304a. Waldorf Education and Anthroposophy II: Education and the Moral Life
26 Mar 1923, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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One day a comprehensive physiology, which is at the same time anthroposophy, will learn to understand that moral forces express themselves in the way a child performs physical movements in space. |
304a. Waldorf Education and Anthroposophy II: Education and the Moral Life
26 Mar 1923, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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Everyone involved to any degree at all in social life will certainly feel that the moral aspect is one of the most important aspects in the entire field of education. At the same time, one realizes that it is precisely this aspect that is the most subtle and difficult one to handle, for it relates to the most intimate area of education. I have already emphasized that educational practice needs to be built on real knowledge of, and insight into, the human being. The comprehension, perception and observation that I tried to characterize last night will give the knowledge necessary to train the child’s cognitional capacities. Practically speaking, knowledge of the human being, supported by the science of the spirit, will enable one to reach, more or less easily, the child’s powers of cognition. One will be able to find one’s way to the child. If, on the other hand, one wishes to appeal to a child’s artistic receptivity as described yesterday, which is equally important, it is necessary to find a way to each child individually, to have a sense for the way various children express themselves from an artistic comprehension of the world. When it comes to moral education, all of one’s skill for sensitive observation and all of one’s intimate psychological interest must be kept in mind, so that all the teacher’s knowledge of the human being and of nature can be put at the service of what each child brings forth individually. To reach children in a moral way, the only choice is to approach each child on an individual basis. However, with regard to moral education, yet another difficulty has to be overcome—that is, an individual’s sense of morality can only be appealed to through full inner freedom and with full inner cooperation. This requires that educators approach moral teaching so that, when later in life the students have passed the age of formal education, they can feel free as individuals in every respect. What teachers must never do is to pass on to developing students the relics of their own brand of morality or anything derived from personal sympathies or antipathies in the moral realm. We must not be tempted to give our own ethical codes to young people as they make their way into life, since these will leave them unfree when it becomes necessary that they find their own moral impulses. We must respect and acknowledge the young person’s complete inner freedom, particularly in the realm of moral education. Such respect and tolerance truly demand a great deal of selflessness from educators, and a renunciation of any self-interest. Nor is there, as is the case in all other subject matters, the opportunity of treating morality as a subject in its own right; as such, it would be very unfruitful. The moral element must be allowed to pervade all of one’s teaching. These difficulties can be overcome if we have truly made our own and imbued with spiritual science the knowledge that we bring to the pupils. Such knowledge, by opening one’s eyes to each individual child, is all-important, particularly in this moral sphere. Ideally speaking, moral education would have to begin with the first breath taken in by the newborn, and in a certain sense, this really is what must be done. The great pedagogue Jean Paul (who is far too little recognized, unfortunately) said that a child learns more of value during the first three years of life than during the three years spent at university. If these words were to be applied more to the moral aspect of education than to the cognitive and esthetic realms, they could be rephrased as follows: How an adult educator acts around the child is particularly important during the child’s first years, until approximately the change of teeth—that is, until we receive the child into our schools. The first life period really needs to be examined closely. Those who have embarked on the path to a true knowledge of the human being will need to consider three main stages during this first life period. At first sight, they do not seem directly connected with the moral aspect, but they nevertheless shed light on the child’s entire moral life to come, right up to the point of death. In the first developmental phase of the child, the moral is tightly linked with the natural. In fact a crude psychology makes it difficult to notice the connection between later moral development and the child’s natural development during these first years. The three stages in the child’s development are usually not granted enough importance, yet they more or less determine the whole manner in which the child can become a human being inhabiting the Earth. The first one, when the child arises from what could be termed an animal-like existence yet in the human realm, is generally called “learning to walk.” In learning to walk, the child has the possibility of placing into the world the entire system of movements—that is, the sum of all potential movements that human beings can perform with their limbs, so that a certain equilibrium is achieved. The second stage, when the child gains something for the entire course of life, is “learning to speak.” It is the force through which children integrate themselves into the human environment, whereas by learning to walk, children learned to integrate themselves into the whole world through a whole system of movements. All of this happens in the unconscious depths of the human soul. And the third element the child appropriates is “learning to think.” However indistinct and childlike thinking may appear during the first life period, it is through learning to speak that the child gradually develops the capacity to make mental images, although in a primitive way at first. We may ask: How does the child’s acquisition of the three capacities of walking, speaking, and thinking lead to further development, until the conclusion of the first life period when the permanent teeth appear? The answer seems simple enough at first, but when comprehended with some depth, it sheds tremendous light on all of human nature. We find that during this first life period, ending with the change of teeth, the child is essentially a being who imitates in a state of complete unconsciousness, finds a relationship to the world through imitation and through trial and error. Until age seven, children are entirely given over to the influences coming from their environment. The following comparison can be made: I breathe in the oxygen of the air, which is part of my surroundings, to unite, at the next moment, my bodily nature with it, thus changing some part of the external world into my own inner world, where it works, lives, and weaves within me. Likewise, with each indrawn breath, children up to the age of seven bring outer influences into their “inner soul breath,” by incorporating every gesture, facial expression, act, word, and even each thought coming from their surroundings. Just as the oxygen in my surroundings pulsates in my lungs, the instruments of my breathing, and blood circulation, so everything that is part of the surroundings pulsates through the young child. This truth needs to stand before the soul’s eye, not just superficially, but with real psychological impact. For remarkable consequences follow when one is sufficiently aware of the child’s adaptation to its surroundings. I will discover how surprisingly the little child’s soul reverberates with even an unspoken thought, which may have affected my facial expression only fleetingly and ever so slightly, and under whose influence I may have slowed or speeded up my movements, no matter how minutely. It is astonishing how the small details that remain hidden within the adult’s soul are prolonged into the child’s soul; how the child’s life is drawn into the physical happenings of the surroundings, but also into the soul and spiritual environment. If we become sensitive to this fact of life, we will not permit ourselves even one impure, unchaste, or immoral thought near young children, because we know how imponderable influences work on children through their natural ability to imitate everything in their surroundings. A feeling for this fact and the attitude it creates are what make a person into a real educator. Impressions that come from the company of adults around the child make a deep, though unconscious, imprint in the child’s soul, like a seal in soft wax; most important among them are those images of a moral character. What is expressed as energy and courage for life in the child’s father, how the father behaves in a variety of life situations, these things will always stamp themselves deeply into the child’s soul, and will continue their existence there in an extraordinarily characteristic, though subtle and intimate, way. A father’s energy will energize the entire organization of the child. A mother’s benevolence, kindness, and love, surrounding the child like an invisible cocoon, will unconsciously permeate the child’s inner being with a moral receptivity, with an openness and interest for ethical and moral matters. It is very important to identify the origin of the forces in the child’s organization. As unlikely and paradoxical as this may sound to modern ears, in the young child these forces derive predominately from the nerve-and-sense system. Because the child’s ability to observe and perceive is unconscious, one does not notice how intensely and deeply the impressions coming from the surroundings enter its organization, not so much by way of various specific senses, as through the general “sensory being” of the child. It is generally known that the formation of the brain and of the nerves is completed by the change of teeth. During the first seven years the nerve-and-sense organization of the child could be compared with soft wax, in its plasticity. During this time, not only does the child receive the finest and most intimate impressions from the surroundings, but also, through the workings of energy in the nerve-and-sense system, everything received unconsciously radiates and flows into the blood circulation, into the firmness and reliability of the breathing process, into the growth of the tissues, into the formation of the muscles and skeleton. By means of the nerve-and-sense system, the child’s body becomes like an imprint of the surroundings and, particularly, of the morality inherent in them. When we receive children into school at the time of the change of teeth, it is as if we received the imprint of a seal in the way the muscles and tissues are formed, even in the rhythm of breathing and blood circulation, in the rhythm of the digestive system with its reliability or its tendency toward sluggishness; in short, in the children’s physical makeup we find the effects of the moral impressions received during the first seven years. Today we have anthropology and we have psychology. Anthropology’s main concern is the abstract observation of the physical aspect of the human being, while that of psychology is the abstract observation of the human soul and spirit as entities separate from the physical body. What is missing is the anthroposophical perspective, which observes the human being—body, soul, and spirit—as a unity; a point of view that shows everywhere how and where spirit is flowing into matter, sending its forces into material counterparts. The strange feature of our materialistic age is that materialism cannot recognize matter for what it is. Materialism believes it can observe matter wholly externally. But only if one can see how soul and spiritual processes are everywhere streaming and radiating their forces into material processes, does one really know what matter is. Through spiritual knowledge, one learns to know how matter works and what its real nature is. One could answer the question, “What is materialism?” by saying, “Materialism is the one worldview that does not understand matter.” This can be followed up even in details. If one has learned how to see the nature of the human being by viewing body, soul, and spirit as a unity, one will also recognize, in the formation of the muscles and tissues and in the breathing process, the ethical courage inherent in surroundings to which children have adapted during the first seven years. One sees, not only the moral love that warmed them, in the form of harmonious ethical attitudes in their environment, but also the consequences of disharmonious ethical attitudes and lack of love in the surroundings. Here a perceptive educator cannot help feeling that, by the time children are received by the school, they are already formed from the moral viewpoint—an insight that, taken seriously, could in itself engender a mood of tragedy. Given the difficult, disorderly, and chaotic social conditions of our time, it might almost seem preferable from a moral viewpoint if children could be taken into one’s care soon after birth. For if one knows the human being out of a sensitive and refined psychology, one realizes how serious it is that by the time the child loses the first teeth, moral predispositions are fixed. On the other hand, this very same psychological insight offers the possibility of identifying the child’s specific moral disposition and needs. Children absorb environmental impressions, especially those of an ethical nature, as if in a dream. These dreams go on to affect the inmost physical organization of children. If children have unconsciously experienced and perceived courage, moral goodness, chastity, and a sense of truth, these qualities will live on in them. The presence of these qualities will be such that during the second life period, by the time children are in school, these qualities can still be mobilized. I would like to illustrate this with an example: Let’s assume that a child has spent the earliest years under the influence of an environment conducive to introversion. This could easily happen if a child witnesses lack of courage and even downright cowardice in the surroundings. If a child has seen in the environment a tendency to opt out of life, witnessed dissatisfaction with life or despondency, something in the child’s inner being, so to speak, will evoke the impression of a continuously suppressed pallor. The educator who is not perceptive enough to observe such symptoms will find that the child takes in more and more intensely the effects of the lack of energy, the cowardice and doubt that has been witnessed in the surroundings. In some ways, even the child will exhibit such characteristics. But if one can view these things with greater depth, one will find that, what thus began as a distinct characterological disposition during the first seven years, can now be seized educationally and directed in a more positive way. It is possible to guide a child’s innate timidity, lack of courage, shyness or faintheartedness so that these same inherent forces become transmuted into prudence and the ability to judge a situation properly; this presumes that the teacher uses classroom opportunities to introduce examples of prudence and right judgment appropriate to the child’s age and understanding. Now let’s assume that a child has witnessed in the surroundings repugnant scenes from which the child had inwardly recoiled in terror. The child will carry such experiences into school life in the form of a characterological disposition, affecting even the bodily organization. If such a trait is left unnoticed, it will continue to develop according to what the child had previously absorbed from the environment. On the other hand, if true insight into human nature shows how to reorient such negative characteristics, the latter can be transformed into a quality of purity and a noble feeling of modesty. These specific examples illustrate that, although the child brings into school an imprint—even in the physical organization—of the moral attitudes witnessed in the earlier environment, the forces that the child has thus absorbed can be redirected in the most diverse ways. In school we have an immensely important opportunity to correct an unbalanced disposition through a genuine, intimate, and practical sense of psychology, which can be developed by the educator who notices the various tendencies of character, will, and psyche in the students. By loving attentiveness to what the child’s nature is revealing, the teacher is in a position to divert into positive channels what may have developed as an unhealthy or harmful influence from the early environment. For one can state explicitly that, in the majority of cases, nothing is ever so negative or evil in an ethical predisposition that the child cannot be changed for the better, given a teacher’s insight and willing energy. Contemporary society places far too little trust in the working of ethical and moral forces. People simply do not know how intensely moral forces affect the child’s physical health, or that physical debilitation can be improved and corrected through proper and wholesome educational practice. But assuming we know, for example, that if left uncorrected a characteristic trait in a child could turn into violence later on, and that it can be changed so that the same child will grow into a courageous adult, quick and ready to respond to life’s tasks—assuming that an intimate yet practical psychology has taught us these things, the following question will arise: How can we guide the moral education of the child, especially during the age of primary education? What means do we have at our disposal? To understand the answer, we will again have to look back at the three most significant stages in the development of the very young child. The power of mental imagery and thinking that a child has developed until this point will continue to develop. One does not notice an abrupt change—perhaps at most, with the change of teeth, that the kind of mental imagery connected with memory takes on a different form. But one will notice that the soul and physical forces revealed in speech, which are closely linked to breathing and to the rhythmic system, will reappear, metamorphosed, during the years between the change of teeth and puberty. The first relationship to the realm of language is founded through the child’s learning to speak during the first years of life. Language here includes not just language itself in the restricted meaning of the word, for the entire human being, body, soul, and spirit, lives in language. Language is a symptom of the entire threefold human being. Approximately between the ages of seven and fourteen years, however, this relationship to language becomes prominent in the child in an entirely different—even reversed—way. At that point, everything related to the soul, outwardly expressed through the medium of language, will reach a different phase of development and take on a different character. It is true that these things happen mostly in the unconscious, but they are nevertheless instrumental for the child’s entire development. Between the ages of seven and fourteen, the child wrestles with what lives in the language, and if he or she should speak more than one language, in all the languages spoken. The child knows little of this struggle because it remains unconscious. The nature of this wrestling is due to increasingly intense merging of the sounds issuing from the rhythmic system with the pupil’s thoughts, feelings, and will impulses. What is trying to evolve during this life period is the young adolescent’s hold on the self by means of language. It is extremely important, therefore, that we understand the fine nuances of character expressed in the ways students bring their speech and language into the classroom. The general directions I have already presented regarding the observation of the pupils’ moral environment now sound back to us out of the tone of their voices, out of the very sound of their speech, if we are sensitive enough to perceive it. Through the way children use language, they present us with what I would call their basic moral character. Through the way we treat language and through the way students speak during lessons, every hour, even every minute, we are presented with the opportunity as teachers to guide what is thus revealed through speech, into the channels we consider appropriate and right. Very much can be done there, if one knows how to train during the age of primary education what, until the change of teeth, was struggling to become speech. This is where we meet the actual principle of the growth and development that occurs during the elementary school age. During the first years up to the change of teeth, everything falls under the principle of imitation. At this stage the human being is an imitator. During the second life period, from the second dentition until puberty, the child is destined to surrender to what I would call the authority of the teacher. You will hardly expect me, the author of Intuitive Thinking as a Spiritual Path, to plead for the principle of authority per se. But for the time between the child’s change of teeth and puberty, one has to plead for the principle of self-evident authority, simply because during these years the child’s very nature needs to be able to look up to what comes from the authority of the adult. The very young child observes the surroundings unconsciously. One could almost say that a child breathes in the whole character of the environment during the first seven years. The next seven years are spent not so much breathing in the environment, but listening to what it has to say. The word and its meaning now become the leading motive. The word becomes the guiding principle as a simple matter of human nature. During this stage the child learns to know about the world and the cosmos through the mediation of the educator. Whatever reaches the pupils through the mouth of the teacher as authority represents the truth to them. They observe beauty in gestures, in general conduct and again in the words spoken around them. Goodness is experienced through the sympathies and antipathies engendered by those in authority. These few words give the main direction for moral education during the age between the second dentition and puberty. If we attempt to give the child abstract moral values upon its way, we will encounter inner resentment, not because of any inherent shortcomings in the child, but because of a natural response. On the other hand, if we can create moral pictures for the child, perhaps taken from the animal kingdom, letting animals appear symbolically in a moral light, and possibly extending this approach to include all of nature, then we can work for the good of the child, particularly during the seventh, eighth, and ninth years of life. If we create vivid, colorful human characters out of our own imagination and allow our own approval or disapproval of their deeds to shine through our descriptions, and if we allow our sympathies and antipathies to grow into definite feelings in the children that will lead them over into a more general moral judgment of good and evil, then our picture of the world cultivates ageappropriate moral judgements based in perceptions and feelings. But this particular way of presenting the world is of the essence. During the first years, the child has learned from direct perception. As we reach the primary school age, whatever comes toward the child, to strengthen a moral feeling leading to moral judgment, must have passed through the medium of those in authority. Now the teacher and educator must stand before the child as representatives of the order of the world. The child meets the teachers in order to receive the teachers’ picture of the world, colored by their sympathies and antipathies. Through the feelings with which children meet the teachers, and through instinctual life, children themselves must find what is good and what is evil. The students have to receive the world through the mediation of the educator. The children are happy who, thanks to a teacher’s interpretation of the world can form their own relationship to the world. Those who have been fortunate enough to have enjoyed such a relationship with their teachers in childhood have gained something of value for the rest of their lives. People who say that children should learn intellectually and through their own observations, free from the influence of authority, speak like flagrant amateurs; for we do not teach children merely for the years during which they are under our care, but to benefit their whole lives. And the various life periods, right up to the point of death, are mutually interrelated in very interesting ways. If, because of their teachers’ natural authority, pupils have once accepted subject matter they could not yet fully comprehend with their powers of reasoning—for the intellectual grasp belongs to a later stage of development and works destructively if enforced too early—if they have accepted something purely out of love for their teachers, such content remains deeply preserved in their souls. At the age of thirty-five or forty perhaps, or possibly even later in life, it may happen that they speak of the following strange experience: Only now, after having lived through so many joys, pains, and disappointments, only now do I see the light of what I accepted at the age of eight out of my respect for my teacher’s authority. This meaning now resurfaces, mingling with the many life experiences and the widening of horizons that have occurred meanwhile. What does such an experience mean for later life? A sensitive and empathetic psychology tells us that such events give off life-invigorating forces even into old age. Education gains new meaning from knowing that such an expansion of childhood experiences into older ages brings with it a new stimulus for life: we educate not only to satisfy the short-term needs of the child while at school, but also to satisfy the needs of life as a whole. The seeds laid into the child’s soul must be allowed to grow with the child. Hence we must be aware that whatever we teach must be capable of further growth. Nothing is worse than our pedantic insistence that the child learn rigid, sharply outlined concepts. One could compare this approach with that of forcing the child’s delicate hands into an iron glove to stop them from growing. We must not give the child fixed or finished definitions, but concepts capable of expansion and growth. The child’s soul needs to be equipped with the kind of seeds that can continue to grow during the whole of the life to come. For this growth to take place, it is not enough just to apply certain principles in one’s teaching; one has to know how to live with the child. It is especially important for the moral and ethical aspect of education that we remember, for the ages between seven and fourteen, that the child’s moral judgment should be approached only through an appeal to feelings called forth by verbal pictures illustrating the essentials of an inherent morality. What matters at this age is that the child should develop sympathy for the moral and antipathy for the immoral. To give children moral admonitions would be going against their nature, for they do not penetrate the souls of children. The entire future moral development is determined by those things that, through forming sympathies, become transformed into moral judgments. One single fact will show the importance of the teacher’s right relationship to the child with regard to moral development. If one can educate with a discriminating, yet practical, sense of psychology, one will notice that, at a certain time around the ninth or tenth year (the exact age may vary in individual cases), the children’s relationship to the world—an outcome of sympathies and antipathies that can be cultivated—will be such that they forget themselves. Despite a certain “physical egotism” (to give it a name), the child will still be fully open to environmental influences. Just as teachers need clear insight into the child’s developmental stages when they use observational methods in object lessons with children of nine or ten, such insight is particularly important when it comes to moral education. If one pays sufficient attention to the more individual traits emerging in pupils, an interesting phenomenon can be observed at that age: the awareness that the child has a special need for help from the teacher. Sometimes a few words spoken by the child can be like a call for help. They can be the appropriate signal for a perceptive teacher, who now must find the right words to help the child over the hump. For the child is passing through a critical stage, when everything may depend on a few words spoken by the teacher to reestablish the right relationship between pupil and teacher. What is happening at this time? By wrestling with language, the young person becomes aware, very consciously, for the first time that “There is a difference between myself and the world.” (This is unlike the time during the first seven-year period when, unconsciously, the child first learned to refer to the self as “I.”) The child now strongly demands a new orientation for body, soul, and spirit vis-à-vis the world. This awareness happens between the ninth and the tenth year. Again, unconsciously, the child has a remarkable experience in the form of all kinds of seemingly unrelated sentiments, feelings, and will impulses, which have no outward relationship with the behavior. The experience is: “Here before me stands my teacher who, as authority, opens the world for me. I look into the world through the medium of this authority. But is this authority the right one for me? Am I receiving the right picture of the world?” Please note that I am not saying this thought is a conscious one. All this happens subtly in the realm of the child’s feelings. Yet this time is decisive for determining whether or not the child can feel the continued trust in the teacher’s authority necessary for a healthy development until the onset of puberty. And this experience causes a certain inner unrest and nervousness in the child. The teacher has to find the right words to safeguard the child’s continued confidence and trust. For together with this consolidation of trust, the moral character of the child also becomes consolidated. At first it was only latent in the child; now it becomes inwardly more anchored and the child attains inner firmness. Children grasp, right into the physical organism, something that they had perceived thus far as a self-evident part of their own individual self, as I described earlier. Contemporary physiology, consisting on the one side of anthropology and on the other of an abstract psychology, is ignorant of the most fundamental facts. One can say that, until the second dentition, all organic formations and functions proceed from the nerve-and-sense system. Between the change of teeth and puberty, the child’s physical fitness or weakness depends on the good functioning of the rhythmic system, on the breathing and blood circulation. Between the ninth and the tenth birthdays, what previously was still anchored primarily in the breathing, in the upper part of the organism, basically shifts over to the blood circulation; this is the time when the wonderful number relationship of one to four is being developed, in the approximately eighteen breaths and the seventy-two pulse beats per minute. This relationship between breathing and blood circulation becomes established at this time of life. However, it is only the outer expression of deep processes going on in the child’s soul, and the reinforcement of the trust between teacher and child must become part of these processes, for through this trust the consolidation of the child’s inner being also occurs. These interactions between physiological and moral development must be described in detail if one wishes to speak of moral education and of the relationship between pedagogy and morality. As an educator, whether or not I am aware of this particular point in a child’s life will determine whether or not I exercise a beneficial or a harmful influence for the rest of a person’s life. I should like to show, as a comparison, how things done at this stage continue to affect all of the rest of life. You may have noticed that there are people who, when they grow old, exert an unusual influence on those around them. That there are such people is generally known. Such people don’t even need to say much when they are with others. Their mere presence is enough to bring what one may call an “air of blessing” to those around them. A grace emanates from them that brings about a relaxed and balanced atmosphere. If one has the patience and energy to trace the origin of this gift, one will find that it has developed out of a seed that came into being during childhood through a deeply felt respect for the authority of someone in charge. One could also describe it by saying that, in such a case, the child’s moral judgment had been enhanced by a feeling of veneration that gradually reached the level of religious experience. If a child, between the change of teeth and puberty, experiences the feeling of reverence for certain people, reverence tinged even with a genuine religious feeling that lifts moral feelings into the light of piety, expressed in sincere prayer, then out of this childlike prayer grows the gift of blessing in old age, the gift of radiating grace to one’s fellow human beings. Using pictorial language, one could say: Hands that have learned to pray in childhood have the gift of bestowing blessing in old age. These words, though symbolic and pictorial, nevertheless correspond to the fact that seeds planted in childhood can have an effect right to the end of life. Now, for an example how the stages of human life are interrelated; one example in the moral realm is, as I said earlier, that the child’s ability to form mental images in the thinking process develops along a continuous line. Only memory will take on a different character after the change of teeth. Language, on the other hand, becomes somehow inverted. Between the second dentition and puberty, the young person develops an entirely different relationship to language. This new relationship can be properly served by bringing to the child at this time the grammar and logic inherent in language. One can tackle practically every aspect of language if, instead of rashly bringing to consciousness the unconscious element of language from early childhood, one makes this translation in a way that considers the child. But what about the third relationship: the young child’s creation of an individual equilibrium with the external world after having learned to walk? Most people interpret the child’s attempt to use the legs for the first time in a purely external and mechanistic way. It is not generally known, for example, that our ability for spatial imagination and our capacity for mathematical imagery is an upward projection of our limbs’ potential movements into the intellectual sphere; in this projection, the head experiences, as mental activity, what is experienced in our limbs as movement. A deeply hidden soul element of the human being lives especially in this system of movement, a deep soul element linked to outer material forces. After crawling on hands and knees, the child assumes the vertical position, lifting vertically the bodily axis, which in the case of the animals remains parallel to the Earth’s surface. This upright achievement of the child is the physical expression of the moral potential for human will forces, which lift the human being above the level of the animals. One day a comprehensive physiology, which is at the same time anthroposophy, will learn to understand that moral forces express themselves in the way a child performs physical movements in space. What the child achieves by assuming the upright posture and thus becoming free of the forces that keep the animal’s spine parallel to the Earth’s surface, what the child achieves by rising into a state of equilibrium in space, is the physical expression of the moral nature of its will energy. It is this achievement that makes the human individual into a moral being. The objection may be raised that during sleep the position of the human spine is also parallel to the Earth’s surface. However I am speaking here about the general human organization, and about the way spatial dimensions are organized into the human being. Through an accurate assessment of these matters, within this upright position the physical expression of human morality can be seen, which allows the human countenance to gaze freely into the world. Let me compare what actually happens in the child with a certain phenomenon in nature. In the southern region of old Austria, (now part of Italy) there is a river named the Poik, whose source is in the mountains. Suddenly this river disappears, completely vanishes from sight, and surfaces again later. What appears as the second river does not have its own source, but after its reemergence, people call it the Unz. The Unz disappears again, and resurfaces as a river called The Laibach. In other words, this river flows, unseen, in the depths of the Earth for part of its journey. Similarly, what the child has absorbed from its surroundings in its early years rests unperceived during childhood sleep. During the first years of life, when the child is unconsciously given over to moral forces inherent in the environment, the child acquires the ability to use the limbs in an upright position, thus becoming free of animality. What the child puts into this newly won skill is not noticeable between the change of teeth and puberty, but reappears as freedom in the making of moral judgements, as the freedom of human morality in the will sphere. If the teacher has cultivated the right moral sympathies and antipathies in the child at primary school age—without, however, being too heavy-handed—then, during the time before puberty, the most important aspects of the will can continue their “underground existence.” The child’s individual will, built on inner freedom, will eventually become completely a part of a human sense of responsibility, and will reappear after puberty so that the young person can be received as a free fellow human being. If the educator has refrained from handing down interdicts, and has instead planted sympathies and antipathies in the pupils’ emotional baggage, but without infringing upon the moral will now appearing, the young person can transform the gifts of sympathies and antipathies according to individual needs. After puberty, the young person can transform what was given by others into moral impulses, which now come freely from individuality. This is how to develop, out of real empathy with the human being, what needs to be done at each age and stage. If one does so properly between the seventh and fourteenth years by allowing moral judgements to mature in the pupil’s life of feeling, what was given to the child properly with the support of authority will be submerged into the human sphere of free will. The human being can become free only after having been properly guided in the cultivation of moral sympathies and antipathies. If one proceeds in this manner regarding moral education, one stands beside the pupils so that one is only the motivator for their own self-education. One gives them what they are unconsciously asking for, and then only enough for them to become responsible for their own selves at the appropriate age, without any risk or danger to themselves. The difficulty regarding moral education to which I drew your attention at the beginning of today’s meeting, is solved in this way. One must work side by side with one’s pupils, unselfishly and objectively. In other words, the aim should be never to leave behind a relic of one’s own brand of morality in the psychological makeup of the pupils; one should try instead to allow them to develop their own sympathies and antipathies for what they consider morally right or wrong. This approach will enable them to grow rightly into moral impulses and will give them a sense of freedom at the appropriate age. The point is to stand beside the child on the basis of an intimate knowledge and art of psychology, which is both an art of life and an art of spiritual endeavor. This will do justice not only to artistic, but also to moral education. But one should have due respect for the human being and be able to rightly evaluate a child’s human potential. Then one’s education will become a moral education, which means that the highest claim, the highest demand, for the question of morality and education is contained in the following answer: The right relationship between education and morality is found in a moral pedagogy whereby the entire art of education is itself a moral deed. The morality inherent in an art of education is the basis for a moral pedagogy. What I have said so far applies to education in general, but it is nearest to our heart at the present time, when an understandable and justified youth movement has been growing apace. I will not attempt to characterize this youth movement properly in just a few words. For many of you here, I have done so already in various other places. But I wish to express my conviction that, if the older generation of teachers and educators knows how to meet the moral impulses of the younger generation on the basis of an art of education as outlined here, this problem of modern youth will find its proper solution. For in the final resort, the young do not wish to stand alone; they really want to cooperate with the older generation. But this cooperation needs to happen so that what they receive from their elders is different, something other, from what they can themselves bring; they need to be able to perceive it as the thing which their soul needs and which the older people can give. Contemporary social life has created conditions regarding this question of the younger generation that I would characterize in this way: It is often said that the old should retain their previous youthful forces in order to get on better with the young. Today (present company, as always, excluded) the older generation appears excessively youthful, because its members have forgotten how to grow old properly. Their souls and spirits no longer know how to grow into their changed bodies. They carry into their aging bodies what they used to do in their young days, but the human garment of life no longer fits. If now the old and the young meet, the ensuing lack of understanding is not caused by old age as such, but, on the contrary, because the old have not grown old properly and, consequently, cannot be of much help to the young. The young expect that the old should have grown old properly, without appearing childish. When today’s young meet their elders, they find them not very different from themselves. They are left with the impression that, although the old people have learned more in life, they do not seem to understand life more deeply, to be wiser. The young feel that the old have not used their age to become mature, that they have remained at the same human level as the young themselves. Youth expects that the old should have grown old in the right way. For this concept to enter social life properly, a practical art of education is needed, which ensures that the seeds planted in education bear fruit right into ripe old age, as I have described it in various examples. One has to be able to unfold the appropriate life forces for each stage of life. One must know how to grow old. When the old understand how to grow old properly, they are full of inner freshness, whereas if they have become gray and wrinkled while remaining childishly immature, they cannot give anything to the young that the latter don’t have already. This sheds some light on the present situation. One must only look at these things objectively. Basically, those who find themselves in this situation are quite innocent of the problems involved. What matters is that we tackle this most important and topical human problem by looking closely at our contemporary education, and in particular at the moral factor in education. Coming to terms with it is of great import, not only from the educational point of view, but for the entire social life. When all is said and done, the moral education of the human being is the crown of all education and teaching. In Faust, Goethe puts the following strange words into the mouth of the Creator-God:
It is worth noting that although Goethe let these words be spoken by the Lord God Himself, pedantic minds could not resist nitpicking over them. They said, “‘The good person, in darkest aberration ... is conscious...’ ”; this is a contradiction in terms, for the darkest aberration is purely instinctive and certainly not conscious. How could Goethe write such words in his Faust?” So much for erudite barbarians. Well, I believe that Goethe knew very well what he had written in this sentence. He wanted to express the idea that, for those who look at the moral life without prejudice, morality is connected with the darkest depths of the human being, and that in this realm one approaches the most difficult area of the human being. In today’s meeting, we saw for ourselves the difficulty of approaching moral issues in practical education. In these areas the darkest realms of the human being are encountered. Goethe clearly recognized this, but he also recognized that what the moral person can achieve only through the brightest rays of the spirit light, has to be attained in the darkest depths of the soul. I would like to think that Goethe’s words consecrate the moral aspect of education, for what do they really say? They express a deep truth of life, into which I wish to condense all that has been said about the meaning of moral education. I therefore will sum up in the sense of Goethe’s words what I outlined for you today by concluding as follows: If you wish to enter the land of knowledge, you must follow the Spirit-light of day. You must work your way out of the darkness into the light. If you wish to find your way to the land of art, you must work your way, if not to the dazzling light of the Sun itself, at least into the colored brightness that Spirit-light radiates into the world. For in this light and in this light alone is everything turned into art. However, it would be sad if, before becoming a morally good person, I first had to work my way toward these two goals. To become a morally good person, the innermost kernel of the human being has to be taken hold of down to its deepest recesses, for that is where the right orientation is needed. And the following must be said too: True, in our search for knowledge, we must work our way toward the light, and the pursuit of art means striving toward the colorful light of day; but it is equally true that, in the moral life, the human being who has found the right orientation can be a good person without light, and also without brightness; it is possible to be a good person through all the darkness and obscurity of life. If, as “the good person,” one is “conscious of the right path still,” one will be able to find the right way through all existing darkness, into the light and into all the colorful brightness of the world. |
304a. Waldorf Education and Anthroposophy II: Introduction to a Eurythmy Performance of the Waldorf School Pupils
27 Mar 1923, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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Then, there is no need for theorizing, for everything is founded on practical experience and in accordance with reality. Some people have the opinion that anthroposophy deals with “cloud-cuckoo-land,” whereas in fact, anthroposophy aims at working directly into practical life. |
304a. Waldorf Education and Anthroposophy II: Introduction to a Eurythmy Performance of the Waldorf School Pupils
27 Mar 1923, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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As a complement to the art of eurythmy, to which we were pleased to introduce you earlier, I will be speaking today about its pedagogical aspect. This subject has become an established and organic part of Waldorf pedagogy. When it was my task, on previous occasions, to justify including eurythmy as a compulsory subject in our curriculum, it seemed appropriate to speak of it in terms of an “ensouled and spirit-permeated form of gymnastics.” However, I wish to emphasize right from the start that this remark must in no way be taken as derogatory as far as conventional gymnastics is concerned. It arose from the lack of a gymnasium, which initially prevented us from giving gymnastics its rightful place in the curriculum, in addition to eurythmy. Now that we are fortunate enough to have a gymnasium, gymnastics also is an obligatory subject. I do not share the view once expressed to me by a very famous contemporary physiologist, after he had heard the introduction I often make before a school eurythmy performance. I had said that eurythmy was to be presented as an ensouled and spirit-imbued form of gymnastics, to be practiced along with the more physically centered conventional gymnastics, which also had its proper place. Afterward, the famous physiologist came to me, saying: “You declared that gymnastics, the way it is practiced today, has a certain justification. But I tell you that it is sheer barbarism!” Perhaps his words are justified, if they imply that this whole subject of gymnastics ought to be reviewed, having fallen prey to the materialistic attitude of our times. This, however, would be a very different issue. The point is that gymnastics, as it is taught in our schools, deals with physical movements and efforts of the human organism, which place the human body into a position of equilibrium relative to the outside world. The aim of gymnastics is that the human body, with its system of blood circulation and its potential physical movements, find the proper relationship to an outside space, which has its own forms and internal dynamics. Gymnastics is primarily concerned with adapting internal human dynamics, the human system of movement and blood circulation, to the dynamics of outside space. Gymnastics will find its proper and justified place in the school curriculum if and when one can find, both in freestanding exercises and in those using an apparatus, the appropriate orientation into world dynamics, seen also as human dynamics, for the human being stands as microcosm within the macrocosm. On the other hand, eurythmy as an educational subject for children is very different. Eurythmy belongs more to the inner realm of the human organization. It can be seen as furthering and enhancing what is done in gymnastics. In eurythmy, the person works more with the qualitative and inner dynamics that play between breathing and blood circulation. The person doing eurythmy is oriented toward the transformation, into externalized movements of the human organism, of what is happening between internal breathing and blood circulation. In this way, the eurythmist gains an intimate relationship of body and soul to the self, and experiences something of the inner harmony inherent in the human being. This experience, in turn, brings about greater inner stability and firmness because the essence of the ensouled and spirit-imbued movement works on the entire human being. Conventional gymnastics mainly activates the physical part of the human being and, in its own way, indirectly affects the soul and spirit of the athlete, whereas eurythmy activates the whole human being as body, soul, and, spirit. Eurythmy movements cause the human soul and spirit to flow into every physical movement. Just as speech and song embody laws inherent in one part of the human being, so eurythmy embodies laws inherent in the whole human being; similarly, eurythmy works on the young child as a matter of course just as the organic forces inherent in speech work and flow through the young child. Children learn to speak because of the stimulation of sounds coming from outside, and the children’s innate impulse to form sounds. Experience has shown that when children are introduced to eurythmy at the right age, they feel at home in its movements, with the same natural readiness as children finding their way into speech. An essential human feature—or, as I would like to call it, the most essential human feature—is developed and widened in this way. And since all education and training should aim at getting hold of the innate human being through the pupil’s own self, we feel justified in using eurythmy as a form of ensouled and spirit-imbued gymnastics in its own right, even though it originated and was at first cultivated only as an art form within the anthroposophical movement. The following may seem a little difficult to understand at first, but if we can recognize how, in accordance with human nature, the child incorporates into the organism what is derived from eurythmy lessons—complemented by musical and sculptural activities—one can see how all these elements affect the child’s organism, and how they all work back again upon the entire nature of the child. One sees the child’s faculty of cognition becoming more mobile and receptive through the influence of eurythmic exercises. Children develop a more active ideational life, opening with greater love toward what comes to meet them; and so, by using eurythmy in appropriate ways, the teacher has the possibility of training the children’s powers of mental imagery. Eurythmy also works back very powerfully on the will, and especially on the most intimate traits of the human will. For instance, it is easy enough to lie with words, and there are many ways of counteracting such a weakness in children, merely by speaking to them. But in such a case one can also make profitable use of eurythmy, for if, as a eurythmist, one lets words flow directly into physical movements so that they become visible speech, it becomes very evident that the use of this medium simply cancels out the possibility of lying. The possibility of lying ceases when one begins to experience what is involved in revealing the soul through one’s physical movements. Consequently one will come to see that, with regard to the human will, truthfulness, which is of such great ethical importance, can be developed particularly well with the aid of eurythmy exercises. To sum up, one can say that eurythmy is a kind of gymnastics developed out of the domain of the human soul and that it gives back to the soul, in turn, very much indeed. This is the reality of eurythmy and its specific character. Eventually it will be regarded quite naturally as an intrinsic part of education. We have no doubt that it will happen. However, these things take their time because the public first needs to overcome built-in prejudices. There will be those who say, “Look at this handful of crazies,” but such has always been the way of the world. There once were a handful of people among whom one crazy fellow actually maintained that the Sun stood in the center of the universe and that the planets, together with the Earth, were revolving around it. Such a crazy idea was at first totally rejected, for no one of a sane mind would contemplate such nonsense. Nevertheless, during approximately the first third of the nineteenth century there was quite a following for this “crazy” idea, which Copernicus had asked to be taken as the truth. Why should one not wait patiently until something that cannot even be proved as convincingly as the Copernican system of the universe is accepted by society at large! Eurythmy feeds back into the child’s cognitive faculties, endowing them with greater mobility, causing a keener interest and a sense of truthfulness; it feeds back into the human emotional disposition, which lives between the faculties of cognition and a person’s will capacity. It is tremendously important that the human being, with the aid of eurythmy, be able to keep hold of the self as a whole, instead of living in the dichotomy of soul and spirit on one side, and human physical existence on the other. One could keep asking forever, “What is the relationship between body and soul?” It is downright comical to see the question coming up again and again! There have been no end of attempts to construct theoretical explanations of how the one side affects the other. But if this matter can be experienced directly—which happens when one does eurythmy—the question immediately assumes a different character. The question then becomes: How does an intrinsic unity composed of body, soul, and spirit come to work in separate ways, on the one side as soul element and on the other side as physical element? Getting hold of these interactions completely forces one to reshape the question altogether. Then, there is no need for theorizing, for everything is founded on practical experience and in accordance with reality. Some people have the opinion that anthroposophy deals with “cloud-cuckoo-land,” whereas in fact, anthroposophy aims at working directly into practical life. Nowadays, the spirit in matter is no longer perceived; as a result, the nature of matter is no longer understood. This nature can be comprehended only by doing. This may suggest how eurythmy affects the child. One can say that, when doing eurythmy, children, through the will, gets hold of the inner harmony between the upper more spiritual side of the human being and the lower more physical side, so that will initiative is being created. And will initiative is the very thing that needs to be cultivated in today’s education. Those who observe the psychological development of our times know very well that there is a great lack of will initiative. It is badly needed in the social sphere, and the art that will bring it about os most needed in pedagogical practice. The things I have indicated briefly, you will be able to witness for yourselves while watching the children of the Waldorf school perform eurythmy. I hope that what you see on the stage, done with youthful joy and vigor, confirms what I have tried to put into words for you. |
304a. Waldorf Education and Anthroposophy II: Waldorf Pedagogy
10 Aug 1923, Ilkley Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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304a. Waldorf Education and Anthroposophy II: Waldorf Pedagogy
10 Aug 1923, Ilkley Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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3First of all, I would like to apologize for being unable to talk to you in your native language. Since this is not possible, I will speak in German, which will then be translated for you. The methods of the Waldorf school, which I have been asked to speak about, owe their existence to the merging of two streams in cultural and spiritual life. The school was founded in Germany during the restless and disturbed times following the war, when efforts were made to create new conditions in the social realm. It all began with the ideas of the industrialist Emil Molt, who wished to begin a school for the children of the employees in his factory. This school was to offer an education that would enable the students to grow eventually into adults, well equipped to participate in social life as rational and full human beings, based on the idea that social change should not be at the mercy of political agitators. This constituted the primary element at first; the other came later. Emil Molt had been a long-standing member of the anthroposophical movement, which is trying to reintroduce spiritual knowledge into the social life of the present times, a spiritual knowledge equally well grounded in the realities of human truths as the natural sciences, which have reached outstanding prominence and made great achievements during the last few centuries. Mister Molt asked me, in my capacity as the leader of the anthroposophical movement, to introduce pedagogical and practical methods into this new Waldorf school. The school’s approach is not the product of the current movements for educational reform; it is based instead on a pedagogy drawing on deep concrete knowledge of the human being. Over the course of our civilization we have gradually lost true knowledge of the human being. We turn our eyes increasingly to external nature and see only the physical and natural foundation of the human being. Certainly, this natural physical foundation must not be considered unimportant in the field of education; nevertheless, the human being consists of body, soul, and spirit, and a real knowledge of the human being can be achieved only when spirit, soul, and body are recognized equally. The principles of Waldorf pedagogy do not depend in any way on local conditions, because this pedagogy is based on a knowledge of the human being, including that of the growing human being, the child. From this point of view it is immaterial whether one thinks of rural or city schools, of boarding schools or of day schools. Because Waldorf schools are based strictly on pedagogical and pragmatic principles, they can meet and adapt to any possible external social conditions. Furthermore, the Waldorf school is a school for all types of children. Although at first it was opened for the children of Mister Molt’s factory, today, children from all social classes and backgrounds have been accepted there, because pedagogical and practical impulses based on real knowledge of the human being are universally human; they are international in character and relevant for all classes and races of humanity. Here I do not want to give a detailed account of the Waldorf curriculum—there is too little time for that. In general, the school is built not so much on a fixed program as on direct daily practice and immediate contact with the children according to their character, therefore, I can give only brief indications of the main principles that underlie the Waldorf school, and I must ask you to keep this in mind. To know the human being means, above all, to have more than the usual knowledge about how the human being’s life goes through different life stages. Although educational theories have generally considered these stages more or less, in Waldorf pedagogy they are considered in full. In this context I must emphasize that around the child’s seventh year—at the change of teeth—a complete transformation takes place, a complete metamorphosis in the life of the child. When the second teeth begin to appear, the child becomes an altogether different being. Where does this transformation originate? With the arrival of the seventh year, the forces that had been the forces for physical growth, working in the child’s breathing and blood circulation and building the organism in its nutritive and growth activity, are now released. While leaving a remainder behind to carry on with this organic task, these forces themselves go through an important transformation as they enter the child’s metamorphosing soul life. Recently, many psychological studies have examined how the soul works into the child’s physical organism. A proper science of the spirit does not float around in a mystical fog, but observes life and the world with clear perception, based on direct experience. Thus, spiritual science does not pose abstract questions about how soul and body are related, but asks instead through direct experience, while observing life itself, as clearly as external scientific experiments are observed. One finds, therefore, that between birth and the change of teeth, the child’s soul forces manifest as organic forces working in the child’s physical body. These same forces, in a somewhat emancipated form, manifest purely in the soul realm (the child’s thinking and memory) in the following period between the change of teeth and puberty. The teacher’s first prerequisite, which has to become thoroughly integrated into attitude and character, is to sharpen the perception of the metamorphosis in human life that takes place around the age of seven and, further, to be conscious of the immense metamorphosis that occurs at puberty, at fourteen or fifteen. If the growing child is approached with this viewpoint, one fact looms very large in one’s knowledge—that, until the age of seven, every child is a universal sense organ that relates as an organism to the surroundings, just as the eyes or ears relate as sense organs to the external world. Each sense organ can receive impressions from its surroundings and reflect them pictorially. Until the seventh year, the child inwardly pulsates with intense elemental forces. Impressions are received from the surroundings as if the child’s whole being were one large sense organ. The child is entirely an imitating being. When studying the child, one finds that, until the seventh year, the physical organization is directly affected by external impressions, and later on this relationship is spiritualized and transformed into a religious relationship. We understand the child up to the change of teeth only when we perceive the forces and impulses that, based on the physical and soul organization, turn the child entirely into homo religiosus. Consequently it is incumbent on those who live close to the young child to act according to this particular situation. When we are in the presence of a young child, we have to act only in ways that may be safely imitated. For example, if a child is suspected of stealing, facts may be discovered that I can illustrate with a particular case: Parents once approached me in a state of agitation to tell me that their young boy had stolen. I immediately told them that one would have to investigate properly whether this was really the case. What had the boy done? He had spent money which he had taken from his mother’s cupboard. He had bought sweets with it and shared them with other children. He had even performed a sociable deed in the process! Every day he had seen his mother taking money from a certain place before she went shopping. He could see only what was right in his mother’s action, and so he imitated her. The child simply imitated his mother and was not a thief. We must make sure that the child can safely imitate whatever happens in the surroundings. This includes—and this is important—sentiments and feelings, even one’s thoughts. The best educators of children under the age of seven do not just outwardly act in a way that is all right for the child to imitate—they do not even allow themselves any emotions or feelings, not even thoughts, other than what the child may imitate without being harmed. One has to be able to observe properly how the entire process of education affects the child from the spiritual point of view. During the first seven years of life, everything that happens around the child affects the physical organization of that child. We must be able to perceive the effects of people’s activity in front of children. Let’s imagine, for example, that someone is prone to outbursts of a violent temper. Consequently, a child near that person is frequently subjected to the actions of a violent temperament and experiences shocks caused by an aggressive nature. These shocks affect not only the soul of the child, but also the breathing and blood circulation, as well as the vascular system. If one knows human nature completely and observes not just particular ages but the entire course of life from birth to death, one also knows that anything that affects the vascular system, the blood circulation, and the intimate processes of breathing through physical and spiritual causes and impressions coming from the external world, will manifest in a person’s organization until the fortieth and fiftieth year of life. A child who is tossed about by confusing impressions will suffer from an unreliable coordination of breathing and blood circulation. We are not necessarily talking about obvious medical problems, but of subtle effects in the blood circulatory system, which must be recognized by those who wish to educate children. The seventh year brings the change of teeth, which represents the end of a chapter, since we change our teeth only once in a lifetime. The forces that led to the second dentition are now liberated for later life, and now enter the mind and soul of the human being; for during the time of elementary schooling, the forces that had previously been involved in plastically shaping the child’s organism can now be seen working musically, so to speak, in the organism until puberty. Until the age of seven, the head organization works on the rest of the human organism. The human head is the great sculptor that forms the vascular system and the blood circulation, and so on. From the ages of seven to fifteen, the rhythmic system in the widest sense becomes the leading system of the human organism. If we can give rhythm and measure to this rhythmic system in our lessons and in our way of teaching—measure in the musical sense—as well as of giving a general musical element through the way we conduct our teaching in all lessons, then we meet the essential demands of human nature at this stage of life. Education from the change of teeth until puberty should appeal primarily to the artistic aspect in children. An artistic element definitely pervades the Waldorf curriculum from the students’ seventh to fourteenth years. Children are guided pictorially in every respect. Thus, the letters of the alphabet are not taught abstractly. There is no human relationship to the abstract symbols that have become letters in our civilization. Written symbols are abstractions to children. We allow the letters to evolve from pictures. At first, we let our young students paint and draw, and only then do we evolve the forms of the letters from the drawings and paintings that flowed directly from their human nature. Only after the child’s whole organism—body, soul, and spirit—has become fully immersed in writing, through an artistic activity, only then do we go over to another activity, one involving only a part of the human being. Only then do we go to reading, because reading does not involve the complete human being, but only a part, whereas writing is evolved from the entire human organization. If one proceeds this way, one has treated the human individual according to the realities of body, soul, and spirit. If one’s teaching is arranged so that the artistic element can flow through the children, so that in whatever the teachers do they become artists in their work, something rather remarkable can be observed. As you know, much thought has gone into the question of avoiding exhaustion in students during lessons. Diagrams have been constructed to show which mental or physical activities tire students most. In Waldorf schools, on the other hand, we appeal to the particular human system that never tires at all. The human being tires in the head through thinking, and also gets tired when doing physical work—when using will forces in performing limb movements. But the rhythmic system, with its breathing and heart system (the basis of every artistic activity) always works, whether one is asleep or awake, whether tired or fresh, because the rhythmic system has a particular way of working from birth until death. The healthiest educational system, therefore, appeals to the human rhythmic system, which never tires. You can see, therefore, that all teaching, all education, in order to be faithful to a fundamental knowledge of the human being, must be based on the rhythmic system, must appeal to the students’ rhythmic forces. By bringing flexibility and music into all teaching, always beginning with the pictorial, rhythmical, melodious, and a generally musical element, one may notice something rather surprising—that, as the child progresses as a result of artistic activities, a powerful need is expressed in relation to what was developed through this pictorial and musical understanding of the world. It becomes evident that this artistic approach is too rich for permanent inner satisfaction. Soon—by the age of ten or eleven—students feel the need for a more direct approach and for simplification, because the artistic realm becomes too rich for their continued inner enjoyment. The desire for simplification becomes a natural and elementary need in the students. Only when this process begins, has the right moment arrived for making the transition from an artistic approach to a more intellectual one. Only after the child has been allowed to experience artistic wealth is it possible to introduce the relative poverty of the intellectual element without the risk of disturbing the child’s physical and soul development. This is why we extract the intellectual from the artistic qualities. On the other hand, if one lets the children perform artistic movements, if one has them move their limbs musically, as in eurythmy (which is being performed here in Ilkley), if one encourages a sculptural, formative activity in the child, as well as musical movements that take hold of the entire body, then a remarkable hunger makes itself felt in the child—a spiritual, soulful, and bodily hunger. At this stage the child’s whole organization demands specific physical exercises, a specific physical hygiene, because a physical hygiene is healthy for the development of the human organism only when a mysterious kind of hunger is felt for the kinds of movements performed in gymnastics. In other words, the students’ feeling of a need for intellectual pursuit and for will activities arises from artistic development. As a result of this, we have education that does not aim to develop only a particular part of human nature, but aims to develop the whole human being. We are given the possibility, for example, to train the child’s memory for the benefit of the physical organization. In this context, I would like to say something that sounds paradoxical today, but will be fully accepted by physiology in the future: Everything that works spiritually in the child affects the physical organization at the same time, and even enters the corporeality, the physical organism itself. For example, we might see people today who, around their fiftieth year, begin to suffer from metabolic diseases, such as rheumatism. If, as educators, we do not limit our observations of students only to the age of childhood, but recognize that childhood is like a seedbed for all of life to come—like the seed in the life of the plant—then one also recognizes that, when we strain the child’s powers of memory, the effect will bear right through the organism, so that in the forties or fifties metabolic illnesses will appear that the physical organization can no longer correct. When I suggest these interconnections, you may believe me that in the Waldorf school we make every effort to ensure that the soul and spiritual aspect will have a beneficial effect on the student’s physical constitution. Every lesson is looked at from the hygienic viewpoint because we can see how spirit continues to affect the human organism. Because our pedagogy and our methods rest on our insight into the human being, we are in a position to create our curriculum and our educational goals for the various ages from direct observation of the growing child. We take up only what the child reveals as necessary. Our pedagogy is completely based on applied knowledge of the human being. This approach makes us confident that our education is accomplished not just from the perspective of childhood, but also from the viewpoint of the entire earthly life of any child in our care. There are people who, for example, believe that one should teach a child only what can be understood through the child’s own observation; now, from a different perspective, this may be a valid opinion, but those who make such a statement ignore the value that the following situation has for life. Between the age of seven and puberty it is most beneficial for students if their attitude toward the teacher results from a natural authority. Just as, until the age of seven, the ruling principle is imitation, so also between seven and fourteen the ruling principle is the teacher’s authority. At this stage, much of what is as still beyond the student’s comprehension is accepted in the soul simply through trust in the teacher’s authority, through a respect and an attitude of love toward the teacher. This kind of love is one of the most important educational factors. It is important to know that, at the age of thirty or forty, one may remember something that one had accepted at the age of eight or nine on the strength of a beloved teacher’s authority. Now, as it rises up to the surface again in the soul, it permeates one’s adult consciousness. Through one’s powers, which have matured in the meantime, one begins to understand what was accepted at the age of eight or nine based merely on a beloved teacher’s authority. When such a thing happens, it is a source of human rejuvenation. It really revitalizes the entire human being in later life if, after decades, one eventually understands what one had accepted previously through a natural feeling of authority. This is another example of the need to consider the entire vista of human life and not only what is perceptible in a one-sided way in the present condition. I would like to give another example from a moral perspective. If a child’s inherent religious feelings are nourished during religious education—feelings that live naturally in every child—the following observation can be made: Are there not people who, having reached a certain age, merely by their presence create a mood of blessing in those around them? We have all experienced how such a person enters a gathering. It is not the words of wisdom such people may speak that radiate this effect of blessing; their presence, tone of voice, and gestures are enough to create a mood of blessing in those around them. Such persons can teach us when we look back to their childhood days, at how they achieved this ability to bring grace and blessing to those around them. In childhood they respected a loved authority with almost religious veneration. No one in old age can be a blessing who has not learned in childhood to look up in loving veneration to a revered person of authority. I would like to express this symbolically in this way: If one wishes to be able in later life to lift one’s hands in blessing, one must have learned to fold them in prayer during childhood. Symbolically, the folded hands of prayer during childhood lead to the blessing hands of old age. At all times and everywhere we must consider the whole human being. During childhood we plant the seeds for an inner religious sense of morality and for an adulthood strong enough to meet life’s demands. This can be done when one tries to build a pedagogy from full knowledge of the human being, knowledge that is the result of observation, from birth to the grave. Striving toward educational renewal has become prominent and intensive in our time because the greatest social question is really a question of education. I have spoken only briefly here about the deep inner attitude that, permeated with a universal love for humanity, glows throughout Waldorf pedagogy. Therefore, however weak and imperfect our attempts may be, we nevertheless cherish the hope that an education based on a fuller knowledge of the human being can, at the same time, be an education for all of humanity in the best sense. To work at school through observation of human life may be the best way also to work toward the good of life everywhere. This will certainly be the fundamental question inherent in most of the striving for educational reform in our time. |
