119. Macrocosm and Microcosm: The Four Spheres of the Higher Worlds
28 Mar 1910, Vienna Translated by Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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This example too shows what justification there was for saying in the lecture yesterday that when a man ascends into the Macrocosm he always faces the danger of losing his Ego. In ordinary life the Ego is nothing but the aggregate of opinions and feelings connected with our personality and most people will find that it is exceedingly difficult to think, to feel or to will anything, once they have taken leave of what life has made of them. |
Thus in Spiritual Science we gain something which we retain even when we have relinquished our ordinary opinions and which ensures that our Ego is not immediately lost when we enter the higher world for the first time. For the Ego is not lost when it is able to be active, when it can think and feel; it is only when thinking, feeling and perception cease that we have lost our bearings altogether. Thus a certain store of spiritual-scientific knowledge protects us from losing our Ego. The loss of the Ego on entering the spiritual world would, however, have other consequences in many cases. |
119. Macrocosm and Microcosm: The Four Spheres of the Higher Worlds
28 Mar 1910, Vienna Translated by Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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Yesterday we tried to acquire a certain insight into what is called the path out into the Macrocosm, into the Great World, in contrast to what has been said in the previous lectures about the mystical path, the path into the Microcosm. The ascent into the Macrocosm leads the candidate for Initiation first of all into what has been called in Spiritual Science the Elementary World; then he rises into the World of Spirit, then into the World of Reason and finally into a still higher world which we will call the World of Archetypal Images (or Archetypes).1 It was said that there are no longer any really adequate expressions for these worlds, for modern language has none and the earlier German word Vernunft (reason) is now used in a more trivial sense for something that has significance in the world of the senses only. Hence the old expression “Reason” used for the world above the so-called “World of Spirit” might easily be misunderstood. Whatever was said in the last lecture could be no more than a sketch; it would of course be possible to speak of these worlds not merely for hours but for many months, whereas all that is possible here is to clarify our ideas of them as best we may. One other point shall now be mentioned, namely, that when a man rises in the way indicated yesterday into the Elementary World where he has a true perception of what are usually called the “Elements”—earth, water, air and fire—he also becomes aware that his own corporeality—including the higher members—is built out of this Elementary World. He also acquires knowledge of something else, namely, that the outer and inner aspects of the Elementary World differ somewhat from each other. Studying our own being with ordinary, normal human consciousness and not with clairvoyance, we find certain qualities which belong partly to our soul and partly to our outer constitution; these are the qualities of our temperament. We classify them as the melancholic, the phlegmatic, the sanguine and the choleric. It was said yesterday that when a man passes into the Macrocosm he does not feel as if he were confronting objects as in physical existence but as if he were within every object in the Elementary World; he feels united with it. When we look at a physical object, we say: “The object is there; we are here.” And we remain sane and reasonable beings in the physical world as long as we can distinguish ourselves with our Egohood quite clearly from objects and other beings. But as soon as we penetrate into the Elementary World this distinction becomes essentially more difficult because, to begin with, we merge into the facts and objects and beings of that world. This was referred to yesterday in connection especially with the element of fire. We said that the fire of the Elementary World is not physical fire but something that can be compared with inner warmth of soul, inner fire of soul, although it is not quite the same. When we become aware of fire in the Elementary World it blends with us, we feel at one with it, within it. This feeling of oneness may also arise in the case of the other elements; the element “earth” is in a certain respect an exception. In the Elementary World what is called “earth” is something we cannot approach, something that repels us. Now strangely enough, there exists in the Elementary World a mysterious relationship between the aforesaid four elements and the four temperaments, between the melancholic temperament and the element of “earth”, between the phlegmatic temperament and the element of “water”, between the sanguine temperament and the element of “air”, and between the choleric temperament and the element of “fire”. This relationship is expressed in the fact that the choleric man has a stronger inclination to merge with beings living in the “fire” of the Elementary World than with the others; the sanguine man is more inclined to merge with the beings living in the element of “air”; the phlegmatic man with the beings living in the element of “water”; and the melancholic man with the beings living in the element of “earth”. Thus different factors play a part in the experiences of the Elementary World. This helps us to realise that different people may give entirely different accounts of the Elementary World, and none of them need be quite wrong if he is relating his own experiences. Anyone versed in these matters will know that when a man with a melancholic temperament describes the Elementary World in his own particular way, saying that there is so much that repels him, this is quite natural; for his temperament has a hidden kinship with everything earthy in the Elementary World and he overlooks all the rest. The choleric man will speak of how fiery everything appears, for to him it all glows in the elemental fire. You need not therefore feel any surprise if there is considerable variation in accounts of the Elementary World given by people possessed of a lower form of clairvoyance, for very exact self-knowledge is necessary before it is possible to describe that world as it really is. If a man knows to what degree his temperament is choleric or melancholic, he knows why the Elementary World reveals itself in the form it does, and then this self-knowledge impels him to divert his attention from the things with which, because of his natural make-up, he has the greatest kinship. It is now possible for him to acquire concepts of what is called in Spiritual Science, true self-knowledge. This self-knowledge presupposes that we are able as it were to slip out of ourselves and look at our own being as though it were a complete Stranger, and that is by no means easy. It is relatively easy to acquire knowledge of soul-qualities which we have made our own, but to gain clear insight into the temperaments which work right down into the bodily nature, is difficult. Most people in life always consider themselves in the right. It is a very general egoistic attitude and need not be criticised too severely, for it is a perfectly natural tendency in human beings. How far would a man get in ordinary life if he had not this quality of firm self-confidence? But all the qualities that belong to his temperament go to form it. To be detached from a particular temperament is extremely difficult, and we need much self-training if we are to learn to confront ourselves objectively. Every genuine spiritual investigator will say that no particular degree of maturity is any help in penetrating into the spiritual world if a man is incapable of accepting the fundamental principle that he can reach the truth only by ignoring his own opinion. He must be able to regard his own opinion as something of which he may possibly say: ‘I will ask myself at what period of life I formed this or that definite opinion’—let us suppose, for example, that it had a particular political trend. Before such a man can penetrate into the higher world he must be able to put this question to himself quite objectively: ‘What is it in life that has given my thought this particular trend? Would my thinking have been different if karma had assigned me to some other situation in life?’ If we can put this question to ourselves over and over again while trying to picture how our present personality has been produced, it becomes possible for us to take the first step towards emerging from the self. Otherwise we remain permanently enclosed within ourselves. But in the Macrocosm it is not as easy to be outside things as it is in the physical world. In the physical world we stand outside a rose-bush, for example, because of its natural make-up; but in the Elementary World we grow right into the things there, identify ourselves with them. If we are incapable of distinguishing ourselves from the things while we are actually within them, we can never understand conditions in that world. Our choleric temperament, for example, becomes merged in the element of fire. And we can no longer distinguish between what is flowing from us into a being of the Elementary World or from that being into us unless we have learned how to do so. We must therefore first learn how to be within a being and yet to distinguish our own identity from it. There is only one being who can help us here, namely, our own. If we gradually succeed in judging ourselves as in ordinary life we judge another person, then we are on the right path. Now what is it that distinguishes a judgment about oneself from a judgment about another? We usually think that we ourselves are in the right and that the other person, if he holds a contrary opinion, is wrong. This is what happens in the ordinary way. But there is nothing more useful than to begin to train ourselves by saying: ‘I have this opinion, the other person has a different one. I will adopt the standpoint that his opinion is just as sound and valuable as my own.’—This is the kind of self-training that makes it possible for us to carry into the Elementary World the habit that enables us to distinguish ourselves from the things there, although we are within them. Certain subtleties in our experiences are necessary if we are to ascend consciously into the higher worlds. This example too shows what justification there was for saying in the lecture yesterday that when a man ascends into the Macrocosm he always faces the danger of losing his Ego. In ordinary life the Ego is nothing but the aggregate of opinions and feelings connected with our personality and most people will find that it is exceedingly difficult to think, to feel or to will anything, once they have taken leave of what life has made of them. It is accordingly very important before attempting an ascent into the higher worlds to be acquainted with what spiritual investigation has already brought to light. It is therefore emphasised over and over again that nobody who has had experience in this domain will ever help to lead another into the higher worlds until the latter has grasped through his reason, through his ordinary, healthy faculty of judgment, that what Spiritual Science states is not nonsense. It is quite possible to form a sound judgment about the findings of spiritual investigation. Although it is not possible to investigate personally in the spiritual worlds without the vision of the seer, a healthy judgment can be formed as to the correctness or incorrectness of what is communicated by those who are able to see. On this basis we can study life and observe whether the statements made by the spiritual investigator make it more intelligible. If they do, then they can be assumed to be correct. Such judgments will always have one peculiarity, namely, that we shall always, by holding them, transcend ordinary human ways of thinking in a certain respect. If we speak with unprejudiced minds our ordinary sympathies and antipathies are discarded and we shall find ourselves able to be in harmony even with people who hold the most contrary opinions. In this way we transcend the ordinary way of forming human opinions. Thus in Spiritual Science we gain something which we retain even when we have relinquished our ordinary opinions and which ensures that our Ego is not immediately lost when we enter the higher world for the first time. For the Ego is not lost when it is able to be active, when it can think and feel; it is only when thinking, feeling and perception cease that we have lost our bearings altogether. Thus a certain store of spiritual-scientific knowledge protects us from losing our Ego. The loss of the Ego on entering the spiritual world would, however, have other consequences in many cases. We come here to something that must be briefly mentioned. These consequences often show themselves in ordinary life. It is important to know about them when describing the paths that can lead into the spiritual worlds. The spiritual investigator must not be in any sense a dreamer, a visionary. He must move with inner assurance and vigour in the spiritual world as an intelligent man does in the physical world. Any nebulosity or lack of clarity would be dangerous on entering the higher worlds. It is therefore so very essential to acquire a sound judgment about the things of normal, everyday life. At the present time especially there are factors in everyday life which could be highly obstructive on entering the spiritual world if no heed were paid to them. If we reflect about our life and about influences that have affected us from birth onwards, we shall recall many things even by a superficial retrospect, but we shall also have to admit that very much has sunk into oblivion. We shall have to admit too that we have no clear or definite consciousness of influences that had a share in forming our character and educating us. Would anyone refuse to admit that many influences have been forgotten? We shall not deny having had some experience just because it is not now present in our consciousness. Why do we forget such influences upon our lives? It is because with each new day, life brings something new into our path, and if we were obliged to retain every experience we should finally be quite unable to cope with life and its demands. I have shown you how even in the normal course of life our experiences finally coalesce into faculties. Whatever would it be like if every time we took up a pen we were obliged to relive the experiences we had when learning to write! These past experiences have rightly fallen into oblivion and it is well for us that this has been so. ‘Forgetting’ is therefore something that plays an important part in human life. There are experiences which it is desirable for us to have undergone but which then fade away from our consciousness. Innumerable impressions-particularly those of early childhood-sink into oblivion, are no longer in our consciousness because life has caused us to forget them. Life has obliterated them because otherwise we should be unable to cope with its demands. It is good that we are not obliged to drag everything along with us. But in spite of being forgotten, these impressions may still be working in us. There may be impressions which, although they have vanished from our memory and we know nothing of them, are nevertheless driving forces in our life of soul. They may influence our soul-life so unfavourably that it is shattered and has a detrimental effect even on the body. Many pathological states, nervous conditions, hysteria and so forth, can be understood when it is known that the range of the conscious life does not represent the full extent of the soul's life. Anyone with a knowledge of human nature may often be able to call the attention of a person who tells him of innumerable things that make life difficult, to something that he has entirely forgotten but is nevertheless affecting his life of soul. There are ‘islands’ in the life of soul, unlike those we come across in the sea, where we have solid ground beneath us. But when in his life of soul a man comes across such an island which originates from unconsciousness influences, he may be exposed to all sorts of dangers. In ordinary life these islands can most easily be avoided when a man endeavours from a later point in his life to realise what has been affecting him, so that he is able to form a judgment of the experiences in question. It has a very strong healing effect if he can be given a world-outlook enabling him to understand these islands in the soul and to cope with them. If a human soul were led unprepared to these islands it would be thrown into utter confusion; but if a person is helped to understand his own being, it is easier for him to deal with them. The more understanding we can introduce into our conscious life, the better it is for our everyday existence. Not only these unconscious islands in the soul, but many things of the kind confront one who enters into the Macrocosm. As we have heard, man enters into the Macrocosm every night when he goes to sleep but complete oblivion envelops whatever he might experience there. Among the many experiences he might have if he were to enter the Macrocosm consciously, would be the experience of himself. He himself would be there within the Macrocosm. He has around him spiritual beings and spiritual facts and he also has an objective view of himself. He can compare himself with the macrocosmic world and become aware of his own shortcomings, his own immaturity. This experience affords abundant opportunity for him to lose his self-assurance, his self-confidence. His best safeguard against such loss of self-assurance is for entry into the higher world to have been preceded by inner preparation, leading towards a mature realisation that imperfect as he now is, there is always the possibility of acquiring faculties that will enable him to grow into the higher world. He must train himself to realise his imperfections and he must also be able to sustain the vision of what he may become after overcoming these imperfections and acquiring the qualities he now lacks. This is a feeling which must come to the human soul when the threshold leading into the Macrocosm is crossed consciously. A man must learn to see himself as an imperfect being, to endure the realisation: When I look back over my present life and into my previous incarnations, I see that it is these which have made me what I am.—But he must also be able to perceive not only this figure of himself but also another figure which says to him: If you now work at yourself, if you do your utmost to develop the germinal qualities lying in your deeper nature, then you can become a being such as the one standing beside you as an ideal at which you can look without being overcome by awe or discouragement. This realisation is possible only if we have trained ourselves to overcome life's difficulties. But if, before entering into the Macrocosm, we have taken care to acquire in the physical world the strength to overcome obstacles, to welcome pain for the sake of gaining strength, then we have steeled ourselves to get the better of hindrances and from that moment we can say to ourselves: Whatever may happen to you, whatever may confront you in this spiritual world you will come through, for you will develop ever more strongly the qualities you have already acquired for the conquest of obstacles. Anyone who has prepared himself in such a way has a very definite experience when he enters the Elementary World. We shall understand this experience if we remind ourselves again that the choleric temperament is akin to the element of fire, the sanguine to the element of air, the phlegmatic to the element of water and the melancholic to the element of earth. When a man passes into the Elementary World, the beings of that world confront him in the form that corresponds with his own temperament. Thus choleric qualities confront him as if aglow in the element of fire, and so on. Because of his training it will then become evident that the strength of soul he has already developed triumphs over all obstacles and is also akin to a power in the World of Spirit. This power is related to that figure which, gathered together from all the four elements, confronts him in the World of Spirit in such a way that he beholds himself calmly and quietly as an objective being. The outcome of the resolve in his soul to overcome all imperfections is that this imperfect “double” stands before him but that the sight does not have the disturbing or shattering effect it would otherwise have upon him. In everyday life we are protected from this, for every night on going to sleep we should be confronted by this imperfect being and be overwhelmed by the sight if consciousness did not cease. But there would also be before us that other great figure who shows us what we can become and what we ought to be. For this reason consciousness is extinguished when we go to sleep. But if we acquire the maturity to say to ourselves: You will overcome all obstacles—then the veil that falls over the soul on going to sleep, is lifted. The veil becomes thinner and thinner and finally there stands before us—in such a way that we can now endure it—the form that is a likeness of ourselves as we are, and by its side we become aware of the other figure who shows us what we can become by working at our development. This figure reveals itself in all its strength, splendour and glory. At this moment we know that the reason why this figure has such a shattering effect is that we are not, but ought to be, like it, and that we can acquire the right attitude only when we can endure this spectacle. To have this experience means to pass the “Greater Guardian of the Threshold.” It is this Greater Guardian of the Threshold who effaces consciousness when we go to sleep in the ordinary way. He shows us what is lacking in us when we try to enter into the Macrocosm, and what we must make of ourselves in order to be able, little by little, to grow into that world. It is so necessary for the men of our time to form a clear idea of these things, yet they resist it. In this respect our present age is involved in a process of transition. In theory, many people will acknowledge that they are imperfect beings, but usually they do not get beyond the theory. In the spiritual life of today, if you examine for yourselves, you will everywhere find evidence of an attitude that is entirely opposed to the one of which we have spoken. Everywhere you will hear this or that opinion expressed about things in the world. Again and again you will be able to read and hear it said: “One” can know this, “one” cannot know that.—How often we encounter this little word “one” in modern writings! In this word man has set a limit to his knowledge which he believes he is unable to overstep. Whenever a person uses this little word “one” in such a way, it shows that he is incapable of grasping the concept of true human knowledge. At no moment of life should it be said that “one” can or cannot know such-and-such a thing, but rather that “we” can know only as much as is consonant with our faculties and present state of development; and that when we have reached a higher level we shall know more. Anyone who speaks about limits of knowledge shows himself to be a person who is incapable of grasping even the conception of self-knowledge, for otherwise he would understand that all of us are beings capable of development and so are able to acquire knowledge corresponding to the measure of our faculties at that particular time. The spiritual investigator will accustom himself, in reading modern literature, to substitute “he” for “one”. For it is the writer in question who is saying this or that. Thereby the writer betrays how much he knows; but it begins to become doubtful when the writer goes further and actually puts into practice what he writes. Theories are dangerous only when put into practice. For example, if such a writer says: I know what it is possible for a man to apprehend and grasp so I need do nothing in order to make progress ... then he is simply putting obstacles along the path, is blocking his own development. There are, in fact, very many such people today. It belongs to the whole mode of feeling of human beings today that they actually like to make the veil constantly darker over the world which cannot be entered in the right way without passing that mighty figure, the Greater Guardian of the Threshold. This mighty Guardian denies us entrance unless we take this sacred vow: Knowing well how imperfect we are, we will never cease striving to become more and more perfect.—Only with this impulse is it permissible for anyone to pass into the Macrocosm. Whoever has not sufficient strength of will to continue working at himself must set about acquiring it. That is the necessary counterpart to self-knowledge. We must acquire self-knowledge, but it would remain a sterile achievement unless it were linked with the will for self-perfecting. Through the ages there resounds the ancient Apollonian saying: “Know thyself!” That is true and right, but something more must be added to it. As was said yesterday, really erroneous ideas are not absolutely catastrophic because life itself corrects them; but one-sided truths, half-truths, present much greater hindrances. The call for self-knowledge must also be a call for constant self-perfecting. If we take this vow to our higher self we can confidently and without danger venture into the Macrocosm, for then we shall gradually learn to find our bearings in the labyrinth that inevitably confronts us. We have now heard how our own nature is related to the Elementary World—we have also found that our temperaments are related to what confronts us in that world. But there is still something else in the Elementary World to which qualities of soul other than the temperaments are related. Within us there is that which is also outside us, for we have been formed out of the world that surrounds us. From what can be perceived in the physical world (temperament) we must move forward to the Elementary or Elemental World, and then ascend to the World of Spirit. Again we can pass from there into a still higher world and of this we will speak briefly. As human beings we pass from incarnation to incarnation. If in this present incarnation we are melancholic, we can say to ourselves that in another incarnation—either in the past or in the future—we may have had or shall have a sanguine temperament. The one-sidedness of each temperament will be balanced in the different incarnations. Here we have arrived at the idea that we, as beings, are after all something more than appears, that even though now we may be melancholic, we are something else as well. As the same being we may have been choleric in an earlier life and may become sanguine in a following one. Our whole being is not contained in particular temperamental traits. There is something else as well. When a clairvoyant, observing someone in the Elementary World, sees him as a melancholic, he must say to himself: that is a transitory manifestation, it is merely the manifestation of one incarnation. The person who now, as a melancholic type, represents the element of earth, will in another incarnation represent, as a sanguine type, the element of air, or, as a choleric, the element of fire. Melancholics, with their tendency to introspective brooding, repel us when viewed from the vantage-point of the Elementary World; cholerics appear as if they were spreading flames of fire—as an elemental force, of course, not physical fire. To avoid misunderstanding I must here mention that in manuals on Theosophy, the Elementary World is usually called the Astral World; what we call the World of Spirit in there called the lower sphere of Devachan-Lower Devachan. What is there called the higher sphere of Devachan—Arupa-Devachan—is here called the World of Reason. When we pass from the World of Spirit into the World of Reason we meet with something similar to what has already been experienced if we are revealed to ourselves as beings who are mastering our temperaments and developing balance from one life to another. Thus do we approach the boundary of the World of Spirit. When we reach it we find spiritual facts and Beings expressed as if in a cosmic clock through the movements of the planets. The Beings are expressed in the constellations of the Zodiac, the facts in the planets. But these analogies do not take us very far; we must pass on to the Beings themselves—the Hierarchies. Now we should be unable to form any conception of the still higher worlds unless with clairvoyant consciousness we were to pass on to the Beings themselves-the Seraphim, Cherubim, Thrones, and so on.-In one incarnation a man may have a melancholic temperament, in another a sanguine temperament. His real being is more than either. His real being breaks through such classifications. If we are now clear in our minds that the Beings we designate as Seraphim, Cherubim, Spirits of Will, Thrones, and so forth, and who express themselves in physical space in the constellations of the Zodiac—if we are clear that these Beings are more than their names designate, then we are beginning to form a true concept of this upper boundary of the Macrocosm. A Being who confronts us in some particular clairvoyant experience, let us say as a Spirit of Wisdom, does not always remain at the same stage and therefore cannot always be denoted by the same name. For just as man develops, so do these Beings develop through different stages; hence they must be called now by one name, now by another. The Beings develop from stage to stage. The names may roughly be thought of as designations of offices. If we speak of Spirits of Will or of Spirits of Wisdom, it is rather as if here on Earth we were speaking of a councilor, privy councilor, or the like; the man may have been that to begin with and then something else. In the spiritual Hierarchies the same Being might at one time have been a Spirit of Wisdom, at another time a Spirit of Will, and so on, because the Beings develop through stages, through various ranks. As long as we remain in the World of Spirit they reveal themselves as Seraphim or Cherubim or of whatever rank it may be. But from the moment we become acquainted with the developing Being, from the moment we proceed beyond the title of office to a conception of the actual Being himself, we have ascended into a still higher realm, into the World of Reason (Vernunftreich). The forces of this world are the builders of man's organ of intelligence. To reach a certain stage of knowledge it is always necessary to distinguish between the developing Beings themselves and their nature at a particular stage of their evolution. This must be done both in the case of Beings at an advanced stage of development who appear on Earth and of those who are only to be seen by clairvoyance in the World of Spirit. We will take the example of Buddha, who lived, as you know, in the sixth century BC. Anyone who is versed in this subject must learn to distinguish between the Being who was called “Buddha” at that time and the designation of the office of Buddha. Previously, in his earlier incarnations, this Being was a Bodhisattva and only then, in his incarnation in the sixth century BC., did he rise to the rank of Buddhahood. Yet in the earlier periods of time he was the same Being who later became Gautama Buddha. But this Being evolved to further stages in such a way that for certain reasons it was no longer necessary for him to incarnate as a man of flesh. He lived on in another form. As a Bodhisattva he was associated for many millennia with Earth-evolution, then he became Buddha, and in that incarnation reached a stage from which he no longer needed to descend into incarnation in a body of flesh.2 He is now a sublime Being visible only in the spiritual world to the eyes of a seer. This shows the distinction that must be made between the designation, “Buddha” and the Being who held the office of Buddha. Similarly, distinction must be made between the names we given to the Hierarchies and the Beings themselves, for they too ascend in rank—let us say from the rank of Thrones to the ranks of Cherubim and Seraphim. Thus at the boundary of the World of Spirit, certain Beings touch this boundary from above and assume certain qualities; certain functions must be attributed to them. But when we ascend to a still higher world these Beings are revealed to us now in process of living development. It is similar to what happens to man in the physical world in the course of his incarnations. Just as we only really come to know a man by following him from one incarnation to another instead of taking account merely of his present incarnation, so do we only come to know the lofty spiritual Beings if we are able to look beyond what their deeds express, to the Beings themselves. To associate with spiritual Beings and to witness their evolution means to live in the World of Reason. As was indicated yesterday, above the World of Reason there is a yet higher world, whence come the forces which enable us actually to pass from normal consciousness into clairvoyant consciousness that is equipped with eyes and ears of spirit. Why, then, should it be surprising to say that these qualities and faculties originate in worlds higher than the World of Spirit or even than the World of Reason? When clairvoyant consciousness awakens in a man, he becomes in actual fact a participator in the higher worlds. No wonder, then, that the forces for awakening this clairvoyant consciousness come from a world whence certain higher spiritual Beings themselves derive their forces. We derive our forces from the Elementary World, the World of Spirit, the World of Reason. If these worlds are to be transcended the forces for the ascent must be derived from even higher spheres. It will now be our task to speak of the first world revealed to man when clairvoyant consciousness awakens in him. It is the world of Imagination. We shall show that the forces which form the organs in man for Imaginative consciousness come from the World of Archetypal Images, just as the forces from the World of Reason are those which enable man on the physical plane to be capable of intelligent judgment. Our next task will be to explain the connection between the first stage of higher knowledge and the spiritual World of Archetypal Images. Then we shall proceed to describe the worlds of Inspiration and Intuition and to show how in line with our modern culture, man can grow into the higher worlds, how he can become a citizen of those worlds in which he is the lowest being just as he is the highest being in the kingdoms surrounding him here on the physical plane. Here he looks downwards to plants, animals, minerals; in yonder worlds he can look upwards to Beings above him. As he pursues his path into the Macrocosm with newly awakened faculties, new Beings and realities enter perpetually into his ken.
