207. Human Freedom and Its Connection with the Mystery of Golgotha
16 Oct 1921, Dornach Translator Unknown |
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When our senses are turned to the things which surround us in the world in which we live from birth to death, then the world appears to us as a semblance, as an illusion. This semblance may be taken into our Ego being. We may, for example, preserve it in our memory, and in a certain sense make it our own. But insofar as it stands before us when looking out into the world, it is an illusion which manifests itself particularly—as I have already explained to you yesterday—by disappearing with death and by re-appearing in another form; that is to say, we then no longer experience it within us, but before or around us. |
207. Human Freedom and Its Connection with the Mystery of Golgotha
16 Oct 1921, Dornach Translator Unknown |
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Our last lectures showed the fundamental difference between man's whole conception here, from birth to death, and in the spiritual world, from death to a new birth. We have already explained that in the present epoch; i.e., ever since the middle of the Fifteenth Century, man may gain freedom during his existence between birth and death; everything on earth which he fulfils out of the impulse of freedom, gives his being, as it were, weight, reality and life. When we emancipate ourselves from the necessities of earthly existence, when we rise up to free motives guiding our will; that is to say, if we do not take anything out of earthly life for our will, then we create the possibility of independence also between death and a new birth. But in the present epoch this capacity of preserving our own independent existence after death calls for something which we may designate as the connection with the Mystery of Golgotha, for the Mystery of Golgotha may be viewed from many different aspects. In the course of the past years, we have already studied quite a number of these aspects; today we shall view the Mystery of Golgotha from a standpoint arising from the study of freedom and its significance for the human being. Here on earth, between birth and death, the human being really does not have in his ordinary consciousness any conception of his own self. He cannot look into his own self. It is, of course, an illusion to believe, as external science does, that it is possible to obtain a knowledge of the inner constitution of the human organism by observing man's lifeless parts, indeed sometimes by studying only the corpse. This is an illusion, a deception. Here, between birth and death, man only has a conception of the external world. But of what kind is this conception? It is one which we have frequently characterized as the conception of illusion (Schein), of semblance, and I have again emphasized this yesterday. When our senses are turned to the things which surround us in the world in which we live from birth to death, then the world appears to us as a semblance, as an illusion. This semblance may be taken into our Ego being. We may, for example, preserve it in our memory, and in a certain sense make it our own. But insofar as it stands before us when looking out into the world, it is an illusion which manifests itself particularly—as I have already explained to you yesterday—by disappearing with death and by re-appearing in another form; that is to say, we then no longer experience it within us, but before or around us. If, however, in the present epoch we were not able to experience the world as an illusion during our existence from birth to death, if we were unable to experience this illusion, we could not be free. The development of freedom is only possible in the world of illusion. I have mentioned this in my book, The Riddle of Man, and have pointed out that in reality the world which we experience may be compared with the images that look out at us from a mirror. These pictures cannot force us, for they are only pictures, only a semblance. Similarly the world which we experience may be compared with the images that look out at us from a mirror. These pictures cannot force us, for they are only pictures, only a semblance. Similarly the world which we perceive is a semblance, an illusion. But the human being is not completely woven into this illusion of the world. He is woven into it only in regard to his perception, which fills his waking consciousness. But when he considers his impulses, instincts, passions and temperament, and everything that surges up from the human depths without his being able to grasp it in the form of clear concepts, at least in the form of waking concepts, then all this is not only a semblance or illusion; it is a reality, but one which does not rise up in man's present consciousness. From birth to death, man lives in a real world unknown to him, one which cannot ever give him freedom. It may implant in him instincts which deprive him of freedom; it may call forth inner necessities, but never can it enable him to experience freedom. Freedom can only be experienced within a world of pictures, of semblance. When we wake up in the morning, we must enter a perceptive life of semblance, so that freedom may unfold. But this life of semblance, which constitutes our waking perceptive life, did not always exist in this form in mankind's historical evolution. If we go back into ancient times, which have so often been envisaged in our lectures, to times when people still had a certain instinctive clairvoyance, or remnants of this clairvoyance (which lasted until the middle of the Fifteenth Century), we cannot in the same way say that man was surrounded only by a world of semblance. Of course, everything which man saw in his own way as the world's spiritual background, spoke through this semblance. He perceived the illusion, but differently; to him it was an expression, a manifestation of a spiritual world. This spiritual world then vanished behind the semblance, and only the semblance remained. The essential thing in the development of mankind is that in older times the semblance was viewed as the manifestation of a divine spiritual world, but the divine spiritual vanished from the semblance, so that man was confronted only by illusion, in order that he might discover freedom in this world of semblance. Man must therefore find freedom in a world of illusion; he does not find it in the world of reality which completely withdrew to the darkened experiences of his inner being; there, he can only find necessity. We may therefore say that the world which man perceives from birth to death—but everything I say applies to our age—is a world of semblance, of illusion. Man perceives the world, but in the form of semblance. How do matters stand in regard to the life between death and a new birth? In our last lectures we explained that after death the human being does not perceive the external world which he sees here, between birth and death, but between death and a new birth he essentially perceives the human being himself, man's inner being. Man's world is then the human being. What is concealed here on earth, becomes manifest in the spiritual world. Between death and a new birth, man obtains insight into the whole connection between man's soul life and his organic life, or the activity of the single organs; in short, into everything which, symbolically speaking, lies enclosed within the human skin. But we find that in the present age man cannot live in a world of illusion after death. He can only live in a world of illusion from birth to death. But between death and a new birth he cannot live in an illusion. When he passes through death, necessity imprisons him, as it were. Here on earth, he feels that he is free in regard to his perceptions, for he may turn his eyes to the things he wants to see; he may collect his perceptions in the form of thoughts, so as to feel the freedom of action in the sphere of thought; but between death and a new birth he feels a complete lack of freedom in regard to the world of his perceptions. This world takes hold of him violently, as it were. It is just as if he perceived as he would perceive here on earth if every sense perception were to hypnotize him, as if every sense perception were to take hold of him so as to render him unable to free himself from them of his own accord. This is the course of man's development since the middle of the Fifteenth Century. The divine spiritual worlds vanished from the semblance which confronted him, but between death and a new birth, the divine spiritual worlds imprison him so that he cannot maintain his independence. I said that if we really develop freedom on earth; i.e., if we submit completely to the semblance in life, we may carry our own being through the portal of death. By envisaging still another difference between the present time and older human conceptions, we shall realize, however, what is needed in addition to this. Whether we consider mankind in general, or the initiates and the Mysteries of ancient times, we find that the whole conception of the world had another direction from that of today. If we remain standing by what the human being has acquired ever since the middle of the Fifteenth Century, through the form of knowledge which has arisen since that time, we come across certain definite ideas on the development of the earth and of the human race. But man lost track of the conceptions which might have given him satisfactory indications about the beginning and end of the earth. We might say that he was able to survey a certain line of development; he looked back into history; he looked back into the geological development of the earth. But when he went back still further, he began to construct hypotheses. He imagined that the beginning of the world was a nebula, a kind of physical structure. Out of it developed; i.e., not really, but people imagined that this was so—the higher beings of the kingdoms of Nature: plants, animals, etc. Again, in accordance with conceptions of physics, people thought that life on earth and the earth itself would end by heat—again, a hypothesis. A fragment was thus surveyed, which lies between the beginning and end of the earth. Beginning and end became a hazy, unsatisfactory picture. But this was different in a more remote past. In past times people had very clear notions of the beginning and end of the world, because they still saw the divine spiritual in the semblance. Bear in mind, for example, the Old Testament, or other religious teachings of the past. In the Old Testament we find ideas which are above all connected with the beginning of the world, and they are described in a form accessible to man, which enabled him to grasp his own existence upon the earth. The Kant-Laplace nebula instead, does not enable him to understand human life on earth. If you take the wonderful cosmogonies of the various pagan nations, you will again find that they enabled man to grasp his earthly existence. The human being thus directed his gaze towards the beginning of the earth and obtained thoughts which encompassed man. Conceptions of the end of the earth remained for a longer time in human consciousness. In Michelangelo's “Last Judgment,” for example, we come across ideas connected with the end of the world, which were handed down as far as our own epoch and which encompass man; for although the conceptions of sin and atonement are difficult, they do not do away with man. But take the modern hypothetical conception of the end of the world: viz. that everything will end in uniform heat. Man's whole being dissolves, there is no room for him in the world. In addition to the disappearance of divine spiritual life from the illusion of perception, man therefore lost, in the course of time, his conceptions of the world's beginning and end. Within these ideas he could still assert himself and view himself within the cosmos as a being connected with the beginning and end of the earth. How did the people of past epochs view history? No matter in what form they saw it, history was something which moved from the beginning to the end of the earth, and it obtained its meaning through the conceptions of the beginning and end of the earth. Take any of the pagan cosmologies: they will enable you to picture mankind's historical development. They reach back to ages when earthly life was still united with a divine spiritual weaving. History has a meaning. If we turn to the beginning and also to the end of the earth, history acquires a meaning. Whereas the conception of the end of the earth, as an imaginative conception contained in religious feeling, continued to exist even in more recent epochs; the conception of the end of the earth lived on in historical ideas, as a kind of straggler, even in more recent times. In historical works, such as Rotteck's “World History,” you may still find the influence of this idea of the world's beginning, which gives a meaning to history. The significant, peculiar fact is that at the same time in which man entered the stage of perceiving the world as an illusion, so that he perceived external Nature as an illusion, history began to lose its meaning and became inaccessible to man's direct knowledge, because he no longer had any notion of the earth's beginning and end. Consider this fact quite seriously. Take the nebula at the beginning of the earth's development, from which undefined forms first condensed themselves, and then all the beings, rising as far as man. And consider the death by heat at the end of the earth's development, in which everything will perish. In between lies what we know, for example, concerning Moses, the great men of ancient China, the great men of ancient India, Persia, Egypt—and further on, of Greece and Rome, as far as our present time. In thought we may add all that has still to come. But all this takes place on earth like an episode, with no beginning and end. History thus appears to have no meaning. Let us realize this. Nature may be surveyed, even if we cannot survey its inner essence. It rises up before us as a semblance together with the experience of our own self, between birth and death. Modern people simply lack the courage to admit that history has no meaning; it is meaningless, because man has lost track of the beginning and end of the world. He should really feel that mankind's historical development is the greatest of riddles. He should say to himself that the historical course of development has no sense. Some people had an idea of this truth. Read what Schopenhauer wrote on the absence of meaning in history, when one sets out from occidental beliefs. This will show you that Schopenhauer really felt this absence of meaning in history. We should be filled with the longing to rediscover the meaning of history in some other way. The world of semblance enables us to develop a satisfactory knowledge of Nature, particularly in Goethe's meaning, if we give up hypotheses and remain by the phenomena; i.e., by the truths based on semblance, on illusion. Natural science may satisfy us, if we eliminate all the disturbing hypotheses connected with the beginning and end of the world. But we are then imprisoned, as it were, in our earthly cave and we do not look out of it. The Kant-Laplace theory and the end of the world by heat block our outlook into Time's cosmic distances. This is after all the situation of present-day mankind from the standpoint of ordinary consciousness: consequently mankind is threatened by a certain danger. It cannot quite penetrate into the mere world of phenomena; above all it is unable to penetrate into this world of semblance with the forces of inner life. Man would like to submit to the inner necessity, to his instincts, impulses, and passions. Today we do not see much of all that may be realized on the basis of free impulses born out of pure thinking. But in the same degree in which man lacks freedom during his life from birth to death, he is overcome by lack of freedom, by the necessity of perception arising out of the hypnotizing coercion which exists between death and a new birth. Man is therefore threatened by the danger of passing through the portal of death without taking with him his own being and without penetrating into a free realm in regard to his perceptive world, but into something which submerges him into a state of coercion, which makes him, as it were, grow rigid in the external world. The impulse which must in future enter the life of mankind is that the divine spiritual should appear to man in a new way, not in the same way in which it appeared in ancient times. In past epochs man could imagine a spiritual essence in the physical at the beginning and end of the earth, to which he was united and which did not exclude him. But this must take place in an ever-growing measure from the centre, instead of from the beginning and end. Even as in the Old Testament the beginning of the world was looked upon as a genesis of the human being, in which his existence was ensured, even as the pagan cosmogonies spoke of mankind's development out of a divine-spiritual existence, even as the contemplation of the end of the earth, which—as stated—was still contained in the conceptions of the end of the world and the final judgment, which do not deprive man of his own self, so modern times must find in a right conception of the Mystery of Golgotha, at the centre of the earth's development, that which again enables man to see divine life united with earthly life. We should grasp in the right way that God passed through Man in the Mystery of Golgotha. This will replace what we lost in regard to the beginning and end of the earth. But there is an essential difference between the way in which we should now look upon the Mystery of Golgotha and the old way of looking at the beginning and end of the earth. Try to penetrate into the way in which the pagan cosmogonies arose. In the present time we often come across conceptions stating that these pagan cosmogonies were thought out in the same way in which modern men freely join thought to thought and disconnect them again. But this is an erroneous University conception which has no reasonable foundation. We find instead that in the past, man gave himself up entirely to the contemplation of the world; he could see the beginning of the world only in the way in which it appeared to him in the cosmogony and in the myths. There was no freedom in this; it was altogether the result of necessity. Man had to envisage the beginning of the earth, he could not refrain from doing so. In the present time, we no longer conceive in the right way how in the past man's soul confronted the beginning of the world and, in a certain respect, also the end of the world with the aid of an instinctive knowledge. Today it is impossible for the human soul to envisage the Mystery of Golgotha in this way. This constitutes the great difference between Christianity and the ancient teachings of the Gods. If we wish to find Christ, we must find him in freedom and turn to the Mystery of Golgotha freely. But the content of the ancient cosmogonies was forced upon man, whereas the Mystery of Golgotha does not force itself upon him. He must approach the Mystery of Golgotha in freedom and his being must pass through a kind of resurrection. Man is led to such freedom by an activity which I have recently designated in anthroposophical spiritual science as the cognitive activity. A clergyman who believes that he may gain knowledge of the “Akasha Chronicle” through an “illustrated luxury edition”, that is to say without any inner activity on his part, for the grasping of truths which should appear before his soul in the form of concepts and become images—such a clergyman would simply show that he is predisposed to grasp the world only in a pagan way, not in a Christian way; for Christ must be reached in inner freedom. Particularly the way in which the Mystery of Golgotha should be faced, constitutes the most intimate means of an education towards freedom. If the Mystery of Golgotha is experienced rightly, it already tears us away from the world. What arises in that case? In the first place, we live in a world of apparent perception and in it surges up something which leads us to a spiritual life guaranteed by the Mystery of Golgotha. This is one thing. But the other thing is that history ceased to have a meaning, because beginning and end were lost; it obtains a new meaning when it receives it anew from the centre. We learn to recognize that everything before the Mystery of Golgotha tends towards the Mystery of Golgotha as its goal, and everything after the Mystery of Golgotha sets out from it. History thus once more acquires a meaning, whereas otherwise it is an illusory episode without beginning and end; the world which we perceive outside faces us as an illusion for the sake of our own freedom and also changes history into something which it should not be—an illusory episode without any centre of gravity. It dissolves into fog and mist and theoretically we already find this in Schopenhauer's writings. By tending towards the Mystery of Golgotha, all that was once mere illusion in history obtains inner life, an historical soul, connected with everything which modern man requires through the fact that he must develop freedom in life. He will then pass through the portal of death with the great teaching of freedom. Avowal of the Mystery of Golgotha throws into life a light which must fall on everything in man that is capable of freedom. And having the disposition to freedom in the illusory aspect of the world which is given to him, he has the possibility to escape the danger of failing to develop freedom, because after death he submits to instincts and passions, thus falling a prey to necessity. By accepting a religious faith which is quite different from those of the past, by allowing his whole soul to be filled by a religious faith which only lives in freedom, he becomes able to experience freedom. In the present civilization, only a small number of people have really grasped that only a knowledge gained in freedom, a knowledge gained by inner activity, is able to lead us to Christ, to the Mystery of Golgotha. The Bible gave man the historical record so that he might have a message of the Mystery of Golgotha for the time when he could not yet take in spiritual science. To be sure, the Gospel will never lose its value. It will have an every greater value, but the Gospel must be added to the direct knowledge of the essence of the Mystery of Golgotha. Christ should be felt and recognized also with the aid of human forces, not only with the aid of the forces working through the Gospel. This is what spiritual science strives for in regard to Christianity. Spiritual science seeks to explain the Gospels, but it is not based upon the Gospels. It is able to appreciate the Gospels so fully, just because it discovered, as it were, subsequently, all that lies concealed in them, all that has already been lost in the course of mankind's outer development. You see, the whole modern development of mankind is thus connected on the one hand with freedom and the illusion of perception, and on the other, with the Mystery of Golgotha and the meaning of the historical development. The sequence of many episodes which constitutes history as it is generally described and accepted today, obtains its true weight if the Mystery of Golgotha can be set into the historical course of development. Many people felt this in the right way and also used appropriate images for this. They said to themselves: Once upon a time, man looked out into the heavenly spaces; he saw the Sun, but not as we see it now. Today there are physicists who think that out there in the universe there swims a large sphere of gaseous matter. I have frequently said that they would be astonished if they could build a world airship and reach the Sun, for where they suppose the existence of a gaseous sphere, they would find negative space, which would transport them in a moment not only into Nothing, but beyond Nothing, far beyond the sphere of Nothing. The cosmologies developed today, the modern materialistic cosmologies, are pure fantasy. In past epochs, people did not imagine the Sun as a gaseous sphere swimming in the heavenly spaces, but they saw a Spiritual Being in the Sun. Even today the Sun is a Spiritual Being to those who contemplate the world in a real way; it is a Spiritual Being manifesting itself only outwardly in the way in which the eye is able to perceive the Sun. In Christ an older human race felt the presence of this central Spiritual Being. When speaking of Christ, it pointed to the Sun. By recognizing the Sun as a Spiritual Being, it was possible to connect a conception worthy of man with the beginning and end of the earth. The conception of Jesus, who was Christ's abode, renders possible a conception worthy of man in regard to the middle of the earth's development, and from there will ray out towards beginning and end that which will once more make the whole cosmos appear in a light that gives man his place in the universe. We should therefore envisage a future in which hypotheses concerning the world's beginning and end will not be constructed on the basis of materialistic, natural-scientific conceptions, but in which the point of issue will be the knowledge of the Mystery of Golgotha. This will also enable us to survey the whole cosmic development. In ancient times, the Christ was felt to be outside in the cosmos, where the Sun was shining. A true knowledge of the Mystery of Golgotha enables us to see in the historical development of the earth the Sun of the earth's development shining through Christ. The Sun shines outside in the world and also in history—it shines physically outside, and spiritually in history; Sun here, and Sun there. This indicates the path to the Mystery of Golgotha from the aspect of freedom. Modern mankind must find it, if it wants to come out of the forces of descent and enter the ascending forces. This should be realized fully and profoundly. This knowledge will not be abstract, not merely theoretical, but one that fills the whole human being. It will be a knowledge which must be felt and experienced in feeling. The Christianity which Anthroposophy will have to teach, will not only imply looking at Christ, but being filled by Christ. People always want to know the difference between the teachings of the older Theosophy and the truths that live in Anthroposophy. Is this difference not evident? The older Theosophy warmed up the pagan cosmology. In the theosophical literature you will discover everywhere warmed-up pagan cosmologies, which are no longer suited to modern men, and although Theosophy speaks of the world's beginning and end, this no longer means what it meant in the past. What is missing in the writings of an older Theosophy? The centre is missing, the Mystery of Golgotha is missing throughout. It is missing to an even greater extent than in external natural science. Anthroposophy has a continued cosmology which does not blot out the Mystery of Golgotha, but admits it, so that it is contained in it. The whole evolution, reaching back as far as Saturn and forward as far as Vulcan, will take its course in such a way that the light enabling us to see it, will ray out from our knowledge of the Mystery of Golgotha. If we but recognize this fundamental contrast, we shall no longer have any doubt as to the difference between the older Theosophy and Anthroposophy. Particularly when so-called Christian theologians again and again put together Anthroposophy and Theosophy, this is due to the fact that they do not really understand much about Christianity. For it is deeply significant that Nietzsche's friend, Overbeck, the truly conspicuous theologian of Basle, wrote a book on the Christianity of modern theology, in which he tried to prove that modern theology; i.e., the Christian theology, is no longer Christian. One may therefore say: Even in regard to this point, external science has already drawn attention to the fact that modern Christian theology does not understand anything about Christianity and knows nothing about it. One should thoroughly understand all that is unchristian. Modern theology, in any case, is not Christian; it is unchristian through love of ease, through indolence. Yet people prefer to ignore these things, which should not be ignored, for to the extent in which they are ignored, people will lose the possibility to experience Christianity in a real way, from within. This must be experienced, for it is the other pole of the experience of freedom, which must appear. Freedom must be experienced, but the experience of freedom alone would lead us into the abyss. Only the Mystery of Golgotha can lead us across this abyss. |
211. The Mysteries of the Sun and Death and Resurrection: Changes in the Experience of the Breathing Process in History
26 Mar 1922, Dornach |
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And through this regulation of the breathing process, what one might call self-awareness was generated, the experience of the ego, of “I am”. But this was a time when the perception, the experience of breathing in general played a certain role in human life. |
211. The Mysteries of the Sun and Death and Resurrection: Changes in the Experience of the Breathing Process in History
26 Mar 1922, Dornach |
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Much is said today about the difference between belief and knowledge. In particular, it is often asserted that anthroposophy, in view of what it has to say, must be regarded not as a science but as a matter of faith, as a religious belief. But basically, all the differences that are made in this way stem from the fact that people have very little insight into what has emerged as belief in the course of human development, and that they actually do not have much insight into what knowledge is. All belief, everything that is connected with the word belief, actually goes back to very early times in human development. It goes back to those times when the breathing process played a much greater role in the life of man himself than is the case now. Man, with his present state of soul, does not really pay attention to his breathing process. He breathes in and breathes out, but he does not perceive any special experience in doing so. The beliefs of older times have always pointed to the importance of breathing. One need only remember – as I pointed out a few days ago – that in the Old Testament the creation of man is associated with the breathing of breath, and one need only recall what I said about the striving that existed in ancient India, for example, to gain higher knowledge by regulating the breathing process in a certain way. This striving had meaning in that time when man paid more attention to his breathing. I have said that this striving took place in the time when man perceived around him not only the dead nature that we perceive today, but when man saw spiritual and soul activity in all things and facts of nature, when he perceived spiritual and soul activity in every spring, in every cloud, in the river and in the wind. During this time, the aim was to become more and more aware of one's breathing: to regulate inhaling, holding one's breath, and exhaling. And through this regulation of the breathing process, what one might call self-awareness was generated, the experience of the ego, of “I am”. But this was a time when the perception, the experience of breathing in general played a certain role in human life. From his ordinary consciousness, the person of the present cannot imagine much of what it was like. I would like to give you such an idea. The breathing process is divided into inhaling, holding the breath and exhaling. This breathing process is initially regulated by human nature. The yoga scholars I have spoken of regulated it differently. Just as today, when someone studies, they develop a way of thinking that is not the thinking of everyday life, so in the times when breathing played a special role in life, a different breathing was developed than in ordinary life. But let us now consider not yoga breathing, the developed breathing, but the ordinary. I can best show you this schematically. Let us assume that this is the human chest organism, then we can say: we distinguish the inhalation process, the breath-holding process – I will not draw that separately – and the exhalation process. When people in ancient times inhaled, they experienced it as if, with the inhalation, that is, with the inhaled air from the outside world, what was spiritual in the beings and facts of the outside world came in. So in what I have here color-coded red as the inhalation current, the person, let's say gnomes, nymphs, experienced everything that was spiritual and soulful in the surrounding nature. And as he exhaled (blue), as he sent the inhaled air outwards, these beings became invisible again in the exhalation. They were lost, so to speak, in the surrounding nature. You inhaled and knew: there is something spiritual-soul in nature outside, because you felt the effect of this spiritual-soul in the inhalation. You felt connected to the spiritual-soul of the outer nature. That had a certain intoxicating effect on people in those ancient times - but it is only comparatively speaking - in a certain way. He intoxicated himself with the spiritual soul of his surroundings. And by breathing out again, he sobered up. So that he lived in a state of intoxication and a state of sobering up. And in this intoxication and sobering up there was an interaction with the spiritual soul of the outside world. But there was something else as well. Man felt, by breathing in, by intoxicating himself, as it were, with the spiritual-soul, how the spiritual-soul beings quietly drew up into his head from the breathing current, how they filled him inwardly, how they united with his own physical being. So that what man felt there can be expressed something like this: I breathe in the spiritual and soul life of the environment. It fills my head. I feel it, I perceive it. Then the breath is held. And as he breathes out, the person would say: I give back my perception of the spiritual and soul life. [IMAGE REMOVED FROM PREVIEW] But this had an intimate connection with life. Take just one very simple thing: here is chalk. If you take this chalk today, you look at it, you reach out, take it up. The people of the ancient epoch did not do that. We have the thought of looking at the chalk and then picking it up. This was not the case with ancient man, who looked at it and inhaled what was spiritually radiating