59. Metamorphoses of the Soul: Paths of Experience II: Laughing and Weeping
03 Feb 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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In the human realm every person has his own individual characteristics and his own biography, and this is what concerns us, whereas in animals it is the history of the species. Certainly there are many dog-owners and cat-owners who aver that they could write a biography of their pet, and I even knew a schoolmaster who regularly set his pupils the exercise of writing the biography of a pen. |
59. Metamorphoses of the Soul: Paths of Experience II: Laughing and Weeping
03 Feb 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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In a series of lectures on spiritual science, our subject today might well appear insignificant. But considerations which lead into the higher realms of being are often at fault in leaving aside the details of life and its immediate, everyday realities. When lectures set out to deal with eternal life, with the highest qualities of the soul or with great questions concerning the evolution of world and man, people generally are pleased, and well content to leave alone such apparently commonplace matters as those we are to examine today. But everyone who follows the path indicated here for penetrating into the spiritual worlds, will be convinced that to advance quietly, step by step, from the well known to the less known, is a very healthy way. Moreover, we can draw on many examples to show that eminent men have by no means regarded laughter and tears as merely commonplace. After all, the consciousness which is achieved in the legends and the great traditions of mankind—so often much wiser than the individual human consciousness—has endowed the great Zarathustra, who became so immensely important for Eastern culture, with the famous “Zarathustra smile”, for this consciousness it was particularly significant that this great spirit came smiling into the world. And with a deep understanding of world history, tradition adds that on account of this smile all creatures in the world exulted, while evil spirits and adversaries in all parts of the earth fled away from it. If we pass from these legends and traditions to the works of a single great genius, we might well call to mind the figure of Faust, into whom Goethe poured so many of his own feelings and ideas. When Faust, despairing of all existence, comes near to killing himself, he hears the Easter bells ring out and cries: “Tears spring forth, the earth holds me again.”11 Tears are used here by Goethe to symbolise the state of soul which enables Faust, after experiencing the most bitter despair, to find his way back into the world. Thus we can see, if we will only think about it, that laughing and weeping are related to things of great significance. But to speculate on the nature of spirit is easier than to seek the spirit where it is revealed in the world immediately around us. And we can find the spirit—and the human spirit in the first instance—precisely in those gestures of the soul that we call laughing and weeping. They cannot be understood unless we regard them as expressions of a person's inner spiritual life. But in order to do this we must not only accept man as a spiritual being, we have also to understand him. All the lectures in our present winter series have been devoted to this task. Hence we need give only a passing glance now at the being of man as seen by spiritual science. But that is the foundation on which we must build if we are to understand laughing and weeping. We have seen that man, when we observe him in his totality, possesses a physical body, which he has in common with the mineral realm; an etheric or life-body, which he has in common with the plants; and an astral body which he has in common with the animal kingdom. The astral body is the bearer of pleasure and pain, joy and sorrow, terror and amazement, and also of all the ideas which flow into and out of his soul from waking until he falls asleep. These are man's three external sheaths and within them lives the ego which makes him the crown of creation. The ego works in the soul-life on its three components, the sentient soul, intellectual soul and consciousness soul, and we have seen how it works to bring man ever nearer to fulfilment. What, then, is the basis of the ego's activities within the human soul? Let us look at some examples of its behaviour. Suppose that the ego, this deepest centre of man's spiritual life, encounters some object or being in the outer world. The ego does not remain indifferent towards the object or the being; it expresses itself in some way and experiences something inwardly, according to whether the encounter pleases or displeases it. The ego may exult at some occurrence or it may fall into deepest sadness; it may recoil in terror, or it may lovingly contemplate or embrace the source of the event. And the ego can also have the experience of understanding or not understanding whatever is involved. From our observation of the ego's activities between waking and falling asleep we can see how it tries to bring itself into harmony with the external world. If some entity pleases us and makes us feel that here we have something that warms us, we weave a bond with it; something from ourselves connects with it. That is what we do with our whole environment. During our entire waking life we are concerned, as regards our inner soul-processes, with creating harmony between our ego and the rest of the world. The experiences that come to us through objects or beings in the outer world and are reflected in our soul-life, work on the three constituents of the soul where the ego dwells but also on the astral, etheric and physical bodies. We have already given several examples of how the relation established by the ego between itself and any object or being not only stirs the emotions of the astral body and corrects the currents and movements of the etheric body but affects the physical body also. Who has not noticed how someone will turn pale when something frightening approaches? This means that the bond formed by the ego between itself and the frightening entity works into the physical body and affects the flow of the blood, so that the person concerned turns pale. We have mentioned also an opposite effect, the blush of shame. When we feel that our relationship with someone in our environment is such that we would like to disappear for a moment, the blood mounts to the face. Here we have two examples of a definite influence on the blood caused by the ego's relation to the outer world. Many other examples could be given of how the ego expresses itself in the astral, etheric and physical bodies. This search by the ego for harmony, or for a definite relationship between itself and its environment, results in certain consequences. In some cases we may feel that we have established a right relationship between the ego and the object or being. Even if we have good reason for feeling fear of a being, our ego may still feel that it has been in harmony with its environment, including fear itself—though we may not be able to see it in that light until afterwards. The ego feels especially in tune with its environment if it has been trying to understand certain things in the outer world and finally succeeds. Then it feels united with these things, as though it had gone out of itself and immersed itself in them, and can feel itself rightly related to them. Or it may be that the ego lives with other people in an affectionate relationship: then it feels happy and satisfied and in harmony with its surroundings. These feelings of contentment then pass over into its astral and etheric bodies. It may happen, however, that the ego fails to establish this harmony and so falls short of what we may call, in a certain sense, the normal. Then it may find itself in a difficult situation. Suppose the ego encounters some object or being it cannot understand; suppose it tries in vain to find a right relationship to this entity; yet it has to take up a definite attitude towards it. A concrete example: suppose we meet in the outer world a being we do not want to understand, because it seems not worthwhile for our ego to penetrate into its nature; we feel that to do so would mean surrendering too much of our own force of knowledge and understanding. In such a case we have to set up a sort of barrier against it so as to keep ourselves free from it. By turning our forces away from it we become conscious of them, while we enhance our own self-consciousness. The feeling that comes over us then is one of liberation. When this occurs, clairvoyant observation can see how the ego withdraws the astral body from the impressions which the environment or the being might make on it. The impressions will, of course, be made on our physical body unless we close our eyes or stop up our ears. The physical body is less under our control than the astral, so we draw back the astral from the physical and thus save it from being touched by impressions from the outer world. This withdrawal of the astral body, which would otherwise expend its energy on the physical body, appears to clairvoyant observation as an expansion of the astral: at the moment of its liberation it spreads out. When we raise ourselves above a being, we cause our astral body to expand like an elastic substance: we relax its normal tension. By so doing we liberate ourselves from any bond with the being we wish to turn away from. We withdraw into ourselves, as it were, and raise ourselves above the whole situation. Everything that occurs in the astral body comes to expression in the physical, and the physical expression of this expansion of the astral body is laughing or smiling. These facial gestures, accordingly, indicate that we are raising ourselves above what is happening around us because we do not want to apply our understanding to it and from our standpoint are right not to do so. It would be true to say, therefore, that anything we are not intending to understand will cause an expansion of our astral body and thus give rise to laughter. Satirical papers often depict public men with huge heads and tiny bodies, which is a way of expressing grotesquely the significance of these men for their time. To try to make sense of this would be futile, for there is no law which could unite a huge head with a tiny body. Any attempt to apply our reason to it would be a waste of energy and mental power. The only satisfying thing is to raise ourselves above the impression it makes on our physical body, to become free in the ego and to expand the astral body. For what the ego experiences is passed on in the first place to the astral body, and the corresponding facial gesture is laughter. It may happen, however, that we cannot find the relationship to our environment that our soul needs. Suppose that for a long time we have loved someone who is not only closely related to our daily life but is associated with particular soul-experiences that arise from this close attachment. Suppose, then, that this person is torn from us for a while. With that loss, a part of our soul-experiences is torn away; a bond between ourselves and a being in the outer world is broken. Because of the soul-condition created by our relationship with this other person, our soul has good reason to suffer from this breaking of a bond it has long cherished. Something is torn from the ego, and the effect on the ego passes over into the astral body. Since in this case something is taken from the astral, it contracts: or, more exactly, the ego presses the astral body together. This can always be clairvoyantly observed when a person suffers pain or grief from some loss. Just as the expanded astral body loses tension and creates in the physical body the gesture of laughing or smiling, so a contracted astral body penetrates more deeply into all the forces of the physical body and contracts it along with itself. The bodily expression of this contraction is a flow of tears. The astral body, having been left with gaps as it were, wants to fill them by contracting, while making use of substances from its environment. In so doing, it also contracts the physical body and squeezes out the latter's substances in the form of tears. What, then, are these tears? The ego has lost something in its grief and deprivation. It draws itself together, because it is impoverished and feels its selfhood less strongly than usual, for the strength of this feeling is related to the richness of its experiences in the surrounding world. We not only give something to those we love; we enrich our own souls by so doing. And when the experiences that love gives us are taken away and the astral body contracts, it seeks to regain by this pressure on itself the forces it has lost. Because it feels impoverished, it tries to make itself richer again. The tears are not merely an outflow; they are a sort of compensation for the stricken ego. The ego had formerly felt itself enriched by the outer world; now it feels strengthened by itself producing the tears. If someone suffers a weakening of self-consciousness, he tries to compensate for this by spurring himself on to an inward act of creation, manifest in the flow of tears. The tears give the ego a subconscious feeling of well-being; a certain balance is restored. You all know how people, when they are in the depths of grief and misery, find consolation, a kind of compensation, in tears. You will know, too, how people who cannot weep find sorrow and pain much harder to endure. The ego, then if it cannot achieve a satisfying relationship with the outer world, will either raise itself to inner freedom through laughter, or it will sink into itself in order to gain strength after a deprivation. We have seen how it is the ego, the central point in man, which expresses itself in laughing and weeping. Hence you will find it easy to understand that in a certain sense the ego is a necessary precondition of laughter and tears. If we observe a new-born child, we find that during its first days it can neither laugh nor weep. True laughing or weeping begins only around the 36th or 40th day. The reason is that although an ego from a former incarnation is living in the child, it does not immediately seek to relate itself to the outer world. A human being is placed into the world in such a way that he is built up from two sides. From one side he derives all the attributes and facilities acquired by heredity from father, mother, grandfather and so on. All this is worked on by the individuality, the ego that goes on from life to life, bearing with it its own soul-qualities. When a child enters existence at birth, we see at first only an undefined physiognomy, and quite undefined also are the talents, capacities and special characteristics which will emerge later on. But presently we are able to observe how the ego, with the powers of development it has brought from previous lives, works unceasingly on the infant organism and modifies the inherited elements. Thus the inherited qualities are blended with those which pass from one incarnation to another. That is how the ego is active in the child, but it is some time before the ego can begin to transform body and soul. During its early days, the child shows only its inherited characteristics. The ego, meanwhile, remains deeply hidden, waiting until it can impress on the undefined physiognomy the qualities it has brought from previous lives and will develop from day to day and year to year. Before the child has taken on the individual character that belongs to it, it cannot express a relationship to the outer world through laughing or crying. For this requires the ego, the individuality, which tries to place itself in harmony with the outer world. Only the ego can express itself in laughter or tears. So it is that when we consider laughing and weeping, we are dealing with the deepest and most inward spirituality of man. Those who refuse to admit any real distinction between men and animals will of course try to find analogies to laughing and weeping in the animal kingdom. But anyone who understands these things rightly will agree with the German poet who says that animals can rise at most only to howling, never to weeping; they can show their teeth in a grin but they never smile. Herein lies a deep truth which we can express in words by saying that the animal does not raise itself to the individual egohood which dwells in every human being. The animal is ruled by laws which appear to resemble those appertaining to human selfhood but remain external to the animal throughout its life. This essential difference between human beings and animals has already been mentioned here, and it was said that what interests us in the animal is comprised in the species to which it belongs. For example, there are no such great difference between lions and their progeny as we may find between human parents and their offspring. The main characteristics of an animal are those of its type or species. In the human realm every person has his own individual characteristics and his own biography, and this is what concerns us, whereas in animals it is the history of the species. Certainly there are many dog-owners and cat-owners who aver that they could write a biography of their pet, and I even knew a schoolmaster who regularly set his pupils the exercise of writing the biography of a pen. The fact that a thought can be applied to anything is not important; what matters is that we should penetrate with our understanding the essential nature of a being or a thing. Individual biography is significant for man, but not for animals, for the essential part of man is the individuality which goes on and develops from life to life, whereas in animals it is the species that lives on and evolves. In spiritual science, the enduring element that informs the species is called the animal's group-soul or group-ego, and we regard it as a reality. Thus we say that the animal has its ego outside itself. We do not deny the animal an ego, but we speak of the group-ego which directs the animal from outside. With man, by contrast, we speak of an individual penetrating right into his inmost part and directing each human being from within in such a way that he can enter into a personal relationship with the beings in his environment. The relationships that animals establish through the guidance of the external group-ego have a general character. What this or that animal likes or hates or fears is typical for its species, modified only in minor details among domestic animals and those which live with men. In human beings, what a person feels by way of love and hate, fear, sympathy or antipathy in relation to his environment springs from his individual ego. Thus the special relationship whereby man liberates himself from something in his environment and expresses his relief in laughter, or, in the opposite case, when he seeks for a relationship he cannot find and expresses his frustration in tears—all this can occur in man only. The more the individuality of the child makes itself evident above the animal level, the more does it show its humanity through laughter and tears. If we are to take a true view of life, we must not attach primary importance to such crude facts as the similarities of bone and muscle in men and animals or the resemblances between some other organs. We must look for man's essential characteristics as evidence of his status as the highest of earthly beings in subtler aspects of his nature. If anyone cannot see the significance of such facts as laughter and tears for bringing out the difference between men and animals, one has to say: Nothing can be done to help a person who cannot rise to the facts which matter most in coming to understand man in his spirituality. The facts we are now considering in the light of spiritual science can illuminate certain scientific findings, but only if the facts are placed in the context of a great spiritual-scientific whole. If we observe a person laughing or weeping, we can see that a change in the breathing process occurs. When sorrow goes as deep as tears, leading to a contraction of the astral body, and hence to a contraction also of the physical body, the in-breathing becomes shorter and shorter and the out-breathing longer and longer. In laughter the opposite occurs: the in-breathing is long and the out-breathing short. When a person's astral body is relaxed, and with it the finer parts of the physical body, the situation resembles that of a hollow space from which all the air is pumped out and immediately the outside air rushes in. A kind of liberation of the outer corporeality occurs in laughter, and then a long breath of air is drawn in. In weeping the opposite occurs. We press the astral together and with it the physical body, and the contraction causes an out-breathing in one long stretch. Here, again, we have an instance where a soul-experience is brought by the ego into connection with the physical, right down into the physical body of man. If we take these physiological facts, they will wonderfully illuminate an event which is recorded symbolically in the ancient religious records of mankind. You will remember the passage in the Old Testament which tells how man was raised to fully human status when Jahve or Jehovah breathed into him the breath of life and thereby endowed him with a living soul.12 That is the moment when the birth of selfhood is impressed on our attention. Thus in the Old Testament the breathing process is shown as an expression of true ego-hood and brought into relation with the soul-quality of man. If we then recall how laughing and weeping are a unique expression of the human ego, we see at once the intimate connection between the breathing process and the soul-nature in man; and then, in the light of this knowledge, we come to look on the ancient religious records with the humility that such a deep and true understanding must instil in us. For spiritual science these records are not necessary. Even if they were all destroyed in a great catastrophe, spiritual-scientific research has the means to discover for itself what lies at the root of them. But when the facts have been ascertained by this means, and when later the same facts are found to be unmistakably rendered in the symbolic-pictorial language of the old records, our understanding of the records is greatly enhanced. We feel that they must originate from seers who knew what the spiritual-scientific researcher discovers—spiritual vision meets spiritual vision across thousands of years, and from this knowledge we gain the right attitude towards these records. When we are told how God breathed his own living breath into man, whereby man would find his own in-dwelling ego, we can see from our study of laughter and tears how true to human nature is this symbolically recorded event. There is one other point I will mention, but only briefly, or it would lead us too far afield. Someone might say to me: you have started at the wrong end, you ought to have started with the external facts. The spiritual element should be sought where it appears purely as a natural occurrence—for example when a person is tickled. That is the most elementary fact about laughter. How do you reconcile that with all your fantasies about the expansion of the astral body and so forth? Well, it is just in such a case that an expansion of the astral body occurs, and everything I have described comes to pass, though on a lower level. If someone tickles himself on the soles of his feet, he knows very well what is happening and is not impelled to laugh. But if he is tickled on the sole by someone else, he will reject it as an alien incursion, not to be rationally understood. Then his ego will try to rise above it, to liberate itself and set the astral body free. This freeing of the astral from an inappropriate contact expresses itself in laughter without motive. That signifies precisely a liberation, a rescue of the ego on a fundamental level, from the attack made on us by the tickling of our feet. Laughing at a joke or at something comic is on the same level. We laugh at a joke because laughter brings us into a right relationship with it. A joke associates things which in serious life are kept apart; if the connection between them could be logically grasped, it would not be comic. A joke sets up relationships which—unless we are topsy-turvy minded—do not call for understanding but only for playing a sort of game. Directly we feel masters of the game, we free ourselves and rise above the content of the joke. This liberation, this raising ourselves above something, we shall always find when laughter breaks out. But this kind of relationship to the outer world may or may not be justified. We may rightly wish to liberate ourselves through laughter; or alternatively our own cast of mind may make us unwilling or unable to understand what is going on. Laughter will then derive from our own limitations, not from the nature of things. This is what happens when an undeveloped human being laughs at someone because he cannot understand him. If an undeveloped human being fails to find in another the commonplace or philistine qualities that he regards as right and proper, he may think he need not try to understand the other person and so he tries to free himself—perhaps because he does not want to understand. So it can easily become a habit to liberate oneself through laughter on all occasions. There are indeed certain people for whom it is quite natural to laugh and bleat at everything, without ever trying to understand anything; they fluff out their astral and so are continually laughing. Or it may be that attitudes currently in fashion make it seem that some everyday behaviour is not worth any attempt to understand it. Then people will allow themselves a smile, feeling that they are superior to this or that. Hence you will see that laughter does not always express a feeling of justified withdrawal; the withdrawal can also be unjustified. But the fundamental facts concerning laughter are not affected either way. It may happen also that someone makes calculated use of this form of human expression. Consider a speaker who calculates the effect his words will have on his hearers, whether they agree with him or not. Now it may be justified for him to refer to things so trivial or so far below the level of his audience that they can be described without weaving any intimate link between them and the souls of his hearers. In fact, by so doing he may help them to free themselves from the trivialities that surround the subject which he really wants to get them to understand. But there are also speakers who always want to get the laugh on their side. I have heard them saying: If I am to win I must stimulate laughter, so that I will have the laughers on my side—for if anyone has the laughers on his side, his case is as good as won! That may spring from inward dishonesty. For anyone who appeals to laughter is evoking a response which is intended to raise his hearers above something. But if he presents the matter in such a way that his hearers need not try to understand it but can laugh at it only because it has been brought down to a level where it appears trivial—then he is counting on human vanity, even though his hearers may not be aware of it. So you can see that this counting on laughter may involve a certain dishonesty. In the same way it is sometimes possible to win people over by stirring in them the feelings of comfort and well-being which I have described as being associated with tears. In such cases, when some loss is brought before a person in imagination only, he may indulge himself in craving for something he knows he cannot find. By contracting his ego he feels his selfhood strengthened; and often this kind of appeal to the emotions is really an appeal to human selfishness. All these forms of appeal can thus be grossly misused, because pain and grief, mockery and scorn, which may be accompanied by tears or laughter, are all connected with strengthening or liberating the ego and so with human egohood. When therefore such appeals are made, it may be our selfishness that is addressed, and it is selfishness that destroys the bonds between man and man. In other lectures we have seen that the ego not only works on the sentient soul, the intellectual soul and the consciousness soul, but through this work is itself made stronger and brought nearer fulfilment. Hence we can readily understand that laughing and weeping can be a means whereby the ego can educate itself and further strengthen its powers. No wonder, then, that among the great sources of education for human development we rank those dramatic creations which stimulate the soul-forces that find expression in laughter and tears. Our experience of tragic drama does in fact have the effect of pressing the astral body together and so imparting firmness and inner cohesion to the ego. Comedy expands the astral body, inasmuch as a person raises himself above follies and coincidences and thereby liberates the ego. Hence we can see how closely connected with human development are tragedy and comedy, when through artistic creations they come before our souls. Anyone who can observe human nature in its smallest details will find that everyday experiences can lead to an understanding of the greatest facts. Artistic productions, for example, can make us see that in human life there is a kind of pendulum which swings to and fro between laughter and tears. The ego can progress only by being in motion. If the pendulum were at rest, the ego would not be able to expand or develop; it would succumb to inward death. It is right for human development that the ego should be able to free itself through laughter and on the other hand to search for itself through tears. Certainly a balance between the two poles must be found: the ego will find completion only in the balance, never in swinging to and fro between exultation and despair. It will find itself only at the point of rest, which can swing over as easily to one extreme as to the other. The human being must gradually become the guide and leader of his own development. If we understand laughter and tears, we can see them as revelations of the spirit, for a human being becomes transparent, as it were, if we know how in laughter he seeks an outward expression of inner liberation, while in tears he experiences an inner strengthening after the ego has suffered a loss in the external world. To the question as to what laughter fundamentally is, we can reply: It is a spiritual expression of man's striving for liberation, in order that he may not be entangled in things unworthy of him but with a smile may rise above things to which he should never be enslaved. Similarly, tears are an expression of the fact that when the thread linking him to someone in the outer world has been broken, he still seeks for such a link in the midst of his tears. When he strengthens his ego through weeping, he is in effect saying to himself, I belong to the world and the world to me, for I cannot endure being torn away from it. Now at last we can understand how this liberation, rising above everything base and evil, could be expressed in the “Zarathustra smile”, at which all creatures on earth exulted, while the spirits of evil fled away. That smile is the symbol in world-history of the spiritual elevation of the ego above everything that might strangle it. And if the ego comes to an occasion when it feels that existence is worthless and that it wants to have no more to do with the world, and if then a power rises up in the soul which impels the ego to affirm, “The world belongs with me and I with the world”, then this feeling is rendered in Goethe's “The tears flow forth—the earth holds me again!” These words give voice to a conviction that we cannot be shut off from the earth and that even in our tears we assert our intimate connection with the world at the very moment when it seems to be taken from us. And for this assertion there is justification in the deep secrets of the world. Man's connection with the world is made known to us by the tears on his face, and his liberation from everything base by the smile upon his countenance.
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59. Metamorphoses of the Soul: Paths of Experience II: Sickness and Healing
03 Mar 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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In a certain way the inner human being has to withdraw from the outer one. A simple example is when we cut our finger. We can only cut the physical body, not the astral. But the astral body always transfuses the physical one and the result is that the astral body does not find in the cut finger what it should find when it penetrates into its smallest recesses. |
59. Metamorphoses of the Soul: Paths of Experience II: Sickness and Healing
03 Mar 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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It has probably become clear to those people who attended the lectures which I was permitted to hold here this winter more or less regularly that this lecture cycle has dealt with a series of far-reaching questions concerning the soul. It is the intention of today's lecture, also, to deal with such a question, namely the nature of sickness and healing. What might be said on the relevant facts in life from the point of view of spiritual science, in so far as they are only physical expressions of spiritual causes, was explained in earlier lectures held here—for example “Understanding Sickness and Death”30 or “Illusory Illness” and “The Feverish Pursuit of Health “.31 Today I want to deal with significantly deeper questions in the understanding of sickness and healing. Sickness, healing and sometimes the fatal course of some illnesses deeply affect the human life. And since we have inquired repeatedly into the preconditions, the spiritual foundations which lie at the base of our reflections here, we are justified in also inquiring into the spiritual causes of these far-reaching facts and consequences of human existence. In other words, what can spiritual science say about these experiences? We will have to investigate deeply once again the meaning of human life as it develops in order to clarify how illness, health, death and healing stand in relation to the normal course of development of the human being. For we see the events referred to affecting this normal course of development. Do they perhaps contribute something to our development? Do they advance or retard us in our development? We can only reach a clear conception of these events if here, too, we take the whole of the human being into account. We have often said here that the latter is constituted of four members: first, the physical body which the human being has in common with all mineral beings of his environment which take their form from the physical and chemical forces within them. The second member of the human being we have always called the ether or life body. This he has in common with all living things; that is, with the plant and animal beings of his environment. Then we spoke of the astral body as the third member of man's being; this is the bearer of pleasure and pain, joy and sorrow, of all the emotions, images, thoughts and so on which flood through us throughout the day. This astral body the human being has in common only with the animal world of his environment. And then there is the highest member of the human being which makes him the crown of creation; the bearer of the ego, his self-consciousness. When we consider these four members, we can say in the first instance that there appear to be certain differences between them, even to the superficial view. The physical human body is there when we look at the human being, at ourselves, from outside. The external physical sense organs can observe the physical body. With the thinking which is tied to these organs, the thinking which is tied to the instrument of the brain, we can understand this physical body of the human being. It is revealed to our external observation. The relation to the human astral body is quite different. We have already seen from previous descriptions that the astral body is only an outward fact, so to speak, for the truly clairvoyant consciousness; the latter can see the astral body in the same way as the physical one only by schooling the consciousness as has been frequently described. In ordinary life the astral body of the human being is not observable from the outside; the eye can only see the outer expression of the instincts, desires, passions, thoughts and feelings which surge through it. But in contrast, the human being observes within himself these experiences of the astral body. He observes what we call the instincts, desires, passions, joy and sorrow, pleasure and pain. Thus it can be said that the relationship between the astral and the physical body is such that in normal life we observe the former internally, but the physical body externally. Now in a certain sense the other two members of the human being, the ether body and the bearer of the ego, are situated between these two extremes. The physical body is observable purely from the outside, the astral body purely from the inside. But the intermediary member between the physical body and the astral body is the ether body. It cannot be observed from the outside, but it affects the outside. The forces, the inner experiences of the astral body initially have to be transferred to the ether body; only then can they act on the physical instrument, the physical body. The ether body acts as an intermediary member between the astral body and the physical body, forming a link between outside and inside. We can no longer see it with the physical eyes, but that which we can see with the physical eyes is an instrument of the astral body only because the ether body is connected towards the outside with the physical body. Now in a certain sense the ego acts from the inside to the outside, whilst the ether body acts from the outside inwards to the astral body; for by means of the ego and the way it affects the astral body the human being gains knowledge of the outside world, the physical environment, from which the physical body itself originates. Animal existence takes place without individual, personal knowledge because the animal does not have an individual ego. The animal inwardly lives through all the experiences of the astral body, but does not use its pleasure and pain, sympathy or antipathy to gain knowledge of the outside world. What we call pleasure and pain, joy and sorrow, sympathy or antipathy are all experiences of the astral body in the animal; but the animal does not commute its pleasure into a celebration of the beauty of the world, but it remains within the element which causes the pleasure. The animal lives immediately within its pain; the human being is guided by his pain beyond himself into discovery of the world because the ego leads him out again and unites him with the outside world. Thus we see on the one hand how the ether body is directed inwards into the human being towards the astral body, whereas the ego leads into the outside world, into the physical world which surrounds us. The human being leads an alternating life. This alternating life can be observed everyday. From the moment of waking in the morning we observe in the human soul all the in and out flooding experiences of the astral body—joy and sorrow, pleasure and pain, feelings, images, etc. We see how at night these experiences sink down to a level of undefined darkness as the astral body and the ego enter an unconscious, or perhaps better said, subconscious state. When we look at the waking human being between morning and evening, the physical body, ether body, astral body and ego are interwoven, are inter-linked in their effects. When the human being goes to sleep at night, the occult consciousness can see that the physical body and the ether body remain in bed and that the astral body and the ego return to their proper home in the spiritual world, that they withdraw from the physical body and the ether body. It is possible to describe this in still a different way which will enable us to deal with the present subject in the appropriate way. The physical body, which only presents us with its outward aspect, sleep remains in the physical world as the outward human being and keeps the ether body, the mediator between inner and outer, with it. That is why in the sleeping human being there can be no mediation between outer and inner because the ether body, as mediator, has entered the outside world. Thus one can say in a certain sense that in the sleeping human being the physical body and the ether body are merely the outer human being; one could even describe the physical and ether bodies as the “outer human being” per se, even though the ether body is the mediator between outer and inner. In contrast, the astral body in the sleeping human being can be described as the “inner human being”. These terms are also true of the waking human being, because all the experiences of the astral body are inner experiences under normal circumstances and what the ego gains in knowledge of the outside world in waking life is taken up inwardly by the human being to be assimilated as learning. The external becomes internalised through the ego. This demonstrates that we can speak of an “outward” and an “inward” human being, the former consisting of a physical and ether body, the latter of ego and astral body. Now let us observe the so-called normal human life and its development in essence. Let us ask the question: Why does the human being return with his astral body and his ego to the spiritual world every night? Is there any reason for the human being to go to sleep? This subject has been mentioned before, but it is necessary for the topic we are dealing with today. Normal developments have to be understood in order to recognise the apparently abnormal states as they manifest themselves in sickness and healing. Why does the human being go to sleep every night? An understanding of this can only be reached if one considers fully the relationship between the astral body and the ego and the “outer human being”. We described the astral body as the bearer of pleasure and pain, joy and sorrow, of instincts, desires, passions, of the surging imagination, perceptions, ideas and feelings. But if the astral body is the bearer of all these things, why is it that at night the human being does not have these experiences, even though the actual inner human being is connected with the astral body in such a manner that the physical and the ether bodies are not present? Why is it that during this period these experiences sink down into an undefined darkness? The reason is that the astral body and the ego, although they are the bearers of joy and sorrow, judgments, the imagination, etc., cannot experience directly those things of which they are the bearers. In our human life the astral body and the ego under normal circumstances are dependent on the physical body and the ether body for awareness of their own experiences. Our soul-life is not something which is immediately experienced by the astral body. If this were the case, then we would also experience it during the night when we remain united with the astral body. Our daytime soul-life is like an echo or a mirror-image. The physical body and the ether body reflect the experiences of the astral body. Everything which our soul conjures up for us between waking up and going to sleep, it can only do because it sees its own experiences in the mirror of the physical and ether or life bodies. At the moment when we leave the physical and ether bodies at night we still have all the experiences of the astral body in us but we are not conscious of them because in order to be conscious of them the reflecting qualities of the physical body and the ether body are required. Thus in the whole of our life as it takes its course from waking up in the morning to going to sleep at night we see an interaction between the inner and the outer human being, between the ego and the astral body on the one hand and the physical body and the ether body on the other. The forces which are at work here are the forces of the astral body and the ego. For under no circumstances could the physical body as the sum of physical attributes bring forth our soul-life out of itself and neither could the ether body. The reflecting forces come from the astral body and the ego in the same way as the image which we see in the mirror does not originate in the mirror but in the object which is reflected in the mirror. Thus all the forces which cause our soul-life lie in the astral body and the ego, in the inward nature of the human being. And they become active in the interaction between inner and outer world, they reach out, so to speak, for our physical and ether bodies, but at night we see them enter the state which we call “tiredness”. We see them exhausted at night. And we would be unable to continue our life if we were not in a position to enter a different world each night than the one which we inhabit from morning to evening. In the world which we inhabit when we are awake we can make our soul-life perceptible, we can create it before our soul. That we do with the forces of the astral body. But we also exhaust these forces and cannot replenish them out of our waking life. We can only replenish them out of the spiritual world which we enter each night and that is why we sleep. We would be unable to live without entering the world of night and fetching from the spiritual world the forces which we use during the day. Thus the question what we bring into the physical world when we enter our ether and physical bodies is answered. But do we not also carry something from the physical world into the spiritual world at night? That is the second question, and it is just as important as the first one. In order to answer this question, we have to deal with a number of things which are a part of normal human life. In ordinary life we have so-called experiences. These experiences are significant in our life between birth and death. An example which has often been mentioned here will illuminate this, the example of learning to write. When we put pen to paper in order to express our thoughts, we practise the art of writing. We can write, but what are the conditions required that we can do so? It is necessary that in a certain span of existence between birth and death we have a whole series of experiences. Think of all the things which you went through as a child, from the first clumsy attempts to hold the pen, put it to paper, etc., etc. One might well thank God that one does not have to recall all those things. Because it would be a dreadful situation if every time that we wanted to write we had to recall all the unsuccessful attempts at tracing the lines, perhaps also the punishments connected therewith, and so on in order to develop what we call the art of writing. What has taken place? Development in an important sense has taken place in the human life between birth and death. We have had a whole series of experiences. These experiences took place over a long period of time. Then they were refined, as it were, into an essence which we call the “ability” to write. All the other things have sunk into the indeterminate shadow of forgetfulness. But there is no need to remember them, because our soul has developed to a higher stage from these experiences: our memories flow together into essences which appear in life as our capabilities and abilities. That is our development in the existence between birth and death. Experiences are transformed initially into abilities of the soul which can then come to expression by means of the outer tools of the physical body. All personal experiences between birth and death take place in such a manner that they are transformed into abilities and also into wisdom. We can gain an insight into how this transformation takes place if we take a look at the period between 1770 and 1815. A significant historical event took place during this