185. From Symptom to Reality in Modern History: Incidental Reflections on the Occasion of the New Edition of ‘Goethes Weltanschauung’
01 Nov 1918, Dornach Tr. A. H. Parker Rudolf Steiner |
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For to pursue the path of Goetheanism is to open the doors to an anthroposophically orientated spiritual science. And without Anthroposophy the world will not find a way out of the present catastrophic situation. In many ways the safest approach to spiritual science is to begin with the study of Goethe. |
185. From Symptom to Reality in Modern History: Incidental Reflections on the Occasion of the New Edition of ‘Goethes Weltanschauung’
01 Nov 1918, Dornach Tr. A. H. Parker Rudolf Steiner |
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In the course of our enquiries during the next few days I should like to draw your attention to two things which seemingly bear little relation to each other. But when we have concluded our enquiries you will realize that they are closely connected. I should like in fact to touch upon certain matters which will provide points of view, symptomatic points d'appui concerning the development of religions in the course of the present fifth post-Atlantean epoch. And on the other hand, I would also like to show you in what respect the spiritual life that we wish to cultivate may be associated with the building which bears the name ‘Goetheanum.’ It seems to me that the decisions taken in such a case have a certain importance, especially at the present time. We are now at a stage in the evolution of mankind when the future holds unknown possibilities and when it is important to face courageously an uncertain future and when it is also important, from out of the deepest impulses, to take decisions to which one attaches a certain significance. The external reason for choosing the name ‘Goetheanum’ seems to be this: I expressed the opinion a short time ago in public lectures that, for my part, I should like the centre for the cultivation of the spiritual orientation that I envisage to be called for preference the Goetheanum. The name to be decided upon had already been discussed last year; and this year a few of our members decided to support the choice of the name ‘Goetheanum.’ As I said recently there are many reasons for this choice, reasons which I find difficult to express in words. Perhaps they will become clear to you if I start today from considerations similar to those which I dealt with here last Sunday, by creating a basis for the study of the history of religions which we will undertake in these lectures. You know of course—and I would not touch upon personal matters if they were not connected with revelant issues, and also with matters concerning the Goetheanum—you know that my first literary activity is associated with the name of Goethe and that it was developed in a domain in which today, even for those who refuse to open their eyes, who prefer to remain asleep, the powerful catastrophic happenings of our time are adumbrated. My view of Goethe from the standpoint of spiritual science, and equally what I said recently in relation to The Philosophy of Freedom, are of course a personal matter; on the other hand, however, this personal factor is intimately linked with the march of events in recent decades. The origin of my The Philosophy of Freedom and of my Goethe publications is closely connected with the fact that, up to the end of the eighties I lived in Austria and then moved to Germany, first to Weimar and then to Berlin, a connection of course that is purely external. But when we reflect upon this external connection we are gradually led, in the light of the facts, if we apprehend the symptoms aright, to an understanding of the inner significance. From the historical sketches I have outlined you will have observed that I am obliged to apply to life what I call historical symptomatology, that I must comprehend history as well as individual human lives from out of their symptoms and manifestations because they are pointers to the real inner happenings. One must really have the will to look beyond external facts in order to arrive at their inner meaning. Many people today would like to learn to develop super-sensible vision, but clairvoyance is difficult to achieve and the majority would prefer to spare themselves the effort. That is why it is often the case today that for those naturally endowed with clairvoyance there is a dichotomy between their external life and their clairvoyant faculty. Indeed, where this dichotomy exists super-sensible vision is of little value and is seldom able to transcend personal factors. Our epoch is an age of transition. Every epoch, of course, is an age of transition. It is simply a question of realizing what is transmitted. Something of importance is transmitted, something that touches man in his inmost being and is of vital importance for his inner life. If we examine objectively what the so-called educated public has pursued the world over in recent decades, we are left with a sorry picture—the picture of a humanity that is fast asleep. This is not intended as a criticism, nor as an invitation to pessimism, but as a stimulus to awaken in man those forces which will enable him to attain, at least provisionally, his most important goal, namely, to develop insight, real insight into things. Our present age must shed certain illusions and see things as they really are. Do not begin by asking: what must I do, what must others do? For the majority of people today such questions are inopportune. The important question is: how do I gain insight into the present situation? When one has adequate insight, one will follow the right course. That which must be developed will assuredly be developed when we have the right insight or understanding. But this entails a change of outlook. Above all men must clearly recognize that external events are in reality simply symptoms of an inner process of evolution occurring in the field of the super-sensible, a process that embraces not only historical life, but also every individual, every one of us in the fullness of our being. Let me quote1 by way of illustration. Today we are very proud that we can apply the law of causality in all kinds of fields; but this is a fatal illusion. Those who are familiar with Hamerling's life know how important for his whole inner development was the following circumstance. After acting for a short time as a ‘supply’ teacher in Graz (i.e. a kind of temporary post before one is appointed to a permanent position in a Gymnasium) he was transferred to Trieste. From there he was able to spend several holidays in Venice. When we recall the ten years which Hamerling spent on the Adriatic coast—he divided his time between teaching in Trieste and visiting Venice—we see how he was fired with ardent enthusiasm for all that the south could offer him, how he derived spiritual nourishment for his later poetry from his experiences there. The real Hamerling, the Hamerling we know, would have been a different person if he had not spent the ten years in question in Trieste with the opportunity for holidays in Venice! Now supposing some thoroughly philistine professor is writing a biography of Hamerling and wanted to know how it was that Hamerling came to be transferred to Trieste precisely at this decisive moment in his life, and how a man without means, who was entirely dependent upon his salary, happened to be transferred to Trieste at this particular moment. I will give you the external explanation. Hamerling, as I have said, held at that time a temporary appointment (he was a supply teacher, as we say in Austria) at the Gymnasium2 in Graz. These supply teachers are anxious to find a permanent appointment, and since this is a matter for the authorities, the applicant for such a post has to send in his various qualifications—written on one side of the application form—enclosing testimonials, etcetera. The application is then forwarded to a higher authority who in turn forwards it to still higher authorities, etcetera, etcetera. There is no need to describe the procedure further. The headmaster of the Gymnasium in Graz where Hamerling worked as a temporary assistant, was the worthy Kaltenbrunner. Hamerling heard that there was a vacancy for a master in Budapest. At that time the Dual Monarchy did not exist and teachers could be transferred from Graz to Budapest and from Budapest to Graz. Hamerling applied for the post in Budapest and handed in his application, written in copper plate, together with the necessary testimonials to the headmaster, the worthy Kaltenbrunner, who placed it in a drawer and forgot all about it. Consequently the post in Budapest was given to another candidate. Hamerling was not appointed because Kaltenbrunner had forgotten to forward the application to the higher authorities, who, if they had not forgotten to do so, would have forwarded it to their immediate superiors and these in their turn to their superiors, etcetera, until it reached the minister, when it would have been referred back to the lower echelons and have passed down the bureaucratic ladder. Thus another candidate was appointed to the post in Budapest, and Hamerling spent the ten years which were decisive for his life, not in Budapest, but in Trieste, because sometime later a post feil vacant here to which he was appointed—and because, of course, the worthy Kaltenbrunner did not forget Hamerling's application a second time! From the external point of view therefore Kaltenbrunner's negligence was responsible for the decisive turning point in Hamerling's life; otherwise Hamerling would have stagnated in Budapest. This is not intended as a ctiticism of Budapest; but the fact remains that Budapest would have been a spiritual desert for Hamerling and he would have been unable to develop his particular talents. And our biographer would now be able to tell us how it was that Hamerling had been transferred from Graz to Trieste—because Kaltenbrunner had simply overlooked Hamerling's application. Now this is a striking incident and one could find countless others of its kind in life. And he who seeks to measure life by the yard-stick of external events will scarcely find causes, even if he believes that he is able to establish causal relationships, that are more closely connected with their effects than the negligence of the worthy Kaltenbrunner with the spiritual development of Robert Hamerling. I make this observation simply to call your attention to the fact that it is imperative to implant in the hearts of men this principle: that external life as it unfolds must be seen simply as a symptom that reveals its inner meaning. In my last lecture I spoke of the forties to the seventies as the critical period for the bourgeoisie. I pointed out how the bourgeoisie had been asleep during these critical years and how the end of the seventies saw the beginning of those fateful decades which led to our present situation.T1 I spent the first years of these decades in Austria. Now as an Austrian living in the last third of the nineteenth century one was in a strange position if one wished to participate in the cultural life of the time. It is of course easy for me to throw light on this situation from the standpoint of a young man who spent his formative years in Austria and who was German by descent and racial affiliation. To be a German in Austria is totally different from being a German in the ReichT2 or in Switzerland. One must, of course, endeavour to understand everything in life and one can understand everything; one can adapt oneself to everything. But if, for example, one were to raise the question: what does an Austro-German feel about the social structure in which he lives and is it possible for an Austro-German without first having adapted himself to it, to have any understanding of that peculiar civic consciousness one finds in Switzerland? Then the answer to this question must be an emphatic no! The Austro-German grew up in an environment that makes it totally impossible for him to understand—unless he forced himself to do so artificially—that inflexible civic consciousness peculiar to the Swiss. But these national differentiations are seldom taken into account. We must however give heed to them if we are to understand the difficult problems in this domain which face us now and in the immediate future. It was significant that I spent my formative years in an environment where the most important things did not really concern me. I would not mention this if it were not in fact the most important experience of the true-born German-Austrian. In some it finds expression in one way, in others in another way. To some extent I lived as a typical Austrian. From the age of eleven to eighteen I had to cross twice a day the river Leitha which formed the frontier between Austria and Hungary since I lived at Neudörfl in Hungary and attended school in Wiener-Neustadt. It was an hour's journey on foot and a quarter of an hour's by slow train—there were no fast trains, nor are there any today I believe—and each time I had to cross the frontier. Thus one came to know the two faces of what is called abroad ‘Austria.’ Formerly things were not so easy in the Austrian half of the Empire. Today one cannot say things are easier (that is unlikely), but different. Up till now one had to distinguish two parts of the Austrian Empire. Officially one half was called, not Austria, but ‘the Kingdoms and “lands” represented in the Federal Council’, i.e. Cis-Leithania, which included Galicia, Bohemia, Silesia, Moravia, Upper and Lower Austria, Salzburg, the Tyrol, Styria, Carniola, Carinthia, Istria and Dalmatia. The other half, Trans-Leithania,3 consisted of the ‘lands’ of the Crown of St. Stephen, i.e. what is called abroad Hungary, which included also Croatia and Slavonia. Then, after the eighties, there was the territory of Bosnia and Herzegovina, occupied up to 1909 and later annexed, which was jointly administered by the two halves of the Empire. Now in the area where I lived, even amongst the most important centres of interest, I did not find anything which really interested me between the ages of eleven and eighteen. The first important landmark was Frohsdorf, a castle inhabited by Count de Chambord, a member of the Bourbon family, who had made an unsuccessful attempt in 1871 to ascend the throne of France under the name of Henry V. There were many other peculiarities attaching to him. He was an ardent supporter of clericalism. In him, and in everything associated with him, one could perceive a world in decline, one could catch the atmosphere of a world that was crumbling in ruins. There were many things one saw there, but they were of no interest. And one felt: here is something which was once considered to be of the greatest importance and which many today still regard as immensely important. But in reality it is a bagatelle and has no particular importance. The second thing in the neighbourhood was a Jesuit monastery, a genuine Jesuit monastery. The monks were called Redemptorists,4 an offshoot of the Jesuits. This monastery was situated not far from Frohsdorf. One saw the monks perambulating, one learned of the aims and aspirations of the Jesuits, one heard various tales about them, but this too was of no interest. And again one felt: what has all this to do with the future evolution of mankind? One felt that these monks in their black cowls were totally unrelated to the real forces which are preparing man's future development. The third thing in the locality where I lived was a masonic lodge. The local priest used to inveigh against it, but of course the lodge meant nothing to me for one was not permitted to enter. It is true the porter allowed me on one occasion to look inside, but in strict secrecy. On the following Sunday, however, I again heard the priest fulminating against the lodge. In Brief, this too was something that did not concern me. I was therefore well prepared when I matured and became more aware to be influenced by things which formerly held no interest for me. I regard it as very significant and a fortunate dispensation of my karma that, whilst I had been deeply interested in the spiritual world in my early years, in fact I lived my early life on the spiritual plane, I had not been forced by external circumstances into the classical education of the Gymnasium. All that one acquires through a humanistic education I acquired later on my own initiative. At that time the standard of the Gymnasium education in Austria was not too bad; it has progressively deteriorated since the seventies and of recent years has come perilously close to the educational system of neighbouring states. But looking back today I am glad that I was not sent to the Gymnasium in Wiener-Neustadt. I was sent to the Realschule and thus came in touch with a teaching that prepared the ground for a modern way of thinking, a teaching that enabled me to be closely associated with a scientific outlook. I owed this association with scientific thinking to the fact that the best teachers—and they were few and far betweenin the Austrian Realschule, which was organized on the most modern lines, were those who were connected in some way with modern scientific thinking. This was not always true of the school in Wiener-Neustadt. In the lower classes—in the Austrian Realschule religious instruction was given only in the four lower classes—we had a teacher of religion who was a very pleasant fellow, but was quite unfitted to bring us up as devout and pious Christians. He was a Catholic priest and that he was hardly fitted to inspire piety in us is shown by the fact that three young boys who used to call for him everyday after school were said to be his sons. But I still hold him in high regard for everything he taught in class apart from his religious instruction. He imparted this religious instruction in the following way: he called an a pupil to read a few pages from a devotional work; then it was set for homework. One did not understand a word, learned it by heart and received high marks, but of course one had not the slightest idea of the contents. His conversation outside the classroom was sometimes beautiful and stimulating and above all warm and friendly. Now in such a school one passed through the hands of a succession of teachers of widely different calibre. All this is of symptomatic significance. We had two Carmelites as teachers, one was supposed to teach us French, the other English. The latter in particular scarcely knew a word of English; in fact he could not string together a complete sentence. In natural history we had a man who had not the faintest understanding of God and the world. But we had excellent teachers for mathematics, physics, chemistry and especially for projective geometry. And it was they who paved the way for this inner link with scientific thinking. It is to this scientific thinking that I owed the impulse which is fundamentally related to the future aims of mankind today. When, after struggling through the Realschule one entered the University, one could not avoid—unless one was asleep—taking an interest in public affairs and the world around. Now the Austro-German—and this is important—arrives at a knowledge of the German make-up in a totally different way from the Reich German.5 One could have, for example, a superficial interest in Austrian state-affairs, but one could scarcely feel a real inner relationship to them if one were interested in the evolution of mankind. On the other hand, as in my own case, one could have recourse to the achievements of German culture at the end of the eighteenth and at the beginning of the nineteenth century and to what I should like to call Goetheanism. As an Austro-German one responds to this differently from the Reich German. One should not forget that once one has become inured to the natural scientific outlook through a modern education one outgrows a certain artificial milieu which has spread over the whole of Western Austria in recent time. One outgrows the clerical Catholicism to which the people of Western Austria only nominally adhere, an extremely pleasant people for the most part—I exclude myself of course. This clerical Catholicism has never touched their lives deeply. In the form it has assumed in western Austria this clerical Catholicism is a product of the Counter-Reformation, of the ‘Hausmacht’ policy of the Hapsburgs. The ideas and impulses of Protestantism were fairly widespread in Austria, but the Thirty Years' War and the events connected with it enabled the Hapsburgs to initiate a counter Reformation and to impose upon the extremely gifted and intelligent Austro-German people that terrible obscurantism, which must be imposed when one diffuses Catholicism in the form which prevailed in Austria as a consequence of the Counter Reformation. Consequently men's relationship to religion and religious issues becomes extremely superficial. And happiest are those who are still aware of this superficial relationship. The others who believe that their faith, their piety is honest and sincere are unwittingly victims of a monstrous illusion, of a terrible lie which destroys the inner life of the soul. With a Background of natural science it is impossible of course to come to terms with this frightful psychic mishmash which invades the soul. But there are always a few isolated individuals who develop themselves and stand apart from it. They find themselves driven towards the cultural life which reached its zenith in Central Europe at the end of the eighteenth and in the early nineteenth century. They came in touch with the current of thought which began with Lessing, was carried forward by Herder, Goethe and the German Romantics and which in its wider context can be called Goetheanism. In these decades it was of decisive importance for the Austro-German with spiritual aspirations that—living outside the folk community to which Lessing, Goethe, Herder etcetera belonged, and transplanted into a wholly alien environment over the frontier—he imbibed there the spiritual perception of Goethe, Schiller, Lessing and Herder. Nothing else impressed one; one imbibed only the Weltanschauung of Weimar classicism—and in this respect one stood apart, isolated and alone. For again one was surrounded by those phenomena which did not concern one. And so one was associated with something that one gradually felt to be second nature, something, however, that was uprooted from its native soil and which one cherished in one's inmost soul in a community which was interested only in superficialities. For it was anomalous to cherish Goethean ideas at a time when the world around was enthusiasticbut the words of enthusiasm were pompous and artificial, without any suggestion of sincere and honest endeavourabout such publications (and I could give other examples) as the book of the then Crown Prince Rudolf An illustrated history of Austria. The book in fact was the work of ghost writers. One had no affinity with this trash, though, it is true, one belonged outwardly to this world of superficiality. One treasured in one's soul that which was an expression of the Central European spirit and which in a wider context I should like to call Goetheanism. This Goetheanism, with which I associate the names of Schiller, Lessing, Herder and also the German philosophers, occupies a singularly isolated position in the world. And this isolation is extremely significant for the whole evolution of modern mankind for it causes those who wish to embark upon a serious study of Goetheanism to become a little reflective. Looking back over the past one asks oneself: what have Lessing, Goethe and the later German Romantics, approximately up to the middle of the nineteenth century, contributed to the world? In what respect is this contribution related to the historical evolution prior to Lessing's time? Now it is well known that the emergence of Protestantism out of Catholicism is intimately connected with the historical evolution of Central Europe. We see, an the one hand, in Central Europe, in Germany for example—I have already discussed the same phenomenon in relation to Austria—the survival of the universalist impulse of Roman Catholicism. In Austria its influence was more external, as I have described, in Germany more inward. Now there is a vast difference between the Austrian Catholic and the Bavarian Catholic, and many of these differences which have survived date back to the remote past. Then came the invasion of Catholic culture by Protestantism or Lutheranism, which in Switzerland took the form of Calvinism or Zwinglianism.6 Now a high proportion of the German people, especially the Reich Germans, was Lutheran. But strangely enough there is no connection whatsoever between Lutheranism and Goetheanism! It is true that Goethe had studied both Lutheranism and Catholicism, though somewhat superficially. But when one considers the ferment in Goethe's soul, one can only say that throughout his life it was a matter of indifference to him whether one professed Catholicism or Protestantism. Both confessions could be found in his entourage, but he was in no way connected with them. To this aperçu the following can be added. Herder7 was pastor and later General Superintendent in Weimar. As pastor, of course, he had received much from Luther externally and was familiar with his teachings; he was aware that his outlook and thinking had nothing in common with Lutheranism and that he had entirely outgrown the Lutheran faith. Thus, in everything associated with Goetheanism—and I include men such as Herder and others—we have in this respect a completely isolated phenomenon. When we enquire into the nature of this isolated phenomenon we find that Goetheanism is a crystallization of all kinds of impulses of the fifth post-Atlantean epoch. Luther did not have the slightest influence on Goethe; Goethe, however, was influenced by Linnaeus,8 Spinoza and Shakespeare, and on his own admission these three personalities exercised the greatest influence upon his spiritual development. Thus Goetheanism stands out as an isolated phenomenon and that is why it can never become popular. For the old entrenched positions persist; not even the slightest attempt was made to promote the ideas of Lessing, Schiller, and Goethe amongst the broad masses of the population, let alone to encourage the feelings and sentiments of these personalities. Meanwhile an outmoded Catholicism on the one hand, and an outmoded Lutheranism on the other hand, lived on as relics from the past. And it is a significant phenomenon that, within the cultural stream to which Goethe belonged and which produced a Goethe, the spiritual activities of the people are influenced by the sermons preached by the Protestant pastors. Amongst the latter are a few who are receptive to modern culture, but that is of no help to them in their sermons. The spiritual nourishment offered by the church today is antediluvian and is totally unrelated to the demands of the time; it cannot lend in any way vitality or vigour. It is associated, however, with another aspect of our culture, that aspect which is responsible for the fact that the spiritual life of the majority of mankind is divorced from reality. Perhaps the most significant symptom of modern bourgeois philistinism is that its spiritual life is remote from reality, all its talk is empty and unreal. Such phenomena, however, are usually ignored, but as symptoms they are deeply significant. You can read the literature of the war-mongers over recent decades and you will find that Kant is quoted again and again. In recent weeks many of these war-mongers have turned pacifist, since peace is now in the offing. But that is of no consequence; philistines they still remain, that is the point. The Stresemann9 of today is the same Stresemann of six weeks ago. And today it is customary to quote Kant as the ideal of the pacifists. This is quite unreal. These people have no understanding of the source from which they claim to have derived their spiritual nourishment. That is one of the most characteristic features of the present time and accounts for the strange fact that a powerful spiritual impulse, that of Goetheanism, has met with total incomprehension. In face of the present catastrophic events this thought fills us with dismay. When we ask: what will become of this wave—one of the most important in the fifth post-Atlantean epoch—given the atmosphere prevailing in the world today, we are filled with sadness. In the light of this situation the decision to call the centre which wishes to devote its activities to the most important impulses of the fifth post-Atlantean epoch the ‘Goetheanum’ irrespective of the fate which may befall it, has a certain importance. That this building shall bear the name ‘Goetheanum’ for many years to come is of no consequence; what is important is that the thought even existed, the thought of using the name ‘Goetheanum’ in these most difficult times. Precisely through the fact I have mentioned to you, Goetheanism in its isolation could become something of unique importance when one lived at the aforesaid time in Austria where one's interests were limited. For if people had understood that Goetheanism was something which concerned them, the present catastrophe would not have arisen. This and many other factors enabled isolated individuals in the German-speaking areas of Austria—the broad masses live under the heel of the Catholicism of the CounterReformation—to develop a deep inner relationship to Goetheanism. I made the acquaintance of one of these personalities, Karl Julius Schröer10 who lived and worked in Austria. In every field in which he worked he was inspired by the Goethe impulse. History will one day record what men such as Karl Julius Schröer thought about the political needs of Austria in the second half of the nineteenth century. These people who never found a hearing were aware to some extent how the present situation could have been avoided, but that it was nevertheless inevitable because no one would listen to them. On arriving in Imperial Germany one had above all the impression, when one had developed a close spiritual affinity with Goethe, that there was nowhere any understanding of this affinity. I came to Weimar in autumn 1889—I have already described the pleasing aspects of life in Weimar—but what I treasured in Goethe (I had already published my first important book on Goethe) met with little understanding or sympathy because it was the spiritual element in him that I valued. Outwardly and inwardly life in Weimar was wholly divorced from any connection with Goethean impulses. In fact these Goethean impulses were completely unknown in the widest circles, especially amongst professors of the history of literature who lectured on Goethe, Lessing and Herder in the universities—unknown amongst the philistines who perpetrated the most atrocious biographies of Goethe. I could only find consolation for these horrors by reading the publications of Schröer and the excellent book of Herman Grimm which I came across relatively early in my life. But Herman Grimm was never taken seriously by the universities. They regarded him as a dilettante, not as a serious scholar. No genuine university scholar of course has ever made the effort to take K. J. Schröer seriously; he is always treated as a light-weight. I could give many examples of this. But one should not forget that the literary world with its many ramifications—including, if I may say so, journalism—has been under the influence of a bourgeoisie that has been declining in recent decades, a bourgeoisie which is fast asleep and which, when it embarks upon spiritual activities, has no understanding of their real meaning. Under these circumstances it is impossible of course to arrive at any understanding of Goetheanism. For Goethe himself is, in the best sense of the word, the most modern spirit of the fifth postAtlantean epoch. Consider for a moment his unique characteristics. First, his whole Weltanschauung—which can be raised to a higher spiritual level than Goethe himself could achieve—rests upon a solid scientific foundation. At the present time a firmly established Weltanschauung cannot exist without a scientific basis. That is why there is a strong scientific substratum to the book with which I concluded my Goethe studies in 1897. (The book has now been republished for reasons similar to those which led to the re-issue of The Philosophy of Freedom.) The solid body of philistines said at that time (it was a time when my books were still reviewed, the title of the book is Goethe's Conception of the World:T3 in reality he ought to call it ‘Goethe's conception of nature.’ The so-called Goethe scholars, the literary historians, philosophers and the like failed to realize that it is impossible to present Goethe's Weltanschauung unless it is firmly anchored in his conception of nature. A second characteristic which shows Goethe to be the most modern spirit of the fifth post-Atlantean age is the way in which that peculiar spiritual path unfolds within him which leads from the intuitive perception of nature to art. In studying Goethe it is most interesting to follow this connection between perception of nature and artistic activity, between artistic creation and artistic imagination. One touches upon thousands of questions—which are not dry, theoretical questions, but questions instinct with life, when one studies this strange and peculiar process which always takes place in Goethe when he observes nature as an artist, but sees it on that account no less in its reality, and when he works as an artist in such a way that, to quote his own words, one feels art to be something akin to the continuation of divine creation in nature at a higher level. A third characteristic typical of Goethe's Weltanschauung is bis conception of man. He sees him as an integral part of the universe, as the crowning achievement of the entire universe. Goethe always strives to see him, not as an isolatcd being, but imbued with the wisdom that informs nature. For Goethe the soul of man is the stage on which the spirit of nature contemplates itself. But these thoughts which are expressed here in abstract form have countless implications if they are pursued concretely. And all this constitutes the solid base on which we can build that which leads to the supreme heights of spiritual super-sensible perception in the present age. If one points out today that mankind as a whole has failed to give serious attention to Goethe—and it has failed in this respect—has failed to develop any relation ship to Goetheanism, then it is certainly not in order to criticize, lecture or reproach mankind as a whole, but simply to invite them to undertake a serious study of Goetheanism. For to pursue the path of Goetheanism is to open the doors to an anthroposophically orientated spiritual science. And without Anthroposophy the world will not find a way out of the present catastrophic situation. In many ways the safest approach to spiritual science is to begin with the study of Goethe. All this is related to something else. I have already pointed out that this shallow spiritual life which is preached from the pulpit and which then becomes for many a living lie of which they are unconscious—all this is outmoded. And fundamentally the erudition in all the faculties of our universities is equally outmoded. This erudition becomes an anomaly where Goetheanism exists alongside it. For a further characteristic feature of Goethe's personality is his phenomenal universality. It is true that in various domains Goethe has sowed only the first seeds, but these seeds can be cultivated everywhere and when cultivated contain the germ of something great and grandiose, the great modern impulse which mankind prefers to ignore, and compared with which modern university education in its outlook and attitude is antediluvian. Even though it accepts new discoveries, this modern university education is out of date. But at the same time there exists a true life of the spirit, Goetheanism, which is ignored. In a certain sense Goethe is the universitas litterarum, the hidden university, and in the sphere of the spiritual life it is the university education of today that usurps the throne. Everything that takes place in the external world and which has led to the present catastophe is, in the final analysis, the result of what is taught in our universities. People talk today of this or that in politics, of certain personalities, of the rise of socialism, of the good and bad aspects of art, of Bolshevism, etcetera; they are afraid of what may happen in the future, they envisage such and such occupying a certain post, and there are those who six weeks ago said the opposite of what they say today ... such is the state of affairs. Where does all this originate? Ultimately in the educational institutions of the present day. Everything else is of secondary importance if people fail to see that the axe must be laid to the tree of modern education. What is the use of developing endless so-called clever ideas, if people do not realize where in fact the break with the past must be made. I have already spoken of certain things which did not concern me. I can now teil you of something else which did not concern me. When I left the Realschule for the university I entered my name for different lecture courses and attended various lectures. But they held no interest for me; one felt that they were quite out of touch with the impulse of our time. Without wishing to appear conceited I must confess that I had a certain sympathy for that universitas, Goetheanism, because Goethe also found that his university education held little interest for him. And at the royal university of Leipzig in the (then) Kingdom of Saxony, and again at Strasbourg university in later years, he took virtually no interest in the lectures he attended. And yet everything, even the quintessence of the artistic in Goethe rests upon the solid foundation of a rigorous observation of nature. In spite of all university education he gradually became familiar with the most modern impulses, even in the sphere of knowledge. When we speak of Goetheanism we must not lose sight of this. And this is what I should have liked to bring to men's attention in my Goethe studies and in my book Goethe's Conception of the World. I should have liked to make them aware of the real Goethe. But the time for this was not ripe; to a large extent the response was lacking. As I mentioned recently the first indications were visible in Weimar where the soil was to some extent favourable. But nothing fruitful came of it. Those who were already in entrenched positions barred the way to those who could have brought a new creative impulse. If the modern age were imbued in some small measure with Goetheanism, it would long for spiritual science, for Goetheanism prepares the ground for the reception of spiritual science. Then Goetheanism would again become a means whereby a real regeneration of mankind today could be achieved. One cannot afford to take a superficial view of our present age. After my lecture in Basel yesterdayT4 I felt that no honest scientist could deny what I had to say on the subject of super-sensible knowledge if he were prepared to face the facts. There are no logical grounds for rejecting spiritual knowledge; the real cause for rejection is to be found in that barbarism which in all regions of the civilized world is responsible for the present catastrophe. It is profoundly symbolic that a few years ago a Goethe society had nothing better to do than to appoint as president a former finance minister—a typical example of men's remoteness from what they profess to honour. This finance minister who, as I said recently, bears, perhaps symptomatically, the Christian name ‘Kreuzwendedich’ believes of course, in his fond delusion, that he pays homage to Goethe. With a background of modern education he has no idea and can have no idea how far, how infinitely far removed he is from the most elementary understanding of Goetheanism. The climate of the present epoch is unsuited to a deeper understanding of Goetheanism. For Goetheanism has no national affiliation, it is not something specifically German. It draws nourishment from Spinoza, from Shakespeare, from Linnaeus—none of whom is of German origin. Goethe himself admitted that these three personalities exercised a profound influence upon him—and in this he was not mistaken. (He who knows Goethe recognizes how justified this admission is.) Goetheanism could determine men's thinking, their religious life, every branch of science, the social forms of community life, the political life ... it could reign supreme everywhere. But the world today listens to windbags such as Eucken11 or Bergson and the like ... (I say nothing of the political babblers, for in this realm today adjective and substantive are almost identical). What we have striven for here—and which will arouse such intense hatred in the future that its realization is problematical, especially at the present time—is a living protest against the alienation of spiritual life today from reality. And this protest is best expressed by saying: what we wanted to realize here is a Goetheanum. When we speak here of a Goetheanum we bear witness to the most important characteristics and also to the most important demands of our time. And amid the philistine world of today this Goetheanum at least has been willed and should tower above this present world that claims to be civilized. Of course, if the wishes of many contemporaries had been fulfilled, one could perhaps say that it would have been more sensible to speak of a Wilsonianum,12 for that is the flag under which the present epoch sails. And it is to Wilsonism that the world at the present time is prepared to submit and probaly will submit. Now it may seem strange to say that the sole remedy against Wilsonism is Goetheanism. Those who claim to know better come along and say: the man who talks like this is a utopian, a visionary. But who are these people who coin this phrase: he is an innocent abroad—who are they? Why, none other than those worldly men who are responsible for the present state of affairs, who always imagined themselves to be essentially ‘practical’ men. It is they of course who refuse to listen to words of profound truth, namely, that Wilsonism will bring sickness upon the world, and in all domains of life the world will be in need of a remedy and this remedy will be Goetheanism. Permit me to conclude with a personal observation on the interpretation of my book Goethe's Conception of the World which has now appeared in a second edition. Through a strange concatenation of circumstances the book has not yet arrived; one is always ready to make allowances, especially at the present time. It was suggested by men of ‘practical’ experience some time ago, months ago in fact, that my books The Philosophy of Freedom and Goethe's Conception of the World should be forwarded here direct from the printers and so avoid going via Berlin and arrive here more quickly. One would have thought that those who proffered this advice were knowledgeable in these matters. I was informed that The Philosophy of Freedom had been despatched, but after weeks and weeks had not arrived. For some time people had been able to purchase copies in Berlin. None was to be had here because somewhere on the way the matter had been in the hands of the ‘practical’ people and we unpractical people were not supposed to interfere. What had happened? The parcel had been handed in by the ‘practical’ people of the firm who had been told to send it to Dornach near Basel. But the gentleman responsible for the despatch said to himself: Dornach near Basel; that is in Alsace, for there is a Dornach there which is also near Basel ... there is no need to pay foreign postage, German stamps will suffice. And so, on ‘practical’ instructions the parcel went to Dornach in Alsace where, of course, they had no idea what to do with it. The matter had to be taken up by the unpractical people here. Finally, after long delays when the ‘practical’ gentleman had satisfied himself that Dornach near Basel is not Dornach in Alsace, The Philosophy of Freedom arrived. Whether the other book, Goethe's Conception of the World, instead of being sent from Stuttgart to Dornach near Basel has been sent by some ‘practical’ person via the North Pole, to arrive finally in Dornach after travelling round the globe, I cannot say. In any case, this is only one example that we have experienced personally of the ‘practical’ man's contribution to the practical affairs of daily life. This is what I was first able to undertake personally in a realm that lay close to my heart—more through external circumstances than through my own inclination—in order to be of service to the epoch. And when I consider what was the purpose of my various books, which are born of the impulse of the time, I believe that these books answer the demands of our epoch in widely divergent fields. They have taught me how powerful have been the forces in recent decades acting against the Spirit of the age. However much in their ruthlessness people may believe that they can achieve their aims by force, the fact remains that nothing in reality can be enforced which runs counter to the impulses of the time. Many things which are in keeping with the impulses of the time can be delayed; but if they are delayed they will later find scope for expression, perhaps under another name and in a totally different context. I believe that these two books, amongst other things, can show how, by observing one's age, one can be of service to it. One can serve one's age in every way, in the simplest and most humble activities. One must simply have the courage to take up Goetheanism which exists as a Universitas liberarum scientiarum alongside the antediluvian university that everyone admires today, the socialists of the extreme left most of all. It might easily appear as if these remarks are motivated by personal animosity and therefore I always hesitate to express them. One is of course a target for the obvious accusation—‘Aha, this fellow abuses universities because he failed to become a university professor!’ ... One must put up with this facile criticism when it is necessary to show that those who advocate this or that from a political, scientific, political-economic or confessional point of view of some kind or other fail to put their finger an the real malady of our time. Only those point to the real malady who draw attention to the pernicious dogma of infallibility which, through the fatal concurrence of mankind has led to the surrender of everything to the present domination of science, to those centres of official science where the weeds grow abundantly, alongside a few healthy plants of course. I am not referring to a particular individual or particular university professor (any more than when I speak of states or nations I am referring to a particular state or nation)—they may be excellent people, that is not the point. The really important question is the nature of the system. And how serious this situation is, is shown by the fact that the technical colleges which have begun to lose a little of their natural character now assume university airs and so have Bone rapidly downhill and become corrupted by idleness. I want you to consider the criticisms I have made today as a kind of interlude in our anthroposophical discussions. But I think that the present epoch offers such a powerful challenge to our thoughts and sentiments in this direction that these enquiries must be undertaken by us especially because, unfortunately, they will not be undertaken elsewhere. Our present age is still very far removed from Goetheanism, which certainly does not imply studying the life and works of Goethe alone. Our epoch sorely needs to turn to Goetheanism in all spheres of life. This may sound utopian and impractical, but it is the most practical answer at the present time. When the different spheres of life are founded an Goetheanism we shall achieve something totally different from the single achievement of the bourgeoisie today—rationalism. He who is grounded in Goetheanism will assuredly find his way to spiritual science. This is what one would like to inscribe in letters of fire in the souls of men today. This has been my aim for decades. But much of what I have said from the depths of my heart and which was intended to be of service to the age has been received by my contemporaries as an edifying Sunday afternoon sermonfor in reality those who are happy in their cultural sleep ask nothing more. We must seek concretely to discover what the epoch demands, what is necessary for our age—this is what mankind so urgently needs today. And above all we must endeavour to gain insight into this, for today insight is all important. Amidst the vast confusion of our time, a confusion that will soon become worse confounded, it is futile to ask: what must the individual do? What he must do first and foremost is to strive for insight and understanding so that the infallibility in the domain that I referred to today is directed into the right channel. My book Goethe's Conception of the World was written specially in order to show that in the sphere of knowledge there are two streams today: a decadent stream which everyone admires, and another stream which contains the most fertile seeds for the future, and which everyone avoids. In recent decades men have suffered many painful experiences—and often through their own fault. But they should realize that they have suffered most—and worse is still to follow—at the hands of their schoolmasters of whom they are so proud. It appears that mankind must needs pass through the experiences which they have to undergo at the hands of the world schoolmaster, for they have contrived in the end to set up a schoolmaster as world organizer. Those windbags who have persuaded the world with their academic twaddle are now joined by another who proposes to set the world to right with empty academic rhetoric. I have no wish to be pessimistic. These words are spoken in order to awaken those impulses which will answer Wilsonism with Goetheanism. They are not inspired by any kind of national sentiment, for Goethe himself was certainly not a nationalist; his genius was universal. The world must be preserved from the havoc that would follow if Wilsonism were to replace Goetheanism!