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101. Myths and Legends, Occult Signs and Symbols: The First Chapters of Genesis
13 Nov 1907, Berlin Rudolf Steiner |
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As long as they were on the moon, the spirits of Ahura Mazdao, of Ormuzd, and the spirits of Ahriman were on the same level, of the same kind, they were of an ego-like nature. This ego, the original ego, Zaruana Akarana, is the divine ego that has not yet entered the body, that still rests in the bosom of the deity. Where this ego had developed to the point that it could have a solar existence, it formed an astral body that is under the rule of Ormuzd. |
Incorporated into it are the good powers of Ormuzd and the powers of the egoistic nature, of Ahriman. The ego is placed in the struggle raging in one's own astral body between the good and the evil forces; it is the original entity Zaruana Akarana that splits into the good, true forces of the astral body and the opposing forces that are the forces of Ahriman. |
101. Myths and Legends, Occult Signs and Symbols: The First Chapters of Genesis
13 Nov 1907, Berlin Rudolf Steiner |
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During the last evenings of our study group, we dealt with the occult explanation of Central European legends and myths and saw the deep truths and insights contained in these legends and myths. Just two weeks ago today, when we were able to draw attention to the very deepest and most important of such truths, we were able to take a look at a related mythology, the Persian one, which originated over in Asia and which is quite similar to what we have on European soil as Germanic or similar mythologies. We have seen what is hidden behind the name of the Persian Amshaspands and behind the name of the twenty-eight to thirty-one Izards. We have rediscovered the forces emanating from these spirits of the astral realm in the twelve pairs of nerves that emanate from our head and in the twenty-eight to thirty-one pairs of nerves that emanate from our spine. In Germanic and European mythology, we are told that the three gods Wotan, Wili and We - who also sometimes appear under other names - created man. As they once walked on the seashore, they found two trees there, and from these trees, Ask and Embla, they created the first human couple. Wotan gave these first humans spirit and the general soul life, Wili gave form, understanding and movement, and We gave countenance, speech, hearing and sight. If we hear this in European myth and have already been able to convince ourselves of the deep meaning of the other myths, then we may certainly also seek something deeper in this triad and in the endowment of man with various characteristics through the triad of gods. But we would do well to link the story of the creation of man as told in the Central European myth with the way in which the creation of man appears in the related Persian mythology. There it appears in a much larger context. At the same time, something very special can unfold for us about the spiritual power of human beings that forms myths and about the essence and nature of the human being and his connection to the earth. We know, of course, that myths and legends must not be interpreted through speculation, that their meaning must not be sought through speculation, but that we must try to clarify the origins of human knowledge and insight for ourselves, as they appear to us in the legends, in the original creative folk spirit on the one hand and in the gifts of the initiated priests on the other. Legends and myths are nothing other than astral, spiritual perceptions. We have seen how the ancient Teuton or member of the old European population really saw the world ash tree, Yggdrasil, on the astral plane, how he heard the twelve currents that entered his head as forces and formed his twelve main nerves. We have come to know all of this as astral influences and not through some fantastic, ingenious speculation. Now, let us first briefly and sketchily visualize the Persian myth of the origin of the world and the destiny of man. But let us bear in mind that the ancient Persian people – not the people you have met in history, but the ones from whom these legends of the gods actually originated – belonged to the most advanced part of the masses of peoples who migrated eastward from ancient Atlantis. When the old Atlantis was swept down, it was the peoples who later moved down to India and mixed with the peoples living there, and those who settled on the soil of present-day Persia, Bactria, Media, who moved furthest east; the other peoples had remained on the soil of present-day Europe. In all these peoples, myths and legends took shape in the most diverse forms and guises, and in all of them, what was told in the images of their mythologies was nothing more than what individuals could see, either permanently or in special states, with their weak but still present clairvoyant abilities. People saw what the myths and legends tell. From this astral point of view, the members of this part of the population, which extended over the area of present-day Persia, told what they saw and what the great religious founder Zarathustra then clothed in a certain form and rounded off. Let us briefly sketch out what the people told. They traced everything that exists back to a unified cosmic ground, which they called “Zaruana Akarana”. This was a common source from which, according to this view, everything has arisen, everything that is mineral, plant, animal and human, but also everything that is higher spiritual, insofar as it is perceptible to humans. If one wanted to translate this expression “Zaruana Akarana”, one would have to do it with “luminous source” or “luminous background”. Now out of this “luminous source” emerged a deity with qualities of goodness, with qualities of intellectual spiritual perfection, a wise, good, spiritual being, Ormuzd, and another being that was opposed to this good spirit Ormuzd. This other spiritual entity is usually called Ahriman. So within the Persian myths and legends we have these two spiritual entities: Ormuzd and Ahriman; a good deity and an evil opposing deity. Ahriman could be translated into English with the term 'the resistive' or 'the opposing-minded'; that would be the sense of this term. If we now want to relate the Amshaspands and the Izards to these spiritual beings, then we have to imagine that the higher spiritual beings, which we have come to know as Amshaspands and Izards, radiated and emanated from Ormuzd. They are the hosts through whom Ormuzd works, so that he is the supreme ruler who assigns them their places, dividing them according to the twelve months of the year and the twenty-eight or thirty-one days of the month, after which they change their dominion. But now the Persian myth of Ahriman tells us: He also descends from the general “illuminated source”, but from the very beginning he showed himself unruly and rebelled, opposing the six Amshaspands with his six evil spirits, the Devas or Devs, lower and higher. So you have to imagine that each of the Amshaspands has an adversary, and just as the Amshaspands belong to the regent Ormuzd, so these Devas, in the sense of the Persian myth, belong to the following of Ahriman. He has set up his hosts so that they may constantly confront the good hosts of the Amshaspands in a long-lasting battle. And likewise he has arrayed his countless hosts of the lower devas against the hosts of the Izards. This Persian myth thus shows us all the events of the world in a certain way entangled in a long-lasting struggle. Everything that happens today is to be seen in the sense of this Persian myth in such a way that it is the outflow of this struggle. What is happening should actually be presented in such a way that in such an event in the world, on the one hand, the forces of good emanating from the Amshaspands and the Izards are on one side, and on the other hand, the forces of evil emanating from the Devas are on the other. Only when we understand the interaction of good and evil forces will we understand, according to the Persian myth, the events and facts of the present world. We must now ask ourselves: Are the stories that confront us in these images also astral perceptions? We will see that they are, down to the last detail. To understand this fact, you will be helped by the circumstance that a certain role in ancient Persian worship is played by what could be called the worship of fire. This worship of fire should not be imagined as worship of physical fire; that is not the case. It is not worshiped, nor is there any special cult associated with physical fire. For Persian myth and Persian cult, physical fire is nothing more than a symbol, an outward expression of a certain spiritual power that reigns in fire. For the spirit of fire, the external, physical fire is the expression. Now let us see where this fire worship comes from. It has a deep occult origin. Let us recall how, in our theosophical world view, the origin of the world is told. We know that our Earth was once united with what now accompanies it as the Moon, and that the Moon only separated from it after a certain time. We know that in even earlier times, our Earth was united with what is now the Sun. These were the two important cosmic events that preceded the evolution of man. These three cosmic bodies – the sun, moon and earth – once formed only one single body, which we can imagine as if we mixed the sun, moon and earth together and formed a single large cosmic body out of them. First the sun separated out, and while it had previously given its light to the beings from inside the earth, it now sent it to the earth and its beings from the outside. That was at the time when the earth still had the moon within it. It was the moon that had the bad forces within it, and these bad forces had to come out. If the moon had remained inside, the earth would never have been able to undergo the development that allowed it to become the setting for present-day humanity. When the moon had separated, man was not yet on earth in his present form; he was not yet endowed with a soul, insofar as he existed at all as a physical being. Immediately after the moon had separated from the earth, this human form still led a plant-like existence. In this human form, which was present on the earth that had been abandoned by the moon, there was nothing more than the potential for today's physical body and today's etheric body. That which is present in man today as the astral body was not yet united with the earthly. Just as clouds float in the air today, so the astral bodies floated around in those days, and later sank into the physical human bodies. And the human bodies that walked around as the physical ancestors of today's man were in a state of perpetual sleep. Just as plants are in a perpetual state of sleep, so man at that time was in a kind of sleep state, he was endowed only with the physical and etheric bodies. Up to that time there was no being on earth at all that had the most important quality for today's humanity and higher animal world, the quality of red, warm blood: inner warmth. If you would go back in time with me and examine the creatures of the old moon, you would find that all these creatures of the old moon, on which the ancestors of present-day man were already present, still had the warmth of their surroundings, just as the lower animals that have retained this stage still have today. They had, as one says, body fluids that could change their temperature, they had the warmth of their surroundings. What occurs as internal warmth in humans and higher animals, and what belongs to it, the red blood, was by no means present in the beings of that time. But now we have heard that at the same time as the separation of the Sun and the Moon from the Earth, another cosmic event took place: the passage of Mars through the Earth. The substances of the two cosmic bodies, Mars and Earth, were so thin at that time that Mars was able to pass through the Earth's body in terms of its substance. It left behind a substance that the Earth had not had before: iron. The Earth only incorporated iron after the passage of Mars, and this iron was the necessary precondition for the formation of red blood. What was the consequence? When the Moon moved away from the Earth and the Earth remained alone, the Earth was in a kind of fiery state; it was surrounded by a warm atmosphere. And now we come to an idea that I ask you to grasp very precisely. Imagine all the warmth that is inside the bodies of the millions of warm-blooded humans and animals that inhabit the earth today, imagine that it lived as a warm atmosphere around the earth: then you have approximately the state in which the earth was immediately after the moon had gone. The beings did not yet have the inner warmth; the warmth immediately surrounded the entire globe, it was still outside. So we can imagine the earth at that time as a still liquid body, in which the metals were dissolved in the most diverse ways, and which was surrounded by this sea of fire or warmth. Into this sea of warmth the sun, which was outside, sent its rays of light. For the occultist, light is by no means merely physical light. Rather, this physical light is the bodily expression of spirit. Thus, with the sun's rays, the essence of the spirits of the sun streamed down to earth. Light as an expression of the spirituality of light streamed into the fiery atmosphere, into the warm atmosphere of the earth. Imagine this vividly. You have the Earth, it is surrounded by the atmosphere of warmth, and falling into it are the rays of the sun, which for us are rays of spirit. Through the fact that these sun spirits in the sun's rays fall into the warmth of the Earth, the collective soul was formed first, the collective astral body of all humanity and of the higher animals. Down on the ground, there were these sleeping human plants, which had an etheric body and a physical body. And just as it would be today if all of you sitting here were to suddenly fall asleep – which, of course, is not desirable! -, then all your astral bodies would leave your physical bodies and mix with each other, so it was in those days; only then they mixed even more, they were an undifferentiated mass when they had the common warmth, into which the light of the sun, which was the expression of the spirit, shone. As is well known, the astral body of modern man is also called an aura because to the modern seer it appears as a halo of light surrounding the human being, somewhat like an oval, egg-shaped form of light radiating from all sides of the human being. In those days, the human being's astral body was contained in this warm atmosphere of the earth; it was not yet divided into the individual astral bodies; and the light of the sun, which was the bearer of the spirituality of the sun, shone into them. Now imagine your own cosmic-universal development at that time. What is today your physical and etheric body, was then a plant existence, and grew, as it were, out of the earth. And what lives in you today as soul and spirit came from the atmosphere surrounding the earth, and was gradually absorbed by your physical and etheric body. And this had been prepared in the common aura of the earth, which must be conceived in physical terms as a common warmth, permeated and suffused by the sunlight filled with spirit. Thus you have absorbed the warmth that once enveloped the earth. What lives today in your warm blood is part of this primeval fire that flows around the earth. If it were possible today to draw all this warmth out of the bodies of animals and human beings, it would be possible to restore the ancient state of the primeval fire. The warmth that lives within us today is the divided warmth that once surrounded the earth as a sea of warmth, and the light flowed into this common blood body. This light, too, has been divided, little by little, and has created man's higher spirituality. Naturally, only dull, lower spirituality was present in the merely physical-etheric bodies. What is rooted in the human mind today, the higher spirituality, that which has been formed by the influx of the Amshaspands, comes from the spiritual forces of the sun. And now imagine yourself in the astral vision of the clairvoyant. What does he see? He sees how the earth is formed, how the moon separates; the earth is surrounded by fire mist, by the collective warmth, into which radiates, wonderfully illuminating it from within, the wisdom of the world. The wisdom of the world, which comes from the sun, transforms the sun-drenched earth into the earth aura. This is seen by the astral clairvoyant. And the old Persian clairvoyant called this “Aura Mazda”, the great aura, Ahura Mazdao, the great aura of wisdom from which the individual auras of human beings have emerged. Ormuzd is only a transformed expression for Ahura Mazdao, the great aura. Now let us go a little further. How could this state, which the astral clairvoyant must perceive in such a great and powerful way when he transports himself back to this time, this state that is described in the Persian myth, which is, after all, a retelling of the results of astral clairvoyance? This condition is brought about by the fact that spiritual entities are also linked to the sun. For the materialist, only physical rays stream forth from the sun. But for the one who sees things occultly, it is the case that with the sunlight, the forces of the spiritual inhabitants of the sun stream down to the earth. Just as the earth is inhabited by people, the sun is also inhabited by mighty beings, who differ from the earthly beings in that they are much, much more developed than people. The Genesis, the Old Testament, calls these sun dwellers the Elohim, light beings. Just as people have a body of flesh, so these sun dwellers have a body of light. They are light beings. And their powers are not limited to a confined space; they can radiate out to the Earth. The deeds of the sun spirits, the Elohim, flow to all earthly beings with the sunlight. In every ray of light, in every ray of sunshine, we see the deeds of the sun dwellers. Human beings will only reach this level when the Earth has reached the state of Vulcan. You know that the evolution of the Earth proceeds from Saturn via the Sun, Moon, Earth, Jupiter and Venus to Vulcan, which we indicate as the last embodiment of the Earth. When the Earth has developed to the state of Vulcan, then human beings will have reached the stage that the present inhabitants of the Sun have reached in their evolutionary process today. This is also where we find the Amshaspands living today. Their actual home is in the sun, and from there they send us their deeds through the sunlight. This is how the deeds of the Amshaspands could come into being in humans, as I have described to you. They sent their twelve currents into the human head and thus brought about the development of thinking and spirituality in humans. On the moon, the Izards had worked on the human being first and developed the twenty-eight spinal nerves. Then came the endowment of the human being with the twelve nerves of the head, which came from the Amshaspands, the hosts of Ahura Mazdao. But each time, certain entities were left behind in the evolutionary process of a world body. They do not come along. Not only high school students are left behind, but also world beings remain at a level that the others have already surpassed. During the moon phase of the earth, the Elohim, the sun-light spirits, have risen to the level that allows them to live in the sun and send their deeds to the earth and to earth humanity. Other spirits, who were already on the same level as the Elohim at that time, remained behind, “stayed seated”; they were unable to bring their development on the old moon so far that they could begin a higher existence with the sun as their arena. It was therefore not initially destined for these lagging spirits to work in the sun's rays, to work from the outside in. Rather, in their further development, they had to seek what they had not yet experienced on the moon in a lower existence, one connected with the earth itself, with the earthly sphere. What was the new condition that now emerged on earth, giving the beings new characteristics? It showed itself in the fact that the warm atmosphere, the warm environment, now entered into the blood. Warm blood was created. In this state, the retarded spirit hosts sought to make up in their development what they had previously been unable to achieve. They sought to carry the deeds that they could not place in the sun's rays into the warmth, which was transformed into inner life. Let us visualize this vividly, as it can be seen with clairvoyant vision. [During the following explanations, a drawing was made on the blackboard, but the scribes did not record it.] We see that the deeds of the Amshaspands and the Izards, which emanate from Ahura Mazdao, flow into the head and spine of man, while the inside of man is filled with warm blood. The human body, as it were, absorbs the warm blood; it is conducted from all sides from the outside into the interior of the body. And if we examine the occult anatomy of man, we find that each such stream, sent from the regions of Ahura Mazdao, of Ormuzd, was accompanied by another stream of warmth flowing in from without, and this accompanied the nerve current. With this incoming warm blood, the forces of those spirits who had been left behind entered the human being; these were the hosts of Ahriman, who now, with warmth, sent their forces into the human being just as the Amshaspands sent their light force. So it is that we have sent a blood stream in the opposite direction to each of the currents of the Amshaspands. In this red blood stream, which flows parallel to the nerve currents, the opposing forces of the devas also flow. In the red blood flowing to the Amshaspands, what comes from the opponents of the Amshaspands and Izards, from the devas, the hosts of Ahriman, flows in the opposite direction. And now we feel pulsating in the blood that which came from the hosts of Ahriman. That which the clairvoyant can see flowing into the physical body on the astral plane is reflected in a profound and inspired way in the Persian myth. We see the interaction of the great light of Ahura Mazdao with the incoming warmth that makes blood the power in man that it is. Now we know that blood is the expression of the I. And so we see how everything that flows out of the great wisdom, out of Ahura Mazdao, is accompanied by egoism, because it is confronted by the currents of Ahriman in the blood. Egoism flows into all of the spiritual activity of the human being. We see it flowing in properly when we devote ourselves to this imagination. In this way, you must work your way up to a true visualization of what has happened on our earth. And now we remember that these spirits, who had remained behind from the lunar existence and did not make it to the solar existence, that these spirits on the moon were the same kind of beings as the sun spirits, the hosts of Ahura Mazdao, who had reached beyond the lunar existence. On the moon they had reached the stage of the I; they only remained behind and just preserved this stage. As long as they were on the moon, the spirits of Ahura Mazdao, of Ormuzd, and the spirits of Ahriman were on the same level, of the same kind, they were of an ego-like nature. This ego, the original ego, Zaruana Akarana, is the divine ego that has not yet entered the body, that still rests in the bosom of the deity. Where this ego had developed to the point that it could have a solar existence, it formed an astral body that is under the rule of Ormuzd. But a lower power is incorporated into this, the power of the retarded hosts of Ahriman. So you have now seen the emergence of this fourth link of human nature, the I, and the third link of the human being, the astral body, which is spiritualized by two entities. Incorporated into it are the good powers of Ormuzd and the powers of the egoistic nature, of Ahriman. The ego is placed in the struggle raging in one's own astral body between the good and the evil forces; it is the original entity Zaruana Akarana that splits into the good, true forces of the astral body and the opposing forces that are the forces of Ahriman. Ahriiman or Angramainyu means something like the one who resists or the spirit of opposition. Thus we understand how such a myth is actually nothing more than the retelling of what the ancient astral clairvoyants have seen. Now let us take a closer look at these forces radiating from the Sun to the Earth and to man. What the Persian myth calls Ormuzd or Ahura Mazdao is actually an expression for “great soul”; it is the same as what the Hellenes call Psyche; and what we understand by the human astral body is the “little soul”. The human soul is composed of thinking, feeling and willing. These are the three basic powers of the soul, which for the occultist are actually three independent entities; we will learn more about this later. Just as the human soul is divided into these three parts, so is the great soul, the great aura, divided into three parts. This same trait can be found in Persian as well as in Central European myths. The Central European myth now calls these three basic forces Wotan, Wili and We, with Wotan representing the thinking, Wili the willing and We the feeling force. We can immerse ourselves deeply in the whole astral contemplation of these ancient times when we see how the syllable “We” resonates with an original designation for the feeling force. In fact, all higher feeling, even when it is full of relish, has emerged from sorrow and pain. And why? Imagine once more the original human form, which, as it were, sprang out of the earth, the plant-human being with a physical body and an etheric body. Just as it sprang out at that time, the senses were only present as an inclination, just as a blossom is already contained in the plant germ. Man could not yet see. Eyes such as we have today only arose after a long, long process of development. These eyes, which today see the glory of sunlight, how did they arise according to occult physiology? Originally, when only the physical body and the etheric body were present, there was nothing here in these places where the eyes are now. However, these places proved to be particularly sensitive to the sun's rays sent to the earth. And what the sun first caused as an impression was pain. Two suffering points arose on the human body at these points, pain points that were constantly being injured. It was exactly the same as if you cut yourself and a scab formed at that point. So too, scabs formed at those sensitive points, and from these scabs the magnificent miracle of the eye gradually formed; albeit after a long, long development. What pain had torn out of the body became the glorious eye. Nothing can arise in the world as enjoyment, as pleasure, that does not have pain as its basis. Just as satiety, with its enjoyment, has hunger as a prerequisite, so all knowledge and also all joy has pain as its basis. That is also the reason why, in tragedy, pain satisfies us like the presentiment of an expected release. Everything that will achieve perfection in the future undergoes a state of pain and suffering in the present. But this offers us consolation because we know that what is pain and suffering today will be states of perfection in the future. Overcome pain will become perfection in the future. The perfect eyes of today owe their existence to the earlier painful points on the human body; pain that has been overcome. This is what the initiate Paul meant when he uttered the mighty word: “All creatures groan in pain, awaiting adoption as children,” or “All creatures are afraid in the pain of existence and await adoption as children,” which expresses nothing other than the longing for a relationship of childship to God that will one day be attained again. He who comprehends existence sees pain flooding through all existence. Now let us imagine the good spirits, whether we call them Ormuzd, as in the Persian myth, or Wotan, Wili and We, as in the Germanic myth, and see how these solar powers stream towards us. When the waters of Atlantis had been lost and the sun had been released, they worked in the sun's rays and permeated the air. That is why the light spirits are also air spirits, which were described as Wotan's wild army; these spirits were felt in the three parts Wotan, Wili and We. We want to get an idea of how it presents itself to the astral clairvoyant. Take the human being; when he was still a plant-human being, consisting of a physical and etheric body. The sun's power was at work through Wotan in thinking, through Wili, who gives everything will-like, and through We, who gives everything feeling-like; everything feeling-like rests in Weh, we feel this from the name. How must this now be told if it is to be told appropriately? Wotan, Wilii and We were walking on the seashore; they found plants there and endowed these plants with their powers: Wotan with spirit and the general soul life, Wili with form, mind and movement, with everything rooted in the will, We with countenance and color, with speech, hearing and sight, with everything rooted in the feelings. Thus the first humans came into being. In these pictures of the Central European myth of the walk of the three gods on the seashore, of the finding of the trees and the bestowing of the divine powers and qualities upon them, we recognize how these spirits living in the sun gave their powers from their great aura and let them flow into the individual human aura. Through occultism we can take things literally again. We see how the images of mythology are based on real facts; and we look deep into the clairvoyant visions of the wise man who taught in the mystery schools and who, through his astral perception, was able to tell the people, who still had a certain degree of clairvoyance, about these visions in imaginative images. He gave the people truths that he experienced in a half-awake, clairvoyant intermediate state. He knew that he could count on understanding from those people who still had a certain degree of clairvoyance. If we immerse ourselves in the soul of such ancestors from the point of view of occultism, our view expands. Never can the arrogance and conceit of the Age of Enlightenment come over us, saying: How have we come so gloriously far! Is it not a terrible arrogance, the conceit of the people of the 19th century, that in the face of the truths that the 19th century has found, everything that people knew before is only childish fantasy, and that what is found today must apply for all time? Is it not a terrible arrogance when those who preach today from the lecterns of the universities and courtrooms, and those who tinker around, claim that the only form of truth is that which the last decades have produced? They consider themselves humble, but there is the worst kind of arrogance in this attitude. Beyond this attitude, the spirit-seeker is brought to the realization – which must seize his heart, his thoughts and his soul – that other times have also possessed the truth, only in a different form, that there are many forms of truth. And he also overcomes the other pride, that what is said by today's scholars should apply for all eternity. Just as the forms of knowledge have changed since our ancestors, as they told stories in pictures, which we today proclaim in a different form, in the form of occultism, so future times will proclaim the truth not in our forms, but in other forms that will have grown far beyond our own. We know that truth is eternal, but we also know that it flows through human souls in the most diverse forms. One thing is that our view broadens; and the other is how such insights must flow into our inner being in a living way. We will realize this when we consider the following: What actually is this astral body that we carry within us? It is a part of that great wisdom aura, a part of the aura of Mazda, which is the body of wisdom of the whole earth, and to which forces flow from the sun. Thus we walk about on the earth and feel that we are the bearers of the sun's forces, which have been absorbed into the earth's aura. Our feeling grows for something that we have to develop: that this human body and these human bodies have been given to us by the great wisdom of the world, the great spirit of the world. In occultism, the human body is also called a temple. And we are responsible for bringing back to the radiant source what we have received, back in a corresponding refinement, purification and perfection. In this way we learn to feel at one with the existence of the world. Not in a fantastic way, but bit by bit we learn to be a note in the great orchestral music that resounds through the cosmos and which we call the music of the spheres. Our sense of responsibility grows, along with a certain elation, but combined with feelings of humility in the right balance. This is what theosophy teaches us: it teaches us in a precise way, not just that we are human beings and what kind of human beings we are, but it makes us spiritual people who know our place in the spiritual and cosmic existence. This is the ethics, the moral teaching, that flows from knowledge. When we grasp this, then moral feelings pulsate through us that have nothing of sentimentality and philistinism. A natural moral teaching passes through us when we perceive the moral teaching as a direct consequence of knowledge. Theosophy, when properly understood, cannot help but bring people the highest moral concepts, because it brings knowledge, the realization of how man is placed in the whole context of the world. Theosophy will never stoop to admonishing or preaching. No one becomes better when admonished: Be good! or: Do this, for it is good! - because that leads people to sentimentality and philistinism under all circumstances. Theosophy shows us what man is and how he is connected with the whole world, and it regards it as somewhat unseemly to approach man with moral principles, because man is so constituted that he follows the right morality all by himself out of knowledge - when he knows himself. Not in the lower, but in the higher sense, the occultist feels it as a violation of spiritual shame if he were to address himself directly and immediately to the feelings of men. He addresses himself directly to the intellect, but he presents the knowledge in such a way that the feelings attach themselves to it. He presents the objective facts to man, and then the feelings come of themselves. He does not approach man because he has the greatest respect for man, and because he has the sense that in every man the perfecting man is to be respected and esteemed. When a person learns the truth, he becomes good, because the soul of truth is kindness. When a person absorbs the knowledge of the truth, he absorbs kindness with it. This kindness does not follow from lower knowledge, but it follows from higher knowledge. Therefore, basically, the will to knowledge should flow into people through the theosophical current, because that is the sure path to perfection, to goodness. And so we have seen at the same time how a directly practical question of life arises for us from such considerations, and how spiritual wisdom is incorporated into our culture and into our whole life. |
170. The Riddle of Humanity: Lecture XIV
02 Sep 1916, Dornach Translated by John F. Logan Rudolf Steiner |
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Nor, because of the nature of the thinking it employs today, is it able to speak of a special ego sense. Materialistic thinking is happy to restrict its view of the world to only those things that can be perceived by the senses. |
We were constituted, furthermore, so as to be able to be conscious of another's I in a more subtle manner—so that we would not merely experience it, but would perceive it inwardly—for our entire human form is the organ of the sense of the ego. Ahriman is still hard at work today, specialising the ego sense just as he has specialised and remodelled the senses of speech and thought. |
This is implied by many of the assertions of those about whom I am speaking, when they come to describe how the ego is supposed to develop as the result of our evolution during the interval between the birth and death of a single incarnation. |
170. The Riddle of Humanity: Lecture XIV
02 Sep 1916, Dornach Translated by John F. Logan Rudolf Steiner |
