange results though he will no doubt take care not to take them to the ultimate conclusion. I would like to read you a few more statements from his last lecture, from which you will see that although he drew the conclusions, he nevertheless still plays around with the nonexistence of the will. For he says, “What about the concept of responsibility?” He cannot find the will, but in answer to the question about the concept of responsibility he says,
This is perfectly natural. If external nature is only dreamt about, then we see some people doing one good deed after another and others who keep on attacking people for no reason at all. Just as one flower is beautiful and another ugly according to natural law, one person may be what is called a good person. But on no account should the goodness or hatefulness be explained as meaning more than a flower's beauty or ugliness. So the logical conclusion is,
Ziehen continues to express himself cautiously, and does not yet create a world view. For if one does form a view of life from this, there is no longer any possibility of holding a person responsible for his actions if one takes the stand of the author of this book, this lecture. This is what comes of people dreaming about the outer world. They would wake up the moment they accept what spiritual science says about the outer world. But just think, these people have a science that makes them actually admit that they know nothing at all about what points the way from the external body to the human I. Yet what is bound to be living in the I? First of all the laws of aesthetics, second the laws of logic. All these must live in the I. Everything that leads to the will must live in the I. There is nothing in this science that can in any way live as a real impulse in the will. There is nothing of that sort in this science. Therefore something else is necessary. If this science were the only one the world had today, you can imagine people saying, “There are ugly flowers and there are beautiful flowers and nature necessarily makes them so. There are people who murder others, and there are people who do good to others, and they also are like that by nature.” Obviously, everything appealing to the will would have to be discarded. So why is it not discarded? You see, if we no longer take the I into account, and if we do not accept it as part of what we can know through observation of our world, we must find it in some other way. If we do not want to continue to uphold “social or religious laws,” as Ziehen does, we must somehow get people to accept them in another way. That is to say, if we dream with regard to the outer world and with regard to what we see, then what we will has to be stimulated in some other way. And this way can only be the opposite of dreaming, namely, ecstasy. What lives in the will must enter into it in such a way that the person under no circumstances stops to think about it or realize fully that it is an impulse of will. That is to say, what has to be aimed for in an age like this is that a person does not attempt to have a clear view of the will impulses he accepts, but they should work in him—and this is a fitting image—like wine does when a person is drunk. An impulse that is not brought to full consciousness works in the same way as intoxicating drink does when it robs a person of the full possession of his wits. That is to say, we live in an age when one has to renounce a really close examination of will impulses. Religious denominations would like to provide impulses, but these must not be examined at any price. On no account ought the motivating ideas be submitted to objective scrutiny. It should all enter into the human being by means of ecstasy. We can actually prove this all over again in the present time. Just try with an open mind to really listen to the way religious impulses are spoken of nowadays. People feel most comfortable if they are told nothing about why they should accept one or the other impulse, but are spoken to in such a way that they become enthusiastic, fired up, they are given ideas they cannot fully grasp and that surround them with mystery. And the most highly acclaimed speakers are the ones who fill people's souls with fire, fire, and yet more fire, and who pay least attention to whether everybody has conscious hold of himself. The dreamers come along and say, “We examine the Gospels. Even if we go so far as to admit to the existence of Jesus of Nazareth, we find no evidence at all that there was in fact a supersensible being dwelling in him.” We need only remember how many dreamers there are who simply deny the existence of Christ because it cannot be proved on the external physical plane. On the other hand, there are theologians who cannot prove it either, and who therefore speak about the Christ in as vague a way as possible, appealing as much as possible to the feelings, drives, and instincts. An example of this kind of thing took place in a strange way in public very recently. On the one hand, there were the dreamers—it began with Eduard von Hartmann in the realm of philosophy, and Drews made a lot of propaganda out of it—and these dreamers went so far as to deny the whole message of the testaments by showing that the Mystery of Golgotha is not a historical occurrence.5 Certainly, it cannot be proved on the plane of external history but has to be approached on the spiritual plane. Now these dreamers had opponents. Read all the literature on this issue and you will see no sign of any thought, no sign of anything scientific; the whole thing consisted of words one can only describe as drunken and intoxicating words. No sign of thorough study! The opponents are appealing the whole time to what will excite unmotivated instincts. This is how things stand in our life of soul. On the one hand, there is dreaming, which is supposed to provide a world view grounded in natural science, and on the other hand, there is intoxication, which people are supposed to acquire from the religious confessions. Dreaming and intoxication are the principal factors controlling mankind today. And just as the only way to stop people from dreaming is to wake them up, the only way to overcome intoxication is to look at our inner impulses in total clarity. This means giving people spiritual science that, far from making the soul drunk, awakens the soul to spiritual impulses. But people are not yet ready to go along with this. I have said before that if we offer the challenge of spiritual science to a hardened monist of the Haeckelian school, one who desires only to prove his monism on the basis of natural science, he falls on his face with a thud, metaphorically speaking, he falls down with a loud thud as a matter of course. That is the obvious thing to happen, for he immediately feels he is in a void and his consciousness is completely bowled over. If you take an ordinary person, someone who wants to base his whole world view on natural science, they mean nothing to him; he cannot understand a thing. If he is honest, he will say, “Here we go again, it makes my head spin.” Which means he plops down with a thud. Concerning intoxication, if someone allows himself to sober up properly, it is a straightforward matter of embarking on a truly ennobled inner religious life. The fact that he can familiarize himself with the impulses coming from spiritual science will enable his belief to deepen into concrete concepts. But if you approach someone who does not want to awaken his soul to the ideals of spiritual science, yet you bring them to him and want him to accept them, that is to say, if you bring spiritual science to someone who is completely under the sway of modern theology, he will sober up, in a strange way, like people who have been drunk and have not quite recovered from the organic aftereffects. He gets a hangover. You can really notice it. If you observe theologians nowadays—and we can do this especially well in the Dornach area where the theologians take more notice of it—if you observe them in cases where spiritual science is familiar to them but still undigested, and if you listen to them, you will find that all they say is basically a kind of hangover, caused by the fact that they ought to acquire ideas and knowledge about spiritual matters, yet still prefer to be drunk with ecstasy over them and to introduce them into people's mental organization in an entirely unmotivated way. They shrink from becoming sober because they cannot bear the thought that it will not bring them enlightenment but a throbbing headache. These things must absolutely be seen in their historical necessity. If it can come about that spiritual science brings people at least the rudiments of an understanding of how to regain in a new way the sight of what has been lost, how to motivate the will once again, then humanity will acquire in freedom what nature can no longer give us. You see then that a certain necessity underlies our program. The kind of lecture I gave last Friday and have often given, drawing your attention to the development of thinking on the one hand and the development of will on the other, showed how thinking proceeds until we discover the will in it and come out of ourselves through thinking. It also showed how we find the other spectator on the other side, and demonstrates that through the very fact that we bring thinking to the point where we can emerge out of ourselves, we will have a chance not to fall flat on our faces when we are shouted at and awakened. We fall down only because we cannot understand * outer processes and have nothing to hold on to when we are awakened from our dreams. What one has to hold on to, so as not to get into the kind of inwardly inorganic, disordered state we call a hangover, is what one can acquire through developing one's thinking. This comes about when the inner spectator I spoke of can emerge unhindered from our inner being. Thus what should be imparted to humanity above all is intimately connected with the real inner laws of human progress. Yet if you think about what has been said here today and often before, and bear in mind its implications, you will avoid certain obvious mistakes. Some mistakes, of course, will be extremely difficult to avoid, and I will point out just one of these today. Again and again individuals among us say, “There are, for instance, the followers of this or that confession,” assuming in this case that we live among a more or less Catholic population “who have their Catholic priest.” Our friends very often believe that if they explain to this priest that we do represent Christianity, speak about the Mystery of Golgotha in the right way, and do not deny the existence of Christ, we will be able to gain the priest's friendship. This way of thinking is completely wrong. You will never win these people over by showing them that we do not deny what they are duty bound to preach. We simply cannot do that. Actually you would get on better with these people if you were in a position to say that you are people who do not believe in Christ. Then they would say, “You see, there are people who do not believe in Christ. They do not belong to us. We shall stick to our community who are content to learn from us about Christ through ecstasy.” They do not say that, but that is how they act. Yet when other people besides them affirm the existence of Christ and even maintain they have positive knowledge of Christ, and we become the sort of people who follow our own way, and who want to present Christ in a different way from them: they then become far worse enemies than they would be if our friends were to deny the existence of Christ. For they consider it their privilege to present Christianity, and our mistake is precisely to present it in another way. Therefore you only make certain theologians furious with spiritual science if you tell them, “We speak of the Christ.” You would make them far less angry if you were able to say—which of course you are not—“We deny the existence of Christ.” What infuriates them is that we refer to Christ in a different context. Out of the best intentions in the world our friends will very easily say, “What do you want? We are on a completely Christian footing.” That is the worst thing you can possibly say to them, for that is just what goes so much against the grain with them. This touches again on an area where we encounter freedom and necessity in a very special way. The main thing I keep trying to bring home to people is that we should not take these ideas lightly. Freedom and necessity are among the most important human concepts, and you have to realize time and again that we have to gather a great number of ideas to arrive at a more or less correct understanding of the concepts of freedom and necessity. Where would it lead if present-day humanity were to follow nothing but natural necessity? People would obviously dream more and more, until they had nothing left but a dreary grey in grey, and they would become less and less able to use their will, until they: reached actual paralysis of the will. That is necessity. Out of the freedom of spiritual science people must obviously work to counteract this; for the time is now dawning when we will have to acquire our essential freedom out of an inner necessity which we ourselves acknowledge. Of course we might all say, “We are not going to concern ourselves with what is supposed to happen.” In that case things would come about as described. Yet that things can be different is a necessity, a necessity, however, that can only be taken hold of through understanding. We might call it a free necessity, a genuine and absolute necessity. Here again the concepts freedom and necessity come very close together. It might sometimes have seemed as though I was only playing with the words “dreaming and intoxication.” That was most certainly not the case. You can find individual examples, and I could tell you many, many more, of the way people speak, as though in a kind of dream, about outer reality. For instance, a particular objection is often raised against what I say in anthroposophical lectures. A pet remark is, “But how can you prove that?” meaning that people require to have what is presented to them proved by comparing it with outer reality. They assume that an idea is valid only if one can point to its physical counterpart, and that this external counterpart is the proof. This is such an extremely obvious idea, that people think they are great logicians if they say, “You see, it all depends on being able to prove that a concept links up with its counterpart in outer reality.” You can easily point out that this is no great logic but proper dream logic. When people say things like this, I usually give the answer that even where the external sense world is concerned you cannot prove reality, for if someone had never in his life seen a whale, you could never prove the existence of whales through logic alone, could you? Pointing to the reality is something quite different from proving a thing. So much for dream-logic. I can put it even more plainly. Suppose I paint a portrait of a living person, and someone gives as his objective opinion “This portrait is very like the person,” and goes on to explain that this is so because when he compares the portrait with the person, they both look the same. The likeness is due to the fact that the portrait agrees with reality. Does the correspondence to external reality cause the likeness? Why does he say the picture is like the model? Because it corresponds to external reality. The external reality is what is true. Now imagine that the model dies, and we look at his portrait thirty years later. Is it no longer like him, thirty years later, because it does not agree with external reality any more? The person is no longer there. We can assume that he was cremated a long time ago. Does the likeness depend on the external reality being there? Clear thinking knows it does not. In the case of dream-thinking one can say that in order to prove anything one has to be able to point to external reality. But this is only true for dream-thinking, dream-logic. For surely, just because a person passes from existence to nonexistence, a portrait of him does not change from being like him to being unlike him! You see, many things can be made into a necessity if people want to adapt their logic accordingly, especially when we find in every article about logic nowadays “The truth of a concept consists in, or can be proved by, the fact that one can point to the external reality in the physical world.” But this definition of truth is nonsense, and this becomes evident in cases like the comparison with the portrait. If you consult so-called scientific books today—not the kind that deal with pure science—all they do is give descriptions, and if we stick to descriptions, what does it matter if we remain in mere dreams? If some people want to describe nothing more than the dream of outer life and do not pretend to build a world view, let them. However, a world view based on this is a dream view. And we can see that. Wherever this step is taken, you usually find dream-philosophy. It is quite ridiculous how unable people are to think, that is to say, to think in such a way that their thinking is based on the element on which it ought to be based. I have copied out a statement Professor Ziehen makes on page 208 of these lectures, in which he wants particularly to point out that we cannot find the will that underlies an action. He puts it like this, “Thinking consists of a series of mental images, and the psychic part”—that is, the soul content—“of an action is also a series of mental images with the particular characteristic that the last link in the chain is a mental image of movement.” There is the clock. The will is eliminated, isn't it? I see the clock. That is now a mental image. The will does not exist and I see the clock. This clock has an effect on me in some way by setting my cerebral cortex into some sort of motion, and then passes from the cerebral cortex into a kind of motor zone, as physiology tells us. One thing passes on to the next. This is the thought image of movement. I have first of all an image of the clock, and the image of the movement succeeds the activity of the imagining the movement, not by way of will but by way of the image of movement. “I have only a series of mental images,” says Ziehen. Thinking consists of a series of mental images, and the psychic part of an action is also a series of mental images. The will is unquestionably eliminated. It is not there. First of all I observe the clock and then the movement of my hand. That is all. You can track down the logic this contains by translating this statement into another one. You can just as well say, “Thinking consists of a series of mental images. So far so good. And when we look at a machine, the psychic process is just another mental image, with the particular characteristic that the last link in the chain is a mental image of a moving machine.” One is exactly the same as the other. You have merely eliminated the machine's driving power. You have merely added the mental image of the moving machine to what you were thinking before. This is what this dream-logic consists of. Where the outer world is concerned, a person who applies dream-logic does of course admit the existence of impulses of some sort, but not in the case of the inner world, because he wants to eliminate the will. Ziehen's whole book is full of dream-logic of this kind, eliminating the will. At the same time of course the I is also being eliminated, which is interesting. According to him, the I is also nothing more than a series of mental images. He actually explicitly says so. The following interesting thing can happen. Forgive me if I let you into some of the intimate secrets involved in the preparation of a lecture like today's. I had to give today's lecture, didn't I? I wanted to bring you not just an overall picture of what I had to say but also some details. So I had to get this book out and look at it again, which I did. I could of course not read you the whole book but had to limit myself to a selection of passages. I certainly wanted to show you that today's world view based on dream-science cannot include the will, the will is really not there. I have shown you what the author has to say about it in this book of his. I wanted to draw your special attention to what the author says about the will, that is to say, what he says against it. So I look up “will” at the back of the book; aha, page 205 and following, and turn there to see what he says about it. I did tell you today too, though, that in the first instance the will is only perceptible in the physical world in the I. So when we speak of the true I, we actually have to speak of the I that wills. Therefore I also had to show you how the person who has nothing but a dream view based on science speaks of the I. To show you that he simply denies the will, I read you the passage from “Mental image of movement” to “the will is eliminated.” I also wanted to read you something briefly on what he says about the I. So I turned to the index again—but I does not occur at all! That is entirely consistent, of course. So we have as a matter of course a book on physiological psychology or psychiatry that does not mention the I! There is no reference to it in the index and, if you go through it, you will see that only the mental image of the I occurs, just a mental image of course. The author lets mental images pass, for they are only another word for mechanical processes of the brain. But the I as such does not figure at all; it is eliminated. You see it has already become an ideal, this eliminating of the I. But if humanity follows nature, then by the sixth post-Atlantean epoch the I will be eliminated altogether in earnest, for if the impulses of will proceeding from the center of one's being are lacking, people will hardly speak of an I. During the fifth epoch human beings have had the task to advance to talking up an I. But they could lose this I again if they do not really search for it through inner effort. Those who know anything at all about this aspect of the world could tell you things about the number of people one already meets who say they sense a weakness of their I. How many people are there today who do not know what to do with themselves, because they do not know how to fill their souls with spiritual content? Here we are facing a chapter of unspeakable misery of soul that is more widespread in our time than one usually imagines. For the number of people unable to cope with life because they cannot find impulses within themselves to support their I in the world of appearances is constantly growing. This in turn is connected with something I have often spoken about here, namely, that up to now it was essential that people should work towards acquiring a conception of their I. And we live in the time when this is finally being properly acquired. You know that in Latin, which was the language of the fourth epoch, the word ego was only used as an exception. People then did not speak of the I, it was still contained in the verb. The more world evolution, and language too, approached the fifth post-Atlantean epoch, the more the I became separated. The Christ impulse is to help us find this I in the right way. The fact that in Central Europe in particular this I is uniting itself in its purest form with the Christ impulse is expressed in the language itself, in that through the inner necessity of evolution the word for I (German: Ich) is built up out of the initials of Christ: I-C-H, Jesus Christ. This may well seem a dream to those who want to stay nowadays in the realm of dream-science. Those who wake themselves from this dream view of life will appreciate the great and significant truth of this fact. The I expresses the connection the human being has to Christ. But people have to cherish it by filling it with the content of spiritual science. However, they will be able to do this only if with the help of science they make freedom a necessity. Really, how could people have said in earlier times that it used to be the normal thing for people to remember previous incarnations? Yet for our coming earth lives it will be normal. Just as in the fifth post-Atlantean epoch human beings have to take hold of their I and bring it to life, so it will be the normal thing in the future for people to have a stronger and stronger memory of their previous lives. We could just as well say, “Spiritual science is the right preparation for remembering earlier lives in the right way.” But those who run away from spiritual science will not be able to bring this memory of past lives up into consciousness. Their inner being will feel something lacking. That is to say, people will fall into two categories. One group will know that when they examine their innermost soul, it will lead them back into earlier lives. The others will feel an inner urge that comes to expression as a longing. Something does not want to emerge. Throughout their whole incarnation something will not want to come up, but will remain unknown like a thought one searches and cannot find. This will be due to insufficient preparation for remembering previous earth lives. When we speak of these things, we are speaking of something real, absolutely real. You have to have properly taken hold of the I through spiritual science if you are to remember it in later earth lives. Is there anything you can remember without making a mental picture of it? Need we wonder that people cannot yet remember the 1 when they did not have a mental picture of it in earlier epochs? Everything is understandable with true logic. But the dream-logic of the so-called monism of our time is obviously always going to oppose what has to come into being through the true logic of spiritual science.