period. A large number of people were contemporaries of this event. How did they respond to it? Some of them did not notice the events passing by them. Impassively they neglected to turn the events into knowledge, wisdom of the world. Others transformed them into a deep wisdom, they extracted the essence. How are experiences transformed in the soul into ability and wisdom? They are transformed by being taken in their immediate form into our sleep each night, into those spheres where the soul or the inner human being reside during the night. There the experiences which occur over a period of time are changed into essences. Any observer of life knows that if one wants to master and co-ordinate a series of experiences in a single sphere of activity it is necessary to transform these experiences in periods of sleep. For example, a thing is best learnt by heart by learning it, sleeping on it, learning it again, sleeping on it again. If one is not able to immerse the experiences in sleep in order for them to emerge as abilities or in the form of wisdom or art, then they will not be developed. This is the expression on a higher level of what we are faced with as necessity on a lower one. This year's plant cannot become next year's one if it does not return to the dark lap of the earth in order to grow again the following year. Here development remains repetition. Where it is illuminated with the human spirit it is a true “development”. The experiences descend into the nocturnal lap of the unconscious and they are brought forth again, initially still as repetition; but eventually they will have been transformed to such an extent that they can emerge as wisdom, as abilities, as life experience. Thus life was understood in times when it was still possible to observe the spiritual worlds more deeply than is the case today. That is why, where leading personalities of ancient cultures wanted to speak of certain things by means of an image we see indications of these significant foundations of human life. What would someone have to do if he wanted to prevent a series of daytime experiences catching fire in his soul and being transformed into certain abilities? What, for example, happens when someone experiences a certain relationship with another person over a period of time? These experiences with the other person descend into the night-time consciousness and re-emerge from night-time consciousness as love for another person, which, when it is healthy, is an essence, as it were, of the consecutive experiences. The feeling of love for the other person has come about in such a way that the sum of experiences has been drawn together into unity, as if woven into a fabric. Now what would someone have to do to prevent a series of experiences turning into love? He would have to take the special measure of preventing the nightly natural process which turns our experience into essence, the feeling of love, from taking place. He would have to unravel again at night the fabric of daytime experience. If he can manage this his achievement is that his experience of the other person, which turns into love in his soul, has no effect on him. Homer was alluding to these depths of human soul-life in his image of Penelope and her suitors.32 She promises marriage to each one after she has completed a certain fabric. She manages to avoid having to keep her promise only by unravelling each night what she has woven during the day. Great depths are revealed where the seer is also artist. Today there is little feeling left for these things and such interpretations of poets who were also seers are declared arbitrary and phantastical. This can harm neither the ancient poets nor the truth, but only our time, which is thus prevented from entering into the depths of human life. Thus something is taken into the soul at night which returns again. Something is taken into the soul which the soul develops and which raises it to ever higher levels of ability. But now it must be asked: where does this development of the human being reach its limit? This frontier can be recognised if we observe how the human being when he wakes up in the morning always returns to the same physical body and ether body with the same abilities and talents, the same configuration which they have possessed from birth. This configuration, these inner structures and forms of the physical and ether bodies cannot be altered by human being. If we were able to take the physical or, at least, the ether body into the state of sleep then we would be able to change them. But in the morning we find them again unchanged from the evening. Here there is a clear limitation to what can be achieved by development in the life between birth and death. Development between birth and death is essentially restricted to experiences of the soul; it cannot extend to physical experience. Thus for all the opportunities someone might have to pass through experiences which could deepen his musical appreciation, to awaken in his soul a profound musical life, it could not be developed if he did not have a musical ear, if the physical and etheric formation of his ear did not permit him to establish the harmony between the outer and the inner human being. In order for the human being to be whole, all the members of his being have to form a unity, to be in harmony. That is why all the opportunities which a person with an unmusical ear might have to go through experiences which would enable him to rise to a higher level of musical appreciation have to remain in the soul, have to resign themselves. They cannot come to fruition because the boundary is drawn each morning by the structure and form of the internal organs. These things are not dependent merely on the more rough structures of the physical and ether bodies but on very subtle relationships therein. Every function of the soul in our current normal life has to find expression in an organ; and if the organ is not formed in a suitable way then this is prevented. Those things which cannot be demonstrated by physiology and anatomy, the subtle sculpting within the organs, are precisely the things which are incapable of transformation between birth and death. Is the human being completely powerless, then, to transfuse into his physical and ether bodies the events and experiences which he has taken into his astral body and ego? For when we look at people we can see that the human being can even shape his physical body within limits. One only needs to observe a person who has spent ten years of his life in deep inner contemplation: the gestures and physiognomy will have changed. But this occurs within very narrow confines. Is it always the case? That this is not always confined to the narrowest of limitations can only be understood if we take recourse to a law which we have often mentioned here, but which needs to be recalled frequently because it is so alien to our present time, a law which can be compared with another one which became established for mankind in the 17th century on a lower level. Up until the 17th century it was believed that the lower animals, insects, etc., could originate from river mud. It was believed that nothing more than pure matter was required to generate earth-worms and insects. This was thought to be true not only by amateurs but also by scholars. If we go back to earlier times we find that everything was systematised in such a way that, for example, instructions were given on how to create life from the environment. Thus a book from the 7th century AD33 describes how the carcass of a horse has to be beaten tender in order to create bees. Similarly bullocks created hornets, donkeys, wasps. It was in the 17th century that the great scientist Francesco Redi34 first pronounced the axiom: life can only originate from life! Because of this truth, which is taken as self-evident today so that no one can understand how anything else could ever have been believed, Redi was considered a dreadful heretic still in the 17th century and he barely escaped the fate of Giordano Bruno. It is always like that with such truths. At first those who proclaim them are branded as heretics and fall prey to the inquisition. In the past people were burned or threatened with burning. Today this type of inquisition has been abandoned. No one is burnt anymore. But those who today sit on the curule chair of science regard all those who proclaim a new, higher level of truth to be fools and dreamers. People who today espouse in a different way the axiom regarding living things which Francesco Redi put forward in the 17th century are considered to be fools and dreamers. Redi pointed out that it is inexact observation to believe that life can originate immediately from dead matter but that it must be traced back to similar living matter, to the embryo which draws its matter and strength from the environment. Similarly spiritual science today must point out that what enters existence as soul and spiritual nature must originate from soul and spirit and is not an assembly of inherited characteristics. As the embryonic form of the earth-worm draws on the matter of its environment to develop, so the soul and spiritual kernel equally has to draw on the substances of its environment in order to develop. If we pursue the soul and spiritual nature in the human being backwards, we come to an earlier soul and spiritual element which exists before birth and which has nothing to do with heredity. The axiom that soul-spiritual elements can only arise from soul-spiritual elements entails in the last instance the axiom of repeated earth lives, of which a closer study of spiritual science furnishes the proof. Our life between birth and death leads back to other lives which we went through in earlier times. The soul and spiritual element originates in the soul and in the spirit, and the causes of our present experiences between birth and death lie in a previous soul and spiritual existence. When we pass through the gates of death we take with us what we assimilated in this life as transformation from causes into abilities. This we return with when we enter a future existence through birth. In the time between death and birth we are in different circumstances than when we enter the spiritual world each night through sleep from which we wake up again in the morning. When we wake up in the morning, we find our physical and ether bodies as we left them the previous evening. We cannot transform them with our experiences in life between birth and death. We find our limitation in the finished ether and physical bodies. But when we enter the spiritual world through the gate of death we leave the physical and ether bodies behind and retain only the essence of the ether body. In the spiritual world we have no need to take account of an existing physical and ether body. In the whole period between death and a new birth the human being can work with purely spiritual forces, he is dealing with purely spiritual substance. He takes from the spiritual world what he requires to create the archetype of his new physical body and ether body and forms these archetypes up to the time of his new birth, weaving into them all the experiences which the soul was unable to utilise between birth and death in the previous physical and ether bodies. Then the moment arrives when this purely spiritual archetypal image has been finished and when the human being is able to sculpt into the physical and ether bodies what he has woven into the archetypal image; the archetype is thus active in this particular state of sleep which the human being is passing through. If the human being were able to bring with him in a similar manner his physical body and ether body each morning on waking up, then he would be able to form them from out of the spiritual world; but he would also have to transform them. But birth means waking up from a state of sleep which encompasses the physical and ether bodies in the existence before birth. It is at this point that the astral body and ego descend into the physical world, into the physical body and the ether body, into which they can now sculpt everything which they could not form into the complete bodies of the previous life. Now, in a new life, they can express in an ether body and a physical body everything which they were able to raise to a higher stage of development but which they were unable to put into practice in the previous life because the complete ether body and physical body made it impossible. Were we not able to destroy our physical and ether bodies, were the physical body unable to pass through death, it would be impossible to integrate our experiences into our development. However much we regard death with fear and shock and feel pain and sorrow at the death which will affect us, an objective view of the world teaches us in fact: we have to want death! For death alone gives us the opportunity to destroy this body in order to enable us to construct a new one in the next life so that we can bring into life all the fruits of earthly existence. Thus two currents are active together in the normal course of human life: an inner and an outer. These two currents reveal themselves to us in parallel in the physical and the ether bodies on the one hand and in the astral body and the ego on the other. What can the human being do between birth and death in relation to the physical and ether bodies? Not only the astral body is exhausted by the life of the soul, but the organs of the physical body and the ether body are also exhausted. We can now observe the following: whilst the astral body is in the spiritual world during the night, it also works on the physical body and the ether body to restore them to their normal state. Only in sleep can what has been destroyed during the day in the physical and ether bodies be restored. Thus the spiritual world does indeed work on the physical and ether bodies, but with limitations. The abilities and structure of the physical body and ether body are given at birth and cannot alter except within very narrow margins. Two streams are active in cosmic development, as it were, which cannot abstractly be made to harmonize. If someone tried to unite these two streams in abstract reflection, tried to develop lightly a philosophy which said: “Well, the human being has to be in harmony, therefore the two streams have to be harmonious in man!” he would be making an enormous error. Life does not work according to abstractions. Life works in such a way that these abstract visions can only be achieved after long periods of development. Life works in such a manner that it creates states of equilibrium and harmony only by passing through stages of disharmony. This is the living interaction in the human being and indeed it is not meant to be made harmonious by reflection. It is always an indication of abstract, dry thinking if a harmony is imagined into a situation where life has to develop towards a stage of balance through disharmony. It is the fate of human development that we must have harmony as an aim which cannot, however, be reached if it is merely imagined into a given stage of human development. It will now be easier to understand when spiritual science says that life presents different aspects, depending on whether we regard it from the point of view of the inner or outer human being. The person who wanted to combine these two aspects by some abstraction would leave out of account that there is more than one ideal, one judgment, but that there are as many judgments as there are points of view and that it is only when these different points of view act together that the truth can be found. This allows us to assume that life's view of the inner human being might be different from its view of the outer human being. An example will make clear that truths are relative, depending on whether they are regarded from one aspect or another. It is certainly quite appropriate for a giant who has a hand the size of a small child to talk of his little finger. Whether a dwarf the size of the small child can also talk of the giant's little finger is another matter. Things by necessity are complementary truths. There is no absolute truth as regards outer things. Things have to be looked at from all different points of view and truth has to be found through the individual truths which illuminate one another. That is also the reason why in life as we can observe it the outer human being, physical body and ether body, and the inner human being, astral body and ego, need not in a given period of life be in complete harmony. If there were complete harmony then the case would be that when the human being enters the spiritual world at night he would take the events of the day with him and would transform them into the essence of ability, of wisdom, and so on, and the forces which he brought with him from the spiritual world in the morning into the physical world would be used only in relation to the soul life. But the frontier which we described and which is drawn for the physical body would never be crossed. Then, also, there would be no human development. The human being has to learn to take note of these limitations himself; he has to make them part of his judgment. The possibility must be given for him to breach these limits to the greatest possible extent. And he breaches them continually! In real life these frontiers are crossed continually so that for example the astral body and the ego do not keep within the limits when they affect the physical body. But in doing so they breach the laws of the physical body. We then observe such breaches as irregularities, as disorganisation of the physical body, as the appearance of sickness, caused by action of the spirit—the astral body and the ego. Limits can be breached also in other ways, namely that the human being as inner being does not manage to correlate with the outside world, that he fails to relate fully to the outside world. This can be shown in a very dramatic example. When the famous eruption of Mount Pelee35 in Central America took place, very noteworthy and instructive documents were found in the ruins afterwards. In one of them it said: “You need not fear any more because the danger is past; there will be no more eruptions. This is shown by the laws which we have recognised as the laws of nature.” These documents, which stated that further volcanic eruptions were impossible according to the current state of knowledge of nature, had been buried—and with them the scholars who had written these documents on the basis of their normal scholarly knowledge. A tragic event took place here. But that precisely demonstrated the disharmony of the human being with the physical world quite clearly. There can be no doubt that the intelligence of the scholars who investigated these natural laws would have been adequate to find the truth if they had been sufficiently trained. For they were not lacking in intelligence. But although intelligence is necessary, it is insufficient on its own, Animals, for example, leave an area if such an event is imminent. That is a well-known fact. Only the domesticated animals perish with the human beings. The so-called animal instinct is therefore sufficient to develop a far greater wisdom as far as those future events are concerned than human wisdom today. “Intelligence” is not the decisive factor; our current intellect is present also in those who commit the greatest follies. Intelligence is therefore not lacking. What is lacking is sufficiently matured experience of events. As soon as the intelligence lays something down which appears plausible to its narrow limited experience it can come into disharmony with the real outward events and then the outer events break down around it. For there is a relationship between the physical body and the world which the human being will gradually learn to recognise and grasp with the forces which he possesses today already. But he will only be able to do this once he has accrued and assimilated the experiences of the outside world. Then the harmony which will have developed as a result of this experience will have been created by no other intellect than the one we have today; for it is precisely in the present that our intellect has developed to a certain stage. The only thing lacking is the ripening of experience. If the maturing of experience does not correspond to the outside then the human being becomes disharmonious with the outside world and can be broken on events in the outer world. We have seen in an extreme example how disharmony between the physical bodies of the scholars and the stage which they had reached inwardly in the development of their soul came about. Such disharmony occurs not only when momentous events happen to us; such disharmony is given in principle and in essence always when any outer harm befalls our physical and ether bodies, when outer harm affects the outer human being in such a way that he is not capable of countering this harm with his inner forces, to ban it from his life. This applies whether it is externally visible or an internal sickness, which is, however, in reality only an external one. For if we have an upset stomach, then that is essentially the same as if a brick drops on our head. This is the situation which occurs when conflict arises—or is allowed to arise between the inner human being and the external world, when the inner human being cannot match the outer human being. Fundamentally all illnesses are such disharmony, such breaching of the division between inner and outer human being. Something is created by the continual breach of these divisions which will become harmony only in the far distant future, which remains an abstraction if our thinking tries to impose it on our life. The human being only develops his inner life by beginning to realise that at his present stage he is not yet able to match outer life. This is true not only of the ego, but also of the astral body. The human being experiences consciously between waking up and going to sleep those things which are penetrated by the ego. The working of the astral body, the way in which it breaches its limits and is impotent to create proper harmony between the inner and the outer human being, lies outside normal human consciousness. But it is present, nevertheless. All these things reveal the deeper inner nature of sickness. What are the two possible courses which an illness can take? Either healing or death occurs. In the normal development of life death must be seen as the one side and healing as the other. What does healing signify for the development of the human being? First of all it must be clarified what sickness means for the overall development of the human being. In sickness there is disharmony between the inner and the outer human being. In a certain way the inner human being has to withdraw from the outer one. A simple example is when we cut our finger. We can only cut the physical body, not the astral. But the astral body always transfuses the physical one and the result is that the astral body does not find in the cut finger what it should find when it penetrates into its smallest recesses. It feels disconnected from the physical part of the finger. That, in essence, is the nature of a whole number of illnesses that the inner human being feels disconnected from the outer, that it cannot penetrate the outer human being because an injury causes a division. Now health can be restored to the human being by outer means or the inner human being can be strengthened to such an extent that it is able to heal the outer human being. The link between outer and inner human being is re-established to a greater or lesser degree after healing, the inner human being can again live in the healed outer one. This is a process which can be compared to waking up: after an artificial withdrawal by the inner human being we return to the experiences which are only available in the outside world. Healing makes it possible for the human being to return with those things which he could not otherwise bring back. The healing process is assimilated into the inner human being and becomes an integral part of this inner human being. Return to health, healing, is something which we can look back on with satisfaction because in a similar manner that sleep makes the inner human being progress we are given something by healing which allows the inner human being to progress. Even if it is not immediately visible, we are elevated in our soul experience, are enhanced in our inner human being by a return to health. In sleep we take with us into the spiritual world the things we have won through healing and the latter is therefore something which strengthens us as far as the forces which we develop in sleep are concerned. All these thoughts on the mysterious relationship between healing and sleep could be developed in full if there were the time, but it can be seen, nevertheless, how healing can be equated with what we take into the spiritual world at night; with that which brings progress into our processes of development in so far as they can be made to progress at all between birth and death. Those things which in normal life we draw in from outer experience come to expression in our soul-life between birth and death as higher development. But not everything which assimilated through healing emerges again. We can also take it through the gate of death and it can be of benefit to us in the next life. But spiritual science shows us the following: we should be thankful each time that we are healed, for each healing signifies an enhancement of our inner human being which can only be achieved with the forces which we have assimilated inwardly. The other question is: what is the significance for the human being of the illness which ends in death? In a certain sense it means the opposite, that we cannot restore the disturbed balance between the inner and the outer human being, that we cannot in the correct way cross the frontier between the inner and the outer human being in this life. As we have to accept our unchanged healthy body when we wake up in the morning we have to accept our unchanged damaged body when an illness ends with death and are incapable of making it change. The healthy body remains as it is and receives us in the morning; the damaged body can no longer receive us and we end up in death. We have to leave the body because we are no longer able to re-establish its harmony. But we then take our experiences into the spiritual world without the benefit of an outer body. The fruits which we gain as a result of our damaged body no longer receiving us become an enrichment for the life between death and a new birth. Thus, also, we have to be thankful to an illness which ends in death because it gives us the opportunity of enhancing the life between death and a new birth and to gather together the forces and experiences which can only mature during that time. Thus we have here the consequences for the soul of illnesses which end in death and illnesses which end in healing. That gives us two aspects: we can be thankful to an illness which ends in healing because we have become strengthened in our inner self; and we can be thankful to an illness which ends in death because we know: in the higher stage which we enter in the life between death and a new birth death is of great significance for us because we will have learnt from it that our body must be different when we construct it for the future. And we will avoid the harmful aspects which caused us to fail before. The healing process makes our inner life progress, death influences the development in the outer world. The necessity therefore arises that we take two different points of view. Nobody should think that it would be correct to say from the point of view of spiritual science: if death, which results from illness is something for which we must be grateful, if the course of an illness is something which elevates us in our next life, then we should really permit all illness to end in death and not make any attempt at healing! To speak like that would not be in the spirit of spiritual science, for the latter is not concerned with abstractions but with those truths which are arrived at from different points of view. We have the duty to make every attempt at healing with all the means at our disposal. The task to heal to the best of our ability lies embedded in the human consciousness. Thus the view that death, when it occurs, is something to be grateful for is not one which is normally present in ordinary human consciousness, but can only be won if we transcend it. From the “viewpoint of the gods” it is justified to let an illness end in death; from the human viewpoint it is justified only to do everything to bring about healing. An illness which ends in death cannot be judged on the same level. Initially these two views are irreconcilable and they have to progress in parallel. Any abstract harmonising is of no use here. Spiritual science has to advance to a recognition of the truths which stem from one particular side of life and of other truths which are representative of another side. The sentence “healing is good, healing is a duty” is correct. But so is the other sentence “death is good when it occurs as the result of illness; death is beneficial for overall human development.” Although these two sentences contradict one another, both of them contain living truths which can be recognised by living knowledge. Precisely where two streams, which can only be made harmonious in the future, enter human life it is possible to see the error of thinking in stereotypes and the necessity to regard life in broad outline. It has to be clearly understood that so-called contradictions, when they refer only to experience and a deeper knowledge of the matter, do not limit our knowledge but lead us gradually into a living knowledge because life itself develops towards harmony. Normal life proceeds in such a manner that we create abilities from experiences and that the things which we cannot assimilate between birth and death are woven into the fabric which we then make use of between death and a new birth. Healing and fatal illness intertwine with this normal course of human life in such a manner that every healing is a contribution to the elevation of the human being to a higher stage, and every fatal illness, too, leads the human being to higher levels. The former as far as the inner human being is concerned and the latter as far as the outer human being is concerned. Thus there is progress in the world in that it moves not in one but in two opposing currents. It is precisely in sickness and healing that the complexities of human life become visible. If sickness and health did not exist, normal life could only proceed in such a manner that the human being would spin the thread of his life hanging on to the apron strings of existence, never going beyond his limits. And the forces to construct his body anew would be given to him from the spiritual world between death and a new birth. In such a situation the human being would never be able to unfold the fruits of his own labour in the development of the world. These fruits can be unfolded by the human being in the close confines of life only in that he can err. For only by a knowledge of error can truth be arrived at. It is only possible to assimilate truth such that it becomes part of the soul, such that it influences development, if it is extracted from the fertile soul of error. The human being could be perfectly healthy if he did not interfere in life with his errors and imperfections by breaching his limits. But health which has the same origins as the inwardly recognised truth, health for which the human being wrestles from one incarnation to the next with his own life, such health only comes about through the reality of mistakes, through illness. The human being learns to overcome his mistakes and errors in healing on the one hand, and on the other he meets the mistakes which he was not able to overcome in life in the existence between death and a new life so that he learns to surmount them in the next life. We can now return to our dramatic example and say: the intellect of those scholars who made such a wrong judgment at the time will not only become more cautious in jumping to conclusions, but it will let the experience ripen in order gradually to create harmony with life. Thus it can be observed how healing and sickness affect human life so that the human being could never achieve his aims by his own effort without them. We can see how their seemingly abnormal intervention in our development belongs to human existence, as does error, if our aim is to recognise truth. We could say the same about sickness and healing as a great poet in an important epoch said about human error: “The striving human being errs.”36 This might give the impression as if the poet had wanted to say: “The human being always errs!” But the sentence is reversible and might be said: “Let the human being strive whilst he still errs!” Error gives birth to renewed striving. The sentence “The striving human being errs” need not, therefore, fill us with despair, for every error brings forth new striving and the human being will continue to strive until he has overcome the error. That is as much as to say that error in itself points beyond itself and leads to human truth. And similarly it can be said: sickness may occur in the human being, but he must develop. Through illness he develops to health. Thus illness points beyond itself in healing and even in death, and produces a state of health which is not alien to man but which grows out of the human being and is in accord with this being. Everything which appears in this context is well suited to showing us how the world in the wisdom of its existence avails the human being at every stage of his development of the opportunity to grow beyond himself in the sense of the saying by Angelus Silesius with which we concluded the lecture “What is Mysticism?” At that time we were referring to more intimate spheres of development; now we can expand its meaning to the whole field of sickness and healing and we can truly say:
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59. Metamorphoses of the Soul: Paths of Experience II: Positive and Negative Man
10 Mar 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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We might first look round for a kind of clarifying definition of what is meant by a positive or negative person, and thus we might say: In the sense of a true and penetrating teaching concerning human souls, we could designate a positive person as one who, in face of all the impressions pouring in on him from the outer world, is able to maintain the firmness and security of his inner being, at least up to a certain point. Hence he will have clear-cut ideas and concepts, together with certain inclinations and aversions, which outer impressions cannot disturb. |
Anyone who is trying to lead a higher, more spiritual life can readily convince himself that his forces are enhanced by adopting a certain diet. For if he cuts out the foods which tend to foster the robust and positive elements in himself, he will be brought into a negative condition. |
59. Metamorphoses of the Soul: Paths of Experience II: Positive and Negative Man
10 Mar 1910, Berlin Tr. Charles Davy, Christoph von Arnim Rudolf Steiner |
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If we examine the human soul, comparing one individual with another, we find the greatest possible variety. In these lectures we have spoken of some typical differences and the reasons for them, relating them to character, temperament, capacities, forces and so on. One significant difference, the difference between positive and negative man, will occupy us today. At the start, I want to make it clear that this treatment of the subject—which will be fully in keeping with my other lectures—has nothing in common with the superficial but popular descriptions of people as positive and negative. Our account will stand entirely on its own ground. We might first look round for a kind of clarifying definition of what is meant by a positive or negative person, and thus we might say: In the sense of a true and penetrating teaching concerning human souls, we could designate a positive person as one who, in face of all the impressions pouring in on him from the outer world, is able to maintain the firmness and security of his inner being, at least up to a certain point. Hence he will have clear-cut ideas and concepts, together with certain inclinations and aversions, which outer impressions cannot disturb. Again, his actions follow certain urges and impulses which will not be affected by whatever transient impressions may come to him from daily life. A negative man, on the other hand, can be described as one who readily submits to changing impressions and is strongly influenced by ideas which come to him from this or that person or group. Hence he is easily impelled to change what he had been thinking or feeling and to take something different into his soul. In his actions he is drawn away from his own impulses by all kinds of influences from other people. These could be our definitions, roughly speaking. But if we inquire how these deeply rooted characteristics of human nature work out in practice, we shall soon be convinced that we have gained very little from our definitions and that to search for any such convenient labels is fairly useless. For if we try to apply them to real life we have to say: A man of strong passions and impulses, which have carried a certain enduring stamp since childhood, will have allowed all sorts of good and bad examples to pass him by without affecting his habits. He will have formed certain ideas and concepts about this or that and he will stick to them, whatever other facts may be brought before him. Countless obstacles will mount up before he can be convinced of anything different. Such a man would indeed be positive, but it would lead to nothing for him but a dull life, shut off from new impressions, seeing and hearing nothing that could enrich or enlarge his experience. The other type of man, ready at any time to welcome new impressions and always prepared to correct his ideas if facts go against them, would become—perhaps in a relatively short time—a quite different being. As he goes through successive periods in his life he will seem to be hastening on from one interest to another, so that the character of his life will be quite transformed as time goes on. Compared with the other, “positive” type of man, he will certainly have made more of life—but according to our definition we should have to call him “negative”. Again, a man of robust character, whose life is governed by custom and routine, might be led by the fashion of the moment to travel in a country richly endowed with art treasures. But he has loaded his soul with so many fixed responses that he passes by one work of art after another, at most consulting his Baedeker to see which are the most important, and finally he goes home with his soul not in the least enriched by all this trailing from gallery to gallery, from landscape to landscape. We would have to call him a very positive man. By contrast, someone else might follow much the same course of travel, but his character is such that he gives himself up to every picture, loses himself enthusiastically in it, and so it is with the next picture and the next. Thus he passes along with a soul that surrenders to every detail, with the result each impression is wiped out by the next, and he returns home with a kind of chaos in his soul. He is a very negative person, the exact opposite of the other man. We could go on giving the most varied examples of the two types. We could describe as negative a person who has learnt so much that on every subject his judgment is uncertain; he no longer knows what is true or false and has become a sceptic with regard to life and knowledge. Another man might absorb just as many of the same impressions, but he works on them and knows how to fit them into the whole of his acquired wisdom. He would be a positive man in the best sense of the word. A child can be tyrannically positive towards grown-ups if it asserts its own inherent nature and tries to reject everything opposed to it. Or a man who has been through many experiences, errors and disappointments may nevertheless surrender to every new impression and may still be easily elated or depressed: compared with the child he will be a negative type. In brief, it is only when we allow the whole of a man's life, to work upon us, not in accordance with any theoretical ideas but in all its variety, and if we use concepts only as an aid in ordering the facts and events of a life, that we can rightly approach these decisive questions concerning positive and negative man. For in discussing the individual peculiarities of human souls we touch on something of the utmost importance. If we did not have to think of man in all his completeness as a living entity, subject to what we call evolution—so often discussed here—these questions would be much simpler. We see the human soul passing from one stage of evolution to the next, and, if we are speaking in the true sense of spiritual science, we do not picture the life of an individual between birth and death as following always a uniform course. For we know that his life is a sequel to previous lives on earth and the starting-point for later ones. When we observe a human life through its various incarnations, we can readily understand that in one earthly life a man's development may go somewhat slowly, so that he retains the same characteristics and ideas throughout. In another life he will have to catch up with all the more development, leading him to new levels of soul-life. The study of a single life is always in the highest degree insufficient. Let us now ask how these indications concerning positive and negative types can help us in studying the human soul on the lines laid down in previous lectures. We showed that the soul is by no means a chaotic flux of concepts, feelings and ideas, as it may seem to be at a casual glance. On the contrary, the soul has three members which must be clearly distinguished. The first and lowest of these we called the sentient soul. Its primal form is best seen in men at a relatively low stage of development who are wholly given up to their passions, impulses, wishes and desires and simply pursue every wish, every desire, that arises within them. In men of this type the ego, the self-conscious kernel of the human soul, dwells in a surging sea of passions, desires, sympathies and antipathies, and is subject to every storm that sweeps through the soul. Such a man will follow his inclinations not because he dominates them but because they dominate him, so that he gives way to every inner demand. The ego can scarcely raise itself out of this surge of desires. When the soul develops further, we see more and more clearly how the ego works from a strong central point. In due course, as evolution proceeds, a higher part of the soul, which exists in everyone, gains a certain predominance over the sentient soul. We have called this higher part the intellectual soul or mind soul. When man ceases to follow every inclination or impulse, then in his soul something emerges which has always been there but can be effective only when the ego begins to control his inclinations and desires and to impose on the ever-changing impressions he receives some kind of coherence in his inner life. Thus when this second member of the soul, the intellectual soul, comes to prevail, it deepens our picture of man. Next, we spoke of the highest member of the soul, the consciousness soul, where the ego comes to the fore in full strength. Then the inner life turns towards the outer world. Its conceptual images and ideas are no longer there only to control the passions, for at this stage the entire inner life of the soul is guided by the ego, so that it reflects the outer world and gains knowledge of it. When we attain to this knowledge, it is a sign that the consciousness soul has come to dominate the life of the soul. These three soul-members exist in all human beings, but in every case one of them predominates. The last lectures have shown that the soul can go further in development—must indeed go further even in ordinary life, if we are to be human beings in the true sense of the word. A man whose motives for action derive entirely from external demands, who is impelled to act only by sympathy or antipathy, will make no effort to realise in himself the true quality of human nature. This will be achieved only by someone who raises himself to moral ideas and ideals, derived from the spiritual world, for that is how we enrich the life of the soul with new elements. Man has a “history” only because he can carry into life something which his inner being draws from unknown depths and impresses on the outer world. Similarly, we would never reach a real knowledge of world secrets if we were not able to attach external experiences to ideas. We draw forth these ideas from the spirit in ourselves and bring them to meet the outer world, and it is only by so doing that we can grasp and elucidate the outer world in its true form. Thus we can infuse our inner being with a spiritual element and enrich our soul with experiences that we could never gain from the outer world alone. As described in the lecture on mysticism, we can rise to a higher form of soul-life by cutting ourselves off for a while from impressions and stimuli from the outer world, by emptying the soul and devoting ourselves—as Meister Eckhart puts it—to the little flame which is usually outshone by the continual experiences of daily life but which can now be kindled into flame. A mystic of this order rises to a soul-life above the ordinary level; he immerses himself in the mysteries of the world by unveiling within himself what the world-mysteries have laid down in his soul. In the next lecture we saw that if a man awaits the future with calm acceptance, and if he looks back over the past in such a way as to feel that dwelling within him is something greater than anything evident in his daily life, he will be impelled to look up in worship to this greater thing that towers above him. We saw that in prayer a man rises inwardly above himself towards something that transcends his ordinary life. And finally, we saw that by real spiritual training, which leads him through the three stages of Imagination, Inspiration and Intuition, he can grow into a world which is as unknown to ordinary people as the world of light and colours is to the blind. Thus we have seen how the soul can grow beyond the normal level, and so we have gained a glimpse of the development of the soul through the most varied stages. If we look at people around us, we find that they are at widely different levels of development. One man will show in life that he has the potential for raising his soul to a certain stage and will then be able to carry through the gate of death what he has gained. If we study how people go from stage to stage, we come to the concepts of positive and negative but we cannot now say simply that an individual is positive or negative, for he will exhibit each characteristic at different stages of his progress. To start with, a man may have the strongest, most headstrong impulses in his sentient soul; he will then be impelled by definite urges, passions and desires, while his ego-centre remains in relative obscurity and he may be hardly aware of it. At that point he is very positive and pursues his life as a positive type. But, if he were to remain in that condition, he would make no progress. In the course of his development he must change from a positive into a negative person, for he has to be open to receive whatever his development requires. If he is not prepared to suppress the positive qualities in his sentient soul, so that new impressions can flow in; if he is unable to raise himself out of the positive qualities given him by nature and to acquire a certain negative capacity to receive new impressions, he will get no further. Here we touch on something which is necessary for the soul but can also be a source of danger—something which shows very clearly that only an intimate knowledge of the soul can guide us safely through life. The fact is that we cannot progress if we try to avoid certain dangers affecting the life of the soul. And these dangers are always present for a negative person, since he is open to the influx of external impressions and to uniting himself with them. This means that he will take in not only good impressions, but also bad and dangerous ones. When a very negative person meets another person, he will be easily carried away by hearing all sorts of things that have nothing to do with judgment or reason, and he will be influenced not only by what the other person says but by what he does. He may imitate the other person's actions and examples, to the point even of coming to resemble him quite closely. Such a man may indeed be open to good influences, but he will be in danger of responding to every kind of bad stimulus and making it his own. If we rise from ordinary life to the level where we can see what spiritual facts and beings are at work in our vicinity, we must say that a man with negative soul-qualities is particularly open to the influence of those intangible, indefinable impressions which are hardly evident in external life. For example, the facts show that a man alone is a quite different being from what he is in a large assembly of others, especially if the assembly is active. When he is alone, he follows his own impulses; even a weak ego will look for the source of its actions in itself. But in a large assembly there is a sort of mass-soul in which all the various urges, desires and judgments of those present flow together. A positive man will not easily surrender to this collective entity, but a negative man will always be influenced by it. Hence we can repeatedly experience the truth of what a dialect poet, Rosegger, has said in a few words. He puts it crudely, but there is more than a grain of truth in what he says:
We can often notice that men are wiser alone than they are in company, for then they are almost always subject to the prevailing average mood. Thus a man may go to a meeting without any definite ideas or feelings; then he listens to a speaker who takes up with enthusiasm some point which had previously left him cold. He may be affected not so much by the speaker as by the acclamation won from the audience. This grips him and he goes home quite convinced. Mass-suggestion of this kind plays an enormous part in life. It illustrates the danger to which a negative soul is exposed, and in particular the danger of sectarianism, for while we might fail to convince an individual of something, it becomes relatively easy to do so if we can bring him under the influence of a sect or group, for here mass suggestion will be at work, spreading from soul to soul. There are great dangers here for persons of a negative type. We can go further. In earlier lectures we have seen how the soul can raise itself into higher realms of spiritual life. And in my Occult Science39 you will find an account of how the soul must train itself to accomplish this stage-by-stage ascent. In the first place it has to suppress the positive element in itself and open itself to new impressions by putting itself artificially into a negative mood. Otherwise it will make no progress. We have often explained what the spiritual researcher has to do if he wishes to reach the higher levels of existence. He has to bring about, deliberately and consciously, the condition which occurs normally in sleep, when the soul receives no outer stimuli. He has to shut out all external impressions, so that his soul is quite empty. Then he must be able to open his soul to impressions which at first, if he is still a beginner, will be quite new to him, and this means that he has to make himself as negative as possible. And everything in mystical life and knowledge of higher worlds that we call inner vision, inward contemplation, does fundamentally bring about negative moods in the soul. There is no way round that. When a man suppresses all stimuli from the outer world and consciously achieves a condition in which he is entirely sunk in himself and has banished all the positive characteristics that had previously been his, then he is bound to become negative and self-absorbed. Something similar occurs if we employ an easier external method which cannot of itself lead us to a higher life but can give us some support in our ascent—if for instance we turn from foods which stimulate positive impulses in a sort of animal fashion to a special diet, vegetarian or the like. We cannot bring about our ascent into higher worlds by vegetarianism or by not eating this or that; it would be altogether too easy if we could eat our way up to those heights. Nothing but work on our own souls can get us there. But the work can be made easier if we avoid the hampering influence that particular forms of nourishment can have. Anyone who is trying to lead a higher, more spiritual life can readily convince himself that his forces are enhanced by adopting a certain diet. For if he cuts out the foods which tend to foster the robust and positive elements in himself, he will be brought into a negative condition. Anyone who stands on the ground of genuine spiritual science, free from charlatanry, will never refuse to recognise the things, including external things, which are in fact connected with endeavours to lead a true spiritual life. But this means that we may be exposed also to bad spiritual influences. When we educate ourselves in spiritual science and eliminate everyday impressions, we open ourselves to the spiritual facts and beings which are always around us. Among them, certainly, will be the good spiritual powers and forces which we first learn to perceive when the appropriate organ has unfolded within us, but we shall be open also to the evil spiritual powers and forces around us just as if we are to hear harmonious musical sounds, we must be open also to discordant ones. If we want to penetrate into the spiritual world, we must be clear that we are liable to encounter the bad side of spiritual experiences. If our approach to the spiritual world were to be entirely negative, we would be threatened by one danger after another. Let us look away from the spiritual world and consider ordinary life. Why should a vegetarian diet, for example, make us negative? If we become vegetarians because of some popular agitation but without adequate judgment, or as a matter of principle without changing our ways of living and acting, it may under certain conditions have a seriously weakening effect on us in relation to other influences, and particularly perhaps on certain bodily characteristics. But if we have gone over to a life of initiative, involving new tasks that arise not from external life but from a richly developing life of the soul, then it can be immensely useful to take a new line in diet also and to clear away any hindrances that may have arisen from our previous eating habits. Things have very different effects on different people. Hence the spiritual-scientific researcher always insists on something that has often been emphasised here: he will never impart to anyone the means of rising into higher worlds without making it clear to him that he must not merely cultivate the negative soul-qualities that are necessary for receiving new impressions, nor must be content to develop inner vision and inward concentration, for a life which is to rise to a new level must have a content which is strong enough to fill and sustain it. If we were merely to show someone how he can acquire the strength that will enable him to see into the spiritual world, we should be exposing him to bad spiritual forces of every kind, through the negativity that goes with such endeavours. But if he is willing to learn what the spiritual investigator can tell him about the higher worlds, he will never remain merely negative, for he will possess something which can imbue his soul with positive content at a higher stage. That is why we so often emphasise that the seeker must not only strive for higher levels, but must at the same time give careful study to what spiritual science communicates. That is how the spiritual researcher takes account of the fact that anyone who is to experience new realms has to be receptive, and therefore negative, towards them. What we have to call forth, when we set out consciously to develop the soul, can be seen in the various people we encounter in ordinary life, for the soul does not go through development only in its present life but has done so in previous lives and is at a definite stage when it enters earth-existence. Just as in our present life we have to proceed from stage to stage, and must acquire negative characteristics on our way to a positive stage, so the same thing may have happened when we last went through the gate of death and entered a new life with positive or negative characteristics. The design which sent us into life with positive qualities will leave us where we are and act as a brake on further development, for positive tendencies produce a clearly-defined character. A negative tendency, on the other hand, does make it possible for us to receive a great deal into our soul-life between death and a new birth, but it also exposes us to all the chance happenings of earthly life, and especially to the impressions made on us by other people. Thus when a man of negative type meets other persons, we can usually see how their characteristics leave their mark upon him. Even he himself, when he comes close to a friend or to someone with whom he has had an affectionate relationship, can feel how he becomes more and more like the other: in cases of marriage or deep friendship even his handwriting may be influenced. Observation will indeed show how in marriage the handwriting of a negative person may come to resemble increasingly that of his or her spouse. So it is that negative types are susceptible to the influence of other people, especially of those close to them. Hence they are exposed to a certain danger of losing themselves, so that their individual soul life and ego-sense may be extinguished. The danger for a positive type is that he will not be readily accessible to impressions from other people and will often fail to appreciate their characteristic qualities, so that he passes them all by and may be unable to form a friendship or close association with anyone. Hence he is in danger of his soul becoming hardened and desolate. We can gain deep insight into life when we consider people in terms of the positive and negative aspects in human beings, and this applies also to the different ways in which they respond to the influence of Nature around them. What then is it that acts on a person when he is influenced by other people or when he absorbs impressions from the outer world? There is one thing that always imparts a positive character to the soul. For modern man, regardless of his stage of development, it is sound judgment, rational weighing up, clarifying for oneself any situation or relationship that may arise in life. The opposite of this is the loss of healthy judgment, so that impressions are admitted to the soul in such a way that positive qualities are no protection against them. We can even observe that when certain human activities slip down into the unconscious, they often have a stronger effect on other people than when they arise from the conscious exercise of normal judgment. It is unfortunate, especially in a spiritual-scientific movement, that when facts concerning the spiritual world are given in a strictly logical form, a form well recognised in other spheres of life, people are inclined to evade them; they find it uncongenial that such facts should be presented in a rational sequence of cause and effect. But if these communications are imparted to them in such a way that their judgment is not evoked, they are far more ready to respond. There are even people who are highly mistrustful of information about the spiritual world if it is given in rational terms, but very credulous towards anything they may hear from mediums who seem to be inspired by some unknown power. These mediums, who do not know what they are saying and who say more than they know, attract many more believers than do persons who know exactly what they are saying. How is it possible—we often hear it said—for anyone to tell us about the spiritual world unless he is in at least a half-conscious state and evidently possessed by some other power? This is often taken as a reason for objecting to the conscious communication of facts drawn from the spiritual world. That is why running to mediums is much more popular than paying heed to communications based on sound judgment and set forth in rational terms. When anything that comes from the spiritual world is thrust down into a region from which consciousness is excluded, there is a danger that it will work on the negative characteristics of the soul, for these characteristics always come to the fore when we are approached by an influence from dark subconscious depths. Close observation shows again and again how a relatively stupid person, thanks to his positive qualities, can have a strong effect on a more intelligent person if the latter is easily impressed by anything that emerges from subconscious obscurity. So we can understand how it happens in life that persons with fine minds are the victims of robust characters whose assertions derive solely from their own impulses and inclinations. If we take one further step, we shall come to a remarkable fact. Consider a man who not merely belies his own reason now and then but suffers from mental illness and says things that spring from this deranged condition. So long as his illness is not noticed, he may have an uncommonly strong influence on persons of finer nature. All this belongs to the wisdom of life. We shall not get it right unless we realise that a man with positive qualities may not be open to reason, while a negative type of man will often be subject to irrational influences he cannot keep out. A subtler psychology will have to take account of these things. Now we will turn from impressions made by individuals on one another and come to impressions received by people from their surroundings. Here, too, we can gain important results in the context of positive and negative. Let us think, for example, of a researcher who has worked very fruitfully on a special subject and has brought together a large number of relevant facts. By so doing he has accomplished something useful for mankind. But now suppose that he connects these facts with ideas gained from his education and his life up to date or from certain theories and philosophical viewpoints which may give a very one-sided view of the facts. In so far as the concepts and ideas he has inferred from the facts are the outcome of his own reflective thinking, they will have a healthy effect on his soul, for by working out his own philosophy he will have imbued his soul with positive feelings. But now suppose that he meets some followers who have not themselves worked over the facts but have merely heard of them or read them. They will lack the feelings that he evoked in himself through his work in laboratory or study, and their frame of mind may be entirely negative. Hence the same doctrine, even though it be one-sided, can be seen as making the leader of their school positive in his soul, while on the whole throng of followers, who merely repeat the doctrine, it can have an unhealthy, negative effect, making them weaker and weaker. This is something that runs through the whole history of human culture. Even today we can see how men of an entirely materialistic outlook, which they themselves have worked hard to develop from their own findings, are lively positive characters whom it is a pleasure to meet, but in the case of their followers, who carry in their heads the same basic ideas but have not acquired them by their own efforts, these ideas have an unhealthy, negative, weakening effect. Thus we can say that it makes a great difference if a man achieves a philosophical outlook of his own or if he merely takes it from someone else. The first man will acquire positive qualities; the second, negative qualities. Thus we see how our attitude to the world can make us both positive and negative. For example, a purely theoretical approach to Nature, especially if it omits everything we can actually see with our eyes, makes us negative. There has to be a theoretical knowledge of Nature. But we must not be blind to the fact that this theoretical knowledge gained by the systematic study of animals, plants and minerals and embodied as laws of Nature in the form of concepts and ideas—works on our negative qualities in such a way as to imprison us in these ideas. On the other hand, if we respond with living appreciation to all that Nature in its grandeur has to offer, positive qualities are called forth in our souls—if for example we take delight in a flower, not pulling it to pieces but responding to its beauty, or if we open ourselves to the morning light when the sun is rising, not testing it in astronomical terms but beholding its glory. For anything we adopt by way of a theoretical conception of the world does not implicate our souls; we allow it to be dictated to us by others. But our whole soul is actively involved when we are delighted or repelled by the phenomena of Nature. The truth of Nature is not concerned with the ego, but that which delights or repels us is; for how we respond to Nature depends on the character of our ego. Thus we can say: Living participation in Nature develops our positive qualities; theorising about Nature does the reverse. But we must qualify this by repeating that a researcher who is the first to analyse a series of natural phenomena is far more positive than one who merely adopts his findings and learns from them. This distinction should be given attention in wide fields of education. And a relevant fact is that wherever there has been a conscious awareness of the things we have been discussing today, the negative characteristics of the human soul have never been cultivated on their own account. Why did Plato inscribe over the entrance to his school of philosophy the words: “Only those with a knowledge of geometry may enter here”?40 It was because geometry and mathematics cannot be accepted on the authority of another person. We have to work through geometry by our own inner efforts and can master it only by a positive activity of our souls. If this were heeded today, many of the philosophical systems that buzz around would not exist. For if anyone realises how much positive work has gone into formulating a system of ideas such as geometry, he will learn to respect the creative activity of the human mind; but anyone who reads Haeckel's Riddle of the Universe,41 for instance, with no notion of how it was worked out, may quite easily arrive at a new world-outlook, but he will do so out of a purely negative state of soul. Now in spiritual science, or Anthroposophy, we have something which unconditionally requires a positive response. If someone is told that with the aid of popular modern devices, photographs or lantern-slides, he can see some animal or some natural phenomenon brought before his eyes on the screen, he will watch it quite passively, in a negative frame of mind; he will need no positive qualities and will not even need to think. Or he might be shown a series of pictures illustrating the various phases of a glacier on its way down the mountain it would be just the same. These are just examples of how wide is the appeal of these negative, attitudes today. Anthroposophy is not so simple. Photographs could at most give a symbolical suggestion of some of its ideas. The only way of approach to the spiritual world is through the life of the human soul. Anyone who wishes to penetrate fruitfully into spiritual science must realise that its most important elements are not going to be the subject of a demonstration. He is therefore advised that he must work on and with his soul, so as to bring out its most positive qualities. In fact, spiritual science is in the highest sense competent to cultivate these qualities in the human soul. Herein, too, resides the healthiness of its world-outlook, which makes no claim except to arouse the forces sleeping in the soul. In appealing to the activity inherent in every soul, Anthroposophy calls forth its hidden forces, so that they may permeate all the saps and energies of the body; thus it has a health-giving effect, in the fullest sense, on the whole human being. And because Anthroposophy appeals only to sound reason, which cannot be evoked by mass-suggestion but only through individual understanding, and because it renounces everything that mass-suggestion can evoke, it reckons with the most positive qualities of the human soul. Thus we have brought together, without embellishment, a number of facts and examples which show how man is placed in the midst of two streams, the positive and the negative. He cannot rise to higher stages unless he leaves a lower positive stage and goes over to a negative, receptive condition, so that his soul acquires new content; he takes this along with him and thus becomes positive once more on a higher level. If we learn how to observe Nature rightly, we can see how world-wisdom arranges things so that man may be led from a positive to a negative phase, and on to a positive phase once more. From this point of view, it is illuminating to study particular topics—for example, Aristotle's famous definition of the tragic.42 A tragedy, he says, brings before us a complete dramatic action which can be expected to evoke fear and pity in the spectators, but in such a way that these emotions undergo a catharsis or purgation. Let us note that man, on coming into existence with his usual egotism, is at first very positive: he hardens himself and shuts himself off from others. But then, if he learns to sympathise with others in their sorrows and feels their joys as his own, he becomes very negative, because he goes out from his ego and participates in the feelings of other people. We become negative also if we are deeply affected by some undefined fate which seems to hang over another person, by what could happen on the morrow to someone with whom we are in close sympathy. Who has not trembled when someone is hastening towards a deed which will lead him to disaster—a disaster we can foresee but which he, driven by his impulses, is powerless to avert? We are afraid of what may come of it, and this induces in us a negative state of soul, for fear is negative. We would no longer have any real part in life if we were unable to fear for someone who is approaching a perilous future. So it is that fear and sympathy make us negative. In order that we may become positive again, tragedy sets before us a Hero. We sympathise with his deeds, and his fate touches us so nearly that our fates are aroused. At the same time the course of the dramatic action brings the picture of the Hero before us in such a way that our fear and pity are purified; they are transformed from negative feelings into the harmonious contentment bestowed on us by a work of art, and so we are raised once more into the positive mode. Thus the old Greek philosopher's definition of tragedy shows us how art is an element in life which comes to meet an unavoidably negative state of feeling and transmutes it into a positive condition. Art, in all its realms, leads us to a higher level when we have first to be negative in order to progress from a less developed state. Beauty, initially, must be seen as that which is intended to come before us in order to help us rise beyond our present stage. Ordinary life is then suffused with the radiance of a higher state of soul, if we have first been raised through art to a higher level. Thus we see how positive and negative alternate, not only in individuals but in the whole life of man, and we see how this contributes to raising both the individual from one incarnation to the next and humanity as a whole. We could easily show, if there were time, how there have been positive and negative epochs and historical periods. The idea of positive and negative throws light into every sphere of the soul's life and of the life of humanity at large. It never happens that one man is always negative and another always positive. Each of us has to go through positive and negative conditions at different stages of existence. Only when we see the idea in this light shall we accept it as a truth and therefore as a basis for the practice of living. And our discussion today has confirmed the saying that we have put at the beginning and end of these lectures—the saying by the old Greek philosopher, Heraclitus, who, because he could see so deeply into human life, was called the Obscure: “Never will you find the boundaries of the soul, by whatever paths you search, so all-embracing is the soul's being.”43 Now someone might say: “All study of the soul must then be useless, for if its boundaries can never be discovered, no research can establish them and one could despair of ever knowing anything about them.” Only a negative man could take that line. A positive man would add: “Thank God the life of the soul is so far-ranging that knowledge can never encompass it, for this means that everything we comprehend today we shall be able to surpass tomorrow and thus hasten towards higher levels.” Let us be glad that at every moment the life of the soul makes a mockery of our knowledge. We need an unbounded soul-life, for this limitless perspective gives us hope that we may continually surpass the positive and rise from step to step. It is precisely because the extent of our soul-life is unbounded and unknowable that we can look forward with hope and confidence. Because the boundaries of the soul can never be discovered, the soul is able to go beyond them and rise to higher and ever-higher levels.
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54. Fundamentals of Theosophy Soul and Spirit of Man
19 Oct 1905, Berlin Rudolf Steiner |
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The contents that are only related to the core of the soul can be given to everybody, indifferently whether he lives in America, in Japan or in Africa. Then the student had to cut himself off the sensuous outside world and to live with that which lives as strength in him. With immense patience, the deepening had to happen on the inside of the soul. |
54. Fundamentals of Theosophy Soul and Spirit of Man
19 Oct 1905, Berlin Rudolf Steiner |
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It was not at all that long ago that one considered as something unscientific in certain circles to speak about the human soul as a particular entity. The least understanding is there today if one speaks even about the mind or spirit besides the soul. The subject, which we set ourselves today, is rather extensive. I am only able to show some outlines. Within the spiritual-scientific worldview we are led to that older division of the human being, which is a trichotomy compared with that which has still validity almost entirely in the consciousness of the present humanity, compared with the division in two parts of body and soul. The trichotomy to which the theosophical or spiritual-scientific worldview has to go back again is that of body, soul and mind or spirit. Let us come to an understanding first of all about what we understand, actually, by body, soul and mind or spirit. The body of the human being is something about which we do not require many ideas to understand it. However, on the other side, the idea of the physical, of the external physical is so much the only thing that occupies our present humanity that the understanding about the difference of soul and mind and already about the entity of the soul is rather difficult. Today we have to be mindful—in contrast to some other talks I have held here—of a rather intimate exactness of our concepts and ideas which we want to develop here and, hence, I ask to be allowed to engage your attention to finer distinctions in the human ideas. If a human being stands before you, you will admit without further ado that in the space, which the concerning person fills, his body exists. Because your senses attest this human body to you. However, the human being can look at himself with his senses at least partially, and we can say without thinking, the human being is a bodily being for another sensory-gifted human being. However, in the space, which the human being fills, even more exists certainly, than what your senses can see. It is maybe for the human life—understood in its entirety—the least that the other human being can see with his eyes and touch with his hands. For if the human being speaks about his life, he speaks very seldom about his bodily appearance perceptible to the senses. Then he speaks about his destiny, about joy and sorrow, about pain and everything that lives inside and is not perceptible to the senses at first. A human being may stand before you and another beside him. What your senses perceive of both human beings is not the essential at first, but it is to be added that perhaps in the one human being a sad soul lives and in the other human being a joyful, happy soul exists. In both cases, the internal being of the person fills the space somewhat different from the physical existence. If you put a blind person before another person, this blind person does not perceive the bodily existence of the other person at first. He may be tempted to state under circumstances—if he does not take notice with his sense of touch or in another way—that nobody is in the room because his eye is unable to see. One just needs senses to be convinced of an external sensory existence, senses that are able to perceive this external bodily existence. Now we must ask ourselves, would this external bodily existence not be there if one did not perceive it? Would I not stand also in this place if on all sides nothing but blind and deaf people were who cannot see and hear me? As for me, I would be there, I would be in myself. Just as I am in myself according to my bodily existence, and this must be distinguished from the perception by the others. We have now to soar a view that the same difference exists for that which I have called the second way of existence, for the desire and pain, for the life, which fills the space, but this space fulfilling is not perceptible to the senses. If a person stands before a blind person and this blind person becomes suddenly sighted, the external existence becomes a discernible existence for him. Then the question arises: could not be joy and pain, rage and passion—not perceptible to the senses at first, but living also in the human being like his red blood, his nerves and bones—a discernible entity perceptible to the other human beings? The human being knows what he can perceive. He is a developing being, a being that has developed from imperfect levels in a distant past to his present existence. All organs, which are at and in the human being, have developed gradually. The abilities of seeing and hearing developed bit by bit; the external physical world became a discernible world for the human being, a world that he knows, that he can observe. If the human being develops that way, could we not ask there, whether he is not also able to improve himself further? May it become discernible to him what is not discernible to him even today?—Just as the room in which a human being stands is dark for a blind person at first and he starts perceiving colours and the physical figure if he becomes sighted, nonetheless, it could also be that that which still lives in the room what flashes through the soul would also be made visible, discernible. The human being was led to his external, sensuous visibility by the external forces of the world. He has added nothing there. He was put on the physical plane by the order of nature, equipped with senses to perceive the sensuous world. However, the human being himself can take in hand his further development; he can make himself able to experience other things except the sensuous world round him. This development of a higher life was always nourished and cherished in certain human communities from times immemorial. Just as the human beings have sensuous eyes and sensuous ears at first, the ability to perceive with the eyes and ears of the soul—if I may express myself this way—was developed by the own activity of single human beings. As true as it is that the eye if it opens perceives a coloured world round itself, where, otherwise, darkness was, it is also true that the mental eye is unlocked by a suitable training, so that that which lives in the affects, in desire and grief becomes discernible. The instruction that leads to such higher development of the human being is different from the usual lessons. Our ninth talk will discuss that in detail what one can generally discuss on this internal development publicly. Somebody who wants to know more about this internal development can find out more about that. Today I can refer only to the ninth talk. However, the most necessary should be suggested. The present external civilisation knows very little about those instructions, which the human being must receive to get mental eyes and ears. Only marginal knowledge is there. However, just the spiritual-scientific worldview is appointed to rouse an understanding of the supersensible because it is a necessary requirement for the culture. Today all lessons intend to fill the mind and reason mostly. However, this means that a world of ideas is woken in us that is connected with the external sensuous world. Our external sensuous knowledge attracts more and more increasing attention. However, this is not such necessary; it does not deepen the human being, as splendid as the achievements of our civilisation may be. There was another instruction at all times, an instruction that does not aim at the external expansion of the sensory world, but at the deepening of the world being. I describe it to you only with a few words to give an idea of it. Everything that you read in the scientific writings today has come about by external sensuous observation. Science considers it more or less as something that must not contain what has not come about by external observation. One presupposes that the human being should remain, as he is that he already has the ability to absorb what this science can offer him. However, it is completely different if it concerns the instruction, which should lead the human being to the ability of mental perception. In such schools, one taught something else. At first, no teaching material is handed over to the student that contains as many concepts as possible. Rather a student went to a master and the master accepted him if he considered his disposition as ripe for developing the internal senses. Then he had not to take up much new contents in himself, but he had to become another human being at first. He did not get a book, not special contents, but so-called eternal contents of thought at first, something eternal that was due to those human beings who were further in their development than the remaining civilised human beings were. We have to come to an agreement about what we understand by such eternal contents of thought. Try once to look around in your soul and to ask yourselves: how much of the ideas and thoughts living in me, of the feelings and what is, otherwise, in my soul, belongs to the time and the place in which I live?—Try once to think about what moves your soul from the morning up to the evening, and what would be different, completely different, if you were in Moscow instead of in Berlin, and if you did not live at the beginning of the 20th century, but at the end of the 18th century. Subtract everything that you have taken this way from space and time in which you live, from your soul contents. Try to understand how much of that which you imagine would also apply to a person in another place and time. It is not much. However, there are things, which do not only apply to today and to Berlin, but also to other places and other times. If we ascend in this sense, we detect more and more that our sense is led, like by a great spiritual guide of humanity, to such eternal contents of thought. The religious scriptures of all times are full of such things, which are independent of space and time. To mention the most trivial I can say that mathematics is something that is independent of space and time. What deals with time and space is itself temporal and transient. However, if the soul devotes itself to the imperishable, it becomes everlasting and imperishable and absorbs what is immortal. Hence, the master gives everlasting contents of thought to the soul at first. The contents that are only related to the core of the soul can be given to everybody, indifferently whether he lives in America, in Japan or in Africa. Then the student had to cut himself off the sensuous outside world and to live with that which lives as strength in him. With immense patience, the deepening had to happen on the inside of the soul. The human inside is something living, and as from the mere cell mass the wonderful construction of the physical eye has originated, the spiritual eye originates in the soul from the everlasting spiritual contents if it becomes engrossed that way and lives in meditation. The physical eye was not always there. It has originated from the confluence of the external physical forces. The human being is able to wake the spiritual eye in the soul if he can be developed by the spiritual contents. Such pupils awaited and awaited in patience, they had to use a big part of the day to their exercises. There were times in which this was possible. Thus, they waited until the internal forces woken by the mental deepening gave them the perception of that which filled the space as desire and grief, as instincts, passions, and impulses. A physical eye sees because the external source of light throws rays on an object. One cannot see without light. Eye and light belong together. In the sensuous outside world, eye and light are two separate things. In the soul, the spiritual eye is woken, and this is at the same time the source of a new mental light. We ourselves must emit this light which makes the mental visible that stands before us. If you have received the inner light this way, by sinking in your inside and the awakening of the internal life linked with it, your own astral body starts shining from the inside and lights up everything in truth and reality like the sun the objects. However, you do not light up the external world, but that which is mental which lives in the human being as an affect; this becomes visible by the rays, which you yourselves emit. Thus, the human being is able to make discernible for himself what is not discernible externally. All great guides of humanity who have spoken to us about the soul—do not believe that they had empty phrases and words in mind only. One knows nothing of the depths that have moved and caused the human culture if one believes only in the sense world. One normally speaks from the immediate view. Envisage, for example, the relation of soul and body as I have just discussed it, then you must say to yourselves, this relation of soul and body is such that something mental penetrates the bodily that stands before. As true as it is that this body that you call your own is fed from the outside by foodstuffs and is thereby animated and supplemented from outside, as true it is that this body is animated, penetrated and lighted by the mental. If this body sleeps, the mental is not in it at first, then it is separated from it, it is outside it. Then we cannot speak of the fact that the mental streams into the body. A German theosophist, a deep spirit, characterised this relation of soul and body in a wonderfully attractive way, which one understands only properly if one makes such requirements as we have just done. This theosophist—we are allowed to call him a theosophist—speaks about the sleep, when the soul is not in the body, in a peculiar way. He says, “Sleep is the digestion of the soul; the body digests the soul. Being awake means the effective state of the soul—the body enjoys the soul.” It is a wonderful comparison. As one enjoys the food with the absorption of nutrients, the body enjoys—this theosophist thinks—the soul, which lives in it. As well as the body, after it has enjoyed the food, digests it, the body digests in the sleeping state what the soul has sunk into it. This saying of our German poet and theosophist Novalis (pseudonym of Friedrich von Hardenberg, 1772-1801, poet) is very beautiful. You can find a source of the most beautiful spiritual-scientific wisdom with him. Only the spiritual-scientific worldview can understand him. I could state countless things of the German culture that would show you how the great seers of humanity spoke of soul, body, and their relation to each other with expertise. The third thing about which we have to speak is the mind or spirit. We summarise desire and grief, pain and joy, passion, instinct and avidity and what else under the name “soul.” If one asks what the soul is, then we say, what gets the living existence inside at first. Someone can attain the perception of this soul who has received an education as I have just described it. Mind or spirit exists not only inside of the human being, but also everywhere in the world. You can convince yourselves of that by a very banal thinking activity. All human beings in the world think, think in that which is round them. They get knowledge of the world round them with their thoughts. These thoughts are not only expression of that which lives in the outside world, but also of something that does not live in the outside world. If you oversee the universe, your sense sees an enormous sum of stars and processes, and then there comes your reflection and gets a concept of these stars. If your sense sees a drop of water, your reflection gets a concept of this drop of water. Briefly speaking, you are not contented to perceive the things; you also want to understand them. This is something different from mere sensuous perceiving. If you have a glass without water in it, you cannot pour out water from it. If no thought and no concept were in the space outside, one could also not get out them. It would be illusionary to think about the world if the world were not built up according to thoughts. The stone about which you think and which you understand must have originated from a thought, otherwise the thought could not be got out. If you do not want to get involved in absurd contradictions, you have to admit that the thoughts are as true in the world outside as the thoughts in your head inside. You think, and the thoughts that live in you are not different from those, which have built up the world. Thus, we have three aspects:
The human being can perceive this spirit first of all where it appears as such. What he can perceive is its external physiognomy, its sensuous expression. You do not see the spirit in the world, but its sensuous expression. The human being thinks in the spirit. Indeed, the thought lives in the world, but the human being cannot see it. He can only think it. As true as you yourselves think about the world and as true as a spiritual mirror of the world forms, as true it also forms in every other human being. This other human being is not only desire and passion, but this spiritual mirror of the world also lives in him. One can perceive this with the spiritual eyes and ears. It is true that that internal training about which I have spoken produces not only the ability to perceive the soul of the human being, but the human being can also develop the ability in himself to see the thoughts of his fellow-man, to understand and perceive the worldview, the whole environment. When the human being perceives not only the external portrayal of his thought, but the thought itself, when he is able to open his spiritual ears to the universe, then he will really perceive the thoughts, the spirit of the world. Then the star appears to him not only as a star, but the star says something to him. The stones, the rock crystal, for example, appear to him not only water-clear, but it also announces its being to him. Then the human being can face everything in a new way with such a deepening, as it has been suggested, so that the things speak sounding round him, say their innermost names to him, announce their being to us. The old Pythagoreans meant this. They had such a training and initiated into such a hearing of the world speaking of the sphere music. It was not a mere comparison; it was the immediate percipience and the bringing to awareness of that which is hidden, otherwise, behind the things. The spiritual eyes disperse this veil of nature, and the harmony that is hidden behind this veil starts sounding. Goethe also means that with his words in the Prologue in Heaven (Faust I). You read no phrase there. It would be a phrase if Goethe spoke of the sounding sun. However, no, he speaks: “In ancient rivalry with fellow spheres the sun still sings its glorious song and it completes with thread of thunder the journey it has been assigned.” These words sound from the world music of the world spirit. Goethe continues this later once again, where he says, “Hearken! Hear the onrush of the Horae! In these sounds we spirits hear the new day already born.” If the human being develops this ability, he becomes aware of the spiritual. Then his soul perceives the thought as distinctly as the usual human being perceives his body. Body, soul, and spirit are the three members of the human being. He is a bodily, physical being at first. In his inside, the mental existence lives and develops. In this the spirit of the whole world—as far as the human being can grasp it—is reflected and lives as the third member. From the outside into the inside and from the inside again to the outside, this is the way, which the human being walks from the body through the soul to the spirit. What gives us generally the possibility to have such a mental existence? We owe this possibility to the fact that we can live in the soul. We live in desire and grief, in pain and joy even if we do not perceive it externally. We also live in our body, but we perceive it also from the outside. It is a difference between these two fields of existence. In the spiritual-scientific worldview, one calls that which one has round himself as one has the external bodily round himself: existence of complete consciousness. Our consciousness combines with the bodily existence first. This consciousness lives only on the physical plane that way and we call that the physical plane, which spreads out round us to the senses. What lives in our soul is different. One calls it life, and one calls this life existence on the so-called astral plane. The physical plane and the astral plane are both realms in which the human being lives. On the physical plane, the human being is aware, on the astral plane, he lives only. There he forms the things that are outside him not yet consciously. However, he lives in the mental or astral. The third kind of existence is the spiritual existence. In general, as present human beings we do not yet live in it or only partially at most. However, while we settle in the spirit, this spirit combines with our soul bit by bit. We could say that this soul spreads over the whole environment, it becomes bigger and bigger. If the human being seizes the outside world, grasps the sense and the spirit of the outside world, then he is no longer concluded in his inside. Then he walks daringly out of himself and combines with the things around him. Compare the animal with the human being in this respect. The animal lives, so to speak, completely in the soul. It does not create concepts of the environment. It does not spread its soul over the spiritual of the world. This is also the difference between the human being and the animal. The animal lives and weaves, so to speak, in his inside. However, the human being emerges again from his inside. We could also say, the human being exceeds his self (German nonce word: sich entselbsten). The human being has always soul, inner life. This inner life is there. However, the development of the human being consists of the fact that he spreads this inner life over his environment, over that what is around him, over the spirit; it streams out over the whole world. If this happens, the human soul combines with the everlasting of the human being. Then this marriage of the human soul with the everlasting, the world spirit, takes place. When this union of the human being with the everlasting world spirit takes place, this whole sum of joy and grief changes, this whole world of impulses, desires, and passions in our inside, the whole astral body of the human being becomes different. That desire, those instincts of the human being, which he got, when he arose from nature's hand, which he has in common with the animal, all this soul life disappears and passes and belongs as such to the transient. Try to visualise once what lives in such instincts, sufferings, and joys in the human being and how this life takes place in the human being. They are connected with the transient. The human being starts stepping out of the circle of this transient. He refines his impulses and desires, his passions, he ceases to appreciate or displease what is bound to place and time. He rises to that which lies behind the things and is just hidden by the veil of the sensuous. This is something important if the human being starts enjoying not only what his eye gives him, but also what the impressions of his eyes bring from the spiritual world to his soul. This is a great moment in the human development when the human being is no longer following his sensuous instincts only, but is led by supersensible motives, by moral ideas and concepts that do not penetrate from the outside but from the spirit. Just as the body is interspersed with the soul, the soul is interspersed with the spirit. Consider the human being on certain former stages of development, there you find his physical being, which is interspersed with the soul. While the human being stands as a body before you, he realises his existence in his desires and passions. More and more comes from the supersensible into the soul. It is infiltrated with the spiritual. This process lifts the soul out of time and space. What is beyond time and space is imperishable, remains as the everlasting in the soul. Thus, you see that just as the soul is embedded in a body, the spirit is embedded in the soul. As the imbedding of the soul in the body points us to a distant past, in which they were connected bit by bit with each other, the union of the soul with the spirit points to the future of humanity. This development takes place gradually. It takes place at first in such a way that the spirit penetrates the soul more and more. Consider how the beginning of the spiritual contents is in the soul at first. Imagine, you have an object before yourselves. You look at it as a sensuous object. You turn round: the sensuous object is no longer before you. However, a picture of this sensuous object is before you. We call this the idea of the object, the memory of it in a certain respect. This remains in the soul. This is the first element that the spirit gains ground in the soul as memory. We could not absorb anything from the spirit of our environment if we were not able to know anything about the objects when they do no longer stand before us. The first element of the spirit lives in the human being. It is to the objects of the environment, as it is also to our own soul. Get clear in your mind, which role memory plays in our soul life. The animal completely lives in the present. Of course, the levels or degrees, which I indicate, are more extremely expressed than they are in reality. The animals have also to go through a certain spiritual development, but I have to express it somewhat extremely to bring the matter to mind. What the animal feels and experiences today is the central issue for it. The spiritualisation of his whole being means to the human being that he is able to live beyond the present. While we take the memory with us from our spiritual into our present, we spiritualise ourselves more and more; thereby we grasp the spirit in the first element. I have the spiritual before myself, if I remember the experience of yesterday. Memory is one of the most important moments for the spiritualisation of the soul life. Memory ties on the spiritual-mental existence that is connected with the external from birth up to the present. If we could not remember the past days, we would have little spiritual contents only. There are tribes even today that do not have such memory. There are still tribes which forget the experience in the cold, and that is why they must look for a protecting shelter for themselves every evening anew. Somebody who strives for a higher development takes up the memory and trains it more and more. Here begins the possibility to look beyond our transient existence, which is enclosed between birth and death. Imagine that you have made a point of bringing in sense and reason to life by memory, and of living not only in the present, but learning more and more to have the whole life like a tableau before yourselves, with the consciousness that that can flow out only from your whole temporal being what you want to accomplish. If this is the case and if this is used again to wake up the internal forces as I have indicated this just now when I spoke that you have to live up the soul contents by contemplation, then you can try to extend the review farther and farther, make it more and more concrete and go back to birth. You can do this. However, infinite patience belongs to it; we shall still speak of these methods. Then you also see that of the soul which is not enclosed between birth and death. Then you learn to tie in with other things what takes action within this life between birth and death. There you learn to tie in your present with your past by the very own consideration in the memory and to reasonably connect the effect of today with the cause of yesterday; there you learn to pursue the inner thread of cause and effect in your soul. Then the same strength, which leads you back to your present life, leads you beyond birth. Because you have learnt to look at cause and effect in the soul independently, you experience what was before your birth, how you lived before your birth. By the gradual development of this sense, the human being gets knowledge of his previous lives. The principle of re-embodiment or reincarnation becomes a fact to him. Sharpening the sight for the temporal in the inside world we attain the mental ability to make reincarnation or re-embodiment a fact for us. What do we do in this case? In this case, we penetrate the soul with that which connects us with the mental. There our sight extends inside. While we grasp the spirit of the outside world by understanding the outside world, pour out our soul over the outside world, and extend it, we spread the consciousness about the mental itself coming beyond our birth. Thus, our sight extends more and more, and thus we look from that which is bound to place and time to that which follows each other in the sequence of times. From there, we take possession of the essence of the human being that is imperishable and everlasting. The human being spiritualises himself more and more. The first stage is if he comes out of joy and sorrow and develops feelings for the supersensible, a sort of joy and sorrow. The further he develops this, the more Plato's beautiful sentence comes true to him: the body is transient because it subsists on transient food; however, the spirit is imperishable because it subsists on everlasting food.—The relationship of body, soul, and spirit is this way. The body passes. What you can see of the human being is handed over to the earth at death. However, what lives as joy and sorrow in the human being, the soul, has not originated at birth, but is tied together with something that extends beyond birth. Thus, the soul existence extends beyond the borders of birth and death. However, what the human being absorbs in himself, while he goes out of his soul again and combines with the spirit, connects this soul with the everlasting springs of existence. This deifies the soul. The human soul becomes visible outside the body. As far as it is bound to the body and is one with it, it is something transient. If the soul combines with the spiritual, it thereby becomes more and more everlasting and imperishable. With it, we come to the point where we understand what human self-knowledge is, what true cognition of the human inside is. At first, the human being experiences his soul in his inside undergoing joy and sorrow. However, then this soul realises images which disappear again. Something revives that is hidden to the mere senses. The human being has as the bare thought in himself what revives there in the soul. However, he connects this thought with his soul in the course of his life. He learns to feel and sympathise with the spiritual and, in the end, he likes the spiritual with pleasure as he only liked the sensuous with pleasure before. The desire applies, in the end, to everything spiritual. Selfishness becomes the unselfish love of the imperishable. In selfishness, the human love is grasped in the soul. But while we grasp it deeply inside as spirit, we realise that we find this self in the whole remaining world, that we are connected with the whole remaining world and that as we are born from the physical it is as true that we are born as a spirit any time from the spiritual universe, the spiritual-divine world. If we look for our higher self, which exists like a spark in us, we see the spiritual in the whole environment. This is the great knowledge of wisdom that the Vedanta philosophy sums up in the saying: tat tvam asi—Thou art that.—If the human being is aware of his spirit and his development begins to go out into the world, then his self extends to the spirit of the universe, to an existence of a spirit self, and we are with our very own being everywhere. Then that which was mere understanding becomes emotionally related content, and this is the real elevation of the soul to the spirit, the elevation to the real spiritual life. There is a beginning of the spiritual life; however, it is dry and cold. There are people who only become warm if it concerns something mental, human beings who are glad and suffer, only if it concerns something mental, pain and desire. They say that the spiritual is something dull and cold. If they look up to the stars, they regard the thoughts about them as abstract; but they are dry and cold in their intellect. However, if the soul seizes the spirit, we feel, we think not only with the universe, because then the view changes by reason and mind into the mental conception of the whole universe. What was only desire once becomes now the desire of the spiritual, what was love in the mental becomes now love of the spiritual-divine in the world. Our feeling, which we have closed inside, spreads about the whole world. Our self flows out, and we become one with the all-embracing spirit. We lose our selves and we find ourselves in the all-embracing spirit. This is something higher than the mere thinking. In the mental, the human being has got the sensation. In the spiritual, he starts being able to operate the spirit. However, he will also come there where he reaches the spirit with the sensation. Then he is on the divine stage. He has to climb up this ladder with his own strength of connecting the soul with the spirit, so that they become one. This is true self-consideration. If we grasp the divine spirit flowing through the world not only with the reason but also with the heart—as we meet a friend and feel warmth in the heart—then we penetrate from the head and its wisdom to the heart and its love of wisdom of the whole world. Thus, we rise raising our soul, and we get not only to know our narrow-minded inside this way, but we extend our selves and find ourselves outside in the world. I have stressed it often and often: Look at your inside only, there you find the divine human being. No, you only find in yourself what you have in yourself. If you want to find more in yourself, you must develop this higher self first, and you develop it, spreading out the higher self about the whole world. Those who advised self-knowledge to a human being did not mean idle examining of his inside. This self-knowledge is considered as we have grasped it now, as an ascent of the soul to the spirit. Then the human being no longer feels any difference between himself and the animal, the plant and the stone. A general feeling of a universal brotherhood permeates his heart. And then, and only then if the human being has this in mind, he understands as the last destination of the development from the bodily-mental to the mental-spiritual the beautiful word of the poet and seer (The Novices at Sais by Novalis, 1802): “Somebody was successful to lift the veil of the goddess at Sais.—But what did he see? He saw—miracle of miracles—his self!” The spiritual scientist adds: he finds the divine in his self, and this is just theosophy, divine wisdom to raise the heart, the soul to the spirit, so that one succeeds in connecting wisdom with the divine and to have not only understanding, but the general feeling of the divine world. |
54. The Kernels of Wisdom in Religions
16 Nov 1905, Berlin Rudolf Steiner |
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You define the single animal beings, the lion, the eagle, the dog, the wolf, while you change over to the superior concepts of the cat species, the dog species, the bird species et cetera. You define the single winds, while you change over to the general concept of wind. |
54. The Kernels of Wisdom in Religions
16 Nov 1905, Berlin Rudolf Steiner |
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If anybody reads a popular book, about astronomy, for example, then probably above all because he wants to inform himself about the mysterious facts of the universe. He finds his satisfaction, perhaps in such a book if the information makes sense to his reason, sensation, and feeling. He also tries perhaps to penetrate into the matters as far as it is possible to convince himself of such truth, such knowledge, visiting popular talks in which one makes experiments or observatories, laboratories et cetera. However, in any case, one fact remains in force. The human being who reads such things has to assume that still other human beings exist who have these abilities with particular research methods, with particular scientific and technical schooling. Who reads Haeckel's Natural Creation History may possibly say to himself, yes, this makes sense to my intellect, to my reason and to my feeling.—However, he also becomes aware of the fact that it requires a lot of work to ascertain these facts only. Then maybe he assumes that there is a little group of human beings which deals with the finding of such facts. In quite a similar way, a big part of humanity probably behaves towards other writings which want to bring facts of another field home to the human being, namely towards the so-called religious scriptures. It is no other relation than that I have just described. Also towards the religious scriptures, the human being asks himself at first, does this speak convincingly to my sensation, emotions, and reason?—Also here, he assumes or assumed in past times at least just as for the external, sensuous facts, which we possibly get to know from the Natural Creation History by Haeckel or from popular representations of astronomy, who know the methods, have the key to ascertain these facts. Thus, the human being also assumed concerning the religious documents that there are single human beings who are able not only to read this truth but also to ascertain it. He assumed that there are single human beings who have the key of them and know methods how one can convince oneself of them directly. Briefly, one has to demand from the religious scriptures, as from any other representation of facts that they come from knowledge, from immediate experience. The human being assumes that there are single people who ascertain the described sensuous facts using telescopes, microscopes, biological and other methods of investigation. Concerning the communications that are included in the religious documents we must also assume that there are human beings who know the methods to penetrate by the experience into the field, which is described in the religious scriptures. Just as in the Natural Creation History the field of the sensuous facts and in the popular talks the field and the facts of astronomy are portrayed, the field of the supersensible, the invisible, the spiritual is portrayed in the religious scriptures. If we who do not research have to offer the same trust, the same confidence to the religious scriptures, we must assume also that there are single persons in the world who made it their particular task to collect experiences in the world of the supersensible, which forms as spiritual causes the basis of the sensuous world. The human being is not allowed to behave differently towards the representation of a natural creation history and the representation of a supersensible creation history. Not the behaviour of the human beings towards these matters is different, only the fields are different about which the concerning writings tell. With it, one says that there must be knowing people who are able to ascertain the facts in the religious scriptures. Indeed, up to a certain degree this consciousness has got lost just in our time. Just as it would be of little use if anybody were not able to assume that researchers exist behind the popular scientific representations, also it would not make much sense basically if we did not assume that researchers are behind the statements of the religious scriptures. It is the task of theosophy or spiritual science today to renew and animate the consciousness that there is also a research in the supersensible fields. Spiritual science wants nothing else than to evoke the consciousness in the larger circles again that it is in such a way as I have said it now. One often translates the word theosophy saying that theosophy is knowledge, wisdom of God. This translation is not right; at least it does not describe what theosophy wants. Knowledge of God is something that the theosophist has in mind as an inkling at first, as something that signifies the last purpose of all knowledge. As little as we already have awareness of all means and abilities of knowledge, just as little as we are allowed to say that we can have a comprehensive or final knowledge of the divine primal ground of the universe today. Humanity develops, advances, also its abilities of knowledge. Perhaps, even the most advanced people cannot form an idea of the insights into the mysterious worlds of existence the human being can get on this way. We have to absolutely realise that European civilised human beings have another concept of divinity than, for example, the so-called savages of Africa or the barbarians who invaded the Roman empire from the north at the beginning of the Middle Ages. We have to assume that a usual educated person also has another idea of the divine being than Goethe had. Thus, we can also imagine that the human being advances further, that abilities develop in him compared with which Goethe's intuitive and imaginative strength was undeveloped. There we can have an inkling how much more elated and more magnificent the concept of God of those human beings will be than ours are. We can say that we exist, work, and live in Him; however, the knowledge of Him can never be completed. Therefore, theosophy does not think that it wants to be knowledge of God. Theosophy is that knowledge, namely, which attains the deepest, innermost being of the human being, in contrast to the usual, everyday knowledge that acquires the external, sensuous, transient nature of the human being. Let us realise once: we see colours, light, we hear tones, smell and taste, seize objects, feel heat, cold, and so on, everything with the help of our outer senses. We can also imagine that for anybody who has no ear no sounding world, but a dumb world is around him, for anybody who has no eyes no luminous, no colourful world but a dark one exists. All that is only a summary of that which the human being can perceive with the senses. However, the senses consist of material forces that are handed over to the earth again. What we perceive with them is also something transient. With it, we have realised the transient human being. The physicist shows us that a time comes when the earth is dispersed in countless atoms in which it does no longer exist. Then also no colours, lights, tones, the present forms of minerals, plants and animals exist, the human form itself does no longer exist. Thus, we have characterised the extent of the transient in the human being. What this transient human being recognises is everyday science, is our official science. With it, I say nothing against this official science. However, this whole science is nothing else than preoccupation with transient matters. However, there is still another possibility to look at the world, namely with those abilities in the human being which are imperishable. The human being bears an imperishable core in himself. The human being bears an imperishable core that we find in ourselves by introspection, by self-observation to a new existence in the times when the earth is dispersed. He carries this imperishable core to other worlds, and carries that which he recognised as the fruit of this life on earth to another world. What the divine core recognises is the content of spiritual science. Theosophy is not knowledge of other matters of the human being but knowledge of the other part of the human being. Hence, theosophy or spiritual science does not come from such people who want to rise with the usual reason, with the usual senses to a consideration of the spiritual from the sensuous, but from such people who have woken the abilities slumbering in the human being and are thereby able to investigate the supersensible, the imperishable. The usual science considers plants, animals, and human beings according to their usual qualities as they present themselves to the senses. In addition, the spiritual research looks only at that which surrounds us in the world. However, it looks at it with other forces and other abilities and, hence, gets to know the everlasting and imperishable qualities of the things. This is theosophy. Such researchers who have woken such abilities in themselves are able to ascertain the supersensible facts independently which the confessions communicate. As well as the naturalists ascertain in the laboratory and on the observatory using the strength of the senses and their instruments what you can then read in the popular books, the researchers of the supersensible ascertain by their own experience what was communicated to humanity in the religious documents. In the same sense as we speak of the scientific laboratories and astronomical observatories as research sites, in the same sense we speak of spiritual research sites. We call this spiritual research site—the term does not matter—the Lodge of the Masters of Wisdom. Because all wisdom must be based on a common origin, because all those who are in a spiritual relationship to these teachers are penetrated and irradiated by that wisdom, all researches also go back to the spiritual primary source. They go back, to the big brotherhood of the most advanced sages who have recognised what those religious documents announced from own observation by the means of spiritual research. You may call this basis of all religions the “spiritual laboratory of humanity,” or the “great White Lodge,” it is the same. Now we know what it means. As any popular book goes back to something that has really been investigated anywhere, each of the great religions goes back to that which was investigated in the spiritual sense in this laboratory of the white brotherhood of humanity. Those who founded the religions were great, excellent individualities who experienced the lessons and instructions of that brotherhood in this big spiritual laboratory. They were introduced into the spiritual life, which forms the basis of all phenomena, and were then sent from there to the various peoples to speak to them in their language and according to their characters. One taught a uniform ground of knowledge, an ancient truth in that spiritual laboratory, and it is possible that those who advance further by internal development learn the methods of research and can use them as Haeckel and other naturalists used the sensuous methods. It is possible that these find access to the researchers of the spiritual laboratory, that they get to know from which central site the great sages came who went to the south and the west, and brought the great messages to humanity. It is possible that they find the way to those from whom they can learn how all that has come about. The ancient religious teachers were sent out from the same site, the great founders of a religion who brought the first messages to India the echo of which the European researchers admired so much when they faced the wisdom, which is contained in the old Brahmanism. The same site of wisdom sent out the various Buddhas who brought their messages to the single members of the Asian religions. It sent out the Egyptian Hermes, too, who founded that marvellous religion about which anybody said to Solon (~640-~560 B.C., Athenian statesman, lawmaker and poet): what you know is like the knowledge of children compared with the wisdom of our initiates. Pythagoras (~570-~495 B.C., philosopher, and mathematician) came out of it, the great teacher of the Greek people. That man came out of it who illuminates the future, whose religion becomes more and more comprehensive and spiritual, Jesus himself. There we have the spiritual connection, and we see how the different religions point back to the central site where the loftiest human wisdom is cultivated. Who looks at the different religions can convince himself that their qualities point to such a central site. Our materialistic cultural researchers have also often recognised resemblances of the different confessions. Zarathustrism, the ancient Indian culture, Buddhism, even the religion that lived in the old America contain all components in which marvellous accordance exists. However, one has believed that this accordance comes from external reasons. One has not penetrated deeply enough because one had lost the key of it. Who gets involved, however, really in the core of truth of the religions can obtain the conviction concerning the religions that the accordance cannot come from the outside, but that it arises from a common core of wisdom, and that they were differently organised considering the single peoples and the different epochs. If we look at Asia, we still find the remnants of an ancient religion at first, which one cannot understand, actually, as religion in the modern sense. We find this religion in the strange culture of the Chinese. I do not speak about the religion of Confucius, not about that which spread as Buddhism in India and China, but I would like to speak of the remains of the ancient Chinese religion, of Taoism. This religion points the human being to Tao. One translates Tao as the way or the goal, the destination. However, one gets no clear idea of the being of this religion if one simply sticks to this translation. For a big part of humanity, Tao expresses and already expressed the highest to which the human beings could look up. They thought that the world, the whole humanity would attain it once, the loftiest that the human being bears in himself as a seed and that develops once as a ripe flower from the innermost human nature. Tao signifies a deep, concealed soul ground and an elated future at the same time. Somebody who knows what it concerns not only pronounces it but also thinks of it with shy reverence. Taoism is based on the principle of development. It says, what is around me today is a stage, which will be overcome. I must be clear in my mind that this development in which I am has an aim that I develop to an elated aim and that a force lives in me that urges me to arrive at this destination Tao. If I feel this big strength in myself and if I feel that with me all beings strive for this goal, then this strength is to me the steering force which blows from the wind against me, which sounds towards me from the stone, which shines towards me from the flash, which sounds towards me from the thunder. It appears in the plant as force of growth, in the animal as sensation and perception. This force produces form by form repeatedly up to that elated goal by which I recognise myself as one with the whole nature, which streams into me and streams from me with every breath, which is the symbol of the loftiest developing spirit that I feel as life. I feel this force as Tao.—One did not speak in this religion of a transcendent god at all, one did not speak about anything that is beyond the world, but of something that gives strength to the progress of humanity. The human being felt Tao intensely when he was still connected with the divine original source, in particular in the Atlantean age. Our ancestors still had no such advanced reason, no such intelligence like the modern humanity. In return, however, they had a more dreamlike consciousness, an instinctively ascending imagination and their life of thought was in such a way that they were almost innumerate. Imagine the dream life, but increased, so that it makes sense and is not chaotic, and imagine a humanity from whose souls such pictures arise that announce the sensations which are in the own soul, which echo everything that is external round us. One has to imagine the soul world of these prehistoric human beings quite unlike ours. The human being today strives for forming thoughts and images of the environment as exactly as possible. However, the prehistoric human being formed symbolic images, which appeared in him full of life. If you face a person today, you try above all to form an idea of him whether he is a good or a bad, a clever or a silly person, and you try to get an idea very soberly which corresponds to the external human being. This has never been the case with the prehistoric Atlantean. A picture arose in him, not a rational concept. If he faced a bad human being, a picture arose in him, which was vague and obscure. However, this perception did not become a concept. Nevertheless, he acted on this picture. If he had a bright, beautiful picture before himself, which appeared dreamlike in his soul, then he knew that he could trust in such a being. He got fear of a picture if it arose in black, red, or brown colours in him. He did not yet grasp realities with reason and intellect, but they appeared as inspirations. He felt as if the divinity working in these pictures was also in him. He spoke of the divinity, which announced itself in the blowing of the wind, in the whispering of the woods and in the pictures of his soul life if he felt the urge to look up to an elated human future. He called this Tao. The present human being who replaced this ancient humanity relates to the spiritual powers differently. He has lost the strength of the immediate beholding, which was more vague and twilighted than ours in certain respects. He has attained the developmental stage of the intellectual and rational ideation, which is higher in certain respects, however, also lower in certain respects. The modern human being thereby outranks the prehistoric human being because he owns a sharp, pervasive intellect; but he is no longer feeling the lively connection with the divine Tao forces of the world. That is why he has the world as it reveals itself in his soul, and on the other side his intelligence. The Atlantean felt the pictures living in him. The modern human being hears and sees the external world. These two things, outside and inside, are opposing each other, and he is no longer feeling the connection of both. This is the great sense of the human development. Since the land masses have risen again, after the floods of the oceans had flooded the continents, since that time humanity longs for finding the connection of inner soul life and external sensuous world again. That is why the word religare (Latin)—religion is justified. It means nothing else than to combine again what was connected once and is separated now, the world and the ego. The different forms of the confessions are nothing else than the means, than the ways taught by the great sages to find this connection again. Therefore, they are formed so differently to become understandable in this or that form to the human beings of any cultural level. The ancient Indian had an excessively growing plant world around himself, which made him dreamy in his soul and did not make it necessary to produce external tools and external culture. He had to get religion in another form than the modern human being. If the human being lives quietly, other images appear in his soul, than if he works with coarse tools and must be technically active. The external nature is different in the different areas of the earth, and the inner soul life of the human beings is different, too. Because the connection should be sought by the different religions, it is only a matter of course that the masters had to determine the way of finding the connection differently for different peoples and different times. The first way to determine this connection, to look for the ancient Tao of Atlantis, is the religion of the ancient India. This received the instructions of the holy Rishis, great initiates in ancient times whose elated teachings still go on sounding in the marvellous Vedic poems and in the Vedanta philosophy of the ancient Brahmans, which extends to the loftiest levels of human understanding. It was announced to humanity in broad outlines there that there is something that as a uniform world ground serves everything as a base. One called it Brahman, Parabrahman, Bhagavad and so forth. What we find in the Vedas, which are only an echo of the original old teachings, shows us how great and stupendous and, at the same time, how sublime the concepts were by which that subtle spirituality attempted to reach the divine original source of being. One could circumscribe it as follows: once the spiritual hosts assembled round the original being and asked it who it was, and it said, I am not that who I am if I am able to define myself by anything other than by myself. If you define a thing, you look for a higher concept. You define the single animal beings, the lion, the eagle, the dog, the wolf, while you change over to the superior concepts of the cat species, the dog species, the bird species et cetera. You define the single winds, while you change over to the general concept of wind. Thus, anything in the world has its name that indicates what stands above it. I, however—the Brahman said to the spirit hosts—I have no name which stands above me. I am the I-am. From this original source, the human being started; he shall come to it again. There was also development in the ancient India. Development was the magic word by which the human being felt his destination. There must have been anything, as the confession says, that leads to the point on which the human being stands today. Once there must have been a longing that leads him from the divine origin down into this world, to the necessary stage on which we stand today. As true and inevitable as it was that there was such a yearning and desire which leads into the world, as true it is that there must be a force that leads the human being again out of it, so that he brings the fruits of this world back again to the divine original source. This force is the overcoming of the desire by the divine desires, the purification of the destinations by the divine destination. Now it was something else that was felt as a religion than in the ancient times of which we have spoken. Now, it was no longer the god who revealed himself to the inside, now it was the god revealing himself from the outside, because the human being had to create an abyss between himself and the outside world. The word obviously replaces the immediate life and the sheer strength, and Veda means nothing else than “word.” By this word, advanced, wise human beings announced the origin and destination of the human being, which forms the basis of the universe. One had another idea of this word in ancient times than today if one speaks of the word. I would like to try to give you an idea of that which one felt speaking of the Veda, of the Logos, and later of the Word. The human being gives names to the things. He says, this is this and that is that. However, if his mouth names the things, it is no arbitrariness, but these are the same names, which once the divine original soul of humanity pronounced from itself and thereby created the things. The human being sees the things and pronounces the names afterwards. However, once the original soul spoke the names first and according to the word, the things formed. This is why there an original soul was in the ancient times, which expressed the words of creation. The words became things and the human soul afterwards found the words out of the things, which the god had put into them. It revived the sleeping words out of the things. The human being behaved to the divinity this way where one had religious sensation, the sensation towards the word, which lived with the ancient Indians really. Therefore, the opinion combined with the word that there are human beings who are able to look deeper into nature and the being of the world, who are able to directly echo in their words and announce what once the divinity breathed out of itself into the world. One perceived such human beings as initiates. The ancient Indian considered his Rishis not as usual human beings, but as such beings who had reached the level of immortality already in the physical body and live not in the sensory world, but with their souls in the higher heavenly world and have contact with the gods, with the spiritual beings who form the basis of the world. While one looked up at the human beings who had developed the Tao in themselves in this way, one was aware that every human being would also attain this stage once. The doctrine of rebirth, of the repeated return was combined with it. Buddha did not speak out of his imagination but out of his perception when he spoke to his believers and said, I see back at one, two, three, four, ten, hundred lives.—He spoke of these hundred lives as the human being speaks of one life. In these many lives, he obtained everything that enabled him to speak no longer about the experience of the sensuous world, but about the experience of the supersensible worlds and to bring the message of these supersensible worlds to humanity. This supersensible knowledge is an original component of all religions. If we put ourselves once again in the peoples feeling the Tao. They not only tried to unite in the religion with the divine, but they also considered themselves as embodiments, as covers of the divine. This was their immediate consciousness. There were human beings who could not think correctly; they were not as clever as we are, but had a direct consciousness that they surrounded a divine core as a fruit surrounds the pit. They saw and felt this core, and they looked through it at the past and the future. They thereby felt the doctrine of reincarnation in themselves. At that time, the immigrants found such a consciousness. At that time, the ancient Indian teachers who gave the first Brahma culture to the Indians still found a lively view of re-embodiment. Hence, all religions, which started from this site, have the teaching of reincarnation. One felt the Tao in its different creation of human activity. It is only a matter of course that the human being of our period who has separated his soul life from the big external powers could not overlook so many lives, but only saw that he represented this limited soul life. From every next stage, which extends northbound then—starting from the ancient Persian religion—the consciousness of the fact disappeared that the human soul is a cover around the core reincarnating forever. The consciousness confined itself to the zenith between birth and death and to how within birth and death “religare“, religion, has to be sought for. There one felt the contrast of a duality instead of the unity for the first time. Whereas the Taoist human being of the Atlantean age felt his connection with the original source vividly, and the Brahmanic human being still tried to rouse the Brahman, which is thought outside and within the human being as the same, the human being felt a certain duality, a dualism in Persia first. He felt that which has originated from the human being, as an inside and outside, as an original ground and present human figure. He looked up to the original ground from which everything had risen round him, he looked up to the word from which plant, animal, and human being had arisen according to the physical figure. However, he still felt something else: he felt that anything was therein that did not be in accordance with the original harmony that has to become only again like the original divine. He felt the latter as renunciation from the original divine. He faced the contrast, the duality of light and darkness or of male and female. They represent the original ground and that which expects the human soul in the material compression. This is the second level of human development. The third stage faces us in the prehistorical and historical Egypt; it is preserved for us as the Book of the Dead. There the human being felt a third aspect besides the duality. He saw a light, the sun, illuminating the earth and saw it penetrating this with its beams and enlivening the seeds and beings slumbering in the earth, and saw how the primal ground had to be fertilised. We find this triad original ground, conception, new life, symbolised as Osiris, the sun, the god of light; as Isis, the matter, and as Horus, the life developing from it. These were three Egyptian divinities. The triad appears here. This triad becomes a basic core in all later confessions. As trinity the divinity faces us in the confessions where it is called Father, Word and Holy Spirit—Isis, Osiris, Horus—atma(n), buddhi, manas. We find the triad everywhere in the religions now. We have recognised the reason. It faces us with pictures or words in Asia, in Egypt with the priests, but also in the Greek-Roman world, with Augustine, then as nuances in the Middle Ages. If we have got a bigger perfection in the future, that strength will have appeared as a forming one to which we owe our existence and which works today as a concealed primal ground of the being in us. One felt this as the divine, the inexpressible of the human being that is identical with the first essential component of the tripartite world. One felt then what lives in the human being, what strives for this highest as the word active in the present, the son, who originated from the father who rests unutterably in him. As true as this Father's ground forms the future, more perfect human being, he created the developing son, the buddhi, the second human member, which is not yet perfect but is the reason why we strive for perfection. This is the second being. Also in the past this original ground worked. As well as the sensuous human being was created by the universal primal ground in the past, also that which has already assumed and given off shape in him has something that has likewise arisen in the past from the primal ground and is already developed now. Let us look at the universe, how it makes itself perceptible as colours, tones, smells and tactile sensations, it streamed from the inexpressible primal ground. In such respect, we may call this primal ground, which appears to us, the creatures, spirit, also in the Christian sense. However, the creation of the world is not finished. The world is a germ, something that has a soul that has the impulse of the future in itself. This is the son. Hence, one called this striving the Word, Veda, Edda. The third one is a strength in us that becomes discernible in the future in us: the Father's ground of all being deep set in any of our souls. Feeling this vividly means feeling the trinity, making it the being of the entire internal imagination. Persona (Latin) signifies mask or external figure, cover. Hence, the religion shows this core of truth, which I have just explained, in three different masks, in three persons. God has three different persons. That means that he appears in three different masks: Spirit, Word, and Father. With it, we have touched that confession at the same time that then led to Christianity. If you understand this really, you find this truth also expressed in it. If you correctly understand the deepest Gospel, that of John, you find the same consciousness of religare, of the connection with a higher consciousness that appeared in human form. It is the teachings of the incarnate Logos, the incarnate divinity, the present divinity that lives in brotherliness with both forms of the divinity, with the active Spirit coming from the past, working in the present, and the Father creating in the present into the future. Thus, the Son originated from the Father, is connected with the Spirit at the same time, and that is why the Son is the great preannouncement that will lead to the Father. The words no one comes to the Father except by me (John 14:5), by the divine essence of the present, point to this. He says that he sends the Spirit again, the essence of that which is already in the world. As true as Christ said, I will be with you always, to the end of time (Matthew 28:20), it is also true that he will come again that the whole Christianity has been a preparation of the new figure. The Spirit is there provisional, the knowledge, the science, the religions were taught provisionally as they were taught in the past. The religious documents were preserved to us and now the theologians try to interpret them and to teach according to them. This is the way now theology works in place of wisdom. Theosophy means wisdom and truth, theology means the doctrine of wisdom and truth. As well as theology originated from spiritual science, theology has to go back to spiritual science. I have often drawn your attention to the condition of former research, and that then a reversal took place. Once one trusted in the books of the old sages, in Plato, Aristotle and others at all sites where one taught. Researchers were not there, but interpreters. I have that strange time in mind about which theology tells that one could no longer understand later when one learnt to read in the book of nature. The confidence in the written was almost absolute. If, for example, a naturalist had stated that the nerves do not start from the heart, but from the brain, one said, nevertheless, Aristotle says differently, and Aristotle is right, although one saw the demonstrated phenomena. Today in wide sections of the population, the consciousness does not yet exist that there is a key that there are research sites and research methods that ascertain the facts of the spiritual worlds as the observatories or the laboratories ascertain the facts of the sensuous world. Since thirty years it has been announced again that there is such a thing like a spiritual central site of humanity, and with it the theosophists say nothing more unbelievable, than if Haeckel says: this is in that and this way.—If Haeckel argues anything, we assume that he has found the proofs of it in his research. We assume also that the statements in the religious documents were proved by the facts to be true, and that there are persons among us which themselves can go back again to the sources. Theosophy or spiritual science means drawing the attention to the spiritual researchers and to the central site. It speaks again from experience about the matters of the supersensible, as those did who originally created the religious documents, from their inner experience. As well as 400 years ago, the natural sciences experienced a revival, theosophy or spiritual science should today signify a revival of the immediate spiritual research. Thus, we are put in the necessity to return to that core of truth, which I tried to outline from the Tao up to the appearance of the great saviour of humanity. I wanted to generate awareness of the relation of spiritual science to the central point, the core of truth in the different religions. Those who have not yet approached spiritual science maybe come again to hear more. However, some may also say that it is a kind of neo-Buddhism, a new religion, something oriental; it wants to bring in something foreign to our world. However, this is not the case; this would not be spiritual-scientific. Only those speak in such ways who do not have the will to listen to that which spiritual science says. The aspiration of spiritual science is to look for the core of truth in our external confessions, to go back to the sources from which the books existing today were created. It is necessary to go back to the facts, then the books are better understood, then new life flows in humanity. Christianity is to be understood as a religion that has to prepare humanity for the future, as the religion of the Son by which one finds the Father on the same ways. At the same time, it is one of the most important tasks of spiritual science to get this religion across. Therefore, it searches for the core of truth in all religions to find it in our own. We recognised that religion originated not from childish images, but from the highest wisdom, from spiritual research. However, we also learnt that one can abreast with science and be, nevertheless, a religious person. If this knowledge finds an echo again, the lively feeling awakes for that which one of the theosophists, Goethe, called into the world more than hundred years ago like a program, like a beautiful and marvellous saying to humanity. I would like to close with this saying today, confessing that there can be no true science, no deeper human observation, which shows the religious truth as something childish; and that all religions contain as a core of our highest destination: Who has science and art, |