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Recently we have had repeated occasion to cite a result of spiritual-scientific investigation that, in fact, is of most far-reaching significance. You will remember how we described the relationship of the human head and the rest of the human body to the whole cosmos, and how this then shows the way the head is related to the rest of the body. We said that the shape and structure of the human head and all that pertains to it is a transformation, a metamorphosis. The head is a transformation and reconstruction of the entire body from the previous incarnation. So, when we observe the entire body of the present incarnation, we can see how it contains forces that are capable of transforming it into nothing but a head, a head with all that pertains to it: with the twelve pairs of nerves that originate in it, and so on. And this head that is developed from our entire body will be the head we bear in our next incarnation. The body of our next incarnation and everything to do with it, on the other hand, will be produced during the time after our present life is over, the time between death and the birth which begins our next incarnation. In part it will be produced during the time between death and a new birth from the forces of the spiritual world, and in part from forces of the physical world during the time between our conception and birth into the next incarnation. These facts should be viewed as truths that testify to their own inherent validity, truths that point to connections of major significance; they should not be treated like the truths of everyday life or of normal science. The truths of everyday life consist more or less in descriptions of ourselves and our surroundings; but truths like those we have just mentioned provide us with the light by which we are able to read the cosmic significance of our surroundings and ourselves. The truths of ordinary life and ordinary science are like descriptions of how the shapes of a row of letters are combined into words or, at most, they are like a clarification based on grammatical laws. But understanding the kind of truths we have been describing is comparable to reading without first having to resort to a special description of the shapes of the letters or to a grammatical consideration of how they are combined into words. Just consider how different is the content of what we read from what our eyes see written upon the page. And so it is that, when we cite truths such as those we have just been discussing, we have before our eyes not only what is now being said, but also the whole, far-reaching significance of such things for the role of humanity in the cosmos. Thereby we are, so to speak, able to read profound, living, spiritual truths that have nothing to do with the shape of the body or the head as it is studied by an anatomist or physiologist, or as one refers to it in ordinary life. It is not enough to describe the human being in the manner of ordinary life and ordinary science; only if one can read man can he be understood. In the light of the foregoing considerations, and in the sense they indicate, I want to turn yet again to what we have been considering during the past few weeks. I want to direct your attention to the twelve senses of man.30 Let us once more allow these twelve senses to pass in review before us. The I sense: Again I ask you to remember what has been said about this sense of the I. The sense of I does not refer to our capacity to be aware of our own I. This sense is not for perceiving our own I, that I which we first received on Earth; it is for perceiving the I of other men. What this sense perceives is everything that is contained in our encounters with another I in the physical world. Second, comes the sense of thought: Similarly, the sense of thought has nothing to do with the formation of our own thoughts. Something entirely different is involved when we ourselves are thinking; this thinking is not an activity of our sense of thought. That still remains to be discussed. Our sense of thought is what gives us the ability to understand and perceive the thoughts of others. Thus this sense of thought does not, primarily, have anything to do with the formation of our own thoughts. The sense of speech: Once again, this sense has nothing primarily to do with the formation of our own speech or with our ability to speak. It is the sense that enables us to understand what others say to us. The sense of hearing, or tone: This sense cannot be misunderstood. The senses of warmth, sight, taste, smell and balance: I have already characterised these senses on previous occasions, as well as in this course of lectures. The senses of movement, life and touch. Those are the twelve senses, the senses that enable us to perceive the external world while we are here in the physical world. As you know, materialistic thinking speaks of only five senses, for it only distinguishes the sense of hearing, the sense of warmth—which it throws together with the sense of touch—the sense of sight, the sense of taste and the sense of smell. But it must be said that the physiology of our more recent science has now added the senses of balance, movement and life, and also distinguishes between the senses of warmth and touch. But the physiology of our ordinary science still does not refer to a special sense of speech, or to a special sense of thinking—or thought. Nor, because of the nature of the thinking it employs today, is it able to speak of a special ego sense. Materialistic thinking is happy to restrict its view of the world to only those things that can be perceived by the senses. Of course, there is a certain contradiction in saying ‘perceived by the senses’, because the realm of the sensibly perceptible has been arbitrarily restricted—namely to what can be perceived by the five senses. But all of you know what is meant when one says, ‘Only what can be perceived by the senses is valid according to the ordinary materialistic point of view, so it also investigates the organs of perception that belong to these senses.’ Since there are no apparent organs to be found for perception of another's I, or for thought or speech,—nothing, for example, that would correspond to them as the ear corresponds to the sense of hearing or the eye to the sense of sight—it makes no mention of the sense of another I, the sense of thought or of the sense of speech. For us, however, a question arises: Is there really an organ for the I sense, for the sense of thought and for the sense of speech? Today I would like to investigate these matters more exactly. So the I sense gives us the ability to perceive the I of others. One of the especially restricted and inadequate views of modern thinking is the view that we always more or less deduce the existence of another ego, but do not ever perceive it directly. According to this line of thought, we deduce that something we encounter is the bearer of an I: We see it walking upright on two legs, putting one leg after the other or placing one next to the other; we see that these two legs support a trunk which has, hanging from it, two arms which move in various ways and carry out certain actions. Upon this trunk is placed a head which produces sounds, which speaks and changes expression. On the basis of these observations—so goes the materialistic line of thought—we deduce that what is approaching us is the bearer of an I. But this is utter nonsense; it is really pure nonsense. The truth is that we actually perceive the I of another just as we see colours with our eyes and hear sounds with our ears. Without a doubt, we perceive it. Furthermore, this perception is independent. The perception of another I is a direct reality, a self-sufficient truth that we arrive at independently of seeing or hearing the person; it does not depend on our drawing any conclusions, any more than seeing or hearing depend on drawing conclusions. Apart from the fact that we hear someone speak, that we see the colour of his skin, that we are affected by his gestures—apart from all of these things—we are directly aware of his I. The ego sense has no more to do with the senses of sight or sound, or with any other sense, than the sense of sight has to do with the sense of sound. The perception of another I is independent. The science of the senses will not rest on solid foundations until this has been understood. So now the question arises: What is the organ for perceiving another I? What is our organ for perceiving an I, as the eyes perceive colours and the ears perceive tones? What organ perceives the I of another? There is indeed an organ for perceiving an I, just as there are organs for perceiving colours and tones. But the organ for perceiving an I only originates in the head; from there it spreads out into the entire body, in so far as the body is appended to the head, making of the entire body an organ of perception. So the whole perceptible, physical form of a human being really does function as an organ of perception, the organ for perceiving the I of another. In a certain sense you could also say that the head, in so far as the rest of the body is appended to it and in so far as it sends its ability to perceive another I through the whole human being, is the organ for perceiving another's I. The entire, immobile human being is the organ for perceiving an I—the whole of the human form at rest, with the head as a kind of central point. The organ for perceiving another I is thus the largest of our organs of perception; we ourselves, as physical human beings, constitute the largest of our organs of perception. Now we come to the sense of thought. What is the organ for perceiving the thoughts of others? Everything that we are, in so far as we are aware of the stirrings of life within us, is our organ for perceiving others' thoughts. Think of yourself, not with regard to your form, but with regard to the life you bear within you. Your whole organism is permeated with life. This life is a unity. In so far as the life of our entire organism is expressed physically, it is the organ for perceiving thoughts that come toward us from without. We would not be able to perceive the I of another if we were not shaped the way we are; we would not be able to perceive the thoughts of another if we did not bear life in the way that we do. Here I am not talking about the sense of life. What is in question here is not the inner perception of our general vital state of being—and that is what the sense of life gives us—rather is it the extent to which we are bearers of life. And it is the life we bear within us, the physical organism that bears the life within us, that is the organ by which we perceive the thoughts that others share with us. Furthermore, we are able to initiate movement from within ourselves. We have the power to express all the movements of our inner nature through movement—through hand movements, for example, or by the way we turn our head or move it up and down. Now, the basis for our ability to bring our bodies into movement is provided by the physical organism. This is not the physical organism of life, but the physical organism that provides us with the ability to move. And it is also the organ for perceiving speech, for perceiving the words which others address to us. We would not be able to understand a single word if we did not possess the physical apparatus of movement. It is really true: in sending out nerves for apprehending the whole process of movement, our central nervous system also provides us with the sensory apparatus for perceiving the words that are spoken to us. The sense organs are specialised in this fashion. The whole man: sense organ for the I; the physical basis of life: sense organ for thought; man, in so far as he is capable of movement: sense organ for the word. The sense of tone is even more specialised. Even though the apparatus for hearing includes more than physiology usually includes, it is nevertheless more specialised. It is not necessary for me to discuss the sense of tone. You only need to lay your hands on a normal textbook on the physiology of the senses to find a description of the organ on which the sense of tone is based. But today it is still difficult to find a description of the organ for the sense of warmth because, as I mentioned, it is still confused with the sense of touch. But the sense of warmth is actually a very specialised sense. Whereas the sense of touch is really spread over the whole organism, the sense of warmth only appears to be spread over the whole organism. Naturally, the entire organism is sensitive to the influence of warmth, but the sense for perceiving warmth is very much concentrated in the breast portion of the human body. As for the specialised organs of sight, taste and smell, these are, of course, generally known to normal observation, and can be found in what ordinary science has to say. Now it is possible to make a real distinction between the middle part, the upper part, and the lower part of our sense life, and today I would like to include some special observations with regard to this distinction. Let us begin by observing the sense of speech. I said that our organism of movement is what enables us to perceive words. It provides the basis for our sense of speech. But not only are we able to perceive and understand the words of others; it is also possible for us to speak: we are able to speak, too. And it is interesting and important to understand the connection between our ability to speak and our ability to understand the speech of others. Please note that I am not speaking about our ability to hear the tones, but about our ability to understand speech. The senses of tone and speech must be clearly distinguished from one another. Not only can we hear the words another speaks, we ourselves can speak. How, then, is one of these related to the other? How is speaking related to understanding speech? If we use spiritual-scientific means to investigate the human being, we discover that the things on which the capacity to speak and the capacity for understanding speech are based are very closely related to one other. If we want to look at what furnishes the basis of speech, we can start by tracing it back to where every reasonable person will agree its beginnings must undeniably be, namely, to experiences of the human soul. Speaking originates in the realm of the soul; the will kindles speech in the soul. Naturally, no words would ever be spoken if our will were not active, if we did not develop will impulses. Observing a person spiritually-scientifically, we can see that what happens in him when he speaks is similar to what happens when he understands something that is being spoken. But what happens when a person himself speaks involves a much smaller portion of the organism, much less of the organism of movement. Remember that the entire organism of movement must be taken into account in the case of the sense of speech, the sense of word—the entire organism of movement is also the organ for apprehending speech. A part of it, a part of the movement organism, is isolated and brought into motion when we speak. The larynx is the principal organ of this isolated portion of the organism of movement, and speaking occurs when will impulses rouse the larynx into motion. When we ourselves speak, what happens in our larynx happens because impulses of will originating in our soul bring the part of our movement organism that is concentrated in the larynx into motion. The entire movement organism, however, is the sense organ for understanding speech; but we keep it still while we are perceiving words. And it is precisely for this reason, precisely because we keep the movement organism still, that we are able to perceive words and understand them. In a certain respect everyone knows this instinctively, for every now and then everyone does something that shows he unconsciously understands what I have just been discussing. I will speak in very broad outlines. Suppose I make a movement like this (a hand raised in a gesture of holding off). Now, even the smallest of movements is not just localised in one part of the movement organism, but comes from the entire movement organism. And when you consider this motion as coming from the entire movement organism, it has a very particular effect. When another person expresses something in words, I am doing what I need to do to understand it by not making this gesture. Because I do not make this gesture, but repress it instead, I am able to understand what someone else is saying; my movement organism wakes up right to the tips of my fingers, but I hold back the motion, delay it, block it. By blocking this motion, I am enabled to understand what is being said. When one does not wish to hear something, one will often make such a gesture to show that one wants to repress one's hearing. This shows that there is an instinctive understanding for what it means to hold back such a motion. Now, according to the original plan of the human constitution, it is the whole of the organism of movement—which is at the same time the organism of the sense of word—that belongs in the rightful course of human evolution. At one time, in the Lemurian period, when we were being released from our connection with the whole of the cosmos, we were given a constitution that enabled us to understand words. But that constitution did not enable us to speak words. You will find it strange that we should be constituted so that we could understand words, but not be able to speak words. But it only seems strange, for our organism of movement is not so exactly constituted for hearing the words of others, for understanding other men's words—rather is it adapted to understanding various other things. Originally, we had a much greater gift for understanding the elemental language of nature and for perceiving how certain elemental beings rule over the external world. That ability has been lost; in exchange for it we have received our own capacity to speak. This happened because, during the Atlantean period, the ahrimanic powers set about altering the organism of movement that had originally been given to us. We have the ahrimanic powers to thank for the fact that we can speak; they gave us the gift of speech. So we have to say that the way in which a human being perceives speech now is different from the way we were originally intended to understand it. Such a long time has passed since the Atlantean period that we have grown accustomed to what has happened, and we find it extraordinary to think that our gift of understanding speech was originally for perceiving more or less the whole of the other human being: it gave us the ability to perceive the silent expression in the gestures and bearing of other men, and, without using a physically perceptible speech, to communicate by imitating it, using our own apparatus of movement. Our original way of communicating was much more spiritual. But Ahriman took hold of this original, more spiritual way of communicating. He specialised a part of our organism, creating the larynx, which is designed to produce sounding words. And he designed the part of the larynx that is not used to produce words, so that it would enable us to understand words; that is also a gift of Ahriman. We are able to perceive the thoughts of others in so far as our organism is alive. Once again, our present ability to understand others' thoughts is much less spiritual than the gift we originally possessed. Our original gift enabled us to feel another's thoughts inwardly, to resonate with their life, simply by being in their presence. The way in which we perceive each other's thoughts today is a coarse physical reflection of the way it once was, and only through the detour of speech is it possible at all. At most, we can experience an echo of the kind of perception that was originally intended for us by training ourselves to attend to others' gestures, to the play of their features, and to their physiognomy. We were once able to perceive the whole direction of another's thinking and to live in it, simply by being in his presence, and the particular thoughts were expressed in his particular gestures and in the play of his features. And it is once again thanks to Ahriman that this more spiritual manner of perceiving another's thoughts has, in the course of human evolution, become more and more concentrated in external speech. We do not have to look very far back in the development of humanity to find a period when there was still a very highly developed understanding for the way the life of thought was expressed through the physiognomy, through the gestures, even through the posture—through the whole manner in which one human being presents himself to another. There is no need to speak of Old India: we only have to go back to the period before the Greco-Roman period, to the Egypto-Chaldean period. There we still find a highly-developed understanding of the life of thought. Humanity has lost this understanding. Less and less of it has been retained, until now there are very few who understand how the art and manner in which a person meets us can enable us to listen in on the inner secrets of his thinking. What a man says to us through the words we hear is almost the only thing we listen to any more—what these tell us about his thoughts, about their content and their purpose. But, because this has happened, we have been able to retain the ability to use our organism of life and the apparatus of life as an instrument for thinking. If there had been no ahrimanic intervention, if the things I have been describing had never happened, we would not possess the gift of thought. So you can see that, in a certain sense, our present ability to speak is related to the sense of speech, to the sense of the word. But it is related because of an ahrimanic deviation. And again because of an ahrimanic deviation, our present ability to think is related to the sense of thought. We were constituted, furthermore, so as to be able to be conscious of another's I in a more subtle manner—so that we would not merely experience it, but would perceive it inwardly—for our entire human form is the organ of the sense of the ego. Ahriman is still hard at work today, specialising the ego sense just as he has specialised and remodelled the senses of speech and thought. In fact, that is happening now, as is revealed by an extraordinary, related tendency that is coming towards humanity. In order to talk about what I am referring to, one is forced to say something quite paradoxical. As yet, only the early stages of it are showing themselves, mainly in a philosophical way. Today there are already philosophers who entirely deny the inner capacity to perceive the I: Mach,31 for example, as well as others. I have spoken about them in a recent lecture concerned with philosophy. These men really have to be described as holding the view that man is not able to perceive the I inwardly, and that the awareness of the I is based on the perception of other things. There is a tendency to think along the following lines—I will give you a grotesque example of it. People are getting to the point where they say to themselves, in the way I described earlier, ‘I encounter others who walk about on two limb-like appendages and from this I conclude that there is an I within them. And, since I look just like them, I apply this conclusion to myself and decide that I must also possess an I.’ According to this, one derives the existence of one's own I from the existence of the I of others. This is implied by many of the assertions of those about whom I am speaking, when they come to describe how the ego is supposed to develop as the result of our evolution during the interval between the birth and death of a single incarnation. If you read our current psychologists, you will already find descriptions of how our sense of our own I is derived from other persons. We do not have it to begin with, as children, but we are supposed to have watched others and applied what we see them doing to ourselves. In any event, our capacity to come to conclusions about ourselves on the basis of other people seems to be growing ever greater! Just as the capacity to think gradually developed out of the sense of thought, and the capacity to speak out of the sense of speech, so the capacity to experience oneself as belonging to the whole of the world is increasingly developing alongside the ability to perceive another's I. We are talking about fine distinctions, but they must be grasped. To this end, Ahriman is very busy working alongside humanity—he is very much involved. Let us look at the human being from the other side. There we find the sense of touch. As I have said, the sense of touch is an internal sense. When you touch something like a table, it exerts pressure on you, but what you actually perceive is an inner experience. If you bump into it, it is what happens within you that is the content of the perceptual experience. In such an event, what you experience through your sense of touch is entirely contained within you. Thus, fundamentally the sense of touch can only reach as far as the outermost periphery of the skin: we experience touching something because the external world pushes against the periphery formed by the skin, because inner experiences arise when the external world pushes against us or otherwise comes into contact with us. So the sense of touch is fundamentally an internal sense, even though it is the most peripheral of these. The apparatus for touching is found mainly at the periphery. From there it sends only delicate branches inward, and our external scientific physiology has not been able to isolate these systematically because it has not systematically distinguished the sense of touch from the sense of warmth. Our organ of touch is spread like a network over the whole outer surface of our body; it sends delicate branches inward. What is this network, really? (If I may use this word, for ‘network’ is inexact.) What was its original purpose? Our attention is immediately caught by the fact that the sense of touch makes us aware of inner experiences, even though it is now used to perceive how we come into contact with the external world. This fact is as undeniable as it is noteworthy and exceptional. And, as spiritual science shows us, it is connected with the fact that the sense of touch was not originally destined for perception of the external world. The sense of touch has undergone a metamorphosis—it was not originally intended to be used, as it is today, to perceive the external world. The sense of touch was really intended for an entirely spiritual perception, for perceiving how our I, the fourth member of our organism, spiritually permeates our entire body. What the organs of touch really gave us, originally, was an inner feeling for our own I, an inner feeling of the I. So now we have come to the inner perception of the I. Here you must make a clear distinction. The I that is within us and extends to the surface of the sense of touch, really exists in its own right; it is a substantial, spiritual being. And when the I extends itself and comes into contact with the surface created by the sense of touch, this produces a perception of the I. If the sense of touch had remained in its original form, the nature of which I have just indicated, it would not provide us with the kind of perceptions it now provides. Certainly, we would still bump into the things of the external world, but this would be a matter of total indifference to us. We would not experience the collisions through touch; nor, for that matter, would the sense of touch be involved when we run our fingertips over things, as we are fond of doing. We would experience our I through such contacts with the external world; we would experience our I, but would not speak of perceiving the external world. In order for the organ which generated an inner perception of the I to become an organ of touch, capable of perceiving the external world through touch, it has been necessary for our organism to undergo a series of alterations. These began in the Lemurian period and are to be attributed to luciferic influences. They are deeds of Lucifer. Through them, our sense of I was specialised so that we could experience the external world through touch, but our inner experience of the I, of course, was thereby clouded. If, as we go about the world, it were not necessary for us to pay constant heed to the things that bump into us and press against us, to what is rough and what is smooth, and so on, we would have an entirely different experience of the I. In other words, by re-shaping the sense of touch, luciferic influences were introduced into the experience of the I. In this case, what is most inward has been adulterated by something external, just as, in the sense of speech, what is external has been adulterated by something internal. The sense of speech was designed for the perception of words—a sense perception, but not one that depended on anything being expressed in sounds. Then the inner activity of speaking was intermixed with this. So, in this case, the original perception was internal, and external perception has been added to it. The sense of life: Luciferic influence has accomplished a similar alteration in the organs of the sense of life. For these organs, organs which enable us to experience our inner structure and inner condition, were originally meant only for the perception of our astral body as it works within our living organism. Now, however, the ability to experience the internal condition of the body in feelings of well-being or feelings of being ill has been intermixed with it. A luciferic impulse has been mixed in with it. Here the astral body has been linked to the feelings of well-being or illness that show the condition of our body, just as the I has been linked to the sense of touch. And, again, our organism of movement was originally designed so that we would only experience the interactions between our etheric body and our organism of movement. The capacity to perceive and experience our inner mobility, which is the sense of movement, properly speaking, has been added to this. Once more, a luciferic impulse. Thus, alterations in the fundamental nature of the human being are due to influences from two sides, the luciferic side and the ahrimanic side. The sense of the I, the sense of thought, and the sense of speech have been altered by ahrimanic influences from the form which was actually intended for the physical plane. Only through these changes and through the changes wrought by luciferic influences on the senses of touch, life and movement, have we become what, on the physical plane, we now are. And there remains to us, free from these influences, only an intermediate area. This, then, is a more exact, more detailed presentation of our human organism. It would be a good idea to consider what has been said thus far, so I will wait until tomorrow before pursuing these matters any further. Tomorrow we will see how fruitful these considerations are. We will see how they expand that great and significant truth that is the key to so many things: the truth about the relation of our head to the body of our previous incarnation, the relation of the body of our present incarnation to the head of our next incarnation, and what follows from this regarding our relationship to the cosmos. We can already see how necessary it is to pay attention to that state of balance which needs to be established between the luciferic and the ahrimanic forces in the world. This is the most essential and significant thing. Just consider how the human I is involved in the extremes of both sides: here, the I without and, in the sense of touch, the I within. (See the orange arrows in the drawing.) Similarly, the astral body is involved both in thinking, and also, from within, in the life organism. (Red arrows.) The etheric body is involved here, as long as speech does not occur, but is also involved from within in the sense of movement. (Blue arrows.) And, holding the middle, like the unmoving hypomochlion at the centre of a pair of scales, we have a sphere that is not so involved in the ‘I touch—I think—I live—I speak—I move.’ The more closely one approaches this centre, the more immobile the arm of the scales becomes. To either side, it is deflected. Thus there is a kind of state of balance at the middle. Here we see how the being of man is subject to significant influences from two sides. In order to understand present-day human activity, and the structure of the human being, it is necessary to have the correct view of Lucifer and Ahriman. ![]()
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185. From Symptom to Reality in Modern History: The Supersensible Element in the Study of History
26 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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In order to achieve this the two millennia from now until the end of the fifth postAtlantean epoch will not suffice; a longer period will be necessary, reaching into the sixth epoch. Then, to the knowledge of the ego will be added a special capacity, the capacity to feel, to sense in our neighbour when we approach him his relationship to the third Hierarchy, to the angels, archangels and archai. |
One finds today advocates of a renewal of the spirit who explain to people that they need only lie down on a couch and relax and the higher ego, God, and heaven knows what else will awaken in them and then there will be no need to wrestle with these terrible concepts of anthroposophically orientated spiritual science. One need only listen to one's inner voice, surrender passively, then the higher mystical ego will manifest itself and one will feel and experience the presence of God in oneself. I have known statesmen who prefer to listen to these ‘pundits’ who recommend them to take the easy path to the higher ego rather than listen to the teachings of spiritual science. |
185. From Symptom to Reality in Modern History: The Supersensible Element in the Study of History
26 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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Even within the limits enjoined upon us by discretion at the present time when one speaks of these matters, one cannot discuss the Mystery of Evil without profound emotion. For here we touch upon one of the deepest mysteries of the fifth post-Atlantean epoch, upon something which meets with little understanding today. Man's sensitivity to these things is but little developed as yet. Nonetheless, in all the so-called secret societies of recent times repeated attempts have been made to give certain indications, in the form of symbols, of the Mystery of Evil and the Mystery of Death which is related to it. But since the last third of the nineteenth century these symbolical representations have seldom been treated seriously, even in the Masonic communities, or have been treated in the manner I indicated here two years ago with reference to important events of the present day.T1 The indications I gave on that occasion were not without a deeper motive, for he who understands these things knows what unplumbed depths of human nature we touch upon here. There is ample evidence that in reality the will to understand these things scarcely exists today. But the will to understand will assuredly come with time and we must ensure by every means at our command that it is awakened. When speaking of these matters one must sometimes give the impression of wanting to criticize certain aspects of the contemporary scene. Even what I said yesterday, for example on the subject of the ideological aspirations of the bourgeoisie since the last third of the nineteenth century can also be regarded as a criticism if taken superficially. Nothing of what is said here is intended as a criticism; I simply wish to characterize, so that we are aware of what forces and impulses have been operative. From a certain point of view it was necessary that these impulses should predominate. One could show that it was a historical necessity that the Bourgeoisie of Europe should remain asleep from the forties to the end of the seventies. Nonetheless the knowledge of this ‘cultural sleep’ ought to have a positive effect; it ought to awaken today certain impulses of cognition and volition which will prepare the ground for the future. In the present epoch of the Consciousness Soul two mysteries (as I have already indicated, I can only speak of them within certain limits) are of particular importance for the evolution of mankind—the Mystery of Death and the Mystery of Evil. From a certain angle the Mystery of Death which is related to the Mystery of Evil during the present epoch, immediately raises the vital question: what is the meaning of death for human evolution? I recently said once again that what passes for science today takes the line of least resistance in these questions. For most scientists death is simply cessation of life, irrespective of whether it is the death of a plant, animal or human being. Spiritual science however cannot take the easy road by treating everything alike. Otherwise the death of a man could be equated with the end of a watch, the death of a watch. For man death is something totally different from the socalled death of other beings. We can only understand the phenomenon of death against the background of those forces which are operative in the universe and which, when they lay hold of man, are responsible for his physical death. Certain forces, certain impulses are active in the universe: but for them man could not suffer death. Man is part of the universe; these forces also permeate man and when they are active in man they cause his death. The question now arises; what do these forces which are active in the universe accomplish apart from bringing death to man? It would be a mistake to imagine that their sole purpose is to bring death to man; that is only a secondary effect. It would never occur to anyone to say: the function of a railway engine is to wear down the rails. Yet that is what actually happens; the engine gradually wears down the rails, it cannot do otherwise. But that is not its function—it is designed for a different purpose. If one were to define a locomotive as a machine whose function is to wear down the rails, one would obviously be talking nonsense. Nonetheless there is no denying the fact that there is a connection between the wearing down of the track and the nature of the locomotive. It would be equally mistaken to say that the forces in the universe which bring death to man exist for this sole purpose. This is only a secondary effect. Their real function is to endow man with the capacity to develop the Consciousness Soul. You see how close is the connection between the Mystery of Death and the evolution of the fifth post-Atlantean epoch, and how important it is that in this fifth post-Atlantean epoch the Mystery of Death should be revealed to all. For the task of the forces which as a secondary effect bring death to man is to implant in him, in the course of his evolution, not the Consciousness Soul, but the capacity to develop the Consciousness Soul. This leads not only to an understanding of the Mystery of Death, but also encourages us to think precisely in matters of importance. In many respects modern thinking—and again this is not intended as a criticism, I merely wish to characterize—is, if I may use the familiar expression which is much to the point, simply ‘sloppy’ (schlampig). The thinking current in modern science is almost without exception typical of the kind of thinking that says: the function of the locomotive is to wear down the rails. Most scientific pronouncements today are on this level. Such thinking will prove to be inadequate if we wish to create in the future a state of affairs beneficial to mankind. And in the epoch of the Consciousness Soul this can only be achieved in full consciousness. I must constantly remind you that this is a truth of profound importance for our time. We frequently hear of people who, drawing upon a seeming fund of wisdom, suggest various social and economic measures, in the belief that it is still possible today to make these recommendations without the help of spiritual science. Only those who think in contemporary terms, in conformity with the needs of the time, realize that all proposals for a future structure of society which are not grounded in spiritual science are a snare and delusion. Only those who are fully aware of this think in conformity with the needs of the time. Those who still listen to the various learned discourses on political economy which are devoid of spiritual content are asleep to the demands of our time. These forces, which must be described as the forces of death, took possession of man's corporeal nature in earlier times—how, you will find in my book Occult Science. They first penetrated into his soul life at that time. For the remainder of his earth evolution man must assimilate these forces of death, and in the course of the present epoch their influence upon him will be such that he brings to full expression in himself the faculty of the Consciousness Soul. The method I adopted when enquiring into the Mystery of Death, i.e. into the forces which are active in the universe and bring death to man, is equally valid for indicating the forces of evil. Even the forces of evil are not designed to promote evil actions within the human order—that again is only a secondary effect. If these forces did not exist in the universe man could not develop the Consciousness Soul; he would be unable to receive as he should in the course of his future evolution the forces of the Spirit Self, the Life Spirit and the Spirit Man. He must first pass through the stage of the Consciousness Soul if he wishes to receive after his own fashion the forces of the Spirit Seif, the Life Spirit and the Spirit Man. And to this end he must, in the course of the fifth post-Atlantean epoch, i.e. up to the middle of the fourth millennium, fully unite his being with the forces of death. This lies within his power. But he cannot unite his own being with the forces of evil in the same way. The forces of evil in the cosmos are such that only in the Jupiter epoch will he be able to assimilate them as he now assimilates the forces of death. One can say therefore that the forces of evil act upon man with less intensity, they take possession of only a part of his being. In order to understand the nature of these forces of evil we must not look to their external effects, but must look for evil where it reveals its true nature, where it acts as it must of necessity act, because the forces which appear as evil in the universe also play into man. And here we touch upon something that can be spoken of only with deep emotion, something we can only express if we assume at the same time that it will be received with the greatest seriousness. If we wish to enquire into evil in man we must not look for it in the evil actions of society, but in evil tendencies. We must first of all ignore completely the consequences of these tendencies which are manifested more or less in a particular individual and turn our attention to the evil tendencies themselves. The question then arises: in which men are evil tendencies active in our present fifth post-Atlantean epoch, those tendencies which, in their secondary effects, are so clearly manifested in evil actions? Which men are subject to these evil tendencies? We receive the answer to our question when we attempt to cross what is called the ‘threshold of the Guardian’ and to acquire a real understanding of the being of man. And the answer is this: since the beginning of the fifth post-Atlantean epoch, evil tendencies are subconsciously present in all men. It is precisely this influx of evil tendencies into men that marks his entrance into the fifth post-Atlantean epoch. Expressed somewhat radically one could say with every justification: he who crosses the threshold of the spiritual world discovers that there is not a crime in the calendar to which every man, in so far as he belongs to the fifth post-Atlantean epoch, is not subconsciously prone. Whether in a particular case this tendency leads to an evil action depends upon wholly different circumstances and not upon the tendency itself. If we are to tell mankind the plain unvarnished truth today, we cannot escape unpalatable facts. The pressing question then arises: what is the purpose of these forces which induce evil tendencies in man, what is the purpose of these forces in the universe when they first infiltrate man's being? They are certainly not present in the universe in order to provoke evil acts in human society. (The reason why they promote evil acts will be discussed later.) These forces of evil do not exist in the universe for the sole purpose of inducing man to commit criminal acts any more than the forces of death exist simply to bring death to man; their function is to awaken in man, when he is called upon to develop the Consciousness Soul, the tendency to open himself to the life of the spirit, as I described yesterday. Man must assimilate these forces of evil which are operative in the universe. By so doing he implants in his being the seed which enables him to experience consciously the life of the spirit. The purpose of these forces of evil which are perverted by the social order is to enable man to break through to the life of the spirit at the level of the Consciousness Soul. If he did not open himself to these tendencies to evil he would not succeed in developing consciously the impulse to receive from the universe the spirit which henceforth must fertilize the whole sphere of cultural life if it is not to perish. Our best course is to consider first of all what is to become of those forces of which the evil actions of men are a caricature and to ask ourselves what is destined to happen in the course of the evolution of mankind under the influence of these forces which, at the same time, are the source of evil tendencies. When one speaks of these things one must touch upon the very core of human evolution. At the same time they are related to the calamities that have overtaken mankind at the present time and will still befall it. For those disasters, like flashes of summer lightning, are harbingers of quite other things that are destined to overtake mankind—lightning flashes that today often reveal the reverse of what is destined to happen. These observations are not a reason for pessimism, but rather should serve to arouse us and stimulate us to action. Perhaps we shall best achieve our purpose if we start from a concrete phenomenon. I spoke yesterday of an important impulse in the