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159. The Mystery of Death: The Intervention of the Christ Impulse in the Historical Events
13 Mar 1915, Nuremberg Tr. Unknown Rudolf Steiner |
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After the human being has taken off his etheric body, he goes on with his ego and astral body; this is something different. But the etheric body if it is taken off at such a tender age has forces in itself which could still have supplied the physical body and its life for decades. |
He wants to produce that what he wants to understand at the same time what is there so splendid in Fichte's philosophy where the ego to understand itself wants to produce itself perpetually—one will see only later which significance this philosophy has,—just that what distinguishes Central Europe. |
159. The Mystery of Death: The Intervention of the Christ Impulse in the Historical Events
13 Mar 1915, Nuremberg Tr. Unknown Rudolf Steiner |
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If spiritual science shall be a kind of life-force for our souls, and it can be that, this spiritual science must also prove itself powerful and suitable to extend the spiritual ken of the souls dedicating themselves to spiritual science in such times like ours in which a lot prepares which is so significant. One sees the events thereby in a wider perspective than other contemporaries often can do with their narrow view of materialism. One could see in that what our spiritual-scientific movement has nurtured during the years that one of the purposes has also consisted in extending the mood of soul, so that the human being frees himself from the bare thinking about his narrow self and about that what surrounds this narrow self and is really able to look at the big impulses, the big manifestations of forces which go through the whole evolution of humanity. If we have tried that way to extend the vigour of our feelings and sensations as it were, we also have to make the forces suitable which we have won by spiritual science, just in such times, on the one hand, the waves of which break so deeply painfully against the soul and, on the other hand, raise this soul to particular height because they bear such important matters in themselves. We must be able to come already to the position in such times to go along with that what is not so externally visible in the events, what the everyday mind is not able to see in these events. We must be able to ask ourselves: does that mean something prophetic for the whole earth development what as such a dreadful torch of war is burning above our heads? Only that human being lives properly in the present events who sees these events in such a significant light as far as it is possible. Friends, who are in our circles, will often have asked themselves, why I have spoken in our circle during the last years now and again of the fact that in decades of the 20th century times come for which we must look ahead with a particular attention because children and grandchildren of those who live now will have to experience important and immense, but also tragic and painful events. Those upon whom it is incumbent today to give something to keep the souls of the children and grandchildren upright towards that what the humankind of the 20th century experiences must be aware that this gift must be a strong internal spiritual force. Even more than we can imagine already today in our everyday life, our offsprings of the 20th century will need strong internal forces keeping up the soul to pass on the achievements of humankind, which were accumulated in the human development throughout centuries. To quite other storms of life the offsprings of humankind now living on earth will be exposed. I said that someone could be surprised when that was said within our circles that way. Now, however, a sensation of that may arise if we consider that we are in the most dreadful war events which concerned human beings, since humankind experiences history consciously on this earth. It would be absolutely wrong if we did not penetrate ourselves so intensely as possible with the importance of the moment and present the question to ourselves: with what does that have actually to do that we strive for out of internal longing of the soul, what spiritual knowledge does have to do with that which should come in the development of humankind? Don't we see, even if we look only cursorily, a tempest breaking out which got up from the East since long ago menacing modern education and civilisation of Europe? You have at least to know that in the lap of this East immense forces are working from which you can already see that they make themselves noticeable; so that they now intend to dismember, destroy the European civilisation. You can only anticipate now to which extent this is the case. Our European civilisation is in the fifth post-Atlantean epoch. It is the culture of the consciousness-soul in whose middle souls are among us who have to give something to humankind. Looking back at what was the Greek-Latin culture, this Greek-Latin culture was basically, even if in another arrangement, an echo, a recapitulation of that what already lived in the old Atlantis but on a higher level. It lived there still differently. In the fourth post-Atlantean culture-epoch a kind of recapitulation happened. The fifth post-Atlantean culture-epoch in which we stand is a new formation, is something absolutely novel what has been added to the current development of humankind. We should not conceive that only as an abstract truth, as a theory, but with the deepest and most intensive human sense of responsibility. We should also be clear to ourselves about the fact that in the earthly evolution still long times will have to run off, until everything has come out of the human hearts and souls what the divine cosmic order has to give to humankind in the fifth post-Atlantean culture-epoch. In the fourth culture-epoch, the impulse of the Mystery of Golgotha took place as the most significant event of the whole earth development. Just as this Mystery of Golgotha had an effect in the fourth culture-epoch, it does not merely continue working in the fifth post-Atlantean culture-epoch. This fifth culture-epoch is incumbent to go to meet the Mystery of Golgotha gradually with full knowledge of spirit, with full understanding, with all forces of knowledge of the soul; not only with the forces of the reason, the forces of devoutness. It has to comprehend Christ, Who went through Death and Resurrection, bit by bit with everything the soul can produce from itself of knowledge and understanding forces. So that the word of Paul1 is true, indeed, in a new way: “not I, but Christ in me.” Every effort we make in spiritual science is a preparation to grasp with all internal recognising forces of the soul in the end what is, actually, this Christ. This is a significant, great task of the fifth culture-epoch. Now we may imagine what it means, actually, if such efforts are expected from the fifth culture-epoch. Let us put before our souls the way how the Christ Impulse has worked since the Mystery of Golgotha in humankind. If the Christ Impulse could have worked only by that what the human beings understood about this Christ Impulse in the course of the centuries, since the Mystery of Golgotha has taken place, then the Christ Impulse could have worked only a little among the human beings. But it is not such an impulse which has spoken only conceptually to the human understanding or to the feeling understanding, but it is a real impulse which flowed into the course of history with living forces. The external symbol of the blood flowing on Golgotha represents the living force flowing into the history of humankind. We will try to get clear in our mind with the help of a historical event in which way this Christ Impulse has worked, without being understood already by human beings, in which way it has worked as a living driving force in the evolution of humankind. The fifth post-Atlantean culture-epoch has a vocation to make conscious the whole internal nature and being of the Christ Impulse. But that has already worked as a living force in the subconscious soul forces, before it became fully conscious in humankind. One of those figures the Christ Impulse selected to work through them, to work something significant is, for example—one could still give others—the figure of the Maid of Orleans. If we pursue the history of Europe up to the event that is connected with the personality of the Maid of Orleans, we must say, even if we look only externally at history: with that what she accomplished in those days when she struck back the English, in the midst of the French people rising up,—she did that really,—the map of Europe was arranged as it was just arranged gradually. Any other historical consideration is basically a fairy tale for the last centuries, in so far as it concerns the distribution of nations and states in Europe. It is something unconscious that the Christ Impulse as a living impulse with the help of the Maid of Orleans caused the distribution of the European nations and national forces in those days. I may say: while the learnt people argued about a lot, already started to argue about the question whether one has to take the Communion in this or that form whether this or that has to be interpreted according to this or that formula, and while the learnt people showed that they were not yet able to comprehend the Christ Impulse, this impulse worked through the simple farmer girl, the Maid of Orleans, worked as a formative force in European history. Because the effect of the Christ Impulse is just not dependent on the understanding which somebody shows for it. By his Michaelic representative the Christ Impulse worked in the Maid of Orleans. Now, however, the Maid of Orleans had to go through something that is similar to an initiation. We talk of initiation today and give the rules to the consciousness of the human being which I have collated in my book How Does One Attain Knowledge of the Higher Worlds But such an initiation of the Maid of Orleans is out of the question, of course. You can only talk about an initiation which was as it were a relic of the ancient initiation which took place more in the subconscious soul forces of the human beings. Now just these ancient initiations have reproduced like elementary forces up to the modern time. In old legends and fairy tales a lot is told: that this or that happened to this or that person by which he got the internal soul-force. That is why he has seen this or that of the spiritual world. Such matters should be only an indication of it, like without any help of the human being, by the effect of divine-spiritual forces permeating the world, certain human beings, who are suitable for that because of their karma, are natural initiates, by the place on which they are put by karma where the karma of humankind flows together with the personal karma. A good echo of such a natural initiation, as one would like to call it, gives us a poem which speaks of the fact, that the “solar son” Olaf Åsteson was in a kind of sleeping state during thirteen nights and days—the interval between Christ's birth and His Epiphany, up to the 6th January. The name Olaf Åsteson already indicates that subconscious hereditary forces of knowledge are included in it, because somebody is called Olaf Åsteson through whom the blood of his forefathers runs. The solar son Olaf Åsteson sleeps through and dreams for thirteen nights which are the darkest of the year or contain at least the biggest force of the earthly annual darkness in them, from the first Christmas Day up to the 6th January, to Epiphany. That is not only superstitious nonsense what goes back to these nights in such legends. Since, indeed, there are two seasons which are in a certain way like two opposite cosmic poles for the soul-life of the living human being. If we take the season around the St Johns-tide in summer, this is the time when the human soul with all its passionate impulses is united with the universe through the external physical sun force whose energy then reaches its peak. Hence, the St Johns-tide festival of the old time was intended to put divine-spiritual forces, permeating the universe, into the human soul when the human beings forgot themselves and were wrapped up in the external strong physical forces of the universe. However, when the solar force is physically the weakest, in the middle of winter, the spiritual forces which have an effect in the darkness reaches its peak in return. And rightly, one can say, according to the cosmic laws the birth of Jesus of Nazareth is in this time. When the physical surroundings are the darkest, the soul can have the profoundest experiences if it feels united with the forces permeating the aura of the earth. That is why Olaf Åsteson keeps on sleeping during these days, and experiences everything we call Kamaloka, soul-world, and, finally, spirit-land. The Norwegian legend tells us that Olaf Åsteson, when he awoke again after thirteen nights, knows to tell about his experiences that he has met the souls in the soul-world and in the spirit-land. Indeed, these are pictures which correspond to an Imaginative knowledge, but they point to that what really living possibilities of the human soul are if these souls feel transported in that time of physical darkness which is, however, the time of spiritual enlightenment, if they feel transported to that what flows and weaves in the earth's aura. At the end of the legend, we see the forces of the Christ Impulse which get hold of the subconscious understanding of Olaf Åsteson. In such legends one speaks—as it were—of natural initiations which were still possible in olden times, of beholding the spiritual world. In these times the earth's aura really has a force which it does not have in other times when it is flooded and outshone by the physical sun force. Because Christ is united with the earth's aura since the Mystery of Golgotha, the force of the Christ Impulse is also able to work into the souls particularly during these days if the souls are susceptible for it. Hence, one may assume, before one investigates something historical, that—also with such a figure like the Maid of Orleans—the Christ Impulse would have worked subconsciously in her soul during thirteen days. The fact that also she would have gone through something like enlightenment by the Christ Impulse in the subconscious soul forces—what Olaf Åsteson has gone through during thirteen days and nights in the sleeping state. Then, however, the Maid of Orleans would have been in a kind of sleep once during the thirteen days from the 25th December to the 6th January, and then on the 6th January the Christ Impulse would have grasped this soul after it had been in a kind of sleeping state. That what one can assume did really exist in a peculiar way, only in a quite particular time when the human being can be, indeed, in a kind of sleep. Namely, before the human being does the first gasp in his earth-life, before he is released from the body of his mother and receives the first earthly-physical beam of light, he spends a time as a nascent human being in a true sleeping state. Just as you get a dreaming sleep in the evening, you are in the body of the mother in such a dream-like sleep. Those days in which the dream-like sleep is most receptive to the unaware influence of the spiritual world are just the last days which the human being spends in the body of his mother. That is why it could also be that just these days would have been used with the Maid of Orleans to plant the Christ Impulse to her, before she saw the physical sunlight with physical eyes and did the first gasp outside the body of her mother. This was the case, because the Maid of Orleans is born on the 6th January. On the 6th January, it took place that the whole village gathered because something uncertain was in the aura of the village. This is a historical fact. The people did not know what had happened: the Maid of Orleans was born. Behind such matters a lot is hidden. Only if humankind gets round to seeing this mysterious fact once in the right light, will understanding of that also exist what really takes action in the human development under the surface of the external sensory world. The divine forces look for the most manifold ways for themselves to get into the human soul. Of course, the karma of the Maid of Orleans had to be suitable that such a thing could happen. But while the karma of the Maid of Orleans coincided with the fact that she was born on the 6th January, the historical chance was given that the Christ Impulse had a particular effect on her and gave Europe a new formation. These are matters which you can examine if you observe the course of history with some understanding. These are the matters which the spiritual understanding resumes in future when this fifth post-Atlantean culture-epoch really gets every knowledge force out of the souls. Then the soul experiences the existence of the Christ Impulse more and more consciously. But it experiences this only if humankind is able to regard spiritual science not as a mere theory, but to feel it as living, to experience it internally. Then spiritual science is able to achieve its actual mission in the development of humankind. In such a time like ours, we must be clear to ourselves in particular about the fact that the chasm must be bridged which opens for a materialistic age more and more between the human souls, who are here incarnated, and those who have already gone through the gate of death. More and more one will get round to regard also the souls which stand in the life between death and a new birth as belonging to the whole humankind, like those who are in the physical life between birth and death. The consciousness must become stronger and stronger, that we all are united on earth, also those who have gone into the supersensible realms before us who work only with different forces among us than we do who are incarnated. This consciousness must become more and more intense. However, just understanding of the spiritually effective forces is necessary. It is necessary that we learn to look at the connections of the earthly phenomena in that new light spiritual science can give. Only because spiritual science should be something that touches our hearts at the same time, while it helps our souls in knowledge, want I to talk to you about something that has concerned us during the last weeks. I do that to explain something about the way which goes back at the same time to something that occupied us in the farther vicinity of our spiritual-scientific current during the last weeks. I could also take other cases, indeed, but these cases are connected with our karma immediately, so that I can speak about them just today again. You can extend that what I say here also to other persons who stand within and beyond our spiritual-scientific movement with their destinies and their relation to death in a similar relation as in the cases about which I want to speak. Last autumn we have experienced a distressing case in Dornach in the vicinity of our construction. Dear friends had moved with their children to Dornach, settled there near the construction to manage the garden. And the oldest, seven year-old child, a spiritually infinitely bright boy who was something quite peculiar, however, also concerning his heart qualities was really a little bit like a sunny child. One had the most intimate interest in the soul of this child, even if one could see it only briefly here and there. When then the father joined the armed forces to do his duty as a German citizen on the battlefield, there was the seven-year-old boy with his heart, I would like to say, already in the whole situation of life that he made particular efforts to substitute the father, as well he was able to do, to help his mother, while he managed everything possible. He went into the city, made purchases, the seven-year-old boy quite on his own. One evening the boy was missed. It was just an evening lecture. A person friendly to us came possibly at ten o'clock and said that the boy would be missed. It could not be unclear in the end at all that this had to do something with a removal van which had toppled over near our construction at a place where perhaps a removal van has never gone before and and will probably also not go for a long time. The van had toppled over a small embankment in a meadow that the carters said, it would be out of question that one could lift the van in the evening. They unyoked the horses about which they were very anxious, and left the van to lift it the next day because they believed that they had to work for a whole day to be able to lift the heavy carriage. Now it was ten o'clock in the evening. We had to assume that the boy was missed because the carriage had toppled over. All possible tools were brought, and everybody who could work worked, and in two hours the carriage was lifted. At midnight we found the dead boy under the removal van. Now if one takes only externally into account and considers, how from longer time, before this had happened, everything pushed itself together, so that the boy who had always gone, otherwise, a somewhat different way by which he would have passed the van on the right side, however, at that time he went so that he passed the carriage on the left side where the carriage just had to topple over him. If you imagine that he was detained a little bit in the most benevolent way, so that he left possibly a quarter of an hour later—he got something for the supper in the so-called canteen,—so that he has left later than he wanted, actually. If you imagine that the whole accident took place that it depended really on some, even not some minutes that the boy was just here where the carriage toppled over, and nobody noticed the accident. Not far away from that place people noticed that the carriage fell down, but they did not see the boy. If you imagine everything, you will recognise already externally that this is a most remarkable example of logical delusion which may occur easily to human beings. I have often shown clearly, also to you, that the human being can already delude himself in the external life, so that he mistakes cause and effect. I have said: imagine that you see a person from the distance going along a riverside. You see him suddenly staggering and falling into the river. He is pulled out dead not long afterwards. Now you are quite justified to suppose according to all external reasons that the person has fallen into the water and has just drowned. If you do nothing else, you adhere to this judgment. In this case it only requires external means to convince you of the opposite. One has still found a stone where the person has fallen into the river, and you are supported in your judgment. If one opens the corpse, one will find out that the person suffered a stroke that he has fallen consequently into the river and that he has met his death not because he fell into the river, but that he fell because he was dead. So cause and effect were completely mistaken. However, somebody who understands the matters observes that at many places above all in science. In our case where the boy met his death, we must say: the karma of this boy ordered the removal van; karma brought the van just to that place. The judgment is wrong if one believes that chance played a role. The boy should only arrive just at the seventh year in this incarnation. I would like to say, the whole arrangement was made for that. We must completely get used to exchange cause and effect compared with the way of judging matters in the everyday life. If we look now with the glance of the seer at the life of this soul, something stupefying becomes apparent to us that at the same time lights up the divine-spiritual secrets of the world. Not long after the boy's death, the whole aura of the Dornach construction changed. While I say this, I say something to you that is connected with my experiences. If anybody himself has to work for the Dornach construction of the Anthroposophical Society, if one has to instigate what is to be carried out there, then one knows what one has to thank the supporting forces for working from such an aura into one's soul. Since those days, the still unused etheric body of the boy is really connected with the aura of the Dornach construction. After the human being has taken off his etheric body, he goes on with his ego and astral body; this is something different. But the etheric body if it is taken off at such a tender age has forces in itself which could still have supplied the physical body and its life for decades. Now these forces have gone unused through the gate of death. They are taken off after some days. These forces just co-operate with the aura of our construction. One is not allowed to say that it is the soul itself of this individuality, but it is the unused etheric body. Nothing gets also lost in the spiritual world. The physicist knows that nothing of physical forces gets lost that the forces only change. Also in the spiritual world we have to look for transformed forces, unused etheric forces which ascend from early-deceased human beings to the spiritual world. We approach these matters if we observe them in concrete cases. That is why I may talk to you only about such concrete cases today. A dear anthroposophical friend (Sibyl Colazza) died before some weeks in Zurich after a life which had brought her some ordeals, and the karma of our movement brought it about that I had to speak at the cremation. The time from death up to cremation lasted from Wednesday at six o'clock p. m. until Monday at eleven o'clock a. m. This interval was a little longer than usual. That is why the separation of the individuality from the etheric body had already happened, while the cremation took place. Now the peculiar was that in the time, in which the soul had already separated from the etheric body during the days between death and cremation, the necessity arose to me to speak certain words before and after the obituary. My own ability of coining words had really to do a little with the way these words were coined. However, by identifying with the soul of that personality the necessity resulted to characterise this personality as if an inspiration came from her soul itself. The soul said as it were: coin your words, so that they characterise my soul.—But the soul was still unconscious. The words came not consciously from the soul, but from the being of this soul. I had to characterise her as she wanted not to mirror herself in selfish way, but as she appeared to herself if another soul looked at her. For this other soul the necessity arose to speak the following words at the beginning of the funeral speech and to coin each single word. The words had to be spoken as an address to the soul who had gone through the gate of death:
As I said, in the beginning and at the end of the funeral these words had to be spoken. Now, indeed, this soul was as it were like sleeping during the whole process, during the funeral ceremony. Then the cremation followed. Strangely enough the soul experienced a first flashing of consciousness, which later passed again, at the moment when, one cannot say the flame, but the heat seized the corpse. There one could say: now this soul has gone through the gate of death, it had taken off its etheric body, and it now appeared how such a soul looks back. In this retrospective view, the whole funeral ceremony stood before the soul, looking at the spoken words. Someone could see there the secret of time effectiveness for the soul, after it has gone through the gate of death. One could always have seen this in such a case. If one here in the physical body looks at something spatial and then leaves it, this object does not leave, but is left, and one can always look around—one sees that it is left. However, that does not hold true of something we experience in time in the physical life. There we have a memory picture of the events only. If one looks back after death at past events, they are left; one looks at the events like through space. Thus the words had been left; the soul looked back at them like at spatial things through the course of time. This is the way to look at the things of the Akasha Chronicle. Then a kind of sleeping state happened again. But particularly in this case it was rather clear that the fear of the materialistic soul is unfounded that the consciousness of the soul is reduced when it goes through the gate of death. We do not have no consciousness or not enough consciousness after death when we sink in a kind of sleeping state, but we have too much consciousness. When we have taken off the etheric body, when the life tableau is taken off, we are full of consciousness that blinds us at first, and the human being must orientate himself first.—I gave more details in my talks of the Vienna cycle The Inner Nature of the Human Being and Life Between Death and New Birth.—The soul orientates itself, while it looks back at its own earth-life and at its character in this earth-life. It has to orientate itself by means of self-knowledge. The force of orientation must take hold there, and then the abundant consciousness is reduced as far as the human being is able to endure it, depending on what he has gone through in his last incarnation. It is, actually, reducing the superabundance of consciousness to the degree which the human being can endure. But that may happen in stages. When the body was seized by the heat, the first flashing of real consciousness took place in the soul of this personality friendly to us. It appeared to me especially clearly in another case that the soul, when it has gone through the gate of death, wants to summarise its being. I said that you can experience these matters at every death, but I give you typical examples of the most recent time. It appeared to me with quite particular clearness in another case when a friendly personality, after it had reached higher years, has gone through the gate of death. During the last years which it lived through on earth it was given away with all feelings in a rare way to the impulses of spiritual science. It felt the details of spiritual science more than it grasped them with the mind, that it united with its soul the kind of feeling which gives not a theoretical, but a true view of spiritual science. Shortly after the hour of death, while the soul experienced the life tableau with its etheric body, it tried now to grasp its self where it had taken off its body. This process seemed likewise to ray forth to me, and I identified with it. I had then to note words shortly after death, when the soul was still united with the etheric body, which I have also not coined with the help of my human knowledge. These words are nothing else than a reproduction of that what the soul worked internally in itself to summarise what it had been able to get from spiritual science and came to an internally complete self-awareness that way. There the words sounded from the soul which I had to speak then also, following an inspiration, before and after the funeral speech. You will immediately notice the great difference to the whole tone of those words I gave for the other personality before.