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23. Basic Issues of the Social Question: Finding Real Solutions to the Social Problems of the Times
Tr. Frank Thomas Smith Rudolf Steiner |
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Extracts from this book have been published by the Rudolf Steiner Press, London, 1970, under the title The Case for Anthroposophy, selected, translated, arranged and with an introduction by Owen Barfield.*. |
23. Basic Issues of the Social Question: Finding Real Solutions to the Social Problems of the Times
Tr. Frank Thomas Smith Rudolf Steiner |
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[ 1 ] The characteristic element which has given the social question its particular form in modern times may be described as follows: The economy, along with technology and modern capitalism, has, as a matter of course, brought a certain inner order to modern society. While the attention of humanity has focused on what technology and capitalism have brought, it has been diverted from other branches, other areas of the social organism. It is equally necessary to attain efficacy through human consciousness in these areas if the social organism is to become healthy. [ 2 ] In order to clearly characterize certain driving forces by means of a comprehensive, universal observation of the social organism, I would like to start with a comparison. It should be borne in mind, however, that nothing more than a comparison is intended. Human understanding can be assisted by such a comparison to form mental pictures about the social organism's restoration to health. To consider the most complicated of all natural organisms, the human organism, from the point of view presented here, it is necessary to direct one's attention to the fact that the total essence of this human organism exhibits three complementary systems, each of which functions with a certain autonomy. These three complementary systems can be characterized as follows. The system consisting of the nerve and sense faculties functions as one area in the natural human organism. It could also be designated, after the most important member of the organism in which the nerve and sense faculties are to a certain extent centralized, the head organism. [ 3 ] A clear understanding of the human organization will result in recognizing as the second member, what [ I ] would like to call the rhythmic system. It consists of respiration, blood circulation and everything which expresses itself in the rhythmic processes of the human organism. [ 4 ] The third system is to be recognized in everything which, in the form of organs and functions, is connected with metabolism as such. [ 5 ] These three systems contain everything which, when properly co-ordinated, maintains the entire functioning of the human organism in a healthy manner.2 [ 6 ] In my book “Von Seelenrätseln”* I have attempted to characterize, at least in outline, this triformation of the human natural organism. It is clear to me that biology, physiology, natural science as a whole will, in the very near future, tend toward a consideration of the human organism which perceives how these three members—the head-system, the circulatory system or breast-system and the metabolic system maintain the total processes in the human organism, how they function with a certain autonomy, how no absolute centralization of the human organism exists and how each of these systems has its own particular relation to the outer world. The head-system through the senses, the circulatory or rhythmic system through respiration and the metabolic system through the organs of nourishment and movement. [ 7 ] Natural scientific methods are not yet sufficiently advanced for scientific circles to be able to grant recognition, sufficient for an advance in knowledge, to what I have indicated here—which is an attempt to utilize knowledge based on spiritual science for natural scientific purposes. This means, however, that our habit of thought, the whole way in which we conceive of the world, is not yet completely in accordance with how, for example, the inner essence of nature's functions manifests itself in the human organism. One could very well say: Yes, but natural science can wait, its ideals will develop gradually and it will come to a point where viewpoints such as yours will be recognized. It is not possible, however, to wait where these things are concerned. In every human mind—for every human mind takes part in the functioning of the social organism—and not only in the minds of a few specialists, must be present at least an instinctive knowledge of what this social organism needs. Healthy thinking and feeling, healthy will and aspirations with regard to the formation of the social organism, can only develop when it is clear, albeit more or less instinctively, that in order for the social organism to be healthy it must, like the natural organism, have a threefold organization. [ 8 ] Ever since Schäffle wrote his book about the structure of the social organism, attempts have been made to encounter analogies between the organization of a natural being—the human being, for example—and human society as such. The cell of the social organism has been sought, the cell structure, tissues and so forth! A short while ago a book by Meray appeared, Weltmutation (World Mutation), in which certain scientific facts and laws were simply transferred to a supposed human society-organism. What is meant here has absolutely nothing to do with all these things, with all these analogy games. To assume that in these considerations such an analogy game between the natural and the social organism is being played is to reveal a failure to enter into the spirit of what is here meant. No attempt is being made to transplant some scientific fact to the social organism; quite the contrary, it is intended that human thinking and feeling learn to sense the vital potentialities in contemplating the natural organism and then to be capable of applying this sensibility to the social organism. When what has supposedly been learned about the natural organism is simply transferred to the social organism, this only indicates an unwillingness to acquire the capacity to contemplate and investigate the social organism just as independently as is necessary for an understanding of the natural organism. If, in order to perceive its laws, one considers the social organism as an independent entity in the same manner as a scientific investigator considers the natural organism, in that instant the seriousness of the contemplation excludes playing with analogies. [ 9 ] It may also be imagined that what is presented here is based on the belief that the social organism should be ‘constructed’ as an imitation of some bleak scientific theory. Nothing could be farther from the truth. It is my intention to point out something quite different. The present historical human crisis requires that certain sensibilities arise in every individual, that these sensibilities be stimulated by education, i.e., the school system, as is the learning of arithmetical functions. What has hitherto resulted from the old forms of the social organism, without being consciously absorbed by the inner life of the mind, will cease to have effect in the future. A characteristic of the evolutionary impulses which are attempting to manifest themselves in human life at the present time is that such sensibilities are necessary, just as schooling has long been a necessity. From now on mankind should acquire a healthy sense of how the social organism should function in order for it to be viable. A feeling must be acquired that it is unhealthy and anti-social to want to participate in this organism without such sensibilities. [ 10 ] It is often said that ‘socialization’ is needed for these times. This socialization will not be a curative process for the social organism, but a quack remedy, perhaps even a destructive process, as long as at least an instinctive knowledge of the necessity for the triformation of the social organism has not been absorbed by human hearts, by human souls. If this social organism is to function in a healthy way it must methodically cultivate three constituent members. [ 11 ] One of these members is the economy. It will be considered first because it has so evidently been able to dominate human society through modern technology and capitalism. This economic life must constitute an autonomous member within the social organism, as relatively autonomous as is the nervous-sensory system in the human organism. The economy is concerned with all aspects of the production, circulation and consumption of commodities. [ 12 ] The second member of the social organism is that of civil rights, of political life as such. What can be designated as the state, in the sense of the old rights-state, pertains to this member. Whereas the economy is concerned with all aspects of man's natural needs and the production, circulation and consumption of commodities, this second member of the social organism can only concern itself with all aspects of the relations between human beings which derive from purely human sources. It is essential for knowledge about the members of the social organism to be able to differentiate between the legal rights system, which can only concern itself with relations between human beings that derive from human sources, and the economic system, which can only be concerned with the production, circulation and consumption of commodities. It is necessary to sense this difference in life in order that, as a consequence of this sensibility, the economy be separate from the rights member, as in the human natural organism the activity of the lungs in processing the outside air is separate from the processes of the nervous-sensory system. [ 13 ] The third member, standing autonomous alongside the other two, is to be apprehended in the social organism as that which pertains to spiritual life. To be more precise, because the designations ‘spiritual culture’ or ‘everything which pertains to spiritual life’, are perhaps not sufficiently precise, one could say: everything which is based on the natural aptitudes of each human individual; what must enter into the social organism based on the natural aptitudes, spiritual as well as physical, of each individual. The first system, the economic, is concerned with what must be present in order for man to determine his relation to the outer world. The second system is concerned with what must be present in the social organism in respect to human inter-relationships. The third system is concerned with everything which must blossom forth from each human individuality and be integrated into the social organism. [ 14 ] Just as it is true that modern technology and capitalism have moulded our society in recent times, it is also imperative that the wounds necessarily inflicted on human society by them be thoroughly healed by correctly relating man and the human community to the three members of the social organism. The economy has, of itself, taken on quite definite forms in recent times. Through one-sided efficiency it has exerted an especially powerful influence on human life. Until now the other two members of society have not been in a position to properly integrate themselves in the social organism with the same certitude and according to their own laws. It is therefore necessary that each individual, in the place where he happens to be, undertakes to work for social formation based on the sensibilities described above. It is inherent in these attempts at solving the social questions that in the present and in the immediate future each individual has his social task. [ 15 ] The first member of the social organism, the economy, depends primarily on nature, just as the individual, in respect to what he can make of himself through education and experience, depends on the aptitudes of his spiritual and physical organisms. This natural base simply impresses itself on the economy, and thereby on the entire social organism. It is there and cannot be affected essentially by any social organization, by any socialization. It must constitute the foundation of the social organism, as the human being's aptitudes in various areas, his natural physical and spiritual abilities, must constitute the foundation of his education. Every attempt at socialization, at giving human society an economic structure, must take the natural base into account. This elementary, primitive element which binds the human being to a certain piece of nature constitutes the foundation for the circulation of goods, all human labour and every form of cultural-spiritual life. It is necessary to take the relationship of the social organism to its natural base into consideration, just as it is necessary to take the relationship of the individual to his aptitudes into consideration where the learning process is concerned. This can be made clear by citing extreme cases. In certain regions of the earth, where the banana is an easily accessible food, what is taken into consideration is the labour which must be expended in order to transfer the bananas from their place of origin to a certain destination and convert them into items of consumption. If the human labour which must be expended in order to make the bananas consumer items for society is compared with the labour which must be expended in Central Europe to do the same with wheat, it will be seen that the labour necessary for the bananas is at least three hundred times less than for the wheat. [ 16 ] Of course that is an extreme case. Nevertheless, such differences in the required amount of labour in relation to the natural base are also present in the branches of production which are represented in any European society,- not as radically as with the bananas and wheat, but the differences do exist. It is thereby substantiated that the amount of labour power which men must bring to the economic process is conditioned by the natural base of their economy. In Germany, for example, in regions of average fertility, the wheat yield is approximately seven to eight times the amount sown; in Chile the yield is twelvefold, in northern Mexico seventeenfold, and in Peru twentyfold.* [ 17 ] The entire homogeneous entity consisting of processes which begin with man's relation to nature and continue through his activities in transforming the products of nature into consumable goods, all these processes, and only these, comprise the economic member of a healthy social organism. This member is comparable to the head system of the human organism which conditions individual aptitudes and, just as this head-system is dependent on the lung-heart system, the economic system is dependent on human labour. But the head cannot independently regulate breathing; nor should the human labour system be regulated by the same forces which activate the economy. [ 18 ] The human being is engaged in economic activity in his own interests. These are based on his spiritual needs and on the needs of his soul. How these interests can be most suitably approached within a social organism so that the individual can best satisfy his interests through the social organism and also be economically active to the best advantage, is a question which must be resolved in practice within the various economic facilities. This can only happen if the interests are able to freely assert themselves, and if the will and possibility arise to do what is necessary to satisfy them. The origin of the interests lies beyond the circle which circumscribes economic affairs. They develop together with the development of the human soul and body. The task of economic life is to establish facilities in order to satisfy them. These facilities should be exclusively concerned with the production and interchange of commodities, that is, of goods which acquire value through human need. The commodity has value through the person who consumes it. Due to the fact that the commodity acquires its value through the consumer, its position in the social organism is completely different from the other things which the human being, as a member of this organism, values. The economy, within the circumference of which the production, inter-change and consumption of commodities belong, should be considered without preconceptions. The essential difference between the person-to-person relationship in which one produces commodities for the other, and the rights relationship as such will be evident. Careful consideration will lead to the conviction and the practical requirement that in the social organism legal rights must be completely separated from the economic sector. The activities which are to be carried out in the facilities which serve the production and interchange of commodities are not conducive to the best possible influence on the area of human rights. In the economy one individual turns to another individual because one serves the interests of the other, but the relation of one person to another is fundamentally different in the area of human rights. [ 19 ] It might seem that the required distinction would be sufficiently realized if the legal element, which must also exist in the relations between the persons engaged in the economy, be provided for in it. Such a belief has no foundation in reality. The individual can only correctly experience the legal relation which must exist between himself and others when he does not experience this relation in the economic area, but in an area which is completely separate from it. Therefore, an area must develop in the social organism alongside the economy and independent of it, in which the rights element is cultivated and administered. The rights element is, moreover, that of the political domain, of the state. If men carry over their economic interests into the legislation and administration of the rights-state, then the resulting rights will only be the expression of these economic interests. When the rights-state manages the economy it loses the ability to regulate human rights. Its acts and facilities must serve the human need for commodities; they are therefore diverted from the impulses which correspond to human rights. [ 20 ] The healthy social organism requires an autonomous political state as the second member alongside the economic sector. In the autonomous economic sector, through the forces of economic life, people will develop facilities which will best serve the production and interchange of commodities. In the political state facilities will develop which will orient the mutual relations between persons and groups in a way which corresponds to human rights-awareness. [ 21 ] This viewpoint, which advocates the complete separation of rights-state and economy, is one which corresponds to the realities of life. The same cannot be said for the viewpoint which would merge the economic and rights functions. Those who are active in the economic sector do, of course, possess a rights-awareness; but their participation in legislative and administrative processes will derive exclusively from this rights-awareness only if their judgement in this area occurs within the framework of a rights-state which does not occupy itself with economic matters. Such a rights-state has its own legislative and administrative bodies, both structured according to the principles which derive from the modern rights awareness. It will be structured according to the impulses in human consciousness nowadays referred to as democratic. The economic area will form its legislative and administrative bodies in accordance with economic impulses. The necessary contact between the responsible persons of the legal and economic bodies will ensue in a manner similar to that at present practised by the governments of sovereign states. Through this formation the developments in one body will be able to have the necessary effect on developments in the other. As things are now this effect is hindered by one area trying to develop in itself what should flow toward it from the other. [ 22 ] The economy is subject, on the one hand, to the conditions of the natural base (climate, regional geography, mineral wealth and so forth) and, on the other hand, it is dependent upon the legal conditions which the state imposes between the persons or groups engaged in economic activity. The boundaries of what economic activity can and should encompass are therefore laid out. Just as nature imposes prerequisites from the outside on the economic process which those engaged in economic activity take for granted as something upon which they must build this economy, so should everything which underlies the legal relationship between persons be regulated, in a healthy social organism, by a rights-state which, like the natural base, is autonomous in its relation to the economy. [ 23 ] In the social organism that has evolved through the history of mankind and which, by means of the machine age and the modern capitalistic economic form, has given the social movement its characteristic stamp, economic activity encompasses more than is good for a healthy social organism. In today's economic system, in which only commodities should circulate, human labour-power and rights circulate as well. In the economic process of today, which is based on the division of labour, not only are commodities exchanged for commodities, but commodities are exchanged for both labour and for rights. (I call commodity everything which has been prepared by human activity for consumption and brought to a certain locality for this purpose. Although this description may be objectionable or seem insufficient to some economists, it can nevertheless be useful for an understanding of just what should belong to economic activity.t3 ) When someone acquires a piece of land through purchase, the process must be considered an exchange of the land for commodities, represented by the purchase money. The land itself, however, does not act as a commodity in economic life. Its position is based on the right of a person to use it. This right is essentially different from the relationship in which the producer of a commodity finds himself. This relationship, by its very nature, does not overlap with the completely different type of person-to-person relationship which results from the fact that someone has the exclusive use of a piece of land. The owner puts those persons who earn their living on the land as his employees, or those who must live on it, in a position of dependence on him. The exchange of real commodities which are produced or consumed does not cause a dependence which has the same effect as this personal kind of relationship. [ 24 ] Looking at this fact of life impartially, one sees clearly that it must find expression in the institutions of the entire social organism. As long as commodities are exchanged for other commodities in the economic sphere, the value of these commodities is determined independently of the legal relations between persons or groups. As soon as commodities are exchanged for rights, however, the legal relations themselves are affected. It is not a question of the exchange itself. This is a necessary, vital element of the contemporary social organism based on its division of labour; the problem is that through the exchange of rights for commodities the rights become commodities when they originate within the economic sphere. This can only be avoided by the existence of facilities in the social organism which, on the one hand, have the exclusive function of activating the circulation of commodities in the most expedient manner, and, on the other hand, facilities which regulate the rights, inherent in the commodity exchange process, of those individuals who produce, trade and consume. These rights are essentially no different from other rights of a personal nature which exist independently of the commodity exchange process. If I injure or benefit my fellow-man through the sale of a commodity, this belongs in the same social category as an injury or benefit through an act or omission not directly related to commodity exchange. [ 25 ] The individual's way of life is influenced by rights institutions acting together with economic interests. In a healthy social organism these influences must come from two different directions. In the economic organization formal training, together with experience, is to provide management with the necessary insights. Through law and administration in the rights organization the necessary rights-awareness, in respect to the relations of individuals, or groups of individuals, to each other will be realized. The economic organization will allow persons with similar professional or consumer interests, or with similar needs of other kinds, to unite in cooperative associations which, through reciprocal activities, will underlie the entire economy. This organization will structure itself on an associative foundation and on the interrelations between associations. The associations will engage in purely economic activities. The legal basis for their work is provided by the rights organization. When such economic associations are able to make their economic interests felt in the representative and administrative bodies of the economic organization, they will not feel the need to pressure the legislative or administrative leadership of the rights-state (for example, farmers' and industrialists' lobbies, economically orientated social democrats) in order to attain there what is not attainable within the economic sector. If the rights state is not active in any economic field, then it will only establish facilities which derive from the rights awareness of the persons involved. Even if the same individuals who are active in the economic area also participate in the representation of the rights-state, which would of course be the case, no economic influence can be exerted on the rights sector, due to the formation of separate economic and legal systems. Such influence undermines the health of the social organism, as it can also be undermined when the state organization itself manages branches of the economic sector and when representatives of economic interests determine laws in accordance with those interests. [ 26 ] Austria offered a typical example of the fusion of the economic and rights sectors with the constitution it adopted in the eighteen-sixties. The representatives of the imperial assembly of this territorial union were elected from the ranks of the four economic branches: The land owners, the chamber of commerce, the cities, markets and industrial areas, and the rural communities. It is clear from this composition of the representative assembly that they thought a rights system would ensue by allowing economic interests to exert themselves. Certainly the divergent forces of its many nationalities contributed a great deal to Austria's disintegration. It is equally certain, however, that a rights organization functioning alongside the economy would have enabled the development of a form of society in which the co-existence of the various nationalities would have been possible. [ 27 ] Nowadays people interested in public life usually direct their attention to matters of secondary importance. They do this because their thinking habits induce them to consider the social organism as a uniform entity. A suitable elective process for such an entity is not to be found. Regardless of the elective process employed, economic interests and the impulses emanating from the rights sector will conflict with each other in the representative bodies. This conflict must result in extreme social agitation. Priority must be given today to the all-important objective of working toward a drastic separation of the economy from the rights-organization. As this separation becomes a reality, the separating organizations will, each according to their own principles, find the best means of choosing their legislators and administrators. This question of how to choose such representatives, although as such of fundamental significance, is secondary compared to the other pressing decisions which must be made today. Where old conditions still exist, these new forms could be developed from them. Where the old has already disintegrated, or is in the process of doing so, individuals or groups of individuals should take the initiative in attempting to reorganize society in the indicated direction. To expect an overnight transformation is seen even by reasonable socialists as unrealistic. They expect the healing process which they desire to be gradual and relevant. However, that the historical human evolutionary forces of today make a rational desire for a new social structure necessary is perfectly obvious to every objective person who observes current events. [ 28 ] He who considers ‘practical’ only what he has become accustomed to within the limits of his own horizons, will consider what is presented here as ‘impractical’. If he is not able to change his attitude however, and has influence in some area, his actions will not contribute to the healing, but to the continued degeneration of the social organism, just as the deeds of people of like mind have contributed to present conditions. [ 29 ] The endeavours which have already begun to be realized by those in authority to turn certain economic functions (post office, railroads, etc.) over to the state must be reversed; the state must be relieved of all economic functions. Thinkers who like to believe that they are on the road to a healthy social organism carry these efforts at nationalization to their logically extreme conclusions. They desire the socialization of all economic means, insofar as they are means of production. Healthy development, however, requires that the economy be autonomous and the political state be able, through the process of law, to affect economic organizations in such a way that the individual does not feel that his integration in the social organism is in conflict with his rights-awareness. [ 30 ] It is possible to see how the ideas presented here are based on the realities of the human situation by directing one's attention to the physical labour which the human being performs for the social organism. Within the capitalistic economic form, this labour has been incorporated into the social organism in such a way that it is bought like a commodity from the worker by his employer. An exchange takes place between money (representing commodities) and labour. But such an exchange cannot, in reality, take place. It only appears to do so.t4 In reality, the employer receives commodities from the worker, which can only come into existence by the worker devoting his labour-power to their creation. The worker receives one part of the equivalent value of these commodities and the employer the other. The production of commodities results from the cooperation of the employer and the employed. Only the product of their joint action passes into economic circulation. A legal relationship between worker and entrepreneur is necessary for the production of the commodity. Capitalism, however, is capable of converting this relationship into one which is determined by the economic supremacy of the employer over the worker. In the healthy social organism it will be apparent that labour cannot be paid for. It cannot attain an economic value through equivalence with a commodity. These, produced by labour, acquire value through equivalence with other commodities. The kind and amount of work as well as the way in which the individual performs it for the maintenance of the social organism, must be determined by his own abilities as well as the requisites for a decent human existence. This is only possible if the determination is carried out by the political state independently of economic management. [ 31 ] Through this determination the commodity will acquire a value basis which is comparable to that which exists in the conditions imposed by nature. As the value of a commodity increases in relation to another commodity due to the acquisition of the raw materials necessary for its production becoming more difficult, so must its value also be dependent upon the kind and amount of labour which may be expended for its production in accordance with rights legislation.t5 [ 32 ] In this way the economy becomes subject to two essential conditions: that of the natural base, which humanity must take as it is given, and that of the rights base, which should be created through a rights-awareness with roots in a political state independent of economic interests. [ 33 ] It is evident that by managing the social organism in this way, economic prosperity will increase and decrease according to the amount of labour rights-awareness decides to expend. In a healthy social organism it is necessary that economic prosperity be dependent in this way, for only such dependence can prevent man from being so consumed by economic life that he can no longer consider his existence worthy of human dignity. And, in truth, all the turmoil in the social organism results from the feeling that existence is unworthy of human dignity. [ 34 ] A comparison with the means employed to improve the natural base can be used to find possible means of avoiding steep declines in prosperity as an effect of the rights sector's measures. A low yield soil can be made more productive through the use of technical means; similarly, if prosperity declines excessively the type and amount of labour can be modified. This modification should not emanate directly from economic circles, but from the insight which can develop in a rights organisation which is independent of economic life. [ 35 ] Everything which occurs in the social organization due to economic activity and rights-awareness is influenced by what emanates from a third source: the individual abilities of each human being. This includes the greatest spiritual accomplishments as well as superior or inferior physical aptitudes. What derives from this source must be introduced into the healthy social organism in quite a different manner than the exchange of commodities or what emanates from the state. This introduction can only be effected in a sound manner if it is left to man's free receptivity and the impulses which come from individual abilities. The human efforts and achievements which result from such abilities are, to a great extent, deprived of the true essence of their being if they are influenced by economic interests or the state organization. This essence can only exist in the forces which human effort and achievement must develop of and by themselves. Free receptivity, the only suitable means, is paralysed when the social integration of these efforts and achievements is directly conditioned by economic life or organized by the state. There is only one possible healthy form of development for spiritual life: what it produces shall be the result of its own impulses and a relationship of mutual understanding shall exist between itself and the recipients of its achievements. (The development of the individual abilities present in society is connected to the development of spiritual life by countless fine threads.) [ 36 ] The conditions described here for the healthy development of spiritual-cultural life are not recognized today because powers of observation have been clouded by the fusion of a large part of this life with the political state. This fusion has come about in the course of the past centuries and we have grown accustomed to it. There is talk, of course, of ‘scientific and educational freedom’. It is taken for granted however, that the political state should administer the ‘free science’ and the ‘free education’. It is not understood that in this way the state makes spiritual life dependent on state requirements. People think that the state can provide the educational facilities and that the teachers who occupy them can develop culture and spiritual life ‘freely’ in them. This opinion ignores how closely related the content of spiritual life is to the innermost essence of the human being in which it is developing, and how this development can only be free when it is introduced into the social organism through the impulses which originate in spiritual life itself, and through no others. Through fusion with the state, not only the administration of science and the part of spiritual life connected with it has been determined, but the content as well. Of course what mathematics or physics produce cannot be directly influenced by the state. But the history of the cultural sciences shows that they have become reflections of their representatives' relations to the state and of state requirements. Due to this phenomenon, the contemporary scientifically oriented concepts which dominate spiritual life affect the proletarian as ideology. He has noticed how certain aspects of human thought are determined by state requirements which correspond to the interests of the ruling classes. The thinking proletarian saw therein a reflection of material interests as well as a battle of conflicting interests. This created the feeling that all spiritual life is ideology, a reflection of economic organization. [ 37 ] This desolating view of human spiritual life ceases when the feeling can arise that in the spiritual sphere a self-containing reality, transcending the material, is at work. It is impossible for such a feeling to arise when spiritual life is not freely self-developing and administering within the social organism. Only those persons who are active in the development and administration of spiritual life have the strength to secure its appropriate place in the social organism. Art, science, philosophical world-views, and all that goes with them, need just such an independent position in human society, for in spiritual life everything is interrelated. The freedom of one cannot flourish without the freedom of the other. Although the content of mathematics and physics cannot be directly influenced by state requirements, what develops from them, what people think of their value, what effects their cultivation can have on the rest of spiritual life, and much more, is conditioned by these requirements when the state administers branches of spiritual life. It is very different if a teacher of the lowest school grades follows the impulses of the state or if he receives these impulses from a spiritual life which is self-contained. The Social Democrats have merely inherited the habits of thought and the customs of the ruling classes in this respect. Their ideal is to include spiritual life in social institutions which are built upon economic principles. If they succeed in reaching their goal, they will only have continued along the path of spiritual depreciation. They were correct, although one-sided, in their demand that religion be a private affair. In a healthy social organism all spiritual life must be, in respect to the state and the economy, a ‘private affair’. But the social democrats' motive in wanting to transfer religion to the private sector is not a desire to create a position within the social organism where a spiritual institution would develop in a more desirable, worthier manner than it can under state influence. They are of the opinion that the social organism should only cultivate with its own means its own necessities of life. And religious values do not belong to this category. A branch of spiritual life cannot flourish when it is unilaterally removed from the public sector in this way, if the other spiritual branches remain fettered. Modern humanity's religious life will only develop its soul-sustaining strength together with all the other liberated branches of spiritual life. [ 38 ] Not only the creation but also the reception by humanity of this spiritual life must be freely determined in accordance with the soul's necessities. Teachers, artists and such whose only direct connection with a legislature or an administration is with those which have their origin in spiritual life itself, will be able, through their actions, to inspire the development of a receptivity for their efforts and achievements amongst individuals who are protected by a self-reliant, independent political state from being forced to exist only for work, and which guarantees their right to a leisure that can awaken in them an appreciation of spiritual values. Those persons who imagine themselves to be ‘practical’ may object that people would pass their leisure time drinking and that illiteracy would result if the state occupied itself with the right to leisure and if school attendance were left to free human common sense. Let these ‘pessimists’ wait and see what will happen when the world is no longer under their influence all too often determined by a certain feeling which, whispering in their ear, softly reminds them of how they use their leisure time, what they needed to acquire a little ‘learning’. They cannot imagine the power of enthusiasm which a really self-contained spiritual life can have in the social organism, because the fettered one they know cannot exert such an enthusiastic influence over them. [ 39 ] Both the political state and the economy will receive the spiritual performance they require from a self-administered spiritual organism. Furthermore, practical economic training will reach full effectiveness through free cooperation with this organism. People who have received the appropriate training will be able to vitalize their economic experience through the strength which will come to them from liberated spiritual values. Those with economic experience will also work for the spiritual organization, where their abilities are most needed. [ 40 ] In the political area, the necessary insights will be formed through the activation of spiritual values. The worker will acquire, through the influence of such spiritual values, a feeling of satisfaction in respect to the function his labour performs in the social organism. He will realize that without management organizing labour in a meaningful way the social organism could not support him. He will sense the need for cooperation between his work and the organizing abilities which derive from the development of individual human abilities. Within the framework of the political state he will acquire the rights which insure him his share of the commodities he produces; and he will freely grant an appropriate share of the proceeds for the formation of the spiritual values which flow toward him. In the field of spiritual-cultural life, it will become possible for those engaged in creative activities to live from the proceeds of their efforts. What someone practices in the field of spiritual life is his own affair. What he is able to contribute to the social organism however, will be recompensed by those who have need of his spiritual contribution. Whoever is not able to support himself within the spiritual organization from such compensation will have to transfer his activities to the political or economic sphere of activity. [ 41 ] The technical ideas that derive from spiritual life flow into the economic sector. They derive from spiritual life even when they come directly from members of the state or economic sectors. All organizational ideas and forces which fecundate the economic and state sectors originate in spiritual life. Compensation for this input to both social sectors will come either through the free appreciation of the beneficiaries, or through laws determined by the political state. Tax laws will provide this political state with what it needs to maintain itself. These will be devised through a harmonization of ‘rights awareness’ and economic requirements. [ 42 ] In a healthy social organism the autonomous spiritual sector must function alongside the political and economic sectors. The evolutionary forces in modern mankind point toward a triformation of this organism. As long as society was essentially governed by instinctive forces, the urge for this formation did not arise. What actually derived from three sources functioned somewhat torpidly together in society. Modern times demand the individual's conscious participation in this organism. This consciousness can only give the individual's behaviour and whole life a healthy form if it is oriented from three sides. Modern man, in the unconscious depths of his soul, strives toward this orientation; and what manifests itself in the social movement is only the dim reflection of this striving. [ 43 ] Toward the end of the eighteenth century, under different circumstances than those under which we at present live, a call for a new formation of the human social organism arose from the depths of human nature. The motto of this reorganization consisted of three words: fraternity, equality, liberty. Anyone with an objective mind, who considers the realities of human social development with healthy sensibilities, cannot help but be sympathetic to the meaning behind these words. However, during the course of the nineteenth century, some very clever thinkers took pains to point out the impossibility of realizing these ideals of fraternity, equality and liberty in a uniform social organism. They felt certain that these three impulses would be contradictory if practised in society. It was clearly demonstrated, for example, that individual freedom would not be possible if the equality principle were practised. One is obliged to agree with those who observed these contradictions; nevertheless, one must at the same time feel sympathy for each of these ideals. [ 44 ] These contradictions exist because the true social meaning of these three ideals only becomes evident through an understanding of the necessary triformation of the social organism. The three members are not to be united and centralized in some abstract, theoretical parliamentary body. Each of the three members is to be centralized within itself, and then, through their mutual cooperation, the unity of the overall social organism can come about. In real life, the apparent contradictions act as a unifying element. An apprehension of the living social organism can be attained when one is able to observe the true formation of this organism with respect to fraternity, equality and liberty. It will then be evident that human cooperation in economic life must be based on the fraternity which is inherent in associations. In the second member, the civil rights system, which is concerned with purely human, person-to-person relations, it is necessary to strive for the realization of the idea of equality. And in the relatively independent spiritual sector of the social organism it is necessary to strive for the realization of the idea of freedom. Seen in this light, the real worth of these three ideals becomes clear. They cannot be realized in a chaotic society, but only in a healthy, threefold social organism. No abstract, centralized social structure is able to realize the ideals of liberty, equality and fraternity in such disarrangement; but each of the three sectors of the social organism can draw strength from one of these impulses and cooperate in a positive manner with the other sectors. [ 45 ] Those individuals who demanded and worked for the realization of the three ideas—liberty, equality and fraternity—as well as those who later followed in their footsteps, were able to dimly discern in which direction modern humanity's forces of evolution are pointing. But they have not been able to overcome their belief in the uniform state, so their ideas contain a contradictory element. Nevertheless, they remained faithful to the contradictory, for in the subconscious depths of their souls the impulse toward the triformation of the social organism, in which the triplicity of their ideas can attain to a higher unity, continued to exert itself. The clearly discernible social facts of contemporary life demand that the forces of evolution, which in modern mankind strive toward this triformation, be turned into conscious will.
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68c. The Story of the Green Serpent and the Beautiful Lily: Lecture One
04 Apr 1904, Berlin Tr. Unknown Rudolf Steiner |
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Here he expresses in poetic words what he expressed in the fairy tale in pictures; what we in Anthroposophy call “occult knowledge” is expressed by the old man with the lamp,—the light of occult knowledge cannot shine to anyone who had not prepared himself to receive it. |
68c. The Story of the Green Serpent and the Beautiful Lily: Lecture One
04 Apr 1904, Berlin Tr. Unknown Rudolf Steiner |
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If Theosophy were to assert that it has in the last few decades brought any new thing into the world, it could easily and very effectively be contradicted. For it is easy to believe that any particular truth or achievement in a special branch of human knowledge, in man's conception of the world or in his world of thought, might enrich the advancing ages, but not that which concerns his innermost and deepest being—the source and origin of all human wisdom—could appear at any particular time. This in itself could not be believed; hence it is only natural that the belief that Theosophy could bring in or want to bring in anything completely new, must call forth a certain distrust against the movement itself. But ever since Theosophy set out to obtain an influence upon modern civilisation, it has always described itself as possessing the old primeval wisdom, which man has ever sought and endeavoured to acquire in many different forms in the various ages. It is the task of the Theosophical Movement to look for these forms in the various religions and world-conceptions through which the peoples, throughout the ages, have striven to press through to the source of truth. Theosophy has brought to light the fact that in the various ages, even in the most primeval times, that wisdom by which man sought to attain his goal, has always in its really most profound essence been one and the same. That is a truth, Theosophy teaches us to be modest concerning the acquirements of our own times. The well-known statement, which, in its lack of humility, boasts of the progress made in the 19th century, is felt to be particularly limited when we observe life in a deeper sense, extending through hundreds of thousands of years. But I do not wish to lead you back to those primeval ages. I should like to ask you, by means of the example of a great personality of modern times, how he tried to carry out the wisdom-teaching inscribed in the Greek Temples; “Know thyself!” He, who made this saying his own, was really in complete harmony with the teaching and views of Theosophy. This personality is none other than Johann Wolfgang von Goethe. He certainly belongs not only to the German nation, but to many other civilized men of the present age and belongs indeed more or less to us all. Goethe is a spirit who affects us in a very special way. No matter to what part of his life we turn in study, we find, not only the great Poet very pre-eminently there, but, if we go more deeply into the subject, we soon discover in him the Wise One, to whose wisdom we turn back again after long years, always to discover something new. We find that Goethe was one of those spirits who had within him an inexhaustible fund of greatness. And if we have learned to add to our own small stock of wisdom, by turning back to Goethe again and again, we are constantly astonished anew and stand in admiration before that which before was hidden from us, because there was in ourselves no responsive echo of the realm which expressed itself through him. No matter how polished a man may be, no matter how much wisdom he may have discovered in Goethe, if after some years he turns to him again, he will convince himself anew that there is still an infinite fund of what is beautiful and good in the works of Goethe. This experience may come in particular to those who believe profoundly in the evolution of the human soul. It has often been said that in his “Faust,” Goethe produced a sort of Gospel. If this be so, then, besides his Gospel, Goethe also produced a sort of secret Revelation, a sort of Apocalypse. This Apocalypse is concealed within his works, it forms the conclusion to his “Unterhaltung deutscher Ausgewanderten,” and is read only by few. I am always being asked where in Goethe's works this “Märchen” is to be found! Yet it is in all the editions and forms, as I have just said, the conclusion to the above. In this fairy tale, Goethe created a work of art of eternal beauty. The direct, symbolical impression of the work of art will not be interfered with, if I now try to give an interpretation of this fairy tale; Goethe put into this tale his most intimate thoughts and conceptions. In the latter years of his life he said to Eckermann: “My dear friend, I will tell you something that may be of use to you, when you are going over my works. They will never become popular; there will be single individuals who will understand what I want to say, but there can be no question of popularity for my writings.” This referred principally to be the second part of “Faust,” and what he meant was that a man who enjoyed “Faust” might have a direct artistic impression, but that one who could get at the secrets concealed in “Faust” would see what was hidden behind the imagery. But I am not speaking of the second part of “Faust,” but of the “Fairy Tale of the Green Serpent and the Beautiful Lily,” in which Goethe spoke in an even more intimate way than in the former. I shall try to disclose in the course of this lecture the Mysteries concealed in these remarkable pictures, and to explain why Goethe made use of these symbolical images to express his most intimate thoughts. Anyone who is capable of understanding the Fairy Tale knows that Goethe was a Theosophist and a mystic. Goethe was acquainted with that wisdom and conception of the world which we try to give forth in a popular way in Theosophy; and the Fairy Tale itself is a proof of this; only, at the time when Goethe was writing, the endeavour had not yet been made to clothe the highest truths in words and to give them forth in open lectures by the power of reason; these most intimate human psychic truths were not then spoken of openly. Those who gave a hint of them put them into symbolical form, and expressed them by symbols. This was an old custom, dating from the middle ages, when it was thought that it would be impossible to put the highest insight into the abstract form, but that a sort of experience or initiation was necessary. This made it impossible for people to speak of these truths, who believed that a particular sort of mood, a sort of special soul-atmosphere was needed in order to understand such truths; they could not be grasped merely by the intellect. A certain mood was necessary, a certain disposition of the soul, which I will call a psychic atmosphere. The language of reason seemed to them to be too arid, too dry and cold to express the highest truths. Besides which they still retained a sort of conviction that those who were to learn these truths should first make themselves worthy of them. This conviction brought it to pass, that in the olden times, down to the 3rd century A.D.—the truth about the human soul and the human spirit was not given out publicly as it is now, but those who wished to attain to such knowledge had first to be prepared to receive that which was to be given to them in the Sanctuaries of the Mysteries. Therein all that had been preserved of the secrets of nature and of the laws of cycles, was given out as something which, to put it concisely, could not be learned and recognised as dry truths, but which the students had to recognise as living truths and learn to live them. It was not then a question of thinking wisdom, but of living it; not merely a question of permeating wisdom with the glow of the intellect, but of making it the mainspring of life, so that a man is transformed thereby. A certain shyness must possess a man before the Holy of Holies; he had to understand that truth is divine, that it is permeated by the Divine Cosmic Blood, which draws into the personality, so that the divine world lives anew within. The recognition of all this was included in the word “development.” This had to be made quite clear to the Mystic, and this it was which he was to attain through the stages of purification, on the way to the Mysteries, he was to acquire the holy shyness before the Truth, and to be drawn away from the longing for the things of the senses, from the sorrows and joys of life, from all that surrounds us in ever-day life. The Light of the Spirit, which is necessary to us when we withdraw from the profane life, we shall receive when we give up the other. When we are worthy to receive the Light of the Spirit, we shall have become different people; we shall then love with real, earnest sympathy and devotion, that which we are wont to look upon as a shadowy existence, a life in the abstract. We then live the Spiritual life which to the ordinary man is mere thought. But the Mystic learns to sacrifice the Self that clings to the everyday life, he learns not only to penetrate the truth with his thought but has to live it through and through, to conceive it within him as Divine Truth, as Theosophy. Goethe has expressed this conviction in his “West-Ostlichen Divan:”—
This it is that the Mystics of all ages have striven for,—to let the lower nature die out, and to allow that which dwells in the Spirit to spring forth; the extinction of sense reality, that man may ascend to the Kingdom of “Divine Purposes.” “To die in order to become.” If we do not possess this power we do not know of the forces that vibrate into our world, and we are but a “trüber Gast” (gloomy guest) on our Earth. Goethe gave expression to this in his “West-Ostlichen Divan,” and this he tries to represent in all the different parts of the “Fairy Tale” of the “Green Serpent and the Beautiful Lily!” The transition of man from one stage of existence to a higher one. That was the riddle he wanted to solve, the riddle as to how a man who lives in the everyday world,—and who can only see with his eyes, and hear with his ears,—can lay hold of this “dying and becoming!” This was the question for the Mystics of all ages; and this great question was always called “Spiritual Alchemy.” The transmutation of man from the every-day soul to the Spirit-soul, one to whom the things of the Spirit are just as real as the things of this Earth, such as tables and chairs and so on, are to the ordinary man. When the alchemical transmutation had taken place in a man, he was then considered worthy to have the highest truths communicated to him, he was then led into the Holy of Holies. He was then initiated, and supplied with the teachings which instructed him as to the purposes of nature, those purposes which run through the plan of the world. It is an initiation of this kind which is described by Goethe, the initiation into the Mysteries, of one who has been made worthy to receive them. There are two proofs of this—in the first place Goethe himself took a great deal of trouble to become acquainted with the secret which may be called the Secret of Alchemy. Between the studies he made at Leipzig and Strassburg he had already discovered that Alchemy had a Spiritual side, and knew that ordinary Alchemy was nothing but a reflection of the Spiritual, and all that is known of Alchemy consisted only in the symbolical expressions of realities. That is to say, he referred to that Alchemy which is concerned with the forces of the inner life. Alchemists have also left indications of how this could be worked. As they were only able to describe the transmutation of the human forces by means of symbols, they therefore spoke of one substance being transmuted into another. All they related concerning the transmutation of matter, referred to what the human soul-life developed within itself at a higher stage, when it became transmuted spiritually. All that the great Spirits have disclosed about the Spiritual Realms to those men who are still bound to the life of every day, was taken by them as referring to the transmutation of substances and metals in the retorts, and they took great trouble to try and discover by what mysterious methods the transmutation of substances could be brought about. Goethe, in one part of his “Faust,” shows us what he himself understood as to such things. In the first part of “Faust,” in the walk in front of the garden, he points clearly to the false, wrong and petty material conceptions that are held as to Alchemy. He makes fun of those who strive with such feverish efforts to discover these secrets, and who pour forth the lower substances, according to numberless receipts, in company of the Adepts.
The union with the Lily, which is made fun of by Goethe is what he wished to illustrate in his Fairy Tale, of the Green Serpent and the beautiful Lily. The highest transmutation which man can accomplish is illustrated by Goethe in the symbol of the Lily. It is of like significance with what we call the Highest freedom. When a man follows the primal and eternal laws, in accordance with which we have to complete the primal and eternal circuit of our existence, and if he also recognises the primal and eternal evolution of his freedom, he will then find himself at a certain stage of his development which is accomplished by a disposition of the soul, which may be described by the symbol of the Lily. The highest forces of the soul, the highest state of consciousness, in which a man may be free because he will then not misuse his freedom, and will never create a disturbance in the circle of freedom,—this state of soul, which was communicated to the Mystics in the Mysteries, in which they were collectively transmuted,—this was from all time described as the “Lily.” That which Spinoza expresses at the end of his “Ethics,” (dry and mathematical as he was in his other writings)—when he says that man ascended into the higher spheres of existence and penetrated them by means of the laws of nature,—this state of mind may also be described as the Lily, Spinoza describes it as the realm of Divine Love in the human soul, the realm in which man does nothing under compulsion, but in which everything belonging to the domain of human development takes place in freedom, devotion and utter Love, where everything arbitrary is transmuted by that Spiritual Alchemy in which every activity flows into the stream of freedom. Goethe has described that Love as the highest state of Freedom, as the being free from all desires and wishes of our every-day life. He says, “Self-seeking and Self-will are not permanent, they are driven out by the Ego. Here we must be good.” The Divine Love, which is referred to by Spinoza, and which he wishes to attain through Spiritual Alchemy,—that it is with which man should unite himself, that it is with which man should unite his will. Human will active at every stage, is that which in all ages was known as the “Lion,” the creature in which the Will is most strongly developed, and that is why the Mystics have always called the will of man: the “Lion.” In the Persian Mysteries there were seven Initiations; there were the following: first the Raven, then the Occultist, then the Fighter; at the fourth grade the student was already able to look back at his life from the other side, and had really become Man, hence the Persians called one who had overcome the Lion stage a Persian. That was the fifth stage, and a man who had got so far that his actions flowed quickly along, just as the Sun runs its course in the Heavens above, was called a Sun-runner. But he who accomplished all his actions out of absolute and ceaseless love, was looked upon by the Persians as belonging to the grade of the “Father.” At the fourth grade, a man stood at the parting of the ways; he had then, besides his physical body, his etheric double, and that body which is subject to the laws of passions and desires, wishes and instincts; he was now organized for a higher life. These three bodies form, according to Theosophy, the lower part of man. From these the lower man is born. When a man was initiated into this grade and could see this connection the Persians called him a “Lion.” He then stands at the parting of the ways, and that which compelled him to act according to the laws of nature is transmuted into a free gift of Love. When he reaches the eighth stage of Initiation, when he has evolved himself into a free man, one who can allow himself to do, out of free love, what he was formerly driven to do by his own nature, this connection between the Lion and the free loving being, is described in Alchemy as “the mystery of human development.” This is the mystery Goethe represented in his Fairy Tale. First of all he shows us how this man of will stands there, drawn down to the physical world from higher spheres, from spheres of which he himself knows nothing. Goethe is conscious of the fact that man, in so far as his spiritual nature is concerned, comes originally from higher spheres; that he was led into this which Goethe represents as the world of matter, the world of sense-existence, this is the Land on the bank of the River. But in the Tale of the green Serpent and the beautiful Lily, there are two Lands, one on this side of the River, and the other beyond. The unknown Ferryman conducts the man across from the far side into the Land of the sense-world;—and between the Land of spiritual existence and the sense-world there flows the River, the water which divides them. By water, Goethe describes that which the Mystics of all ages have symbolized as water. Even in Genesis the same meaning is applied to this word as we find in Goethe. In the New Testament too we find this expression in the conversation between Jesus and Nicodemus. “He who is not born again of water and the Spirit, cannot enter into the Kingdom of Heaven.” Goethe understood perfectly what was signified by the expression “born again of water.” And we can see in what sense he understood it by his “song of the Spirit.”