epoch of the Consciousness Soul—the development of an active concern on the part of every man for his neighbour. This mutual concern for each other must grow and develop in the course of man's subsequent evolution on earth, especially in four domains. First, as man prepares his future development, he will see his fellow man in a progressively different light. Today, when a little over a fifth of the epoch of the Consciousness Soul has run its course, man still shows little inclination to see his fellow man as he will have to learn to see him in the course of the epoch of the Consciousness Soul, up to the fourth millennium. Men still ignore the most important element in others, they have no real understanding of their neighbour. In this connection they have not taken full advantage of what art has implanted in their souls in the course of their different incarnations. Much can be learned by studying the development of art and on different occasions I have given many an indication of what can be learned from the evolution of art. If one observes the symptoms, as I have urged in these lectures, it is undeniable that in almost every branch of art artistic creation and appreciation are at a low ebb. Everything that has been undertaken in the field of art in recent decades clearly demonstrates that art is passing through a period of decadence. The most important contribution of art to the evolution of mankind is the training it provides for an understanding of future problems. Every branch of culture, of course, has many ramifications and consequently all kinds of secondary effects, but art by its very nature embodies something that leads to a deeper and more concrete understanding of man. He who makes a thorough study of the artistic forms in painting and sculpture, or of the nature of the inner rhythms in music and poetryand the artists themselves often fail to do this today—he who has a deep inner experience of art is imbued with something which enables him to understand the human being in his picture-nature. In the epoch of the Consciousness Soul mankind must develop the capacity to comprehend man symbolically. You are already familiar with some of the basic principles of this symbolical understanding. When we look at the human head we are reminded of man's earliest beginnings. Just as a dream is seen as a memory of the sensible world and thereby receives its characteristic stamp, so for those who understand reality everything pertaining to the sensible world is an image of the spiritual. We must learn to perceive the spiritual archetype of man through his picture-nature. In future man will become to some extent transparent to his fellow man. The form of his head, his gait, will awaken in us an inner sympathy and understanding of a different nature from what we find in human tendencies today. For we shall only know man as an ego being when we have this conception of his picture-nature, when we can approach him with the fundamental feeling that what the physical eyes perceive of man bears the same relation to the true super-sensible reality of man as the picture painted on canvas bears to the reality which it depicts. We must develop this fundamental feeling in ourselves. We must approach man in such a way that we no longer see him as a combination of bones, muscles, blood, etcetera, but as the image of his eternal, spiritual being. Supposing a man walks past us; we would not recognize him if he did not awaken in us the realization of what he is as an eternal spiritual super-sensible being. This is how we shall see man and this is how we shall be able to see him in the future. When we perceive human forms and movements and all that is associated with them as an image of the eternal, we shall feel warmth or coldness and of necessity will gradually be filled with inner warmth or coldness. As we go through life we shall come to know man very intimately; towards some we shall feel warm, towards others cold. Worst of all will be the situation of those who evoke neither warmth nor coldness. We shall have an inner experience of others in the warmth ether that penetrates our etheric body; this will be the reaction of the enhanced interest that must be developed between men. A second factor must provoke even more paradoxical emotions in contemporary man who has not the slightest desire to accept these new ideas. But perhaps in the not too far distant future this antipathy will be transformed into sympathy for the right understanding of man. This second phase of future development will bring a totally different understanding between men. In order to achieve this the two millennia from now until the end of the fifth postAtlantean epoch will not suffice; a longer period will be necessary, reaching into the sixth epoch. Then, to the knowledge of the ego will be added a special capacity, the capacity to feel, to sense in our neighbour when we approach him his relationship to the third Hierarchy, to the angels, archangels and archai. And this will be developed through an increasing recognition that man's response to language will be different from that of the present day. The evolution of language has already passed its zenith. In reality language has already become abstract.T2 At the present time a wave of profound untruthfulness is sweeping over the world in that attempts are being made to create institutions on a linguistic basis. Men no longer have the relationship to language which reveals through language the being of man. I have quoted on various occasions an example which may serve as a first step towards an understanding of this matter.T3 I cited it again in a public lecture which I gave in Zürich because it is important to draw the attention of the public to these things. I pointed out in this lecture that a surprise awaits us when we compare the articles of Herman Grimm on the methodology of history (for he was a typical representative of Central European culture) with those of Woodrow Wilson. I carried out this comparative study most conscientiously and showed that it is possible to substitute certain passages of Woodrow Wilson for passages in Hermann Grimm, for the wording is almost identical. Equally one could exchange whole passages of Grimm on historical methodology for those of Wilson on the same subject. And yet there is a radical difference between the two which we perceive when we read them without concern for the content (for the content as such, taken literally, will have increasingly less importance for mankind in the course of their future evolution). The difference is this: in Grimm, everything, even the passages with which one may not agree, are the fruit of personal endeavour; he has wrestled with them sentence by sentence, step by step. In Wilson everything seems to be prompted by his own inner daimon which subconsciously possesses him. What is important is the source, the origin of these writings: in the one case it is directly at the threshold of consciousness, in the other case in the daimonic promptings which find their way from the subconscious into consciousness ... so that one can say: the writings of Wilson are in part the product of possession. I quote this example in order to show you that it is no longer of significance today that the words should be identical. I always feel extremely sad when friends of our movement bring me articles of some pastor or professor and say: Do look at this, it sounds quite anthroposophical! Now in our present cultural epoch even a professor who dabbles in politics may well write things which, taken literally, of course are in keeping with the realities of our time. It is not the exact words that matter, but the region of the soul whence these things arise. It is important to discover behind the words their spiritual source. All that I have said here does not spring from a desire to lay down definite principles. It is the ‘how’ that matters. It is important that these words should be permeated by that Force which derives directly from the spirit. He who finds a verbal similarity between the articles of the pastor or professor and what I have said here without feeling that my words spring from a spiritual source and are imbued with spiritual substance because they reflect the totality of the anthroposophical Weltanschauung, he who ignores this ‘how,’ fails to understand me if he does not distinguish between modern opinions that smack of Anthroposophy and Anthroposophy itself. It is of course not very pleasant to point to examples of this kind because the tendency today is often to take the opposite course. But when we speak in earnest, if our words are not intended simply as an anodyne, a kind of cultural soporific, it is a duty, it is a necessity even, not to shrink from selecting such examples, though they may be distasteful to many. For those who are in earnest about the future must be prepared to face the consequences for everyone if they ignore the fact that the world may be fated to have its organization determined by a half-baked American Professor. It is not easy to speak of realities today because many are satisfied with the life of illusion. Nonetheless one speaks of realities in those spheres where it is absolutely necessary, and where it is important, or at least should be important, for man to hear of them. Men must learn to see through words; they will have to acquire the capacity to grasp the gesture in language. Before this epoch, before this fourth millennium has run its course, men will have learnt to listen to one another differently from the way they do at the present moment; they will find in language an external expression of man's relation to the third Hierarchy, to the angels, archangels and archai, a means whereby he can attain to the super-sensible, to the spirit. And thus the soul of man will be heard through language and this will lead to a totally different community life. And a large part of the so-called forces of evil must be transformed so that it will be possible by listening to what a man says to hear the soul through the words. Then when the soul is heard through the words people will experience a peculiar sensation of colour and through this sensation of colour arising from language men of all nations will learn to understand one another. A particular sound will evoke the same sensation as the perception of the colour blue or of a blue surface. Another sound will evoke the same sensation as the perception of the colour red. The normal sensation of warmth we feel when we look at a man becomes to some extent colour when we listen to him. And we shall have to experience in ourselves what echoes from human lips to human ears on the wings of sounds. This will be experienced by man in the future. Thirdly, men will experience inwardly the emotional reactions of others. In this respect language will play an important role—and not only language. When one man confronts another he will experience in his own respiration the emotional configuration of the other. In future time respiration will adapt itself to the affective life of the person who confronts us. In the presence of one man we shall breathe more rapidly, in the presence of another we shall breathe more slowly. According to the changing rhythm of our respiration we shall feel the kind of man with whom we are dealing. Think how the social life of the community will be cemented, how intimate corporate life will become! It will be a long time, no doubt, before this goal is achieved. It will take the whole of the sixth postAtlantean epoch and the early years of the seventh epoch before respiration is adapted to the life of the soul. And in the seventh epoch, a part of what is now the fourth stage of development will be realized. That is, when men belong to a community of their own volition, they will have to ‘digest’ one another, if you will pardon this crude expression. When we are compelled to will this or that in common with another, or will to want it, we shall have inner experiences akin to those which we have in a primitive form today when we consume a certain food. In the sphere of will men will have to ‘digest’ one another, in the sphere of feeling to ‘breathe’ one another; in the sphere of understanding through language they will have to experience one another through sensations of colour. And men will come to know one another as ego-beings when they learn to see each other as they really are. But all these forces will be more inward, more related to the life of the soul. They will be fully developed only in the course of the Jupiter, Venus and Vulcan epochs. The earth evolution of mankind already demands psychic and spiritual indications of this development. The present age with its strange and calamitous development is the revolt of mankind against what is destined to follow from these developments which I have just described. Because in future all particularist tendencies in society must be abandoned, mankind rebels, and the trivial doctrine of national self determination is noised abroad. What we are witnessing today is a revolt against the divinely ordered course of evolution, a struggle to resist the inevitable. We must be aware of these things if we are to lay a firm foundation for an understanding of the Mystery of Evil. For evil is often a secondary effect of the force that must intervene in human evolution. When a locomotive that has to cover a long distance strikes a bad section of the track, it destroys the rails and comes to a halt. In its evolution mankind is moving towards the goals I have described to you. And it is the task of the Consciousness Soul to recognize that mankind must press forward consciously to these goals. But the present lines are badly laid and it will be some time before better lines are in position, for often people proceed to replace the old lines by others which are not a whit better. But, as you see, spiritual science has no wish to be pessimistic. It sets out to show man where he really stands in evolution today. But it demands nonetheless that, at least for certain solemn moments of recollection, he can renounce certain current tendencies. And because men find it so difficult to make this sacrifice, because, in spite of everything, everyone immediately reverts to his old routine, it is extremely difficult to speak frankly on these matters today. For we touch upon here—and this is characteristic of our time—problems of the nature of evil which threaten to destroy mankind today and one must constantly exhort men to wake up. Indeed, many things can only be discussed within certain limits and in consequence much will be omitted entirely or deferred to another occasion. Let us take an example that concerns us closely and do not take it amiss if I present it in the following way. A week ago I was asked to say something on the subject of the symptomatology of Swiss history. I have given the matter most careful thought from every angle. But if I, as a foreigner, were to embark upon the symptomatology of Swiss history from the fifteenth century until the present day in the presence of Swiss nationals here in Dornach, I would find myself in a very strange situation. Let me illustrate the problem from another angle. Suppose that in July of this year (1918) someone in Germany or even in Austria had described the events and personalities as people do today, imagine what an outburst there would have been if he had portrayed five, fifteen or thirty years ago, for example, the conditions in Austria today! I am aware, therefore, that I would cause grave offence if I were to speak of Swiss history as the Swiss will speak of it here in Switzerland twenty years hence. For people cannot do otherwise, given their innate conservatism, than close their ears to what must be said from the standpoint of the future. It is true that in many spheres ordinary people—and after all we must count ourselves amongst them—especially in spheres that touch them closely, are unwilling to hear the truth. They prefer an anodyne. I assure you that I would give offence if I did not temper to some extent the subject on which I have been asked to speak. In the light of further reflection I think it is best to leave matters alone for the present. For judgements which are passed now—and from which one would dissent to some extent—are reminders that, if we wish to portray certain events today, we should do as I did yesterday. When one criticizes the Russian revolution and when one describes the relationship of the bourgeoisie to the broad masses and to the more radical elements of the extreme left, any such criticism is regarded here in Switzerland as relatively harmless, as an edifying Sunday afternoon sermon and is tolerated. And then one can abandon oneself, I will not say to the illusion, but to the pious hope that what I have said will penetrate into a few souls and will prove more efficacious than the normal Sunday afternoon sermons ... although even in matters of moment, the experience of recent years has often demonstrated the contrary. But to comment on the immediate situation is not the task of one, who not being a Swiss national, would speak to the Swiss of their own history. When I gave a general survey of recent history in a public lecture in ZürichT4 I had of course to speak with a certain reserve, although I did not hesitate to indicate the radical consequences which must be drawn from the facts. It is extremely convenient for the majority of people today to look upon Woodrow Wilson as a great man, as a benefactor of mankind. But if one denies this and speaks the truth, the truth is found to be unpalatable and one is regarded as a mischief-maker! And this has always been the case with those truths which are drawn from the well-spring of the super-sensible. But today we are living in the epoch of the Consciousness Soul and it is necessary that mankind should be aware of certain truths. There is really no point in continually repeating the obvious—that people today are not receptive to spiritual ideas. The question is not whether people are receptive or not, but whether we ourselves take the necessary steps in order to bring before mankind the necessary truths when the opportunity arises. And in addition we should harbour no illusions about the receptivity of mankind to truths. We must be quite clear that, today especially, men are seldom receptive to what is vitally necessary for them ... and that they insist upon ordering the world in a way that does not correspond with the true evolutionary impulse of our epoch. Indeed one experiences the bitterest disappointments in this domain. But one accepts them without resentment, in order to learn from them what we are to do under certain circumstances. I will speak later of these matters in greater detail. It would have been a splendid thing if only a few people could have been found in Central Europe who, from an understanding of certain Masonic impulses, could have realized the significance of what I said here two years ago on the subject of secret societies. But, inevitably, there was no response. One cannot imagine a more sterile attitude than that of Central European Masonry in recent decades. This is shown by the fact, frequently mentioned, that one meets with resistance when one refuses to amalgamate in any way the teachings of spiritual science with the Freemasonry of Central Europe. On the other hand when a super windbag, the so-called Nietzsche specialist, Horneifer, appeared and talked solemn nonsense about symbolism and the like, he was taken seriously in many quarters. The deeper reason for all this is that certain demands are made upon those who wish to take up spiritual science, and this is by no means easy! One finds today advocates of a renewal of the spirit who explain to people that they need only lie down on a couch and relax and the higher ego, God, and heaven knows what else will awaken in them and then there will be no need to wrestle with these terrible concepts of anthroposophically orientated spiritual science. One need only listen to one's inner voice, surrender passively, then the higher mystical ego will manifest itself and one will feel and experience the presence of God in oneself. I have known statesmen who prefer to listen to these ‘pundits’ who recommend them to take the easy path to the higher ego rather than listen to the teachings of spiritual science. A friend told me recently that one of these pundits had said to him when he was still one of his disciples: you have no idea how stupid I am! Yet this very man who confessed to his stupidity in order to show that intelligence is not needed in order to introduce men to the primal sources of wisdom, this man has a large following everywhere. People prefer to listen to such men rather than to those who speak of the thorny path ahead if man is to understand the task of the Consciousness Soul, who tell us of four aspects of evolution or that men must experience one another through warmth, through a sensation of colour, through respiration, that they must ‘digest’ one another. In order to arrive at an understanding of this, one must swallow a whole library of books—a most unpleasant prospect! But people find this prospect unpalatable, most unpalatable! But if people find this prospect unpalatable, that is due to the impulse which is impelling our age towards catastrophe, to the tragedy of our time. This situation, however, is no cause for pessimism; rather is it a call to energetic action, to translate our knowledge into deeds. And this cannot be repeated too often. I mentioned yesterday the problem of suction and pressure in connection with the Russian revolution. I leave it to each of you to ask yourselves if this problem after all is not a matter deserving of careful reflection. Otherwise people might say: It is true that in Russia the bourgeoisie failed to unite with the peasants, but here in Germany we are more fortunate, bourgeoisie and peasants will join forces and then socialism will come into its own. But they forget that many people in Russia said the same and it is precisely because people held this view that Russia collapsed.
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204. Materialism and the Task of Anthroposophy: Lecture XVII
05 Jun 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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This gave rise to the view that for so long provoked such weighty disputes in Europe, namely, that man's ego is not actually an independent entity but is basically one with the divine universal being. The aim was to take hold of the ego. |
It is real, but not individually real. A pneumatic pantheism came about, as if the ego had no independent existence but was only a ray of the deity streaming between birth and death into what the Greeks viewed as the soul-spiritual nature. |
This shows to some extent how people of that age struggled with the approach of the I, the consciousness of the ego, the consciousness soul. This is what occurred in the span of time between the eighth century B.C. |
204. Materialism and the Task of Anthroposophy: Lecture XVII
05 Jun 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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In the course of the last few days we had occasion to refer once again to the turning point in Western civilization in the fourth century A.D. with the example of John Scotus Erigena. In the present, when so many things are supposed to change, it is particularly important to understand clearly what really happened then to the human soul constitution. For it is a fact that we too are living in an extraordinarily significant moment in humanity's evolution; it is necessary for us to pay heed to the signs of the times and to listen to the voices of the spiritual world, so that out of the chaos of the present we may find a path into the future. In the fourth century A.D., changes took place in the souls of those belonging to the leading nations and tribes, just as in our century changes in part have begun to develop, in part will still occur. And in John Scotus Erigena we have observed a personality who in a certain way was influenced by the aftereffects of humanity's world view prior to the fourth century A.D. We shall now call to mind other things that also make evident this change of character. As far as can be done in a more outward manner, we will consider from this standpoint how the study of nature developed, in particular people's views of health and illness. We shall confine ourselves, first of all, to historical times. When we ask what the views concerning nature, particularly human nature in connection with health and illness were, and look back into the early Egyptian period, we can for the first time speak of any similarity between these ancient views and ours now. Yet, in regard to health, illness, and their natural causes, these ancient Egyptians held opinions still differing significantly from ours. The reason was that they thought of their relationship with nature quite differently from the way we think of it today. The ancient Egyptians certainly were not fully aware that they were gradually separating from the earth. They pictured their own bodies—and they naturally started by considering what we call “body” in an intimate connection with the forces of the earth. We have already mentioned in the last lecture how such a concept arises, how it is that the human being pictures himself in a certain sense closely bound inwardly to the earth through his body. I referred to the ancient soul forces in order to illustrate this. It was altogether clear to the ancient Egyptians that they had to see themselves as part of the earth, similarly to how the plants must be seen as belonging to the earth. Just as it is possible to trace the course of the sap or at least the earth's forces in plants more or less visibly, so people in ancient Egypt experienced the working of certain forces that, at the same time, held sway in the earth. Therefore, the human body was seen as belonging to the earth. This could only be done because a view of the earth prevailed that was quite different from the view prevalent nowadays. The ancient Egyptians would never have thought of representing the earth as a mineral body the way we do it today. In a sense, they pictured the earth as a mighty organic being, a being not organized in quite the same way as an animal or man, but still, in a certain respect, an organism; and they considered the earth's masses of rock as a skeleton of sorts. They imagined that processes took place in the earth that simply extended into the human body. The ancient Egyptians experienced a certain sensation when they mummified the human corpse after it had been discarded by the soul, when they tried to preserve the shape of the human body by mummification. In the formative forces proceeding from the earth and forming the human body, they beheld something like the will of the earth. They were trying to give permanent expression to this will of the earth. These Egyptians held views concerning the soul that seem somewhat alien to a person of today. We shall now try to characterize them. It must be emphasized that when we go back to early Egyptian times, and even more so to the ancient Persian and Indian epochs, we find that, based on instinctive old wisdom, the doctrine of reincarnation—the return of the essential human entity in successive earth lives—was widespread. We are mistaken, however, in assuming that these ancient people were of the opinion that what we know as soul today is what always returns. Especially the Egyptian concept demonstrates that such a view did not exist. Instead, it must be pictured like this: The soul-spiritual being of man lives in spiritual worlds between death and a new birth. When the time approaches for this being to descend to the physical earth, it works formatively in the human body, in what comes through heredity from the successive generations. On the other hand, these ancient people did not think that what they bore in their consciousness during life between birth and death was the actual psycho-spiritual being that lives between death and a new birth and then shapes the human corporeality between birth and death. No, these people of antiquity pictured things differently. They said: When I find myself in the waking state from morning until evening, I know absolutely nothing of the soul-spiritual matters that are also my own affairs as a human being. I must wait until my own true being, which worked on me when I entered into earthly existence through birth, appears to me in half-sleep or in image-filled sleep, as was the case in these ancient times. Thus, the ancient human being was aware that in his waking state he was not meant to experience his actual soul being; instead, he was to look upon his true soul entity as upon an external picture, something that came over him when he passed into the frequently described dreamlike, clairvoyant conditions. In a certain sense, the human being in former times experienced his own being as something that appeared to him like an archangel or angel. Only beginning in ancient Egypt, people started to think of this inner human essence as belonging directly to the soul. If we try to characterize how the ancient Egyptians pictured this, we have to say the following. They thought: In a dream image, my soul-spiritual being appears to me in its condition between death and a new birth. It shapes the body for its use. When I look at the form of the body, I see how this soul-spirit being has worked like an artist on this body. I see much more of an expression of my soul-spiritual being in my body than if I look within. For that reason I shall preserve this body. As a mummy, its form shall be retained, for in it is contained the work the soul has done on the body between the last death and this birth. That is what I retain when I embalm the body and in the mummy preserve the image on which the soul-spiritual being has worked for centuries. By contrast, the ancient Egyptians considered the experiences of the human being in the waking state between birth and death differently: This is really like a flame kindled within me, but it has very little to do with my true I. My I remains more or less outside my soul experiences in the waking state between birth and death. These soul experiences are actually a temporal, passing flame, enkindled in my body through my higher soul being. In death, they are extinguished once again. Only then does my true soul-spirit being shine forth, and I dwell in it until the new birth. It is true that the ancient Egyptians imagined that in the life between birth and death they did not properly attain to an experience of the soul element. They viewed it as something that stood above them, enkindled their temporal soul element and extinguished it again; they saw it as something that took from the earth the earth's dust to form the body. In the mummy, they then tried to preserve this bodily form. The ancient Egyptians really placed no special value on the soul element that experiences itself in the waking state between birth and death, for they looked beyond this soul nature to a quite different soul-spirit essence, which ever and again forms new bodies and passes through the period between death and a new birth. Thus, they beheld the interplay of forces between the higher human element and the earth. They really directed their attention to the earth, for to them, the earth was also the house of Osiris. Inner consciousness was something they overlooked. The development of Greek culture, which began in the eighth century B.C., consisted precisely in man's placing an ever increasing value on this soul element that lights up between birth and death, something the ancient Egyptian still viewed as enkindled and subsequently dying flame. To the Greeks, this soul element became valuable. But they still had the feeling that in death something like an extinction of this soul element took place. This gave rise to the famous Greek saying I have characterized often from this viewpoint: "Better a beggar on earth than a king in the realm of shades." This saying was coined by the Greeks as they looked upon the soul element. To them, the latter became important, whereas it had been less significant for the ancient Egyptians. This development is connected with the view of health and illness held by the ancient Egyptians. They thought that this soul-spiritual element, which does not really enter properly into human consciousness between birth and death, builds up the human body out of the earth elements, out of the water, the air, the solid substances of the earth, and the warmth. And since the ancient Egyptians believed that this human body was formed out of the earth, they set great store by keeping it pure. During the golden age of Egyptian culture, maintaining the body in a pure state was therefore something that was especially cultivated. The Egyptians thought very highly of this body. Hence, they felt that when the body became ill, its connection with the earth was in some way disturbed, in particular its relationship to the earth's water, and this relationship had to be restored. Therefore, there were hosts of physicians in Egypt who studied the relationship of the earthly elements to the human body. Their concern was to maintain people's health and, when it was disturbed, to restore it by means of water cures and climatic treatments. Already in the heyday of Egyptian civilization, specialized physicians were at work, and their activity was principally directed at the task of bringing the human body into the proper relation with the earth's elements. Beginning with the eighth century B.C., particularly in Greek civilization, this changed. Now, the consciously experienced soul element became really important. People did not see it anymore in as close a connection with the earth as people in ancient Egypt had done. For the ancient Egyptians, the human body was in a sense something plantlike that grew out of the earth. For the Greeks, the psycho-spiritual element was the factor that held together the earth elements; they were more concerned with the way these elements in the body were held together by man's soul and spirit. On this basis developed the scientific views of Greece. We find them especially well expressed by Hippocrates, the famous Greek physician and contemporary of Phidias, Socrates, and Plato.1 This view of the importance of the human soul element, which becomes conscious of itself between birth and death, is already clearly developed in Hippocrates, who lived in the fourth century B.C. We would be very much mistaken, however, if we believed that this soul-spiritual element lived in Greek consciousness in the same way we experience it in our consciousness today. Just reflect on how poor, how abstractly poor this thing is that modern man calls his soul! When people speak of thinking, feeling, and willing, they picture them as quite nebulous formations. It is something that no longer affects the human being substantially. It had a substantial effect on the Greeks, for they had an awareness that this psycho-spiritual being actually holds together the elements of the body and causes their interplay. They did not have in mind an abstract soul element as people do today. They had in mind a full, rich system of forces that gives shape above all to the fluid element, bestowing on it the human form. The Egyptians felt: The soul-spirit being that finds its way from death to a new birth gives form to this fluid element. The Greeks felt: What I experience consciously as my soul element, this is what shapes the water; it has a need for air and then develops the circulatory organs in that form. It causes the conditions of warmth in the body and also deposits salt and other earthly substances in the body. The Greeks actually did not picture the soul separately from the body. They imagined it molding the fluid body, bringing about the presence of air through inhaling and exhaling. They pictured the soul causing the conditions of warmth in the body, the body's warming and cooling processes, the breathing and movement of the fluids, the permeation of the fluids with the solid ingredients—actually representing only about 8% of the human body. The Greeks pictured all this in full vitality. They attached special importance to the shaping of the fluids. They imagined that in turn a fourfold influence was at work in these fluids due to the forces active in the four elements, earth, water, air, and warmth. This is how the Greeks pictured it. In winter, human beings must shut themselves off from the outer world to a certain extent, they cannot live in intimate contact with it. They must rely on themselves. In winter, above all the head and its fluids make themselves felt. There the part of the fluids that is most waterlike works inwardly in the human being. In other words, for the Greeks this was phlegm or mucus. They believed all that is mucous in the human organism to be soul-permeated and particularly active in winter. Then came spring, and the Greeks found that the blood made itself felt through greater activity; the blood received greater stimulation than in winter. This is a predominantly sanguine time for human beings, emphasis is placed on what is centralized in the arteries leading to the heart and is active in the movement of fluids. In winter, it is the movement of the phlegm in the head, hence, this is the reason why the human being is then particularly inclined to any number of diseases of the mucous fluids. In spring, the blood circulation is especially stimulated. The Greeks pictured all this in such a way that matter was not separated from the soul aspects. In a sense, blood and phlegm were half soullike, and the soul itself with its forces was something half physical in moving the fluids. When summer approached, the Greeks imagined that the activity of bile (they called it yellow gall), which has its center in the liver, is particularly aroused. The Greeks still had a special view of what this is like in the human being. For the most part, people have lost this view. They no longer see how, in spring, the skin is colored by the blood's stimulation. They no longer notice the peculiar yellow tinge coming from the liver where this so-called yellow bile has its center. In the rosy flush of spring and the yellowish tinge of summer, the Greeks saw activities of the soul. When autumn came, they said: Now, the fluids having their center in the spleen, the fluids of black bile, are particularly active. In this way, the Greeks pictured in the human being movements and effects of fluids that were directly under the influence of the soul. Unlike the Egyptians, the Greeks considered the human body by itself, apart from the whole of the earth. Thus, they came closer to the inner soul configuration of the human being as it is expressed between birth and death. As this civilization progressed further, however, particularly as the Western element, the Latin-Roman element, gained ground, this view, which we find especially in Hippocrates who based his medical science on it, was to a certain extent lost. Hippocrates held that the soul-spiritual nature of man manifesting between birth and death causes these mixtures and separations of the fluids. When these do not proceed as the soul-spiritual influence intends them to go, the human being encounters illness. The soul-spiritual element actually always strives to make the activities of the fluids run their normal course. This is why the physician has the special task of studying the soul-spirit nature and the effect of its forces on the activities of the fluids in addition to observing the illness. If the activity of the physical body somehow tends to cause an abnormal mixture of fluids, then the soul element intervenes. It intervenes to the point of a crisis, when the outcome in the struggle between corporeal and soul-spiritual elements hangs in the balance. The physician must guide matters in such a way that this crisis occurs. Then, at some point in the body it will be evident that the bad fluid combination is trying to come out, to escape. Then it is the physician's task to intervene in a proper way in this crisis, which he has introduced in the first place, by removing the fluids that have accumulated in the way described above and that are resisting the influence of the soul-spiritual element. The physician accomplishes this either by means of purging or by bloodletting at the right moment. Hippocrates' manner of healing was of a quite special kind and connected with this view of the human being. It is interesting that such a view existed that pictured an intimate relationship between the soul-spirit element as expressed between birth and death and the system of body fluids. Things changed, however, when the Latin-Roman influence continued this development. This Roman element had less inclination for a full comprehension of the form and the system of fluids. This can be clearly seen in the case of the physician Galen2 who lived in the second century A.D. The system of fluids that Hippocrates saw was no longer so transparent to Galen. You really have to picture it like this: Today, you watch how a retort in a chemistry laboratory is heated by a flame underneath, and you see the product of the substances inside. For Hippocrates, the effect of the soul-spiritual element in the fluids of the body was just as transparent. What took place in the human being was to him visible in a sensory-supersensory way. The Romans, on the other hand, no longer had a sense for this vivid view. They no longer considered the soul-spiritual element that dwells in man in its connection to the body. They turned their glance in a more