304a. Waldorf Education and Anthroposophy II: Moral and Physical Education
19 Nov 1923, The Hague Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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We do not wish to educate students to become young anthroposophists; but we do wish to use our anthroposophical knowledge so that the school can become an organization using proper methods in the truest sense. With the help of anthroposophy, we want to develop the right methods of education in every sphere. It is simply untrue to say that the Waldorf school’s intention is to indoctrinate students into anthroposophy. |
304a. Waldorf Education and Anthroposophy II: Moral and Physical Education
19 Nov 1923, The Hague Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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The desire has been expressed that I should say more about Waldorf education. Because today’s meeting had not been arranged yet when I spoke to you last Wednesday, tonight’s talk may have to be somewhat aphoristic. A few days ago I pointed out how the art of education as discussed here is meant to be based on true knowledge of the human being. Such a knowledge and insight regarding the human being must be comprehensive—that is, it must consider more than the physical and soul aspects of the human being and include the entire human being, made up of body, soul, and spirit working together as a unified whole. On the other hand, I have also emphasized that, if we want to practice a real art of education, we must keep in mind the life-span of each student from birth to death, because much of what is implanted through education during the first life period, with regard to both health and illness, often manifests only during the last stages of a person’s life. If teachers and educators consider only the students’ present physical and soul-spiritual conditions, and if they develop their methods only according to what they see at that particular stage, they will not be capable of laying the proper foundations for a balanced and healthy development of their students in later years, thus enabling them to grow into strong, harmonious, and able people. To lay such a foundation, however, is precisely the aim of the art of education we are speaking of here. Because of this goal, our education is not in any way one-sided. One could easily believe that, because this education is the offspring of anthroposophical spiritual science, it would tend one-sidedly toward a spiritual perspective. But this is just not the case. Simply because it stays conscientiously focused on the entire human being, the physical aspect of its students receives the same full consideration that the soul-spiritual aspect receives. One could even say that the educational treatment of the child’s soul and spirit is dealt with so that whatever the educator develops in the child will affect the physical organization in the best possible way. In the Waldorf school in Stuttgart, as well as in other schools that follow similar educational principles and methods, we educate in order that the spiritual may have the best possible effect on the students’ physical organization with every step toward a spiritual development. This is how it has to be in a true and genuine art of education. In children the soul and spiritual spheres are not yet distinct from the physical body as they are in adults. We all know the difficulties that today’s so-called philosophers encounter when trying to clearly picture the relationship between the spiritual and physical aspects of the human being. On the one side is the spiritual aspect. It is experienced inwardly through thinking and the soul life. Essentially, it is completely different from what we meet when studying the human physical body in physiology and anatomy. It is not easy to build a bridge from what we experience inwardly as our own soul and spirit to what an examination of the physical human body offers. If one observes the child’s development without prejudice, however, and if one has an eye for what is happening during the change of teeth, when the child undergoes its first important metamorphosis in life, one cannot help realizing that at this point the child’s entire soul life goes through a great change. Previously, the child’s representations emerged in an elemental, dreamy way. During this stage of life, we witness the development of memory; good observers will notice a transformation of the memory during, or because of, the change of teeth. Observation shows that until the change of teeth, the inner activity involved in remembering—that is, the inner activity that lives in memory—is really in the nature of a habit developed through the physical body. The child remembers—indeed, remembers remarkably well. This remembering, however, feels more like practiced repetition of an activity that has become an acquired skill. Indeed, memory as a whole during the first period of life really is an inner skill, the development of an inner habit. Only from the change of teeth onward, does a child start looking back on past experiences—that is, surveying past experiences in its mind—in a kind of review. In the evolving of memory, the soul life of the child undergoes a radical change. The child’s ability to form representations presents us with the same picture. When you look without bias at a young child’s mental imagery, you will find that the will forces are very active. The child under seven cannot yet separate inner will experience from the experience of will in thinking. This separation begins during the change of teeth. In other words, with the change of teeth, the child’s soul life goes through a complete metamorphosis. But what has actually happened? What is revealed as the child’s true soul life after the change of teeth obviously couldn’t have appeared from nothing. It must have been there already, but it did not manifest in the same way as during the later stage. It was active in the organic forces of growth and nourishment. It was an organic force that transformed into the force of memory, into freed soul forces. If we want to progress in education in a way that is proper and professional, we must develop the same inner scientific courage shown in modern physics. There the concept of “latent heat” has been accepted, a concept that implies heat is bound to certain substances without radiating any externally measurable warmth. If, however, through some outer process this heat is drawn from the substance, it becomes so-called “liberated heat.” Previously it had been “latent” heat. In physics we are used to such a concept. We should have the courage to form a similar concept when speaking about the human being. We should say: With the change of teeth the child’s soul life has been liberated. Previously it was latent, bound to organic forces of growth, and worked in the form of nutrition and growth processes. Some of these forces, needed for later life, are still retained there, but part of them have separated off to become transformed into the liberated life of soul. If these matters are not merely spoken of abstractly (and they need to be talked about), if as a teacher one can observe them concretely, a great wonder hidden in an intimate, tender, and refined way is revealed. The greatest wonder to be experienced in the world is for an attentive observer to watch the as yet indistinct features of an infant’s face gradually assume more definition, and the jerky, undirected movements become more and more coordinated into meaningful limb movements. It is wonderful to see something rise to the surface of the whole organism from the child’s center. If we can follow it with the open eyes of an artist, we experience wonderful world secrets in this unfolding of form and figure. Similarly, when the child reaches school age—that is, during the change of teeth—we can see how what was working before through the forces of growth, is now liberated and develops as the child’s life of soul. If we see this happening concretely and in detail, enthusiasm for education really awakens in us. It then becomes possible to gradually and appropriately guide the forces that had lived within the child until the second dentition. Until the change of teeth, the child is a being of will—not in the same sense as a human being in later life, but a being of will who, at the same time, is completely a sense being. The following is meant as a metaphor but, if I may express myself in this way, the child really is one great and comprehensive sense organ. Within each sense organ, there lives more than the ability to perceive; there is also a certain will force, although in the actual sense organs this element of will is somewhat hidden. Likewise, in the will element of the child, the will lives like a sense organ until the coming of the second dentition. The child perceives everything in the surroundings in a much more intimate and sensitive way, and in such a way that everything is imitated inwardly, right down to the most internal organic formations. The child is a refined imitator. It is interesting that the child not only reacts to what is seen in the movements and gestures of other people (and of course the child also learns to speak by imitating what is heard), the child not only perceives these outer things, but also imitates people’s moods, even their thoughts. One should be aware of life’s imponderables. While in the proximity of a young child, we should not allow ourselves even one impure thought, because the fine processes of vibrations, set in motion by our thoughts, are imitated by the child’s physical organism. Usually, people are totally unaware of such interplay between one human being and another. And scientific opinion is still fairly vague about this. Permit me an aside to illustrate the strange relationships, not just between human beings, but even between a human being and an animal. It is something that does not easily fit into what one can perceive with one’s eyes in the ordinary ways of sense perception, and it touches on the supersensible element to which I have frequently referred during the last few days. Some time ago, there was much talk about the “counting horses.” I have not actually seen the main performing horses, which, as far as I know, were kept in Elberfeld, but I did observe one of these horses in action: It was the horse belonging to Mister von Osten in Berlin. I was able to study this horse and all its achievements. Spectators who observed superficially what was happening could see Mister von Osten standing next to his horse, presenting it with simple problems of arithmetic. The horse stamped the answers with one of its hooves, and this struck the onlookers as a great miracle. However, ordinary members of the public were not the only ones to come and see this wonder; among the audience was also a university lecturer who wrote a treatise about Mister von Osten’s horse. It is a very interesting book, although one might disagree with it. Now this university lecturer came to a very peculiar conclusion. He could not arrive at a proper explanation of the fact that Mister von Osten’s horse could stamp “eleven” after being asked, “What is five plus six?” Because it is obvious to anyone who knows the limitations of such a creature that the horse could not possibly calculate numbers with anything like human sense. Consequently, it would be nonsense for anyone to believe the horse really could answer simple arithmetic problems. To discover how these results were obtained, one needs to ponder what was happening below the surface. Still, the fact remained: the horse did answer the questions correctly. This led the university lecturer to theorize that Mister von Osten continued to count numbers up to eleven silently in his mind as he was asking the question, “Five plus six is?” And when he reached the number representing the answer, he made a very subtle facial expression. The author of the treatise believed that the subtle play in Mister von Osten’s face was giving the horse the hint, and while he counted to eleven, specific vibrations emanated from him that were different from those accompanying previous numbers. According to the lecturer, the horse was supposed to notice these vibrations, which caused it to stamp the answer with one of its hooves. Thus, the trick was presumably due to the fine vibrations the horse was able to perceive. So much for the lecturer’s theory. There is, however, one flaw, and the lecturer was well aware of it. Apart from the horse, any observer should be able to detect the fine play of expressions in Mister von Osten’s face. The author of the treatise explained this away by saying that human beings cannot detect such a play of features—which amounts to an admission that a horse had a greater capacity for observing a human face than a university lecturer! This really goes a little too far, and the crux of the matter is actually very different. While I was studying the relationship between Mister von Osten and his horse, the most important factor for me was the strange feeling rapport with the horse, which Herr von Osten kept going all the time by taking sugar lumps from his pocket and giving them to his horse while it was answering the problems. In this way an animalistic feeling of sympathy arose. Here, I was witnessing one of life’s imponderables. This feeling of gratitude must have enabled the horse to perceive what was in its master’s mind, not through the play of features on Mister von Osten’s face, but on the waves of the animals’s own feelings of gratitude for the sugar lumps, enabling it to know to stamp when hearing its master call out the number eleven as answer to the question, “What is six plus five?” The secret of this phenomenon was an intimate relationship between master and horse, enabling the horse to feel its way into what lived in von Osten’s mind. This is how a kind of telepathy of sentiments came about. I do not wish to go into this matter further, but only wanted to mention it in this context. I came to my conclusion after careful consideration. I mention it as proof that even in more primitive creatures, empathy can occur between one living being and another. A similar thing happens very much in the young child. The child also experiences in other people what cannot be seen with the eyes or heard with the ears, and these experiences have a lasting inner effect. Consequently we should not allow a single unworthy thought to enter our minds while around a young child, even though we cannot possibly prove the existence of such a thought by specific vibrations. Yes, the child is a very fine sense organ and completely an imitator. You must try to realize what this means. You must imagine that whatever happens in the proximity of the child will have an effect right into the physical organization, even if the effect cannot be proved with the aid of crude external instruments. If, for example, a choleric father bursts into tempers in the presence of a child, and if such outbursts become part of daily life, the child will experience these scenes right into its blood circulation and into the formation of its glandular secretions. The whole physical organization of the child will be formed according to what the soul and spirit experienced from the surroundings. The child is an imitator during the first period of life, up to the second dentition. But this form of imitation has a direct effect on its physical organism. In the blood, in the blood vessels, and in the fine structure of the nervous system, we all carry throughout our lives a certain constitution resulting from what influenced us during the first life period. From this point of view, the very first education or upbringing, either in the parental home or anywhere else in the child’s environment, very naturally amounts to a physical education par excellence. All spiritual influences around the child also enter the physical, bodily realm of the child. Whatever the delicate organization of the child absorbs in the bodily realm has lasting effects during its entire earthly life until the moment of death. When a child has gone through the second dentition, this fine sense perception decreases. The child’s own ideation begins to separate from sense perceptions. But the essential quality of the sense perceptions, which during the first life period completely sets the tone, is the pictorial element, because the child naturally cannot yet comprehend abstract concepts. Introducing these to a child would be an act of gross folly. Living in pictures is of paramount importance for the child’s life of ideation—indeed, for the child’s entire soul life until the beginning of puberty—and any intellectual teaching before the age of puberty is a sin against the development of the child’s entire soul life. A child needs to be taught through a pictorial and artistic presentation. During this stage the relationship between teacher and student is immensely important. I would like to clarify this with an example. To anyone who wants to introduce a higher truth to the child—for example, the truth of the immortality of the human soul—it will be obvious that one has to begin in the form of an image. One could gradually lead the child to the concept of immortality by saying, “Look at the caterpillar that turns into a cocoon.” One can show the child a cocoon, or a chrysalis. Then one shows how a butterfly emerges. Finally one can tell the child that the human soul is resting in the body, just as the butterfly rests in the chrysalis, except that the human soul is not outwardly visible; nevertheless, it flies out of the body after death. Of course, such an approach is not meant to demonstrate the immortality of the soul. This approach would provoke legitimate objections that have already been voiced by various people. All I have in mind is to show how one can give the child a picture of the immortality of the human soul. The child will become acquainted with the proofs at a later stage in life. The point is that between the change of teeth and puberty the child must receive content in the form of images. Such pictures enliven the soul and make it fertile for the entire life to come. In this context there are two ways to proceed. Some teachers may feel vastly superior in intelligence to the child, whom they consider immature and as yet ignorant. This is a very natural feeling, or so it would appear, at least—how else could a teacher teach a child? Consequently, such teachers may think up a picture of the emerging butterfly for the benefit of the ignorant child and then describe it. They will not be very successful, for their efforts will make little impact upon the child’s soul. There is, however, another possibility; a teacher may not feel at all intelligent, and that the child is stupid. By the way, I am not suggesting here that teachers should assume the opposite either. Nevertheless, one can take a different approach. A teacher may hold the view that this picture reveals a truth that spiritual powers have revealed in a natural process, and in this case one believes in the truth of this picture. One really believes in the truth of this simile. A teacher may well feel and believe that the creative forces of nature have placed before our eyes a picture of what actually happens on a higher level when a human soul leaves the physical body at death. If one permeates such a picture with one’s own belief, thus feeling fully united with it, and if one speaks to a child with the naturally ensuing enthusiasm, then such a picture will live in the child and become fertile for life. This example shows that being smart in itself is not necessarily the hallmark of a good teacher. Of course intelligence and cleverness will help in many ways and, in any case, it is obviously preferable and better if the teacher is clever rather than foolish. Still, cleverness alone does not make a teacher into a real artist of education. Artistry in teaching is achieved only when the teacher faces the world with a mind and soul that brings about a truly living relationship between teacher and student, so that what lives in the teacher can continue in the soul of the child. Then a natural sense of authority will develop in the child rather than one artificially imposed. All teaching during the time between the change of teeth and puberty has to be built on this natural sense of authority. This is why we must place the greatest emphasis on the use of a pictorial approach during the early school years (from around six to approximately fourteen). During these years we must introduce our subject matter in images. At the latest possible time (maybe not until the approach of puberty between thirteen and fourteen) we can gradually introduce subjects that need to be understood abstractly. It is best to wait as long as possible before drawing children out of a direct, realistic experience of life in their surroundings. This is because, even between the change of teeth and puberty, something is left, although weakened, that was present during the first tender age of childhood up to the second dentition; even now, everything a child encounters from the outside world has after-effects within the physical corporeality. During the second life period, whatever the child perceives now has a less powerful effect on the organic constitution than during the years preceding the change of teeth. Nevertheless, how teaching content is introduced to children matters very much in how it effects physical development. Here the teacher must achieve something that cannot be accomplished theoretically, but only through the artistic approach that must weave and work throughout education. Let us again keep to a single detail; no matter how much one insists that a child’s memory should not be overloaded—a request that, in the abstract, is correct—it is nevertheless in the child’s nature to develop memory. The child’s memory forces need to be cultivated. But it is essential that, through proper knowledge of the growing child, the teacher should be able to feel and observe how much pressure upon the memory becomes harmful. A very great deal depends on this faculty of good judgment. Teachers who have become artists of education will see in the students’ outer appearance something like a barometer, which will tell them how much memorizing they may expect from the students and when to stop appealing to the powers of memory. Here are the facts: What happens when we strain the students’ memory too much? Where does the force of memory originate? Remember what happens during the second dentition—that the forces of growth working in the nutritive processes are liberated and now work in the realm of the soul. This also happens continually, though to a lesser extent, later in life, which is why we need forces of growth through the digestive processes of nutrition. The entire human life is a transformation of healthy forces of growth, working to build the organs and the blood, into liberated soul forces. What happens in the child at the change of teeth—in a big way and all at once, as it were—happens again and again, whenever we absorb something into memory. Whatever works on us when we perceive something with the senses, or when we perceive something in words, affects our entire physical organism. Anyone expected to remember something—by memorizing a poem, for example—will experience the necessity for the physical organism’s cooperation. Just look at someone who is told to remember something; you will observe much physical activity in the act of memorizing. What has found a seat in the physical organism cannot be remembered yet, however, because it is linked to the forces of growth and nourishment, and it must first be transformed into soul forces. In the realm of the soul, this is done through memory. Whenever I give a child too much to remember, I use up too much of the child’s life forces, the vital forces; consequently, if I can see through the entire process, I will notice the child becoming pale and anxious, because I am appropriating organic forces. One needs to watch for this pallor and for subsequent anxiety and nervousness. You see, by aiming continuously and rigorously at training the child’s memory, we weaken the growth forces. If we activate the students’ memory too much, we stunt their physical growth. Such retarding of the forces of growth is caused by an exaggerated appeal to the memory forces. What is done to the students’ organism in such a case is expressed years later in various metabolic illnesses caused by harmful deposits of uric acid or kindred substances. The most important point is this: We must guide children’s education in ways that work in proper harmony with their physical organism. We must avoid planting seeds of metabolic diseases for later life. Too little is known about the links between old-age gout and rheumatism, and the wrong kind of schooling through overtaxing students’ memory; if more were known, we would stand on a more realistic ground in education. One would then also recognize the fallacy of separating education into academic and physical subjects, since everything one does in the academic subjects works into the physical constitution of the child, and, conversely, everything one does in physical education works back again into the child’s spiritual conditions. If you perceive a melancholic temperament in one child, or a sanguine temperament in another, this observation should immediately color your treatment of the two different types of children. If you notice, for example, that a child’s pronounced melancholic character is endangering the physical health, then the parents must be contacted. The Waldorf school is built entirely on direct and close contact with the parents. In the Waldorf school, the students’ parents are called to parent meetings every month, and sometimes even more frequently. Matters that require cooperation between home and school are discussed in such meetings. Many points must be brought to the parents’ notice. For example, there may be a child of a strongly melancholic temperament. One recognizes that this disposition is connected with the secretion of the liver, and that this in turn is related to the sugar consumption. In meetings with the parents, every possibility is offered to reach an agreement to increase the sugar intake by sweetening the child’s foods. As an educator, one always has to consider the physical aspect, insofar as it has a spiritual counterpart. On the other hand, one educates the child so that, with the help of the spiritual, one can effect the best possible conditions for physical health. Let us now take the opposite case, not an overloading of memory, but the opposite. I am thinking of modern teachers who may advocate never straining the students’ memory, and who consequently omit altogether the cultivation and training of the memory in their teaching. I often feel tempted to say to those who always clamor for the observational methods of object lessons: If one neglects the training of the memory, one will also notice physical symptoms in the children. The child’s skin becomes unhealthily red. The child begins to complain about all kinds of inner pressures, and finally one realizes that the child is growing at an alarming rate. By following such a case, we may notice that the neglect of memory training is weakening the physical body’s ability to absorb food into various organs. If memory is insufficiently stimulated, the stomach reacts by not secreting enough acids, or the acids secreted are not adequate for a proper digestion. This tendency will spread over the whole organism, and the ability to absorb necessary substances decreases. After many years, one may discover that the physical body of such a person is always hungry, yet it cannot function properly, organically speaking. Such a person has a tendency toward lung diseases and kindred illnesses. Any education based on real knowledge of the human being will not drift into a “never-never land” of vague spirituality, but will continually observe the whole human being, encompassing spirit, soul, and body. This is absolutely essential to the art of education. Teaching must be arranged so that there is enough variety within the lessons. On the one hand, students must be kept occupied intellectually. (The intellectual approach is used only for subjects directed to the immediate realm of the soul; the intellectual element as such must be avoided until the approach of puberty.) In physical training, the children are kept busy with gymnastics, eurythmy, and similar activities. If the children’s day is organized on the basis of abstract requirements, however (and this happens only too often for mere scheduling convenience), one’s efforts are unlikely to be fruitful. One must keep in mind that, when we teach children reading, writing, and arithmetic, which work most of all on their soul life, there is an opposite process going on at the same time in the physical organism, indicating that everything engaging the child’s head has the opposite effect in the limb and motor system. It is incorrect to say, for example, that children tire less in gymnastics lessons than in reading or writing lessons, which is what experimental psychology claims to have determined. In reality, if you put gymnastics between two other lessons—for example, an arithmetic lesson from nine to ten A.M., gymnastics from ten to eleven, and history from eleven to twelve—then the child, having had gymnastics in the previous lesson, is not rested for the history lesson, but quite the contrary. The real point is something very different. A person who can apply real knowledge of the human being knows that something is always working in the physical organism, even if only subconsciously. Within the child, much remains only partially conscious. It escapes observation, therefore, and is not taken up consciously later. It then happens that, through the activity of soul and spirit, a process of desire is stimulated. This must be allowed to proceed so that our teaching does not remain external to the child. Lessons that appeal to soul and spirit must be arranged so that, through the lessons, an inner physical mood for gymnastics is stimulated. If I engage a child in gymnastics who has no inner organic desire for this activity, the child will soon show signs of being unable to direct the forces inward as a continuation of outer movements. Everything that is developed while the body is engaged in physical movements must be prolonged inwardly. While the body is moving, inner metabolic processes occur. Something we could call a process of combustion, transformed into conditions for life, occurs. And what is thus activated, continues to work throughout the organism. If I allow a child to do gymnastics when there is no inner desire for it, the child cannot cope with these inner metabolic processes. As a result, I may notice the child becoming somewhat emotional through doing gymnastics in these circumstances. All kinds of passionate feelings may develop. If I force a child to do gymnastics, a child who has no organic desire for it, I can arouse an unhealthy inner mood that can even lead to fits of anger. Such a mood may become a chronic part of a child’s characterological disposition. All this can be avoided. The enhancement of a healthy physical development can be achieved only when, as an artist of education, one is guided by the right instincts of soul to give gymnastics lessons their proper place in the timetable relative to other subjects, where soul and spirit are engaged so that a desire for gymnastics is awakened. Then the organism can use properly the forces developed through the activity of gymnastics. It is very important that the teacher be a kind of artist, who can affect the child with an artistic outlook, but also with a tremendous sense of responsibility. While the latter is not absolutely imperative in other artistic pursuits—where the material used is not living—it is essential for teaching. The teacher works with the growing human being—that is, with this wonderful interplay of thousands of forces working into each other. This interplay cannot be comprehended through a theoretical kind of pedagogy any more than one could teach someone to regulate the digestion through theoretical physiology. It can be comprehended only through intuition. Consequently, anyone who educates out of full knowledge of human nature will train their students’ spiritual faculties in a way that enhances the healthy development of their physical bodies. They will arrange the physical aspect of education so it can be the basis for an all-around development of the spiritual aspect. This development, however, is only possible with the kind of intimate adjustment between teacher and student that I have indicated with the example of the emerging butterfly as a picture of the human soul’s immortality. If such a close-knit relationship exists, the natural feeling for the authority of the teacher, which I presented as an essential feature in education, will develop naturally. To the students the teacher becomes the unquestioned representative of truth, beauty, and goodness. The child should not have to judge abstractly what is true or false, beautiful or ugly, good or evil; this faculty of moral judgments belongs to a later age. The student’s sense of truth should be guided by the teacher’s revered personality. The teacher has to be the portal for the experience of beauty, truth, and goodness. The student’s sense of truth will be the natural consequence of the right relationship between teacher and child. Something absolutely essential is achieved in this way for the moral development of the child, and it has to be accomplished by the proper means. For, from the moral perspective, a young person is morally crippled by a premature introduction of moral commandments in the form of “Thou shalt” and “Thou shalt not.” Children need to experience what is good or evil through the living medium of a teacher. For this to happen, the teacher’s attitude must engender in children a spontaneous love for good, a pleasure in what is good, and a feeling of aversion toward evil. In our moral teaching, we must not insist on moral commandments, or the prohibition of what we consider morally wrong; please note this carefully, Ladies and Gentlemen, because much depends on precisely this nuance. We must nurture in children, between the change of teeth and puberty, an experience of what is good or evil in the emotional sphere—not in will impulses. The good must bring inner pleasure. We must engender love and sympathy for the good before we turn it into a moral duty by appealing to the will sphere. What eventually must become moral action first has to grow from an experience of moral pleasure or aversion in the realm of feeling. Again, we work best toward this goal when we approach it through imagery. If teachers have the necessary imagination to present to their students the moral or immoral actions of well-known historical people, which the children will then wish either to emulate or to shun, if teachers know how to describe a historical situation in such a lively way that they evoke inner pleasure or displeasure in the students, or if they invent such stories (which is even better because through their own creativity they are more closely linked to this inner pleasure or displeasure in students), then moral appreciation is awakened in the students’ feeling life. And then something interesting will happen; when the children reach sexual maturity, the right moral impulses for the will life will develop out of a properly conducted feeling of moral pleasure or displeasure, just as sexual love grows naturally from physical development. The hallmark of a right education is that whatever is meant to develop through inner maturity of soul out of a previous budding stage, will do so on its own. This approach is far better than grafting preconceived moral codes onto students. If we wish to cultivate morality, it must grow in the sphere of the will. This growth will occur only when we plant the seeds for it in young children. We can do this by kindling feelings of pleasure for good and feelings of aversion for evil during the stage of life when children need to experience love and sympathy for the educator. Everything depends on bringing the appropriate content to children at the right time of life. That content will then work itself out properly in later life. Just as when we plant an acorn in the soil, branches, leaves, and fruits will grow above it, so when we plant the right seeds within children at seven or eight in the form of moral pleasure or displeasure, the appropriate sense of moral duty will evolve as the child turns seventeen or eighteen. It is especially important in this sense to know how to guide the child’s religious development. It cannot be genuine and inwardly true if it is brought about solely through religious stories or creeds; it depends rather on the teacher’s ability to engender a religious mood in the child. Religious education achieves its goals only when the religious mood rises spontaneously from the depths of children’s souls. However, if the teachers themselves are not permeated with a religious mood, it cannot develop in the child. If, on the other hand, this mood is there in the teachers, they need only do as we do in our so-called free religion lessons in the Waldorf school. I want to emphasize strongly at this point that the Waldorf school is definitely not an ideological school. We do not wish to educate students to become young anthroposophists; but we do wish to use our anthroposophical knowledge so that the school can become an organization using proper methods in the truest sense. With the help of anthroposophy, we want to develop the right methods of education in every sphere. It is simply untrue to say that the Waldorf school’s intention is to indoctrinate students into anthroposophy. To prevent such an unfounded rumor from gaining ground, I have given instructions for religion lessons to be given by members of the various religious denominations. This means that Roman Catholic children will receive their religious instruction from Roman Catholic priests, Protestant children from Protestant ministers, and so on. Due to the inherent circumstances of the Waldorf school’s beginning, however, many of our first students were children of religious dissenters. For these children, “free” Christian religious lessons—that is, free of established denominations—were initially included on a trial basis in the Waldorf school schedule. We were gratified to find that children of thoroughly atheistic parents attended these lessons with their parents’ consent. One can truly say that these free religious lessons are supported extremely well. Nevertheless, we take great care not to be mistaken as a denominational or an ideological school, but to show that our interest is in the practice of definite educational methods. One of these methods, for example, consists of introducing the appropriate lesson material in the right way and at the appropriate age. These free religious lessons are there only for children who attend them voluntarily. Admittedly these now include considerably more students than are receiving religious instruction from Catholic or Protestant religion teachers. We cannot be held responsible for this situation. Students feel greatly stimulated by these free religious lessons, which bear a thoroughly Christian viewpoint and character; otherwise students would shun them. I