The world of humanity, the world of longing and wishes, the world of passions and desires, is a land inserted between our Spirit and our senses. Our senses know neither good nor evil, they cannot err. Anyone who goes into this question, knows that when we study the laws of nature, we cannot speak of good or evil. When we study nature in the animal world, we find that there are objectionable animals and useful ones, but we cannot speak of good and evil ones. Only when man plunges into the water—into the soul-world—does he become capable of good and evil. This world which is inserted between the Spiritual and the world of senses, is the River over which the Spirit passes from the unknown spheres. The innermost of man came across the River of passions and desires—and when he goes through further development he becomes like the Will-o'-the-wisp. Thus man is subject to the laws within him, after he has crossed the River, and before he has received the Divine Spark which will take him across to the other world. He is therefore put ashore by the Ferryman who brings men across the River from the far bank to the near one. Nobody can be guided over by the Ferryman but all can be brought over by him. We feel ourselves being brought over without any action of our own, by the forces lying beneath our consciousness, which go ahead of our actions. By means of these forces we feel ourselves placed in the world of sense,—on the hither side; the Ferryman who brought us across from the Land of the Spirit, has put us into this world and cannot take us back to that country again to which we must however return, the Land of the beautiful Lily. The Will-o'-the-wisps wanted to pay the Ferryman his fare with gold, but he demanded fruits of the Earth, which they did not possess; they had nothing but gold, and he would not be paid with that. Gold coins, said he, were injurious to the River, it cannot bear such gold; which signifies that man can purchase wisdom with the fruits of the Earth. This is a profound wisdom; gold signifies the force of wisdom dwelling in man, and this is his guide through life. This force of Wisdom makes itself felt when a man is placed among the things of sense, as the forces of knowledge and reason. But this wisdom is not the wisdom which furthers his development. When it forms part of a man's nature, it makes him self-seeking and egotistical. If this force of reason and this knowledge were to join forces with what flows in the River, their passions would throw up huge waves; for whenever man does not place his wisdom at the service of selflessness, but simply throws it into the River, when he cultivates (frohmen) his passions, the River throws up great waves. Hence it is impossible to satisfy the River with gold; with that wisdom. So the Ferryman throws back the wisdom which has not yet passed through the stage of selflessness. He throws it back into the chasm, where reigns the profoundest darkness, and there it is buried. We shall hear why this is so. The Ferryman demanded three cabbages, three artichokes, and three onions.—Thus he demands the fruits of the Earth. Now by what means can man attain his development? By ennobling the lower desire-forces of his nature, so that he purifies the sense-nature within him and casts this purified nature into the River, and thereby .................. this it is which Schiller refers to in his letters on the aesthetic education of man. He alone understands freedom who has set his own nature free;—when the outer sense-nature is so ennobled that it seeks for the good and the beautiful because it is no longer misled by passion, when we no longer throw our wisdom into the River, but reward our passions with the fruits of the Earth so that our sense-nature itself is taken up by them, just as the fruits of the Earth would be accepted by the River, we have then attained the first grade of initiation as expressed in the words, “Ye must know that I cannot be paid except with the fruits of the Earth.” Then the Will-o'-the-wisps proceed further on this side of the River, that means that man tries to follow his own way of life further. On this side of the River he meets with the green Serpent, the symbol of human endeavours, of human knowledge. This Serpent had previously had a wonderful experience—the Ferryman had ferried over the piece of gold and concealed it in a cleft of the Earth, and here the Serpent had found it. The wisdom that brings men forward is still a hidden treasure, concealed in the mysteries, hence if a man wishes to find wisdom he must seek it far from all human self-seeking. When a man had made himself worthy to receive it, it will be found in its proper place;—the Serpent, the symbol of human striving after knowledge, permeates itself with the gold; this “self” is entirely permeated with wisdom, and becomes luminous. Then the Serpent desired from the Will-o'-the-wisps that which is a cause of pride to the self-seeking man, when he throws about him and pricks himself with,—this human knowledge which when used in the service of egoism is objectionable and worthless, will be attained when man crawls humbly on the ground as does the Serpent, and strives to recognize the reality piece by piece. If a man stands there, proud and stuck-up, he will never attain it, he can only receive it when like the Serpent, he goes horizontally on the ground and lives in humility,—then the gold of wisdom is in its place. Then the man may venture to permeate himself with wisdom—that too is why the Will-o'-the-wisps call the Serpent their relation, and say “We really are related on the side of light.” Indeed they are related, the wisdom that serves the self is related to the wisdom which serves humility; the Serpent is related to the Will-o'-the-wisps. Now the tale relates further that the Serpent had been under the Earth in the clefts of the rock, and there had met something resembling human forms—the Serpent had reached a temple; this is none other than a symbol of the Mystery Temples of all ages,—this concealed Temple which was in the clefts below the Earth is the symbol of the Sanctuaries of Initiation. In this Temple the Serpent found the three great priests of Initiation; these priests were gifted with the highest forces of human nature, which theosophy calls Atma, Buddhi, Manas. They are called by Goethe the King of Beauty, the King of Wisdom, and the King of Strength or Will;—with these three basic forces of the soul, into which the human soul must be initiated, the Mystic had to be united in the Temple of the Mysteries—and Goethe represents the Serpent, all luminous within, because it had taken in the gold of wisdom, humility. The old man with the lamp is another figure—what does he represent? He has a lamp which has the peculiarity of only shining when another light is there. Because the Serpent is luminous and illuminates the inner Hall of the Mystery Temple with its own radiating light,—Goethe expresses these thoughts in another passage in the words “If the eye were not sensitive to the Sun it could not perceive the light.” Here he expresses in poetic words what he expressed in the fairy tale in pictures; what we in Anthroposophy call “occult knowledge” is expressed by the old man with the lamp,—the light of occult knowledge cannot shine to anyone who had not prepared himself to receive it. It appears to no one who has not worked his way up to that higher stage of development at which his higher self, his selfless nature shines forth from within, bringing light to meet light,—the highest wisdom is called occult, because it only appears when a man brings his own light to meet it. When those two lights, the intuitive light from above, and the light that comes from the personal, shine into one another, they then give that which man experiences in his transmutation as Spiritual Alchemy—then the space around him become light, he then learns to recognise the highest Spiritual forces, the gifts of the three Kings; Wisdom, Beauty, and Strength,—the gift of the golden King is Wisdom, that of the silver King is Beauty or Piety, the gift of the bronze King is Strength or force of Will. Man can only understand his innermost forces, he can only understand himself when he meets with the light of the lamp which can only shine when there is already a light. Then the three Kings appear in their radiance, and at the same time the significance of the fourth King becomes apparent—the King who is composed of the metals of the three others;—he is the symbol of the lower nature, in which the noble forces of Wisdom, Beauty, and Strength work together as disorderly and inharmonious chaos. These three forces that live in a highly developed soul are also to be found in lower natures, though there they are chaotic and inharmonious. This fourth King is the Kingdom of the present world;—the Chaotic mixture of Wisdom, Beauty, and Strength,—the soul-forces which can only attain the highest when they work together harmoniously,—affect one another in a chaotic way in the present age. The old man said of the fourth King “Er wird sich setzen” (here he will sit down)—The Chaotic mixture will have disappeared when that which Goethe so ardently longed for shall have come to pass, that is, that the Temple shall no longer be hidden, but shall be raised to the full light of day, when it shall have ascended from the depths, and all men will be able to serve in the Temple of Initiation, which will be a bridge across which all men may pass to and fro. That will be a time when all men will have made themselves worthy of being influenced by the highest wisdom, piety, and strength and will. The Temple will then have fulfilled its task. It will have raised itself above the river of passions, and the forces of passion will have become so pure and noble that the highest Spiritual can uplift itself in the Temple, in the clear light of day, above the stream of passions and desires. To this end it is necessary that mankind should be filled with the “Stirb und werde” (dying and becoming) which Goethe so distinctly outlined in his “West-Ostlichen Divan.” Goethe was frequently asked for the solution of the riddle and he replied “The solution of the riddle lies in the fairy tale itself, and not in one word alone.” There is a passage during the conversation in the Temple which we take to be the solution of the riddle. The solution is not a thing which can be expressed in words, but in an inner resolve; that was indicated by Goethe in the fairy tale. The Serpent said “I will sacrifice myself, I will purify myself through selflessness.” It is precisely this which must be taken as the profoundest solution of the riddle, it is an act, and not a doctrine. Till now one could only pass across the River in two ways. The one was when at noon the green Serpent laid itself across the River and formed a bridge, so that at the mid-day hour it was possible to go across the River. This means that at the present age there are moments in a man's life when the Sun is at noon for him, when he is ripe to yield himself to the highest Spiritual light; but he is always drawn away again and again from these noon-tide moments of life, into the lower world full of passions. In such noon-tide moments the elect of the Spirit can pass across from the shore of the sense-life to the shore of the Spirit. But there is yet another way to pass over the River, and that is in the evening, when the shadow of the great giant is thrown across the River,—that too can form a bridge, but only in the hour of twilight. What is this shadow of the great giant? Goethe went into this question more deeply with his intimate and trusted friends; with them he spoke about the forces symbolized by him in the “Fairy Tale.” On one occasion when Schiller was planning a journey to Frankfort, Goethe wrote to him: “I am very glad you did not come here, to the West, for the shadow of the giant might have got hold of you unawares.” The meaning of the giant is moreover clearly expressed in the “Fairy Tale” itself, the giant who is weak, can do nothing of himself; but his shadow can form a bridge across to the far side. This giant is the crude mechanical forces of nature. Its shadow is sometimes able, when the light is no longer strong, to conduct the men of crude passions across the River. These are the people who, when their clear day consciousness is extinguished, pass over into the Land of the Spirit in trance, somnambulism, psychic vision, or some of the many similar conditions of the soul. Thus the clear day consciousness was also extinguished in the wild delirious acts by which at that time men tried to push their way into this realm of Freedom. They wanted to penetrate into the realm of the beautiful Lily—But the shadow of the giant can alone reach across. Man is only able to overcome his passions in the twilight of his consciousness, when he is in an almost unconscious state, and not when living in clear consciousness. These are the two ways of reaching the opposite bank: First, in the holy moments of the noon-day hour, by the Serpent; and secondly, in the twilight of the consciousness—by the shadow of the giant. But this one thing must be striven after:—the Serpent must sacrifice itself completely. Not only should it lead men over the River of passions at the noon-day hour, but at all hours of the day it should be ready to form the bridge from one side to the other; so that not only a few may be able to wander across, but that all men should be able to cross backwards and forwards at any time. The Serpent made this resolution, and so did Goethe; Goethe points to an age of selflessness, when man will not put his forces at the service of his lower self but at the service of unselfishness. There are a few other thoughts connected with these basic thoughts about the Fairy Tale. I cannot go into them all today, and will only touch upon a few. We find the wife of the old man with the lamp, she is connected with the representatives of human occult knowledge. She keeps the house of the old man. To her come the Will-o'-the-wisps, they have licked off all the gold from the walls, and had at once given away all the gold which enriched them, so that the living “Mops,” who ate up the gold, had to suffer death. The old man is the force of reason, which brings forth that which is useful. It is only when occult force unites with this which forwards material civilization, when the highest is united with the lowest in the world, that the world itself can follow its proper course of development. Man should not be led away from everyday life, but should purify the everyday civilization. In the world man is surrounded in his dwellings by that which hangs as gold upon the walls. All that is around him is the gold. On the one hand he is a man of knowledge and on the other a useful man. Thus he has around him the two-fold experience of the human race; all the collective experience of humanity has been collected together in human science. Those who strive after this, seek what is written in the scriptures. They lick off the historical wisdom, as it were. This it is which surrounds man in his strivings; this it is with which man must entirely permeate himself. But it can not be of use to that which is alive. The living Mops swallowed the gold and died of it. That wisdom which only rules as the dead wisdom of books, and which has not been made alive by the Spirit, kills everything living. But, when it is once again united with the origin of Wisdom, with the beautiful Lily, then it wakes to life again. That is why the old man gives the dead Mops to his wife, that she may carry it to the beautiful Lily. The Lamp has one great peculiarity, everything dead was made alive through it; and what was alive was purified by it. This transmutation is brought about in man by occult knowledge. Besides this, the old woman is begged by the Will-o'-the-Wisps to pay their debts to the Ferryman. These three fruits represent the human sense for usefulness in material civilization, which is to pay tribute to the passions. For from whence should the actual driving forces of nature come, if not from the technique, from the cultivation of material nature? It is an interesting fact that the shadow of the giant as it comes up from the River, takes one of the fruits of the Earth away with it, so that the old woman only has two left. Now she required three for the Ferryman and so had to renounce the River. Something then happens, something full of significance. She has to plunge her hands into the River, whereby she turns so black that she scarcely remains visible. She is still there, but she is almost imperceptible. That shows us the connection between external civilization and the world of the passions. Material civilization must be placed at the service of the Astral, of the soul. As long as the nature of man is not sufficiently ennobled to offer itself as tribute to the River of the passions, so long does technique remain in debt to the River of man (the soul of man). As long as human endeavours are devoted to human passions, man works invisibly at something of which he cannot perceive the final aim. It is invisible, yet it is there; it can be felt, but is not externally perceptible. Everything man does on the road to the great goal, until he pays his debts to the River or the Soul,—all that he has to throw into the River of passions becomes invisible, like the hand of the wife of the old man with the Lamp. As long as the sense-nature is not fully purified, as long as it is not consumed, as it were, by the fire of the passion it cannot shine, and remains invisible; that is what excites the old lady so much that she can no longer reflect any light of her own. This might be gone into more fully, in greater detail; every single word is fraught with meaning. But it would lead us too far to go into all that to-day. So let us hurry on to the great procession in which we encounter a youth, who tried to capture the beautiful Lily too early, and in so doing crippled all his life forces. Goethe says (in another place): “A man who strives for freedom without having first liberated his own inner self, falls more deeply than before into the bonds of necessity. If he does not set himself free, he will be killed.” A man who has prepared himself, who has been purified in the Mysteries, and the Temple of the Mysteries, so that he may unite himself in a proper way with the Lily, he alone will escape death. One who has died to the lower to be born again in a higher sense, can grasp the Lily. The present time is represented by the crippled youth, who wanted to attain the highest by violence. He complains to all whom he meets that he cannot secure the Lily. He must now make himself ripe enough to do so, and to this aim those forces must be combined which are symbolized by those who took part in the procession. It consisted of the old man with the Lamp, the Will-o'-the-Wisps and the beautiful Lily herself. The procession thus included all the different beautiful forces, and it was led down into the clefts of the Earth to the Temple of Initiation. That too, is a profound feature of the enigmatical Fairy Tale, in that it allows the Will-o'-the-Wisps to open the door of the Temple. The self-seeking wisdom is not without object, it is a necessary stage of transition. Human egoism can be overcome if it is nourished by wisdom and permeated with the gold of true knowledge. This wisdom can then be used to open the Temple. Those who unconsciously serve wisdom in an external sense, will be led to the real sanctuaries of wisdom. Those learned men who only bury themselves in books are nevertheless our guides. Goethe does not undervalue science. He knew that science herself uncloses the Temple of Wisdom; he knew that everything must be proved and accepted by science, and that without her we cannot penetrate the Temple of the highest Wisdom. Goethe himself sought this wisdom everywhere. He only considered himself worthy of recognizing the highest revelation in Spiritual life, in Art, after he had gone through the study of Science. He sought wisdom everywhere, in physics, biology, etc.,—And so, he admits the Will-o'-the-Wisps into the Temple, they who resting on themselves alone occupy a false position towards the others, towards the others who enter through experience and observations, like the Serpent. They cause the Temple to be opened and the procession passes in. Now follows what Goethe intended to apply to the whole of mankind; the whole Temple moves up and ascends through the cleft in the Earth. The Temple can now be set up over the River of the Soul, over the River of passions and desires, because the Serpent sacrificed itself. The Self of man has become selfless, the Serpent is transformed into precious stone, which forms the piles of the bridge. And now men can more freely go to and fro from the world of sense to the world of the Spiritual. The union between sense and spirit is brought about by man, when he becomes selfless, by a sacrifice of himself, such as was made by the Serpent, which offered itself as a bridge over the River of passions. Thus the Temple ascended from the clefts of the Earth and is now accessible to all who cross the bridge, to those who drive over as well as to those who go on foot. In the Temple itself we meet once more with the three Kings; and the youth who had been made pure by having recognized the three soul-forces, is now presented to them. The golden King goes up to him and says “Feed my Sheep,”—in this Goethe gave expression to a thought which was very deeply engraved in his soul, that of uniting beauty with piety. It is the commandment given in the Bible. He applied these words to the youth in the same sense as when in Rome he stood before the statue of a God, and said “Here is necessity (notwendigkeit) it could not be different from what it is, this is a God. I feel that the Greeks worked according to the same Divine Laws that I am seeking.” It is a personal note of Goethe's when he causes the silver King to appear as Beauty and Piety: And then the King of Strength comes to the youth and says “The sword in the left hand, and the right hand free,”—the sword was not to serve for attack but for defence. Harmony was to be brought about, not conflict. After this event the youth was initiated into the three soul-forces; the fourth King has nothing more to say, he subsides into himself. The Temple has risen from its concealment into the clear light of day. Within the Temple there was raised a small silver Temple, which is none other than the transformed hut of the Ferryman. It is a remarkable feature that Goethe transformed the hut of the Ferryman,—he who carries us over into the land of the Spirit,—into pure molten silver so that it becomes a small altar, a small Temple, a Holy of Holies. This hut which represents the holiest in man, the deepest core of his being which he has preserved as a recollection of the land from which he came and to which the Ferryman cannot take him back, represents something which existed before our evolution. It is the memory that we are descended from the Spirit,—the memory of this stands as a Holy of Holies within the Temple.—The giant,—the crude force of nature, which lives in nature without the Spirit, and could not work through itself alone, but only as a shadow,—has been given a remarkable mission. Now this giant stands upright, and now only does he show the time. This is a profound thought—when man has laid aside everything belonging to his lower nature and has become entirely spiritualised, then the lower forces of nature will no longer spring up around him in their original elemental power,—in the form of storms, as they now do—the mechanical crude force of nature will then only perform mechanical service; man will always require these mechanical nature-forces, but they will no longer have power over him, he will use them in his service. His work will be the hour-hand of Spiritual culture, it will be the hour-hand pointing to the regular mechanical necessity, and will go regularly as the course of a clock. The giant himself will then no longer be necessary. We must not interpret the Fairy Tale pedantically, by interpreting every word, but we must feel our way into what Goethe wanted to say, and which he painted in such beautiful pictures. Goethe in his Fairy Tale brought out what Schiller expressed in his Aesthetic Letters;—the union of Necessity with Freedom. What Schiller tried to express in these letters Goethe could not grasp in abstract thought, but gave in the form of a Fairy Tale. “When I want to express these thoughts in all their living force I require pictures and pictures and pictures, such as the ancient priests of Initiation made use of in the Mysteries.” He did not teach his pupils by means of abstract thoughts, but by bringing the whole drama of Dionysos before them, by showing them the great course of the evolution of man, of the resurrection of Dionysos; and he also showed that which went on invisibly in the drama of “Dionysos and Osiris.” Thus Goethe wished to express what lived in him in the form of drama and pictures, so we will not interpret the Fairy Tale in the ordinary way, but as theosophy would teach us to do, as representing the uniting of the lower nature of man with the higher; the union of the physical with the etheric body; the life-force and the passions and desires, with the higher nature of man:—the three purely Spiritual soul forces Atma, Buddhi, Manas, which we represented as the three Kings. This is the course of the evolution of man up to the time when every man will be himself an Initiate. This is what Goethe tried to express in a truly theosophical fashion. Just as those priests of Initiation expressed their wisdom in the form of pictures, so Goethe expressed in pictures in his Apocalypse that which represents the evolution of humanity,—that which will some day become the highest act of man—the transformation of the lower nature into the higher and the transmutation of the lower metals, the lower soul-forces into the gold of wisdom. The transmutation of that which dwells alone in the pure noble metal of wisdom is represented by the King who is embodied in the gold. Goethe wished to express this human alchemy, this Spiritual transmutation, in a somewhat different manner from what he had concealed occultly in the second part of “Faust.” Goethe was in the true sense of the word a Theosophist. He understood what it means that all the transitory things we see with our senses, are nothing but symbols, but he also understood that what man is trying to do is impossible to describe, but can be accomplished by an act, and that the “Unzulängliche” is that which lives among us on this side of the River, and we must experience it if the purpose of human evolution is to be fulfilled. Goethe also expressed this to this end in the “Chorus Mysticus” and included it in the second part of “Faust.” The highest soul-force in man is symbolically represented as the beautiful Lily, and the male principle—the force of Will unites with her. He expresses this in the beautiful and expressive words with which the second part of “Faust” concludes. These final verses are a mystical creed. We can only understand them completely when we see our own intimate life come to life again in the story of the green Serpent and the beautiful Lily. Even before the close of the 18th century, when Goethe passed on to his work on the second part of “Faust,” his nature had already been transmuted and he had attained the vision of a higher world. It is of profound significance if we are able to understand the words written by Goethe in his testament, the second part of “Faust,” when he had completed his course on the Earth. After his death, this second part was found in his writing table, closed and sealed. He put this book as a gospel into the world, as a testament. And this testament closes with his mystical creed: Alles Vergängliche ist nur sin Gleichnis One translation is as follows: All things transitory |
174b. The Spiritual Background of Human History: Second Lecture
13 Feb 1915, Stuttgart Rudolf Steiner |
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And we will not make our innermost experience of what anthroposophy is meant to be for us if we do not try to do so, if we do not turn our eyes to facts that can also surprise the anthroposophist, so to speak, in his own soul life, that point out how far one stands from the direct experience of the spiritual when one is so devoted to modern soul life, and how close one stands to the search for a theoretical conviction. |
174b. The Spiritual Background of Human History: Second Lecture
13 Feb 1915, Stuttgart Rudolf Steiner |
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It must be emphasized again and again that the most essential point of our spiritual scientific endeavor is that which shows us how mere knowledge, mere knowledge living in ideas and conceptions, must increasingly and how we must seek a knowledge, a sum of ideas and perceptions, of feelings and will impulses, that becomes real life for us, that makes us alive in the most eminent sense of the word. It is necessary that we occasionally direct our contemplation, our meditation, to this cardinal point of our striving. For the light that can radiate from this point can only fully illuminate our souls if we return to it again and again in faithful contemplation. It must be a matter of heartfelt need for us, who want to profess spiritual scientific striving with our soul and heart in these serious times, to translate into real life, into the direct life of the soul, that which we can become through knowledge. We must do something to ensure that everything that is mere theoretical insight, that is, mere scientific endeavor, is gradually transformed into experience, so that it is enriched from the spiritual world by that through which it can become experience. Otherwise we are heading for a time of spiritual aridity; for theories, mere scientific convictions, are apt to dry up the human soul and human life in general. But deeply, deeply rooted in our time is the belief that one must get along in life with a conviction organized according to the pattern of scientific knowledge. The great events that are taking place in our time should be a particular challenge to those souls inclined towards spiritual science to really come to terms with the difference between life and mere knowledge, between life and mere conviction formed according to a scientific pattern. We must try to arrive at a kind of self-knowledge, at purely human self-knowledge; we must try to consult ourselves about how much the demon of theoretical conviction lives in human hearts. We must clearly focus our soul's eye on how this demon of theoretical conviction wants to take root. And we will not make our innermost experience of what anthroposophy is meant to be for us if we do not try to do so, if we do not turn our eyes to facts that can also surprise the anthroposophist, so to speak, in his own soul life, that point out how far one stands from the direct experience of the spiritual when one is so devoted to modern soul life, and how close one stands to the search for a theoretical conviction. One must face such facts quite impartially. I have been able – and what I am about to say is only meant as an example – to speak in various places in the German-speaking world about experiences related to our difficult times since serious events befell Europe and the world. I was also able to do so here in Stuttgart. I have spoken about such experiences here and there. What were some of the consequences of discussing such experiences? One of the consequences was that members of other spiritual realms came with the request that what had been spoken within our language area should also be brought to them. This was often demanded under the well-intentioned premise that the truth is the same for all people, of course, and that such a carrying over of what is spoken in one place to another place could readily serve to clarify the truth in our difficult time. It has become fashionable within our school of thought to write down everything that is said, including what is said out of the immediate impulse not only of the time, but also of the place and the people to whom it is spoken, and to have the belief that this must serve everyone in the same way because one makes the theoretical assumption that truth can only be formulated in one single way. Now, my dear friends, this nonsense, which consists of writing down the spoken word in a precise way and believing that it still has the content when it is now read out or spoken again as a written word, would become monstrous if one could believe what has just been suggested. If the things that people in Europe and the world are currently facing could be defined by words, then the immense rivers of blood that must flow today from the eternal necessities of earthly development would not have to flow. If it were possible for souls to understand each other through national aspirations, then they would not have to confront each other with cannons. We must prove ourselves with the character of the experience that has been given, we must prove ourselves with spiritual-scientific knowledge, especially where it is important to face the great seriousness. Using occult truths in a playful way for everyday soul needs cannot be the task of our spiritual-scientific endeavor. As long as we are not able to understand that spiritual powers are really active in the world phenomena that confront us on the physical plane, and that we need spiritual science to assess and see through the value and inner truth of these spiritual powers, as long as we are not able to do this, we do not yet have the right relationship to our spiritual science. We must be clear about this: when we are working on purely anthroposophical ground, when we are developing the high truths for our soul that touch on the highest essence of man, then we are on ground that is beyond nationality, even beyond racial differences. When we are standing firmly on the ground of what we can gain about the human being from spiritual knowledge, then the same truths apply throughout the world, and even within certain horizons for other planets in our solar system. As soon as we stand on this ground, as soon as the highest thoughts concerning the human being come into consideration for us. It is different when things come into consideration that speak and must speak of something other than this highest human essence: When nations face each other, we are not dealing with that which in the nature of man reaches beyond all the differentiations of humanity. When nations face each other, it is not just people who face each other, but spiritual worlds; it is such entities in spiritual worlds that are active through people and live in people. And to believe that what must apply to people must also apply to that complicated world of demons and spirits that works through people when nations fight with each other, to believe that one could determine something through simple human logic about what drives the demons against each other, that is to say, not yet to have found faith in a concrete spiritual world. What do I mean by that? — It is true that when we look at what is happening in the outside world, we find — I will now completely disregard the actual painful events of the war — that people of different nationalities are facing each other. We find that one nationality sometimes overwhelms the other with its hatred in the most terrible way. Then people try to cope with it, that is, they ask themselves which nation has more right to hate, this nation or that nation, or which one should hate more than another. One also thinks about which nation is particularly to blame for this war. One reflects on these matters in much the same way as one would reflect during a court case, where one weighs up the various circumstances. But what are you really doing when you do what has just been characterized and what dominates the current literature? One thereby denies all spiritual life, even if one did not want to admit it, because one professes the dogma that those demons, for example, which have come over from the East and have brought discord into European life, are to be judged according to the pattern of the intellect, let us say, of understanding, that man has. For one does not believe that there is another mind, another power of judgment, than that which man has. All that is judged from the merely human point of view in the face of such events that stir up evolution is a denial of spiritual-scientific life. We profess a genuine spiritual-scientific life only when we realize that spiritual causes are being realized in physical events, causes that necessitate a different power of judgment than that of the physical plane. When people with different views fight each other on the physical plane, then one can perhaps decide according to human judgment. But this is not possible when nations fight each other, because invisible powers express themselves through the life of nations. Invisible powers also express themselves in man, but in such a way that they fit into human judgment. But they do not do that in the life of nations. There it is precisely a matter of our proving ourselves in the recognition of the concrete spiritual life and realizing that there are many other impulses speaking in the human soul than those that can be mastered with the earthly mind when such great events take place. If one reads this or that today, which is said and which is also repeated abundantly by those who have received an impulse from spiritual science, then one finds that much of it is written or spoken as if the world's development had only begun on July 20, 1914. Even when seeking the causes of the present complications, people speak as if they had begun last year. One of the practical results of spiritual science, in addition to many others, must be that people will want to learn something, that they will want to form an opinion not from the immediate day, but from the larger context. That will be the most elementary thing; the further development will consist in examining the judgment against what spiritual science is able to give. Let us look at an example to see how this spiritual science must be applied when it comes to contrasting our understanding with our experience and then making our experience our own. We have always emphasized that the development of the world, the evolution of the earth, proceeds in distinctly different cultural periods in the post-Atlantic era. We have enumerated these cultural periods: the ancient Indian cultural period, the Persian, the Egyptian-Chaldean, the Greek-Latin, then the one that is our own in the present; then we pointed out that a sixth, a seventh epoch will have to follow ours. But we were not satisfied with simply schematically presenting the succession of these cultural periods; we tried to characterize what is peculiar to the individual cultural periods. And in doing so, we tried to gain an understanding of our own time, of the transitional impulses that live in our time, in our fifth post-Atlantic epoch. And we have also realized that by no means can anything schematic be meant by such characterizations, for example, that one cannot say that the peculiarity of this cultural epoch extends over the whole earth. It occurs in certain places, other places on earth, other territories, lag behind. They need not necessarily lag behind, but they do lag behind with old forces, in order that these old forces may later be appropriately related to another cultural epoch in a different cultural epoch, as evolution progresses. We need not even think in terms of values, but only in terms of character peculiarities. How could it fail to strike people as profoundly different when it comes to the spiritual culture, say, of the European and Asian peoples? How could one not notice the difference in the skin coloration! If we look at the European-American being and the Asian being – leaving aside any value judgments for the moment – we have to face the fact that the Asian peoples have retained certain cultural impulses from past eras, while the European-American peoples have moved beyond these cultural impulses. Only if one is caught in an unhealthy soul life can one be particularly impressed by what oriental mysticism has preserved for oriental humanity from ancient times, when people necessarily had to live with lower powers of vision. Europe has indeed been seized by such an unhealthy spiritual life in many ways; people believed that they had to learn the way to the spiritual worlds through Asian yogism and the like. However, this tendency proves nothing more than an unhealthy soul life. A healthy soul life must be built upon the assimilation of the experiences of the fifth post-Atlantean cultural epoch into spiritual life and spiritual knowledge, and not upon the practice of bringing up something in humanity that is quite interesting to study scientifically, so to speak, but which must not be renewed for European humanity without its falling back into times that are not appropriate for it. But other times will come about the development of the earth, following times. In these following times, outdated forces will have to join with advanced forces again. Therefore, they must remain in some place in order to be there, in order to be able to connect with the advanced forces. A sixth will follow the fifth cultural epoch. Abstract thinking, that terrible abstract thinking, which is a daughter of purely theoretical-scientific conviction, cannot but esteem the sixth age higher than the fifth, because the sixth is a later development. But we should realize that there are periods of decline as well as periods of rise. We should be fully aware that the sixth age, which follows the fifth in the post-Atlantean period, must of necessity belong to the decline and that what has developed in the fifth post-Atlantean epoch must be the germ for the following earth time of the seventh cultural epoch. One must look at things so vividly, not abstractly or theoretically, so that one lets the sixth age follow the fifth as a more perfect one. In Atlantean times, the fourth epoch was the one in which the seeds for our present time lay. In our time, it is the fifth cultural epoch that contains the seeds for what must follow the post-Atlantean period. And what is the characteristic that must develop in this fifth cultural epoch in particular? This is the characteristic that has been particularly fanned by the Mystery of Golgotha: that the spiritual impulses have been led down into the immediate physical-human, that, as it were, the flesh must be seized by the spirit. "It has not yet happened. It will only have happened when spiritual science has a firmer earthly footing and many more people express it in their immediate lives, when the spirit is in every hand movement, in every finger movement, one might say, when it is expressed in the most everyday actions. But it was for the sake of this carrying down of spiritual impulses that the Christ became incarnate in a human body. And this carrying down, this permeation of the flesh with the spirit, that is the characteristic of the mission, the mission of white humanity in general. People have their white skin color because the spirit works in the skin when it wants to descend to the physical plane. The task of our fifth cultural epoch, which has been prepared by the other four cultural epochs, is to make that which is the outer physical body a housing for the spirit. And our task must be to familiarize ourselves with those cultural impulses that show the tendency to introduce the spirit into the flesh, to introduce the spirit into everyday life. When we fully recognize this, then we will also be clear about the fact that where the spirit is still to work as spirit, where it is to remain in a certain way in its development — because in our time it has the task of descending into the flesh —, that where it lags behind, where it takes on a demonic character, the spirit does not completely penetrate the flesh, that the white skin coloration does not occur because atavistic forces are present that do not allow the spirit to fully harmonize with the flesh. In the sixth cultural epoch of the post-Atlantean period, the task will be to recognize the spirit more in the elemental world than directly in itself, to recognize the spirit more in the elemental world, because this sixth cultural epoch has the task of preparing the recognition of the spirit in the physical environment. This cannot be achieved without difficulty if ancient atavistic forces are not preserved that recognize the spirit in its purely elementary life. But these things do not happen in the world without the most fierce struggles. White humanity is still on the path of absorbing the spirit deeper and deeper into its own being. The yellow race is on the way to preserving those ages in which the spirit is kept far from the body, in which the spirit is sought outside of the human physical organization, only there. But this must lead to the fact that the transition from the fifth cultural epoch into the sixth cultural epoch cannot take place otherwise than as a fierce struggle between the white race and the colored race in the most diverse fields. And what precedes these struggles, which will take place between the white and the colored humanity, will occupy world history until the great struggles between the white and the colored humanity are fought out. Future events are reflected in multiple ways in previous events. When we look at what we have acquired through the most diverse considerations in a spiritual-scientific sense, we are faced with something colossal that we can see as necessarily taking place in the future. On the one hand, we have a part of humanity with the mission of introducing the spirit into physical life in such a way that the spirit permeates everything in physical life. And on the other hand, we have a part of humanity with the necessity of now, so to speak, taking over the descending development. This cannot happen otherwise than through that which truly professes to permeate the physical with the spiritual, to bring forth cultural impulses, to bring forth living impulses that are lasting for the earth, that cannot disappear from the earth again. For what follows as the sixth, as the seventh cultural epoch, must live spiritually from the creations of the fifth, must absorb the creations of the fifth cultural epoch. The fifth cultural epoch has the task of deepening the external idealistic life into a spiritual life. But that which is thus conquered as a spiritual life by idealism must be accepted later, must live on. For in the East there will not be the strength to productively create one's own spiritual life, but only to absorb what has been created. Thus, history must unfold in such a way that a spiritual culture is created by present-day humanity, which carries the actual cultural impulses within itself. This spiritual culture is the actual historical successor to the fifth culture, and it will be assimilated by what follows. Let us try to understand objectively and without prejudice the difference between these two currents of humanity. Try to realize how, since the entry of that part of humanity called the Germanic peoples, there has been a struggle to permeate the external physical with the spiritual, and how the depths of Christianity have been embraced. One started from the external physical, from that which, as it were, contained the germ of a physical-spiritual. We may look back to the summer sacrifice, to the sacrifice at the summer solstice of the god Baldur. The true and deeper meaning of this was lost in early times, but what is the true and deeper meaning? It can only be grasped by directing our attention to the fact that, as the spring sun rises, in the light and warmth, spiritual powers also rise, as the god Lenz rises, and that, by lighting of the St. John's fire, man tends to connect with the spring forces that prevail in the forces of nature, and he lights a fire to symbolize that he connects his understanding with the death of the god of spring at the summer solstice. This is the Baldur saga: the god Lenz is burnt in the summer solstice fire because people sensed the fertility and germination in nature, in the outer physical world, because they loved the god Lenz and followed him into his death. But because in the outer physical world they had the model of the Christ, who does not die at the summer solstice but is born at the winter solstice — note this contrast between the physical and the spiritual —, because they had the summer solstice god as an example for the winter solstice god, because they had the reverse of the physical for the spiritual, and so they penetrated each other with what was related and yet opposite. If the god Baldur is the god of spring who dies during the summer solstice, then the Christian god is the one who is born during the winter solstice. The one and the other interpenetrate each other as it happens in the outer physical body, interpenetrating with the spiritual, which is veiled by the darkness of the body, by the winter darkness. The winter spirit permeates the summer body. And how do these things interpenetrate? In the immediate personal struggle of the cultural impulses. What is the history of Central Europe if not a continuous struggle for the awakening of the divine spark in the personal soul, for the spiritual to arise in the physical? One can disregard everything else, but one must see through the truth, recognize the characteristic of this Central European nature. And take the other part of humanity. How far removed it is, fundamentally, from this personal impulse of the spiritual striving upward in the physical! One would like to say: “From the point of view of natural history” it is extremely interesting to observe how Chinese culture has preserved its Tao and Confucian religions, and how Asian religions in general have preserved the most ancient forms, the most abstract forms, those forms in which the theoretical mind feels so at home, but which are rigidity in the face of personal experience, which do not allow personal experience to come into play, because this personal experience is to be preserved until the time when the achievements of human culture are incorporated in such a way that they can be assimilated. In the fifth cultural epoch, something spiritual must be attained by one's own efforts; in the sixth cultural epoch, people will come and accept what has been worked out and achieved as their outlook, as their experience, but as something that they have not achieved themselves. It will be preserved in the forces that do not struggle, but accept the spiritual as something external and self-evident. And the prelude to that much more far-reaching struggle is the one that must gradually develop as the struggle between the Germanic and the Slavic world. One should only consider that the Slavic world is in a sense an outpost for that which is the sixth cultural epoch, indeed that in it lies the actual germ of the sixth cultural epoch. Consider this in a true, genuine, spiritual-scientific sense. Then you will realize that in this Slavic element there must be something receptive, something that has nothing to do with this struggle, that almost rejects one's own struggle. You can feel it with your hands. While in Central Europe the souls have fought, have fought with their inner selves, in order to grasp God through personal striving, the Slavonic element preserves religion, the grasp of God, the cultus, which is just there; it preserves, it does not make the spirit inwardly alive, but lets the spirit pass over it like a cloud and lives in this cloud, remaining alien to the spirit with the personality. Central Europe could not stop at some old form of external Christianity because it had to struggle. The East has stopped, and even its cult forms have become rigid and abstract because it is to prepare itself to receive externally, to accept what the West acquires through personal struggle, because it is not prepared to receive things through personal struggle, this East. And how can we bring about mutual understanding between two such different spiritual impulses, when the model is purely theoretical? How can we possibly arbitrate between two different spiritual currents that behave as differentiated currents must behave? Do not misunderstand the comparison: How can one, I might say, distinguish the lion's custom from the elephant's custom? But events develop out of eternal necessities and proceed as the eternal necessities flow. The East had to struggle against what was and is becoming more and more necessary for it: the connection with the West and its culture. For basically, before its maturation, it could not be given the right understanding. And an outward expression is the conflict between what is called Germanic and what is called Slavic, that which is basically only just being prepared and will hover as a long concern over European life: the conflict between the Germanic and the Slavic. One could say that just as a child resists learning the achievements of the ancients, so the East resists the achievements of the West, resists them, resists them to such an extent that it hates them, even if it feels compelled to accept their achievements from time to time. To shine the light of truth on these things requires something different from what one loves today; although one sometimes senses this other thing, one is reluctant to turn one's eyes to these things and really understand them from their innermost impulses. Because if one is only slightly touched by these innermost impulses, much of the chatter will soon cease, and much of what is done must cease, which arises from confusion, the confusion that wants to remain in the external Maja. What will be understood by the sixth cultural epoch? It will be understood as a cultural epoch in which a large part of the Eastern people will have sacrificed their humanity to that which has been achieved in popular culture, in that, like the feminine, the Eastern will have allowed itself to be fertilized by the masculine Western. That which will live in the souls of the sixth cultural epoch will be the same as that which has been achieved by the souls of the fifth cultural epoch. This means that from the East, immaturity and that which has not yet matured will surge forward and resist what must happen anyway. Just as the Greek-Roman once had to defend itself against the Germanic, so the Slavic must defend itself against the Germanic; but just as in the transition from the Greek-Roman to the Germanic in the ascending development, so in the transition from the Germanic to the Slavic in the descending one. By the Germanic element having taken over the actual mission of the fifth cultural epoch, it was this Germanic element that had to and will continue to have to insert the actual understanding of Christianity into the inner struggle of earthly evolution for this fifth cultural epoch. And the greatest misfortune would have occurred if the Germanic element had been defeated by the Roman element in the long run, because then what has happened through the fifth cultural epoch could not have happened: this Germanic element had to live through the personal struggle. And it would be the greatest misfortune if the Slavic element ever defeated the Germanic element. Note the difference. It would be the most dismal, most abstract schematism if one were to describe it as an misfortune in the transition from the fifth to the sixth cultural epoch, which one would have to describe as an misfortune in the transition from the fourth to the fifth cultural epoch. The victory of the Romans would have meant the impossibility of the mission of the fifth cultural epoch; the victory of the Slavic element would have meant the same impossibility for the sixth cultural epoch. For only in passively accepting what the fifth cultural epoch produces can the meaning of the sixth exist. One must feel what follows quite independently of ambitions, of national aspirations, from these realizations, when these realizations become life. But one must also be clear about how difficult it becomes for people to understand when the truth contradicts their passions, when the truth contradicts their aspirations. If someone tries to convince a Western European or an Englishman from Central Europe, for example, using human reason, then one is doing something that should be recognized as unsuccessful, especially when it comes to national antagonisms. On purely humanistic ground, we understand each other as human beings. But if we leave this ground and enter into the struggles of nations, we should be clear about the difficulties standing in the way of mutual understanding. There is only one way to gain understanding, for example, in the French West of Europe, for what one is actually doing. It is the path that will one day arise from the realization of what unnaturalness it actually is to let oneself be pushed forward in the French west by the hand of the European east. Only the realization of what one has done oneself will bring some understanding of the matter, but not the word that comes from others, that comes from those who stand on a different national soil. Such things are sometimes sensed and sensed for, but then forgotten again. Because the most characteristic things that happen are usually forgotten. If only it had been possible, over the last forty years, to repeatedly print that meaningful correspondence that once took place between Ernest Renan, the Frenchman, and David Friedrich Strauß, the Württemberg German! It would have been useful if the decisive letters that were exchanged had been brought to people's attention once every four weeks, so to speak: then they would have sensed something of what was to come. One need only point out the one passage in Renan's letter where he expresses the desire to work together with Central Europe for Western European culture: this was an impulse flowing from the eternal forces. But then Renan immediately adds: “But that contradicts my patriotism.” Because if Alsace-Lorraine is taken from the French, then as a Frenchman I can only be in favor of Western culture being protected against the East. Everything that came later is already in the making in such a statement; that is the seed of what will happen later. It shows that even an enlightened spirit basically admitted: Yes, I can see where the path lies that is predetermined by eternal necessity, but I do not want to follow it because I want to be more French than human. I say one has felt, sensed, how things lie in the sense of eternal necessity; but one must gradually learn through spiritual science to follow one's intuitions, one's feelings with one's judgment. One must learn to arrive at the real facts by means of judgment. And one cannot grasp the real facts without understanding the spiritual world. It is impossible to do so without resorting to that which gives the facts their evolutionary impulses from the spiritual