34. Reincarnation and Karma (GA 34): Reincarnation and Karma
Rudolf Steiner |
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It is true, Goethe has said that he had received from his father his figure and his serious conduct of life, and from his little mother his joyous nature and power of fantasy, and that, as a consequence, nothing original was to be found in the whole man. But in spite of this, nobody will try to trace back Goethe's gifts to father and mother—and be satisfied with it—in the same sense in which we trace back the form and manner of life of the lion to his forebears. |
I believe that in regard to this question, more than in regard to any other, the wish is father to the thought, for I do not know a single scientifically proven fact which might serve as the basis for the belief in immortality.” |
34. Reincarnation and Karma (GA 34): Reincarnation and Karma
Rudolf Steiner |
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[ 1 ] Francesco Redi, the Italian natural scientist, was considered a dangerous heretic by the leading scholars of the seventeenth century because he maintained that even the lowest animals originate through reproduction. He narrowly escaped the martyr-destiny of Giordano Bruno or Galileo. For the orthodox scientist of that time believed that worms, insects, and even fish could originate out of lifeless mud. Redi maintained that which today is generally acknowledged: that all living creatures have descended from living creatures. He committed the sin of recognizing a truth two centuries before science found its “irrefutable” proof. Since Pasteur has carried out his investigations, there can be no longer any doubt about the fact that those cases were merely illusion in which people believed that living creatures could come into existence out of lifeless substances through “spontaneous generation”. The life germs entering such lifeless substances escaped observation. With proper means, Pasteur prevented the entrance of such germs into substances in which, ordinarily, small living creatures come into existence, and not even a trace of the living was formed. Thus it was demonstrated that the living springs only from the life germ. Redi had been completely correct. [ 2 ] Today, the spiritual scientist, the anthroposophist, finds himself in a situation similar to that of the Italian scientist. On the basis of his knowledge, he must maintain in regard to the soul what Redi maintained in regard to life. He must maintain that the soul nature can spring only from the soul. And if science advances in the direction it has taken since the seventeenth century, then the time will come when, out of its own nature, science will uphold this view. For—and this must be emphasized again and again—the attitude of thought which underlies the anthroposophical conception of today is no other than the one underlying the scientific dictum that insects, worms and fish originate from life germs and not from mud. The anthroposophical conception maintains the postulate: “Every soul originates out of the soul nature,” in the same sense and with the same significance in which the scientist maintains: “Everything living originates out of the living.”1 [ 3 ] Today's customs differ from those of the seventeenth century. The attitudes of mind underlying the customs have not changed particularly. To be sure, in the seventeenth century, heretical views were persecuted by means no longer considered human today. Today, spiritual scientists, anthroposophists, will not be threatened with burning at the stake: one is satisfied in rendering them harmless by branding them as visionaries and unclear thinkers. Current science designates them fools. The former execution through the inquisition has been replaced by modern, journalistic execution. The anthroposophists, however, remain steadfast; they console themselves in the consciousness that the time will come when some Virchow will say: “There was a time—fortunately it is now superseded—when people believed that the soul comes into existence by itself if certain complicated chemical and physical processes take place within the skull. Today, for every serious researcher this infantile conception must give way to the statement that everything pertaining to the soul springs from the soul.” [ 4 ] One must by no means believe that spiritual science intends to prove its truths through natural science. It must be emphasized, however, that spiritual science has an attitude of mind similar to that of true natural science. The anthroposophist accomplishes in the sphere of the soul life what the nature researcher strives to attain in the domains perceptible to the eyes and audible to the ears. There can be no contradiction between genuine natural science and spiritual science. The anthroposophist demonstrates that the laws which he postulates for the soul life are correspondingly valid also for the external phenomena of nature. He does so because he knows that the human sense of knowledge can only feel satisfied if it perceives that harmony, and not discord, rules among the various phenomenal realms of existence. Today most human beings who strive at all for knowledge and truth are acquainted with certain natural-scientific conceptions. Such truths can be acquired, so to speak, with the greatest ease. The science sections of newspapers disclose to the educated and uneducated alike the laws according to which the perfect animals develop out of the imperfect, they disclose the profound relationship between man and the anthropoid ape, and smart magazine writers never tire of inculcating their readers with their conception of “spirit” in the age of the “great Darwin.” They very seldom add that in Darwin's main treatise there is to be found the statement: “I hold that all organic beings that have ever lived on this earth have descended from one primordial form into which the creator breathed the breath of life.” (Origin of Species, Vol. II, chapter XV.)—In our age it is most important to show again and again that Anthroposophy does not treat the conceptions of “the breathing in of life” and the soul as lightly as Darwin and many a Darwinian, but that its truths do not contradict the findings of true nature research. Anthroposophy does not wish to penetrate into the mysteries of spirit-life upon the crutches of natural science of the present age, but it merely wishes to say: “Recognize the laws of the spiritual life and you will find these sublime laws verified in corresponding form if you descend to the domain in which you can see with eyes and hear with ears.” Natural science of the present age does not contradict spiritual science; on the contrary, it is itself elemental spiritual science. Only because Haeckel applied to the evolution of animal life the laws which the psychologists since ancient days have applied to the soul, did he achieve such beautiful results in the field of animal life. If he himself is not of this conviction, it does not matter; he simply does not know the laws of the soul, nor is he acquainted with the research which can be carried on in the field of the soul.e1 The significance of his findings in his field is thereby not diminished. Great men have the faults of their virtues. Our task is to show that Haeckel in the field where he is competent is nothing but an anthroposophist.—By linking up with the natural-scientific knowledge of the present age, still another aid offers itself to the spiritual scientist. The objects of outer nature are, so to speak, to be grasped by our hands. It is, therefore, easy to expound their laws. It is not difficult to realize that plants change when they are transplanted from one region into another. Nor is it hard to visualize that a certain animal species loses its power of eyesight when it lives for a certain length of time in dark caves. By demonstrating the laws which are active in such processes, it is easy to lead over to the less manifest, less comprehensible laws which we encounter in the field of the soul life.—if the anthroposophist employs natural science as an aid, he merely does so in order to illustrate what he is saying. He has to show that anthroposophic truths, with respective modifications, are to be found in the domain of natural science, and that natural science cannot be anything but elemental spiritual science; and he has to employ natural-scientific concepts in order to lead over to his concepts of a higher nature. [ 5 ] The objection might be raised here that any inclination toward present-day natural-scientific conceptions might put spiritual science into an awkward position for the simple reason that these conceptions themselves rest upon a completely uncertain foundation. It is true: There are scientists who consider certain fundamental principles of Darwinism as irrefutable, and there are others who even today speak of a “crisis in Darwinism.” The former consider the concepts of “the omnipotence of natural selection” and “the struggle for survival” to be a comprehensive explanation of the evolution of living creatures; the latter consider this “struggle for survival” to be one of the infantile complaints of modern science and speak of the “impotence of natural selection.”—If matters depended upon these specific, problematic questions, it were certainly better for the anthroposophist to pay no attention to them and to wait for a more propitious moment when an agreement with natural science might be achieved. But matters do not depend upon these problems. What is important, however, is a certain attitude, a mode of thought within natural-scientific research in our age, certain definite great guiding lines, which are adhered to everywhere, even though the thoughts of various researchers and thinkers concerning specific questions diverge widely. It is true: Ernst Haeckel's and Virchow's conceptions of the “genesis of man” diverge greatly. But the anthroposophical thinker might consider himself fortunate if leading personalities were to think as clearly about certain comprehensive viewpoints concerning the soul life as these opponents think about that which they consider absolutely certain in spite of their disagreement. Neither the adherents of Haeckel nor those of Virchow search today for the origin of worms in lifeless mud; neither the former nor the latter doubt that “all living creatures originate from the living,” in the sense designated above.—In psychology we have not yet advanced so far. Clarity is completely lacking concerning a view point which might be compared with such scientific fundamental convictions. Whoever wishes to explain the shape and mode of life of a worm knows that he has to consider its ovum and ancestors; he knows the direction in which his research must proceed, although the viewpoints may differ concerning other aspects of the question, or even the statement may be made that the time is not yet ripe when definite thoughts may be formed concerning this or that point.—Where, in psychology, is there to be found a similar clarity? The fact that the soul2 has spiritual qualities, just as the worm has physical ones, does not cause the researcher to approach—as he should—the one fact with the same attitude of mind as he approaches the other. To be sure, our age is under the influence of thought habits which prevent innumerable people, occupied with these problems, from entering at all properly upon such demands.—True, it will be admitted that the soul qualities of a human being must originate somewhere just as do the physical ones. The reasons are being sought for the fact that the souls of a group of children are so different from one another, although the children all grew up and were educated under identical circumstances; that even twins differ from one another in essential characteristics, although they always lived at the same place and under the care of the same nurse. The case of the Siamese Twins is quoted, whose final years of life were, allegedly, spent in great discomfort in consequence of their opposite sympathies concerning the North-American Civil War. We do not deny that careful thought and observation have been directed upon such phenomena and that remarkable studies have been made and results achieved. But the fact remains that these efforts concerning the soul life are on a par with the efforts of a scientist who maintains that living creatures originate from lifeless mud. In order to explain the lower psychic qualities, we are undoubtedly justified in pointing to the physical forebears and in speaking of heredity, just as we do in the case of bodily traits. But we deliberately close our eyes to the most important aspect of the matter if we proceed in the same direction with respect to the higher soul qualities, the actually spiritual in man. We have become accustomed to regard these higher soul qualities as a mere enhancement, as a higher degree of the lower ones. And we therefore believe that an explanation might satisfy us which follows the same lines as the explanation offered for the soul qualities of the animal. [ 6 ] It is not to be denied that the observation of certain soul functions of higher animals may easily lead to this mistaken conception. We only need draw attention to the fact that dogs show remarkable proof of a faithful memory; that horses, noticing the loss of a horse shoe, walk of their own accord to the blacksmith who has shod them before; that animals which are shut up in a room, can by themselves open the door; we might quote many more of these astonishing facts. Certainly, the anthroposophist, too, will not refrain from admitting the possibility of continued enhancement of animal faculties. But must we, for that reason, obliterate the difference between the lower soul traits which man shares with the animal, and the higher spiritual qualities which man alone possesses? This can only be done by someone who is completely blinded by the dogmatic prejudice of a “science” which wishes to stick fast to the facts of the coarse, physical senses. Simply consider what is established by indisputable observation, namely, that animals, even the highest-developed ones, cannot count and therefore are unable to learn arithmetic. The fact that the human being is distinguished from the animal by his ability to count was considered a significant insight even in ancient schools of wisdom.—Counting is the simplest, the most insignificant of the higher soul faculties. For that very reason we cite it here, because it indicates the point where the animal-soul element passes over into the spirit-soul element, into the higher human element. Of course, it is very easy to raise objections here also. First, one might say that we have not yet reached the end of the world and that we might one day succeed in what we have not yet been able to do, namely, to teach counting to intelligent animals. And secondly, one might point to the fact that the brain has reached a higher stage of perfection in man than in the animal, and that herein lies the reason for the human brain's higher degrees of soul activity. We may fully concur with the persons who raise these objections. Yet we are in the same position concerning those people who, in regard to the fact that all living creatures spring from the living, maintain over and over again that the worm is governed by the same chemical and physical laws that govern the mud, only in a more complicated manner. Nothing can be done for a person who wishes to disclose the secrets of nature by means of trivialities and what is self-evident. There are people who consider the degree of insight they have attained to be the most penetrating imaginable and to whom, therefore, it never occurs that there might be someone else able to raise the same trivial objections, did he not see their worthlessness.—No objection can be raised against the conception that all higher processes in the world are merely higher degrees of the lower processes to be found in the mud. But just as it is impossible for a person of insight today to maintain that the worm originates from the mud, so is it impossible for a clear thinker to force the spirit-soul nature into the same concept-pattern as that of the animal-soul nature. Just as we remain within the sphere of the living in order to explain the descent of the living, so must we remain in the sphere of the soul-spirit nature in order to understand the soul-spirit nature's origin. [ 7 ] There are facts which may be observed everywhere and which are bypassed by countless people without their paying any attention to them. Then someone appears who, by becoming aware of one of these facts, discovers a fundamental and far-reaching truth. It is reported that Galileo discovered the important law of the pendulum by observing a swinging chandelier in the cathedral of Pisa. Up to that time, innumerable people had seen swinging church lamps without making this decisive observation. What matters in such cases is that we connect the right thoughts with the things we see. Now, there exists a fact which is quite generally accessible and which, when viewed in an appropriate manner, throws a clear light upon the character of the soul-spirit nature. This is the simple truth that every human being has a biography, but not the animal. To be sure, certain people will say: Is it not possible to write the life story of a cat or a dog? The answer must be: Undoubtedly it is; but there is also a kind of school exercise which requires the children to describe the fate of a pen. The important point here is that the biography has the same fundamental significance in regard to the individual human being as the description of the species has in regard to the animal. Just as I am interested in the description of the lion-species in regard to the lion, so am I interested in the biography in regard to the individual human being. By describing their human species, I have not exhaustively described Schiller, Goethe, and Heine, as would be the case regarding the single lion once I have recognized it as a member of its species. The individual human being is more than a member of his species. Like the animal, he shares the characteristics of his species with his physical forebears. But where these characteristics terminate, there begins for the human being his unique position, his task in the world. And where this begins, all possibility of an explanation according to the pattern of animal-physical heredity ceases. I may trace back Schiller's nose and hair, perhaps even certain characteristics of his temperament, to corresponding traits in his ancestors, but never his genius. And naturally, this does not only hold good for Schiller. This also holds good for Mrs. Miller of Gotham. In her case also, if we are but willing, we shall find soul-spiritual characteristics which cannot be traced back to her parents and grand-parents in the same way we can trace the shape of her nose or the blue color of her eyes. It is true, Goethe has said that he had received from his father his figure and his serious conduct of life, and from his little mother his joyous nature and power of fantasy, and that, as a consequence, nothing original was to be found in the whole man. But in spite of this, nobody will try to trace back Goethe's gifts to father and mother—and be satisfied with it—in the same sense in which we trace back the form and manner of life of the lion to his forebears.—This is the direction in which psychology must proceed if it wishes to parallel the natural-scientific postulate that “all living creatures originate from the living” with the corresponding postulate that “everything of the nature of the soul is to be explained by the soul-nature.” We intend to follow up this direction and show how the laws of reincarnation and karma, seen from this point of view, are a natural-scientific necessity. [ 8 ] It seems most peculiar that so many people pass by the question of the origin of the soul-nature simply because they fear that they might find themselves caught in an uncertain field of knowledge. They will be shown what the great scientist Carl Gegenbaur has said about Darwinism. Even if the direct assertions of Darwin may not be entirely correct, yet they have led to discoveries which without them would not have been made. In a convincing manner Darwin has pointed to the evolution of one form of life out of another one, and this has stimulated the research into the relationships of such forms. Even those who contest the errors of Darwinism ought to realize that this same Darwinism has brought clarity and certainty to the research into animal and plant evolution, thus throwing light into dark reaches of the working of nature. Its errors will be overcome by itself. If it did not exist, we should not have its beneficial consequences. In regard to the spiritual life, the person who fears uncertainty concerning the anthroposophical conception ought to concede to it the same possibility; even though anthroposophical teachings were not completely correct, yet they would, out of their very nature, lead to the light concerning the riddles of the soul. To them, too, we shall owe clarity and certainty. And since they are concerned with our spiritual destiny, our human destination, our highest tasks, the bringing about of this clarity and certainty ought to be the most significant concern of our life. In this sphere, striving for knowledge is at the same time a moral necessity, an absolute moral duty. [ 9 ] David Friedrich Strauss endeavored to furnish a kind of Bible for the “enlightened” human being in his book, Der alte und neue Glaube (Faith—Ancient and Modern). “Modern faith” is to be based on the revelations of natural science, and not on the revelations of “ancient faith” which, in the opinion of this apostle of enlightenment, have been superceded. This new Bible has been written under the impression of Darwinism by a personality who says to himself: Whoever, like myself, counts himself among the enlightened, has ceased, long before Darwin, to believe in “supernatural revelation” and its miracles. He has made it clear to himself that in nature there hold sway necessary, immutable laws, and whatever miracles are reported in the Bible would be disturbances, interruptions of these laws; and there cannot be such disturbances and interruptions. We know from the laws of nature that the dead cannot be reawakened to life: therefore, Jesus cannot have reawakened Lazarus.—However,—so this enlightened person continues—there was a gap in our explanation of nature. We were able to understand how the phenomena of the lifeless may be explained through immutable laws of nature; but we were unable to form a natural conception about the origin of the manifold species of plants and animals and of the human being himself. To be sure, we believed that in their case also we are concerned merely with necessary laws of nature; but we did not know their nature nor their mode of action. Try as we might, we were unable to raise reasonable objection to the statement of Carl von Linné, the great nature-researcher of the eighteenth century, that there exist as many “species in the animal and plant kingdom as were originally created in principle.” Were we not confronted here with as many miracles of creation as with species of plants and animals? Of what use was our conviction that God was unable to raise Lazarus through a supernatural interference with the natural order, through a miracle, when we had to assume the existence of such supernatural deeds in countless numbers. Then Darwin appeared and showed us that, through immutable laws of nature (natural selection and struggle for life), the plant and animal species come into existence just as do the lifeless phenomena. Our gap in the explanation of nature was filled. [ 10 ] Out of the mood which this conviction engendered in him, David Friedrich Strauss wrote down the following statement of his “ancient and modern belief”: “We philosophers and critical theologians spoke to no purpose in denying the existence of miracles; our authoritative decree faded away without effect because we were unable to prove their dispensability and give evidence of a nature force which could replace them in the fields where up to now they were deemed most indispensable. Darwin has given proof of this nature force, this nature process, he has opened the door through which a fortunate posterity will cast the miracle into oblivion. Everybody who knows what is connected with the concept ‘miracle’ will praise him as one of the greatest benefactors of the human race.” [ 11 ] These words express the mood of the victor. And all those who feel like Strauss may disclose the following view of the “modern faith”: Once upon a time, lifeless particles of matter have conglomerated through their inherent forces in such a way as to produce living matter. This living matter developed, according to necessary laws, into the simplest, most imperfect living creatures. These, according to similarly necessary laws, transformed themselves further into the worm, the fish, the snake, the marsupial, and finally into the ape. And since Huxley, the great English nature researcher, has demonstrated that human beings are more similar in their structure to the most highly developed apes than the latter are to the lower apes, what then stands in the way of the assumption that the human being himself has, according to the same natural laws, developed from the higher apes? And further, do we not find what we call higher human spiritual activity, what we call morals, in an imperfect condition already with the animal. May we doubt the fact that the animals—as their structure became more perfect, as it developed into the human form, merely on the basis of physical laws—likewise developed the indications of intellect and morals to be found in them to the human stage? [ 12 ] All this seems to be perfectly correct. Although everybody must admit that our knowledge of nature will not for a long time to come be in the position to conceive of how what has been described above takes place in detail, yet we shall discover more and more facts and laws; and thus the “modern faith” will gain more and firmer supports. [ 13 ] Now it is a fact that the research and study of recent years have not furnished such solid supports for this belief; on the contrary, they have contributed greatly to discredit it. Yet it holds sway in ever extending circles and is a great obstacle to every other conviction. [ 14 ] There is no doubt that if David Friedrich Strauss and those of like mind are right, then all talk of higher spiritual laws of existence is an absurdity; the “modern faith” would have to be based solely on the foundations which these personalities assert are the result of the knowledge of nature. [ 15 ] Yet, whoever with unprejudiced mind follows up the statements of these adherents of the “modern faith” is confronted by a peculiar fact. And this fact presses upon us most irresistibly if we look at the thoughts of those people who have preserved some degree of impartiality in the face of the self-assured assertions of these orthodox pioneers of progress. [ 16 ] For there are hidden corners in the creed of these modern believers. And if we uncover what exists in these corners, then the true findings of modern natural science shine forth in full brilliance, but the opinions of the modern believers concerning the human being begin to fade away.3 [ 17 ] Let us throw light into a few of these corners. At the outset, let us keep to that personality who is the most significant and the most venerable of these modern believers. On page 804 of the ninth edition of Haeckel's Natuerliche Schoepfungsgeschichte (Natural Genesis) we read: “The final result of a comparison of animals and man shows that between the most highly developed animal souls and the lowest human souls there exists only a small quantitative, but no qualitative difference; this difference is much smaller than the difference between the lowest and the highest human souls, or the difference between the highest and the lowest animal souls.” Now, what is the modern believer's attitude toward such a fact? He announces: we must explain the difference between the lower and the higher animal souls as a consequence of necessary and immutable laws. And we study these laws. We ask ourselves: how did it come about that out of animals with a lower soul have developed those with a higher soul? We look in nature for conditions through which the lower may develop into the higher. We then find, for example, that animals which have migrated to the caves of Kentucky become blind there. It becomes clear to us that through the sojourn in the darkness the eyes have lost their function. In these eyes the physical and chemical processes no longer take place which were carried out during the act of seeing. The stream of nourishment which has formerly been used for this activity is now diverted to other organs. The animals change their shape. In this way, new animal species can arise out of existing ones if only the transformation which nature causes in these species is sufficiently great and manifold.—What actually takes place here? Nature brings about changes in certain beings; and these changes later also appear in their descendants. We say: they are transmitted by heredity. Thus the coming into existence of new animal and plant species is explained. [ 18 ] The modern believers now continue happily in the direction of their explanation. The difference between the lowest human souls and the highest animal souls is not particularly great. Therefore, certain life conditions in which the higher animal souls have been placed have brought about changes by means of which they became lower human souls. The miracle of the evolution of the human soul has been cast out of the temple of the “modern faith” into oblivion, to use an expression of Strauss', and man has been classified among the animals according to “eternal, necessary” laws. Satisfied, the modern believer retires into peaceful slumber; he does not wish to go further. [ 19 ] Honest thinking must disturb his slumber. For this honest thinking must keep alive around his couch the spirits which he himself has evoked. Let us consider more closely the above statement of Haeckel: “the difference (between higher animals and men) is much smaller than the difference between the lowest and the highest human souls.” If the modern believer admits this, may he then indulge in peaceful slumber as soon as he—according to his opinion—has explained the evolution of the lower men out of the highest animals? [ 20 ] No, he must not do this, and if he does so nevertheless, then he denies the whole basis upon which he has founded his conviction. What would a modern believer reply to another who were to say: I have demonstrated how fish have originated from lower living creatures. This suffices. I have shown that everything evolves—therefore the species higher than the fish will doubtless have developed like the fish. There is no doubt that the modern believer would reply: Your general thought of evolution is useless; you must be able to show how the mammals originate; for there is a greater difference between mammals and fish than between fish and those animals on a stage directly below them.—And what would have to be the consequence of the modern believer's real faithfulness to his creed? He would have to say: the difference between the higher and lower human souls is greater than the difference between these lower souls and the animal souls on the stage directly below them; therefore I must admit that there are causes in the universe which effect changes in the lower human soul, transforming it in the same way as do the causes, demonstrated by me, which lead the lower animal form into the higher one. If I do not admit this, the species of human souls remain for me a miracle in regard to their origin, just as the various animal species remain a miracle to the one who does not believe in the transformation of living creatures through laws of nature. [ 21 ] And this is absolutely correct: the modern believers, who deem themselves so greatly enlightened because they believe they have “cast out” the miracle in the domain of the living, are believers in miracles, nay, even worshipers of the miracle in the domain of the soul life. And only the following fact differentiates them from the believers in miracles, so greatly despised by them: these latter honestly avow their belief; the modern believers, however, have not the slightest inkling of the fact that they themselves have fallen prey to the darkest superstition. [ 22 ] And now let us illumine another corner of the “modern belief.” In his Anthropology, Dr. Paul Topinard has beautifully compiled the findings of the modern theory of the origin of man. At the end of his book he briefly recapitulates the evolution of the higher animal forms in the various epochs of the earth according to Haeckel: “At the beginning of the earth period designated by geologists the Laurentian period, the first nuclei of albumin were formed by a chance meeting of certain elements, i.e. carbon, oxygen, hydrogen, and nitrogen, under conditions probably only prevailing at that epoch. From them, through spontaneous generation, monads developed (the smallest, imperfect living creatures). These split and multiplied, rearranged themselves into organs, and finally, after a series of transformations which Haeckel estimates as nine, they bestowed life upon certain vertebrae such as the amphioxus lanceolatus.” We may skip the description of the further animal species in the same direction and add here at once Topinard's concluding sentences: “In the twentieth earth epoch, we find the anthropoid ape approximately during the whole Miocene period; in the twenty-first, the man-ape which does not yet possess speech and a corresponding brain. In the twenty-second period, Man finally appears as we know him, at least in his less perfect forms.” And now, after having cited what is to be understood as the “natural-scientific basis of the modern belief,” Topinard, in a few words, makes a significant confession. He says: “Here the classification comes to an abrupt halt. Haeckel forgets the twenty-third degree in which the brilliant Lamarck and Newton appear.” [ 23 ] A corner in the creed of the modern believer is thereby exposed in which he points with the utmost clarity to facts, concerning which he denies his creed. He is unwilling to rise into the human soul sphere with the concepts with which he tried to find his way in the other spheres of nature.—Were he to do this, were he, with his attitude of mind acquired through the observation of external nature, to enter upon the sphere which Topinard calls the twenty-third degree, then he would have to say to himself: just as I derive the higher animal species from the lower through evolution, so do I derive the higher soul nature from the lower through evolution. I cannot understand Newton's soul if I do not conceive of it as having sprung from a preceding soul being. And this soul being can never be looked for in the physical ancestors. Were I to look for it there, I would turn upside down the whole method of nature research. How could it ever occur to a scientist to show the evolution of one animal species out of another if the latter, in regard to its physical makeup, were as dissimilar to the former as Newton, in regard to his soul, is to his forebears: One conceives of one animal species having proceeded from a similar one which is merely one degree lower than itself. Therefore, Newton's soul must have sprung from a soul similar to it, but only one degree lower, psychically. Newton's soul nature is comprised in his biography. I recognize Newton by his biography just as I recognize a lion by the description of its species. And I comprehend the species “lion” if I imagine that it has sprung from a species on a correspondingly lower stage. Thus I comprehend what is comprised in Newton's biography if I conceive of it as having developed from the biography of a soul which resembles it, is related to it as soul. From this follows that Newton's soul existed already in another form, just as the species “lion” existed previously in a different form. [ 24 ] For clear thought, there is no escape from this conception. Only because the modern believers do not have the courage to think their thoughts through to the end do they not arrive at this final conclusion. Through it, however, the reappearance of the being who is comprised in the biography is secured.—Either we must abandon the whole natural-scientific theory of evolution, or we must admit that it must be extended to include the evolution of the soul. There are only two alternatives: either, every soul is created by a miracle, just as the animal species would have to be created by miracles if they have not developed one out of the other, or, the soul has developed and has previously existed in another form, just as the animal species has existed in another form. [ 25 ] A few modern thinkers who have preserved some clarity and courage for logical thinking are a living proof of the above conclusion. They are just as unable to familiarize themselves with the thought of soul evolution, so strange to our age, as are the modern believers characterized above. But they at least possess the courage to confess the only other possible view, namely: the miracle of the creation of the soul. Thus, in the book on psychology by Professor Johannes Rehmke, one of the best thinkers of our time, we may read the following: “The idea of creation ... appears to us ... to be the only one suited to render comprehensible the mystery of the origin of the soul.” Rehmke goes so far as to acknowledge the existence of a conscious Universal-Being who, “as the only condition for the origin of the soul, would have to be called the creator of the soul.” Thus speaks a thinker who is unwilling to indulge in gentle spiritual slumber after having grasped the physical life processes, yet who is lacking the capacity of acknowledging the idea that each individual soul has evolved out of its previous form of existence. Rehmke has the courage to accept the miracle, since he is unable to have the courage to acknowledge the anthroposophical view of the reappearance of the soul, of reincarnation. Thinkers in whom the natural-scientific striving begins to be developed logically must of necessity arrive at this view. Thus, in the book, Neuchristentum und reale Religion (Neo-Christianity and Real Religion), by Julius Baumann, professor of philosophy at the University of Goettingen, we find the following (twenty-second) paragraph among the thirty-nine paragraphs of a Sketch of a Summary of Real-Scientific Religion: “Just as in inorganic nature the physical-chemical elements and forces do not disappear but only change their combinations, so is this also to be assumed, according to the real scientific method, in respect of the organic and organic-spiritual forces. The Human soul as formal unity, as connecting Ego, returns in new human bodies and is thus enabled to pass through all the stages of human evolution.” [ 26 ] Whoever possesses the full courage for the natural-scientific avowal of faith of the present age must arrive at this conception. This, however, must not be misunderstood;we do not maintain that the more prominent thinkers among the modern believers are cowardly persons, in the ordinary sense of the word. It needed courage, indescribable courage to carry to victory the natural-scientific view in face of the resisting forces of the nineteenth century.5 But this courage must be distinguished from the higher one in regard to logical thinking. Yet just those nature researchers of the present age who desire to erect a world conception out of the findings of their domain are lacking such logical thinking. For, is it not a disgrace if we have to hear a sentence like the following, which was pronounced by the Breslau chemist Albert Ladenburg, in a lecture at a recent (1903) Conference of scientists: “Do we know anything about a substratum of the soul? I have no such knowledge.” After having made this confession, this same man continues: “What is your opinion concerning immortality? I believe that in regard to this question, more than in regard to any other, the wish is father to the thought, for I do not know a single scientifically proven fact which might serve as the basis for the belief in immortality.” What would the learned gentleman say if we were confronted by a speaker who said: “I know nothing about chemical facts. I therefore deny the chemical laws, for I know not a single scientifically proven fact which might serve as the basis for these laws.” Certainly, the professor would reply: “What do we care about your ignorance of chemistry? First study chemistry, then do your talking!” Professor Ladenburg does not know anything about a substratum of the soul; he, therefore, should not bother the world with the findings of his ignorance. [ 27 ] Just as the nature researcher, in order to understand certain animal forms, studies the animal forms out of which these former have evolved, so the psychologist, rooted in natural science, must, in order to understand a certain soul form, study the soul form out of which the former has evolved. The skull form of higher animals is explained by scientists as having arisen out of the transformation of the lower animal skull. Therefore, everything belonging to a soul's biography ought to be explained by them through the biography of the soul out of which this soul concerned has evolved. The later conditions are the effects of former ones. That is to say, the later physical conditions are the effects of former physical conditions; likewise, the later soul conditions are the effects of former soul conditions. This is the content of the Law of Karma which says: all my talents and deeds in my present life do not exist separately as a miracle, but they are connected as effect with the previous forms of existence of my soul and as cause with future ones. [ 28 ] Those who, with open spiritual eyes, observe human life and do not know this comprehensive law, or do not wish to acknowledge it, are constantly confronted by riddles of life. Let us quote one example for many. It is contained in Maurice Maeterlinck's book Le Temple Enseveli (The Buried Temple). This is a book which speaks of these riddles, which appear to present-day thinkers in a distorted shape because they are not conversant with the great laws in spiritual life of cause and effect, of Karma. Those who have fallen prey to the limited dogmas of the modern believers have no organ for the perception of such riddles. Maeterlinck puts [forth] one of these questions: “If I plunge into the water in zero weather in order to save my fellow man, or if I fall into the water while trying to push him into it, the consequences of the cold I catch will be exactly the same in both cases, and no power in heaven or earth beside myself or the man (if he is able to do so) will increase my suffering because I have committed a crime, or will relieve my pain because I performed a virtuous deed.” Certainly; the consequences in question here appear to an observation which limits itself to physical facts to be the same in both cases. But may this observation, without further research, be considered complete? Whoever asserts this holds, as a thinker, the same view point as a person who observes two boys being taught by two different teachers, and who observes nothing else in this activity but the fact that in both cases the teachers are occupied with the two boys for the same number of hours and carry on the same studies. If he were to enter more deeply upon the facts, he would perhaps observe a great difference between the two cases, and he would consider it comprehensible that one boy grows up to be an inefficient man, while the other boy becomes an excellent and capable human being.—And if the person who is willing to enter upon soul-spiritual connections were to observe the above consequences for the souls of the human beings in question, he would have to say to himself: what happens there cannot be considered as isolated facts. The consequences of a cold are soul experiences, and I must, if they are not to be deemed a miracle, view them as causes and effects in the soul life. The consequences for the person who saves a life will spring from causes different from those for the criminal; or they will, in the one or the other case, have different effects. And if I cannot find these causes and effects in the present life of the people concerned, if all conditions are alike for this present life, then I must look for the compensation in the past and the future life. Then I proceed exactly like the natural scientist in the field of external facts; he, too, explains the lack of eyes in animals living in dark caves by previous experiences, and he presupposes that present-day experiences will have their effects in future formations of races and species. [ 29 ] Only he has an inner right to speak of evolution in the domain of outer nature who acknowledges this evolution also in the sphere of soul and spirit. Now, it is clear that this acknowledgment, this extension of knowledge of nature beyond nature is more than mere cognition. For it transforms cognition into life; it does not merely enrich man's knowledge, it provides him with the strength for his life's journey. It shows him whence he comes and whither he goes. And it will show him this whence and whither beyond birth and death if he steadfastly follows the direction which this knowledge indicates. He knows that everything he does is a link in the stream which flows from eternity to eternity. The point of view from which he regulates his life becomes higher and higher. The man who has not attained to this state of mind appears as though enveloped in a dense fog, for he has no idea of his true being, of his origin and goal. He follows the impulses of his nature, without any insight into these impulses. He must confess that he might follow quite different impulses, were he to illuminate his path with the light of knowledge. Under the influence of such an attitude of soul, the sense of responsibility in regard to life grows constantly. If the human being does not develop this sense of responsibility in himself, he denies, in a higher sense, his humanness. Knowledge lacking the aim to ennoble the human being is merely the satisfying of a higher curiosity. To raise knowledge to the comprehension of the spiritual, in order that it may become the strength of the whole life, is, in a higher sense, duty. Thus it is the duty of every human being to seek the understanding for the Whence and Whither of the Soul.
