51. Philosophy, History and Literature: History of the Middle Ages IX
28 Dec 1904, Berlin |
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Whatever spiritual life was felt in those days was drawn together in the cities. Art also blossomed in the medieval cities under the influence of the free bourgeoisie. In Venice, the Hall of Clothiers is painted by Titian. A new form of warfare also emerged. |
So the 15th and 16th centuries of medieval life is under the influence of urban life. Another current went alongside it. What we understand today as great politics was related to this other current. |
Also when we consider the second crusade, undertaken in 1147 by Emperor Conrad III at the instigation of Bernard of Clairvaux, we see the same phenomena. |
51. Philosophy, History and Literature: History of the Middle Ages IX
28 Dec 1904, Berlin |
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We have seen how the life of the Middle Ages developed in the cities. We have come to the point where public life takes place mainly in the life of cities. Originally the inducement to settle in the cities was the oppression of the country people and the spread of commerce. We have seen how those who escaped their oppressors or devoted themselves to trade settled either in a bishop's see or in some other site of medieval power. At first, the part of the population that inhabited the cities was not in a pleasant position; they had to pay dues to their former lord of the manor, supply weapons, clothes and so on. Those who had moved to the cities and devoted themselves to trade, as well as those who were royal, episcopal or other officials, at first formed the actually free privileged classes. But more and more the privileges of the officials and the merchants who formed the patriciate were taken away from the privileged by those who lived depressed. On the Rhine in southern Germany, this equality was won in the 13th and 14th centuries. Kings and emperors reckoned with it. Earlier the wandering kings had held court soon here soon there, now they settled in the cities. The rulers had to reckon with the cities, they found in them reason to develop their own power. Therefore, certain rights were given to the cities, jurisdiction, right to mint coins and so on. In this way their power grew more and more. A democratic element was now formed in Germany. In the past, the basic nobility, the feudal nobility, had given the time its certain character. Instead, something new has arisen. More and more privileges were eliminated in the cities. Instead of making general observations, let us turn to specific examples. Cologne had long been an important trading city, the seat of a powerful clergy; in the spiritual sphere, too, the cities were becoming a power. There, the subordinate class soon acquired equal rights with the patrician class, a kind of constitution, the oath book, in which was recorded what rights each individual had. The guilds, of which there were twenty-two in Cologne, had joined together, and before the 14th century they had also been dependent on the patricians here. Now, in 1321, these conquered equal rights. The city council was not only composed of patricians, but the members of the guilds had equal voting rights. In order to make this council as democratic as possible, the members were always to be elected for only half a year, after which they were to be ineligible for three years. With the implementation of the democratic principle, the interest of the individual citizen in the flourishing of the cities also grew. Until the 12th century, such cities were not much other than dirty villages with thatched houses. But we see them growing in quite a striking way in a few years. Every man is now a citizen, and with the participation of the individual grows the prestige and beauty of the city. What the cities indicated had a determining effect also on the whole high politics. What could interest cities like Hamburg, Lübeck, Cologne politically, as kings and dukes used to do outside? When the cities began to do politics, it was done in the urban way. Wide areas allied to protect their urban interests. Such powerful alliances of cities were first formed in northern Germany, and later the northern Italian cities also formed such alliances. The German cities also gained significant influence abroad; in Bergen, in London they had their powerful guildhall. As the princes had to decide to grant the cities the right to such politics, so the cities also gradually became the center of a new culture. A material culture, to be sure, but one that led to the settlement of wider areas. New cultural centers were formed, in which a lively trade with the northern countries, especially with Russia, flourished; the legendary Vineta was such a trading center. We see how trade policy developed, powerful trade routes emerged, along the Rhine, through northern and central Germany, with important trading cities such as Magdeburg, Hildesheim, Erfurt, Breslau and so on. From these alliances of cities emerged what is called the Hansa. In the course of time, it became necessary to pursue not only trade but also war policy. In the background lurked enemies, the knights and dukes, who enviously followed the development of the cities. The cities had to surround themselves with walls and defend themselves against their enemies. Thus they became more and more powerful cultural centers, also centers of spiritual life. Whatever spiritual life was felt in those days was drawn together in the cities. Art also blossomed in the medieval cities under the influence of the free bourgeoisie. In Venice, the Hall of Clothiers is painted by Titian. A new form of warfare also emerged. By the application of the powder, whose use was known already earlier in the Orient, but was found only now for Europe, a new, the democratic form of the fight arises opposite to the single fight of the armored knights. The use of gunpowder continues to develop. First there were crude blunderbusses and mortars, but soon more perfect weapons were invented, especially by Kaspar Zöllner in Vienna. What developed especially in the cities in connection with the spirit of ecclesiastical life is of special importance for the progress of culture. We have seen how the highest ecstasy of the religious enthusiasm presents itself in the crusades. We have seen how German mysticism blossomed, especially on the Rhine, how the brothers of the common life cultivated a deep piety completely independent of Rome. Two different currents of time now confront us: on the one hand, the bourgeois is concerned with the elevation of material life; on the other hand, we see here a spiritual life directed inwardly. In the early Middle Ages, material and spiritual life were closely intertwined; the prosperity of its fruits, like his religious feeling, the peasant believed to be supported and blessed by the church. Now that personal efficiency came to the fore, these directions split. The peculiar architectural style of the Middle Ages, mistakenly called Gothic, came from the south of France, originated in areas where lived such pious heretics as the Cathars, the Waldenses, who strove to deepen the inner life and break with the lavish life of the bishops and the clergy. A peculiar spiritual life spreads from there; German mysticism is strongly influenced by it. What a profound influence this attitude had on the outer form of these churches is evident from the fact that all these Gothic minsters possessed a mystical decoration in the marvelous stained-glass windows. This art, which was completely lost in the 17th century, was not artistic allegory, but the symbols that were painted there really exerted a mystical influence on the crowd when the sunshine shone through them into the dim high churches. This type of construction was closely related to the conditions of the medieval cities; the town hall and the guildhall were also Gothic. The city, which was surrounded by walls, was dependent on expanding within these walls, the Romanesque architectural style was not sufficient for this. This is how the towering Gothic churches came into being, an expression at the same time of the inwardness of the life of the time; the dances of the dead that often adorned them brought to mind the transience of everything earthly. In caring for the cleanliness and beauty of their city, the citizens find a noble way to keep their name in the memory of their fellow citizens. Especially beautiful fountains are erected everywhere. We see that at that time something comes into being which acquired special importance in the Middle Ages, the public baths, which were not lacking in any town. In the later Middle Ages, these baths gave rise to moral outrages and for this reason were eradicated by Protestantism. But this civic spirit went even further, it intervened in public life by creating charitable institutions that can still be considered models today. And these charitable institutions were also urgently needed, because in the 14th century Europe was afflicted by severe plagues, famines, leprosy, the plague or, as it was called at that time, "the black death". But medieval man knew how to counter this. Infirmaries, hospitals, and priests' houses were built everywhere, and even strangers were cared for in the so-called slum hostels. Misery was then synonymous with stranger and only later acquired a different meaning. In addition to these bright sides of medieval life, there were, of course, some dark ones. Above all, the harsh treatment of all those who did not belong to a fixed community. They were outcasts, something for which the cities did not pay. All those who did not belong to the guild had to suffer bad treatment. Especially the "traveling people". The name "dishonest people" was created at that time, a terrible name for the traveling people. The dishonest people included all kinds of professions, actors, jugglers, shepherds and so on. They were not allowed to join the guilds, they could not show themselves anywhere without the risk of being tortured. The same happened to the Jews. The prejudice against them is not very old. In the early Middle Ages we find many Jews recognized as scholars. In later times they met the money needs of princes and knights. Due to the peculiar conditions of the Middle Ages, they attained the position of money lenders, which stood between commerce and usury and earned them hatred. However, the kings' need for money always gave them certain rights; this activity earned them the strange name of royal chamberlains. Another dark side was the judicial system, the criminal law that necessarily came up with the Middle Ages. In earlier times, justice was really related to revenge, either a damage should be repaired, or revenge should be taken. The concept of punishment did not exist, it came up only now. Roman legal concepts were becoming established. Judicial power was a valuable prerogative of a city and the citizens were proud not only of their churches and walls, but also of their high court. Often the harshest punishments were imposed for the most trivial of causes. So the 15th and 16th centuries of medieval life is under the influence of urban life. Another current went alongside it. What we understand today as great politics was related to this other current. This is the movement known as that of the heretics or Cathars. You can gauge the extent to which this took hold if you consider the fact that in Italy in the 13th century there were more heretics than orthodox. Here also lay the real conflict that led to the Crusades. When at the church meeting in Clermont in 1095 the decision was taken to launch them, it was not only riffraff, no, it was also decent people who set out in disorderly crowds under Peter of Amiens and the knight Walter von Habenichts for the promised land. It was a papal enterprise, it was not merely born of enthusiasm. It was a matter of the papal influence being pressed by the heretics. The pope's endeavor was, what actually took place, to thus create a drain for the heretics. In the first real crusade, it was largely heretics who set out. This is also evident from the person of the leader. Gottfried von Bouillon was of a decidedly anti-papal disposition, as can be seen from his previous life. For when, at the instigation of Pope Gregory, a counter-king was set up against Henry IV in the person of Duke Rudolf of Swabia, Gottfried of Bouillon fought on the side of Emperor Henry and killed Rudolf of Swabia. It is necessary to see what it was about for him, but which did not come to execution: to found an anti-Rome in Jerusalem. That is why he called himself only "Protector of the Holy Sepulchre" and tried to raise the flag of anti-Roman Christianity in Jerusalem with unpretentious modesty. After the Crusades, the Ghibelline party arose from the representatives of such views; opposite them, on the side of the Pope, stood the Guelfs. Also when we consider the second crusade, undertaken in 1147 by Emperor Conrad III at the instigation of Bernard of Clairvaux, we see the same phenomena. These crusades had no further significance in themselves, they only showed what spirit was blowing through the world. Barbarossa, who undertook five Roman campaigns against the Pope and the northern Italian cities that sided with him, in order to force them down, was forced to grant them independence in the Peace of Constance after he failed to take their fortress of Alessandria. The German papal party was composed especially of the princely families who had remained behind from the old nobility. Henry the Proud and his son Henry the Lion fought for the old ducal power against the imperial power. Usually, by marriage with an emperor's daughter, these recalcitrant princes were then bound to the imperial power. By the enfeoffment of relatives of the emperor with finished dukedoms such rearrangements of the power relations were brought about again and again in the consequence. Emperor Frederick Barbarossa undertook the third crusade, which also led to no real successes, but which became important through the Kyffhäuser saga, which tied itself to it. Those who can read legends know that they are dealing with one of the most important ones. It did not originate from the soul of the people, as it is usually said, because only the individual wrote poems and then what he produced spread among the people, as it also happens with the folk song, of which professors claim that it originates directly from the people and does not come from the heads of individuals. The legend originated from the mind of a man who knew how to use symbols that had a deep meaning, such as the cave in Kyffhäuser, the ravens and so on. It is one of the legends that can be found all over the world, a proof that there is something similar everywhere. The Barbarossa saga is a very important saga from the point of view of cultural history. - Rome was in the church the advocate of what resulted from the, the Germanic spirit in connection with Christianity imposed external accessory. - In a grotto the emperor was supposed to be hidden. From time immemorial grottoes were secret places of worship. Thus the Mithras service was generally held in grottoes. In this worship, Mithras was depicted on the bull, the symbol of the lower animal nature, which was overcome by Mithras, the predecessor of Christ. In the Kyffhäuser legend, the emperor hidden in the rocky grotto became the advocate of that which turned against Rome and its influence in German spiritual life. How much there is in this legend! A pure Christianity, longed for by many at the time, was to emerge from hiding when the time came. It was under the Hohenstaufen Emperor Frederick II that the Mongol invasion occurred that devastated Europe. It is not a history of the Hohenstaufens that I wish to give you here, only to hint at what developed from the Crusades: expanded trade relations, a revival of the sciences and arts through contact with the Orient. What the crusaders gained in new experiences and goods, they brought back home. It was also then that the two great monastic orders came into