54. German and Indian Secret Doctrine
08 Mar 1906, Berlin Rudolf Steiner |
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If they cannot properly give an answer, the Lady Midday strangles them or cuts off their heads with her sickle. The farmers use different means against her. The person concerned must be able to pray the Lord's Prayer inversely. |
54. German and Indian Secret Doctrine
08 Mar 1906, Berlin Rudolf Steiner |
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Many a time I have already pointed here to the fact that it is a prejudice if one declares the present theosophical movement in the strict sense of the word as a Buddhist or neo-Buddhist one. Theosophy or spiritual science does not want to implant a foreign worldview from without, but to show how also within our European culture deeper teachings of wisdom form the basis of the striving of humanity that express themselves most distinctly. Next time I venture to show how in a newer epoch of the German spiritual life theosophical feeling and thinking were expressed in a quite extraordinary measure, I would like to say, in its intellectual purity around the turn of the 18th and 19th centuries. Today, however, I would like to show—as far as I can press it in a single talk—how within the Germanic-German folk culture an impact exists which goes back to views that we meet in theosophy. A careful comparison between the basis of the European religious and worldview with that which has been expressed over there in the East in such a peculiar, spiritual way will show us how little the misunderstanding is justified that the theosophical spiritual current wanted to force something completely strange on the European life. We have to characterise—if we want to carry out this comparison really—the basic view of the so-called theosophical worldview with a few words at least. If only just, let us once visualise the often-discussed basic view of the theosophical or spiritual-scientific worldview. The human being is, according to this theosophical worldview, at first a being who has a double nature as basis, namely a transient so-called cover part, an external member of his nature, and an imperishable everlasting essence. The external cover is as it were the sheath or the tool of the human being with which his immortal essence works and is active in this world. This cover is clearly divided into four members. The first member is the so-called physical body, the body that one can see with the eyes and perceive with the other senses. The second member is the so-called etheric body. Life lives in this body. It has the same figure approximately as the physical body, but it forms the basis of the physical body as the bearer of the life principle. The third member is the bearer of the feelings, of joy and sorrow, of the instincts and passions. We call it the astral body, because the forces, which are effective in it, prove to be to someone who can deeper look into the world the forces that live outdoors in the starry heaven, in the astral, and are essential. We call the fourth member the real human ego. We call it in such a way because the human being has the three other members, physical body, etheric body, and astral body in common with the remaining beings, which are round him. Every mineral has a physical body. The plant has a physical body and etheric body, the animal has a physical body, etheric body, and astral body. The human being besides has a fourth member to live within this world that enables him to say to himself “I.” This ego is the final member, the final point of the development of the three above-mentioned bodies that they have striven for since primeval times. It lives in the three covers, which surround it not like onionskins, but they interact regularly, penetrate each other powerfully, and take shape. At the same time, the ego is the bearer of a higher tripartite nature we call spirit self, life spirit, and spirit man best of all. These members are today included only as gifts in the majority of the human beings. The Eastern mysticism calls the spirit self “manas,” the life spirit “buddhi,” and the highest, innermost member “atman.” It is the real spirit of the human being, the innermost core, the immortal within the human nature. With it, we have seven members of the human nature as we have seven tones of the musical scale or seven colours in the rainbow. The lower members are a confluence, an essence of the three realms, which surround us: the mineral, plant and animal realms. The higher members, manas, buddhi, and atman are not to be perceived by the senses, they are of divine nature. The human being has these members also in common with higher realms of existence, as he has his lower members, the physical body, the etheric body, and the astral body in common with the realms of nature surrounding us on earth. As he extends with these three lower bodies into the earthly existence, he strives with the higher spiritual members of his nature up into the realms of the divine that is tripartite like the external nature. Thus, the human being is rooted in the earthly and he extends with his branches into the spiritual-divine world. As he developed out of the earthly world from lower beginnings, he develops spiritually upwards, becoming more and more similar to the higher spiritual beings. Therefore, we can also say, the human being is divided in three parts. While we connect the lower members and the upper ones, we have the ego in the middle. It has a share of both, of the earthly and the divine. It penetrates the etheric body and the astral body. We call this ego soul. We call the real immortal inside of the human being, atman, buddhi, and manas, mind or spirit. By these three members of his nature, the human being is a citizen of three worlds at the same time. He is a citizen of the usual physical world here. When he has left the physical world here, when he has left his physical body, also the etheric body, he enters another world, a kind of intermediate world, an astral world, as we say, the soul world. At first immediately after death, he has to purify himself for a number of years from that, which still adheres to him from the connection with the earthly-physical world. We call this state kamaloka or stay in the astral world. This is no place, but a state. The disembodied human being, as long as he still has certain effects of his physical nature in himself, stays in the soul world and ascends then to a still higher world that we call devachan or the world of spirit. You know now that the spiritual-scientific worldview assumes not only a one-time stay of the human being in this physical world, but that it knows that the human being has to go through repeated earth-lives. His immortal essence can deify itself more and more only thereby, can ascend to spiritual regions going through experiences, through lessons in the earth-life repeatedly. Thus, the human being returns to the physical world when he has gone through the worlds of soul and spirit, then he returns again to the spiritual world and so on. These repeated incarnations are held together according to the so-called principle of karma, according to the law of cause and effect. If a human being, after he has gone through repeated earth-lives, appears again, he is born with dispositions and abilities, which he has appropriated in the former lives by experience, and with the guilt, which he has burdened himself in former lives. Thus, the one appears happy, the other unhappy and miserable because he himself has prepared this. What we have compiled here appears in the future earth-life again. The human being thereby ascends and descends, goes to and returns from the three worlds: physical world, astral world and devachan world. The human being is not only a being, which belongs to these three worlds, but he also has companions in these three worlds. Someone, who searches spiritual-scientifically in the other worlds, not only in the physical world, which the human being perceives with his senses and can seize with hands, knows that there are not only such beings which have the three members of the human nature: body, soul and mind. However, there are also beings, which are lower than the human being is, and beings, outranking the human being. How we have to imagine the beings, which are lower than the human being is? We have to imagine them in such a way that they have not a spiritual core as the highest like the human being, but they have a mental one only. As well as the human being has mind, soul and body, the lower beings only have soul, body and something that is lower than the body. If you like, we call this unknown third world the underworld and we can say, such beings have a tripartite nature, too, whose lowest member is the underworld whose middle member is the physical world and whose uppermost member is the soul world. However, there are also beings who have two members in the spiritual and a third member beyond the sphere of devachan, beyond the sphere of the spiritual. Thus, you see that you can construct a whole number of beings to yourselves. Such beings really exist as experience shows. The human being belongs to the three worlds. Such beings also belong to the three worlds and as well as the human being is developing from a level on which his soul was his uppermost being in which the spiritual core was implanted, these other beings are also developing perpetually. You see that those who have experience of such things must say to themselves that the human being—after he has left this physical body and ascends to the worlds of soul and spirit—is just the companion of other beings, of beings whose lowest member is the mental nature. This is the outline of the worldview that is not only spread about any part of the world civilisation, but forms the basis of all deeper religions and should be only renewed by the theosophical or spiritual-scientific worldview. However, at the same time this also is a worldview which is in perpetual development, not a worldview which one has to consider as something that was once determined in the abstract, but a worldview, which develops through the various states of human development most differently. The human being becomes more and more mature in the course of development, which is also arranged variously. Now, however, the human being takes not only share in this development, but the basic teaching of all world cultures shows that certain single human individuals can go through a faster development that they can ascend quicker to higher levels of perfection that they are able to rush ahead of their fellow men, so to speak. Then they have already attained, while they are still in the sensuous body, an insight into those worlds, which the human being enters when he has passed, otherwise, the gate of death. All religious cultures preserve this as a secret that the human being is capable to behold into the worlds, which are closed to him while he lives in the sensuous body. However, the human being can already cross the gate of death in this life and get a sight of those worlds which he has later to enter developing upwards. As well as the human being rushes ahead of the animal, such persons rush ahead of the remaining humanity. All deeper teachings of the world culture call these persons initiates. You see, there we get really the sequence about which I was speaking already last time in the talk on Lucifer. We get a whole sequence of beings, which puts the human being wonderfully, however, comprehensibly in the quite natural spiritual world. Thus, the principle forms the basis of every religion and every bigger worldview that there are divine natures beside and above the human beings that, however, these divine natures have gone through the stages in bygone times, which the human beings go through today. They have gone through them under other conditions and in another way; for nothing recurs in the universe. So we can say, those who today are gods were once human beings, and the human being develops up to divine nature in future. He is becoming a god, and the gods are nothing else than perfected human beings. This is the basis of any secret doctrine as one calls it. Understanding this sentence in its entirety means just to be an “initiate.” However, one must not understand this only in the abstract with the intellect, but in the experience. The ray of spirit accessible to the human being now is necessary to it. Then only one knows which big, infinite significance this sentence of any secret doctrine has, this sentence, which, so to speak, penetrates all worldviews as a leitmotif. Allow me now to look at the different images of the Germanic and German prehistoric time, partly until the present time. Perhaps, I am allowed to go back to the fact that science has only taken a little into consideration, unfortunately, how these things are. At the end of the eighties, a book by my dear friend Ludwig Laistner (1845-1896, novelist and literary historian) appeared—its title is The Riddle of the Sphinx (1889)—, a nice, two-volume work. It does not deal with some exceptionally high teachings, but starts from the very simple. It starts from a quite simple fact that takes place within our present folklore still in numerous forms. There still exists, for example, the folk legend of the Lady Midday with the Wends (Slavic people in Germany). It runs as follows: if certain people who work in the field outdoors do not break off for lunch, but remain on the field between twelve and two o'clock, the Lady Midday comes and puts questions to them. She asks, for example, the flax farmer about the linen weaving or something else. The people must answer these questions. If they stall with a question, it is all up with them. Until two o'clock, they must come through with the answer. If they cannot properly give an answer, the Lady Midday strangles them or cuts off their heads with her sickle. The farmers use different means against her. The person concerned must be able to pray the Lord's Prayer inversely. If he is able to do this, the Lady leaves him; otherwise, she offends or kills him. You see a legend researcher, Ludwig Laistner, starting from simple legends. Then he investigates similar legends. Still today, they are to be found in our folklore. He visits them in the manifold regions and thinks at the same time that this is a simple example of the so-called interrogative torment, of the dilemma in which the human being is placed by the fact that spiritual beings ask questions he has to answer. He shows how in another legend forms the same thing becomes more and more complex, until one ascends to the riddle which the sphinx puts to the human beings, and which Oedipus solved. Laistner explains this nicely where he shows how the legend of the Lady Midday relates to the complex question of the human riddle, put by the sphinx. Laistner then shows something else. I must tell this because you learn from it how exceptionally important it is for theosophy. He started, like most legend researchers, from the different concepts of god, and he got around to seeing symbols in them. You know that some gods are understood as symbolic representations of the clouds, the sun, the moon et cetera. This is a widely ramified view you can find everywhere. But it is put up by such people—Laistner has exactly got to know in his own personality—who do not know in reality, how the imagination of the people works, who do not know that it is far from the imagination of the people to make up gods from wind and weather, from flash, thunder, sunshine, and rain. Laistner also already realised this when he was still dependent on the academic life that there can be no talk of it. Now in the book of the sphinx he asked, what is there, actually, if the Lady Midday comes and torments everybody with questions?—There is—and Ludwig Laistner proved it almost exactly—that these things have arisen from another state of consciousness, the dream state. He proved that the Lady Midday is nothing else than the product of a dream experience which those have had who slept during noon on the field. Not the day consciousness fantasised, but the dream has become symbolic. Laistner distinguishes sleeping in a room and sleeping on free field. As well as the human being can dream with the blanket in the hand of a frog which he holds in the hand, the outside world symbolises itself in the Lady Midday. This has arisen from a dream experience. Laistner tried to develop this thought. He did not yet know spiritual science. Hence, he had to point to the fact that important components of our legend poetry have arisen from real dream experiences. However, dream experiences are only rudiments of another state of consciousness. Someone can attain this other state of consciousness that goes through a certain inner development about which we still speak in the talk of 19 April. Who has visited these talks knows that if he goes through certain exercises, trains himself spiritually, he can transform the usual chaotic dream world into a quite regular world which does not show him only parts of the usual reality as memories, but introduces him also in the higher spiritual world which he can then take along in reality. This is the higher state of consciousness; this is the astral or imaginative consciousness. It begins with the fact that the dream experience becomes regular and that the person concerned realises one day that he experiences a new reality. Then he can rise to a still higher spiritual reality. That the human being rushes ahead of his fellow men, that he can already reach what the future gives all human beings that he can look into the worlds of soul and spirit, this was there in a certain way in past times. Because the human development consists of the fact that he develops from one level of consciousness to the next higher one. The present human consciousness where he perceives with external senses and works on the sensory impressions with his reason only originated from a consciousness, which was not the same, but was similar to the dream consciousness. This dreamlike consciousness was somewhat darker. However, the human being did not perceive immediate impressions but symbols. What took place in life expressed itself as pictures in the human being. He lost this consciousness and bought the clear day consciousness for it. At that time, he did not have the present clear consciousness. He could not perceive with the senses, could also not see the daylight. He had to see this consciousness sinking in darkness to attain the present consciousness of the bright day. In future, he attains a consciousness where he has both, the imaginative consciousness, which leads him into the astral world, and furthermore the bright, clear day consciousness. These are the contents of all secret doctrines, which form the basis of any culture. Thus, the human being can look at a time in which he can say to himself, at that time I saw the world around myself as a soul world. It caused a pictorial consciousness in me. This was internally bright and clear. No external sun appeared to the external eye, but an internal light illumined the mental all around. This inner light descended into the darkness, and the external light ascended which the human being perceives with the external senses. As rests, as rudiments of all things remain, rests exist with those classes of the population, which have lagged behind, which have not sharpened their intellect so much, which have forced back not so much what the picture consciousness answered to them, which deduced less, which are less prudent. Thus, their dream consciousness is much brighter. There they experience not only chaotic dreams, but they also experience higher truth for which perhaps they cannot account to themselves properly. They experience just like the clairvoyant, and they experience another astral world if the inner consciousness has awoken. They get to know beings that do not exist here and have a certain relationship to the human inner nature. It is more or less clear to the usual people, and they only experience the picture of the Lady Midday. However, others have a more developed imaginative consciousness. They experience still more. In present primitive legends, rests of an ancient astral consciousness are preserved. We look back at a human past, in particular here in Central Europe and in Western Europe, at a past, in which—the further we go back—more and more of that consciousness exists which was substituted by the present bright day consciousness. Only that remained to the people as recollection of bigger or lower clearness, the disappearance of the astral consciousness in a dark past, in darkness. Of course, I do not say, the thoughts of the people, but I say, something that lives in the people and that I want to grasp in thoughts only.—That is which the human being of the people says to himself without realising that: I have to move the consciousness away from the day view; I must sleep, then I get entrance in that world again which my forefathers experienced, in a world which disappeared to the human beings. I do not experience it as a clear image, but as an obscurely assembled recollection. Such a thing lives in the people, and, hence, people know that the astral experiences were richer and richer; the further one goes back in the past. What did the people experience whose scanty rests they have today like the questions of the Lady Midday? This is the recollection of beings that inhabit the astral world; this is the recollection of the old gods. The images of the gods are taken from them. Now you remember that I have emphasised as especially noteworthy that one should pray the Lord's Prayer inversely. Those who have heard me occasionally here know that one must read everything inversely in the astral. One must read the number 341 in the imaginative world as 143. This applies to our passions, too. The passions that go out from us appear—if the astral world has opened to us—as beings which hurry towards us. This is very painful for those who did not prepare themselves before. Everything that flows from us flows apparently to us. Hence, they see animals and all possible beings rushing towards themselves. With pathological conditions, for example, with insanity, you notice that there suddenly beings appear in the form of animals. These are beings living in the person concerned flow out of him and appear reflected in the form of animals. Something that moves in the sensuous world from behind forwards moves in the astral world inversely. One has to pray the Lord's Prayer from behind forwards to satisfy the Lady Midday in the world in which she is. You can see how the legend adheres this. Now we could go through the entire Germanic world of gods and we would find that that is reflected in it, which I have shown at the beginning of the talk as the secret doctrine of all cultures. What I have shown in great thoughts and outlines as the worlds which apparently pile on top of each other—in truth, they are in each other—all that is reflected popularly in the Germanic world of gods. When the human being lived once in a world in which he still had a picture consciousness in which he had not yet advanced to the present deducing intellect, his ego was not yet as powerful as today. Indeed, he did not think and act as an animal, but the lower members: physical body, etheric body, and astral body prevailed in him. The ego did not yet have senses. It still lived an inner life; thereby he still controlled the external. It was another form of human beings, they could not yet think with that consciousness we have today. The human beings were much more imperfect than the present ones, but they were more perfect concerning the lower members. They had developed them more powerful and more varied. Hence, they did not yet belong to the spiritual world. They were soul beings in certain respect whose highest member belonged to the astral world whose middle member was also mental, and the third member was still lower. The imaginative consciousness meets such beings on the astral plane; there it discovers their highest essence. These beings, in certain respect ancestors of the human beings, are reflected in the Germanic folk consciousness as the giants. They are nothing else than predecessors of the human beings. Then the world developed. The human beings developed up to higher spheres. They received their thinking and became companions of spiritual beings that are finer organised in certain respect than the giants are because they took part in the higher spiritual worlds. These beings are reflected in the Germanic folk consciousness as the Æsir. The original Germanic mythology did not see anything miraculous in all that, but it saw in it an expression of the sentence, which I have stated: the human being is a becoming god, and the gods are those whom one can call perfect human beings, deified human beings. Gods are beings who have gone through their human level in bygone times. Thus, you see that the sequence of the beings of the Germanic mythology also expresses itself in the difference between the giants and the Æsir. Still more expresses itself in it. It expresses itself in the fact that the development of such beings definitely takes place in the same sense as the human development. The present human beings—the Germanic mythology understands it that way—learnt from Wotan what they learnt. Who was Wotan originally? We hear that our ancestors learnt the runes, the art of poetry, and still other things from Wotan. However, one always attributed this to the great initiates. Thus, an individuality expressed itself in Wotan whom we had to call a great initiate just now in the sense of the secret doctrine, a being who rushed ahead of humanity and who had already gone through the stages which humanity has to go through only now. How did Wotan become the great teacher of the prehistoric times? Like other initiates in the other secret doctrines. There are initiates in all secret doctrines. Today these experience the same as at that time, while they outgrow their lower ego, develop the spiritual essence in themselves, and become citizens of a higher world already in this life. At the same time, however, it is made clear to us that at a certain hour the lower nature faces them. In every human being is a sum of passions, desires and wishes, which cling to his lower nature. From all that the human being has to come out first. Then it appears like a being before him. If the human being rises up to his higher nature, his lower nature is like something that is outside of him, while he is, otherwise, embedded in the desires and passions. Just as little anybody can lay his brain on a plate and look at it, just as little you can see your inner life, your inner lower nature. One calls this detached being the guardian of the threshold. His lower nature stands as a being beside the human being, and he must say to himself once, that are you! You must detach this!—In all initiations, one calls this the descent into hell. One has to become a companion of the infernal powers, to descend into the depths of the world because the human being is simply embedded in them and his higher nature lives only halfway in him. One calls this being the guardian of the threshold because the human beings who do not appropriate courage and presence of mind do not overcome that. Those are called initiates who have crossed this threshold. Gradually the human being goes through development. He overcomes a stage at first where the human being becomes aware of his lower nature. Whereas he identifies himself with it, is embedded in it, it faces him like something else, as well as the table stands before me now. In all initiations, one calls this stage crucifixion. The human being is crucified to his own body because it is to him as irrelevant as an external cross to which he is nailed. If he has overcome this stage, he ascends higher. Then he became wise. One calls him with a symbolic expression “serpent” for the same reason, because generally the serpent is the symbol of wisdom. There he drinks from the springs of wisdom in the world. Then he still goes through a third stage. One has to go through this stage in the different religions most variously. Look at Wotan. What is shown to us by him? These three stages of initiation are shown to us. One tells us first that Wotan would have had to hang once on the holy wood. During nine days, he suffered there and shouldered the sufferings of the world. There the giant Mimir came to him and gave him a drink from the cup of wisdom. He was released from the holy wood. This was the first initiation of Wotan. After he had gone through this, he was longing for the cup from which the potion can flow, which his uncle Mimir had given him at the gallows. Then, however, one further says that this cup of wisdom is protected in the abysses of the mountains and that Wotan crept in the figure of a serpent through the abysses to Gunnlod in order to seize the cup of wisdom. This was the second initiation. The third stage is that where one tells us—and this is something very significant—that Wotan himself went to the spring of that wisdom which is the wisdom of the present and is to be found with that spring which is in the root of the world ash Yggdrasil. There lived the giant Mimir. Wotan here attained the initiation that enabled him to be the teacher of the prehistoric time, namely the present wisdom. Once he had attained wisdom from the abysses of the mountains, from the higher worlds. However, he should become a teacher of our wisdom, of that wisdom which is obtained by the senses and by the mind. He obtains the strength to this here. This was expressed in a nice symbol. One says that he lost an eye. What is the eye that he must leave behind to find the present wisdom? This is the astral eye. Now, because he should take up the wisdom of the runes, the wisdom of the present, he loses the astral eye, so that he can be a leader on the sensuous plane to which humanity has developed. These things show in no uncertain manner how in these three successive pictures the secret doctrine, which forms the basis of all religions, is also expressed in the Germanic mythology. In another way, deep truth is expressed if we look, for example, at the legend of Baldr who is killed by the blind Hodur with the mistletoe at Loki's instigation. Loki is the adversary of Baldr. If we consider this legend, we realise that many people say that Baldr symbolises the sun, the setting sun. They say this without having an idea of the fact that no people write that way. The people experienced in the primeval times on the astral plan in pictures what we have got to know as the basis of the secret doctrine at the beginning of this talk. What did the folk experience in this respect? I have already pointed to the images that appear like obscure recollections, but not in the clear consciousness, I have pointed to the astral light disappearing in darkness, so that the present sensory life originated. The former astral consciousness, Baldr, is killed by the present darkness, mental darkness, by the present sensuous looking which Hodur symbolises, namely at the instigation of Loki. Who is Loki? Loki's name is already connected with the fire. What, however, is the fire in the secret doctrine? It is not the physical fire. The physical fire is only the external expression of an internal one, of that which the secret doctrine knows as the soul of the fire. This also lives in the human being in certain ways as his desires and passions. Only that separated itself during the further development that lives in the human being as desires and passions. It is no longer connected with the external fire, but the secret doctrine points to that. You get to know this more and more if you get involved with the occult side of theosophy or spiritual science. It shows how passions and desires are connected similarly with the fire as the positive and the negative poles of a magnet: the passions are one pole and the physical fire the other, however, they belong together. With the iron, you have both poles unseparated. This seems absurd to the materialistic worldview, I know this well. However, everything seems to be absurd to that who does not want to get involved with the depths of occult science. The look goes back to those times when one speaks of figures, as Loki is one. This being had an original existence and an immense strength when passion and fire were not yet separated when the passion still flowed through the seething fire. Such a fire being was Loki. Then the world developed further in such a way that from Loki, the fire, the lower nature formed and from the Æsir the higher nature. Both have arisen from Loki's nature. This forms the basis of the Germanic legend. This is the secret of the Germanic mythology, that the world of the gods originated, while the beings developed further in the passionate primordial bases as well as in the spiritual. One tells us of three children of Loki. The first child is the Fenriswolf, the second is the Midgard Serpent, and the third is the goddess of the dead, Hel, who is bright on one side and has a black body on the other side. What does she show? She shows the lower human nature, which causes birth and death. Hence, Hel appears black and white. The Midgard Serpent that entwines the continents of the present world represents the etheric body that is tied to the present lower human nature. The third member represents what has arisen from the lower passions. Loki has remained from a former development. He had to deliver his children, so that the present world could originate which is thereby provoked to opposition and falls a victim to that which was the view of the former world. Baldr has to descend to Hel, into the depth. The depth symbolises the usual physical human nature. What is Baldr? Baldr exists as sub-consciousness if, for example, in trance the usual surface consciousness is extinguished and the old consciousness is roused again. Baldr is killed for us now. However, with Hel he still exists as the strength, as the strength of passion connected with the nature of fire. Thus, we could call every member of the Germanic world of gods an external expression of this secret doctrine. You would see if we had fifty talks instead of one that all that is wonderfully right in the minute details, that we are concerned with a secret doctrine, which forms the basis of the pictorial ideas of the Germanic mythology. We also here find initiates, sages, who knew what I have told at the beginning of the talk. However, the people got to know beings of other worlds by means of various rests of their consciousness. They ranked these folk spirits in the world of the old gods. That is why the Germanic mythology appears as born out of the folk consciousness. How Siegfried, who is overcome, finds his higher self, this presents itself to us as an expression of deep secret teachings. This is not contrived, but it becomes completely certain that it is so to someone who is able to go back in such way in the spiritual depths of the prehistoric time. If we go through the Germanic mythology, we get a pictorial impression. If we look at the East, we see the same secret doctrine as I have explained it at the beginning of the talk. However, we see it differently formed. With few sentences, we can characterise it. Not with Buddhism and not with Hinduism we want to get involved. We only need to know that they revere the brahma as a spiritual original being that forms the basis of all. The main ability of brahma is the creative knowledge, called vidya. Imagine a person standing beside a machine and studying it. He has a receptive knowledge. Imagine, however, the inventor who made the machine originally, he composed it from single parts. He had creative knowledge first. Such a creative knowledge, spread about the world surrounding us, is vidya, and the receptive knowledge is avidya. Thus, there are different gradations of vidya and avidya. However, brahma is the owner of all that is subsumed in vidya and avidya. Everything is born out of the thought and the human being himself is born out of it. But he has to develop again back to vidya, to the creative knowledge. This is the sense of human development. The human being is led again through three places that the Indian doctrine calls loka. When the human being has died, he must stay in Bhurloka for a while, it is the same as kamaloka. The highest world is the spiritual world, Svargaloka. It is the devachan. From there he goes back again to the Bhurloka and back to the physical world. Thus, one sees how he takes up the most various forces and materials in the physical world. These came into being from Vidya of the enclosing Brahman. There we have the finest material world on top, the world of the Akasha. Akasha is only a material expression of Indra, which is the soul of this world. Then we come to the world of fire, to Agni. This is the material expression of the god Agni and the same as the god Loki in the Germanic mythology, only in another shade. Then we come down to the air, Vayu, then to the water and, finally, to the solid. Thus, the Indian doctrine imagines the construction of the external world. The Indian cult is the external symbolic expression of this secret truth. If we ask ourselves which characteristic the Indian secret doctrine has that it developed other pictures, we can say that it bears a less symbolic character, but a more conceptual one. This is generally the difference between the Indian and the Germanic secret doctrines. Internally they are the same, an external difference exists, however, because the external religions in Europe have taken on a pictorial character that corresponds more to the beings of the astral plan, while the Indian people advanced a further step and gave them characters reminding of external impressions. We must indicate this as a difference of the Germanic and Indian doctrines that the Germanic doctrine is closer to the astral, the Indian one, however, to the thinking. Hence, it is also clear that the Indian doctrine is closer to that which the human being regards today as his innermost possession that one understands it easier than the world of the Germanic gods that has faded away into the unknown. These doctrines were differently developed. As we see two configurations in Europe and India, we see one more, in the middle, so to speak, in Greece. We can see that two quite different forces in nature cause the Indian and the Germanic characteristics. The Indian characteristic approaches more the present ego. Hence, the Indian looked for his higher consciousness in the contemplation in his inside. He attempted to advance from Avidya to Vidya, from the receptive knowledge to the creative knowledge. A science of knowledge, a higher doctrine than a doctrine based on astral pictures is the Indian doctrine, and a doctrine based on astral pictures is expressed in the Germanic mythology. Why is this the case? The Germanic mythology gives us a great and fine answer. The higher consciousness that the human being should attain is represented in all secret doctrines as the female principle, as the soul. What is taken up from the outside what fertilises the soul is shown as the male principle. We have there the female soul that is fertilised by wisdom, by the spirit of the outside world. Thus, the human being moves up if he develops spiritually, figuratively spoken, to the higher female principle in his nature. Goethe means that saying: “The eternally-female pulls us upwards.” You must not understand this pedantically, because you read it in the “Chorus Mysticus” (Faust II). If we understand this that way, we understand what the Teuton means if he says, if the warrior is killed on the battlefield, the Valkyrie meets him, there he reaches the higher mental.—The mentality of a warlike people, the passage through the gate of death and the attainment of a higher consciousness is symbolised by the approaching Valkyrie, taking up the soul in Valhalla, the connection with the higher consciousness, with the Valkyrie. The highest god is in the original Germanic the god Ziu (Týr) from whom Tuesday has its name. This is the same god as Mars in the Roman and as Ares in the Greek mythologies. Mardi (French) is the day, which is consecrated to the god of war, Mars. It was a warrior religion and it differs from the internal religion of the Indian. Who lives in the inner world develops the passions less that live in the astral world and are expressed in it. Thus, the consciousness, the warlike nature of the Teutons is reflected in the world of their gods. The Valkyrie is the higher consciousness naturally. Because the passion of war was here the creator of the mythology, the world of the gods was expressed in astral pictures; because over there in Asia, in India the creator was the introversive sense, therefore, a more spiritual religion was expressed. Both worldviews found their higher unity, their harmony when the Germanic one got the inside from Christianity. Thus, you see that a deep internal sense forms the basis of the human development, and that one must look for this deep internal sense. Then one comes to the profundities of the world development, and then one does not stop at abstractions, as if one single figure of humanity formed the basis, but one understands that it is a variform wisdom. The secret doctrine had to be different in India, different in Europe, different with a warlike people, and different in Greece, with the people endowed with art. Humanity develops through the most various forms of cultural existence—the course of this world development always forward and always upward at the same time. |
54. Paracelsus
26 Apr 1906, Berlin Rudolf Steiner |
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He did not want to listen to anything scientific from the chairs, but from the dark intuitiveness of the simple people outdoors who had not yet cut the band of feeling with nature; he wanted to learn from them. I would like to bring his soul condition to your mind by a comparison. |
The instinct of the simple man became to him the intuition of the ingenious human being. He did not cut the connection between nature and the original intuitive force in the human being. He expresses this in such a way: “By nature I am not spun subtly, it is also not the way of life in my country to acquire something with silk spinning. |
54. Paracelsus
26 Apr 1906, Berlin Rudolf Steiner |