The soul speaks of itself as “I.” In the former case, the considering soul had to characterise the other soul interchanging with it. In this case, the considering soul had nothing else to do than to transport itself completely into the soul which still tried to grasp, enriched by spiritual science, with the forces of the etheric body to become clear that it has now to orientate itself in the spiritual world. These are cases again in which one realises that the human being, after he has gone through the gate of death, is dependent on looking back at himself in self-knowledge. One could see clearly that somebody who is still in the physical body can help the dead to formulate in words what works and weaves in him. Of course, the times, when the human being sees his weaknesses and mistakes, his sins, come later in the soul-world. But we have to retain: as much as death is feared now and again by those who are still in the body, death is something completely different seen from the other side in the retrospective view. Here in the physical life nobody can look so far back with his everyday human forces to the hour of his birth. Actually, nobody who does not have clairvoyant forces has the possibility to look at his entry into the world; only later the point in time up to which one can look back takes place. Just the reverse is the case with that birth for the spiritual world which we call death. The human being looks at this point in time permanently in the life between death and new birth. This moment belongs to the most marvellous, greatest at which one can generally look in the spiritual world. Death is always an immediate proof of the fact that the spirit incessantly celebrates his victory over the physical nature. And you experience this in yourself. That is why the soul wants to experience that which one can be also really in the soul after death. Hence, it is a help if a soul living in the body expresses that in words what the soul strives for, so that the soul clearly sees itself with the best it has before its own spiritual view after it has gone through the gate of death. I just could see in this case that such words came to me with an internal necessity which referred to the soul in question when I had to speak at the funeral and did not speak out of arbitrariness, but obeyed the divine voice which told me what I had to do. In still another case that appeared to me by the karmic course of the last times, when one of our friends died as young man who gave rise to great hopes just for our movement. He died in the thirtieth year of his life. On the 26th February he would have been thirty years old, he died shortly before. This friend, our dear Fritz Mitscher, has been somebody who was able to summarise that spiritual-scientifically what he had gained in learning—he had a disposition to scholarship,—with infinite, sacrificing devotion, and thus, indeed, he stood before something our movement needs so much: taking up our extensive science in oneself, so that one penetrates it spiritual-scientifically and reports it spiritual-scientifically, so that one stands completely on the ground of the scientific present. He was well prepared for that. Even if now the karma runs a way that such souls go early through the gate of death, this has its significance in the whole world course. Like in the other cases—because I was urged just by karma to speak at the funeral,—it was there also that I had to speak words in the beginning and at the end of the funeral speech which had to be spoken again in the same manner, transporting myself into the soul's being, so that I coined the words again not arbitrarily, but grasped them in the lively being together with the deceased. There I had to say then:
Already in the next night I could experience that the following sounded from this soul from the spiritual realm:
I assure you, when I had written down these verses, I did not think, not in the least, that in both stanzas each “you” can be transformed to “me,” each “your” to “my.” I took notice only, when both stanzas sounded back from the other soul like an answer in the next night. So that the stanzas could just remain, only the second person was replaced by the first person. I mention this, because a heart understanding can arise to us that in the future of the human development the possibility remains to speak from soul to soul, when the mouth is no longer the tool. In the same way we get answer here for the everyday life from the mouth of the other soul, it was here at an example where the soul gave answer still even from the unconscious of its being, saying as it were: I have now understood, because it was to me really that way in life; now I understand what I have aimed at in life, after I have taken off my body. It does not only depend on the fact that we take up concepts, ideas and mental pictures of the spiritual worlds, but that we live in a certain life, in a certain way of life as human beings, while we go as human beings of the fifth post-Atlantean culture-epoch towards the sixth and seventh culture-epochs. It depends on the fact that the chasm is bridged really which separates the living human beings from the so-called dead that humankind becomes one more and more not only in so far as it is incarnated in the body, but also as it has taken on those forms of existence which the human being lives through between death and new birth. Spiritual science has not only to bring that to humankind, but for the life which the earth needs for the rest of this post-Atlantean development, spiritual science is the first, I would like to say, still stammering attempt, because what can be given in spiritual science is basically only a stammering compared to that what future generations experience of spiritual science. My account tried to make that comprehensible by the force of heart what we can think about the relations of life and death, referring today to spiritual science facing life, so that you get another understanding than the head understanding, the lively heart understanding which we seek for, actually, through the spiritual-scientific deepening. That is the task of the fifth post-Atlantean culture-epoch. The sixth and the seventh epochs follow it. However, you understand only what is to be defended as Central European culture if you just feel this Central European culture intimately connected with that which must be gained in the fifth culture-epoch for humankind. Something may then begin from that which I have mentioned in the beginning of this consideration: a widening of the view beyond that what our destiny-burdened times have in their lap. In the East, a kind of human life prepares which will be significant for the future. You only need to read up about that in the series of talks about the mission of the folk-souls2 I held once in Kristiania (= Oslo). But totally different from the soul kind which is just that of the Central European is already the soul kind of the Eastern European not to speak at all of the Far Eastern—totally different. We have already to get on by that what spiritual science should be for us to create an open spirit eye for such things. What is often told that once the Varangians were invited by the Russian-Slavic population that they would have said to them: we have a nice country, but we have no order, come to us and make order. Arrange something like a state for us. What is told sentimentally as a starting point of the Russian history is nothing else as a legend without any historical background. This has never taken place that way. In truth, these Varangians came into the country as conquerors and were not called really. Nevertheless, what is told in history has more significance, even more than it would have if it corresponded to a historical truth. Because it means something prophetic, something really prophetic, something that has not yet happened that happens, however, in future. What should develop in the East, has to develop so that the abilities of the eastern peoples are used to take up what the western civilisation has created, and to process it in itself to get fertilised with that which the West has created. This is the task of the eastern peoples in future. One can just characterise the nature of the Russian eastern nation briefly. When we look at the real nation—not at that dishonest society which now governs the Russian nation,—then we have to be aware of the fact that the Russian soul has an immense lot of talents that it is gifted as it were for everything; but just while it unfolds its mission in the world human development more and more, will appear that something can be there in humanity what one can call: talent without productive power. The talent will still become greater and greater. That, however, what distinguishes, for example, the Central European, that he has combined his talent with the spiritual force that he produces that “for him whose striving never ceases ...” and lives intimately with his folk-soul. He wants to produce that what he wants to understand at the same time what is there so splendid in Fichte's philosophy where the ego to understand itself wants to produce itself perpetually—one will see only later which significance this philosophy has,—just that what distinguishes Central Europe. The opposite of that is in existence in Russia, in the east of Europe. These Russian souls are receptive first of all: they have the biggest gift for taking up, and if one speaks of productiveness, one is mistaken. They have a vocation to develop talents without productiveness. Today even the concept is difficult to grasp because something like that has not yet existed in the development, but has to develop only bit by bit. In future it happens that from the East over here to the West the call goes out: we have a nice country, but no order—for disorder increases more and more,—come and make order.—Central Europe has a vocation to bring spiritual productiveness to the East. What happens now means that they defend themselves unreasonably against that which must still happen in future. One wants to crush that to which once one will have to come and say: come to us and make order.—It is thus in the historical evolution of humanity that that is thrown back mostly, pushed back mostly what one has to long for in the end. The biggest misfortune would be that the east of Europe, if Russia were victorious in this process. That would not be the biggest misfortune for Central Europe, not at all, but for Russia herself, the biggest misfortune, considered internally, because this victory would have to be cancelled again. This victory could not last with its effects. Thus we stand before the tragic moment of the historical evolution of humanity that the East defends itself against something it will long for in future, will long for with all its forces. Because it would experience an entire decline if it could not be fertilised by the spiritual life of the directly bordering West. In the further course of its culture this West has to produce a lively cultural life, not only idealism, but lively cultural life. This lively cultural life will be like a spirit sun which moves from the West to the East, opposite to the movement of the sun. The external Russian human being will see more and more how little he is able to do by himself how he is dependent on arranging himself really in the whole evolutionary process of humanity; how he commits the biggest sin assaulting the west-European culture. I would like to say we could feel strange pre-flashes of it. Something appeared in this East that was impossible in the West: the so-called world view of the discalced friars,3 a type of philosophy of the discalced friars which has quickly spread over big circles, while it was not there some years ago at all. Being discalced! The world view of those who make the absolute unbelief in human beings and humanity a philosophy, because they cannot believe that the human being is really something different than that what there walks around between birth and death under tribulation and fright, that the words liberty, fraternity, compassion and love are empty phrases, and that the only wise one is who walks as a pilgrim barefoot through the world, who the whole culture, the whole putrescent west-European culture—as the discalced friar says—feels as a big deception and regards the tattered clothing, the musty room and broad street as something through which the human being walks, when he forced himself to the discalced friars' world view. When a poet allows to express this discalced friars' world view by one of his persons with characteristic words, this must touch us quite strangely who always try to find out that of the Central European world view which can kindle the light of the future for the human beings. If a poet allows to express a person that what is, however, basically a kind of a summary of the discalced friars' world view and their philosophy how does it seem to us? ”Yes what does this person mean to you? Do you understand? He collars you, quashes you under the nails like a fleeing! Then you may feel sorry for him ... Certainly! Then you may manifest your whole stupidity to him. He will stretch you on seven instruments of torture for your compassion; he wraps your intestine over the hand and pulls all your veins out of the body, an inch per hour ... Oh you ... Compassion! Pray to God that one may thrash you simply without any compassion, and finish ... Compassion ... Bah!” And Gorki of whom you have already heard something says to such words: “Cruel, but true,” while he returns now not only the world view of a poetic personality, as the poet expresses it, but he expresses his own world view which results for him as the consideration of the world. This is the world view of a discalced friar, a world view about which one can just talk like about other world views now in existence. It is the world view which has lost the possibility to come out of itself to something that rays light to life. It has to wait, until it is fertilised by this light, and then it can fulfil its mission in the human evolution. However, now it rebels against that what it just must do. One could experience many phrases in the world, but I say that from the most tragic feeling: Such phrases, as they were spoken by the most different parties in August 1914 on the war assembly of the Russian Duma, such a sum of phrases exceeds the peak of phraseology. Such a thing is only spoken when any lively productive force of the soul is exhausted. In the East one stands in reality in the eve of that what should become first, and unfolds a force that is opposite to that what will once make this East great. We in Central Europe have to say to ourselves: nevertheless, this East waits just for the spiritual wisdom which has to arise in the middle of Europe. My dear friends, try to transform that into feelings what I has suggested to you with grievous feelings, I would like to say, in single words that it can light up that what we are able to see as spiritual scientists with enlarged sensations and with which we should familiarise ourselves to understand the real necessity and also the contemporary historical necessity of the spiritual-scientific world view. Then we penetrate ourselves with thoughts which ascend from our souls to cosmic distances. Thoughts which meet then what works down from these spiritual worlds, when peace prevails on earth. Today I have shown you how the etheric bodies of those souls work which free themselves as unused etheric bodies from the souls, which could work still for years, still for decades here in the physical bodies, for the physical lives. The idea must become apparent to us how many such unused parts of etheric bodies ascend into the spiritual world—still except that what human beings going through the portal of death on the battlefields take with their individualities into the spiritual world. However, these etheric bodies represent a big sum of spiritual forces, those spiritual forces which should help forming a spiritual world view from the spiritual spheres which should seize humanity more and more. It is necessary that thoughts ascending from earthly human beings to the spiritual spheres meet these forces of the unused etheric bodies which are able to work down from the spiritual spheres. These human thoughts have to show understanding for the secret work of the spiritual world into which the forces of these unused etheric bodies are woven. However, this should be an encouragement for us that we penetrate ourselves with the profundities of spiritual science. Since these profundities stimulate thoughts in us which have an effect then more and more also in other human beings. Depending on what develops as destiny-burdened contents of our days, days full of peace will come when that what the souls have planted of spiritual science in themselves will ascend. It will meet the forces that have collected from the etheric bodies of those who went through the gate of death on the battlefields and flow down. Then this will happen what I would like to subsume in some words as a result of this spiritual-scientific consideration. If we are able to put the fruits of spiritual science in our time rightly, then that will happen what I would like to express in the words:
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186. Social and Anti-social Forces In The Human Being
12 Dec 1918, Bern Tr. Christopher Schaefer Rudolf Steiner |
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This objectifying of oneself, this freeing of oneself in the present from one's own past, this shelling-out of the Ego from its experiences, must be specially striven for in our present time. For the present has the tendency towards linking up the Ego more and more with its experiences. |
186. Social and Anti-social Forces In The Human Being
12 Dec 1918, Bern Tr. Christopher Schaefer Rudolf Steiner |
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The times themselves speak clearly enough, demanding that we should apply to the conditions and activities of these times those feelings and modes of thinking which we have acquired from our studies of Spiritual Science. Not only do outward circumstances speak clearly, but our conceptions of Spiritual Science also justify us in a certain way, especially in what we have to say today. In many of our basic ways of looking at the world, we have started from one fundamental fact of human evolution, from the fact that this evolution is accomplished by successive stages of which the most important and most related to us began with the great Atlantean Catastrophe, namely this Post-Atlantean Epoch. Four periods of it have passed by, while we are now living in the Fifth Post-Atlantean Period. This period of development, which began in the 15th century of our Christian era, is the one which we can designate as the period of the Spiritual or Consciousness Soul. Other soul forces have been especially evolved in other periods of civilization. In our civilization which has followed the Greco-Latin civilization from the first half of the 15th century, humanity must gradually develop the Spiritual Soul. The preceding period, which commenced in the 8th century B.C. and finished in the 15th century A.D., was pre-eminently the period in which humanity developed the Intellectual or Mind Soul. Now we need not give a full description of these cultural stages, but we will particularly look at what is a peculiarity of our age—this age which has comparatively few centuries behind it. Each age lasts on average about 2000 years. Therefore much remains to be done in this period of the Spiritual Soul. The task of humanity—of civilized humanity in this age of the Spiritual Soul—will be that of laying hold of the whole human being and making him entirely dependent on himself, of lifting into the full light of consciousness much of that which in earlier periods man felt instinctively and judged instinctively. Many present difficulties and much that is chaotic around us in our era, become quite explicable when one knows that the task of our era is to raise that which is instinctive to the plane of consciousness. What is instinctive in us happens to a certain degree by itself, but to achieve a conscious result one must make an inward effort, above all, to begin to think truly with one's whole being. Man tries to avoid this, he does not willingly take a conscious part in the shaping of world conditions. Here is a point over which many are indeed deceived today. Men today think the following: Well, today we live in the period of the development of thought. People are proud of the fact that there is more thinking nowadays than in the past. But this is an illusion—one of the many illusions in which humanity lives today. This comprehension on which people pride themselves today is mainly instinctive. Only when the instinctive nature which has appeared in the evolution of humanity and which so proudly speaks of thought—only when this instinctive nature becomes instead an active element, when the intellect does not depend merely on the brain but springs from the whole man, when it is separated from rationalism and is lifted to the plane of Imagination, Inspiration, and Intuition—only then will that gradually emerge which seeks to emerge in the Fifth Post-Atlantean Period, the period of the Spiritual Soul. That which meets man today and which is clearly indicated even in the worldly thought of the present epoch is something which one continuously needs to mention the appearance of the so-called Social Question. But he who has earnestly studied our anthroposophically oriented Spiritual Science will easily perceive that the essential impulse in the shaping of the social order (whether belonging to the State or not) must come from that which human beings can develop out of themselves, as it is this which regulates the relationship between people. Everything which the human being develops out of himself naturally corresponds to certain impulses which are ultimately found in our soul and spirit life. If one looks at the matter this way, one is able to ask: Must attention not then be directed above all to the social impulses or to the social instincts, movements or forces emerging in human nature? We can, if you like, call these social impulses, social drives; but we must keep in mind that they should not only be thought of as mere unconscious instincts since when we speak of social instincts today, we must take into account that we live in the age of the Consciousness Soul and that these drives seek to press up into consciousness. Now, if these things are to count for us, then we must find social impulses which seek to become reality. But in so doing we must recognize the terrible one-sidedness of our age, which should not of course be deplored, but which should be looked at calmly because it has to be overcome. Man has such a great inclination in our day to look at things one-sidedly. But a pendulum cannot swing from the central point out to one side without also swinging back to the other. Just as little as a pendulum can swing to one side only, can social impulses of men be expressed by only one side. This is because the social impulses are quite naturally opposed by anti-social impulses in the human being. Precisely because one finds social impulses or drives in human nature, one also finds the opposite. This fact must above all be considered. The social leaders and agitators, for example, live in the illusion that they need only spread certain ideas or need only appeal to a class of man who is willing and disposed (provided ideas are there) to help forward the social impulse. It is an illusion to act in this way, for in so doing one forgets that if social forces are working, then anti-social forces are also present. What we must be able to do today is to look these things straight in the face without illusion. It is only from the viewpoint of Spiritual Science that they can be looked at straightly without illusion. One is tempted to say that people are sleeping through the most important thing of all in life when they do not begin to look at life from the viewpoint of Spiritual Science. We must ask ourselves: What is the relation between people with regard to social and anti-social forces? We need to see that the relationship between people is fundamentally a complicated matter. When one person meets another, I would say we must look into the situation radically. Meetings of course point to differences which vary according to specific circumstances; but we must fix our eyes on the common characteristics, we must clearly see the common elements in the meeting, in the confrontation between one person and another. We must ask ourselves: What really happens then, not merely in that which presents itself to the senses, but in the total situation, when one person stands opposite another, when one person meets another? Nothing less than that a certain force works from one person to the other. The meeting of one with another leads to the working of a certain force between them. We cannot confront another person in life with indifference, not even in mere thoughts and feelings, even though we may be separated from them by distance. If we have any kind of relation to other people, or any communication with them, then a force flows between us creating a bond. It is this fact which lies at the basis of social life and which, when broadened, is really the foundation for the social structure of humanity. One sees this phenomenon most clearly when one thinks of the direct interchange between two people. The impression which one person makes on the other has the effect of lulling the other to sleep. Thus we frequently find in social life that one person gets lulled to sleepiness by the other with whom he has interchange. As a physicist might say: a “latent tendency” is always there for one man to lull another to sleep in social relationships. Why is this so? Well, we must see that this rests on a very important arrangement of man's total being. It rests on the fact that what we call social impulses, fundamentally speaking are only present in people of our present day consciousness during sleep. You are, in so far as you have not yet attained clairvoyance, really only penetrated by social forces when you are asleep, and only that which continues to work out of sleeping into waking conditions works into ordinary waking consciousness as a social impulse. When you know this, you do not need to be surprised when your social being seeks to lull you to sleep in your relationship with others. In the relationship between people the social impulse ought to develop. Yet it can only develop during sleep. Therefore in the relationship between people a tendency is shown for one person to dull the consciousness of the other so that a social relation may be established between them. This striking fact is evident to one who studies the realities of life. Above all things, our interchange with one another leads to dulling the consciousness of one another, in the interests of a social impulse between people. Of course you cannot go about continually asleep in life. Yet the tendency to establish social impulses consists in, and expresses itself by, an inclination to sleep. That of which I speak goes on subconsciously of course, but it nevertheless actually penetrates our life continuously. Thus there exists a permanent disposition to fall asleep precisely for the building up of the social structure of humanity. On the other hand, something else is also working. A perpetual struggle and opposition to falling asleep in social relationships is also present. If you meet a person you are continuously standing in a conflict situation in the following way: Because you meet him, the tendency to sleep always develops in you so that you may experience your relationship to him in sleep. But, at the same time, there is aroused in you the counter-force to keep yourself awake. This always happens in the meeting between people—a tendency to fall asleep, a tendency to keep awake. In this situation a tendency to keep awake has an anti-social character, the assertion of one's individuality, of one's personality, in opposition to the social structure of society. Simply because we are human beings, our soul-life swings to and fro between the social and the antisocial. And that which lives in us as these two forces, which may be observed between people communicating, can from an occult perspective be seen to govern our life. When we meet social arrangements and structures in society, even if these arrangements seem far-fetched from the seemingly wise consciousness of the present, they are still a manifestation of this pendulum between social and anti-social forces. The national economist may reflect upon what credit, capital and interest are. Yet even these things which make for regularity in social transactions are only outward swings of the pendulum between social and anti-social forces. The person who seeks to find healing remedies for these times