world. We see how fruitful for us can be what comes out of spiritual science, how we can illuminate life in its most serious events when we unite with our minds what follows from real spiritual-scientific knowledge, for example, about the post-Atlantic cultural epochs. There we gain an objective standard, there we gain the possibility of rising above personal aspirations, even on the delicate ground of national experience. And that is the peculiar thing about the Central European experience, that this Central European experience really gives people the opportunity to rise above what is merely national. Just try to realize how, in the successive cultural epochs, Central Europe in particular — in that struggle of the human soul in Central Europe — overcomes the personal at the same time, where it is not based on passions and immediate instinctual impulses. What beauty is, other peoples have surely felt as well. Only in Central Europe, however, has beauty and its place in human experience been so deeply reflected upon as in Schiller's “Aesthetic Letters”. Other nations have also fought battles, and will do so: but only in Central Europe have they intervened in a battle in such a way that it has invoked the deepest philosophical impulses in order to inspire the battle with these impulses, as Fichte did in his “Speeches to the German Nation”. Religious struggles were also fought elsewhere: nowhere in the world were they as closely connected with all branches of human experience as they were in Central Europe. And take our Anthroposophical Society itself, take it as we have developed it among ourselves, how we have struggled, fought and also suffered in it, at least a number of us, in recent years. We were connected for a time with the Theosophical Society of English coloration. What then was the deep impulse that did not allow this connection with that theosophical movement to continue? Let us be clear about this, my dear friends, what was the deep impulse? Just look at the movement. What could lead to the absurdity of Krishnamurti and similar follies? It led to the conviction of spiritual life being attached to the rest of the culture as an external element. There are two things: the external and philosophical view of life in England, and then, attached to it, without the two having much to do with each other, a spiritual conviction. There is no need to interweave the two. Here we feel that we can only arrive at a spiritual conviction when it grows out of our body, as it were, out of everything that was driven by Johannes Tauler, Meister Eckhart, Angelus Silesius iles in the mysticism of the Middle Ages, what has gone through German philosophy, through German poetry in spiritual preparation, when what we want and must want necessarily grows out of it like a new organic limb. We cannot attach the spiritual life to the rest; we need a living organism, not a living mechanism. One can realize such things without falling into arrogance, because one needs clarity about how the spiritual must be in life, and how one can grasp the rest of life through the spiritual. We, as confessors of the spiritual-scientific world view, must be able to become souls that want what must be in the sense of the just given characteristic in Central European spiritual life. Of course, this is also a struggle; the real issue is that one might say: the truth must first be achieved by pushing the errors to both sides of the road. - How difficult it is sometimes to recognize that one must push the errors to both sides of the road! One could have tragic experiences in the last decades. I would like to paint a vivid picture for you. It has a certain significance, especially now, to show how the natural connection between the two Central European countries has come about in our time. — In Austria, in the second half of the 19th century, lived one of the most German poets, Robert Hamerling. He was also German in that he truly sought to give birth to the whole world in his own soul. In his novel “Ahasver in Rome” he traces the wandering human soul back to Cain, and in the confrontation between Ahasver and Nero he attempts to solve the profound riddle of the human soul. In his Aspasia he tried to bring Greek cultural life back to life from the German soul. He tried to solve the riddle of life for himself by delving into the religious life, which had been sought at a certain time, in his Anabaptist epic, The King of Sion. In his drama “Danton and Robespierre” he tried to understand the driving impulses of the French Revolution. And finally, in his “Homunculus” he tried to explain the impulses that reach into the future and overwhelm the spiritual. But I could cite many more examples to show how truly Central European, how truly German Robert Hamerling's spirit was. This Robert Hamerling spent a large part of his life in bed; for the last three decades he was almost always ill. He wrote his greatest works in bed, in pain. But no one would guess from these works that they were written by a seriously ill man. Everything is sound; one can judge it as one likes, but everything is sound. Certainly, the works have been reprinted in larger numbers; but in the eighties — I could say that it became vividly clear to me, as if in a symbol, what such a spirit could have become for a part of humanity in Central Europe if its impulses had flowed into the souls. Once, when such things as those brought about by Robert Hamerling in the development of the spirit were being discussed in a society, a man came in who was accustomed to hearing mainly himself and not paying much attention to what others say - there are such people who like to hear themselves. As if he had been hit by a bombshell, he declared that the greatest thing to happen to humanity was Dostoyevsky's “Raskolnikov”! Of course, one does not need to ignore the unique greatness of Dostoyevsky's Raskolnikov, but the attachment to the material, to the soul that is stuck in the material and leaves the spiritual outside, contrasts tremendously with the interpenetration of the spiritual and the material that Hamerling sought. It may certainly be more interesting and sensational to look at the soul that does not want to emerge from the material and which Dostoyevsky describes so magnificently, but for the Central European human being, the recognition of the interpenetration of the spiritual and the physical means a recognition of his entire being and his entire task. There too, there is a struggle. The inner struggle will be added to the outer struggle, that inner struggle against the opposing forces that rebel against recognizing the spiritual. We are already experiencing the strangest facts: from one side we are warned not to pay too much attention to how the spiritual powers in Europe are now juxtaposed; because if the purely German element were to prevail – we have been warned from the German side! then one would indeed have to fear a revival of the kind of ideas that a Hegel, Fichte, Schelling, Goethe produced: one would have to fear a metaphysical dreaming. It is a peculiar fear that is being talked about; but this fear could grow ever greater, and those who have this fear will indeed not be able to accept the spiritual. But in truth it must be realized that the idealism of Central Europe, just as the child does to the man, must develop into spiritualism; for this idealism of Central Europe is the child of spiritualism, the child that should become spiritualism. When Fichte spoke, he still spoke only of idealism, but of such an idealism that strives towards spiritualism. This impulse of spiritualism must not be allowed to disappear from the evolution of the earth. Much of the meaning of the time can be expressed in these simple words. Individual human beings have indeed sensed and felt such things. But these intuitions pass by without being taken in their depth, without the main emphasis being seen in them. One fails to link the unimportant to the important. And that is why it is important not to lose sight of the big picture, to really see what is essential in the currents that flow over the development of the earth. And we come to the most essential when we allow ourselves to be taught by what this development of the earth shows us in spiritual light. In the particular case, if we really take seriously the teaching of the successive post-Atlantean cultural epochs - it must be said again and again - people should rise above that narrow point of view that cannot see the main thing. Let me give you an example. Among ourselves, it is necessary to point out such things. Suppose someone were to say the following today, and then let us try to consider the idea that someone would say this today: As far as I am concerned, I am in no doubt for a moment that a conflict between the Germanic and Slavic world is imminent, that it will be ignited either by the Orient, especially Turkey, or by the nationality dispute in Austria, perhaps by both, and that Russia will take the lead in the same on one side. This power is already preparing for the eventuality; the Russian national press is spitting fire and flame against Germany. The German press is already sounding its warning cry. A long time has passed since Russia gathered after the Crimean War, and it seems that it is now considered appropriate in St. Petersburg to take up the Oriental question again. If the Mediterranean Sea is to become, according to the more pompous than true expression, “a French lake”, then Russia has the even more positive intention of turning the Black Sea into a “Russian lake” and the Sea of Marmara into a “Russian pond”. That Constantinople must become a Russian city and Greece a direct vassal state of Russia is a fixed goal of Russian policy, which finds its lever of support in the common religion and in Pan-Slavism. The Danube would then be closed at the Iron Gate by the Russian turnpike. — Let us assume that someone would speak in this way. One could then say: Well, now he has been taught a lesson by what has happened – and those who emphatically preach that the war was only wanted by Central Europe and did not necessarily develop from the East could be right after all. But this was written in 1870! And in any case, not a year went by without something like this being written. How foolish it is to believe that the cause of what is happening today is not to be found in the forces that have been building up and playing out over long periods of time! These words were written in 1870, during the Franco-Prussian War. To believe that the events need not have occurred and to believe that all impulses did not come from the East is, to put it mildly, inconsistent and a failure to recognize the true effective forces. It must not be allowed to happen, and must be prevented by spiritual science, that people, including journalists, repeatedly judge as if the beginnings of the events that are now unfolding only formed five or six months ago! When people are trained through spiritual science to know that the great is prepared in the small, and that only from the great can the small be judged, then something will be gained for ordinary life from spiritual science, then in this ordinary life that which spiritual science makes us experience will be prepared. I wanted to speak, indeed I could say I had to speak to you in this introductory lecture today again from a certain point of view, which is prompted by the experiences of the time. I had to speak of what spiritual science is to become for us in judging the world and our position in the world. I have had to speak of it. Basically, we must allow ourselves to be admonished again and again to take seriously, very seriously, what spiritual science wants to give us, and not to want to live two lives, so to speak: one life in which we explain things of the world in a spiritual-scientific sense, and the other life in which we are absorbed in everyday matters and do as other people do. But it is not so much through words as through the way I have dealt with things here in this narrower circle that I would like to evoke in you the feeling and the sensation that these words really do not want to be anything other than eternal truths in the sense that eternal truths are also the most individual. These words are spoken to you, my dear friends, with your feelings here in southern Germany, with the emotional nuance that these words deserve here. And if it were enough to simply write down these words and read them aloud everywhere to people with different life contexts, then it might also be enough if I just wrote down my words and did not travel around. That the words must be spoken out of the context of feelings and sensations, because wherever people come together there is a common human aura out of which one must speak, we must finally recognize this in spiritual life. What matters is that we bring things into life, not that we make the phrase that we have to bring things into life, but that we really bring them into life. And to do that, we have to take them individually. Things happen individually because they have to happen individually. And it is an abstract belief to assume, for example, that what I will say the day after tomorrow in the public lecture in that house, which is located across from the house with the Hegel memorial plaque, that what is contained in the living, individual, and immediate, that which is abstractly spoken for all nuances of feeling, as it were, for the conversion of the whole world. One must also realize that what one person can grasp, another cannot grasp. And if the anthroposophical lectures must bear a certain individual character here and there, then this is even more the case when one is confronted with such serious matters as we are now. But only if one takes the truth seriously and does not believe that that which is alive can be grasped with words that are lifeless and motionless and can therefore be applied anywhere, only then will one understand that which is universally valid in the most individual way. I would like you to reflect on this side of life as well. It will be a way to bring to life in your own soul and in your own way what I have to bring from the spiritual world in my own way, so that it is not just a repetition of what has to come through me in my own way. Just as sunlight is reflected differently in each little stone and yet is always the same sunlight because it is imbued with life, so spiritual science must become something that lives differently in each individual and yet is always and forever the same. Spiritual science cannot live in the Englishman, Frenchman, Russian, German in one way when national matters are concerned, and the other cannot be converted by that by which the feeling of the one is most fruitfully enlivened. Such a proselytizing urge arises from the theoretical bent of our time. What external, purely material science can do, namely, to categorize everything, cannot be the case with spiritual science, because it is a living thing, and because I must speak to you not as an abstract scientific spirit demands of me, but as it comes to life in me as I stand here before you. For it is not from my heart, but from your heart, that I do it as well as I can. And I would like to serve the spiritual scientific impulse, which instructs the one who can look up to the spiritual world to tune out and express what lies in the depths of the souls of those who are listening. In a sense, it may be said that What is expressed in this or that meditation arises from the depths of the souls of the listeners. Think about that too! We have to take spiritual science as something that is experienced and not as something abstract. What is abstract appeals to our pride, appeals to our stubbornness, which likes to indulge in persuasion. What is spiritual simply wants to be communicated. And what I have to communicate wants to be communicated, even if there is not a single person here who believes a single word I say. If we go to the other person with the intention of wanting to persuade him, with the opinion that he should accept our opinion, then we are not really experiencing the spiritual. And this experience, this direct grasp of the spiritual world, will produce the aura that humanity must have in the future. It must be said again and again: What we are now experiencing under rivers of blood will only mean for humanity what it is meant to mean when something completely new also shows itself in culture, in humanity. But this new thing will sprout when there are people from whose souls spiritual thoughts arise; these thoughts are powers. And into the atmosphere that will be created when the twilight of war has passed and the sun of peace shines again, the thoughts that pour into the spiritual horizon must flow. Then those whose souls look down, those who had to leave their bodies prematurely on the battlefields, will know what they actually fell for on the battlefields. And the anthroposophist must say to himself that he is only living through this time in the right way if he takes in the living spirit of spiritual scientific striving. When certain souls in the consciousness of the spirit send their meaning into the spiritual realm, then a horizon of light will truly arise from our blood horizon for the future development of humanity. We will continue this discussion tomorrow, when we will also discuss a specific topic. But today we want to bring to mind the thoughts that bring us together with the serious events of the time:
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174a. Central Europe Between East and West: Second Lecture
03 Dec 1914, Stuttgart Rudolf Steiner |
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We already know from the very elementary presentation in anthroposophy that when we speak of folk souls, we do not mean what the outer, exoteric world understands by an abstract term. |
174a. Central Europe Between East and West: Second Lecture
03 Dec 1914, Stuttgart Rudolf Steiner |
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A lecture such as was given the day before yesterday could easily give the impression that a people's soul should only be spoken for out of mere sympathy. If the spiritual researcher were to speak about these matters today purely out of sympathy, out of mere passion, then one could be certain that what he has to say has no particular value in terms of spiritual research, or that what he has to say, because it is imbued with passion, must be fundamentally untrue. Now, to what extent what was said the day before yesterday may, despite all this, be spoken as coherent with the deepest insights of spiritual science of the present day, that should emerge for you from the way in which the spiritual researcher must relate to one or the other folk soul. We already know from the very elementary presentation in anthroposophy that when we speak of folk souls, we do not mean what the outer, exoteric world understands by an abstract term. We may say that quite definite entities, with archangelic rank — one has only to read about it in the lecture cycle on 'The Mission of Individual National Souls' — entities with a consciousness that is higher than human consciousness, guide the affairs of nations. And we look up to these folk souls, so we speak of them as real, actual entities, indeed more real entities than we human beings ourselves are. How does the human being enter into a relationship with these folk souls in relation to his spiritual soul? We will first raise this question. We know that man alternates between waking and sleeping in relation to his consciousness; we know that man has to be awake within his physical and etheric bodies and that he then, between falling asleep and waking up, dwells in his astral body and in his I. If a person is outside of their physical body with their astral body and I between falling asleep and waking up, then they are in a region that is completely different in relation to the folk soul, to which they primarily belong in a particular incarnation, than the region in which the person is in relation to the folk soul when they are in their physical body. Through his language and many other things, man is born into the realm of his folk soul. How does this folk soul affect the human soul, that which is taken out of the physical and etheric bodies during sleep, but which is present in the body during waking? How does the folk soul of the people to which a person belongs affect the individual soul of the person? It actually only has an effect during the time in which the human being is immersed in the physical body, from the moment of waking until the moment of falling asleep. The human being is immersed in the forces of the physical and etheric bodies, and what I would like to call the tentacles of the folk soul, the soul of the people to which the human being belongs in a particular incarnation, is also immersed in these forces. And we not only submerge in our physical body, we also submerge in a certain part of our folk soul, we live from waking up to falling asleep while we are in our physical body, with what is going on in the physical body, within the folk soul. We experience what we experience in communion with the folk soul during our waking hours, only that the folk soul does not speak directly into what is fully conscious in the I, that it speaks more into the subconscious of the astral body from the etheric body, that it tinges, nuances, gives our feeling and temperament a certain direction. This is the essential way in which we relate to it. The one who, through his corresponding initiation, is able to observe all that is involved when a person submerges into the physical body, he sees, looks at the encounter with the folk soul when submerging into the physical body. But he also sees something else. And when I speak of this, you will soon recognize that objectivity must prevail within what the spiritual researcher has to say about one or other folk soul. The spiritual researcher lives in those moments when he is strengthened and illuminated in the right way by the spiritual and soul life and enables it to live consciously and independently of the body. He lives in such a way that he can observe where the human being is, even when he is outside of his physical body with his soul and spirit, with his astral body and I. The spiritual researcher observes how every human soul, unconsciously, between falling asleep and waking up, immerses itself in the entire environment of the folk souls that are relevant for a particular time. While the human being is immersed in the physical body, he is with the national soul of his nation. In the state of sleep, he is with all the other national souls of the time in question, with the exception of the one with which he is in the physical body during the waking state. The spiritual researcher has ample opportunity to become acquainted with the characteristics of the other national souls, because as soon as he becomes aware of himself in his disembodied state, he lives spiritually and soulfully with the other national souls in the same way that he lives with his own national soul in the physical body. In this state it would be quite impossible to allow one's ordinary passions to lead one to speak in a one-sided way about the one folk soul. But when the spiritual researcher consciously lives with these other folk souls, this consciousness also shows him that every person unconsciously connects with the other folk souls between falling asleep and waking up, but somewhat differently than with his own folk soul. When you enter your physical body, you get to know the individual folk soul with its essential characteristics, essentially its activity in its effect on you, albeit in the subconscious. During sleep or in the state of initiation, one gets to know the other folk-souls, not as individuals, but in their interaction; only one's own folk-soul is not present. The others interact as in a round dance, and in that which their round dance activity is, one lives in it, as one lives with one's own folk-soul in the physical body during the day. Thus one lives 5 not with the peculiarity of the one national soul, but with the interaction. There is only one thing by which one can be condemned, quite certainly condemned, to be torn out of the normal togetherness with the dance of the national souls and to be together with only one foreign national soul in the body-free state, that is, in sleep. Do understand me: it is not normal to be with a foreign folk soul; but you can achieve it if you passionately hate this other folk soul. In this way you condemn yourself to be torn out of the dance of the other folk souls and to be together with this one folk soul in a sleeping state, as you are with your own folk soul during the waking state. Yes, these are objective truths that spiritual research reveals. It shows you that it is bitterly serious about the sentence that is often spoken by spiritual science: that what confronts us in external reality, maya, is great deception, and that behind this aja, behind this veil, there are truths which he who is content with the veil of Maja cannot comprehend with his intellect and does not want to comprehend with his will. There are still many people in our time who cannot yet see what lies behind the veil of Maya, and therefore cannot understand that there is such a supersensible, invisible world and that in it the relationship of the human soul to the other folk-souls is quite different from anything one could dream of. If one takes spiritual science seriously precisely where it points to the spheres that are connected with our life, then one must bear that spiritual science points to conditions in the spiritual world that are so uncomfortable to immerse oneself in, even just with one's consciousness, that one resists it with one's will. One does not want to submerge, one would like the truth to be different with regard to very many things. That not only the intellect but also the will resists what spiritual science often has to say as something bitterly serious, that is something we may also bring before our soul one day. And from feelings that can be stimulated by such a discussion as the one just expressed, we feel that the principle we have within our spiritual movement, of a certain work, without distinction of race, color, nationality and so on, is so closely connected with the deeper essence of our spiritual-scientific movement that it is actually nonsense for anyone who truly understands the profound seriousness of spiritual-scientific truths not to support this first principle. It is indeed nonsense, for to hate the nature of some folk soul in the deepest human being means to condemn oneself to be in the subconscious with this folk soul during sleep in exactly the same way as one is in one's subconscious during waking with the folk soul that is one's own. For the normal interaction with national souls during sleep is this: to be together with the whole range of others for an age. That man must not become one-sided, the wise arrangement of the world takes care of that. We have often emphasized that what a person has to go through in the next few years, the time between death and a new birth, depends to a certain extent on the after-effects of the life in the body between birth and death. Now, as we can see from what has just been discussed, being with the soul of a nation is part of this life in the body. This coexistence with the folk soul, I said, tinges us, nuances us; we take what the folk soul arouses as an impulse in our soul and spiritual being with us into the spiritual world when we pass through the gate of death, and we have to gradually shed it as such. If we bear this in mind, it will be readily understandable to us that it depends on the way in which the human being lives with his national soul, how he still stands in the aftermath of this national soul immediately after death. Let us consider two European nations in terms of what has just been suggested: the Russian and the French people. The life of the folk soul is such that the folk soul must be active in a different way with its consciousness than a human being is with his consciousness. How is a human being active with his consciousness? He directs his gaze outwards to the horizon of external facts and can also turn his gaze back to his own soul. We know that human beings differ from one another in certain respects. Goethe, for example, belongs to the one group, with his objective view of things; Schiller, on the other hand, belongs to the other group, and is more concerned with his own inner life, and accomplishes what he has to create more from there. The souls of nations are also like this, but only approximately, because their consciousness is of a completely different nature than human consciousness. The national souls stand in a different relation to the individual members of the nation. When they direct their gaze outwards, it is more a glance of the will, sending impulses into the individual members of the nation. In this way they work objectively outwards, directing themselves towards the individual members of the nation. Or they can live more within themselves. The French national soul, in particular, belongs to the national souls that live more inwardly, one might say, and do not worship a national soul realism that spreads over the individuals, but a national soul idealism that lives more within itself. This French national soul, as it permeates the French people today, has a certain stability of consciousness in that it looks back to an earlier time. I have often pointed out that we have our ordinary physical waking consciousness by immersing ourselves in our spatial body. After death, we have our consciousness by looking back in time at our earlier life. There we can already sense the characteristic of a higher consciousness, which unfolds not in space but in time. It kindles its self by looking back to ancient Greece, for it is essentially a kind of repetition, a reawakening of ancient Greekness. This ancient Greek element lives again in the French national soul, just as the Egyptian-Chaldean element of the third post-Atlantic cultural period lives again in the Italian national soul. Therefore, the Italian national soul has more opportunity to stimulate the sentient soul in the individual human beings who belong to the nation. The actual nature of the French national soul stimulates the intellectual or the emotional soul of the individual. This can be demonstrated quite clearly in detail. Indeed, even the individual historical facts can be explained in a wonderful way if one consults these general results of spiritual research. Let us just point out a few things in this direction. Consider: what was the peculiarity of the Egyptian folk soul? At that time, there was still astrology that had a direct effect on the soul. The folk soul looked out at the movements of the heavenly bodies, did not see, as today's people do, only material processes in what happened in the cosmos, but really perceived the active spiritual beings behind what was going on outside. Their relationship to the whole cosmos was the same as that of a person to another person, in that they know that a soul looks at them through the whole physiognomy. Thus, everything was a physiognomy to the ancient Egyptians, and they perceived the soul in nature. The meaning of the further development in the new time lies in the fact that what used to be, as it were, an elementary ability, was directly ignited in the physical body of the human being, that it became his inwardness in the newer time, in our fifth post-Atlantic age. And just as what the Egyptian went through was more elemental, so the Italian, in what he repeats, in what he goes through in his sentient soul, goes through it more inwardly, in that he experiences in the sentient soul that which is spiritual and cosmic, but now more interiorized. What could be more internalized than the Egyptian astrology in Dante's Divine Comedy? The true resurrection of ancient Egyptian astrology, but internalized! And in the same way we could prove that ancient Greek life is to be found, not in the consciousness of the individual Frenchman, but in the working of the impulses of the folk soul. This can be traced right down to the latest invention and into the details; it is just that such research is not taken seriously enough. Greece and, as the other peoples called it, “the barbarians,” even that is reviving. Thus one could prove that in all French literature and art — I do not mean consciously, but in the deeper impulses — ancient Greek life is revived in the way it must be revived in our time. We are therefore dealing with a national soul that has absorbed everything that was in Greek culture, a national soul that therefore has an extraordinarily strong effect on individual human beings, permeating and taking hold of them. The consequence of this is that when the individual French soul enters the physical and etheric body, it enters into the weaving and essence of the sharply defined activity of the national soul. He finds the impulses of this national soul sharply defined. That is why the Frenchman, by absorbing in his physical body this sharp, concise life and weaving of the national soul, lives more in it than in his elementary sense of self, that he lives more in the image, in the idea he forms of the Frenchman, which surges up from the national soul. He lives from the image of the Frenchman. And everything that is of great importance to him is connected with this image: 'Gloire' and so on. The Frenchman lives in his own image, which comes up from the etheric body. This fantasy image is strongly influenced and interwoven with the spiritual and soul nature of the individual, and the person takes it with them as an image that is strongly moved in the etheric body when they enter the spiritual world after death. It is very difficult for them to get rid of. It is very difficult for them to get rid of their ether image. The image he has formed of himself clings to him, is firmly connected to him. The attitude of the Russian national soul towards the individual is quite different. This Russian national soul does not have to repeat any of the post-Atlantic cultures in the same way as the French nation; it is a youthful national soul that leaves few imprints on the etheric body. Therefore, when the individual belonging to this Russian national soul immerses himself in his physical body, little of significance happens to him. Consequently, when he enters the spiritual world, he takes little of significance with him, few ethereally woven images of the imagination. Thus, the souls differ in relation to their national souls after death. On the one hand, we have the host of those individual souls who have passed through death, who carry into the spiritual world sharply woven images of their own being, and on the other hand, in the east, we see young souls ascending, belonging to a young national soul, bringing little in the way of sharply woven human images flooding in the etheric body. Now, as I have often discussed, we are on the threshold of the great event of the coming time: the appearance of the Christ in a very special way. I do not need to discuss this today. But since the last third of the nineteenth century, He has been preceded by the spirit whom we call the spirit of Michael, the champion of the spirit of the sun, in his struggle to prepare humanity for the Christ event. Now everything depends on the spiritual world preparing for this event, which is to befall humanity spiritually, in an appropriate way. But this can only happen if work is done in the spiritual world, as it were, on the pure development of the Christ, who will appear in the etheric in the future, since he is to appear to man as an etheric form. But for this it is necessary that he who marches before the spirit of the sun, that Michael, fights a battle in the spiritual world. For this battle he needs the help of the souls who, through their bodies, have just been drawn up into the spiritual world, of those souls who bring little of sharply defined imaginative images with them into the spiritual world. And so we see the spirit Michael and in his wake a number of Russian souls fighting for the purity of the spiritual horizon and in a hard struggle with the souls that have come from the West, which bring sharply defined images of fantasy. These must be dispersed and dissolved. We have been seeing this battle between East and West in the making since the last third of the nineteenth century. It is a fierce battle that is to serve the progress of humanity and which consists in the spiritual struggle of European East against European West, in spiritual Russia waging a fierce spiritual battle against spiritual France. This, my dear friends, is one of the most harrowing events of the present time: to see how, to the same extent that the physical alliance between West and East is being carried out down here in the field of great deception, the sharp struggle of the European East, Russia, against the European West, France, is taking place up there in the spiritual world. We have here one of those cases that have such a shattering effect on the spiritual researcher, where one can see how what is behind the veil of the outer sense world is often the opposite of what happens down here in the realm of deception. But I would always and always admonish not to believe that one can determine such things through speculation. Anyone who, from what I have said in individual cases – that the spiritual presents itself as the opposite of what occurs in the realm of the great Maja – might conclude that it must always go to the opposite when it comes from the physical to the spiritual, would be very much mistaken. For there are cases in the spiritual world in which things take place exactly as they do in the physical. Between this case and the other, where they take place in such stark contrast as in relation to the alliance between France and Russia in the physical and spiritual, there are all possible gradations. Today, we still have little sense of the impulses through which real spiritual science must communicate. I would say that our time has become, in a sense, careless, especially with regard to what appears to be worth communicating to the individual person; for very little is asked about the responsibility that lies behind what is to be communicated for the one who has to consider the connection between the spiritual and physical worlds. Perhaps I may say something to you, not for personal reasons, but only to illustrate, in connection with my lecture the day before yesterday. You see, in this public lecture, where of course I can only speak externally, exoterically, I do not speak as exoterically as one might think, and I would be glad if, especially in such lectures, one would take into consideration the cultural task that spiritual science has. In particular, the fact that spiritual science is behind it is expressed in the way in which what needs to be said is emphasized and said. It is not a matter of arbitrary ideas or something that has been cobbled together. Take this one example: I said that if one wants to assess the circumstances of the individual European nations in this war, one should proceed historically, that one should consider, for example, that Austria received that mission in the Balkans at the request of British politicians, and that basically everything that has happened to Austria is a consequence of what was imposed on it at the behest of Britain. And I said that this must be taken into account, that it must be taken into account that as a result Austria, and with it Germany, came into particular antagonism with Russia, and that England has abandoned its own work and is now fighting against Germany, while the Central Powers and Russia have come into antagonism because Austria, at England's behest, was entrusted with the Balkan mission and also, by coming to the aid of the Turks, was supposed to hold back the influence of the Russian East. Of course, in an exoteric lecture intended for a general audience, one can only hint at what might affect the perceptions that should be stimulated today. But what is behind this event? Outwardly, exoterically, we see English politics on the side of Russian politics, which has come to its consequences precisely through an act of England. We see that outwardly. The spiritual researcher who looks at things in the spiritual world can make a very peculiar discovery today, a most remarkable discovery. Let us assume that the spiritual researcher would look from bottom to top by taking a certain perspective point. He would take the perspective point below the physical plane and look up to the astral plane. He could also take it above the astral plane. Then he would see what is happening on the physical plane and, as it were, also what is happening on the astral plane. It would merge. It is not true that if one looks up from below or down from above through the astral plane, one sees through the astral to the physical and vice versa. If one now looks at the physical plane, it is true that England is fighting against Turkey since Turkey declared war on Russia. But that is mere Maya, for in reality the astral being of England is fighting with Turkey against Russia. So that one has the spectacle of England fighting for Russia in the northwest and for Turkey in the southeast, thus against Russia. Only one thing is decisive for the physical plane and the other for the astral plane. When one is confronted with such knowledge of the world, one feels that one cannot, of course, communicate this knowledge to the public, but it does urge one to emphasize this one point about England's inconsistency in the East. The fact that this one point is emphasized arises from the recognition of the spiritual connections. This is how I would like to point out the responsibility that one simply has when compiling the individual truths and the way in which one presents them. If one feels one's occult responsibility, then one does not pick and choose at random, as today's book-makers or journalists do, but one must extract what is to be said from the essence of the current situation. It is not to say something personal, but to draw your attention to the fact that spiritual science, when it steps forward before the world with full responsibility, should really be taken very seriously and should not be confused with all that is spreading today as journalism and book-making and which, in the way it is combined, is very far removed from such a sense of responsibility towards the spiritual powers of the time. I would like to draw your attention, my dear friends, to the seriousness of spiritual science, especially in our time. For our time shows us a serious face in many respects, a very serious face, and only those who understand the seriousness of this face will be able to cope with this time. To substantiate this, I would also like to bring before you a context that is of interest to the student of spiritual science. It has been said many times that spiritual science truly does not enter the present because it arises from the arbitrariness of one person or another, or because one person or another has made it his ideal out of his own inclination and would like to bring it to other people, but because now is the epoch when the spiritual beings, which otherwise kept the gate of this truth to be revealed to mankind closed, have opened it so that this wisdom flows down into the human soul. And we are approaching a time when people will have to absorb more and more wisdom, which is appropriated by the soul not only in abstract concepts, not only in gray ideas of the mind. We are living towards times when what we call imagination wants to enter into human souls, into human minds. One would like to say, when one sees through the matter: There they hang, like dense clouds hanging over the landscape before a storm, there they hang in the spiritual world and want to enter human minds, and wait until these human minds are ripe. Yes, that is the time; that is how it is. Now there is a peculiar law: that which is imaginative, which wants to enter into human minds and cannot yet be received as imagination in any age, casts something like a mirage-like image just as far down below the physical plane as it itself is above the physical plane. The imaginations evoke passions in human beings, feelings, urges, instincts, which express themselves in antagonism. And if we take today the instincts, the outbursts of passion with which the nations insult each other, they are nothing other than the result of imaginations that should be taken up by the European nations but cannot be taken down, for they are reflected in the subconscious of human beings in such instincts and passions that contradict the truth. Basically, we can say that all the discharge of instincts and passions that we are experiencing in the present is an expression of the fact that renewed imaginations want to break into the world of human cultural development. All the often so sad phenomena that the war brings to the surface are the transformed imaginations that humanity cannot grasp. Again, and this never seems unimportant to me, I would like to point out that one should not say: So every war is transformed imagination. Wars can also be something completely different. Today's war is what I have said. Generalization, which is important for understanding the physical plane, is not important for the spiritual world. Here, things must be investigated individually. Today we see – and I would now like to present an appearance from a certain perspective for you to consider and also explain – today we see how members of different nations persecute each other in hatred and how they insult each other. Where does this come from? Now, since we have already taken on board in all seriousness the essence of repeated earthly lives, it does not seem particularly incomprehensible to us that the soul passes through different nationalities in its repeated lives. Someone who is incarnated today in a German body may already be preparing in his innermost being to undergo the next incarnation in an English body; someone who is incarnated today in an English body may already be preparing to undergo the next incarnation in a German body. Man is already this dual being, this duality. Outwardly, we stand before the world – not only in relation to the external physical-sensual view, but in relation to many other things – quite legitimately linked to the nature and weaving of the national soul through our physical body; but within, something is already asserting itself that will be quite different for the next incarnation. Now, of all the many things man is hostile towards, he is often most hostile towards his own innermost being. He fights against that the most. He does not know that it is his innermost being. Take an Englishman, who is predestined by the innermost part of his soul to be a German in his next incarnation. There we see him today, fighting against his own inner being. He fights against the next German incarnation. This comes to expression today in the fact that he rails shamefully against everything German. Because he sees the goal in the German body, he rages against what, in the spiritual world, is his innermost being. It is basically a conflict of the soul with itself, and only externally, in the Maja, is it the case that over there, beyond the Channel, people here in Central Europe are being ranted against. Basically, what is being ranted about refers to one's own soul. This shows the deep tragedy that must overcome people in their whole being and in their innermost impulses when, where the matter becomes bitterly serious, they compare the outer Maja with what is within. And so we can see the souls of nations as real living entities that permeate and pervade the individual closed individuals. And what the individual experiences, he experiences in connection with his national soul. On the physical plane, in the outer life, people face each other today. One nation blames the other for the war and believes it is saying something special. But what about this blaming of guilt? The karma of each nation and the karma of the nation in question are, of course, connected with what the soul of the nation is experiencing in the people and directing into the individual etheric bodies and thus also into the astral bodies. Thus the individual nations live side by side and with one another in relationships that are an expression of the relationship between their national soul and the karma of the national soul. And when one nation experiences this or that through another, when this or that happens to one nation through another, it does not happen without it being connected with the innermost karma. Insofar as the national soul is a closed entity, there is also a national karma. And while in the outer exoteric one believes that one nation does this or that to another, it is the case that each nation experiences its own individual national karma in what it experiences. When one of them inflicts a defeat on the other, something takes place in the defeated nation that it has inflicted on itself through its own karma. And when one speaks in the very rough manner, as is outwardly justified, of the right of one and the other, it is really no different than when an old man sees a small child beside him, fresh and growing into youthful vigor, and he says, “Why am I getting older, why does decay show itself more and more to me? I see: the child takes away my strength; as it grows older, the child takes away my strength. While he is losing his strength in a perfectly natural way, he can succumb to the delusion – he will not do it, but I have heard of such things – that the child is taking his strength from him. You can see right away that this is nonsense, because the causal connection lies in every single being. But it is the same with the karma of nations. Nations live side by side, and when one conquers the other, the victory is due to its karma; even if with the same victory the other nation must succumb, the defeat is caused by the karma of the other nation. Thus spiritual science really does bring peace to the soul, even if on the other hand it also realizes that the forces acting against each other must indeed act against each other. It is precisely through such things that one would like to point out today that spiritual science does not want to be just a game with sensational concepts, but that spiritual science, when viewed in its bitter seriousness, really shakes and shakes our soul and makes a different being out of man when he takes it seriously. We must only take a good look at this, really take a good look at how superficially it is sometimes taken as a mere intellectual game, and how it should actually be taken as something that can truly make a completely different being out of a person. And much will come of engaging in such things, much of understanding the connections will come about. When two people have different views about something that is happening in front of them, one of them will usually be wrong. It will be easy to prove that one of them is wrong. But the individual life of a human being is different from the life of nations. We must not identify the life of nations with that of individual human beings, nor must we believe that the deeds of nations can be subject to the same impulses of judgment as the lives of individual human beings. Otherwise, one judges in a way that one would never judge if one had a blue horizon about the relations between nations, as is the case, for example, when one says that one must declare war on Germany because it has violated Belgium's neutrality – as has been said – one must declare war on moral grounds. In politics, it is simply nonsensical to apply the same categories that are rightly applied in judging individuals. Because it is quite natural that Germany's interest requires it to advance on Belgium, and England's interest requires it to prevent that. At the moment you sincerely admit that the interest is there and there, you have something that indicates that there are contrasting interests. When two people claim something contrary, it will be necessary to prove that one of them is wrong. When two nations have to do something contrary, then they must do it. And to believe that the judgment of one side can sweep away that of the other is just as foolish as if someone were to say: You drew me a tree that has a branch here, one there, one there; that is quite wrong, the tree looks like that. And now he draws it so that the branch is here and the other one is there and so on. One person has drawn it from one side and the other from the other. Of course, you can put that together. But what is happening in world history cannot be balanced out by mere observation. When the souls of nations, with their different mindsets, have to do things through their people, it is impossible to somehow decide by judgments like: one is right and the other is wrong. There are contrasting interests that must necessarily be discharged in phenomena such as today's. You cannot refute what is said on one side or the other. Just as one must not believe that the karma of one does not stand independently beside that of the other, so one must not believe that one can refute the judgment of the other with the judgment of the one. For the one nation may have interests which it would be a breach of duty for the statesman of the other nation to oppose, while it is the duty of the statesman of the first nation to stand up for these interests. Judgments of people, judgments in the consciousness that we have on the physical plane within our physical bodies, only come into consideration in the field of the mind and balance each other dialectically, with one knocking the other out of the field. The consciousnesses of the folk-souls judge differently. They also have judgments that differ from each other, but these judgments are not merely judgments of the mind, they are facts. When one judgment defeats the other in the human sphere, then it does not hurt, then one kills, but one does not see it as a death. But it is different when what prevails in the consciousness of the souls of nations, and what is not just an abstract judgment, but what works as facts, when that collides. Then one must recognize the necessity, the iron necessity, that it has come to this. And then one must have the possibility of adopting, so to speak, a form of judgment in one's mind, a form of spirit that does not agree with the form of spirit that one encounters in everyday life. One must think, as it were, with the folk souls, not with the individual human souls. If one thinks with the individual human souls, then it is quite natural that one tries not to make a judgment that contradicts that of the other, because then one would not be able to live socially in the human world. If you have to think and feel with the soul of the people, then there will come times when it is impossible to relate to it in any other way than by identifying with it and considering its content to be justified, without stepping out of this people's soul, without comparing what it has to do with what the others have to do. Because that is the business of the others, it cannot be brought together in a common consciousness, it goes from consciousness to consciousness. From this point of view, you will understand that one can ask: What does the German people have to say about its mission, considering that it considers itself to be the descendant of Fichte, Schiller and the other greats? It has to say that what it is undertaking today is the outward expression of its spiritual mission and that it cannot fail to fulfill it. Those who are part of the people must feel with all their being that it must happen. And there is no possibility that anyone, when one sharply defines what must happen for the German people, could call this an attack. The attack, the assault on the other people only begins when one starts to curse about the other people. These are things that must be understood very deeply today: to stand up positively for the essence of a people basically means no more than what can be compared to the fact that one can only take care of one's own body, that it is in order, and not in the same way for another body. Please note that this is a decisive factor for the judgment that we can gain from the sources of spiritual research. And when we look into the weaving and nature of the folk souls and what is behind them, behind what is happening on the outside, I would like to say that for the spiritual researcher, especially today, the matter is becoming very, very serious, extraordinarily serious. But this seriousness is also fitting for our time, and it is as if the fact that we have seen the greatest military conflicts were connected with the great demand of the time to found a culture that takes into account what lies behind the veil of sense perception. And those who have the right sense will judge precisely what is taking place in the outer world today, who see in the outer events something like signs, like mighty world symbols for the dawning of something completely new in the evolution of mankind. I said: Not only does the intellect and its prejudices rebel in man against what spiritual science has to say about the supersensible entity behind the external things, but the mind, the impulses of the will, rebel. They do not want it because the soul must change its way of thinking and feel and perceive differently about many things. — That I said. Yes, that is also a truth. You see, we not only sleep at night, we also sleep during the day, only that at night our attraction to the physical body is so strong that it permeates our astral body and our ego like a fog and dulls our consciousness. When we now descend with the same astral body and the same ego into our physical body to satisfy our desires, then what we develop as consciousness is permeated by the influences of the national soul and there again consciousness is interspersed, so that down there, despite our belief that we are quite awake, there is always something asleep in us. Basically, something is always asleep in us, and that in itself is a sleep within us, just as the folk soul works within us, because it does not happen with the same consciousness with which we make our day-waking judgments. And to this, to the sleep of the day, which is only covered by ordinary consciousness, to this also belongs the working over of the folk souls of the other nations. They also have an effect in a certain way on the sleeping human mind and produce different phenomena than during sleep, but they do produce phenomena on the physical plane. For example, while the German people had an evolutionary theory through Goethe that came from the very depths of the German being itself, they left it unnoticed and accepted Darwinism. Just as the Italian people have to develop the sentient soul, the French the intellectual soul, and the English the consciousness soul, so the German has to develop the I, and much about the nature of the German people becomes understandable when one feels and realizes how everything that is German culture wells up from the I. This connection between the ego and the most sacred spiritual goods is a characteristic of the Central European people. It is particularly evident in one phenomenon. If we take the occult truths themselves and look towards the West: external culture has little connection with what appears as mysticism, as occultism. There are actually always two parallel currents. It is not easy to find anything in an ordinary bookshop in Paris that is connected with occultism; you have to go to other places that present it. Now we see how it is in the German to bring everything out of the ego, how the German has Jakob Böhme, how German cultural development is unthinkable without this occult influence. Think of Goethe and Lessing. There are not two currents flowing side by side, but there is one stream, there is real life interwoven and permeated with the spiritual, and one cannot approach this with a materialistic view, as is propagated by the “Star of the East”, that Christ is still incarnating in a physical human being. Hence the necessity arose, as did the antagonism between Germany and England, which could not be allowed to wait until war brought it about: to clearly separate what German occultism is from what English occultism is. And perhaps one or other of them will now reflect on why this split has become necessary. But I only wanted to give a hint. Because some people may see a kind of archetype in the compilation of facts, the justification of facts, when they look at the letters from Grey and Annie Besant today: the way of proving, of putting things together, is very similar in both. But I only wanted to point out how what emerges from the German people is connected to the innermost soul. When the German is awake, he adheres, for example, to the profound theory of development of Goethe, who presented the sequence of organisms but took the impulse for the arrangement from the deepest interior of the I. I say this as a fact, without sympathy or antipathy. Half a century later, Darwin reproduced it from the consciousness soul, but with a materialistic slant. The world understood it more easily, and the German world also preferred to accept the theory of evolution in a Darwinian rather than a Goethean form. Goethe even founded a color theory out of the depths of the German being; the physicists still regard it as nonsense today, because the outer world has adopted Newton's color theory. When will the Darwinian and Newtonian theory be taken instead of Goethe's theory of development and color? Then, when within the German people, people are asleep and the other soul of the people can have an effect. There we have this sleeping in the midst of waking. And when the people are shaken up, they still fail to recognize the matter, then they realize: something is not right —, then they go and take their box in which they have the medals received from England. They send them back and just forget to send back the English coloring of the theory of evolution or the Newtonian coloring of the theory of colors. In particular, one could prescribe the example of a certain coloration of Haeckelianism as a good recipe. One experiences many things there. For example, one could still experience it in these days; one could hear that in a special scientific society in German cities a lecture was given about what has been disturbed in the international nature of the peoples by this war, and how attention was drawn to something that is true if you apply larger scales, but not if you apply those that this gentleman with his ordinary professorial mind applies. If you start from these standards, it sounds very strange when this gentleman says: Internationalism must reappear as soon as the war is over, because otherwise the German would lose a lot, and it would in turn, a special metaphysics would awaken that the German had previously unfolded, while he is glad that this German spirit, with its inclination towards the supernatural, has been flooded by the nations, who have little inclination towards the supernatural. — One could experience this in these days in a special economic lecture: the fear of the awakening of the German essence. Much could be said, but I wanted to express just a few thoughts about what can be gained by taking seriously, bitterly but blissfully, an external view of life, which flows like a magic breath through us when we take spiritual science in its full depth. To consider, feel and sense this is our task in our time, and with such feelings we may survey this time and feel united with those who are standing outside and who have to stand up for what karma demands with their blood and their souls. Thus we summarize what our knowledge and our task should be and what should inspire confidence in the words:
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192. Humanistic Treatment of Social and Educational Issues: Fifteenth Lecture
03 Aug 1919, Stuttgart Rudolf Steiner |
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This is what spiritual science, oriented to anthroposophy, seeks to be. It will therefore be most contested, because people cling to the old. And secondly, we need a new creation of the legal system, which must be brought completely into the democratic channel, which must be created in such a way that it cannot be created from the old conditions, because never in the old conditions does man face man as man, but always with some class or privilege involved. |
192. Humanistic Treatment of Social and Educational Issues: Fifteenth Lecture
03 Aug 1919, Stuttgart Rudolf Steiner |
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Since we are still able to meet today, it seems right to me to refer again to some things that have been said just recently, and which are of some importance for the whole attitude of man in our time. That there is such a thing as the necessity for a new attitude of man in our time should be clear from the considerations that have been presented to you here and elsewhere in this time. That the kind of judgment that was usual in the previous epoch can no longer carry man into the future is something that must be recognized today. This must be emphasized again and again, because it is precisely against this that the feelings and perceptions of the present-day human being still most resist. The present-day human being would also like to be present, so to speak, when a new era is ushered in – it is so obvious to him that a new era must approach – but he does not want to become a different person himself. He would like to continue judging things in the way he has been accustomed to judging them so far. And even when he does manage to bring himself to admit that a new way of judging things must take hold, he always falls back into the old way of thinking. He does this particularly because the new attitude actually demands a radical introspection of the person. And this radical introspection is actually very, very unpleasant for the modern person. Now, if we want to grasp the full depth of what underlies what has just been said, we have to take a good look, with good will, at the whole way in which we have become accustomed to living our lives in the modern era, especially since that point in time that I have often characterized as the point of a major turning point in the development of humanity, since the middle of the fifteenth century. One can say: That which today arises in a radical way from human hearts as demands has actually always been smoldering to a greater or lesser extent below the surface of people's consciousness since that time; but all things that develop always develop unnoticed for a time and only then become fully ripe to break out and enter into existence quite radically. Now, in our recent endeavors, we have had to point out a certain threefold structure from a variety of perspectives. You know that our entire external public work is permeated by the impulse of threefold structure. But here I have also had to point out that human knowledge, if it is not to lead people astray, must also be based on the threefold nature of the human being itself. Science, which human beings have developed out of a certain necessary lack of clarity, this science, which, as it is now, also began in the mid-fifteenth century, regards the human being more or less as a unity. It is not clear to it that the human being really is a threefold being, which must be described as a main human being or nerve-sense human being, as a rhythm human being or breathing and circulation human being, and as a metabolism human being. These three aspects of human nature are quite distinct in their essence. The reason why people do not really want to admit that human beings themselves live in this threefold structure is because, when they want to structure something, they want to arrange the things so nicely next to each other. We see time and again that when people do make an effort to organize something, they want to have this organization side by side, they want to store the parts of this organization next to each other so that they can see them nicely with their external powers of perception. This is the basis of the strange essay that the Tübingen professor wrote against the threefold order. I have already mentioned that the good Professor von Heck, with complete disregard for what is actually said in the threefold social order, has constructed his own threefold order. He cannot understand the kind of thinking that is at issue here at all; he cannot penetrate to the feeling that we live in an age in which a new thinking, a new feeling, is necessary. And so he hears about a spiritual, a legal or state, and an economic member of the social organism. Three members, he says. In the one member we have known so far, we have gradually become accustomed to a parliamentarism. It has been hard enough for people of this kind to get used to it; they prefer to be governed centrally, from the top down, but they have got used to parliamentarism. But if you do go in for it, then paragraph A, paragraph B and paragraph C must stand side by side. Intellectual, legal, economic, that must be so outwardly tangible if one is to get involved in it at all. Yes, in this way, by approaching the new with the old way of thinking, one will certainly not make any headway. And one can very well criticize the threefold order, as Professor von Heck does, but it is still his own absurd threefold order that he criticizes, and not the one that the Federation for Threefolding is currently sending out into the world. Now, all this is connected with the fact that man instinctively resists what is most necessary in our time, the reorientation of all thinking and feeling. And this reorientation of thinking and feeling will not come either until one is willing to gain at least subjective, initial relationships to spiritual science, to the real knowledge of spiritual life. And on the one hand, people will have to be willing to recognize the threefoldness in social life as a necessity, but also to acknowledge the threefoldness of the human being himself as a fact given by nature. But the fact that the human being does not have these threefoldness neatly nested side by side, but that one link always merges into the other, that is precisely what confuses the new human being who is bound to his old ideas. For, of course, when I speak of the head organization, of the nerve-sense organization, this head organization, when viewed externally, is first of all centered in the head. It has its center in the head, in the head itself. But it sends out the necessary extensions into the whole of the rest of the human being; for the sense capacity is, of course, in the whole human being. That is to say, as a head human being, the human being is only a nerve-sense human being in terms of the main thing; the whole human being is a nerve-sense human being. And as a rhythm human being, the human being is a chest human being. The rhythmic system, the breathing and circulation system, has its center in the chest. So the point is that man, as a rhythmic being, is a chest being. The respiratory and circulatory systems are localized in the chest system, but of course the rhythm, the rhythmic activity, is sent into both the main system and the metabolic system. So only in the main sense is the chest human being a rhythmic human being. And it is the same with the metabolism. Of course, metabolism is also present in the head, also in the chest, but it is regulated by the limb system, as I have always characterized it. So what has to be listed as limbs runs into the other. Of course, this confuses people who always want to draw lines and who only want to have what occurs to them standing side by side. A different way of looking at things, a completely different way of relating to reality, is therefore necessary for the human being who wants to engage in thinking and also in willing and doing for the near future. But one should not think that these things have only one meaning for cognition or for the world view. These things have their own special significance for the life of humanity, for our whole attitude towards life. And this must be taken into account very carefully. We must judge our whole life from this point of view and then ask ourselves the question: How must it be reshaped? In a sense, we have a threefold structure in our lives, but this threefold structure demands, firstly, a precise understanding and, secondly, further development. The precise understanding must arise from the fact that, with a certain fertilization of knowledge through spiritual-scientific contemplation, one looks at what is actually present in our lives. What is there in our lives? What we demand as a special link through the threefold order is, of course, there, but it is only mixed up in a chaotic way with the other two, the legal and the economic links. The spiritual is part of our real life, in that man simply needs a certain spiritual guidance for external culture, for external life. Without spiritual guidance there is no external cultural life. In our present life, this spiritual guidance is not based on an original, elementary expression of human nature, but on something that has been handed down. It is based on something that has been transmitted to man historically. You will surely remember that when one speaks of the newer spiritual life that arose with the great transformation in the fifteenth century, one speaks not of a new creation but of a renaissance or reformation. One speaks, and rightly so, not of a new creation but of a rebirth, of a re-establishment of something old. And in a certain sense, spiritually we live only in a re-established old age. Spiritually speaking, we live from the inheritance of what has, in a certain sense, been concentrated out of much older, oriental and Egyptian spiritual culture in Greek culture. The fact that we have our old Greek gymnasium today is, I would say, only a clear indication that our spiritual life is actually a Greek renaissance. But what is Greek intellectual life based on? It is difficult to see through this because Greek intellectual life has, in a certain way, very strongly developed that on which it is based: oriental intellectual life. But it has greatly transformed this oriental spiritual life. As a result, if you delve into Greek intellectual life with a mere sense of knowledge, without taking into account spiritual-scientific presuppositions, you do not realize what this Greek intellectual life is actually based on. It is entirely dependent on the fact that the members of the conquering class were instinctively granted the right to reveal the spiritual, while the members of the conquered class were not granted this right. Greek culture actually contains a dual population: the ancient population that inhabited the Greek peninsula in European primeval times and which had a very different social structure from that of later Greeks. The later Greeks, we can actually begin with the incursion of that intellectual power that found its expression in the royal dynasties of Agamemnons and so on. This Greek life spread over a native population. And these conquerors were of a different blood than the native population. You notice this different blood in what I have already mentioned here, in Greek sculpture. This Greek sculpture has clearly separate types: the Zeus type, which has different ears, a different nose, and a different position of the eyes than the Hermes-Mercury type, which in turn has a different nose than the satyr type. These last two types point to the Greek indigenous population, who were of a different blood than those we know as the bearers of Greek culture. This means that the entire configuration of Greek intellectual life, which we have adopted as the Renaissance, is of an aristocratic nature, a reformed theocracy of the Orient and Egypt. It is built on the view that the things of the world do not reveal themselves, as was later believed, through proof, but that they want to reveal themselves through revelation: on the one hand through revelation on the part of the oracles or the like, that is, through that which breaks into the human world as spiritual revelation; but that which is to rule the world also reveals itself as deeds. Man does not want to decide about these deeds with his reason and intellect, but he lets powers decide that are outside of him. Among the latter, Greek culture adopted the martial principle of the Orient. It has only transformed it, so we do not notice that in Greek culture two things have merged: theocracy and militarism. But theocracy and militarism are the elements of aristocracy. So we take into our spiritual life, precisely with the grammar school, with the adoption of Greek, an aristocratic element that has, on the one hand, theology and, on the other, military decision. Theology, which does not arrive at its truths by way of proof; military decisions, which do not arise out of human reason but, according to human views, are the result of an external judgment by God or nature. We have this, so to speak, in our social organism through Greek culture, which achieved so much in its state and in its epoch. Through Greek culture we have the aristocratic way of feeling of human beings. And these things must be taken psychologically. Of course, none of the people of the present day will become a Greek in his attitude when he absorbs the aristocracy of the classical period into himself, but he will become something that no longer fits into our time: he will become a bearer of an aristocratic principle that must be overcome. No matter how much enthusiasm there may be for this aristocratic element in our time, no matter how much it may be accepted, in so far as it expresses itself in the life of the mind and in the forms of the life of the mind, this aristocratic element is based on something very agreeable, on Greek culture, which we certainly do not want to do without. But in the way it is based on Greek culture today, it cannot become the general basis of human culture. Therefore, it must be introduced into our culture in a completely different way. This is something that we, so to speak, carry within us as the first element: a spiritual life configured from Greek culture. Now, however, we also carry a second element within us, namely Roman life. We not only carry Greek life, chaotically mixed into our social culture, into our spiritual life, in terms of its form, its design, its structure, but we also carry Roman legal life within us. We basically carry within us the obsession of shaping that state which was only good and right for the development of humanity in the time when Roman civilization flourished and in the place where it flourished. Greek intellectual life and Roman legal life are within us. It is extremely interesting to see how, in the middle of the fifteenth century and later, European legal life actually wanted to establish itself on its own foundations, how it wanted to develop something quite different from what actually emerged. The ideas of Roman law broke in and permeated the structure of the states, just as Greek intellectual life permeated the structure of the states. And so our legal life did not become something that emerged from an original, elementary impulse of human nature, but something like a kind of renaissance, an adoption of an old one. But where they could not take up an old one was the basis of economic life. You can cling to an old spirit, you can cling to old legal forms, but you cannot eat what the Greeks ate, nor what the Romans ate. Economic life does not tolerate this transfer of the old. Economic life developed out of Central European, Germanic, Frankish and other conditions, and it did so with a certain elemental force. But it was permeated by the renaissance of spiritual life and by the renaissance of legal life. And it is interesting how people feel: yes, in our social organism only economic life is viable, in the newer sense, viable. Marx and Engels in particular have this feeling. I have described it somewhat in the fourth number of our threefolding newspaper under the title “Marxism and Threefolding”. Marx and Engels feel: Yes, in relation to economic life, it is moving forward according to newer impulses, and these newer impulses only have to be properly developed; they are not yet present in the external world of facts, but they are present in human longing. And so Marx and Engels want an economic life that no longer influences people, as Greek life did, by governing them in relation to their spiritual powers. Marx and Engels no longer want a social structure that influences social life in the sense of Roman law. They see this as a foreign body of modern economic life. They feel the strangeness and therefore want to throw it out. They want to establish something in economic life that no longer rules over people, and a law that only administers production processes, economic circulation of goods, and so on. But that is not the only task of modern times. The task of the modern age is to recognize that, while economic life must be transformed and given the configuration demanded by human longings, we can no longer make do with a legal life that no longer fits into our economic life, nor with a spiritual life that is based only on the Renaissance. In our time we need not only a reasonable organization of economic life, we need a reorganization of the legal system to take the place of Roman law, and we need a complete renewal of intellectual life. That is to say, we need not only a spiritual renaissance, but a spiritual re-creation. And Christianity, too, which has fallen into the Greek and Roman ages, cannot be understood by us as it was understood through the medium of the Greek and Roman, but must be newly understood by us with a newly created spiritual life. That is the secret of our time. Look around you at the old in the European East. There you will find that in this European East, Christianity in Russian Orthodoxy has been permeated with the Greek world view. We have taken up Christianity in the Roman world view, not in the Greek. As a result, we no longer have anything inside us that comes from the Greek world view, but we do have inside us in Christianity what comes from the Roman conception of law. Let us try to recognize the basic structure of this Roman conception of law. The Roman conception of law is based on not regarding people in terms of their blood. In Greece, one was worthy if one belonged to the teutonic blood, the aristocratic blood. What the gods revealed through members of the aristocratic blood was also the right thing, the wise thing. In the Roman cultural element, it was different. There it gradually emerged that one was what one became through one's incorporation into the abstract state, into the constitutional state. One did not become, as with the Greeks, a person of blood, but a person of the state, a citizen. One was nothing special except as a citizen of the state. It was inconceivable that a person should stand there with body, soul and spirit, but it was important that he should be registered in the state system, that the state system should stamp him as a citizen. And when citizenship spread from the Italian peninsula, from Rome, to the whole of the Roman Empire, it was a tremendous event. For in those days people felt that it was something connected with life. But has it not remained so for us in a sense? It has remained for us in a sense that we organize our entire public life according to our system of government, which is derived from Roman thought and feeling. I once had an old acquaintance who had acquired a childhood sweetheart when he was eighteen, but he could not marry her in his eighteenth year. He had to wait and first earn some money. And so the man had become sixty-four years old. In order to be able to marry, he went back to his hometown, because the love of his youth had remained faithful to him and he wanted to marry her. But what had happened? The church and parsonage, where the baptismal records were kept, had burnt down and the baptismal records had been destroyed. The man had no baptismal certificate. He wrote to me from his hometown and said: Yes, according to my common sense, it seems to me that the fact that I was born is proof that I am here, but people don't believe me because I don't have a baptismal certificate that testifies in writing that I am here. So, first of all, it must be stated that one is there, that one is outwardly categorized. Of course, when you tell someone something like this, they say it's an exaggeration. But it is not an exaggeration. Because this plays a major role in our public relationships. This is the way of thinking that has taken the place of the theocratic way of thinking of the Orient, and which has been somewhat transformed by Greek culture. The Roman way of thinking is an abstract one. The Orient believed in divine powers that enter into man through blood. In the Orient, the person open to the divine was the person related by blood. In the Roman cultural element, one was imbued with the belief in concepts, in ideas, in abstractions. This belief, which was a metaphysical one, in contrast to the theological belief of the Orient, was joined by jurisprudence. Just as militarism is the sister phenomenon of theocratic aristocratism, so jurisprudence is the sister phenomenon of the abstract civil principle of ideas that already appeared in Romanism. Metaphysics and jurisprudence are siblings. The time is coming when not only things will be accepted as revelations, but when everything is to be proved. Just as one proves in jurisprudence that someone has stolen, so it should be proved that not only is 2 times 2 four, but also that there is a God. This led to the recurring proof of God's existence. All the proof of our scientific logic is nothing more than a metamorphosed legal logic. That this legalism has entered into our public life, you can, if you care to, truly recognize everywhere even today. Just think how people complain that in the most diverse administrative offices in the administrative apparatus, which is entirely formed out of the Roman Empire, that where people should sit who understand something of the technical, lawyers sit, not technicians. That is really the case. Lawyers sit in these positions everywhere. That is the second thing that has entered our lives, just as theocracy and militarism were the first sibling couple. Theocracy and militarism, that is, Greekness, is rooted, however strange it may sound, in the spiritual constitution of man; Romanism is rooted in its conception of law. And from these foundations, which I have mentioned to you, the Western Roman Catholic Church also differs from the Eastern Greek Catholic Church. The Eastern Greek Catholic Church has remained more of a spiritual matter. The Roman Catholic Church is actually, at its core, a completely civil and legal institution. It has always asserted itself as such. It has transformed what should be purely spiritual into legal institutions. But it has even introduced legal concepts into the Catholic worldview. The justification of man before God through confession and such things, which arise entirely from legal thought, can be found at every turn in later Catholic dogmatics, which is not originally Christian but Roman dogmatic, permeated by Roman thought. And what has passed through Roman thought, the strongest, most abstract expression of it, is actually found in Protestantism, which is based entirely on a legal concept: on the justification of man by faith. These are the old elements that are in our cultural life. One must turn one's gaze to these old elements without prejudice, because in our time they are ripe to die. Marx and Engels realized this. But they did not realize that we now need something new to take their place. They believed that economic life should continue in the mere administration of the branches of production, goods and things; the rest would come by itself. It does not come by itself. In addition to the material administration of the branches of production and goods, we need a democratic legal structure and a new creation of spiritual life. Nothing material can give birth to anything spiritual. Therefore, the threefold social order is intimately connected with the whole challenge of our time. It emphasizes the necessity of replacing the old spirit that has been squeezed out of our culture with a new spirit, with a new creation of the spirit. We, as people of culture, cannot be satisfied with a new Renaissance. We cannot reheat the old, but need a new creation of the spirit. This is what spiritual science, oriented to anthroposophy, seeks to be. It will therefore be most contested, because people cling to the old. And secondly, we need a new creation of the legal system, which must be brought completely into the democratic channel, which must be created in such a way that it cannot be created from the old conditions, because never in the old conditions does man face man as man, but always with some class or privilege involved. That is the task of the man of the present: to really put himself in the position of the new creations. In many cases he lacks the courage to do so. But this courage will have to be mustered. It will be mustered when the most lethargic part of our population, and that is the part that has gone through academic studies – on the whole it is so, there are exceptions of course – when this drowsiest part of our population, when it is willing to break with tradition, whether it be in the form of revelations that came to us from Greece or abstract ideas that came to us from Rome. One must consider the possibility of developing a right through a democratic state, of developing a spiritual life through a new creation that stands on completely free ground and must therefore break with all the nonentities that are based only on the preservation of the old or on anything nebulous and unclear. Please consider from this point of view what is taking place in these days. The Social Democratic Party claims – I am not talking about nuances here – to be the party that will bring about a reorganization of modern economic life. Leninism within this social democracy is actually the most consistent expression of this social democratic view, because Lenin is truly a worthy successor to Marx. This Leninism wants to create a spiritual life out of mere economic life on the ground, where that is least likely to happen because it is contrary to the instincts of the people. It wants to do this through Lunacharsky's alchemy. I am not speaking about these things in response to any news, so that one can say that fairy tales are being told about Russia and the like. There is no need to listen to the descriptions, because they are naturally colored by subjective perception. The bourgeois will describe it differently than the Social Democrat. No, I am basing myself on what Lenin himself said in his work. I know that what underlies his view is not the creation of a new culture, but the destruction of an existing one. I do not want to talk about the school system as it is described, but about the laws that are being given to the Russian school system, and from that no intellectual life can arise. It is not what is described that matters to me, but what the same people do when they want to create something new out of their illusions. We in Central Europe are not yet so far advanced, we cannot yet make these great mistakes, but we are well on the way to ruining everything that wants to come in the future. Do not Marx and Engels take the view that economic life is everything, and that spiritual life must develop out of it? That is theory, that is utopia. What happens in reality? One feels: Yes, if we merely make economic institutions in relation to the present culture, then a real spiritual life does not seem to come of it after all. So one makes compromises with the old spiritual life: social democracy with the center. According to Marx and Engels, it should not be the Center that rises from the smoke that would enter into our brains and those of future generations in a stimulating way, but it should arise from the independence of economic life as the superstructure. Very strange, in the Marxian and Engelsian theory: economic substructure, economic substructure; spiritual, ideological superstructure, law, custom, intellectual life in general, however, — illusionistic theory. In reality: the economic foundation, social democracy; the superstructure is taken care of by the Center and the Roman clericalism. The foundation: the Marxist-inspired economic state or the Marxist-inspired economic cooperative; the illusory superstructure: the ideal man who arises from the illusion and is supposed to surrender; the reality: the fat Erzberger. You see, these things look grotesque when you say them out loud, but they express reality and, if they are seriously considered, they show where we actually stand and what errors we are heading towards. But they also show that we will not escape from these errors unless we decide to approach the re-creation of a spiritual life and treat this re-creation of the spiritual life sympathetically. We must treat it sympathetically because the time has come when spiritual life cannot remain merely a world view, cannot remain merely a theory, but must be incorporated into the practical treatment of life. The fact that modern medicine could only rely on one natural science and build itself on one natural science, which did not take into account the threefold human being, the nerve-sense human being, the rhythmic human being and the metabolic human being, has made this modern medicine, which is now something practical, both as hygiene and as a healing method, one-sided, which is already felt not only by many people, but also by many doctors, thank God. But our medicine will never be placed on a sound foundation if it is not based on the threefold nature of man. Oh, the head man, who is modeled on the cosmos, is something quite different. Therefore, something quite different are those irregularities in human nature, the pathological irregularities that are of cosmic origin. Something else is the damage to human nature that has a telluric origin and that essentially comes from the detour through the metabolism, that has an earthly origin, not a cosmic one. Something else is everything that is connected with what is between the cosmos and the earth, with what lives partly in the air and also in the water. In the future, this must become the starting point for a truly freely pursued medical study. For it is indeed peculiar that of these three things, which I have just mentioned and which, in truly practical medicine, must be built up on the basis of the threefold nature of the human being, only one can actually, I might say, be learned in the official, scholastic way. One can only study that which is based on the human metabolic system through the methods that exist today solely through our university teaching, which is modeled on Greek and Roman life. And actually, our whole medical-scientific way of thinking is a way of thinking based on the metabolic system. Because the way we have science today, there is actually only the science of metabolism. But if you want to add the other things, that which can occur in human nature as damage through air and water, then you are actually dealing with a lot of individual things. What occurs in humans as damage from air and water is very individual, and can only be learned through dedicated interaction with older physicians who already have experience in this field. This can only be acquired by a young person joining an old, experienced doctor, not in a school-like way, but as an assistant, which is what happens in today's clinical assistantships, but as a caricature, pushed down into the metabolic sphere. It must be the case that a certain medical instinct, a certain medical intuition, which in some people is more pronounced and in others less so, borders on clairvoyance, occurs in the case of someone who is an assistant to an older doctor, and so that he does not even think of treating things in a merely typical and schematic way, but that he combines, out of instinct, new individuality and older individuality, in which he has been trained and which he does not merely imitate. And what comes to the human organism in the way of damage from the head, which, as I said before, although it permeates the whole person, is only centered in the head, cannot be taught at all. There is no method by which one can learn to recognize from the outside those diseases that arise in the human organism from the head. These can only be recognized through original talent, and this talent must be awakened. Therefore, it is necessary to consider from the very beginning whether such abilities can be awakened in a particular person. You see, this is where the attitude comes into play, which must develop in the independent spiritual organism, and which will go to the point of paying attention to human talent, that is, putting each person in the place to which he is led by his particular talent. It is therefore necessary that this particular spiritual life be truly placed on its own feet, for only in a free spiritual life, where the talents are allowed to rule freely, will the talents also be truly recognized. In this way, by entering into the spiritual, man returns in a certain way to the natural, the nature-like, and this in turn will give rise to possible relationships. You all know that today we suffer from the fact that all conditions can no longer be properly cared for because we do not administer the things of the world from a natural way of thinking, that is, from a spiritual way of thinking. There are certain positions in the state or elsewhere; but there are always far too many people for these positions. There are always many more applicants than are needed. Other positions are not filled because people are not trained. Certain professions cannot exist because people are not educated. In the free spiritual life, as envisaged by the idea of a threefold social organism, none of this can happen, because the human being does not shape things out of arbitrariness, but because he shapes in harmony with the great laws of the world. And where that happens, things usually go well. Wherever human arbitrariness is used to shape things contrary to these great laws of the world, things usually do not go well. And the Roman system has the greatest predisposition to arbitrariness. The purely metaphysical-legal system has the greatest predisposition to mere arbitrariness. The Greek system had a certain instinct arising from consanguinity, even if this instinct only thinks for the minority. The economic system has its own natural necessity. The metaphysical-legal system is what distances man most from the foundations of nature in terms of his feelings and perceptions. The Roman-legal system is what we should consider first and foremost without prejudice. Because until we have overcome it in all areas, we will not make any further progress. If someone were to ask today: Will there really be enough people in the future, or not too many, for a particular profession in the leading positions, arising out of an independent spiritual life? then one can only answer: These things cannot be answered in the way that logic works, which is constructed according to the pattern of Roman jurisprudence, but rather in the way that the logic of facts works. Some decades ago, the news spread from Vienna to the educated world, as they say, that people had been found who could regulate the type of births in the future. That is, in the future it would be possible to regulate whether what is to be born will be a boy or a girl. You know, this Schenk theory caused quite a stir, and people had great hopes for it. Do you know what the real effect would be? The effect would be that in this approximate order, in which about the same number of men and women are born, the greatest disorder would arise if gender were left to human arbitrariness. The greatest disorder would result. And so it will be when, with regard to other, less natural things, people again apply their arbitrariness. The fact that we have too many people for one occupation and too few for another is due to the unnatural nature of human thinking and human institutions. The moment this arbitrary, metaphysical-legal Roman way of thinking and organizing is replaced by one that is inspired by spiritual science and intuition, and which in turn merges with what was also an older instinct, we will once again enter into a life that regulates the social order in such a way that it can endure. As you can see, the new social thinking cannot be properly grasped from a merely abstract way of thinking. In a sense, one must already have entered into a kind of marriage with nature itself. And those people who today believe most in thinking naturally think most unnaturally, because they think in a distorted Roman-legal way, which has spread into all our affairs. One would not believe how, for example, even in something as far removed as possible from Roman law, in medicine and medical thinking, this abstract quality has crept in. And now we must not forget that this whole abstract being has become so unnatural since the 1870s. We can only distinguish between what came before and what came after. Until the 1870s, old traditions were still in place in all areas. The good elements of the various renaissances were still at work. For in the 1970s and 1980s, it was clear to see that the old was losing its validity for human progress, and that humanity must strive for new creations, both in the legal sphere and in the entire spiritual life. For only in this way will economic life, which is quite clearly demanding its own reorganization, be imbued with such human thoughts, which are necessary. But the necessary practical activities, such as medicine, can only be enriched if something completely new is created from spiritual life, not if renaissances are started from spiritual life. New creation of spiritual life, that is what we need. It was truly a product of the necessity of our time that anthroposophically oriented spiritual science was combined with social action in the Federation for the Threefold Social Organism. And in recent months, the necessity has also arisen to seek a closer connection between the social and the spiritual. Of course, the old guard will have something against it too. They had something against the threefold social order in general; they will also have something against this hand-in-hand approach. People have no sense of how strong the old guard is. They also have no sense of how necessary it is in our time to cut off the plaits and thus overcome European Chinese culture, otherwise Asian Chinese culture could become far too dangerous for us if we continue to wear the plaits of European Chinese culture. Now, in our circle, a certain understanding of this necessity arising from the spiritual-scientific foundations has begun, and we have indeed seen that the elements are present to at least prepare humanity for a certain receptivity for the new spiritual striving. Friends of ours have worked to spread the anthroposophical worldview here in Stuttgart and in the surrounding area, and it has been a great success. It is to be hoped that these things, which are also eminently necessary socially today, will be understood. It is wrong to believe that humanity at large is not open to these things. In the present time, if we want to understand what is socially necessary, we need a thinking that has been trained by those concepts and ideas that come from spiritual science. Because, you see, in addition to all the other contradictions in the present, there is also this contradiction: legal-Roman, merely logical thinking and spiritual-scientific thinking. Spiritual scientific thinking, which everywhere is based on the logic of facts – Roman Catholic legal thinking, which is only based on the logic of concepts, only on the selfish logic of man. This thinking will never be strong enough to see through reality. I have given you a clear, concrete example of this. In Zurich, Avenarius taught, in Prague and Vienna Mach taught, and one of his students was Fritz Adler, the son of old Adler. Mach and Avenarius, with their purely positivistic sensory assurance, were good average people, they were good present-day people, or, for that matter, good past-day people, for there is supposed to be something new in the present. And all those who represented the philosophy of Avenarius and Mach naturally believed themselves to be good present-day people. This was still the case, as a rule, with the first generation of students, when they formulated purely positivistic theories of sense perception, but no longer with the next generation of students. Then the logic of the facts came into play, and it was characterized by the fact that Avenarius and Mach are the political philosophers of Bolshevism. Imagine these honest Central European citizens, who certainly never went too far in this direction, as the idols, the philosophical idols of the Bolsheviks. This is the logic of facts, it is a logic that can be seen through by anyone who engages in spiritual scientific knowledge that goes with the facts. Those who think only in Roman-legal terms analyze the philosophy of Mach, the philosophy of Avenarius. Yes, they find nothing in it that could be logically extracted and then become a practical system of Bolshevism. Oh no! Even what people could do according to the views of such a purely conceptual logic, such a purely metaphysical logic, is also good. That is to say, what the Roman-minded logician must think of as the consequence of Avenarius's world view is good bourgeois. But what the logic of reality develops from it is Bolshevism. Today we need concepts that master reality, that enter into reality. We have strayed very far from reality through the Roman-legal essence, which has crept into everything, everything. Today people believe that they are expressing their own free human nature. In reality, they only express what has been instilled in them by the Roman or Catholic - but that is also Roman - legal being. That is why it is difficult today to bring to people that which does not arise from human arbitrariness, but which springs from the facts themselves. Of course, spiritual science itself must sound different in the way it is presented than what has been produced in this way. But in the depths of human nature there is already a yearning that meets the moods of spiritual science. And if there is enough perseverance and courage, it is precisely from these currents, which can be found today in some of our friends, that spiritual science will be carried out into the world; it will arise out of these currents that which the present time needs. Today, we should not be deterred by the appearance of opinions that come only from the Romanic bourgeoisie in their way of thinking, saying: Oh, if humanity is to advance through what you mean, then it will take decades! That is nonsense again in the face of reality. It is again nothing more than Roman-legal logic. The truth must be thought differently. If you look at a plant as it grows, it develops leaf after leaf, slowly at first. And anyone who thinks that it will always continue at that pace is quite mistaken. Then there is a jolt, and the calyx and petals develop rapidly from the leaf. And so it will be, if only we ourselves have the strength to persevere with what we can achieve spiritually and socially. It depends on the will. It may look for a long time as if things are going very slowly. But then, when everything that can grow has come together, the turnaround will come suddenly. But it will only work well if as many people as possible are prepared for it. That is what I wanted to tell you right now as a kind of conclusion to our work during these weeks, which I would like to call our “Stuttgart Weeks”. For it is a matter of not slackening our efforts to work for the good of our own cause. Not looking to the left, not looking to the right, but looking to the good that flows from our own cause, that is what matters. And avoiding, even if only in our thoughts and feelings, to have any mistrust of what flows from this cause itself. No matter how much the things that flow from our cause are attacked, we must not be deterred by such attacks. For these attacks, we need only take a closer look at them all, and we will soon find that they sound and resonate from the old, even if they want to be “confessions of renewal”. For all renewal today can only come about if economic thinking is joined by new legal thinking and a new spiritual life. This is what we must regard as a necessity, what we want to infuse into everything, what we must permeate ourselves with in order to participate in the social reorganization of humanity. That, my dear friends, was what I wanted to say to you today, because I firmly believe that the iron we have forged so far must not cool, it must remain warm. Then it will achieve everything that can lead humanity along the path it should take. That is why I would like to summarize this reflection, which sought to summarize some of what we have been doing here in recent weeks, in two words. These two words are very old, but modern man must grasp them in a new way, in such a way that he encounters them with the feelings and emotions that arise from spiritual science. And these words are: Learn and work! We cannot today indulge in the naive belief that we already know everything and that we can draw up programs from what we know. We have to find ideas from life today, but life renews itself every day, and we have to have the confidence to learn something new from life every day. And we must not be cowards who believe that they can only work when they can build on so-called secure ideas, whereby they always mean those ideas that have been handed down from time immemorial. We must have the courage to learn while working and to work while learning. Otherwise, man will not be able to enter the future and its demands. This will also be his new Christianity. Many people today go through a certain conflict. They remind you when you speak in the anthroposophical sense of the Mystery of Golgotha, that according to their opinion, according to the Gospel, Christ died on the cross to redeem souls through his deed, that therefore the souls that only believe in Christ are redeemed without their doing anything. It is certain – you can read about it in my book, “Christianity as Mystical Fact” – that something happened through the Mystery of Golgotha, in which the human being, with his present consciousness, has no direct part, for the present consciousness only begins in the middle of the fifteenth century. But that is not the point today, that we lazily surrender to what takes care of us outside of ourselves. We must not speak today as some Catholic church dignitaries, for example, speak, whether high or low, and say: You will not advance socially unless Christ is at the center of all social activity. — Recently, I have experienced in many a gathering that the Christ was also mentioned in this way. Yes, my dear friends, I used my spiritual ear a little while listening, so that I heard that outwardly resounded through the hall, one does not advance socially without the Christ, but inwardly only the Benedictus resounded, not the Christ. Inwardly it was not about the Christ, but about the Benedictus. I mean the one who now sits on the Roman See. And that is precisely why humanity is not making progress today, because it relies on something other than what connects with its own soul. The Christ must also be understood anew. The external church cannot take the place of Christ. Only what man experiences within himself can help him to progress. Therefore, no one understands the Christ who does not understand that he must be reborn in the soul of every single person. But man must also work on his spiritual formation. Only when we believe that our actual human powers are not born with us, but that our actual human powers for the future will be those that we ourselves develop within us, only then do we stand on truly Christian ground. Not the Christ who is born with us – that is only God the Father – but the Christ whom we experience in ourselves by developing towards him, that is the Christ who must be grasped. Today there are books by Protestant Christians, for example Harnack's book “The Essence of Christianity”. Cross out the word “Christ” everywhere in this book, and the book changes from a lie to a truth. As it is, it is a lie, because wherever “Christ” is written, it should say: the Father-God. What Harnack writes refers only to the general fatherly nature-god. There is nothing in the book about the Christ. That has been added by way of lies. The Christ can only be found by the transformed, transmuted human nature, by human nature that is engaged in its own activity. That is what must be overcome today, but with which, unfortunately, instead of thinking of overcoming, the world makes compromises. The compromises that are made outside today are also made within the soul, and if our souls were not so terrible compromisers, then there would be no such terrible compromises in the outer life as the one that now comes from Weimar, the school compromise. Today, people of a compromising nature slink through existence, and they are the ones who experience everything in retrospect, who do not move forward. We can only move forward if we have the will to learn and the courage to incorporate what we have learned into life. Only from this will and courage can the new motto arise:
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164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science I
26 Sep 1915, Dornach Rudolf Steiner |
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Those who once listened to a small lecture cycle that I then titled “Anthroposophy” will have seen that one cannot get by with five senses, but rather has to assume twelve senses. |
164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science I
26 Sep 1915, Dornach Rudolf Steiner |
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Today I shall give neither a lecture nor a lecture, but rather discuss some things in the way that I believe is still missing in our branches. I will tie in with the brochure “Science and Theosophy” by F. vor Wrangell, published in Leipzig by Max Altmann in 1914. In doing so, I would like to show in particular how one can tie into such a writing can be linked to such a writing.1 The title 'Science and Theosophy' obviously touches on an issue that it is important for us to consider, because we will very often be confronted with the objection that our movement is not scientific or that scientists do not know what to do with it. In short, it will certainly be necessary for one or other of us to deal with science in some way, because he will have to face this objection and perhaps also be pointed to some individual points in doing so. Therefore, it will be good to start by considering the views of a man who believes that he is fully immersed in the scientific spirit of the present day, and of whom, having read his booklet, one can readily can say that he deals with the relationship between science and theosophy in a very astute way, and in such a way that he creates a relationship that many will try to create who are involved in the scientific work of our time. And with such people, who want to create a relationship between science and theosophy, we, or at least a certain number of us, must be able to think along the same lines. Furthermore, since the brochure is written favorably for Theosophy, we are not so much compelled to fall back on polemics and criticism, but can tie in with some of the author's thoughts, which arise from the specifics of our spiritual striving. Of course, if some of us were to write such a brochure, we might even avoid the title “Theosophy” after the various experiences we have had in such a debate. This is a question that may perhaps be examined in more detail in the course of reading the brochure itself. The brochure is divided into individual, easy-to-follow chapters and bears as its motto a saying of Kant's, which reads:
Taken out of context, there is certainly not much to be gleaned from this saying of Kant's. However, the author of this paper wants to refer to Kant in the opinion that Kant wanted to say with this saying that the world view that external science creates need not be seen as the only possible one. Here, perhaps, the author of this paper has not quite accurately captured Kant's opinion, because Kant basically means something different in the context of his saying. Kant means: When man reflects, metaphysically reflects, he can think of various real worlds, and then the question is, why of these various conceivable possible worlds, the one in which we live exists for us, while for the author of the booklet the question is: Is it possible to have other world views besides the materialistic one? Of course, he is of the opinion that precisely another, a spiritual world view must also relate to this world of ours. Then the writing begins with its first essay, which bears the title:
The author thus looks, as it were, at the hustle and bustle of intellectual work around him and finds that things have changed from the mid-19th century; that in the mid-19th century, scientific salvation was found in materialism, whereas now - in the time when this booklet was published, 1914 - a powerful spiritual movement has taken hold of European culture. Now he continues:
Thus the author of this booklet is one of those who not only believe that a metaphysical need of humanity has awakened in the 20th century, but also believe that there is a certain moral danger in the minds of people being seized by the materialistic world view.