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62. Raphael's Mission in the Light of the Science of the Spirit
30 Jan 1913, Berlin Tr. Peter Stebbing Rudolf Steiner |
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The Greeks poured into their statues their conception of the way in which the gods worked upon the world. How human beings felt in approaching the secrets of existence presents itself to us in the picture often referred to as the School of Athens How the human soul had learned to view the Greek gods meets us in the remarkable recreation of the gods of Homer in the Parnassus. These are not the gods of the Iliad and the Odyssey but the gods as seen by a soul that had already gone through the epoch of internalization. |
It appears to us further in each countenance of the Church fathers and philosophers, in every motion of the hands, in the whole distribution of the figures, in the wonderful colour composition. |
62. Raphael's Mission in the Light of the Science of the Spirit
30 Jan 1913, Berlin Tr. Peter Stebbing Rudolf Steiner |
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Raphael belongs to those figures in mankind's spiritual history that appear all at once, like a star, who are simply there, so that one has the feeling, they arise quite suddenly from indeterminate substrata of humanity's spiritual development—disappearing again after deeply impressing their being upon this spiritual history. Closer observation reveals that such individualities, of whom one had at first assumed, they light up like a star and disappear again, actually incorporate themselves into cultural life as a whole, as into a great organism. One has this feeling quite especially with Raphael. Herman Grimm1, the eminent art historian, of whom I was able to speak here last time, attempted to trace Raphael's influence, his renown, through the times that follow Raphael's own age, up to our own day. He was able to show that Raphael's creations worked on after his death like a living, unified stream of spiritual development that continues beyond his death, reaching to the present. If Herman Grimm was able to show this, one would like to say on the other hand: The preceding age leaves us with the impression that it already points in a certain respect to Raphael's later entry into world evolution, just as a limb is an integral part of an organism. In calling to mind a saying of Goethe's, one would like to transpose it, as it were, from the realm of space to the realm of time. Goethe once made the following significant utterance: “How can the human being relate himself to the infinite, other than by gathering together all his spiritual forces, drawn from many directions, asking himself: Is it permissible to think of yourself as the centre of this eternally existing universal order, when it leads at the same time to a persistent circling around an absolute mid-point?”2 In applying this saying to temporal evolution, one would like to add: in a certain respect the gods of Homer, described by him in such a grandiose manner almost a thousand years before the founding of Christianity, would lose something for us, in looking back into pre-historic times, if we were not able to see them as they re-emerged in the soul of Raphael. Only there do they attain a certain completion in the powerful visual expression of Raphael's creations. Thus, what Homer brought forth long before the advent of Christianity joins itself for us to an organic whole through what arose from Raphael's soul in the sixteenth century. And, by the same token, if we direct our gaze to the biblical figures of which the New Testament tells us and then contemplate the works of Raphael, we have the sense that something would at once be lacking for us if the creative power in Raphael's Madonnas and similar pictures, arising from biblical tradition and legends, had not been added to the descriptions of the Bible. One would like to say, Raphael not only lives on in the centuries that follow him; what preceded him joins with his own creative activity to form an organic whole—even if this becomes evident only from a later historical viewpoint. Thus, an expression that Lessing3 made use of in an important connection, in referring to “the education of the human race,” appears in a special light. We see how a uniform spiritual element flows through humanity's development and how this shines forth quite especially in such outstanding figures as Raphael. What we have often been able to emphasize from a spiritual scientific standpoint in regard to the development of humanity—concerning the repeated earth-lives of the human being—takes on further significance in contemplating what has been said. We become aware of the significance of the fact that the human spirit appears again and again in repeated earth-lives throughout the various epochs of humanity, bearing from one age to another what is to be implanted in mankind's spiritual development. Spiritual science seeks meaning and significance in human evolution. It does not want merely to present what happens sequentially in an ongoing straight line of development, but rather to assign an overall meaning to single periods. In appearing again and again in earth-lives that follow each other, the human soul comes onto this earth so as to be able to experience something new each time. Thus, we can really speak of an education the human soul undergoes in passing through various earth-lives; an education by means of all that is cultivated and achieved by the common spirit of humanity. What is put forward here from a spiritual scientific standpoint concerning Raphael's relation to the general development of humanity over the last centuries is not meant as a philosophical, historical construct. It arises rather as a natural outcome of considering Raphael's creative activity from all manner of viewpoints. These reflections are not the result of an urge to elaborate on humanity's spiritual life philosophically. What is said has arisen for me after contemplating Raphael's creations from many points of view—crystallizing quite naturally into what I wish to present. However, it will not be possible to enter into particular works of Raphael as such, since this would require showing such works at the same time. But the total works of Raphael also coalesce in feeling to an overall impression. Having studied Raphael, one bears something of a total impression in one's soul. And then one may ask: How does it stand with this overall impression as regards the development of humanity? Our attention is necessarily drawn to an important age with which Raphael is intimately connected, the age that coincides with the development of the ancient Greek culture. What the Greeks attained and what they experienced out of their inherent nature presents itself as a kind of middle epoch in the development of humanity. What precedes Greek culture, which is concurrent in a certain respect with the founding of Christianity, presents a quite different aspect from what follows it. If we consider the human being in the time prior to Greek culture, we find that the soul and spirit were much more intimately connected with the external bodily nature than was the case in subsequent periods. What we may call the “internalizing” of the human soul, the withdrawal of the human soul in turning to the spirit, in wanting to contemplate what underlies the spiritual in the world—this did not exist in the same measure as it does today for the times preceding the Greek period. For human beings of that earlier time it was rather that in making use of their bodily organs, the spiritual secrets of existence illuminated their souls simultaneously. A detached view of the sense world, such as we find in today's conventional science, did not exist in those older times. The human being beheld objects with his senses, sensing at the same time, in having the impression before him, what lives and weaves in things of a soul-spiritual nature. The spiritual resulted for human beings from the things themselves, from making use of their sense organs. A withdrawal from sense impressions, in giving oneself over to inner experience, so as to arrive at the spiritual in the world, was not necessary in older times. If we go very far back in the development of humanity, we find that what may be called, in the best sense of the word, “clairvoyant contemplation of things,” was a general property of the humanity of primeval times. This clairvoyant contemplation was not attained in separate states but was simply there and as natural as sense perception. Then came Greek civilization with its own characteristic world of which it can be said that, though the internalizing of spiritual life begins here, what the spirit experiences inwardly is still seen in connection with what goes on externally in the sense world. In Greece the sensory and the psycho-spiritual hold each other in balance. The spiritual was no longer given in such an immediate fashion together with sense perception as in the time preceding Greece. The spiritual welled up as it were in the Greek soul as something inwardly separate, but as something felt in directing the senses out into the world. The human being became aware of the spiritual, not in the things of the external world, but in connection with them. In the time preceding Greece, the human soul was poured, as it were, into the bodily nature. It had freed itself from the bodily nature to some extent in Greece, but the soul-spiritual held the bodily nature in balance throughout the time of ancient Greece. For that reason, the creations of the Greeks appear as fully permeated with spirituality as what presented itself to their senses.—Then came the times that followed Greece, times in which the human spirit internalizes—in which it was no longer granted it to receive the spiritual element that lives and weaves in things along with sense impressions. These are times in which the human soul had to withdraw into itself and experience its own forces through conscious effort, in advancing to the spiritual. The human soul had to experience spiritual contemplation of things and sensory observation as, so to speak, two worlds. What has just been said becomes fully evident in considering a spirit such as St. Augustine,4 who is barely separated farther in time from the advent of Christianity than we are from the Reformation. Humanity's progress becomes apparent in comparing what St. Augustine experienced and set forth in his writings, with what has come down to us from the Greek world. What St. Augustine expounds in his Confessions, what he shows us of the soul battles in turning inward, what he reveals of an inner being altogether withdrawn from the external world—how impossible does this seem with regard to the spirits of ancient Greece! There we see everywhere how what lives in the soul unites with what happens in the external world. The historical development of humanity shows itself divided as though by a mighty incision. On the one hand we have the culture of ancient Greece in which humanity holds the balance with respect to the soul-spiritual and the external physical. On the other hand, we have the founding of Christianity, that proceeds from everything the human being experiences inwardly, by means of inner battles and conscious effort—turning not to the outer world in sensing the riddles of existence, but to what the spirit can ascertain when giving itself over to purely soul-spiritual forces. Altogether different are those beautiful, those majestic and so perfect Greek gods, Zeus and Apollo, as though separated by a deep chasm from the Crucified One, from inner depth and power, undistinguished by external beauty. This is already the outer symbol for the profound turning point represented by Christianity and the culture of ancient Greece in the development of humanity. We see this turning point in the spirits that follow the Greek period, taking effect as an ever greater internalizing of the soul. The inner deepening that took place in this way is characteristic of the further development of humanity.—If one would comprehend the development of humanity, one has to become clear in one's mind that we are living in an age which implies a progressive internalization in the sense of what has been said—whether we view it in terms of the immediate past, or in looking to the future. Thus, we can foresee a time in which a still greater chasm will loom between everything that goes on in the external world, what happens in the more or less mechanical life of the outer world, and what the human soul aspires to in wanting to ascend to an understanding of spiritual heights—in attempting to take the inner steps that lead to the spiritual. We are advancing more and more toward an age of further internalization. A significant turning point in regard to this progress of humanity toward inwardness since ancient Greek times is what has come down to us in Raphael's creations. As a quite unusual spirit, Raphael places himself as though at a watershed of mankind's development. What precedes him is in a quite special sense the beginning of the turn toward inwardness. And what follows him presents a new chapter in this internalization of the human soul. Some of what I have to say in today's presentation may sound like a kind of symbolic reflection. But it should not be taken as a mere symbolic mode of expression. On account of Raphael's towering greatness, the attempt here is to grasp what can otherwise only be clothed in trivial concepts, as far as possible in broader concepts and ideas. Attempting a glance into Raphael's inner being, it strikes us above all how, in the year 1483, this soul appears as a veritable “spring-time birth,” undergoing an inner development and evolving brilliant creations. And when Raphael subsequently dies at thirty-seven, he is still young. So as to immerse ourselves in Raphael, in following the various stages of his development, let us turn our attention for the moment from historical events to Raphael's inner nature. Herman Grimm has pointed out certain regular intervals in Raphael's development. Indeed, spiritual science has no need to be ashamed, in the face of disbelieving humanity, in pointing to certain cyclical laws, laws of a regular spiritual path, also of individuals, since a thinker of the calibre of Herman Grimm—without spiritual science—was led to recognize a regular cyclical development in Raphael. Herman Grimm refers to a work of Raphael that especially delights us in Milan, the Marriage of the Virgin, as a completely new phenomenon in the whole of art history, that cannot be set alongside any previous work. Thus, out of indeterminate depths, Raphael brought forth something that distinguishes itself as being entirely new in spiritual evolution. Noting in this way what, from birth on, was a predisposition in Raphael, taking account of his progression, we can sense with Herman Grimm how he enters upon certain four-year periods. It is remarkable how Raphael advances in cycles of four years. And if we contemplate such a four-year period, we see Raphael at a higher level each time. About four years after the Marriage of the Virgin he painted The Entombment four years later the frescoes of the Camera della Segnatura and so on, in stages of four years, until the work that stood unfinished next to his deathbed, the Transfiguration of Christ. Since everything in regard to Raphael's nature proceeds so harmoniously, we feel the need to consider it purely for itself. One then gains the impression that in the age of Raphael a quality of inwardness had to arise, quite especially in regard to the art of painting—an inwardness that had to realize itself in figures such as Raphael alone was able to bring about, born of profound soul experiences, though manifesting in sensory images. And does this not then in fact become part of history itself? Having thus considered Raphael's inner nature, let us turn to the times and the surroundings into which he was placed. There we find that, while still a child growing up in Urbino, Raphael found himself in an environment that could have a stimulating and awakening effect on his decisive talents. A palace building had arisen in Urbino that aroused excitement throughout Italy. It could be said to have contributed to Raphael's initial harmonious disposition. However, we then see him transplanted to Perugia, to Florence and then to Rome. Basically, Raphael's life unfolded within a narrow circle. In viewing his life, how close in proximity do these places lie for us today. Raphael's entire world was circumscribed within a relatively narrow region, so far as the sense world was concerned. Only in spirit did he raise himself to other spheres. In Perugia, where Raphael underwent his youthful development, bloody battles were the order of the day. The city was populated by a passionately aroused citizenry; noble families that lived in strife and discord, waged war on each other. One faction drove the other from the city. After a brief expulsion, the others attempted to seize the city again. And not a few times, the streets of Perugia were covered in blood and strewn with corpses. A history writer5 describes a peculiar scene, as do other reports of that time that are indeed quite odd. In lively fashion, we see a member of the city's nobility emerge, who, to avenge his relatives, storms into the city as a warrior. The writer describes how he rides on horseback through the streets, the embodiment of the spirit of war, massacring all in his way. But the description is such that the writer clearly had the impression: it is a matter of a justified vengeance being taken by the nobleman. The image in the historian's mind is of a warrior subjugating the enemy beneath his feet. In one of Raphael's pictures, the St. George, we can sense this image the chronicler indicates. We have the immediate impression, it could not be otherwise than that Raphael let this scene work on him. What must appear outwardly so frightful for us, resurrects inwardly in Raphael's soul and becomes the starting point for one of the greatest and most significant pictures in the development of humanity. Thus, Raphael witnessed a quarrelling, battling population around him. Confusion and chaos, war and strife reigned all around him in the city in which he pursued his apprenticeship with his first teacher, Pietro Perugino. We have the impression that two distinct worlds coexisted in the city: The one in which cruel and horrible things occurred, and another that lived inwardly in Raphael, having little to do with what went on around him. Then in the year 1504 we again see Raphael transplanted, now to Florence. How did matters stand with Florence when Raphael entered the city? First of all, by their conduct the inhabitants made the impression of being tired people, having undergone inner and outer states of agitation, of satiation and fatigue.—What all had not befallen Florence! Internal battles as in Perugia, bloody vendettas among patrician families, as well as battles with outside forces. But, roiling every soul in the city, there had also been the incisive experience of Savonarola6 who had died a martyr's death not long before Raphael arrived in the city. We have the strange figure of Savonarola of the fiery tongue, lashing out against the deplorable state of affairs, the acts of cruelty on the part of the Church, against secularization, against the paganism of the Church. The stormy words of Savonarola reverberate in us if we give ourselves over to them; words with which he captivated all of Florence, so that people not only hung on every word, but worshipped him as though a higher spirit stood before them in that ascetic body. As a kind of religious reformer Savonarola had transformed the city of Florence. His preachings pervaded not only religious ideas, but the entire city-state. Florence stood wholly under the influence of Savonarola, as though a divine republic of some sort were to be founded. And we then see Savonarola fall prey to the powers he had spoken out against, morally and religiously. The moving scene arises of Savonarola being led with his companions to the martyr's pyre. From the gallows he turned to look down upon the people gathered there, who had for so long been enthralled by him, having once hung on his every word. This was in May of the year 1498. Having now forsaken him, they viewed him as a heretic. However, in a few among them, including artists, the words of Savonarola still echoed on. After Savonarola had suffered a martyr's death, a painter of that time assumed the monk's habit, so as to continue working in his spirit, in his order.7 It is not difficult to imagine the tired atmosphere that lay over Florence. We see Raphael transposed into this atmosphere in the year 1504—bringing, with his creative activity, the spirit's “breath of spring” that introduced into the city a spiritual fire, so to speak, though of a quite different kind from what Savonarola had been capable of. Taking account of the contrast between the mood of this city and Raphael's soul in its isolation (joining other artists and painters working in solitary workshops or elsewhere in Florence) a picture emerges that once again shows how Raphael stood inwardly apart from the external circumstances in which he found himself. We see the Roman popes, Alexander VI, Julius II, Leo X and the whole papal system that Savonarola had railed against and the reformers had opposed. But it transpires that in this papal system we have at the same time Raphael's patrons. We see Raphael in the service of this papacy. Inwardly, his soul has in truth little in common with what meets us, for example, in his patron Julius II. The latter admitted to appearing to people as someone who “had the devil within him,” and generally had the impulse to bare his teeth in confronting his enemies. Nominally great figures, these popes were certainly not what Savonarola or his like-minded comrades would have called Christians. The papacy had passed over into heathenism, not in the old, but in a new sense. There was not much trace of Christian piety in these circles, though certainly of the desire for splendour and lust for power. Raphael becomes the servant of this heathenized Christendom. But such that something is created out of his soul by which the Christian ideas appear in many respects in a new form. We see the most heartfelt, the most delightful content of the world of Christian legends arise in the Madonna pictures and other works of Raphael. What a stark contrast there is between the inwardness of soul in Raphael's works and all that went on around him in Rome, when he became the outer servant of the popes. How was all this possible? Already, with his apprenticeship in Perugia, and then his time in Florence, we see how disparate were the actual circumstances and Raphael's inner nature. This was quite especially the case in Rome, where he created pictures of worldwide renown. Yet Raphael and his surroundings have to be taken into account if we are to acquire a proper idea of what lived within him. Let us allow the pictures of Raphael to work upon us. For the moment, this cannot be done with individual pictures, though one of his best-known paintings may be singled out, so as to come to an understanding of the characteristic soul quality in Raphael. It is the Sistine Madonna in nearby Dresden, which almost everyone knows from the numerous reproductions found throughout the world. This shows itself to be one of the noblest, most magnificent works of art in the history of mankind. We see the Mother and Child float toward us over the clouds that cover the globe—out of an indeterminate realm of the spiritual-supersensible—enveloped and surrounded by clouds that seem naturally to take on human form. One of them as though condenses to become the Child of the Madonna. She calls forth a quite particular feeling in us. In permeating us inwardly, this enables us to forget all legendary ideas from which the image of the Madonna derives, as well as all Christian traditions that tell of the Madonna. I should like to characterize, not in a dull manner, but as large-heartedly as possible what we are able to feel in regard to the Madonna. In considering human evolution in the sense of spiritual science we transcend the materialistic view. According to the natural scientific view, the lower creatures evolved first, ascending as far as the human being. However, from the standpoint of spiritual science we have to see the human being as having an existence over and above the lower kingdoms of nature. With the human being we have, in spiritual scientific terms, what is much older than all the creatures that stand in relative proximity to him in the kingdoms of nature. For spiritual science the human being existed before the animal, the plant or even the mineral kingdom came into being. We look back into far distant perspectives of time in which what is now our innermost nature was already there, only later to unite itself with the kingdoms that stand below the human being. Thus, we see the essential being of Man descend, that in truth can only be comprehended in raising ourselves to the supersensible, to what is pre-earthly. By means of spiritual science we come to recognize that no adequate conception of the human being is to be gained from forces connected only with the earth. We must raise ourselves to super-terrestrial regions to see the approach of the human being. To speak metaphorically, we must feel how something floats toward the earthly—in turning our gaze, for instance, to the sunrise in a region such as that in which Raphael lived, to the gold-gleaming sunrise. There, even in natural existence, we can come to feel how something must be added to what is earthly, of forces that we can connect with the sun. Then there arises for us, out of the golden lustre, the symbol of what floats down in order to take on the vesture of the earthly. In Perugia quite especially, one can have the sense that the eye beholds the same sunrise seen by Raphael and that the natural phenomenon of the rising sun grants us a feeling of what is celestial in the human being. Out of the clouds shone through by the sun-gold there can arise for us—or it can at least appear so—the image of the Madonna and Child as a symbol of the eternally celestial in the human being, that wafts down to the earth out of the extraterrestrial. And below, separated by clouds, we have everything that only proceeds from the earthly. Our feeling-perception can rise to the most exalted spiritual heights, if—not theoretically and not abstractly but with our whole soul—we abandon ourselves to what affects us in Raphael's Madonna. It is a quite natural feeling one can have in regard to the world-famous picture in Dresden. And I should like to provide an example showing how it has had such an effect on some people, in quoting words written by Goethe's friend, Karl August, Duke of Weimar, concerning the ,i>Sistine Madonna, following a visit to Dresden: With the Raphael adorning the collection there, it was for me as when, having climbed the heights of the Gotthard all day and traversed the Urseler Loch, one all of a sudden looks down on the blossoming, green valley below. As often as I saw it and looked away again, it always appeared only like an apparition. To me, even the most beautiful Corregios were only human pictures; in memory, their beautiful forms palpable to the senses.—Raphael, however, remained always like a mere breath, like one of those appearances the gods send us in female form, in our happiness or sorrow; like pictures that present themselves to us again in sleep, upon awakening or in dreaming, and having once seen, appear to us day and night ever afterwards, moving us in our inmost soul.8 And it is remarkable, what is to be found in following up the literature of those able to express something of a profound nature in viewing the Sistine Madonna, as also other Raphael pictures. Again and again we find comparisons with light, with the sun, with what is luminous and what is spring-like in nature. This affords us a glimpse into Raphael's soul. We see how, despite the conditions that prevailed around him, he holds converse with the eternal secrets of human development. We sense that, in his uniqueness, Raphael does not grow out of his surroundings, but points to a tremendous past. One does not then need to speculate. Such a soul looks out into the world's circumference and does not express the secrets of existence in ideas, but forms them into a picture. By virtue of its inner completeness such a soul is self-evidently mature in the highest degree and truly bears special forces of humanity in its whole disposition,—one that must have gone through epochs that poured tremendous things into the soul, so as to reappear in what we call the life of Raphael. How, we may ask, does this re-emerge? We see the living content of Christian legends, of Christian traditions, arise in Raphael's pictures at a time in which Christianity had become pagan and given over to external pomp and outer splendour. Greek paganism was represented in its gods and venerated by the Greeks in their intoxication with beauty. We see Raphael giving form to the figures of Christian tradition in an age in which Greek treasures that had been buried for centuries under rubble and debris on Roman soil were being dug up again. We see Raphael among those excavating. Indeed, this Rome into which Raphael was transposed makes a remarkable impression. What precedes this time? We see, first of all, the centuries in which Rome emerges, built on the egoism of individuals whose aim is to found a community in the external world based on what the human being signifies as the citizen of a state. When Rome had attained a certain height with the time of the Caesars, we see it absorb the Greek element into its spiritual life. We see Rome, though it had overwhelmed Greece politically, now overcome by Greece spirituality. Thus, the Greek element lived on in Rome. Greek art, to the extent it was absorbed by Rome lives on in what is Roman. Rome becomes permeated through and through by the Greek element. But why does this Greek element not remain a characteristic feature of Italy's development over the following centuries? Why did something altogether different in fact make its appearance? Because, not long after this Greek element had poured itself into the Roman world, something else came, impressing its signature more strongly on what had developed on the soil of Italy: Christianity, the internalizing of Christianity. Something was now to speak to humanity, not as had the external sensory element of Greek cities, of Greek works of art, or Greek philosophy, but by addressing itself to the inner human being, taking hold of this human soul in inner battles. Hence, we see such figures arise as St. Augustine, personalities of a quite inward disposition. But then, since all development runs its course cyclically, we again see a yearning for beauty arise, after human beings had undergone this internalizing and had lived for a long time without the same connection to external beauty. In the “outer” we once again see what is inward. In this regard, it is of significance when in Assisi the inwardly deepened life of Francis of Assisi. Francis of Assisi appears in the works of Giotto, in which Christianity is able to speak directly to the human soul.—Even if we sense at the same time—the expression is permissible—something awkward and imperfect in Giotto's pictures, in bringing the inner nature of the human being to expression. We nonetheless have a direct line of ascent to the point where the most inward, the most impressive and noblest becomes manifest in outer form in Raphael and his contemporaries. Entering in feeling into the way in which Raphael himself must have felt, we have to say to ourselves: In looking at a picture such as the Madonna della Sedia it strikes us, in contemplating the Madonna with the Child, along with the Child John, that we forget the rest of the world—forget above all that this Child held by the Madonna could be linked with what we know as the Golgotha experience. With Raphael's picture we forget everything that followed as the life of Christ-Jesus. We give ourselves over entirely to the moment seen here. We have simply a Mother and Child, of which Herman Grimm said, it is the most exalted mystery to be met with in the outer world. We view the moment in serenity, as though nothing could connect onto it, either before or after. We are wholly taken up by the relationship of the Madonna and Child, separated from everything else. Thus, in always showing us the eternal in a given moment, Raphael's creations appear fundamentally complete in themselves. What must a soul feel in creating in this manner? It cannot be seized inwardly by the burning fervour of Savonarola that feels the whole Christ tragedy within itself, in speaking its words of fury, or in addressing its hearers in uplifting, pious words. We cannot imagine that Raphael could have anything to do with Savonarola's spiritual orientation; or that so-called Christian fire could have held sway in Raphael. Nevertheless, we should not think that the Christian ideas could appear to us so vividly through Raphael—a human soul of such inwardness and completeness—if Christian fire had been altogether foreign to it. One cannot create figures in an objective and well-rounded fashion if one is imbued with Savonarola's fire, borne along by the whole tragic mood of Christ, feeling oneself spurred on by this. A certain tranquillity and quite different Christian feelings must first have arisen in the soul. Even so, what has come to expression in Raphael's pictures could not have arisen if the very “nerve” of Christian inwardness had not lived in him. Is it not then reasonable to suppose: In the painter Raphael we have a soul that must already have brought that fire with it into physical existence that we perceive at work in Savonarola. If we see Raphael as bringing this fire along with him from earlier earth-lives, then we comprehend how he could be so inwardly serene, so inwardly complete, that this fire does not meet us as a consuming fire, destructive of enthusiasm, but as the tranquil element of creative activity. At his point I should like to say, one senses something in Raphael's natural abilities by means of which, in an earlier life, he could have spoken with the same fire as Savonarola. And it need not astonish us if Raphael's soul were to have re-arisen from a time in which Christianity was not yet present in the form of art, but received that mighty impulse at its immediate inception by which it became effective in the course of the centuries that followed. Perhaps it is not too audacious, in attempting to understand Raphael, to put forward something like what has been said. For, whoever has learned, in immersing himself again and again in Raphael's works, to revere this individual in all its depths, to view it in its unfathomableness, is only able by means of such extended feelings to comprehend what speaks to us out of the miraculous works into which Raphael poured his soul. Raphael's mission only appears to us in the right light when we seek, in the sense of Goethe's expression, “in a completed life” [in einem abgelebten Leben], the Christian fire that later manifests as serenity in Raphael. Then we come to understand why he had to place himself into the world in such an isolated manner. And we comprehend how the Raphael we have attempted to characterize—having experienced something “Savonarola-like” in an earlier life (only in an enhanced measure)—now became the Raphael we know from Renaissance Italy. As already mentioned, in the time in which the Roman Empire drew near, in the Roman period of Greece, an internalizing of the soul had taken place. In the Renaissance, in Raphael's time, we see the ancient Greek culture, buried under rubble, reappearing. Rome was gradually filled with relics of Greece, with what had once beautified the city. The Roman population directed its attention once again to the forms the Greek spirit had created. In this period, we also see how the spirit of Plato, the spirit of Aristotle, the spirit of the Greek tragedians infuses Roman life. We see the Roman world conquered once again by Greek culture. For a spirit that had previously given itself over to the moral-religious view of Christianity, devoting itself in a prior life completely to such moral-religious impressions, Greek culture may be said to have had a renewing, fructifying effect, in appearing out of the rubble and ruins on the Italian peninsula. Thus, if we see the moral-religious impulse of Christianity as integral to Raphael's innate faculties, what was not there in his disposition appeared in the Greek artefacts then being excavated before his eyes. The statues reappearing out of the rubble, products of the Greek spirit, the manuscripts that were recovered, had their effect on Raphael's soul as on no other. What united itself in this way as a result of his inner disposition—Christian feeling, combined with an especially spiritual devotion to what is cosmic—all this worked together with what was then re-emerging of the Greek spirit. These two things united in Raphael's soul, bringing it about that in his works we have what the time following Greece had generated—the inwardness with which Christianity had imbued the development of humanity—now finally brought to full expression in a world of forms, of pictures in which the purest Greek spirit speaks to us. We see the remarkable phenomenon, that through Raphael the Greek element arises again within Christendom. In Raphael we see a Christianity appear in an age that, all around him, presents what is actually anti-Christian. In Raphael there lives a Christianity that goes far beyond the narrowness of the Christianity that had gone before, raising itself to a far-reaching conception of the world. However, this is a Christianity that does not merely point vaguely to infinite realms of the spiritual, but assumes artistic form—much as the ancient Greeks had united their idea of the gods with what lives and weaves formlessly in the universe, pressing this into figures that delight our senses. In letting one or another of Raphael's creations work on us, in attempting to form an overall picture of his works in their exalted, perfect forms, they appear to us as possessing a wonderful excess of youth, for Raphael died at 37 years of age. Not for the sake of a grey theory, nor as a philosophical-historical “construct,” but out of immediate feeling deriving from Raphael's works, it may be said: The lawful continuum of mankind's spiritual life presents itself to us most clearly with such a towering figure as Raphael. Imagining the progress of spiritual life as a straight line in which cause and effect follow upon each other is truly not in accord with the facts. There is a saying that seems obvious, belonging to the “golden” pronouncements of humanity, namely, that life and nature make no leaps. However, in many respects life and nature make leaps all the time. We see this in the development of the plant, from the green leaf to the blossom, from the blossom to the fruit. There we see everything develop, yet we see that leaps are inevitable. It is no different with the spiritual life of humanity, and this is connected with various evolutionary secrets. One of these is that a later epoch always has to reach back to an earlier one. Hence, just as the masculine and the feminine have to work together, so must the various Time Spirits work together, mutually fertilizing each other, so that further development can take place. Thus, the Roman period around the time of the Caesars had to be fertilized by the Greek element, for a new age to arise. And in the same way, the Time Spirit that then arose had to be fertilized by the Christian impulse, in order to make the internalizing possible that we see in St. Augustine and others. Similarly, more recently, such an inwardly advanced soul as Raphael had to be fertilized, made productive by the Greek element. Doubly buried though Greek culture then was, it yet reappeared, being doubly “extracted:” for the eyes in that the sculptures had been covered over by the soil of Italy; and for the souls, in the buried works of literature that revealed the Greek spirit. The centuries of the first Christian millennium, on the other hand, had been extraordinarily little touched by what lived in Greek philosophy, in Greek poetry. Having been doubly buried, Greek culture waited, as it were, in a “beyond” for a later point in time when it could fertilize the human soul that had meanwhile been imbued with a new religion. Buried, withdrawn for outer eyes and buried likewise for souls that had no notion that it would develop further, it actually flowed on like a river that sometimes continues underground, out of sight, far below a mountain, returning afterwards to the surface. This Greek culture was buried outwardly for the senses, inwardly for the substrata of the soul. Now it reappeared. For spiritual sight it was excavated not only in that it was fetched from old manuscripts, but also in that people began to experience the world in the Greek manner once again, sensing how the spirit lives in everything material, how everything that is material is the revelation of the spiritual. People began to connect once more with what Plato and Aristotle had thought. But Raphael was the individual on whom this could take effect most of all, since in his whole disposition he had fully assimilated the Christian impulses. With him this twice buried and twice resurrected Greek culture now brought it about that he was in a position to recreate the evolution of humanity in figures. How marvellously was he able to accomplish this in the pictures of the Camera della Segnatura. There we see the old spiritual contests arise again in pictures—the struggle of those spirits that had developed in the time of internalizing, that had not been there in the Greek period. That they could be viewed in this way in Raphael's time—for that, the whole period of internalizing was needed. We now see this internalizing painted on the walls of the papal rooms. What the Greeks had conceived and formed into figures we now see internalized. The inner strivings and inner battles humanity had undergone we see infused with the Greek creative spirit, with the Greek artistic mood and sense for beauty, conjured onto the walls of the papal palace. The Greeks poured into their statues their conception of the way in which the gods worked upon the world. How human beings felt in approaching the secrets of existence presents itself to us in the picture often referred to as the School of Athens How the human soul had learned to view the Greek gods meets us in the remarkable recreation of the gods of Homer in the Parnassus. These are not the gods of the Iliad and the Odyssey but the gods as seen by a soul that had already gone through the epoch of internalization. On the other wall we see the picture that must remain unforgettable to everyone, of whatever religious confession—as little as one can still gain an idea of it—the Disputa in which something most inward is depicted. The other picture presents what is attained by means of a certain philosophical striving, but in Greek beauty of form. In the picture opposite, the “Disputa,” we encounter the most profound content the human being can experience. And the fact that we do not need to think in terms of a narrow Christian consciousness becomes evident here in that we find the Brahma, Vishnu and Shiva motifs expressed in a quite different way. We have before us what the human soul can experience inwardly of the Trinity—every soul, no matter what confession it belongs to. This appears to us not merely symbolically, in the symbolism of the Trinity in the upper part of the picture. It appears to us further in each countenance of the Church fathers and philosophers, in every motion of the hands, in the whole distribution of the figures, in the wonderful colour composition. It appears to us in the picture's totality. In the beautiful forms permeated with the Greek spirit we are presented with the human soul in its entire inwardness. The inwardness experienced in the course of one-and-a-half millennia arises once again, as outer revelation. In Raphael's pictures we see Christianity, not in the form of the paganism of the Roman popes and cardinals, but as the ancient Greek paganism, capable of creating beautiful, splendid figures. Thus, Raphael stands at a turning point, at a watershed, pointing both to an earlier age that had preceded Christianity in the beauty of outer revelation, and to what may be seen as inherent in the “education of the human race,” the internalizing of the human soul. Hence, in standing in front of these pictures of Raphael, these miraculous, unique works of art, they appear to us as the confluence of two ages clearly separate and distinct from each other: an age of outer experience and one of inner experience. Yet, at the same time, in standing before these pictures, they open up a perspective into the future. For, with a feeling for what has been said, who does not sense that—in spite of all the externality that has still to evolve further in humanity's future—this internalizing must necessarily also progress further in the course of evolution? Indeed, the human soul will need to find periods of ever greater inwardness in subsequent lives. If we turn to literature and study, not as an art scholar or mere reader, the works of a spirit such as Herman Grimm, who spared no effort in portraying the workings of human phantasy, we can understand the profound empathy with which he contemplated Raphael's creations. It becomes comprehensible, when, at a certain point in his work on Raphael we find words that take on special meaning. We see how he stood before Raphael's creations with heartfelt interest. One has to take account of what passed through Herman Grimm's soul at a certain point in his work on Raphael, in the first few pages where, in casting a glance at Raphael's emergence from ancient times, he only modestly touches on something. It is not evident, really, from where this thought comes.