must intelligently and scientifically connect with these facts. For how is it that social demands arise in our time? Well, we live in the age of the Spiritual or Consciousness Soul in which man must become independent. But on what does this depend? It depends on people's ability during our Fifth Post-Atlantean Period to become self-assertive, to not allow themselves to be put to sleep. It is the anti-social forces which require development in this time, for consciousness to be present. It would not be possible for mankind in the present to accomplish its task if just these anti-social forces did not become ever more powerful; they are indeed the pillars on which personal independence rests. At present, humanity has no idea how much more powerful anti-social impulses must become, right on until the 30th century. For men to progress properly, anti-social forces must develop In earlier periods the development of the anti-social forces was not the spiritual bread of humanity's evolution. There was therefore no need to establish a counter-force. Indeed none was set. In our day, when a person on his own account, for his individual self, must evolve antisocial forces, which are evolving because man is now subjected to this evolution against which nothing will prevail, there must also come about that with which man resists them: a social structure which will balance this anti-social evolutionary tendency. The anti-social forces must work inwardly so that human beings may reach the height of their development. Outwardly, in social life, structures must work so that people do not totally lose their outer connections in life. Hence the social demands of the present. They can in a certain sense be seen as the demand for a justified outer balance to the inward, essentially anti-social evolutionary tendency of humanity in the Fifth Post-Atlantean Epoch. From this you can see that nothing is accomplished by seeing things in a one-sided way. As men live nowadays, certain words (I will not say ideas or feelings), certain words have certain values. The word “anti-social” arouses a degree of antipathy. It is considered as something evil. Very well; we perhaps need not trouble ourselves whether it is considered good or bad, since it is quite necessary. Be it good or bad, it is connected with the necessary tendencies of evolution in our time. It is simply sheer nonsense to say that the anti-social impulses must be resisted, for they cannot be resisted. One must grasp the essential inner development of mankind in our time, understand the evolutionary tendency. It is not a matter of finding prescriptions for resisting the anti-social forces; but of so shaping, of so arranging the social order, the structure, the organization of that which lies outside of the individual, that a counter-balance is present to that which works as anti-social force within human beings. Therefore it is vital for our time that the individual achieves independence, but that social forms provide a balance to this independence. Otherwise neither the individual nor society can develop properly. In earlier periods there were tribes and classes. Our age strives against this. Our age is no longer able to divide people into classes but must consider them in their totality and create social structures which take this totality into account. I said yesterday in my public lecture that slavery could exist in the Greco-Latin Period; one was the master, the other the slave. Then men were divided. Today we have as a remnant just that which disturbs the working-man so much, namely that his power to work is sold; in this way something belonging to him is organized from outside. This must go; it is only possible to organize socially what does not integrally belong to the human being, such as his position or the function to which he is appointed, in short, something which is not an inner part of the individual. All this which we acknowledge with regard to the necessary development of social democracy is really so, and must be so understood. Just as no man can claim to do arithmetic if he has never learned his multiplication tables, so too he cannot claim to discuss social reforms and the like when he has never learned those things which we have just explained: namely, that socialism and anti-socialism exist quite concretely in the way described. People in some of the most important positions in society, when they begin talking about present social demands, often appear to those who know, as individuals who wish to begin building a bridge over a rushing stream without having the most elementary knowledge of mechanics. They may well be able to put up a bridge, but it will collapse at the first opportunity. It seems with social leaders or with those who look after social institutions, that their plans will be shown to be impossible; for the things of reality demand that we work with them, and not against them. It is therefore tremendously important that those things which form the backbone of our anthroposophical thought and consciousness should one day be taken seriously. One of the impulses which ensoul us in the sphere of our anthroposophical movement is that we, in a sense, carry into the whole of man's life that which most people apply only to youth. We sit on the “school-bench” of life long after we have become grey. This is one of the differences between us and others, who believe that at the age of 25, or sometimes 26, when they have finished lazying about with their education, that they are ready for the rest of life—at most there may still be some amusing additions to one's education. But when we approach the very nerve of Spiritual Science, we feel that the human being really must continue to learn throughout his whole life if he wishes to tackle the tasks of life. It is vital that we should be permeated with this feeling. If we do not get rid of the belief that people can master everything with the faculties they have developed up to their 20th or 25th year, that then one only has to meet in Parliament or some other forum to decide all affairs—as long as we do not get rid of this view, we shall never be able to establish healthy conditions in the social structure of mankind. The study of the reciprocal relation between the social and the anti-social is extremely significant for our time. Just this anti-social tendency is of the utmost importance to understand because it must make itself felt and must be developed in us. This anti-social spirit can only be held in balance by the social. But the social must be nursed, must be consciously cared for. And in our day this becomes truly more and more difficult because the anti-social forces are really in accord with our natural development. The social element is essential; it must be cherished. We shall see that in this Fifth Post-Atlantean Period there is a tendency to take no notice of the social in merely acting naturally. Rather it must be acquired consciously in working with one's soul forces, while formerly it was felt instinctively in man. What is necessary and must be actively acquired is the interest of man in man. This is indeed the backbone of all social life. It almost sounds paradoxical to say today that no clear conception of the so-called difficult ideas of economics can be gained if the interest of one for another does not increase, if people do not begin to compare the illusions which have sway in social life with present realities. One who really thinks about it recognizes the fact that simply by being a member of society one is in a complicated relation to others. Imagine that you have a $5 note in your pocket, and you make use of this $5 note by going shopping one morning, and you spend the full $5. What does it mean that you go out with a $5 note in your pocket? The $5 note is really an illusion—it is worth nothing in reality (even if it is metal money. At this point I do not want to discuss the theories of the Metalists and the Nominalists with regard to money; but even if it is metal money, it is still an illusion and of no real worth). Money is namely only a ‘go-between’. And only because in our day a certain social order exists, an order belonging purely to the State, therefore this $5 note which you have spent in the morning for different items is nothing else than an equivalent for so many days of labour of so many men. A number of men must have completed so many days of work, so much human labour must have flowed into the social order—must have crystallized itself into merchandise—in order for the apparent worth of the bank note to have any real value, but only at the command of the social order. The bank note only gives you the power to call into your service so much labour, or to put it another way, to command its worth in work. You can picture it in your mind: There I have a bank note, which assigns to me, according to my social position, the power over so many men. If you now see these workmen selling their labour hour by hour, as the equivalent value of that which you have in your purse as the $5 note, then you begin to get a picture of the real facts. Our relationships have become so complicated that we no longer pay attention to these things, especially if they do not concern us closely. I have an example which easily clarifies this. In the more difficult considerations of economics, in the areas of capital and interest and credit, things are quite complicated; so that even university professors and political economists, whose position should mean possession of adequate insight, really have no knowledge. Thus you can see that it is necessary to look at things correctly in these areas. Of course we cannot immediately take in hand the reform of the national economy, which has been forced into such a helpless condition by what is nowadays taught as political economy. But we can at least ask with respect to national education and other such matters: What must be done so that social life and forms are consciously established in opposition to anti-social forces? What is really required? I said that it would be difficult in our time for people to develop sufficient interest in each other. You do not have sufficient interest if you think that you can buy yourself something with a $5 note and do not remember the fact that this brings about a social relationship with certain other human beings and their labour-power. You only have an adequate interest when in your picture you are able to substitute for each apparent transaction (such as the exchange of goods for a $5 note) the real transaction which is linked with it. Now, I would say that the mere egoistic, soul-stirring talk of loving our fellow-men and acting upon this love at the first opportunity, that this does not constitute social life. This sort of love is, for the most part, terribly egoistic. Many a man is supported by what he has first gained through robbing his fellow-men in a truly patriarchal fashion, in order to create for himself an object for his self-love, so that he can then feel nice and warm with the thought, “You are doing this, you are doing that” One does not easily discover that a large part of the so-called love of doing good is a masked self-love. Therefore, the main consideration is not merely to think of what lies nearest to hand, thereby enhancing our self-love, but to feel it our duty to look carefully at the many-sided social structures in which we are placed. We must at first lay the foundations for such understanding. Yet few today are disposed to do so. I would like to discuss one question from the viewpoint of general education, namely: How can we consciously establish social impulses to balance those anti-social forces which are developing naturally within us? How can we cultivate the social element, this interest of man in man, so that it springs up in us—going ever further and deeper, and leaving us no rest? How can we enkindle this interest which has disappeared so pitiably in our age, the age of the Spiritual Soul? In our age true chasms have already been created between people. Men have no idea about the manner in which they pass one another by without in the least comprehending each other. The desire to understand the other in all his or her uniqueness is very weak today. On the one hand, we have the cry for social union; and on the other, the ever-increasing spread of purely anti-social principles. The blindness of people toward each other can be seen in the many clubs and societies which people form. They do not provide any opportunity for people to get to know one another. It is possible for men to meet one another for years and not to know each other better at the end than they did at the beginning. The precise need of the future is that the social shall be brought to meet the antisocial in a systematic way. For this there are various inner soul methods. One is that we frequently attempt to look back over our present incarnation to survey what has happened to us in this life through our relations with others. If we are honest in this, most of us will say: Nowadays we generally regard the entrance of many people into our life in such a way that we see ourselves, our own personalities, as the center of the review. What have we gained from this or that person who has come into our life? This is our natural way of feeling. It is exactly this which we must try to combat. We should try in our souls to think of others, such as teachers, friends, those who have helped us and also those who have injured us (to whom we often owe more than to those who, from a certain point of view, have been of use to us). We should try to allow these pictures to pass before our souls as vividly as possible in order to see what each has done. We shall see, if we proceed in this way, that by degrees we learn to forget ourselves, that in reality we find that almost everything which forms part of us could not be there at all unless this or that person had affected our lives, helping us on or teaching us something. When we look back on the years in the more distant past to people with whom we are no longer in contact and about whom it is easier to be objective, then we shall see how the soul-substance of our life has been created by the people and circumstances of the past. Our gaze then extends over a multitude of people whom we have known in the course of time. If we try to develop a sense of the debt we owe to this or that person—if we try to see ourselves in the mirror of those who have influenced us in the course of time, and who have been associated with us—then we shall be able to experience the opening-up of a new sense in our souls, a sense which enables us to gain a picture of the people whom we meet even in the present, with whom we stand face to face today. This is because we have practiced developing an objective picture of our indebtedness to people in the past. It is tremendously important that the impulse should awaken in us, not merely to feel sympathy or antipathy towards the people we meet, not merely to hate or love something connected with the person, but to awaken a true picture of the other in us, free from love or hate. Perhaps you will not feel that what I am saying now is extremely important—but it is. For this ability to picture the other in oneself without love or hate, to allow the other individual to appear again within our soul, this is a faculty which is decreasing week by week in the evolution of humanity. It is something which men are, by degrees, completely losing. They pass one another by without arousing any interest in each other. Yet this ability to develop an imaginative faculty for the other is something that must enter into pedagogy and the education of children. For we can really develop this imaginative faculty in us if, instead of striving after the immediate sensations of life as is often done today, we are not afraid to look back quietly in our soul and see our relationships to other human beings. Then we shall be in a position to relate ourselves imaginatively to those whom we meet in the present. In this way we awaken the social instinct in us against the anti-social which quite unconsciously and of necessity continues to develop. This is one side of the picture. The other is something that can be linked up with this review of our relations to others. It is when we try to become more and more objective about ourselves. Here we must also go back to our earlier years. Then we can directly, so to speak, go to the facts themselves. Suppose you are 30 or 40 years of age. You think, “How was it with me when I was ten years old? I will imagine myself entirely into the situation of that time. I will picture myself as another boy or girl of ten years old. I will try to forget that I was that; I will really take pains to objectify myself.” This objectifying of oneself, this freeing of oneself in the present from one's own past, this shelling-out of the Ego from its experiences, must be specially striven for in our present time. For the present has the tendency towards linking up the Ego more and more with its experiences. Nowadays man wants to be instinctively that which his experiences make him. For this reason it is so very difficult to acquire the activity which Spiritual Science gives. The spirit must make a fresh effort each time. According to true occult science, nothing can be done by comfortably remaining in one's position. One forgets things and must always be cultivating them afresh. This is just as it should be because fresh efforts need to continually be made. He who has already made some progress in the realm of Spiritual Science attempts the most elementary things every day; others are ashamed to pay attention to the basics. For Spiritual Science, nothing should depend on remembering, but on man's immediate experience in the present. It is therefore a question of training ourselves in this faculty—through making ourselves objective—that we picture this boy or girl as if he or she were a stranger at an earlier time in our lives; of bestirring ourselves more and more, of getting free of events, and of being less haunted at 30 by the impulses of a 10 year old. Detachment from the past does not mean denial of the past. We gain it in another way again, and that is what is so important. On the one hand, we cultivate the social instinct and impulses in us by looking back upon those who have been connected with us in the past and regarding our souls as the products of these persons. In this way we acquire the imagination for meeting people in the present. On the other hand, through objectifying ourselves we gain possibilities of developing imagination directly. This objectifying of our earlier years is fruitful insofar as it does not work in us unconsciously. Think for a moment: If the 10 year old child works on unconsciously in you, then you are the 30 or 40 year old augmented by the 10 year old. It is just the same with the 11, the 12 year old child and so on. Egoism has tremendous power, but its power is lessened when you separate the earlier years from yourself and when you make them objective. This is the important point on which we must fix our attention. The following pre-condition for social activity must be made clear to those people who raise social claims in unreasonable and illusory fashion: Understanding about how man can develop himself as a socially creative being must first be present in this period, when anti-social forces are growing ever stronger as part of human evolution. What will then have been achieved? You will discover the whole meaning of what I have now explained if you consider the following: In 1848 there appeared a social document which continues to work into the present day in radical socialism, and in Bolshevism. It was the Communist Manifesto of Karl Marx, which contains ideas which rule the thoughts and feelings of many working men. Karl Marx was able to dominate the labour world for the simple reason that he wrote and said what the working man thinks and understands, as a working man. This Communist Manifesto the contents of which I do not need to explain to you, appeared in 1848. It was the first document, the first seed in what has now borne fruit, after the recent destruction of opposing movements. This document contains one slogan, one sentence which you will often find quoted today by most socialist writers: “Workers of the world, unite!” It is a sentence which has run through many socialist groups. What does it express? It expresses the most unnatural thing that could possibly be thought today. It expresses an impulse for socializing, for uniting a certain mass of people. On what is this uniting, this union, to be built? Upon its opposite, upon the hatred of all those who are not members of the working class. This associating, this banding together of people is to be brought about through splitting up and separating mankind into classes. You must ponder this, you must think about the reality of this principle which is a genuine illusion, if I can use this expression, and which has been adopted in Russia, now in Germany and the Austrian countries, and which will eat its way further and further into the world. It is so unnatural precisely because, on the one hand, it shows the necessity of socializing, but on the other it builds this socialization out of the anti-social instinct of class hatred, and class opposition. However, these things need to be considered from a higher perspective, otherwise we shall not get very far; above all, we shall not be able to participate in the healthy development of mankind in the present. Nowadays Spiritual Science is the only means of seeing things truly in their totality; it is the only means for understanding our time. Just as one is adverse to entering into the spirit and soul foundations of man's physical constitution, so one also avoids, out of fear and lack of courage, studying those things in social life which can only be understood out of the Spirit. People are afraid, cover their eyes and put their heads in the sand like ostriches when they are confronted by real and important things. Of what does human interchange in fact consist? As we have seen, it consists of one person trying to put the other to sleep, while the other tries to resist and stay awake. This is the archetypal phenomenon of social science in Goethe's sense. This archetypal phenomenon points to something which mere material thinking cannot grasp; it points to that which can only be understood when one knows that in human life one is not only asleep during sleep—when we slumber along for hours, oblivious to the world—but the same applies to daily waking life, where the same forces which lead to sleep and wakefulness also play into the social and anti-social forces of man. All thinking about social forms can bear no fruit if we do not make the effort to take these things into account. With this in mind, we must not be blind to the events taking place in the world, but must carefully watch what is coming to pass. What, for example, does the socialist of today think? He thinks that he can invent socialist slogans and call to men from all countries—“Workers of the world, unite!” and by so doing, establish a sort of international Paradise. This indeed is one of the greatest and most fatal illusions. People are not abstract, but concrete. Fundamentally, the human being is individual. I have tried to make this clear in my Philosophy of Freedom, in contrast to the relativism of Neo-Kantianism and socialism. Men are also different according to their groupings over the world. We will discuss one of these differences so that we may see that it is not possible to simply say:—“You begin in the West, and carry out a certain social system, then you go to the East and then home again, as if taking a world tour.” But the attitude of taking a world journey lives in those who wish to spread socialism over the whole earth. They look upon the earth as a globe on which they, by starting in the West, can eventually arrive in the East. But people on the earth are different—and exactly in this difference dwells an impulse which is the motive force of progress. You can see how, in this way, provision is made for the Consciousness Soul through birth and heredity. This actually comes to expression in the English-speaking people of today. They are organized for the Consciousness Soul through their blood, their birthright, and their inherited faculties. Because the English-speaking peoples have been especially prepared for the cultivation of the Consciousness Soul they are, in a way, representatives of the fifth Post-Atlantean period. People are thus differentiated according to where they live and how they are constituted. The Eastern peoples must effect and represent the true development of humanity in another way. Beginning with the Russian people, and passing on to the people of the Asiatic countries—one finds an opposition, a revolt against the instinctive elements natural to the evolution of the Consciousness Soul. The people of the East wish to save the soul treasure of intellectuality of the present age for the future. They do not want it to be mixed with experience, but wish to liberate and preserve it for the next period. During this period, a true union can take place between the human being and the evolved Spirit Self. Thus, if the characteristic force of our present period is in the West, and can indeed be best cultivated as a quality among the English-speaking peoples, the people of the east, out of their national inheritance, seek to prevent the coming-to-pass in their souls of that which is most characteristic of the present period—so that it may develop in them as a germ for the following period, which begins with the 30th century. From this we can see the fact that certain laws prevail in human life, and in human evolution. In the realm of nature people are not surprised that they cannot burn ice, that a regular law underlies this phenomenon. But with the social structures of humanity, people fancy that the same social form, based on the same social principles, can, for example, be made to work in Russia, as in England, Scotland, or America. This is impossible, for the whole world is organized by underlying principles so that one cannot simply create identical forms at will all over the globe. This is a point which we must not forget. In the Central European countries there is a middle condition of affairs. There, it is as if one were in a balanced condition, between the extremes of the East and the West. Looked at in this way, we see the Earth population divided into three parts. You cannot say: “Workers of the world, unite!” For the workers are of three sorts, are three varieties of people. Let us look at the people of the West again. We find a special disposition, a special mission for all who speak English by nature (single cases may be different)—a disposition for the cultivation of the Consciousness Soul. This disposition expresses itself in not detaching from the soul its characteristic quality of intelligence, but connecting this intelligence naturally, instinctively, with events in the world. To naturally, even instinctively, place oneself in the life of the world as a consciousness soul individual is the task of the English-speaking people. The expanse and greatness of the British Empire rests on this quality. Indeed herein lies the original phenomenon behind the expansion of the British Empire—that which is hidden in the impulses of its people exactly coincided with the inner impulses of the age. In my lectures on the European folk souls, you will find what is essential in this matter. Much is contained in this series of lectures which were given long before the war, but which provide material for judging this war-catastrophe objectively.1 Now, the very capacities connected with the evolution of the Consciousness Soul give the English-speaking peoples a special genius for political life. One can study how the political art of dividing society and creating social structure has spread from England to those countries where things have remained backward, where the remnants of the fourth Post-Atlantean period have remained. This influence has spread even to the division of Hungarian society, to this Turanian member of the European peoples. It is only from the English heritage that a foundation for the political thinking of the fifth Post-Atlantean period can come. The English are specially suited to the realm of politics. It is of no use to pronounce a judgment on these things, the necessities of the case alone do so. One may feel sympathy or the opposite—that is a private affair. Objective necessity determines the affairs of the world. It is important that these objective necessities shall be clearly placed before us at this time. Goethe, in his Legend of the Green Snake and the Beautiful Lily, has treated the forces of the human soul as three members, or forces; Power, Appearance, and Knowledge or Wisdom—or, as the Bronze King, the Silver King and the Golden King. Many remarkable things are spoken of in this