So here the author points out that certain dangers for the moral life of human beings must arise as a consequence of a materialistic world view, and he says: This danger cannot be countered solely with the objection that those people who theoretically recognize a materialistic world view as theirs and as the right one themselves stand on a high level of moral conduct. The author touches here, from his own observations, on a point to which I have repeatedly referred in our spiritual science, I may well say, from a higher point of view. For if one says that a spirit such as Haeckel, who works in such an eminently theoretical and materialistic way, stands on the ground of high moral ideals and also shows a higher moral conception of life in his own conduct, and that therefore the materialistic world-view does not necessarily lead to a materialistic way of life, one forgets one thing – and I have pointed this out in various lectures that I have given – namely, one forgets that in the development of mankind, feelings and thoughts move at different speeds. If you look at just a short piece of human development, you will find that thoughts move relatively quickly. From the 15th and 16th centuries onwards, materialistic thinking, the living out of human theorizing in materialistic thought, has developed rapidly and all sciences have gradually been permeated theoretically by materialistic thought forms. Moral life, which is expressed in feelings, has developed less rapidly. At least people still show in their old feelings and emotions that feeling has not progressed as quickly. Therefore, people today still live in terms of the moral feelings that arose from the previous worldview, and that is why there is a dichotomy today between materialistic thinking and a non-materialistic life and a non-materialistic way of life that is still in the old sense. But the time is approaching when the consequences will be drawn from the materialistic-theoretical world view, so that what can be called is just around the corner: the moral life will be flooded by the consequence of the materialistic world view. One can therefore deepen one's understanding of the different speeds that feelings and thoughts have when viewed from a spiritual science perspective. Now it says further:
The author is therefore convinced that immoral consequences must follow from theoretical materialism, and that he can only expect salvation for humanity from morality. And so he wonders whether a materialistic world view, which must necessarily lead to immorality, not only shows errors, but has errors in itself when viewed critically. And so he continues:
This does, however, justify the author's claim to have something to say about the relationship between science and Theosophy, because he shows that he is familiar with science on a certain point and that his judgment must therefore be infinitely more valuable than the judgment of someone who, for example, reads Kant and says, that is all nonsense, we Theosophists do not need to read Kant, and who thus only reveals that he himself has perhaps not seriously read and thought through five lines of Kant. It continues:
The next essay describes in a few sentences what a materialistic-mechanical worldview is, the worldview that developed in the second half of the 19th century in such a way that there were and still are many who consider what the author describes here in a few sentences to be the only scientifically possible worldview. Let us consider what the author writes:
Now, what the author is trying to analyze here as the basic assumption of the materialistic-mechanical world view has often been said in the course of our lectures. But if you compare what the author says here with the way it is said in our lectures, you will notice the difference. And for those who want to familiarize themselves with our spiritual-scientific consciousness, it is good to become aware of this difference. Anyone who reads this first point, in which the materialistic-mechanical world view is characterized in a beautiful, astute and scientifically knowledgeable way, will see: that is very good; that hits the mark of the materialistic-mechanical world view. But when we try to give such a characterization in the lectures that are held for the purpose of our movement, it is attempted in just the opposite way, and it would be good if one would reflect on how differently we proceed in such matters. Herr von Wrangell, on the other hand, presents what might be called a materialistic-mechanical world view. He speaks a few sentences from his own perspective, summarizing the impressions he has gained from the matter. You will have noticed – if you are at all inclined to notice such things – that I usually do not proceed in this way, but quite differently. I usually start from something that is there, that is there as a result of a historical process. And so, if I wanted to characterize this point, I did not simply say such sentences about myself, but I chose one of the essential, and indeed good, authors to express in the words and manner of such an author what the matter in question is. Thus, I have often linked to the name Du» Bors-Reymond that which could serve as a basis for my lectures. As a result, you may often have gained the impression, if you do not see the whole in context, that I wanted to criticize Du Bois-Reymond. But I never want to criticize, I just want to pick out a representative characteristic example so that it is he who speaks, not I. This is what one might call the sense for facts that is necessary for us, the sense that we do not make assertions but let the facts speak. I have often related that Du Bois-Reymond gave a speech on the recognition of nature at the Leipzig Natural Science Convention in 1872. He also spoke about the way in which he had come to his view of the world through his scientific research. Du Bois-Reymond is a physiologist in his specific field of research. His main work is in the field of nerve physiology. He has often spoken in elegant terms about the world view of the natural scientists. At the Leipzig Naturalists' Assembly in 1872, for example, he spoke about the limits of the scientific world view, about the limits of natural knowledge, and in doing so he also spoke of Laplacean minds. What is that? Du Bois-Reymond characterized it at the time. This Laplacian mind is that of someone who is well versed in mathematics, physics, biology, chemistry, and so on in the present day and forms a world view out of these sciences. Such a Laplacian mind thus comes to form a world view that starts from so-called astronomical knowledge of reality. What is astronomical knowledge of reality, we might ask; what is astronomical knowledge? We can explain it in a few words. The astronomer visualizes: the sun, the planets, the moon, the earth; he visualizes the planets orbiting around the sun or moving in ellipses around it, he visualizes the force of attraction, the gravitation, acting on the planets, he visualizes an inertia, and from this inertia he visualizes that the planets orbit around the sun. Thus, the astronomer has in mind that he can follow what is going on around him in the universe as the great events; that he can follow them from the material entities that can be seen in space and from the forces that they exert on each other in space. The fact that the entities exert material forces on one another sets things in motion; that is, things come into motion when one imagines the solar system in this way and looks at it in this way. One has a picture of the things that are spread out in space and of the events that take place over time. Now, anyone who wants to form a world view that is in line with the times, in the sense of Du Bois-Reymonds, says the following. We have to assume that all matter consists of the smallest parts, of atoms. Just as a solar system consists of the sun, the moon and the planets, so does the smallest piece of matter consist of something similar to the sun with the planets. And just as the sun exerts forces and the planets exert forces on each other, so do the forces between the individual atoms. This sets the atoms in motion. So we have motion inside every material particle. The atoms, like the sun and the planets, are in motion. These movements are small, but they are such that we can compare them with the great movements performed by the heavenly bodies out in space, so that if we take the smallest piece of matter that we can see, something is going on inside it, like what the astronomer imagines out in space. And now natural science came to imagine everything in such a way that wherever something is really in motion, it stems from the fact that the atoms are guided by their forces. In the second half of the 19th century, especially the science of heat, as it was founded by Julius Robert Mayer, Joule, Tyndall and Helmholtz, and further developed by C. ausius and others, contributed to the formation of this world view. So, when you touch a body and feel warmth, you say: what you feel as the sensation of warmth is only an appearance. What really exists outside is that the smallest parts, the atoms of the substance in question, are in motion; and you know a state of warmth when you know how the atoms are in motion, when you have an astronomical knowledge of it, to use the words of Du Bois-Reymond. The ideal of the Laplacian mind is to be able to say: What do I care about heat? My world view depends on my being able to find out the motion of the atoms, which through their motion cause all that we have in the way of heat, light, etc. This Laplacian mind thus forms a world view that consists of space, matter with its effective forces, and motion. In the lecture he gave at the Leipzig Naturalists' Assembly on the limits of natural knowledge, Du Bois-Reymond posits this ideal of the Laplacian mind and asks: what would such a Laplacian mind be capable of? You see, his ideal is astronomical knowledge of the world. If a mathematician takes the image of our solar system as it is at any given point in time, he only needs to insert certain numbers into his formula and he gets an image of what it was like an hour, three hours, ten years, centuries ago. How does one go about calculating whether a solar or lunar eclipse took place at a certain time in the first decade of our era? In this case, we have well-developed formulas based on the current state of science. All you need to do is insert the corresponding numbers into the formula to calculate each individual state. You can calculate when a solar eclipse will occur, let's say in 1970 or in 2728. In short, you can calculate every state that precedes or follows in time. And now Laplace's mind should have the formula that encompasses this entire solar system. So anyone with Laplace's mind, which included the atoms in space and all their states of motion, could - and Du Bois-Reymond says the same thing - calculate today, for example, when Caesar crossed the Rubicon from the world formula that he has of the atoms and their present states of motion. He would only have to insert the necessary information into the formula. It would only depend on the position of the atoms at that time, and the fact would have to follow: Caesar crosses the Rubicon. - If you insert certain values into the formula, a certain picture of the current state of the atoms should result, and then, for example, you would be able to recognize the Battle of Salamis. One would only need to proceed from differential to differential and one would be able to reconstruct the entire Battle of Salamis. That is the ideal of Laplace's mind: a knowledge of the world, which is called astronomical. Occasionally something more can be added about these things. Now I will only mention a small experience for those who are attentive to it. As a boy, I once came across a school program. Such school programs are printed, after all. They usually contain an essay written by one of the teachers. At the time, this essay was not that easy for me to understand, because it was titled “The force of attraction considered as an effect of motion”. Even then, I was dealing with an author who, so to speak, had also set himself the ideal of Laplace's mind; and he had expounded many other things in the same direction. If you take all this together, you will see that I did not try to speak of an astronomical-materialistic world view as a mere idea, but to let the facts and the personalities speak for themselves. In a sense, then, I did strive to cultivate a style of presentation that excludes the personal. For if I were to relate what Du Bois-Reymond said on a particular occasion, I would let him speak for himself and not myself. My task is only to follow up what the personalities have said; I try to let the world speak. This is the attempt to exclude oneself, not to relate one's own views, but facts. When reading this point by Wrangell, one should be aware that our spiritual science already strives for the sense of fact in the way it presents the facts, the sense not merely to suckle at the objective, but the sense to immerse oneself in the facts, to really sink into them. Now you will recognize what I have peeled out of the facts if you let the following lines of the booklet sink in again: “All events that we observe through our senses and perceive mentally proceed according to the laws of nature, that is, every state of the cosmos is necessarily conditioned by the temporally preceding state and just as necessarily results in the states that follow it. All changes, i.e. all events, are inevitable consequences of the forces present in the cosmos. And now it says:
I would only use such a sentence in the rarest of cases, and only when something else has already been summarized. Remember that I once spoke of what is expressed in this sentence. It says: “It does not affect the essence of the question whether, for the sake of better clarity, one calls the carrier of the forces ‘Stofb’ or, according to the process of the monists, conceives of the concept ‘energy’ as the only effective thing...”. I would not put it that way, but would point out that Haeckel's and Büchner's students, above all, look at the material that is spread out in space. According to the Swabian Vischer, they were the “Stoffhuber,” the “material boosters.” Then came the man who is now the president of the Monistenbund: Ostwald. At a meeting of natural scientists, I believe it was the one in Kiel - I have spoken of it before - he gave a lecture on the overcoming of materialism through energetics, through energism. There he pointed out that it was not the matter that mattered, but the force. He thus replaced matter with force. Do you remember how I quoted his own words at the time? He said, in essence: when one person receives a slap in the face from another, it is not the matter of the substance that is dealt a blow, but the force with which the slap is dealt. Nowhere do we perceive the substance, but the force. And so, in place of substance, we find force, or, with a certain not merely descriptive but transformational meaning, energy. But this energism, which now calls itself monism, is nothing but a masked materialism. Again I have tried to show you by way of example how there really was a time when the “energy grabbers” took the place of the “substance grabbers”. I did not attempt to present a theoretical sentence, but tried to characterize from the real. And that must be our endeavor in any case. For it is only by having a sense for the real in the physical that we develop a sense for the real in the spiritual, and do not just mumble our own assertions. So the author of the booklet says: “It does not affect the essence of the question whether one calls the carrier of the forces ‘matter’ for the sake of better clarity, or, according to the process of the monists, imagines the concept of energy as the only effective thing... Heat is one way, as it were the tool, of receiving a box on the ears; light is the other way. And if we look at the different sensory organs, we have to say that the box on the ears works differently in each case. When they come to the eyes, for example, the same boxes on the ears work as light phenomena. That is also the theory. Just look again at the words: “It does not affect the essence of the question whether one - for the sake of better clarity - calls the carrier of the forces ‘Stofb or, according to the process of the monists, imagines the concept ’energy as the only effective thing that, although it presents different forms of appearance to the human senses, basically represents an unchangeable sum of latent or current possibilities of movement.”What the author means here by the expression “latent or actual possibilities of movement” can be explained as follows: Imagine some kind of counterweight here, and on top of it a tube, a glass tube, with water inside. This water presses on the floor here. In the moment when I pull away the counterweight, the water runs down. In the latter case, we are dealing with a current movement; before I pulled the support away, the same force was there, only it was not current, but at rest. Everything that then flowed down from the water and became current was previously latent, not current.
That is the necessary consequence of the Laplacian world view. The Laplacian brain concludes that if I put my hand there, that is an image of the moving atoms, and if the Laplacian brain can still calculate the image, as I have indicated, then this excludes the freedom of man, that is, the Laplacian brain excludes the freedom of man. This is the first point that Mr. von Wrangell makes on the basis of the materialistic-mechanical world view. The second point is as follows:
This second point expresses that when I think, feel and will, it is only a concomitant of the inner processes that the Laplacian mind selects. We are therefore not dealing with independent thoughts, feelings and impulses of the will, but only with accompanying phenomena. If you follow what I said, for example, in the lecture 'The Legacy of the 19th Century' and in similar other lectures, if you study some of the material contained in 'Riddles of Philosophy', you will see how many minds in the second half of the 19th century, this view was taken for granted, that man is actually nothing more than the structure of material processes and their energies, and that thoughts, feelings and will impulses are only accompanying phenomena. As the third point of the materialistic-mechanical world view, Mr. von Wrangell states the following:
This point can be understood by everyone as a consequence of the first point. The first point is the one that matters. The second and third are necessary consequences. In the next essay, Mr. von Wrangell discusses what he calls:
In this chapter, Mr. von Wrangell tries to make it clear to himself that there can be no morality if the materialistic-mechanical world view is the only correct one. Because if I have to do every moment of my life what is only a by-product of atoms, then there can be no question of freedom, nor of morality, because everything is done out of necessity. Just as one cannot say that a stone that falls to the earth is good and one that does not fall to the earth is not good, so one cannot say that people's actions are good or not good. In the case of a criminal, everything happens out of necessity; in the case of a good person, everything happens out of necessity. Therefore there is something correct in the sentence: “First of all, it should be noted that this idea of the unconditional, unexceptional lawfulness, i.e. necessity of all events, also in the spiritual realm, excludes the concept of morality, of good and evil; because to act morally means to choose the good, when evil could be chosen.” But one cannot choose when everything is constrained by material necessity. The next chapter is headed:
So Mr. von Wrangell is trying to make it clear here that it absolutely follows from the materialistic-mechanical world view that one cannot actually speak of freedom and morality. Now he is a scientific mind, and a scientific mind is accustomed to honestly and sincerely drawing the consequences of assumptions. Our time misses much that would immediately seem absurd to it if it had really already taken on the scientific conscience, if it did not stir and throw together all kinds of things without a scientific conscience. Mr. von Wrangell does not do that, but says: If we accept the materialistic world view, we can no longer speak of freedom and morality; because either the materialistic world view is correct, and then it is nonsense to speak of freedom and morality, or one speaks of freedom and morality, and then there is no sense in speaking of the materialistic-mechanical world view. But since Hetr von Wrangell is a scientist who is already accustomed to drawing the consequences of his assumptions – that is an important fact – he is not accustomed to having things so sloppy in his thinking; because it is a sloppiness of thinking when someone says, “I am a materialist” and does not at the same time deny morality. He does not want to be guilty of this sloppiness of thinking. On the other hand, he also has the habit that one has when one has become a scientist, namely to say: May the world go to pieces, what I have scientifically recognized must be true! Therefore, one cannot simply discard the materialistic view, but if the materialistic world view is true, then it must be accepted and then one is faced with the sad necessity of having to throw morality overboard. So it is not just a matter of asking: where does morality take us? – he says that is not enough – but the materialistic world view must be examined, quite apart from the consequences this has for morality. So we have to tackle a different kind of materialistic world view. The next chapter is called:
When we started our spiritual science movement, I had occasion to read some poems by the poet Marie Eugenie delle Grazie, who, one might say, has come to terms with a materialistic-mechanical world view and even as a poet really draws the consequences from it. That is why she formed poems like “A dirty whirlwind is existence.” — One must come to that conclusion if one is not sloppy in one's thinking, if one lets one's thinking affect one's feelings. And only because people are so sloppy and cowardly in their thinking do they not ask themselves: What becomes of life under the influence of the materialistic-mechanical worldview? But it must be shown that it is inherently false, otherwise one would simply have accepted the consequence of delle Grazie. Mr. von Wrangell continues:
Mr. von Wrangell thus points out that the greatest minds, poets and thinkers have endeavored to solve this question, and that it is unnecessary to say anything new about it. At most, it could be a hint at the train of thought that led to a subjective solution of this puzzle; that is, a hint at his own train of thought. In the next chapter, he examines where the idea comes from that what precedes always follows what comes after in a lawful manner. It is called:
So Mr. von Wrangell is asking here: Did man always believe in this unconditional law, or did people only come to it over time? Only then can one recognize the validity of this idea; for if man has always believed in it, then there must be something true about it that can be taken for granted; but if people have only just come to it, then one can examine how they have arrived at this idea. In this way one can form an opinion about its validity. He says further:
Now, as you can see from my countless lectures, it is clear how slowly people have come to this idea of conformity to law, from the old clairvoyance to the time when the idea of conformity to law has come. In truth, the idea of conformity to law is only four centuries old, because it basically comes from Galileo. I have often discussed this. If you go back before Galileo, there is no idea at all that everything is permeated by such a law. Mr. von Wrangell says: “This is an acquired, not an original insight... The idea of lawfulness has only gradually been taken from experience.” Now, I would like to know whether the child is compelled by its inner astral circumstances to reach for the sugar, that is, whether it is natural for it to do so, or whether the child thinks it already has a choice. I have told something like an anecdote before, which I would like to mention here as well. It was during my studies; I used to pace up and down in the lobby of Vienna's Südbahnhof with a fellow student. He was a hardened materialist and firmly held the view that all thinking is just a process in the brain, like the hands on a clock moving forward. And just as one cannot say that this is something special, but is connected with the mechanical substances and forces present in it, so he thought that the brain also makes these astronomical movements. That was a Laplacian head; we were eighteen to nineteen years old at the time. So I said to him once: But you never say “my brain thinks,” you say “I think.” Why do you keep lying then? Why do you always say “I think” and not “my brain thinks?” - Now, this fellow student had taken his knowledge, the ideas of volition and conformity to law, not from experience, but from complicated theories. He did not believe in inner arbitrariness, but he said “I think” and not “my brain thinks”. So he was in constant contradiction to himself. The next chapter is called:
Mr. von Wrangell says, then, that one cannot prove the truth of the freedom of human will through external experience, because one can only make one decision. If one wanted to prove it, then one would have to be able to make two decisions. Now, I have already mentioned that one does not refer to experience at all in this question, but rather constructs an experience. For example, they once imagined a donkey with a bundle of hay on each side, the same tasty, equally sized bundle of hay. The donkey, which is getting hungrier and hungrier, is now supposed to decide whether to eat from one or the other bundle of hay, because one is as tasty as the other and as large as the other. And so he does not know whether he should turn this way or that. In short, the donkey could not come to a proper decision and had to starve between the two bundles of hay. Such things have been constructed because it was felt that one cannot get there experientially by observing freedom. Mr. von Wrangell draws attention to this and then asks the question: But can the freedom of the will be refuted by experience? To answer this question, let us first recall some epistemological truths! To answer this question, Mr. von Wrangell now speaks of some epistemological truths in the next chapter. This chapter is called:
In this, Mr. von Wrangell is influenced by popular knowledge of the senses. Those who once listened to a small lecture cycle that I then titled “Anthroposophy” will have seen that one cannot get by with five senses, but rather has to assume twelve senses. Among these twelve senses is also the sense for the thinking of another person, for the other I. Therefore, anyone who has followed our spiritual scientific movement correctly can recognize the inadequacy of Wrangell's assertions. They are not incorrect, but they are only partially correct. We cannot say, “Man has direct consciousness only of himself.” That is incorrect. For then we could never perceive other I's. In recent times, however, there has been a very complicated view, which is held by all sorts of people. Perhaps the philosopher and psychologist Lipps could be cited as a characteristic personality among those who hold it. They are not aware when a person confronts them that they have a direct impression of his ego, but they say: When I confront a person, he has a face; it makes certain movements, and he says certain things, and from what he says and does, one should be able to conclude that there is an ego behind it. So the ego is something inferred, not something directly perceived. A new school of philosophy, however, which has Max Scheler as its most prominent representative, takes a different view. It has already made the observation that one can have an immediate impression of the ego of another person. And what has been written about the ego, more rigorously scientifically by Husserl, the philosopher, and then somewhat more popularly, especially in his more recent essays, by Scheler, shows that more recent philosophy is on the way to recognizing that direct consciousness can also know something of another consciousness. — One can therefore say that Mr. von Wrangell has been infected by popular epistemology when he says: “Man has direct awareness only of himself.” And further: “He feels desires, which he seeks to satisfy and which trigger impulses of will in him.” And then he describes how man perceives the world through his senses. I have already written about this sense physiology. Read in “Lucifer-Gnosis” and you will see that I tried to explain the impossibility of this sense physiology with the simple comparison of the seals. I said at the time: This sense physiology is materialistic from the very beginning. It proceeds from the assumption that nothing can enter into us from the outside, because it secretly conceives of the outside as materialistic. But it is the same as with the seal and the sealing wax: the seal always remains outside the sealing wax; nothing passes from the material of the seal into the sealing wax. But the name “Miller” engraved on it passes completely from the seal to the sealing wax. If we now place the main emphasis on what is spiritually expressed in the name Miller, and not on the material, of which nothing passes over, we can see that what is presented from the point of view of sensory physiology says nothing. But these are such horrible doctrines that have been hammered into people's brains that most people just don't follow them up, even if they want to become spiritualists. You can read more about this in my book “The Riddles of Philosophy”, in the chapter “The World as Illusion”. Then Mr. von Wrangell continues:
That's clear, you just have to get used to the fact that there is a bit of epistemological talk.
Otherwise, man would have to believe that if he turns his eye away not only from living but also from inanimate things, things cease to exist.
This is good to emphasize, because we not only have things that are inside, but also things that are outside.
It is very good to be made aware of something like this. So this is how Mr. von Wrangell answers the question of how it comes about that a person recognizes his own body among the things that are outside in a certain thing. Those who think sloppily simply say: thinking about something like this is nonsense; these people who think about something like this want to be scientists. But Wrangell says: When these two pieces of chalk collide, it doesn't hurt, but when I bump into something with my body, it hurts. That's the difference. And because one hurts and the other doesn't, I label the one as belonging to me and the other as not belonging to me. It is good to know that we have nothing but the consequence of this consciousness. Now, you see, my dear friends, I had intended to finish discussing this brochure today. But we have only got as far as page 10. An attempt should be made to find the connection between what is written in the world and what, in the strict sense, belongs to our spiritual science. But the next chapters are still too interesting: the formation of concepts, ideas of space and time; the principle of causality; the application of the idea of arbitrariness to the environment; observation of phenomena that occur uniformly; the essence of all science; astronomy, the oldest science; uniform motion; measurement; the principle underlying clocks. It is so interesting that perhaps we will continue the discussion tomorrow at seven o'clock.
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60. The Nature of Sleep
24 Nov 1910, Berlin Rudolf Steiner |
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By way of introduction, I would like to mention in advance that on this topic as well, Spiritual Science or Anthroposophy is not in a position to make generalisations of the kind that people love to make today. If today we talk about the nature of sleep, then we will only talk about the nature of human sleep. |
60. The Nature of Sleep
24 Nov 1910, Berlin Rudolf Steiner |
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Translated by Antje Heymanns It lies in the nature of current scientific observations that the phenomena we want to dedicate today’s lecture to are basically not much talked about by current natural science. Yet every human being should feel that sleep is something how is placed among the phenomena of our life as if life’s greatest riddles are presented to us through it. Surely people always must have felt the mysteriousness and significance of sleep when they spoke of sleep as the ‘brother of death.’ Today, we have to limit ourselves to speaking of sleep as such, because the coming lectures will repeatedly lead us back to the contemplation of death in many ways. All that man in a direct sense counts as belonging to his soul experiences, all imaginations that from morning to evening surge up and down, all emotions and feelings which constitute man’s soul drama, all pain and suffering, and the will impulses as well—all of it sinks down, as it were, into an indeterminate darkness when the human being falls asleep. Some philosophers might doubt themselves, so to speak, when they talk about the nature of the soul, about the nature of the spirit that reveals itself in human nature. Yet, they have to admit that even if it had been firmly nailed down by definitions and ideas and showed itself to be well researched, it basically seems to disappear into nothing within the course of each day. If we look at the manifestations of our soul life in the way one usually does so scientifically and also amateurishly, then we basically must say that these are extinguished during the state of sleep; they are gone. For someone who only wants to observe the physical expressions of the soul, the human being becomes on deeper reflection, so to say, all the more a riddle. Because the actual bodily functions, the bodily activities, continue during sleep. Only what we usually call the ‘soul’ discontinues. The question then arises as to whether one is speaking about bodily and soul matters in the right sense when one includes what appears to be extinguished on falling asleep, when actually the soul aspect is included to the full extent. Or, if already the ordinary observation of life, apart from Spiritual Science or anthroposophical observations, could show us that the soul is active and proves to be effective even when it is enveloped by sleep. However, if one wants to gain some clarity about those concepts, or one could say, if one wants to observe the manifestations of life in this field in the right sense, one must place exact terms before one’s soul. By way of introduction, I would like to mention in advance that on this topic as well, Spiritual Science or Anthroposophy is not in a position to make generalisations of the kind that people love to make today. If today we talk about the nature of sleep, then we will only talk about the nature of human sleep. In the last lecture, with regard to other fields, we have touched on this many times—Spiritual Science knows very well that which outwardly manifests itself in the same way, as this or that other appearance by different beings, can have quite different causes in the respective beings. We have indicated that this applies to death, to the whole spiritual life and to the formation of the spiritual life of animals and human beings. Today, it would go too far to also talk about the sleep of animals. Therefore, we want to say in advance that all we talk about today applies only to the sleep of human beings. Through our consciousness, we can speak about soul manifestations within ourselves—anyone can feel this—because we are conscious of what we imagine, want, and feel. Now the question must arise—and this is extremely important particularly for today’s observations—whether we may readily combine the definition of consciousness as we use it for the ordinary consciousness of a human being in the present with the concept of the soul or the spirit in a human being? First, to express myself more clearly about these concepts, I like to draw a comparison. A man might walk around in a room and cannot see his own face in any spot in that room. The only place he can see his face is where he can look into a mirror. His own face appears as an image in front of him. Isn’t there an enormous difference for man whether he just walks around in a room and lives within himself or whether he sees what he expresses of this living also in a mirror image? It could probably be so with human consciousness in a somewhat extended way. The human being could, so to speak, experience his soul life—and he would only become knowledgeable or conscious of this soul-life itself, the way he lives it, when it confronts him like a mirror. This could very well be. Thus, we could say, for example, that it is quite possible that the human soul life continues regardless of whether the human being is awake or asleep. But that the waking state consists of the fact that the human being perceives his soul life through a mirroring, let’s say first of all, through a mirroring within his physicality and that he cannot perceive it in the state of sleep because it cannot be mirrored in his physical body. Although we have not yet proven anything with this, at least we would have gained two concepts. We could differentiate between the soul life as such and becoming conscious of the soul life. We can think that for our consciousness, for our knowledge of the soul life, as we currently stand in our everyday human life, everything depends on us receiving the mirror image of our soul life through our physicality because if we do not receive this, we cannot know anything about it. We would then be wholly in a sleeping state. Now that we have gained these concepts, let us try to place the phenomena of waking and sleeping life a little before our soul. Someone who is really able to observe life, will feel very clearly, and one would like to say, will ‘behold’ how the moment of falling asleep truly proceeds. He can perceive how the imaginations, the feelings weaken in their brightness, diminish in their intensity. But this is not the most essential. When a human being is awake, he lives in such a way that he creates order through his self-conscious Ego in his whole imaginative life, whereby he summarises, as it were, all ideas with his Ego. For at the moment when we in our waking life would not summarise all our ideas with our Ego, we would not be able to lead a normal soul life. We would have one group of ideas that we would relate to ourselves and call our concepts and another group we would look at as something foreign, like an external world. Only people who experience a split in their Ego, which for people today would be a state of sickness, could have such a tearing apart of their imaginative lives into different areas. For a normal person it is essential that all his ideas are in perspective related to a single point: the self-conscious Ego. The moment we fall asleep, we feel distinctly that, at first, the Ego will be, so to speak, overwhelmed by imaginations despite these growing dimmer. The ideas assert their independence; they live an independent life. Single clouds of ideas, as it were, form within the horizon of consciousness, and the Ego loses itself in imaginations. Then man feels how the sense perceptions like seeing and hearing and so on become blunter and blunter, and finally, he feels how the will impulses are paralysed. Now, we must point out something clearly observed by just a few people. The human being feels furthermore, as he sees things with defined borders in his daily life, that at the moment of falling asleep, something asserts itself like a feeling of being locked up in a vague fog, which occasionally makes itself felt as cooling, or with other sensations in certain parts of the body: on the hands, on the joints, on the temples, on the spine etc. These are feelings that someone falling asleep can very well observe. They are, one would like to say, the kind of trivial experiences that one can have every evening when falling asleep if one wants to. Better experiences are had by people who, through a finer developed soul life, more precisely observe the moment of falling asleep. They can then feel something like an awakening despite falling asleep. What I am about to tell you now, can be told by anyone who has acquired certain methods of really observing these things, because it is a common human phenomenon. The moment people feel like an awakening when they are slipping into sleep can really be described as follows: something like an expanding conscience, like morality, wakes up in the soul. This is indeed the case. This is particularly shown when people observe their soul concerning what they have experienced the previous day and with which they are satisfied in their conscience. In the moment of moral awakening, they feel this especially clearly. At the same time, this feeling is quite the opposite of the feeling during the day. While the feeling during the day shows itself by things approaching us, one who falls asleep feels as if his soul is pouring itself out over a world that is now awakening. This mainly includes a relaxation, a pouring out of feeling over that which the soul, through itself can experience in relation to its moral inner being as if through an expanding conscience. Then it is a moment of inner bliss, which appears to be much longer for the one falling asleep, when it is about dwelling on things with which the soul can agree. There is often a deep conflict when the soul has to reproach itself. In short, the moral human being who, during the day, is repressed through the strong sensory impressions, relaxes and feels himself very distinctly when falling asleep. Everyone who has acquired a particular method, or maybe even only a feeling concerning such observations, knows that at this moment a certain longing awakens, which we could describe like this: One really wants this moment to extend into the indefinite, that it would never end. But then comes something like a ‘jolt’, a kind of inner movement. For most people, this is very difficult to describe. Of course, Spiritual Science can describe this inner movement quite precisely. It is, as it were, like a demand that the soul makes on itself: You must now relax even further; you must pour yourself out further. But by making this demand of itself, the soul loses itself for the moral life in its surroundings. This is like throwing a small drop of colour into water and dissolving it: the colour can still be seen at first. But once the drop distributes itself throughout the water, it pales more and more and finally, the colour display as such stops. So it is when the soul is just beginning to swell and live in its moral mirror image where it can still feel itself, but the feeling stops once the jolt, the inner movement, occurs, as the drop of colour loses itself in the water. This is not a theory; it can be observed and is accessible to everyone, just like a natural scientific observation is exactly accessible to everyone. If we thus observe the process of falling asleep, we can certainly say that the human being intercepts, as it were, something when falling asleep that, afterwards, he somehow can no longer be conscious of. If I may be allowed to use both of my earlier constructed ideas—the human being has, as it were, a moment of parting from the mirror of the body in which the manifestations of life appear to him as mirror images and because he has no other means to mirror what otherwise is mirrored by the body, the possibility to perceive himself, ceases. Again, it is possible to perceive in a certain sense the day’s happenings—if one does not want to be altogether stubborn and obstinate regarding what relates to the soul and the effect of what moves into an vague darkness. I have already pointed out in another context that someone forced to memorise this or that, i.e., learn things by heart, can do this much more easily if he sleeps on it more often, and that depriving oneself of sleep is the greatest enemy of memorisation. The possibility and the ability to memorise more easily even returns once we have slept on an issue and not want to learn something by heart in one go. This is also the case with other activities of the soul. However, we could convince ourselves very easily that it would be impossible to learn anything at all, to acquire anything when the soul is involved, if it weren’t for the inclusion of sleep states among our life states. The natural conclusion that has to be drawn from such phenomena is that our soul needs to withdraw from time to time from our physical body, in order to gain strength from an area that is not within our body, because the respective strengths within the body are being worn out. We must imagine that when we wake up in the morning from sleep, that from the state in which we were then, we have brought along strength to develop abilities, that we could not develop if we were constantly shackled to our bodies. This is how the effect of sleep shows itself in our ordinary nature, when one wants to think straight and not be obstinate. What shows itself in general when one pauses in ordinary life, and for which one needs some good will to hold one’s life phenomena together, is shown very clearly and precisely when man goes through developments that are able to lead him to a real beholding of the spiritual life. Here I would like to elaborate on what occurs when a human being has developed the forces that lie dormant within his soul in order to reach a state in which he can neither perceive with the senses nor comprehend with the mind. This will be followed up in more detail in the lecture How does one Attain Knowledge of the Spiritual World,1 where the methods will be quite comprehensively covered. Right now though, we will highlight some of the experiences that a person, truly practising such exercises is able to have that endow his soul, as it were, with spiritual eyes and spiritual ears, and through which he can look into the spiritual world, which is not an object of speculation, but for someone who perceives with his senses, it is just as much an object as colours and forms, warmth and coldness, and sounds. How to attain true clairvoyance has already come to light in previous lectures. This spiritual development, these exercises, actually consist of a person bringing out of himself something that he has within himself, gains other organs of perception, jolting upwards, as it were, over the soul, as it is in its ordinary state, and thus perceives a world that is always around him but which cannot be perceived in the normal state. When a person undergoes such exercises, the first thing that changes is his sleep life. Anyone, who has done their own real spiritual research knows this. I would now like to talk about the very first stage of change in the sleep life of a person who is actually clairvoyant and engaged in spiritual research. The first beginnings of this possibility of spiritual research do not make the person appear very different from the normal ordinary state of consciousness because a person who performs these exercises, as we shall discuss later, will at first sleep like any other human being and is just as unconscious as anyone else. But the moment of waking up will show something very special to the one who has performed spiritual exercises. I will now describe to you some very concrete phenomena that are based on facts. Let’s assume that a person who is practising these exercises is thinking very hard about something that another person could also be thinking about. He tries, maybe because he has a very difficult problem in front of him, to exert all his mental power to get to the bottom of it. Perhaps he’ll be like a schoolboy: his mental power just isn’t sufficient to solve the problem. This could definitely happen. If he has now already obtained through his exercises more possibilities to experience the inner states of the soul in connection with the physical state, he will certainly feel something quite peculiar when he finds himself incapable to do something. Unlike usual, he perceives a resistance in his physical organs, for example in his brain. He properly senses that the brain puts up resistance against him, just as we feel resistance when we try to drive in a nail with a hammer that is too heavy. The brain then begins to gain a reality. The way man normally uses his brain, he would not feel it as if he were using an instrument, as is the case with a hammer, for example. A spiritual researcher feels his brain, he feels himself independent in relation to his thinking. That is an experience. But if he can’t solve a task, he feels that he is no longer able to carry out certain activities that he must perform when thinking. He feels very clearly that he is losing power over the instrument. This fact can be experienced very precisely. If the spiritual researcher sleeps on the problem and then awakens, it will often happen that he feels up to the task without any further ado. But at the same time he also feels precisely that prior to waking up he has done something, that he has worked on something. He feels that he had been able to set something within him in motion during his sleep, that he had caused an activity. During the waking state he was forced to use his brain. He knows that. He can do nothing but use his brain when he is awake. But he was no longer able to use it properly, because—as I have described—it resisted him. During sleep, he feels, he is not dependent on using his brain. He was able to create a degree of flexibility without using the brain that was too tired or otherwise too heavily occupied. Now he feels something very peculiar: he perceives the activity that he has performed during sleep, albeit not directly. The Lord gives to his own, but not in their sleep. The spiritual researcher is not saved from having to solve his problem now in the waking state. It may come easily to him, but normally it is not so, and particularly not with things that simply must be solved by the brain. Hence, the human being feels something that he has not known before in the sensory world—he senses his own activity, which presents itself to him in vivid pictures, in strange pictures that are in motion. It is just as if the thoughts he needs were living beings who would enter into all kinds of relationships with each other. Thus he senses his own, let’s call it, ‘mental activity’ that he undertook during sleep, like a series of pictures. This feeling is difficult to describe, as one is stuck in it in a quite peculiar way and has to tell oneself, ‘This is you yourself!’ But, on the other hand, one can distinguish this feeling very clearly from oneself, in the same way as one is able to distinguish a physical movement one makes from oneself. Thus one has pictures, imaginations of an activity performed before waking up. And now one can notice, if one has learned to watch oneself, that these pictures of an activity that was performed prior to waking up, connect themselves with our brain and turn it into a more flexible, more useful instrument, so that one will be able to complete something, which one could not do before because of a resistance, for example, to think certain thoughts. These are subtle things, but without them one won’t really get behind the secret of sleep. Thus, one feels that one has not performed an activity as in the awake state, but one that served the restoration of certain things in the brain which were worn out. The instrument has been restored in a way that was not possible before. One feels like a master builder of his own instruments. The feeling during such an activity is significantly different from that during a daytime activity. The feeling one has about the day activities is comparable to copying something from a template or a model. There I am forced to follow the picture in front of me with every stroke or dot of colour. In regard to the things that appear as pictures at the moment of waking and that are, as it were, an illustration of an activity during sleep, one has the feeling of inventing the strokes, of creating the figures out of oneself, without being tied to a model. With such an occurrence one will have, as it were, intercepted what the soul did prior to waking up: one has intercepted the activity of brain regeneration. Because sooner or later one realises that what feels like a kind of coating the brain organs with what one remembers as figures is nothing other than a restoration of what has been damaged in the course of the day. One really has the feeling of being a master builder working on oneself. Basically the difference between a spiritual researcher who perceives such things and an ordinary person is only that a spiritual researcher just perceives these things, whereas an ordinary person cannot pay attention to them and does not perceive them. The same activity that the spiritual researcher undertakes is performed by every human being, but the normal person doesn’t catch the moment when the organs are restored by the activity that takes place during sleep. Let’s take such an experience and compare it to what was previously said about an increase in bluntness and dullness, and a reduction in brightness of the daily imaginative life at the moment of falling asleep. This latter phenomenon can only be viewed in the right light if one either frees oneself from today’s highly suggestive concepts of the world view that believes itself to be firmly based on natural science, or by actually accepting the available results of contemporary natural research. For example, in brain research, and according to the results of natural research, people who think more precisely can do nothing but acknowledge the independence of the spiritual from the physical. And it is very interesting that recently a popular book was published in which basically everything that has to do with spiritual life and the sources of spiritual life was presented wrongly and completely without any insight. But in this book, The Brain and the Human Being, by William Hanna Thomson,2 a lot of smart things are said. It deals in particular with modern brain research and with many other things that are presented—for example, as I also have more often pointed out—with symptoms of fatigue, which are quite instructive. But I have already explained that muscles and nerves cannot get tired in any other way than through conscious activity. As long as our muscles only serve an organic activity they cannot become tired. It would be bad if, for example, the heart muscle and other muscles needed rest. We only become fatigued when we perform an activity that is not innate to the organism—such as an activity that belongs to the conscious life of the soul. Thus one has to say; if the soul life was born out of the human being like the heart activity, then the immense difference between fatigue and non-fatigue could not be explained. The author of the book therefore feels compelled to acknowledge that the soul relates to the physical no differently than a rider relates to his horse, i.e., that it is completely independent from the physical. This is an enormous concession from a person who thinks like a natural scientist. One could get very strange feelings if, forced by contemporary natural research, one has to confess to oneself that the relationship between the soul life and the body life must be imagined as being roughly the same as that of a rider to a horse. That is, according to the image that people had of a centaur in earlier times, when they still looked deeper into the spiritual realm. It is not apparent that the author of the book would have thought of this, but again this thought comes to mind from the natural scientific conception, and one gets the feeling that such ideas stem from times when a certain clairvoyance still existed for many people. Today, however, certain imaginations about centaurs seem to be more compatible with what a gentleman once told me: He said:
One thing we can hereby definitely notice, and we can follow such things best if we recall certain occurrences before our soul that are not commonplace, but still exist and cannot be denied. The spiritual researcher knows how that common man in the country, at the hour of his death, suddenly began to speak in Latin, a language he had never really used and which one could prove he had only heard once in Church when he was a little boy. This is not a fable, but a reality. Of course he did not understand anything of it, when he had heard or recited it. And yet it is true. From this, the idea should be formed in every human being that what affects us in our environment contains something in addition to what we absorb into our normal consciousness. Because what we absorb into our ordinary consciousness is often dependent on our education, on what we comprehend and the like. But not only what we can comprehend unites itself with us, but we have in us the possibility to absorb endlessly more than what we take up consciously. We can even observe in every human being how at certain times he has ideas, that were not strongly noticed at the time he experienced them here or there, so that he may not remember them at all. But through certain things they re-appear, and may even place themselves into the centre of his soul life. We really have to acknowledge that what constitutes the extent of our soul life is endlessly more than what we can receive and embrace with our day consciousness. This is extraordinarily important. Because in this way our attention is steered towards something inside of us that can really only make a slight impression on our corporeality because it has hardly been noticed, and then again it lives on in us. In this way, we are pointed to the foundations of our soul life, which should actually exist for every reasonable person. Every rational person should tell himself that, what is in the world around him for his consciousness while he is consciously looking at the world, is basically dependent on the organisation of his sensory organs and on what he can understand. And no one is entitled to want to limit reality by what they can perceive. It would be completely illogical to want to deny the spiritual researcher that behind the physical world a spiritual world exists, simply for the reason that man is only allowed to speak about what he sees and hears and what he can think about, and he is never allowed to judge what he cannot perceive. Because the world of reality is not the world of the perceptible. The world of the perceptible is limited by the sensory organs. For this reason one should never —in the Kantian sense—speak of the limits of knowledge; or about what a human being may or may not know, but only about that what he has before of him in accordance with his organs of perception. Considering this, one must say to oneself: Behind the colourful carpet of the sensory world, behind that which the warmth sense perceives as warmth or cold and so on, lies an infinite reality. Should therefore only what we perceive, or only the reality we perceive exert an influence on us? If we think that we are only shown a part or a section of the entire reality through our perception, then it is only logically tenable that there lies an infinite reality behind what can be given to us through our perception. However, this is also real for us, as we have been placed in it, so that what surges and lives outside and influences us, lives on for us. But what is our actual waking life like during the day? There really is no other way than to imagine the waking day life in this way, and to say; ‘We open our senses, our capacity to realise something immense and confront this immensity. Because each person has particular eyes, particular ears, and a certain sense of warmth, and so on, we are placing a particular section of reality in front of us. Anything else we reject, almost, as it were, fend it off, exclude it from us. So what does our conscious activity consist of? It consists of a defence against, or an exclusion of something different. And by straining our sensory organs, we are holding back something that we have not perceived. What we perceive is the remainder, are the remains of what is spreading itself around us, and what we, for the most part reject. In this way, we feel actively placed in this world, feel connected with it. Likewise, we defend ourselves through our sensory activity against a multitude of impressions, because, figuratively speaking, we are not able to bear the entire immeasurable infinity and take in only a section of it. If we think like this, then we must imagine quite different relationships between our whole organism, our entire bodily nature and between the external world, than those which we can perceive or comprehend with our intellect. Then it will not seem so unusual to think that the relationships, which we have with the outside world, live in us and that also the invisible, super-sensible or extra-sensible is active within us—and that the extra-sensible by being active in us, uses our senses to fabricate a section out of the entire immeasurable reality. Then our relationship to reality is completely different from how we are able to perceive it through our senses. Then there lies something of relationships with the outside world in our soul that does not exhaust itself through sensory perception, that eludes our waking daytime consciousness. Then it is with us as if we are stepping in front of a mirror with our inner being and have to say to ourselves:
If you think this idea through to the end, then you will not be surprised to find that basically all life of our awake day consciousness depends very much on the organisation of our sensory organs and on our brain, just as what we see in a mirror depends on the quality of the mirror. Anyone who looks into a garden mirror and sees a caricature of their face looking towards them, will happily agree that the picture in the mirror is not dependent on them, but on the mirror. In the same way, what we perceive depends on the set-up of our mirroring apparatus, and our soul activity is limited, as it were, reflected back into itself by mirroring itself in our body life. Then it is no longer astonishing that the detail—and this can also be physiologically proven—is dependent on the physical body, whereby this or that happens one way or another in our consciousness. Because everything that the soul does in order for something to become conscious, to become knowledge for us, depends on the organisation of our body. Observation shows us that the concepts that we initially only constructed, actually correspond to the facts. The only difference is that our corporeality is a living mirror. We let the mirror in which we look be as it is. However, there is one way in which we can influence the reflection: if we breathe on the mirror, then it can no longer reflect properly. But the reflection in our physicality, which experiences the activity of our soul, is connected with the fact that when we reflect ourselves in our corporeality, the reflection itself is an activity, a process within our bodily nature, and that which appears as a reflection, we place as an activity before ourselves. Thus the bodily life actually presents itself as if, in a certain sense, we would write down what we think and then would have the characters in front of us. This is how we write the activity of our soul into our physicality. What an anatomist can verify are only the characters, the external apparatus, because we do not completely observe our soul life if we only observe it within our physical life. We only observe it completely, if we do this independently from our physical life. This, however, can only be done by the spiritual researcher who observes the soul life as it shows itself mirrored into the waking day life at the moment of awakening. It shows that the soul life is like an architect, who builds something during the night, and acts as a dismantler during the day. Now we have the soul life in the waking state and in the state of sleep before us. In the state of sleep we have to imagine it as independent from body life, like a rider is independent from the horse. But just like the rider uses the horse and uses up its strength, the soul consumes the activity of the body so that chemical processes run like letters of the soul’s life. With this we reach a point where the physical life, as it is limited in the senses, in the brain, is so diminished by us that we have exhausted it for the time being. Then we must begin the other activity, initiate the reverse process and again build up what has declined. This is the life during sleep—so that we, starting from the soul, perform two opposite activities on our body. So, during the awake state we have around us our world of flowing and ebbing concepts, joy and sorrow, feelings and so on. But while we have them in front of us, we wear out our physical life, we basically destroy it constantly. During sleep, we are the architects, we can restore what we have destroyed during our waking life. So what does a spiritual researcher perceive? He perceives the architectural activity of rebuilding in curious pictures like a circular movement twisting around itself: a real process, that is the reverse of normal awake day life. It is really no fantasy when one speaks about recognising in these self-entwining movements the mysterious activity that the soul performs during sleep, which consists of reconstituting what we have destroyed during our day life—hence the recuperation through and necessity of the sleep life. So why is the sleep life such that it doesn’t enter into our consciousness? Yes, and why is it that we become conscious of our waking life? The reason for this is that for the processes we perform in our waking day life, we have got something like mirror images. However, when we are performing the other activity of rebuilding what has been worn out, we have nothing wherein this could be reflected. We are lacking a mirror for this. Only a spiritual researcher is able to show the underlying reasons for this. From a certain point onwards, the spiritual researcher experiences not only the soul activity, as I have described it, like a dream memory from sleep, but as if he was not dependent on the instrument of the body, so that he then can perceive an activity which only happens in the spirit. He can then tell himself: ‘Now you are not thinking with your brain, but you are now thinking in a completely different manner; now you are thinking in pictures, independent of your brain.’ The spiritual researcher can only experience something like what has been described earlier, when he experiences that everything that envelops him as something nebulous when he falls asleep does not disappear. Instead, if he is able to limit and withdraw his inner activity, then the mist that is perceptible at his temples, at his joints, at his spine, becomes something that reflects what he is doing—similar to the reflection of what we experience during our physical life. The whole difference between true clairvoyance and ordinary waking day life consciousness is that the waking day life requires a different mirror for the soul activity to come to consciousness and uses our bodily nature for this purpose. However, the activity of the clairvoyant, when it radiates as an activity of the soul, is so strong that the emitted ray will be withdrawn into itself. In this way, as it were, a mirroring on one’s own inner experience, on a spirit organism, takes place. Basically, our soul is within this spirit organism during the night, even if we are not spiritual researchers. It pours itself into it. And we will not be able to cope with our whole sleep life, when it is not clear to us that indeed our physical processes—all that anatomy, physiology is able to research—cannot bring about anything but a reflection of our soul processes; and that these soul processes always, from falling asleep until waking up, live a spiritual existence. If we think differently we won’t be able to cope at all. We must therefore speak, as it were, of a secret soul life that cannot enter at all into the consciousness conveyed through our body. Thus, when one notices in a person that ideas appear in his consciousness that he has ignored for a long time, one has to say: There is something else in a human being, apart from the conceptions of his conscious soul life, to which he has paid attention when he took them in. I have already suggested once, that it is child’s play to refute things that are a reality for a spiritual researcher. And yet they are true. Spiritual research has to say that in regard to the human being we have to deal with a human physical body that we can see with eyes, grasp with hands, and that is also known to anatomy and physiology. In addition, we have an inner member of the human being, the astral body, the carrier of everything that the human being consciously absorbs, what he really experiences during the day life, so that he can receive it reflected by the body. Between the astral body and the physical body lies the carrier of ideas that remain ignored for years, and are then brought up into the astral body to be realised. In short, between the astral body, the carrier of consciousness, and the physical body, the etheric body of man is active. This etheric body is not only the carrier of conceptions that have gone unnoticed, but in general the builder of the entire physical body. What actually happens during sleep? The astral body, the carrier of consciousness, lifts itself together with the Ego out of the physical body and the etheric body, so that a split in the human nature occurs. During day life when man is awake, the astral body and the Ego are within the physical body and the etheric body. And the processes of the physical body work like mirroring processes, through which all that happens in the astral body comes to consciousness. Consciousness is a reflection of the experiences through the physical body, and we should not confuse consciousness with the experiences themselves. When, during sleep, the astral body of an ordinary human being leaves, it is at first not able to perceive anything in the world of the astral. The human being is unconscious there. What ability does the spiritual researcher now acquire when things during sleep become conscious to him, even though he does not rely on his brain? He attains the ability to perceive and to mirror his soul activity in something that for him weaves and lives between things, so that during the awake day consciousness this something can be perceived in the same way as his own etheric body. The human etheric body is woven from that through which the clairvoyant person perceives; so that for a clairvoyant person the outer world becomes reflective, just as for the soul life of a normal person the physical body becomes reflective. Now there are intermediate states between waking and sleeping. One such intermediate state is the dream. With regard to its origin, spiritual research shows that indeed dreaming is based on something similar to clairvoyance, whereby the latter is something trained, while dreaming is always imaginary. When a person leaves with the astral body, he loses the ability to obtain a reflection of his soul life through the physical body. However, under certain abnormal circumstances, which occur for everyone, he can obtain the capability to receive his soul experiences reflected through the etheric body. Indeed we must consider not only the physical body as a mirroring device, but also the etheric body. As long as the outer world makes an impression on us, it is indeed the physical body which acts as mirroring device. However, if we become still within ourselves and digest the impressions the outer world has made on us, then we work within ourselves and yet our thoughts are still real. We live our thoughts, and also feel that we are dependent on something more subtle than our physical body, namely on the etheric body. Then the etheric body is that what reflects itself in us in solitary pondering, which is not initially based on external impressions. But we are within our etheric body during our awake day consciousness; we perceive what is mirrored, but we do not perceive directly the activity of the astral body. In the intermediate state between waking and sleeping, we do not have the ability to receive external sensory impressions. But because we can still receive something that is connected to our etheric body in some way, the etheric body can mirror what we experience in our soul with our astral body. This then are the dreams that show irregularity because the human being is in a completely unusual situation during this process. If we contemplate this, then much in our dream-world will become clear that would otherwise remain mysterious about it. We must therefore imagine the foundations of the soul life as being closely connected with the dream life. While the physical body is the mirror of the soul life and our daily interests have an impact on this, we are often connected in the remotest way through the etheric body to experiences, which we have long since left behind, and of which we become only dimly aware because the day life has a strong impact on us. Thus they remain something extremely unknown to us. However, if we are examine dreams that are based on really good observation, many peculiar things can be shown to us. For example, a good composer experiences an image, where a somewhat diabolical figure plays a sonata to him. He wakes up and is able to write down the sonata. Something became active in him that has worked like something foreign. And this was possible, because there was something in him for which the composer’s soul was ready, but which could not become effective during the awake day life, because physical life was only an obstruction and not suited as a mirror. Here we can see that the bodily life is an inhibitor and in this lies its significance. In our daily life we are only able to experience that for which the bodily life, figuratively speaking, is ‘oiled like a machine.’ The physical life is always a hindrance to us, but we manage to use it to a certain extent. After all, one does need ‘inhibitions’ everywhere. When a locomotive rides over the tracks, it is the hampering, the friction, through which it can drive, because the wheels could not turn without friction. In reality, our bodily processes are what confronts our soul life in a hampering way, and these frictional processes are at the same time mirroring processes. When we are ready in our soul for something but have not yet managed to oil our machine well, then the awake day life is a good ‘brake shoe’. But when we leave our physical body, then our etheric body is able to bring what lives in our soul life to expression—and this will appear to us as something quite foreign as it is of a more subtle nature. Then, once it is strong enough, it forces itself into the dream life, as was the case with the composer. This has less to do with the daily interests than with the hidden interests, that lie more remote in the subtle foundations. For example, in the following—note, that I am just telling you something that has actually been observed—A woman dreams, and although she has children whom she loves very much, and a husband, who loves her extraordinarily, she experiences with great joy that she gets engaged for a second time and all related events she goes through. What does she dream? She dreams experiences that are very far from her current life, that she has once gone through but cannot recognise, because the normal interests of the day are only connected with the physical body. And, what has continued to live on in her etheric body will now, perhaps because a joyful emotion has triggered the dream, be mirrored by the etheric body through another event. A man dreams that he goes through childhood experiences, and these childhood experiences are wonderfully mirrored. One of these, especially important to him because it went close to his heart, causes him to wake up. At first the dream is very dear to him, but soon he falls asleep again and dreams on. A whole sum of unpleasant experiences now pass through his soul, and a particularly painful event wakes him up. All of this is extremely far from his present experiences. He gets up, and because he feels very shaken by the dream, walks around in the room for a while, but then he lies down again and now he has dream experiences, which he has not yet had. All events that he went through get muddled up, and he now experiences something completely new. The whole turns into a poem, which he can even write down and set to music afterwards. That is a very real fact. Now it shouldn’t be too difficult, with the concepts we have already gained, to imagine what has happened there. For a spiritual researcher it is thus; at a very specific moment in his life the man suffered a kind of break in his development—he had to give up something that lay in his soul. But even if he had to give it up, it did not disappear from his etheric body as a result of that. It was just that his ordinary interests were so strong that they pushed it back. And, where it was strong enough through inner elasticity, it forced itself out through the dream, because there the human being is freed from the hindrances of the awake day life. This means, that the respective man was truly once very close to reach what was expressed in the poem; but then it had been deadened. Thus we can see illustrated in our dreams the independence of our soul life from our outer bodily life. We must realise that this is proof that the idea of the mirroring of the soul life in the physical life is entirely justified. In particular, the circumstance that the interests in which we are involved do not engrave themselves in a straight line in our direct experience, shows us that apart from the life, as it is lived on a daily basis, there is another life running alongside, that I have called, for a more conscious, finer observation, a kind of awakening. In it lives everything that for our spiritual life is already abstract, immaterial like our conscience that is independent of physical life—everyone can feel this. Yet during our day life this other life turns out to be very limited by our daily interests. During sleep, our soul also reveals itself as being completely filled with its moral quality. There is a real living into the spiritual, what we can describe as a jolt, as an inner movement. What we call Spiritual Science research will result in something for us through which we can consciously settle into the world that the normal human being unconsciously settles into every time he falls asleep. People must gradually familiarise themselves with the fact that the world is far wider than what we can grasp with our senses and follow with our intellect; and that the sleep life is an area that we need because just our noblest organs, which serve our imaginative life, are worn out by our daily life. During sleep we restore them, so that they can face the world strong and vigorously and are able to mirror our soul life for us in the waking day life. Everything that is characteristic of the soul life could become clear to us through this. Who wouldn’t know that one feels wearied and tired after a good, deep sleep? People often complain about this; but it is not a symptom of an illness at all and is actually quite understandable. After all, the complete recovery through sleep only occurs an hour or an hour and a half later. Why? Because we have worked well on our organs, so that they are not only able to cope for a few more hours but for the whole day. And immediately after waking up we are not yet ready to use them, we first have to “grind them in.” Only after a while we can use them well. One should speak about a particular type of weariness in a certain way, saying that one could be happy that one can settle back into the reconditioned organs in an hour and a half. Because from sleep comes to us what we need—the architectural forces for the organs that have been worn out and used up during the day. So we may now say that our soul life is a life of independence, a life of which we have something like a reflection through our consciousness during our waking day life. Consciousness is a reflection of the interactions of the soul with its environment. During the waking day life we are lost to our surroundings, to something foreign, are devoted to something that is not ourselves. But during sleep—and this is the nature of sleep—we withdraw from all outer activity to work on ourselves. The comparison is apt; the ship which has served shipping while it was at sea will be rebuilt and repaired when it arrives in port. Someone who believes that during sleep nothing happens to us, could also think, that nothing needs to be done to the ship when it returns to port from a voyage. But when the ship sails again, he will see what happens, if it has not been repaired. This is how it would be if our soul did not work on us during sleep. We are brought back to ourselves when we sleep, while during the day life we are lost to the outside world. A normal human being is just not able to perceive what the soul is doing during sleep in the same way as he perceives the outside world during the day. In the lecture How to attain Knowledge of the Higher World? we will see that also in the spirit a mirror image can be attained as a realisation, through which man can then come to perception in the higher worlds. All this illustrates that the soul, just when it is not conscious of itself and knows nothing of its own activity, but is busy with itself, works on itself, and independently of the physicality, obtains those forces which serve precisely to build up the body. Thus we may summarise what we have said, and characterise the nature of the soul with words that from the knowledge of the nature of sleep can build a kind of foundation for many things in Spiritual Science:
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57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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One learns to recognize what he will one day become, if Spiritual Science or Anthroposophy will illuminate Goethe's esoteric poetry, where he speaks of the spiritual world from his own experiences. |
57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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One idea Goethe had for his ‘Faust’ was that at the end of Part II, Act 3, Mephistopheles, who in this Act had worn the mask of Phorkyas, should step in front of the curtain, take off the mask, descend from the Kothurni and deliver a kind of Epilogue. The idea, as the now meaningless stage instruction tells us, was that this Epilogue was to indicate the manner in which the final figure of Faust was to be taken. The words Mephistopheles was to speak as Commentator are not in ‘Faust,’ but they have been preserved on a single sheet among Goethe's literary remains. Through the mouth of Mephistopheles Goethe seeks to tell the public in a not unhumorous way what attitude to adopt towards his Faust. These words are worthy of notice, and in a certain respect to-day's study is to be conducted in their spirit. They refer to Euphorion who was born in some spirit fashion, and jumps and hops about immediately after his birth and utters ‘a tender word.’ In this way these words refer to him:
Thus all such explanations as rest on a basis of old traditions are to be straightway excluded. On the contrary, an explanation is demanded drawn from the depths of spirit-life. Therefore also Mephistopheles says: ‘We say it also, and the true disciple of the newer symbolism will agree.’ If you read carefully Part II of ‘Faust,’ you will know that Goethe is rich in word-construction in this poem, and that we must not therefore cavil at what appears to be ungrammatical. Here in this sentence is clearly expressed that the man who understands Faust rightly in Goethe's sense, also sees that deeper things lie behind. But everything that rests on study or might lead to a merely symbolic explanation is discouraged. The demand is that the explanation of Faust is to depend on the faithful discipleship which is aware of the spiritual experience which we may call ‘experience in the sense of the new Spiritual Science.’ ‘The true disciple of the newer symbolism’ is the commentator of Faust in Goethe's sense. Thus it is to be done by drawing direct from spirit-life; and Goethe no doubt here betrays that he has put something into it which made it possible for him to get away from old symbols and to coin new and independent symbols out of direct spirit-life. If we want to compare the presentation of the spiritual world in the two parts of ‘Faust,’ we might say that Part I presents to a large extent the fruits of knowledge—the outer influences on one who has dim ideas of the spiritual world, and who tries to enter it through reading all kinds of things and conducting all kinds of experiments. Part I contains this studied view of the supernatural world. Part II contains experience, living experience, and if you understand rightly, you know that it can derive only from a personality which has learnt to know the reality of the spiritual, supernatural worlds behind the physical world. Truly, Goethe was consistent in his presentation, although some things in Part II are so dissimilar from Part I. What he had learnt in Part I, he experienced in Part II, he has seen it. He was in the spiritual, supernatural world: he indicates this, too, clearly enough, where in Part I he makes Faust say:
Goethe can point—from personal knowledge—to what he sees who ‘bathes his breast in morning-red,’ in order to await the rising of the spiritual sun. We find in the whole of Part I—no doubt you realize it from yesterday's discourse—an energetic upward-striving of Faust the student, to this dawn, but we also find clearly indicated that the path is nowhere traversed in a satisfactory way. Now how does Part II begin? Is the advice of the wise man, ‘to bathe the breast in morning-red,’ carried out in one respect? We find Faust ‘bedded on flowery turf, fatigued, restless, endeavouring to sleep,’ surrounded by spiritual beings. We find him withdrawn from all physical vision, veiled in sleep. Beings from the spiritual world are busy with his spirit, which is withdrawn from the physical world. Marvellously and forcefully we are told what direction Faust's soul takes in order to grow into the spiritual world. Then we are shown how his soul really does grow into that world which is described as the spiritual world in the ‘Prologue in Heaven,’ in Part I. Goethe says from deep experience what was always told the pupil in the School of Pythagoras, that he who enters the spiritual world is met by the secret music of the universe:
This must be the music from the worlds of the spiritual life, if they are to be depicted as they are. What is said here of the ‘music of the spheres’ is not a poetic image, nor a metaphor, but a truth, and Goethe remains consistent to it, in that Faust, withdrawn from the physical world, now proceeds to grow, like an initiate, into that world from which this music comes. Therefore, in the scene where at the beginning of Part II Faust is withdrawn into the spiritual world, it is written again:
Would that those people who think that they can understand a poem only if they can say ‘Such things must be taken as the poet's images, created by right of poetic licence’—would that they would cease to call these things realistic. The physical sun makes no sound! It is the spiritual sun behind the physical which sounds in the ears of him who is entering the spiritual life. They are spiritual, not physical sounds. In this passage, again, we hear the sounds of thousands of years harmonizing. Unconsciously he who can follow the course of the human spirit through thousands of years will be reminded in this passage of some great words spoken thousands of years ago; words spoken by one who through his initiation knew that what appears to us as the physical sun is the expression of the sun-spirit and the sun-soul, as the physical human body is the expression of the human spirit and the human soul. He looked up to the spiritual sun and called it ‘Ahura Mazdao,’ ‘The great sun-aura.’ We are reminded of Zarathustra, who, looking thus at the sun, and feeling the world full of spirit, spoke the great and powerful words: ‘I want to speak! Listen to me, all ye who from far or near, desire to listen: Mark well, for He will be revealed. No more shall the False Teacher destroy the world—he who has professed evil faiths with his tongue. I shall speak of what is the highest in the world, what He, the Great, Ahura Mazdao, has taught me. Whosoever will not hear His Words, as I speak them, will suffer misery when the Earth-Cycle is fulfilled!’ Before the spiritual sun rises in the soul, the learner must bathe in the dawn which precedes it. Hence the words of the Wise Man: ‘Disciple, up! untiring hasten to bathe thy breast in morning-red!’ Does Faust, the disciple, do this? After the spiritual beings which surrounded him had been busy with him while his soul was for a time withdrawn from his body, he awakes as a changed man. The soul has entered the body, so that he has a dim idea, or he bathes in the morning-red, of the rising sun of the spirit:
Faust now feels also that he has awakened in that world, into which he has been translated during his unconsciousness, and he bathes his earthly breast in the morning-red. But it is only the beginning of the journey. He feels that he is at the gate of initiation, and thereupon he cannot yet bear the direct vision of the spiritual sun:
Wherefore he sees at first the world of the spiritual—but still, as we shall see in a moment, as a symbol.
This is Faust bathing his earthly breast in the morning-red, in order to prepare himself to look straight at the spiritual sun, which rises at initiation. Now Faust is to go into the great world with the gifts he has received as one approaching illumination. It might be thought remarkable that Faust is now transplanted to the Imperial Court, when he is in the midst of all kinds of masques and revels. All the same, these masques and pranks contain deep truths and are everywhere significant. It is not possible to enter upon this significance to-day. It will be in any case the task of this study to bring out only a few moments from the whole content of Part II of ‘Faust’ Many lectures would have to be given, if we wanted to throw light on everything. We shall say only this about the general idea of these Masque scenes: For a man who surveys human life with an enlightened eye, certain words will have a different meaning from what they have in ordinary external life. Such a man, steeping himself in the whole great course of human evolution, knows that such words as ‘Folk spirit’ (Volksgeist), ‘Time-spirit’ (Zeitgeist), are not mere abstractions. He sees in the spiritual world the true and real beings corresponding to what one ordinarily calls abstractly ‘Folk spirit and Time-spirit.’1 Thus, since he has the vision, it is made clear to Faust as he enters the great world where decisions affecting the world are made from a Court, that in all these happenings there are supernatural powers at work. Outside in the physical world one can observe only individual people and the laws they have. In the spiritual world there are beings behind all that. Whereas people are under the impression that what they do is prompted by their own souls, and that they make their own resolutions, human acts and human thoughts are really pervaded and permeated by beings from the supernatural world—national spirits, time-spirits, and so on. People think they are free to make resolves, to think and to form ideas, but they are guided by spiritual beings behind the physical world. What men call their understanding, by which they believe they can control the course of time, is the expression of spiritual beings behind. Thus, the whole Masque, which is to have some meaning, becomes for Faust the expression of the fact that one can realize how in the course of world-events a part is played by powers originating in those beings which Faust met already in Part I, originating, in short, in Mephistopheles. Man is surrounded by such spiritual beings, towering above him. Thus Mephistopheles appears at the turn of the modern age as that being which prompts the human intellect to the discovery of paper money. And Goethe presents the whole affair with a certain humour: how the same spirit, the same intellect which in man is bound to the physical instrument of the brain, when inspired by the related spirit which lets nothing count but the physical, gives rise to such phenomena as can control the world—phenomena however which have an importance only for the physical world. In this way the deeper sense of development is indicated precisely in this Masque and mummery. But we are soon led out of the world which lies before us, where we are shown the part played by supernatural powers, and into the really spiritual world. After it has been made rich, the Court wishes to be amused by the presentation of figures from ancient history. Paris and Helena are to be conjured up from the past. Mephistopheles, who belongs to those powers of the spiritual world which inspired the discovery of paper money, cannot penetrate to the worlds which give rise to the whole deeper development of men. Faust carries in him the soul and spirit which can penetrate these spiritual worlds. For he is the disciple who has bathed the earthly breast in the morning-red, and we are shown how Faust has already experienced something which can be looked upon as the first stage of clairvoyance—the stage completed by the clairvoyant when he has put his soul through the appropriate exercises. There are certain exercises which the student has to perform, in meditation, concentration, and so on, which are set him in occult-scientific symbols, in which he steeps himself, whereby the soul, withdrawing from the physical and etheric body, is transfigured in the night, as it at first becomes clairvoyant in the spiritual world. What is it that the student experiences here, when he has received the effect of those exercises? The first stage of clairvoyance is something which can bring people to a condition of great confusion. We shall see best why this is if we look at what are sometimes called the ‘dangers of initiation.’ Living in the physical world of the senses, one sees the objects round one in sharp contours, outlined in space, and the human soul makes halt at or attaches itself to these firm outlines, which one finds everywhere, filling the soul when it gives itself to sense-phenomena. Now just imagine for a moment all these objects round you becoming misty, losing their contours, merging into each other, becoming like cloud-pictures. It is something like this in the world into which the clairvoyant enters after the first exercises have taken effect. For he arrives at what is behind the whole sense-world, what lies behind all matter, what gives rise to the sense-world. He arrives at the stage where the spiritual world first approaches him. If you think how, in the mountains, crystals form themselves out of their mother-substances into their shapes and lines, so is it, roughly, when the clairvoyant human being comes into the spiritual world. At first it all appears confusing if the student is not sufficiently prepared. But the figures of the physical world grow out of this chaotic world, like the crystal shapes out of their mother-substance. At first the spiritual world is experienced like the mother-substances of the physical world. Into this realm man enters by the gates of death. The images, indeed, will take on other, fixed shapes, when the clairvoyant is further developed, shapes which are interwoven with those outlines which exist in the spiritual world, and which resound with what we have called in the spiritual sense, the music of the spheres. The clairvoyant experiences this after a time, but at first it is all confusing. Still, into this realm enters man. Now if the images of Helena and Paris are to be brought up, it must be from this world. Faust alone, who has bathed the earthly breast in the morning-red, and found the entrance to the spiritual world, can step into this world, Mephistopheles cannot. He can achieve only what the world of reason can achieve. He can go as far as the key that opens the spiritual realm. But Faust has the confidence and certainty that he will find there what he seeks: the everlasting, the permanent residue when the physical form of man is dissolved at death into its elements. Now it is wonderful how we are told the way in which Faust is to descend into the spiritual realm. The introduction already shows us that the man who depicts it is well acquainted with the facts—as well as with the perceptions and feeling which come over anyone who really knows these things and does not merely play at them. It all stood in grand manner before Goethe's soul—all that exists of this world of feeling when the seed for initiation, described yesterday, was opened by a particular event. He read a passage in Plutarch, where is described how the city of Engyium seeks an alliance with Carthage. Nicias, the friend of the Romans, is to be arrested. But he poses as a man possessed. The pro-Carthaginians want to seize him, but they hear these words from his mouth: ‘The Mothers, the Mothers press hard on me!’ That was a cry which in old times one heard only from a man who was in a condition of clairvoyance and withdrawn from the physical world. Nicias could be regarded either as a fool, as one possessed, or as a clairvoyant. But how could this be known? Because he said what those who had some knowledge of the spiritual world recognized. At the utterance of: ‘It is the Mothers who press hard on me!’ the citizens realize that he is not possessed, but inspired; that he can say something as a real witness which can be learnt in the spiritual world—and so he remains unmolested. On reading this scene, there is released in Goethe's soul something which had been sown as the kernel of initiation already during his Frankfort period. He knew what it meant to penetrate into the spiritual world. Hence also the words put into the mouth of Faust, when Mephistopheles speaks of the ‘Mothers,’ Faust shudders. He knows what it means—that lie touches on a holy but forbidden kingdom, forbidden, that is, for him who is not sufficiently prepared. Mephistopheles, indeed knows also of this realm, that he may not enter it unprepared. Hence the words: ‘Unwilling I reveal a loftier mystery.’ Still, Faust must descend into this kingdom in order to bring to pass what has to be brought to pass—into this kingdom where one sees what is otherwise firm and solid in transfigurations of eternal being. Here the spiritual sense catches sight behind the physical forms of the sense-world of what penetrates into this sense-world to maintain in it its sharp outlines. And then Mephistopheles says, describing this realm as it appears to all who step into it:
One cannot depict more vividly a real experience of a man truly initiated. The things ‘long ere this dissipated’ will be found in this world, when it is presented thus. ‘To shapeless forms of liberated spheres,’ i.e., into that realm where the forms of the sense-world are no more, where they do not exist, which is ‘liberated’ from them—there where ‘what long ere this was dissipated’ does exist—into this realm Faust is to betake himself. And when one reads ‘There whirls the press, like clouds on clouds unfolding,’ one recognizes again something which is characteristic in the highest degree. Let us think of the entry into the supernatural world as a gate. Before one enters, the soul has to be prepared by means of worthy symbols. One of these is taken from the appearance of the rising sun, and completes the image of bathing the earthly breast in the morning-red: the sun making a particular triangle round itself. The soul goes through this symbol and experiences its after-effects when it has passed through the gate, when it is within, in the spiritual world. Hence these effects: ‘There whirls the press, like clouds on clouds unfolding.’ Every word would be a living proof of what this scene is meant to be: Faust's penetration to the first stages of the supernatural world, which you find called the ‘imaginative world.’ When Goethe presented this, he was not obliged to compound a picture of the spiritual world from old Indian or Egyptian descriptions; he was able to put down quite realistically what he himself had experienced; and this he did. Now Faust brings up the ‘glowing tripod,’ round which the Mothers sit, the sources of existence in the spiritual world. With its help Faust is able to conjure up Paris and Helena before men, and to present pictures from the spiritual world. It would lead too far to explain in detail the important symbol of the glowing tripod. We are concerned to show how a kind of initiation is really depicted in Part II of ‘Faust.’ But we see how carefully and correctly Goethe proceeds by the fact that he shows us the way into the spiritual world which he only who is worthy can tread slowly and with resignation. He shows us that Faust is not even yet worthy enough. Only he is worthy to enter the spiritual world who has put off everything that is connected with narrow personality so that no wishes or desires, arising from it, any longer exist. This is apparently to say little, but in truth it is saying a great deal. For usually between what is sought and what is to be achieved by the cancellation of all personal wishes and desires, there lies not only one human life, but many. Goethe shows with the certainty of knowledge that Faust is not yet worthy. Desire awakes in him; he wants to embrace Helena from a personal desire. Whereupon the whole thing collapses—it vanishes. He has committed a sin against the spiritual world. He cannot hold her. He must penetrate further into the spiritual world. And so we see him in the course of Part II going further on his way. We see him after being ‘paralysed by Helena’ again in another state of consciousness, withdrawn from the physical body and fallen into sleep; and how something happens around him which as it were clambers from the sense-world into the supersense-world. What this is shows us nothing other than that Faust, once again withdrawn from the physical world, experiences something which can only with full consciousness be experienced in the supersense-world. What he has now to go through is the complete growth of man. He must go through those mighty events which take place behind the scenes of the stage of the physical world, so that he really can behold what he wants to behold. Helena must be brought back again into the physical world, she must be reincarnated into a new body. When he brings back the merely imaginative image from the spiritual world the whole thing breaks down. He must go deeper. We see him now overcoming a second stage. In this state in which he is put we now see how the consciousness gradually lives upward from the sense-world into the supersense-world. This is done in a poetically masterly way. It is not a case of marvelling at the reality of it, for that is explained simply by the fact that Goethe depicts Part II of ‘Faust’ from his own experience. But the way is masterly in which Goethe represents the secret of Helena's becoming mortal, it is also poetic. Whoever is acquainted with the elementary truths of Spiritual Science, knows that man, in assuming life on our earth, brings with him an eternal, spiritual part from quite other realms, that this spiritual part is combined below with the physical hereditary line, taken from the physical-sense-world and bequeathed finally by father and mother. On the whole—taking the various parts of man altogether without entering more precisely upon human nature—we may say that in man are combined something eternal and something earthly. The eternal part, going on from life to life, which descends from the spiritual world to be embodied in a physical form—this we call ‘spirit.’ And in order that this spirit can combine with physical matter, there must be an intermediate part, and this in terms of Spiritual Science is the soul. Thus spirit, soul and body are combined in the formation of a human being. Now Faust with his increased consciousness is to experience how these parts of human nature combine. The spirit descends from spiritual spheres, gradually surrounds itself with the soul which is derived from the psychic world, and then draws the physical covering round itself in accordance with the laws of the physical world. If one knows the principle which attaches itself as ‘soul’ around the spirit, and often called by us the ‘astral body,’ if one knows what is between spirit and body, one has that intermediate member, which as it were binds together spirit and body. The spirit Faust finds in the realm of the Mothers. He knows already where to look for it, whence it comes, when it betakes itself into a new embodiment. But he has yet to learn how the tie is formed, when the spirit comes into the physical world. And now we are shown in that remarkable scene, how, starting from the sense-world and touching the boundary of the supersense-world, the ‘Homunculus’ is produced in Wagner's laboratory. Mephistopheles himself has a hand in it, and we are told in spirited words that only the conditions of his creation are provided by Wagner. Thus this remarkable figure, the Homunculus comes into being, assisted as it were by the spiritual world. Much thought has been spent on this Homunculus. But thinking and speculating on such things lead nowhere. The problem who he is can be solved only by real creation out of Spiritual Science. To those who spoke of him in the Middle Ages he was no other than a definite form of the astral body. This scene is not to be pictured in the sphere of sense—but in such a way that it must be thought of as quite removed into the spiritual world. You must follow all the events in Faust's condition of consciousness. The way in which the Homunculus is described in the subsequent scenes shows him to be really the representative of the astral body.
That is the characteristic of the astral body, and he says of himself:
an astral figure, which cannot stay still, compelled to live in continuous activity. He must be taken away to those spheres, where he can actually combine spirit and body. And now we see the creation of man, which Faust experiences, represented to us in the ‘Classical Walpurgis-Night.’ There we are shown the sum of all the powers and beings which are active behind the physical-sense-world, and spirits from the physical world are continually being interspersed, which have trained their souls so far that they have grown together with the spiritual world, and that they are at the same time conscious in the spiritual world. The two great philosophers Anaxagoras and Thales are figures of this kind. The Homunculus wishes to find out from them how one can come to be, how one can proceed to a physical form, when one is spiritual. All the figures which we see in this ‘Classical Walpurgis-Night’ are there to assist—figures of the realization of the astral body which is ready to enter the material, physical world. If one could follow it all exactly, every detail would be a proof of its meaning. The Homunculus seeks information from Proteus and Nereus as to how he can enter the physical world. He is shown how he can wrap himself in the elements of matter, and how the spiritual qualities are in him—viz., how the soul gradually betakes itself into the physical-sense elements—through that which has played its part in the realms of nature kingdoms. We are shown how the soul has to traverse again the states of the mineral, the plant and the animal realms, in order to rise to human shape:
that is, in the mineral realm; then you must go through the plant realm. Goethe, indeed, invents an expression for it, which does not otherwise exist. He makes the Homunculus say: ‘Es grunelt so:’2
It is pointed out to him what road he has to take till a physical body is formed by degrees round him. Finally comes the moment of love. Eros will complete the whole. Thales gives the advice:
Then, when the Homunculus has entered upon the physical world, he loses his qualities, the ego becomes his master!
So says Proteus—i.e., at an end with the astral body which has not yet penetrated into the human realm. Goethe's whole theory of nature, with its relationship between all life, and its metamorphosic development from the incomplete to the complete appears here in the picture. The spirit can at first be only like a seed in the world. It must pour itself into matter, into the elements, and dive below in them, in order to assume from them a higher form. The Homunculus is shattered on Galatea's shell-chariot. He dissolves into the elements. It is a marvellous presentation of the moment when the astral body has enwrapped itself in a body of physical matter—and can now live as man. These are experiences Faust goes through while he is in another state of consciousness, a condition outside the body. He is becoming gradually ready to behold the secrets lying behind physical-material existence. And now he is able to behold the spirit of Helena, from the realm of things ‘long ere this dissipated’ appearing in bodily shape before him. We have in Act 3 of Part II the re-embodiment of Helena. Goethe represents the idea of re-incarnation cryptically—as he had to in his day; how spirit, soul and body unite from the three realms, to form a human being—and before us stands the re-incarnated Helena. We must of course remember that, since he is a poet, Goethe presents in pictorial form the experience of the clairvoyant consciousness. Wherefore we must not rush in with heavy-fisted criticism and ask: ‘Is Helena now really re-incarnated?’ We must keep in mind that a poet is speaking of what he has himself experienced in spiritual worlds. In this way Faust, after having conquered a new stage of life, is able to experience harmony with what is ‘long ere this dissipated,’ the union with Helena. We see now how a being springs from the union of the human soul with the spiritual when the soul has raised itself up into higher worlds; a child of the spirit, subject not to the laws of the sense-world, but to the laws of the spiritual world: Euphorion. We shall understand what springs from the union of the raised spirit with the sense-world if we remember the previously-quoted passage from the proposed Epilogue of Mephistopheles-Phorkyas at the end of Act III, and if we realize that Goethe has in ‘Euphorion’ put in traits which belong to Byron, whom he much honoured. In doing so he may, after all, apply the laws of the spiritual world to it, since he is concerned with events in the spiritual world. And so Euphorion, though scarce conceived, may be already born and at once jump about and stir himself and say spirited things. Once more we see how strictly and conscientiously Goethe takes the entry into the spiritual world. In his aspiration for supernatural worlds, Faust is far beyond his present experiences. But even so he is not free from those powers from which he must liberate himself, if his soul is to unite completely with the spiritual world. He is not free from what Mephistopheles mixes into these spiritual experiences. Faust is what one calls a mystic, who—in the Helena-Euphorion scene—lives and moves completely in the spiritual world. But because he has not yet scaled the necessary step which makes him capable of being absorbed entirely by the spiritual world, so, once more, what he can experience in it escapes him: viz., Helena and Euphorion. What he had brought by his experience from the spiritual world eludes him yet again. He has become capable of living in the spiritual world, of experiencing Euphorion, the child of the spirit, who springs from the marriage between the human soul and the world-spirit—but it escapes him again and vanishes. Now there sounds from the depths a remarkable call. He is now like a mystic, stumbling for a time, one who has had a glimpse into the spiritual world and knows what it is like, but could not remain, and sees himself suddenly cast out again into the material world: he feels his soul to be the mother of what was born from the spiritual world, but what he has born sinks again into the spiritual world, and it is as if it were to call out to the soul itself:
as if the human soul had to follow into the realm which has once more disappeared. Faust retains nothing more than Helena's robe and veil. The man who goes deeper into the meaning of such things, knows what Goethe meant with the ‘robe and veil;’ it is so exactly what remains when one has once peeped into the spiritual world and has then had to withdraw. There remains with one what is nothing else but the abstraction, the ideas, which stretch from epoch to epoch—nothing else but robe and veil of spiritual powers which endure from age to age. So the mystic is again thrust out for a time and confined to his thoughts, like the intelligent historian, with everywhere robe and veil which carry him from age to age. These ideas are not unfruitful; for him who is limited to the sense-world, they are very much of a necessity. For him, who has already a feeling and an experience of the spiritual world, they contain another importance. They stand out dry and abstract for the man who in any case is an abstractionist, but the man who has once been touched by the spiritual world—even if he grasps only these abstract ideas—is carried by them through the world into quite another age, in which he can again experience something of the effect of the powers throughout the great world. Faust is transplanted again into the world he once before experienced at the Court. He sees again how the beings, in whose deeds man is only embedded, play the chief part. He sees again how supernatural threads are spun, and how the same power which he knows as Mephistopheles helps to spin them. So his life passes once more from the sense-world into the super-sense—he learns how powers worm themselves into our sense-world which we see out there in the world of nature, how Mephistopheles leads, as it were, the spirits behind the forces of nature on to the battlefield: ‘Hill-folk,’ he calls them. The powers behind the material world are represented as if the hills themselves bring their people into the war. But here is a life that stands on a subordinate plane. This participation of a world that lies below the realm of man, though directed by spiritual forces, is here plainly depicted. There follows, grandly shown, the description of the part played by the historical forces, which are real forces for the spiritual spectator. Out of the old armouries and storerooms where lie the old helmets, come those beings of whom the abstractionist would say they are ‘historical ideas’—of whom, however, he who can look into it knows that they live in the spiritual world. And we see how Faust in his higher state of consciousness is led to the great powers in history, we see these powers of history arise and being led into the field. Faust's consciousness is to be raised still higher. The whole world must appear to him spiritualized—all the events we see around us, which the ordinary abstractionist describes only with his understanding, for being limited to a physical brain, he imagines he has done everything when he describes the externals. But all this is connected, and is guided and directed by supernatural beings and forces. When man's life is carried in this way to spiritual heights, he discovers the whole might of that which is to drag him down again into the material world. He gets to know in a remarkable manner him whom he has not quite got to know before. So it is now with Faust. He stands now at an important point in his inner development: he has to complete the journey: Mephistopheles is involved in everything he has seen up to now. He can be free from Mephistopheles—from those spiritual forces which bind man to the sense-world, and try to prevent his liberation—only when he accosts Mephistopheles as the Tempter. There where the world with its realms, nature and history with its spirituality confront Faust, he experiences something in which the man who understands these things can without difficulty recognize from what depths Goethe spoke. The ‘Tempter,’ who would drag man down when he has risen a certain way into the spiritual world, comes to man and tries to give him false feelings and sensations concerning what he sees in the supernatural world. The approach of the Tempter to man is presented in the grand manner. He is the same who came to the Christ and promised him all the kingdoms of the world and their glories. Something like this happens to the man who has entered into the spiritual world. He is promised by the Tempter the world with all its glories. What does this mean? Nothing else than that he may not believe that anything of this world could still belong to his narrow egoism. That all personality with its egoistic wishes and desires must be thrust away, that the ‘Tempter’ must be overcome, Goethe points out through Mephistopheles in such a way that it may be a touchstone for us of what his meaning is:
One might say that Goethe points out with these words, more than clearly enough for those who refuse to understand, what he really intends, in order to represent also this important stage in the spiritual growth of man. Then Faust succeeds in so far overcoming the egoism of persona! wish and desire, that he dedicates all his activity to that piece of land with which he has been enfeoffed. He does not desire possession of this land—he does not desire fame—nothing of all that—he wants only to devote himself to work for other people:
We must take these words to mean that personal egoism gradually departs from the human soul. For no one who has not overcome this personal egoism, can really reach the last stage, which Goethe still wants to depict. So he shows Faust at the point where the garments of human personal egoism fall away like scales, where Faust gives himself absolutely to the spiritual, where in fact all the frippery of fame and external honours in the world are nothing more to him. But one thing Faust has not even yet overcome. And again we see from a spiritual point of view deep, deep into Goethe's heart, as he now describes what happens next. Faust has become a selfless man up to a point. He has learnt what it means to say: ‘The act is all, the glory is nothing.’ He has learnt to say: ‘I desire to be active. My activity must flow out into the world—I will have nothing as reward for this activity!’ But in one small incident it is revealed that his egoism has not completely disappeared. On his wide territories there stands an old cottage on rising ground, in which lives an old couple, Philemon and Baucis. In all things Faust's egoism has disappeared, except with regard to this cottage. Here there is a last remnant of egoism which speaks in his soul. What he could do with this rising ground! He could stand up there and survey at a glance the fruits of his labour—and rejoice at what he had accomplished! That is a last bit of egoism, the enjoyment in a physical survey. Gratification in a commanding material view, that remains to him still. He must get beyond. Nothing of desire and comfort, i.e., of direct surrender to the outer world, with which egoism is connected, may remain in his soul. And once more we see Faust in touch with spiritual forces. In the ‘Midnight’ scene, enter four Grey Women. They come up near to him. Three of them, Want, Guilt and Necessity cannot do anything to him, but now something emerges which belongs to the experiences of the Way of Initiation. Along the Way of Initiation there is a secret connection between all that a man's egoism can make him do and that attitude of soul which is expressed by the word ‘Care.’ In that man who is far enough to look selflessly into the spiritual world, there is no care. Care is the companion of egoisms. And as little as some can perhaps believe that when Care is present, egoism has not disappeared, so true is it that on the long, self-denying path into the spiritual world, egoism must completely vanish. If man steps into the spiritual world and brings with him into it any trace of egoism, Care comes and reveals itself as a disturbing power. Here we have something of the dangers of initiation. In the material world, the kindly powers of the spiritual world take care to see that the power of Care cannot thus come near human beings. But the moment they grow together with the spiritual world, and learn to know powers which are at play there, such things as Care become disturbing forces. Some things may have been overcome by means of the keys which lead into the spiritual world, but Care slips through all key-holes. To be sure, if man is far enough, and faces Care bravely, Care becomes a power that can remove from him this last remnant of egoism. Faust goes blind. Why? He goes blind because the power of the last bit of egoism remaining in him is cancelled by the power of Care. The last possibility of personal enjoyment is removed. It gets darker and darker all round. Now his soul feels the last remnant of egoism when he has ordered the cottage to be pulled down, from whose site the selfish pleasure of satisfaction in his work could have been derived.