—In the middle of wider historical considerations into which Raphael is placed, a thought occurs to Herman Grimm and is written down: “I see before me developments of humanity, participation in which will be denied me, but that appear to me so radiantly beautiful that, on their account, it would be worth the trouble of beginning human life all over again.”9 This yearning of Herman Grimm for “reincarnation” in the introduction to his Raphael book is remarkable and profoundly indicative of a particular feeling living in a human being who attempted to come to terms with Raphael and his connection to other epochs. Does one not sense what can be expressed more or less in saying: Works such as those of Raphael are not only an end-result. They lead us to acknowledge not only how grateful we have to be in regard to what past ages have given us. Such works call forth feelings in us such as the feeling of hope, since they strengthen us in our belief in the progress of humanity. We can say to ourselves, these works would not be as they are if humanity were not a unified being whose nature it is to advance. Thus, certainty and hope arise for us if we allow Raphael to work on us in the right way. And we can then say: Through what he created artistically, Raphael has spoken to humanity! In contemplating the frescoes in the Camera della Segnatura>, we do of course sense the transience of the external work. From these works, frequently painted over, we can gain little idea of what Raphael once conjured onto the wall. We sense that at some point in the future human beings will no longer be able to experience the original works. But we know, humanity will progress ever further. Fundamentally, the works of Raphael first embarked on their triumphal march when, with love and devotion, innumerable engravings, photographs and reproductions of his works were made. Their effect continues right into the reproductions. One can understand Herman Grimm when he relates that he once hung a large collotype10 of the Sistine Madonna in his room and on entering, it was always as though he were not fully permitted to enter—as though the room now belonged to the picture as a sanctuary of the Madonna. Some will already have experienced how the soul actually becomes a different being than it otherwise is in ordinary life, when truly able to give itself over to a picture by Raphael—even a mere reproduction. Certainly, the originals will some day no longer exist. But, do the originals not still exist in other realms? Herman Grimm frankly states in his book on Homer:11 edition, Stuttgart and Berlin 1907, p. 473. We can also no longer fully enjoy the original works of Homer, since in ordinary life, without higher spiritual forces, we are no longer in a position to enter into all the nuances and expressions of the Greek language in their full beauty and power, in taking in Homer's “Iliad” and “Odyssey”. There too we no longer have the originals. Even so, Homer's poetic works speak to us. But, what Raphael gave to humanity will live on as evidence of the fact that there was once a time in the development of humanity when, in the widest circles people were unable to immerse themselves in thoughts and written works, since that was far from being the norm at that time. However, in Raphael's creations the secrets of existence spoke to the eyes of human beings. The age of Raphael was one that read less, but that looked more. This makes it clear that that age was differently constituted. But what Raphael created will continue to have an effect in all future times. Confirmation of this will be what Raphael will continue to say to humanity. Thus, Raphael's creations will live on in the further course of human evolution, live on inwardly in lives that follow upon each other. In undergoing future lives, Raphael's spirit will have ever greater things, of an ever more inward nature, to impart to humanity. Thus, spiritual science points to a further life in a two-fold sense; a living-on of a kind described in lectures that have been given and that will be spoken of further, becoming our guide in going through earthly existence in ever new epochs. It can be said to be entirely true, what Herman Grimm states in words summarizing what resulted for him from his overall study of Raphael: Even if Raphael's works will eventually have faded or been destroyed, Raphael will still live on. For, with him something has been implanted in the spirit of humanity that will forever germinate and bear fruit. Every human soul sufficiently able to deepen itself in Raphael will come to feel this. Only in entering into a sense with which Herman Grimm was imbued—heightening and deepening this by means of spiritual science—do we come to understand Raphael fully. We indicated recently how close he stood, in contemplating Raphael ever and again, to spiritual science.—We can understand our relation to Raphael and such thoughts as have been ventured today can grow in us, if we conclude by summarizing what has been said in words of Herman Grimm: Human beings will always want to know about Raphael; about the beautiful young painter who surpassed all others; who was fated to die early. Whose death all Rome mourned. When the works of Raphael are finally lost, his name will remain engraved in human memory.12 Thus, did Herman Grimm express himself in beginning his discourse on Raphael. We understand these words; and we understand him again in concluding, at the end of his work on Raphael: All the world will want to know about the life-work of such a human being, for Raphael has become one of the pillars upon which the higher culture of the human spirit is founded. We would fain draw nearer to him, since we have need of him for our well-being.13
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63. Voltaire from the Viewpoint of Spiritual Science
26 Feb 1914, Berlin Rudolf Steiner |
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However, we recognise on the other side that he feels restricted in his action everywhere, so that he is connected with the words from which he gets ideas of freedom, immortality and God only with abstractions. His soul had developed too far to show life in his Henriadein all the fights which were fought out at that time between the various religious and political parties like somebody who looks only as a human being with scientific view at it, and who grasps the other human life only as abstract ideas of God, freedom and immortality. |
The Dominican monk prays this to cause the death of Henry III and Henry IV, he prays to heaven, so that God sends death. Discord is attracted by this prayer of the monk, enters his cell, and calls “Fanaticism” as confederate from hell. |
We see spiritual powers working in Voltaire's poem that way. We realise that God sent down Louis the Saint, the ancestor of the kings, to encourage Henry IV, to instil wisdom into him as it were. |
63. Voltaire from the Viewpoint of Spiritual Science
26 Feb 1914, Berlin Rudolf Steiner |
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Shortly after the death of Voltaire (pen name of François-Marie Arouet, 1694-1778) Lessing's (Gotthold Ephraim L., 1729-1781) writing The Education of the Human Race appeared (1780), and one would like to say that in this writing you can find the starting point of a historical consideration in the spiritual-scientific sense. I have mentioned this writing by Lessing repeatedly in these talks. It tries to find the causes for the view of the repeated lives from the consciousness of the eighteenth century. Someone who tries to think Lessing's discussions through to the end in this testament of his intellectual work realises that by the ideas of this writing coherence comes into the whole structure of the human historical becoming. We see successive epochs in this historical becoming of the human being, which differ from each other. If we look back at ancient epochs, we realise that the human soul experiences other things, that it searched its ideals in other things than in later epochs. We can say as it were that the different epochs of the historical becoming differ sharply from each other by the character of that what they can give to the human souls. Sense and coherence come in this historical becoming if one considers that this human soul—which could participate in cultural blessings and impressions of one epoch after the belief that the human being lives only once—that this human soul appears for Lessing and the modern spiritual science in repeated lives on earth. Thus, it gets out from any epoch what it can give. Then it experiences a life between death and the next birth in a wholly spiritual world. It appears in the next epoch again, of course with some divergences in the individual lives, to carry over the fruits, the results, and the impressions of the former epoch to the next one. Therefore, we can say that the human soul participates in all epochs through the historical development. Thereby one can really speak taking up the idea of Lessing once again of a kind of education of the human soul by the spirits of the successive epochs. If one goes once spiritual-scientifically even more exactly into that what exists as elementary beginnings already in Lessing's ideas about the education of the human race, then one is in the field of the interpretation of history, where above all our souls develop only so far as one believes to be today in the wholly scientific field. Then only one will have history. Only then, one brings sense and coherence in the historical becoming; one will recognise how an epoch builds itself up one after the other, what the souls gain from the different epochs, why they are positioned in the different epochs. Then that what spiritual science has to say no longer appears as something fantastic to many people. Then one smiles less about the fact that spiritual science assumes not only a physical-bodily cover of the human being, but that it must recognise an inner spiritual-mental being of the human being which one has to consider, however, in such a way that it develops its different formations and arrangements in the course of the epochs. Spiritual-scientifically, we distinguish three parts in the human soul, as it has developed up to the present epoch. One may say that the most primitive part of this arrangement is that in which the blind passions work and the desires and emotions pulsate, on which, however, also that works what provides the perception of the physical outside world for us. We call this part the sentient soul. Then as distinct from the sentient soul we speak of another soul part that shows us the human being already with bigger inwardness, shows him in such a way as he can grasp himself if he turns away the look from the physical surroundings and rises above his more unaware desires, emotions, and passions. We call this higher member of the human soul the intellectual or mind soul in which the spiritual life of the human being turns already more inward. We call the highest member of the human soul the consciousness soul, that member in which, above all, the full self-awareness of the human being, the purest ego-consciousness appears. If we speak about the three soul members—sentient soul, intellectual or mind soul and consciousness soul, we do not talk about abstractions or about arbitrarily constructed concepts and ideas; but we see at the same time how in the course of the historical development these three soul members gradually developing. If we went far back in the historical becoming, behind the times in which Homer and Hesiod sung in which the Greek tragic poets lived and the Greek philosophy originated, we would find what we recognise in the echoes of the ancient Egyptian and Chaldean cultures even today. The outer research has already brought many things of them to light. Spiritual science, however, shows that in the epoch that dates back behind the eighth to tenth centuries before our calendar until the second and third millennia the human souls, that means our souls experienced something that one cannot compare at all with the modern life. At that time, our modern thinking that appears as something natural to us in the scientific worldview would have still been impossible. It would have also been impossible that the human soul felt isolated and strictly separated from nature at the most important moments of its life. All that was still impossible at that time. The human being felt his soul like living in the whole universe, in the whole nature, felt like a piece of nature, as the hand had to feel as a part of the organism if it could have consciousness. Only with the help of spiritual science, we can imagine the quite different soul life just today that reached possibly until the eighth to tenth centuries before our calendar. If at that time the human being said, my desires drive me to put forward a foot, or if he said, I breathe—or if he felt hunger or saturation, he felt something in this transition of the inner experience into the movement of the body that he faced in such a way as he faced other experiences if he said to himself, it flashes, it is thundering, or, the wind blusters through the trees. The human being did not distinguish what he experienced emotionally from that what took action outdoors; he was with the whole inner life in nature. For it, however, that he felt himself still as a member in the big total organism, he had an original clairvoyance, he could behold in the spiritual world. He saw nature not in such a way as he sees her today, but ensouled by spiritual beings to which we work our way up again with the methods of spiritual science today. It was natural in those times that one experienced nature ensouled and spiritualised. However, one could not think such thoughts as we think the physical processes but one saw them like in pictures and the pictures were that what the physical principles are for us, and something of these pictures is preserved in the legends and mythologies of the nations, even in the real fairy tales until today. The human being had a pictorial imagination in ancient times. We can gain these things today not only with the help of spiritual science, but I hope that I have succeeded in the new edition of my World Views and Approaches to Life in the Nineteenth Century (final title:The Riddles of Philosophy, CW 20) in pointing to the fact that one can consider the spiritual life completely philosophically. Then one can realise that a pictorial imagination existed in primeval times which went over to the Greek-Latin imagination only gradually, and that the human soul felt projected in the total organism of the world by the old pictorial imagination that was felt ensouled. This took place mainly in the sentient soul. The Greek-Roman imagination lasting until the fourteenth, fifteenth centuries preferably demanded the intellectual or mind soul. I have already tried to show the quite different feeling and imagination of those times with the talks on Raphael and Michelangelo. I have explained how the Greek—later also the members of the Latin culture—felt completely one with his “soul body” because in the Greek world mainly the intellectual or mind soul was developed. He felt with his soul living within any single member of his body at the same time. While the preceding times of the sentient soul had a consciousness of the fact that the human being is a member of the whole nature, the Greek had a consciousness that that what lived in his whole body and what this body can give him is for him the immediate, true sight of nature at the same time. This became different in modern times; also even today, one does not realise these matters with full thoroughness because one does not yet want to penetrate into spiritual science. It changed in particular since the aurora of modern thinking, since Copernicus, Kepler, Galilei, and Giordano Bruno. For at that time the consciousness soul started developing. It started developing in such a way that the human being became a riddle to himself, while he started now feeling separated with his independent soul from the whole nature, while he felt his soul as something particular beside the body at the same time. As strange as it sounds, nevertheless, it is right that the human soul felt more separated from nature when the more materialistic tendencies appeared in natural sciences. What a time arose in the western culture since the fifteenth century? At this time, a net of lawfulness spreads out as it were which extends to unlimited spatial widths. It is great to see Giordano Bruno standing there in the aurora of modern times and imagining the power of physical laws extending into infinite widths. However, in these spatial widths one cannot find what the human being experiences in his soul. If the ancient Egyptian or Chaldean looked up at the stars, he felt that from the constellation of the stars a force arose which was connected with his own moral experience in this or that way. If the old astrologer looked up at the stars and felt the human destiny in them, this view of nature still allowed him to imagine the soul in the work of nature. Now, however, a time arose which made it to the human being more and more impossible to imagine the soul within nature. Since just with the appearance of modern natural sciences the human being had to struggle with the question: how have I to position myself to the work of nature from which no longer anything soul-like shines to me? The human soul had to get around to asking itself for the position of natural sciences to the own soul. With Giordano Bruno, we see this fight. He imagines the own soul as a monad. Although he imagines the world in the sense of modern natural sciences, he still imagines it as ensouled by monads. Leibniz (Gottfried Wilhelm L., 1646-1710) also imagines the soul as a monad, and he imagines it in such a way that it can suitably relate to the world. Leibniz asks, how must the human soul be to be able to exist in my view of nature? He cannot answer it without formulating this view of nature in a particular way at the same time. Leibniz considers everything as a combination of monads. If we look into anything of nature, we find the underlying ensouled monads. What we see is for Leibniz in such a way, as if we look at a swarm of mosquitoes which appears like a cloudscape; if we come closer, this cloudscape disintegrates in the single mosquitoes, and the swarm of mosquitoes appears to us first only in such a way because we do not look exactly at it. I have to imagine the view of nature, Leibniz said, in such a way that the human soul can exist in it. He was able to do this only if he imagined it as a monad among monads. Hence, he differentiates monads vaguely living from day to day, then sleeping, then dreaming monads, then those as it is the human soul. However, everything else that originates because everything that we see originating appears to us only in such a way as a swarm of mosquitoes appears to us as a cloud. We could enumerate the most brilliant spirits until our days. We would find that the fight for the knowledge of the human soul presents itself compared with the modern view of nature in such a way that the human soul feels, I must be able to get an idea of that what can arise as a view of nature, and what does no longer offer any ensoulment of nature. Compared with this fight is that what appears as a more or less materialistically coloured monism only an episode that will pass by. Nevertheless, the human soul that is separated from its view of nature will strive more and more to gain contents in itself, that means to arrive at that what it extracted from nature in old epochs. Hence, we can say: since the age of modern natural sciences everything aims at deepening the human soul in itself, and everything points to the modern spiritual science, which I represent here, that the human soul can get around—experiencing itself in a spiritual world—knowing to be carried by spiritual-divine powers whose outer expression the outer nature is. As true as the human being when he still lived in his sentient soul recognised himself as a piece of the whole nature, as true as the Greek-Latin age, which experienced itself still in the intellectual or mind soul, did not yet feel separated from the bodily, the modern human being experiences himself in the consciousness soul. However, his soul knows itself separated from nature, since it must get an idea of it that no longer contains anything mental. The human soul had to strengthen itself to conjure up the wealth of spiritual experiences from itself, which can return to that assurance which it had when it still felt as a member of the ensouled universe. Thus, the modern human soul experiences itself in the development of the consciousness soul since the fourteenth century. From the eighth, tenth pre-Christian centuries until the time of the fourteenth, fifteenth post-Christian centuries the development of the intellectual or mind soul lasted. We have to recognise that the spiritual life that the human soul conjures up from itself will be able to become wealthier and wealthier, so that it can live again in a spiritual realm. What we experience as the inner recognition of the consciousness soul began from the fourteenth to sixteenth centuries on. We live for about four centuries in this period. Voltaire lived in the middle of this period, in the middle between the emerging consciousness soul and us. You understand this spirit if you put him historically in this age of the self-experiencing consciousness soul. Since Voltaire with all his shining spiritual qualities, with his superior intellectual activity, with all the good qualities he had is a symptomatic expression of the pursuit of the consciousness soul, just as he is with all his bad, questionable qualities. Two matters must face him in this age. One is that a glorious view of nature developed during the last century that got its shine only in the modern natural sciences, in which however no place was for the human soul grasping itself. Besides, the most brilliant spirits attempted to solve that riddle: how does the human soul attain an idea by which it can assert itself compared to this modern view of nature? The view of nature becomes more and more glorious; the striving in the human soul to assert itself to get inner assurance appears more and more in such a way that we see it like surging up and down. Since we see the human soul, as if it wants to attempt repeatedly to find itself compared with the view of nature, but shies away from it repeatedly because it is helpless to find that in itself what the consciousness soul has to conjure up in this time. Thus, we are still fighting and that is the most important reason why spiritual science has to position itself in the fight for the inner universe about which I have spoken in these talks and which the human beings have to search. Thus, we see spirits like Descartes, Hume, Berkeley, and Locke attempting as it were to answer this riddle: what do I have to do with my soul compared with the view of the outside nature? One could link to each of these spirits who face us there. We want to link, for example, to Locke (John L., 1632-1704). Locke—who is a symptomatic expression of that what one searched in the English cultural life at the beginning of Voltaire's age to understand the soul—appears to us in the following way. Locke feels, so to speak, completely defeated by the power of the view of nature, so that he must say, we can find nothing in our soul except that, what the soul has taken up only from the outer nature by the senses. The view of nature works so immensely, so impressively that Locke wants to limit all human soul life, in so far it develops knowledge, to that, what the senses induce in it and what the reason can combine as a world view. He faces the world in such a way that he says to himself, we find nothing in the human soul that does not isolate it that does not show it as a “tabula rasa,” as a blank slate, before from the outer nature the sensory impressions come which work on the soul. We realise that the power of the view of nature is so big and immense that Locke loses the confidence to find something in the human soul generally. One must consider the moral-spiritual aspect of Locke's standpoint above all. Indeed, old traditions, the religions connected the human being with the spiritual world. Nevertheless, up to the times of modern natural sciences one believed to be connected with the spiritual of the world, also with the help of spiritual links. There was a view of nature now that worked so overpowering that the human soul did not dare to think anything about itself. Now the soul stood there—and the view with which it stood there originated from spirits like Locke above all. The human beings said to themselves, we can know nothing that is not delivered to us by the senses and by the reason limited to the senses. Now it mattered to develop so much mental force from the old traditions and emotions that one could recognise—beside that what one can recognise only as a picture of the outer nature—any spiritual-divine world from which one had to admit that one cannot attain it by knowledge, even if one believes in it. The view of nature assumed a form at first that cast off any cognitive connection of the human soul with the divine-spiritual primordial ground. Thus, that worldview and that attitude towards life originated in which Voltaire was put in his youth at first. He stood at first before the spirit of his time so that it made a tremendous impression on him when he fled soon to England because he had been pursued in France and became familiar there just with that philosophy of Enlightenment. This philosophy limited any human cognition generally to the consideration of the view of nature and still cherished a divine-spiritual world only because of the temperament of the soul. Thus, Voltaire's core was occupied, so to speak, by this world experience, by this soul feeling, and in his so worried and, however, so clever soul the immediate conviction emerged that one stands on sure ground only on the ground of the overpowering physical laws. However, the religious temperament was strong in him. The soul did not give up its faith in a connection with a spiritual-divine world. We see an infinitely extensive admiration of that originating what the modern natural sciences and the view of nature have brought on one side, and an admiration of the philosophical discussions that Locke, for example, raised. On the other side, we see the need originating in him to exert everything that the human spirit can exert as reasons for such a view of nature. Nevertheless, he adhered to the old idea of the immortality of the human soul, to a connection of the human being with the whole world existence, to the idea of freedom of the human soul in certain limits. Now a peculiar trait of Voltaire faces us that shows us how in him completely a symptomatic expression of that exists what lived in the whole time. What we face there becomes maybe most vivid if I mention another work that appeared almost at the same time as Lessing's Education of the Human Race, namely theCritique of Pure Reason by Kant. Kant lived since his youth in quite similar conditions concerning the view of nature, as Voltaire did. Kant was devoted to the spirit of Enlightenment in the sense of the word. The dictum is due to him: Enlightenment means that the human soul has the courage to use its reason. It is contained in the nice essay What is Enlightenment? (1784). As to Voltaire Kant is like the fullest consequence of the impulses of Enlightenment. Kant faces like Locke and later Hume the power of the view of nature that showed how the world and the human soul come about. Since one cannot reject what has come up as a view of nature. This worked impressively! This view of nature worked so impressively on Locke that he rejected everything for knowledge that could not come from the sensory impressions and the reason. Kant goes forward “in principle.” He is the thorough, principal man who must lead back everything to the principles, and, hence, he writes his Critique of Pure Reason. He shows in it how the human being can generally have knowledge only from the outer nature and how the human soul can get a practical but not deniable confidence that can arise from another side than that to which the outer knowledge is due. In the second edition of hisCritique of Pure ReasonKant betrayed his position in the preface: “I had to cancel the knowledge to make room for the faith.” Kant demands an area for the faith where the conscience projects where the categorical imperative speaks which does not give knowledge, however, an impulse to which the human being has to adhere, and leads to the idea of God and the idea of freedom. That is why Kant had to tackle with the matter in principle, while he put the question: if the human soul can attain no knowledge about itself already under the impulse of the modern view of nature, how can we receive a reasonable faith? He asserted a reasonable faith for the human being by the fact that he cast off the knowledge generally from the area where something is to be said about the human soul, while he limited the knowledge to the outer world. Voltaire did not yet have what Kant had to reduce to a principle without which he could not live which then the whole future lives on. He had the logical side only which said that any cognition limits itself to the physical knowledge. He had to take out from the power of his personality what Kant took out in a principle, from something quite impersonal. Thus, we see Voltaire conjuring up from his temperament, from his ramble mind in his whole life that is identical with a side of the cultural life of the eighteenth century what Kant tried to derive from a principle, the categorical imperative. We see him repeatedly endeavouring in his long life to exert his wit and cleverness to say to himself, we can know nothing compared with the view of nature. But now human soul, step into the breach and try with wit and cleverness to bring all reasons whichever they may be whether good or bad to maintain what must be maintained compared with the view of nature! Thus, in Voltaire's temperament and ramble mind that lived what had shrunk with Kant to an impersonal principle. Someone who wants to assess human souls must try to search into the structure of a soul with all its fights that as it were must maintain for a long life what can disappear from it by the power and importance of the view of nature perpetually. If we consider Voltaire in such a way and turn the glance at that which he created in detail, then he becomes understandable. Since as he stood there with his soul, he had a world against himself strictly speaking. Voltaire searched a spiritual worldview in which God, freedom, and immortality have space that can be up to the view of nature. Since Voltaire became a more and more ardent and biased confessor of the modern scientific view, and this striving lived and developed in him—because it was the basis of his nature with all the forms which assumed a surely unpleasant character sometimes in the course of his life. Just at the time in which we recognise Voltaire as the most spirited expression of the struggle of the human soul to find itself as consciousness soul it was almost impossible to realise how this struggle of the human soul relates to an older struggle of the human soul in former epochs. Voltaire could not get to a pure, noble image of the Greek culture, for example. The scientific way of thinking appeared to him much more important and greater than that which the Greeks had intended with their view of nature that contained the picture of the mental-spiritual life at the same time. Therefore, Voltaire had to misjudge an epoch as it were in which in any form of culture the affinity of the human soul with the remaining world expressed itself. One can still recognise this in the figures of Homer and the great Greek tragic poets, Aeschylus, Sophocles, and Euripides. As to Voltaire, one could not at all compare these Greek tragic poets to that which humanity reached in his time. To him the Greeks with their worldviews were human beings who had produced figments about nature; whereas the age of the great scientific researchers appeared as that which furthered the human beings in shorter time than all former epochs had done. Yes, in the age in which the human soul had to strive to maintain itself compared with the view of nature it had to become unfair compared with former ages in which the human soul could still extract its forces from the surrounding nature, so to speak, without its assistance. Thus, we see the relation of Voltaire to former times gets a tragic character as it were; and we see him positioned in his surroundings in entire opposition to the world which he had grown out, actually. If one surveys the French cultural life at the time of Voltaire, one can say that this world still cared less about the big riddles which the scientific way of thinking and the arising consciousness soul had to solve. This world still lived in those traditions that were given as it were to the world, so that it could develop in complete silence to the age of Enlightenment, to the age of the conception of itself. Voltaire saw himself surrounded with a world—and his French world was still filled with the most rigid intolerant Catholic principle—which wanted to extract anything mental-spiritual from the traditions, and which refused what was just dear to him: to be on his own towards the view of nature. A tremendous aversion emerged in Voltaire against the cultural world surrounding him, an aversion that caused a life full of vicissitudes. He was twice in the Bastille, in 1717 and 1726; then he had to flee to England in 1726 where he stayed up to 1729. Next he returned to France and lived since 1734 a longer time secluded at the castle of the marchioness du Chatelet in Cirey in Lorraine. At that time, he became engrossed especially in scientific studies that should show him how the worldview can be grasped in the sense of modern natural sciences. From that, he got an insight of the necessary spiritual basic conditions of modern times. One may argue ever so much against him that he flattered, that he lied, that he deceived his friends, that he tried often to achieve something with the lowest means, all that was not nice. However, a holy enthusiasm was in him that expressed itself through the often cynical-frivolous form in such a way: the impulses of the human soul demand that the soul finds a worldview from itself, renews itself in a worldview that it can put before itself. At first, he could only have the view of nature. Hence, ardent hatred arose in him against Catholicism. He wanted above all to penetrate with his worldview into that which opposed him. He used any means at his disposal. While he faced Catholicism that way, he found himself cut-off from everything that could connect him with it. For he hated the facilities and customs of Catholicism, its rites. He recognised no connection with that what resulted from his worldview that he wanted to support on natural sciences. The other matter was that he adhered to God, freedom, and immortality only because of his temperament, of his ramble and clever soul, however, only with abstract thoughts and ideas. If the Greek looked up to those regions, where from the human being got his impulses, he saw something divine-spiritual prevailing there. Let us look at the works of the Greek tragic poets. We see in them the human world shown, adjacent to a divine-spiritual world, we see the divine world working on the world and the destinies of the human beings influenced by the destinies of the spiritual beings. We see above all in the images of the old times a lively consciousness of these spiritual beings existing in poetry. Exactly the same way as human beings could come to life in the tragedy, in the epic, these contents of consciousness could come to life in poetry. They came to life in the poems of Homer! We see in the age, when the human soul struggled out of the other co-creatures that the connection with such beings got lost to it! We can pursue how the supersensible figures still living in the Greek poetry become more and more abstract, already from Vergil until the modern times—with the exception of Dante who wrote his Divine Comedy on basis of a clairvoyant inspiration, and with whom these figures are alive again, indeed, in the form as he could see them. Nevertheless, everywhere we see these figures growing paler and paler, and the human beings are left more and more to their own resources. We recognise that the poets must refrain more and more from a supersensible world that they do no longer face. Voltaire was too great to be able to refrain from the spiritual beings with his survey of life. His temperament was too big, too comprehensive. This was in his predisposition. Hence, the strange, the miracle which faces us as it were already in his youth epic, in theHenriade (1723) where he describes the destinies of King Henry IV of France. There we recognise that he cannot confine himself to what takes place in the outer world. However, we recognise on the other side that he feels restricted in his action everywhere, so that he is connected with the words from which he gets ideas of freedom, immortality and God only with abstractions. His soul had developed too far to show life in his Henriadein all the fights which were fought out at that time between the various religious and political parties like somebody who looks only as a human being with scientific view at it, and who grasps the other human life only as abstract ideas of God, freedom and immortality. His soul is too great for that. Hence, we see the longing projecting in Voltaire to connect the human soul with a supersensible world. However, we also realise that he cannot behold a humanly possible supersensible world from Catholicism that he hates. Since hagiography was only a collection of legends, and Christ was more or less a devout, good natured enthusiast to him. However, Voltaire could not accept that the human life runs during its most important events only in such a way, as it happened around Henry IV of France as it looks if one investigates it with the outer senses and deduces with the reason. Thus, strange figures appear in the Henriade like the Discord(e). Why this figure of Discord with the representative of Enlightenment, with Voltaire? She looks at the events of France that do not happen in such a way, as she wants it. She wants more and more disagreement among the human beings, so that she can achieve her goal. With annoyance, she looks down at what happens against Rome, and, therefore, she takes to the road to Rome to come to an understanding with Rome. Now one could say that all that is allegory. However, just from poetic impulses one has to say what I have just said: this Discord accepts completely realistic forms, so that one cannot consider her as mere allegory. Voltaire describes, for example, that she comes to the pope, that she is alone with him, and that she gets him around. There she behaves like a flirtatious person of the age of Voltaire; she carries out all possible arts of seduction. Just from the poetic impulses, I would like to say, I do not give an allegory credit for that it is able to sway the pope for the political party in France. With that what the pope can give her she returns to France, works as an agitator, appears in the figure of Saint Francis, as Augustine to the monks, goes from city to city, from village to village, and when she wants that Henry III does not win, she manages to seduce the Dominican monk Jacques Clement. Voltaire put everything into this portrayal what he had on his mind against Catholicism in the sense of his freethinking. It is interesting to recognise how far Voltaire goes in the representation of this Dominican monk who should be seduced by Discord, so that he causes the doom of Henry III and Henry IV. A prayer is stated in the Henriade, which Clement, the monk, sends to heaven. I would like to read out this prayer, so that you get the feeling for that what lived in his soul against Catholicism from which he expected that one of his devout followers sends the following prayer to heaven:
O God! Whose vengeful justice should descend To crush the tyrant, and thy faith defend Is murder now, and heresy thy care Thy wrath unjust, must we, thy children, bear? Too long the partial trial we endure, Too long a Godless monarch reigns secure. Raise thy dread arm, o God! Thy people save, Descend upon the king, thy anger gave; Spirits of ruin his approach proclaim, Ye Heav'ns announce his wrath in show'rs of flame! Their trembling host, avenging lightnings blast, Their chiefs, their soldiers perish to the last! Let their two kings expire before my eyes, Drive them like wither'd leaves, when storms arise; Sav'd by thy arm, thy League its voice shall raise And o'er their breathless bodies chant thy praise! Stopp'd by these accents in her mid career, Discord, in air suspended hung to hear; The dropt to Hell, and from its dungeon drew The fiercest fiend those fiery regions knew; Fanaticism!—Nature abhors the name, Unown'd the monster from Religion came; Nurs'd in her bosom, arm'd for her defence, His aim destruction, zeal his fair pretence.