legend, regarding the governing relationships which are being prepared for the present and which will live into the future. We can point out that what Goethe symbolizes by the Bronze king, the force of Power, is that which spreads over the world through the English-speaking peoples. This is necessary because the culture of the Consciousness Soul coincides with the special qualities of the British and American peoples. In the Central European countries, which are now in such a state of chaos, there is an unmistakable equilibrium between the Leaning of the intellect toward the Consciousness Soul, and the desire to be free from it; there, sometimes one prevails, sometimes the other. None of the Central European nations is really suited for political life. When they desire to be political, they are disposed to lose contact with reality. Whereas the political thinking of the Anglo-American nations is firmly anchored in the soul, in the Central European countries, it is not, for the second soul force dominates—Semblance and Appearance. However, the people of the Central European countries manifest an intellectuality of special brilliance. Compare anything that the English-speaking people have to say about the nature of thinking—and you will find the thoughts strongly linked to solid earth-realities. But if you take the brilliant feats of the German mind—you will find that they are more an aesthetic shaping of thoughts, even if the aesthetic shaping has a logical form. It is especially noticeable how one thought leads to another so that thoughts of value appear in dialectical form, shaped by an aesthetic will. If one wishes to apply this to solid earth-realities—if one wishes by this means to become a politician—then one easily becomes untrue; one easily falls into a so-called dreamy idealism which seeks to establish united kingdoms, with decade-long calls for unity—but in the end sets up a mighty State by force. Never before has there been such a contrast in political life as the one between the dream of unity in 1848 and that which was really established in 1871.2 There you see the swing of the pendulum, the shift from that which really strives for aesthetic form, which can become untrue, an illusion, a dreamy picture when one wishes to apply it to politics. Here, there is simply no disposition for politics. When the Central European people become politicians they either dream or they lie. I should add that these things must not be discussed with sympathy or antipathy in order to accuse or to acquit. Rather, they must be said, because on the one hand they correspond with a need, and on the other with a tragedy. These are things that we must heed. And if we then look to the East, things are quite different again. We have seen that the German, if he wants to be political, falls into a dreamy idealism or, at its worst, into untruth. The Russian on the other hand becomes ill or actually suffers a death if he desires to be political. This may seem strange, yet a Russian person has a constitution which creates a disposition towards disease, towards death, with intensive political involvement. The Russian Folk Soul has absolutely no affinity with that quality in the English and American Folk Soul which creates a political capacity. But because of this, the East has the task of carrying the intellect separated from its natural connection with the world of sense experience into the future age of the Spirit-Self. One must therefore know how different abilities are spread among the people of the earth. This becomes visible in many areas. You have, for example, heard about the super-sensible experience called “The Meeting with the Guardian of the Threshold”. There are marked differences in this meeting with the Guardian. Where this meeting, this initiation, is effected entirely independent of nationality, then it is objective and complete. But when this initiation occurs through special groups or societies connected with a particular people or nation, then it is one-sided. The English-speaking peoples are those who, when not guided by higher spiritual leaders but by their own Folk Soul, are especially suited for bringing to the Threshold those spiritual beings who surround and accompany us in this world of Ahrimanic spirits, and whom we take with us when we approach the super-sensible world, if they have developed a certain liking for us. They then lead us primarily to an experience of the power of sickness and death. You will therefore hear it said by the greater number of Anglo-Americans initiated into the super-sensible Mysteries, that the first more important event in their cognition of the super-sensible world is the encounter with those powers expressing sickness and death. They learn to know this as an external, outward experience. If you turn to the Central European people what will you find, when those who are being initiated are not taken out of their nation and raised to universal humanity, but when the Folk Spirit co-operates with them? Then the first important experience which comes to our notice is a conflict between those spiritual beings who belong to higher worlds, to the other side of the Threshold, and certain other beings who are here in the physical world, on this side of the Threshold but who are invisible to ordinary consciousness. The Central Europeans will first become aware of this conflict. The experience of this conflict makes itself felt to the genuine seeker after truth in the Central European countries as a being penetrated with the powers of doubt. One becomes acquainted with all the powers of “many-sidedness”. In Western countries, there is a stronger inclination to be satisfied with exact truth; whereas in the Central European countries there is a tendency to immediately see the other side of the question. There, in the searching for truth, one trembles in the balance. Everything has two sides. One is regarded as a Philistine in Central Europe if one ventures a one-sided opinion. But this causes tragic suffering when nearing the Threshold. We must pay attention to this struggle which takes place at the Threshold, between spirits which belong only to the spirit world, and those belonging to the world of sense—this struggle which conditions all that calls forth doubt in man, this vacillation with regard to the truth. It is this experience of doubt which creates the European need to be trained in the truth—in philosophy—so as not to fall prey so easily to the generally recognized impulses of truth in society. When you turn to the Eastern countries—and the Folk Soul acts as sponsor at the initiation—then one primarily experiences the spirits that work upon human egotism. One sees all that gives rise to human selfishness. The Westerner who approaches the Threshold does not see this. Instead, he sees the spirits that permeate the world and humanity with sickness and death in the broadest sense, as injurious, destructive and degrading for humanity. The Neophyte of the East, however, sees all that comes forward to tempt man as selfishness. Therefore, the ideal which proceeds from Western initiation is making men healthy and keeping them healthy, and giving mankind the possibility of healthy development. In the East, on the other hand, there springs up, as instinctive knowledge in connection to a religious orientation toward initiation, a feeling of one's own insignificance when faced with the sublime powers of the spiritual world. The man of the East, when meeting the spiritual world, is shown how selfishness may be cured, and egotism destroyed because of its dangers. This is even expressed in the external character of people from the East. Much of the Eastern character which is inexplicable to people from the West arises precisely from what is expressed at the Threshold of the spiritual world. So we can see the differences in human qualities when we look at the inner development, the inner shaping of the psycho-spiritual development of humanity. It is important to keep this clearly in mind. In certain occult circles of the English-speaking people who were under the guardianship of the Folk Spirits, prophetic sayings could be found during the second half of the 19th century which referred to the things we have been discussing, things which are happening today. Think of what could have happened if the people of Europe, with the exception of those speaking English, had not stopped up their ears and blindfolded their eyes, so that their attention was directed from the truth of these things. I will tell you of a formula which was frequently repeated during the second half of the 19th century. The following was said:—“The State must be abolished in Russia, so that the Russian people may develop, for in Russia social experiments must be carried out, which could never be done in Western countries”. This might seem unsympathetic to non-English ears, but it contains a high degree of wisdom and insight. And he who can connect himself with these things so that he can believe in their efficacy as impulses in whose realization he can take part, this person is truly of the present age.3 Those who do not see the reality of these forces set themselves against the time. These matters must be clearly understood. It was, of course, the inevitable lot of Central and Eastern Europe to block their ears and blindfold their eyes to occult facts; to give no heed to them, to work on lines of mysticism, abstract teaching, and abstract intellectualism. But we are now in a time when this must cease. Pessimism and despair must not be created by such contemplations as these. Rather force, courage, and the will to help is needed. In this sense we should always remember that we do not work against, but rather with the issues of our time—out of the spiritual scientific impulse of the Anthroposophical Movement. Let us see to it that we do not sleep away our opportunities. Spiritual Science can lead us to the conscious cultivation of social faculties. It can, for example, show us the forces at work in the human being when he is free from the body, what he is experiencing between going to sleep and awaking. But more importantly it can give us a direction in conscious waking life for developing social capacities. We of course cultivate the powers most necessary for our age when we are consciously thinking about those things which can only forcefully penetrate into our soul during waking hours. We could not develop, we would be powerless, if we only had to evolve during sleep. It is for our waking life that the following is therefore important. Two powers are working in the present. One is the power which since the Mystery of Golgotha has worked in different metamorphoses through the ensuing periods of earth evolution as the Christ Impulse. We have often said that just in our age a reappearance of the Etheric Christ will take place. This reappearance of the Christ is indeed not far off. That He is coming again is no cause for pessimism, nor should it give rise to a nebulous longing and a desire for soul-warming, self-seeking, theosophical theories. The Christ Impulse has various forms, but in His present form He wishes to help humanity realize that spiritual wisdom now being revealed by the spiritual world. This wisdom wants to be realized and the Christ Impulse will be a help in this realization. It is on this realization that all depends. At this critical moment humanity is faced with a momentous decision. On the one side stands the Christ Being, calling us of our own free will to do what we have been speaking about today, to consciously and freely receive the social impulses which can heal and help humanity. Freely, to receive them. Therefore, we do not unite ourselves on those levels where hatred forms a foundation for love as in the cry, “Workers of the world, unite!” But we unite by striving to realize the Christ Impulse, by doing those things which are the will of Christ for this age. Opposed to this will stands the adversary who is called in the Bible “the unrighteous Prince of this World”. He makes his presence known in various ways. One of these ways is to take those forces which allow us as free beings to serve that which we have been talking about today, to take this force of free will and to place it at the service of the physical. This adversary, the Prince of this world, has various instruments; for example, hunger and social chaos. By this means, through external compulsion, and physical measures, the force of free will is subverted to the service of apparent necessity. See how humanity today shows that it will not of its own free will turn to a truly social life, and to a recognition of true progress for mankind. It wishes to be compelled. And yet, this compulsion has not even led people to make the basic distinction between the Spirit of the super-sensible world, the Christ Spirit and the adversary, the unrighteous Prince of this world. Look at this situation and see if this does not explain why in so many places today men oppose and struggle against the acceptance of any true spiritual teaching, against true spiritual deeds, and against Spiritual Science. They are possessed by the unrighteous Prince of this world. Now think for a moment; think how you of your own free will turn to spiritual life; think humbly of yourselves, but also earnestly and strongly as the missionaries of the Christ-Spirit today, who have to combat the unrighteous Prince of this world, who lays hold of all those who unconsciously allow themselves to use forces out of the future to realize their own aims. If you think of yourselves in this light there is no room for pessimism—indeed it leaves you no time for a pessimistic view of the world. It will of course not shut your eyes and ears to that which has happened, sometimes in a terrible manner—and which is tragic to behold in its true form. But you will preeminently keep the following before your souls—“I am, in any case, called to look at everything without illusion; I must be neither pessimistic nor optimistic, so that forces may awaken in my soul which give me the power to aid the free development of the human being, to contribute to human progress in the place and situation where I am”. Even if the faults and tragedies of the age are very visible to Spiritual Science this should not be an incitement to pessimism or optimism, but rather a call to an inner awakening so that independent work and the cultivation of right thinking will result. For above all things, adequate insight is necessary. If only a sufficient number of people today were motivated to say, “We absolutely must have a better understanding of things”; then everything else would follow. It is just in regard to social questions that there is a need to consciously strive for insight and understanding. The development of the will activity is planned for, it is coming. If we in daily life would only wish to educate ourselves about social issues, and develop new social ideas, then (according to an occult law), each of us would be able to take another human being along. Each one of us can therefore work for two if we have the will. We could achieve much if we had an earnest desire to acquire insight at once. The rest would follow. It is not so bad that not many people can do much about the situation of society today, but it is incredibly sad if people cannot at least make up their minds to become acquainted with the social laws of Spiritual Science. The rest would follow if serious study would take place. This is what I have desired to communicate to you today regarding the importance of knowing and recognizing certain things about the social situation of the present, and how such a recognition can lead to a life impulse for the future. I hope we will again have the opportunity of speaking together about the more intimate aspects of Spiritual Science.
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254. The Occult Movement in the Nineteenth Century: Lecture II
11 Oct 1915, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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And Schelling had the courage to declare not only the ego's content of ideas to be divine, but the whole human spirit-personality. He not only made the human Reason divine, but the content of human life a divine, personal entity. |
When we say, ‘a body rolls further because another has struck it’, we form such an idea from out of our ego. We strike a body and it rolls on. If we see that a ball moves towards another and this other rolls on further, we think of the striking of the second by the first as analogous to the striking effect which we ourselves exercise. |
254. The Occult Movement in the Nineteenth Century: Lecture II
11 Oct 1915, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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On this occasion I should like to be allowed to include certain personal references among matters of objective history, because what must be added to the subject dealt with in the lecture yesterday is necessary for our study today and after careful consideration I believe it is right to include more details. I want, first of all, to speak of a particular experience connected with our Movement. You know that outwardly we began by linking ourselves—but outwardly only—with the Theosophical Society and that we founded the so-called German Section of that Society in the autumn of 1902, in Berlin. In the course of the year 1904 we were visited in various towns of Germany by prominent members of the Theosophical Society, and the episode from which I want to start occurred during one of these visits. The first edition of my book Theosophy had just been published—in the spring of 1904—and the periodical Lucifer-Gnosis was appearing. In that periodical I had published articles dealing with the problem of Atlantis and the character of the Atlantean epoch. These articles were afterwards published as a separate volume entitled Unsere atlantischen Vorfahren (Our Atlantean Forefathers).1 The articles contained a number of communications about the Atlantean world and the earlier, so-called Lemurian epoch. Several articles of this kind had therefore already appeared, and just at the time when the members of the Theosophical Society were visiting us a number of the periodical containing important communications was ready, and had been sent to subscribers. A member highly respected in the Theosophical Society had read these articles dealing with Atlantis, and asked me a question. And it is this question which I want to mention as a noteworthy experience in connection with what was said in the lecture yesterday. This member of the Theosophical Society, who at the time of its founding by Blavatsky had taken part in most vital proceedings, a member, therefore, who had shared to the full in the activities of the Society, put the question: “By what means was this information about the world of Atlantis obtained?”—The question was very significant because until then this member was acquainted only with the methods by which such information was obtained in the Theosophical Society, namely, by means of a certain kind of mediumistic investigation. Information already published in the Theosophical Society at that time was based upon investigations connected in a certain respect with mediumship. That is to say, someone was put into a kind of mediumistic state—it could not be called a trance but was a mediumistic state—and conditions were established which made it possible for the person, although not in the state of ordinary consciousness, to communicate certain information; about matters beyond the reach of ordinary consciousness. That is how the communications had been made at that time and the member of the Theosophical Society in question who thought that information about prehistoric events could be gained only in this way, enquired what personality we had among us whom we could use as a medium for such investigations. As I had naturally refused to adopt this method of research and had insisted from the outset upon strictly individual investigation, and as what I had discovered at that time was the result entirely of my own, personal research, the questioner did not understand me at all, did not understand that it was quite a different matter from anything that had been done hitherto in the Theosophical Society. The path I had appointed for myself, however, was this: To reject all earlier ways of investigation and—admittedly by means of super-sensible perception—to investigate by making use only of what can be revealed to the one who is himself the investigator. In accordance with the position I have to take in the spiritual Movement, no other course is possible for me than to carry into strict effect those methods of investigation which are suitable for the modern world and for modern humanity. There is a very significant difference, you see, between the methods of investigation practised in Spiritual Science and those that were practised in the Theosophical Society. All communications received by that Society from the spiritual world—including for example, those given in Scott-Elliot's book on Atlantis—came entirely in the way described, because that alone was considered authoritative and objective. In this connection, the introduction of our spiritual-scientific direction of work was, from the very beginning something entirely new in the Theosophical Society. It took thorough account of modern scientific methods which needed to be elaborated and developed to make ascent to the spiritual realms possible. This discussion was significant. It took place in the year 1904, and showed how great the difference was between what is pursued in Spiritual Science and what was being pursued by the rest of the Theosophical Society; it showed that what we have in Spiritual Science was unknown in the Theosophical Society at that time and that the Theosophical Society was continuing the methods which had been adopted as a compromise between the exotericists and the esotericists. Such was the inevitable result of the developments I described in the lecture yesterday. I said that seership gradually died away and that there remained only a few isolated seers in whom mediumistic states could be induced and from whom some information might be obtained. In this way, “Occult Orders”, as they were called, came into being, Orders in which there were, it is true, many who had been initiated, but no seers. Among the prevailing materialism these Orders were faced with the necessity of having to cultivate and elaborate methods which had long been in vogue, and instruments for research had to be sought among persons in whom mediumistic faculties—that is to say, atavistic clairvoyance—could still be developed and produce some result. In these circles there were far-reaching teachings and, in addition, symbols. Those, however, who wished to engage in actual research were obliged to rely on the help of persons possessed of atavistic clairvoyance. These methods were then continued in a certain way in the Theosophical Society, and the compromise of which I spoke yesterday really amounted to nothing else than that in the Lodges and Orders experiments were made whereby spiritual influences might be projected into the world. The desire was to demonstrate that influences from the spiritual world are exercised upon man. Procedures adopted in esoteric schools had therefore been brought into action. This attempt was a fiasco, for whereas it had been expected that through the mediums genuine spiritual laws prevailing in the surrounding world would be brought to light, the only result was that nearly all the mediums fell into the error of supposing that everything emanated from the dead, and they embellished it into communications alleged to have been made to them by the dead. This led to a very definite consequence.—If the older members among you will think back to the earliest period of the Theosophical Society and study the literature produced under its aegis, you will find that the astral world—that is to say, the life immediately after death—was described in books by Mrs. Besant which merely reproduced what is contained in Blavatsky's Secret Doctrine or was to be read in books by Leadbeater. This was also the origin of everything that was given out concerning man's life between death and a new birth. If you compare what is said in my book Theosophy about the Soul-world and the Spirit-world—to begin with, people were always trying to refute it but I think that today a sufficient number are able to think objectively on the subject—you will find very considerable differences, precisely because in regard to these domains too the methods of investigation were different. For all the methods of research employed in the Theosophical Society, even including those used for investigating the life of the dead, originated from the procedures of which I have spoken. So you see, what the Theosophical Society had to offer the world to begin with was in a certain respect a continuation of the attempt made by the occultists previously. In what other respect this was not the case we shall hear in a moment. Taken as a whole, however, it was a continuation of the attempt which, since the middle of the nineteenth century, had been the outcome of the compromise made between the exotericists and the esotericists, except that later on things were made rather more esoteric by the Theosophical Society. Whereas the previous attempt had been to present the mediums to the world, the members of the Theosophical Society preferred to work in their inner circle only and to give out merely the results. That was an important difference, for there people were going back to a method of investigation established as a universal custom by the various Orders before the middle of the nineteenth century. I bring this forward because I must sharply emphasise the fact that with the advent of our Spiritual Science an entirely new method, one which takes full account of the work and attitude of modern science, was introduced into the occult Movement. Now as I told you, the compromise reached between the exotericists and the esotericists to convince the materialistic world through mediums of all types that a spiritual world exists, had been a fiasco, a fiasco inasmuch as the mediums always spoke of a world which under the existing conditions simply could not be accessible to them, namely, the world of the dead. The mediums spoke of inspirations alleged to have been received from a world in which the dead are living. The situation was that the attempt made by the exotericists and the esotericists had not achieved the result they had really desired. How had such a state of affairs come about? What was the outcome of the remarkable attempt that had been made as a result of the compromise? The outcome was that initiates of a certain kind had wrested the power from the hands of those who had made the compromise. The initiates of the extreme left-wing had taken possession of the proceedings which had been countenanced in the way described. They acquired great influence, because what was obtained through the mediums did not spring from the realm of the dead at all, but from the realm of the living—from initiates who had put themselves either in distant or close rapport with the mediums. Because everything was brought about through these initiates and through the mediums, it was coloured by the theories of those who wished to get the mediums under their control. The desire of those among the exotericists and esotericists who had made the compromise was to bring home to men that there is indeed a spiritual world. That is what they wanted to impress. But when those who thought themselves capable of holding the guiding reins let them slip, the occultists of the extreme left-wing took possession of them and endeavoured by means of the mediums—if I may use this tautology—to communicate their theories and their views to the world. For those who had made the compromise for the good of humanity, the position was disastrous, because they felt more and more strongly that false teachings about the super-sensible were being brought into the world.—Such was the position in the development of occultism in the forties, fifties and even in the sixties of the nineteenth century. As long as deliberation still continued in the circles of honest occultists, the situation was sinister. For the further the occultists inclined to the left, the less were they concerned to promote that which alone is justifiable, namely, the universal-human. In occultism a man belongs to the “left” when he tries to achieve some ultimate goal with the help of what he knows in the way of occult teaching. A man belongs to the “right” in occultism when he desires that goal purely for its own sake. The middle party were in favour of making exoteric the esoteric knowledge needed in our time to promote the interests of humanity universal. But those who belong to the extreme “left” are those who combine special aims of their own with what they promulgate as occult teaching. A man is on the “left” to the extent to which he pursues special aims, leads people to the spiritual world, gives them all kinds of demonstrations of it, and instils into them in an illicit way, promptings that simply help to bring these special aims to fulfilment. The leading circle of modern initiates was faced with this situation. It was realised that the control had fallen into the hands of people who were pursuing their own special aims.