mention this merely as a fact and not with the intention of judging. The religious lessons are based on the premise that a religious atmosphere can be created in every lesson and subject. Such an atmosphere is created in our school. When teachers, through their own soul mood, connect everything that exists in the sensory world to the supersensible and divine, everything they bring to their classes will naturally transcend the physical, not in a sentimental or vaguely mystical way, but simply as a matter of course. All that is needed for this is the necessary feeling of tact. Then everything introduced to the students in various subjects can be summed up, as it were, in a religious mood. Our few specific religion lessons are given as additional lessons during each week. What lives in all of the other lessons anyway, and leads students to the divine-spiritual, is brought together in the free religious lessons, and lifted to the divine and spiritual level, through interpretation of natural phenomena and observation of historical events. Eventually, through the right cultivation of the religious mood, the children will experience moral impulses as the divine speaking in human nature and in the human being. To bring about the right cultivation of a religious mood, something easily overlooked nowadays needs to be developed in the children; an honest, entirely open, feeling of gratitude must be nurtured beginning at an early age. Certainly, love must grow in the natural relationship between teacher and student during the years between the change of teeth and puberty, and much care must be given in nurturing this love. Gratitude has to be developed so that children experience it for everything received. Whatever it may be, whatever has been received from another person calls forth a feeling of gratitude. An immense enrichment of the soul is achieved through the experience of this feeling of gratitude. One should see to it that, even in a very young child, a feeling of thankfulness is developed. If one does this, a feeling of gratitude will be transformed into love when the child enters the second period of life. In every situation in life, love will be colored through, permeated with gratitude. Even a superficial observation of social life demonstrates that a valuable impulse for the social question can be fostered when we educate people toward a greater feeling of gratitude for what their fellow human beings are doing. For this feeling of gratitude is a bridge from one human soul and heart to another; without gratitude, this bridge could never be built. If people had a greater sense of gratitude toward other human beings, we would not see so much of what passes for social demands, social radicalism, and so on, occasionally of a rather grotesque kind. When I say this, I am not siding with one or another social group. My own contribution to the subject can be read in my book Towards Social Renewal. However, if this feeling of gratitude is nurtured in the child at an early age, and experienced in the child’s love for the teacher between the second dentition and puberty; if gratitude is encouraged to enter the child’s soul so that with the arrival of sexual maturity the soul can unfold genuine love for other human beings, as well as for all of nature and the divine and spiritual beings; if gratitude becomes all-pervasive, then out of gratitude, the religious mood will develop in the human being. Gratitude toward the divine and spiritual powers sustaining life can be a tremendous protection for the soul. It is an important factor in the generation of inner warmth and a sense of security in life. The feeling of gratitude toward the divine and spiritual powers is in itself a great source of revitalization for our earthly life. I would like to put it this way: What intensifies the physical organic forces in the blood is comparable to what vitalizes the human soul spiritually when it develops love and gratitude toward the entire universe. Working in the art of education as we advocate avoids one-sidedly physical or spiritual-mental education. It allows instead the beneficial confluence of spirit working in matter and matter as the bearer of creative spirit. Then we educate the spiritual and the physical sides simultaneously. This is the only adequate way, because the human being is a unity of spirit and the physical. However, such an education must never degenerate into one-sided theorizing, but must remain a true art, an art that lives in the person of the teacher. But one needs to have faith that nature herself is the great artist working in harmony with divine, spiritual forces. Basically, unless one can lead abstract natural laws into an artistic appreciation, one does not understand what is weaving and living in nature. What is the central point of such an attitude toward education? Today there is much talk about how children should be educated. Prescriptions are handed out for a more or less intellectual kind of education, or for more emphasis on the will aspect in education. Great! One talks a lot about children, and rightly so. Of course, children should be at the center of all educational endeavor. But this is possible only if each individual teacher is really capable of deep insight, with an artistic eye that can see the human being as an entity. That is why all realistic discussions about education ultimately come down to the question of finding the right teachers. To do this, Waldorf pedagogy has been created from the work of the teachers’ faculty meetings and various staff meetings. Ultimately, the faculty of teachers is the soul of the school, but this can be only when the various teachers can work together. To conclude, let me say this: If one enters a school run according to the aims of this art of education, if one views the attitude of the teaching staff, from which everything radiates that happens in each class and affects each child, one would be reminded of the words above the door of the room where the teachers meet for their consultations, the ever admonishing words: “All your educational endeavors should bring out in you the urge for self-education! Your self-education is the seed for everything you do for your children. Indeed, whatever you achieve can only be a product and result of your self-education.” This must not remain just a more or less external admonishment; it must be engraved deeply into the heart, mind, and soul of every teacher. Ultimately, human beings are educated into becoming good citizens of the world, of use to their fellow human beings. Only one thing can and must be achieved in education, especially at a time when life has become so complex and demands so much constructive energy to supplant the forces of decay; this one thing is the recognition that true education, education toward love, will be fostered through the dedicated efforts of the head, the soul, and the heart of each individual teacher. |
304a. Waldorf Education and Anthroposophy II: Educational Issues I
29 Aug 1924, London Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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In the short time available little can be said about the educational methods based on anthroposophy, for their essence is in an educational practice that does not have fixed programs, nor clearly defined general concepts to encompass it. |
304a. Waldorf Education and Anthroposophy II: Educational Issues I
29 Aug 1924, London Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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First of all I would like to express my heartfelt thanks to Mrs. Mackenzie for her kind words of greeting, and to all of you who have made the effort to meet again, at Professor Mackenzie’s invitation, to discuss questions of education. In the short time available little can be said about the educational methods based on anthroposophy, for their essence is in an educational practice that does not have fixed programs, nor clearly defined general concepts to encompass it. The main intention of Waldorf education is that its teachers should be able to look deeply into the nature of the child from a true and genuine knowledge of the human being, and that in the individuality of each child who has come down into the earthly realm, they should be able to experience a wondrous enigma, which the educator and the world can never hope to understand completely. The teacher’s practical task is to discern ways to approach the mystery, the enigma, that divine guiding spirits present us with each child who joins our contemporary society. The teacher’s task begins at the age when the child discards the baby teeth, around the seventh year, and extends until the eighteenth or nineteenth year when, as a young man or woman, the student either goes out into life or enters higher education. A few years ago, due to the devastating war, many new ideals, and certainly many illusions as well, emerged in Germany. At that time, the industrialist Emil Molt saw an opportunity to do something important for the workers in his factory. He felt that, by opening a school for their children, he could to some extent help reconcile his workers with their destiny as factory workers, and above all do something about what was then the great social demand of the time—he wanted to begin a school for his employees’ children, where the children, although laborers’ children, would get the best possible education imaginable. This should make it clear immediately that the education I am representing here was not hatched from some ideas or from any plan for reform; it was, instead, born as a direct answer to a practical life situation. Emil Molt simply declared, “My workers have a total of a hundred and fifty children, and these children must be educated in the best way possible.” This could happen within the anthroposophical movement because, as strange as it may sound to you, anthroposophists are neither theorists nor visionary dreamers, but practical people who take the pragmatic side of life seriously; indeed, we like to believe that practical matters are nurtured especially within the anthroposophical movement. In other words, the idea regarding this education was the direct result of a practical need. In Stuttgart, where all this happened, the necessary conditions for starting such a school were soon created. At that time, a democratic legislation of schools did not yet exist; that came into force only with the subsequent democratically constituted assembly. We came just in time to begin the school before the emergence of a “free” school legislation, which forced a general levelling of all schools in Germany—paying lip service to freedom by enforcing fixed laws. So we were only just in time to open such a school. I must quickly add that the school authorities have always shown great understanding and cooperation ever since the school was founded. It was fortunately possible to begin “The Free Waldorf school” in complete freedom. Its name arose because of its association with the Waldorf-Astoria Factory. I do not wish to imply in any way that state-trained teachers are inferior, and certainly not that they are poor teachers simply because they have passed a state exam! Nevertheless, I was granted freedom in my choice of teachers, regardless of whether they were state trained or not. It was left to my discretion whether my candidates would make good and efficient teachers, and it happens that most of the teachers at the Waldorf school, based on the educational principles I wish to speak about, are in fact not state trained. However, the situation did not remain as it was then. The school was begun with a hundred and fifty students. In no time at all, anthroposophists living in Stuttgart also wanted to send their children to this school because the education it offered was supposed to be very good. Since then (only a few years ago) the school has grown to more than eight hundred children. Several grades, like our fifth and sixth grades, have three parallel classes. A further step, perhaps not quite as practical (I don’t want to judge this) was that Emil Molt, after deciding to open the school, asked me to provide the school with spiritual guidance and methods. It was only possible to give this guidance based on the spiritual research and knowledge of the human being that I represent. Our fundamental goal is to know the complete human being as a being of body, soul, and spirit, as a person grows from childhood, and to be able to read in the soul of the child what needs to be done each week, month, and year. Consequently, one could say our education is a teaching based entirely on knowledge of the child, and this knowledge guides us in finding the appropriate methods and principles. I can give only general and sketchy outlines here of what is meant by knowledge of the human being. There is much talk nowadays about physical education, about the importance of not sacrificing physical education to the education of the child’s mind and soul. However, to separate the physical aspect from that of the soul and spirit is in itself a great illusion, because in a young child, spirit, soul, and body form a unity. It is impossible to separate one realm from the other in early childhood. To give an example, let us imagine a child at school; a child becomes more and more pale. The paling of the child is a physical symptom that the teacher should notice. If an adult becomes increasingly pale, one seeks the advice of a doctor, who will think of an appropriate therapy according to an understanding of the case. Teachers of an abnormally pale child must ask themselves whether this child was already that pale when entering the class, or if the child’s complexion changed afterward. Lo and behold, they may realize that they themselves were the cause of the child’s pallor, because of excessive demands on the child’s memory forces. Consequently they will realize that they must reduce the pressure in this respect. Here is a case where physical symptoms reveal problems in the sphere of the soul. The child becomes pale because the memory has been overtaxed. Then again, teachers may be faced with a different type of child; this time the child does not turn pale; on the contrary, the complexion becomes increasingly ruddy. This child appears to lack good will, gets restless, and turns into what is usually called a “hyperactive” child. The child lacks discipline, jumps up and down and cannot sit still for a moment, constantly wanting to run in and out. It is now up to the teacher to find the cause of these changes, and, lo and behold, it may be found (not always, because individual cases vary greatly and have to be diagnosed individually) that the child had been given too little to remember. This can easily happen because the appropriate amount of material to be remembered varies greatly from child to child. As it happens, government inspectors visit our school. The authorities make sure that they know what is happening in our school! At the time when socialism was flourishing, one local director of education came to inspect the school, and I took him around to the various classes for three days. I pointed out that our physical education was intended to develop the students’ spiritual capacities, and that we educate their mental-spiritual capacities in such a way that their physical bodies benefit, because the two form a unity. Thereupon the inspector exclaimed, “But in this case your teachers would have to know medicine as well, and that is not possible!” To which I answered, “I do not think so, but if it were indeed necessary, it would have to be done, because a teacher’s training must ensure that the teacher is capable of thorough insight into the physical and spiritual background of the growing child.” Furthermore, if one has a child of the type just described, a child who becomes increasingly restless and who does not pale but, on the contrary, becomes flushed, one can think of all kinds of things to do. However, to help such a child, one has to make sure of the right treatment. And the right treatment may be very difficult to find, for insight into human nature must not limit its considerations to a certain period of time, such as from age seven to age fourteen, which is the time when the class teacher is with the children. One must realize that much of what happens during these seven years has consequences that manifest only much later. One might choose the comfortable ways of experimental psychology, which only considers the child’s present state of development to decide what to do, but if one endeavors to survey the child’s whole life from birth to death, one knows: When I give the child too little content to remember, I induce a tendency toward serious illness, which may not appear before the forty-fifth year; I may cause a layer of fat to form above the heart. One has to know what form of illness may be induced eventually through the education of the child’s soul and spirit. Knowledge of the human being is not confined to an experiment with a student in the present condition, but includes knowledge of the whole human being—body, soul, and spirit—as well as a knowledge of what happens during various ages and stages of life. When these matters become the basis for teaching, one will also find them relevant in the moral sphere. You may agree with me when I say that there are some people who, in ripe old age, give off an atmosphere of blessing to those in their company. They needn’t say much, but nevertheless radiate beneficial influence to others merely by the expression in their eyes, their mere presence, arm gestures—saying little perhaps, but speaking with a certain intonation and emphasis, or a characteristic tempo. They can permeate whatever they say or do with love, and this is what creates the effect of blessing on those around them. What kind of people are they? In order to explain this phenomenon with real insight into human life, one must look back to their childhood. One then finds that such people learned, in their childhood, to revere and pray to the spiritual world in the right way, for no one has the gift of blessing in old age who has not learned to fold his or her hands in prayer between the ages of seven and fourteen. This folding of the hands in prayer during the age of primary education enters deeply into the inner organization of the human being and is transformed into the capacity for blessing in old age. This example shows how different life stages are interrelated and interwoven in human life. When educating children, one educates for all of life—that is, during a person’s younger years one may cultivate possibilities for moral development in old age. This education does not encroach on human freedom. Human freedom is attacked primarily when a certain inner resistance struggles against a free will impulse. What I have been talking about is connected with freeing a person from inner impediments and hindrances. This should suffice as an introduction to tonight’s theme. When one tries to achieve a more intimate knowledge of human nature, observing it not just externally but also with the inner gaze directed more toward the spiritual, one discovers that human beings pass through clearly defined life periods. The first three periods of life are of particular importance and interest for education. The first one has a more homogeneous character and lasts from birth to age seven—that is, until the time of the change of teeth. The second period of life extends from the change of teeth to puberty, around age fourteen. The third begins at puberty and ends in the twenties. It is easy to notice external physical changes, but only a trained capacity for observation will reveal the more hidden aspects of these different life periods. Such observation shows that during the first seven years, roughly from birth to the change of teeth, the child’s spirit, soul, and body are completely merged into a unity. Observe a child entering into this world, with open features still undifferentiated, movements uncoordinated, and without the ability to show even the most primitive human expressions, such as laughing or weeping. (A baby can cry, of course, but this crying is not really weeping; it does not spring from emotions of the soul because the soul realm has not yet developed independently.) All of this makes the child into a unique being, and indeed, the greatest wonder of the world. We observe a baby weekly and monthly; from an undefined physiognomy, something gradually evolves in the physical configuration of the little body, as if coming from a center. Soul qualities begin to animate not only the child’s looks, but also the hand and arm movements. And it is a wonderful moment when, after moving about on hands and knees, the child first assumes the vertical posture. To anyone who can observe this moment, it appears as a most wonderful phenomenon. When we perceive all this with spiritual awareness, which can be done, it shows us the following: There, in this unskillful little body, spirit is living, spirit that cannot yet control limb movements. This is still done very clumsily, but it is the same human spirit that, later on, may develop into a genius. It is there, hidden in the movements of arms and legs, in questing facial expression, and in the searching sense of taste. Then we find that, from birth until the second dentition, the young child is almost entirely one sense organ. What is the nature of a sense organ? It surrenders fully to the world. Consider the eye. The entire visible world is mirrored in the eye and is contained in it. The eye is totally surrendered to the world. Likewise the child, though in a different way, is surrendered fully to the environment. We adults may taste sweet, bitter, or acid tastes on the tongue and with the palate, but the tastes do not penetrate our entire organism. Although we are not usually aware of it, it is nevertheless true to say that when the baby drinks milk the taste of the milk is allowed to permeate the entire organism. The baby lives completely like an eye, like one large sense organ. The differentiation between outer and inner senses occurs only later. And the characteristic feature is that, when a child perceives something, it is done in a state of dreamy consciousness. If, for example, a very choleric father, a man who in behaviors, gestures, and attitudes is always ready to lose his temper, and displays the typical symptoms of his temperament around a child, then the child, in a dreaming consciousness, perceives not only the outer symptoms, but also the father’s violent temperament. The child does not recognize temperamental outbursts as such, but perceives the underlying disposition, and this perception directly affects the finest vascular vessels right into the blood circulation and respiration. The young child’s physical and bodily existence is thus affected immediately by the spiritual impressions received. We may admonish a child, we may say all kinds of things, but until the seventh year this is all meaningless to the child. The only thing that matters is how we ourselves act and behave in its presence. Until the change of teeth, a child is entirely an imitating being, and upbringing and education can be effected only by setting the proper example to be imitated. This is the case for moral matters as well. In such matters one can have some rather strange experiences. One day a father of a young child came to me in a state of great agitation because (so he told me) his son, who had always been such a good boy, had stolen! The father was very confused, because he was afraid this was a sign that his son would develop into a morally delinquent person. I said to him, “Let’s examine first whether your son has really stolen. What has he actually done?” “He has taken money out of the cupboard from which his mother takes money to pay household expenses. With this money he bought sweets, which he gave to other children.” I could reassure the father that his boy had not stolen at all, that the child had merely imitated what he had seen his mother do several times every day. Instinctively he had imitated his mother, taking money out of the cupboard, because Mother had been doing it. Whether in kindergarten or at home, we educate the child only when we base all education and child rearing on the principle of imitation, which works until the second dentition. Speaking, too, is learned purely by imitation. Up to the change of teeth, a child learns everything through imitation. The only principle necessary at this stage is that human behavior should be worthy of imitation. This includes also thinking, because in their own way, children perceive whether our thoughts are moral or not. People do not usually believe in these imponderables, but they are present nevertheless. While around young children, we should not allow ourselves even a single thought that is unworthy of being absorbed by the child. These things are all connected directly with the child as an imitator until the change of teeth. Until then all possibility of teaching and bringing up a child depends on recognizing this principle of imitation. There is no need to consider whether we should introduce one or another Froebel kindergarten method, because everything that has been contrived in this field belongs to the age of materialism. Even when we work with children according to the Froebel system, it is not the actual content of the work that influences them, but how we do it. Whatever we ask children to do without doing it first ourselves in front of them is merely extra weight that we impose on them. The situation changes when the child’s change of teeth begins. During this stage the primary principle of early education is the teacher’s natural authority. Acceptance of authority is spontaneous on the child’s part, and it is not necessary to enforce it in any way. During the first seven years of life a child will copy what we do. During the second seven years, from the change of teeth until puberty, a child is guided and oriented by what those in authority bring through their own conduct and through their words. This relationship has nothing to do with the role of freedom in human life in a social and individual sense, but it has everything to do with the nature of the child between the second dentition and puberty. At this point it is simply part of a child’s nature to want to look up with natural respect to the authority of a revered teacher who represents all that is right and good. Between the seventh and fourteenth years, a child still cannot judge objectively whether something is true, good, or beautiful; therefore only through the guidance of a naturally respected authority can the students find their bearings in life. Advocating the elimination of a child’s faith in the teacher’s authority at this particular age would actually eliminate any real and true education. Why does a child of this age believe something is true? Because the authority of the teacher and educator says so. The teacher is the source of truth. Why does something appeal to a child of this age as beautiful? Because the teacher reveals it as such. This also applies to goodness. At this age children have to gain abstract judgment of truth, goodness, and beauty by experiencing concretely the judgments of those in authority. Everything depends on whether the adult in charge exerts a self-evident authority on the child between seven and fourteen; for now the child is no longer a sense organ but has developed a soul that needs nourishment in the form of images or thoughts. We now have to introduce all teaching subjects imaginatively, pictorially—that is, artistically. To do so, teachers need the gift of bringing everything to children at this age in the form of living pictures. As teachers, we ourselves must be able to live in a world of imagery. For example, let’s imagine that we have to teach a young child to read. Consider what this implies—the child is expected to decipher signs written or printed on paper. In this form they are completely alien to the child. Sounds, speech, and vowels that carry a person’s feelings and are inwardly experienced, are not alien to the child. A child knows the sense of wonder felt at seeing the sun rise. “Ah” (A) is the sound of wonder. The sound is there, but what does the sign that we write on paper have to do with it? The child knows the feeling of apprehension of something uncanny: “Oo” (U). But what does the sign we write on the paper have to do with this sound? The child has no inner relationship to what has become modern abstract writing. If we return to earlier civilizations, we find that writing was different then. In ancient days, people painted what they wished to express. Look at Egyptian hieroglyphics—they have a direct relationship to the human soul. When introducing writing to the child, we must return to expressing what we wish to communicate in the form of pictures. This is possible, however, only when we do not begin by introducing the alphabet directly, nor reading as a subject, but when we start with painting. Consequently, when young students enter our school, we introduce them first to the world of flowing colors with watercolor painting. Naturally, this can cause a certain amount of chaos and disorder in the classroom, but the teacher copes with that. The children learn how to work with paints, and through the use of color the teacher can guide them toward definite forms. With the necessary skill, the teacher can allow the shapes of the letters to evolve from such painted forms. In this way, the children gain a direct relationship to the various shapes of the letters. It is possible to develop the written vowels A or U so that first one paints the mood of wonder (or of fright), finally allowing the picture to assume the form of the appropriate letters. All teaching must have an artistic quality based on the pictorial element. The first step is to involve the whole being of the child in the effort of painting, which is subsequently transformed into writing. Only later do we develop the faculty of reading, which is linked to the head system—that is, to only one part of the human being. Reading comes after writing. First a form of drawing with paint (leading the child from color experience to form), out of which writing is evolved. Only then do we introduce reading. The point is that, from the nature of the child, the teacher should learn how to proceed. This is the right way of finding the appropriate method, based on one’s observation and knowledge of the child. Our Waldorf school has to do with method, not theory. It always endeavors to solve the wonderful riddle, the riddle of the growing child, and to introduce to the child what the child’s own nature is bringing to the surface. In using this method, one finds that between the second dentition and puberty one has to approach all teaching pictorially and imaginatively, and this is certainly possible. Yet, in order to carry the necessary authority, one has to have the right attitude toward what one’s pictures really represent. For example, it is possible to speak to one’s students even at a relatively early age about the immortality of the human soul. (In giving this example, I am not trying to solve a philosophical problem, but speak only from the perspective of practical pedagogy.) One could say to a child, “Look at the cocoon and its shape.” One should show it to a child if possible. “You see, the cocoon opens and a butterfly flies out! This is how it is when a human being dies. The human body is like the cocoon of a butterfly. The soul flies out of the body, even though we cannot see it. When someone dies, just as the butterfly flies out of the cocoon, so the soul flies out of the body into the spiritual world.” Now, there are two possible ways that a teacher can introduce this simile. In one instance, the teacher may feel very superior to the “ignorant” student, considering oneself clever and the child ignorant. But this attitude does not accomplish much. If, in creating a picture for the child, one thinks that one is doing so only to help the child understand the abstract concept of immortality, such a picture will not convey much, because imponderables play a role. Indeed, the child will gain nothing unless the teacher is convinced of the truth of this picture, feeling that one is involved with something sacred. Those who can look into the spiritual world believe in the truth of this picture, because they know that, with the emerging butterfly, divine-spiritual powers have pictured in the world the immortality of the human soul. Such people know this image to be true and not a teacher’s concoction for the benefit of “ignorant” students. If teachers feel united with this picture, believing what they have put into it and thus identifying themselves with it, they will be real and natural authorities for their students. Then the child is ready to accept much, although it will appear fruitful only later in life. It has become popular to present everything in simple and graphic form so that “even children can understand it.” This results in appalling trivialities. One thing, however, is not considered. Let’s assume that, when the teacher stands before the child as the representative and source of truth, beauty, and goodness, a child of seven accepts something on the teacher’s authority, knowing that the teacher believes in it. The child cannot yet understand the point in question because the necessary life experience has not occurred. Much later—say, at the age of thirty five—life may bring something like an “echo,” and suddenly the former student realizes that long ago the teacher spoke about the same thing, which only now, after having gained a great deal more life experience, can be understood fully. In this way a bridge is made between the person who was eight or nine years old, and the person who is now thirty-five years old, and this has a tremendously revitalizing effect on such a person, granting a fresh increase of life forces. This fact is well-known to anyone with a deep knowledge of the human being, and education must be built on such knowledge. Through using our educational principles in the Waldorf school in this and similar ways, we endeavor to attune our education of body, soul, and spirit to the innermost core of the child’s being. For example, there might be a phlegmatic child in a class. We pay great attention to the children’s temperaments, and we even arrange the seating order in the classrooms according to temperaments. Consequently we put the phlegmatic children into one group. This is not only convenient for the teachers, because they are always aware of where their young phlegmatics are sitting, but it also has a beneficial effect on the children themselves, in that the phlegmatics who sit together bore each other to death with their indifference. By overcoming some of their temperament, they become a little more balanced. As for the cholerics who constantly push and punch each other when sitting together, they learn in a wonderfully corrective way how to curb their temperament, at least to some extent! And so it goes. If teachers know how to deal with the various temperaments by assuming, let us say, a thoroughly phlegmatic attitude themselves when dealing with phlegmatic children, they cause in these little phlegmatics a real inner disgust with their own temperament. Such things must become a part of our teaching, in order to turn it into a really artistic task. It is especially important for students at this age. Teachers may have a melancholic child in their class. If they can look into the spiritual background, in an anthroposophical sense, they may want to find and think through some measure for the benefit of such a child. The education we speak of begins with the knowledge that spirit exists in everything of a physical-bodily nature. One cannot see through matter, but one can learn to know it by seeing its spiritual counterpart, thereby discovering the nature of matter. Materialism suffers from ignorance of what matter really is, because it does not see the spirit in matter. To return to our little melancholic, such a student can cause us serious concern. The teacher might feel prompted to come up with very ingenious ideas to help the child overcome a particularly melancholic temperament. This, however, can often prove fruitless. Although such a situation may have been observed very correctly, the measures taken may not lead to the desired effect. If, on the other hand, teachers realize that a deterioration of the liver function is at the root of this melancholic nature, if they suspect that there is something wrong with the child’s liver, they will know the course of action necessary. They must contact the child’s parents and find out as much as possible about the child’s eating habits. In this way they may discover that the little melancholic needs to eat more sugar. The teachers try to win the parents’ cooperation, because they know from spiritual science that the beginnings of a degeneration in the liver function connected with melancholia can be overcome by an increased sugar intake. If they succeed in gaining the parents’ help, they will have taken the right step from an educational perspective. It would be necessary to know, through spiritual insight, that an increase of sugar consumption can heal or balance a pathological liver condition. One must be able to perceive and know the growing child and even the individual organs. This is fundamental in our education. We do not insist on particular external circumstances for our schooling. Whether forest or heath, town or country, our opinion is that one can succeed in a fruitful education within any existing social conditions, as long as one really understands the human being deeply, and if, above all, one knows how the child develops. These are only a few criteria that I may speak of today, which characterize the nature of Waldorf education and the methods used for its implementation, all of which are based on a spiritual- scientific foundation. If one can approach the child’s being in this way, the necessary strength is found to help children develop both physically and morally, so that fundamental moral forces manifest also. Barbaric forms of punishment are unnecessary, because the teacher’s natural authority will ensure the proper inner connection between teacher and child. Wonderful things can happen in our Waldorf school to demonstrate this. For example, the following incident occurred a little while ago: Among our teachers there was one who imported all kinds of customary disciplinary measures from conventional school life into the Waldorf school. When a few children were naughty, he thought he would have to keep them in after school. He told them that they would have to stay behind as punishment and do some extra work in arithmetic. Spontaneously, the whole class pleaded to be allowed to stay behind and do arithmetic as well, because, as they called out, “Arithmetic is such fun!” What better things could they do than additional work in arithmetic? “We too want to be kept in,” they declared. Well, here you have an example of what can happen in the Waldorf school where teachers have implanted in their students the right attitude toward work. The teacher of course had to learn his own lesson: One must never use something that should be considered a reward as a punishment. This example is one of many that could be mentioned. It shows how one can create a real art of education based on knowledge of the human being. I am extremely thankful to Mrs. Mackenzie for giving me the opportunity of at least outlining just some of the fundamentals of education based upon anthroposophical spiritual science. Our teaching is based on definite methods, and not on vague ideals born of mere fantasy. These methods answer the needs and demands of human nature and are the primary justification for our education. We do not believe in creating ideas of what ideal human beings should be so that they fit into preconceived plans. Our goal is to be able to observe children realistically, to hear the message sent to us through the children from the divine-spiritual worlds. We wish to feel the children’s inner affirmation of our picture of the human being. God, speaking through the child, says: “This is how I wish to become.” We try to fulfil this call for the child through our educational methods in the best way possible. Through our art of education, we try to supply a positive answer to this call. |
