297. The Idea and Practice of Waldorf Education: The Art of Teaching and the Waldorf School
08 Sep 1920, Dornach Rudolf Steiner |
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Just because people imagine that anthroposophical researchers are people who conjure up all kinds of ideas that can be had quickly, that are quickly drawn from the imagination - just because people imagine this, that is why they misunderstand the paths that are to be taken from anthroposophy into the spiritual world. If one familiarizes oneself with the way in which man, in a self-education of his entire being, can alone come to open up within himself views of the spiritual world that are just as exact and certain as the results of natural science; only if one informs oneself about how long it takes to research relatively small, insignificant truths that are added to external-physical knowledge - let us say, for example, for the doctrine of human sense, for human anatomy or the like; only if one realizes how decades of research are often necessary for the most trivial little things in the field of spiritual science: then one will learn to understand that research in this field is by no means more convenient and easier than research in the clinical field, in the observatory, in the physics or chemistry laboratory. |
297. The Idea and Practice of Waldorf Education: The Art of Teaching and the Waldorf School
08 Sep 1920, Dornach Rudolf Steiner |
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First of all, I would like to express my warmest greetings to you, who have come here as the teachers from our immediate neighborhood. I am convinced that those who take an active interest in our Goetheanum and everything , will join me in wholeheartedly welcoming you on behalf of this Goetheanum and its workers and in expressing our great joy at having you here as our guests. It has been suggested that I should discuss a few things that have emerged, and in some cases already been put into practice, in the wake of our spiritual scientific endeavors for the pedagogical arts and for the school system, before our eurythmic performance. But before that, let me make a more general comment. You see, what is to emerge from our anthroposophically intended spiritual science in pedagogical and didactic terms still has, in principle, few truly understanding representatives in the world today; it has all the more uncomprehending opponents and just as many people who, due to the general state of mental sleep of humanity today, are indifferent to such endeavors. But just in the very last days, things have happened that may be considered as, I would say, a sign, as on the one hand, so to speak, through lonely personalities from the whole breadth of our civilized life, the outlook is opened up to what is to happen from this Goetheanum building in Dornach. I must describe it as an important fact, even if only as a symptom, that the old professor Spitta in Tübingen, who is so well known to us, and who has concluded his teaching activities in these days, has given his last lecture in such a way that it culminated in a discussion of the most eminent spiritual-scientific truth: the truth of repeated earth lives. But not so much that this university teacher, at the solemn moment of the conclusion of his university career, once again professed what he had actually held all his life – that does not even seem as significant to me as the other thing, that he said at this lecture: Gentlemen, just imagine what it would mean for human knowledge and, above all, for human action in the future if this view were to become more widespread. It is a significant mark of a man who has grown old in science and in the philosophy of the present day when he concludes his teaching career with such a confession! For one can well imagine that the terrible events of the time have made a very deep impression on such a personality and that precisely such a personality, in lonely thought, feels the need to say what could help today's declining humanity from the spirit, from the soul, which in turn could lead to a revival. You see, that is what I would like to say from one side: wherever there are discerning, feeling souls, the views that are represented here in a scientific context and that are also expected here to flow into all civilizational life of our time, can be seen at least as intuitions, which from here want to be represented in a scientific context and which are also expected here to be able to counteract the decline with a new dawn. But these are flashes of light that arise in isolated places. Those who observe them will perceive them as rare flashes of light, but they will recognize from them the striving, especially among the best of our time, for a renewal of spiritual life from very, very deep sources of the soul. This is, however, opposed by what arises today out of a certain not only drowsiness, but, to put it mildly, out of an enormous superficiality of our time; which arises out of a superficiality that often leads to frivolity, especially in circles that are publicly active in journalism, with regard to the great questions of existence and human life. And after I have shown you a flash of light, I would also like to show you, so to speak, some of the shadows, which, however, do not occur in isolation, but are widespread. I could cite hundreds of facts in support of the last assertion; but I will now present only one particularly characteristic one. One of our English friends has endeavored to arouse interest in London for what is to take place here in Dornach. He tried to place a very truthful and objective little article in what appears to be a respected journal – there are many such journals and newspapers at present. The journalist, who listened to the matter, with whom the gentleman in question was, a journalist from London, was very friendly and extremely accommodating. He promised to advocate the matter in such a way that a visit from about as many people as are here today to give us the pleasure of being here should be arranged from London. The journalist in question then said something about how transformative what he had been told was. I would like to read you something about this transformation as a document of the frivolity with which people speak today of that which they do not know — for the journalist naturally had no idea of what is going on here in Dornach. Something like this shows how little people today are inclined to respond at all when something wants to assert itself from a source that honestly believes it can counter decline with an ascent. So the following appears in a London magazine as the result of this interview, which the journalist conducted favorably:
So you see, this is how you treat something you don't know. This is the mood of the world today, these are the difficulties we have to fight against. Now, my dear attendees, spiritual science is there for many and it should – this will be shown above all in our autumn course, which is to open on 26 September – exert a fruitful influence on all possible branches of spiritual life. In spring, a more limited course here already showed how the medical-therapeutic field can be enriched by spiritual science. And it is the same for the most diverse fields. The outer form of the building itself is intended to bear witness to what can be artistically attempted through spiritual science that can be absorbed into our perceptions. But today I want to speak to you about the consequences that spiritual science can have in the field of education and teaching. I am not speaking to you about some kind of program that we would not give a damn about, nor am I speaking to you about some kind of theoretical pedagogical discussion. I am speaking to you about something that has already been put into practice during the school year at our “Freie Waldorfschule” in Stuttgart. This Free Waldorf School in Stuttgart was founded by Emil Molt. Its initial aim was to bring to life in practice what can arise from a development of what can be found in our spiritual science, above all, for a real understanding of man and thus also of the child. You see, it is particularly important to me that we already have a year of real school practice behind us. I attach particular importance to this because all of this spiritual science, as it is to be brought into the world from the Goetheanum in Dornach, would basically be nothing more than just another sectarian movement or some worldview theory or the like — there are already many such beautiful things in the world — if something else were not there; if this spiritual science, in particular, did not want something completely different from everything that comes into the world in this way. This spiritual science does not want to produce ideas for a new world view; this spiritual science does not want to be some kind of theory or even a new religious confession, as it has been slanderously accused of — the latter least of all. What it wants to be was not originally conceived with reference to any religious confession, but rather it was conceived with the scientific way of thinking and attitude of our time in mind. It was conceived as that which can be brought forth by the human spirit and soul in the form of knowledge, just as natural science, which has been so fruitful for our time, has been brought forth as knowledge for physical life. And this spiritual science is based on the fact that if one applies the right methods, which I have described in my books “The Secret Science in the Outline” and “How to Obtain Knowledge of Higher Worlds?”, one is able to gain just as certain knowledge, so enclosed, contoured knowledge about soul and spirit, as one can gain through the scientific methods of the present for the physical world. However, the work that needs to be done to arrive at spiritual scientific knowledge in a truly methodical way is no more comfortable or easier than the work that needs to be done in a chemistry or physics laboratory, at an observatory, or in a clinic. Just because people imagine that anthroposophical researchers are people who conjure up all kinds of ideas that can be had quickly, that are quickly drawn from the imagination - just because people imagine this, that is why they misunderstand the paths that are to be taken from anthroposophy into the spiritual world. If one familiarizes oneself with the way in which man, in a self-education of his entire being, can alone come to open up within himself views of the spiritual world that are just as exact and certain as the results of natural science; only if one informs oneself about how long it takes to research relatively small, insignificant truths that are added to external-physical knowledge - let us say, for example, for the doctrine of human sense, for human anatomy or the like; only if one realizes how decades of research are often necessary for the most trivial little things in the field of spiritual science: then one will learn to understand that research in this field is by no means more convenient and easier than research in the clinical field, in the observatory, in the physics or chemistry laboratory. But today one does not yet have the will to accept that there can be such research into the mind and soul. The intentions that have emerged over the last three to four centuries, and particularly in the 19th century, for scientific knowledge have been great and powerful. And I do not need to tell you what this scientific knowledge has brought to the world. But there is one thing I would like to mention: that anyone who stands firmly on the ground of our anthroposophically-based spiritual science will be the very last to disparage anything legitimate in scientific research. Because that is the first thing to be considered: that only those who are not dabbling or even lay in the scientific work of today can stand firm in the field of our spiritual science. Only when one has acquired scientific conscientiousness and scientifically rigorous research methods in the laboratory, in the observatory and so on, when one has educated oneself to the exactitude of research, only then has one awakened in oneself the inner moral world-view that is necessary to become a spiritual researcher. In the outer world, as one says, one always has the rough reality before one, which corrects one. If I am a bad bridge builder in theory and calculate a bridge badly, then the falling train will teach me that I have built my bridge badly. And so the correction is always there if one wants to apply the laws seen by the spirit in the outer physical reality. However, the further we ascend from the lower foundations of physical reality and approach the actual research of mind and soul, the more precarious its exploration of reality becomes. And if you were as strict in judging a doctor who has to rebuild destroyed health as you are in judging nature when it corrects a bad mechanic by means of a crashing train, you would not be able to proceed in the same way according to today's view. Because as a mechanic you can be checked by nature. Whether someone has died despite or even because of medicine - that's where things get a little shakier! And when one reaches the spiritual and psychic spheres, one must bring with one's inner conscientiousness and, above all, the most earnest and strict sense of truth if one wants to conduct supersensible research, for then it is easy to mistake fantasy for reality. But something very special happens when one acquires the method for spiritual research in this way through inner soul education and soul training. What happens is that one comes closer to the things of the world than one does as an external naturalist. For you see, that is precisely the remarkable thing about the more materialistic natural science of modern times: on the one hand, it places itself before the world of facts of the outer senses, but, by creating ideas for itself in natural laws, this outer sense world, it has increasingly become more and more intellectualized, theoretical, and divorced from reality, so that the newer researchers of worldviews no longer know how to connect the ideas they concoct with reality. They often research whether the ideas that man carries in his soul still have anything to do with external reality. This is the tragedy of the modern, scientifically oriented worldview: people may profess this worldview; they want to deal with reality, with mere external reality, and they come away from this external reality precisely through their ideas. They no longer have the living connection, the connection of the whole human being with living reality. They want to go for reality and grow out of reality. One arrives at abstract intellectualized soul content. And so it happens that the more man grows into materialism, the more he grows out of reality. If one now sets out on the path of spiritual research, one immediately has the inner experience: you immerse yourself in reality; you do not just stand there looking at your object, but you immerse yourself in this reality with your entire soul life; you become one with reality. That is why spiritual science, as it is meant here, can never exist without one beginning to love and loving more and more the thing one wants to know. Spiritual science is at the same time something that, when it asserts itself in our soul, permeates us with love for the world; which cannot be at all, even though it strives for mathematical clarity in the formulation and shaping of ideas, without seizing the whole human being, the feeling and the will. Therefore, I may say: the practical testing of what follows pedagogically and didactically from spiritual science is actually the only thing that can be valuable to us. Because talking about something, no matter how beautiful the theories are, when you are alienated from what you are talking about: that is basically easy and is the task that numerous world-view people and confession founders set themselves today. What is wanted here has nothing to do with that. Rather, it is precisely this immersion in reality and especially human reality that arises quite naturally in the wake of this spiritual science through nature, through the essence of this spiritual science. And so it comes about that, above all, what arises through this spiritual science is a more intimate knowledge of the human being itself. Such a recognition of the human being that the one who now stands before the developing human being, the child - before this wonderful world riddle that is born, that in the first days of its external existence shows us the wonderful construction of a physical organism out of the spiritual and soul in every moment , and then, as it grows up, shows us how everything is formed out of the inner being, out of the soul and spirit, that the person who is now confronted with this living mystery of the world, this developing human being, as a teacher or educator, grows together with his task in such a way that one can truly say: Spiritual science is then the fire through which love for education and teaching is directly awakened. That is the goal of all our striving here: to get to know the human being. But we cannot get to know the human being without getting to know him as he is becoming. And if we really want to get to know the human being as he is becoming, then we even have to enrich our language with a new word. For those who look a little deeper into the reality of life, all the languages of European civilization have only one word for the fundamental fact of life, and there should be two! They have one word. Now, if we go back to primeval times, to those times of human life that only old documents speak of in a mythical way, then we find something similar to what we need again: when we speak of the eternal, of the indestructible in the human being, as opposed to the destructible, perishable body. We need another word to accompany our word 'immortality', which points to the physical end of life; we need the word 'unborn'. For just as we pass through the gate of death with our eternal, spiritual part and live on in the spiritual world – a different life that can be seen through by spiritual research – we also step out of the spiritual world before we are born or conceived here, down to this physical embodiment on earth. We not only pass through the gate of death as immortals, but also come through the gate of birth as the unborn. We need the word 'unborn' in addition to the word 'immortal' if we want to fully grasp the human being in his essence. What I am hinting at here can be found in my writings, explained from all sides. I can only give you the main features, so to speak, because I want to show you what becomes of human life and human feeling if we want to make such a view fruitful. Imagine a teacher who, like our Waldorf teachers in Stuttgart, has gone through everything that can be experienced when spiritual science is allowed to take effect on the soul. Imagine him standing before the developing human being, the child. He has not only a gray theory, he has this as a living purpose in life: he says to himself, “The souls have descended from spiritual worlds, these souls on which I now have to work.” And now, from the pedagogy and didactics that follow from spiritual science, knowledge is imparted to him about how these souls can be treated from year to year, from month to month. And I may perhaps give you an idea, since you are all educators of young people, based on a small detail, which in my case is the result of more than three decades of research. This idea, if it does not remain an idea, does not remain a thought, but when it becomes a living activity in the educator and teacher, it evokes a remarkably stimulating relationship between the teacher and the pupil, between the educator and the child to be educated. You see, today in psychology there is much talk about the relationship between the physical and the spiritual. And there are theories that say how soul and body are to interact. But these things are not studied. We do not have the method of spiritual science by which one can study these things. Because one has to study them in detail. You cannot talk about the relationship between the human soul and the body by rambling in generalities, but you have to know all the details. Details of the soul affect details of the human body. I will only hint at which of the individual ideas around which the matter revolves I actually mean. We first observe the child before they start school. We know that they initially have what are known as milk teeth. From the age of six to eight, they then produce their permanent teeth. This is an extraordinarily important period in the life of someone who does not just observe the outer human being, but observes the whole human being through spiritual science. It is no coincidence that this period coincides with the one in which the child is handed over to the primary school. For what finally pushes through as teeth comes from forces that are present in the whole human being and are active in the whole human being; and that is, so to speak, the final point; when these second teeth appear, an end is put to something that has been active in the human organism until then. That which was active there has gone as far as the emergence of the teeth. Now, anyone who observes human life more deeply will find that, from a certain stage of human life onwards, memory, and in particular the ability to combine and to imagine, takes on a very specific structure. What later becomes intellectual life particularly emerges from this stage of life onwards. And if we now follow what takes place in the soul and spirit of the child up to the point in time when the second teeth mainly shoot out, if we follow this quite appropriately, as one follows a natural object under the microscope, what becomes of the soul when the teeth are out? then you discover that it is the same power that first flooded and permeated the organism and then emancipated itself from the organism and became free in the soul to become the intellectual faculty. You observe the child from the age of seven or nine, his life of soul and mind, and you say to yourself: What now emerges as mind has previously, when it was still in the subconscious, worked in the organism. That was active as soul in the body. I will now summarize something for you that, as I said, is the result of more than three decades of research. You have observed in a very concrete way how the soul works in the body, although it does not appear in its original, natural form until the first seven years. This is how it is everywhere with our spiritual science. Based on strict research principles, it talks about the relationship between soul and body, not philosophically and rambling, but according to concrete results, how the individual soul, in this case the mind, first worked on the body. We follow how the mind works inside the body and gradually organizes the body until the teeth have erupted. And so it can be done over and over again, and one can come to an understanding of the whole human body from the spiritual-soul realm. Here, theories are not constructed about the interaction of soul and body. Here, not only the human being present in a particular period of time is observed, but the whole human being is followed. One cannot ask: How do soul and body interact from birth to the change of teeth? For that which has been working there only appears externally from the seventh to the fourteenth year of life. Then a new epoch begins. And so, step by step, spiritual science is used to study what this human being actually is. This does not result in the abstract, grey theory of man that we are accustomed to finding in the usual textbooks and manuals; it gives us something that fills us with the realization of how we are filled with something in an individual, personal relationship with what we encounter in life and what interests us directly from life. This opens our eyes to the development of the human being, the child: how the soul of the child develops more and more in the outer body. And this ignites the will to approach this developing child in the pedagogically correct way. Then one acquires the ability to say how the developing child actually stands in relation to what is to be offered to him. You see, we teach our children to read and write. If we disregard certain primeval times of humanity, when reading and writing was still very close to human perception – I am only thinking of the old pictographic scripts – and look at our times, at our times of civilization – and we must, after all, live in them and educate ourselves in them – yes, what are our characters, what are our letters, if not something that is very far removed from the original, elementary, childlike experience! The child is actually introduced to a world that is quite foreign to him if he is to learn to read and write. It is not the same with arithmetic, because that is more human. Counting is much more closely related to the original and elementary human soul than reading and writing. Writing has developed further, and pictures have become signs through which one enters a foreign world. Now, based on our essential insights into human nature, we have planned for our Waldorf curriculum that the child, by being educated and taught in the primary school in the beginning, learns to write from the artistic comprehension of writing and then learns to read from writing. So we do not introduce the child to foreign characters, but we seek out the way from the child's nature – which gives us spiritual scientific guidance to recognize it more precisely: How does the hand want to move? What does the hand experience when it makes a stroke, an action? We let the child draw. We let the child develop what is connected with its elementary nature; and only from that do we develop the written characters. So we start from life and lead to the abstract. We avoid bringing the intellectual element to the fore in any way. We start from life. And we also start from life in such a way that, for example, we do not bring into the curriculum the kind of alternation that some people find so beneficial, where something different is done in every lesson. Instead, we work on a particular subject in the main lessons until the child has mastered it, until the child has understood it. Therefore, we do not have a curriculum of lessons, but for the main school subjects we have a curriculum that remains the same for about three months. Of course, this excludes languages and so on. And then we try to fit everything that needs to be learned into the time when the child can develop the subject of its own accord. For example, we try to study everything that follows from the fact that what has been working in the organism at first, then stops working when the teeth change, coming to fruition from year to year in the eighth, ninth, tenth year. We observe what we can teach the child in a particular year, starting from the very first rudiments of observation of nature and historical life. We try to put into practice what is often said today, but which must remain abstract. The pedagogy that we have today is not to be criticized. I have the highest regard for what is available in the way of theoretical education and pedagogical instructions. I do not believe that we can add anything essential to that. But in what we can add from spiritual science because it is a living thing, that is in awakening the pedagogical approach, the didactic, in the utilization of precise human knowledge in the child. Thus, if guided by the insights of spiritual science, one can carefully study how around the age of nine a very important phase takes place in the child's soul. Until then, the child is actually always in such a state that it does not differ significantly from the environment. Around the age of nine, the child begins to differ from the environment to such an extent that from then on we begin to talk about plants and animals quite differently than before. And history lessons should only be taught in a fairy-tale or legendary way, in a pictorial way. They should only be taught at all – even in the very early stages – after the child has learned to distinguish itself from its environment, so around the age of nine. Thus, through spiritual science, we strive to understand the human being in principle – not only in general pedagogical and didactic terms – and this shows us what we have to accomplish for the developing human being day after day. But all this still has something of thinking, of the conceptual, about it. Something much more important is the other. Just think about what it means for education if you take the view that we have before us in man only the highest being in the animal series, and we have to develop in him what he receives through physical birth. Through spiritual science, on the other hand, the teacher starts from the basis that A spiritual being has descended from the spiritual world; it has embodied itself in a physical human being. It has brought spiritual substance from the spiritual world and combined it with what comes from the hereditary stream. We have this whole living human puzzle before us and have to work on its development. — How one is overcome by a tremendous reverence for the developing human being! For awe-inspiring stands before us, what the gods have sent down to us from heaven to earth. And the second feeling that creeps up on us when we face the child is an enormous sense of responsibility; but a sense of responsibility that carries us, that really gives us strength and will to educate and teach. It is therefore something that can enter a person alive. I do not want to be misunderstood. What I mean is that what enters the human being as life – not as theory, not as theoretical pedagogy, not as doctrinaire pedagogy – that is what comes to us through spiritual science. For spiritual science does not just want to reflect the general life of the world in ideas; it wants to enable human beings to partake in this general life of the world. That is why things that arise from spiritual science play a role in educational activities that are based on it, and that we only really notice when we engage with this spiritual science. We often find ourselves in a position where we have to say something to children that initially goes beyond their understanding when we teach it to them in concepts. Let us assume that we want to teach a child about the nature of the immortal human soul. Those who have experience know how difficult this is if we want to take the matter responsibly and reverently. Let us assume – I want to start from a comparison – we look at a butterfly pupa. We say to the child: Look, the butterfly will fly out of this chrysalis; you will see the butterfly when it comes out of the chrysalis. It is the same with the human soul; the human soul leaves the chrysalis of the body at the moment of death. You just cannot see this soul. An image presents itself to the children. People often think that if someone does something in this way, it is the same as if someone else does it. Spiritual science shows us that this is not the case. If I have to think about it first to realize that the butterfly pupa with the butterfly flying out is an image for the immortal human soul, if I, because the child is more stupid than I am, I cobble together the image and bring it to him so that he can understand immortality – if you approach the child with this attitude, you are not teaching the child. Only if you believe in the image yourself, you are teaching the child the right thing. And I will be quite honest with you: for me, based on spiritual science, this is not a pieced-together image, but a fact; the human soul goes through what the butterfly shows in the image. And it is not my intellect that has found in this butterfly the image for immortality, but rather: at a lower level of nature, the same process is present. The image is made by nature, by the spirit of nature itself. I do not create the image, but I believe that in the butterfly emerging, nature's creative powers represent the same as the human soul leaving the body. I do not believe that the child is stupid and I am clever, but I place myself on the same level because I have honestly gained what I say to the child in consciousness. I must believe it to the same extent and in the same way that I want to teach it to the child. Then there is something imponderable, then it is really my soul and the child's soul, which at that moment are still connected by quite different forces than by the words that live in concepts and thoughts and theories. This connection with the developing child's soul through such things is often what matters. And again we see how, in recent times, many things have been misunderstood in a one-sided way. People have striven more and more to teach children only what they can understand. But in so doing they descend more and more into the most dreadful triviality. Just think how banal and ordinary things would have to be presented in order for a child to understand them! And when you look at the method books that describe how to teach children, you will be horrified at the banalities you are supposed to inflict on children. There is one thing that is so important and meaningful for human life that we simply do not know. When we get to know human life, it is like this: sometimes, perhaps at the age of thirty-five, we remember something we may have learned in the eighth year. If we have learned it correctly, from the right spirit, we know it as clearly as if it had happened yesterday. You also remember: You did not understand that, you accepted that on authority. — You felt that: I am younger, the teacher is older, he understands it, I do not understand it. Now, at thirty-five, the whole thing comes up again. Now you understand it because you have matured. Once people appreciate what it means when, in later life, you feel empowered by your own maturity to understand something that you used to believe only because you respected the person who told you, because he was an authority — if people would only grasp this, then they would also be able to appreciate what it means when spiritual science says: you have to look at the child as it develops up to about the age of seven, and you will find that the child is above all an imitator. It does everything that those around it do. This is a basic law of human nature developing during these years. You cannot educate by admonishment, but only by example, right down to the thoughts. Those who have impure thoughts in their childhood have a bad effect on children. For the souls have a subconscious connection. So, right down to the thoughts, everything is experienced by the child up to the change of teeth in an imitative way and is incorporated into the whole human being by imitation. But then, with the change of teeth, with the entry of the intellectual part of the soul, begins what the human soul wants until sexual maturity: devotion to an honored authority. This should be said especially to our time, that it corresponds to a human law of development. The child can absorb truths during this time because it sees that the honored authority depends on these truths. Those who have not experienced absorbing truths out of a sense of authority, roughly from the ages of seven to fourteen, can hardly stand on their own two feet in life as independent and free human beings, for they have not developed the right relationship between people in their humanity! Therefore, our educational philosophy is based on the fundamental principle that up to the age of seven, education and teaching should be based on imitation. The teacher in the primary school up to the age of fourteen then finds himself so isolated that he is the only authority. It has an enormous significance for life if one can later remember: Through your own maturity, you have now achieved something that was instilled during your school days. This gives a special strength. In this way, schooling and education have an effect on later life, when the teacher, through the authority that is taken for granted, teaches the child what he will only understand later. In general, it is easy and plausible for superficial observation: one only wants to teach the child what he understands. But then one makes people old early. One destroys life. One does not give the human being the right earthly substance for later life. With these truths, I only wanted to make it clear how, not from theoretical pedagogy, but through what a person can become by permeating themselves with spiritual science, in the human relationship, that is achieved for the child, which we would like to add to what the pedagogy of the 19th century has produced in terms of the magnificent, in terms of very magnificent principles. Spiritual science wants to fertilize life out of the need of our time, because it is a recognition that permeates the human being completely in his innermost being. Therefore, this must be carried out in every detail. Our teachers and educationalists should work from the direct knowledge of the human being. Therefore, anyone who says that we want to introduce a new confession, a world view, into the school is judging us badly. At our Freie Waldorf School in Stuttgart, whose top management I am in charge of and which I have to inspect from time to time, I said from the outset: It is impossible for us to bring the content of a world view into the school. Protestant children are taught their faith by Protestant pastors, Catholic children by Catholic pastors. Dissident children can remain dissident children. When a whole number of these children or their parents came to us and said: Yes, what you teach the children awakens in them the feeling that they should also receive a religious impulse - so the dissident parents came, not just those who belong to any confession; the present confessions do not manage to create such a strong religious need. We were forced to set up general religious education classes because the children educated in the anthroposophical tradition had a religious need arising from the spirit of our teaching and because the children of dissident parents did not want to send their children to religious education classes within a confessional framework. The children who receive these classes would otherwise have received no classes at all. And as I said, Catholic children receive Catholic religious education and Protestant children receive Protestant religious education. We can, because we do not want to bring a particular worldview into the school, be tolerant in the true, genuine sense in this regard. And this tolerance truly bears good fruit in practice. For what we are seeking is not to bring a worldview or confession into the school, but a practical pedagogy and didactics that can come from spiritual science and only from spiritual science. We have a purely objective educational interest in setting up our school and not in promoting any particular worldview. And anyone who claims that we promote a worldview out of our spiritual science, anyone who claims that, is lying. Only someone who knows how we want to serve nothing but practical life through that which, in the face of this life, does not stand in unworldly distances, but precisely through this knowledge, as I have just described to you, is connected with practical life, judges what we want correctly. That is why we have included eurythmy in the curriculum as a compulsory subject. You will not think me so foolish as to object to the beneficial effects of gymnastics, which were rightly emphasized in the 19th century. But the time will come when people will think more objectively about these things. Then it will be found that gymnastics does correspond to human physiology; it introduces those physical movements into the child, into the human being, that correspond to the study of the human body. But we do not add to this, by contesting gymnastics – our eurythmy. What is this eurhythmy? It is, first of all, an art, as presented here in public performances. But in addition, it also has a hygienic-therapeutic element and, furthermore, a strong pedagogical-didactic element. It is not based on some invented gestures - through random connections between external gestures or facial expressions and what is going on in the soul - but on what can be gained through careful study by what I would like to call, in the spirit of Goethe, “sensual-supersensory observation”. If we study the human speech organ more from within and see with our senses what takes place, not in movements or modulations, but in the potential for movement, then we can apply this to the whole human being, entirely in keeping with the principle of Goethe's theory of metamorphosis. Goethe sees the whole plant only as a more complicated leaf. What Goethe explained with regard to forms in his morphology and what will only be appreciated later, we try to apply functionally in human activity in an artistic way. We move the whole human organism or groups of people in such a way that it is derived from spoken language. That is, we make hands, legs and heads perform movements that correspond to the movement tendencies of the larynx and its neighboring organs. We make the whole human being into a larynx, so to speak, and thus create a soundless but visible language – not a sign language that comes from the arbitrariness of the imagination. We create a language that we transfer to the human being and his movements. It is formed just as lawfully – only formed through study – as it is formed by nature, which is carried out by the larynx and neighboring organs. And when we have a short demonstration by children after a short break, so that the pedagogical-didactic element is also expressed, you will see that this eurythmy is not only an art but also, at the same time, soul-filled movement. Every movement is not performed out of physiological insight, but out of an understanding of the connection between body and soul. Every movement is inspired, as the sound is inspired. The whole human being becomes a speech organ. That is why it also reveals what can be artistically shaped in poetry. Today people have no idea that the content of prose is not the main thing in poetry. Ninety-nine percent of poetry today is superfluous! What poetry is based on either the shaping of language in the Goethean manner or on the rhythm of language – one need only refer to Schiller; many other examples could be cited. Schiller said that poems such as 'The Diver' or 'The Walk', for example, did not first live in his soul in prose, but rather something like music, something like a picture, something visionary lived in him. And it was only from this wordless-melodious, from the wordless-pictorial that Schiller and also Goethe formed the words, added them, as it were, to the wordless or musical or inwardly plastic. And so we are also compelled, when recitation is required, for example, to fall back on the rhythm of ordinary speech. For you will hear that the eurythmic presentation — as I said, the human being as a living larynx on the stage before you, moving — will be accompanied on the one hand by recitation and on the other by music. It can also be accompanied by what is not expressed with the poetry. But then it must not be recited in the way that reciting is done in our unartistic age, when the content of the poetry is simply taken from the depths of the soul. Rather, it is precisely the beat and rhythm and the connections that are formed in rhyme, that is, the actual artistic element, that must be expressed in the recitation. For eurhythmics could not be accompanied by the usual unartistic reciting of today. Therefore, eurhythmics will also have a healing effect on what is declining in our other arts. Above all, you will be interested to know that eurythmy has an educational and didactic element. Gymnastics are excellent for people, but they only develop the outer, physical organism. As a compulsory subject in schools, eurythmy has an effect above all on what I would call the initiative of the will, the independence of the human soul. And this is what we actually need for the next age of humanity. Anyone who looks into the chaos of our social conditions today knows that, above all, people lack this soul initiative. I have already said that the teacher and the educator cannot manage without the consciousness that can fill them with reverence, but also with responsibility: that they have to work on the souls that come from the spiritual world, but in such a way that the next generation enters the world in the right way. Anyone who looks at the world today already feels how important it is what we, as the next generation, bring into the world. And that is why one has such inner satisfaction when one can see how, without bringing a worldview into the school, our teachers, for example, treat anthropology in the fifth grade: not in a dry sense, not anthropological-theoretical knowledge, but in such a way that what one brings to the children as a first anthropology is permeated and warmed by the spirit. If you teach the children in this way, they begin to be present in a completely different way during the lessons; they establish something in themselves that will remain with them for the rest of their lives. Likewise, I had the deepest satisfaction when our seventh-grade teacher developed history in this spiritual-scientific way in front of the children – but as I said, not spiritual science, but history treated in a spiritual-scientific-methodical way. In this way, what would otherwise remain more or less foreign to the children is transformed into something that the child knows directly related to its own being. And in this way a bridge can be built everywhere between what the child experiences from the developmental process of humanity and what can inspire the child to become a useful member of the future of humanity. I wanted to begin with these few words before the eurythmy performances. And now, at the end, I would like to say once more: when I look at people like Spitta, at what can flow from a renewal of spiritual life, when I look at this and am moved to express a value judgment about spiritual science, let me express my joy. This joy is certainly shared by those here at the Goetheanum and those working from the Goetheanum who have set themselves spiritual-scientific, anthroposophical tasks. And I do not hope that it could be absolutely the only right thing to wish you, after you have had the kindness to listen to me for five quarters of an hour and after you will still have the kindness to watch the eurythmic performance and listening to what is played and recited — after that you will still need to recover from the “shock” you have suffered, according to the words of the English journalist, in a period of six days! |
64. From a Fateful Time: The Human Soul in Life and Death
26 Nov 1914, Berlin Rudolf Steiner |
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What I have today only been able to discuss in general terms, about the thought, its dying away and its revival in another sphere, about the spreading of the will over fate, and how it must work there in detail, I have presented in more detail in my book “How to Know Higher Worlds”, which has now been extensively revised and is available in a new and I have also tried to present it in a different way in the book 'The Riddles of Philosophy', which has now been published as a second edition of my 'World and Life Views in the Nineteenth Century' with a 'sketchy outlook on an anthroposophy' as a result of the entire spiritual-philosophical development of the West. Let it be emphasized once more: spiritual science does not give something that would not be there without it — just as natural science does not give something that would not be there without it. |
64. From a Fateful Time: The Human Soul in Life and Death
26 Nov 1914, Berlin Rudolf Steiner |
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In the first two lectures with which I began this winter lecture series, I tried to use the impulses that the great events of the time in which we live can give us to tie in with the essence of German spiritual culture as it presents itself in its great personalities. What I tried to elucidate through these reflections was that it is in the nature of this spiritual culture to become more and more imbued with the consciousness of the reality of the spiritual, of eternal existence. To a certain extent, I will try to give a special chapter from what spiritual scientific reflection has brought about in our time, in order to gain a basis for what should form the content of tomorrow's lecture: a reflection on the nature of the European folk souls. In doing so, I would like to suggest, at least with a few traits taken from spiritual science, what the latter has to say, from its point of view, to help us understand what is happening around us. The contemplation that is to be undertaken today about the human soul in life and death is, after all, always close to man as one of the greatest riddles of life – in our time, especially so – where we see the question of life and death way, where so many are intensely affected by this question through the reality of existence, where we see that — as it were through the facts — the noblest sons of the people are confronted with this question in every hour of their existence. In the lectures I have been privileged to give here over the years, I have often pointed out that we are living in a time when questions such as the nature of the human soul, the fate of the human soul and of man in general, and similar questions enter into a scientific approach, into an approach that is demanded by the development of that other scientific field that has been so greatly perfected in the last two to four centuries: the field of natural science. To place what can be known about the soul-spiritual in a truly scientific way alongside what has been scientifically conquered for humanity, that has often been described here as the task of spiritual science; and it has also been said that it should come as no surprise if this spiritual-scientific approach is still rejected by the vast majority of people today. This fate is shared by spiritual science with everything that wants to enter human spiritual and cultural development as something new, and it also shares it with natural science itself, which in its time appeared in exactly the same way, met with opposition after opposition, and which first had to prove - but could only prove it after centuries - what it is called upon to achieve for human development. Spiritual observation must relate to what we call knowledge and science in a completely different way to that of natural science. In order for spiritual contemplation to be called scientific in the true and best sense, it must proceed differently, it must approach the human being in a different way than what constitutes the essence of the scientific approach. In the scientific approach, we first turn our gaze outwards to the facts of nature and life, and from the abundance of the manifold that comes to us, we recognize the laws of life. What reaches us through the senses becomes an inner spiritual experience in us, it becomes thought, concept, idea. But who does not feel that with this ascent from the full contemplation of external diversity to the clarity — but also to the abstractness — of ideas and natural laws, the human soul with its inner experiences actually moves away from what one could call reality? We have the fullness of nature before us; we appropriate it in science, but we feel how, in principle, we present concepts and ideas that contain the laws of nature for us, and we feel how thin, one could say reality-less, we are in the face of external reality. And so we ascend from the abundance of external reality, which is spread out before our senses, to the — I would say — ethereally thin soul experience that we have when we have taken possession of the laws of nature in our world of ideas. In a sense, we distance ourselves from nature and its abundance; but we strive for this distance because we know that we can only recognize nature and its laws by distancing ourselves from it. This is the highest thing we strive for in science: the inner soul experience in ideas and thoughts. Spiritual research must take exactly the opposite path if it is to be scientific. The ultimate consequence of the inner experience of science in relation to external nature is preparation — merely preparation — for the knowledge of the spiritual, of the soul; and it would be a complete mistake to believe that spiritual science could proceed in the same way as natural science. What natural science ultimately strives for is the preparation for spiritual science: living in inner soul experience, immersing oneself in that which strengthens the soul inwardly and which it cannot obtain from external nature. In short, knowledge and science can only be a preparation for what one ultimately comes to: to beholding, to perceiving the spiritual world. One could say: in natural science, one strives for knowledge and science; in spiritual science, one prepares oneself through knowledge and science for what is to approach the soul, and everything that one can have in the way of knowledge and science remains, basically, in spiritual science an inner matter for the soul. But what the soul and spirit live through does not lead to something merely subjective, something that concerns only the individual soul of the person, but it leads to what is real, just as external nature is only real. I have often pointed out the way in which this preparation for beholding, for the real inner experience of spiritual reality, is designed. I will do so again today from a certain point of view. Only through this preparation can one lead the soul further and further, so that in the end what is spiritual reality spreads out around it. We leave nature; it is there. We go forward to the spirit. We must seek spiritual reality. We cannot start from it, it is not there at first; we can only prepare ourselves for its contemplation. But when we prepare ourselves inwardly for its contemplation, then it comes to us like a grace, spreading out of the spiritual twilight. We must acquire the ability to contemplate it. The first thing needed to experience the human soul in its reality, so to speak, is an inner experience — not paying attention, not just thinking, but an inner experience of that which we otherwise have only as a reflection of external reality – the world of thoughts, the world of feelings – that which we otherwise feel within us when we confront the external world, and which we regard as a reflection of nature, as an image in which nature is embedded. We have to experience this intensely and powerfully by turning our gaze away completely from external reality, by making ourselves blind and deaf to external sensory reality; we have to experience it so that we allow it to be intensely present as the only inner reality in the soul. The natural scientist seeks to extract a law of nature as a thought from the outer reality of the senses. The spiritual scientist gives himself up to a thought, or to a thought imbued with feeling, in inner experience; he lets, as it were, neither the eye nor the ear send out into the outer reality, and lets the inner interweaving and interworking of the soul and turns his most intense attention to this inner experience; he forgets himself and the world and lives only in what he, as it were, lets rise in his empty but alert consciousness from the depths of his soul. And then the strange thing happens: the thought to which we devote ourselves with infinitely increased attention over a long period of time, this thought, the stronger it becomes through our inner strength, the weaker it becomes precisely in relation to what it contains; it becomes more and more transparent and transparent, more and more ethereal and ethereal. One could say: the more the spiritual researcher endeavors to be present in the thought, which is called inner thought concentration, the more the content of the thought fades away. The more we endeavor to make the thought firm and, as it were, visible by devoting ourselves to it, the more this devotion leads to the thought fading away more and more, as if dissolving in a fog, and then disappearing completely from consciousness. One could also say, expressing a principle of this inner experience: the more the thought is experienced in its sharpness in the soul, the more it gains in energy through our own activity, the more it dies in the soul. To put it in an epigrammatic way, we can say: in order for the thought to reach the goal of spiritual research, it must die in the soul; and in dying, it undergoes an inner destiny, the destiny that also has the seed that is sunk into the earth to rot. But from its rotting, the strength for a new plant arises. When thought dies in us in the concentration of thought, it awakens to a completely different life; and one does not discover this different life until thought has died in inner sharp concentration. One must stop thinking in order to let the soul plant, that which arises from thought, germinate within oneself. And what then arises from the thought? It is difficult to express in human language what arises from the thought, because human language is created for the external sense experiences and not for the internal soul experiences. Therefore, in a certain respect, one can only hint at the inner experiences that come into question. As the thought, made energetic, dies away, the soul inwardly feels a burgeoning power, a power of which it becomes aware and of which it knows at the moment it becomes aware : This is spiritual-soul power; this is something that is not tied to your body; something that you carry within you without the mediation of your nervous system and your brain. But in grasping not the thought but the power of thought, there arises, as if by an inner necessity, the question that presents itself like a flash of lightning: “Where has the thought gone? After all, it was basically you yourself, in that you gave yourself over to it in sharp concentration of thought. You lived in the thought, and when it dissolved and died, it carried you away with it. Where has it gone? And where have you arrived now?” — Here one must choose a comparison. Just as we carry the thoughts we have of external nature within us, just as we know we have the thoughts, so we immediately perceive a state in ourselves through which we say: the thought as you had it has died in your concentration of thought; but through this it has awakened to another life – and has taken you with it. You are now thought of in the spiritual world! This is a harrowing, great, tremendously significant experience in the life of the spiritual researcher. For only in this way can one ascend into the spiritual world, by feeling itself grasped by it – as thought, if it were alive, would feel itself grasped by us. And basically, there is no other way to experience immortality than to appeal through our inner soul development to the invisible spiritual beings that always rule over us – just as the beings of nature visibly rule over us – and by appealing to our relationship with these spiritual beings, who begin to take the thought for themselves and think it for us the moment the thought fades. Now we begin to know: within the spiritual world there are beings whose existence goes beyond mere nature; as we human beings think with our thoughts, so our spiritual beings think, so these higher geniuses think the content of our soul. They hold us, they carry us; and through the fact that we are in them, our immortal being, which goes beyond our physical existence, is conditioned. We tell ourselves through spiritual science: If we cannot hold ourselves in death, if we lose what we have been able to create for ourselves in our existence between birth and death as inner experience through outer nature, then we pass through the gate of death and then see from the results of spiritual science that what is independent of us in the body is basically thought from higher beings. It is not the case that what we call the spiritual world expands around us in a similar way to the external nature – which many expect. External nature stands before us; we stand before it and we look at it. When we ascend into the spiritual world, it is different. There the spiritual world penetrates into our own experience, which we have only transformed; there we do not think about the spiritual world, there we must inwardly experience how we are thought. We are in the same situation vis-à-vis the spiritual world as our thoughts about external reality are vis-à-vis our soul. This is basically the most surprising thing about the external reality. It is the experience of spiritual reality that is reversed compared to that of sensual reality, that we say to ourselves: in the face of spiritual reality, when we really experience it, we feel the way nature should feel in the face of sensual reality; we do not think about the spiritual beings; we experience that when we have risen to them, we are thought of and held by them. If you want to express it pedantically and scientifically, we become the object of the spiritual world. Just as we are the subject in relation to the outer reality