—Such was the state of affairs confronting the esotericists and the exotericists who had made the compromise referred to. Then it was “heard”—the expression may not be quite exact but absolutely exact words cannot be found because one is dependent on external language and intercourse among occultists is different from anything that external language is capable of describing—it was “heard” that an event of importance for the further continuation of spiritual development on the Earth must be at hand. I can describe this event only in the following way.—In the research carried on by the individual Orders, they had preferred for a long time to make less use of female mediums. In the strict Orders, where it was desired to take the right standpoint, no female mediums were ever used for obtaining revelations from the spiritual worlds. Now the female organism is adapted by nature to preserve atavistic clairvoyance longer than the male organism. Whereas male mediums were becoming almost unknown, female mediums were still to be found and a great number were used while the compromise still held. But now there came into the occultists' field of observation a personality who possessed mediumistic faculties in the very highest degree. This was Madame H. P. Blavatsky, a personality very specially adapted through certain subconscious parts of her organism to draw a great deal, a very great deal, from the spiritual world. And now think of what possibilities this opened up for the world! At one of the most crucial points in the development of occultism, a personality appeared who through the peculiar nature of her organism was able to draw many, many things from the spiritual world by means of her subconscious faculties. An occultist who at that time was alert to the signs of the times could not but say to himself: Now, at the right moment, a personality has appeared who through her peculiar organic constitution can produce the very strongest evidence of ancient, traditional teaching existing among us in the form of symbols only. It was emphatically the case that here was a personality who simply because of her organic make-up afforded the possibility of again demonstrating many things which for a long time had been known only through tradition. This was the fact confronting the occultists just after the fiasco which had led to a veritable impasse. Let us be quite clear on the point: Blavatsky was regarded as a personality from whom, as out of an electrically-charged Leyden jar, the electric sparks—occult truths—could be produced. It would lead too far if I were to tell you of all the intermediate links, but certain matters of importance must be mentioned. A really crucial moment had arrived which I can indicate in the following way; although expressed somewhat symbolically, it is in strict accordance with the facts.—The occultists of the right-wing, who in conjunction with the middle party had agreed to the compromise, could say to themselves: It may well be that something very significant can be forthcoming from this personality. But those belonging to the left-wing could also say with assurance: It is possible to achieve something extremely effective in the world with the help of this personality!—And now a veritable battle was waged around her, on the one side with the honest purpose of having much of what the initiates knew, substantiated; on the other side, for the sake of far-reaching, special aims. I have often referred to the early periods in the life of H. P. Blavatsky, and have shown that, to begin with, attempts were made to get a great deal of knowledge from her. But in a comparatively short time the situation rapidly changed, owing to the fact that she soon came into the sphere of those who belonged, as it were, to the left. And although H. P. Blavatsky was very well aware of what she herself was able to see—for she was especially significant in that she was not simply a passive medium, but had a colossal memory for everything that revealed itself to her from the higher worlds—nevertheless she was inevitably under the influence of certain personalities when she wanted to evoke manifestations from the spiritual world. And so she always made reference to what ought really to have been left aside—she always referred to the “Mahatmas”. They may be there in the background but this is not a factor when it is a question of furthering the interests of humanity. And so it was not long before H. P. Blavatsky was having to face a decision. A hint came to her from a quarter belonging to the side of the left that she was a personality of key importance. She knew very well what it was that she saw, but she was not aware of how significant she was as a personality. This was first disclosed to her by the left-wing. But she was fundamentally honest by nature and after this hint had been given her from a quarter of which, at the beginning, she could hardly have approved, because of her fundamental honesty, she tried on her side to reach a kind of compromise with an occult Brotherhood in Europe. Something very fine might have resulted from this, because through her great gift of mediumship she would have been able to furnish confirmations of really phenomenal importance in connection with what was known to the initiates from theories and symbolism. But she was not only thoroughly honest, she was also what is called in German a “Frechdachs”—a “cheeky creature”. And that she certainly was! She had in her nature a certain trait that is particularly common in those inclined to mediumship, namely, a lack of consistency in external behaviour. Thus there were moments when she could be very audacious and in one of these fits of audacity she imposed on the occult Brotherhood which had decided to make the experiment with her, terms which could not be fulfilled. But as she knew that a great deal could be achieved through her instrumentality, she decided to take up the matter with other Brotherhoods. And so she approached an American Brotherhood. This American Brotherhood was one where the majority had always wavered between the right and the left, but at all events had the prospect of discovering things of tremendous significance concerning the spiritual worlds. Now this was the period when intense interest was being taken in H. P. Blavatsky by other Brothers of the left. Already at that time these left-wing Brothers had their own special interests. At the moment I do not propose to speak about these interests. If it were necessary, I could do so at some future time. For the present it is enough to say that they were Brothers who had their special interests, above all, interests of a strongly political character; they envisaged the possibility of achieving something of a political nature in America by means of persons who had first been put through an occult preparation. The consequence was that at a moment when H. P. Blavatsky had already acquired an untold amount of occult knowledge through having worked with the American Lodge, she had to be expelled from it, because it was discovered that there was something political in the background. So things couldn't continue. The situation was now extremely difficult, tremendously difficult. For what had been undertaken in order to call the world's attention to the existence of a spiritual world, had in a certain respect to be withdrawn by the serious occultists because it had been a fiasco. It was necessary to show that no reliance could be placed on what was being presented by Spiritualism, in spite of the fact that it had many adherents. It was only materialistic, it was sheer dilettantism. The only scholarly persons who concerned themselves with it were those who wanted to get information in an external, materialistic way about a spiritual world. In addition, H. P. Blavatsky had made it clear to the American Lodge on her departure that she had no intention whatever of withholding from the world what she knew. And she knew a great deal, for she was able to remember afterwards what had been conveyed through her. She had any amount of audacity! Good advice is costly, as the saying goes. What was to be done? And now something happened to which I have referred on various occasions, for parts of what I am saying today in this connection I have said in other places. Something that is called in occultism “Occult imprisonment” was brought about.2 H. P. Blavatsky was put into occult imprisonment. Through acts of a kind that can be performed only by certain Brothers—and are performed, moreover, only by Brotherhoods who allow themselves to engage in illicit arts—through certain acts and machinations they succeeded in compelling H. P. Blavatsky to live for a time in a world in which all her occult knowledge was driven inwards. Think of it in this way.—The occult knowledge was in her aura; as the result of certain processes that were set in operation, it came about that for a long time everything in this aura was thrown back into her soul. That is to say, all the occult knowledge she possessed was to be imprisoned; she was to be isolated as far as the outer world and her occultism were concerned. This happened at the time when H. P. Blavatsky might have become really dangerous through the spreading of teachings which are among the most interesting of all within the horizon of the Occult Movement. Certain Indian occultists now came to know of the affair, occultists who on their part tended strongly towards the left, and whose prime interest it was to turn the occultism which could be given to the world through H. P. Blavatsky in a direction where it could influence the world in line with their special aims. Through the efforts of these Indian occultists who were versed in the appropriate practices, she was released from this imprisonment within her aura; she was free once again and could now use her spiritual faculties in the right way. From this you can get an idea of what had taken place in this soul, and of what combination of factors all that came into the world through H. P. Blavatsky, was composed. But because certain Indian occultists had gained the merit of freeing her from her imprisonment, they had her in their power in a certain respect. And there was simply no possibility of preventing them from using her to send out into the world that part of occultism which suited their purposes. And so something very remarkable was “arranged”—if I may use a clumsy word. What was arranged can be expressed approximately as follows.—The Indian occultists wanted to assert their own special aims in opposition to those of the others, and for this purpose they made use of H. P. Blavatsky. She was given instructions to place herself under a certain influence, for in her case the mediumistic state had always to be induced from outside—and this also made it possible to bring all kinds of things into the world through her. About this time she came to be associated with a person who from the beginning had really no directly theosophical interests but a splendid talent for organisation, namely, Colonel Olcott. I cannot say for certain, but I surmise that there had already been some kind of association at the time when Blavatsky belonged to the American Lodge. Then, under the mask, as it were, of an earlier individuality, there appeared in the field of Blavatsky's spiritual vision a personality who was essentially the vehicle of what it was desired from India to launch into the world. Some of you may know that in his book People from the Other World, Colonel Olcott has written a great deal about this individuality who now appeared in H. P. B.'s field of vision under the mask of an earlier individuality designated as Mahatma Kut-Humi. You know, perhaps, that Colonel Olcott has written a very great deal about this Mahatma Kut-Humi, among other things that in the year 1874 this Mahatma Kut-Humi had declared what individuality was living in him. He had indicated that this individuality was John King by name, a powerful sea-pirate of the seventeenth century. This is to be read in Olcott's book People from the Other World. In the Mahatma Kut-Humi, therefore, we have to do with the spirit of a bold sea-pirate of the seventeenth century who then, in the nineteenth century, was involved in significant manifestations made with the help of H. P. Blavatsky and others too. He brought tea-cups from some distance away, he let all kinds of records be produced from the coffin of H. P. B.'s father,3 and so forth. From Colonel Olcott's account, therefore, it must be assumed that these were deeds of the bold pirate of the seventeenth century. Now Colonel Olcott speaks in a remarkable way about this John King. He says that perhaps here one had to do, not with the spirit of this pirate but possibly with the creation of an Order which, while depending for its results upon unseen agents, has its existence among physical men. According to this account, Kut-Humi might have been a member of an Order which engaged in practices such as I have described and the results of which were to be communicated to the world through H. P. Blavatsky but bound up with all kinds of special interests. These were that a specifically Indian teaching should be spread in the world. This was approximately the situation in the seventies of the nineteenth century. We therefore have evidence of very significant happenings which must be seen in a single framework when we are considering the whole course of events in the Occult Movement. It was this same John King who, by means of “precipitation”, produced Sinnett's books, the first one, Letters about the Occult World and, especially, Esoteric Buddhism. This book Esoteric Buddhism came into my hands very shortly after publication—a few weeks in fact—and I could see from it that efforts were being made, especially from a certain quarter, to give an entirely materialistic form to the spiritual teachings. If you were to study Esoteric Buddhism with the insight you have acquired in the course of time, you would be astonished at the materialistic forms in which facts are there presented. It is materialism in its very worst forms. The spiritual world is presented in an entirely materialistic way. No one who gets hold of this book can shake himself free from materialism. The subject-matter is very subtle but in Sinnett's book one cannot get away from materialism, however lofty the heights to which it purports to carry one. And so those who were now H. P. B.'s spiritual “bread-givers”—forgive the materialistic analogy—not only had special aims connected with Indian interests, but they also made trenchant concessions to the materialistic spirit of the age. And the influence which Sinnett's book had upon very large numbers of people shows how correctly they had speculated.4 I have met scientists who were delighted with this book because everything fitted in with their stock-intrade and yet they were able to conceive of the existence of a spiritual world. The book satisfied all the demands of materialism and yet made it possible to meet the need for a spiritual world and to acknowledge its existence. Now you know that in the further development of these happenings, H. P. Blavatsky wrote The Secret Doctrine in the eighties of the nineteenth century, and in 1891 she died. The Secret Doctrine is written in the same style as Esoteric Buddhism, except that it puts right certain gross errors which any occultist could at once have corrected. I have often spoken about the peculiar features of Blavatsky's book and need not go into the matter again now. Then, on the basis of what had come about in this way, the Theosophical Society was founded and, fundamentally speaking, retained its Indian trend. Although no longer with the intensity that had prevailed under the influence of John King, the Indian trend persisted. What I have now described to you was, as it were, a new path which made great concessions to the materialism of the age, but was nevertheless intended to show humanity that a spiritual world as well as the outer, material world must be taken into account. Many details would have to be added to what I have now said, but time is too short. I will go on at once to show you how our spiritual-scientific Movement took its place in the Movement which was already in existence. You know that we founded the German Section of the Theosophical Society in October, 1902. In the winters of both 1900 and 1901 I had already given lectures in Berlin which may be called “theosophical” lectures, for they were held in the circle and at the invitation of the Berlin Theosophists. The first lectures were those which ultimately became the book entitled, Die Mystik im Aufgange des neuzeitlichen Geisteslebens (translated into English with the title, Mysticism and Modern Thought). These lectures were given to a circle of Members of the Theosophical Society, of which I myself was not then a member. It must be borne in mind at the outset that one had to do with teaching that was already widespread and had led numbers of people to turn their minds to the spiritual world. Thus all over the world there were people who to a certain extent were prepared and who wanted to know something about the spiritual world. Of the things I have told you today they knew nothing, had not the slightest inkling of them. But they had a genuine longing for the spiritual world, and for that reason had attached themselves to the Movement in which this longing could be satisfied. And so in this Movement there were to be found persons whose hearts were longing for knowledge of the spiritual world. You know that in a grotesque and ludicrous way I was taxed with having made a sudden turn-about from an entirely different world-view which had been presented in my book Welt- and Lebensanschauungen im neunzehnten Jahrhundert.5 The first part had appeared in February 1900, and the second part in the following October. I was taxed with having suddenly changed sides and having gone over to Theosophy. Now I have often told you that not only had Sinnett's book, for example, come into my hands immediately after its publication, but that I had also had close associations with the young Theosophical Society in Vienna. It is right that you should understand what the circumstances were at the time, and I want also to give you a very brief; objective view of the antecedents of the German Section. There were people in the Theosophical Society who longed to know of the spiritual world, and I had given lectures in their circle. These were the lectures on Mysticism and the Mystics which I gave in a small room in the house of Count Brockdorff. At that time I was not myself a member. The preface to the printed volume containing these lectures is dated September 1901. In the summer of 1901 I had collected the lectures given the previous winter, into the book published in September 1901 under the title Die Mystik im Aufgange des neuzeitlichin Geistlebens.6 I will read the first lines of the preface to this book:
Now you can conceive why I had allowed the contents of lectures given in very different circles to find a place in an occult movement. In the first edition of the book Welt-and Lebensanschauungen im neunzehnten Jahrhundert, the following is contained in the chapter about Schelling I quote from the first edition, which was dedicated to Ernst Haeckel and was published in February, 1900. I will read a few passages from the book of which people have said that it sprang from a world-view quite different from that presented in the book on Mysticism.—
And referring further to Schelling, I say a little later:
This view of the world is not put aside.—And I say further:
This chapter of my book closed with the passage:
I was writing a history of world-views held in the nineteenth century. I could not go any further than this, for what prevailed at the time in advancing evolution were purely dilettante attempts which had no influence upon the progress of philosophical research. Such matters could not form part of this book. But Theosophy, in so far as it is carried into earnest thinking—that you find in the chapter on Schelling. The second part of the book, which deals, firstly, with Hegel, is dated October, two. It was then that I had just begun to give the lectures referred to, and in September, 1901, the book on Mysticism had already been published. Truly it is not for the sake of emphasising personal matters but in order to help you to make an unprejudiced judgment that I should like to refer you to a criticism of the book Welt- und Lebensanschauungen im neunzehnten Jahrhundert which appeared on 15th December, 1901 in the journal of the German Freethinkers' Alliance, The Free-Thinker. Here, after an introduction and a remark to the effect that there had been no readable presentation of the development of thought in the nineteenth century, it continues:
Quotation of the folllowing extract is made only in order to point out the good-will with which the book was received at the time:
Then, after an extract from the book, a remarkable statement follows and I must read it to you in full. The writer of this review regrets the absence of something in the book, and expresses this in the following words:
This was written in November 1901, shortly after I had begun to give the theosophical lectures in Berlin. It can truly be said that there was then a demand, a public demand, that I should speak about the aim and purpose of Theosophy. It was not a matter of arbitrary choice but, as the saying goes, a clear call of karma. In the winter of 1900-1901, I gave the lectures on Mysticism, and in that of 1901-1902 those dealing with the Greek and Egyptian Mysteries in rather greater detail. These lectures were subsequently printed in the book Christianity as Mystical Fact7 (published in the summer of 1902). The greater part of Mysticism and Modern Thought was at once translated into English, still before I was a member of the Theosophical Society. I could tell you a great deal of importance, but time does not permit of it now; it may be told another time. One thing, however, I must add. You see clearly that nowhere in the course of things was there any kind of sudden jump; one thing led to the other quite naturally. At the beginning of the course of lectures on the Greek and Egyptian Mysteries—again held in Count Brockdorff's library—and indeed also at the time of the second series I had some opportunity of hearing about matters which were not so very serious at that time, but which eventually led to things which have been spoken of here as “mystical eccentricities”. So in the year 1901-1902, I spoke on the Greek and Egyptian Mysteries and these lectures were attended by the present Frau Dr. Steiner. She had also heard the lecture I had given in the Theosophical Society during the winter of 1900 on Gustav Theodor Fechner. It was a special lecture, not forming part of the other series. Frau Dr. Steiner had therefore already been present at some of the lectures I gave during that time. It would be interesting to relate a few details here—but these may be omitted; they merely add a little colour to the incident. If necessary, they can be told on another occasion. After having been away for a time, Frau Dr. Steiner returned to Berlin from Russia in the autumn, and with an acquaintance of Countess Brockdorff was present at the second course of lectures given in the winter of 1901–1902. After one of the lectures on the Greek Mysteries, this acquaintance came to me and said—well, something of the kind just alluded to! This lady subsequently became a more and more fanatical adherent of the Theosophical Society and was later given a high position in the Order founded to wait for the Second Coming of Christ. At the time of which I am speaking, she came to me after the lecture on the Greek Mysteries and, adopting the air of a really profound initiate of the Theosophical Society about to give evidence of her initiation, said: “You have spoken of Mysteries; but they are still in existence. There are still secret societies. Are you aware of that?” After a subsequent lecture on the same subject, she came to me again and said: “One sees that you still remember quite well what you were taught when you were in the Greek Mysteries!” That is something which, carried a little farther, borders on the chapter deserving the title of “mystical eccentricities”. In the autumn of 1901, this lady organised a tea-party. Frau Dr. Steiner always speaks of it as the “chrysanthemum tea” because there were so many of these flowers in the room. The invitation came from this acquaintance of Countess Brockdorff and I often thought that she wanted—well, I don't quite know what it was! The day chosen for the founding of the Theosophical Society was one of special importance for this lady. She may have wanted to enlist me as a co-worker on her own lines, for she put out feelers and was often very persistent—but nothing of any account came of it. I should like, however, just to relate a conversation that took place in the autumn of 1901 between the present Frau Dr. Steiner and myself on the occasion of that “chrysanthemum tea”, when she asked whether it was not urgently necessary to call to life a spiritual-scientific Movement in Europe. In the course of the conversation I said in unambiguous terms: “Certainly it is necessary to call such a Movement to life. But I will ally myself only with a Movement that is connected exclusively with Western occultism and cultivates its development.” And I also said that such a Movement must link on to Plato, to Goethe, and so forth. I indicated the whole programme which was then actually carried out. In this programme there was no place for unhealthy activities, but naturally a few people with such tendencies came; they were people who were influenced by the Movement of which I have spoken. But from the conversation quoted at the beginning of this lecture, which I had with a member of the English Theosophical Society, you will see that a complete rejection of everything in the nature of mediumship and atavism was implicit in this programme. The path we have been following for long years was adopted with full consciousness. Although elements of mediumistic and atavistic clairvoyance have not been absent, there has been no deviation from this path, and it has led to our present position. I had, of course, to rely on finding within the Theosophical Movement people who desired and were able to recognise thoroughly healthy methods of work. The invariable procedure of those who did not desire a Movement in which a healthy and strict sense of scientific responsibility prevails, has been to misrepresent the aim we have been pursuing, in order to suit their own ends. The very history of our Movement affords abundant evidence that there has been no drawing back from penetrating into the highest spiritual worlds, to the extent to which they can now, by grace, be revealed to mankind; but that on the other hand, whatever cannot be attained along a healthy path, through the right methods for entering the spiritual worlds, has been strictly rejected. Those who recognise this and who follow the history of the Movement do not need to take it as a mere assurance, for it is evident from the whole nature of the work that has been going on for years. We have been able to go very, very much further in genuine investigation of the spiritual world than has ever been possible to the Theosophical Society. But we take the sure, not the unsure, paths. This may be said candidly and freely. I have always refused to have anything to do with forms of antiquated occultism, with any Brotherhoods or Communities of that kind in the domain of esotericism. And it was only under the guarantee of complete independence that I worked for a time in a certain connection with the Theosophical Society and its esoteric procedures, but never in the direction towards which it was heading. Already by the year 1907 everything really esoteric had completely vanished from the Theosophical Society, and later happenings are sufficiently well known to you. It has also happened that Occult Brotherhoods made proposals to me of one kind or another. A certain highly-respected Occult Brotherhood suggested to me that I should participate in the spreading of a kind of occultism calling itself ‘Rosicrucian’, but I left the proposal unanswered, although it came from a much-respected Occult Movement. I say this in order to show that we ourselves are following an independent path, suited to the needs of the present age, and that unhealthy elements are inevitably regarded by us as being undesirable in the extreme.