304a. Waldorf Education and Anthroposophy II: Educational Issues II
30 Aug 1924, London Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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304a. Waldorf Education and Anthroposophy II: Educational Issues II
30 Aug 1924, London Translated by Ruth Pusch, Gertrude Teutsch, Roland Everett Rudolf Steiner |
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First I must thank Mrs. MacMillan and Mrs. Mackenzie for their kind words of greeting and for the beautiful way they have introduced our theme. Furthermore, I must apologize for speaking to you in German followed by an English translation. I know that this will make your understanding more difficult, but it is something I cannot avoid. What I have to tell you is not about general ideas on educational reform or formalized programs of education; basically, it is about the practice of teaching, which stands the test of time only when actually applied in classroom situations. This teaching has been practiced in the Waldorf school for several years now. It has shown tangible and noticeable results, and it has been recognized in England also; on the strength of this, it became possible, through the initiative of Mrs. Mackenzie, for me to give educational lectures in Oxford. This form of teaching is the result not only of what must be called a spiritual view of the world, but also of spiritual research. Spiritual research leads first to a knowledge of human nature, and, through that, to a knowledge of the “human being becoming,” from early childhood until death. This form of spiritual research is possible only when one acknowledges that the human being can look into the spiritual world when the necessary and relevant forces of cognition are developed. It is difficult to present in a short survey of this vast theme what normally needs to be acquired through a specific training of the human soul, with the goal of acquiring the faculty of perceiving and comprehending not just the material aspects of the human being and the sensory world, but also the spiritual element, so that this spiritual element may work in the human will. However, I will certainly try to indicate what I mean. One can strengthen and intensify inner powers of the soul, just as it is possible to research the sense-perceptible world by external experiments using instrumental aids such as the microscope, telescope, or other optical devices, through which the sense world yields more of its secrets and reveals more to our vision than in ordinary circumstances. By forging inner “soul instruments” in this way, it is possible to perceive the spiritual world in its own right through the soul’s own powers. One can then discover also the fuller nature of the human being, that what is generally understood of the human being in ordinary consciousness and through the so-called sciences is only a small part of the whole of human nature, and that beyond the physical aspect, a second human being exists. As I begin to describe this, remember that names do not matter, but we must have them. I make use of old names because they are known here and there from literature. Nevertheless, I must ask you not to be put off by these names. They do not stem from superstition, but from exact research. Nevertheless, there is no reason why one should not use other names instead. In any case, the second human member, which I shall call the etheric body, is visible when one’s soul forces have been sufficiently strengthened as a means for a deeper cognition (just as the physical senses, by means of microscope or telescope, can penetrate more deeply into the sense world). This etheric body is the first of the spiritual bodies linked with the human physical body. When studying the physical human being only from the viewpoint of conventional science, one cannot really understand how the physical body of the human being can exist throughout a lifetime. This is because, in reality, most physical substances in the body disappear within a period of seven to eight years. No one sitting here is the same, physically speaking, as the person of some seven or eight years ago! The substances that made up the body then have in the meantime been cast off, and new ones have taken their place. In the etheric body we have the first real supersensible entity, which rules and permeates us with forces of growth and nourishment throughout earthly life. The ether body is the first supersensible body to consider. The human being has an ether body, just as plants do, but minerals do not. The only thing we have in common with the minerals is a physical form. However, furnished with those specially developed inner senses and perceptions developed by powers of the soul, we come to recognize also a third sheath or member of the human being, which we call the astral body. (Again I must ask you not to be disturbed by the name.) The human being has an astral body, as do animals. We experience sensation through the astral body. An organism such as the plant, which can grow and nourish itself, does not need sensation, but human beings and animals can sense. The astral body cannot be designated by an abstract word, because it is a reality. And then we find something that makes the human being into a bearer of three bodies, an entity that controls the physical, etheric, and astral bodies. It is the I, the real inner spiritual core of the human being. So the four members are first the physical body, second the etheric body, third the astral body, and finally the human I-organization. Let those who are not aware of these four members of the human being—those who believe that external observation, such as in anatomy and physiology, encompasses the entire human being—try to find a world view! It is possible to formulate ideas in many ways, whether or not they are accepted by the world. Accordingly one may be a spiritualist, an idealist, a materialist, or a realist. It is not difficult to establish views of the world, because one only needs to formulate them verbally; one only needs to maintain a belief in one or another viewpoint. But unless one’s world views stem from actual realities and from real observations and experiences, they are of no use for dealing with the external aspect of the human being, nor for education. Let’s suppose you are a bridge builder and base your mechanical construction on a faulty principle: the bridge will collapse as the first train crosses it. When working with mechanics, realistic or unrealistic assumptions will prove right or wrong immediately. The same is true in practical life when dealing with human beings. It is very possible to digest world views from treatises or books, but one cannot educate on this basis; it is only possible to do so on the strength of a real knowledge of the human being. This kind of knowledge is what I want to speak about, because it is the only real preparation for the teaching profession. All external knowledge that, no matter how ingeniously contrived, tells a teacher what to do and how to do it, is far less important than the teacher’s ability to look into human nature itself and, from a love for education and the art of education, allow the child’s own nature to tell the teacher how and what to teach. Even with this knowledge, however—a knowledge strengthened by supersensible perception of the human being—we will find it impossible during the first seven years of the child’s life, from birth to the second dentition, to differentiate between the four human members or sheaths of which I have just spoken. One cannot say that the young child consists of physical body, etheric body, astral body and I, in the same way as in the case of an adult. Why not? A newborn baby is truly the greatest wonder to be found in all earthly life. Anyone who is open-minded is certain to experience this. A child enters the world with a still unformed physiognomy, an almost “neutral” physiognomy, and with jerky and uncoordinated movements. We may feel, possibly with a sense of superiority, that a baby is not yet suited to live in this world, that it is not yet fit for earthly experience. The child lacks the primitive skill of grasping objects properly; it cannot yet focus its eyes properly, cannot express the dictates of the will through limb movement. One of the most sublime experiences is to see gradually evolve, out of the central core of human nature, out of inner forces, that which gives the physiognomy its godlike features, what coordinates the limb movements to suit outer conditions, and so on. And yet, if one observes the child from a supersensible perspective, one cannot say that the child has a physical, etheric, and astral body plus an I, just as one cannot say that water in its natural state is composed of hydrogen and oxygen. Water does consist of hydrogen and oxygen, but these two elements are most intimately fused together. Similarly, in the child’s organism until the change of teeth, the four human members are so intimately merged together that for the time being it is impossible to differentiate between them. Only with the change of teeth, around the seventh year, when children enter primary education, does the etheric body come into its own as the basis of growth, nutrition, and so on; it is also the basis for imagination, for the forces of mind and soul, and for the forces of love. If one observes a child of seven with supersensible vision, it is as if a supersensible etheric cloud were emerging, containing forces that were as yet little in control because, prior to the change of teeth, they were still deeply embedded in the physical organism and accustomed to working homogeneously within the physical body. With the coming of the second teeth they become freer to work more independently, sending down into the physical body only a portion of their forces. The surplus then works in the processes of growth, nutrition, and so on, but also has free reign in supporting the child’s life of imagination. These etheric forces do not yet work in the intellectual sphere, in thinking or ideas, but they want to appear on a higher level than the physical in a love for things and in a love for human beings. The soul has become free in the child’s etheric body. Having gone through the change of teeth the child, basically, has become a different being. Now another life period begins, from the change of teeth until puberty. When the child reaches sexual maturity, the astral body, which so far could be differentiated only very little, emerges. One notices that the child gains a different relationship to the outer world. The more the astral body is born, the greater the change in the child. Previously it was as if the astral body were embedded in the physical and etheric organization. Thus to summarize: First, physical birth occurs when the embryo leaves the maternal body. Second, the etheric body is born when the child’s own etheric body wrests itself free. Due to the emergence of the etheric body we can begin to teach the child. Third, the astral body emerges with the coming of puberty, which enables the adolescent to develop a loving interest in the outside world and to experience the differences between human beings, because sexual maturity is linked not only with an awakening of sexual love, but also with a knowledge gained through the adolescent’s immersion in all aspects of life. Fourth, I-consciousness is born only in the twenty-first or twenty-second year. Only then does the human being become an independent I-being. Thus, when speaking about the human being from a spiritual perspective, one can speak of four successive births. Only when one knows the condition of the human being under the influence of these successively developing members, can one adequately guide the education and training of children. For what does it mean if, prior to the change of teeth, the physical body, the etheric body, the astral body, and the I cannot yet be differentiated? It means that they are merged, like hydrogen and oxygen in water. This, in turn, means that the child really is as yet entirely a sense organ. Everything is related to the child in the same way a sense impression is related to the sense organ; whatever the child absorbs, is absorbed as in a sense organ. Look at the wonderful creation of the human eye. The whole world is reflected within the eye in images. We can say that the world is both outside and inside the eye. In the young child we have the same situation; the world is out there, and the world is also within the child. The child is entirely a sense organ. We adults taste sugar in the mouth, tongue, and palate. The child is entirely permeated by the taste. One only needs eyes to observe that the child is an organ of taste through and through. When looking at the world, the child’s whole being partakes of this activity, is surrendered to the visible surroundings. Consequently a characteristic trait follows in children; they are naturally pious. Children surrender to parents and educators in the same way that the eye surrenders to the world. If the eye could see itself, it could not see anything else. Children live entirely in the environment. They also absorb impressions physically. Let’s take the case of a father with a disposition to anger and to sudden outbursts of fury, who lives closely with a child. He does all kinds of things, and his anger is expressed in his gestures. The child perceives these gestures very differently than one might imagine. The young child perceives in these gestures also the father’s moral quality. What the child sees inwardly is bathed in a moral light. In this way the child is inwardly saturated by the outbursts of an angry father, by the gentle love of a mother, or by the influence of anyone else nearby. This affects the child, even into the physical body. Our being, as adults, enters a child’s being just as the candlelight enters the eye. Whatever we are around a child spreads its influence so that the child’s blood circulates differently in the sense organs and in the nerves; since these operate differently in the muscles and vascular liquids which nourish them, the entire being of the child is transformed according to the external sense impressions received. One can notice the effect that the moral and religious environment of childhood has had on an old person, including the physical constitution. A child’s future condition of health and illness depends on our ability to realize deeply enough that everything in the child’s environment is mirrored in the child. The physical element, as well as the moral element, is reflected and affects a person’s health or illness later. During the first seven years, until the change of teeth, children are purely imitative beings. We should not preconceive what they should do. We must simply act for them what we want them to do. The only healthy way to teach children of this age is to do in front of them what we wish them to copy. Whatever we do in their presence will be absorbed by their physical organs. And children will not learn anything unless we do it in front of them. In this respect one can have some interesting experiences. Once a father came to me because he was very upset. He told me that his five-year-old child had stolen. He said to me, “This child will grow into a dreadful person, because he has stolen already at this tender age.” I replied, “Let us first discover whether the boy has really stolen.” And what did we find? The boy had taken money out of the chest of drawers from which his mother habitually took money whenever she needed it for the household. The mother was the very person whom the boy imitated most. To the child it was a matter of course to do what his mother did, and so he too took money from the drawer. There was no question of his thieving, for he only did what was natural for a child below the age of the second dentition: he imitated. He only imitated what his mother had done. When this example is understood, one knows that, in the case of young children, imitation is the thing that rules their physical and soul development. As educators we must realize that during these first seven years we adults are instrumental in developing the child’s body, soul, and spirit. Education and upbringing during these first seven years must be formative. If one can see through this situation properly, one can recognize in people’s physiognomy, in their gait, and in their other habits, whether as children they were surrounded by anger or by kindness and gentleness, which, working into the blood formation and circulation, and into the individual character of the muscular system, have left lasting marks on the person. Body, soul, and spirit are formed during these years, and as teachers we must know that this is so. Out of this knowledge and impulse, and out of the teacher’s ensuing enthusiasm, the appropriate methods and impulses of feeling and will originate in one’s teaching. An attitude of dedication and self-sacrifice has to be the foundation of educational methods. The most beautiful pedagogical ideas are without value unless they have grown out of knowledge of the child and unless the teachers can grow along with their students, to the extent that the children may safely imitate them, thus recreating the teachers’ qualities in their own being. For the reasons mentioned, I would like to call the education of the child until the change of teeth “formative education,” because everything is directed toward forming the child’s body, soul, and spirit for all of earthly life. One only has to look carefully at this process of formation. I have quoted the example of an angry father. In the gesture of a passionate temperament, the child perceives inherent moral or immoral qualities. These affect the child so that they enter the physical constitution. It may happen that a fifty-year-old person begins to develop cataracts in the eyes and needs an operation. These things are accepted and seen only from the present medical perspective. It looks as if there is a cataract, and this is the way to treat it, and there the matter ends; the preceding course of life is not considered. If one were ready to do that, it would be found that a cataract can often be traced back to the inner shocks experienced by the young child of an angry father. In such cases, what is at work in the moral and religious sphere of the environment spreads its influence into the bodily realm, right down to the vascular system, eventually leading to health or illness. This often surfaces only later in life, and the doctor then makes a diagnosis based on current circumstances. In reality, we are led back to the fact that, for example, gout or rheumatism at the age of fifty or sixty can be linked to an attitude of carelessness, untidiness, or disharmony that ruled the environment of such a patient during childhood. These circumstances were absorbed by the child and entered the organic sphere. If one observes what a child has absorbed during the stage of imitation up to the change of teeth, one can recognize that the human being at this time is molded for the whole of life. Unless we learn to direct rightly the formative powers in the young human being, all our early childhood education is without value. We must allow for germination of the forces that control health and illness for all of earthly life. With the change of teeth, the etheric body emerges, controlling the forces of digestion, nutrition, and growth, and it begins to manifest in the realm of the soul through the faculty of fantasy, memory, and so on. We must be clear about what we are educating during the years between the second dentition and puberty. What are we educating in the child during this period? We are working with the same forces that effect proper digestion and enable the child to grow. They are transformed forces of growth, working freely now within the soul realm. What do nature and the spiritual world give to the human being through the etheric body’s forces of growth? Life—actual life itself! Since we cannot bestow life directly as nature does during the first seven years, and since it is our task to work on the liberated etheric body in the soul realm, what should we, as teachers, give the child? We should give life! But we cannot do this if, at such an early stage, we introduce finished concepts to the child. The child is not mature enough yet for intellectual work, but is mature enough for imagery, for imagination, and for memory training. With the recognition of what needs to be done at this age, one knows that everything taught must have the breath of life. Everything needs to be enlivened. Between the change of teeth and puberty, the appropriate principle is to bestow life through all teaching. Everything the teacher does, must enliven the student. However, at just this age, it is really too easy to bring death with one’s teaching. As correctly demanded by civilization, our children must be taught reading and writing. But now consider how alien and strange the letters of the alphabet are to a child. In themselves letters are so abstract and obscure that, when the Europeans, those so-called superior people, came to America (examples of this exist from the 1840s), the Native Americans said: “These Europeans use such strange signs on paper. They look at them and then they put what is written on paper into words. These signs are little devils!” Thus said the Native Americans: “The Palefaces [as they called the Europeans] use these little demons.” For the young child, just as for the Indians, the letters are little demons, for the child has no immediate relationship to them. If we introduce reading abstractly right away, we kill a great deal in the child. This makes no sense to anyone who can see through these matters. Consequently, educational principles based on a real knowledge of the human being will refer to the ancient Egyptian way of writing. They still put down what they had actually seen, making a picture of it. These hieroglyphics gave rise to our present letters. The ancient Egyptians did not write letters, they painted pictures. Cuneiform writing has a similar origin. In Sanskrit writing one can still see how the letters came from pictures. You must remember that this is the path humanity has gone on its way to modern abstract letters, to which we no longer have an immediate relationship. What then can we do? The solution is to not plague children at all with writing and reading from the time they begin school. Instead, we have them draw and paint. When we guide children in color and form by painting, the whole body participates. We let children paint the forms and shapes of what they see. Then the pictures are guided into the appropriate sounds. Let’s take, for example, the English word fish. By combining the activity of painting and drawing with a brush, the child manages to make a picture of a fish. Now we can ask the child to pronounce the word fish, but very slowly. After this, one could say, “Now sound only the beginning of the word: ‘F.’” In this way the letter F emerges from the picture that was painted of the fish. One can proceed in a similar way with all consonant sounds. With the vowels, one can lead from the picture to the letters by taking examples from a person’s inner life of feeling. In this way, beginning at the age of seven or eight, children learn a combined form of painting and drawing. Teachers can hardly relax during this activity, because painting lessons with young children inevitably create a big mess, which always has to be cleaned up at the end of the lesson. Yet this inconvenience must be carried by the teacher with understanding and equanimity. The first step is for the children to learn to create resemblances of outer shapes, using color and form. This leads to writing. In learning to write, the child brings the whole body into movement, not just one part. Only the head is involved when we read, which is the third step, after writing. This happens around the ninth year, when the child learns to read through the activity of writing, which was developed from painting. In doing this, the child’s nature gives us the cue, and the child’s nature always directs us in how to proceed. This means that teachers are forced to become different human beings. They can’t learn their lessons and then apply them abstractly; they must instead stand before the class as whole human beings, and for everything they do, they must find images; they must cultivate their imagination. The teachers can then communicate their intentions to the students in imperceptible ways. The teachers themselves have to be alert and alive. They will reach the child to the extent that they can offer imaginative pictures instead of abstract concepts. It is even possible to bring moral and religious concepts through the medium of pictures. Let us assume that teachers wish to speak to children about the immortality of the human soul. They could speak about the butterfly hidden in a chrysalis. A small hole appears in the chrysalis, and the butterfly emerges. Teachers could talk to children as follows: The butterfly, emerging from the chrysalis, shows you what happens when a person dies. While alive, the person is like the chrysalis. The soul, like the butterfly, flies out of the body only at death. The butterfly is visible when it leaves the chrysalis. Although we cannot see the soul with our eyes when a person dies, it nevertheless flies into the spiritual world like a butterfly from the chrysalis. There are, however, two ways teachers can proceed. If they feel inwardly superior to the children, they will not succeed in using this simile. They may think they are very smart and that the children’s ignorance forces them to invent something that gets the idea of immortality across, while they themselves do not believe this butterfly and chrysalis “humbug,” and consider it only a useful ploy. As a result they fail to make any lasting impression on the children; for here, in the depths of the soul, forces work between teacher and child. If I, as the teacher, believe that spiritual forces in nature, operating at the level of the newly-emerged butterfly, provide an image of immortality, if I am fully alive in this image of the butterfly emerging from the chrysalis, then my comparison will work strongly on the child’s soul. This simile will work like a seed, and grow properly in the child, working beneficently on the soul. This is an example of how we can keep our concepts mobile, because it would be the greatest mistake to approach a child directly with frozen intellectual concepts. If one buys new shoes for a three-year-old, one would hardly expect the child to still be wearing them at nine. The child would then need different, larger shoes. And yet, when it comes to teaching young children, people often act exactly like this, expecting the student to retain unchanged, possibly until the age of forty or fifty, what was learned at a young age. They tend to give definitions, meant to remain unchanged like the metaphorical shoes given to a child of three, as if the child would not outgrow their usefulness later in life! The point is that, when educating we must allow the soul to grow according to the demands of nature and the growing physical body. Teachers can give a child living concepts that grow with the human being only when they acquire the necessary liveliness to permeate all their teaching with imagination. We need education that enlivens the human being during the years between the change of teeth and puberty. The etheric body can then become free. For example, take the word mouth. If I pronounce only the first letter, “M,” I can transform this line as picture of a mouth to this: ![]() Similarly, I can find other ways to use living pictures to bridge the gap to written letters of the alphabet. Then, if the intellect (which is meant to be developed only at puberty) is not called on too soon, the ideas born out of the teacher’s imagination will grow with the child. Definitions are poison to the child. This always brings to mind a definition that once was made in a Greek philosophers’ school. The question, “What is a human being?” received the answer, “A human being is a creature with two legs and no feathers.” The following day, a student of the school brought a goose whose feathers had been plucked out, maintaining that this was a human being—a creature with two legs and without feathers. (Incidentally, this type of definition can sometimes be found in contemporary scientific literature. I know that in saying this I am speaking heresy, but roughly speaking, this is the kind of intellectual concept we often offer children.) We need rich, imaginative concepts, that can grow with the child, concepts that allow growth forces to remain active even when a person reaches old age. If children are taught only abstract concepts, they will display signs of aging early in life. We lose fresh spontaneity and stop making human progress. It is a terrifying experience when we realize we have not grown up with fantasy, with images, with pictures that grow and live and are suited to the etheric body, but instead we grew up merely with those suited to abstraction, to intellectualism—that is, to death. When we recognize that the etheric body really exists, that it is a living reality—when we know it not just in theory but from observing a developing child—then we will experience the second golden principle of education, engraved in our hearts. The golden principle during the first seven years is: Mold the child’s being in a manner worthy of human imitation, and thus cultivate the child’s health. During the second seven years, from the change of teeth to puberty, the guiding motive or principle of education should be: Enliven the students, because their etheric bodies have been entrusted to your care. With the coming of puberty, what I have called the astral body is freed in a new kind of birth. This is the very force that, during the age of primary education until the beginning of puberty, was at the base of the child’s inmost human forces, in the life of feeling. This force then lived undifferentiated within the latent astral body, still undivided from the physical and etheric bodies. This spiritual aggregate is entrusted to the quality of the teachers’ imaginative handling, and to their sensitive feeling and tact. As the child’s astral body is gradually liberated from the physical organization, becoming free to work in the soul realm, the child is also freed from what previously had to be present as a natural faith in the teacher’s authority. What I described earlier as the only appropriate form of education between the change of teeth and puberty has to come under the auspices of a teacher’s natural authority. Oh! It is such great fortune for all of life when, at just this age, children can look up to their teachers as people who wield natural authority, so that what is truth for the teacher, is also very naturally truth to the students. Children cannot, out of their own powers, discriminate between something true and something false. They respect as truth what the teacher calls the truth. Because the teacher opens the child’s eyes to goodness, the child respects goodness. The child finds truth, goodness, and beauty in the world through venerating the personality of the teacher. Surely no one expects that I, who, many years ago, wrote Intuitive Thinking as a Spiritual Path: A Philosophy of Freedom, would stand for the principle of authoritarianism in social life. I am saying here that the child, between the second dentition and puberty, has to experience the feeling of a natural authority from the adults in charge, and that, during these years, everything the student receives must be truly alive. The educator must be the unquestioned authority at this age, because the human being is ready for freedom only after having learned to respect and venerate the natural authority of a teacher. Only after reaching sexual maturity, when the astral body has become the means for individual judgments, can the student form judgments instead of accepting those of the teacher. Now what must be considered the third principle of education comes into its own. The first one I called “the formative element,” the second one “the enlivening element.” The third element of education, which enters with puberty, can be properly called “an awakening education.” Everything taught after puberty must affect adolescents so that their emerging independent judgment appears as a continual awakening. If one attempts to drill subjects into a student who has reached puberty, one tyrannizes the adolescent, making the student into a slave. If, on the other hand, one’s teaching is arranged so that, from puberty on, adolescents receive their subject matter as if they were being awakened from a sleep, they learn to depend on their own judgments, because with regard to making their own judgments, they were indeed asleep. The students should now feel they are calling on their own individuality, and all education, all teaching, will be perceived as a stimulus and awakener. This can be realized when teachers have proceeded as I have indicated for the first two life periods. This last stage in education will then have a quality of awakening. And if in their style, posture, and presentation, teachers demonstrate that they are themselves permeated with the quality of awakening, their teaching will be such that what must come from those learning will truly come from them. The process should reach a kind of dramatic intensification when adolescents inwardly join with active participation in the lessons, an activity that proceeds very particularly from the astral body. Appealing properly in this way to the astral body, we address the immortal being of the student. The physical body is renewed and exchanged every seven years. The etheric body gives its strength as a dynamic force and lasts from birth, or conception, until death. What later emerges as the astral body represents, as already mentioned, the eternal kernel of the human being, which descends to Earth, enveloping itself with the sheaths of the physical and etheric bodies before passing again through the portal of death. We address this astral body properly only when, during the two previous life periods, we have related correctly to the child’s etheric and physical bodies, which the human being receives only as an Earth dweller. If we have educated the child as described so far, the eternal core of the human individuality, which is to awaken at puberty, develops in an inwardly miraculous way, not through our guidance, but through the guidance of the spiritual world itself. Then we may confidently say to ourselves that we have taken the right path in educating children, because we did not force the subject matter on them; neither did we dictate our own attitude to them, because we were content to remove the hurdles and obstacles from the way so that their eternal core could enter life openly and freely. And now, during the last stage, our education must take the form of awakening the students. We make our stand in the school saying, “We are the cultivators of the divine-spiritual world order; we are its collaborators and want to nurture the eternal in the human being.” We must be able to say this to ourselves or feel ashamed. Perhaps, sitting there among our students are one or two geniuses who will one day know much more than we teachers ever will. And what we as teachers can do to justify working with students, who one day may far surpass us in soul and spirit, and possibly also in physical strength, is to say to ourselves: Only when we nurture spirit and soul in the child—nurture is the word, not overpower—only when we aid the development of the seed planted in the child by the divine-spiritual world, only when we become “spiritual midwives,” then we will have acted correctly as teachers. We can accomplish this by working as described, and our insight into human nature will guide us in the task. Having listened to my talk about the educational methods of the Waldorf school, you may wonder whether they imply that all teachers there have the gift of supersensible insight, and whether they can observe the births of the etheric and astral bodies. Can they really observe the unfolding of human forces in their students with the same clarity investigators use in experimental psychology or science to observe outer phenomena with the aid of a microscope? The answer is that certainly not every teacher in the Waldorf school has developed sufficient clairvoyant powers to see these things with inward eyes, but it isn’t necessary. If we know what spiritual research can tell us about the human being’s physical, etheric, and astral bodies and about the human I-organization, we need only to use our healthy soul powers and common sense, not just to understand what the spiritual investigator is talking about, but also to comprehend all its weight and significance. We often come across very strange attitudes, especially these days. I once gave a lecture that was publicly criticized afterward. In this lecture I said that the findings of a clairvoyant person’s investigations can be understood by anyone of sane mind who is free of bias. I meant this literally, and not in any superstitious sense. I meant that a clairvoyant person can see the supersensible in the human being just as others can see the sense-perceptible in outer nature. The reply was, “This is what Rudolf Steiner asserted, but evidently it cannot be true, because if someone maintains that a supersensible spiritual world exists and that one can recognize it, one cannot be of sane mind; and if one is of sane mind, one does not make such an assertion....” Here you can see the state of affairs in our materialist age, but it has to be overcome. Not every Waldorf teacher has the gift of clairvoyance, but every one of them has accepted wholeheartedly and with full understanding the results of spiritual-scientific investigation concerning the human being. And each Waldorf teacher applies this knowledge with heart and soul, because the child is the greatest teacher, and while one cares for the child, witnessing the wonderful development daily, weekly, and yearly, nothing can awaken the teacher more to the needs of education. In educating the child, in the daily lessons, and in the daily social life at school, the teachers find the confirmation for what spiritual science can tell them about practical teaching. Every day they grow into their tasks with increasing inner clarity. In this way, education and teaching in the Waldorf school are life itself. The school is an organism, and the teaching faculty is its soul, which, in the classrooms, in regular common study, and in the daily cooperative life within the school organism, radiates care for the individual lives of the students in all the classes. This is how we see the possibility of carrying into our civilization what human nature itself demands in these three stages of education—the formative education before the change of teeth, the life-giving education between the change of teeth and puberty, and the awakening education after puberty, leading students into full life, which itself increasingly awakens the human individuality.