from the chalk, exhaled, and only in the exhalation did he grasp the chalk, so that for him inhaling meant observing, exhaling meant being active. This was at a time when man actually always lived in a kind of rhythmic interaction with the environment. This rhythmic interaction has been preserved for later times, but without the living, observing consciousness of ancient times. Just imagine how, in our youth, threshing was still done by hand in the countryside: looking, beating, looking, beating, in rhythmic activity. This rhythmic activity corresponded to a certain breathing process. Inhaling = observing Exhaling = doing As far as the later development of humanity is concerned, we can say that this experience of inhalation ceased to be perceived by the human being, and the human being perceived or perceives only that which goes up from breathing into his head. So in ancient times, the human being perceived how what was inhaled, which was intoxicating for him, continued into the head and connected there with the sense impressions. Later on, this was no longer the case. Later on, man loses consciousness of what is going on in his chest organism. He no longer perceives this upwelling of breathing because the sensory impressions become stronger. They extinguish what arises in the breath. When you see or hear today, the breathing process is included in the process of seeing and also in the process of hearing. In the ancient person breathing lived strongly in hearing and seeing, in the modern person seeing and hearing live so strongly that breathing is completely subdued. So that we can say, what was perceived by the ancient one in the breathing process in his inner being, no longer lives in the intoxicating, head-filling way that he said: Ah, the nymphs! Ah, the gnomes! Nymphs that whirl in the head, gnomes that hammer in the head, undines that surge in the head! Today, this hammering, surging, and whirling is drowned out by what comes from seeing and hearing and what fills the head today. There was once a time when man perceived more strongly this upwelling of breathing into his head. This passed over into the time when man still perceived confusedly, when he still perceived something of the after-effects of the gnome-like hammering, the Undine-like surging, the nymph-like tumbling, when he still perceived something of the connection of these after-effects with the perceptions of sound, light and color. But then all that he still perceived of the breathing process was lost. And of those people who still had a trace of consciousness that breathing once introduced the spiritual-soul of the world into man, what now remained, what was established from sensory perception in connection with breathing, was called “Sophia”. But breathing was no longer perceived. So the spiritual content of breathing was killed, or rather, paralyzed by sensory perception. This was particularly felt by the Greeks. The Greeks did not have the idea of such a science as we do today. If one had told the Greeks about a science as it is taught today at our universities, it would have seemed to them as if someone had continually pierced their brains with small pins. They would not have understood that it could give a person satisfaction. If they had had to take in science as we have it today, they would have said: That makes the brain sore, that wounds the brain, that stings. --- Because they still wanted to perceive something of that pleasant spreading of the intoxicating breath, into which, flowing in, the heard and the seen pours. So the Greeks did perceive an inner life in the head, an inner life such as I am describing to you now. And they called this inner life Sophia. And those who loved to develop this Sophia within themselves, who had a special inclination to devote themselves to this Sophia, called themselves philosophers. The word philosophy definitely points to an inner experience. The hideous, pedantic assimilation of philosophy, whereby one simply 'ochst' (as they say in student life) at philosophy, that familiarization with this science, was not known in Greece. But the inner experience of 'I love Sophia' is what is expressed in the word philosophy. But just as the process of breathing that enters the body is taken up in the head by the sense perceptions, so what emanates as exhaled air is taken up by the rest of the body. In the limb-metabolism organism, just as sensory perceptions flow into the head through what is heard, just as what is seen flows into the head through what intoxicates the inhaled air, so too do physical feelings and experiences flow together with the exhaled air. The sobering effect of the exhaled air, the extinguishing of perception, flowed together with the physical feelings that were aroused while walking and working. Being active, doing, was linked to exhaling. And as man was active, as he was doing something, he felt, as it were, how the spiritual-soul left him. So that he felt when he did something, when he worked at something, as if he allowed the spiritual-soul to flow into the things. I take in the spiritual-soul: it intoxicates my head, it connects with what I have seen, with what I have heard. I do something, I breathe out. The spiritual-soul aspect goes away. It goes into what I hammer, it goes into what I grasp, it goes into everything I work. I release the spiritual-soul aspect from me. I transfer it, for example, by fizzling the milk, by doing something externally, I let the spiritual-soul aspect flow into things. That was the feeling, that was the sensation. So it was in the old days. But this perception of the exhalation process, this perception of the sobering up, just stopped, and there was only a trace left in Greek times. In Greek times, people still felt something, as if, by being active, they were still giving something spiritual to things. But then everything that was there in the breathing process was dulled by the physical sensation, by the feeling of exertion, of fatigue in working. Just as the inhalation process was dulled in the head, so the exhalation process was dulled in the rest of the organism. This mental process of exhalation was paralyzed by the bodily sensation, that is, by the sensation of exertion, of becoming heated, and so on, by what lived in man so that he felt his own strength, which he applied by exerting himself, by doing something. He did not feel the breathing out process as fatigue in himself now, he felt a power effect in himself, he felt the body permeated with energy, with power. This power that lived inside the human being was Pistis, faith, the feeling of the divine, the divine power that makes one work: Pistis, faith. Sophia = the spiritual content of breathing, paralyzed by sensory perception Pistis (faith) = the spiritual process of exhalation, paralyzed by the bodily sensation. Thus wisdom and faith merged in man. Wisdom flowed to the head, faith lived in the whole of man. Wisdom was only the content of ideas. And faith was the power of this content of ideas. Both belonged together. Hence the only Gnostic writing that has survived from ancient times is the Pistis Sophia. So that in Sophia one had a rarefaction of inhalation, in faith a condensation of exhalation. Then wisdom became more rarefied still. And in the further rarefaction, wisdom became science. And then the inner power became more condensed. Man felt only his body: he lost consciousness of what faith, pistis, actually is. And so it came about that people, because they could no longer feel the connection, separated what was to arise subjectively from within as mere content of faith, so to speak, and what connects with external sense perception. First there was Sophia, then Scientia, which is a diluted Sophia. One could also say: originally Sophia was a real spiritual being that man felt as an inhabitant of his head. Today, all that is left of this spiritual being is the ghost. For science is the ghost of wisdom. This is something that should actually haunt the soul of today's human being like a kind of meditation, that science is the spectre of wisdom. And in the same way, on the other hand, faith — which is what it is usually called today; here one has not really grasped a particular difference in the words — faith as it is lived today is not the inwardly experienced faith of antiquity, pistis, but it is the subjective closely connected with egoism. It is the condensed faith of ancient times. In the faith that had not yet been condensed, people still sensed the objective divine within them. Today, faith only arises subjectively, as it were, rising like smoke from the body. So that one could say, just as science is the spectre of wisdom, so today's faith is the heavy residue of former faith, the lump of former faith. These things must be held together, then one will no longer judge as superficially as many people do today, who say that anthroposophy is only a matter of faith. Such people do not know what they are talking about because they have never brought themselves to consciously perceive the whole connection between faith and wisdom, this inner experience of faith and wisdom, from the real history of mankind. Where today do we speak of history as we have to here? Where do we talk today about what the breathing process once was for man, how it represented a completely different experience than it is today? Where do we realize how abstract on the one hand and robustly material on the other that has become what was once a real spiritual-soul-like on the one hand and a real soul-bodily on the other? When the development of faith had reached a certain point, it became necessary for humanity to include something very specific in this belief. In ancient times, man had the divine within the belief. He experienced the divine in the process of exhalation. But the process of exhalation was lost to his consciousness. He no longer had the consciousness that the divine passes out into things. Man needed a revival of the divine for his consciousness, and he received this revival through the fact that he now received an idea within himself that has no external reality on earth. It has no external reality on earth that the dead rise from the graves. But the Mystery of Golgotha has no real content for a person if he describes the course of Jesus' life until Jesus dies. After all, that is nothing special. That is why Jesus is no longer anything special for modern theology either. Because a person goes through some experiences and then dies, as modern theology presents the life of Jesus, that is nothing special. The mystery only begins with the resurrection, with the living life of the Christ being after the physical body has gone through death. And - that is also according to Paul's words - whoever does not take up this idea of the resurrection into his consciousness has not taken up anything of Christianity at all, which is why modern theology is actually only a Jesusology, actually no Christianity at all. Christianity needs such a concept that refers to a reality that does not take place on this earth as a direct perception of the senses, but that as a concept already lifts man up into the supersensible. Through an inner experience, the old human being was lifted up into the supersensible. I have shown you in these days how the yoga student was led to the inner experience of being a baby. They experienced the first impressions of being a baby, that which shapes the human being in a plastic way. What one otherwise knows nothing about became conscious through the yoga exercises I have spoken to you about, but with it, at the same time, the whole prenatal life, or the life that lies before conception, when the human being's soul was in the spiritual world above before descending and taking on a physical body. Only a notion of this remained. This notion is also contained in the Gospels: Unless you become like children, you will not enter the kingdom of heaven. This saying refers to it, but in those days it no longer had any direct effect on life. This saying was, so to speak, a reminder that one could once place oneself back into the time of childhood and experience the Kingdoms of Heaven from which one descended through birth into physical existence. It is hardly the case that a person today, when he hears about the Kingdoms of Heaven from the Gospels or from some other ancient language, imagines something significant by it. He may think: Well, I have seen that here on earth – France, England and so on, they are divided into kingdoms. Whatever there is of kingdoms on earth is also there above, the kingdoms of heaven are there too. – Otherwise, people cannot really get a concrete idea of the kingdoms of heaven if they cannot imagine what is down there as being up there. I believe that in English, if I am not mistaken, they even say: the kingdoms of heaven. Yes, you don't get the idea of what is meant by the term “the kingdoms of heaven”, which has been modernized today. The gospel even usually says it in such a way that you can't even see what it actually means, it even says: the kingdom of God. In doing so, people hardly think of anything, but simply let a word resound. But in ancient times the heavens were exactly that which, when the earth is here (center), spread out as the sphere of the world (white, blue). And “kingdom” — what was that? Let us disregard all philology and take the observation to help here, which can be given by anthroposophical method itself. “Reich” = that which reaches out, encompasses, surrounds, that is the reaching, the sounding, the speaking, so that one must soar to the imagination: Through these heavens, for the one who learns to perceive, the spiritual-soul sounds through. He perceives not only the heavens, but the world-word that resonates and reaches through the heavens. [IMAGE REMOVED FROM PREVIEW] Those who cannot become like little children cannot perceive the word of the heavens, the word that speaks from the heavens everywhere. If earthly realms are called “realms” and earthly rulers “rulers of these realms,” then one would have to have the secret idea that these rulers could speak or sing so loudly that their voice would resound throughout their entire realm. In older, legendary conceptions, there is also something like a resounding of the realm. And this was symbolically expressed by the fact that laws were given which were proclaimed with trumpets to the quarters of heaven, whereby the kingdom became a reality. The kingdom was not the plane on which men dwelt, but the kingdom was that which the trumpet-angels carried out into the wide spaces as the content of the laws. But it was a memory. Another concept had to come that was more related to the will – what preceded related to the idea, to the thought – to that which accompanies a person when he passes through the gate of death. The will remains as his energy development. This goes with him through the gate of death with the world thought content. The human will, filled with world thoughts, enters with him into the spiritual worlds when the human being dies. And it was to this will that the new idea of the resurrected Christ turned, of the one who lives even if he has died in an earthly way. This was the strong, powerful idea that did not merely recall childhood, that pointed to death, and that appealed to what passes through the portal of death with man. Thus we find the irruption of the Christ idea, the whole Christ impulse, thoroughly grounded in the evolution of mankind itself. Now, of course, one can say: Even today there are still many people on earth who know nothing of the Christ. Those people who know about him today usually know it badly, but they learn something about the Christ, even if, according to the sense of today's materialism, they do not have the correct idea of the Christ, the feeling for the Christ that they have within them. But there are many people on earth who live in other, older forms of religion. And that is where the big question arises, which I already hinted at yesterday. I said that the Mystery of Golgotha is a fact. The Christ died for all people. The Christ Impulse has become a power for the whole earth. In this objective sense, apart from consciousness, the Christ is there for Jews, pagans, Christians, Hindus, Buddhists, and so on. He is there. Since the Mystery of Golgotha, He has been alive in the forces of the evolution of humanity on Earth. But there is a difference between whether people live within a Christian sphere or a non-Christian one. The only way to study the difference that exists between the life that a person develops between death and a new birth and life on earth is to see the connection. If a person has passed through death and was a Buddhist or Hindu in life, say, if he has not absorbed any idea, any feeling of Christ, then he takes with him for the universe behind death what a person can experience here on earth from the external environment, from nature. One would know nothing of nature in the heavens if man did not take with him the knowledge of the earth when he enters the realms of the heavens through death. Man carries what he takes in here on earth over into the realm of the supersensible by passing through death, for it is only through this that the supersensible worlds have any knowledge at all of the mineral, the vegetable, and the animal on earth. But the one who knows something of Christ, who can have the idea that Christ lives in him, who experiences the Pauline word, “It is no longer I who live, but Christ lives in me,” now carries into the supersensible worlds not only the knowledge of the earth, but the knowledge of the earthly human being. Thus both are carried into them by the modern human being as well. Christians carry into the supersensible world the knowledge of the earthly human being, of the bodily earthly form of the human being. The Hindus, the Buddhists, and so on, carry into the heavens the knowledge of what is around the human being. Even today, human beings complement each other in what they contribute to the supersensible worlds by passing through death. Naturally it becomes more and more necessary that all secrets which man can experience in himself, through himself, are carried into the heavens, so that man is more and more permeated by Christianity. But above all it is important that what man experiences here on earth only as a human being with other human beings is carried through death by means of Christianity. Consider that this is actually an extraordinarily important truth, a very essential truth. Take, for example, the Hindu or the Buddhist. What he experiences in looking at the world, in feeling the world, in sensing the world, what he experiences in thoughts about minerals, in feelings about plants, in feelings about animals, he carries all this through the gate of death and enriches the knowledge of the gods in the supersensible world with what he experiences. What the Christian experiences by entering into a social relationship with his fellow human beings, by developing social connections, that is, what one can only experience as a human being among other human beings, what is experienced in human brotherhood on earth, that is what the Christian carries with him through the gate of death. One would like to say: The Buddhist carries the beauty of the world through the gate of death, the Christian carries kindness through the gate of death. They complement each other. But the progress of Christianity consists in the fact that precisely the social earthly conditions acquire a significance for the heavenly worlds. The Oriental tyrants might decapitate as many people as they liked, but it had little effect on the worlds beyond. It only affected them to the extent that the person received external impressions as a result: the external impressions of horror and so on were carried through the gate of death. The unkindness between people that is developing today as a result of miserable social conditions, and which is spreading across the earth as a false socialism due to a misunderstanding of social interrelationships, also has a great significance for the supersensible worlds that people enter through the gateway of death. And when today, under the flag of the realization of socialism in the east of Europe, a terrible, destructive force is being developed, then what is experienced there is also carried into the beyond as a terrible result. And when unloving conditions develop among people in the age of materialism, this is carried into the transcendental worlds through the portal of death, to the disgust of the divine spiritual worlds. Through Christianity, man should come to bear the results of the evolution of the earth, which arise through him, into the supersensible worlds as well. What man himself develops on earth, he becomes capable of carrying into the spiritual worlds through the thought of the Risen Christ, of a living being who has gone through death and yet lives. This is why even those people who do not want their social deeds to be carried by death today have such a horror of recognizing the Risen Christ. The physical world is closely connected with the supersensible world, and one does not understand the one without understanding it in connection with the other. We must come to understand what is happening on earth by understanding the spiritual events of the universe. We must learn not to speak abstractly of spirit and matter, but we must learn to look at man as he once felt a connection with the divine-spiritual-soul of the world in the breathing process, and must thereby come to experience the spiritual-soul of the world ourselves in the way we can experience it in our time. There can be no recovery of the social conditions of the earth in any other way. There will be cries for social improvement, but nothing will be achieved. On the contrary, everything will decline more and more unless this permeation of Christianity takes hold among people. This must be based on reality, not on the mere uttering of empty words that intoxicate people.The ancients were allowed to become intoxicated by the breath. The moderns are not allowed to become intoxicated by words. Words must not be intoxicating for them, but must be held in the sense of Sophia, penetrating man with wisdom. These are the things through which anthroposophy also points to what is important in social relationships today. And it wants to express something of this in its name, this anthroposophy, anthroposophia, which is also a wisdom. During the Greek period, the human being was taken for granted. Sophia was already a human wisdom because the human being was still full of light and wisdom. Today, when one says Sophia, people only think of the ghost of Sophia, of science. Therefore, one must appeal to the human being one is calling upon, to the Anthropos: Anthroposophia. One must point out that this is something that comes from the human being, that shines out of the human being, that blossoms out of the best forces of the human being. One must point this out. But it also makes anthroposophy something that enlivens human existence on earth. For it is something that is experienced by man in a more spiritual, but no less concrete way than the ancient Sophia was experienced, and which at the same time is meant to bring about that which was then in the whole human being, the content of faith, pistis. Anthroposophy is not a belief, but a real body of knowledge, but one that gives people a strength that in earlier times was contained only in faith. |
312. Spiritual Science and Medicine: Lecture XIII
02 Apr 1920, Dornach Translator Unknown |
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Thus the Russian in a way gives himself up to the surrounding world and has a comparatively slight ego-feeling, unless it is artificially-supplemented by some theory; these attributes being associated with their small intake of sugar. |
312. Spiritual Science and Medicine: Lecture XIII
02 Apr 1920, Dornach Translator Unknown |
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It is possible that the more materialistic tendency in medicine may assume a more spiritually scientific orientation, in respect of three groups of facts; we shall now consider certain of these groups. The first includes all facts connected with the origin, development and possible cure of tumours. The second includes the so-called mental diseases, and their really rational treatment. And finally there is the field of externally applied remedies, ointments, salves, and so on. We can hardly hope to reach the understanding of tumorous growths, with their culmination in cancer, by means of merely physical methods, unless the insight given by spiritual science serves at least as a guidance. And contemporary psychiatry is in such a sorry state, mainly because there is no conscious bridge between it and the usual pathology and therapeutics—though such bridges abound everywhere in nature—that it is probable that these two special fields will be the first to approach the standpoint of spiritual science. They will need to mark all that spiritual science can tell them, and even now you have only to refer to my publications, to realise that spiritual science has already told them a good deal. It will be necessary, in fact, to talk of the intervention of the etheric body, within the physical organism. For indeed no one should merely assert that clairvoyance is needed in order to show how the etheric body acts within the organism. It is possible to see that the etheric body is not active in a certain way—or is not adequately active—through the observation of very many processes which are opposed to the action of the etheric body. In order to obtain valid representations here, we must take into consideration all the manifestations associated with inflammation or developing out of inflammation, and also all that is associated with the formation of tumours, and spreads its destructive activity through the human body. In the case of tumorous growths there is today a very justifiable effort to dispense with the surgeon's knife in the treatment of tumours. This endeavour is, however, blocked and often frustrated by social, especially hygienic, conditions which should, and must, be changed. But we must find a substitute for surgery: both for what it certainly achieves in some respects, and again fails to achieve in others. Doubtless there are many persons who at present advocate operative surgery, for the simple reason that they know of no alternative, but who would be converted immediately if and when the alternative were available. There is no need for me to analyse the whole nature of inflammatory processes, in their specific forms as affecting the different human organs. All that I can take as already familiar to you. But the unifying process, which is common to all inflammations, is not a matter of familiar knowledge. This unifying common process is perhaps best characterised as follows: in all cases of inflammation, whether very slight or very acute, and leading possibly to ulcers, spiritual science finds that the etheric body of the patient remains as a whole in working order. Thus we may be sure of being able to do something to restore the full efficiency of this etheric body, which has become impaired or impeded in a particular direction; to redistribute its workings, so as to make it a healing source. Our aim is to direct the activity of the etheric body in definite directions, whereas the healthy etheric body acts throughout the organism and permeates it in all directions. It is possible to set up reactive processes—we shall deal with them presently—which have power to stimulate the etheric body in regard to a system of organs in which its activity has become slack; so that, provided the etheric body as a whole retains a certain measure of health, it resumes its universal efficiency in this special direction. But tumorous formations of every kind are a different matter. They arise primarily from the actual enmity of certain processes within the physical body, against the action of the etheric body; these processes rebel as it were, so that the etheric body ceases to act in certain regions of the physical body. The etheric body, however, has very great powers of regeneration and the methods of spiritual science reveal that if it is possible to remove the hindrance and to expel the inimical action, the tumour can be overcome. We may lay down the rule that in cases of tumour, it will be necessary to simulate through the forces of nature, the removal of the counteracting physical processes which oppose the etheric body, so that the etheric body may once more extend its working to the region where it had temporarily receded. This principle is particularly important, let us say, in the treatment of carcinomatous growths. Carcinoma, if objectively studied, shows plainly, in spite of its great diversity of form, that it is essentially a revolt of certain physical forces against the forces of the etheric body. For instance, the characteristic indurations, which are so perceptible in the case of deep-seated carcinomatous growths, and though less perceptible still present when the growths are nearer the surface of the body—these reveal the preponderance and the encroachments, so to speak, of the physical structure over the etheric structure, which should be there in the particular region. Careful study of their contrasting characteristics will lead us to the conclusion that inflammations, abscesses, and ulcers on the one hand and tumours on the other, are polar opposites. Of course, I must remind you that it is quite possible to take a carcinoma situated on or near the surface of the body, for an ulcer, at least in some features. As the similarity may be misleading, we must study more closely the essence of this polarity. Certain not precisely old but somewhat medieval technical terms are misleading and unhelpful in this respect—and when I use the phrase medieval, I refer not to the Middle Ages but to those times which we have only just passed through. It is not quite correct to refer to tumours as neoplasms. They are “new” only in the trivial sense of not having been there before, but they are not “neoplasms” in the sense of sprouting on the actual soil of the organism, i.e., on its boundary, the skin. But owing to the vehement opposition developing in some special process of the physical body, as against the etheric, the body of man becomes subjected to the outer nature inimical to man; the formation of a tumour provides an easy passage for all manner of external influences; and thus we should not neglect the study of the complementary opposite of this whole phenomenon. For this I refer you to the study of the extra-human world, let us say, to the formation of the mistletoe to begin with. First of all we must observe the precise manner in which the varieties of mistletoe (viscum) develop on the soil of other plants. But this is not the main factor under consideration. For the botanist, of course, the parasitism of such plants as mistletoe is the essential point. But for the study of the inter-relationships of extra-human nature to man, it is far more significant that the mistletoe as it grows on trees is compelled to follow a different yearly rhythm from that of other plants, its blossoms have been formed before the trees which are its hosts, begin to put forth their leaves in spring. Thus the mistletoe is a kind of winter blooming plant, protecting itself under the shelter of alien foliage, from the extremes of the summer sun's rays, or better, from the light workings of summer; there is something of an aristocratic attitude about the mistletoe. (See Diagram 24). The sun must be taken—in the sense of the XI lecture—as being the representative only of the light workings: but this subject forms a chapter of physics and does not interest us here; it is unfortunately impossible to avoid phrases introduced into our language by an incorrect conception of nature. The whole manner in which the mistletoe attaches itself to other plants in order to grow and thrive is the essential point: it acquires and appropriates particular forces which may be described as follows. Its nature is to oppose all the tendencies of the straight course taken by the organic forces, and to urge towards all that to which the straight course taken by the organic forces is opposed. Let us try to elucidate this by means of a rough sketch, (see Diagram 24) representing an area in the physical body of man which revolts against the whole access of the etheric forces, so that the latter are, as it were, dammed up and stopped and thus what appears to be a “neoplasm” is formed; and the mistletoe counteracts this “pocketing” which has been formed and draws the forces again to the area which they do not want to enter. [IMAGE REMOVED FROM PREVIEW] You may corroborate this statement by means of a test which can only take place as occasion offers. You can study the tendency of the mistletoe against the straight-lined organising forces, by its effect on the after birth. Mistletoe prevents or delays the emergence of the after birth from the human body, that is to say, it opposes the straight course of the organic process. And that is its most characteristic and significant property, to prevent the normal course of organic forces. But quite the same tendency of opposition is to be found in the mistletoe-effect in general. The counteraction of mistletoe against the etheric body's refusal to take hold of the physical body may lead one to a certain administration of viscum; it may happen, then, that the physical body is taken hold of too strongly by the etheric body, and convulsions may result. Other cases, on being treated with mistletoe, have the peculiar sensation of falling (vertigo.) And these symptoms are in line with a further pharmaceutical effect of mistletoe, i.e., its stimulation of seminal pollutions. Thus in all its manifestations, e.g., in connection with epilepsy also, mistletoe works “against the stream” in the organism of man. And this is due, not so much to its parasitism, as to its inherent contrariety: it claims always special indulgencies from nature as a whole. This plant, for instance, will not thrive in the normal course of the seasons, blossoming towards the spring and then bearing its fruit, but during an unusual time, in winter. By so doing, it conserves those forces which counteract the normal course of events. If it were not giving too much offense, one might say that nature had “gone mad” and did everything at the wrong time, in reference to the mistletoe. But this is just what must be made use of, if on the other hand the human organism becomes