abstract, spiritual direction. They only understood how the soul-spiritual being can experience this spirit within itself between birth and death. The Greeks looked at the body, saw the soul-spiritual in the mixing and separating of the fluids and, to them, the sensory view in its clarity and vividness was the main thing. To the Romans, the essential thing was what a man felt himself to be, the feeling of self within the soul. To the Greeks, the view of how phlegm, blood, yellow, and black bile intermingle, how they are, in a manner of speaking, an expression of the earthly elements of air, fire, water, earth in the human being became something they saw as a work of art. Whereas the Egyptians contemplated the mummy, the Greeks looked upon the living work of art. The Romans had no sense for this, but they had an awareness for taking a stand in life, for developing inner consciousness, for allowing the spirit to speak, not for looking at the body but for making the spirit speak out of the soul between birth and death. This is connected with the fact that at the height of Egyptian civilization, four branches of knowledge were especially cultivated in their ancient form: geometry, astrology, arithmetic, and music. In contemplating the heavenly element that formed the human body out of the earth, the Egyptians imagined that this body is molded in its spatial form according to the law of geometry; it is subject to the influences of the stars according to the laws of astrology. It is involved in activity from within according to the laws of arithmetic and is inwardly built up harmoniously according to the laws of music—music here conceived not merely as musical tone elements but as something that lives in harmonies in general. In the human being. as a product of the earth, in this mummified man, the Egyptians saw the result of geometry, astrology, arithmetic, and music. The Greeks lost sight of this. The Greeks replaced the lifeless, mummified element, which can be comprehended by means of geometry, astrology, arithmetic, and music, with the living soul element, the inner forming, the artistic self-development of the human body. This is why we note in Greek culture a certain decline of geometry as it had existed among the Egyptians. It now became a mere science, no longer a revelation. The same happened with astrology and arithmetic. At most, the inner harmony that forms the basis of all living things remains in the Greek concept of music. Then, when the Latin element came to the fore, the Romans, as I said, pictured this soul-spiritual being as it is between birth and death together with the inner spirit now expressing itself not as something that could inwardly be seen but inwardly experienced, taking its stand in the world through grammar, through dialectics, and through rhetoric. Therefore, during the time when Greek culture was passing over into Latin culture, these three disciplines flourished. In grammar, man was represented as spirit through the word; in rhetoric, the human being was represented through the beauty and forming of the word; in dialectics, the soul was represented through the forming of thought. Arithmetic, geometry, astrology, and music continued to exist, but only as ancient legacies turned science. These disciplines, which in ancient Egypt had been very much alive, became abstract sciences. By contrast, the arts attached to man—grammar, rhetoric, dialectics—took on new life. There is a great difference between the way a person thought of a triangle in ancient Egypt prior to Euclid and the way people thought of it after Euclid's time. The abstract triangle was not experienced in earlier times the way it was conceived later on. Euclid signified the decadence of Egyptian arithmetic and geometry. In Egypt, people felt universal forces when they envisaged a triangle. The triangle was a being. Now, all this became science, while dialectics, grammar and rhetoric became alive. Schools were now established in accordance with the following thinking: Those people who want to be educated have to develop the spiritual potential in their already existent soul-spiritual human nature. As the first stage of instruction, they must master grammar, rhetoric, and dialectics. Then, they have to go through what remains only as a traditional legacy but forms the subjects of higher education: geometry, astrology, arithmetic, and music. These then were the seven liberal arts, even throughout the Middle Ages: grammar, rhetoric, dialectics, geometry, astrology, arithmetic, and music. The arts that came more to the fore were grammar, rhetoric, and dialectics; the arts that were more in the background, conceived by the ancient Egyptians in a living manner as they stood on a relationship to the earth, were the subjects of higher learning. This was the essential development between the eighth century B.C. and the fourth century A.D. Look at Greece in the fourth century or in the third or fifth centuries. Look at modern Italy. You find everywhere in full bloom this knowledge of the human being as a work of art, as a product of the soul-spiritual element, of life of the spirit through dialectics, rhetoric, and grammar. Julian Apostate3 was educated in approximately this way in the Athenian school of philosophers. This is how he saw the human being. Into this age burst the beginning of Christianity. But by then all this knowledge was in a certain sense already fading. In the fourth century it had been in its prime, and we have heard that by John Scotus Erigena's time only a mere tradition of it existed. What lived in the Greeks based on the view I have just characterized, then was transmitted to Plato and Aristotle who expressed it philosophically. When the fourth century B.C. drew near, however, people understood Plato and Aristotle less and less. At most people could accept the logical, abstract parts of their teachings. People were engrossed in grammar, rhetoric, dialectics. Arithmetic, geometry, astrology, and music had turned into sciences. People increasingly found their way into a sort of abstract element, into an element where something that had formerly been alive was now to exist only as tradition. As the centuries passed, it became still more a tradition. Those who were educated in the Latin tongue retained in a more or less ossified state grammar, rhetoric, and dialectics. Formerly a person would have laughed if he had been asked whether his thinking referred to something real. He would have laughed, for he would have said: I engage in dialectics; I do not cultivate the art of concepts in order to engage in anything unreal. For there, the spiritual reality lives in me. As I engage in grammar, the Logos speaks in me. As I engage in rhetoric, it is the cosmic sun that sends its influences into me. This consciousness of being connected with the world was lost more and more. Everything became abstract soul experiences, a development that was completed by Scotus Erigena's time. The ideas that had been retained from earlier times—from Plato and Aristotle—were only comprehended more or less logically. People ceased to find any living element in them. When the Emperor Constantine4 made Rome the ruling power under the pretext that he wished to establish the dominion of Christianity, everything became entirely abstract. It became so abstract that a person like Julian Apostate, who had been educated in the Athenian school of philosophy, was silenced. With an aching heart, he looked at what Constantine had done in the way of ossifying concepts and ancient living ideas, and Julian Apostate resolved to preserve this life that had still been evident to him in the Athenian schools of philosophers. Later on, Justinian ruled from Byzantium, from Constantinople, which had been founded by Constantine.5 He abolished the last vestiges of these Athenian philosophers' schools that still possessed an echo of living human knowledge. Therefore, the seven wise Athenians—Athenians they were not, they were a quite international group, men from Damascus, Syrians, and others gathered from all over the world—had to flee on order of Justinian. These seven wise men fled to Asia, to the king of the Persians,6 where philosophers had had to escape to already earlier when Zeno, the Isaurian,7 had dispersed a similar academy. Thus we see how this knowledge, the best of which could no longer be comprehended in Europe, the living experience that had existed in Greece, had to seek refuge in Asia. What was later propagated in Europe as Greek culture was really only its shadow. Goethe allowed it to influence him and as a thoroughly lively human being, he was seized with such longing that he wished he could escape from what had been offered to him as the shadow of Greek culture. He traveled to the south in order to experience at least the aftereffects. In Asia, people who were capable of doing so received of Plato and Aristotle what had been brought across to them. This is why during the sixth century Aristotle's work was translated based on the Asian-Arabic spirit. This gave Aristotle's philosophy a different form. What had in fact been attempted here? The attempt had been made to take what the Greeks had experienced as the relationship between the soul-spiritual element and the body's system of fluids, what they had seen in full physical and soul-spiritual clarity and formative force, and to raise it up into the region where the ego could be fully comprehended. From this originated the form of science tinged with Arabism, which was especially cultivated in the academy of Gondishapur8 throughout the whole declining age of the fourth post-Atlantean epoch. This form of science was brought in later centuries by Avicenna9 and Averroes10 by way of Spain into Europe and eventually exerted a great influence on people such as Roger Bacon11 and others. It was, however, a completely new element that the academy of Gondishapur meant to bestow on mankind in a manner that could not endure by way of the translation of Aristotle and certain mystery wisdom teachings, which then continued in directions of which we shall talk another time. Through Avicenna and Averroes, something was introduced that was to enter human civilization with the beginning of the fifteenth century, namely, the struggle for the consciousness soul. After all, the Greeks had only attained to the intellectual or rational soul. What Avicenna and Averroes brought across, what Aristotelianism had turned into in Asia, so to speak, struggles with the comprehension of the human I, which, in a completely different way, has to struggle upward through the Germanic tribes from below to above—I have described this in the public lectures here during the course.12 In Asia, on the other hand, the I was received like a revelation from above as a mystery wisdom. This gave rise to the view that for so long provoked such weighty disputes in Europe, namely, that man's ego is not actually an independent entity but is basically one with the divine universal being. The aim was to take hold of the ego. The I was supposed to be contained in what the Greek beheld as the being of body, soul, and spirit. Yet, people could not harmonize the above with the I. This is the reason for Avicenna's conception that what constitutes the individual soul originates with birth and ends with death. As we have seen, the Greeks struggled with this idea. The Egyptians viewed it only in this way—the individual soul is enkindled at birth, extinguished at death. People were still wrestling with this conception when they considered the actual soul element between birth and death, the true soul element. The I, on the other hand, could not be transitory in this manner. Therefore, Avicenna said: Actually, the ego is the same in all human beings. It is basically a ray from the Godhead which returns again into the Godhead when the human being dies. It is real, but not individually real. A pneumatic pantheism came about, as if the ego had no independent existence but was only a ray of the deity streaming between birth and death into what the Greeks viewed as the soul-spiritual nature. In a manner of speaking, the transitory soul element of man is ensouled with the eternal element through the ray of the Godhead between birth and death. This is how people imagined it. This shows to some extent how people of that age struggled with the approach of the I, the consciousness of the ego, the consciousness soul. This is what occurred in the span of time between the eighth century B.C. and the fifteenth century A.D., the middle of which is the fourth century A.D. People were placed in a condition where the concrete experience, which still dwelled in the mixing and the separating fluids and beheld the soul element in the corporeal being, was replaced. A purely abstract state of mind, directed more toward man's inner being, replaced this vivid element of perception. It is indeed possible to say that until the fourth century A.D., Greek culture predominated in Romanism. Romanism only became dominant when it had already declined. In a sense, Rome was predestined to exert its activity only in its dead element, in its dead Latin language, in which it then prepared the way for what entered human evolution in the fifteenth century. This is how the course of civilization must be observed. For, once again, we are now faced with having to seek the way toward knowing of the approach of spiritual revelations from the higher worlds. Once again, we must learn to struggle, just as people struggled then. We must be clear about the fact that what we possess as natural science came to us by way of the Arabs. The knowledge we have acquired through our sciences must be lifted up to Imagination, Inspiration, and Intuition. In a certain sense, however, we must also steel our faculties by means of observing the things of the past, so that we acquire the strength to attain what we need for the future. This is the mission of anthroposophical spiritual science. We must recall this again and again, my dear friends. We should acquire quite vivid perceptions of how differently the Greeks thought about soul and corporeal aspects. It would have sounded ridiculous to them if one had listed seventy-two or seventy-six chemical elements. They perceived the living effect of the elements outside and of the fluids within. We live within the elements. Insofar as the body is permeated by the soul, the human being with his body lives within the four elements the Greeks spoke about. We have arrived at the point where we have lost sight of the human being, because we can no longer view him in the above manner and focus only on what chemistry teaches today in the way of abstract elements.
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235. Karma: Karma Impulses through Recurring Earth Lives
24 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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Now, however, the ego-feeling arises in us from this whole reflection. With the mirroring of our deeds, we come to life in all the souls with whom we were associated during our earth life. On earth, our I, our ego, was like a point. Here between death and a new birth, it is reflected to us everywhere from the periphery. |
I shall, very soon, have to describe the process more in detail by taking the ego into consideration also. And now we can trace how an impulse from one life works on into other lives. |
235. Karma: Karma Impulses through Recurring Earth Lives
24 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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Today I wish, primarily, to bring before you some of the more comprehensive aspects in the development of karma, in order to be able gradually to go more and more into matters of detail. If we wish to gain insight into the course of karma, we must be able to imagine how the human being gathers his whole organization together as he descends out of the spiritual world into the physical. You will understand, my dear friends, that in the language of today there are no suitable expressions for certain processes which are practically unknown to modern civilization, and that, therefore, the expressions employed here for what takes place under certain conditions can only be approximate. When we descend out of the spiritual into the physical world for an earth life, we have, to begin with, prepared our physical body by means of the stream of heredity. We shall see how this physical body is, nevertheless, connected in a certain sense with what the human being experiences between death and a new birth. Today, however, it will suffice if we are clear about the fact that the physical body is given to us from the earth; on the other hand, those members which we may describe as the higher members of the human being—the ether body, astral body, and ego—come down from the spiritual world. The human being attracts, so to speak, the ether body out of the whole universal ether before he unites himself with the physical body which is given to him by heredity. The union of the soul-spirit man—i.e. ego, astral body, and ether body—with the physical human embryo can ensue only through the gradual withdrawal of the ether body of the maternal organism from the physical human embryo. The human being, thus, unites himself with the physical germ after having attracted his ether body out of the common universal ether. The more precise descriptions of these events will occupy us later. At present we are to interest ourselves mainly in asking: Whence come the individual members of human nature which the human being possesses during earth life between birth and death? The physical organism comes, as we have seen, from the stream of heredity, the etheric organism out of the universal ether from which it is attracted. The astral organism—of which the human being remains, we might say, in all respects unconscious or only sub-consciously aware during his earth life—this astral body contains all the results of the life between death and a new birth. And it is a fact that between death and a new birth, according to what the human being has become through his preceding earth lives, he comes, in the most manifold way, into relationship with other human souls who are also in the life between death and a new birth, or with other spiritual beings of a higher cosmic order who do not descend to earth in a human body, but have their existence in the spiritual world. All that a man brings over from his former lives on earth according to what he was, according to what he has done, all this is met by the sympathy or antipathy of the beings whom he learns to know while he passes through the world between death and a new birth. What sympathies and antipathies he meets among the higher beings according to what he has done in his preceding earth life is of great significance for karma during this period; but, above all, it is of deep significance that he comes into relationship with those human souls with whom he was in relationship on earth, and that a peculiar reflection takes place between his own nature and the nature of the souls with whom he had this relationship. Let us assume that someone has had a good relationship with a soul whom he now encounters again between death and a new birth. All that the good relationship implies had lived in him during former earth lives. Then this good relationship is reflected in the soul, when this soul is encountered between death and a new birth. And it is really true that the human being during this passage through the life between death and a new birth sees himself reflected everywhere in the souls with whom he is now associated because he was associated with them on earth. If he did good to a human being, something is mirrored to him from the other soul; if he did him an evil turn, something is likewise mirrored to him from the other soul. And he has the feeling—if I may use the word “feeling” with the reservation made at the beginning of these observations—he has the feeling: “You have advanced this human soul. What you have experienced through advancing him, what you then felt for this soul, that impulse in your feelings which led to your attitude toward him, your own inner experiences in performing the deed that advanced this soul, come back to you from him. They are reflected to you from this soul. In another case you have injured a soul; what has lived in you during this injury is reflected to you.” And the human being has actually spread out before him, as though in a mighty and wide-extending reflector, his previous earth lives, but chiefly the last one, mirrored from the souls with whom he was associated. And we gain the impression, just in regard to our life of action, that all that is departing from us. We lose the ego-feeling which we had on earth in the body, or we really lost it a long time ago between death and a new birth. Now, however, the ego-feeling arises in us from this whole reflection. With the mirroring of our deeds, we come to life in all the souls with whom we were associated during our earth life. On earth, our I, our ego, was like a point. Here between death and a new birth, it is reflected to us everywhere from the periphery. This is an intimate association with other souls, but an association in accordance with the relations into which we have entered with them. And in the spiritual world all this is a reality. If we go through a room hung with many mirrors, we see ourselves reflected in each one. But we also know that the reflections—according to ordinary human parlance—are “not there;” when we depart they do not remain; we are no longer reflected. But that which is reflected there in human souls remains as something present. And there comes a time in the last third of the life between death and a new birth when we form our astral body out of these mirrored images. We draw all this together to form our astral body, so that, in truth, when we descend from the spiritual world into the physical, we carry in our astral body what we have taken up again into ourselves, in accordance with the reflection to which our actions of the former earth life have given rise in other souls between death and a new birth. This gives us the impulses which impel us toward or away from the human souls with whom we are born again at the same time in the physical body. In this way, between death and a new birth, the impulse for the karma of the new earth life is fashioned. I shall, very soon, have to describe the process more in detail by taking the ego into consideration also. And now we can trace how an impulse from one life works on into other lives. Let us take, for example, the impulse of love. We can perform our deeds in relation to other human beings out of that impulse which we call love. There is a difference whether we perform our acts out of a mere sense of duty, of convention, of decency, or the like, or whether we perform them out of a greater or lesser degree of love. Let us assume that during an earth life a human being is able to perform actions warmed through and through by love. This, indeed, remains as a real force in his soul. What he now takes with him as result of his deeds, what is mirrored there in the other souls, comes back to him as a reflection. And from this he forms his astral body with which he descends to the earth. There the love of the former earth life, the love which has streamed out of him and which now returns to him from other human beings, transforms itself into joy. So that, when the human being does something for his fellow-men that is sustained by love, something in connection with which love streams out of him and accompanies the deeds which advance his fellow-men, then the metamorphosis in the passage through life between death and a new birth is of such a character that what is outpouring love in one life on earth is, in the next earth life, transmuted, metamorphosed, into joy streaming toward him. If you experience joy, my dear friends, through a human being in one earth life, you may be sure it is the outcome of the love which you have shown for him in a former life. This joy now flows back again into your soul during earth life. You know this inwardly warming feeling of joy. You know what meaning joy has in life, especially the joy which conies from human beings. It warms life, it sustains life, we may say that it gives wings to life. It is karmically the result of love bestowed. In our joy, however, we again experience a relation to the other human being who gives us joy. So that in our former earth lives we have had something within us that made the love flow out from us; in our subsequent earth lives we already have, as a result, the inward experience of the warmth of joy. And that is again something that streams from us. A human being who is allowed to experience joy in life, is of importance to his fellow-men, has warming significance. A human being who has cause for going joylessly through life behaves differently toward his fellow-men from the one who is permitted to go through life joyfully. But what is experienced in joy in the life between birth and death is reflected again in the souls of the most various kinds with whom we were associated on earth and who are now also in the life between death and a new birth. And this reflection, which in manifold ways then comes back to us from the souls of the human beings known to us on earth, this reflection works back in turn. We carry it again in our astral body when we descend into the next earth life—we are now dealing with the third earth life. Once more it is instilled, imprinted, in our astral body. And it now becomes in its result the underlying basis, the impulse for a quick and ready understanding of human beings and the world. It becomes the basis for that soul condition which sustains us by virtue of our having the ability to understand the world. If we find the conduct of human beings interesting and can take joy in it, if we understand their conduct and take interest in it in a given incarnation on earth, then that directs us back to the joy of our previous incarnation, to the love of our still earlier incarnation. Human beings who are able to go through the world with a free and open mind, so that the free and open mind permits the world to flow into them, so that they have an understanding for the world, these are human beings who have gained this attitude to the world through love and joy. What we perform in our deeds out of love is altogether different from what we do out of a rigid and dry sense of duty. You know, indeed, that I have always emphasized in my books that the deeds springing from love are to be understood as the truly ethical, as the truly moral deeds. I have often been compelled to indicate the great contrast, in this regard, between Kant and Schiller. Kant, both in life and in knowledge, “kantified” [Kante in German means a hard edge or angle. (Note by translator)] everything. Through Kant, everything in knowledge became sharp and angular; and thus, also human conduct. “Duty, thou great and exalted name, thou who containest nothing of pleasure, nothing that curries favors ...” this passage I quoted in my Philosophy of Spiritual Activity to the pretended vexation—not the sincere, but the pretended, hypocritical vexation—of many opponents, and I opposed to it what I must acknowledge to be my view: “Love, thou impulse that speaketh warmly to the soul. ...” Over against the dry and rigid Kantian concept of duty, Schiller coined the expression: “Gladly I serve my friends; yet alas, I do it with pleasure, wherefore it oftentimes vexes me that I am not virtuous,” For, according to the Kantian ethics, that which we do out of inclination is not virtuous, but only that which we do out of the rigid concept of duty. Now, there are human beings who, in the first place, do not attain to love. But, because they cannot tell their fellow-man the truth out of love (for if we love a human being we tell him the truth, and not lies), because they are unable to love, they tell the truth out of a sense of duty; since they cannot love, they refrain, merely out of a sense of duty, from thrashing their fellow-man, or boxing his ears, striking him, or doing something similar, when he does anything they do not like. There is, indeed, a difference between the deeds of love and acting out of a rigid sense of duty—which, to be sure, is absolutely necessary in social life, necessary for many things. Now, the deeds that are done out of a rigid concept of duty, or out of convention or propriety, because it is “the proper thing to do,” will not call forth joy in the next earth life, but in that they pass in the same way through the reflection by the souls, as I have described it, they call forth in the next earth life something which we might describe as follows: We sense that we are an object of indifference to other human beings. Many a person carries through life the sense that he is an object of indifference to other human beings and suffers from it. And rightly he suffers from it, if he is of no concern to other human beings, for human beings are there for one another, and the human being is dependent upon not being a matter of indifference to his fellow-men. What the human being thus suffers here is simply the result of the lack of love in a former earth life where he behaved as a decent human being because of the rigid duty which hung over him like the sword of Damocles—I will not say, a sword of steel, for that would be disquieting for most dutiful people, but just like a wooden sword of Damocles. We have now reached the second earth life. That which comes as joy from love becomes in the third life, as we have seen, a free and open heart, bringing the world near to us, giving us open-minded insight into all things beautiful and true and good. That which streams to us as indifference from other human beings, and what we experience thereby in one earth life, fashions us for the third, that is to say for the next earth life, into a human being who does not know what to do with himself. When such a person enters school, he is at a loss what to do with that which the teachers impart to him. When he grows a little older, he does not know whether to become a locksmith or Privy Councilor. He does not know what to do with himself in life. He actually drifts aimlessly through life without direction. In regard to his observation of the outer world, he is not exactly dull. Music, for instance, he understands well enough, but it gives him no pleasure. It is, after all, a matter of indifference to him whether the music is more or less good or more or less bad. To be sure, he feels the beauty of a painting or other work of art, but there is always something in his soul that irritates him: “What is the good of it, anyhow? To what purpose is all this?” These, in turn, are the things that make their appearance in karmic connection in the third earth life. Now let us assume, however, that out of hate or an inclination to antipathy a human being does certain injuries to his fellow-men. Here we may imagine every conceivable degree. One individual with criminal feelings of hatred may harm his fellow-men. Or—I am omitting the intermediate stages—he may be a critic. To be a critic, one must always hate a little—unless one is a praising critic, and such critics are few nowadays, for it is not interesting to show recognition of other people's work; it becomes interesting only when one can make fun of things. Now, there are all manner of intermediate stages. But we have here to think of human deeds which proceed from a cold antipathy—antipathy about which we are often not at all clear—or, at the other extreme, from hatred. All that is brought about in this way by human beings against their fellow-men or even against sub-human creatures, all this vents itself in soul conditions which in turn also mirror themselves in the life between death and a new birth. And then, in the next earth life, out of the hatred is born that which streams to us from the world as sorrow, as unhappiness caused from without, as the opposite of joy. You will reply: “But really, we experience so much sorrow; is that all due to hatred, greater or lesser hatred, in our preceding life? I cannot possibly imagine”—a man will be apt to say—“that I have been such a bad lot, so that I must experience so much sorrow, because I have hated so much.” Well, if we wish to think without prejudice on these things, we must become aware of how great is the illusion which gives us satisfaction and to which, therefore, we easily surrender if it is a question of our suggesting away from our conscious mind any feeling of antipathy against other human beings. People really go through the world with far more hatred than they think—at least, with far more antipathy. And it is a matter of fact that hatred, because it gives satisfaction to the soul, is not as a rule consciously experienced. It is eclipsed by the satisfaction it gives. But, when it returns as sorrow which streams to us from without, then we notice it, as sorrow. But just consider for a moment, my dear friends—in order to represent in a quite trivial fashion what is present there as a possibility—think of an afternoon-tea chatter, a real, a genuine gossiping tea party where half a dozen (half a dozen is quite enough) “aunts” or “uncles”—it can be uncles, too—or “cousins,” if you will, are sitting together discussing their fellows. Just think how many antipathies are unloaded on human beings, say, in the course of an hour and a half—often it is longer. While this antipathy pours out, people do not notice it; but when it returns in the next earth life, then it will, indeed, be noticed. And it returns, inexorably. Thus, in actual fact, a portion—not all; we shall still become acquainted with other karmic connections—a portion of what we experience in one earth life as sorrow caused from outside may very well be due to our feelings of antipathy in a former earth life. In connection with all this we must, naturally, always realize that karma, that some sort of karmic stream, must begin at some time, somewhere. So that, if you have here, for example, a succession of earth lives: a b c (d) and this (d) is the present life; not all pain, naturally, that falls to our lot from without need be due to our former earth lives. It may also be an original sorrow, which will work itself out karmically only in the next earth life. I say, therefore, that a large part of that sorrow which streams to us from outside is a result of hate which was brought into being in former earth lives. If we now proceed again to the third earth life, the result of what streams to us there as sorrow—but only the result of that sorrow which comes to us, so to speak, out of stored-up hate—the result of this sorrow which then unloads in our soul is, in the first place, a kind of mental dullness, a sort of dullness in the capacity of insight into the world. If you have a human being who confronts the world phlegmatically and with indifference, who does not confront the things of the world, or other human beings, with an open heart, the fact is, very often, that he has acquired this obtuseness of mind through the sorrow of a previous earth life, caused in his own karma. This sorrow, however, when it expresses itself in this way in obtuseness of soul must be retraced to the feelings of hatred which occurred at least in the second earth life prior to this one. We can be absolutely sure that stupidity in any one earth life is always the consequence of hatred in a certain former earth life. Yet, my dear friends, the understanding of karma shall not rest only on the fact that we comprehend karma for the purpose of understanding life, but that we are also able to comprehend it as an impulse of life, that we are conscious that with life there is not merely an “a, b, c, d,” but also an “e, f, g, h,” a, b, c, (d), e, f, g, h that there are also earth lives still to come, and that what we develop as the content of our soul in a present earth life will have its effects, its results, in the next earth life. If any one wishes to be especially stupid in his second earth life after this one, he need, really, only hate a great deal in this present earth life. But, if someone wishes to have a free and open insight in the second earth life after this one, he need only love with special intensity in this earth life. And insight into karma, knowledge of karma, gains real value only through the fact that it flows into our will for the future, that it plays a role in this will for the future. And it is true in every respect that the moment is now at hand in the evolution of mankind when the unconscious can no longer continue to be effective in the same way it was effective previously, while our souls were passing through previous earth lives, for human beings are becoming constantly freer and more conscious. Since the first third of the fifteenth century we have been in the age in which human beings are continually becoming freer and more conscious. Hence, those individuals who are human beings of the present time will have in a subsequent earth life a dim feeling of previous earth lives. And just as the modern man, if he notices that he is not very bright, does not ascribe this to himself, but to his natural lack of ability—the cause of which he usually seeks in his physical nature in accordance with the theories of modern materialism—so will the human beings who will be the re-incarnated human beings of the present time, have at least an obscure feeling which will worry them. If they are not very bright, they will feel that something must have taken place which was connected with feelings of hate and antipathy. And, if we speak today of a Waldorf School pedagogy, we must naturally take into account the present earth civilization. We cannot yet educate in complete frankness in such a way that we consciously employ repeated earth lives in education, for modern human beings have not yet even a dim feeling for repeated earth lives. The beginnings, however, that have been made just in the Waldorf School pedagogy, if they are taken up, will continue to develop in the coming centuries with the result that the following will be included in ethical, moral education: If a child has little talent, it is due to former earth lives in which it has hated intensely, and we shall then, with the help of spiritual science, seek out whom it might have hated. For the human beings who were hated, and against whom deeds were committed out of hate, must be rediscovered somewhere in the child's environment. Gradually, in coming centuries, the education of a child will have to be related far more definitely to human life. We shall have to see, in regard to this dull child, whence that is reflected or has been reflected in the life between death and a new birth, which goes through a metamorphosis resulting in unintelligence in this earth life. We shall then be able to do something to the end that in childhood a special love is developed for those human beings for whom the child felt specific hatred in former earth lives. And we shall see that through such a specifically aroused and directed love, the child's intellect, nay, the child's whole soul state, will brighten. It is not in general theories about karma that we shall find what can aid education, but in looking concretely into life in order to see what the karmic connections are. We shall soon notice that the fact that children are brought together in a school class by fate is, indeed, not something to be regarded with complete indifference. And when we shall have risen beyond the hideous carelessness that prevails in these things nowadays, when the “human material”—for so it is often called—which is thrown together in a school class is actually conceived as though it were thrown together by mere chance, not as though destiny had brought these human beings together,—if we shall have risen beyond this appalling indifference, we shall then gain a new outlook as educators, we shall then be able to perceive what strange karmic threads are spun from one child to the other as a result of former lives. And we shall then bring into the children's development that which can effect equalization. In a certain respect, karma is under the domination of an inexorable necessity. Out of an inexorable necessity we are able definitely to establish the sequence:
These are unconditional connections. Although it is true that we are confronted by an absolute necessity when a river follows its course, yet we have frequently regulated rivers, have given them a different course. So in like manner is it also possible to regulate, if I may say so, the karmic stream, to affect its course. Indeed, this is possible. Thus, if you notice that in childhood there is a tendency to idiocy, and if you then realize the necessity of guiding the child, especially of developing love in his heart, if you discover—and this should be possible even today for people with a fine observation of life,—if you discover to which other children the child is karmically related, and if you are able ![]() to bring the child to the point of loving just these children, to perforin deeds of love for them, you will then see that you are able with love to give a counterweight to antipathy, and that you are able by means of it to correct this idiocy in the next incarnation, in the next earth life. There are educators, trained, as it were, by their own instinct, who often do some such thing out of their instinct, who bring dull-witted children to the point where they are able to love, and thus educate them by degrees to become more intelligent human beings. It is such things that make our insight into karmic connections of service to life.