When we look at the child properly, the following thoughts may stimulate us: In our teaching and educating we should really become priests, because what we meet in children reveals to us, in the form of outer reality and in the strongest, grandest, and most intense ways, the divine-spiritual world order that is at the foundation of outer physical, material existence. In children we see, revealed in matter in a most sublime way, what the creative spiritual powers are carrying behind the outer material world. We have been placed next to children in order that spirit properly germinates, grows, and bears fruit. This attitude of reverence must underlie every method. The most rational and carefully planned methods make sense only when seen in this light. Indeed, when our methods are illuminated by the light of these results, the children will come alive as soon as the teacher enters the classroom. Teaching will then become the most important leaven and the most important impulse in our present stage of evolution. Those who can clearly see the present time with its tendency toward decadence and decline know how badly our civilization needs revitalization. School life and education can be the most revitalizing force. Society should therefore take hold of them in their spiritual foundations; society should begin with the human being as its fundamental core. If we start with the child, we can provide society and humanity with what the signs of the times demand from us in our present stage of civilization, for the benefit of the immediate future. |
204. Materialism and the Task of Anthroposophy: Lecture I
02 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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204. Materialism and the Task of Anthroposophy: Lecture I
02 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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It was in the middle and second half of the nineteenth century that materialism had its period of greatest development. In today's lecture we will center our interest more on the theoretical side of this materialistic evolution. A great deal of what I shall have to say about the theoretical aspect can also be said in almost the same words of the more practical aspect of materialism. For the moment, however, we will leave that aside and turn our attention more to the materialistic world conception that was prevalent in the civilized world in the middle and second half of the nineteenth century. We shall find that we are here concerned with a twofold task. First, we have to gain a clear perception of the extent to which this materialistic world view is to be opposed, of how we must be armed with all the concepts and ideas enabling us to refute the materialistic world view as such. But in addition to being armed with the necessary conceptions, we find that from the point of view of spiritual science we are required at the same time to do something more, namely, to understand this materialistic world view. First of all, we must understand it in its content; secondly, we must also understand how it came about that such an extreme materialistic world view was ever able to enter human evolution. It may sound contradictory to say that it is required of man on the one hand to be able to fight the materialistic world view, and on the other hand to be able to understand it. But those who base themselves on spiritual science will not find any contradiction here; it is merely an apparent one. For the case is rather like this. In the course of the evolution of mankind moments must needs come when human beings are in a sense pulled down, brought below a certain level, in order that they may later by their own efforts lift themselves up again. And it would really be of no help to mankind at all if by some divine decree or the like it could be protected from having to undergo these low levels of existence. In order for human beings to attain to full use of their powers of freedom, it is absolutely necessary that they descend to the low levels in their world conception as well as in their life. The danger does not lie in the fact that something like this appears at the proper time, and for theoretical materialism this was the middle of the nineteenth century. The danger consists in the fact that if something like this has happened in the course of normal evolution, people then continue to adhere to it, so that an experience that was necessary for one particular point in time is carried over into later times. If it is correct to say that in the middle of the nineteenth century materialism was in a certain sense a test mankind had to undergo, it is equally correct to say that the persistent adherence to materialism is bound to work terrible harm now, and that all the catastrophes befalling the world and humanity that we have to experience are due to the fact that a great majority of people still tries to cling to materialism. What does theoretical materialism really signify? It signifies the view regarding the human being primarily as the sum of the material processes of his physical body. Theoretical materialism has studied all the processes of the physical, sensory body, and although what has been attained in this study is still more or less in its first beginnings, final conclusions have nevertheless already been drawn from it in regard to a world view. Man has been explained as the confluence of these physical forces; his soul nature is declared to be merely something that is produced through the workings of these physical forces. It is theoretical materialism, however, that initiated investigation of the physical nature of the human being, and it is this, the extensive examination of man's physical nature, that must remain. On the other hand, what the nineteenth century drew as a conclusion from this physical research is something that must not be allowed to figure as more than a passing phenomenon in human evolution. And as a passing phenomenon, let us now proceed to understand it. What is really involved here? When we look back in the evolution of mankind—and with the help of what I have given in Occult Science1 we are able to look back rather far—we can see that the human being has passed through the greatest variety of different stages. Even if we limit our observation to what has taken place in the course of earth evolution, we are bound to conclude that this human being started with a form that was quite primitive in comparison to its present form, and that this form then underwent gradual change, approaching ever nearer to the form the human being possesses today. As long as we focus on the rough outline of the human form, the differences will not appear to be so great in the course of human history. When we compare with the means at the disposal of external history, the form of an ancient Egyptian or even an ancient Indian with the form of a man of present-day European civilization, we will discover only relatively small differences, as long as we stay with the rough outlines or superficial aspects of observation. For such a rough viewpoint, the great differences in regard to the primitive forms of development emerge only in early man in prehistoric ages. When we refine our observation, however, when we begin to study what is hidden from outer view, then what I have said no longer holds good. For then we are obliged to admit that a great and significant difference exists between the organism of a civilized man of the present and the organism of an ancient Egyptian, or even an ancient Greek or Roman. And although the change has come about in a much more subtle and delicate manner in historical times, there has most assuredly been such change in regard to all the finer forming and shaping of the human organism. This subtle change reached a certain culmination in the middle of the nineteenth century. Paradoxical as it may sound, it is nevertheless a fact that in regard to his inner structure, in regard to what the human organism can possibly attain, man had reached perfection at about the middle of the nineteenth century. Since then, a kind of decadence has set in. Since that time, the human organism has been involved in retrogression. Therefore, also in the middle of the nineteenth century, the organs that serve as the physical organs of human intellectual activity had reached perfection in their development. What we call the intellect of man requires, of course, physical organs. In earlier ages, these physical organs were far less developed than they were in the middle of the nineteenth century. It is true that what arouses our admiration when we contemplate the Greek spirit, particularly in such advanced Greeks as Plato and Aristotle, is dependent on the fact that the Greeks did not have such perfect organs of thinking, in the purely physical sense, as had men of the nineteenth century. Depending on one's preference, one might say, “Thank heaven that people in Greek times did not possess thinking organs that were as perfect as those of the people in the nineteenth century!” If on the other hand, one is a pedant like those of the nineteenth century, wishing to cling to this pedantry, then one can say, “Well, the Greeks were just children, they did not have the perfect organs of thought that we have; accordingly, we must look with an indulgent eye upon what we find in the works of Plato and Aristotle.” School teachers often speak in this vein, for in their criticism they feel vastly superior to Plato and Aristotle. You will only fully understand what I have just indicated, however, if you make the acquaintance of people—and there are such!—who have a kind of vision that one may call, in the best sense of the word, a clairvoyant consciousness. In such people, the presence of clairvoyant consciousness—if there are any in the audience who possess a measure of it, they will please forgive me for telling what is the plain truth—is due to the inadequate development of the organs of intellect. It is quite a common occurrence in our day to meet people who have a measure of clairvoyant consciousness and possess extraordinarily little of what is today called scientific intellect. True as this is, it is equally true that what these clairvoyant people are able to say or write down through their own faculty of perception, may contain thoughts far cleverer than the thoughts of people who show no signs whatever of clairvoyance but function with the best possible organs of intellect. It may easily happen that clairvoyant people who, from the point of view of present- day science are quite stupid—please forgive this expression—produce thoughts cleverer than the thoughts of recognized scientists without being themselves any the cleverer for producing them! This actually occurs. And to what is it due? It comes about because such clairvoyant persons do not need to exercise any organs of thought in order to arrive at the clever thoughts. They create the corresponding images out of the spiritual world, and the images already have within them the thoughts. There they are, ready-made, while other people who are not clairvoyant and can only think have to develop their organs of thought first before they can develop any thoughts. If we were to sketch this, it would be like this. Suppose a clairvoyant person brings something out of the spiritual world in all manner of pictures (see drawing, red). But in it, thoughts are contained, a network of thoughts. The person in question does not think this out, instead, he sees it, bringing it along from the spiritual world. He has no occasion to exercise any organ of thought. Consider another person who is not gifted with clairvoyance, but who can think. Of all that has been drawn in red below, there is nothing at all present in him. He does not bring any such thing out of the spiritual world. Neither does he bring this thought skeleton with him out of the spiritual world (see drawing on left). He exerts his organs of thinking and through them produces this thought skeleton (see drawing). ![]() In observing human beings today, one can find among everywhere examples of all the stages between these two extremes. For one who has not trained his faculty of observation, it is nevertheless most difficult to distinguish whether a person is actually clever, in the sense that he thinks by means of his organs of reason, or whether he does not think with them at all, but instead by some means brings something into his consciousness, so that only the pictorial, imaginative element is developed in him, but so feebly that he himself is not even aware of it. Thus, there are any number of people today who produce most clever thoughts without having to be clever on that account, while others think very clever thoughts but have no special connection to any spiritual world. To learn to apprehend this distinction is one of the important psychological tasks of our age, and it affords the basis for important insight into human beings at the present time. With this explanation you will no longer find it difficult to understand that empirical super-sensible observation shows that the majority of mankind possessed the most perfectly developed organs of thought in the middle of the nineteenth century. At no other time was there so much thinking done with so little cleverness as in the middle of the nineteenth century. Go back to the twenties of the nineteenth century—only, people do not do this today—or even a little earlier, and read the scientific texts produced then. You will discover that they have an entirely different tone; they do not yet contain the completely abstract thinking of later times which depends on man's physical organs of thought. We need not even mention what came from the pen of people like Herder, Goethe or Schiller; grand conceptions still dwelled in them. It does not matter that people do not believe this today and that commentaries today are written as if this were not the case. For those who write these commentaries and believe that they understand Goethe, Schiller, and Herder simply do not understand them; they do not see what is most important in these men. It is a fact of great significance that about the middle of the nineteenth century the human organism reached a culmination in respect of its physical form and that since that time it has been regressing; indeed, in regard to a rational comprehension of the world it is regressing rapidly in a certain sense. This fact is closely connected with the development of materialism in the middle of the nineteenth century. For what is the human organism? The human organism is a faithful copy of man's soul-spiritual nature. It is not surprising that people who are incapable of insight into the soul and spirit of man see in the structure of the human organism an explanation of the whole human being. This is particularly the case when one takes into special consideration the organization of the head, and in the head in turn the organization of the nerves. In the course of my lectures in Stuttgart,2 I mentioned an experience that is really suited to throw light on this point. It happened at the beginning of the twentieth century in a gathering of the Giordano Bruno Society of Berlin.3 First, a man spoke—I would call him a stalwart champion of materialism—who was a most knowledgeable materialist. He knew the structure of the brain as well as anyone can know it today who has studied it conscientiously. He was one of those who see in the analysis of the brain's structure already the full extent of psychology—those who say that one need only know how the brain functions in order to have a grasp on the soul and to be able to describe it. It was interesting; on the blackboard, the man drew the various sections of the brain, the connecting strands, and so on, and thus presented the marvelous picture one obtains when one traces the structure of the human brain. And this speaker firmly believed that by having given this description of the brain he had described psychology. After he had finished speaking, a staunch philosopher, a disciple of Herbart,4 rose up and said, “The view propounded by this gentleman, that one can obtain knowledge of the soul merely by explaining the structure of the brain, is one I must naturally object to emphatically. But I have no cause to take exception to the drawing the speaker has made. It fits in quite well with my Herbartian point of view, namely, that ideas form associations with one another, and connecting strands of a psychic character run from one idea to another.” He added that as a Herbartian, he could quite well make the same drawing, only the various circles and so on would for him not indicate sections of the brain but complexes of ideas. But the drawing itself would remain exactly the same! A most interesting situation! When it is a matter of getting down to the reality of a subject, these two speakers have diametrically opposed views, but when they make drawings of the same thing, they find themselves obliged to come up with identical drawings, even though one is a wholehearted Herbartian philosopher and the other a staunchly materialistic physiologist. What is the cause of this? It is in fact this: We have the soul-spirit being of man; we bear it within us. This soul-spirit being is the creator of the entire form of man's organism. It is therefore not surprising that here in the most complete and perfect part of the organism, namely the nervous system of the brain, the replica created by the soul-spirit being resembles the latter in every way. It is indeed true that in the place where man is most of all man, so to speak, namely in the structure of his nerves, he is a faithful replica of the soul-spiritual element. Thus, a person who, in the first place, must always have something the senses can perceive and is content with the replica, actually perceives in the copy the very same thing that is seen in the soul-spiritual original. Having no desire for soul and spirit and only concentrating, as it were, on the replica, he stops short at the structure of the brain. Since this structure of the brain presented itself in such remarkable perfection to the observer of the mid-nineteenth century, and considering the predisposition of humanity at that time, it was extraordinarily easy to develop theoretical materialism. What is really going on in the human being? If you consider the human being as such—I shall draw an outline of him here—and turn to the structure of his brain, you find that first of all man is, as we know, a threefold being: the limb being, the rhythmic man, and the being of nerves and senses. When we now look at the latter, we have before us the most perfect part of the human being, in a sense, the most human part. In it, the external world mirrors itself (see drawing, red). I shall indicate this reflection process by the example of the perception through the eyes. I could just as well sketch the perceptions coming through the ear, and so on. The external world, therefore, reflects itself in the human being in such a way that we have here the structure of man and in him the reflection of the outer world. ![]() As long as we consider the human being in this way, we cannot help but interpret him in a materialistic manner, even though we may go beyond the often quite coarse conceptions of materialism. For, on the one hand, we have the structure of the human being; we can trace it in all its most delicate tissue structures. The more closely we approach the head organization, the more we discover a faithful replica of the soul-spiritual element. Then we can follow up the reflection of the external world in the human being. That, however, is mere picture. We thus have the reality of man, on the one hand, traceable in all its finer structural details, and on the other hand we have the picture of the world. Let us keep this well in mind. We have man's reality in the structure of his organs, and we have what is reflected in him. This is really all that offers itself initially to external sensory observation. Thus, for sensory observation, the following conclusion presents itself. When the human being dies, this whole human structure disintegrates in the corpse. In addition, we have the pictures of the outer world. If you shatter the mirror, nothing can mirror itself any longer; hence, the pictures, too, are gone when the human being has passed through death. Since external sense observation cannot ascertain more than what I have just mentioned, is it not natural to have to say that with death the physical structure of the human being disintegrates? Formerly, it reflected the outer world. Human beings bear but a mirror-image in their soul and it passes away. Materialism of the nineteenth century simply presented this as a fact. It could not do otherwise, for it really had no knowledge of anything else. Now the whole matter changes when we begin to turn our attention to the soul and spirit life of man. There, we enter a region which is inaccessible to physical sensory observation. Take a fact pertaining to the soul that is near at hand, the simple fact that we confront the outer world by observing it. We observe and perceive objects; then we have them within us in the form of percepts. We also have memory, the faculty of recollection. We can bring up in images from the depths of our being what we experience in the outer world. We know how important memory is for the human being. Let us consider this set of facts some more. Take these two inner experiences: You look through your eyes at the external world, you hear it with your ears, or in some other way you perceive it with your senses. You are then engaged in an immediately present activity of the soul. This then passes over into your conceptual life. What you have experienced today, you can raise up again a few days later out of the depths of your soul in pictures. Something enters into you in some manner and you bring it up again out of your own being. It is not difficult to recognize that what enters into the soul must originate in the external world. I do not wish to consider anything else for the moment except the fact that is clearly obvious, namely, that what we thus remember has to come from the outer world. For if you have seen some red object, you remember the red object afterwards, and what has taken place in you is merely the image of the red object which, in turn, arises again in you. It is therefore something the external world has impressed upon you more deeply than if you occupy yourself only with immediate perceptions in the outer world. Now picture what happens: You approach some object, you observe it, that is to say, you engage in an immediate and present soul activity in regard to the observed object. Then you go away from it. A few days later, you have reason to call up again from the depths of your being the pictures of the observed object. They are present again, paler, to be sure, but still present in you. What has happened in the interval? Let me ask you here to keep well in mind what I have just said and compare this singular play of immediate perceptual thoughts and pictures of memory with something that is quite familiar to you, the pictures appearing in dreams. You will easily be able to notice how dreaming is connected with the faculty of memory. As long as the dream images are not too confused, you can easily see how they tie in with the memory images, hence, how a relationship exists between dreams and what passes from living perceptions into memory. Now consider something else. Human beings must be organically completely healthy if they are to tolerate dreaming properly, so to speak. Dreaming requires that a person has himself fully under control and that at any time a moment can occur when he is certain he has been dreaming. Something is out of order when a person cannot come to the point of perceiving quite clearly: This was a dream! You have met people who dreamed they were beheaded. Suppose they could not distinguish afterwards between such a dream and the actual beheading; suppose they thought they really had been beheaded and yet had to go on living! Just imagine how impossible it would be for such people to sort out the facts without becoming totally confused! They would constantly feel that they had just been beheaded, and if they presumed they had to believe this—one can just about imagine what sort of words would break from their lips! You can see, therefore, that human beings should be able at any moment to have themselves in hand so well that they can distinguish dreams from the thought life within reality. There are people, however, who cannot do this. They experience all kinds of hallucinations and visions and consider them realities. They cannot distinguish; they do not have themselves well enough in hand. What does this signify? It means that what dwells in dream has an influence on their organization, and that the organization is adapted to the dream picture. Something in their nervous system is not fully developed that should be developed; therefore, the dream is active in them and makes its influence felt. Thus, if someone is not able to distinguish between his dreams and experienced realities, it means that the power of the dream has an organizing effect on him. If a dream were to possess itself of our whole brain, we would see the whole world as a dream! If you can contemplate such a fact and appreciate its full value, you will gradually learn to apprehend the facts to which ordinary science today does not wish to aspire because it lacks the courage to do so. You will learn to perceive that the very same power that energizes the dream life is present in us as organizing and quickening power, as power of growth. The only reason why the dream does not have the power to tear asunder the structure of our organism is that the latter is too strongly consolidated, that it has so firm a structure as to be able to withstand the effects of the ordinary dream. Thus, the human being can distinguish between the dream experience and that of reality. When the little child grows up, becoming taller and taller, a force is at work in it. It is the same force as the one contained in the dream; only in the case of the dream we behold it. When we do not behold it, when it is instead active inside the body, then it, the very same power that is in the dream, makes us grow. We need not even go so far as to consider growth. Every day, for example, when you eat and digest and the effects of digestion spread throughout your organism, this happens by means of the force that dwells in dreams. Therefore, when something is out of order in the organism, it is connected with dreaming that is not as it should be. The force we can, from the outside, observe working in dream life is the same as the one that then works inwardly in the human being, even in the forces of digestion. Thus, we can say that if we only consider the life of man in the right way, we become aware of the working of the dream force in his organism. When I describe this actively working dream force, I actually enter upon the same paths in this description that I must tread when I describe the human etheric body. Imagine that someone were able to penetrate with his vision everything that brings about growth in the human being from childhood on, everything that causes digestion in man, everything that sustains his whole organism in its state of activity. Imagine that I could take this whole system of forces, extracting it from the human being and placing it before him, then I would have placed the etheric body before the human being. This etheric body, that is, the body that reveals itself only in irregularities in a dream, was far more highly developed prior to the point in time in the nineteenth century to which I have referred. Gradually it became weaker and weaker in its structure. In turn, the structure of the physical body grew correspondingly stronger. The etheric body can conceive in pictures, it can have dreamlike imaginations, but it cannot think. As soon as this etheric body begins to be especially active in a person of our time, he becomes a bit clairvoyant, but then he can think less, because, for thinking, he particularly needs the physical body. Therefore, it need not surprise us that when people of the nineteenth century had the feeling that they could think particularly well, they were actually driven to materialism. For what aided them in this thinking the most was the physical body. But this physical thinking was connected with the special form of memory that was developed in the nineteenth century. It is a memory that lacks the pictorial element and, wherever possible, moves in abstractions. Such a phenomenon is interesting. I have frequently referred to the professor of criminal anthropology Moritz Benedikt.5 Today as well, I would like to mention an interesting experience he himself relates in his memoirs. He had to address a meeting of scientists, and he reports that he prepared himself for this speech for twenty-two nights, not having slept day or night. On the last day before giving the address, a journalist who was supposed to publish the speech came to see him. Benedikt dictated it to him. He says that he had not written down the address at all, having merely impressed it onto his memory. He now dictated it to the journalist in his private chamber; the following day he gave this speech at the meeting of scientists. The journalist printed what he had taken down from dictation, and the printed speech agreed word for word with the speech Benedikt delivered at the meeting. I must confess, such a thing fills me with admiration, for one always admires what one could never find possible to accomplish oneself. This is indeed a most interesting phenomenon! For twenty-two days, the man worked to incorporate, word for word, what he had prepared into his organization, so that in the end he could not possibly have uttered a single sentence out of the sequence impressed onto his system, so firmly was it imbedded! Such a thing is possible only when a person is able to imprint the whole speech into his physical organism purely out of the gradually developing wording. It is actually a fact that what one thinks out in this way stamps itself onto one's organization as firmly as the force of nature firmly builds up the bone system of man. Then, the whole speech rests like a skeleton in the physical organism. As a rule, memory is tied to the etheric body, but in this case the latter has imbedded itself completely in the physical organism. The entire physical system then contains something in the way it contains the bones, something that stands there like the skeleton of the speech. Then it is possible to do what Professor Benedikt did. But this is only possible when the nerve structure of the physical organism is developed in such a way that it receives without resistance into its plasticity what is brought into it; gradually, of course, for twenty-two days, even nights, it had to be worked in. It is not surprising that somebody who relies so much on his body acquires the feeling that this physical body is the only thing working in the human being. Human life had indeed taken such a turn that it worked its way completely into the physical body; people therefore arrived at the belief that the physical body is everything in the human organization. I do not think that any other age but ours, which has attached this high value on the physical body, could have come to such a grotesque invention—forgive the expression—as stenography. Obviously, when people did not rely as yet on stenography, they did not attach so great a value to preserving and accurately recording words and the sequence of words such as is the aim in stenography. After all, only the imprint in the physical body can make so fast and firm a record. It is therefore the predilection for imprinting something in the physical body that has brought about the other preference for preserving this imprinted word, but by no means for retaining anything that stands one level higher. For stenography could play no part if we wished to preserve those forms that express themselves in the etheric body. It takes the materialistic tendency to invent something as grotesque as shorthand. All this, of course, is added only by way of explanation of what I wish to contribute to the problem of understanding the appearance of materialism in the nineteenth century. Humanity had arrived at a certain condition that tended to engrain the soul-spiritual into the physical organism. You must take what I have said as an interpretation, not as a criticism of stenography. I do not favor the immediate abolition of stenography. This is never the tendency underlying such characterizations. We must clearly understand that just because one understands something, this does not imply that one wishes to abolish it right away! There are many things in the world that are necessary for life and that yet cannot serve all purposes—I do not want to go further into this subject—and the need for which still has to be comprehended. But we live in an age, and I have to emphasize this again and again, when it is absolutely necessary to penetrate more deeply into the development of nature as well as into that of culture, to be able to ask ourselves: Where does this or that phenomenon come from? For mere carping and criticizing accomplish nothing. We really have to understand all the things that go on in the world. I would like to sum up what I presented today in the following way. The evolution of mankind shows that in the middle of the nineteenth century a certain culmination was reached in the process of the structural completion of the physical body. Already now, a decadence has set in. Further, this perfection of the physical body is connected with the rise of theoretical materialism. In the next few days, I shall have to say more about these matters from one or another viewpoint. I wished to place before you today what I have just summed up.