of nature, so we become the object in relation to the spiritual world. And just as the outer reality of nature stands before us as an object, so we rise to an experience of spiritual reality in which we ourselves are the object; for the spiritual reality comes to us as a subject — or as a multitude of subjects. This inner experience is very often, but always only by those who do not know it and who have no will to enter into it, presented as something subjective, as a purely personal matter. In a sense, the objection that is raised with this is quite correct. For what one can get to know in the first stage of spiritual research has a subjective character; this carries a personal nuance in all the struggles and inner conquests that one has to undergo in the process. And one can justifiably raise the objection that The researcher has the task of defining the limits of human knowledge, and he should be aware that what goes beyond the general limits imposed by external nature can basically only be subjective knowledge. The objection is justified, and none will recognize it as much as the spiritual researcher; but it is only valid up to a certain stage, and for the reason that in reality everything that one can go through subjectively, personally, is only preparation. In the moment when the preparation is sufficient, the objective spiritual reality comes to us as if by a grace that comes upon us as strength. What is experienced as preparation can basically be quite different for the most diverse people; but where they arrive in the end is the same for everyone. The objection is also often made that the spiritual researchers usually communicate what they communicate in a subjectively colored way; one says this about the facts of the spiritual world, the other that. That is quite right, but only right because many do not know how to communicate what presents itself through the grace mentioned, but because it is still their personal, subjective knowledge that they communicate, because they have not brought it to the point where the spiritual researcher arrives at a spiritual world that stands before him as objectively as the images of nature appear objectively before the human soul. The objections raised against spiritual scientific research — I have often said this here — are best understood by the spiritual researcher himself. When the spiritual world is reached by the spiritual researcher after sufficient preparation, then this spiritual researcher knows himself as experiencing an invisible, supersensible world. Knowledge has ceased to have meaning for him. This knowledge has been completely transformed into direct experience, into the most immediate inner perception. And now the spiritual researcher experiences what becomes immediate truth for him. He knows: Now you live in the world in which you are always during the course of twenty-four hours; you now live in the spiritual realm, in the soul's existence, in which you are otherwise always unconsciously during sleep. Through spiritual research one gets to know the state of sleep, learns to recognize that in it the human soul is really outside its body, that it has the body before it, as one otherwise only has the objects of the external world before it. How does one learn to recognize this? By the fact that one is now really in a state in which one is otherwise during sleep, only in a completely opposite way. In sleep, consciousness is depressed and darkness spreads around us. But now, as a spiritual researcher, one can look at this state because one experiences it – but not unconsciously, as in sleep, but consciously. One knows: One is, by having come out of the body – for one consciously comes out of the body – inwardly united with the spiritual world; one has become one with the spiritual world. And now the question is answered: Why is it then usually the case that the soul is unconscious during sleep? Why is it outside of its body in this dull, dark state? This question is answered for the spiritual researcher by the fact that he can now recognize what has been removed through his preparation in his inner soul being, and what is there for the soul when it is asleep. For the spiritual researcher arrives at a battleground, at an inner battleground, through his preparation, and it is difficult to find words to express what comes to man with tremendous intensity, with an inner tragedy, when he wants to bring the thought to extinction and to rebirth in another sphere. What takes hold of the human soul and can lead to the human soul being torn apart is that, if you do not properly control yourself, an inner opposition, an inner rebellion arises against what you do inwardly. For at the moment when the thought extinguishes itself inwardly, one feels: the more one lives out of one's own consciousness into the consciousness of the invisible spiritual beings that rule in the invisible, the more inner forces are awakened that lead the most fierce opposition against this rising out of one consciousness into another. One senses something coming that does not want to be done. And that inner discord, that rebellion against one's own act becomes the tragic inner struggle that every true spiritual research has to fight intensely. All words are too weak to really express what has to be lived through. For when one is so inwardly absorbed, one feels as it were removed from oneself, when one is lifted up into another sphere, then that opposition asserts itself, which says: “You do not want to lose yourself, but you do everything to lose yourself. It is indeed death that you are preparing for yourself; you do not live with your being in you, you become the thought of another. You die within yourself!” And everything that can be mustered with an enormous will, in protest against inner action, asserts itself as an opposition to this absorption. The next step is to gain control over this inner opposition, over what arises from the depths of the soul. One must first find it, which offers the possibility of getting out of this state. Once one has found it, the second step is to add to the concentration of thought, which, as it were, is subject to the second greatest spiritual law of the development of the human soul. One asks oneself: What is it in you that rebels? What is it that rears up like a terrible rebel? And just as one builds on the thought by having it and making it disappear and resurrect in another sphere, so too must one now build on what one already has. And that which one has, which one must build on, is what one can call human destiny. This human destiny approaches us in such a way that we experience its inner blows – whether good or bad – as coming from outside. How far removed are we in human experience from taking what fate is as something other than what “happens” to us, what “coincidence” is in the best sense of the word? But one can begin to take it differently. And by beginning to take fate differently, one becomes a spiritual researcher. One can start by asking oneself: What are you actually in relation to your fate? You can look back into your past, which you can survey in your youth or in the years you have lived through so far, and survey your destiny; you can look at the individual events of this destiny, as far as you can grasp them, in retrospective investigation, and you can ask yourself the question: What would you actually be if this destiny with all its “coincidences” had not befallen you? And if you look into this question, which must now be a very personal one, very deeply, you realize: however the blows of fate may lie, whether they have turned out well or badly, what we are now, we are through all the good and bad blows of fate; we are basically nothing other than the result of our fate. One wonders: what are you, then, other than the result of this fate? If this or that had not affected you, it would not have shaken and stirred your soul, and so you would not be what you are now. And when you then survey your entire destiny in this way, you find that you, with your present self and all your experiences, are basically connected with destiny in the same way that the sum in an addition is connected with the individual addends and addents. Just as the sum in an addition is nothing other than what flows together through the individual addends, so we are basically nothing other than the sum of all the good and bad blows of fate we have suffered, and we grow together with our destiny by contemplating it. The first feeling we can then give ourselves over to is: You are one with your destiny. And whereas we used to separate ourselves from our destiny, whereas we used to stand apart as a special ego, now the special ego flows into the stream of these events of destiny. But it flows into it in such a way that it does not just stand there like a result in the stream of the present; but by gradually experiencing this flowing together, our destiny takes our ego – that which we are – with it, so to speak. We look back on the course of our destiny and, as we look at our destiny, we find our own activity in it; we grow into the becoming of our destiny. We not only feel at one with our destiny, but we gradually grow into our destiny to such an extent that we unite with destiny and its deed. And now it is again one of the most significant, great inner experiences that, looking back on a stroke of fate, we do not say to ourselves: it hit us, it happened to us by chance, but that we say to ourselves: we were already involved in this fate; through it we have made ourselves into what we are today. Such a contemplation cannot be carried out only in thoughts, in ideas and images. Every step of such contemplation is filled with inner emotional, vital soul reality. The growing together with destiny is experienced; the I expands through destiny. And what expands – one learns to recognize it as something quite different from thought. As the other soul element, one learns to recognize it as present in us, as the will that is carried by feeling. We feel the thought as it concentrates, dies away and, as a force, rises up in a foreign spiritual world, from which we are, as it were, thought; our will, our will carried by feeling, grows back into the vastness of time, grows out of itself, so that it coincides with our destiny and becomes ever stronger. By feeling ourselves as one with our destiny, we do not experience dying in thought, but an ever-living and becoming-alive of the will. While the will is initially concentrated in the single point of our present, and we let it flow into our deeds and words, it expands, as from a small point of germination, in the stream of time to that which shines backwards, which, as it were, has created us ourselves. Our will – that is the second law that comes into play here – by giving itself to fate, by losing itself to fate, becomes stronger and stronger, more and more powerful. It moves from the state in which we usually have it to a completely different state. The thought dies in order to be reborn in a new existence. With the will, we stand in such a way that at a certain moment it is dead to our destiny; it is dead to the vicissitudes of fate. If we guide the will in inner meditation about our destiny, it becomes stronger and stronger – by sacrificing itself and, as it were, becoming more and more devoted to our destiny, by recognizing that we ourselves live in our destiny. The thought passes from its strength to its dying away and to its revival in another sphere; the will passes from its momentary effect to an enormous breadth, in that it becomes the bearer of our entire destiny. And here is where experience really expands into a realm that is not accessible to outer experience. Outer experience is only accessible to the extent of experiences where consciousness has awakened, where outer memory begins: in the third or fourth year of a person's life. But when we really live through ourselves with our will, so that we no longer regard our destiny as something alien, as something that is “outside,” then we no longer remain — and with time this inner experience develops — with the consciousness of the soul in our present life. Then we look back into the far, far distance, look back to the states of our soul that preceded our birth or conception, look back to times when our soul itself lived in the spiritual world before entering into physical earthly existence, look back to a state of the soul when it prepared forces to take hold of our body. Thus, by preparing the will to undergo the opposite of what is experienced in the concentration of thought, we grasp our own life beyond birth and death. If we want to grasp the thought, we must detach ourselves from external reality, we must become blind and deaf to the external sensory reality, we must withdraw completely into ourselves; then the thought is transformed so that we ourselves are thought by higher consciousnesses. With the will, we must do the opposite: we must spread into what is otherwise only outside of us. With our thoughts we go within ourselves; with our will we go out of ourselves, go into our destiny and through the passage through our destiny we find the way into the spiritual worlds, where we, according to the reality of our soul, stand in the most comprehensive reality, in that reality which has already taken hold of us before we descended to physical existence. What I am expounding here, seemingly theoretically, is only a description of the inner experiences that the spiritual researcher has to undergo in order to ascend to the knowledge of the spiritual world, to come to the vision of the spiritual world. In relation to external nature, nature precedes and knowledge follows; in relation to spiritual nature, knowledge — that is, something that proceeds like knowledge — precedes as preparation; the vision follows. And now we recognize ourselves in what basically always lives in us, but which humanity will also have to look at scientifically if the development of culture is to continue spiritually; but in order for this to enter consciousness through the progressive forces of development, the scientific grasping of these processes must precede. Of course — one should not even have to mention this — we do not “make” the soul experience by grasping it in this spiritual-scientific way; but we perceive that which is always within us. But just as in the knowledge of nature, experience and knowledge develop out of observation, so in spiritual science, if human evolution is to progress, then the knowledge of spiritual processes must develop into an understanding of the spiritual world. And what one recognizes is that which is independent of the outer physical body, which, as it were, attracts it by descending from the spiritual world into the physical. But even in our ordinary everyday life, we live out of our physical body, in that – for reasons that have been discussed here many times – we alternately enter into a state of sleep within the course of twenty-four hours. And when we consider the state of sleep, we can ask the question: Why does that which otherwise enters into spiritual consciousness become dulled during sleep? Why is there darkness around us then? And then, through spiritual science, we recognize precisely at the moment when the soul, through real preparation in concentration of thought and meditation, takes hold of itself powerfully, how this power enters the body, and we also recognize, because we then grasp the inner, immortal power, what obscures it in ordinary sleep, what makes it impossible to see spiritual reality in sleep when one is out of the body. When one examines this, when one beholds the spiritual reality, which is otherwise darkened, one notices: There is an excess of desire in the soul, an overgrowth of cravings, an emotional penetration of the most intense life of desire, a much stronger life of desire than is present when the soul submerges back into the body and wakes up. And what does the sleeping soul desire? This can be seen through spiritual scientific research: in sleep the soul desires to re-enter the physical body, into that which it has left, in an intense way. And because the desire to re-enter the body is overwhelmingly strong in the soul, this desire, like a fog that covers the clarity, extinguishes for the soul what it would otherwise perceive as belonging to the spiritual world: the consciousness of higher beings and their experiences, their — the soul's — inclusion in higher beings — and their inclusion in these before birth and death. But because the soul needs the forces that can come to it only from the spiritual world, just as the body needs the forces that can come from the world of atoms, it must immerge again and again into the spiritual world. But because it always desires to immerge into the body, its consciousness for the spiritual processes remains extinguished, even when it is free of the body in sleep. What a person experiences in his body, he will never be able to experience directly without this body. What he experiences in this body is that the little power he has in his soul to see the spiritual directly is overgrown in ordinary life by the desire for the body, and that this power in the body, where the soul has this power, becomes stronger and stronger. In the body, the soul learns to develop consciousness and self-awareness. That is the essence of this bodily life. The soul undergoes this life in the body, not as in a dungeon, not as a form of imprisonment, but as something necessary for its overall experience. For the soul can only become what it is meant to be through experience, and this experience changes from a dull to a brightly conscious one. But the conscious powers are first stimulated in the body. When the soul has, as it were, received its satisfaction, it devotes itself to being overshadowed by consciousness. This consciousness passes over into the soul as a power. And then — this is made especially clear by spiritual science — when the soul experiences 'becoming conscious' in the body, it retains the after-experience of this consciousness. Something comes into force that is higher than ordinary memory, but still similar to ordinary memory. In our lives, we remember through our ordinary memory what experiences we have gone through; we can call this up again in the soul. What the soul experiences in the body – this brightening of consciousness, this permeation with consciousness, this remembrance of self-awareness – occurs in the spiritual researcher when he undergoes what I have spoken of, so that he has the experience in his soul as in a memory. We must hold on to this. The spiritual researcher lives in a higher spiritual world; he becomes, as it were, a thought of higher beings. But by permeating himself with what spiritual research can give, what would otherwise become rebellion becomes such an inner experience that he now, by living in the spiritual world, remains afflicted with a memory of his bodily life. Now he knows: this physical life does belong to you after all. And now this rebellion is stripped away by the memory that one has gained through the expansion of one's destiny. One knows: now one is not exposed to spiritual death in the spiritual world. For however much one may merge into the consciousness of higher entities, one lives oneself up in such a way that although the thoughts are grasped by the higher entities, we remain in the power of inner experience; we preserve ourselves, we retain ourselves when we live ourselves up into the higher consciousnesses, how the thoughts are preserved in the consciousness of the higher entities. What we keep in our memory as a memory is not reality until we bring it up from our memory. How it is down there in the dull subconscious is of no interest to man at first; there it has no reality. That is why I called it what the spiritual researcher then has, something like a higher memory, which is similar to memory after all. It is as if we live ourselves up into the consciousness of higher beings, as if all our thoughts retained independent reality, and the stream of our experiences is not just like a stream for our memory, which is there for us to draw up into our memory, but as if the experiences in their own spiritual reality are floating in it. Thus, through the experience that has been hinted at, through the memories, we live our way up into a higher world, but these memories are ourselves, grasping us in our own remembering. It is hardly different from a parable, but it expresses the fact when one says: by developing itself further through meditation, through concentration of thought and through outpouring of the will over fate, the human soul becomes something for those entities which it takes up in its consciousness and which it holds in the regions in which it lives after death and before birth. But just as thoughts only have an existence that is borrowed from us, so we live our way up into the “thought-being” of the higher consciousnesses, and in that they look back on us, they look back on us as on entities that have remained independent. By taking hold of ourselves in our destiny, we maintain ourselves in the consciousness of higher entities. All that I express in this way is only the knowledge of the facts, which is always there for the soul. For what the spiritual researcher experiences is nothing other than the knowledge of what the soul experiences when it goes beyond the external reality through the gate of death. But as external natural events take place without our initially knowing about them, so too does death pass us by and makes the soul what it must make it. But in the course of human development, man must learn to know what death makes of the soul; through spiritual science he must acquire knowledge about what is called: the approach to the riddle of death. That is why what the spiritual researcher comes to in his inner soul development has been called, with a certain justification, “arriving at the gate of death”. From the observation made about sleep, it can be seen that the human soul, in its purely spiritual existence, is “dulled” by the desire for the body. When it passes through the gate of death and detaches itself from the body, it does not remain dulled by this desire. Rather, by withdrawing from the body, it is cured of the desire for the body; the desire pushes itself out of the soul, and the soul experiences being together with the spiritual world. The soul learns to experience itself in the spiritual world. But it would be dependent if it had not passed through death. The soul must pass through death because it is the greatest fact, the greatest experience for it. As we must enter the body through birth, so we must leave the body, pass through death, must die, in order to grasp ourselves as a self in the spiritual world through the experience of death and dying. We become a memory of higher consciousness by shedding the consciousness of the present that we have in the body; and after death, what our self gives us is presented to us in a different way than it is presented to us in the form of our self between birth and death. Between birth and death, we are so immersed in life that we lose our sense of self when consciousness is dulled, that we obscure what we experience in our sleep. Simultaneity exists between us and our body, but also between us and our self-awareness. After death, this changes. What in ordinary life between birth and death is, as it were, the ordinary spatial relationship to our spatial body, becomes after death a relationship to our being in time. After death, we look back on what we have gone through in our corporeal existence, and in this looking back, in this connection with our corporeal existence, we feel our self-awareness, we feel ourselves as selves. In time, the relationship to our self becomes. By looking at our spiritual surroundings, we merge into the higher beings in which we live. We retain our independence, our full self-consciousness after death, by immersing ourselves with our memories in the past life of the body — just as we immerse ourselves each day in the existence of space in order to arrive at our self-consciousness. Thus the human soul passes through the full experience, which includes death, to which death belongs as something necessary; for to self-awareness in the spiritual world belongs the experience of death in the sense world. With this, we can at the same time suggest – but only suggest; in the following lectures this winter, this will be explained in more detail – how this experience of death presents itself. Of course, when a person passes through the gate of death, he will remain unconscious of what he is experiencing. But as he becomes more and more familiar with the spiritual world, he strengthens himself with the forces that can flow to him from the spiritual world, and purifies himself from the forces that, between birth and death, as the desire for the body; and in this inner purification from dullness, the retrospect into one's own self arises, and with it, the insight into the spiritual world arises. The experience after death occurs, so to speak, in such a way that the memory of the experience of death gradually arises in the human soul only as the human being penetrates into the spiritual world after death. But then, when looking back on earthly life each time, it is the case for the human being that his self-awareness blossoms just as it blossoms within the sensory world when he normally awakens. What has been explained here cannot, of course, be proven externally. Therefore, it is very easy for those who do not want to engage in the true proof of the spiritual world to make objections. Anyone who demands that the spiritual world should be proved in the same way as the facts of external natural science and its laws, and who then, when that is not possible, is of the opinion that all talk about a spiritual world is only subjective talk, must be told: The spiritual world cannot speak to the general public in such a way that anyone can conduct the experiment, the observation. But that is why spiritual science does not remain mere subjective talk, but something that has value and significance for the general public; because there are methods, the workings of the soul, that lead every person to penetrate into the spiritual world when they go through them. Therefore, if someone says, “Your spiritual world is not clear to me; prove it to me according to the methods of external natural science,” the reply must be: You must obtain the proof for yourself by applying to your soul what is applicable to every human soul as the methods indicated by spiritual science! What I have today only been able to discuss in general terms, about the thought, its dying away and its revival in another sphere, about the spreading of the will over fate, and how it must work there in detail, I have presented in more detail in my book “How to Know Higher Worlds”, which has now been extensively revised and is available in a new and I have also tried to present it in a different way in the book 'The Riddles of Philosophy', which has now been published as a second edition of my 'World and Life Views in the Nineteenth Century' with a 'sketchy outlook on an anthroposophy' as a result of the entire spiritual-philosophical development of the West. Let it be emphasized once more: spiritual science does not give something that would not be there without it — just as natural science does not give something that would not be there without it. But the fact that man knows something presupposes that the facts of knowledge are there first. But when the facts are absorbed into consciousness, spiritual science will give the human soul what equips the soul with strength and power, as it will need it in the future. The soul has certainly had an awareness of its connection with the spiritual world in the past as well. But humanity continues to develop and evolve. And the results of spiritual scientific research will increasingly be part of what the soul will need for its inner strength, what will bring it to an awareness of itself, will be a real knowledge of the spiritual world, the world of the soul, which can only be imparted through research, just as knowledge of nature can only be imparted through research. Through this spiritual scientific research, the human soul is given what memory expands beyond the horizon, beyond which it can otherwise only roam. Today, this can only be hinted at. As the will expands to embrace destiny and the human being becomes one with destiny, and as the will in man grows to such strength that he grasps what blows of fate are in good and evil, and knows: I myself have formed all this —, memory grows back over earlier experiences, and also grows into those times that represent earlier human lives on earth. Only a hint can be given of what is to be explained in later lectures: intimately connected with the expansion of will over fate is the realization that man not only accomplishes one earth-life, but that this one life is the result of previous earth-lives, that this preparation of the will of fate has taken place in previous earth-lives. And so it presents itself in our consciousness that what we now grasp with our will is the cause for later earthly lives, and has an effect on later earthly lives. Especially in the spiritual culture of Central Europe, the stages by which outstanding leader spirits have grasped this connection between the human soul's experiences and the spiritual world have always emerged in their souls. And if it has been said today that the human soul can, through the concentration of thought, cause this thought to die away and to revive in a higher world, then reference can be made to a spirit to which I have already drawn attention in earlier lectures: to Johann Gottlieb Fichte. He did not yet have spiritual science. But he was so immersed in German, Central European spiritual life that he saw the certainty of the human soul's place in eternity from the way he found himself placed in this spiritual life, as if from an elementary, impulsive consciousness. In many places in his works, Fichte has expressed what emerged to him, what he felt about the human soul's standing within the world of a higher consciousness; but perhaps there is no place where he expresses this connection of the human soul with eternity more intensely than in his appeal to the public, in which he defended himself against the false accusation of atheism. There he says – addressing external nature as “thou” and the I that comes to grasp itself as “I” – the following words: “You are changeable, not I; all your transformations are only my spectacle, and I will always float unscathed above the ruins of your forms. That the forces are already at work now that are intended to destroy the inner sphere of my activity, which I call my body, does not surprise me; this body belongs to you, and is transient, like everything that belongs to you. But this body is not me. I myself will hover over its ruins, and its dissolution will be my spectacle. That the forces are already in effect which will destroy my outer sphere, which has only just begun to become so in the next points — you, you shining suns all, and the thousand times thousand world bodies that roll around you, cannot alienate me; you are doomed to die at birth. But when, among the millions of suns that shine above my head, the youngest will have long since exhausted its last spark of light, then I will still be the same, unharmed and unchanged, as I am now; and when so many new solar systems have emerged from your debris will have streamed together as many times as there are of you, you shining suns above my head, and the youngest among all her last sparks of light will have long since been emitted, then I will still be, unharmed and unchanged, the same as I am today."These convictions are not merely theoretical realizations; these convictions are experienced. And that is what I wanted to bring to the feeling and emotion in the last of my lectures here, that precisely Central European, German intellectual life is the one that contains the best, the most beautiful, the most energetic seeds for this experience. Hence it is that out of this spiritual life itself there may flow the consciousness of its significance in the world, and that now, when in the outer life of Central Europe this spiritual life too is confronted with the question of being or non-being, this spiritual life can know from its own direct knowledge what its calling is and how it must live, and how it must not perish because it is necessary to form the bond between the human soul and the eternals. Then, especially from this spiritual life, flows that consciousness which sees, as it were, in an intense form when one now turns one's gaze to all – we may already say – heroic natures who stand between life and death in the stream of today's events. We look at the great riddle, at the great question of fate that is posed to us today by the epoch — also in this form in which it is posed to us by today's events: the question of life and death. And when we look from the point of view of spiritual science at what lives in the human body, lives in the knowledge that it is sheltered in the consciousness of higher beings, that it can believe itself to be preserved as a living, independent memory then, when this body is destroyed, — that which lives there, that is what must appear before our soul today, when we see so many bodies fall in sacrifice, in the great sacrifice of the time. We ask ourselves: When viewed from the perspective of spiritual science, do the events of the soul really impose themselves on the soul of the one from whom death is demanded by the events of the time, mostly at a young age? We look up to the one from whom death is demanded in the sacrificial service of time, we look at what we grasp spiritually as a soul-like measure of strength, and we know: The thread of life is torn from that which lives in the body in the bloom of youth, at a time when the soul and spiritual powers could still experience for a long time. But truly, when we have recognized these spiritual powers through spiritual science, then we know that they remain alive, that they pass over into a spiritual world, into a new context, when they detach themselves from the old one. And when we then think how we ourselves become memories and thoughts in higher consciousnesses, then this death of the times, which appears so tragic to us today, will appear to us in a higher light. So that we see the forces that we see taken from the body penetrating into higher consciousnesses – and see these higher consciousnesses looking down on physical life on earth. With their strengthened powers, they have absorbed everything that man has sacrificed to them. And because it is the higher consciousnesses that offer us spiritual nourishment, the powers for the fertilization of the soul, the powers of preservation and life, just as physical powers offer us physical nourishment, we can look up to those who today, through the events of the times, go into the spiritual world with a sacrificial death, as something that in the future will look down strengthening and invigoratingly on what is taking place on the physical plane of the earth. It acquires a real, a true meaning when it is said: the sacrifice on the battlefield acquires a meaning through the whole development of humanity. And what is meant by this becomes understandable when we know: just as we, as physical human beings, face nature and it gives us its nourishment, so we give ourselves to the spirits and gods for nourishment; but they themselves give us what we need for nourishment and for strengthening the soul. And when young forces, who die on the battlefield or languish from the consequences of their wounds, leave the body, then these young forces are refreshment forces for the human evolution of the future. It becomes very real when the one who sacrifices himself on the battlefield is imbued with the consciousness that he does not merely die, but lives in his death and will live differently than if he had died a different death, will live for the salvation and for the vigorous future of humanity. We look at the meaning of these sacrificial deaths by recognizing how the seeds are sown for the prosperity of humanity in the future, and by knowing how consciousness can permeate the warrior, that he experiences his death today, that he experiences his wounded fate today, but that he retains the strength through which he will remain united with that for which he dies throughout the future. Torn out of all sentimentality and placed in the simple reality, reality, is placed in what otherwise could so easily only be taken symbolically or figuratively. Such a spiritual contemplation, as we have undertaken today, about the life of the human soul in the outer existence and also in the supersensible existence, I believe, in the right sense, creates right impulses in that which we experience today as the “fate of the times”. And if, in the context of a significant spiritual experience, a poet — Robert Prutz — has spoken beautifully of the ideal deeds of his people, then we may, from the point of view of spiritual science, give these words an even deeper meaning in view of current events. Regarding what the human soul experiences in life and in death, we may ask: What is the meaning of the death and suffering that are now demanded of us by the times? And today, deepening the meaning of Robert Prutz's words, we can say to anyone who will sympathize with and experience what is demanded of us today: what Robert Prutz said in the face of an event less significant in world history:
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70a. The Human Soul, Fate and Death: The Rejuvenating Power of the German National Soul
20 Feb 1915, Bremen Rudolf Steiner |
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This is not said comparatively, but to express something that is as certain for anthroposophy as, for example, the biological results are for the external science. Spiritual science says that the way a person, with their soul, faces the things and entities of external nature, and how they form concepts and ideas about them, so there are truly real spiritual beings, invisible to the physical eye, above the human being, and for these beings, the human being with their soul is as much a thought, as it is an idea, as the objects of external nature are for the human being. |
70a. The Human Soul, Fate and Death: The Rejuvenating Power of the German National Soul
20 Feb 1915, Bremen Rudolf Steiner |
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During each winter in the past years, I was allowed to give a lecture here on a spiritual-scientific topic. The local friends have also requested such a lecture for this year. And it will seem understandable that in these difficult, fateful and destiny-bearing times, such a reflection may lead to that which fills us all deeply, deeply in our hearts and souls. Our thoughts and feelings are directed towards the East and the West, to where the great events of our time are unfolding in such a significant, grand, powerful, and painful way; where the fate of humanity is not discussed with words, but with deeds, which find expression in courage, confidence, bravery, in death and suffering, but also in all the uplifting sacrifices that are so abundant in the time when something so significant is also happening for our Central European humanity. What can be stimulated in our present time regarding the relationship between the European national souls may be the subject of today's spiritual scientific reflection. It may be the subject of this reflection in the way that spiritual science can illuminate these very conditions. This spiritual science, which has indeed found little, truly little, favor and acceptance among the majority of contemporary people, but which, for those who are imbued with its innermost meaning, its innermost spirit, presents itself that it must take its stand for the whole movement for the whole life of the human spirit in the cultural movement for the present and the near future, just as the scientific movement for several centuries has taken its stand in cultural life. And it is precisely in the face of the deeply moving questions of life that spiritual science must prove itself. Among the concepts that have provoked the most ridicule and opposition in my first fundamental spiritual science book - in my “Theosophy” - is the concept of the folk soul not as an abstraction, as a mere idea and sum of characteristics that hold a group of people together, but as a real, active being. We have already reached a point where the habits of thought that have been formed over centuries no longer want to go along with spiritual science. Just as human beings, as the highest of earthly beings, stand in relation to the entities of the other natural kingdoms, just as the entities of the mineral, plant and animal kingdoms find their physical, sensory culmination in the human being, so spiritual science must show - however unusual it may be for present-day ideas - that the realms of beings are not limited to the visible, that there are other realms above the human being, which cannot be reached with the mind that is bound to our brain, or with our physical, sensory eyes and ears, but which can be reached with what Goethe called spiritual vision, spiritual eyes and ears. This is not said comparatively, but to express something that is as certain for anthroposophy as, for example, the biological results are for the external science. Spiritual science says that the way a person, with their soul, faces the things and entities of external nature, and how they form concepts and ideas about them, so there are truly real spiritual beings, invisible to the physical eye, above the human being, and for these beings, the human being with their soul is as much a thought, as it is an idea, as the objects of external nature are for the human being. Thus we are permeated and held by these spiritual beings. And to one of the next classes of these beings, spiritual science must count what for many is only the coincidence of the characteristics of a people: the folk souls. What matters is the relationship of the folk soul to the individual human soul. Spiritual science does not look at the soul like popular psychology. It regards it not as a product of the outer organization, but as the real creator of the outer organization. And not to make an easy classification, but out of the nature of things, the spiritual scientific researcher distinguishes three essential parts of the soul with the same justification - only of course transferred to another area - as one distinguishes in the rainbow spectrum the red color on one side, the green in the middle, and then the blue color. And just as one cannot grasp the interaction of light and colors without taking this structure, which is most clearly seen in the rainbow spectrum, so one cannot understand the human soul without the threefold nature that we describe as the sentient soul, the mind or emotional soul, and the consciousness soul. Just as the rainbow has the color red on one side, so the human being has the sentient soul on one side; in the middle, the human being has the mind or emotional soul; and just as the rainbow has the color blue, so the human being has the consciousness soul. As I said, this does not arise from arbitrariness, from a desire to classify, but is connected with the innermost nature of the soul. Let us first take the sentient soul: just as the red part of the spectrum primarily contains warmth, so the sentient soul contains more of the desires, the passions, the passionate forces of the soul, but at the same time, when the soul goes through the gate of death into the spiritual world, [withdraws into] that which are the eternal forces of the soul, which mysteriously hide behind the drives, the passions, the desires, which at the same time are what imprints the soul with the eternal character. But what exists in the soul as the mediation of the eternal self of the human being with the temporal-spatial human being corresponds to the green color, which primarily serves the light, just as the mind serves the spiritual, mediating the human being's relationship to his eternal and temporal. And the consciousness soul is what consumes the eternal between birth and death to work on the temporal; it is most turned towards the material world. The consciousness soul is what contains the soul powers that are least carried through the gate of death, that are least connected to the eternal self of man. In all that we distinguish as nuances of the soul life, the actual I of the human being lives as light lives in the nuances of the spectrum. As there is light in every color, so there is I in every part of the human soul; but at the same time, what permeates the human being like an invisible entity passes through the I into the soul's members: the soul of the people to which he belongs. The relationship between the national soul and the individual human soul varies greatly, and nations differ according to the nature of the relationship between the national soul and the individual human soul. There is not enough time in the world if I were to attempt to develop in full, on the basis of spiritual scientific research, the nature of the relationship between the national soul and the human soul. A comparison can be enlightening here, but it should be more than just a comparison; it should give a genuine spiritual-scientific result. If we look at a person in relation to the mineral, plant and animal world, we can distinguish three types of people. Firstly, there are people whose whole being is inclined only towards the external sense world, who cannot sharply concentrate their attention on something that withdraws from the sense world, who always need the impression of the outside world. They fall into indifference and inattention when they are supposed to have ideas that do not adhere to the outside world. There is another relationship to the environment that we encounter more in inward-looking, sensible natures, who go through the world in such a way that their senses are little attracted by external nature, who produce inwardly, who bring forth from the life of the soul what they experience. They go through the world of the senses raving and dreaming. These are very different types of people because the soul relates to itself and to the outer world in different ways. A third type is the one who has placed himself in history primarily through the representative of Germanness, through Goethe. A great thinker of his time called his thinking “representational thinking”. By this he meant that Goethe had the peculiarity of being just as oriented towards sensual things as he was, and that he could immerse himself in the spiritual that he was able to experience in and with things. The ideas of “spirit and body” were intimately interwoven in his soul. His thinking was objective and did not stray far from the objects, and when it did go to the objects, it did not stray from itself. Corresponding to this threefold relationship of man to the world around him, we also have three types of relationship of the folk soul to the individual human soul. For just as the human being relates to nature, so the folk soul relates to the individual human soul. There are folk souls that relate to individual souls in such a way that they are completely devoted to the individual human beings, as it were, that they completely slip into them and permeate them, that the individual soul is something that is the imprint of the folk soul. This is the preferred relationship for the souls that inhabit the west and south of Europe: the French, Italian and British people. The relationship is different for the Russian people. There we find that the folk soul remains, as it were, above the individual souls, that it does not enter into the being of the individual human being, which is expressed by the fact that the Russian people still have today - like a cloud spreading over the whole nation - the Byzantine religion, which does not connect with the individual soul. Such is the relationship of the folk soul to the individual Russian person. [Where, as in Western Europe, the national soul takes hold of the individual souls, it dominates the individual souls so that the individual soul is something like an imprint of the national soul. Just as the national soul in the West is within the individual soul, so the relationship of the Russian national soul is such that it does not descend. Like the person who lives only in his or her own soul, the national soul does not descend to the individual soul; the national soul, as it were, raves over the people. The Russian souls are not seized by the folk soul, but rather they are in anarchic confusion. Even when one thinks of the excellent representatives of the Russian people, of Tolstoy and so on, one sees how the folk soul hovers over them like a cloud and that the individual soul forces are not seized by it, but are in anarchic confusion. Let us now turn to the center of Europe: here we find such a relationship between the soul of the people and the individual soul that we can compare this relationship with Goethe's objective thinking. We have the soul of the people lovingly and intimately entering into the individual souls and yet, at the same time, rising above itself and being transported into the spiritual worlds in order to draw new strength and carry it down from the spiritual worlds. We have here the life of the soul of the people above the human being in the spiritual heights, and then again in the individual human souls. One can say: When you look at the people of Western Europe, a particular soul force is always taken hold of and ruled by the folk soul: in the Italians, the sentient soul; in the French, the mind or mind soul; in the British, the consciousness soul. All the qualities that the members of these nations have [precisely as members of these nations] immediately become clear and understandable when viewed from this perspective of the nature of the facts, which can be found through spiritual science. How powerfully passionate, how completely immersed in instinct, all of Italian life appears, right up to the greatness of Dante, who drafted his Divine Comedy from the images of the sentient soul. The Italian people become understandable when one knows that it is the folk soul that takes hold of the sentient soul here. The French nation becomes understandable when one recognizes that the folk soul directly takes hold of the intellectual soul. I read how a psychological society in a German city tried to explain the French national character. The result was: That is their mathematical disposition. This disposition becomes immediately understandable when one knows that the folk soul directly takes hold of the powers of the intellectual soul. Everything in this western nation is illuminated when one knows that it tends to take things in such a way that, despite all striving for personal freedom and national freedom, it is inwardly dogmatized and systematized to the point of artistic activity, to the point of the details of artistic activity. And we also find the other side there. I would like to say the negative pole of the dogma: that is criticism, the dissolving element. On the one hand, the rational soul wants to see everything in a system of dogmas, and if it cannot, it rebels against it, and so we have either dogmatism or Voltairism. The starting point of Descartes' philosophy is doubt down to the last detail. You can understand what is happening in the French people if you know this. I note that a number of prominent figures are sitting here who know that I have been dealing with these things for years and that they have not been formulated by the occasion of the present. But I believe that they can be enlightening for what we are now experiencing, which is so great, so meaningful and so painful. Now to the consciousness soul. The part that is most inclined towards the outer life and carries least into the eternal part of the human being is the consciousness soul, and in the British people it is most seized by the folk soul. The character of the British people as a trading nation and also the character of Shakespeare immediately becomes clear. For what is his greatness based on? That he has portrayed the individual human being in such a sharp characteristic, that they stand firmly on the physical plane, that he characterizes them in what does not pass through the gate of death. He is so great because he has succeeded in characterizing so sharply what is human in man that is not eternal about them, but what they develop for the physical world between birth and death. Now, the German national soul, or, as I could also say, Central European culture, is characterized by the fact that it does not take hold of the soul directly, but descends to the soul and takes hold of it in its entirety, as it were with that which flows from the sources of the spiritual world, for it has the gift of withdrawing into the spiritual worlds and drawing strength from there. Hence the peculiarity of the German soul to experience that which has the power of the eternal, which directly flows from the eternal into the individual souls. The individual soul must be able to feel that something in your soul lives through the national soul, which sinks into you, which is carried into you, and through which you are directly connected to what lives in spiritual heights. Hence the idealism, hence the ever-rejuvenating power of the German national soul. One can go through the products of German intellectual life and obtain the evidence that, in contrast to other nations, the German has this peculiar relationship to the folk soul: not the individual soul elements are seized, as in the western and eastern nations of Europe, but the ego, of which the German seems to be less developed. One is a Briton, a Frenchman; a German is to be made. It is an ideal because not a single power of the soul, but the whole soul is seized in the most profound life in the constant emergence of the different sides. Let us look back to the times when Christianity penetrated into the young, developing Germanic nation. How was it received? We can see this from the Old High German poem “Heliand”. What the individual - here the poet of “Heliand” - feels about the events, his personal experience, is directly related to the forces that surround him. What was only handed down to the Romans is reborn from the youngest germinal forces of the poet. And in other poems we find how Christianity not only becomes part of the German people, but is born out of the individual human being, as it becomes a personal matter for the individual. It is the soul of the people that does not allow what comes to the people to grow old, but rejuvenates it so that it lives like a plant in the soul and rises again. Furthermore, we see how a world view develops in the twelfth to fourteenth centuries that is called German mysticism, for example in the works of Tauler, Meister Eckhart, the unknown author of Theologia Deutsch, and so on. We see how the minds work in a peculiar way, how they relate to the spiritual world. The mystic Eckhart is convinced that the spiritual world must be experienced directly in the soul, that it must be left entirely to itself, that it must not move out of its own arbitrariness, but must give itself to the forces that are weaving and ruling through the world. Then something ignites in it, which is a spark, but in this spark lives God, the divine weaving and being. The place where God lives within, [where Christ is born within, which suffers] and dies when the individual soul goes the way of suffering and passion, / gap in the text] is where Meister Eckhart coined the word “Gemüt”. In the mind, the world is spiritually revived, and it is aware that what a person thinks, the Godhead thinks, what a person feels, the Godhead feels, what a person wills, the Godhead wills, if only he gives himself to his God. There we have something of the intimate coexistence of the individual with the German folk soul. And in the author of Theologia Deutsch we find a rejuvenation of the German Weltanschauung through a rhythmic beat of the life of the German national soul with the individual representatives of the German national soul. What in earlier times led to the resurrection of the life of Jesus, as if Jesus had wandered through Germany's countryside with his disciples as his servants, which so personally depicted the life of Jesus, which rejuvenated Christianity, that rejuvenates the worldview in German mysticism. And it is wonderful how deeply the German national soul intervenes in personal life! This becomes clear when we look at one of the disciples of mysticism, at Angelus Silesius, when we share a saying of this mystic, one of the deepest of the numerous sayings:
Oh, what depths, we say, only in relation to the thought of immortality! He who has done this feels the ruling divinity. When I die, it is just as much an act of the divinity as when I live, it is the divinity that lives in me. By letting God experience death in me, I am aware of my immortality. One can say: such ideas of immortality, which point to an immortal power in the human soul that is not grasped by reflecting on what lies beyond death, but is already grasped by it in life, are demonstrated by Jakob Böhme, the simple cobbler from Görlitz, the profound philosopher, who was fully inspired by the German folk spirit. He directed his enlightened gaze to that which is of the divine worlds in his own soul. He saw the courage of human striving on earth in the fact that the individual human soul, which is otherwise given over to emotional impressions, to those of the intellect and so on, always knows itself connected with its immortal core, with that which lives in death, that knows how to die by living out of direct knowledge. Jakob Böhme's goal was to experience death directly in earthly life, and that this is the seed for the experiences of life. An expression that appears to be the utterance of the German national soul through a single person is the following:
Those who do not grasp during their lifetime what lives in the soul as an immortal and thus pass through the gate of death, those who do not grasp death as the source of spiritual life, perish when they die. We see the highest philosophical view, but one that is also imbued with elemental soul power, rising to the highest heights of the spiritual. When we see such figures of German nationality before our minds, we perceive how the German national soul has a rejuvenating effect again and again, so that it must always take hold of spirit and soul as a fresh germ in order to go up the whole ladder, to go to the highest heights of spiritual fruit. And after the scorching and burning devastation of the Thirty Years' War, we see the German soul's strength once again intervening in the life of the people. [Gap in the text] How consciously Lessing points out that a truth does not need to be foolish because it originally occurred in people who had not yet been corrupted by the sophistries of the schools - he means the great truth of repeated earthly lives - that the entire earthly life proceeds in such a way that it passes through different earthly lives. He expresses this in his “Education of the Human Race”. The very clever people say: He has grown old when he wrote this. But he was aware that in the “Education of the Human Race” he presented the entire development, which is equally drawn from the elementary soul forces and at the same time leads to the highest heights of spiritual life. What arises in this way arises through the intimate interaction of the soul of the people with the entire soul forces.This is also the case with Herder, who provided a broad overview in his “History of Mankind”, encompassing the entire nature of the soul, from the most elementary soul forces to the highest philosophical powers. There are many, many ways in which the soul of a nation lives in Goethe's soul. It is remarkable that we realize that in turn a poetic work could arise in him that could not have arisen within any other culture. If the German folk soul has the peculiarity of grasping not the individual soul forces but the whole soul, then it grasps the immortal in the mortal, and the personality becomes the bearer of the eternal. Therefore, Goethe's “Faust” could only arise within German culture. It contains everything in the human soul, all the striving for the very beginnings of spiritual life, which are consciously sought again after all tradition has been cast off. How is this presented? Let us compare how the German soul power inspires the German people in relation to the French people. In both, the Greek is reviving. But how does it revive with the French poets? It is studied, the rules are adopted and so on. But how is it with Goethe? Even in “Iphigenia” the Greek is not adopted, but reborn anew, rejuvenated. And in “Faust” we have the union with what he regarded as Greek: Helen is reborn for Faust. He becomes young in order to unite with the representative of Greek culture. Faust, who has grown old, throws off the old and seeks the rejuvenating potion. What is historically given must be brought into connection with Faust in a rejuvenated form. This demands the full strength, the rejuvenating strength of the German national soul. We can trace it everywhere in all the details of German intellectual life! This is what comes to consciousness through an immersion in the substance of the German national soul. One sees, feels and senses an ever-renewing power in it. However present culture may change, this renewing power will remain, because its magic breath will be breathed again and again in different epochs. This is a peculiarity of Central European culture. This hope and confidence, which immediately becomes strength, is the basis not for superficial but for profound optimism in the German, which is also connected to idealism in all philosophies. Whoever is truly capable of approaching what the German national soul has produced cannot despair of humanity, but always comes to a belief in humanity, and indeed to a spiritual belief in humanity. This becomes very significant when one looks at spirits who turn their gaze to humanity in search of something that can give good hope for the further development of man, and who can find nothing, who believe that European culture has died out. No one can regard European culture as having grown old; they can understand the relationship between the soul of the people and the individual German soul. Anyone who considers European culture to be old does not understand that. That is why we have a Russian intellectual who has searched for what can make humanity happy and cannot find anything that has grown out of this culture of the national soul. He looks everywhere and finds nothing. I am talking about Herzen, the great Russian who became so small in his own eyes when he wanted to understand Central European culture. The following saying of Herzen immediately sheds light on the way the Eastern European, anarchic soul views desolation where flourishing life can be seen by those who can understand Central European soul life. He enters into an intellectual alliance with an Englishman, with Stuart Mill, and says:
That is what Herzen says, who has no understanding for what must fill the Central European with the highest vitality. And further he says:
If he had understood Goethe, such a statement would be impossible! Further Herzen says:
That the same force that brought forth the highest poetic and philosophical blossoms in Goethe is the same force that today brings forth countless victims, victims of death and suffering, that is what presents itself to us at the same time from the whole context of German life. And has German life always been so misunderstood in the world as it is now, when it is being shouted at from all sides that it is a life of “barbarians”? Not only is Central Europe being surrounded like a large fortress with the intention of starving it out, no, it is also being scolded and reviled from all sides. Here and there, friendly voices are raised, for example, by a Romanian who exclaims:
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60. The Nature of Sleep
24 Nov 1910, Berlin Rudolf Steiner |
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By way of introduction, I would like to mention in advance that on this topic as well, Spiritual Science or Anthroposophy is not in a position to make generalisations of the kind that people love to make today. If today we talk about the nature of sleep, then we will only talk about the nature of human sleep. |
60. The Nature of Sleep
24 Nov 1910, Berlin Rudolf Steiner |
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Translated by Antje Heymanns It lies in the nature of current scientific observations that the phenomena we want to dedicate today’s lecture to are basically not much talked about by current natural science. Yet every human being should feel that sleep is something how is placed among the phenomena of our life as if life’s greatest riddles are presented to us through it. Surely people always must have felt the mysteriousness and significance of sleep when they spoke of sleep as the ‘brother of death.’ Today, we have to limit ourselves to speaking of sleep as such, because the coming lectures will repeatedly lead us back to the contemplation of death in many ways. All that man in a direct sense counts as belonging to his soul experiences, all imaginations that from morning to evening surge up and down, all emotions and feelings which constitute man’s soul drama, all pain and suffering, and the will impulses as well—all of it sinks down, as it were, into an indeterminate darkness when the human being falls asleep. Some philosophers might doubt themselves, so to speak, when they talk about the nature of the soul, about the nature of the spirit that reveals itself in human nature. Yet, they have to admit that even if it had been firmly nailed down by definitions and ideas and showed itself to be well researched, it basically seems to disappear into nothing within the course of each day. If we look at the manifestations of our soul life in the way one usually does so scientifically and also amateurishly, then we basically must say that these are extinguished during the state of sleep; they are gone. For someone who only wants to observe the physical expressions of the soul, the human being becomes on deeper reflection, so to say, all the more a riddle. Because the actual bodily functions, the bodily activities, continue during sleep. Only what we usually call the ‘soul’ discontinues. The question then arises as to whether one is speaking about bodily and soul matters in the right sense when one includes what appears to be extinguished on falling asleep, when actually the soul aspect is included to the full extent. Or, if already the ordinary observation of life, apart from Spiritual Science or anthroposophical observations, could show us that the soul is active and proves to be effective even when it is enveloped by sleep. However, if one wants to gain some clarity about those concepts, or one could say, if one wants to observe the manifestations of life in this field in the right sense, one must place exact terms before one’s soul. By way of introduction, I would like to mention in advance that on this topic as well, Spiritual Science or Anthroposophy is not in a position to make generalisations of the kind that people love to make today. If today we talk about the nature of sleep, then we will only talk about the nature of human sleep. In the last lecture, with regard to other fields, we have touched on this many times—Spiritual Science knows very well that which outwardly manifests itself in the same way, as this or that other appearance by different beings, can have quite different causes in the respective beings. We have indicated that this applies to death, to the whole spiritual life and to the formation of the spiritual life of animals and human beings. Today, it would go too far to also talk about the sleep of animals. Therefore, we want to say in advance that all we talk about today applies only to the sleep of human beings. Through our consciousness, we can speak about soul manifestations within ourselves—anyone can feel this—because we are conscious of what we imagine, want, and feel. Now the question must arise—and this is extremely important particularly for today’s observations—whether we may readily combine the definition of consciousness as we use it for the ordinary consciousness of a human being in the present with the concept of the soul or the spirit in a human being? First, to express myself more clearly about these concepts, I like to draw a comparison. A man might walk around in a room and cannot see his own face in any spot in that room. The only place he can see his face is where he can look into a mirror. His own face appears as an image in front of him. Isn’t there an enormous difference for man whether he just walks around in a room and lives within himself or whether he sees what he expresses of this living also in a mirror image? It could probably be so with human consciousness in a somewhat extended way. The human being could, so to speak, experience his soul life—and he would only become knowledgeable or conscious of this soul-life itself, the way he lives it, when it confronts him like a mirror. This could very well be. Thus, we could say, for example, that it is quite possible that the human soul life continues regardless of whether the human being is awake or asleep. But that the waking state consists of the fact that the human being perceives his soul life through a mirroring, let’s say first of all, through a mirroring within his physicality and that he cannot perceive it in the state of sleep because it cannot be mirrored in his physical body. Although we have not yet proven anything with this, at least we would have gained two concepts. We could differentiate between the soul life as such and becoming conscious of the soul life. We can think that for our consciousness, for our knowledge of the soul life, as we currently stand in our everyday human life, everything depends on us receiving the mirror image of our soul life through our physicality because if we do not receive this, we cannot know anything about it. We would then be wholly in a sleeping state. Now that we have gained these concepts, let us try to place the phenomena of waking and sleeping life a little before our soul. Someone who is really able to observe life, will feel very clearly, and one would like to say, will ‘behold’ how the moment of falling asleep truly proceeds. He can perceive how the imaginations, the feelings weaken in their brightness, diminish in their intensity. But this is not the most essential. When a human being is awake, he lives in such a way that he creates order through his self-conscious Ego in his whole imaginative life, whereby he summarises, as it were, all ideas with his Ego. For at the moment when we in our waking life would not summarise all our ideas with our Ego, we would not be able to lead a normal soul life. We would have one group of ideas that we would relate to ourselves and call our concepts and another group we would look at as something foreign, like an external world. Only people who experience a split in their Ego, which for people today would be a state of sickness, could have such a tearing apart of their imaginative lives into different areas. For a normal person it is essential that all his ideas are in perspective related to a single point: the self-conscious Ego. The moment we fall asleep, we feel distinctly that, at first, the Ego will be, so to speak, overwhelmed by imaginations despite these growing dimmer. The ideas assert their independence; they live an independent life. Single clouds of ideas, as it were, form within the horizon of consciousness, and the Ego loses itself in imaginations. Then man feels how the sense perceptions like seeing and hearing and so on become blunter and blunter, and finally, he feels how the will impulses are paralysed. Now, we must point out something clearly observed by just a few people. The human being feels furthermore, as he sees things with defined borders in his daily life, that at the moment of falling asleep, something asserts itself like a feeling of being locked up in a vague fog, which occasionally makes itself felt as cooling, or with other sensations in certain parts of the body: on the hands, on the joints, on the temples, on the spine etc. These are feelings that someone falling asleep can very well observe. They are, one would like to say, the kind of trivial experiences that one can have every evening when falling asleep if one wants to. Better experiences are had by people who, through a finer developed soul life, more precisely observe the moment of falling asleep. They can then feel something like an awakening despite falling asleep. What I am about to tell you now, can be told by anyone who has acquired certain methods of really observing these things, because it is a common human phenomenon. The moment people feel like an awakening when they are slipping into sleep can really be described as follows: something like an expanding conscience, like morality, wakes up in the soul. This is indeed the case. This is particularly shown when people observe their soul concerning what they have experienced the previous day and with which they are satisfied in their conscience. In the moment of moral awakening, they feel this especially clearly. At the same time, this feeling is quite the opposite of the feeling during the day. While the feeling during the day shows itself by things approaching us, one who falls asleep feels as if his soul is pouring itself out over a world that is now awakening. This mainly includes a relaxation, a pouring out of feeling over that which the soul, through itself can experience in relation to its moral inner being as if through an expanding conscience. Then it is a moment of inner bliss, which appears to be much longer for the one falling asleep, when it is about dwelling on things with which the soul can agree. There is often a deep conflict when the soul has to reproach itself. In short, the moral human being who, during the day, is repressed through the strong sensory impressions, relaxes and feels himself very distinctly when falling asleep. Everyone who has acquired a particular method, or maybe even only a feeling concerning such observations, knows that at this moment a certain longing awakens, which we could describe like this: One really wants this moment to extend into the indefinite, that it would never end. But then comes something like a ‘jolt’, a kind of inner movement. For most people, this is very difficult to describe. Of course, Spiritual Science can describe this inner movement quite precisely. It is, as it were, like a demand that the soul makes on itself: You must now relax even further; you must pour yourself out further. But by making this demand of itself, the soul loses itself for the moral life in its surroundings. This is like throwing a small drop of colour into water and dissolving it: the colour can still be seen at first. But once the drop distributes itself throughout the water, it pales more and more and finally, the colour display as such stops. So it is when the soul is just beginning to swell and live in its moral mirror image where it can still feel itself, but the feeling stops once the jolt, the inner movement, occurs, as the drop of colour loses itself in the water. This is not a theory; it can be observed and is accessible to everyone, just like a natural scientific observation is exactly accessible to everyone. If we thus observe the process of falling asleep, we can certainly say that the human being intercepts, as it were, something when falling asleep that, afterwards, he somehow can no longer be conscious of. If I may be allowed to use both of my earlier constructed ideas—the human being has, as it were, a moment of parting from the mirror of the body in which the manifestations of life appear to him as mirror images and because he has no other means to mirror what otherwise is mirrored by the body, the possibility to perceive himself, ceases. Again, it is possible to perceive in a certain sense the day’s happenings—if one does not want to be altogether stubborn and obstinate regarding what relates to the soul and the effect of what moves into an vague darkness. I have already pointed out in another context that someone forced to memorise this or that, i.e., learn things by heart, can do this much more easily if he sleeps on it more often, and that depriving oneself of sleep is the greatest enemy of memorisation. The possibility and the ability to memorise more easily even returns once we have slept on an issue and not want to learn something by heart in one go. This is also the case with other activities of the soul. However, we could convince ourselves very easily that it would be impossible to learn anything at all, to acquire anything when the soul is involved, if it weren’t for the inclusion of sleep states among our life states. The natural conclusion that has to be drawn from such phenomena is that our soul needs to withdraw from time to time from our physical body, in order to gain strength from an area that is not within our body, because the respective strengths within the body are being worn out. We must imagine that when we wake up in the morning from sleep, that from the state in which we were then, we have brought along strength to develop abilities, that we could not develop if we were constantly shackled to our bodies. This is how the effect of sleep shows itself in our ordinary nature, when one wants to think straight and not be obstinate. What shows itself in general when one pauses in ordinary life, and for which one needs some good will to hold one’s life phenomena together, is shown very clearly and precisely when man goes through developments that are able to lead him to a real beholding of the spiritual life. Here I would like to elaborate on what occurs when a human being has developed the forces that lie dormant within his soul in order to reach a state in which he can neither perceive with the senses nor comprehend with the mind. This will be followed up in more detail in the lecture How does one Attain Knowledge of the Spiritual World,1 where the methods will be quite comprehensively covered. Right now though, we will highlight some of the experiences that a person, truly practising such exercises is able to have that endow his soul, as it were, with spiritual eyes and spiritual ears, and through which he can look into the spiritual world, which is not an object of speculation, but for someone who perceives with his senses, it is just as much an object as colours and forms, warmth and coldness, and sounds. How to attain true clairvoyance has already come to light in previous lectures. This spiritual development, these exercises, actually consist of a person bringing out of himself something that he has within himself, gains other organs of perception, jolting upwards, as it were, over the soul, as it is in its ordinary state, and thus perceives a world that is always around him but which cannot be perceived in the normal state. When a person undergoes such exercises, the first thing that changes is his sleep life. Anyone, who has done their own real spiritual research knows this. I would now like to talk about the very first stage of change in the sleep life of a person who is actually clairvoyant and engaged in spiritual research. The first beginnings of this possibility of spiritual research do not make the person appear very different from the normal ordinary state of consciousness because a person who performs these exercises, as we shall discuss later, will at first sleep like any other human being and is just as unconscious as anyone else. But the moment of waking up will show something very special to the one who has performed spiritual exercises. I will now describe to you some very concrete phenomena that are based on facts. Let’s assume that a person who is practising these exercises is thinking very hard about something that another person could also be thinking about. He tries, maybe because he has a very difficult problem in front of him, to exert all his mental power to get to the bottom of it. Perhaps he’ll be like a schoolboy: his mental power just isn’t sufficient to solve the problem. This could definitely happen. If he has now already obtained through his exercises more possibilities to experience the inner states of the soul in connection with the physical state, he will certainly feel something quite peculiar when he finds himself incapable to do something. Unlike usual, he perceives a resistance in his physical organs, for example in his brain. He properly senses that the brain puts up resistance against him, just as we feel resistance when we try to drive in a nail with a hammer that is too heavy. The brain then begins to gain a reality. The way man normally uses his brain, he would not feel it as if he were using an instrument, as is the case with a hammer, for example. A spiritual researcher feels his brain, he feels himself independent in relation to his thinking. That is an experience. But if he can’t solve a task, he feels that he is no longer able to carry out certain activities that he must perform when thinking. He feels very clearly that he is losing power over the instrument. This fact can be experienced very precisely. If the spiritual researcher sleeps on the problem and then awakens, it will often happen that he feels up to the task without any further ado. But at the same time he also feels precisely that prior to waking up he has done something, that he has worked on something. He feels that he had been able to set something within him in motion during his sleep, that he had caused an activity. During the waking state he was forced to use his brain. He knows that. He can do nothing but use his brain when he is awake. But he was no longer able to use it properly, because—as I have described—it resisted him. During sleep, he feels, he is not dependent on using his brain. He was able to create a degree of flexibility without using the brain that was too tired or otherwise too heavily occupied. Now he feels something very peculiar: he perceives the activity that he has performed during sleep, albeit not directly. The Lord gives to his own, but not in their sleep. The spiritual researcher is not saved from having to solve his problem now in the waking state. It may come easily to him, but normally it is not so, and particularly not with things that simply must be solved by the brain. Hence, the human being feels something that he has not known before in the sensory world—he senses his own activity, which presents itself to him in vivid pictures, in strange pictures that are in motion. It is just as if the thoughts he needs were living beings who would enter into all kinds of relationships with each other. Thus he senses his own, let’s call it, ‘mental activity’ that he undertook during sleep, like a series of pictures. This feeling is difficult to describe, as one is stuck in it in a quite peculiar way and has to tell oneself, ‘This is you yourself!’ But, on the other hand, one can distinguish this feeling very clearly from oneself, in the same way as one is able to distinguish a physical movement one makes from oneself. Thus one has pictures, imaginations of an activity performed before waking up. And now one can notice, if one has learned to watch oneself, that these pictures of an activity that was performed prior to waking up, connect themselves with our brain and turn it into a more flexible, more useful instrument, so that one will be able to complete something, which one could not do before because of a resistance, for example, to think certain thoughts. These are subtle things, but without them one won’t really get behind the secret of sleep. Thus, one feels that one has not performed an activity as in the awake state, but one that served the restoration of certain things in the brain which were worn out. The instrument has been restored in a way that was not possible before. One feels like a master builder of his own instruments. The feeling during such an activity is significantly different from that during a daytime activity. The feeling one has about the day activities is comparable to copying something from a template or a model. There I am forced to follow the picture in front of me with every stroke or dot of colour. In regard to the things that appear as pictures at the moment of waking and that are, as it were, an illustration of an activity during sleep, one has the feeling of inventing the strokes, of creating the figures out of oneself, without being tied to a model. With such an occurrence one will have, as it were, intercepted what the soul did prior to waking up: one has intercepted the activity of brain regeneration. Because sooner or later one realises that what feels like a kind of coating the brain organs with what one remembers as figures is nothing other than a restoration of what has been damaged in the course of the day. One really has the feeling of being a master builder working on oneself. Basically the difference between a spiritual researcher who perceives such things and an ordinary person is only that a spiritual researcher just perceives these things, whereas an ordinary person cannot pay attention to them and does not perceive them. The same activity that the spiritual researcher undertakes is performed by every human being, but the normal person doesn’t catch the moment when the organs are restored by the activity that takes place during sleep. Let’s take such an experience and compare it to what was previously said about an increase in bluntness and dullness, and a reduction in brightness of the daily imaginative life at the moment of falling asleep. This latter phenomenon can only be viewed in the right light if one either frees oneself from today’s highly suggestive concepts of the world view that believes itself to be firmly based on natural science, or by actually accepting the available results of contemporary natural research. For example, in brain research, and according to the results of natural research, people who think more precisely can do nothing but acknowledge the independence of the spiritual from the physical. And it is very interesting that recently a popular book was published in which basically everything that has to do with spiritual life and the sources of spiritual life was presented wrongly and completely without any insight. But in this book, The Brain and the Human Being, by William Hanna Thomson,2 a lot of smart things are said. It deals in particular with modern brain research and with many other things that are presented—for example, as I also have more often pointed out—with symptoms of fatigue, which are quite instructive. But I have already explained that muscles and nerves cannot get tired in any other way than through conscious activity. As long as our muscles only serve an organic activity they cannot become tired. It would be bad if, for example, the heart muscle and other muscles needed rest. We only become fatigued when we perform an activity that is not innate to the organism—such as an activity that belongs to the conscious life of the soul. Thus one has to say; if the soul life was born out of the human being like the heart activity, then the immense difference between fatigue and non-fatigue could not be explained. The author of the book therefore feels compelled to acknowledge that the soul relates to the physical no differently than a rider relates to his horse, i.e., that it is completely independent from the physical. This is an enormous concession from a person who thinks like a natural scientist. One could get very strange feelings if, forced by contemporary natural research, one has to confess to oneself that the relationship between the soul life and the body life must be imagined as being roughly the same as that of a rider to a horse. That is, according to the image that people had of a centaur in earlier times, when they still looked deeper into the spiritual realm. It is not apparent that the author of the book would have thought of this, but again this thought comes to mind from the natural scientific conception, and one gets the feeling that such ideas stem from times when a certain clairvoyance still existed for many people. Today, however, certain imaginations about centaurs seem to be more compatible with what a gentleman once told me: He said:
One thing we can hereby definitely notice, and we can follow such things best if we recall certain occurrences before our soul that are not commonplace, but still exist and cannot be denied. The spiritual researcher knows how that common man in the country, at the hour of his death, suddenly began to speak in Latin, a language he had never really used and which one could prove he had only heard once in Church when he was a little boy. This is not a fable, but a reality. Of course he did not understand anything of it, when he had heard or recited it. And yet it is true. From this, the idea should be formed in every human being that what affects us in our environment contains something in addition to what we absorb into our normal consciousness. Because what we absorb into our ordinary consciousness is often dependent on our education, on what we comprehend and the like. But not only what we can comprehend unites itself with us, but we have in us the possibility to absorb endlessly more than what we take up consciously. We can even observe in every human being how at certain times he has ideas, that were not strongly noticed at the time he experienced them here or there, so that he may not remember them at all. But through certain things they re-appear, and may even place themselves into the centre of his soul life. We really have to acknowledge that what constitutes the extent of our soul life is endlessly more than what we can receive and embrace with our day consciousness. This is extraordinarily important. Because in this way our attention is steered towards something inside of us that can really only make a slight impression on our corporeality because it has hardly been noticed, and then again it lives on in us. In this way, we are pointed to the foundations of our soul life, which should actually exist for every reasonable person. Every rational person should tell himself that, what is in the world around him for his consciousness while he is consciously looking at the world, is basically dependent on the organisation of his sensory organs and on what he can understand. And no one is entitled to want to limit reality by what they can perceive. It would be completely illogical to want to deny the spiritual researcher that behind the physical world a spiritual world exists, simply for the reason that man is only allowed to speak about what he sees and hears and what he can think about, and he is never allowed to judge what he cannot perceive. Because the world of reality is not the world of the perceptible. The world of the perceptible is limited by the sensory organs. For this reason one should never —in the Kantian sense—speak of the limits of knowledge; or about what a human being may or may not know, but only about that what he has before of him in accordance with his organs of perception. Considering this, one must say to oneself: Behind the colourful carpet of the sensory world, behind that which the warmth sense perceives as warmth or cold and so on, lies an infinite reality. Should therefore only what we perceive, or only the reality we perceive exert an influence on us? If we think that we are only shown a part or a section of the entire reality through our perception, then it is only logically tenable that there lies an infinite reality behind what can be given to us through our perception. However, this is also real for us, as we have been placed in it, so that what surges and lives outside and influences us, lives on for us. But what is our actual waking life like during the day? There really is no other way than to imagine the waking day life in this way, and to say; ‘We open our senses, our capacity to realise something immense and confront this immensity. Because each person has particular eyes, particular ears, and a certain sense of warmth, and so on, we are placing a particular section of reality in front of us. Anything else we reject, almost, as it were, fend it off, exclude it from us. So what does our conscious activity consist of? It consists of a defence against, or an exclusion of something different. And by straining our sensory organs, we are holding back something that we have not perceived. What we perceive is the remainder, are the remains of what is spreading itself around us, and what we, for the most part reject. In this way, we feel actively placed in this world, feel connected with it. Likewise, we defend ourselves through our sensory activity against a multitude of impressions, because, figuratively speaking, we are not able to bear the entire immeasurable infinity and take in only a section of it. If we think like this, then we must imagine quite different relationships between our whole organism, our entire bodily nature and between the external world, than those which we can perceive or comprehend with our intellect. Then it will not seem so unusual to think that the relationships, which we have with the outside world, live in us and that also the invisible, super-sensible or extra-sensible is active within us—and that the extra-sensible by being active in us, uses our senses to fabricate a section out of the entire immeasurable reality. Then our relationship to reality is completely different from how we are able to perceive it through our senses. Then there lies something of relationships with the outside world in our soul that does not exhaust itself through sensory perception, that eludes our waking daytime consciousness. Then it is with us as if we are stepping in front of a mirror with our inner being and have to say to ourselves:
If you think this idea through to the end, then you will not be surprised to find that basically all life of our awake day consciousness depends very much on the organisation of our sensory organs and on our brain, just as what we see in a mirror depends on the quality of the mirror. Anyone who looks into a garden mirror and sees a caricature of their face looking towards them, will happily agree that the picture in the mirror is not dependent on them, but on the mirror. In the same way, what we perceive depends on the set-up of our mirroring apparatus, and our soul activity is limited, as it were, reflected back into itself by mirroring itself in our body life. Then it is no longer astonishing that the detail—and this can also be physiologically proven—is dependent on the physical body, whereby this or that happens one way or another in our consciousness. Because everything that the soul does in order for something to become conscious, to become knowledge for us, depends on the organisation of our body. Observation shows us that the concepts that we initially only constructed, actually correspond to the facts. The only difference is that our corporeality is a living mirror. We let the mirror in which we look be as it is. However, there is one way in which we can influence the reflection: if we breathe on the mirror, then it can no longer reflect properly. But the reflection in our physicality, which experiences the activity of our soul, is connected with the fact that when we reflect ourselves in our corporeality, the reflection itself is an activity, a process within our bodily nature, and that which appears as a reflection, we place as an activity before ourselves. Thus the bodily life actually presents itself as if, in a certain sense, we would write down what we think and then would have the characters in front of us. This is how we write the activity of our soul into our physicality. What an anatomist can verify are only the characters, the external apparatus, because we do not completely observe our soul life if we only observe it within our physical life. We only observe it completely, if we do this independently from our physical life. This, however, can only be done by the spiritual researcher who observes the soul life as it shows itself mirrored into the waking day life at the moment of awakening. It shows that the soul life is like an architect, who builds something during the night, and acts as a dismantler during the day. Now we have the soul life in the waking state and in the state of sleep before us. In the state of sleep we have to imagine it as independent from body life, like a rider is independent from the horse. But just like the rider uses the horse and uses up its strength, the soul consumes the activity of the body so that chemical processes run like letters of the soul’s life. With this we reach a point where the physical life, as it is limited in the senses, in the brain, is so diminished by us that we have exhausted it for the time being. Then we must begin the other activity, initiate the reverse process and again build up what has declined. This is the life during sleep—so that we, starting from the soul, perform two opposite activities on our body. So, during the awake state we have around us our world of flowing and ebbing concepts, joy and sorrow, feelings and so on. But while we have them in front of us, we wear out our physical life, we basically destroy it constantly. During sleep, we are the architects, we can restore what we have destroyed during our waking life. So what does a spiritual researcher perceive? He perceives the architectural activity of rebuilding in curious pictures like a circular movement twisting around itself: a real process, that is the reverse of normal awake day life. It is really no fantasy when one speaks about recognising in these self-entwining movements the mysterious activity that the soul performs during sleep, which consists of reconstituting what we have destroyed during our day life—hence the recuperation through and necessity of the sleep life. So why is the sleep life such that it doesn’t enter into our consciousness? Yes, and why is it that we become conscious of our waking life? The reason for this is that for the processes we perform in our waking day life, we have got something like mirror images. However, when we are performing the other activity of rebuilding what has been worn out, we have nothing wherein this could be reflected. We are lacking a mirror for this. Only a spiritual researcher is able to show the underlying reasons for this. From a certain point onwards, the spiritual researcher experiences not only the soul activity, as I have described it, like a dream memory from sleep, but as if he was not dependent on the instrument of the body, so that he then can perceive an activity which only happens in the spirit. He can then tell himself: ‘Now you are not thinking with your brain, but you are now thinking in a completely different manner; now you are thinking in pictures, independent of your brain.’ The spiritual researcher can only experience something like what has been described earlier, when he experiences that everything that envelops him as something nebulous when he falls asleep does not disappear. Instead, if he is able to limit and withdraw his inner activity, then the mist that is perceptible at his temples, at his joints, at his spine, becomes something that reflects what he is doing—similar to the reflection of what we experience during our physical life. The whole difference between true clairvoyance and ordinary waking day life consciousness is that the waking day life requires a different mirror for the soul activity to come to consciousness and uses our bodily nature for this purpose. However, the activity of the clairvoyant, when it radiates as an activity of the soul, is so strong that the emitted ray will be withdrawn into itself. In this way, as it were, a mirroring on one’s own inner experience, on a spirit organism, takes place. Basically, our soul is within this spirit organism during the night, even if we are not spiritual researchers. It pours itself into it. And we will not be able to cope with our whole sleep life, when it is not clear to us that indeed our physical processes—all that anatomy, physiology is able to research—cannot bring about anything but a reflection of our soul processes; and that these soul processes always, from falling asleep until waking up, live a spiritual existence. If we think differently we won’t be able to cope at all. We must therefore speak, as it were, of a secret soul life that cannot enter at all into the consciousness conveyed through our body. Thus, when one notices in a person that ideas appear in his consciousness that he has ignored for a long time, one has to say: There is something else in a human being, apart from the conceptions of his conscious soul life, to which he has paid attention when he took them in. I have already suggested once, that it is child’s play to refute things that are a reality for a spiritual researcher. And yet they are true. Spiritual research has to say that in regard to the human being we have to deal with a human physical body that we can see with eyes, grasp with hands, and that is also known to anatomy and physiology. In addition, we have an inner member of the human being, the astral body, the carrier of everything that the human being consciously absorbs, what he really experiences during the day life, so that he can receive it reflected by the body. Between the astral body and the physical body lies the carrier of ideas that remain ignored for years, and are then brought up into the astral body to be realised. In short, between the astral body, the carrier of consciousness, and the physical body, the etheric body of man is active. This etheric body is not only the carrier of conceptions that have gone unnoticed, but in general the builder of the entire physical body. What actually happens during sleep? The astral body, the carrier of consciousness, lifts itself together with the Ego out of the physical body and the etheric body, so that a split in the human nature occurs. During day life when man is awake, the astral body and the Ego are within the physical body and the etheric body. And the processes of the physical body work like mirroring processes, through which all that happens in the astral body comes to consciousness. Consciousness is a reflection of the experiences through the physical body, and we should not confuse consciousness with the experiences themselves. When, during sleep, the astral body of an ordinary human being leaves, it is at first not able to perceive anything in the world of the astral. The human being is unconscious there. What ability does the spiritual researcher now acquire when things during sleep become conscious to him, even though he does not rely on his brain? He attains the ability to perceive and to mirror his soul activity in something that for him weaves and lives between things, so that during the awake day consciousness this something can be perceived in the same way as his own etheric body. The human etheric body is woven from that through which the clairvoyant person perceives; so that for a clairvoyant person the outer world becomes reflective, just as for the soul life of a normal person the physical body becomes reflective. Now there are intermediate states between waking and sleeping. One such intermediate state is the dream. With regard to its origin, spiritual research shows that indeed dreaming is based on something similar to clairvoyance, whereby the latter is something trained, while dreaming is always imaginary. When a person leaves with the astral body, he loses the ability to obtain a reflection of his soul life through the physical body. However, under certain abnormal circumstances, which occur for everyone, he can obtain the capability to receive his soul experiences reflected through the etheric body. Indeed we must consider not only the physical body as a mirroring device, but also the etheric body. As long as the outer world makes an impression on us, it is indeed the physical body which acts as mirroring device. However, if we become still within ourselves and digest the impressions the outer world has made on us, then we work within ourselves and yet our thoughts are still real. We live our thoughts, and also feel that we are dependent on something more subtle than our physical body, namely on the etheric body. Then the etheric body is that what reflects itself in us in solitary pondering, which is not initially based on external impressions. But we are within our etheric body during our awake day consciousness; we perceive what is mirrored, but we do not perceive directly the activity of the astral body. In the intermediate state between waking and sleeping, we do not have the ability to receive external sensory impressions. But because we can still receive something that is connected to our etheric body in some way, the etheric body can mirror what we experience in our soul with our astral body. This then are the dreams that show irregularity because the human being is in a completely unusual situation during this process. If we contemplate this, then much in our dream-world will become clear that would otherwise remain mysterious about it. We must therefore imagine the foundations of the soul life as being closely connected with the dream life. While the physical body is the mirror of the soul life and our daily interests have an impact on this, we are often connected in the remotest way through the etheric body to experiences, which we have long since left behind, and of which we become only dimly aware because the day life has a strong impact on us. Thus they remain something extremely unknown to us. However, if we are examine dreams that are based on really good observation, many peculiar things can be shown to us. For example, a good composer experiences an image, where a somewhat diabolical figure plays a sonata to him. He wakes up and is able to write down the sonata. Something became active in him that has worked like something foreign. And this was possible, because there was something in him for which the composer’s soul was ready, but which could not become effective during the awake day life, because physical life was only an obstruction and not suited as a mirror. Here we can see that the bodily life is an inhibitor and in this lies its significance. In our daily life we are only able to experience that for which the bodily life, figuratively speaking, is ‘oiled like a machine.’ The physical life is always a hindrance to us, but we manage to use it to a certain extent. After all, one does need ‘inhibitions’ everywhere. When a locomotive rides over the tracks, it is the hampering, the friction, through which it can drive, because the wheels could not turn without friction. In reality, our bodily processes are what confronts our soul life in a hampering way, and these frictional processes are at the same time mirroring processes. When we are ready in our soul for something but have not yet managed to oil our machine well, then the awake day life is a good ‘brake shoe’. But when we leave our physical body, then our etheric body is able to bring what lives in our soul life to expression—and this will appear to us as something quite foreign as it is of a more subtle nature. Then, once it is strong enough, it forces itself into the dream life, as was the case with the composer. This has less to do with the daily interests than with the hidden interests, that lie more remote in the subtle foundations. For example, in the following—note, that I am just telling you something that has actually been observed—A woman dreams, and although she has children whom she loves very much, and a husband, who loves her extraordinarily, she experiences with great joy that she gets engaged for a second time and all related events she goes through. What does she dream? She dreams experiences that are very far from her current life, that she has once gone through but cannot recognise, because the normal interests of the day are only connected with the physical body. And, what has continued to live on in her etheric body will now, perhaps because a joyful emotion has triggered the dream, be mirrored by the etheric body through another event. A man dreams that he goes through childhood experiences, and these childhood experiences are wonderfully mirrored. One of these, especially important to him because it went close to his heart, causes him to wake up. At first the dream is very dear to him, but soon he falls asleep again and dreams on. A whole sum of unpleasant experiences now pass through his soul, and a particularly painful event wakes him up. All of this is extremely far from his present experiences. He gets up, and because he feels very shaken by the dream, walks around in the room for a while, but then he lies down again and now he has dream experiences, which he has not yet had. All events that he went through get muddled up, and he now experiences something completely new. The whole turns into a poem, which he can even write down and set to music afterwards. That is a very real fact. Now it shouldn’t be too difficult, with the concepts we have already gained, to imagine what has happened there. For a spiritual researcher it is thus; at a very specific moment in his life the man suffered a kind of break in his development—he had to give up something that lay in his soul. But even if he had to give it up, it did not disappear from his etheric body as a result of that. It was just that his ordinary interests were so strong that they pushed it back. And, where it was strong enough through inner elasticity, it forced itself out through the dream, because there the human being is freed from the hindrances of the awake day life. This means, that the respective man was truly once very close to reach what was expressed in the poem; but then it had been deadened. Thus we can see illustrated in our dreams the independence of our soul life from our outer bodily life. We must realise that this is proof that the idea of the mirroring of the soul life in the physical life is entirely justified. In particular, the circumstance that the interests in which we are involved do not engrave themselves in a straight line in our direct experience, shows us that apart from the life, as it is lived on a daily basis, there is another life running alongside, that I have called, for a more conscious, finer observation, a kind of awakening. In it lives everything that for our spiritual life is already abstract, immaterial like our conscience that is independent of physical life—everyone can feel this. Yet during our day life this other life turns out to be very limited by our daily interests. During sleep, our soul also reveals itself as being completely filled with its moral quality. There is a real living into the spiritual, what we can describe as a jolt, as an inner movement. What we call Spiritual Science research will result in something for us through which we can consciously settle into the world that the normal human being unconsciously settles into every time he falls asleep. People must gradually familiarise themselves with the fact that the world is far wider than what we can grasp with our senses and follow with our intellect; and that the sleep life is an area that we need because just our noblest organs, which serve our imaginative life, are worn out by our daily life. During sleep we restore them, so that they can face the world strong and vigorously and are able to mirror our soul life for us in the waking day life. Everything that is characteristic of the soul life could become clear to us through this. Who wouldn’t know that one feels wearied and tired after a good, deep sleep? People often complain about this; but it is not a symptom of an illness at all and is actually quite understandable. After all, the complete recovery through sleep only occurs an hour or an hour and a half later. Why? Because we have worked well on our organs, so that they are not only able to cope for a few more hours but for the whole day. And immediately after waking up we are not yet ready to use them, we first have to “grind them in.” Only after a while we can use them well. One should speak about a particular type of weariness in a certain way, saying that one could be happy that one can settle back into the reconditioned organs in an hour and a half. Because from sleep comes to us what we need—the architectural forces for the organs that have been worn out and used up during the day. So we may now say that our soul life is a life of independence, a life of which we have something like a reflection through our consciousness during our waking day life. Consciousness is a reflection of the interactions of the soul with its environment. During the waking day life we are lost to our surroundings, to something foreign, are devoted to something that is not ourselves. But during sleep—and this is the nature of sleep—we withdraw from all outer activity to work on ourselves. The comparison is apt; the ship which has served shipping while it was at sea will be rebuilt and repaired when it arrives in port. Someone who believes that during sleep nothing happens to us, could also think, that nothing needs to be done to the ship when it returns to port from a voyage. But when the ship sails again, he will see what happens, if it has not been repaired. This is how it would be if our soul did not work on us during sleep. We are brought back to ourselves when we sleep, while during the day life we are lost to the outside world. A normal human being is just not able to perceive what the soul is doing during sleep in the same way as he perceives the outside world during the day. In the lecture How to attain Knowledge of the Higher World? we will see that also in the spirit a mirror image can be attained as a realisation, through which man can then come to perception in the higher worlds. All this illustrates that the soul, just when it is not conscious of itself and knows nothing of its own activity, but is busy with itself, works on itself, and independently of the physicality, obtains those forces which serve precisely to build up the body. Thus we may summarise what we have said, and characterise the nature of the soul with words that from the knowledge of the nature of sleep can build a kind of foundation for many things in Spiritual Science:
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57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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One learns to recognize what he will one day become, if Spiritual Science or Anthroposophy will illuminate Goethe's esoteric poetry, where he speaks of the spiritual world from his own experiences. |
57. Goethe's Secret Revelation: The Riddle in Faust: Esoteric
12 Mar 1909, Berlin Tr. Unknown Rudolf Steiner |
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One idea Goethe had for his ‘Faust’ was that at the end of Part II, Act 3, Mephistopheles, who in this Act had worn the mask of Phorkyas, should step in front of the curtain, take off the mask, descend from the Kothurni and deliver a kind of Epilogue. The idea, as the now meaningless stage instruction tells us, was that this Epilogue was to indicate the manner in which the final figure of Faust was to be taken. The words Mephistopheles was to speak as Commentator are not in ‘Faust,’ but they have been preserved on a single sheet among Goethe's literary remains. Through the mouth of Mephistopheles Goethe seeks to tell the public in a not unhumorous way what attitude to adopt towards his Faust. These words are worthy of notice, and in a certain respect to-day's study is to be conducted in their spirit. They refer to Euphorion who was born in some spirit fashion, and jumps and hops about immediately after his birth and utters ‘a tender word.’ In this way these words refer to him:
Thus all such explanations as rest on a basis of old traditions are to be straightway excluded. On the contrary, an explanation is demanded drawn from the depths of spirit-life. Therefore also Mephistopheles says: ‘We say it also, and the true disciple of the newer symbolism will agree.’ If you read carefully Part II of ‘Faust,’ you will know that Goethe is rich in word-construction in this poem, and that we must not therefore cavil at what appears to be ungrammatical. Here in this sentence is clearly expressed that the man who understands Faust rightly in Goethe's sense, also sees that deeper things lie behind. But everything that rests on study or might lead to a merely symbolic explanation is discouraged. The demand is that the explanation of Faust is to depend on the faithful discipleship which is aware of the spiritual experience which we may call ‘experience in the sense of the new Spiritual Science.’ ‘The true disciple of the newer symbolism’ is the commentator of Faust in Goethe's sense. Thus it is to be done by drawing direct from spirit-life; and Goethe no doubt here betrays that he has put something into it which made it possible for him to get away from old symbols and to coin new and independent symbols out of direct spirit-life. If we want to compare the presentation of the spiritual world in the two parts of ‘Faust,’ we might say that Part I presents to a large extent the fruits of knowledge—the outer influences on one who has dim ideas of the spiritual world, and who tries to enter it through reading all kinds of things and conducting all kinds of experiments. Part I contains this studied view of the supernatural world. Part II contains experience, living experience, and if you understand rightly, you know that it can derive only from a personality which has learnt to know the reality of the spiritual, supernatural worlds behind the physical world. Truly, Goethe was consistent in his presentation, although some things in Part II are so dissimilar from Part I. What he had learnt in Part I, he experienced in Part II, he has seen it. He was in the spiritual, supernatural world: he indicates this, too, clearly enough, where in Part I he makes Faust say:
Goethe can point—from personal knowledge—to what he sees who ‘bathes his breast in morning-red,’ in order to await the rising of the spiritual sun. We find in the whole of Part I—no doubt you realize it from yesterday's discourse—an energetic upward-striving of Faust the student, to this dawn, but we also find clearly indicated that the path is nowhere traversed in a satisfactory way. Now how does Part II begin? Is the advice of the wise man, ‘to bathe the breast in morning-red,’ carried out in one respect? We find Faust ‘bedded on flowery turf, fatigued, restless, endeavouring to sleep,’ surrounded by spiritual beings. We find him withdrawn from all physical vision, veiled in sleep. Beings from the spiritual world are busy with his spirit, which is withdrawn from the physical world. Marvellously and forcefully we are told what direction Faust's soul takes in order to grow into the spiritual world. Then we are shown how his soul really does grow into that world which is described as the spiritual world in the ‘Prologue in Heaven,’ in Part I. Goethe says from deep experience what was always told the pupil in the School of Pythagoras, that he who enters the spiritual world is met by the secret music of the universe:
This must be the music from the worlds of the spiritual life, if they are to be depicted as they are. What is said here of the ‘music of the spheres’ is not a poetic image, nor a metaphor, but a truth, and Goethe remains consistent to it, in that Faust, withdrawn from the physical world, now proceeds to grow, like an initiate, into that world from which this music comes. Therefore, in the scene where at the beginning of Part II Faust is withdrawn into the spiritual world, it is written again:
Would that those people who think that they can understand a poem only if they can say ‘Such things must be taken as the poet's images, created by right of poetic licence’—would that they would cease to call these things realistic. The physical sun makes no sound! It is the spiritual sun behind the physical which sounds in the ears of him who is entering the spiritual life. They are spiritual, not physical sounds. In this passage, again, we hear the sounds of thousands of years harmonizing. Unconsciously he who can follow the course of the human spirit through thousands of years will be reminded in this passage of some great words spoken thousands of years ago; words spoken by one who through his initiation knew that what appears to us as the physical sun is the expression of the sun-spirit and the sun-soul, as the physical human body is the expression of the human spirit and the human soul. He looked up to the spiritual sun and called it ‘Ahura Mazdao,’ ‘The great sun-aura.’ We are reminded of Zarathustra, who, looking thus at the sun, and feeling the world full of spirit, spoke the great and powerful words: ‘I want to speak! Listen to me, all ye who from far or near, desire to listen: Mark well, for He will be revealed. No more shall the False Teacher destroy the world—he who has professed evil faiths with his tongue. I shall speak of what is the highest in the world, what He, the Great, Ahura Mazdao, has taught me. Whosoever will not hear His Words, as I speak them, will suffer misery when the Earth-Cycle is fulfilled!’ Before the spiritual sun rises in the soul, the learner must bathe in the dawn which precedes it. Hence the words of the Wise Man: ‘Disciple, up! untiring hasten to bathe thy breast in morning-red!’ Does Faust, the disciple, do this? After the spiritual beings which surrounded him had been busy with him while his soul was for a time withdrawn from his body, he awakes as a changed man. The soul has entered the body, so that he has a dim idea, or he bathes in the morning-red, of the rising sun of the spirit:
Faust now feels also that he has awakened in that world, into which he has been translated during his unconsciousness, and he bathes his earthly breast in the morning-red. But it is only the beginning of the journey. He feels that he is at the gate of initiation, and thereupon he cannot yet bear the direct vision of the spiritual sun:
Wherefore he sees at first the world of the spiritual—but still, as we shall see in a moment, as a symbol.