physically mad, i.e., in formation. Here the need arises to cultivate the understanding of precisely these connections. Mistletoe provides, beyond question, a means which—when given in potencies—should enable us to dispense with the surgical removal of tumours. The point is only to find out how to treat the mistletoe fruit in combining it with other forces of the mistletoe plant, in order to arrive at a remedy. The peculiar “madness” of this plant is shown in its method of fertilisation, which depends on transport by birds from one tree to another. The plant would become extinct were it not for this service of the birds. In a curious way, the fertilising elements of the mistletoe choose the path through the birds, and are excreted on another tree trunk or branch, where they “take root” anew. All these peculiarities illuminate the whole formative process of the mistletoe. The task is to blend the glutinous substance of the mistletoe in the right way with the triturating medium, and so increase gradually the potency of the viscum substance to a very high degree. Having ascertained the main formula, we should vary it, specialising according to the requirements of this or that organ; and also bearing in mind the particular tree on which the mistletoe grew; I shall make further suggestions in that matter. Another important point will be to arrive at a co-operation of this glutinous substance with certain metallic substances this effect can of course be arrived at also by the metallic ingredients of other plants. But the co-operation, for instance, of mistletoe from an apple-tree, with triturated silver salts, could produce something eminently capable of counteracting all cancers in the hypogastric regions. These things must be brought forward with caution at the present time. The trend of which they are manifestations is correct, beyond question, and based on well-established research in spiritual science. But on the practical side, we are dependent on the actual blending and preparation of the mistletoe substance, and have not yet sufficient knowledge for successful carrying out. Here spiritual science can only work to our full benefit if it is in continuous contact with clinical experience. And this interrelationship of spiritual science and medicine is made very difficult, for the opportunities for clinical observation and the investigations of spiritual science are kept widely apart by our contemporary social institutions. But just this can show that we can only succeed in these matters if and when both lines of procedure co-operate. Thus it is urgently desirable to collect experience in this direction, for it will hardly be possible to convince general public opinion in these matters, unless you can provide at least verification by external reports from clinics, etc. It is not so much an internal necessity to obtain such evidence; but it is an imperative external necessity. It is quite possible to prove that the therapeutic effect of the mistletoe is really based on the fact just put before you. It will only be necessary to proceed methodically. For, as I have already pointed out the trunk formations of trees are really practically outgrowths of the proper substance of the earth; they are only little mounds containing still the vegetable element and from them the other essential parts of all trees sprout forth. Now, suppose a mistletoe grows on the tree trunk, it sends its roots earthward, although it takes root on the tree. Now consider those plants which share the mad “aristocraticism” of mistletoe without sharing its “bohemianism” of living parasitically. One can expect to make similar experiences when testing such plants. This is bound to be so. Examine and test winter flowering plants with reference to their contrariety, their anti-tendency against the normal tendencies of the human organism, including, of course, the normal tendency to discase. We must expect the plants which flower “out of season” to have effects similar to that of the mistletoe. Extend the experiments to Helleborus niger, the hellebore, and similar effects will be found. It is, however, necessary to take notice of the contrast, already outlined, between the male and female respectively, Helleborus niger will hardly produce any effect—or any visible effect—if administered to women. But on men it will show appreciable influence in the case of tumours, if it is applied in a higher potency arrived at in the way already suggested for mistletoe. In choosing plants for therapeutic purposes, it is necessary to bear in mind whether they flower in winter or summer, and whether their inherent effects are more due to their tendency to the earth itself than are those of mistletoe. Mistletoe shuns the earth but hellebore likes the earth and is therefore more in affinity with the male system which is akin to earth itself, whereas the female system of forces, as I have already stated, is more akin to the extra-telluric sphere. These differences must never be underestimated. We must learn to get a certain insight into the processes of nature themselves. This is why I have attempted to characterise with the help of such images as bohemians, aristocrats, madness and so forth: for such concepts are not entirely inadequate in describing the forces in play. After having formed such concepts one will also find out the characteristic difference between the efficacy of a remedy from outside and one from within. Before considering this difference, we must form certain ideas which will lead us to understand this difference. It will be necessary to study the new forms of disease. already alluded to yesterday, from the therapeutic point of view. One can, e.g., try to expose vegetable carbon to the action of marsh-gas for some time, to immerse it in marsh-gas and then when it is sufficiently saturated, to produce the trituration. One will in this way obtain something which is efficacious when prepared as an ointment, especially in combination with other favorable ingredients. The technical method of such a thing has to be discovered. If this is done and talcum suggests itself in this connection, there is no doubt that an ointment compounded on these principles would have most useful properties. It is, however, necessary to penetrate such a process. We shall not penetrate it until we have cleared our vision by learning to think on sound lines in the matter of psychiatry, as well. Believe me, the exponent of spiritual science finds the mere phrase “mental disease” [Ed: In German: Geisteskrankheit, spiritual disease.] go against the grain; for it is folly simply to use the expression “mental disease”; the spirit is always healthy, and cannot fall sick in the true sense of the term. To talk of mental diseases is sheer nonsense. What happens is that the spirit's power of expression is disturbed by the bodily organism, as distinct from a disease of the spirit or the soul itself. The manifestations in question are symptoms, and symptoms only. Now one must sharpen one's eye for the concrete separate symptoms. Perhaps you will be in a position to see the primary tendency or disposition, and then the further development of, for example, a religious mania:—of course the technical terms here are none of them precise. There is great confusion of terminology in this field, but let us for the moment use an accepted term. As I have said, these manifestations are only symptoms. But let us assume that this condition develops—we must be able to form some picture of how it develops. And, having found this picture, we shall require to keep a sharp look-out for any abnormalities in the formative process of the lung of those individuals who display this symptom of “religious mania.” Note; not anomalies in the process of breathing but in the process of lung formation, in the pulmonary metabolism. For even the current term “brain disease” is not wholly correct; “mental disease” is a wholly false and misleading term, and “brain disease” at least half mistaken; for all phenomena of cerebral degeneration are secondary. The primary elements are never manifested in the upper organic sphere, always in the lower. The primary factors always lie in the organs belonging to the four main groups or systems, the liver, kidneys, heart and lung systems. In the case of an individual inclined to those forms of insanity in which all interest in the external world and active life dies out, and man begins to brood and follows delusions, it is before all things necessary to obtain precise knowledge of the pulmonary process. This is extremely important. Again, take such persons as are conspicuous for what may be termed obstinacy, stubbornness, self-righteousness and all the other facets of a certain conceptual rigidity, a blind sticking to a certain system of concepts; in their case we should try to ascertain the state of the liver process. In such cases, there is always a defect in the internal organic chemism. Even what is commonly known as “softening of the brain” is a secondary manifestation. In all the so-called mental diseases, the primary cause lies in the organic system, although this is often very hard to detect. And for just this reason it is sad to note how ineffective so-called mental and mental and spiritual treatment often proves; so that there is more chance of obtaining a cure in organic diseases through treatment of the mind and spirit, than in the diseases termed “mental.” Yes, we must learn to treat mental diseases with physical remedies. That is a matter of major importance, and the second field in which external medicine will have to let its path be sought and found: the path leading to spiritual science. The suitable observer in this field will always be the thoroughly trained and competent psychologist. The life of the soul with its immense diversity, with its way of often working by mere indications, is able to reveal very many things and one has to acquire gradually a capacity to observe it. Take one example! Man is so constructed that in respect of his faculties and capacities—including the faculties and capacities based upon the bodily organisation which becomes the implement of the spiritual organisation—he is not all of one piece, not of a single mould. It is absolutely possible for an individual to exhibit qualities which compel us to treat him as mentally inferior, feeble-minded: nevertheless the same person may utter things—which are full of life and wit to the point of genius. That is quite possible. And why? because of the extreme suggestibility associated with certain types of mental inferiority; a suggestibility open to all the mysterious influences of the environment and reflecting them as a mirror. In the field of pathological-cultural history one can make the most interesting observations. In giving the results one naturally need not mention names; to refrain may be to undermine confidence in the statements, but it is not well to mention names. Especially in the profession of journalism it happens that mentally inferior people may have success because their mental inferiority enables them to record the opinion of their time, rather than to maintain their own restricted view. The opinion of the time is mirrored. For this reason, the writings of mentally inferior journalists are much more interesting than that of strong-minded, independent members of the profession. The former reveal to us much more what mankind thinks than those who form their own views. The result is—it is only an extreme case but it often occurs—a masking of the true nature of the case; one fails to recognise an actual mental inferiority, because one is faced with utterances which may even bear the stamp of genius. In the course of everyday life this does not much matter, for why should not our newspapers be composed by mental weaklings—provided, of course, that their “news” is good! But in more extreme cases, the borderline may easily be crossed and definite morbidity result; and in such cases the healing profession needs an unbiased—a very unbiased-eye for the diagnosis of conditions which come under the classification of psychiatry. Here we cannot always judge from the masks in which the soul's activity disguises itself; but we must probe for deeper and less obvious symptoms. And error here is the more possible, because it is of prime importance for diagnosis, not only to note whether the individual gives utterance to clever thoughts, but to observe (granted that such be the case) whether there is a tendency to repeat these clever thoughts more often than the context requires. The “how” of expression of thoughts is important. If thoughts are very often reiterated, or on the other hand omitted, so that there is nothing consecutive or continuous, we have symptoms of far greater importance than if the thoughts expressed are either intelligent or stupid. It is possible to be a very intelligent person and yet at the same time stupid: physiologically stupid of course, not pathologically so. It is possible to utter clever ideas, and yet tend to “mental” disease so-called, and even suffer from it. This condition can be perceived sooner by the following symptoms than by any others; firstly the omission of thoughts and secondly their frequent repetition. The individual who suffers from frequent repetition, has always certain organic tendencies associated with a defective formative process of the lungs. The individual who suffers from omission of thoughts has always certain tendencies associated with defective function of the liver process. The remaining manifestations stand midway between. These conditions may be studied from life itself. Take such substances as have already established themselves as either foodstuffs or luxuries, but not, as yet, as therapeutic remedies in the accepted sense of the term. Amongst them I have already often had occasion to mention coffee—at least in certain circles—as possessing a very definite effect on the whole symptomatic process of the soul. Now it is inadvisable to put one's trust in such effects—for if they are habitually relied on they merely make the soul inert; but they certainly exist. It is quite possible to supplement a lack of logic in thought by means of stimulation through coffee: that is to say, a certain amount of coffee will stimulate the organism, so that it yields more forces of logic, than without coffee. Therefore it should be a part of the habits of journalism—which are based on accepted opinions—to absorb large amounts of coffee in order not to have to gnaw their pens too much in order to link up their thoughts!—So much for one part of the phenomenon. The habit of tea drinking, on the other hand, helps us to avoid linking up pedantically one thought to another like a professor. For certain professions which are now in decline, but in their ancient state were based on wit, there could be given a remedy which would make people extremely witty—not, indeed, internally witty but quite externally through a beverage: namely tea. Just as coffee is the drink for journalists, tea is a remarkably effective drink for diplomats, materially conducing to the habit of making aphoristic remarks and hints, which create the impression of intelligence and wit. These matters are needful to know, for if we know how to estimate them aright, and possess the requisite ethical attitude, we recognise that in any ethically responsible life, intelligence and efficiency must be promoted by other means than this or that form of diet. But in order to recognise certain connections in nature, such knowledge is very important. There are also significant cultural aspects. For example, we may refer to the very small amount of sugar consumed in Russia up to the present time, as contrasted with the lavish consumption of sugar in the Western world of the English speaking peoples. And we may conclude that (if and when soul development does not neutralise physiological effects) the mental behaviour of men bears the definite imprint of the substances they eat or drink. Thus the Russian in a way gives himself up to the surrounding world and has a comparatively slight ego-feeling, unless it is artificially-supplemented by some theory; these attributes being associated with their small intake of sugar. The Englishman, on the other hand, has a strong feeling of his own Self, and the organic basis for this quality is associated with a large intake of sugar. Nevertheless in such cases, the fact of taking in is less important as an indication, than the urge for a certain diet. For the fact of habitual consumption of any special food develops from the urge and therefore the urge is the main factor to be remembered. Finally; if you fully realise that the real origin of the so-called mental or spiritual diseases is to be sought in the lower organic systems of man, you will be made unmistakably aware of interactions within man which cannot be neglected in the practice of pathology or therapeutics. These interactions between what I have termed the lower and the upper man, must be considered always and equally, both in pathology and therapeutics; otherwise it will not be possible to form an opinion of the manner in which external influences will affect the patient. For instance: there is a very great difference between the application of heat or of water to the head, or to the feet respectively. But we can find no fundamental principle here, unless we are aware of the great differences of function in the two bodily spheres of man; the upper and the lower. For this reason, we will now proceed to discuss external influences affecting man, so far as is possible within the scope of these lectures. |
314. Physiology and Therapeutics: Lecture II
08 Oct 1920, Dornach Translated by Alice Wuslin, Gerald Karnow |
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On the other hand, as I have described in the second case, we have the form-skeleton of the human organism, but we do not wish to allow it to be permeated by the organizing force, by the force that weakens our consciousness to a certain extent: instead we wish to drive out the organizing force, which we now want to know as spirit (see drawing c). We cannot go along with our ego, however, because this is bound to the organism. We have the other side as well, the side in which man clearly begins to develop the spiritual, that is, to develop will activity in the spiritual. |
314. Physiology and Therapeutics: Lecture II
08 Oct 1920, Dornach Translated by Alice Wuslin, Gerald Karnow |
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Today I wish to make a link with what I said yesterday at the conclusion of the lecture. I pointed then to a personality who was driven by his philosophical instincts, as it were, from knowledge of the soul-spiritual into an intimation of the connection of this soul-spiritual with the physical-bodily existence of the human being. This was Schelling. I said that out of these instincts Schelling not only occupied himself with theoretical medicine but also with all kinds of therapeutic treatments. I do not know whether this resulted in greater or lesser satisfaction for the patient than is the case with many well-trained physicians, for this question of how much improvement in a person's condition can be attributed to therapeutic measures is, in most cases, a very problematic one if it is not looked at inwardly. This instinct arose in Schelling out of the entire disposition of his soul, and from this he acquired a principle. It would certainly be good if this became a kind of inner principle for every physician, became an inner principle so that the physician would coordinate his entire practical conception of the nature of the healthy and sick human being out of this principle. I quoted Schelling's own words, which show a kind of daring. He simply said, “To know nature means to create nature.” Generally what is first noticed when a genius comes forth with such an expression is its quite obvious absurdity, for no one seriously believes himself capable, as an earthly human being in the physical body, of creating anything out of nature simply by knowing nature. Obviously in technology there is continuous creation, but there it is not a matter of really creating something in the way that Schelling meant; rather, by putting things together, by a composition of the forces of nature, nature in turn is given the opportunity to create in a particular way and through a particular arrangement, and so on. With this sentence, therefore, we have fundamentally to do with an absurdity that a man of genius laid at the foundation of all his thinking. Yesterday I indicated another sentence that could be contrasted with, “To know nature means to create nature,” and this sentence would be, “To know the spirit means to destroy the spirit.” This last sentence was probably not expressed by Schelling in such a fundamental way. In modern times, however, a person who once again approaches a spiritual science, developing his own spiritual investigation, sees that both these sentences basically point back to an ancient knowledge from inspiration. Schelling, who certainly was by no means an initiate but simply a man of genius, could arrive at the first sentence out of his instinct. When a person pursues the kind of spiritual investigation that was not being done in Schelling's time, this sentence immediately recalls a resounding from ancient wisdom. Then one is carried over to the other sentence, which resounds in a similar way from ancient wisdom. Neither sentence can be comprehended with the customary modern intellectual knowledge that we apply in our sciences. Considered either in relation to each other or by themselves, these phrases are absurd. They both point, however, to something of the greatest importance in the human organization, something as important for the healthy condition as for the diseased condition. When we consider outer nature in relation to the finished processes of nature, we can say nothing more than that “To know nature means at most to recreate nature in thoughts.” Therefore what we call our thoughts bring us no further than recreating nature since they lack the inner formative force; this is what we develop in our thinking, in the soul life permeated by thoughts, by mental images. It has been pointed out previously, however, that this soul life permeated by mental images is basically nothing but what emancipates itself from the physical-etheric organism at the time of the change of teeth, what the human being therefore has within the physical-etheric organism until the change of teeth. What is active in the human physical-etheric during the childhood years, what truly engages in a creative activity, thus remains in a weakened form, toned down in the soul life as a world of pictures or a world of thoughts or mental images, in short, as a world force in thoughts and mental images, a force in its creative substantiality. It simply sits in our organism; what we know from age seven on simply sits within our organism in an organizing way. It creates there, but not at all, in the same as we are able to see it creating in outer nature; we see it creating within our own organism. Thus if a child were already a sage and were able to express himself not about outer nature but rather about what goes on within him, if the child were able to look within to his inner nature and penetrate nature there, he would say, “To know this nature means to create this nature.” The child would simply saturate himself with the creating forces, would become one with these creating forces. And in his medical instinct, in his physiological instinct, Schelling merely stated something that for the entire later life is absurd; he drew forth something from the age of childhood and extended it by saying, as it were: all this knowing in old age is nothing but a faint web of images; if one were able to know as a child, one would have to say that to know actually means to create, means to develop creative activity. We are able to see this creative activity, however, only in our own inner being. What is it, therefore, that actually confronts us as creative activity in our own inner being, which is expressed in a genius such as Schelling as I have indicated? It is true, isn't it, that the nature of genius is generally based on the fact that the person retains a certain childlike quality in later life. Those people who age no matter what happens and who take up aging in a normal way, as it were, take it up appropriately never become geniuses. It is people who carry into later life something of a positive, creative-childlike element who bear the quality of genius. It is this childlike element, this positive creative element, this knowing-creative element that—if I want to express myself in a simple way—does not have time to know things outwardly because it turns the forces of knowledge inward and begins: to create. This is the heritage that we bring with us in entering physical existence through birth. We bring with us the forces of organization, and we can perceive them, as it were, through spiritual science. And a person like Schelling sensed them instinctively. Anyone who acquires such perception knows that these soul-spiritual forces that permeate the organism in an organizing way in the first period of childhood do not completely cease being active with the change of teeth. They have undergone only one stage. They become suppressed, as it were, to a lesser degree of activity so that later we definitely still retain in us the organizing forces. We have conquered in ourselves, however, the memory-forming element that entered consciousness with the change of teeth, detaching itself thereby from the organization. We have taken memory from its latent state into its liberated state; we have received as a soul-perceptive force our growth force, our force of movement, our force of balance, which were active in a correspondingly heightened degree in the first period of childhood. You can see from this, however, that in normal human development, this organizing force, this growth force, must be transformed to a degree into something soul-spiritual, let us say, into the force of memory, into the thought-forming force. Let us assume, now, that too much of this organizing force active in the first period of childhood were held back due to some process; picture a development in which insufficient forces of organization were transformed into the memory-forming force. These forces then remain stuck below in the organism; they are not carried properly into sleep each time a person falls asleep but rather continue to course through the organism between falling asleep and awakening. If an individual engaged in medical, physiological-phenomenological research in the direction I can only suggest in this short course of lectures, he would be led to the insight that it is possible for forces in the human organism[,] that should actually enter the soul-spiritual at the proper turning-point in life instead[,] to remain below in the physical organization. Then what I spoke to you about yesterday occurs. If the normal degree of organization-forces is transformed with the change of teeth, then in later life we have the proper degree of forces in the organism to organize this organism in accord with its normal shape and normal structure. If we have not done this, however, if we have transformed too little, then the organizing forces that remain below appear somewhere and we encounter new formations, carcinomatous formations, about which I spoke yesterday. In this way—just as Troxler suggested in the first half of the nineteenth century—we can study the process of becoming ill or of illness that occurs in the moments of transition in later life. We can then compare this with childhood illnesses, for obviously childhood illnesses cannot have the same origin, because they appear in an early stage of life when absolutely nothing has yet been transformed. If one has learned the origin of illnesses in later life, however, one has also acquired a capacity to observe what underlies the origin of illnesses in childhood. One finds the same thing, in a certain way, only from another side. One finds that there is too much of the soul-spiritual force of organization in the human organism when childhood illnesses arise. To an individual who has acquired the capacity to perceive along these lines, such things appear especially significant when considering the phenomena of scarlet fever or measles in childhood. With these he can see in the child's organism how the soul-spiritual, which otherwise functions in a normal way, begins to stir; he sees how it is more active than it should be. The whole course of these illnesses becomes comprehensible the moment one really sees this restless stirring of the soul-spiritual in the organism as the basis of illness. Now, I beg you to consider my next sentence very precisely, for I never go a step further than is justified by the deliberations preceding it, even if much may be suggested only sketchily; everywhere I merely indicate how far one can go, so I am not drawing a conclusion here. I am simply saying that now one is not far from recognizing something that is extraordinarily important to recognize for a true knowledge. First we must arrive at the point of recognizing that in an illness of the human organism during later life, one that goes in the direction of new formations, there is too much of the organizing force that results in an island of organization, so to speak. When we have reached this point we are not far from saying that, if the later period of life points in this way back to earliest childhood, this indicates ultimately that what reveals itself in childhood points back to the time before birth or, let us say, before conception; it points back to the soul-spiritual existence of the human being before he was clothed with a physical body. A person suffering from childhood illnesses is simply someone who brought along too much of the soul-spiritual from his prehuman, pre-earthly life; this excess then lives itself out in the childhood illnesses. In the future there will be no choice but to allow oneself to be driven beyond the fruitless, materialistic approaches in which physiological and therapeutic matters remain stuck today, to be driven on to a soul-spiritual approach. It will soon be seen that what arises in spiritual science does not occur because the spiritual investigator is too little grounded in physical research, because he is, as it were, a dilettante in physical research (though I must add parenthetically that many who call themselves spiritual investigators are, in fact, dilettantes, but this is not how it should be). It is not necessary for the spiritual investigator to be grounded too little in physical research in order to become a spiritual investigator; rather he must be even more immersed in physical research than the ordinary natural scientist. If he sees through phenomena more intensively, he will be driven by the phenomena themselves into the soul-spiritual, especially when it comes to illness. The sentence, “To know the spirit means to destroy the spirit,” is actually an absurdity similar to the first sentence, yet this sentence also points to something that must be recognized, that must be penetrated. Just as the sentence, “To know nature means to create nature,” points us to the first age of childhood, and actually to life before birth—if we extend it in the right way—so the sentence, “To know the spirit means to destroy the spirit,” leads us to the end of a person's life, to what kills the human being. You need only hold to this sentence in a paradoxical way—“To know the spirit means to destroy the spirit”—and you will find how one must not follow it but how it nevertheless exists in life as something continually being approached asymptotically. For an individual who doesn't simply grasp knowledge aggressively but develops self-perception in the right way, to know the spirit means to see continual processes of breakdown, continual processes of destruction in the human organism. When we look into the creative age of childhood in the same way, we can see continuous upbuilding processes, but upbuilding processes that have the peculiarity of actually dimming consciousness. Therefore we are dreaming, we are half-asleep in childhood; our consciousness is not fully awake. Our own earthly spirituality, namely the conscious spirituality of pressing back the growth activity, is what actually organizes us inwardly. The moment this force enters consciousness, it ceases to permeate us with organizing forces to the same degree as before. In looking into the age of childhood one witnesses the work of upbuilding forces, though forces that weaken consciousness; in the same way one witnesses the breakdown processes when surrendering oneself to perceiving the developed thinking processes, but these breakdown processes are particularly suited to making our consciousness clear and luminous. Modern physiological science pays little attention to this, although this is perfectly obvious in physiology's revelations, as obvious as can be. If you direct your attention to the real revelations of modern physiology, you will see that everything known about the physiology of the brain makes it quite clear that with soul-spiritual processes occurring consciously we do not have to do with any kind of growth forces or forces that take up nourishment; rather we have to do with processes of elimination in the nervous system, with breakdown processes, with a continuous slow dying. It is death that is active in us when we surrender ourselves to what is spiritually active in our consciousness. And just as we look through the unconscious creating forces to the beginnings of life, so we look through the conscious conceptual forces that reveal themselves as destructive forces; they reveal themselves as what begins to take hold of us more and more as we grow into earthly life, to break us down, and finally to lead us to confront earthly death; we see through these forces to the other end of life, to death. Birth and death—or, let us say, conception, birth, and death—can only be understood by taking the spiritual into consideration. And what wants to be expressed in the sentence, “To know the spirit means to destroy the spirit,” is this: if a person wishes only to gaze into the spirit, to take it up more or less naively, to take it up in the same way that outer nature is taken up, then that individual would have to dam up what is active in this thinking, conceptual, sensing and feeling activity; the breakdown would have to be prevented. This means that in such a moment a person would have to diminish, to