Before we go further in considering the details of karma, yet another question will have to confront our souls. Just ask yourself: What is a human being really with whom—in general, at least—we may know ourselves to be karmically related? I must use an expression which is often used today rather ironically: such a man is a “contemporary”; he is on the earth at the same time that we are. If you bear this in mind, you will say to yourself that, if you are associated with certain human beings in one earth life, you were associated with them in a previous earth life also (generally speaking, at least; matters may, of course, be somewhat shifted). And you were, likewise, associated with them in a still earlier life. (See Figure V) Now, those individuals, who live fifty years later than you, were associated in turn with human beings in former earth lives. Generally speaking, the human beings of, let us say, the B series do not, in accordance with the thought we have developed here, come in contact with the human beings of the A series. This is an oppressive thought, but a true one. ![]() I shall later speak about other debatable questions, such as arise, for instance, through the fact that people often say that humanity multiplies on the earth. Today, however, I should like to place the following thought before you; it is, perhaps, an oppressive thought, but it is none the less a true one. It is an actual fact that the continued life of men on earth takes place in rhythms. One shift of human beings—if I may put it so—proceeds, as a general rule, from one earth life to another; another shift of human beings does the same, and they are in a certain sense separated from one another; they do not come together during earth life. To be sure, in the long intervening life between death and a new birth they do come together; but for earth life it is, indeed, a fact that we descend to the earth with a limited circle of people. To be “contemporaries” has an inner meaning, an inner importance just for repeated earth lives. Why is it so? I can assure you, this question which, in the first place, may occupy us intellectually, has caused me the greatest imaginable pain in the field of spiritual science, because it is necessary to discover the truth regarding this question, the inner nature of the facts. And thus, we may ask ourself—forgive my using an example which really concerns me only as a matter of research—we may ask ourself the question: “Why were you not a contemporary of Goethe's? By your not a contemporary of Goethe's you can, according to this truth, conclude on general principles that you have never lived with Goethe on the earth. Goethe belongs to another shift of human beings.” What really lies behind this? Here we must reverse the question. But to do so we must have an open, liberal mind for human social relationships. We must be able to ask ourself a question—and I shall have very much to say in the near future about this question—we must be able to ask ourself the question: What is it really to be another man's contemporary? What is it, on the other hand, to be able to know of him only from history, so far as the earth life is concerned? What does this mean? Well, my dear friends, we must have an open, liberal mind in order to answer the intimate question: “How do matters stand with regard to all the inner accompanying phenomena of the soul when a contemporary of yours speaks to you, performs actions which come near you? How do matters stand?” And, after having acquired the necessary knowledge, you must then be able to compare this with what the situation would be were you to come into contact with a personality who is not your contemporary, perhaps has never been such in any life on earth, and whom you may, nevertheless, revere to the highest degree, much more, perhaps, than any of your contemporaries—what would be the situation were you to encounter this personality as a contemporary? In a word—pardon the personal note—what would the situation be, had I been a contemporary of Goethe? If you are not an indifferent kind of person—naturally, if you are an indifferent person and have no comprehension of what a contemporary can be, you cannot very well answer such a question—then you can ask the question: “How would it be if I, walking down the Schillergasse in Weimar toward the Frauenplan, had seen the fat Privy Councilor approaching me, say in the year 1826, 1827?” Now, we know quite well, we could not have stood it. Our contemporary we can stand. If the one with whom we cannot be contemporary were, nevertheless, our contemporary, we should not be able to endure him; he would, in a certain sense, act like a poison on our soul life. We endure him as a historical character, because he is not our contemporary, but our successor or predecessor. Of course, if we have no feeling for such things, they remain in the unconscious. We can well imagine that a certain man has a fine feeling for the spiritual and knows that, had he walked down the Schillergasse in Weimar toward the Frauenplan, and had he, as a contemporary, encountered the fat Privy Councilor Goethe with the double chin, he would then have felt himself in an inwardly impossible state. The one, however, who has no feeling for such things—well, he would, perhaps, have taken off his hat! These things, my dear friends, do not derive from the earth life, be- cause the reasons why we cannot be the contemporary of some particular man are not to be found within earth life, because here we must penetrate with our preception into the spiritual relationships. This is why, for earth life, such things appear at times paradoxical. Nevertheless, they are facts, most certainly facts. I can assure you that I wrote with genuine love an Introduction to Jean Paul's works, published in the Cotta'sche Bibliothek der Weltliteratur. Yet, if I had ever had to sit side by side with Jean Paul at Bayreuth—without doubt, I should have had a stomach ache. That does not hinder us from having the highest reverence. But such an experience comes to every human being, only, with most people it remains in the subconscious, in the astral or in the ether body; it does not take hold of the physical body. For the soul experience which must seize upon the physical body must, indeed, become conscious. But the following must also be clear to you, my dear friends: If you wish to gain knowledge of the spiritual world, you cannot escape hearing things which seem grotesque and paradoxical, because the spiritual world is different from the physical. It is, of course, easy enough for anyone to ridicule the statement that if I had been a contemporary of Jean Paul's, it would have given me a stomach ache to sit in his company. It goes without saying that for the everyday, banal, philistine world of earthly life ridicule is to be expected. But the laws of the banal, philistine world do not hold good for spiritual relationships. If we wish to understand the spiritual world we must accustom ourselves to think with other thought forms; we must be prepared to experience many quite surprising things. When, in our everyday consciousness, we read about Goethe, we may naturally feel impelled to say: “How I should like to have known him personally, to have shaken hands with him!” and so on. That is thoughtlessness, for there are laws according to which we are predestined for a certain epoch of the earth in which we can live. Just as we are preconditioned to stand a certain pressure of the air in our physical body, and therefore cannot rise above the earth beyond a certain height where the pressure is not agreeable, so is a man who is predestined for the twentieth century unable to live at the time of Goethe. These were the things which, at the outset, I wished to bring forward about karma. |
243. True and False Paths in Spiritual Investigation: Knowledge of the World of Stars.
18 Aug 1924, Torquay Translated by A. H. Parker Rudolf Steiner |
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—From observation we are aware that the thoughts which a human being communicates through writing react upon his whole being. They first present in his Ego, are then transmitted to the astral body which executes its movements exactly as the Ego determines. |
These types are mediums. Because their Ego is suppressed such mediums take up into themselves these malleable elementary beings of the spiritual world who have learned the movements of writing from the Moon beings. |
The subjects of his experiments were certain mediumistic types, negative psychics, who, in a state of diminished consciousness, when the Ego had been suppressed, were ideal material for elementary beings by virtue of their fluid skin emanations. |
243. True and False Paths in Spiritual Investigation: Knowledge of the World of Stars.
18 Aug 1924, Torquay Translated by A. H. Parker Rudolf Steiner |
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In the last lecture we saw how man learns to command his different life-periods and to review them with spiritual vision. He thus attains to Inspiration through which he can raise his consciousness step by step to full communion with the world of stars. This world must be understood, of course, as an expression, a revelation, of purely spiritual beings and purely spiritual facts. In order to open the doors to the spiritual world and to undertake investigations into that world, strenuous efforts must be made to develop the necessary states of consciousness and the necessary psychic condition. We should not harbour the illusion that we can achieve spiritual insight through the instrument of normal consciousness. A few specific examples will serve to illustrate my point. Before indicating the potential sources of error in spiritual investigations, I should like to make the following introductory remarks. When a person undertakes serious spiritual training which unlocks the doors to the spiritual world and enables him to perceive—and if I may use the expression—to hold converse with the spiritual world, he realizes that the historical evolution of mankind shows wide differentiations, notable differences of spiritual background. Our present epoch which we may call the Michael epoch for reasons which I shall indicate later, begins in the last third of the nineteenth century, in the eighteen-seventies approximately. This epoch was preceded by an epoch that lasted for three or four centuries. To those with spiritual knowledge this earlier epoch was totally different in character. This epoch, in its turn, was preceded by another, again of an entirely different nature. When, therefore, with Initiation-knowledge we look back into the past, we find that particular epochs evoke totally different impressions. I have no wish to describe these impressions in the abstract; I should like to illustrate them by concrete examples. In the course of these lectures I have spoken of personalities who played their various rôles in the evolution of humanity. I have mentioned, for example, Brunetto Latini, the famous teacher of Dante, the teachers of the School of Chartres, Bernardus Silvestris, Alanus ab Insulis and Joachim of Fiore. And I could speak of hundreds of other personalities of the ninth to the twelfth centuries and even of the thirteenth century. Each of these personalities was characteristic of his epoch. When a person who wishes to investigate the history of mankind from the standpoint of Spiritual Science studies, for example, the epoch of Dante or Giotto, i.e. the pre-Renaissance epoch, he feels that it is imperative to consort in the spiritual world with human beings, with discarnate human souls; he must meet face to face, metaphorically speaking, the human souls living between death and rebirth. In Initiation-knowledge we have a definite feeling that our spiritual relationship to an individuality such as Brunetto Latini must be as personal as our relationship to our fellowmen in the physical world. I have tried to suggest this in the descriptions I have already given. Therefore in speaking of Joachim of Fiore and Brunetto Latini I depicted this epoch in such a way that it was evident that I felt the need to give my characterization as far as possible a personal touch. In the following epoch which extends to the last third of the nineteenth century, the situation is quite different. In this epoch there is much less need for the Initiate to enter personally or individually into relationship with the discarnate souls we wish to contact. We would prefer to see them in their total environment; we do not feel the need to approach them directly, but rather to make contact with them in some way through earthly knowledge, through ordinary consciousness. You will forgive me if, at this point, I introduce something from direct personal experience. In this case, the personal experience is entirely objective. The epoch preceding our own was the age of Goethe and for decades I was engaged in the study of his works. I particularly wanted to approach Goethe in the first place through his scientific writings and through natural science in general. Only in later years did the need arise to have direct contact with him as a spiritual being in the spiritual world. But it was first necessary to experience him after his death in his total relationship to the Cosmos as a stellar being, so to speak, not as an individual personality. On the other hand, when we wish to make spiritual contact with a personality such as Brunetto Latini, or with those who were concerned with the study of nature in that epoch, we feel an immediate need to exchange ideas and opinions with them personally, in intimate spiritual communion. This is a very important distinction and is connected with the fact that the inner spiritual character of the two epochs is totally different. Today we are living in an age when man, indeed the whole of humanity, has a unique opportunity of apprehending spiritual truths directly, an age when Initiation Science becomes common property. This epoch which has only just begun must not be permitted to run its course without a spiritual recognition on the part of the cultured classes of the major facts which are accessible to them, not mundane, physico-sensible facts, but spiritual facts. From now on our epoch must energetically pursue a spiritual science that is directly associated with the spiritual world, otherwise mankind will not be able to fulfil its appointed task. We must enter more and more into a spiritual epoch. In the preceding epoch other forces exercised a predominant influence in human evolution. And when we speak from the standpoint of genuine stellar knowledge we are able to say: in the epoch upon which we entered in the seventies of last century, it is above all the spiritual forces emanating from the Sun which must exercise a major influence in everything in the psychic and physical life, in science, religion and art. In our epoch the influence and activity of the Sun forces must become progressively more widespread. For those with real knowledge the Sun is not the globe of gas described by modern physics, but an aggregate of spiritual beings. And the most important spiritual beings, who radiate the spiritual, as the sunlight radiates physically and etherically, are grouped round a Being who, in accordance with ancient Christian-Pagan or Christian-Judaic terminology, may be designated as the Michael being. Michael works from the Sun. The spiritual influences from the Sun can also be called the influences of Michael and his hosts. In the epoch preceding our own it was not the Sun forces, but the Moon forces which were the driving forces behind man's life, activity and search for knowledge. The Moon forces were the driving forces behind the epoch which ended in the eighteen-seventies after lasting for three or four centuries. In this epoch the leading beings who influenced the evolution of Earth and man were grouped round a Being called Gabriel, to adopt the ancient terminology. We could equally well choose another name—the terminology is of minor importance—but it would be best to keep to the name Gabriel, in accordance with the Christian-Judaic tradition. Thus, in the way I have indicated, we are made aware of the spiritual activity in man that is derived from the world of stars. If, through Initiation-knowledge, we ascertain what works in man from birth to the change of teeth, we gain insight into the activities of the Moon in the Cosmos, in other words, through the inspired retrospective survey of the first years of childhood, we acquire knowledge of the Gabriel epoch when the Moon influences are particularly active. On the other hand, in order to perceive the peculiar characteristics of an epoch such as our own, we must be more mature, have reached the forties and be able to look back upon the formative forces within us between our twentieth and fortieth years, or more precisely, between the ages of twenty-one and forty-two. Consequently, in the epoch preceding our own it was the very young children who played a decisive rôle in the cosmic direction of the world. The forces of the Gabriel epoch were already foreshadowed in the impulses operative in early childhood. In our epoch it is the men in their twenties or thirties who are destined to receive the impulses from the Sun forces; it is the adults who have a vitally important part to play in the cosmic guidance of the whole world. These facts are the practical consequence of direct spiritual perception which I described to you the day before yesterday. They are not empty theories, but fruits of actual perception. You will realize, therefore, that for an understanding of the Gabriel epoch which preceded the present Michael age there was no particular need to encounter personally the discarnate souls of that epoch. One felt like a little child face to face with a grown-up, because one had to confront these souls with the inspired perception of the earliest years of childhood. It is quite different when we are investigating the preceding epoch, the epoch of Alanus ab Insulis, Bernardus Silvestris, Joachim of Fiore, John of Hanville and Brunetto Latini. This age was dominated by forces which man acquires when he reviews in retrospect what is working within him in the period between the change of teeth and puberty. These are the Mercury forces. He experiences something of extraordinary significance when, starting from this life-period, he develops the corresponding organs for perception of the spiritual. Between the time of the change of teeth and puberty man is a child who is eager to learn, and when he perceives with the organ of this life-period, he experiences once again the child's enthusiasm. Hence he wishes to encounter personally those who belong to this epoch. And he does so with the knowledge born of Initiation. He would like to confront a personality such as Brunetto Latini just as a child of ten or twelve confronts his superior, his teacher or instructor. When man possesses true Initiation-knowledge he is not unconscious of things of the phenomenal world. He is both an adult and a child eager for knowledge. He confronts Brunetto Latini on a footing of equality, yet with an intense eagerness to learn from him. The Initiation-knowledge of the age back from the fifteenth to the eleventh century takes its particular colouring from this relationship. It is an age in which the main impulses for the Earth and humanity are given by Mercury. The Being round whom everything revolved, the Being of special significance in this age, was known under the ancient name of Raphael. Raphael is Mercury in the age that preceded the Renaissance, the age of Dante and Giotto. We feel we would like to know personally precisely those who are little known to history, those whose names are not recorded. When we are familiar with the teachings of Spiritual Science this epoch evokes in us a strange response. First, we are annoyed that the text-books have so little to say about Brunetto Latini or men such as Alanus ab Insulis; we should like to be given more historical facts. Then, as we extend our horizon, we are glad and thankful that orthodox history is silent. For the documentation of external history is only fragmentary. Imagine how our epoch would appear in the eyes of posterity if newspaper articles on the subsidiary branches of historical knowledge were held to be the sole valid testimony. We can only be thankful that we are not disturbed by the limited information given in encyclopaedias about these personalities. And with all the means at the disposal of the Anthroposophical Society today, we try to make spiritual contact with these men and report all that can be ascertained about them from the standpoint of Spiritual Science. In this context it is most important to be in touch with those personalities who were associated with nature knowledge in the Raphael epoch. A deeper knowledge of nature, a deeper understanding of medicine can be communicated through many a personality who, to clairvoyant perception, emerges out of the spiritual twilight of this age (from the ninth to the fifteenth centuries) and can inform us of the current conceptions of matter and of the current ideas of man's relationship to the whole Cosmos. When we look into this age with spiritual vision, we meet with many personalities who are unknown because their names have not been handed down to posterity, yet these personalities exist in reality. Many of these personalities appear before us and we say: there stands “Paracelsus major,” but we have no record of his name, whilst “Paracelsus minor” lived in a later age, in the Gabriel epoch, and had reminiscences of the nature wisdom of Paracelsus major, though no longer in the pure, sublime and spiritual form of Paracelsus major. Then “Jacob Boehme minor” appears before us in the later Gabriel epoch. And again we say: This personality proclaimed sublime truths which he learned from various traditional teachings and which gave stimulus to his inspiration. When “Jacob Boehme major” who is not known to posterity and whose name is only mentioned occasionally, like those of Alanus ab Insulis and Brunetto Latini, appears before us, then for the first time we really understand “Jacob Boehme minor.” The Pre-Renaissance epoch, at the close of which the famous figures of Dante and Brunetto Latini, and the School of Chartres, stand out like solitary luminaries, whilst Scotus Erigena appears like some erratic boulder in their midst—this epoch contains something that can provide powerful spiritual stimulus. External, medieval history is shrouded in darkness, but this darkness conceals the presence of powerful personalities who can illumine the epoch of which I have just spoken. When we enter into the Raphael epoch, from the ninth to the fifteenth centuries, [See note, below] then the figures of a Dante, a Giotto and especially those whose names are unknown to posterity, as well as the others I have mentioned, appear to stand out in bold relief. They make an immediate human impression upon us. Raphael himself, who was never incarnated in a physical body, remains more in the background, and other spiritual beings who permanently inhabit the spiritual world are less sharply defined in this epoch. It is the human beings, the deceased in particular, who stand out in bold relief.
In the following Gabriel epoch we have the impression that even figures such as Goethe, Spencer, Lord Byron and Voltaire are leading a shadowy existence in the spiritual world. Through spiritual perception, on the other hand, we become aware of beings of signal grandeur who leave an impression of the superhuman, rather than the human. They exist today and the Moon sphere is their permanent abode, as the Earth is ours between birth and death. These impressive figures attract our attention, whilst the human souls recede more into the background. We learn from these figures that they were once united to the Earth as we human beings are today. Whilst human beings live in their physical bodies, these Moon beings formerly lived on Earth in subtle, ethereal bodies. And we realize that we are in the presence of beings who, in primordial times, were associated with humanity and were the spiritual Teachers of mankind on Earth. When their tasks on Earth were fulfilled, they withdrew to the Moon sphere and are no longer associated with the Earth today. You know from my book Occult Science, that the Moon was once a cosmic body united with the Earth and later split off from the Earth. These beings accompanied the Moon after its separation and later became inhabitants of the Moon sphere. At the stage of knowledge, therefore, which enables us to be in touch with the dead immediately after their death, we enter a world where, because we still retain the earlier knowledge of normal consciousness, we are surrounded by the men whom we recognize today in normal waking consciousness to have been physical men on Earth; then, when we enter into this other consciousness, we learn to realize more and more that we are in the presence of spiritual beings who belong to the Moon sphere even as we belong to the Earth. They are omnipresent and take an interest in human affairs, but not from the physical point of view of men today. Among these beings who were once the great Teachers of mankind and who no longer dwell on Earth, but—if we may use the expression—are inhabitants of the Moon sphere, are to be found beings of surpassing grandeur and of the highest spiritual development, filled with inner, spiritual majesty. Very much can be learnt from them concerning the mysteries of the Cosmos. Their knowledge far transcends the knowledge within reach of ordinary consciousness. But they cannot express this knowledge in abstract thoughts. When we draw near to them, we are met with the full tide of song; they express everything through poetry and artistic images. In their own way they delight and enchant us with sublime harmonies unknown to Homer and the ancient Indian epics. But deep wisdom lies in all that these beings conjure up before us. There are however less perfect beings amongst them. Just as on Earth there are pleasant or unpleasant characters, so amongst these other beings can be found those who have not attained the majesty and perfection of their companions. None the less, they have reached a certain stage of perfection because they became their pupils and disciples and so were able to leave the Earth sphere to live and continue working in the Moon sphere. When, to use a trivial expression, we contact these beings, we are immediately aware that they have a burning interest in earthly affairs, but their interest is of a wholly different kind. You must not imagine these beings to be unsympathetic, rather uninviting figures. Although, compared with their companions, they are imperfect, they far transcend the level of distinction, cleverness and insight that contemporary man can attain with normal consciousness. At all times they share the habits of their companions; but they have different habits and tendencies from those of the ordinary man today. I should now like to enter into the details of a matter of some importance. When we enter into relationship with such beings, we naturally feel the need to exchange opinions, to confer with them about one thing or another—these expressions are, of necessity, somewhat trivial. Let us assume, to take a concrete example, we are conferring with these beings about writing, the written works of men. One man, we will suppose, has simply written down his name, the other has written his signature or monogram. When we discuss these questions with these beings, they reply: you men are interested in what is of least importance—in the primary meaning of a word, in what “blacksmith” or “coiffeur,” for example, signify. It is far more interesting to observe the particular movements of the writer as these words are written down, how everyone writes differently—rapidly or laboriously, skilfully or clumsily, mechanically or artistically.—These beings pay close attention to man's particular behaviour-pattern when he is writing. This is what interests them. And in the spiritual world of which I am now speaking, these beings also have their adherents—various kinds of spiritual entities who no longer live on Earth, and who rank sometimes below, sometimes above man. They give us no guidance on terminology or nomenclature, but advise on the pattern and form of writing which mankind has developed since these beings were on Earth. Writing, in our sense of the term, did not exist when these beings were on Earth. In their intercourse with mankind they observed how writing gradually evolved. They were interested in the dexterous movements of the fingers and noted how the dexterity of the fingers was supplemented later on by the addition of a quill pen and later a fountain pen. They had little interest in what was committed to paper; they were wholly engrossed in the movements entailed. An additional factor must now be taken into account—existing emanations still surviving from the Earth have been largely overlooked by mankind. They assume many forms: first of all, if I include amongst them what I have just described, the movements emanating from men. It is the movements emanating from the human being which can be discussed with these beings. Now in the first place, this is something that does not lead to the real sphere of these beings, for at the time they lived on Earth writing did not yet exist. These beings are wildly ironical when they comment on the limited capacity of man today to understand his fluid emanations. These entities were very much aware of them, whilst modern man ignores them. Thus, m the epoch when these beings were on Earth the fluid emanations, the fluid emanations from the skin, were of vital importance. One learned to recognize one's fellow-man through his exhalations; this was later ignored. The third thing to which these beings are specially receptive, is skin expiration, the aeriform element that emanates from man. All these emanations, as we shall learn later, may assume a semi-spiritual character. These beings are particularly receptive to these emanations that proceed from man—the solid element in writing, the watery element in skin evaporation, the aeriform element in skin expiration. One must remember that man breathes perpetually through his skin. Fourthly, these beings are receptive to warmth emanations. All these things in so far as they exist on Earth have special significance for these Moon beings. Man is judged by the configuration of his movements in writing and by the particular nature of his emanations. The next emanation is the ever-present light emanation. In every individual, not only the aura, but also the physical and etheric bodies radiate light. Under ordinary conditions these radiations are so dim as to be invisible, but their existence has recently been demonstrated by Moriz Benedikt in a specially constructed dark room. He showed that the physical body is surrounded by a subtle aura of red, yellow and blue light emanations which vary at different places round the body. Moriz Benedikt tells us how he demonstrated the coloured aura. He showed the left side of the body under normal conditions of light and the other side under conditions that revealed the aura. Everything depends upon establishing the proper experimental conditions. The sixth emanation is the emanation of the chemical forces and is found only in rare and exceptional cases on Earth today. It is of course always present, but operates only in the rare cases when black magic is practised. When men become conscious of their chemical emanations and exploit them; black magic is being practised on Earth. The seventh kind of emanation is the direct spiritual life emanation or vital radiation. The use of chemical emanations today invariably degenerates into black magic which is odious and evil. Whilst black magic is a force to be reckoned with, the life emanations are no less important. These Moon beings of whom I am speaking, can, for their part, always rely upon and work with the life emanations and use them for good. They are not black magicians, for black magicians are those who under certain conditions succumb to evil and perpetrate evil on Earth. But the Moon beings can only rely upon the life emanations at Full Moon, when they can dwell in the Sun's reflected light and are subject to its influences. We must learn to make creative use of what we receive from the spiritual world. The task of our age is to find living ideas, to develop living concepts, perceptions and feelings and not to invoke dead theories. And these are directly inspired by the beings who are united with the Being whom we call Michael. In the previous Gabriel epoch mankind was more attracted to the material world. Men were unwilling to seek contact with the beings who, under certain circumstances, are closely related to man, because these beings were concerned with something rather alien to that epoch, namely, the occult emanations that proceed from human beings. Adjoining the physical world that we inhabit between birth and death is a spiritual world, where we are in touch with the dead in the manner already described. But this world has many other aspects, amongst them the virtue of those forces that live in the emanations of man. In a certain sense this is a highly dangerous region of the Cosmos, and as I have often mentioned in these lectures, we must have psychic and spiritual balance and control in order to ensure that all that proceeds from these Moon beings may become a force for good and not for evil. Indeed, all the forces and impulses of the present epoch must hasten to turn to account the life emanations on Earth. But it is so fatally easy to fall victim to that which lies between this life emanation and all the other emanations we should be only too happy to possess—to fall victim to black magic. Men would so much like to make visible what is expressed in movements—I shall speak of this later—what is present in the fluid emanation, in the light emanation. All this is related to a certain extent to the forces for good and can only make for goodness, because the Michael age is dawning amongst men. Between all this lies black magic that must be resisted if we are to pursue the right methods of spiritual investigation.
Now when this intercourse takes place in the spiritual world between human beings on Earth and the Moon beings—and it is continually taking place in the realm of the subconscious—then the interest which certain Moon beings develop in the movements of writing and drawing, and which is revealed clairvoyantly, may also find an echo in certain elementary beings of the spiritual world. Elementary beings are of a lower order than Moon beings. They never incarnate on Earth, but live in the adjacent world as spiritual-etheric beings. Their interest in the world of man may have the following consequence.—From observation we are aware that the thoughts which a human being communicates through writing react upon his whole being. They first present in his Ego, are then transmitted to the astral body which executes its movements exactly as the Ego determines. Next they work into the etheric body and down into the physical body. Certain elementary beings observe these effects and long to react in the same way. This is not possible, because the laws obtaining in their world are different from those of the world in which writing is practised. Writing is the prerogative of the physical world of man on Earth. But the following situation can arise. Certain types of people, when they write or think or even feel, are firmly anchored in their etheric body; the whole etheric body is involved in the process, which then impresses itself strongly in the physical body. In the case of these types of people the Ego is suppressed and their astral, etheric and physical bodies produce a facsimile of writing and drawing. These types are mediums. Because their Ego is suppressed such mediums take up into themselves these malleable elementary beings of the spiritual world who have learned the movements of writing from the Moon beings. Then these mediums proceed to execute the movements of writing, not in full Ego-consciousness, but under the influence of the elementary beings that control them. Mediumistic writing and drawing and the usual mediumistic phenomena are brought about through the emanations of the medium in a state of diminished consciousness. These emanations are utilized by the control. The second kind of emanation can be used by certain beings who, under the influence of the Moon beings, readily assimilate the artistic talents of man. These beings also enter into those human beings who have damped down their surface consciousness and who have a certain artistic impetus in their etheric and astral bodies which can be canalized into the emanations. Under certain conditions it is highly interesting to observe how this type of human being can become possessed by elementary-spiritual beings and how these emanations are invaded by seemingly phantom forms that are in part a composite of man's perception of his life experiences which has slipped down into his etheric and astral bodies and which appears in the emanations; and in part, communications from the world inhabited solely by the elementary beings who have entered into him. Now similar results were obtained from the experiments of Schrenk-Notzing. The subjects of his experiments were certain mediumistic types, negative psychics, who, in a state of diminished consciousness, when the Ego had been suppressed, were ideal material for elementary beings by virtue of their fluid skin emanations. There is an interesting book on the subject by Schrenk-Notzing. Some condemned it as fraudulent, others gave it high praise. It is not surprising that the latter regarded his findings as extraordinary; for it is extraordinary that, when experiments are made with a medium, ectoplasm issues from a certain part of the body, a form that embodies a spiritual element not to be found on Earth. In many cases there is found associated with the form a picture which the medium recently saw in an illustrated paper. Something streams out of the medium. It is the skin emanation. And into this there streams something wholly spiritual; but associated with this was something that the medium recently saw in an illustrated paper or comic journal, for example, a portrait of Poincaré. It need not surprise us that people are amazed at such things. But we are indeed most surprised that fashionable people, people of good taste, and even ladies, who would be most unwilling to speak about skin exudations or to discuss psychic materialisations, nevertheless feel an inordinate desire to watch the medium who materializes these ectoplasmic forms out of nothing but ordinary sweat. The phenomena in Schrenk-Notzing's experiments are simply exudations which materialize through the skin emanations an ectoplasmic form that is activated by the elementary beings. In the same way the skin emanations, i.e. the air formations issuing from the medium, can be stimulated by certain elementary beings. But these skin emanations are so closely associated with the particular human form and man impresses his own human form so strongly upon them, that for the most part these beings cannot do much more than create a phantom of the man himself. We then witness those phenomena where the phantom issues from the medium. It is not so easy to produce warmth and light emanations from the human being so that the medium manifests something, i.e. the visible phantom, that can be acted upon by these elementary beings under the influence of Moon beings. Certain preliminary steps must first be undertaken. As I have already indicated, natural science has recently developed a technique which can demonstrate in a dark room certain light radiations and warmth emanations. In this respect the experiments of Moriz Benedikt are most illuminating. But it has always been the case, and it is still true today, that only those can utilize effectively warmth and light emanations who undertake the preliminary steps which not only involve manipulating the physical world through black magic, but also include the production of hallucinogenic effects by means of special incense-burning and aromas, and the preparation of specific concoctions, and so forth. This is the origin of all those magical practices which are fully described in the old books of magic. The purpose of these magical ceremonies is to evoke the forces inherent in the light and warmth emanations of man. In the writings of Eliphas Levi and also in those of Encausse who wrote under the name of Papus you can find highly questionable and dangerous instructions on this subject but we cannot afford to ignore them since we must speak about the objective aspect, the true nature, of these things. All these things lead directly to black magic which makes use of the spiritual concealed within the earthly element. What is this spiritual element? You will find in my book Occult Science—an Outline that at one time the Moon was united with the Earth. Many forces belonging to the Moon were left behind on Earth and are now diffused through minerals, plants and animals. And these Moon forces are still to be found there. When therefore, we, as terrestrial beings, make use of Moon forces which do not normally belong to minerals, plants, animals and man, we trespass into the realm where we meet with elementary beings who have learned much from the Moon beings, but in a way that is foreign to our world. The black magician, therefore, employs Moon forces that still exist on Earth. But because he works in this way he contacts elementary beings who, as it were, watch—as one watches a game of halma or chess—the right and proper relationships between human beings and Moon beings and so learn to draw very near to the physical world, to peer into the physical world or even to set foot in it. But the normal human being in whom all this remains in the subconscious has no contact with these beings. The black magician, however, who works with the Moon forces, who has captured them in his retorts and crucibles is caught in a vortex of those elementary beings. Even an honest and upright man can learn from these black magicians. In Faust, Part I, Goethe portrayed a condition where man is the centre of whirling forces, a condition that is dangerously near to black magic. By exploiting these forces man enters into the region where entities in the service of the Moon beings are ready to associate with human beings. Thus centres of black magic arise where Moon forces cooperate with spirits who have entered directly into their service, a service that makes for evil. And because many activities of this kind have been practised in recent centuries, a dangerous atmosphere has been created in the Earth. This dangerous atmosphere is undeniably there and is transfused with multitudinous forces that are born of a union of human activities with Moon elements and of dynamic Moon forces with elementary beings in the service of illicit Moon forces. It is this region that is actively opposed to all that is destined to proceed from the Sun region in the Michael age. And this must be taken into special consideration in relation to the life emanation in the sphere of the soul and spirit. From this point we will pursue our enquiries further tomorrow.