being that became of particular importance for spiritual life, the Dominicans and the Franciscans. The Dominicans represented the spiritual direction known as realism, while the Franciscans leaned toward nominalism. In the Holy Land also happened the foundation of the spiritual orders of knighthood; the Order of St. John was initially founded for the care of the sick. From a similar mood to that which I have described to you as that of Gottfried von Bouillon, the second order of knights, that of the Templars, emerged. Its real aims were kept secret, but through intimate agitators the order had soon become very powerful. An anti-Roman principle prevailed in it, as was also evident in the Dominicans, who were often in complete opposition to Rome; thus they were in violent opposition to the Pope on the dogma of the Immaculate Conception. The Templars sought to purify Christianity. Referring to John the Baptist, they advocated an ascetic tendency. Their acts of worship were so hostile to the church out of resistance to the Roman secularization that it is not appropriate to speak about it publicly today. The order had become very inconvenient to the clergy and princes because of its power, it had to suffer severe persecutions and perished after its last Grand Master, Jacob of Molay, had suffered martyrdom with a number of brothers of the order in 1314. The "German Order of Knights" was also of similar origin. With the Order of the Brothers of the Sword, which joined it, it made it its special task to convert the areas of Europe that still remained pagan, especially in the East, from its headquarters in Marienburg. From the reports of contemporaries, one gets a strange picture of the inhabitants of the areas that today form the provinces of East and West Prussia. Albert von Bremen describes the old Prussians as complete heathens. Among this people, of whom it is not exactly certain whether they were of Germanic or Slavic stock, are found the old pagan customs of eating horse meat and drinking horse blood. The chronicler describes them as pagan cruel people. Before coming into contact with the German knights, the Brothers of the Sword had especially aspired to worldly violence. One can only construct the development. Although the cities had formed, a part of the ducal power and the robbery knighthood had remained. It was not enthusiasm for Christianity, but mere egoism that caused the remnants of the feudal nobility to gather in these two German orders of knights. In these areas, no significant influence of the cities was felt. The other two Christian orders were compounds of those who were not connected with Rome. If you study the historical sources, you will often find alliances between them and the cities. Besides these two currents of urban development and deeper religious life, we see that the imperial power lost all importance. In the years 1254 to 1273 there was no bearer of imperial power in Germany; the imperial dignity was temporarily sold to foreign princes, one of whom, Richard of Cornwall, came to Germany only twice, while the second, Alfonso of Castile, never entered it at all. When at last one again proceeded to a proper election of emperors, the endeavor was not to establish any central imperial power or to attempt once more to create an imperial power, but the desire was decisive to bring order with regard to the robber baronry. So they chose Count Rudolf of Habsburg. If one is to ask what he and his successors did for the empire, it would be difficult to say, for they were not active in public affairs. They were busy establishing their domestic power. Thus, after the death of Duke Heinrich Jasomirgott, Rudolf of Habsburg granted Lower Austria to his son and thus established the Habsburg house power. His successors sought to increase this power by conquests and especially by marriage treaties, and no longer cared about anything connected with general interests. You see what was really significant for the further development: the events that resulted in the medieval conditions what finally led to the great discoveries and inventions at the end of the Middle Ages. We see the cities with powerfully rising, but secularized culture; in the church we see the divorce, the schism, the separation; out of this current the last act of the medieval drama dawns, we see the twilight of the Middle Ages, the dawn of a new time. |
51. Philosophy, History and Literature: History of the Middle Ages X
29 Dec 1904, Berlin |
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The endeavor to increase one's own house power continues under the following emperors; thus Adolf of Nassau seizes a large part of Thuringia, which he wrests from the weaker princes. |
Emperor Charles IV united Brandenburg, Hungary and Bohemia under his household power. The imperial dignity has become a titulature, the emperors are content to administer their private lands, the imperial title is bartered away by the princes. |
The receptivity was prepared for the expansion of the field of vision. Under the influence of such moods the secularization of arts and sciences developed, and thereby the period of inventions and discoveries. |
51. Philosophy, History and Literature: History of the Middle Ages X
29 Dec 1904, Berlin |
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We are progressing more and more in the contemplation of history to the times when the great inventions and discoveries happened in the 15th century. The new time begins. For a historical consideration this new time has special interest; in characteristic features the transition to the great state formations of Europe takes place. We have seen how from the feudal power the transition to the modern princely power develops. On the one hand it means a reaction of old remnants from earlier times and only in a certain way a renewal. That which remained of the old claims of princes and dukes, what was left, gathers its forces again and determines the map of Europe through its family private relations. The landed property had been replaced in its domination by the cities, the bourgeoisie flourished and all the real cultural factors emanated from the cities. The emperorship had sunk to a shadow power; after a long interregnum Rudolf of Habsburg was elected, but the emperor had become very unnecessary in the empire; he hardly needed to be seen there. The Habsburg dynasty only endeavored to increase its domestic power through this imperial power, wherever rights remained to it outside the power of the cities. It is a simple process that takes place here, also the rest - princes and dukes - gather what remained to them to strengthen their house power, creating the basis for large political territories. The Mongol invasion, later the invasions of the Turks, give rise to this. Only larger princes are able to defend their territories; the smaller ones join the more powerful one and thus form the basis for future states. The new emperor meant very little. As mentioned, Rudolf of Habsburg was only anxious to establish a domestic power. After overcoming Ottokar of Bohemia, his son was enfeoffed with his lands, and later the Habsburg house power was strengthened by always marrying new territories to it. Only the process of all these purely private undertakings can interest us, that it came to the uprising of the Swiss Confederates, who wanted to be free from the claims, which the successor of Rudolf of Habsburg, Emperor Albrecht I, made on them. Through hard struggles they obtained to be dependent only on imperial power - imperial immediacy; they did not want to know anything about princely power. The endeavor to increase one's own house power continues under the following emperors; thus Adolf of Nassau seizes a large part of Thuringia, which he wrests from the weaker princes. Albrecht of Austria and his successor Henry of Luxembourg also seek to enrich themselves in this way, the latter by marrying his son to a Bohemian princess. This is a typical case of the development of the conditions of the time. This current continued under new growth of ecclesiastical power, but at the same time there was also a growth of the current that wanted to have nothing to do with the Church. The teachings of the Waldenses or Cathars had a stirring effect, there were tremendous struggles against the reemerging princely power. The situation of the peasants, which had been lifted by the emergence of the cities, now became more and more oppressive because of the feudal and robber baronies, the bishoprics and abbeys, to which they had to be in thrall. The cities had had a time of bloom, at that time the principle had applied: City air makes free. - But in the course of time many cities had become dependent, especially the Hohenstaufen had succeeded in bringing many cities into dependence. Now the cities tried to keep off further influx, they made an end of it and looked for princely protection. As a result, the peasant population became more dependent on their landlords. The mood of the oppressed was stirred up by the Waldensians and heretics, for whom the church was no longer sufficient. The cry for freedom and the Christian-heretical mood went hand in hand; religious sentiment merged with political movement and this popular mood found its expression in the peasant wars. Whoever wants to grasp this spiritual heretic mood independent of external church and princely power, must realize that especially in the Rhine regions - "the Holy Roman Empire's alley of the priests" - hard battles were waged by the princely power against this current for decades. Popular preachers, especially those from the Dominican Order, resisted, and even fought, because they did not want to submit to the oppression of the people by the papal power. They do not agree with the political expansion of power of the papacy and the expansion of the power of the princes. The French kings saw in the papacy a support in the struggle with the German princely power. So the pope was led to Avignon and during about seventy years the popes had their seat there. Henry of Luxembourg fought with the Pope, to whom the King of France lent his support. Thus, from Avignon, from France, the pope now dominates Christendom, and as the princes increasingly assert their power over their feudatories, so the popes strive for ever greater extension of their authority. The secular clergy, the power-owning abbeys and bishoprics were dependent on the pope. Meanwhile, the princes arbitrarily shaped the map of Europe. Emperor Charles IV united Brandenburg, Hungary and Bohemia under his household power. The imperial dignity has become a titulature, the emperors are content to administer their private lands, the imperial title is bartered away by the princes. If we want to understand the real history, we must keep in mind how the great change from the Middle Ages to the new age consisted in the princes using for their private interests that discontented mood; the states that are formed we see spreading their tentacles over a centuries-old popular current, and it is this current for religious liberty that is used first to fight the papacy and to stop its power, and then to creep itself into that position of power. That current developed at the bottom of the popular soul; it aspired to something quite different from what the Reformation then brought. The secularized clergy had become as much of an oppressor as the secular princes. The urban population, in their egoism, did not feel compelled to side with the oppressed; only when their own freedom was threatened did they endeavor to preserve it. Thus, in the Swabian League of Cities and in the Palatinate, they did not succeed after all, so that new princely power emerged here as well. Already during the reign of Emperor Sigismund there was an outbreak in Bohemia in a peculiar religious movement. A movement that spread among a man who - one may acknowledge or deny what he represented - nevertheless relied only on his own conviction; a conviction that was based on the purest will, on the fire in his own breast. This man was John Hus of Hussonetz, the preacher and professor at the University of Prague. Based on something that was spreading throughout Europe - for even before that, in England, through Wiclif, the establishment of original Christianity had been urged - but which received special splendor through the fiery eloquence of the outstanding man, Hus found approval everywhere. Everywhere his words found acceptance, because one only had to point out the shameful behavior of the secular clergy, the sale of the bishoprics and so on. They were heartfelt words, because they proclaimed something that went through the whole of Europe as a mood and only emerged where a personality was found to give it expression. Through the popes and the counter-popes, the church had fallen into disarray; the popes themselves had to do something. Thus the Council of Constance was convened. It constituted a turning point in medieval life. A transformation into a pure church was sought. This project set in motion a lively opposition. Political motives played a part, and Emperor Sigismund himself was keenly interested. The worst abuses of the church were to be corrected, for the clergy was completely neglected, and incredible abuses had also broken out in the monasteries. In Italy, Savonarola had begun his powerful agitation against the secularization of the Church. The council also wanted to settle accounts with this. The president of the Council was Gerson, the head of the University of Paris, a second Tauler for the Romance countries. This fact was significant for the outcome of the Council, because with the help of Gerson it had become possible for the emperor to wrest the leadership from the popes and to put an end to Hussitism. Because this current had nothing to do with the development of political power, but arose from the deepest soul of the people, it was so dangerous for the spiritual and especially for the secular rulers. It is not Rome alone, it is the emerging princely power to which Hus fell victim. The Hussites waged their war for a republican Christianity not only against the church, it was waged against the approaching princely power. But in Protestantism this power allies itself with religious discontent in order to exploit it for its own purposes. The deeds of the successors of Hus were thus condemned to death that the princely power had triumphed. Otherwise, the emperors did not have special power in those times: the emperor Frederick II, for example, was commonly called the "useless emperor." This gives us a picture of the peculiar development in that time. In the more and more emerging cities a flourishing life, whereas there, where the feudal power asserted itself, continuously increasing oppression; in the field of deeper religious life at the same time, influenced by these two factors, a strong movement, as it emerged in the appearance of a Wiclif, a Hus. Italy offers us a brilliant picture of that urban life in its city republics; in Florence, for example, it was the Medicean merchants who had a fundamental effect on the culture of Italy. All these cities were authoritative cultural factors. So you will understand that the means by which one otherwise attained power were no longer sufficient. In the Middle Ages, except for the number of clergymen who worked in the monasteries and in civil service positions, no one had been able to read and write. Now this relationship has become different. Reading and writing are spread by the new currents that now flood over the masses. The great writing institutes spread in copies what was formerly forbidden to the people, and these copies were bought as later books: writings of the New Testament, popular science books, books of sagas, legends, heroes and medicines were thrown into the people in the 14th century. In particular, schools had been established everywhere by the Brothers of the Common Life, as already mentioned. Along the Rhine by name, what had formerly been hidden in monasteries was now brought to light. A formal transcription industry arose in Hagenau in Alsace, whose