weaken, the power over the spirit, the inner consciousness, to the point of unconsciousness, to a working of the spiritual in unconsciousness. He would have to come to the point of forming something spiritual out of himself, of pressing something spiritual out of himself, as it were. To do this, however, he could not remain conscious, because the organization cannot be carried into this breakdown process, into this spiritual process. Thus we can say that on the one hand we have the processes of organization that consist of the fact that we have the form-skeleton of the human organism, as it were (see drawing a), into which the organizing force (drawing b, red) enters as something spiritual. (Of course this is now considered abstractly.) On the other hand, as I have described in the second case, we have the form-skeleton of the human organism, but we do not wish to allow it to be permeated by the organizing force, by the force that weakens our consciousness to a certain extent: instead we wish to drive out the organizing force, which we now want to know as spirit (see drawing c). We cannot go along with our ego, however, because this is bound to the organism. ![]() We have the other side as well, the side in which man clearly begins to develop the spiritual, that is, to develop will activity in the spiritual. This permeation with will activity remains unconscious, sleeping, as it were, dreaming; based in this permeation with will activity is a soul-spiritual element that we actually bring forth from our organization without consciousness. Here we have the other side, the manic side, the frenzied side, in which the human being goes mad; we have the varying forms of the so-called mental illnesses. Whereas with physical illnesses we have a soul-spiritual element that does not belong in the physical organism (drawing b), with the so-called mental illnesses we have something in the psychological realm that drives out of the physical-etheric something that should remain within it (drawing c). Something is driven out of the organism. ![]() Today we will see what we arrived at yesterday illuminated from the other side. This viewpoint can lead us still further. We will see tomorrow the fruitful therapeutic consequences that can be arrived at particularly from this viewpoint, consequences that can then be confirmed absolutely in life, proving themselves in the most outward practice of medicine, in practical therapeutic measures. If we are looking for the cause of physical illness, we must ultimately seek it in the spirit going astray in the organism. This should certainly not be pursued abstractly. Anyone who does not understand the relationship between the soul-spiritual and the physical organism should really stay quiet about these matters. Only with knowledge of the soul-spiritual element can one come to know the specific aspects of this: where in one organ or another there is too strong a force of organization, a hypertrophied force of organization, as it were; these details can be arrived at only if one knows the soul-spiritual concretely. The soul-spiritual element is made concrete in the same way as the physical-bodily element in the liver, stomach, and so on, and one must know this soul-spiritual element (of which psychology has no intimation) with its constituents, its members, just as well as we know the physical-sensible. And if the relationships between the two are known, then one can often indicate—even out of the soul-spiritual findings encountered with the human being—where there is some kind of excessive organization in a particular organ. In every case that is not the result of an external injury, such an origin can be indicated. On the other hand, if we are considering the so-called mental illnesses, we remain purely in abstractions if we believe that anything can be gained from a half-baked phenomenology, if we believe that simply by describing soul-spiritual abnormalities one can arrive at anything (though to describe them is, of course, most useful). With such descriptions one can naturally create a sensation among laymen, because it is always interesting to learn how a person who has gone mad deviates from life's normal standard. Anything unusual is interesting, and in our time it is still rare to deviate in this way from normal life. But to remain stuck in simple description should not be the important thing. It is particularly important not to press on from that point to the dilettantish judgment that in such cases the soul and spirit are ill and that the soul and spirit can be cured somehow by soul-spiritual measures, as is commonly dreamed up by those who remain stuck in abstractions. Indeed not. Particularly with the so-called mental illnesses it is absolutely clear that in every case one can indicate where the diminished organization of some organ resides. An individual who truly wishes to know the nature of melancholia or hypochondria driven to the point of mental illness must not wade around in the soul element; he should rather attempt to determine, from the condition of the abdominal organs of the person in question, how the diminished organization is influencing the person's abdominal organization. He should attempt to determine how a force of organization that works less strongly than normal allows something to precipitate out, so to speak—just as in chemistry one precipitates something out of a solution so that a sediment occurs—how a diminished force of organization in the physical-bodily element, which would otherwise be permeated by the force of organization, precipitates something out and how this precipitate is then present in the organism as something physical-bodily, how it is deposited in what takes place in the liver, gall, stomach, heart, and lungs. These processes are not so accessible to investigation as one would like nowadays, when people prefer to stick to the crude aspects—for histology also remains at the crude level. Psychology is necessary to such an investigation, but in every case it is necessary to lead the study of so-called mental illnesses back to the bodily condition. Of course such illnesses may seem less interesting as a result, but this is nevertheless the case. It naturally seems more interesting if a hypochondriac can say that his soul life is active in such-and-such a way in the soul-spiritual cosmos than to say that there is a diminished force of organization in his liver. It is more interesting to look for the causes of hysteria, let us say, in the soul-spiritual; it is more interesting than if one simply points to the metabolic processes of the sexual organs when speaking of hysterical phenomena or if one speaks of irregularities in the metabolism that spread throughout the organism. Little will be learned about these things, however, if the investigation is not pursued in this way. Spiritual science is not always simply seeking the spirit. This can be left quietly to the spiritualists and other interesting people—interesting because they are rare, though unfortunately they are not rare enough! Spiritual science does not incessantly speak about spirit, spirit, spirit; rather it attempts really to lay hold of the spirit, and it tries to pursue its effects and succeeds by means of this in reaching the correct place for a comprehension of the material. It is certainly not so arrogant as to try to explain mental illnesses abstractly by mental means; instead it leads, particularly in the case of mental illness, to a material grasp of mental illness. One may thus say that it points in a clarifying way to some interesting phenomena. One need not look back very far—perhaps still with Griesinger and others, or in the pre-Griesinger era in psychiatry—to discover that not so long ago psychiatrists also at least incorporated the bodily condition in their diagnoses. But what has become more and more common today? It has become commonplace for psychiatrists to flood us with descriptions of illness in their literature that merely describe the soul-spiritual abnormalities, so that here materialism has actually led us into an abstract soul-spiritual domain. This is its tragedy. Here materialism itself has led away from materialism. This is what is so remarkable about materialism, that in certain regards it leads to a misunderstanding, to a lack of comprehension of the material world itself. One who pursues the spirit as a real fact, however, also pursues it where it works its way into the material and where it then withdraws so that the material is deposited, as in the so-called mental illnesses. I had to present these things as a foundation in order to offer guidelines in relation to the therapeutic aspect tomorrow. What we discover when the physiological therapeutic domain is fructified with spiritual science also has a social aspect. Life is remarkable in that everywhere we are driven into the social element if we are not seeking the scientific in an abstract withdrawal, in an academic existence estranged from life, but rather in the life-filled comprehension of human existence, of human community, if we are seeking with a truly living science. As an example, we have an extraordinarily interesting social phenomenon in recent evolution: through the split of humanity upward into a bourgeois aristocracy and downward into the proletariat, we can see how the one-sided aristocratic nature is taken hold of by a false seeking after the spirit, by materialism in the spiritual realm, while the proletarian nature is taken hold of by a certain spiritualism in the material realm. What does that mean—spiritualism in the material realm? It means remaining stuck when seeking the origins of existence. The proletariat has thus developed scientific materialism as a view of life at the same time as the aristocratic element has developed the teachings of the spirit materialistically. While the proletariat has become materialistic, the aristocracy has become spiritualistic. If you find spiritualists among the proletariat, they did not grow out of their own proletarian soil; rather it is a mimicry, it is simply imitative, merely something that penetrated the proletariat by an infection—I will speak about infection tomorrow—with the aristocratic-bourgeois element. And if you see among the aristocracy the development of materialism, coming to behold spirits materially as one looks at flames, so that materialism is carried into the most spiritual, wanting to see the spiritual materially, then we see this growing out of the original, decadent one-sidedness that emerged from the universally human, from the totality inclining to the aristocratic, to the bourgeois element, infected by the aristocratic element. If what applies to the spirit is compelled to remain in matter, because it has not been drawn out by an appropriate education or the like, if in its spiritual seeking the proletariat is compelled to remain in matter, then materialism develops as a view of life. Materialism was developed by the proletariat as a view of life in the materialistic understanding of history, for example. Materialism was developed by more aristocratic people as spiritualism, for spiritualism is materialism, masked materialism, which does not even remain honest enough to acknowledge it; instead it lies and maintains that those who profess things materialistically are actually spiritual. After this divergence, we will continue tomorrow with our studies. |
326. The Origins of Natural Science: Lecture V
28 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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Only valued perceptions, imaginations, and feelings, but rejected all philosophy hitherto written as theories of cognition. The “Ego” is for him “a summary of surface-like, physiologically accompanied pieces of consciousness, which are brought into being by invisible forces.” |
326. The Origins of Natural Science: Lecture V
28 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth |
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The isolation of man's ideas (especially his mathematical ideas) from his direct experience has proved to be the outstanding feature of the spiritual development leading to modern scientific thinking. Let us place this process once more before our mind's eye. We were able to look back into ages past, when what man had to acquire as knowledge of the world was experienced in communion with the world. During those epochs, man inwardly did not experience his threefold orientation—up-down, left-right, front-back—in such a manner that he attributed it solely to himself. Instead, he felt himself within the universal whole; hence, his own orientations were to him synonymous with the three dimensions of space. What he pictured of knowledge to himself, he experienced jointly with the world. Therefore, with no uncertainty in his mind, he knew how to apply his concepts, his ideas, to the world. This uncertainty has only arisen along with the more recent civilization. We see it slowly finding its way into the whole of modern thought and we see science developing under this condition of uncertainty. This state of affairs must be clearly recognized. A few examples can illustrate what we are dealing with . Take a thinker like John Locke, who lived from the seventeenth into the eighteenth century. His writings show what an up-to-date thinker of his age had to say concerning the scientific world perception. John Locke43 divided everything that man perceives in his physical environment into two aspects. He divided the characteristic features of bodies into primary and secondary qualities. Primary qualities were those that he could only attribute to the objects themselves, such as shape, position, and motion. Secondary qualities in his view were those that did not actually belong to the external corporeal things but were an effect that these objects had upon man. Examples are color, sound, and warmth. Locke stated it thus: “When I hear a sound, outside of me there is vibrating air. In a drawing, I can picture these vibrations in the air that emanate from a sound-aroused body and continue on into my ear. The shape that the waves, as they are called, possess in the vibrating air can be pictured by means of spatial forms. I can visualize their course in time—all this, belonging to the primary qualities, certainly exists in the external world, but it is silent, it is soundless. The quality of sound, a secondary quality, only arises when the vibration of the air strikes my ear, and with it arises that peculiar inner experience that I carry within me as sound. It is the same with color, which is now lumped together with light. There must be something out there in the world that is somehow of a corporeal nature and somehow possesses shape and movement. This exercises an effect on my eye and thus becomes my experience of light or color. It is the same with the other things that present themselves to my senses. The whole corporeal world must be viewed like this; we must distinguish between the primary qualities in it, which are objective, and the secondary qualities, which are subjective and are the effects of the primary qualities upon us.” Simply put, one could say with Locke that the external world outside of man is form, position, and movement, whereas all that makes up the content of the sense world exists in truth somehow inside us. The actual content of color as a human experience is nowhere in the environment, it lives in me. The actual content of sound is nowhere to be found outside, it lives in me. The same is true of my experience of warmth or cold. In former ages, when what had become the content of knowledge was experienced jointly with the world, one could not possibly have had this view because, as I have said, a man experienced mathematics by participating in his own bodily orientation and placing this orientation into his own movement. He experienced this, however, in communion with the world. Therefore, his own experience was sufficient reason for assuming the objectivity of position, place, and movement. Also, though in another portion of his inner life, man again had this communion with the world in regard to color, tone, and so forth. Just as the concept of movement was gained through the experience of his own movement, so the concept of color was gained through a corresponding internal experience in the blood, and this experience was then connected with whatever is warmth, color, sound, and so forth in the surrounding world. Certainly, in earlier times, man distinguished position, location, movement, and time-sequence from color, sound, and warmth, but these were distinguished as being different kinds of experiences that were undergone jointly with different kinds of existence in the objective world. Now, in the scientific age, the determination of place, movement, position, and form ceased to be inward self-experience. Instead, they were regarded as mere hypotheses that were caused by some external reality. When the shape of a cannon is imagined, one can hardly say: This form of the cannon is actually somehow within me. Therefore its identification was directed outward and the imagined form of the cannon was related to something objective. One could not very well admit that a musket-ball was actually flying within one's brain; therefore, the hypothetically thought-out movements were attributed to something objective. On the other hand, what one saw in the flying musket-ball, the flash by which one perceived it and the sound by which one heart it, were pushed into one's own human nature, since no other place could be found for them. Man no longer knew how he experienced them jointly with the objects; therefore, he associated them with his own being. It actually took quite some time before those who thought along the lines of the scientific age perceived the impossibility of this arrangement. What had in fact taken place? The secondary qualities, sound, color, and warmth experience, had become, as it were, fair game in the world and, in regard to human knowledge, had to take refuge in man. But before too long, nobody had any idea of how they lived there. The experience, the self-experience, was no longer there. There was no connection with external nature, because it was not experienced anymore. Therefore these experiences were pushed into one's self. So far as knowledge was concerned, they had, as it were, disappeared inside man. Vaguely it was thought that an ether vibration out in space translated itself into form and movement, and this had an effect on the eye, and then worked on the optic nerve, and finally somehow entered the brain. Our thoughts were a means of looking around inside for whatever it was that, as an effect of the primary qualities, supposedly expressed itself in man as secondary qualities. It took a long time, as I said, before a handful of people firmly pointed out the oddity of these ideas. There is something extraordinary in what the Austrian philosopher Richard Wahle44 wrote in his Mechanism of Thinking, though he himself did not realize the full implications of his sentence: “Nihil est in cerebro, quod non est in nervis.” (“There is nothing in the brain that is not in the nerves.” It may not be possible with the means available today to examine the nerves in every conceivable way, but even if we could we would not find sound, color, or warmth experience in them. Therefore, they must not be in the brain either. Actually, one has to admit now that they simply disappear insofar as knowledge is concerned. One examines the relationship of man to the world. Form, position, place, time, etc. are beheld as objective. Sound, warmth, experience and color vanish; they elude one.45 Finally, in the Eighteenth Century, this led Kant46 to say that even the space and time qualities of things cannot somehow be outside and beyond man. But there had to be some relationship between man and the world. After all, such a relationship cannot be denied if we are to have any idea of how man exists together with the world. Yet, the common experience of man's space and time relationships with the world simply did not exist anymore. Hence arose the Kantian idea: If man is to apply mathematics, for example, to the world, then it is his doing that he himself makes the world into something mathematical. He impresses the whole mathematical system upon the “things in themselves,” which themselves remain utterly unknown.—In the Nineteenth Century science chewed on this problem interminably. The basic nature of man's relation to cognition is simply this: uncertainty has entered into his relationship with the world. He does not know how to recognize in the world what he is experiencing. This uncertainty slowly crept into all of modern thinking. We see it entering bit by bit into the spiritual life of recent times. It is interesting to place a recent example side by side with Locke's thinking. August Weismann,47 a biologist of the Nineteenth Century, conceived the thought: in any living organism, the interplay of the organs (in lower organisms, the interaction of the parts) must be regarded as the essential thing. This leads to comprehension of how the organism lives. But in examining the organism itself, in understanding it through the interrelationship of its parts, we find no equivalent for the fact that the organism must die. If one only observes the organism, so Weismann said, one finds nothing that will explain death. In the living organism, there is absolutely nothing that leads to the idea that the organism must die. For Weismann, the only thing that demonstrates that an organism must die is the existence of a corpse. This means that the concept of death is not gained from the living organism. No feature, no characteristic, found in it indicates that dying is a part of the organism. It is only when the event occurs, when we find a corpse in the place of the living organism, that we know the organism possesses the ability to die. But, says Weismann, there is a class of organisms where corpses are never found. These are the unicellular organisms. They only divide themselves so there are no corpses. The propagation of such beings looks like this: [IMAGE REMOVED FROM PREVIEW] One divides into two; each of these divides into two again, and so on. There is never a corpse. Weismann therefore concludes that the unicellular beings are immortal. This is the immortality of unicellular beings that was famous in nineteenth-century biology. Why were these organisms considered immortal? Because they never produce any corpses, and because we cannot entertain the concept of death in the organic realm as long as there are no corpses. Where there is no corpse, there is no room for the concept of death. Hence, living beings that produce no corpses are immortal. This example shows how far man has removed himself in modern times from any connection between the world and his thinking, his inner experiences. His concept of an organism is no longer such that the fact of its death can be perceived from it. This can only be deduced from the existence of something like a corpse. Certainly, if a living organism is only viewed from outside, if one cannot experience what is in it, then indeed one cannot find death in the organism and an external sign is necessary. But this only proves that in his thinking man feels himself separated from the things around him. From the uncertainty that has entered all thinking concerning the corporeal world, from this divorce between our thoughts and our experience, let us turn back to the time when self-experience still existed. Not only did the inwardly experienced concept exist alongside the externally excogitated concept of a triangle, square, or pentagram, but there were also inwardly experienced concepts of blossoming and fading, of birth and death. This inner experience of birth and death had its gradations. When a child was seen to grow more and more animated, when its face began to express its soul, when one really entered into this growing process of the child, this could be seen as a continuation of the process of birth, albeit a less pronounced and intensive one. There were degrees in the experience of birth. When a man began to show wrinkles and grey hair and grow feeble, this was seen as a first mild degree of dying. Death itself was only the sum total of many less pronounced death experiences, if I may use such a paradox. The concepts of blossoming and decaying, of being born and dying, were inwardly alive. These concepts were experienced in communion with the corporeal world. No line was drawn between man's self-experience and the events in nature. Without a coastline, as it were, the inner land of man merged into the ocean of the universe. Owing to this form of experience, man lived himself into the world itself. Therefore, the thinkers of earlier ages, whose ideas no longer receive proper attention from science, had to form quite different ideas concerning something like what Weismann called the “immortality of unicellular beings.” What sort of concept would an ancient thinker have formed had he had a microscope and known something about the division of unicellular organisms? He would have said: First I have the unicellular being; it divides itself into two. Somewhat imprecisely, he might have said: It atomizes itself, it divides itself; for a certain length of time, the two parts are indivisible; then they divide again. As soon as division or atomization begins, death enters in. He would not have derived death from the corpse but from atomization, from the division into parts. His train of thought would have been somewhat as follows: A being that is capable of life, that is in the process of growth, is not atomized; and when the tendency to atomization appears, the being dies. In the case of unicellular beings, he would simply have thought that the two organisms cast off by the first unicellular being were for the moment dead, but would be, so to speak, revived immediately, and so forth. With atomization, with the process of splitting, he would have linked the thought of death. If he had known about unicellular beings and had seen one split into two, he would not have thought that two new ones had come into being. On the contrary, he would have said that out of the living monad, two atoms have originated. Further, he would have said that wherever there is life, wherever one observes life, one is not dealing with atoms. But if they are found in a living being, then a proportionate part of the being is dead. Where atoms are found, there is death, there is something inorganic. This is how matters would have been judged in a former age based on living inner knowledge of the world. All this is not clearly described in our histories of philosophy, although the discerning reader can have little doubt of it. The reason is that the thought-forms of this older philosophy are totally unlike today's thinking. Therefore anyone writing history nowadays is apt to put his own modern concepts into the minds of earlier thinkers.48 But this is impermissible even with a man as recent as Spinoza. In his book on what he justifiably calls ethics, Spinoza follows a mathematical method but it is not mathematics in the modern sense. He expounds his philosophy in a mathematical style, joining idea to idea as a mathematician would. He still retains something of the former qualitative experience of quantitative mathematical concepts. Hence, even in contemplating the qualitative aspect of man's inner life, we can say that his style is mathematical. Today with our current concepts, it would be sheer nonsense to apply a mathematical style to psychology, let alone ethics. If we want to understand modern thinking, we must continually recall this uncertainty, contrasting it to the certainty that existed in the past but is no longer suited to our modern outlook. In the present phase of scientific thinking, we have come to the point where this uncertainty is not only recognized but theoretical justifications have been offered for it. And example is a lecture given by the French thinker Henri Poincaré49 in 1912 on current ideas relating to matter. He speaks of the existing controversy or debate concerning the nature of matter; whether it should be thought of as being continuous or discrete; in other words, whether one should conceive of matter as substantial essence that fills space and is nowhere really differentiated in itself, or whether substance, matter, is to be thought of as atomistic, signifying more or less empty space containing within it minute particles that by virtue of their particular interconnections form into atoms, molecules, and so forth. Aside from what I might call a few decorative embellishments intended to justify scientific uncertainty, Poincaré's lecture comes down to this: Research and science pass through various periods. In one epoch, phenomena appear that cause the thinker to picture matter in a continuous form, making it convenient to conceive of matter this way and to focus on what shows up as continuity in the sense data. In a different period the findings point more toward the concept of matter being diffused into atoms, which are pictured as being fused together again; i.e. matter is not continuous but discrete and atomistic. Poincaré is of the opinion that always, depending on the direction that research findings take, there will be periods when thinking favors either continuity or atomism. He even speaks of an oscillation between the two in the course of scientific development. It will always be like this, he says, because the human mind has a tendency to formulate theories concerning natural phenomena in the most convenient way possible. If continuity prevails for a time, we get tired of it. (These are not Poincaré's exact words, but they are close to what he really intends.) Almost unconsciously, as it were, the human mind then comes upon other scientific findings and begins to think atomistically. It is like breathing where exhalation follows inhalation. Thus there is a constant oscillation between continuity and atomism. This merely results from a need of the human mind and according to Poincaré, says nothing about the things themselves. Whether we adopt continuity or atomism determines nothing about things themselves. It is only our attempt to come to terms with the external corporeal world. It is hardly surprising that uncertainty should result from an age which no longer finds self-experience in harmony with what goes on in the world but regards it only as something occurring inside man. If you no longer experience a living connection with the world, you cannot experience continuity or atomism. You can only force your preconceived notions of continuity or atomism on the natural phenomena. This gradually leads to the suspicion that we formulate our theories according to our changing needs. Just as we must breath in and out, so we must, supposedly, think first continuistically for a while, then atomistically for a while. If we always thought in the same way, we would not be able to catch a breath of mental air. Thus our fatal uncertainty is confirmed and justified. Theories begin to look like arbitrary whims. We no longer live in any real connection with the world. We merely think of various ways in which we might live with the world, depending on our own subjective needs. What would the old way of thought have said in such a case? It would have said: In an age when the leading thinkers think continuistically, they are thinking mainly of life. In one in which they think atomistically, they are thinking primarily of death, of inorganic nature, and they view even the organic in inorganic terms. This is no longer unjustified arbitrariness. This rests on an objective relationship to things. Naturally, I can take turns in dealing with the animate and the inanimate. I can say that the very nature of the animate requires that I conceive of it continuistically, whereas the nature of the inanimate requires that I think of it atomistically. But I cannot say that this is only due to the arbitrary nature of the human mind. On the contrary, it corresponds to an objective relating of oneself to the world. For such perception, the subjective aspect is really disregarded, because one recognizes the animate in nature in continual form and the inanimate in discrete form. And if one really has to oscillate between the two forms of thought, this can be turned in an objective direction by saying that one approach is suited to the living and the other is suited to the dead. But there is no justification for making everything subjective as Poincaré does. Nor is the subjective valid for the way of perception that belonged to earlier times. The gist of this is that in the phase of scientific thinking immediately preceding our own, there was a turn away from the animate to the inanimate; i.e., from continuity to atomism. This was entirely justified, if rightly understood. But, if we hope to objectively and truly find ourselves in the world, we must find a way out of the dead world of atomism, no matter how impressive it is as a theory. We must get back to our own nature and comprehend ourselves as living beings. Up to now, scientific development has tended in the direction of the inanimate, the atomistic. When, in the first part of the Nineteenth Century, this whole dreadful cell theory of Schleiden50 and Schwann51 made its appearance, it did not lead to continuity but to atomism. What is more, the scientific world scarcely admitted this, nor has it to this day realized that it should admit it since atomism harmonizes with the whole scientific methodology. We were not aware that by conceiving the organism as divided up into cells, we actually atomized it in our minds, which in fact signifies killing it. The truth of the matter is that any real idea of organisms has been lost to the atomistic approach. This is what we can learn if we compare Goethe's views on organics with those of Schleiden or the later botanists. In Goethe we find living ideas that he actually experiences. The cell is alive, so the others are really dealing with something organic, but the way they think is just as though the cells were not alive but atoms. Of course, empirical research does not always follow everything to its logical conclusion, and this cannot be done in the case of the organic world. Our comprehension of the organic world is not much aided by the actual observations resulting from the cell theory. The non-atomistic somehow finds its way in, since we have to admit that the cells are alive. But it is typical of many of today's scientific discussions that the issues become confused and there is no real clarity of thought.