The Dominican monk prays this to cause the death of Henry III and Henry IV, he prays to heaven, so that God sends death. Discord is attracted by this prayer of the monk, enters his cell, and calls “Fanaticism” as confederate from hell. Voltaire presents a figure again to us quite really! How does he speak of Fanaticism from which/whom he assumes that he finds his best support in the principles of the national disposition in modern times? He speaks about him:
'Twas he on Raba's plains, near Arnon's flood, Taught Ammon's wretched race the rites of blood; To Moloc's shrine, the frantic mother led, To slay her infant which her womb had bred! He form'd the vow which Jepthe's lips exprest, And plung'd his #8224 in his daughter's breast! 'Twas he, at Aulis, Calchas voice inspir'd, When Iphigenia's blood the priest requir'd; Thy forests, France, were long his dark abode, Where streams of blood to fierce Teutates flow'd; Still does affrighted memory retain The sacred murders of the Druid fane; Rome, falling, own'd the God' mysterious birth, From Pagan temples to the church retir'd, The fiend, with rage, Christ's meck disciples fir'd; Teaching the patient martyrs of his word, To brandish persecution's bloody sword. 'Twas he, that furious sect in London bred, By whom too good, too weak, a monarch bled! Madrid and Lisbon yet his rites disgrace; He lights those piles where Israel's hapless race, By Christian priests, in yearly triumph thrown, Their fathers' heav'n-taught faith, in flames atone! Robed in Religion's vestments to our eyes, Still from the church, he borrow'd his disguise ... (Translation published by Burton and Co., London, 1797)
Discord fetches this guy from the gorges of Hell. From this guy Clement gets the #8224 with which he wounds Henry III, so that he dies. We see spiritual powers working in Voltaire's poem that way. We realise that God sent down Louis the Saint, the ancestor of the kings, to encourage Henry IV, to instil wisdom into him as it were. Voltaire does not shrink back from putting words in the king's mouth what should happen in the history of France. We realise also that he links the time of Henry IV in an even worse sense to the fact that—after Henry had first advanced triumphantly and got tired then—he leads back this to the fact that Discord led him to the “temple of love” where he tired in unhappy love, until he is called again to a new fight. One reads this portrayal of the temple of love as he presents it as a kind of magic service that the adversaries of Henry IV are addicted to, as a kind of devil service with altars and rituals, which play a role with certain parties. One can say that Voltaire tends not by his reason, not by his intellect, not by that what he becomes from his fight for the consciousness soul but by his ramble temperament, by the sum of his emotions, to connect the whole human life with a spiritual world. However, in that struggle of the human soul, which takes place in the forecourt of the spiritual life, before one could think of spiritual science, is the tragedy of Voltaire that he must search the connection of the outer life with a spiritual world where he wants to show true experiences of the human life. Nevertheless, he can do it only insufficiently. Hence, the Henriade appears as an “unreadable” poem today because everything that Voltaire could exert along these lines is based on traditions which he hates because he feels unable to portray the secret forces anyhow which are working in the human evolution. The agility of Voltaire's soul was necessary to keep up itself towards the fact that it can get inner contents less and less from the outer view of nature. Already in the Henriade, with those figures which are mythological figures and do not appear at all as mere allegories one notes Voltaire's soul fighting and looking for something that it can tie the human life to, and still finding nothing. One must consider this side of Voltaire and will properly appreciate what he did to understand the human development. Therefore, his marvellous characteristic of Charles XII and Louis XIV is so exemplary, in spite of all defects because for him the biggest riddle was how one experiences historical becoming. Which forces work in it, which work in the environment of the human becoming? Because of the power that the view of nature exerted on him, he must express himself with all power and cynicism, besides, so to speak, kicking over the traces everywhere, for example, if he incriminates the Maid of Orleans of everything that he regards as superstition. But just Voltaire's soul is such by which one can recognise how souls feel which face the pulse of time in such a way that they do not hear it beating, but feel in the pulse of their own blood that an age comes to an end and a new age is not yet there.—One feels the tragic of this soul that asks, how do I find purchase compared with the new picture of nature? Today we would ask, how does the consciousness soul struggle out in the human being? We find the answer if we look at Voltaire who looks at everything that France could produce as outer culture and to whom the old traditional powers became abstract which are delivered from prehistory. He describes the heaven, the hell—the heaven even splendidly in a certain respect -, in which Henry IV is taken up by Louis the Saint. He describes how the spiritual forces divide the natural forces, how worlds work into each other,—and how all that gnaws, nevertheless, at the deepest subconscious soul grounds which search the hold where the soul can be anchored with its deepest divine being. However, Voltaire cannot find this anchor. When the decade approached in which Voltaire died, a seed was put in a soul to search the primary source of knowledge in the human being that immerses itself not only in nature but that can also become engrossed in the spiritual universe. When Voltaire had died, Goethe bore the idea of his Faustin himself. Goethe gets out a figure, actually, of that what Voltaire would have called the most superstitious image, a figure which shows us how to search the deepest longing, the deepest wanting and the highest cognition of the human soul. Under the influence of this look into the deepest depths of the human soul, Goethe put a figure that is rather similar to Voltaire: Mephistopheles, save that Faust who searches the birth of the consciousness soul in another way says to Mephistopheles: “In your Nothingness I hope to find my All!” (verse 6256). Strictly speaking, these words sound to Voltaire from Goethe who searched the striving of modern times for the consciousness soul and its anchorage in the spiritual worlds in another way than Voltaire did. Voltaire is like the star of a declining world to which any striving is directed to achieve the consciousness soul and into which the scientific worldview shines which very strongly forces to the consciousness soul. Voltaire is still the greatest star of this declining world, although he cannot find what extends the human soul again to a spiritual world. Nothing is more typical for Voltaire than a quotation that he did about Corneille (Pierre C., 1606-1684, French dramatist) in his history of Louis XIV. There he says that Corneille edited a French translation of the booklet The Imitation of Christ by Thomas à Kempis (~1380-1471), and he would have heard that the French translation would have had 32 editions. He cannot believe this and says: “for it seems to me so unbelievable that a healthy soul can read this book to an end only once.” There we see expressed how Voltaire could not find the possibility to open a source to the spiritual world in his inside. Today we say that spiritual science is a real continuation of that to which the scientific worldview forces the human being, but also that this spiritual science is a real continuation of the Goethean worldview. We speak of the fact that in the human being a second human being lives who can experience himself emotionally, we speak with the words of Goethe: “Two souls live, alas, in my breast.” Nevertheless, we speak of it in such a way that the spiritual-mental of the human being searches its spiritual-mental native country and can find it. We talk again in spiritual science of a spiritual world to which the human being belongs with his spiritual being as he belongs with his bodily physical to the physical world. However, the view of nature overpowers Voltaire so that he has no feeling for the “second human being” in the human being. While soon after him Goethe lets his Faust strive with all power for that second human being who strives from the physical-bodily human being to the spiritual worlds, we realise with Voltaire that he can understand nothing of such a second human being. A quotation relating to this second human being is very typical: “So much I have endeavoured to find that we are two, nevertheless, I have found in the end that I am only one.” He cannot admit that this second human being is in him. He has taken care, but this is his tragedy: in the end, he can only find that he is only one who is bound to his brain. This was his deep tragedy about which Voltaire himself helped by his cynicism, even by his frivolity. Subconscious soul depths, the second human being in the human being in connection with a spiritual world,—the upper consciousness was not allowed to confess that to itself. The upper consciousness needed numbing. He could find that in the outer experience because the outer experience dedicated itself to the magnificent, clever worldview that he could create within the most inconsistent soul experiences. Thus, we can understand that Voltaire had a rather rough ride to manage with himself, and that he wanted many a numbing. One must already look at the greatness of this man to understand such paradoxical matter that he feigned a severe illness and called for the priest one day—it was in Switzerland where he did so many benefits—,so that the priest came along to give him the last rites. After he had received the sacraments, he jumped up and said that to the priest, it was only a joke, and mocked him. However, one must even live in such “derived” world that does not have the real connection of the human soul with the spiritual worlds as Voltaire lived in such a world and could not come to the connection to which he wanted to come. If we look once again at Goethe, he takes a “vagrant”—Faust—to show how the deepest impulses arise in the human soul. If we pursue the whole life of Goethe, we realise how he tries to find the human character in its full juiciness in the simplest souls. Voltaire completely lives in a derived layer, in his educated class where everything is uprooted. There he cannot find what ties together the human soul with a spiritual world, and thus he can even speak to that derived layer. Today we can hardly understand that a spirit like Voltaire says: “I do not deign to write for shoemakers and dressmakers; to give those anything that they can believe in, apostles are good for that, not I.” He does not want his holiest conviction to be treated as we would want it today, namely that it penetrates into any human soul. However, he does the typical quotation that he writes only for the educated class because he grew out of it: “Only an upper class can understand heaven and earth which arise to my enlightened mind; the lowlife is in such a way that the silliest heaven and the silliest earth is just the best for it!” In this respect, Voltaire lives within a dying cultural sphere. This is his tragedy. However, such cultural spheres also have the possibility to develop maturity concerning certain tendencies. Voltaire developed that maturity. It expresses itself in his clever, urgent judgement that does not confuse itself, even in the joke, it expresses itself in his healthy way—even if he is frivolous—to work on the world and to relate to the world in a way. Thus, one can also understand that a spirit who was so great in many a respect, as Frederick the Great (1712-1786), could feel attracted to Voltaire, could push off him again, allowed him to return after some time repeatedly, saying about him, this Voltaire deserves, actually, nothing better than to be a learnt slave, but I estimate what he can give me as his French. He could still give him even more than only the element of language. I have tried to indicate this today. One can understand that the eighteenth century that had to put everything in the right light on one side what hampered the emerging consciousness soul what had to show a certain greatness, however, just in the downward spirit of the cultural current. One can understand that this had to be expressed in such a peculiar way just with Voltaire. You see Voltaire in the right light if you put that as a counter-image what we have found as the positive, as the continuing in the sense of Lessing or Goethe for the pursuit of the consciousness element. Indeed, what I have spoken about Voltaire today can serve only to cause a consciousness of how difficult it is to gain an objective picture just of this peculiar man: He fought for many things, he strove for live as something natural today in us—also in those who do not intend at all to read Voltaire's writings. Yes, one can say just with Voltaire that humanity can outgrow his writings; but it cannot outgrow what he was as a force because it has to remain always as a part of the spiritual striving of humanity. Since what had to result as the liberation of the human soul is based on the fact that at first something had to be cleared away by such a decomposing, one would like to say, Mephistophelian spirit like Voltaire. One is not surprised that similar applies to the historical picture of Voltaire what happened to his mortal remains. In the honorary burial parts of the Pantheon in Paris they were buried first; when another political current got the power, it was exhumed again and dissipated; then when the third political current replaced the previous one, the bones were collected again and buried. Some people state now that these bones fetched back again are not the real ones. The historical picture of Voltaire will be right which is portrayed from the one side like that of a liberator from bondage, like an apostle of tolerance, on the other side, however, is denigrated so much. With the whole complexity of Voltaire's personality, it can easily happen if one considers the historical picture of Voltaire objectively that then some people maybe say that it is not right, as the bones buried in the pantheon are not the real ones. Nevertheless, I say, if spiritual science can fulfil its task in the present and future, the picture of the great destroyer, of that who abolished so much, can maybe arise before spiritual science in its full objectivity.Since Voltaire is a human being—he pronounced it even towards Frederick the Great—with all mistakes of a human being and, one would even like to say, a human being with all “miracles” of a human being who is well-suited to fulfil the poet's saying:
By the parties' favour and hatred confused, His portrayal of character fluctuates in history. (Schiller in the prologue of “Wallenstein”)
His personality was such that his picture can only “fluctuate.” However, although it fluctuates, one has to confess compared with the picture of Voltaire with those to whom he is likeable as well as with those to whom he is unpleasant that he was, nevertheless, a great human being who filled a place in the ongoing education of the human race. |
339. The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Fred Paddock, Maria St. Goar, Peter Stebbing, Beverly Smith Rudolf Steiner |
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There is no truth other than that which lives in useful, life-serviceable concepts. “God,” if he exists or not, this is not the question. Truth, that is something or other which is of no concern to us. But it is hard to live pleasantly if one does not set up the concept of God; it is really good to live, if one lives as if there were a God. So, let us set it up, because it's a serviceable, useful concept for life. |
One could indeed quarrel to the end of the world about whether or not there is a God: but we consider life in such a way that we act “as if” there were a God. There you have the “As If” philosophy. |
339. The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Fred Paddock, Maria St. Goar, Peter Stebbing, Beverly Smith Rudolf Steiner |
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When we set out today to speak about Anthroposophy and the Threefold Movement with its various consequences—which indeed arise out of Anthroposophy, and must really be thought of as arising out of it,—then we must first of all hold before our souls that it is difficult to make oneself understood. And, without this feeling—that it is difficult to make oneself understood—we shall hardly be able to succeed as lecturers for anthroposophical Spiritual Science and all that is connected with it, in a way satisfying to ourselves. For if there is to be speaking about Anthroposophy which is appropriate, then this speaking must be entirely different from what one is accustomed to in accordance with the traditions of speaking. One has often fallen into the habit of speaking also about anthroposophical matters in the way one has become used to speaking in the age of materialism; but one is more apt thereby to obstruct the understanding for Anthroposophy, rather than to open up an approach to it. We shall first of all have to make quite clear to ourselves what the content of the matter is that comes towards us in Anthroposophy and its consequences. And in these lectures I shall deal as I said yesterday, with the practice of lecturing, but only for anthroposophical and related matters, so that what I have to say applies only to these. We must now make clear to ourselves that primarily it is the feeling for the central issue of the threefold order that must at first be stirred in our present humanity. It must after all be assumed that an audience of today does not begin to know what to do with the concept of the threefold order. Our speaking must slowly lead to the imparting first of a feeling for this threefold order in the audience. During the time in which materialism has held sway, one has become accustomed to give expression to the things of the outer world through description. In this one had a kind of guidance in the outer world itself. Moreover, objects in the outer world are, I would say, too fixed for one to believe that, in the end, it makes much difference how one speaks about the things of the outer world; one need only give people some guidance on the way for perceiving this outer world. Then, in the end it comes to this: if, let us say, one delivers somewhere a popular lecture with experiments, and thereby demonstrates to people how this or that substance reacts in a retort, then they see how the substance reacts in the retort. And whether one then lectures this way or that way—a bit better, a bit less well, a hit more relevantly, a hit less relevantly—in the end makes no difference. And gradually it has tended to come to the point that such lectures and such talks are attended in order to see the experimenting, and what is spoken is just taken along as a kind of more or less agreeable or disagreeable side noise. One must express these things somewhat radically, just in order to show the exact direction in which civilization is moving in regard to these things. When it is a matter of what to stimulate in people for doing, for willing, one is of the opinion that one must just “set up ideals”. People would have to accustom themselves to “apprehend ideals”, and thus one gradually glides more and more over into the utopian, when it is a matter of such things as the threefold order of the social organism. So it has also happened in many an instance that many people who lecture about the threefold idea today absolutely call forth the opinion, through the manner in which they speak, that it is some utopia or other that should be striven for. And, since one is always of the opinion that what should be striven for in most cases cannot be expected to come in less than fifty or a hundred years—or many extend the time even further—so one also allows oneself, quite unconsciously, to approach speaking about things as if they would first ripen in fifty or a hundred years. One glides away from the reality very soon, and then talks about it thus: How will a small shop be set up in the threefold social organism? What will be the relation of the single person to the sewing machine in the threefold social organism?—and so on. Such questions are really put in abundance to any endeavor such as the threefolding of the social organism. As regards such an endeavor, which with all of its roots comes out of reality, one should not at all speak in this utopian fashion. For one should always evoke at least this feeling: the threefold order of the social organism is nothing which can be "made" in the sense that state constitutions can be made in a parliament—of the kind for example, that the Weimar National Assembly was. These are made! But one cannot speak in the same sense of making the threefold social organism. Just as little can one speak of "organizing" in order to produce the threefold order. That which is an organism, this one does not organize; this grows. It is just in the nature of an organism that one does not have to organize it, that it organizes itself. That which can be organized is no organism. We must approach things from the start with these feelings, otherwise we shall not have the possibility of finding the appropriate expression. The threefold order is something which indeed simply follows from the natural living together of people. One can falsify this natural living together of people—as has been the case, for example, in recent history—by extending the characteristic features of one member, the states-rights member, to both others. Then these two other members will simply become corrupted because they cannot prosper, just as someone cannot get on well in an unsuitable garment, that is too heavy, or the like. It is in the natural relation of people that the threefold order of the social organism lives, that the independent spiritual life lives, that the rights or states life, regulated by the people's majority, lives, that the economic life, shaped solely out of itself, also lives. One can put strait jackets on the spiritual life, on the economic life, although one does not need them; but then its own life asserts itself continually nevertheless, and what we then experience outwardly is just this self-assertion. It is hence necessary to show that the threefolding of the social organism is implicit in the very nature of both the human being and the social life. We see that the spiritual life in Europe was entirely independent and free until the 13th or 14th centuries, when, what was the free, independent spiritual life was first pushed into the universities. In this time you find the founding of the universities, and the universities then in turn slip by and by into the life of state. So that one can say: From about the 13th to the 16th or 17th century, the universities slip into the states-life, and with the universities, also the remaining educational institutions, without people really noticing it. These other institutions simply followed. This we have on the one hand. On the other hand, until about the same period, we have free economic rule that found its true, middle-European expression in the free economic village communities. As the free spiritual life slipped into the universities, which are localized at first, and which later find shelter in the state, so does that which is the economic organization first receive a certain administration in the “rights” sense, when the cities emerge more and more. Then the cities, in the first place, organize this economic life, while earlier, when the village communities were setting the pace, it had grown freely. And then we see how increasingly, that which was centralized in the cities seeks protection in the larger territories of the states. Thus we see how the tendency of modern times ends in letting the spiritual life on the one hand, the economic life on the other, seek the protection of states which increasingly take on the character of domains constituted according to Roman law. This was actually the development in modern times. We have reached that point in historical development where things can go no further like this, where a sense and a feeling for free spiritual life must once again be developed. When in a strait jacket, the spirit simply does not advance; because it only apparently advances, but in truth still remains behind—can never celebrate real births, but at most renaissances. It is just the same with the economic life. Today we simply stand in the age in which we must absolutely reverse the movement which has developed in the civilized world of Europe with its American annex, the age in which the opposite direction must set in. For what has gone on developing for a time must reach a point at which something new must set in. Otherwise one runs into the danger of doing as one would when, with a growing plant, one were to say it should not be allowed to come to fruition, it should grow further, it should keep blooming on and on.—Then it would grow thus: bring forth a flower; then no seed, but again a flower, again a flower, and so on. Therefore it is absolutely necessary to familiarize oneself inwardly with these things, and to develop a feeling for the historical turning point at which we stand today. But, just as in an organism every detail is necessarily formed as it is, so is everything in the world in which we live and which we help to shape, to be formed as it must be in its place in the sense of the whole. You cannot imagine, if you think realistically, that your ear lobe could be formed the very least bit differently from what it is, in conformity with your whole organism. Were your ear lobe only the least bit differently formed, then you would also have to have quite a different nose, different fingertips, and so forth. And just as the ear lobe is formed in the sense of the whole human being, so must also the lecture in which something flows be given—in the sense of the whole subject—that lecturing which is truly taking on new forms. Such a lecture cannot be delivered in the manner which one could perhaps learn from the sermon-lecture. For the sermon-lecture as we still have it today, rests on the tradition which really goes back to the old Orient,—on a special attitude which the whole human being in the old Orient had toward speech. This characteristic was continued, so that it lived in a certain free way in Greece, lived in Rome, and shows its last spark most clearly in the particular relationship which the Frenchman has to his language. Not that I want to imply that every Frenchman preaches when he speaks; but a similar relationship, such as had to develop out of the oriental relationship to language still continues to live on in a definite way in the French handling of speech, only entirely in a declining movement. This element which we can observe here in regard to language came to expression when one still learned speaking from the professors, as one could later, but now in the declining phase—professors who really continued to live on as mummies of ancient times and bore the title, “professor of elocution”. In former times, at almost every university, in every school, also in seminaries and so on there was such a professor of elocution, of rhetoric. The renowned Curtius1 of Berlin actually still bore the title “professor of elocution” officially. But the whole affair became too dull for him, and he did not lecture on elocution, but only demonstrated himself as a professor of elocution through being sent out by the faculty council on ceremonial occasions, since that was always the task of the professor of elocution. Nevertheless, in this Curtius made it his business to discharge his duties at such ceremonial occasions by paying as little regard as possible to the ancient rules of eloquence. For the rest, it was too dull for him to be a professor of elocution in times in which professors of elocution did not fit in any more, and he lectured on art history, on the history of Greek art. But in the university catalog he was listed as “professor of elocution”. This refers us back to an element that was present everywhere in speech in olden times. Now, when we consider what is quite especially characteristic in the training of speech for the middle European languages, for German, for example, then indeed everything denoted in the original sense by the word “elocution” has not the least meaning. For something flowed into these languages that is entirely different from that which was peculiar to speaking in the times when elocution had to be taken seriously. In the Greek and Latin languages there is elocution. In the German language elocution is something quite impossible, when one looks inwardly at the essential. Today, however, we are living definitely in a time of transition. That which was the speech element of the German language cannot continue to be used. Every attempt must be made to come out of this speech element and to come into a different speech element. This also is the task, in a certain sense, to be solved by him who would speak productively about Anthroposophy or the threefold idea. For only when a fairly large number of people are able to speak in this way, will Anthroposophy and the threefold idea be rightly understood in public, even in single lectures. Meanwhile, there are not a few who develop only a pseudo-understanding and pseudo-avowal for these. If we look back on the special element in regard to speaking which was present in the times out of which the handling of elocution was preserved, we must say: then it was as if language grew out of the human being in quite a naive way, as his fingers grow, as his second teeth grow. From the imitation process speaking resulted, and language with its whole organization. And only after one had language did one come to the use of thinking. And now it transpired that the human being when speaking to others about any problem had to see that the inner experience, the thought experience, to a certain extent clicked [einschnappte] into the language. The sentence structure was there. It was in a certain way elastic and flexible. And, more inward than the language was the thought element. One experienced the thought element as something more inward than the language, and let it click into the language, so that it fitted into it just as one fits the idea of a statue or the like into marble. It was entirely an artistic treatment of the language. Even the way in which one was meant to speak in prose had something similar to the way in which one was to express oneself in poetry. Rhetoric and elocution had rules which were not at all unlike the rules of poetic expression. (So as not to be misunderstood, I should like to insert here that the development of language does not exclude poetry. What I now say, I say for older arts of expression, and I beg you not to interpret it as if I wanted to assert that there can be no more poetry at all today. We need but treat the language differently in poetry. But that does not belong here; I wanted to insert this only in parenthesis, that I might not be misunderstood.) And when we now ask: How was one then supposed to speak in the time in which the thought and feeling content clicked into the language? One was supposed to speak beautifully! That was the first task: to speak beautifully. Hence, one can really only learn to speak beautifully today when one immerses oneself in the old way of speaking. There was beautiful speaking. And speaking beautifully is definitely a gift which comes to man from the Orient. It might be said: There was speaking beautifully to the point that one really regarded singing, the singing of language, as the ideal of speaking. Preaching is only a form of beautiful speaking stripped of much of the beautiful speaking. For, wholely beautiful speaking is cultic speaking. When cultic speaking pours itself into a sermon, then much is lost. But still, the sermon is a daughter of the beautiful speaking found in the cult. The second form which has come into evidence, especially in German and in similar languages, is that in which it is no longer possible to distinguish properly between the word and the grasping of the thought conveyed—the word and the thought experience; the word has become abstract, so that it exempts itself, like a kind of thought. It is the element where the understanding for language itself is stripped off. It can no longer have something click into it, because one feels at the very outset that what is to be clicked in and the word vehicle into which something is to click are one. For who today is clear, for example in German, when he writes down “Begriff” [concept], that this is the noun form of begreifen [to grasp; to comprehend] be-greifen (greifen with a prefix) is thus das Greifen an etwas ausfuehren [the carrying out of the grasping of something]—that “Begriff” is thus nothing other than the noun form for objective perceiving? The concept “Begriff” was formed at a time when there was still a living perception of the ether body, which grasps things. Therefore one could then truly form the concept of Begriff, because grasping with the physical body is merely an image of grasping with the ether body. But, in order to hear Begreifen in the word Begriff it is necessary to feel speech as an organism of one's own. In the element of speaking which I am now giving an account of, language and concept always swim through one another. There is not at all that sharp separation which was once present in the Orient, where the language was an organism, was more external, and that which declared itself lived inwardly. What lived inwardly had to click into the linguistic form in speaking; that is, click in so that what lives inwardly is the content, and that into which it clicked was the outer form. And this clicking-in had to happen in the sense of the beautiful, so that one was thus a true speech artist when one wanted to speak. This is no longer the case when, for example, one has no feeling any more for differentiating between Gehen [to go] and Laufen [to run] in relation to language as such. Gehen: two e's—one walks thither without straining oneself thereby; e is always the feeling expression for the slight participation one has in one's own activity. If there is an au in the word, this participation is enhanced. From running (Laufen) comes panting (Schnaufen) which has the same vowel sound in it. With this one's insides come into tumult. There must be a sound there that intimates this modification of the inner being. But all this is indeed no longer there today; language has become abstract. It is like our onward-flowing thoughts themselves—for the whole middle region, and especially also for the western region of civilization. It is possible to behold a picture, an imagination in every single word; and one can live in this picture as in something relatively objective. He who faced language in earlier times considered it as something objective into which the subjective was poured. He would as little not have regarded it so, as he would have lost sight of the fact that his coat is something objective, and is not grown together with his body as another skin. As against this, the second stage of language takes the whole organism of language as another son' skin, whereas formerly language was much more loosely there, I should like to say, like a garment. I am speaking now of the stage of language in which speaking beautifully is no longer taken into first consideration, but rather speaking correctly. In this it is not a question of rhetoric and elocution, but of logic. With this stage, which has come up slowly since Aristotle's time, grammar itself became logical to the point that the logical forms were simply developed out of the grammatical forms—one abstracted the logical from the grammatical. Here all has swum together: thought and word. The sentence is that out of which one evolves the judgment. But the judgment is in truth so laid into the sentence that one no longer experiences it as inherently independent. Correct speaking, this has become the criterion. Further, we see a new element in speaking arising, only used everywhere at the wrong point—carried over to a quite wrong domain. Beautiful speaking humanity owes to the Orient. Correct speaking lies in the middle region of civilization. And we must look to the West when seeking the third element. But in the West it arises first of all quite corrupted. How does it arise? Well, in the first place, language has become abstract. That which is the word organism is already almost thought-organism. And this has gradually increased so much in the West, that there it would perhaps even be regarded as facetious to discuss such things. But, in a completely wrong domain, the advance already exists. You see, in America, just in the last third of the 19th century, a philosophical trend called “pragmatism” has appeared. In England it has been called “humanism.” James2 is its representative in America, Schiller3 in England. Then there are personalities who have already gone about extending these things somewhat. The merit of extending this concept of humanism in a very beautiful sense is due to Professor MacKenzie4 who was recently here. To what do these endeavors lead?—I mean now, American pragmatism and English humanism. They arise from a complete skepticism about cognition: Truth is something that really doesn't exist! When we make two assertions, we actually make them fundamentally in order to have guide-points in life. To speak about an “atom”—one cannot raise any particular ground of truth for it; but it is useful to take the atom theory as a basis in chemistry; thus we set up the atom concept! It is serviceable, it is useful. There is no truth other than that which lives in useful, life-serviceable concepts. “God,” if he exists or not, this is not the question. Truth, that is something or other which is of no concern to us. But it is hard to live pleasantly if one does not set up the concept of God; it is really good to live, if one lives as if there were a God. So, let us set it up, because it's a serviceable, useful concept for life. Whether the earth began according to the Kant-Laplace theory and will end according to the mechanical warmth theory, from the standpoint of truth, no human being knows anything about this—I am now just simply reporting—, but it is useful for our thinking to represent the beginning and end of the earth in this way. This is the pragmatic teaching of James, and also in essence,the humanistic teaching of Schiller. Finally, it is also not known at all whether the human being now, proceeding from the standpoint of truth, really has a soul. That could be discussed to the end of the world, whether there is a soul or not, but it is useful to assume a soul if one wants to comprehend all that the human being carries out in life. Of course, everything that appears today in our civilization in one place spreads to other places. For such things which arose instinctively in the West, the German had to find something more conceptual, that permits of being more easily seen through conceptually; and from this the “As If” philosophy originated: whether there is an atom or not is not the question; we consider the phenomena in such a way “as if” there was an atom. Whether the good can realize itself or not, cannot be decided; we consider life in such a way “as if” the good could realize itself. One could indeed quarrel to the end of the world about whether or not there is a God: but we consider life in such a way that we act “as if” there were a God. There you have the “As If” philosophy. One pays little attention to these things because one imagines: there in America James sits with his pupils, there in England Schiller sits with his pupils; there is Vaihinger, who wrote the “As If” philosophy: there are a few owls who live in a kind of cloud-castle, and of what concern is it to other people! Whoever has the ear for it, however, already hears the “As If” philosophy sounding everywhere today. Almost all human beings talk in the sense of the “As If” philosophy. The philosophers are only quite funny fellows. They always blab out what other people do unconsciously. If one is sufficiently unprejudiced for it, then one only seldom hears a human being today who still uses his words differently, in connection with his heart and with his whole soul, with his whole human being, who speaks differently than as though the matter were as he expresses it. One only does not usually have the ear to hear within the sound and the tone-color of the speaking that this “As If” lives in it,—that fundamentally people over the whole of civilization are seized by this “As If.” Whereas things usually come to be corrupted at the end, here something shows itself to be corrupted at the beginning, something that in a higher sense must be developed for handling of speech in Anthroposophy, in the threefold order and so on. These things are so earnest, so important, that we really should speak specially about them. For it will be a question of elevating the triviality, “We need concepts because they are useful for life,” this triviality of a materialistic, utilitarian theory, of raising it up to the ethical, and perhaps through the ethical to the religious. For, if we want to work in the sense of Anthroposophy and the threefold order, we have before us the task of learning good speaking, in addition to the beautiful speaking and the correct speaking which we can acquire from history. We must maintain an ear for good speaking. Until now, I have seen little sign that it has been noticed, when, in the course of my lectures I have called attention to this good speaking—I have done it very frequently. In referring to this good speaking I have always said that it is not only a question today that what is said be correct in the logical-abstract sense, but it is a matter of saying something in a certain connection or omitting it, not saying it in this connection. It is a question of developing a feeling that something should not only be correct, but that it is justified within its connection—that it can be either good in a certain connection or bad in a certain connection. Beyond rhetoric, beyond logic, we must learn a true ethics of speaking. We must know how we may allow ourselves things in a certain connection that would not be at all permitted in another connection. Here I may now use an example close to hand, that could perhaps have already struck some of you who were present lately at the lectures: I spoke in a certain connection of the fact that, in reality, Goethe was not born at all. I said that Goethe for a long time endeavored to express himself through painting, through drawing, but that nothing came about from it. It then flowed over into his poetic works, and then again in the poetic works, as for example Iphigenia, or especially in Naturliche Tochter [“Daughters of Nature”], we have indeed poetic works not at all in the sentimental sense. People called these poems of Goethe's “marble smooth and marble cold,” because they are almost sculptural, because they are three-dimensional. Goethe had genuine capacities which really did not become human at all; he was actually not born.—You see, in that connection in which I spoke lately, one could quite certainly say it. But imagine, if someone were to represent it as a thesis in itself in the absolute sense! It would be not only illogical, it would he of course quite crazy. To speak out of an awareness of a life connection is something different from finding the adequate or correct use of a word association for the thought and feeling involved. To let a pronouncement or the like arise at a particular place out of a living relationship, that is what leads over from beauty, from correctness, to the ethos of language—at which one feels, when a sentence is uttered, whether one may or may not say it in the whole context. But now, there is again an inward growing together, not with language, but with speaking. This is what I should like to call good speaking or had speaking; the third form. Aside from beautiful or ugly speaking, aside from correct or incorrect speaking, comes good or bad speaking, in the sense in which I have just presented it. Today the view is still widespread that there can be sentences which one forms and which can then be spoken on any occasion, because they have absolute validity. In reality, for our life in the present, there are no longer such sentences. Every sentence that is possible in a certain connection, is today impossible in another connection. That means, we have entered upon an epoch of humanity's development in which we need to direct our view to this many-sidedness of living situations. The Oriental who with his whole thinking lived within a small territory, also the Greek still, who with his spiritual life, with his rights life, with his economic life, lived on a small territory, poured something into his language that appears as a linguistic work of art must appear. How is it though in a work of art? It is such that a single finite object really appears infinite in a certain realm. In this way beauty was even defined, though one-sidedly, by Haeckel, Darwin and others: It is the appearance of the idea in a self-contained picture.—The first thing which I had to oppose in my Vienna lecture on “Goethe as the Father of a New Aesthetics,” was that the beautiful is “the appearance of the idea in outer form.” I showed then that one must mean just the reverse: that the beautiful arises when one gives to form the appearance of the infinite. And so it is with language, which in a certain way also acts as a limited territory—as a territory which encloses the possible meaning within boundaries. If that which is actually infinite in the inner soul- and spirit-life is to click into this language, it must there come to expression in beautiful form. In correct speaking the language must he adequate; the sentence must fit the judgment, the concept, the word. The Romans were compelled to this, especially as their territory became ever larger and larger; their language transformed itself from the beautiful into the logical. Hence the custom has been retained, of conveying logic to people precisely in the Latin language. (You have indeed learned logic quite well by it.) But we are now once again beyond this stage. Now, it is necessary that we learn to experience language with ethos—that, to a certain extent we gain a kind of morality of speaking in our lecturing, while we know that we have in a certain context to allow ourselves something or to deny ourselves something. There, things do not click-in, in the way I described earlier, but here we make use of the word to characterize. All defining ceases; here we use the word to characterize. The word is so handled that one really feels each word as something insufficient, every sentence as something insufficient, and has the urge to characterize that which one wishes to place before humanity from the most varied aspects—to go around the matter to a certain extent, and to characterize it from the most varied aspects. You see, for free spiritual life—that is to say spiritual life that exists out of its own laws—there is as yet not very much understanding in present-day humanity. For, mostly what is understood by free spiritual life is a structure in which people live, where each one crows his own cock-a-doodle-doo from his own dung heap—excuse the somewhat remarkable picture—and in which the most incredible consonances come about from the crowing. In reality, in free spiritual life, harmony comes about through and through, because the spirit, not the single egoists, lives—because the spirit can really lead its own life over and above the single egoists. There is, for example,—one must already say these things today—a Waldorf School spirit definitely there for our Waldorf School in Stuttgart that is independent of the body of teachers,—into which the body of teachers grows, and in which it becomes ever more and more clear that possibly the one can be more capable or less capable, but the spirit has a life of its own. It is an abstraction, which people today still represent to themselves, when they speak of “free spirit.” This is no reality at all. The free spirit is something that really lives among people—one must only let it come into existence; and what works among people—one must only let it come into existence. What I have said to you today I have also said only so that what we are meant to gain here may proceed from fundamental feelings, from the feeling for the earnestness of the matter. I cannot, of course, suppose that every one will now go right out and, as those in olden times spoke beautifully, in the middle period correctly, now all will speak well! But you may not for this reason object: of what help, then, are all our lectures, if we are not at once able to speak in the sense of good speaking?—It is rather a matter of our really getting the feeling of the earnestness of the situation, which we are thus to live into, so that we know: what is wanted here is something in itself so organically whole, that a necessity of form must gradually express itself even in speech, just as a necessity of form expresses itself in the ear-lobe, such as cannot be otherwise depending on how the whole human being is. Thus I shall try to bring still closer together what is for us the content of Anthroposophy and the threefold order with the way in which it should be presented to people. And, from the consideration of principles I shall come more and more into the concrete, and to that which should underlie the practice of lecturing. I have often emphasized that this must be Anthroposophy's manner of presenting things. I have often emphasized that one should not indeed believe that one is able to find the adequate word, the adequate sentence; one can only conduct oneself as does a photographer who, in order to show a tree, takes at least four views. Thus a conception that lives itself out in an abstract trivial philosophy such as pragmatism or humanism, must be raised up into the realm of the ethical. And then it must first of all live in the ethos of language. We must learn good speaking. That means that we must experience as regards speaking something of all that we otherwise experience in relation to ethics, moral philosophy. After all, the matter has become quite clear in modern times. In the speaking of theosophists we have an archaism simply conditioned through the language—archaic, namely as regards the materialistic coloration of the last centuries: “physical body”—well, it is thick; “ether body”—it is thinner, more nebulous; “astral body”—once again thinner, but still only thinner; “I”—still thinner. Now, new members of the human being keep on coming up: they become even thinner. At last one no longer knows at all how one can reach this thinness, but in any case, it only becomes ever thinner and thinner. One does not escape the materialism. This is indeed also the hallmark of this theosophical literature. And it is always the hallmark that appears, when these things are to be spoken about, from theoretical speaking, to that which I once experienced within the Theosophical Society in Paris, (I believe it was in 1906). A lady there who was a real rock-solid theosophist, wanted to express how well she liked particular lectures which had been given in the hall in which we were; and she said: “There are such good vibrations here!” And one perceived from her that this was really thought of as something which one might sniff. Thus, the scents of the lectures which were left behind and which one could sniff out somehow, these were really meant. We must learn to tear language away from adequacy. For it can be adequate only for the material. If we wish to use it for the spiritual, in the sense of the present epoch of development of humanity, then we must free it. Freedom must then come into the handling of language. If one does not take these things abstractly, but livingly, then the first thing into which the philosophy of freedom [spiritual activity] must come is in speaking, in the handling of language. For this is necessary; otherwise the transition will not be found, for example, to the characterization of the free spiritual life. You see, for free spiritual life—that is to say spiritual life that exists out of its own laws—there is as yet not very much understanding in present-day humanity. For, mostly what is understood by free spiritual life is a structure in which people live, where each one crows his own cock-a-doodle-doo from his own dung heap—excuse the somewhat remarkable picture—and in which the most incredible consonances come about from the crowing. In reality, in free spiritual life, harmony comes about through and through, because the spirit, not the single egoists, lives—because the spirit can really lead its own life over and above the single egoists. There is, for example,—one must already say these things today—a Waldorf School spirit definitely there for our Waldorf School in Stuttgart that is independent of the body of teachers,—into which the body of teachers grows, and in which it becomes more and more clear that possibly the one can be more capable or less capable, but the spirit has a life of its own. It is an abstraction, which people today still represent to themselves, when they speak of “free spirit.” This is no reality at all. The free spirit is something that really lives among people—one must only let it come into existence. What I have said to you today I have also said only so that what we are meant to gain here may proceed from fundamental feelings, from the feeling for the earnestness of the matter. I cannot, of course, suppose that every one will now go right out and, as those in olden times spoke beautifully, in the middle period correctly, now all will speak well! But you may not for this reason object: of what help, then, are all our lectures, if we are not at once able to speak in the sense of good speaking?—It is rather a matter of our really getting the feeling of the earnestness of the situation, which we are thus to live into so that we know: what is wanted here is something in itself so organically whole, that a necessity of form must gradually express itself even in speech, just as a necessity of form expresses itself in the earlobe, such as cannot be otherwise depending on how the whole human being is. Thus I shall try to bring still closer together what is for us the content of Anthroposophy and the threefold order with the way in which it should be presented to people. And, from the consideration of principles I shall come more and more into the concrete, and to that which should underlie the practice of lecturing.