announcements, such as those of Lamberts, are similar to today's catalogs. A sustained manuscript trade also emanated from Cologne, and the Brothers of Common Life were also called "Brödder von de penne." Here we have the preparatory stage of the art of book printing. It arose from a deep need, it did not come into being as if shot from a gun, but was prepared by the fact that it had become a need, in that the books produced by copying were too expensive, but also the poorer classes of people demanded books. It was a means then of rousing the people. The men who led the peasants' cause at that time could only spread these pamphlets among the people by the fact that the conditions were favorable to them. Thus the peasants' alliances, the "Poor Conrad", the "Bundschuh" with the slogan: "We may not recover from priests and nobility" were formed at that time. The need for something new emanated from all sides, and when Gutenberg invented movable type around 1445, the means was given to be able to develop the cultural life of that time. The receptivity was prepared for the expansion of the field of vision. Under the influence of such moods the secularization of arts and sciences developed, and thereby the period of inventions and discoveries. Whereas formerly the church alone had been the bearer of the arts and sciences, now the cities and the bourgeoisie are the bearers of culture; from the former merely ecclesiastical culture it has been brought over and secularized. We come to the discoveries, which we can only briefly enumerate, which extended the scene of human history over vast unknown territories. In addition, there was the invasion of Greece by the Turks, through which the culture that still existed there gained influence on Europe. A great number of Greek artists and scholars emigrated to the other countries, namely to Italy, and found accommodation in the cities. They fertilized the spirit of the Occident. This reformation is called the Renaissance. Ancient Greece rose again, and only now could people get to know the scriptures on which Christianity was based. The ancient Hebrew Testament was read, thanks to Reuchlin in particular, and through him and Desiderius Erasmus of Rotterdam, the movement we know as humanism was set in motion. From the efforts initiated by these influences came the dawn of the new age. Something else resulted from the spread of Turkish violence. For a long time the Occident had been in contact with the Orient. Through the rule of the Italian cities over the seas, of which Venice was the center, it had been possible to bring the products of the Orient, especially Indian spices, to Europe. When the invasion of the Turks made the possibility of this connection more difficult for the merchants, the need arose to find another way to India around Africa. From Portugal and other southern countries, shipments went out to explore the areas around Africa, and Bartolomeo Diaz succeeded in finding the Cape of Storms, later Cape of Good Hope, and Vasco da Gama the sea route to India in 1498. This marked the beginning of a new era for European economic life, which culminated in the discovery of America by Columbus in 1492. But that belongs to the history of more modern times. So we have come to know the exit of the Middle Ages and the factors that lead over to a new time. Shaken we see the whole life in its foundations. And if one often thinks that the cuts in the historical view are chosen arbitrarily, this cut is really significant. It happened one of those "jerks", as we have been able to trace in the middle of the Middle Ages with the founding of cities, in the beginning with the migration of peoples. Now under the aegis of the city culture in connection of all these inventions with the great scientific conquest, which is the deed of Copernicus, a whole new culture is evoked. The secularization of the culture, a strengthening of the princely power is brought about by this current. Smaller areas had not been able to resist the devastating moves of the Turks, they had joined more powerful ones. The expansion of the great states is due to all these factors. In manifold pictures we have seen the conditions change, we have seen how the bourgeoisie arises, how it blossoms and how it is confronted with a dangerous opponent in the princely power. You know that the present is the result of the past, we shall therefore make history in the right way if we learn from the past for the present and the future in the way that comes to us in the saying of an old Celtic bard who says that it is the most beautiful music to him when he hears the great deeds of the past stirring and thrilling him. As true as it is that human existence is the most important phenomenon, and thus man himself the most worthy study, it is also true that man remains a great mystery to himself. When man realizes that he remains a mystery to himself, he will come to the right study. For only then will man face himself in right appreciation, when he knows that this is his secret: his own existence standing in connection with the all-being. This gives him the right basis for all his doing and acting. But if he wants to know something about this secret of his own existence, he must turn to science, which tells of his own striving. In world history we see how feelings and thoughts turn into actions. That is why we should learn world history, so that we can inspire our hopes, thoughts and feelings with it. Let us bring over from the past what we need for the future, what we need for life, for action! |
51. Philosophy, History and Literature: The Unity of the World
31 Mar 1902, Berlin |
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In doing so, it is particularly concerned with bringing the various points of view to an understanding and, if possible, to some reconciliation. He also strives for unity in that he wants to harmoniously combine science, philosophy, art and devotion. |
I now think that in this context, cause and effect mean nothing other than what we call development. We can understand the emergence of the effect from the system of its conditions as the further development of the cause. |
Thus I have overcome the contradiction between matter and spirit, which I unite by understanding all that is physical as experience, not, of course, as mere phenomenon for our senses, but as a way in which the eternal One experiences Itself. |
51. Philosophy, History and Literature: The Unity of the World
31 Mar 1902, Berlin |
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Discussion in the “Giordano Bruno League for a Unified World View” with a speech by Rudolf Steiner.
After these words of Kirchbach, Dr. Rudolf Steiner rose to give the following remarks: "I would like to stick closely to the question: What does a unified worldview mean in terms of its concept and values? In doing so, I am in direct opposition to the previous speaker. If I ask myself: From the standpoint of our modern natural science and spiritual science, are we justified in considering the world to be a unity? I have to say that we are, we are at least placed in the position of having to search for it. In the face of the manifold diversity into which the specialization of the sciences has undoubtedly led us, I ask: Where should we look for unity? To say from the outset that this or that must first be demonstrated as a unity seems to me to be the exaggerated demand of an extreme epistemology. For me, the pursuit of a unified worldview is justified by the simple fact that it is an indelible need of the human spirit that has existed at all times, perhaps more clearly in pre-Christian times, when it had not yet been suppressed by the dogmas and views of the church, which a union that seeks to build on Giordano Bruno's legacy has a particular duty to fight against. Meanwhile, I find that the results of the natural sciences also meet this need. Chemistry has found seventy elements and will perhaps increase this diversity; but at the same time it has found something very special: Between these elements, it has found certain relationships with regard to atomic weight, for example, according to which a scale of the elements can be constructed that is also a classification of these elements according to their acoustic, optical and other physical properties. From a gap in this scale, one has inferred missing elements, partially predicted their properties and actually discovered them afterwards. Thus the phenomenal elements, although different, nevertheless represent a great unity, which we can follow with the calculation. However, the chemist is forced to look for the unity elsewhere than in the brutal concept of a unified substance, namely in a system of lawful relationships. Professor Ostwald spoke out in this direction at a congress of natural scientists. Recently a journal has been founded to further develop the outdated materialism in this new natural philosophical sense. So we are standing in front of a new world view, which we cannot yet conclude, but to which a perspective has been opened up, and indeed a perspective on unity. The same applies to the uniformity of force. In terms of phenomena, we will probably never be able to trace electricity back to pure gravitation, but in the mathematical formula we use to calculate and convert it, we have something real and fundamental; and thus a perspective has been opened up for us regarding the unity of force. Without wanting to take the exact position of Goethe's metamorphosis theory, which was the first to seek a unifying principle in the organic realm, I do think, however, that it also represents an important step towards a unified world view. Added to this is the biogenetic law, according to which every being, in its embryonic development, once again passes through the forms of the species from which it originated. Since it has become possible to produce organic substances in the laboratory, we are offered a clear prospect of unity here as well. If one does not want to demand unity in the phenomenal, this perspective shows us where to look for the monon. And it is becoming increasingly clear to us what all great philosophers had no doubt about: that what we experience in the external world is equivalent to what we experience in the mind. If we proceed from external to internal experience, we will arrive at a unified world view. For those seeking unity, the last decades of science are quite comforting, for from all fields elements are flowing to them that open up a unified worldview. Its value lies in the fact that it satisfies a spiritual need, which, just as necessary as air and light, belongs to the happiness of a spirit that develops this need within itself.
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51. William Shakespeare
06 May 1902, Berlin Translated by Frank Thomas Smith |
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His plays reveal that they were written by a man who had a thorough knowledge of the theatre and the deepest understanding for theatrical effects. That Shakespeare himself did not publish his plays was simply in keeping with the general custom at his time. |
The hold of Shakespeare's plays on his audience was proved by a performance of Henry V under the direction of Neuman-Hofer at the inauguration of the Lessing Theatre. It did not fail to produce a powerful impression in spite of an extremely bad translation and poor acting. |
The fact that Shakespeare's fame spread so quickly proves that he found an audience keenly interested in the theatre, that is to say, with a certain understanding for the representation of the personality as offered by Shakespeare. Shakespeare's chief aim was to describe individual characters, and he was far from presenting to his audience an ethical or moral idea. |
51. William Shakespeare
06 May 1902, Berlin Translated by Frank Thomas Smith |
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According to a remark by the famous writer Georg Brandes, we should include Shakespeare in the German classics. And if we consider the enormous influence Shakespeare has had on Goethe, schiller and the development of German literature in general since he was rediscovered in the middle of the eighteenth century, especially through Lessing, we must agree with that remark – especially in view of the excellent translations of his work by Schlegel and Tieck. A legend has arisen about Shakespeare and whole libraries have been written about each of his works. Academics have given many interpretations of his plays, and finally a number of writers have decided that an uneducated actor could not have produced all the thoughts which they discovered in Shakespeare's works, and they became addicted to the hypothesis that not William Shakespeare, the actor of the Globe Theatre, could have written the plays which bear his name, but some other highly learned man, for example Lord Francis Bacon of Verulam, who in view of the low estimation of literary activity at that time, borrowed the actor's name. These suppositions are based on the fact that no manuscripts written by Shakespeare's hand have ever been found; they are also based upon a notebook discovered in a London library with single passages in it which are supposed to correspond with certain passages in Shakespeare's plays. But Shakespeare's own works bear witness that he is their author. His plays reveal that they were written by a man who had a thorough knowledge of the theatre and the deepest understanding for theatrical effects. That Shakespeare himself did not publish his plays was simply in keeping with the general custom at his time. Not one of his plays was printed during his lifetime. They were carefully kept under wraps; people were to come to the theatre and see the plays there, not read them at home. Prints which appeared at that time were pirated editions, based on notes taken during the performances, so that the texts did not completely correspond to the original versions, but were full of errors and mutilations. These partial omissions and mistakes led certain researchers to claim that Shakespeare's plays, as they were then available, were not works of art of any special value and that originally they must have existed in quite a different form. One of these researchers is Eugen Reichel, who thinks that the author of Shakespeare's plays was a man with a certain definite worldview. But such opinions are contradicted by the fact that the plays, in the form in which they now exist, exercise such an extraordinary influence. We see this great effect in plays that have undoubtedly been mutilated, for example in Macbeth. The hold of Shakespeare's plays on his audience was proved by a performance of Henry V under the direction of Neuman-Hofer at the inauguration of the Lessing Theatre. It did not fail to produce a powerful impression in spite of an extremely bad translation and poor acting. Shakespeare's plays are above all character dramas. The great interest which they arouse does not so much lie in the action, as in the wonderful development of the individual characters. The poet conjures up before us a human character and unfolds his thoughts and feelings in the presentation of an individual personality. This artistic development, which culminated in Shakespeare, was made possible by the preceding phase of cultural development: the Renaissance. Shakespeare's character-dramas could only arise as a result of the higher estimation of the individual during the Renaissance. During the early middle ages we find, even in Dante and in spite of his strong personality, the basic expression of the Christian ideas of that time. The Christian type of his time, not the individual human personality, appeared in the foreground. This was the general conception. The Christian principle had no interest in the individual personality. But little by little a new worldview aroused interest in the Individual human being. Only gradually did a new interest in the individual arise by means of the different viewpoint. The fact that Shakespeare's fame spread so quickly proves that he found an audience keenly interested in the theatre, that is