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Indeed, it is attractive to become engrossed in the past and to look around among the great spirits who preceded us. However, with the personality about which we want to speak today quite another matter than the charm of historical consideration comes into question as point of view. It rather matters with Paracelsus (Theophrastus Bombastus von Hohenheim, 1493-1541, physician, occultist) that he can give the human beings very much still today. Just a movement of the spiritual investigation of matters as spiritual science is particularly suitable to unearth the treasure, the spirit of knowledge, the investigation, and enlightenment of nature, which is hidden with Paracelsus. Today, indeed, modern research turns more or less also to spirits like Jacob Boehme, Paracelsus, and others of the end of the Middle Ages. However, the approach of our present science is so different from the spirit, the point of view of a man like Paracelsus that it cannot do justice to him in the true sense of the word. For Paracelsus has to be understood in another way than it normally happens if one becomes engrossed in a spirit of the past. One has to develop a living feeling of the object and the direction of thinking to which he dedicated himself. This is in certain respect such a deepening in the spiritual life, in particular in the spiritual forces and beings that form the basis of nature, and only the spiritual-scientific approach does this. Paracelsus already belongs to an interesting time. It was the time from 1493 to 1541 in which he lived that was either just over or was still right in the middle of the emergence of the bourgeoisie. This exerted a significant influence on the entire spiritual life. Two classes only had the greatest say concerning the spiritual life before the emergence of the bourgeoisie: nobility and clergy. After bourgeoisie had emerged, the intellectual culture was based more on the single personality and its efficiency. Before, the blood relationship, the clanship had a say within the nobility in the worth and the social position of the human being, on the one side, and, on the other side, the whole power and intellectual culture of the church supported the priests. It stood as a whole behind the single personality. Only in the time of the bourgeoisie, the performance of the single was based on the personal efficiency. Hence, everything that meets us in this time of the ending Middle Ages, the emerging bourgeoisie, gets a personal character and the personality has to fight for himself much more. We could quote many of such personalities who had to use their very own forces at that time. One of the strangest and most interesting personalities is just Paracelsus. Other things still came into consideration in his lifetime too. This has been just in the time when the scene of the peoples increased enormously when the big discoveries of distant countries were done, in the time when the just invented art of printing pointed the spiritual life to quite different directions and currents than it was once the case. All that delivers the basic tableau, so to speak, from which this personality of Theophrastus Paracelsus emerges. To all that is to be added that we are concerned with a seldom-prominent person, with a person of revolutionary character in the spiritual sense. He was a person who was aware of that which was performed once in the realms of the spiritual life and how much his own work contrasted with it. In order to understand Paracelsus, one must look at the basic character of his work as a doctor and as a philosopher, and grasp him as a theosophist, as he combined these both soul characters with each other. This personality was uniform. With brilliant look, he tried to grasp the construction of the world edifice. His surprised sight looked up at the secrets of the starry heaven, became engrossed in the construction of the earth and in particular in the construction of the human being himself. This brilliant sight penetrated also into the secrets of the spiritual life. He was also a theosophist, while he tried to enclose the nature of the astronomical knowledge and at the same time the nature of anthropology, the doctrine of the human being in connection with the doctrine of all living beings. Nothing was mere theory in him, everything was immediate in such a way that it was bent on practise, that he wanted to use all that he knew for the welfare, the spiritual and physical health of the human being. This gives his work, his thinking, and investigations the big, immense unity. This makes him appear as sharply carved from one single piece of wood. Thus, he stands before us as an original, elementary personality. There were two schools for him in the field with which he was mainly concerned, with the medical art. The one went back to the old Greek physician Hippocrates (~460-370 B.C.), the other to Galenus (129-200 or 216 A.D., physician, philosopher). The father of medicine, Hippocrates, stood before him like a big ideal. The modern scholar can cope neither with that which that Greek was, nor with that which Paracelsus saw in him. Indeed, it seems rather problematic today if we hear that this medicine differentiated four humours in the human being: black bile, white or yellow bile, blood and phlegm, which were said to have a certain relation to earth, water, air and fire. These should be components of the human nature. Of course, the modern naturalist regards as a childish point of view, which a detailed knowledge had to overcome in the course of time. He does not anticipate that it depends, nevertheless, still on anything else. That is why the modern academic view understands Paracelsus so exceptionally. He did not at all understand these four members of the human nature as usual physical humours and. The naturalist of that old time regarded the substances with which the human body builds itself up from the physical, sense-perceptible substances, only as the external expression of something spiritual, of the real builder of this external body. In spiritual-scientific talks, we have often spoken about this builder of the human body. We have spoken about the etheric body, a fine body, forming the basis of the physical body and all its manifold materials, substances and humours. This etheric body or life body contains the forces to build up the physical body. It is in such a way that this etheric body builds up any. Sensuous research does not suffice to study this etheric body; something else belongs to it, namely intuition, spiritual research. If one uses sensuous expressions of that which is considered for this spiritual research, like black, white, yellow, green et cetera, one only means metaphors of something that is behind. It is quite wrong if one identifies them with our material things. The way in which the old doctors approached the ill human beings in the medical centres was another. It was the intuitive view, which they directed not to the physical, but to the finer, the ethereal underlying the physical. One started out from the idea: if anything is ill, it is less crucial, which external changes are discernible, but what has caused them. The disorder in the external physical body corresponds to the disorder in the etheric body. The old doctors recognised how the etheric body changes in the ill organism, and they were out to cure that force, which is behind the physical body as the sculptor. If I may express myself somewhat roughly, one can say, if anybody has fallen ill with the stomach, he suffers not from the stomach, but from the finer body the expression of which the illness only is. Paracelsus had taken up the spirit of such an intuitive medicine in himself. However, the Roman doctor Galenus worked everywhere like an authority. Indeed, he bases his medicine on these old principles, and if one reads Galenus externally, one gets the idea: what does Paracelsus really intend fighting in such a way against Galenus and taking the older medicine under his wings? Is it not the same?—It could almost seem that way, however, it is not in such a way. For Galenus externalised medicine while he materialised the originally spiritual view. The pupils of Galenus already understood by that which was once meant intuitively, as something externally material. Instead of using the intuitive view, they researched only in the matter, speculated, invented theories. The moral view had got lost. Paracelsus opposes this method, this loss of the intuitive view. He wanted to go back; he wanted to find the means to cure the human beings from the knowledge of the big nature. Therefore, all that was antipathetic to him, which prevailed in those days officially as medicine. He did not want to take as basis that which one can read in the books, but wanted to open the fundamental book, the big book of nature. Everything that had emerged gradually as medicine was spun out from a completely deduced speculation, from a research that knew nothing of the original spiritual view. There one could no longer see the connection between a medicament and an illness because one just did no longer behold what is behind the body because one looked only materially at everything. This caused that Paracelsus said, the light of nature should shine again. It brought him into a sharp conflict with the medicine of his time. Such a great insight, as he had it, his reasonable nature that grasped the big connection with the universe gave him the intensive self-confidence, which has something lovely, in the way in which he behaved towards those who practised science in generally accepted way at that time. However, the pharmacology of that time bears big analogy to that of today, with the difference that our time has no Paracelsus in the medical field. However, confusion and insecurity were almost the same as they are today. This reminds very well of that old time of Paracelsus. If we pursue medicine today, we see how a remedy is invented and then is regarded and rejected as something noxious after five years, how so and so many people are examined, but the big view of the coherence of the human being with nature has completely got lost. That reminds rather well of the time of Paracelsus. It is true that most people do not anticipate that they are again embedded in such a time and that the belief in authority has such an immense power just in this field. One struggles against the belief in authority on one side, and one considers oneself superior campaigning against the old superstition that sends people to Lourdes. One may be right with it, but one does not anticipate that only the form of superstition has changed and that superstition becomes hardly smaller if one sends anybody to Wiesbaden (spa town) and other places. One can see in it something similar as it existed with Paracelsus and his time when one was inclined to oppose the conventional. Paracelsus said, “As I take the four for me, so you have to take them also and to follow me and I have not to follow you, you have to follow me. Follow me, you Avicenna (~980-1037, Persian polymath), Galenus, Rasis (854-927, Persian polymath), Montagnana, Mesue (~777-857, Assyrian physician) and all those from Paris, from Cologne, from Vienna and from the regions of the Danube and Rhine rivers, from the islands, from Italy, from Dalmatia,Sarmatia, Athens, you Greeks, you Arabs, you Israelites, follow me, I do not follow you. I become the monarch and the empire will be mine, and I lead the empire and gird your loins.” That as a characteristic and expression of his personal strength. He believed to owe this strength to his original relationship with the secrets of nature. She expressed herself for Paracelsus in such a way that he saw not only what he saw with his eyes, but with his being, which combined with nature. He undertook big journeys. He did not want to listen to anything scientific from the chairs, but from the dark intuitiveness of the simple people outdoors who had not yet cut the band of feeling with nature; he wanted to learn from them. I would like to bring his soul condition to your mind by a comparison. It is rather nice to see how the animals know instinctively for sure in the field what they have to graze and what they have to leave what serves them for their welfare and what would become detrimental to them. This is based on the relationship of the being with its environment. This relationship exists in the soul forces and is able to choose what is good and what is not good. The being breaks free from nature by the intellect and speculation. It is no superstition, if one says that the simple human being who lives in the countryside has still something of the original forces, which lead the animal to its food instinctively, that this relationship still delivers something of the knowledge how the single herb, how the single stone works on the human being. This feeling is different from the usual knowledge, which, however, is no longer so important for him. Hence, one finds with a human being, who has not yet gone through education, an original certainty what is useful for him within nature. Paracelsus feels related to this original feeling for nature. He emphasises repeatedly that those people are not the right ones who wander the world in such a way that they travel around the world in carriages and apart from the immediate contact with the rural population. Paracelsus travelled differently. He listened to that which the simple man could say to him. The instinct of the simple man became to him the intuition of the ingenious human being. He did not cut the connection between nature and the original intuitive force in the human being. He expresses this in such a way: “By nature I am not spun subtly, it is also not the way of life in my country to acquire something with silk spinning. We are not bred with figs, nor with mead, nor with wheat bread, but with cheese, milk, and oat bread. That cannot make subtle fellows because one is dependent on that which one has got as adolescent. Such a human being is almost rude compared to the subtle men feeling superior, to superfine people, and to those who have grown up in soft clothes and in boudoirs, whereas we grow up in fir cones, therefore, we do not well understand each other.” He knew that he always walked on his journeys through Poland, Hungary to Turkey in the sun, not only in the sun of the physical world, but also in the spiritual sun. What distinguishes Paracelsus is the uniform sight in the spiritual. Hence, the human being is to him not the human being in whom one slips in with the sensory examination, but he is connected with the whole nature. He says, look at the apple and then at the apple pip. You cannot understand how the pip grows if you do not look at the whole apple. That is why one also does not understand the elementary human being if one does not recognise the earth with all its substances and forces, because it has all its strength from the earth. Then a force incorporates a finer materiality in this physical elementary human being. Paracelsus calls it the archaeus. From the elementary body, he distinguishes the finer body, which is the builder of the physical body and the builder of the earth. Thus, he looks from the externally sense-perceptible at the cause, from the body at the life body, from the externally physical at that which as a force forms the basis of it. This is the first member of the human being in the sense of Paracelsus. He regards the second member as a pip in a certain different way. For this second member the apple is the whole world of stars. Just as the elementary body draws his forces and humours from the earth and from that which belongs to it, the second human being draws his forces from that which lives in the stars, from the principles of the stars. Just as the blood, the muscles, the bones, and food juices are composed and the food juices change, are transformed, and as these are dependent on the earthly, Paracelsus summarises the instincts, desires, and passions, the ideas, joy and sorrow, all that as the two basic forces of the human mental nature, sympathy and antipathy. They are expressions of the whole world of stars, as the pip is an expression of the whole apple. Therefore, he calls the second body the astral body or the body related to the world of stars. What works outdoors as gravity or gravitation, as force of attraction and repulsion is in the human being like in an essence as desire and listlessness, as sympathy and antipathy, so that nothing of that which is in the human being as instincts and passions can be understood different from the astrological astronomy as Paracelsus calls it. This is a science about which our time knows precious little. Astronomy took another path. Paracelsus as a doctor wants to know nothing about it. He wants to know how the astral forces are connected in space with the astral body of the human being. He behaves compared to an astronomer like a priest to a requiem parson. A requiem parson is someone who reads the mess and is paid for it, whereas a right priest is someone who penetrates into the spirit. Paracelsus uses clear expressions what others often call rudeness. We have now understood the second part of human wisdom. The third part is that which he calls spirit. This spirit relates to the spiritual world like the pip of the apple to the much bigger apple, like the divine spark in the human being to the whole sum of divine forces in the world. Thus, Paracelsus differentiates in the world: the divine-spiritual, the astrological-astronomical, and the elementary-earthly. The human being contains an essence of them: the human mind from the spiritual-divine, the astral body from the astrological-astronomical, and the physical body from the elementary-earthly. Just as one has to study the material, the plants, and animals and so on if one wants to understand the body of the human being, the doctor has to study and understand what goes forward in the world of the stars if he wants to understand the human being. Because Paracelsus says to himself, one understands an illness only if one goes back to its origin, he looks for the reason of the illness in the desires and passions. He considers the illness as a result of mental fallacy and finally he leads it back to moral qualities even if he also does not lead back these qualities to the stars, because he knows very well that the effect does not happen so fast. He sees an expression of the spiritual everywhere in the physical. That is why he says, someone who wants to investigate the reason of an illness has to study the reason of all the sympathies and antipathies of the soul, and he can study this only if he studies the stars of the human being. Thus, you imagine how he approaches an ill human being. With an intuitive view, this soul digresses from the externally ill limb to that which lives internally in the soul of the human being. From there he goes to the astral influence of the stars and to the elementary influence of the earth. He has this in every single case before him. Just this is spiritual medicine. How he imagines this, and how he tries to make clear with his own picture, he expresses this nicely in this deciphering of the whole world: “This is something great you should consider. Nothing is in heaven and on earth that is not also in the human being, and God who is in heaven and on earth is also in the human being.”—I have often quoted another nice saying where he compares what he wanted to say here. He says, look out at nature. What is there? He sees a mineral, an animal, a plant, these are like single letters and the human being is the word that is composed of these single letters. If one wants to read the human being, one has to collect the single letters in the big book of nature.—This does not mean that Paracelsus picks up the things, but that he tries to get a synopsis of the things in nature. This has always enabled him to keep in sight the whole world with the single special case, which he has to cure as a doctor. Behind all that, the ingenious-moral strength works from which all that arises with him. At last, it is something like moral indignation that rebels in him against the way conventional at that time to cure and to find mixtures for all possible things. He says, I am not there to enrich the apothecaries; I am there to cure the human beings. One has to realise that Paracelsus used words quite unlike in later time if one fairly wants to read his writings. If you read salt, mercury, and sulphur with Paracelsus, one has no right idea automatically, one thinks of what today the human being calls in such a way. Everything that one reads with Paracelsus seems then to be imperfect and childish. Who knows science today has a certain right to regard Paracelsus as childish, but one has to penetrate somewhat deeper. I want to give you an idea how you can get around to understanding what he means if he uses the terms salt, mercury, and sulphur. Paracelsus looks far back into the evolution of the earth, in the evolution of the beings, which live round him, and of the human being. If he looks back in such a way, a time faces him in which the human beings still had forms of existence very different from now. Nobody gets as clear about what has become as Paracelsus. The earth was completely different millions of years ago. We have spoken of the transformation of the earth often enough. He looked back at a human figure that was still completely animal where the hands were still locomotive organs where the human being still lived in air and water. The earth, the surroundings were quite different. Even modern physics looks back at an age in which that which is solid today was still in a liquid state. Paracelsus, who started from the spiritual, saw a spiritual human being in connection with such an earth that still looked quite different from today. On an earth, which was so much warmer than today, the present human being could not live. At that time, the human beings also lived under other conditions. At that time, the metals were still liquid, they could hardly be contained as steam in the air. At that time, the living beings could also not take shape; however, they have developed. Just as today the elementary human being is connected with the physical world as the pip with the apple, the primeval human being was differently connected with the primeval earth and with the entire surrounding astral world. Therefore, that which constitutes the present physical human being, his soul as the astral body and his mind as a divine human being had still to emerge. This was quite different from once. The human being was still closer to the divinity. The astral human being is born out of the astral world, and the physical human being is born out of the entire physical world. Paracelsus spoke in a much greater and nobler sense of the origin of the physical human being from the physical surroundings than our modern theory of evolution. Paracelsus understood this, and he emphasises it also repeatedly, but for him the human being is a confluence of all that which lives outdoors in nature. The human being has passions; he has them in himself, only in reduced form as the lion has them, for example, and as they exist in the environment. If the human being looks at the lion in the sense of Paracelsus, he sees the same force that lives today as his passion in him born out of the astral world. In the lion, it is one-sided, with the human being it is mixed with other forces. The entire animal realm is to Paracelsus like a fanned-out humanity. He sees everything that is distributed in the forms of the animals in himself, invisible in his inner human being. That also applies in certain respect if the human being looks at the earth. The metals that have become physical today are born out from the same being from which the physical human being is born out. Please, understand me properly, because it is far from present ideas. Paracelsus sees back to the time when the physical human body had only built the heart. There are lower animals that have no hearts that still preserve the form that the human being had at that time. This was to Paracelsus the same time when from a much more general essence of the earth the gold also developed, so that a connection exists between the origin of the gold and the human heart. He also sees a connection between abnormalities like cholera and the arsenic. He says to himself, the possibility that cholera could originate depends on the fact that the arsenic is developed from the external world. He considers any single organ as belonging to the human unity and it is in such a way that it belongs to him like any animal, any plant, or any substance in the external world. I would like to read out another remark that shows you how he expresses himself in particular. This is a remark that is got out of a number of remarks of Paracelsus, which one could multiply by thousand. He regards the single human being as specifically related to the physical world and the astral world concerning his single organs and the recognition of their illnesses. It is differentiated in the most certain way. One admires the general expressions of modern pantheism, of the modern view of nature, but this is the purest dilettantism if one does not know that the great Paracelsus cannot be pleased with an all-life, which enjoys life in the single human being. Paracelsus speaks of something concrete: “That is why you should not say, this is cholera, this is melancholia, but this is arsenicus, this is aluminosum; and also he is a Saturnian, that is a Martian, and not: this man suffers from melancholia, that man suffers from cholera. For one part is from heaven, one part is from earth, and they are intermingled like fire and wood, because everything loses its name; since these are two things in one.” As he explains the connection of the heart with the gold, he also explains the connection of certain phenomena with Saturn and another with Mars and that, which is related to Mars. The peculiar mind of Paracelsus positions the human being that way in nature, in the world. Even if there is to correct anything with Paracelsus: it depends on the great, on the comprehensive that lives in this soul. He attributes this to single certain types. Thus, everything that originates as a precipitation in the mineral is elementary to him. At the same time, it originated in the developmental time when the human-bodily formed and took on the figure on earth, which it has today. Hence, every deposit of the mineral, everything salty is connected with the human-bodily, with the animal-bodily. He calls everything Mercurial, changeable that remains liquid after a certain precipitation has taken place. Mercury is to him a typical example of it. Thus, we have a trend towards the solidification of the liquid metal. The soul is also born out of the same universal forces from which the Mercurial was born out. The deeper connection is in such a way that one cannot discuss it publicly at all. Sulphur and the present form of mind have a parallel cause of origin. However, they are not connected allegorically. No—these three things outdoors in the world correspond exactly to the body, the soul, and the mind of the human being. Sulphur is connected according to its nature with the mind, mercury with the soul, and salt with the body of the human being. What the human being takes up besides is related to these in a certain respect because they are born out of them. Therefore, such an example shows us that we have to go in deeper. It is not enough if we understand the expressions of Paracelsus only; we must approach the books of Paracelsus with a deepened preparation, and then we understand him. We have to realise that he always has the whole in mind. Therefore, he says to himself, if the human being has an illness, it is an interruption, a disturbance of a certain balance. He calls it magnetic balance and—as there is never one pole in the magnetic needle, but always north pole and south pole together—, any digestion in the human body belongs to a digestion outdoors in the world, which he searches then. In the etheric human being, he searches the cause of the individual, in the material; he searches the expression of the spirit. In this respect, he calls the material the mummy. One has only to understand this significant expression. It is a certain essence that forms the basis of the bodily; the mummy is different in the healthy and the sick person because the whole and the individual is changed. Therefore, one needs only to recognise the mummy, the changes in the etheric body to recognise what a person lacks. Briefly, we see there into the depth of a spiritual life from which one can learn quite a lot. We have to realise that only a detailed spiritual research can understand again what is contained in Paracelsus. If one understands so detailed, he does no longer appear as a spirit whom one regards only as an interesting historical object, but as a spirit whom one has to consider from a higher point of view and from whom one can still learn quite a lot also in our time—at least from his method. One should position himself to Paracelsus in this way. Someone who does this finds in his lovely-rude manner a difference between the modern way of research and his way, a difference that he already made for his contemporaries. He distinguishes two reasons, the reason that looks into the whole realm of the spiritual life, and the reason that is only bent on the single one. He calls the one the first reason. He calls it in such a way because it leads to the concealed spirit of the things He calls the other reason a public folly compared with the concealed wisdom. He expresses himself even lovelier or more rudely saying, one has to distinguish a human-divine reason and a bestial reason. He does not express himself in such a way that he speaks of the animal and spiritual nature of the human being, but of the bestial one. He considers the human being as a son of the animal genus. The animal is spread in single facets; the animal is summarised in the human being. He says once, the human being is the son of the remaining animal realm. However, if he wanted to be like the other animal beings, they would not understand this, they would look like at a wayward son and would be surprised about that which he has become. Apart from that, you can also receive elementary instructions of certain theosophical basic concepts from Paracelsus. What Paracelsus argues about dream and sleep is in the most eminent sense what also spiritual science has to say about it, only he expresses it in his superb language. If the human being sleeps, the elementary body is in the space, and the astral human being is active. Then the astral human being can dialogue with the stars, so that he only needs to remember the dialogue with the stars to help, to cure the sick person. He is able to lead back all that to the prophets. He esteems them more than all the later ones. He calls Moses, Daniel, and Enoch not magicians, but he says, if one understands them properly, they are the precursors of this great astronomical-astrological medicine, which has worked for humanity. Such a man was allowed to have a self-confidence in certain ways, and the strength of his work flows out from this self-confidence. However, he was clear in his mind also that what he had donated must live on and will live on with those who can recognise it. In spite of it all, a lot of gossip and historical gossip approached him. One examined his skull to slander him because this skull had a hole and one has to think much of such external things. One verified that he fell a victim to drunkenness and broke his skull. One wanted to judge his whole life this way. One can state the parable of Christ Jesus with the dead dog where Christ Jesus pointed to the nice teeth of the animal. The other things of such a personality do not concern us, besides that which we can learn from him, by which he has become a benefactor of humanity who overcame so much and by which he has become immortal. Let me close with his own words that he throws in the teeth of his adversaries: “I want to elucidate and argue in such a way that until the last day of the world my writings must remain and will remain true, and yours are recognised as full of bile, poison, and brood of vipers and are hated by the people like toads. It is not my will that you should fall down or be knocked down a year hence, but you must show your shame after a long time and you certainly fall through the cracks, I shall judge you more after my death than before, and even if you eat my body, you have only eaten filth: the Theophrastus will struggle for the body with you.” |
54. The Situation of the World
12 Oct 1905, Berlin Tr. Unknown Rudolf Steiner |
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Everything that takes place to-day in the form of a material conquest of the earthly globe, could only grow out of a mentality based upon an education cut out for this earth and emitting the idea of Reincarnation and Karma. We now see the result of such an education: man came down completely to the physical plane during his earthly life; for the individual soul could only unfold upon the physical plane, where it is isolated, enclosed within the body and where it can only look out into the world through the senses, as an isolated individual existence. |
54. The Situation of the World
12 Oct 1905, Berlin Tr. Unknown Rudolf Steiner |
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Spiritual investigation cannot meddle with the immediate events of the day. But at the same time, one should not believe that spiritual science floats in the clouds above every reality and that it has nothing to do with practical life. To-day we shall not speak of the events that are stirring the world just now, events of the kind: described in the daily newspapers, nor do we belong to those who prefer to be blind and deaf to the occurrences that move the human heart. The spiritual-scientific investigator must always thread his way between two rocks; he never loses himself in the ruling opinions and views of the day, and on the other hand he never becomes involved in empty abstractions and authoritative concepts. On many occasions I had the opportunity to tell you that spiritual science should make us practical; far more practical than is generally believed to be the case by the men of daily practical life. It should make us practical, by leading us to the deeper forces which lie at the foundation of life and throwing light upon everything from these deeper forces, and by guiding our actions so that they are in harmony with the great laws of the universe. We are able to achieve something in the world and we can influence its course of events only if we act in accordance with the great laws of the universe. After these introductory words, let me begin by pointing out a few facts for the sole purpose of calling up in your mind the importance of present-day problems, I might say the actuality of these problems. One, fact which everyone may perhaps remember is that on the 24th of August 1898 the Czar's authorised representative sent a circular to all the accredited foreign representatives at St. Petersburg, containing among other things the following words: The maintenance of peace and thee diminution of armaments that weigh upon the nation constitute an ideal of modern civilisation, an ideal upon which the governments of all nations should turn their attention. My sovereign completely dedicated his strength to this task. Hoping that this, may be in keeping with the desire of most of the other lowers, the Imperial Government holds that it is now the best moment to ensure peace upon the basis of international discussion and to put an end to the present uninterrupted arming. This document also contains the following: Since the financial means required for armaments are constantly rising, capital and labour are deviated from their true paths and are devoured unproductively. The armaments consequently correspond less and less to the purpose allotted to them by the respective governments. The document concludes by saying that a Conference with God's aid would be a good omen for the new century. To be sure, this is not exactly a new resolution, for we can go back many centuries, and in the l6th/17th century we come across a ruler, Henry IVth of France, who then advanced the idea of holding such a universal Peace Conference. Seven of the sixteen nations of that time had already given their consent, when Henry IVth was murdered. No one continued his work. If necessary, it would be possible to trace intentions and plans having this aim and flowing from such quarters, much further back still. This is one sequence of facts. The other one is: the Conference of The Hague. You all know the name of that praiseworthy person who pursues her ideals with such rare devotion and with such a good knowledge of the facts: Bertha von Suttner. One year after the Conference at The Hague she collected the acts into a book in which she recorded speeches which were sometimes very beautiful. She also wrote an introduction to this book. Please bear in mind that one year passed by since Bertha von Suttner envisaged this book about the Peace Conference. At this point there is an interruption in the text.) War has now broken out, in diametrical opposition to these ideas, war due to refusal of intermediation—the cruel Transvaal war. If we now look around in the world, we find that very noble-hearted men are lighting for the ideal of Peace and the love for universal peace lives in the hearts of high- minded idealists—nevertheless so much blood has never before been shed on earth as during this short time. This is an earnest very earnest matter for everyone who is also interested in the great problems of the soul. On the one hand we have the devoted apostles of Peace and their untiring activity, we have the excellent books of Bertha von Suttner who knew how to set forth the terrors of war with such rare skill—but do not let us forget the other side. Do not let us forget that many clever men who belong to the other side assure us again and again that war is necessary for human progress, that it steels the forces. The strength increases by having to face opposition. The scientific investigator who attracted so many thinkers to his side, often said that he desired war, that only a fierce war could advance the forces in Nature.1 Perhaps he did not express himself so radically, nevertheless many people harbour these thoughts. Even within our spiritual-scientific Movement some people voiced the view that it would be a weakness, nay a sin against the spirit of national strength, if any objection were raised against the war which had led to national honour, national power. In any case, the opinions in this sphere are still strongly opposed. But the Conference at The Hague brought with it one thing. It brought to our notice the views of many people who are at the head of public life. Many representatives of Governments at that time agreed that the Conference at The Hague should take place. One might think that a cause which had gained the support of such high quarters, would be highly successful. - In order to. view things in the way in which they have to be viewed from the aspect of a spiritual conception of the world and of life, we must penetrate more deeply into the whole subject. When we study the problem of peace as an ideal problem and see how it developed in the course of time, but at the same time observe the facts of battle and strife, we must say that perhaps the way in which this ideal of peace has been pursued, calls for a closer investigation and claims our attention. You see, even the hearts of many soldiers are filled with pain and abhorrence for the consequences and effects of war. Such things, may indeed induce us to ask: Do wars arise through anything which can be eliminated from the world by principles and opinions? These who look more deeply into the souls of men know that two quite distinct and separate directions produce that which leads to war. One direction is what we designate as power of judgment and understanding, what we name idealism; the other direction is human passion, the human inclinations, man's sympathies and antipathies. Many things would be different in the world if it were possible, without further ado, to control desires and passions in accordance with the principles of the heart and of the understanding. For this is not possible, the very opposite has so far always been the case in human life. The understanding, the heart itself, provide in idealism the mask for what is pursued by passion and desire. And if you study the history of human development, you may again and again ask, whenever you come across certain principles, whenever you see idealism flashing up: What are the passions and desires which lurk in the background? You see, if you bear this in mind, it is quite possible that with the best principles one cannot as yet achieve anothing; perhaps something else will be required, because the human, passions, instincts and desires are not sufficiently developed to follow the idealism of individual men. The problem has, as you see, a deeper root and we must grasp it more deeply. If we wish to judge the whole matter rightly, we must cast a glance into the human soul and its fundamental forces. We do not always survey the course of development to a sufficient extent, generally we only survey a short space of time,—so that an encompassing conception of the world must open our eyes, giving us on the one hand a deep insight and on the other a survey of larger epochs of time, in order that we may form a judgment of the forces which are to lead us into the future. Let us consider the human soul, where we can study it deeply and thoroughly. Let us consider from another aspect something which we mentioned eight days ago.2 We have, a natural-scientific theory, the so-called Darwinism. There is one idea which plays an important part in this natural-scientific conception. It is the idea designated as the “STRUGGLE FOR EXISTENCE,” the “BATTLE OF LIFE.” Our whole natural science, our whole conception of life stood under the sign of this struggle for existence. The scientists declared: In the world the beings that can best assert themselves in the battle of life, that can gain the greatest advantage over their fellow-creatures, are those who survive, whereas the others perish! Consequently, we need not be surprised that we are surrounded by beings, who adapted themselves best of all, for they developed throughout millions of years. The fittest survived and the unfit perished. The struggle for existence has become the watchword of scientific research. From where did this struggle come? It has not been taken from Nature. Darwin himself, though he sees it in a greater style than his followers, took it from a conception of Malthus,3 spreading over the history of human development, a conception according to which the earth produces food in a progression rising in a far more reduced measure than the increase of the population. Those who versed in these questions will know that one says: The increase in food is in accordance with arithmetic progression, whereas the increase in the population is in accordance with geometrical progression. This produces a struggle for existence, a war of all against all. Setting out from this idea, Darwin placed the struggle for existence also at the beginning of the life of mature. This conception is not only in keeping with a mere idea, but with the modern ways of living. This battle of life has become reality reaching as far as the conditions of individual existence, as expressed in the form of general economic competition. This battle of life was observed at close quarters, it was looked upon as something natural in the kingdom of man, and then it was taken over by natural science. Ernst Haeckel set out from these ideas, and in warlike activities, in war itself, he even saw a lever of civilisation, Battle strengthens, the weak must go under,—civilisation demands that the weak should perish. National economy then applied this struggle to the human sphere. We thus have great theories in national economy, in the conceptions of social life, theories which look upon the struggle for existence as something quite justified which cannot be severed from the development of humanity. With these principles, not with prejudices, one went back to the remotest times, and one tried to study the life of the wild barbaric peoples; one believed that it was possible to listen to the development of human culture and thought to discover in it the wildest principle of war. Huxley said: If we survey the animals in Nature, their struggle for existence resembles a fight of gladiators—and this is a law of Nature. And if we turn our attention from the higher animals to the lower species in keeping with the course of world-development, we find that the facts prove everywhere that we live in the midst of a general struggle for existence, You see, this idea could be expressed, it could be accepted as a general law of the universe. Those who realise that no words can be uttered which are not deeply rooted in the human soul, must say to themselves that the feelings, the soul-constitution even of our best people are still based upon the idea that war, battle, in the human race as well as in Nature, constitutes a law, something from which we cannot escape. Now you can say: These scientists were perhaps very humane, perhaps in their deepest idealism they longed for peace, for harmony. But their profession, their science convinced them that this was not so, and perhaps they wrote down their theories with a bleeding heart. This might stand as an objection, if something quite different had not arisen. We can say that the above-mentioned theory was universally accepted by all those who believed that they were sound thinkers, scientifically and economically, in the sixties and seventies of the 19th-century. generally accepted was- the view that war and strife were, a law of Nature, from which one could not escape. The old conception of Rousseau4 had been disposed of completely—so people thought—for Rousseau held that only man's wickedness had brought battle and strife into the general peace of Nature, opposition and disharmony into its harmony. At the end of me l9th century the Rousseau atmosphere was still prevalent, according to which a glance into the life of Nature which is still uninfluenced by man's super-culture, reveals everywhere harmony and peace. It is man, with his arbitrariness and culture, who brought strife and battle into the world. This was still Rousseau's idea and during, the last third of the 19th century the scientists assured us: it would be fine if this were true, but this is not the case: the facts show us a different state of things. Nevertheless, let us ask ourselves earnestly: Has human feeling expressed a verdict, or the facts themselves? ... It would be difficult to raise any objection if the facts themselves spoke in this way. But a strange man appeared in the year 1880, who gave a lecture in St. Petersburg in Russia, during the Congress of Scientists of 1880. This lecture is of profoundest significance for all who are really interested in this problem. This man is the zoologist Kessler.5 He died soon after. His lecture dealt with the principle of mutual help in Nature. All those who earnestly deal with such questions, will find in the research and scientific maturity contained in this lecture a completely new impulse. Nor the first time in our modern epoch facts were collected from the whole of Nature proving that all the former theories on the struggle for existence are not in keeping with reality. You see, this lecture expounds and proves by facts that the animal species, the groups of animals, do not develop through the battle of life, in reality, a struggle for existence only exists exceptionally between two different species, but not within the same species, for the individuals belonging to it on the contrary help each other. Those species are the fittest, where the individuals belonging to it are most inclined to this mutual help. Long existence is guaranteed not by a struggle for existence, but by mutual help. This opened out a new aspect, by a strange coincidence and chain of circumstances in modern scientific research, this subject was continued by a man who adopted the most extraordinary standpoint, by Prince Kropotkin: He was able to prove in the case of animals and certain tribes, by bringing forward innumerable sound facts, the great significance of this principle of mutual help, both in Nature and in human life. I would advise everyone to read his took.6 It brings a number of ideas and concepts which are a good school for an ascent to a spiritual outlook. But these facts can be grasped in the right way only if they are considered in the light of a so-called esoteric conception, if we gain insight into these facts upon the foundation of spiritual science. I might adduce many facts which speak very clearly, but you can read them in the above-mentioned book. The principle of mutual help in Nature declares that those in whom this principle is developed in the highest measure are those who advance furthest. Consequently, the facts speak clearly and will speak more and more clearly for us. When we speak of a single animal-species in the theosophical conception, we speak of it in the same way in which we speak of man's single individuality. An animal species is upon a lower sphere the same as the single human individuality upon a higher sphere. I already explained before that there is one fact which, we must clearly envisage in order to grasp the difference which exists between man and the whole animal kingdom. This contrasting difference may be expressed in the words: Man has a biography, but the animal has no biography. In the case of an animal it suffices to describe its species. Father, grandfather, grandson and son—these distinctions do not count in the case of a lion; we do not need to describe each one in particular. Certainly I knew that many objections can be raised: I know that those who love a dog or a monkey think that they can write a biography of the dog or of the monkey. But a biography should not contain what another person knows of the being that is the subject of a biography, but what that being himself knew. Self-consciousness is essential for a biography, and in this meaning, only the HUMAN BEING has a biography. This would correspond to a description of a whole animal-species. That each group of animals has a group-soul, is the external expression for the fact that each individual human being bears a soul within him. I was able to explain to you here that a hidden world is immediately connected with our physical world; it is the astral world which does not consist of the objects and beings that can be perceived through the senses, but which are woven of the same substance of which our passions and desires are woven. If you examine the human being you can see that he led down his soul as far as the physical world, the physical plane. But the animal has no individual soul upon the physical plane,—you find instead the animal's individual soul upon the so-called astral plane, in the astral world that lies concealed behind our physical world. The groups of animals have individual souls in the astral world. You see, here you have the difference between man and the animal kingdom. If we now ask ourselves: What is really waging battle, when we observe the struggle for existence in the animal kingdom? We must reply: In truth, the astral battle of the soul's passions and instincts