This is Faust bathing his earthly breast in the morning-red, in order to prepare himself to look straight at the spiritual sun, which rises at initiation. Now Faust is to go into the great world with the gifts he has received as one approaching illumination. It might be thought remarkable that Faust is now transplanted to the Imperial Court, when he is in the midst of all kinds of masques and revels. All the same, these masques and pranks contain deep truths and are everywhere significant. It is not possible to enter upon this significance to-day. It will be in any case the task of this study to bring out only a few moments from the whole content of Part II of ‘Faust’ Many lectures would have to be given, if we wanted to throw light on everything. We shall say only this about the general idea of these Masque scenes: For a man who surveys human life with an enlightened eye, certain words will have a different meaning from what they have in ordinary external life. Such a man, steeping himself in the whole great course of human evolution, knows that such words as ‘Folk spirit’ (Volksgeist), ‘Time-spirit’ (Zeitgeist), are not mere abstractions. He sees in the spiritual world the true and real beings corresponding to what one ordinarily calls abstractly ‘Folk spirit and Time-spirit.’1 Thus, since he has the vision, it is made clear to Faust as he enters the great world where decisions affecting the world are made from a Court, that in all these happenings there are supernatural powers at work. Outside in the physical world one can observe only individual people and the laws they have. In the spiritual world there are beings behind all that. Whereas people are under the impression that what they do is prompted by their own souls, and that they make their own resolutions, human acts and human thoughts are really pervaded and permeated by beings from the supernatural world—national spirits, time-spirits, and so on. People think they are free to make resolves, to think and to form ideas, but they are guided by spiritual beings behind the physical world. What men call their understanding, by which they believe they can control the course of time, is the expression of spiritual beings behind. Thus, the whole Masque, which is to have some meaning, becomes for Faust the expression of the fact that one can realize how in the course of world-events a part is played by powers originating in those beings which Faust met already in Part I, originating, in short, in Mephistopheles. Man is surrounded by such spiritual beings, towering above him. Thus Mephistopheles appears at the turn of the modern age as that being which prompts the human intellect to the discovery of paper money. And Goethe presents the whole affair with a certain humour: how the same spirit, the same intellect which in man is bound to the physical instrument of the brain, when inspired by the related spirit which lets nothing count but the physical, gives rise to such phenomena as can control the world—phenomena however which have an importance only for the physical world. In this way the deeper sense of development is indicated precisely in this Masque and mummery. But we are soon led out of the world which lies before us, where we are shown the part played by supernatural powers, and into the really spiritual world. After it has been made rich, the Court wishes to be amused by the presentation of figures from ancient history. Paris and Helena are to be conjured up from the past. Mephistopheles, who belongs to those powers of the spiritual world which inspired the discovery of paper money, cannot penetrate to the worlds which give rise to the whole deeper development of men. Faust carries in him the soul and spirit which can penetrate these spiritual worlds. For he is the disciple who has bathed the earthly breast in the morning-red, and we are shown how Faust has already experienced something which can be looked upon as the first stage of clairvoyance—the stage completed by the clairvoyant when he has put his soul through the appropriate exercises. There are certain exercises which the student has to perform, in meditation, concentration, and so on, which are set him in occult-scientific symbols, in which he steeps himself, whereby the soul, withdrawing from the physical and etheric body, is transfigured in the night, as it at first becomes clairvoyant in the spiritual world. What is it that the student experiences here, when he has received the effect of those exercises? The first stage of clairvoyance is something which can bring people to a condition of great confusion. We shall see best why this is if we look at what are sometimes called the ‘dangers of initiation.’ Living in the physical world of the senses, one sees the objects round one in sharp contours, outlined in space, and the human soul makes halt at or attaches itself to these firm outlines, which one finds everywhere, filling the soul when it gives itself to sense-phenomena. Now just imagine for a moment all these objects round you becoming misty, losing their contours, merging into each other, becoming like cloud-pictures. It is something like this in the world into which the clairvoyant enters after the first exercises have taken effect. For he arrives at what is behind the whole sense-world, what lies behind all matter, what gives rise to the sense-world. He arrives at the stage where the spiritual world first approaches him. If you think how, in the mountains, crystals form themselves out of their mother-substances into their shapes and lines, so is it, roughly, when the clairvoyant human being comes into the spiritual world. At first it all appears confusing if the student is not sufficiently prepared. But the figures of the physical world grow out of this chaotic world, like the crystal shapes out of their mother-substance. At first the spiritual world is experienced like the mother-substances of the physical world. Into this realm man enters by the gates of death. The images, indeed, will take on other, fixed shapes, when the clairvoyant is further developed, shapes which are interwoven with those outlines which exist in the spiritual world, and which resound with what we have called in the spiritual sense, the music of the spheres. The clairvoyant experiences this after a time, but at first it is all confusing. Still, into this realm enters man. Now if the images of Helena and Paris are to be brought up, it must be from this world. Faust alone, who has bathed the earthly breast in the morning-red, and found the entrance to the spiritual world, can step into this world, Mephistopheles cannot. He can achieve only what the world of reason can achieve. He can go as far as the key that opens the spiritual realm. But Faust has the confidence and certainty that he will find there what he seeks: the everlasting, the permanent residue when the physical form of man is dissolved at death into its elements. Now it is wonderful how we are told the way in which Faust is to descend into the spiritual realm. The introduction already shows us that the man who depicts it is well acquainted with the facts—as well as with the perceptions and feeling which come over anyone who really knows these things and does not merely play at them. It all stood in grand manner before Goethe's soul—all that exists of this world of feeling when the seed for initiation, described yesterday, was opened by a particular event. He read a passage in Plutarch, where is described how the city of Engyium seeks an alliance with Carthage. Nicias, the friend of the Romans, is to be arrested. But he poses as a man possessed. The pro-Carthaginians want to seize him, but they hear these words from his mouth: ‘The Mothers, the Mothers press hard on me!’ That was a cry which in old times one heard only from a man who was in a condition of clairvoyance and withdrawn from the physical world. Nicias could be regarded either as a fool, as one possessed, or as a clairvoyant. But how could this be known? Because he said what those who had some knowledge of the spiritual world recognized. At the utterance of: ‘It is the Mothers who press hard on me!’ the citizens realize that he is not possessed, but inspired; that he can say something as a real witness which can be learnt in the spiritual world—and so he remains unmolested. On reading this scene, there is released in Goethe's soul something which had been sown as the kernel of initiation already during his Frankfort period. He knew what it meant to penetrate into the spiritual world. Hence also the words put into the mouth of Faust, when Mephistopheles speaks of the ‘Mothers,’ Faust shudders. He knows what it means—that lie touches on a holy but forbidden kingdom, forbidden, that is, for him who is not sufficiently prepared. Mephistopheles, indeed knows also of this realm, that he may not enter it unprepared. Hence the words: ‘Unwilling I reveal a loftier mystery.’ Still, Faust must descend into this kingdom in order to bring to pass what has to be brought to pass—into this kingdom where one sees what is otherwise firm and solid in transfigurations of eternal being. Here the spiritual sense catches sight behind the physical forms of the sense-world of what penetrates into this sense-world to maintain in it its sharp outlines. And then Mephistopheles says, describing this realm as it appears to all who step into it:
One cannot depict more vividly a real experience of a man truly initiated. The things ‘long ere this dissipated’ will be found in this world, when it is presented thus. ‘To shapeless forms of liberated spheres,’ i.e., into that realm where the forms of the sense-world are no more, where they do not exist, which is ‘liberated’ from them—there where ‘what long ere this was dissipated’ does exist—into this realm Faust is to betake himself. And when one reads ‘There whirls the press, like clouds on clouds unfolding,’ one recognizes again something which is characteristic in the highest degree. Let us think of the entry into the supernatural world as a gate. Before one enters, the soul has to be prepared by means of worthy symbols. One of these is taken from the appearance of the rising sun, and completes the image of bathing the earthly breast in the morning-red: the sun making a particular triangle round itself. The soul goes through this symbol and experiences its after-effects when it has passed through the gate, when it is within, in the spiritual world. Hence these effects: ‘There whirls the press, like clouds on clouds unfolding.’ Every word would be a living proof of what this scene is meant to be: Faust's penetration to the first stages of the supernatural world, which you find called the ‘imaginative world.’ When Goethe presented this, he was not obliged to compound a picture of the spiritual world from old Indian or Egyptian descriptions; he was able to put down quite realistically what he himself had experienced; and this he did. Now Faust brings up the ‘glowing tripod,’ round which the Mothers sit, the sources of existence in the spiritual world. With its help Faust is able to conjure up Paris and Helena before men, and to present pictures from the spiritual world. It would lead too far to explain in detail the important symbol of the glowing tripod. We are concerned to show how a kind of initiation is really depicted in Part II of ‘Faust.’ But we see how carefully and correctly Goethe proceeds by the fact that he shows us the way into the spiritual world which he only who is worthy can tread slowly and with resignation. He shows us that Faust is not even yet worthy enough. Only he is worthy to enter the spiritual world who has put off everything that is connected with narrow personality so that no wishes or desires, arising from it, any longer exist. This is apparently to say little, but in truth it is saying a great deal. For usually between what is sought and what is to be achieved by the cancellation of all personal wishes and desires, there lies not only one human life, but many. Goethe shows with the certainty of knowledge that Faust is not yet worthy. Desire awakes in him; he wants to embrace Helena from a personal desire. Whereupon the whole thing collapses—it vanishes. He has committed a sin against the spiritual world. He cannot hold her. He must penetrate further into the spiritual world. And so we see him in the course of Part II going further on his way. We see him after being ‘paralysed by Helena’ again in another state of consciousness, withdrawn from the physical body and fallen into sleep; and how something happens around him which as it were clambers from the sense-world into the supersense-world. What this is shows us nothing other than that Faust, once again withdrawn from the physical world, experiences something which can only with full consciousness be experienced in the supersense-world. What he has now to go through is the complete growth of man. He must go through those mighty events which take place behind the scenes of the stage of the physical world, so that he really can behold what he wants to behold. Helena must be brought back again into the physical world, she must be reincarnated into a new body. When he brings back the merely imaginative image from the spiritual world the whole thing breaks down. He must go deeper. We see him now overcoming a second stage. In this state in which he is put we now see how the consciousness gradually lives upward from the sense-world into the supersense-world. This is done in a poetically masterly way. It is not a case of marvelling at the reality of it, for that is explained simply by the fact that Goethe depicts Part II of ‘Faust’ from his own experience. But the way is masterly in which Goethe represents the secret of Helena's becoming mortal, it is also poetic. Whoever is acquainted with the elementary truths of Spiritual Science, knows that man, in assuming life on our earth, brings with him an eternal, spiritual part from quite other realms, that this spiritual part is combined below with the physical hereditary line, taken from the physical-sense-world and bequeathed finally by father and mother. On the whole—taking the various parts of man altogether without entering more precisely upon human nature—we may say that in man are combined something eternal and something earthly. The eternal part, going on from life to life, which descends from the spiritual world to be embodied in a physical form—this we call ‘spirit.’ And in order that this spirit can combine with physical matter, there must be an intermediate part, and this in terms of Spiritual Science is the soul. Thus spirit, soul and body are combined in the formation of a human being. Now Faust with his increased consciousness is to experience how these parts of human nature combine. The spirit descends from spiritual spheres, gradually surrounds itself with the soul which is derived from the psychic world, and then draws the physical covering round itself in accordance with the laws of the physical world. If one knows the principle which attaches itself as ‘soul’ around the spirit, and often called by us the ‘astral body,’ if one knows what is between spirit and body, one has that intermediate member, which as it were binds together spirit and body. The spirit Faust finds in the realm of the Mothers. He knows already where to look for it, whence it comes, when it betakes itself into a new embodiment. But he has yet to learn how the tie is formed, when the spirit comes into the physical world. And now we are shown in that remarkable scene, how, starting from the sense-world and touching the boundary of the supersense-world, the ‘Homunculus’ is produced in Wagner's laboratory. Mephistopheles himself has a hand in it, and we are told in spirited words that only the conditions of his creation are provided by Wagner. Thus this remarkable figure, the Homunculus comes into being, assisted as it were by the spiritual world. Much thought has been spent on this Homunculus. But thinking and speculating on such things lead nowhere. The problem who he is can be solved only by real creation out of Spiritual Science. To those who spoke of him in the Middle Ages he was no other than a definite form of the astral body. This scene is not to be pictured in the sphere of sense—but in such a way that it must be thought of as quite removed into the spiritual world. You must follow all the events in Faust's condition of consciousness. The way in which the Homunculus is described in the subsequent scenes shows him to be really the representative of the astral body.
That is the characteristic of the astral body, and he says of himself:
an astral figure, which cannot stay still, compelled to live in continuous activity. He must be taken away to those spheres, where he can actually combine spirit and body. And now we see the creation of man, which Faust experiences, represented to us in the ‘Classical Walpurgis-Night.’ There we are shown the sum of all the powers and beings which are active behind the physical-sense-world, and spirits from the physical world are continually being interspersed, which have trained their souls so far that they have grown together with the spiritual world, and that they are at the same time conscious in the spiritual world. The two great philosophers Anaxagoras and Thales are figures of this kind. The Homunculus wishes to find out from them how one can come to be, how one can proceed to a physical form, when one is spiritual. All the figures which we see in this ‘Classical Walpurgis-Night’ are there to assist—figures of the realization of the astral body which is ready to enter the material, physical world. If one could follow it all exactly, every detail would be a proof of its meaning. The Homunculus seeks information from Proteus and Nereus as to how he can enter the physical world. He is shown how he can wrap himself in the elements of matter, and how the spiritual qualities are in him—viz., how the soul gradually betakes itself into the physical-sense elements—through that which has played its part in the realms of nature kingdoms. We are shown how the soul has to traverse again the states of the mineral, the plant and the animal realms, in order to rise to human shape:
that is, in the mineral realm; then you must go through the plant realm. Goethe, indeed, invents an expression for it, which does not otherwise exist. He makes the Homunculus say: ‘Es grunelt so:’2
It is pointed out to him what road he has to take till a physical body is formed by degrees round him. Finally comes the moment of love. Eros will complete the whole. Thales gives the advice:
Then, when the Homunculus has entered upon the physical world, he loses his qualities, the ego becomes his master!
So says Proteus—i.e., at an end with the astral body which has not yet penetrated into the human realm. Goethe's whole theory of nature, with its relationship between all life, and its metamorphosic development from the incomplete to the complete appears here in the picture. The spirit can at first be only like a seed in the world. It must pour itself into matter, into the elements, and dive below in them, in order to assume from them a higher form. The Homunculus is shattered on Galatea's shell-chariot. He dissolves into the elements. It is a marvellous presentation of the moment when the astral body has enwrapped itself in a body of physical matter—and can now live as man. These are experiences Faust goes through while he is in another state of consciousness, a condition outside the body. He is becoming gradually ready to behold the secrets lying behind physical-material existence. And now he is able to behold the spirit of Helena, from the realm of things ‘long ere this dissipated’ appearing in bodily shape before him. We have in Act 3 of Part II the re-embodiment of Helena. Goethe represents the idea of re-incarnation cryptically—as he had to in his day; how spirit, soul and body unite from the three realms, to form a human being—and before us stands the re-incarnated Helena. We must of course remember that, since he is a poet, Goethe presents in pictorial form the experience of the clairvoyant consciousness. Wherefore we must not rush in with heavy-fisted criticism and ask: ‘Is Helena now really re-incarnated?’ We must keep in mind that a poet is speaking of what he has himself experienced in spiritual worlds. In this way Faust, after having conquered a new stage of life, is able to experience harmony with what is ‘long ere this dissipated,’ the union with Helena. We see now how a being springs from the union of the human soul with the spiritual when the soul has raised itself up into higher worlds; a child of the spirit, subject not to the laws of the sense-world, but to the laws of the spiritual world: Euphorion. We shall understand what springs from the union of the raised spirit with the sense-world if we remember the previously-quoted passage from the proposed Epilogue of Mephistopheles-Phorkyas at the end of Act III, and if we realize that Goethe has in ‘Euphorion’ put in traits which belong to Byron, whom he much honoured. In doing so he may, after all, apply the laws of the spiritual world to it, since he is concerned with events in the spiritual world. And so Euphorion, though scarce conceived, may be already born and at once jump about and stir himself and say spirited things. Once more we see how strictly and conscientiously Goethe takes the entry into the spiritual world. In his aspiration for supernatural worlds, Faust is far beyond his present experiences. But even so he is not free from those powers from which he must liberate himself, if his soul is to unite completely with the spiritual world. He is not free from what Mephistopheles mixes into these spiritual experiences. Faust is what one calls a mystic, who—in the Helena-Euphorion scene—lives and moves completely in the spiritual world. But because he has not yet scaled the necessary step which makes him capable of being absorbed entirely by the spiritual world, so, once more, what he can experience in it escapes him: viz., Helena and Euphorion. What he had brought by his experience from the spiritual world eludes him yet again. He has become capable of living in the spiritual world, of experiencing Euphorion, the child of the spirit, who springs from the marriage between the human soul and the world-spirit—but it escapes him again and vanishes. Now there sounds from the depths a remarkable call. He is now like a mystic, stumbling for a time, one who has had a glimpse into the spiritual world and knows what it is like, but could not remain, and sees himself suddenly cast out again into the material world: he feels his soul to be the mother of what was born from the spiritual world, but what he has born sinks again into the spiritual world, and it is as if it were to call out to the soul itself:
as if the human soul had to follow into the realm which has once more disappeared. Faust retains nothing more than Helena's robe and veil. The man who goes deeper into the meaning of such things, knows what Goethe meant with the ‘robe and veil;’ it is so exactly what remains when one has once peeped into the spiritual world and has then had to withdraw. There remains with one what is nothing else but the abstraction, the ideas, which stretch from epoch to epoch—nothing else but robe and veil of spiritual powers which endure from age to age. So the mystic is again thrust out for a time and confined to his thoughts, like the intelligent historian, with everywhere robe and veil which carry him from age to age. These ideas are not unfruitful; for him who is limited to the sense-world, they are very much of a necessity. For him, who has already a feeling and an experience of the spiritual world, they contain another importance. They stand out dry and abstract for the man who in any case is an abstractionist, but the man who has once been touched by the spiritual world—even if he grasps only these abstract ideas—is carried by them through the world into quite another age, in which he can again experience something of the effect of the powers throughout the great world. Faust is transplanted again into the world he once before experienced at the Court. He sees again how the beings, in whose deeds man is only embedded, play the chief part. He sees again how supernatural threads are spun, and how the same power which he knows as Mephistopheles helps to spin them. So his life passes once more from the sense-world into the super-sense—he learns how powers worm themselves into our sense-world which we see out there in the world of nature, how Mephistopheles leads, as it were, the spirits behind the forces of nature on to the battlefield: ‘Hill-folk,’ he calls them. The powers behind the material world are represented as if the hills themselves bring their people into the war. But here is a life that stands on a subordinate plane. This participation of a world that lies below the realm of man, though directed by spiritual forces, is here plainly depicted. There follows, grandly shown, the description of the part played by the historical forces, which are real forces for the spiritual spectator. Out of the old armouries and storerooms where lie the old helmets, come those beings of whom the abstractionist would say they are ‘historical ideas’—of whom, however, he who can look into it knows that they live in the spiritual world. And we see how Faust in his higher state of consciousness is led to the great powers in history, we see these powers of history arise and being led into the field. Faust's consciousness is to be raised still higher. The whole world must appear to him spiritualized—all the events we see around us, which the ordinary abstractionist describes only with his understanding, for being limited to a physical brain, he imagines he has done everything when he describes the externals. But all this is connected, and is guided and directed by supernatural beings and forces. When man's life is carried in this way to spiritual heights, he discovers the whole might of that which is to drag him down again into the material world. He gets to know in a remarkable manner him whom he has not quite got to know before. So it is now with Faust. He stands now at an important point in his inner development: he has to complete the journey: Mephistopheles is involved in everything he has seen up to now. He can be free from Mephistopheles—from those spiritual forces which bind man to the sense-world, and try to prevent his liberation—only when he accosts Mephistopheles as the Tempter. There where the world with its realms, nature and history with its spirituality confront Faust, he experiences something in which the man who understands these things can without difficulty recognize from what depths Goethe spoke. The ‘Tempter,’ who would drag man down when he has risen a certain way into the spiritual world, comes to man and tries to give him false feelings and sensations concerning what he sees in the supernatural world. The approach of the Tempter to man is presented in the grand manner. He is the same who came to the Christ and promised him all the kingdoms of the world and their glories. Something like this happens to the man who has entered into the spiritual world. He is promised by the Tempter the world with all its glories. What does this mean? Nothing else than that he may not believe that anything of this world could still belong to his narrow egoism. That all personality with its egoistic wishes and desires must be thrust away, that the ‘Tempter’ must be overcome, Goethe points out through Mephistopheles in such a way that it may be a touchstone for us of what his meaning is:
One might say that Goethe points out with these words, more than clearly enough for those who refuse to understand, what he really intends, in order to represent also this important stage in the spiritual growth of man. Then Faust succeeds in so far overcoming the egoism of persona! wish and desire, that he dedicates all his activity to that piece of land with which he has been enfeoffed. He does not desire possession of this land—he does not desire fame—nothing of all that—he wants only to devote himself to work for other people:
We must take these words to mean that personal egoism gradually departs from the human soul. For no one who has not overcome this personal egoism, can really reach the last stage, which Goethe still wants to depict. So he shows Faust at the point where the garments of human personal egoism fall away like scales, where Faust gives himself absolutely to the spiritual, where in fact all the frippery of fame and external honours in the world are nothing more to him. But one thing Faust has not even yet overcome. And again we see from a spiritual point of view deep, deep into Goethe's heart, as he now describes what happens next. Faust has become a selfless man up to a point. He has learnt what it means to say: ‘The act is all, the glory is nothing.’ He has learnt to say: ‘I desire to be active. My activity must flow out into the world—I will have nothing as reward for this activity!’ But in one small incident it is revealed that his egoism has not completely disappeared. On his wide territories there stands an old cottage on rising ground, in which lives an old couple, Philemon and Baucis. In all things Faust's egoism has disappeared, except with regard to this cottage. Here there is a last remnant of egoism which speaks in his soul. What he could do with this rising ground! He could stand up there and survey at a glance the fruits of his labour—and rejoice at what he had accomplished! That is a last bit of egoism, the enjoyment in a physical survey. Gratification in a commanding material view, that remains to him still. He must get beyond. Nothing of desire and comfort, i.e., of direct surrender to the outer world, with which egoism is connected, may remain in his soul. And once more we see Faust in touch with spiritual forces. In the ‘Midnight’ scene, enter four Grey Women. They come up near to him. Three of them, Want, Guilt and Necessity cannot do anything to him, but now something emerges which belongs to the experiences of the Way of Initiation. Along the Way of Initiation there is a secret connection between all that a man's egoism can make him do and that attitude of soul which is expressed by the word ‘Care.’ In that man who is far enough to look selflessly into the spiritual world, there is no care. Care is the companion of egoisms. And as little as some can perhaps believe that when Care is present, egoism has not disappeared, so true is it that on the long, self-denying path into the spiritual world, egoism must completely vanish. If man steps into the spiritual world and brings with him into it any trace of egoism, Care comes and reveals itself as a disturbing power. Here we have something of the dangers of initiation. In the material world, the kindly powers of the spiritual world take care to see that the power of Care cannot thus come near human beings. But the moment they grow together with the spiritual world, and learn to know powers which are at play there, such things as Care become disturbing forces. Some things may have been overcome by means of the keys which lead into the spiritual world, but Care slips through all key-holes. To be sure, if man is far enough, and faces Care bravely, Care becomes a power that can remove from him this last remnant of egoism. Faust goes blind. Why? He goes blind because the power of the last bit of egoism remaining in him is cancelled by the power of Care. The last possibility of personal enjoyment is removed. It gets darker and darker all round. Now his soul feels the last remnant of egoism when he has ordered the cottage to be pulled down, from whose site the selfish pleasure of satisfaction in his work could have been derived.
Now Faust's soul belongs to that world over which Care and all the disturbing elements which vex the body have no power, and he experiences what those about to be initiated into the spiritual world experience. He takes part as an outside observer, in events which he does not experience in the physical world, his own death and burial. He looks down from the spiritual world upon the physical world and upon all that happens to him as if it were another. The events concern now only those powers which are in the physical world. It would take us far to explain how Goethe now makes the ‘Lemures’ appear, which consist only of sinews and bones, so that they have no soul; they represent man at the stage before he has received a soul. But Faust himself is carried into the spiritual world. We see Mephistopheles fighting a last battle for Faust's soul—a significant and remarkable battle. If one were to divide this battle up into its details one would see what a deep knowledge of the spiritual world Goethe had. There lies the dying Faust. Mephistopheles fights for the soul. He knows that this soul can leave the body at several places. Here there is much to be learnt by those who read in one or other handbook how the soul leaves the body. Goethe is further. He knows that it is not always the same place, but that the soul's departure from the body in death depends entirely on the state of development of the person. He knows that the soul, while in the body, receives a shape corresponding to the body only because of the elastic power of love. Mephistopheles believes Faust's soul to be ready for the Kingdom of darkness. In that case it could have only the shape he describes as a ‘hideous worm.’ When a soul has given itself to its own powers, it can have only a shape expressing its virtues or vices. If Faust's soul were ripe for the Kingdom of darkness, its shape would have been as Mephistopheles thought. But now it is developed and is carried away, because its virtues are such as correspond to the spiritual world and spiritual worlds take possession of it. Next we meet those people who are, so to speak, the connecting units between the physical and the spiritual world, who stand as initiates in the physical world and range with their spirit into the spiritual world: supernatural men of experience and observers—so they are introduced to us. Goethe tells in his poem that he has inscribed as ‘Symbolum’ how two voices resound out of the spiritual world:
Here also Goethe is consistent with his knowledge. He represents the spirits which are not incarnate in the material world. But first he represents those to whom the name ‘Masters’ is often applied, who are incarnate in the material world. He represents them in the garb which was the handiest in his day, as ‘Pater Ecstaticus,’ ‘Pater Seraphicus,’ and ‘Pater Profundus.’ Concerning this he said to Eckermann: ‘In any case you will allow that the ending, where the rescued soul rises to heaven, was very difficult to do, and that I might have easily lost myself in vagueness with such supernatural, scarcely guessable things, unless I gave my poetic intentions a delimiting form and firmness by means of the sharply-outlined, ecclesiastical figures and ideas.’ Whoever heard here the lectures on ‘Christian Initiation’ will recognize again to what extent Goethe was initiated into those things. Thus Faust's soul rises through the regions, through which those souls have passed which have grown accustomed to the spiritual world and are active in it, and assist in bringing other souls into it. And then we see how Goethe lays down, so to speak, his ‘credo’—that ‘credo’ which marks him as a member of that spiritual-scientific stream, which has also so often been spoken of here, especially in the lecture ‘Where and how does one find the Spirit’3 in which an example was given of how man ‘lives’ himself into the spiritual world. There was mentioned the ‘black Cross with the red roses.’ Powers are awakened in the soul when man yields himself to this ‘Cross of roses,’ which represents in the black cross the sinking down of the sense world and in the red roses the blossoming up of the spiritual world. It represents what the abstract words say:
What man attains through spiritual understanding, through the power of the red roses, Goethe was well aware, and he confesses it: the red roses fall down from the spiritual world, as the immortal part of Faust is taken up. And so we see how Goethe really shows us the path of the human soul into the spiritual world. Some things could be presented only sketchily. For there is something peculiar about this ‘Faust’ of Goethe: it becomes deeper and even deeper, the more one grows into it, and only then one learns what Goethe can become for humanity. One learns to recognize what he will one day become, if Spiritual Science or Anthroposophy will illuminate Goethe's esoteric poetry, where he speaks of the spiritual world from his own experiences. Goethe depicts realistically what he knows to be facts of the spiritual world. This second Part of Faust is a realistic Poem—closed of course to those who do not know that the spiritual worlds are realities.4 What we have are not ‘symbols,’ but only a poetic clothing up of quite realistic, albeit supernatural events, such as the soul experiences when it becomes one with the world that is its original home; when it feels itself possessed, not of knowledge which is only an abstraction, a growing together with sense observation or abstract understanding, but of knowledge which is a real fact of the spiritual world. Certainly one will for a long time yet be far from an understanding of Goethe's ‘Faust;’ for one will first have to learn the language of ‘Faust’ if one wants to get inside it. One can take up commentary after commentary: not only once are the words explained by otherwise quite clever people. As Wagner sees the ‘Homunculus’ sprouting in the retort, he says—(you can read in commentaries what his words are supposed to mean):
I say it as wrongly as all those since Goethe have said, who make it mean that Wagner has the conviction that the Homunculus will come into being: ‘The conviction in Wagner is working clearer!’ And the explainers of ‘Faust’ imagine they can ladle out the whole of its depth with such trivialities! Certainly our age, which has also another word coined by Goethe in its mouth, viz. ‘superman,’ without grasping its deeper meaning, could not explain these words otherwise. Their true meaning, however, is this: that which is conceived in the physical world is a ‘conception’ (‘Zeugung ‘); that which is conceived here in the astral world is a ‘super-conception,’ (Uberzeugung—conviction). One has first to learn how to read Goethe, when like all great minds, he makes his own words. Then one will be able to measure the whole earnestness, out of which the Faust arose. Then one will, above all, not commit the triviality of understanding the final words of Faust to mean by ‘eternal-feminine,’ something which has to do with the feminine in the sense-world. The ‘eternal-feminine’ is that power in the soul which lets itself be fertilized by the spiritual world, and thereby grows together in its clairvoyant and magical deeds with the spiritual world. What can be fertilized there is this ‘eternal-feminine’ in every human being, which draws him up to the spheres of the eternal; and Goethe has depicted in Faust this course of growth of the eternal feminine into spiritual worlds. Look round in the physical world: we really see everything properly for the first time, when we see in it, not the true reality, but a symbol of eternity. This eternity is experienced by the soul when it passes the gates into the spiritual world. There it experiences what can be explained in matter-of-fact sense terms, if they are used in a quite special way. On this point Goethe has also expressed himself—and as a great warning for all who of set opinion insist in abstractions concerning something or other. In two successive poems Goethe has expressed, like a great exhortation to mankind, that when someone speaks of a thing in the spiritual world, he can express it in diametrically opposite views. In the first poem he says:
While he here gives utterance to the thought of his ‘eternal flux’ philosophy, he says immediately afterwards in the next poem:
While the opposite thoughts of the sense-world are used as the contrasted reflexions of the super-sense world, the latter cannot be described in terms of the former. Material words are always insufficient when used in a special sense. So we see how Goethe, while representing the ‘indescribable’ from the most diverse sides, causes it to be done before the eyes of the spirit. What is ‘unattainable’ for the material world is within the reach of spiritual vision, if the soul schools itself in that part which can be developed by means of the powers which Spiritual Science can give it. It is not for nothing that Goethe makes that work in which he has exposed the most exquisite and richest of his experiences, ring forth in a ‘Chorus Mysticus,’ which of course must contain nothing trivial. For in this Chorus Mysticus he points out to us how that which is indescribable in material words is done, when the language of imagery is used: how the soul, by means of the eternal womanhood in it is drawn into the spiritual world.
In such words could Goethe speak of the way to the spiritual world. In such words could he speak of the powers of the soul, which when developed, lead mankind step by step into the spiritual world.
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58. Metamorphoses of the Soul: Paths of Experience I: The Mission of Truth
22 Oct 1909, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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Anything we think out in advance must prove itself in practice: it must yield results that can be recognised in the external world. The truths of Spiritual Science or Anthroposophy are of this kind. They cannot be found by observing external experience. For example, no findings in the realm of outer Nature can establish the truth we have often dwelt on in connection with the immortal kernel of man's being: the truth that the human Ego appears again and again on earth in successive incarnations. |
58. Metamorphoses of the Soul: Paths of Experience I: The Mission of Truth
22 Oct 1909, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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We were able to close our lecture on the Mission of Anger (illustrated in Prometheus Bound) with the saying of Heraclitus: “Never will you find the boundaries of the soul, by whatever paths you search for them; so all-embracing is the soul's being.” We came to know this depth in the working and interplay of the powers of the soul; and the truth of the saying came home to us especially when we turned our attention to the most deeply inward part of man's being. Man is most spiritual in his Ego, and that was our starting-point. The Ego complements those other elements of man's being which he has in common with minerals, plants and animals. He has his physical body in common with minerals, plants and animals; his etheric body in common with animals and plants; his astral body in common with animals. Through his Ego he first becomes man in the true sense and is able to progress from stage to stage. It is the Ego that works upon the other members of his being; it cleanses and purifies the instincts, inclinations, desires and passions of the astral body, and will lead the etheric and physical bodies on to ever-higher stages. But if we look at the Ego, we find that this high member of man's being is imprisoned, as it were, between two extremes. Through his Ego, man is intended to become increasingly a being who has a firm centre in himself. His thoughts, feelings and will-impulses should spring from this centre. The more he has a firm and well-endowed centre in himself, the more will he have to give to the world; the stronger and richer will be his activities and everything that goes out from him. If he is unable to find this central point in himself, he will be in danger of losing himself through a misconceived activity of his Ego. He would lose himself in the world and go ineffectually through life. Or he may lapse into the other extreme. Just as he may lose himself if he fails to strengthen and enrich his Ego, so, if he thinks of nothing but developing his Ego, he may fall into the other extreme of selfish isolation from all human community. Here, on this other side, we find egoism, with its hardening and secluding influence, which can divert the Ego from its proper path. The Ego is confined within these two extremes. In considering the human soul, we called three of its members the Sentient Soul, the Intellectual Soul and the Consciousness Soul. We also came to recognise—surprisingly, perhaps, for many people—that anger acts as a kind of educator of the Sentient Soul. A one-sided view of the lecture on the mission of anger could give scope for many objections. But if we go into the underlying significance of this view of anger, we shall find in it an answer to many important riddles of life. In what sense is anger an educator of the soul—especially the Sentient Soul—and a forerunner of love? Is it not true that anger tends to make a man lose control of himself and engage in wild, immoral and loveless behaviour? If we are thinking only of wild, unjustified outbursts of anger, we shall get a false idea of what the mission of anger is. It is not through unjustified outbreaks of anger that anger educates the soul, but through its inward action on the soul. Let us again imagine two teachers faced with children who have done something wrong. One teacher will burst into anger and hastily impose a penalty. The other teacher, though unable to break out into anger, is also incapable of acting rightly, with perfect tranquility, out of his Ego, in the sense described yesterday. How will the behaviour of two such teachers differ? An outburst of anger by one of them involves more than the penalty imposed on the child. Anger agitates the soul and works upon it in such a way as to destroy selfishness. Anger acts like a poison on selfishness, and we find that in time it gradually transforms the powers of the soul and makes it capable of love. On the other hand, if a teacher has not yet attained inner tranquility and yet inflicts a coldly calculated penalty, he will—since anger will not work in him as a counteracting poison—become increasingly a cold egoist. Anger works inwardly and can be regarded as a regulator for unjustified outbursts of selfishness. Anger must be there or it could not be fought against. In overcoming anger the soul continually improves itself. If a man insists on getting something done that he considers right and loses his temper over it, his anger will dampen the egoistic forces in his soul; it reduces their effective power. Just because anger is overcome and a man frees himself from it and rises above it, his selflessness will be enhanced and the selflessness of his Ego continually strengthened. The scene of this interplay between anger and the Ego is the Sentient Soul. A different interplay between the soul and other experiences takes its course in the Intellectual Soul. Although the soul has attributes which it must overcome in order to rise above them, it must also develop inwardly certain forces which it should love and cherish, however spontaneously they may arise. They are forces to which the soul may initially yield, so that, when it finally asserts itself, it is not weakened, but strengthened, by the experience. If a man were incapable of anger when called upon to assert himself in action, he would be the weaker for it. It is just when a man lovingly immerses himself in his own soul that his soul is strengthened and an ascent to higher stages of the Ego comes within reach. The outstanding element that the soul may love within itself, leading not to egoism but to selflessness, is truth. Truth educates the Intellectual Soul. While anger is an attribute of the soul that must be overcome if a man is to rise to higher stages, truth should be loved and valued from the start. An inward cultivation of truth is essential for the progress of the soul. How is it that devotion to truth leads man upwards from stage to stage? The opposites of truth are falsehood and error. We shall see how man progresses in so far as he overcomes falsehood and error and pursues truth as his great ideal. A higher truth must be the aim of man's endeavour, while he treats anger as an enemy to be increasingly abolished. He must love truth and feel himself most intimately united with it. Nevertheless, eminent poets and thinkers have rightly claimed that full possession of truth is beyond human reach. Lessing,21 for example, says that pure truth is not for men, but only a perpetual striving towards it. He speaks of truth as a distant goddess whom men may approach but never reach. When the nature of truth stirs the soul to strive for it, the soul can be impelled to rise from stage to stage. Since there is this everlasting search for truth, and since truth is so manifold in meaning, all we can reasonably say is that man must set out to grasp truth and to kindle in himself a genuine sense of truth. Hence we cannot speak of a single, all-embracing truth. In this lecture we will consider the idea of truth in its right sense, and it will become clear that by cultivating a sense of truth in his inner life man will be imbued with a progressive power that leads him to selflessness. Man strives towards truth; but when people try to form views concerning one thing or another, we find that in the most varied realms of life conflicting opinions are advanced. When we see what different people take for truth, we might think that the striving for truth leads inevitably to the most contradictory views and standpoints. However, if we look impartially at the facts, we shall find guidelines which show how it is that men who are all seeking truth, arrive at such a diversity of opinions. Let us take an example. The American multimillionaire, Harriman,22 who died recently, was a rarity among millionaires in concerning himself with thoughts of general human interest. His aphorisms, found after his death, include a remarkable statement. He wrote: No man in this world is indispensable. When one goes, another is there to take his place. When I lay down my work, another will come and take it up. The railways will continue running, dividends will be paid; and so, strictly speaking, it is with all men. This millionaire, accordingly, rose to the point of declaring as a generally valid truth—no man is indispensable! Let us compare this statement with a remark by a man who worked for many years in Berlin and gained great distinction through his lecture courses on the lives of Michelangelo, Raphael and Goethe—I mean the art-historian Herman Grimm.23 When Treitschke24 died, Herman Grimm wrote of him roughly as follows: Now Treitschke is gone, and people only now realise what he accomplished. No-one can take his place and continue his work in the same way. A feeling prevails that in the circle where he taught, everything is changed. Note that Herman Grimm did not add the words, so it is with all men. Here we have two men, the American millionaire and Herman Grimm, who arrive at exactly opposite truths. How does this come about? If we carefully compare the two statements, we shall find a clue. Bear in mind that Harriman says pointedly: When I lay down my work, someone else will continue it. He does not get away from himself. The other thinker, Herman Grimm, leaves himself entirely out of account. He does not speak about himself, or ask what sort of opinions or truths others might gain from him. He merges himself in his subject. Anyone with a feeling for the matter will have no doubt as to which of the two spoke truth. We need only ask—who carried on Goethe's work when he laid it down? We can feel that Harriman's reflections suffer from the fact that he fails to get away from himself. Up to a point we may conclude that it is prejudicial to truth if someone in search of truth cannot get away from himself. Truth is best served when the seeker leaves himself out of the reckoning. Would it be true to say, then, that truth is already something that gives us a view (Ansicht) of things? A view, in the sense of an opinion, is a thought which reflects the outer world. When we form a thought or reach a decision about something, does it follow that we have a true picture of it? Suppose you take a photograph of a remarkable tree. Does the photograph give a true picture of the tree? It shows the tree from one side only, not the whole reality of the tree. No-one could form a true image of the tree from this one photograph. How could anyone who has not seen the tree be brought nearer to the truth of it? If the tree were photographed from four sides, he could collate the photographs and arrive finally at a true picture of the tree, not dependent on a particular standpoint. Now let us apply this example to human beings. A man who leaves himself out of account when forming a view of something is doing much the same as the photographer who goes all round the tree. He eliminates himself by conscious action. When we form an opinion or take a certain view, we must realise that all such opinions depend on our personal standpoint, our habits of mind and our individuality. If we then try to eliminate these influences from our search for truth, we shall be acting as the photographer did in our example. The first condition for acquiring a genuine sense of truth is that we should get away from ourselves and see clearly how much depends on our personal point of view. If the American multimillionaire had got away from himself he would have known that there was a difference between him and other men. An example from everyday life has shown us, that if a man fails to realise how much his personal standpoint or point of departure influences his views, he will arrive at narrow opinions, not at the truth. This is apparent also on a wider scale. Anyone who looks at the true spiritual evolution of mankind, and compares all the various “truths” that have arisen in the course of time, will find—if he looks deeply enough—that when people pronounce a “truth” they ought first of all to get away from their individual outlooks. It will then become clear that the most varied opinions concerning truth are advanced because men have not recognised to what extent their views are restricted by their personal standpoints. A less familiar example may lead to a deeper understanding of this matter. If we want to learn more about beauty, we turn to aesthetics, which deals with the forms of beauty. Beauty is something we encounter in the outer world. How can we learn the truth about it? Here again we must free ourselves from the restrictions imposed by our personal characteristics. Take for example the 19th century German thinker, Solger.25 He wished to investigate the nature of beauty in accordance with his idea of truth. He could not deny that we meet with beauty in the external world; but he was a man with a one-sided theosophical outlook, and this was reflected in his theory of aesthetics. His interest in a beautiful picture was confined to the shining through it of the only kind of spirituality he recognised. For him, an object was beautiful only in so far as the spiritual was manifest through it. Solger was a one-sided theosophist; he sought to explain sense-perceptible phenomena in terms of the super-sensible; but he forgot that sense-perceptible reality has a justified existence on its own account. Unable to escape from his preconceptions, he sought to attain to the spiritual by way of a misconceived theosophy. Another writer on aesthetics, Robert Zimmermann,26 came to an exactly opposite conclusion. As against Solger's misconceived theosophical aesthetics, Zimmermann based his aesthetics on a misconceived anti-theosophical outlook. His sole concern was with symmetry and anti-symmetry, harmony and discord. He had no interest in going beyond the beautiful to that which manifests through it. So his aesthetics were as one-sided as Solger’s. Every striving for truth can be vitiated if the seeker fails to recognise that he must first endeavour to get away from himself. This can be achieved only gradually; but the primary, inexorable demand is, that if we are to advance towards truth we must leave ourselves out of account and quite forget ourselves. Truth has a unique characteristic: a man can strive for it while remaining entirely within himself and yet—while living in his Ego—he can acquire something which, fundamentally speaking, has nothing to do with the egoistic ego. Whenever a man tries in life to get his own way in some matter, this is an expression of his egoism. Whenever he wants to force on others something he thinks right and loses his temper over it, that is an expression of his self-seeking. This self-seeking must be subdued before he can attain to truth. Truth is something we experience in our most inward being—and yet it liberates us increasingly from ourselves. Of course, it is essential that nothing save the love of truth should enter into our striving for it. If passions, instincts and desires, from which the Sentient Soul must be cleansed before the Intellectual Soul can strive for truth, come into it, they will prevent a man from getting away from himself and will keep his Ego tied to a fixed viewpoint. In the search for truth, the only passion that must not be discarded is love. Truth is a lofty goal. This is shown by the fact that truth, in the sense intended here, is recognised today in one limited realm only. It is only in the realm of mathematics that humanity in general has reached the goal of truth, for here men have curbed their passions and desires and kept them out of the way. Why are all men agreed that three times three makes nine and not ten? Because no emotion comes into it, Men would agree on the highest truths if they had gone as far with them as they have with mathematics. The truths of mathematics are grasped in the inmost soul, and because they are grasped in this way, we possess them. We would still possess them if a hundred or a thousand people were to contradict us; we would still know that three times three makes nine because we have grasped this fact inwardly. If the hundred or thousand people who take a different view were to get away from themselves, they would come to the same truth. What, then, is the way to mutual understanding and unity for mankind? We understand one another in the field of reckoning and counting because here we have met the conditions required. Peace, concord and harmony will prevail among men to the extent that they find truth. That is the essential thing: that we should seek for truth as something to be found only in our own deepest being; and should know that truth ever and again draws men together, because from the innermost depth of every human soul its light shines forth. So is truth the leader of mankind towards unity and mutual understanding, and also the precursor of justice and love. Truth is a precursor we must cherish, while the other precursor, anger, that we came to know yesterday, must be overcome if we are to be led by it away from selfishness. That is the mission of truth: to become the object of increasing love and care and devotion on our part. Inasmuch as we devote ourselves inwardly to truth, our true self gains in strength and will enable us to cast off self-interest. Anger weakens us; truth strengthens us. Truth is a stern goddess; she demands to be at the centre of a unique love in our souls. If man fails to get away from himself and his desires and prefers something else to her, she takes immediate revenge. The English poet Coleridge has rightly indicated how a man should stand towards truth. If, he says, a man loves Christianity more than truth, he will soon find that he loves his own Christian sect more than Christianity, and then he will find that he loves himself more than his sect. Very much is implicit in these words. Above all, they signify that to strive against truth leads to humanly degrading egoism. Love of truth is the only love that sets the Ego free. And directly man gives priority to anything else, he falls inevitably into self-seeking. Herein lies the great and most serious importance of truth for the education of the human soul. Truth conforms to no man, and only by devotion to truth can truth be found. Directly man prefers himself and his own opinions to the truth, he becomes anti-social and alienates himself from the human community. Look at people who make no attempt to love truth for its own sake but parade their own opinions as the truth: they care for nothing but the content of their own souls and are the most intolerant. Those who love truth in terms of their own views and opinions will not suffer anyone to reach truth along a quite different path. They put every obstacle in the way of anyone with different abilities, who comes to opinions unlike their own. Hence the conflicts that so often arise in life. An honest striving for truth leads to human understanding, but the love of truth for the sake of one's own personality leads to intolerance and the destruction of other people's freedom. Truth is experienced in the Intellectual Soul. It can be sought for and attained through personal effort only by beings capable of thought. Inasmuch as truth is acquired by thinking, we must realise very clearly that there are two kinds of truth. First we have the truth that comes from observing the world of Nature around us and investigating it bit by bit in order to discover its truths, laws and wisdom. When we contemplate the whole range of our experience of the world in this way, we come to the kind of truth that can be called the truth derived from “reflective” thinking—we first observe the world and then think about our findings. We saw yesterday that the entire realm of Nature is permeated with wisdom, and that wisdom lives in all natural things. In a plant there lives the idea of the plant, and this we can arrive at by reflective thought. Similarly, we can discern the wisdom that lives in the plant. By thus looking out on the world we can infer that the world is born of wisdom, and that through the activity of our thinking we can rediscover the element that enters into the creation of the world. That is the kind of truth to be gained by reflective thought. There are also other truths. These cannot be gained by reflective thought, but only by going beyond everything that can be learnt from the outer world. In ordinary life we can see at once that when a man constructs a tool or some other instrument, he has to formulate laws that are not part of the outer world. For example, no-one could learn from the outer world how to construct a clock, for the laws of Nature are not so arranged as to provide for the appearance of clocks as a natural product. That is a second kind of truth: we come to it by thinking out something not given to us by observation or experience of the outer world. Hence there are these two kinds of truth, and they must be kept strictly apart, one derived from reflective thought and the other from “creative” thought. How can a truth of this second kind be verified? The inventor of a clock can easily prove that he had thought it out correctly. He has to show that the clock does what he expects. Anything we think out in advance must prove itself in practice: it must yield results that can be recognised in the external world. The truths of Spiritual Science or Anthroposophy are of this kind. They cannot be found by observing external experience. For example, no findings in the realm of outer Nature can establish the truth we have often dwelt on in connection with the immortal kernel of man's being: the truth that the human Ego appears again and again on earth in successive incarnations. Anyone who wishes to acquire this truth must raise himself above ordinary experience. He must grasp in his soul a truth that has then to be made real in outer life. A truth of this kind cannot be proved in the same way as truths of the first kind, gained by what we have called reflective thought. It can be proven only by showing how it applies to life and is reflected there. If we look at life with the knowledge that the soul repeatedly returns and ever and again goes through a series of events and experiences between birth and death, we shall find how much satisfaction, how much strength and fruitfulness, these thoughts can bring. Or again, if we ask how the soul of a child can be helped to develop and grow stronger, if we presuppose that an eternally existent soul is here working its way into a new life, then this truth will shine in on us and give proof of its fruitfulness in daily experience. Any other proofs are false. The only way in which a truth of this kind can be confirmed is by giving proof of its validity in daily life. Hence there is a vast difference between these two kinds of truth. Those of the second kind are grasped in the spirit and then verified by observing their influence on outer life. What then is the educational effect of these two kinds of truth on the human soul? It makes a great difference whether a man devotes himself to truths that come from reflective thought or to those that come from creative thought. If we steep ourselves in the wisdom of Nature and create in ourselves a true reflection of it, we can rightly say that we have in ourselves something of the creative activity from which the life of Nature springs. But here a distinction must be made. The wisdom of Nature is directly creative and gives rise to the reality of Nature in all its fullness, but the truth we derive from thinking about Nature is only a passive image; in our thinking it has lost its power. We may indeed acquire a wide, open-minded picture of natural truth, but the creative, productive element is absent from it. Hence the immediate effect of this picture of truth on the development of the human Ego is desolating. The creative power of the Ego is crippled and devitalised; the Self loses strength and can no longer stand up to the world, if it is concerned only with reflective thoughts. Nothing else does so much to isolate the Ego, to make it withdraw into itself and look with hostility on the world. A man can become a cold egoist if he is intent only on investigating the outer world. Why does he want this knowledge? Does he mean to place it at the service of the Gods? If a man desires only this kind of truth, he wants it for himself, and he will be on the way to becoming a cold egoist and misogynist in later life. He will become a recluse or will sever himself from mankind in some other way, for he wants to possess the content of the world as his own truth. All forms of seclusion and hostility towards humanity can be found on this path. The soul becomes increasingly dried up and loses its sense of human fellowship. It becomes ever more impoverished, although the truth should enrich it. Whether a man turns into a recluse or a one-sided eccentric makes no difference; in both cases a hardening process will overtake his soul. Hence we see that the more a man confines himself to this kind of reflective thought, the less fruitful his soul will be. Let us try to understand why this is so. Consider the realms of nature and suppose that we have before us an array of plants. They have been formed by the living wisdom which calls forth their inherent productive power. Now an artist comes along. His soul receives the picture that Nature sets before him. He does not merely think about it; he opens himself to Nature's productive power and lets it work upon him. He creates a work of art which does not embody merely an act of thinking; it is imbued with productive power. Then comes someone who tries to get behind the picture and to extract a thought from it. He ponders over it. In this way its reality is filtered and impoverished. Now try to carry this process further. Once the soul has extracted a thought from the picture, it has finished with it. Nothing more can be done except to formulate thoughts about the thought—an absurd procedure which soon dries up. It is quite different with creative thinking. Here a man is himself productive. His thoughts take form as realities in outer life; here he is working after the example of Nature herself. That is how it is with a man who goes beyond mere observation and reflective thinking and allows something not to be gained from observation to arise in his soul. All spiritual-scientific truths require a productive disposition in the soul. In the case of these truths all mere reflective thinking is bad and leads to deception. But the truths attainable by creative thought are limited, for man is weak in the face of the creative wisdom of the world. There is no end to the things from which we can derive truths by reflective thought; but creative thought, although the field open to it is restricted, brings about a heightening of productive power; the soul is refreshed and its scope extended. Indeed, the soul becomes more and more inwardly divine, in so far as it reflects in itself an essential element of the divine creative activity in the world. So we have these two distinct kinds of truth, one reached by creative thought, the other by reflective thought. This latter kind, derived from the investigation of existent things or current experience, will always lead to abstractions; under its influence the soul is deprived of nourishment and tends to dry up. The truth that is not gained from immediate experience is creative; its strength helps man to find a place in the world where he can co-operate in shaping the future. The past can be approached only by reflective thought, while creative thought opens a way into the future. Man thus becomes a responsible creator of the future. He extends the power of his Ego into the future, in so far as he comes to possess not merely the truths derived from the past by reflective thinking, but also those that are gained by creative thinking and point towards the future. Herein lies the liberating influence of creative thinking. Anyone who is active in the striving for truth will soon find how he is impoverished by mere reflective thinking. He will come to understand how the devotee of reflective thinking fills his mind with phantom ideas and bloodless abstractions. Such a man may feel like an outcast, condemned to a mere savouring of truth and may come to doubt whether his spirit can play any part in shaping the world. On the other hand, a man who experiences a truth gained by creative thinking will find that it nourishes and warms his soul and gives it new strength for every stage in life. It fills him with joy when he is able to grasp truths of this kind and discovers that in bringing them to bear on the phenomena of life he can say to himself: Now I not only understand what is going on there, but I can explain it in the light of having known something of it previously. With the aid of spiritual-scientific truths we can now approach man himself. He cannot be understood merely by reflective thinking, but now we can comprehend him better and better, while our feeling of unity with the world and our interest in it are continually enhanced. We experience joy and satisfaction at every confirmation of spiritual-scientific truths that we encounter. This is what makes these truths so satisfying: we have first to grasp them before we can find them corroborated in actual life, and all the while they enrich us inwardly. We are drawn gradually into unity with the phenomena we experience. We get away more and more from ourselves, whereas reflective thinking leads to subtle forms of egoism. In order to find confirmation of truths gained by creative thinking we have to go out from ourselves and look for their application in all realms of life. It is these truths that liberate us from ourselves and imbue us in the highest degree with a sense of truth and a feeling for it. Feelings of this kind have been alive in every genuine seeker after truth. They were deeply present in the soul of Goethe when he declared: “Only that which is fruitful is true”—a magnificent, luminous saying of far—reaching import. But Goethe was also well aware that men must be closely united with truth if they are to understand one another. Nothing does more to estrange men from one another than a lack of concern for truth and the search for truth. Goethe also said: “A false doctrine cannot be refuted, for it rests on a conviction that the false is true.”27 Obviously there are falsities that can be logically disproved, but that is not what Goethe means. He is convinced that a false viewpoint cannot be refuted by logical conclusions, and that the fruitful application of truth in practical life should be our sole guide-line in our search for truth. It was because Goethe was so wonderfully united with truth that he was able to sketch the beautiful poetic drama, Pandora, which he began to write in 1807. Though only a fragment, Pandora is a ripe product of his creative genius—so powerful in every line, that anyone who responds to it must feel it to be an example of the purest, grandest art. We see in it how Goethe was able to make a start towards the greatest truths—but then lacked the strength to go further. The task was too arduous for him to carry through; but we have enough of it to get some idea of how deeply he had penetrated into the problems of spiritual education. He had a clear vision of everything that the soul has to overcome in order to rise higher; he understood everything we learnt yesterday about anger and the fettered Prometheus, and have learnt today about that other educator of the soul, the sense of truth. How closely related these two things are in their effects on the soul can be seen also in the facial expressions they call forth. Let us picture a man under the influence of anger, and another man upon whom truth is acting as an inward light. The first man is frowning—why? In such cases the brow is knitted because an excessive force is working inwardly, like a poison, to hold down a surplus of egoism which would like to destroy everything that exists alongside and separate from the man himself. In the clenched fist of anger we see the wrathful self closed up in itself and refusing to go forth into the outer world. Now compare this with the facial expression of someone who is discovering truth. When he perceives the light of truth, he too may frown, but in his case the wrinkled brow is a means whereby the soul expands, as though it would like to grasp and absorb the whole world with devoted love. Observe, too, the eyes of a man who is trying to overhear the world's secrets. His eyes are shining, as though to encompass everything around him in the outer world. He is released from himself; his hand is not clenched, but held out with a gesture that seeks to absorb the being of the world. The whole difference between anger and truth is thus expressed in human physiognomy and gesture. Anger thrusts the human being deeper into himself. If he strives for truth, his being expands into the outer world; and the more united he becomes with the outer world, the more he turns away from the truths gained by reflective thinking to those gained by creative thinking. Therefore, Goethe in his Pandora brings into opposition with each other certain characters who can be taken to represent forces at work in the human soul. They are intended to express symbolically the relationships between the characteristics and capacities of the soul. When you open Pandora, you come upon something remarkable and highly significant at the very start. On the side of Prometheus, the stage is loaded with tools and implements constructed by man. In all these, human energies have been at work, but in a certain sense it is all rough and ready. On the side of Epimetheus, the other Titan, there is a complete contrast. Here everything is perfectly finished; we see not so much what man creates, but a bringing together of what Nature has already produced. It is all the result of reflective thinking. Here we have combination and shaping, a symmetrical ordering of Nature's work. On the side of Prometheus, unsymmetry and roughness; on the side of Epimetheus, elegant and harmonious products of Nature, culminating in a view of a wonderful landscape. What does all this signify? We need only consider the two contrasted characters: Prometheus the creative thinker, Epimetheus the reflective thinker. With Prometheus we find the products mainly of creative thinking. Here, although man's powers are limited and clumsy, he is productive. He cannot yet shape his creations as perfectly as Nature shapes her own; but they are all the outcome of his own powers and tools. He is also deficient in feeling for scenes of natural beauty. On the side of Epimetheus, the reflective thinker, we see the heritage of the past, brought into symmetrical order by himself. And because he is a reflective thinker, we see in the background a beautiful landscape which gives its own special pleasure to the human eye. Epimetheus now comes forward and discloses his individual character. He explains that he is there to experience the past, and to reflect upon past occurrences and the visible world. But in his speech he reveals the dissatisfaction that this kind of attitude can at times call forth in the soul. He feels hardly any difference between day and night. In brief, the figure of Epimetheus shows us reflective thinking in its most extreme form. Then Prometheus comes forward carrying a torch and emerging from the darkness of night. Among his followers are smiths; they set to work on the man-made objects that are lying around, while Prometheus makes a remarkable statement that will not be misunderstood if we are alive to Goethe's meaning. The smiths extol productivity and welcome the fact that in the course of production many things have to be destroyed. In a one-sided way they extol fire. A man who is an all-round reflective thinker will not praise one thing at the expense of another. He casts his eye over the whole. Prometheus, however, says at once:
He extols precisely the fact that to be active entails the acceptance of limitations. In Nature, the right is established when the wrong destroys itself. But to the smiths Prometheus says: Carry on doing whatever can be done. He is the creative man; he emerges with his torch from the darkness of night in order to show how from the depths of his soul the truth gained by his creative thinking comes forth. Unlike Epimetheus, he is far from a dreamlike feeling that night and day are all one. Nor does he experience the world as a dream. For his soul has been at work, and in its own dark night it has grasped the thoughts which now emerge from it. They are no dreams, but truths for which the soul has bled. By this means the soul advances into the world and gains release from itself; but at the same time it incurs the danger of losing itself. This does not yet apply to Prometheus himself, but when a man introduces one-sidedness into the world, the danger appears among his descendants. Phileros, the son of Prometheus, is already inclined to love and cherish and enjoy the products of creative work, while his father Prometheus is still immersed in the stream of life's creative power. In Phileros we are shown the power of creative thinking developed in a one-sided way. He rushes out into life, not knowing where to search for enjoyment. Prometheus cannot pass on to his son his own fruitfully creative strength, and so Phileros appears incomprehensible to Epimetheus, who out of his own rich experience would like to counsel him on his headlong career. We are then magnificently shown what mere reflective thinking involves. This is connected with the myth that Zeus, having fettered Prometheus to the rock, imposes Pandora, the all-gifted, on mankind.