to say, with a certain understanding for the representation of the personality as offered by Shakespeare. Shakespeare's chief aim was to describe individual characters, and he was far from presenting to his audience an ethical or moral idea. For example, the idea of tragic guilt, as found in Schiller's dramas, who thought that he had to encumber his hero with it in order to justify his downfall, does not exist in Shakespeare's plays. He simply allows the events to take their course consistently, uninfluenced by the idea of guilt and atonement. It would be difficult to find a concept of guilt in this sense in any of his plays. Shakespeare also did not intend to present a certain idea, not jealousy in Othello or ambition in Macbeth, no, simply the definite characters of Othello, Macbeth, or Hamlet. Just because he did not burden his characters with theories was he able to create such great ones. He was thoroughly acquainted with the stage, and this practical knowledge enabled him to develop his action in such a way as to thrill an audience. In the whole literature of the world there are no plays which are so completely conceived from the standpoint of the actor. This is a clear proof that Shakespeare, the actor, has the merit of having written these plays. Shakespeare was born in Stratford in 1564. His father was in fairly good circumstances, so that his son was able to attend the Latin grammar school in his hometown. There are many legends about Shakespeare's youth. Some say that he was a poacher and led an adventurous life. These things have been adduced against his authorship, yet these very experiences could only enrich his dramatic creation. Even the fact that in spite of his good education he was not encumbered with higher academic study, gave him the possibility to face things more freely and in a far more unprejudiced way. The poet's adventurous nature explains to some extent some of the greatest qualities in his plays: the bold flight of his fantasy, his sudden transformations in the action, his passion and daring, all bear witness to a life full of movement and color. In 1585, when Shakespeare's financial conditions were no longer in a flourishing state, he went to London. There he began his theatrical career in the most menial way, by holding the horses of the visitors while they were enjoying the performance. He then became supervisor of a number of such boys who had to hold the horses' reins, and was at last admitted to the stage. In 1592 he played his first important role. His fame soon began to spread—both as an actor and as a dramatist—and his conditions improved, so that in 1597 he was able to buy a house in Stratford. After he became part-owner of the Globe Theatre he was a wealthy man. The plays written during Shakespeare's first period: Love's Labour Lost, As You Like It, etc., do not differ so greatly from the plays of his contemporaries, of Marlowe and others; their expressive power, their purity and naturalness were moreover impaired by a certain artificial note which was the fashion in those days. The great character-plays, which were to establish his fame for all time, followed: Othello, Hamlet, Macbeth, King Lear, Julius Caesar. Some of Shakespeare's biographers and commentators wish to deduce from certain of his later plays troubled experiences which embittered him. But in Shakespeare's case this is difficult to establish, because his identity withdraws behind his characters. They do not voice his thoughts, but they all think and act in accordance with their own disposition and character. It is consequently useless to ask what Shakespeare's own standpoint may have been on certain difficult questions. For it is not Shakespeare, but Hamlet who broods over the problem of “to be, or not to be”, who recoils from his father's ghost, just as Macbeth recoils from the witches. Whether Shakespeare believed in ghosts and witches, whether he was a churchgoer or a freethinker, is not the point at all: He simply asked himself: how should a ghost or a witch appear on the stage so as to produce a strong effect upon the audience? The fact that this effect is undiminished today proves that Shakespeare was able to answer this question. We should not forget that the modern stage is not favourable to the effect which Shakespeare's plays can produce. The importance which is now attributed to props, costumes, the frequent changes of scenery, etc. diminish the effect which is to be produced by the characters in the plays—for this remains the chief thing. In Shakespeare's time when a change of scenery was simply indicated by a notice-board, when a table and a chair sufficed for the furniture of a royal palace, the effect produced by the characters must have been much greater than today. Whereas in the modern theater so much depends on scenery, props, etc., when the playwright usually gives a detailed description of the scenery so that the effect of his plays may be handicapped by bad staging, Shakespeare's plays leave a strong impression, even when performed badly. And when a times comes in which we again see the essential more than is the case today, will the effect of Shakespeare's art be ever greater: through the power of characterization which remains alive and unequaled through the centuries. |
51. Philosophy, History and Literature: Truth and Science
07 May 1902, Berlin |
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One wonders: can we speak of truth in the sense of scientific truth, of agreement with the given reality, which is always in the material small print, if it is to be the content of a world view, or does it, as a world view , does it lead beyond the purely objective truth in a similar way to the poetic truth according to the view of those who understand it in the Goethean sense, as the poetic truth leads beyond the immediate naturalistic truth? Such approaches can be found in many forms today, to the delight of those who see truth in living life, and to the horror of fact fanatics like Tycho de Brahe or Haeckel's opponents. |
51. Philosophy, History and Literature: Truth and Science
07 May 1902, Berlin |
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An introductory lecture by Rudolf Steiner: “Before which forum can a decision be made regarding ‘a unified worldview?’ — An attempt at an answer to the question of ‘Truth and Science’ ”; followed by discussion. Dr. Rudolf Steiner, as speaker: I was once inspired to pose our question “Before which forum must a unified worldview be decided?” by the earlier discussions of our association, which, after all, wants to cultivate a monistic worldview, and also by my personal involvement in the dispute over Haeckel's “Welträtsel” (World Riddle). Here in the group, the questions were often considered: What is the essence of a unified worldview, what is its value, do we actually have the right to speak of a specifically monistic one? It was emphasized once that according to the present standpoint of science we have no right to speak of unity in material respects, and on another occasion Dr. Penzig explained that in the striving after a unified world picture embracing the whole of nature and the spiritual world one could not but round off the objective picture given by the individual sciences, thus forcing the facts. Even then I noticed that the greatest advances often originated from such supposed falsifications. The Copernican system, for example, was a “falsification” of the facts available for its time, just as the Lamarck-Darwin theory of evolution is nothing more. Just as Tycho de Brahe provided the only possible world view for his time, so it is easy for the fact fanatic, who does not want to go beyond the objectively given facts with his thinking, to prove the “falsifications” that Lamarck-Haeckel's theory of evolution contains according to the current state of science. Nevertheless, I believe that, like Copernicus, Haeckel will be proved right. At the time, I strongly supported the much-debated “Welträtsel” because I admired the consistency and extreme boldness with which a mind creates and “falsifies” a world view from a one-sided point of view. Although my basic philosophical views are only opposed to his in what he fights against in them and agree with him in what he presents positively. At the same time, however, I was described as one of Haeckel's main opponents, an experience that seems symptomatic to me of our time, in that the author's world of ideas takes on a completely different image in someone else's mind. We use our terms, based on their usual position in intellectual life, to put forward ideas that mean something other than what we want to express. In the course of these arguments about Haeckel and in the discussions within the Bund, a question has been brought to life for me that I have often asked myself: What is the relationship between truth and science? Does science contain truth? Does it contain any elements that could lead to the construction of a unified world view? Do we have the right to construct a unified world view or any world view at all on the basis of science? This question, which has occupied people for centuries, has been closer to being solved in the past than in modern times, and has been obstructed in way of solution by the so-called theory of knowledge has blocked itself, one must realize before which forum anything at all can be established in relation to truth and science, in relation to the truth content of science. Nowadays, after all the developments of the 19th century, we have the idea of truth as something that must correspond to objective reality. We find ourselves in an intensive fanaticism of facts that does not allow us to go beyond mere registration. If truth is only a conceptual repetition of what exists outside of us, then, according to the perception of those who today strive for a worldview, this is also nothing more than a counter-image of facts existing outside of us, of the reality already finished in the world outside of us. If it were possible to take a photograph of the world from some corner in the most favorable perspective possible, the ideal of a worldview would be achieved. But to construct such a world view would actually be superfluous, a mere luxury of the human mind, if, like science, it were to be nothing more than a mere repetition, a kind of photographic counter-image of what is going on in the world, what is available in a completed form. The fact that the individual still forms an individual counter-image alongside science would be completely superfluous, infinitely unimportant for the whole world context. If nature has provided and developed everything for us except the final point, then what the human spirit dreams and creates does not belong to reality. For this point of view, which appears grotesquely in today's science, even in Haeckel's “Welträtsel” (World Riddle), man is nothing more than a mere speck of dust in the cosmos, differing from the worm only quantitatively. If he forms a picture of the world, he lives a life of luxury, doing something that adds not the slightest thing to the evolution of the world. Rather, he is required never to contribute anything of his own that is not found in the rest of nature, but only to register, compare, and logically combine. We ask: Is this procedure of merely confronting objective nature logically, never adding anything beyond the current state of affairs, consistent with the course of nature's entities; is there perhaps nothing in the direction of nature's development that compels us to add anything to reality? Nature gives us the answer itself. In particular, it should give it to the evolution theorist. Allow me to explain this to you in a concise way, assuming that nature is at the stage of its development that there were only monkeys and no humans. The monkeys would have investigated the phenomena of the world, they would have found what lies beneath them, and monkeys too. If they had taken the empirical standpoint, they would have been satisfied with the realization that the world ends with monkeys. Perhaps they would have founded a monkey ethic based on general monkey perception, so that nothing new would have been added to the world here and they would have remained at their standpoint. But from our standpoint of knowledge, we know that in the principle of development there was indeed something that led beyond the ape genus, that, because it was a productive principle, because it led beyond what was present as a completed reality, , led to the development of man, something that was not limited to the actual, which, as a real imagination, as it were, real intuition in nature, leads it beyond its individual stages and lifts it beyond the immediate present. Man, too, as a product of evolution, as a being in nature, is there to live for evolution, not merely to look back and form a picture of evolution and regard himself as the end of the series. A Weltanschhauung that seeks to summarize the content of all his thinking and doing will therefore not only be theoretical and contemplative, but also practical and postulating. Man should therefore not only repeat nature in some way, but see if there are not forces within him that lead beyond the immediately given. He should make the development spiritually, ideally alive in himself, should seek the forces that drive the species forward, that bring about progress, not merely examine his mental powers to see if they correspond to reality. The question “Can we penetrate to the thing in itself, see into the essence of the world?” is a disaster, an obstacle for man. But when he places himself in the process of evolution, intervening in nature to advance it a step further, he comes to a sense of his exalted task, of his position within the world. There are in fact rudiments for the formation of this superscientific standpoint, which fully recognizes science but rises above what science offers it as the lawfulness of logical thought. Maeterlinck, for example, has advanced similar views in one of his more recent books, in which he describes the marriage of the bees. One wonders: can we speak of truth in the sense of scientific truth, of agreement with the given reality, which is always in the material small print, if it is to be the content of a world view, or does it, as a world view , does it lead beyond the purely objective truth in a similar way to the poetic truth according to the view of those who understand it in the Goethean sense, as the poetic truth leads beyond the immediate naturalistic truth? Such approaches can be found in many forms today, to the delight of those who see truth in living life, and to the horror of fact fanatics like Tycho de Brahe or Haeckel's opponents. But it does not belong in their forum. The truth, which wants to fertilize, will always be a search, will always have to “falsify” the image of the fact fanatics; but it stands infinitely above this, in that it develops something intuitive, spiritual in man, adding something new to nature, which would not be without the human spirit. Thus, what man cherishes in his dreams, what he creates in his mind, acquires more than the significance of mere luxury; in life, it becomes a cosmic truth, something that man has newly generated. Thus, on the foundation of science, he rises to productive work that flows freely from his soul as original intuition. At the highest level of development, he has a task that no other being in the world has; he adds something that would not exist forever without him. These views may be abhorrent to the pure scientist, but I believe it is a correct insight that man has the right to be productive in his world view, a feeling that was different times, when we had not yet been blinded by a fanatical belief in facts and by epistemology, times that were convinced from the outset of the cosmic character of this addition. Let me conclude with the words of Angelus Silesius, which express the realization of the unique significance of the human spirit in the world: Without me, God could not create a single little worm; if I became nothing, it would have to break into nothingness.