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326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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Warmth -Blood -Ego Organization Air -Pneuma -Astral Body Water -Phlegm -Etheric Body -Chemistry Earth -Black Gall -Physical body -Physics Here, however, we did not succeed in completely forgetting all inner life and still satisfying external observation. |
326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth |
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Continuing with yesterday's considerations concerning the inability of the scientific world conception to grasp the nature of man, we can say that in all domains of science something is missing that is also absent in the mathematical-mechanistic sphere. This sphere has been divorced from man, as if man were absent from the mathematical experience. This line of thought results in a tendency to also separate other processes in the world from man. This in its turn produces an inability to create a real bridge between man and world. I shall discuss another consequence of this inability later on. Let us focus first of all on the basic reason why science has developed in this way. It was because we lost the power to experience inwardly something that is spoken of in Anthroposophy today and that in former times was perceived by a sort of instinctive clairvoyance. Scientific perception has lost the ability to see into man and grasp how he is composed of different elements. Let us recall the anthroposophical idea that man is composed of four members—the physical body, the etheric body, the astral body and the I-organization. I need not go into detail about this formation, since you can find it all in my book Theosophy.59 When we observe the physical body and consider the possibility of inward experiencing one's physical body—we should begin by asking: What do we experience in regard to it? We experience what I have frequently spoken about recently; namely, the right-left, up-down, and front-back directions. We experience motion, the change of place of one's own body. To some extent at least, we also experience weight in various degrees. But weight is experienced in a highly modified form. When these things were still experienced within our various members, we reflected on them a good deal; but in the scientific age, no one gives them any thought. Facts that are of monumental importance for a world comprehension are completely ignored. Take the following fact. Assume that you have to carry a person who weighs as much as you do. Imagine that you carry this person a certain distance. You will consciously experience his weight. Of course, as you walk this distance, you are carrying yourself as well. But you do not experience this in the same way. You carry your own weight through space, but you do not experience this. Awareness of one's own weight is something quite different. In old age, we are apt to say that we feel the weight of our limbs. To some extent this is connected with weight, because old age entails a certain disintegration of the organism. This in turn tears the individual members out of the inward experience and makes them independent—atomizes them, as it were—and in atomization they fall a prey to gravity. But we do not actually feel this at any given moment of our life, so this statement that we feel the weight of our limbs is really only a figure of speech. A more exact science might show that it is not purely figurative, but be that as it may, the experience of our weight does not impinge strongly on our consciousness. This shows that we have an inherent need to obliterate certain effects that are unquestionably working within us. We obliterate them by means of opposite effects (“opposite” in the sense brought out by the analogy between man and the course of the year in my recent morning lectures.60 Nevertheless, whether we are dealing with processes that can be experienced relatively clearly, such as the three dimensions or motion, or with less obvious ones such as those connected with weight, they are all processes that can be experienced in the physical body. What was thus experienced in former times has since been completely divorced from man. This is most evident in the case of mathematics. The reason it is less obvious in other experiences of the physical body is that the corresponding processes in the body, such as weight or gravity, are completely extinguished for today's form of consciousness. These processes, however, were not always completely obliterated. Under the influence of the mood prevailing under the scientific world conception, people today no longer have any idea of how different man's inner awareness was in the past. True, he did not consciously carry his weight through space in former times. Instead, he had the feeling that along with this weight, there was a counterweight. When he learned something, as was the case with the neophytes in the mysteries, he learned to perceive how, while he always carried his own weight in and with himself, the counter-effect is constantly active in light. It can really be said that man felt that he had to thank the spiritual element indwelling the light for counteracting, within him, the soul-spirit element activity in gravity. In short, we can show in many ways that in older times there was no feeling that anything was completely divorced from man. Within himself, man experienced the processes and events as they occurred in nature. When he observed the fall of a stone, for example, in external nature (an event physically separated from him) he experienced the essence of movement. He experienced this by comparing it with what such a movement would be like in himself. When he saw a falling stone, he experienced something like this: “If I wanted to move in the same way, I would have to acquire a certain speed, and in a falling stone the speed differs from what I observe, for instance, in a slowly crawling creature.” He experienced the speed of the falling stone by applying his experience of movement to the observation of the falling stone. The processes of the external world that we study in physics today were in fact also viewed objectively by the man of former times, but he gained his knowledge with the aid of his own experiences in order to rediscover in the external world the processes going on within himself. Until the beginning of the Fifteenth Century, all the conceptions of physics were pervaded by something of which one can say that it brought even the physical activities of objects close to the inner life of man. Man experienced them in unison with nature. But with the onset of the Fifteenth Century begins the divorce of the observation of such processes from man. Along with it came the severance of mathematics, a way of thinking which from then on was combined with all science. The inner experience in the physical body was totally lost. What can be termed the inner physics of man was lost. External physics was divorced from man, along with mathematics. The progress thereby achieved consisted in the objectifying of the physical. What is physical can be looked at in two ways. Staying with the example of the falling stone, it can be traced with external vision. [IMAGE REMOVED FROM PREVIEW] It can also be brought together with the experience of the speed that would have to be achieved if one wanted to run as fast as the stone falls. This produces comprehension that goes through the whole man, not one related only to visual perception.To see what happened to the older world view at the dawn of the Fifteenth Century, let us look at a man in whom the transition can be observed particularly well; namely, Galileo.61 Galileo is in a sense the discoverer of the laws governing falling objects. Galileo's main aim was to determine the distance traveled in the first second by a falling body. The older world view placed the visual observation of the falling stone side by side with the inward experience of the speed needed to run at an equal pace. The inner experience was placed alongside that of the falling stone. Galileo also observed the falling stone, but he did not compare it with the inward experience. Instead, he measured the distance traveled by the stone in the first second of its fall. Since the stone falls with increasing speed, Galileo also measured the following segments of its path. He did not align this with any inward experience, but with an externally measured process that had nothing to do with man, a process that was completely divorced from man. Thus, in perception and knowledge, the physical was so completely removed from man that he was not aware that he had the physical inside him as well. At that time, around the beginning of the Seventeenth Century, a number of thinkers who wanted to be progressive began to revolt against Aristotle,62 who throughout the Middle Ages had been considered the preeminent authority on science. If Aristotle's explanations of the falling stone (misunderstood in most cases today) are looked at soberly, we notice that when something is beheld in the world outside, he always points out how it would be if man himself were to undergo the same process. For him, it is not a matter of determining a given speed by measuring it, but to think of speed in such a way that it can be related to some human experience. Naturally, if you say you must achieve a particular speed, you feel that something alive, something filled with vigor, will be needed for you to do this. You feel a certain inner impetus, and the last thing you would assume is that something is pulling you in the direction you were heading. You would think that you were pushing, not that you were being pulled. This is why the force of attraction, gravity, begins to mean something only in the Seventeenth Century. Man's idea about nature began to change radically; not just the law of falling bodies, but all the ideas of physics. Another example is the law of inertia, it is generally called. The very name reveals its origin within man. (There is a play on words here. The German term for inertia, Trägheit, really means laziness.) Inertia is something that can be inwardly felt but what has become of the law of inertia in physics under the influence of “Galileoism?” the physicist says: A body, or rather a point, on which no external influence is exercises, which is left to itself, moves through space with uniform velocity. This means that throughout all time-spans it travels the same distance in each second. If no external influence interferes, and the body has achieved a given speed per second, it travels the same distance in each succeeding second. [IMAGE REMOVED FROM PREVIEW] It is inert. Lacking an external influence, it continues on and on without change. All the physicist does is measure the distance per second, and a body is called inert if the velocity remains constant. There was a time when one felt differently about this and asked: How is a moving body, traveling a constant distance per second, experienced? It could be experienced by remaining on one and the same condition without ever changing one's behavior. At most, this could only be an ideal for man. He can attain this ideal of inertia only to a very small degree. But if you look at what is called inertia in ordinary life, you see that it is pretty much like doing the same thing every second of your life. From the Fifteenth Century on, the whole orientation of the human mind was led to such a point that we can fairly say that man forgot his own inward experience. This happens first with the inner experience of the physical organism—man forgets it. What Galileo thought out and applied to matters close to man, such as the law of inertia, was not applied in a wide context. And it was indeed merely thought out, even if Galileo was dealing with things that can be observed in nature. We know how, by placing the sun in the center instead of the earth, and by letting the planets move in circles around the sun, and by calculating the position of a given planetary body in the heavens, Copernicus produced a new cosmic system in a physical sense. This was the picture that Copernicus drew of our planetary, our solar system. And it was a picture that certainly can be drawn. Yet, this picture did not make a radical turn toward the mathematical attitude that completely divorces the external world from man. Anyone reading Copernicus's text gets the impression that Copernicus still felt the following. In the complicated lines, by means of which the earlier astronomy tried to grasp the solar system, it not only summed up the optical locations of the planets; it also had a feeling for what would be experienced if one stood amid these movements of the planets. In former ages people had a very clear idea of the epicycles the planets were thought to describe. In all this there was still a certain amount of human feeling. Just as you can understand the position of, let us say, an arm when you are painting a picture of a person because you can feel what it is like to be in such a position, so there was something alive in tracing the movement described by a planet around its fixed star. Indeed, even in Kepler's63 case—perhaps especially in his case—there is still something of a human element in his calculating the orbits described by the planets. Now Newton applies Galileo's abstracted principle to the heavenly bodies, adopting something like the Copernican view and conceiving things somewhat as follows: A central body, let us say a sun, attracts a planet in such a way that this force of attraction decreases in proportion to the square of the distance. It becomes smaller and smaller in proportion to the square, but increases in proportion to the mass of the bodies. If the attracting body has a greater mass, the force of attraction is porportionately greater. [IMAGE REMOVED FROM PREVIEW] If the distance is greater, the force of attraction decreases, but always in such a way that if the distance is twice as great, the attraction is four times less; if it is three times as great, nine times less, and so forth. Pure measuring is instilled into the picture, which, again, is conceived as completely abstracted from man. This was not yet so with Copernicus and Kepler but with Newton, a so-called “objective” something is excogitated and there is no longer any experience, it is all mere excogitation. Lines are drawn in the direction in which one looks and forces are, as it were, imagined into them, since what one sees is not force; the force has to be dreamed up. Naturally, one says “thought up” as long as one believes in the whole business; but when one no longer has faith in it, one says, “dreamed up.” Thus we can say that through Newton the whole abstracted physical mode of conception becomes generalized so far that is applied to the whole universe. In short, the aim is to completely forget all experience within man's physical body; to objectify what was formerly pictured as closely related to the experience of the physical body; to view it in outer space independent of the physical corporeality, although this space had first been torn out of the body experience; and to find ways to speak of space without even thinking about the human being. Through separation from the physical body, through separation of nature's phenomena from man's experience in the physical body, modern physics arises. It comes into existence along with this separation of certain processes of nature from self-experience within the physical human body (yellow in sketch). Self experience is forgotten (red in Fig. 1) [IMAGE REMOVED FROM PREVIEW] By permeating all external phenomena with abstract mathematics, this kind of physics could not longer understand man. What had been separated from man could not be reconnected. In short, there emerges a total inability to bring science back to man. In physical respects you do not notice this quite so much; but you do notice it if you ask: What about man's self-experience in the etheric body, in this subtle organism? Man experiences quite a bit in it. But this was separated from man even earlier and more radically. This abstraction, however, was not as successful as in physics. Let us go back to a scientist of the first Christian centuries, the physician Galen.64 Looking at what lived in external nature and following the traditions of his time, Galen distinguished four elements—earth, water, air and fire (we would say warmth.) We see these if we look at nature. But, looking inward and focusing on the self-experience of the etheric body,65 one asks: How do I experience these elements, the solid, the watery, the airy and the fiery in myself? Then, in those times the answer was: I experience them with my etheric body. One experienced it as inwardly felt movements of the fluids; the earth as “black gall,” the watery as “phlegm,” the airy as “pneuma” (what is taken in through the breathing process,) and warmth as “blood.” In the fluids, in what circulates in the human organism, the same thing was experienced as what was observed externally. Just as the movement of the falling stone was accompanied by an experience in the physical body, so the elements were experienced in inward processes. The metabolic process, where (so it was thought) gall, phlegm, and blood work into each other, was felt as the inner experience of one's own body, but a form of inward experience to which corresponded the external processes occurring between air, water, fire and earth.
Here, however, we did not succeed in completely forgetting all inner life and still satisfying external observation. In the case of a falling body, one could measure something; for example, the distance traveled in the first second. One arrived at a “law of inertia” by thinking of moving points that do not alter their condition of movement but maintain their speed. By attempting to eject from the inward experience something that the ancients strongly felt to be a specific inner experience; namely, the four elements, one was able to forget the inner content but one could not find in the external world any measuring system. Therefore the attempt to objectify what related to these matters, as was done in physics, remained basically unsuccessful to this day. Chemistry could have become a science that would rank alongside physics, if it had been possible to take as much of the etheric body into the external world as was accomplished in the physical body. In chemistry, however, unlike physics, we speak to this day of something rather undefined and vague, when referring to its laws.66 What was done with physics in regard to the physical body was in fact the aim of chemistry in regard to the etheric body. Chemistry states that if substances combine chemically, and in doing so can completely alter their properties, something is naturally happening. [IMAGE REMOVED FROM PREVIEW] But if one wants to go beyond this conception, which is certainly the simplest and most convenient, one really does not know much about this process. Water consists of hydrogen and oxygen; the two must be conceived as mixed together in the water somehow but no inwardly experiencable concept can be formed of this. It is commonly explained in a very external way: hydrogen consists of atoms (or molecules if you will) and so does oxygen. These intermingle, collide, and cling to one another, and so forth. This means that, although the inner experience was forgotten, one did not find oneself in the same position as in physics, where one could measure (and increasingly physics became a matter of measuring, counting and weighing.) Instead, one could only hypothesize the inner process. In a certain respect, it has remained this way in chemistry to this day, because what is pictured as the inner nature of chemical processes is basically only something read into them by thought. [IMAGE REMOVED FROM PREVIEW] Chemistry will attain the level of physics only when with full insight into these matters, we can again relate chemistry with man, though not, of course, with the direct experience possessed by the old instinctive clairvoyance. We will only succeed in this when we gain enough insight into physics to be able to consolidate our isolated fragments of knowledge into a world conception and bring our thoughts concerning the individual phenomena into connection with man. What happens on one side, when we forget all inner experience and concentrate on measuring externals (thus remaining stuck in the so-called “objective”) takes its revenge on the other side. It is easy enough to say that inertia is expressed by the movement of a point that travels the same distance in each succeeding second. But there is no such point. This uniform movement occurs nowhere in the domain of human observation. A moving object is always part of some relationship, and its velocity is hampered here or there. In short, what could be described as inert mass,67 or could be reduced to the law of inertia, does not exist. If we speak of movement and cannot return to the living inner accompanying experience of it, if we cannot relate the velocity of a falling body to the way we ourselves would experience this movement, then we must indeed say that we are entirely outside the movement and must orient ourselves by the external world. If I observe a moving body (see Fig. 7) and if these are its successive positions, I must somehow perceive that this body moves. If behind it there is a stationary wall, I follow the direction of movements and tell myself that the body moves on in that direction. But what is necessary in addition is that from my own position (dark circle) I guide this observation, in other words, become aware of an inward experience. If I completely leave out the human being and orient myself only out there, then, regardless of whether the object moves or remains stationary, while the wall moves, the result will be the same. I shall no longer be able to distinguish whether the body moves in one or the wall behind it in the opposite direction. I can basically make all the calculations under either one or the other assumption. [IMAGE REMOVED FROM PREVIEW] I lose the ability to understand a movement inwardly if I do not partake of it with my own experience. This applies, if I may say so, to many other aspects of physics. Having excluded the participating experience, I am prevented from building any kind of bridge to the objective process. If I myself am running, I certainly cannot claim that it is a matter of indifference whether I run or the ground beneath me moves in the opposite direction. But if I am watching another person moving over a given area, it makes no difference for merely external observation whether he is running or the ground beneath him is moving in the opposite direction. Our present age has actually reached the point, where we experience, if I may put it this way, the world spirit's revenge for our making everything physical abstract. Newton was still quite certain that he could assume absolute movements, but now we can see numerous scientists trying to establish the fact that movement, the knowledge of movement, has been lost along with the inner experience of it. Such is the essence of the Theory of Relativity,68 which is trying to pull the ground from under Newtonism. This theory of relativity is a natural historical result. It cannot help but exist today. We will not progress beyond it if we remain with those ideas that have been completely separated from the human element. If we want to understand rest or motion, we must partake in the experience. If we do not do this, then even rest and motion are only relative to one another.