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339. On The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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There is no truth other than that which lives in useful, life-serviceable concepts. “God,” if he exists or not, this is not the question. Truth, that is something or other which is of no concern to us. But it is hard to live pleasantly if one does not set up the concept of God; it is really good to live, if one lives as if there were a God. So, let us set it up, because it's a serviceable, useful concept for life. |
One could indeed quarrel to the end of the world about whether or not there is a God: but we consider life in such a way that we act “as if” there were a God. There you have the “As If” philosophy. |
339. On The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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When we set out today to speak about Anthroposophy and the Threefold Movement with its various consequences—which indeed arise out of Anthroposophy, and must really be thought of as arising out of it,—then we must first of all hold before our souls that it is difficult to make oneself understood. And, without this feeling—that it is difficult to make oneself understood—we shall hardly be able to succeed as lecturers for anthroposophical Spiritual Science and all that is connected with it, in a way satisfying to ourselves. For if there is to be speaking about Anthroposophy which is appropriate, then this speaking must be entirely different from what one is accustomed to in accordance with the traditions of speaking. One has often fallen into the habit of speaking also about anthroposophical matters in the way one has become used to speaking in the age of materialism; but one is more apt thereby to obstruct the understanding for Anthroposophy, rather than to open up an approach to it. We shall first of all have to make quite clear to ourselves what the content of the matter is that comes towards us in Anthroposophy and its consequences. And in these lectures I shall deal as I said yesterday, with the practice of lecturing, but only for anthroposophical and related matters, so that what I have to say applies only to these. We must now make clear to ourselves that primarily it is the feeling for the central issue of the threefold order that must at first be stirred in our present humanity. It must after all be assumed that an audience of today does not begin to know what to do with the concept of the threefold order. Our speaking must slowly lead to the imparting first of a feeling for this threefold order in the audience. During the time in which materialism has held sway, one has become accustomed to give expression to the things of the outer world through description. In this one had a kind of guidance in the outer world itself. Moreover, objects in the outer world are, I would say, too fixed for one to believe that, in the end, it makes much difference how one speaks about the things of the outer world; one need only give people some guidance on the way for perceiving this outer world. Then, in the end it comes to this: if, let us say, one delivers somewhere a popular lecture with experiments, and thereby demonstrates to people how this or that substance reacts in a retort, then they see how the substance reacts in the retort. And whether one then lectures this way or that way—a bit better, a bit less well, a hit more relevantly, a hit less relevantly—in the end makes no difference. And gradually it has tended to come to the point that such lectures and such talks are attended in order to see the experimenting, and what is spoken is just taken along as a kind of more or less agreeable or disagreeable side noise. One must express these things somewhat radically, just in order to show the exact direction in which civilization is moving in regard to these things. When it is a matter of what to stimulate in people for doing, for willing, one is of the opinion that one must just “set up ideals”. People would have to accustom themselves to “apprehend ideals”, and thus one gradually glides more and more over into the utopian, when it is a matter of such things as the threefold order of the social organism. So it has also happened in many an instance that many people who lecture about the threefold idea today absolutely call forth the opinion, through the manner in which they speak, that it is some utopia or other that should be striven for. And, since one is always of the opinion that what should be striven for in most cases cannot be expected to come in less than fifty or a hundred years—or many extend the time even further—so one also allows oneself, quite unconsciously, to approach speaking about things as if they would first ripen in fifty or a hundred years. One glides away from the reality very soon, and then talks about it thus: How will a small shop be set up in the threefold social organism? What will be the relation of the single person to the sewing machine in the threefold social organism?—and so on. Such questions are really put in abundance to any endeavor such as the threefolding of the social organism. As regards such an endeavor, which with all of its roots comes out of reality, one should not at all speak in this utopian fashion. For one should always evoke at least this feeling: the threefold order of the social organism is nothing which can be "made" in the sense that state constitutions can be made in a parliament—of the kind for example, that the Weimar National Assembly was. These are made! But one cannot speak in the same sense of making the threefold social organism. Just as little can one speak of "organizing" in order to produce the threefold order. That which is an organism, this one does not organize; this grows. It is just in the nature of an organism that one does not have to organize it, that it organizes itself. That which can be organized is no organism. We must approach things from the start with these feelings, otherwise we shall not have the possibility of finding the appropriate expression. The threefold order is something which indeed simply follows from the natural living together of people. One can falsify this natural living together of people—as has been the case, for example, in recent history—by extending the characteristic features of one member, the states-rights member, to both others. Then these two other members will simply become corrupted because they cannot prosper, just as someone cannot get on well in an unsuitable garment, that is too heavy, or the like. It is in the natural relation of people that the threefold order of the social organism lives, that the independent spiritual life lives, that the rights or states life, regulated by the people's majority, lives, that the economic life, shaped solely out of itself, also lives. One can put strait jackets on the spiritual life, on the economic life, although one does not need them; but then its own life asserts itself continually nevertheless, and what we then experience outwardly is just this self-assertion. It is hence necessary to show that the threefolding of the social organism is implicit in the very nature of both the human being and the social life. We see that the spiritual life in Europe was entirely independent and free until the 13th or 14th centuries, when, what was the free, independent spiritual life was first pushed into the universities. In this time you find the founding of the universities, and the universities then in turn slip by and by into the life of state. So that one can say: From about the 13th to the 16th or 17th century, the universities slip into the states-life, and with the universities, also the remaining educational institutions, without people really noticing it. These other institutions simply followed. This we have on the one hand. On the other hand, until about the same period, we have free economic rule that found its true, middle-European expression in the free economic village communities. As the free spiritual life slipped into the universities, which are localized at first, and which later find shelter in the state, so does that which is the economic organization first receive a certain administration in the “rights” sense, when the cities emerge more and more. Then the cities, in the first place, organize this economic life, while earlier, when the village communities were setting the pace, it had grown freely. And then we see how increasingly, that which was centralized in the cities seeks protection in the larger territories of the states. Thus we see how the tendency of modern times ends in letting the spiritual life on the one hand, the economic life on the other, seek the protection of states which increasingly take on the character of domains constituted according to Roman law. This was actually the development in modern times. We have reached that point in historical development where things can go no further like this, where a sense and a feeling for free spiritual life must once again be developed. When in a strait jacket, the spirit simply does not advance; because it only apparently advances, but in truth still remains behind—can never celebrate real births, but at most renaissances. It is just the same with the economic life. Today we simply stand in the age in which we must absolutely reverse the movement which has developed in the civilized world of Europe with its American annex, the age in which the opposite direction must set in. For what has gone on developing for a time must reach a point at which something new must set in. Otherwise one runs into the danger of doing as one would when, with a growing plant, one were to say it should not be allowed to come to fruition, it should grow further, it should keep blooming on and on.—Then it would grow thus: bring forth a flower; then no seed, but again a flower, again a flower, and so on. Therefore it is absolutely necessary to familiarize oneself inwardly with these things, and to develop a feeling for the historical turning point at which we stand today. But, just as in an organism every detail is necessarily formed as it is, so is everything in the world in which we live and which we help to shape, to be formed as it must be in its place in the sense of the whole. You cannot imagine, if you think realistically, that your ear lobe could be formed the very least bit differently from what it is, in conformity with your whole organism. Were your ear lobe only the least bit differently formed, then you would also have to have quite a different nose, different fingertips, and so forth. And just as the ear lobe is formed in the sense of the whole human being, so must also the lecture in which something flows be given—in the sense of the whole subject—that lecturing which is truly taking on new forms. Such a lecture cannot be delivered in the manner which one could perhaps learn from the sermon-lecture. For the sermon-lecture as we still have it today, rests on the tradition which really goes back to the old Orient,—on a special attitude which the whole human being in the old Orient had toward speech. This characteristic was continued, so that it lived in a certain free way in Greece, lived in Rome, and shows its last spark most clearly in the particular relationship which the Frenchman has to his language. Not that I want to imply that every Frenchman preaches when he speaks; but a similar relationship, such as had to develop out of the oriental relationship to language still continues to live on in a definite way in the French handling of speech, only entirely in a declining movement. This element which we can observe here in regard to language came to expression when one still learned speaking from the professors, as one could later, but now in the declining phase—professors who really continued to live on as mummies of ancient times and bore the title, “professor of elocution”. In former times, at almost every university, in every school, also in seminaries and so on there was such a professor of elocution, of rhetoric. The renowned Curtius [Note 1] of Berlin actually still bore the title “professor of elocution” officially. But the whole affair became too dull for him, and he did not lecture on elocution, but only demonstrated himself as a professor of elocution through being sent out by the faculty council on ceremonial occasions, since that was always the task of the professor of elocution. Nevertheless, in this Curtius made it his business to discharge his duties at such ceremonial occasions by paying as little regard as possible to the ancient rules of eloquence. For the rest, it was too dull for him to be a professor of elocution in times in which professors of elocution did not fit in any more, and he lectured on art history, on the history of Greek art. But in the university catalog he was listed as “professor of elocution”. This refers us back to an element that was present everywhere in speech in olden times. Now, when we consider what is quite especially characteristic in the training of speech for the middle European languages, for German, for example, then indeed everything denoted in the original sense by the word “elocution” has not the least meaning. For something flowed into these languages that is entirely different from that which was peculiar to speaking in the times when elocution had to be taken seriously. In the Greek and Latin languages there is elocution. In the German language elocution is something quite impossible, when one looks inwardly at the essential. Today, however, we are living definitely in a time of transition. That which was the speech element of the German language cannot continue to be used. Every attempt must be made to come out of this speech element and to come into a different speech element. This also is the task, in a certain sense, to be solved by him who would speak productively about Anthroposophy or the threefold idea. For only when a fairly large number of people are able to speak in this way, will Anthroposophy and the threefold idea be rightly understood in public, even in single lectures. Meanwhile, there are not a few who develop only a pseudo-understanding and pseudo-avowal for these. If we look back on the special element in regard to speaking which was present in the times out of which the handling of elocution was preserved, we must say: then it was as if language grew out of the human being in quite a naive way, as his fingers grow, as his second teeth grow. From the imitation process speaking resulted, and language with its whole organization. And only after one had language did one come to the use of thinking. And now it transpired that the human being when speaking to others about any problem had to see that the inner experience, the thought experience, to a certain extent clicked [einschnappte] into the language. The sentence structure was there. It was in a certain way elastic and flexible. And, more inward than the language was the thought element. One experienced the thought element as something more inward than the language, and let it click into the language, so that it fitted into it just as one fits the idea of a statue or the like into marble. It was entirely an artistic treatment of the language. Even the way in which one was meant to speak in prose had something similar to the way in which one was to express oneself in poetry. Rhetoric and elocution had rules which were not at all unlike the rules of poetic expression. (So as not to be misunderstood, I should like to insert here that the development of language does not exclude poetry. What I now say, I say for older arts of expression, and I beg you not to interpret it as if I wanted to assert that there can be no more poetry at all today. We need but treat the language differently in poetry. But that does not belong here; I wanted to insert this only in parenthesis, that I might not be misunderstood.) And when we now ask: How was one then supposed to speak in the time in which the thought and feeling content clicked into the language? One was supposed to speak beautifully! That was the first task: to speak beautifully. Hence, one can really only learn to speak beautifully today when one immerses oneself in the old way of speaking. There was beautiful speaking. And speaking beautifully is definitely a gift which comes to man from the Orient. It might be said: There was speaking beautifully to the point that one really regarded singing, the singing of language, as the ideal of speaking. Preaching is only a form of beautiful speaking stripped of much of the beautiful speaking. For, wholly beautiful speaking is cultic speaking. When cultic speaking pours itself into a sermon, then much is lost. But still, the sermon is a daughter of the beautiful speaking found in the cult. The second form which has come into evidence, especially in German and in similar languages, is that in which it is no longer possible to distinguish properly between the word and the grasping of the thought conveyed—the word and the thought experience; the word has become abstract, so that it exempts itself, like a kind of thought. It is the element where the understanding for language itself is stripped off. It can no longer have something click into it, because one feels at the very outset that what is to be clicked in and the word vehicle into which something is to click are one. For who today is clear, for example in German, when he writes down “Begriff” [concept], that this is the noun form of begreifen [to grasp; to comprehend] be-greifen (greifen with a prefix) is thus das Greifen an etwas ausfuehren [the carrying out of the grasping of something]—that “Begriff” is thus nothing other than the noun form for objective perceiving? The concept “Begriff” was formed at a time when there was still a living perception of the ether body, which grasps things. Therefore one could then truly form the concept of Begriff, because grasping with the physical body is merely an image of grasping with the ether body. But, in order to hear Begreifen in the word Begriff it is necessary to feel speech as an organism of one's own. In the element of speaking which I am now giving an account of, language and concept always swim through one another. There is not at all that sharp separation which was once present in the Orient, where the language was an organism, was more external, and that which declared itself lived inwardly. What lived inwardly had to click into the linguistic form in speaking; that is, click in so that what lives inwardly is the content, and that into which it clicked was the outer form. And this clicking-in had to happen in the sense of the beautiful, so that one was thus a true speech artist when one wanted to speak. This is no longer the case when, for example, one has no feeling any more for differentiating between Gehen [to go] and Laufen [to run] in relation to language as such. Gehen: two e's—one walks thither without straining oneself thereby; e is always the feeling expression for the slight participation one has in one's own activity. If there is an au in the word, this participation is enhanced. From running (Laufen) comes panting (Schnaufen) which has the same vowel sound in it. With this one's insides come into tumult. There must be a sound there that intimates this modification of the inner being. But all this is indeed no longer there today; language has become abstract. It is like our onward-flowing thoughts themselves—for the whole middle region, and especially also for the western region of civilization. It is possible to behold a picture, an imagination in every single word; and one can live in this picture as in something relatively objective. He who faced language in earlier times considered it as something objective into which the subjective was poured. He would as little not have regarded it so, as he would have lost sight of the fact that his coat is something objective, and is not grown together with his body as another skin. As against this, the second stage of language takes the whole organism of language as another son' skin, whereas formerly language was much more loosely there, I should like to say, like a garment. I am speaking now of the stage of language in which speaking beautifully is no longer taken into first consideration, but rather speaking correctly. In this it is not a question of rhetoric and elocution, but of logic. With this stage, which has come up slowly since Aristotle's time, grammar itself became logical to the point that the logical forms were simply developed out of the grammatical forms—one abstracted the logical from the grammatical. Here all has swum together: thought and word. The sentence is that out of which one evolves the judgment. But the judgment is in truth so laid into the sentence that one no longer experiences it as inherently independent. Correct speaking, this has become the criterion. Further, we see a new element in speaking arising, only used everywhere at the wrong point—carried over to a quite wrong domain. Beautiful speaking humanity owes to the Orient. Correct speaking lies in the middle region of civilization. And we must look to the West when seeking the third element. But in the West it arises first of all quite corrupted. How does it arise? Well, in the first place, language has become abstract. That which is the word organism is already almost thought-organism. And this has gradually increased so much in the West, that there it would perhaps even be regarded as facetious to discuss such things. But, in a completely wrong domain, the advance already exists. ***
You see, in America, just in the last third of the 19th century, a philosophical trend called “pragmatism” has appeared. In England it has been called “humanism.” James [Note 2] is its representative in America, Schiller [Note 3] in England. Then there are personalities who have already gone about extending these things somewhat. The merit of extending this concept of humanism in a very beautiful sense is due to Professor MacKenzie [Note 4] who was recently here. To what do these endeavors lead?—I mean now, American pragmatism and English humanism. They arise from a complete skepticism about cognition: Truth is something that really doesn't exist! When we make two assertions, we actually make them fundamentally in order to have guide-points in life. To speak about an “atom”—one cannot raise any particular ground of truth for it; but it is useful to take the atom theory as a basis in chemistry; thus we set up the atom concept! It is serviceable, it is useful. There is no truth other than that which lives in useful, life-serviceable concepts. “God,” if he exists or not, this is not the question. Truth, that is something or other which is of no concern to us. But it is hard to live pleasantly if one does not set up the concept of God; it is really good to live, if one lives as if there were a God. So, let us set it up, because it's a serviceable, useful concept for life. Whether the earth began according to the Kant-Laplace theory and will end according to the mechanical warmth theory, from the standpoint of truth, no human being knows anything about this—I am now just simply reporting—, but it is useful for our thinking to represent the beginning and end of the earth in this way. This is the pragmatic teaching of James, and also in essence,the humanistic teaching of Schiller. Finally, it is also not known at all whether the human being now, proceeding from the standpoint of truth, really has a soul. That could be discussed to the end of the world, whether there is a soul or not, but it is useful to assume a soul if one wants to comprehend all that the human being carries out in life. Of course, everything that appears today in our civilization in one place spreads to other places. For such things which arose instinctively in the West, the German had to find something more conceptual, that permits of being more easily seen through conceptually; and from this the “As If” philosophy originated: whether there is an atom or not is not the question; we consider the phenomena in such a way “as if” there was an atom. Whether the good can realize itself or not, cannot be decided; we consider life in such a way “as if” the good could realize itself. One could indeed quarrel to the end of the world about whether or not there is a God: but we consider life in such a way that we act “as if” there were a God. There you have the “As If” philosophy. One pays little attention to these things because one imagines: there in America James sits with his pupils, there in England Schiller sits with his pupils; there is Vaihinger, who wrote the “As If” philosophy: there are a few owls who live in a kind of cloud-castle, and of what concern is it to other people! Whoever has the ear for it, however, already hears the “As If” philosophy sounding everywhere today. Almost all human beings talk in the sense of the “As If” philosophy. The philosophers are only quite funny fellows. They always blab out what other people do unconsciously. If one is sufficiently unprejudiced for it, then one only seldom hears a human being today who still uses his words differently, in connection with his heart and with his whole soul, with his whole human being, who speaks differently than as though the matter were as he expresses it. One only does not usually have the ear to hear within the sound and the tone-color of the speaking that this “As If” lives in it,—that fundamentally people over the whole of civilization are seized by this “As If.” Whereas things usually come to be corrupted at the end, here something shows itself to be corrupted at the beginning, something that in a higher sense must be developed for handling of speech in Anthroposophy, in the threefold order and so on. These things are so earnest, so important, that we really should speak specially about them. For it will be a question of elevating the triviality, “We need concepts because they are useful for life,” this triviality of a materialistic, utilitarian theory, of raising it up to the ethical, and perhaps through the ethical to the religious. For, if we want to work in the sense of Anthroposophy and the threefold order, we have before us the task of learning good speaking, in addition to the beautiful speaking and the correct speaking which we can acquire from history. We must maintain an ear for good speaking. Until now, I have seen little sign that it has been noticed, when, in the course of my lectures I have called attention to this good speaking—I have done it very frequently. In referring to this good speaking I have always said that it is not only a question today that what is said be correct in the logical-abstract sense, but it is a matter of saying something in a certain connection or omitting it, not saying it in this connection. It is a question of developing a feeling that something should not only be correct, but that it is justified within its connection—that it can be either good in a certain connection or bad in a certain connection. Beyond rhetoric, beyond logic, we must learn a true ethics of speaking. We must know how we may allow ourselves things in a certain connection that would not be at all permitted in another connection. Here I may now use an example close to hand, that could perhaps have already struck some of you who were present lately at the lectures: I spoke in a certain connection of the fact that, in reality, Goethe was not born at all. I said that Goethe for a long time endeavored to express himself through painting, through drawing, but that nothing came about from it. It then flowed over into his poetic works, and then again in the poetic works, as for example Iphigenia, or especially in Naturliche Tochter [“Daughters of Nature”], we have indeed poetic works not at all in the sentimental sense. People called these poems of Goethe's “marble smooth and marble cold,” because they are almost sculptural, because they are three-dimensional. Goethe had genuine capacities which really did not become human at all; he was actually not born.—You see, in that connection in which I spoke lately, one could quite certainly say it. But imagine, if someone were to represent it as a thesis in itself in the absolute sense! It would be not only illogical, it would be of course quite crazy. To speak out of an awareness of a life connection is something different from finding the adequate or correct use of a word association for the thought and feeling involved. To let a pronouncement or the like arise at a particular place out of a living relationship, that is what leads over from beauty, from correctness, to the ethos of language—at which one feels, when a sentence is uttered, whether one may or may not say it in the whole context. But now, there is again an inward growing together, not with language, but with speaking. This is what I should like to call good speaking or had speaking; the third form. Aside from beautiful or ugly speaking, aside from correct or incorrect speaking, comes good or bad speaking, in the sense in which I have just presented it. Today the view is still widespread that there can be sentences which one forms and which can then be spoken on any occasion, because they have absolute validity. In reality, for our life in the present, there are no longer such sentences. Every sentence that is possible in a certain connection, is today impossible in another connection. That means, we have entered upon an epoch of humanity's development in which we need to direct our view to this many-sidedness of living situations. The Oriental who with his whole thinking lived within a small territory, also the Greek still, who with his spiritual life, with his rights life, with his economic life, lived on a small territory, poured something into his language that appears as a linguistic work of art must appear. How is it though in a work of art? It is such that a single finite object really appears infinite in a certain realm. In this way beauty was even defined, though one-sidedly, by Haeckel, Darwin and others: It is the appearance of the idea in a self-contained picture.—The first thing which I had to oppose in my Vienna lecture on “Goethe as the Father of a New Aesthetics,” was that the beautiful is “the appearance of the idea in outer form.” I showed then that one must mean just the reverse: that the beautiful arises when one gives to form the appearance of the infinite. And so it is with language, which in a certain way also acts as a limited territory—as a territory which encloses the possible meaning within boundaries. If that which is actually infinite in the inner soul- and spirit-life is to click into this language, it must there come to expression in beautiful form. In correct speaking the language must be adequate; the sentence must fit the judgment, the concept, the word. The Romans were compelled to this, especially as their territory became ever larger and larger; their language transformed itself from the beautiful into the logical. Hence the custom has been retained, of conveying logic to people precisely in the Latin language. (You have indeed learned logic quite well by it.) But we are now once again beyond this stage. Now, it is necessary that we learn to experience language with ethos—that, to a certain extent we gain a kind of morality of speaking in our lecturing, while we know that we have in a certain context to allow ourselves something or to deny ourselves something. There, things do not click-in, in the way I described earlier, but here we make use of the word to characterize. All defining ceases; here we use the word to characterize. The word is so handled that one really feels each word as something insufficient, every sentence as something insufficient, and has the urge to characterize that which one wishes to place before humanity from the most varied aspects—to go around the matter to a certain extent, and to characterize it from the most varied aspects. You see, for free spiritual life—that is to say spiritual life that exists out of its own laws—there is as yet not very much understanding in present-day humanity. For, mostly what is understood by free spiritual life is a structure in which people live, where each one crows his own cock-a-doodle-doo from his own dung heap—excuse the somewhat remarkable picture—and in which the most incredible consonances come about from the crowing. In reality, in free spiritual life, harmony comes about through and through, because the spirit, not the single egoists, lives—because the spirit can really lead its own life over and above the single egoists. There is, for example,—one must already say these things today—a Waldorf School spirit definitely there for our Waldorf School in Stuttgart that is independent of the body of teachers,—into which the body of teachers grows, and in which it becomes ever more and more clear that possibly the one can be more capable or less capable, but the spirit has a life of its own. It is an abstraction, which people today still represent to themselves, when they speak of “free spirit.” This is no reality at all. The free spirit is something that really lives among people—one must only let it come into existence; and what works among people—one must only let it come into existence. What I have said to you today I have also said only so that what we are meant to gain here may proceed from fundamental feelings, from the feeling for the earnestness of the matter. I cannot, of course, suppose that every one will now go right out and, as those in olden times spoke beautifully, in the middle period correctly, now all will speak well! But you may not for this reason object: of what help, then, are all our lectures, if we are not at once able to speak in the sense of good speaking?—It is rather a matter of our really getting the feeling of the earnestness of the situation, which we are thus to live into, so that we know: what is wanted here is something in itself so organically whole, that a necessity of form must gradually express itself even in speech, just as a necessity of form expresses itself in the ear-lobe, such as cannot be otherwise depending on how the whole human being is. Thus I shall try to bring still closer together what is for us the content of Anthroposophy and the threefold order with the way in which it should be presented to people. And, from the consideration of principles I shall come more and more into the concrete, and to that which should underlie the practice of lecturing. I have often emphasized that this must be Anthroposophy's manner of presenting things. I have often emphasized that one should not indeed believe that one is able to find the adequate word, the adequate sentence; one can only conduct oneself as does a photographer who, in order to show a tree, takes at least four views. Thus a conception that lives itself out in an abstract trivial philosophy such as pragmatism or humanism, must be raised up into the realm of the ethical. And then it must first of all live in the ethos of language. We must learn good speaking. That means that we must experience as regards speaking something of all that we otherwise experience in relation to ethics, moral philosophy. After all, the matter has become quite clear in modern times. In the speaking of theosophists we have an archaism simply conditioned through the language—archaic, namely as regards the materialistic coloration of the last centuries: “physical body”—well, it is thick; “ether body”—it is thinner, more nebulous; “astral body”—once again thinner, but still only thinner; “I”—still thinner. Now, new members of the human being keep on coming up: they become even thinner. At last one no longer knows at all how one can reach this thinness, but in any case, it only becomes ever thinner and thinner. One does not escape the materialism. This is indeed also the hallmark of this theosophical literature. And it is always the hallmark that appears, when these things are to be spoken about, from theoretical speaking, to that which I once experienced within the Theosophical Society in Paris, (I believe it was in 1906). A lady there who was a real rock-solid theosophist, wanted to express how well she liked particular lectures which had been given in the hall in which we were; and she said: “There are such good vibrations here!” And one perceived from her that this was really thought of as something which one might sniff. Thus, the scents of the lectures which were left behind and which one could sniff out somehow, these were really meant. We must learn to tear language away from adequacy. For it can be adequate only for the material. If we wish to use it for the spiritual, in the sense of the present epoch of development of humanity, then we must free it. Freedom must then come into the handling of language. If one does not take these things abstractly, but livingly, then the first thing into which the philosophy of freedom [spiritual activity] must come is in speaking, in the handling of language. For this is necessary; otherwise the transition will not be found, for example, to the characterization of the free spiritual life.
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343. Foundation Course: Spiritual Discernment, Religious Feeling, Sacramental Action: Religious Feeling and Intellectualism
30 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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For true Catholicism, the assumption is that there should be a mere emotional human relationship to God, without a religious dogmatic content, something quite incomprehensible; the religious dogma should connect itself with the supersensible world. |
While most of us, actually in the realm human beings have the earth's processes, also with the father and mother, we have here—in this circle which I'm drawing—effects from the periphery, from the immeasurable expanse, so that, what is happening here, may be transferred and enter into the scientifically given world. |
We often have the experience: What is wisdom before God, has become foolishness to the world. Then again what is foolishness before the world, in present times is so often wisdom before the gods. |
343. Foundation Course: Spiritual Discernment, Religious Feeling, Sacramental Action: Religious Feeling and Intellectualism
30 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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Emil Bock: I would like to introduce today's discussion hour and assume I have your understanding when I ask that yesterday's questions which have remained open, will, where possible, be considered again today. I believe I have your support for this. If you want me to clarify this request on your behalf, it will be to deal with the complex of questions regarding the apostolic succession coming into the question in future, where the need for the establishment of a new tradition must be expected, so to speak. In relation to this the question is important, how we, who are mostly Protestants, would relate to the work and personality of Luther, and go back to Luther's stance on the sacraments and to the whole Mystery content of Christianity. If I'm properly informed, that was the question which now appears to us as the next one, and I would very much like Doctor Steiner to enter into these questions as far as he considers possible. Rudolf Steiner: My dear friends! I will try to continue with what was implied in this relationship started here yesterday in such a way that the many questions, which actually have to come out of such an examination, from the most varied sides, can then be considered further, because for this program of the Dornach course, it would be of the utmost necessity that as far as possible, no doubt and uncertainties would remain. I would endeavour to go into the actual complex of questions and through this we will perhaps reach what underlies them, for further discussion. In fact, everything that licentiate Bock has just said is actually connected, so I may say it is important what opinions rise up among you now, regarding the position of Protestantism and Catholicism. I believe I can accept that you have come here from quite a positive foundation, namely to find a way out of today's religious turmoil. I myself don't want to say that it is obviously my wish to influence this towards the one or other side. Indeed, it doesn't concern some or other knowledge, but is about decisions of will, and these must rise out of inner convictions, being able of course to be motivated in the most varied ways, so we must actually discuss the possible motivation of their willed decisions. For example, a lot will depend upon your decisions of intent with regard the abyss that gapes between Catholicism and evangelical Christianity, between Protestantism and so on. Isn't it true, your resolution will be substantially different—I am now referring to the resolution of the majority of those present here—if you take into account that the Christian impulse, considered as widely as possible, in for example community building, can become that which the Christ wills for the world. However, regarding Catholicism—where I now separate Catholicism strictly from the Roman—Catholic Church—you could not find in Catholicism a possibility to bridge the abyss to the evangelistic side, if you don't gain a mutual understanding about the sacramentalism anchored in the Catholic world. Naturally you could also be of the opinion: we are not concerned at all, we want to create a life-filled church-based movement and then show how this viable church movement asserts itself in the world.—You could also take on this point of view: that doesn't require such a strict understanding of Catholicism as such. However, you could only gain support in the judgement regarding this direction, after you have found clarity in some historic foundations about the basis for the opening of this abyss. Today the situation is actually like this; if a person has remained within Catholicism, is standing within practical Catholicism, then he actually can't understand the evangelical mind. Neither will someone who has grown up in the evangelical-protestant tradition, who is really connected to the various nuances in modern views anchored in the Protestant churches, be able to find the way over the abyss easily. It is precisely the reason for this question that must be understood before a decision can be reached. Catholicism carries within it that view which has disappeared from modern consciousness, actual modern consciousness from which has disappeared, one could say if you want to be precise, since the 15th century. It was quite appropriate—but again connected with Roman political impulses, which then allowed the appropriate background to come in—it was quite appropriate, in a certain way, to keep Catholicism in mind and make it a duty for the Catholic clerics to return to the philosophy of Thomas Aquinas, in other words, the philosophy promoting the culmination of philosophical thinking before the 15th century. One can say that to live without this philosophy, one can actually find no theory of knowledge for the justification of sacramentalism, as practiced in the Catholic Church. By contrast the protestant-evangelical consciousness lies within this development which was only imposed after the 15th century. If you want to live through the wrestling of these two currents you can look at the work of Nicolaus Cusanus, who already in the 15th century, one might say, with all intensity, raised the question for itself: How does the past and the future stand beside one another in my soul? Cusanus, by going back to certain soul experiences, connected with the name of Dionysius Areopagita, and was able to build a bridge for himself. I said yesterday that the Protestant quite rightly sees something magical in the way the Catholic performs Mass, and that is certainly correct. Because of our adaptation of the modern-day educational material, we are incapable of admitting to this magic. If you come with a modern consciousness you would not be able to find any difference between a sacrificial Mass as presented in the continuity of Christian evolution and a sacrificial Mass which is simply presented in words, symbols and gestures, perceptible by outer senses, as taking place in the Mass. Beyond the understanding of the content lies the understanding of that which is the sacrifice of Mass for the Catholic; this is connected with the unifying understanding of the world which has got lost for modern humanity, the unified understanding of the world which is understood on the one side by the spirit and on the other side from nature. I could say the route of knowledge has turned more to the side of nature while insight into the spiritual world has disappeared, and as a result of this, the possibilities to perceive certain mysteries. With this I don't want to say that in the consciousness of every Catholic priest there is also a substantial content about the sacrifice of the Mass. Still, in the Catholic community there is an awareness of this substantial content of the sacrifice of Mass to such a degree that one can still speak about the reality of it in the present. I can't make anything presented here, clearer to you in any other way, than through the view of knowledge. Everything, my dear friends, which is woven into our discussions during these days, what is presented in the Elaborat of Dr Rittelmeyer and the Elaborat of Dr Schairer, regarding the determination of the religious and the differentiation of the religious point of view from the point of view of knowledge, all this is incomprehensible to the Catholic. It basically doesn't exist for him. When he considers it as a modernist or someone like that, then he is basically already accepted by Protestantism even within Catholicism. For the Catholics none of these things give rise to some or other question; for them you can't formulate questions in this way. For true Catholicism, the assumption is that there should be a mere emotional human relationship to God, without a religious dogmatic content, something quite incomprehensible; the religious dogma should connect itself with the supersensible world. Certainly, you could say, the Scholastics do this, making a differentiation, as Protestantism adopts in a different way, regarding what one can know and what one should purely believe. However, the Scholastics don't make this differentiation in the same way. For the scholastic the difference lies between truths, acquired simply through human reason, and those truths which lie at the basis of revelation, basically only relate to the various ways people come to the content; but it is still not a fundamental difference. For scholasticism it is true that the Preambuli fidei are certainly there, acquired through ordinary reason, above which lies the truth of revelation, but the truth of revelation also has a real content with which one can have a thinking relationship, like the scientific truths, which also promote a relationship through thinking. Therefore, one's relationship to the revelations is the same kind of relationship one has to scientific truths. There is only a difference in relation to the way people arrive at the truth, not a fundamental difference as we have been discussing here, these days. There is something extraordinarily important here, and from it comes the basis of the abyss. You see, in order to clarify the sacramental and mass aspects to you here, I have to approach through the content of knowledge. If you look today at the two outer poles of human existence, the birth with the embryo and conception—I want to place these three in a unified term of "birth"—with birth on the one side and death on the other, so you understand what happens for the physical human being, even according to the order of scientific events. Today's human being, even if he is a theologian, speaks about birth and death as if they are scientific facts, involving physical man. That's exactly why in this day and age the wall between faith and knowledge has been so ruggedly erected, because one wants to keep something which has been taken away through purely scientific knowledge about birth and death, as one admittedly doesn't want for religion, to classify it in terms of knowledge. How does a person regard birth today? It must seem a peculiar thing that I speak to you about birth, when I want to speak about Mass, but I would not be able to speak about Mass, without also speaking about birth. People see birth according to the study of embryology and ask: What happens to the embryonic germ through the fructification?—Then they ask: How is the male and how is the female substance of inheritance absorbed, and what actually goes on there, scientifically observable, from the forefathers to the child?—Today's man must, with all the antecedents of his scientific education, certainly take this point of view. This point of view exercises such a colossal suggestive view on modern man, that if this point of view is not according to science, it is regarded as nonsense. Everything which is brought up in the human being and is thereby entangled with his thinking habits, leads the human being to phrase his question in this way. Then he can, when he says: 'This question can be answered by science'—at least add: 'Faith remains the way in which the body and the soul may unite.' Yet, it is actually not so. Here lies one of the points where you can make yourself quite demonstrative; for Anthroposophy it is quite important to connect with science and develop it further. Through anthroposophic research it is shown that the concept of matter, as it exists in the human organism, becomes fully disabled in its mode of action. If one looks at a fertilized female egg and its further development, one actually is looking at something which through conception, has excluded itself from all possible earthly events. In the fertilized egg a chaos is created in which all processes available to science, are initially excluded. If I present it schematically it will end here. (A drawing is made on the blackboard.) Through the fertilization, as far as it happens in the human being, a place is created within earth's processes, where everything stops which could be accessible to natural science. Through this exclusion the possibility is created, at this point, for cosmic activity to take place, peripheral cosmic processes. Within this place something happens which is not accessible to material science. Here I'm drawing the earth, here is the realm of human beings, this is the periphery beyond which you can go, far beyond measure. While most of us, actually in the realm human beings have the earth's processes, also with the father and mother, we have here—in this circle which I'm drawing—effects from the periphery, from the immeasurable expanse, so that, what is happening here, may be transferred and enter into the scientifically given world. It is an imagination which is quite far away from modern man, because it has been lost since the 15th century. When you are in the proximity of Nepal and walk over the earth, you only need to put a flame to a piece of paper and light it, to see how it smokes out of the earth. Those of you who have travelled in Italy would have seen this: it smokes out of the earth. Why does this happen? It is because what would rise from within the earth is usually held by the air pressure; by lighting a piece of paper the air pressure is reduced and what is below, in the earth, now pushes out. Through the fertilization the earth processes are excluded, and this enables the heavenly processes to be active. The reverse is what you can demonstrate with a volcanic vent. While we just examine earthly phenomena we have mainly to do with centralized processes, in other words that which rays out from the earth's centre, basically in the direction of gravity, whereas when we consider embryonic processes it is in relation to peripheral processes, which to some extent come from out of immeasurable widths, working in towards the centre. They become effective the moment the earth's effectiveness is excluded. If we go into what is taking place here, then with human embryonic development we need to examine what the participation of the entire cosmos has in the origins of mankind, and not look at precursors which are earthly. Secondly it happens—and it happens further along the embryonic development—that it enters into a relationship with physical matter. Thirdly, what happens is that which has come to the human beings out of the spiritual world and entered the physical world and all that can be in its emerging, everything which had come from the cosmos as periphery-central, in contrast with central-peripheral, now comes into the centre. Through all of this, only now earthly processes come about, man's utilisation of the earthly. The fourth event, the last one, is the preparation for inner human love which only appears when the individual has learnt to speak. So we can say that the precursors which take place through birth are the following: the human being's descent from the spiritual community: if you like the word, it could be "excommunication," meaning the descent, the coming down. (He writes on the blackboard.)