Now Faust's soul belongs to that world over which Care and all the disturbing elements which vex the body have no power, and he experiences what those about to be initiated into the spiritual world experience. He takes part as an outside observer, in events which he does not experience in the physical world, his own death and burial. He looks down from the spiritual world upon the physical world and upon all that happens to him as if it were another. The events concern now only those powers which are in the physical world. It would take us far to explain how Goethe now makes the ‘Lemures’ appear, which consist only of sinews and bones, so that they have no soul; they represent man at the stage before he has received a soul. But Faust himself is carried into the spiritual world. We see Mephistopheles fighting a last battle for Faust's soul—a significant and remarkable battle. If one were to divide this battle up into its details one would see what a deep knowledge of the spiritual world Goethe had. There lies the dying Faust. Mephistopheles fights for the soul. He knows that this soul can leave the body at several places. Here there is much to be learnt by those who read in one or other handbook how the soul leaves the body. Goethe is further. He knows that it is not always the same place, but that the soul's departure from the body in death depends entirely on the state of development of the person. He knows that the soul, while in the body, receives a shape corresponding to the body only because of the elastic power of love. Mephistopheles believes Faust's soul to be ready for the Kingdom of darkness. In that case it could have only the shape he describes as a ‘hideous worm.’ When a soul has given itself to its own powers, it can have only a shape expressing its virtues or vices. If Faust's soul were ripe for the Kingdom of darkness, its shape would have been as Mephistopheles thought. But now it is developed and is carried away, because its virtues are such as correspond to the spiritual world and spiritual worlds take possession of it. Next we meet those people who are, so to speak, the connecting units between the physical and the spiritual world, who stand as initiates in the physical world and range with their spirit into the spiritual world: supernatural men of experience and observers—so they are introduced to us. Goethe tells in his poem that he has inscribed as ‘Symbolum’ how two voices resound out of the spiritual world:
Here also Goethe is consistent with his knowledge. He represents the spirits which are not incarnate in the material world. But first he represents those to whom the name ‘Masters’ is often applied, who are incarnate in the material world. He represents them in the garb which was the handiest in his day, as ‘Pater Ecstaticus,’ ‘Pater Seraphicus,’ and ‘Pater Profundus.’ Concerning this he said to Eckermann: ‘In any case you will allow that the ending, where the rescued soul rises to heaven, was very difficult to do, and that I might have easily lost myself in vagueness with such supernatural, scarcely guessable things, unless I gave my poetic intentions a delimiting form and firmness by means of the sharply-outlined, ecclesiastical figures and ideas.’ Whoever heard here the lectures on ‘Christian Initiation’ will recognize again to what extent Goethe was initiated into those things. Thus Faust's soul rises through the regions, through which those souls have passed which have grown accustomed to the spiritual world and are active in it, and assist in bringing other souls into it. And then we see how Goethe lays down, so to speak, his ‘credo’—that ‘credo’ which marks him as a member of that spiritual-scientific stream, which has also so often been spoken of here, especially in the lecture ‘Where and how does one find the Spirit’3 in which an example was given of how man ‘lives’ himself into the spiritual world. There was mentioned the ‘black Cross with the red roses.’ Powers are awakened in the soul when man yields himself to this ‘Cross of roses,’ which represents in the black cross the sinking down of the sense world and in the red roses the blossoming up of the spiritual world. It represents what the abstract words say:
What man attains through spiritual understanding, through the power of the red roses, Goethe was well aware, and he confesses it: the red roses fall down from the spiritual world, as the immortal part of Faust is taken up. And so we see how Goethe really shows us the path of the human soul into the spiritual world. Some things could be presented only sketchily. For there is something peculiar about this ‘Faust’ of Goethe: it becomes deeper and even deeper, the more one grows into it, and only then one learns what Goethe can become for humanity. One learns to recognize what he will one day become, if Spiritual Science or Anthroposophy will illuminate Goethe's esoteric poetry, where he speaks of the spiritual world from his own experiences. Goethe depicts realistically what he knows to be facts of the spiritual world. This second Part of Faust is a realistic Poem—closed of course to those who do not know that the spiritual worlds are realities.4 What we have are not ‘symbols,’ but only a poetic clothing up of quite realistic, albeit supernatural events, such as the soul experiences when it becomes one with the world that is its original home; when it feels itself possessed, not of knowledge which is only an abstraction, a growing together with sense observation or abstract understanding, but of knowledge which is a real fact of the spiritual world. Certainly one will for a long time yet be far from an understanding of Goethe's ‘Faust;’ for one will first have to learn the language of ‘Faust’ if one wants to get inside it. One can take up commentary after commentary: not only once are the words explained by otherwise quite clever people. As Wagner sees the ‘Homunculus’ sprouting in the retort, he says—(you can read in commentaries what his words are supposed to mean):
I say it as wrongly as all those since Goethe have said, who make it mean that Wagner has the conviction that the Homunculus will come into being: ‘The conviction in Wagner is working clearer!’ And the explainers of ‘Faust’ imagine they can ladle out the whole of its depth with such trivialities! Certainly our age, which has also another word coined by Goethe in its mouth, viz. ‘superman,’ without grasping its deeper meaning, could not explain these words otherwise. Their true meaning, however, is this: that which is conceived in the physical world is a ‘conception’ (‘Zeugung ‘); that which is conceived here in the astral world is a ‘super-conception,’ (Uberzeugung—conviction). One has first to learn how to read Goethe, when like all great minds, he makes his own words. Then one will be able to measure the whole earnestness, out of which the Faust arose. Then one will, above all, not commit the triviality of understanding the final words of Faust to mean by ‘eternal-feminine,’ something which has to do with the feminine in the sense-world. The ‘eternal-feminine’ is that power in the soul which lets itself be fertilized by the spiritual world, and thereby grows together in its clairvoyant and magical deeds with the spiritual world. What can be fertilized there is this ‘eternal-feminine’ in every human being, which draws him up to the spheres of the eternal; and Goethe has depicted in Faust this course of growth of the eternal feminine into spiritual worlds. Look round in the physical world: we really see everything properly for the first time, when we see in it, not the true reality, but a symbol of eternity. This eternity is experienced by the soul when it passes the gates into the spiritual world. There it experiences what can be explained in matter-of-fact sense terms, if they are used in a quite special way. On this point Goethe has also expressed himself—and as a great warning for all who of set opinion insist in abstractions concerning something or other. In two successive poems Goethe has expressed, like a great exhortation to mankind, that when someone speaks of a thing in the spiritual world, he can express it in diametrically opposite views. In the first poem he says:
While he here gives utterance to the thought of his ‘eternal flux’ philosophy, he says immediately afterwards in the next poem:
While the opposite thoughts of the sense-world are used as the contrasted reflexions of the super-sense world, the latter cannot be described in terms of the former. Material words are always insufficient when used in a special sense. So we see how Goethe, while representing the ‘indescribable’ from the most diverse sides, causes it to be done before the eyes of the spirit. What is ‘unattainable’ for the material world is within the reach of spiritual vision, if the soul schools itself in that part which can be developed by means of the powers which Spiritual Science can give it. It is not for nothing that Goethe makes that work in which he has exposed the most exquisite and richest of his experiences, ring forth in a ‘Chorus Mysticus,’ which of course must contain nothing trivial. For in this Chorus Mysticus he points out to us how that which is indescribable in material words is done, when the language of imagery is used: how the soul, by means of the eternal womanhood in it is drawn into the spiritual world.
In such words could Goethe speak of the way to the spiritual world. In such words could he speak of the powers of the soul, which when developed, lead mankind step by step into the spiritual world.
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58. Metamorphoses of the Soul: Paths of Experience I: The Mission of Truth
22 Oct 1909, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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Anything we think out in advance must prove itself in practice: it must yield results that can be recognised in the external world. The truths of Spiritual Science or Anthroposophy are of this kind. They cannot be found by observing external experience. For example, no findings in the realm of outer Nature can establish the truth we have often dwelt on in connection with the immortal kernel of man's being: the truth that the human Ego appears again and again on earth in successive incarnations. |
58. Metamorphoses of the Soul: Paths of Experience I: The Mission of Truth
22 Oct 1909, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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We were able to close our lecture on the Mission of Anger (illustrated in Prometheus Bound) with the saying of Heraclitus: “Never will you find the boundaries of the soul, by whatever paths you search for them; so all-embracing is the soul's being.” We came to know this depth in the working and interplay of the powers of the soul; and the truth of the saying came home to us especially when we turned our attention to the most deeply inward part of man's being. Man is most spiritual in his Ego, and that was our starting-point. The Ego complements those other elements of man's being which he has in common with minerals, plants and animals. He has his physical body in common with minerals, plants and animals; his etheric body in common with animals and plants; his astral body in common with animals. Through his Ego he first becomes man in the true sense and is able to progress from stage to stage. It is the Ego that works upon the other members of his being; it cleanses and purifies the instincts, inclinations, desires and passions of the astral body, and will lead the etheric and physical bodies on to ever-higher stages. But if we look at the Ego, we find that this high member of man's being is imprisoned, as it were, between two extremes. Through his Ego, man is intended to become increasingly a being who has a firm centre in himself. His thoughts, feelings and will-impulses should spring from this centre. The more he has a firm and well-endowed centre in himself, the more will he have to give to the world; the stronger and richer will be his activities and everything that goes out from him. If he is unable to find this central point in himself, he will be in danger of losing himself through a misconceived activity of his Ego. He would lose himself in the world and go ineffectually through life. Or he may lapse into the other extreme. Just as he may lose himself if he fails to strengthen and enrich his Ego, so, if he thinks of nothing but developing his Ego, he may fall into the other extreme of selfish isolation from all human community. Here, on this other side, we find egoism, with its hardening and secluding influence, which can divert the Ego from its proper path. The Ego is confined within these two extremes. In considering the human soul, we called three of its members the Sentient Soul, the Intellectual Soul and the Consciousness Soul. We also came to recognise—surprisingly, perhaps, for many people—that anger acts as a kind of educator of the Sentient Soul. A one-sided view of the lecture on the mission of anger could give scope for many objections. But if we go into the underlying significance of this view of anger, we shall find in it an answer to many important riddles of life. In what sense is anger an educator of the soul—especially the Sentient Soul—and a forerunner of love? Is it not true that anger tends to make a man lose control of himself and engage in wild, immoral and loveless behaviour? If we are thinking only of wild, unjustified outbursts of anger, we shall get a false idea of what the mission of anger is. It is not through unjustified outbreaks of anger that anger educates the soul, but through its inward action on the soul. Let us again imagine two teachers faced with children who have done something wrong. One teacher will burst into anger and hastily impose a penalty. The other teacher, though unable to break out into anger, is also incapable of acting rightly, with perfect tranquility, out of his Ego, in the sense described yesterday. How will the behaviour of two such teachers differ? An outburst of anger by one of them involves more than the penalty imposed on the child. Anger agitates the soul and works upon it in such a way as to destroy selfishness. Anger acts like a poison on selfishness, and we find that in time it gradually transforms the powers of the soul and makes it capable of love. On the other hand, if a teacher has not yet attained inner tranquility and yet inflicts a coldly calculated penalty, he will—since anger will not work in him as a counteracting poison—become increasingly a cold egoist. Anger works inwardly and can be regarded as a regulator for unjustified outbursts of selfishness. Anger must be there or it could not be fought against. In overcoming anger the soul continually improves itself. If a man insists on getting something done that he considers right and loses his temper over it, his anger will dampen the egoistic forces in his soul; it reduces their effective power. Just because anger is overcome and a man frees himself from it and rises above it, his selflessness will be enhanced and the selflessness of his Ego continually strengthened. The scene of this interplay between anger and the Ego is the Sentient Soul. A different interplay between the soul and other experiences takes its course in the Intellectual Soul. Although the soul has attributes which it must overcome in order to rise above them, it must also develop inwardly certain forces which it should love and cherish, however spontaneously they may arise. They are forces to which the soul may initially yield, so that, when it finally asserts itself, it is not weakened, but strengthened, by the experience. If a man were incapable of anger when called upon to assert himself in action, he would be the weaker for it. It is just when a man lovingly immerses himself in his own soul that his soul is strengthened and an ascent to higher stages of the Ego comes within reach. The outstanding element that the soul may love within itself, leading not to egoism but to selflessness, is truth. Truth educates the Intellectual Soul. While anger is an attribute of the soul that must be overcome if a man is to rise to higher stages, truth should be loved and valued from the start. An inward cultivation of truth is essential for the progress of the soul. How is it that devotion to truth leads man upwards from stage to stage? The opposites of truth are falsehood and error. We shall see how man progresses in so far as he overcomes falsehood and error and pursues truth as his great ideal. A higher truth must be the aim of man's endeavour, while he treats anger as an enemy to be increasingly abolished. He must love truth and feel himself most intimately united with it. Nevertheless, eminent poets and thinkers have rightly claimed that full possession of truth is beyond human reach. Lessing,21 for example, says that pure truth is not for men, but only a perpetual striving towards it. He speaks of truth as a distant goddess whom men may approach but never reach. When the nature of truth stirs the soul to strive for it, the soul can be impelled to rise from stage to stage. Since there is this everlasting search for truth, and since truth is so manifold in meaning, all we can reasonably say is that man must set out to grasp truth and to kindle in himself a genuine sense of truth. Hence we cannot speak of a single, all-embracing truth. In this lecture we will consider the idea of truth in its right sense, and it will become clear that by cultivating a sense of truth in his inner life man will be imbued with a progressive power that leads him to selflessness. Man strives towards truth; but when people try to form views concerning one thing or another, we find that in the most varied realms of life conflicting opinions are advanced. When we see what different people take for truth, we might think that the striving for truth leads inevitably to the most contradictory views and standpoints. However, if we look impartially at the facts, we shall find guidelines which show how it is that men who are all seeking truth, arrive at such a diversity of opinions. Let us take an example. The American multimillionaire, Harriman,22 who died recently, was a rarity among millionaires in concerning himself with thoughts of general human interest. His aphorisms, found after his death, include a remarkable statement. He wrote: No man in this world is indispensable. When one goes, another is there to take his place. When I lay down my work, another will come and take it up. The railways will continue running, dividends will be paid; and so, strictly speaking, it is with all men. This millionaire, accordingly, rose to the point of declaring as a generally valid truth—no man is indispensable! Let us compare this statement with a remark by a man who worked for many years in Berlin and gained great distinction through his lecture courses on the lives of Michelangelo, Raphael and Goethe—I mean the art-historian Herman Grimm.23 When Treitschke24 died, Herman Grimm wrote of him roughly as follows: Now Treitschke is gone, and people only now realise what he accomplished. No-one can take his place and continue his work in the same way. A feeling prevails that in the circle where he taught, everything is changed. Note that Herman Grimm did not add the words, so it is with all men. Here we have two men, the American millionaire and Herman Grimm, who arrive at exactly opposite truths. How does this come about? If we carefully compare the two statements, we shall find a clue. Bear in mind that Harriman says pointedly: When I lay down my work, someone else will continue it. He does not get away from himself. The other thinker, Herman Grimm, leaves himself entirely out of account. He does not speak about himself, or ask what sort of opinions or truths others might gain from him. He merges himself in his subject. Anyone with a feeling for the matter will have no doubt as to which of the two spoke truth. We need only ask—who carried on Goethe's work when he laid it down? We can feel that Harriman's reflections suffer from the fact that he fails to get away from himself. Up to a point we may conclude that it is prejudicial to truth if someone in search of truth cannot get away from himself. Truth is best served when the seeker leaves himself out of the reckoning. Would it be true to say, then, that truth is already something that gives us a view (Ansicht) of things? A view, in the sense of an opinion, is a thought which reflects the outer world. When we form a thought or reach a decision about something, does it follow that we have a true picture of it? Suppose you take a photograph of a remarkable tree. Does the photograph give a true picture of the tree? It shows the tree from one side only, not the whole reality of the tree. No-one could form a true image of the tree from this one photograph. How could anyone who has not seen the tree be brought nearer to the truth of it? If the tree were photographed from four sides, he could collate the photographs and arrive finally at a true picture of the tree, not dependent on a particular standpoint. Now let us apply this example to human beings. A man who leaves himself out of account when forming a view of something is doing much the same as the photographer who goes all round the tree. He eliminates himself by conscious action. When we form an opinion or take a certain view, we must realise that all such opinions depend on our personal standpoint, our habits of mind and our individuality. If we then try to eliminate these influences from our search for truth, we shall be acting as the photographer did in our example. The first condition for acquiring a genuine sense of truth is that we should get away from ourselves and see clearly how much depends on our personal point of view. If the American multimillionaire had got away from himself he would have known that there was a difference between him and other men. An example from everyday life has shown us, that if a man fails to realise how much his personal standpoint or point of departure influences his views, he will arrive at narrow opinions, not at the truth. This is apparent also on a wider scale. Anyone who looks at the true spiritual evolution of mankind, and compares all the various “truths” that have arisen in the course of time, will find—if he looks deeply enough—that when people pronounce a “truth” they ought first of all to get away from their individual outlooks. It will then become clear that the most varied opinions concerning truth are advanced because men have not recognised to what extent their views are restricted by their personal standpoints. A less familiar example may lead to a deeper understanding of this matter. If we want to learn more about beauty, we turn to aesthetics, which deals with the forms of beauty. Beauty is something we encounter in the outer world. How can we learn the truth about it? Here again we must free ourselves from the restrictions imposed by our personal characteristics. Take for example the 19th century German thinker, Solger.25 He wished to investigate the nature of beauty in accordance with his idea of truth. He could not deny that we meet with beauty in the external world; but he was a man with a one-sided theosophical outlook, and this was reflected in his theory of aesthetics. His interest in a beautiful picture was confined to the shining through it of the only kind of spirituality he recognised. For him, an object was beautiful only in so far as the spiritual was manifest through it. Solger was a one-sided theosophist; he sought to explain sense-perceptible phenomena in terms of the super-sensible; but he forgot that sense-perceptible reality has a justified existence on its own account. Unable to escape from his preconceptions, he sought to attain to the spiritual by way of a misconceived theosophy. Another writer on aesthetics, Robert Zimmermann,26 came to an exactly opposite conclusion. As against Solger's misconceived theosophical aesthetics, Zimmermann based his aesthetics on a misconceived anti-theosophical outlook. His sole concern was with symmetry and anti-symmetry, harmony and discord. He had no interest in going beyond the beautiful to that which manifests through it. So his aesthetics were as one-sided as Solger’s. Every striving for truth can be vitiated if the seeker fails to recognise that he must first endeavour to get away from himself. This can be achieved only gradually; but the primary, inexorable demand is, that if we are to advance towards truth we must leave ourselves out of account and quite forget ourselves. Truth has a unique characteristic: a man can strive for it while remaining entirely within himself and yet—while living in his Ego—he can acquire something which, fundamentally speaking, has nothing to do with the egoistic ego. Whenever a man tries in life to get his own way in some matter, this is an expression of his egoism. Whenever he wants to force on others something he thinks right and loses his temper over it, that is an expression of his self-seeking. This self-seeking must be subdued before he can attain to truth. Truth is something we experience in our most inward being—and yet it liberates us increasingly from ourselves. Of course, it is essential that nothing save the love of truth should enter into our striving for it. If passions, instincts and desires, from which the Sentient Soul must be cleansed before the Intellectual Soul can strive for truth, come into it, they will prevent a man from getting away from himself and will keep his Ego tied to a fixed viewpoint. In the search for truth, the only passion that must not be discarded is love. Truth is a lofty goal. This is shown by the fact that truth, in the sense intended here, is recognised today in one limited realm only. It is only in the realm of mathematics that humanity in general has reached the goal of truth, for here men have curbed their passions and desires and kept them out of the way. Why are all men agreed that three times three makes nine and not ten? Because no emotion comes into it, Men would agree on the highest truths if they had gone as far with them as they have with mathematics. The truths of mathematics are grasped in the inmost soul, and because they are grasped in this way, we possess them. We would still possess them if a hundred or a thousand people were to contradict us; we would still know that three times three makes nine because we have grasped this fact inwardly. If the hundred or thousand people who take a different view were to get away from themselves, they would come to the same truth. What, then, is the way to mutual understanding and unity for mankind? We understand one another in the field of reckoning and counting because here we have met the conditions required. Peace, concord and harmony will prevail among men to the extent that they find truth. That is the essential thing: that we should seek for truth as something to be found only in our own deepest being; and should know that truth ever and again draws men together, because from the innermost depth of every human soul its light shines forth. So is truth the leader of mankind towards unity and mutual understanding, and also the precursor of justice and love. Truth is a precursor we must cherish, while the other precursor, anger, that we came to know yesterday, must be overcome if we are to be led by it away from selfishness. That is the mission of truth: to become the object of increasing love and care and devotion on our part. Inasmuch as we devote ourselves inwardly to truth, our true self gains in strength and will enable us to cast off self-interest. Anger weakens us; truth strengthens us. Truth is a stern goddess; she demands to be at the centre of a unique love in our souls. If man fails to get away from himself and his desires and prefers something else to her, she takes immediate revenge. The English poet Coleridge has rightly indicated how a man should stand towards truth. If, he says, a man loves Christianity more than truth, he will soon find that he loves his own Christian sect more than Christianity, and then he will find that he loves himself more than his sect. Very much is implicit in these words. Above all, they signify that to strive against truth leads to humanly degrading egoism. Love of truth is the only love that sets the Ego free. And directly man gives priority to anything else, he falls inevitably into self-seeking. Herein lies the great and most serious importance of truth for the education of the human soul. Truth conforms to no man, and only by devotion to truth can truth be found. Directly man prefers himself and his own opinions to the truth, he becomes anti-social and alienates himself from the human community. Look at people who make no attempt to love truth for its own sake but parade their own opinions as the truth: they care for nothing but the content of their own souls and are the most intolerant. Those who love truth in terms of their own views and opinions will not suffer anyone to reach truth along a quite different path. They put every obstacle in the way of anyone with different abilities, who comes to opinions unlike their own. Hence the conflicts that so often arise in life. An honest striving for truth leads to human understanding, but the love of truth for the sake of one's own personality leads to intolerance and the destruction of other people's freedom. Truth is experienced in the Intellectual Soul. It can be sought for and attained through personal effort only by beings capable of thought. Inasmuch as truth is acquired by thinking, we must realise very clearly that there are two kinds of truth. First we have the truth that comes from observing the world of Nature around us and investigating it bit by bit in order to discover its truths, laws and wisdom. When we contemplate the whole range of our experience of the world in this way, we come to the kind of truth that can be called the truth derived from “reflective” thinking—we first observe the world and then think about our findings. We saw yesterday that the entire realm of Nature is permeated with wisdom, and that wisdom lives in all natural things. In a plant there lives the idea of the plant, and this we can arrive at by reflective thought. Similarly, we can discern the wisdom that lives in the plant. By thus looking out on the world we can infer that the world is born of wisdom, and that through the activity of our thinking we can rediscover the element that enters into the creation of the world. That is the kind of truth to be gained by reflective thought. There are also other truths. These cannot be gained by reflective thought, but only by going beyond everything that can be learnt from the outer world. In ordinary life we can see at once that when a man constructs a tool or some other instrument, he has to formulate laws that are not part of the outer world. For example, no-one could learn from the outer world how to construct a clock, for the laws of Nature are not so arranged as to provide for the appearance of clocks as a natural product. That is a second kind of truth: we come to it by thinking out something not given to us by observation or experience of the outer world. Hence there are these two kinds of truth, and they must be kept strictly apart, one derived from reflective thought and the other from “creative” thought. How can a truth of this second kind be verified? The inventor of a clock can easily prove that he had thought it out correctly. He has to show that the clock does what he expects. Anything we think out in advance must prove itself in practice: it must yield results that can be recognised in the external world. The truths of Spiritual Science or Anthroposophy are of this kind. They cannot be found by observing external experience. For example, no findings in the realm of outer Nature can establish the truth we have often dwelt on in connection with the immortal kernel of man's being: the truth that the human Ego appears again and again on earth in successive incarnations. Anyone who wishes to acquire this truth must raise himself above ordinary experience. He must grasp in his soul a truth that has then to be made real in outer life. A truth of this kind cannot be proved in the same way as truths of the first kind, gained by what we have called reflective thought. It can be proven only by showing how it applies to life and is reflected there. If we look at life with the knowledge that the soul repeatedly returns and ever and again goes through a series of events and experiences between birth and death, we shall find how much satisfaction, how much strength and fruitfulness, these thoughts can bring. Or again, if we ask how the soul of a child can be helped to develop and grow stronger, if we presuppose that an eternally existent soul is here working its way into a new life, then this truth will shine in on us and give proof of its fruitfulness in daily experience. Any other proofs are false. The only way in which a truth of this kind can be confirmed is by giving proof of its validity in daily life. Hence there is a vast difference between these two kinds of truth. Those of the second kind are grasped in the spirit and then verified by observing their influence on outer life. What then is the educational effect of these two kinds of truth on the human soul? It makes a great difference whether a man devotes himself to truths that come from reflective thought or to those that come from creative thought. If we steep ourselves in the wisdom of Nature and create in ourselves a true reflection of it, we can rightly say that we have in ourselves something of the creative activity from which the life of Nature springs. But here a distinction must be made. The wisdom of Nature is directly creative and gives rise to the reality of Nature in all its fullness, but the truth we derive from thinking about Nature is only a passive image; in our thinking it has lost its power. We may indeed acquire a wide, open-minded picture of natural truth, but the creative, productive element is absent from it. Hence the immediate effect of this picture of truth on the development of the human Ego is desolating. The creative power of the Ego is crippled and devitalised; the Self loses strength and can no longer stand up to the world, if it is concerned only with reflective thoughts. Nothing else does so much to isolate the Ego, to make it withdraw into itself and look with hostility on the world. A man can become a cold egoist if he is intent only on investigating the outer world. Why does he want this knowledge? Does he mean to place it at the service of the Gods? If a man desires only this kind of truth, he wants it for himself, and he will be on the way to becoming a cold egoist and misogynist in later life. He will become a recluse or will sever himself from mankind in some other way, for he wants to possess the content of the world as his own truth. All forms of seclusion and hostility towards humanity can be found on this path. The soul becomes increasingly dried up and loses its sense of human fellowship. It becomes ever more impoverished, although the truth should enrich it. Whether a man turns into a recluse or a one-sided eccentric makes no difference; in both cases a hardening process will overtake his soul. Hence we see that the more a man confines himself to this kind of reflective thought, the less fruitful his soul will be. Let us try to understand why this is so. Consider the realms of nature and suppose that we have before us an array of plants. They have been formed by the living wisdom which calls forth their inherent productive power. Now an artist comes along. His soul receives the picture that Nature sets before him. He does not merely think about it; he opens himself to Nature's productive power and lets it work upon him. He creates a work of art which does not embody merely an act of thinking; it is imbued with productive power. Then comes someone who tries to get behind the picture and to extract a thought from it. He ponders over it. In this way its reality is filtered and impoverished. Now try to carry this process further. Once the soul has extracted a thought from the picture, it has finished with it. Nothing more can be done except to formulate thoughts about the thought—an absurd procedure which soon dries up. It is quite different with creative thinking. Here a man is himself productive. His thoughts take form as realities in outer life; here he is working after the example of Nature herself. That is how it is with a man who goes beyond mere observation and reflective thinking and allows something not to be gained from observation to arise in his soul. All spiritual-scientific truths require a productive disposition in the soul. In the case of these truths all mere reflective thinking is bad and leads to deception. But the truths attainable by creative thought are limited, for man is weak in the face of the creative wisdom of the world. There is no end to the things from which we can derive truths by reflective thought; but creative thought, although the field open to it is restricted, brings about a heightening of productive power; the soul is refreshed and its scope extended. Indeed, the soul becomes more and more inwardly divine, in so far as it reflects in itself an essential element of the divine creative activity in the world. So we have these two distinct kinds of truth, one reached by creative thought, the other by reflective thought. This latter kind, derived from the investigation of existent things or current experience, will always lead to abstractions; under its influence the soul is deprived of nourishment and tends to dry up. The truth that is not gained from immediate experience is creative; its strength helps man to find a place in the world where he can co-operate in shaping the future. The past can be approached only by reflective thought, while creative thought opens a way into the future. Man thus becomes a responsible creator of the future. He extends the power of his Ego into the future, in so far as he comes to possess not merely the truths derived from the past by reflective thinking, but also those that are gained by creative thinking and point towards the future. Herein lies the liberating influence of creative thinking. Anyone who is active in the striving for truth will soon find how he is impoverished by mere reflective thinking. He will come to understand how the devotee of reflective thinking fills his mind with phantom ideas and bloodless abstractions. Such a man may feel like an outcast, condemned to a mere savouring of truth and may come to doubt whether his spirit can play any part in shaping the world. On the other hand, a man who experiences a truth gained by creative thinking will find that it nourishes and warms his soul and gives it new strength for every stage in life. It fills him with joy when he is able to grasp truths of this kind and discovers that in bringing them to bear on the phenomena of life he can say to himself: Now I not only understand what is going on there, but I can explain it in the light of having known something of it previously. With the aid of spiritual-scientific truths we can now approach man himself. He cannot be understood merely by reflective thinking, but now we can comprehend him better and better, while our feeling of unity with the world and our interest in it are continually enhanced. We experience joy and satisfaction at every confirmation of spiritual-scientific truths that we encounter. This is what makes these truths so satisfying: we have first to grasp them before we can find them corroborated in actual life, and all the while they enrich us inwardly. We are drawn gradually into unity with the phenomena we experience. We get away more and more from ourselves, whereas reflective thinking leads to subtle forms of egoism. In order to find confirmation of truths gained by creative thinking we have to go out from ourselves and look for their application in all realms of life. It is these truths that liberate us from ourselves and imbue us in the highest degree with a sense of truth and a feeling for it. Feelings of this kind have been alive in every genuine seeker after truth. They were deeply present in the soul of Goethe when he declared: “Only that which is fruitful is true”—a magnificent, luminous saying of far—reaching import. But Goethe was also well aware that men must be closely united with truth if they are to understand one another. Nothing does more to estrange men from one another than a lack of concern for truth and the search for truth. Goethe also said: “A false doctrine cannot be refuted, for it rests on a conviction that the false is true.”27 Obviously there are falsities that can be logically disproved, but that is not what Goethe means. He is convinced that a false viewpoint cannot be refuted by logical conclusions, and that the fruitful application of truth in practical life should be our sole guide-line in our search for truth. It was because Goethe was so wonderfully united with truth that he was able to sketch the beautiful poetic drama, Pandora, which he began to write in 1807. Though only a fragment, Pandora is a ripe product of his creative genius—so powerful in every line, that anyone who responds to it must feel it to be an example of the purest, grandest art. We see in it how Goethe was able to make a start towards the greatest truths—but then lacked the strength to go further. The task was too arduous for him to carry through; but we have enough of it to get some idea of how deeply he had penetrated into the problems of spiritual education. He had a clear vision of everything that the soul has to overcome in order to rise higher; he understood everything we learnt yesterday about anger and the fettered Prometheus, and have learnt today about that other educator of the soul, the sense of truth. How closely related these two things are in their effects on the soul can be seen also in the facial expressions they call forth. Let us picture a man under the influence of anger, and another man upon whom truth is acting as an inward light. The first man is frowning—why? In such cases the brow is knitted because an excessive force is working inwardly, like a poison, to hold down a surplus of egoism which would like to destroy everything that exists alongside and separate from the man himself. In the clenched fist of anger we see the wrathful self closed up in itself and refusing to go forth into the outer world. Now compare this with the facial expression of someone who is discovering truth. When he perceives the light of truth, he too may frown, but in his case the wrinkled brow is a means whereby the soul expands, as though it would like to grasp and absorb the whole world with devoted love. Observe, too, the eyes of a man who is trying to overhear the world's secrets. His eyes are shining, as though to encompass everything around him in the outer world. He is released from himself; his hand is not clenched, but held out with a gesture that seeks to absorb the being of the world. The whole difference between anger and truth is thus expressed in human physiognomy and gesture. Anger thrusts the human being deeper into himself. If he strives for truth, his being expands into the outer world; and the more united he becomes with the outer world, the more he turns away from the truths gained by reflective thinking to those gained by creative thinking. Therefore, Goethe in his Pandora brings into opposition with each other certain characters who can be taken to represent forces at work in the human soul. They are intended to express symbolically the relationships between the characteristics and capacities of the soul. When you open Pandora, you come upon something remarkable and highly significant at the very start. On the side of Prometheus, the stage is loaded with tools and implements constructed by man. In all these, human energies have been at work, but in a certain sense it is all rough and ready. On the side of Epimetheus, the other Titan, there is a complete contrast. Here everything is perfectly finished; we see not so much what man creates, but a bringing together of what Nature has already produced. It is all the result of reflective thinking. Here we have combination and shaping, a symmetrical ordering of Nature's work. On the side of Prometheus, unsymmetry and roughness; on the side of Epimetheus, elegant and harmonious products of Nature, culminating in a view of a wonderful landscape. What does all this signify? We need only consider the two contrasted characters: Prometheus the creative thinker, Epimetheus the reflective thinker. With Prometheus we find the products mainly of creative thinking. Here, although man's powers are limited and clumsy, he is productive. He cannot yet shape his creations as perfectly as Nature shapes her own; but they are all the outcome of his own powers and tools. He is also deficient in feeling for scenes of natural beauty. On the side of Epimetheus, the reflective thinker, we see the heritage of the past, brought into symmetrical order by himself. And because he is a reflective thinker, we see in the background a beautiful landscape which gives its own special pleasure to the human eye. Epimetheus now comes forward and discloses his individual character. He explains that he is there to experience the past, and to reflect upon past occurrences and the visible world. But in his speech he reveals the dissatisfaction that this kind of attitude can at times call forth in the soul. He feels hardly any difference between day and night. In brief, the figure of Epimetheus shows us reflective thinking in its most extreme form. Then Prometheus comes forward carrying a torch and emerging from the darkness of night. Among his followers are smiths; they set to work on the man-made objects that are lying around, while Prometheus makes a remarkable statement that will not be misunderstood if we are alive to Goethe's meaning. The smiths extol productivity and welcome the fact that in the course of production many things have to be destroyed. In a one-sided way they extol fire. A man who is an all-round reflective thinker will not praise one thing at the expense of another. He casts his eye over the whole. Prometheus, however, says at once:
He extols precisely the fact that to be active entails the acceptance of limitations. In Nature, the right is established when the wrong destroys itself. But to the smiths Prometheus says: Carry on doing whatever can be done. He is the creative man; he emerges with his torch from the darkness of night in order to show how from the depths of his soul the truth gained by his creative thinking comes forth. Unlike Epimetheus, he is far from a dreamlike feeling that night and day are all one. Nor does he experience the world as a dream. For his soul has been at work, and in its own dark night it has grasped the thoughts which now emerge from it. They are no dreams, but truths for which the soul has bled. By this means the soul advances into the world and gains release from itself; but at the same time it incurs the danger of losing itself. This does not yet apply to Prometheus himself, but when a man introduces one-sidedness into the world, the danger appears among his descendants. Phileros, the son of Prometheus, is already inclined to love and cherish and enjoy the products of creative work, while his father Prometheus is still immersed in the stream of life's creative power. In Phileros we are shown the power of creative thinking developed in a one-sided way. He rushes out into life, not knowing where to search for enjoyment. Prometheus cannot pass on to his son his own fruitfully creative strength, and so Phileros appears incomprehensible to Epimetheus, who out of his own rich experience would like to counsel him on his headlong career. We are then magnificently shown what mere reflective thinking involves. This is connected with the myth that Zeus, having fettered Prometheus to the rock, imposes Pandora, the all-gifted, on mankind.
Prometheus had warned his brother against this gift from the gods. But Epimetheus, with his different character, accepts the gift, and when the earthen vessel is opened, all the afflictions that can befall mankind come pouring out. Only one thing is left in the vessel—Hope. Who, then, is Pandora and what does she signify? Truly a mystery of the soul is concealed in her. The fruits of reflective thinking are dead products, an abstract reflection of the mechanical thoughts forged by Hephaestus. This wisdom is powerless in the face of the universally creative wisdom from which the world has been born. What can this abstract reflection give to mankind? We have seen how this kind of truth can be sterile and can lay waste the soul, and we can understand how all the afflictions that fall on mankind come pouring out of Pandora's vessel. In Pandora we have to see truth without the powers of creativity, the truth of reflective thinking, a truth which builds up a mechanised thought-picture in the midst of the world's creative life. For the mere reflective thinker only one thing remains. While the creative thinker unites his Ego with the future and gets free from himself, the reflective thinker can look to the future only with hope, for he has no part in shaping it. He can only hope that things will happen. Goethe shows his deep comprehension of the myth by endowing the marriage of Epimetheus and Pandora with two children: Elpore (Hope) and Epimeleia (Care), who safeguards existing things. In fact, man has in his soul two offspring of dead, abstract, mechanically conceived truth. This kind of truth is unfruitful and cannot influence the future; it can only reflect what is already there. It leaves a man with nothing but the hope that what is true will duly come to pass. This is represented by Goethe with splendid realism in the figure of Elpore, who, if someone asks her whether this or that is going to happen, always gives the same answer, yes, yes. If a Promethean man were to stand before the world and speak of the future, he would say: “I hope for nothing. With my own forces I will shape the future.” But a reflective thinker can only reflect on the past and hope for the future; thus Elpore, when asked whether this or that will happen, replies always, yes, yes. We hear it again and again. In this way a daughter of reflective thinking is admirably characterised and her sterility is indicated. The other daughter of this reflective thinking, Epimeleia, is she who cares for existing things. She sets them all in symmetrical order and can add nothing from her own resources. But all things which fail to develop are increasingly liable to destruction; hence we see how anxiety about them continually mounts, and how through mere reflective thinking a destructive element finds its way into the world. This is wonderfully well indicated by Goethe when he makes Phileros fall in love with Epimeleia. We see him, burnt up with jealousy, pursuing Epimeleia, until she takes refuge from him with the Titan brothers. Strife and dissension come simultaneously on to the scene. Epimeleia complains that the person she loves is the very one to seek her life. Everything that Goethe goes on to say shows how deeply he had penetrated into the effects of creative thinking and reflective thinking on the soul. The creative thinking of the smiths is set in wonderful contrast to the outlook of the shepherds; whilst the latter take what Nature offers, the former work on the products of Nature and transform them. Therefore Prometheus says of the shepherds: they are seeking peace, but they will not find a peace that satisfies their souls:
For a wish merely to preserve things as they are leads only to the unproductive side of Nature. The truths which belong to creative thinking and reflective thinking respectively are thus set before us in the figures of Prometheus and Epimetheus, and in all the characters connected with them. They represent those soul-forces which can spring from an excessive, one-sided predilection for one or other way of striving after truth. And after we have seen how disastrous are the consequences of these extremes, we are shown finally the one and only remedy—the co-operation of the Titan brothers. The drama leads on to an outbreak of fire in a property owned by Epimetheus. Prometheus, who is prepared to demolish a building if it no longer serves its purpose, advises his brother to make all speed to the spot and do all he can to halt the destruction. But Epimetheus no longer cares for that; he is thinking about Pandora and is lost in his recollection of her. Interesting also is a dialogue between the brothers about her:
In every sentence spoken by Prometheus we see how mechanised, abstract limitations obsess his mind. Then Eos, the Dawn, appears. She is an unlit being who precedes and heralds the sun, but also contains its light within herself already. She does not simply emerge from the darkness of night; she represents a transition to something which has overcome night. Prometheus appears with his torch because he has just come out of the night. The artificial light he carries indicates how his creative work proceeds from the night's darkness. Epimetheus can indeed admire the sunlight and its gifts, but he experiences everything as in a dream. He is an example of pure reflective thinking. The way in which light can escape the attention of a soul absorbed in creative activity is shown by what Prometheus says in the light of day. His people, he says, are called upon not merely to observe the sun and the light, but to be themselves a source of illumination. Now Eos, Aurora, comes forward. She calls upon men to be active everywhere in doing right. Phileros, already having sought death, should unite with the forces which will make it possible for him to rescue himself. The smiths, who are working within the limits of their creative thinking, and the shepherds, who accept things as they are, are now joined by the fishermen. And we see how Eos gives them advice:
Then we are shown in a wonderful way how Phileros is rescued on the surging flood and unites his own strength with the strength of the waves. The active creative power in him is thus united with the creative power in Nature. So the elements of Prometheus and Epimetheus are reconciled. Thus Goethe offers a solution rich in promise, by showing how knowledge gained from nature by reflective thinking can be fired with productive energy by the creative thinking element. This latter acquires its rightful strength by receiving, in loyalty to truth, what the gods “up there” bestow:
The union of Prometheus and Epimetheus in the human soul will bring salvation for them and for mankind. The whole drama is intended to indicate that through an all-round grasping of truth the entire human race, and not only individuals, will find satisfaction. Goethe wished to show that an understanding of the real nature of truth will unite humanity and foster love and peace among men. Then Hope, also, is transformed in the soul—Hope who says yes to everything but is powerless to bring anything about. The poem was to have ended with the transformed Elpore, Elpore thraseia, coming forward to tell us that she is no longer a prophetess but is to be incorporated into the human soul, so that human beings would not merely cherish hopes for the future but would have the strength to co-operate in bringing about whatever their own productive power could create. To believe in the transformation wrought by truth upon the soul—that is the whole perfected truth which reconciles Prometheus and Epimetheus. Naturally, these sketchy indications can bring out only a little of all that can be drawn from the poem. The deep wisdom that called forth this fragment from Goethe will disclose itself first to those who approach it with the support of a spiritual-scientific way of thinking. They can experience a satisfying, redeeming power which flows out from the poem and quickens them. We must not fail to mention a remarkably beautiful phrase that Goethe included in his Pandora. He says that the divine wisdom which flows into the world must work in harmony with all that we are able to achieve through our own Promethean power of creative thinking. The element that comes to meet us in the world and teaches us what wisdom is, Goethe called the Word. That, which lives in the soul and must unite itself with the reflective thinking of Epimetheus, is the Deed of Prometheus. So the union of the Logos or Word with the Deed gives rise to the ideal that Goethe wished to set before us in his Pandora as the fruit of a life rich in experiences. Towards the end of the poem, Prometheus makes a remarkable statement: “A real man truly celebrates the deed.” This is the truth that remains hidden from the reflective thinking element in the soul. If we open ourselves to this whole poem, we can come to realise the heroic yearning for development felt by men such as Goethe, and the great modesty which prevents them from supposing that by reaching a certain stage they have done enough and need not try to go further. Goethe was an apprentice of life up to his last day, and always recognised that when a man has been enriched by an experience he must overcome what he has previously held to be true. When as a young man, Goethe was beginning to work on Faust, and had occasion to introduce some translations from the Bible, he decided that the words “In the beginning was the Word”, should be rendered as “in the beginning was the Deed”. At this same time he wrote a fragment on Prometheus.28 There we see the young Goethe as altogether active and Promethean, confident that simply by developing his own forces, not fructified by cosmic wisdom, he could progress. In his maturity, with a long experience of life behind him, he realised that it was wrong to underestimate the Word, and that Word and Deed must be united. In fact, Goethe revised parts of his Faust while he was writing his Pandora. We can understand how Goethe came by degrees to maturity only if we realise the nature of truth in all its forms. It will always be good for man if he wrestles his way to realising that truth can be apprehended only by degrees. Or take a genuine, honest, all-round seeker after truth who is called upon to bring forcibly before the world some truth he has discovered. It will be very good if he reminds himself that he has no grounds for pluming himself on this one account. There are no grounds at any time for remaining content with something already known. On the contrary, such knowledge as we have gained from our considerations yesterday and today should lead us to feel that, although the human being must stand firmly on the ground of the truth he has acquired and must be ready to defend it, he must from time to time withdraw into himself, as Goethe did. When he does this, the forces arising from the consciousness of the truth he has gained will endow him with a feeling for the right standards and for the standpoint he should make his own. From the enhanced consciousness of truth we should ever and again withdraw into ourselves and say, with Goethe: Much that we once discovered and took for truth is now only a dream, a dreamlike memory; and what we think today, will not survive when we put it to a deeper test. The words often spoken by Goethe to himself in relation to his own honest search for truth may well be echoed by every man in his solitary hours:
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