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214. Planetary Spheres and Their Influence on Mans Life on Earth and in the Spiritual Worlds: Man's Life in Sleep and After Death
30 Aug 1922, London Tr. George Adams, Mary Adams Rudolf Steiner |
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Very soon after you have fallen asleep, the heart-eye begins also to look back at what has been left lying in bed. Your ego and astral body look back with the heart-eye upon your physical and etheric bodies. And the picture of planetary movements that you are now experiencing in your astral body, rays back to you from your ether-body; you behold a reflection of it in your ether-body. |
For, even as he is related to the Earth with his physical and etheric bodies, so with his soul arid spirit, with his astral body and Ego, is man related to the Cosmos. And when he has come away from his physical and etheric bodies and has grown out into the cosmic world, and the experiences he undergoes there shine back to him, in a kind of inner picture, from the part of him that remains in bed, he feels very deeply connected with the Cosmos and would, in fact, be strongly drawn to go still further out, to go out beyond the Zodiac,—were it not for the presence of another force that draws him back. |
214. Planetary Spheres and Their Influence on Mans Life on Earth and in the Spiritual Worlds: Man's Life in Sleep and After Death
30 Aug 1922, London Tr. George Adams, Mary Adams Rudolf Steiner |
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When we can meet so seldom, one has naturally the desire to put as much as possible into a lecture, and it may sometimes happen that one gives perhaps too much. I intend nevertheless making the bold attempt to give you today a description from one point of view of what may be called the other side of man's earthly existence; and I want to make clear to you at the same time the importance and significance for our age of this deeper kind of knowledge,—this spiritual knowledge. How much, after all, does man know ordinarily of his existence here on Earth? What can his senses and his sense-bound intellect tell him? With ordinary consciousness he is conscious only of his waking life, Yet it is surely not without meaning that the guiding Spiritual Powers of the World have inserted into man's life on Earth the condition of sleep. Between the time of falling asleep and the time of awaking a very great deal takes place. In fact, of all that the Spirit has to accomplish on Earth through man, by far the greater part is accomplished during sleep. As long as we are awake, what happens on Earth through us is limited to what we do,—either to ourselves or to the things that are around us. When we go to sleep, however, another activity begins. Whilst we are asleep, lofty Spiritual Beings work upon the human soul, with the object of bringing man to his full and complete evolution in Earth existence. It is possible for one who has acquired modern initiation knowledge to have clear and detailed insight into the significant events that take place during sleep. We must not of course make the mistake of imagining that these events take place for the initiate alone; they are experienced by all human beings alike. Indeed, human evolution is entirely dependent upon these events that happen with us between the moment of falling asleep and the moment of awaking. The difference with the initiate is just this,—that he is able to draw our attention to these events. And it is increasingly important that all who give any thought at all to the meaning of existence on Earth should be alive to the significance of what happens in sleep. Let me now sketch for you in bold outline the influences that play into the sleep of man. Suppose someone goes to sleep. As you know, we describe the process in the following way. His astral body, we say, and his I loosen themselves from the physical body and the ether-body, and are in the Spiritual World; they no longer permeate the physical and etheric bodies as they do in the waking state. But when we try to go a little further and form a picture of what really takes place with man during the condition of sleep, we find that it is necessary first to come to a clearer perception of the nature of man's connection with the Earth during waking hours. How is man connected with the Earth while he is awake? First of all, through his senses. With the aid of his senses, he perceives and cognizes the phenomena of the various kingdoms of Nature. But this is not all. Man is also connected with the Earth through activities he performs unconsciously,—unconsciously, that is, even while he is awake. Man breathes, for instance, and is thus connected with the whole Earth. The whole Earth plays into the air man takes in with his breath. In the air he breathes, countless substances are present in a highly rarefied condition. And the very fact that they are present in this rarefied state enables them to exercise an influence that is of no small importance when they are received through the breath into the organism of man. What man perceives with his senses enters into him consciously; but subconsciously, even during waking life a vast amount enters into man that is more substantial than what enters him by the more tenuous and ideal paths of perception and thought. By way of the breath man's environment comes into him in a more material and substantial manner. Nor need I remind you of how utterly dependent the human organism is on what it receives in the way of earthly nourishment. So that altogether we have to recognise many influences working from the Earth upon the awake human being. We are not, however, at present pursuing the study of that any further; what concerns us today is the influences that work upon man in sleep. And here we find that whereas during waking hours man stands in connection with external earthly substances, when he passes over into sleep, he comes into a certain connection with the whole Cosmos. I do not mean to imply that man's astral body assumes every night the vastness of the Cosmos. That would be an exaggeration. It is nevertheless a fact that every night man grows out into the Cosmos. Just as here on Earth we are connected with the plants, with the minerals, with air, so are we connected in the night with the movements of the planets, and with the constellations of the fixed stars. From the moment we fall asleep, the starry heavens become our world, even as the Earth is our world when we are awake. Coming now to describe rather more in detail how we make our way after falling asleep, we find we can distinguish different spheres through which we pass. First comes the sphere where the I and the astral body—that is to say, the soul of man as it finds itself in sleep—feel united with the movements of the World of the planets. When we wake up in the morning and slip into our physical body, we have in us, as we know, our lungs, our heart, our liver, our brain. In the first sphere with which we come in contact after falling asleep—and it will also be again the last sphere we enter before awaking—we have in us the forces of the movements of the planets. This does not mean of course that we receive into us every night the entire planetary movements; we carry within us a little picture, as it were, wherein the movements of the planets are reproduced. And this picture is different for each single human being. That, then, is the first experience every one of us encounters after falling asleep. We follow, as it were, with our astral body all that happens with the planets, as they move out there in the wide spaces of the Universe; we experience it all in our astral body in a sort of planetary globe. Perhaps you will say: But how does this concern me, if I cannot perceive it? True, you do not see it with your eyes, nor hear it with your ears. But no sooner have you passed over into the condition of sleep than the part of your astral body which belongs in waking life to your heart, becomes for you an eye,—becomes, in very fact, what we may call a heart-eye; and with this heart-eye you ‘see’ what is now taking place. For present-day mankind, the perception is a very dim one. Nevertheless it is more assuredly there; the heart-eye perceives the experiences of this first sphere of sleep. Very soon after you have fallen asleep, the heart-eye begins also to look back at what has been left lying in bed. Your ego and astral body look back with the heart-eye upon your physical and etheric bodies. And the picture of planetary movements that you are now experiencing in your astral body, rays back to you from your ether-body; you behold a reflection of it in your ether-body. Present-day man is so constituted that as soon as ever he wakes up, he immediately forgets the dim consciousness that he had in the night by means of his heart-eye. There are however, dreams in which we can catch, as it were, an echo of it. Such dreams are astir with an inner movement that is reminiscent of the planetary movements. Then into these dreams come pictures from real life; but that is only when the astral body has begun to dive down into the ether-body, which latter carries and preserves for us the memory of our life. Let me describe for you something that can easily happen. You wake up in the morning, having passed again on your return through the sphere of the planetary movements. Let us suppose that you have experienced a particular relationship between Jupiter and Venus. Such an experience must be intimately connected with your destiny, otherwise you would not have it; and if you could bring the experience back into life—into your ordinary day-time life—it would shed a wonderful light on your faculties and capabilities. For the fact is, these faculties of ours are not of the Earth, they have come hither from the Cosmos. According as is your connection with the Cosmos, so are your gifts and talents, so is your goodness,—or, at any rate, so is your inclination to good or to evil. If you could bring back into day-life the experience of which we were speaking, you would be able to see what Jupiter and Venus were saying to one another, for you would see what you had seen in the night with your heart-eye,—I could equally well say, heard with your heart-ear, for these finer distinctions do not exist for the experiences of sleep. Since, however, all this is only very dimly perceived, it is forgotten. But the result of the experience remains in your astral body; the mutual relationship between Jupiter and Venus produces a corresponding movement within your astral body. And now there mingles with it some experience you had long ago, perhaps when you were 17 or 25 years old,—let us say at noon one day, in Oxford, for example, or in Manchester. The pictures of this long-past experience of yours intrude themselves into the cosmic experience; the two get mixed up together. As you will see, therefore, the pictures that are given us in dreams have a certain significance, yet are not the essential part of the dream; they are like a garment that weaves itself around the cosmic experiences. Now, through this whole experience that comes to you in the way I have described, runs a vein of anxiety. In almost every case it is accompanied by a more or less intense feeling of anxiety,—anxiety, that is, of a spiritual nature; and particularly at the moment when the cosmic experience sounds back, shines back, to the soul from the ether-body. Suppose the influence due to a certain relationship between Jupiter and Venus is raying back to you from your ether-body, and one ray—I call it quite simply one ray, but it tells ever so much to your heart-eye!—one ray comes back from your forehead, while a second, that comes from the region below the heart, mingles its music and its light with the first. In every human soul that is not completely hardened, this will give rise to the feeling of anxiety and apprehension of which I have spoken. The soul will be constrained to say to itself in sleep: The cosmic mist has enveloped me, it has received me into itself. We feel indeed as though we ourselves are becoming as dim and as nebulous as the cosmic mist, as if we are now nothing but a cloud of mist floating in the Mist of the Worlds. Such is the character of the first experience that meets the soul after falling asleep. And then another feeling begins to arise in the soul. Out of this first experience, where we are anxious and apprehensive, feeling ourselves to be no more than a little wave of mist within the Mist of the Worlds, another mood develops within us, a mood of devotion to the Divine, devotion and surrender to the Divine that fills the Universe and pervades it. This then is how it is with us, my dear friends, in the first sphere into which we come after falling asleep. Two fundamental feelings live in our soul; I am in the Mist of the Worlds,—I would fain rest in the bosom of the Godhead, that I be safe and protected and dissolve not away in the Mist of the Worlds. This is moreover an experience which the heart-perception must needs carry over into waking life in the morning, when the soul dives down again into the physical and ether bodies. For if this experience were not brought over, then the substances we take as nourishment during the day would assume within us their own completely earthly character and throw our whole organism into disorder. And this applies not only to what we eat but to all the substances that undergo within us the process of metabolism. For even if we go hungry, substances are nevertheless continually being taken—in this case, from our own body—and worked upon through metabolism. Sleep has, as you see, my dear friends, immense significance for the waking condition. And we can only record our acknowledgment of the fact that in this epoch of evolution it is not left to man himself to see that the Divine forces are carried over into waking life. For it would go hard with human beings as they are in the present age, did it rest with them to bring these influences in full consciousness from the other side of existence and bear them into the waking life of day. And now man comes into the next sphere. This does not mean, he leaves the first; no, for the heart-perception it is still there. This next sphere, which is a much more complicated one, is perceived by another part of the astral body,—the part which belongs in waking life to the solar plexus, and to the whole limb organisation of man. The part of the astral body that permeates the solar plexus and the arms and legs is now the organ of perception, and with the aid of this organ man begins to feel the forces in his astral body that come from the Signs of the Zodiac. These are of two kinds—the forces that reach him from the Zodiac direct, and the forces that have first to pass through the Earth. For it makes a great difference whether a particular sign is above or below the Earth. Man has therefore in this second Sphere what we might call a solar or Sun-perception. He perceives with the part of his astral body that is associated with the solar plexus and the limbs,—an organ of perception that can rightly be called a Sun-eye. And by means of his Sun-eye man becomes aware of his relationship, not now merely, as before, with the planetary movements, but with the entire Zodiac. The picture you see, is widening; or rather, man himself is growing out further into the picture of the Cosmos. And here again, man is able to behold a reflection of the experience when he looks back on his own physical and etheric bodies. Every night it is thus given to man,—that is to say, to the part of him that goes out of the body—to come into relationship with the whole Cosmos; first, with the planetary movements, and then with the constellations of the fixed stars. In this latter experience—which may come half an hour after falling asleep, or rather later, but with many people comes quite soon—man feels himself within all twelve constellations of the Zodiac. And the experiences he encounters with the constellations are exceedingly complicated. I verily believe, my dear friends, you might have traveled far and wide and visited the most interesting and important regions of the whole Earth, and yet not have had such an amount and variety of experiences as your Sun-eye affords you every night in connection with one single constellation of the Zodiac. For the men of an older time, who still possessed in full force the powers of clairvoyance and could perceive in a dreamlike consciousness very much of what I have been describing to you, the experiences of sleep were less bewildering. In our time it is exceedingly difficult for man to attain with his Sun-eye to any degree of clarity in regard to this complicated twelvefold experience of the night. He needs to do so, even if by day-time he has forgotten all about it; but he hardly can unless he has received, with the understanding of the heart, knowledge of the Christ and of all that the Christ willed to become for the Earth in that He passed through the Mystery of Golgotha. If we have once felt what it means for the life of the Earth that Christ has gone through the Mystery of Golgotha, if in our ordinary waking life we have thought about the Christ, then our astral body is able to receive via the physical and etheric bodies, a certain tincture or quality which brings it about that Christ becomes our Guide and Leader through the Zodiac during sleep. For, as in the sphere of the planetary movements, so here again a feeling of anxiety comes over man. He feels: What if I lose myself in the multitude of the stars, and in all the manifold happenings that take place among them! But if he is then able to look back upon thoughts and feelings and impulses of will that he has directed in waking life to the Christ, then Christ becomes for him a Guide, bringing order into the bewildering events of this sphere. And so the fact is brought home to us that only when we turn our attention to the other side of life, are we able to appreciate the full significance of the Christ for the life of Earth, as it has been up till now; and as for what the Christ has yet to become for the life of Earth,—no one within the ordinary civilisation of the present day can really understand this. There are of course few among us who can be said to go through the experiences of sleep aright; and these experiences are often given a false interpretation. Human beings who have not come in touch with the Christ Event bring these experiences of the night into the waking consciousness of day-time in a disordered and confused manner. We can understand how this happens when we know what it is that really takes place with us during sleep. As we have seen, when we have passed through the sphere of existence where we are enveloped in mist or cloud, we find ourselves approaching a world that confuses and amazes us. Here it is that the Christ appears before us as a spiritual Sun and becomes our Guide; and then all the confusion resolves itself into a kind of harmony that we hear and understand. That this should be so, that we should have in the time of sleep the Christ for our Guide, is a matter of the very greatest importance for us. For, the moment we enter this sphere and begin to have all around us the living interplay of constellations of the Zodiac and movements of the planets—at this moment we encounter also our Karma. With our Sun-eye we behold our Karma. Yes, it is indeed so, every human being has sight of his Karma—in sleep. All that is left of the perception in waking life, is a kind of faint echo vibrating in the feelings. Suppose a man has begun to tread the path of self-knowledge. He will find perhaps that his soul is imbued at times with a mood and attitude to life that are like a distant echo of the experience he has had in sleep, where the Christ came forward as his Guide and led him in the night from Aries through Taurus and Gemini, etc., making plain to him the World of the Stars, so that he has returned with renewed strength to the life of day. For that is the marvellous experience that awaits man in this sphere, None other than the Christ Himself becomes his Guide through the bewildering events of the Zodiac, going before him and pointing the way from constellation to constellation, that he may be able to receive into his soul in their right order and harmony the forces he needs for waking life. Such then is the experience man undergoes every night between falling asleep and awaking,—an experience he owes to the fact that his soul and spirit have kinship with the Cosmos. For, even as he is related to the Earth with his physical and etheric bodies, so with his soul arid spirit, with his astral body and Ego, is man related to the Cosmos. And when he has come away from his physical and etheric bodies and has grown out into the cosmic world, and the experiences he undergoes there shine back to him, in a kind of inner picture, from the part of him that remains in bed, he feels very deeply connected with the Cosmos and would, in fact, be strongly drawn to go still further out, to go out beyond the Zodiac,—were it not for the presence of another force that draws him back. On account of this other element that enters into all the experiences that befall man during sleep, it, is not possible for him, between birth and death, to go out beyond the Zodiac, We have here to do with an influence of an entirely different kind and quality, the influence, namely, of the Moon. The effect of the influence of the Moon is to tinge the whole Cosmos during the night—and this happens even at the time of New Moon too—with a certain substantiality. This substantiality man experiences, in addition to all else. He feels how the Moon forces hold him back within the world of the Zodiac and bring him again to the moment of awaking. Even in the very first sphere he enters after falling asleep, man already divines dimly within him the presence of this influence; he begins to be acutely sensible of it in the second sphere, where he has a powerful and vivid experience of the mysteries of birth and death. The organ for this experience lies much deeper within man than the heart-eye or even the Sun-eye; it may be said to extend over and involve the entire man. With this organ, man experiences every night how he came down as soul and spirit from the world of soul and spirit, how he entered through birth into a physical existence, and how his body is gradually passing over into death, For the fact is, we overcome death, until the time when death really occurs as a final event. Something else too is associated with this experience. The very forces that enable us to experience how the soul goes on its journey through the earthly and bodily reveal to us also in the same moment our connections with the rest of mankind. I would have you mindful of the fact, my dear friends, that even a most insignificant meeting or contact with another human being is not without its place and connection in our whole destiny. And whether the souls, with whom we have been together in some past Earth life or with whom we are connected in this present life, are now in the spiritual world or are with us here on Earth, all that we have had to do with one another as man to man, all human ties, intimately related as these are to the secrets of birth and death, show themselves now to the spiritual eye, if I may call it so, of the entire man. And as all this comes before our view, we feel we are indeed standing within the stream of our whole life-destiny. This has to do with the fact that whereas all other forces—the forces of the planets and of the fixed stars—tend to draw us out into the distant Cosmos, the Moon wants to place us once more into the world of men. The Moon draws us away from the Cosmos. The Moon has forces that are directly opposed to the forces both of Sun and of Stars; it ensures for us our kinship with the Earth. It is accordingly the Moon that brings us back every night,—drawing us away from the Zodiac experiences into the experiences of the planets, and thence into the experiences of Earth, taking us back once again into our physical body. Here you have the difference, from one point of view, between sleep and death. When man goes to sleep, he remains still in close connection with the forces of the Moon. The forces of the Moon point out to him every night afresh the significance of his life on Earth. This is made possible by the fact that he can see in his ether body the reflection of all his experiences of the night. At death, however, man withdraws his ether body from the physical body. Then begins, as you know, the memory that looks back over the last Earth life. The ether body expands and fills for a few days the cosmic cloud of which I have spoken. I told you how every night we live our way as cloud, as mist, into the Mist of the Worlds. In the night this cloud of mist which we are, is there without the ether-body; but when we die, our ether-body is present with it for the first few days. Then the ether-body gradually dissolves away into the Cosmos, memory fades and disappears, and we have—instead of a reflection of star experiences thrown back from the part of us we left lying in bed—we have now after death an immediate inner experience of the movements of the planets and of the constellations of the fixed stars. You can read in my book Theosophy a description of these experiences from another point of view. You have there a description of what man finds, as it were, around him between death and new birth. But just as here on Earth you would not have around you colours and sounds, for instance, unless you had in your body eyes and ears, and unless you could breathe and had within you lungs and a heart, so neither could you after death perceive around you what you find described in my book as “soul world” and “spirit land,” unless you had within you Mercury, Venus, Mars, Jupiter, Aries, Taurus, Gemini, etc. These are within you, they are your organism, your cosmic organism by means of which you experience after death. And the Moon cannot now bring you back, for it could only bring you back to your ether-body, and that has dissolved away into the Cosmos. Man has however even after death something left in him of the force which he inherits from the Moon, enough to enable him to remain for a season in the soul world, with gaze still fixed upon the Earth. Then he passes on to spirit-land, and here he feels and knows that he is undergoing an experience where he is beyond the Zodiac, beyond the Heaven and the Fixed Stars. Such