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204. Materialism and the Task of Anthroposophy: Lecture II
03 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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The threefold human organism was first mentioned by Rudolf Steiner in Von Seelenraetseln, GA 21. (The Case for Anthroposophy)3. Concerning Imagination, Inspiration, and Intuition, three forms of higher perception, see Rudolf Steiner, An Outline of Occult Science, chapter: “Knowledge of Higher Worlds”; Anthroposophic Press, Spring Valley, NY, 1972. |
204. Materialism and the Task of Anthroposophy: Lecture II
03 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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Before I begin, let me emphasize that this lecture does not form part of the sequence of lectures presented in the context of the courses,1 but in a certain respect is intended to relate to what I have outlined yesterday evening. There, we dealt with studying that particular form of development within humanity's historical evolution that occurred in the middle and also in the second half of the nineteenth century; the evolutionary impulse of materialism. I said that in these considerations our attention should not be turned so much to materialism in general, which calls for other viewpoints, but rather to theoretical materialism, to materialism as a world view. I drew attention to the fact that this materialism must be confronted with a sufficiently critical mind, but that, on the other hand, materialism has been a necessary phase of evolution in the history of mankind. We cannot simply speak of rejecting it and say that it is an aberration; materialism needs to be understood. For the one does not exclude the other. Particularly in these reflections it is important to extend the sphere of thoughts relating to truth and error further than is ordinarily the case. It is generally said that in the logical life of thoughts it is possible either to err or to find the truth. What is not mentioned is that under certain circumstances the glance we cast upon the external world may discover errors in outer reality. Difficult though it may be for modern thought to admit to errors in the events of nature—something that spiritual science has to do—it is obvious for people today to admit that there are actual errors in the results that arise in the course of the historical development and manifest themselves, so to speak, in the communal, social sphere. These errors cannot be corrected by mere logic, but demand comprehension based on the conditions that gave rise to them. In thinking, all we have to do is reject error. We have to extricate ourselves from error and, overcoming it, reach truth. But in the case of errors rooted in the factual realm we must always say that they also have a positive aspect and are of value in a certain sense for the development of mankind. Theoretical materialism of the nineteenth century should therefore not merely be condemned in a narrow, one-sided manner; instead, we should grasp its significance in human evolution. Theoretical materialism consisted in the fact—and what remained of it still consists in this—that man devotes himself to a conscientious and exact investigation of the external material facts, that in a certain sense he loses himself in this world of facts. Then, proceeding from this investigation of facts, he attains to a view of life that tends to the conclusion that there is no other reality except the world of facts, and that everything pertaining to soul and spirit is, after all, merely a product of the material course of events. Even a conception of life such as this was necessary during a certain epoch of time, and the only danger would be a rigid adherence to it so that it could influence the further development of humanity in an age when other contents have to enter human consciousness. Let us try today and investigate the actual basis of this evolutionary impulse leading to theoretical materialism. We come to it when, from a certain standpoint, we picture once more the threefold nature of the human organism.2 I have characterized it on many occasions. I have said: We must distinguish within the whole organization of the human being the part that, in regard to his physical being, may be designated as the organization of the senses and nerves. This is chiefly concentrated in the human head, but in a certain sense it extends over the whole human organism, also penetrating the other parts of it. As a second member we have the rhythmical organization. We encounter it chiefly in the rhythm of breathing and in the circulation of the blood. The third part in a wider sense is the metabolic organization of the human being, including the whole system of the human limbs. The human limb system is a system of movement, and every form of movement is basically an expression of our metabolic processes. One day, when people will investigate more closely what really takes place in the metabolic processes whenever the human being moves, they will discover the intimate connection between the limb system and the metabolic system. In considering these three systems in the human being, we have, first of all, pointed out the fundamental difference between them. I have already drawn your attention yesterday to the fact that, by means of the same drawing, two men with entirely different world views wanted to clarify matters relating to the human head organization as well as to the processes of human thinking. I pointed out that it so happened that I was once present at a lecture given by an extreme materialist. He wished to describe the life of the soul, but he actually described the human brain, the individual sections of the brain, the connecting fibers, and so on. He arrived at a certain picture, but this picture he drew on the blackboard was, for him, only the expression of what goes on materially and physically in the human brain. At the same time, he saw in it the expression of soul life, particularly the conceptual life. Another man, a philosopher of the school of Herbart, spoke of thoughts, of associations of thoughts, of the effect one thought has upon another, etc., and he said he could make use of the same picture on the blackboard. Here, quite empirically, I should say, we encounter something most interesting. It is this that somebody for whom the observation of the soul life is something quite real, at least in his thoughts—this must always be added in case of Herbartianism—clarifies to himself the activity of the soul life by using the same picture employed by the other lecturer, who depicts the soul life by trying to set forth only the processes in the human brain. Now, what lies at the foundation of this? The fact is that in its plastic configuration the human brain is indeed an extraordinarily faithful replica of what we know as the life of thought. In the plastic configuration of the human brain, the life of thought really does express itself, we might almost say, in an adequate manner. In order to follow this thought to its conclusion, however, something else is needed. What ordinary psychology and also Herbart's psychology designate as chains of thoughts, as thought associations in the form of judgments, logical conclusions and so on, should not remain a mere idea. At least in our imagination—even if we cannot rise to clairvoyant Imaginations—we should allow it to culminate in a picture; the tapestry of logic, the tapestry presented to us by psychology of the life of thought, the teaching of the soul life, should be allowed to culminate in a picture. If we are in fact able to transform logic and psychology in a picture-like, plastic way into an image, then the human configuration of the brain will emerge. Then we shall have traced a picture, the realization of which is the human brain. On what is this based? It is based on the fact that the human brain, indeed the whole system of nerves and senses, is a replica of an Imaginative element.3 We completely grasp the wonderful structure of the human brain only when we learn to investigate Imaginatively. Then, the human brain appears as a realized human Imagination. Imaginative perception teaches us to become familiar with the external brain, the brain we come to know through psychology and anatomy, as a realized Imagination. This is significant. Another fact is no less important. Let us bear in mind that the human brain is an actual human Imagination. We are indeed born with a brain, if not a fully developed one, at least with a brain containing the tendencies of growth. It tries to develop to the point of being a realized Imaginative world, to be the impression of an Imaginative world. This is, as it were, the ready-made aspect of our brain, namely, that it is the replica of an Imaginative world. Into this impression of the Imaginative world we then build the conceptual experiences attained during the time between birth and death. During this period we have conceptual experiences; we conceive, we transform the sense perceptions into thoughts; we judge, we conclude, and so on. We fit this into our brain. What kind of activity is this? As long as we live in immediate perception, as long as we remain in the interplay with the external world, as long as we open our eyes to the colors and dwell in this relationship with colors, as long as we open our organs of hearing to sounds and live within them, the external world lives on in us by penetrating our organism through the senses as through channels. With our inner life, we encompass this external world. But the moment we cease to have this immediate experience of the outer world—something I already called your attention to yesterday—the moment we turn our eye away from the world of colors, allow our ear to become inattentive to the resounding of the external world, the moment we turn our senses to something else, this concreteness—our interplay with the external world in perceiving—penetrates into the depths of our soul. It may then be drawn to the surface again in the form of pictures by memory. We may say that during our life between birth and death insofar as our thought life is concerned, our interplay with the external world consists of two parts: the immediate experience of the external world in the form of perceptions and the transformed thoughts. We surrender, as it were, completely to the present; our inner activity loses itself in the present. Then, however, this immediate activity continues. To begin with, it is not accessible to our consciousness. It sinks down into the subconscious but may be drawn to the surface again into memory. In what form, then, does it exist in us? This is a point that can be explained only by a direct view attainable in Imagination. A person who honestly pursues his way in his scientific striving cannot help but admit to himself that the moment the riddle of memory confronts him he cannot advance another step in his research. For due to the fact that the experiences of the immediate present sink down into the subconscious, they become inaccessible to ordinary consciousness; they cannot be traced further. But when we work in a corresponding way upon the human soul by means of the soul-spiritual exercises that have frequently been discussed in my lectures, we reach a stage where we no longer lose sight of the continuations of our direct life of perceptions and thoughts into conceptions that make memories possible. I have often explained to you that the first result of an ascent to Imaginative thinking is to have before your soul, as a mighty life-tableau, all your experiences since birth. The stream of experience normally flows along in the unconscious, and the single representations, which emerge in memory, rise up from this unconscious or subconscious stream through a half-dreamy activity. Those who have developed Imaginative perception are offered the opportunity to survey the stream of experiences as in one picture. You could say that the time that has elapsed since birth then takes on the appearance of space. What is normally within the subconscious is then beheld in the form of interconnected pictures. When the experiences that otherwise escape into the subconscious are thus raised to direct vision, we are able to observe this continuation of present, immediate perceptual and thought experiences all the way into conceptions that can be remembered. It is possible to trace what happens in us to any sort of experience we have in our mind, from the point in time when we first lose sight of it until the moment we recall it again. After all, between experiencing something and remembering it again something is taking place continuously in the human organism, something that becomes visible to imaginative perception. It is possible to view it in Imaginations, but it is now revealed in a quite special way. The thoughts that have lost themselves, as it were, in the subconscious region an activity connected with our life-impulses, our impulses of growth; they stimulate an activity in us that is related to our impulse of death. The significant result revealing itself to Imaginative perception in the way I could only allude to today is the following: Human beings do not connect the memory-activity, leading to the renewal of thinking, of thought and perceptual experiences, with what calls us into physical life and maintains digestion in this life, so that substances that have become useless are replaced by usable ones, and so on. The power of memory that descends into the human being is not related to this ascending life system in man. It is linked to something we also bear within us ever since our birth, something we are born with just as we are born with the forces through which we live and grow. It is connected with what then appears to us, concentrated into one moment, in regard to the whole organism in dying. Death only appears as a great riddle as long as it is not observed within the continuous stream of life from birth to death. Expressing myself paradoxically, I might say that we die not only when we die. In reality, we die at every moment of our physical life. By developing within our organism the activity leading to memory as recollective thinking—and in ordinary physical life every form of cognition is actually linked up with memory—insofar as this cognition is developed, we die continuously. A subtle form of death, proceeding from our head organization, is forever going on within us. By carrying out this activity that continues on into memory, we constantly begin the act of dying. But the forces of growth existing in the other members of the human organism counteract this process of death; they overcome the death forces. Thus we maintain life. If we only depended on our head organization, on the system of nerves and senses, each moment in life would really become a moment of death for us. As human beings we continuously vanquish death, which streams out, as it were, from our head to the remaining organism. The latter counteracts this form of death. Only when the remaining organization becomes weakened, exhausted through age or some kind of damage, thus preventing the counteraction against the death-bearing forces of the human head, only then does death set in for the whole organism. Indeed, in our modern thinking, in the thinking of today's civilization, we really work with concepts that lie side by side like erratic blocks, without being able to correctly recognize their interrelationship. Light must enter into this chaos of erratic blocks constituting our world of concepts and thoughts. On the one hand, we have human cognition which is so intimately tied to the faculty of memory. We observe this human cognition and have no idea of its kinship to our conception of death. And because we are completely ignorant of this relationship, what could otherwise be deciphered in life remains so enigmatic. We are unable to connect the experiences of everyday life with the great extraordinary moments of experience. The insufficient spiritual view over what lies around as fragmentary blocks in our conceptual world brings it about that despite the splendid achievements of the nineteenth century life has gradually become so obscure. Let us now consider the second system, the second member of the human organization, the rhythmical organization. It is also present in the human head organization. The interior of the human head breathes together with the breathing organism. This is an external physiological fact. But the breathing process of the human head lies, as it were, more within; it conceals itself from the system of nerves and senses. It is covered over by what constitutes the chief task of the head organization. Still, the human head has its own concealed rhythmical activity. This activity becomes evident mainly in the human chest organization, in those processes of the human organism that are centered in the organs of breathing and in the heart. When we observe the outward appearance of this organization, unlike in the case of the head organization, we cannot see in it a kind of plastic image for what exists as its counterpart in the soul, namely, the life of feeling. When we observe the soul experiences, our feelings manifest as something more or less undefined. We have sharp contours in our thoughts. We also have clear concepts of thought associations. In the details pertaining to our life of feeling we have no such sharp outlines. There, everything interpenetrates, moves and lives. You will not find an Herbartian who, in making an outline of the life of emotion, would characterize this in a sketch that might resemble one drawn by an anatomist or a physiologist for the lungs or the heart and circulatory system. Here, you find that such a relationship does not exist between the inner soul element and the outer aspects. This is also the reason why Imaginative cognition does not suffice to bring before the soul this relationship between the soul's life of feeling and the rhythmical system. For this we need what I have characterized in my books as Inspiration, Inspirative perception. This special form of perception through Inspiration attains to the insight that our emotional life has a direct link to the rhythmical system. Just as the system of nerves and senses is linked to the conceptual life, so the rhythmical life is linked to the life of feelings. But, metaphorically speaking, the rhythmical system is not the wax impression of the emotional life in the same way that the brain's configuration is the wax impression of the conceptual life. Consequently we cannot say that our rhythmical system is an Imaginative replica of our life of feeling. We must say instead that what unfolds and lives in us as the rhythmical system has come about through cosmic Inspiration, independently of any human knowledge. It is inspired into us. The activity carried out in the breathing and in the blood circulation is not merely something that lives within us enclosed by our skin; it is a cosmic event, like lightning and thunder. After all, through our rhythmical system, we are connected with the outer world. The air that is now within me was outside before; it will be outside again the next moment. It is an illusion to believe that we only live enclosed within our skin. We live as a member of the world that surrounds us, and the form of our rhythmical system, which is closely connected to our movements, is inspired into us out of this world. Summing this up, we can say: As the basis of the human head we have, first of all, the realization of an Imaginative world. Then, in a manner of speaking, below what thus realizes itself as an Imaginative world, we have the realm of the rhythmical system, an Inspired world. Concerning our rhythmical system, we can only say: An Inspirative world is realized within it. How do matters stand in regard to our metabolic system, our limb-system? Metabolism belongs together with the limb-system, as I have pointed out already. Our metabolic processes stand in a direct relationship with our volitional activity. But this relationship reveals itself neither to Imaginative nor to Inspirative perception. It discloses itself only to Intuitive cognition, to what I have described in my books as “Intuitive knowledge.” This explains the difficulty of seeing in the external physical processes of metabolism the realization of a cosmic Intuition. This metabolism, however, is also present in the rhythmical system. The metabolism of the rhythmical system conceals itself behind the life-rhythm, just as the life-rhythm conceals itself behind the activity of nerves and senses in the human head. In the case of the human head we have a realized Imaginative world; hidden behind it a realized Inspirative world in regard to the rhythm in the head. Still further behind this, there is the metabolism of the head, hence a realized Intuitive element. Thus we can comprehend our head, if we [see] in it the confluence of the realized Imaginative, Inspired, and Intuitive elements. In the human rhythmical system the Imaginative is omitted; there we have only the realization of the Inspired and Intuitive elements. And in the metabolic system Inspiration, too, is omitted; there, we are dealing only with the realization of a cosmic Intuition. In the threefold human organism, we thus bear within us first the organization of the head, a replica of what we strive for in cognition through Imagination, Inspiration, and Intuition. In trying to understand the human head, we should really have to admit to ourselves that with mere external, objective knowledge gained through the observation of the outer sensory world, which is not even Imagination and does not rise up to the Intuitive element, we should stop short of the human head. For the inner being of the human head begins to disclose itself only to Imaginative knowledge; behind this lies something still deeper that reveals itself to Inspiration. In turn, behind this, lies something that makes itself known to Intuitive knowledge. The rhythmical system is not even accessible to Imagination. It reveals itself only to Inspirative cognition, and what is concealed beneath it is the Intuitive element. Within the human organism, we certainly ought to find metabolism incomprehensible. The true standpoint in regard to the human metabolism can be none other than the following. We can only say that we observe the metabolic processes of the external world; we try to penetrate into them with the aid of the laws of objective perception. Thus we attain knowledge of the external metabolism in nature. The instant this outer metabolism is transformed and metamorphosed into out inner metabolism it becomes something quite different; it turns into something in which dwells the element that discloses itself only to Intuition. We would therefore have to say: In the world that presents itself to us as the sensory realm, the most incomprehensible of all incomprehensible problems is what the substances, with which we become familiar externally through physics and chemistry, accomplish within the human skin. We would have to admit: we must rise up to the highest spiritual comprehension if we want to know what really takes place within the human organism in regard to the substances we know so well in their external aspects in the world outside. Thus we see that in the structure of our organism there are, to begin with, three different activities. First of all, something that discloses itself to Intuitive knowledge is active in the structure of the human organism, building it up out of the world's substances. In addition something is active in this organism that reveals itself to Inspirative knowledge; it fits the rhythmical system into the metabolic organism. Finally, something is active in the human organism that reveals itself to Imaginative knowledge; it builds in the nervous system. And when this human organism enters through birth into the external physical world, all that is ready-made, as it were, by virtue of its own nature, then evolves further inasmuch as human beings develop objective knowledge between birth and death. Concerning this objective knowledge we have seen that it is tied to the activity of memory; it is not connected with constructive but with destructive forces. We have seen that this form of knowledge is a slow dying proceeding from the head. We may therefore say that the human organism was built up through what could be comprehended by means of Intuition, Inspiration, and Imagination. This dwells in this human organism in a manner inaccessible to present-day cognition. On the other hand, what is built into our organism between birth and death by means of our objective insights breaks down and destroys this organism. We actually think and form concepts on the basis of this destruction when we unfold our conceptual life, the life of thoughts. We really cannot be materialists when we comprehend what this knowledge, so intimately linked with the faculty of memory consists of. For if we wanted to be materialists, we would have to imagine that we are built up by forces of growth; that those forces are active that absorb the substances and transmit them to the various organs in order to bring about, in a wider sense, the digestive processes within our organism. We should have to picture this faculty, inherent in growth, digestion, and the constructive forces in general, continuing and culminating somewhere in the conceptual process, in thinking which arrives at objective knowledge. Yet this is not the case. The human organism is built up through something that is accessible to Intuition, to Inspiration, and to Imagination. Our organism is built up when it has absorbed these forces into itself. But then regression begins, the process of decay, and what brings this decay about is ordinary knowledge between birth and death. Through the processes of ordinary perception we do not build anything into the constructive forces; rather, by destroying what has been built up, we create, first of all, the foundations for a continuous element of death in ourselves. Into this continuing element of death we place our knowledge. We do not immerse ourselves in material elements when we think; no, we destroy the material element. We hand it over to the forces of death. We think our way into death, into the destruction of life. Thinking, ordinary perception, is not related to growing, budding life. It is related to death, and when we observe human perception, we do not find an analogy for it in the natural formations including the human brain. We discover an analogy only in the corpse that decays after death. For what the decaying body represents, I might say, intensively, in a certain greatness, must continuously take place within us when we perceive objectively in the ordinary sense of the word. Look upon death if you wish to comprehend the cognitive process. Do not look upon life in a materialistic manner; look upon what represents the negation, the elimination of life. Then you arrive at a comprehension of thinking. To be sure, what we call death then acquires an entirely different meaning; based on life it attains to a different significance. Even external phenomena enable us to grasp such things. Yesterday, I said to you that the culmination of the materialistic world view lies in the middle or in the last third of the nineteenth century. This culmination viewed death as something that must absolutely be rejected. In a sense people at that time felt noble by viewing death in this way, as ending life. Life alone they wanted to consider and wished to see it as ending with death. Frequently, one looks back somewhat disdainfully upon the “child-like folk-consciousness.” Take the word “verwesen,” (to decompose) which points to the process of what occurs after death. The prefix “ver” always indicates a movement towards what the word expresses. “Verbruedern” (to become like brothers, to fraternize) means to move in the direction of becoming brothers; “versammeln” (to gather together) indicates moving in the direction of gathering, of meeting. In the vernacular, “verwesen” does not mean decomposing, ceasing to be; it means moving in the direction of Wesen, of being, of life. Such word formations, connected with a spiritual way of grasping the world during the epoch of instinctive knowledge, have become exceedingly rare. In the nineteenth century people materialized everything; they no longer lived in the spiritual essence permeating the word. Many examples could be cited to show that the culmination of materialism became evident even in speech. We can therefore understand that after the human being had been developed, as I said yesterday, to a point of culmination by forces that disclose themselves to Inspiration, Intuition, and Imagination, he then attained to the highest culmination in the nineteenth century, followed in turn by a decadence. We can understand that the human being distanced himself, as it were, from the power enabling him to comprehend himself inwardly by developing in the strongest measure the forces that, as conceptual forces, are most akin to death, the forces of abstraction. It is from this point that it is possible, proceeding from today's lecture, to advance to what constitutes the actual, essential impulse within what we may call the materialistic impulse of knowledge in human history.
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204. Materialism and the Task of Anthroposophy: Lecture III
09 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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Likewise, our anthroposophy can penetrate into the essence of the Gnosis. We know that this Gnosis was eradicated by certain sects of the first Christian centuries to the point where very little Gnostic knowledge is still available historically. |
Perhaps it can be discerned particularly in problems such as the Logos problem, and a person who sees what anthroposophy as to set forth about such a problem should realize from this that anthroposophy is certainly not taking the easy way out. |
I ask you: does the opposition, which so readily dispenses shallow judgments concerning anthroposophy, even know what anthroposophy occupies itself with? Does it know that this anthroposophy struggles with problems such as the Logos problem, which, after all, is only one detail, albeit an important one? |
204. Materialism and the Task of Anthroposophy: Lecture III
09 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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This evening, I do not wish to continue directly with the considerations normally carried on here on Saturdays and Sundays. Instead—in order that the friends of our cause,1 who have gathered here, can take along as much as possible of what is more or less closely connected with the studies undertaken during this week—we shall venture into still more intimate considerations intended to relate to the questions already touched upon. Even in reference to fructifying philology by means of anthroposophical spiritual science, I have indicated that an original form of sensibility for language has been lost and that in its place a more abstract orientation towards the things of the surrounding world has come about. I have pointed out that a significant developmental force in human history is represented in the fact that through Aristotle, in the fourth century before Christ, there emerged what subsequently was called logic. For it does indeed signify an orientation towards the world in an abstract sense to find one's way consciously into the logical element, which earlier had been present more unconsciously and instinctively in the constitution of the human soul. I said that an inner concrete process was still experienced in ancient times that is comparable to what we can study in the processes of puberty. What appears in the child when it learns to speak, is a metamorphosis, a more inwardly developing metamorphosis of the process that unfolds later on in the human being in the process of reaching sexual maturity. And what runs its course inwardly in this process of learning to speak, in ancient times had aftereffects for people's whole life. The human being experienced himself as if through the word something were coming to expression in him that lived also in the things outside, something the things do not express, however, because they have, in a sense, become dumb. As the word resounded, something was felt within that corresponds to processes in the outer world. What was experienced then was much more substantial, much more closely connected to human life than what is inwardly experienced today in comprehending the world through abstract concepts. What human beings then experienced through the word was more organic, I would say, more instinctive, more inclined towards the animalistic soul element than what we can now experience through the conceptual, abstract grasp of things. We were brought closer to the spiritual life through this abstract comprehension. Yet, at the same time, we arrived at abstraction. Thus, at precisely the world-historical moment, when human beings were in a sense elevated to the point of gradually grasping the spirit, their mental experience at the same time suffered a dilution into abstractions—I can express these matters only in a more or less pictorial manner since our language has not yet coined words for it. Naturally, this process did not develop in the same way in all of humanity. It took place earlier in those folk groups that were the foremost bearers of civilization; others remained behind. I was able to point out that in the eleventh century the population settled in central Europe still occupied a standpoint that must be designated as pre-Aristotelian compared to the Greek development of civilization. In central Europe, people advanced much later beyond the point the Greeks passed with Aristotle. Through Aristotelianism, the Greeks anticipated much of what came about for the central European nations and those counted among them because of their culture only in the first third of the fifteenth century. Now, two things are connected with this development in regard to the comprehension of language and the abstract element. I have already pointed out one. As human soul life was lifted into abstraction through Aristotelianism—which still was only a symptom for a general comprehension of things within the Greek culture—it became estranged from the direct experience of the word, of language. With this, the portal leading to man's unfolding life in the direction of birth was closed. In their everyday experience, human beings no longer found their way back to the point where they could have realized through the process of acquiring speech how the soul-spiritual element holds sway in them just as it does outside in the world. Due to this, they were also diverted from looking back still further. For the next stages would have shown what one might call overall union of the spirit with physical-corporeal matter. They would have yielded comprehension of preexistence, the insight that the human soul-spiritual element leads an existence in supersensory worlds prior to uniting with the corporeal nature that arises within physical matter. It is true that this insight did not exist in earlier times of humanity's evolution in the definitely conscious form in which we try to acquire it today through spiritual science; instead, it was present in a more instinctive manner. The remnants of it appear to us in the Oriental civilization, which consider looking upon the preexistent human soul a matter of course. If the human being is then in a position of continuing further, something that is even more difficult to discern than preexistence becomes actual knowledge and perception, namely, repeated earth lives. This view existed in earlier ages of human development, though in an instinctive manner. It survived in a more poetic, imaginative form in the civilizations of the Orient when the former had already fallen into decadence, albeit a most significant, even beautiful decadence. Thus, when we look back to former epochs of human evolution without the prejudices of modern anthropology, we find a mode of perception that, albeit instinctively, penetrated into things. Inasmuch as human beings still understood the processes of acquiring speech, they also grasped something of the soul activity within outer nature; and inasmuch as they understood the incorporation of the soul-spiritual into the physical corporeal element, they understood something of the spirit vibrating and weaving through the world. To the extent that historical knowledge of the Greeks reaches back, only the sparse remnants of this ancient spirit perception are contained in the traditions of Greek civilization. If we go back beyond Aristotle and Plato to the Ionic philosophers, to around the turn of the fifth and sixth centuries B.C. in Greek development of thought, we find a philosophy, for example in the work of Anaxagoras,2 that cannot be comprehended on the basis of today's assumptions. Motivated by a certain healthy insight, the philosophers of the Occident should really admit to themselves that Western philosophy simply lacks the prerequisites to understand Anaxagoras. For what Anaxagoras acknowledges—though already in decadent form—as his nous dates back to those ages I have just spoken of, ages when people still sensed and perceived how the world is infused and woven through by spirit, how, out of spirit, the soul-spiritual being of man descends in order to unite with the physical-corporeal nature. In former times, this was an instinctive, concrete perception. Then it diminished to the knowledge present in the instinctive insight into the process of speech, something that in turn was lost during the Aristotelian age, particularly as far as the most advanced civilizations are concerned. As I have already explained, when people still had insight into this process of emerging speech, they sensed something in the resounding of the word that was an expression for an objective happening in nature outside. Here, I come to an essential difference: What was conceived as the universal soul by those who can be called “knowledgeable about speech” in the ancient sense, was predominantly thought of as filling space, and human beings experienced themselves as having been formed out of this spirit-soul element filling out space. Yet this was something different from what we discover when we go back further beyond the nous of Anaxagoras. Then we arrive at something leading into the preexistence of human beings; it is something that does not merely deal with the fact that the human soul weaves and exists in the present within the universal spirit and soul. Instead, we find here that this human soul dwells with the universal spirit and soul in time. We must be familiar with these matters through an inner comprehension, if we wish to gain truly historical insight into a most significant process in the development of civilization in western Asia and Europe. Nowadays, people really have no relevant conception of the state of mind of humanity living in the age when Christendom was established. Certainly, if you consider the general human soul condition of today in its particular configuration, you have to picture the great majority of those people of western Asia and Europe as having been uneducated in comparison to the education of our modern age we are so proud of. Yet, in those times, there were individuals who towered above the great mass of uneducated humanity. I might say, the successors of the ancient initiates stood out because of significant knowledge, knowledge that indeed did not dwell in the soul the same way as does our knowledge, which is permeated everywhere by abstract concepts and has therefore attained to full consciousness. Something instinctive existed even in the highest knowledge of that period. Yet, at the same time, something forceful was inherent in this instinctive knowledge, something that still penetrated into the depths of things. It is strange that many representatives of present-day traditional confessions have a curious fear of the possibility that somebody might discover that such penetrating knowledge did exist in past times, knowledge that arrived at refined concepts even if these were viewed more through instinctive pictures, as I said, and were expressed in forms of speech, for the comprehension of which there exists little feeling today. Our anthroposophy is not intended as a renewal of what is called Gnosis, but it is the path that allows us to look into the nature of this Gnosis. In regard to its sources, our anthroposophy has nothing in common with the ancient Indian philosophies. It can nevertheless penetrate into the compelling, magnificent aspects, the outpouring from all things, of the Vedanta, Sankhya, or Yoga philosophies, because it once again attains in a conscious manner to those regions of the world that were then reached instinctively. Likewise, our anthroposophy can penetrate into the essence of the Gnosis. We know that this Gnosis was eradicated by certain sects of the first Christian centuries to the point where very little Gnostic knowledge is still available historically. The Gnosis has actually become known to modern humanity only through the documents of those who tried to disprove it. They included quotes from the recorded texts in their written refutations, whereas the original Gnostic texts themselves were lost. Thus, the Gnosis has really been handed down to posterity only through the documents of its enemies who naturally quoted only what they deemed suitable in conformity with their cleverness. Just study the quotation skills of our opponents and you will gain an idea of how far one can penetrate into the nature of such a subject. When one has to depend on the documents of the opponents! Insight into the Gnosis has in most cases been dependent on the texts of its opponents—outwardly and historically it depends on them even today. Just imagine, it would certainly be in accordance with the wishes of somebody like Mr. von Gleich,3 if all anthroposophical texts should be burned up—surely, he would like that best—and that anthroposophy would be handed down to posterity only through his own proclamations! We only have to picture things by means of something that can truly call attention to them. If, for these reasons, we are unable to look into what already existed in those times, we will go astray with all the treatises, be they ever so well meant and scientific that concern something most important in regard to the comprehension of Christianity. One point, where almost everything remains yet to be done because everything done so far by no means leads to what could be designated by an honest striving for knowledge as true insight, is the Logos concept we encounter at the beginning of the Gospel of John. This Logos concept cannot be comprehended if the soul-spiritual development of human beings belonging to the most advanced civilization of that age is not inwardly understood. This is the case particularly if there is no comprehension of the soul-spiritual development that ran its course in Greek culture and shone across into Asia, casting its shadows into what confronts us in the Gospel of John. We must not approach this Logos concept merely by means of a dictionary or a superficial philological method. It can be approached only if we inwardly study the soul-spiritual development in question here, approximately from the fourth pre-Christian century until the fourth century A.D. No satisfactory history has yet been written about what then took place inwardly in the most advanced part of humanity and its representatives of wisdom. For this is related to the vanishing of any understanding for the process of learning to speak. The other matter, the comprehension of preexistence, was preserved in traditions until the time of Origen;4 yet it was lost to inward understanding much earlier than the comprehension of the process of speech, of the resounding of the word in man's inner being. If we focus on the soul-spiritual condition of the representatives of wisdom in Asia Minor and Europe, we discover that a transition took place. What had existed as a uniform process in perception, namely the resounding of the word and in it the being of the world, became differentiated into an orientation towards abstract concepts, ideas, and a feeling, a dull sensation of what was pushed down more into subconsciousness—the world as such. And what resulted from this? A certain fact came about in regard to the human soul life because of it. The word content and the ideal, conceptual content of consciousness were experienced in an undifferentiated manner by human beings in ancient times. Now, the conceptual content became separated. Initially, however, it did retain something of what human beings had once possessed in the undifferentiated nature of word, concept, and percept. People spoke of "concepts"; they spoke of “ideas,” but yet it is obvious—for example in Plato's case—that people still experienced the idea spiritually and full of content. As they spoke of the idea, it still contained something of what had earlier been perceived in the undifferentiated word concept. Thus, people already drew closer to the idea that is grasped as a mere concept, but this grasp still retained something of what was comprehended in the ancient resounding of words. As this transition developed, the content of the world grasped spiritually by the human being turned into what was then expressed as the Logos concept. The Logos concept is understood only when it is known that it contains this transition to the idea, but without any remnant of the ancient word concept in grasping this idea. As people spoke of the Logos as the world-creative element, they were not clearly but only dimly aware that this world-creative spirit element has something in its content that was grasped in earlier times through the perception of the word. We must take into consideration this quite special nuance of the soul's experience of the outer world in the Logos. There existed a very special nuance of soul perception, the Logos perception. Aristotle then worked his way out of it, found his way closer to abstraction and attained from it subjective logic. In Plato, on the other hand, we find the idea as the world-creative principle; in Plato, it is still pervaded by concrete spirituality, because it still contains the remnants of the ancient word concept, being basically the Logos, though in diminished form. Thus, we can picture that what came with Christ into the man Jesus was to be designated as the world-creative principle out of the views of that age. People had a concept for that, the concept that was indeed retained in the Logos concept. The Logos concept existed. With it, people tried to grasp what had been given to the world in the story of Christ Jesus. the concept, which had developed out of ancient times and had assumed a special form, was utilized to express the starting-point of Christianity; thus, the most sublime wisdom was used to see through this mystery. We must be able to place ourselves completely into that age, not in the sense of an external conception but in inwardly grasping the way people viewed the world at that time. There is a great break between Plato and Aristotle. On the other hand, the whole style of the Gospel of John is composed in such a way that we see: It came about based on a living comprehension of the world-creative principle and, at the same time, because the one who wrote down the Gospel of John was familiar with the Logos concept that had already been lost. All translation of the Gospel of John is impossible if one cannot penetrate into the origin of the Logos concept. This Logos concept did indeed dwell in all vitality among the wise representatives of the most civilized part of the world between the fourth century B.C. and the fourth century A.D. When Christianity became a state religion, something from which the later Catholic Church was developed, the era was reached when, in a sense, even the last nuance of the ancient “word,” of the old word concept, was lost from this idea. Fundamentally, Aristotle did nothing but separate subjective logic from the Logos and develop the theory of this subjective logic. Yet, at the time the dominant condition of soul and spirit of mankind paid little heed to what Aristotle had established as subjective logic. On the contrary, Aristotelianism was forgotten, only entering again into the later age by way of the Arabs. It did exist; but aside from being present in this roundabout way through tradition, people still clearly felt that one was dealing on the one hand with subjective logic, on the other with the perception of a world-creative principle in the Logos. In this concept, something was still contained of what one had grasped in the ancient conception of the resounding-of-the-word in man's inner being as the counter-image of the word-become-silent, namely, as the Logos creating nature in this becoming silent. Then, in the fourth century A.D., this nuance was lost from the Logos concept. It can no longer be discovered; it vanished. It is retained at most in a few secluded thinkers and mystical seekers. It vanished from the general consciousness of even the representative Church Fathers and teachers. What then still appears as a most comprehensive, ideally spiritualized world view in somebody like Scotus Erigena5 no longer contains the ancient Logos concept, though that term is used. The former Logos concept is utterly filtered into an abstract thought concept. The world-creative principle is now understood not by means of the ancient Logos concept, but only through the sublimated or filtered thought concept. This is what then appeared in the text by Scotus6 concerning the division of nature, but it is something that basically had already completely disappeared from consciousness: this loss of the Logos concept, this transformation of it into the thought concept. In regard to European humanity, concerning which I said that it retained for itself a more ancient development into a later age, it was considered necessary to go back even beyond the period during which the Logos concept had been active in its full vitality. But people traced it back in an abstract form, and this return in an abstract form was even dogmatized. At the Eighth Ecumenical Council at Constantinople in A.D. 869, it was set down that the world and the human being are not to be conceived of as being membered into body, soul, and spirit, but merely into body and soul, and that the soul possesses a few spiritual qualities. The other process of evolution I have just mentioned runs parallel to what had been dogmatically set down there. For a person who studies the development of Occidental civilization from the first Christian centuries, where much was still pervaded by Gnostic elements, up to the fourth and fifth centuries of our Christian era, it is an extraordinarily interesting fact to experience this diminishing of the Logos concept. Later, when the Gospels were translated, nothing, of course, could be brought into these translations of any feeling for the Logos concept as it had held sway within pre-Christian humanity in those eight centuries, in the middle of which lies the Mystery of Golgotha. This peculiarity of the period from which Christendom emerged must be studied also by means of such intimate aspects. Nowadays, people prefer to solve even the most difficult problems by means of the threadbare concepts, concepts that are easily acquired. Historical problems such as I have just mentioned, however allow a solution only if we seek the preparation for the solution in the acquisition of certain nuances of the human soul life, if we are willing to proceed from the honest assumption that in the present cultural age we simply do not possess in our soul life the nuance that leads to the Logos concept as it is meant in the Gospel of John. This is why we should not try to comprehend the Gospel of John with the vocabulary and conceptions of the present. If we attempt to understand the Gospel of John with present-day concepts, superficiality will dictate to us from the very outset. This is something that must be discerned with an alert eye of soul and this must be done in regard to history in these areas, for things are in a bad way at the present in regard to this history. Only recently, I have had to call to mind an extraordinarily important fact in reference to this subject. A letter written by one of the most recognized theologians was brought to my attention—it was not addressed to me.7 This esteemed theologian of the present expressed himself on anthroposophists, Irvingites, and similar rabble. He confused everything. In his exposition, one point in particular stands out strangely. He says of himself that he has no sense for the sort of view that points to the super-sensible such as anthroposophy tries to do; he has to limit himself to what is given in human experience. This is a theologian whose vocation it is to speak on and on about the super-sensible. He has become famous for having written fat historical volumes about the life of the super-sensible in human evolution. He is an authority for countless people of stature at present. Such a modern theologian admits that he has no sense for the super-sensible but, instead, wishes to stick to “human experience!” Yet he talks about the super-sensible and does not say, I wish to remain within human sensory experience; therefore, I negate all theology. Oh no, in our age, he becomes a famous theologian! My dear friends, it is so important for us to be alert to everything that is in a certain sense a determining factor today among our young people, yet at the same time proves itself to be an inner impossibility. It is necessary to grasp with inner energy how one is to proceed to sincere and honest insight. Perhaps it can be discerned particularly in problems such as the Logos problem, and a person who sees what anthroposophy as to set forth about such a problem should realize from this that anthroposophy is certainly not taking the easy way out. It tries to do research earnestly and honestly and it is only because of this that it comes into conflict with a number of contemporary trends. For today people actually have either hatred or fear of such thoroughness, which must, however, be striven for and is needed in all areas of scientific life. I ask you: does the opposition, which so readily dispenses shallow judgments concerning anthroposophy, even know what anthroposophy occupies itself with? Does it know that this anthroposophy struggles with problems such as the Logos problem, which, after all, is only one detail, albeit an important one? It really would be the duty of those who are leaders in the sciences to at least have a look at what they judge from the outside. But this is the problem, that external life can be made comfortable—and this applies to many people—if one shuns the inconvenience of searching in an earnest manner. To be sure, for all this love of convenience, one is not aware of the strong forces of decline in our present civilization. The attitude of “after us the deluge” powerfully dominates the currently prevalent scientific world. This is what I wished to illustrate today by means of one important problem of philological and historical research. After all, it is my hope that if particularly the esteemed students will realize more and more how the conscientious attempt is made to focus especially on those problems current research ignores, the young people above all others will come to the realization that such paths have to be pursued. I harbor the hope and I also know: If we work sufficiently in the direction of developing enthusiasm and confessing to the truth, what is needed to achieve again forces of regeneration in human civilization will be attained after all. Perhaps certain forces of darkness can suppress for a while what is being striven for here. In the long run, they will be unable to do so if the reality corresponds to the will, if, in fact, something light-filled is contained in what anthroposophy wills. Indeed, truth has means that only truth can discover and that are undiscoverable for the powers of darkness. Let us unite, old and young, young and old, in order to attain a clear view for discovering such paths to truth!