Prometheus had warned his brother against this gift from the gods. But Epimetheus, with his different character, accepts the gift, and when the earthen vessel is opened, all the afflictions that can befall mankind come pouring out. Only one thing is left in the vessel—Hope. Who, then, is Pandora and what does she signify? Truly a mystery of the soul is concealed in her. The fruits of reflective thinking are dead products, an abstract reflection of the mechanical thoughts forged by Hephaestus. This wisdom is powerless in the face of the universally creative wisdom from which the world has been born. What can this abstract reflection give to mankind? We have seen how this kind of truth can be sterile and can lay waste the soul, and we can understand how all the afflictions that fall on mankind come pouring out of Pandora's vessel. In Pandora we have to see truth without the powers of creativity, the truth of reflective thinking, a truth which builds up a mechanised thought-picture in the midst of the world's creative life. For the mere reflective thinker only one thing remains. While the creative thinker unites his Ego with the future and gets free from himself, the reflective thinker can look to the future only with hope, for he has no part in shaping it. He can only hope that things will happen. Goethe shows his deep comprehension of the myth by endowing the marriage of Epimetheus and Pandora with two children: Elpore (Hope) and Epimeleia (Care), who safeguards existing things. In fact, man has in his soul two offspring of dead, abstract, mechanically conceived truth. This kind of truth is unfruitful and cannot influence the future; it can only reflect what is already there. It leaves a man with nothing but the hope that what is true will duly come to pass. This is represented by Goethe with splendid realism in the figure of Elpore, who, if someone asks her whether this or that is going to happen, always gives the same answer, yes, yes. If a Promethean man were to stand before the world and speak of the future, he would say: “I hope for nothing. With my own forces I will shape the future.” But a reflective thinker can only reflect on the past and hope for the future; thus Elpore, when asked whether this or that will happen, replies always, yes, yes. We hear it again and again. In this way a daughter of reflective thinking is admirably characterised and her sterility is indicated. The other daughter of this reflective thinking, Epimeleia, is she who cares for existing things. She sets them all in symmetrical order and can add nothing from her own resources. But all things which fail to develop are increasingly liable to destruction; hence we see how anxiety about them continually mounts, and how through mere reflective thinking a destructive element finds its way into the world. This is wonderfully well indicated by Goethe when he makes Phileros fall in love with Epimeleia. We see him, burnt up with jealousy, pursuing Epimeleia, until she takes refuge from him with the Titan brothers. Strife and dissension come simultaneously on to the scene. Epimeleia complains that the person she loves is the very one to seek her life. Everything that Goethe goes on to say shows how deeply he had penetrated into the effects of creative thinking and reflective thinking on the soul. The creative thinking of the smiths is set in wonderful contrast to the outlook of the shepherds; whilst the latter take what Nature offers, the former work on the products of Nature and transform them. Therefore Prometheus says of the shepherds: they are seeking peace, but they will not find a peace that satisfies their souls:
For a wish merely to preserve things as they are leads only to the unproductive side of Nature. The truths which belong to creative thinking and reflective thinking respectively are thus set before us in the figures of Prometheus and Epimetheus, and in all the characters connected with them. They represent those soul-forces which can spring from an excessive, one-sided predilection for one or other way of striving after truth. And after we have seen how disastrous are the consequences of these extremes, we are shown finally the one and only remedy—the co-operation of the Titan brothers. The drama leads on to an outbreak of fire in a property owned by Epimetheus. Prometheus, who is prepared to demolish a building if it no longer serves its purpose, advises his brother to make all speed to the spot and do all he can to halt the destruction. But Epimetheus no longer cares for that; he is thinking about Pandora and is lost in his recollection of her. Interesting also is a dialogue between the brothers about her:
In every sentence spoken by Prometheus we see how mechanised, abstract limitations obsess his mind. Then Eos, the Dawn, appears. She is an unlit being who precedes and heralds the sun, but also contains its light within herself already. She does not simply emerge from the darkness of night; she represents a transition to something which has overcome night. Prometheus appears with his torch because he has just come out of the night. The artificial light he carries indicates how his creative work proceeds from the night's darkness. Epimetheus can indeed admire the sunlight and its gifts, but he experiences everything as in a dream. He is an example of pure reflective thinking. The way in which light can escape the attention of a soul absorbed in creative activity is shown by what Prometheus says in the light of day. His people, he says, are called upon not merely to observe the sun and the light, but to be themselves a source of illumination. Now Eos, Aurora, comes forward. She calls upon men to be active everywhere in doing right. Phileros, already having sought death, should unite with the forces which will make it possible for him to rescue himself. The smiths, who are working within the limits of their creative thinking, and the shepherds, who accept things as they are, are now joined by the fishermen. And we see how Eos gives them advice:
Then we are shown in a wonderful way how Phileros is rescued on the surging flood and unites his own strength with the strength of the waves. The active creative power in him is thus united with the creative power in Nature. So the elements of Prometheus and Epimetheus are reconciled. Thus Goethe offers a solution rich in promise, by showing how knowledge gained from nature by reflective thinking can be fired with productive energy by the creative thinking element. This latter acquires its rightful strength by receiving, in loyalty to truth, what the gods “up there” bestow:
The union of Prometheus and Epimetheus in the human soul will bring salvation for them and for mankind. The whole drama is intended to indicate that through an all-round grasping of truth the entire human race, and not only individuals, will find satisfaction. Goethe wished to show that an understanding of the real nature of truth will unite humanity and foster love and peace among men. Then Hope, also, is transformed in the soul—Hope who says yes to everything but is powerless to bring anything about. The poem was to have ended with the transformed Elpore, Elpore thraseia, coming forward to tell us that she is no longer a prophetess but is to be incorporated into the human soul, so that human beings would not merely cherish hopes for the future but would have the strength to co-operate in bringing about whatever their own productive power could create. To believe in the transformation wrought by truth upon the soul—that is the whole perfected truth which reconciles Prometheus and Epimetheus. Naturally, these sketchy indications can bring out only a little of all that can be drawn from the poem. The deep wisdom that called forth this fragment from Goethe will disclose itself first to those who approach it with the support of a spiritual-scientific way of thinking. They can experience a satisfying, redeeming power which flows out from the poem and quickens them. We must not fail to mention a remarkably beautiful phrase that Goethe included in his Pandora. He says that the divine wisdom which flows into the world must work in harmony with all that we are able to achieve through our own Promethean power of creative thinking. The element that comes to meet us in the world and teaches us what wisdom is, Goethe called the Word. That, which lives in the soul and must unite itself with the reflective thinking of Epimetheus, is the Deed of Prometheus. So the union of the Logos or Word with the Deed gives rise to the ideal that Goethe wished to set before us in his Pandora as the fruit of a life rich in experiences. Towards the end of the poem, Prometheus makes a remarkable statement: “A real man truly celebrates the deed.” This is the truth that remains hidden from the reflective thinking element in the soul. If we open ourselves to this whole poem, we can come to realise the heroic yearning for development felt by men such as Goethe, and the great modesty which prevents them from supposing that by reaching a certain stage they have done enough and need not try to go further. Goethe was an apprentice of life up to his last day, and always recognised that when a man has been enriched by an experience he must overcome what he has previously held to be true. When as a young man, Goethe was beginning to work on Faust, and had occasion to introduce some translations from the Bible, he decided that the words “In the beginning was the Word”, should be rendered as “in the beginning was the Deed”. At this same time he wrote a fragment on Prometheus.28 There we see the young Goethe as altogether active and Promethean, confident that simply by developing his own forces, not fructified by cosmic wisdom, he could progress. In his maturity, with a long experience of life behind him, he realised that it was wrong to underestimate the Word, and that Word and Deed must be united. In fact, Goethe revised parts of his Faust while he was writing his Pandora. We can understand how Goethe came by degrees to maturity only if we realise the nature of truth in all its forms. It will always be good for man if he wrestles his way to realising that truth can be apprehended only by degrees. Or take a genuine, honest, all-round seeker after truth who is called upon to bring forcibly before the world some truth he has discovered. It will be very good if he reminds himself that he has no grounds for pluming himself on this one account. There are no grounds at any time for remaining content with something already known. On the contrary, such knowledge as we have gained from our considerations yesterday and today should lead us to feel that, although the human being must stand firmly on the ground of the truth he has acquired and must be ready to defend it, he must from time to time withdraw into himself, as Goethe did. When he does this, the forces arising from the consciousness of the truth he has gained will endow him with a feeling for the right standards and for the standpoint he should make his own. From the enhanced consciousness of truth we should ever and again withdraw into ourselves and say, with Goethe: Much that we once discovered and took for truth is now only a dream, a dreamlike memory; and what we think today, will not survive when we put it to a deeper test. The words often spoken by Goethe to himself in relation to his own honest search for truth may well be echoed by every man in his solitary hours:
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62. The World View of Herman Grimm
16 Jan 1913, Berlin Tr. Peter Stebbing Rudolf Steiner |
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Also known as, Herman Grimm, Contemporary Culture and Spiritual Developments, and Anthroposophy. This single lecture is the 8th of 14 lectures in the lecture series entitled, Results of Spiritual Investigation, published in German as, Ergebnisse der Geistesforschung. |
62. The World View of Herman Grimm
16 Jan 1913, Berlin Tr. Peter Stebbing Rudolf Steiner |
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Translated by Peter Stebbing It could easily appear as though what is set forth here as spiritual science stood in isolation to what is otherwise proclaimed and of a tone-setting nature in the cultural life of the present. However, it can only appear so to one who conceives of this spiritual science in a somewhat narrow-hearted sense, seeing in it nothing more than a sum of teachings and theories. On the other hand, whoever recognizes it as a spiritual stream open to new sources will become aware that parallels can be drawn to modern cultural life in various ways. It will be seen that this manner of viewing life called spiritual science can be applied to other, in some degree related directions. A direction of this sort is the subject of today's considerations—as represented by a prominent personality of modern cultural life, the art historian and researcher Herman Grimm. Herman Grimm [the son of Wilhelm Grimm of the Brothers Grimm] was born in 1828 and died in 1901. He appears indeed as a quite characteristic figure of modern life, and yet he is, at the same time, so distinctive and unique as to stand apart. Today's considerations can connect especially well onto this personality. To anyone having occupied himself with Herman Grimm, he appears as a kind of mediator between all that relates to Goethe, and to our own spiritual life. By reason of his marriage to the daughter of a personality, who stood close to the circle of Goethe, namely the sister of the romantic poet Clemons von] Brentano,[ Bettina Brentano [1785-1859], Herman Grimm was connected in a quite special sense with everything associated with the name of Goethe. Herman Grimm was related to her in that she was his mother-in-law, the same Bettina Brentano who had brought out Goethe's remarkable exchange of letters with a child. Bettina Brentano's unique memorial shows us Goethe enthroned like an Olympian, a musical instrument in his hands, while she presents herself as a child grasping at the strings. From the Frankfurt circle of La Roche, in her relation to Goethe she was able (like few others) to enter into Goethe's spirit. Even if some things as presented in the letters are inexact, being colourfully mixed together in various ways—a combination of poetry and truth—it still has to be said: Everything in this remarkable book, Goethes Brefwechsel mit einem Kinde [Goethe's Exchange of Letters with a Child], grew in a heartfelt manner out of sensing Goethe's whole outlook. In a wonderful way, it grants us an echo of his wisdom-imbued worldview. Bettina Brentano was married to the poet Achim von Arnim [l781-1831], who had contributed to bringing out the fine collection of folk poems called Des Knabens Wunderhorn [1806] [The Boy's Magic Horn]. By virtue of the connection with this circle—as mentioned, Gisela Grimm, Herman Grimm's wife, was one of the daughters of Bettina von Arnim—Herman Grimm grew up from youth onwards, as it were, amid personalities who stood in close proximity to Goethe. In all that he took up in his education, Herman Grimm absorbed something of an immediate, elemental spiritual breath of Goethe. Thus, he felt himself as belonging to all those who had stood personally close to Goethe, even though he was still a child the time of Goethe's death [in 1832J, rather than one who had “studied” Goethe and Goetheanism. Herman Grimm counted as having taken into himself, in a direct and personal way, something of Goethe's essential being, his magical power, his natural humanity. With inner participation, Herman Grimm experienced the development of German cultural life during the decades of the mid-nineteenth century. In doing so, he established, so to say, his own “kingdom” within this German cultural life. He can be called a spirit who, in an individual manner, starts out from whatever stimulated him, that furthered the development of his own powers. In this way, out of the whole range of cultural life, a realm subdivided itself for Herman Grimm that suited his aims, a realm in which he felt at home. Within this domain in which Herman Grimm felt himself at home, he understood himself to be, lo to say, the spiritual “governor” with respect to Goethe. Goethe's spirit appeared to him as though it lived on. And in seeking out what derived from Goethe and what was compatible with him in cultural life, entering into this, it was always the essence of Goethe that he sought. This then became a yardstick for him in evaluating everything in cultural life. These were decades of struggle in German cultural life, decades in which everything to do with Goethe receded, following his death. So much else of immediate everyday concern stood in the forefront, rather than what proceeded from Goethe. During that period, numerous other things asserted themselves in the cultural life of Germany, while little was heard of Goethe. On account of his connection with Goethe, Herman Grimm regarded himself as one whose task it was, quietly yet actively to cultivate and carry over Goethe's ethos to a future time that he certainly hoped would come, a time in which Goethe's star would shine out once more in the European spiritual firmament. In that he regarded himself as, so to say, the “governor” of Goethe's spiritual domain, Herman Grimm stood somewhat apart in his relation to cultural matters. It seemed appropriate, if not self-evident to see him as having the air of a “lord.” Even in his stature, his physiognomy, his gestures, in his conduct, there was something about him suggestive of an aristocrat. And, it can be said: For anyone not accustomed to looking up to someone as to a lordly personality, Herman Grimm's whole demeanour as though compelled acknowledgement of the aforementioned status. I still fondly recall being together with Herman Grimm in Weimar, which he often liked to visit. On one occasion, he invited me as his only guest to a midday meal. We spoke about various matters that interested him. We also talked—and I was pleased that he wanted to have this conversation with me—about his comprehensive life-plans. And when a certain time had passed after the meal, he said, in his inimitable, humorous and quite natural manner, such that one accepted it from him as something innate, “Now, my dear Doctor, I wish graciously to dismiss you!” As though a matter of course, it actually made a self-evident impression on me. And it accorded with Herman Grimm's whole manner of conducting himself, so that, one granted him a certain air of lordliness. Herman Grimm's whole lifework bears something of the same attribute. One cannot take up one of his major or minor writings, with their harmonious and so succinctly constructed sentences without feeling: all this affects one as though the author's personality stood behind it, regarding one with soulful participation. This contributes to the wonderful quality in Herman Grimm's writings. In every respect they are the product of his soul-imbued personality and have their immediate effect as such. In this way, his style takes on a certain justified, noble pathos. However, this noble pathos is mitigated everywhere by the individual, human element that breaks through. One accepts his style despite its elegance. Everywhere, one senses his origins in having sincerely absorbed Goethe's spirit. Yet this is not all; it becomes apparent that with him the Goethean element has undergone something of the development of German Romanticism. We sense in Herman Grimm's style a liberation from all that can broadly be termed “commonplace” or “customary.” We have the impression of a singular personality secluded within himself. Herman Grimm's orientation could possibly have led to a certain one-sidedness, had something else not played a part, binding him closely to tradition; Herman Grimm was, after all, the, son of Wilhelm Grimm and the nephew of Jakob Grimm. Known for inaugurating modern linguistic research, these two collected the German fairy tales that have in the meantime profoundly permeated German life. They listened to the sagas and fairy tales told them by simple folk, that were almost forgotten and remembered by only a few remaining souls. Brought to life again by the Brothers Grimm, they now live on. Despite a refined style in everything he produced, Herman Grimm also had close ties to popular tradition, combining this with what might otherwise have been a one-sided direction. We still have to stress something further by which he appears harmonious and complete. In taking up the works of Herman Grimm, we encounter something of his adaptability—a capacity to connect with the various spiritual phenomena in which he immersed himself in the course of his life. A certain isolation is required for someone to submerge themselves fully in the phenomena and facts of past centuries. This adaptability, this quality of “softness” with regard to Herman Grimm acquires its “skeleton,” however, its necessary “hardness,” by reason of something else that intervened in his upbringing. Both his father and his uncle belonged to the “Göttingen Seven,” who in the year 1837 submitted their proclamation protesting the abolition of their country's constitution. They were consequently expelled from the University of Göttingen. Thus, already as a child, Herman Grimm experienced a significant event and its aftermath. For there were consequences both for his father and his uncle, in that they not only lost their positions, bur their daily bread as well, at the time. Herman Grimm often referred to how he had experienced historical change in this way, even already as a nine-year old boy, and not merely via book-learning. At a time when little was said of Goethe in Germany, attention having been diverted to other things, Herman Grimm viewed himself as a representative of Goethe's ethos. But he did experience a resurgence of interest in Goethe and was himself able to contribute to it. At the beginning of the seventies of the nineteenth century, he was able to hold his famous Goethe lectures [“Goethe-Vorlesungen” 1874-75] at the University of Berlin, also published in book form. Anyone getting hold of it as a young person, and able to find the right relation to it, will undoubtedly speak of it in later years as being of special significance. And, as set forth in this book, Herman Grimm clearly shows himself as someone who knew the various ramifications of Goethe's soul life. We gain a clear sense of how Herman Grimm viewed a personality such as Goethe. We find nothing of a small-minded biographical compulsion—to flush out all manner of more or less indifferent traits. Rather do we find an immersion in everything that was important for Goethe's development—the endeavour to pursue what Goethe experienced in life, what lived in his soul, and how this re-constituted itself, taking on form to become a creation, of Goethe's phantasy. How, he asks, in forgetting everything of a particular life experience, did this re-arise for Goethe to become the product of creative phantasy—a new experience? Thus, in Herman Grimm's interpretation, Goethe raises his life-experiences a stage higher, to a sphere of pure spiritual contemplation. We see Goethe ascend to spiritual experiences. Herman Grimm demonstrates this with regard to each of Goethe's works. And we gladly follow him in pursuing this course, since with Herman Grimm nothing intrudes that can otherwise so easily enter into such a portrayal—that a single soul-force, e.g., reason or phantasy, becomes paramount, as it were, and one no longer feels the connection to immediate life. Herman Grimm goes no farther than he can go as an individual in contemplating Goethe's work. In the end, we are led by Herman Grimm to the point where the work takes its start from Goethe's life experience. One feels oneself transported everywhere into unmitigated spiritual life. Goethe becomes a sum of spiritual impulses. This breath of the spiritual extends throughout Herman Grimm's Goethe book. What Herman Grimm ascribed to Goethe in this way has its roots deep in Herman Grimm's spiritual configuration. Long before commencing these considerations that led to his lectures on Goethe, a grand, a colossal idea had stood before him—the idea of viewing occidental cultural life as a whole in the same way he had done, individually, with regard to Goethe. The idea stood before his mind's eye of following three millennia of western cultural life so as to reveal everywhere how human sensibility transforms everyday events in the physical world to what the human soul experiences upon ascending to the realm of “creative phantasy,” as Herman Grimm called it. Thus, he becomes a unique kind of historian. For Herman Grimm, history was, so to say, something altogether different from what it is for other modern historians. History is, after all, customarily studied in that documents, materials, are first collected, and from these the attempt is made to present a picture of humanity's development. Although materials, external facts, were of enormous importance for Herman Grimm, they were nonetheless not at all the main thing. He often entertained the thought: Could it not be that for some epoch or other precisely the most significant documents, the decisive ones, have disappeared without a trace—lost, so that one actually passes by the truth most of all in focussing too conscientiously and exactly on the documents? Hence, he was convinced that, in abiding most faithfully by external documents, one is least of all capable of providing a true picture of human development. Only a falsified picture could arise in keeping strictly to external documents alone. However, something else has arisen in the cultural life of humanity. What took place outwardly, what happened has, thanks to leading individualities, undergone a spiritual rebirth. This is evidenced by personalities who have transformed it artistically, who have utilized it for cultural purposes. Thus, in looking back for instance to the time of ancient Greece, Herman Grimm said to himself: Some documents exist concerning this Greek age, but these are insufficient to enable one to understand the Greek world. Yet what the Greeks experienced has found its rebirth in the works of Greek art, has been re-enlivened by significant Greek personalities. Immersing oneself in them, letting the Greek spirit affect one, a truer picture of the Greek world is attained than in merely assembling external facts. In this way, the facts themselves disappeared, so to say, for Herman Grimm. One is inclined to say, they melted away from his world-picture. What remained in his world-picture was a continuous stream of what he called the creations of “folk-phantasy.” In contemplating Julius Caesar, for example, he not only took account of the historical documents, he considered what Shakespeare had made of Caesar as of equal significance, comparable to what is contained in the existing documents. Through characteristic human beings he looked back at the age in question. For Herman Grimm, the course of humanity's development became something always handed on from one personality to another, seeing it as a spiritual process encompassed by what he termed creative phantasy. Proceeding from this point of view, he sought to gain a picture of the creative folk-phantasy at work in western culture—a sense of the actual course of events in the development of humanity, so as to be able to say: The epochs of western culture follow one upon the other, supersede each other—from the earliest epochs up to the present, i.e., from the oldest times to which he wished to return, up to his own period, the age of Goethe. They therefore represent an ongoing stream, the influence of folk phantasy within western cultures. Starting out from this urge, he turned his attention early on to that grandiose phenomenon of western cultural life, Homer's “Iliad.” This occupied him for a period of time during the 1890s, leading to his truly exemplary book, Homer. One gladly takes up this volume again and again in wanting, from a modern viewpoint, to immerse oneself in the beginnings of the Greek world. Adopting his general standpoint, it shows us Herman' Grimm from another side. His gaze is directed to the world of the gods as depicted in Homer's “Iliad”—to the battling Greek and Trojan heroes, and the question arises for him: How do matters actually stand with regard to this interplay of the world of the gods with the normal human world of warring Greek and Trojan heroes? This becomes a question for him. It is indeed striking, what a tremendous difference there is in the Homeric portrayal, between the humans walking around and the nature of those beings described as immortal gods. And Herman Grimm attempts to present the gods in Homer's sense as portraying, so to say, an “older” class of beings wandering on the earth. Even if Herman Grimm, in his more realistic way, sees these beings as “human beings,” he does look back into a culture that in Homer's time had long lost its significance, a culture that had been superseded by another, to which the Greek and Trojan heroes belong. Thus, Herman Grimm has an older and a younger class of humanity play into one another in Homer's “Iliad;” and what has remained over of real effects of a class of beings that had lived previously, enters for Herman Grimm (in Homer's sense) into what takes place between Greece and Troy. Herman Grimm saw the further progress of humanity in this way—as a continual supplanting of older cultural cycles by newer ones and an interplay of older cycles with newer ones. Each new cultural cycle has its task, that of introducing something new into the general development of humanity. The old remains extant for a while and still interacts with the new. It can be said that what Herman Grimm investigated, to the extent possible in the last third of the nineteenth century, has now to be set forth once more from the point of view of spiritual science. He did not look further back than the Greek age. For this reason, he was unable to arrive at what recent spiritual research describes in looking to the lofty, purely spiritual beings of primeval antiquity, exalted above the human being. He did, however, frequently touch upon results of recent spiritual research—as nearly as anyone can without conducting such research themselves. In going back to earlier stages in the development of humanity, we attempt, in spiritual research, to show that we do not arrive at the animal species in the sense of the Darwinian theory that is interpreted materialistically nowadays. Rather, we attempt to show that we come to purely spiritual ancestors of the human being. Prior to the cycle of humanity in which human souls live in physical bodies, there is another cycle of humanity in which human beings did not yet incorporate themselves in physical bodies. Herman Grimm leaves the question undecided, so to say, as to what was actually involved with the “gods,” before human beings stepped onto the earth. However, he does recognize the ordered sequence of such cycles of humanity. And this results in an important point of contact with what spiritual science presents. That he takes account of such regular periodic stages taking place ~~ brings him especially close to us. He attempts to extend his spiritual observations over three millennia. The first millennium for him is the Greek millennium. With Herman Grimm, one is inclined to say, there is something like an undertone in his manner of characterizing the Greeks, as though he were to say: In looking to the Greeks, they do not appear constituted like human beings of today, particularly in the oldest periods. Even someone like Alcibiades [ca. 450-404 B.C.] appears to us like a kind of fairy-tale prince, it is as though one beheld what is superhuman. Still, out of this Greek world that, as already mentioned, Herman Grimm presents as being altogether unlike the later human world, there towers ell that arose in the subsequent Greek world end in what follows, becoming the most important constituent of our cultural life. And finally, at the end of the first thousand years contemplated by Herman Grimm, the most significant impulse in humanity's development stands before his soul: the Christ impulse. Herman Grimm is sparing in what he has to say about the figure of Christ, just as he is restrained in various other matters. But the occasional observations he makes show that he would as little go along with those who would “dissolve” Christ, as it were, to the point of a mere thought impulse, as he would go along with those who want to see Christ Jesus only in human terms. He emphasizes that two kinds of impulses actually proceed from the figure of Christ—one of colossal strength, that continues to work on throughout the further development of humanity—and the other impulse which consists in immense gentleness. Herman Grimm sees the entire second millennium of western cultural development taking shape in such a way that the Greek world is as though absorbed by the Christ impulse and the resulting mixture of Christianity and Greekness is incorporated into the Roman world, overcoming it. Out of this something quite unique arises. That is his second millennium, the first Christian millennium. The Roman element is not the main thing for him, but rather the Christian impulses. Everything of a political or external nature disappears for Herman Grimm in this millennium. He looks everywhere at how the manifold Christ impulse makes itself felt. His conception of Christ is neither narrow. nor small, but broad. When a book on the life of Jesus, La Vie de Jesus [1863], by Ernest Renan was published, Herman Grimm referred to it in the periodical he edited at the time, “Künstler und Kunstwerke” [Artists and Works of Art]; he attempted to show how pictorial representations of the Christ figure had undergone changes over the centuries both in the visual arts and in literature. He sought to demonstrate how the Christ impulse undergoes changes. He pointed out that people had always conceived of the Christ impulse according to their own outlook. In Ernest Renan he saw an instance of someone in the nineteenth century who conceived of Christ once again in a narrow sense only. In Herman Grimm's view, Christianity needed about a thousand years to send its impulses into the rivulets and streams of western spiritual life. Then came the third millennium, the second Christian one, in which we still find ourselves today. It is the millennium at the dawn of which spirits such as Dante and Giotto arose, as also artists like Michelangelo, Leonardo da Vinci, Raphael and so on, followed by the works of Shakespeare and Goethe. These cycles in the development of humanity, an ongoing stream, he spoke of as an expression of the being of creative phantasy. Again and again Herman Grimm sought to present in lectures give to his students, this rhythmically subdivided, ongoing stream of humanity's development. Herman Grimm aimed to show how single creations had their place within the unbroken flow. Thus, for him, Michelangelo, along with Raphael, Savonarola, Shakespeare and others, such as Goethe, were in a manner of speaking the spiritual constituents that become explicable on seeing them against the background of the ongoing stream of creative phantasy. For Herman Grimm this was especially apparent at the source, in the ninth or the tenth century before our era, with Homer. Thus, Herman Grimm addresses himself in an immediate way to the human soul, in drawing our attention to a specific work of art—be it Raphael's “'Marriage of Mary and Joseph,” a painting, of the Madonna, or one of the creations of Leonardo da Vinci, or. later, of Goethe. He grants us the feeling of standing as though directly within the unique qualities of the particular work. In considering with him the arrangement of colours, the figures and their gestures, while standing inwardly before the work of art, there emerges for us something like a tableau of the entire progress of humanity—now called forth by a single entity in that onward-flowing, all-encompassing stream of creative phantasy—over three millennia. Thus, with Herman Grimm, one is first conducted into the intimate aspects of the work of art in question and is then led up to the summit from which the total stream can be surveyed. However, that is not something he considered in a theoretical manner. It seemed entirely natural for Herman Grimm to look at the totality of the onward flowing spiritual stream of humanity's development in this way. As he explained it to me, as mentioned at a midday meal, with his whole soul. he actually lived, as a matter of course, within this spiritual stream, and he could not look at a single phenomenon in any other way than as though it were excerpted from this mighty stream of humanity's development. The whole of western cultural development, seen as folk phantasy, stood before his soul, though not as a general abstract idea, but filled with real content. He saw himself as inwardly connected with this luminous content extending over millennia, such that everything he wrote appears to one as individual segments of an enormous work. Even in only reading a' book review by Herman Grimm, one has the impression as though it were cut out from a colossal work setting forth the whole development of humanity. One feels oneself positively placed before such a colossal work, having opened it, and as though one were reading a few pages in it. It is the same with an article or an essay by Herman Grimm. And one comprehends how Herman Grimm could say of himself, in the evening of his life, in writing the preface to his collection of Fragments, that the idea had floated before him of a portrayal of the ongoing stream of folk phantasy, and that therein the whole of western culture had appeared to him, A particular subject he had pursued appeared as if it had been taken out of a finished work. However, he placed no more value on what had been printed than on what he had only written down, and on what he had written down, no more value than on what lived in his thoughts. In referring to this, one would like to add a further impression, without putting it into an abstract formula—having been fond of Herman Grimm, remaining so, and in valuing his work and the kind of person he was. Herman Grimm was never able to reach the point of actually carrying out what stood before his mind's eye as something so beautiful, so colossal, so magnificent that even his works on Homer, on Raphael, on Michelangelo, on Goethe, appear to us as fragments of this comprehensive, unwritten work. We read the lines of the introduction to the Fragments mentioned above with a certain feeling of wistfulness. He states there that, though it would most likely not come about, it would perhaps be feasible to rework into a book what he had to say to his students year after year—and newly revised every year—concerning the progression of European cultural life in the last form these lectures took. One reads these lines today the more wistfully, as it did indeed not come to such a rewriting. We had to see Herman Grimm pass away, knowing what lived in his soul intended for present-day culture—having this sink with him into the grave. We have characterized the sweeping cultural horizons underlying Herman Grimm's written works. Spiritual science intends to show what can be gained in widening one's spiritual horizons. It can be said that for the purpose of gradually entering into the whole outlook inherent in spiritual research, anyone immersing himself in Herman Grimm's spirit has the finest precepts. Apart from the breadth of his horizons, we see how he approached the phenomena, how his thoughts and feelings led him to everything he wrote in his comprehensive works on Homer, Raphael, Michelangelo and Goethe. And, bearing in mind what is set forth in his other writings, one sees that Herman Grimm distinguishes himself in significant ways from other spirits, in possessing attributes belonging to the kind of soul-deepening we have spoken of in describing the path the soul has to take in order to enter the spiritual worlds. We have stressed that for the spiritual path, the intensity of soul-forces has to become greater. Deeper soul-forces are to be called forth that otherwise slumber. Inner strength, inner courage and boldness are required to a greater extent than in ordinary life; concepts are to be grasped more sharply. The soul needs to identify itself more fully with its own being, with the forces of thinking, feeling and willing. Initial signs of this are evident everywhere with Herman Grimm, by which he was, for example, in a position to describe works of art in such an intimate and personal way, as in the case of Raphael and Michelangelo. This is a precursor, however, to further illuminating the spiritual world. The basis of Herman Grimm's historical research does not lie in what is nowadays called “objectivity,” but in his allying himself with the cultural phenomena he portrays, as accords with the spiritual world. In this way, wholly forgetting itself and yet in a rare sense conscious of itself, the soul immerses itself in the corresponding cultural manifestation. This becomes particularly evident when he directs his attention to a single cultural phenomenon, such as Raphael, elevating this to the overall stream of human spiritual life. His impressions then become bold, powerful ideas—and what others do not venture to say with the same shade of feeling, or with the same subtlety of ideas, Herman Grimm does venture, becoming in this way a representative of the spirit. And he then stands before us with such boldness that we are sometimes reminded of the Gospel writers. It is just that they wrote more in keeping with mysticism, while Herman Grimm wrote in the sense of a modern spiritual discourse. Just as the Gospels reach upward to attain the horizon of mankind as a whole, so Herman Grimm reaches upward with his Raphael book to the horizon of mankind as a whole. It is miraculous when, in his audacious way—seemingly tearing his soul out of himself and striding as though alongside Raphael—as in an overall stream of evolution—he erupts in words that can truly tell us more than any mere presentation of world history: “Raphael is a citizen of world-history; He is like one of the four rivers that according to the belief of the ancient world flowed out of Paradise.” In letting such a sentence duly affect one, Herman Grimm's perception of Raphael takes on an altogether different character, compared to what other authors have to say. Hence, for Herman Grimm, the various personalities of history merge into the overall stream of spiritual life. It could also be said, he brings the highest spiritual spheres down to the personal element. And in speaking the following heartfelt words, Herman Grimm further expresses his relation to leading cultural figures: “If, by some miracle, Michelangelo were called from the dead, to live among us again, and if I were to meet him, I would humbly stand aside to let him pass; if Raphael came by, I would follow him, to see whether or not I might have the opportunity of hearing a few words from his lips. With Leonardo and Michelangelo one can confine oneself to reporting what they once were in their day; with Raphael one has to start from what he is for us today. Concerning the two others, a slight veil has passed over them, but not over Raphael. He belongs among those whose growth is as yet far from being at an end. we may imagine that Raphael will present ever new riddles to future-generations of humanity.” [Fragments, Vol. II, p.170] This counts as a characteristic mood, rather than as something normally objective in the sense of what is normally demanded nowadays. But if does describe matters in such a way that we feel ourselves transposed, in an immediate way to what had lived in Herman Grimm's soul in writing- such sentences. It becomes understandable that such a spirit had to struggle in coming to terms with such a world-historical figure as Raphael. Oddly, as he himself relates, it was quite different for him, in describing the life of Michelangelo. The portrayal of the life of Michelangelo by Herman Grimm is a marvellous document, though in some respects perhaps, it counts today as having been surpassed. Seen against the background of the life of that time, the figure of Michelangelo stands out significantly from other figures—as also from the unique description of the city of Florence. Herman Grimm places a tableau before us in contrasting two spiritual entities, Athens and Florence. With that, the weaving together of three millennia as characterized by Herman Grimm, appears as a mighty background upon which Dante and Giotto appear, along with other painters of that time—followed by figures such as Savonarola, and finally Michelangelo himself, evident. It becomes evident that Herman Grimm responded differently to Raphael and his surroundings than to Goethe, while presenting everything with no less familiarity. In the case of Herman Grimm's Goethe portrayal, we sense everywhere that he had grown up as a spiritual descendant of Goethe. With his Michelangelo portrayal, we feel how he enters into everything personally, wandering the streets, visiting every palace in Florence. ... other matters, as it were. Besides personally acquainting himself with other matters, he succeeds in standing as it were, before Michelangelo, and in depicting his actual manner of working. All this is as though cast from the same mould. This differs from what he presents concerning Raphael. There we sense a wrestling with the material, with the spiritual image of Raphael. It is as though Herman Grimm were never able to achieve satisfaction. He describes having taken up the material again and again, while nothing appeared adequate to him of what he had already published. That was true even of his last works—of what he finally attempted as a portrayal of Raphael's personality. This remained a fragment, appearing in the collection of essays entitled Raphael as a World Power, from which the sentences derive that were just read out. Why did Herman Grimm struggle with the material, precisely in the case of Raphael? It is because he could only present something to his own satisfaction in uniting himself completely with the material. In Raphael, however, he saw a spirit characterized in the words quoted: “Raphael is a citizen of world-history. He is like one of the four rivers that, according to the belief of the ancient world, flowed out of paradise.” And thus, with every statement applied to him, Raphael grew to giant size. Herman Grimm could never be satisfied, since he could not capture this “world-power” in a book. If the comprehensive breadth and grace of his spirit is evident in the portrayals of Homer, Michelangelo and Goethe with his Raphael discourse we see the profound uprightness, the profound honesty of Herman Grimm's personality. Whoever takes up his book on Homer will possibly find it not scholarly enough. But Herman Grimm states on the very first page, that this book is not meant to be a contribution to Homer research. As already set forth; here, Herman Grimm could conduct himself in this and similar matters much like a spiritual “lord.” Thus, it appears quite natural that, in collecting his ideas on Goethe for publication, he boldly started out from the view that every other book he had come across concerning Goethe fell short. What seems like brazenness to some, can be taken for granted in the context of his literary and artistic abilities. That is how he relates to everything in cultural life. Hence for those who adhere to the standpoint of erudite scholars, Herman Grimm's Homer book may seem intolerable. All the many questions that have been raised concerning Homer—whether or not he actually lived, whether the “Iliad” was put together from so and so many details, and so forth—all that did not concern him. He took it as it was. In this way, however, it became clear to him how wonderfully it is composed, how what comes later always refers to what preceded it. Everything that shows this inherent composition appears to us inwardly coherent. But apart from that, what appears most salutary for a spiritual researcher, is his immersion in the soul-life of the Homeric heroes. Everywhere, we see Herman Grimm's soul-imbued style extend to the soul-life of Homer's heroes. Everywhere we see the Achilles-soul comprehended, the Agamemnon-soul, the Odysseus-soul, and so on. As a description of souls, this book is overpowering in its effect, in spite of the familiarity of the stylistic presentation! We are led not only to the heights of historical contemplation, but also deep into the souls of the single Homeric figures, some scholars will inevitably say, Herman Grimm has taken the “Iliad” at face value, with disregard for the whole of Homer research and all preliminary study, accepting it verse for verse! Indeed, he does so—quite “amateurishly”—and the dry conclusion could then be: There someone has written a book without any preliminary study. Did Herman Grimm in fact write this book without any preliminary study? Anyone concerning himself with the works of Herman Grimm will find the preliminary studies, only they look different from the preliminary studies of the usual experts. The preliminary studies of Herman Grimm lay in soul studies, in immersing himself in the secrets of the human soul. And one can convince oneself that no one could have shed such light on the Homeric heroes without those preliminary studies. Herman Grimm looks for what held sway in Homer's Phantasy. But what he says reveals him to be the finest knower of human souls. We may expect remarkable things of him in considering the way viewed Homer's heroes—from Achilles to Agamemnon to Odysseus. How did he find the words to write, in his Homer book and other works, what can seem to the researcher so uncommonly spiritual? He was able to do so on account of quite definite preliminary studies. And these are to be found among the works of Herman Grimm's first period. Above all, we have the wonderful collection of novellas [1862] that is perhaps less read today than other modern products of its kind. However, these should be read by those who take an interest in spiritual things. As a collection of novellas, it is an intensive attempt to get to know human souls, to fathom human secrets and the soul's activity beyond the physical plane. The first of these novellas, “The Singer,” belongs to Herman Grimm's earliest phase as an author. In this work it is shown how a man acquires a deep, passionate yearning for a woman of a broad spiritual nature. However, these two personalities are never able to come together. The woman sends this ardent man away from her social circle, while everything lives on in the man's soul in the way of impulses that drew him to her. On the other hand, what proceeds from his soul saps at his bodily strength. Set forth as corresponds to spiritual research, we see him gradually destabilized in his soul. He is taken in by a friend to live on his estate, becoming, however, entangled again in the woman's “net.” The friend recognizes that it is high time to fetch this person his friend adheres to so completely. She does come—but too late. Whereas she is in front of the house, the individual concerned shoots himself. And now comes something, taken up unreservedly in spiritual research, which Herman Grimm so often touches upon in artistic expression, but allows to devolve into indefiniteness. Briefly and succinctly he describes how, in the singer's imagination the deceased lives on. The scene is unforgettable in which, feeling her entire guilt in the death of this man, she sees him approaching from the realm of the dead, night after night. This now fills the content of her soul. It is not described as being a mere figment of her imagination, but in the sense of someone who knows there are secrets that reach beyond the grave. It is a wonderful description, that tells how the friend plants himself in front of the woman when she says the deceased comes to her—continuing right up to her final letter to the friend, in which she expresses that she herself now feels close to death. For her, the deceased, to whom she was so closely bound, had drawn her towards him from the realm of the dead. Probably no modern author has found the right tone, in touching on the spiritual world with such sincerity. In spiritual research we present how, in going through the portal of death, what otherwise always remains united with the human being—also in sleep—the so-called etheric body, raises itself along with the higher soul-members, out of the physical body, passing over into the spiritual world. In the field of spiritual research, we draw a picture of how the corpse-remains behind and how the human being with his ether body loosens himself, step by step, one member after the other, from the physical body. The etheric body is then for a time the enclosure for the higher soul-members of the human being. That is an idea with which those who approach closer to spiritual research can become more and more conversant. In what follows we shall be able to consider in what an admirable way the artistic soul of Herman Grimm touches upon these facts of the spiritual world. This will lead us again to the question as to why, for deeper reasons, Herman Grimm did not develop his cultural discourse into a comprehensive work. Apart from his novella, Herman Grimm wrote a further work, a novel, Unüberwindliche Mächte [1867], [Insurmountable Powers], in which, as with his work in general, his refined style leads us to a contemplation of the world and of life. Particularly remarkable is what might be called the clash of two cultures in miniature. The one world adheres to title, status and rank. Deriving from an old lineage, an impoverished count lives in the afterglow of his hierarchical status. Wonderfully contrasted in this novel is the way in which the world of old prejudices and rankings encounters the New World. The quite different views and notions of America play into this. The individual identifying himself with hierarchical prejudices, whom Herman Grimm calls Arthur, encounters Americans. He meets Emmy, the daughter of Mrs. Forster, who has grown up with American values. We see this count passionately enraptured by Emmy. It would be impossible even to outline the rich content of this novel adequately. We encounter the whole contrast of Europe and America. In addition, there is the contrast of the old Prussian milieu and the newly constituted Prussian milieu arising as the outcome of wars. It is a tremendous cultural “painting” in which the characters are featured, and from which they emerge. Only this much can be indicated: that, as a result of the confluence of these streams, Arthur, the count, dies a tragic death right before he was to marry Emmy. A deluded relative considers himself the rightful heir to the count's lineage, seeing the count as a bastard. Stung with envy and jealousy, he opposes the count, and on the eve of his marriage, the count is shot down by this individual. Someone wanting to contemplate this novel merely rationalistically might consider it as concerned with the unbridgeable prejudice outstanding, However, the expression “insurmountable powers” can perhaps hardly seem more justified than when Herman Grimm, unintentionally indicates the idea of karma, the idea of the causal connection of destinies in human life—as though knotted together one after another. We see him depict forces at work in destiny that can only come into play in working over from earlier embodiments—from previous earth-lives. He does not describe this in speaking theoretically of “forces” or of “karma,” but in simply letting the facts speak for themselves, giving expression to these powers that, then appear in a certain way corresponding to the ideas of spiritual research. We see a karmic destiny unfold; we see insurmountable karmic powers come to expression. And we see something further: Emmy remains behind. The final glance that fell into Arthur's eyes as he lay there, his heart shot through, was when she bent over him and their eyes met in a certain expression. An utterance of Herman Grimm remains unforgettable, in saying, the spirit gave way at the moment his eyes assumed the peculiarity of appearing as no more than physical instruments. But now we encounter once more Herman Grimm's penetration of worlds that lie beyond death—what one would like to call his chaste penetration of worlds out of which souls work on, in remaining real once they have gone through the portal of death. In a brief concluding chapter, Herman Grimm shows us Emmy gradually becoming infirm. It is entirely characteristic of his close connection to matters of soul and spirit, that he describes Emmy's approaching death. She is brought to Montreux. Montreux and its surroundings are uniquely described. However, Herman Grimm does not describe Emmy's passing like authors who have no relation to spiritual matters, but rather as someone taking account of how the secrets of death, of the realm beyond, speak to the soul. I would render something incomplete if I did not add in conclusion Herman Grimm's own words on the death of Emmy: “This was Emmy's dream. “Between midnight and morning, she believed she woke up. “Her initial glance at the window, through which a pale light streamed in, was free and clear and she knew where she was. She also heard her mother, who slept next to her, breathing, However, a moment later, with a sense of pressure she had never felt before, overwhelming anxiety overcame her. It was no longer the thoughts that had tormented her during the last few days, but as though a giant hand were holding all the world's mountains over her by a thin thread, and that at any moment the fingers holding them could loosen, and the whole mass would fall down on her, to remain lying on her eternally. Her eyes wandered hither and thither looking for a glimmer of light, but there was none; the light of the window extinguished, her mother's breathing no longer audible, and stifling loneliness all around, as though she would never come alive again. She wanted to call out, but could not; she wanted to touch herself, but not a limb obeyed her. All was completely silent, completely dark; no thoughts could be grasped in this frightful, monotonous anxiety: even memory was taken from het—and then, at last a thought returned: Arthur! “And wondrously now, it was as if this one thought had transformed itself into a point of light that became visible to the eyes. And to the extent the thought grew to become boundless longing, this light grew, spreading out, and suddenly, as though it sprang apart and unfolded itself, it took on form—Arthur stood before her! She saw him, she recognized him at last. It was surely he himself. He smiled and was close beside her. She did not see whether he was naked, nor whether he was clothed: but it was him, she knew him too well; it was he himself, no mere phantom that had taken on his form.” Thus, Herman Grimm has the one who has long since gone through the portal of death approach her, now a seeress; at the moment of her death she approaches the deceased, addressing his soul: “She did not see whether he was naked, nor whether he was clothed: but it was him, she knew him too well; it was he himself, no mere phantom that had taken on his form.” “He stretched out his hand to her and said, ‘Cornel’ Never had his voice sounded as sweet and enticing as now. With all the strength she was capable of, she tried to raise her arms towards him, but she was unable to do so. He came still closer and stretched out his hand closer to her, ‘Come!’ he said again. “For Emmy it was as though the power with which she attempted to bring at least a word over her lips, would have been capable of moving mountains, but she was not able to say even this one word. “Arthur looked at her, and she at him. With only the possibility of moving a finger, she would have touched him. And now, most terrible of all: he appeared to shrink back again! ‘Come!’ he said for the third time. Sensing he had spoken for the last time, that the terrible darkness would break in again upon his heavenly gaze, filled now with a fear that tore at. Her as frost splits trees, she made a final attempt to raise her arms to him. It was impossible to overcome the weight and the cold that held her captive—but then, as a bud bursts open, from which a blossom grows before our eyes, there grew out of her arms, other shining arms, out of her shoulders, gleaming new shoulders. And lifting these arms toward Arthur's arms, his hands grasping her hands, and floating slowly backwards, drawing her after him, the whole magnificent figure with him, rose out of Emmy's.” The emergence of the etheric body out of the physical body cannot be described more wonderfully, in having been undertaken by a pure artist-soul. That was a spirit, that was a soul that lived in Herman Grimm, of which we may say that it came close to what we seek so eagerly in spiritual research. Herman Grimm provides evidence that, in approaching the -twentieth century, the modern human being sought paths to spiritual life. So we turn gladly to Herman Grimm, wanting only to continue further on the same path. We see him elevate the creations of Raphael, the creations of Michelangelo, the experiences of Goethe, the Greek-soul of Homer, to the stream that he sees flowing onward as “creative phantasy” through millennia. We then know how close Herman Grimm was, in his entire feeling and perception, to what lives and weaves as the soul-spiritual behind all physical reality. For when Herman Grimm refers to his “creative phantasy” we are not dealing with total abstraction. In so far as it is still perhaps a matter of residual abstraction, to that extent it can seem necessary to break through the thin wall separating Herman Grimm from the living spirit, effective not only as creative phantasy, but living as immediate spirits effective behind the entire sense world. It could appear a form of unwarranted restraint, to say no.