Gospel 1.Then we create in contrast to the entitlement of the centralising earthly forces, the resurrection, the re-adaptation of the periphery: this happens in the sacrifice of smoke. The opposite of "three" is what we are doing by taking what we receive and adapting it to the earth, to the smoke counteracting the earth's centralizing forces. (Writes on the blackboard:) Offering 2.In other words, what are we doing here? We first speak the Word in the Gospel, and we become conscious that we express this Word in such a way that it is not our word in the sense as I've said yesterday, but that it goes over into objectivity. We relinquish the Word to the smoke—smoke which is capable of adapting the form of the words. Certainly you may say it is suggestive, but still, only suggestive. The Offering consists in the expressed word, which creates waves, being trusted to the smoke, carried up in the smoke. Our word itself becomes carried up. If we turn the relationship to matter around, then we arrive at the dematerialization in the transubstantiation, in the transformation. (Writes on the blackboard:) Transubstantiation 3.In our becoming a child out of the periphery of the cosmos and drawing in our 'I,' in death we withdraw, and we have for this the sign of the transubstantiation, the de-materialization. Where does this power come from? See, just as the peripheral forces work towards the centre when we speak about birth, these forces which we have called up in the offering, work outwards into the world. They work because we have entrusted our words into the smoke. They now work from out of the centre and they carry the dematerialised words through the power of the speaker and in this way, we come into the position, to fulfil the fourth, the opposite of the descent, the merging with the Above, the communion. (Writes on the blackboard:) Communion 4.Now, however my dear friends, we are not only born in the beginning of our lives but forces active at birth continue to work in us. These forces, however, do decrease when we are separated from our mother's body into the outer air. They become subdued but continue working to a lesser extent. The most obvious continuation lies in the creation of languages from the embryonic forces, also in relation to the rest of the organism. Besides the forces creating language, embryonic forces continue to work and do so most strongly from the moment of going to sleep to that of waking up. Thus, embryonic forces work more strongly during sleep than when people are awake. It is only an extract which had been working during the time of being an embryo, yet during hours of restful sleep these embryonic forces continue to work. Forces of death also work in us continuously. Every moment we are born, and we die. Death forces are working. The reverse processes which had descended to work in the development of language continue to work in us; this process works in us, which come from the Gospel through to communion, from the speech up to the union with the Divine-spiritual. However, that which is a sacrament in the Mass, is fulfilled in an outer process which continuously counteracts what is being born in us. This is what amounts to the continuous perpetual forces of death in us. ---------------- You see, this sacramental process would have been fulfilled in the old Mysteries. Why could they have been accomplished in the old Mysteries? They could have been fulfilled because a certain inherited spiritual perceptivity was available for them. The very moment when a person who lived before the Mystery of Golgotha, pronounced the corresponding words, therefore expressing what we have in the Gospels today, these words were taken into account by the Divine-spiritual. With the ceremony the people surrendered their continuous dying process to the Divine-spiritual forces. These Divine-spiritual forces left the earth during the time of the Mystery of Golgotha. It is only a historical prejudice to believe that the earth is in a continuous development. This is not so; it is certainly not. If the Mystery of Golgotha had not been fulfilled then we could not fulfil such a ceremony, then what dies is given over to the etheric and astral worlds and not, however, to the world where our 'I' belongs. It was not like that before the Mystery of Golgotha. Here we touch on something, dear friends, which people with their intellectual education can't believe at all because they don't have the antecedents to it. They can't believe that fire, air, water and earth since the time of the Mystery of Golgotha are different from before. It only appears as determined by a time, not that the following could be answered: What would have happened to the earth if the Mystery of Golgotha had not taken place?—So let's just switch the Mystery of Golgotha off, and we can ask ourselves: What would have become of this ceremony if the event of the Mystery of Golgotha had not happened? It would be a procedure that, driven by the process of death, would only have conserved our being up to our astral body. The physical body would lose itself into the earth, the ether body would become indistinct in the etheric seas, and the astral body would enter into the astral world, but the I would be corrupted; the I would have to reach its end in some or other incorporation; the I could not go through the portal of death. That is the secret of earth evolution, that, before our time calculation began, the human being retained something which could have been redeemed by going through the gate of death, and which could be made clear through this ceremony. This ceremony, had the Mystery of Golgotha not intervened, would have become what it could have, if the last of the spiritual beings who still had a relationship to the human I, had departed from warmth, air, water, earth, and as in warmth, air, water and air only those beings remained, which still had a connection to our etheric, who have a further relationship to our astral, but no more with our human I. This, my dear friends, was the huge fear for the demons when they recognised Christ, who had descended on to the earth. They believed they could now take on the control and eradicate the human I from earth. It is clearly expressed in the Gospels, how the demons behaved when they recognised who had arrived. They knew their plan for the world was crossed out, they had hoped—from out of the spheres where they had originated, they could hope for it—to take the earth's rulership into their own hands. Christ stepped on to the earth and that which the Christ had brought down from the spiritual worlds into earthly events, gave the ceremony its new content, and in this ceremony the presence of the Christ Being took place. This is something which certainly can be accessed through spiritual science. You really need to take this up in yourselves, what I have, in a way, only drawn in threads, sketched, as if given in a little drawing. The human being needs to start arriving at a real understanding for the mystery of birth, which appears in nature as a sacrament itself, because it is supernatural, and an understanding must be created for the sacrament within the sacrifice of Mass, which becomes supernatural through the presence of Christ. For those who can't reason, as I've just spoken, for those who can't understand the actual process in the outcry of the lower demons when they saw the deeds of Christ, and only regard this outcry of the demons as a comparison, taking it as something exhausted in the meaning of words, don't understand anything about sacramental deeds, and in particular, the central sacramental ritual of the sacrifice of Mass. Unfortunately, humanity has forgotten that they could speak about these things since the first third of the 15th century. Today we are confronted with not only what is customary in the country, but also what has become customary on earth, to appear like a maniac when words are uttered considering the outcry of the demons as a real event when they saw the Christ. We often have the experience: What is wisdom before God, has become foolishness to the world. Then again what is foolishness before the world, in present times is so often wisdom before the gods. So the time has arrived when the sacramental element is not at all able to penetrate, because intellectualism is seizing all circles with such power—it works firstly on our religious and scientific areas—that it also seizes the religious and above all, things concerning theology. It's connected to external events, my dear friends, that took place, and you can see it resulted in what had actually developed out of church schools as a teaching for humanity, first preserved in the universities. If you want to continue taking this further you can study the way universities continued from the 14th century onwards, where the spiritual evolution gradually became removed from human evolution, how they gradually became secularized and how in due course what was within the spiritual led to the worldly. Make a study of how state waged war with the church, and how the state—because the church insisted on it—at most left the teaching content within it as an enclave but otherwise the spiritual has been taken out of humanity's evolution. This historical evolution you have to experience, you must even be able to feel it. We stand today in the presence of many cold hearts in historical development. We have completely stopped feeling religious at least as far as historical development is concerned. How can we gain from the Gospels at all, while they have emerged out of quite other states of evolution, when we have stopped feeling religious towards historical evolution? You see, here you have a real transition from out of the earthly life, into the spiritual life. Through birth a person descends in four steps into the earthly existence until the moment of speech, through the death process he ascends from speech up to communion. He would have died today, also his I, if he had not taken up what lies up to communion in the whole ceremonial process, if he has not taken up Christ, who redeemed from within the physical, the etheric, astral and conserving the I, so that he can retain his I even after death. With the sacrifice of Mass people are snatched away from the power of the demons, from that power which entangles us in contradictions which are primarily shaped by intellectual concepts with sharp outlines. However, life is not made up of sharp outlines, life can only live within our consciousness in a conceptual way, if a concept organically evolves into another concept. With the inorganic, where we have detached concepts, they are merely clothed as dead in our consciousness. We need concepts which can evolve from one into another, which are alive and capable of metamorphosis; only these concept are not pushed away when we take them up inwardly, these concepts would be propagated and would be capable, through the offering, through transubstantiation up to communion, to become re-united with the Divine, through which we are released here on earth. Whoever adapts the standpoint of modern consciousness, my dear friends, takes on the standpoint which had to be accepted on the one side from the 15th century, if one goes with the progress of the human race. One actually has to simply go with progress; it gives a certain viewpoint of consciousness, by which we can't remain standing still. Even if we are to fall into an abyss, we would have to go with the progress of the human race, but we must simply find the possibility to return from the other side of the abyss so we may continue. What has been happening since the 15th century has of course been necessary. The evangelistic-protestant consciousness has permeated what had been necessary in the evolution of humanity since the 15th century. You can see how, as the point of this development approached humanity, the most varied discussions regarding the transubstantiation and the Last Supper came to the fore. As long as one takes the point of view of the sacramental, such discussions won't arise, because such discussions stem from the invasion of intellectualism in the sacramental way of thinking. From before the 15th century, we in Europe were at the same standpoint on which Hinduism stands today. When a Hindu participates in intellectual development, he is in this intellectual development as free as possible, in as far as he remains a true Brahman. The Hindu participates in the ceremony, in the ritual; it connects everyone, and those who participate in the ritual is a true Hindu believer; he can think about it as he wishes, in it he remains completely free. Dogma, which is captured by thoughts, or a content of teaching, basically doesn't exist. Schools can emerge that interpret things in a hundred different ways. All of this can exist in orthodox Hinduism, if only the ceremonies are recorded as something actual and real. Humanity in Europe also reached this standpoint before, around the time of the 15th century. At that time the invasion of intellectualism, which promoted sharp, outlined concepts, would simply not comply with sacramentalism, because with the commencement of discussions there was actually nothing to discuss. If there had been such a person as Scotus Eriugena, in other words a person who stood amidst the conception of the first Christian centuries presenting the discussion of later—one could even say that they were in front of him in a certain sense, it works that way ahead, it is after all in the others ...—(gap in notes). If you study this in Scotus Eriugena you could say he spoke out of the fullness of life, by contrast the later discussions can be compared to my experience with a school friend who had quite radically wriggled himself into materialism, and during our dialogue about one thing and another, he became quite angry and interrupted with the words: It is nonsense to speak about something other than brain processes, to say anything other than what moves in the brain are mere molecules and brain atoms, because those are the only things that happen in thinking and feeling.—So I answered: So, tell me, why are you lying? You are continuously lying when you say, "I feel" and "I think" and so on; you will have to say, "my brain feels," "my brain thinks"; in order for you to be correct, you have to say it like that.—Because he had developed completely into materialism, he criticized people one day in their very foundations. He said: A human being is a being who, instead of standing properly on a surface, moves by oscillating on two legs in a constant search for a position of equilibrium: it is simply nonsense to regard the way he moves, in any other way.—From his point of view, he spoke correctly because he criticized the living from the point of view of intellectualism. Somewhat in this way it would appear to an old confessor of sacramentalism, if one spoke from an intellectual critical viewpoint about sacramentalism and criticized religious life in this way. Since the 15th century it has become a matter of course and all of what is modern religious consciousness doesn't know just how much it has become entangled in it. So one can say: we have on the one side the Catholic Church, which, if it feels its living nerve rightly, does not allow intellectualism to enter into it, and we have on the other side the evangelist-protestant consciousness having developed in a cultural milieu which no longer experiences the reality of sacramentalism, as I've indicated today. That's why the abyss is so enormous. The Catholic has stopped in the human evolution presented in the impulses of the 15th century; he developed his religion only up to this point. Cardinal Newman's connection to Catholicism therefore was so difficult, because his approach was out of modern consciousness. For the Catholic, religious life has come to one side, while modern science took the outer side. You can't read a scientific work that has emerged from Catholicism without experiencing how the most learned priests and most learned Catholics work with science in such a way that it is regarded as outer phenomena, and only that which they bring in feeling, in fervour from their Catholicism, can give them strength. However, science is a different matter to what is done within the religious, and the scholasticism of Thomas Aquinas was the last product of intellectual development in that it still included the philosophy as organic in its world view. As a result, it basically had to be discussed again for the philosophical fortification of Catholicism. The Protestant consciousness felt obliged to take up intellectualism, to process intellectualism. Thus, they became alienated from sacramentalism; as a result, it became necessary to take on an ethical character, it was necessary to relinquish everything which somehow formed foundations of knowledge for the religious life. It was for instance necessary to insist that, instead of adding a mystery to birth, to substitute it with the scientific mystery of birth which meant connecting the soul with the body, achieved without an opinion possibly gained from it. The Mass, the inverse ceremony of birth processes, which are dying processes, would be mindlessly given over to historical development, and abandoned. This all relates to the time of intellectualism when the human being could no longer directly find the spiritual within the physical. So it can be seen, that if religious content is to be saved at all, it would be to formulate it in such a way that it has nothing connecting it to a content of knowledge. This will always stand as a gaping contradiction for anyone who does not, in theory, want to ignore the practical impulses of the soul's life. However, humanity could never have entered into the age of experiencing freedom without having participated what had been brought to fruition in the 15th century, because freedom can only be gained within the culture of intellectualism. Only intellectually are we able to depend so much on ourselves that we may have the inner experience, which I have portrayed in my book The Philosophy of Freedom (later translations called The Philosophy of Spiritual Activity) regarding the experience of pure thinking as the foundation of freedom. All discussions prior to this regarding freedom, are only preparatory, because freedom is not to be discovered within a view which basically only contained necessity, like the view which had remained before the 15th century. So let's pose the fundamental question which can be solved in the present: How do we, despite recognising the blessings of intellectualism, rediscover the sacramental out of freedom? Without a deep grasp on this question, we will not be able to understand it. The help of historical evolution needs to be taken into account in order to understand these things. If you can't let go of what I've now come to terms with, if you don't understand Luther's soul struggle inwardly either, but only in a certain sense only outwardly, intellectually, you will see in the next few days that we have already, with what has been said today, started moving the building blocks together for the understanding of Luther's soul's struggle. With this I want to close today. (Afterwards Rudolf Steiner admitted he would be willing to enter into eventual questions and Licentiate Bock asked him to shortly clarify again the connection between Mass and birth.) Rudolf Steiner: It concerns the ability of speech, therefore life through words, which is the last capability given through the powers of birth, come to the fore in this direction (reference to table 5—see outline below). Now, we develop the ability for language which we receive here, in the most comprehensive sense, which we apply in the Gospels, in that we proclaim the words of God, so that we are carried from birth up to the words which turn back again. So the way goes from "descent" up to the words, Logos, and then back again. I only wrote "Gospel" on the blackboard, to place the Mass as a reverse ritual in the ceremonial process. When we look at the sacrifice of Mass—I'm letting go of the introductory processes, they are all preparatory—so the first real action is reading the Gospel, the sounding out of words, that means all which is directed towards birth, we allow to sound initially in the sacrifice of Mass. The Gospel which is read, is actually the first process of the Mass, and sounds out as word. Now, after intermediate processes here again, which do not represent the essential, the offering begins. The altar is smoked. This has the meaning that the word, which is sounded, unites with the smoke and rises from the altar. Then a time follows in which the offering continues up to the transubstantiation, when we also come back to the final material. Finally, there's the communion, which is the reverse of the descent, which is to be taken upwards. If we have understood the totality of the processes, then we first have the word, then the offering with smoke, then the word is carried into it through the power of dematerialization in the transformation and to the unification through communion. Yes, so be it.
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354. The Evolution of the Earth and Man and The Influence of the Stars: Origin and character of the Chinese and Indian cultures
12 Jul 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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The remarkable thing is that the Chinese have had something of the same kind. The Chinese do not venerate invisible gods. They say: What is here on earth differs according to climate, according to the nature of the soil where one lives. |
He had no creed to profess; he simply felt himself to be a member of a kingdom. Originally the Chinese had no gods of any kind; when later they did have them, they were gods taken over from the Indians. Originally they had no gods, but their connection with the super-sensible worlds was expressed by the essential nature of their kingdom and its institutions. Their institutions had a family quality. The Son of the Sun was at the same time father to all the other Chinese and these served him. Although it was a kingdom, it partook of the nature of a family. |
354. The Evolution of the Earth and Man and The Influence of the Stars: Origin and character of the Chinese and Indian cultures
12 Jul 1924, Dornach Tr. Gladys Hahn Rudolf Steiner |
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Rudolf Steiner: Gentlemen! I mentioned our wish to look further into the history that is connected with our present study of the world. You have seen how the human race gradually built itself up out of the rest of mighty Nature. It was only when conditions on the earth were such that men were able to live upon it—when the earth had died, when it no longer had its own life—that human and animal life could develop in the way I have pictured. Now we have also seen that in the beginning, human life was actually quite different from what it is today, and had its field of action where the Atlantic Ocean is now. We have to imagine that where the Atlantic Ocean is today, there was formerly solid ground. Today we have Asia on the one hand; there is the Black Sea, below it is Africa, then there is Russia and also Asia. On the other hand, there is England, Ireland, and over there also America. Formerly all this in between was land, and here very little land; over here in Europe at that time there was actually a really huge sea. These countries were all in the sea, and when we come up to the north, Siberia was sea too; it was still all sea. Below where India is today, the land was appearing a little above the sea. Thus we actually have some land there, and on the other side again land. Where today we find the Asian peoples, the inhabitants of the Near East and those of Europe, there was sea—the land only rising up later. The land, however, went much farther, continuing right on to the Pacific Ocean where today there are so many islands, Java, Sumatra, and so on; they were all part of the continent formerly there—all this archipelago. Thus, where now the Pacific Ocean is, there was a great deal of land with sea between the two land masses. Now the first peoples we are able to investigate have remained in this region, here, where the land has been preserved. When we took around us in Europe we can really say: Ten, twelve or fifteen thousand years ago the earth, the ground, became sufficiently firm for men to dwell upon it. Before that, only marine animals were there which developed out of the sea, and so on. If at that time you had looked for man, he would have been where the Atlantic Ocean is today. But over there in Asia, in eastern Asia, there were also men earlier than ten thousand years ago. These men naturally left descendants, and the descendants are very interesting on account of their culture, the most ancient on earth. Today these are the peoples called the Japanese and Chinese. They are very interesting because they are the last traces, so to say, of the oldest inhabitants of the earth. As you have heard, there was, of course, a much older population on earth that was entirely wiped out. That was the humanity who lived in ancient Atlantis, of whom nothing remains. For even if remains did exist, we would have to dig down into the bed of the Atlantic Ocean to find them. We would have to get down to that bed—a more difficult procedure than people think—and dig there, and in all probability find nothing. For, as I have said, those people had soft bodies. The culture which they created with gestures was something that one cannot dig out of the ground-because there was nothing that endured! Thus, what was there long before the Japanese and Chinese is not accessible to ordinary science; one must have some knowledge of spiritual science if one wants to make such discoveries. However, what has remained of the Chinese and Japanese peoples is very interesting. You see, the Chinese and the older Japanese—not those of today (about whom I am just going to speak)—the Chinese and Japanese had a culture quite different from ours. We would have a much better idea of it if our good Europeans had not in recent centuries extended their domination over those spheres, bringing about a complete change. In the case of Japan this change has been very effective. Although Japan has kept its name, it has been entirely Europeanized. Its people have gradually absorbed everything from the Europeans, and what remains of their ancient culture is merely its outward form. The Chinese have preserved their identity better, but now they can no longer hold out. It is true that the European dominion is not actively established there, but in those regions what the Europeans think is becoming all-prevailing, and what once existed there has disappeared. This is no cause for regret; it is in the nature of human evolution. It must, however, be mentioned. Now if we observe the Chinese—among them, things can be seen in a less adulterated form—we find a culture distinct from all others, for the Chinese in their old culture did not include anything that can be called religion. The Chinese culture was devoid of religion. You must picture to yourselves, gentlemen, what is meant by a “culture without religion”. When you consider the cultures that have religion you find everywhere—in the old Indian culture, for instance—veneration for beings who are invisible but who seem to resemble human beings on earth. It is the peculiar feature of all later religions that they represent their invisible beings as manlike. Anthroposophy does not do this. Anthroposophy does not represent the super-sensible world anthropomorphically but as it actually is. Further, it sees in the stars the expression of the super-sensible. The remarkable thing is that the Chinese have had something of the same kind. The Chinese do not venerate invisible gods. They say: What is here on earth differs according to climate, according to the nature of the soil where one lives. You see, China in the most ancient times was already a large country and is still today larger than Europe; it is a gigantic country, has always been gigantic, and has had a tremendously large, vigorous population. Now, the idea that the population of the earth increases is just superstition on the part of modern science, which always makes its calculations from data to suit itself. The truth is that even in the most ancient times there was a vast population in China, also in South America and North America. There too in those ancient times the land reached out to the Pacific Ocean. If that is taken into account the population of the earth cannot be said to have grown. So, gentlemen, we find a culture there that is quite ancient, and today this culture can still be observed as it actually existed ten thousand, eight thousand years ago. The Chinese said: Above in the north the climate is different, the soil is different, from what they are farther south; everything is different there. The growth of the plants is different and human beings have to live in a different way. But the sun is all-pervading. The sun shines in the north and in the south; it goes on its way and moves from warm regions to cold regions. They said: On earth diversity prevails, but the sun makes everything equal. They saw in the sun a fructifying, leveling force. They went on to say, therefore: If we are to have a ruler, our ruler must be like that; individual men differ, but he must rule over them like the sun. For this reason they gave him the name “Son of the Sun.” His task was to rule on earth as the sun rules in the universe. The individual planets, Venus, Jupiter, and so on, act in their various ways; the sun as ruler over the planets makes everything equal. Thus the Chinese pictured their ruler as a son of the Sun. For they took the word “son” essentially to imply “belonging to something.” Everything was then so arranged that the people said: The Son of the Sun is our most important man. The others are his helpers, just as the planets are the helpers of the sun. They organized everything on the earth in accordance with what appeared above in the stars. All this was done without prayer, for they did not know the meaning of prayer. It was actually all done without their having what later would constitute a cult. What might be called their kingdom was organized so as to be an image of the heavens. It could not yet be called a state. (That is a mischief that modern men perpetrate.) But they arranged their earthly affairs to be an image of what appeared to them in the stars above. Now something came about through this circumstance that was naturally quite different from what happened later: a man became the citizen of a kingdom. He had no creed to profess; he simply felt himself to be a member of a kingdom. Originally the Chinese had no gods of any kind; when later they did have them, they were gods taken over from the Indians. Originally they had no gods, but their connection with the super-sensible worlds was expressed by the essential nature of their kingdom and its institutions. Their institutions had a family quality. The Son of the Sun was at the same time father to all the other Chinese and these served him. Although it was a kingdom, it partook of the nature of a family. All this was only possible for men whose thinking had as yet no resemblance to that of later humanity. The thinking of the Chinese at that time was not at all like that of later men. What we think today would have been quite foreign to the Chinese. We think, for example, “animal”; we think “man”; we think “vase” or “table”. The Chinese did not think in this way, but they knew: there is a lion, there a tiger, a dog, there's a bear—not, there is an animal. They knew: my neighbor has a table with corners; someone else has a table that is rounder. They gave names to single things, but what “a table” is, never entered their head; “table” as such—of that they had no knowledge. They were aware: there stands a man with a bigger head and longer legs, there one with a smaller head, with shorter legs, and so on; there is a smaller man, here a bigger man, but “man” in general was to them an unknown factor. They thought in quite a different way, in a way impossible for man today. They had need, therefore, of other concepts. Now if you think “table,” “man,” “animal,” you can extend this to legal matters, for Jurisprudence consists solely of such concepts. But the Chinese were unable to think out any legal system; with them everything was organized as in a family. Within a family, when a son or daughter wants to do something, there is no thought of such a thing as a legal contract. But today, if someone here in Switzerland wants to do something, he consults liability laws, marriage laws, and so on. There one finds all that is needed, and the laws then have to be applied to individual cases. Inasmuch as human beings still retain something of the Chinese in them—and there always remains a little—they don't really feel comfortable about laws and must always have recourse to a lawyer. They are even at sea sometimes with general concepts. As for the Chinese, they never had a legal code; they had nothing at all of what later took on the nature of a state. All they had was what each individual could judge in his individual situation. So, to continue. The whole Chinese language was influenced by this fact. When we say “table,” we at once picture a flat surface with one, two or three legs, and so on, but it must be something that can stand up like a table. If anyone were to tell me a chair is a table, I would say: A table? You stupid! that's not a table, that's a chair. And if someone else came along and called the blackboard a table, I'd call him something even stronger, for it's not a table at all but a blackboard. With our language we have to call each thing by its own special name. That is not so with Chinese. I will put this to you hypothetically; it will not be a precise picture, but you will get the idea from it. Say, then, that Chinese has the sounds OA, IOA, TAO, for instance. It has then a certain sound for table, but this same sound signifies many other things too. Thus, let us say, such a sound might mean tree, brook, also perhaps pebble. Then it has another sound, let's say, that can mean star, as well as blackboard, and—for instance—bench. (These meanings may not be correct in detail; I mean only to show the way the Chinese language is built up.) And now the Chinese person knows: there are two sounds here, say LAO and BAO, each meaning things that are quite different but also both meaning brook. So he puts them together: BAOLAO. In this way he builds up his language. He does not build it up from names given to single things, but according to the various meanings of the various sounds. A sound may mean tree but it may also mean brook. When, therefore, he combines two sounds, both of which—beside many other things—mean brook, the other man knows that he means brook. But when he utters only one sound, no one knows what he means. In writing there are the same complications. So the Chinese have an extraordinarily complicated language and an extraordinarily complicated script. And indeed, gentlemen, a great deal follows from this. It follows that for them it is not so easy to learn to read and write as it is for us-nor even to speak. With us, reading and writing can really be called simple; indeed, we are unhappy when our children don't learn quickly to read and write—we think it is “mere child's play.” With the Chinese this is not so; in China one grows quite old before one can write or in any way master the language. So you can easily imagine that the ordinary people are not at all able to do it, that only those who can go on learning up to a great age can at last become proficient. In China, therefore, noble rank is conferred as a matter of course from a spiritual basis on those who are cultured, and this spiritually high rank is called into being by the nature of the language and script. Here again it is not the same as in the West, where various degrees of nobility can be conferred and then passed on from one generation to another. In China rank can be attained only through education and scholarship. It is interesting, gentlemen, is it not, that if we judge superficially we would surely say: then we don't want to be Chinese. But please don't assume that I am saying we ought to become Chinese, or even particularly to admire China. That is what some people may easily say about it. Two years ago when we had a Congress in Vienna,6 someone spoke of how some things in China were managed even today more wisely than we manage them—and immediately the newspapers reported that we wanted Chinese culture in Europe! That is not what was meant. In describing the Chinese culture, praise must be given in a certain way—but only in a certain way—for what it has of spiritual content. But it is a primitive culture, of a kind that can no longer be adopted by us. So you must not think I am agitating for another China in Europe! I simply wish to describe this most ancient of human cultures as it actually existed. Now—to continue. What I have been saying is related to the whole manner of Chinese thinking and feeling. Indeed, the Chinese (and also the Japanese of more ancient times) occupied themselves a great deal, a very great deal, with art—with their kind of art. They painted, for instance. Now when we paint, it is quite a different affair from the Chinese painting. You see, when we paint (I will make this as simple as possible), when we paint a ball, for example, if the light falls on it, then the ball is bright in one part and dark over in the other, for it is in shadow; the light is falling beyond it. There again, on the light side, the ball is rather bright because there the light is reflected. Then we say: that side is in shadow, for the light is reflected on the other side; and then we have to paint also the shadow the ball throws on the ground. This is one of the characteristics of our painting: we must have light and shade on the objects. When we paint a face, we paint it bright where the light falls, and on the other side we make it dark. When we paint the whole man, if we paint properly, we put shadow in the same way falling on the ground. But beside this we must pay attention to something else in our picture. Suppose I am standing here and want to paint. I see Herr Aisenpreis sitting in front; there behind, I see Herr Meier, and the two gentlemen at the back quite small. Were I to photograph them, in the photograph also they would come out quite small. When I paint, I paint in such a way that the gentlemen sitting in the front row are quite big, the next behind smaller, the next again still smaller and the one sitting right at the back has a really small head, a really small face. You see, when we paint we take perspective into account. We have to do it that way. We have to show light and shade and also perspective. This is inherent in the way we think. Now the Chinese in their painting did not recognize light and shade, nor did they allow for perspective, because they did not see as we see. They took no notice of light and shade and no notice of perspective. This is what they would have said: Aisenpreis is certainly not a giant, any more than Meier is a dwarf. We can't put them together in a picture as if one were a giant and the other a dwarf, for that would be a lie, it is not the truth! That's the way they thought about things, and they painted as they thought. When the Chinese and the Japanese learn painting in their way, they do not look at objects from the outside, they think themselves right into the objects. They paint everything from within outwards as they imagine things for themselves. This, gentlemen, constitutes the very nature of Chinese and Japanese painting. You will realize, therefore, that learning to see came only later to mankind. Human beings in that early China thought only in pictures, they did not form general concepts like “table” and so on, but what they saw they apprehended inwardly. This is not to be wondered at, for the Chinese descended from a culture during which seeing was different. Today we see as we do because there is air between us and the object. This air was simply not there in the regions where the Chinese were first established. In the times from which the Chinese have come down, people did not see in our way. In those ancient times it would have been nonsense to speak of light and shade, for there was not yet any such thing in the density the air then had. And so the Chinese still have no light and shade in their painting, and still no perspective. That came only later. From this you can see the Chinese think in quite a different way; they do not think as men do who came later. However, this did not in the least hinder the Chinese from going very far in outer cleverness. When I was young—it is rather different now—we learned in school that Berthold Schwarz7 invented gunpowder, and this was told us as if there had never been gunpowder before. So Berthold Schwarz, while he was doing alchemistic experiments, produced gunpowder out of sulphur, nitre and carbon. But—the Chinese had made gunpowder thousands of years earlier! Also we learned in school that Gutenberg8 invented the art of printing. We did learn many things that were correct, but in this case it looked to us as if there had formerly been no knowledge of printing. Actually, the Chinese already possessed this knowledge thousands of years earlier. They also had the art of woodcarving; they could cut the most wonderful things out of wood. In such external things the Chinese have had an advanced culture. This was in its turn the last remnant of a former culture still more advanced, for one recognizes that this Chinese art goes back to something even higher. Thus it is characteristic of the Chinese to think not in concepts but in pictures, and to project themselves right into things. They have been able to make all those things which depend upon outer invention (except when it's a matter of steam-engines or something similar). So the present condition of the Chinese, which we may say is degenerate and uncultivated, has actually come about from centuries of ill-treatment at the hands of the Europeans. You see that here is a culture that is really spiritual in a certain sense—and really ancient, that goes back to ten thousand years before our time. Much later, in the millennium preceding Christianity, individuals like Lao Tse9 and Confucius10 made the first written record of the knowledge possessed by the Chinese. Those masters simply wrote down what had arisen out of the intercourse among families in this old kingdom. They were not conscious of inventing rules of a moral or ethical nature; they were simply recording their experience of Chinese conduct. Previously, this had been done by word of mouth. Thus everything at that time was basically different. That is what can still be perceived today in the Chinese. In contrast to this, it is hardly possible to see any longer the old culture of the Japanese people, because they have been entirely Europeanized. They follow European culture in everything. That they did not develop this culture out of themselves can be seen from their inability to discover on their own initiative what is purely European. The following, for example, really happened. The Japanese were to have steamships and saw no reason why they should not be able to manage them perfectly well themselves. They watched how to turn the ship, for instance, how to open the screw, and so on. Their instructors, the Europeans, worked with them for a time, and finally one day the Japanese said proudly: Now we can manage by ourselves, and we will appoint our own captain! So the European instructors were put ashore and off steamed the Japanese to the high seas. When they were ready to turn back, they turned the screw, and the ship turned round beautifully—but no one knew how to close the screw, and there was the ship whirling round and round on the sea, just turning and turning! The European instructors watching from the shore had to take a boat and bring the revolving ship to a standstill. Perhaps you remember Goethe's poem, “The Magician's Apprentice” where the apprentice watches the spells of the old master-magician? And then, to save himself the trouble of fetching water, he learns a magic verse by which he will be able to make a broom into a water-carrier. One day when the old magician is out, the apprentice begins to put this magic into practice, and recites the words to start the broom working. The broom gets really down to business, and fetches water, and more water, and always more water. But the apprentice forgets how to stop it. Just imagine if you had your room flooded, and your broom went on fetching more and more water. In his desperation the apprentice chops the broom in two—then there are two water-carriers! When everything is drowned in water, the old master returns and says the right words for the broom to become a broom again. As you know, the poem has been done in eurythmy recently, and the audience enjoyed it immensely. Well, the same kind of thing happened with the Japanese: they didn't know how to turn back the screw, and so the ship continued to go round and round. A regular ship's dance went on out there until the instructors on land could get a boat and come to the rescue. Surely it is clear from all this that the European sort of invention is impossible for either the Chinese or the Japanese. But as to older inventions such as gunpowder, printing and so forth, they had already gone that far in much more ancient times than the Europeans. You see, the Chinese are much more interested in the world at large, in the world of the stars, in the universe as a whole. Another people who point back to ancient days are the Indians. They do not go so far back as the Chinese, but they too have an old culture. Their culture may be said to have arisen from the sea later than the Chinese. The people who were the later Indian people came more from the north, settling down in what is now India as the land became free of water. Now whereas the Chinese were more interested in the world outside, could project themselves into anything, the Indian people brooded more within themselves. The Chinese reflected more about the world—in their own way, but about the world; the Indians reflected chiefly about themselves, about man himself. Hence the culture that arose in India was more spiritualized. In the most remote times Indian culture was still free of religion; only later did religion enter into it. Man was their principal object of study, but their study was of an inward kind. This too I can best make clear by describing the way the Indians used to draw and paint. The Chinese, looking at a man, painted him simply by entering into him with their thinking—without light and shade or perspective. That is really the way they painted him. Thus, if a Chinese had wanted to paint Herr Burle, he would have thought his way into him; he would not have made him dark there and light here, as we would do today, he would not have painted light and shadow, for they did not yet exist for the Chinese. Nor would he have made the hands bigger by comparison because of their being in front. But if the Chinese had painted Herr Burle, then Herr Burle would really have been there in the picture! It was quite different with the Indians. Now just imagine the Indians were going to paint a picture: they would have started by painting a head. They too had no such thing as perspective. But they would at once have had the idea that a head could often be different, so they would make another, then a third again different, and a fourth, a fifth would have occurred to them. In this way they would gradually have had twenty or thirty heads side-by-side! These would all have been suggested to them by the one head. Or if they were painting a plant, they imagined at once that this could be different, and then there arose a number of young plants growing out of the older one. This is how it was in the case of the Indians in those very ancient times. They had tremendous powers of imagination. The Chinese had none at all and drew only the single thing, but made their way into this in thought. The Indians had a powerful imagination. Now you see, gentlemen, those heads are not there. Really, if you look at Herr Burle, you see only one head. If you're drawing him here on the board, you can draw only one head. You are therefore not painting what is outwardly real if you paint twenty or thirty heads; you are painting something thought-out in your mind. The whole Indian culture took on that character; it was an inner culture of the mind, of the spirit. Hence when you see spiritual beings as the Indians thought of them, you see them represented with numbers of heads, numbers of arms, or in such a way that the animal nature of the body is made manifest. You see, the Indians are quite different people from the Chinese. The Chinese lack imagination whereas the Indians have been full of it from the beginning. Hence the Indians were predisposed to turn their culture gradually into a religious one—which up to this day the Chinese have never done: there is no religion in China. Europeans, who are not given to making fine distinctions, speak of a Chinese religion, but the Chinese themselves do not acknowledge such a thing. They say: you people in Europe have a religion, the Indians have a religion, but we have nothing resembling a religion. This predisposition to religion was possible in the Indians only because they had a particular knowledge of something of which the Chinese were ignorant, namely, of the human body. The Chinese knew very well how to put themselves into something external to them. Now when there are vinegar and salt and pepper on our dinner table and we want to know how they taste, we first have to sample them on our tongue. For the Chinese in ancient times this was not necessary. They already tasted things that were still outside them. They could really feel their way into things and were quite familiar with what was external. Hence they had certain expressions showing that they took part in the outside world. We no longer have such expressions, or they signify at most something of a figurative nature. For the Chinese they signified reality. When I am becoming acquainted with someone and say of him: What a sour fellow he is!—I mean it figuratively; we do not imagine him to be really sour as vinegar is sour. But for the Chinese this meant that the man actually evoked in them a sour taste. It was not so with the Indians; they could go much more deeply into their own bodies. If we go deeply into our own bodies, it is only when certain conditions are present—then we feel something there. Whenever we've had a meal and it remains in our stomach without being properly digested, we feel pain in our stomach. If our liver is out of order and cannot secrete sufficient bile, we feel pain on the right side of our body—then we are getting a liver complaint. When our lungs secrete too freely so that they are more full of mucus than they should be, then we feel there is something wrong with our lungs, that they are out of order. Today human beings are conscious of their bodies only in those organs that are sick. Those Indians of ancient times were conscious even of their healthy organs; they knew how the stomach, how the liver felt. When anyone wants to know this today, he has to take a corpse and dissect it; then he can examine the condition of the individual organs inside. No one today knows what a liver looks like unless they dissect it; it is only spiritual science that is able to describe it. The Indians could think of inner man; they would have been able to draw all his organs. With an Indian, however, if you had asked him to feel his liver and draw what he felt, he would have said: Liver?—well, here is one liver, here's another, and here's another, and he would have drawn twenty or thirty livers side-by-side. So, gentlemen, you have there a different story. If I draw a complete man and give him twenty heads, I have a fanciful picture. But if I draw a human liver with twenty or thirty others beside it, I am drawing something not wholly fantastic; it would have been possible for these twenty or thirty livers really to have come into being! Every man has his distinctive form of liver, but there is no absolute necessity for that form; it could very well be different. This possibility of difference, this spiritual aspect of the matter, was far better understood by the Indians than by those who came later. The Indians said: When we draw a single object, it is not the whole truth; we have to conceive the matter spiritually. So the Indians have had a lofty spiritual culture. They have never set great store by the outer world but have had a spiritual conception of everything. Now the Indians took it for granted that learning should be acquired in accordance with this attitude; therefore, to become an educated man was a lengthy affair. For, as you can imagine, with them it was not just a matter of going deeply into oneself and then being capable all at once of knowing everything. When we are responsible for the instruction of young people, we have first to teach them to read and write, imparting to them in this way something from outside. But this was not so in the case of the ancient Indians. When they wanted to teach someone, they showed him how to withdraw into his inner depths; he was to turn his attention away from the world entirely and to focus it upon his inner being. Now if anyone sits and looks outwards, he sees you all sitting there and his attention is directed to the outer world. This would have been the way with the Chinese; they directed their attention outwards. The Indians taught otherwise. They said: You must learn to gaze at the tip of your nose. Then the student had to keep his eyes fixed so that he saw nothing but the tip of his nose, nothing else for hours at a time, without even moving his eyes. Yes indeed, gentlemen, the European will say: How terrible to train people always to be contemplating the tip of their nose! True! for the European there is something terrible in it; it would be impossible for him to do such a thing. But in ancient India that was the custom. In order to learn anything an Indian did not have to write with his fingers, he had to look at the tip of his nose. But this sitting for hours gazing at the tip of his nose led him into his own inner being, led him to know his lungs, his liver, and so forth. For the tip of the nose is the same in the second hour as it is in the first; nothing special is to be seen there. From the tip of his nose, however, the student was able to behold more and more of what was within him; within him everything became brighter and brighter. That is why he had to carry out the exercise. Now, as you know, when we walk about, we are accustomed to do so on our feet and this going about on our feet has an effect upon us. We experience ourselves as upright human beings when we walk on our feet. This was discouraged for those in India who had to learn something. While learning they had to have one leg like this and sit on it, while the other leg was in this position. Thus they sat, gazing fixedly at the tip of their nose, so that they became quite unused to standing; they had the feeling they were not upright men but crumpled up like an embryo in a mother's womb. You can see the Buddha portrayed in this way. It was thus that the Indians had to learn. Gradually they began to look within themselves, learned to know what is within man, came to have knowledge of the human physical body in an entirely spiritual way. When we look within ourselves, we are conscious of our paltry thinking; we are slightly aware of our feeling but almost not at all of our willing. The Indians felt a whole world in the human being. You can imagine what different men they were from those who came later. They developed, as you know, a tremendous fantasy, expressed poetically in their books of wisdom—later in the Vedas and in the Vedantic philosophy, which still fill us with awe. It figured in their legends concerning super-sensible things, which still today amaze us. And look at the contrast! Here were the Indians, there were the Chinese over there, and the Chinese were a prosaic people interested in the outer world, a people who did not live from within. The Indians were a people who looked entirely inward, contemplating within them the spiritual nature of the physical body. So—I have begun to tell you about the most ancient inhabitants of the earth. Next time I will carry it further, so that we will finally arrive at the time we live in now. Please continue to bring your questions. There may be details that you would like me to enlarge upon, and I can always at some following meeting answer the questions they have raised. But I can't tell you when the next session will be, because now I must go to Holland. I will send you word in ten days or so.