stands behind this struggle of the different species in the animal kingdom, the battle of soul-passions and instincts which is rooted in the double souls, or in sex. But if we were to speak of a struggle for existence WITHIN the same species in the animal kingdom, this would be the same as if the human soul were to wage war upon itself in its different parts. This is a very important truth: We cannot accept the rule that a struggle exists within the same animal species, but a struggle for existence can only take place between different species; for the soul of one whole species is the same for all the animals belonging to it ... and because of this it must control the single members. In the animal species we can observe mutual help and assistance, which is simply the expression for the uniform activity of the species or of the group-soul. And if you consider all the examples mentioned in the above-named interesting book, you will obtain a beautiful insight into the way in which these group-souls work. We find, for example, that when a specimen of a certain species of crab has accidentally fallen on its back, so that it cannot turn around alone, a number of animals in its neighbourhood come along and help it to get on its legs again. This mutual support comes from the soul-organ which the animals have in common. Follow the way in which beetles help each other when they have to protect a brood, or tackle a dead mouse, etc., how they unite and carry out their work together, there you can observe the activity of the group-soul. It is possible to observe this right up to the highest animal-species. Indeed, those who have some understanding for this mutual support and assistance among animals, also obtain insight into the activity of the group-souls and an idea of how they work—and just there they can develop a spiritual vision. The eye acquires sun-like qualities. In the case of man, we have an individualized group-soul. Such a group-soul dwells in each single human being. We must therefore apply to the human beings what must be applied to the different animal species, so that in the case of man it is possible that one human being fights, against another human being; an individual strife is possible. But let us now consider the purpose of strife, whether battle exists in the development of the world for the sake of battle. For what has become of the struggle of existence among the species? The species that supported each other most of all survived, and those who fought against each other perished. This is a law of Nature. Consequently, we must say that in external Nature development progresses through the fact that peace replaces the struggle. Where Nature reached a definite point, where it arrives at the great turning point, we really find harmony; the peace which is the final outcome of the whole struggle, can really be found there. Consider, for instance, that the plants, as species, are also engaged in a struggle for existence. But consider at the same time how wonderfully the vegetable kingdom and the animal kingdom support each other in their common process of development: for the animal breathes in oxygen and breathes out nitrogen, whereas the plant breathes in nitrogen and breathes out oxygen. Thus peace is possible in the universe. What Nature thus produces through its forces, is destined to be produced by man consciously, out of his individual nature. Man progressed gradually and what we designate as the self-consciousness of our individual soul unfolded little by little. We must look upon the present situation of the world as the result of a course of development, and then follow its tendency towards the future. Go back into the past; there you will find group-souls at the beginning of human development. These group-souls were active within small tribes and families, so that we also come across group-souls in the human beings. The further back you look into the development of the world, the more compact you will find the structure of human life, the people will appear to you harmoniously united. One spirit seemed to pervade the old village communities; which afterwards became the primitive State. You can study that when Alexander the Great led his armies into battle, it was a different thing from leading modern armies into war, with their far more developed individualized will-forces. This must be seen in a true light. The progressive course of civilisation consists in the fact that the human beings became more and more individualized, more and more independent and self-conscious. The human race developed out of groups and small communities. Even as there are group-souls that guide and control the single animal-species, so the different nations were guided by the great group-souls. By his progressive education, the human being more and more emancipates himself from the guidance of the group-soul and becomes more and more independent. Whereas formerly he confronted his fellow-men with more or less hostility, his independence brought him to the point of standing in the midst of a battle of life which now takes hold of the whole of humanity. This is the present situation of the world, and this is the. destiny particularly of our epoch or race, that is to say, of the immediate present. Spiritual science distinguishes in the present development of the world five great races, the so-called sub-races. The first sub-race developed in ancient times, in distant India. This sub-race was to begin with filled by a culture of priests. It is this culture of priests which gave our present race its first impulses. It had come over from the Atlantean culture; this developed in a region which is now the bottom of the Atlantic Ocean. The leading note was given by this race and it was followed by the others; now we live within the fifth sub-race. This subdivision is not taken from anthropology or from some racial theory, but will be explained more in detail in my 6th lecture (of the 9th of November 1905: FUNDAMENTAL IDEAS OF THEOSOPHY). The fifth race is the one which made us progress furthest of all in our individual existence, in our individual consciousness. Christianity was in fact a preparation for the attainment of this individual consciousness; man had to attain to this individual consciousness. If you go back to the time before Christ, to ancient Egypt where the gigantic pyramids were built, you will find there an army of slaves who carried out tasks so difficult and fatiguing that it is hardly possible to conceive this to-day. But for the greater part of the time these workmen built the immense pyramids as a matter of course and they were filled by an immense peacefulness. They submitted to their work because at that time the teaching of reincarnation and of karma was a natural thing. No books tell you about this, but if you penetrate into spiritual science this will be quite clear to you. Each slave who toiled until his hands were sore and who lived in pain and misery, knew: This is one of many lives, and what I am suffering now must be borne as the consequence of what I prepared for myself in my former lives! If this is not the case, I shall experience the effect of this life in my next; and the one who now orders me about, once stood upon the same stage on which I am standing now, or he will do so one day. With such a mentality, however, it would have been impossible to develop a self-conscious earthly life, and the High Powers that lead human destiny as a whole, knew what they were doing, when for a time—which lasted many thousands of years—they blotted out the consciousness of Karma and of Reincarnation. This disappearance was brought about by the great course of development of Christianity, up to the present time; it eliminated the power to look up to another world which brought a harmonising influence, and drew attention instead to the immense importance of this life upon the earth. Though this might have gone too far in its radical application, it was never the less necessary, for the world's course of development does not follow logic, but quite different laws. From earthly life people deduced an eternity of punishment, and although this is nonsense, the tendency of human development led to this. Humanity thus learned to grow conscious of this one earthly existence and the earth, the physical plane, thus assumed an immense importance for the human being. This had to come, the earth had to acquire this great significance. Everything that takes place to-day in the form of a material conquest of the earthly globe, could only grow out of a mentality based upon an education cut out for this earth and emitting the idea of Reincarnation and Karma. We now see the result of such an education: man came down completely to the physical plane during his earthly life; for the individual soul could only unfold upon the physical plane, where it is isolated, enclosed within the body and where it can only look out into the world through the senses, as an isolated individual existence. This brought human competition into the human race, in an ever-growing measure, and the effects of such an isolated existence. We must not be surprised that to-day the human race is not by a long way ripe enough to eliminate once more what was thus drawn in. We saw that the present species of animals reached their state of perfection by mutual help and that the struggle for existence only exists between the species, passing from species to species. But if the human individuality is upon a higher stage the same as the group-soul of the animals, then the human soul will only be able to attain self-consciousness by passing through the same struggles through which the animal-species passed in Nature. This struggle will last until the human being will have developed complete independence. But he is called upon to reach this consciously; consciously he must attain what exists outside upon the. physical plane. Along the stages of consciousness pertaining to his own sphere, he will be guided towards mutual help and support, because the human race is one species. The absence of struggle which exists in the animal kingdom must be attained for the whole human race in the form of an all-embracing, complete peace. It is not struggle, but mutual help and support that led the single animal-species, to their present state of development. The group-soul that lives in the animal-species as an individual soul is at peace within itself and a uniform soul. Only man's individual soul has a special structure within its isolated physical existence. You see, the great acquisition which spiritual development can bring to our soul is to recognise truly the one soul that, fills the whole human race, the unity with humanity as a whole. We do not receive this as an unconscious gift, but we must conquer it for ourselves consciously. It is the task of the spiritual- scientific world-conception to develop really and truly this uniform soul that lives within the whole human race. This is expressed in our first fundamental principle, to establish a brotherly league throughout the world, independently of race, sex, colour, etc. This implies the recognition of the SOUL that lives in the whole of humanity. The purification enabling us to discover the same soul also in our fellow-men must go as far as our passions. In physical life we are separated, but in the life of the soul we are one with the Ego of the human race. This can only be grasped in real life; true life alone can lead us to this. Consequently, only the development of spiritual life can permeate us with the breath of this one Soul. Not the people of the present, but those of the future who will more and more unfold the consciousness of this One Soul, shall lay the foundation of a new human race that will devote itself entirely to mutual help. Our first principle therefore means something quite different than is generally supposed. We do not fight; but we also do not oppose war or any other thing, because opposition and battle do not lead to a higher development. Each animal-species developed into a special race by coming out of the struggle for existence. Let us leave fighting to the bellicose who are not yet mature enough to go in search of the common Soul of the Human Race in spiritual life. A real Society of Peace is one that strives after a knowledge of the Spirit, and the spiritual-scientific current is the true Peace Movement, it is the Peace Movement in the only form in which it can exist in practical life, because it envisages what lives within the human being and what will unfold in the future. Spiritual life always developed as a stream that came from the East. The East is the region where spiritual life was fostered. And here in the West we have the region where the external. materialistic civilisation was unfolded. That is why we see in the East the land where people dream and sleep. But who knows what is going on in the souls of those whom we call dreamers or sleepers, when they rise up to worlds which are quite unknown to the peoples of the West? We must now come out of our materialistic civilisation, and yet bear in mind everything that surrounds us in the physical world. We must ascend to the spiritual with everything which we conquered upon the physical plane. It is more than symbolically significant that in England Darwinism should have found a new representative in Huxley who deemed it necessary to state out of his western conception: Nature shows us that the human apes fought against each other and the strongest remained on the field ... whereas from the East came the watchword: Support, mutual help, this is the guarantee for the future! Here in Central Europe we have a special task: It would be of no use to use to be one-sidedly Oriental, or one-sidedly English. We must unite the morning dawn of the East with the. physical science of the West so that they become a great harmony. Then we shall be able to grasp how the idea of the future may be connected with the idea of the struggle for existence. It is more than a coincidence that in one of the fundamental books of Theosophy those who penetrate more deeply into spiritual life will find light upon the path, for the second chapter significantly closes with a sentence which coincides with this idea. “Light upon the Path” does not contain it as a phrase, for spiritual development will lead us to a point where we shall recognise that the beautiful words at the end of the 2nd chapter in “Light upon the Path” harmonize with the One Soul that enters the individual human soul, flashing up and coming to life within it. Those who immerse themselves in this beautiful little book—which does not only fill the soul with a content that makes us feel inwardly devout and good and that gradually gives man real clairvoyance by the power of its words—will discover in the single individual this harmony, when they experience what is written in every chapter. The final words, “Peace be with you,” will then descend into the soul. In the end this will be experienced by the whole of humanity, for the most significant words will then be: “Peace be with you.” This opens out to us the true perspective. Then we must not only speak of peace, not only envisage it abstractly as an ideal, make treaties or long for the verdicts of a court of arbitration, but we must cultivate spiritual life, the Spiritual. We then awaken within us the strength which will be poured out over the whole human race as the source of mutual help and support. We do not oppose, we do something else: we foster love, and we know that by fostering love, every opposition must disappear. We do not set up struggle against struggle. We set up love against struggle by developing and fostering love. This is something positive. By pouring out love we work upon ourselves and we establish a society based upon love. This is our ideal. If this livingly penetrates into our souls, we shall realize an old saying in a new way, and this will be in accordance with Christianity. And a new Christianity, or rather the Christianity of the past, will arise again for a new humanity. Buddha gave his people a motto which envisages this. But Christianity contains even more beautiful words on the unfolding: of love, words which should be grasped in the right way: Not by strife we overcome strife, not by hatred we overcome hatred, but strife and hatred can in reality be overcome by love alone.
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54. Brotherhood and the Fight for Survival
23 Nov 1905, Berlin Tr. Manfred Maier, Nicholas Stanton Rudolf Steiner |
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This stands only as an example for many things. If one cuts off someone's speech one does something similar to kicking the other from the point of view of the spiritual world. If one brings oneself as far as to understand that it is much more destructive to cut somebody off than to give them a kick, only then one comes as far as to understand mutual help or community right into one's soul. |
54. Brotherhood and the Fight for Survival
23 Nov 1905, Berlin Tr. Manfred Maier, Nicholas Stanton Rudolf Steiner |
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It is our task today to speak about two soul contents, one of which is a wonderful and inner ideal called Brotherhood1 or Mutual Help, the other, which we meet especially in daily life, is the survival of the fittest—Mutual Help and the Fight for Survival. Those of you who concern themselves even a little with our Spiritual Scientific Movement know that our first aim is to form the core of a mutual help which is founded on an all embracing love for people, without regard for race, sex, creed, or profession. Thus the Anthroposophical Society2 itself puts this principle of an all-embracing mutual help as the spearhead of its movement, as the most important of its ideals. With this it has shown that it is one of those cultural streams, which above all are necessary today, in which this extensive ethical striving for mutual help is seen closely connected with what altogether is the aim of man's evolution. Those of us who are consciously striving in Spiritual Science are convinced that the deepest recognition of the Spiritual World, if it is truly and totally taking hold of a person, must lead to mutual help, that the most noble fruit of deep inner knowing is just this mutual help. This Spiritual Scientific World View seems to go against what people have found recently. In certain circles it is repeatedly pointed out how progress is brought about by competition and strife, that our strength develops through working against resistance, that our will and intellectual initiatives are strengthened because our power is put against an opponent. The worldview of Friedrich Nietzsche, which arose out of a spiritual basis, states among other things advocating contention, the following; “I love the critic. I love the strongly critical more than the gentle critic.” This we can find in various forms especially with Nietzsche. It can be found again in established economic views that in the fight of all against all in free enterprise there is a strong force for progress. How often has it been said that we progress best if we push ourselves forward for our own good. The word “individualism” has become a slogan in the area of the outer material life; however, it is really in the field of the inner spiritual life that it has true validity. If people develop as much as they can in the economic field they will be most useful for their fellows because if they become economically powerful they benefit everyone. This is the creed of many national economists and sociologists. From a different side we hear repeated in different ways that we shall not just fit into a mold, that we must develop all our powers, that without limit we must live ourselves out, that we shall unfold what lies within, and thus we can be most useful to our fellows. There are many among us who cannot do enough to support this principle. The Spiritual Scientific Worldview does not ignore the necessity of the Fight for Survival, particularly in our time, but we are also clear that while this Fight for Survival makes such a strong impression, the deepest significance of the principle of mutual help must be brought to people's general awareness. Is it really true what many believe, that people grow strong by working against a resistance? Is it really above all else their aggressive activities, which make them big and strong? I showed you in the lecture, which I was able to give about the idea of peace, the following; the principle of the Fight for Survival is emphasized in our life nowadays because science has made it into a universal natural world principle. Especially in the west it is believed since some time that those beings in the world are best adapted who are able to fight their enemies, to subdue them and to succeed in the Fight for Survival. Huxley the natural scientist says, if we look at life in nature it looks like a gladiator's “free for all,” the strongest is the victor, and the weaker ones must perish. If one would believe the natural scientists one would have to assume that all beings that are now living in the world would be able to overcome their predecessors. There is even a school of sociology, which has attempted to make out of this principle of the Fight for Survival a teaching of the evolution of mankind. In a book called “From Darwin to Nietzsche” by Alexander Tille he tried to show that the happiness of mankind in the future depends on recklessly inscribing this “Fight for Survival” onto the flag of the evolution, that one has to take care that the weaker ones perish, and that the strong and powerful multiply. In the Fight for Survival the weak ones have to perish, so he says we need a social order which subdues the weak ones because they are a burden, injurious. Now I must ask you; who is stronger? The one who has an ideal spiritual power but a weak body or the one who has less spiritual power but a robust body? As you can see one cannot generalize. It is difficult to decide who should survive in the Fight for Survival. If one were to be practical, one would have to solve this question first. Now let us ask ourselves what human life really shows us; has the principle of mutual help or the Fight for Survival brought about greater changes, or have both contributed to the evolution of mankind? With a few words I want to indicate once more what I have said in my lecture about the idea of peace. Even natural science of today does not really teach anymore what was taught a decade ago. I told you about the basic lecture of the Russian researcher Kefler (1880) in which he showed that the kind of animals are best adapted and progressive that help each other in mutual relationships, and not those who excel in aggressive behavior. I do not want to say with this that in the world of the animals there is no fighting and war, they are certainly there, that is not the question. It is rather: What enhances evolution more, war or mutual help? Also the following question was raised; do those kinds survive in which the individuals constantly fight with each other or those where they help each other? It was shown in this research that it is not the fighting but the mutual help, which was the real stimulus to progress. I mentioned the book by Kropotkin called “Mutual Help in Animal and Man.” Among the ideas, which today are being put forward with regard to these questions, we find a number of relevant concepts. What has mutual help in man's evolution achieved? We only have to look at our own ancestors in this region where we now are. One could easily imagine that hunting and fighting were the main forces for forming out the character of these human beings, but if you look deeper into history you will find that this is not true. Just those among the Germanic tribes flourished best who developed the principle of mutual help to a high level. We specially find this principle of mutual help influencing more than anything the way material possessions were ordered in the time before and after the tribal migrations. To a large extent there was a common ownership of the land. The Communities of Villages where the people lived had common land ownership with the exception of a few things belonging directly to the household, the tools, and maybe a garden, all else was common possession. From time to time all the land was redistributed and newly divided among the people. It could be seen that those tribes became powerful which were able to bring the application of mutual help to an extraordinarily high level in relation to material goods. If we proceed a few hundred years further we find that this principle appears again in a most fruitful manner. Mutual help, as it lived in the old communities of villages, in the old ways of life in which people found their freedom in brotherly, sisterly common life, shows particularly in the following example: If someone died all their personal possessions were burned because nobody wanted to own what had belonged to them during life. After one broke with this principle through various circumstances, single individuals managed to gain large tracts of land and the people within these fiefdoms were forced into servitude. Through this the principle of mutual help appeared in a different form. Those who felt suppressed by the Feudal Lord wanted to free themselves from this oppression and we see in the Middle Ages a powerful movement for freedom sweeping through all of Europe. This movement stood under the sign of a universal mutual help out of which a common culture blossomed, the so-called culture of the cities, the middle of the Middle Ages. Those human beings who could not stand the bonded servitude on the fiefdoms, escaped from the Feudal Lords to seek freedom in the growing cities. People came from Scotland, France, Russia, from all sides and brought about the free cities. Through this the principle of mutual help developed, and in the way it worked it greatly enhanced the development of the culture. Those who had common professions and trades began to form sort of trade unions which were later called Guilds, Brother/Sisterhoods which one joined through a vow or conscious commitment. These guilds were more than just unions of craftsmen or traders. They developed out of practical life to a high moral level. Mutual support, mutual help was cultivated to a high degree in those organizations. Many things, which no one attends to much today, were guided by the principle of mutual support. For instance, the members of such a Guild helped out if somebody fell ill. Day by day two members were called to be at the bedside of the sick one. He or she got food. Even beyond his or her death this brotherliness and sisterliness continued. After somebody died it was considered an honor by other members of the Guild to provide in the proper manner for the burial of the deceased one and it was part of this honor to care for the well being of the widow/widower and her or his children. You can see out of what I have said what understanding of morality in common life was created. This morality was developed on the basis of a moral awareness of which modern people can hardly get a true picture. Don't believe that I want to criticize modern circumstances; they are necessary in the same way as it was necessary that the circumstances in the Middle Ages developed in their way. We must understand that there were different phases of development leading to the present. In those free cities during the Middle Ages one spoke about a just price and a just trade. What was meant by that? I can tell you on hand of a concrete example. If out of the surrounding holdings produce was brought into the city, it was rigidly forbidden that those goods be sold in the first days in any different manner than in the accustomed small units, not wholesale. Nobody was allowed to buy large amounts and nobody could become a wholesaler. It never would have occurred to them that price would be regulated by supply and demand; rather one was able to regulate both. The trade groups in the cities or the guilds established, according to what was necessary to produce the goods, the price for these goods. Nobody was allowed to go above or below a set price. If we look even in the work relationships we see how a thorough understanding of people's needs was available. If we look at the wages of that time, in consideration of the most different circumstances we have to say, “The way a worker was paid can in no way be compared to the earning of wages nowadays.” These circumstances are often most wrongly interpreted by scientists. Those Brother/Sisterhoods were evolved according to practical points of view. Because of that they continued in a practical manner, they appeared in the cities because it was only natural that those who had the same trade in a city would come together in mutual help, so the guilds grew from city to city. People were, at that time, not united under police rulings but under practical points of view. Anyone who takes the trouble to study the circumstances, which were commonly visible in the cities of Europe, will soon find out that we deal here with a certain faith in the deepening of this mutual help principle. It shows specially if we look at the fruit which developed. You can now look at the highest peak of this development at the extensive products of art, at the cathedrals and churches, in the twelfth and thirteenth centuries. They could not have come about without such a deepening of the mutual help principle. From a cultural/historical point of view, we can comprehend Dante's Divine Comedy, an immense work, only if we understand the establishment of the mutual help principle at that time. If you look further at what developed in these cities under the influence of this principle, you will find, for instance, the art of printing, engraving, papermaking, watch making, and all the later inventions, prepared under the free principle of mutual help. What we are used to call the burger or freeman of the city developed out of the establishment of this principle help in the Middle Ages. Much, which came about because of scientific and artistic deepening, would not have been possible without this development. If one wanted to build a cathedral, let's say the cathedral of Cologne, or any other, we see that at first a building guild was formed in which cooperation came about agreed upon by the members. One can, if one has an intuitive eye for it, see this principle of mutual help even in the architecture. You can see it in each of the cities of the Middle Age and you find it everywhere whether you go to the North of Scotland, to Venice or to the Russian or Polish cities. We have to emphasize that this principle of mutual help developed under the influence of a materialistic culture. In everything that appeared as the highest fruits of this culture we see, the material, the physical. It was a necessary development and for this to happen rightly the mutual help principle was necessary at that time. Out of an abstraction this mutual help principle came about and because of this intellectual thinking our life is split. Today one doesn't know anymore, one doesn't understand how the Fight for Survival and the mutual help principle can function together in a relationship. On one hand spiritual life has become more and more abstract; morality and justice, ideas about the state, and different social relationships, are understood through more and more abstract principles, and the Fight for Survival is more and more separated from everything that people regard as ideal. At that time, in the middle of the Middle Ages, there was a harmony between what people felt as their ideals and what they really did and if it was ever shown that one can be an idealist and a pragmatist at the same time it was during the Middle Ages. Even the relation of the Roman Law to life was a harmonious one, but if you look at it today you will find how our practice of law, our jurisprudence, is floating above the moral life. Many say, “We know what is good and right, but it is not practical.” It comes about that thoughts concerning the highest principle are separated from life. Only in the sixteenth century we see spiritual life developing under the principle of the intellect. In the Middle Ages a member of a guild, sitting with a jury of twelve to judge some offense which another member of the guild had committed, was a brother or sister of the one who had to be tried, life bound with life. Everyone understood the other's work and everyone tried to understand how he or she could have left the “straight and narrow.” One, so to speak, looked into one's brother or sister and one wanted to look into him or her. Nowadays our jurisprudence is such that the judge and the prosecutor are only interested in the books of law; both see only a case in front of them to which they must apply the law. Just imagine how this separates morality from the practice of law. This condition progressed even more in the last century. In the Middle Ages expert knowledge and trust developed under the principle of mutual help and became the means of real progress. Today “expert knowledge and trust” are more and more ignored. The judgment of the expert is today almost completely bypassed in favor of the abstract interpretation of the law. The majority opinion is what counts today, not expertise. The rule of the opinion of the majority had to come, but as little as one can vote in mathematics to obtain a true result—three times three is always nine—so it is in the realm of jurisprudence. However, it is impossible to work according to the principle of the expert without the principle of mutual help, and brotherly and sisterly love. The Fight for Survival has its place in life because humanity is composed of individual beings. Because all must go their separate ways in life, they are dependent on this Fight for Survival. In a certain relationship the saying of Ruckert is relevant. “As the rose beautifies herself, she beautifies the garden.” If we don't attempt to develop all our faculties we will have little success in helping our brothers and sisters. However, to develop our faculties requires a certain egoism, because initiative is connected to egoism. Those who understand how to be not only followers, who understand that they are not just subject to their environment, who are able to go down into their inner selves where the sources are, the fountains of their powers, they will develop to powerful and able people, and they will have the possibility to serve others much more than those who are constantly given to all possible influences in their surroundings. It is possible that this attitude, so necessary for people, could lead to a one-sidedness. It will only bear its proper fruits if it is paired with the principle of brotherly and sisterly love. I have taken the free city guilds of the Middle Ages as an example in order to show you that the practical life became strong under the principle of mutual personal individual help. Where did they get their strength?—because they lived with their fellows in a spirit of mutual help. It is right to make oneself as strong as possible, but the question is can we really become strong without love? He who really develops to a true soul recognition must answer this question with a decisive, “No!” We see throughout nature models for the cooperation of singular beings within a totality. Take the human body; it consists of millions and trillions of self-sufficient, living beings, or cells. If you take a part of this human body and look at it under the microscope you will find that it is composed of independent beings. How do they function together? How does selflessness come about in forming the totality? None of our cells takes its separation in an egoistic manner. The wonderful tool of thought, the brain, also consists of millions of fine cells, but each one acts in its place in a harmonious way. What causes the cooperation of these small cells?—that a higher being expresses itself through those tiny living beings. It is the human soul that causes this effect, but this soul could never act here on earth if these millions of small beings would not have given up their selfhood to serve a large common being which we call the soul. The soul sees with the cells of the eye, thinks with the cells of the brain, lives in the cells of the blood; here we see what community signifies. Union—community—means that a higher being presses itself through the unified members. It is a universal principle of life; five people, who are together, who think and feel harmoniously together in common, are more than one plus one plus one plus one plus one. They are the sum of five as little as our body is the sum of our five senses. The living together, the in-each-other-living of human beings, means something similar as the living in each other of the cells of the human body. A new higher being is among these five—even among two or three; “Where two or three are gathered together in my name there I am among them.” It is not the one or the other or the third, but something entirely new that comes into appearance through the unification, but it only comes about if the individual lives in the other one—if the single one obtains his powers not only from himself but also out of the others. It can only happen if each of us lives selflessly in the others. Thus human communities are mystery places where higher spiritual beings descend to act through the individual human beings just as the soul expresses itself in the members of the body. In our materialistic age one does not easily believe this, but in the Spiritual Scientific World View, it is not only an image but in the highest sense, reality. Because of this spiritual scientists are not speaking of abstract things if they talk about folk-spirit or folk-soul or family-spirit or about the spirit of some community. One cannot see the spirits who live in communities but they are there. They are there because of the sisterly, brotherly love of the personalities working in these communities. As the body has a soul, so a guild or community also has a soul, and I repeat, it is not spoken allegorically but must be taken as a full reality. Those who work together in mutual help are magicians because they pull in higher beings. One does not call upon the machinations of spiritism if one works together in a community in sisterly, brotherly love. Higher beings manifest themselves there. If we give up ourselves to mutual help, through this giving up to the community a powerful strengthening of our organs takes place. If we then speak or act as a member of such a community there speaks or acts in us not the singular soul only but the spirit of the community. This is the secret of progress for the future of mankind: To work out of communities. In the same way as an epoch is followed by the next one and each one has its particular task so also the Middle Ages relate to our time and ours to the future one. The work of the Brotherhoods and Sisterhoods of Middle Ages laid the foundations for the practical arts. A materialistic way of life followed only after their fruits had appeared. The basis of their consciousness was the sisterliness and brotherliness that was more or less gone after the abstract social-state principle and the abstract spiritual life took the place of the real in-each-other feelings. It is the task of the future to found again Brother/Sisterhoods out of the spirit, out of the highest ideals of the soul. Life has so far brought about the most manifold unions; it has also brought about a terrible Fight for Survival, which nowadays reaches its peak. The Spiritual Scientific World View wants to lead towards the highest treasures of mankind in the sense of the mutual help principle, and you will see that the Spiritual Scientific World Movement will extend this mutual help principle everywhere to replace the Fight for Survival. We must learn to lead community life. We shall not believe that the one or the other is able to accomplish anything by him or herself. Everyone would of course like to know how one combines the Fight for Survival with sisterly and brotherly love—that's simple: We have to learn to replace the fighting with positive work, to replace fighting and war by the search for ideals. One understands nowadays little of what that implies. One does not know what fight one talks about because one speaks in today's life about nothing else but fighting. We have the class struggles, the fight for peace, the fight for women's rights, the fight for land and so on everywhere, regardless in what direction we look, we see fighting. The Spiritual Scientific World View strives to put in place of this fight, positive work. Those who have lived into this worldview know that fighting has never achieved any real results in any area of life. Try to introduce into life what in your experience and recognition is shown to be the right thing and make it effective without fighting against your opponent. It can of course only be an ideal but such an ideal must be present, introduced into life as Spiritual Scientific basic statement. Human beings who unite with other human beings and who use their powers for the benefit of all are those who will produce the basis for a proper evolution into the future. The Anthroposophical Society wants to be a forerunner of this and, because of this, it is not a society based on propaganda but a sisterly and brotherly society. In this society we are effective through the work of every member. One has only to understand it rightly—we have the most effect if we do not want to push our own opinion but if we work out of what we see in the eyes of our sisters and brothers, if we search in the thoughts and feelings of our fellows, and make ourselves their servant. We work best in such a circle if we are able in practical life to disregard our own opinion. If we understand that our best forces spring out of community and that community is not just understood as an abstract principle but primary at every turn of the road, at every moment of life in a Anthroposophical manner. Only then we will be able to proceed, however, we must not be impatient with this. What does Spiritual Science show us? She shows us a higher reality, and it is this consciousness of a higher reality, which brings us ahead in putting into effect the mutual help principle. Today, some people call Anthroposophists, impractical idealists, but before long one will see that they will be the most practical ones, because they are able to deal with the forces of life. Nobody will doubt that one would injure a person if one throws a stone at their head, but that it is much worse to send towards a man a feeling of hate, that this hurts the soul of a man much more than a stone hurts the body, this does not enter the mind. It entirely depends in what attitude we confront a fellow man, and our power to work fruitfully into the future also depends exactly on that. If we try to live community in this way we foster the principle of mutual help practically. To be tolerant means in the sense of Spiritual Science something quite different from what one understands usually about it. It means also to respect the freedom of thought in others. To push others away from their place is an insult, but if one does the same thing in thought nobody would say this is an injustice. We talk a lot about “regard for the other's opinion,” but are not really willing to apply this principle ourselves. The “Word” today has almost no meaning, one hears it and one has heard nothing. One has to learn to listen with one's soul, to get hold of the most intimate things with our soul. What later manifests itself in physical life is always present in the spirit first. So we must suppress our opinion and really listen completely to the other, not only listen to the word but even to the feeling. Even then, if in us a feeling will stir that it is wrong what the other one says, it is much more powerful to be able to listen as long as the other one talks than to jump into their speech. This listening creates a completely different understanding—you feel as if the soul of the other starts to warm you through, to shine through you, if you confront “her” in this manner with absolute tolerance. We shall not only grant the freedom of person but complete freedom. We shall even treasure the freedom of the other's opinion. This stands only as an example for many things. If one cuts off someone's speech one does something similar to kicking the other from the point of view of the spiritual world. If one brings oneself as far as to understand that it is much more destructive to cut somebody off than to give them a kick, only then one comes as far as to understand mutual help or community right into one's soul. Then it becomes a reality. The greatness of the spiritual scientific movement is that it brings to us a new conviction of spiritual forces which stream from man to man, the higher mutual help principle. You can imagine for yourself how far man is away from such a spiritual mutual help principle. Everyone can attempt as time permits to send thoughts of love and friendship to their loved ones. We usually think such a thing insignificant. If you recognize that a thought has a power in the same way as an electrical wave, which goes from one apparatus to a receiver, then you will also understand better the mutual help principle. Then slowly a common consciousness becomes available, it becomes practical. From this we can see how the Spiritual Scientific Worldview understands the Fight for Survival, and mutual help at work. We know exactly that many who find themselves on this or that place in life would just go under if they wouldn't howl with the wolves, if they wouldn't pursue this Fight for Survival as ruthlessly as the others. For the one who thinks materialistically there is almost no escape from this Fight for Survival. We should, of course, do our duty on the place where karma puts us, but we do the right thing if we are clear that we could achieve much more if we would forego to look for quick success. Maybe you stand in pain in regard to the one you hurt in the Fight for Survival but, overcome yourself, develop a loving attitude and let your thoughts stream from soul to soul. If you are a materialist you might think you didn't achieve anything, but after what I have told you, you should recognize that this must later on have its effect. Because nothing is lost that happens in the spirit. In this way we are able with fearful soul, with pain in our hearts, to take up the Fight for Survival and transform it through our working together. In this way, to work in this Fight for Survival means, in a practical sense to change it. We are not able to do it from today to tomorrow, that's beyond all doubt. But if we work in this way upon our own soul in love, we become more useful to ourselves, and then to a greater extent to mankind. If we are stuck in self-centered isolation, our talents are uprooted like a plant pulled out of the ground. As little as an eye is still an eye if it is torn out of one's head so little is a human soul a human soul if it is separated from community. You will see that we educate our talents best if we live in sisterly and brotherly community, that we live most intensely if we are rooted in the totality. Of course we have to wait till that which forms roots in the totality ripens to fruit in quiet inwardness. We may not lose ourselves into the outside world nor into ourselves, because it is true in the highest spiritual sense what the poet said that one has to be quiet in oneself if one's faculties are to appear, but those faculties are rooted in the world. We are only able to strengthen them and to improve ourselves if we live in community, because it is true in the sense of genuine mutual help that working in a sisterly and brotherly way makes us strongest in the Fight for Survival and we will find most of our powers in the stillness of our hearts if we develop our total personality, our total individuality in community with our human sisters and brothers. It is true that a talent is formed in quietude. It is also true that, in the stream of the world, character is formed and with it the whole of one's being and the totality of humanity.