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286. And the Building Becomes the Human Being: The Origin of Architecture from the Soul of Man
05 Feb 1913, Berlin |
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In this soul, it is not the case that man rests inwardly in himself as in the soul of understanding or of feeling; but in the consciousness soul man strives out of himself to unfold his ego arbitrarily to reality, to existence. If you have a feeling for the formation of words, you can literally see how the words that have just been spoken as the characteristic of the consciousness soul form themselves as if by magic into the Gothic pillar pillar and the Gothic arch, where the enclosures give us a structure that no longer expresses calm self-reliance, but rather the striving to escape from mere internal stasis through its forms. |
286. And the Building Becomes the Human Being: The Origin of Architecture from the Soul of Man
05 Feb 1913, Berlin |
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My dear friends! When the Johannesbau-Verein followed on from our last General Assembly of the German Section of the Theosophical Society here in Berlin, I addressed a few words to you about the way in which the Johannesbau is to be placed in the whole development of art, especially architectural art; that it in the sense in which we also otherwise consider that which we want to achieve in the field of theosophy or anthroposophy - as something necessary in the whole spiritual development of humanity; so that what is to happen through theosophy or anthroposophy does not appear as some kind of arbitrariness, not as something that we give birth to out of ourselves as some kind of arbitrary ideal, but appears as we see it as a necessity, as it were, in that writing that reveals to us the necessary path of the human spirit through the evolution of the earth. Now, one can choose many points of view to present this necessity that has just been characterized. At that time, I showed from a certain point of view how this necessary placing in human history of what is intended by the Johannesbau is to be understood. Today, I would like to choose a different point of view, so that my present considerations may, in a certain respect, supplement what was presented here in December 1911. Architecture is actually bound to a very specific premise if we understand architecture in the sense that man wants to create a shell, as it were, using some material, through some forms or other measures, be it for profane living and working, be it for religious activities or the like. In this sense, the art of building, architecture, is definitely bound up with what we can call the soul, is connected with the concept of the soul, arises from the soul and can be grasped by grasping the whole extent of the soul. Now, over the years of working in spiritual science, the soul has always presented itself to us from three points of view: from the point of view of the sentient soul, from the point of view of the mind or emotional soul, and from that of the consciousness soul. But then this soul-life also presents itself to us when it first announces itself, as it were, but does not yet really exist as soul-life when we speak of the sentient or astral body. And again, the soul-life presents itself to us when we say that the soul-life has developed to such an extent that it seeks a transition to the spirit-self or manas. If you look at my Theosophy, you will find the threefold soul in it: the sentient soul, the mind or emotional soul, and the consciousness soul. But you will find the sentient soul bordering on the sentient body, so that the sentient soul and sentient appear as two sides of one and the same, the one side more soul-like, the other more spiritual; and then you will find, joining together again, consciousness soul and spirit self; the consciousness soul representing the more soul-like side, the spirit self, on the other hand, the more spiritual side. Those who, as anthroposophists, gradually find their way into such an understanding of these terms, as our esteemed friend Arenson has very beautifully explained in these days, will not be able to stop at the words sentient soul, mind or soul, and consciousness soul, and only seek to find one or the other definition for these words , but as a true anthroposophist will long to gradually develop in his mind many, many concepts, feelings and insights, which lead from one feeling to another and so on, in order to arrive at a more comprehensive understanding, which in the case of these concepts is structured in the most diverse directions. For the seer himself, the words quoted include, one might say, entire worlds. Therefore, in order to understand such concepts, one must also take into account what has been presented about human development, for example, in the post-Atlantic period: that the sentient body has particularly developed in the ancient Persian culture, the sentient soul in the Egyptian-Chaldean culture, the mind or emotional soul in the Greco-Roman period, the consciousness soul in the time in which we ourselves live, and that we see the next period, so to speak, as already approaching in its development, yes, that we ourselves, with what we want as anthroposophy, theosophy, are working on the approach of this next period, which in a certain way should show us the connection between consciousness soul and spirit self or manas. Architecture, it was said, is closely linked to the concept of the soul. Someone might ask: Should architecture not then also be linked to the development of the soul, as it has just been characterized? And should not the forms, the designs of architecture show certain peculiarities in their succession, which are connected to this development of sentient body, sentient soul and so on? And would we not then have no justification at all for speaking of architecture in the case of certain periods – for example, the first post-Atlantean period, which particularly brought forth the etheric body – so as to be right in speaking of architecture? For if architecture is bound to the soul, then it should only begin to dawn when it begins to develop. Therefore, one would assume that it begins to emerge in the sentient body, because that is, as it were, the other side of the soul; and before that, one would have to refer to times when an actual architecture - in the sense in which we characteristically understand architecture - would not exist at all. Now it is difficult enough to answer this question from the standpoint of external history; for everything that goes back beyond the Egyptian-Chaldean period can hardly be gained from historical monuments and traditions, but can only be derived from clairvoyant research. Even the time of Zarathustra, which we call the original Persian period, lies so far back that historical research is out of the question, let alone the time period that we know to be connected with the development of the etheric body, namely the original Indian period. However, one can also have strange experiences with this matter if one approaches the very clever people of the present day with it. Recently, for example, one of these clever people said that these post-Atlantean periods, as they are recorded, for example, in my “Occult Science”, are untenable, because anyone who is familiar with the linguistic monuments of India would never believe that Indian culture had progressed as far ahead of Egyptian and Chaldean culture as it is presented in the sense of this “Occult Science”. Well, one can only be surprised that such very clever people of the present day have not yet managed to read a book written in their mother tongue with understanding, even if they can sometimes read Sanskrit. For it is expressly stated in “Occult Science” that the culture of India, including the Vedic culture, which is the subject of external science, is not the culture of ancient India, the first culture of the post-Atlantic period, but that in the case of the Vedic culture we are dealing with a time that can be counted as belonging to the third post-Atlantic cultural period, which thus runs parallel to the Egyptian-Chaldean culture. The original Indian culture, on the other hand, was one of which no external documents and no external monuments and the like exist and of which only the last echoes are contained in the Vedas. I do not want to dwell on this any further, but say this only because one or the other of you might hear this objection and perhaps not immediately have the concepts and ideas at hand that can dispel such an objection. So the question remains, as indicated earlier, that in the first post-Atlantic period we would have to go back to times when an actual art of building, as for later times, could not yet be possible. But then we come to a strange boundary point, to which external research also points; we come, so to speak, to a preliminary stage of architecture: the building of spaces for religious, for worship in caves, carved into the rock, as one finds in India or Nubia. This is indeed the epoch that stands on the boundary of the development of the soul out of the physical. These cave structures confirm what spiritual research indicates regarding the development of the soul: Only in the period of human evolution in which we see the development of the soul out of the physical development do we also see the real higher art of building evolving out of what were previously rock caves, underground rock caves that had been hewn into the earth itself. In this respect, the earth appears like the physical realm into which the human soul first works, as it also happens in the development of the human being itself, where the soul works into the physical realm, the sentient soul into the sentient body. And in the transition from cave rooms to architectural works that encompass human activities, we see at the same time the importance of the transition from the culture of the sentient body to that of the sentient soul. There will come a time when the insights of Theosophy and Anthroposophy will be developed for all branches of human knowledge and for all branches of human development. And it will be found that everything that other human worldviews present one-sidedly has been cobbled together from some inadequate concepts and ideas, while spiritual science or anthroposophy shows the whole picture, with which one will be able to shine in everywhere. We can be completely reassured, even if people today do not yet believe it. That is not important, but that time will provide the evidence for it. We just have to give it time. The confirmations will gradually emerge in all areas of life and development. Also in the field of architecture. And if we now go through the post-Atlantean development, we see that in the course of time the individual developmental epochs are, so to speak, bound to the soul, to the development of the sentient soul, then to that of the mind or mind soul and then to that of the consciousness soul, right up to our time. And in our own time we see, still in the preparatory stage, the time when the consciousness soul is being worked out of the spiritual self or manas, so that we are, as it were, standing before a reversal of the process that took place in the post-Atlantic epoch, when we passed from the bodily to the soul realm. Just as the sentient soul was worked out of the sentient body in those days, so we are now facing a time in which we have to work our way out of the soul and into a spiritual realm. For architecture, this means that we can expect the opposite again. That is to say, just as in those earlier times caves were hewn out of the rocks as the preliminary stages of human architectural works, so now, in the present rising time, we have to work into the spirit in order to create the complement, the counterpart to this. Let us now try to visualize the following, initially without more precise details of time, for everyone can form for themselves what is necessary for parallelism. Let us take the development through the sentient soul, the mind or intellect soul and the consciousness soul; first, therefore, the development through the sentient soul. Through being endowed with the sentient soul, the human being enters into a reciprocal relationship with the world around him. Through the sentient soul, so to speak, what is present in the world as reality enters into the human soul, into the human inner self. The 'outside becomes an inside by way of the experience in the sentient soul. Therefore, in the development of architectural art, there should be something that emerges quite naturally from cave construction and shows something in itself that is characteristic of the sentient soul. That is to say, it should be built in such a way that one wants to represent an exterior as well as an interior. Here we need only recall the construction of the pyramids and similar buildings, and we can even think of more recent scientific research that has shown how astronomical-cosmic relationships are reflected in the dimensions of the pyramid construction. More and more will be discovered about the pyramid's strange structure based on cosmic conditions. Astronomical dimensions can be found in the ratio of the base to the height, for example. And anyone who studies the pyramid gradually comes to the conclusion that with the pyramid, the pyramid priests expressed everything that could be expressed in a structure as a perception of cosmic conditions. The pyramid was built as if the earth wanted to experience within itself what is perceived from the cosmos. Just as the sentient soul brings the outer reality to life within itself and presents what is outside as an inner reality, repeating in its own way what is outside, so the pyramid repeats in its proportions and forms outer cosmic relationships, for example, in the way sunlight falls within it. Just as external reality finds a kind of representation in the human being through the sentient soul, so the pyramid looks like a large sentient organ of all earthly culture in relation to the cosmos. Let us move on. How should architecture behave in a cultural stage in which the characteristic is the intellectual or mind soul? The mind or mind soul is the inner soul in man, which has the most work to do within itself, which, on the already inner foundation of the sentient soul, further develops this inner soul , but does not go so far as to reunite it into the actual I; thus it spreads and expands the soul-life without allowing it to culminate in the center of the I. The person who has developed precisely this soul element comes to us through the richness of his soul life, through the many inner soul contents and experiences that he has fought for and achieved; he has less of a need to build systems out of his inner experiences, but rather gives himself over to the breadth of these inner experiences. The soul of mind or feeling is a life of the soul that bears itself inwardly, closes itself inwardly, and totalizes itself inwardly. What kind of architecture would be needed to correspond to such a soul? It would have to be an architecture that, unlike the construction of a pyramid, does not so much resemble or represent cosmic conditions, but is more of a self-contained, complete being in itself; something that is self-supporting and, in accordance with the intellectual soul or the soul of feeling, shows the breadth of development in the way the individual parts are supported, and is less concerned with uniting what already exists in the breadth of development. No one who is familiar with the nature of the intellectual soul or the soul of feeling, as it has just been characterized, can doubt that Greek and also Roman architecture can be understood as an external image of the life of the soul of intellect or of the soul of feeling. If we look at Greek architecture, for example Greek temple architecture, as we have done many times before, by understanding it as the house of the god himself, so that the god dwells within it and the whole house presents itself as the dwelling of the god, the whole inwardly rounded as an inward totality. From our contemplation of the Greek temple, we have even been able to say: This Greek temple does not claim that a person or a community of people is within it. It is the dwelling place of the god and can stand alone, closed, as a totality in itself, just as the intellectual or emotional soul is an inner totality, a self-contained inner life, which does not yet lead to egoity, but which, even if unconsciously, is the manifestation of the god in man. And when we see how in Greek temple architecture each part supports the other, how everything is based on the columns striving upwards and supporting the beams, how the mutual forces are joined together into a totality without the whole any way systematically toward a unity, toward a pinnacle, we find in it – and in Roman architecture the same is actually the case – that breadth, that expanse, which we find in the intellectual or emotional soul itself. 'This is precisely what is striking about Greco-Roman architecture: it is based on statics, on the pure statics of the individual forces that unfold in a supporting or burdening way. But there is one thing you can forget about a Greek temple: you can forget that it has a sense of 'heaviness'. For anyone who feels in harmony with nature will, or at least can, feel that the columns are something that grows out of the earth. And with that which really does grow out of the earth, with plants, there is no sense of oppressive heaviness. That is why the column in the Greek temple gradually strives to become similar to the stem of a plant, even if this only becomes visible in the Corinthian column. And so, in our perception, the burden is not on the column, but for our perception the column is a carrier. But when we then come to the beam, to the architrave, we have the direct feeling that this weighs on the column, that is, the structure is inwardly permeated by static equilibrium. And anyone who has developed their inner life will also have the feeling that the perceptions, feelings and concepts they have arrived at, which they have worked towards inwardly, are supported inwardly in the same way that the column supports the beam. Because at the time when Greco-Roman architecture originated, the intellectual soul or soul of mind was particularly developed in humanity, therefore, when the soul wanted to express itself in the language of architecture, it naturally strove to express its inner experiences in static form. It was not intentional, but rather a natural expression of the human soul, to create a reflection of the soul in architecture. And then gradually the development passed over to the consciousness soul. It is essential to the consciousness soul to summarize what the soul experiences in the total feeling: “You are! And you are this one human being, this one personality, this one individuality.” By living in the intellectual or emotional soul, God lives in you; but you allow God to live in all the vibrations of your soul, you are so certain of him that you do not need to summarize them as in one point and not to bring yourself to consciousness: “You are identical with your divine.” But you have to do that in the consciousness soul. In this soul, it is not the case that man rests inwardly in himself as in the soul of understanding or of feeling; but in the consciousness soul man strives out of himself to unfold his ego arbitrarily to reality, to existence. If you have a feeling for the formation of words, you can literally see how the words that have just been spoken as the characteristic of the consciousness soul form themselves as if by magic into the Gothic pillar pillar and the Gothic arch, where the enclosures give us a structure that no longer expresses calm self-reliance, but rather the striving to escape from mere internal stasis through its forms. How great the difference is between the beam, which is carried in full static calm by its column, and the mutually supporting arches, which come together at the apex and hold each other, where everything pushes towards a point, just as the power of the human soul is concentrated in the consciousness soul. And anyone who can empathize with the ongoing process of human development feels, especially when observing Italian or French architecture, that during the transition from the development of the intellectual or emotional soul to the development of the consciousness soul, it is no longer a matter of calm, static support and carrying it out of the inner totality, and one no longer strives for inward unity in form, as in Greek architecture, but seeks to pass over into the dynamic, as it were, to emerge from one's skin, in order to enter into connection with the reality of the outer world, as in the consciousness soul. The Gothic arches open up to the light of heaven in long windows. This is not the case in Greek architecture. In a Greek temple, it would make no difference to the perception whether light fell into it or not. The light is only incidental. This is not irrelevant to the Gothic cathedral; the Gothic cathedral is inconceivable without the light refracting in the stained glass windows. There one can feel how the consciousness soul enters into the totality of the world and strives out again into general existence. The Gothic style is therefore the architectural striving that is characteristic of the age of the development of the consciousness soul. And now we come to our own age, in which a world view that does not arise out of arbitrariness but out of the necessities of human development must realize that the human being must work his way out of the soul and into the spiritual, that the human being in the spiritual self rests in himself spiritually. The Gothic building, with its special architecture of the wall broken through by the windows, with its opening up for that which can come in, for that which must now come! Like the harbinger of what is to come – where the wall necessarily leads to a structure and in this respect is also only a filler, a decoration, not an enclosure, like the walls of the Greek temple – this Gothic building appears as a harbinger of what what the new building must now become for the envelopment of the coming Weltanschhauung, the new building whose essential peculiarities I have already hinted at here and there and of which some essentials have even already been attempted, for example in the Stuttgart building. The essential thing will be that the complement to the preliminary stage of architecture, to cave construction, where the rock itself materially closed off what was hewn into it; that our new building opens up in all directions, that its walls are open on all sides, not to the material, but open to the spiritual. And we will achieve this by designing the forms in such a way that we can forget that there is any city or the like besides our building. In the Stuttgart Bau, such an attempt has already been made; its walls are open despite the material closure, open to the spirit. In the new building, too, we will shape the forms, the decorative, the picturesque, so that the wall is broken through, so that we can feel our way through color and form: even though we are closed off, the spiritual and mental view expands into the world. Just as the proportions of the cosmos were taken up in the pyramid, so we take what we can experience through anthroposophy and theosophy and create forms, colors, outlines and figures for it, but we create all this in such a way that precisely through what we create on the walls and , these walls themselves disappear, and we experience the closed space in such a way that we can feel the illusion everywhere: it expands out into the cosmos, into the universe, just as the consciousness soul, when it merges with the spiritual self, lives itself out of the merely human into the spiritual. Thus in the new architecture the significance of the individual column will also advance to something quite different. If, as in the Greek temple, we are dealing with static relationships, with relationships in which inwardness is of primary importance, then it is natural that the forms of the columns and the capitals should repeat themselves. For how could one think of a column in one place as being different from another in the neighborhood if they have exactly the same function? It must be shaped in the same way as the other. It cannot be any different, because every column has the same function. If we are now dealing with the new art of building in the cosmos, which is differentiated in the most diverse ways on all sides, we should forget that we are in an inner space, so the columns take on a completely new task, a task that is somewhat like that of a letter that points beyond itself by forming a word with the other letters. Thus the columns join together, not in their diversity, but like the individual letters of a weighty writing, pointing outward to the cosmos, from the inside out. And so we will build: from the inside out! And just as one capital letter follows the other, so they will join together and express something as a totality. This will be something that leads beyond the room. And what else we will add, for example inside the dome, will be added in such a way that we will not have the feeling: we are closed in by a dome – but that the whole painting seems to pierce the dome, to take it away into infinity. To do this, however, one will have to learn to paint a little in the way that Johannes Thomasius paints for Strader's sensibility, so that Strader gets the feeling: “The canvas, I want to pierce it to find what I am supposed to seek.” One can see that in the mystery plays not a single word is written in vain, but always from the perspective of the whole, and that all the things we want from the preconditions of our culture necessarily come together. Today I just wanted to evoke a feeling for the fact that in the overall treatment of walls, architectural motifs, columns, and in the use of all decorative elements, the new architecture must aim at the destruction of the material, so to speak, overcome the wall and , so that the pictorial must also overcome the wall; I wanted to evoke a feeling that all this must occur and be attempted through the new architecture and that this is a necessity in view of the course of human development, as we recognize it as a necessary one. However, in view of the necessity of such a building from the course of human development, it seems pathetic that it is so difficult to actually carry out the building, and pathetic are also all the objections that are being made by the authorities in Munich, and also by the artists who have been called upon to judge it and who have said that the building would overwhelm the neighborhood. Perhaps they had a slight feeling of unease about the building overwhelming the neighborhood, about it growing out of it into a very wide environment. They will feel it as oppressive at first. Such objections, raised by artists who believe themselves to be at the cutting edge of their time, seem grotesquely comical when considered in the context of human evolution. Our dear friend, who is helping us here as an architect, said that the master builder should not let himself be forced by the client, but should create as a free artist, as he wills. That is a fine principle, but let us assume that the client orders a department store; he would not be very satisfied if the “free artist” built him a church. There are many such catchphrases. But one is limited by the task and the material. The term “free artist” simply makes no sense here. For I would like to know what the “free artist” will do if he intends to execute a plastic work of art out of free artistry, molding clay and creating a Venus, and instead of a Venus he gets a sheep? Is he then a free artist? Does the word “free” art make the slightest sense when Raphael is commissioned to paint the Sistine Madonna and it turns out to be a cow? Raphael would have been a 'free' artist in that case, but he would not have created the Sistine Madonna! Just as one tongue is needed for certain things, here too only one tongue is needed. Such arguments have nothing to do with the necessary real conditions of human development. What matters is whether one has a truth in mind that relates to doing, to working. For truths, if they are to be fruitful, if they are to be “true,” must be grounded in the necessities of human development. However, they will always be subject to what Schopenhauer said in reference to truth entering into human development. For Schopenhauer said: “In all centuries poor truth has had to blush for being paradoxical, and yet it is not her fault. She cannot take the form of the enthroned general error. So she looks up with a sigh to her patron, Time, who beckons her victory and fame, but whose flapping of the wings is so great and slow that the individual perishes from it.”Let us hope, dear friends, and let us do our part, because it could be good for our cause, that our guardian spirit takes pity on us and turns his gaze to us, so that we, recognizing the necessity of our structure, may soon be able to truly create this covering for anthroposophy or spiritual science, which corresponds to the development of humanity. |
291. Colour: The Luminous and Pictorial Nature of Colours
07 May 1921, Dornach Translated by Harry Collison |
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Just think, yellow makes us gay; but being gay means, really, being filled with a greater vitality of soul. We are therefore more attuned to the ego through yellow, in other words we are spiritualized. So, if you take yellow in its original nature, that is, fading outwards, and think of it shining within you, because it is a luster-colour, you will have to agree: Yellow is the luster of the spirit. |
291. Colour: The Luminous and Pictorial Nature of Colours
07 May 1921, Dornach Translated by Harry Collison |
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We tried yesterday to understand the nature of colour from a certain point of view and found on the way—white, black, green, peach-blossom colour; and in such a manner that we were able to say: these colours are images or pictures, they are already present in the world with the character of pictures; but we saw also that something essential proceeded from something else giving rise to the pictorial character of the colour. We saw, for example, that the living must proceed from the lifeless, and that in the lifeless the image of the living, the green arises. I shall continue today from our yesterday's experience, and in such a way as to differentiate between, so to speak, the receiver and the give, between that in which the picture is formed, and the originator of it. Then I shall be able to put the following division before you: I differentiate (you will understand the expression if you take the whole of what we did yesterday)—I differentiate the shadow-thrower from the Illuminant. If the shadow-thrower is the spirit, the spirit receives that which is thrown upon it; if the shadow-thrower is the spirit and if the illuminant (it is an apparent contradiction, but not a real one) is the dead, then black is pictured in the spirit as the image of the dead, as we saw yesterday. If the shadow-thrower is the dead, and the illuminant the living, as in the case of the plant, then, as we saw, you have green. If the shadow-thrower is the living and the illuminant the psychic, then, as we saw, you get the image of peach-colour. If the shadow-thrower is the psychic and the illuminant the spirit, you get white as the image. So you see, we have got these four colours with the pictorial character. We can therefore say: with a shadow-thrower and an illuminant, we get a picture. So we get here four colours—but you must reckon black and white among the colours—with the picture-character: black, white, green, peach-colour. When the lifeless appears in the Spirit you get black.