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68c. Goethe and the Present: Goethe's Secret Revelation (Esoteric)
09 Jan 1911, Frankfurt Rudolf Steiner |
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He shows how a person is initially somewhat unscrupulous, he is in a subordinate soul development and says: What belongs to my father also belongs to me. He commits theft. Then conscience awakens, the soul rises, and precisely through the unrighteous deed he becomes a kind of moral center for all the people around him. |
Goethe says meaningfully: If the eye were not solar, How could we behold the light? If not the divine power of God lives in us, How can we be enraptured by the divine? He immediately points out how we must respond to the light of nature's secrets if these secrets of nature are to shine back again. |
Thus, in summarizing what is to be characterized here, one may say of Goethe's spirit: They shine like stars in the heaven of eternal being The spirits sent by God. May all human souls succeed in the realm of earthly becoming To see their flames of light. |
68c. Goethe and the Present: Goethe's Secret Revelation (Esoteric)
09 Jan 1911, Frankfurt Rudolf Steiner |
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Yesterday I endeavored to show how what is to be presented here about Goethe's innermost and most intimate opinion and view of the development of the human soul can be gained and that nothing in his works and especially in his Fairy Tale of the Green Snake and the Beautiful Lily is arbitrary, that nothing has been arbitrarily secreted into it. I have tried to show how the whole basis for the explanation of the “fairytale” and Goethe's world view can be gained from an historical consideration of Goethe's life, from the historical pursuit of Goethe's most important ideas and impulses. An attempt has been made to substantiate what is to be given on the subject today in a more freely formulated way. If we allow the fairy tale we discussed yesterday to come to mind, it does indeed seem to us to be completely immersed in mystery, and one might say: either we have to assume that Goethe wanted to incorporate many, many secrets into this fairy tale, as in Faust, according to his own words, or that we could regard this fairy tale as a mere play of the imagination. If the latter were not already excluded by Goethe's whole way of thinking and being, one would have to say that such an assumption is particularly prohibited by the fact that Goethe placed this fairy tale at the end of his story “Conversations of German Emigrants”. For it is the same thought that is characteristic of Goethe's entire life, which also lies in his conversations with German emigrants, and from what immediately precedes it, we can once again take the theme for this fairy tale. We are presented with the conversations of people who have been forced to emigrate due to events in their French homeland, which look back in the most diverse ways on their sad experiences. The whole story is focused on showing what people who have been uprooted from their environment can go through as a result of this uprooting, in terms of the loneliness of the soul; what people in this situation can gain by reflecting on their psychological experiences, by observing themselves. We can only highlight a few examples to show how Goethe wanted to focus everything on revealing how the soul that wants to observe itself, that asks: What kind of guilt have I accumulated, how have I blocked the paths to development? First of all, we meet an Italian singer who is to reveal her destiny to us because in this destiny a human soul appears before us that must cling to the surface of the world view, which, although it follows what is going on around it attentively because it is forced to do so by is forced by the processes of life to do so, but is not yet mature enough to distinguish between what may be called chance and the spiritual necessity of things, a soul that does not know how the phenomena of life must be connected, if we assume the spirit in the environment. She has behaved towards a man in such a way that he has become seriously ill as a result of her repulsive manner and is dying because of her behavior. She is summoned to his deathbed, but she refuses to come. He dies without having seen her. After his death, all kinds of things happen that give the soul just described food for thought. 'How should I behave towards this?' she wonders. After the man's death, something very strange happens. She hears very strange things in the room, the furniture dances, she is slapped in the face by an invisible hand, and she is always forced to ask herself: Is the dead man somehow there, wanting to assert himself because I refused him? The top of a cupboard bursts, and at the same moment a cupboard in her own apartment in France, made by the same carpenter, goes up in flames. Goethe did not want to express that there was anything in such events that could give rise to the assumption of hidden spirits or the coming of the dead, but he only wanted to say that there could be such spirits that interpret all kinds of events in such a way that they are not sufficiently superstitious to say that the dead are certainly rumbling; they only come into an indefinite feeling and cannot get over it. What happens to the souls in the outside world according to their level of development is what Goethe wants to draw attention to. He then shows how one comes to the position of healing a lady from sensuality and passion; he takes the path of asceticism. This is again an indication of what the soul can go through in order to experience development. Goethe then leads upwards in stages. First a soul digging in the dark, then a more real thing in the lady just described, because many come to a cleansing of their soul through fasting. We are already entering more into a reality. And through the third of the things mentioned by Goethe, we enter completely into reality. He shows how a person is initially somewhat unscrupulous, he is in a subordinate soul development and says: What belongs to my father also belongs to me. He commits theft. Then conscience awakens, the soul rises, and precisely through the unrighteous deed he becomes a kind of moral center for all the people around him. He shows a soul development that signifies an ascent from a subordinate level to a higher level of knowledge and world view. We are dealing with soul forces that are represented by the figures, the beings of the “fairytale”, and with the play of soul forces that is to be purified into harmony, into a symphony of soul forces in the deeds that the persons perform. At first we are confronted with will-o'-the-wisps that are ferried across the river by a ferryman. These will-o'-the-wisps are initially filled with gold, but the ferryman does not want their gold as a reward because everything would end in wild tumult. He much prefers to have fruits of the earth: three cabbages, three artichokes and three large onions. The will-o'-the-wisps have the ability to create a golden haze around themselves. They meet the snake, the aunt of the horizontal direction. For her, the gold is fertile and beneficial. She becomes inwardly radiant through the gold pieces. She can now illuminate what she could not see before. When I tried more than twenty years ago to gain access to this fairy tale in every possible way, it was above all a rewarding thought in the tangle of questions of the “fairy tale” when it became clear that above all one had to follow the gold. Gold plays a role in different ways. The will-o'-the-wisps scatter it around. There it is not something blessed in a certain respect. In the snake, it becomes beneficial. Then we encounter gold again in the golden king, on the walls of the hut of the old man with the lamp; the will-o'-the-wisps lick it down, making themselves thicker. Once we are pointed to the human soul quality that gold has something to do with when we are pointed out that the golden king represents the giver, the bringer of wisdom. Goethe himself tells us: the golden king, in comparison to the others, represents the giver of wisdom. So gold must have something to do with wisdom. Gold is what makes the king wise, what enables him to endow the youth with wisdom:
Gold is something that the giver of wisdom is able to instill in man. The will-o'-the wisp must therefore represent the powers of the soul that are capable of receiving wisdom and that can also shake wisdom off. It must be shown how the gold can be stored; it is stored for a long, long time in the walls of the hut. We will have no choice but to see soul forces in individual persons, because we know how well it is founded. We can describe the will-o'-the-wisps as the abstract mind, the abstract thinking, which is capable of acquiring a certain amount of wisdom. Now we also understand why knowledge in the pure power of reason plays such a role in will-o'-the-wisps. Those who absorb what science is with their bare minds absorb it in order to have something personal about it, in order to be able to use it personally. Goethe often congratulates himself on not officially representing science as a teacher. He congratulated himself on being able to give of his wisdom to the world only when he was inwardly compelled to do so, rather than being forced to cast it aside, as is necessary when one is destined to be a teacher or mere abstract dispenser of wisdom. Goethe presents such people in the will-o'-the-wisps, who have abstract knowledge. The abstract intelligence can absorb a vast amount of knowledge, but it leads to vanity. It is also spoken in Goethe's sense: However cleverly we think, however many abstract concepts we have, as long as we have ideas that are not drawn from the depths of life, they are unsuitable for ultimately leading us into the secrets of the eternal riddle of existence. Where we need something that goes straight to the heart of the eternal ideas of existence, we need something other than abstract concepts. When we come to the boundary of the physical world and the realm of spirituality, we are repelled by all abstract concepts and ideas. Indeed, all these abstract concepts and ideas are not even capable of making us understand, so to speak, what is closest to us. How far removed the abstraction is from even the most mundane things that surround us. It is incapable of giving anything to the stream through which we must pass if we want to enter the supersensible world. And if we want to approach the very source of life, it rears up when we come up with mere intelligence. The will-o'-the-wisps are from the vertical line, while the snake is from the horizontal line. This indicates that man, with abstract ideas, removes himself from the ground, from the ground of everyday life. We see how vividly the will-o'-the-wisps are formed. But are ideas and concepts, philosophical expositions, under all circumstances that which separates us from the true source of existence? No, it is not that; for if man has the ability to live in such a way that he combines his own life forces with things, that he does not rise up into the realm of abstract concepts and ideas, but moves quietly in things, such a spirit becomes, as Faust is one when he says:
Where man truly enters into communion with nature, the same concepts that alienate him from the world when he deals with abstractions serve him to penetrate ever deeper into existence. We must not simply turn around and say: because the abstractionist distances himself from reality, concepts and ideas are worthless in general. If there is a soul-power in them, which lives in and with things, then they become full of light at the same time. This is why gold becomes such a blessing for the snake, which lives in crevices and has a horizontal direction, and does not become alienated. When man loves things, when he mystically immerses himself in things, then ideas are the light that can help him through. Therefore, it can be experienced that sometimes scholastically presented philosophy seems frosty and sober. But when we encounter the same ideas in lonely nature lovers, in herb and root gatherers, and so on, we see how, in fact, in the serpents, in those who make contact with things, the ideas become full of light, which are sober in the abstractions. The snake thus points to the power of the soul, which has the mystical urge to submerge itself mystically in things everywhere. This is represented when the snake moves through the crevices. Man, who does not move in abstract things, comes close, like the snake, to the underground temple. If a person has a sense for the mysterious workings of the forces of nature, he comes to the heart of nature; he can experience something of what lives outside in nature in things, even if he does not have the ideas. The snake shows us the people who can live without ideas in an emergency, but who, by lovingly immersing themselves in things, come to grasp the riddles of the world. But when a balance is created, in that ideas and concepts are immersed in these mystical soul forces, then it comes about that the person who is lovingly inclined towards things can also illuminate with his own light what was previously only sensed from the sources of existence. Goethe says meaningfully: If the eye were not solar, He immediately points out how we must respond to the light of nature's secrets if these secrets of nature are to shine back again. Man must have the inner sense, the open heart, he must have cultivated the recognition of the spiritual. Only then can he also see the spiritual in his environment. Then the snake enters the underground temple. Such underground places exist for the life of the soul. These things can only be characterized if they go into the strange workings of the human soul in development in a little more detail. Can it be felt that before the soul is able to perceive the spirit in the outer world, it has the inner certainty: Yes, there is a primary source from which everything flows? It can have this certainty and still not be able to see the spirit everywhere. Oh, it is a great goal to see the spirit everywhere. [Feeling: I myself have emerged from the spiritual. To do this, man must awaken.] Man must first develop the highest soul powers within himself. He must first evoke in himself the supersensible that sleeps in ordinary, normal consciousness. First he must ascend to higher levels of development. First, the human being must have an inkling that something like this exists. Then he comes to another realization: I can only achieve my ultimate goal if I see how my whole existence is permeated by the spirit. I have been crystallized, born out of the spiritual, out of the supersensible, without my being involved in this birth out of the supersensible, which I can ultimately achieve through knowledge. In a mysterious way I am born out of the land that I can only reach again in the end. This characterizes the land of the beautiful lily, from which man also comes. The ferryman brings him over. Man is brought over by secret powers. The ferryman who brings to this shore must never bring anyone back again. The same real way by which we are brought over from the supersensible through birth cannot be the way by which we consciously return. Other paths must be taken. Then the will-o'-the-wisps ask the snake how they can enter the realm of the beautiful lily, that is, how a single soul force can ascend to the highest. Two means are indicated: firstly, when the snake crosses the river at noon. But the will-o'-the-wisps do not like to travel there. It is quite beyond the scope of the Abstract Being, who wants to live entirely in ideas and inferences, to cross over in the way represented by the snake, through devotion to things, through mystical communion with things. This mystical communion cannot always be achieved. A great mystic of the Alexandrian school confesses that he has only achieved a few moments in which the spirit of the infinite has entered the soul, where the God in the breast is experienced by the human being himself. These are moments at midday when the sun of life is at its highest, when something like this can be experienced. For the Abstractlings, who say to themselves: Once you have the right thinking, it must lead to the highest, such midday hours of life, which one must await as a grace of life, are not hours in which they can travel; for them, what they are looking for must be achievable at any time. Then the snake points out to them that the shadow of the giant, who is powerless by himself, will fall across the river, and that is when they can cross over. If we want to understand the giant, we must bear in mind that Goethe was well aware of the powers of the soul that lie below the threshold of consciousness, which in the normal person only emerge in dreams, but which belong to the subordinate clairvoyant powers. These are powers that are not acquired through the development of the soul, but that occur particularly in primitive souls in intuitions, second sight, in all that is connected with less advanced souls, from which a primitive clairvoyance emerges. Through such clairvoyant powers, man arrives at some notions of supersensible worlds. Many people today still prefer to come to the supersensible world through such intuitions or through spiritualistic shadow images than through the actual development of the soul. Everything that belongs to the realm of the subconscious, to the realm of the soul, that is not illuminated by clear understanding, by the light of insight, of self-control, everything that expresses itself like dream-like knowledge, is represented by the giant. In truth, one can recognize nothing through this consciousness, for it is very weak compared to real knowledge. It is something that one cannot control. It is best personified by a person who cannot carry weight, because through this realization nothing can be recognized that has weight for a worldview. But the shadow of this subconscious plays a great role in life. Only one word needs to be said to characterize this shadow: superstition. If countless people did not have superstition, the shadowy image of the subconscious that operates in the twilight of knowledge, they would have no idea of the supersensible world. For countless people today, superstition is still the shadow of the subconscious that leads into the supersensible. I need only emphasize how people can say that Theosophy, spiritual science, is something that only those people can grasp who put a lot of effort into raising the soul to a higher level. That is an uncomfortable thing. If the spirits want to be there for us, they should descend to us. This is where all the abundant superstitions in the field of modern superstition come from, which even today scholars pay homage to, who absolutely do not want to admit that the soul can become part of the spiritual through development. They are readily available to a medium who can give them some gift from the spiritual world. This is not to say that these things cannot be based on truth, but the distinction between error and truth is extremely difficult here and only possible for the initiated. Goethe wants to point out this shadow of the subconscious, this realm in the human soul, but not like a polemicist, which Goethe never was. Goethe is clear that every power of the soul has its significance at its level; he even finds it useful here to have the snake give advice to the will-o'-the-wisp. But superstition plays a major role in drawing attention to and directing the human mind to the supersensible world. Goethe, who wanted to depict the entire spectrum of the soul's powers in their symphonic harmony, shows how this superstition has its good basis in the soul, in the powers that do not always come up with sober, clear concepts, but say to themselves, the things are rich, we just want to sense secrets for now, not frame them in sharp contours. This intuitive sense is something tremendously important that is to play a role in the overall consciousness and life of our soul development. What was so clearly expressed in external nature for Goethe plays into the development at a higher level. Goethe saw a certain law in all natural activity like a leitmotif. It is a law of balance that nature has a certain measure for all things and can give rise to all possible beings from unity. Goethe sought the law in all of nature in order to see in harmony everything that is embodied one-sidedly in the external world. When Goethe uttered this sentence, he was seen as just a poet, an amateur. The sentence only caused a stir when Cuvier, in his dispute with Geoffroy St. Hilaire, also drew attention to this law. Goethe, who lived in an understanding of nature that saw one-sidedness everywhere and wanted to grasp the whole by harmonizing the one-sided, also saw something in the soul that he wanted to combine by harmonizing. There are people who represent one-sided soul forces. The false prophets, who want to apply their wisdom everywhere, are the will-o'-the-wisps; then there are serpents and so on. He wanted to show that man can reach higher levels by representing the type of human being within himself. Thus, the sense that senses the supersensible in the sensible must be connected with abstract intelligence. One must not let the sober intelligence be subjugated by the sense, but nor should one emphasize the abstract concepts one-sidedly and refuse to understand how full of content is that which lives and moves in things. Goethe wanted to show how man can become one-sided, but how he must strive for the beautiful lily, for the inner, balancing human soul. After the snake has received the inner glow, it enters the temple. The powers that must inspire the human soul give the strengths that man must have within him if he wants to ascend to higher existence. Goethe shows that there are certain powers of the soul that the soul must have if it is to ascend to higher levels. But if a person wants to attain the higher levels without having found the right path at the right time through inspiration, through the world powers, then this world view is something that can kill him, confuse him in his soul, paralyze him. Therefore, the youth who is not mature will be paralyzed at first, or even killed by complete exposure. So, what wants to free the mind without giving us control over ourselves, that has a killing effect, says Goethe. All our striving must be directed towards making us mature, towards shaping us so that the soul receives the highest in the right mood, in the right state. So the youth is killed at first. He is to be prepared by the endowment of soul powers by the kings. We have already seen from the golden king that he is the spiritual power that can be kindled in the soul and that gives wisdom in the right way when it harmonizes with the other soul powers. The silver king represents piety. For Goethe, beauty and the cult of art are closely related to piety. Beauty is that which makes us inwardly pious. The power of the soul that draws us through our feelings to the spiritual world is represented by the second king. The power of the soul of will [to do good] is represented by the brazen king. But these soul powers must enter into the soul in such a way that we can distinguish them, that they enter into us in the right way, that we can master them, separate them; the life of feeling from the life of wisdom, and likewise the life of will from the life of feeling and the life of wisdom. These powers, which thus appear separately, condition the higher life of wisdom. The lower life is represented by the mixed king. Every human being has these three soul powers within them, but mixed. A higher age in the development of humanity will only begin when this chaotic mixing of soul forces ceases, when they are no longer mixed in such a chaotic way as in the fourth king, but are clearly separated from each other, with the area of soul power permeated with wisdom, and that permeated with beauty, and that permeated with the will to do good. Then the time comes when man may say to himself: “It is time.” Something else must precede this. A soul that has been led unprepared through wisdom, beauty and power would hardly see anything special. Another soul force must guide us, which is represented by the man with the lamp. The lamp can only shine where there is already light. It is the light of faith that radiates from our hearts, even if we have not yet penetrated into things. It is what is brought as faith to things. It is a light that can only shine where there is already another light: religion can only generate faith where it is adapted to what people feel in a particular climate, in a particular cultural epoch, and so on. There the serpent, which wants to penetrate to wisdom, beauty and strength through the mere inner soul power, must encounter the light of faith that prepares the soul. Thus Goethe shows that the right time must approach, that first the soul must be guided by the light of faith, and that we can then come up to a direct grasp of the soul forces in being separate and in direct interaction. On this side of the river, then, man must prepare himself. On the other side it is shown how man, if he connects with the soul forces unprepared, damages his soul. A strange figure is the old man's wife with the lamp, who is described as human, all too human, vain and so on, who is chosen to pay the ferryman with the fruits of the earth. This is primitive human nature, which has the power to be connected to the light of faith. We are shown: that the light shining from the lamp of the old man transforms stones into gold, wood into silver, dead animals into precious stones. The pug is transformed into a precious stone. This shows the power of faith, this very wonderful power of faith, oh, how it is able to show us all things in such a way that they really show us their divine in a certain way, show us what is in them. Dead stones turn to gold, showing themselves to be endowed with wisdom. Faith already senses this in things, how all things are not what they appear to us through the senses. This is shown by the transformation through the lamp. Man, when he remains in his healthy nature, when he cannot attain to science, has something within him that leads much more to the boundary of the supersensible. The scientist becomes a doubter, a skeptic, and one tries to see how certain some original nature, represented by the old woman, is able to give facts to the flow as the will-o'-the-wisps cannot. Such natures have an original feeling that connects them to the supersensible, which weaves and lives in everything; and one can see in such people how a compassionate smile appears when scientists talk, saying, we know something that you cannot know, that brings us together with what we are created from. This is shown by the fact that the woman can pay. The temple must be transported from below the earth up into the upper realm, it must rise above the river. And it is conceivable that a soul has gone up the steps in such a way that it can experience, feel the midday moments of life; so that it is achieved through a higher soul development, that not only special spirits can cross the river. That is what is achieved in the new culture through spiritual science. And Goethe behaves like a prophet in the new culture by pointing out that not only special minds can find the transcendental realm, but that there is a soul development that everyone can undergo; so that everyone can walk over and across when what is the actual secret has occurred.
The expression “the revealed secret” often occurs in Goethe because, like all true mystics, he believed that the connection between the material and the spiritual is evident everywhere; therefore, it is not so important for man to seek the spiritual in all sorts of detours, but to really connect with things as the snake connects with them. The revealed secret of all three is that which can be found everywhere, and which requires only a certain maturity of soul. The three secrets are simply these: wisdom, piety and virtue. A fourth is still needed for this, the snake whispers into the old man's ear; the old man cannot know that. But he can know that it is now time. What does the snake say now? That she is willing to sacrifice herself to be a bridge over the river. There you have the whole secret of the sacrifice of the lower soul forces. You can find this sacrifice further in Goethe's words:
First, a person must go through all that has led him through life. But what he has gained, what he has experienced through the lower soul life, he must be able to sacrifice in order to ascend. Jakob Böhme, whom Goethe knew very well, expressed this secret beautifully:
He who enters the supersensible world before he has died for the lower self would not yet be able in this embodiment to see correctly the spiritual after death.
The soul protects itself from ruin in the lower self, says Goethe, when it becomes like the snake that sacrifices itself, that is, there is a soul force in us that can connect with the forces of nature and that must be sacrificed: that which, as lower selfishness, is necessary to achieve human freedom. Therefore, that which has led us becomes the way into the beyond. We enter the supersensible world through that which we have sacrificed ourselves. The will-o'-the-wisps are now able to unlock the door of the temple. Science has the key to the realm of the supersensible, but it cannot lead into the real secrets, because it only leads to the gate of the temple, just as Mephisto has only the key to the realm of the mothers, but cannot penetrate it himself. So we see how the will-o'-the-wisps actually fulfill their role to the end and how Goethe captures the meaning of soul development in each individual case. What remains of religious belief? The tradition in our cultural processes. Go to the libraries, look up how much of the gold is stored there, and see how the abstractions lick the gold down and make new ones out of the old books, as a librarian once said. Goethe shows that the will-o'-the-wisps can feed on that. How many scholars walk around full of what comes straight from these sources. The pug dog dies from it, it makes him feel worse. But he can be revived by the lily, as he has passed through death. Whoever wants to endure contact with the lily must first have passed through the lower death. The youth is only ready to unite with the beautiful lily when he has suffered the last misfortune, is completely dead, has fully felt the effect of what happens when one unites with the supersensible while still immature. The snake sacrifices itself, which has an immediate effect on the details of natural existence. When all this has happened, the youth can then be led into the temple. Then the soul is led upwards to the realization that everything is permeated and animated by the spirit. Then the temple is led upwards, the soul endowed with that which leads to the supersensible. Wisdom gives him that which is characterized by:
and by the oak wreath; the golden king gives that. The silver king says:
in memory of the pious shepherd,
is an expression of piety. The iron king gives him a sword and a shield and says:
Stand strong and firm on your feet when it comes to defending human dignity and human dignity, but do not be aggressive. Now the young man is allowed to connect with the lily. The powers of the soul may be illuminated with truth and love, which the soul only finds when it connects with the spirit. The young man feels the love, of which it is said last: wisdom, beauty, piety and virtue, they promote the development of the soul, love forms the soul, harmonizes everything. When man ascends into the temple in which knowledge can be experienced, he comes, in holy awe, to see, like a small temple in the great temple, the highest, the secret of man himself, who passes from the spiritual world into the world of this world. The ferryman's hut is placed as a small world in the great temple; when the soul advances to higher knowledge, then it attains what Goethe felt as Spinozian love of God, it comes to the riddles, the secrets of the world. But as the highest of the mysteries, as that which he in turn sees like a small temple in the great one, that is the mystery of the existence of man himself in connection with the divine being. The giant comes last and becomes something like an hour hand that indicates the time. Our knowledge becomes spiritual, shedding all that is external consciousness as we ascend; all forces that work mechanically, that are a remnant of the subconscious. All this may remain only in one, when we look up at what is the most external for our inner being. Thus, the merely mechanical, which has not yet been elevated to higher knowledge, has a right to exist. Goethe could have had in mind all the superstitions that have been practiced with the art of numbers and all the prevailing beliefs from old worldviews. But one thing remains behind, to form a kind of chronometer for what knowledge gives it. Thus everything is transformed into a plastic image, right down to the last detail, which Goethe felt was the law of human education. Today I was only able to explain the main features, but if you read the “fairy tale” with this in mind, you will find that every page, indeed every half-sentence, can be proof of its correctness. One can only hint at this symbolically, in richly symbolic images. We must be aware that what is contained in Goethe's “Fairytale” is infinitely richer than what could be said, and that everything said today is only a suggestion of how to search and feel about a symbolic fairy tale. It is not possible to give more than a hint. But perhaps you have gained a sense of the great and immeasurable productive power with which Goethe created, how right he was when he said that only beauty and art can be an expression of truth. This is also what lived as a conviction in Goethe and led him from stage to stage in restless pursuit. But this is also what led us so to Goethe. Goethe is one of those minds that work in a way that only the greatest minds can. You read a work by Goethe and think you have understood it. Each time you read it again later, you believe that you have finally understood it correctly. Finally, you say to yourself: I still don't understand it, I have to wait until I become more and more mature. This is only the case with the most exquisite minds. This assures us that in Goethe we have one who belongs to the leaders of mankind. Thus, in summarizing what is to be characterized here, one may say of Goethe's spirit:
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342. Anthroposophical Foundations for a Renewed Christian Spiritual Activity: Sixth Lecture
16 Jun 1921, Stuttgart Rudolf Steiner |
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What is meant, when the Trinity – the Kingdom, the Power and the Glory – are summarized outwardly: “... for Thine is the Sun”, if one wants to look at the inner, spiritual-soul, and – addressing the Father, the One subsisting in the world –: “for Thine is the Son, Christ-Jesus, He is with Thee”. The Protestant Church has reached a state of complete unconsciousness regarding these matters; it knows nothing of these things and does not even know why it knows nothing, because it does not educate itself about the nature of such things. |
[Gap in the transcript], who is always in danger of losing God. It can only lose God, never hold on to him, and the new godless science emerged, which, however, is a true science with regard to nature, only just cannot go beyond certain limits as such, but at the same time it has significantly advanced the education of man to freedom. |
For without coming to this awareness of the spiritualization of all matter, you will not come to a real living conception of God. But if you want to speak in the sense in which you have set out, then what you say must be an outward expression of what is meant at the beginning of the Gospel of John: “In the beginning was the Word...” because it is indicated, by pointing to the word, to the Logos, that this Logos existed before matter came into being and that matter emerged from the Logos. |
342. Anthroposophical Foundations for a Renewed Christian Spiritual Activity: Sixth Lecture
16 Jun 1921, Stuttgart Rudolf Steiner |
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My dear friends! I would like to start by adding a few things to what we have discussed. It will certainly be possible for later discussions to present something concrete in terms of both the teaching material and the cult. Today I should like to put before you a few thoughts on the way in which one can find the inner path that binds the teaching together with the cultic, and then the path that leads to our present-day, quite un-cultic thinking science. The things that are at issue need only be understood correctly, but today's consciousness is very far removed from this understanding. I will give you an example, and from this example you will see that today there is an abstract juxtaposition between the material world — which man perceives through his senses and then combines through his intellect into its individual phenomena and entities in order to arrive at so-called natural and historical laws — and what is called the spiritual. We must always bear in mind that in the development of the Western world, an external clouding has occurred – it was necessary in another respect in the historical development of civilization – a clouding in relation to the relationship between the physical body on the one hand and the spiritual soul on the other, that at the well-known Eighth General Ecumenical Council in the year 869 it was dogmatically established that the trichotomy, which until then had also been valid within Christianity, was replaced by the duality that man consists of body and soul. The dogma was formulated at that time as follows: “The Christian has to believe that man consists only of body and soul and that the soul has some spiritual properties.” So, a dualism was set in place of the trichotomy, and some spiritual properties were attributed to the soul. Present-day philosophy, which claims to be an unprejudiced science and to draw only from experience, does not question that which has come down as a dogmatic definition from the year 869, and speaks only of body and soul, and does not know that in so doing it is merely conforming to the Council's decision. The Council's effect has penetrated even into secular philosophy. This is something that one must know if one wants to look at the fact that the actual Trinity in man was veiled in the 9th century and that since that time difficulties have arisen in the world view in general. Now, this in particular has brought about the state of affairs that has gradually separated the physical body from the spiritual, that allows people to look at the physical body as if it were completely devoid of spirit and actually speaks of the soul and spiritual as if it were something completely abstract. Just try to realize today what people imagine when the three aspects of the Trinity, namely the soul forces, are presented to them: thinking, feeling, willing. Take today's textbooks on psychology and see the nonsense that is written when ideas of thinking, feeling and willing are presented. And take a look at what has been achieved in this regard by the – as it has rightly been said – “philosopher by the grace of his publisher”, Wilhelm Wundt, who, although he started from a psychology of the will, never revealed any insight into the essence of the will. It is absolutely true that anyone who is truly able to study the soul sees a division into thinking, feeling and willing in the way it is present when one differentiates between young, mature and elderly people. The three terms refer to three different states of the one spiritual being. That which exists in thinking or imagining is, as it exists, a legacy from our pre-existent life, our life before conception. That which we can think mentally can be described as the hoary, as that which has become old, which needed the time between death and a new birth, in which the present earth life began, for its development. The oldest of our spirit is thinking. Feeling is the middle one, and the will differs from thinking in that it is only the spirit of childhood. And when we take the human being spiritually, when we describe the human being in terms of soul, then we have to say that he brings with him the old age, which simply involves itself. He gradually develops into the middle, into feeling, and he develops the will, which only becomes so strong at the end of life that it can lead to the dissolution of the body. For it is essentially the will that ultimately, when it has become fully powerful, brings about the dissolution of the body. The will is also the part of man that continually strives for dissolution, that breaks down, which, spiritually, is nothing other than a youthful form of thinking that, as we physically age, prepares to develop further. It can develop further when man goes out of physical existence, between death and a new birth. In this way, one gradually comes to an interlocking of the soul and the body. The same can be done with the spiritual, so that one comes to an interlocking of the spiritual, the soul and the body. The one who studies things knows that at the moment of waking up, when we wake up from sleep, the spirit is most active in penetrating the body; there the spirit manifests itself, reveals itself most on the outside, because it penetrates the body. In this way man shows the strongest spiritual activity in relation to the physical, the strongest overcoming of the physical when waking up. He shows the strongest flight from physical influence when falling asleep. And no one comprehends human nature who does not take this activity of the spiritual into account. What must be striven for is that the spiritual, the soul, and the physical are again seen to permeate each other. One should see the spiritual, the soul, and the physical interacting with each other, and not matter without seeing the spirit in it and the spirit without matter. One should see the creative, that which brings forth, that which matter forms out of itself. One should actually see the unified effect of spirit and matter everywhere. When we look at our pre-existent life, at our life before conception, our spiritual self is active in the universe. And anthroposophy teaches that the phenomena that are out there in nature should gradually be interpreted in such a way that they are at the same time revelations of human existence as it is beyond earthly, physical existence. I am telling you all this only to draw your attention to a phenomenon that you can observe everywhere today, where the Church's dogmatic side is trying to fight anthroposophy, as it is said, “scientifically”. You see, when the Mystery of Golgotha took place, in the Near East, in Greece, down to the north of Africa and as far as Italy, there was an interaction of matter and spirit everywhere in what was then called science - mathesis. A separate matter was not known; Everywhere you saw spiritual work, which has learned Augustine and no longer understood, and his great struggle we understand only by the fact that we learn to know that Augustine has passed through the decadent Manichaeism. This view, of which Augustine understood nothing more, that which was present at that time in the Near East, in the north of Africa, in Greece, Italy, Sicily, and even further afield, is what was later usually referred to as Gnosticism. Anthroposophy does not want to be a renewal of what is called gnosis. Gnosis is the last phase of the old atavistic science, while anthroposophy represents the first phase of a fully conscious science. It is a slander to lump the two together. Having said that, I may say that it was Gnosticism that first tried to understand the mystery of Golgotha. And it was a profound spiritual science - albeit of an instinctive, atavistic kind - that tried to understand the mystery of Golgotha in those days. This Gnosticism, which was widespread in those days, was then completely eradicated. It was so completely eradicated that little remains in a positive sense, only a few writings, and they say little about it. The form of Christianity that gradually became completely Roman, which imbued Christianity with Roman state concepts, ensured that everything that was present in the first conception of spiritualized Christianity in Gnosticism was eradicated root and branch. And when theologians speak of Gnosticism today, they only know of it from its opponents. Harnack and others expressed their doubts about what Hilgenfeld and other opponents of Gnosticism bring. Imagine that all existing anthroposophical literature were to be destroyed, root and branch; then only the writings of [General] von Gleich and so forth and the writings of [opposing] theologians would be available to posterity. If posterity were to reconstruct the matter from the quotations of these people, then they would have the same of anthroposophy as theologians today have of Gnosticism. You must be absolutely clear about the falsehoods that theologians have spread throughout the world. And just as thoroughly false is what is happening today. The hypocrisy is not seen because people constantly tell themselves that the holy people could not do such a thing, that such a thing simply does not exist. But it is there, even though people believe that it cannot be there. They do not even imagine that such immorality can exist. Only then will you muster the necessary enthusiasm to muster the moral indignation at what is present in this historical research. But what has happened in the development of the world is that the understanding of the interweaving and interworking of spirit and matter has been completely lost, and as a result, much of what existed has become nothing more than an external, quite abstract understanding of words. Today, my dear friends, the form of the Lord's Prayer as found in the Gospel of Matthew is taught in the communities. One concludes: “... and deliver us from evil; for Thine is the kingdom, the power and the glory forever. Amen.” — No one who teaches about the Lord's Prayer [in today's theology] understands this final sentence of the Lord's Prayer. Through the treatment of Gnosticism, of spiritualized Christianity [by theologians], debris has been thrown over the understanding of this last sentence. What does it mean? In the mysteries from which it was taken, this conclusion was linked to a certain symbol, to a transition of the whole meaning into the symbolic view. One said thus: If one sets up the symbol for the “kingdom,” then it is this (see plate 3). The limitation, that is the symbol for the kingdom. That which is the kingdom encompasses a definite area. But it makes sense to speak of the “kingdom” only if one represents this area in its limitation, if one represents that to which the kingdom, the area, extends. But such a “realm” has meaning only if it is permeated with power, if it is not only a limited area, but if this area is radiated through by power. Power must be at the center and the realm must be radiated through by power. So that you have a spreading in the area of the “realm”. The power that radiates from the center, that is the “might”. The radiating power that rules the realm is the “power”. — But all this would take place within. If only this were present, then this “realm” with the “power” within it would be self-contained and would only exist for itself. It is only there for other things in the world, for other beings, when that which radiates out from within penetrates to the surface and from there radiates out into the surroundings, so that that which radiates out into the world is a splendor to be found on the surface, a “glory”. The radiance from within is the “power”, the power stuck on the surface and shining outwards from there, that is the “glory”. If you look at the structure that leads to Mathesis, to a vivid presentation of what can be conceived in the ideas of realm, power, glory, then you have this transition to Mathesis, to a vivid presentation. Then one seeks that which one has had spiritually and soulfully in the contemplation, also outwardly in the real reality. You look at what you had grasped mathematically; you seek that in the external world and find it in the sun, for that is the image. And instead of concluding with the words of the Protestant Lord's Prayer: “... for Thine is the kingdom, the power and the glory”, you can also conclude the Lord's Prayer: “... for Thine is the sun”. Every being was seen in terms of the Trinity; and anyone who still has some knowledge of the real Gnostic understanding knows that the Lord's Prayer was simply prayed at the end, so that the members of the Solar Trinity were put forward in words, and that one was conscious that by saying the Lord's Prayer one had actually expressed, by concluding the Lord's Prayer, having presented the seven petitions, and having referred to oneself: «deliver us from evil», because Thou who dwellest in the sun art the One who can do it. There was an awareness everywhere that nature outside