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350. Rhythms in the Cosmos and in the Human Being: The Emergence of Conscience in The Course of Human Development; Unbornness and Immortality — The Teaching of Aristotle and the Catholic Church
25 Jul 1923, Dornach Translated by Steiner Online Library Rudolf Steiner |
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I have tried to explain to you in turn how the human being, who consists of matter, also contains an etheric body – that is, a body of a completely different nature that cannot be perceived or seen with the ordinary senses – then an astral body and an ego organization, we could also say: an ego body. The human being has these four parts. Now we have to imagine what a person actually becomes when they die. |
It is then a truly physical body; the other three parts, the etheric body, the astral body and the ego, then go out. I told you that the etheric body remains connected to the ego and the astral body for a few more days. Then it also separates, as I have described to you, and then the person lives in what is his ego and his astral body. As he now lives on and on, he lives in the spiritual world that we are actually exploring through spiritual science in this life on earth. |
350. Rhythms in the Cosmos and in the Human Being: The Emergence of Conscience in The Course of Human Development; Unbornness and Immortality — The Teaching of Aristotle and the Catholic Church
25 Jul 1923, Dornach Translated by Steiner Online Library Rudolf Steiner |
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Well, gentlemen, if you still have something on your minds today or want to ask something, I ask that you do so. Question: One of the wonderful things about being human is having a conscience. When you have done something, you think about it. And even if you no longer think about things that have happened, you still know that you have a conscience. It would be interesting to ask whether conscience can be killed in such a way that you can forget it. The way humanity is today, one would actually have to assume that conscience has been killed in a large part of humanity. Dr. Steiner: You see, gentlemen, that is actually a big question, but it is related to what we have just said in the previous lectures. I have tried to explain to you in turn how the human being, who consists of matter, also contains an etheric body – that is, a body of a completely different nature that cannot be perceived or seen with the ordinary senses – then an astral body and an ego organization, we could also say: an ego body. The human being has these four parts. Now we have to imagine what a person actually becomes when they die. As I have often told you, when a person sleeps, the physical body and the etheric body remain in bed. The astral body and the I go out and are then no longer in the physical body and etheric body. But when a person dies, then, of what the person has, the physical body is discarded. It is then a truly physical body; the other three parts, the etheric body, the astral body and the ego, then go out. I told you that the etheric body remains connected to the ego and the astral body for a few more days. Then it also separates, as I have described to you, and then the person lives in what is his ego and his astral body. As he now lives on and on, he lives in the spiritual world that we are actually exploring through spiritual science in this life on earth. So that we can say: Now we know something of a spiritual world here on earth; then we will be inside. But after some time we come back down to earth. We pass through a spiritual world, just as we pass from birth to death in earthly life, and then come back down again. We take on the physical body given to us by our parents and so on. That is where we come down from the spiritual world. So before we came here to earth, we were spiritual beings, let us say. We have descended from the spiritual world. You see, gentlemen, that is an extraordinarily important fact for man to know that he comes down from the spiritual world with his ego and with his astral body. Otherwise it cannot be explained at all how it is that man, when he grows up, somehow speaks of the spirit. If he had never been inside the spiritual world, he would not speak of the spirit at all. You know that once upon a time people on earth did not talk as much as certain people do today about life after death, but people talked a lot about life before they came down to earth. In ancient times, people talked much more about what happened to a person before he took on flesh and blood than about what happened afterwards. In ancient times it was much more important for people to remember that they were souls before they became human beings on earth. Now, I have spoken even less about the development of humanity on earth, but today we will talk a little about this development of human beings on earth. If we go back in time about eight to ten thousand years, we would find a rather desolate life here in Europe. There is still a rather desolate life in Europe. In contrast, about eight thousand years before our present time, there was an extraordinarily developed life in Asia. In Asia, we have (it is drawn) here a country, it is called India. There is the island of Ceylon, up above would be the mighty river, the Ganges, up there is a mountain range, the Himalayas. In this India, which is in Asia, and also a little above it, lived people who, as I said, had a very highly developed spiritual life eight thousand years ago. Today I call them Indians. At that time the word Indian did not yet exist. But today we call it India, and that is why I use this expression. If you went back and asked these people, 'What do you call yourselves?' they would say, 'We are the sons of the gods!' because they described the land where they were before they were on earth. There they themselves were still gods, because men in those days, when they were spiritual, called themselves gods. They would also have said in answer to the question, what do you become when you fall asleep: When we are awake we are men, when we fall asleep we are gods. Being gods only meant being different from when we are awake, being more spiritual. These people had a particularly high culture, and for them it was not so important to talk about life after death, but about life before one was born, about this life among the gods, as they said. You see, there are no external records of these people. But of course these people lived on – you know, there are still Indians today – and in much later times they wrote great poetic works that are called the Vedas. Veda is the singular, Vedas the plural. Veda actually means “word”. They said to themselves: the word is a spiritual gift, and what people wrote in their Vedas was what they still knew from the other world. In those older times they knew much more, but what can still be studied externally through books today is what is in the Vedas. That was written much later. But in what is written in the Vedas, which was written down much later, you can see that these people still knew firmly: Before man descended to earth, he was in a spiritual world. Now, if we go back about six thousand years to our time, we already have a less highly developed culture here. Culture is declining in India. What scholars today still describe as ancient Indian culture has already declined from its original height. But a culture is developing in the north (it is being drawn) – that is Arabia, of course – but in the north, up there, a culture is developing in the place that later became Persia. That is why I called it the ancient Persian culture. A completely different culture is developing there. It is quite remarkable. You see, if you go back to these ancient Indians, who lived two thousand years before these people, then you find everywhere among these ancient Indians that they actually value the earthly world very little. They always think that they came into the earthly world from the spiritual world. They knew this very well. They did not value the earthly world at all; they valued the spiritual world. They said they felt like outcasts, and what was on earth was not particularly important to them. And here, six thousand years before our time, in the land now called Persia, there came for the first time a certain appreciation of the earth. Earthly life was respected. This earthly life was respected to such an extent that people said to themselves: Yes, light is very, very precious, but the earth is also very precious with its darkness. And so the view gradually developed that the earth is just as precious and that it fights with heaven. And this battle between heaven and earth was developed over two or three thousand years as a concept that had particular significance for these people. Then, if we go back about three or four thousand years, we come to a land where Arabia extends into Africa, where the Nile flows: Egypt. The Egyptians and also those who were actually sitting over there in Asia, more towards the west, and more towards Europe, they received the Earth even more willingly. And so, if we go back three or four thousand years, we find that these Egyptians, who were the third type of people, so to speak – Indians, Persians, Egyptians – these people built these huge pyramids. But what they did above all was this: they harnessed the Nile. They canalized the Nile, which every year floods the land with its fertile soil, so that these floods could benefit them in all directions. To do this, they developed what is known as geometry. They needed it. Geometry and the art of surveying were now being developed. People grew to like the Earth more and more. And you see, to the same extent that people grew to like the Earth, they became less aware that they had come from a spiritual world. I would say that they forgot more and more about it because they grew to like the Earth more and more, and to the same extent it became more important to them to say to themselves: 'We live after death'. Of course, we have seen that life after death is assured to man, but people in the past, before the Egyptians came, did not think about immortality at all. Why? Because it was a matter of course for them. When they knew that they came from a spiritual world and had only accepted the physical body, then they had no doubt at all that they would arrive in a spiritual world after death. But in Egypt, where people thought less about their stay in the spiritual realm before their life on earth, the Egyptians were very afraid of dying. This huge fear of dying is actually not much older than three or four thousand years. The Indians and the Persians had no fear of death. So one can actually prove that the Egyptians had this terrible fear of dying. Because, you see, if they had not had this terrible fear of dying, then today these Englishmen and the others could not go to Egypt and then exhibit the mummies in their museums! Because in those days people were embalmed with all kinds of ointments and other substances. They placed and preserved them in the coffin as they looked during their lifetime. People were embalmed and made into mummies because it was thought that if the body is kept together, the soul will remain present for as long as the body has on earth. The body was preserved so that the soul would not suffer any harm. You see, that is the fear of dying. So with all their might, the Egyptians wanted to achieve immortality through earthly matter. But these Egyptians still knew an extraordinary amount, which was later completely lost. And the next people that particularly stand out to us are in the north of Egypt, in Greece, in present-day Greece. But ancient Greece was very different. You see, the Greeks had almost completely forgotten about life before birth. Only a few people in particularly high schools, which were called mysteries, still knew about it. But on the whole, in Greek civilization, the spiritual life before birth had already been completely forgotten, and the Greeks loved earthly life most of all. And that is why a philosopher emerged in Greece, his name was Aristotle, in the 4th century BC. You see, now we are getting close to the Christian era. Aristotle was the first to put forward a view that had not existed before. He put forward the view that not only is the body of a person born when a child is born, but also the soul of a person is born. So in Greece, the view first emerged that the soul of a person is born with the body, but that it is then immortal, so it goes through death and lives on in the spiritual world. Only Aristotle then put forward a peculiar view. Aristotle had actually forgotten everything that was wisdom in ancient times, and he then put forward the view: the soul is born at the same time as the body. But when a person dies, the soul remains in such a way that it has only had this one earthly life behind it. It must then look back forever only on what the one earthly life is. Imagine what a terrible view that is! So if someone on earth has done something bad, they will never be able to make amends for it, but will always have to look back and see the image of what they have done wrong. This is Aristotle's view. Then Christianity came. In the very first centuries, Christianity was understood a little. But when the Roman Empire adopted Christianity and Christianity took root in Rome, it was no longer understood there. It was not understood. Now there were always councils within Christianity. The high dignitaries of the church came together and determined what the great flock of believers should believe. The view was formed that there are shepherds and sheep, and the shepherds then determined at the councils what the sheep should believe. At the eighth of these councils, it was now determined by the shepherds for the sheep that it was heretical to believe that man had lived in the spiritual world before his birth. So the old views of Aristotle became Christian church dogma! And as a result, humanity was virtually forced to know nothing, not even to think about the fact that man came down from the spiritual world with a soul. They were forbidden. When materialists say today: The soul is born with the body and is nothing but physical – then that is nothing more than what people have learned from the church. That is precisely why people today believe that they go beyond the church when they are materialists. No, people would never have become materialists if the church had not abolished the knowledge of the spirit. For at this eighth general, ecumenical council in Constantinople, the spirit was abolished by the church, and that remained so throughout the Middle Ages. Only now, through spiritual science, do we have to realize again that the human being was also there as a soul before he was on earth. That is the important thing, that is the most important thing. Anyone who follows the development of humanity on Earth clearly sees that originally the knowledge existed that people, before descending to Earth, are in a spiritual existence. This was only gradually forgotten and later even abolished by a council decision. Now we must only realize what this means. Imagine, people who lived up to the Egyptians, so in ancient millennia, they knew: Before you walked around on this earth, you were in the spiritual world. Yes, they did not just bring down from the spiritual world some kind of general, vague knowledge, but they brought down from the spiritual world the awareness that they had lived with other beings. And from that they also brought down their moral impulses. What I should do on earth, I see from the way these earthly things are, these old people said; what else should I do, I just need to remember what was before birth. They brought down their moral impulses from the spiritual world. You see, if you asked people in those ancient times: What is good? What is evil? — then they said: Good is that which the beings among whom I was before I was on earth want; evil is that which they do not want. But each individual said that to himself. Now, gentlemen, that has been forgotten. In Greece, there was now something very strange. In Greece, they have forgotten so far that there is a life before birth, that Aristotle said: The soul is born with the physical body. - So people had no idea that they had already lived before birth. But they sensed something in themselves from this life. Whether you know something or not, that has no influence on reality. I can always say: there is no table behind me, I don't see any table [hitting the table on my way back], but the table is still there, even if I don't see it. Life before birth remained, and people felt it within themselves. And that is what they started to call conscience in Greece. In Greece, the word conscience first appeared around the 5th century BC. Before that, the word conscience did not exist. So the word conscience comes from the fact that people forgot about prenatal life, pre-earthly life, and what they still felt of it within themselves, they gave a word to it. And since that time it has remained so. People feel prenatal life in themselves, but they say: Well, that's just the way it is; it arises down there somewhere and then it shoots up - but they don't pay any further attention to it. You see, that was good for the church. Because what could happen now from the church? Yes, gentlemen, in the past, when everyone knew that they had lived as a soul before they descended to earth, people said: What we know of our previous life, of our life before birth, is moral. - Now the Greeks only felt conscience. And then later came the church, which now administered conscience. Isn't that right, it took over and said: You don't know what you should do. The sheep don't know, the shepherds do! And it made rules and administered conscience. You see, it was necessary that the spirit was abolished at a council, because then what was left of the human spirit as conscience could be administered. And then the church said: No, nothing existed in man before he was on earth. The soul is born with the body. Anyone who does not believe this is of the devil. But we, as the church, we know what it is like in the spiritual world and what man has to do on earth. — That is how the church took possession of conscience. This can still be proven in detail. Because, you see, that still played a role well into the 19th century, sometimes in a quite dreadful way. For example, in the 1830s and 1840s in Prague there was a man named Smetana. This person was the son of a Catholic church servant, who was of course a devout Catholic. He had the feeling that one has to believe what the church prescribes; one knows from the spiritual world what the church prescribes. Now he had a son. The people at that time were somewhat ambitious and sent their children to grammar school. But in the grammar schools that were in Prague in the last century, you didn't actually learn very much. Basically, you learned very little. So young Smetana was educated at grammar school. And that was just the way it was: the one who was supposed to learn anything at all then became a priest. So young Smetana also became a priest. In those days in Prague, and also in the rest of Austria, priests were employed as teachers in the higher schools as well. And so it happened that when he himself had to teach, he read somewhat different books than those prescribed for him by the church as a priest. Yes, through this he gradually came to doubt, namely about a dogma. He said to himself: What is it actually so terrible that a person should be born, spend his life on earth, then go through death and now, if he was a bad guy, should only look at it forever - the church even painted that with the necessary pictures - what he did as a bad guy on earth and should never have the opportunity to improve! Now, you see, this man, Smetana, lived in a religious house. But when he became a teacher, it became a little too cramped for him in the religious house; so he moved into a secular apartment and read more and more – there were no anthroposophical books available at the time – the books of Hegel, Schelling and so on, which at least gave something, a beginning of something reasonable. In this way he became more and more doubtful about the so-called eternity of punishment in hell, because according to Aristotle, a bad person goes through death and must live eternally in his wickedness. But the doctrine of the eternity of the punishment of hell arose from this, and was then established by the church in the form of a council. This doctrine is, of course, not a Christian one, but is that of Aristotle. It is not true at all that the doctrine of the punishment of hell is a Christian doctrine; it is from Aristotle. But that was not clear to people. But this Smetana realized it. So he started teaching something that was not quite in line with the teachings of the Church. It was in 1848 that he taught something that was not quite right. At first he received a terrible warning, a huge letter written in Latin, in which he was told that he should now return repentant to the fold of the church, because he had caused enormous offence to the shepherds by teaching the sheep something that was not prescribed by the shepherds. He replied to this first letter, written in Latin, saying that he thought it hypocritical to say anything other than what one is convinced of. Then a second letter in Latin arrived, which admonished him even more seriously. And when he no longer answered this, because it would have been useless, it was announced one day in all the churches in Prague that a very important celebration was to take place because one of the lost sheep, who had even become a shepherd, had to be excluded from the church. Among those who had to distribute the notices everywhere that this important celebration was to take place was the church servant, old Smetana, the father. He had remained a devout Catholic. You can now imagine what it means that the whole of Prague has been summoned to condemn Smetana's son, to condemn him to be forever excluded from the church and so on, and that his father had to carry the leaflets himself! Yes, the church was never as full in Prague as it was on that day. All the churches in Prague were full to bursting. And from all the pulpits it was proclaimed that the apostate Smetana was being excommunicated. The consequence of this was – of course, the germ of consumption lay in the Smetana family – that first the sister died of grief, then the old father died of grief, and after that Smetana himself died of grief, of suffering, after a short time. But that was not the point, was it, but the point was that Smetana no longer proclaimed the story of the eternity of hellish punishment, as he understood it. This is all connected with the development of the idea of conscience in humanity. For that which man retains of his pre-earthly life lives in him and speaks in him as conscience. And from the standpoint of conscience one can say: Conscience cannot come from the material substance of the earth. For just imagine, let us say, someone has a terrible craving. There have been cases of this. Then it is the substances in his body, the substances of the earth, that push and nudge him to have this craving. Then conscience tells him: But you must fight these cravings. Yes, gentlemen, that would be just as if conscience also came from the body as if someone were to walk backwards and forwards at the same time. It is nonsense to say that conscience comes from the body. Conscience is connected with what we bring down from the spiritual world from our pre-earthly life when we descend to earth. But as I have explained it to you, the awareness that conscience comes from the spiritual world has been lost for earthly people, and for people like Smetana, whom I told you about earlier, it only dawned on him again in the 19th century through this terrible thing of hellfire. Conscience belongs to the person themselves. A person carries their conscience within them. What use would all the conscience in the world be to you if you were to pass through death and then realize for all eternity what a bad fellow you were? You couldn't help yourself. Having a conscience wouldn't mean a thing! So that one can say: If that is the human being (he is drawn), then conscience lives in the human being. Conscience is that which he has brought with him into earthly life from the spiritual world. Conscience says within him: You should not have done that, and you should not have done that. The earthly person says: I will do that, I desire that. Conscience speaks differently because it comes from the eternal human being. And then, when the human being has discarded the physical body, only then does he realize: You yourself are what has always spoken in your conscience. You just didn't notice that during the time of earthly life. Now you have gone through death. Now you have become your own conscience. Your conscience is now your body. Before, you had no conscience. Now you have your conscience, with which you continue to live after death. But to the conscience one must also ascribe a will. You see, all the things I have told you have come true. The Greeks had forgotten the pre-earthly life. The church had raised to dogma that one may not believe that there is a pre-earthly life. The conscience has been completely misunderstood. All this had been fulfilled. And now, of course, there have also been great scholars. But these great scholars in the Middle Ages were, of course, under the impression that there can be no such thing as a pre-earthly life. The church forbids believing it. In this conflict stood, for example, a man like Thomas Aquinas, who lived from 1225 to 1274. As a Catholic priest, he had to comply with what the Catholic Church prescribed. But he was a great thinker. And with regard to what I have told you today, he had to say: When a person dies, he only has the contemplation of his earthly life, always and forever, never otherwise. He contemplates that. So what does Thomas Aquinas do? Thomas Aquinas attributes only reason to man for all eternity, but no will. Man must contemplate this after death, but he can no longer change it. Thomas Aquinas was one of the greatest Aristotelians of the Middle Ages precisely because he said: If a person has done something bad on earth, he must look at it forever; if a person has done something good, he looks at the good forever. - So only the knowledge, not the will, was attributed to the soul. That is not true. It is true that after death you see what you were in terms of good and evil, but that you retain the will, the full strength of your soul, to change that. So, of course, when you look at your life, you see how it was, then you live in the spiritual world and see what should have been different. Then the urge comes by itself to go back down to make the necessary improvements. Of course, mistakes will be made again, but then the following lives will always follow, and the person will achieve the goal of complete human development. What Thomas Aquinas was still obliged to do in the Middle Ages, to believe only in knowledge and not in the will, still afflicted people in the 19th century as much as it did Smetana. It is to be attributed to this that other people came along in the 19th century who were furious about knowledge. This all originated in the dogma of the punishment of hell; only people did not see through it. Schopenhauer, for example, was filled with rage at the realization and now attributed everything to the will. Yes, but if you now ascribe everything to the will again, then this will is too stupid and foolish. Therefore, Schopenhauer attributed the whole creation of the world and everything to the foolish will. And those people who have thought about it have experienced terrible inner conflicts, just as Smetana experienced in Prague. There have been many such cases; this is just an excellent example of which the difficulties have been written down. There have been many such people. And so we must be clear about this: Man has his conscience as an inheritance from his pre-earthly life. It is the spirit that speaks in conscience. That which we already were before we were man on earth has entered the flesh and speaks in conscience. And when we have laid aside the body, then the soul will continue to speak in conscience after death, but not unconsciously, but having a will and having to make amends, having to be active. You see, that is the difference between anthroposophy and everything that is contained in Christian dogmatics today, for example. In Christian dogmatics, this inner power of the human soul, which can create, is not known. Rather, the human being dies and can only look at what he has created in one earthly life, because in that one earthly life the soul is born with the body. So if you want to present it schematically, you have to say: If this is a human being's one life on earth (upper drawing, circle), it also begins with the soul, and when the person now dies – there is birth, there is death – then his soul life expands into all eternity. I don't want to go to the second board with my drawing anymore, because that is too expensive, I would even have to have a third one! Only knowledge, only the intellect, is destined to do nothing but contemplate the evil of earthly life for all eternity, because the intellect is born with the physicality of earthly life. The first materialist was actually the one who established this dogma, was actually Aristotle. Now, anthroposophy finds that there is not only one earthly life, but also successive earthly lives. A person always has something left over from the previous life, which he does not know exactly, but which is within him: that is conscience. Now he lays down the body, in his conscience he lives on. There (lower drawing, red left) is now basically only conscience until the next birth. Now (middle circle) there is conscience again in the form of a voice that speaks; now (red right) it lives in the outside world, is there again. And the human being is actually the one who always creates his new lives on earth. Of course, this is something that particularly annoys the doctrine that does not want to grant anything to the human being at all, that wants to look at everything as if the human being were a creature. He is not a mere creature, but there are creative powers in him. And that is precisely the difference between anthroposophy and the other views: anthroposophy's research brings out that these creative powers are in man, man is also creative. He is not only created, but he is creative. And one of the most creative things in him is precisely his conscience, because that is what remains for us as a sacred inheritance from our pre-earthly life and what we carry out again when we pass through death. This is precisely what modern science still has from the Church, and it is precisely on this point that one should really see very clearly. Because the thing went like this: From over there in Rome, only that which was logical on one side and materialistic on the other came. Then the modern peoples adopted that. But in the German language, sometimes a remnant of the old has remained in a completely different way, only you don't recognize it again. That is very strange. In this you can see how man is connected with the great events. If you look at these countries up in Asia today – Siberia – they are actually areas that are very sparsely populated, but they were once heavily populated. The rivers were much, much mightier then. Siberia is a land that has gradually dried up and risen, and people then moved west, across to Europe. This is due to the elevation of Siberia. And in this way, many ideas that were present in Asia came to Europe by a different route, and these ideas live on in European languages. Therefore, one must say: The further west one goes, the less this notion of conscience is present. But the very word conscience shows that the people who formed the word conscience had a feeling that there is something in man. And what does the word conscience actually mean? We have just said what it means: It is the inheritance from what is pre-earthly life, what remains in humanity. But what does the word conscience mean? When you look at life on earth and say to yourself: the events that will happen in two or three years are uncertain, but that a person has a spirit within them that was there before their earthly existence and that remains after their earthly existence, that is certain. And the word conscience is also connected with certainty, and it is the most certain thing there can be. So that in the word conscience is already indicated that which is eternal in man. It is very significant that conscience contains something different than, for example, 'conscience' or something similar in Western languages. Conscience is that which is 'known together' on earth: con-science – that which is accumulated from earthly knowledge. But that which lives in man as conscience and is designated by the word conscience is the most certain thing there can be, something that is not vague but completely certain. And it is absolutely certain that man on earth not only believes in life after death – an opinion held by Aristotle and the church faithful – but also develops a will to shape it better and better, to shape the earth better and better again and again out of the spirit, that therefore the will also lives after death, as does knowledge. With Thomas Aquinas, only knowledge had life. Now we must realize that the will has life. You see, gentlemen, it is indeed so: one does not need to belittle someone who centuries ago in his time was a great 249 great scholar, such as Thomas Aquinas in the 13th century, because he taught in his time what was taught in his time. But it is quite another thing if Thomas Aquinas taught what could only be taught in the 13th century than if, as is currently happening in Paris, a Thomas Society is founded to teach the same teach the same as was taught in those days, just as Leo XIII. commanded for all priests and scholars of the Catholic Church in the 19th century to say only what Thomas Aquinas taught in the 13th century. Today, Thomas would not say that either! And these two things confront each other in the world, something like the Thomas Society in Paris, which wants to lead people back again, and anthroposophy, which teaches the present, that which a present human being is. And above all, when you look at something like conscience, it is important that it leads you to the eternal in man. But the eternal cannot be properly understood if one does not also look at the pre-earthly life, if one only looks at that which actually arose only since the Egyptian period as the post-earthly life, as the so-called immortality. You see, gentlemen, it was only three or four millennia ago that people began to talk about being immortal, that they do not die with the soul as the body dies. But before that, people said that they were not born as a soul either, as the body is born. They had a word meaning that we would have to call 'unborn' today. That was one side. And immortality is the other side. Not even the languages today have a different word than immortality! The word unbornness must arise again. Then one will say: Conscience is that in man which is not born and does not die. Only then will one be able to truly appreciate conscience. For conscience has meaning for man only when one can truly appreciate it. Well, then, on Saturday at nine o'clock, gentlemen. ![]() |
291. Colour: The Phenomenon of Colour in Material Nature
08 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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For it is sheer nonsense to say: Colour is something subjective which produces an effect on us And if one goes further and says,—and in doing so one conceives an inexact picture of the Ego—that there is some external objective inclination which affects us, our Ego, it is rubbish; the Ego itself is in the colour. The Ego and the human astral body are not to be differentiated from colour, they live in it and are outside the physical human body in proportion as they are bound up with colour out there; they only reproduce the colours in the physical and etheric body. |
So that the whole question of the effect of an objective on a subjective colour is nonsense; for the Ego, the astral body, already exist in the colour, and they enter with it. Colour is the conveyer of the Ego and the astral body into the physical and into the etheric body. |
291. Colour: The Phenomenon of Colour in Material Nature