Dr. Steiner: “I must confess that the attacks have not touched on what I have said today at all. I did not speak of a contradiction between humanity and nature. I was speaking rather from the standpoint of the most consistent point of view in the theory of evolution, that I regard all stages of nature, from the lowest to the highest stirrings of the spirit, as unified, and only appearing in different forms. But an amoeba is not a human being, and it is not a matter of blurring all distinctions. But if I say that in nature everything is only force, resistance, motion, then it is too reminiscent of the sentence: All cats are gray at night. It is not possible to get to the bottom of the world in the twinkling of an eye. Only when I have distinguished things can I look for a unifying, connecting principle. In the sense of the connecting principle of development, I have spoken of the task of man as one within nature, given by the facts of development. I fully agree that we must adhere to reality if we want to be productive, and that we must correct our imagination in line with it. I only pointed out that efforts to present a world view that is only a copy of reality, as Büchner wants, have not yet met these requirements, and that, for example, this too is forced to do violence to the facts. It is not the intention that is important here, but the result. One behaves as if one wanted to give a picture of reality, but cannot. My principle is therefore not a theoretical, but a practical going beyond reality in the sense in which I see it in the principle of development, where creatures go beyond their own kind. This aspect of the problem has not been touched upon in the discussion. I did not use the word falsification in the sense of the imperfection of a presentation that will only be clarified later, but rather meant that researchers are always forced into deliberately false representation for the sake of the system when they seek comprehensive unity, and therefore asked whether what we are entitled to call reality in the highest sense at all coincides with what the naturalist thinks of as reality. When Haeckel illustrates three stages of embryonic development with the same stereotype, he is forced to falsify in order to be able to provide evidence according to the scientific method. I mean that such forgers are nevertheless right, as Haeckel is in relation to his opponents who cling to the purely factual nature of the scientific method, because they intuitively see beyond the individual facts, not in a fanciful way. But when Dr. Stern rejects the possibility of a world picture, of an overall view in principle, and in doing so draws on the diversity of philosophical systems to support his view, it is a fable convenue based on incomplete ideas of the individual systems. The most significant attempts at truth that have been made, from Vedanta philosophy through Greek to German, are approximations to the truth in varying degrees. The forum before which the legitimacy of one or the other view is decided can only be the forum of the human being, his sovereign personality, as I agree with Dr. Schäfer. This sentence seems to me to be a truly real one, which has been formed not out of theoretical fantasies but out of the experience of men who have worked practically. But just as it is true that the personality is the ultimate forum, so it is certainly true that then the personality must always feel the responsibility of this position and the duty to constantly develop, to educate the depths of the personality. The child cannot be a forum in the same way as someone who is at the height of knowledge. The question therefore arises: Where in us humans lies the potential for development, the productive element? What in us corresponds to that which nature drives forward, which allowed apes to leave their species and become human? If I regard man as a product of evolution, then I can indeed see him as the highest possible forum. But I also have the obligation to constantly call the highest human in me into existence and have no right in any moment of my life to recognize myself as the final and absolute forum, but I can, as I am in development, give myself up to the expectation that in every moment of my existence a higher point of knowledge than I now have can arise. The further development of the personality must be based on science, but it must also go beyond it, as art and poetry do. Just as art and poetry cannot be reduced to blind phantasms, so, when people control their personality by means of the principle of development, however far they go beyond objective nature, agreement will arise in the most diverse people, as the agreement of philosophical systems of all times shows. The solution to the question “To what extent does science contain truth? Can it alone lead to truth?” lies in this sovereign meaning of human personality. The world, especially for science, is in many respects dualistically constructed. Evolution is only possible because nature has prepared the future in it in a twofold way. Nature presents itself to man as an apparent, seemingly irreconcilable contradiction that cannot be resolved by science, as force, matter, and so on. This is where the significance of human personality comes in. Only the life activity of man can be unifying, monistic. It consists in dissolving these apparent contradictions into a higher, productively generated view of life, in the life of development, in the uniting of contradictions, in living action. Therefore, the question of the validity of the world view is to be decided before the forum of life, not before the forum of knowledge. |
51. Philosophy, History and Literature: Monism and Theosophy
08 Oct 1902, Berlin |
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Science was like a son who returns home from abroad and can no longer be understood by his father, and Protestantism is nothing more than the father's declaration that he wants to disinherit the son, and Kantianism is the conclusion, the last phase of this process! |
But when we regard the human soul itself as a natural process, we are faced with a change in our understanding. The laws of nature lie outside our personality in the natural basis from which we have emerged, but in our soul we do not see finished natural laws; we are natural law ourselves. |
Those who I would call cosmic loafers are satisfied with that. Those who understand the concept of theosophy in this way will also understand Fewerbach, who says that man has created God in his own image. |
51. Philosophy, History and Literature: Monism and Theosophy
08 Oct 1902, Berlin |
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Lecture by Rudolf Steiner at the Giordano Bruno League Dr. Steiner begins by saying that in the current state of German intellectual life, a man who is worldly-wise in the ordinary sense would not speak publicly on such a topic, because there is hardly any other that would be so likely to compromise him, and then continues: “Theosophy is a name often claimed by people who want to explore their destiny in spiritualistic circles. And yet, even though it has a whiff of fraudulence about it, I am fully aware of the topic when discussing its connection to German intellectual life. I much preferred being in my chemical laboratory to being in any spiritualist circle, and I know that one can get one's hands dirty in such circles, but I have also washed my hands and hope that I will be able to give you an understanding of the word theosophy as a serious worldview. It must be clearly stated that a serious world view can only be sought on the basis of modern natural science. I will never deviate from the idea that only in it is salvation to be found. But science still fills hearts and minds with its materialistic philosophy, and even if individual enthusiasts claim that we have long since passed the age of Büchner and so forth, if we cannot construct an ideal philosophy of life on the basis of science,the materialism of the 1850s will continue to conquer the world. Almost all natural scientists of the present day are materialists, even if they deny it. Natural science has shown us how gradually beings came into existence and perfected themselves until man appeared. But here, according to Haeckel in the 22nd link of his organic ancestral series, it stopped. David Friedrich Strauß praised the fact that natural science has freed us from miracles, from the miracle in the sense in which Linné said in the 18th century: “ How can we restore the harmony that existed for the ancient religions, and even for the early Middle Ages? With St. Augustine, this discord gradually emerged, leading to the two great dualistic currents in the contrast between scholasticism and Galileo and so on. Science was like a son who returns home from abroad and can no longer be understood by his father, and Protestantism is nothing more than the father's declaration that he wants to disinherit the son, and Kantianism is the conclusion, the last phase of this process! The first great attempt to overcome this dichotomy was made by the German idealist philosophers Fichte, Schelling and Hegel. Three years after Hegel's death, Fichte's son published a book on human self-knowledge. It deals with this as a task that natural science itself has set. I.H. Fichte says something like: When we observe natural beings, we see their eternal laws. But when we regard the human soul itself as a natural process, we are faced with a change in our understanding. The laws of nature lie outside our personality in the natural basis from which we have emerged, but in our soul we do not see finished natural laws; we are natural law ourselves. There nature becomes our own deed, there we are development. We do not merely recognize, we live. We now have the task of creating eternal iron laws, no longer merely recognizing them. I.H. Fichte then suggests: at this point, man not only lives in his knowledge of nature, at this point he realizes and lives the divine, the creative, at this point philosophy passes over into theosophy! This is how the concept of theosophy appears in German intellectual life. We can now perhaps see more clearly that theosophy is nothing other than the ultimate demand of a true monism between knowledge of nature and knowledge of the self. This gives us a perspective for reconciling the contradictions between religion and science. We now know that there is no other divine power that can elevate the worm to man; we know that we ourselves are this divine power. One may ask: But what is the use of such knowledge? Well, I would reply, what significance does the simple recording of facts have, which is usually called knowledge? Those who I would call cosmic loafers are satisfied with that. Those who understand the concept of theosophy in this way will also understand Fewerbach, who says that man has created God in his own image. We are quite willing to admit that the concept of God is born of the human heart, and that God, as a symbol of an inner ideal, can develop man beyond man. In this way we shall gain a divine wisdom that will express the divinity of nature. We are now living in a time that could become an important turning-point in the spiritual development of Europe, as it was for the age in which Copernicus, Giordano Bruno and Galileo lived and founded modern natural science. But the latter has not known how to celebrate its reconciliation with religion. We are faced with this task, we must fulfill it. No matter how inadequate these attempts may be, there are currents in modern intellectual life that are moving in this direction. Religions are not founded as such, and so there are no religious geniuses in the sense that there are scientific and artistic geniuses. But there are personalities who express the content of knowledge of their time as religious feeling. I am well aware of the great defects and errors of the theosophical movement. Duboc has called theosophy a feminine philosophy. We can change that by making it a masculine one in critical Germany. I know that there can be no salvation outside of science, but we must find new methods of soul research based on natural science in order to do what all the old religious views were able to do: establish a great unity between religious need and science. Theosophy in the sense I have characterized it has nothing to do with the reports of facts of hypnotism and somnambulism that are often lumped together with it; indeed, one could reject these and still be a theosophist, but these appearances of abnormal mental life are not to be rejected at all, and in the scientific interpretation of these facts, undertaken particularly by French and English scholars, I see the first tentative attempts at real soul research. Dr. Steiner concluded his programmatic lecture with a reference to a painting by the Belgian Wiertz, “Man of the Future”. It shows a giant holding cannons and other attributes of the culture of our time, smiling as he shows them to his wife and children, who have shrunk to the size of pygmies in comparison. It will be our task to ensure that we do not appear so pygmy-like in front of the man of the future. |
51. Philosophy, History and Literature: Discussion with Contributions by Rudolf Steiner
15 Oct 1902, Berlin |
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Steiner's call to make theosophy, if it is a female philosophy according to Duboc, into a male one in critical Germany, should be underlined thickly, so that it would take up a whole page in print, because there is certainly no small danger in the theosophical movement. |
He feared that a movement of this kind was only too well suited to undermine the results of modern natural science; despite the most careful observation, he had only been able to find the expression of idiocy in spiritualism, but he had to acknowledge the fact of hypnotism. |
In any case, the golden wheat of genuine theosophy has unfortunately been buried under so much chaff of parroting Indian vocabulary that the philosophical hero who can collect it in a new sheaf, that is, under a new name, is highly welcome. |
51. Philosophy, History and Literature: Discussion with Contributions by Rudolf Steiner
15 Oct 1902, Berlin |
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Dr. Steiner replied that his lecture had only wanted to emphasize the connection between monism and the world view, which was already moving in modern tracks in the days of Vedanta philosophy in India. The dualism that has been emerging in Christianity since the 4th century consists in the fact that it may well accept the eye and the senses for the knowledge of the world of phenomena, but for the knowledge of our origin and our destination, it does not allow the means of our knowledge either, but refers us to faith, to the revelations of old books and prophets. But monism promises a development of knowledge, just as it has been able to establish a development of species for living beings. In the writings of Vedanta philosophy, there is a conversation in which a disciple asks the teacher: What happens when I die? The teacher replies: The solid and liquid parts of your body will become solid and liquid again, because man is like a stone and an animal; even the expressions of your thoughts and actions dissolve into your surroundings, but what remains is the “development,” the reason for what has formed your personality. — Thus, Vedanta philosophy is already monistic in its core. What lives only in the unconscious in animals, namely the urge to develop their personality, must enter into fullest consciousness in humans and merge with consciousness as an ideal.