is the course of man's life in the time between death and new birth. I could also give you another description of man's nightly journey to the spiritual world, describing it for you in a picture. Only, you must beware of taking the picture too literally, for, as you know, it is well nigh impossible to express these things in earthly concepts. Nevertheless it is a true picture that I am giving you, and it will help you to follow this journey in all its detail. Imagine before you a meadow. From each single flower on the meadow—from the flowers too that blossom on the trees around—a spiral rises and goes out and out into cosmic space. These circling spirals carry the forces whereby the Cosmos fosters and regulates the growth of plants on Earth. For plants do not grow merely out of their seed; they need also for their growth the cosmic forces that surround the Earth with their spirally directed influences. And the cosmic forces are there in winter too; they are there even in the desert where no plants grow. When night comes for man, he has to use these spiral forces as a kind of ladder whereon he may mount up into the realm of the planetary movements. Man ascends into the movements of the planets on the ladder of the spiral rays that circle upwards from the plants. And then there is another force, the force that makes the plant shoot upwards from its root,—for there must be a force at work, to enable the plant to grow upwards. With the aid of this force man is carried up into the second sphere that I described. Recall for a moment those experiences I related to you, where man comes into a state of anxiety, and feels: I am no more than a tiny cloud of mist in the great Mist of the Cosmos,—I must rest in the bosom of the Godhead. If we would relate this experience of the soul to the conditions within which we live on Earth, we would have to express it in the following way. It is as if the soul would say: I rest in the blessing of the Cosmos as it hovers over a cornfield that is just opening into flower, I rest in the blessing of the Cosmos as it hovers over a meadow whose blossoms are unfolding to the light. For what is it that sinks down to the plants in spiral lines of force? It is the bosom of the Godhead, quick and instinct with life, the same within which man finds himself sheltered and enclosed every time he falls asleep. The Moon, on the other hand, leads man back to the animal aspect of his nature. The forces of the plants tend perpetually to carry him out—farther and farther out into the wide universe. But man has also in his make-up something that he shares with the animal kingdom, and because of this the Moon is able to bring him back again every morning,—back into his own animal nature. Here, then, you have a picture of man's connection with the Cosmos, and of its influence upon him during sleep. We can carry the picture a little further. With the heart-eye, the Sun-eye and the eye that is entire man, we may experience in sleep the kind of feeling to which we are accustomed in waking life when we are drawn into an intimate and near relationship with some other person. It is not said to us in words, nor do we reason it out. The plants it is who tell us of it; we hear of it from the plants that lift us up, as though on a spiral ladder, into the world of the planets, whence we are sent forth again into the world of the Zodiac. If we wanted to put into words what we experience in this way, we could say: I have a relationship to this person; the lilies tell me so, the roses tell me; the power of the rose, the power of the lily, the power of the tulip has moved me to experience this relationship. Thus does the whole Earth become a book of life which interprets for us the world of the human soul,—that world into which we have to find our way as we go through our life. Now, these experiences that come to man during sleep have not always been the same, they have varied in different epochs. If we go back to ancient India, we find that in those times men who wanted to learn what sleep could teach them by bringing them into relation with the world of the stars, limited their search to those constellations of the Fixed Stars which were above the Earth—above, that is, at the particular moment of time, for the constellations are, of course, continually changing their places in the Heavens. The ancient Indian had no desire to make connection with the constellations that are below the Earth, whose forces can reach man only through the Earth. Look at the characteristic posture of a Buddha,—or of any wise man of the East who sets out to perform exercises that shall enable him to achieve spiritual wisdom; He sits with his legs crossed under him. The upper part of his body where he is in relation with the upper constellations,—that he wants to be active, and that alone. Through the Sun-eye, there is also working in him what works through the limbs; but this he does not want to activate. He wants, as it were, to eliminate the forces of the limbs during his spiritual exercises. One can see quite plainly from his posture that the Eastern seeker after wisdom desires to find relation with what is above the Earth, and only that. His whole interest is directed to knowledge that concerns the soul. The world would however be incomplete if man's quest for knowledge had remained limited in this way, if men had continued to assume always and exclusively the Buddha posture when they set out on the path of knowledge. It was not so. In the age of Greece, men began to feel impelled to make connection also with the forces working from the constellations that are—at the particular moment—below the Earth. Greek mythology contains beautiful intimations of this. Again and again we are told of a kind of initiation where the candidate descends to the underworld. Whenever you read of some Greek hero that he goes down into the underworld, you may be sure the meaning is that he is going through an initiation which yields him knowledge of those forces of the Cosmos that work through the Earth and that were known to the Greeks as the Chthonic forces. Each epoch of time has, you see, its own task and mission. The oriental initiate had to learn, in order that he might then communicate the knowledge to his fellowmen, about the region of soul and spirit where man was before birth—or I should say, before conception—and about man's experiences there before he descends to the earthly world. All that we feel to be so grand and majestic in the poetry of the East and in its conceptions of the universe, is due to the fact that in those far-off days men were able to look into the life they had lived before they came down to Earth. In Greece, men began to take knowledge of the Earth and of all that belongs to the Earth. The Greek takes Uranus and Gaia—the Earth—as the starting point for his cosmology. He aspires to know also the Mysteries of the Earth itself, which include at the same time the cosmic Mysteries that work through the Earth. The Mysteries of the underworld,—these too the Greeks were wanting to discover, and in this way they developed their true cosmology. Think how little there is among the Greeks—none whatever among the Orientals—but how little among the Greeks of the study of history in our sense of the word. The Greek is much more interested in the far-off beginnings when the Earth was being formed within the Cosmos, when the interior forces of the Earth, the Titanic forces, waged war on those other forces, those mighty spiritual forces which the Greek conceived as underlying the web of earthly conditions within which man finds himself enwoven. But we men of modern times are called upon to understand history; we must be able to show how man started from an ancient dream-like clairvoyance and has now arrived at a consciousness that is intellectual in character and tinged only with a memory of the mythical, and then go on to show how there is need for man now to work his way out of this intellectual consciousness and learn to look right into the world of the Spirit. For the present epoch of time marks the transition to the attainment of conscious experience in the spiritual world. That is why it is so very important for us that we should turn our attention to history. You will find that in our anthroposophical work we give ourselves again and again to the study of the different epochs of history, going back first of all to the time when men still received their knowledge from higher Beings, and then following the whole development right up to our own age. The study of history has, of course, become hopelessly abstract in our schools and universities today. Could anything be more abstract then the lines of demarcation that people draw when they are developing some historical theme! For the men of olden time, history was still clothed in the garment of myth and was brought into connection with Nature and with all that goes on in her world. People cannot do this any more. Neither do they show any readiness as yet to enquire more deeply into the times of long ago. They do not feel any need to ask how it was with man in the days when he received wisdom from higher Beings, how it was with him later when less and less of the wisdom came through to him, or how it was with him when a God Himself descended to incarnate through the Mystery of Golgotha in a human body and carry out a sublime cosmic mission with the Earth, so that it was given her at last to have her real meaning. The whole theology of the 19th and 20th centuries has failed, because it cannot understand the Christ in His spiritual significance. That, my dear friends, is what modern Initiation Science must bring,—understanding of the Christ. We need an Initiation Science that can penetrate again into the spiritual world, that can speak again about birth and death, about the life between birth and death and the life also between death and a new birth, and about the life of the soul in sleep,—can speak of these things in the way we have been speaking of them together today. The possibility must be there for man to come again to a knowledge of the other side—the spiritual side—of existence. Otherwise, he will simply not be able to go forward into the future. Once, long ago, men directed their search for knowledge to the upper worlds—we see it demonstrated in the posture of the Buddha. Then, in later times, man took the evolution of the Earth as his starting-point and read his cosmology out of the evolution of the Earth; he became initiated in Greece into the Chthonic Mysteries, as we find related in many a Greek myth, where the account of such initiation is often a prominent feature of the story. Our search, has to take a new turn. Having studied in the past the Mysteries of the Earth and the mysteries of the Heavens, we need in our day an Initiation Science that is able to move rhythmically between Heaven and Earth, an Initiation Science that asks of the Heavens when it wants to understand the Earth, and asks of the Earth when it would inform itself of the Heavens. And this is how you will, find the questions put and answered—insofar as they can be answered today—in my book An Outline of Occult Science. Let me say here in all humility that the attempt has been made in this book to describe the knowledge of which modern man stands in need,—needing it as surely as ever the Oriental needed the Mysteries or the Heavens or the Greek the Mysteries of the Earth, For it is required of us to take note and observe how it stands with initiation in modern times and what is man's relation to it in this present age. Let me endeavour therefore to describe for you quite briefly in the third part of my lecture the tasks that lie before modern initiation. In order to give you some idea of the tasks of modern initiation, I shall have to repeat here what some of you will have heard me say in Oxford a few days ago, I was pointing out just now that whereas the initiates of very ancient times laid particular emphasis on the looking upwards into the spiritual worlds whence man descends to clothe himself in an earthly body, while on the other hand for the initiates of a somewhat later time it was what we find described by the Greeks as the descent into the underworld that was of first importance, the initiate of our own time has yet another task. He has to look, in search after knowledge, at the rhythmic relation of the Heavens to the Earth. To this end he has to know the Heavens and the Earth, but he must in his search hold always before him the thought of Man, in whom alone, among all the beings that are around us, Heaven and Earth work together to form a complete whole. Yes, Man himself must be the goal of his study. The heart-eye, the Sun-eye, the spiritual eye (which is formed of the whole human being) must all be turned upon Man. For Man carries within him, my dear friends, infinitely more secrets and mysteries than the worlds we can perceive with our external senses and explain with the sense-bound intellect. To achieve a knowledge of Man as a spirit, to achieve a spiritual knowledge of Man, is the task of modern initiation. On this path of initiation knowledge we have therefore to set out in quest of a universal knowledge, but always with this goal in view,—that, through learning to understand the world, through learning to understand the whole Cosmos, we may attain at last to understand Man. And now compare the situation of an initiate of out own age with the situation of an initiate of ancient times. The men of those early times had faculties of soul that made it possible for the initiate to awaken within them a memory of the time we pass through before we descend into an earthly body. It was therefore for the initiate of those days a question of awakening cosmic memories. And for the Greeks it was a matter of looking into Nature, of beholding Nature. But the initiate of modern times has to set before him as his goal the knowledge of Man; he is called upon to learn to know Man, directly, as a spiritual being. For this, he must learn to free himself from his present limited and earthly understanding of his connection with the Universe. Let me repeat an example I gave recently to Oxford of how this liberation has to be effected. One of the tasks undertaken by initiation knowledge, that presents unusual difficulty, is that of making connection with souls who have left the Earth and gone through the gate of death. It is not at all easy to establish such connections, but it can be done by arousing the deeper forces of the soul. It is necessary to realise from the first that one has to accustom oneself, by the careful pursuance of certain exercises, to the only kind of language it is possible to speak with the dead. This language is, in a way, a child of our ordinary human speech. Yet you would fail completely, were you to set out with the idea that ordinary human speech, just as it is, would be of any assistance to you in establishing intercourse with the dead. One of the first things we discover is that the dead can understand only for a very short time what we call nouns. There is in their language no way of expressing a ‘thing,’ an isolated thing, which we denote with a word we call a noun. The words in their language all convey the feeling of movement, they are all full of inner activity. Consequently we find that when a little time has gone by since the soul passed through the gate of death, he is responsive only to words that denote activity,—that is, to verbs. In our intercourse with the dead, we shall, from time to time, want to put questions to them; we must then put our questions to them; we must then put our questions in a form they can understand. If we are able to do this, after a time the answer will come; only, we must know how to be watchful for it, how to give heed to it. As a rule, a few nights will have to elapse before the one who has died can answer the question we put to him. It is, as you see, a matter of finding our way gradually into the language of the dead, and it takes a long time before this language shows itself to us. The dead themselves have had to live their way into it; for they have, as you know, to withdraw their soul-life completely from the Earth. The proper language of the dead bears no relation to earthly conditions, it arises from the heart,—yes, it is verily a language of the heart. It is formed rather in the same manner as exclamations or interjections are formed in earthly languages. You know, for instance, how we say ‘Ah!’ when we are moved to wonder or admiration. The language of the dead takes its origin in the same kind of way. Sounds and combinations of sounds enjoy in this language as in no other their full and real significance. From the moment of death, language begins to change for us altogether. It is no longer something that is uttered forth from the organs of speech. It becomes the kind of language of which I spoke a little while ago, when I told you how what rises up from the flowers, gives tidings to us concerning some fellow human being. We begin ourselves to speak, instead of with speech organs, with that which comes from the flowers. We ourselves become flowers, we blossom with the flowers. We enter, for instance, with the forces of our soul into the flower of the tulip, and express, in the imagination of the tulip, the same that came to expression here on Earth in the formation of the word. We grow again into the spirit, the omnipresent spirit, You will easily see, from this one example of language, that man has to feel his way into entirely different conditions, when he has gone through the gate of death. In reality, our knowledge of man is small indeed, if we know of him only what we see with our eyes. Modern initiation knowledge has to learn about the other side of man. What I have shown you in the case of language is a beginning. We shall find that the very body of man is something altogether different from the descriptions that are given us in scientific books. As we go farther in initiation knowledge, the human body becomes for us a world in itself. It was the task of the initiate of olden times to re-awaken in man a lost faculty, to bring to remembrance in him what his life was like before he came down to Earth, The initiate of the present day has an altogether different mission. He has to accomplish something new, something that means a new step forward. What he does will continue still to have significance even when man has left the Earth,—yes, even when Earth itself is no longer there in the Cosmos. That is the nature of the task modern initiation knowledge has to fulfil; and in the strength and power of that task, it must stand forth and speak. It is well-known to you, my dear friends, that initiation science has from time to time taken a part in the spiritual evolution of the Earth. Again and again it has made its appearance among men. The initiation knowledge that has to come into the world today and that cannot but regard all the knowledge of our time as a mere beginning of the whole knowledge man should really possess, will assuredly meet with increasing opposition and resistance. So great are the forces arrayed against it, that you will need all your strength to win through. Even before modern initiation—which opens the way for man to have intercourse again with Supersensible Powers,—even before this modern initiation began to take its true place in the world in the last third of the 19th century, opposing powers were already at work, were at pains to imbue civilisation—quite unconsciously, for the most part, as far as the human beings themselves are concerned—with tendencies that would ultimately destroy modern initiation, would wipe it clean off the face of the Earth. Have you ever observed how constantly one hears people say, when some new fact of knowledge is brought forward: “This is how I look at it! This is my point of view!” And they say this so easily, without having undergone any special development of mind or soul. It is indeed quite generally accepted that everyone has a right to pronounce his verdict, speaking from the point of view of wherever he stands at the moment. And people are even deeply offended and grow quite angry if one ventures to suggest that there is a kind of knowledge for the attainment of which it is necessary to undergo inner development. I said just now that when in the last third of the 19th century the possibility began to arise for men to seek initiation in the modern way, enemy powers were already in action. As you see, they wanted to carry the principle of equality even into the realm of mind and spirit, so that there too all human beings shall be regarded as on the same level. I could point to many persons in whom this method of resistance to modern initiation has been at work. My dear friends, do you think that when I have to speak out of the spirit of initiation science, the words will have the same ring as when one is speaking from an ordinary earthly standpoint? I have just been trying to explain to you how language has to change and become something quite different when it is a question of carrying on intercourse with beings of the spiritual world, and I think you will not now misunderstand me if I tell you how initiation science sees, for instance, such a man as Rousseau. Speaking from the earthly standpoint, I shall never fail to recognise the greatness and significance of Rousseau, and I am fully prepared to associate myself with the high praise and favourable criticism to which others have given expression. Should I however make bold to clothe in earthly words how Rousseau appears when one sees him from the standpoint of initiation knowledge, I should have to say: Rousseau, with his spiritual leveling of human beings,—what is he, after all, but one of the many everlasting talkers of our modern civilisation! A prince and a leader, shall we say, among them all! People do not readily understand how it is possible, from an earthly point of view to call a man great, and at the same time, from the point of view of initiation to call him an arch-talker! But if we honestly desire to attain a knowledge of man, and if we recognise that to this end we have, as I said, to take the Heavens and the Earth for our province and then discern the rhythm that beats between them, we shall find that even such a seemingly paradoxical utterance is true and requires to be said. For it is, in fact, as we learn to listen to both,—to what sounds forth from the one side and from the other side of existence, it is as we learn to hear these together, that guidance can come to us in our quest for a true knowledge of Man. A true knowledge of Man has to build on the same foundation whereon the initiates of olden times built, on the EX DEO NASCIMUR; in recollection it must build on that which meets us when we look out into the universe where—all unconsciously to us—the Christ becomes our Guide, as I have described to you. It is however our task to bring the Christ more and more into our consciousness, so that we may gain knowledge under His guidance of the content of this world, to which death belongs. Then shall we know for a surety that we live our way into this dead and dying world with Christ; IN CHRISTO MORIMUR. And inasmuch as we go down with Christ into the grave of Earth life, so will there follow for us too, with Him, the Resurrection and the Bestowal of the Spirit: PER SPIRITUM SANCTUM REVIVISCIMUS. This PER SPIRITUM SANCTUM REVIVISCIMUS the modern initiate has to set before him as the goal of all his strivings. Ponder it well, and compare it with the manner and mood of thought that belongs to the science of the present day; and you will see for yourselves that opposition to modern initiation is inevitable. A terrible resistance will, without doubt, be put up to the new initiation,—perhaps a resistance of which we can have today no conception, a resistance that will take the form of deed rather than word and express itself in drastic attempts to make initiation knowledge utterly impossible and inaccessible. It was accordingly my earnest desire, speaking as I do now in a smaller and more intimate circle, to give you descriptions of what modern initiation science can attain to know, in the hope that these descriptions may strike home to your hearts and souls and awaken strength within them; so that there may be a few at least in this generation who know how to relate themselves rightly,—on the one hand, to that which is seeking entrance to our world from the worlds of the Spirit, and on the other hand, to that which is doing all it can to prevent and make impossible the permeation of Earth life with spirituality. This is what I wanted to lay upon your hearts, my dear friends; gathered as we are here in a smaller circle, after having had, to my great satisfaction, opportunity in Oxford for lectures of a more public character. I was able in those lectures to deal with the more external aspects, and it was important that here in this smaller circle we should be able to touch on the more esoteric side of initiation knowledge. And it is surely time we got beyond feeling puzzled and embarrassed because statements about the spiritual worlds seem paradoxical. They are bound to do so. The language of the spiritual worlds is quite another language from the languages that belong to Earth; one has actually to take great pains and put forth all one's strength before one can render in the words of earthly speech truths that should really be expressed in some entirely different way. You must therefore be quite prepared to find that it will often give people a shock when you tell them, quite simply and directly, of something that takes place in the spiritual worlds. I wanted in this way to draw your attention to the feeling and impulse that lay behind today's lecture, and I would like now to unite what I have said with an expression of deep satisfaction at being able once again to speak to you here in London. It is always a source of satisfaction to me to be able to do this. As we said before, it happens very seldom. But on the rare occasions when we are for a short time together, may it indeed be that we use the opportunity to stimulate anew in our hearts and souls that stronger kind of ‘togetherness’ that should subsist, the world over, without interruption, among those who espouse the cause of Anthroposophia. This has been my endeavour today, and it is in this sense that I would express in conclusion the earnest desire, my dear friends, that we may in future remain together, however far we are in space from one another. |