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204. Materialism and the Task of Anthroposophy: Lecture IV
15 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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What do people really know today about the Gnosis, of which they say in their ignorance that our anthroposophy is a warmed-over version? Even if this were true, such people would not be able to know about it, for they are familiar only with those parts of the Gnosis that are found in the critical, Occidental-Christian texts dealing with the Gnosis. |
Then, later on, somebody would attempt to reconstruct anthroposophy based on these quotes; then, it would be about the same procedure in the West as that which was applied to the Gnosis. Therefore, if people say that modern anthroposophy imitates the Gnosis, they would not know it even if it were the case, because they are unfamiliar with the Gnosis, knowing of it only through its opponents. |
204. Materialism and the Task of Anthroposophy: Lecture IV
15 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
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A study I began before our course started will become fully comprehensible only if we go back even further in considering the development of humanity in recent history. Basically, we have only given a few indications concerning the developments in the nineteenth century. It will be our purpose today to follow the spiritual development of mankind further back in time, giving special attention to an extraordinarily important and incisive event in the evolution of Western civilization. It is the turning-point that came about in the fourth century. There emerged at that time a figure still vivid in the memory of Western civilization, namely, Aurelius Augustinus.1 We find in him a personality who had to fight with the great intensity, on the one hand, against what had come down from ancient times, something attempting during those first Christian centuries to establish Christianity on the basis of a certain ancient wisdom. On the other hand, he had to struggle against another element, the one that eventually was victorious in Western civilization. It rejected the more ancient form and limited itself to comprehending Christianity in a more external, material way, not to penetrate Christianity with ideas of ancient wisdom, but simply to narrate its events factually according to the course it had taken since its establishment, comprehending it intellectually as well as that was possible at that time. These conflicts between the two directions—I would like to say, between the direction of a wisdom-filled Christianity and a Christianity seemingly tending toward a more or less materialistic view—these conflicts had to be undergone particularly by the souls of the fourth and the early fifth century in the most intense way. And in Augustine, humanity remembers a personality who took part in such conflicts. In our time, however, we have to understand clearly that the historic documents call forth almost completely false ideas of what existed prior to the fourth century A.D. As clear as the picture may be since the fifth century, as unclear are all the ordinary ideas concerning the preceding centuries. Yet, if we focus on what people in general could know about this period prior to the fourth century A.D., we are referred to two areas. One area is that of knowledge, cultivated in the schools; the other is the area of ritual, of veneration, of the religious element. Something belonging to very ancient times of human civilization still extends into these two areas. Though cloaked in a certain Christian coloring, this ancient element was still more or less present during the first Christian centuries in both the stream of wisdom and that of ritual. If we look into the sphere of wisdom, we find preserved there a teaching from earlier times. In a certain sense, however, it had already begun to be replaced by what we today call the heliocentric world system—I have spoken of this in earlier lectures here. Nevertheless, it still remained from former astronomical teachings, and might be designated as a form of astronomy, but now not from the standpoint of physical cosmological observation. In very ancient times, people arrived at this astronomy—let us call it etheric in contrast to our physical astronomy—in the following way: People of old were still fully aware of the fact that human beings by nature belong not only to the earth but also to the cosmic surroundings of the earth, the planetary system. Ancient wisdom had quite concrete views concerning this etheric astronomy. It taught that if we turn our attention to what makes up the organization of the upper part of the human being—and here I make use of expressions that are familiar to us today—insofar as we view the etheric body of man, the human being stands in interaction with Saturn, Jupiter, and Mars. People thus considered certain reciprocal effects between the upper part of the human etheric body and Saturn, Jupiter, and Mars. Furthermore, people found that the part of the human being that is of a more astral nature has a sort of interrelationship with Venus, Mercury, and the Moon. The forces that then lead man into his earthly existence and that bring it about that a physical body is fitted into this etheric body, these are the forces of the earth. Those forces, on the other hand, that cause the human being to have a certain perspective leading beyond his earthly life, are the forces of the sun. Thus it was said in those ancient times that the human being comes out of unknown spiritual worlds he passes through in prenatal life but that it is not as if he merely entered into terrestrial life. Rather, he enters from extraplanetary worlds into planetary life. The planetary life receives him as I have described it, relating him to the sun, moon, earth, Mercury, Venus, Mars, Jupiter, and Saturn. The orbit of Saturn was considered to be the approximate sphere the human being enters with his etheric body out of extraplanetary into planetary life. Everything that is etheric in the human being was definitely related to this planetary life. Only insofar as the etheric body then expresses itself in the physical body, only to that extent was the physical body related to the Earth. Insofar as the human being in turn raises himself with his ego beyond the etheric and astral body, the ancients related this to the sun. Thus, one had a form of etheric astronomy. It was certainly still possible for this etheric astronomy not merely to look upon the physical destinies of the human being in the way physical astronomy does. Instead, since people viewed the etheric body, which in turn stands in a more intimate relationship to the spiritual aspect of the human being, in an interplay with the same forces of the planetary system, the following possibility existed. Since the forces of destiny can express themselves out of the planetary system by way of the etheric body, it was possible to speak of the human constitution and to include in the latter the forces of destiny. In this teaching of antiquity, this etheric astronomy, which was continued even after people already had developed the heliocentric system as a kind of esoteric-physical science, a last wisdom teaching had emerged from ancient instinctive wisdom investigations and had been retained as a tradition. People spoke of the influences of heaven in no other way but by saying, Indeed, these influences of heaven exist; they bear not only the affairs of nature but also the forces of human destiny. Thus, there certainly existed a connection between what we might call a teaching of nature, namely cosmology, and what passed over later into all that people now consider as astrology, something that in ancient times, had a much more exact character and was based on direct observation. It was thought that when the human being has entered the planetary sphere on his way to a new birth and has been received by it insofar as his etheric body is concerned, he subsequently enters the earth. He is received by the earth. Yet, even here, people did not merely think of the solid earth. Rather, they thought of the earth with its elements. Apart from the fact that the human being is received by the planetary sphere—whereby he would be a super-earthly being, whereby he would be what he is only as a soul—it was said that like a child he is received by the elements of the earth, by fire or warmth, by air, water, and the solid earth. All of these elements were considered the actual earth. Consequently, it was thought, the human being's etheric body is so tinged by these external elements, so saturated, that now the temperaments originate in it. Thus, the temperaments were pictured as closely tied to the etheric body, hence to the life organization of the human being. Therefore, in what is actually physical in man—at least, in what manifests through the physical body—this ancient teaching also saw something spiritual. The most human aspect of this teaching, I would say, was something that can still be clearly discerned in the medical science period. The remedies and the teaching of medicine were certainly a product of this view of the relationship of the etheric body to the planetary system as well as of the way the etheric human being penetrates, as it were, into the higher spheres, into air, water, warmth, and earth, so that the physical impressions of the etheric soul temperaments found their way into his organization: black gall, white gall, and the other fluids, phlegm, blood, and so on. According to this commonly held view the nature of the human constitution can be known from the body fluids. It was not customary in medicine in those days to study the individual organs, of which drawings could be made. The intermingling of the permeation with fluids was studied, and a particular organ was viewed as a result of a special penetration of fluids. People then thought that in a healthy person the fluids intermingled in a specific manner; an abnormal intermingling of fluids was seen in a sick person. Thus we may say that the medical insight resulting from this teaching was definitely founded on the observation of the fluid human organism. What we call knowledge of the human organism today is based on the solid, earthly organism of man. In regard to the view of the human being, the course taken has led from an earlier insight into the fluid man to a more modern insight into the solid human being with sharply contoured organs. The direction taken by medicine runs parallel to the transition from the ancient etheric astronomy to modern physical astronomy. The medical teaching of Hippocrates2 still corresponds essentially to etheric astronomy, and, actually, the accomplishments of this medical conception concerned with the intermingling of fluids in man remained well into the fourth century A.D. in an exact manner, not only in tradition as it was later. Just as this ancient astronomy was subsequently obscured after the fourth century and physical astronomy took the place of the old etheric astronomy in the fifteenth century, so, too, pathology and the whole view of medicine was then based on the teachings of the solid element, of what is bounded and expressed by sharp contours in the human organism. This is in essence one side of humanity's evolution in the inorganic age. Now we can also turn our attention to what has remained of those ancient times in cultic practices and religious ceremonies. The religious ceremonies were mainly made available to the masses; what I have just been describing was predominantly considered to be a treasure of wisdom belonging to centers of learning. Those cultic practices that found their way from Asia into Europe and that, insofar as they are religious endeavors, correspond to the view I have just explained, are known as Mithras worship.3 It is a worship we find even as late as the first Christian centuries extending from East to West; we can follow its path through the countries of the Danube as far as the regions of the Rhine and on into France. This Mithras worship, familiar to you as far as its outer forms are concerned, may be briefly characterized by saying that along with the earthly and cosmic context the conqueror of the Mithras-Bull was depicted imaginatively and pictorially in the human being, riding on the bull and vanquishing the bull-forces. Nowadays, we are easily inclined to think that such images—all cultic pictures, religious symbolizations which, if we may say so, have emerged organically out of the ancient wisdom teachings—are simply the abstract, symbolic product of those teachings. But it would be absolutely false if we were to believe that the ancient sages sat down and said, Now we must figure out a symbol. For ourselves we have the teaching of wisdom; for the ignorant masses we have to think up symbols that can then be employed in their ceremonial rites, and so on. Such assumptions would be totally wrong. An assumption approximately like that is entertained by modern Freemasons; they have similar thoughts about the nature of their own symbolism. But this was certainly not the view of the ancient teachers of wisdom. I should now like to describe the view of these sages of old by referring in particular to the connections of the Mithra worship to the world view I have just outlined above. A fundamentally important question could still be raised by those who had retained a vivid view of how the human being is received into the planetary world with his etheric body, of how man is subsequently received into the sphere of earthly elements into warmth or fire, air, water, and earth, of how through the effects of these elements on the human etheric being black gall, white gall, phlegm, and blood are formed. They asked themselves a question that can occur now to a person who truly possesses Imaginative perception. In those times, the answer to this question was based on instinctive Imaginative perception, but we can repeat it today in full consciousness. If we develop an Imaginative conception of this entrance of the human being from the spiritual world through the planetary sphere into the terrestrial sphere of fire, air, water, and earth, we arrive at the realization that if something enters from the spheres beyond into the planetary sphere, hence into the earth's sphere, and is received there, this will not become a true human being. If we develop a picture of what is actually evolving there, if we have an Imaginative view of what can be beheld in purely Imaginative perception outside the planetary sphere, then enters into and is received by the planetary sphere and is subsequently taken hold of by the influences emanating from the earth sphere, we see that this does not become a human being. We do not arrive at a view of man; instead we attain to a conception that can be most clearly represented if we picture not a human being but a bull, an ox. The ancient teachers of wisdom knew that no human beings would exist on earth if there were nothing besides this extraplanetary being that descends into the planetary sphere of evolution. They saw that at first glance one does arrive at the conception of the gradual approach of an entity out of extraplanetary spheres into the planetary and hence the earth sphere. But if one then proceeds from the content of these conceptions and tries to form a vivid Imaginative view, it does not turn into a human being; it becomes a mere bull. And if one comprehends nothing more in the human being but this, one merely comprehends what is bull-like in human beings. The ancient teachers of wisdom formed this conception. Now they said to themselves, In that case, human beings must struggle against this bull-like nature with something still higher. They must overcome the view given by this wisdom. As human beings, they are more than beings that merely come from the extra-planetary sphere, enter into the planetary sphere, and from there are taken hold of by the terrestrial elements. They have something within them that is more than this. It is possible to say that these teachers of wisdom came as far as this concept. This was the reason they then developed the image of the bull and placed Mithras on top of it, the human being who struggles to overcome the bull, and who says of himself, I must be of far loftier origin than the being that was pictured according to the ancient teaching of wisdom. Now these sages realized that their ancient teaching of wisdom contained an indication of what is important here. For this teaching did look upon the planetary sphere, upon Saturn, Jupiter, Mars, Mercury, Venus, moon, and so on. It also said that as the human being approaches the earth, he is constantly lifted up by the sun so as not to be submerged completely in the terrestrial elements, so as not to remain merely what proceeds from the etheric body and the mixture of black and white gall, phlegm, and blood when it is received by the planetary sphere and when the astral body is received by the other planetary sphere through Mercury, Venus, moon. What lifts man upward dwells in the sun. Therefore, these sages said, Let us call man's attention to the sun forces dwelling in him; then he will turn into Mithras who is victorious over the bull! This then was the cultic image. It was not meant to be merely a thought-out symbol but was actually to represent the fact, the cosmological fact. The religious ceremony was more than a mere outer sign; it was something that was extracted, as it were, out of the essence of the cosmos itself. This cultic form was something that had existed since very ancient times and had been brought across from Asia to Europe. It was, in a sense, Christianity viewed from one side, viewed from the external, astronomical side, for Mithras was the sun force in man. Mithras was the human being who rebelled against the merely planetary and terrestrial aspects. Now, a certain endeavor arose, traces of which can be observed everywhere when we look back at the first Christian centuries. The tendency arose to connect the historical fact, the Mystery of Golgotha, with the Mithras worship. Great were the numbers of people at that time, especially among the Roman Legions, who brought with them into the lands on the Danube and far into central Europe, indeed even into western Europe, what they had experienced in Asia and the Orient in general. In what they brought across as the Mithras worship there lived feelings that, without reflecting the Mystery of Golgotha, definitely contained Christian views and Christian sentiments. The worship of Mithras was considered as a concrete worship relating to the sun forces in man. The only thing this Mithras worship did not perceive was the fact that in the Mystery of Golgotha this sun force itself had descended as a spiritual entity and had united itself with the human being Jesus of Nazareth. Now there existed schools of wisdom in the East up until the fourth century A.D. that by and by received reports and became aware of the Mystery of Golgotha, of Christ. The further east we go in our investigations, the clearer this becomes. These schools then attempted to spread a certain teaching throughout the world, and for a time there was a tendency to let flow into the Mithras cult what agrees with the following supersensory perception: The true Mithras is the Christ; Mithras is his predecessor. The Christ force must be poured into those forces in man that vanquish the bull. To turn the Mithras worship into a worship of Christ was something that was intensely alive in the first Christian centuries up until the fourth century. One might say that the stream intending to Christianize this Mithras worship followed after the spreading of the latter. A synthesis between Christendom and the Mithras worship was striven for. An ancient, significant image of man's being—Mithras riding on and vanquishing the bull—was to be brought into relationship with the Christ Being. One might say that a quite glorious endeavor existed in this direction, and in a certain respect it was a powerful one. Anyone who follows the spread of Eastern Christianity and the spread of Arianism4 can see a Mithras element in it, even though in already quite weakened form. Any translation of the Ulfilas-Bible5 into modern languages remains imperfect if one is unaware that Mithras elements still play into the terminology of Ulfilas (or Wulfila). But who pays heed nowadays to these deeper relationships in the linguistic element? As late as in the fourth century, there were philosophers in Greece who worked on bringing the ancient etheric astronomy into harmony with Christianity. From this effort then arose the true Gnosis, which was thoroughly eradicated by later Christianity, so that only a few fragments of the literary samples of this Gnosis have remained. What do people really know today about the Gnosis, of which they say in their ignorance that our anthroposophy is a warmed-over version? Even if this were true, such people would not be able to know about it, for they are familiar only with those parts of the Gnosis that are found in the critical, Occidental-Christian texts dealing with the Gnosis. They know the quotes from Gnostic texts left behind by the opponents of the Gnosis. There is hardly anything left of the Gnosis except what could be described by the following comparison. Imagine that Herr von Gleich would be successful in rooting out the whole of anthroposophical literature and nothing would remain except his quotations. Then, later on, somebody would attempt to reconstruct anthroposophy based on these quotes; then, it would be about the same procedure in the West as that which was applied to the Gnosis. Therefore, if people say that modern anthroposophy imitates the Gnosis, they would not know it even if it were the case, because they are unfamiliar with the Gnosis, knowing of it only through its opponents. So, particularly in Athens, a school of wisdom existed well into the fourth century, and indeed even longer, that endeavored to bring the ancient etheric astronomy into harmony with Christianity. The last remnants of this view—man's entering from higher worlds through the planetary sphere into the earth sphere—still illuminate the writings of Origen; they even shine through the texts of the Greek Church Fathers. Everywhere one can see it shimmer through. It shines through particularly in the writings of the genuine Dionysius the Areopagite.6 This Dionysius left behind a teaching that was a pure synthesis of the etheric astronomy and the element dwelling in Christianity. He taught that the forces localized, as it were, astronomically and cosmically in the sun entered into the earth sphere in Christ through the man Jesus of Nazareth and that thereby a certain previously nonexistent relationship came into being between the earth and all the higher hierarchies, the hierarchies of the Angels, of Wisdom, the hierarchies of the Thrones and the Seraphim, and so on. It was a penetration of this teaching of the hierarchies with etheric astronomy that could be found in the original Dionysius the Areopagite. Then, in the sixth century, the attempt was made to obliterate the traces even of the more ancient teachings by Dionysius the Areopagite. They were altered in such a way that they now represented merely an abstract teaching of the spirit. In the form in which the teaching of Dionysius the Areopagite has come down to us, it is a spiritual teaching that no longer has much to do with etheric astronomy. This is the reason he is then called the “Pseudo-Dionysius.” In this manner, the decline of the teaching of wisdom was brought about. On the one hand, the teachings of Dionysius were distorted; on the other hand, the truly alive teaching in Athens that had tried to unite etheric astronomy with Christianity was eradicated. Finally, in regard to the cultic aspect, the Mithras worship was exterminated. In addition, there were contributions by individuals such as Constantine.7 His actions were intensified later by the fact that Emperor Justinian8 ordered the School of Philosophers in Athens closed. Thus, the last remaining people who had occupied themselves with bringing the old etheric astronomy into harmony with Christianity had to emigrate; they found a place in Persia where they could at least live out their lives. Based on the same program, according to which he had closed the Athenian Academy of Philosophers, Justinian also had Origen declared a heretic. For the same reason, he abolished Roman consulship, though it led only a shadowy existence, people sought in it a kind of power of resistance against the Roman concept of the state, which was reduced to pure jurisprudence. The ancient human element people still associated with the office of consul disappeared in the political imperialism of Rome. Thus, in the fourth century, we see the diminishing of the cultic worship that could have brought Christianity closer to man. We observe the diminishing of the ancient wisdom teaching of an etheric astronomy that tried to unite with the insight into the significance of the Mystery of Golgotha. And in the West, we see an element take its place that already carried within itself the seeds of the later materialism, which could not become a theory until the fifteenth century when the fifth post-Atlantean epoch began, but which was prepared in the main through taking the spiritual heritage from the Orient and imbuing it with materialistic substance. We must definitely turn our minds to this course of European civilization. Otherwise, the foundations of European civilization will never become quite clear to us. It will also never become really clear to us how it was possible that, again and again, when people moved to the Orient, they could bring back with them powerful spiritual stimuli from there. Above all else, throughout the first part of the Middle Ages, there was lively commercial traffic from the Orient up the Danube River, following exactly those routes taken by the ancient Mithras worship, which, naturally, had already died away at the beginning of the Middle Ages. The merchants who traveled to the Orient and back again, always found in the East what had preceded Christianity but definitely tended already towards Christianity. We observe, moreover, that when the Crusaders journeyed to the Orient, they received stimuli from the remnants they could still discern there, and they brought treasures of ancient wisdom back to Europe. I mentioned that the ancient medical knowledge of fluids was connected with this old body of wisdom. Again and again, people who traveled to the Orient, even the Crusaders and those who journeyed with the Crusades, upon their return always brought back with them remnants of this old medicine to Europe. These remnants of an ancient medicine were then transmitted in the form of tradition all over Europe. Certain individuals who at the same time were ahead of their age in their own spiritual evolution then went through remarkable developments, such as the personality we know under the name Basilius Valentinus.9 What kind of personality was he? He was somebody who had taken up the tradition of the old medicine of fluids from the people with whom he had spent his youth, at times without understanding it from this or that indication. Until a short time ago—today it is already less often the case—there still existed in the old peasant's sayings remnants of this medical tradition that had been brought over from the Orient by the many travelers. These remnants were in a sense preserved by the peasantry; those who grew up among peasants heard of them; as a rule they were those who then became priests. In particular those who became monks came from the peasantry. There, they had heard this or that of what was in fact distorted treasure of ancient wisdom that had become decadent. These people did undergo an independent educational development. Up until the fifteenth and sixteenth centuries, the educational development an individual went through by means of Christian theology was something much more liberal than it was later on. Based on their own spirituality, these priests and monks gradually brought a certain amount of order into these matters. They pondered what they had heard; out of their own genius, they connected the various matters. Thus originated the writings that have been preserved as the writings of Basilius Valentinus. Indeed, these conditions also gave rise to a school of thought from which Paracelsus10 even Jacob Boehme11 learned. Even these individuals still took up the treasure of ancient medical wisdom that lived, I might say, in the folk group soul. One can notice this primarily in Jacob Boehme, but also in Paracelsus and others, even if one considers their writings only in a superficial way. If you look closely at, for example, Jacob Boehme's text “De Signatura Rerum,” you will find in the manner of his presentation that what I have said is very obvious. It is a form of old folk wisdom that basically contained distorted ancient wisdom. Such old folk wisdom was by no means as abstract as our present-day science; instead, there still existed a sensitivity for the objective element in words. One felt something in the words. Just as one tries to know through concepts today, one felt in the words. One knew that the human being had drawn the words out of the objective essence of the universe itself. This can become evident in Jacob Boehme's efforts to feel what really lies concealed in the syllable, “sul,” or again in the syllable, “phur” of “sulphur”. See how Jacob Boehme struggles in “De Signatura Rerum,” to draw something out of a word, to draw out an inner word-extract, to draw something out of the word “sulphur” in order to come to an entity. The feeling is definitely present there that when one experiences the extract of words, one arrives at something real. In former times, it was felt, something had settled into the words the human soul absorbed when it moved from spheres beyond through the planetary sphere into earthly existence. But what the soul placed into the words due to its closeness to the intermingling of fluids when the child learned to speak was still something objective. There was still something in speech that was like instruction by the gods, not merely like human instruction. In Jacob Boehme we see this noble striving that can be expressed somewhat as if he had felt, I would like to consider speech as something in which living gods work behind the phenomena into the human organization in order to form speech and, along with speech, a certain treasure of wisdom. Thus we see that the ancient body of wisdom does indeed continue on into later ages, though already taken up by modern thinking, which, it is true, is yet barely evident in such original and outstanding minds like Jacob Boehme and Paracelsus. Into what has thus been brought forth the purely intellectualistic, theoretical element is now imprinted, the element that is based on man's physical thinking and takes hold only of the physical realm. We see how, on the one hand, purely physical astronomy arises, and how, on the other hand, physiology and anatomy come about, which are directed exclusively upon the clearly defined organs of man—in short, the whole medical adumbration. Thus, the human being gradually finds himself surrounded by a world that he comprehends only in a physical sense and in which he himself as a cosmic being certainly has no place. Concerning himself, he grasps only what he has become by virtue of the earth; for it is thanks to the earth that he has become this solidly bounded, physical, organic being. He can no longer reconcile what is revealed to him of the universe through physical astronomy with what dwells in his form and points to something else. He turns his attention away from the manner in which the human form indicates something else. He finally loses all awareness of the fact that his striving for erect posture and the special manner and means by which he attains to speech out of his organism cannot originate from the Mithras-Bull, but only from Mithras. He no longer wishes to occupy himself with all this, for he is sailing full force into materialism. He has to sail into materialism, for religious consciousness itself, after all, has absorbed only the external, material phenomenon of Christianity. It has then dogmatized this external, material phenomenon without attempting to perceive through some wisdom how the Mystery of Golgotha took place, but instead trying to determine through stipulations what truth is. Thus we observe the transition from the ancient Oriental position of thinking based on cosmic insight to the specifically Roman-European form of observation. How were matters "determined" in the Orient, and how could something be “determined” about the Mystery of Golgotha based on Oriental instinctive perception? If we take the insight coming out of the cosmos, looking up at the stars, that insight, though it was an instinctive, elemental insight, should lead to, or was at least supposed to lead to, the meaning of the Mystery of Golgotha. This was the path taken in the Orient. Beginning with the fifth century, there was no longer any sensitivity for this path. By replacing the Asiatic manner of determination more and more with the Egyptian form, earlier Church Councils had already pointed out that the nature of the Mystery of Golgotha should not be determined in this manner, but that the majority of the Fathers gathered at the Councils should decide. The juristic principle was put in the place of the Oriental principle of insight; dogmatism was brought into the juristic element. People no longer had the feeling that truth must be determined out of universal conscience. They began to feel that it was possible to ascertain, based on resolutions of the Councils, whether the divine and the human nature in Christ Jesus was two natures or one, and other such things. We see the Egypto-Roman juristic element pervading the innermost configuration of Occidental civilization, an element that even today is deeply rooted in human beings who are not inclined to permit truth to determine their relationship to it. Instead, they wish to make decisions based on emotional factors; therefore, they have no other measure for determining things except majority rule in some form. We shall say more about this tomorrow.
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