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51. The History of the Middle Ages: Lecture I
18 Oct 1904, Berlin Translator Unknown |
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It was through this contempt for work that Greece went under. This culture of the Greeks, unrivalled in many points; was a culture only possible among conquerors. |
If we are to study their characteristics, we must distinguish more accurately these racial groups in Central Europe. Three races come under consideration. In Spain, France, Ireland and Southern Germany, we find, first of all the ancient race of Celts. |
If we study the sagas and songs of these peoples, we understand it. They are distinguished form the sagas of ancient Greece and Rome in that they depict what the human heart can suffer, and what redeems it. |
51. The History of the Middle Ages: Lecture I
18 Oct 1904, Berlin Translator Unknown |
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Goethe has said that the best thing about History is the enthusiasm it arouses, leading to encouragement to like deeds. In a certain sense all knowledge and all understanding have their true value only when they emerge into life. In History, it is necessary to look very far back in order to find the causes of later developments. Just as, to understand individual branches of external evolution—for instance, in building of bridges and roads—we must cling to the fact that these are the fruits of achievements in individual sciences, such as Mathematics and Physics, so also we see everywhere in actual History the fruits of earlier happenings. What comes to expression in our lifetime has its origin in far back ages. We are now going to study a section of time, upon which many do not care to look back, a time which they would prefer to delete from History as “the dark Middle Ages.” And yet in it we are facing an important section of History—barbaric peoples, knowing nothing of Civilisation and Art, appear on the arena. These tribes, pressed back by the Mongols from their dwelling-place in the Russia of to-day, pushed on far towards the west. We will follow the struggles and destinies of these peoples; then our path will lead us on to the discovery of America, to that point of time at which the Middle Ages merge into the modern epoch, to the time of the great discoveries, when that invention took place which probably had the deepest significance of all, the invention of Printing; the time in which Copernicus gave us a new picture of the world. This evolution led mankind from the folk-migrations to the discoveries of the modern age. It is much more difficult to point out, in History, the relation between cause and effect, than it is in Chemistry or Physics; for cause and effect often lie far apart. Not until to-day have men regarded mutual tolerance for the various confessions of faith, as a requisite condition of culture. Yet, as early as the 3rd century before Christ, there existed in India a reciprocal respect and tolerance for the most diverse faiths, as a monument of King Asoka proves. The Christian feeling which sprang up later, in the Roman Empire, shed its influence over the whole of the Middle Ages; but its origin lay neither in the Roman Empire nor in Germania, but in a closed order of the little Jewish race the Essenes. Before we can understand what influence the Middle Ages have upon us, we must first grasp what it is that flows to us from them. An eminent Roman writer, Tacitus, has preserved for us in his Germania, a picture of that race which settled in the Germany of to-day. He describes them as separate tribes, similar in speech, and, though regarding themselves as different races, yet appearing very much alike to the outsider. He found out what was common to them all and gave them the general name of Germani. Now if we examine the folk-soul of these Germanic tribesmen, we are confronted by the difference between them and the Greeks and Romans. In the construction of their soul-qualities, there is an important chronological difference. Greek culture with its incomparable Art, marks a particular point in human evolution. We saw that before the conquest by the invading Hellenes, there was in Greece a very ancient race, something like the later Germani; these were the Pelasgi, who lived in a community of freedom. After the immigration of the Hellenes, we find two strata of population, victors and vanquished, the contrast of free and unfree. From the folk-migrations and the conquests sprang Greek authority. Hence it follows that only a small section of the population had any share in the assets of culture. Another result was the low value set upon work; even artistic work was considered unworthy of the free Greek citizen. It was through this contempt for work that Greece went under. This culture of the Greeks, unrivalled in many points; was a culture only possible among conquerors. The Roman Empire is a history of continual conquests; when it could conquer nothing more, it went to pieces. The distinguishing Germanic characteristic impressed itself, in all its component parts, before conquest, and did not allow itself to be subjugated by contact with other races. Its evloution stood firm in face of conflict. Thus we see the development of the folk-spirit completed in the Greeks after, in the Romans during and in the Germanic before, the great historical struggles. If we are to study their characteristics, we must distinguish more accurately these racial groups in Central Europe. Three races come under consideration. In Spain, France, Ireland and Southern Germany, we find, first of all the ancient race of Celts. They were driven from their original dwelling-place by the Germani. Then came the Slavs, from the East, and forced the German tribes farther back. Thus we find in the Germani, hemmed in by the other two races, a strong intermingling of Celts and Slavonic blood. And this mixture of the Celtic and Slavonic element, influenced the whole culture of the Middle Ages. When we look back into the far past we see a great and remarkable culture of the ancient Celts. Even to this day the Celtic blood shows itself as active, energetic, mentally alert, inclined to revolutionary impulses. To the Celtic race we owe magnificent poems, songs and scientific ideas. It was the Celts who gave the stimulus for the legends elaborated by German poets in the Middle Ages—Roland, Tristan, Parsifal, etc. This remarkable race has almost disappeared, either pressed farther westward, or amalgamated with the Germanic. The outstanding features of the Germanic character are courage, the roaming spirit, and a strong feeling for Nature. In it are developed the domestic and martial virtues, practical efficiency and activity directed to useful ends. Hunting and cattle-rearing formed the chief occupations of the Germani; they had only a few simple poems, derived from older races. In its fundamental qualities, the Germanic character remained as it was in the age of barbarism. Within the Germanic element rise the driving forces of a contrasted evolution. A noticeable change took place during the Middle Ages. Greece had developed its sublime Art, Rome its life of Rights, and the concept of the state. The simple Germanic conception of law was based on quite different premises. In Rome, judgment was given on a basis of property-relationships, especially with reference to land or realty. The complicated ideas of justice in the Roman State were derived from the endeavor to bring harmony between the free citizen and the land-owner. All the contention between plebians and patricians, the fighting of the Gracchi, even the party-struggles of the later Republic, were struggles for the rights of the free citizen as opposed to those who gained possession of power because they were in possession of land. Nominally, equal rights in the State pertained to every Roman citizen. Yes, even in the later epoch of the Empire, every emperor possessed nominal rights in the State, because he united in his person, the rights of all free citizens, and exercised them in their stead. Such factitious ideas were alien to the simple Germanic conception of justice. The special value of free citizenship met with no legal recognition. What evolved from these points of view was club-law, the right of the stronger; he was the mightiest who could make his right felt by force. To begin with, it was physical strength which asserted itself; then everyone must submit and adapt himself to the stronger. The fruit, however, of what was prepared in the Germanic age, appeared later as the right of the free personality, conditioned by nothing but self-acquired proficiency. This is clearly marked in the founding of the Cities. This development of the cities, which took place in the 11th century throughout the whole of Western Europe, presents a significant phenomenon. Whence did they arise? They were founded by those who, feeling themselves oppressed by the land-owners, sought a place where they could enjoy, undisturbed, what they owed to their own activity, to their personal activity. The free citizen of ancient Rome relied upon his title; his rights depended upon it. In the Middle Ages, the title of citizen was of no value; only that counted, which a man acquired for himself. The struggles for independence and freedom which the princes and knights carried on, were merely the expression of a struggle for free personality. It was not like this either in ancient Greece or in ancient Rome. It was a significant transition stage. Why then did people gather together in the Cities? The reason was, in the first place, a material consideration; they wished to be free from oppression, in order to direct their activity to what was useful, to material gain. And it was from this city-culture—but not from these new foundations—that there arose in Italy, on the scene of an ancient dying civilisation, the mighty poet-personality of the Middle Ages—Dante. In the Germanic cities, the first inventions were practical: the compass, gunpowder, and finally, the fruit-bearing event of the invention of printing. All this, which led to a complete transformation of conditioins, was born out of the practical achievements of man. At first sight, that may seem very far-fetched, but—as already emphasised—cause and effect in History lie far asunder. An example may illustrate this. In 1846, Franz Palecky, the Czech historian, referred to the reform movement of the Middle Ages, in his work on the Czech race in the 15th century. Long before the so-called Reformation, this movement was tentatively considering a re-organisation of the Church. Dealing with the Hussite movement most sympathetically, Polacky, who had himself taken an active part in the Revolution of 1848, called particular attention to these currents. In a quite original way, he pointed out in them what had been developed in the days of city-culture. It is a common property of the Celtic, Germanic and Slavonic tribes. If we study the sagas and songs of these peoples, we understand it. They are distinguished form the sagas of ancient Greece and Rome in that they depict what the human heart can suffer, and what redeems it. This is the feeling for tragedy. Among the Greeks and Romans, the hero of the story was he who was externally victorious, not he, who maintained his soul in uprightness. The heart of the people was always with him who was outwardly favoured by fortune. It was different with the Germanic peoples. The heart of the Germanic and Slavonic races beat for the heroes who externally failed, but whose souls stood firm. They lived in the soul, in the spirit. Heroes like Siegfried or Roland, or the king's son Mark, were extolled in the poems of these races. It is not to the external victories of these heroes, but ih their courage in suffering and failure, their unbowed spirit, that homage is paid. Everything gives place to the rectitude of spirit and soul. In the Imperium Romanum we see courage and consciousness of justice flourishing; in Greece we see Art; but with the Germani, it is the life of the soul that confronts us. They had no images of their gods; no splendid statues, such as the Greeks had. Their souls worked out the images of their gods; deep within their hearts they formed their God. From this tendency of the races sprang, too, the thought of reformation. To be themselves collaborators in what faith was to be—that is what these people desired. A hundred years before Luther, Wycliffe had introduced a reform movement in England. The folk-spirit demanded that men should take the Bible into their own hands. From this spirit the Huss movement also arose. As far back as the early Middle Ages there were already preliminary efforts in this direction. The Emperor Henry II, of Saxon lineage, who was later canonised by the Catholic Church, demanded an ecclesia non romana. Militz, the inadequately appreciated savant, wrote his book on Antichrist, while pining in a prison in Prague. That which came to light in such demands and movements—the emancipation from external coercion, the spiritual deepening—was claimed by Palacky for the Slavs: he sees the thought of human kindness, as expressed by Herder, represented in the Fraternal Fellowship, developed on Bohemian soil. It lies deep in the nature of the Germanic races to regard an untrammelled organisation as the ideal. It was neither after, nor during, conquest, that the Germanic character was formed; but the quality which marked it before this time, was maintained throughout this stage, and eventually developed to these ideals. The thought of freedom was evolved during the Middle Ages in spite of all the counter-currents which gave this period the name of “the dark Middle Ages.” If to many to-day the Middle Ages appear as a gloomy epoch, yet it was in the Middle Ages that that was developed which later, the poets sought, namely, the consciousness of freedom, a consciousness for which the 18th century fought bitterly, and with which the struggles of the present day are concerned. We must free ourselves from the state of coercion which many are still bound to-day, though the consciousness that, as regards the feeling of freedom, all men are equal, has spread more and more. Men have grasped that by right no man can be a slave or a bondsman. To-day man feels himself free by right. But another form of unfreedom, material unfreedom, has persisted. In ancient Greece, the oppressed, the vanquished, the slaves, were unfree. Unfree in ancient Rome were those who had no claim to citizenship, no share in the State. In the Middle Ages men were made unfree by physical force. None of these forms could be maintained; economic unfreedom alone persists. More and more clearly has the striving for complete freedom of personality shown itself. The ancient Greek valued distinction or race; the Roman, distinction of person; modern man attaches value to capitalism, to a show of wealth. Thus evolution points to the fall of more and more of those barriers which shut the personality off from the outside. Then the ground becomes free for the new ideal. History teaches us that the free man acquires a new value from out the spirit. The man who fulfils the ideal will be he who is freed from all these forms of oppression, he who, released from earthly gravity, can direct his gaze upwards. Only then will Hegel's words become wholly true: “History is the progress of humanity to consciousness of freedom.” |
51. The History of the Middle Ages: Lecture II