is not unspiritual, that nature everywhere is spiritualized, and the means to really make this spiritualization present was found by having the Trinity working everywhere. Look at the objective facts and read all the accusations that are made – even if they are untrue – when people want to prove that anthroposophy is a renewal of gnosticism. Everywhere efforts are being made to blacken Gnosticism and then to say: Those who are Gnostics today are leading humanity back into the fog. What is the aim of theology? To distract people's minds from what existed before the Council of Constantinople, which was particularly strong before the Emperor Justinian closed the last Greek schools of philosophy in the 6th century, so that the last philosophers under the leadership of Damaskios and Simplikios fled with five others to Asia and found a place of refuge in Gondhishapur, where the people worked whose work had also been completely wiped out. It is absolutely necessary that today we overcome the antagonism that exists between a merely abstract science of words, which is fully recognized as a science today, and the contemplation of the real as something spiritualized. We must come back to this contemplation of the real as something spiritualized. Without this contemplation, a foundation of religion, a foundation of religious work, is absolutely impossible. And if you want to speak in cultic terms, then you must also gradually advance in your understanding of the external. You must be able to see in the sun that which is the objectification of that which is power, empire and glory. In many cases, you have to understand what is expressed in this way throughout the entire Gospel only in the sense that it is expressed in a language in which the word consciously flows into the forms, into what is created out of the spirit into the world. You will only really understand the Gospel if you can imbue yourself with this awareness. Now, if we consider this, we will see how far removed from true reality present-day science is, despite believing itself to be completely realistic. Because, you see, after people had thrown debris at the understanding of reality – at such conceptions as that the sun is contained in the final words of the Lord's Prayer – and after they had managed to that today anyone who associates the concept of the sun with the concept of Christ is denounced as an un-Christian, the time came when people no longer understood how what the human soul experiences relates to reality. You see, in the time when in the 9th century AD certain remnants of earlier knowledge were still preserved by a figure like Scotus Eriugena, in that time, when Eriugena still knew how to find a harmony between what the soul experiences and what is outside in the physical-sensual world, — in this time then [little by little] arose the other [ways of looking at things], in which man made himself concepts of facts and began to brood over whether his concepts have anything at all to do with reality. Then came the time of the scholastics, of Albertus Magnus, of Thomas Aquinas, who still sensed something of the old consciousness in its last echo, that concepts and ideas only have a meaning if they can be found outside in the world as reality; in them lived the realism of [early] scholasticism. But the others, who had lost the awareness of the harmony of ideas with reality, who were the forerunners of today's theology, who considered it heretical to speak of the harmony of the sun with empire, power and glory, they developed nominalism. The great controversy between nominalism and realism arose from the council decision of the year 869, which cast a veil over the view [that man consists of body, soul and spirit]. And today we have come so far that on the one hand we see a polemic unfold when it is pointed out that in the Lord's Prayer, when it says, “Thy is the kingdom, the power and the glory in aeons, Amen,” the Christ is actually meant inwardly in a spiritual-soul sense, and outwardly that which corresponds to him in the surrounding world is meant: the sun. What is meant, when the Trinity – the Kingdom, the Power and the Glory – are summarized outwardly: “... for Thine is the Sun”, if one wants to look at the inner, spiritual-soul, and – addressing the Father, the One subsisting in the world –: “for Thine is the Son, Christ-Jesus, He is with Thee”. The Protestant Church has reached a state of complete unconsciousness regarding these matters; it knows nothing of these things and does not even know why it knows nothing, because it does not educate itself about the nature of such things. The Catholic Church, which has preserved the tradition, knows a great deal about it, and especially in the bosom of Jesuitism, a great deal is known about these things. But the following religious policy is observed: It is said that if people again come to the conclusion that the spirit also rules alongside body and soul, then they are not far from the path to the supernatural. We must prevent people from knowing anything about the spirit. Therefore you see that especially in Jesuitism, where an excellent scientific ability is cultivated, a scientific policy is adhered to in the following way. They say to themselves, today the world demands science, it demands it in the sense in which it has been called science since the time of Galileo and Copernicus. The Catholic Church resisted this science until 1829; only then were Catholics allowed ex cathedra to believe in the revolution of the earth around the sun. But since then, a different policy has been pursued, the policy of carrying the Galilean-Copernican natural science into the most extreme materialism. Therefore, you will find everywhere in the literature inspired by the Jesuits that science should only deal with what can be perceived by the senses. Science should stop at what is spatial-temporal, and science cannot move up to what goes beyond the spatial-temporal. Thereby they want to keep humanity from having any science except one that deals with the spatial-temporal, and relegate the rest to the realm of faith, encompassing with faith whatever the infallible Pope prescribes to be believed, or rather, the college advising him. A strict separation between what should be the subject of science and what should be believed is carried to the most extreme degree by Jesuitism. The Jesuits excel in the field where there is materialistic science; indeed, no one has taken materialism as far as the Jesuit science, which trains its pupils to become particularly clever researchers in the field of materialistic science, so that they shine and excel in this field in order to make all the more of an impression when they say: science must never go beyond what Christ handed over to the Roman See as its right to be the representative of spiritual teaching, or, as it is expressed dogmatically: the Christian must see in the head of the Church the holder of the divine teaching office. Now, this is intended more and more to anchor science in the outwardly material and to prevent a spiritualization of science. You see, my dear friends, there was a Strauß, a Renan, a Büchner, a Bölsche; there was a Haeckel who was not a materialist at heart and can only appear to be one because of the abundance of his writings. There have been many materialists, but they were mere children compared to what has been achieved in the way of introducing materialism in the way I have just explained to you. The real creators of materialism in the scientific field were the theologians of the last four centuries. And it was always very difficult in the church to defend itself against this encroaching scientific materialism. Just think how little was understood by someone like Oetinger, who coined the phrase: “All material phenomena are the final phenomena of the spirit” — by which he wanted to express that what is outwardly present in creation originally comes from the spirit, that the spirit, in creating, comes to an end, comes to its utmost expression and thereby creates material phenomena. This beautiful presentation, you will only find it mixed with nebulous mysticism, but such erratic blocks of a spiritualized world view still protrude, and when you read people like Oetinger, you have to realize that you cannot accept the whole, but you must be inspired by much of what you find in it. You must see the concepts that appear like flashes of lightning from a spiritualized worldview. That is what I wanted to tell you, to characterize the relationship between the development of theology and science. Just as the universities emerged from the founding of theological schools, so what our science is today, even if it appears secular, is still the result of the developmental path of theology. And it must be firmly held that people like Strauß, Büchner and so on are mere orphans in the substantiation of materialism compared to what has been achieved by theologians. On the other hand, another element has worked its way into the scientific movement of modern times, and that is what has come over from the Orient. You see, in the southern regions of Europe, they [turned away from the earlier current of intellectual life] from the middle of the 4th century AD until the time when Justinian performed the last act in which he [dissolved the Athens School of Philosophy and] expelled the seven most important Athens philosophers, who were really a kind of international society. There was Damaskios, there was Simplikios, there were philosophers from all over, and these seven really formed a kind of international society, and it took with it the last remnants of Aristotelian knowledge, which itself was already in a kind of decadence compared to Gnosticism. This Aristotelian knowledge was implanted in the spiritual wave that then spread from Arabia to Spain, and we see how in the 11th, 12th, and 13th centuries a spiritual wave rolled over from there [to the West]. What came over from there had a strong influence on minds such as that of Roger Bacon, and — which is still clearly perceptible — in the philosophy of Spinoza, which had such a great influence on Goethe.And through the confluence of what has survived as feeling Christianity, as mind Christianity, as true Christianity, with theological Christianity, from the confluence of mind Christianity with the power that came from the peoples of the migration of peoples, migration, the one wave of Christianity continues; it does not deliver the outer world-science as the other wave did, which came into being through the bringing of Aristotelian knowledge by the Arabs to Spain and from there took such a great influence on Spinoza. In this was contained that which influenced the newer natural science for centuries. The newer natural science has from the very beginning proceeded from a kind of protest... [Gap in the transcript], who is always in danger of losing God. It can only lose God, never hold on to him, and the new godless science emerged, which, however, is a true science with regard to nature, only just cannot go beyond certain limits as such, but at the same time it has significantly advanced the education of man to freedom. Today we have arrived at the point where, out of this science, spiritualization itself must be sought again, where science must be led up from a merely anthropological [science], from a kind of knowledge that knows nothing of man except the physical, that has only empty words about the soul and knows nothing at all about the spirit, that the path must be made up from such an anthropological science to an anthroposophical science, through which the material in its interpenetration with the spiritual is recognized, especially in man. And in this way the moment can be brought about in which science and religious life meet, but in no other way than by finding the spirit in all material things, by overcoming the view that there is materiality somewhere without it also leading to the spirit. When you imbibe this consciousness, when it gains such strength in you that you speak out of this consciousness when you preach, then you will find the possibility, especially in your field of work, to seek access to the hearts of men, not only to the intellect. You will gradually have to find the way to people's hearts, even if it does not appear so at first, by speaking out of the strength that comes to you when you raise your consciousness to the point of seeing through the spiritualization of all matter. For without coming to this awareness of the spiritualization of all matter, you will not come to a real living conception of God. But if you want to speak in the sense in which you have set out, then what you say must be an outward expression of what is meant at the beginning of the Gospel of John: “In the beginning was the Word...” because it is indicated, by pointing to the word, to the Logos, that this Logos existed before matter came into being and that matter emerged from the Logos. You must combine this realization with the other, that it is possible for you, by speaking, to let resound out of your words that which you yourself experience in your mind, in your soul, when you sense the divine within through spiritual knowledge and prepare yourself in God-sensing meditation for your preaching office. In this preparation for speaking, not only in the abstract preparation with regard to the content of the teaching material, but also in the meditative familiarization with each individual sermon, the strength must arise for you through which you can achieve the formation of a community. That is what I wanted to recommend to you today, and I ask you to take it more as a feeling than as a thought. I hope that when we meet again, we will be allowed to continue these reflections. Perhaps there was a desire yesterday to tie one thing or another to the debate. Emil Bock: Yesterday evening I thought that we would be able to present the text of the flyer today. But I don't know if it can remain in this form. Rudolf Steiner: We will remain in contact in any case, and if you are also leaving today, you will let me know if I should give you advice so that I can give it then. But do you have an idea of what this advertising leaflet will essentially contain? Emil Bock: As far as we have thought about it, we simply want to take the line of thought that we start from the need of religious life in the face of intellectualism, that we then point to the necessity of a new worldview in which religion is possible, to the necessity of coming to a religious renewal precisely through the renewal of worldview. We will then point out how this is conceived, by reviving the pictorial and so on, and we could then say a word about the fact that it is a particular renewal of Christianity. But we also want to say that we have a project in mind that is specifically related to the work of the church, and then a transition should be made to an appeal for generosity. We can only do this if the free spiritual life is given the opportunity. Spiritual life must be liberated through an act, that is, through a donation. In this way, spiritual life is to be liberated at one point, initially in the religious sphere. That was the train of thought that, as far as I could see, was agreed upon for the time being. However, we were not yet sure whether we had hit the right note. Rudolf Steiner: It is a collection of thoughts that are certainly the right ones. I just want to point out the following so that you find the right tenor: Everything that comes from anthroposophy in such matters today is firmly grounded in reality and always aims not to leave the ground of reality. The threefolding movement began in the spring of 1919, at a time when a mood of expectation was particularly widespread among large sections of the population in Central Europe. This mood of expectation was, however, present in different ways, but it was there, I would simply put it this way, that a large number of people believed that we had been thrown into chaos and that we had to move forward by reasonably harmonizing the social forces. This mood was widespread when I started working for the threefold order in April 1919. Now, in those days, the form I gave to my lectures on threefolding very often led me to conclude that what was meant should very soon be put into practice, because it could very soon be too late. You can find this formula “It could very soon be too late” very often in the lectures written down at the time. At that time, if the opponents had not grown too strong and had not become too powerful, something could have been done in the way I formulated it. Now the situation is as follows: since that time, a terrible reactionary wave has arisen in Central Europe, much stronger than one might think, and one must take this absolutely seriously. This does not affect the principle of threefolding – that is permanent – but it can no longer be realized in the way it was intended to be realized in the past. What has been thought out of the reality of the time is thought out for the time, and one would end up with the abstract if one did not want to understand something like this. Today we have reached the point where it must be said that new forms must be sought in order to emerge from the chaos. One can no longer go out into the world with the same formulations if one represents the threefold order itself. In particular, we need to shine a light today, however uncomfortable it may be, on the whole world of dishonesty that permeates our spiritual life. We must shine a light on this dishonesty in spiritual life. That is the one negative thing. And the positive side is this: we must now, as quickly as possible, bring about the realization of one part of the threefold order, namely, the liberation of the spiritual realm. We must do less abstract threefolding, because you cannot initiate the threefolding again today in the way we started in 1919 — today the opposition is too strong. Only in the realization of what Zeitmacht is, lies that which can still protect us from the zero, to speak spenglerisch, namely from the coming of the downfall. They must strive to ensure that the constitution of the free spiritual life is demanded.The economists are so mired and corrupted in their views that there can be no question of understanding the threefold order; they can never be moved to do so. It is terribly obvious how little the threefold order has been understood in this area. I will give you an example: here in this place, when a threefold order meeting was held at the beginning, a very well-known chairman of a well-known party stood before me — we had brought together a large committee and he was among them at the time — and said to me: “The thing about the threefold order, would be quite nice if we could have it, but for the time being nobody understands it, and you can only understand it if you talk to people' — I am not saying this out of immodesty, but only to illustrate something with this example —, 'and it must not be built on two eyes. We know, of course, that in 15 to 20 years the last remnants of what we have there will come to a decline. Today we could still stop that if we were to carry out the threefold social order. But nobody knows about it, and so we would rather apply the old ideas for these 15 to 20 years than your threefold social order." This is an example of the understanding that politics has shown for the matter. It is to be hoped that for the time being it will still be possible to gather the last remnants of spiritual impulses in order to attempt this liberation of spiritual life in the religious sphere, in the sphere of art and in the scientific sphere. These are, after all, the three sub-forms; each of the three limbs has three sub-areas. The spiritual area has religion, science and art as sub-areas. If we succeed in achieving the liberation of spiritual life in these areas, then, perhaps sooner than we think, people will find their way to the model of equality in political life and fraternity in economic life from the example of a free and liberated spiritual life. The next step, then, is to work with all our might to achieve the independence of the one limb. For the time being, one thing is important for you: to work for the liberation of the religious sphere; that is what you must do. One should not use the word threefold social order in the abstract, but must use it in the concrete form, by placing the greatest emphasis on the independence of the one sphere that has been particularly ruined by the mendacity. It would be an illusion not to see how frantically we are heading for decline. If you look at the facts, you cannot really imagine that things can go on like this for long. The interest on the debts of the German Reich is 85 billion in the last year 1920/21 - the interest, not the debt. It is pointed out that the tax burden on the inhabitants of Central Europe must be increased threefold. How do you expect to cope? Today there are people who pay 60% tax on their income; if they then have to pay three times as much, they will have to pay 180%, and I ask you to consider how one is to pay 180% tax and what the reality logic is among people who talk about public affairs. We are sliding into the most terrible chaos. Today, it is still the case that one must say that things are still being presented in a distorted way. Some time ago I gave a lecture to a group of industrialists and pointed out the true fact that the cities are on the verge of bankruptcy with their budgets; they have held out because of a correction on the part of the savings banks, but you can only go so far with such a correction until the coffers are empty. You can still keep a skirt if you don't have the means to buy a new one; then you just keep wearing the old clothes – just as you are now continuing the old economic practices – but one of these days they will just fall off. It is only a delusion when people feel comfortable and talk about progress. We are definitely in a state of decline. If it is possible to save spiritual life, then civilization is also saved. But it is necessary to be aware of the changing times again today. Don't misunderstand me, I am not saying that threefolding must be abandoned, but the way it was pursued in the past, as it would have been possible by constituting the three coexisting links, is no longer possible today. Today we must save what can still be saved, and that is what is present in human souls. To liberate spiritual life is what we must naturally try to do today. Then we have probably come to the end. Emil Bock: Since we are now at the end, I would like to express our sincere and heartfelt thanks to Dr. Steiner on behalf of the course participants. We cannot express this in words, but we believe we have tried to show by our work that we are indeed grateful and that thanks can only be expressed in deeds. And I believe I can speak from the hearts of the participants when I make a certain promise, so to speak, in a small rallying of our forces, that we will do what is within our power. Rudolf Steiner: I need say no more than that it gives me a deep inner satisfaction that you have come together for this work. May something of value arise out of this work within anthroposophical life. It will be very significant if precisely that part of spiritual life that is yours is stimulated by this anthroposophical life. I hope that we understand each other inwardly and continue to work together and find each other. — Goodbye! |
214. The Mystery of the Trinity: The Mystery of Truth II
28 Jul 1922, Dornach Tr. James H. Hindes Rudolf Steiner |
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They would, then, have used animal imagery, even to express Christ. “Behold the Lamb of God!” was true and correct language for that time. It is a language we must learn to understand if we are to grasp what Inspiration is, or to see, by means of Inspiration, what can become manifest in the spiritual world. “Behold the lamb of God!” It is important for us to recognize once again what is imaginative, what is inspired, and what is intuitive, and thereby to find our way into the language that echoes down to us from olden times. |
Karl von Linne (Linnaeus) (1107–1778), Swedish naturalist, father of modern systematic botany.17. Johann Gottlieb Fichte (1762–1814), German idealist philosopher. |
214. The Mystery of the Trinity: The Mystery of Truth II
28 Jul 1922, Dornach Tr. James H. Hindes Rudolf Steiner |
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In various and complicated ways, we have already seen that the human being can only be understood within the context of the entire universe, out of the whole cosmos. Today we will consider this relationship of the human being to the cosmos from a rather simpler standpoint in order to bring the subject to a certain culmination in later lectures. The most immediate part of the cosmos surrounding us is, to begin with, what appears to us as the physical world. But this physical world actually comes to meet us as the mineral kingdom, at least it confronts us only there in its intrinsic, primal form. Considering the mineral kingdom in the wider sense to include water, air, the phenomena of warmth and the warmth ether, we can study within the mineral kingdom the forces and the essential being of the physical world. This physical world manifests its workings, for instance, in gravity and in magnetic and chemical phenomena. In reality we can only study the physical world within the mineral kingdom. As soon as we come to the plant kingdom, the ideas and concepts we have formed for the physical world are no longer adequate. In modern times no one has felt this truth as intensely as Goethe.15 As a relatively young man he became acquainted with the plant world from a scientific point of view and sensed immediately that the plant world must be understood with a very different kind of thought and observation than is applicable to the physical world. He encountered the science of plants in the form developed by Linnaeus.16 This great Swedish naturalist developed botany by observing, above all, the external and minute forms to be found in the individual species and genera. Following these forms he evolved a system in which plants with similar structural characteristics are grouped into genera, so that the various genera and species stand next to each other in the same way as the objects of the mineral kingdom are organized. Goethe was repelled by this aspect of the Linnaean system, by this grouping of individual plant forms. This, said Goethe to himself, is how one observes the minerals and everything of a mineral nature. A different kind of perception must be used for plants. In the case of plants, said Goethe, one would have to proceed in the following way: Here, let us say, is a plant which develops roots, then a stem, then leaves on the stem, and so forth (drawing 1). But it does not always have to be that way. For example, Goethe said to himself, it could be like this (drawing 2): Here is the root—but the force that in the first plant (drawing 1) began to develop right in the root is held back here (drawing 2), still enclosed in itself, and therefore does not develop a slender stem that immediately unfolds its leaves but a thick bulbous stem instead. In this way the forces of the leaves go into the thick stem structure and very little remains over to start new leaves or, with time, blossoms. Or again, it may be that a plant develops its roots very sparingly; some of the forces of the roots are left. Such a development would look like this (drawing 3): Then there would be few stalk and leaf starts developing from the plant. All these examples are, however, inwardly the same. In one case the stem is slender and the leaves strongly developed (drawing 1); in another (drawing 2), the stem becomes bulbous and the leaves grow sparingly. The basic idea is the same in all the plants but the idea must be kept inwardly mobile in order to be able to move from one form to the other. Here I must create this form: weak stem, distinct leaves, concentrated leaf force (drawing 1). With the same idea I get a second form: concentrated root force (drawing 2). And again with the same idea I find another, a third form. And so I must create a flexible, mobile concept, through which the whole system of plants becomes a unity. Whereas Linnaeus set the different forms side by side and observed them as he would observe mineral forms, Goethe, by means of mobile ideas, wanted to grasp the whole system of plant growth as a unity—so that he slipped out of one plant form, as it were, into another form by metamorphosing the idea itself. This kind of observation with mobile ideas was, in Goethe, doubtless the initial impulse toward an imaginative way of observing. Thus we may say that when Goethe approached the system of Linnaeus, he felt that the usual object-oriented way of knowing, although very useful when applied to the physical world of the mineral kingdom, was not adequate for the study of plant life. Confronted with the Linnaean system he felt the necessity for an imaginative means of observation. In other words, Goethe said to himself: When I look at a plant it is not the physical that I see or, at any rate, that I should see; in a manner of speaking, the physical has become invisible, and I must grasp what I see with ideas very different from those applicable to the mineral kingdom. It is extraordinarily important for us to appreciate this distinction. If we see it in the right way we can say that in the mineral kingdom nature is outwardly visible all around us, while in the plant kingdom physical nature has become invisible. Of course, gravity and all the other forces of physical nature are still at work in the plant kingdom; but they have become invisible while a higher nature has become visible—a higher nature that is inwardly mobile all the time, inwardly alive. What is really visible in the plant is the etheric nature. And we are wrong if we say that the physical body of the plant is visible. The physical body of the plant has actually become invisible. What we see is the etheric form. How then does the visible part of the plant really come into being? If you have a physical body, for instance, a quartz crystal, you can see the physical in an unmediated way. But with a plant you do not really see the physical, you see the etheric form. This etheric form is filled out with physical matter; physical substances live within it. When the plant loses its life and becomes carbon in the earth you see how the substance of physical carbon remains. It is contained in the plant. We can say, then, that the plant is filled out with the physical but dissolves the physical through the etheric. The etheric is what is actually visible in the plant form. The physical is invisible. Thus the physical becomes visible for us in the mineral world. In the world of the plants the physical has already become invisible, for what we see is really the etheric made visible through the agency of the physical. We would not, of course, see the plants with our ordinary eyes if the invisible etheric body did not carry within it little granules (an overly simplified and crude expression, to be sure) of physical matter. Through the physical the etheric form becomes visible to us; but this etheric form is what we are really seeing. The physical is, so to speak, only the means whereby we see the etheric. So that the etheric form of a plant is an example of an Imagination, but of an Imagination that is not directly visible in the spiritual world but only becomes visible through physical substances. If you were to ask, what is an Imagination?—We could answer that the plants are all Imaginations, but as Imaginations they are visible only to imaginative consciousness. That they are also visible to the physical eye is due to the fact that they are filled with physical particles whereby the etheric is rendered visible in a physical way to the physical eye. But if we want to speak correctly we should never say that in the plant we are seeing something physical. In the plants we are seeing genuine Imaginations. We have Imaginations all around us in the forms of the plant world. But if we now ascend from the world of plants to that of animals, it is no longer sufficient for us to turn to the etheric. Here we must go a step further. In a sense we can say of the plant that it nullifies the physical and makes manifest the being of the etheric.
But when we ascend to the animal, we are not allowed to hold onto the etheric; we must imagine the animal form with the etheric now also nullified. Thus we can say that the animal nullifies the physical (the plant does this too) and also nullifies the etheric: the animal manifests that which can assert itself when the etheric is nullified. When the physical is nullified by the plant the etheric can assert itself. If then the etheric too, is only a filling, granules (again, a crude expression), then the astral, which is not within the world of ordinary space but works in ordinary space, can make its being manifest. Therefore we must say that in the animal the being of the astral is made manifest.
Goethe strove with all his power to acquire mobile ideas, mobile concepts, in order to behold this fluctuating life in the world of the plants. In the plants the etheric is before us because the plant, as it were, drives the etheric out onto the surface. The etheric lives in the form of the plant. But in animals we must recognize the existence of something that is not driven to the surface. The very fact that a plant must remain at the place where it has grown shows that there is nothing in the plant that does not come to the surface and make itself visible. The animal moves about freely. There is something in the animal that does not come to the surface and become visible. This is the astral in the animal, something which cannot be grasped by merely making our ideas mobile, as I explained previously, by merely showing how we move from form to form in the idea itself. This does not suffice for the astral. If we want to understand the astral we must go further and say that something enters into the etheric and is then able, from within outward, to enlarge the form—for example, to make the form nodular or tuberous. In the plant you must always look outside for the cause of the variation in form, for the reasons why the form changes. You must be flexible with your idea. But the merely mobile is not enough to comprehend the animal. To comprehend the animal you have to bring something else into your concepts. If you want to understand how the conceptual activity appropriate for understanding animals must differ from that for plants, then you need more than a mobile concept capable of assuming different forms; the concept itself must receive something inwardly, must take into itself something that it does not contain of itself. This something could be called Inspiration in the forming of concepts. In the organic activity that takes place below our breathing we remain in the activity, so to speak, within ourselves. But when we breathe in, we receive the air from outside; so too if we would comprehend the animal we not only need to have mobile concepts but we must take into these mobile concepts something from the “outside.” Let me explain the difference in another way. If we really want to understand the plant, then we can remain standing still, as it were; we can regard ourselves, even in thought, as stationary beings. And even if we were to remain stationary our whole life long we would still be able to make our concepts mobile enough to grasp the most varied forms in the plant world. But we could never form the idea, the concept of an animal, if we ourselves could not move about. We must be able to move around ourselves if we want to form the concept of an animal. And why? When you transform the concept of a plant (drawing 1) into a second concept (drawing 2) then you yourself have transformed the concept. But if you then begin running, your concept becomes different through the very act of your running; you yourself must bring life into the concept. That infusion of life is what makes a merely imagined concept into an inspired concept. When it is a plant that is concerned, you can picture yourself inwardly at rest and merely changing the concepts. But if you want to think a true concept of an animal (most people do not like to do this at all because the concept must become inwardly alive; it wriggles within) then you must take the Inspiration, the inner liveliness, into yourself, it is not enough to externally weave sense perceptions from form to form. You cannot think an animal in its totality without taking this inner liveliness into the concept. This conception of the animal was something which Goethe did not achieve. He did reach the point of being able to say that the plant world is a sum total of concepts, of Imaginations. But with the animals something has to be brought into the concept; with the animal we ourselves have to make the concept inwardly alive. In the case of a plant the Imagination is not itself actually living. This can be seen from the fact that as the plant stands in the ground and grows, its form changes only as the result of external stimuli, and not because of any inner activity. But the animal is, in a manner of speaking, the moving, living concept; with the animal we have to bring in Inspiration, and only through Inspiration can we penetrate to the astral. When, finally, we ascend to the human being we have to say that he nullifies the physical, the etheric, and the astral and makes the being of the I manifest.
With an animal we must say that what we see is really not the physical but a physically appearing Inspiration. This is the reason why, when the inspiration or breathing of a person is disturbed in some way it very easily assumes an animal form. Try sometime to remember some of the figures that appear in nightmares. Very many of them appear in animal forms. Animal forms are forms filled with Inspirations. The human I we can only grasp through Intuition. Truly, in reality, the human I can only be grasped through Intuition. In the animal we see Inspiration; in the human being we actually see the I, the Intuition. We speak falsely when we say that we see the physical body of an animal. We do not see the physical body at all. It has been dissolved away, nullified, it merely makes the Inspiration visible to us; and the etheric body has likewise been dissolved away, nullified. With an animal we are actually seeing the astral body externally by means of the physical and the etheric. And with the human being we perceive the I or ego. What we actually see there before us is not the physical body, for it is invisible—and so too are the etheric body and the astral body. What we see in a human being is the I externally formed, formed in a physical way. And this is why people appear to visual, external perception in their flesh color—a color found nowhere else, just as the I is not found in any other being. Therefore, if we want to express ourselves correctly, we should say that we can only completely comprehend the human being when we think of him as consisting of physical body, etheric body, astral body, and the I. What we see before us is the I, while invisibly within are astral body, etheric body, and physical body. Now, we really only comprehend the human being if we consider the matter a little more closely. What we see to begin with is merely the “outside” of the I. But the I is perceptible in its true form only inwardly, only through Intuition. But something of this I is also noticed by the human being in his ordinary, conscious life—that is, in his abstract thoughts which the animal does not have because it does not have an I. The animal does not have the ability to abstract thoughts because it does not have an I. Therefore, we can say that in the human form and figure we see externally the earthly incarnation of the I; and when we experience ourselves from within, in our abstract thoughts, there we have the I. But they are merely thoughts; they are pictures, not realities. If now we consider the astral body, which is present although nullified, we come to the member that cannot be seen externally but that we can see if we look at a person in movement and out of their movements begin to understand their form. Here we need to practice the following kind of observation: Think of a small, dwarflike, thickset person who walks about on short legs. You will understand his movement if you observe his stout legs, which he thrusts forward like little pillars. A tall, lanky man with very long legs will move very differently. Observing in this way you will see unity between movement and form. You can train yourself to observe this unity in other aspects of human movement and form. For example, a man with a forehead sloping backward and a very prominent chin moves his head differently than someone with a receding chin and a strikingly projecting forehead. Everywhere you will see a connection between the form and movement of a human being if you simply observe him as he stands before you and get an impression of his flesh, of its color, and of how he holds himself when in repose. You are observing his I when you watch what passes over from his form into his movements and back again into his form. Study the human hand sometime. How differently people with long or short fingers handle their tools. Movement passes over into form, form into movement. Here you are visualizing, as it were, a shadow of the astral body expressed through external, physical means. But, you see, as I am describing it to you now, it is a primitive inspiration. Most people do not think of observing people who walk about, as, for example, Fichte walked the streets of Jena.17 Anyone who saw Fichte walking through the streets of Jena could also have sensed the movement and the formative process which were in his speech organs and which came to expression particularly when he wanted his words to carry conviction although they were in his speech organs all the time. Inspiration, at least in an elementary form, is required in order to see this. But when we see from within what we have thus seen from without, which I have told you is perceptible by means of a primitive kind of inspiration, what we find is, in essence, the human life of fantasy permeated with feeling. It is the realm where abstract thoughts are inwardly experienced. Memory pictures, too, when they arise, live in this element. Seen from without the I expresses itself, for example, in the flesh color but also in other forms, for example, in the countenance. Otherwise we would never be able to speak of a physiognomy. If, for example, the corners of one's mouth droop when one's face is in repose, this is definitely connected karmically with the configuration of one's I in this incarnation. Seen from the inside, however, abstract thoughts are present here. The astral body reveals itself externally in the character of the movements, inwardly in fantasy or in the pictures of fantasy that appear to the human being. The astral body itself more or less avoids observation, the etheric body still more so. The etheric body is really not visible from outside, or at most only becomes visible in physical manifestation in very exceptional cases. It can, however, become externally visible when a person sweats—when a person sweats the etheric body becomes visible outwardly. But you see, Imagination is required in order to relate the process of sweating to the whole human being. Paracelsus18 was one who made this connection. For him, not only the manner but the substance of the sweat differed in individual human beings. For Paracelsus, the whole human being—the etheric nature of the entire human being—was expressed in this way. Generally speaking, then, there is very little external expression of the etheric. Inwardly, on the other hand, it is experienced all the more, namely in feeling. The whole life of feeling, inwardly experienced, is what is living in the etheric body when this body is active from within, so that one experiences it from within. The life of feeling is always accompanied by inner secretion. To observation of the etheric body in the human being it appears that the liver, for instance, sweats, that the stomach sweats—that every organ sweats and secretes. The etheric life of the human being lives in this process of inner secretion. Around the liver, around the heart, there is a cloud of sweat, all is enveloped in mist and cloud. This needs to be understood imaginatively. When Paracelsus spoke about the sweat of the human being he did not say that it is only on the surface. He said rather that sweat permeates the whole human being, that it is his etheric body that is seen when the physical is allowed to fall away from sight. This inner experience of the etheric body is, as I have said, the life of feeling. And the external experience of the physical body—this, too, is by no means immediately perceptible. True, we become aware of the physical part of human corporeality when, for example, we take a child into our arms. It is heavy, just as a stone is heavy. That is a physical experience; we perceive something which belongs to the physical world. If someone gives us a box on the ears there is, apart from the moral experience, a physical experience, too—a blow, an impact. But as something physical it is actually only an elastic blow, as when one billiard ball impacts another. The physical element must always be kept separate from the other, the moral element. But if we go on to perceive this physical element inwardly, in the same way we inwardly perceive the external manifestation of the life of feeling, then in the merely physical processes we experience inwardly the human will. The human will is what brings the human being together with the cosmos in a simple, straightforward way. You see, when we look around us for Inspiration we find it in the forms of the animals. The manifold variety of animal forms is the basis for our perceptions in Inspiration. You will realize from this fact that when Inspirations are seen in their pure, original form, without being filled with physical corporeality, that these Inspirations can then represent something essentially higher than animals. And they can, too. But Inspirations that are present in the spiritual world in their pure state may also appear to us in animal-like forms. In the times of the old atavistic clairvoyance people sought to portray in animal forms the Inspirations that came to them. The form of the sphinx, for example, was intended to create a picture of something that had been seen in Inspiration. We are dealing, therefore, with superhuman beings when we speak of animal forms in the purely spiritual world. During the days of atavistic clairvoyance—and this continued in the first four Christian centuries, in any case, still at the time of the mystery of Golgotha—it was no mere symbolism in the ordinary sense, but a genuine inner knowledge that caused men to portray, in the forms of animals, spiritual beings who were accessible to Inspiration. It was in complete accordance with this practice when the Holy Spirit was portrayed in the form of a dove by those who had received Inspiration. How must we think of it today when the Holy Spirit is said to have appeared in the form of a dove? We must say to ourselves: Those people who spoke in this way were inspired, in the old atavistic sense. They saw him in this form as an Inspiration in that realm of pure spirit where the Holy Spirit revealed himself to them. And how would the contemporaries of the mystery of Golgotha who were endowed with atavistic clairvoyance have characterized the Christ? Perhaps they had seen him outwardly as a man. To see him as a human being in the spiritual world they would have needed Intuition. And people who were able to see his I in the world of Intuition were not present at the time of the mystery of Golgotha. That was not possible for them. But they could still see him in atavistic Inspiration. They would, then, have used animal imagery, even to express Christ. “Behold the Lamb of God!” was true and correct language for that time. It is a language we must learn to understand if we are to grasp what Inspiration is, or to see, by means of Inspiration, what can become manifest in the spiritual world. “Behold the lamb of God!” It is important for us to recognize once again what is imaginative, what is inspired, and what is intuitive, and thereby to find our way into the language that echoes down to us from olden times. In terms of the ancient powers of vision this way of language presents us with realities. But we must learn to express such realities in the way they were still expressed, for example, at the time of the mystery of Golgotha, and to feel that they are justified and natural. Only in this way will we be able to grasp the meaning of what was represented, for example, over in Asia as the winged cherubim, in Egypt as the sphinx, and what is presented to us as a dove and even as Christ, the Lamb. In ancient times Christ was again and again portrayed through Inspiration, or better said, through inspired Imagination.
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