- more than Herman Grimm in speaking of the continual onward working of the phantasy of humanity. After all, as an artist, he touched so intimately on the still living soul that has gone through the portal of death. Hence, it will not be difficult for us, where Herman Grimm speaks of creative phantasy, to see the living spirit that, as spiritual researchers, we seek behind the sense world. Perhaps it will not seem unjustified if it is even asserted that-, for a spirit that struggled so honestly and uprightly for truth—wanting to approach this creative phantasy ever and again—it was, after all, too much of an abstraction for him. It urged him to grasp the living spiritual element, and for that reason the great work he intended could not come about—since if it had been written, it would have had to become a work that portrayed the spiritual world not merely as creative phantasy, but as a world of creative beings and individualities. Spiritual research has not been placed into the modern age arbitrarily. It is demanded by seeking souls of our time—seeking souls to whom, as we have seen, Herman Grimm.so-clearly and. characteristically belongs. In this way we can become aware that with spiritual research we do not stand as alien and isolated in modern cultural life. We have been able to look to Herman Grimm as to a related spirit. Even if he does not share the same standpoint completely, we do nonetheless stand—or can at least stand, immeasurably near to him. It is better to contemplate such a figure as a whole, rather than scrutinizing every detail—to look at the harmony of soul with which Herman Grimm can affect us, its mildness and then again keenness and strength of soul, with which he can likewise affect us. We may treat this or that question differently from Herman Grimm, but I know that it is not altogether out of keeping with his style, if I summarize what I actually wanted to say in the following words; One could arrive at the thought—let us call it for that matter a delusory thought, one that could be entertained as a beautiful illusion: If higher spirits, other-worldly spirits wanted to acquaint themselves prefer with what happens on the earth by means of reading, they would prefer most of all to read such writings as those in which Herman Grimm depicts the earthly destinies of human beings. This feeling can reverberate as though from almost every line of Herman Grimm's writings, lifting one upwards to a sphere beyond the earth. One then feels so akin to this personality that, if one were to characterize what has been said today concerning Herman Grimm, a beautiful saying could come to mind that he himself employed in eulogizing his friend Treitschke [Heinrich von Treitschke, German historian, 1834-56] whom he valued so much. “With what existential joy did this human being stand in life. What courage he showed in battle. What a gift lie had for language. How new his latest book. How little could those take exception to his ‘elbows’ in the general exchange of ideas. They too will join in declaring: ‘Yes, he was one of ours!’” These words are at the same time the last words that Herman Grimm wrote and had printed, as we know from the publisher of his works, Reinhold Steig. And I should like also, in conclusion, to summarize this evening's considerations with the words: With what existential joy did Herman Grimm stand in life; how mild—and yet how individual! How little can even those distance themselves from him, if they but understand themselves aright, who differ from him in their ideas and in other ways! And, proceeding from whatever field of investigation, how closely allied to him must those feel who seek paths to the spirit! What kinship to him must they feel, when his mild figure appears before them—prompting them to break out in the words: Yes, he was one of ours! |
62. Errors in Spiritual Investigation: Meeting the Guardian of the Threshold
06 Mar 1913, Berlin Tr. Unknown Rudolf Steiner |
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In this way the greatest peculiarity arises: Maeterlinck takes to be merely a belief that which anthroposophy or spiritual science has to say when it speaks today about “repeated earthly lives”—when it speaks with a certain outer justification (not with a merely inner conviction, which would be akin to a certain primitive belief of humanity). |
62. Errors in Spiritual Investigation: Meeting the Guardian of the Threshold
06 Mar 1913, Berlin Tr. Unknown Rudolf Steiner |
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Just as it is of great significance in every realm of human endeavor and investigation to know not only the path of truth but also the sources of error, so it is especially the case in the realm dealt with by our lectures here, the realm of spiritual science, of spiritual investigation. In this realm one has to do not only with sources of error that can be eliminated to a certain extent through judgment and reasoning but with sources of error that accompany every step of the spiritual investigation of truth. One has to do with errors that must be not only refuted but overcome, conquered. Only by knowing them in such a way that one keeps, as it were, a spiritual eye on these experiences in their character as error will it be possible to guard oneself against them. It is not possible in relation to this realm to speak of individual truths or errors, but it is necessary to be clear through which activity of the soul, through which confusion of the soul, man can fall into untruth on the path of spiritual investigation. It is easy to grasp that one wishing to penetrate to the super-sensible world first needs a healthy organ of perception, just as healthy sense organs are needed for outer sense observation. The second thing one needs, in addition to the organ of perception, is a corresponding development of clarity of consciousness, which can clearly oversee and judge the observations. Even in ordinary sense observation of life it is necessary that we have not only healthy senses but also a healthy consciousness, that is, a consciousness not befogged or confused, not paralyzed in a certain way. Both these qualities of the soul life in a higher stage come to be of even greater significance in the realm of spiritual investigation. A comparison from ordinary sense observation will help us to understand this. Suppose someone has an abnormally developed eye, for example. He will not be in a position to observe objects in as accurate and unprejudiced a way as they should be seen. From hundreds of possible examples let us consider just this one. A very significant natural scientist of our day, who is not in the least inclined to submit willingly to any delusion, had a certain eye condition, and he described in his biographical sketch how this eye condition misled him, particularly at dusk, causing him to see things unclearly and, through this unclear seeing, to arrive at false judgments. He described, for example, how he often walked through darkness and, due to his eye condition, would see a figure that he took to be real but that was nothing other than something called forth by his abnormal eye. He then related how he once went around the corner in a strange city and, because he believed the city to be unsafe, his eye induced him to see someone approaching and wishing to assault him; he even pulled out a weapon to defend himself. He therefore was not in a condition, despite complete knowledge of his organ impairment, to judge the situation correctly, to recognize that what his eye called forth was not there at all. Errors can occur in this way in all our sense organs. I bring this up only as a comparison. In the recent lectures it was described how the human being, through a certain inner cultivation, evolution, of his soul, can develop into a real spiritual investigator, how he brings into use real organs of spirit through which he can look into the super-sensible world. These spiritual organs must be developed in the right way to make it possible to behold—in an analogy with sense perception—not caricature and untruth but the truth, the reality, of higher spiritual worlds. As we have seen, this development of the higher spiritual organs, which can be brought about by a rightly applied concentration, contemplation, and meditation, depends upon the starting point in ordinary, everyday life. Every human being who wishes to evolve upward to a view of the spiritual world must, and this is quite natural and proper, take his starting point from ordinary soul development, from what is right and normal for everyday life and also for ordinary science. Only from this starting point, by taking into the soul those mental processes (Vorstellungsarten) that we have presented as meditations and as other exercises, can the soul ascend again to an observation of the spiritual world. The problem now is that at the starting point, that is, before the beginning of a spiritual training, the future spiritual investigator must be in possession of a sound power of judgment, a capacity for judgment proceeding from true conditions. Every starting point that does not result from a sound power of judgment, that surrenders itself to the object, leads to unsound organs of spiritual observation, which can be compared to abnormally developed sense organs. Here we are again at the point that we have often mentioned in previous lectures: the significance of what one can designate as the soul life of the spiritual investigator before he begins his development as a spiritual investigator, his training for spiritual investigation. An unsound power of judgment, lacking ability to observe objects in their reality, leads man to see facts and beings of the spiritual world as distorted or, as we shall see today, in many false ways. This is, as it were, the first important point in all development toward spiritual investigation. Spiritual scientific training makes it necessary to take as one's starting point a sound power of judgment, an interest in the true relationships of existence, even before the path to the super-sensible worlds is embarked upon. Everything that readily surrenders itself to illusion in the soul, that readily judges in an arbitrary way, that represents in the soul a certain unsound logic, leads also to the development of unsound spiritual organs. The other starting point that is of essential significance is the moral mood of soul. The moral ability, the moral force, is as important as sound logic and intelligence, for if unsound logic, if unsound intelligence, lead to faulty spiritual organs, so will a cowardly (schwachmuetig) or immoral mood at the beginning of the spiritual training lead one ascending into the spiritual world to a certain fogginess, a “stupor”, we could call it. One thus faces the higher world in a state of what one must designate as a kind of paralysis, even a loss of consciousness (Ohnmacht). It must be noted, however, that in the stage of soul development referred to here, that which is called losing consciousness, a stupor, cannot be compared with the loss of consciousness, the paralysis, of ordinary, everyday consciousness. In ordinary consciousness, losing consciousness occurs in relation to the areas of everyday life. Losing consciousness in the spiritual world means a stupor, a fogging; it means the saturation of consciousness with all that can stem from the ordinary sense world or from the ordinary experience of the day. The spiritual investigator who is in error cannot be befogged or unconscious to the same degree as in ordinary consciousness, but he can be unconscious in relation to the spiritual world by being filled in the spiritual field of consciousness with that which has justification only through its properties and way of appearing in ordinary sense and intellectual consciousness. By taking such elements along into the spiritual world, the spiritual investigator dims his higher consciousness. The matter can be presented in the following way. Dimming of consciousness, impairment of the ordinary behavior of soul in everyday life, is like a penetration of sleep or of the dreams into the clear, everyday consciousness. A stupor, a fogging of the higher, super-sensible consciousness, however, is like a penetration of ordinary, everyday consciousness—the consciousness that we carry around with us in the ordinary world—into that consciousness in which it no longer belongs, into the consciousness that should oversee and judge the facts of the higher, super-sensible worlds purely and clearly. Any kind of immoral or weak moral mood, any kind of moral untruthfulness, leads to such a fogging of super-sensible consciousness. Among the essential and most significant aspects of preparing for a spiritual scientific training, therefore, is a corresponding moral development, and, if you go through my book, Knowledge of the Higher Worlds and Its Attainment, you will find special practices for the soul through which this appropriate moral mood can be established. Of particular damage in this striving is everything that overcomes man in ordinary life in the way of vanity, ambition, the ordinary sense of self, and a particular sympathy for this or that experience. Inner tranquility, impartiality, a loving penetration of things and worlds, an attentive interest in everything life offers, but especially a certain moral courage, a standing up for what one recognizes as true, are proper starting points for a spiritual scientific training. From what has been said in preceding lectures, it should be clear that all spiritual training consists of an awakening of certain spiritual forces that exist in the soul but that slumber in ordinary life and must be developed. The spiritual organs and the super-sensible consciousness can be developed only when forces lying peacefully in the depths of the soul, forces that are weak or not at all developed in ordinary life, are really brought into consciousness. The following can be seen from what has been said. Two things appear when man, through appropriate meditation, through concentrating his whole life of soul on individual mental images called into consciousness by his free will, tries to draw forth these forces resting in the depths of his soul. First, a quality that is always present in the soul but that in ordinary life can be kept relatively in check will be intensified, along with the other slumbering qualities in the depths of the soul; spiritual development cannot take place in any other way than by the whole soul life becoming in a certain respect inwardly more active, more infused with energy. This quality that is intensified at the same time as the others that one is trying directly to intensify one can call human self-love, sense of self. One could say that one begins to know this human self-love, this sense of self, only when one goes through a spiritual scientific training; only then does one begin to know how deep within the human soul this self-love slumbers. As has been pointed out already, he who engages in the exercises described in past lectures, thus intensifying his soul forces, notices at a certain moment in his development that another world enters his soul life. He must be able to notice, to have the knowledge to recognize, that the first form (Gestalt) in which the new, super-sensible world appears is nothing other than a projection, a shadow image, of his own inner soul life. These forces that he has developed in his soul life appear to him first in a mirror image. This is the reason that the materialistic thinker easily mistakes what appears in the soul life of the spiritual investigator for what can appear in the unhealthy soul life as illusions, visions, hallucinations, and the like. That objections from this side rest on ignorance of the facts has often been pointed out; this distinction, however, must be alluded to again and again. The unhealthy soul life, which beholds its own essence as in a mirror image, takes its own reflections for a real world and is not in a position to eliminate these reflections through inner choice. By comparison, in a true spiritual training it must be maintained that the spiritual investigator recognizes the first phenomena that appear as reflections of his own being; not only does he recognize them as such, but he is able to eliminate them, to extinguish them from his field of consciousness. Just as the spiritual investigator is able through his exercises to intensify his soul forces so that a new world is conjured before him, so he must be able to extinguish this whole world in its first form; he must not only recognize it as a reflection of his own being but be able to extinguish it again. If he could not extinguish it, he would be in a situation comparable to something that occurs in sense observation and that would be unbearable, impossible in an actual development of the human soul. Imagine in ordinary sense observation that a person directed his eyes to an object and became so attracted to it that he could not avert his gaze. The person would not be able to look around freely but would be tied to the object. This would be an unbearable situation in relation to the outer world. With a spiritual development, it would mean exactly the same in relation to the super-sensible world if a person were not in the position to turn from his spiritual observation and extinguish what presents itself as image to his spiritual observation. He must pass the test expressed in the words, “You are able to extinguish your image,” overcoming himself in this extinguishing; if the image returns, so that he can know his reality in a corresponding way, then only does he face reality and not his own imaginings (Einbildung). The spiritual investigator therefore must be able not only to create his own spiritual phenomena and to approach them but also to extinguish them again. What does this mean, however? It means nothing less than the need for an immensely strong force to overcome the sense of self, self-love. Why does the abnormal soul life, which arrives at visions, hallucinations, and crazy notions, see these creations as realities and not as emanations from its own being? Because the human being feels himself so connected, so bound, to what he himself brings forth that he would believe himself destroyed if he could not look at what he himself brings forth as a reality. If a human being leaves the ordinary world with an abnormal soul life, his self-love becomes so intensified that it works like a force of nature. Within the ordinary soul life we can distinguish very clearly between so-called fantasy and what is reality, for within the ordinary soul life we have a certain power over our mental images. Any person is aware of this power whose soul has been capable of eliminating certain mental images when it recognizes their error. We are in a different situation in relation to the outer world when we are confronted with forces of nature; when lightning flashes, when thunder rolls, we have to let the phenomena take their course; we cannot tell the lightning not to flash or the thunder not to roll. With the same inner force, however, the sense of self appears in us when we leave the ordinary soul life; as little as we can forbid lightning to flash so little can we forbid self-love from appearing, developed into a force of nature, if it is only a reflection of one's own being, that which the soul presents as an image of its own being, perceived as a real outer world. From this one can see, therefore, that the self-education of the spiritual investigator must consist chiefly of overcoming piece by piece self-love, the sense of self. Only if this is accomplished at every stage of spiritual development through a strict self-observation will one come to be able at last to erase a spiritual world when it appears as described. This means to be in the position of allowing that which one has striven for with all one's might to fall into oblivion. Something must be developed through spiritual training (one can find this presented more precisely in Knowledge of the Higher Worlds) that actually does not exist at all in man's free will in ordinary life. If man in ordinary life undertakes to do something, he wants to do it if he neglects to do something, he doesn't want to do it. One must say that in ordinary life man is in the position of applying his will impulses. To extinguish, in the way I described, the spiritual world that appears, the will must not only have the described faculties but must be able, after the spiritual world appears, slowly to weaken itself bit by bit, to the point of utter will-lessness, even to the point of extinguishing itself. Such a cultivation of the will is accomplished only when the exercises for the soul, described in Knowledge of the Higher Worlds, are followed systematically. When we awaken the slumbering forces in our soul, self-love, the sense of self, are intensified. This intensification leads us under certain circumstances to consider as an outer reality that which we actually are ourselves, that which lies only within us. Another thing that is necessary when the soul undergoes appropriate exercises for a spiritual training is for man, at a certain level of this development, actually to forsake everything in his consciousness, everything that in his life up to now gave him in outer, everyday life and in ordinary science the content of truth, security in truth, everything that gave him the possibility of considering something as reality. As indicated already in previous lectures, all supports that we have for our judgments in ordinary life, all basic reference points given us by the sense world, which teaches us how we must think about reality, must be forsaken. After all, we want through the spiritual training to enter a higher world. The spiritual investigator at an appropriate stage of his development now sees, “You can no longer have a support in the world that you want to enter; you can no longer have the support of outer sense perception, of the intellectual judgment you have acquired, which otherwise guided you correctly through life”; when he has seen this, then comes the all-important, serious moment in the life of the spiritual investigator when he feels as if the ground is gone from under his feet, as if the support that he has had in ordinary life is gone, as if all security that has carried him up to now is gone and that he approaches an abyss into which with every further step he will surely fall. This must in a certain way become an experience in the spiritual training. That this experience not be accompanied by every possible danger is the primary concern of a true spiritual training today. An attempt has been made to explain this more fully in the book, Knowledge of the Higher Worlds. If one undergoes the exercises offered there, one comes step by step to a point at which one feels what has just been described; one feels oneself as if over an abyss. One has already become so tranquil in one's soul, however, that one beholds the situation with a newly acquired, special faculty of judgment; therefore the fear, terror, and horror that otherwise needs must overtake the human soul in a dangerous way—not an ordinary, everyday fear—do not appear. One learns to know the basis of the fear, terror, and horror, but one has already progressed so as to achieve a mood in which one can endure it without fear. Here we are again at a point at which it becomes necessary for the soul to recognize the truth and not fall into error, because the support that one has in ordinary life has disappeared, and the soul feels itself as if placed over an abyss. This must occur in order that, out of the emptiness, that which is fully spiritual in the world can approach the soul. What in ordinary life is called anxiety, fear, will be intensified through such a training, expanded, just as self-love and the sense of self are intensified and expanded, growing into a kind of force of nature. Something must be said here that perhaps sounds paradoxical. In ordinary life if we have not struggled through to a certain courage, if we are cowards, we are frightened by this or that event if we have courage, however, we can endure it. In the region of the soul life we have described, fear, terror, and horror will approach us, but we must be in the position, as it were, not to be afraid of the fear, not to be horrified by the horror, not to become anxious with the anxiety that confronts us. This is the paradox, but it corresponds exactly with an actual soul experience that appears in this realm. Everything that the human being experiences on entering the spiritual world is designated ordinarily as the experience with the Guardian of the Threshold. I tried to describe something concrete about this experience in my Mystery Drama, The Guardian of the Threshold. Here it only need be mentioned that at a certain stage of spiritual development, man learns to know his inner being as it can love itself with the force of an event of nature, as it can be frightened and horrified on entering the spiritual world. This experience of our own self, of the intensified self of that inner being that otherwise never would come before our soul, is the soul-shaking event called the Meeting with the Guardian of the Threshold. Only by having this meeting will one acquire the faculty to differentiate truth from error in the spiritual world. Why this experience is called the Meeting with the Guardian of the Threshold is easily comprehensible. It is clear that the spiritual world that man enters is always around us and that man is unaware of it in ordinary life only because he does not have the appropriate organs to perceive it. The spiritual world surrounds us always and is always behind that which the senses perceive. Before man can enter this world, however, he must strengthen his ego, his I. With the strengthening of the ego, however, the aforementioned qualities also appear. He therefore must learn above all else to know himself, so that when he is able to confront a spiritual outer world in the same way as he confronts an objective being he can distinguish himself from what is truth. If he does not learn to delimit himself in this way, he will always confuse that which is only within him, that which is only his subjective experience, with the spiritual world picture; he can never arrive at a real grasp of spiritual reality. To what extent fear plays a certain role on entering the spiritual world can be observed particularly in the people who deny the existence of such a world. Among such people are also many who have different reasons for denying this spiritual world, but a great portion of those people who are theoretical materialists or materialistically tinged monists have a definite reason for denying this spiritual world, a reason that is clearly visible for one who knows the soul. We must now emphasize that the soul life of the human being is, as it were, twofold. In the soul not only does there exist what man ordinarily knows, but in the depths of the soul life things are happening that cast their shadows—or their lights—into ordinary consciousness. Ordinary consciousness, however, does not reach down to this level. We can find in the hidden depths of soul hatred and love, joy and fear and excitement, without our carrying these effects into conscious soul life. It is therefore entirely correct to say that a phenomenon of hatred directed from one person to another, taking place within consciousness, actually can be rooted, in the depths of soul, in love. There can be a sympathy, a deep sympathy, of one person for another in the depths of the soul, but since this person at the same time has reasons—reasons about which he perhaps knows nothing—he is confused about this love, about the sympathy, deceiving himself with hatred and antipathy. This is something that holds sway in the depths of the soul, so that these depths look quite different from what we call our everyday consciousness. There can be conditions of fear, of anxiety, in the depths of the soul of which one has no conscious idea. Man can have that fear in the depths of his soul, that anxiety in face of the spiritual world—because he must cross the abyss that has been described before entering—and yet be aware of nothing consciously. Actually, all human beings who have not yet entered the spiritual world, but who have acquired an understanding of entering, have to a degree this fear, this terror in face of the spiritual world. Whatever one may think concerning this fear and anxiety that are within the depths of the soul, they are there, though they appear stronger with one person, weaker with another. Because the soul might be injured, man is protected by the wisdom-filled nature of his being from being able to look further into the spiritual world, from being able to have the experience of meeting the Guardian of the Threshold until he is ready for it. Before that he is protected. Therefore one speaks of the experience of the Guardian of the Threshold. We can note that a materialistically or monistically minded person, although knowing nothing of this experience, does have this fear in face of the spiritual world in the depths of his soul. There lives in such a person a certain antipathy to confronting the abyss that must be crossed; and to help him get past this fear, this anxiety in the soul in face of the spiritual world, the monist or materialist thinks out his theories and denies the spiritual world; this denial is nothing other than a self-induced anesthesia in face of his fear. This is the real explanation for materialism. As unsympathetic as it may sound, for one who knows the soul it is evident that in a meeting of materialistic monists, or those who deny soul and spirit, there prevails only the fear in the face of the spiritual world. One could say mockingly that fear-mongering is the basis of materialism, and although it is mocking it is nevertheless true. In materialistic literature, in the materialistic world conception, the spiritual investigator recognizes everywhere between the lines fear and anxiety in face of the spiritual world. What in ordinary life appears as materialism, however, as the soul condition present when a person is a materialist or a materialistically tinged monist, can also be present when a person arrives through definite measures at a certain spiritual vision. One can go through certain exercises in the soul and develop thereby from a more-or-less unhealthy soul condition to a more-or-less spiritual comprehension, yet one need not come by this means to a real understanding of the nature of the spiritual world. In a certain way one can carry up into the spiritual something of this fear about which one knows nothing, which has already been characterized and which underlies the materialistically minded person in the ordinary world. If one does not grasp this connection, one can carry up into the spiritual world something that is terribly widespread in ordinary life: the love of ease of thinking, the love of ease of feeling. Fear is closely akin to love of ease, to clinging to habit. Why is man afraid of changing his situation? Because he loves his ease and comfort. This love of ease is closely related to fear. We have already described the basis for hatred; in the same way one can also say that lassitude, love of ease, are closely related to fear. One can, however, carry this love of ease up into the spiritual world. No one ought to object that human beings show no evidence of fear or love of ease, for this is again characteristic; it is characteristic that the ordinary mood of soul knows nothing of these things rooted in the subconscious. If man carries fear into the spiritual world, already having developed to the point of acknowledging the spiritual world, then an error arises in a spiritual region, an error that is extraordinarily important to consider the leaning toward phenomenalism. People who become subject to this leaning become, rather than spiritual investigators, “specterseers” (to express it crassly), those who see ghosts (Gespensterschauer); they become possessed by a leaning toward phenomenalism. This means that they want to see the spiritual world in the same way as the sense world is to be seen; they do not want to perceive spiritual facts, spiritual beings, but something similar to the beings that the sensory eye can behold. In short, instead of spirits they want to behold specters, ghosts. The error of spiritualism (this is not to say that all spiritualism is unjustified) consists of this leaning toward phenomenalism. Just as the ordinary, everyday materialist wants to see only matter everywhere and not the spirit behind matter, so does he who brings to the spiritual world the same soul condition that actually exists in materialism want to see everywhere only ghostlike, condensed spirits. This is one dangerous extreme of error that can emerge. One must say that this tendency to carry the ordinary field of consciousness up into the super-sensible field of consciousness exists in the widest circles, even among those who fully recognize a “spiritual world” and want “proof” of a spiritual world. The error here, however, lies in considering a proof valid only if it takes place in the realm of phenomenalism; it lies in considering that everything should be like condensed ghosts. Here something arises that was called in the beginning of our study a stupor, losing consciousness in relation to the spiritual world. While losing consciousness in ordinary life is the penetration of a sleeping or dreaming condition into consciousness, losing consciousness regarding the spiritual world means wanting to give worth only to that which appears in the same way as things in the ordinary world, so that one is unconscious in relation to the spiritual world; it is demanded that proof be supplied that can be taken in the way appropriate only in the ordinary world. Just as one brings sleep into the ordinary world if one falls unconscious, so one falls unconscious in relation to the beings and processes of the spiritual world if one takes into the super-sensible world that which is only an extract of sense reality (das Sinnliche). The true spiritual investigator also knows those realms of the spiritual world that condense into the ghostlike, but he knows that everything arriving at such a condensation is merely the dying, the withering in the spiritual world. When, for example, with the help of a medium, something is brought to life as the thoughts of a deceased person, we are confronted only with what remains behind, as it were, of the deceased. We are not dealing with that which goes through the portal of death, which passes through the spiritual world and appears again in a new earthly life. We are concerned in such a case not with what is present in the individuality of the dead person but with the sheath that is cast off, the wooden part of the tree, or the shell of a shellfish, or the skin of the snake that is cast off. In the same way, such sheaths, such useless remnants, are continuously being cast off from the being of the spiritual world and then, by way of a medium, they can be made perceptible—although as visible unreality. The spiritual investigator knows, to be sure, that he is not confronting an unreality. He does not surrender himself to the error, however, that in encountering the described phenomenon he is confronted with something fertile, with something sprouting and budding; rather he knows it as something dying, withering. At the same time it must be emphasized that in the sense world, when one confronts error, one is dealing with something that must be ignored, that must be eliminated as soon as it is recognized as error, whereas in the spiritual world one cannot cope with error in the same way. There, an error corresponds to the dying, the withering, and the error consists of mistaking the dying and withering in the spiritual world for something fruitful or full of significance. Even in the life of the ordinary human being, error is something one casts off; in the spiritual world error arises when the dead, the dying, is taken for something fruitful, sprouting; one mistakes the dead remnants that have been cast off for immortality. How deeply the best individuals of our time have been entangled in this kind of phenomenalism, considering only such proof as valid, we can see in an individual who wrote so many excellent things about the world and now has written a book about these phenomena, about these different phenomena of spiritual investigation. I am referring to Maurice Maeterlinck and his book, About Death. We read there that he acknowledges a spiritual world but as proof acknowledges only what appears in phenomenalism. He does not notice that he tries to find in phenomenalism that which can never be found in phenomenalism. Then he criticizes the “phenomena” very acutely, very effectively. He does notice, however, that all this actually has no particular meaning and that the human soul after death does not exhibit a very intense vitality, that it behaves rather awkwardly, as though groping in the dark. Since he wants to admit only this kind of proof, he generally does not acknowledge spiritual investigation but remains stuck. We see how the possibility of error opens itself to someone who would gladly recognize the spiritual world but is unable to do so, because he does not demand spiritual investigation but rather “specter investigation” and does not make use of what reality can give. His newest book is extraordinarily interesting from this point of view. In the leaning toward phenomenalism we thus have the one extreme among the possibilities for error in spiritual investigation. The other extreme among the possibilities for error is ecstasy, and between phenomenalism and ecstasy, in knowing both, lies the truth, or at least truth can be reached if one knows both. The path of error, however, lies as much on the side of phenomenalism as on the side of ecstasy. We have seen what soul condition leads into the wish to acknowledge only phenomenalism. It is fear, horror, which man does not admit, which he tries to conceal. Because he is afraid to abandon all sense reality and to make the leap over the abyss, he accepts sense reality, demands the specters, and arrives thereby only at the dying, at that which destroys itself: This is one source of error. The other force of the soul, intensified through the exercises often described here is self-love, sense of self; self-love has as its polarity—one would like to say—the “getting out of oneself.” This “enjoying oneself in oneself” (pardon the expression; it is a radical choice but points exactly to what we are concerned with here) is only one side; the other side consists of “losing oneself in the world,” the surrender and dissolving and self-enjoyment in the other and the corresponding intensification of this self-seeking coming-out-of-one's self is ecstasy in its extreme. It is the cause of a condition in which man in a certain respect can say to himself that he has gotten free of himself. He has become free of himself, however, only by feeling the comfort of his own self in the being outside himself. If the one who knows the soul looks at the evolution of mysticism in the world, he finds that a large part of mysticism consists of the phenomena just characterized. As great, as powerful in soul experiences, as deep and significant as mysticism can be, the possibilities of error in ecstasy are actually rooted in a false cultivation of the mystical faculty of the human being. When man strives always to enter more and more into himself, when he strives through this for what is called the deepening of his soul life, strives, as he says, to find “God in himself” this God that man finds in his inner being is usually nothing other than his own I or ego made into God. With many mystics we find, when they speak of the “God within,” nothing other than the God imprinted with their own egos. Mystical immersion in God is at times nothing but immersing oneself into one's own dear ego, especially into the parts of the ego into which one does not penetrate with full consciousness, so that one surrenders one's self, loses one's self, comes out of one's self, and yet remains only within one's self. Much that confronts us as mysticism shows that with false mystics love of God is often only disguised self-love. The real spiritual investigator must guard himself on the one hand against carrying the outer sense world into the higher world; he must guard on the other hand against the opposite extreme, against false mysticism, the coming-out-of-oneself. He must never confuse “love for the spiritual being of the world” with self-love. In the moment that he confuses these, the following occurs, as the true spiritual investigator, who has developed himself correctly, can verify. Just as one who is compelled by phenomenalism beholds only the remnants, the dying of the spiritual world, so he who surrenders himself to the other extreme sees only individual parts of the spiritual world, not spiritual facts and beings. In the spiritual world he does not do what one who contemplates the flowers in a meadow does; rather, he does what the one does who takes what grows in the field, chops it up and eats it. This comparison is peculiar but absolutely to the point. Through ecstasy the spiritual facts are not grasped in their wholeness, their totality, but only in that which pleases and benefits one's own soul, that which the soul can consume spiritually. It is actually a consumption of spiritual substance that is cultivated in the human being through ecstasy. Just as little as one learns to know things of this sense world by eating them, so little does one learn to know the forces and beings of the spiritual world through giving oneself to ecstasy in order to warm one's own self with what feels good. One thereby comes to a definite knowledge only of one's own self in relation to the spiritual world. One lives only in a heightened sense of self, a heightened self-love, and because one takes in from the spiritual world only that which can be consumed spiritually, which can be eaten spiritually, one deprives oneself of that which cannot be handled in this way, of that which stands apart from the nourishment gained through ecstasy. What one deprives oneself of, however, is by far the greatest part of the spiritual world, and the mystic who clings to ecstasy is deprived more and more. We find with mystics who ascend to the spiritual world through ecstasy that it is exactly as if they were always indulging themselves through repeating feelings and sensations. Many presentations of such mystics appear not as objective presentations of the conditions of the spiritual world but as though the one who gives the presentation were indulging in what he presents. Many mystics are actually nothing but spiritual gourmets, and the rest of the spiritual world, which does not taste good to them, does not even exist for them. We see again how concepts change when we ascend from the ordinary world into the higher world. If in the ordinary world we occupy ourselves only with our own concepts, we become poorer and poorer, our logic becomes ever poorer. Finally we find that we can no longer find our orientation, and anyone who knows the facts can set us straight. In the ordinary world we correct this meagerness by widening our concepts. In the spiritual world, that which corresponds to ecstasy leads to something else. By taking into us realities, and not something unreal—but taking in only isolated parts, after picking out what suits us—we receive a view of the spiritual world that is only suited to ourselves. We carry ourselves into the spiritual world just as in the other extreme, in phenomenalism, we carry the sense world into the spiritual world. It can always be shown in the case of one who arrives at a false picture of the world through ecstasy that he began from an unsound force of judgment, from an incomplete factual logic. We thus see how the spiritual investigator always must avoid the two extremes that bring him to every possible source of error: phenomenalism on the one hand and ecstasy on the other. In order to avoid the sources of error, nothing will be more helpful than for the spiritual investigator to cultivate one particular mood of soul, through which he is in a position, when he places himself in the spiritual world, to exist in the spiritual world, to be able to observe calmly in that world. One cannot always remain in the spiritual world, however, so long as one is in the physical body; one must also live with the physical world; therefore this mood of soul that the spiritual investigator must cultivate allows him in the physical world to strive as much as possible to grasp the facts of life with common sense, without sentimentality and untruthfulness. It is necessary for the spiritual investigator, to a much higher degree than is ordinarily the case, to have a healthy sense for facts, a genuine feeling for truthfulness. All fanaticism, all inaccuracy, which make it so easy to skirt what is really there, are harmful for the spiritual investigator. One can see already in ordinary life, and it becomes clear immediately in the realm of spiritual training, that lie who lets himself indulge only the least bit in inaccuracy will notice that it is only a tiny step from inaccuracy to lies and untruthfulness. The spiritual investigator, therefore, must strive to feel himself obliged to hold firmly to the truth, to mix nothing with the unconditional truth that exists in ordinary life, for in the spiritual world such a mixing leads from error to error. In those circles wishing to have anything to do with spiritual investigation, the justified opinion should be spread that an outer, distinguishing characteristic of the true spiritual investigator must be his truthfulness; the moment the spiritual investigator demonstrates that he feels little obligation to test what he says, speaking rather of things he cannot know about the physical world, he becomes flawed as a spiritual investigator and no longer can merit a full trust. This is connected with the conditions for spiritual investigation itself. It must be brought to our attention again and again that, when the realms of spiritual investigation and spiritual science are spoken of today, it is unjustified to claim that only the spiritual investigator can see into the spiritual world and that one who is not yet a spiritual investigator is unable to know and understand and grasp it. You can learn from the descriptions in my book, Knowledge of the Higher Worlds, and from my presentation in An Outline of Occult Science that in our era to a certain degree every person, if only he makes the necessary effort, can become a spiritual investigator, no matter what his position in life is otherwise. Nevertheless, it is also possible for a person to understand the descriptions of the spiritual world without being a spiritual investigator. It is necessary to be a spiritual investigator not in order to understand the communications from the spiritual world but in order to discover them, to investigate what is present in the spiritual world. One must be a painter in order to paint a picture, but one need not be a painter to understand a picture; it is the same with understanding communications from the spiritual world with the sound human intellect. It is in order to investigate the spiritual world that the human being is endowed with the higher organs of observation. If what is investigated, however, is brought into the concepts of the ordinary world, as is often attempted here, the sound human intellect can, if only it is sufficiently unprejudiced and does not create obstructions for itself, grasp what is brought to light through spiritual investigation. One could say that with spiritual investigation it is the same as it is with what grows under the earth and is found only when one digs into the earth like a miner. Whatever one finds there can originate only as it exists within the earth, developing in those layers of the earth that are covered by layers above it. What is in the depths of the earth cannot develop on the surface of the earth, which is illuminated by the sun during the day. If we then make an opening in the earth, however, and let the sunlight shine in, illuminating what is underneath, everything can appear in the light of the sun. It is the same with what can be gained through spiritual scientific investigation: it can be brought to light only if the soul has transformed itself into an organ of perception for the spiritual world. If it is brought into the concepts and mental images of ordinary life, however, then the human intellect, if only it is sufficiently sound, can understand and illuminate everything as if with spiritual sunlight. All of spiritual science, therefore, can be grasped by the sound human intellect. Just as a painting is not made merely for the painter himself, so the communications about the spiritual world are not only for the spiritual scientific investigator. Nevertheless, paintings are able to originate only through the painter, and the spiritual world can be explored only by the spiritual investigator. He who believes that what comes from the communications of the spiritual investigator cannot be grasped by means of the ordinary intellect does not perceive at all correctly the nature and essence of the human capacity for thinking. In the human capacity for thinking reside faculties that stand in direct connection with the nature of the higher world. Because man is accustomed to approach only the ordinary sense objects with his concepts, he believes that the ordinary faculty of judgment vanishes in him if super-sensible facts are presented to him. He who develops his capacity for thinking, however, can cultivate this capacity in such a way that it can grasp what is brought to light through spiritual investigation. One must not have some notion beforehand, however, of how one can grasp such matters. This should result from the study itself. If one has a definite notion of how one should grasp these things, one surrenders oneself again to a serious error in relation to spiritual investigation. This is the second aspect that is especially noticeable in Maurice Maeterlinck's new book. He is an individual who wishes to direct his gaze to the spiritual world, who has made some fine observations about various things, and who has also tried to present the mysteries of the spiritual world dramatically; it is especially telling that this individual, in the moment in which he should approach the real science of the spirit, proves himself so inadequate. He demands a certain kind of understanding—not the kind given by the things themselves but the kind he imagines (ertraeumt), which he believes must appear to provide verification. In this way the greatest peculiarity arises: Maeterlinck takes to be merely a belief that which anthroposophy or spiritual science has to say when it speaks today about “repeated earthly lives”—when it speaks with a certain outer justification (not with a merely inner conviction, which would be akin to a certain primitive belief of humanity). He calls it a belief, because he cannot perceive that what we are concerned with here does not have to do with belief but with knowledge. He thus finds that the existence of that which develops further in man, moving from life to life, cannot be proved, because he has a definite idea of what constitutes proof. Maeterlinck can be compared in this realm to certain other people. Until recently, there existed a kind of belief, a certain mathematical-geometrical belief that is summarized in the words, the “squaring of the circle”; that is, one would seek by means of a mathematical-analytical, constructive thinking for that square which equaled the area or the circumference of the circle. This task of transforming the circle into a square was an ideal, as it were, toward which one always strove: the transforming of the circle into a square. Now, no one doubted that there could be a square exactly as large as a circle. In reality, of course, it is entirely possible for such a thing to exist, but it is impossible to show with mathematical constructions or with analytical methods just what the diameter of a circle would have to be to equal a particular square. This means that mathematical thinking does not suffice to prove something that is real, that is physical. There have been countless people who have worked on the solution of squaring the circle, until recent mathematicians proved that it is impossible to solve the problem in this way. Today anyone still trying to solve the problem of squaring the circle is considered not to know mathematics in this realm. Maeterlinck is equivalent to those people trying to square the circle in regard to what he is trying to prove. One can understand the spiritual world, can grasp that what is brought to light through spiritual investigation is real; one cannot prove the existence of this spiritual world, however, if one demands out of prejudice a particular kind of proof; one can prove it in this way as little as one can prove the squaring of a circle mathematically. One would have to reply to Maeterlinck, therefore, that he tries to square the circle in the spiritual realm, or he would have to be shown how the concepts by which he would like to prove the existence of the spiritual world disappear when man passes through the portal of death. How is one supposed to prove the existence of the spiritual world with concepts such as those taken from the sense world? This, however, is what Maeterlinck is trying to do, and it is extraordinarily interesting that when he gives in to his healthy feeling, he has no choice but to acknowledge repeated lives on earth. It is very interesting how he expresses himself about a knowledge that he calls a belief, and I would like to read to you his own words: ‘Never was there a belief more beautiful, more just, more pure, more morally fruitful, more comforting, and in a certain sense more probable than this. With its teaching of gradual redemption and purification of all bodily and spiritual inequities, of all social injustice, all terrible’ injustices of destiny, it alone gives meaning to life. The goodness of a belief, however, is no proof of its truthfulness. Although six hundred million human beings devote themselves to this religion, although it is closest to the origins that are shrouded in darkness, although it is the only one without hatred, it should have done what the others have not done: bring us indisputable evidence. What it has given us up to now is only the first shadow of the beginning of a proof.” In other words, Maeterlinck is trying in this realm to square the circle. We see especially clearly in this example how someone who can think that the benefit of spiritual science lies only in an extreme, in phenomenalism (all his writings show this), is totally unable to keep in view the significance and the real nature of spiritual scientific investigation. From such an example as Maeterlinck, we can learn a lot, namely that truth, which must be introduced into the world evolution of humanity, is really, when it first appears, in the position once characterized by Schopenhauer with the words, “In all centuries poor truth had to blush over being paradoxical.” To Maeterlinck, truth appears not just paradoxical but unbelievable, yet it is not the fault of truth. Truth cannot take on the form of the universally reigning error. Thus she looks sighing to her patron god, Time, which promises her victory and glory, but whose vast wings beat so slowly that she dies in the meantime. So it goes with the course of the spiritual evolution of humanity. It is most interesting and instructive that the best individuals today, those human beings who long to have their soul life connected with a spiritual world, are not capable of grasping the core of the actual science of the spirit. Instead, where it involves distinguishing the true path from the two possibilities for error, they stumble, because they do not dare leap over the abyss; they wish either to make use of their dependence on the ordinary world, in phenomenalism, or, if they do not do this, they seek an intensification of the sense of self in ecstasy. We cannot concern ourselves only with recognizing the character of the separate possibilities for error; we must concern ourselves with that which humanity must avoid if one is to recognize and close up the source of spiritual scientific error. From the way in which today's study has been undertaken, one conclusion can be drawn: spiritual investigation must know the sources of error. The temptation is always present in the soul to err in the direction of phenomenalism, and therefore to stand as though spiritually unconscious in relation to the spiritual world, or to err in the direction of ecstasy, which means wanting to enter the spiritual world with inadequate organs of spirit and thus receiving only isolated pieces and not related facts. The path goes between the two extremes. One must know the possibilities for error. Because they can appear with every step in spiritual life one must not only know them but overcome them. The revelations of spiritual investigation are not only results of investigation but also victories over error, victory by means of a way of looking that has been gained previously, victory over the sense of self and more. He who penetrates more deeply into what we have tried to describe only sketchily today will become aware that—even if everywhere where we embark on the investigation of spiritual life the possibilities for error can lurk frighteningly—we nevertheless must conquer error again and again. He will become aware that spiritual investigation not only satisfies an indomitable yearning for that which man needs for certainty in his life but that its goal must appear, to one who regards this movement with comprehension, as attainable to a sound human sense. To conclude what today's lecture was to offer on the level of feeling, I would like to say that in spite of all obstacles, in spite of all things that can stand in a hostile way on the path of spiritual investigation, those who penetrate with a sound sense into the results of spiritual scientific. investigation feel and sense that these results penetrate—through difficult hindrances of soul, through bewildering darknesses of spirit—to a solemn clarity, to a luminous truth. |