25 Oct 1904, Berlin Translator Unknown |
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Thus we see the transition from the tribal, to the village community, which has developed from certain relationships, from this we understand further metamorphoses. We understand why Tacitus does not speak of the Asen, but of Tuisco and his son Mannus. |
We shall see further on, under what conditions the southern culture was spread among the Germani. An interesting survey is presented to us there; the deep-seated kinship of different races. |
Cause and effect become clear to us. And so we learn to understand the present from the past. Eternal variability governs not only Nature, but History. How could we face the future with confident courage, if we did not know that the present also changes, that we can shape it to our liking, that here too the poet's words hold good? |
51. The History of the Middle Ages: Lecture II
25 Oct 1904, Berlin Translator Unknown |
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The picture of Central Europe has altered fundamentally between, say, the year 1 and the 6th century A.D. This change involves a complete replacement of the peoples who lived on the Weichsel, the Oder and the Elbe, by others; hence it is very difficult for us to picture those races, to learn anything about their customs and way of living. We must find a way of our own to form such a picture. Tacitus, in his Germania, gives descriptions of the country at that time. No other records have been preserved to us of those days, and we must enlist the help of the North Germanic legends to complete the account. What Tacitus says about these races is very significant, in contrast to the Roman conception of the conditions of those days. In the opinion of Tacitus, these peoples were the original inhabitants of that land, for he cannot imagine that any other races would be able to get on in that inhospitable regiion. He mentions the tribes which dwell on the Rhine, the Lippe, the Weser, the Danube and in Brandenburg; these alone are known to him. He tells of characteristic features in them, and on account of their similarity groups them together under the name Germani. They, however, felt themselves to be different tribes, and the struggles with the Romans, they were called may different names, of which only a few, such as the Suevi, Longobards, Frisians, etc. have been preserved to later days They were descended originally from one, Tuisco, to whom they pay divine homage, expressing it in songs of battle. Tuisco's son was Mannus, after whose three sons they named their chief tribes: the Ingavones, Istavones and Herminones If we compare this information of Tacitus' with the myths of another Aryan race, we find in Sanscrit, the sacred language of the Hindus, the same disignation Manu, for their supreme leader. This indicates a tribal relationship. Indeed, we can follow like deities in all the Indo-Germanic tribes. Thus Tacitus relates that the hero of Greek legend, Hercules, was also honoured by the Germani, bearing among them the name of Irmin. We know that there existed among the southern Indo-Germanic tribes a legend which found artistic elaboration in Greece: The story of Odysseus. Tacitus found, in the neighbourhood of the Rhine, a place of worship dedicated to Odysseus and his farther Laertes. So we see that the culture of the Germani at this epoch was akin to the culture we meet with in Greece in the 8th and 9th centuries B.C. Thus in Greece we see later the development of a culture which in Germany has remained stationary at a lower level. All this points to an original relationship between these races. The peoples who lived, later in Germany, Greece and Russia, probably had their earlier homeland north of the Black Sea. From there one tribe wandered to Greece, another to Rome, and a third towards the west; the original culture of all these peoples was maintained in this form by the Germani, and further developed by the Celts. Tacitus tells us nothing of the manners and customs of that remarkable race. By the songs and sagas collected later in Iceland, in the Prose Edda and the Poetic Edda, we must conclude that what that race produced, persisted there. Tacitus tells us further of the customs of the Germans in their tribal assemblies, which, however, we must picture as deliberations of very small communities. To these assemblies came all the warriors of that province; the consultations were carried on to the accompaniment of beer and mead, and we are told that the old Germans made their resolutions when drunk in the evening, but revised them next morning when they were sober, and not until then were the decisions valid. As we learn from the Iliad, the same custom existed among the Persians. So we must conclude that there was an original Aryan stem, and hence a relationship between all these races. Among the Germanic races in the north, a great similarity is specially evident in the characteristic forms of their religion, which do, indeed, fundamentally resemble those of the south, and yet show a much greater conformity with those of the Persians. According to the northern Germani, there were originally two kingdoms, separated from each other by an abyss: a kingdom of fire, Muspelheim, and a kingdom of ice, Niflheim. The sparks which flew over from Muspelheim, gave rise, in the abyss, to the first race of giants, of whom Ymir was the most outstanding. Then arose the Cow, Audhumbe, which was overlaid by the ice, and brought forth a mighty human form. From this human form sprang the Gods: Woten, Wile and We, whose names mean Reason, Will and Kindness. This second race of Gods was called Asen. Its descent was traced to the first race of giants. Here too there occurs an important connection between the languages, for Asuras, the name of the Persian gods, suggests the sound Asen, again indicating a relationship connecting all these races. We find another important indication in an ancient Persian formula or poem of exorcism, which has come down to us. It points to changes in the mind of the race, to ancient Gods, deposed and supplanted by others. The service of the Devas was forsworn, the service of the Asuras confirmed. Here appears similarity to the giants, who were overcome by the Asen. Moreover, the North Germanic legend tells how the three Gods found an ash and an alder on the seashore, and from them created the human race. The Persian myth, too, makes the human race come forth from a tree. We find echoes of these myths among the Jews, in the story of the Tree of Life in Paradise. Thus we see, from Persia to Scandinavia, by way of Palestine, traces of similar mythical ideas. So we have proved a common fundamental character among certain races. At the same time there are again differences between a southern and a northern branch of the common main stock. To the southern branch belong the Greeks, Latins, and Hindus; to the northern, the Persian and Germaninc tribes. Let us see then what sort of races we have to do with in Germany now. As they confront us, we are bound to believe that they have traits of character which the Greeks and Italians have long cast off, and indeed, the Greeks after, the Romans during the conquest of their empire; whereas these northern peoples developed their essential characteristics and qualities before that conquest. They were the original, unpolished qualities, which these races had preserved. They had not experienced that transition-stage, through which, in the meanwhile, the southern races had passed. Hence we have to do here with the clash of a race which has remained conservative, against one which, although related to it, has attained a greater height of culture. At the time of the rise of Christianity, which was to acquire so great a significance for them, described by the Greeks in the works of Homer. They had not cooperated in the advance of culture and civilisation which lay between. In the first centuries A.D., Tacitus describes the Germani of the borderlands of the Danube, the Rhine and the Lippe. These races were characterised by the roving instinct, love of liberty, and delight in hunting and war. Domestic matters lay in the hands of women. Here we meet with a civilisation and a form of society which had long disappeared from among the Greeks, and could only be preserved where the several members of a tribe were still bound to one another by blood relationships. Hence teh many tribes. In those who were conscious of their derivation from the same family—for they were regularised families, not hordes—tribal kinship was evolved from the separate families. Thus the wars which they waged were almost always against foreign blood. Towards the end of the 4th, and during the 5th century, we see all these races compelled to change their places of abode, and to seek new ones. The epoch of the folk migrations had begun. The Huns broke in and therewith knowledge faded from among the peoples living in the east—the Gepids, etc., and above all, the Goths. This race, divided into the Ostrogoths and the Visigoths, had already accepted Christianity. It is a race of special importance for us, just because of the way it apprehended Christianity. Whereas the Franks, who later spread Christianity from west to east, thrust it upon other races with force, the Goths were full of tolerance. The high level of culture which they had already attained is vouched for by the circumstances that we owe to a Gothic bishop, Ulfias or Wulfila, the first translation of the Bible, the so-called Silver Codex, which is preserved in Upsula. These Goths, whose civilisation came from the east, held a different form of Christianity from those whose conversion issued later from the west. They were not like the Franks who, in the days of Charlemagne, thrust Christianity upon the Saxons by force of arms. (All these eastern Germanic tribes professed the Arian belief, a point of view which, at the Council of Nicea, was declared heretical and persecuted by the supporters of Athanasius). The Arian Christians maintained that God dwells in the bosom of every man. Hence the Goths believed in the deification of man, as Christ, Who had gone before, showed to men. This viewpoint was allied with a deep cultivation of feeling. The Goths had the greatest possible tolerance for every other form of religion. No compromise was possible between two Christian creeds which were so different from each other. As absolute tolerance was a characteristic of these Goths; it never occurred to them to force a belief on anyone else; thus we are at once confronted with the difference in the way Charlemagne and Clovis, supporters of the Athanasian profession of faith, exploited Christianity for political purposes. The Arians saw in Christ a man highly developed above all other men, but a man among men. Their Christ belonged to humanity and dwelt in the human breast. The Christ of the Athanasian Christians is God Himself, throned high above men. Athanasiaus won the victory, and the evolution of culture was essentially influenced by it. The Germani were hemmed in on all sides by foreign races; in the south and west by the Romans and Gauls (Celto-Germanic tribes); while from the east new encroachments of peoples continually took place. The first Christian Germanic tribes had neer known anything but absolute tolerance; the Christian Franks brought in a compulsory Christianity. This led to a change of temperament. On the evolution of this section of the Germani depended essentially the further evolution of culture. A radical change of legal conditions had gradually come about. To a certain extent calm and fixity set in with the end of the fifth century. Through continual reinforcements from the east, larger tribal communities had been formed from the above mentioned tribes, who were for ever attacking one another, and of whom even the names (Chatten, Frisians, etc.) have only in a few cases been preserved. Through the loosening of the old blood bonds, another motive for clinging together was created. In place of the blood bond, appeared the bond which allied a man with the ground and soil that he tilled. The connection together of tribes became equivalent to their connection with places. The village community arose. It was no longer the consciousness of blood relationship, but the connection with the soil that bound several members together. This led to a metamorphosis of the conditions of property. Originally all property was held in common and private property acquired prominence. Still, everything which could be common property (forest, pasturage, water, etc.) remained so, for the time being. Then an intermediate stage grew up between common and private property, the so-called “hide” of land. The use of this half-private, half-common property served as a basis to determine the so-called free inhabitants of the hide, the community; and in those early days, almost all the dwellers within these bounds were free. This stands in stark contrast to actual private property: weapons, household utensils, garments, gardens, cattle, etc., everything which the individual has personally acquired. This limitation is expressed in the fact that private property is closely bound up with the personality of the possessor That is why a dead man had his weapons, horses, dogs, etc. buried with him in his grave. It is an echo of this ancient custom when, even today, at the funeral of a prince, his orders, crown, etc. are carried after him, and his horse is led behind. With the Chinese, too, a race which in many ways shows similarity with the ancient Germani, a dead man has the objects which belonged to him personally, buried with him, a condition carried out today, at any rate with paper models. Thus we see the transition from the tribal, to the village community, which has developed from certain relationships, from this we understand further metamorphoses. We understand why Tacitus does not speak of the Asen, but of Tuisco and his son Mannus. He speaks of races which have not yet reached to a higher level of culture. Other races came from the north, and brought with them ideas which they developed there. These fitted in to the higher stages of culture which had meantime been reached. How far does a man get with the ideas that confront us in Tuisco or Mannus? He remains with the human being, does not go beyond himself. It would have been useless to introduce the service of Wotan to these tribes. The service of Wotan goes out into the universal; man seeks his origin in the bosom of Nature. It was only in the later stage of civilisation that man could rise to this religious level. When he has settled down, he understands his connection with Nature. Thus we have seen how the primitive culture of the southern Germani was influenced from the north, and how, in the meantime, high civilisations had developed among related races in the south. We shall see further on, under what conditions the southern culture was spread among the Germani. An interesting survey is presented to us there; the deep-seated kinship of different races. We see the external influences which alter the character. Cause and effect become clear to us. And so we learn to understand the present from the past. Eternal variability governs not only Nature, but History. How could we face the future with confident courage, if we did not know that the present also changes, that we can shape it to our liking, that here too the poet's words hold good?