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55. Supersensible Knowledge: Blood is a Very Special Fluid
25 Oct 1906, Berlin Tr. Rita Stebbing Rudolf Steiner |
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The oldest version of the Faust legend clearly describes how Faust makes a slight cut in his left hand with a penknife, dips a quill in the blood in order to sign the agreement, and as he does so, the blood, flowing from the wound, forms the words: “Oh man, escape!” |
55. Supersensible Knowledge: Blood is a Very Special Fluid
25 Oct 1906, Berlin Tr. Rita Stebbing Rudolf Steiner |
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The title of today's lecture no doubt reminds you of a passage in Goethe's Faust, when Faust, representing striving man, enters into a pact with evil powers, represented by the emissary from hell, Mephistopheles. Faust is to sign the pact in blood. At first he regards this as a joke, but Goethe undoubtedly meant the words spoken by Mephistopheles at this point to be taken seriously: “Blood is a very special fluid.” Goethe1 commentators usually provide curious interpretations of this passage. You will be aware that so much has been written about Goethe's Faust that it can fill libraries. I naturally cannot go into what every commentator has said about this particular passage, but it all amounts more or less to what is said by a recent commentator, Professor Jacob Minor.2 Like others, he regards Mephistopheles' remark to be ironic, but Minor adds a curious sentence. I quote it in order to illustrate the amazing things said about Goethe's Faust. Minor states: “The devil is an enemy of blood.” He goes on to point out that as blood invigorates and sustains human life, the devil, being an enemy of the human race, must of necessity be also an enemy of blood. Minor is quite right when he further demonstrates that in sagas and legends blood always plays the kind of role it plays in Goethe's Faust. The oldest version of the Faust legend clearly describes how Faust makes a slight cut in his left hand with a penknife, dips a quill in the blood in order to sign the agreement, and as he does so, the blood, flowing from the wound, forms the words: “Oh man, escape!” This is all quite correct, but what about the remark that the devil is an enemy of blood and for that reason demands the signature written in blood? Can you imagine anyone wishing to possess the very thing he abhors? The only reasonable interpretation of the passage is that Goethe, as well as earlier writers of Faust legends, wishes to show that the devil regards blood as especially valuable, and that to him it is important that the deed is signed in blood rather than in neutral ink. The supposition must be that the representative of the powers of evil believes, or rather is convinced, that he will gain a special power over Faust by possessing at least a drop of his blood. It is quite obvious that Faust must sign in blood, not because the devil is his enemy, but because he wants to have power over him. The reason behind this passage is a strange premonition that if someone gains power over an individual's blood, one gains power over the person. In short, the feeling is that blood is a very special fluid and it is the real issue in the fight for an individual's soul between good and evil. A radical change must come about in our modern understanding and evaluation of the sagas and myths handed down since ancient times. We cannot go on regarding legends, fables and myths as childlike folklore or pretentiously declare them to be poetical expressions of a nation's soul. The poetic soul of a nation is nothing but a fantasy product of donnish officialdom. Anyone with true insight into the soul of a people knows with certainty that the contents of fables and myths, depicting powerful beings and wonderful happenings, is something very much more profound than mere invention. When with knowledge provided by spiritual research we delve into sagas and myths, allowing the mighty primordial pictures to act on us, we begin to recognize the profound ancient wisdom they reveal. To begin with, one naturally wonders how it was possible for primitive man, with his unsophisticated views, to depict in the form of fables and myths, cosmic riddles that are unveiled and described in exact terms by means of modern spiritual research. This at first seems very surprising. However, as further research reveals how these ancient fables and myths came into existence, one ceases to be amazed, and all doubt vanishes. One discovers that myths and fables, far from containing naive views, are filled with primordial wisdom. A thorough study of myths and fables yields infinitely more insight than today's intellectual, experimental sciences. Admittedly the approach to such a study must be with spiritual scientific methods. Whatever legends have to say about blood is important, because in earlier times an individual's inherent wisdom made him aware of the true significance of blood, this special fluid that in human beings is a stream of flowing life. Whence this wisdom came in ancient times is not our concern today; it will be the subject of a later lecture, though an indication will be given at the close of this one. Today we shall look at the significance of blood in human evolution and its role in cultural life. However, our discussion will not be from a physiological, or any other natural scientific point of view, but from that of spiritual science. It will be a help if before pursuing our subject we remind ourselves of a maxim that originated within the civilization of ancient Egypt, where the priestly wisdom of Hermes held sway. This maxim, which expresses a fundamental truth, is known as the Hermetic maxim and runs as follows: As above, so below. All kinds of trivial explanations of this saying are to be found, but the one that concerns us today is the following. It is obvious to spiritual science that the world accessible to our five senses, far from being complete in itself, is a manifestation of a spiritual world hidden behind it. This hidden world is called, according to the Hermetic axiom, the “world above, or the upper world.” The sense world spread all about us, perceptible to our senses and accessible to our intellect, is called the “world below,” and is an expression of the spiritual world above it. The physical world is therefore not complete to the spiritual researcher, but is a kind of physiognomic expression of the soul and spirit world behind it, just as when looking at a human face one does not stop short at its shape and features, but recognizes them as an expression of the soul and spirit behind them. What everyone does instinctively when faced with an ensouled being, the spiritual researcher does in regard to the whole world. The axiom, As above, so below, when applied to a human being, means that a person's soul impulses come to expression on the face. A hard, coarse face denotes coarseness of soul, a smile inner joy, and tears inner suffering. Let us now apply the Hermetic axiom to the question: What is wisdom? Spiritual science has often pointed to the fact that human wisdom is related to experience, particularly to painful experience. For someone actually in the throes of pain and suffering, the immediate experience will no doubt be inner discord. But when pain and suffering have been conquered, when only their fruits remain, a person will say that from the experience a measure of wisdom is gained. The happiness, enjoyment and contentment life brings one gratefully accepts; but more valuable by far, once it is overcome, is the pain and suffering, for to that people owe what wisdom they possess. Spiritual science recognizes in wisdom something like crystallized pain; pain transformed into its opposite. It is interesting that modern research, with its more materialistic approach, has come to the same conclusion. A book well worth reading was published recently about the mimicry of thought. The writer is not an anthroposophist, but a natural scientist and psychologist. He sets out to show that a person's thought life reveals itself in the physiognomy, and draws attention to the fact that a thinker's facial expression always suggest assimilated pain. Thus, you see emerging, interspersed with more materialistic views, a confirmation of an ancient maxim that originated from spiritual knowledge. This will happen more and more frequently; you will find ancient wisdom gradually reappearing within the framework of modern science. Spiritual research confirms that everything that surrounds us in the world: the configuration of minerals, the covering of vegetation, the world of animals, is the physiognomic expression of the life of spirit behind it. It is the “below” reflecting the “above.” Spiritual science maintains that what thus surrounds us can be properly understood only when one has knowledge of the “above,” that is, knowledge of the prototypes, the primordial beings from whom it all originated. Today we shall turn our attention to that which creates on earth its physiognomic expression in the blood. Once the spiritual background of blood is understood, it will be recognized that such knowledge must of necessity influence our spiritual and cultural life. The problems human beings are facing today are momentous and pressing—especially educational problems involving not only the young but also entire populations. These particular problems are bound to increase as time goes on. The great social upheavals taking place make this evident to anyone. Demands causing anxiety are continually made, whether in the guise of the woman question, the labor question or the peace question. These are all problems that become understandable once insight is gained into the spiritual nature of blood. Another question, similar in nature, which is again coming to the fore, is that of race. The racial problem cannot be understood unless one understands the mysterious effect when blood of different races is mingled. And finally, there is the problem of colonization that also belongs in this category. This problem has become even more pressing since attempts have been made to tackle it more consistently than was formerly the case. It arises when cultivated people are to share their lives with uncultivated people. Certain questions ought to be asked when attempts are made to tackle the problem: To what extent is it possible for a primitive people to assimilate a strange culture? Can a savage become civilized? What here comes under consideration are vital and far-reaching questions of existence, not just concern about doubtful morality. It is unlikely that one will find the right way of introducing a strange culture to a people if it is not known whether it is on an ascending or descending line of evolution; whether this or that aspect of its life is ruled by its blood. When the significance of blood is discussed, all these things come under scrutiny. The physical composition of blood will be known to you from science in general. In humans, and also in the higher animals, blood is truly the stream of life. Our inner bodily nature is in contact with the external world through the fact that we absorb into the blood the life-giving oxygen from the air, a process by which the blood is renewed. The blood that meets the instreaming oxygen acts as a kind of poison, as a kind of destroyer within the organism. This blue-red blood, by absorbing the oxygen, is transformed into red, life-giving blood through a process of combustion. This red blood that penetrates all parts of the organism has the task to absorb directly into itself substances from the outer world, and deposit them as nourishment along the shortest route within the body. Humans and the higher animals must of necessity first absorb nutritive substances into the blood, then, having formed the blood, absorb into it oxygen from the air and finally build up and sustain the body by means of the blood. A knowledgeable psychologist once remarked that the blood circulating through the body is not unlike a second person who, in relation to the one made of bone, muscle and nerve, constitutes a kind of outer world. And indeed our entire being constantly takes from the blood what sustains it, and gives back what it cannot use. One could say that a person carries in his or her blood a double (Doppelgänger) who, as a constant companion, furnishes him or her with renewed strength and relieves a person of what is useless. It is entirely justified to refer to blood as a stream of life and compare its importance with that of fibre. What fibre is for the lower organism. blood is for the human being as a whole. The distinguished scientist Ernst Haeckel3 has probed deeply into nature's workshop, and in his popular works he quite rightly points out that blood is the last to develop in an organism. When tracing the stages of development in a human embryo, one finds rudiments of bone and muscle long before there is any indication of blood formation. Only late in embryonic development does formation of blood and blood vessels become apparent. This leads natural science to rightly conclude that blood made its appearance only late in world evolution, and that forces already in existence had first to reach a stage of development comparable to that of blood before they could accomplish what was necessary in the human organism. When as embryos human beings repeat once more the earlier stages of human evolution, they adapt to what existed before blood first made its appearance, This a person must do in order to achieve the crowning glory of evolution: the enhancement and transmutation of all that went before into that special fluid that is blood. If we are to enter into the mysterious laws of the spiritual realm that hold sway behind blood, we must first take a brief look at some of the basic ideas of spiritual science. You will come to see that these basic ideas are the “above,” and that this “above” comes to expression in the laws that govern blood, as it does in all other laws, as if in a physiognomy. There are in the audience some who are acquainted with the basics of spiritual science; they will allow a brief repetition for the sake of others who are present for the first time. In any case, repetitions help to make these basic ideas clearer, as light will be thrown on them from a different aspect. In fact, what I am going to say may well appear as just a string of words to those who as yet know nothing about spiritual science, and are therefore unfamiliar with this outlook on life. However, when ideas behind words seem to have no meaning, it is not always the ideas that are at fault. In this context a witty remark made by Georg Christoph Lichtenberg4 is apt. He said: If a head and a book collide and the result is a hollow sound, it is not always the book's fault. So, too, when some of our contemporaries pass judgment on spiritual truths, which to them seem like a string of words, it is not always spiritual science that is at fault. However, those acquainted with spiritual science will know that the references made to higher beings are to beings that really do exist, even if they cannot be found in the physical world. Spiritual science recognizes that humans, as they appear in the sense world to physical sight, represent only a part of their true being. In fact, behind the physical body there are several more principles that are invisible to ordinary sight. Human beings have the physical body in common with the so-called surrounding lifeless mineral world. In addition, they have a life body, or ether body. What is here understood by ether is not that of which natural science speaks. The life body or ether body is not something speculative or thought out, but is as concretely visible to the spiritual senses of the clairvoyant as are physical colors to physical sight. The ether body is the principle that calls inorganic matter into life and, in lifting it out of lifelessness, weaves it into the fabric of life. Do not for a moment imagine that the life body is something the spiritual investigator thinks into the lifeless. Natural science attempts to do that by imagining something called the “principle of life” into what is found under the microscope, whereas the spiritual investigator points to a real definite entity. The natural scientist adopts, as it were, the attitude that whatever exists must conform to the faculties a person happens to have; therefore, what he or she cannot perceive does not exist. This is just about as clever as a blind person saying that colors are nothing but a product of fantasy. The person to pass judgment on something must be the one who has experienced it, not someone who knows nothing about it. Nowadays one talks of “ignorabimus” and “limits of knowledge”; this is possible only as long as human beings remain as they are. But, as spiritual science points out, we are constantly evolving, and once we develop the necessary organs, we will perceive, among other things, the ether body, and will no longer speak of “limits of knowledge.” Agnosticism is grave obstacle to spiritual progress because it insists that, as human beings are as they are, their knowledge can only be limited accordingly. All that can be said to this is that then human beings must change, and when they do they will be able to know things they cannot now know things they cannot now know. Thus, the second member of a person's being is the ether body, which one has in common with the vegetable kingdom. A human being's third member is the astral body. This name, as well as being beautiful, is also significant; that it is justified will be shown later. Those who wish to find another name only show that they have no inkling as to why the astral body is so named. In humans and animals, the astral body bestows on living substance the ability to experience sensation. This means that not only do currents of fluid move within it, but also sensations of joy, sorrow, pleasure and pain. This capacity constitutes the essential difference between plant and animal, although transitional stages between them do exist. A certain group of scientists believes that sensation should be ascribed also to plants, but that is only playing with words. Certainly some plants do react when something approaches them, but it has nothing to do with sensation or feeling. When the latter is the case, an image arises within the creature in response to the stimulus. Even if certain plants respond to external stimuli, that is no proof that they experience inner sensation. The inwardly felt has its seat in the astral body. Thus, we see that creatures belonging to the animal kingdom consist of physical body, ether or life body, and astral body. Human beings tower above the animal through a specific quality, often sensed by thoughtful natures. In his autobiography, Jean Paul5 relates the deep impression made upon him when, as a small child, standing in the courtyard of his parent's house, the thought suddenly flashed through his mind: “I am an ‘I,’ I am a being who inwardly calls himself ‘I.’ ” What is here described is of immense significance, yet generally overlooked by psychologists. A subtle observation will illustrate what is involved: In the whole range of speech, there is one small word that in its application differs from all others. We can all give a name to the objects in this room. Each one of us will call the table, “table,” the chairs, “chairs,” but there is one word, one name that can only refer to the one who speaks it: the little word “I.” No one can call someone else “I.” The word “I” must sound forth from the innermost soul to which it applies. To me, everyone else is a “you,” and I am a “you” to everyone else. Religions have recognized that the “I” is that principle in us that makes it possible for the human soul to express its innermost divine nature. With the “I” begins what can never enter the soul through the external senses, what must sound forth in its innermost being. It is where the monologue, the soliloquy, begins in which, if the path has been made clear for the spirit's entry, the divine Self may reveal itself. In religions of earlier cultural epochs, and still in the Hebrew religion, the word “I” was called: “The unutterable name of God.” No matter how it is interpreted according to modern philology, the ancient Hebrew name for God signifies what today is expressed by the word “I.” A hush went through the assembly when the initiate spoke the “Name of the Unknown God”; the people would dimly sense the meaning contained in the words that resounded through the temple: “I am the I am.” Thus, the human being consists of physical body, ether body, astral body and the “I” or the essential inner being. This inner being contains within itself the germ of the three further evolutionary stages that will arise out of the blood. They are: Manas or Spirit Self, in contrast to the bodily self; Buddhi or Life Spirit; and a human's true spiritual being: Atma or Spirit Man, which today rests within us as a tiny seed to reach perfection in a far-off future; a stage to which at present we can only look to as a far-distant ideal. Therefore, just as we have seven colors in the rainbow and seven tones in the scale, we have seven members of our being that divide into four lower and three higher. If we now look upon the three higher spiritual members as the “above” and the four lower as the “below,” let us try to get a clear picture of how the above creates a physiognomic expression in the below as it appears to physical sight. Take first what we have in common with the whole inorganic nature, that is, that which crystallized into the form of a person's physical body. When we speak of the physical body in a spiritual-scientific sense, it is not what can be seen physically that is meant, but the combination of forces behind it that constructed this form. The next member of our being is the ether body, which plants and animals also possess, and by means of which they are endowed with life. The ether body transforms physical matter into living fluids, thus raising what is merely material into living form. In animal and human the ether body is permeated by the astral body, which calls up in the circulating fluid inner participation of its movement, causing the movement to be reflected inwardly. We have now reached the point where the being of humans can be understood insofar as they are related to the animal kingdom. The substances, such as oxygen, nitrogen, hydrogen, sulphur, phosphorus, and so forth, out of which our physical body is composed, are to be found outside in inorganic nature. If the substances transformed by the ether body into living matter are to attain the capacity to create inner mirror images of external events, then the ether body must be permeated by the astral body. It is the astral body that gives rise to sensations and feelings, but at the animal level does so in a specific way. The ether body transforms inorganic substances into living fluids; the astral body transforms living substance into sensitive substance. But—and of this please take special note—a being composed of no more than the three bodies is only capable of sensing itself. It is only aware of its own life processes; its existence is confined within the boundaries of its own being. This fact is most interesting, and it is important to keep it in mind. Look for a moment at what has developed in a lower animal: inorganic matter is transformed into living substance, and living mobile substance into sensitive substance. The latter is to be found only where there is at least the rudiment of what at a higher stage becomes a developed nervous system. Thus, we have inorganic substance, living substance, and nerve substance capable of sensation. In a crystal you see manifest certain laws of inorganic nature. (A crystal can be formed only within the whole surrounding nature.) No single entity could exist by itself separated from the rest of the cosmos. If we were to be transferred a mile or two above the earth's surface, we would die. Just as we are conceivable only within the environment to which we belong, where the necessary forces exist that combine to form and sustain us, so too, in the case of a crystal. A person who knows how to look at a crystal will see it as an individual imprint of the whole of nature, indeed of the whole cosmos. Georges Leopold Chrètien Cuvier6 is quite right when he says that a competent anatomist is able to deduce from a single bone to what kind of animal it belongs, as each kind has its own specific bone formation. So you see that in the form of a crystal a certain aspect of the whole cosmos is reflected, just as an aspect of the whole cosmos is imprinted on living substance. The fluid circulating in a living creature is a small world that mirrors the great world. When substance possesses not only life, but also experiences inner sensation, it mirrors universal laws; it becomes a microcosm that dimly senses within itself the whole macrocosm. As the crystal is an image of cosmic form, so is sentient life an image of cosmic life. The dullness of consciousness in simple creatures is compensated by its immense range, for mirrored in it is the whole cosmos. The constitution of humans is simply a more intricate structure composed of the three bodies already found in simple sentient creatures. If you consider people while disregarding their blood, you have beings built up from the same substances as those to be found in their environment. Like the plant, human beings contain fluids that call mineral substances to life, which in turn incorporate a system of nerves. The first nerves to appear are those of the so-called sympathetic nervous system. In humans it extends along both sides of the vertebral column, forming a series of knots from which it branches out and sends threads to the various organs, the lungs, the digestive tract and so on. In the first instance, the sympathetic nervous system gives rise to the kind of sentient life just described. But a person's consciousness does not reach down far enough to experience the cosmic processes it mirrors. The surrounding cosmic world out of which the human being, as a living being, is created, mirrors itself in the sympathetic nervous system. There is in these nerves a dull inner life. If human beings could dive down consciously into the sympathetic nervous system, while the higher nervous system fell asleep, they would behold in a world of light the workings of the great cosmic laws. Human beings once had a clairvoyant faculty that has been superseded. However, it can still be experienced, if through certain measures the function of the higher nervous system is suspended, setting free the lower consciousness. When that happens, the world is experienced through the lower nervous system in which the environment is mirrored in a special way. Certain lower animals still have this kind of consciousness. As explained, it is extremely dull, but provides a dim awareness of a far wider aspect of the world than the tiny section perceived by humans today. At the time when evolution had reached the stage of the cosmos being mirrored in the sympathetic nervous system, another event occurred in human beings. The spinal cord was added to the sympathetic nervous system. The system of brain and spinal cord extended to the organs, through which contact was established with the outer world. Once their organisms had reached this stage, humans were no longer obliged to be merely a mirror for the primordial cosmic laws; the mirror image itself now entered into relationship with the environment. The incorporation of the higher nervous system in addition to the sympathetic nervous system denoted the transformation that had occurred in the astral body. Whereas formerly it participated dully in the life of the cosmos, it now contributed its own inner experiences. Through the sympathetic nervous system, a being senses what takes place outside itself; through the higher nervous system, what takes place within itself. In individuals at the present stage of their evolution, the highest form of the nervous system is developed; it enables people to obtain from the highly structured astral body what is needed to formulate mental pictures of the outer world. Therefore, a person has lost the ability to experience the environment in the original dull pictures. Instead, individuals are aware of their inner life, and build within the inner self a new world of pictures on a higher level. This world of mental pictures mirrors, it is true, a much smaller section of the outer world, but does so much more clearly and perfectly. Hand in hand with this transformation, another one occurred on a higher evolutionary level. The reorganization of the astral body became extended to the ether body. Just as the ether body through its reorganization became permeated with the astral body, and just as there was added to the sympathetic nervous system that of the brain and spinal cord, so what was set free from the ether body—after it had called into being the circulation of living fluids—now transformed these lower fluids into what we call “blood.” Blood denotes an individualized ether body, just as the brain and spinal cord denote an individualized astral body. And through this individualizing comes about that which expresses itself as the “I.” Having traced man's evolution up to this point, we notice that we are dealing with a gradation in five stages: First the physical body (or inner forces); second the ether body (or living fluids, to be found also in plants); third the astral body (manifesting itself in the lower or sympathetic nervous system); fourth the higher astral body emerging from the lower astrality (manifesting itself in the brain and spinal cord); and finally the principle that individualizes the ether body. Just as two of humanity's principles, the ether, and astral bodies, have become individualized, so will the human being's first principle, built up out of external lifeless substances, that is, the physical body, become individualized. In present day humanity there is only a faint indication of this transformation. We see that formless substances come together in the human body, that the ether body transforms them into living forms, that through the astral body the outer world is reflected and becomes inner sensation, and finally this inner life produces of itself pictures of the outer world. When the process of transformation extends to the etheric body, the result is the forming of blood. This transformation manifests itself in the system of heart and blood vessels, just as the transformation of the astral body manifests in the system of brain and spinal cord. And, as through the brain the outer world becomes inner world, so does this inner world become transformed through the blood into an outer manifestation as the human body. I shall have to speak in similes if I am to describe these complicated processes. The pictures of the external world made inward through the brain are absorbed by the blood and transformed into vital formative forces. These are the forces that build up the human body; in other words, blood is the substance that builds the body. We are dealing with a process that brings the blood into contact with the outer world; it enables it to take from it the most perfect substance, oxygen. Oxygen continually renews the blood, endowing it with new life. In tracing human development, we have followed a path that leads from the outer world to humanity's inner world and back to the outer world. We have seen that the origin of blood coincides with our ability to face the world as an independent being, a being able to form his or her own pictures of the external world from its reflection within the self. Unless this stage is reached, a being cannot say “I” to itself. Blood is the principle whereby “I-hood” is attained. An “I” can express itself only in a being who is able independently to formulate the pictures the outer world produces within the self. A being who has attained “I-hood” must be able to take in the outer world and recreate it within the self. If we possessed only a brain without a spinal cord, we would still reproduce within ourselves pictures of the outer world and be aware of them, but only as a mirror image. It is quite different when we are able to build up anew what is repeated within ourselves; for then what we thus build up is no longer merely pictures of the outer world; it is the “I.” A being who possesses brain and spinal cord will not only mirror the outer world, as does a being with only the sympathetic nervous system, but will also experience the mirrored picture as inner life. A being who in addition possesses blood will experience inner life within the self. The blood, assisted by oxygen taken from the outer world, builds up the individual body according to the inner pictures. This is experienced as perception of the “I”. The “I” turns its vision inwards into a person's being, and its will outwards to the world. This twofold direction manifests itself in the blood, which directs its forces inwards, building up a person's being, and outwards towards the oxygen. When humans fall asleep they sink into unconsciousness because of what the consciousness experiences within the blood, whereas when they, by means of sense organs and brain, form mental pictures of the outer world, then the blood absorbs these pictures into its formative forces. Thus, the blood exists midway between an inner picture-world and an outer world of concrete forms. This becomes clearer if we look at two phenomena. One is that of genealogy, that is, the way conscious beings are related to ancestors, the other is the way we experience external events. We are related to ancestors through the blood. We are born within a specific configuration, within a certain race, a certain family and from a certain line of ancestors. Everything inherited comes to expression in our blood. Likewise, all the results from an individual's physical past accumulates in the blood, just as within it there is prepared a prototype of that person's future. Consequently, when the individual's normal consciousness is suppressed, for example under hypnosis or in cases of somnambulism or atavistic clairvoyance, a much deeper consciousness becomes submerged. Then, in a dreamlike fashion, the great cosmic laws are perceived. Yet this perception is nevertheless clearer than that of ordinary dreams even when lucid. In such conditions all brain activity is suppressed, and in deep somnambulism even that of the spinal cord. In this condition what the person experiences is conveyed by the sympathetic nervous system; the individual has a dull, hazy awareness of the whole cosmos. The blood no longer conveys mental pictures produced by the inner life through the brain; it only conveys what the outer world has built including everything inherited from ancestors. Just as the shape of a person's nose stems from his or her ancestors, so does the whole bodily form. In this state of consciousness a person senses his ancestors in the same manner that waking consciousness senses mental pictures of the outer world. A person's blood is haunted by his ancestors; he dimly participates in their existence. Everything in the world evolves, also human consciousness. If we go back to the time when our remote ancestors lived, we find that they possessed a different type of consciousness. Today, during waking life we perceive external objects through the senses, and transform them into mental pictures that act an our blood. Everything a person experiences through the senses is working in not only his blood but also in his memory. By contrast, a person remains unconscious of everything bestowed by ancestors. We know nothing about the shape of our inner organs. In the past all this was different; at that time the blood conveyed not only what it received from outside through the senses, but also what existed in the bodily form, and as this was inherited, we could sense our ancestors within our own being. If you imagine such a consciousness enhanced, you will get an idea of the kind of memory that corresponded to it. When our experiences are confined to what can be perceived through the senses, then only such sense perceptible experiences are remembered. A person's consciousness comprises only his experiences since childhood. In the past this was different, because the inner life contained all that was brought over through heredity. A human's mental life depicted ancestors' experiences as if they were his own. A person could remember not only his own childhood, but his ancestors' lives, because they were contained in the pictures absorbed by his blood. Incredible as it may seem to the modern materialistic outlook, there was a time when human consciousness was such that an individual regarded both his and his forefathers' physical experiences as his own. When someone said: “I have experienced... ,” he referred not only to personally known events but also to events experienced by his ancestors. It was a dim and hazy consciousness compared with modern human waking consciousness, more like a vivid dream. However, it was much more encompassing, as it included not only his own life but the lives of ancestors. A son would feel at one with his father and grandfather, as if they were sharing the same “I.” This was also the reason he did not give himself a personal name but one that included past generations, designating what they had in common with one and the same name. Each person felt strongly that he was simply a link in a long line of generations. The question is how this form of consciousness came to be transformed into a different one. It happened through an event well-known to spiritual historical research. You will find that every nation the world over describes a significant moment in history when a new phase of its culture began—the moment when the old traditions begin to lose their influence, and the ancient wisdom that had flowed down the generations via the blood begins to wane, although the wisdom still finds expression in myths and sagas. A tribe used to be an enclosed unit; its members married among themselves. You will find this to be the case in all races and peoples. It was a significant moment in the history of mankind when this custom ceased to be upheld—the moment when a mingling of blood took place through the fact that marriage between close relations was replaced by marriage between strangers. Marriage within a tribe ensured that the same blood flowed through its members down the generations; marriage between strangers allowed new blood to be introduced into a people. The tribal law of intermarriage will be broken sooner or later among all peoples. It heralds the birth of the intellect, which means ability to understand the external world, to understand what is foreign. The important fact to bear in mind is that in ancient times a dim clairvoyance existed out of which arose sagas and legends, and that the clairvoyant consciousness is based on unmixed blood, whereas our awakened consciousness depends on mixed blood. Surprising as it may seem, marriage between strangers has resulted in logical, intellectual thoughts. This is a fact that will increasingly be confirmed by external research, which has already made a beginning in that direction. The mingling of blood extinguishes the former clairvoyance and enables humanity to reach a higher stage of evolution. When a person today goes through esoteric training and causes clairvoyance to reappear, that person transforms it to a higher consciousness, whereas today's waking consciousness has evolved out of the ancient dim clairvoyance. In our time, a person's whole surrounding world in which he acted came to expression in the blood; consequently, this surrounding world formed the inner in accordance with the outer. In ancient times it was more a person's inner bodily life that came to expression in the blood. A person inherited, along with the memory of his ancestors' experiences, also their good or bad inclinations; these could be traced in his blood. This ancestral bond was severed when blood became mingled through outside marriages. The individual began to live his own personal life; he learned to govern his moral inclinations according to his own experiences. Thus, ancestral power holds sway in unmixed blood; that of personal experience in mixed blood. Myths and legends told of these things: “That which has power over thy blood has power over thee.” Ancestral power over a folk came to an end when the blood, through being mingled with foreign blood, ceased to be receptive to its influence. This held good in all circumstances. Whatever power wishes to subjugate a person will have to exert an influence that imprints itself in his blood. Thus, if an evil power wishes dominance over an individual, it must gain dominance over his or her blood. That is the profound meaning of the quotation from Faust, and the reason the representative of evil says: “Sign your name to the pact in blood; once I possess your name written in your blood, I shall have caught you by the one thing that will hold man. I shall then be able to pull you over to my side.” That which possesses a person's blood possesses that person, and possesses the human “I. ” When two groups of human beings confront one another, as used to be the case in colonization, then only if there is true insight into evolutionary laws is there any possibility of foreseeing if the foreign culture can be assimilated. Take the case of a people that is very much at one with its environment, a people into whose blood the environment has as it were inserted itself. No attempt to graft upon it a foreign culture will succeed. It is simply impossible, and is also the reason why in certain regions the original inhabitants became extinct when colonized. One must approach such problems with insight and realize that anything and everything cannot be forced upon a people. It is useless to demand of blood more than it is able to endure. Modern science has discovered recently that if blood from one animal is mixed with that of another not akin to it, the two types of blood prove fatal to one another. This is something that has been known to spiritual knowledge for a long time. Just as unrelated types of blood if mixed cause death, so is the old clairvoyance killed in primitive humanity when blood from different lines of descent are mingled. Our modern intellectual life is entirely the outcome of the mingling of blood. Once this approach is adopted it will be possible to study what effect the mingling of blood has had on the various people in the course of history. Thus, when the blood of animals from different evolutionary stages is mixed the result is death, whereas that is not the case when the species are related. The human organism survives when, through marriage, blood is mingled with strange blood; here the result is the extinction of the original animal kind of clairvoyance, and the birth in evolution of a new consciousness. In other words, something happens in humans, but on a higher level, that is similar to what happens in the animal kingdom where strange blood kills strange blood. In the human kingdom strange blood kills the hazy clairvoyance that is based on kindred blood. Therefore, it is a destructive process that gave rise to the modern human wakeful day-consciousness. The kind of spiritual life that resulted from intermarriage has been destroyed in the course of evolution; while the very thing that destroyed it, that is, marriage between strangers, gave birth to the intellect and today's lucid consciousness. What is able to live in a person's blood lives in that person's “I.” Just as the physical principle comes to expression in the physical body, the ether body comes to expression in the system of living fluids, and the astral body in the system of nerves, so does the “I” come to expression in the blood. Physical principle, ether body and astral body are the “above” blood; the “I” forms the center; and physical body, living fluids and nervous system are the “below.” Therefore, whatever power wishes to dominate humans must take possession of their blood. These are things that must be taken into account if progress is to be achieved in practical life. For example, just because the “I” comes to expression in the blood, a people's racial character can be destroyed through colonization, when more is demanded than the blood can endure. Not till Beauty and Truth become part of a person's blood does he truly possess them. Mephistopheles wants power over Faust's “I”; that is why he seizes Faust's blood. So you see that the quotation, which is the Leitmotiv of this lecture, arose out of profound knowledge. Blood is indeed a very special fluid.
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