Now, as you know, there are other so-called colours, and we have to search also for their natures. We shall not search for them through abstract concepts any more than before, but approach the matter according to feeling, and then you will see that we come to a certain understanding of the colours if we put the following before our eyes. Think of a quiescent white. Then we will let beams of different colours from opposite sides play on to this quiescent white—it can be a quiet white room—from one side yellow and from the other blue. We then get green. In this way therefore we got green. We have to visualize exactly what happens: we have a quiescent white, into which we throw rays of colour from both sides, one yellow and the other blue and we get the green we have already found from another point of view. You see, we cannot look for the peach-colour as we looked for the green, if we confine ourselves to the living production of colour. We must seek it in another way, as follows: Imagine I paint here a black, below it a white, another black, below it a white and so on—black and white alternately—now imagine that this black and white was not quiescent—they would vibrate, as it were. In fact, it is the opposite of what we had up here: here we had a quiescent white and let beams of colour into it from both sides in a continuous process, yellow and blue from left and right. Now I take black and white; I cannot of course paint that at the moment, but imagine these undulating through each other; and just as I let in yellow and blue before, allow now this undulation, with its continual interplay of black and white, to be shone through, pierced with red: if I could select the right shade, I should, through this play of black and white into which I let the red shine, get peach-colour. Notice how we must resort to quite different methods of producing colours. With one we must take a quiescent white—and thus we must destroy one of the picture-colours in the scale we already have here—and let two other colours which we have not yet got play upon it. But here we have to go about it differently; here we have to take two of the colours we have, black and white, we must instill movement into them, take a colour we have not yet got, namely red, and let is shine through the moving white and black. You will also see something which will strike you if you observe life: green you have in nature; peach-colour you have (as I explained yesterday, in my sense) only in a fully healthy man. And, I said, the possibility is not easily present of reproducing this shade of colour. For one could really reproduce it only if one could represent white and black in motion and then let fall on them the beam of red. One would really have to produce a circumstance—it is after all present in the human organism—in which there was always motion. Everything is in movement and from that fact arises this colour of which we are speaking. So that we can get this colour only in a roundabout way, and for this reason the majority of portraits are really only masks, because flesh-colour can be realized only by means of all sorts of approximations. It could be achieved only, you see, if we had a continual wave movement of black and white, with red rays through it. I have here pointed out to you from the nature of things a certain difference in relation to colour. I have shown you how to use the colours which we get as pictorial colours, how in one case we used white, in a condition of rest, and by throwing upon it two colours which we have not yet got, we obtained another pictorial colour, namely, green. Again, we take two colours, black and white, in a scale of reciprocated movement, and let them be penetrated or illuminated by a new colour, that we have not yet got, and the result is another colour—peach-colour. We get peach-colour and green, therefore, in quite different ways. In one case we required red, in the other yellow and blue. Now we shall be able to go a step further towards the nature of colour if we consider another thing. Taking the colours we found yesterday, we may say as follows: By its own nature green always allows us to make it with definite limits. Green can be enclosed or limited: in other words it is not unpleasant to us if we paint a surface green and give is a circumscribed area. But just imagine this is the case of peach-colour. It does not agree with our artistic sense. Peach-colour can be represented really only as a mood, without reference to a defined area, without expecting one. If you have a sense of colour, you can feel that. If, for instance, you think of a green—you can easily think of green card-tables. Because a game is a limited pedantic activity, something very Philistine, one can think of such an arrangement—a room with card-tables covered in green. What I mean is that it would be enough to make you run away, if you were invited to play cards on mauve tables. On the other hand, a lilac coloured room, or a room furnished throughout in mauve, would lend itself very well, shall we say, to mystical conversation, in the best and the very worst sense. It is true, the colours in this respect are not anti-moral, but amoral. Thus we note that as a result of its own nature, colour has a inner character; whereby green allows itself to be defined, lilac and peach or flesh-colour tend to spread into vagueness. Let us try to get a the colours which we did not have yesterday, from this point of view. Let us take yellow, the whole inner nature of yellow, if we make here a yellow surface. Yes, you see, a defined surface of yellow is something disagreeable; it is ultimately intolerable for someone with artistic feeling. The soul cannot bear a yellow surface which is limited and defined in extent. So we must make the yellow paler towards the edges, and then still paler. In short we must have a full yellow in the centre and from there it must shade off to pale yellow. You cannot picture yellow in any other way, if you want to feel it with your own being. Yellow must radiate, getting paler all the time. That is what I might call the secret of yellow. And if you hem in the yellow, it is in fact as if you laughed at it. You always see the human factor in it, which has bounded the yellow. Yellow does not speak when it is bounded, for it refuses to be bounded, it wants to radiate in some direction or other. We shall see a case in a moment, where yellow consents to be bounded, but it will just go to show how impossible it is, considering its real inner nature. It wants to radiate. Let us take blue on the other hand. Imagine a surface covered equally with blue. One can imagine it, but it has something super-human. When Fra Angelico paints equal blue surfaces, he summons, as it were, something super-terrestrial into the terrestrial sphere. He allows himself to paint an equal blue when he brings super-terrestrial things into the terrestrial sphere. In the human sphere he would not do it, for blue as such, because of its own nature, does not permit a smooth surface. Blue by its inner nature demands the exact opposite of yellow. It demands that the colour is intensified on the circumference and shades off towards the center. It demands to be strongest at the edges and palest in the middle. Then blue is in its element. By this it is differentiated from yellow. Yellow insists on being strongest in the center, and then paling off. Blue piles itself up at the edges and flows together, to make a piled-up wave, as it were, round a lighter blue. Then it shows itself in its very own nature. We arrive therefore on all sides at what I might call the feeling or longing of the soul in face of colours. And these are fulfilled; that is, the painter really responds to them, if he paints in accordance with what the colour itself demands. If he consciously thinks—now I've dipped my brush in the green, now I must be a bit of a Philistine and give the green a sharp outline; if he thinks: now I am painting yellow—I must make that radiate, I must imagine myself the spirit of radiation; and if he thinks when painting blue: I draw myself in, into my innermost self and build, as it were, a crust round me, and so I must also paint by giving the blue a kind of crust: then he lives in his colour and paints in his picture what the soul really must want if it yields itself to the nature of colour. Of course, as soon as we touch upon art, a factor comes in which modifies the whole thing. I'll make circles here for you which I fill in with colour. (Diagram 1) [IMAGE REMOVED FROM PREVIEW] One can of course have other figures than these; but the yellow must always radiate in some direction and the blue must always contract, as it were, into itself. The red I might call the balance between them. We can accept the red completely as a surface. We understand it best if we differentiate it from peach-colour, in which it is, you remember, incorporated as an illuminant. Take the two shades side by side, red and peach-colour. What happens when you let the red really influence your soul? You say, this red affects me as a quiet redness. It is not the case with peach-colour. That wants to split up, to spread. It is a nice difference between red and peach-colour. Peach-colour wants to disintegrate, it wants to get ever thinner and thinner till it has disappeared. The red remains, but its effect is one of surface. It does not want to radiate or pile itself up, or to escape; it asserts itself. Lilac, peach-colour, flesh-colour, do not really assert themselves: they want always to change their form, because they want to escape. That is the difference between this colour, peach, which we already have, and red, which belongs to those colours which we have not yet got. But we have not three colours together: blue, red and yellow. Yesterday we found the four colours: black, white, peach-colour and green; now red, blue and yellow are before us and we have tried to get inside these three colours with our feeling, to see how they interplay with the others. We let the red interplay with a motionless white and we shall easily find the distinction if we now examine what we have brought before the soul. We cannot make such a distinction in the colours we found yesterday as we now have made between yellow, blue and red. We were compelled today to let black and white move in and out of each other when we produced peach-colour. Black and white are “picture-colours” which can do this; let us leave it at that. Peach-colour we must also leave; it disappears of its own accord, we cannot do anything with it, we are powerless against it. Nor can it help itself, it is its nature to disappear. Green outlines itself, that is it nature. But peach-colour does not demand to be differentiated in itself, but to be uniform, like red; if it were differentiated it would level itself out at once. Just imagine a peach-coloured surface with lumps in it! It would be awful. It would promptly dissolve the lumps, for it always strives for uniformity. If you have an extra green on green, that is a different matter; green has to be applied evenly and has to be outlined. We cannot imagine a radiating green. You can imagine a twinkling star, can't you; but hardly a twinkling tree-frog. It would be a contradiction for a tree-frog to twinkle. Well—that is the case also with peach-colour and green. If we want to bring black and white together at all we must make them undulate into each other as pictures, even if as moving pictures. But it is different with the three colours we have found today. We saw that yellow wants, of its own nature, to get paler and paler towards the edges; it wants to radiate; blue wants to heap itself up, to intensify itself, and red wants to be evenly distributed without outline. It wants to hold the middle place between radiating and concentrating; that is red's nature. So you see there is a fundamental difference between colours that are in themselves quiet or mobile, quiet as green, or mobile as mauve, or isolated like black and white. If we want to bring these colours together, it must be as pictures. And red, yellow and blue, in accordance with their inner activity, their inner mobility, are distinguished from the inner mobility of lilac. Lilac tends to dissolve—that is not an inner mobility—it tends to evaporate; red is quiet—it is movement come to rest—but, when we look at it, we cannot rest at one point: we want to have it as an even surface, which, however, is unlimited. With yellow and blue we saw the tendency to vary. Red, yellow and blue differ from black, white, green and peach-colour. You see it from this: Red, yellow and blue have, in contrast to those other colours which have pictorial qualities, another character and if you consider what I have said about them you will find the term I apply to this different character justified. I have called the colours black, white, green and peach-colour pictures—“pictorial colours” (Bildfarben,) I call the colours yellow, red and blue “lusters”—luster colours. (Blanz-farben,) in yellow, red and blue, objects glisten: they show their surfaces outwards, they shine or glisten. That is the nature and the difference in coloured things. Black, white, green, peach-colour have a pictorial colour, they take their colour from something; in yellow, blue and red there is an inherent luster. Yellow, blue, red are external to something essential. The others are always projected pictures, always something shadowy. We can call them the shadow-colours. The shadow of the spiritual on the psychic is white. The shadow of the lifeless on the spirit is black. The shadow of the living on the lifeless is green. The shadow of the psychic on the living is peach-colour. “Shadow” and “picture or image” are akin. On the other hand with blue, red and yellow we have to do with something luminous, not with shadow, but with that by which the nature advertises itself outwardly. So that we have in the one case pictures or shadows and in the other, in the colours red, blue and yellow we have what are modifications of illuminants. Therefore I call them lustrous. The things shine, they throw off colour in a way; and therefore these colours have of their own accord the nature of radiation: yellow radiating outwards, blue radiating inwards, and red the balance of the two, radiating evenly. This even radiation shining on and through the combination of white and black in motion produces peach-colour. Letting yellow flash from one side on to stationary white and blue from the other side, produces green. You will observe, we come here upon things which upset Physics completely—you can take everything known today in Physics about colours. There one just writes down the scale: Red, orange, yellow, green, blue, indigo, violet. One does not mention the reciprocal interplay. Let us run along the scale. You will see that starting with the luster red, the lustrous property ceases more and more till we come to a colour in picture, in shadow-colour, to green. Then we come again to a lustrous colour of an opposite kind to the former, we come to blue, the concentrated luster-colour. Then we must leave the usual physical colour-scale entirely in order to get to the colour which can really not be represented at all except in a state of movement. White and black, pierced by rays of red give peach-colour. If you take the ordinary scheme of the physicist, all you can say is: All right—red, orange, yellow, green blue, indigo, violet ... Notice I start from a luster, go on to what is properly a colour, on again to a luster and only then come to a colour. Now, if I did not do that as it is on the physical plane, but were to turn it as it is in the next higher world, if I were to bend the warm side of the spectrum and the cold side so that I drew it like this (Diagram 2) red, orange, yellow, green, blue, indigo, violet; if I were to bend this stretched-out line of colour into a circle, then I should get my peach-colour up here at the top. Thus I return again to colour. Colour I and Colour II to and bottom, Luster III and Luster IV left and right. Now there still lurks hidden only that other colour—white and black. You see, if I go up here with the white (from the bottom upwards) it would stick in the green, so the black comes down here to meet it (from the top downwards,) and here at V they begin to overlap; thus, together with the rays from the red, they produce the peach-colour. I have therefore to imagine a white and a black, overlapping and interplaying (See Diagram 2) and in this way I get a complex colour combination, which however corresponds more closely to the nature of colours than anything you see in the books on Physics. [IMAGE REMOVED FROM PREVIEW] Now, let us take luster: but luster means that something shines. What shines? If you take the yellow (and you must take it with your feeling and colour-sense, not with the abstract-loving understanding,) you need only say: In receiving the impression of yellow, I am really so moved by it that it lives on within me, as it were. Just think, yellow makes us gay; but being gay means, really, being filled with a greater vitality of soul. We are therefore more attuned to the ego through yellow, in other words we are spiritualized. So, if you take yellow in its original nature, that is, fading outwards, and think of it shining within you, because it is a luster-colour, you will have to agree: Yellow is the luster of the spirit. Blue, concentrating, intensifying itself outwards, is the luster of the psychic. Red, filling space evenly, is the luster of the living. Green is the picture of the living; red, the luster. You can see this very well if you try to look at a fairly strong red on a white surface; if you look away quickly, you see green as the after-image, and the same surface as a green after-image. The red shines into you and it forms its own picture within you. But what is the picture of the living in the inner being? You have to destroy it to get an image. The image of the living is the green. No wonder that red luster produces the green as its image when it shines into you. Thus we get these three colour-natures of quite different kinds. They are the active colour-natures. It is the thing that shines which contains the differentiation; the other colours are quiescent images. We have something here which has its analogy in the Cosmos. We have in the Cosmos the contrast of the Signs of the Zodiac, which are quiescent images, and that which differentiates the Cosmos in the Planets. It is only a comparison, but one which is founded on fact. We may say that we have in black, white, green and peach-colour something whose effect is static; even when it is in movement; something of the fixed stars. And in red, yellow and blue we have something essentially in motion, something planetary. Yellow, blue, red give a nuance to the other colours; yellow and blue tinge white to green, red gives peach colour when it shines into the combined black and white. Here you see the Colour-Cosmos. You see the world in its inter-action, and you see that we really have to go to colour if we want to study the laws of coloured things. We must not go from colours to something else, we must remain in the colours themselves. And when we have a grasp of colours, we come to see in them what is their mutual relationship, what is the lustrous, the luminous, and what is the shadow-giving, the image-producing element in them. Just think what this means to Art. The artist knows if he is dealing with yellow, blue and red that he must conjure into his picture something that has a dynamic character, that itself gives character. When he works with peach-colour and green on black and white, he knows that the picture-quality is already there. Such a colour-theory is inherently so completely living that it can be transferred directly form the psychic into the artistic. And if you so understand the nature of the colours that you recognize, as it were, what each colour wants—that yellow wants to be stronger in the middle and to pale off towards the edge, because that is the inherent quality of yellow—then you must do something if you want to fix the yellow, if you want to have a smooth, even yellow surface somewhere. What does one do then? Something must be put into the yellow which deprives it of its own character, of its own will. The yellow has to be made heavy. How can this be done? By putting something into the yellow which gives it weight, so that it becomes gilded. There you have yellow without the yellow, left yellow to a certain extent, but deprived of its nature. You can make an even gold background to a picture, but you have given weight to the yellow, inherent weight; you have taken away its own will; you hold it fast. Hence the old painters who had a susceptibility to such things found that in yellow they have the luster of the spirit. They looked up to the spiritual, to the light of the spirit in yellow; but they wanted to have the spirit here on earth. They had to give it weight, therefore. If they made a gold background, like Cimabue, they gave the spirit habitation on earth, they evoked the heavenly in their picture. And the figures could stand out of the background of gold, could grow as creations of the spiritual. These things have an inherent conformity to law. You observe, therefore, if we deal with yellow as a colour, of it sown accord it wants to be strong in the centre and shade off outwards. If we want to retain it on an evenly-coloured surface, it is necessary to metallize it. And so we come to the concept of metallized colour, and to the concept of colour retained in matter, of which we shall say more tomorrow. But you will notice one must first understand colours in their fleeting character before one can understand them in solid substantial form. We shall proceed to this tomorrow. We come in this to what ordinary people—and “extraordinary” people, for that matter—alone call colour. For they know only the colours which are present in solid bodies, and therefore they say—“If one speaks of the spirit, as, for instance, of thought (pretty sentence, isn't it?), then the spirit either is coloured—or not coloured.” Well, then, in this case there is not the least possibility of rising to the volatility of colour! You will observe that what I have been explaining provides a way to recognize the materialization of the colours in the physical colour-spectrum. It stretches right and left endlessly, that is indefinitely; in the spirit and in the psychic realm, everything is joined up. We must join up the colour-spectrum. And if we train ourselves to see not only peach-colour, but the movement in it; if we train ourselves not only to see flesh-colour in man, but also to live in it; if we feel that our bodies are the dwelling-place of our souls as flesh-colour, then this is the entrance, the gateway into a spiritual world. Colour is that thing which descends as far as the body's surface; it is also that which raises man from the material and leads him into the spiritual. |
278. Eurythmy as Visible Singing: Choral Eurythmy
23 Feb 1924, Dornach Translated by Alan P. Stott |
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And if we seek for Melos as such in the astral organization of the human being (and we seek for speech in the ego-organization), then we can perceive that which forms the fundamental basis of musical eurythmy. What you experience as astral human being usually remains stuck in a state of repose. |
278. Eurythmy as Visible Singing: Choral Eurythmy
23 Feb 1924, Dornach Translated by Alan P. Stott |
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You will have seen that it is quite possible for a single individual to express in eurythmy the essence of the musical element as musical element. We have tried to show how, for instance, the triad and the progression of the phrase may be mastered by a single person. But the eurythmical expression of the musical element by a single person, from a certain point of view, is necessarily rather primitive, and is somewhat meagre when presented on the stage—although most beautiful and impressive performances can be given by a solo eurythmist. It is to be hoped that these solo performances will be valued, for they are a means whereby the actual essence of musical eurythmy may be revealed. In spite of this, it cannot be denied that a musical impression can also be given by means of the concerted working of a number of people, in other words by means of choral eurythmy. The point, however, is that we must not merely take these things schematically, but also enter somewhat into the quality of working together in artistic presentation. I have emphasized what doing eurythmy entails: it is work to raise (heraufarbeiten) the physical human being (which really only ‘sounds’ in beat) to the etheric and the astral human being [see Appendix 2, final quotations]. And if we seek for Melos as such in the astral organization of the human being (and we seek for speech in the ego-organization), then we can perceive that which forms the fundamental basis of musical eurythmy. What you experience as astral human being usually remains stuck in a state of repose. But when you proceed a step further and present to the world that which otherwise remains in repose in the astral human being, you show, as it were, your spirit and soul nature. And it is this power of making things manifest which constitutes the most predominant element of all artistic endeavour. At this point I will take the opportunity of alluding to a very, very remarkable contemporary phenomenon. My reason for doing so is, that if as eurythmists you can awaken a feeling for it, it would do much to help you in the actual artistic development of eurythmy. I have said that the actual musical element, the spiritual element in music, lies between the notes, in the intervals, constituting that which we do not hear. In speaking about atonal music Hauer touches on something that is very significant and true. He is of the opinion that the production of a note or chord is nothing more than an appeal to the emotions or the senses—merely a means to express externally the inaudible Melos, which presents the inmost life of the human soul. Now there is something so decadent and chaotic in the culture and civilization of the present day, especially where the arts are concerned, that your heart may well warm towards anyone who, with a certain instinctive flair, realizes that the music of today [1924] is not really music, but simply noise, and perceives that on which the musical element depends. It is, moreover, not difficult to understand that a man who has developed by himself out of all this can be absolutely furious with all European art. And this is true of Hauer. European art is absolutely repugnant to him. All this is very interesting, and I have long been interested in this man Hauer. At the time when I was trying to lead over the musical element into eurythmy, I had to seek for some things that appear in Hauer, and I had to say to myself ‘It is certain that you could never take Hauer's atonal Melos as a basis for the gestures of eurythmy.’ The movements of eurythmy could not be found in this way. I had to ask myself: ‘Why is this so? Why is it not possible to come to eurythmic movements in this way, when Hauer undoubtedly feels the movement of Melos with such inwardness, and sees so clearly what is essential in the musical realm?’ In the case of Hauer, the explanation is simple. Hauer hates that civilization which marks the beginning of European culture—a civilization which the rest of humanity admires tremendously. He hates the civilization of Greece. He is a man who hates to excess the civilization of Greece. Now it is interesting for once to come across a man who honestly and truly hates Greek civilization. There are any number of people who venerate it insincerely, by which I do not mean to imply that there are not others who venerate it with sincerity. To honour Sophocles and Aeschylus is a matter of course today, whereas to find anyone abusing Sophocles and Aeschylus as destroyers of art is an interesting phenomenon, and one which should not be overlooked. Hauer's view of the Greeks is based on the fact that, in his opinion, they brought everything that is related to art into the theatre, thus pouring everything that is audible into visibility: Now, after all, that is quite true. The question is whether we can also love the visible realm. If we are to find our way to eurythmy, we must of course be able to love what is visible. If we do not love the visible realm, honestly do not love it, preferring to remain in the audible realm, to stop with Melos, then we shall never be able to find any satisfaction in Greek culture, where everything was transferred into the sphere of what can be seen and understood. Now among the orientals there were inspired teachers who truly wanted to listen to the audible realm. Oriental architecture was really music in space; it has within it a great deal of eurythmy. You actually see Melos pouring itself into movement. Europe possesses very little understanding for a musical architecture, as has been built with the Goetheanum here in Dornach, for the Goetheanum was, in a sense, a revolt against Greek architecture. There was very little suggestion of Greek architecture about it; but the Goetheanum was musical, it was eurythmic. [34] Now, you see, Hauer actually hates speech, too, because speech does not stop with Melos, but (as I have already shown) does violence to it, pushing it into the outer world. For from the moment we utter sounds (and in so doing give ourselves up to what is demanded of us by the meaning of the sounds), from that moment onwards we become in a certain sense unmusical. The speaking of sounds is an art that in fact can only indicate a sounding of Melos. Melos may thus peep through, but it cannot be fully developed. You cannot form words according to the arrangement I proposed, as if the vowel sounds contained in them were really thirds or other intervals. You cannot do this, for the world does not permit it. When (let us say) you feel wonder, an ah, and just after experiencing this sound you experience some feeling (let's say) which lies in the interval of the third compared to the former feeling, the world does not allow you to feel it. It's not possible, wouldn't you agree?—Life continually destroys that which is musical. Nature too is unmusical, and it is not from nature that we are able to derive that which is musical. This destruction of what is musical extends to recitation and declamation. If there were only vowel sounds in speech, there would be no recitation or declamation, for the human being would always be yielding up his inner being (through pronouncing the vowels) to the outer world. There would be no declamation or recitation, for we would have to go along with the experiences of the world, and it would not be possible to conserve the musical element. That is why we have the consonants. The consonants are, as it were, the apology for the vowels. Man apologises to himself for the fact that, in the vowel sounds, he follows his own experiences. And when he fits in the consonants between the vowels, it is an apology for having become so foreign to himself. When you make the sound a follow an ah, forming thus either warte or balde (I have already spoken about these things) you have at the same time, in the consonants fitting themselves in between the ah and the a, an apology for the succession of the vowels. In the case of that particular poem by Goethe, however, the vowels really make a musical effect, and consequently this apology of the consonants is not so much needed. When listening to this poem, a subtle, musical impression would be received if the speaker could achieve a swallowing of the consonants as much as possible, so that only the vowels were audible, with the consonants merely indicated. Many other poems, however, really need the consonants. It may be said that the less musical a poem is, the more careful you must be to make the right use of the consonantal instrument (palate, mouth, lips, teeth, and so on). Then, in recitation and declamation, we have the apology for the offence committed by the vowels. This will demonstrate that with the vowel sounds, which are an externalization of what is inward, the human being places a kind of caricature into the world. He is no longer himself. The human being is himself as long as he remains musical. When he becomes a vowel sound, he places a caricature in the world. With the consonants he once again recasts this caricature into the human form, and is then outside. He lays hold of an image of himself This corresponds to the vowel when framed by the consonants. In music we go more and more inwards. In speech we go further and further outwards. It is infinitely important for eurythmists to feel and experience these things, to develop a rounding-off of the artistic process, which is more than simply making or copying movements. Taking this as your starting-point you will also be able to feel how choral eurythmy can be effective. In choral eurythmy we are dealing with a number of people. Let us first take the musical case: We have a metamorphosis of the motif, or phrase. We might express this metamorphosis of motifs in choral form by somehow grouping people together—three, let us say. We will let the first person present the first motif in eurythmy by moving in the form to the place of the second person, who will now take over the second metamorphosis of the motif. The first person remains standing. The second person moves on, passing the next metamorphosis of the motif over to the third person, who now continues the form to the place of the first (see Fig. 5). A kind of round dance can be brought about in this way. [IMAGE REMOVED FROM PREVIEW] Fig. 5 It is only necessary in such a case for those who remain to continue to carry out the corresponding motifs while standing. In this simple way (where one person develops the motifs by moving, while the others retain their original motifs in standing), we have introduced a new variation into the motifs by means of eurythmy. By means of the motif which is in motion and the motif which is formed, in eurythmy we are able to introduee into the musical realm something which could never be expressed by the pure musical element, for in the pure musical element the previous chord or motif can no longer be retained after the new one has begun to sound. Only think how often I have observed that, in the spiritual world, the past remains. In this development of the motifs through the chorus, the past remains (becomes engraved, so to speak, hardened), through the fact that the bearer of the motif in question carries out the movements while standing. This is one way. Another variation appears when we have chords in the progressions of the motif. Here you can arrange the chorus in such a way that the chord is carried out by several people, and the motif is carried over to another group of people. In this way, one group expresses the harmonic element, and the harmonic development is then expressed by letting the harmony flow over from one group to another. Here we reach something very significant and totally different in its effect. When the progression of the motif is expressed in movement (the chord can also be represented by a single person, and the progression of the motif can also be expressed in movement by an individual), the space in which the movement occurs, and all the metamorphoses and transformations of the music, are filled out by the physical human being. When making use of a chorus, however (we will suppose that you have one group of three people, and three more, and a further three, each carrying the progression of the motif from one group to the next), the element of visibility ceases to be [paramount], for when the motif is passed from one group to the next an invisible element wends its way through this choral dance. Here we approach very near to making this invisible element musical, very near especially to atonal music. Thus, by transferring to a chorus, the whole matter takes on quite a different aspect [from a solo performance]. In this way the aspect of the musical element which is becoming progressively unmusical, may be made musical once again by means of eurythmy, because movement makes it possible to appeal to that which is invisible. Thus, in this direction too, we shall possibly find that tone eurythmy is able to exert a corrective influence upon the musical element. Now in the continuation of a motif everything will naturally depend upon the movement, but when the chord is being represented by a group, the relative positions of the people are of importance. The people in question (even when their group is moving) must endeavour to retain their relative positions. Your feelings will have to tell you this. Let us now suppose that we have to represent a triad. You can't place yourselves one behind the other (left of the diagram). You can and have to feel that you place yourselves in such a way that the first person stands here, the second here and the third in the middle (see Fig. 6). [IMAGE REMOVED FROM PREVIEW] Fig. 6 Then, when the lowest note is taken by the first person, the next highest note by the second person, and the third note (if you wish, the fifth) by the third person, then you can tell by looking at it that the right thing has happened. The motif, when brought into movement, is carried over to the next group of people. And when the whole chorus is moving, each individual must endeavour to retain the right position in relationship to the others, so the whole design of the form (which is determinded by the relative positions of the people) may be expressed through this. If we have a combination of two notes, the people can only be placed in this way: [IMAGE REMOVED FROM PREVIEW] Fig. 7 We can feel that this is incomplete. But now for the four-note discord. When you consider the artistic effect of placing three people as we did for the triad, and observe the complete grouping (which really does make the triad stand before us), then you will say to yourself: Where shall I put the fourth person? Whoever has artistic feeling will not find a place for a fourth person. Indeed no such place can be found. The fourth person can only be provided for by letting him or her move around the third person. There is no other way of doing it. You come to this by direct intuition. So now you already have an indication for the discord in the grouping. The group, the fixed configuration, can only express concords. The moment a discord enters, movement must be introduced into the grouping. When you introduce movement into the grouping, you bring a challenge, and you can no longer remain still. The movement made by the fourth person (a movement necessary to the progression, to the resolution of the discord) is disclosed by its own nature. [IMAGE REMOVED FROM PREVIEW] Fig. 8 You see, we have to look at things in this way if we are to gain insight into the gestures as the essential matter. Having gained this insight, you will say to yourselves: ‘What we do is the outcome of an intrinsic necessity.’ This is no infringement of freedom, although it does not open the door for purely arbitrary ideas. What always remains is the freedom to carry out the movements beautifully. Choral eurythmy may be developed from the usual eurythmy which the individual presents. In particular, however, the following can be done. Let us suppose that in some piece of music we have the tonic, the dominant and the subdominant. To present this we take three groups of people and place the tonic with the first group, the dominant with the second group and the subdominant with the third, making those presenting the tonic have larger movements, whereas those presenting the dominant and subdominant make smaller ones. Now try to imagine how this would look. The frequent recurrence of the tonic is shown by the larger forms. The tonic is given prominence by the larger movements. It follows that the eurythmist who is moving these larger forms will quite naturally make larger gestures too, prompted by his or her feeling. The tonic, which recurs time and again, also recurs in the eurythmy forms. If these things are well practised in the way that has been explained, you will find that the character of each individual key [35] will be revealed, for you will be obliged to make the corresponding movements in the transitions. The difference between major and minor keys appears very clearly with this interplay between the different groups [see Steiner's lecture notes, p. 24]. And when, in addition, you take into consideration the fact that every time a sound goes higher there should be the feeling that the eurythmist has to approach nearer to the audience, whereas when the sound goes lower the eurythmist has to move more towards the back of the stage—when all this is added you will have the whole musical element in a visual image. There is still another point which belongs to this, that when a group comes to high notes, there must be a feeling that the movement has to be made more pointed, whereas when it is a question of lower notes, then it has to become rounder. Thus it may be said that a movement carried out with this gesture is lower, and a movement with this gesture is higher. [IMAGE REMOVED FROM PREVIEW] Fig. 9 You will say: ‘These things present us with a great deal to learn, for in actual practice they are very complicated.’ Quite true! But they are no more complicated than learning to play the piano, or learning to sing. I have indicated how the transition can be made from solo eurythmy to choral eurythmy. Real difficulties only make their appearance when we come to polyphonic music, but we shall speak about this tomorrow. In movement the whole affair will become even more disjointed than in the musical element as such. When we have a piece with many voices, therefore, we also have to make use of different people, and the quality of belonging together can only be achieved by means of a certain relationship in the form. At this point I should like to develop a brief, esoteric ‘intermezzo’ for you. It has to do with the fact that the eurythmist has to use his or her body as an instrument. Only think of all that goes into the making of an instrument and how we appreciate certain violins which today can actually no longer be made. [Instruments made by Stradivarius, Guarnerius, and so on. (Translator's note.)] Think of everything that is involved in an external musical instrument. Now it is true that the human being is, in a certain way, exempt from these demands, for the divine-spiritual powers have already built him as an exceedingly good instrument. But actually the case is not so rosy, for otherwise every individual would find his body were the most perfectly suitable instrument. The eurythmists sitting here will be well aware of the great difficulties they have in overcoming bodily hindrances and impediments, if it is a question of arriving at eurythmy that is really worthy of the art. The fact is that quite a bit can be done in order to work inwardly upon your body so that eurythmy to the sounds of speech and of music may gradually appear out of this body in a truly artistic, complete form. There is very little opportunity for this in the civilized life of Europe. European civilization has developed a view towards outer nature, but has not developed that which is necessary to give the human being a place in the world commensurate with true human dignity. And so people today have great difficulty feeling their real humanity within themselves. Now what I have to say in this direction will not be immediately clear. It will become apparent through doing it. What I want to say in this connection is as follows. Listen to this progression of notes, which will at first seem very strange to you: [IMAGE REMOVED FROM PREVIEW] . Fig. 10 And now (to the pianist): Play the first two notes together and the next two notes consecutively, sustaining the last note for a long time. The first two notes, accordingly, played together and the last two notes one after the other, the final note sustained for a long time. Now will someone who can do it well show this in eurythmy, simply in standing: B, A, along with E and D; the E short, and sustaining the last note for a long time. And now I need somebody who will sing a word to this progression of notes; for there is a word which rings true when sung to this peculiar progression of notes, namely, the word ‘T A 0’. We are dealing here with the following: When expressing this in eurythmy (and here you must apply what has been given in these lectures) you have the seventh, the sixth, and only then the other notes. But you also have to feel the descending progression of notes, and then try to express this in eurythmy, not merely the notes. Hitherto you have become stuck in what is elementary, but you really have to express what I have said and then you will see that in the TAO you have a wonderful means of making your inner bodily nature flexible, inwardly supple, and able to be artistically fashioned for eurythmy. For when you lead the seventh and the sixth, as I have indicated them, down into the E and the D (that is to say you come into this second), you will see how by carrying this out you will gain an inner strength which you will be able to carry over into all your eurythmy. This is an esoteric exercise, and when it is carried out it means meditation in eurythmy. And when you ask someone else (either singing or speaking in a reciting or declamatory way) to accompany these gestures with declamation or singing of TAO, you will see that in connection with singing, eurythmy and recitation, this is something like that which meditation is for general human life. What I have given here is indeed an esoteric ‘intermezzo’, and it points the way to eurythmic meditation. We must go very far back, back to the ancient civilization of China, if we are to find our way into this meditation in eurythmy. [36] And you will understand that we can exercise a certain sympathy for someone who wants to get back to the ancient Orient in order to re-discover music, and whose feeling leads him to say: The Greeks have totally ruined music, and that is why the Greeks really had no proper musician—with the exception of the mythological figure, Orpheus. [12, end] On the other hand, we can love the Greek civilization for its way of entering into the sculptural, plastic element. But one thing is true, that the Greek culture with its sculpture gradually was led away from eurythmy. Here we must compare the forms of oriental architecture, which really did transpose music into movement, with the forms of Greek architecture, which basically exhibit a dreadful symmetry. Here this dreadful symmetry rules. This, too, had to make its appearance in the world at some point. The Greek culture did (I might almost say) tragically suffer the consequences of its civilization. It was a short-lived civilization, bringing about its own dissolution. The fault does not lie in the Greek culture: the fault lies in the fact that Greek culture is supposed to be forever reproduced in European civilization. It is, however, a kind of dissolution of this Greek element when we derive our movements directly from speech and singing, from the realms of speech and of music themselves. The difficulty people have in understanding eurythmy lies in the fact that European understanding has been, as it were, frozen into the reposing form, and is fundamentally no longer able to live in movement. The reposing form, however, should be left to. nature. When we come to the human being, we have to enter into movement, because the human being transcends the reposing, purely sense-perceptibly visible form. That is what I wanted to say to you today. |
279. Eurythmy as Visible Speech: The Plastic Formation of Speech
02 Jul 1924, Dornach Translated by Vera Compton-Burnett, Judith Compton-Burnett |
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Here we master the form given to the breath. We permeate: it, as it were, with our ego; we do not permit the sound to scatter itself immediately, but compel it to retain its form for a time in the outer world. |
279. Eurythmy as Visible Speech: The Plastic Formation of Speech
02 Jul 1924, Dornach Translated by Vera Compton-Burnett, Judith Compton-Burnett |
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My dear Friends, The possibilities inherent in eurhythmy will only be realized when the eurhythmist is able to create the movements, in all their detail, out of the nature of speech itself. In eurhythmy it is almost as important to have an intimate understanding of the sounds of speech as it is to have a knowledge of the actual eurhythmic movements. For this reason I will show you to-day the way in which the plastic formation of speech can definitely influence eurhythmy. Now the plastic, formative element is in the ordinary way not fully manifested, for it passes over into sound. It is the task of eurhythmy to bring the plastic element to visible expression. When we direct our attention to the plastic element in the sounds of speech, – and here we naturally take the consonants, for they lend themselves more particularly to plastic interpretation, imitating as they do the things and processes of the external world, – we find that the sounds divide up into four types. First we have the sounds which are quite definitely built up after the pattern of f or s; then we have the sounds of the type of b, p, d, or t. When you compare the sounds of these two groups you will find that they are completely different from one another. The s and f-sounds are formed by allowing the breath stream to be blown freely outwards. With the other sounds, d, t, b, p, the breath stream is first inwardly controlled, and it is released much more consciously; it is not blown out in this case, but thrust out. Thus we must distinguish between the ‘blowing’ or breath sounds, and the ‘thrusting’ sounds, or sounds of force. The nature of these two types is therefore completely different. The breath sounds yield up, as it were, the inner being of man more or less passively to the outer world. They make use of the outgoing stream of the breath in order to release the inbreathed air from the body. So that these out-breathing sounds entirely depend upon the fact that the air passes outwards. Now this breath stream always takes to itself the form, the shape of the body. 'It does not, however, assert itself in the outer world, but scatters itself abroad, so that the breath sounds, always have the characteristic of yielding themselves up to the world outside. It is essential to grasp the character of the breath sounds and to realize that they yield themselves up to the outer world. Man allows this outer world to do as it will with him not, naturally, as regards his physical body, but as regards the form which he has transmitted to the out-going breath stream. In the case of the consonants of force this is quite otherwise. Here we master the form given to the breath. We permeate: it, as it were, with our ego; we do not permit the sound to scatter itself immediately, but compel it to retain its form for a time in the outer world. Thus in the consonants of force man appears as master in his relation to the outer world, so that here, one cannot speak of a yielding oneself up to the outer world, but, of an assertion of one’s own inner being. These two types of sound comprise the great proportion of the consonants. In reality the breath sounds express sympathy with the outer world and sounds of force sympathy with oneself. The breath sounds are free from egoism; the sounds of force are egotistical. We shall always find that when we make use of the consonants of force we do so in order to express what needs, to be expressed in sharp outlines. You know already that there is a strong plastic element in the German language. And now, bearing this in mired, let us take a word beginning with a consonant of force: Baum, b. You will invariably notice that a consonant of force produces the effect of sharp outlines. The breath sounds, on the other hand, will never produce such outlines; they describe the reverse of everything clear-cut and definite. For instance s in the word: sei is a breath sound. One must of course keep strictly to essentials when dealing with such matters. You will naturally be able to find any number of words which seem as though they should be expressed by means of sharp outlines, and which, nevertheless, contain breath sounds. You will, however, usually discover in such a case, that you must try to introduce a more indefinite element into the movement, in spite of the necessity for sharp outlines which may also be present. Now the breath sounds are: h, ch, j, sch, s, w, v. The sounds of force are: d, t, b, p, g, k, m, and n. These latter are all consonants of force, sounds which express the more egotistical attitude of soul, the assertion of one’s own individual being, which one wishes to safeguard in the world outside. Then we have a sound which lends itself particularly well to the imitation of something which is turning, which is revolving. This is the r-sound, which is produced by a vibration in, the outgoing breath-stream. R is the vibrating sound. Then we have another sound in which, when articulated rightly, the tongue must imitate a storm-tossed sea: l. We must make undulating movements with the tongue. L is the wave-sound. Why do we need these two sounds? We need them when we wish to express, not merely the merging with the outer world, nor the strengthening of the self, but something which has movement actually inherent within it. Movement and form are, of course, expressed both in the breath sounds and the sounds of force, but these sounds are not to the same degree an embodiment of self-contained movement as such. When we understand the true nature of the r-sound, we find that it contains something which lies midway between the yielding up of oneself and self-assertion. The r expresses a certain reserve; it calls up a feeling of reserve in the spiritual and soul nature of man. For this reason we express with the r-sound everything which we are able to grasp and take hold of as we take hold of our own being, when forming a resolution, when making a resolve (raten). Resolve (Rat) is a word which illustrates particularly well the special characteristic of the sound r. When we make a resolution we turn something over and form a judgment. This feeling of turning something over in order to make a resolution is always to be found when we enter into the nature of r; so that we express with words containing the sound r those things in the outer world which have a certain similarity to this mood of turning something over and thereby forming a judgment. Thus the r-sound has an egotistical quality. It does not yield up what it has created to the outer world, but retains it for itself and in itself. And the l is the sound which expresses reaction, but reflection mingled with a certain yielding tendency. One would rather listen to what is said than come to a decision for oneself; one allows someone else to decide; a feeling of waiting lies in the inner experience of l. Now the point is to bring the plastic nature of these sounds to actual eurhythmic expression. The special characteristic of the breath sounds can best be shown in eurhythmy by moving the body in such a way that the sounds are carried with it, or, in other words, by trying to follow the direction of the sounds with the body. Try, for instance, to make an s, moving the body in such a way that it follows in the direction of the arms as they form the sound. Make the movement d or s, to begin, with quite quietly; now make it very clearly, so that one sees that you are following the movement with the body. If the movement tends in a forward direction, let the upper part of the body follow after it, if it tends backwards the upper part of the body must be thrown backwards also. You must have control over the whole body, and allow it to swing with the sound, to swing in the direction of the sound. Try this also with f, for example; let the body follow after the sound. Now we will turn to a consonant of force. Here, too, the point is to bring the nature of the sound into the movement of the body. In this case the body must not be allowed to move, but must bring about the desired effect by means of its posture. The body must show that it intends to come to rest, to fix, as it were, the movement which is indicated by the sound. Take b to begin with, make it just as you like; and now stiffen yourself, stand quite still and stiffen yourself, so that one can see clearly , that the sound is held. This stiffening of the body must be carried out in such a way that you actually feel it in your muscles. This inner rigidity gives to the consonants of force their special character. It is deeply interesting go consider such things, for in the breath sounds what really comes to expression is this: I will have nothing to do with Lucifer; everything which is Luciferic must disappear.– And the consonants of force express this feeling: I will hold fast to Ahriman, for if he escapes me he will poison everything; he must be held fast.– Thus the influence of Lucifer and of Ahriman has been implanted into these sounds. R can only be expressed fully when one tries to move the body, gently but with a certain swing and grace, in an upward and downward direction. In order to carry out the I-sound correctly there must be a free movement of the body forwards and backwards, not following the movement in this case, but showing two independent activities. When making the movement for a breath sound, the body must follow the direction of the arms; it must, as it were, accompany the movement. When making the wave-sound, the body must have an independent movement, free and rhythmic, – forwards, backwards, forwards, backwards. This rocking, which is carried out by changing the weight alternately from the heels to the toes, must be made externally visible. You will find how well you are able to do this if you imagine that you have a rod under your feet, and see-saw, as it were, to and fro, keeping the rod – which you may picture as rolling slightly, midway between the toes and the heels. The best way to practise it is to swing so far forward that you nearly fall, only just retaining your balance,– and then to swing so far backwards that you are once more in danger of falling. If you should happen really to fall it is of no consequence; it will only serve to impress upon you the feeling of the movement. If you practise the movement in this way it will gradually become habit, and you will be able to make the rocking so pronounced that you only stop at the very moment of falling, so that the onlooker would be inclined to say: How clever not to fall! With practice such skill may be attained in the carrying out of the l sound, that the onlooker is left with the impression: How clever to be able to do that without falling! By such means you will be able really to enter into and grasp the whole inner character of the sounds of speech. Now we can gain a further understanding of speech and language by trying to enter into the nature of the diphthongs. The diphthongs naturally consist of a combination of two separate and essential parts. (Frl. S.... will you demonstrate the movement for eu.)1 What lies in this sound? It consists of e and u; both these sounds are contained within the eu but are, as it were, left uncompleted. Try to indicate an e, and an u. Stop the e movement just as it is being formed. What would it become if it were formed completely? We will assume for the moment that the movement has been completed.... But now check the movement half-way.... You have not yet carried it out fully, and instead of doing so must lead it over into the u-sound. What do we do when completely forming an u? The arms approach one another so closely that they actually touch. The eu-movement must be carried out in such a way that the arms do not merely cross one another as in the case of the e-sound, but lie side by side, the definite contact being indicated by a feeling of trying to raise the arms up towards the head. This gives you the feeling for eu. Thus we begin to enter into the nature of the diphthongs. We bring together the two component parts, but in such a way that they are only suggested, not carried out completely. This, at the same time, leads you to an understanding of a very essential characteristic of speech, of sound as such. It is in the diphthongs that you can best study the transition from one sound to the next. And at this point we must consider what kind of text is most suited to the eurhythmic expression of such transitions. I know of an Austrian philosopher, Bartholomäus Carneri by name, who, during the last years of his life, wrote even his most difficult philosophical works in such a way that they could easily be expressed in eurhythmy. This philosopher would have been driven to distraction if he had come across such a sentence as the following, for example Lebe echte Empfindungen.—He would have thought it appalling. And why? He was simply disgusted when a word ending with a vowel was followed by another word beginning with a vowel. He asserted that such a thing should never be allowed to occur, but that wherever possible one should avoid a vowel sound at the end of one word being followed by a vowel sound at the beginning of the next. Indeed, he went so far as to write whole articles in which he endeavoured never to bring vowel sounds into juxtaposition, but always to let the transition from one word to the next be brought about by means of the consonants When two vowels, or a vowel and a consonant come together, and you wish to express this in eurhythmy, you will find that you have to do so by means of gentle, soft movements. On the other hand you will make the movements decided,—they will become decided by themselves,—when one word ends and the next word begins with a consonant, it is important in eurhythmy really to observe what takes place when different sounds, sounds of a different character come together. This can best be studied in the diphthongs, for the diphthong is only truly brought to expression when the movement for the first sound is shown in its beginning and then led over into the latter part of the movement for the second sound. Bearing this principle in mind, let us now form the ei-sound.2 Let us, in the first place, make the two sounds concerned,—’ that is to say the e and i sounds as such, Now try not to complete the e-sound, but to check it as it comes into being, leading it over immediately into the final stage of the movement for i. In this way we have really formed the ei. Take as an example : Main Leib ist meiner Seele Schrein.’ (My body is the shrine of my soul.) Do this in such a way that you take into consideration the order of the consonants. First two sounds of force, then the ‘wave’ sound, again a sound of force, then a breath sound, followed by three sounds of force, breath sounds ‘wave ‘ sound, breath sound, vibrating sound, and lastly a sound of force. Now you must fit the ei-sound satisfactorily in between. You see how these things bring movement and life into Eurhythmy, but they must be really carefully studied. Now we must try to realize the effect of the sound ei when it is specially strongly emphasized. (Frl. B. ... will you show us this example): Weiden neigen weit und breit. (Willows are swaying from side to side.) You must imagine that this picture of the swaying willows has to be portrayed in paradigmatic language. (I have omitted the word ‘sich’.) Thus we have w (English v), breath sound, then d, n, n, g, and again n, all sounds of force, again the breath sound w, followed by four sounds of force, t, n, d, b, then the vibrating sound r and lastly t, once more a sound of force. Try now to bring all this into the sentence you are showing and those of us who are looking on must observe carefully how the characteristic ei-sound makes its appearance again and again. ‘Weiden neigen weit und breit.’ We can take still another diphthong, the au.3 Here again we can let the first movement merge into the second. Try to hold the movement for a as it first arises, thus checking it when it is about half-formed and leading it over into the u. Make an a forwards and now turn it aside before reaching the final position, finishing with the movement for u. When you pass over directly from the a to the u, you get the movement for au. But this movement, although correct, will always lack character if we merely pass over from one sound into the other. The effect will not be sufficiently strong. On the other hand when you carry out the movement in such a way that you begin to form the a-sound with one arm, at the same time bring the other arm into contact with the body, thus forming an u,—when you do this, then you have a characteristic au. This is not the only way of making u (bringing the arms together)) but I have also made an u when I simply stand up and touch the body with the left arm, bringing it slowly downwards. Try to show these words in eurhythmy: Laut baut rauh.—The point here is not the sense of the words it is simply a eurhythmic exercise. All this must of course be studied. Naturally you can make au in all kinds of ways; for instance, you can make it by simply bringing one arm into contact with the body (right arm in the position for a, left arm laid across the breast). You must try really to penetrate into the spirit of these things. Now in order to enter further into the forms of the sounds and their connection with language, let us take the sound ö (as in vögels, the German word for birds). The movement is similar to the o, but accompanied by a spring. The o-movement is, as it were, torn apart. This tearing of the o-movement must be carried out with a certain lightness and grace,—and now add the spring. The spring must be made just as the o-movement is broken. Now we will make the sound ä.4 First make an a and then an e. Make the a with the legs in such a way that you step from the front backwards, at the same time making a with the arms. Thus you get the movement for ä. There still remains the ü. It is an u, but its special characteristic is that it is carried out with the backs of the hands laid against each other, thus indicating the i-sound also. You must show the u with the feet and at the same time you must suggest an i in the movement of the arms. Instead of making an i in this way (stretched movement), it must be shown more like this (backs of hands together, one slipping past the other), Then you have the ü.5 Take this sentence in order to see how beautiful it is when the ü-sounds are really brought out:
These words might well be taken as a eurhythmist’s motto
In this way we enter into the true nature of those sounds which we feet to be made up of more than one element. What then do these diphthongs represent in language? Where do we have a diphthong, where a modified vowel? What do the diphthongs, what do the modified vowels represent in language? Wherever we have the diphthongs or modified vowels we have some such feeling as this : Now everything is becoming vague, indistinct and nebulous. This very often occurs when the singular becomes plural. For instance one brother (Bruder) makes a quite definite impression, but if we take the plural, that is to say, several brothers (Brüder), the feeling immediately becomes more indefinite. Thus the modified vowel represents impressions which are less sharply defined, and the same may be said with regard to the diphthongs. If we enter into the nature of the diphthongs, we shall always find that something is present which cannot be looked upon as being entirely in the singular, but we are, as it were, given an impression of the plural, of things which are interwoven, bound together, or separated one from the other. We must always look for this in the diphthongs. This is why in eurhythmy it is so wonderful when the directly visible movements which we have for a, or for i, for example, take on in the movements for the diphthongs something of a fluidic nature, something shading off into the indefinite. Eurhythmy is really able to bring to expression the deepest elements of sound and language. Thus we see how the character of the individual sounds comes to visible expression in the movements of eurhythmy. Let us try the following exercise. We will ask Frl. Sch, and Frl. S ...to stand here) you (Frl. S. . . .) making the sounds i, e, u in succession, and you (Frl. Sob. . . .) making the two remaining vowels, a and o. Now in order to show the exercise quite clearly, will you (Frl. S. . . .), make an i, and you (Frl. Sch, . . ,), follow this with an a, and so on alternately, e, o, u. Do this in such a way that the character of the sounds is brought clearly to expression. Let us go back to the beginning and see what it is that we are doing (Frl. S. . . . i, Frl. Sch. . . . a.) The eurhythmist making i enters right into the form of the movement, while the eurhythmist making a, creates, as it were, the movement from outside. When Frl. S. . . makes the i-sound there is a flashing of fire, a flashing of fire outwards (this could, of course, also be done with the hand). When Frl. Sch, makes an a she attracts to herself from without the clouds and the winds. [IMAGE REMOVED FROM PREVIEW] You see how warmth, fire lies in this sound (i), and how form lies in this sound (a). In the former you have a radiating outwards, and in the latter a plastic, form-giving element. Thus Frl. S. . . has shown us the true Dionysos, the Dionysian vowels, and Frl. Sob. . . . the true Apollo, the Apollonian vowels. This is clearly to be seen when the movements are properly carried out. So that one may say that when a poem consists mainly of vowels o and a, it is a plastic poem, a poem with little movement, an Apollonian poem. On the other hand, when a poem consists mainly of the vowels i, u, e, the fire-element is predominant; it is a Dionysian poem. From this you see how much may be expressed when we learn to read between the lines. One has only to say to Frl. S..... Make an i or an e, -and to Frl. Sch . . . make an a or an u, -and one has really said : You are a child of Dionysos; or: You are a child of Apollo.—In other words we may see in these vowels something of the cult of Dionysos, something of the cult of Apollo. When one really experiences such things as these, it becomes possible, through eurhythmy, to draw out in the most wonderful way the inherent characteristics of speech, and to enter int0 the whole being of man.
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