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51. The History of the Middle Ages: Lecture III
01 Nov 1904, Berlin Translator Unknown |
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Slavonic tribes followed in their footsteps, pressing them farther westward. Under their king Alarich, they conquered Rome, and, in the fifth century, founded the Visigothic Empire in Spain. |
Such dependents were called vassals. Others held land under feudal tenure from the big proprietors, as payment for their service in case of war; this was the fief. |
Thus we see empires rising and falling, and new creations taking the place of old. We can, however, only understand their organisation, if we realise how the first model realm, the empire of the Franks, was formed. |
51. The History of the Middle Ages: Lecture III
01 Nov 1904, Berlin Translator Unknown |
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It is only necessary to mention one of all the facts which speak to the same purpose, in order to see what far-reaching changes preceded the fifth century. At the end of the fourth century we find the Visigoths east of the Danube; a century later the map shows them in Spain. And just as this race travelled from one end of Europe to the other, so did many more. They penetrated into countries where they met with different civilisations, and adopted other customs. To understand the revolution which a hundred years produced in Central Europe, we must cast a glance back to the previous historical epochs. If we follow the records of the Romans, we find warlike tribes along the Rhine, whose main occupation, apart from fighting, was the chase. Farther east we find agriculture and cattle raising among the Germani; and farther still the Romans speak of the tribes in the northeast as of something nebulous and obscure. We are told that this race, which dwelt by the sea, worshipped the Sun, believing that it saw the Sun goddess rising from the ocean. Of the Semnones, who lived in the Electorate of Bradenburg, it is told that their divine service was characterised by blood sacrifices. True, with them it was not, as a rule, human beings, but animals, that were offered up to the Gods. Nevertheless their sacrificial services bore a reputation for cruelty, which distinguished them from other tribes. And there would be much besides to relate concerning this epoch. Then followed a comparatively quiet time. Gradually the frontiers of the Roman Empire were crossed by various tribes. To begin with, in the third century the Burgundians advanced against the Roman Empire in the southwest, and farther north the Franks, who invaded Gaul. Farther east, too, on the Danube, other tribes moved against the Roman Empire. Thus the Romans, with their highly developed culture, had to defend themselves againse those peoples. We find here a great difference in levels of culture. Among the Germani everywhere, a system of barter still prevailed, among the Romans money transactions had been developed. Trade among the Germani was a matter of exchange; trading with money was still unknown to them. We see the clash of highly developed culture with barbaric tribes. Then the Huns broke in. In the year 375 occurred the first clash with the Herulern and the Ostrogoths, whose dwelling place was on the Black Sea. They were forced westwards, and consequently the Visigoths were also obliged to break up their settlements. Where were they to go but into the Roman Empire, which they inundated as far as the Danube. Already the Roman Empire was split into an East and West Empire, the former with Byzantium, the latter with Rome, as its capital. The East Roman ruler assigned dwelling places to the Visigoths; but they nevertheless first had to fight for them at the battle of Adrianople. There, in that neighbourhood, Ulfils wrote his translation of the Bible. Soon, however, the Visigoths were obliged to resume their wanderings. Slavonic tribes followed in their footsteps, pressing them farther westward. Under their king Alarich, they conquered Rome, and, in the fifth century, founded the Visigothic Empire in Spain. The Ostrogoths followed them, and likewise sought to establish a dwelling place in the domain of the Roman Empire. The Germanic tribe of Vandals conquered Spain, then sailed over to Africa, and, in the region where Carthage once stood, founded a Vandal Empire, and thence harassed Rome with incursions. Thus the whole character of these races is such, that into every part of the new configuration of Christian Rome, the Germanic races pressed. From this type of conquest new configurations of quite a special character arose. In the domain of the former Gauls, rose a mighty empire—the empire of the Franks—which, for a whole century, imprinted its stamp on Central Europe. Within it, above all grew up what is commonly called Roman Christianity. Those other races—Goths, Vandals—who, in rapid triumphal marches, had subdued for themselves parts of the Roman Empire, soon disappeared again, completely, out of History. With the Franks we see a mighty empire extending over Europe. What is the reason for this? To find that out, we must cast a glance at the way in which these tribes extended their empire. It was done in this way: a third, or two-thirds, of the region which they had invaded, was divided among the conquerors. Thus the leaders received great tracts of land, which they cultivated for themselves. For this work the conquered inhabitants were employed; a part of the population became slaves, or unfree. This was the policy of the Visigoths in Spain, the Ostrogoths in Italy. You may suppose that, under the existing circumstances where the population lived at a high level of culture, this mode of procedure caused great hardship and could not be permanently maintained. It was different in Gaul. There, there were great forests and uninhabited tracts of land. There, too, the conquered regions were divided, and large portions fell to the leaders, so that the leaders became great landowners, and rulers over the vanquished tribes. Here, however, they were not trammelled by already existing circumstances; there was room for expansion. And, although the leaders became rulers, circumstances made it possible for this to happen without great oppression. In the days before folk migrations, members of one tribe had, in essentials, resembled one another. Freedom was a common Germanic possession; in a certain sense, every man was his own master, responsible to no one, on his own land and soil. The independence and power of the leaders increased, because so many had become dependent on them. Hence, they were in a position to protect themselves better; and small proprietors placed themselves under the protection of greater. Thus arose a protective relationship of the powerful towards the less powerful. Many small feuds were carried on by many small landowners who could not adequately protect themselves, in dependence upon more powerful protectors. Some swore fealty in case of war; others relinquished parts of their property, or paid tribute to their protectors. Such dependents were called vassals. Others held land under feudal tenure from the big proprietors, as payment for their service in case of war; this was the fief. The powerful warriors were feudal lords, the others were vassals. Thus, in the most natural way in the world, proprietary relationships grew up. The invasions of the Goths had no lasting effect. Those peoples who had forced their way into civilised lands, came to nothing; their power was soon broken. It was different in Gaul. Here, where extensive tracts had still to be cleared, the immigration of new tribal masses could only be welcomed, in the interest of culture. The great men in the Empire of the Franks were unimpeded in the cultivation of their racial character. The Goths and Vandals were wiped out, they and all the Germanic tribes who came into the regions where industry was already developed. We see the Franks as independent of an industrial foundation; and the Franks gave their impress to the character of the ensuing age, especially because they provided a base upon which evolving Christianity was able to expand. Although the Visigoths were originally Aryan Christians, other ideas were engrafted into their belief; among the industrial assumptions which were foreign to their nature, that was developed which may be regarded as the stamp of materialistic conditions. It was not so among the Frankish tribes, where the Church was the great landowner. Undaunted by material considerations, these abbots, bishops, priests and theologians devoted themselves to the service of religion. Unalloyed, as it emanated from the nature of these men, the characteristic culture of this form of Christianity was developed. The spiritual strivings of the free ranks were encouraged by the influx of the Celtic element. The Celts, whose fiery blood again manifested itself, became the teachers and leaders of the spiritually less active Franks. From Scotland and Ireland came Celtic monks and priests in great numbers, to spread their faith among the Franks. All this made it possible for Christianity to be, at that time, not a mirror of external conditions, but to develop freely, unconstrained by material considerations. The conditions of Central Europe were determined by Christianity. All the knowledge of antiquity was thus preserved by Christianity for the Germanic tribes. Aristotle gave the spiritual kernel, which Christianity sought to grasp. At that time there was no dependence on Rome. The Christian life could develop freely in the Empire of the Franks. Plato's world of ideas found entrance too into this spiritual life. This was brought about especially through the influence of Scottish monks, above all through Scotus Erigene in his work De Divisioni Naturae, a work which is well-known as indicating a high level of spiritual life. Thus we see how spiritual life was being formed, unhindered by external conditions. Spiritual currents received their characteristic independently of industrial conditions. Later when the material pressure increased they accepted, retrospectively, the character of these conditions; then, however, when they themselves joined them, they exercised influence on them in their turn. Several small kingdoms formed what we know as the Merovingian Empire, which later came under the power of one ruler. From the foregoing description you will see that southern Christianity was bound to be different from that with which it was later amalgamated. The Christianity of the Franks was comparatively independent, and could make use of political relationships, to its own advantage. The farther the Roman rule was pressed back, the more clerics came from among the Franks. Their education lagged far behind that of the other clergy; the learned priests and monks were all Celts. In these centuries, therefore, the most divine tribes were gradually shaken up together; the invasion of the Huns gave rise to these changes While that which has been described was taking shape within the actual currents of civilisation, great struggles had been going on outside. But what we call the evolution of civilisation was not essentially affected by these external struggles. The Huns had penetrated far to the west; if we are not blind to what the old legends relate, we know that they pushed as far as the south of France. In the old heroic poem of Walther on der Vogelweide, handed down to us in a Latin translation, we are told how the princes of the Germanic tribes, the Burgundians and Franks, had to scourge the Huns, among them that Walther, son of the prince of a Germanic tribe, who ruled in Aquitania. This heroic song narrates the feats of Walther, Hagen and Gunther. In continuous succession followed incursions of the Huns, harassing the Germanic races far into the west, until eventually the Franks, the Goths and what was left of the Roman race, formed the force which opposed the Huns in battle on the Catalaunian Plain in the year 451. This is the first defeat that the Huns suffered. Their rule, however, which had weighed heavily upon the peoples, left no lasting impression. In manners and customs the Huns were so alien to the people of Europe, that their whole type and form is described as something quite peculiar. An important point was that this race formed a compact unity; a submissiveness, amounting to idolatry, under their king, Attila, made them an irresistible terror to other races. After their defeat on the Catalaunian Plain, this army received its last decisive defeat through Leo the Great, Bishop of Rome, who withstood Attila, and induced him to retreat. Leo knew the power which Attila exercised over his people. But with all his power Attila did not know what was opposing him, namely, Christianity; therefore he bowed before it. The rule of the Huns remained merely an episode; what came from the west made a much more lasting influence. After Attila's death in 453, his army soon collapsed. Neither was the rule of the Goths, Gepidae, or Vandals, of lasting duration; they found themselves hemmed in by conditions already settled, and were not able to maintain their own character. Things happened differently in France: the culture there proved faithful to the character of the Frankish tribe, and it may be seen how powerfully this race evolved. Later, however, we see too how this tribe forced other to accept Christianity. We see further that there existed nothing better calculated to develop material culture than Christianity; all sorts of culture forms received their stamp from external Christianity. And because they were able to maintain their free character, they provided a framework for mobile forms in which spiritual life could develop, and in this way the spiritual, industrial communities—monasteries, etc.—grew up. In process of time, however, spiritual and industrial culture were separated. Although the empire of Charlemagne considered itself a Christian empire, in spreading Christianity by force, it set itself in opposition to the spirit of Christianity. Hence Christianity was soon no longer suited to industrial life. The conditions of industrial life were felt to be oppressive—and thus the “free cities” originated. This, in outline, is the evolution of spiritual and material evolution. You see that it was only when the spiritual currents no longer coincided with the material conditions, that this disparity found expression in a purely material culture, the city-culture. From these industrial formations grew out of material interests. The population which could not be supported on the land, pressed into the towns to find protection and security. Thus we see empires rising and falling, and new creations taking the place of old. We can, however, only understand their organisation, if we realise how the first model realm, the empire of the Franks, was formed. Not having pressed into already existing conditions, but going where space was offered for free expansion, this tribe had evolved its character and was able to develop its rule. The tribes driven from their homes during the great folk migrations, were not only thoroughly mingled together, they were also newly constructed. Some had disappeared from History altogether, others had taken their place. This great metamorphosis was accomplished, not merely from outside, but still more in the deepest depth of their character. At the beginning of the epoch of the folk migrations, we see the various Germanic tribes asking a question of destiny. For the Goths, who had chosen for themselves a tolerant Christianity, this question signified extermination. For the Franks, confrontation with it under other freer, more favourable circumstances, it meant increase of power throughout the centuries. Whether or not for the good of all, we shall see in what follows. |