159. The Subconscious Forces
09 May 1915, Vienna Tr. Unknown Rudolf Steiner |
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The materialistic way of thinking leads to the opinion that one can prove and believe anything. The self-training implied by Anthroposophy, if this is grasped in the right way, also enables us to recognise that it is possible to prove and to believe anything if one remains in the field of materialism. |
159. The Subconscious Forces
09 May 1915, Vienna Tr. Unknown Rudolf Steiner |
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My dear friends, Our spiritual-scientific world-conception should not only further the, development and rise of individual souls, hut above all it should really help us to gain new aspects for a conception of life. In the present time we should take it to heart that such encompassing aspects have to be gained in order to judge life. Of course, it is a great and also a significant task for the individual to further his own development by what he can win as a fruit of spiritual-scientific self-education. Only the fact that individuals progress, enables individual souls to cooperate in the development of mankind. Our attention should, however, not only be turned to this fact, but as followers of the anthroposophical world-conception we should also be able to experience the great events of our time from a high standpoint, from a truly spiritual standpoint. When judging the things which are taking place, we should really be able to transfer ourselves, as it were, to a higher standpoint. To-day it may perhaps be appropriate to advance a few aspects connected especially with the great events of the present time, because, my dear friends, our meeting is being held in a fateful time, fraught with destiny. Let us now set out from something which closely affects us as human beings. At certain times people are seized by illness. As a rule, illness is looked upon as something which injures the organism. But this, generally adopted view is not always justified. There are indeed certain illnesses which must be judged from this standpoint, which invade our organism, as it were, like a foe, but this is not always the case. It does not even apply to the majority of illnesses, for as a rule illness is something quite different. Illness is generally not an enemy, but a friend of the human organism. What is inimical to the organism generally precedes illness, it develops in us before the external, visible illness breaks out. Opposing forces are in the organism, and the illness which breaks out at a certain moment is an attempt on the part of our body to defend itself against these opposing forces which had remained unnoticed. When an illness breaks out, the organism frequently begins a work of healing. Through illness the organism fights against the inimical influences which precede the illness. Illness is the last form of the whole process and it implies a battle of the sound fluids in the organism against the forces which are lurking below. Illness exists for the sake of driving out what is lurking below. Only if the majority of illnesses is looked upon in this light, can a right conception of the pathological process be reached. Illness therefore indicates that something preceded its outbreak, something which must be expelled from the organism by the illness itself. It is easy to discover what has just been said, if such phenomena of life are viewed in the right light. The causes may lie in many different spheres. But as explained, the essential point is to view illness as a defence of the organism against forces which must be driven out. I do not think that it is possible to make a better comparison in regard to the whole complex of the significant and deeply incisive events in a great part of the world which are taking place since the beginning of August 1914,—I do not think that a better comparison can be found between these events and a pathological process affecting the whole human development. What should strike us above everything else is that these war-events really constitute a pathological process. But it would be wrong to think that we can deal with it by grasping it wrongly, as so many other pathological processes are grasped, namely by considering it as something inimical to the organism. The cause which we must envisage, precedes the pathological process. Particularly in the present time it may strike us how little inclined people are to envisage truths which are immediately evident to these who take in a spiritual-scientific world-conception not only with their intellect, but also with their feeling. We have had to pass through many painful experiences during the past 9 months—painful experiences connected with people's lack of judgment. When reading the books and articles which are most popular to-day and which are spread in many different countries of the world, do we not find that those who judge the present events admit that everything began, say in July 1914? The most distressing experience which we had to pass through in addition to all the other painful things, was to see that particularly the people who counted, most, that is to say, those who write newspaper articles and form public opinion, regally do not know anything about the development of events and only bear in mind the things which lie closest! This gave rise to endless discussions, to entirely useless discussions on the real cause of the present war. Again, and again people ask: Is this or that party responsible for it? and so forth. But in every case, they omit to go back further than. July, or June 1914 at the incest. I mention this because it really characterizes our materialistic age. One generally thinks that materialism only brings with it a materialistic way of thinking. But this is not true. Materialism does not only produce a materialistic way of thinking, but also short-sightedness; materialism produces laziness of thinking and lack of insight. The materialistic way of thinking leads to the opinion that one can prove and believe anything. The self-training implied by Anthroposophy, if this is grasped in the right way, also enables us to recognise that it is possible to prove and to believe anything if one remains in the field of materialism. Let us take an example: You see, in the past years, when one brought forward the spiritual-scientific world-conception in this or in that place and certain people thought that they had to assert their own views in the face of the spiritual-scientific world-conception, one could frequently hear the following argument: Kant has already proved by his philosophy that there are limitations to man's knowledge; human knowledge cannot reach the spheres which the spiritual-scientific world-conception tries to reach. Then they bring forward certain interesting things showing how Kant is supposed to have proved that human knowledge cannot reach the spiritual world. If spiritual science was upheld in spite of all, then they came along and said: This person rejects everything that has been proved by Kant! Of course, this more or less implied: What a foolish person he must be, for he rejects strictly proved facts! But this is not the case: The spiritual scientist does not deny that Kant is absolutely right, for it is evident that he demonstrated this clearly. But my dear friends, suppose that someone had stated that the plant consists of minute cells, at a time when the microscope had not yet been invented, but that these cells could not be found because human eyes are unable to see them. It might have been proved that the cells do not exist and this would have been quite correct, for the constitution of the human eye does not permit us to penetrate into the plant's organism to the extent of seeing these tiniest cells. The proof would be absolutely correct and it could not be overthrown. Yet in the course of human development the microscope was discovered as an aid to the human eye, so that in spite of the strictest proof to the contrary, people were able to recognise the existence of these tiniest cells. When people will grasp that proofs are useless for the attainment of truth, that proofs may be correct, but that they do not mean anything special if we wish to progress in the attainment of truth, then it will be possible to stand upon the right foundation. For then it will be possible to know: Though proofs may be correct, they cannot lead us to the truth, this is not their task! Bear in mind the comparison which I made, for it will show you that the proof according to which the human power of vision is unable to reach the plant's cell is just as valid as the proof that, according to Kant, human knowledge is unable to reach the supersensible worlds. These proofs may be absolutely correct, yet real life transcends them. This too is something which we obtain, as it were, along the path of spiritual research, for by extending our horizon we really reach the point of appealing to. something which is not only limited to the human, intellect and its proofs. Those who restrict themselves to materialistic ideas are really led to an unbounded belief in proofs; if they have a proof in their pocket, they are convinced of the truth. But spiritual science shows us that in reality it is possible to prove either the one or the other thing; intellectual proofs are however meaningless for the attainment of real truth. It is therefore an accompanying symptom of our materialistic age that people should fall into this intellectual short-sightedness. And if this is mingled with passions, it gives rise to something which we do not only see in the armed conflict of European nations, but also in the hostile attitude consisting in the fact that one accuses the other, without any outlook (I distinctly say, without any outlook, for this does not only apply to the present time of war) of their ever convincing each other. These who naively think that a neutral country might perhaps arbitrate in the case of diverging statements between two hostile countries, are really simple minded! Of course, the facts advanced by one side may be just as well supported by proofs as the facts advanced by the other side. Insight, my dear friends, can only be gained by penetrating into the deeper foundations of the whole human development. In my lecture-cycle on the Folk-Souls of Europe and their influence on the individuals belonging to the different nations, which I gave a few years before the outbreak of the present war, I already tried to throw some light upon the reciprocal relations of the different nations and I tried to show that different forces are at work in the various, nations.1 Let us complete this to-day by drawing in some new aspects. Our materialistic age has far too abstract a way of thinking; Above all it does not consider the fact that in life there is a real course of development and that man should allow that which is in him to mature, so that it gradually ripens into real judgment. We know—for this has been set forth sufficiently clearly in The Education of the Child that the human being passes through a course of development; during the first seven years he develops above all his physical body, from the seventh to the fourteenth year his etheric body, and so forth. Little attention is paid to this progressive course in mans individual development, and less still to the parallel phenomenon, to the equivalent course of development in mankind. The processes which take place in the nations and their connections are guided (we all know this through spiritual science) by the Beings belonging to the higher Hierarchies. We speak of FOLK-SOULS, or FOLK-SPIRITS in the true meaning of the word. We know, for example, that the Folk-Soul of the Italian nation inspires what we designate as Sentient Soul; the French Folk-Soul inspires what we call the Intellectual Soul; the inhabitants of the British Isle are inspired through their consciousness soul; in Central Europe the inspiration takes place through what we designate as the human Ego. This does not imply any verdict in regard to the individual value of the different nations, it simply states the facts. It states for example, that the inspiration of the nation which inhabits the British Isle is based on the fact that it has to bring into the world influences produced by the inspiration of the Consciousness Soul through the Folk-Soul. It is strange how nervous people get on this subject. During the war I once more emphasized in this or in that place certain things which I had already explained in the above-mentioned cycle of lectures. Yet some people almost considered it as an insult to the British nation to say that it had the task to inspire the Consciousness-Soul, whereas, the Folk-Soul pertaining to the German nation has to inspire the human Ego. It is just as if it were taken as an insult to say that salt is white and Cayenne pepper red! It is a plain characteristic, the description of an existing truth, and it has to be accepted as such, to begin with. It will be much easier to deal with the connections existing between the single members of human nature if we bear in mind the characteristics of the various nations, if we do not mix everything together, as is done by the modern materialistic conception. Of course, the individual rises above that which he receives from, his Folk-Soul, and it is pre-eminently the task of our Anthroposophical Society to lift the individual out of the Group-Soul life into the life of humanity as a whole. But nevertheless, there remains the fact that in so far as the individual stands within his own nation he is inspired in a certain direction; the Italian Folk-Soul speaks, for example, to the Sentient soul; the French Folk-Soul to the Intellectual Soul, the British Folk-Soul to the Consciousness Soul. We should therefore imagine that the Folk Soul soars above that which individuals do within single nations. But in the same way in which we can see a course of development in individual life and are able to say in the case of individual people that the Ego reaches a certain stage of development at a definite moment in life, so it is also possible to speak of a development, a real development in the case of the Folk-Soul. But this development of course differs somewhat from that of individual human beings. Let us single out, for example, the Italian nation. There we. have this nation and the Folk-Soul belonging to it. You see, the Folk Soul is a Being of the supersensible world, it belongs to the world of the higher Hierarchies. It inspires the Sentient Soul, and this until the nation, the Italian nation, lives (we are speaking of this particular nation), yet it inspires the Sentient Soul at different times in a different way. There are times in which the Folk-Souls inspire the members of single nations in such a way, that their inspiration is, as it were, one of the soul. The Folk-Soul soars in higher regions of the spirit, and its inspiration is of such a kind that it only transmits soul qualities. Then there are times in which the Folk-Souls descend and engage mere strongly the individual members of the nations; their inspiration is so strong, that they do not only send it down into the soul and its qualities, but right down into the bodily qualities, so that people depend on their Folk-Souls even bodily. As long as a nation submits to the influence of its Folk-Soul so as to receive only soul-spiritual qualities, the national type is not so distinct. The forces of the Folk-Soul do not yet work in such a way as to seize the whole human being, right down into the blood. Then comes a time when one can gather by the way in which a person looks about, by the characteristic shape of his head and his physiognomy, how the Folk-Soul influences him. The influences are so strongly marked, because the Folk-Soul has descended deeply; it claims the whole human being in a strong and intensive way. You see, in the case of the Italian nation, the middle of the 16th century, around the year 1550, was the period mentioned by me, when the Folk-Soul came down and worked in such a way that its mark may be found in the individual people. Then the Folk-soul soared back, as it were, and these influences were transmitted to the descendants by heredity. The most intensive union of the Italian nation with its Folk-Soul was around the year 1550. It was the time when the Italian Folk-Soul descended most deeply, when the Italian nation acquired its definite character. If we go back to the time before 1550, we see that the characteristic traits are not so clearly traced, they do not confront us so clearly as after 1550, Only in that epoch began the characteristic essence which we know as Italian character. At that time the true marriage took place between the Italian Folk-Soul and the Sentient Soul of. individual people belonging to the Italian nation. In the case of the French nation (you see, I am not speaking of individual men, who can rise above the nation) a similar moment, when the Folk-Spirit descended most deeply and permeated the whole nation, set in around the year 1600, at the beginning of the 17th century. There the Folk-Soul seized the whole Intellectual Soul. In the case of the British nation this moment arose in the middle of the 17th century, around the year 1650. Then the British nation obtained as it were its external British expression. Many things will be clear to you if you know such facts, for now you can, for example, face quite differently the question: “What about Shakespeare and his connection with England?” Shakespeare worked in England before the time when the British Folk-Soul exercised its strongest influence upon the English nation. Shakespeare lived before that time. This explains why he was not completely understood in England. We all know that there are Shakespeare editions in England which suppress everything that is not quite in keeping with the taste of governesses. Shakespeare has often been moralized, so to speak, in the most extreme sense. We know that the deepest, understanding for Shakespeare is not to be found in England, but in the Central European, development of spiritual life. You will now ask: When did the Folk-Soul come into contact with the members of the Central-European nation? There matters stand as follows: Through the fact that the Ego is the essential thing in Central Europe, that the Folk-Soul soars down and withdraws, again soars down and withdraws—through this fact, we have repetitions. Thus we have a descent of the Folk-Soul, when it unites with the individual souls, around the time in which the wonderful Parsifal legends arose, the legends of the Holy Grail. Then the Folk-Soul withdrew and its next descent is between the years 1750 and 1830. At that time Central-European life is most deeply seized by the Central-European Folk-Soul. Since 1830 it has withdrawn again. You may therefore see why Jacob Böhme lived, for example, in an epoch in which he could obtain little from the German Folk-Soul. For it was not a time in which the Folk Soul united with the individual souls of the nation. Although Jacob Böhme is called the “Teutonic Philosopher,” he is therefore a man who, in regard to the time in which he lived, is not dependent on his Folk-Soul; he faces us, as it were, like one who is not rooted in his time, like something eternal. If we take Lessing, Schiller, and Goethe, they are German philosophers who are deeply rooted in the German Folk-Soul. It is a characteristic fact that these thinkers who live between 1710 and 1830 are deeply rooted in their Folk-Soul. This is their characteristic trait. You therefore see that it is not only essential to know that
but that it is also essential to know that they exercise their influences at given times. The events which take place can only be grasped from a historical aspect, if we really know these things. The nonsense pursued in the form of science, where documents are taken and events are enumerated in sequence, with the conclusion that one must be deduced from the other—this nonsense of historical investigation does not lead to real history, to an understanding of human development, but only—one might say—to a falsification of the forces working in human history. If we now see in how many different ways the forces which drive the nations work upon each nation (of course, other nations might also be characterized), we discover the contrasting things which are there. We then see that the events which are taking place in the present time have not only arisen during the. past few years, but that they prepared themselves throughout the centuries. Let us look across to the East, to the region which is the home of Russian culture. Russian culture is characterised by the fact that it can only unfold when the Russian Folk-soul will have united with the Spirit-Self. (This too is mentioned in the cycle of lectures The Mission of the Folk-Souls). That is to say; A future epoch must come in which the characteristic qualities of the European East will take on a definite form. This will be entirely different from what takes place in Western or in Central Europe. To begin with, however, it is clear that what pertains to Russian culture does not exist as yet, for Russian culture is connected with tin Spirit-Self in the same way in which the individual human being is now connected with it, that is to say, it must always look up to it. Individual Russians, even the deepest Russian philosophers, do not speak in the same way Central Europeans when they express the loftiest things, but in an entirely different way. Here we come across something very characteristic. You see, we must ask: What is the most characteristic trait of the spiritual life of Central Europe? You all know that there was a time in which the great mystics lived; Meister Eckhart,Tauler,and others were active then, and others too. With their feeling soul they all sought the Divine Essence contained in the human soul; they looked for the God within them, ... they sought to find within their own soul “the little spark in feeling,” as Eckhart expressed himself. Within the soul (they said), within the soul there must be something where; the Godhead is present in a direct way. This gave rise to the striving to unite the human Ego with the Godhead within the human soul. This Divine Essence, this Godhead, was to be striven for; it called for an active striving, for development. This characterizes the whole life of Central Europe. Think of the infinite soul-depth and feeling of a man who stands in a completely international way in Central European culture, in the spiritual life of Central Europe. Angelus Silesius, who says in one of the beautiful mottoes contained in his Cherubinisher Wandersmann: “When I die, it is not I who die, but God in me.” Consider the great profundity of these words! The man who uttered them, had a living grasp of the idea of immortality and he felt that when death comes to the individual human being, it is because he is filled by the Godhead. Death is a phenomenon which is not connected with man, but. with God, and since God cannot die, death must only be an illusion. Death can therefore not mean a destruction of life. A person who can say, “When I die, it is not I who die, but God in me,” knows of the existence of the immortal soul. This infinitely profound feeling lived in Angelus Silesius. It is a result of the fact that the inspiration passes through the Ego. When the inspiration passes through the sentient soul, something may arise which appeared, for example, in Giordano Bruno: This friar penetrated with greatest passion into everything discovered by Copernicus and he felt that the whole world was filled with life. If you read anything by Giordano Bruno you will find the confirmation of the fact that in so far as he grew out of the Italian nation, he proves that the Italian Folk-soul is inspired through the sentient soul. Cartesius (Descartes) was born at that characteristic moment of French development when the French Folk-soul completely united itself with the French nation. Read a page by Cartesius, the French philosopher; you will find everywhere the confirmation of the truth discovered by spiritual science, namely that the inspiration of the Folk-Soul influences the Understanding Soul. Read Locke or Hume, or any other English philosopher up to Mill and Spencer,—everywhere you will come across the inspiration of the Consciousness Soul. When you read Fichte, who strives within the Ego itself, you will find that the Folk-soul inspires the Ego. It is characteristic that the Central European Folk-Soul is experienced in the Ego, so that the Ego is the truly striving part, the Ego with all its strength and errors, with all its mistakes and victories. A man of Central Europe who has to find the path to Christ, must give birth to Him within his own soul. Try to find in the spiritual life of Russia the idea (it should not be taken over superficially from the civilisation of western Europe) that Christ or God should be experienced within the soul. You will not be able to find it; Russians always expect that the forces which penetrate into the historical course of events penetrate into it like a “miracle,” to use Solovioff's expression. The spiritual life of Russia is very much inclined to look for the resurrection of Christ in the spiritual world, to worship th influence of an inspiring, power, yet this inspiring power speaks as if man were below and as if the inspiring element soared on high above mankind like a cloud, as if it did not penetrate into the human Ego. This intimate union of the Ego with its God, or if Christ is thought of, with Christ, this desire that Christ should be born within one's own soul, can only be found in Central Europe. If the culture of Eastern Europe will one day reach the stage of development which is appropriate to it, it will appear in a civilisation soaring above man, setting forth a kind of Group-soul life, but upon a higher stage than in the past. At present we must find it natural that Russians, and even Russian thinkers, should always speak of a spiritual world soaring above the world of man, of a spiritual world which they can never approach as intimately as Central Europeans approach it, when their Ego seeks to draw nigh to the Divine Essence surging and weaving through the world. On many occasions, when I myself spoke of the Godhead that surges and weaves through the world, my words were inspired by the feelings of a Central European, for no other nation in Europe can grasp such truths in the way in which Central Europeans grasp it. This characterizes the Central European nation. These are the forces that live in the different nations and that confront one another in such a way as to compete with each other again and again. Sudden explosions must occur, resembling the discharge of clouds which bring lightning and storm. But do we not see (this is how one might express it now) how a word resounded in the East of Europe, which was like a watchword and was also meant to act as such, just as if the civilisation of Eastern Europe were beginning to overspread the unworthy west of Europe, overflooding it? Do we not observe the rise of Slavophils, of Panslavs and Panslavism, particularly in men of Dostojevski's kind, and similar ideas? Dostojevski came forward with the special points of his programme staging; “You western Europeans, the whole lot of you, have a culture which is rotten to the core; it must be supplanted by the impulses coming from Eastern Europe.” A whole theory was set up, which culminated above all in the fact that people said: In the West, everything has grown rotten and decadent, and it must be replaced by the fresh forces of the East. We have our good orthodox religion which we do not oppose, we accept it like the cloud of the Folk-soul soaring above the people ... and so forth. Very clever theories were thus built up, dealing with what might already constitute the principles, the aims of the ancient Slav life, and stating that from the East the Truth should begin to spread over Central and Western Europe. I said that the individual may rise above his nation. In a certain sphere, Solovioff, the great Russian philosopher, was such an individual. Although every line he writes reveals that he writes as “Russian,” he nevertheless stands above his nation. In his youth Solovioff was, one might say, a Panslav. But he penetrated more deeply into the ideas which the Panslav and Slavophils set up as a kind of philosophy of nations, as a kind of world-conception of nations. And what did Solovioff discover? What did Solovioff, the Russian find? He asked, himself: Does that which constitutes the true Russian-being really exist in the present time? Is it to be found among those who represent Panslavism, who follow the Slavophils?—He did not rest until he discovered the truth. What did he discover? He investigated the statements of the Slavophils, to whom he himself had belonged in the past, he pressed upon them. And he discovered that the majority, of the thought-forms, statements and intentions had been taken from the French philosopher de Maistre, who sympathized with the Jesuits; he was the great teacher of the Slavophils in the field of a world-conception. Solovioff himself proved that these ideas had not grown out of Russian soil, but that these Panslav and Slavophil thoughts had been taken from de Maistre. And he proved other things besides. He unearthed a long-forgotten German book, from the 15th century, unknown to everyone in Germany. The Slavophils copied whole portions of it in their literature. What is the strange phenomenon which confronts us here? People believe that from the East come impulses which are of Eastern origin, whereas they are a purely western importation. They came from the West and were then sent back again to the western people. The western people become acquainted with their own forms of thought ... because the East does not yet possess its own forms of thought. When things are closely investigated, one always finds the confirmation of the statements made by spiritual science. They prove to be correct. We therefore have something elemental in the forces, which come rolling towards us from the East, something which will unfold one day if it will absorb the forces which developed in Central Europe with the same love with which Central Europe once absorbed the Greek and Latin life coming from the South. In the course of mankind's development, the later epochs absorb what was contained in the past epochs. And the FAUST mentality of Central Europe, which I described in my public lecture [Lecture of May 8th, 1915. “Man's Destiny in the Light of a Knowledge of the Spiritual Worlds.”] when I spoke of the year 1770, was felt by Goethe as a Faustic striving and he expressed it in the words:
There arose in Germany an immensely rich life of the spirit, an immensely intensive rich striving in the spiritual life of Germany.—But if Goethe had written his Faust 40 years later, he would certainly not have begun with: “Habe nun ach, Philosophie ...” I have, alas! studied philosophy, etc. ... and have become the wise man of all ages ... but he would have described his Faust exactly as he did in 1770. This living striving comes from the Folk-soul's inspiration, of the Ego, from that intimate connection of the Ego with the Folk-soul. This is a fundamental quality of the Central-European civilisation of the spirit. And the civilisation of eastern Europe must unite with it warmly and lovingly. The forces which bad to flow into Central Europe were once absorbed, received from the civilisation of the South. To-day it is not otherwise, and if the elemental wave of development comes rolling along from the East, it is just as if the pupil were furious with his teacher because he must learn something from him and wants to whip him for it. The comparison is somewhat trivial, but it is one which explains things precisely. Groups, masses of people endowed with entirely different forces of development live together in Europe. These different forces of development must actively compete against each other; they must assert themselves in different ways. The opposing forces, those which come into conflicts with the others, prepared themselves long, long ago. Particularly when studying the fine nuances, we see everywhere the truths revealed by spiritual science. Do we. not find it expressed in a wonderful way that the wave of European development should concentrate itself so as to show the whole of mankind, symbolically as it were, how Central Europe must feel the life-union between the Ego and the spiritual world, how God should be experienced in the “sparklet within the soul,” how Christ should be experienced in “the small spark within the soul?” Christ himself must become active within the human Ego. For this reason, in Central Europe the. whole development tends towards what we call the Ego, the “Ich.” And Ich means “I, C, H” : ICH. The Ich—Jesus Christ, faces us in Central Europe like a mighty symbol, intimately working together with, what can be the soul's holiest possession, intimately working together with the soul itself! This is how the Folk-soul works, he inspires the nation and expresses the underlying facts in characteristic words. I know that some people laugh when such things are said, when one gives expression to the truth that the Folk-soul worked for centuries in order to give rise to the word ICH, which is so symbolically full of meaning. But let them laugh! After a few decades they will no longer laugh, and call such things more significant than what people now designate as “laws of Nature.” The influence of this wave of development was very characteristic. Only a very small portion of the truth sometimes rises up in human consciousness; but the forces which are active in the sub-conscious depths express themselves in a far more truthful way. We speak, for example, of the Germanic peoples. The working Genius of Speech forms the words. One part of the inhabitants of Central Europe calls itself “German.” But when we speak of the Germanic races we must include Germany Austria, Holland, the Scandinavian nations and also the inhabitants of the British Isles. The word “Germanic” has a very wide meaning and embraces a large field. But the inhabitant of Great Britain rejects it. To him a “German” is an inhabitant of Germany. In English there is no special word for “Germane” (Germanic). The German language embraces a far larger field with that word. The German language as such is inclined to set the word at the service of selflessness; The German does not only call himself Germanic, but he includes the others in it. But the Briton rejects it. Try to penetrate into the wonderful essence of the Genius creating speech, and you will discover the truly wonderful element in it. Maya, the great illusion, arises in connection with that which lives in the consciousness of men. But the forces, which work, in the subconscious depths are far more true. They express something immensely significant and profound. Compare now the intimate way in which we must work in order to understand the European play of forces, compare this inmate way of working with the coarse way in which one generally views the reciprocal connections of the European nations. It will show you the devastation in the human power of judgment resulting from the materialistic age. The fact that people have begun to think that “matter carries and supports, everything” is not the worst; the worst thing of all is that people have become short-sighted, that they are unable to see the fundamental facts and do not even make one step to reach the world which lies behind that veil which is woven over truth as Maya; this is really a calamity. Materialism very skilfully prepared its aims. Here too genius was at work, but the genius who is the leading power in materialism is Ahriman. He exercised a powerful influence during the past centuries, a very powerful influence indeed! Let me now refer to a chapter which people perhaps prefer to ignore to-day. But I must draw attention to it, even though people may look upon this as a special form of insanity. You see, the easiest, way of influencing people is to drip into the soul and thoughts of still youthful persons forces which will develop later in life. Older people can very seldom be taught anything thoroughly. Consequently, Ahriman could never have a better chance of preparing souls in a genuinely materialistic way than by dripping into the souls of young children and youthful persons certain forces which will continue to work in their sub-consciousness. By absorbing materialistic forms of thought at an age, when one does not yet think materialistically, people are taught to think materialistically. When materialism is implanted into the souls of children, people learn to think in a materialistic way. Ahriman did this by inspiring a writer of the materialistic age to write Robinson Crusoe. If our spirit is clear-sighted and submits to Robinson's influence, we shall see that ideas which are completely materialistic are at work in Robinson. This may not appear at once, yet the whole … the way in which the book is built up, the way in which Robinson is led to all kinds of outer experiences in his adventurous life, until finally even religion grows out of the soil like cabbage,—all this prepares the child's soul excellently for a materialistic way of thinking. And if we consider that at a certain time there existed a Bohemian, a Portuguese, a. Hungarian, etc., etc. Robinson, in imitation of the original Robinson Crusoe, we must admit that the work was done very thoroughly. The reading of Robinson books contributed greatly to the development of materialism. In contrast to such phenomena we should point out that there is something which children should take in until late in life: namely the fairy-tales of Central Europe, above all those collected by the brothers Grimm. This is far better reading for children than Robinson Crusoe. And if to-day the terrible, difficult, fateful events among the nations of Europe are looked upon as a warning to study more closely the whole way in which things occur in the present time by developing out of the hidden depths of events, it will be possible to recognise above all that in reality the essential thing doe s not lie in the fact that a few German scientists sent back their decorations and titles to England! If the warning of the present time is strong enough to enable us to recognise the whole significance of the materialistically inspired consciousness-soul of the British nation, we shall also recognise what it means to let children read Robinson-books and we shall extirpate the whole Robinson literature. If the warnings of the present time are really taken into consideration in the right way we shall work far more thoroughly, far more radically. You see, I began to interpret Goethe 35 years ago by explaining his spiritual-scientific task. I tried to explain that Goethe's theory of evolution really contains a truly great theory of evolution, in keeping with spiritual views. The time must come in which larger circles of people recognise this. For Goethe gave us a great, powerful theory of evolution, which is truly spiritual. People found it difficult to understand. In the materialistic age, Darwin was far more successful for he gave in a coarser, materialistic form the truths contained in a fine, spiritual form in Goethe's theory of evolution. A thorough Anglicising took hold of Central Europe. Consider how tragic it is that the most English scientist in Germany, Ernst Haeckel, who swore by Darwin, should have felt such a furious hatred against everything English, and when this war broke out he was one of the first who returned the decorations and titles which had been given him in England. He will have been too old to send back the English-tinted Darwinism, but this would have been the important, essential fact. The things which matter, lie deeply concealed and are immensely significant. And they are connected with the necessary spiritual deepening of our epoch. If one day we shall recognise the immensely greater depth of Goethe's Colour Theory in comparison with Newton's Colour Theory, and the immensely greater depth of Goethe's Theory of Evolution in comparison with Darwin's, we shall recognise the forces concealed in the spiritual life of Central Europe also in regard to these highest subjects. By explaining to you all these things, I wish to awaken in your souls a feeling for the great warning which we must see in the present difficult and fateful events. It is a warning to work, to bethink ourselves of what lies concealed in the spiritual life of Central Europe, to undertake the responsibility of drawing out these forces. This is what I meant in my public lecture, yesterday, when 1 said that the spiritual life of Central Europe contains seeds which must unfold into flowers and fruits. If we recognise again and again that the conscious life of the soul lies on the surface and that below it lies all the things explained to you in these days, we may turn our thoughts towards the fact that also in the present time the impulses of many people contain forces besides those of which they are conscious. Do not think that the people in the West and in the East who have to. defend the great fortress of Central Europe are only fighting for something which lives in their upper consciousness. You should envisage above all the impulses of which so many men who are now passing through blood and death are not conscious,—nevertheless these impulses exist. When we look to the East and to the West, spiritual science should give us the feeling that the impulses of the men who bring these sacrifices contain forces which the future will bring to birth in external life, although the fighting men are hardly conscious of this. Only if we consider the present events in this light, we are filled with the true feelings, with the feelings enabling us to grasp them. But let us consider how many souls involved in these events—so great in their warlike character that they cannot be compared with anything else in the conscious history of mankind—let us consider how many souls are now passing through blood and death and let us remember that they will look down upon the death which they were condemned to suffer by the present time. Let us remember that in the meaning off what I told you yesterday, youthful etheric bodies fill the spiritual atmosphere of the earth. Let us consider that in the spiritual world will exist not only the souls, and the individualities of these men, but that useful impulses going out from these young etheric bodies will permeate the spiritual atmosphere. Let us set out from this point and try to bear in mind the warning calls which must be heard by those who remain behind on the earth. Indeed, each individual soul that passed through the portal of death reminds us of the great tasks which must be fulfilled in the civilisation of Europe. These warning calls must be heard. Out of the depths of spiritual life, we must be willing to draw feelings born out of knowledge, which show us the true nature cf the world in which we live. And one day, when we shall feel that each soldier who fell on the battlefield is a warner calling for mankind's spiritualization in the civilisation of Europe, we shall have grasped the events in their true meaning. Not only an abstract knowledge should go out from centres such as Dornach, the knowledge that man consists of physical body, etheric body, astral body and Ego, that he passes through many incarnations, that he has a Karma and so forth, but the souls who belong to our spiritual-scientific movement should be stirred in their innermost depths to that feeling life of which I have just spoken, enabling them to experience in the near future the warning calls of those who died in young years. The most beautiful experience which followers of spiritual science can win is that of the living stream which should pass like a breath through the ranks of those who count themselves as belonging to our movement. Not the mere knowledge of this fact, not only its recognition, but its life, the realisation of this life. Indeed, recently several of our members have left the physical plane. Among them, a young helping friend, our dear FRITZ MITSCHER. Karma brought it about that I had to speak at the cremation in Basle, I had to send certain words to the departing soul. Among other things which I said to this soul, were the words that we know that he will remain a helping friend also now that he has passed through the threshold of death. I had to say this, guided by the consciousness of the fact that the truths which animate every one of us do not only stand before us as a theory, but that these truths uttered as if they were theoretical thoughts, must fill our whole soul with life, full life. In that case, our attitude towards those who passed through the threshold of death must be the same as towards those who still live here on earth. Indeed, we should not hesitate, to say: Those who still live in the physical body are handicapped in many ways, so that they cannot live a full spiritual lire, they cannot live it to the fill. How many handicaps can be observed in people during their physical life on earth, when it is a question of recognising the truly great tasks of evolution—and still more, when it is a question of FULFILLING THEM! We may rely far more on the dead. This feeling, that the dead live among us, of a special mission entrusted to them, guided me, when p spoke the parting words for our fried, Fritz Mitscher, who passed through the portal of death so early in life. The words spoken for him apply to many others who crossed the threshold of death. In the dead we have our beat and most important helpers and you will not misunderstand me when I say: In our spiritual work we may rely far more upon the dead than upon the living. But in order to be able to say this, we should stand in a living way within that which our spiritual movement can give us. I rely on the fact that those who crossed the threshold of death are—particularly in the external field—our most important helpers in the spiritualization of human civilisation in the future, for they look back upon death, and death will be their great teacher. Many people to-day need stronger teachers than those whom life can give them. Many examples prove this. Let me give you one example (though many others can be given): A few years ago, a sensational article directed against the spiritual science I represent, appeared in Hochland, a periodical published in South-Germany. This article caused a real sensation. It convinced many people, because it was written by a very famous philosopher. The editor of Hochland accepted the article, so that he propagated—at least he thought so—a very conspicuous article on this mad spiritual science. You see, it is not important to defend ourselves against such things with external measures. It is quite comprehensible that clever modern people should think that spiritual science is foolish ... But since the outbreak of war something else occurred. The editor of that paper is a staunch German, a man with German feelings. The author of the article which had been accepted, addressed certain letters to him and these were printed in the Sueddeutschen Monatsheften for the publisher was guided by, let us say, his blessed “innocence.” Try to read these articles. They are full of venom against the spiritual culture of Central Europe; the letters which that very same philosopher wrote to the editor of Hochland are full of venom, so that the editor felt obliged to say: “In Central Europe, men with such ideas can only be found in a mad-house.” Consider the immense significance of this criticism. There is a man who edits a paper in South-Germany. He accepts an article winch he considers important as a weapon for the destruction of spiritual science and he says: “Here, at last, we have a good article on spiritual science written by a famous thinker!” After a while, the same author sends him letters which he must designate as coming from a person who should be in a mad-house. If one arrives at conclusions by a truly living logic, one would have to say: That man is a fool now, consequently he must have been a fool before! The editor simply did not recognise that he had to deal with a fool, when that man first wrote against spiritual science. This is living logic, life-logic. Sometimes, however, people cannot wait until this logic works and shows its effects. Nevertheless, it is active in life and so we may sometimes experience things of this kind. The article in question was directed against my spiritual science. People read it and said: “O, that article was written by a famous philosopher and Platonist and he is a very clever man!” The editor thought: “An article on spiritual science written by such a clever man, must be a specially good article.” But after a while that same editor had to admit: “That man is a fool.” First, however, he needed proofs for this, as described. Such things may occur among those who live on the earth. People who do not have a very firm ground under their feet, as in the case of the editor of that South-German periodical, have to be taught their lessons by the recent events which come from the spiritual world and are offered by life itself, in a far deeper meaning than one generally likes to admit. You will therefore understand me, when I add the following remark to what I already explained to you: There are many opposing forces in the present time, and it is permissible to designate war as a disease. This war is the result of something which was enacted long ago, and it is a healing force eradicating many evils which would gradually harm the life of our whole, civilisation. By designating war as a disease in this meaning, but by looking upon disease as a self-defence, we can understand it, and the fateful events of the present with its significant hints and admonishments. In that case we experience it with all the inner forces of our soul, so that we can direct our attention towards the souls who passed through the threshold of death and look ahead into the near future, the souls who really grasp the inspiration which they are able to send into the hearts of those who are willing to listen to them, namely that a spiritual deepening must take hold of them, it must penetrate into them for the sake of human progress and salvation which the future needs. If your souls can rightly take in the meaning which I wish to convey with these words, you will really be followers and upholders of our spiritual-scientific world-conception in the full meaning of the word. If you can make up your minds to become souls who turn their attention to the messages whispered from above by those who passed through the portal of death as a result of the fateful events of our times, you will be true followers of spiritual science. In the near future, spiritual science will have to build a bridge connecting the living with the dead, a line of communication for the inspiring elemental forces of those who in the present time made the great sacrifice of their life, a path along which their messages can reach us. For this reason, I wished to give you these explanations, by appealing to your souls and by stimulating certain feelings. These should be expectant, listening feelings, able to grasp what the difficult, fateful present reveals to human souls. In this meaning, let me again conclude with the words already spoken the day before yesterday; they should work in our souls like a Mantram, transforming them into expectant souls, ready to receive the inspirations which come from the dead, from souls filled with a growing life in the Spirit:
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297. Spiritual Science and the Art of Education
27 Nov 1919, Basel Tr. Unknown Rudolf Steiner |
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[For further particulars of the Waldorf School, see Numbers 1, 2 and 5 in Volume I of the “Threefold Commonwealth” fortnightly (price 3d. each), and also Volume I, Number 2 of the bi-monthly magazine “Anthroposophy” (price 1/-). To be obtained from the Publishers of this booklet. The Waldorf School is a “unitary” school in that it makes no distinction of Class. |
297. Spiritual Science and the Art of Education
27 Nov 1919, Basel Tr. Unknown Rudolf Steiner |
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I count it a special honour to be able to speak among you on the connection between that spiritually scientific outlook on the world to which I have devoted my life's work, and the educational activity, to which your lives are devoted. Let me begin with two introductory remarks. The first is, that what I now intend to say to you will, of course, have to be clothed in apparently theoretic words and phrases, for the simple reason that words are necessary in order to set forth our thoughts. But I say expressly at the outset, that it is not meant theoretically. For I should speak on this present subject least of all, were it not for the fact that I have always devoted a part of my activity to practical educational work, and indeed to the whole educational culture of mankind. What I want to put forward is definitely intended in this sense: it is derived from actual practice. The second thing I would like to observe by way of introduction is this: The Spiritual Science, which I am here representing, is itself very widely and vehemently controverted and attacked as yet. And for the very reason that I represent this Spiritual Science, I can understand it well, if many an objection is brought forward at this present stage to one or other of the things I have to say. For in effect, the method which is adopted by Spiritual Science is new and unaccustomed from the points of view that still hold sway in modern thought. But it may be that the very way in which we are endeavouring to make it a real force in life, endeavouring to introduce it in so eminently practical a sphere as mar -of education, will contribute something towards an understanding, a way of approach to Spiritual Science itself. There is no sphere in life that lies remote from the activity and interests of education. To one who has to work as a teacher or educator, the human being is entrusted at an age when he may still develop into anything in the wide world. And only when the teacher, the educator, is imbued with the very warmest interest in the whole life and civilisation of humanity, only then can he pour forth all that is needed for the teaching, the education of the child. In bringing forward the particular subject of Spiritual Science and Education, I have this special reason: At this very point of time. Spiritual Science is intended as an element of thought and spiritual culture, to unite and gather up again the diverse spiritual and intellectual interests of mankind which have drifted so far apart in recent centuries, particularly in the 19th century. Through Spiritual Science, it is possible to draw together again into a concrete conception of the universe, all those things that have become specialised, without however failing to meet the demands of expert and special knowledge. And to-day there is a very real reason to consider the relation of the Spiritual Science here intended, to Education. For Education, too, has had its share of the overwhelming influence that modern Natural Science, with its attendant triumphs, has exercised on all human thought and activity. Applied as a method in the sphere of Natural Science itself, the natural-scientific way of thought has led to glorious results. But at the same time—far more so than the individual realises or is conscious of—this way of thought has gained influence on all our activities. And it has gained especial influence on that activity which I call the Art of Education. Now while in the nature of the case I cannot go into the foundations of Spiritual Science as such—which I have often done in lectures in this town—there is one thing I would like to point out by way of comparison. It concerns the peculiar relation of the natural-scientific method to human life. Consider, for example, how' the human eye comes to be this miraculous instrument, whereby in a certain sphere of sense-perception we see the outer world. This wonderful' function is fulfilled by the human eye, inasmuch as its whole construction fits it to see the surrounding world, and—I speak by way of comparison—ever and always to forget itself in the act of seeing. I might put it in this way: We must entirely invert the observing point of view (which we can only do- approximately with external scientific methods), if we would investigate and really penetrate our instrument of external, sensely sight. In the very act of seeing, we can never at the same time look back into the nature of our eye. We may apply this image to the natural-scientific method in its relation to life. The man of modern times has carefully and conscientiously developed the natural-scientific method, until, in its Natural Law's and scientific conceptions, it reflects a faithful and objective picture of the outer world. And in the process, man has so formed and moulded his underlying mood and attitude of soul, that in his scientific observation of the world he forgets his own human self; he forgets all those things that have direct and immediate connection with human life. So it has come about, that the more we have! developed in the sense of Natural Science, the less able have we become, with this our scientific method, to see the essence of Man himself, and all that has to do with Man. Now Spiritual Science—working entirely in the Spirit of Natural Science, but in this very spirit transcending natural- scientific knowledge—Spiritual Science would add to Natural; Science, if I may put it so, that inversion of observation which leads back again to Man. This can only be accomplished by really entering on those processes of inner life which are described in my books on the attainment of higher knowledge, or more briefly indicated in the second part of my book on “Occult Science.” Those processes do actually carry man's soul-life beyond the sphere wherein it moves in ordinary life and thought, including even Natural Science. [See “The Way of Initiation” and its sequel “Initiation and its Results” (particulars on back cover of this booklet). Dr. Steiner's book, “An Outline of Occult Science” is, unfortunately, out of print at present.] In order to find our way into the thought of Spiritual Science, we must needs have what I would call: Intellectual Modesty. Some time ago, in a public lecture in this town, I used a certain image to indicate what is needful in this respect. Consider a child of five. Suppose you place a volume of Goethe's poems in the child's hand. A whole world is contained within its pages. The child will take it in its hand, turn it this way and that, and perceive nothing of all that would speak to the human being from out this volume. But the child is capable of development; powers of soul are slumbering within the child; and in ten or twelve years it will really be able to draw from the book what lies within it. This is the attitude we need, if we are to find our way into the Spiritual Science of which I am speaking here. We must be able to say to ourselves: By developing his intellect, his method of observation and experiment ever so carefully, the human being is brought up to a certain stage and not beyond. From that stage onwards he must take his own development in hand; and then he will develop powers which were latent and slumbering before. Then he will become aware, how before this development he confronted external Nature (so far as its spiritual essence is concerned), and, most particularly, he confronted Man, as the five-year-old child confronts the book of Goethe's poetry. In essence and in principle, everything depends on our making up our minds to this attitude of intellectual modesty. It is the first thing that counts, if we would find our way into what I have here called “Spiritual Science.” Through adopting special methods of thinking, feeling and willing—methods which aim at making our thought independent and at training our will—through making our life of thought and will ever more and more independent of the bodily instruments, we become able, as it were, to observe ourselves. We attain the faculty of observing the human being himself. And once we are able to observe the human being, then we can also observe the growing human being, the human being in process of becoming—and this is of extraordinary importance. It is true that the spirit is much spoken of to-day; and independence of thought is spoken of as well. But Spiritual Science as we understand it cannot join this chorus. For, by a real development of inner life, it seeks the spiritual methods to grasp the spiritual reality in actual and concrete detail. It is not concerned with that spirit of which people 'talk in a vague and misty sense, which they think of as vaguely underlying all things. The Spiritual Science here intended enters into the spiritual being of man in detail. To-day we are to speak of the being of man in process of growth, development, becoming. People will speak, it is true—in abstract and general terms, if I may put it so—of the human individuality and of its development. And they are rightly conscious that the educator, above all people, must reckon with the development of the human being as an individual. But I may draw your attention to the fact that educationalists of insight have clearly recognised, how little the natural-scientific development of modern times has enabled man to understand any real laws or stages in the evolution of the growing human being. I will give you two examples. The Vienna educationalist, Theodor Vogt, who was well-known m the last third of the 19th century, speaking from out of the reformed Herbartian conception that he represented, made the following remark. He said: In the science of history, in our conception of the historic life of mankind, we have by no means got so far, up to the present, as to recognise how mankind evolves. ... From the evolution of species, the Natural Scientist arrives at the embryological development of the individual human being. But we have no historic conception of humanity's evolution, from which, in this sense, we might deduce conceptions about the evolving child.—This view was repeated by the Jena educationalist, Rein. It culminates in the admission, that we do not yet possess any real methods of spiritual science, such as might enable us to indicate what really lies beneath the human being's development. In effect, we must first awaken such faculties as those to which I have just alluded, and of the cultivation of which you may read in further detail in my books. Then only are we able to approach that riddle, which meets us with such wonder when we observe how from birth onwards something works itself out from within the human being, flowing into every gesture, working itself out most particularly through language, and through all the relations which the human being enters into with his environment. Nowadays the different types of human life are, as a rule, considered too externally, from points of view of external Physiology or Biology. They make themselves no picture of the whole human being, in whom that which is bodily, that which is of the soul, and that which is spiritual, are working inwardly together. Yet if we would sensibly educate and instruct a child, it is just such a picture of the child which we must make. * * * Now one who, strengthened by the methods of Spiritual Science, observes the growing child, will discover, about that period of time when the change of teeth occurs—about the sixth ok; seventh year—a most significant break in the child's development. There is a constantly repeated proverb: “Nature makes no jumps.” Natura non facit saltus. That is true to a certain extent; but all these general ideas are after all one-sided. You can only penetrate their real truth, if you recognise them in their one-sidedness. For in effect Nature is continually making jumps. Take, for example, a growing plant. We can apply the proverb, “Nature makes no jumps.” Yet in the sense of Goethe's idea of metamorphosis we should have to say: “Although the green leaf of the plant is the same thing as the coloured petal, yet Nature makes a jump from the leaf to- the sepal of the calyx, from the sepal to the coloured petal, and again from the petal to the stamen.” We do not meet the reality of life if we abstractly apply the idea that Nature and Life make no jumps at all. And so it is especially in man. Man's life flows by without discontinuity, and yet, in the sense here indicated, there are discontinuities everywhere. There is a significant break in the life of the child about the sixth or seventh year. Something enters the human organism, that penetrates it through and through. Of this, modern physiology has as yet no real conception. Outwardly, the change of teeth takes place; but something is also taking place in the spiritual and. soul-being of the child. Until this point of time, man is essentially an imitative being. His Constitution of soul and body is such that he gives himself up entirely to his surroundings. He feels his way into his surroundings; from the very centre of his will his development is such, that the lines of force, and rays of force, of his will are exactly modelled on that which is taking place in his environment. Far more important than all that we bring to the child, in this age of life, by way of admonition and correction, is the way in which we ourselves behave in the child's presence. In real life, the intangible, imponderable elements are far more effective than what we observe externally and clearly. So it is with regard to the child's impulse to imitate. It is not only tin- gross external behaviour of the human being that matters. In every tone of voice, in every gesture, in everything the educator does in the child's presence during this period of life, lies something to which the child adapts itself. Far more than we know, we human beings are the external impress of our thoughts. We pay little heed, in ordinary life, to the way we move our hand. Yet the way we move our hand is a faithful expression of the peculiar constitution of our soul, of the whole mood and attunement of our inner life. In the developed- soul-life of the grown-up human being, little attention is paid to the connection between the stride of the legs, the gesture of the hands, the expression of the face, and that which lies, within the soul as a deep impulse of wi)I and feeling. But the child lives its way right into these imponderable things of life. It. is no exaggeration to say: If a man most inwardly endeavours to be a good man in the presence of a child before the age of seven; if he endeavours to be sound in every way, if he conscientiously resolves to make no allowances for himself even in his inner life, in thoughts and feelings that he does not outwardly express—then, through the intangible, imponderable things of life, he works most powerfully upon the child. In this connection there are many things still to be observed, things which, if I may so express myself, “lie between the lines.” We have become enmeshed in a more materialistic way of life, especially as regards life's more intimate and finer aspects. And so we have grown accustomed to pay little attention to these things. Yet it is only when they are rightly observed and estimated once again, that a certain impulse will enter into our educational thought and practice—an impulse that is very badly needed, especially in an age which claims to be a social age, an age of social thought. There are certain experiences in life, which we cannot rightly estimate unless we take into account these real observations of the soul- and spiritual-life within the human being. I am referring to actual facts of experience. For instance, a father comes to you in some consternation and says: “What am I to do? My child has been stealing.” It is of course very natural for the father to be concerned about it. But now you look into the matter more closely. You ask, How did it happen? The child simply went to the drawer and took out some money. What did the child do with the money? Well, it bought some sweets for its playmates. Then it did not even steal for selfish reasons? And so at length you are able to say: “Now look, the child did not steal at all. There is no question of its having stolen. Day after day the child saw its mother go to the drawer and take, out money. It thought that was the right thing to do and imitated it. The child's action was simply the outcome of the impulse which is predominant in this early age—the impulse to imitation.” Bearing in mind that this imitative impulse is the most powerful force in this first stage of childhood, we may guide the child rightly in this sense. We may direct its attention to actions, whose influence will be powerful at this stage and permanent in its effect. And rye must be fully aware that at this period of the child's life exhortations and admonitions are as yet of no assistance. It is only what works on the will, that really helps. Now this peculiar constitution of the human being lasts until the point of time when that remarkable period, is reached physiologically—when, if I may put it so, the hardening principle makes its final onset and crystallises the permanent teeth from out of the human organism. To look into that process by the methods of Spiritual Science and see what lies beneath it. in the growing organism when this final period is reached, when the change of teeth takes place, is extraordinarily interesting. But it is still more important to follow what I just now described, namely, the spiritual psychical development that goes parallel with this Organic change, and that still takes its start from imitation. About the seventh year a very distinct change begins to make itself felt in the spiritual and soul-nature of the child. With this change a new faculty bursts in upon the young child, a faculty of reacting to different things. Previously the eye was intent to imitate, the ear was intent to imitate. But now the child begins to listen to what goes out from grown up people as expressions of opinions, judgments, and points of view. The impulse to imitate becomes transformed into devotion to authority. Now I know that many people to-day will particularly disapprove if we emphasise the principle of authority as an important factor in education. Nevertheless, if one is out to represent the facts with open mind and serious purpose, one cannot go by programmes nor by catchwords; one must be guided simply and solely by empirical knowledge, by experience. And it must be observed how much it means for a child, to be guided by a teacher or educator, man or woman, to whom the child looks up with reverence, who becomes for the child a natural and accepted authority. It is of the very greatest significance for the growth of the human being, that at this age he will accept this or that thought as his own, because it is the thought of the grown-up man or woman whom he reveres; that he will live into a certain way of feeling, because it is their way of feeling, because in effect there is a real growing together between the young developing human being and the mature one. We should only know how much it means for the whole after life of man, if in this period of life—between the change of teeth about the sixth or seventh year, and that last great change that comes at the time of puberty in the fourteenth or fifteenth year—he had the good fortune (I use this word deliberately) to be really able to give himself up to a natural and accepted authority. But we must not stop at the abstract generalisation; we must enter more deeply into this most important period of life—the period which begins about the sixth or seventh year and ends with puberty. The child is now taken from its home—educated or spoilt through the principle of imitation—and handed over to the school. The most important things for after life are to be done with the child during this time. Here indeed it is right to say, that not only every year but every month in the child's development should be penetrated and investigated with diligent care by the teacher or the educator. Not only in general terms—but as well as may be, even in teaching large numbers at a time, each succeeding month and year should thus be studied and observed in every individual child's development. As the child enters school, and until about the ninth year, we see the imitative impulse still working on alongside the impulse of devotion to authority, which is already making itself felt. And if we can rightly observe the working together of these two fundamental forces in the evolving human being, I hen the full and living result of such observation will provide the true basis for the method of teaching and for the curriculum. This question came upon me very strongly during the present year, when the new “Waldorf School” had to be instituted in Stuttgart. By the sympathetic co-operation of our friend Emil Molt, we were in a position to found this school in connection with the Stuttgart firm, “The Waldorf-Astoria Cod' The Waldorf School is in the fullest sense of the word a unitary school, i.e., a school without distinction of class, a school for the whole people. [For further particulars of the Waldorf School, see Numbers 1, 2 and 5 in Volume I of the “Threefold Commonwealth” fortnightly (price 3d. each), and also Volume I, Number 2 of the bi-monthly magazine “Anthroposophy” (price 1/-). To be obtained from the Publishers of this booklet. The Waldorf School is a “unitary” school in that it makes no distinction of Class. About 500 boys and girls, between the ages of 6 and 14, or 6 and 19, are educated there; and among them the children of manual workers and of the “educated classes” are represented in fairly even proportion. They all receive the same education, up to the time when they leave school, which varies according to their future vocation and the wishes of their parents.] In its whole plan and method, and in the arrangement of the subjects, it proceeds from the impulse that Spiritual Science can give towards an Art of Education. During last September I had the privilege of giving a course of training for the group of teachers whom I had selected for this school. At that time, all these questions came upon me in a very vivid way. What I am now endeavouring to say to you is in its essential features an extract of what was given to those teachers in the training course. For they were to direct and carry on a school, founded on principles of Spiritual Science and on the social needs of this time—a real people's school, on a basis of unity. Now in effect not only the method of instruction, but the curriculum, the arrangement of subjects, the definite aim of the teacher, can be drawn from a living observation of the evolving human being. So, for example, we shall find much in the young child's life, even after the sixth or seventh year, that still proceeds from the peculiar will-nature which alone could make it possible for the child to have so powerful an impulse to imitation. As a matter of fact, the intellect develops very much later, and it develops from out of the will. The intimate relationship which exists between the one human being—the grown-up teacher, for example—and the other human being—the growing child—this intimate relationship finds expression as a relationship from will to will. Hence in this first year of elementary school we can best approach the child if we are in a position to work upon the will in the right way. But that is just the question—How can we best work upon the will? We can not work on the will by laying too' much stress, at this early stage, on external perception and observation—by directing the child's attention too much to the external material world. But we can very effectively approach the will if we permeate our educational work in these first years with a certain artistic, aesthetic element. And it is really possible to start front the artistic and aesthetic in our educational methods. It is not necessary to begin with reading and writing lessons, where there is no real connection between the instruction given and the forces which are coming- outwards from the soul-centre of the child. Our modern written and printed signs are in reality very far removed from the original. Look back to the early forms of writing, not among “primitive” peoples, but in so highly evolved a civilisation as that of ancient Egypt, for example. You will see how at that time, writing was thoroughly artistic in its form and nature. But in the course time this artistic element gradually became worn, down and polished away. Our written signs have become mere conventional symbols. And it is possible to go back to the immediate, elementary understanding, which man still has for that which later on became our modern writing. In other words, instead of teaching writing in an abstract way, we can begin with a kind of drawing-writing lesson. I do not mean anything that is arbitrarily thought-out. But from the real artistic sense of the human being it is possible to form, artistically, what afterwards becomes transformed, as the child grows and develops, into the abstract signs of writing. You begin with a kind of drawing-writing or writing- drawing, and you enlarge its sphere so as to include real elements of plastic art, painting and modelling. A true psychologist will know, that what is brought to the child in this way" does not merely grasp the head—it grasps the whole human being. In effect, things of an intellectual colouring, things which are permeated by the intellect only, and by convention most particularly, like the' ordinary printed or written letters, do only grasp the head, part of man. But if we steep our early teaching of these subjects in an. artistic element, then, we grasp the whole human being. Therefore, a future pedagogy will endeavour to derive the intellectual element, and objective teaching of external things, object- lesson teaching also, from something that is artistic in character at the outset. It is just when we approach the child artistically, that we are best able to consider the interplay of the principle of authority and the imitative principle. For in the artistic there lives something of imitation; and there also lives in it something which passes directly from the subjective man to the subjective man. Anything that is to work in an artistic way must pass through the subjective nature of man. As a human being, with your own deep inner nature, you confront the child quite differently if what you, are teaching is first steeped in an artistic quality. For there you are pouring something real and substantial into yourself as well, something that must appear to you yourself as a natural and unquestioned authority. Then you will not appear with the stamp of a merely external conventional culture; but that which is poured into you brings you near to the child in a human way, as one human being to another. Under the influence of this artistic education it will come about quite of its own accord: the child will live and grow into a natural and unquestioning acceptance of the authority of the person who is teaching him and. educating him. This again may bring it home to us, that spirit must hold sway in education. For instruction of this kind can only be given by one who allows spirit to permeate and fill his teaching; Spirit must hold sway in our whole treatment of our teaching work, and we ourselves must fully live in all that we have to convey to the child. Here 1 am touching on another of the intangible things in the teacher's life. It is very easy, it seems to come quite as a matter of course, for the teacher as he confronts the child to appear to himself as the superior and intelligent person, compared with the simple ingenuous nature of the child. But the effects of this on our teaching work are of very great significance. I will give you a concrete example, one which I have already mentioned in other connections, in my lectures here. Suppose I want to give the child, a conception of the immortality of the human soul. I take an example, a picture of it, adapting myself to the child-like spirit. I draw the child's attention, in a real nature-lesson, to the chrysalis and the butterfly emerging from it. And now I explain to the child: Look, just as the butterfly rests in the chrysalis, invisible to- the external eye, so your immortal soul rests in your body. Just as the butterfly comes out from the chrysalis, so when you go through the gate of death, your immortal soul rises out of your body into another world. And as the butterfly enters an entirely new world when it emerges from the chrysalis, so the world into which you enter, when you rise out of the body, is a very different world from this one. Now it is perfectly possible to think out an image like this with one's intellect. And as an “intelligent person,” while one teaches it to the child, one does not quite like to believe in it oneself. But that has its effect in education and in teaching. For by one of the intangible facts of life, through mysterious forces that work from hidden soul to hidden soul, the child, only really accepts from me what I, as teacher, believe in myself. In effect, Spiritual Science does lead us to this point. If we have Spiritual Science, we do not merely take this picture of the butterfly and the chrysalis as a cleverly thought- out comparison, but we perceive: This picture has been placed in Nature by the divine creative powers, not merely to symbolise the immortality of the soul for the edification of man, but because, at a lower stage, the same thing is actually happening when the butterfly leaves the chrysalis, as happens when the immortal soul leaves the human body. We can raise ourselves to the point of believing in this picture as fully and directly as we should desire the child to believe in it. And if a living and powerful belief flows through the soul of the educator in this way, then will he work well upon the child. Then, his working through authority will be no disadvantage, but a great and significant advantage to the child. In pointing out such things as this, we must continually be drawing attention to the fact that human life is a single whole, a connected thing. What we implant in the human being when he is yet a child will often re-appear only in very much later years as strength and conviction and efficiency of life. And it generally escapes our notice, because, when it does appear, it appears transformed. Suppose, for example, that we succeed in awakening in the child a faculty of feeling that is very necessary: I mean, the power of reverence. We succeed in awakening in the child the mood of prayer and reverence for what is divine in all the world. He who has learned to observe life's connections, knows that this mood of prayer rc-appears in later life transformed. It has undergone a metamorphosis, and we must only be able to recognise it in its re-appearance. For it has become transformed into that inner power of soul whereby the human being is able to influence other human beings beneficially, with an influence of blessing. No one who has not learned to pray in childhood, will in old age have that power of soul which passes over as an influence of blessing, in advice and exhortation, nay, often in the very gesture and expression of the human being, to children or to younger people. By transitions which generally remain unnoticed, by hidden metamorphoses, what we receive as an influence of grace and blessing in childhood transforms itself in a riper age of life into the power to give blessing. In this way every conceivable force in life becomes transformed. Unless we observe these connections, unless we draw our art of education from a full, broad, whole view of life, a view that is filled with spiritual light, education will not be able to perform its task—to work with the evolving forces of the human being instead of working against them. When the human being has reached about the ninth year of life, a new stage is entered once again—-it is not so distinct a change this time as that about the seventh year, yet it is clearly noticeable. The after-workings of the imitative impulse gradually disappear, and something enters in the growing child which can be observed most intimately if one has the will to see it. It is a peculiar relation of the child to its own ego, to its own “I.” Now of course a certain inner soul- relationship to the ego begins at a very much earlier stage. It begins in every human being at the earliest point to which ill alter life he can remember back. About this point of time, the child ceases to say “Charlie wants that” or “Mary wants that,” and begins to say “I want that.” In later life we remember hack up to this point; and for the normal human being what lies before it vanishes completely, as a rule. It is at this point that the ego enters the inner soul-life of the human being. But it does not yet fully enter the spiritual or mental life. It is an essentially spiritual or mental experience of “I,” that first becomes manifest in the inner life of the human being about the ninth year, or between the ninth and tenth years (all these indications are approximate), Men who were keen observers of the soul have sometimes pointed out this great and significant moment in human life. Jean Paul tells us how he can remember, quite distinctly: As a very young boy he was standing in the courtyard of his parents' house, just in front of the barn (so clearly does he describe the scene), when suddenly there awoke in him the consciousness of “I.” He tells us, he will never forget that moment, when for the first time he looked into the hidden Holy of Holies of the human soul. Such a transformation takes place about the ninth year of life, distinctly in some, less distinctly in others. And this point of time is extraordinarily important from the point of view of education and of teaching. If by this time we have succeeded in awakening in the young child those feelings, if we have succeeded in cultivating those directions of the will, which we call religious and moral, and which we can draw out in all our teaching work, then we need only be good observers of children, and we can let our authority work in this period of life—as we see it approach—in such a way that the religious feelings we prepared and kindled in the preceding period are now made firm and steadfast in the young child's soul. Tor the power of the human being to look up, with true and honest reverence from his inmost soul, to the Divine and Spiritual that permeates and ensouls the world, this period of childhood is most decisive. And in this period especially, lie who by spiritual perception can go out into the young child's life, will be guided, intuitively as it were, to find the right words and the right rules of conduct. In its true nature, education is an artistic thing. We must approach the child, not with a normal educational science, but with an Art of Education. Even as the artist masters his substances and his materials and knows them well and intimately, so he who permeates himself with spiritual vision knows the symptoms which arise about the ninth year of life, when the human being inwardly deepens, when the ego- consciousness becomes a thing of the spirit—whereas previously it was of the soul. Whereas his previous method of teaching and education was to start from the subjective nature of the child, so now the teacher and educator will transform this into a more objective way of treating things. If we can perceive this moment rightly, we shall know what is necessary in this respect. Thus, in the case of external Nature-lessons, observation of Nature, things of Natural Science, we shall know, that before this moment these things should be brought to the child only by way of stories and fairy-tales and parables. All things of Nature should be dealt with by comparison with human qualities. In short, one should not separate the human being at this stage from his environment in Nature. About the ninth year, at the moment when the' ego awakens, the human being performs this separation of his own accord. Then he becomes ready to compare the phenomena of Nature and their relation to one another in an objective way. But before this moment in the child's life, we should not begin with external, objective descriptions of what goes on in Nature, in man's environment. Rather should we ourselves develop an accurate sense, a keen spiritual instinct, to perceive this important transformation when it comes. * * * Another such transformation takes place about the eleventh or twelfth year. While the principle of authority still holds sway over the child's life, something that will not appear in full development till after puberty already begins to radiate into it. It is, what afterwards becomes the independent power of judgment. After puberty, we have to work in all our teaching and education by appealing to the child's own power of judgment. But that which takes shape after puberty as the power of independent judgment, is already active in. the child at an earlier stage, working its way into the age of authority from the eleventh year onwards. Here again, if we rightly perceive what is happening in the soul-nature of the child., we can observe how at this moment the child begins to develop new interests. Its interest would be great, even before Ibis time, in Nature lessons, and descriptions, properly adapted, from Natural Science and Natural History. But a real power of comprehending physical phenomena, of understanding even the simplest conceptions of Physics, does not develop until about the eleventh or twelfth year. And when I say, a real power of understanding physical phenomena and physical conceptions, 1 know the exact scope and bearing of my statement. There can be no real art of education without this perception of the inner laws and stages of development underlying human life. The Art of Education requires to be adapted to what is growing and developing outwards and upwards in the human being. From the real inner development of the child, we should read and learn and so derive the right curriculum, the planed teaching, the whole objective of our teaching work. What we teach, and how we teach it, all this should flow from a knowledge of the human being. But we shall gain no knowledge of the human being until we are in a position to guide cur attention and our whole world-outlook towards the spiritual—the spiritual realities that underlie the external facts of this world of the senses. Then too, it will be very clear that the intangible imponderable things of life play a real part, above all in the Art of Education. Our modern education has evolved, without our always being fully conscious of it, from underlying scientific points of view. Thus, we have come to lay great value on lessons that centre round external objects, external objective vision. Now I do not want you to take what I am saying as though it were intended polemically or critically or by way of condemnation ex cathedra. That is by no means the case. What I want to do, is to describe the part which Spiritual Science can play in developing an educational art for the present and for the immediate future. If we have emphasised external objective methods of instruction overmuch, the reason lies, at bottom, in those habits of thought which arise from the methods and points of view of Natural Science. Now I say expressly, at the proper age of childhood and for the right subjects it is justified and good to teach the child in this external and objective way. But it is no less important to ask, whether everything that has to be communicated to the growing child can really flow from objective perception, whether it must not rather pass by another way, namely, from the soul of the teacher or educator into the soul of the child. And this is the very thing that needs to be pointed out: there are. such other ways, apart from the way of external, objective perception. Thus, I indicated as an all-pervading principle between (be change of teeth and the age of puberty, the principle nl authority. That something is living in the teacher as an opinion or a way of feeling, this should be the reason why the child accepts this opinion or way of feeling as its own. And in. the whole way the teacher confronts the child, there must be something which works intangibly. There must in effect be something, which flows out from a knowledge and perception of life as a single whole, something which flows from the living interest that such a knowledge of life will kindle. I indicated the significance of this, when I said that what we develop in the age of childhood will often reappear, metamorphosed' and transformed, only in the grownup human being, nay, even in old age. There is one thing we fail to observe if we carry the principle of external objective instruction to an extreme. We can, of course, bring ourselves down to the child's level of understanding. We can restrict ourselves and endeavour to place before the child only what it can see and observe and really grasp—or, at least, what we imagine it can grasp. But in carrying this principle to an extreme, we fail to observe an important law of life, which may be thus described: It is a very source of strength and power in life, if, let us say, in his 35th year a man becomes able to say to himself: “As a child you once heard this thing or that from your teacher or from the person who was educating you. You took it up into your memory and kept it there. Why did you store it in memory? Because you loved the teacher as an authority; because the teacher's personality stood before you in such a way that it was clear to you:—If he holds that belief, then you too must take it into yourself. Such was your instinctive attitude. And now you suddenly see a light; now you have become ready to understand it. You accepted it out of love for him who was your authority; and now by a full power of maturity, you recall it once again, and you recognise it in a new way. Now only do you understand it.” Anyone who smiles at the idea of such a source of strength in after life, lacks living interest in what is real in human life. He does not know that man's life is a single whole, where all things are inter-connected. That is why he cannot rightly value how much it means, not to stop at ordinary objective lessons (which within limits are perfectly justified), but rather to sink into1 the child's soul many things that may afterwards return into its life, from stage to stage of maturity. Why is it that we meet so many, many people to-day, inwardly broken in their lives? Why is it that our heart must bleed, when we look out over vast territories where there are great tasks to perform, where men and women walk through life, seemingly crippled and paralysed before these tasks? It is because, in educating the children as they grew up into life, attention was not paid to the development of those inner forces that are a. powerful support to man in after years, enabling him to take his stand firmly in the world. Such things have to be taken into account, if we would pass from a mere Natural Science of pedagogy to a real Art of Education. Education is a thing for mankind as a whole. For that very reason it must become an Art, which the teacher and educator applies and exercises individually. There are certain inner connections which we must perceive if we would truly penetrate what is so often said instinctively, without being clearly understood. For example, the demand is quite rightly being voiced that education should not be merely intellectual. People say that it does not so much matter for the growing man to receive knowledge and information; what matters, they say, is that the element of will in him should be developed, that he should become skilful and strong, and so forth. Certainly, this is a right demand; but the point is that such a demand cannot be met by setting up general principles and norms and standards. It can only be met when we are able to enter into the real stages and periods of the human being's evolution, in concrete detail. We must know that it is the artistic and aesthetic that inspires the human will. We must find the way, to bring the artistic and aesthetic to bear on the child's life of will. And we must not seek any merely external way of approach to the will; we must not think of it merely in the sense of external Physiology or Biology. But we must seek to pass through the element of soul and spiritual life which is most particularly expressed in childhood. Many things will yet have to be permeated with soul and spirit. In our Waldorf School in Stuttgart, we have for the first time attempted to transform gymnastics and physical exercises, which in their method and organic force have generally been based on physiological considerations, into a kind of Eurhythmic Art. What you can now see almost any Saturday or Sunday in the performances of Eurhythme at Dornach, is of course intended, in the first place, as a special form of art. It is a form of art using as its instrument the human organism itself, with all its inner possibilities of movement. But while it is intended as a form of art, it also affords the possibility of permeating with soul and spirit those movements of the human being which are ordinarily developed into the more purely physiological physical exercises. When this is done, the movements that the human being executes will not merely be determined by the idea of working, in such and such a way, on such and such muscles or groups of muscles. But they will flow naturally, from each inner motive- of the soul into the muscular movement, the movement of the limbs. And we, who represent the spiritualisation of life from the point of view of Spiritual Science, are convinced that Eurhythme will become a thing of great importance, for Education on the one hand, and on the other hand for Health. For in it we are seeking the sound and natural and healthy relationship which must obtain, between the inner life and feeling and experience of the soul, and that which can evolve as movement in the human being as a whole. Thus, what is generally sought for through an external Physiology or through other external considerations, is now to be sought for through the perception of man as being permeated by soul and spirit. [For further information about Eurhythme (not to be confused with other forms of art known in England as “Eurhythme” see “The Threefold Commonwealth” fortnightly, Volume I, Numbers 2, 5 and 6. Demonstrations are given and classes arranged in London and other parts of Britain. For particulars, apply to the Secretary of the Anthroposophical Society in London.] Thus, in the first years of elementary school, the whole principle of teaching must be saturated with the different arts, in order to work upon the will. And most particularly; that part of education which is generally thought of as an education of the will—gymnastics and physical exercises—must now be permeated with soul and spirit. But that which is soul and spirit in man must first be recognised, in its real scope, in its potentialities, in its concrete manifestation. So again, we must recognise the connection between two faculties of the human soul—a connection which has not yet been properly discovered by modern Psychology, for in effect modern Psychology is out of touch with Spiritual Science. If we can look objectively into that important period of change which I described as occurring about the ninth year, we shall see how at that moment a very peculiar thing is happening, on the one hand, in the child's faculties of feeling, in its life of feeling. The child grows more deeply inward. New shades of feeling make their appearance. It is as though the inner soul-life were becoming more independent, in its whole feeling of the outer world of Nature. On the other hand, something else is taking place, which will only be noticed if one can observe the soul really intimately. It is certainly true, as Jean Paul observed and stated in a very penetrating epigram, that we learn more in the first three years of our life than in the three years we spend at the University. In the first three years, our memory is still working organically, and for actual life we learn far more. But about the ninth year a peculiar relationship a relationship which plays more into the conscious H/c comes about between the life of peeling and the tile of memory. These things must be seen; for those who cannot see them, they are simply non-existent. Now, it we can really perceive these intimate relationships between the life of feeling and the memory, and if we rightly cultivate and nurture them, we find in them the right aspect for all that part of our leaching work in which a special appeal has to be made to the child's memory. As a matter of fact, appealing to the memory we ought always at the same time to appeal to the life of feeling. Particularly in our History lessons, in all stories from History, we shall find just the right shades of colouring in the way to tell the story, if we know that everything that is meant to be memorised should be permeated, as we give it out, by something that plays over into the life of feeling—the life of feeling, which at this age has grown more independent. And if we recognise these connections in life, we shall rightly place our History lesson in relation to the whole plan and curriculum. In this way also, we shall gain a correct view of historic culture in general. Through all that primarily works upon the memory, we shall at the same time influence the life of feeling; just as we began, through artistic elements, to work upon the life of will. Then, after this period in life, we shall gradually find it possible to let the intellectual element work it way out through the elements of will and feeling. If we do not proceed in this way—if in our teaching and educating work we do not rightly develop the intellectual element from out of the elements of will and feeling—then we are working against, not with, the evolving forces of the human being. You will have seen from the whole tenor of this lecture that in outlining the relation between Spiritual Science and the Art of Education the real point is that we so apply our Spiritual Science that it becomes a knowledge and perception of man. And in the process, we ourselves gain something from Spiritual Science which .passes into our will, just as everything which has in it the germ of art passes over into the will of man. Thus, we get away from a pedagogic science as a mere science of norms and general principles which always has its definite answers ready to hand: “Such and such should be the methods of education.” But we transplant, into our own human being, something that must live within our will—a permeation of will with spiritual life- in order that we may work, from our will, into the evolving forces of the child. In the sense of Spiritual Science, the Art of Education must rest on a true and effective knowledge of man. The evolving man—man in process of becoming—is then for us a sacred riddle, which we desire to solve afresh every day and every hour. If we enter the service of mankind in this spirit with our Art of Education, then we shall be serving human life from out of the interests of human life itself.—In conclusion, I should like to draw your attention once again to the points of view from which we started. The teacher or educator has to do with the human being in that age, when there must be implanted in human nature and drawn forth from human nature, all those potentialities which will work themselves out through the remainder of the human being's life. There is, therefore, no sphere of life, which ought not somehow to concern and touch the person 1 whose task it is to teach, to educate. But it is only those who learn to understand life from the spirit, who can understand it. To form and mould human life, is only possible for those who—to use Goethe's expression—are able spiritually to form il. And it is this which seems to me important above all things in the present day: that that formative influence on life, which is exercised through education, may itself be moulded according to the spirit, and ever more according to the spirit. Let me repeat, it is not for purposes of criticism or laying clown the law that these words have been spoken here to-day. It is, because in ail modesty we opine that Spiritual Science, with those very points of knowledge that it gains on the nature of man, and hence on the nature of evolving man, can be of service to the Art of Education. We are convinced of its power to bring fountains of fresh strength to the Educational Art. And this is just what Spiritual Science would do and be. It would take its part in life, not as a strange doctrine or from a lofty distance, but as a real ferment of life, to saturate every single faculty and task of man. It is in this sense that I endeavour to speak on the most varied spheres of life, to influence and work into the most varied spheres of life, from the point of view of Spiritual Science. If to-day I have spoken on the relation of Spiritual Science to Education, you must not put it down to any immodest presumption on my part. You must ascribe it to the firm conviction, that if we in our time would work in life in accordance with the spirit, very serious investigation and penetration into spiritual realities will yet be necessary—necessary above all in this our time. You must ascribe it to the honest and upright desire, for Spiritual Science to take its share in every sphere of life, arid particularly in that sphere, so wonderful, so great, so full of meaning—the formative instruction and education of man himself. Printed for the Publishers by Charles Raper (t.u.). |