08 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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We have differentiated colours in that out of their own nature we have got black, white, green and peach-colour as images, and from this pictorial character of colours we had to differentiate what I called the luminous nature of colours which we meet in blue, yellow and red. And we saw that just these colours, blue, yellow and red, possess what I might call certain properties of will, by reason of their being luminous. As you know, one perceives a colour as a so-called colour of the spectrum, such as we see in the rainbow, and we perceive colour in solid bodies. And we know also that we must make use of bodies as painting-colours, their bodily composition, mixture, etc., if we want to practice the art of colour which is painting. Here we are brought to the important question, the answer to which in the state of present-day knowledge, is nowhere to be found, the question namely: What is the relation of colour as such, which we have got to know as something volatile and fleeting, either as image or luster, to solid body, to matter? What makes matter as such appear to us coloured? Those who have looked into Goethe's Theory of Colour, will perhaps know that there, this question is not touched upon, from a certain intellectual honesty of Goethe, because from the means at his disposal he simply was not capable of getting as far as the problem—how is colour applied to solid matter? Moreover this is a question, in the highest sense, for the Art of Painting. For in painting we practice this phenomenon, at any rate for the purpose of outward appearance. We apply colour and through its application we try to call forth the impression of something painted. So, if we want to raise the study of the nature of colour to the plane of painting, we must be interested in this coloured appearance of material nature. Now since in recent times the physicists of colour have regarded the theory of colour as a part of Optics, we find also explanations of the colour of solids worthy of the new physics. We find, for example, the characteristic explanation of the question, Why is a body red? A body is red because it absorbs all other colours and reflects only red. This is the explanation so characteristic of the new Physics, for it is based approximately on the logical formula: Why is a man stupid? He is stupid because he absorbs all cleverness and radiates only stupidity outwards. If one applies this logical principle so common in colour-theory everywhere to the rest of life, you see what interesting things result. He pursued his problem as far as his means allowed him. Then he stopped in front of the question: How is matter coloured? Now let us recall how we first got the pictorial character of the first four colours we dealt with. We saw that we there have a property which produces on a medium its shadow or its image. We saw how the living forms its image or shadow in the lifeless and how thereby green results. We saw then how the psychic forms its image in the living and produces thereby peach-colour. We saw how the spiritual forms its image in the psychic, and thereby white is the result, and finally how the lifeless reflects its image or shadow in the spiritual and produces black. There we have all the colours which have a pictorial or image character. The rest have the luster or luminous character. The pictorial character we meet most visibly in the objective world is green. Black and white are to a certain extent frontier-colours and are for this reason no more regarded as colours. Peach-colour, we have seen, is to be understood really only in movement. So that green is the most typical. And this would be the colour applied to the external world, or, as we say, applied to the Vegetable Kingdom. And so in the Vegetable Kingdom we have expressed the real origin of applied colour as image. Now it is a question perhaps of examining this vegetable green in order to find the character, the essence of green. And here we must enlarge the problem contrary to what is usually recognized today. We know from our Occult Science that the Vegetable Kingdom was formed during the previous metamorphosis-condition of our earth. But we also know that at that time there was as yet no solid matter. We know it has been transformed during the evolution of our earth, and must have been made, during the evolution of the old moon, in a fluid state, for there existed nothing solid then. We can speak of colour matter floating in this fluid and permeating it. It need not be attached to anything, or at the most, to the surface. Only on the surface does the fluid matter tend to become solid. And so, if we look back at this stage of evolution, we might say: in the formation of vegetation we have to do with a fluid green, or, in act, with fluid colour-matter, and with something that is really a fluid element. And plants—as you can see in my Occult Science—could not have assumed their firm shape, could not have put on their mineral form, till the period of earth-evolution. It is possible that something was formed in vegetation which made it definite, and not fluid. So that what we call plants first appeared during the formation of the earth. It was then that colour must have taken on the character in plants such as we perceive today; it was then that it became a permanent green. Now a plant does not wear only this green—at least generally,—for you are aware how a plant in the course of its metamorphosis merges into other colours, as a plant has yellow, blue or red flowers, and as a green fruit—take for example, a melon, merges into yellow. A superficial observation shows you what is at work there when a plant takes on a colour other than green. When this happens—you can easily prove it—the sun is essential to the circumstances connected with the growth of these other colours,—direct sunlight. Just consider how plants, if they cannot hold up their flowers to the sunlight, in fact hide themselves, curl up, etc. And we shall find a connection,—superficially a connection,—between the absence of green colour in certain plant parts and the sun. The sun metamorphoses, one might say, the green. It brings the green to another condition. If we bring the manifold colouring of vegetation into relation with a heavenly body—as already said, in a superficial study—we shall not find it difficult to consult the statements of Occult Science, and to ask: What has it, from its observations, to say concerning possible other relationships of coloured plant-life to the stars? And here we have to ask ourselves the question: What kind of starry phenomenon is of the greatest effect on earth? What heavenly body is there whose influence would be contrary to the sun's, and could produce that in plant-nature which sunlight as it were metamorphoses, destroys, changes to other colours? What is there that can produce the green in the vegetable world? We arrive at that particular heavenly body which represents the polaric opposite of the sun, namely the moon. And Spiritual Science can establish the connection between the green of plants and this moon-nature (I will only just mention the subject today) as well as one can establish the connection of the rest of plant-life, with the sun. This it does by pointing to the properties of moonlight as opposed to sunlight, and above all, by pointing out how moon-light influences sun-darkness. If we consider vegetation, we get an interplay of lunar and solar influences. But at the same time we get an explanation why green becomes an image, and why green in plants is not luminous like the other colours. The other colours in plants are lustrous. They have a shiny character. Just look with proper understanding at the colour of flowers; they shine at one. Compare it with the green. It is “fixed” to the plant. You see in it nothing else but a copy of what you perceive in the Cosmos. Sunlight shines; moonlight is the pictorial image of sunlight. Thus you find again the image (or shadow, Ed.) of light, colour as the image of light, in the green of plants. And you have in the plant through the sun the colour of the luster. And you have the colour of the “fixation”; the colour of the image in the green. These things cannot be understood with the clumsy ideas of Physics. They have to be brought into the region of feeling and must be realized with spiritual sensibility. Then you automatically get what we have understood in this way, the transition into Art. Physics, with its clumsy methods of approaching the world of colour, has driven all artistic considerations from its study. So that actually the artist has not the least idea what to make of what Physics has to say concerning it. But if we regard the colour of plants in such a way that we know that cosmic forces play a part, that we have in the colour-formation of plants a conjunction of solar and lunar forces, we then have the first element by which we can understand how colour is attached to an object, at any rate primarily to a vegetable object, how it becomes an embodied colour. It becomes a embodied colour because it is not the luster which works on it cosmically, but already the image as such. In the plant we have to deal with that green which becomes an image because at one time in the evolution of the earth the moon was separated from this earth. In this separation we must see the real origin of the green in the vegetable world. Because of it the plant can no longer be exposed to the equivalent of lunar forces on the earth, but receives its image-character direct from the Cosmos. Our feeling is well acquainted with this cosmic interchange of relations in respect of vegetation, and if we question our feeling we shall be able to approach this character of green and other colours from this world of feeling by means of an artistic appreciation of the nature of colours. It is, you see, something peculiar. If you go back in the history of painting you will find that the great painters of former ages paint people and human situations, but seldom paint external nature, in so far as it consists of plant-life. You can of course also easily find the explanation for it; that in older times it was not so usual to observe nature and that therefore one did not paint it. But that of course is only a superficial explanation, though people today are easily satisfied with such superficial explanations. What lies behind it is different. Landscape painting arises really at that time in which materialism and intellectualism grip mankind, in which an abstract nature acquires more and more power over human civilization and culture. You may say that landscape painting is in fact a product of the last three or four centuries. If you take this into consideration you will have to say to yourself: only in the last three or four centuries has man reached a state of soul which enables him to comprehend the element necessary for painting nature in landscape. Why? If you look at the pictures of old times, we shall conclude that all these pictures have a quite definite character. Precisely if we differentiate (we will discuss it more exactly) in colour between the image-character and the luster-character, we find that the old artists did not make this distinction in their painting. And they paid no attention, as we had to do yesterday, to this inner will-nature of colour-luster. The old painters do not always take into consideration that yellow demands a shadowy edge. They take it into consideration when they carry their painting more into the spiritual; but not when they paint the everyday world. Nor did they pay attention to what we demanded of blue; possibly rather more so with red. You can see this in certain pictures by Leonardo, and also in others, for example, by Titian. But in general we can say that the old painters do not make this distinction between image and luster in the nature of colours. Why? They stand in a different relationship to the world of colours; they grasp what is luster in colour-nature. They grasp what is image and give it in painting an image-character. But if you give image-character to what in the world of colours is luster, if you have turned everything in the nature of colours into image, then you cannot paint a landscape of plants. Why not? Now suppose you want to paint a landscape of plant-life, and it is to give a real impression of life, you have to paint the plants themselves as well in their green as in their individual colours rather darker than they really are. You must make a green surface, in any case darker than it is. You must also make the red or yellow plant-life darker than reality. But then, after you have got your colour in this way in image-character, rather darker than it really is, you must cover the whole with an atmosphere, and this atmosphere must in a certain way be yellowish-white. You must get the whole in a yellowish-white light, and only then you get in the right manner what a plant really is. You have to paint a glow over the image; and therefore you must cross over to the luster-character of colour; you must have its luster-character. And I would ask you to look, from this point of view, at the whole effort of modern landscape painting, look how it has tried to get more and more at the secret of painting vegetation. If you paint it as it is out there, you don't get there. The picture does not create the impression of life. It does this only if you paint the trees, etc. darker in their colour than they are, and pour over them the glow, something yellowish-white, that is luminous. Because the old masters did not cultivate the painting of this glow, of this lit-up atmosphere, they could not paint a landscape at all. You notice particularly in painting towards the end of the nineteenth century, how they sought the means to comprehend landscape. Open air painting, all sorts of things have cropped up in order to comprehend landscape. They do it only if they resolve to paint the Vegetable Kingdom darker in its separate shades and then to cover it with the gleaming yellowish-white. Of course you must do this according to colour-composition, etc. Then you succeed really in painting on the canvas, or any other surface, something that gives you the impression of life. It is a matter of sensibility, and this sensibility leads you to paint in something that floods it as the expression of the shining Cosmos, of that which descends out f the universe on to earth as luster. In no other way can you get behind the secret of plant-life, that is, of nature clothed in vegetation. If you obey this law, you will also realize that everything painting seeks to achieve must also be sought in the nature of colours itself. What are in fact the media of painting? You have the surface, canvas or paper or what not, and on the surface you have to fix in pictorial form what is there. But if something refuses to be fixed in pictorial form, such as plant-nature, you must at least pour over it the luster-character. Observe, we have not yet reached the different coloured mineral substances, the lifeless objects. In this case particularly it is necessary to understand the matter with sensibility. The world of colour cannot be captured with the reason; we must apply our sensibility, and now I ask you to reflect if there is anything in the nature of colour itself which raises the question, when you are painting, something inorganic, i.e. walls or some other inanimate objects: is there any need to understand whatever you are painting from the colour itself? There is a strong necessity; for think for a moment what is tolerable and what is intolerable. You agree, don't you, that if I paint a black table on a white ground, that is quite tolerable. If I paint a blue table—just imagine a room full of furniture painted blue—if you have any artistic feeling, you would find it intolerable. Equally impossible is a room with yellow or red furniture, that is a painted room. You can, as I've said, paint a black table on a white ground, it is purely a drawing, but you can do it; in fact, one can put directly upon paper or canvas only something whereby the inorganic, the inanimate is to result, which at first has image-character in its colour. So we have to ask generally: What do the colours black, white, green and peach allow to inanimate objects? You must get from the colour what can be painted. And then it always results that when you paint according to the colour, that is the colour which is also an image, you still have not got the inanimate object. You would have only the image—the colour is already that. You would not evoke the representation of the chair, you would have the image of it, if you had to paint it purely from a colour which is image. So what must you do? You must try to give the image when you are painting still-life, the character of the luster. That is the point. You have to give the colours that have image-character, black, white, green and peach-colour, inner illumination, that is, luster-character. And then you can combine what you have thus vivified with the other lusters, with blue and yellow and red. So you must strip those colours of the image-character they have, and give them luster-character; which means that the painter, if he paints still-life, must really always bear in mind that a certain source of light, a dull source of light lies in the things themselves. He must so to speak think of his canvas or his paper as in a certain sense luminant. Here he requires on his surface the glow of the light which he has to paint on it. If he paints inanimate objects, he must bear in mind, he must contain in his mental make-up the idea, that a kind of illumination underlies inanimate objects, that in a way his surface is transparent and emits lights from within. Now you see we arrive at the point in painting where in applying the colour, in conjuring the colour on to the surface, we must give the colour the character of reflecting light; otherwise we are not painters. If we always strive more and more to produce a painting out of the colour itself, as after all later human development demands, we shall have to pursue this attempt further and further; namely to get to the root of the essential nature of colour, so as to compel a colour, if it is an image colour, to return and take on again its luster-character, to make it inwardly luminous. If we paint it otherwise, we get no endurable painting of inanimate nature. A wall which is not covered with paint so as to have this inward light is, as a painting, no wall, but only the image of one. We must bring the colours to glow inwardly, and thereby in a certain sense, they become mineralized. Therefore we shall have more and more to find a way of not painting from the palette, smearing the material colour on to the surface, for then we shall never be able to evoke the inner light in the right way, but of painting form the pot (tiegel); we shall have to paint only with that colour which has got the green of liquid because it is watery, (i.e. with liquid colours, Ed.) And generally speaking an inartistic element has been introduced into painting with the palette. Painting from the palette is materialistic, a failure to understand the inner nature of colour which, as such, is really never absorbed by the material body, but lives in it, and must proceed from it. Therefore, when I put it on the surface, I must make it shine. You are aware that in our building we have tried to bring out this light by using vegetable colours which can most easily be made to develop this inner glow. Any one who has feeling for these things will see how coloured minerals, in different degrees, it is true, show this inner light which we attempt to conjure up when we want to paint a mineral. When we want to paint a mineral according to its colour, we learn to look at it not as a model, naturalistically, but, as is necessary, as in the act of giving light from inside. Now, how does a mineral proceed to give light inwardly? If we have the coloured mineral, its colour appears to us because it is in sunlight. Sunlight in this case does much less than in the case of plants. In plants sunlight conjures up all the colours which occur besides green. In a coloured mineral, or any inanimate coloured object the effect of sunlight is that in the dark, when all cats are grey or black, we do not see the colours; it simply makes the colours visible. But the reason for the colour is, after all, inside. Why? How does it get there? Here we arrive again at the problem from which we started today. Now, to lead you to the green of plants, I have had to point out to you the breaking away of the moon, as you find it described in my Occult Science. Now I must point out to you the other similar events, which have taken place in the course of the earth's evolution. If you follow what I have explained in my Occult Science concerning the earth's development, you will find that those universal bodies which surround the earth and belong to its planetary system, were, as you know, in connection with the whole terrestrial planet; they were torn away just as the moon was. Of course that in itself is connected with the sun. But, generally speaking, if we look simply at the earth, we can regard this as an exodus. Observe that the internal colouring of inanimate objects is connected with this departure of the other planets. Solids become coloured, because the earth is freed from those forces which she had while the planets were tied to her, and they effect her from out of the Cosmos, and thereby evoke the inner force of the Cosmos in the coloured mineral bodies. This is, in fact, exactly what the minerals get from the forces which are no more there, but now shed their influence from out of the Cosmos. We see it is a much more hidden occult matter than with the plants' green. But here we have something which just because it is hidden, goes much deeper into its nature and therefore includes not only living vegetation but also the lifeless mineral. And so we are brought—I am only mentioning it here—if we are to consider the colouring of solids, to something of which modern Physics takes no account. We are brought to the workings of the Cosmos. We cannot explain the colouration of inanimate things in any way if we do not know that this is connected with what the terrestrial bodies have retained as inner forces since the other planets have been removed from the earth. For instance, we explain the reddish colour in some mineral or other by means of the earth's connection with some planet, for example, with Mars or Mercury; a mineral yellow, by means of the earth's connection with Jupiter or Venus, and so on. For this reason the colouration of mineral swill always remain a riddle until we come to think of the earth in conjunction with the extra-terrestrial bodies in the Cosmos. If we turn to living things, we must turn to sun and moonlight, and thus come to the one green surface colour, and to the surface colours which later become luster and luminosity emitted by the plant. But if we wish to understand that particular light that confronts us from the inside of substances, that element of the otherwise fluctuating spectrum which is constant inside solid bodies, we must remember that at one time what is now cosmic was in the interior of the earth and is thus the origin of those heavy elements in the earth's composition which are more or less liquid. We have to look outside the earth for the origin of what lies hidden under the surface of minerals. That is the essential thing. The surface of the earth admits of an easier terrestrial explanation than what lies under it, which requires an extra-terrestrial explanation. And thus the mineral component parts of our earth flash out at us in those colours which they have retained from the elements which have left the earth for the planets. And these colours remain under the influence of the corresponding planets of the cosmic environment. This is the reason why, when we apply the lifeless paint to a surface we must, as it were, get the light behind the surface, we must spiritualize the surface and create a secret inner radiance. I mean, we must try to get the downward-streaming planetary influence behind the surface on which we paint the picture, so that the painting gives us organically the impression of the essential, not merely of the pictorial, and so it will depend on imparting the spiritual to the colours, in order to paint inanimate nature. But how to do it? Recall the scheme which I have given you, in which I said: black is the image of the lifeless in the spiritual. We create the spiritual according to the luster and paint in it the lifeless. And in so far as we colour it, and convert it completely to a luster, we wake its essence. This is in fact the process which must be adopted for the painting of inanimate things. And now you will find that we can ascend again to the Animal Kingdom. If you want to paint a landscape in which the Animal Kingdom is especially conspicuous, you have something which works as follows—it can be grasped only with your feeling. If you want to introduce animals into your landscape, you must paint their colour rather lighter than reality, and you must spread over it a soft bluish light. Suppose you were painting red animals—rather a rare occurrence—you would have to have a soft bluish sheen over them, and everywhere where you had the animal and the vegetation together, you would have to blend the yellowish sheen into the bluish one. You would have to base this blending on the points of conjunction and then you get the possibility of painting the animal nature, otherwise it will always give the impression of inanimate representation. So that we may say that when we paint inanimate nature, it must be all luster, it must gleam from inside. When we paint the living plant-life, it must appear as luster-image. We first paint the image, and in fact paint so dark that we deviate from the natural colour. We present the image-character, in fact, by painting rather darker, and then overspreading it with luster, luster-image. If we paint creatures with souls and even animals, we must paint the image-luster. We must not go straight to the complete picture. This we achieve by painting lighter, that is, by leading the image over to the luster, and adding on top that which in a certain sense dulls the pure transparency. Thus we get the image-luster. And if we go to a step up to human beings, we must aspire to paint the pure image.
This is what those painters have done who have not yet painted external Nature, they have merely created the pure image. And thus we come to the complete image; that is, we must now include those colours which we have met in pictures as lusters. That happens because we deprive them in a sense of their luster-character when we get to human beings; we treat them as images. This means we paint the surface anyhow and try somehow to find a reason for it. The yellow surface insists on being, as it were, washed out at the edge. In no other way is it permissible to have the yellow, it must be washed out at the edge. In a painting of human beings, one can remove its real colour-nature and convert it into an image. In this way one transforms the luster-colour into colour and thereby reaches the human; when one paints a human being one need worry about nothing except the pure transparency of the medium. It is true one must develop most particularly the feeling for what colour becomes after its transition into image-character. You see, one penetrates in fact the whole nature of colour—also in so far as this nature is expressed in painting—if one cultivates a sensibility to the difference between the pictorial and that which is to be found in luster. The pictorial really more nearly approaches the quality of thought, and the more so, the further we proceed in the pictorial. When we paint a man, we can really paint only our thoughts of him. But this thought of him must be made evident. It must be expressed in the colour. And one lives in the colour when one is, for example, in a position to introduce somewhere a yellow surface and to say to oneself: this ought really to be shaded off; I transform it into image, and I must therefore modify it where it touches neighboring colours. I must apologize, as it were, in my picture that I do not yield to the will of the yellow. Thus you see how in fact it is possible to paint from the colour itself; how it is possible to regard the world of colour as such as something which so develops in the procession of our earth's evolution that colour first irradiates the earth as light from the Cosmo; and then, since something in the earth departs from it and returns again as radiation, colour becomes incorporated in the object. And we follow this experience in colour—this cosmic experience, and attain thereby the possibility of ourselves living in the colour. It is living in the colour, when I have it dissolved in the pot, and by dipping the brush in it an applying it to the surface, transform it into something fixed and firm; whereas it is not living in the colour if I stand there with a palette and mix colours together, if, having the colours already solid and material on the palette, I then daub them on the surface. That is not living in the colour, but outside it. I live in the colour only when I must translate it from a fluid to a solid condition. Then I experience in a sense the same that the colour itself has experienced, in developing from the former lunar condition to the terrestrial condition and there becoming solid; for a solid can arise only with the earth. And then again there is this in my relation with colour. My soul must live with colour. I must rejoice with yellow, feel the dignity or seriousness of red; I must share with blue its soft, I might almost say, its tearful mood, I must be able to spiritualize colour, if I want to bring it to inner capabilities. I may not paint without this spiritual understanding for colour, especially not inorganic or lifeless objects This does not mean that one is to paint symbolically, that one must unfold the quite inartistic; this colour means one thing and that means another. The point is not that colours signify something other than themselves; but that one will be able to live with the colour. Living with the colour ceased when one left the pot colour for the palette colour and because of this change we have all the tailors' dummies which are painted by the portrait-painters from time to time on their respective canvases. They are dolls, dummies and so forth; there is nothing real, nothing with an inner impulse of life, which can be painted only if one understands what living with the colour is. Such are the few remarks I wanted to make to you in these three addresses. Naturally they could be enlarged endlessly, and this can be done at another opportunity in the future. For the present I wanted only to make these few remarks, and to provide a transition to such studies. One hears very often, after all, that artists have a proper fear of everything scientific, that they refuse to let knowledge or science interfere in their Art. Goethe already—although he could not get to the inner causes of colouration, still produced the elements of it—rightly said on the subject of this fear in painters: Up till now one has found in painters a fear and a decided antipathy towards all theoretic studies on colour and what belongs to it, with which one cannot reproach them, for till now the so-called theories were groundless, vacillating and tending to empiricism. We should like our efforts to do something to calm this fear and help to stimulate artists to put to practical proof the laws as laid down. If one proceeds in the right way consciously, one's knowledge becomes raised from the abstract to the concrete in Art, and this is particularly the case with such a fluctuating element as in the world of colour. And it is only the fault of the decadence of our Science that artists rightly have such a fear of theory. This theory is material-intellectual, especially this theory that we come across in modern physical Optics. The element of colour is fluctuating, and the most one can wish is that the painter should not solidify his colour as he does on the palette, but should leave it in a fluid state in the pot. But if the physicist comes along then and draws his lines on the board and says that from his strokes and lines run out here the yellow, there blue—this attitude is enough to drive one mad. That has nothing to do with Physics. Physics must be content with the light that is in the room. You cannot undertake the consideration of colour at all without first lifting it into the region of the soul. For it is sheer nonsense to say: Colour is something subjective which produces an effect on us And if one goes further and says,—and in doing so one conceives an inexact picture of the Ego—that there is some external objective inclination which affects us, our Ego, it is rubbish; the Ego itself is in the colour. The Ego and the human astral body are not to be differentiated from colour, they live in it and are outside the physical human body in proportion as they are bound up with colour out there; they only reproduce the colours in the physical and etheric body. That is the point. So that the whole question of the effect of an objective on a subjective colour is nonsense; for the Ego, the astral body, already exist in the colour, and they enter with it. Colour is the conveyer of the Ego and the astral body into the physical and into the etheric body. So that the whole method of study must come out. Thus everything which has crept into Physics, and which Physics includes in its diagrammatic lines, must come out. There should first of all be a period in which one abstains altogether from drawing, when one speaks of colour in a discussion on Physics; but one should try to understand colour in its fluctuation, in its life. That is the important thing. Then you pass of your own accord from the theoretical to the artistic. Then you produce a method of studying colour which the painter can understand; because, if he identifies himself with such a method, and lives wholly in it, it is then no theoretical process of thought, but an element in colour itself. And, since he lives in the colour, he receives from it each time the answer to the question: How am I going to apply it? Hence the possibility of conducting a dialogue with colours, for they tell you themselves how they want to be applied on the surface. It is this which makes a line of approach aspiring to attain reality enter the sphere of Art. Our Physics had ruined it for us; and therefore it must be emphasized today with all distinctness that such things which above all verge on Psychology and Aesthetics must not be allowed to be further corrupted by the physical view, but that it must be understood that quite another way and method must be employed. We see the spiritual and psychic elements in Goetheanism, which must be carried further. It has not yet, for instance, shown the differentiation of colours into images and lusters. We have to live Goetheanism thoughtfully, in order to proceed further and further. And this we can do only through Spiritual Science. |
117a. The Gospel of John and the Three Other Gospels: The European Mysteries and Their Initiates
09 Jan 1910, Stockholm Rudolf Steiner |
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Presentation by Markus Uppling After pointing out that man is by no means the simple being that the external, sensual eyes can see, the hand can grasp and the mind can comprehend, the speaker emphasized that the human ego is clothed not only in its physical body but also in an astral and an etheric body, and thus belongs not only to the physical world but also to the astral and etheric worlds. |
We know, the speaker said, that during sleep the astral body, together with the ego, leaves the physical body and the etheric body and goes into the astral world to get the forces from which our life is to be built the following day. |
117a. The Gospel of John and the Three Other Gospels: The European Mysteries and Their Initiates
09 Jan 1910, Stockholm Rudolf Steiner |
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Presentation by Markus Uppling After pointing out that man is by no means the simple being that the external, sensual eyes can see, the hand can grasp and the mind can comprehend, the speaker emphasized that the human ego is clothed not only in its physical body but also in an astral and an etheric body, and thus belongs not only to the physical world but also to the astral and etheric worlds. Now he wonders: can a person know anything specific about these spiritual worlds, and are there really methods for research in these worlds? The speaker answered these questions with an unconditional 'Yes'. What then are these methods? The same ones that our ancestors used for this purpose, and which have always been referred to by the name of “initiation,” although with today's higher development of the human being, the attainment of the various degrees of initiation can only proceed entirely within the human being, without the use of all the external aids that were necessary in the past. The part of the human being that needs to be strengthened and developed here is the astral body. We know, the speaker said, that during sleep the astral body, together with the ego, leaves the physical body and the etheric body and goes into the astral world to get the forces from which our life is to be built the following day. But for most people, the astral body is still a chaos, without structure and without organs of perception. It is therefore important to develop spiritual eyes and ears in it, so that it is able to store the impressions of the spiritual world, just as the physical body stores the impressions of the sensory world. The means for this are meditation and concentration of the life of feeling, imagination and will. The first step on the path to initiation is imagination. As an example of the exercises required here, the speaker mentioned the exercise with the image of the black cross wreathed with red roses. The disciple is told to absorb this image within himself and to pay attention to the feelings it awakens in him. He is then told to banish from his consciousness the images of the roses themselves and of the cross itself, and to retain only the memory of how his soul was active in creating these images. Hundreds of other images the disciple must work on in his soul in the same way. But in this way he gradually acquires new inner sense organs and can, for example, feel the “harmony of the spheres” of which the Pythagoreans spoke; and this sounding is not a fantasy, but a real reality. In this way, the human being has risen to the second degree of initiation, to the stage of inspiration. To reach the third and final degree of initiation, the degree of intuition, the person must practice forgetting even the aforementioned inner soul work. After that, he must wait. If images now arise within him, these are impressions from the spiritual world, and the person has gained the gift of intuition. If such images do not arise, the student must continue his exercises. Through intuition, the human being will be able to grasp his own eternal soul. He can see his own incarnations and can prophetically say what influence what is happening today will have on future incarnations. Initiation did not always happen in this way, however. In earlier times, an external apparatus was needed to make the impressions on the soul strong enough to develop the person to the point of inspiration and intuition. The Greeks thus had two types of mysteries: the Dionysian and the Apollonian. The Dionysian mysteries originated in Egypt and aimed to have the student, blind and deaf to everything outside, delve into his own inner self and experience as powerfully as possible all the affects of the astral life, such as lust and fear, terror, anxiety and superhuman joy. In this way, strong spiritual powers were to be developed in him. The external apparatus used for this purpose consisted of underground passages and the like in the initiation temples. And even today, the plan of these arrangements can be found in the Egyptian pyramids. The other kind of Greek mystery was the so-called Apollonian mystery. Here, too, external devices were used; but here the goal was to lead man to the spiritual not by feeling and thinking within himself, but by empathizing and thinking with the great nature. The radiance of the sun, the melancholy of autumn, the mysticism of the winter solstice and many other natural phenomena were the means used for this purpose. The everyday was lost for man, and behind the veil of the sensory world he began to recognize the spiritual world as a reality. It is interesting to study the mysteries that existed in Northern and Central Europe in pre-Christian times and at the same time as the Palestine event. In Central Europe we had the Druid mysteries. These took place in the sacred forests at midnight on Christmas Eve, for example. And by letting his senses merge with the great nature, the Druid could gain a real insight into what man is and can become. And as the content of the world stood alive before his soul, the great “All-Father” and, opposite him, the “All-Mother, the soul, and this not as an abstraction, but as realities. In Northern Europe, we have the Drotten Mysteries, which are a preparation for receiving the Christian Mysteries. The Drotten Mysteries prepared directly for initiation through intimate soul methods. Their practitioners believed that man had not yet come so far that he could ascend into the spiritual world; therefore, his soul must first be born. For this purpose, thirteen men participated in the mysteries at once, with one acting as a guide and the remaining twelve as helpers. Each of these twelve helpers sought to bring a single soul power to a very special height in order to allow all these powers to unite in the mystery like rays into the soul of the thirteenth. Under the influence of this, he was inspired and was able to reveal his perceptions from the spiritual world in words. There he saw the perfect human being as an image of the divinity itself. But then he saw the archetype of this human being, and as the last thing he saw what unites the image and the archetype - the holy trinity, of which our thinking, feeling and willing are only a weak image. In powerful images, he saw the stars as spiritual beings and saw himself living in this being. Through the Drotten Mysteries, man became a wanderer in the spiritual world. Today's man can, if he wills, rise up into the spiritual world. Because of the fact that these initiates have lived, we now have bodies that are capable of becoming an instrument for the spiritual. |